EFTA00014685

09 2002 JPMorgan Chase Bank New York. NY 10154-1002 JPMorgan Private Bank Account Number • Confidential Page 1 of 9 JEFFREY EPSTEIN Asset Account Portfolio September I - September 30, 2002 Table of Contents Page Portfolio Summary 2 Cash and Short Term 3 Trade Activity 5 Account Transactions 6 Account Officers Service Specialist RILEYIHORNBECKER 000000 0000 00 0000000000000020 COX00 JEFFREY E EPSTEIN C/O FINANCIAL TRUST COMPANY ATTN JEANNE BRENNAN ST THOMAS VI 00802 GOVERNMENT EXHIBIT 504 52 20 Cr. 330 (MN) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005505 Chase EFTA00014685 09 2002 JPMorgan Chase Bank New York, NY 10154-1002 fl JPMorgan Private Bank Account Number. Asset Account Portfolio Page 2 of 9 JEFFREY EPSTEIN September 01, 2002 • September 30, 2002 Overview renke( Vera 1.1S0 lirker Valpe US() Tex Enlmetee Annua( Portfolio Summary Cash & Short Term 54030 6,838,687.24 Aur3f 14,816,643.79 COM USO 6,838,687.24 incom• (,30 109,416.12 Except kr the Depcwt Acta"! (e ~ir) end the osen sn pro Aue( notam( (Mon Total 6,838,687.24 14,816,643.79 6,838,687.24 109,416.12 n maure° dapOUIS wrtn.IPMCI) nr» of Me "...nemme rekna/ tn (hm stammen: of yre Aser notam( 'menene ~ml fonds ro FOPC munn% of benk depcorts Accrued Income 11,992 75 22,043 45 Obkg•bovg of Of gvaiar4000 by JANCO of (my o( on bank av trwer offhtwes ((mins Total Portfolio Value 6,850,679.99 14,838,687.24 OVIgnuu9e md.:0W) Sven SOCurgain and otnrommtments ro sotra k, "remmen; na&ameiude)9 Pass«. bas c( inong~ ~Nag ~nagd Soo 'Importen( information obo& gauv JPMSP EkoMene Aceount cg the end ot the Aszet Accourd ~ho Asset Allocation Income Summary 100% Cash and Short Term Thls Perler USD Vw to Dele USD` Taxable Interest 949.99 949.99 U.S. Tax Exempt Dividends 21,093.46 21,475.74 Total 22,043.45 22,425.73 Contidential Treatment Requested by JPMorgan JPM-SDNY-00005506 Chase EFTA00014686 09 2002 JPMorgan Chase Bank New York, NY 10154-1002 JPMorgan Private Bank Account Number. Asset Account Portfolio Page 3 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Cash and Short Term Summary by Maturity Current Starner Value Estimated Annual Income USO USO Cash 957.08 12.44 Less Than 3 Months 6,837,730.16 109,403.68 Total 6,838,687.24 109,416.12 Current yield is displayed for instruments with no maturity and YTM on market is displayed for instruments that mature. Cash and Short Term by Type Warded( Tax Cost CUMIN Estimated Current Oescription ni d Marker nd Marker Wks USD Unrearae4 Annual YMIM CusipSeanatoody's Rating dummy Quantify Original Price Original ACCILIOCI MIMS( USO ON/14.055 USO Income USD VIM % Cash JP MORGAN TAX FREE MONEY MARKET USD 957.08 1.00 1.00 957.08 957.08 12.44 1.30 PREMIER CLASS SWEEP FUND (92) 0.83 (SWEEP DEADLINE IS 11:30 AM EST) 7-Day Annualized Yield: 1.27% Short Term by Maturity J P MORGAN TAX FREE MONEY MARKET USD 6,837,730.16 1.00 1.00 6,837,730.16 6,837,730.16 109,403.68 1.60 FUND INSTITUTIONAL SHARE CLASS 11,991.92 (FUND 840) 7-Da Annualized Yield: 1.52% Confidential Treatment Requested by JPMorgan JPM-SDNY-00005507 Chase EFTA00014687 09 2002 JPMorgan Chase Bank New York, NY 10154-1002 ° JPMorgan Private Bank Account Number Asset Account Portfolio Page 4 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Cash and Short Term by Type continued Unir Cost Tax Coat Covent Estimated Current Desorption Ststso' Mania Atiped Margot Value USO Unrealized Annual Weld' CusipS&P Moody's Rating Currency Ouantiry Original Price Original Accrued Interest USO Galatoss USO Income USO WM Total Cash and Short Term 6,838,687.24 6,838,687.24 0.00 109,416.12 1.60 11,992.75 important Information ~U. Pricing and Valuations Ripen some or went are graded by prang Serr,Ce3 a OW« SWOP, rh e deem meet% we not gueranteed b ~Pea aas terazahle valuer Confidential Treatment Requested by JPMorgan JPM-SDNY-00005508 Chase EFTA00014688 09 2002 JPMorgan Chase Bank New York, NY 10154-1002 JPMorgan Private Bank Account Number. Asset Account Portfolio Page 5 of 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Trade Activity Realized Gain/Loss Summary Amount USD Short Term Gain/Loss 0.00 Long Term Gain/Loss 0.00 Note: S incicates Short Term Realized Gain/Loss L indicates Long Term Realized Gain/Loss Capital gains and losses on sales with missing or incomplete tax cost are identified with WA. Trade Activity by Type Trade Semement Realized Care Clare Type OeungifIon Currency Quantify P/1OVUM Name CostoProcels Tax COW Gainless 050 Settled Aug 30 Sep 3 Purchase J P MORGAN TAX FREE MONEY MARKET USD 21,086 37 1.00 - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 84O) Sep 10 Sep 10 Sale J P MORGAN TAX FREE MONEY MARKET USD - 2,000,000 1.00 2,000,000.00 - 2,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 16 Sep 16 Sale J P MORGAN TAX FREE MONEY MARKET USD - 1,000,000 1.00 1,000,000.00 - 1,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 18 Sep 18 Sale J P MORGAN TAX FREE MONEY MARKET USD - 5,000,000 1.00 5,000,000.00 - 5,000,000.00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Confidential Treatment Requested by JPMorgan JPM-SDNY-00005509 Chase EFTA00014689 09 2002 JPMorgan Chase Bank New York. NY 10154-1002 JPMorgan Private Bank Account Number. Asset Account Portfolio Page Got 9 JEFFREY EPSTEIN September 01, 2002 - September 30, 2002 Account Transactions Cash Activity Summary Amount1MS Amount Year Penod USD to Date USD' Beginning Balance .00 Credits Dividends 21,093 46 21.475 74 Taxable Interest 949.99 949.99 Sweep Account Sales 48,998.65 Sales, Maturities, Redemptions 8,000,000.00 18,000,000.00 Miscellaneous Receipts 24,767,645.14 Debits Sweep Account Purchases - 957.08 - 1,339.36 Purchases of Securities - 21,086.37 - 24,837,730.16 Miscellaneous Disbursements - 8,000,000.00 - 18,000,000.00 Ending Balance .00 *Year to date information is calculated on a calendar year basis. Activity by Date Settlement are Type Quantity Descnplton Amount USD Sep 3 Dividend JP MORGAN TAX FREE MONEY MARKET 7.09 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 3 Interest INTEREST FOR AUG. @ 1.4% ON NET 949.99 AVERAGE COLLECTED BALANCE $798,956.29 AS OF 09/01/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005510 Chase EFTA00014690 09 2002 JP111organ Chum: Bank New York, NY 10154-1002 q1PMorgan Private Bank Account Number. Asset Account Portfolio Page 7 of 9 JEFFREY EPSTEIN September 01, 2002 • September 30, 2002 Activity by Date continued Sealentenz One TYPe Gummy DeSCOMM Amount VW Sep 3 Dividend J P MORGAN TAX FREE MONEY MARKET 21,086 37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) Sep 3 Purchase 21,086.37 J P MORGAN TAX FREE MONEY MARKET - 21,086.37 FUND INSTITUTIONAL SHARE CLASS (FUND 840) INCOME DIVIDEND REINVESTED a $1.00 J.P.MORGAN SECURITIES INC AS AGENT TRADE DATE 08/30/02 Sep 3 Purchase 957.08 JP MORGAN TAX FREE MONEY MARKET - 957.08 PREMIER CLASS SWEEP FUND (92) (SWEEP DEADLINE IS 11:30 AM EST) Sep 10 Sale - 2,000,000 J P MORGAN TAX FREE MONEY MARKET 2,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/10/02 Sep 10 Misc. Disbursement TRANSFERRED BY WIRE TO - 2,000,000.00 PALM BEACH NATL BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 16 Sale - 1,000,000 J P MORGAN TAX FREE MONEY MARKET 1,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/16/02 Confidential Treatment Requested by JPMorgan JPM-SDNY-00005511 Chase EFTA00014691 09 2002 JPMorgan Chas: Bank New York, NY 10154-1002 q1PMorgan Private Bank Account Number. Asset Account Portfolio Page Sof 9 JEFFREY EPSTEIN September 01, 2002 • September 30, 2002 Activity by Date continued Sealenteen One type Gummy Descraalon Amounr USD Sep 16 Misc. Disbursement TRANSFERRED BY WIRE TO - 1,000,000 00 PALM BEACH NATI BK 8 TR CO FAO JEFFREY EPSTEIN LETTER FROM CLIENT Sep 18 Sale - 5,000,000 J P MORGAN TAX FREE MONEY MARKET 5,000,000 00 FUND INSTITUTIONAL SHARE CLASS (FUND 840) J.P.MORGAN SECURITIES INC AS AGENT a 1.00 TRADE DATE 09/18/02 Sep 18 Misc. Disbursement TRANSFERRED BY WIRE TO - 5,000,000.00 PALM BEACH NATL BK 8 TR CO FAO GHISLAINE MAXWELL LETTER FROM CLIENT Confidential Treatment Requested by JPMorgan JPM-SDNY-00005512 Chase EFTA00014692 09 1001 JPMorgan Chase Bank Nen York, NY 10154-1002 JPNlorgan Private Bank Account Number Asset Account Portfolio Pact: .C) of C: JEFFREY EPSTEIN September 01, 2002 - September 30. 2002 In Case of Erma or Questions About Your Sabena Transfers. Contact bow Mogan Teemat abed me wwwpwooe runvuus on the front dine statement°, nice us at 500 Stanton ChnstanoRoad. LOPS, Nowak CIE 10713-2107 as noon as mica. el you (AM woe staternont is wrong a I souneedMae anforeretronatnot • WSW on me statement We must nee, mom you no IOW than CO days, atter ee sent youMe FIRSTstelement on which the arrow pasternappeared ( ) Ton us >0W mono an account nuntor (2)DesaneSe Mate to Minster you are WWIa about and expawas Mat as you can shy you oetevert is in incur why >Ou need more +Mammon (3) fed us the dose...moat of Pro SuSpaCled too. If you contact us orgy yaw must send us yap conplant a Question ,n wnnno sal 10 business days in ado* to presseywyout runts We WAY olveStyaleyOur COMplatn: and va Correct any era iyorpoy It we take erria than 10 ousmway days ro do this (20days Ice purameausno yow timecard ce anternanonoltrensacbons) we val cad,t woe asount fa me amount yX, Hulk U n and SO the( yew Mr Mae the use or frOney dam; He an* 4 fain us to COmpanteOunn.estgaton M as a area or questions about your statement, including yew tine of credit. if you thmic that jots statement a incarect a (you need mete ficrmabon about a bansecton on put Maternent including a kr& of cred.f tense:Um you must ado bus on a secaate sheet describing the face and sans:etc JPMorgan Alva. Bank 500 Stanton CITASNMa Road. l/OPS3 Nowak OE 107134107. We must his ban pal no ate than 60 days Me' me Matron. on whch 070 era or peobtam appeared is sad You can contact sour dantsewn. somata! but sloop so nes not enamor your ryas In your Man plowse pond* the kituang ofeemiston (Shea name and account number (2) Ows donor amount of the sospocled ever and (3)• dowager,of the arse end expeinatcrt ✓you con why you bedew then is an ono. If youneed more infarreebon you must Marto the Own you we unsure about The allergen Funds or rho -Morgan InatIrtational Funds or The American Century Fends JP Morgan Funds Disbnufas Ire o the distributer of the J P Morgan Fords end AmericanCentury Investment SeamsInc is the Waimea sifts Amman Century Funds "Meagan Investment Manaderrent Mc and Arnencon Century Investment Alanagarrant save as .nvestment Mons to Mee respectiveItna rennia3 Snores of the funds be net WM deposes end wenot ameenfeedDy any bank government entity. a Me FOIC. Ram and shwepnas wit NCNB* end redact:4)am navemay be more alms than airs , ast WM@ the meneymelkelfun& seek to mantel,' a slablenet easel yoked $IMI per Share. thenle nO SMUlancetnet they wit continueto do so. Theostintedannualmammal dreidendyieW figums for naval funds apemen/ the funds' most 'scent income &Wenddemote& If you have Owen one of tie sweep mutual funds you aye nobled Mal portion in me Ana Money Make Sweep Fund ntordoord hoOmos its the "'Wildman POMO Wet "VW Fund. P 7M 0M Me Fedora, they MMAM Sheep Fund represent holdings h the JPOkroan Fedeal Money Market Food and porton, vo the nix Exalt( Money Make( Sweep Fund represent holdags in the JPIAcegon Tax Exempt Money Mika Fund JPMorgan Amato Bank n VA mekoOng nano for He;ova bankng buns. conducted by! P Mogan Chase a Co thrOuln ds subsdronos twandvolo mauling JPIdensan Chase &Mina:coon Trust Ccerpany. NA end J P Morgan Snuntea Inc JAMS!a a mentor olio. Becomes Investor FhoSocton Ccrpreobon (SIPC). a not-kr-padmemorial's cosoralson funded by broxisecteasses redacted sal the Seamen and ExchangeComma:won Sowings and cosh hold fa • customise account at JPIASI ore protected up 10 On amount of 550000000 The Ina $500,000 of emission. which nudges up b$100.000 of prolocton kr cosh a troweled by SIPC Te Marco ate pia•COOn linen ockeles up to an Mahone( 5900000 of praaton fa cash. S guided by a secants* Excess Securities Bend Sped by Treaters Casualy and SuretyCompany *Minna Thus SPC and excess &PC protection does not scowl agamt bases from fluctuations in the value ante secants Assets bald in tt eledy by JPMCB are net meted to SIM omens Confidential Treatment Requested by JPMorgan JPM-SDNY-00005513 Chase EFTA00014693