EFTA00592858

ALL ART WITH BASIS - 7115,16 HRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized • wner _ rtlst Title Basis tax Gain/Loss Pent Holdings TURNER. JOSEPH WILLIAM Seascape: Folkestone 15.000.000 80.000.000 65.000.000 MALLORD Narrows CEZANNE. PAUL Le Chateau Noir 11.500,000 50.000.000 38,500.000 (Collateral) Narrows MONDRIAN. PIET Composition C with Grey and Red 2.700,000 40.000,000 37,300.000 (Collateral) Narrows MALEVICH. KAZIMIR Extended Plane (Plan en extension) 15.500,000 50.000,000 34,500.000 (Collateral) Joint KIRCHNER. ERNST LUDWIG Beliner Strassenszene [LDB owns 50% of this work. The 19.000,000 50.000,000 31,000.000 appraised value shown is for the entire work. Details on Jointly Owned sheet.] APO-01 MALEVICH. KAZIMIR Plane in Rotation (Black Circle) 20.000,000 50.000.000 30,000.000 Narrows BRANCUSI. CONSTANTIN La Muse 10.500,000 40.000.000 29,500.000 (Collateral) Joint BECKMANN. MAX Self-portrait with horn [LDB owns 50% of this work. The 11.300,000 40.000,000 28,700.000 appraised value shown is for the entire work. Details on Jointly Owned sheet.] Narrows CEZANNE. PAUL La carriere de Bibemus 7.500,000 35.000,000 27,500.000 (Collateral) Narrows LEGER. FERNAND Femme cousant 16.000,000 40.000,000 24,000.000 (Collateral) Narrows BRANCUSI. CONSTANTIN Oiseau dans l'espace 27.500,000 50.000.000 22,500.000 (Collateral) Narrows MONET. CLAUDE Nympheas 22.500,000 45.000.000 22.500.000 (Collateral) Narrows CEZANNE. PAUL Grenade et poires dans une assiette 3.500.000 25.000.000 21,500.000 (Collateral) AP Narrows LICHTENSTEIN. ROY Nude with Abstract Painting 4.300,000 25.000.000 20,700.000 Narrows PICASSO. PABLO Buste de femme 9.500,000 30.000.000 20,500.000 (Collateral) Narrows RAPHAEL (RAFFAELLO SANZIO) Head of a Young Apostle 30.000,000 50.000.000 20,000.000 (Collateral) Narrows MUNCH. EDVARD Melancholy 11.000,000 30.000.000 19.000.000 (Collateral) EFTA00592858 ALL ART WITH BASIS - 71516 HRISTIE'S 5111/16 appraised value purchase rice + sales Unrealized Owner _ Hist Title Basis tax Gain/Loss Narrows PICASSO. PABLO Femme nue (painting) 3YKD2 11.000.000 30.000.000 19.000.000 (Collateral) Narrows TURNER. JOSEPH WILLIAM Goldau 1.300,000 20.000.000 18,700.000 (Collateral) MALLORD Narrows PICASSO. PABLO Fernande Olivier (sculpture), 1909 3XJHP 2.750,000 20.000,000 17,250.000 (Collateral) AP Narrows GIACOMETTI. ALBERTO Figure moyenne II 3.000,000 20.000.000 17,000.000 Narrows GOGH. VINCENT VAN Jardin de fleurs 8.500,000 25.000.000 16,500.000 Narrows CEZANNE. PAUL Crane sur une draperie (recto): Arbres et rochers a Bibemus 1.750,000 17.500,000 15,750.000 (Collateral) (verso) Narrows REMBRANDT HARMENSZ. VAN An old bearded man, seated 2.450,000 18.000,000 15,550.000 (Collateral) RIJN Narrows MATISSE. HENRI Marocaine en jaune (Zorah en jaune) 10.000,000 25.000,000 15,000.000 (Collateral) APO-01 GOGH. VINCENT VAN Carriere pros de Saint-Remy 46.000,000 60.000.000 14,000.000 APO-01 DEGAS. EDGAR Les chevaux de courses 8.300.000 20.000.000 11.700.000 Narrows MICHAELANGELO The Risen Christ (recto): Figure studies (verso) 13.300,000 25.000.000 11,700.000 AP Narrows MATISSE. HENRI Amphitrite 6.000,000 17.500.000 11,500.000 2011 LLC MONDRIAN. PIET Composition with Color Planes and Grey Lines 1 8.800.000 20.000.000 11.200.000 2011 LLC SCHIELE. EGON Flusslandschaft mit zwei Baumen 24.000.000 35.000.000 11,000.000 Narrows CEZANNE. PAUL Le Jardinier Vallier: Le Mann 49.000,000 60.000.000 11,000.000 (Collateral) Narrows RODIN. AUGUSTE Iris, messagere de Dieux 1.000,000 12.000.000 11,000.000 (Collateral) Narrows KANDINSKY. WASSILY Improvisation 8 25.000,000 35.000.000 10,000.000 (Collateral) Narrows DEGAS. EDGAR Danseuses 11.000,000 20.000.000 9,000.000 (Collateral) Narrows MANET. EDOUARD Huitres 6.000,000 15.000,000 9,000.000 (Collateral) Promised SERRA, RICHARD Torqued Ellipse IV (LDB owns 50% of this work. The appraised 1.000,000 10.000,000 9,000.000 value shown is for the entire work. Details on Promised Gifts sheet.) Narrows MIRO. JOAN Corde et personnages II 6.500.000 15.000.000 8,500.000 (Collateral) Page 2 EFTA00592859 ALL ART WITH BASIS - 7 15 16 HRISTIE'S 5111/16 appraised value purchase rice + sales Unrealized Owner Hist Title _ Basis tax Gain/Loss Narrows SERRA. RICHARD Double Torqued Ellipse II 1,500.000 10.000.000 8.500.000 (Collateral) Narrows DE CHIRICO. GIORGIO La Surprise 4.200.000 12.500.000 8.300.000 (Collateral) Narrows BECKMANN, MAX Tanzerin mit Tamburin 1.825,000 10.000,000 8,175.000 (Collateral) Promised BRONZINO. AGNOLO Seated Male Nude (LDB owns 50% of this work. The appraised 2.000,000 10.000,000 8,000.000 value shown is for the entire work. Details on Promised Gifts sheet.) Narrows MIRO. JOAN Oiseau 1.000,000 8.500.000 7,500.000 (Collateral) Promised BRAQUE. GEORGES La table [LDB owns 50% of this work. The appraised value 2.650,000 10.000.000 7,350.000 shown is for the entire work. Details on Promised Gifts sheet] Narrows RAPHAEL (RAFFAELLO SANZIO) Head of a Muse 43.000,000 50.000.000 7,000.000 (Collateral) Narrows BRAQUE. GEORGES Le Gueridon 1.600,000 8.000.000 6,400.000 (Collateral) Narrows SERRA, RICHARD Betwixt the Torus and Sphere 2.600,000 9.000,000 6,400.000 (Collateral) Narrows MUNCH. EDVARD Kiosterudgarden (Aasgaardstrand) 2.250,000 8.500,000 6,250.000 (Collateral) AP Narrows WARHOL. ANDY Nine Multicolored Marilyns (Reversal Series) 2.300,000 8.500,000 6,200.000 Narrows CHARDIN. JEAN-SIMEON Panier de peches, raisin blanc et noir avec rafraichissoir et 2.300.000 8.000.000 5.700.000 (Collateral) verre a pied Narrows GOGH. VINCENT VAN Wheat fields with sheaves (Champs de ble avec gerbes) 2.000,000 7.000.000 5.000.000 (Collateral) Promised SMITH. DAVID Sentinel [LDB owns 66.67% of this work. The appraised value 2.275,000 7.000,000 4,725.000 shown is for the entire work. Details on Promised Gifts sheet] Narrows DEGAS. EDGAR Le Repos 3.800.000 8.500.000 4,700.000 (Collateral) Narrows GAUGUIN. PAUL Cylinder with Two Figures 8.000.000 12.500.000 4,500.000 (Collateral) Page 3 EFTA00592860 ALL ART WITH BASIS - 715 16 HRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized Owner mist Title Basis tax Gain/Loss Narrows MOORE. HENRY Two-Piece Reclining Figure: Points 4.000.000 8.500.000 4.500.000 (Collateral) Narrows SMITH. DAVID Voltri-Bolton I 2.500.000 7.000.000 4,500.000 (Collateral) Narrows PICASSO. PABLO Tete d'homme a la pipe 1.600,000 6.000,000 4,400.000 (Collateral) Narrows MATISSE. HENRI Jeannette III 1.650,000 6.000,000 4,350.000 (Collateral) Narrows PICASSO. PABLO Study for Nude with Drapery 700,000 5.000,000 4,300.000 (Collateral) Narrows ENSOR. JAMES Le grand juge 1.200,000 5.000,000 3,800.000 (Collateral) Narrows RODIN. AUGUSTE Le Penseur. petit modele 250,000 4.000,000 3,750.000 (Collateral) Narrows DELACROIX. EUGENE Choc de cavaliers arabes 8.300,000 12.000,000 3,700.000 (Collateral) Narrows LEONARDO DA VINCI Madonna del Gatto 3.400.000 7.000.000 3.600.000 (Collateral) Narrows MIRO. JOAN Femme poignardee par le soleil recitant des poemes fuses en 1.400.000 5.000.000 3.600.000 (Collateral) formes geometriques du vol musical chauve-souris crachat de la mer Narrows PICASSO. PABLO Study for 'Head for Nude with Drapery' 475,000 4.000,000 3,525.000 (Collateral) 2011 LLC CALDER. ALEXANDER Portrait de Fernand Leger 1.000,000 4.500.000 3,500.000 APO-01 MATISSE. HENRI Figure decorative (Grand nu assis. accoude sur cube) 14.000.000 17.500.000 3.500.000 Narrows KANDINSKY. WASSILY Entwurf zu "Komposition VII" 1.500,000 5.000.000 3.500.000 (Collateral) Promised LEYDEN. LUCAS VAN The Angel Gabriel for an Annunciation [LOB owns 44.22% of 3.000,000 6.500,000 3,500.000 this work. The appraised value shown is for the entire work. Details on Promised Gifts sheet.] Narrows SCHIELE. EGON Zwei Akte 600,000 4.000.000 3.400.000 (Collateral) Narrows PICASSO. PABLO Bouteille et verre 700.000 4.000.000 3.300.000 (Collateral) Page 4 EFTA00592861 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized • wner mist Title Basis tax Gain/Loss Narrows POLLOCK. JACKSON Number 8. 1951 1.250.000 4.500.000 3.250.000 (Collateral) Narrows MATISSE. HENRI Jeannette IV 1.800.000 5.000.000 3.200.000 (Collateral) Narrows MAILLOL. ARISTIDE L'Air (premier etat) 825,000 4.000,000 3,175.000 (Collateral) Narrows CANALETTO (ANTONIO CANAL) The annual visit of the Doge to the Church of Santa Maria della 900,000 4.000,000 3,100.000 (Collateral) Salute, Venice Narrows BRUEGEL THE ELDER, PIETER The Drunkard Pushed into the Pigsty 5.000,000 8.000,000 3,000.000 (Collateral) Narrows DEGAS• EDGAR Etude de nu pour 'La petit danseuse de quatorze ans' 1.000,000 4.000,000 3,000.000 (Collateral Narrows GORKY. ARSHILE Two Figures in an Interior (Agony) 3.000,000 6.000,000 3,000.000 (Collateral) Narrows LEGER. FERNAND Dessin pour l'escalier 1.100,000 4.000,000 2,900.000 (Collateral) APO-01 BRANCUSI. CONSTANTIN Le Baiser 9.700,000 12.500.000 2,800.000 APO-01 PICASSO. PABLO Acrobate 3.250.000 6.000.000 2.750.000 Narrows KLEE. PAUL K0nigsburg 1.300,000 4.000,000 2,700.000 (Collateral) Narrows TURNER. JOSEPH WILLIAM The Grand Canal, with Santa Maria della Salute, from near the 850,000 3.500,000 2,650.000 (Collateral) MALLORD Hotel Europa Promised GRAF. URS A mercenary holding the banner of the Canton Glarus (LDB 475,000 3.000,000 2,525.000 owns 50% of this work. The appraised value shown is for the entire work.Details on Promised Gifts sheet.] AP Narrows MANZONI. PIERO Achrome. 1958-1959 70.000 2.500.000 2.430.000 2011 LLC MONDRIAN. PIET Church Façade 4 (Domburg) 1.600.000 4.000.000 2,400.000 APO-01 GAUGUIN. PAUL Le peintre Roy 2.600.000 5.000.000 2,400.000 APO-01 LEGER. FERNAND Les furnees sur les toits 1.650.000 4.000.000 2.350.000 Narrows GOYA. FRANCISCO DE Maya y Celestina 650,000 3.000.000 2,350.000 (Collateral) Narrows KELLY. ELLSWORTH Blue White 2.250,000 4.500,000 2,250.000 (Collateral) Page 5 EFTA00592862 ALL ART WITH BASIS - 71516 HRISTIE'S 5111/16 appraised value purchase rice + sales Unrealized Owner rtist Title _ Basis tax Gain/Loss Narrows MATISSE, HENRI Jeannette V 2.750.000 5.000.000 2.250.000 (Collateral) Narrows CEZANNE. PAUL Groupe d'arbres 1.300.000 3.500.000 2.200.000 (Collateral) Narrows REDON. ODILON Bouquet de fleurs 2.800,000 5.000,000 2,200.000 (Collateral) Joint KIRCHNER. ERNST LUDWIG Stehendes Madchen, Karyatide [LDB owns 50% of this work. 1.350,000 3.500,000 2,150.000 The appraised value shown is for the entire work. Details on Jointly Owned sheet.] Narrows SEURAT. GEORGES La Nourrice 850.000 3.000.000 2.150.000 (Collateral) Narrows LEONARDO DA VINCI Old woman with beetling brow. wearing a tall pointy hat. in bust- 360,000 2.500,000 2,140.000 (Collateral) length profile Narrows LEONARDO DA VINCI Snub-nosed man with a cowled hat, in bust-length profile 360,000 2.500,000 2,140.000 (Collateral) Narrows CEZANNE. PAUL Baigneuses 930,000 3.000,000 2,070.000 (Collateral) Narrows GOYA. FRANCISCO DE Gimiendo y Ilorando (Weeping and Wailing) 940,000 3.000,000 2,060.000 (Collateral APO-01 PICASSO. PABLO Figure surrealiste 950.000 3.000.000 2.050.000 Narrows LEGER. FERNAND Contraste de formes 1.500,000 3.500,000 2,000.000 (Collateral) APO-01 SEVERINI, GINO II tango Argentino 530,000 2.500,000 1,970.000 Narrows DAVID. JACQUES-LOUIS Portrait de Frangois-Antoine Rasse. Prince de Gavre 2.100.000 4.000.000 1,900.000 (Collateral) Narrows PICASSO. PABLO Tete de Fernande (sculpture). 1906 625.000 2.500.000 1,875.000 (Collateral) Narrows GOGH, VINCENT VAN Les toits. Arles 1.250,000 3.000,000 1,750.000 (Collateral) 2011 LLC PICASSO. PABLO Deux femmes 2.300,000 4.000.000 1,700.000 AP Narrows PICASSO. PABLO La femme qui pleure 1.300,000 3.000,000 1,700.000 Narrows FRIEDRICH. CASPAR DAVID Das grosse Gehege. bei Dresden 1.300,000 3.000,000 1,700.000 (Collateral) Page 6 EFTA00592863 ALL ART WITH BASIS - 7/15/16 HRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized Owner , dist Title _ Basis tax Gain/Loss Promised LEONARDO DA VINCI Sketches for the movement of water; Standing Hercules. 330,000 2.000.000 1,670.000 holding a club, seen from the front: and a Man sheathing or unsheathing a sword (recto): Standing Hercules holding a club (verso) [LDB owns 50% of this work. The appraised value shown is for the entire work. Details on Promised Gifts sheet] 2011 LLC SEURAT. GEORGES Le chien noir (Etude pour 'Un Dimanche a la Grande Jane') 1.400,000 3.000,000 1,600.000 APO-01 ARP. JEAN Fant6me flairant un nombril 1.400,000 3.000.000 1.600.000 Narrows GOYA. FRANCISCO DE Three people round a dying man 475,000 2.000.000 1.525.000 (Collateral) AP Narrows MATISSE. HENRI Nu aux souliers roses 2.500,000 4.000.000 1.500.000 AP Narrows REMBRANDT HARMENSZ. VAN Christ Healing the Sick: 'The Hundred Guilder Print' 2.000,000 3.500.000 1.500.000 RIJN APO-01 BURRI. ALBERTO Bianco cretto 1.000,000 2.500.000 1.500.000 APO-01 ENSOR. JAMES Les bons juges 1.500.000 3.000.000 1.500.000 Narrows BLAKE. WILLIAM God Blessing the Seventh Day 2.000,000 3.500,000 1,500.000 (Collateral) Narrows GOYA. FRANCISCO DE La culpa es tuya (It's all your fault) 2.500,000 4.000,000 1,500.000 (Collateral) APO-01 SEURAT. GEORGES Le manteau blanc (Promeneuse au parapluie) 1.600,000 3.000.000 1,400.000 Narrows BONNARD. PIERRE Jeunes femmes au jardin 2.600,000 4.000.000 1,400.000 (Collateral) Narrows MANET. EDOUARD Portrait de Constantin Guys 1.600,000 3.000.000 1,400.000 (Collateral) Narrows RODIN. AUGUSTE Les Bourgeois de Calais 630,000 2.000,000 1,370.000 (Collateral) AP Narrows BURNE-JONES. EDWARD L'Amor the muove it Sole e I'altre Stelle (The love that moves 135,000 1.500,000 1,365.000 the sun and the other stars). Dante: Paradiso. XXXIII AP Narrows AVERY, MILTON Conversation 650,000 2.000.000 1,350.000 Narrows GOYA. FRANCISCO DE A Boy with a Blind Woman 650,000 2.000.000 1,350.000 (Collateral) Narrows GOYA. FRANCISCO DE A Prisoner 650,000 2.000.000 1,350.000 (Collateral) Page 7 EFTA00592864 ALL ART WITH BASIS - 71516 CHRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized Owner Hist Title Basis tax Galn/Loss Narrows 'iAIRO. JOAN Spanish Dancer 8.650.000 10.000.000 1.350.000 (Collateral) Narrows COROT, JEAN-BAPTISTE- Le Rageur. Fora de Fontainebleau 700.000 2.000.000 1,300.000 (Collateral) CAMILLE Narrows SEURAT. GEORGES Rayons 700,000 2.000,000 1,300.000 (Collateral) Narrows SEURAT. GEORGES Arbres et bateaux 1.750,000 3.000,000 1,250.000 (Collateral) AP Narrows DEGAS. EDGAR Le pas battu 2.300,000 3.500.000 1,200.000 AP Narrows PICASSO. PABLO La Minotauromachie 1.300,000 2.500,000 1,200.000 APO-01 FONTANA. LUCIO Concetto spaziale 1.300.000 2.500.000 1.200.000 Narrows GIACOMETTI. DIEGO Grande table hexagonale aux arbres (SRZJC) avec modele de 1.000,000 2.200,000 1,200.000 chaise (8) (6367238) Narrows TANSEY. MARK Homage to Susan Sontag 50,000 1.250,000 1,200.000 (Collateral) Narrows GOYA. FRANCISCO DE La Bouillie: beggars eating mash 375,000 1.500,000 1,125.000 (Collateral) APO-01 DELAUNAY. ROBERT Tour Eiffel 230.000 1.250.000 1.020.000 AP Narrows PICASSO. PABLO Paysage" 2.500,000 3,500.000 1,000.000 (Collateral) AP Narrows REMBRANDT HARMENSZ. VAN Christ Crucified Between Two Thieves (The Three Crosses). 1.500,000 2.500,000 1,000.000 RIJN third state (4GXJF) LDB PONTORMO (JACOPO CARUCCI) Study of a seated youth (recto): Study of a lower torso and legs 9.000,000 10.000,000 1,000.000 (verso) Narrows CEZANNE. PAUL Sous-bois (recto); Chapeau et fleurs dans une bouteille (verso) 3.000,000 4.000,000 1,000.000 (Collateral) Narrows DEGAS. EDGAR Aux courses 1.000,000 2.000,000 1,000.000 (Collateral) Narrows GOYA. FRANCISCO DE Young woman fainting, surrounded by witches 400,000 1.400,000 1,000.000 (Collateral) Promised INGRES. JEAN-AUGUSTE- Virgil reading the Aeneid to Augustus, Livia, and Octavia 600.000 1.600.000 1,000.000 DOMINIQUE drawing [LDB owns 40% of this work. The appraised value shown is for the entire work.Details on Promised Gifts sheet.] AP Narrows MUNCH. EDVARD Vampyre II 265,000 1.200,000 935.000 Page 8 EFTA00592865 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5111/16 appraised value or purchase rice + sales Unrealized Owner Hist Title Basis tax Gain/Loss Narrows SIGNORELLI. LUCA Study for a Seated Prophet 900.000 1.800.000 900.000 (Collateral) Narrows GIACOMETTI. ALBERTO Earthenware fireplace surround 400,000 1.250,000 850.000 Narrows FRAGONARD. JEAN-HONORE La lecture 650,000 1.500,000 850.000 (Collateral) AP Narrows MOORE. HENRY Seated Woman on Bench 160.000 1,000.000 840.000 Narrows ARP, JEAN Constellation de quatre formes blanches et dune noire 450,000 1.250,000 800.000 (Collateral) Narrows BALDUNG, HANS Head of a man, in three-quarter-profile to the left (recto): 3.700,000 4.500,000 800.000 (Collateral) Heraldic sketches (verso) Narrows DAUMIER, HONORE La Parade 1.200,000 2.000,000 800.000 (Collateral) Narrows MATISSE. HENRI Venus a la coquille II 700,000 1.500.000 800.000 (Collateral) Narrows THIEBAUD. WAYNE Pink Swirl 120.000 900.000 780.000 (Collateral) Promised GAUGUIN. PAUL Paysage et etudes de Pont-Aven (LDB owns 50% of this work. 725,000 1.500,000 775.000 The appraised value shown is for the entire work. Details on Promised Gifts sheet.) APO-01 FRAGONARD. JEAN-HONORE Le petit parc (Les jardins de la villa d'Este) 1.250,000 2.000,000 750.000 Narrows PRUD'HON. PIERRE-PAUL Study for an Allegory of the Rhine River 450,000 1.200.000 750.000 (Collateral) Narrows TOULOUSE-LAUTREC. HENRI La Coiffure 1.000,000 1.750.000 750.000 (Collateral) DE Narrows VAN DYCK. SIR ANTHONY Two Studies of a Bearded Man 7.250,000 8.000.000 750.000 (Collateral) Promised CALLOT. JACQUES Louis de Lorraine-Guise• Prince de Phalsbourg [LDB owns 50% 285,000 1.000.000 715.000 of this work. The appraised value shown is for the entire work. Details on Promised Gifts sheet.] 2011 LLC PICASSO. PABLO Jeune homme et cheval 1.800,000 2.500.000 700.000 AP Narrows LIOTARD. JEAN-ETIENNE Femme Turque au tambourin 1.300.000 2.000.000 700.000 Narrows CEZANNE. PAUL Portrait du fils de l'artiste (recto): Scene illustrant un 'tit 800,000 1.500.000 700.000 (Collateral) romantique (verso) Page 9 EFTA00592866 ALL ART WITH BASIS - 71516 CHRISTIE'S 5111/16 appraised value purchase rice + sales Unrealized Owner , Hist Title _ Basis tax Gain/Loss Narrows MATISSE, HENRI Femme assise en blouse roumaine motifs de broderie 3.300.000 4.000.000 700.000 (Collateral) Narrows PRUD'HON. PIERRE-PAUL A woman seated holding a distaff (Clotho The Spinner), with 500,000 1.200.000 700.000 (Collateral) two dogs at her feet AP Narrows BECKMANN, MAX Kleines Rosenstilleben mit blauem Spiegel 325,000 1.000.000 675.000 AP Narrows GERICAULT. THEODORE Black Stallion in a Stable 325.000 1,000.000 675.000 Narrows SCHWITTERS. KURT Ohne Titel: Kurt Schwitters, Schriftsteller 200,000 850,000 650.000 (Collateral) Promised FRIEDRICH. CASPAR DAVID View of the Island of Rugen with a Shepherd and his dog [LOB 375,000 1.000,000 625.000 owns 50% of this work. The appraised value shown is for the entire work. Details on Promised Gifts sheet] Narrows CASTELLANI, ENRICO Superficie bianca 400,000 1.000.000 600.000 (Collateral) Narrows LORRAIN. CLAUDE (CLAUDE Landscape 900,000 1.500.000 600.000 (Collateral) GELLEE) Narrows PICASSO. PABLO Arlequin moustachu a la guitare 650,000 1.250.000 600.000 (Collateral) Narrows PICASSO. PABLO Femme nue (drawing) 650,000 1.250,000 600.000 (Collateral) Narrows REMBRANDT HARMENSZ. VAN Christ Crucified Between Two Thieves (The Three Crosses). 1.400,000 2.000,000 600.000 (Collateral) RIJN fourth state Narrows TIEPOLO, GIOVANNI BATTISTA The Firing Squad 225,000 800,000 575.000 (Collateral) LDB GIACOMETTI, DIEGO Lustre prevu pour l'entree du Musee Picasso a l'Hotel Sale 1.450,000 2.000,000 550.000 (chandelier) Narrows SCHIELE, EGON Selbstbildnis 150,000 700,000 550.000 (Collateral) Narrows KLEE. PAUL Hexen-scene 335,000 850,000 515.000 (Collateral) 2011 LLC KOONING. WILLEM DE Woman 3.000.000 3.500.000 500.000 APO-01 GOYA. FRANCISCO DE Bajan Rinendo (They go down Quarreling) 4.000.000 4.500.000 500.000 APO-01 PARMIGIANINO. IL (MARIA Composition studies for La Madonna dal Collo Lungo (recto 1.000,000 1.500.000 500.000 FRANCESCO GIROLAMO and verso) MAZZOLA) Page 10 EFTA00592867 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase I • rice + sales Unrealized Owner , rtist Title . Basis tax Gain/Loss Friends SCHWITTERS. KURT Ja-Was?-Bild (LDB owns 50% of Friends Ventures LLC, the 24.500,000 25.000,000 500.000 entity that owns this work. The appraised value shown is for the entire work. Details on Friends Ventures sheet.] Narrows CEZANNE. PAUL Le Jardin des Lauves: Vue sur Aix et le Cathedrale de Saint 5.500,000 6.000,000 500.000 (Collateral) Sauveur Narrows DEGAS, EDGAR Autoportrait 300,000 800,000 500.000 Collateral Narrows INGRES. JEAN-AUGUSTE- Raphael and the Fornarina 1.500,000 2.000,000 500.000 (Collateral) DOMINIQUE Narrows PICASSO. PABLO Etude pour l'acteur and deux profits de Fernande 1.000,000 1.500,000 500.000 (Collateral) Narrows TURNER. JOSEPH WILLIAM Kilgarren Castle, Pembrokeshire 700,000 1.200,000 500.000 (Collateral) MALLORD Noel Calb COROT, JEAN-BAPTISTE- Portrait of Mlle. Jeanne Farochon 1.000,000 1.500,000 500.000 CAMILLE Noel Calb MARDEN. BRICE Long Letter 1 1.000,000 1.500.000 500.000 AP Narrows GOYA. FRANCISCO DE The Bulls of Bordeaux: the set of four 715.000 1.200.000 485.000 Narrows DELACROIX. EUGENE Tigre se lechant la patte 225,000 700,000 475.000 (Collateral) Narrows GUARDI. FRANCESCO A regatta on the Grand Canal (recto): The Grand Canal with the 1.025,000 1.500,000 475.000 (Collateral) Rialto Bridge (verso) Noel Calb SERRA, RICHARD Conrad 540,000 1.000.000 460.000 Narrows GRIS. JUAN Nature mode 400.000 850.000 450.000 (Collateral) Promised VAN DYCK. SIR ANTHONY Landscape with a tree and a farm building [LDB owns 50% of 250.000 700.000 450.000 this work. The appraised value shown is for the entire work. Details on Promised Gifts sheet.] AP Narrows GORMLEY. ANTONY Seeing and Showing 10,000 450,000 440.000 Narrows MILLET. JEAN-FRANCOIS La ravaudeuse (Madame Millet) 570,000 1.000,000 430.000 (Collateral) AP Narrows GAINSBOROUGH. THOMAS Portrait of Caroline. 4th Duchess of Malborough 2.600.000 3.000.000 400.000 AP Narrows PENONE. GUISEPPE Tra scorza e scorn (Between Bark and Bark) 1.600,000 2.000.000 400.000 APO-01 MUNCH. EDVARD Madonna (Liebendes Weib) 2.100,000 2.500.000 400.000 APO-01 REDON. ODILON Visage derriere les barreaux 850.000 1.250.000 400.000 Page 11 EFTA00592868 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5111/16 appraised value or purchase rice + sales Unrealized Owner rtist Title Basis tax Gain/Loss Narrows MILLET. JEAN-FRANCOIS Cooper tightening staves on a barrel 300.000 700.000 400.000 (Collateral) Noel Calb DELACROIX, EUGENE Mariee juive a Tanger 1.100,000 1.500,000 400.000 Narrows MOREAU. GUSTAVE Galatea 215,000 600,000 385.000 (Collateral) Narrows WATTEAU. JEAN-ANTOINE Tete d'homme coifee d'un chapeau. vue de profit et tournee 415,000 800,000 385.000 (Collateral) vers la droite: une main droite levee; une main gauche tenant une canne Narrows RODIN. AUGUSTE L'Age d'Airain, petit modele 25,000 400,000 375.000 (Collateral) Narrows DAUMIER, HONORE La chanson a boire 640,000 1.000,000 360.000 (Collateral) AP Narrows GORMLEY. ANTONY Landing 100.000 450.000 350.000 APO-01 FRA BARTOLOMMEO Study of the kneeling Magdalen 1.150,000 1.500.000 350.000 Narrows MATISSE. HENRI Femme se reposant 350,000 700,000 350.000 (Collateral) Noel Calb FRAGONARD. JEAN-HONORE Paysage au double escalier 650,000 1.000,000 350.000 APO-01 GRIS. JUAN Homme au chapeau haut-de-forme (Esquisse pour 'I'homme au 870,000 1.200,000 330.000 café' Narrows REMBRANDT HARMENSZ. VAN A vagrant couple with a dog (recto): Unidentified studies in 670,000 1.000,000 330.000 (Collateral) RIJN black chalk (verso) AP Narrows DAVIS. STUART Artist in Search of a Model 75.000 400.000 325.000 Narrows MOREAU. GUSTAVE Le jeune homme et la mod (Hommage a Chasseriau) 275,000 600.000 325.000 (Collateral) Noel Calb INGRES. JEAN-AUGUSTE- Portrait de Monseigneur Gabriel Cortois de Pressigny 180,000 500,000 320.000 DOMINIQUE Narrows FUSELI. HENRY The Confederates Arriving at the Rutli 90,000 400,000 310.000 (Collateral) 2011 LLC SEURAT. GEORGES Au divan Japonais (Café-Concert) 7.700.000 8.000.000 300.000 AP Narrows VUILLARD. EDOUARD A fond de train' 100,000 400.000 300.000 APO-01 GOLTZIUS. HENDRICK The artists ri. ht hand 4.700.000 5.000.000 300.000 APO-01 SCHLEMMER. OSKAR Rote Leiber 2.700,000 3.000.000 300.000 LDB STRADANUS. IL (JAN VAN DER Book of drawings: An album of 16 illustrations to Dante, with 1.700,000 2.000.000 300.000 STRAET) accompanying texts: original binding Page 12 EFTA00592869 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase • rice + sales Unrealized Owner rtist Title . Basis tax Gain/Loss Narrows GIACOMETTI. DIEGO Console a double plateaux, modele a grenouilles 100,000 400.000 300.000 Narrows GIACOMETTI. DIEGO Console a double plateaux. modele a grenouilles 100.000 400.000 300.000 Narrows FRA BARTOLOMMEO A double-sided sheet of studies of heads 1.900,000 2.200,000 300.000 (Collateral) Narrows KANDINSKY. WASSILY Oben and links (Above and left) 5.700,000 6.000,000 300.000 (Collateral) Narrows REDON, ODILON Poinsettia (La fleur rouge) 200,000 500,000 300.000 (Collateral) Narrows SCHIELE, EGON Liegender Weiblicher Akt 100,000 400,000 300.000 (Collateral) Narrows REDON. ODILON L'Araignee qui pleure 560,000 850,000 290.000 (Collateral) Noel Calb DENIS. MAURICE Jeunes filles cueillant des fleurs devant la mer 570.000 850.000 280.000 AP Narrows BECKMANN. MAX Kasbek (3XJJ4) 75,000 350.000 275.000 APO-01 NOGUCHI. ISAMU Bindu 730,000 1.000,000 270.000 Narrows GORMLEY. ANTONY To• ether and A• art 80.000 350.000 270.000 2011 LLC NEWMAN, BARNETT Untitled 3.250,000 3.500,000 250.000 AP Narrows DAVIS. STUART Study for Proposed Mural, United Nations Conference Room 3 50,000 300.000 250.000 AP Narrows ROSSETTI, DANTE GABRIEL Sir Lancelot in Queen Guinevere's Chamber 150,000 400.000 250.000 APO-01 CORNELL. JOSEPH Ma. ic Soa • Bubble Set 5.250.000 5.500.000 250.000 Narrows DAUMIER, HONORE Parade de saltimbanques 1.500,000 1.750,000 250.000 (Collateral) Narrows MIRO, JOAN Pastorale 1.000,000 1.250,000 250.000 (Collateral) Narrows SPRANGER. BARTHOLOMAEUS Adam and Eve 250,000 500,000 250.000 (Collateral) Noel Calb KLEE. PAUL Die Schlange 1.000.000 1.250.000 250.000 Promised SAINT-AUBIN. GABRIEL DE The Triumph of Pompey [LDB owns 50% of this work. The 200,000 450,000 250.000 appraised value shown is for the entire work. Details on Promised Gifts sheet.] AP Narrows GORKY. ARSHILE Nighttime, Enigma and Nostalgia 160,000 400,000 240.000 Narrows REDON, ODILON La chute de Phaeton 360,000 600,000 240.000 (Collateral) Page 13 EFTA00592870 ALL ART WITH BASIS - 71516 HRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized Owner , dist Title _ Basis tax Gain/Loss Noel Calb MATISSE. HENRI Jeune fille a la mantille (Etude pour l'espagnole aux fleurs) 415.000 650.000 235.000 Noel Calb MATISSE. HENRI Autoportrait. 1944 (3XJH3) 270,000 500,000 230.000 AP Narrows BRUEGEL THE ELDER, PIETER The Rabbit Hunt 675,000 900,000 225.000 AP Narrows MAILLOL, ARISTIDE Eve a la pomme 75.000 300.000 225.000 Noel Calb DURER. ALBRECHT The Four Horsemen from: The Apocalypse 375.000 600.000 225.000 Narrows TIEPOLO. GIOVANNI BATTISTA The Calling of St. Peter 185.000 400.000 215.000 (Collateral) Narrows MONDRIAN. PIET Chrysanthemum 140,000 350.000 210.000 AP Narrows BEARDSLEY. AUBREY The Achieving of the Sangreal 175,000 375,000 200.000 AP Narrows BLAKE. WILLIAM Christ the Mediator: Christ Pleading Before the Father for Saint 1.000,000 1.200,000 200.000 Mary Magdalene AP Narrows GAINSBOROUGH. THOMAS Study of a Lady, Possibly for the Richmond Water-Walk 3.000,000 3.200,000 200.000 AP Narrows GHEYN II. JACQUES DE A bird's eye view of a canal with an arched bridge 1.400.000 1,600.000 200.000 APO-01 DOESBURG. THEO VAN Compositie 1.800,000 2.000,000 200.000 APO-01 WATTEAU. JEAN-ANTOINE Feuille deludes: personnages assis au sol de dos. flutiste assis 400.000 600.000 200.000 de profil a droite. main tenant un eventail fermi, reprise de cette main Narrows BURNE-JONES. EDWARD The Wise and Foolish Virgins 800,000 1.000,000 200.000 (Collateral) Narrows LELY. PETER A standing figure of a gentleman from the Procession of the 1.800,000 2.000.000 200.000 (Collateral) Order of the Garter Noel Calb DURER. ALBRECHT Knight, Death and the Devil 600,000 800.000 200.000 Noel Calb LIOTARD. JEAN-ETIENNE Portrait de Jacques de Chapeaurouge 800.000 1.000.000 200.000 Narrows BEARDSLEY. AUBREY Lady Gold's Escort (from The Yellow Book Vol. III) 45,000 240.000 195.000 Narrows GIACOMETTI. ALBERTO Lampadaire modele 'grande feuille'. version fine 15.000 200.000 185.000 Narrows GIACOMETTI. ALBERTO Lampadaire modele 'grande feuille'. version fine 15.000 200.000 185.000 Narrows REDON. ODILON Caliban 325.000 500,000 175.000 (Collateral) Promised GERICAULT. THEODORE Deux tetes d'orientaux: un mameluck debout 175,000 350.000 175.000 Narrows BOILLY. LOUIS-LEOPOLD Preparatory study for 'Le Jeu d'Echecs' 140,000 300.000 160.000 Narrows PICASSO. PABLO Bacchus et jeune femme nue 90.000 250.000 160.000 Page 14 EFTA00592871 ALL ART WITH BASIS - 71516 CHRISTIE'S 5111/16 appraised value or purchase rice + sales Unrealized Owner _ mist Title Basis tax Gain/Loss Narrows MIRO. JOAN Untitled. 1933 540.000 700.000 160.000 (Collateral) Noel Calb SERRA, RICHARD Olson 540,000 700,000 160.000 AP Narrows HARTLEY. MARSDEN Calla Lilies 150.000 300.000 150.000 AP Narrows HUGO. VICTOR A figure passing in the horizon. a Gothic chapel in the 150,000 300.000 150.000 foreground AP Narrows KLIMT. GUSTAV Sitzender Akt mit hoher Frisur 25.000 175.000 150.000 AP Narrows MASTER LZS The Temptation of Christ 350,000 500.000 150.000 AP Narrows SERRA. RICHARD Solid No. 11 200.000 350.000 150.000 AP Narrows SERRA. RICHARD Solid No. 3 200.000 350.000 150.000 APO-01 ROMANO. GIULIO (GIULIO PIPPI) Bacchus as Autumn 100,000 250.000 150.000 Narrows GIACOMETTI. ALBERTO Autoportrait 100,000 250,000 150.000 Narrows DAVID. JACOUES-LOUIS Paris et Helene 450,000 600,000 150.000 (Collateral) Narrows MIRO. JOAN Oiseau lunaire 3.850,000 4.000.000 150.000 (Collateral) Narrows PICASSO. PABLO Le singe et le masque 350.000 500.000 150.000 (Collateral) Narrows SCHAUFELEIN THE ELDER. A landsknetcht turned to the left carrying a halberd (recto): Two 350.000 500.000 150.000 (Collateral) HANS studies of coats of arms (verso) Narrows GIACOMETTI. ALBERTO Lampe modele 'atoll& (a pair) 60,000 200.000 140.000 Narrows GIACOMETTI. DIEGO Lampe hibou (a pair) 165,000 300,000 135.000 AP Narrows REMBRANDT HARMENSZ. VAN Jan Lutma, Goldsmith 870,000 1.000.000 130.000 RIJN AP Narrows SERRA. RICHARD Solid No. 13 220.000 350.000 130.000 Narrows SIGNAC. PAUL La Salis. Antibes 45.000 175.000 130.000 Promised TIEPOLO. GIOVANNI BATTISTA The head of a Moor 170.000 300.000 130.000 AP Narrows DEGAS. EDGAR Danseuse mettant son bas 275,000 400.000 125.000 AP Narrows LONG. RICHARD Sun Line 325.000 450.000 125.000 AP Narrows TISSOT, JAMES La Soeur Ainee 125,000 250.000 125.000 Narrows GIACOMETTI. DIEGO Table basse aux caryatides 175,000 300.000 125.000 APO-01 BECKMANN. MAX The Last Duty of Perseus 130.000 250.000 120.000 Narrows REDON. ODILON Satyre 180,000 300.000 120.000 Page 15 EFTA00592872 ALL ART WITH BASIS - 71516 CHRISTIE'S 5/11/16 appraised value 1 por purchase rice + sales Unrealized Owner rtist Title _ Basis tax Gain/Loss APO-01 PICASSO. PABLO Etude Dour 'La Coiffure' 590,000 700.000 110.000 AP Narrows AVERY. MILTON Beach Umbrellas 17.000 125.000 108.000 Narrows DROUAIS. JEAN-GERMAIN Marius a Minturnes 45,000 150.000 105.000 AP Narrows BECKMANN. MAX Acrobat 50,000 150.000 100.000 APO-01 DELACROIX. EUGENE Etude de fleurs: marguerites blanches et zinnias 700.000 800.000 100.000 APO-01 PIRANESI. GIOVANNI BATTISTA The 'Veduta Interna della porta della Citta the dimonstra tutte 900,000 1.000.000 100.000 le Bottege' in Pompei LDB MIERIS. FRANS VAN The unwelcome news 200,000 300.000 100.000 Narrows BAROCCI. FEDERICO Studies of angels and children's heads (recto): Studies of legs 500,000 600.000 100.000 (Collateral) and angels (verso) Narrows GERICAULT. THEODORE Episode de la guerre coloniale: noir sur un cheval cabre 1.400,000 1.500,000 100.000 (Collateral) Narrows KELLY. ELLSWORTH Untitled 3.400,000 3.500,000 100.000 (Collateral) Narrows VASARI, GIORGIO Christ giving the keys to St. Peter 600,000 700,000 100.000 (Collateral) Noel Calb DURER. ALBRECHT Melancolia I 800,000 900,000 100.000 Noel Calb DURER. ALBRECHT Saint Eustace 1.100,000 1.200,000 100.000 Noel Calb GROSZ. GEORGE L'uomo nuovo 1.400.000 1.500.000 100.000 Noel Calb KIRCHNER. ERNST LUDWIG Wettertannen 1.400,000 1.500.000 100.000 Noel Calb KLEE. PAUL Tief-Ebene 1.900,000 2.000.000 100.000 Narrows REDON. ODILON Satan dominant le monde 160.000 250.000 90.000 APO-01 VASARI. GIORGIO Saint Eustace 315,000 400.000 85.000 AP Narrows BECKMANN. MAX Selbstbildnis mit steifem Hut 120.000 200.000 80.000 LDB BLAKE. WILLIAM Illustrations of the Book of Job (6384687) 50,000 130.000 80.000 Narrows CONSTABLE. JOHN A View in Borrowdale 70,000 150,000 80.000 Narrows KHNOPFF. FERNAND De animalite 120.000 200.000 80.000 Narrows DAVID. JACOUES-LOUIS The ghost of Septimius Severus appearing to Caracalla, after 520,000 600,000 80.000 (Collateral) the murder of his brother Geta Noel Calb KELLY. ELLSWORTH Diagonal with Curve XVI 1.670.000 1.750.000 80.000 APO-01 GROSZ. GEORGE Der Fund in der Vorstadt. 'Verwesung' 325,000 400,000 75.000 Narrows GIACOMETTI. DIEGO Pedestal a l'oiseau 325.000 400.000 75.000 Narrows KHNOPFF. FERNAND Dessin 75,000 150.000 75.000 Narrows REDON. ODILON Le Cube (L'Oeil) 325.000 400.000 75.000 (Collateral) Page 16 EFTA00592873 ALL ART WITH BASIS - 7115116 • LDB GIACOMETTI. ALBERTO Lampadaire modele 'figure' 130,000 200.000 70.000 Narrows GIACOMETTI. ALBERTO Lampadaire modele 'figure' 130.000 200.000 70.000 Narrows ROSSETTI. DANTE GABRIEL Studies for the Head of the Farmer in "Found- 30,000 100.000 70.000 AP Narrows BECKMANN. MAX Sacre-Coeur 20.000 85.000 65.000 Noel Calb KLEE. PAUL GegensAtze Abends (Blau and Orange) 1,440.000 1.500.000 60.000 Narrows ROSSETTI. DANTE GABRIEL The Sun May Shine and We Be Cold 35,000 90.000 55.000 AP Narrows AVERY. MILTON Man. Rocks and Sea 50.000 100.000 50.000 AP Narrows BLAKE. WILLIAM Illustrations of the Book of Job (7N6O6) 50,000 100.000 50.000 AP Narrows BONNARD, PIERRE Marthe sur un divan 300,000 350,000 50.000 AP Narrows BRESDIN. RODOLPHE A battle scene 100.000 150.000 50.000 AP Narrows BRESDIN. RODOLPHE A lion hunt 100,000 150.000 50.000 AP Narrows ENSOR. JAMES Mon atelier 35,000 85.000 50.000 APO-01 RUISDAEL, JACOB ISAACKSZ. A shepherd and his flock approaching farm buildings among 250,000 300,000 50.000 VAN trees Narrows DELACROIX. EUGENE Cavalier mamelouk au galop 150.000 200.000 50.000 Narrows ENSOR. JAMES La puce 50,000 100.000 50.000 Narrows GIACOMETTI. DIEGO Lam e en forme bou eoir a air) 30,000 80,000 50.000 Narrows PICASSO. PABLO Portrait of Elie Faure 800,000 850,000 50.000 (Collateral) Narrows REDON. ODILON La gloire noyee 450,000 500,000 50.000 (Collateral) Narrows RUBENS. SIR PETER PAUL Nicodemus 950,000 1.000.000 50.000 (Collateral) Noel Calb COROT, JEAN-BAPTISTE- Rome, La Vasque de la Villa Medici (La Vasque de l'Academie 550,000 600.000 50.000 CAMILLE de France) Narrows DIX, OTTO Bautzen VI 15,000 60,000 45.000 Narrows ZIMMERMAN. ELYN Stalled Cairn 80.000 125.000 45.000 AP Narrows CLEMENTE. FRANCESCO Untitled (Jamaican Watercolor) 45,000 85,000 40.000 AP Narrows DAVIS. STUART The Sidelong Glance 20,000 60,000 40.000 Narrows LIN. MAYA Wire landscape 30.000 70.000 40.000 Narrows MENZEL. ADOLPH VON Studies of a man eating from a bowl 30,000 70.000 40.000 Narrows MILLER. HARLAND Love and Other Crimes 20,000 60.000 40.000 AP Narrows DOVE. ARTHUR Untitled Centerp•rt V 25.000 60.000 35.000 AP Narrows DUBUFFET. JEAN Table au couvert dresse 90,000 125,000 35.000 AP Narrows GROTJAHN. MARK Untitled Solid Cream ButterfI Drawin in Two Parts 315.000 350.000 35.000 Page 17 EFTA00592874 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase I • rice + sales Unrealized Owner Hist Title . Basis tax Gain/Loss AP Narrows KLEE. PAUL Invention 2 - Der Held mit dem Fliktel 115,000 150,000 35.000 Narrows DELACROIX. EUGENE Three male nudes 25.000 60.000 35.000 Narrows JORDAENS. JACOB Study of a man seen from behind 315,000 350.000 35.000 AP Narrows DONGEN. KEES VAN Femme a sa toilette 55,000 85.000 30.000 AP Narrows NOLDE. EMIL Junges Paar (3XJHK) 150.000 180.000 30.000 AP Narrows VERWER. JOHANN Study of climbing plants on a tree-trunk 470,000 500.000 30.000 APO-01 BRESDIN. RODOLPHE The exterior of an inn (L'Auberge Normande) 170.000 200.000 30.000 APO-01 NOLDE. EMIL Der Prophet 50,000 80.000 30.000 Narrows MENZEL. ADOLPH VON Hand of a woman holding a cane 20,000 50,000 30.000 Narrows RANSON. PAUL Jeune femme a sa toilette 20.000 50.000 30.000 Noel Calb INGRES. JEAN-AUGUSTE- Portrait presume de Gioachino Rossini 770,000 800,000 30.000 DOMINIQUE AP Narrows BELLOWS. GEORGE WESLEY The Pool-Player 3,500 30,000 26.500 AP Narrows LONG. RICHARD Cornish Slate Cross 325.000 350.000 25.000 AP Narrows MALEVICH. KAZIMIR Composition in Dissolution: Composition 10a 25.000 50.000 25.000 Narrows BOTERO. FERNANDO El guitarrista 10,000 35.000 25.000 Noel Calb DAUMIER. HONORE La Defense 325.000 350.000 25.000 AP Narrows CHIRINO. MARTIN °elegy 7,000 30,000 23.000 Narrows ISABEY. JEAN-BAPTISTE Portrait de Talleyrand 7.000 30.000 23.000 AP Narrows MUNCH. EDVARD Eifursucht II (grosse Fassung) 48,000 70.000 22.000 Narrows BONHEUR. ROSA RAYMOND Study for 'The Horse Fair' 8,500 30,000 21.500 AP Narrows BECKMANN. MAX Kasbek (drypoint) (3XJJ3) 30.000 50.000 20.000 AP Narrows BRUEGEL THE ELDER. JAN Fishing vessels on a calm sea off a distant promontory 280.000 300.000 20.000 AP Narrows HARTLEY. MARSDEN The Fish 80.000 100.000 20.000 AP Narrows KIRCHNER. ERNST LUDWIG Madchen im Raum (Ema) 230.000 250.000 20.000 AP Narrows NOLDE. EMIL Junges Paar (3XJHH) 230.000 250.000 20.000 AP Narrows NOLDE. EMIL Junges Paar (4D9JL) 230.000 250.000 20.000 AP Narrows VUILLARD. EDOUARD Dr. Quiserne 30.000 50.000 20.000 Narrows MODIGLIANI, AMEDEO Caryatide de face, mains derriere la tete 380,000 400,000 20.000 (Collateral) Narrows KAHN. WOLF Toward Blue Woods 4,000 20,000 16.000 AP Narrows BOURDELLE. EMILE-ANTOINE Heracles archer 110,000 125,000 15.000 Page 18 EFTA00592875 ALL ART WITH BASIS - 7/15/16 Own:r THH :FIX HH:11:LOH: AP Narrows COROT. JEAN-BAPTISTE- Vue de Volterra 85.000 100.000 15.000 CAMILLE AP Narrows DIX, OTTO Marry. auf einem Stuhl sitzender weiblicher Akt 110,000 125,000 15.000 AP Narrows KUBIN. ALFRED Untitled Forwards 70.000 85.000 15.000 Narrows DERAKSHANI. REZA Dark Soil I (from Sand Painting Series) 10,000 25,000 15.000 Narrows DERAKSHANI. REZA Dark Soil II (from Sand Painting Series) 10,000 25.000 15.000 Narrows DERAKSHANI. REZA Dark Soil III (from Sand Painting Series) 10.000 25.000 15.000 Narrows DERAKSHANI. REZA Dark Soil IV (from Sand Painting Series) 10,000 25.000 15.000 Narrows DERAKSHANI. REZA Dark Soil V (from Sand Painting Series) 10,000 25.000 15.000 Narrows VON STUCK. FRANZ Steam Power 6.500 20.000 13.500 APO-01 KLEE. PAUL Invention 10 - Drohendes Haupt 69,000 80,000 11.000 AP Narrows BECKMANN. MAX In der Trambahn 5.000 15.000 10.000 AP Narrows BECKMANN. MAX Schlangendame. from: Der Jahrmarket 5,000 15.000 10.000 AP Narrows GAINSBOROUGH. THOMAS Wooded landscape with figures outside a cottage 190,000 200,000 10.000 AP Narrows VUILLARD. EDOUARD Le Mannequin 60.000 70.000 10.000 LDB GHEYN II, JACQUES DE Marcus Curtius Leaping on Horseback into the Abyss (recto); 60,000 70,000 10.000 Further studies of the same (verso) LDB GOLTZIUS, HENDRICK Mars and Venus (recto): Two female nudes, with cupid and a 240,000 250,000 10.000 vase (verso) Narrows BERNARD. EMILE Deux femmes 2.500 12.500 10.000 Narrows BRESDIN. RODOLPHE Le Bon Samaritain 90,000 100.000 10.000 Narrows GORMLEY. ANTONY Base 2,500 12.500 10.000 Narrows GORMLEY. ANTONY Home of the Heart IV 2.500 12.500 10.000 Narrows GORMLEY. ANTONY Sense 2,500 12.500 10.000 Narrows KAHN. WOLF Late Fall Haze 20.000 30.000 10.000 APO-01 HECKEL. ERICH Schlafender Matrose (Sleeping Sailor) 27,000 35.000 8.000 Narrows ENSOR. JAMES Le combat des demons (Diables rossant anges et archanges) 2,000 10.000 8.000 AP Narrows BELLOWS. GEORGE WESLEY Old Billiard Player 2.500 10.000 7.500 Narrows GRAHAM. JOHN Horse and Rider 5.000 12.500 7.500 Narrows NOLDE. EMIL Salomo and seine Frauen 4.500 12.000 7.500 Narrows BOLOTOWSKY. ILYA Untitled. 1973 (4GXK2) 1.500 7.000 5.500 AP Narrows BECKMANN, MAX Fastnacht 5,000 10,000 5.000 AP Narrows BOILLY. LOUIS-LEOPOLD La artie de cartes 15.000 20.000 5.000 Page 19 EFTA00592876 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase I • rice + sales Unrealized Owner rtist Title . Basis tax Gain/Loss AP Narrows BURNE-JONES. EDWARD Sir Galahad 245,000 250.000 5.000 AP Narrows GILLOT. CLAUDE Celebration in honor of the god Pan 215.000 220.000 5.000 AP Narrows KUBIN. ALFRED Spielender Knabe 80,000 85.000 5.000 APO-01 KLEE. PAUL Invention 4 - Komiker 75,000 80.000 5.000 Narrows DELACROIX. EUGENE Recontre de cavaliers Maures 5.000 10.000 5.000 Narrows DENIS. MAURICE Maternite aux cypres 5,000 10.000 5.000 Narrows KAHN. WOLF Evening Light 5.000 10.000 5.000 Narrows MAILLOL. ARISTIDE Modele nu de dos 20.000 25.000 5.000 Narrows PICASSO. PABLO Deux femmes batifolant sur un matelas de plage, Series 347. 3.000 8.000 5.000 Plate 285 Narrows RIVERA. DIEGO Cabeza de una tehuana (Retrato de juchiteca) 35,000 40,000 5.000 Narrows SAINT-AUBIN. GABRIEL DE Victory of Tarquin over the Sabines and Etruscans 25.000 30.000 5.000 AP Narrows AVERY. MILTON Birds and Sea 4,000 8.000 4.000 Narrows CRAWFORD, ELIZABETH The Great Game 1,000 4,500 3.500 AP Narrows BARYE. ANTOINE-LOUIS Lion qui marche 5.000 8.000 3.000 AP Narrows BARYE. ANTOINE-LOUIS Tigre qui marche 5,000 8,000 3.000 AP Narrows BECKMANN, MAX Vor dem Auftritt (Akrobate) 3,000 6,000 3.000 Narrows ELIZONDO. ARTURO Ardores clandestinos 4.000 7.000 3.000 Narrows KAHN. WOLF Barn in Fog 1,000 4,000 3.000 Narrows KAHN. WOLF Returning to Harbor (in Martha's Vineyard) 2.000 4.000 2.000 AP Narrows AVERY. MILTON Nude Meditating 1.200 3.000 1,800 AP Narrows AVERY. MILTON Striped Drape 2,200 4.000 1,800 AP Narrows AVERY. MILTON Two Nudes 1.500 3.000 1.500 Narrows HARTLEY, MARSDEN Twisted Roots (Tree Study) 7,000 8.500 1.500 Narrows RUSKIN, JOHN Spur of Piazzetta Shaft, Venice 6,500 8,000 1.500 AP Narrows AVERY. MILTON Head of a Man 250 1.500 1.250 AP Narrows BASKIN. LEONARD Dutch Artist 1,500 2,500 1.000 AP Narrows DERAIN. ANDRE Femme nue 2,000 3,000 1.000 Narrows CAVALLON. GIORGIO Untitled. 1950 (3XJKF) 8.000 9.000 1.000 Narrows CAVALLON. GIORGIO Untitled. 1950 (3XJKG) 8.000 9.000 1.000 Narrows CAVALLON. GIORGIO Untitled. 1951 (3Y47P) 8.000 9.000 1,000 Narrows DINE. JIM Self-Portrait Head 1.200 2.000 800 Children SHIRAZ SCHOOL (LATE 16TH A feast in a garden: Illustration from a poetic manuscript 1.200 1.750 550 CENTURY) Page 20 EFTA00592877 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase • rice + sales Unrealized Owner rtist Title . Basis tax Gain/Loss Children ISFAHAN SCHOOL (MID-17TH Khusraw while hunting with his falcon encounters Shirin: 1,200 1,250 50 CENTURY) Illustration from a manuscript. probably a Khamsch of Nizami 2011 LLC BLAKE. WILLIAM The Parable of the Wise and Foolish Virgins 2.500.000 2,500.000 0 2011 LLC CEZANNE. PAUL Bouteilles. Pots. Rechaud a Alcoa. Pommes (purchase in 50.000,000 50.000.000 0 progress - part of a 1031 exchange) AP Narrows ASPERTINI. AMICO Allegory with Adam and Eve expelled from Paradise' 15,000 15,000 0 (ATTRIBUTED TO) AP Narrows BARYE. ANTOINE-LOUIS Guerrier tartare arretant son cheval 10.000 10.000 0 AP Narrows BARYE. ANTOINE-LOUIS Thesee combattant le centaur Bienor (esquisse) 10,000 10.000 0 AP Narrows BOILLY. LOUIS-LEOPOLD La parke de dames 20,000 20.000 0 AP Narrows BOURGEOIS. LOUISE I do 10.888 10.888 0 AP Narrows BURGKMAIR. HANS Lovers Surprised by Death (7HWG8)* 1.000,000 1.000,000 0 AP Narrows BURGKMAIR. HANS Lovers Su • ised b Death 7HWG9 • 800.000 800.000 0 AP Narrows CAMPAGNOLA. GIULIO & Three Shepherds and a Shepherdess in a Landscape' 100,000 100,000 0 DOMENICO AP Narrows CEZANNE. PAUL Portrait de Vatlier de Profit (purchase in progress - part of a 30.000,000 30.000,000 0 1031 exchan. e) AP Narrows CONSTABLE. JOHN Cloud Study 400.000 400.000 0 AP Narrows CRABBE VAN ESPLEGHEM. Saint John the Baptist preaching' 15,000 15,000 0 FRANS AP Narrows DAVIS. STUART Woman Standing in the Alley (Hoboken Series) 20,000 20,000 0 AP Narrows DURER. ALBRECHT A Kni•ht on Horseback and Lans• uener 70,000 70,000 0 AP Narrows DURER. ALBRECHT Hercules and the Molionide Twins' 50.000 50.000 0 AP Narrows DURER. ALBRECHT Hierinn sind begriffen vier bucher von menschilcher proportion 140,000 140,000 0 AP Narrows DURER. ALBRECHT Saint Jerome in Penitence' 80,000 80,000 0 AP Narrows DURER. ALBRECHT The Adoration of the Ma• it 60,000 60,000 0 AP Narrows DURER. ALBRECHT The Holy Family with a Butterfly 80.000 80.000 0 AP Narrows DURER. ALBRECHT The Martyrdom of Saint Catherine' 60,000 60.000 0 AP Narrows DURER. ALBRECHT The Rhinoceros 1.200,000 1.200.000 0 AP Narrows DURER. ALBRECHT The Sea Monster' 120.000 120.000 0 AP Narrows DUVET. JEAN Saint Sebastian between Saints Anthony and Roch' 80,000 80.000 0 AP Narrows DUVET. JEAN The King pursued by a Unicorn' 120,000 120,000 0 Page 21 EFTA00592878 ALL ART WITH BASIS - 7/15/16 HRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized Owner Hist Title _ Basis tax Gain/Loss AP Narrows GALLE. PHILIPS (AFTER PIETER The Parable of the Wise and Foolish Virgins' 8.000 8.000 0 BRUEGEL THE ELDER) AP Narrows GAUGUIN. PAUL Oviri 230.000 230.000 0 AP Narrows GERICAULT. THEODORE Study for the father in the Raft of the Medusa (recto); Two 700,000 700,000 0 Studies for the figure seated at the foot of the mast (verso) AP Narrows GHEYN II, JACQUES DE A large beech, partly in leaf 2.000,000 2.000,000 0 AP Narrows GOYA. FRANCISCO DE La Taurom • uia 1.100.000 1.100.000 0 AP Narrows HEYDEN, PIETER VAN DER, The Ship of Fools, or: Die blau Schuyte' 90,000 90,000 0 AFTER HIERONYMUS BOSCH AP Narrows HEYDEN, PIETER VAN DER, The Last Judgment' 20.000 20,000 0 AFTER PIETER BRUEGEL THE ELDER AP Narrows HEYDEN, PIETER VAN DER. The Wedding of Mopsus and Nisa, or: The Dirty Bride' 60,000 60.000 0 AFTER PIETER BRUEGEL THE ELDER AP Narrows JORDAENS. JACOB The head of a piper: study for 'As the Old Sang, So the Young 200,000 200,000 0 Pipe- AP Narrows KAPOOR. ANISH Fold I 90.000 90.000 0 AP Narrows KAPOOR, ANISH Fold III 90,000 90,000 0 AP Narrows KIRCHNER. ERNST LUDWIG Tanzerin mit gehobenem Rock 100,000 100,000 0 AP Narrows LEYDEN. LUCAS VAN Susanna and the Elders' 100.000 100.000 0 AP Narrows LEYDEN. LUCAS VAN The Fall of Man (6363305)' 2,000 2,000 0 AP Narrows LEYDEN. LUCAS VAN The Fall of Man (6363306)' 120.000 120.000 0 AP Narrows LONGO. ROBERT Untitled (After A.R.2) 35.000 35.000 0 AP Narrows MASTER ES An Oblong Ornamental Panel with Women Fighting for 700,000 700,000 0 Breeches' AP Narrows MASTER ES The Madonna and Child on a Grassy Bench between Saints 200,000 200,000 0 Barbara and Dorothy (the Small Hortus Conclusus)' AP Narrows NORTHERN ITALIAN SCHOOL Saint Nicholas of Myra' 100.000 100.000 0 (15TH CENTURY) AP Narrows OAKES, TREVOR AND RYAN Have no Narrow Perspectives: The Bean 180,000 180.000 0 Page 22 EFTA00592879 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized Owner rtist Title Basis tax Gain/Loss AP Narrows OAKES. TREVOR AND RYAN Kelly's Slough. North Dakota. Early Spring (Snow Melting) 130.000 130.000 0 AP Narrows OAKES, TREVOR AND RYAN Ocean Texture 5 (Blue White) 30,000 30,000 0 AP Narrows ORSI. LELIO (ATTRIBUTED TO) Jonas rejected by the whale 40,000 40,000 0 AP Narrows REDON. ODILON A Edgar Poe (7VY99) 215.000 215.000 0 AP Narrows REMBRANDT HARMENSZ. VAN Abraham Francen, Apothecary' 250,000 250,000 0 RIJN AP Narrows REMBRANDT HARMENSZ. VAN Bearded Man in a Velvet Cap with a Jewel Clasp' 60,000 60,000 0 RIJN AP Narrows REMBRANDT HARMENSZ. VAN Ephraim Bonus. Jewish Physician' 150,000 150,000 0 RIJN AP Narrows REMBRANDT HARMENSZ. VAN Jews in the Synogogue' 60,000 60.000 0 RIJN AP Narrows REMBRANDT HARMENSZ. VAN Jupiter and Antiope' 500.000 500.000 0 RIJN AP Narrows REMBRANDT HARMENSZ. VAN Saint Jerome in an Italianate Landscape' 800.000 800.000 0 RIJN AP Narrows REMBRANDT HARMENSZ. VAN The Entombment' 750,000 750,000 0 RIJN AP Narrows SCHIELE. EGON Selbstportrat als heiliger Sebastian 3.500,000 3.500,000 0 AP Narrows SCHONGAUER. MARTIN A Foolish Virgin. Half Length' 900,000 900.000 0 AP Narrows SCHONGAUER. MARTIN The Crucifixtion with Four Angels 1.000.000 1.000.000 0 AP Narrows SCHONGAUER. MARTIN The Flight into Egypt' 250,000 250.000 0 AP Narrows SCHONGAUER. MARTIN The Nativity' 400.000 400.000 0 AP Narrows SCHONGAUER. MARTIN The Road to Calvary' 200,000 200,000 0 AP Narrows SOUTH GERMAN SCHOOL The Nativity' 400,000 400,000 0 AP Narrows VAN DYCK. SIR ANTHONY Adam van Nood' 50.000 50.000 0 AP Narrows VAN DYCK, SIR ANTHONY Frans Franken the Elder' 40,000 40,000 0 AP Narrows VAN DYCK, SIR ANTHONY Frans Snyders' 40,000 40,000 0 AP Narrows VAN DYCK. SIR ANTHONY Jan Brueghel the Elder' 50.000 50.000 0 AP Narrows VAN DYCK. SIR ANTHONY Jan de Wael• 40,000 40.000 0 AP Narrows VAN DYCK. SIR ANTHONY Jan Snellinck' 35,000 35.000 0 AP Narrows VAN DYCK. SIR ANTHONY Joos de Momper' 40.000 40.000 0 AP Narrows VAN DYCK. SIR ANTHONY Justus Sustermans' 50,000 50.000 0 Page 23 EFTA00592880 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase I • rice + sales Unrealized Owner Hist Title . Basis tax Gain/Loss AP Narrows VAN DYCK. SIR ANTHONY Lucas Vorsterman' 40,000 40,000 0 AP Narrows VAN DYCK. SIR ANTHONY Paul de Vos' 40.000 40.000 0 AP Narrows VAN DYCK. SIR ANTHONY Philippe le Roy' 40,000 40.000 0 AP Narrows VAN DYCK. SIR ANTHONY Pieter Brueghel the Younger' 50,000 50.000 0 AP Narrows VAN DYCK. SIR ANTHONY Self Portrait' 80.000 80.000 0 AP Narrows VAN DYCK. SIR ANTHONY Willem de Vos' 40,000 40.000 0 APO-01 BRUEGEL THE ELDER. PIETER Wooded landscape with Travelers 10.000,000 10.000.000 0 APO-01 DALI. SALVADOR The Ants (Las Hormigas) 1.000,000 1.000.000 0 APO-01 DELACROIX. EUGENE A bound sketchbook of scenes from Morocco 1.800.000 1.800.000 0 APO-01 DESPREZ. JEAN-LOUIS La Chimere de Monsieur Desprez 100,000 100,000 0 APO-01 DURER. ALBRECHT Samson rendin• the Lion 700.000 700.000 0 APO-01 FRAGONARD. JEAN-HONORE Portrait of Francois-Henri, 5th duc d'Harcourt. half-length and 30.000,000 30.000,000 0 looking over his shoulder to the left APO-01 KLEE. PAUL Drei sanfte Narrenworte (The Three Gentle Words of a Fool) 500,000 500,000 0 APO-01 KLEE. PAUL Invention 3 - Jungfrau in Baum 150.000 150.000 0 APO-01 PENONE. GUISEPPE Pella del monte 225.000 225.000 0 APO-01 PICASSO. PABLO Les trois graces (sold February 2016) 245.000 245.000 0 APO-01 REDON. ODILON Deux personnages dans un paysage rocheux 82.000 82.000 0 APO-01 RUBENS. SIR PETER PAUL Meleager and Atalanta hunting the Boar 6.000,000 6.000.000 0 APO-01 SERRA. RICHARD Ramble 4-3 245,000 245.000 0 APO-01 SERRA. RICHARD Ramble 4-4 245.000 245.000 0 Children AVERY. MILTON Orange Rocks' 400.000 400.000 0 Children AVERY. MILTON Sentinels' 300.000 300.000 0 Children BASKIN. LEONARD Seated Birdman' 7,000 7,000 0 Children BOLOTOWSKY. ILYA Double Column' 15,000 15,000 0 Children BOLOTOWSKY. ILYA Untitled. 1966 (4GWYK)' 17.500 17.500 0 Children KOONING. WILLEM DE Untitled' 125,000 125.000 0 Children PICASSO. PABLO Nu assis' 1.000,000 1.000.000 0 LDB ALDEGREVER. HEINRICH Self-portrait aged 35' 35.000 35.000 0 LDB ALTDORFER. ALBRECHT The Holy Family at the Fountain' 60,000 60,000 0 LDB ANDREANI. ANDREA (AFTER The Triumph of Julius Caesar' 50,000 50,000 0 ANDREA MANTEGNA) Page 24 EFTA00592881 ALL ART WITH BASIS - 71516 HRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized • caner , rtist Title _ Basis tax Gain/Loss LDB ASSELIJN. JAN Preparatory study for the famous print series depicting Rome of 330.000 330.000 G. Perelie no. 4 (from Paul Russell) LDB AVERCAMP. HENDRIK Ice Scene (from Paul Russell) 1.377,000 1.377,000 0 LDB AVERCAMP. HENDRIK Vessls off the shore, a Gallows in the middle distance and the 1.100,000 1.100,000 0 City of Amsterdam beyond (from Paul Russell) LDB BALDUNG. HANS Adam and Eve' 20.000 20.000 0 LDB BALDUNG. HANS St. Sebastian 245.000 245.000 0 LDB BEERSTRATEN. JAN Untitled (from Paul Russell) 330.000 330.000 0 ABRAHAMSZ LDB BEHAM. BARTHEL The Madonna by the Window' 80,000 80.000 0 LDB BEHAM. HANS SEBALD The Lovers' 80,000 80.000 0 LDB BERNINI, GIOVANNI LORENZO Portrait of Ottaviano Castelli 250,000 250,000 0 LDB BLOEMAERT. ABRAHAM Head and arm studies of young men (recto): A draped figure 400,000 400,000 0 wearing a mitre (verso) LDB BOL. FERDINAND A View on Dordrecht (from Paul Russell) 551.000 551.000 0 LDB BORCH, GERARD TER Study of the head of a young man (from Paul Russell) 220,000 220,000 0 LDB BOSSCHAERT, AMBROSIUS Untitled (from Paul Russell) 220,000 220.000 0 LDB BOTH. JAN Study of a man holding a basket (from Paul Russell) 193.000 193.000 0 LDB BURGKMAIR. HANS Lovers Surprised by Death (6406290) 650,000 650.000 0 LDB BURGKMAIR. HANS The Apocalypse' 40,000 40.000 0 LDB BURGKMAIR. HANS Wie de jung weiss kunig' 25.000 25.000 0 LDB CALDER. ALEXANDER Jenny Sargent McKean 1.090,000 1.090,000 0 LDB CALDER. ALEXANDER Untitled (6350654)' 3.000 3.000 0 LDB CARRACCI, ANNIBALE Venus and a Satyr* 12,000 12,000 0 LDB Collectibles "A Day in the Life" lyrics 1.310,000 1.310,000 0 LDB Collectibles Beatles Rickenbacker guitar 660.000 660.000 0 LDB Collectibles Godfather script 20,000 20,000 0 LDB Collectibles John Lennon's Gibson acoustic guitar 2.615,000 2.615,000 0 LDB CRANACH THE ELDER, LUCAS Marcus Curtius Plunging into the Chasm' 15,000 15,000 0 LDB CRANACH THE ELDER, LUCAS Saxon Prince on a Boar Hunt' 30,000 30,000 0 LDB CRANACH THE ELDER. LUCAS The Sermon of Saint John the Baptist' 30.000 30.000 0 Page 25 EFTA00592882 ALL ART WITH BASIS - 71516 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized Owner .Artist Title Basis tax Gain/Loss LDB CUYP. ALBERT Cow (from Paul Russell) 385,000 385.000 LDB CUYP, ALBERT Preparatory study for Albert Cuyp painting in Dulwich College, 3.085,000 3.085,000 England (from Paul Russell LDB DOOMER. LAMBERT Farmhouse near Nantes (from Paul Russell) 220.000 220.000 0 LDB DOOMER, LAMBERT Landscape near Arnhem. the Netherlands (from Paul Russell) 250,000 250,000 0 LDB DURER. ALBRECHT Coat of Arms with a Cock' 70.000 70.000 0 LDB DURER. ALBRECHT Hercules. or The Effects of Jealousy' 150,000 150.000 0 LDB DURER. ALBRECHT Saint Jerome in his Cell' 60.000 60.000 0 LDB DURER. ALBRECHT The Dream of the Doctor 218,000 218.000 0 LDB DURER. ALBRECHT The Engraved Passion' 200,000 200,000 0 LDB DURER. ALBRECHT The Holy Family with Saints Joachim and Anna under a Tree' 40,000 40,000 0 LDB DURER. ALBRECHT The Madonna and Child on a Crescent Moon' 50.000 50.000 0 LDB DURER. ALBRECHT The Nativity' 200,000 200,000 0 LDB DURER. ALBRECHT The Ravisher' 180,000 180,000 0 LDB DURER. ALBRECHT The Sudarium held by two Angels' 60.000 60.000 0 LDB GALLE. PHILIPS (AFTER PIETER The Alchemist' 50,000 50,000 0 BRUEGEL THE ELDER) LDB GERMAN SCHOOL (15TH Adam and Eve: St. Sebastian' 40.000 40.000 0 CENTURY) LDB GERMAN SCHOOL (15TH Saint Christopher' 350,000 350,000 0 CENTURY) LDB GERMAN SCHOOL (15TH The Adoration of the Magi' 30,000 30,000 0 CENTURY) LDB GERMAN SCHOOL (15TH The Temptation of Christ' 40,000 40,000 0 CENTURY) LDB GERMAN SCHOOL (15TH The Virgin and Child on a Crescent Moon' 180,000 180,000 0 CENTURY) LDB GERMAN SCHOOL (15TH The Virgin with Child holding a Flower' 40,000 40,000 0 CENTURY) LDB GERMAN SCHOOL (15TH Woman with a Rose. a Banderole and a Lap Dog' 30,000 30,000 0 CENTURY) Page 26 EFTA00592883 ALL ART WITH BASIS - 7/15/16 HRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized 0 wner rtist Title _ Basis tax Gain/Loss LDB GHEYN. JACQUES DE Studies of a woman (recto): Studies of hands (verso) (from Paul 825.000 825.000 0 Russell) LDB GIACOMETTI. ALBERTO Lampadaire modele Ifeuille- 200,000 200,000 0 LDB GIACOMETTI. ALBERTO Lampadaire modele 'osselet'. deuxieme version' 200.000 200.000 0 LDB GIACOMETTI, DIEGO Console avec deux crapauds et deux moineaux run avec les 600,000 600,000 0 ailes deployees* LDB GIACOMETTI. DIEGO Crapaud (sitting on the above console table)' 15.000 15.000 0 LDB GIACOMETTI. DIEGO Fauteuil aux tales de lionnes. seconde version. pieds anterieurs 150,000 150.000 0 en griffes et lions (a pair)' LDB GIACOMETTI. DIEGO Fauteuil aux totes de lionnes, seconde version, pieds anterieurs 150,000 150,000 0 en griffes et lions (a pair)' LDB GIACOMETTI. DIEGO Table a oiseau et coupelle' 400,000 400.000 0 LDB GIACOMETTI. DIEGO Table carcasse basse avec harpie' 150,000 150.000 0 LDB GIACOMETTI. DIEGO Table feuilles aux oiseaux et grenouilles' 300.000 300.000 0 LDB GILLOT. CLAUDE Le tombeau de Maitre Andre 153,000 153.000 0 LDB GOLTZIUS. HENDRIK Goats (recto and verso) (from Paul Russell) 551,000 551.000 0 LDB GRAF. URS Passio domini nostri Jesu Christi - Die Figuren der Passion 25,000 25,000 0 oder des Leidens Christi' LDB GREUZE. JEAN-BAPTISTE Portrait of a young gentleman 450.000 450.000 0 LDB HAARLEM. CORNELIS VAN Studies of Figures for a Representation of the Flood (The 606,000 606,000 0 Flood, recto: Studies of figures. verso) (from Paul Russell) LDB HIRSCHVOGEL. AUGUSTIN Castle Yard' 60,000 60.000 0 LDB HIRSCHVOGEL. AUGUSTIN Landscape with a Church' 40.000 40.000 0 LDB HOOGSTRATEN, SAMUEL VAN John the Baptist in prison receives Christ's answer (Matthew II: 193,000 193,000 0 2-6) (from Paul Russell) LDB KIRCHNER. ERNST LUDWIG Steigendes Pferd mit Reiter 147,000 147,000 0 LDB KONINCK. PHILIPS View of Zijpe (from Paul Russell) 716,000 716,000 0 LDB LAUTENSACK. HANNS SEBALD Landscape with a Fortress and a big Stairway' 70,000 70,000 0 LDB LIEVENS. JAN Portrait, probably of the well-known poet Joost van den Vondel 551,000 551,000 0 (from Paul Russell) Page 27 EFTA00592884 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized Owner Hist Title Basis tax Gain/Loss LDB LOWER RHENISH OR FLEMISH A Letter of Indulgence: Christ as the Man of Sorrows standing 60,000 60,000 0 SCHOOL (15TH CENTURY) in the Tomb, with the instruments of the Passion, behind Him at left Saint Bernhard of Clairvaux. at right an unidentified Bishop' LDB MAES. NICOLAES Figure studies (from Paul Russell) 193,000 193,000 0 LDB MAES. NICOLAES Study of Hamar pleading with Esther (from Paul Russell) 193,000 193.000 0 LDB MAES. NICOLAS A View on Dordrecht (from Paul Russell) 496,000 496.000 0 LDB MASTER BXG Saint Anthony visiting Saint Paul the Hermit' 200.000 200.000 0 LDB MASTER M.Z. Aristotle and Phyllis' 40,000 40.000 0 LDB MASTER M.Z. The Embrace' 30,000 30,000 0 LDB MASTER OF THE AACHEN The Man of Sorrows standing with Symbols of the Passion' 150,000 150,000 0 MADONNA LDB MASTER OF THE DUTUIT The Agony in the Garden' 40,000 40,000 0 MOUNT OF OLIVES LDB MASTER OF THE MARTYRDOM Christ and the Woman of Samaria' 40,000 40,000 0 OF THE TEN THOUSAND LDB MECKENEM. ISRAHEL VAN An upright ornamental Panel with scrolling Foliage and eight 180,000 180,000 0 naked Figures' LDB MECKENEM. ISRAHEL VAN Ornament with Morris Dancers' 250.000 250.000 0 LDB MECKENEM. ISRAHEL VAN Ornament with seated Lovers. Birds and Beasts' 200,000 200.000 0 LDB MECKENEM. ISRAHEL VAN The Couple Seated on the Bed' 100,000 100.000 0 LDB MECKENEM. ISRAHEL VAN The Dance at the Court of King Herod' 150.000 150.000 0 LDB MECKENEM. ISRAHEL VAN The Life of the Virgin' 400,000 400.000 0 LDB MECKENEM. ISRAHEL VAN The Lutenist and the Ha • sr 80.000 80.000 0 LDB MECKENEM. ISRAHEL VAN The Organ Player and his Wife' 40,000 40.000 0 LDB MUNIZ. VIK Ha. • View 11,000 11,000 0 LDB NESHAT. SHIRIN Untitled (Hands)' 6.000 6.000 0 LDB ORSI. LELIO Apollo and Marsyas 833.000 833.000 0 LDB OSTADE. ADRIAEN VAN Untitled (from Paul Russell) 936.000 936.000 0 LDB PIJNACKER. ADAM Bridge in an Italianate landscape (from Paul Russell) 275.000 275.000 0 LDB POBLET. MABEL Acompanada (Accompanied) 2.700 2.700 0 LDB POBLET, MABEL Susurro (Whisper) 4.900 4.900 0 LDB POBLET. MABEL Susurro II (Whisper II) 1.100 1.100 0 Page 28 EFTA00592885 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized •wner , mist Title Basis tax Gain/Loss LDB POLIDORO DA CARAVAGGIO The Virgin Mary and the Holy Women 300,000 300.000 LDB POTTER. PAULUS A bull (from Paul Russell) 165.000 165.000 0 LDB REMBRANDT HARMENSZ. VAN Adam and Eve' 70,000 70,000 0 RIJN LDB REMBRANDT HARMENSZ. VAN Christ at Emmaus: the Larger Plate' 250,000 250,000 0 RIJN LDB REMBRANDT HARMENSZ. VAN Christ driving the Money Changers from the Temple' 50,000 50,000 0 RIJN LDB REMBRANDT HARMENSZ. VAN Farmhouse (from Paul Russell) 11.000,000 11.000,000 0 RIJN LDB REMBRANDT HARMENSZ. VAN Jan Cornelis Sylvius, Preacher' 30,000 30,000 0 RIJN LDB REMBRANDT HARMENSZ. VAN Josef pulled out of the well by his brothers (from Paul Russell) 5.000,000 5.000.000 0 RIJN LDB REMBRANDT HARMENSZ. VAN The Adoration of the Shepherds with the Lamp' 180.000 180.000 0 RIJN LDB REMBRANDT HARMENSZ. VAN The Agony in the Garden' 350,000 350.000 0 RIJN LDB REMBRANDT HARMENSZ. VAN The Descent from the Cross by Torchlight' 120,000 120.000 0 RIJN LDB REMBRANDT HARMENSZ. VAN The Goldsmith' 30,000 30,000 0 RIJN LDB REMBRANDT HARMENSZ. VAN The Little Jewish Bride (Saskia as Saint Catherine)' 75,000 75.000 0 RIJN LDB REMBRANDT HARMENSZ. VAN The Triumph of Mordecai' 100,000 100,000 0 RIJN LDB REMBRANDT HARMENSZ. VAN The Virgin and Child with the Cat and Snake' 100,000 100,000 0 RIJN LDB ROGHMAN. ROELANDT Castle of Kapelle (from Paul Russell) 165.000 165.000 0 LDB RUBENS, SIR PETER PAUL Two nude men dragged down by demons and lifted up by three 2.000,000 2.000.000 0 partly robed figures. after Michelangelo LDB RUYSDAEL. JACOB VAN Panoramic view of Wageningen (recto); Sketch of a river 716,000 716,000 0 landscape with boats (verso) (from Paul Russell) LDB RYDINGSVARD. URSULA VON Sunrises Thin Rays. GL10463 14.000 14.000 0 LDB RYDINGSVARD. URSULA VON Untitled 558,000 558.000 0 Page 29 EFTA00592886 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase I • rice + sales Unrealized 0 wner rfist Title Basis tax Gain/Loss LDB RYDINGSVARD. URSULA VON Untitled. GL 10213 14.000 14,000 0 LDB RYDINGSVARD. URSULA VON Untitled. GL 10267 14.000 14.000 0 LDB RYDINGSVARD. URSULA VON Untitled. GL10214 14,000 14.000 0 LDB RYDINGSVARD. URSULA VON Untitled. GL10462 14,000 14.000 0 LDB RYDINGSVARD. URSULA VON Untitled. GL10464 14.000 14.000 0 LDB SAINT-AUBIN. GABRIEL DE L'Incendie de l'Hotel-Dieu 462,000 462.000 0 LDB SAMARAS. LUCAS Box 44 644.000 644.000 0 LDB SCHONGAUER. MARTIN Saint John on Patmos' 350,000 350.000 0 LDB SCHONGAUER. MARTIN The Coronation of the Virgin' 400,000 400,000 0 LDB SCHONGAUER. MARTIN The Dormition of the Virgin 436.000 436.000 0 LDB SCHONGAUER. MARTIN The Wise and Foolish Virgins' 1.200,000 1.200.000 0 LDB SERRA. RICHARD London Cross (purchase in progress: $1.6 million paid to date) 8.600,000 8.600.000 0 LDB STRUTH. THOMAS The Black Famil ' 225,000 225,000 0 LDB VELDE. ADRIAEN VAN DE Two female nudes (from Paul Russell) 441.000 441.000 0 LDB VELDE, JAN VAN DE Landscape (from Paul Russell) 385,000 385.000 0 LDB VENNE. ADRIAEN PIETERSZ Couple (from Paul Russell) 330.000 330.000 0 VAN DE LDB VISSCHER. CORNELIS Moor with an Arrow (from Paul Russell) 330,000 330.000 0 LDB WIERINGEN. CORNELIS Seascape (from Pauk Russell) 300,000 300,000 0 CLAESZ. VAN Narrows AVERY. MILTON Dark Trees. Pale Mountain' 15.000 15,000 0 Narrows BARYE. ANTOINE-LOUIS Lion Marchant (6360902)' 10.000 10.000 0 Narrows BELLOWS. GEORGE WESLEY Nude Reclining' 15.000 15.000 0 Narrows BONNARD. PIERRE Nature mode aux fruits 70,000 70.000 0 Narrows CHUN. KWANG YOUNG Aggregation 05-F011* 125,000 125.000 0 Narrows CHUN. KWANG YOUNG Aggregation 05-J003' 125.000 125.000 0 Narrows CORBETT. EDWARD Untitled' 4,500 4.500 0 Narrows CORBETT. EDWARD Washington. DC 1970' 8.000 8.000 0 Narrows CORBETT. EDWARD Washington. DC April 1965414' 8,000 8.000 0 Narrows CUEVAS. JOSE LUIS Self-portrait like Rimbaud in Charenton' 4,000 4,000 0 Narrows DAVID. JACOUES-LOUIS_ Portrait dun revolutionnaire de profil gauche 250.000 250.000 0 Narrows DERAIN. ANDRE Cheval• 40,000 40,000 0 Narrows DERAKSHANI. REZA Black Figs' 125,000 125,000 0 Page 30 EFTA00592887 ALL ART WITH BASIS - 71516 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized Owner _ mist Title Basis tax Gain/Loss Narrows ERNST. JIMMY Into Night' 12.500 12,500 Narrows ERNST. JIMMY Landscape Variation no. 6' 1.000 1.000 0 Narrows ERNST. MAX Hibou-Arlequint 3.500 3,500 0 Narrows ERNST. MAX Masques' 5.000 5.000 0 Narrows ERNST. MAX Rhythms' 2.000 2.000 0 Narrows FRATIN. CHRISTOPHE Le cavalier arabe attaque par un lion (La chasse au lion)' 15,000 15.000 0 Narrows GUSSOW, ROY Isomorphic Pair' 2.500 2.500 0 Narrows KAHN. WOLF #50. Black Barn. White Dwelling' 20.000 20.000 0 Narrows KAHN. WOLF Vineyard Sunset' 2.000 2.000 0 Narrows KLEE. PAUL Invention 7 - Ein Mann versinkt vor der Kronoze' 200,000 200,000 0 Narrows LAUGE. ACHILLE Landscape' 5.000 5.000 0 Narrows LEE. JENNY Half-Note No. 8' 2,000 2.000 0 Narrows LEE. JENNY Song for a Sculptor' 2.000 2,000 0 Narrows LONGHI. PIETRO Two standing women 150.000 150.000 0 Narrows PETERDI, GABOR La Grande Bataille* 500 500 0 Narrows PETERDI, GABOR Pacific II' 2,000 2,000 0 Narrows PETERDI. GABOR Seed and Rock IV' 400 400 0 Narrows PETERDI. GABOR The Blue Veil of Distance' 500 500 0 Narrows PIAZZETTA. GIAMBATTISTA Standing Male Nude (recto); Seated Male Nude (verso) 260.000 260.000 0 Narrows PICASSO. PABLO Buste de femme (Marie-Therese) (purchase in progress - 125.200.000 125.200,000 0 $86.25 million paid to date) Narrows REDON. ODILON Le cerf volant 200.000 200.000 0 Narrows SAUNDERS. DAVID Untitled' 2,500 2.500 0 Narrows SMITH. HOUGHTON CRANFORD Helm and Pulleys' 500 500 0 Narrows SMITH. HOUGHTON CRANFORD Rigging' 500 500 0 Narrows TITIAN Study of a Kneeling Man 6.866.000 6.866.000 0 Narrows CALDER. ALEXANDER Spunk of the Monk 18.000.000 18.000.000 0 (Collateral) Narrows DAUMIER. HONORE Galerie de tableaux (Les amateurs de tableaux) 3.500.000 3.500.000 0 (Collateral) Narrows DEGAS. EDGAR Femme s'essuyant les cheveux' 350.000 350.000 0 (Collateral) Page 31 EFTA00592888 ALL ART WITH BASIS - 7/15/16 HRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized Owner mist Title _ Basis tax Gain/Loss Narrows KANDINSKY. WASSILY Skizze for sintflut II (Sketch for Deluge II) 30.000.000 30.000.000 0 (Collateral) Narrows LORENZO DI CREDI Drapery study with the Christ Child standing on the Madonna's 1.000,000 1.000.000 0 (Collateral) left knee Narrows VOUET, SIMON Portrait of a woman with a veil 400,000 400,000 0 (Collateral) Narrows II MUNCH. EDVARD The Scream 130.000,000 130.000.000 0 Noel Calb DAUMIER. HONORE Apres ('audience 1.200,000 1.200.000 0 Noel Calb DURER. ALBRECHT Saint Jerome in his Study 1.000.000 1.000.000 0 AP Narrows REDON. ODILON Poemes (Poemes. Les Soirs. Flambeaux Noirs) 2,700 2.500 (200) AP Narrows ENSOR. JAMES Insectes singuliers 13,000 12.000 (1.000) Narrows PASCIN. JULES Turkish Dancers 3.000 2.000 (1.000) Narrows LEE. JENNY Half-Note 3,500 2,000 (1.500) AP Narrows CHIRINO. MARTIN E •iral 7.000 5.000 2.000 Narrows PETERDI, GABOR Big Blue Eclipse 3,500 1,200 (2.300) LDB POBLET, MABEL Narciso/Narcissus from the series tesa•ariencial 6,500 4,000 2.500) AP Narrows KUBIN. ALFRED F0nfzehn Facsimiledrucke (The Weber Portfolio) 5.000 2.000 (3.000) Narrows MARSH. REGINALD Does Your Nose Clog Up Al 5.000 2.000 (3.000) Narrows SAUNDERS. DAVID The Afterlife of Things 5.500 2.250 (3.250) Narrows ERNST. MAX (AFTER) The Ocean 5.500 2.000 (3.500) AP Narrows SACKS. PETER Ulysses 1 10,000 6.000 (4.000) AP Narrows SACKS. PETER Ulysses 10 10,000 6,000 (4.000) AP Narrows SACKS. PETER Ulysses 11 10.000 6.000 (4.000) AP Narrows SACKS. PETER Ulysses 12 10,000 6.000 (4,000) AP Narrows SACKS. PETER UI sses 2 10.000 6.000 4.000 AP Narrows SACKS. PETER Ulysses 3 10,000 6,000 (4.000) AP Narrows SACKS. PETER Ulysses 4 10,000 6,000 (4.000) AP Narrows SACKS. PETER Ulysses 5 10.000 6.000 (4.000) AP Narrows SACKS. PETER Ulysses 6 10,000 6,000 (4.000) AP Narrows SACKS. PETER Ulysses 8 10,000 6,000 (4.000) AP Narrows SACKS. PETER Ulysses 9 10.000 6.000 (4.000) APO-01 JOHNS. JASPER Regrets 39.000 35.000 (4.000) APO-01 JOHNS. JASPER Regrets 39.000 35.000 (4.000) Narrows ERNST. JIMMY Untitled 8.000 4.000 (4,000) Narrows MARSH. REGINALD Woman Walking 5.000 1.000 (4,000) Page 32 EFTA00592889 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized Owner mist Title _ Basis tax Gain/Loss Narrows BONHEUR. ROSA RAYMOND Crouching Lion 5.000 700 (4,300) (AFTER) AP Narrows DERAIN, ANDRE Profit de femme 5,500 1,000 (4.500) AP Narrows ENSOR. JAMES Alimentation doctrinaire: First Plate 125.000 120.000 5.000 AP Narrows ENSOR. JAMES Les Bains d'Ostende 125,000 120.000 (5.000) AP Narrows GERICAULT. THEODORE La Procession de Silene (recto); Etude de Femme Nue Assise 225.000 220.000 (5.000) (verso) APO-01 GROSZ. GEORGE Eigenbr0delei (Kaffeehausszene) 130,000 125.000 (5.000) LDB COYPEL. CHARLES-ANTOINE Etude de tete 80,000 75.000 (5.000) Narrows BONNARD. PIERRE Nu a la baignoire 55,000 50.000 (5.000) Narrows BRESDIN. RODOLPHE Paysan au pied d'un arbre 65.000 60.000 (5.000) Narrows KURTEN. STEFAN Northern Sky (Everybody's Happy Nowadays) 15,000 8,500 (6.500) AP Narrows AVERY. MILTON Mottled Hills 27.000 20.000 (7.000) Narrows INGRES. JEAN-AUGUSTE- Gabriel Cortois de Pressigny 17,000 10,000 (7.000) DOMINIQUE Narrows MAILLOL. ARISTIDE Esquisse pour 'La Mediterranee' 20.000 12.500 (7.500) AP Narrows BARYE. ANTOINE-LOUIS Chevat Turc 30,000 20.000 (10.000) AP Narrows BELLOWS. GEORGE WESLEY A Stag at Sharkey's 130.000 120.000 (10.000) AP Narrows BELLOWS. GEORGE WESLEY Dempsey and Firpo 130.000 120.000 (10.000) AP Narrows KLEE. PAUL Invention 9 - Greiser Phoenix 130,000 120,000 (10.000) LDB KELLY. ELLSWORTH Melon Leaf (Feuille de Melon) 15.000 5.000 (10.000) Narrows MATISSE. HENRI Femme nue debout 60,000 50,000 (10.000) AP Narrows GORKY. ARSHILE Study after Picasso (Study for Blue Figure in Chair) (4GPRM) 65.000 50.000 (15.000) AP Narrows KUBIN. ALFRED We- .in. Trees 215,000 200.000 (15.000) Narrows KAHN. WOLF The Towpath 35.000 20.000 (15.000) Narrows QUINN. MARC The Blind Still Leading the Blind 40.000 22.500 (17.500) AP Narrows CHIRINO. MARTIN Cabeza 25,000 7.000 (18.000) AP Narrows ENSOR. JAMES Le combat des demons (Diables rossant anges et archangel) 170,000 150,000 (20.000) (7SLV8) AP Narrows GORKY. ARSHILE Study after Picasso (Study for Blue Figure in Chair) (3YKCM) 65,000 45,000 (20.000) Page 33 EFTA00592890 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized Owner mist Title Basis tax Gain/Loss AP Narrows KIRCHNER. ERNST LUDWIG Billiardspieler 110,000 90,000 (20.000) AP Narrows KIRCHNER. ERNST LUDWIG Die Siesta 55.000 35.000 (20.000) AP Narrows KIRCHNER. ERNST LUDWIG Kopf Ludwig Schames 100,000 80,000 (20.000) AP Narrows KLEE. PAUL Invention 8 - Perseus (Der Witz hat uber das Leid gesiegt) 90,000 70,000 (20.000) AP Narrows KUBIN. ALFRED Carnival 270,000 250,000 (20.000) Narrows FUSELI. HENRY A Threatening Head 35.000 15.000 (20.000) Narrows LIN. MAYA Silver River - Hudson 90,000 70.000 (20.000) Narrows PICASSO. PABLO Femme assise dans un fauteuil 720,000 700.000 (20.000) (Collateral) AP Narrows EECKHOUT. GERBRAND VAN A seated African holding a parasol 725,000 700,000 (25.000) DEN AP Narrows ENSOR. JAMES La Vengeance de Hop Frog 125,000 100,000 (25.000) AP Narrows KIRCHNER. ERNST LUDWIG Stehender Madchenakt mit verschrankten Armen 50.000 25.000 (25.000) AP Narrows KLEE. PAUL Invention 1-II. Weib and Tier-Fassung 275,000 250.000 (25.000) AP Narrows SCHONGAUER. MARTIN Virgin and Child on a Grassy Bench 325,000 300.000 (25.000) AP Narrows SMITH. DAVID Untitled 450.000 425.000 (25.000) APO-01 DE WAAL. EDMUND The city & desire 150,000 125.000 (25.000) LDB PARDO. JORGE Untitled (set of five glass lamps) 115,000 90.000 (25.000) AP Narrows BOURDELLE. EMILE-ANTOINE Penelope 60,000 30,000 (30.000) AP Narrows ENSOR. JAMES Mon pare mod 100.000 70.000 (30.000) AP Narrows KIRCHNER. ERNST LUDWIG Artistenkind (Halbakt) 80,000 50,000 (30.000) AP Narrows KIRCHNER. ERNST LUDWIG Liegende akt auf dem Sofa 70,000 40.000 (30.000) AP Narrows KIRCHNER. ERNST LUDWIG Strassenszene mit Omnibus 60.000 30.000 (30.000) AP Narrows LA FOSSE. CHARLES DE A mounted soldier. seen from behind 430,000 400.000 (30.000) Narrows MENZEL. ADOLPH VON Christmas Eve 100,000 70,000 (30.000) Narrows MILLET. JEAN-FRANCOIS Study of a reclining female nude or sleeping nude (recto); Study 280,000 250,000 (30.000) of a female nude and studies for a portrait (verso) Narrows PICASSO. PABLO Tate de taureau 630,000 600,000 (30.000) (Collateral) Noel Calb MATISSE. HENRI La Danse 430,000 400.000 (30.000) AP Narrows GIMHONGSOK Canine Construction 125,000 90,000 (35.000) AP Narrows KUBIN. ALFRED The Volcano 175.000 140.000 (35.000) Page 34 EFTA00592891 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase I • rice + sales Unrealized Owner Hist Title . Basis tax Gain/Loss AP Narrows TWACHTMAN. JOHN HENRY Irises 55,000 20,000 (35.000) AP Narrows MASTER ES The Virgin with the Rosary on the Crescent 190.000 150.000 (40.000) AP Narrows REMBRANDT HARMENSZ. VAN Diana at the Bath 220,000 180,000 (40.000) RIJN AP Narrows REMBRANDT HARMENSZ. VAN Self-Portrait with Plumed Hat and Lowered Sabre 260,000 220,000 (40.000) RIJN LDB CARRACCI. ANNIBALE Return of the Prodigal Son 340.000 300.000 (40.000) Narrows KELLY. ELLSWORTH Brushstrokes Cut into Thirty-Five Squares and Arranged by 290,000 250.000 (40.000) Chance Narrows MARIN. JOHN From Crotch Isle. Maine 60,000 20.000 (40.000) Narrows NOLDE, EMIL Segelboat 60,000 20.000 (40.000) Narrows RIBOT. THEODULE AUGUSTIN Les eplucheuses de pommes de terre 65,000 25,000 (40.000) AP Narrows DURER. ALBRECHT Nemesis - The Great Fortune 245.000 200.000 (45.000) AP Narrows ENSOR. JAMES Alimentation doctrinaire: Second Plate 125,000 80.000 (45.000) 2011 LLC PICASSO. PABLO Verre. pipe et pacquet de tabac 1.300,000 1.250.000 (50.000) AP Narrows BALLA. GIACOMO Volo di Rondini 650.000 600.000 (50.000) AP Narrows CHASSERIAU. THEODORE Petit Couloughi, teint d'ambre (Jeune atgerien d'ascendance 250,000 200.000 (50.000) turque (recto): paysage (verso) AP Narrows INGRES. JEAN-AUGUSTE- Mother and child (Study for the 'Martyrdom of Saint 200,000 150,000 (50.000) DOMINIQUE S mphorien') AP Narrows KELLY. ELLSWORTH Oak 300,000 250,000 (50.000) AP Narrows KELLY. ELLSWORTH Wild Grape 300,000 250,000 (50.000) AP Narrows KLEE. PAUL Invention 5 - Charme 100.000 50.000 (50.000) AP Narrows LENNON. JOHN Autograph manuscript of John Lennon's lyrics for "A Day in the 1.300,000 1.250,000 (50.000) Life AP Narrows SACKS. PETER Aftermath (Mandela) 140,000 90.000 (50.000) APO-01 GOGH. VINCENT VAN Portrait du Docteur Gachet 300,000 250.000 (50.000) APO-01 MAGRITTE. RENE Le bain de cristal 1.800.000 1.750.000 (50.000) APO-01 PIRANESI, GIOVANNI BATTISTA Invenzioni Capric di Carceri (Imaginary Prisons) 450,000 400,000 (50.000) APO-01 REDON. ODILON L'Araignee 150.000 100.000 (50.000) LDB BOUCHER. FRANCOIS Sheet of studies of a turbanned head, a foot and hands holding 850,000 800.000 (50.000) a sword and a stick Page 35 EFTA00592892 ALL ART WITH BASIS - 71516 HRISTIE'S 5/11/16 appraised value purchase rice + sales Unrealized Owner _Hist Title _ Basis tax Gain/Loss Narrows ROMANO. GIULIO (GIULIO PIPPI) Satyr crowned with vine leaves 250.000 200.000 (50.000) Narrows WATTEAU. JEAN-ANTOINE Landscape, after Campagnola 550,000 500.000 (50.000) (Collateral) Noel Calb PICASSO. PABLO Etude de personnages (Etude pour 'Composition: les Paysans') 1.300,000 1.250,000 (50.000) Promised MANET. EDOUARD Apres le bain 200,000 150.000 (50.000) Promised SERRA. RICHARD Transparency #2 175,000 125.000 (50.000) Promised UECKER. GUNTHER Chair II 1.300.000 1.250.000 (50.000) AP Narrows ENSOR. JAMES Le Combat des pouilleux Deir et Rissole 125.000 70.000 (55.000) AP Narrows ENSOR. JAMES The Entry of Christ into Brussels in 1889 on the Day of Mardi 180.000 120.000 (60.000) Gras APO-01 COURBET. GUSTAVE Portrait de Francois Sabatier 130,000 70.000 (60.000) AP Narrows ENSOR. JAMES Le Christ aux Enters 70.000 8.000 (62.000) AP Narrows SERRA. RICHARD Transparency #3 190,000 125.000 (65.000) APO-01 RODIN. AUGUSTE Femme nue 150,000 85.000 (65.000) AP Narrows DURER. ALBRECHT Saint Anthony reading 420.000 350.000 (70.000) LDB VIGEE-LE BRUN. ELISABETH Self-portrait in a feathered hat 570,000 500.000 (70.000) LDB ZUCCARO. TADDEO A study of a standing male figure. a prophet 830.000 760.000 (70.000) AP Narrows ENSOR. JAMES La Belgique au XIXe siecle 125,000 50.000 (75.000) Noel Calb BAULE MASK Ivory Coast 1.575,000 1.500,000 (75.000) AP Narrows DERAIN. ANDRE Paysage avec figures 430.000 350.000 (80.000) AP Narrows LEYDEN. LUCAS VAN The Dance of Saint Mary Magdalene 360,000 280.000 (80.000) AP Narrows REDON. ODILON A Edgar Poe (3Z3DZ) 160,000 80.000 (80.000) AP Narrows REMBRANDT HARMENSZ. VAN Landscape with an Obelisk 430,000 350,000 (80.000) RIJN APO-01 GUERCINO. IL (GIOVANNI Landscape 580,000 500,000 (80.000) BATISTA BARBIERI) AP Narrows WESSELMANN. TOM Nude with Floral Wall (Large, Black) 385,000 300,000 (85.000) AP Narrows HECKEL. ERICH Mannerbildnis 240.000 150.000 (90.000) Narrows MONET, CLAUDE Les nympheas avec saule 340,000 250,000 (90.000) AP Narrows BAROCCI. FEDERICO Head of a young girl 700.000 600.000 (100.000) AP Narrows REMBRANDT HARMENSZ. VAN The Adoration of the Shepherds with the Lamp 750,000 650,000 (100.000) RIJN Page 36 EFTA00592893 ALL ART WITH BASIS - 711516 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized • wner rtlst Title Basis tax Gain/Loss AP Narrows REMBRANDT HARMENSZ. VAN The Three Trees 700.000 600.000 (100.000) RIJN APO-01 GERICAULT. THEODORE Lion devouring a horse 400,000 300,000 (100.000) LDB GERARD, BARON FRANCOIS Cupid and Psyche 200,000 100,000 (100.000) PASCAL SIMON Narrows REDON. ODILON Dans le rave 200.000 100.000 (100.0001 Narrows FRAGONARD. JEAN-HONORE Vile d'amour (La Fête a Rambouillet) 2.600,000 2.500,000 (100.000) (Collateral) Narrows INGRES. JEAN-AUGUSTE- Portrait de Mlle. Jeannette Hayard 1.100,000 1.000,000 (100.000) (Collateral) DOMINIQUE Narrows SCHIELE, EGON Sitzender Akt mit lila Str0mpfen 3.100,000 3.000,000 (100.000) (Collateral) AP Narrows BECKMANN. MAX Bei der Toilette 150.000 45.000 (105.000) Narrows BONINGTON, RICHARD PARKES Landscape with Harvesters at Sunset 135,000 30,000 (105.000) APO-01 PIRANESI, GIOVANNI BATTISTA Study of a standing man seen from behind 260,000 150,000 (110.000) AP Narrows DURER. ALBRECHT Coat of Arms with a Skull 470.000 350.000 (120.000) AP Narrows RUSCHA. ED Egg 570,000 450.000 (120.000) LDB ZUCCARO. TADDEO A Bacchic procession with drunken Silenus 370,000 250.000 (120.000) Noel Calb MATISSE. HENRI Autoportrait. 1900-05 (3XJGY) 270.000 150.000 (120.000) LDB STIMMER. TOBIAS Saul Threatening David with a Spear 2.000,000 1.875.000 (125.000) Narrows REDON. ODILON Su et allegorique (David et Goliath) 475,000 350.000 (125.000) Noel Calb KLEE. PAUL Frauenportrait in Rot (Bertha) 1.375.000 1.250.000 (125.000) Narrows POUSSIN. NICOLAS Phedre amoureuse et Pegase. d'apres ('antique 730,000 600.000 (130.000) (Collateral) AP Narrows BALDUNG. HANS Group of Seven Horses 185.000 50.000 (135.000) APO-01 RUNGE. PHILIPP OTTO (AFTER) The Four Times of the Day 385.000 250.000 (135.000) Narrows GIACOMETTI. ALBERTO Jean-Paul Sartre 385,000 250.000 (135.000) AP Narrows MASTER M.Z. A Tournament 325.000 180.000 (145.000) AP Narrows SCHINKEL. KARL FRIEDRICH Gothic Church behind Trees 325,000 180.000 (145.000) AP Narrows RAUSCHENBERG. ROBERT Spring Clearance 450,000 300.000 (150.000) APO-01 BONTECOU. LEE Untitled 500.000 350.000 (150.000) AP Narrows ZHANG HUAN Broomcorn Field (from the Memory Door series) 200,000 45.000 (155.000) Page 37 EFTA00592894 ALL ART WITH BASIS - 71516 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized •wner , Hist Title Basis tax Gain/Loss AP Narrows ZHANG HUAN Handicraftsman (from the Memory Door series) 200,000 45,000 (155.000) AP Narrows ZHANG HUAN Stairs (from the Memory Door series) 200.000 45.000 (155.000) AP Narrows KUBIN. ALFRED Der Schwarm 300,000 140.000 (160.000) AP Narrows KLIMT. GUSTAV Liegende mit angewinkelten Armen 345,000 175,000 (170.000) Narrows PIRANESI, GIOVANNI BATTISTA Architectural fantasy with a colossal obelisk 870,000 700.000 (170.000) (Collateral) AP Narrows ROBERT. HUBERT The Stairs of the Farnese villa at Caprarola 385.000 200.000 (185.000) AP Narrows REMBRANDT HARMENSZ. VAN Landscape with three gabled Cottages beside a Road 540,000 350.000 (190.000) RIJN 2011 LLC WATTEAU. JEAN-ANTOINE Study of a seated woman 1.400,000 1.200.000 (200.000) AP Narrows DUCHAMP. MARCEL de ou par Marcel Duchamp ou Rrose Selavy (La Boite-en- 3.200,000 3.000.000 (200.000) valise) (Series A): Untitled AP Narrows MASTER ES The Letter 'M' from: The Figure Alphabet 1.000,000 800,000 (200.000) APO-01 LORRAIN. CLAUDE (CLAUDE A wooded landscape 6.700,000 6.500,000 (200.000) GELLEE) APO-01 MUNCH. EDVARD Evening. Melancholy I 1.700,000 1.500.000 (200.000) APO-01 PERUZZI. BALDESSARE Allegory with an Artist 2.000.000 1.800.000 (200.000) APO-01 REDON. ODILON Les epines rouges 1.200,000 1.000.000 (200.000) APO-01 RUBENS. SIR PETER PAUL Samson and Delilah 5.700.000 5.500.000 (200.000) APO-01 SCHIELE. EGON Stadl am blauen Fluss (Krumau) 3.200.000 3.000.000 (200.000) Narrows GIACOMETTI, ALBERTO Paire de chenets a boule 300,000 100,000 (200.000) Narrows DELACROIX, EUGENE Portrait de Schmareck• tanneur a Tanger - Janvier 1832 800,000 600,000 (200.000) (Collateral) Narrows WRIGHT OF DERBY. JOSEPH A Grotto in the Gulf of Salerno. Morning; A Grotto in the Gulf of 1.400,000 1.200,000 (200.000) (Collateral) Salerno. Evening Noel Calb RICKEY. GEORGE Triple L Excentric Gyratory Gyratory 700,000 500.000 (200.000) Narrows GAUGUIN. PAUL Te Faruru (Here we love) 520.000 300.000 (220.000) Narrows CARRACCI. ANNIBALE A Young Man lying on his back in a landscape 2.525,000 2.300,000 (225.000) (Collateral) Narrows DAUMIER. HONORE L'amateur d'estampes 315,000 70.000 (245.000) AP Narrows CONSTABLE. JOHN Cloud Study (recto); Suffolk Landscape with a Cloudy Sky 600,000 350.000 (250.000) (verso) AP Narrows PRUD'HON, PIERRE-PAUL Portrait de Madame Pearl de Saint-Gilles 450,000 200,000 (250.000) AP Narrows PURYEAR. MARTIN Untitled (work hanging on wall) (7SLW4) 2.000.000 1.750.000 (250.000) AP Narrows VALDES. MANOLO Ariadna I 700,000 450.000 (250.000) Page 38 EFTA00592895 ALL ART WITH BASIS - 71516 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized • wner , rtist Title Basis tax Gain/Loss LDB MICHAELANGELO The head and torso of a man looking down to the left/Study of 5.250,000 5.000,000 (250.000) his left shoulder and two studies of his right shoulder (recto): The musculature of the hip and thigh of the right leg/architectural profile (verso) Narrows KLEE. PAUL Was fehlt ihm? 4.250,000 4.000,000 (250.000) (Collateral) Noel Calb PURYEAR. MARTIN Untitled (work on floor) 1.500,000 1.250.000 (250.000) AP Narrows ZHANG HUAN Ash Skull No. 14 350,000 90.000 (260.000) Noel Calb RICKEY. GEORGE Two Lines Up Excentric - Twelve Feet 760.000 500.000 (260.000) AP Narrows KLIMT. GUSTAV Liegende nach rechts 570,000 300.000 (270.000) AP Narrows REDON. ODILON Beatrice 870,000 600.000 (270.000) AP Narrows NOLDE. EMIL Junges Paar (73LR3) 525.000 250.000 (275.000) Narrows PICASSO. PABLO Taureau et cheval 470,000 175,000 (295.000) AP Narrows LORRAIN. CLAUDE (CLAUDE View of Civitavecchia with a Draughtsman and Figures: View of 2.300,000 2.000.000 (300.000) (Collateral) GELLEE) Santa Marinella with Riders on Horseback" APO-01 RYMAN. ROBERT Versions X 1.300,000 1.000.000 (300.000) Narrows ENSOR. JAMES Self Portrait 500.000 200.000 (300.000) Noel Calb KLEE. PAUL Chinesische II 1.300,000 1.000.000 (300.000) Noel Calb KLEE. PAUL Exotische Flusslandschaft 1.300.000 1.000.000 (300.000) Promised JOHNS. JASPER Untitled 2.700,000 2.400.000 (300.000) Noel Calb SEURAT. GEORGES Cavalier sur une route 1.575,000 1.250,000 (325.000) AP Narrows REMBRANDT HARMENSZ. VAN Jan Uytenbogaert, Preacher of the Remonstrants 435,000 85,000 (350.000) RIJN APO-01 MARDEN. BRICE Untitled 1.600.000 1.250.000 (350.000) Narrows TINTORETTO (JACOPO Study of male nude lying on the ground 860,000 500,000 (360.000) (Collateral) ROBUSTI) AP Narrows SCHLEMMER. OSKAR Drei am Gelander 1.225.000 850.000 (375.000) AP Narrows GUERCINO. IL (GIOVANNI Reclining nude youth seen from behind 1.400,000 1.000.000 (400.000) BATISTA BARBIERI) AP Narrows KAPOOR. ANISH Untitled 1.650,000 1.250.000 (400.000) AP Narrows MASTER ES The Letter 'P' from: The Figure Alphabet 1.000,000 600.000 (400.000) AP Narrows MASTER ES The Letter 'Ne from: The Figure Alphabet 1.000.000 600.000 (400.000) Narrows KLEE. PAUL WI (In Memoriam) 2.400,000 2.000.000 (400.000) (Collateral) APO-01 KLINE. FRANZ Untitled 600,000 175.000 (425.000) Page 39 EFTA00592896 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5111/16 appraised value or purchase rice + sales Unrealized •wner nist Title Basis tax Gain/Loss LDB CARRACCI. LUDOVICO St. John the Evangelist 950,000 500,000 (450.000) Noel Calb DURER. ALBRECHT Adam and Eve 1.200.000 750.000 (450.000) AP Narrows ALTDORFER. ALBRECHT A Landscape with two Pine Trees in the Center 540,000 80.000 (460.000) AP Narrows MIRO. JOAN Untitled. 1929 2.000,000 1.500.000 (500.000) AP Narrows SCHWITTERS. KURT Sword 3.000.000 2.500.000 (500.000) APO-01 PICASSO. PABLO Nue endormie 13.000,000 12.500.000 (500.000) APO-01 PICASSO. PABLO Tete de jeune homme 4.500.000 4.000.000 (500.000) APO-01 REDON. ODILON Fleurs sur fond noir 1.000,000 500.000 (500.000) APO-01 SHAPIRO. JOEL Untitled 1.000,000 500,000 (500.000) LDB DUVET. JEAN L'Apocalypse figuree (The Illustrated Apocalypse) 3.000.000 2.500.000 (500.000) Narrows DAVID. JACOUES-LOUIS Les amours de Paris et Helene 4.500,000 4.000,000 (500.000) (Collateral) Narrows INGRES. JEAN-AUGUSTE- Baronin Charles-Athanase Walckenear, nee Marie-Jeanne- 1.300,000 800,000 (500.000) (Collateral) DOMINIQUE Antoinette-Josephine Marcotte Noel Calb NOGUCHI. ISAMU Personnage III (Ningen 3) 2.000.000 1.500.000 (500.000) AP Narrows ZHANG HUAN Airplanes 750.000 175.000 (575.000) APO-01 GIACOMETTI. ALBERTO Le Vide-poche 4.600.000 4.000.000 (600.000) Noel Calb KIEFER. ANSELM Isis on the Way 1.625.000 1.000.000 (625.000) Narrows CARPACCIO. VITTORE Study of a lion 1.850,000 1.200.000 (650.000) (Collateral) APO-01 ENSOR. JAMES The Ride of the Valkyries 800,000 125.000 (675.000) AP Narrows NOLDE. EMIL Tanzerin 1.150,000 400.000 (750.000) Narrows MATISSE. HENRI Rendering of the Barnes Mural in Progress 2.000,000 1.250,000 (750.000) (Collateral) AP Narrows DURER. ALBRECHT The Three Large Woodcut Series: The Apocalypse, The Life of 1.400,000 600,000 (800.000) the Virgin, The Large Passion (STFDS) AP Narrows REMBRANDT HARMENSZ. VAN Jan Six 2.000,000 1.200,000 (800.000) RIJN Narrows GONZALEZ. JULIO Homme gothique 2.800,000 2.000.000 (800.000) (Collateral) AP Narrows BECKMANN, MAX Studie zu Malepartus 1.500,000 650.000 (850.000) APO-01 BAROCCI. FEDERICO Study for the 'Madonna del Popolo' or Christ Blessing with an 7.000,000 6.000,000 (1,000.000) angel holding a flute. and a flying putto surrounded with seraphs APO-01 PICASSO. PABLO Composition (Composition au minotaure) 19.000,000 18.000.000 (1,000.000) Page 40 EFTA00592897 ALL ART WITH BASIS - 7/15/16 CHRISTIE'S 5/11/16 appraised value or purchase rice + sales Unrealized Owner Hist Title Basis tax Gain/Loss Noel Calb DEGAS. EDGAR Femme au bain 2.000 000 1.000,000 (1,000.000) Noel Calb TOULOUSE-LAUTREC, HENRI Au bal de l'opera 11.000,000 10.000,000 (1,000.000) DE Narrows VERONESE, IL (PAOLO Madonna and Child with two Saints 2.525,000 1.500,000 (1,025.000) (Collateral) CALLIARI) Narrows MANET. EDOUARD La Posada 2.750,000 1.500.000 (1,250.000) (Collateral) 2011 LLC GAUGUIN. PAUL L'Esprit veille (Te Arii Vahine) 3.300,000 2.000.000 (1,300.000) AP Narrows CORNELL. JOSEPH Untitled (Penny Arcade Portrait of Lauren Bacall) 5.800.000 4.500.000 (1.300.000) AP Narrows DEGAS. EDGAR Les Repasseuses 2.200.000 850.000 (1,350.000) APO-01 PICASSO. PABLO Portrait de Mateu Fernandez de Soto 36.400,000 35.000.000 (1,400.000) Noel Calb ROTHKO. MARK Black. White. Blue 5.400.000 4.000.000 (1.400.000) AP Narrows CORNELL. JOSEPH Medici Slot Machine 8.500,000 7.000,000 (1,500.000) Narrows VERONESE. IL (PAOLO The Apotheosis of Venice: Design for a Ceiling in the Sala del 25.000,000 23.500,000 (1,500.000) CALLIARI) Maggior Consiglio. Palazzo Ducale. Venice Narrows SMITH. DAVID Cubi II 24.000,000 22.500.000 (1,500.000) (Collateral) AP Narrows REDON. ODILON La Tentation de Saint Antoine 1.575,000 50,000 (1,525.000) AP Narrows REDON. ODILON (AFTER) Charles Baudelaire. Les Fleurs du Mal 1.700.000 1.500 (1.698.500) APO-01 TOULOUSE-LAUTREC, HENRI La Toilette: Femme qui se leve 3.800,000 2.000,000 (1,800.000) DE AP Narrows GOYA, FRANCISCO DE El Gayumbo (Bull Held by a Cord)" 12.000,000 10.000.000 (2,000.000) (Collateral) AP Narrows MATISSE. HENRI Nu de dos. 4erne etat 53.000.000 50.000.000 (3.000.000) Narrows MANET. EDOUARD Portrait de Berthe Morisot 23.000,000 20.000.000 (3,000.000) (Collateral) AP Narrows PICASSO. PABLO Tete moustachue 8.200,000 5.000.000 (3,200.000) Noel Calb GAUGUIN. PAUL Autoportrait 5.000.000 1.750.000 (3.250.000) APO-01 PICASSO. PABLO Fernande (drawing) 7.500.000 4.000.000 (3.500.000) Narrows PICASSO. PABLO Tete d'homme (Bust d'homme aux bras croise) 9.000.000 4.000.000 (5.000.000) (Collateral) 1,933,697,438 2,984,970,138 1,051,272,700 • Basis is to be determined and is assumed to be current value. Most works are either very low value and purchased long ago or part of group purchases of Old Master Prints. I am go ng to have George Goldner help me allocate basis for the group purchases. ^ Work is collateral on the Bank of America line and was transferred to AP Narrows LP in anticipation of sale (but has not been sold). Page 41 EFTA00592898