Subject: Richard Kahn rdc and per alert [I]
From: PWM BIS-Research <
Date: Fri, 14 Nov 2014 10:08:05 -0500
To: Amanda Kirby < •>
Cc: PWMUS AMLKYC
Classification: For internal use only
Hello
Attached is an alert for the party mentioned above. Please note that
clearance from compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to
compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
(See attached file: Richard Kahn per alert.pdf)(See attached file: Richard
Kahn per alert_l.pdf)(See attached file: Richard Kahn rdc alert.pdf)(See
attached file: Richard Kahn rdc alert_l.pdf)
Regards
Urvashi
EFTA01400242