SOUTHERN FINANCIAL LLC ACCT.
For the Period 8/1/13 to 8/31/3
Adjusted Cost Unrealtzed Est Annual Inc
Price Quantity Value Original Cost Gain/Loss Accrued Div Yield
Emerging Market Equity
JPM LATIN AMERICA FD • SEL 16.83 49504 950 833.168 31 1 000 000 00 (166 831 69) 841.58 0.10%
Preferred Stocks
ALLY FINANCIAL INC 26.91 126.600 000 3.406 806 00 2,782,242.51 624,563 49 268,39200 7.88%
1,
GMAC CAPITAL TRUST I 26.54 8o,000 000 2,123,200.00 1,882,773.80 240,426 40 162,480.00 7.65%
PFD STK 8 1,15%
ROYAL BANK SCOTLAND GROUP PLC 22.94 120.000.003 2,752,800.00 2,924,400.00 (171.600.00) 217.560.00 7.90%
ADR NON-CUMULATIVE
VOLKSWAGEN AG PFD 227.26 1,400.000 318,164.99 340,287.60 (22,122 61)
Total Preferred Stocks $8,600,970.99 $7,929,703.71 3671,267.28 $648,432.00 7.64%
Concentrated & Other Equity
BANK OF AMERICA CORP 110.17 2,000,000.000 2,203,400.00 2,081,180.56 122,219.44 162,500.00 7.32%
8 1,8% PFD STK DEC 29 2049 47,846.00
DM 04,30:2038
J.P Morgan Account Page 8 of 48 Consolidated Statement Page 11
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105017
CONFIDENTIAL SDNY_GM_00251201
EFTA01449566