SOUTHERN FINANCIAL LLC ACCT.
For the Period 8/1/13 to 8/31/13
Adjusted Cost Unrealized Est. Annual Income
Price Quantity Value Original Cost Gaintoss Accrued Interest Yield
Non-USD Cash
SWISS FRANC 1.07 001 001 0.01
EURO PRINCIPAL CURRENCY 1.32 283,178.22 373.398 52 377.195.09 (3.796.57)
Total Non-USD Cash $373.398.04 $377,195.11 (53,796.57) $0.00 0.00%
US Fixed Income
HEADWATERS INC 106.50 1,000,000.00 1,065,000.00 1,035,000.00 30,000.00 76250.00 6.23%
7.625 04101/2019 DTD 03/I 112011 31,770.00
EARTHLINK INC 96.52 1,000,030.00 965,200.00 1,033,500.00 (68,300.00) 88.750.00 9.68%
8 7/8% MAY 15 2019 26,131.00
DTD 05/17/2011
KINDRED HEALTHCARE INC 105.00 2,000000.00 2,100,000.00 1,966,250.00 133,750.00 185.000.00 7.17%
8 1/4% JUN 01 2019 41,250.00
DTD 06/01/2011
SERVICEMASTER COMPANY 95.50 2,500000.00 2,387,500.00 2,865,625.00 (278.125.00) zoosioaoo 8.93%
8% FEB 15 2020 8,887.50
OTO 02/13/2012
LLOYDS TSB BANK PLC 119.29 1.500.000.00 1,789,380.00 1.627.500 00 161680.00 148,125.00 6.75%
MTN 9 7'8% DEC 16 2021 104,920.50
DID 1216,2011
HELD BY EUROCLEAR
J.P Morgan Account Page 14 of 48 Consolidated Statement Page 17
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0105023
CONFIDENTIAL SDNY_GM_00251207
EFTA01449572