EFTA00168768

KYC Print Page I of 25 DB PWM GLOBAL KYC/NCA: PART A KYC Case 4 : 01195111 status : 6. Approved One sheet mug be established per relationship - list all accounts included in the relatlonshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RSATIONSHIP:0000OME Boolory Center: New `fa* Refabonship Manager: Paul Moms O New Mil Relatiorship O Existing PWM Relabonship ReLadonship to PWM: If edgily, please ixIcate snce when the relationship exists, provide reason for new proNe and attach old profile: Update of KYC 401133624 to add Darren IMyke as an authorized signer. Darren has been approved in KYC 01133377. See attached LOA to add O Client Referral 2 RM Prospect O Intermediary/FIM O Other Source (CIB, etc.) How Was the Oient(s) Introduced? How long has the Please provide details (e.g. name of referral source, how many years RM personal), has known dent, etc.): Jeffrey Epstein is RM personally known the a current client of the Bank. Wait to open a new account. Introduction details of Paul and Jeffrey: Jeffrey Epstein was a client client? of Pacts at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced then while Paul was at JPfitorgan. Over the cane of a few meetngs Paul was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a O Yes I• No retrocezezon or similar compensation to a third party for the Introduction of this (If Yes, describe): relationship? Lust all existing and new accounts involved in this relationship Legal Entity A unt Name / Number Opening Date (interded/acbial) AccouM(s) 1 A Hyperion Air Inc 10/16/2013 2 2 Hyperion Air Inc — Money Market 10/16/2013 3 e Hyperion Air LLC 10/16/2013 4 2 Hyperion Air LLC — Money Market 10/16/2013 5 p JEGE Inc 10/16/2013 6 2 JEGE Inc -- Money Market 10/16/2013 7 EI JEGE LLC 10/16/2013 B • ..4 JEGE LLC -- Money Market 10/16/2013 9 2 Plan D, LLC 10/16/2013 10 2 Plan D, LLC •• Money Market 10/16/2013 Who s the primary contact person for the RM? (Note: Preferred method of contact This person needs to have Harry Beller (indicate phone no., fax no., signatory rights and/or email address, etc.): information right for the accoLnC.): CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0000146 Tip/2824111 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFFA_00019021 EFTA00168768 KYC Print Page 2 of 25 One sheet must be established for each account to be opened 2. Account Ownership Summary Account Name: Hypenon Air Inc Acct. Number (dateibble). Account Manager. Paul Maris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Checking account to hold the hinds necessary for the costs associated with ownrig/runnog one of Jeffrey Epstein's airplanes Indicate fran where the assets we expected to arrive? O DB Group: Sane Booking Center (indicate account number): O DB Group: Other Booking Center (indicate DB location and account details): El Other Institution (Irdcate name & location): JPMagan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular Mows and outflows for the accant (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging fran $1,000 to 510,000 I Currency I USD What is the expected volume of assets and awrency for the account approx. 90 days after openng? I What is the expected volume of assets and currency for the account approx. one year after openng? 1 100000 I Currency I USD Does/vi the dealt have Assets Under Management (AM) within DB under Eur. 3M? CI Yes El No Please list all parties related to the account. For each party: • Check If a source of wealth desa*Oon Is reared for the party. • Check the appropriate box to desate the relationship of the party to this account (> 1 can be selected). • If none of the check boxes apply, describe the party's relation to the account in the "Other' column. • bury deur-tee the relationship between the parties in the last column. • Please drill down to the ubnatefundedying Beneficial Owner(s) egalbescricroon AcccuntialC Settlor of Ultimate Signatory—imitedfinancial Significant _egal GrantorfSetdorFounthrgather Inbtyof Source Molder OiwierTrust / 8enefioal or Full DOA Intermediary6harehddeYAepresentative Donor (please of Wealth Fabler of Owner POA FM) >e2S%) describe regured Foundation on-PIC other roles entity and/or Parties Opiate indicate related to ownership relationship this %) between account Parties) 1 L.d 2 Hyer°, ni O O O O O O O • O Air, Inc 0 -I Jeffrey 2 El 2 Epstein ❑ "r-i1 Do 2 5 O ID O O • 3 O El Heine BdIer O O O O Y2 O O O O • 4 O O Darren Indyke O O O O WI O O O O • CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000149 U§192824112 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... EFIA_00019022 EFTA00168769 KYC Print Page 3 of 25 2. Account Ownership Summary Account Name: Hyperion Air Inc -- Money Market Acct. Number at avanable) Account Manager. Paul Mavis What is the purpose of the account (e.g. pat-Wio ma agement, advisory amount, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the casts assodated with owning/running one of Jeffrey Epstein's airplanes Indicate fran where the assets are expected to arrive? O OB Group: Same Booking Center (indicate account number): • OB Group: Other Booking Center (indcate DB lccabon and account details): R Other Institution (Indicate name & location): "Morgan. New Yak • PhYstal Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1,000 to $10,000 What is the expected volume of asseis ard annoy for the account approx. 90 days after opering? I I airrencY I USD What is the expected volume of assets and currency for the account approx. one year after 1200000 USD opering? I airrencY I Does/wi the dent have Assets Under Management (AuM) within DB under Eur. 3M? OYes Ig No Please Ilst all parties related to the account For each party: • Check if a source of wealth desaiption is reared for the party. • Check the appropriate box to desate the relationship of the party to this account (> I on be selected). • If none of the check boxes appty, ducnbe the party's relation to the account in the ',Other °Nunn. • Alway desate the relationship between the parries in the last column. • Please drill down o the ultimatthriderlying Beneficial Owner(s) egad Desaiption AocountOIC Senor of Ultimate Signatory—imitedfinancial Significant _egal GrentorfSetborFouningOther Entity°, Source Holder 3vmerTrust / Beneficial or Full POA IntermediaryiSharehdderRepresentative Donor (please 3f Wealth Founder of Owner POP. (AM) (>=25%) describe required Foundation Non-PIC other roles entity and/on Parties (indicate indicate related to ownership relationship Iris %) between account parties) 1 O 121 jeffrei Epstein O DO 21 21 O O O O O Hyperion n, i O O 2 2 ❑ O CI O O O O s Air, Inc 3 O O HanY Beller • O O • g O ID O O O Darren n O O 4 O O !novice '—' ❑ O 2 O O O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(o) DB-SDNY-0000150 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... U§192824 113 EFIA_000 19023 EFTA00168770 KYC Print Page 4 of 25 2. Account Ownership Summary Account Name: Hyperion Air LLC Acct. Number (ifavallablO Account Manager. Paul Morris What is the purpose of the account (e.g. portfolio management, advisory octant, custody services, long•berm investment, payment/expense account)? Checking account to hold the hinds necessary for the costs assodated With owing/running one of Jeffrey Epstein's airplanes Indicate fran where the assets we expects to anive? O 08 Group: Same Rocking Center (indicate account number): 0 D8 Group: Other Booking Center (indcate DB location and account detads): 2 Other Insbtution (Indicate name & location): JPMagan. New Yak 0 Phystal Deposits (specify cash, securibes, cheque , ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 I USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I I °smug' 1100000 I Currercy I USD What is the expected volume of assets and currency for the account approx. one year after opening? Doesfrall the client have Assets Under Management (ALM) within DB under Eur. 314? 0 Yon (71No Please list all parties related to the account For each party: • Check if a source of wealth desalt:tin is reaWed for the party. • Check the appropriate box to desate the relationship of the party to this account (> 1 can be selects). • If none of the check boxes apply, desaibe the party's relation to the account in the ',Other slum. • Alway desate the relationship between the parries in the last column. • Please drill down to the ultinatefurdedying Beneficial Owner(s) egaiDescrOttn AccountOIC Settlor of Ultimate Signatory—imitedfinancial Significant _egal GrentorfSetborFounangOther Entity,' Source Holder DwnerTrust / Beneficial or RI POA Intermediag6harehdderRepresentative Donor (please af Wealth Founder of Owner POP. (AM) (>=25%) descnbe *eelared Foundation Non•PIC other roles entity and/or Parties Onacate indicate related to ownership relationship this %) between account parties) Hyper°, O O 1 IZ Mr, LLC ni O O O O O O O 2 2 O 21 jeffreY Epstein O O O g g O O O O . 3 0 0 Ha" Wier • O • • g D O 0 0 0 Darren n O O 4 O O !novice '—' ❑ O 2 D D O O O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000151 UM92814114 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... EFIA_00019024 EFTA00168771 KYC Print Page 5 of 25 2. Account Ownership Summary Account Name: Hyperion Jr LLC -- Money Market Act Number (loyal/at/O Account Manager. Paul Monis What is the purpose of the account (e.g. portfolio ma agement, advisory accent, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs assodated with owning/running one of Jeffrey Epstein's airplanes Indioate from where the assets are expected to acme? O 08 Group: Same Booking Center (indicate account number): O 08 Group: Other Booldng Center (inflate DB Iccabon and account details): 74 Other Institution (Indicate name & Iccation): 3PM:igen. New Yak • PhYsizal DePosits (specify ash, sethrities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of asses and currency for the account approx. 90 days after opening? I I airmlice I USD What is the expected volume of assets and orrency for the account approx. one year after 1 200000 Currency opening? I I USD Doesfwil the client have Assets Under Management (ALM) within DB under Eur. 3M? Dyes g No Please Ilst all parties related to the account Ea each party: • Check if a source of wealth desaiction is reeked for the party. • Check the appropriate box to desate the relaticoship of the party to this account (> 1 can be selected). • If none of the chedc boxes apply, describe the party's relation to the account in the "Other' °Nunn. • Alway desate the relatIcaship between the parties in the last column. • Please dull down o the ultinatedinderlying Beneficial Owner(s) egaiDescription AocountOIC Settlor of Ultimate Signatory—imitedfinancial Significant _egal GrentorfSetborFouningOther Entity,' Source Holder 3vmerTrust / Beneficial or Ful PO* IntermediaryiShareholderAepresentative Donor (please of Wealth Founder of Ovate! POP. (FIM) (>=25%) descnbe *ecliAred Foundation Non-PIC other roles entity and/or Parties (indicate indicate related to ownership relationship thus %) between account parties) 1 21 HYrenDr Air, LIC N O O O O O O O O O 2 O O HaITrY Belle O O O • FA • m O O • Jeffr • • 3 O 21 Epsteeyin I.m in N O O O O O Darren M M 4 O O ❑ n ❑ O O O lq O O O I ndylce '—' CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000152 UM92814115 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_00019025 EFTA00168772 KYC Print Page 6 of 25 2. Account Ownership Summary Accost Name: JEGE Inc Acct. Number (lava/al. Account Manager Paul Moms What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment. payment/expense account)? Checking account to hold the funds necessary for the costs assodated with ownro/running one of Jeffrey Epstein's airplanes Indrate tram where the assets we expects to arrive? O 08 Group: Same Booking Center (indicate account number): 0 08 Group: Other Booking Center (indcate DB Iceabon and account detads): 2 Other Institution (Indicate name & Iceation): 3PM:igen. New Yak 0 Phystal Deposits (specify cash, seasities, cheques, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of asses and currency for the account approx. 90 days after openrg? I I airmnel I USD 100000 What is the expected volume of asses and currency for the account approx. one year after opening? 1 I CurrencY I USD Doestrall the dent have Assets Under Management (ALM) within DB under Eur. 3M? ElYm RI No Please Ilst all parties related to the account For each party: • Check If a source of wealth desolation is reeked fo the party. • Check the appropriate box to desate the relationship of the party to this axount (> 1 can be selects). • If none of the check boxes apply, describe the party relation to the exeunt in the "Other' column. • Alway devote the relationship between the parries n the last column. • Please dull down to the ultimate/underlying Beneficial Owner(s . _egaiDesoiption Accoun.IC Settler of Ultimate Signatorwimitetinancial Significant Legal Grantor/SedlorEourdindOther Entity,' Source Molder OwnerTrust I Beneficial x Full oCiA MermedaySharetiolder Representative Donor (please of Wealth Founder of Owner POA ,FIM) (>=25%) describe *attired Foundation Non•PIC other roles entity and/or Parties (indicate nelicate related ownership elatiorship ), this 3$) 0etween account ,awes) 1 P g lEGE' i nc O ❑ O O O O O O O O Jeffrei 2 O Q Epstein M O M I21 O O • O O Harry 0 0 3 0 0 Selier ri i--1 0 El 0 O • • 0 Darren 4 O O lndyke • O • • O O O • w O CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-000015S UM92814116 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_00019026 EFTA00168773 KYC Print Page 7 of 25 2. Account Ownership Summary Account Name: JEGE Inc -- Money Market Acct. Number (a' avagab1O Account Manager. Paul Morris What is the purpose of the account (e.g. portfolio management, advisory smut, custody services, long-term investment, payment/expense account)? Money account to hold the funds necessary for the costs assodated with owning/running one of Jeffrey Epstein's airplanes Indate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): 0 DB Group: Other Booting Center (inflate DB locabon and account details): g Other Institution (Incicate name & location): JPMorgan. New Yak 0 PhYsjoal Deposits (specify lash, searibes, cheques, ...): What is the expected see and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 What is the expected volume of asses and currency for the account approx. 90 days after opening? I I eurrencY I USD What is the expected volume of assets and currency for the account approx. one year after 1200000 Currency opening? I I USD Doestrall the dent have Assets Under Management (ALM) within DB under Eur. 3M? 0 Ye @No Please list all parties related to the account For each party: • Check if a source of wealth desoictian is reared fo the party. • Check the appropriate box to desate the relationship of the party to this account (> 1 can be selects). • If none of the check boxes apply, describe the party relation to the account in the ',Other column. • Alway describe the relationship between the pates n the last column. • Please dull down to the ultimate/underlying Beneficial Owner(s . _egaiDesaiption Accoun.IC Senior of Ultimate Signator&mitediFinancial Significant Legal Grantor/SettiorPourdindOther Entty7f Source Holder OwnerTrust / Beneficial ar Full tiOA MemedaySharenolder Representative Donor (please of Wealth Founder of Owner POA FIM) (>=25%) describe &fired Foundation Non•PIC other roles entity and/or Parties (indicate nclicate related ownership elatiorship o this 3$) aetween account rties 1 P g JEGE' I nc O ❑ O O O O O O O O Jeffref 2 O Q O O O E O O Epstein M O M Harry 0 0 3 0 0 Bel/er ri ,--1 0 Iii 0 O • • 0 Darren 4 O O • O • • g O O • • O lndyke CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000150 UM92814117 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_00019027 EFTA00168774 KYC Print Page 8 of 25 2. Account Ownership Summary Account Name: JEGE LLC A . Number Ofavadab1O Account Manager. Paul Malls What is the purpose of the account (e.g. patfolio management, advisory accent, ustody services, long•berm Investment, payment/expense account)? Checking account to hold the hinds necessary for the costs assodated with owrmg/running one of Jeffrey Epstein's airplanes Indite fran where the assets we expected to arm.e? O 08 Group: Same Booking Center (indicate account number): 0 D8 Group: Other Booking Center (indcate DB Iccabon and account details): 2 Cther Institution (Indicate name & location): )PMagan. New Yak 0 Phystal Deposits (specify cash, securibes, chequin, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate intimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,000 I Currency I USI) What is the expected volume of assets and currency for the account approx. 90 days after openrg? I What is the expected volume of assets and currency for the account approx. one year after opening? 1 100000 I Currency I USD Does/wil the client have Assets Under Management (Ala) within DB under Eur. 3M? ElYes 2 No Please Ilst all parties related to the account For each party: • Check if a source of wealth desaipton is reeked fo the party. • Check the appropriate box to desote the relationship of the party to this accent (> 1 can be selected). • If none of the check boxes apply, desaibe the party relation to the account in the "Other' column. • Alway descrte the relationship between the parties n the last column. • Please drill down to the ulomate/undebying Beneficial Owner(s . _egaiDesatition Accouna)IC Senor of Ultinate Signatorwimitetinancial Significant Legal Grantor/SettiorFourdindOther Entity,' Source Holder OwnerTrust I Benefidal ar Full POA MermedwyShareholder Representative )onar (please of Wealth Fender of Owner POA ,FIM) (>=25%) describe *erlared Foundation Non•PIC other roles entity and/or Parties (indicate ndicate related ownership elatiorship b this 3$) aetween account mites) Harry ri O O 1 O O Belier 1--, ❑ O 5 O O O O O JEGE, 5 O • 2 2 2 O • El El • O O LLC ri OD 3 0 21 i Epstein ❑1--1 ❑ 10 El • • • • 0 Darren 4 O O • El • • 2 O O • • O lndyke CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000155 U§192824118 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_000 19028 EFTA00168775 KYC Print Page 9 of 25 2. Account Ownership Summary Account Name: JEGE LLC -- Money Market Acct. Number Of avallabiO Account Manager. Paul Morris What is the purpose of the account (e.g. portfolio management, advisory aomint, custody services, long-term investment, paymentfeapense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indkate fran where the assets are expected to arrive? O DB Group: Same Booking Center (indiate account number): . DB Group: Other Booking Center (Indcate DB lccation and account details): 2 Other Institution (Inflate name & baton): 3PM:igen. New Yak • PhYsjcal Deposits (specify ash, searibes, cheques, ...): What is the expected size and frequency of regular flows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 Currency What is the expected volume of asses and currency for the account approx. 90 days after openrg? I I I What is the expected volume of asses and currency for the account approx. one year after 200000 Currency USD opering? Does/wil the client have Assets Under Management (ALM) within DB under Eur. 3M? OYes 0 No Please Ilst all parties related to the account For each party: • Check If a source of wealth desalt:4:On is reeked fo the party. • Check the appropriate box to desate the relaticostip of the party to this account (> 1 can be selects). • If none of the chedc boxes apply, describe the party relation to the exeunt in the ',Other colurnrL • Alway describe the relationship between the pates n the last column. • Please dull down to the ulbmatefunderlying Beneficial Owner(s . _egaiDesoipttn Accoun.IC Setuor of Ulbmate Signator&mitediFinancial Significant Legal Grantor/SettiorFourdin Entity,' Source Holder OwnerTrust / BerefiClal or Full tiOA MemedaryShareholder Representative Donor (please 3f Wealth Founder of 0vmer POA ,FIM) (>=25%) describe *alLired Foundation Non•PIC other roles entity 3nd/or Parties (indicate nclicate related ownership elatiorship ), this 3$) Oetween account carves) JEGE, 2 O O 1 IZ 2 O O O O O O O LLC Jeffrei 2 O Q Epstein M O M 2 O O s O O Harry 0 0 3 0 0 Belier ri ,--1 0 2 0 O • • 0 Darren 4 O O Inl O El • O O O • I. O lndyke CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SDNY-0000156 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... U§192824119 EFIA_00019029 EFTA00168776 KYC Print Page 10 of 25 2. Account Ownership Summary Account Name: Plan D, !IC Acct. Number (favaaable) Account Manager. PaLi Moms What is the purpose of the account (e.g. petiole management, advisory account, custody servces, longterm investment, payment/expense account)? Checking account to hold the funds necessary fa the costs assodated with ownag/running one of Jeffrey Epstein's airplanes Indicate fran where the asses we expected to acme? O D8 Group: Same Booking Center (indicate account number): 0 D8 Group: Other Booking Center (indcate DB lccabon and account detads): 2 Other Insbtution (Indicate name & lccation): 3PMagan. New Yak 0 Physical Deposits (speify ash, seasibes, chequin, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10,00 What is the expected volume of asses and currency for the account approx. 90 days after opening? I Curry I I USD What is the expected volume of asses and currency for the account approx. one year after opening? 1 100000 I eirencY I USD Does/will the client have Asses Under Management (ALM) within DB under Eur. 314? I. yeS 5 No Please Ilst all parties related to the account Fa each party: • Check if a source of wealth desaiption is reeked fo the party. • Check the appropriate box to desate the relaticostip of the party to this account (> 1 can be selected). • If ncne of the check boxes apply, desaibe the party relation to the account In the "Other' colunirL • Alway desote the relationship between the pates 'n the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s). egal Description Accouna)IC Settla of Ultimate SignatorwmitediFinancial Significant Legal Grantor/SettlorfourdindOther Entity°, Source Holder OwnerTrust I Beneficial cur Full POA MermedwySharenolder Representative Donor (please of Wealth Founder of Owner POA ,FIM) (>=25%) describe required Foundation Non•PIC other roles entity and/or Parties (indicate nelicate related ownership elatiorship So this 3$) Oetween account xmesl Plan D, m O O 1 P g LLC D O DD O O O Jeffrey 2 O Q 2 O O • O O Epstein M O M Harry 0 0 3 0 0 Belier ri ,--1 0 Iii 0 O • • 0 Darren 4 O O • El N • O O O • is O lndyke CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000157 UM92814120 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... EFIA_000 19030 EFTA00168777 KYC Print Page 11 of 25 2. Account Ownership Summary Account Name: Plan 0, LLC -- Money Market Acct. Number Ofava..(..M.) — Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory aoxunt, custody services, long-term investment, payment/expense account)? Money Market account to hold the funds necessary for the costs associated with owring/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? • 08 Group: Sane Booking Center (indicate account number): • 08 Group: Other Booking Center (irOcate DB lccabon and account details): R Other Institubon (Incicate name & location): JPMorgan. New Yak 3 Phyecal Deposats (specify cash, secunbes, cheques, ...): What is the expected site and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after opening? I I Currency I USD What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency opening? I USD Does/will the chat have Assets Under Management (ALM) within DB under Eur. 3I4? affaRNo Please list all parties related to the account For each party: • Check if a source of wealth desattion is reared fo the party. • Check the appropriate box to desate the relationship of the party to this axount (> 1 can be selected). • If none of the check boxes apply, describe the party relation to the exeunt in the "Other' column. • Alway descrte the relationship between the parries n the last column. • Please drill down to the ulanate/underlying Beneficial Owner(s . _egal7esoiption AccoundalC Setuor of Ultimate SignatorwimiteilFinancial Significant Legal Grantor/Settlorf-oundindOther Entity,' Source Molder Onnearust I Beneficial or Full tiOA MomedaySharenolder Representative Donor (please of Wealth Founder of Owner POA ,FIM) (>=25%) describe *equired Foundation Non•PIC other roles entity and/or Parties (indicate indicate related ownership elatiorship o this 3$) Oetween account ,awes) Plan D, m O O 1 10 El O O O O O O O LLC Jeffrry m O . 2 O 21 Epstein ❑ 121 O O • O O Harry O O 3 0 0 Belter ri t--1 0 121 0 O • • 0 Darren 4 O O • O • • 10 O O • • O lndyke CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000158 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e...U§192824121 EFIA_00019031 EFTA00168778 KYC Print Page 12 of 25 One sheet mug be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Swim 3A. Individual Details (for all parties) Indwiduars Name: Jeffrey Epstein Date of Birth: 1/20/1953 Country of Residence: USVI Country of Otizenship: USA Has client resided outside of Address of phmary residence: Utte Saint James Saint Thomas 00802 US Virgin Islands his/her COUNT). of nationality o Yes O No for S years or more. ProfineaVOcapatim Setf Erg:dyed Tax ID! SSN: Current Employer: Southern Finandal U_C Poseknilltle/Rank: President Address of crackle': Does the person work as servo executive of a DB-recognized regulated entity in the financial n industry? or an entity listed on DB-recognised exchange? (Not applicable for operating entities I—I It 2 No Is the individual a Politically Exposed Person (PEP)?(if Yes, describe) U Yes 5 No To the best of your knowledge, is the rielvidual related to an employee of the DB group?(/ O Family • Friendship 0 None Family or friendship, tote) To the best of your knowledge, is the ixlividual party to a non•banking relationship with Deutsche Bank (e.g., eternal legal counsel, client referral same, supper of goods a O Yes RI No services)?(if Yesdesmbe) If applicable, indicate which bank officers have met the Indicate where and when the dient meeling(s) took place: person: Cent Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: Business: 0 • 0 0 O O O O O • Wealth Details for this ridrodual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for pates requiring source of wealth description as indicated in Section 2) Nature of the Indviduars Business: Private investments Ptimary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: 0Busires Owner O Salary/Earnings RI Investment I:Inheritance/Gifts O Other. Father Describe Source of Wealth /Detail the history of wealth for each of the source: (e.g. For trusts, how did settler accumulate wealth? For inheritance, how did farrey accumulate wealth?Fx tusiness owners, how long in business, how many employees, level of profitability? Indicate type of business, countnes of major activities, irrcatant business partners.) Epstein began his financial career in 1976 as an options trader at Bear Steams and became a partneri n 1980. In 1982, Epstein (corded his own financial management fin, J. Epstein & Co., manageg the assets of clients with more than a billion in net worth. In 1996, Epstein charged the name of his firm to The Financial Trust Company and based it on the island of St. Thomas in the US Virgin Islands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. His wealth has tome from his days at Bear Stearns and his financial management firms Estimated Annual bxome(S): 10,000,000.00 Estimated amount of investable asses($): $100 MM - 500 MM Estimated Net Worth(S): $100 MM • SOO Mfg Amount of assets planned to invest with Pilffil(S): Other Known Financial lebtutions: Insbtuten: I JPOlorgan Country: USA I Est. Assets Under Mgt: 200,000,000.00 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(6) DB-SDNY-0000159 U§192824122 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_00019032 EFTA00168779 KYC Print Page 13 of 25 Insbtubon: country: Est. Asses Uncles Mgt: Msbtubon: Country. Est. Assets Uncles Mgt: Please ridcate the family situaticri of the indMdual (mental status, other family members, etc.): CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(o) DB-SONY-0000160 U§192824123 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_000 19033 EFTA00168780 KY(' Print Page 14 of 25 One sheet mug be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Swum 3A. Individual Details (for all parties) Indwiduars Name: Hany Beller - Date of Birth: Country of Residence: USA Country of Obzenship: USA Has client resided outride of his/her country of nationality O yes O No Address of primary reelencel for S years or more? Profinsen/Ocaupaticm Accountant Tax ID / SSN: Current Employer: HBRK Associates, Inc Position/Title/Rank: Address of ernp!oyer: Does the person work as senio executive of a DB-recognized regulated entity in the financial ri ridustry? or an entity listed on DB-recognised exchange? (Not applicable for operating entitles LJ Yes 2 No Is the individual a Politically Pfpncell Person (PEP)?(IT Yes, tote) • Yes 5 No To the best of your knowledge, is the Wdvidual related to an employee of the DB group?(// O Family • Friendship @None Family or friendship, desist*.) To the best of your knowledge, is the ixlividual party to a non•banidng relationship with Deutsche Bank (e.g., eternal legal counsel, client referral same, suppler of goods a O Yes R1No senhces)?(if Yes,desmbe) If applicable, indicate which bank officers have met the Indicate where and when the client meebrig(s) took place: person: cent Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: Business: Paul Morris 0 • 121 9/13/2013 0 O O O O ❑ • Wealth Details for this ridnoclual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as Indicated in Section 2) Nature of the Inelvicluars Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O &dress Owner O Salary/Earnings O Investment O Inheritance/Gifts O Other. Further Descobe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler' accumuate wealth? For inheritance, how did family accumulate wea th?For business owners, how long in busing, how many employees, lied of profitability? Indicate type of business, canines of major activities, important business partners.) Estimated Annual Moome($): Estmated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PINTO): Other Known Financial Institutions: Insbtubon: Country: Est. Assets Under Mgt: Insbtubon: Country: Est. Assets Under Mgt: Insbtubon: Country: Est. Asses Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SONY-OOOO181 UM92814124 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFTA_00019034 EFTA00168781 KYC Print Page 15 of 25 I I I I I I Please locate the family situatico of the Individual (mental stabs, other family members, etc.): I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) Da-soNr-O300162 UM92814125 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_00019035 EFTA00168782 KY(' Print Page 16 of 25 One sheet mug be established for EACH INDIVIDUAL PARTY in Section 2. Account OwnershlD Swum 3A. Individual Details (for all parbes) IneWiduars Name: Darren Indyke - Date of Birth: Country of Residence: USA Country of Obzenship: USA Has client resided outride of his/her country of nabxelity O yes O No Address of primary rinidence: fix S years or more? Profinsico/Ocapatin: Lawyer Tax ID/ SSN: Curets Employer: Southern Financial LLC Position/Title/Rank: Address of employer: 575 Lexington Ave, 4th H New York NY USA 10322 Does the person work as senio execubw of a DB-rexgnized regulated entity in the financial ndustry? or an entity listed on a DB-reozgnised exchange? (Not applicable for operating enbbes ID Yes 2 No Is the individual a Politically Exposed Person (PEP)?(if Yes, tote) • Yes 5 No To the best of your knowledge, is the Wdvidual related to an employee of the DB group?(// O Family • Friendship 0 None Family or friendship, desist*.) To the best of your knowledge, is the ixlividual party to a non•banidng relationship with Deutsche Bank (e.g., external legal counsel, client referral same, suppler of goods a O Yes R1No senAces)?(if Yes,desmbe) If applicable, indicate which bank officers have met the Indicate where and when the client meetng(s) took place: person: Oent Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: Business: 0 • 0 0 O O O O O • Wealth Details for this ridrodual are not filled in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Inclviduars Business: Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Summarize Source of Wealth: O Buskins Owner O Salary/Earnings O Investment O Inheritance/Gifts O Other. Further Descobe Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settler accumuate wealth? For inheritance, how did family accumulate wea th?For business owners, how long in busier's, how many employees, lied of profitability? Indcate type of business, tonnes of major activities, important business partners.) Estimated Annual Income($): Estmated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to invest with PINTO): Other Known Financial Institutions: Insbtuton: Country: Est. Assets Under Mgt: Insbtubon: Country: Est. Assets Under Mgt: Insbtubon: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-OOOO163 UM92814126 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_00019036 EFTA00168783 KYC Print Page 17 of 25 Please indicate the family situation of the individual (mantel status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summ 3C. Legal Entity Details (For all Legal Enbties) Legal Entity Name: Hyperion Air, LLC - O Foundation/Association O Trust RiCompany O Estate „ 2 Private Investment O Type of Entity: rulPose of Entry: PhilaMhropic/Charitable 0 O Partnership Commerdal Purpose of (specEnbty Type of Entity Other (specify): Other ify): Date of Country of US Virgin Islands 10/19/2012 incorporation incorporabon/nogGtrabon: vegetation: Vdcker Status: Volcker Flag: Address (dty, street, post 6100 Red Hock, Quarter B3 St, Thomas 00802 USV1 US. TIN/EIN: code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/foundations, indude information about revocability,setdor and tenekdries,etc.: Single member LLC. Jeffrey Epstein is sole member/owner Please relocate how ownership of the legal entity is reflected: O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chain from the duel owner of the entity to the ultimate benefidal owner (meta the samepersons) To the best of your knowledge, is the entity party to a non.banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, supplier of goods or services)?: Yon O No Describe Nature of Entity's Primary Business and Investment Activities This is a company formed to had funds for the taxes and payments of one of Jeffrey Epstein's Nature of the business: airplanes. Tins LLC was formed to eventual). take over payments for Hyperion Ar Inc. Hyperion Mr Inc will be closed within a yew Countries where tusMess is transacted: USA, USV1 Number of employees: 1 3D. Wealth Profile (Only for parties °spiking source of wealth descncoon as imitated n Section 2) Primary Country of source of wealth/scarce of Funds? Primary industry of source of Wealth/Scarce of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liatiliies): This is a company formed to had funds fa the taxes and payments of one of Jeffrey Epstein's airplanes. This LLC was formed to eventually take over payments for Hyperion Air Inc. Hyperion Air Inc will be dosed within a year. ISM capital contribution of $1,000 fran Jeffrey Epstein. All finds for this company come from Jeffrey Epstein's source of wealth. Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated Imre:table assets ($): <S1 MN Potential Amount to be invested with PWM (5): 300,000.00 Other Known Financial Institutions: Insbtulion: JPMorgan Country: USA Est. Asset Under Mgt: 300,000.00 Insteution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SDNY-0000164 U§192824127 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_00019037 EFTA00168784 KY(' Print Page 18 of 25 r^s-. -...,on I Country: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summ IEt. Assets Under Mgt: I 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: Plan D, LLC O FoundatandAssociaten O Trust @ Company O Estate 2 Private Investment O Type of Entity: Purpose of &KO: Philanthropic/Charitable O 0 Partnership Commercial Purpose of Entit y Type of Entity Other (specify): Other (specify): Date of Country of US Virgin Islands 10/19/2012 incorpration / incorporaten/registrabon: registration: Volcker Status: Voiclus Rag: Address (city, street, post 6100 Red Hock, Quarter B3 St, Thomas 00802 USVI US. TIN/EIN: code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/foundations, indude information about revocability,setdor and benefidanes,etc.: Single member LLC. Sole member is Jeffrey Epstein Please rid cate how ownership of the legal entity is reflected: • Special attention: Bearer Shares - Indicate where shares are custodial: Describe the drain from the dreg owner of the entity to the ultimate benefidal owner (Xnot the sameperSOnSi To the best of your knowledge, is the entity party to a non.banking relationship with Deutsche O No Bank (e.g. external legs counsel, dent referral soya, supplier of goods or services)?: Yes Describe Nature of Entity's Primary Business and Invesbnent Activities Nature of the business: LLC created to hold funds to pay for costs associated with one of Jeffrey Epstein's planes Countries where tusayess is transacted: USA, USVI Number of employees: 1 3D. Wealth Profile (Only for parbes requiring source of wealth description as ncicated ri Section 2) Primary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or egurvalent summary of asses/Imbibes): LLC created to hold hinds to pay for costs associated with one of Jeffrey Epstein's planes. Initial contribution of $1,000 from Jeffrey Epstein and al source of finds come from Jeffrey Epstein. Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated instable assets (S): r$1 WI Potential Moult to be invested with PWM (5): 300,000.00 Other Known Financial Insbtubons: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00 Institubon: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary I CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000165 U§192824128 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0I N30000000D9Di&e... EFIA_00019038 EFTA00168785 KYC Print Page 19 of 25 3C. Legal Entity Details (For a Legal Entitles) Legal Entity Name: Hyperion Air, Inc - oFounclatonfassociation El Trust RI Company O Estate Purpose of 6tity. RI Private Investment o Type of Entity: PhilaMhropc/Charitable O O Partnership Commercial PLrpose of Entity Type of Entity Other (specify): Other (specify): Date of Country of USA 7/18/1991 incorporation / incorporabon/registrabon: re9strabon: Volcker Status: Volcker Rag: Address (dty, street, post 6100 Red Hock, Quarter B3 St, Thomas 00802 USV1 U.S. TIN/EIN: code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/fourdations, indude infennation about revocability,settior and benefciaries,etc.: Jeffrey Epstein is President and sole owner. Please rdicate how ownership of the legal entity is reflected: O Spedal attention: Bearer Shares - Indicate where shares are o.&odied: Descnbe the diam from the bred owner of the entity to the Striate beneficial owner (m at fhe samepasoffs). To the best of your knoMedge, is the entity party to a non.banking relationship with Deutsche yin O No Bank (e.g. external legal counsel. client referral soLree. supplier of goods or services)?: Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for cods assodated with an arplane owned by Jeffrey Epstein. Countnes where business is transacted: USA, USVirgin Island Number of empoyees: 1 3D. wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Pnmary Country of source of wealth/source of Funds? Pnmary industry of source of Wealth/Spree of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equrvalent summary of assers(liatates): All finds for this LLC come from contributions of thepresident and sole owner Jeffr in. Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated investable assets ($): <51 MM Potential AmoLnt to be invested with PWM (5): 300,000.00 Other Known Financial Institutions: Institution: JPMorgan Country: USA Est. Assets Under Mgt: 300,000.00 Instituben: Country: Est. Assets Under Mgt: Instrubon: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For a Legal Entities Legal Entity Name: IBM, Inc • Type of Entity: Purpose of Entity: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000166 U§192824129 Intps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_00019039 EFTA00168786 KYC Print Page 20 of 25 O Foundattolltssociaben • Trust M Company O Estate OPrivate Investment O O Partnership Philanthropic/Charitable O Commercial Pirpose of Entity Type of Entity Other (specify): Other (specify): Date of Country a USA 9/7/2000 Incorporation / incorporabon/registrabon: re9strabon: Volcker Status: Volcker Rag: Address (city, street, post 6100 Red Hod, Quarter B3 SL Thomas 00802 USA US. TIN/EIN: code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/foundations, indude infamaben abo_t revocability,settlor and tenefiaanes,etc.: Jeffrey Epstein is the sole owner. Please Mir-ate how ownership of the legs entity is reflected: O Special attention: Bearer Shams . Indicate where shares are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifnot the samepasons) To the bat of your knowledge, is the entity party to a non.banking relationship with Deoache — Bank (e.g. external legal counsel, dent referral saga, supplier of goods or services)?: Yes U No 0 Describe Nature of Entity's Primary Business and Invesbnent Activities Nature of the business: Holds funds to pay for costs assooated with an atplane owned by Jeffrey Epstein. Counties where tusayess k transacted: USa, USVI Number of employees: 1 3D. Wealth Profile (Only fa parties requiring source of wealth descry:bon as indicated in Section 2) Primary Country of source of vrealth/scurce of Funds? Primary industry of source of Wealth/Scurce of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assers/liabibtes): All corporate funds/assets cane from contribubons by the so e owner. Jeffrey Epstein and his source of wealth Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated investable assets (5): <51 MM Potential Amount to be invested with PWM (5): 300,000.00 Other Known Financial Institutions: Institution: JPPlorgan Country: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: at. Assets Under Mgt: Instituton: Country: Est. &SECS Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summary 3C. Legal Entity Details (For a Legal Entities Legal Entry Name: JEGE, LLC • Private Investment O O Foundation/Association O Trust RI Company O Estate Type of Entity: Purpose of Entity: Philanthropic/Charitable 0 O Partrershlp Commercial CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0000167 UM92814130 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0 I N30000000D9Di&e... EFIA_00019040 EFTA00168787 KYC Print Page 21 of 25 Purpose of Type of Entity Other (specify): En) Other (specify): Date of Country of USVI 10/19/2012 incorpxabon / incorporatwiregistrabon: reostrabon: voldcer Status: voldcer Flag: Address (city, street, post 6100 Red Hock, Quarter B3 St, Thomas 00802 USV1 US. TIN/EIN: code): Provide a description of the entity's organizational structure, its ownership structure and its Top Management For trusts/fourdadons, indude informal:Cc abo_t revocability,setdor and benekiaries,etc.: Single member LLC. Jeffrey Epstein is the sde member Please it-ideate how ownership of the legal entity is reflected: El Special attention: Bearer Shares - Indicate where shares are custodial: Describe the drain from the dreg owner of the entity to the dbmate beneficial owner (drat the samepersorsA To the best of your knowledge, is the entity party to a non.tenking relationship with Deutsche .--. Bank (e.g. external legal counsel, client referral soute, supplier of goods or sennces)?: Yes U No Describe Nature of Entity's Primary Business and Investment Activities Tr's is a company formed to hoed funds for the taxes and payments of one of Jeffrey Epstans Nature of the business: airplanes. This LLC was famed to eventual) take over payment for EDE Inc. IEEE Inc mil be closed %whin a yew Counties where busness is transacted: USA, USV1 Number of employees: 3D. Wealth Profile (Only for parties reguirng source of wealth desaipttn as indicated in Section 2) Primary Country of sane of wealth/source of Funds? Primary industry of source of Wealth/Scurce of Funds? Provide Evidence of execrate Assets (e.g. balance sheet or egurvalent summary of assets/habitues): Initial funding of $1,000 fran ode member Jeffrey Epstein. M corporate assets come from contnbutioris made by the sole owner Estimated gross receipts p.a.($): Estimated net profit p.a. (5): Estimated investable assets ($): c$1 MM Potential Amoult to be invested with MA (5): 300,000.00 Other Known Financial Institubons: Insbtuttn: JPIlorgan Country: USA Est. Assets Under Mgt: 300,000.00 Insboilion: Country: Est. Assets Under Mgt: Insbtution: Country: Est. Assets Under Mgt: CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(a) DB-SONY-0000168 UM92814131 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... EFIA_00019041 EFTA00168788 KYC Print Page 22 of 25 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'l PART B Relatonship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rating Comments: Booking Center R NY 0 Offshore ID Moderate ni t Jacqueline Ughtbody 0 a., High Risk NY/Offshore Risk (Compliance Signature) 0 DB Employee El DB Managed PIC D DB is Trustee/Co-Trustee CI Bearer Shares 4. Attachments A. Type of Photo ID Provided 121Crivers License 0 Passport 0 National/State ID 0 Other B Cheddist of names (individuals and/or entities) that were submitted for database searches is attached Tr yes 0 No C. Please indicate the recut of the database searches performed RDC searches complete 2 Yes • No negative resits found ®Yes 0 No PCR checks complete is yes • No negative resits found ®Yes • No OFAC checks complete 2 Yes 0 No negative resits found 0 Yrs 10 No BIS searches complete (Leds/Nexis, Factiva, Reuters, Dow Jones, D&B) @ Yes 0 No negative resits found Ova 2 ta Denial Orders des complete @ Yes 0 No negative resits found 0 Vim 2 ta Martindale-Hubbell searched (Lawyers/Law Arms only) 0 Yes 12 No negative resits found Ova 0 No Please summarize any negative resLfts from the database searches indicated above: DARREN INDKYE: KYC approved in case #1133377 HYPERION AIR INC: No negative media No court cases HYPERION AIR LLC: No negative media No court cases JEGE INC: No negative media No court cases JEGE LLC: D. No negative media No court cases PLAN D LLC: No negative media No court cases HARRY BELLER: Negative Media: Not our client. All negative media pertains to an envicrimental rniaobologisL Our client is an accountant Court Cases: #1: Disposed in 1987 All other cases we not ow dent. The other court cases refer to a Dr. Harry Beier. Our client es an actor:Rant JEFFREY EPSTEIN: Previously KYCd and approved in: 01082293 and 01121718 E. To the best of yar knowledge, has the client ever been convicted of a criminal offense? MYes 0 No To the best of your knowledge, has the customer ever been involved in any past litigation against F Deutsche Bank AG or any of is subsidiaries or is the customer threatening keption against No Deutsche Bank AG or any of is subsidiaries? (If Yes, provide detailsbelowand wind QuellYlr."'' ° Yes 2 gatAatanel9 a- the &quit:stow aorta Group endnotify Compliance Immo:We'll G. 0 Yes 2 No CONFIDENTIAL — PURSUANT TO FED. R. GRIM. P. 6(0) DB.SDNY-0000169 U§192824132 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=0 I N30000000D9Di&e... EFIA_00019042 EFTA00168789 KYC Print Page 23 of 25 Does the client or related party have any financial or other association / interactions within countries or regimes sanctioned by the Office of Foreign Assets Control (OFAC)? H. Does the client or related path have any finance' or other association/ interactions within high risk O Yes 2 No countries? I. Corporate Docunentabon Attached (Legal Entities Orgy) @ Yes O No O Not Applicable J. Undisclosed Principal Form Complete (Intermediaries ONy) 0 Yes 0 No El Not Applicable K. If Lecis/Nexis Search Results, Corporate Documents or Other Supporting Documentation is not in English, please provide an English summary of the nature/contents of the non.English Documentation: L. Special Risk Factors Does the acccunt have Nevus to Special Risk Countries? O Yes 74 No Is the accant structure unusually complex? O Vim 74 No Is there any rdicabon the client set up a non operating company expressly r-i for the purpose of transferrng shares to third parries? U `Cm El No Is there any rdication this could be a prep tited business relationship? O Yom El No Are the bearer shares identified subject to acceptable controls? O Yes 10 No CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000170 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?1id=0 I N30000000D9Di&e... /I/192814133 EFIA_00019043 EFTA00168790 KYC Print Page 24 of 25 M. Case Comments Created By Date Comments Jacqueline Ughtbody 3/14/114 4:02 Pfd 1 page of De Certificated tic Resoludon with the 2nd that did not list al signers, is acceptable. The crity ision was the 2nd page with the correct signers that s attachal separately. ONSHORE APPROVALS Chet Facing Professcnal (CFP): Paul MOMS (Signature) 2/24/2014 Paul Morris Office Director/Business Head: Bnan M. Biggar (Signature) 2/24/2014 Brian M. Biggar Regional Office Director. (Signature) NIL Business Risk (Signature) NIL Compliance: (Signature) Gwen Hill o/b/o Janice Franlan Gwen Hill o/b/o Janice Franklm 3/14/2014 Jacqueline Ughtbody Jacqueline Lighttely 3/14/2014 LATAM/INTERNATIONAL APPROVALS Chart Fadng Professional (CFP): (Signature) Account Manager (Signature) Global Market Team Head (S9lature) (GMTH)/Sub-Market Team Head (SMTH): NIL Business Rest (Signature) AM Compliance: (Signante) PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PIM° worldwide is committed toprofessionally serve the interests ofits clients. To do so, Client Facing Professionals1(1) (CFP's) should establish and maintain business relationships only with persons who satisfi, our high standards ofsuitability, background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility ofCFP's to demonstrate that they know their client both at the inception ofa relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best ofmy knowledge and beliefthe above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on thepart ofthe client(s) and that I havefollowed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYCPolicy CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SONY-0000171 UM92814134 https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=0IN30000000D9Di&e... EFIA_00019044 EFTA00168791 KYC Print Page 25 of 25 (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Officers, Brokers, Client Managers, etc. Deutsche Bank Americas New York CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(0) DB-SDNY-0000172 https://dbforcepb.my.salesforce.com/servletiservlet.Integration?lid=0IN30000000D9Di&e... 11MP/2814135 EFTA_00019045 EFTA00168792