Subject: RE: Case #01441097 [I]
From: Aracely Sanchez
Date: Tue, 18 Aug 2015 15:03:32 -0400
To: Amanda Kirby ‹ >
Classification: For internal use only
From: Aracely Sanchez
Sent: Tuesday, August 18, 2015 3:01 PM
To: Edward Borland
Cc: Lacie Masaveg; Amanda Kirby
Subject: RE: Case #01441097 [I]
Classification: For internal use only
Ted-Please go ahead and release the wire.
Amanda- FYI. See below. CHF wire for J Epstein.
Kind regards,
Aracely
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Aracely Sanchez
Vice President
Deutsche Bank Trust Company Americas
Deutsche Asset & Wealth Management
345 Park Avenue, 24th Floor
New York, NY 10154-0004
Tel.
Fax
Emai
EFTA01405262
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From: Edward Borland
Sent: Tuesday, August 18, 2015 2:58 PM
To: Aracely Sanchez
Cc: Lacie Masaveg
Subject: Case #01441097 [I]
Classification: For internal use only
Hi Aracely,
I'm reaching out to you regarding the above case. You submitted this wire on
Friday and the Reg E team inadvertently didn't release the wire. I'm going
to approve the wire right now, but just wanted to get you confirmation that
you will pass on the revised disclosure to the client and inform them that
the exchange rate and availability date of the funds may have changed.
Apologize for the oversight and inconvenience this may cause. We'll make
sure going forward this doesn't happen again. We've haven't had too many of
these cases where we missed one, but unfortunately this is a case where we
did. I want to make sure the wire gets out today so if you can please
confirm back I'm ok to approve I will do so. Happy to discuss in more detail
as I know this is not an ideal situation.
Again, apologies for the oversight on our end. We've attached the revised
disclosure in dbforce as well.
Thank you,
Ted Borland
EFTA01405263
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Ted Borland
Assistant Vice President
DeAWM Distributors, Inc.
Deutsche Asset & Wealth Management
5022 Gate Parkway, Suite 400, 32256 Jacksonville, USA
Tel.
Mobil
Email
Visit us: http://www.deawm.com
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Securities offered through DeAWM Distributors, Inc.
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