Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Report Section Summary
User Search Terms (1)
Subject (1)
Possible Addresses Associated with Subject (40)
Work Affiliations (7)
Utility Services (2)
Phone Numbers Associated with Subject (1)
Other SSNs Associated with Subject (1)
Quick Analysis Flags (1)
Phone Listings for Subject's Addresses (3)
Email Addresses (1)
Professional & Recreational Licenses (1)
Political Donors (18)
Voter Registrations (1)
Executive Affiliations (2)
Significant Shareholders (79)
Liens & Judgments (5)
Lawsuit Records (1)
Corporate Filings (1)
UCC Filings (6)
Real Property & Deed Transfers (1)
Real-Time Vehicles (3)
Vehicles Registered to Subject (11)
Unclaimed Assets (4)
Relatives (1)
Associate Analytics Chart (1)
Neighbor Listings for Subject's Address (2)
Report section(s) with no matches (29)
Disclaimer (1)
User Search Terms
Last Name: Forester
First Name:
Street:
City: New York
State: NY
County: New York
Subject
FORESTER, LYNN
SSN: AKAs:
1) FORRESTER LYNN Historic Credit Bureau,
Gender: FEMALE Experian
2) LYNN, FORRESTER Liens & Judgments
3) DEROTHSCHILD, LYNN TransUnion
EFTA01654681
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
4) ROTHSCHILD, LYNN TransUnion
5) STEIN, LYNN FORESTER TransUnion, Historic Credit
Bureau
6) FORESTER, LYNN P TransUnion
7) FORESTER-DEROTH, Address Compilation
LYNN (DOB: 07/02/1954)
TT Historic Credit Bureau
9) FORESTER, LYNN PLATT Historic Credit Bureau
10) DE ROTHSCHILD, LYNN Household Listing, Experian
F
11) FORESTER, LYNN P Utility Listing, Experian
Gateway
12) DE ROTHSCHILD. LYNN Experian
13) DE ROTHSHILD, LYNN F Experian
14) DE ROTHSCHILD, LYNN Experian, Household Listing
15) DEROTHSCHILD, LYNN Experian, Equifax
16) DE ROTHSHILD, LYNN F Experian
17) DEROTHSCHILD, LYNN Experian
FORESTER
18) LYNN, FORESTER Liens & Judgments
LYNN Equifax, Experian Gateway
MIK ANN Professional Licenses
21) FORESTER, LYNN ANN Professional Licenses
22) FORESTER, LYNN P Historic Credit Bureau
23) DE ROTHSCHILD, LYNN TransUnion Gateway
=MN (143- TransUnion Gateway
25) DEROTHSCHILD, LYNN Experian Gateway
FOR
DOC
LYNN Experian Gateway
27) DEROTHSCHILD, L Experian Gateway
FORESTER'
28) DE RO Experian Gateway
FORESTER
29) DEROTHSCHILD. LYNN Experian Gateway
F
30) DE ROTHSCHILD, LYNN Experian Gateway
31) DE ROTHSCHILD. LYNN Experian Gateway
2
EFTA01654682
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
32) DE ROTHSHILD, LYNN F Experian Gateway
4111.1.11LD, LYNN Experian Gateway
34) STEIN, LYNN FORESTER Experian Gateway
35) STEIN, LYNN P (143-42- Experian Gateway
IAN onnacrun , LYNN Experian Gateway
37) DEROTHSCHILD, LYNN Experian Gateway
FORRESTER•
38) DEROTHSCHILD, Experian Gateway
LYNNFORESTER
39) Experian Gateway
FORE ILD,
LYNN
40) DEROTHSHILD, LYNN F Experian Gateway
41) DE ROTHSCHILD, LYN Experian Gateway
DOB (Age):
Spouse Name: A
Drivers License? NO
Marriage(s)? YES Divorce(s)? NO
Professional License(s)? YES Recreational license(s)? NO
13 ATTORNEY (NV)
Work Affiliation(s)? YES
1.) Business : EL ROTHSCHILD LLC ; Email :
2.) Business : CORCORAN GROUP INC ; Title : PRESIDENT Email : ■
3.) Business : ESTEE LAUDER CO INC ; Title : BOARD MEMBER
4.) Business : FIRST MARK COMMUNICATIONS LLC ; Title : PRESIDENT
5.) Business : FIRSTMARK HOLDINGS, INC.
6.) Business : FIRSTMARK HOLDINGS INC.
7.) Business : FIRST MARK COMMUNICATION
Possible Addresses Associated with Subject
Address Source(s) Reported Date(s)
1) Experian Gateway 07/27/2019 - 07/27/2019
Phone:
Line Typ
Phone:
Line Ty
Phone:
Line Ty
3
EFTA01654683
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
2) Vehicle 07/01/2019 - 07/01/2019
3) Vehicle 07/01/2017 - 07/01/2019
4) Experian TransUnion Gateway 05/30/2019 - 06/06/2019 02/01/1974 -
02/01/1974
5) Experian Experian Gateway 05/30/2019 - 06/06/2019 05/30/2019 -
Equifax Voters 06/06/2019 05/01/2019 -05/31/2019
Not Available
6) TransUnion Gateway Experian 04/05/2019 - 04/05/2019 04/04/2019 -
Voters 04/04/2019 Not Available
7) Vehicle Household Listing 04/29/2004 - 07/01/2017 01/01/2003 -
Utility Listing Equifax Experian 10/31/2015 09/30/2009 -03/31/2012
TransUnion Voters Address 09/01/2011- 09/30/2011 10/23/2000 -
Compilation 08/11/2011 05/01/2002 - 10/15/2005
Not Available Not Available
8) Experian 03/28/2017 - 03/28/2017
9) TransUnion Utility Listing 10/02/2015 - 10/02/2015 09/30/2009 -
Experian Equifax 03/31/2012 03/18/2011 -06/28/2011
03/01/2011 - 03/31/2011
4
EFTA01654684
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
10) Equifax Experian Experian 01/01/2014 - 01/31/2014 06/09/2013 -
Gateway 06/09/2013 06/09/2013 - 06/09/2013
11) Experian 11/19/2010 - 12/14/2012
12) Equifax Vehicle Experian 09/01/2011 - 09/30/2011 04/29/2004 -
Professional Licenses 06/23/2011 03/13/2002 - 06/05/2006
Not Available
13) Utility Listing 09/01/2011 - 09/27/2011
14) Household Listing Experian 01/01/2011 - 08/31/2011 03/07/2008 -
03/20/2008
15) Experian Experian Gateway 06/30/2008 - 04/16/2010 06/30/2008 -
Equifax 04/16/2010 03/01/2008 - 03/31/2008
16) Vehicle 05/01/2008 - 05/01/2008
17) Vehicle 05/01/2008 - 05/01/2008
18) Equifax 06/01/2007 - 06/30/2007
19) Experian Gateway Experian 12/23/2006 - 12/23/2006 07/17/2004 -
Equifax 10/02/2006 09/01/2004 - 09/30/2004
20) Experian 05/12/2002 - 02/01/2006
21) Experian Gateway 09/08/2004 - 09/08/2004
22) Experian Experian Gateway 07/22/1996 - 12/14/2003 07/22/1996 -
Equifax TransUnion 12/14/2003 01/01/2003 - 01/31/2003
03/01/1999 - 03/01/1999
5
EFTA01654685
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
23) Experian Experian Gateway 08/16/2002 - 03/21/2003 08/16/2002 -
03/21/2003
24) Equifax 01/01/2003 - 01/31/2003
25) Experian Experian Gateway 10/21/1991 - 01/09/2002 10/21/1991 -
Historic Credit Bureau 01/09/2002 01/01/1991 - 12/31/1992
26) Experian 12/31/2001 - 12/31/2001
27) Experian 11/14/2001 - 11/14/2001
28) Experian 11/14/2001 - 11/14/2001
29) Equifax Experian Experian 09/01/2001 - 09/30/2001 02/09/2001 -
Gateway 02/09/2001 02/09/2001 - 02/09/2001
30) TransUnion Historic Credit 07/13/2001 - 07/18/2001 01/01/1992 -
Bureau 12/31/1992
31) Experian 11/20/2000 - 04/12/2001
32) TransUnion Vehicle Experian 11/13/2000 - 11/13/2000 06/27/1996 -
Historic Credit Bureau 01/13/1998 06/18/1994 - 10/30/1996
01/01/1995 - 12/31/1995
33) Experian TransUnion Deed 12/13/1997 - 02/11/2000 09/01/1999 -
Vehicle 09/01/1999 Not Available Not
Available
34) Historic Credit Bureau 01/01/1992 - 12/31/1992
35) Historic Credit Bureau Not Available
6
EFTA01654686
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
36 Address Compilation Not Available
37 Historic Credit Bureau Not Available
38 Professional Licenses Not Available
39' Professional Licenses Not Available
40' Phone Record Not Available
Work Affiliations
BUSINESS AFFILIATION: EL ROTHSCHILD LLC
Name: FORESTER. LYNN ANN
DOB: Trade Name:
Gender: FEMALE Professional Title:
Race: Email:
Address: Phone:
Counts
LICENSING INFORMATION
Licensing Agency: NY STATE OFFICE OF
COURT ADMINISTRATION
LICENSES AND CERTIFICATIONS
License Type:
License Number:
License State: License Description:
License Status: SUSPENDED
License Agency: NY STATE OFFICE OF Certification Board:
COURT ADMINISTRATION
EMPLOYER INFORMATION
Business Affiliation: EL ROTHSCHILD LLC Organization: PERSON
7
EFTA01654687
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
HISTORICAL INFORMATION
Previous Business Address:
BUSINESS AFFILIATION: ESTEE LAUDER CO INC
Name: ROTHSCHILD, LYNN DE Age:
Gender: FEMALE Marital Status: SINGLE
Address: Email:
County: Phone:
Business Address: Email:
County: Phone:
BUSINESS AFFILIATION: CORCORAN GROUP INC
Name: FORESTER, LYNN Title: PRESIDENT
Business Affiliations: CORCORAN GROUP INC Email:
Address: Reported Date:
Country:
Phone:
BUSINESS AFFILIATION: FIRST MARK
COMMUNICATION
Name: FORESTER, LYNN Title: PRESIDENT
Name: LYNN FORESTER Title: PRESIDENT
Business Affiliation: FIRST MARK Legal Business Name: FIRSTMARK
COMMUNICATION COMMUNICATIONS
INTERNATIONAL LLC
Year Established: 1998
Email: Business Web Address: www.firstmark.net
Business Address: Reported Date: 01/16/2019
County: NEW YORK
Phone: Fax:
BUSINESS AFFILIATION: FIRST MARK
COMMUNICATIONS LLC
Name: LYNN, FORESTER Title: PRESIDENT
Business Affiliation: FIRST MARK Organization: FIRM
COMMUNICATIONS LLC
EFTA01654688
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Business Address: 660 MADISON AVE # 22 Phone:
NEW YORK, NY 10065
County: NEW YORK
BUSINESS AFFILIATION: FIRSTMARK HOLDINGS
INC.
Name: FORESTER, LYN Title: OWNER
Business Affiliation: FIRSTMARK HOLDINGS Legal Business Name:
INC.
Year Established: 1990
Business Address: 660 MADISON AVE FL Reported Date: 05/01/2014
22 NEW YORK, NY
10065-8406 USA
County: NEW YORK
BUSINESS AFFILIATION: FIRSTMARK HOLDINGS,
INC.
Officer Name: LYNN FORESTER Title:
Address: 527 MADISON AVE 19TH FL NEW YORK, NY 10022
Business Affiliations: FIRSTMARK HOLDINGS, INC.
Business Address: 527 MADISON AVE 19TH FL NEW YORK, NY 10022
Utility Services
Name: FORESTER, LYNN Driver's License (State &
Number):
SSN(s): Partial SSN(s):
Service Address: Billing Address:
Service Address Phone Work Phone:
Service Connect Date: 03/31/2012 Reported Date: 09/30/2009
Utility Service(s): CONVENIENCE
Name: FORESTER, LYNN P Driver's License (State &
Number):
SSN(s): Partial SSN(s):
Service Address: Billing Address:
Service Address Phone Work Phone:
Service Connect Date: 09/01/2011 Reported Date: 09/27/2011
Utility Service(s): OTHER
Phone Numbers Associated with Subject
Phone Number Source
Experian Gateway
Experian Gateway
Experian Gateway
TransUnion Gateway
9
EFTA01654689
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Phone Record
Phone Record
Phone Record
Phone Record
Phone Record
Phone Record
Phone Record
TransUnion, Historic Credit Bureau
TransUnion, Historic Credit Bureau
Utility Listing
Executive Profile
Work Affiliations
Other SSNs Associated with Subject
Name SSA! ❑nR Ano Source
1) DEROTHSCHILD, LYNN Experian
FORESTER Gateway
Quick Analysis Flags
POSSIBLE QUICK ANALYSIS FLAGS
Associate with OFAC, Global Sanction or PEP listing No
OFAC listing No
World-Check Listing No
Global Sanctions No
Residential Address Used as a Business Address YES
Prison Address on Record No
P.O. Box listed as Address YES
Bankruptcy No
Person Associated with Marijuana Related Business No
Real-Time Incarceration & Arrest Records No
Associate or Relative With a Residential Address Used as a Business Address No
Associate or Relative with a Prison Address on Record No
Associate or Relative with P.O. Box listed as Address No
Criminal Record No
Multiple SSNs No
SSN Matches multiple individuals No
Recorded as Deceased No
Age Younger than SSN Issue Date No
SSN Format is Invalid 0 No
Address 1ST Reported <90 Days No
Telephone Number Inconsistent with Address YES
Healthcare Sanction No
Arrest Record No
Phone Listings for Subjects Addresses
Phone 4 Name
FORESTER, LYNN
Phone 4 Name
Phone a Name
FORESTER, LYNN
Email Addresses
10
EFTA01654690
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Email Source
Work Affiliations
Professional & Recreational Licenses
PROFESSIONAL LICENSES
NY ATTORNEY
Name: FORESTER, LYNN ANN
Gender: Attorney Title:
DOB: Birthplace:
Address: Country(s): UNITED STATES
County: Region:
Phone: Website:
Fax: Email:
LICENSING INFORMATION
Licensing Agency: NY STATE OFFICE OF COURT License Id:
ADMINISTRATION
LICENSES AND CERTIFICATIONS
License Type: ATTORNEY License Number:
License Issue Date: 1982 License Expire Date: 07/2014
license Certification: License Status: SUSPENDED
ATTORNEY PROFESSIONAL INFORMATION
Year Admitted: Judicial Department 1
Number.
Last Contact Date: 02/25/2011 Regents Action:
EMPLOYER INFORMATION
Organization: PERSON Employer DBA:
Employer: EL ROTHSCHILD LLC Employer Mailing
District
HISTORICAL INFORMATION
Date of Change: Previous Employer:
Previous Address: Previous County:
Previous Country:
Previous Phone:
Political Donors
LYNN DE ROTHSCHILD Registration Issued: NY
Name: LYNN DE ROTHSCHILD
Address:
Employer: Occupation:
Date of First Contribution: 07/11/2008 First Amount Contributed: 54,950.00
Date of Last Contribution: 07/11/2008 Last Amount Contributed: 54,950.00
Last Party Contributed to: Candidate/Committee/Politi ANTHONY WEINER FOR
cal Action Committee Name: MAYOR
Total Amount Contributed: 54,950.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
11
EFTA01654691
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LYNN DE ROTHSCHILD Registration Issued: NY
Name: LYNN DE ROTHSCHILD
Address:
Employer: EL ROTHSCHILD LLC Occupation: SELF-EMPLOYED
Date of First Contribution: 09/15/2010 First Amount Contributed: 54,000.00
Date of Last Contribution: 09/15/2010 Last Amount Contributed: 54,000.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
Total Amount Contributed: $4,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN DE ROTHSCHILD Registration Issued: NY
Name: LYNN DE ROTHSCHILD
Address:
Employer: Occupation:
Date of First Contribution: 06/20/2002 First Amount Contributed: $11,000.00
Date of Last Contribution: 10/30/2002 Last Amount Contributed: $11,000.00
Last Party Contributed to: Candidate/Committee/Politi FRIENDS OF
cal Action Committee Name: MCCALL/MEHIEL
Total Amount Contributed $11,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN DE ROTHSCHILD Registration Issued: NY
Name: LYNN DE ROTHSCHILD
Address:
Employer: EL ROTHSCHILD LLC Occupation: CHIEF EXECUTIVE OFFICER
Date of First Contribution: 09/15/2010 First Amount Contributed: 46,000.00
Date of Last Contribution: 09/15/2010 Last Amount Contributed: 46,000.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
Total Amount Contributed $6,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN DE ROTHSCHILD Registration Issued: NY
Name: LYNN DE ROTHSCHILD
Address: NEW YORK NY 10018
Employer: EL ROTHSCHILD LLC Occupation: SELF-EMPLOYED
12
EFTA01654692
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Date of First Contribution: 09/15/2010 First Amount Contributed: $10,000.00
Date of Last Contribution: 09/15/2010 Last Amount Contributed: $10,000.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
Total Amount Contributed: $10,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN DE ROTHSCHILD Registration Issued: NY
Name: LYNN DE ROTHSCHILD
Address: 350 PARK AVENUE NEW
YORK, NY 10022
Employer: Occupation:
Date of First Contribution: 05/15/2002 First Amount Contributed: $26,000.00
Date of Last Contribution: 04/23/2003 Last Amount Contributed: $26,000.00
Last Party Contributed to: Candidate/Committee/Politi FRIENDS OF PATAKI
cal Action Committee Name:
Total Amount Contributed $26.000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN DEROTHSCHILD Registration Issued: NY
Name: LYNN DEROTHSCHILD
Address:
Employer: Occupation:
Date of First Contribution: 06/20/2002 First Amount Contributed: S15,950.00
Date of Last Contribution: 07/11/2008 Last Amount Contributed: S15,950.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
Total Amount Contributed $15.950.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN DEROTHSCHILD Registration Issued: NY
Name: LYNN DEROTHSCHILD
Address:
Employer: EL ROTHSCHILD LLC Occupation: SELF-EMPLOYED
Date of First Contribution: 09/15/2010 First Amount Contributed: 54000.00
Date of Last Contribution: 09/15/2010 Last Amount Contributed: 5,4,000.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
13
EFTA01654693
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Total Amount Contributed: $4,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN DEROTHSCHILD Registration Issued: NY
Name: LYNN DEROTHSCHILD
Address: 3S0 PARK AVE NEW
YORK, NY 10022-6022
Employer: Occupation:
Date of First Contribution: OS/15/2002 First Amount Contributed: $26,000.00
Date of Last Contribution: 04/23/2003 Last Amount Contributed: $26,000.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
Total Amount Contributed: $26,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN DEROTHSCHILD Registration Issued: NY
Name:
Address:
Employer: EL ROTHSCHILD LLC Occupation: CHIEF EXECUTIVE OFFICER
Date of First Contribution: 09/15/2010 First Amount Contributed: $6,000.00
Date of Last Contribution: 09/15/2010 Last Amount Contributed: $6,000.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
Total Amount Contributed: $6,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN FORESTER Registration Issued: NY
Name: LYNN FORESTER
Address: 350 PARK AVE NEW
YORK NY 10022-6022
Employer: Occupation:
Date of First Contribution: 12/07/2001 First Amount Contributed: 55,000.00
Date of Last Contribution: 12/07/2001 Last Amount Contributed: 55,000.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
Total Amount Contributed: $5,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN FORESTER Registration Issued: NY
Name: LYNN FORESTER
14
EFTA01654694
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Address:
Employer: Occupation:
Date of First Contribution: 11/16/1999 First Amount Contributed: 54,000.00
Date of Last Contribution: 10/17/2000 Last Amount Contributed: 55,000.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
Total Amount Contributed: $9,000.00
Total Contributions to $4,000.00
Democratic Party:
Total Contributions to
Republican Party:
LYNN FORESTER Registration Issued: NY
Name: LYNN FORESTER
Address:
Employer: Occupation:
Date of First Contribution: 06/27/2001 First Amount Contributed: $2,000.00
Date of Last Contribution: 06/27/2001 Last Amount Contributed: $2,000.00
Last Party Contributed to: Candidate/Committee/Politi
cal Action Committee Name:
Total Amount Contributed $4000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN FORESTER Registration Issued: NY
Name: LYNN FORESTER
Address:
Employer: Occupation:
Date of First Contribution: 06/27/2001 First Amount Contributed: $2,000.00
Date of Last Contribution: 06/27/2001 Last Amount Contributed: $2,000.00
Last Party Contributed to: Candidate/Committee/Politi FtANGEL FOR THE 106TH
cal Action Committee Name:CONGRESS
Total Amount Contributed: $2,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN FORESTER Registration Issued: NY
Name: LYNN FORESTER
Address: 660 MADISON AVE
NEW YORK. NY 10022
Employer: Occupation:
Date of First Contribution: 10/17/2000 First Amount Contributed: $5,000.00
Date of Last Contribution: 10/17/2000 Last Amount Contributed: 55,000.00
15
EFTA01654695
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Last Party Contributed to: Candidate/Committee/Politi NEW YORK STATE
cal Action Committee Name: DEMOCRATIC COMMITTEE
Total Amount Contributed: $5,000.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNN FORESTER DE ROTHSCHILD Registration Issued CO
Name: LYNN FORESTER DE
ROTHSCHILD
Address:
Employer: SELF-EMPLOYED Occupation: EXECUTIVE
Date of First Contribution: 07/08/2013 First Amount Contributed: $60,000.00
Date of Last Contribution: 08/15/2013 Last Amount Contributed: 460,00000
Last Party Contributed to: DEMOCRAT Candidate/Committee/Politi TERRY MCAULIFFE FOR
cal Action Committee Name:GOVERNOR
Total Amount Contributed: $60,000.00
Total Contributions to $60,000.00
Democratic Party:
Total Contributions to
Republican Party:
LYNNE FORESTER DE ROT Registration Issued: NY
Name: LYNNE FORESTER DE ROT
Address:
Employer: Occupation:
Date of First Contribution: 07/03/2013 First Amount Contributed: $4,950.00
Date of Last Contribution: 07/03/2013 Last Amount Contributed: $4,950.00
Last Party Contributed to: Candidate/Committee/Politi ANTHONY WEINER FOR
cal Action Committee Name: MAYOR
Total Amount Contributed: $4,9S0.00
Total Contributions to
Democratic Party:
Total Contributions to
Republican Party:
LYNNE FORESTER DE ROT Registration Issued: NY
Name: LYNNE FORESTER DE ROT
Address:
Employer: Occupation:
Date of First Contribution: 07/03/2013 First Amount Contributed: $9,900.00
Date of Last Contribution: 07/03/2013 Last Amount Contributed: $g 900.00
Last Party Contributed to: Candidate/Committee/Politi ANTHONY WEINER FOR
cal Action Committee Name: MAYOR
Total Amount Contributed $9,900.00
Total Contributions to
Democratic Party:
16
EFTA01654696
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Total Contributions to
Republican Party:
Voter Registrations
FORESTER LYNN Registration Issued: NY
Name: FORESTER, LYNN Maiden/Prior Names:
Address: Mailing Address:
Phone:
Birth Date: 07/02/1954 Place of Birth:
Age Range:
Occupation:
Race: Gender. F
Voter ID Number: Motor Voter ID
Number.
Registration Date: Last Vote Date:
Party Affiliation:
Executive Affiliations
BUSINESS AFFILIATIONS
FIRST MARK COMMUNICATIONS LLC
Business Address: 660 MADISON AVE # 22 NEW YORK, NY 10065
County: NEW YORK Phone:
Primary SIC: 489903 Business Specific SIC: 621111 INVESTMENTS
COMMUNICATIONS
Franchise/Specialty: Additional Business
Information:
Status: Organization: FIRM
Publicly-Held Business: Sales from Location: $1500 TO 4,999
Employees at Location: 5 TO 9 Population of Area:
Ad Size:
Contact for Location: FORESTER, LYNN Title: PRESIDENT
EXECUTIVE PROFILE RECORDS
EXECUTIVE INFORMATION
Executive Name: LYNN DE ROTHSCHILD Age:
Gender: FEMALE Marital Status: SINGLE
Executive Title: BOARD MEMBER Credit Card Holder:
EXECUTIVE BUSINESS INFORMATION:
Business Name: ESTEE LAUDER CO INC Primary SIC: 599992 COSMETICS &
PERFUMES-RETAIL
Business Address: 767 5TH AVE NEW Business Location
YORK,NY 10153-0003
County: NEW YORK Employees at 1,000 - 4,999 EMPLOYEES
Location:
Business Phone: Sales From Location:
EXECUTIVE HOUSEHOLD INFORMATION
Home Address: Residence Type: MULTIFAMILY DWELLING
County: Occupancy Type: PROBABLE RENTER
Home/Personal
Phone:
17
EFTA01654697
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Significant Shareholders
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/27/2011
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 05/25/2011 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $98.90
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 197.16
Derivatives Sold: Derivatives
Acquired:
Resulting 197.16 Number of 197.16
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 144 Owner Phone: (703) 762-5100
Signature Date: SEC Receipt Date: 03/25/1999
Owner Role: SHAREHOLDER
Owner Class:
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS Transaction Market $7,875,000.00
Value:
Proposed Number 225,000 Proposed Sale 03/25/1999
of Shares: Date:
Proposed Number 225,000 Nature of MERGER OF TELIGENT LLC
of Shares Adjusted: Acquisition:
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
18
EFTA01654698
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Signature Date: SEC Receipt Date: 12/17/2013
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 100 PINE ST SAN FRANCISCO, CA
94111
Form Type: FORM 144 Owner Phone: (703) 762-5100
Signature Date: SEC Receipt Date: 01/12/1999
Owner Role: BENEFICIAL OWNER OF MORE THAN
10% OF A CLASS OF SECURITY
Owner Class: BENEFICIAL OWNER
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS 8t Transaction Market 5692,500.00
CO Value:
Proposed Number 20,000 Proposed Sale 01/12/1999
of Shares: Date:
Proposed Number 20,000 Nature of MERGER OF TELIGENT LLC WITH
of Shares Adjusted: Acquisition:
TELIGENT INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Recetp 02/28/2018
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 02/27/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $139.78
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 193.16
Derivatives Sold: Derivatives
Acquired:
19
EFTA01654699
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Resulting 193.16 Number of 193.16
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 02/28/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $138.44
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 66019.16 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 435 EAST 52ND STREET NEW YORK,
NY 10022
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 12/18/2018
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date 12/17/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $130.30
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 58.69
Derivatives Sold: Derivatives
Acquired:
Resulting 58.69 Number of 58.69
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
20
EFTA01654700
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Derivative Type: UNITS Transaction Code: 8
Transaction Date 12/18/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 5130.90
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,785.85 Number of
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 12/17/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 5130.30
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 222.09
Derivatives Sold: Derivatives
Acquired:
Resulting 222.09 Number of 222.09
Derivatives Held. Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 12/18/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 5130.90
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 67,297.86 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 767 FIFTH AVENUE NEW YORK, NY
10153
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 07/12/2019
21
EFTA01654701
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date 07/11/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $186.08
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 145.09
Derivatives Sold: Derivatives
Acquired:
Resulting 145.09 Number of 145.09
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 07/12/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 5186.81
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 68194.4 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 100 PINE ST SAN FRANCISCO, CA
94111
Form Type: FORM 144 Owner Phone: (703) 762-5100
Signature Date: SEC Receipt Date: 03/10/1999
Owner Role: BENEFICIAL OWNER OF MORE THAN
10% OF A CLASS OF SECURITY
Owner Class: BENEFICIAL OWNER
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
22
EFTA01654702
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS 8t Transaction Market 59,840,610.00
CO INC Value:
Proposed Number 240,000 Proposed Sale 06/10/1999
of Shares: Date:
Proposed Number 240,000 Nature of MERGER OF TELIGENT, LLC WITH
of Shares Adjusted: Acquisition:
TELIGENT INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: ELR HOLDINGS LTD NEW YORK, NY
10022
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 03/01/2017
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 02/28/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 582.85
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 250.45
Derivatives Sold: Derivatives
Acquired:
Resulting 250.45 Number of 250.45
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 03/01/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $84.05
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 64,111.5 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
23
EFTA01654703
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 435 EAST 52ND STREET NEW YORK,
NY 10022
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 02/25/2019
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date: 02/22/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $158.98
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 169.83
Derivatives Sold: Derivatives
Acquired:
Resulting 169.83 Number of 169.83
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 02/25/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $157.26
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 67,519.95 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 11/12/2010
24
EFTA01654704
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: NON-EMPLOYEE Transaction Code: A
DIRECTOR STOCK
OPTION
Transaction Date: 11/09/2010 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis $71.02 Underlying Market
e Price: Price:
Date Exercisable: 11/09/2011 Expiration Date: 11/09/2020
Number of Number of 5,000
Derivatives Sold: Derivatives
Acquired:
Resulting 5,000 Number of 5,000
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date: 11/09/2010 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $71.02
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 485.77
Derivatives Sold: Derivatives
Acquired:
Resulting 485.77 Number of 485.77
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 11/09/2010 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $67.83
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 368.57
Derivatives Sold: Derivatives
Acquired:
25
EFTA01654705
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Resulting 368.57 Number of 368.57
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/12/2010 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 24,926.6 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/12/2010 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 3,985.73 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 03/18/2014
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
INSIDER INFORMATION
26
EFTA01654706
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 09/16/2016
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 09/15/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $8726
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 51.93
Derivatives Sold: Derivatives
Acquired:
Resulting 51.93 Number of 51.93
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 09/16/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $87.72
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 15,210.34 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 09/15/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $8716
e Price: Price:
27
EFTA01654707
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Date Exercisable: Expiration Date:
Number of Number of 215.66
Derivatives Sold: Derivatives
Acquired:
Resulting 215.66 Number of 215.66
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 09/16/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 587.72
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 63,159.87 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 03/16/2017
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 03/15/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 585.33
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 64.63
Derivatives Sold: Derivatives
Acquired:
Resulting 64.63 Number of 64.63
Derivatives Held: Underlying Shares:
28
EFTA01654708
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 03/16/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 585.58
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 1€222.23 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code:
Transaction Date 03/15/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exerc is Underlying Market $85.33
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 256.45
Derivatives Sold: Derivatives
Acquired:
Resulting 256.45 Number of 256.45
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 03/16/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 585.58
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 64361.95 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
29
EFTA01654709
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 767 FIFTH AVENUE NEW YORK, NY
10153
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/08/2020
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: M
CLASS A
Transaction Date: 05/08/2020 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 10,0® Transaction Share $35.51
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date 05/08/2020 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 10,000 Options Sold: ALL
Sold:
Number of Shares Transaction Share $174.07
Acquired: Price:
Number of Shares Resulting Shares 4,000
in Transaction: Held:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: NON-EMPLOYEE Transaction Code: M
DIRECTOR STOCK
OPTION
Transaction Date 05/08/2020 Transaction Type EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Conversion/Exercis $35.51 Underlying Market $173.15
e Price: Price:
Date Exercisable: 11/09/2011 Expiration Date: 11/09/2020
30
EFTA01654710
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of 10,000 Number of
Derivatives Sold Derivatives
Acquired:
Resulting 0 Number of 10,000
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address: 435 E 52ND ST NEW YORK, NY 10022
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 08/07/2002
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticket Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 02/25/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exerc is Underlying Market 530.52
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 49.15
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 49.15
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 02/26/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exerc is Underlying Market 530.84
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 583.66
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 583.66
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
31
EFTA01654711
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 04/02/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 534.05
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 0.93
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 0.93
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 04/08/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 537.20
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 80.65
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 80.65
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 04/11/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 538.39
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 39.07
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 39.07
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
32
EFTA01654712
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Derivative Type: UNITS Transaction Code: A
Transaction Date: 04/12/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $37.75
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 79.47
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 79,47
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 05/14/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exerc is Underlying Market $37.23
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 483.48
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 483.48
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 07/02/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exerc is Underlying Market $32.50
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 2.03
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 2.03
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
33
EFTA01654713
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 07/10/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $32.15
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 46.66
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 46.66
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 07/18/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $30.14
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 49.77
Derivatives Sold: Derivatives
Acquired:
Resulting 49.77 Number of 49,77
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 08/07/2002 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 1,365.1 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 100 PINE ST SAN FRANCISCO, CA
94111
Form Type: FORM 144 Owner Phone: (703) 762-5100
Signature Date: SEC Receipt Date: 02/15/2001
34
EFTA01654714
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Role: SHAREHOLDER
Owner Class:
ISSUING COMPANY INFORMATION
Company Name: PEOPLEPC INC Ticker Symbol: CUSIP: 70977610
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS & Transaction Market $300,000.00
CO Value:
Proposed Number 300,000 Proposed Sale 02/15/2001
of Shares: Date:
Proposed Number 300,000 Nature of PURCHASE
of Shares Adjusted: Acquisition:
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 144 Owner Phone:
Signature Date: SEC Receipt Date: 02/18/1999
Owner Role: SHAREHOLDER
Owner Class:
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS & Transaction Market $10,103,750.00
CO Value:
Proposed Number 295,000 Proposed Sale 02/18/1999
of Shares: Date:
Proposed Number 295,000 Nature of
of Shares Adjusted: Acquisition:
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 100 PINE ST SAN FRANCISCO, CA
94111
Form Type: FORM 144 Owner Phone: (703) 762-5100
Signature Date: SEC Receipt Date: 07/20/1999
Owner Role: SHAREHOLDER
Owner Class:
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS & Transaction Market $2,644,500.00
CO Value:
Proposed Number 43,500 Proposed Sale 07/19/1999
of Shares: Date:
Proposed Number 43,500 Nature of MERGER OF TELIGENT LLC WITH
of Shares Adjusted: Acquisition: TELIGENT INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
35
EFTA01654715
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Form Type: FORM 144 Owner Phone:
Signature Date: SEC Receipt Dat 02/11/1999
Owner Role: BENEFICIAL OWNER OF MORE THAN
10% OF A CLASS OF SECURITY
Owner Class: BENEFICIAL OWNER
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS Transaction Market $2,142,000.00
Value:
Proposed Number 63.000 Proposed Sale 02/11/1999
of Shares: Date:
Proposed Number 63,000 Nature of MERGER OF TELIGENT LLC WITH
of Shares Adjusted: Acquisition:
TELIGENT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address: 435 E 52ND ST NEW YORK, NY 10022
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 11/13/2013
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:NON-EMPLOYEE Transaction Code: A
DIRECTOR STOCK
OPTION
Transaction Date 11/12/2013 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis $70.68 Underlying Market
e Price: Price:
Date Exercisable: 11/12/2014 Expiration Date: 11/12/2023
Number of Number of 3,813
Derivatives Sold: Derivatives
Acquired:
Resulting 3,813 Number of 3,813
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
36
EFTA01654716
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 11/12/2013 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $71.17
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 1,053.82
Derivatives Sold: Derivatives
Acquired:
Resulting 1,053.82 Number of 1,0S3.82
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 11/12/2013 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $70.68
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 505.8
Derivatives Sold: Derivatives
Acquired:
Resulting 505.8 Number of 505.8
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 09/09/2002
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 08/21/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $29.76
e Price: Price:
Date Exercisable: Expiration Date:
37
EFTA01654717
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Number of 50.4
Derivatives Sold: Derivatives
Acquired:
Resulting 50.4 Number of 50.4
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 08/26/2002 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $30.30
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 594.06
Derivatives Sold: Derivatives
Acquired:
Resulting 594.06 Number of 594.06
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 09/09/2002 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 1,414.87 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 100 PINE ST SAN FRANCISCO, CA
94111
Form Type: FORM 144 Owner Phone: (703) 762-5100
Signature Date: SEC Receipt Date: 08/17/1999
Owner Role: SHAREHOLDER
Owner Class:
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
38
EFTA01654718
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS & Transaction Market $3,050,000.00
CO Value:
Proposed Number 50,000 Proposed Sale 08/16/1999
of Shares: Date:
Proposed Number 50,000 Nature of MERGER OF TELIGENT LLC WITH
of Shares Adjusted: Acquisition:
TELIGENT INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 06/16/2017
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 06/15/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $97.55
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 56.76
Derivatives Sold: Derivatives
Acquired:
Resulting 56.76 Number of 56.76
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 06/16/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $97.50
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 16286.86 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
39
EFTA01654719
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code:
Transaction Date: 06/15/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $97.55
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 226.01
Derivatives Sold: Derivatives
Acquired:
Resulting 226.01 Number of 226.01
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 06/16/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $9730
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 64845.47 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 03/02/2012
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 10/28/2003
Owner Role: DIRECTOR
40
EFTA01654720
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Clan: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date: 10/28/2003 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $36.76
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 40.81
Derivatives Sold: Derivatives
Acquired:
Resulting 40.81 Number of 40.81
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 10/28/2003 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 6,283.56 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 03/16/2018
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
41
EFTA01654721
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Derivative Type: UNITS Transaction Code: A
Transaction Date 03/15/2018 Transaction Type GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $144.12
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 45.06
Derivatives Sold: Derivatives
Acquired:
Resulting 45.06 Number of 45.06
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 03/16/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $146.27
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,090.53 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 03/15/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $144.12
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 174.58
Derivatives Sold: Derivatives
Acquired:
Resulting 174.58 Number of 174.58
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: 8
42
EFTA01654722
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 03/16/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $146.27
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 66,212.32 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address: 435 E 52ND ST NEW YORK, NY 10022
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 07/16/2014
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 07/15/2014 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exerc is Underlying Market $75.73
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 273.99
Derivatives Sold: Derivatives
Acquired:
Resulting 273.99 Number of 273.99
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 07/16/2014 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
43
EFTA01654723
Itutivithtal Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 59050.5 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/28/2013
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 05/23/2013 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $70.33
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 295.03
Derivatives Sold: Derivatives
Acquired:
Resulting 295.03 Number of 295.03
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 05/28/2013 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 56,584 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
44
EFTA01654724
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 06/18/2018
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 06/15/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 5158.03
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 41.2
Derivatives Sold: Derivatives
Acquired:
Resulting 41.2 Number of 41.2
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 06/18/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 5157.05
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,135.59 Number of
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 06/15/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
45
EFTA01654725
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Conversion/Exercis Underlying Market $158.03
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 160.08
Derivatives Sold: Derivatives
Acquired:
Resulting 160.08 Number of 160.08
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 06/18/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $157.05
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 66,573.23 Number of
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 07/13/2018
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 07/12/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $138.84
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 194.46
Derivatives Sold: Derivatives
Acquired:
Resulting 19446 Number of 194.46
Derivatives Held: Underlying Shares:
46
EFTA01654726
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 07/13/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $14O.49
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 66,73331 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/23/2012
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 05/22/2012 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 554.69
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 379.41
Derivatives Sold: Derivatives
Acquired:
Resulting 379.41 Number of 379.41
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
47
EFTA01654727
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Signature Date: SEC Receipt Date: 03/17/2020
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 03/16/2020 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $148.98
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 59.34
Derivatives Sold: Derivatives
Acquired:
Resulting 59.34 Number of 59.34
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code:
Transaction Date: 03/17/2020 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $153.74
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 18,419.04 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 03/16/2020 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $148.98
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 222.07
Derivatives Sold: Derivatives
Acquired:
48
EFTA01654728
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Resulting 222.07 Number of 222.07
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 03/17/2020 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 5153.74
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 68923.94 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/15/2014
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 11/13/2012
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:INCENTIVE STOCK Transaction Code: A
OPTION
49
EFTA01654729
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 10/09/2012 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis $57.49 Underlying Market
e Price: Price:
Date Exercisable: 11/09/2013 Expiration Date: 11/09/2022
Number of Number of 4,736
Derivatives Sold: Derivatives
Acquired:
Resulting 4,736 Number of 4,736
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 11/09/2012 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $6120
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 1,21333
Derivatives Sold: Derivatives
Acquired:
Resulting 1,213.53 Number of 1,21333
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: g
Transaction Date: 11/13/2012 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 10,344.8 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 11/09/2012 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
50
EFTA01654730
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Conversion/Exercis Underlying Market $57.49
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 621.84
Derivatives Sold: Derivatives
Acquired:
Resulting 621.84 Number of 621.84
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/13/2012 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 54,812.6 Number of
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 07/14/2017
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 07/13/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 594.73
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 219.04
Derivatives Sold: Derivatives
Acquired:
Resulting 219.04 Number of 219.04
Derivatives Held Underlying Shares:
51
EFTA01654731
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date O7/14/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market 595.31
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 66071.48 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address: 435 E 52ND ST NEW YORK, NY 10022
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 04/30/2003
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 04/28/2003 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 529.90
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 50.16
Derivatives Sold: Derivatives
Acquired:
Resulting 50.16 Number of 50.16
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
52
EFTA01654732
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 04/29/2003 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $30.30
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 49.5
Derivatives Sold: Derivatives
Acquired:
Resulting 49.5 Number of 49.5
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 04/29j2003 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 4,587.1 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 02/27/2013
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 09/18/2018
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
53
EFTA01654733
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date 09/17/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exerc is Underlying Market 5139.89
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 46.65
Derivatives Sold: Derivatives
Acquired:
Resulting 46.65 Number of 46.65
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 09/18/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 5140.30
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,176.79 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 09/17/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 5139.89
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 181.8
Derivatives Sold: Derivatives
Acquired:
Resulting 181.8 Number of 181.8
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
54
EFTA01654734
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 09/18/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $140.30
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 66,927.77 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 12/16/2015
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 12/15/2015 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $87.48
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 51.64
Derivatives Sold: Derivatives
Acquired:
Resulting 51.64 Number of 51.64
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 12/16/2015 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $89.26
e Price: Price:
55
EFTA01654735
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 15,060A Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 12/15/2015 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $87.48
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 212.17
Derivatives Sold: Derivatives
Acquired:
Resulting 212.17 Number of 212.17
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 12/16/2015 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exerc is Underlying Market $89.26
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 61,869.24 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 09/18/2019
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
56
EFTA01654736
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date: 09/16/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $192,55
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 40.05
Derivatives Sold: Derivatives
Acquired:
Resulting 40.05 Number of 40.05
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 09/18/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $192.02
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,934.99 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 09/16/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 5192.55
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 152.61
Derivatives Sold: Derivatives
Acquired:
Resulting 152.61 Number of 152.61
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
57
EFTA01654737
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: 8
Transaction Date: 09/18/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 5192.02
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 68339.49 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 06/16/2016
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 06/15/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 591.01
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 49.97
Derivatives Sold: Derivatives
Acquired:
Resulting 49.97 Number of 49.97
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 06/16/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market 591.71
e Price: Price:
58
EFTA01654738
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 15,160.37 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 06/15/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 591.01
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 206.79
Derivatives Sold: Derivatives
Acquired:
Resulting 206.79 Number of 206.79
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 06/16/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $91.71
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 61732.41 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 11/18/2019
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
59
EFTA01654739
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: NON-EMPLOYEE Transaction Code: A
DIRECTOR STOCK
OPTION
Transaction Date: 11/15/2019 Transaction Type GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis $190.99 Underlying Market 5190.99
e Price: Price:
Date Exercisable: 11/15/2020 Expiration Date: 11/15/2029
Number of Number of 1,905
Derivatives Sold: Derivatives
Acquired:
Resulting 1,905 Number of 1,905
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 11/15/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $190.99
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 400.77
Derivatives Sold: Derivatives
Acquired:
Resulting 400.77 Number of 400.77
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/18/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $192.89
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,975.04 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
60
EFTA01654740
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code:
Transaction Date: 11/15/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $190.99
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 141.36
Derivatives Sold: Derivatives
Acquired:
Resulting 141.36 Number of 141.36
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/18/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $192.89
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 68,492.1 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 03/19/2013
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 03/15/2013 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
61
EFTA01654741
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Conversion/Exercis Underlying Market $63.34
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 33.23
Derivatives Sold: Derivatives
Acquired:
Resulting 33.23 Number of 33.23
Derivatives Held. Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 03/19/2013 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 11,695.2 Number of
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 03/15/2013 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 563.34
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 160.34
Derivatives Sold: Derivatives
Acquired:
Resulting 160.34 Number of 160.34
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 03/19/2013 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
62
EFTA01654742
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 56,423.6 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 06/17/2014
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticket Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 06/16/2014 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 575.91
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 34.02
Derivatives Sold: Derivatives
Acquired:
Resulting 34.02 Number of 34.02
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 06/17/2014 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exerc is Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 12,913.9 Number of
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
63
EFTA01654743
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code:
Transaction Date: 06/16/2014 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $75.91
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 155.17
Derivatives Sold: Derivatives
Acquired:
Resulting 155.17 Number of 155.17
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 06/17/2014 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 58,895.3 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address: 435 E 52ND ST NEW YORK, NY 10022
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 03/04/2010
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 03/03/2010 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
64
EFTA01654744
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Conversion/Exercis Underlying Market $61.18
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 318.73
Derivatives Sold: Derivatives
Acquired:
Resulting 318.73 Number of 318.73
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address: 435 E 52ND ST NEW YORK, NY 10022
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 07/16/2010
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 07/14/2010 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 865.12
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 299.44
Derivatives Sold: Derivatives
Acquired:
Resulting 299.44 Number of 299.44
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 11/15/2017
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS ticker Symbol: EL CUSIP: 51843910
INC
65
EFTA01654745
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: NON-EMPLOYEE Transaction Code: A
DIRECTOR STOCK
OPTION
Transaction Date: 11/14/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis $126.02 Underlying Market 5126.02
e Price: Price:
Date Exercisable: 11/14/2018 Expiration Date: 11/14/2027
Number of Number of 2,906
Derivatives Sold: Derivatives
Acquired:
Resulting 2,906 Number of 2,906
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code:
Transaction Date 11/14/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $126.02
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 646.31
Derivatives Sold: Derivatives
Acquired:
Resulting 646.31 Number of 646.31
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/15/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $124.61
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 16,394.27 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
66
EFTA01654746
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Derivative Type: UNITS Transaction Code: A
Transaction Date: 11/14/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $126.02
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 333.28
Derivatives Sold: Derivatives
Acquired:
Resulting 333.28 Number of 333.28
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 11/15/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $124.61
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 65,492.9 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 03/18/2019
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 03/15/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $162.74
e Price: Price:
Date Exercisable: Expiration Date:
67
EFTA01654747
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Number of 47.14
Derivatives Sold: Derivatives
Acquired:
Resulting 47.14 Number of 47.14
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 03/18/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $163.10
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,844.54 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 03/15/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $162.74
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 178.85
Derivatives Sold: Derivatives
Acquired:
Resulting 178.85 Number of 178.85
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 03/18/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $163.10
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
68
EFTA01654748
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Resulting 67,689.79 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 435 EAST 52ND STREET NEW YORK,
NY 10022
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/22/2017
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date: 05/18/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $91.38
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 227.07
Derivatives Sold: Derivatives
Acquired:
Resulting 227.07 Number of 227.07
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 05/22/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $92.95
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 64,618.4 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
69
EFTA01654749
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Name: FORESTER LYNN Owner Address: 767 FIFTH AVENUE NEW YORK, NY
10153
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 02/24/2020
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 02/21/2020 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $209.27
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 129.01
Derivatives Sold: Derivatives
Acquired:
Resulting 129.01 Number of 129.01
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 02/24/2020 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $198,28
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 66794.93 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 144 Owner Phone:
Signature Date: SEC Receipt Date: 01/29/1999
Owner Role: BENEFICIAL OWNER OF MORE THAN
10% OF A CLASS OF SECURITY
70
EFTA01654750
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Class: BENEFICIAL OWNER
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS Transaction Market $805,750.00
Value:
CO
Proposed Number 22,000 Proposed Sale 01/29/1999
of Shares: Date:
Proposed Number 22000 Nature of MERGER OF TEUGENT LLC WITH
of Shares Adjusted: Acquisition: TELIGENT INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/18/2005
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 05/17/2005 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $37.59
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 438.94
Derivatives Sold: Derivatives
Acquired:
Resulting 438.94 Number of 438.94
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 05/18/2005 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 10,569.9 Number of
Derivatives Held: Underlying Shares:
71
EFTA01654751
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 09/18/2017
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 09/15/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $109.69
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 50.65
Derivatives Sold: Derivatives
Acquired:
Resulting 50.65 Number of 50.65
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: 8
Transaction Date 09/18/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $110.27
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 16,343.62 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
72
EFTA01654752
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 09/15/2017 Transaction Type GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 5109.69
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 202.38
Derivatives Sold: Derivatives
Acquired:
Resulting 202.38 Number of 202.38
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 09/18/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $110.27
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 65,290.52 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 12/19/2012
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 12/17/2012 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 560.82
e Price: Price:
Date Exercisable: Expiration Date:
73
EFTA01654753
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Number of 136.82
Derivatives Sold: Derivatives
Acquired:
Resulting 136.82 Number of 136.82
Derivatives Held. Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 12/17/2012 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $60.82
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 656.25
Derivatives Sold: Derivatives
Acquired:
Resulting 656.25 Number of 656.25
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 03/11/2010
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: M
CLASS A
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 7,325 Transaction Share 532.25
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
74
EFTA01654754
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Security Type: COMMON STOCK, Transaction Code: M
CLASS A
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 7,700 Transaction Share $29.32
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: M
CLASS A
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 7,027 Transaction Share $37.00
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: M
CLAS5 A
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 5,000 Transaction Share $44.32
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: M
CLASS A
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 5,000 Transaction Share $33.84
Acquired: Price:
75
EFTA01654755
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: M
CLASS A
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 5,000 Transaction Share 540.39
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: M
CLASS A
Transaction Date 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 5,000 Transaction Share 544.25
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: M
CLASS A
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 5,000 Transaction Share 533.62
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
76
EFTA01654756
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 2,100 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.80
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 1,000 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.81
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.82
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 200 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.83
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
77
EFTA01654757
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 1,152 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.84
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 500 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.85
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 300 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.8550
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 200 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.86
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
78
EFTA01654758
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.88
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 500 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.89
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: s
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.90
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: 5
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.91
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
79
EFTA01654759
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.92
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.9250
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 800 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.93
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 500 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.9350
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
80
EFTA01654760
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 500 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.95
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.9550
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 300 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.96
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 200 Options Sold: ALL
Sold:
Number of Shares Transaction Share $61.9650
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
8I
EFTA01654761
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.97
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 200 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.9750
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 1,200 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.98
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.9850
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
82
EFTA01654762
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 1,500 Options Sold: ALL
Sold:
Number of Shares Transaction Share 561.99
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 4,094 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.00
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.0080
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 906 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.01
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
83
EFTA01654763
Indivithtal Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 500 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.0150
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 1,400 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.02
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.0220
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 500 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.03
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
84
EFTA01654764
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 300 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.04
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 500 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.05
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.06
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.00
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
85
EFTA01654765
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.09
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 2,700 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.10
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 3,100 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.11
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 1,200 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.12
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
86
EFTA01654766
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 1,200 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.15
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 1,000 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.16
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.18
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 300 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.19
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
87
EFTA01654767
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 1,772 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.20
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.2020
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 500 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.2050
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 728 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.21
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
88
EFTA01654768
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 600 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.22
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 300 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.23
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 500 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.24
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 1,700 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.25
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
89
EFTA01654769
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 200 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.27
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.29
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 300 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.31
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 600 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.34
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
90
EFTA01654770
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 600 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.35
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 200 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.37
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 900 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.40
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 200 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.41
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
91
EFTA01654771
Itutivithtal Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 400 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.44
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 700 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.45
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 700 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.46
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share 562.47
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
92
EFTA01654772
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62A8
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 03/11/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 200 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.49
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03P 1/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 2,400 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.50
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code:
CLASS A
Transaction Date: 03P 1/2010 Transaction Type: OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 100 Options Sold: ALL
Sold:
Number of Shares Transaction Share $62.51
Acquired: Price:
Number of Shares Resulting Shares 2,000
in Transaction: Held:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:OPTIONS Transaction Code: M
Transaction Date: 03P 1/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
93
EFTA01654773
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Conversion/Exercis $32.25 Underlying Market
e Price: Price:
Date Exercisable: 10/31/2002 Expiration Date: 10/31/2011
Number of 7325 Number of
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 7,325
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: OPTIONS Transaction Code: M
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Conversion/Exercis $29,32 Underlying Market
e Price: Price:
Date Exercisable: 10/30/2003 Expiration Date: 10/30/2012
Number of 7,700 Number of
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 7,700
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: OPTIONS Transaction Code: M
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Conversion/Exercis 537.00 Underlying Market
e Price: Price:
Date Exercisable: 11/05/2004 Expiration Date: 11/05/2013
Number of 7.027 Number of
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 7,027
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: OPTIONS Transaction Code: M
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
94
EFTA01654774
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Conversion/Exercis $44.32 Underlying Market
e Price: Price:
Date Exercisable: 11/05/2005 Expiration Date: 11/05/2014
Number of 5,000 Number of
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 5,000
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: OPTIONS Transaction Code: M
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Conversion/Exercis ;33,8,4 Underlying Market
e Price: Price:
Date Exercisable: 11/10/2006 Expiration Date: 11/10/2015
Number of 5,000 Number of
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 5,000
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: OPTIONS Transaction Code: M
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Conversion/Exercis $40,39 Underlying Market
e Price: Price:
Date Exercisable: 10/31/2007 Expiration Date: 10/31/2016
Number of 5,000 Number of
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 5,000
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: OPTIONS Transaction Code: M
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
95
EFTA01654775
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Conversion/Exercis 544,25 Underlying Market
e Price: Price:
Date Exercisable: 11/09/2008 Expiration Date: 11/09/2017
Number of 5,000 Number of
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 5,000
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: OPTIONS Transaction Code: M
Transaction Date: 03/11/2010 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Conversion/Exercis $33.62 Underlying Market
e Price: Price:
Date Exercisable: 11/07/2009 Expiration Date: 11/07/2018
Number of 5,000 Number of
Derivatives Sold: Derivatives
Acquired:
Resulting Number of 5,000
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 435 E 52ND ST NEW YORK, NY 10022
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 02/17/2006
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 02/17/2006 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $38.55
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 557.71
Derivatives Sold: Derivatives
Acquired:
Resulting 557.71 Number of 557.71
Derivatives Held Underlying Shares:
96
EFTA01654776
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 02/17/2006 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 1Z882.8 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address: 435 E 52ND ST NEW YORK, NY 10022
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 12/16/2010
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date: 12/15/2010 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $78.42
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 41.64
Derivatives Sold: Derivatives
Acquired:
Resulting 41.64 Number of 41.64
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
97
EFTA01654777
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 12/15/2010 Transaction Type GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 578.42
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 243.04
Derivatives Sold: Derivatives
Acquired:
Resulting 243.04 Number of 243.04
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 09/17/2013
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 09/16/2013 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 571.11
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 29.76
Derivatives Sold: Derivatives
Acquired:
Resulting 29.76 Number of 29.76
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 09/17/2013 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
98
EFTA01654778
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 11,758.5 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 09/16/2013 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market mit
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 145.12
Derivatives Sold: Derivatives
Acquired:
Resulting 145.12 Number of 145.12
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code:
Transaction Date: 09/17/2013 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 57,329.7 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: DE ROTHSCHILD Owner Address:
LYNN FORESTER
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 11/14/2016
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
99
EFTA01654779
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: NON-EMPLOYEE Transaction Code: A
DIRECTOR STOCK
OPTION
Transaction Date: 11/11/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis $78.36 Underlying Market $78.36
e Price: Price:
Date Exercisable: 11/11/2017 Expiration Date: 11/11/2026
Number of Number of 4,697
Derivatives Sold: Derivatives
Acquired:
Resulting 4,697 Number of 4,697
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code:
Transaction Date: 11/11/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $78.36
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 889.18
Derivatives Sold: Derivatives
Acquired:
Resulting 889.18 Number of 889.18
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/14/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $77.60
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 15,262.27 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
100
EFTA01654780
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code:
Transaction Date: 11/11/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $78.36
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 456.22
Derivatives Sold: Derivatives
Acquired:
Resulting 456.22 Number of 456.22
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/14/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $77,60
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 63,375.53 Number of
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 144 Owner Phone:
Signature Date: SEC Receipt Date: 02/08/1999
Owner Role: BENEFICIAL OWNER OF MORE THAN
10% OF A CLASS OF SECURITY
Owner Class: BENEFICIAL OWNER
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS 8t Transaction Market $7,315,000.00
CO Value:
Proposed Number 190,000 Proposed Sale 02/08/1999
of Shares: Date:
101
EFTA01654781
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Proposed Number 190,000 Nature of MERGER OF TELIGENT LLC WITH
of Shares Adjusted: Acquisition: TELIGENT INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 11/15/2018
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: OPTIONS Transaction Code: A
Transaction Date: 11/13/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis $143.39 Underlying Market 5143.39
e Price: Price:
Date Exercisable: 11/13/2019 Expiration Date: 11/13/2028
Number of Number of 2,329
Derivatives Sold: Derivatives
Acquired:
Resulting 2,329 Number of 2,329
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 11/13/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 5143.39
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 562.41
Derivatives Sold: Derivatives
Acquired:
Resulting 562.41 Number of 562.41
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
102
EFTA01654782
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 11/15/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $144.8S
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,223A4 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 11/13/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $143.39
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 188.29
Derivatives Sold: Derivatives
Acquired:
Resulting 188.29 Number of 188.29
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code:
Transaction Date: 11/15/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $14485
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 67,109.57 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 12/17/2019
103
EFTA01654783
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 12/16/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $204.03
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 43.23
Derivatives Sold: Derivatives
Acquired:
Resulting 43.23 Number of 43.23
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 12/17/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $202.43
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 18,375.81 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 12/16/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 5204.03
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 161.47
Derivatives Sold: Derivatives
Acquired:
Resulting 161.47 Number of 161.47
Derivatives Held: Underlying Shares:
104
EFTA01654784
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 12/17/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 5202.43
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 6a633.46 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 07/15/2016
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 07/14/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 594.03
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 220.67
Derivatives Sold: Derivatives
Acquired:
Resulting 220.67 Number of 220.67
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: 8
105
EFTA01654785
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 07/15/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $94A0
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 62,939.2 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 02/24/2016
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code:
Transaction Date: 02/23/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $91.72
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 226.23
Derivatives Sold: Derivatives
Acquired:
Resulting 226.23 Number of 226.23
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 02/24/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market $92.02
e Price: Price:
Date Exercisable: Expiration Date:
106
EFTA01654786
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 61081.41 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 767 FIFTH AVENUE NEW YORK, NY
10153
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 06/18/2019
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 06/17/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $177.62
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 43.31
Derivatives Sold: Derivatives
Acquired:
Resulting 43.31 Number of 43.31
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 06/18/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exerc is Underlying Market $179.14
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,891.68 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
107
EFTA01654787
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 06/17/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 5177.62
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 164.69
Derivatives Sold: Derivatives
Acquired:
Resulting 164.69 Number of 164.69
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 06/18/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 5179.14
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 68029.71 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 10O PINE ST SAN FRANCISCO, CA
94111
Form Type: FORM 144 Owner Phone: (703) 762-510O
Signature Date: SEC Receipt Date: 01/11/1999
Owner Role: BENEFICIAL OWNER OF MORE THAN
10% OF A CLASS OF SECURITY
Owner Class: BENEFICIAL OWNER
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 87959Y10
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS & Transaction Market $2,109,375.00
CO Value:
Proposed Number 67.500 Proposed Sale 01/11/1999
of Shares: Date:
108
EFTA01654788
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Proposed Number 67,500 Nature of MERGER OF TELIGENT LLC WITH
of Shares Adjusted: Acquisition:
TELIGENT INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/20/2019
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 05/17/2019 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 5167.62
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 161.07
Derivatives Sold: Derivatives
Acquired:
Resulting 161.07 Number of 161.07
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 05/20/2019 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $167.38
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 67,868.64 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 12/18/2009
109
EFTA01654789
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 12/16/2009 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $49.54
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 43.76
Derivatives Sold: Derivatives
Acquired:
Resulting 43.76 Number of 43.76
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date: 12/16/2009 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $49.54
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 263.35
Derivatives Sold: Derivatives
Acquired:
Resulting 263.35 Number of 263.35
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/17/2019
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
110
EFTA01654790
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: M
CLASS A
Transaction Date: 05/16/2019 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Number of Shares Options Sold:
Sold:
Number of Shares 10,000 Transaction Share 523.32
Acquired: Price:
Number of Shares Resulting Shares
in Transaction: Held:
Ownership Type: DIRECT
NON-DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Security Type: COMMON STOCK, Transaction Code: S
CLASS A
Transaction Date: 05/16/2019 Transaction Type OPEN MARKET OR PRIVATE SALE OF
NON-DERIVATIVE OR DERIVATIVE
SECURITY
Number of Shares 10,000 Options Sold: ALL
Sold:
Number of Shares Transaction Share 5172.48
Acquired: Price:
Number of Shares Resulting Shares 4,000
in Transaction: Held:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: OPTIONS Transaction Code: M
Transaction Date: 05/16/2019 Transaction Type: EXERCISE OF IN-THE-MONEY OR AT-
THE-MONEY DERIVATIVE SECURITY
(ACQUIRED PURSUANT TO EMPLOYEE
STOCK OPTION PLAN).
Conversion/Exercis $23.32 Underlying Market $170.70
e Price: Price:
Date Exercisable 11/13/2010 Expiration Date: 11/13/2019
Number of 10,000 Number of
Derivatives Sold Derivatives
Acquired:
Resulting 0 Number of 10,000
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 144 Owner Phone:
Signature Date: SEC Receipt Date: 02/01/1999
Owner Role: BENEFICIAL OWNER OF MORE THAN
10% OF A CLASS OF SECURITY
III
EFTA01654791
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Owner Class: BENEFICIAL OWNER
ISSUING COMPANY INFORMATION
Company Name: TELIGENT INC Ticker Symbol: CUSIP: 879591110
PROPOSED SALE INFORMATION
Broker Name: BEAR STEARNS Transaction Market $1,050,000.00
CO Value:
Proposed Number MOM Proposed Sale 02/01/1999
of Shares: Date:
Proposed Number 3O000 Nature of MERGER OF TELIGENT LLC WITH
of Shares Adjusted: Acquisition: TELIGENT, INC
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 12/29/2004
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 12/28/2004 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $45.70
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 86.16
Derivatives Sold: Derivatives
Acquired:
Resulting 9,962.37 Number of 86.16
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 12/28/2004 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $45.70
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 5.18
Derivatives Sold: Derivatives
Acquired:
Resulting 597.11 Number of 5.18
Derivatives Held Underlying Shares:
112
EFTA01654792
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: ELR HOLDINGS LTD NEW YORK, NY
10022
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/18/2016
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 05/17/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 592.02
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 225.49
Derivatives Sold: Derivatives
Acquired:
Resulting 225.49 Number of 225.49
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type. DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 05/18/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $90.50
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 62,506.92 Number of
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
113
EFTA01654793
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Signature Date: SEC Receipt Date: 02/26/2014
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 02/25/2014 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $67..48
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 307.49
Derivatives Sold: Derivatives
Acquired:
Resulting 307.49 Number of 307.49
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: g
Transaction Date: 02/26/2014 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 58,139.1 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address:
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 11/16/2009
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
114
EFTA01654794
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: NON-EMPLOYEE Transaction Code: A
DIRECTOR STOCK
OPTION
Transaction Date: 11/13/2009 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis 546.63 Underlying Market
e Price: Price:
Date Exercisable: 11/13/2010 Expiration Date: 11/13/2019
Number of Number of 5,000
Derivatives Sold: Derivatives
Acquired:
Resulting 5,000 Number of 5,000
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 11/13/2009 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $46.63
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 739.86
Derivatives Sold: Derivatives
Acquired:
Resulting 739.86 Number of 739.86
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/16/2009 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR S
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 2Z980.6 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
115
EFTA01654795
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 11/13/2009 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $43.6O
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 573.37
Derivatives Sold: Derivatives
Acquired:
Resulting 573.37 Number of 573.37
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 11/16/2009 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 3,368.6 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 12/18/2017
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 12/15/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
116
EFTA01654796
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Conversion/Exercis Underlying Market $129.62
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 49.95
Derivatives Sold: Derivatives
Acquired:
Resulting 49.95 Number of 49.95
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 12/18/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $129.39
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 17,040.58 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 12/15/2017 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $129.62
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 192.98
Derivatives Sold: Derivatives
Acquired:
Resulting 192.98 Number of 192.98
Derivatives Held Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 12/18/2017 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $129.39
e Price: Price:
Date Exercisable: Expiration Date:
117
EFTA01654797
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 65,826.18 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address:
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Dar 05/18/2018
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date: 05/17/2018 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $144.90
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 186.33
Derivatives Sold: Derivatives
Acquired:
Resulting 186.33 Number of 186.33
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 05/18/2018 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market $145.49
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 66386.9 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
118
EFTA01654798
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER DE Owner Address: 435 E 52ND ST NEW YORK, NY 10022
ROTHSCHILD LYNN
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 05/20/2010
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 05/19/2010 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $60.08
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 324.56
Derivatives Sold: Derivatives
Acquired:
Resulting 324.56 Number of 324.56
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type:DIRECT
INSIDER INFORMATION
Owner Name: FORESTER LYNN Owner Address: 435 EAST 52ND STREET NEW YORK,
NY 10022
Form Type: FORM 4 Owner Phone:
Signature Date: SEC Receipt Date: 12/16/2016
Owner Role: DIRECTOR
Owner Class: DIRECTOR
ISSUING COMPANY INFORMATION
Company Name: ESTEE LAUDER COS Ticker Symbol: EL CUSIP: 51843910
INC
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type:UNITS Transaction Code: A
Transaction Date: 12/15/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market $77.58
e Price: Price:
Date Exercisable: Expiration Date:
119
EFTA01654799
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Number of Number of 70.78
Derivatives Sold: Derivatives
Acquired:
Resulting 70.78 Number of 70.78
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date: 12/16/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 576.13
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
Resulting 16,151.45 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: A
Transaction Date 12/15/2016 Transaction Type: GRANT, AWARD, OR OTHER
ACQUISITION UNDER EMPLOYEE
BENEFIT PLAN
Conversion/Exercis Underlying Market 577.58
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of 279.75
Derivatives Sold: Derivatives
Acquired:
Resulting 279.75 Number of 279.75
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
DERIVATIVE SECURITIES ACQUIRED, DISPOSED OF, OR BENEFICIALLY OWNED
Derivative Type: UNITS Transaction Code: 8
Transaction Date 12/16/2016 Transaction Type: A HOLDINGS RECORD (WITHOUT AN
ASSOCIATED TRANSACTION RECORD)
WAS REPORTED ON FORM 4 OR 5
Conversion/Exercis Underlying Market 576.13
e Price: Price:
Date Exercisable: Expiration Date:
Number of Number of
Derivatives Sold: Derivatives
Acquired:
120
EFTA01654800
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Resulting 63,831.75 Number of
Derivatives Held: Underlying Shares:
Number of Underlying Security COMMON STOCK, CLASS A
Derivatives in Type:
Transaction:
Ownership Type: DIRECT
Thomson Financial, Copyright 2020, All Rights Reserved.
Liens & Judgments
FILING NUMBER: 0219661632 FILING TYPE: TAX LIEN FILING DATE:
07/12/2002
Debtor Name: FIRSTMARK COMMUNICATIONS Debtor Type:
INTERNATIONAL, LLC
DOB: Disposition Date:
Corporation Name: Debtor Description:
Business DUNS: Headquarters DUNS:
DL Number: DL State:
FEIN:
Owned Amount:
Debtor Address: Reported Date: 07/12/2002
Country:
Debtor Name: MICHAEL J. PRICE Debtor Type:
DOB: Disposition Date:
Corporation Name: Debtor Description:
Business DUNS: Headquarters DUNS:
DL Number: DL State:
FEIN:
Owned Amount:
Debtor Address: Reported Date: 07/12/20O2
Country:
Debtor Name: LYNN FORESTER Debtor Type:
DOB: Disposition Date:
Corporation Name: Debtor Description:
Business DUNS: Headquarters DUNS:
DL Number: DL State:
FEIN:
Owned Amount:
Debtor Address: Reported Date: 07/12/2002
Country:
Debtor Name: WARREN DE WIED Debtor Type:
DOB: Disposition Date:
Corporation Name: Debtor Description:
Business DUNS: Headquarters DUNS:
DL Number: DL State:
FEIN:
Owned Amount:
121
EFTA01654801
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Debtor Address: Reported Date: 07/12/2002
Country:
CREDITORS
Creditor Name: Creditor Type:
Business DUNS:
Credit Holder: EMPLOYMENT DEVELOPMENT Credit Holder Level: STATE
DEPARTMENT
Credit Holder Level Credit Holder Serial
Description: Number:
FILING INFORMATION
Filing Type: TAX LIEN Filing Description:
Action Taken: Action Type:
Tax Type: Tax Description:
Filing Date: 07j12/2002 Original Filing Date:
Vendor Number.
Filing Number.
Filing Number 0219661632 Page/Volume
Number:
Complaint Date: Paragraph:
Federal Lien Number:
Disposition: Disposition Date:
Released Date: Perfected Date:
Collection Date: Expiration Date:
Maturity Date:
Court:
Filing Office: SECRETARY OF STATE Filing Office DUNS: 361536089
Filing Address: 1500 -11TH STREET RM 205 Reported Date: 07/12/2002
SACRAMENTO, CA 95814
STATE LEVEL FILINGS
LIENS
Lien Amount: Tax Amount:
Principal Amount: Creditor Amount
Lien Status: RELEASED Status Date: 01/13/2003
Total Amount:
Subjudgment Subjudgment
Disposition: Disposition Date:
Subjudgment Status: Subjudgment Filing
Date:
Total Calculated Total Amount Paid:
Amount
Total Calculated Principal Amount
Amount Paid: Paid:
SUBJUDGMENTS
Number of Subjudgments:
FILING NUMBER: H200809 FILING TYPE: TAX LIEN FUNG DATE 07/11/2002
Debtor Name: FIRSTMARK COMMUNICATIONS Debtor Type:
INTERNATIONAL LLC
122
EFTA01654802
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DOB: Disposition Date:
Corporation Name: Debtor Description:
Business DUNS: Headquarters DUNS:
DL Number: DL State:
FEIN:
Owned Amount:
Debtor Address: Reported Date: 07/11/2002
Country:
Debtor Name: LYNN FORESTER Debtor Type:
DOB: Disposition Date:
Corporation Name: Debtor Description:
Business DUNS: Headquarters DUNS:
DL Number: DL State:
FEIN:
Owned Amount:
Debtor Address: Reported Date: 07/11/2002
Country:
Debtor Name: MICHAEL J. PRICE Debtor Type:
DOB: Disposition Date:
Corporation Name: Debtor Description:
Business DUNS: Headquarters DUNS:
DL Number: DL State:
FEIN:
Owned Amount:
Debtor Address: Reported Date: 07/11/2002
Country:
Debtor Name: WARREN DE WIED Debtor Type:
DOB: Disposition Date:
Corporation Nan:v. Debtor Description:
Business DUNS: Headquarters DUNS:
DL Number: DL State:
FEIN:
Owned Amount:
Debtor Address: Reported Date: 07/11/20O2
Country:
CREDITORS
Creditor Name: Creditor Type:
Business DUNS:
Credit Holder: CA EMPLOYMENT Credit Holder Level: STATE
DEVELOPMENT DEPARTMENT
Credit Holder Level Credit Holder Serial
Description: Number:
123
EFTA01654803
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FILING INFORMATION
Filing Type: TAX LIEN Filing Description:
Action Taken: Action Type:
Tax Type: Tax Description:
Filing Date: 07/11/2002 Original Filing Date:
Vendor Number.
Filing Number.
Filing Number. H200809 PageNolume
Number:
Complaint Date: Paragraph:
Federal Lien Number:
Disposition: Disposition Date:
Released Date: Perfected Date:
Collection Date: Expiration Date:
Maturity Date:
Court:
Filing Office: COUNTY RECORDER Filing Office DUNS: 363659921
Filing Address: Reported Date: 07/11/2002
UENS
Lien Amount: 54,383.00 Tax Amount:
Principal Amount: Creditor Amount
Lien Status: OPEN Status Date: 07/11/2002
Total Amount:
Subjudgment Subjudgment
Disposition: Disposition Date:
Subjudgment Status: Subjudgment Filing
Date:
Total Calculated Total Amount Paid:
Amount
Total Calculated Principal Amount
Amount Paid: Paid:
SUBJUDGMENTS
Number of Subjudgments:
FILING NUMBER: 00O02893991 FILING TYPE: JUDGMENTS FILING DATE
05/04/1992
FILING INFORMATION
Filing Type: JUDGMENTS Filing Description:
Action Taken: Action Type:
Tax Type: Tax Description:
Filing Date: 05/04/1992 Original Filing Date:
Vendor Number.
Filing Number 00002893991
Complaint Date: Paragraph:
Federal Lien Number:
Disposition: Disposition Date:
Released Date: Perfected Date:
Collection Date: Expiration Date:
124
EFTA01654804
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Maturity Date:
Court: 1011002
Filing Office: NEW YORK CITY CIVIL COURT Filing Office DUNS:
Filing Address: 111 CENTRE STREET NEW Reported Date: 05/04/1992
YORK CITY, NY 10013
NEW YORK
SUBJUDGMENTS
Number of Subjudgments: 1
Debtor Name: LYNN FORRESTER Debtor Type: CONSUMER
DOB: Disposition Date:
Corporation Name: Debtor Description:
Business DUNS: Headquarters DUNS:
DL Number: DL State:
FEIN:
Owned Amount:
Debtor Amount $413.00
Debtor Address: Reported Date: 05/04/1992
Country:
CREDITORS
Creditor Name: NY TELEPHONE COMPANY Creditor Type:
Business DUNS:
Credit Holder: Credit Holder Level:
Credit Holder Level Credit Holder Serial
Description: Number:
JUDGMENTS
Award Amount: Principal Amount:
Total Amount: $413.00 Paid on Credit
Amount:
Judgment Status: JUDGMENTS Status Date:
Subjudgment Subjudgment Filing
Disposition: Date:
Subjudgment Status: Subjudgment
Disposition Date:
STATE TAX LIEN - 07/11/2002
Filing Number 2002H20080900
Hidden Filing Number: 200220080900
Original Filing Number
Certificate Number W021793112
Volume Number: 1177
Page Number 0714
Original Book:
Original Page:
IRS Serial Number:
Filing Type: STATE TAX LIEN
Action Type: STATE TAX LIEN
Unlawful Detainer.
Filing Date: 07/11/2002
125
EFTA01654805
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Release Date:
Filing Office: SAN FRANCISCO COUNTY COURT (RD)
Court ID: CASFRC1
Venue: 1 DR. CARLTON B GOODLETT PL #168 SAN
FRANCISCO, CA 94102
County: SAN FRANCISCO
Debtor. FIRSTMARK COMMUNICATIONS INTL
Debtor Address: 1505 MONTGOMERY ST #110 SAN FRANCISCO,
CA 94111
Debtor Type: BUSINESS
Debtor SSN:
Debtor Amount $4,383.00
Debtor: DE WIED, WARREN
Debtor Address: 1505 MONTGOMERY ST #110 SAN FRANCISCO,
CA 94111
Debtor Type: INDIVIDUAL
Debtor SSN:
Debtor Amount $4,383.00
Debtor. FORESTER, LYNN
Debtor Address: 1505 MONTGOMERY ST #110 SAN FRANCISCO,
CA 94111
Debtor Type: INDIVIDUAL
Debtor SSN:
Debtor Amount $4,383.00
Debtor. PRICE, MICHAEL 1
Debtor Address: 1505 MONTGOMERY ST #110 SAN FRANCISCO,
CA 94111
Debtor Type: INDIVIDUAL
Debtor SSN:
Debtor Amount: $4,383.00
Creditor: STATE OF CALIFORNIA
STATE TAX LIEN RELEASE - 07/11/2002
Filing Number 2002H312872
Hidden Filing Number: 2002312872
Original Filing Number 11770714
Certificate Number.
Volume Number.
Page Number.
Original Book
Original Page:
IRS Serial Number.
Filing Type: STATE TAX LIEN RELEASE
Action Type: STATE TAX LIEN
Unlawful Detainer
126
EFTA01654806
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Filing Date: 07/11/2002
Release Date: 12/13/2002
Filing Office: SAN FRANCISCO COUNTY COURT (RD)
Court ID: CASFRC1
Venue: 1 DR. CARLTON 8 GOODLETT PL #168 SAN
FRANCISCO, CA 94102
County: SAN FRANCISCO
Debtor. MOCTKAMW Cf141441 IMICATICIMC 1MM
Debtor Address:
Debtor Type: BUSINESS
Debtor SSN:
Debtor Amount 44383.00
Debtor: DE WIED, WARREN
Debtor Address:
Debtor Type: INDIVIDUAL
Debtor SSN:
Debtor Amount 44,383.00
Debtor: FORESTER, LYNN
Debtor Address:
Debtor Type: INDIVIDUAL
Debtor SSN:
Debtor Amount $4,383.00
Debtor. PRICE, MICHAEL
Debtor Address: 1505 MONTGOMERY ST #110 SAN FRANCISCO,
CA94111
Debtor Type: INDIVIDUAL
Debtor SSN:
Debtor Amount $4,383.00
Creditor: STATE OF CALIFORNIA
Lawsuit Records
Case Number 4343594 Case Title: Date Filed: 06/01/199
4
PLAINTIFF INFORMATION
Plaintiff Name:EXECUTIVE MONETARY MAN
DOB: Gender:
Business Dun(s): Headquarters
Dun(s):
SSN(s):
PLAINTIFF ATTORNEY
Name: Type:
127
EFTA01654807
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Firm: ALLEN KRAMER Bar Number:
ESQ
Foreign
Registration:
INITIAL JUDGMENT FILING
Amount: 51.00 Case Status: CLOSED
Disposition Disposition Date:
Status:
Debt Description:
DEFENDANT INFORMATION
Defendant Name: FORESTER, LYNN
Role: Foreign
Registration:
DOB: Gender:
Business Dun(s): Headquarters
Dun(s):
SSN(s): Driver's License:
Address: GENERAL Reported Date: 06/01/1994
DELIVERY NEW
YORK CITY, NY
COURT & CASE INFORMATION
Case Title: Case Number: 4343594
Case Status: CLOSED Status Date:
Estate Status: Case Description:
Case Type: 10000 - MISCELLANEOUS
Date Filed: 06/01/1994 Location Filed: NEW YORK
Filing Type: State Filed: NY
Judge: Court Location:
Court Name: CIVIL COURT OF Court Phone:
THE CITY OF
NEW YORK
(MANHATTAN
BRANCH)
Trial Type: Trial Length:
Trial Date:
DISPOSITION
Disposition Date: (W19/1996 Disposition: DISMISSED
Corporate Filings
FIFtSTMARK HOLDINGS, INC.
Corporation Address: C/O LYNN FORESTER
Filing Date: 10/01/1984 Original Filing Date:
Filing State: NEW YORK Original Filing
County:
Original Filing Number: Filing Number:
Corporation Number. 946966 Status Date: 04/16/2004
Duration: PERPETUAL Duration Date:
128
EFTA01654808
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Status: INACTIVE - 10 value Date Effective: 04/20/2020
Duns ID: Filing Office Duns
ID:
Corporation Type: PROFIT LLC Business Type:
Business Type: DOMESTIC BUSINESS Corporation Class:
CORPORATION
State Tax/Federal ID:
Notes:
Former Name: FORESTER Status:
COMMUNICATIONS INC.
Cancellation Date: Renewal Date:
Creation Date:
Office Where Filed: DEPARTMENT OF STATE/DIVISION OF CORPORATIONS
41 STATE STREET ALBANY, NY 12231
Entity Name: Entity Filing Date:
Entity Filing Number Entity Jurisdiction
State:
OFFICERS AND REGISTERED AGENTS
Name: LYNN FORESTER
Title:
Address:
Principal Office Location: LYNN FORESTER
Registered Agent:
Address:
Authorized Capital: Actual Amount
Invested:
Paid on Credit Amount:
Stock Par Value Indicator: Stock Par Value: $1.00
Stock Issued: Stock Authorized 100
Shares Qty:
Stock Dollar Value: $100.00 Stock Type:
Stock Class: Voting Rights:
Convertible:
Tax ID:
Franchise Amount: Franchise Paid Date:
129
EFTA01654809
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Franchise Status:
Tax Factor: Tax Paid Amount:
Total Tax Capital: Tax Balance:
Annual Report Filed Date:
Effective Date: 01/25/1988
History Code: NAME CHANGE Description: REFER TO MICROFILM
NUMBER 8594772-3
Effective Date: 10/17/1994
History Code: ADDRESS CHANGE Description: REFER TO MICROFILM
AMENDED PROCESS NUMBER 941017002064
INFORMATION
Effective Date: 10/17/1994
History Code: ADDRESS CHANGE Description: REFER TO MICROFILM
AMENDED ADDRESS OF NUMBER 941017002064
CHAIRMAN OF THE BOARD
Effective Date: 10/17/1994
History Code: ADDRESS CHANGE Description: REFER TO MICROFILM
AMENDED EXECUTIVE NUMBER 941017002064
OFFICE LOCATION
Effective Date: 12/18/1996
History Code: ADDRESS CHANGE Description: REFER TO MICROFILM
AMENDED PROCESS NUMBER 961218002412
INFORMATION
Effective Date: 12/18/1996
History Code: ADDRESS CHANGE Description: REFER TO MICROFILM
AMENDED ADDRESS OF NUMBER 961218002412
CHAIRMAN OF THE BOARD
Effective Date: 12/18/1996
History Code: ADDRESS CHANGE Description: REFER TO MICROFILM
AMENDED EXECUTIVE NUMBER 961218002412
OFFICE LOCATION
Effective Date: 04/16/2004
History Code: DISSOLUTION Description: REFER TO MICROFILM
NUMBER 040416000471
UCC Filings
ORIGINAL FILE NUMBER:
Original Filing Number. Full Original Filing Number:
Filing Number. 1510286208147 Full Filing Number 1510286208147
Filing Date: 10/28/2015 Expiration Date:
Filing Time: 6:50PM Film Number.
Total Number of Filing Page Count
Pages:
130
EFTA01654810
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Page Number. Volume Number:
Filing Method: Filing Action:
Filing Type: CONTINUATION Filing Status:
Filing Termination: Reference Code:
Filing Date of Cross 04/19/2006 Cross Reference Filing 604190336468
Reference Filing: Number:
Contract Type:
Filing State: NY
Filing Office: SECRETARY OF STATE/UCC DIVISION
Filing Office Location: 162 WASHINGTON AVE Filing County:
ALBANY, NY 12210
Debtor Name: DE ROTHSCHILD, LYNN FORESTER
Debtor Address: Debtor Foreign City:
Debtor Country: Debtor FEIN:
Debtor Business DUNS: Debtor Headquarter's
DUNS:
Secured Party Name: JPMORGAN CHASE BANK, N.A.
Secured Party Address: P.O.BOX 2558 1111 FANNIN Secured Party Foreign City:
HOUSTON, TX 77252-2558
Secured Party Country: Secured Party FEIN:
Secured Party Business Secured Party Headquarter's
DUNS: DUNS:
INITIAL COOP UCC1 NY - 03/17/2011
Filing Type: INITIAL COOP UCC1 Filing Date: 03/17/2011
Filing State: NY Filing Number:
City Register File Number: 2011000096944 Document ID: 2011031000502001
Reel Number: Reel Page:
Reel Year: Record Borough: MANHATTAN
Federal Tax Serial Number: Federal Tax Assessment
Date:
Real Property Tax Transfer Document Amount:
Number:
Comments:
DEBTOR Name: THSCHILD, LYNN
Address: Country: UNITED STATES
SECURED PARTY Name: JPMORGAN CHASE BANK, N.A.
Address: 601 OAKMONT LANE Country: UNITED STATES
SUITE 300 WESTMONT,
ILLINOIS 60559
Other Party:
Address: Country:
Number of Parcels:
Parcel Address:
Borough: lock Number: 1364
Lot Number: artial Lot: ENTIRE
Air Rights: Property Type: SINGLE RESIDENTIAL
COOP UNIT
Collateral Type: COOPERATIVE WITH ADDENDUM
Reference City Register File Reference File Number:
Number:
131
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Itutivithtal Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Reference Document ID:
ORIGINAL FILE NUMBER:
Original Filing Number: Full Original Filing Number:
Filing Number 1012276266848 Full Filing Number: 1012276266848
Filing Date: 12/27/2010 Expiration Date:
Filing Time: 6:05PM Film Number:
Total Number of Filing Page Count:
Pages:
Page Number. Volume Number:
Filing Method: Filing Action:
Filing Type: AMENDMENT Filing Status:
Filing Termination: Reference Code:
Filing Date of Cross 04/19/2006 Cross Reference Filing 604190336468
Reference Filing: Number:
Contract Type:
Filing State: NY
Filing Office: SECRETARY OF STATE/UCC DIVISION
Filing Office Location: 162 WASHINGTON AVE Filing County:
ALBANY, NY 12210
Debtor Name: DE ROTHSCHILD, LYNN FORESTER
Debtor Address: Debtor Foreign City:
Debtor Country: Debtor FEIN:
Debtor Business DUNS: Debtor Headquarters
DUNS:
Secured Party Name: JPMORGAN CHASE BANK, N.A.
Secured Party Address: P.O. BOX 33035 Secured Party Foreign City:
LOUISVILLE, KY 40202
Secured Party Country: Secured Party FEIN:
Secured Party Business Secured Party Headquarters
DUNS: DUNS:
ORIGINAL FILE NUMBER:
Original Filing Number: Full Original Filing Number.
Filing Number 1011306170888 Full Filing Number: 1011306170888
Filing Date: 11/30/2010 Expiration Date:
Filing Time: 6:05PM Film Number:
Total Number of Filing Page Count:
Pages:
Page Number. Volume Number:
Filing Method: Filing Action:
Filing Type: CONTINUATION Filing Status:
Filing Termination: Reference Code:
Filing Date of Cross 04/19/2006 Cross Reference Filing 604190336468
Reference Filing: Number:
Contract Type:
Filing State: NY
Filing Office: SECRETARY OF STATE/UCC DIVISION
Filing Office Location: 162 WASHINGTON AVE Filing County:
ALBANY, NY 12210
Debtor Name: FORESTER
Debtor Address: Debtor Foreign City:
Debtor Country: Debtor FEIN:
132
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Debtor Business DUNS: Debtor Headquarter's
DUNS:
Secured Party Name: JPMORGAN CHASE BANK, N.A.
Secured Party Address: P.O.BOX 2558 1111 FANNIN Secured Party Foreign City:
HOUSTON, TX 77252.2558
Secured Party Country: Secured Party FEIN:
Secured Party Business Secured Party Headquarter's
DUNS: DUNS:
ORIGINAL FILE NUMBER:
Original Filing Number. Full Original Filing Number:
Filing Number 604190336468 Full Filing Number: 0604190336468
Filing Date: 04/19/2006 Expiration Date: 04/19/2006
Filing Time: Film Number:
Total Number of Filing Page Count:
Pages:
Page Number: Volume Number:
Filing Method: Filing Action:
Filing Type: ORIGINAL Filing Status:
Filing Termination: Reference Code:
Filing Date of Cross Cross Reference Filing
Reference Filing: Number:
Contract Type:
Filing State: NY
Filing Office: SECRETARY OF STATE/UCC DIVISION
Filing Office Location: 162 WASHINGTON AVE Filing County:
ALBANY, NY 12210
Debtor Name: DE ROTHSCHILD, LYNN FORESTER
Debtor Address: Debtor Foreign City:
Debtor Country: Debtor FEIN:
Debtor Business DUNS: Debtor Headquarter's
DUNS:
Secured Party Name: JPMORGAN CHASE BANK, N.A.
Secured Party Address: P.O.BOX 2558 1111 FANNIN Secured Party Foreign City:
HOUSTON, TX 77252.2558
Secured Party Country: Secured Party FEIN:
Secured Party Business 01-493-9075 Secured Party Headquarter's
DUNS: DUNS:
Collateral Type: ACCOUNT(S) AND PROCEEDS
ORIGINAL FILE NUMBER:
Original Filing Number: Full Original Filing Number:
Filing Number 0219661632 Full Filing Number:
Filing Date: 07/12/2002 Expiration Date: 07/12/2012
Filing Time: Film Number:
Total Number of Filing Page Count: 2
Pages:
Page Number Volume Number:
Filing Method: Filing Action:
Filing Type: STATE TAX LIEN Filing Status:
Filing Termination: Reference Code:
Filing Date of Cross Cross Reference Filing
Reference Filing: Number:
Contract Type:
Filing State: CA
Debtor Name: PRICE, MICHAEL J.
133
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Debtor Address: Debtor Foreign City:
Debtor Country: Debtor FEIN:
Debtor Business DUNS: Debtor Headquarter's
DUNS:
Debtor Name: FORESTER, LYNN
Debtor Address: Debtor Foreign City:
Debtor Country: Debtor FEIN:
Debtor Business DUNS: Debtor Headquarters
DUNS:
Debtor Name: DE WIED, WARREN
Debtor Address: Debtor Foreign City:
Debtor Country: Debtor FEIN:
Debtor Business DUNS: Debtor Headquarters
DUNS:
Debtor Name: FIRSTMARK COMMUNICATIONS INTERNATIONAL LLC
Debtor Address: Debtor Foreign City:
Debtor Country: Debtor FEIN:
Debtor Business DUNS: Debtor Headquarters
DUNS:
Secured Party Name: EMPLOYMENT DEVELOPMENT DEPARTMENT
Secured Party Address: PO BOX 826880 Secured Party Foreign City:
SACRAMENTO, CA 94280-
0001
Secured Party Country: Secured Party FEIN:
Secured Party Business Secured Party Headquarter's
DUNS: DUNS:
Related Filing Date: 01/13/2003 Related Filing Time: 1700
Related Document Number 03015C0345 Related Filing Type: TERMINATION
Related Page Count: 1 Related Filing Number:
Real Property & Deed Transfers
116 E 65TH ST NEW YORK, NY 10021-7007
DEED TRANSFER - NEW YORK 07/06/2000
County
Situs Address: 116E 65TH ST NEW Mailing Address: 457 MADISON AVE
YORK, NY 10021-7007 NEW YORK. NY 10022-
6809
Owner: 116 E 65 ST L L C Co•Owner Name:
Owner Rights: Owner Relationship:
Absentee Owner. Corporate Owner: YES
Partial Interest:
Property Type: DUPLEX, TRIPLEX, Land Use: DUPLEX
QUADPLE)(
Building Square Feet APN Sequence Number. 001
Unformatted APN: 13990065 Formatted APN: 1399-0065
Original APN: 013990006500 Formatted APN • IRIS:
FIPS Code: NEW YORK FIPS State Code: NEW YORK
Municipality: Account Number. 314391004
County: NEW YORK State:
134
EFTA01654814
Individual Report Plus Associates] FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Transaction Date: 07/06/2000 Seller Name: FORESTER LYNN
Recording Date: 10/18/2000 Sale Price: $4,950,000.00
Document Number: Type of Transaction: RESALE
Book/Page: 3176/821 Deed Type: GRANT DEED
Consideration: SALE PRICE (FULL) Percent Transferred:
Mortgage Amount: Mortgage Type:
Mortgage Term: Mortgage Deed Type:
Mortgage Date: Mortgage Due Date:
Mortgage Assumption Interest Rate:
Amount:
2nd Mortgage Amount: 2nd Mortgage Type:
2nd Mortgage Deed Type:
Lender Name: Lender Address:
Construction Type: RESALE Purchase Payment: CASH
Real-Time Vehicles
435 E 52ND ST APT 18, NEW YORK, NY 10022 Address Type: Street
name with
house
number
2014 JEEP COMPASS SPORT
Registered Owner: FORESTER, Unknown LYNN Secondary Owner:
(Individual)
Additional Owner:
VIN: Valid VIN:
License Plate:
Make/Model/Series: JEEP COMPASS SPORT Model Year: 2014
Full Body Style: Utility 4D Sport 2WD Country of Origin: United States
Body Type: SPORT UTILITY VEHICLE Base Price: 518,595
Fuel Type: Gas Drivetrain: Front Wheel Drive
Shipping Weight: 3082 Cubic Inch 122
Displacement:
Long Wheel Base 103.7 Front Tire Size 17R215
Short Wheel Base 103.7 Rear Tire Size 17R215
Carburetion Type Fuel Injection Air Bags/Seat Belts: Du Ar Bgs
FrntHdSd/ActBIts/AtoPassSnsr/R
rDuSdArBgs
Carburetion Barrels Unknown Ton Rating:
Plate Registration MA Plate Type: Regular
State:
Plate Registration 07/01/2019 Plate Expiration: 06/15/2021
Date:
Vehicles Cylinders: 4 Leased Vehicle: No
Branded Title No
Indicator:
Branded Title Additional Branded
Description: Title Description:
Branded Title Date: Additional Branded
Title Date:
Branded Title State: Additional Branded
Title State:
435 E 52ND ST APT 18, NEW YORK, NY 10022 Address Type: Street
name with
135
EFTA01654815
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
house
number
2013 JEEP WRANGLER UNLIMITED SAHARA
Registered Owner: FORESTER, Unknown LYNN Secondary Owner:
(Individual)
Additional Owner:
VIN: Valid VIN:
License Plate:
Make/Model/Series: JEEP WRANGLER UNLIMITED Model Year: 2013
SAHARA
Full Body Style: Utility 4D Unlimited Sahara 4WD Country of Origin: United States
V6
Body Type: SPORT UTILITY VEHICLE Base Price: 531,195
Fuel Type: Flexible Drivetrain: Rear Wheel Drive w/4x4
Shipping Weight. 4397 Cubic Inch 220
Displacement
Long Wheel Base 116 Front Tire Size 18R255
Short Wheel Base 116 Rear Tire Size 18R255
Carburetion Type Fuel Injection Air Bags/Seat Belts: Dual Frnt Ar Bgs/Passenger
Sensor/Active Belts
Carburetion Barrels Unknown Ton Rating:
Plate Registration MA Plate Type: Regular
State:
Plate Registration 07/01/2019 Plate Expiration: 06/15/2021
Date:
Vehicles Cylinders: 6 Leased Vehicle: No
Branded Title No
Indicator.
Branded Title Additional Branded
Description: Title Description:
Branded Title Date: Additional Branded
Title Date:
Branded Title State: Additional Branded
Title State:
435 E 52ND ST APT 18, NEW YORK, NY 10022 Address Type: Street
name with
house
number
2005 MINI COOPER S
Registered Owner: FORESTER, Unknown LYNN Secondary Owner.
(Individual)
Additional Owner:
VIN: Valid VIN:
License Plate:
Make/Model/Series: MINI LOUPtK S Model Year: 2005
Full Body Style: Convertible 2O S Country of Origin: United Kingdom
Body Type: CONVERTIBLE Base Price: 524,400
Fuel Type: Gas Drivetrain: Front Wheel Drive
Shipping Weight: 2844 Cubic Inch 98
Displacement
Long Wheel Base 97.1 Front Tire Size 16R195
Short Wheel Base 97.1 Rear Tire Size
Carburetion Type Fuel Injection Air Bags/Seat Belts: Du Ar Bgs Frnt Hd and Sd/Act
Blts/ w/Ato Pss Snsr
136
EFTA01654816
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Carburetion Barrels Unknown Ton Rating:
Plate Registration MA Plate Type: Regular
State:
Plate Registration 07/01/2019 Plate Expiration: 06/15/2021
Date:
Vehicles Cylinders: 4 Leased Vehicle: No
Branded Title No
Indicator:
Branded Title Additional Branded
Description: Title Description:
Branded Title Date: Additional Branded
Title Date:
Branded Title State: Additional Branded
Title State:
Vehicles Registered to Subject
2006 BMW 7 SERIES
Registered Owner: FORESTER, LYNN DOB:
Owner Type: REGISTRANT Plate Registration Date: 05/11/2006
Plate Expiration Date: 05/10/2012 Plate Renewal Date: 03/30/2010
License Plate: Decal Number:
License Plate State: Previous Plate:
Plate Type: PRIVATE Previous Plate State: NY
Mailing Address:
Year: 20060000 Make/Model: BMW 7 SERIES
Style: SEDAN 4D 5P Series: 750U
VIN: Type: PASSENGER CAR
Number of Axles: Vehicle Length:
Vehicle Weight: Ibs Color:
2007 LEXUS RX400H
Registered Owner: STEIN, BENJAMIN F. DOB:
Owner Type: REGISTRANT Plate Registration Date: 08/04/2007
Plate Expiration Date: 08 03 2011 Plate Renewal Date: 07/10/2009
License Plate: Decal Number:
License Plate State: NY Previous Plate:
Plate Type: Previous Plate State: NY
Mailing Address:
Year: 20070000 Make/Model: LEXUS RX400H
Style: Series: BASE
VIN: Type: PASSENGER CAR
Number of Axles: Vehicle Length:
Vehicle Weight: lbs Color:
2005 MINI COOPER
Registered Owner: FORESTER, LYNN DOB:
Owner Type: REGISTRANT Plate Registration Date: 07/17/2013
Plate Expiration Date: 06/30/2021 Plate Renewal Date: 07/01/2019
License Plate: 966VX6 Decal Number:
License Plate State: MA Previous Plate: 966VX6
Plate Type: PRIVATE Previous Plate State: MA
137
EFTA01654817
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Mailing Address:
Physical Address:
Year: Make/Model: MINI COOPER
Style: Series: S
VIN: WMWRH33S3SIKS6242 Type: PASSENGER CAR
Number of Axles: Vehicle Length:
Vehicle Weight: lbs Color: BLUE
1996 EZ LOADER TRAILER UTILITY
Registered Owner: FORESTER, LYNN DOB:
Owner Type: REGISTRANT Plate Registration Date: 06/27/1996
Plate Expiration Date: 12/31/1998 Plate Renewal Date: 01/13/1998
License Plate: Decal Number:
License Plate State: NY Previous Plate:
Plate Type: Previous Plate State: NY
Mailing Address:
Year: Make/Model: EZ LOADER TRAILER
UTILITY
Style: LTRL Series: BASE MODEL
VIN: Type: TRAILER
Number of Axles: Vehicle Length:
Vehicle Weight: lbs Color:
2014 JEEP COMPASS
Registered Owner: FORESTER, LYNN DOB:
Owner Type: REGISTRANT Plate Registration Date: 07/03/2013
Plate Expiration Date: 06/30/2021 Plate Renewal Date: 07/01/2019
License Plate: Decal Number:
License Plate State: MA Previous Plate:
Plate Type: PRIVATE Previous Plate State: MA
Mailing Address:
Physical Address:
Year: Make/Model: JEEP COMPASS
Style: Series: SPORT
VIN: Type: PASSENGER CAR
Number of Axles: Vehicle Length:
Vehicle Weight: lbs Color: GRAY
2013 JEEP WRANGLER
Registered Owner: FORESTER, LYNN DOB:
Owner Type: REGISTRANT Plate Registration Date: 07/03/2013
Plate Expiration Date: 06/30/2021 Plate Renewal Date: 07/01/2019
License Plate: Decal Number:
138
EFTA01654818
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
License Plate State: MA Previous Plate:
Plate Type: PRIVATE Previous Plate State:
Mailing Address:
Physical Address:
Year: Make/Model: JEEP WRANGLER
Style: SUV 4D 5P Series: UNLIMITED SAHARA
VIN: Type: PASSENGER CAR
Number of Axles: Vehicle Length:
Vehicle Weight: lbs Color: BLUE
2000 MERCEDES BENZ S CLASS
Registered Owner: ROSARIO, JAIME DOB:
Owner Type: REGISTRANT Plate Registration Date: 04/17/2008
Plate Expiration Date: 04/04/2010 Plate Renewal Date: 04/17/2008
License Plate: EEH6663 Decal Number:
License Plate State: NY Previous Plate:
Plate Type: PRIVATE Previous Plate State: NY
Mailing Address:
Year: 00000 Make/Model: MERCEDES BENZ S
CLASS
Style: SEDAN 4D Series: 5500
VIN: Type: PASSENGER CAR
Number of Axles: Vehicle Length:
Vehicle Weight: lbs Color:
Last Time Registered to Subject
Previous Owner: FORESTER, LYNN DOB:
Title Transfer Date: UNKNOWN Plate Expiration Date: 06/11/2008
License Plate: Plate Renewal Date: 06/12/2006
License Plate State: NY Previous License Plate:
Plate Type: PRIVATE Previous License Plate State: NY
Previous Owner Mailing Address:
1996 LAND ROVER DISCOVERY
Year 19960000 Make/Model: LAND
ROVER DISCOVERY
Style: HARDTOP 4D 5 Series: SD SE SE7
VIN: Type: PASSENGER CAR
Number of Axles: Vehicle Length:
Vehicle Weight: lbs Color: BLACK
Last Time Registered to Subject
Previous Owner: FORESTER. LYNN DOB:
Title Transfer Date: UNKNOWN Plate Expiration Date: 04/30/2010
License Plate: Plate Renewal Date: 05/01/2008
License Plate State:
Plate Type:
MA
PRIVATE
Previous License Plate:
Previous License Plate State: RIP
139
EFTA01654819
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
Previous Owner Mailing Address:
Previous Owner Physical Address:
1996 LAND ROVER DISCOVERY
Registered Owner: FORESTER, LYNN DOB:
Owner Type: REGISTRANT Plate Registration Date: 06/13/1996
Plate Expiration Date: 06 12/2006 Plate Renewal Date: 04/29/2004
License Plate: Decal Number:
License Plate State: NY Previous Plate:
Plate Type: _PDIVATF Previous Plate State: NY
Mailing Address:
Year: 19960000 Make/Model: LAND
ROVER DISCOVERY
Style: HARDTOP/UTILITY Series: SE/SE7
VIN: Type: PASSENGER CAR
Number of Axles: Vehicle Length:
Vehicle Weight: lbs Colon
2005 MINI COOPER
Registered Owner: FORESTER, LYNN DOB:
Owner Type: REGISTRANT Plate Registration Date: 07/21/2005
Plate Expiration Date: 07/20/2013 Plate Renewal Date: 06/23/2011
license Plate: Decal Number:
license Plate State: NY Previous Plate:
Plate Type: PRIVATE Previous Plate State: NY
Mailing Address:
Year. LVVDULIVU Make/Model: MINI COOPER
Style: CONVERTIBLE 20 Series: S
VIN: WMWRH33535TK56242 Type: PASSENGER CAR
Number of Axles: Vehicle Length:
Vehicle Weight: lbs Color:
1996 BO/WH
Registered Owner: FORESTER, LYNN DOB:
Owner Type: REGISTRANT Plate Registration Date: 06/27/1996
Plate Expiration Date: 05/31/1999 Plate Renewal Date: 06/27/1996
License Plate: Decal Number:
License Plate State: NY Previous Plate:
Plate Type: Previous Plate State:
Mailing Address:
Year: Make/Model: BO/WH
Style: Series:
VIN: Type: UNKNOWN
Number of Axles: Vehicle Length:
140
EFTA01654820
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
Vehicle Weight: lbs Color
Unclaimed Assets
Owner Name: FORESTER LYNN
Last Known Address:
Asset Holder. WEILL MEDICAL Asset Number:
COLLEGE OF CORNELL
UNIVERSITY
Asset Type: AMTS DUE FOR Reported Date: 2015
UNDELIVERED
GOODS/SERVICES
Asset Value: Number of Shares:
Owner Name: FORESTER LYNN
Last Known Address:
Asset Holder. 21ST CENTURY N Asset Number:
AMERICA INS CO
Asset Type: REFUNDS/OTHER AMTS Reported Date: 2011
DUE UNDER POLICY
TERM
Asset Value: Number of Shares:
Owner Name: FORESTER LYNN
Last Known Address:
Asset Holder: SMITH BARNEY GCIB Asset Number:
Asset Type: DISTRIBUTIONS FROM Reported Date: 2006
OWNER OF INT
(NONADR)
Asset Value: Number of Shares:
Owner Name: FORESTER LYNN
Last Known Address:
Asset Holder HORIZON HEALTHCARE Asset Number:
SERVICES INC
Asset Type: AMTS DUE UNDER Reported Date: 2009
POLICIES OTHER THAN
LIFE
Asset Value: Number of Shares:
Relatives
FORESTER. DE ROTHSCHILD
Relative of: FORESTER. LYNN Degree of Separation: 1
SSN: DOB:
* Match with one of the subject's addresses
Date Address Phone
09/17/2019 - 09/17/2019 *
6S1 CONUNDRUM CREEK RD ASPEN CO
81611 PITKIN COUNTY
141
EFTA01654821
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
09/17/2019 - 09/17/2019 PO BOX 436 ASPEN CO 81612 PITKIN
COUNTY
Associate Analytics Chart
ASSOCIATION WORLD-CHECK? GLOBAL OFAC? ARREST CRIMINAL BANKRUPTCY?
SANCTIONS? RECORDS? RECORDS?
RELATIVES
ASSOCIATES
Florentino, NO NO NO NO NO NO
Confesor
Florentino, Elvin NO NO NO NO NO NO
Neighbor Listings for Subject's Address
435 E 52ND ST RM 18 NEW YORK, NY 10022 NEW YORK COUNTY
Name Street Address Phone Number
IMAI, YOSKE P
IMAI, EIKO C
SUDO, HASEGAWA IYORI
SMYLES, IRIS J
STEWART, SARAH
DAWSON, WENDY L
NEWTON, OLIVER
LEE, MARGARET
COZIER, ANNE
CONTE, AMANDA
PALIZBAN, KATY
ANDREWS, ALYCE
WACKYM, ASHTON RHYS R
SMITH, MICHELE D
CONTE, AMANDA
TRAVIS, MARTHA
LEWINTER, MELVYN R
DELAROSA, KEITH
PALUSHAJ, GJETO
VATERS, ROBERT
AMATO, JUDITH
ROSA, KENNETH
JOHNSON, RITA GAIL
SPINELLI, CARLOS J
MOCHIZUKI, TENLEY
LUSSIER, PAUL
BIEBER, BRUCE
CARRION, REXACH R
JOHNSON, RITA G
MORALES, LAUREN
AMATO, JOSEPH
RAPSON, DENEEN
ELLMAN, MARK
LIEBERMAN, NANCY A
CURRY, RAVENEL
DICCIANNI, ANTHONY
ROSENKRANZ, ROBERT
142
EFTA01654822
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AMI Reference: N/A
LITTLE, GEORGE
MECKLER, ALAN
FARBER, JOHN
RUBINSTEIN, FREDERIC A
HEWITT, CARL
LACH, EILEEN
NICHOLS, GEORGE C
GRAHAM, STEPHEN
NORMAN, MARY KATHRYN
WACKYM, ASHTON
ROCKEFELLER, RODMAN C
LAZETERA, LIANNE
KEAN, KATHERINE
DENEUFVILLE, THOMAS P
ALLISON, PERCY
GIANLUIGI, QUENTIN
MCLANAHAN, LARA
ARYEH, VERA
BAKER, SUSAN
MEJIA, ALBERTO
NAVAR, ALEXANDER
MECKLER, ELLEN
AMIR-MOKRI, CYRUS
ALLISON, JOHN
BLAKLEY-CARTWRIGHT, SARA
BAKER, GENEVIEVE E
CARTWRIGHT, CONSTANCE B
MCLANAHAN, WILLIAM
PICCO, KATHERINE E
MORRIS, GERALD
BAKER, LESLIE
FISHLINGER, JOAN
MEROW, JOHN E
BALBONTIN, CORINA B
BLAIR, CATHERINE G
HUGHES, CHARLES
SARRIA, BENILDA
ROSENKRANZ, ROBERT
STEIN, JOHN
POSTEL JOAN L
QUENTIN, ALEJANDRO
SPEESELITTLE, ASHANA
LIVINALLI, MANOELA D
LORENZOTTI, ALLEGRA G
LORENZOTTI, ALLEGRA G
NARAYANAN,
KRISHNAMURTHY
PELS, LAURA
MOSS, GEORGE
THURMAN, UMA
CARTWRIGHT, CARROLL C
ROSS, HILARY
143
EFTA01654823
Individual Report Plus Associates I FORESTER. LYNN I 05/26/20 10:46 AM I Reference: N/A
PELS, LAURA
NEWHOUSE, JONATHAN
NEWHOUSE, JONATHAN
NARAYANAN,
KRISHNAMURTHY
RIVER, HOUSE
TROY, SUSAN
MICHAEL OKEEFFE
MEJIA, ALBERTO
LORENZOTTI, AMEDEO
NARAYANAN, ADITI
JACOBS, JEREMY
HUGHES, CHARLES
DAVIS, ROBERT
WACKYM, ASHTON R
FORMAN, MARC
PEI, LIANE
KNOX, CATHERINE
GERSHON, MYMA
ADAIR, ALEXANDRA
KLIGFIELD, PAUL
SAMSON, RICHARD
MCGILLIN, HOWARD F
TOYAMA, YUMIKO M
BENJAMIN, JERIMIAH
CASSIDY, JILL
CRESCENZO, CYNTHIA
HORTON, RYAN
CRESCENZO, RICHARD
JONES, DANIEL F
KILB, ALEXIS
CASTELIS, RAUL C
CORTINA, GEORGE
FINDLAY, KARA N
QUENTIN, ANDRES
ORLANDO, CAROL A
CONTRERA, PLACIDO
IMAI, YOSKE P
EIPEL, KENNETH C
FULLER, SCOTT
LANSEY, STEPHAN C
ROSE, MARK E
RITTER, NEIL
JERNBERG, KATHERINE A
VALLE, DORIS
MODAY, DONALD
ESPOSITO, PHYLIS M
BURENSTEIN, DANIELLE S
HANENBERG, KATE
FINDLAY, KARA N
CASSIDY, JILL
GOESCHEL, NANCY
144
EFTA01654824
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
STEINEFt, JAMES
DEMIDENKO, NADEJDA
UNTER, SANDRA
WU, PETER B
THOMAS, KENARDO
HOGAN, ERIN
PEI, LIANE
ABRAMS, PAMELA N
CASTELLS, RAUL C
RISI, JENNIFER
PAKENHAM, DAN
THOMAS, KENARDO
MCGILUN, HOWARD
LEE, MAY
CALLAGHAN, TAYLOR
CALLAGHAN, TAYLOR
JONES, JENNIFER
BROWN, PATRICK
ALEXANDER, ADAIR
RISSO, DORIS A
LURIE, JEFFREY
LURIE, MV
LURIE, JULIAN
LURIE, CHRISTINA
ENGLEY, THOMAS
KENNEDY, CATHERINE
ROTHSCHILD, LYNN
LURIE, JEFFREY
Report section(s) with no matches
Death Records, SSN & Current Address Fraud Alerts, Other Records/Names Associated with Subject's SSN,
Canadian White Pages, Driver's Licenses, Marriage Records, Divorce Records, Marijuana Related Business
Records, Military Records, Licensed Drivers at Subject's Addresses, Global Sanctions, Excluded Parties List
System, World-Check Profiles, OFAC Infractions, Criminal Records, Warrants, and Traffic Citations, Possible Real-
Time Incarceration & Arrest Records, Arrest Records, D8t8 Market Identifier Records, Businesses Registered at
Subject's Addresses, Bankruptcy Records, Docket Records, Waterfront Residency, Property Owners of Subject's
Addresses, Real Property Pre-Foreclosure Records, Motor Vehicle Service & Warranty Records, Vehicle
Registered at Subject's Addresses, Watercraft FAA Aircraft Registrations, Associates
Disclaimer
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therein constitute a 'consumer report' as such term is defined in the Federal Fair Credit Reporting Act (FCRA), 16
U.S.C. sec 1681 et seq. The data provided to you may not be used as a factor in consumer debt collection
decisioning, establishing a consumer's eligibility for credit, insurance, employment, government benefits, or
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to use the service or data for any purpose authorized under the FCRA or in relation to taking an adverse action
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Conditions and our CLEAR Supplier Additional Terms.
145
EFTA01654825
Individual Report Plus Associates I FORESTER, LYNN I 05/26/20 10:46 AM I Reference: N/A
146
EFTA01654826