From: Stewart Oldfield
Sent: 11/9/2017 3:19:10 PM
To: Anna-Sofiya Lupolover
Subject: RE: MIFID II & research - access to portal for dients
Thanks for staying on top of it. I was prepared to just wait for clients to call and yell at me. This way seems better
From: Anna-Sofiya Lupolover
Sent: Thursday, November 09, 2017 3:18 PM
To: Stewart Oldfield <
Subject: RE: MIFID II & research - access to portal for clients [I]
Classification: For Internal use only
Perfect, thank you!
Kind Regards,
Anna-Sofiya
Anna-Sofiya Lupolover
Assistant Vice President
Deutsche Bank Trust Company Americas
Deutsche Bank Wealth Management
345 Park Avenue, New York, NY 10154
Email
Securities offered through Deutsche Bank Securities Inc.
From: Stewart Oldfield
Sent: Thursday, November 09, 2017 3:16 PM
To: Anna-Sofiya Lupolover
Subject: RE: MIFID II & research - access to portal for clients DJ
I'm not exactly sure who registered from each client, but the likely emails are below. If anyone gets shut off and cares,
I'm sure they will call to be reactivated. Thanks
Steve Warner
Paul Barrett
Third Lake
Paul Watson■
Robert Forsythe
Orix — skip for now. I think the people who were registered left the firm
Thanks
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