Subject: Re: Compliance
From: Richard Kahn cc >
Date: Thu, 31 Oct 2013 13:47:30 -0400
To: Amanda Kirby. ).
Cc: Paul Morris
your statement is correct that i have not been barred from nyse in april
2012i have been at hbrk since its formation 3 years ago and 5 previous years
at nysg llc (darren entity)
thank you
Richard Kahn
HBRK Associates Inc.
575 Lexington Avenue, 4th Floor,
New York, New York 10022te1 212-971-1306
fax
cell
On Oct 31, 2013, at 1:43 PM, Amanda Kirby .c ). wrote:
Classification: Public
Rich,
Per our conversation you are not the same Richard Kahn who was barred from
the NYSE Arca in April of 2012. You have been at your company, HBRK, for 8
years and were not asked by FINRA, on behalf of NYSE Arca, to give testimony.
Best,
Amanda Kirby
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Amanda Kirby
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