From: Delores Rubin
Sent: 5/30/2017
To: Tazia Smith ichard Kahn
CC: Stewart oldfield stewart.oldfield@db.comj; Vahe Stepanian
avide-A Sferrazza
Subject: RE: Rothschild (C)
Classification: Confidential
Good Morning Richard and Tazia,
In the event you still care in Rothschild, volumes continue to be around its average of 15,000 shares a day over the past
week, but a few local houses have advertised sizeable volume that has not been reflected on the tape.
DODO secutities has been advertising crossing and trading stock for the past week and EXANE has advertised trading
over 100,000 shares in the same time period.
The stock has been in a range of 28 - 28.20 EUR and we would still be happy to work an order for you if it helps.
Best regards,
Delores Rubin
Delores Rubin
Director I Wealth Management Capital Markets
Equity Trading
DB Securities Inc
Deutsche Bank Wealth Management
345 P k, NY, USA
Tel.
Emai
From: Delores Rubin
Sent: Wednesday, May 24, 2017 8:32 AM
To: Tazia Smit 'Richard Kahn'
Cc: Stewart Ol le Vahe Stepanian
Davide-A Sferrazza <davide-a.sferrazza@db.com>
Subject: RE: Rothschild IC]
Classification: Confidential
Good Morning Richard,
Very little activity so far today on Rothschild.
Our trader had working orders from two large institutions in the past 6 months. These institutions, if they have something
to do would care on the type of size you would like to trade. Our trader would like the opportunity to inquiry if they care,
but to be blunt, it is unreasonable to try to open them up without an idea of whether we are a buyer or a seller.
DB would be happy to work an order for you using all of our institutional capabilities.
Thank you.
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0073192
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