ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Pent TURNER. JOSEPH Seascape: Folkestone 15,000.000 80,000.000 65.000,000 65,000.000 0
Holdings WILLIAM MALLORD
Narrows CEZANNE, PAUL Le Château Noir 11,500.000 50.000.000 38.500,000 38,500.000 0
(Collateral)
Narrows MONDRIAN, PIET Composition C with Grey and Red 2,700.000 40,000.000 37.300,000 37,300.000 0
(Collateral
Narrows MALEVICH, KAZIMIR Extended Plane (Plan en extension) 15,500.000 50,000.000 34.5O0,000 34,500.000 0
(Collateral)
Joint KIRCHNER. ERNST Beliner Strassenszene [LDB owns 50% of this 19,000.000 50,000.000 31.000,000 31,000.000 0
LUDWIG work. The appraised value shown is for the entire
work.)
APO-01 MALEVICH, KAZIMIR Plane in Rotation (Black Circle) 20,000.000 50,000.000 30.0O0,000 30,000.000 0
Narrows BRANCUSI. La Muse 10,500.000 40,000.000 29.500,000 29,500.000 0
(Collateral) CONSTANTIN
Joint BECKMANN. MAX Self-portrait with horn [LDB owns 50% of this work. 11.300.000 40.000.000 28.700,000 28,700.000 0
The appraised value shown is for the entire work.)
Narrows CEZANNE, PAUL La carriere de Bibernus 7.500.000 35.000.000 27.500.000 27,500.000 0
(Collateral)
Narrows LEGER. FERNAND Femme courant 16.000.000 40.000.000 24.000.000 24.000.000 0
(Collateral)
Narrows BRANCUSI. Oiseau dans l'espace 27.500.000 50.000.000 22.500,000 22,500.000 0
(Collateral) CONSTANTIN
Narrows MONET, CLAUDE Nympheas 22,500.000 45,000.000 22.500,000 22,500.000 0
(Collateral)
Narrows CEZANNE, PAUL Grenade et poires dans une assiette 3,500.000 25,000.000 21.500,000 21,500.000 0
(Collateral)
AP Narrows LICHTENSTEIN, ROY Nude with Abstract Painting 4,300.000 25,000.000 20.700,000 20,700.000 0
Narrows PICASSO, PABLO Buste de femme 9,500.000 30.000.000 20.500,000 20,500.000 0
(Collateral)
Narrows MUNCH. EDVARD Melancholy 11.000.000 30.000.000 19.000,000 19,000.000 0
(Collateral)
Narrows PICASSO. PABLO Femme nue (painting) (3YKD2) 11.000.000 30.000.000 19.000,000 19.000.000 0
(Collateral)
EFTA00592228
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows TURNER. JOSEPH Goldau 1,300.000 20,000.000 18.700,000 18,700.000 0
(Collateral) WILLIAM MALLORD
Narrows PICASSO, PABLO Fernande Olivier (sculpture). 1909 (3XJHP) 2,750.000 20.000.000 17.250,000 17,250.000 0
(Collateral)
Narrows GOGH, VINCENT VAN Jardin de fleurs 8,500.000 25,000.000 16.5O0,000 16,500.000 0
Narrows CEZANNE, PAUL Crane sur une draperie (recto): Arbres et rochers a 1,750.000 17,500.000 15.750,000 15,750.000 0
(Collateral) Bibemus (verso)
Narrows REMBRANDT An old bearded man, seated 2,450.000 18,000.000 15.550,000 15,550.000 0
(Collateral) HARMENSZ. VAN
RIJN
Narrows MATISSE. HENRI Marocaine en jaune (Zorah en jaune) 10,000.000 25,000.000 15.0O0,000 15,000.000 0
(Collateral)
APO-01 GOGH, VINCENT VAN Carriere pits de Saint-Remy 46,000.000 60,000.000 14.000,000 14,000.000 0
APO-01 DEGAS. EDGAR Les chevaux de courses 8.300.000 20.000.000 11.700.000 11.700.000 0
Narrows MICHELANGELO The Risen Christ (recto): Figure studies (verso) 13,300.000 25,000.000 11.7O0,000 11,700.000 0
AP Narrows MATISSE. HENRI Amphitrite 6.000.000 17.500.000 11.500,000 11,500.000 0
2011 LLC MONDRIAN. PIET Composition with Color Planes and Grey Lines 1 8.800.000 20.000.000 11.200,000 11,200.000 0
Narrows CEZANNE, PAUL Le Jardinier Vallier; Le Marin 49.000.000 60.000.000 11,000,000 11.000.000 0
(Collateral)
Narrows RODIN, AUGUSTE Iris. messagere de Dieux 1.000.000 12.000.000 11.000,000 11,000.000 0
(Collateral)
2011 LLC SCHIELE. EGON Flusslandschaft mit zwei Baumen 24,000.000 35.000.000 11.000.000 11,000.000 0
Narrows KANDINSKY. Improvisation 8 25.000.000 35.000.000 10.000,000 10,000.000 0
(Collateral) WASSILY
Narrows DEGAS. EDGAR Danseuses 11.000.000 20.000.000 9.000,000 9,000.000 0
(Collateral)
Narrows MANET. EDOUARD Huitres 6,000.000 15,000.000 9.000,000 9,000.000 0
(Collateral)
Promised SERRA. RICHARD Torqued Ellipse IV [LDB owns 50% of this work. 1.000.000 10,000.000 9.000,000 9,000.000 0
The appraised value shown is for the entire work.]
Narrows MIRO. JOAN Corde et personnages II 6.500.000 15.000.000 8.500,000 8,500.000 0
(Collateral)
Page 2
EFTA00592229
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows SERRA, RICHARD Double Torqued Ellipse II 1.500.000 10.000.000 8.500,000 8,500.000 0
(Collateral)
Narrows DE CHIRICO. La Surprise 4.200.000 12,500.000 8.300,000 8,300.000 0
(Collateral) GIORGIO
Narrows BECKMANN, MAX Tanzerin mit Tamburin 1,825.000 10,000.000 8.175,000 8,175.000 0
(Collateral)
Promised BRONZINO, AGNOLO Seated Male Nude [LDB owns 50% of this work. 2,000.000 10,000.000 8.000,000 8,000.000 0
The appraised value shown is for the entire work.)
Promised SMITH, DAVID Sentinel [LDB owns 66.67% of this work. The 2,275.000 10,000.000 7.725,000 7,725.000 0
appraised value shown is for the entire work.)
Narrows MIRO. JOAN Oiseau 1,000.000 8,500.000 7.5O0,000 7,500.000 0
(Collateral)
Promised BRAOUE. GEORGES La table [LDB owns 50% of this work. The 2,650.000 10,000.000 7.350,000 7,350.000 0
appraised value shown is for the entire work.)
Narrows RAPHAEL Head of a Muse 43,000.000 50,000.000 7.000,000 7,000.000 0
(Collateral) (RAFFAELLO SANZIO)
Narrows SERRA. RICHARD Betwixt the Torus and Sphere 2,600.000 9,000.000 6.400,000 6,400.000 0
(Collateral)
Narrows MUNCH, EDVARD Kiosterudgarden (Aasgaardstrand) 2,250.000 8,500.000 6.250,000 6,250.000 0
(Collateral)
AP Narrows WARHOL. ANDY Nine Multicolored Marilyns (Reversal Series) 2.300.000 8.500.000 6.200.000 6.200.000 0
Narrows CHARDIN. JEAN- Panier de p€ches. raisin blanc et noir avec 2.300.000 8.000.000 5.700,000 5,700.000 0
(Collateral) SIMEON rafraichissoir et verre a pied
Narrows DEGAS. EDGAR Le Repos 3.800.000 8,500.000 4.700,000 4,700.000 0
(Collateral)
Narrows GAUGUIN. PAUL Cylinder with Two Figures 8,000.000 12,500.000 4.5O0,000 4,500.000 0
(Collateral)
Narrows MOORE. HENRY Two-Piece Reclining Figure: Points 4,000.000 8,500.000 4.500,000 4,500.000 0
(Collateral)
Narrows SMITH, DAVID Voltri-Bolton I 2,500.000 7,000.000 4.5O0,000 4,500.000 0
(Collateral)
Narrows PICASSO, PABLO Tete a la pipe 1,600.000 6,000.000 4.400,000 4,400.000 0
(Collateral)
Narrows MATISSE. HENRI Jeannette III 1.650.000 6.000.000 4.350,000 4.350.000 0
(Collateral)
Page 3
EFTA00592230
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows PICASSO, PABLO Study for 'Nude with Drapery' 700.000 5,000.000 4.300,000 4,300.000 0
(Collateral)
Narrows ENSOR. JAMES Le grand juge 1.200.000 5,000.000 3.800,000 3,800.000 0
(Collateral)
Narrows RODIN, AUGUSTE Le Penseur, petit modele 250.000 4,000.000 3.750,000 3,750.000 0
(Collateral)
Narrows DELACROIX, EUGENE Choc de cavaliers arabes 8,300.000 12,000.000 3.700,000 3,700.000 0
(Collateral)
Narrows LEONARDO DA VINCI Madonna del Gatto 3,400.000 7,000.000 3.600,000 3,600.000 0
(Collateral)
Narrows MIRO. JOAN Femme poignardee par le soleil recitant des 1,400.000 5,000.000 3.600,000 3,600.000 0
(Collateral) poemes fuses en formes geometrigues du vol
musical chauve-souris crachat de la mer
Narrows PICASSO, PABLO Study for 'Head for Nude with Drapery' 475.000 4,000.000 3.525,000 3,525.000 0
(Collateral)
2011 LLC CALDER. ALEXANDER Portrait de Fernand Leger 1,000.000 4,500.000 3.5O0,000 3,500.000 0
Narrows KANDINSKY, Entwurf zu "Komposition VII" 1,500.000 5,000.000 3.5O0,000 3,500.000 0
(Collateral) WASSILY
Promised LEYDEN. LUCAS VAN The Angel Gabriel for an Annunciation [LDB owns 3,000.000 6.500.000 3.500,000 3,500.000 0
44.22% of this work. The appraised value shown is
for the entire work)
APO-01 MATISSE. HENRI Figure decorative (Grand nu assis, accoude sur 14,000.000 17,500.000 3.500,000 3,500.000 0
cube)
Narrows SCHIELE, EGON Zwei Akte 600.000 4,000.000 3.400,000 3,400.000 0
(Collateral)
Narrows PICASSO. PABLO Bouteille et verre 700.000 4.000.000 3.300,000 3,300.000 0
(Collateral)
Narrows POLLOCK. JACKSON Number 8. 1951 1.250.000 4.500.000 3.250.000 3,250.000 0
(Collateral)
Narrows MATISSE. HENRI Jeannette IV 1.800.000 5.000.000 3.200.000 3,200.000 0
(Collateral)
Narrows MAILLOL. ARISTIDE L'Air (premier eta!) 825.000 4.000.000 3.175.000 3,175.000 0
(Collateral)
Narrows CANALETTO The annual visit of the Doge to the Church of Santa 900.000 4,000.000 3.100,000 3,100.000 0
(Collateral) (ANTONIO CANAL) Maria della Salute. Venice
Page 4
EFTA00592231
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows BRUEGEL THE The Drunkard Pushed into the Pigsty 5,000.000 8,000.000 3.000,000 3,000.000 0
(Collateral) ELDER. PIETER
Narrows DEGAS. EDGAR Etude de nu pour 'La petit danseuse de quatorze 1,000.000 4,000.000 3.000,000 3,000.000 0
(Collateral) ans'
Narrows GORKY. ARSHILE Two Figures in an Interior (Agony) 3,000.000 6,000.000 3.000,000 3,000.000 0
(Collateral)._
Narrows LEGER, FERNAND Dessin pour 'L'escalier' 1,100.000 4,000.000 2.900,000 2,900.000 0
(Collateral)
APO-01 BRANCUSI. Le Baiser 9,700.000 12,500.000 2.800,000 2,800.000 0
CONSTANTIN
APO-01 PICASSO. PABLO Acrobate 3.250.000 6.000.000 2.750.000 2.750.000 0
Narrows KLEE, PAUL Konigsburg 1,300.000 4,000.000 2.700,000 2,700.000 0
(Collateral)
Narrows TURNER. JOSEPH The Grand Canal. with Santa Maria della Salute, 850.000 3,500.000 2.650,000 2,650.000 0
(Collateral) WILLIAM MALLORD from near the Hotel Europa
Promised GRAF. URS A mercenary holding the banner of the Canton 475.000 3,000.000 2.525,000 2,525.000 0
Glarus [LDB owns 50% of this work. The appraised
value shown is for the entire work.]
AP Narrows MANZONI, PIERO Achrome, 1958-1959 70.000 2,500.000 2.430,000 2,430.000 0
APO-01 GAUGUIN. PAUL Le peintre Roy 2.600.000 5.000.000 2.400,000 2,400.000 0
2011 LLC MONDRIAN. PIET Church Façade 4 (Domburg) 1.600.000 4.000.000 2.400.000 2.400.000 0
Narrows GOYA. FRANCISCO Maya y Celestina 650.000 3.000.000 2.350,000 2,350.000 0
(Collateral) DE
APO-01 LEGER. FERNAND Les fumees sur les toits 1.650.000 4.000.000 2.350,000 2,350.000 0
Narrows KELLY. ELLSWORTH Blue White 2.250.000 4.500.000 2.250,000 2,250.000 0
(Collateral)
Narrows MATISSE. HENRI Jeannette V 2.750.000 5.000.000 2.250,000 2,250.000 0
(Collateral)
Narrows CEZANNE, PAUL Groupe 1,300.000 3,500.000 2.200,000 2,200.000 0
(Collateral)
Narrows REDON. ODILON Bouquet de fleurs 2,800.000 5,000.000 2.200,000 2,200.000 0
(Collateral)
Joint KIRCHNER. ERNST Stehendes Madchen. Karyatide [LDB owns 50% of 1,350.000 3.500.000 2.150,000 2,150.000 0
LUDWIG this work. The appraised value shown is for the
entire work.]
Narrows SEURAT. GEORGES La Nourrice 850.000 3,000.000 2.150,000 2,150.000 0
(Collateral)
Page 5
EFTA00592232
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows LEONARDO DA VINCI Old woman with beetling brow, wearing a tall pointy 360.000 2.500.000 2.140,000 2,140.000 0
(Collateral) hat. in bust-length profile
Narrows LEONARDO DA VINCI Snub-nosed man with a cowled hat. in bust-length 360.000 2,500.000 2.140,000 2,140.000 0
(Collateral) profile
Narrows CEZANNE, PAUL Baigneuses 930.000 3,000.000 2.070,000 2,070.000 0
(Collateral)
Narrows GOYA, FRANCISCO Gimiendo y Ilorando (Weeping and Wailing) 940.000 3,000.000 2.060,000 2,060.000 0
(Collateral) DE
APO-01 PICASSO. PABLO Figure surrealiste 950.000 3.000.000 2.050.000 2.050.000 0
Narrows LEGER, FERNAND Contraste de formes 1,500.000 3,500.000 2.000,000 2,000.000 0
(Collateral)
Narrows RAPHAEL Head of a Young Apostle 48,000.000 50,000.000 2.000,000 2,000.000 0
(Collateral) (RAFFAELLO SANZIO)
APO-01 SEVERINI. GINO II tango Argentino 530.000 2,500.000 1.970,000 1,970.000 0
Narrows DAVID. JACQUES- Portrait de Francois-Antoine Rasse, Prince de 2.100.000 4.000.000 1.900,000 1,900.000 0
(Collateral) LOUIS Gavre
Narrows PICASSO, PABLO Tete de Fernande (sculpture), 1906 (3XY2L) 625.000 2.500.000 1.875,000 1,875.000 0
(Collateral)
Narrows GOGH. VINCENT VAN Les toils. Arles 1.250.000 3.000.000 1.750,000 1.750.000 0
(Collateral)
Narrows FRIEDRICH. CASPAR Das grosse Gehege, bei Dresden 1.300.000 3.000.000 1.700,000 1,700.000 0
(Collateral) DAVID
2011 LLC PICASSO. PABLO Deux femmes 2,300.000 4.000.000 1.700,000 1,700.000 0
AP Narrows PICASSO, PABLO La femme qui pleure 1.300.000 3.000.000 1.700,000 1,700.000 0
Promised LEONARDO DA VINCI Sketches for the movement of water: Standing 330.000 2,000.000 1.670,000 1,670.000 0
Hercules. holding a club, seen from the front: and a
Man sheathing or unsheathing a sword (recto);
Standing Hercules holding a club (verso) [LDB
owns 50% of this work. The appraised value shown
is for the entire work.]
APO-01 ARP. JEAN Fantome flairant un nombril 1,400.000 3.000.000 1.600,000 1,600.000 0
2011 LLC SEURAT. GEORGES Le chien noir (Etude pour 'Un Dimanche a la 1,400.000 3.000.000 1.600,000 1,600.000 0
Grande Jane')
Narrows GOYA. FRANCISCO Three people round a dying man 475.000 2,000.000 1.525,000 1,525.000 0
(Collateral) DE
Page 6
EFTA00592233
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows BLAKE, WILLIAM God Blessing the Seventh Day 2.000.000 3.500.000 1.500,000 1,500.000 0
(Collateral)
APO-01 BURRI. ALBERTO Bianco cretto 1.000.000 2.500.000 1.500,000 1,500.000 0
APO-01 ENSOR. JAMES Les bons juges 1.500.000 3.000.000 1.500,000 1,500.000 0
Narrows GOYA. FRANCISCO La culpa es tuya (It's all your fault) 2,500.000 4,000.000 1.500,000 1,500.000 0
(Collateral) DE
AP Narrows MATISSE. HENRI Nu aux souliers roses 2.500.000 4.000.000 1.500.000 1.500.000 0
AP Narrows REMBRANDT Christ Healing the Sick: The Hundred Guilder Print' 2,000.000 3,500.000 1.500,000 1,500.000 0
HARMENSZ. VAN
RIJN
Narrows BONNARD. PIERRE Jeunes femmes au jardin 2.600.000 4.000.000 1.400,000 1,400.000 0
(Collateral)
Narrows MANET. EDOUARD Portrait de Constantin Guys 1,600.000 3,000.000 1.400,000 1,400.000 0
(Collateral)
APO-01 SEURAT. GEORGES Le manteau blanc (Promeneuse au parapluie) 1,600.000 3,000.000 1.400,000 1,400.000 0
Narrows RODIN, AUGUSTE Les Bourgeois de Calais 630.000 2.000.000 1.370,000 1,370.000 0
(Collateral)
AP Narrows BURNE-JONES. L'Amor the muove it Sole e l'altre Stelle (The love 135.000 1,500.000 1.365,000 1,365.000 0
EDWARD that moves the sun and the other stars), Dante:
Paradiso. XXXIII
AP Narrows AVERY. MILTON Conversation 650.000 2.000.000 1.350.000 1.350.000 0
Narrows GOYA. FRANCISCO A Boy with a Blind Woman 650.000 2.000.000 1.350.000 1.350.000 0
(Collateral) DE
Narrows GOYA. FRANCISCO A Prisoner 650.000 2.000.000 1.350,000 1.350.000 0
(Collateral) DE
Narrows MIRO. JOAN Spanish Dancer 8.650.000 10.000.000 1.350,000 1,350.000 0
(Collateral)
Narrows COROT. JEAN- Le Rageur, For& de Fontainebleau 700.000 2,000.000 1.300,000 1,300.000 0
(Collateral) BAPTISTE-CAMILLE
Narrows SEURAT. GEORGES Rayons 700.000 2,000.000 1.300,000 1,300.000 0
(Collateral)
Narrows SEURAT. GEORGES Arbres et bateaux 1,750.000 3,000.000 1.250,000 1,250.000 0
(Collateral)
AP Narrows DEGAS. EDGAR Le pas battu 2.300.000 3.500.000 1.200.000 1.200.000 0
APO-01 FONTANA, LUCIO Concetto spaziale 1.300.000 2.500.000 1.200,000 1,200.000 0
Page 7
EFTA00592234
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows GIACOMETTI. DIEGO Grande table hexagonate aux arbres (SRZJC) avec 1.000.000 2,200.000 1.200,000 1,200.000 0
modele de chaise (8) (6367238)
AP Narrows PICASSO. PABLO La Minotauromachie 1.300.000 2.500.000 1.200,000 1.200.000 0
Narrows TANSEY. MARK Homage to Susan Sontag 50.000 1.250.000 1.200.000 1.200.000 0
(Collateral)
Narrows GOYA. FRANCISCO La Bouillie: beggars eating mash 375.000 1.500.000 1.125.000 1.125.000 0
(Collateral) DE
APO-01 DELAUNAY. ROBERT Tour Eiffel 230.000 1.250.000 1.020,000 1,020.000 0
Narrows CEZANNE, PAUL Sous-bois (recto); Chapeau et fleurs dans une 3,000.000 4,000.000 1.000,000 1,000.000 0
(Collateral) bouteille (verso)
Narrows DEGAS. EDGAR Aux courses 1,000.000 2,000.000 1.000,000 1,000.000 0
(Collateral)
Narrows GOYA. FRANCISCO Young woman fainting, surrounded by witches 400.000 1,400.000 1.000,000 1,000.000 0
(Collateral) DE
Promised INGRES. JEAN- Virgil reading the Aeneid to Augustus, Livia, and 600.000 1,600.000 1.000,000 1,000.000 0
AUGUSTE- Octavia drawing [LDB owns 40% of this work. The
DOMINIQUE appraised value shown is for the entire work.]
AP Narrows PICASSO, PABLO Paysage^ 2.500.000 3.500,000 1.000.000 1,000.000 0
(Collateral)
Narrows PONTORMO (JACOPO Study of a seated youth (redo); Study of a lower 9,000.000 10,000.000 1.000,000 1,000.000 0
(Collateral) CARUCCI) torso and legs (verso)
AP Narrows REMBRANDT Christ Crucified Between Two Thieves (The Three 1.500.000 2.500.000 1.000,000 1,000.000 0
HARMENSZ. VAN Crosses), third state (4GXJF)
RIJN
AP Narrows MUNCH. EDVARD Vampyre II 265.000 1.200.000 935.000 935.000 0
Narrows SIGNORELLI. LUCA Study for a Seated Prophet 900.000 1.800.000 900,000 900.000 0
(Collateral)
Narrows FRAGONARD. JEAN- La lecture 650.000 1.500.000 850,000 850.000 0
(Collateral) HONORE
Narrows GIACOMETTI. Earthenware fireplace surround 400.000 1,250.000 850,000 850.000 0
ALBERTO
AP Narrows MOORE. HENRY Seated Woman on Bench 160.000 1.000.000 840,000 840.000 0
Narrows ARP. JEAN Constellation de quatre formes blanches et no 450.000 1.250.000 800.000 800.000 0
(Collateral)
Page 8
EFTA00592235
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows BALDUNG, HANS Head of a man, in three-quarter-profile to the left 3.700.000 4,500.000 800,000 800.000 0
(Collateral) (recto): Heraldic sketches (verso)
Narrows DAUMIER, HONORE La Parade 1.200.000 2.000.000 800,000 800.000 0
(Collateral)
Narrows MATISSE. HENRI Venus a la coquille II 700.000 1,500.000 800,000 800.000 0
(Collateral)
Narrows THIEBAUD. WAYNE Pink Swirl 120.000 900.000 780,000 780.000 0
(Collateral)
Promised GAUGUIN. PAUL Paysage et etudes de Pont-Aven [LDB owns 50% 725.000 1,500.000 775,000 775.000 0
of this work. The appraised value shown is for the
entire work.)
APO-01 FRAGONARD. JEAN- Le petit parc (Les jardins de la villa =) 1,250.000 2,000.000 750,000 750.000 0
HONORE
Narrows PRUD'HON. PIERRE- Study for an Allegory of the Rhine River 450.000 1,200.000 750,000 750.000 0
(Collateral) PAUL
Narrows TOULOUSE- La Coiffure 1,000.000 1,750.000 750,000 750.000 0
(Collateral) LAUTREC, HENRI DE
Narrows VAN DYCK. SIR Two Studies of a Bearded Man 7,250.000 8,000.000 750,000 750.000 0
(Collateral) ANTHONY
Promised CALLOT. JACQUES Louis de Lorraine-Guise. Prince de Phalsbourg 285.000 1,000.000 715,000 715.000 0
[LOB owns 50% of this work. The appraised value
shown is for the entire work.)
Narrows CEZANNE, PAUL Portrait du fits de ['artiste (recto): Scene illustrant 800.000 1.500.000 700,000 700.000 0
(Collateral) un 'tit romantique (verso)
AP Narrows LIOTARD. JEAN- Femme Turque au tambourin 1,300.000 2,000.000 7O0,000 700.000 0
ETIENNE
Narrows MATISSE. HENRI Femme assise en blouse roumaine motifs de 3,300.000 4,000.000 700,000 700.000 0
(Collateral) broderie
2011 LLC PICASSO. PABLO Jeune homme et cheval 1.800.000 2.500.000 700.000 700.000 0
Narrows PRUD'HON. PIERRE- A woman seated holding a distaff (Clotho The 500.000 1.200.000 700,000 700.000 0
(Collateral) PAUL Spinner). with two dogs at her feet
AP Narrows BECKMANN. MAX Kleines Rosenstilleben mit blauem Spiegel 325.000 1.000.000 675,000 675.000 0
AP Narrows GERICAULT. Black Stallion in a Stable 325.000 1.000.000 675,000 675.000 0
THEODORE
Narrows SCHWITTERS. KURT Ohne Titel: Kurt Schwitters. Schriftsteller 200.000 850.000 650.000 650.000 0
(Collateral)
Page 9
EFTA00592236
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Promised FRIEDRICH. CASPAR View of the Island of Rugen with a Shepherd and 375.000 1.000.000 625,000 625.000
DAVID his dog (LDB owns 50% of this work. The
appraised value shown is for the entire work]
Narrows CASTELLANI. ENRICO Superficie bianca 400.000 1.000.000 600,000 600.000 0
(Collateral)
Narrows LORRAIN. CLAUDE Landscape 900.000 1.500.000 600.000 600.000 0
(Collateral) (CLAUDE GELLEE)
Narrows PICASSO, PABLO Arlequin moustachu a la guitare 650.000 1.250.000 600,000 600.000 0
(Collateral)
Narrows PICASSO, PABLO Femme nue (drawing). 3XJH6 650.000 1,250.000 600,000 600.000 0
(Collateral)
Narrows REMBRANDT Christ Crucified Between Two Thieves (The Three 1,400.000 2,000.000 600,000 600.000 0
(Collateral) HARMENSZ. VAN Crosses), fourth state (4GXJG)
RIJN
Narrows TIEPOLO, GIOVANNI The Firing Squad 225.000 800.000 575,000 575.000 0
(Collateral) BATTISTA
LDB GIACOMETTI. DIEGO Lustre prevu pour l'entree du Musee Picasso a 1.450.000 2.000.000 550,000 550.000 0
l'Hotel Sale (chandelier)
Narrows SCHIELE. EGON Selbstbildnis 150.000 700.000 550.000 550.000 0
(Collateral)
Narrows KLEE. PAUL Hexen-scene 335.000 850.000 515.000 515.000 0
(Collateral)
Narrows CEZANNE, PAUL Le Jardin des Lauves: Vue sur Aix et le Cathedrale 5.500.000 6,000.000 500,000 500.000 0
(Collateral) de Saint Sauveur
Noel Calb COROT. JEAN- Portrait of Mlle. Jeanne Farochon 1,000.000 1,500.000 500,000 500.000 0
BAPTISTE-CAMILLE
Narrows DEGAS. EDGAR Autoportrait 300.000 800.000 500,000 500.000 0
(Collateral)
APO-01 GOYA. FRANCISCO Bajan Rinendo (They go down Quarreling) 4,000.000 4,500.000 500,000 500.000 0
DE
Narrows INGRES. JEAN- Raphael and the Fornarina 1,500.000 2,000.000 500,000 500.000 0
(Collateral) AUGUSTE-
DOMINIQUE
2011 LLC KOONING. WILLEM Woman 3,000.000 3,500.000 5O0,000 500.000 0
DE
Noel Calb MARDEN, BRICE Long Letter 1 1.000.000 1.500.000 500.000 500.000 0
Page 10
EFTA00592237
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
APO-01 PARMIGIANINO. IL Composition studies for La Madonna dal Collo 1,000.000 1,500.000 500,000 500.000 0
(MARIA FRANCESCO Lungo (recto and verso)
GIROLAMO MAZZOLA)
Narrows PICASSO, PABLO Etude pour l'acteur and deux profits de Fernande 1,000.000 1.500.000 500,000 500.000 0
(Collateral)
Friends SCHWITTERS, KURT Ja-Was?-Bild [LDB owns 50% of Friends Ventures 24.500.000 25.000.000 500,000 500.000 0
LLC. the entity that owns this work. The appraised
value shown is for the entire work.]
Narrows TURNER. JOSEPH Kilgarren Castle. Pembrokeshire 700.000 1.200.000 500.000 500.000 0
(Collateral) WILLIAM MALLORD
AP Narrows GOYA. FRANCISCO The Bulls of Bordeaux: the set of four 715.000 1.200.000 485.000 485.000 0
DE
Narrows DELACROIX. EUGENE Tigre se lechant la patte 225.000 700.000 475,000 475.000 0
(Collateral)
Narrows GUARDI. A regatta on the Grand Canal (recto); The Grand 1,025.000 1,500.000 475,000 475.000 0
(Collateral) FRANCESCO Canal with the Rialto Bridge (verso)
Noel Calb SERRA. RICHARD Conrad 540.000 1.000.000 460.000 460.000 0
Narrows GRIS. JUAN Nature mode 400.000 850.000 450,000 450.000 0
(Collateral)
Promised VAN DYCK. SIR Landscape with a tree and a farm building [LDB 250.000 700.000 450,000 450.000 0
ANTHONY owns 50% of this work. The appraised value shown
is for the entire work.]
AP Narrows GORMLEY. ANTONY Seeing and Showing 10.000 450.000 440.000 440.000 0
Narrows MILLET. JEAN- La ravaudeuse (Madame Millet) 570.000 1.000.000 430,000 430.000 0
(Collateral) FRANCOIS
Noel Calb DELACROIX. EUGENE Mariee juive a Tanger 1,100.000 1,500.000 400,000 400.000 0
AP Narrows GAINSBOROUGH. Portrait of Caroline. 4th Duchess of Malborough 2,600.000 3,000.000 400,000 400.000 0
THOMAS
Narrows MILLET. JEAN- Cooper tightening staves on a barrel 300.000 700.000 400,000 400.000 0
(Collateral) FRANCOIS
APO-01 MUNCH. EDVARD Madonna (Liebendes Weib) 2.100.000 2.500.000 400.000 400.000 0
AP Narrows PENONE. GUISEPPE Tra scorza e scorza (Between Bark and Bark) 1.600.000 2.000.000 400,000 400.000 0
Page I I
EFTA00592238
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
APO-01 REDON. ODILON Visage derriere les barreaux 850.000 1.250.000 400,000 400.000 0
Narrows MOREAU. GUSTAVE Galatee 215.000 600.000 385,000 385.000 0
(Collateral)
Narrows WATTEAU. JEAN- Tete coifee chapeau, vue de profit et 415.000 800.000 385.000 385.000 0
(Collateral) ANTOINE tournee vers la droite: une main droite levee; une
main auche tenant une canne
Narrows RODIN, AUGUSTE L'Age , petit modele 25.000 400.000 375,000 375.000 0
(Collateral)
Narrows DAUMIER. HONORE La chanson a boire 640.000 1.000.000 360.000 360.000 0
(Collateral)
AP Narrows BURGKMAIR. HANS Lovers Surprised by Death (7HWG8)* 650.000 1.000.000 350,000 350.000 0
APO-01 FRA BARTOLOMMEO Study of the kneeling Magdalen 1,150.000 1,500.000 350,000 350.000 0
Noel Calb FRAGONARD, JEAN- Paysage au double escalier 650.000 1,000.000 350,000 350.000 0
HONORE
AP Narrows GORMLEY. ANTONY Landing 100.000 450.000 350,000 350.000 0
Narrows MATISSE. HENRI Femme se reposant 350.000 700.000 350,000 350.000 0
(Collateral)
APO-01 GRIS. JUAN Homme au chapeau haut-de-forme (Esquisse pour 870.000 1.200.000 330.000 330.000 0
'I'homme au café')
Narrows REMBRANDT A vagrant couple with a dog (recto): Unidentified 670.000 1.000.000 330.000 330.000 0
(Collateral) HARMENSZ. VAN studies in black chalk (verso)
RIJN
Narrows MOREAU. GUSTAVE Le jeune homme et la mod (Hommage a 275.000 600.000 325.000 325.000 0
(Collateral) Chasseriau)
Noel Calb INGRES. JEAN- Portrait de Monseigneur Gabriel Cortois de 180.000 500.000 320.000 320.000 0
AUGUSTE- Pressigny
DOMINIQUE
Narrows FUSELI. HENRY The Confederates Arriving at the Rutli 90.000 400.000 310,000 310.000 0
(Collateral)
Narrows FRA BARTOLOMMEO A double-sided sheet of studies of heads 1,900.000 2.200.000 300,000 300.000 0
(Collateral)
Narrows GIACOMETTI. DIEGO Console a double plateaux. modele a grenouilles, 100.000 400.000 300,000 300.000 0
3XJFS
Narrows GIACOMETTI. DIEGO Console a double plateaux. modele a grenouilles, 100.000 400.000 300.000 300.000 0
3XJFP
Page 12
EFTA00592239
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
APO-01 GOLTZIUS. The artist's right hand 4,700 000 5,000.000 300,000 300.000
HENDRICK
Narrows KANDINSKY, Oben and links (Above and left) 5,700.000 6,000.000 300,000 300.000 0
(Collateral) WASSILY
Narrows REDON, ODILON Poinsettia (La fleur rouge) 200.000 500.000 300,000 300.000 0
(Collateral)
Narrows SCHIELE, EGON Liegender Weiblicher Akt 100.000 400.000 300,000 300.000 0
(Collateral)
APO-01 SCHLEMMER. OSKAR Rote Leiber 2,700.000 3,000.000 300,000 300.000 0
2011 LLC SEURAT. GEORGES Au divan Japonais (Café-Concert) 7,700.000 8,000.000 300,000 300.000 0
Narrows STRADANUS. IL (JAN Book of drawings: An album of 16 illustrations to 1,700.000 2,000.000 300,000 300.000 0
(Collateral) VAN DER STRAET) Dante, with accompanying texts; original binding
AP Narrows VUILLARD. EDOUARD A fond de train' 100.000 400.000 300,000 300.000 0
Narrows REDON, ODILON L'Araignee qui pleure 560.000 850.000 290,000 290.000 0
(Collateral)
Noel Calb DENIS. MAURICE Jeunes filles cueillant des fteurs devant la mer 570.000 850.000 280,000 280.000 0
AP Narrows BECKMANN. MAX Kasbek (3XJJ4) 75.000 350.000 275.000 275.000 0
Narrows GORMLEY. ANTONY Together and Apart 80.000 350.000 270,000 270.000 0
(Collateral)
APO-01 NOGUCHI. ISAMU Bindu 730.000 1.000.000 270,000 270.000 0
APO-01 CORNELL. JOSEPH Magic Soap Bubble Set 5,250.000 5.500.000 250,000 250.000 0
Narrows DAUMIER, HONORE Parade de saltimbanques 1,500.000 1,750.000 250,000 250.000 0
(Collateral)
AP Narrows DAVIS. STUART Study for Proposed Mural, United Nations 50.000 300.000 250,000 250.000 0
Conference Room 3
Noel Calb KLEE. PAUL Die Schlange 1.000.000 1.250.000 250.000 250.000 0
Narrows MIRO. JOAN Pastorale 1,000.000 1,250.000 250,000 250.000 0
(Collateral)
2011 LLC NEWMAN, BARNETT Untitled 3,250.000 3,500.000 250,000 250.000 0
AP Narrows ROSSETTI, DANTE Sir Lancelot in Queen Guinevere's Chamber 150.000 400.000 250,000 250.000 0
GABRIEL
Page 13
EFTA00592240
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Promised SAINT-AUBIN, The Triumph of Pompey (LDB owns 50% of this 200.000 450.000 250,000 250.000 0
GABRIEL DE work. The appraised value shown is for the entire
work.)
Narrows SPRANGER. Adam and Eve 250.000 500.000 250.000 250.000 0
(Collateral) BARTHOLOMAEUS
AP Narrows GORKY. ARSHILE Nighttime. Enigma and Nostalgia 160.000 400.000 240,000 240.000 0
Narrows REDON, ODILON La chute de Phaeton 360.000 600.000 240,000 240.000 0
(Collateral)
Noel Calb MATISSE. HENRI Jeune fille a la mantille (Etude pour l'espagnole aux 415.000 650.000 235.000 235.000 0
flaws)
Noel Calb MATISSE. HENRI Autoportrait, 1944 (3XJH3) 270.000 500.000 230,000 230.000 0
AP Narrows BRUEGEL THE The Rabbit Hunt 675.000 900.000 225,000 225.000 0
ELDER. PIETER
Noel Calb DURER. ALBRECHT The Four Horsemen from: The Apocalypse 375.000 600.000 225.000 225.000 0
AP Narrows MAILLOL. ARISTIDE Eve a la pomme 75.000 300.000 225,000 225.000 0
Noel Calb Los Caprichos 580.000 800.000 220,000 220.000 0
Narrows TIEPOLO. GIOVANNI The Calling of St. Peter 185.000 400.000 215,000 215.000 0
(Collateral) BATTISTA
Narrows MONDRIAN, PIET Chrysanthemum 140.000 350.000 210,000 210.000 0
(Collateral)
AP Narrows BEARDSLEY, AUBREY The Achieving of the Sangreal 175.000 375.000 200,000 200.000 0
AP Narrows BLAKE, WILLIAM Christ the Mediator': Christ Pleading Before the 1,000.000 1,200.000 200,000 200.000 0
Father for Saint Mary Magdalene
Narrows BURNE-JONES, The Wise and Foolish Virgins 800.000 1,000.000 200,000 200.000 0
(Collateral) EDWARD
APO-01 DOESBURG. THEO Compositie 1.800.000 2,000.000 200,000 200.000 0
VAN
Noel Calb DURER. ALBRECHT Knight. Death and the Devil 600.000 800.000 200,000 200.000 0
AP Narrows GAINSBOROUGH. Study of a Lady. Possibly for the Richmond Water- 3,000.000 3,200.000 200,000 200.000 0
THOMAS Walk
AP Narrows GHEYN II, JACQUES A birds eye view of a canal with an arched bridge 1,400.000 1,600.000 200,000 200.000 0
DE
Narrows LELY. PETER A standing figure of a gentleman from the 1,800.000 2,000.000 2O0,000 200.000 0
(Collateral) Procession of the Order of the Garter
Page 14
EFTA00592241
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Noel Calb LIOTARD. JEAN- Portrait de Jacques de Chapeaurouge 800.000 1,000.000 200,000 200.000 0
ETIENNE
APO-01 WATTEAU, JEAN- Feuille : personnages assis au sol de dos, 400.000 600.000 200,000 200.000 0
ANTOINE flutiste assis de profil a droite, main tenant un
eventail term& reprise de cette main
Narrows BEARDSLEY, AUBREY Lady Gold's Escort (from The Yellow Book Vol. III) 45.000 240.000 195,000 195.000 0
Narrows GIACOMETTI. Lampadaire modele 'grande feuille', version fine 15.000 200.000 185,000 185.000 0
ALBERTO
Narrows GIACOMETTI. Lampadaire modele 'grande feuille'. version fine 15.000 200.000 185.000 185.000 0
ALBERTO
Promised GERICAULT. Deux tetes . un mameluck debout 175.000 350.000 175.000 175.000 0
THEODORE
Narrows REDON. ODILON Caliban 325.000 500.000 175.000 175.000 0
(Collateral)
Narrows BOILLY. LOUIS- Preparatory study for 'Le Jeu 140.000 300.000 160,000 160.000 0
LEOPOLD
Narrows MIRO. JOAN Untitled. 1933 (3XJH9) 540.000 700.000 160,000 160.000 0
(Collateral)
Narrows PICASSO, PABLO Bacchus et jeune femme nue 90.000 250.000 160,000 160.000 0
(Collateral)
Noel Calb SERRA. RICHARD Olson 540.000 700.000 160.000 160.000 0
AP Narrows BURGKMAIR. HANS Lovers Surprised by Death (7HWG9)• 650.000 800.000 150,000 150.000 0
Narrows DAVID. JACQUES- Paris et Helene 450.000 600.000 150,000 150.000 0
(Collateral) LOUIS
Narrows GIACOMETTI. Autoportrait 100.000 250.000 150,000 150.000 0
ALBERTO
AP Narrows HARTLEY. MARSDEN Calla Lilies 150.000 300.000 150.000 150.000 0
AP Narrows HUGO. VICTOR A figure passing in the horizon. a Gothic chapel in 150.000 300.000 150.000 150.000 0
the foreground
AP Narrows KLIMT. GUSTAV Sitzender Akt mit hoher Frisur 25.000 175.000 150,000 150.000 0
AP Narrows MASTER LZS The Temptation of Christ 350.000 500.000 150.000 150.000 0
Narrows MIRO. JOAN Oiseau lunaire 3,850.000 4,000.000 150,000 150.000 0
(Collateral)
Page 15
EFTA00592242
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows PICASSO, PABLO Le singe et le masque 350.000 500.000 150,000 150.000 0
(Collateral)
APO-01 ROMANO. GIULIO Bacchus as Autumn 100.000 250.000 150,000 150.000 0
GIULIO PIPPI)
Narrows SCHAUFELEIN THE A landsknetcht turned to the left carrying a halberd 350.000 500.000 150,000 150.000 0
(Collateral) ELDER. HANS (recto): Two studies of coats of arms (verso)
AP Narrows SERRA. RICHARD Solid No. 11 200.000 350.000 150,000 150.000 0
AP Narrows SERRA. RICHARD Solid No. 3 200.000 350.000 150.000 150.000 0
Narrows GIACOMETTI. Lampe modele letoiles (a pair) 60.000 200.000 140,000 140.000 0
ALBERTO
Narrows GIACOMETTI. DIEGO Lampe hibou (a pair) 165.000 300.000 135,000 135.000 0
AP Narrows REMBRANDT Jan Lutma, Goldsmith 870.000 1,000.000 130,000 130.000 0
HARMENSZ. VAN
RIJN
AP Narrows SERRA. RICHARD Solid No. 13 220.000 350.000 130,000 130.000 0
Narrows SIGNAC. PAUL La Salis. Antibes 45.000 175.000 130,000 130.000 0
Promised TIEPOLO. GIOVANNI The head of a Moor 170.000 300.000 130,000 130.000 0
BATTISTA
AP Narrows DAVIS. STUART Artist in Search of a Model 75.000 200.000 125.000 125.000 0
AP Narrows DEGAS. EDGAR Danseuse mettant son bas 275.000 400.000 125,000 125.000 0
Narrows GIACOMETTI. DIEGO Table basse aux caryatides 175.000 300.000 125,000 125.000 0
AP Narrows LONG. RICHARD Sun Line 325.000 450.000 125.000 125.000 0
AP Narrows TISSOT. JAMES La Soeur Ainee 125.000 250.000 125.000 125.000 0
APO-01 BECKMANN. MAX The Last Duty of Perseus 130.000 250.000 120,000 120.000 0
Narrows REDON. ODILON Satyre 180.000 300.000 120.000 120.000 0
APO-01 PICASSO, PABLO Etude pour 'La Coiffure' 590.000 700.000 110,000 110.000 0
AP Narrows AVERY, MILTON Beach Umbrellas 17.000 125.000 108,000 108.000 0
Narrows DROUAIS. JEAN- Marius a Minturnes 45.000 150.000 105,000 105.000 0
GERMAIN
Narrows BAROCCI. FEDERICO Studies of angels and children's heads (recto); 500.000 600.000 100,000 100.000 0
(Collateral) Studies of legs and angels (verso)
AP Narrows BECKMANN. MAX Acrobat 50.000 150.000 100,000 100.000 0
Page 16
EFTA00592243
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
APO-01 DELACROIX. EUGENE Etude de fleurs: marguerites blanches et zinnias 700.000 800.000 100,000 100.000 0
Noel Calb DURER. ALBRECHT Saint Eustace 1.100.000 1.200.000 100,000 100.000 0
Noel Calb DURER. ALBRECHT Melancolia I 800.000 900.000 100,000 100.000 0
Narrows GERICAULT. Episode de la guerre coloniale: noir sur un cheval 1,400.000 1,500.000 100,000 100.000 0
(Collateral THEODORE cabre
Noel Calb GROSZ. GEORGE L'uomo nuovo 1.400.000 1.500.000 100.000 100.000 0
Narrows KELLY. ELLSWORTH Untitled 3,400.000 3,500.000 100,000 100.000 0
(Collateral)
Noel Calb KIRCHNER. ERNST Wettertannen 1,400.000 1,500.000 100,000 100.000 0
LUDWIG
Noel Calb KLEE. PAUL Tief-Ebene 1.900.000 2.000.000 100.000 100.000 0
LDB MIERIS. FRANS VAN The unwelcome news 200.000 300.000 100,000 100.000 0
APO-01 PIRANESI. GIOVANNI The 'Veduta Interna della porta della Citta the 900.000 1,000.000 100,000 100.000 0
BATTISTA dimonstra tutte le Bottege' in Pompei
Narrows VASARI. GIORGIO Christ giving the keys to St. Peter 600.000 700.000 100.000 100.000 0
(Collateral)
Narrows REDON. ODILON Satan dominant le monde 160.000 250.000 90,000 90.000 0
APO-01 VASARI. GIORGIO Saint Eustace 315.000 400.000 85.000 85.000 0
AP Narrows BECKMANN. MAX Selbstbildnis mit steifem Hut 120.000 200.000 80.000 80.000 0
LDB BLAKE. WILLIAM Illustrations of the Book of Job (6384687) 50.000 130.000 80,000 80.000 0
Narrows CONSTABLE. JOHN A View in Borrowdale 70.000 150.000 80.000 80.000 0
Narrows DAVID, JACQUES- The ghost of Septimius Severus appearing to 520.000 600.000 80,000 80.000 0
Collateral LOUIS Caracalla. after the murder of his brother Geta
Noel Calb KELLY. ELLSWORTH Diagonal with Curve XVI 1,670.000 1,750.000 80,000 80.000
Narrows KHNOPFF, FERNAND De animalite 120.000 200.000 80,000 80.000
Narrows GIACOMETTI. DIEGO Pedestal a I'oiseau 325.000 400.000 75,000 75.000
APO-01 GROSZ. GEORGE Der Fund in der Vorstadt. 'Verwesung' 325.000 400.000 75.000 75.000
Narrows KHNOPFF, FERNAND Dessin 75.000 150.000 75,000 75.000
Narrows REDON, ODILON Le Cube (L'Oeil) 325.000 400.000 75,000 75.000
(Collateral)
Page 17
EFTA00592244
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
LDB GIACOMETTI. Lampadaire modele 'figure' 130.000 200.000 70,000 70.000 0
ALBERTO
Narrows GIACOMETTI. Lampadaire modele 'figure' 130.000 200.000 70,000 70.000 0
ALBERTO
Narrows ROSSETTI, DANTE Studies for the Head of the Farmer in Found 30.000 100.000 70,000 70.000 0
GABRIEL
AP Narrows BECKMANN. MAX Sacre-Coeur 20.000 85.000 65.000 65.000 0
Noel Calb KLEE. PAUL Gegensatze Abends (Blau and Orange) 1.440.000 1.500.000 60.000 60.000 0
Narrows ROSSETTI. DANTE The Sun May Shine and We Be Cold 35.000 90.000 55.000 55.000 0
GABRIEL
AP Narrows AVERY. MILTON Man, Rocks and Sea 50.000 100.000 50,000 50.000 0
AP Narrows BLAKE. WILLIAM Illustrations of the Book of Job (7N6Q6) 50.000 100.000 50.000 50.000 0
AP Narrows BONNARD. PIERRE Marthe sur un divan 300.000 350.000 50,000 50.000 0
AP Narrows BRESDIN. RODOLPHE A battle scene 100.000 150.000 50,000 50.000 0
AP Narrows BRESDIN. RODOLPHE A lion hunt 100.000 150.000 50.000 50.000 0
Noel Calb COROT. JEAN- Rome. La Vasque de la Villa Medici (La Vasque de 550.000 600.000 50.000 50.000 0
BAPTISTE-CAMILLE l'Acadernie de France)
Narrows DELACROIX. EUGENE Cavalier mamelouk au galop 150.000 200.000 50.000 50.000 0
AP Narrows ENSOR. JAMES Mon atelier 35.000 85.000 50,000 50.000 0
Narrows ENSOR. JAMES La puce 50.000 100.000 50,000 50.000 0
Narrows GIACOMETTI. DIEGO Lampe en forme bougeoir (a pair) 30.000 80.000 50,000 50.000 0
Narrows PICASSO, PABLO Portrait of Elie Faure 800.000 850.000 50,000 50.000 0
(Collateral)
Narrows REDON. ODILON La gloire noyee 450.000 500.000 50,000 50.000 0
(Collateral)
Narrows RUBENS. SIR PETER Nicodemus 950.000 1.000.000 50,000 50.000 0
(Collateral)
PAUL
APO-01 RUISDAEL. JACOB A shepherd and his flock approaching farm 250.000 300.000 50.000 50.000 0
ISAACKSZ. VAN buildings among trees
Narrows DIX. OTTO Bautzen VI 15.000 60.000 45,000 45.000 0
Narrows ZIMMERMAN. ELYN Stalled Cairn 80.000 125.000 45.000 45.000 0
AP Narrows CLEMENTE. Untitled (Jamaican Watercolor) 45.000 85.000 40,000 40.000 0
FRANCESCO
Page 18
EFTA00592245
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows DAVIS. STUART The Sidelong Glance 20.000 60.000 40,000 40.000 0
Narrows LIN. MAYA Wire landscape 30.000 70.000 40.000 40.000 0
Narrows MENZEL, ADOLPH Studies of a man eating from a bowl 30.000 70.000 40,000 40.000 0
VON
Narrows MILLER. HARLAND Love and Other Crimes 20.000 60.000 40.000 40.000 0
Narrows DELACROIX. EUGENE Three male nudes 25.000 60.000 35,000 35.000 0
AP Narrows DOVE. ARTHUR Untitled Centerport V 25.000 60.000 35,000 35.000 0
AP Narrows DUBUFFET. JEAN Table au couvert dresse 90.000 125.000 35.000 35.000 0
AP Narrows GROTJAHN. MARK Untitled (Solid Cream Butterfly Drawing in Two 315.000 350.000 35,000 35.000 0
Parts)
Narrows JORDAENS. JACOB Study of a man seen from behind 315.000 350.000 35.000 35.000 0
AP Narrows KLEE, PAUL Invention 2 - Der Held mit dem Fitigel 115.000 150.000 35,000 35.000 0
APO-01 BRESDIN. RODOLPHE The exterior of an inn (L'Auberge Normande) 170.000 200.000 30.000 30.000 0
AP Narrows DONGEN. KEES VAN Femme a sa toilette 55.000 85.000 30.000 30.000 0
Noel Calb INGRES. JEAN- Portrait presume de Gioachino Rossini 770.000 800.000 30,000 30.000 0
AUGUSTE-
DOMINIQUE
Narrows MENZEL. ADOLPH Hand of a woman holding a cane 20.000 50.000 30.000 30.000 0
VON
AP Narrows NOLDE. EMIL Junges Paar (3XJHK) 150.000 180.000 30,000 30.000 0
APO-01 NOLDE. EMIL Der Prophet 50.000 80.000 30.000 30.000 0
Narrows RANSON, PAUL Jeune femme a sa toilette 20.000 50.000 30,000 30.000 0
AP Narrows VERWER. JOHANN Study of climbing plants on a tree-trunk 470.000 500.000 30,000 30.000 0
AP Narrows BELLOWS, GEORGE The Pool-Player 3.500 30.000 26,500 26.500 0
WESLEY
Narrows BOTERO. FERNANDO El guitarrista 10.000 35.000 25.000 25.000 0
Noel Calb DAUMIER, HONORE La Defense 325.000 350.000 25,000 25.000 0
AP Narrows LONG. RICHARD Cornish Slate Cross 325.000 350.000 25,000 25.000 0
AP Narrows MALEVICH, KAZIMIR Composition in Dissolution: Composition 10a 25.000 50.000 25,000 25.000 0
AP Narrows CHIRINO. MARTIN °elm 7.000 30.000 23.000 23.000 0
Narrows ISABEY. JEAN- Portrait de Talleyrand 7.000 30.000 23,000 23.000 0
BAPTISTE
AP Narrows MUNCH. EDVARD Eifursucht II (grosse Fassung) 48.000 70.000 22.000 22.000 0
Page 19
EFTA00592246
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows BONHEUR. ROSA Study for The Horse Fair' 8.500 30.000 21,500 21.500 0
RAYMOND
AP Narrows BECKMANN. MAX Kasbek (drypoint) (3XJJ3) 30.000 50.000 20,000 20.000 0
AP Narrows BRUEGEL THE Fishing vessels on a calm sea off a distant 280.000 300.000 20.000 20.000 0
ELDER. JAN promontory
AP Narrows HARTLEY. MARSDEN The Fish 80.000 100.000 20.000 20.000 0
AP Narrows KIRCHNER. ERNST Madchen im Raum (Ema) 230.000 250.000 20,000 20.000 0
LUDWIG
Narrows MODIGLIANI. Caryatide de face. mains derriere la tete 380.000 400.000 20,000 20.000 0
(Collateral) AMEDEO
AP Narrows NOLDE. EMIL Junges Paar (3XJHH) 230.000 250.000 20,000 20.000 0
AP Narrows NOLDE. EMIL Junges Paar (4D9JL) 230.000 250.000 20,000 20.000 0
AP Narrows VUILLARD. EDOUARD Dr. Ouiserne 30.000 50.000 20,000 20.000 0
Narrows KAHN. WOLF Toward Blue Woods 4.000 20.000 16.000 16.000 0
AP Narrows BOURDELLE. EMILE- Heracles archer 110.000 125.000 15,000 15.000 0
ANTOINE
AP Narrows COROT. JEAN- Vue de Volterra 85.000 100.000 15,000 15.000 0
BAPTISTE-CAMILLE
Narrows DERAKSHANI, REZA Dark Soil I (from Sand Painting Series) 10.000 25.000 15,000 15.000 0
Narrows DERAKSHANI, REZA Dark Soil II (from Sand Painting Series) 10.000 25.000 15,000 15.000 0
Narrows DERAKSHANI. REZA Dark Soil III (from Sand Painting Series) 10.000 25.000 15.000 15.000 0
Narrows DERAKSHANI. REZA Dark Soil IV (from Sand Painting Series) 10.000 25.000 15.000 15.000 0
Narrows DERAKSHANI, REZA Dark Soil V (from Sand Painting Series) 10.000 25.000 15,000 15.000 0
AP Narrows DIX. OTTO Marry, auf einem Stuhl sitzender weiblicher Akt 110.000 125.000 15,000 15.000 0
AP Narrows KUBIN. ALFRED Untitled (Forwards) 70.000 85.000 15,000 15.000 0
Narrows VON STUCK, FRANZ Steam Power 6.500 20.000 13,500 13.500 0
APO-01 KLEE. PAUL Invention 10 - Drohendes Haupt 69.000 80.000 11,000 11.000 0
AP Narrows BECKMANN. MAX In der Trambahn 5.000 15.000 10.000 10.000 0
Page 20
EFTA00592247
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows BECKMANN. MAX Schlangendame, from: Der Jahrmarket 5.000 15.000 10,000 10.000 0
Narrows BERNARD. EMILE Deux femmes 2.500 12.500 10.000 10.000 0
Narrows BRESDIN, RODOLPHE Le Bon Samaritain 90.000 100.000 10,000 10.000 0
AP Narrows GAINSBOROUGH. Wooded landscape with figures outside a cottage 190.000 200.000 10,000 10.000 0
THOMAS
LDB GHEYN II, JACQUES Marcus Curtius Leaping on Horseback into the 60.000 70.000 10,000 10.000 0
DE Abyss (redo): Further studies of the same (verso)
LDB GOLTZIUS. Mars and Venus (recto); Two female nudes, with 240.000 250.000 10,000 10.000 0
HENDRICK cupid and a vase (verso)
Narrows GORMLEY. ANTONY Base 2.500 12.500 10,000 10.000 0
Narrows GORMLEY. ANTONY Home of the Head IV 2.500 12.500 10,000 10.000 0
Narrows GORMLEY. ANTONY Sense 2.500 12.500 10,000 10.000 0
Narrows KAHN, WOLF Late Fall Haze 20.000 30.000 10,000 10.000 0
AP Narrows VUILLARD. EDOUARD Le Mannequin 60.000 70.000 10,000 10.000 0
Narrows ENSOR. JAMES Le combat des demons (Diables rossant anges et 2.000 10.000 8,000 8.000 0
archanges) (4D9JV)
APO-01 HECKEL. ERICH Schlafender Matrose (Sleeping Sailor) 27.000 35.000 8.000 8.000 0
AP Narrows BELLOWS, GEORGE Old Billiard Player 2.500 10.000 7,500 7.500 0
WESLEY
Narrows GRAHAM. JOHN Horse and Rider 5.000 12.500 7.500 7.500 0
Narrows NOLDE. EMIL Salomo and seine Frauen 4.500 12.000 7,500 7.500 0
Narrows BOLOTOWSKY. ILYA Untitled. 1973 (4GXK2) 1.500 7.000 5,500 5.500 0
AP Narrows BECKMANN. MAX Fastnacht 5.000 10.000 5,000 5.000 0
AP Narrows BOILLY, LOUIS- La partie de cartes 15.000 20.000 5,000 5.000 0
LEOPOLD
AP Narrows BURNE-JONES, Sir Galahad 245.000 250.000 5,000 5.000 0
EDWARD
Narrows DELACROIX, EUGENE Recontre de cavaliers Maures 5.000 10.000 5,000 5.000 0
Narrows DENIS, MAURICE Maternite aux cypres 5.000 10.000 5.000 5.000 0
Page 21
EFTA00592248
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows GILLOT. CLAUDE Celebration in honor of the god Pan 215.000 220.000 5,000 5.000 0
Narrows KAHN. WOLF Evening Light 5.000 10.000 5.000 5.000 0
APO-01 KLEE. PAUL Invention 4 - Komiker 75.000 80.000 5.000 5.000 0
AP Narrows KUBIN. ALFRED Spielender Knabe 80.000 85.000 5,000 5.000 0
Narrows MAILLOL. ARISTIDE Modele nu de dos 20.000 25.000 5.000 5.000 0
Narrows PICASSO, PABLO Deux femmes batifolant sur un matelas de plage. 3.000 8.000 5,000 5.000 0
Series 347. Plate 285
Narrows RIVERA. DIEGO Cabeza de una tehuana (Retrato de juchiteca) 35.000 40.000 5.000 5.000 0
Narrows SAINT-AUBIN. Victory of Tarquin over the Sabines and Etruscans 25.000 30.000 5.000 5.000 0
GABRIEL DE
AP Narrows AVERY. MILTON Birds and Sea 4.000 8.000 4.000 4.000 0
Narrows CRAWFORD, The Great Game 1,000 4.500 3.500 3.500 0
ELIZABETH
AP Narrows BARYE. ANTOINE- Lion qui marche 5.000 8.000 3.000 3.000 0
LOUIS
AP Narrows BARYE. ANTOINE- Tigre qui marche 5.000 8.000 3.000 3.000 0
LOUIS
AP Narrows BECKMANN. MAX Vor dem Auftritt (Akrobate) 3.000 6.000 3.000 3.000 0
Narrows ELIZONDO. ARTURO Ardores clandestinos 4,000 7.000 3.000 3.000 0
Narrows KAHN. WOLF Barn in Fog 1,000 4.000 3,000 3.000 0
Narrows KAHN. WOLF Returning to Harbor (in Martha's Vineyard) 2.000 4.000 2.000 2.000 0
AP Narrows AVERY. MILTON Nude Meditating 1.200 3.000 1,800 1.800 0
AP Narrows AVERY. MILTON Striped Drape 2.200 4.000 1,800 1.800 0
AP Narrows AVERY. MILTON Two Nudes 1.500 3.000 1.500 1.500 0
Narrows HARTLEY. MARSDEN Twisted Roots (Tree Study) 7.000 8.500 1.500 1.500 0
Narrows RUSKIN. JOHN Spur of Piazzetta Shaft. Venice 6.500 8.000 1,500 1.500 0
AP Narrows AVERY. MILTON Head of a Man 250 1.500 1,250 1.250 0
AP Narrows BASKIN. LEONARD Dutch Artist 1.500 2.500 1.000 1.000 0
Narrows CAVALLON. GIORGIO Untitled. 1950 (3XJKF) 8.000 9.000 1,000 1.000 0
Narrows CAVALLON, GIORGIO Untitled. 1950 (3XJKG) 8.000 9.000 1,000 1.000 0
Narrows CAVALLON. GIORGIO Untitled. 1951 (3Y47P) 8.000 9.000 1,000 1.000 0
AP Narrows DERAIN. ANDRE Femme nue 2.000 3.000 1.000 1.000 0
Page 22
EFTA00592249
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows DINE, JIM Self-Portrait Head 1200 a000 800 800 0
Children SHIRAZ SCHOOL A feast in a garden: Illustration from a poetic 1200 1.750 550 550 0
(LATE 16TH manuscript
CENTURY)
Children ISFAHAN SCHOOL Khusraw while hunting with his falcon encounters 1.200 1.250 50 50 0
(MID-17TH CENTURY) Shirin; Illustration from a manuscript. probably a
Khamsch of Nizami
LDB ALDEGREVER, Self-portrait aged 35' 35.000 35.000 0 0 0
HEINRICH
LDB ALTDORFER. The Holy Family at the Fountain' 60.000 60.000 0 0 0
ALBRECHT
LDB ANDREANI. ANDREA The Triumph of Julius Caesar' 50.000 50.000 0 0 0
(AFTER ANDREA
MANTEGNA)
AP Narrows ASPERTINI. AMICO Allegory with Adam and Eve expelled from 15.000 15.000 0 0 0
(ATTRIBUTED TO) Paradise'
Narrows AVERCAMP. HENDRIK Vessls off the shore, a Gallows in the middle 1.011.588 1.011.588 0 0 0
(Collateral) distance and the City of Amsterdam beyond (from
Paul Russell)
Children AVERY. MILTON Orange Rocks' 400.000 400.000 0 0 0
Children AVERY. MILTON Sentinels' 300.000 300.000 0 0 0
LDB AVERY. MILTON Orange Vase 450.000 450.000 0 0 0
Narrows AVERY. MILTON Dark Trees. Pale Mountain' 15.000 15.000 0 0 0
LDB BALDUNG. HANS St. Sebastian 245.000 245.000 0 0 0
LDB BALDUNG. HANS Adam and Eve' 20.000 20.000 0 0 0
AP Narrows BARBARI. JACOPO Triton and Nereid 149.703 149.703 0 0 0
DE'
AP Narrows BARYE. ANTOINE- Guerrier tartare arretant son cheval 10.000 10.000 0 0 0
LOUIS
AP Narrows BARYE. ANTOINE- Thesee combattant le centaur Bienor (esquisse) 10.000 10.000 0 0 0
LOUIS
Narrows BARYE. ANTOINE- Lion Marchant (6360902)' 10.000 10.000 0 0 0
LOUIS
Children BASKIN. LEONARD Seated Birdman' 7.000 7.000 0 0 0
LDB BEHAM. BARTHEL The Madonna by the Window' 80.000 80.000 0 0 0
Page 23
EFTA00592250
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
LDB BEHAM. HANS The Lovers' 80.000 80.000 0 0 0
SEBALD
Narrows BELLOWS, GEORGE Nude Reclining' 15.000 15.000 0 0 0
WESLEY
LDB BERNINI. GIOVANNI Portrait of Ottaviano Castelli 250.000 250.000 0 0 0
LORENZO
2011 LLC BLAKE. WILLIAM The Parable of the Wise and Foolish Virgins 2.500.000 2.500.000 0 0 0
LDB BLOEMAERT, Head and arm studies of young men (redo); A 400.000 400.000 0 0 0
ABRAHAM draped figure wearing a mitre (verso)
AP Narrows BOILLY, LOUIS- La partie de dames 20.000 20.000 0 0 0
LEOPOLD
Children BOLOTOWSKY, ILYA Untitled. 1966 (4GWYK)* 17.500 17.500 0 0 0
Children BOLOTOWSKY. ILYA Double Column' 15.000 15.000 0 0 0
Narrows BONNARD. PIERRE Nature mode aux fruits 70.000 70.000 0 0 0
AP Narrows BRANCUSI, Atelier 256.401 256.401 0 0 0
CONSTANTIN
APO-01 BRUEGEL THE Wooded landscape with Travelers 10,000.000 10,000.000 0 0 0
ELDER. PIETER
LDB BURGKMAIR. HANS Lovers Surprised by Death (6406290) 650.000 650.000 0 0 0
LDB BURGKMAIR. HANS The Apocalypse' 40.000 40.000 0 0 0
LDB BURGKMAIR. HANS Wie de jung weiss kunig' 25.000 25.000 0 0 0
LDB CALDER. ALEXANDER Untitled (6350654)' 3.000 3.000 0 0 0
Narrows CALDER. ALEXANDER Spunk of the Monk 18,000.000 18,000.000 0 0 0
(Collateral)
Narrows CALDER. ALEXANDER Jenny Sargent McKean 1,088.750 1,088.750 0 0 0
(Collateral)
AP Narrows CAMPAGNOLA, Three Shepherds and a Shepherdess in a 100.000 100.000 0 0 0
GIULIO & DOMENICO Landscape'
LDB CARRACCI. Return of the Prodigal Son 340.000 340.000 0 0 0
ANNIBALE
LDB CARRACCI. Venus and a Satyr' 12.000 12.000 0 0 0
ANNIBALE
Page 24
EFTA00592251
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
2011 LLC CEZANNE, PAUL Bouteilles, Pots, Rechaud A Alcoa, Pommes - 90% 48.993.750 48.993.750 0 0 0
undivided interest (pd sales tax on 45 purchase
price because 2011 LLC did no trade-in)
AP Narrows CEZANNE, PAUL Portrait de Vallier de Profil (pd sales tax on the 5 30,443.750 30,443.750 0 0 0
difference between Giacometti at 25 and Cezanne
at 30)
Narrows CEZANNE, PAUL Bouteilles, Pots, Rechaud a Alcoa, Pommes - 10% 5.000.000 5.000.000 0 0 0
undivided interest (pd no sales tax because
Narrows traded-in Braque at 5 for 10% undivided
interest in Cezanne worth 5)
Narrows CHUN, KWANG Aggregation 05-J003' 125.000 125.000 0 0 0
YOUNG
Narrows CHUN, KWANG Aggregation 05-F011* 125.000 125.000 0 0 0
YOUNG
LDB Collectibles John Lennon's Gibson acoustic guitar 2.615.000 2.615.000 0 0 0
LDB Collectibles John Lennon. -A Day in the Life" lyrics 1.310.000 1.310.000 0 0 0
LDB Collectibles Beatles Rickenbacker guitar 660.000 660.000 0 0 0
LDB Collectibles Godfather script 20.000 20.000 0 0 0
Narrows CONSTABLE. JOHN View on the Stour near Dedham. full-scale sketch 18.746.624 18.746.624 0 0 0
(Collateral) (w/out use tax because BOFA uses # w/out tax for
collateral; w/ut = $20.410,387)
Narrows CORBETT. EDWARD Untitled' 4.500 4.500 0 0 0
Narrows CORBETT. EDWARD Washington. DC April 1965 #14' 8.000 8.000 0 0 0
Narrows CORBETT. EDWARD Washington, DC 1970' 8.000 8.000 0 0 0
AP Narrows CORREGGIO Study of an Apostle 657.878 657.878 0 0 0
AP Narrows COSSIERS. JAN The head of a young man. in profile to the left 71.008 71.008 0 0 0
AP Narrows CRABBE VAN Saint John the Baptist preaching' 15.000 15.000 0 0 0
ESPLEGHEM. FRANS
LDB CRANACH THE Saxon Prince on a Boar Hunt' 30.000 30.000 0 0 0
ELDER. LUCAS
Page 25
EFTA00592252
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
LDB CRANACH THE The Sermon of Saint John the Baptist' 30.000 30.000 0 0 0
ELDER. LUCAS
LDB CRANACH THE Marcus Curtius Plunging into the Chasm' 15.000 15.000 0 0 0
ELDER. LUCAS
Narrows CUEVAS, JOSE LUIS Self-portrait like Rimbaud in Charenton' 4.000 4.000 0 0 0
APO-01 DALI. SALVADOR The Ants (Las Hormigas) 1.000.000 1.000.000 0 0 0
Narrows DAUMIER. HONORE Galerie de tableaux (Les amateurs de tableaux) 3.500.000 3.500.000 0 0 0
(Collateral)
Noel Calb DAUMIER. HONORE Apres ('audience 1.200.000 1.200.000 0 0 0
Narrows DAVID. JACOUES- Portrait revolutionnaire de profit gauche 250.000 250.000 0 0 0
LOUIS
AP Narrows DAVIS. STUART Woman Standing in the Alley (Hoboken Series) 20.000 20.000 0 0 0
Narrows DEGAS. EDGAR Femme s'essuyant les cheveux' 350.000 350.000 0 0 0
(Collateral)
APO-01 DELACROIX, EUGENE A bound sketchbook of scenes from Morocco 1,800.000 1,800.000 0 0 0
Narrows DERAIN. ANDRE Cheval' 40.000 40.000 0 0 0
Narrows DERAKSHANI. REZA Black Figs' 125.000 125.000 0 0 0
APO-01 DESPREZ. JEAN- La Chimere de Monsieur Desprez 100.000 100.000 0 0 0
LOUIS
AP Narrows DURER. ALBRECHT Hierinn sind begriffen vier bucher von menschilcher 140.000 140.000 0 0 0
proportion
AP Narrows DURER. ALBRECHT Saint Jerome in Penitence' 80.000 80.000 0 0 0
AP Narrows DURER. ALBRECHT The Holy Family with a Butterfly' 80.000 80.000 0 0 0
AP Narrows DURER. ALBRECHT A Knight on Horseback and Lansquenet' 70.000 70.000 0 0 0
AP Narrows DURER. ALBRECHT The Adoration of the Magi 60.000 60.000 0 0 0
AP Narrows DURER. ALBRECHT Hercules and the Molionide Twins' 50.000 50.000 0 0 0
AP Narrows DURER. ALBRECHT St. George on Horseback 140.960 140.960 0 0 0
AP Narrows DURER. ALBRECHT The Rhinoceros 1,200.000 1.200.000 0 0 0
AP Narrows DURER. ALBRECHT The Sea Monster' 120.000 120.000 0 0 0
AP Narrows DURER. ALBRECHT The Martyrdom of Saint Catherine' 60.000 60.000 0 0 0
APO-01 DURER. ALBRECHT Samson rending the Lion 700.000 700.000 0 0 0
LDB DURER. ALBRECHT The Engraved Passion' 200.000 200.000 0 0 0
LDB DURER. ALBRECHT The Nativity' 200.000 200.000 0 0 0
Page 26
EFTA00592253
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
LDB DURER. ALBRECHT The Ravisher' 180.000 180.000 0 0 0
LDB DURER. ALBRECHT Hercules. or The Effects of Jealousy' 150.000 150.000 0 0 0
LDB DURER. ALBRECHT Coat of Arms with a Cock' 70.000 70.000 0 0 0
LDB DURER. ALBRECHT Saint Jerome in his Cell' 60.000 60.000 0 0 0
LDB DURER. ALBRECHT The Sudarium held by two Angels' 60.000 60.000 0 0 0
LDB DURER. ALBRECHT The Madonna and Child on a Crescent Moon' 50.000 50.000 0 0 0
LDB DURER. ALBRECHT The Holy Family with Saints Joachim and Anna 40.000 40.000 0 0 0
under a Tree'
LDB DURER. ALBRECHT The Dream of the Doctor 218.000 218.000 0 0 0
Noel Calb DURER. ALBRECHT Saint Jerome in his Study 1.000,000 1.000.000 0 0 0
AP Narrows DUVET. JEAN The King pursued by a Unicorn' 120.000 120.000 0 0 0
AP Narrows DUVET. JEAN Saint Sebastian between Saints Anthony and 80.000 80.000 0 0 0
Roch'
Narrows ERNST. JIMMY Landscape Variation no. 6' 1,000 1.000 0 0 0
Narrows ERNST. JIMMY Into Night' 12.500 12.500 0 0 0
Narrows ERNST. MAX Masques' 5.000 5.000 0 0 0
Narrows ERNST. MAX Rhythms' 2.000 2.000 0 0 0
Narrows ERNST. MAX Hibou-Arlequin' 3.500 3.500 0 0 0
APO-01 FRAGONARD, JEAN- Portrait of Francois-Henri, 5th duc . half- 30,000.000 30.000.000 0 0 0
HONORE length and looking over his shoulder to the left
Narrows FRATIN. Le cavalier arabe attaque par un lion (La chasse au 15.000 15.000 0 0 0
CHRISTOPHE lion)'
AP Narrows GALLE, PHILIPS The Parable of the Wise and Foolish Virgins' 8.000 8.000 0 0 0
(AFTER PIETER
BRUEGEL THE
ELDER)
LDB GALLE, PHILIPS The Alchemist' 50.000 50.000 0 0 0
(AFTER PIETER
BRUEGEL THE
ELDER)
AP Narrows GAUGUIN. PAUL Oviri 230.000 230.000 0 0 0
AP Narrows GERICAULT. Study for the father in the Raft of the Medusa 700.000 700.000 0 0 0
THEODORE (recto): Two Studies for the figure seated at the foot
of the mast (verso)
LDB GERMAN SCHOOL Saint Christopher' 350.000 350.000 0 0 0
(15TH CENTURY)
Page 27
EFTA00592254
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
LDB GERMAN SCHOOL The Virgin and Child on a Crescent Moon 180.000 180.000
(15TH CENTURY)
LDB GERMAN SCHOOL Adam and Eve: St. Sebastian' 40.000 40.000 0 0 0
15TH CENTURY)
LDB GERMAN SCHOOL The Temptation of Christ' 40.000 40.000 0 0 0
(15TH CENTURY)
LDB GERMAN SCHOOL The Virgin with Child holding a Flower' 40.000 40.000 0 0 0
(15TH CENTURY)
LDB GERMAN SCHOOL The Adoration of the Magi* 30.000 30.000 0 0 0
(15TH CENTURY)
LDB GERMAN SCHOOL Woman with a Rose, a Banderole and a Lap Dog' 30.000 30.000 0 0 0
(15TH CENTURY)
AP Narrows GHEYN II, JACQUES A large beech. partly in leaf 2,000.000 2.000.000 0 0 0
DE
LDB GIACOMETTI. Lampadaire modele leuille- 200.000 200.000 0 0 0
ALBERTO
LDB GIACOMETTI. Lampadaire modele 'osselet. deuxieme version' 200.000 200.000 0 0 0
ALBERTO
LDB GIACOMETTI. DIEGO Console avec deux crapauds et deux moineaux I'un 600.000 600.000 0 0 0
avec les ailes deployees* (6350649)
LDB GIACOMETTI, DIEGO Table a oiseau et coupelle' 400.000 400.000 0 0 0
LDB GIACOMETTI, DIEGO Fauteuil aux totes de lionnes. seconde version. 150.000 150.000 0 0 0
pieds anterieurs en griffes et lions (a pair)'
LDB GIACOMETTI. DIEGO Fauteuil aux totes de lionnes. seconde version. 150.000 150.000 0 0 0
pieds anterieurs en griffes et lions (a pair)'
LDB GIACOMETTI. DIEGO Table carcasse basse avec harpie' 150.000 150.000 0 0 0
LDB GIACOMETTI. DIEGO Crapaud (sitting on console table 6350649)' 15.000 15.000 0 0 0
LDB GIACOMETTI. DIEGO Table feuilles aux oiseaux et grenouilles' 300.000 300.000 0 0 0
LDB GILLOT, CLAUDE Le tombeau de Maitre Andre 153.000 153.000 0 0 0
Page 28
EFTA00592255
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows GOYA. FRANCISCO La Tauromaquia 1,100.000 1,100.000 0 0 0
DE
LDB GRAF. URS Passio domini nostri Jesu Christi - Die Figuren der 25.000 25.000 0 0 0
Passion oder des Leidens Christi'
LDB GREUZE. JEAN- Portrait of a young gentleman 450.000 450.000 0 0 0
BAPTISTE
Narrows GUSSOW. ROY Isomorphic Pair' 2.500 2.500 0 0 0
AP Narrows HEYDEN. PIETER VAN The Ship of Fools. or: Die blau Schuyte' 90.000 90.000 0 0 0
DER. AFTER
HIERONYMUS BOSCH
AP Narrows HEYDEN. PIETER VAN The Land of Cockaigne 47.783 47.783 0 0 0
DER. AFTER PIETER
BRUEGEL THE ELDER
AP Narrows HEYDEN. PIETER VAN The Last Judgment' 20.000 20.000 0 0 0
DER. AFTER PIETER
BRUEGEL THE ELDER
AP Narrows HEYDEN. PIETER VAN The Wedding of Mopsus and Nisa. or: The Dirty 60.000 60.000 0 0 0
DER. AFTER PIETER Bride'
BRUEGEL THE ELDER
LDB HIRSCHVOGEL. Castle Yard' 60.000 60.000 0 0 0
AUGUSTIN
LDB HIRSCHVOGEL. Landscape with a Church' 40.000 40.000 0 0 0
AUGUSTIN
AP Narrows HOFFMANN. HANS Bird Feathers 816.563 816.563 0 0 0
AP Narrows JORDAENS. JACOB The head of a piper: study for 'As the Old Sang. So 200.000 200.000 0 0 0
the Young Pipe"
Narrows KAHN. WOLF #50. Black Barn. White Dwelling' 20.000 20.000 0 0 0
Narrows KAHN. WOLF Vineyard Sunset' 2.000 2.000 0 0 0
Narrows KANDINSKY, Skizze fur sintflut II (Sketch for Deluge II) 30,000.000 30,000.000 0 0 0
(Collateral) WASSILY
AP Narrows KELLY. ELLSWORTH Balcony. Belle-Ile-en-Mer 17.059 17.059 0 0 0
Page 29
EFTA00592256
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows KELLY. ELLSWORTH Doorway Shadow. Spencertown 17.059 17.059 0 0 0
AP Narrows KELLY. ELLSWORTH Hanger Doorway, St. Barthelemy 17.059 17.059 0 0 0
AP Narrows KELLY. ELLSWORTH Stairway. St. Martin 17.059 17.059 0 0 0
AP Narrows KELLY. ELLSWORTH Broken Window, Paris 17.059 17.059 0 0 0
AP Narrows KELLY. ELLSWORTH Movie Screen, Waterbury 17.059 17.059 0 0 0
AP Narrows KELLY. ELLSWORTH Wall. Majorca 17.059 17.059 0 0 0
Narrows KIEFER. ANSELM Ho Velimir Khlebnikov: Die Lehre vom Krieg: 3.125.252 3,125.252 0 0 0
(Collateral) Seeschlachten (w/out use tax brc BOFA doesn't
include use tax in collateral; w/ut = $3.406.524)
AP Narrows KIRCHNER. ERNST Tanzerin mit gehobenem Rock 100.000 100.000 0 0 0
LUDWIG
LDB KIRCHNER. ERNST Steigendes Pferd mit Reiter 147.000 147.000 0 0 0
LUDWIG
APO-01 KLEE. PAUL Invention 3 - Jungfrau in Baum 150.000 150.000 0 0 0
APO-01 KLEE. PAUL Drei sanfte Narrenworte (The Three Gentle Words 500.000 500.000 0 0 0
of a Fool)
Narrows KLEE. PAUL Invention 7 - Ein Mann versinkt vor der Kronoze' 200.000 200.000 0 0 0
Children KOONING. WILLEM Untitled' 125.000 125.000 0 0 0
DE
Narrows LAUGE. ACHILLE Landscape' 5.000 5.000 0 0 0
LDB LAUTENSACK. Landscape with a Fortress and a big Stairway' 70.000 70.000 0 0 0
HANNS SEBALD
Narrows LEE. JENNY Half-Note No. 8' 2.000 2.000 0 0 0
Narrows LEE. JENNY Song for a Sculptor' 2.000 2.000 0 0 0
AP Narrows LEYDEN. LUCAS VAN The Fall of Man (6363306)' 120.000 120.000 0 0 0
AP Narrows LEYDEN. LUCAS VAN Susanna and the Elders' 100.000 100.000 0 0 0
Page 30
EFTA00592257
ALL ART - 3/19/17
HHRHHTHHH:
H:HHHH: :pp:::Hed
:HU: OH
H3UHH0H.SH pHHH H Unr:::::::::1 Unr::::::c1
AP Narrows LEYDEN. LUCAS VAN The Fall of Man (6363305)' 2.000 2.000 0 0 0
Narrows LONGHI. PIETRO Two standing women 150.000 150.000 0 0 0
Narrows LORENZO DI CREDI Drapery study with the Christ Child standing on the 1.000.000 1.000.000 0 0 0
(Collateral) Madonna's left knee
LDB LOWER RHENISH OR A Letter of Indulgence: Christ as the Man of 60.000 60.000 0 0 0
FLEMISH SCHOOL Sorrows standing in the Tomb, with the instruments
(15TH CENTURY) of the Passion. behind Him at left Saint Bernhard of
Clairvaux, at right an unidentified Bishop'
LDB MASTER BXG Saint Anthony visiting Saint Paul the Hermit' 200.000 200.000 0 0 0
AP Narrows MASTER ES An Oblong Ornamental Panel with Women Fighting 700.000 700.000 0 0 0
for Breeches'
AP Narrows MASTER ES The Madonna and Child on a Grassy Bench 200.000 200.000 0 0 0
between Saints Barbara and Dorothy (the Small
Hortus Conclusus)'
LDB MASTER M. Aristotle and Phyllis* 40.000 40.000 0 0 0
LDB MASTER M. The Embrace' 30.000 30.000 0 0 0
LDB MASTER OF THE The Man of Sorrows standing with Symbols of the 150.000 150.000 0 0 0
AACHEN MADONNA Passion'
LDB MASTER OF THE The Agony in the Garden' 40.000 40.000 0 0 0
DUTUIT MOUNT OF
OLIVES
LDB MASTER OF THE Christ and the Woman of Samaria' 40.000 40.000 0 0 0
MARTYRDOM OF THE
TEN THOUSAND
LDB MECKENEM. ISRAHEL The Life of the Virgin' 400.000 400.000 0 0 0
VAN
LDB MECKENEM. ISRAHEL Ornament with Morris Dancers' 250.000 250.000 0 0 0
VAN
LDB MECKENEM. ISRAHEL Ornament with seated Lovers. Birds and Beasts' 200.000 200.000 0 0 0
VAN
LDB MECKENEM. ISRAHEL An upright ornamental Panel with scrolling Foliage 180.000 180.000 0 0 0
VAN and eight naked Figures'
LDB MECKENEM. ISRAHEL The Dance at the Court of King Herod' 150.000 150.000 0 0 0
VAN
Page 31
EFTA00592258
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
LDB MECKENEM. ISRAHEL The Couple Seated on the Bed' 100.000 100.000 0 0 0
VAN
LDB MECKENEM. ISRAHEL The Lutenist and the Harpist' 80.000 80.000 0 0 0
VAN
LDB MECKENEM. ISRAHEL The Organ Player and his Wife' 40.000 40.000 0 0 0
VAN
Narrows II MUNCH. EDVARD The Scream 130.000.000 130.000.000 0 0 0
LDB MUNIZ. VIK Happy View 11.000 11.000 0 0 0
LDB NESHAT. SHIRIN Untitled (Hands)' 6.000 6.000 0 0 0
AP Narrows NORTHERN ITALIAN Saint Nicholas of Myra' 100.000 100.000 0 0 0
SCHOOL (15TH
CENTURY)
AP Narrows OAKES. TREVOR AND Have no Narrow Perspectives; The Bean 180.000 180.000 0 0 0
RYAN
LDB ORSI. LELIO Apollo and Marsyas 833.000 833.000 0 0 0
AP Narrows ORSI. LELIO Jonas rejected by the whale 40.000 40.000 0 0 0
(ATTRIBUTED TO)
APO-01 PENONE. GUISEPPE Pella del monte 243.000 243.000 0 0 0
Narrows PETERDI. GABOR Seed and Rock IV' 400 400 0 0 0
Narrows PETERDI. GABOR La Grande Bataille' 500 500 0 0 0
Narrows PETERDI. GABOR Pacific II' 2.000 2.000 0 0 0
Narrows PETERDI. GABOR The Blue Veil of Distance' 500 500 0 0 0
Narrows PIAZZETTA. Standing Male Nude (recto); Seated Male Nude 260.000 260.000 0 0 0
GIAMBATTISTA (verso)
Children PICASSO. PABLO Nu assis' 1.000.000 1.000.000 0 0 0
Narrows PICASSO. PABLO Buste de femme (Marie-Therese) 125,206.250 125.206.250 0 0 0
LDB POBLET, MABEL Susurro (Whisper) 4.900 4.900 0 0 0
LDB POBLET. MABEL Acorn anada (Accompanied) 2.700 2.700 0 0 0
LDB POBLET, MABEL Susurro II (Whisper II) 1.100 1.100 0 0 0
LDB POLIDORO DA The Virgin Mary and the Holy Women 300.000 300.000 0 0 0
CARAVAGGIO
AP Narrows REDON. ODILON A Edgar Pee (7VY99) 215.000 215.000 0 0 0
AP Narrows REDON, ODILON Captive Pegasus 143.565 143.565 0 0 0
Narrows REDON. ODILON Le cerf volant 200.000 200.000 0 0 0
Page 32
EFTA00592259
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows REMBRANDT Saint Jerome in an Italianate Landscape' 800.000 800.000 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT The Entombment' 750.000 750.000 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Jupiter and Antiope' 500.000 500.000 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Abraham Francen, Apothecary' 250.000 250.000 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Ephraim Bonus. Jewish Physician' 150.000 150.000 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Bearded Man in a Velvet Cap with a Jewel Clasp' 60.000 60.000 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Jews in the Synogogue' 60.000 60.000 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT The Flute Player 315.738 315.738 0 0 0
HARMENSZ. VAN
RIJN
LDB REMBRANDT The Adoration of the Shepherds with the Lamp' 180.000 180.000 0 0 0
HARMENSZ. VAN (6362926)
RIJN
LDB REMBRANDT The Agony in the Garden' 350.000 350.000 0 0 0
HARMENSZ. VAN
RIJN
LDB REMBRANDT Christ at Emmaus: the Larger Plate' 250.000 250.000 0 0 0
HARMENSZ. VAN
RIJN
LDB REMBRANDT The Descent from the Cross by Torchlight' 120.000 120.000 0 0 0
HARMENSZ. VAN
RIJN
Page 33
EFTA00592260
ALL ART - 3/19/17
HI1RH:THHH:
HT:::: apHrtHsed
WILI: OH
pUHHIIFISH pH::: H UnraHH:c1 Unr:::::cl
Own:r Art::: TH: Bras HEIHS :FM Ho11:Los: Unr:::::c1H:11 Lo::
LDB REMBRANDT The Triumph of Mordecai* 100.000 100.000 0 0 0
HARMENSZ. VAN
RIJN
LDB REMBRANDT The Virgin and Child with the Cat and Snake' 100.000 100.000 0 0 0
HARMENSZ. VAN
RIJN
LDB REMBRANDT The Little Jewish Bride (Saskia as Saint 75.000 75.000 0 0 0
HARMENSZ. VAN Catherine)'
RIJN
LDB REMBRANDT Adam and Eve' 70.000 70.000 0 0 0
HARMENSZ. VAN
RIJN
LDB REMBRANDT Christ driving the Money Changers from the 50.000 50.000 0 0 0
HARMENSZ. VAN Temple'
RIJN
LDB REMBRANDT Jan Cornelis Sylvius. Preacher' 30.000 30.000 0 0 0
HARMENSZ. VAN
RIJN
LDB REMBRANDT The Goldsmith' 30.000 30.000 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Self-Portrait in a Fur Cap 136.094 136.094 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Self-Portrait in a Heavy Fur Cap 136.094 136.094 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Self-Portrait in a Soft Cap 136.094 136.094 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Self-Portrait drawing at a Window 136.094 136.094 0 0 0
HARMENSZ. VAN
RIJN
AP Narrows RUBENS, SIR PETER Scipio Africanus welcomed outside the gates of 1,706.616 1,706.616 0 0 0
PAUL Rome, after Giulio Romano
APO-01 RUBENS, SIR PETER Meleager and Atalanta hunting the Boar 6,000.000 6,000.000 0 0 0
PAUL
Page 34
EFTA00592261
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows RUBENS. SIR PETER Two nude men dragged down by demons and lifted 2.000.000 2.000.000 0 0 0
(Collateral) PAUL up by three partly robed figures, after Michelangelo
AP Narrows RUBY. STERLING PALE. PC. 88.088 88.088 0 0 0
AP Narrows RUBY. STERLING BL. RGB. 88.088 88.088 0 0 0
LDB RYDINGSVARD. Sunrises Thin Rays. GL10463 13.000 13.000 0 0 0
URSULA VON
LDB RYDINGSVARD, Untitled. GL 10213 13.000 13.000 0 0 0
URSULA VON
LDB RYDINGSVARD, Untitled. GL 10267 13.000 13.000 0 0 0
URSULA VON
LDB RYDINGSVARD, Untitled. GL10214 13.000 13.000 0 0 0
URSULA VON
LDB RYDINGSVARD, Untitled. GL10462 13.000 13.000 0 0 0
URSULA VON
LDB RYDINGSVARD, Untitled. GL10464 13.000 13.000 0 0 0
URSULA VON
Narrows RYDINGSVARD. Untitled 558.350 558.350 0 0 0
(Collateral) URSULA VON
LDB SACKS. PETER Township 1 152.600 152.600 0 0 0
LDB SAINT-AUBIN, L'Incendie de l'Hotel-Dieu en 1772 462.000 462.000 0 0 0
GABRIEL DE
LDB SAMARAS. LUCAS Box #4 644.000 644.000 0 0 0
AP Narrows SARTO. ANDREA DEL Etude de tete (recto): Etude (verso) 4.502.586 4.502.586 0 0 0
Narrows SAUNDERS. DAVID Untitled' 2.500 2.500 0 0 0
AP Narrows SCARPITTA. Tishamingo (for Franz Kline) 1.087.500 1.087.500 0 0 0
SALVATORE
AP Narrows SCHIELE. EGON Selbstportrat als heiliger Sebastian 3.500.000 3,500.000 0 0 0
AP Narrows SCHONGAUER, The Road to Calvary' 200.000 200.000 0 0 0
MARTIN
AP Narrows SCHONGAUER. Saint Michael Slaying the Dragon 230.271 230.271 0 0 0
MARTIN
AP Narrows SCHONGAUER. The Crucifixtion with Four Angels 1.000.000 1.000.000 0 0 0
MARTIN
Page 35
EFTA00592262
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows SCHONGAUER, A Foolish Virgin. Half Length' 900.000 900.000 0 0 0
MARTIN
AP Narrows SCHONGAUER, The Nativity' 400.000 400.000 0 0 0
MARTIN
AP Narrows SCHONGAUER, The Flight into Egypt' 250.000 250.000 0 0 0
MARTIN
LDB SCHONGAUER, The Dormition of the Virgin 436.000 436.000 0 0 0
MARTIN
LDB SCHONGAUER, The Wise and Foolish Virgins' 1,200.000 1,200.000 0 0 0
MARTIN
LDB SCHONGAUER, The Coronation of the Virgin' 400.000 400.000 0 0 0
MARTIN
LDB SCHONGAUER. Saint John on Patmos' 350.000 350.000 0 0 0
MARTIN
APO-01 SCHWITTERS. KURT Ohne Titel 1.959.750 1.959.750 0 0 0
APO-01 SERRA, RICHARD Ramble 4-3 245.250 245.250 0 0 0
APO-01 SERRA. RICHARD Ramble 4-4 245.250 245.250 0 0 0
LDB SERRA, RICHARD London Cross (purchase in progress: $1.6 million 1.600.000 1,600.000 0 0 0
paid to date)
AP Narrows SESTO. CESARE DA A young, partly draped, woman with the head of a 149.703 149.703 0 0 0
bull (recto): Eleazar. after Michelangelo (verso)
Narrows SMITH. HOUGHTON Helm and Pulleys' 500 500 0 0 0
CRANFORD
Narrows SMITH. HOUGHTON Rigging' 500 500 0 0 0
CRANFORD
AP Narrows SOUTH GERMAN The Nativity' 400.000 400.000 0 0 0
SCHOOL
LDB STRUTH. THOMAS The Black Family' 225.000 225.000 0 0 0
AP Narrows SZE. SARAH Dark Matter (ceramic and metallic glaze) 65.250 65.250 0 0 0
AP Narrows TIEPOLO. GIOVANNI Head of a boy in a cap. looking up to the left, his 770.440 770.440 0 0 0
BATTISTA left hand to his cheek
AP Narrows TITIAN The Submersion of Pharoh's Army in the Red Sea 818.196 818.196 0 0 0
Narrows TITIAN Study of a Kneeling Man 6.866.000 6.866.000 0 0 0
Page 36
EFTA00592263
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows VAN DYCK. SIR Self Portrait' 80.000 80.000 0 0 0
ANTHONY
AP Narrows VAN DYCK. SIR Adam van Noon' 50.000 50.000 0 0 0
ANTHONY
AP Narrows VAN DYCK, SIR Jan Brueghel the Elder' 50.000 50.000 0 0 0
ANTHONY
AP Narrows VAN DYCK, SIR Justus Sustermans' 50.000 50.000 0 0 0
ANTHONY
AP Narrows VAN DYCK. SIR Pieter Brueghel the Younger' 50.000 50.000 0 0 0
ANTHONY
AP Narrows VAN DYCK. SIR Frans Franken the Elder' 40.000 40.000 0 0 0
ANTHONY
AP Narrows VAN DYCK. SIR Frans Snyders' 40.000 40.000 0 0 0
ANTHONY
AP Narrows VAN DYCK. SIR Jan de Wael' 40.000 40.000 0 0 0
ANTHONY
AP Narrows VAN DYCK. SIR Joos de Momper' 40.000 40.000 0 0 0
ANTHONY
AP Narrows VAN DYCK. SIR Lucas Vorsterman' 40.000 40.000 0 0 0
ANTHONY
AP Narrows VAN DYCK, SIR Paul de Vos' 40.000 40.000 0 0 0
ANTHONY
AP Narrows VAN DYCK. SIR Philippe le Roy' 40.000 40.000 0 0 0
ANTHONY
AP Narrows VAN DYCK, SIR Willem de Vos' 40.000 40.000 0 0 0
ANTHONY
AP Narrows VAN DYCK, SIR Jan Snellinck' 35.000 35.000 0 0 0
ANTHONY
Narrows VOIJET. SIMON Portrait of a woman with a veil 400.000 400.000 0 0 0
(Collateral)
AP Narrows ZUCCARO, TADDEO Projet de decor de chapelle avec une Annonciation 103.187 103.187 0 0 0
entournee de saint Paul. saint Georges. saint
Augustin et un autre saint
Narrows LEIGHTON, Studies for "The Arts of Industry as Applied to War" 7.400 7.200 (200) 0 (200)
FREDERIC (LORD)
AP Narrows REDON, ODILON Poemes (Poemes, Les Soirs, Flambeaux Noirs) 2.700 2.500 (200) 0 (200)
Page 37
EFTA00592264
ALL ART - 3119/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows ENSOR. JAMES Insectes singuliers 13.000 12.000 (1,000) 0 (1.000)
Narrows PASCIN. JULES Turkish Dancers 3.000 2.000 (1.000) 0 (1.000)
Narrows LEE. JENNY Half-Note 3.500 2.000 (1.500) 0 (1.500)
AP Narrows CHIRINO. MARTIN Espiral 7.000 5.000 (2,000) 0 (2.000)
Narrows PETERDI. GABOR Big Blue Eclipse 3.500 1.200 (2.300) 0 (2.300)
LDB POBLET, MABEL Narciso/Narcissus (from the series tesapariencial 6.500 4.000 (2,500) 0 (2.500)
AP Narrows KUBIN, ALFRED Fenfzehn Facsimiledrucke (The Weber Portfolio) 5.000 2.000 (3,000) 0 (3.000)
Narrows MARSH. REGINALD Does Your Nose Clog Up Al 5.000 2.000 (3.000) 0 (3.000)
Narrows SAUNDERS. DAVID The Afterlife of Things 5.500 2.250 (3,250) 0 (3.250)
Narrows ERNST. MAX (AFTER) The Ocean 5.500 2.000 (3,500) 0 (3.500)
Narrows ERNST. JIMMY Untitled 8.000 4.000 (4,000) 0 (4.000)
APO-01 JOHNS. JASPER Regrets 39.000 35.000 (4.000) 0 (4.000)
APO-01 JOHNS. JASPER Regrets 39.000 35.000 (4,000) 0 (4.000)
Narrows MARSH. REGINALD Woman Walking 5.000 1.000 (4.000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 1 10.000 6.000 (4.000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 2 10.000 6.000 (4,000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 3 10.000 6.000 (4.000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 4 10.000 6.000 (4.000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 5 10.000 6.000 (4.000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 6 10.000 6.000 (4,000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 8 10.000 6.000 (4.000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 9 10.000 6.000 (4,000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 10 10.000 6.000 (4,000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 11 10.000 6.000 (4.000) 0 (4.000)
AP Narrows SACKS. PETER Ulysses 12 10.000 6.000 (4.000) 0 (4.000)
Narrows BONHEUR. ROSA Crouching Lion 5.000 700 (4.300) 0 (4.300)
RAYMOND (AFTER)
AP Narrows DERAIN. ANDRE Profil de femme 5.500 1.000 (4,500) 0 (4.500)
Narrows BONNARD. PIERRE Nu a la baignoire 55.000 50.000 (5.000) 0 (5.000)
Narrows BRESDIN, RODOLPHE Paysan au pied ■ arbre 65.000 60.000 (5,000) 0 (5.000)
LDB COYPEL, CHARLES- Etude de tete 80.000 75.000 (5,000) 0 (5.000)
ANTOINE
AP Narrows ENSOR. JAMES Alimentation doctrinaire: First Plate. 69KC8 125.000 120.000 (5,000) 0 (5.000)
Page 38
EFTA00592265
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows ENSOR. JAMES Les Bains 125.000 120.000 (5,000) 0 (5.000)
AP Narrows GERICAULT. La Procession de SiIke (recto): Etude de Femme 225.000 220.000 (5,000) 0 (5.000)
THEODORE Nue Assise (verso)
APO-01 GROSZ. GEORGE Eigenbr0delei (Kaffeehausszene) 130.000 125.000 (5,000) 0 (5.000)
Narrows KURTEN. STEFAN Northern Sky (Everybody's Happy Nowadays) 15.000 8.500 (6.500) 0 (6.500)
AP Narrows AVERY. MILTON Mottled Hills 27.000 20.000 (7,000) 0 (7.000)
Narrows INGRES. JEAN- Gabriel Cortois de Pressigny 17.000 10.000 (7,000) 0 (7.000)
AUGUSTE-
DOMINIQUE
Narrows MAILLOL. ARISTIDE Esquisse pour 'La Mediterranee 20.000 12.500 (7.500) 0 (7.500)
AP Narrows BARYE, ANTOINE- Cheval Turc 30.000 20.000 (10,000) 0 (10.000)
LOUIS
AP Narrows BELLOWS, GEORGE A Stag at Sharkey's 130.000 120.000 (10,000) 0 (10.000)
WESLEY
AP Narrows BELLOWS, GEORGE Dempsey and Firpo 130.000 120.000 (10,000) 0 (10.000)
WESLEY
LDB KELLY. ELLSWORTH Melon Leaf (Feuille de Melon) 15.000 5.000 (10,000) 0 (10.000)
AP Narrows KLEE. PAUL Invention 9 - Greiser Phoenix 130.000 120.000 (10.000) 0 (10.000)
Narrows MATISSE. HENRI Femme nue debout 60.000 50.000 (10,000) 0 (10.000)
Narrows POTTER. PAULUS A bull (from Paul Russell) 165.000 151.738 (13.262) 0 (13.262)
(Collateral)
Narrows ROGHMAN. Castle of Kapelle (from Paul Russell) 165.000 151.738 (13,262) 0 (13.262)
(Collateral) ROELANDT
AP Narrows GORKY. ARSHILE Study after Picasso (Study for Blue Figure in Chair) 65.000 50.000 (15,000) 0 (15.000)
(4GPRM)
Narrows KAHN. WOLF The Towpath 35.000 20.000 (15,000) 0 (15.000)
AP Narrows KUBIN. ALFRED Weeping Trees 215.000 200.000 (15,000) 0 (15.000)
Narrows BOTH. JAN Study of a man holding a basket (from Paul 193.000 177.028 (15,972) 0 (15.972)
(Collateral) Russell)
Narrows HOOGSTRATEN, John the Baptist in prison receives Christ's answer 193.000 177.028 (15,972) 0 (15.972)
(Collateral) SAMUEL VAN (Matthew II: 2-6) (from Paul Russell)
Narrows MAES. NICOLAES Figure studies (from Paul Russell) 193.000 177.028 (15,972) 0 (15.972)
(Collateral)
Narrows MAES. NICOLAES Study of Hamar pleading with Esther (from Paul 193.000 177.028 (15,972) 0 (15.972)
(Collateral) Russell)
Narrows QUINN. MARC The Blind Still Leading the Blind 40.000 22.500 (17,500) 0 (17.500)
Page 39
EFTA00592266
ALL ART - 3/19/17
CHRISTIE'S
5111/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows BORCH. GERARD Study of the head of a young man (from Paul 220.000 202.318 (17,682) 0 (17.682)
(Collateral) TER Russell)
Narrows BOSSCHAERT, Untitled (from Paul Russell) 220.000 202.318 (17,682) 0 (17.682)
(Collateral) AMBROSIUS
Narrows DOOMER. LAMBERT Farmhouse near Nantes (from Paul Russell) 220.000 202.318 (17,682) 0 (17.682)
(Collateral)
AP Narrows CHIRINO. MARTIN Cabeza 25.000 7.000 (18.000) 0 (18.000)
AP Narrows ENSOR. JAMES Le combat des demons (Diables rossant anges et 170.000 150.000 (20,000) 0 (20.000)
archanges) (7SLV8)
Narrows FUSELI. HENRY A Threatening Head 35.000 15.000 (20,000) 0 (20.000)
AP Narrows GORKY. ARSHILE Study after Picasso (Study for Blue Figure in Chair) 65.000 45.000 (20.000) 0 (20.000)
(3YKCM)
AP Narrows KIRCHNER. ERNST Kopf Ludwig Schames 100.000 80.000 (20,000) 0 (20.000)
LUDWIG
AP Narrows KIRCHNER. ERNST Die Siesta 55.000 35.000 (20,000) 0 (20.000)
LUDWIG
AP Narrows KIRCHNER. ERNST Billiardspieler 110.000 90.000 (20,000) 0 (20.000)
LUDWIG
AP Narrows KLEE, PAUL Invention 8 - Perseus (Der Witz hat uber das Leid 90.000 70.000 (20,000) 0 (20.000)
gesiegt)
AP Narrows KUBIN. ALFRED Carnival 270.000 250.000 (20.000) 0 (20.000)
Narrows LIN. MAYA Silver River - Hudson 90.000 70.000 (20,000) 0 (20.000)
Narrows PICASSO, PABLO Femme assise dans un fauteuil 720.000 700.000 (20,000) 0 (20.000)
(Collateral)
Narrows WIERINGEN. Seascape (from Paul Russell) 300.000 278.187 (21,813) 0 (21.813)
(Collateral) CORNELIS CLAESZ.
VAN
Narrows PIJNACKER. ADAM Bridge in an Italianate landscape (from Paul 275.000 252.897 (22,103) 0 (22.103)
(Collateral) Russell)
Narrows DOOMER. LAMBERT Landscape near Arnhem, the Netherlands (from 250.000 227.607 (22,393) 0 (22.393)
(Collateral) Paul Russell)
APO-01 DE WAAL. EDMUND The city & desire 150.000 125.000 (25,000) 0 (25.000)
AP Narrows EECKHOUT. A seated African holding a parasol 725.000 700.000 (25,000) 0 (25.000)
GERBRAND VAN DEN
AP Narrows ENSOR. JAMES La Vengeance de Hop Frog 125.000 100.000 (25,000) 0 (25.000)
Page 40
EFTA00592267
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
AP Narrows KIRCHNER. ERNST Stehender Madchenakt mit verschrankten Armen 50.000 25.000 (25,000) 0 (25.000)
LUDWIG
AP Narrows KLEE. PAUL Invention 1-II. Weib and Tier-Fassung 275.000 250.000 (25,000) 0 (25.000)
LDB PARDO. JORGE Untitled (set of five glass lamps) 115.000 90.000 (25,000) 0 (25.000)
AP Narrows SCHONGAUER, Virgin and Child on a Grassy Bench 325.000 300.000 (25,000) 0 (25.000)
MARTIN
AP Narrows SMITH. DAVID Untitled 450.000 425.000 (25.000) 0 (25.000)
Narrows ASSELIJN. JAN Preparatory study for the famous print series 330.000 303.476 (26,524) 0 (26.524)
(Collateral) depicting Rome of G. Perelle no. 4 (from Paul
Russell)
Narrows BEERSTRATEN. JAN Untitled (from Paul Russell) 330.000 303.476 (26,524) 0 (26.524)
(Collateral) ABRAHAMSZ
Narrows VENNE. ADRIAEN Couple (from Paul Russell) 330.000 303.476 (26,524) 0 (26.524)
(Collateral) PIETERSZ VAN DE
Narrows VISSCHER. Moor with an Arrow (from Paul Russell) 330.000 303.476 (26,524) 0 (26.524)
(Collateral) CORNELIS
AP Narrows BOURDELLE. EMILE- Penelope 60.000 30.000 (30,000) 0 (30.000)
ANTOINE
AP Narrows CONSTABLE, JOHN Cloud Study (recto); Suffolk Landscape with a 380.000 350.000 (30,000) 0 (30.000)
Cloudy Sky (verso), 4GWYM
AP Narrows ENSOR. JAMES Mon Ore mort 100.000 70.000 (30.000) 0 (30.000)
AP Narrows KIRCHNER. ERNST Artistenkind (Hatbakt) 80.000 50.000 (30,000) 0 (30.000)
LUDWIG
AP Narrows KIRCHNER. ERNST Strassenszene mit Omnibus 60.000 30.000 (30,000) 0 (30.000)
LUDWIG
AP Narrows KIRCHNER. ERNST Liegende akt auf dem Sofa 70.000 40.000 (30,000) 0 (30.000)
LUDWIG
AP Narrows LA FOSSE. CHARLES A mounted soldier, seen from behind 430.000 400.000 (30,000) 0 (30.000)
DE
Noel Calb MATISSE. HENRI La Danse 430.000 400.000 (30.000) 0 (30.000)
Narrows MENZEL, ADOLPH Christmas Eve 100.000 70.000 (30,000) 0 (30.000)
VON
Narrows MILLET. JEAN- Study of a reclining female nude or sleeping nude 280.000 250.000 (30,000) 0 (30.000)
FRANCOIS (recto): Study of a female nude and studies for a
portrait (verso)
Narrows PICASSO, PABLO Tete de taureau 630.000 600.000 (30,000) 0 (30.000)
(Collateral)
Page 41
EFTA00592268
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
Narrows CUYP, ALBERT Cow (from Paul Russell) 385.000 354.056 (30,944) 0 (30.944)
(Collateral)
Narrows VELDE. JAN VAN DE Landscape (from Paul Russell) 385.000 354.056 (30,944) 0 (30.944)
(Collateral)
AP Narrows GIMHONGSOK Canine Construction 125.000 90.000 (35,000) 0 (35.000)
AP Narrows KUBIN, ALFRED The Volcano 175.000 140.000 (35,000) 0 (35.000)
AP Narrows TWACHTMAN. JOHN Irises 55.000 20.000 (35,000) 0 (35.000)
HENRY
Narrows VELDE. ADRIAEN VAN Two female nudes (from Paul Russell) 441.000 404.635 (36.365) 0 (36.365)
(Collateral) DE
Narrows KELLY. ELLSWORTH Brushstrokes Cut into Thirty-Five Squares and 290.000 250.000 (40.000) 0 (40.000)
Arranged by Chance
Narrows MARIN, JOHN From Crotch Isle, Maine 60.000 20.000 (40,000) 0 (40.000)
AP Narrows MASTER ES The Virgin with the Rosary on the Crescent 190.000 150.000 (40.000) 0 (40.000)
Narrows NOLDE. EMIL Segelboat 60.000 20.000 (40,000) 0 (40.000)
AP Narrows REMBRANDT Self-Portrait with Plumed Hat and Lowered Sabre 260.000 220.000 (40,000) 0 (40.000)
HARMENSZ. VAN
RIJN
AP Narrows REMBRANDT Diana at the Bath 220.000 180.000 (40,000) 0 (40.000)
HARMENSZ. VAN
RIJN
Narrows RIBOT, THEODULE Les eplucheuses de pommes de terre 65.000 25.000 (40,000) 0 (40.000)
AUGUSTIN
Narrows MAES. NICOLAES A View on Dordrecht (from Paul Russell) 496.000 455.215 (40,785) 0 (40.785)
(Collateral
AP Narrows DURER. ALBRECHT Nemesis - The Great Fortune 245.000 200.000 (45.000) 0 (45.000)
AP Narrows ENSOR. JAMES Alimentation doctrinaire: Second Plate 125.000 80.000 (45,000) 0 (45.000)
Narrows BOL, FERDINAND A View on Dordrecht (from Paul Russell) 551.000 505.794 (45,206) 0 (45.206)
(Collateral)
Narrows GOLTZIUS, HENDRIK Goats (recto and verso) (from Paul Russell) 551.000 505.794 (45,206) 0 (45.206)
(Collateral)
Narrows LIEVENS. JAN Portrait, probably of the well-known poet Joost van 551.000 505.794 (45,206) 0 (45.206)
(Collateral) den Vondel (from Paul Russell)
Narrows HAARLEM. CORNELIS Studies of Figures for a Representation of the 606.000 556.373 (49,627) 0 (49.627)
(Collateral)
VAN Flood (The Flood. redo: Studies of figures, verso)
(from Paul Russell)
AP Narrows BALLA. GIACOMO Volo di Rondini 650.000 600.000 (50,000) 0 (50.000)
Page 42
EFTA00592269
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
LDB BOUCHER. Sheet of studies of a turbanned head. a foot and 850.000 800.000 (50,000) 0 (50.000)
FRANCOIS hands holding a sword and a stick
AP Narrows CHASSERIAU. Petit Coulon
J i hi. feint (Jenne algerien 250.000 200.000 (50,000) 0 (50.000).
THEODORE turclue(recto):paysage(verso)
APO-01 GOGH, VINCENT VAN Portrait du Docteur Gachet 300.000 250.000 (50,000) 0 (50.000)
AP Narrows INGRES. JEAN- Mother and child (Study for the 'Martyrdom of Saint 200.000 150.000 (50,000) 0 (50.000)
AUGUSTE- Symphorien')
DOMINIQUE
AP Narrows KELLY. ELLSWORTH Oak 300.000 250.000 (50,000) 0 (50.000)
AP Narrows KELLY. ELLSWORTH Wild Grape 300.000 250.000 (50,000) 0 (50.000)
AP Narrows KLEE, PAUL Invention 5 - Charme 100.000 50.000 (50,000) 0 (50.000)
APO-01 MAGRITTE. RENE Le bain de cristal 1.800.000 1.750.000 (50.000) 0 (50.000)
Promised MANET. EDOUARD Apres le bain 200.000 150.000 (50,000) 0 (50.000)
2011 LLC PICASSO. PABLO Verre. pipe et pacquet de tabac 1.300.000 1.250.000 (50.000) 0 (50.000)
Noel Calb PICASSO, PABLO Etude de personnages (Etude pour 'Composition: 1,300.000 1,250.000 (50,000) 0 (50.000)
les Paysans')
APO-01 PIRANESI. GIOVANNI Invenzioni Capric di Carceri (Imaginary Prisons) 450.000 400.000 (50,000) 0 (50.000)
BATTISTA
APO-01 REDON. ODILON L'Araignee 150.000 100.000 (50,000) 0 (50.000)
Narrows ROMANO. GIULIO Satyr crowned with vine leaves 250.000 200.000 (50,000) 0 (50.000)
(GIULIO PIPPI)
AP Narrows SACKS. PETER Aftermath (Mandela) 140.000 90.000 (50,000) 0 (50.000)
Promised SERRA. RICHARD Transparency #2 175.000 125.000 (50.000) 0 (50.000)
Promised UECKER. GUNTHER Chair II 1.300.000 1.250.000 (50,000) 0 (50.000)
Narrows WATTEAU. JEAN- Landscape. after Campagnola 550.000 500.000 (50,000) 0 (50.000)
(Collateral) ANTOINE
AP Narrows ENSOR. JAMES Le Combat des pouilleux Deir et Rissole 125.000 70.000 (55,000) 0 (55.000)
Narrows KONINCK. PHILIPS View of Zijpe (from Paul Russell) 716.000 657.532 (58,468) 0 (58.468)
(Collateral)
Narrows RUYSDAEL. JACOB Panoramic view of Wageningen (recto): Sketch of a 716.000 657.532 (58,468) 0 (58.468)
(Collateral) ISAACKSZ. VAN river landscape with boats (verso) (from Paul
Russell)
Page 43
EFTA00592270
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
APO-01 COURBET. GUSTAVE Portrait de Francois Sabatier 130.000 70.000 (60,000) 0 (60.000)
AP Narrows ENSOR. JAMES The Entry of Christ into Brussels in 1889 on the 180.000 120.000 (60,000) 0 (60.000)
Day of Mardi Gras
AP Narrows ENSOR. JAMES Le Christ aux Enters 70.000 8.000 (62,000) 0 (62.000)
APO-01 RODIN. AUGUSTE Femme nue 150.000 85.000 (65,000) 0 65.000
AP Narrows SERRA. RICHARD Transparency #3 190.000 125.000 (65.000) 0 (65.000)
Narrows GHEYN. JACQUES DE Studies of a woman (recto): Studies of hands 825.000 758.691 (66,309) 0 (66.309)
(Collateral) (verso) (from Paul Russell)
AP Narrows DURER. ALBRECHT Saint Anthony reading 420.000 350.000 (70,000) 0 (70.000)
Narrows VIGEE-LE BRUN. Self-portrait in a feathered hat 570.000 500.000 (70,000) 0 (70.000)
(Collateral) ELISABETH
LDB ZUCCARO, TADDEO A study of a standing male figure, a prophet 830.000 760.000 (70,000) 0 (70.000)
Noel Calb BAULE MASK Ivory Coast 1.575.000 1.500.000 (75.000) 0 (75.000)
AP Narrows ENSOR. JAMES La Belgique au XIXe siecle 125.000 50.000 (75.000) 0 (75.000)
Narrows OSTADE. ADRIAEN Untitled (from Paul Russell) 936.000 859.850 (76,150) 0 (76.150)
(Collateral) VAN
AP Narrows DERAIN. ANDRE Paysage avec figures 430.000 350.000 (80,000) 0 (80.000)
APO-01 GUERCINO. IL Landscape 580.000 500.000 (80,000) 0 (80.000)
(GIOVANNI BATISTA
BARBIERI)
AP Narrows LEYDEN. LUCAS VAN The Dance of Saint Mary Magdalene 360.000 280.000 (80,000) 0 (80.000)
AP Narrows REDON. ODILON A Edgar Poe (3Z3DZ) 160.000 80.000 (80.000) 0 (80.000)
AP Narrows REMBRANDT Landscape with an Obelisk 430.000 350.000 (80,000) 0 (80.000)
HARMENSZ. VAN
RIJN
AP Narrows WESSELMANN. TOM Nude with Floral Wall (Large. Black) 385.000 300.000 (85,000) 0 (85.000)
AP Narrows HECKEL. ERICH Mannerbildnis 240.000 150.000 (90,000) 0 (90.000)
Narrows MONET. CLAUDE Les nympheas avec saule 340.000 250.000 (90,000) 0 (90.000)
AP Narrows BAROCCI. FEDERICO Head of a young girl 700.000 600.000 (100,000) 0 (100.000)
Narrows FRAGONARD. JEAN- Lite (La Fête a Rambouillet) 2,600.000 2,500.000 (100,000) 0 (100.000)
(Collateral) HONORE
Page 44
EFTA00592271
ALL ART - 3119/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
LDB GERARD. BARON Cupid and Psyche 200.000 100.000 (100,000) 0 (100.000)
FRANCOIS PASCAL
SIMON
APO-01 GERICAULT. Lion devouring a horse 400.000 300.000 (100,000) 0 (100.000)
THEODORE
Narrows INGRES. JEAN- Portrait de Mlle. Jeannette Hayard 1.100.000 1.000.000 (100.000) 0 (100.000)
(Collateral) AUGUSTE-
DOMINIQUE
Narrows REDON. ODILON Dans le (eve 200.000 100.000 (100.000) 0 (100.000)
AP Narrows REMBRANDT The Adoration of the Shepherds with the Lamp 750.000 650.000 (100,000) 0 (100.000)
HARMENSZ. VAN (7XFLR)
RIJN
AP Narrows REMBRANDT The Three Trees 700.000 600.000 (100,000) 0 (100.000)
HARMENSZ. VAN
RIJN
Narrows SCHIELE, EGON Sitzender Akt mit lila Strilimplen 3.100.000 3.000.000 (100,000) 0 (100.000)
(Collateral)
AP Narrows BECKMANN. MAX Bei der Toilette 150.000 45.000 (105,000) 0 (105.000)
Narrows BONINGTON. Landscape with Harvesters at Sunset 135.000 30.000 (105,000) 0 (105.000)
RICHARD PARKES
APO-01 PIRANESI. GIOVANNI Study of a standing man seen from behind 260.000 150.000 (110,000) 0 (110.000)
BATTISTA
Narrows AVERCAMP. HENDRIK Ice Scene (from Paul Russell) 1,377.000 1,264.485 (112,515) 0 (112.515)
(Collateral)
AP Narrows DURER. ALBRECHT Coat of Arms with a Skull 470.000 350.000 (120.000) 0 (120.000)
Noel Calb GOYA. FRANCISCO Los Proverbios 200.000 80.000 (120,000) 0 (120.000)
DE
Noel Calb MATISSE. HENRI Autoportrait, 1900-05 (3XJGY) 270.000 150.000 (120,000) 0 (120.000)
AP Narrows RUSCHA. ED Egg 570.000 450.000 (120,000) 0 (120.000)
LDB ZUCCARO. TADDEO A Bacchic procession with drunken Silenus 370.000 250.000 (120.000) 0 (120.000)
Noel Calb KLEE. PAUL Frauenponrait in Rot (Bertha) 1.375.000 1.250.000 (125.000) 0 (125.000)
Narrows REDON. ODILON Sujet allegorique (David et Goliath) 475.000 350.000 (125.000) 0 (125.000)
(Collateral)
Narrows STIMMER, TOBIAS Saul Threatening David with a Spear 2.000.000 1.875.000 (125.000) 0 (125.000)
(Collateral)
Page 45
EFTA00592272
ALL ART - 3/19/17
HliFt:HTHH:
HHI:::::pray:sed
WILIH OH
plifilH.SH pr'::: H Urny::::Hd Urny::::Hcl
Own:r Art::: T:::H EtHas HHH.s Har Han:Los: Urnyn::::cl Han Lis::
Narrows POUSSIN, NICOLAS Phedre amoureuse et Pegase. ['antique 730.000 600.000 (130,000) 0 (130.000)
(Collateral)
AP Narrows BALDUNG. HANS Group of Seven Horses 185.000 50.000 (135,000) 0 (135.000)
Narrows GIACOMETTI. Jean-Paul Sartre 385.000 250.000 (135,000) 0 (135.000)
ALBERTO
APO-01 RUNGE. PHILIPP The Four Times of the Day 385.000 250.000 (135,000) 0 (135.000)
OTTO (AFTER)
AP Narrows MASTER M. A Tournament 325.000 180.000 (145.000) 0 (145.000)
AP Narrows SCHINKEL. KARL Gothic Church behind Trees 325.000 180.000 (145,000) 0 (145.000)
FRIEDRICH
APO-01 BONTECOU. LEE Untitled 500.000 350.000 (150,000) 0 (150.000)
AP Narrows RAUSCHENBERG. Spring Clearance 450.000 300.000 (150,000) 0 (150.000)
ROBERT
Noel Calb GOYA. FRANCISCO Los Desastres de la Guerra 275.000 120.000 (155.000) 0 (155.000)
DE
AP Narrows ZHANG HUAN Broomcorn Field (from the Memory Door series) 200.000 45.000 (155,000) 0 (155.000)
AP Narrows ZHANG HUAN Handicraftsman (from the Memory Door series) 200.000 45.000 (155,000) 0 (155.000)
AP Narrows ZHANG HUAN Stairs (from the Memory Door series) 200.000 45.000 (155,000) 0 (155.000)
AP Narrows KUBIN, ALFRED Der Schwarm 300.000 140.000 (160,000) 0 (160.000)
AP Narrows KLIMT. GUSTAV Liegende mit angewinkelten Armen 345.000 175.000 (170.000) 0 (170.000)
Narrows PIRANESI. GIOVANNI Architectural fantasy with a colossal obelisk 870.000 700.000 (170,000) 0 (170.000)
(Collateral) BATTISTA
AP Narrows ROBERT. HUBERT The Stairs of the Farnese villa at Caprarola 385.000 200.000 (185,000) 0 (185.000)
AP Narrows REMBRANDT Landscape with three gabled Cottages beside a 540.000 350.000 (190,000) 0 (190.000)
HARMENSZ. VAN Road
RIJN
AP Narrows CONSTABLE. JOHN Cloud Study. 69KCZ 600.000 400.000 (200,000) 0 (200.000)
Narrows DELACROIX. EUGENE Portrait de Schmareck. tanneur a Tanger - Janvier 800.000 600.000 (200,000) 0 (200.000)
(Collateral) 1832
AP Narrows DUCHAMP. MARCEL de ou par Marcel Duchamp ou Rrose Selavy (La 3,200.000 3.000.000 (200,000) 0 (200.000)
Boite-en-valise) (Series A): Untitled
Narrows GIACOMETTI. Paire de chenets a boule 300.000 100.000 (200,000) 0 (200.000)
ALBERTO
Page 46
EFTA00592273
ALL ART - 3/19/17
CHRISTIE'S
5/11/16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain/Loss Unrealized Gain Loss
APO-01 LORRAIN. CLAUDE A wooded landscape 6,700.000 6,500.000 (200,000) 0 (200.000)
(CLAUDE GELLEE)
AP Narrows MASTER ES The Letter 'M' from: The Figure Alphabet 1.000.000 800.000 (200,000) 0 (200.000)
APO-01 MUNCH. EDVARD Evening. Melancholy I 1.700.000 1.500.000 (200,000) 0 (200.000)
APO-01 PERUZZI. Allegory with an Mist 2,000.000 1,800.000 (200,000) 0 (200.000)
BALDESSARE
APO-01 REDON. ODILON Les epines rouges 1.200.000 1.000.000 (200.000) 0 (200.000)
Noel Calb RICKEY. GEORGE Triple L Excentric Gyratory Gyratory 700.000 500.000 (200,000) 0 (200.000)
APO-01 RUBENS. SIR PETER Samson and Delilah 5.700.000 5.500.000 (200.000) 0 (200.000)
PAUL
APO-01 SCHIELE, EGON Stadt am blauen Fluss (Krumau) 3,200.000 3,000.000 (200,000) 0 (200.000)
2011 LLC WATTEAU, JEAN- Study of a seated woman 1,400.000 1,200.000 (200,000) 0 (200.000)
ANTOINE
Narrows WRIGHT OF DERBY. A Grotto in the Gulf of Salerno, Morning: A Grotto 1.400.000 1.200.000 (200,000) 0 (200.000)
(Collateral) JOSEPH in the Gulf of Salerno. Evening
Narrows GAUGUIN. PAUL Te Faruru (Here we love) 520.000 300.000 (220,000) 0 (220.000)
Narrows CARRACCI. A Young Man lying on his back in a landscape 2,525.000 2,300.000 (225,000) 0 (225.000)
(Collateral ANNIBALE
Narrows DAUMIER. HONORE L'amateur 315.000 70.000 (245.000) 0 (245.000)
Narrows KLEE, PAUL Was fehlt ihm? 4,250.000 4,000.000 (250,000) 0 (250.000)
(Collateral)
Narrows MICHELANGELO The head and torso of a man looking down to the 5,250.000 5,000.000 (250,000) 0 (250.000)
(Collateral) left/Study of his left shoulder and two studies of his
right shoulder (recto): The musculature of the hip
and thigh of the right leg/architectural profile (verso)
AP Narrows PRUD'HON. PIERRE- Portrait de Madame Pearl de Saint-Gilles 450.000 200.000 (250,000) 0 (250.000)
PAUL
AP Narrows PURYEAR. MARTIN Untitled (work hanging on wall) (7SLW4) 2,000.000 1.750.000 (250,000) 0 (250.000)
Noel Calb PURYEAR. MARTIN Untitled (work on floor). 6356900 1,500.000 1.250.000 (250,000) 0 (250.000)
AP Narrows VALDES. MANOLO Ariadna I 700.000 450.000 (250.000) 0 (250.000)
Narrows CUYP. ALBERT Preparatory study for Albert Cuyp painting in 3.085.000 2.832.446 (252,554) 0 (252.554)
(Collateral) Dulwich College, England (from Paul Russell)
Noel Calb RICKEY. GEORGE Two Lines Up Excentric - Twelve Feet 760.000 500.000 (260,000) 0 (260.000)
AP Narrows ZHANG HUAN Ash Skull No. 14 350.000 90.000 (260,000) 0 (260.000)
AP Narrows KLIMT. GUSTAV Liegende nach rechts 570.000 300.000 (270.000) 0 (270.000)
AP Narrows REDON. ODILON Beatrice 870.000 600.000 (270,000) 0 (270.000)
Page 47
EFTA00592274
ALL ART - 3/19/17
HliFt:HT::::
:HUH OH
pUHH0H.SH H3H:HH H Unr:rt::::cl Unr::::::d
AP Narrows NOLDE. EMIL Junges Paar (73LR3) 525.000 250.000 (275,000) 0 (275.000)
Narrows PICASSO. PABLO Taureau et cheval 470.000 175.000 (295.000) 0 (295.000)
Narrows ENSOR. JAMES Self Portrait 500.000 200.000 (300.000) 0 (300.000)
Promised JOHNS, JASPER Untitled 2,700.000 2.400.000 (300,000) 0 (300.000)
Noel Calb KLEE. PAUL Chinesische II 1.300.000 1.000.000 300.000 0 300.000
Noel Calb KLEE, PAUL Exotische Flusslandschaft 1.300.000 1.000.000 (300,000) 0 (300.000)
AP Narrows LORRAIN. CLAUDE View of Civitavecchia with a Draughtsman and 2.300.000 2.000,000 (300.000) 0 (300.000)
(Collateral) (CLAUDE GELLEE) Figures: View of Santa Marinella with Riders on
Horseback^
APO-01 RYMAN. ROBERT Versions X 1,300.000 1,000.000 (300,000) 0 (300.000)
Noel Calb SEURAT. GEORGES Cavalier sur une route 1,575.000 1,250.000 (325,000) 0 (325.000)
APO-01 MARDEN. BRICE Untitled 1.600.000 1.250.000 350.000 0 350.000
AP Narrows REMBRANDT Jan Uytenbogaert, Preacher of the Remonstrants 435.000 85.000 (350,000) 0 (350.000)
HARMENSZ. VAN
RIJN
Narrows TINTORETTO Study of male nude lying on the ground 860.000 500.000 (360,000) 0 (360.000)
(Collateral) (JACOPO ROBUSTI)
AP Narrows SCHLEMMER. OSKAR Drei am Gelander 1,225.000 850.000 (375,000) 0 (375.000)
AP Narrows GUERCINO. IL Reclining nude youth seen from behind 1,400.000 1,000.000 (400,000) 0 (400.000)
(GIOVANNI BATISTA
BARBIERI)
AP Narrows KAPOOR. ANISH Untitled 1.650.000 1.250.000 (400,000) 0 (400.000)
Narrows KLEE, PAUL WI (In Memoriam) 2.400.000 2.000.000 (400,000) 0 (400.000)
(Collateral)
AP Narrows MASTER ES The Letter V' from: The Figure Alphabet 1.000.000 600.000 (400,000) 0 (400.000)
AP Narrows MASTER ES The Letter "C from: The Figure Alphabet 1.000.000 600.000 (400.000) 0 (400.000)
APO-01 KLINE. FRANZ Untitled 600.000 175.000 (425,000) 0 (425.000)
Narrows REMBRANDT Josef pulled out of the well by his brothers (from 5.000.000 4.552.145 (447,855) 0 (447.855)
(Collateral) HARMENSZ. VAN Paul Russell)
RIJN
LDB CARRACCI. St. John the Evangelist 950.000 500.000 (450,000) 0 (450.000)
LUDOVICO
Noel Calb DURER. ALBRECHT Adam and Eve 1.200.000 750.000 (450.000) 0 (450.000)
AP Narrows ALTDORFER. A Landscape with two Pine Trees in the Center 540.000 80.000 (460,000) 0 (460.000)
ALBRECHT
Page 48
EFTA00592275
ALL ART - 3/19/17
CHRISTIE'S
511:16 appraised
value or
purchase price + Unrealized Unrealized
Owner Artist Title Basis sales tax Gain Loss Unrealized Gain Loss
EFTA00592276
EFTA00592277
EFTA00592278