SOUTHERN FINANCIAL Ur ACCT
For the Period 8/I/I 3 to 8/31/13
TRADE ACTIVITY
Note: L indicates Long Term Realized Gain/Loss S indicates Short Term Realized Gain:Loss
Settled transaction was initiated in prior statement penod and settled in current statement period
Trade Date Type Per Unit Realized
Settle Date Selection Method Description Quantity Amount Proceeds Cost GainiLoss
Settled Sales/Maturities/Redemptions
724 Sale JONES ENERGY INC - A @ 14 263229 99,842.60 (7,000.000) 14.223 99,560.86 (105,000.00) (5,439.14) S"
set High Cost BROKERAGE 280.00 TAX &OR SEC 1.74 J.P. MORGAN
SECURITIES LLC (ID: 48019R-10-8)
724 Sale GRANA Y MONTERO SA - ADR e 21.542143 150.795.00 (7,000.000) 21.502 150,51237 (147,910.00) 2,602.37 S.
52 High Cost BROKERAGE 280.00 TAX 8/OR SEC 2.63 J.P. MORGAN
SECURITIES LLC (ID: 36500P-20-8)
731 Sale COUSINS PROPERTIES INC © 10.385268 103,852.68 (10,000.000) 10.345 103,450.87 (100,000.00) 3,450.87 S*
a5 High Cost BROKERAGE 400.00 TAX 8/OR SEC 1.81 J.P. MORGAN
SECURITIES LLC (ID: 222795-10-6)
all Sale AMERICAN HOMES 4 RENT- A O 15.560867 233,413.01 (15,000.000) 15.521 232,808.94 (240,000.00) (7,191.06) S
8/6 High Cost BROKERAGE 600.00 TAX 8/OR SEC 4.07 J.P. MORGAN
SECURITIES LLC (ID: 02665T-30-6)
8/2 Sale BOYD GAMING CORP e 12.25 49,003.00 BROKERAGE (4,000.000) 12.21 48.839.14 (48,000.00) 839.14 S
8/7 High Cost 160.00 TAX 8/OR SEC .86 J.P. MORGAN SECURITIES
LLC (ID: 103304-10-1)
&.2 Sale LIBERTY PROPERTY TRUST S131 Q 36.00 270,000.00 (7,500.000) 35.959 269,695.30 (270.000.00) (304.70) S
817 High Cost BROKERAGE 300.00 TAX 8/OR SEC 4.70 J.P. MORGAN
SECURITIES LLC (ID: 531172-10-4)
8/2 Sale VANTIV INC - CL A e 26.343917 158,063.50 (6,000.000) 26.303 157,820.74 (154,500.00) 3,320.74 S
817 High Cost BROKERAGE 240.00 TAX 8/OR SEC 2.76 J.P. MORGAN
SECURITIES LLC (ID: 92210H-10-5)
5/23 Sale TO REVERSE ENTRY OF 05/30/2013 IMPAC CMS TRUST 1,580,099.390 79.372 (1,254,163.83) 1,106,069.20 (148,094.63) S*
8/8 High Cost SER 2035-2 CL 1M1 VAR RT 04/25/2035 DTD
03/03/2005 @ 78.125 JP MORGAN SECURITIES LLC
(BIDL) FACE VALUE 10,000,000.00 AS OF 05/30/13
(ID: 45254N-NB-9)
J.P Morgan Account age 25 of 48 Consolidated Statement Page 28
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 105136
CONFIDENTIAL SDNY_GM_00251320
EFTA01449682