EFTA00236210

Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdi ngs as of July 11 2014 Summary of Portfolio Holdings Value on Unrealized Unrealized Est. annual Current % of Cost basis (S) 07/11/2014 (S) gainAoss (S1 gainAoss (%) income (S) yield (%) portfolio A Cash 234.61 234.61 0.00 0.00% 0.00 0.00% 0.00% Cash 234.61 234.61 0.00 0.00% 0.00 0.00% 0.00% B Fixed Income 1,783,523.93 1,847,122.19 63,598.26 3.57% 91,726.09 4.97% 27.45% US 1,694,280.36 1,757,53966 63,255.30 3.73% 89,724.69 5.11% 26.12% Global 49,538.92 50,113.38 574.46 1.16% 1,255.25 2.50% 0.74% International 39,704.65 39,473.15 -231.50 -0.58% 746.15 1.89% 0.59% C Equity 4,139,086.02 4,786,054.27 646,968.25 15.63% 134,311.88 2.81% 71.12% US 2,378,756.46 2,811,777.31 433,020.85 18.20% 70,216.62 2.50% 41.78% International 1,760,329.56 1,974,276.96 213,947.40 12.15% 64,095.26 3.25% 29.34% D Commodities 31,931.40 24,468.20 -7,463.20 -23.37% 0.00 0.00% 0.36% Commodities 31,931.40 24,468.20 -7,463.20 .23.37% 0.00 0.00% 0.36% E Non-Traditional 30,309.77 32,404.48 2,094.71 6.91% 514.19 1.59% 0.48% Non-Traditional 30,309.77 32,404.48 2,094.71 6.91% 514.19 1.59% 0.48% F Other 45,068.38 39,086.36 -5,982.03 -13.27% 0.00 0.00% 0.59% Other 45,068.38 39,086 36 -5,982.03 -13.27% 0.00 0.00% 0.59% Total Portfolio $6,030,154.11 56,729,370.10 5699,215.99 11.60% $226,552.16 3.37% 100% Balanced mutual funds are allocated in the 'Other' category Report created on July 15. 2014 Page 1 " CONFIDENTIAL UBSTERRAMAR00000506 EFTA00236210 Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 11, 2014 (continued) Details of portfolio holdings Unrealized % of Unrealized gaiMoss Est. annual Current asset % of Cost basis KS Market value )5, gainAoss!SJ !%, income (5; yield ;94i class portfolio Total Portfolio 66,030,15411 66,729,370.10 6633215.93 11.60% $226,552.16 3.37% 100% 100% Purchase Price on Unrealized price TS)/ 07/11/2014 Unrealized gaiMoss Est. annual Current % of % of Cash Quantity Avg Price :9; Cost basis (S. Market value (9. gainAossl; i%) income:Si yield :%; Cash portfolio Cash UBS BANK USA DEPOSIT ACCOUNT 1,222.13 1.00 1.00 1,222.13 1,222.13 0.00 0.00% 0.00 0.00% 520.92% 0.02% USD CASH 189.41 3.00 3.00 -987.52 -987.52 0.00 0.00% 0.00 0.00% -420.92% -0.01% Total Cash $234.61 $234.61 $0.00 0.00% $0.00 0.00% 100.00% 0.00% Total Cash $234.61 6234.61 60.00 0.00% $0.00 0.00% 100.00% 0.00% Purchase Price on Unrealized % of price iS)/ 07/11/2014 Unrealized gaiMoss Est. annual Current Fixed % of Mad Income Quantity Avg Price !S; Cost basis (S) Market value i9; gainAoss!S; (oAX! income (9) yield !%; Income portfolio us AVENUE CREDIT STRATEGIES FUND 2,792.19 11.31 11.86 31.566.86 33,115.42 1548.56 4.91% 1,044.28 3.15% 1.79% 0.49% CLASS INSTL Client investment: $30,896.00 Reinvested dividends: $670.86 Investment return: 92,219.4217.18% BANK OF AMER INTERNOTES 150,000.00 100.00 104.22 150,000.00 157,176.00 7,176.00 4.78% 5,400.00 3.45% 8.51% 2.34% 03.600% 111516 DTD110410 FC051511 NTS FIFE BIRDVILIE TEX ISD U/T-07 BLD REF- 100,000.00 105.38 109.11 105,379.74 111,140.78 5,761.04 5.47% 5,000.00 4.58% 6.02% 1.65% 07 PSA B/E/RI 5.000 021529 DTD 011507 BLACKROCK HIGH YIELD BOND I 7,459.57 8.12 8.41 60,602.06 62,734.98 2,132.92 3.52% 3,580.03 5.71% 3.40% 0.93% Client investment: $59,201.48 Reinvested dividends: $1,400.58 Investment return: $3,533.50 (5.97%) CITIGROUP CAPITAL XIII FXD/FLT 10,000.00 26.13 27.72 261,300.00 277,200.00 15.900.00 6.08% 19587.50 7.10% 15.01% 4.12% TRUST PFD 7.875% DUE 10/30/2040 Report created on: July 15, 2014 Page 2 (V CONFIDENTIAL UBSTERRAMAR00000507 EFTA00236211 SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized % of price (S)/ 07/11/2014 Unrealized gainrloss Est. annual Current Fixed % of Fixed Income Quantity Avg Price :5, Cost basis !$; Market value (5; gainAoss (Si (%; income/Si yielckWr Income portfolio US COHEN & STEERS PREFERRED SEC & 4,60733 13.44 13.78 61,946.93 63,494.52 1,547.59 2.50% 3,852.06 6.07% 3.44% 0.94% INC FUND I Client investment 560.40399 Reinvested dividends: $1,538.94 Investment return: 53,086.53 (5.11%) COUNTRYWIDE CAP V 7.000% DUE 4,200.00 23.52 25.95 98378.96 108,990.00 10211.04 10.34% 7,350.00 6.74% 5.90% 1.62% 11/01/36 CALLABLE DOUBLE LINE TOTAL RETURN FUND 12,754.22 11.37 11.00 145,034.86 140,296.45 -4,738.41 -3.27% 7.158.33 5.10% 7.60% 2.08% INSTL Client investment: 5142.229.00 Reinvested dividends: 52.805 86 Investment return: S-1.932.55 I-1.36%) EATON VANCE FLOATING RATE 7,665.50 11.18 11.15 85,696.21 85,470.29 -225.92 -0.26% 3,964.20 4.64% 4.63% 1.27% ADVANTAGE CL I Client investment: 584,120.00 Reinvested dividends: $1,576.21 Investment return: $1,350.29 f1.61%; GENL ELEC CPTL CORP 00.423% 50,000.00 90.79 99.98 45,394.50 49,991.50 4,597.00 10.13% 211.68 0.42% 2.71% 0.74% 051116 DTD051107 FC081107 MED TERM NTS HARBOR HIGH VIEW BD FD 2,727.73 11.24 11.07 30.646.27 30,196.00 -450.27 -1.47% 1,720.52 5.70% 1.63% 0.45% INSTITUTIONAL CL Client investment: 529,905.78 Reinvested dividends. $740.49 Investment return: $290.22 i 0.97%. HSBC FIN CORP NTS B/E 02.900% 100,000.00 100.00 101.75 100,000.00 102,437.78 2,437.78 2.44% 2,900.00 2.85% 5.55% 1.52% 101515 DTD101510 FC041511 1P MORGAN CHASE & CO 150,000.00 105.27 111.50 157,909.17 167,250.00 9140.83 5.92% 11,850.00 7.09% 9.05% 2.49% 07.900% 042949 DTD042308 FC 103008 NTS B/E )PMORGAN CHASE CAP )00X 2,500,00 25.00 25.80 62,500.00 64,500.00 2,000.00 3.20% 4,187.50 6.49% 3.49% 0.96% 6.700% DUE 04/02/40 MASSACHUSETTS ST HLTH & EDL 50,000.00 102.32 104.25 51,159.01 53,346.22 2,187.21 4.28% 2,500.00 4.80% 2.89% 0.79% FACS AU RV 8 EVE /R/ 5.000 071532 DTD 080305 METROPOUTAN WEST TOTAL 7,269.61 10.71 10.83 77,861.73 78,729.92 868.19 1.12% 2,09154 2.66% 4.26% 1.17% RETURN BOND FUND CLASS I Client investment: 577,030.00 Reinvested dividends: 5831.73 Investment return: $1,699.9212.21%; MICHIGAN MUN BD AUTH RV 50,000.00 105.13 109 30 52,564.61 55,341.94 2,777.33 5.28% 2,500.00 4.57% 3.00% 0.82% BE/R/ 5.000 100126 DTO 110206 Report created on: July 15, 2014 Page 3 of 11 CONFIDENTIAL UBSTERFtAMAR00000508 EFTA00236212 SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Purchase Ftice on Unrealized % of price (5)/ 07/11/2014 Unrealized gainAoss Est annual Current Fixed % of Fixed Income Quantity Avg Price (5) Cost basis(S) Market value (5 gainAoss !S) !%) income yield (%) Income portfolio US RIDGEWORTH SEA FLOATING 6,614.81 9.04 9.06 59,800.08 59,930.15 130.07 0.22% 2,441.55 4.07% 3.24% 0.89% RATEHIGH INCOME FUND CLASS I Ckent investment $58,784.00 Reinvested dividends: $1,016.08 Investment return: 51,146.15 (1.95%) T ROWE PRICE INSTITUTIONAL 5,466 31 10.27 10 28 56,139 37 56,193 70 54.33 0 10% 2283.51 4 06% 3 04% 0 84% FLOATING RATE F CLASS Client investment: 555397.00 Reinvested dividends: 5742.37 Investment return: 5796.7011 44% Total US $1,694,280.36 $1,757,535.66 $63,255.30 3.73% $89,724.69 5.11% 95.15% 26.12% Global )P MORGAN MULTI-SECTOR 4,827.88 10.26 10.38 49,538.92 50,113.38 574.46 1 16% 1,255.25 2.50% 2.71% 0.74% INCOME FUND SELECT SHS Client investment: 549,092 71 Reinvested dividends: 5446.21 Investment return: 51,020.67 (2.08%) Total Global $49,538.92 $50,113.38 $574.46 1.16% $1,255.25 2.50% 2.71% 0.74% International HSBC TOTAL RETURN FUND CLASS I 3,858.57 10.29 10.23 39,704.65 39,473.14 -231.51 -0.58% 746.15 1.89% 2.14% 0.59% Client investment: $39,704.65 Reinvested dividends: $0.00 Investment return: 1-231.51 (-0.58%) Total International $39,704.65 $39,473.15 $431.50 -0.58% $746.15 1.89% 2.14% 0.59% Total Fixed Income $1,783,523.93 $1,847,122.19 $63,598.26 3.57% $91,726.09 4.97% 100.00% 27.45% Report created on July 15, 2014 Page 4 of 11 CONFIDENTIAL UBSTERFtAMAR00000509 EFTA00236213 SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized price (5)/ 07/11/2014 Unrealized gain/loss Est. annual Current % of 54 of Equity Quantity Avg Price :$) Cost basis!: Market value15; gainAoss (%, income 3) yield%) Equity portfolio US ANALOG DEVICES INC 1,751.00 41.99 54.29 73,523.89 95,061.79 21,537.90 29.29% 2,591.48 2.73% 1.99% 1.41% APACHE CORP 95.00 120.03 97.40 11,403.30 9,253.00 -2,150.30 •18.86% 95.00 1.03% 0.19% 0.14% AUTOMATIC DATA PROCESSNG 1,272.00 59.99 80.13 76,310.18 101,925.36 25,615.18 33.57% 2,442.24 2.40% 2.13% 1.51% INC BANK OF AMER CORP 944.00 10.75 15.38 10.148.85 14,518.72 4369.87 43.06% 37.76 0.26% 0.30% 0.22% BAXTER INTL INC 1,556.00 66.09 76.59 102,841.72 119,174.04 16,332.32 15.88% 3,236.48 2.72% 2.49% 1.77% BLACKROCK INC 372.00 235.22 317.81 87,501.00 118,225.32 30,724.32 35.11% 2,871.84 2.43% 2.47% 1.76% CATERPILLAR INC 1,110.00 82.82 109.96 91,931.25 122,055.60 30,124.35 32.77% 3,108.00 2.55% 2.55% 1.81% CITIGROUP INC 358.00 39.24 47.00 14,048.52 16,826.00 2,777.48 19.77% 14.32 0.09% 0.35% 0.25% CLEARBRIDGE EQUITY INCOME 2,366.16 17.65 19.79 41,756.64 46,826.21 5,069.57 12.14% 825.46 1.76% 0.98% 0.70% FUND CLASS I Client investment: 541,251.00 Reinvested dividends: 5505.64 Investment return: $5,575.21 113.52%) COLGATE PALMOUVE CO 1,508 00 54.30 69.52 81,883.80 104,836 16 22,952.36 28.03% 2,171.52 2.07% 2.19% 1.56% COLUMBIA CONVERTIBLE 2,026.03 18.37 19.54 37.211.36 39,588.63 2,377.27 6.39% 881.08 2.23% 0.83% 0.59% SECURITIES FUND CLASS Z Client investment: 536,465.00 Reinvested dividends: 5746.36 Investment return: 53,123.63 f8.57%) CONOCOPHIU.IPS 1,480.00 58.45 84.73 86510.58 125,400.40 38.889.82 44.95% 4321.60 3.45% 2.62% 1.86% GENERAL MOTORS CO 1,373.00 36.42 37.95 50,000.00 52,105.35 2,105.35 4.21% 1,647.60 3.16% 1.09% 0.77% GENL MILLS INC 1,882.00 44.03 52.91 82567.16 99,576.62 16309.46 20.16% 3.086.48 3.10% 2.08% 1.48% GERON CORP 3,000.00 6.04 3.00 18,129.32 9,000.00 -9,129.32 •50.36% 0.00 0.00% 0.19% 0.13% HARBOR CONVERTIBLE SECURITIES 2,850.75 10.34 11.45 29,469.31 32,641.05 3,171.74 10.76% 600.00 1.84% 0.68% 0.49% FUND CLASS I Client investment: 529372.00 Reinvested dividends: $197.31 Investment return: 53,369.05 :11.51%. ILLINOIS TOOL WORKS INC 1,171.00 60.90 85.90 71,317.60 100,588.90 29,271.30 41.04% 1,967.28 1.96% 2.10% 1.49% JOHNSON & JOHNSON COM 1,066.00 74.87 105.10 79507.38 112,036.60 32,229.22 40.38% 2,984.80 2.66% 2.34% 1.66% MCDONALDS CORP 1,018.00 94.27 100.37 95,966.16 102,176.66 6,210.50 6.47% 3,298.32 3.23% 2.13% 1.52% NEXTERA ENERGY INC COM 1,162.00 71.69 98.97 83,302.61 115,003.14 31,700.53 38.05% 3,369.80 2.93% 2.40% 1.71% OCCIDENTAL PETROLEUM CRP 969.00 93.69 100.48 90,782.97 97,365.12 6,582.15 7.25% 2,790.72 2.87% 2.03% 1.45% PEPSICO INC 1,154.00 74.10 89.85 85,508.36 103,686 90 18,178.54 21.26% 3,023.48 2.92% 2.17% 1.54% PROCTER & GAMBLE CO 1,134.00 72.51 81.16 82,228.14 92,035.44 9,807.30 11.93% 2,919.37 3.17% 1.92% 1.37% SCHLUMBERGER LTD 113.00 84.28 114.70 9,524 04 12,961.10 3,437.06 36.09% 180.80 1 39% 0 27% 0.19% NETHERLANDS ANTILLES Report created on: July 15, 2014 Page 5 of 11 CONFIDENTIAL UBSTERFtAMAR00000510 EFTA00236214 SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized price (S)/ 07/11/2014 Unrealized gain4oss Est. annual Current % of % of Equity Quantity Avg Price S) Cost basis IS; Market value( ; gainAoss (Si (%; income (Si yield`%) Equity portfolio US SIT DIVIDEND GROWTH FUND 2,958.64 15.65 18.67 46,294.00 55,237.72 8,943.72 19.32% 752.91 1.36% 1.15% 0.82% CLASS I Client investment. 546194.00 Reinvested dividends: $0.00 Investment return: 58,943.72 (19.32%) SPUR S&P 500 ETF TR 1,495.00 167.50 196.61 250A07.85 293,931.95 43,524.10 17.38% 5,351.35 1.82% 6.14% 4.37% Client investment: 5250,407.85 Reinvested dividends. $0.00 Investment return: 543,524.10:17.38%) STAPLES INC 6,769.00 13.04 10.90 88,237.30 73,782.10 -14,455.20 -16.38% 3,249.12 4.40% 1.54% 1.10% TARGET CORP 1,600.00 63.70 60.00 101,912.07 96,000.00 -5,912.07 -580% 3,328.00 3.47% 2.01% 1.43% TORTOISE MLP & P1PEUNE FUND 2,296.77 13.33 18.93 30,616.00 43,477.93 12,861.93 42.01% 544.14 1.25% 0.91% 0.65% CLASS INSTI. Client investment: 530,616.00 Reinvested dividends: S0.00 Investment return: 512,861.93 (42.01%) TRAVELERS COS INC/THE 1,152.00 78.53 94.68 90.469 50 109,071.36 18,601.86 20.56% 2.534.40 2.32% 2.28% 1.62% TWITTER INC 2,000.00 45.16 38.33 90,320.00 76,660.00 -13,660.00 -15.12% 0.00 0.00% 1.60% 1.14% UNITED PARCEL SERVICE INC CL B 1,061.00 92.25 102.53 97,876.80 108,784 33 10.90753 11.14% 2.84348 2.61% 2.27% 1.62% VERIZON COMMUNICATIONS INC 501.00 46.86 50.32 23.477.65 25,210.32 1,732.67 7.38% 1.062.12 4.21% 0.53% 0.37% XILINX INC 1,798.00 36.25 48.25 65.171 15 86,753 50 21,582.35 3312% 2,085.68 240% 181% 1 29% Total US 52,378,756.46 82,811,777.31 $433,020.85 18.20% $70,216.62 2.50% 58.75% 41.78% International AB8 LTD SPON ADR 1,475.00 21.41 22.79 31,585.04 33,615.25 2,030.21 6.43% 1,133.76 3.37% 0.70% 0.50% ALSTOM AOR 4,875.00 3.65 3.56 17.770.91 17,355.00 -415.91 -2.34% 355.58 2.05% 0.36% 0.26% ASTRAZENECA PLC SPON ADR 365.00 50.28 74.51 18,351.75 27,196.15 8,844.40 48.19% 1,022.00 3.76% 0.57% 0.40% ME SYSTEMS PLC SPON AOR 1,000.00 22.16 28.86 22,160.00 28,860.00 6,700.00 30.23% 1,292.71 4.48% 0.60% 0.43% BAYER A G SPON ADR 245.00 99.96 137.70 24,491.20 33,736.50 9,245.30 37.75% 517.31 1.53% 0.70% 0.50% BHP BILUTON LTD SPON ADR 435.00 74.09 70.67 32,227.68 30,741.45 -1,486.23 -4.61% 1,026.60 3.34% 0.64% 0.46% SNP PAftIBAS SA ADR 1,195.00 39.89 32.98 47,674.46 39,411.10 -8,263.36 -17.33% 854.18 117% 0.82% ass% BOC HONG KONG HOLDINGS LTD 555.00 66.35 60.71 36,821.52 33,694.05 -3.127.47 -8.49% 1,423.74 4.23% 0.70% 0.50% SPON AOR BRITISH AMER TOBACCO PLC GB 590.00 105.16 121.55 62,046.30 71,714.50 9,668.20 15.58% 2,800.14 3.90% 1.50% 1.07% SPON APR DEUTSCHE POST AG SPON ADR 1,360.00 23.20 35.31 31.554 75 48,021.60 16.466.85 52.19% 1,451.61 3.02% 1.00% 0.71% DEUTSCHE TELEKOM AG OE SPON 4,270.00 13.80 16.53 58,928.15 70,583.10 11,654.95 19.78% 2,763.46 3.92% 1.47% 1.05% APR GDF SUEZ SPON ADR 1,980 00 21.26 26.79 42,100.10 53,044 20 10,944 10 26.00% 2,758.26 5.20% 1 11% 0.79% Report created on: July 15, 2014 Page 6 of 11 CONFIDENTIAL UBSTERFtAMAR00000511 EFTA00236215 Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized price iS. / 07/11/2014 Unrealized gai Moss Est. annual Current % of % of Equity Quantity Avg Price Cost baXs iS, Market value (5, gain/loss <5 % income is, yield <Ito) Equity portfolio International GLAXO SMITHKLINE PLC ADR 1,015.00 47.70 53.71 48,412.36 54,515.65 6,103.29 12.61% 2,597.34 4.76% 1.14% 0.81% HSBC HODINGS PLC NEW GB 1,145.00 54.86 50.60 62,810.83 57,937.00 -4,873.83 -7.76% 2,805.25 4.84% 1.21% 0.86% SPON ADR IMPERIAL TOBACCO GROUP PLC 515.00 70.43 94.20 36,270.85 48,513.00 12,242.15 33.75% 2,072.63 4.27% 1.01% 0.72% WON ADR P MORGAN INTREPID EUROPEAN 875.28 23.21 27.22 20,316.00 23,825.20 3,509.20 17.27% 74.91 0.31% 0.50% 0.35% INST Client investment: 520,316.00 Reinvested dividends: $0.00 Investment return: 53,509.20117.27% KIRIN HOLDINGS LTD SPON ADR 3,010.00 16.12 14.38 48,510.86 43,283.80 .5,227.06 •10.78% 832.31 1.92% 0.90% 0.64% LUKOIL OIL CO WON ADR i25 1,035.00 62.59 60.20 64,776.50 62,307.00 -2,469.50 -3.81% 2,870.89 4.61% 1.30% 0.93% RUBLES: MATTHEWS ASIA DIVIDEND FUND 2,661 93 14.90 16.54 39,658.96 44,028.24 4,369.28 11.02% 1,294.60 2.94% 0.92% 0.65% INSTL Client investment: 539,286.00 Reinvested dividends: 5372.96 Investment return: $4,742.24 (12.07%) MTN GROUP LTD SPON ADR 2,625.00 19.04 21.00 49,970.21 55,125.00 5,154.79 10.32% 2,117.05 3.84% 1.15% 0.82% MUNICH RE GROUP ADR 2,610.00 18.65 21.90 48,665.02 57,159.00 8,493.98 17.45% 1,795.00 3.14% 1.19% 0.85% NESTLE 5 A SPONSORED ADR 1,055.00 69.59 76.92 73,413.83 81,150.60 7,736.77 10.54% 2,138.76 2.64% 1.70% 1.21% REPSTG REG SHS SWTZ ADR MPPON TELEG & TEL CORP SPON 2,210.00 26.41 32.29 58,374.87 71,360.90 12,986.03 22.25% 1,653.36 2.32% 1.49% 1.06% ADR NOVARTIS AG WON ADR 975.00 69.85 89.52 68.101.01 87,282 00 19,180.99 28.17% 2.279.86 2.61% 1.82% 130% ORKLA ASA A 5115 WON ADR 4,115.00 7.91 8.84 32,560.21 36,376.60 3,816.39 11.72% 1,355.10 3.73% 0.76% 0.54% TELEKOMUNIKASI INDONESIA 690.00 39.44 44.50 27.215.25 30,705.00 3,489.75 12.82% 804.45 2.62% 0.64% 0.46% SPON ADR RECKITT BENCKISER PLC SPON ADR 3,540.00 13.77 17.24 48,749.99 61,029.60 12,279.61 25.19% 1,501.92 2.46% 1.28% 0.91% ROCHE HIDG LTD SPONS ADR 1,400.00 28.13 36.97 39,379.81 51,758.00 12,378.19 31.43% 1,281.19 2.48% 1.08% 0.77% SWITZ ADR ROYAL DUTCH SHELL PLC ADS 400.00 69.89 86.79 27,957.37 34,716.00 6,758.63 24.17% 1,504.00 4.33% 0.73% 0.52% REPSTG 2 CL B ORD 5115 SPON ADR SANOFI SPON ADR 1,195.00 50.27 51 63 60,068.51 61,697.85 1,629.34 2.71% 1,573.60 2.55% 1.29% 0.92% SIEMENS A G SPON ADR 500.00 105.83 125.68 52,917.17 62,840.00 9,922.83 18.75% 1,506.70 2.40% 1.31% 0.93% SINGAPORE TELECOM LTD NEW 1,765.00 28.99 31.36 51,172.92 55,350.40 4,177.48 8.16% 2,248.61 4.06% 1.16% 0.82% 2006 SPON ADR SMITHS GROUP PLC WON ADR 1,575.00 19.53 21.36 30,754.80 33,642.00 2,887.20 9.39% 962.59 2.86% 0.70% 0.50% STATOIL ASA SPON ADR 1,450 00 24.81 30.04 35,974.62 43,558 00 7,583.38 21.08% 1277.37 2.93% 0.91% 0.65% Report created on: July 15, 2014 Page 7 of 11 CONFIDENTIAL UBSTERRAMAR00000512 EFTA00236216 Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 11, 2014 (continued) Purchase Ftice on Unrealized price (S) / 07/11/2014 Unrealized gainAoss Est annual Current % of % of Equity Quantity Avg Price (5) Cost basis (S) Market value (S gainAoss (5) (%) income TS', yield !SS) Equity portfolio International TAIWAN SEMICONDUCTOR MFG 830.00 17.82 22.81 14,793 04 18,932 30 4,139.26 27.98% 333.21 1 76% 0.40% 0.28% CO LTD ADR TESCO PLC SPONS ADR UNITED 1.520 00 16.75 14 36 25.456 73 21,827 20 -3.629.53 -14 26% 1.079.20 4 94% 0 46% 0 32% KINGDOM TOTAL S.A. FRANCE SPON ADR 1,070.00 50.51 68.99 54,046 70 73,819.30 19,772.60 36.58% 2,922.93 3 96% 1 54% 1 10% UNILEVER NV N V 5115 NEW 1,630 00 40.78 42 82 66,467 39 69,796 60 3,329 21 501% 2,052.50 294% 1 46% 1 04% NETHERLANDS WON ADR UNTD OVERSEAS BK LTD SPONS 1,250.00 31.30 38.80 39,130.24 48,500 00 9,369.76 23.95% 1,388.48 2.86% 101% 0.72% ADR SINGAPORE ADR VODAFONE GROUP PLC SPON ADR 1,039.00 51.07 32 54 53.061.37 33,809 06 -19.252.31 -36.28% 2,372.07 702% 071% 050% ZURICH INS GROUP LTD SPON ADR 2,025.00 27.47 30.35 55,630.28 61,458.75 5,828.47 10.48% 0.00 0.00% 1.28% 0.91% Total International $1,760,329.56 $1,974,276.96 5213,947.40 12.15% $64,095.26 3.25% 41.25% 29.34% Total Equity $4,139,086.02 $4,786,054.27 5646,968.25 15.63% $134,311.88 2.81% 100.00% 71.12% Purchase Price on Unrealized % of price (S)/ 07/11/2014 Unrealized gain/loss Est. annual CurrentCoimioditi % of Commodities Quantity Avg Price (Si Cost basis (S) Market value (S) galnAoss(s) (%) income(S) yield (%) es portfolio Commodities SPOR GOLD TRUST 190.00 168.06 128.78 31,931.40 24,468.20 -7.463.20 -23.37% 0.00 0.00% 100.00% 0.36% Client investment: 531,931.40 Reinvested dividends: $0.00 Investment return! S-7463.20 (-23.37%) Total Commodities S31,931.40 $24,468.20 5-7,463.20 -23.37% $0.00 0.00% 100.00% 0.36% Total Commodities $31,931.40 $24,468.20 S-7,463.20 -23.37% $0.00 0.00% 100.00% 0.36% Report created on July 15. 2014 Page 8 CONFIDENTIAL UBSTERRAMAR00000513 EFTA00236217 Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 11, 2014 (continued) Purchase Price on Unrealized % of price(s)/ 07/11/2014 Unrealized gaiMoss Est annual Current Non• % of Non-Traditional Quantity Avg Price (5) Cost basis (5) Market r%) income ' Id l%) Traditional portfolio Non-Traditional GATEWAY FUND CLASS Y 1,098.46 27.59 29.50 30,309.77 32,404.48 2,094.71 6.91% 514.19 1 59% 100.00% 0.48% Client investment: 530,040.36 Reinvested dividends: $269.41 investment return: 52,364.12 (7.87%) Total Non-Traditional $30,309.77 $32,404.48 52,094.71 6.91% $514.19 1.59% 100.00% 0.48% Total Non-Traditional $30,309.77 $32,404.48 $2,094.71 6.91% $514.19 1.59% 100.00% 0.48% Purchase Price on Unrealized price ($)/ 07/11/2014 Unrealized gaiMoss Est. annual Current % of % of Other Quantity Avg Price (5) Cost basis (5) Market value l$ gain4oss (%) income (S) yield (910, Other portfolio Other ETF METAL SECURITIES LTD ETFS 301.00 149.73 129.86 45,068.38 39,086 36 -5,982.03 -13.27% 0.00 0.00% 100.00% 0.58% PHY9CAL GOLD Client investment: 545,068.38 Reinvested dividends: 50.00 investment return: S-5,982.03 .1-13.27% Total Other $45,068.38 $39,086.36 $-5,982.03 -13.27% $0.00 0.00% 100.00% 0.59% Total Other $45,068.38 $39,086.36 $-5,982.03 -13.27% $0.00 0.00% 100.00% 0.59% Unrealized % of Unrealized gaiMoss Est annual Current asset % of Cost basis 5 Market value $ qamAoss $ income ',$' veld % class portfolio Total Portfolio $6,030,154.11 $6,729,370.10 $699,215.99 11.60% $226,552.16 3.37% 100% 100% Total accrued interest (included in market values): $5,477.22 Report created on July 15. 201.: Page 9 (V CONFIDENTIAL UBSTERRAMAR00000514 EFTA00236218 Disclosures applicable to accounts at UBS Financial Services Inc. This section contains important disclosures regarding the cost divided by the total number of shares. If the shares income is the annualized year to date per share information and valuations presented here This report were purchased in different lots, the unit price listed Mutual Fund Asset Allocation: If the option to dividends paid and multiplied by the quantity of shares presents information since December 31, 2002. This does not represent the actual cost paid for each lot The unbolt* balanced mutual funds is selected and if a held in the selected amounts: report does not include complete account activity or unrealized gaiMoss value is calculated by combining the fund's holdings data is available, mutual funds wit be performance of your accounts before this date All total value of all tax lots plus or minus the total market classified by the asset class, subclass, and style Current Yield: Current Weld is defined es the estimated information presented is subject to change at any time value of the security breakdown of their underlying holdings. Where a annual income divided by the total market value and is provided only is Of the date indicated The mutual fund or FM contains equity holdngs from informabon in this report is for informational purposes if you choose to display tax lot level information as multiple equity sectors, this report will proportionately Credit/Event Risk Investments are subject torrent risk only and should not be relied upon as the basis of an sensate fine items on the Portfolio Holdings report, the allocate the underlying holdings of the fund to those and changes in aedit quality of the issuer Issuers can nvestment or iquidation decision. UBS FS accounts tax lot information may include information from sectors measured as a percentage of the total funds experience economic situations that may have adverse statement and official tax documents are the only sources other than 1185 FS The Firm does not asset value as of the date shown. effects on the market value of their securities. official record of your accounts and are not replaced. independently verify or guarantee the accuracy or amended Cr superseded by any of the inlormation validity of any information provided by sources other This information is supplied by Morningstar, Inc. on a Interest Rate Risk Bonds are subject to market value presented in these reports than 1165 FS. As a result this information may not be monthly basis to 1165 FS based on data supplied by the fluctuations as interest rates rise and fall. If sold prier to accurate and is provided for informational purposes fund which may not be current. 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If a fund's underlying holding data is not interest sernannuSly. the coupon payments over the life investment advisory programs, and advice on the available, it will be classified based on its corresponding of the bond can have a major impact on the bond's total selection of investment managers and mutual funds hieing: MI securities are priced using the dosing price overall Morningstar classification NI data is as of the 'then. offered through our investment advisory programs reported on the last business day preceding the date of date indicated in the report When we act as your investment adviser, we will have a this report Every reasonable attempt has been made to Accrued Interest Interest that has accumulated written agreement with you expressly acknowledging accurately price securities however, we make no Equity Style: The Growth, Value and Core labels are between the most recent payment and the report date our investment advisory relationship with you and warranty with respect to any security's price Please refer determined by Standard and Poor's using a price-to. may be reflected in market values for interest bearing describing our obligations to you At the beginning of to the back of the fist page of your MS FS accounts boot: ratio methodology. The Growth, Value and Core securities our advisory relationship, we will give you our Form NW statement for important information regarding the labels are based on how a comparry's price-to-book ratio brochures: for the program31 you selected that provides pricing used for certain types of sect-cities, the sources of compares to the median price-to-book ratio for its Gain/loss: The gaintloss information may include detailed information about, among other things, the pricing data and other qualficatiOns concerning the industry based on the company's assigned Industry calculations based upon non-UBS FS cost basis advisory services we provide, our fees, our personnel, pricing of securities To determine the value of securities Sector if the company's ratio is greater than or equal to information The Firm does not independently verify or our other business activities and financial industry in your account, we generally rely on third party the industry median, it is classified as a growth stock If guarantee the accuracy or validity of any information affiliations and conflict between our interests and your quotation services If a price is unavailable or believed to the company's ratio is less than the industry medianl it is provided by sources other than UBS FS. In addition, if interests. be unreliable, we may determine the price in good faith classified as a value stock If a security includes both this report contains positions with unavailable cost basis, and may use other sources such as the last recorded growth and value attributes, it is classified as a core the gaiMlossl for these po9tions are excluded in the Please review the report content carefully and contact transaction when securities are held at another stock If pria-to-book is not available or the industry's calculation for the GOV.Loss] As a result these figures your Financial Advisor with any questions custodian or if you hold illiquid or restricted securities for median is not available, this item will be Unclassified may not be accurate and are provided for informational which there is no published price, we MI generaly rely purposes only Clients should not rely on this The account hag may or may not inducle al of your on the value provided by the custodian or issuer of that Equity Capitallzatket Market Capitalization is defined information in make"; purchase or sell decisions, for tax accounts with UBS FS. The accounts included in this security as the number of shares outstanding times the market purposes or otherwise Rely only on yearend tax forms report are fisted under the 'Accounts included in this value Equity securities are classified as large Cap if they when preparing your tax return See your monthly review' shown on the hot page or listed at the top of Cash: Cash on deposit at UBS Bank USA is protected by have a capitalization of 8 balion or above Securities with statement for additional information each page. the Federal Deposit Insurance Corporation (FDIC) up to capitalization between 1 8 and 7 9 billion are classified $250,000 in principal and accrued interest per depositor as Mid Cap Securities with capitabzation below 1.79 Portfolio: For purposes of this report 'portfolio' is for each ownership type Deposits made in an baron are classified as Smal Cap Unclassified securities defined as all of the accounts presented on the corer Account changes: At 1185, we are cornmitted to indMdual's own name, joint name, or individual are those for which no capitalization is available or helping you work toward your financial goat So that page or the header of this report and does not retirement account are each held in a separate type of applicable necessarily include all of the client's accounts held at ownership Such deposits are not guaranteed by l/85 FS. we may continue providing you with financial advice UBS FS or elsewhere More information is available upon request. that is consistent with you investment objectives, please Equity Sectors: The Equity sector analysis may indude a consider the following two questions: variety of account, each with different investment and Percentage: Portfolio (in the '% Portfolio' column) 1: Have there been any changes to your financial Margin: The quantity value may indicate that all or part risk parameters As a result, the over Bighting or situation or investment objectives? includes all holdings held in the accounts) selected of this position is held on margin or held in the short underweighting in a particular sector or asset class r Would you Ike to implement or modify arty when this report was generated Broad asset class (in the account. When an account holds a debit balance, this should not be viewed as an isolated factor in making restrictions regarding the management of your aCCOunt7 '% broad asset class' column? includes all holdings held debit balance is incorporated into the accounts total iwestmentthquidation decisions, but should be assessed if the answer to either question is 'yes.' it is important in that broad asset class in the accounts) selected when market value and deducted from the total value. When on an account by account basis to determine the overall that you contact your Financial Advisor as soon as this report was generated. calculating the percent of portfolio on each security, the impact on the account's portfolio possible to discuss these changes. For MAC advisory percentage will be impacted by the total market value of accounts, please contact your investment manager Tax loth This report displays security tax lots as either the account. Therefore, if the account's market value is Classified Equity; Classified equities are defined as directly if you would like to impose or change any one line item 5.e., lumped tax loth or as separate tax lot reduced by a debit value of a holding the percent of those equities for which the firm can confirm the specific investment restrictions on your account level information if you choose to display security tax portfolio WI be greater and if the account's market industry and sector of the underlying equity instrument. lots as one Ire item, the total cost equals the total value value is increased by a holding then the percent of ADV disclosure: A complimentary copy of our current of all tax lots The unit cost is an average of the total portfolio soil be less. Estimated Annual Income: The Estimated Annual Form ADV Disclosure Brochure that describes the Report created on: July 15, 2014 Page 10 of 11 CONFIDENTIAL UBSTERRAMAR00000515 EFTA00236219 UBS Disclosures applicable to accounts at UBS Financial Services Inc. (continued) advisory program and related fees is available through your Financial Advisor Please contact your Financial Advisor if you have any questions Important information for former Piper Jaffrey and McDonald Investments clients: As an accommodation to former hoer Jaffrey and McDonald Investments dents, these reports include performance history for their Piper Jaffrey accounts prior to August 12. 2006 and McDonald Investments accounts prior to February 9. 2007, ihe date the respective accounts were converted to UBS FS. U8S FS has not independently verified this information nor do we make any representations or warranties as to the accuracy or completeness of that information and will not be liable to you if any such information is unavailable, delayed or inaccurate. For insurance, annuities. and 529 Parts, UBS FS relies on nformaton obtained from third party services it believes to be reiable UBS FS does not independently verify or guarantee the accuracy or validity of any information provided by third parties information for insurance, annui-ties. and 529 Plans that has been provided by a third party service may not reflect the quantity and market value as of the previous business day. when available. an 'as of date is inducted in the description irwestors outside the U S are subject to securities and tax regulations within their applicable junsdction that are not addressed in this report Nothing in this report shall be construed to be a solicitation to buy or offer to sell any security. product or service to any non4.1 S investor. nor shall any such security, product or service be sokited. offered or sold in any jurisdiction vihere such activity would be contrary to the securities laws or other local laws and regulations or would subject UBS to any registration requirement wither such juristiction UBS FS Al Rights Reused Member SIPC. Report created on: July 15, 2014 Page 11 of 11 CONFIDENTIAL UBSTERFtAMAR00000516 EFTA00236220