EFTA01201769

Balance and Positions hitps://invest.ameritradc.comkgi-birt/apps/u/JaguarBalancesAn— ID Anteritrade Balances & Positions WW 06207014903 RIam EDT Account Balances Rows net casco Buying Pee (3P) Cart taw Ly itte.360M 1000 And Amp tat vat 4125.03331 Mar balsa $000 1000 SI40( Sc $44(9.85878 lAoney market' &1.601.68714 IOW OPP8ma SP 12,116.0330 tap Mak va• 1970.75472 tom CAM 00740 value S48032510 -3^.01100 — - — AccOlint value 53,25636816 472 011 00 Ott islarat MOWS 'Ut Gnaw lap rrouguta. vela WHAM •1/4620093 I Sheol sisoirtio yak* 10.00 1000 I Apt /0128)20H 3, ZAT3958 Oar Mat 31.470.111M 4.4520803 Ear fl Ms"- 704 ues 818morg it0.00% 1499.1sa 03 000% 1000 C aCil 90 4k Z, 1,79%Dita Account Positions ge(Aizod 1.05S LiEtsq9 Stocks Market value M $970,784.73* symbai Qty Last Change Pen VII Matt Reg COM Galn($) Skin(%) HAUP 182800 0.16 0.00 2.9,248.00 29,248.00 34,071.73 •1446 LIWA 1 0.0349 0.00 0.03 .. 0.04 0.26 -0.24 -87.47 mERR 26891 1.80 . 0.00 48,403.80 46,403.80 93,414.73 -45,010.45 -48.18 RIBT 66900 4.43 0.00 296,367.00 80,910.10 370,105.85 .73,738.85 -19.92 RIBTW 89000 1.5501 0.00 137,958.90 0.00 121,554.15 16,404.75 13.50 RMKR 472000 0.016 0.00 7,552.00 0.00 106,612.06 .99.060.06 -92.92 TBIO 92600 3.28 0.00 303,720.00 185,200.00 368,388.08 -64,660.08 .17.5S TEWI 450,3800 0.015 0.00 67,557.00 67,557.00 78,298.56 -10,741.56 -13.72 0043104308 363500 0.22 -- 79,970.00 79,970.00 142,321.86 62, PI / P8 -4342 Options Market value = $480,525.00* Symbol Undertyla0 SYmbol Qty Bld Mk Mkt Val MOM Reg Cast Galn(1) Galn(%) Last Close AND Jan 17 2015 3.5 Call AND 920 0.06 0.07 5,520.00 0.00 79,590.40 44,070.40 .93.06 0.07 0.06 AND Jan 17 2015 4.5 Call AMD 875 0.01 0.03 075.00 0.00 35,625.01 -34,750.01 -97.54 0.03 0.01 MO Jan 17 2015 3.5 Cal MO 610 0.15 0.25 9,150.00 0.00 90,974.97 -81.824.97 789.94 0.15 _0.1_836_ 8214 Jan 17 2015 20 Call 82K 390 0.60 0.75 23,400.00 0.00 79,800.01 -56,400,01 -70.68 0.70 0.675 COCO Feb 20 2015 1 Cal _ COCO 575 -_0.05 0.00 _0.00 2,875.00 -2,875.00. 7100.00 0.05 0.0001. COCO Nov 22 2014 1 Call COCO . . 2167 -0.05 0.00 0.00 62,555.22 62,555.22 -100.00 0.05- 0.0001 COWN JIM 17 2015 2.5 Call GOWN 215 1.30 1.65 27,950.00 0.00 42,225.01 -14,275.01 -33.81 1.40 1.5012 GOWN Jan 17 2015 5 Call COWN 600 - 0.15 0.00 0.00 15,475.02 -15,475.02 -100.00 0.30 0.1027 DRYS Jan 17 2015 3 Cal DRYS 800 0.04 0.06 3,200.00 0.00 51,050.00 47,850.00 9173 0.05 0.04 FLML Dec 20 2014 10 Cam FLML 130 2.25 4.10 29,250.00 0.00 53,550.00 -24,300.00 -45.36 5.00 3.1446 MU) Dec 20 2014 10 Call fl u 110 1.45 1.75 15,950.00 0.00 15,661.91 788.09 1.84 1.30 1.5929 MTG Jan 17 2015 8 Call MTG 265 0.99 1.07 26,235.00 _0.00 39,778.30 .13,543.30 -34.05 1.04 1.0143 NAT AM 17 2015 7.07 Call NAT 725 0.75 0.95 54,375.00 0.00 93,850.02 -39,475.02 -42.06 0.82 04206 MONT Dec 20 2014 5 Cal PONT 450 3.80 4.30 171,000.00 0.00 92,550.96 78.449.04 84.76 4.00 4,1313 RSH Jan 15 2016 1 Call RSH 500 0.24 0.25 12,000.00 0.00 9,000.00 3,000.00 3333 0.25 0.255 INK Nov 22 2014 5 Call TNK 205 - 0.05 0.00 0.00 7,149.99 -7,149.99 -100.00 0.05 0.0168 -UEPS Jan 17 2015 8 Call UEPS 191 3.40 4.70 64,940.00 0.00 64,790.01 209.99 0.32 5.20 4.2139 ' I UEPS Jan 17 2015 9 Call IMPS 131 2.00 3.60 36,680.00 0.00 39,370.01 -2.690.01 -6.83 2.50 3.2144 Money Market Assets Market vain M $1,602,61741 Descnollon Mkt Vii Accrued In FDIC INSURED DEPOSIT ACCOUNT IDAlI NOT COVERED BY WPC 1,602,679.97 7.91 • motet value _ Indicates options that are II-the-money 02I Indicates non-standard option I of 2 10/29/14, 9:03 AM EFTA01201769 Order Status hlips://investameritrade.comkgi-biniapps/u/ConsolidatedOrder.. 11) Ameritrade Order status MN Vow AU orders horn past 30 days Wed 00129 2014 8.59 23 am EDT Status Actbn Quantity Symbol Type Price Act. Price Time-in-ForceReported Filled Sell to Close 90 HPQ Jan 17 2015 31.0 Call Limit 4.80 14:43:58 10/28/14 Filled Sell to Close . _ 100 38LU 0ec 20 2014 10.0 Call Limit 1.67 11:32:40 10/28/14 Filled Sell 2300 EMRI Limit 0.6701 11:31:3610/28/14 Canceled Sell 1500 HERR Limit 1.80 -- 10/28/14 11:32:03 10/28/14 Filled Sell 500 HERR Limit 1.80 11:31:31 10/28/14 Canceled Sell 2000 HERR Limit 1.90 -- 10/28/14 11:31:17 10/28/14 Filled Sell 500 HERR Limit 1.90 11:20:50 10/28/14 Canceled Sell 2300 EMRI Limit 0.70 _ • _ . •--_ 10/28/14 11:31:0710/28/14 •. _• Sell Filled 1000 EMRI Limit 0.70 -- -- 13:56:27 10/27/14 Filled . _ Sell 1000 EMRI Limit 0.70 _ _ 13:55:59 • ._ 10/27/14 _ __.____ Filled Sell _ 14500 EMRI Limit C.70 10:58:41•••10/ • 27/14 .. ..• Filled Sell 500 ETAK Limit 1.01 15:55:10 10/24/14 Filled _ Sell 54500 ETAK Limit 1.01 15:55:10 10/24/14 Filled Sell 31500 ETAK Limit L.01 15:52:11 10/24/14 _ . _ Sell _Filled 500 ETAK Lim': 1.01 15:52:11.10/24/14 Filled • • Sell . . . . 11500 ETAK Limit _ 1.01 • ..__ _ _ _ .• ____ 15:52:11 10/24/14 DO • • • • • • • •• Riled __ Sell 100 ETAK Limit 1.01 15:52:11 10/24/14 Filled _ Sell 100 ETAK Unit 1.01 15:52:11•___ 10/24/14 _•••• . Filled Sell 100 ETAK Um* 1.01 15:52:11 10/24/14 _ Filled _ Sell • _ _ __ 100_ ETAK Limit 1.01 15:52:11 10/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:11 10/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:11 10/24/14 Filled Sell ••• • 100 ETAK Limit 1.01 15:52:11 • 10/24/14 •___ Riled Sell 100 ETAK Limit 1.01 -- .... 15:52:11 10/24/14 _ Filled Sell _ 100 ETAK Limit 1.01 15:52:11 10/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:11 10/24/14 Filled .. Sell • • 100 ETAK Llmt _ 1.01 _ ___ •. -- 15:52:11 10/24/14 Filled Sell 1_00 ETAK Limit 1.01 _ 15:52:10 . • 10/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:10 10/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:1010/24/14 Filled Sell 100 ETAK Limit 1.01 15:52:10 10/24/14 • _• • _ • Filled__ Sell _ 6200 ETAK Limit 1.01 15:51:16 10/24/14 .. .. Filled Sell . ETAK 2043 ••• Limit _ 1.01 _ 15:51:16 10/24/14 __Filled Sell 15 ETAK Umt 1.01 _ •15:50:36 10/24/14 _ Filled _ Sell • 100 ETAK li mit 1.01 15:50:10 . . .10/24/14 _____ .•• Filled Sell 100 ETAK Limit 1.01 15:50:10 10/24/14 Filled Sell 200 MK Limit 1.01 15:50:10 10/24/14. Filled Sell 100 ETAK _ Unit 1.01 15:50:10 10/24/14 Riled _ Sell _ •200 ETAK Umk 1.01 -- -- 15:50:10 10/24/14 • Riled . . Sell 100 ETAK Limit . 1.01 — -- 15:50:09 10/24/14 4 4.• 4 Filled Sell 100 ETAK Limit _ 1.01 M• •- 15:50:09 10/24/14 I of 15 10/29/14,9:00AM EFTA01201770 Order Status hups://invest.ameri trade.cornicgi-binrapps/u/ConsolidatedOrder... Filled _ Sell 400 ETAK omit 1.01 15:50:09 10/24/14 Filled Sell 400 ETAK Limit 1.01 15:50:09 10/24/14 Riled Sell 100 ETAK Limit 1.01 15:50:09 10/24/14 Riled Sell 100 ETAK Limit 1.01 15:50:09 10/24/14 Riled _..Sell ... 100 ETAK Limit 1.01 15:50:09 10/24/14 Riled Sell 400 ETAK Limit 1.01 15:50:09 10/24/14 Riled Sell 100 ETAK Limit _ ... 1.01 15:50:09 10/24/14 --... Expired ... Sell .. to Close _ 265 MTG Jan 17 2015 8.0 Call Limit 0.90 -- 10/24/14 16:17:09 ..... 10/24/14 ____.__ Expired Sell 2300 MERR . .. _. _ Umit 2.00 -- 10/24/14 16:06:55 10/24/14 Riled _ Sell . . . - — 100 MERR Umt 2.00 15:47:09 10,24/14 Riled Sell 100 MERR Umt 2.05 15:47:00 10/24/14 Riled Sell to Close 63 MTG Mn 17 2015 8.0 Call Limit 0.80 -- -- 14 : 57:55 10/24/14 Riled Sell to Close 56 MTG Jan 17 2015 8.0 Call Limit 0.80 14:57:55 .. _ 10/24/14 Riled Sell to Close 56 MTG Jan 17 2015 8.0 Call Limit 0.80 14:57:55 10/24/14 Filled _ Sell to Close 1 MEG Mn 17 2015 8.0 Call Unit 0.80 14:57:55 10/24/14 Ailed Sell to Close 1 MTG .. Jan _ . 17 2015 8.0 Call _ Limit _ 0.80 14:57:55....___ 10/24/14. Riled Sell to Close 1 FUG Jan 17 2015 8.0 Call Limit 0.80 14:57:55 10/24/14 Riled Sell . _to Close _. 5 MTG Jan 17 2015_8.0 Call Limit 0.80 -- -- 14:57:54 10/24/14 Riled Sell to Close 1 MTG Jan 17 2015 8.0 Call Limit 0.80 -- -- 14:57:54 10/24/14 Ailed Sell to Close 1 MTG Jan 17 2015 8.0 Call limit 0.80 .. . -- -- 14:57:54 10/24/14 Filled Sell to Close 65 MTG Jan 17 2015 8.0 Call Limit 0.80 -. .. 14:57:54 10/24/14 Canceled • Sell 10758 __ _._ETAK _.. Limit 1.02 -- 10/24/14 15:50:09 10/24/14 Filled Sell 5000 ETAK Limit 1.02 -. -- 14:55:37 10/24/14 Filled _ Sell 300 ETAK 6..4....IM.00N.R. Limit . .d•• 1.02 14:55:37 10/24/14 Filled Sell 242 ETAK Limit 1.02 14:55:37 10/24/14 Riled . Sell _. 200 OAK Limit _ 1.02 14:55:37 10/24/14 • _. Filled_ Sell 400 ETAK Limit 1.02 14:55:37_.10/24/14 __ Riled. _ Sell _. _ 100_ETAK _ Limit_ 1.02 14:55:36 10/24/14 Filled Sell 100 ETAK Limit 1.02 14:55:36 10/24/14 _ Riled _ Sell 500 ... ETAK Limit ... . . . _ 1.02 _ _ 14:55:36 10/24/14 . _ .....__ _ Riled _ Sell 100 ETAK Limit 1.02 __ _. 14:55:36 10/24/14 - Riled Sell 900 ETAK Limit 1.02 _ __ 14:55:36_ .__10/24/14 .... Filled Sell 100 ETAK Limit 1.021 14:55:36 10/24/14 Riled .... Sell . .. . 400 ETAK . _.. __ Limit 1.021 14:55:36 10/24/14 Riled Sell 100 ETAK Limit 1.021 14:55:36 10/24/14 Filled Sell 700 ETAK _ Limit 1.021 _ 14:55:36 10/24/14 Riled Sell 100 Bak Limit 1.021 14:55:36 10/24/14 Filled Sell to Close 33 BBRY Jon 17.2015 9.0 Call Limit 1.78 13:13:22 10/23/14 Filled Sell to Close 32 BBRY Jan 17 2015 9.0 Call Limit 1.78 -- -- 13:13:22 10/73/14 Canceled Sell 9500 HERR Limit 2.00 -- 10/23/14 13:14:59 10/23/14 Filled Sell 100 MERR Limit _.•2.00 • .., i. -- -- ,--. 13:13:53 10/23/14 Filled _ Sell 100 . MERR_ Limit 2.00 _ 13:13:52 10/23/14 Riled Sell 100 MERR __ Limit 2.00 13:13:43 10/23/14 Riled Sell 100 MERR Limit 2.00 13:13:41 10/23/14 Riled Sell 100 HERR _ Limit 2.00 13:13:41 10/23/14 Canceled Sell .8591 .. MERR Limit 2.10 -- 10/23/14 13:12:40 10/23/14 Filled Sell 100 MERR Limit 2.10 .. -- 11:41:47 10/23/14 _ . 2 of 15 10/29/14.9:00 AM EFTA01201771 Order Status hups://investameritrade.com/cgi-bin/apps/u/ConsolidatedOrder... Filled - Sell 72500 LIWA Limit 0.03 1127'04 : •10/23/14 ___ • • --. — Filled Sell 500 UWA Limit 0.0323 11:27:00 10/23/14 Filled Sell 8000 UWA Limit 0.0409 11:27:00 10/23/14 Filled _ Sell 3718 ETAK _ Limit 1.03 11:36:41 10/23/14 Filled _ Sell 2500 ETAK Limit 1.03 _ -- 1136:41 10/23n4 _ ...._ Filled Sell 2000 ETAK Limit 1.03 1136:38 10/23/14 ___ Filled Sell 1000 _ ETAK Limit 1.03 11:36:33 10/23/14 Filled _ Sell _ 400 ETAK Limit 1.03 .. .. 11:36:33 10/23/14 Filled sea 4800 ETAK Limit 1.03 11:36:30 10/23/14 Filled Sell 2500 ETAK Umit . .. _ _ 1.03 11:36:26 10/23/14_ _Filled _ Sell 100 ETAK Limit 1.03 11:26:15 10/23/14 Filled _ Sell 100 ETAK _ __ Limit 1.03 11'26:1410/23/14 Filled Sell 100 ETAK Unlit 1.03 11:26:14 10/23/14 Canceled Sell 8691 MERR UmIt 2.15 -- 10/23/14 11:41:3310/23/14 Filled Sell 100 MERR Limit 2.15 11:26:17 10/23/14 Filled Sell 9 MERR Limit _ 2.15 11:26:05 10/23/14 . _ Filled _ Sell 900 MERR limit _ 2.15 I h25:59 10/23/14 a . y..•1...b Filled _ Sell 600 LTRX UmIt 1.82 14:20:43 10/21/14 Riled _ Sell 39400 LTRX Umit 1.82 14:20:14 10/21/14 Filled Sell 10000 LTRX Weft 1.81 -- -- 13:S0:41 10/21/14 Canceled Buy 2000 TBIO Unlit _ 2.90 -- 10/21/14 13:42:27 10/21/14 _ Expired _ .Sell 9700 MERR Limit 2.25 -- 10/21/14 _ 16:06:40 10/21/14 Filled _ Sell 9800 LTRX Limit _ 1.81_ -_- -- 13:44:35 10/21/14 Filled _ Sell 200 LTRX Umlt 1.81 _ - 13:40:1710/21/14 _ Canceled Sell 8300 MERR . _ Limit 2.20 -- 10/20/14 14:33:4710/20/14 Filled Sell 10D MERR Limit 2.20 14:30:1210/20/14 Filled Sell _ _.._ 100 MERR Limit 2.21 -- .- 14: 29: 42 10/20/14 Expired Sell_ 6365 ETAK limit 0.9801 •- 10/20/14 16:06:43 10/20/14 Filled _ Sell _. 100 ETAK Limit 0.9801 _ __ -- -- _ 15:59:49 10/20/14 Filled Sell 200 ETAK Limit 0.9801 __-- -- 15:59:06 10/20/14 Filled Sell 1000 ETAK Limit 0.9801 15:59:05 10/20/14 Filled Sell 200 ETAK -- 15: 59: 00 10/20/14 _ Limit 0.9801 .__ -- Filled Sell 100 ETAK limit 0.9801 _ -- -- 15:53:37 10/20/14 Filled Sell 10 ETAK Limit 0.9801 .. •- 15:53:31 10/20/14 ..Filled _ __ Sell 100 ETAK Limit 0.9801 -- -- 15:53:03;0/20/14 . __. _ Sell Filled 100 ETAK Limit 0.9801 _ 15:52:01• 10/20/14 __ _Filled Sell 100 ETAK _ _______ Limit 0.9801 _ _ 15:51:22 10/20/14 ... _ Filled _ Sell 200 ETAK Limit 0.9801 15:46:32 10/20/14 _ Filled Seli 100 ETAK Limit 0.9801 15:40:30 10/20/14 Filled Sell 500 ETAK Limit 0.9801 15:40:21 10/20/14 Filled _ Sell 100 ETAK Limit 0.9801 _ 15:13:0010/20/14 Filled Sell 100 ETAK ____ ___ _ Limit 0.9801 15:12:52 10/20/14 Filled Sell 1100 ETAK Limit 0.9801 15:12:44 10/20/14 - Filled Sell 100 ETAK Unlit 0.9801 15:08:58 10/20/14 Filled _ Sell 1000 ETAK LIRA 0.9601 15:08:50 10/20/14 Filled Sell 100 ETAK Limit 0.9801 _ 15:06:18 10/20/14 Filled Sell 200 ETAK Limit 0.9801 15:06:11 10/20/14 3 of 15 10/29/14,9:00AM EFTA01201772 Order Status https://i nvest.amedinide.eom/cgi-birdapps/u/ConsolidatedOrder... Filled Sell 700 ETAK Limit 0.9801 - -- 15:06:04 10/20/14 Filled Sell 100 ETAK Umlt 0.9801 15:05:31 10/20/14 Riled Sell 700 ETAK Umlt 0.9801 15:05:22 10/20/14 Riled Sell 100 ETAK Umlt 0.9801 _ -- --_ 15:05:04 __ 10/20/14 Reed _ Sell 500 ETAK Limit 0.9801 -- ... 1.5:04:56 10/20/14 .. __ _ Riled Sell 100 ETAK Umlt 0.9801 ._. -- 15:04:19 10/20/14 .. _ Riled Sell 500 ETAK_ Limit 0.9801 15:03:15 10/20/14 Riled _ Sell 100 ETAK Umlt 0.9801 14:51:42 10/20/14 Filled Sell 100 ETAK Limit 0.9801 14:49:29 10/20/14 . .. Filled Sell 100 ETAK Umlt •• 0.9801 • ___• ... 14:49:20 10/20/14 Filled Sell 100 ETAK Limit__0.9801 ... 14:40:52 10/20/14 Filled Sell 600 ETAK Limit 0.9801 14:34:43 10/20/14 Riled _ Sell 100 ETAK Limit 0.9801 14:29:04 10/20/14 Filled Sell 200 ETAK Limit 0.9801 14:28:56 10/20/14 Riled _ _Sell _ _2_300 ETAK ____ limit 0.9801 14:28:47 10/20/14 Filled Sell 100 ETAK Limit 0.9801 14:28:06 10/20/14 _. . Riled _ Sell 200 ETAK Limit 0.9801 -- -- 14:27:58 10/20/14 Riled Sell 25 ETAK Limit 0.9801 14:27:49 10/20/14 Filled Sell 200 ETAK Umlt 0.9801 14:27:49 10/20/14 .Riled _ Sell _ 100 ETAK Limit 0.9801 14:27:49 10/20/14 Riled Sell 100 ETAK Limit 0.9801 14:27:49 10/20/14 _ Filed Sell 200 ETAK Limit 0.9801 14:27:49 10/20/14 Riled Sell 200 ETAK Limit 0.9801 14:27:49 10/20/14 . .. Riled Sell 200 ETAK Limit 0.9801 14:27:49 10/20/14 Riled Sell 300 ETAK Limit 0.981 14:27:49_ 10/20/14 Riled Sell 300 ETAK _ Limit 0.981 14:27:49 10/20/14 Filled Sell _8600 LTRX Limit _ 1.78 14:34:00 10/20/14 Filled Sell 1100 LTRX .. _ Limit 1.78 _ . 14:27:23 10/20/14 Filled Sell . 100 LTRX . Limit 1.78 --•• 14:27:23 10/20/14 _ ._ Reed . _ Sell 100 LTRX limit 1.79 14:27:23 10/20/14 Riled Sell .100.. _ LTRX _ __ _ _ Limit 1.79 14:27:23 ... 10/20/14 ._ . Filled Sell 180 NTFY Limit 7.00 13:18:14 10/20/14 Canceled Sell 180 NTFY Umlt 7.10 -- 10/20/14 13:18:09 10/20/14 Filled __Sl el 100 NTFY Limit 7.10 13:15:28 10/20/14 Filled Sell _ _ 8400 EMRI Umit 0.6201 13:25:31.10/20/14 Filled Sell 1000 EMRI Limit 0.6201 - 13:14:19 10/20/14 Filled Sell 1000 ERR! Limit 0.6201 13:14:171_0/20/14 Filled Sell 1000 EMRI Limit 0.6201 .. .. 13:14:14 10/20/14 Filled Sell 600 EMRI Umlt 0.6201 -- -- ... _ 13:13:45 10/29/14. Canceled Sell 8500 MERR limit 2.23 ___ - ..10/20/14 . 14:29:19 10- /20/14 Sell 500 MERR -- -- Filled _ _ Limit _ 2.23 __ ..... 13:12:21 10/20/ ._ _14 Canceled. .Sell 280 NTFY Umlt 7.40 -- 10/20/14 13'14'57 10/20/14 Filled Sell 100 NTFY Umlt 7.40 13:12:08 10/20/14 Filled Sell to Close 25 BBRY Jan 17 2015 9.0 Call Limit 1 83 12:25:43 10/20/14 Filled Sell to Close 14 BBRY Jan 17 2015 9.0 Call Umlt 1.83 12:25:43 10/20/14 Filled Sell to Close 26 BBRY Jan 17 2015 9.0 Call Umlt 1.83 12:25:42 10/20/14 Canceled Sell 380 NTFY _ _ _ Limit 7.50 - 10/20/14 13:11:46 10/20/14 • ...-• .__• 4 of 15 10/29/14, 9:00 AM EFTA01201773 Order Status https://investameritradc.com/cgi-bin/apps/u/Consolidated0rder... Canceled Shc 8700 EMRI_ Limit 0.68 -- 10/20/14 12:24:1610/20/14 Filled Sea 200 EMRI Limit 0.68 12:20:17 10/20/14 Filled Sea 1000 EMRI _ Limit 0•68 11:26:59 10/20/14 Canceled ._ . SeN _ 380 _.. _ _ NTFY Limit 7.60 -- 10/20/14 — 12:24:37 10/20/14 _ ... __ Filled Sell 20 NM Unlit 7.60 __ 1125'30 10/20/14_ ...i. ._.. Filled Sell 100 NTFY Limit 7.60 ea Oa _ _11:25' ...19 10/20/14 __ Riled _ Sell to Close 13 ARO Oct18 2014 2.0 Call Limit _ 0.87 15:54:39 10/17/14 Filled_ Sell_._ to Close .. _ 14 MO Oct18 2014 2.0 Call Limit 0.87 15:54:39 10/17/14 Riled Sell to Close 163 ARO Oct. 18 2014 . . 2.0 Call Limit 0.85 15:54:3910/17/14 Filled Sell to Close 114 FCEL Oct 18 2014 1.5 Call Limit 0.25 15:54:24_10/17/14 Riled Sell to Close 3 FCEL Oct 18 2014 1.5 Call Limit 0.25 me .0 15:54:24 10/17/14 Riled Sell to Cicse .36 FCEL 04.18 2014 1.5 Call _Limit 0.25 ..•• • 15:54:24 10/17/14 Filled Sell to Close 1 FCEL Oct 18 20141.5 Call Limit 0.25 15:54:24 10/17/14 Riled Sell to Close 1 FCEL Oct 18 2014 1.5 Call Umlt_ 0.25 15:54:23 10/17/14 _... _ Sell to Close _ 88 Filled FCEL_. _Oct ._. _. .18.2014 Call __Limit_ 0.25 _ _ -- -- 1.5.-. ....... 15:54:23 10/17/14 Riled . _ Sell to Close 2 FCEL Oct 18 2014 _____. .. . .._._ 1.5 Call ..._.. Limit _.. 0.25 _.. -- -- 15:54:23 10/17/14 Ailed Sell to Close 5 FCEL Oct 18 2014 1.5 Call Limit 0.25 -- -- 15:54:23 10/17/14 Riled Sell to Close 1 FCEL Oct 18 2014_1.5 Call Limit 0.25 15:54:23 10/17/14 Filled Sell to Close 5 FCEL Oct 18 2014 1.5 Call Limit _ 0.25 . 15:54:23 10/17/14 Filled --- Sell to Close 72 FCEL Oct 18 2014 1.5 Call Limit 0.25 -- -- 15:54:23 10/17/14 _ Filled _ See to Close . 52 _ FCEL . . _Oct . . 18 .._2014 1.5 Call limit 0.25 -- -- 15:54:23 10/17/14 Canceled Sell to Close 380 FCEL Oct 18 2014 1.5 Call Limit 0.30 -- 10/17/14 15:54:23 10/17/14 . _ .. Sell Canceled 10000 HAUP .U Limit _ . 0.16 .__ -- 10/17/14 . _ 15:43:48 10/17/14 ._Filled_ Sell _ 5000 HAUP limit .. _ 0.16 _._ 15:14:55 10/17/14 . Filled Sell to Close 4 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:56 10/17/14 Filled Sell to Close 5 FM. Oct 113 2014 1.0 Call Limit _ 0.75 15:12:56 10/17/14 Field Sell to Close 1 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 Riled_ Sell to Close 2 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 Filled Sell to Close 1 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 _ Fined _ Sell to Close 36 FCEL Oct 18 2014 1.0 Call Limit _. .. .. - 0.75 ... 15:12:55 10/17/14 . . Filled Sell to Close 115 Fat Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 PIlled Sell to Close 8 FCEL Oct 18 2014 1.0 Call _ limit __0.75_ _ ..._... 15:12:55 _ 10/17/14 ...._ Filled Sell to Close 45 FCEL Oct 18 2014 1.0 Call Limit _ 0.75 15:12:55 10/17/14 Filled Sell to Close . . Oct _.37..FCEL . 18 . _2014 1.0 ... .Call...Limit .. . _ 0.75 _ _. 15:12:55 . . 10/17/14 Filled Sell to Close 36 FCEL Oct 18 2014 1.0 Call Limit 0.75 15:12:55 10/17/14 . Canceled Sell ._.-._... . to Close 129!!!Y-?2Cc 18 ?q14 3.9 cfol _ Umit _ 0.90 _ . /14 _ -- 10/17 15:54:39 10/17/14 Riled Sell to Close 6 ARO Oct 18 2014 2.0 Call Limit . _ 0•90 -- -- 15:32:26 10/17/14 Filled Sell to Close 24 ARO 04 18 2014 2.0 Call Limit 0.90 15:32:26 10/17/14 Filled Sell to Close 100 ARO . . . - - Oct. ._ 18 2014 2.0 Call Limit 0.90 15:32:26 10/17/14 Expired Sell _ . 500 NTFY Limit 8.01 -- 10/17/14 16:07:08 10/17/14 Riled _ _ Sell 200 NTFY - Umlt 8.01 14:48:10 10/17/14 Filled _ _Sell . .. _NTFY 220 _..__ - _ Limit _ . _.8.01 __. 14:48:01 10/17/14 Riled Sell .. 300 NTFY Limit _ 8.01 14:47:28 10/17/14 Canceled Sell to Close 290 FCEL Oct 18 2014 1.0 Call _Limit 0.80 -- 10/17/14 _ 15:12:54 10/17/14 Canceled Sell to Close 320 ARO Oct 18 2014 2.0 Call Limit 0.95 -- 10/17/14 _ 15:12:54 10/17/14 Filled Sell to Close 68 SNE Oct 18 2014 17.0 Call Unlit _ 0.15 _ 14:43:51 10/17/14 Filled Sell to Close 30 SNE Oct 18 2014 17.0 Cell Limit 0.15 14:15:48 10/17/14 5 of 15 10/29/14, 9:00 AM EFTA01201774 Order Status imps://inyest.amerilrade.com/cgi-bin/apps/u/ConsolidatedOrder... Filled Sell to Close 201 SHE Oct 18 2014 17.0 Call Limit 0.15 14:15:15 10/17/14 FilledSell to Close 6 SNE Oct 18 2014 17.0 Can Umlt _ 0.15 14:14:11 10/17/14 _ Canceled Sell to Close 10 FLML Dec 20 2014 10.0 Call Limit 2.80 -- 10/17/14 13:28:22 10/17/14 Canceled Sell to Close _ 10 FLML Dec 20 2014_10.0 __Call Limit_ 2.90 -- 10/17/14 _ . 13_:27:42 10/17/14 Canceled Sell to Close .. _20 2014 10.0 Call Limit 10 FLML Dec 3.00 -- 10/17/14 .._ _ 13:26:47 10/17/14 Filled Sell to Close 30 RDNT Dec 20 2014 5.0 Call Limit 3 70 _ . 10/17/14 13:14:39 Canceled Sell to Close _ RDNT Dec 20 2014 5.0 Call Limit _ 3.80 .. 30 -• 10/17/14 13:14:39 10117/14 _ Filled_ Sell to Close 20 HP9 Jan 17 2015 31.0 Call Limit 3.70 13:12:21 10/17/14 Canceled Sell to Close _ 20 HPQ3an 17 2015 31.0 Call _Limit _ 3.80 -- 10/17/14 _ 13:12:20 10/17/14 ___ Filled Sell 1400 LTRX Limit 1.60 -- .. 14:21:16 10/17/14 Filled Sell 7600 LTRX Umlt 1.80 .. .. 14:16: 26 10/17/14 Filled _ Sell 400 MX Limit 1.80 -. .. 12:4_0:22_10/17/_14 Riled Sell 200 LTRX Limit 1.80 12:40:22..10/17/14 _... . .... Riled Sell 200 LTRX Limit _ 1.80 12:40:22 10/17/14 Filled Sell 100 LTRX Umlt 1.8001 _._ 12:40:21 _._ 10/17/14 Filled Sell 100 LTRX _ Limit ...• • _ 1.80 . _• _ • .... • •. - 12:40:21 10/17/14 Filled _ Sell 300 NTFY Limit 8.0_1 .. .. 13:27:47 10/17/14 _ Riled Sell 400 NTFY Limit 8.01 .. -- 13: 26: 59 10/17/14 Filled Sell 100 NTFY Umlt 8.02 13:25:33 10/17/14 Riled .._ Sell . ._ _ 100 NTFY Limit 8.05 13:21:41 10/17/14 Filled Sell 100 NTFY Limit _ 8.05 13:06:37 10/17/14 Filled _ Sell _ . .._ OCLR_ _ _ 1500 Limit 1.50 15:12:29 10/16/14 _ Riled Sell 116 OCLR Limit 1.50 15:12:29 10/16/14 Filled Sell 106 OCLR Limit 1.50 15:12:29 10/16/14 Filled Sell 100 OCLR Limit 1.50 15:12:29 10/16/14 Riled Sell 213 OCLR .. -_ 1.50. _ Umlt 15:12:28 10/16/14 Filled Sell 300 OCLR Limit 1.50 -- .. 15:12:28 10/16/14 Filled Sell 113 OCLR Limit 1.50 -. •• 15:12:28 10/16/14 .. .. Filled Sell 252 OCLR __. __ __ Limit _1.50 _ _ 15:12:28 10/16/14 Filled Sell 100 OCLR Limit 1.50 --_.. 15:12:28 10/16/14 Filled Sell 100 OCLR Limit _ 1.50 _ _.. .. 15:12:28 10/16/14 . _ Filled Sell 100 OCLR Limit 1.50 15:12:28 10/16/14 Filled Sell 200 OCLR Limit 1.50 15:12:28 10/16/14 100 OCLR Limit __ 1.50 -- - 15:12:28 10/16/14 _. ._ Sell _ Filled ._ _ - . . -...._ Sell Filled 200 OCLR Limit 1.50 15:12:28 10/16/14 ..... _ Sell _ _ Fin Filled . _ _ 309 OCLR __ _ _ ._ Limit 1.50 _. . -. .. 15:12:28.10/16/14 Riled Sell 291 OCLR limit 1.50 -- - 15:12:28 10/16/24 Riled Sell 1200 OCLR Umlt 1.501 .. .. 15:12:28 10/16/14 Filled Sell 3700 OCLR Limit 1.501 15:12:28 10/16/14 Filled Sell 1000 OCLR limit 1.501 15:12:28 10/16/14 Filled Sell 5614 MLNK Limit 2.9901 15:11:3710/16/14 . . _ Sell _ Filled . 359 OCLR Umit 1.38 15:29:32 _10/15/14 .. •—• Riled Sell 2100 OCLR Limit 1.38 15:29:32 10/15/14. _ .. _ Sell . Filled 900 OCLR Limit 1.38 15:29:32 10/15/14 _Filled Sell 500 0CLR Limit _ 1.38 15:29:32 10/15/14 Riled Sell 100 OCLR Limit 1.38 15:22:31 10/15/14 Riled Sell 100 OCLR Unlit 1.38 . 15:22:31 10/15/14 . . 6 of 15 10/29/14,9:00 AM EFTA01201775 Order Status https://invest.ameritrade.eomkgi-bin/apps/u/ConsolidatedOrder... - Filled - Sell - 100 OCLR limit 1.38 _ 15:22:31 10/15/14 Flied Sell 100 OCLR Limit 1.38 15:22:31 10/15/14 Riled Sell 100 OCLR Limit 1.38 15:22:31 10/15/14 Filled . Sell 100 OCLR Limit 1.38 15:22:3010/15/14 Filled Sell 100 OCLR Limit 1.38 .. -- 15:22:30 10/15/14 Filled Sell 100 OCLR Limit 1.38 •• .. 15:P :?0 11 2/15111.. Filled Sell 100 _O _OCLR Limit _ 1.38 15:22:30 10/15/14 Filled Sell 100 OCLR Limit •. .. 15:22:30 1.38 .._ 10/15/14 Filled Sell 100 OCLR Limit _ 1.38 _ 15:22:30 10/15/14 Filled Sell _ 100.00LR Limit 1.38 .. .. 15:22:3010/15/14 Filled _ Sell _ 100 OCLR Limit 1.38 ... -- 15:22:3010/15/14 Filled ._ Sell 100 OCLR __. _.__ __Limk 1.38 .. -- 15:22:30 10/15/14 Filled Sell 400 OCLR Limk 1.38 -- -- 15:22:30 10/15/14 Filled Sell 1600 OCLR Limit _ 1.38 .• a 15:22:29 10/15/14 Filled Sell 100 OCLR Limit 1.38 .. ebd• 15:22:29 10/15/14 Filled -- -- _._ _ Sell _. 100 OCLR Umk 1.38 15:22:29 10/15/14 Filled Sell 100 OCLR Limk 1.38 15:22:29 10/15/14 Filled Sell 100 OCLR Limit 1.38 _ 15:22:29_10/15/14 Filled _ Sell 41 OCLR Limit 1.38 _ _ 15:22:29 10/15/14 .. Filled Sell 100 OCLR Limit 1.38 ---- ---- 15:22:29 10/15/14 Filled Sell 100 OCLR Limit 1.38 -- -- 15:22:29 10/15/14 Filled _ Sell 200 OCLR Limit 1.38 15:22:29 10/15/14 Riled Sell 100 OCLR Limit 1.38 -- ... 15:22:29 10/15/14 Filled Sell 300 OCLR Limit 1.38 .- . 15:22:29 10/15/14 Filled Sell 300 OCLR UmIt 1.38 15:22:2810/15/14 Filled Sell 100 OCLR _ Limit _ 1.38 -- 15:22:28 10/15/14 Filled _ Sell 100 OCLR Limit_ 1.38 15:22:28 10/15/14 Filled Sell 200 OCLR Limit _ 1.38 15:22:28 10/15/14 Filled Sell .. 200 OCLR _ _ Limit _ 1.38 15:22:28 10/15/14 Filled _ Sell 300 OCLR Limit _ 1.38 _ ._ -. -- 15:22:28 10/15/14 Filled Sell 31 OCLR _ Limit _ 1.38 15:22:28 10/15/14 _ Filled _ Sell 100 OCLR Limit 1.38 15:22:2810/15/14 Filled Sell 100 OCLR Limit 1.38 -- -- 15:22:28 10/15/14 Filled _ ..Sell .. . 200 OCLR Limit 1.38 -- -- - 15:22:28 10/15/ 14 Filled Sell 100 OCLR Limit 1.38 ••• •• 15:22:28.10/15/14 Filled_ Sell 69 OCLR Limit 1.38 .. __ 15:22: 28 10/15/14 Filled _ Sell .. . 100 OCLR Limit 1.38 15:22:27 10/15/14 •—•— Filled Sell 100 OCLR Limit _ 1.38 15:22:27 10/15/14 Filled Sell 100 OCLR Limit 1.38 15:22:27 10/15/14 Riled _ Sell _ 100 OCLR Limit 1.38 .. -- 15:22:2710/15/14 Filled _ Sell 100 OCLR limit 1.38 15:22:27 10/15/14 1.38 -- .. 15:22: 27 10/15/14 _.. _ Sell _ . Filled _ . 200 OCLR _ Limit Riled Sell 900 OUR Limit 1.38 -- -- 15:22:27 10/15/14 . .. _ Sell _ Filled 100 OCLR Limit _ 1.38 _ 15:22:27 10/15/14 Riled Sell 5000 OCLR Limit _ 1.38 .. -. 15:15:30 10/15/14 . Riled _Sell _ 69 OCLR . _ Limit 1.38 .. .. 15: 15: 30 10/15/14 ._. Riled Sell 2000 OCLR Limit 1.38 -- -- 15:15:30 10/15/14 7 of 15 10/29/14,9:00 AM EFTA01201776 Order Slates hitps:Mnvest.ameritrade.com/cgi-bin/apps/u/ConsolidatedOrder... Filled Sell 200 OCLR limit 1.38 .. .. 15:15:30 10/15/14 Filled Sell 200 OCLR limit _ 1.38 -- .. 15:15:30 10/15/14 Filled _ Sell 100 OCLR Limit 1.38• n. __--_ _ 15:15:30 10/15/14 Filled Sell _. 100 OCLR Umt 1.38 15:15:30 10/15/14 Filled Sell _ _300 OCLR Limk 1.38 .. — 15:15:30 10/15/14 _ Filled _ Sell 100 OCLR Limit 1.38 — .. 15:15:30 10/15/14 Riled Sell 100 OCLR Limit _ 1.38 15:15:30 10/15/14 Filled Sell 200 OCLR Limit 1.38 a -- _15:15:30 10/15/14 Filled Sell 100 OCLR Limit _ 1.38 -- -- 15:15:29 10/15/14 Filled Sell 100 OCLR Limit 1.38 -- -- 15:15:29 10/15/14 Riled Sell 100 OCUt. Limit 1.38 -- -- 15:15:29 10/15/14 Fulled Sell 100 OCLR Umlt 1.38 .. .. 15:15:29 10/15/14 Filled Sell __ 100 OCLR Limit 1.38 — .. 15:15:_2910/15/34 Filled Sell 200 OCLR Unlit _.1.38 15:15:29 1045/14 Filled _ Sell _ 100 OCLR Limit 1.38 .. .. 15:15:29 10/15/14 Filled Sell 100 OCLR limit 1.38 .. .. 15:15:29 10/15/14 _ Filled Sell 100 OCLR Limit 1.38 — -- 15:15:29 10/15/14 -- -- Filled _ Sell . . . _ 200 OCLR limit 1.38 15:15:29.10/15L14 Filled Sell 100 OCLR Limit _ 1.38 •— .. 15:15:29 .10/15/14 Ailed Sell . .211 OCLR Limit 1.38 .. .. 15:15:28 10/15/14 Ailed Sell 100 OCLR Umit_ 1.385 -- -- 15:15:28 10/15/14 Ailed _ Sell 3400 LTRX Limit 1.76 .. .. 15:12:17 10/15/14 Filled _ Sell 6400 LTRX Limit 1.76_ 15:12:17 10/15/14 Filled _ Sell 100 LTRX Limit 1.76 .- •. 15:12:17 10/15/14 Filled Sell 100 LTRX Umit 1.77 •••.. 15:12:17 10/15/14 Filled _ Sell 4500 OCLR limit 1.3701 _ .. .. _ 14:09:07 10/15/14 Filled Sell 101 OCLR Limit 1.3701 -- ___ .14:0 710/15/L4 Filled _ Sell _ . 100 OCLR Umit 1.3701 _ _ 14:09:07 10/15/14 Filled Sell _ 68 OCLR Limit 1.3701 .. .. 14:09:07_10/15/14 Filled Sell 96 OCLR Limit 1.3701 14:09:07_10/15/14 Filled Sell 100 OCLR Limit 1.3701 14:09:0710/15/14 Filled Sell 35 OCLR Limit 1.3701 .. .. 14:09:06 10/15/14 Filled Sell 14000 ETAK _ i i - 0.91 Limit 14:08:52_10/15/14 Filled .Sell . 1000 ETAK _ _ Limit 0.91 .. -- 14:00:52 10/15/14 Filled Sell 4900 ETAK Limit 0.91 -- 14:00:52 10/15/14 Filled Sell 100 ETAK Limit _ 0.91 .. .. 14:08:50 10/15/14 Filled Sell _ 930 OCLR Limit 1.39 15:36:15.10/15/14 Filled Sell 100 OCLR Limit 1.39 15:36:15 10/15/14 Filled Sell Limit .. _ OCLR ..900 1.39 15:36:15 10/15/14 • •• Fulled Sell 1900 OCLR _... Limit 1.39. -- ___ 15:36:15 10/15/14 Filled Sell 1500 OCLR ... Limit 1.39... 15:12:20 10/15/14 Filled Sell _ _100 OCLR Limit 1.39 — .. 11:34:57 10/15/14 ... Filled Sell OCLR Limit _ 1.39 .. -- 11:34:57 10/15/14 Filed Sell 1.00 100 OCLR Limit 1.39 — __ 11:34:57 10/15/14 Ailed Sell 300 OCLR Limit _ 1.39 11:34:57 10/15/14 Filled Sell 100 OCLR Limit 1.39 .. -- 11:34:57 10/15/14 Filled. ._ Sell 100 OCLR _ _Limit .1.39 11:34:57 .. . 10/15/14 8 of 15 10/29/14, 9:CO AM EFTA01201777 Order Status htlps://investamerilrade.com/cgi-bin/apps/u/ConsolidaledOrder... Filled Sell _ 100 OCLR Limit 1.39 11:34:57_10/15/14 Filled Sell 100 OCLR _ _ Limit 1.39 -- .. 11:34:57 10/1504.4. Filled___ Sell _ — 100 OCLR Umit 1.39 11:34:57 10/15/14 Filled Sell 100 OCLR Limit 1.39 11:34:57 10/15/14 Filled Sell _ 900 OCLR Umit 1.39 11:34:57 10/15/14 Filled Sell _ _ .__ 100 OCLR Limit 1.39 .. -- 11:34:56 10/15/14 Riled Sell 100 OCLR Limit 1.39 -- -- 11: 34: 56 .10/15/14 Filled Sell 100 OCLR Umit 1.39 11:34:56 10/15/14 Riled Sell 100 OCLR Limit 1.39 _.. -- 11:34:56 10/15/14 Filled Sell . 200 OCLR Limit 1.39 •P • M.* 11:34:56 10/15/14 Filed Sell 100 OCLR Limit 1.39 .. .. 11:34:56 10/15/14 Filled Sell 100 OCLR limit 1.39 11:34:56 10/15/14 Filled Sell 100 OCLR Limit 1.39 -- -- 11:34:56 10/15/14 Filled Sell 100 OCUI Umit __1.39 11:34:56 10/15/14 Filled Sell _ 300 OCLR Limit 1.39 -- -- 11:34:55 10/15/14 Riled Sell _ _ 138 OUR Limit 1.39 .. .• 11:34:55 10/15/14 Filled Sell _ 32 OCLR Limit 1.39 .. .. 11:3_4:55_10/15/14 _ Riled Sell _ 100 OUR limit 1.39 -- -- 11:34:55 10/15/14 Filled Sell 100 OCLR Limit 1.39 11:34:55 10/15/14 Filled _ Sell __ 100 OCLR Umit 1.3901 11:34:55 10/15/14 Filled Sell .. -- . 100 OCLR _ Limit 1.3901 11:34:55 10/15/14 ___•. Filled Sell 400 OCLR Limit 1.3901 -- -- 11:34:55 10115/14 Filled Sell 100 _ OCLR Limit 1.3901 -- -- 11:34:55 10/15/14 Expired Sell 5614 MLNK Umit 3.01 __--_ 10/15/14 _ 16:06:08 10/15/14 _ Filled_ . Sell 3700 MINK Limit 3.01 -- -- 15:46:50 10/15/14 Riled _ Sell 100 Psi -ix Ur t _ 3.01 _ 11:13:57 10/15/14 Filled __ Sell . 100 rittlK Lir t 3.01 a Oa 11:13:57 10/15/14 _ Filled _ Sell 100 ri t.NK __ Limit 3.01 -. — 11: 13: 57 10/15/14 . Filled _ Sell_ - 86 MINK _ Limit 3.01 •••••• ••••• 11:13:57 10/15/14 _ Filled _ Sell _ 100 MINK limit 3.01 --M.N. 11:13:57 10/15/14 Filled _ Sell 100 MINK__ . . _. .Um.t 3.01 ... -- W.' 11:13:57 10/15/14 .. .. . Filled Sell 3.00 1419K Limit 3.01 -- — 11:13:57 10/15/14 Filled Sell 322 R1VC _ Usr.t _ 3.96 -- -- 15:59:50 10/14/14 Filled Sell 200 nr.t ____ _Ur: t ____. 3.96 15:58:5410/14/11 Filled Sell . .. -- . .200 Fr.tt Ur t 3.96 15:58:54 10/14/14 Filled Sell _ 3_00 .. .. . 0 it7.1C Ur t 3.96 15:58:53 10/14/14 Fulled _ Sell 100 RwC Ur it 3.97 .. -. 15:57:54 10/14/14 . __ Filled . Sell 49 RWC _ Uri .t 3.97 _ -- -- 15:57:54 10/14/14 _ Filled Sell ____3_00 MC Lir t 3.9701 -- -- 15:57:54 10/14/14 Filled _ Sell _ _ .200 .. RWC Un t _ 3.97 15:57:53 10/14/14_ ._ . Filled _ Sell 400 RwC Un t _3.97. •- •- 15:57:53 10/14/14 .. .. Filled Sell _ 100 R V:C _ __ _U. t _ 3.97 15:57:53 10/14/14 Filled Sell 800 R: e Us t 3.9701 -- -- 15:57:53 10/14/14 Filled Sell 400 P..tC _..._ Lii 1 3.9701 -- -- 15:57:53 10/14/14 Canceled Sell 6071 1:::C _ _. .... Ur t 3.98 -- 10/14/14 15:57:53 10/14/14 Canceled Sell __ . _ .. _ 6071 _. F.?:C La t 3.99 -- 10/14/14 15:56:59 10/14/14 Filled Sell 100 Pt':C Ur t 3.99 -- .. 15:51:41 10/14/14 9(3115 10/29/L4,9:00AM EFTA01201778 Order Status Ittps://investameritrade.corrAgi-bin/apps/u/Consolidated0rder... Ailed _ Sell 100 .. .. __. F ••••C Ur .1 3.99 14:40:58 10/14/14 Riled Sell 100 1 WC Lit t 3.99 -- -- 14:31:33 10/14/14 FIlled Sell 100 1 WC Le• t 3.99 .. — 14:16:11_10/14/14 Filled Sell 100 RWC Lk: t 3.99 -- -. 14:03:010/14/14 Filled _ Sell 100 RWC Lin t 3.99 -- — 13:53:09 10/14/14 _ Riled Sell 500 RWC Un t 3.99 .. .. 13:53:09 10/14/14 Riled Sell 100 RWC _ Ur: t _ 3.99 -- -- 13:53:09 10/.14/14 Filled Sell 500 litYC Un t 3.99 13:53:08 10/14/14 .- Filled Sell 100 P.V.0 •. Ur t 3.99 13:53:08 10/14/14 Flied Sell.. 300 Pt C .. _Ur t _ 3•99 ... 13:52:56 10/14/14 rived Sell 40 1:".1C tar t 3.99 --- -- .----- 13:52:56 10/14/14 __. _ Filled _ Sell 1000 r.--c Ur t 3.99 -- _ 13:52:56 10/14/14 Sell .... ...... Filled _ ___ 100 In?C Ur t 3.99 13:52:56 10/14/14 Filled Sell 1200 P'"C _ Lie t 3.99 13:52:56 10/14/14 Filled Sell _ 100 PwC Ur • 4.00 13:52:56 10/14/14 Canceled Sell 10.611 (WC Ur t 4.01 -- 10/14/14 13:52:55 10/14/14 Filled Sell _100 rrc LP t 4.01 .. — 13:50:09 10/14/14 Filled Sell 100 I', 1K Ur t 3.00 -- -- 13:40:07 10/14/14 Filled _ Sell .- - 13: 40: 07 10/14/14 5000 t' UK ._ _ .. ......Lit t 3.00 Filled . Sell 1000 t.! 31K Ur t 3.00 13:40:07 10/14/14 Filled Sell 1000 l rilK Ur t 3.00 13:40:07 10/14/14 Filled Sell 200 I '1K Ur t 3.00 -- -- 13:40:07 10/14/14 Filled ___ Sell . 143 I. 3K —•• Ur 3.00 -- -- 13:40:06 10/14/14 Filled._..Sell.._ ._. 100_ 1. '1K Ur : 3.00 13:40:0610/14/14 Riled ... ___ Sell 100 I 3K Ur t 3.00 13:40:0610/14/14 Riled ... _ Sell 1500 I • n< U' 3.00 13:40:06 10/14/14 Riled _ Sell _200 . I IK La t 3.00 13:40:06 10/14/14 Filled Sell __ 100 ' '1K Ur t 3.00 13:40:06 10/14/14 Riled Sell 57 . 1K Li' t 3.00 .. .. 13:40:06 10/14/14 Canceled Sell 10711 _ _ __ _ Li. t -_ 4.03 -- 10/14/14 13:45:59 10/14/14 •---.. Expired Sell 600 : Y U• 11.00 _ -- 10/14/14 16:06:31 10/14/14 Canceled Sell _ 10711 : U• :: 4.05 -- 10/14/14 13:39:39 10/14/14 Filled Sell 100 i :C ii , : . 4.05 — 13:34:41 10/14/14 Canceled Sell _ 10811 1 C Li, 1 4.06 -- 10/14/14 13:01:46 10/14/14 _ Filled _ Sell __ 2868_ l I Ft Li t 1.37 -- -. 12:50:48 10/14/14 .. .. _ Filled _ Sell _ . 3592 : !R _ U. : 1.37 . . . 12:50:4R 10/14/14 Filled Sell 1108 : Ft Li •• 1.37 -- .. 12:50:48 10/14/14 Filled Sell 1600 • R Li 1. 1.37 ••••• .. 12:50:48 10/14/14 Filled Sell _ 2000 R U 1.37- -- .. 12:50:47 10/14/14 Filled Sell 100 R Li . 1.37 -- — 12:05:55 10/14/14 . Filled _ Sell 100 R U : 1.37 -- .. 12:05:55 30/14/14 Filled Sell _ 107 R LI t 1.37 -- - -.. -• _ 12i 05: 55 30/14/14 Filled Sell 100 ll Li t 1.37 . . .. 11:57:13 :0/14/14 Filled Sell 200 : R I) . I.37 11:57:11 !1/14/14 Filled Sell 600 : R Li : 1.37.._ 11:57:12 :1/14/14 Filled - Sell 100 ( R Li :. 1.37 -- O. 11:57:1' :1/14/14 Filled Sell 100 i R Li - 1.37 _ . 11:57:12 . : '/14/14 l0of 15 I 0/29/ M, 9:00 AM EFTA01201779 Order Status ittps:Oinvest.amerdrade.com/cgi-biniapp• 1 ConsolidatedOrder... Filled Sell 400 ( 'R _ Li• : .37 11:57:12 :0/14/14 Filled Sell 100 : •R Ur 1.37 11:57:11 1)/1444 Filled _ Sell .. 100 ,. .R Li. :.37 11:57:12 '1/1914 Filled Sell 3_00 1 LI '.37 11:57:12 : .)/14/14 Filled _ Sell _ 100 k Lit : 37 11:57:12 10/14/14 Filled Sell . 100 : LR U• t :37 — .. 11:57:14 10/14/14 Filled Sell 100 : I.R . ... .. _. Ur :.37 11:57:1: :0/15/14 Filled Sell 400 : I.R Ur . 1.37 — -- -- 11:57:1? :0/W242 Filled Sell 25 : •R _ . Ur 1.37 11:57:1 • • 1/14/14 Riled .. . Sell 100: R Lai '.37 11:57:1 ' ' 1/14/14 Riled _ Sell 100 : It _ _ U ' .37 11:57:12 . 114/14 Filled Sell 100' It U .37 11: 57: 1' : 114/14 Filled _ Sell 100 • •R U :37 11:57:1! *1/14/14 Filled Sell 100 • R Ur '. 1.37 11:57:11 ' 114/14 Filled _ Sell . _ _ 100 ( _ __. 'R Ur • .37 11:57:: • • )/14/14 Filled _ .. Sell _ 100 ( 'R Lk 1.37 11:57:1' I/14/14 _Filled Sell _ _ 100 • 'R Lk !.37_ -- -- 11:57:1' 1/14 14 Expired .. Sell 220 Y U• 1:.50 -- 10/13/14 16:07:7 • 113/14 Filled Sell 11700 U• 2.46 _ 15:26:e • 1'13/14 __ Expired. _Sell .....__ 12100 It Li ' .33 -- 10/13/14 16:07:0 . P13/14 Filled Sell 100 • It Li ' .33 -- -- 15:25:7 : "13/14 Filled Sell _ 100 • It Lir :.33 ... .. ___ ._15:25:7 - •/13/14 _ ._ Filled _ Sell _ 400 ' _ _ ._ .R Lit • .33 -- -- 15:25: W13/14 Filled _ Sell _ _100 • It Is 1.33 15:25:7 • 113/14 Filled Sell 100 ( It Lk !.33 15:25:3 113/14 Riled — Sell 900 • R Li ' .33 -- -- 15:2S::: •(13/14 Filled Sell BOO ( R U• .33 -- •• 15:25::" *13/14 Riled . Sell , 400 • It U• .33 -- .... . 15:25:' . '13/14 Expired Sell 5000 I U - .20 -- 10/13/14 16:02:1' ) `1.3/14 Filled _. . _ . .. Sell 2965 I .._ _ !K Li 3.::501 11:58::' '10/14 Filled Sell 1056 • 1K _ U' 3.29.01 11:58: ' "10/14 .. . Filled Sell 170 I 1K LI 3.2501 11:58:: '10/14 _ Filled Sell 800 r :K_ Li 3.2'101 11:58:- A '10/14 Filled Sell 51 I 'K _ _. . ...... ___ I.• :.36 11:_50:: '10/14 Filled Sell 100 I 'K Li '.36 ].1:50:' 10/14 Filled Sell 100 • .._.. . 'K ___ .. _ __ Llt 36 11:50:1 10/14 Filled .__ Sell _ 100 • K Li .36 -- -- 11:50: ' 10/14 Filled Sell 749 'K Li '.36 _ 11:47:' 10/14 Filled Sell 1900 'K Li • 36 11:47: " "10/14 Filled Sell 100 1 'K _ Li 11:47:' tqn.4. 36_ _ Filled Sell 100 : K Li 36 11:47: 10/14 Filled _ Sell . —,1011 I K L• .36 ._ ... _ 11:47: .._ ' ' 10/14 SO . . Filled Sell 100 I 'IC , 1.. -.36 . 11:47: ' 10/14 Filled Sell ` __300' K Li .36 11:47: 10/14 Filled Sell 100 ' K . ... Li .36 11:47: 10/14 Filled Sell 400 i K _ _ . ... . _ L' - .36 11:47: ' .. . 10/14 Filled _ Sell 104 K L. .36 11:47: • 10/14 11 of 15 0/29/14,9:00 AM EFTA01201780 Order Status invest.ameritrade.comicgi-bin/ap nsolidatcd0rder... Filled _ . Sell . .. 300 I K Li .36 11:47: 10/14 Filled Sell 100 I K LI .36 11:47: 10/14 Filled _ Sell 100 I K U .36 11:47: 10/14 Filled Sell _ 10D t II( Li .36 ••••• -- 11: 47: 10/14 - Filled ^ SeN 100 : 1K U :.36 11:47: 10/14 Flied __. Sell _ 500 ' 1K U 1.36 11:47: 10/14 Expired Sell 10811 : : U .30 -- 10/10/14 16:06: 10/14 . . Filled _ Sell . _ _ 100 . : U '.30 10:14: 10/14 Filled Sell 900 ' : L' 30 -- -- 10:14' 10/14 _ ... Filled Sell _ 101. ' . I: 30 ... .. 10:14: 10/14 Canceled ... Sell 411 • - L. 71_ -- 10/09/14 _ 13:10: 19/14 Filled Sell 89 i Li .71 12:20: 19/14 Filled Sell - _ _ 211 ' _—. 7 U .71 12:20: 19/14 Filled Sell 100 I : Lo '.71 12:20: 19/14 . _ Filled Sell _ _ __69 : U .71 12:20• 19/14 Fulled Sell 100 i 7. Li 4.; '01 12:20: 19/14 Filled Sell 30C i I... 4.: '01 12:20' 19/14 Filled Sell . 301 _ L 4.: 01 12:20: 19/14 Filled Sell 301 L 4. '01 12:20: 19/14 Filled Sell 301 L 4. '01 12:20 19/14 Filled Sell 301 Li 4.: '01 __ 12:2n: )9/14 Filled Sell 450( L 4. '01 12:20: 19/14 Riled Sell _ _ 100 ' : L 4. "01 12:1" 19/14 Filled Sell 106 : L 4.: .01 .. .• 12:1 () 19/14 Filled Sell 30C I: 4.. 01 12:19. 19/14 Filled _ Sell _301 _ L 1.: 01 12:19: 19/14 Filled Sell 301 L 4. 01 12:19. )9/14 Filled Sell 301 _ L .1. 01 _ 12:1n 19/14 Filled Sell 301 L. 4. 01 12:1n• 19/14 Filled Sell 301: : L a.' 01 12:16. 19114 Filled Sell 301' L 4. 01 .. .- 12:1' 39/14 - ••••••• • ..• •. • ..-.. • _. Filled Sell 301 L 4.. 01 -- -- 12:ile: 19/14 Filled Sell 2700 '1' L 4. 01 12:10 19/14 _...Sell Canceled . . _. 5301 1 7E -- 10/09/14 _ 12:1' 19/14 Canceled Sell 2220( R 1 4o -- 10/09/14 . _ . ._13:11 '9/14 Filled Sell _ 20( R I 40_ -. -- _ . 10:57 19/14 Filled __ Sell __ _ _ 140( R I IS 10:57 19/14 Filled Sell 120( R _ . L • 95 -- .. 10:57 19/1.4 Filled Sell 7701• . 3_ I. 47 11:0C 19114 Filled Sell 190(_ . P L 47 11:0' '9/14 Filled Sell _..10( N 1 47 11: 07: )9/14. Filled . . _ Sell __ 10( . D _ I. 47 . _11:0' '9/14 Filled Sell 10( ' 1 47 -. -- 10:57 19/14 Filled Sell 10( ' 1 17 10:5: :9/14 .__ Filled Sell 150( R L 11 10:5' '9/14 Filled Sell 10( R L 40 10:9 9/14 Filled _ Sell - _ .._30! R L : 15 10:5"• 19/14 12 of I.5 )/29/141,9:00 AM EFTA01201781 Order Status ,;• investameritrade-Can/Cgi-bink • nsolidalcdOrder... Filled - . Sell — 20( R L 40_,• On 10:54 '9/14 Filled Sell 10' It _ L 10 10:51 9/14 Filled . Sell 10 . R L 40 10:57 1/14 Filled .__. Sell .. 100 : R L 40 10:57 19/14 Filled Sell 100 : R L 40 10:5C 19/14 Canceled Sell 5300 C L. .76 -- .10/0_9/14_ ... - - _ -- 12:17 1 '9/14 Filled Sell . ._. 100 C _ . .. L' .78 _ -- --. 10:51 1/14 Filled Sell 100 7 Li .76 — .. 10:56 19/14 Expired Sell 4501' . L: 85 -- 10/08/14 16:07 '8/14 Filled _ Sell ..._ t K L 47 WO O. 15:5 8/14 Filled_ Sell _ 1001 _ K 1 47 15:5' •8/14 Riled Sell ___ - _lot . K L 47 15:5! 1/14 Filled Sell 40 'K 1 47 15:57 '8/14 Filled Sell 400 K — L 47 15:57 1 8/14 Filled Sell 101' 'K L 17 15:5 8/14 Filled _ Sell • 115I. K I: 47 15:5' '8/14 .._ _ Filled _._. Sell — 5? K L 47.._ 15:50 '8/14 Filled Sell 10 __ K L 47 15:4. 8/14 Filled Sell K L 47 . 15:4 8/14 Filled Sell 10. K 47 .. _ 14:4 8/14 Filled . Sell 10' _._. K _ L 47 14:4' 8/14 _ Filled _ Sell _ 10' K L 47 Filled — Sell _ 115 .. _. 'K L 47 12 44 .• 8/714 _ Filled Sell _ _ K I. 47 — ea 14:4' 8/14 Filled _ .1elt .. _ _..1101 K L 47 14:3F 8/14 Filled _. Sell 101 K l 47 . _ 14:3( 9/14 Filled Sell 10t K 1 47 14:3' 8/14 Filled _ .Sell 10' IC 1 17 14:3 8/14 Filled Sell _10' K L 47 14:3 9/14 Filled _ Sell _ 610' L 96 13:3' 8/14 Filled Sell 3201 lc 1 95 _ .. _ 10:4 8/14 .. _ Canceled Sell 6101 L .71 --_10/08/1_4_ _ 13:31 9/14 Filled Sell 34O L 111 _. -- -- 10:4( 8/14 Filled . _ _ Sell __.104 11 _ 10:4, 9/14 Filled __ sal 4O 1 91 _ 10:4. 1/14 Filled Sell 607' L 18 10:45 9/14 _ Filled ... _ Sell _ _ _ _20 I. 11--___ 10:4' 9/14 Filled Sell 120' t It ... io:4 9/14 !xpIred_Sell — 247. L )2_ -- 10/07/14 16:C 7/14 Hied ... ... .Sell __.240 t 12_ -- -- 14:4 7/14 _Filled Sell 121 1 12 -- -- 14:4f 7/14 Canceled Sell _ 500 L 16 __10/07_/14 14:4, 7/ 14 Filled Sell peo 0 I 12 11:3 7/14 Ailed Sell 130 0 )2 11:3 7/14 Filled Sell 564 A -15 7/14 . 11:C Filled Sell 30 4 IS 11:0 7/14 Filled Sell 10 4 L )5 11:P 7/14 13 of 15 V29/14,9:00 AM EFTA01201782 Order Status investameritrade.com/cgi-bin/:: isolidatedOrder.„ Filled _ Sell 1 I '35 — -- 10:V 7/14 Riled Sell 10 A t n .. ... 10:5 7/14 Canceled Sell 306 0 L 95 _ . 7/14 -- 10/0 11:34 7/14 Riled _ Sell — -- 33: 0 L 95 -- -- 10:5 7/14 Filled _ Sell 4900 I_ 86 . 11:01. 7/14 Filled Sell 30t L 86 .. .. . _ 11:00 7/14 Riled Sell 601 _ L 86_ 11:0- 7/ 14 Riled Sell 204 L 86 10:59 7/14 Riled Sell 10' I. 11 .. . 10:5f 7/ 14 Filled Sell 10 1. )1. 10:5' 7/14 Filled Sell _ 30 1 11 10:: 7/14 Filled Sell _ 30 1 91 10:5 7/14 Filled Sell _ 20 I 11 10:5 7/14 Riled Sell 1100: K 1 39 12:C' 5/14 Riled Sell _ — 1200 L t9 -- -- 12:'\ 5/14 Riled Sell 313' 1 96 '• •• 12:4? 6/14 Riled Sell 10 1 96 .. .. 12:4' 5/14 Riled .._ Sell _ 17 _ 1 16 12:4 5/14 Riled Sell SO L 16 ..• _ 12:, 5/14 Filled Sell .- 30 1 11 12:0 5/14 Filled Sell 30 L 91 __ .... _.. 12:1' 5/14 Filled Sell ... ' 1 19 .. .. 12:4 5/14 Filled Sell 440 • _ _ I. 19 12:0 5/14 Filled - Sell 10 1 '19 11:5- 5/14 Filled Sell 9 l 19 11:5? 5/14 Filled _ Sell . __ 10 )6 .• .. 11:5 4/14 Riled Sell 30 I )9 PM OW 11:' 5/14 Riled Sell 300 1 11 10:: 5/14 Filled Sell _ 10 _ 1 11 -- VV . 10:0 5/14 Filled Sell 20 1 '11 10:0 5/14. Ailed Sell 10 I 11 .... 10:0 1/ 14 Filled Sell 20 I 11 -- SO 10:A 5/14 Riled Sell 10 I 11 . 10:4' 1/14 Riled Sell _ .._10 I )1 10:0 1/.14 Filled Sell 70 1 11 10:' 5/14 Filled Sell 550 K 1 11 . .. 15:' 1/14 Filled Sell ____ 10 K L 11 NO .0 15:: 3/14 Filled Sell ...10 K I 11 ..... __. . . . 15:: 3/14 Filled Sell 10 K l 11 15:7 3/14 Filled Sell 10 K i /1. 15:: 3/14 Filled _ Sell ... .__10 K I I1 _. _ 15:" v14 Filled .... Sell 10 K I 11 no we 1/14 —_ _____.._ IS .. Riled Sell 10 K 1 11 _ .. . 15* 3/14 Riled Sell .... 15: .._ _I(' K 14 3/14 Filled Sell 10 K I 14 -- -- 15:. 3/14 _ Filled Sell t K L 14 15: 3/14 Ailed Sell 4 K 1 14 15:. 1/14 14 of 15 29/ 14,9:00 AM EFTA01201783 Order Status itivestaineritrade.com/egi-bin tolidatcdOrder... Filled _ situ __ _ 10 K t .34 15: 1/14 ._ Filled Sell 10 K _ 1 14 15: 1/14 - Filled Sell 50 K L 11 15:. 3/14 Filled __Sell 180 K 1 11 15:. 3/14 Riled _ Sell 150 R L 16 .... 15:' 3/14 Filled Sell 15 R L 16 -- -- 1St , 1/14 Riled Sell 451 R _ L 16 15: 3/14 .... Filled _ sell — _ ..._ 10 R L 16 15: 3/14 Fated Sell IC 1 _ 1 16 15: V14 Filled _ Sell ._ , _,1C 1 1 :6 15. 1/14 Filled Sell _ _ — 10 1 1 16 15: '/14 Filled Sell .__ 150 l 1 16 IS: i V14 Filled Sell 40 'I 1 16 1S:' 714 Filled Sell 10 % _ 16 .. •- 15: '/14 Filled Sell 10 1 1 :6 15: 114 Filled _ Sell __ 10 1 L 16 .... 15: V14 Riled . _ Sell . _ _ 10 4 I 16 — — _15: '/14 . Riled .._. _ Sell _ IC, 4 1 '6 .... 15: '/14 Riled Sell IC 4 1 16 .. — 15. 114 _ .. . .._ Riled Sell — 13 1 I '6 .... 15: '/14 Riled Sell 2C‘ 4 I II -- -- 15: 114. Filled _ Sell.__ _ 20 4 1 11 -- -- IS: '/14 ..Riled_ _ Sell _ _ 20 1 l Ii. 15' '/14 Riled _ Sell _ . _. __ 2C 1 I 11 15: '/14 15 of IS 129/14,9:00 AM EFTA01201784