EFTA00236227

Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdi ngs as of July 15 2014 Summary of Portfolio Holdings Value on Unrealized Unrealized Est. annual Current % of Cost basis (5) 07/15/2014 (5) oainAoss (51 gainAoss (%) income (5) yield l%) portfolio A Cash 727,711.11 727,711.11 0.00 0.00% 0.00 0.00% 10.80% Cash 727,711.11 727,711.11 0.00 0.00% 0.00 0.00% 10.80% B Fixed Income 1,783,476.87 1,844,600.01 61,123.14 3.43% 91,726.09 4.97% 27.36% US 1,694,233.30 1,755,013.49 60,780.19 3.59% 89,724.69 5.11% 26.03% Global 49,538.92 50,113.38 574.46 1.16% 1,255.25 2.50% 0.74% International 39,704.65 39,473.14 -231.51 -0.58% 746.15 1.89% 0.59% C Equity 3,434,276.39 4,074,774.82 640,498.43 18.65% 110,067.61 2.70% 60.45% US 1,977,768.64 2,375,699.46 397,930.82 20.12% 56,193.50 2.37% 35.24% International 1,456,507.75 1,699,075.36 242,567.61 16.65% 53,874.11 3.17% 25.21% D Commodities 31,931.40 23,660.70 -8,270.70 -25.90% 0.00 0.00% 0.35% Commodities 31,931.40 23,660.70 -8,270.70 -25.90% 0.00 0.00% 0.35% E Non-Traditional 30,309.77 32,426.45 2,116.68 6.98% 514.19 1.59% 0.48% Non-Traditional 30,309.77 32,426.45 2,116.68 6.98% 514.19 1.59% 0.48% F Other 45,068.38 37,960.62 -7,107.77 -15.77% 0.00 0.00% 0.56% Other 45,068.38 37,960.62 -7,107.77 -15.77% 0.00 0.00% 0.56% Total Portfolio $6,052,773.92 $6,741,133.71 5688,359.79 11.37% $202,307.89 3.00% 100% Balanced mutual funds are allocated in the 'Other' category Report created on July 16. 2014 Page 1 " CONFIDENTIAL UBSTERRAMAR00000523 EFTA00236227 Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Details of portfolio holdings Unrealized % of Unrealized gai Moss Est. annual Current asset % of Cost basis 5 Market value IS gainAossrS , inocme(S, yield C.%) class portfolio Total Portfolio $6,052,773.92 $6,741,133.71 $688,359.79 1137% $202,307.89 3.00% 100% 100% Purchase Price on Unrealized price TV / 07/15/2014 Unrealized gaiMoss Est. annual Current % of % of Cash Quantity Avg Price :Si Cost basis 15 Market value t S. gaimlossrS, inmate:Si yield :Ph) Cash portfolio Cash UBS BANK USA DEPOSIT ACCOUNT 9,481 35 1.00 1.00 9,481.35 9,481.35 0.00 0.00% 0.00 0.00% 1.30% 0.14% USD CASH 697.68 5.00 5.00 718,229.76 718,229.76 0.00 0.00% 0.00 0.00% 98.70% 10.65% Total Cash $727,711.11 $727,711.11 $0.00 0.00% $0.00 0.00% 100.00% 10.80% Total Cash $727,711.11 $727,711.11 $0.00 0.00% $0.00 0.00% 100.00% 10.80% Purchase Price on Unrealized % of price TV / 07/15/2014 Unrealized gaiMoss Est. annual Current Fixed % of Fixed Income Quantity Avg Price V Cost basis (S: Market value gainAoss !Si income (Si yield %> Income portfolio us AVENUE CREDIT STRATEGIES FUND 2,792.19 11.31 11.86 31.566.86 33,115.42 1,548.56 4.91% 1.044.28 3.15% 1.80% 0.49% CLASS INSTL Client investment: $30,896.00 Reinvested dividends: $670.86 Investment return: 12,219.42 :7.18% BANK OF AMER INTERNOTES 150,000.00 100.00 104.16 150,000.00 157,137.00 7,137.00 4.76% 5,400.00 3.46% 8.52% 2.33% 03.600% 111516 070110410 FC051511 NTS B/E BIM:MLLE TEX ISO U/T-07 BLD REF- 100,000.00 105.36 109.10 105,357.62 111,185.33 5,827.71 5.53% 5,000.00 4.58% 6.03% 1.65% 07 PSA B/E/IV 5.000 021529 DTD 011507 EILACKROCK HIGH MELD BOND I 7,459.57 8.12 8.40 60,602.06 62,660.39 2,058.33 3.40% 3,580.03 5.71% 3.40% 0.93% Client investment: $59,201.48 Reinvested dividends: 51,400.58 Investment return: 53,458.91 (5,84%) CITIGROUP CAPITAL XIII FXD/FLT 10,000 00 26.13 27.66 261,300 00 276,600 00 15.300 00 5.86% 19,687 50 7.12% 15.00% 4.10% TRUST PFD 7.875% DUE 10/30/2040 Report created on: July 16, 2014 Page 2 of 11 CONFIDENTIAL UBSTERRAMAR00000524 EFTA00236228 SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized % of price (S)/ 07/15/2014 Unrealized gain4oss Est. annual Current Fixed % of Fixed Income Quantity Avg Price :S) Cost basis r5; Market value (5; gainAoss 5) (%) income (5) yield Income portfolio US COHEN & STEERS PREFERRED SEC & 4,607.73 13.44 13.77 61,946.93 63,448.44 1,501.51 2.42% 3,852.06 6.07% 3.44% 0.94% INC FUND I Client investment: 560,407.99 Reinvested dividends: 51,538.94 Investment return: 53,040.45 (5.03%) COUNTRYWIDE CAP V 7.000% DUE 4,200.00 23.52 26.02 98,778.96 109,284.00 10505.04 10.63% 7,350.00 6.73% 5.92% 1.62% 11/01/36 CALLABLE DOUBLE LINE TOTAL RETURN FUND 12,754.22 11.37 10.98 145,034.86 140,041.37 -4,993.49 -3.44% 7.158.33 5.11% 7.59% 2.08% INSTL Client investment: 5142,229.00 Reinvested dividends: 52,805.86 Investment return: 5-2.187.631-1.54%) EATON VANCE FLOATING RATE 7,665 50 11.18 11.15 85,696.21 85,470.29 -225.92 -0.26% 3,964.20 4.64% 4.63% 1 27% ADVANTAGE CL i Client investment: 584,120.00 Reinvested dividends: 51,576.21 investment return: 51,350.2911.61%; GENL ELEC CPTL CORP 00.423% 50,000.00 90.79 99.98 45,394.50 49,991.00 4,596.50 10.13% 211.68 0.42% 2.71% 0.74% 051116 DTD051107 FC081107 MED TERM N75 HARBOR HIGH VIEW BD FD 2,727.73 11.24 11.05 30,646.27 30,141.45 -504.82 -1.65% 1,720.52 5.71% 1.63% 0.45% INSTITUTIONAL CL Client investment: 529,905.78 Reinvested dividends. 5740.49 Investment return: 5235.67 :0.79%. HSBC FIN CORP NTS B/E 02.900% 100,000.00 100.00 101.71 100,000.00 102,432.00 2,432.00 2.43% 2,900.00 2.85% 5.55% 1.52% 101515 DTD101510 FC041511 1P MORGAN CHASE & CO 150,000.00 105.27 111.13 157,909.17 166,687.50 8,778.33 5.56% 11,850.00 7.11% 9.04% 2.47% 07.900% 042949 DTD042308 FC 103008 NTS B/E 1PMORGAN CHASE CAP )00X 2,500.00 25.00 25.83 62,500.00 64,562.50 2,062.50 3.30% 4,187.50 6.49% 3.50% 0.96% 6.700% DUE 04102/40 MASSACHUSETTS ST HLTH & EOL 50,000.00 102.29 104.21 51,146.52 52,106.00 959.48 1.88% 2,500.00 4.80% 2.82% 0.77% FACS AU RV 8 8/E /Fr/ 5.000 071532 DTD 080305 METROPOUTAN WEST TOTAL 7,269.61 10.71 10.82 77,861.73 78,657.22 795.49 1.02% 2,093.54 2.66% 4.26% 1.17% RETURN BOND FUND CLASS I Client investment: 577.030.00 Reinvested dividends: 5831.73 Investment return: $1,627.22 (2.11%) MICHIGAN MUN BD AUTH RV 50,000.00 105.10 109.30 52,552.16 55,369.72 2,817.56 5.36% 2,500.00 4.57% 3.00% 0.82% BE/R/ 5.000 100126 DM 110206 Report created on: My 16, 2014 Page 3 of 11 CONFIDENTIAL UBSTERFtAMAR00000525 EFTA00236229 Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Purchase Ftice on Unrealized % of price ($) / 07/15/2014 Unrealized gain/loss Est annual Current Fixed % of Fixed Income Quantity Avg Price ($1 Cost basis(S) Market value i5. gainrloss (5) t%) income yield J.%) Income portfolio US RIDGEWORTH SEIX FLOATING 6,614.81 9.04 9.06 59,800 08 59,930.15 130.07 0.22% 2,441.55 4.07% 3.25% 0.89% ftATEHIGH INCOME FUND CLASS I Client investment $58,784.00 Reinvested dividends: $1,016.08 Investment return: 51,146.15 (1.95%li T ROWE PRICE INSTITUTIONAL 5,466 31 10.27 10 28 56,139 37 56,193 70 54.33 0 10% 2283.51 4 06% 3 05% 0 83% FLOATING RATE F CLASS Client investment: $55397.00 Reinvested dividends: $742.37 Investment return: $796.70 (1.44% Total US $1,694,233.30 $1,755,013.49 $60,780.19 3.59% $89,724.69 5.11% 95.14% 26.03% Global 1P MORGAN MULTI-SECTOR 4,827.88 10.26 10.38 49.538.92 50,113.38 574.46 1 16% 1255.25 2.50% 2.72% 0.74% INCOME FUND SELECT SHS Client investment: 549,092.71 Reinvested dividends: $446.21 Investment return: $1,020.67 (2.08%) Total Global $49,538.92 $50,113.38 $574.46 1.16% $1,255.25 2.50% 2.72% 0.74% International HSBC TOTAL RETURN FUND CLASS I 3,858.57 10.29 10.23 39,704.65 39,473.14 -231.51 -0.58% 746.15 1.89% 2.14% 0.59% Client investment: 539,704.65 Reinvested dividends: $0.00 investment return: S-231.51 (-0.58%) Total International $39,704.65 $39,473.14 $-231.51 4.58% $746.15 1.89% 2.14% 0.59% Total Fixed Income 51,783,476.87 $1,844,600.01 $61,123.14 3.43% $91,726.09 4.97% 100.00% 27.36% Report created on July 16. 2014 Page 4 CONFIDENTIAL UBSTERRAMAR00000526 EFTA00236230 SUBS Consolidated report prepared for Ghislaine Maxwell Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized pike (5)/ 07/15/2014 Unrealized gai Moss Est. annual Current % of % of Equity Quantity Avg Price is) Cost basis <$; Market value (Si gainAoss (Si (%, inccrneiS) yield `.%) Equity portfolio US ANALOG DEVICES INC 1,751.00 41.99 53.73 73,523.89 94,081.23 20,557.34 27.96% 2,591.48 2.75% 2.31% 1.40% AUTOMATIC DATA PROCESSNG 1,272.00 59.99 80.34 76,310.18 102,192.48 25,882.30 33.92% 2,442.24 2.39% 2.51% 1.52% INC BANK OF AMER CORP 944.00 10.75 15.81 10,148.85 14,924.64 4,775.79 47.06% 37.76 0.25% 0.37% 0.22% BAXTER INTL INC 1,556.00 66.09 76.76 102,841.72 119,438.56 16.596.84 16.14% 3.236.48 2.71% 2.93% 1.77% fillACKROCK INC 372.00 235.22 323.74 87,501.00 120,431.28 32,930.28 37.63% 2,871.84 2.38% 2.96% 1.79% CATERPILLAR INC 1,110.00 82.82 109.85 91,931.25 121,933.50 30,002.25 32.64% 3,108.00 2.55% 2.99% 1.81% CMGROUP INC 358.00 39.24 49.29 14,048.52 17,645.82 3,597.30 25.61% 14.32 0.08% 0.43% 0.26% CLEARBRIDGE EQUITY INCOME 2,366.16 17.65 19.83 41,756.64 46,920.85 5,164.21 12.37% 825.46 1.76% 1.15% 0.70% FUND CLASS I Client investment: $41,251.00 Reinvested dividends: $505.64 Investment return: $5,669.85 13.74%. COLGATE PALMOUVE CO 1,508.00 54.30 69.66 81,883.80 105,047.28 23.163.48 28.29% 2,171.52 2.07% 2.58% 1.56% COLUMBIA CONVERTIBLE 2,026.03 18.37 19.53 37,211.36 39,568.37 2,357.01 6.33% 881.08 2.23% 0.97% 0.59% SECURITIES FUND CLASS Z Client investment: 536,465.00 Reinvested dividends: $746.36 Investment return: $3,103.37 i 8.51%) GENERAL MOTORS CO 1,373.00 36.42 37.58 50,000.00 51,597.34 1,597.34 3.19% 1,647.60 3.19% 1.27% 0.77% GENL MILLS INC 1,882.00 44.03 52.93 82.867.16 99,614.26 16.747.10 2021% 3.086.48 3.10% 2.44% 1.48% HARBOR CONVERTIBLE SECURITIES 2,850.75 10.34 11.45 29,469.31 32,641.05 3,171.74 10.76% 600.00 1.84% 0.80% 0.48% FUND CLASS I Client investment: 529,272.00 Reinvested dividends: $197.31 Investment return: $3,369.05 01.51%) JOHNSON & JOHNSON COM 1,066.00 74.87 103.28 79,807.38 110,096.48 30,289.10 37.95% 2,984.80 2.71% 2.70% 1.63% MCDONALDS CORP 1,018.00 94.27 100.30 95,966.16 102,105.40 6,139.24 6.40% 3,298.32 3.23% 2.51% 1.51% NEXTERA ENERGY INC COM 1,162.00 71.69 98.32 83,302.61 114,247.84 30,945.23 37.15% 3,369.80 2.95% 2.80% 1.69% OCCIDENTAL PETROLEUM CRP 969.00 93.69 99.52 90,782.97 96,434.88 5,651.91 6.23% 2,790.72 2.89% 2.37% 1.43% PEPSICO INC 1,154.00 74.10 90.34 85,508.36 104,252.36 18,744.00 21.92% 3,023.48 2.90% 2.56% 1.55% PROCTER & GAMBLE CO 1,134.00 72.51 81.26 82,228.14 92,148.84 9,920.70 12.06% 2,919.37 3.17% 2.26% 1.37% SCHLUMBERGER LTD 113.00 84.28 114.46 9,524.04 12,933.98 3,409.94 35.80% 180.80 1 40% 0.32% 0.19% NETHERLANDS ANTILLES SIT DIVIDEND GROWTH FUND 2,958.64 15.65 18.72 46,294.00 55,385.65 9,091.65 19.64% 752.91 1.36% 1.36% 0.82% CLASS I Client investment: 546,294.00 Reinvested dividends: $0.00 Investment return: $9,091:65119.6M Report created on: July 16, 2014 Page 5 of 11 CONFIDENTIAL UBSTERFtAMAR00000527 EFTA00236231 Consolidated report prepared for Ghislaine Maxwell *UBS Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized prke IS; / 07/15/2014 Unrealized gainAoss Est. annual Current % of % of Equity Quantily Avg Price :S..; Cost basis (S. Market value IS; gainAoss IS) (%) income IS) yieldl%; Eguity portfolio US SPOR S&P 500 ETT TR 1,495.00 167.50 197.23 250,407.85 294,858.85 44,451.00 17.75% 5,351.35 1.81% 7.24% 4.37% Client investment: 5250.407.85 Reinwsted dividends: 50.00 Investment return: 544,451 00117.75%; TORTOISE MLP & PIPEUNE FUND 2,296.77 13.33 18.90 30,616.00 43,409.03 12,793.03 41.79% 544.14 1.25% 1.07% 0.64% CIASS INS% Client investment: 530,616.00 Reinvested dvidends: 50.00 Investment return: $12,793.03 (41.79%) TRAWLERS COS INC/THE 1,152.00 78.53 95.95 90,469 50 110,534.40 20,064.90 22.18% 2,534.40 2.29% 2.71% 1.64% PNITTER INC 2,000.00 45.16 37.88 90,320.00 75,760.00 -14,560.00 -16.12% 0.00 0.00% 1.86% 1.12% UNITED PARCEL SERVICE INC CL 8 1,061.00 92.25 104.29 97,876 80 110,651.69 12,774.89 13.05% 2,843.48 2.57% 2.72% 1.64% XIUNX INC 1,798.00 36.25 48.30 65,171.15 86,843.40 21,672.25 33.25% 2,085.68 2.40% 2.13% 1.29% Total U5 $1,977,768.64 $2,375,699.46 $397,930.82 20.12% 556,193.50 2.37% 58.30% 35.24% International ABB LTD SPON ADR 1,475.00 21.41 22.77 31,585.04 33,585.75 2.000.71 6 33% 1,133.76 3.38% 0.82% 0.50% ASTRAZENECA PLC SPON ADR 365.00 50.28 75.01 18,351.75 27,378.65 9,026.90 49.19% 1,022.00 3.73% 0.67% 0.41% BAE SYSTEMS PLC SPON APR 1.000.00 22.16 28.80 22,160.00 28,800.00 6,640.00 29.96% 1292.71 4.49% 0.71% 0.43% BAYER A G SPON ADR 245.00 99.96 137.33 24,491.20 33,645.85 9,154.65 37.38% 517.31 1.54% 0.83% 0.50% BNP BILUTON LTO SPON ADR 435.00 74.09 71 59 32,227.68 31,141.65 -1,086.03 -3.37% 1,026.60 3.30% 0.76% 0.46% BRMSH AMER TOBACCO PLC GB 590.00 105.16 120.61 62,046.30 71,159.90 9,113.60 14.69% 2,800.14 3.94% 1.75% 1.06% WON APR DEUTSCHE POST AG SPON APR 1,360.00 23.20 35.31 31.554 75 48,021 60 16,466.85 52.19% 1,451.61 3.02% 1.18% 0.71% DEUTSCHE TELEKOM AG DE SPON 4.270.00 13.80 16.50 58,928.15 70,455.00 11,526.85 19.56% 2,763.46 3.92% 1.73% 1.05% ADR GDF SUEZ SPON ADR 1,980.00 21.26 26.97 42,100.10 53,400.60 11,300.50 26.84% 2,758.26 5.17% 1.31% 0.79% GtAXO SMITHKUNE PLC ADR 1,015.00 47.70 53.32 48,412.36 54,119.80 5,707.44 11.79% 2,597.34 4.80% 1.33% 0.80% IMPERIAL TOBACCO GROUP PLC 515.00 70.43 89.34 36,270.85 46,010.10 9,739.25 26.85% 2,072.63 4.50% 1.13% 0.68% SPON APR .IP MORGAN INTREE%) EUROPEAN 875.28 23.21 27.22 20,316.00 23,825.20 3.509.20 17.27% 74.91 0.31% 0.58% 0.35% INST Client investment: 520,316.00 Reinvested cividends: 50.00 Investment return: 53,509.20 07.27%) MATTHEWS ASIA DIVIDEND FUND 2,661.93 14.90 16.67 39,658.96 44,374.29 4,715.33 11.89% 1294.60 2.92% 1.09% 0.66% INSTL Client investment: 539,286.00 Reinvested dividends: 5372.96 Investment return: 55,088.29112.95% Report aeated on: July 16, 2014 Page 6 of 11 CONFIDENTIAL UBSTERFtAMAR00000528 EFTA00236232 Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized price IS)/ 07/15/2014 Unrealized gai Moss Est. annual Current % of % of Equity Quantity Avg Price :S. Cost basis !S; Market value (S; gainAoss 3 :%, inccrne 3 yield I%) Equity portfolio International MTN GROUP LTD SPON ADR 2,625.00 19.04 20.92 49,970.21 54,915.00 4,944.79 9.90% 2,117.05 3.86% 1.35% 0.81% MUNICH RE GROUP ADR 2,610.00 18.65 22.00 48,665.02 57,420.00 8,754.98 17.99% 1,795.00 3.13% 1.41% 0.85% NESTLE S A SPONSORED ADR 1,055.00 69.59 76.69 73,413.83 80,902.68 7,488.85 10.20% 2,138.76 2.64% 1.99% 1.20% REPSTG REG SHS SWITZ ADR NIPPON TELEG & TEL CORP SPON 2,210.00 26.41 33.26 58.374.87 73,504.60 15,129.73 25.92% 1.653.36 2.25% 1.80% 1.09% ADR NOVARTIS AG WON ADR 975.00 69.85 90.14 68,101.01 87,886.50 19,785.49 29.05% 2,279.86 2.59% 2.16% 1.30% ORKLA ASA A SHS SPON ADR 4,115.00 7.91 9.03 32,560.21 37,154.34 4,594.13 14.11% 1,355.10 3.65% 0.91% 0.55% P.T. TELEKOMUNIKA9 INDONESIA 690.00 39.44 44.83 27,215.25 30,932.70 3,717.45 13.66% 804.45 2.60% 0.76% 0.46% WON ADR RECKITT BENCKISER PLC SPON ADR 3,540.00 13.77 17.24 48,749.99 61,029.60 12,279.61 25.19% 1,501.92 2.46% 1.50% 0.91% ROCHE HLOG LTD SPONS ADR 1,400.00 28.13 37.48 39,379.81 52,465.00 13,085.19 33.23% 1,281.19 2.44% 1.29% 0.78% SWITZ ADR ROYAL DUTCH SHELL PLC ADS 400.00 69.89 86.79 27,957.37 34,716.00 6,758.63 24.17% 1,504.00 4.33% 0.85% 0.51% REPSTG 2 CL 8 ORD SHS SPON ADR SANOR SPON ADR 1,195.00 50.27 51.43 60,068.51 61,458.85 1,390.34 2.31% 1,573.60 2.56% 1.51% 0.91% SIEMENS A G SPON ADR 500.00 105.83 125 34 52,917 17 62,670 00 9,752.83 18.43% 1,506.70 2 40% 1.54% 0.93% SINGAPORE TELECOM LTD NEW 1,765.00 28.99 31.38 51,172.92 55,385.70 4,212.78 8.23% 2,248.61 4.06% 1,36% 0.82% 2006 WON ADR SMITHS GROUP PLC WON ADR 1$75.00 19.53 21 42 30,754 80 33,736 50 2,981.70 9.70% 962.59 2.85% 0.83% 0.50% STATOIL ASA SPON ADR 1,450.00 24.81 30.19 35,974.62 43,775.50 7,800.88 21.68% 1,277.37 2.92% 1.07% 0.65% TAIWAN SEMICONDUCTOR MFG 830.00 17.82 22.47 14,793.04 18,650.10 3.857.06 26.07% 333.21 1 79% 0.46% 0.28% CO LTD APR TOTAL S.A. FRANCE WON ADR 1,070.00 50.51 67.88 54,046.70 72,631.60 18,584.90 34.39% 2,922.93 4.02% 1.78% 1.08% UNILEVER NV N Y SHS NEW 1,630.00 40.78 42.62 66,467.39 69,470.60 3,003.21 4.52% 2,052.50 2.95% 1.70% 1.03% NETHERLANDS SPON ADR UNTD OVERSEAS BK LTD SPONS 1,250.00 31.30 38.43 39,130.24 48,037.50 8,907.26 22.76% 1,388.48 2.89% 1.18% 0.71% ADR SINGAPORE ADR VODAFONE GROUP PLC SPON ADR 1.039.00 51.07 33.39 53,061.37 34,692.21 -18,369.16 -34.62% 2,372.07 6.84% 0.85% 0.51% ZURICH INS GROUP LTD SPON ADR 2.025.00 27.47 30.48 55,630.28 61,722.00 6,091.72 10.95% 0.00 0.00% 1.51% 0.92% Total International $1,456,507.75 $1,699,075.36 $242,567.61 16.65% $53,874.11 3.17% 41.70% 25.21% Total Equity $3,434,276.39 $4,074,774.82 $640,498.43 18.65% $110,067.61 2.70% 100.00% 60.45% Report created on: July 16, 2014 Page 7 of 11 CONFIDENTIAL UBSTERRAMAR00000529 EFTA00236233 Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Purchase Price on Unrealized % of price (t)/ 07/15/2014 Unrealized gainAoss ht. annual CurrentCommoditi 56 of Commodities Quantity Avg Price (S) Cost basis (S) Market value (t) gain4oss (S) (%) income (S) yield (%) es portfolio Commodities SPQR GOLD TRUST 190.00 168.06 124.53 31,931.40 23,660.70 -8,270.70 -25.90% 0.00 0.00% 100.00% 0.35% Client investment: 531,931.40 Reinvested dividends: S0.00 Investment return: S-8.270.70,-25.9%1 Total Commodities $31,931.40 $23,660.70 5-8,270.70 -25.90% $0.00 0.00% 100.00% 0.35% Total Commodities $31,931.40 $23,660.70 5-8,270.70 -25.90% $0.00 0.00% 100.00% 0.35% Purchase Price on Unrealized % of pike (5)/ 07/15/2014 Unrealized gainAoss Est. annual Current Non- % of Non-Traditional Quantity Avg Price (5) Cost basis (5) Market value l$ gainhags (5) (%) income (S) yield (%) Traditional portfolio Non-Traditional GATEWAY FUND CLASS Y 1,098.46 27.59 29.52 30,309.77 32,426 45 2.116.68 6.98% 514.19 1.59% 100.00% 0.48% Client investment: 530,040.36 Reinvested dividends: $269.41 Investment return: 52,386.09 (7.94%) Total Non-Traditional $30,309.77 $32,426.45 $2,116.68 6.98% $514.19 1.59% 100.00% 0.48% Total Non-Traditional $30,309.77 $32,426.45 $2,116.68 6.98% $514.19 1.59% 100.00% 0.48% Purchase Price on Unrealized price (S)/ 07/15/2014 Unrealized gainloss Est annual Current % of % of Other Quantity Avg Price (5) Cost basis 5 Market value is; gainAoss (5) (%) income 5. yield :%s Other portfolio Other ETF METAL SECURITIES LTD ETFS 301 00 149.73 126.12 45,068 38 37,960 62 -7,107.77 -15.77% 0.00 0 00% 100 00% 0 56% PHYSICAL GOLD Client investment: 545e68.38 Reinvested dividends' 50.00 Investment return: 5-7.107.77 (-15.77%1 Total Other $45,068.38 $37,960.62 5-7,107.77 -15.77% 10.00 0.00% 100.00% 0.56% Total Other $45,068.38 $37,960.62 5-7,107.77 -15.77% 50.00 0.00% 100.00% 0.56% Report created on July 16. 201.: Page 8 o' CONFIDENTIAL UBSTERRAMAR00000530 EFTA00236234 Consolidated report prepared for Ghislaine Maxwell UBS Portfolio holdings - as of July 15, 2014 (continued) Unrealized % of Unrealized gainAoss Est annual Current asset % of Cost basis Market value . S ciainAoss income yield % class portfolio Total Portfolio $6,052,773.92 $6,741,133.71 $688,359.79 11.37% $202,307.89 3.00% 100% 100% Total accrued interest (included in market values): $1,030.56 Report created on July 16, 2014 Page 9 o' CONFIDENTIAL UBSTERRAMAR00000531 EFTA00236235 Disclosures applicable to accounts at UBS Financial Services Inc. This section contains important disclosures regarding the cost divided by the total number of shares. If the shares income is the annualized year to date per share information and valuations presented here This report were purchased in different lots, the unit price listed Mutual Fund Asset Allocation: If the option to dividends paid and multiplied by the quantity of shares presents information since December 31, 2002. This does not represent the actual cost paid for each lot The unbolt* balanced mutual funds is selected and if a held in the selected amounts: report does not include complete account activity or unrealized gaiMoss value is calculated by combining the fund's holdings data is available, mutual funds wit be performance of your accounts before this date All total value of all tax lots plus or minus the total market classified by the asset class, subclass, and style Current Yield: Current Weld is defined es the estimated information presented is subject to change at any time value of the security breakdown of their underlying holdings. Where a annual income divided by the total market value and is provided only is Of the date indicated The mutual fund or FM contains equity holdngs from informabon in this report is for informational purposes if you choose to display tax lot level information as multiple equity sectors, this report will proportionately Credit/Event Risk Investments are subject torrent risk only and should not be relied upon as the basis of an sensate fine items on the Portfolio Holdings report, the allocate the underlying holdings of the fund to those and changes in aedit quality of the issuer Issuers can nvestment or iquidation decision. UBS FS accounts tax lot information may include information from sectors measured as a percentage of the total funds experience economic situations that may have adverse statement and official tax documents are the only sources other than 1165 FS The Firm does not asset value as of the date shown. effects on the market value of their securities. official record of your accounts and are not replaced. independently verify or guarantee the accuracy or amended Cr superseded by any of the inlormation validity of any information provided by sources other This information is supplied by Morningstar, Inc. on a Interest Rate Risk Bonds are subject to market value presented in these reports than 1165 FS. As a result this information may not be monthly basis to 1165 FS based on data supplied by the fluctuations as interest rates rise and fall. If sold prier to accurate and is provided for informational purposes fund which may not be current. 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If a fund's underlying holding data is not interest sernannuSly. the coupon payments over the life investment advisory programs, and advice on the available, it will be classified based on its corresponding of the bond can have a major impact on the bond's total selection of investment managers and mutual funds hieing: MI securities are priced using the dosing price overall Morningstar classification NI data is as of the 'then. offered through our investment advisory programs reported on the last business day preceding the date of date indicated in the report When we act as your investment adviser, we will have a this report Every reasonable attempt has been made to Accrued Interest Interest that has accumulated written agreement with you expressly acknowledging accurately price securities however, we make no Equity Style: The Growth, Value and Core labels are between the most recent payment and the report date our investment advisory relationship with you and warranty with respect to any security's price Please refer determined by Standard and Poor's using a price-to. may be reflected in market values for interest bearing describing our obligations to you At the beginning of to the back of the fist page of your MS FS accounts boot: ratio methodology. The Growth, Value and Core securities our advisory relationship, we will give you our Form NW statement for important information regarding the labels are based on how a comparry's price-to-book ratio brochures: for the program31 you selected that provides pricing used for certain types of sect-cities, the sources of compares to the median price-to-book ratio for its Gain/loss: The gaintloss information may include detailed information about, among other things, the pricing data and other qualficatiOns concerning the industry based on the company's assigned Industry calculations based upon non-UBS FS cost basis advisory services we provide, our fees, our personnel, pricing of securities To determine the value of securities Sector if the company's ratio is greater than or equal to information The Firm does not independently verify or our other business activities and financial industry in your account, we generally rely on third party the industry median, it is classified as a growth stock If guarantee the accuracy or validity of any information affiliations and conflict between our interests and your quotation services If a price is unavailable or believed to the company's ratio is less than the industry medianl it is provided by sources other than UBS FS. In addition, if interests. be unreliable, we may determine the price in good faith classified as a value stock If a security includes both this report contains positions with unavailable cost basis, and may use other sources such as the last recorded growth and value attributes, it is classified as a core the gaiMlossl for these po9tions are excluded in the Please review the report content carefully and contact transaction when securities are held at another stock If pria-to-book is not available or the industry's calculation for the GOV.Loss] As a result these figures your Financial Advisor with any questions custodian or if you hold illiquid or restricted securities for median is not available, this item will be Unclassified may not be accurate and are provided for informational which there is no published price, we MI generaly rely purposes only Clients should not rely on this The account hag may or may not inducle al of your on the value provided by the custodian or issuer of that Equity Capitallzatket Market Capitalization is defined information in make"; purchase or sell decisions, for tax accounts with UBS FS. The accounts included in this security as the number of shares outstanding times the market purposes or otherwise Rely only on yearend tax forms report are fisted under the 'Accounts included in this value Equity securities are classified as large Cap if they when preparing your tax return See your monthly review' shown on the hot page or listed at the top of Cash: Cash on deposit at UBS Bank USA is protected by have a capitalization of 8 balion or above Securities with statement for additional information each page. the Federal Deposit Insurance Corporation (FDIC) up to capitalization between 1 8 and 7 9 billion are classified $250,000 in principal and accrued interest per depositor as Mid Cap Securities with capitabzation below 1.79 Portfolio: For purposes of this report 'portfolio' is for each ownership type Deposits made in an baron are classified as Smal Cap Unclassified securities defined as all of the accounts presented on the corer Account changes: At 1185, we are cornmitted to indMdual's own name, joint name, or individual are those for which no capitalization is available or helping you work toward your financial goat So that page or the header of this report and does not retirement account are each held in a separate type of applicable necessarily include all of the client's accounts held at ownership Such deposits are not guaranteed by l/85 FS. we may continue providing you with financial advice UBS FS or elsewhere More information is available upon request. that is consistent with you investment objectives, please Equity Sectors: The Equity sector analysis may indude a consider the following two questions: variety of account, each with different investment and Percentage: Portfolio (in the '% Portfolio' column) 1: Have there been any changes to your financial Margin: The quantity value may indicate that all or part risk parameters As a result, the over Bighting or situation or investment objectives? includes all holdings held in the accounts) selected of this position is held on margin or held in the short underweighting in a particular sector or asset class r Would you Ike to implement or modify arty when this report was generated Broad asset class (in the account. When an account holds a debit balance, this should not be viewed as an isolated factor in making restrictions regarding the management of your aCCOunt7 '% broad asset class' column? includes all holdings held debit balance is incorporated into the accounts total iwestmentthquidation decisions, but should be assessed if the answer to either question is 'yes.' it is important in that broad asset class in the accounts) selected when market value and deducted from the total value. When on an account by account basis to determine the overall that you contact your Financial Advisor as soon as this report was generated. calculating the percent of portfolio on each security, the impact on the account's portfolio possible to discuss these changes. For MAC advisory percentage will be impacted by the total market value of accounts, please contact your investment manager Tax loth This report displays security tax lots as either the account. Therefore, if the account's market value is Classified Equity; Classified equities are defined as directly if you would like to impose or change any one line item 5.e., lumped tax loth or as separate tax lot reduced by a debit value of a holding the percent of those equities for which the firm can confirm the specific investment restrictions on your account level information if you choose to display security tax portfolio WI be greater and if the account's market industry and sector of the underlying equity instrument. lots as one Ire item, the total cost equals the total value value is increased by a holding then the percent of ADV disclosure: A complimentary copy of our current of all tax lots The unit cost is an average of the total portfolio soil be less. Estimated Annual Income: The Estimated Annual Form ADV Disclosure Brochure that describes the Report created on: July 16, 2014 Page 10 of 11 CONFIDENTIAL UBSTERRAMAR00000532 EFTA00236236 UBS Disclosures applicable to accounts at UBS Financial Services Inc. (continued) advisory program and related fees is available through your Financial Advisor Please contact your Financial Advisor if you have any questions Important information for former Piper Jaffrey and McDonald Investments clients: As an accommodation to former hoer Jaffrey and McDonald Investments dents, these reports include performance history for their Piper Jaffrey accounts prior to August 12. 2006 and McDonald Investments accounts prior to February 9. 2007, ihe date the respective accounts were converted to UBS FS. U8S FS has not independently verified this information nor do we make any representations or warranties as to the accuracy or completeness of that information and will not be liable to you if any such information is unavailable, delayed or inaccurate. For insurance, annuities. and 529 Parts, UBS FS relies on nformaton obtained from third party services it believes to be reiable UBS FS does not independently verify or guarantee the accuracy or validity of any information provided by third parties information for insurance, annui-ties. and 529 Plans that has been provided by a third party service may not reflect the quantity and market value as of the previous business day. when available. an 'as of date is inducted in the description irwestors outside the U S are subject to securities and tax regulations within their applicable junsdction that are not addressed in this report Nothing in this report shall be construed to be a solicitation to buy or offer to sell any security. product or service to any non4.1 S investor. nor shall any such security, product or service be sokited. offered or sold in any jurisdiction vihere such activity would be contrary to the securities laws or other local laws and regulations or would subject UBS to any registration requirement wither such juristiction UBS FS Al Rights Reused Member SIPC. Report created on: July 16, 2014 Page 11 of 11 CONFIDENTIAL UBSTERRAMAR00000533 EFTA00236237