EFTA01518981

GHISLAINE MAXWELL -OAP IHD ACCT For the Period 10/1/13 to 10/31/13 Note: P indicates position adjusted for Pending Trade Activity. This is the Annual Percentage Yield (APY) which is the rate earned If balances remain on deposit for a full year with compounding, there is no change in the interest rate and all interest is left in the account. Equity Detail Adjusted Tax Cost Unrealized Est. Annual Inc, Price Quantity Value Original Cost Gain/Loss Accrued Div. Yield EAFE Equity ABB LTD 25.47 2,200.000 56634,00 47,460.92 8,573.08 1,548.80 2.76% SPONS ADR 000375-20-4 ABB ALSTOM 3.67 12,070.000 44,296 90 44.210.81 86.09 869.04 1.96% ADR 021244-20-7 AISM Y ASTRAZENECA PLC 5286 365.000 19,293.90 18,351.75 942.15 1,022.00 5.30% SPONS ADR 046353-10-8 AZN BAE SYSTEMS PLC 29.33 1,735.000 50,887.55 39,277.36 11,610.17 2,026.48 3.98% SPONS ADR 741.32 06523R-10-7 MES Y BAYER A 0 124.70 325.000 40,527.50 32,896.77 7.63073 586.62 1.45% SPONS ADR 072730-30-2 BAYR Y BHP LTD 70.69 435.000 30,750.15 32,227.68 (1,477.53) 1,009.20 3.28% SPONS ADR 066606-10-8 BHP BOC HONG KONG HOLDINGS LTD 85.43 555.000 36,313.65 38,821.52 (507.87) 1,748 80 4.82% SPONS ADR 096813-20-9 BHKL Y J.P.Morgan Page 5 of 13 Confidential Treatment Requested by JPMorgan JPM-SDNY-00046244 Chase CONFIDENTIAL SDNY_GM_00315442 EFTA01518981