EFTA00618147

CONFIDENTIAL & PROPRIETARY A Trusted, Innovative Leader in Global Investing and Wealth Management Company Overview I November 2015 ROCKEFELLER & CO. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618147 CONFIDENTIAL & PROPRIETARY ROCKEFELLER & CO. The information provided in the following pages is intended to provide an overview of Rockefeller & Co., Inc. (the "Company") and is for discussion purposes only. It does not purport to contain all of the information that may be required to evaluate the Company. This information is not intended to predict actual results, which may differ materially from those set forth herein. Unless otherwise noted, estimates or projections contained have been prepared or reviewed by the Company and are based upon certain assumptions involving significant elements of subjective judgment and analysis. Some assumptions on which estimates are based will change or not materialize, and unanticipated events and circumstances will occur. The Company makes no representations or warranties, express or implied, as to the accuracy or completeness of the accompanying information. The Company does not undertake any obligation to supplement or correct this information. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618148 ROCKEFELLER & CO. I. Introduction to Rockefeller & Co. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618149 Rockefeller is an Unrivaled Brand ROCKEFELLER & CO. From our beginnings over a century ago, Rockefeller & Co. has been dedicated to the betterment of the clients we serve Rockefeller & Co. and its subsidiaries' have responsibility for $41.2bn2 in assets for individuals and families, family offices, nonprofit organizations, foundations, endowments and other institutions Differentiation: Successful transition from a private family office for the Rockefeller family to a wealth advisory and investment management firm with over half of our business coming from clients outside of the family Breadth and depth of professionals' experience and expertise in handling complex client situations Long history of managing substantial wealth, utilizing both strong internal capabilities and access to leading external managers Distinctive history of internally managed investments across multiple asset classes Flexibility to offer comprehensive solutions or more tailored services to clients Sincere commitment and accountability to deliver a distinctive client experience, arising from the founding principles of the firm Persistency of client relationships Rockefeller & Co. is organized around three primary areas of expertise: Rockefeller Wealth Advisors Rockefeller Asset (Including the Rockefeller A I Management Rockit® Solutions Trust Companies) 1. Inclusive of the Rockefeller Trust Company. N.A.. The Rockefeller Trust Company (Delaware), and Rockit Solutions. LLC, and are hereinafter collectively referred to as "Rockefeller & Co: 2. As of September 30. 2015. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. 1 This presentation is not valid without a consultation with a representative of Rockefeller & Co. 3 EFTA00618150 Rockefeller is a Storied Institution ROCKEFELLER & CO. Rockefeller remains the financial steward of one of America's great family legacies 1882: John D. I 2005: 2008: Societe Generale Rockefeller established Launched Private Banking a New York office to Rockit® ("SocGen") acquired a manage the Rockefeller 1980: Registered as an 2000: Opened proprietary 37% minority equity family personal and investment adviser with Washington technology interest in the parent philanthropic interests U.S. SEC D.C. office system holding company 1979: Rockefeller & Co. 1985: Launched 1997: Launched 2004: 2012: RIT Capital incorporated as part of its Rockefeller The Rockefeller Opened Partners plc, a London evolution from a single- Trust Company, Trust Company Boston office listed investment trust family office to an N.A.1 (Delaware) chaired by Lord (Jacob) integrated firm Rothschild, acquired the entirety of the investment held by SocGen in the parent holding company 1. Originally chartered in New York and converted to a national charter in 2009. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. 1 This presentation is not valid without a consultation with a representative of Rockefeller & Co. 4 EFTA00618151 Rockefeller Provides a Broad Offering ROCKEFELLER & CO. Rockefeller Wealth Advisors Rockefeller Asset Rockit® Solutions Management Objective investment advice Internally-managed global Proprietary technology and and consulting coupled with equity and fixed-income experienced professionals an open-architecture portfolios, including providing comprehensive investment management sustainability and impact portfolio accounting and platform, along with fiduciary investment strategies reporting and financial planning services The Rockefeller Trust Companies Provide trust and other fiduciary services, including trust administration on a stand-alone or integrated basis through two trust companies — a national trust bank regulated by the Office of the Comptroller of the Currency and a Delaware-chartered limited purpose trust company These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618152 Rockefeller Organizational Structure ROCKEFELLER & CO. Reuben Jeffery III Chief Executive Officer Asset Wealth Rockit Administration and Management Advisory Solutions, LLC Sales (39 Employees) (86 Employees) (76 Employees) (49 Employees) David Harris Raymond Wareham Susan McDermott Yvette Garcia Stuart Hendry David Westbrook Chief Investment Head of Wealth Chief Operating Chief Adm. Officer & Chief Operating Chief Financial Officer Advisory Officer Gen. Counsel Officer Officer Note: As of September 30. 2015. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. 1 This presentation is not valid without a consultation with a representative of Rockefeller & CO. 6 EFTA00618153 Rockefeller Leadership ROCKEFELLER & CO. Reuben Jeffery III is the President and Chief Executive Raymond N. Wareham is the Head of Wealth Officer and a board member of Rockefeller & Co. and Management Services, Managing Director and Senior Rockefeller Financial Services, Inc. Prior to joining Client Advisor of Rockefeller & Co. Prior to joining Rockefeller & Co. in 2010, Reuben was a Senior Adviser at Rockefeller in 2012, Ray was a Senior Managing Director the Center for Strategic & International Studies in for Bernstein Global Wealth Management. Ray previously Washington, D.C., and previously served seven years in spent twenty-four years at J.P. Morgan in corporate the U.S. government in a variety of positions. Reuben finance, M&A, and underwriting capacities in New York, spent eighteen years at Goldman, Sachs & Co., where he London, and Tokyo. Ray received an M.B.A. from Harvard was Managing Partner of the firm's Paris office and of its Business School and a B.S. from Northwestern University. European Financial Institutions Group in London. Reuben received an M.B.A./J.D. from Stanford University and a B.A. from Yale College. Yvette M. Garcia is General Counsel, Chief Administrative David P. Harris, CFA, is the Chief Investment Officer and Officer and a Managing Director of Rockefeller & Co. Prior a Managing Director of Rockefeller & Co. Prior to joining to joining Rockefeller & Co. in 2001, Yvette was a Senior Rockefeller & Co. in 1999, David spent over three years Associate in the Financial Services Group of Willkie Farr & with Stein Roe & Farnham as Portfolio Manager. David Gallagher, LLP. Yvette received a J.D. from Fordham Law received an M.B.A. from Cornell University and a B.A. from School and a B.A. from New York University. She is a the University of Michigan. member of the Board of Directors of Rockefeller Trust Company, N.A., The Rockefeller Trust Company (Delaware) and Rockit Solutions, LLC. David Westbrook is a Managing Director and the Chief Stuart Hendry is the Chief Operating Officer and a Financial Officer of Rockefeller & Co. Prior to joining Managing Director of Rockefeller & Co. Prior to joining Rockefeller & Co. in 2011, David was the CFO at Rockefeller & Co. in 2015, Stuart was the Managing Silvercrest Asset Management. He previously spent 18 Director and Head of Operations at Indus Capital Partners, years with Deloitte & Touche LLP, where he last held the LLC, a registered investment adviser. He previously spent position of Audit Director in the private equity and asset ten years with Bear Stearns Asset Management, where he management practice. David received a Post Graduate held senior positions in operations and technology. Stuart Diploma in Accounting and a Bachelor of Commerce from received an M.B.A. from Fordham University and a the University of KwaZulu-Natal in Durban, South Africa. Bachelor of Arts Degree from Ohio Wesleyan University.. David is a member of the Board of Directors of Rockit Solutions, LLC. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618154 ROCKEFELLER & CO. II. Rockefeller & Co. has a Broad Platform These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618155 Rockefeller Tailors Resources ROCKEFELLER & CO. for Clients' Needs Asset Management Investment Rockite Advisory Information Institutions, Families, Management Foundations, Individuals, Endowments, Family and Offices, and Investment Advisors Tax & Advisors Trust Family Office Services Services Wealth Advisory Provide a Comprehensive Solution or Part of the Solution These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. 1 This presentation is not valid without a consultation with a representative of Rockefeller & Co. 9 EFTA00618156 Rockefeller Provides a Diverse ROCKEFELLER & CO. Advisory Offering Rockefeller Offers Comprehensive Solutions in One Place Asset Management Services Fiduciary Services Non-Profit / Foundation Services Global Equity Corporate Trustee/ Co-Trustee Investment Committee / Board Sustainability & Impact Agent to Personal Trustee(s) Advisory Investments Delaware Trustee Investment Policy Statement Creation U.S. Small Cap Equities Directed Trustee Asset / Liability Management Fixed Income Fiduciary Oversight Foundation & Charitable Trust, Executor/Personal Advisory, and Asset Management Representative Fiduciary Tax Preparation Family Office Services Investment Advisory Services Foundation & Charitable Trust Advisor Coordination Manager Selection Management Philanthropic Planning Non-discretionary Advisory Human Resource Services Alternative Manager Research Family / Trustee Meetings & Consulting Wealth Planning Services Private Banking Advisory Hedge Funds Financial Planning Lending Advisory Private Equity Funds Trust & Estate Planning Insurance Advisory Venture Capital Funds Intergenerational Planning Income Tax Planning Budgeting & Administration Services Cash Flow & Liquidity Budgeting and Administration Outsourced CIO Services Planning Cash Flow/Liquidity Planning & Reporting Asset Location / Entity Income Tax Analysis & Planning Manager Selection Selection Asset Allocation Tax Preparation Governance Planning Financial Reporting Portfolio Construction & Business Succession Monitoring Bookkeeping Advisory Coordination Bill Paying Annual Financial Review These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. I This presentation is not valid without a consultation with a representative of Rockefeller & Co. 10 EFTA00618157 Overview of Rockefeller ROCKEFELLER & CO. Asset Management ■ Long and distinct history ■ Bottom-up research approach ■ Fundamental investors focused on long-term business prospects ■ Team of industry specialists ■ Deeply rooted culture of integrity, transparency and compliance Asset Class Concentration Equity Exposure Breakdown 1.2 % Equity Fixed Income Large Cap HF/PE/VC Funds Cash Multi Cap ■ Other 13.2 % ■ Distressed Debt 65.5% U.S. Small Cap ■ Real Estate Emerging Markets Emerging Markets Total AUM: $9.9bnl 1. Total AUM includes assets embedded in wealth advisory and asset management at September 30. 2015. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. 11 EFTA00618158 Rockefeller Manages a Range of ROCKEFELLER & CO. Sophisticated Investment Strategies Rockefeller Asset Management Rockefeller & Co. Equity Strategies Fixed Income Strategies Global Equity Strategy Core Taxable Fixed Income Strategy Global Sustainability & Impact Equity Strategy Tax Exempt Fixed Income — New York Strategy U.S. Small Cap Equity Strategy Tax Exempt Fixed Income — National Strategy U.S. Large Cap Equity Strategy Short Term Taxable Fixed Income Strategy Non-U.S. Equity Strategy Global Dividend Growth Equity Strategy Multi-Asset Class Strategy Rockefeller Tailored Portfolios Healthcare MLP The Ocean Fund Global Energy Fund These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. 1 2 This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618159 Overview of Rockit° re] ROCKIr'SOLUTIONS Solutions Technology ► A ROCKEFELLER COMPANY Rockit Command Powerful technology Portfolio ViewTm Web-based utilized by family offices, advisors and reporting tool for other professionals to access their clients provides secure 24/7 financial data access to statements and Global Portfolio Management other notices online Integrated General Ledger Accounting Per! eilin View Trust & Partnership Accounting POCKIT ROCKIT • 3••0 • rrltir r •••• Performance Measurement • .•••• • .limme I, W. ,I . Ow. 611•2022 • Automated Reconciliations •••••.•1•••••=•• A444••• alatIVeges••• low ••••••ileywIll•PI,,, 0 Consolidated On-Demand/Ad-hoc Reporting ',moan le:, MGR -1 Budgeting and Administration le.:4•AP ro•• 4........•••••• Web-based Access and Reporting 0 . 20,4 &Qum 1••• Ionim 0.1,411. r••••••••• VieNSINI• Partnership Accounting and Tax ▪••• ••••• tio•s• io WYLY Services Available for those who invest Mb& 1211.111 01••••••••ftlint i. tolo.<4.• Mos MULLIN, COMPIR IIIMENS•0•0 .•••••• •••••• Vs. Isla,. al through family limited partnerships or other pooled investment vehicles, as well Comr••••••••go WM. Yu, VON ••410.11e14) as for specialized needs such as real estate accounting These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. I i3 This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618160 ROCKEFELLER & CO. Ill. Rockefeller & Co. has an Attractive Financial Profile These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618161 Rockefeller has a Robust Asset Profile and a Strong Financial Platform ROCKEFELLER & CO. Robust AUM / AUA Development ($bn) Strong Revenue Profile ($mm)1 .6 °1° CAGFV. 13 $43.8 GNGit 9.0 °I° $ 43.1 $ 89.8 0 - 2014 010 $ 87.4 2O $ 40.2 2 2°A4 $ 19.4 $ 20.3 $73.0 $ 9.7 8 32.1 $63.5 $68.9 Imm $ 25.9 $ 24.2 $ 27.6 $ 15.9 11 $ 14.5 $ 15.5 $18.1 $ 17.1 $ 16.4 $ 11.0 $ 2.5 $ 0.5 $ 7.1 $ 0.3 $ 0.4 $ 10.0 2010 2011 2012 2013 2014 2010 2011 2012 2013 2014 UHNW / Trust • Subadvisory Investment Mgmt Wealth Advisory Asset Management • Rockit Rockit • Non-Managed Assets 1. Adjusted to reflect intercompany transfers. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. I This presentation is not valid without a consultation with a representative of Rockefeller & Co. 15 EFTA00618162 Rockefeller has a Diverse and ROCKEFELLER & CO. Long Tenured Client Base Diversified client base... Ultra High Net Worth ... with limited concentration n i ... and long-tenure Institutional Revenue, by Concentration3 Revenue, by Tenure (Yrs) Rockit 4.4% • Top 5 Clients 18.2% 2 and less Next 10 Clients 18.6% 3 to 5 Number of Relationships' • Next 20 Clients 17.3% 6 to 10 59.9% 17.1% Greater than 10 • Remainder 17.8% Ultra High Net Worth Total Revenues: $89.8mm2 Total Revenues: $89.8mm2 Institutional Rockit 1. Each client relationship may be comprised of a number of individual client accounts to reflect structures for investment, estate planning, and charitable or other purposes among constituent relationship members. See also Form ADV for additional information. 2. For year ended December 31, 2014. Pie charts exclude -$0.5mm of revenue attributable to parent company / corporate services operations. 3. Top 5, Next 10, and Next 20 Clients ranked in order of Revenue per pie chart. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. 1 16 EFTA00618163 ROCKEFELLER & CO. Appendix A: Rockefeller has Strong Investment Performance These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. This presentation is not valid without a consultation with a representative of Rockefeller & Co. EFTA00618164 Investment Management Performance ROCKEFELLER & CO. As of September 30. 2015 Assets (imm) Portfolio Performance (%) YTD 1 YR 3 YRS 5 YRS 10 YRS ITO" As of 9/30115 Global Equity Portfolios.' $106.4 -Gross -6.6 -5.3 11.9 11.3 7.1 9.7 (1/93) Net -7.3 -6.2 10.9 10.2 6.1 8.7 MSCI All Country World Index — Net Dividends' -7.0 -6.7 6.8 7.2 4.2 6.8 -Gross +0.4 +1.4 +5.1 +4.1 +2.9 +2.9 Outperformance (+) I Underperformance (-) -Net -0.3 +0.5 +4.1 +3.0 +1.9 +1.9 Tracking Error" 3.15 3.10 2.96 Global Sustainability & Impact Equity Portfolio' $101.1 -Gross -7.7 -6.8 9.6 9.6 6.7 8.5 (1/91) -Net -8.5 -7.9 8.1 8.2 5.2 7.1 MSCI All Country Wodd Index — Net Dividends' -7.0 -6.7 6.8 7.2 4.2 7.9 Outperformance (+) 1Underperformance (-) -Gross -0.1 +2.8 +2.4 +2.5 +0.6 Net -1.5 -1.2 +1.3 +1.0 +1.0 -0.8 Tracking Error" 2.27 3.19 2.92 U.S. Small Cap Equity Portfolios 51133 -Gross -4.4 3.6 11.0 12.8 8.5 12.5 (1/89) -Net -5.4 2.2 9.5 11.2 6.9 11.0 Russell 2000'Index' -7.7 1.2 11.0 11.7 6.6 9.4 -Gross 3.3 +2.4 0.0 +1.1 +1.9 +3.1 Outperformance (+) / Underperformance (-) -Net 2.3 +1.0 -1.5 -0.5 +0.3 +1.6 Tracking Error" 4.60 424 5.16 Balanced Portfolios•'^ $242.8 -Gross -4.1 -2.2 9.3 9.5 7.2 8.8 (1/89) Net -4.7 -3.0 8.4 8.7 6.4 7.9 70% MSCI ACWI — Net Dividends! 30% BCAG Bond Index' -4.5 -3.7 5.4 6.3 4.6 7.7 -Gross +0.4 +1.5 +3.9 +3.2 +2.6 +1.1 Outperformance (+)1Underperformance (-) Net -0.2 +0.7 +3.0 +2.4 +1.8 +0.2 Tracking Error" 2.40 2.42 2.19 'Rockefeller Asset Management Supplemental Information 2015 by Rockefeller & Co.. Inc. All rights reserved. Does not apply to sourced material. Products and services may be provided by various subsidiaries of Rockefeller & Co.. Inc. 20 Please see pages 24-25 for notes. EFTA00618165 Investment Management Performance ROCKEFELLER & CO. As of September 30, 2015 Assets (Smm) Portfolio Performance (%) 1" YTD 1 YR 3 YRS 5 YRS 10 YRS As of 9/30/15 U.S. Large Cap Equity Portfolio 551.7 -Gross -7.0 -1.8 12.5 12.6 7.7 5.0 (7/98) -Net -7.6 -2.6 11.5 11.6 6.8 4A S&P 500 Index -5.3 -0.6 12.4 13.3 6.8 5.0 -Gross -1.7 -1.2 +0.1 -0.7 +0.9 0.0 Outperformance (•) I Underperformance (-) -Net -2.3 -2.0 -0.9 -1.7 0.0 -0.9 Tracking Error" 2.58 2.92 3.31 Non-U.S. Equity Portfolio" 577.2 -Gross -6.0 -9.9 7.4 7.0 5.3 5.9 (7/98) .Net .6.8 -11.0 6.0 5.7 3.9 4.6 MSCI All Country World Index ex USA — Net Dividends& -8.6 -12.2 2.6 2.2 2.1 3.0 -Gross +2.6 +2.3 +4.8 +4.8 +3.2 +2.9 Outpertormance (+) / Underperformance (-) -Net +1.8 +1.2 +3.4 +3.5 +1.8 +1.6 Tracking Error" 4.48 4.02 4.04 Global Dividend Growth Portfolio— 567.1 -Gross -5.3 -3.9 8.9 9.6 11.3 (7/10) -Net -5.9 -4.8 7.8 8.5 10.1 MSCI World Index — Net Dividends& -6.0 -5.1 8.6 8.3 10.6 -Gross +0.7 +1.2 +0.3 +1.3 +0.7 Outperformance (+) / Underperformance (-) -Piet +0.1 +0.3 -0.8 +0.2 -03 Tracking Error" 2.71 3.22 4.38 Global Financial Services Recovery Portfolio $27.3 -Gross -6.7 4.0 8.7 6.9 3.9 (7/08) -Net -7.5 -7.1 6.9 5.4 2.2 MSCI ACWI Financials — Net Dividends' -9.0 -7.7 7.6 5.1 -0.2 -Gross +2.3 +1.7 +1.1 +1.8 - +4.1 Outperformance (+) / Underperformance (-) +1.5 +0.6 4.7 +03 +2.4 Tracking Error" 5.06 5.03 4.74 "The Global Dividend Growth Strategy focuses on imesting in large, established, cash-generWive compariss on a global basis. As these types of companies represent only a portion of the MSCI World Index, the Global Dividend Growth Strategy's return may not closety track the rearms of the indec The Global Dividend Growth Strategy is intended to provide attractive returns over a full cycle of up anc down markets (3 to 5 yews) with less volatility than a broader equity portfolio, although by design it can be apected to uiides palmm the MSCI World Index in rising markets. 'Rockefeller Asset Management Supplemental Information © 2015 by Rockefeller & Co.. Inc. All rights reserved. Does not apply to sourced material. 121 Please see pages 24-25 for notes. Products and services may be provided by various subsidiaries of Rockefeller & Co.. Inc. EFTA00618166 Investment Management Performance ROCKEFELLER & CO. As of September 30, 2015 Assets ($mm) Portfolio Performance (%) YTD 1 YR 3 YFtS 5 YRS 10 YRS ITO° As of 9/30/15 Tax Exempt Fixed Income — NY Portfoliolz 13 $390.7 -Gross 1.5 1.9 2.1 2.6 3.7 5.5 (1/89) -Net 0.7 0.8 1.1 1.7 2.9 4.6 Barclays Capital 5 Year Municipal Bond Index 1.8 1.9 1.8 2.8 4.1 5.3 -Gross -0.3 0.0 +0.3 -0.2 -0.4 +0.2 Outperformance (•)1Underperformance (-) -Net -1.1 -1.1 -0.7 -1.1 -1.2 -0.7 Tax Exempt Fixed Income - National Portfoliolt 13 $394.6 -Gross 1.6 2.2 2.3 2.6 3.9 5.6 (1/89) -Net 1.2 1.7 1.7 2.2 3.2 4.7 Barclays Capital 5 Year Municipal Bond Index 1.8 1.9 1.8 2.8 4.1 5.3 -Gross -0.2 +0.3 +0.5 0.0 -0.2 +0.3 Outperformance (•1 / Underperformance (.) -Net -0.6 -0.2 -0.1 -0.6 -0.9 -0.6 Core Taxable Fixed Income Portfolio'-'' $524.9 -Gross 1.6 3.1 2.0 3.7 4.8 5.3 (9(97) -Net 1.3 2.6 1.3 3.0 4.0 4.5 Barclays Capital Aggregate Bond Index 1.1 2.9 1.7 3.1 4.6 5.5 -Gross +0.5 +0.2 +0.3 +0.6 +0.2 -0.2 Outperformance (+) / Underperformance (-) Net +0.2 -0.3 -0.4 -0.1 -0.6 -1.0 'Rockefeller Asset Management Supplemental Information © 2015 by Rockefeller & Co.. Inc. All rights reserved. Does not apply to sourced material. 1 Products and services may be provided by various subsidiaries of Rockefeller & Co.. Inc. 22 Please see pages 24-25 for notes. EFTA00618167 Investment Management Performance ROCKEFELLER & CO. As of September 30, 2015 Annualized Market Value ($mm) Portfolio Performance (%) 1'43 YTD 1 YR 3 YRS 5 YRS 10 YRS ITD° As of 9/30115 Rockefeller Access Fund I $65.6 -Net 16.0 16.8 14.9 12.5 7.3 5.9 (4/04) Rockefeller Access Fund II $26.9 -Net 14.5 15.8 13.2 12.3 7.0 5.9 (4/04) Rockefeller Access Fund 06-I $169.5 -Net 14.9 18.5 17.1 14.2 5.3 (1/07) Rockefeller Access Fund 06.11 $17.7 -Net 16.7 19.6 16.0 13.0 5.0 (1/07) Rockefeller CleanTech Ventures Fund I, LLC $13.2 -Net -18.4 -17.0 -14.8 -12.7 -10.3 (2/06) Rockefeller CleanTech Ventures Fund II, LLC $19.5 -Net -3.6 -4.3 -1.0 0.5 -6.9 (5/08) 2006 Special Global Opportunities Fund. LLC $13.0 -Net 3.4 3.9 8.0 6.9 (6/06) -1.7 SGO Distressed Fund, LLC $21.6 -Net 9.1 11.3 14.7 11.0 8.8 (4/08) -Gross -4.5 -2.4 10.0 10.2 6.9 8.4 (1/89) Rockefeller Capital Fund $76.6 -Net -5.3 -3.5 8.8 9.0 5.7 7.0 -Gross 1.2 0.7 9.5 8.4 9.6 (7/09) Rockefeller Opportunistic Credit Fund $48.1 Net 0.3 -0.4 7.9 6.9 8.0 -Gross 1.0 1.3 4.5 4.0 4.0 (2/10) Rockefeller Alpha Select Fund $27.7 -Net 0.2 0.2 3.4 2.9 3.0 Venture CapitaVRivate Equity Fund performance reflects the most current valuation data made avaiable to us by the underlying investment funds and their managers. 'Rockefeller Asset Management Supplemental Information O2015 by Rockefeller & Co.. Inc. All rights reserved. Does not apply to sourced material. Please see pages 24-25 for notes. Products and services may be provided by various subsidiaries of Rockefeller & Co., Inc. 123 EFTA00618168 Investment Management Performance ROCKEFELLER & CO. As of September 30, 2015 I Composite 1 Assets ($mm) Composite Performance (%) 1.2.3* YTD 1 YR 3 YRS 5 YRS As of 9/30/15 Global Equity Composites., $3,189.4 -Gross -6.6 -5.3 11.9 11.5 6.9 (1106) MSCI All Country World Index — Net Dividends6 -7.0 -6.7 6.8 7.2 4.0 Outperformance (+) / Underperformance (-) -Gross +0.4 +1.4 +5.1 +4.3 +2.9 Global Sustainability & Impact Equity Composites $922.6 -Gross -7.4 -6.4 9.6 9.7 6.4 (1/06) MSCI All Country World Index — Net Dividends 6 -7.0 -6.7 6.8 7.2 4.0 Outperformance (+) / Underperformance (-) -Gross -0.4 +0.3 +2.8 +2.5 +2.4 U.S. Small Cap Equity Composites $556.5 -Gross -4.5 3.5 11.0 13.0 8.5 (1/06) Russell 2000' Index' -7.7 1.2 11.0 11.7 6.6 Outperformance (+) / Underperformance (-) -Gross +3.2 +2.3 0.0 +1.3 +1.9 Multi-Asset Class Strategy Compositem0 $303.9 -Gross -4.0 -2.2 9.2 9.4 6.8 (1/06) -4.5 -3.7 5.4 6.2 4.5 70% MSCI ACWI — Net Dividends 130% BCAG Bond Index5 Outperformance (+) Underperformance (-) -Gross +0.5 +1.5 +3.8 +3.2 +2.3 U.S. Large Cap Equity Composite $57.4 -Gross -7.0 -1.8 12.4 12.7 7.7 (1106) S&P 500 Index -5.3 -0.6 12.4 13.3 6.8 Outperformance (+1/ Underperformance (-) -Gross -1.7 -1.2 0.0 -0.6 +0.9 'Rockefeller Asset Management Supplemental Information ©2015 by Rockefeller & Co.. Inc. All rights reserved. Does not apply to sourced material. 1 24 Please see pages 24-25 for notes. Products and services may be provided by various subsidiaries of Rockefeller & Co.. Inc. EFTA00618169 Investment Management Performance ROCKEFELLER & CO. As of September 30, 2015 I Composite Assets (5mm) Composite Performance (%) 12-3. YID 1 YR 3 YRS 5 YRS ITD4 As of 9/30/15 Non-U.S. Equity Composite" 590.2 -Gross -6.0 -9.9 7.4 7.1 4.0 (7106) MSCI All Country World Index ex USA — Net 46 -12.2 2.6 2.2 0.7 Dividends' Outperformance (•) / Underpertormance (-) -Gross +2.6 +2.3 +4.8 +4.9 +3.3 Global Dividend Growth Equity Composite" 5306.1 -Gross -5.3 -3.9 8.9 9.7 11.4 (7/10) MSCI World Index — Net Dividends' -6.0 -5.1 8.6 8.3 10.6 Outperformance (•) / Underpertormance (-) -Gross +0.7 +1.2 +0.3 +1.4 +0.8 Global Financial Services Recovery Composite $27.3 -Gross -6.7 -6.0 8.7 6.9 3.9 (7/08) MSCI ACWI Financials — Net Dividends6 -9.0 -7.7 7.6 5.1 -0.2 Outperformance (+) / Underpertormance (-) -Gross +23 +1.7 +1.1 +1.9 +4.1 'Rockefeller Asset Management Supplemental Information a) 2015 by Rockefeller & Co., Inc. All rights reserved. Does not apply to sourced material. Please see pages 24-25 for notes. Products and services may be provided by various subsidiaries of Rockefeller & Co., Inc. 125 EFTA00618170 Notes ROCKEFELLER & CO. The information provided is for the following named representative portfolios and supplements the information contained in the GIPS® Compliant Presentations: The Global Equity Representative Portfolio is included in the Rockefeller Asset Management - Global Equity Composite, U.S. Large Cap Equity Representative Portfolio is included in the Rockefeller Asset Management - U.S. Large Cap Equity Composite. U.S. Small Cap Representative Portfolio is included in the Rockefeller Asset Management - U.S. Small Cap Equity Composite, Global Sustainability & Impact Equity Representative Portfolio is included in the Rockefeller Asset Management - Global Sustainability & Impact Equity Composite, Balanced Representative Portfolio is included in the Rockefeller Asset Management - Multi-Asset Class Strategy Composite. Non-U.S. Equity Representative Portfolio is included in the Rockefeller Asset Management - Non-U.S. Equity Composite. Global Dividend Growth Representative Portfolio is included in the Rockefeller Asset Management - Global Dividend Growth Equity Composite and Global Financial Services Recovery Representative Portfolio is included in the Rockefeller Asset Management — Global Financial Recovery Equity Composite. t Returns shown are for the composite. Returns were calculated using daily, true-time weighted total returns in US dollars that include unrealized and realized capital change and income earned from underlying holdings. Composite returns are calculated based in daily. asset-weighted individual portfolio returns using beginning-of-period values and net external asset movements. Trade date accounting is used for valuing positions. Dividends are recognized in accounts on an ex-date basis. 1. Strategy performance and characteristics are reported on a representative account basis. The performance and characteristics of individual accounts within a particular strategy will vary. The information is as of the date provided and may not be representative of current or future performance. The Portfolios' investments may change at any time. Future results may vary substantially from past performance. No investment strategy can guarantee profit or protection against losses. 2. Returns shown are time-weighted total returns in U.S. dollars and reflect receipt of dividends and interest. Returns for periods greater than one year are annualized. 3. Returns of all indices do not reflect commissions or fees that would be incurred by an investor in pursuing the index return. 4. Inception to date performance. Rockefeller & Co.'s performance results are shown for periods after December 31, 1988. the time when Rockefeller & Co. began storing performance results and related records electronically. The actual inception date for the U.S. Small Capitalization and Balanced Portfolios are November 1. 1981, and August 15, 1985. respectively. Rockefeller Asset Management claims compliance with GIPS® and has been independently verified for the period January 1. 2006 through December 31. 2014. Inception to date performance shown for the composites are as of January 1. 2006. unless otherwise indicated. 5. The Global Equity Portfolio. the U.S. Small Cap Equity Portfolio, and the Balanced Portfolio are comprised of tax-exempt investors and are managed without regard to tax consequences. Taxable investors would likely participate in a Global Equity. U.S. Small Cap Equity or Balanced investing strategy through a separate vehicle or managed account that has the same investment objective as the Portfolio. but seeks to maximize the after-tax returns of its investors. Future results of a comparable account may vary substantially from past performance. The U.S. Small Cap Equity Portfolio may invest in Canadian equities. 6. Results of the MSCI World Index. MSCI All Country World Index. MSCI ACWI ex-USA. MSCI EAFE and MSCI ACWI Financials are presented after the deduction of certain foreign withholding taxes. 7. The Russell 2000® Index is a registered trademark of the Russell Investment Group. Russell Investment Group is the owner of the copyright relating to this index and is the source of its performance value. 8. Prior to January 1. 2013. the benchmark for the Global Equity Portfolio was the MSCI World Index — Net (MSCI World). Effective January 1, 2013 and forward. the benchmark changed to the MSCI All Country World Index - Net (MSCI ACWI), which we believe is more representative of the Portfolio's global investment strategy. Annualized returns for the benchmark that include periods prior to January 1, 2013. reflect a time-weighted blend of the MSCI ACWI and the historical benchmark. Annual returns for the benchmark reflect the performance of the MSCI World for periods prior to January 1, 2013. 9. Prior to January 1. 2013. the benchmark for the Global Sustainability & Impact Equity Portfolio was the MSCI World Index — Net (MSCI World) from January 1.2001 and before that was a blend of 70% S&P 500 Index (S&P 500)130% MSCI EAFE Index — Net (MSCI EAFE). Effective January 1, 2013 and forward. the Portfolio's benchmark changed to the MSCI All Country World Index - Net (MSCI ACWI) since that is now more representative of the Portfolio's global investment strategy. Annualized returns for the benchmark that include periods prior to January 1. 2013 reflect a time-weighted blend of the MSCI ACWI and the historical benchmarks, as applicable. Annual returns for the benchmark for periods prior to January 1.2013 reflect the performance of the MSCI World for the period January 1. 2001 through December 31. 2012 and the performance of 70% S&P 500/30% MSCI EAFE blend for prior periods. © 2015 by Rockefeller & Co.. Inc. All rights reserved. Does not apply to sourced material. Products and services may be provided by various subsidiaries of Rockefeller & Co.. Inc. 26 EFTA00618171 Notes 2 ROCKEFELLER & CO. 10. Prior to January 1, 2013, the benchmark for the Balanced Portfolio was a blend of 70% MSCI World Index — Net (MSCI World)/30% Barclays Capital Aggregate Bond Index (BCAG) from July 1, 2011 and before that was a blend of 50% S&P 500 Index (S&P 500)/20% MSCI EAFE Index — Net (MSCI EAFE)/30% BCAG. Effective January 1, 2013 and forward, the Portfolio's benchmark changed to a blend of 70% MSCI All Country World Index — Net (MSCI ACWI)/30% BCAG since that is now more representative of the Portfolio's balanced investment strategy. Annualized returns for the benchmark that include periods prior to January 1, 2013 reflect a time-weighted blend of 70% MSCI ACWI/30% BCAG and the historical benchmarks, as applicable. Annual returns for the benchmark for periods prior to January 1, 2013 reflect the performance of 70% MSCI World/30% BCAG for January 1, 2012 to December 31, 2012, the performance 70% MSCI World/30% BCAG linked to 50% S&P 500/20% MSCI EAFE/30% BCAG for the period January 1, 2011 through December 31, 2011 and the performance of 50% S&P 500/20% MSCI EAFE/30%, BCAG for prior periods. 11. Prior to January 1. 2013, the benchmark for the Non-U.S. Equity Portfolio was the MSCI EAFE - Net (MSCI EAFE). Effective January 1, 2013 and forward, the Portfolio's benchmark changed to the MSCI All Country World Index ex-USA — Net (MSCI ACWI ex-USA), which we believe is more representative of the Portfolio's non-U.S. investment strategy. Annualized returns for the benchmark that include periods after and prior to January 1, 2013, reflect a time-weighted blend of the MSCI ACWI ex-USA and the historical benchmark. Annual returns for the benchmark reflect the performance of the MSCI EAFE for periods prior to January 1, 2013. 12. Performance for Rockefeller & Co., Inc.'s fixed income strategies is reported on a representative account basis. The Core Taxable Fixed Income Portfolio reflects the performance of the Rockefeller Taxable Bond Fund II, L.P. from its inception through October 31, 2013 (after which it commenced liquidation) linked to the performance of one or more separately managed portfolio for periods after October 31, 2013. The Tax Exempt Fixed Income - National Portfolio reflects the performance of the Rockefeller Tax Exempt Income Fund - National, L.P. from its inception through October 31, 2013 (after which it commenced liquidation) linked to the performance of one or more separately managed portfolios for periods after October 31, 2013. (The Rockefeller Tax Exempt Income Fund - National, LP. was spun off from the Rockefeller Tax Exempt Income Fund, L.P. (inception date January 29, 1988) on March 1, 1998. The performance results of the Tax Exempt Fixed Income - National Portfolio for the period of January 1, 1989 through February 28, 1998 are the performance results of the Rockefeller Tax Exempt Income Fund, L.P.). The Tax Exempt Fixed Income - New York Portfolio reflects the performance of the Rockefeller Tax Exempt Income Fund - New York, L.P. from its inception through October 31, 2013 (after which it commenced liquidation) linked to the performance of one or more separately managed portfolios for periods after October 31, 2013. Prior to May 2005, the Core Taxable Fixed Income Portfolio, the Tax Exempt Axed Income - National Portfolio and Tax Exempt Axed Income - New York Portfolio were managed by an unaffiliated investment advisor. Information about the underlying representative accounts is available upon request. 13. Net of Fees performance reflects the actual net of fees performance of the Rockefeller & Co. partnership vehicle from its inception through October 31, 2013 (after which it commenced liquidation) linked to the net of fees performance of the separately managed representative portfolio for periods after October 31, 2013. The net of fees performance of the separately managed representative portfolio is calculated by reducing its monthly gross of fees performance by the equivalent monthly accrual of the actual investment management fee rate charged to the portfolio. Information about fee rates used in the calculation is available upon request. Rockefeller & Co., Inc.'s investment management fees, which may be negotiated, are described in more detail in Part 2A of Rockefeller & Co., Inc.'s Form ADV. The actual investment management fees charged may vary by client. 14. Tracking error is a measure of how closely a portfolio follows the index to which it is benchmarked. 15. Rockefeller & Co. considers the information in these materials to be accurate, but does not represent that it is complete or should be relied upon as the sole source of investment performance or suitability for investment. These materials may not be reproduced or distributed for any purpose without Rockefeller & Co.'s prior written consent. 16. These materials do not constitute an offer for sale of interest in the Portfolios. Prospective investors should consult the Portfolios' Confidential Private Placement Memorandum before investing. © 2015 by Rockefeller & Co., Inc. All rights reserved. Does not apply to sourced material. Products and services may be provided by various subsidiaries of Rockefeller & Co., Inc. 127 EFTA00618172