EFTA00166799

KYC Print Page 1 of 23 DB PWM GLOBAL KYC/NCA: PART A rA KYC Case 0 : 01133624 Status : 6. Approved One sheet must be established per relationship - list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Paul Marx II New PWM Relabcaship O Boating PWM Relationship Relationship to MYRI: If existing, please indicate since when the relationship exists, provide reason for new prone and attach ad profile: CI Client Referral g RM Prospect O Intermediary/KM • Cater Source (CIS, etc.) How Was the Cheap) Introduced' How long has the please provide details (e.g. name of referral source, ow many years RM personally has known client. etc.): Jeffrey Epstein is PM personally known the a current client of the Bank. Wants to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client (lent> of Paul's at JP Morgan. Paul and Jeffrey Epstein had mutual friend/colleague who introduced them while Paul was at JPIlorgan. Over the course dl a few meetings Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a O Yes I2 No retrocession Cr unilar compensation to a thud party for the introduction of this (If Yes, describe/. relationship/ List all Rettig and new accounts involved In this relationship Legal Entity Account Name / Number Opening Date Ontended/actual) Account(s) 1 RI Hyperion Ak Inc 10/16/2013 2 El Hyperion Air Inc — Money Market 10/16/2013 3 2 Hyperion Ak LLC 10/16/2013 4 2 Hyperion Ak LLC -- Money Market 10/16/2013 5 2 JEGE Inc 10/16/2013 6 ig JEGE Inc — Money Market 10/16/2013 7 2 JEGE LLC 10/16/2013 a a JEGE LLC -- Money Market 10/16/2013 9 a Plan D, LLC 10/16/2013 10 2 Plan D, LLC — Money Market 10/16/2013 Who is the primacy contact person cc the RM/ (Note: Preferred method of fax contact This person needs to have Harry Beller (indicate phone no., no, signatory rights and/or e-mail address, etc ): information right for the accounts.): 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002573 EFTA_000 16047 EFTA00166799 KYC Print Page 2 of 23 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Hyperion Air Inc Acct Number (elavadtde) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account, custody services, lonoterm invesbnent, payment/expense account)' Checking account to hold the funds necessary for the costs associated wth owning/running one of Jeffrey Epstein's airplanes Indicate from where the asset are expected to arrive' • DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account dela/5): Eil Other Institution (Indicate name & location): 1PPlorgan. New York O Physical Deposits (specify cash, securities, cheques, ••.): What is the expected site and frequency of regular Inflows and outflows fa the account (indicate estimated number and volume per month)': Roughly 10 Inflows and outflows per month ranging from $1,000 to $10,000 150000 I Currency What is the expected volume of assets and currency for the account approx. 90 days after opening' I USD 1100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Asset Under Management (MN) within 08 under Eur. " 0 Yes 5 No Please list all parties related to the account For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1an be selected). • If none of the check boxes apply, describe the party's relation to the account In the "Other column. • Always describe the relationship between the parties in the last cilium. • Please drill down to the ultimate/underlying Beneficial Owner(s) .egal7escripbon AccourOIC Sealer of Ukimate `Signatonlmitedignancial Significant -egal Grantor/SettlorroundincaOthe Entity of Source liskter Jwnellust / Benelkialsr Full POA IMermearySharetiolderRepresentatoe Donor (please of Wealth Pounder ctOwner POA (RH) (>-25%) descnbe required Foundation NonOIC other roles entity and/or Parties (indicate indicate related to 'meshes relationship this 1b) between 'account parties) 1 El El HYPerbri AP, Inc l 0 O O O O OU O O O Jeffrey Do 2 ElEd f a h mi Ed E DU 0 0 0 Many O O a 3 • • Belkr O • O O • O O 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002574 EFTA_00016048 EFTA00166800 KYC Print Page 3 of 23 2. Account Ownership Summary Account Name: Hyperion Air Inc — Money Market Aca Number Of avadatilei Account Manager: Paul Monty What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary foe the costs associated web ownIng/n.mnIng one of Jeffrey Epsteln's airplanes indicate from where the assets are expected to arrive' O DB Group: Same Boolthg Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account cleats): El Other Institution (Indicate name & location): Ohloroan. New York Ill Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1.3 mflows and outflows per month ranging from $1,000 to $10,000 What Is the expected volume of assets and currency for the account approx. 90 days alter 1100000 'Currency 1 USD opening' What is the expected volume or assets and currency for the account approx. one year after 1200000 'Currency I USO opening' Does/will the client have Assets Under Management (AuM) within DB under Eur 3N1' OYes 5 No Please list all parties related to the account. For each party: • Check if a source of wealth description Is required for the party. • Check the appropnate box to describe the relabonship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties i the last olumn. • Please drill down to the ultimate/underlying Beneficial Owner(s) _coal Description (count PlC Settler of Ultimate Signaler) limitedFinarxial ' nificant -egal GrantoriSettiorfoundingeOther Entity of Source Holder awneatust / Rene& obi Fun ROA ntermedla ateholderRepresentative Donor (please of Wealth Founder &Owner ?OA FIM) >,,s%) descnbe cowed . Foundation on-PIC other roles stay and/of Parties indicate indicate related to mership relabonship this • ) between account parties) 1 D 9 Epstein O km" OO 2 0 L, O O O O 2 g g HYPerion Inc n,0-01 O O O O O • O O O 3 O • HanY Beller D O n a a D MI ii D O Imps 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002575 EFTA_00016049 EFTA00166801 KYC Print Page 4 of 23 2. Account Ownership Summary Account Name: Hypenon Air LLC Acct. Number ellavadatk): Account Manager: Paul Moms What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated wth ovnang/ninnIng one of Jeffrey Epsteln's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account details): 10 Other Institution (Indicate name & location): Pflorgan. New York O Physical Deposits (specify cash, securities, cheques....): What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per myth ranging from $1000 to $10,000 %000 ICurrency I USD What is the expected volume of assets and currency for the account approx. 90 days after opening' I 1100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets Under Management (AM) within DB under Eur. 3/4? • Yes 2 No Please list all parties related to the account. For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties I the last olumn. • Please drill down to the ultimate/underlying Beneficial Owner(s) _coal Description (count PlC Settler of Ultimate Signaton LmitedFmarxial Significant .egad GrantoriSettiorfounchntrOther Entity of Source molder awnearust / Rene& iator Fun ROA IntermedLe areholderRepresentative Donor (please of wealth Founder orOwner ?OA (Fill) >,•2944) descnbe cowed . Foundation on-PIC other roles entay and/or Parties Indicate indicate related to mership relationship this %) between account parties) I 9 9 nt, ttiPellW1 LLC 9 D O O O O O O O O O 9 Jeffrey O O 0 O O O O O Epstein "y." 12) 2 3 I II H Beller O O O le N O O II D O Imps 'on?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002576 EFTA_00016050 EFTA00166802 KYC Print Page 5 of 23 2. Account Ownership Summary Account Name: Hyperion Air LLC — Money Market Acct. Number Of evadable): Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term invesbnent, payment/expense account)' Money account to hold the funds necessary for the costs associated wth owning/running one of Jeffrey Epstein's airplanes indicate from where the assets are expected to arrive' O DB Group: Same Boolthg Center (indicate account number): O DB Group: Other Booking Center (indicate DB Location and account cletais): El Other Institution (Indicate name & location): 1Pflorgan. New York • Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1-3 inflows and outflows per month ranging from ;1000 to $10,000 What Is the expected volume of assets and currency (or the account approx. 90 days after 1 100000 I Currency I USD opening' What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD Welling' Does/will the client have Assets Under Management (AuM) within DB under Eur 3M' O yes Kr] No Please list all parties related to the account. For each party: • Check If a source of wealth description is required for the party. • Check the appropnate box to describe the relationship of the party to this account (> 1can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other* column. • Always describe the relationship between the parties I the last olumn. • Nene drill down to the ultimate/underlying Beneficial Owner(s) _coal Description (count PlC Settler of Ultimate Signation UmitedFmandal (Significant -egal GrantoriSettiorfoundocrOther Entity of Source Holder Ovine (rust/ Benefkialor Fun POA intern edlarysharefloldervepresentative Donor (please of wealth Founder orOwner ?OA (Fill) (>•.2944) describe cowed . Foundation Non-PIC other roles entity and/or Parties (indicate indicate related to ownership relationship this le) between account parted) 1 9 9 "Ind Air, LLC 0 El O O O OO O O O Harry O 2 O O Bel ❑O O O 0 O O O O O 5 Jeffrey r, O O 3 I Epstein i—I 2 N O O ii D O Imps 'on?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002577 EFTA_00016051 EFTA00166803 KYC Print Page 6 of 23 2. Account Owners ip Summary Account Name: NW Inc Acct. Number (If evadable). Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account custody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated with overlie/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB Location and account details): RI Other Institution (Indicate name & location): Wflorgan. New York O Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and outflows for the account (indicak estimated number and volume per month)/ Roughly 10 inflows and outflows per myth ranging from 91000 to 910000 150000 ICurrency I USD What is the expected volume of assets and currency for the account anima 90 days after openings 1100000 ICurrency I USD What is the expected volume of assets and currency for the account approx. one year after opening' Does/will the client have Assets Under Management (Aunt) within DB under Eur. / II Yes R)No Please list all parties related to the account. For each party: • Check W a source of wealth description Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party's relation to the account in the 'Other' column. • Always describe the relationship between he part es n the last column. • Please drill down to the uflimatehanderlytng Beneficial Owner(s . ..egal Description AccountOK Settior of Jltimate Snsnatory_imtedrnancral Significant legal GrantonSettfor Founderg Other Entity of Source *rider Ownertrust / Beneficial dr Full ?OA Intermerlary Shareholder Representative Donor (please of wealth :launder of Owner POA ,FIM) .. - .25*) dtscnbe equired Poundals,' Jon-PIC other roles entity analo Parties 'indicate indicate related vnership relabonshi to this N) between account (padres) SEGE 1 D (2) Die • ei a o O O o O O L ksteffrey n . O z • El Epstein 1---, El El O O O O • rry O • n • O BH ealler O 2 • O E O El Imps 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002578 EFTA_00016052 EFTA00166804 KYC Print Page 7 of 23 2. Account Ownership Summary Account Name: JEGE Inc — Money Market Acct Number Ofavadatiel Account Manager: Paul Mortis What is the purpose of the account (e.g. portfolio management advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary for the costs associated wed owning/running one of Jeffrey Epsteln's airplanes Indicate from where the assets are expected to arrive' 0 DB Group: Same Bookaig Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account detais): 5 Other Institution (Indicate name & location): 1Pflorgan. New York 0 PhYskal Deposits (specify cash, securities, cheques..-): What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)': Roughly 1-3 inflows and outflons per month ranging from $1000 to $10,000 1100000 ICurfency I USD What is the expected volume of assets and currency for the account appria 90 days after opening' What is the expected volume of assets and currency for the account approx. one year after 1200000 'Currency I USD opening' Does/will the client have Assets Under Management (Anal) within DB under Eur 3M' ales INo Please list all parties related to the account For each party: • Check if a source of wealth description Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> I can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s . _coal Description AccountOK Settior of Jltimate Signatory_imRedinancial Significant legal GrantooSettfor Founding Other Entity of Source Holder Ownertrust / Beneficialat Full ?OA intermeoary Shareholder Representative Donor (please of ivealth Pounder of Owner POA ,F1/1) .-?Sr) dtscnbe cowed Foundation on-PIC other roles entity andior Parties 'indicate indicate related pimership relationship to this N) between account ipartes) _ 1 ED Ea JEGE Inc • 2] a o o o o o L z • El k steffrey n Ep in 1---, . 0 El El 0 0 0 0 • rry 0 • n • 0 BHealler ❑ 0 2 • 0 E E El Imps 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002579 EFTA_00016053 EFTA00166805 KYC Print Page 8 of 23 2. Account Ownership Summary Account Name: JEGE LLC Acct Number (favadable) Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account ustody services, long-term investment, payment/expense account)/ Checkkig account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstelifs airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB Location and account details): 2 Other Institution (Indicate name & location): 1Pflarger,. New York El Physical Deposits (specify cash, securities, cheques..-): What is the expected size and frequency of regular inflows and outflows fa the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 I Currency I USD What is the expected volume of assets and currency for the account ataxia 90 days after opening' I 5°I))) 1100000 I Currency I USD What is the expected volume of assets and currency for Ihe account approx. one year after opening? Does/will the client have Assets Under Management (Anal) within DB under Eur. 314/ Oyes ri No Please list all parties related to the account. For each party: • Check If a source of wealth description Is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the uttimatefunderlying Beneficial Owner(s . .egal Description AccountOK Settior of Jltimate Sgnatory_imrtedinancial Significant legal GrantooSettior Founding Other Entity of Source Holder OwnertruSt / Beneficial,, Full ?OA Intermssary Shareholder Representative Donor (please of wealth sounder of Owner POA l'FIM) ..-.2Ss,) descnbe cowed Poundal's° on-PIC other roles entity and/or Parties 'indicate indicate related gime/ship relationship to this N) between account ipartes) 1 O O Bells "a " o ❑ a o El 2 O O E L 2 5 2 JEGE, LLC la • O O O O O O O • • O • 2 EJeffrey pstnn inI—J 2 2 • O O O O Imps D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002580 EFTA_00016054 EFTA00166806 KYC Print Page 9 of 23 2. Account Ownership Summary Account Name: JEGE LLC -- Money Market Acct. Number (a'avadra ): Account Manager: Paul Marls What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long-term investment, payment/expense account)' Money account to hold the funds necessary for the costs associated wth ownkig/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive' li DB Group: Same Boolthg Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account Otte/5): El Other Institution (Indicate name & location): 1Pflorgara New York • Physical Deposits (specify cash, securities, cheques....): What is the expected site and frequency of regular inflows and outflows for the account (indicak estimated number and volume per month)': Roughly 1-3 inflows and outflows per myth ranging from ;1000 to $10000 What is the expected volume of assets and currency for the account appna 90 days after opening, ' 1°°00° I Currency IWO What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD opening' Does/will the client have Assets Under Management (Anal) within DB under Eur 3M' Ores El No Please list all parties related to the account For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this account (> 1can be selected). • If none of the check boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the ultimate/underlytng Beneficial Owner(s . _coal Description AccountIC Settior of Jitimate Sgnatory_imrtedinancial Significant legal GrantooSettfor Founding Other Entity of Source Holder °wheel-rust / Beneficialair Full ?OA Intermelary Shareholder Representative Donor (please of Wealth "launder of Owner POA 'PIM) '-?Sec,) dtscnbe equired Poundals,' Ion-PIC other roles entity anchor Parties 'indicate indicate related mnetship relationship to this s) between account (parties) i El E?) GE. _ LLC H El 0 O 0 0 0 0 E L 2 • E.) wi • O Epstemtty 1in --. El El 0 0 0 O • rry O • n • 0 BHealler ❑ 0 2 • D E O El littps://dbforcepb.my. sal et/serviet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0002581 EFTA_00016055 EFTA00166807 KYC Print Page 10 of 23 2. Account Ownership Summary Account Name: Plan D, LLC Acct Nunter °Ian"(ak) Account Manage: Paul Morris What is the purpose of the account (e.g. pxdoho management advisory account custody services, long-term investment payment/expense account)/ Checkkig account to hold the funds necessary fee the costs associated with ovnang/ninnIng one of Jeffrey Epsteln's airplanes Indicate from where the assets are expected to arrive/ O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booking Center (indicate DB location and account details): RI Other Institution (Indicate name & location): 1Pflorgan. New York O Physical Deposits (specify cash, securities, cheques....): What is the expected size and frequency of regular inflows and out fa the account (indicate estimated number and volume per month)'+: Roughly 10 inflows and outflows per month ranging from $1000 to $10,00 150000 What is the expected volume of assets and currency for the account ewer. 90 days after opening/ I CurnaCY I USD 1100000 I Currency 'USD What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets Under Management (Aual) within DB under Eur. / III Yes El No Please list all parties related to the account. For each party: • Check tf a source of wealth description Is required for the party. • Check the appropnate box to describe the relationship of the party to this account (> 1 can be selected). • If none of the ch ck boxes apply, describe the party relation to the account in the 'Other' column. • Always describe the relationship between he parties n the last column. • Please drill down to the ultimate/undedying Beneficial Owner(s . _coal Description AccountOK Settfor of Jltimate Srgnatory_imdedrnancial Significant legal GrantooSettior Founding Other Entity of Source Wrier °newel-rust / Beneficial or Full ?OA Interme6ary Shareholder Representative Donor (please of wealth :Rounder of Owner POA ,FIM) • -.25*) descnbe moulted roundalaso eon-PIC other roles entity andior Parties 'indicate indicate related ometship relationship to this N) between account ipartes) 3 9 9 Plan D' la LLC O O O O O O O O 2 I:1 2 jeffreY O Epstein OO 2 2 o o O e • 3 • • HanY Bel ❑ O • D O 2 • O E O El Imps 'on?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002582 EFTA_00016056 EFTA00166808 KYC Print Page 11 of 23 2. Account Ownership Summary Account Name: Plan D, LLC — Money Market Acct. Number 6/svadafeet. Account Manage: Paul Morris What is the purpose of the account (e.g. portfolio management advisory account custody services, long-term investment, payment/expense account)'' Money Market account to hold the funds necessary for the costs associated with owning/running one ci Jeffrey Epstein's akplanes Indicate from where the assets are expected to arrive' O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booking Center (indicate 06 location and account Octets): El Other Institution (Indicate name A location): Whlorgan. New York O PhYskal Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicaW estimated number and volume per month)': Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after 1100000 I Currency I USD clothing, What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency opening' I USD Does/vd0 the client have Asset Under Management (AuM) within DS under Eur. , O Yes 2 No Please list aN parties related to tM account. For each party: • Check If a source of wealth description is required for the party. • Check the appropriate box to desc be the relationship of the party to this account (> 1can be selected). • If none of the ch ck boxes apply, escdbe the party relation to the account In the 'Other' column. • Misery, describe the relationship between he parties in the last column. • Plate drill down to the ultimate/underlying Beneficial Ownes(s . .egal Description AccountbK `Senior of Atimate gignatoryOrNtedtinarxial Significant kepi UrantoriSettortoundMgOther Entity of Source Holder 3wnerTrust/ Beneficial, Full ?OA rntermerlary ShareholderCepresentative Donor (please of Wealth sounder of Owner VA ;MM) ;>,..25%) describe required roundabon Yon-PIC other roles entity and/or Parties (Indicate Indicate related ownership relationship to this 40 between account parties) Man D, izi 1 2 2 LLC O O O O OO O O O 2 O 'Ta mer ri O O 0 El OO O O O kstein ' Ep 3 • II BMarl' eller O O • O 5 • O • • • https:// 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002583 EFTA_000 16057 EFTA00166809 KYC Print Page I2 of 23 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein - 00000483289 Date of Birth. 1/20/1953 Country of Residence: USVI Country d Citizenship: USA Has client resided outside of Lille Saint James Saint Thomas 00802 US Virgin Islands Ns/her country of nationality El yes ®No Address of primary residence: far S years or more Profession/Occupation: Self Employed Tax ID / SSN: Current Employer: Southern Rnancial LLC Posibon/Trtle/Rank: President Address of employer: 6100 Red Hook Quarter 83 St Thomas USW 00802 Does the person work as senior executive of a DB-recognized regulated entity in the financial r--i ridustry, or an entity listed on DB-recognised exchange' (Not applicable for operating entitles Li Yes Z No Is the individual a Politically Exposed Person (PEP)'(d Yes, cksente) O Yes E4g No To the best of your knovAedge, is the individual related to an employee of the D8 group'(d 0 Family 0 Flints/Up 2 None FM* or Friendshs detaibt) To the best of your knowtedge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or • Yes 0 No services)'(/ Yes,decarbe) If applicable, indicate which bank officers have met the Indicate Mitre and when the client mei:6819(s) took place: person: Client Private Client Place Bank Officer Name(s) Bank Office: of Other Location (specify): Date: Domicile: Business: O • O O O • ID El iii O Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the IndlVduars Business: Private nts Primary Country of source of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds' Summarize Source of Wealth: g Business owner 0 salary/Earnings investment 0 Inheritance/Gifts 0 Other: Further Describe Source of WeaRh /Detail the history of swath or each of the sources: (e.g. For trusts, how did settlor accumulate wealth' For inheritance, how did family accumulate wealth'For business owners, how long in bushiest, how many employees, level of profitability' Indicate type of business, countries of mayor activities, Mportant business partners.) Epstein begs his financial career in 1976 as an options trader *Bear Steams and became a partneri n 1980. In 1982, Epstein founded his awn finance] management firm, 3. Epstein 8 Co., managing the assets of clients with more than a billion In net worth. In 1996, Epstein changed the name of his film to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. Al of his clients were anonymous except for the very wealthy businessman Leslie Wexner. its wealth has come from his days at Bear Steams and his financial management firms Estimated Annual Income($): 10,000,000.00 Estimated amount of investable assers($): $100 MM - 500 MM Estimated Net Worlh($): $100 MM • SOO MM Mauro of assets planned to invest with PWTI($): Other Known Fnancial Institutions: Institution 3Pflorgan I Country: USA Est Assets Under Mgt: '200,000,000.00 https://dbforcepb.my et/servIet.Integration?lid=01N30000000D9Di&e 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) D6-SDNY-0002584 EFTA_00016058 EFTA00166810 KYC Print Page 13 of 23 Institution: Counby: Est Asset Under Mgt: Institution: Counby. Eu Asset Under Mgt: Please indicate the famly situation of the individual (marital status, other family members, etc.): Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-OIN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002585 EFTA_00016059 EFTA00166811 K YC Print Page 14 of' 23 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Harry Beller - Date of Birth. Country of Residence: USA Country d Ctzenship: USA Has client resided outside of his/her country of nationality El yes ®No Address of primary residence: for S years or more Profession/Occupabon: Accountant Tax ID / SSN: Current Employer HOOK Associates, Inc Position/Title/Rank: Address of employer: 575 Lexington Avenue, 4th Floor New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial r--i ndustry' or an entity listed on DB-recognised exchange' (Not applicable for operating entitles L.l Yes Z No Is the individual a Politically Exposed Person (PEP)>(dYes, cksente) Oyes O NO To the best of your knovdedge, Is Me Individual related to an employee of the DB group'(d CI Family 0 FrierxIstilp 2 None FM* or Friendshs detaibt) To the best of your knowtedge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, client referral source, suppler of goods or • Yes Iii No services)'(/ Yes,decarbe) If applicable, indicate which bank officers have met the Indicate where and when the client meeting(s) took place: person: Client Private Client Place of Bank Officer Name(s) Bank Office: Other Location (seedy): Date: Domicile: Business: Paul Morris O • 0 9/13/2013 O O O ID El II 0 Wealth Details for this individual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the IndlVduars Business: Primary Country of source of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds' Summarize Source of Wealth: DElusiness owner 0 Salary/Earnings 0 Investment 0 Inheritance/Gifts 0 Other: Further Describe Source d Wealth /Detail the history of wealth or each of the sources: (e.g. For trusts, how did senior accumulate wealth' For inheritance, how did family accumulate wealth'For business owners, how long in business, how many employees, level of profitability' Indicate type of business, countries of miler activities, important business partners.) Estimated Annual Income($): Estimated amount cf investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PWTI($): Other Known Enamel Institutions: Institution: Country: Est Assets Under Mgt: Institution: Country: Est Assets Under Mgt Institution: Country: Est Assets Under Mgt: 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002586 EFTA_00016060 EFTA00166812 K YC Print Page 15 of 23 Please indicate the family situation of the individual (marital status, other family members, etc.): One sheet mint be established for EACH LEGAL ENTITY in Section 2. Account Somme I 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: Hyperion M. LLC - 00000487225 O FoundatavAssaiabon El Trust RI Company O Estate Pi Private Investment • Type of Entity: Purpose of Early: phuneruppk/charbabk 0 O Partnership Commercial Purpose of Entity Type of Enbty Other (specify): Other (specify): Date County of US Virgil Islands 10/19/2012 incorpof oratiOn / Incorporationftegistrabon: reasbabat Vokker Status: Vokker Flag: Address (city, street post 6100 Red Hook. Quarter 83 St Thomas 00802 USVI U.S. TIN/EIN: 66-0795359 code): Provide a description of the entity's organlzatknal structure, its ownership structure and its Top Management For trusts/foundabons, include information about revocablity,settlor and benefici ries,etc.: Single member U.C. Jeffrey Epstein is sole member/owner Please indicate how ownership of the legal entity Is reflected: Single member U.C. Jeffrey Epstein is sole member/owner. Initial capital conbibution el $1,000 from Jeffrey Epstein • Special attention: Bearer Shares - Indicate 'Acre shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (Ina the samepersona) Single member LLC. Jeffrey Epstein is sole member/owner To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche yes — Bank (e.g. external legal counsel, client referral source, supplier of goods or services)? U No Fa Describe Hahn of Entity's Primary Business and Imestment Activities This is a company formed to hold funds fa the taxes and payments of one of Jeffrey Epstein's Nature of the business: airplanes. This LLC was formed to eventuay lake over for Hyperion Air Inc. Hyperion Air Inc WO be closed within a year Countries where business is transacted: USA, USVI Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth descriptkm as indicated in Section 2) Primary Country of source of wealth/source of Funds' Primary Industry of source of Wealth/Source of Funds/ Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetsfliabilibes): This is a company formed to hold funds for the taxes and payment of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payment for Hyperion Air Int. Hyperion Air Inc will be closed %thin a year. Initial capital contribution of $1,000 from Jeffrey Epstein. All funds for this company come from Jeffrey Epstein's source d wealth. Estimated gross receipts ISIS): Eetimated net vet.! ($): Estimated investable assets ($): <$1 MM Potential Amount to be invested with MN ($): 300,000.00 Other Know, Financial Institutions: Institution: 3PMagan Country: USA Est. Assets Under Mgt: 300,000.00 Institution: County Est. Assets Under Mgt 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002587 EFTA_00016061 EFTA00166813 K YC Print Page 16 of 23 I Institution: I I Country: One sheet mint be established for EACH LEGAL ENTITY in Section 2. Account Summary I Est. Assets Under Mgt I 3C. Legal Entity Details (For al Legal Entitles) Legal Entity Name: Man D, LLC - 00005487219 OFoundabon/Associabon El Tnrst El Company O Estate 2Private Imesbnent O Type of Entity: Purpose of Entity: phiand„opkichadtabk • OPartnership Commercial Type of Entity Other (specify): Purpose of Entity Other (specify): County of US Virgin Islands Date of 10/19/2012 incorporation / incorporation/registration: Volcker Status: Yokker Flag: Address (city, street, post 6100 Red Nook, Quarter B3 St, Thomas 00802 USVI U.S. TIN/EIN: 66-0795246 code): Provide a description of the entities organizational structure, its ownership structure and its Top Management. For trusts/foundations, include information about revocabilty,settlor and benefici ries,ete: Snore member LLC. Sole member is Jeffrey Epstein Please indicate how ownership of the legal entity is reflected: Single member LLC. Sole member Is Jeffrey Epstein. Initial capital ccatrtrution of $1,000 by Jeffrey Epstein O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner Ofnot the same persons/. Single member LLC. Sole member is Jeffrey Epstein TO the best of your knowledge, is the entity party to a non-banking relationship with Deutsche — Bank (e.g. external legal counsel, client referral source, supplier of goods or services)? yesU No 0 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: LLC created to hold funds to pay for costs associated mth one of Jeffrey Epstein's planes Countries where business is transacted: USA, USVI Number el employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of weatih/source of Funds, Primary Industry of source of Wealth/Source of Funds', Provide Evidence el Corporate Assets (e.g. balance sheet or equivalent wriimary of assetsfliabates): LLC created to hold funds to pay for cost associated with one of Jeffrey Epstein's planes. Initial contribution of $1,000 from Jeffrey Epstein and all source of funds come from Jeffrey Epstein. Estimated gross receipt .(5): Estimated net profit s (5): Estimated investable assets (6): <$1 MM Potential Amount to be invested with PWM (5): 300,000.00 Other Known Financial Insteutions: Institution: 3/44organ Country: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: EN. Assets Under Mgt Institution: Country: Est. Assets Under Mgt One sheet mint be established for EACH LEGAL ENTITY in Section 2. Account Summary I 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002588 EFTA_00016062 EFTA00166814 KYC Print Page 17 of 23 3C. Legal Entity Details (For at legal Entities) Legal Entity Name: Hyperion Air, Inc - 00000487224 OFoundaticniAssociabon O Trust RI Company O Estate 2 Private Investment • Type et Entity: Purpose of Entity phianthropia roble O 0 Partnership Commercial pose of Entity Type of Enbty Other (specify): IXher (specify): Date of Country of USA 7/18/1991. Incorporation I incorporabonfregistrabon: registration: Vokker Status, Vokker Rag: Address (city, street, post 6100 Red Hook Quarter 83 SL Thomas 00802 USVI US. TIN/EIN: 13.3621632 code): Provide a description of the entitles organizational structure, Its ownership structure and Its Top Management. For trusts foundations. include information about revcablity,settior and benefici desete.: Jeffrey Epstein is President an sole owner. Please indicate how ownership of the legal entity Is reflected: Jeffrey Epstein is President and sole owner. Owns 100 shares O Special attenton: Bearer Shares - Indicate Mitre shares are custodled: Describe the chain from the direct owner of the entity to the ultimate beneficial owner Mend the ant pawns/ Jeffrey Epstein Is President and sole owner. To the best of your knowledge, Is the entity patty to a non-banking relationship with Deutsche yes O , . car Bank (e.g. external legal counsel, client referral source, supplier of goods or services)? NO M.I Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. Countries where business is transacted: USA, USVirgin Island Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as Indicated In Section 2) Primary Country of source of wealth/source of Funds, Primary industry of source of WealthrSource of Funds' Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assetSilobvites): All funds for this MC come from contributions of the president and sole owner, Jeffrey Epstein. Estimated gross receipts 1111114(8): Estimated net profit a (5): Estimated investable assets (5): <51 MM Potential Amount to be invested with NM (5): 300,000.00 Other Known Financial Institutions: Institution: .1PMorgan Country: USA Est. Assets Under Mgt 300,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entrues) Legal Entity Name: I JEGE, Inc 00000487244 Type of Entity: Purpose of Entity littps://dbforcepb.rny. sal et/serviet.Integration?lid=01N30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002589 EFTA_00016063 EFTA00166815 KYC Print Page 18 of 23 I:foundation/Association O Trust RI Company • Estate ElPrivate Investment O OPartnership Phianthropk/Cluritable O iCanmerdal Ptrpose of Entity Typed Entity Other (specify): Other (specify): Date of Country of USA 9P/2000 incorporaboryregistrabon: incorporation I registration: Volcker Status: Vokker Flag: Address (city, street, post 6100 Red Heck, quarter 83 St, Thomas 00802 USVI US. TIN/EIN: 51-0005649 code): Provide a description of the entity's organizational structure, its ownership structure and Rs Top Management For busts/foundations, include information about revocability.settlor and bendier ries,etc.: Jeffrey Epstein is the sole owner. Please indicate how ownership of the legal entity is reflected: Jeffrey Epstein Is the sole owner. 100 shares have been issued. All owned by Jeffrey Epstein O Special attention: Bearer Shares - Indicate where shares are custcdled: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (tact the samepersons) Jeffrey Epstein is the sole owner. 100 shares have been issued. All ovmed by Jeffrey Epstein To the best of your knowledge, Is the entity party to a non-banking relationship with Deutsche — Bank (e.g. external legal counsel, client referral source, supplier of goods or services)? Yes U No 0 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. Countries where business s transacted: USa, USVI Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth description as ndicated in Section 2) Primary Country of wince of wealth/source of Funds' Primary industry of source of Wealth/Source of Funds', Provide Evidence d Corporate Assets (e.g. balance sheet or equivalent summary of assets/katelibes): All corporate hinds/assets come from contributions by the sole owner, Jeffrey Epstein and his source of weath Estimated gioss receipts SW: Estimated net pea*. (S): Estimated Investable assets ($): c$1MM Potenbal Amount to be invested with PWT1 (5): 300,080.00 Other Known Friancial Institutions: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: Est. Assets Under Wt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For al Legal Entities Legal Entity Name: JEGE, LLC • 00000987216 OFoundation/Assocrabon O Trust ifa Company O Estate k2Private Investment O Type of Entity: Puipose of Entity: ilanthropk/Charibble 0 OPartnership anmerdal https:// 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002590 EFTA_00016064 EFTA00166816 KYC Print Page 19 of 23 Purpose of Entity Type of Entity Other (specify): Other (speedy): Date of County of USVI 10/19/2012 uxorporation / Incorporagon/registratIon: registration: Volcker Status: Volcker Flag: Address (city, street, pod 6100 Red Hook, Quarter B3 St, Thomas 00802 USVI US.TINIEW 66-0795442 code): Provide a description of the enttYs organizational structure, its ownership structure and Its Top Management For trusts/foundations, include information about revocablity,settlor and benefici nes,etc.: Sage member U.C. Jeffrey Epstein is the sole member Please indicate how ownership of the legal entity is reflected: Single member LLC. Jeffrey Epstein is the sole member. Initial capital contnbuticrt of $1,000 by Jeffrey Epstein O Special attention: Bearer Shares • Indicate Were shares are custodled: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifnot the samepersons) Sank member LLC. Jeffrey Epstein is the sole member To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche n Bank (e.g. external legal counsel, client referral source, supplier of goods or services)/: Yes I__I No Describe Nature of Entity's Primary Business and Investment Activities This is a company famed to held funds for the taxes and payments of one of Jeffrey Epsteins Nature of the business: airplanes. This LLC was formed to eventualy take over payments for JEGE Inc. Ka Inc will be closed suthin a year Countries where business is transacted: USA, USVI Number d employees: 1 3D. Wealth Profile (Drily for parties requiring source of wealth description as Indicated in Section 2) Primary Country of source of wealth/source of Funds/ Primary industry of source of Wealth/Source of Funds/ Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent sumrnary of assets/liabilizies): Initial funding of $1,000 from sole member Jeffrey Eastern. All corporate assets come from contributions made by the sole owner Estimated gross receipts p.a.(9): Estimated net profit pa. ($): Estimated investable assetS (9): <$1 MM Potential Amount to be invested with PWM ($): 300,003.00 Other Known Financial Institutions: Institution: **Morgan Country: USA Est. Assets Under Mgt 300.000 00 Institution: Country: Est. Assets Under Mgt: Institution: Country. Est. Assets Under Mgt: I Imps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid-0IN30000000D9Di&e... 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002591 EFTA_000 16065 EFTA00166817 KYC Print Page 20 of 23 DB PWM GLOBAL KYC/NCA: US/LatAm/Inti PART B Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comment: • • Booking Center ..ii NY NY/Offshore C Offshore n Moderate Risk 5 High Risk Jacqueline tiihthodY (Compliance Signature) OM Employee O DB Managed PIC O DB is Trustee/Co-Trustee • Bearer Shares 4. Attachments A. Type of Photo ID Provided 2 Others License O Passport O Natonal/State ID O Other Checklist of names (individuals and/or entries) that were submitted for database searches is B. :14' Yes • No attached C. Please indicate the results of the database searches performed ROC searches complete 1Z yes 0 No negative results found (Oyes 0 NO PCR checks complete 21Yes O No negative results found 21Yes O No OFAC Cheeks complete ni yes • No negative results found • yes 2 No BIS searches compete (Lois/Nods Fact's, Reuters, Dow Jones, n gl Yes O No negative results found O Yes 0 No Denial Ciders checks complete Ed Yes ONo negative results found Oyes ELI No MartindaleHubbell searched (Lawyers/Law Firms only) 0 yes 5 No negative results found • yes 0 No Please summarize any negative resat from the database searches Indicated above: HYPERICel AIR INC: No negative media No court cases HYPERION AIR LLC: No negative media No court cases )(GE INC: No negabve media No court cases JEGE LLC: No negative 'redo D. No court cases PLAN D LLC: No negative media No court cases HARRY BELIER: Negative Media: Not our client MI negative media pertains to an environmental miacisiotgist Our client is an accountant Court Cases: *I: Disposed In 1987 MI other cases are not our client The other court cases refer to a Dr. Ham/ Beller. Our client is an accountant JEFFREY EPSTEIN: Previously and approved in: 01082293 and 01121718 E. To the best of your knowledge, has the client ever been convicted of a criminal offense? 0 Yes • No To the best of your knowledge, has the customer ever been involved In any past litigation again# Deutsche Bank AG or any of is subsidiaries or is the customer threatening legation against E Deutsche Bank AG or any of Its sutekkeries7 (2! Yes, pow* °Sails baby and contact Quafty Mgt O ❑ Yes No 0214Mann) or the Regulatory Control Group and notify Compliance immeeaste/y) Does the client or related party have any fk,andal or other assoclatoin / Interactions within G. countries or regknes sanctioned by the Office of Faelgn Assets Control (OFAC)7 O Yes 2 No 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0002592 EFTA_00016066 EFTA00166818 KYC Print Page 21 of 23 H. Oyes @No Does the client or related party have any financial or other assooiatonj interactions within high Mk countries' I. Corporate Documentation Attached (Legal Entities Only) RI Yes O No O Not Appicable J. Undisclosed Principal Form Complete (Intermediaries Only) O Yes O No 2 Not Appkable K. U Lexis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not In English, please prod& an Cash summary c the nature/contents of the non-English Documentation: L Special Risk Factors Does the account have Nexus to Special Risk Countries' Eves E No Is the account structure unusually compkx> O Yes [ s_,No Is there any IndkatIon the client set up a non operating company expressly L.Jrm for the purpose of transferring shares to third parties' Yes W No Is there any indkatkn this could be a prohibited business relationship' Eves E No Are the bearer shares identified subject to acceptable controls' Eves R No 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002593 EFTA_00016067 EFTA00166819 KYC Print Page 22 of 23 M. CPO COMMIlifibt treated By Date Comments Brian Biggar 10/4/113 9:56AM See KYC 01133377 for Info and research re Jeffrey Epstein ONSHORE APPROVALS Client Facing Professional (CFP): Paul Morris (Signature) 10/3/2013 Paul Morris Office Director/Business Head: Brian M. Biggar (Signature) 10/4/2013 Arian M. Biggar Regional Office Director: (Signature) AML Business Risk: (Signature) MIL Compliance. (Signature) Janice Rankin Janice Franidn 10/17/2013 Jacqueline Lightbody Jacqueline L•ghttody 10/17/2013 LATAM/INTERNATIONAL APPROVALS Client Facing Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Rgnature) i(GMTH)/Subglarket Team Head 'SMTH): MIL Business Risk: (Signature) Nil Complance (Signature) PRIVATE WEALTHMANAGEMENTPOLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests ofits clients. To do so, Client Facing Professionalsl(I) (CFR 's) should establish andmaintain business relationships only with persons who satisfy our high standards ofsuitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and beliefthe above information is correct and up to date. I confirm that I have no simpletons relating to the money laundering or unethical activities on the pan ofthe chews) and that! havefollowed all the procedures relating to account opening as described in the PWMAmericas Procedures and the NMGlobalKYC Policy 7/30/2019 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002594 EFTA_00016068 EFTA00166820 KYC Print Page 23 of 23 (1) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers. etc. Deutsche Bank Americas New York 7/30/2019 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0002595 EFTA_00016069 EFTA00166821