Fron t3raelles i
Sent: 9/24/2018 11:50:10 AM
To: Vijay-A Sawant I ; Stewart Oldfield
CC: Richard larossi Ma ur Rathod ; Vinita Advani
; Daphne Cales
Subject: RE: Assistance Required in Rejection of KYC Caseti01977698 III
Classification: For Internal use only
Vijay.
We received confirmation from the client that dentistry represent less than 25% of Karyna's earnings. Karyna's SOW conies from her
interior designing firm - JSC Interiors LLC. Thanks.
Regards.
Brad
Bradley Gillin
Vice President
Deutsche Bank Wealth Management
345 Park Avenue. 24th Fl
Securities offered through Deutsche Bank Securities Inc.
From: Vijay-A Sawant
Sent: Monday, September 24, 2018 4:56 AM
To: Bradley Gitlin < >; Stewart Oldfield <
Cc: Richard larossi < >; Mayur Rathod < >; Vinita Advani
>; Daphne Cales <
Subject: Assistance Required in Rejection of KYC Case#01977698
Importance: High
Good Morning Stewart,
Hope you are well!!
We require your assistance today on rejection point 9, highlighted in yellow below —
Case #: 01977698
Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Customer
Number: 00000489505 Reason for Rejection:1) Please provide ID for Louella. (KG — RESOLVED)
2) Please provide full signing authority document for Neptune LLC. (KG — RESOLVED)
3) Please re-run research for Jeffrey Epstein & Erike Kellerhals with the country as Virgin Islands, US. (KG — RESOLVED)
4) The google search for Darren Indyke has a few negative articles regarding Jeffrey Epstein's foundation and also has
court cases against Jeffrey Epstein. Please address them under section 4D "Please summarize any negative results from
the database searches indicated above:" (KG — RESOLVED)
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0084200
CONFIDENTIAL SDNY_GM_00230384
EFTA01384155