From: Paul Morris
Sent: 10/7/2015 1:17:18 PM
To: Mane Dwyer ; Jj Litchford
CC: Vahe Stepanian
Subject: RE: SFL and Gratitude America Ltd ICI DI
Thx ok
-----Original Message---
From: Ariane Dwyer
Sent: Wednesday, October 07, 2015 01:11 PM Eastern Standard Time
To: Paul Morris; Jj Litchford
Cc: Vahe Stepanian
Subject: RE: SFL and Gratitude America Ltd [C] [I]
Classification: For Internal use only
Hi Paul,
They'll need to complete the boilerplate dots such as account agreement and tax form. They will not need to complete a
new KCP Non Advisory Letter and Finra2111 as these serve for the relationship.
Best,
Ari
From: Paul Morris
Sent: Wednesday, October 07, 2015 1:04 PM
To: Vahe Stepanian; .1j Litchford
Cc: Ariane Dwyer
Subject: RE: SFL and Gratitude America Ltd [C] [I]
This is just simple brokerage yes? Not all the extra KCP letters etc correct?
Message----
From: Vahe Stepanian
Sent: Wednesday, October 07, 2015 12:59 PM Eastern Standard Time
To: Paul Morris; Jj Litchford
Cc: Ariane Dwyer
Subject: RE: SFL and Gratitude America Ltd [C] [I]
Classification: For internal use only
Rich specifically asked to open another brokerage account, and he understood that there is paperwork involved in doing
so. Is there an alternative you have in mind?
Thank you,
Vahe
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