EFTA00610965

CM/ECF - Live Database - flsd Page 1 of 97 APPEAL, CLOSED, LSS, MERGED U.S. District Court Southern District of Florida (Ft. Lauderdale) CRIMINAL DOCKET FOR CASE #: 0:09-cr-60331-JIC All Defendants Case title: USA v. Rothstein Date Filed: 12/01/2009 Date Terminated: 06/09/2010 Petitioner Regions Bank represented by Louis Mario Ursini , III Adams and Reese LLP Fax: Email: ATTORNEY TO BE NOTICED Assigned to: Judge James I. Cohn Referred to: Magistrate Judge Lurana S. Snow Appeals court case numbers: 10-15324- B USCA, 11-10676-B USCA Defendant (1) Scott W. Rothstein represented by Marc S. Nurik 91256-004 Law Offices of Marc S Nurik TERMINATED: 06/09/2010 Fax: Email: ATTORNEY TO BE NOTICED Designation: Retained Pending Counts Disposition Imprisonment: 240 Months to run RACKETEERING consecutively; Supervised Release: 3 (1) years to run concurrently MONEY LAUNDERING= CR Imprisonment: 240 Months to run ENTERPRISE consecutively to count 1; Supervised https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00610965 CM/ECF - Live Database - flsd Page 2 of 97 (2) Release: 3 years to run concurrently Imprisonment: 120 Months to run ATTEMPT AND CONSPIRACY TO consecutive to counts 1 and 2; COMMIT MAIL FRAUD Supervised Release: 3 years to run (3) concurrently Imprisonment: 240 Months as to counts FRAUD BY WIRE, RADIO, OR 4 and 5 to run concurrently with each TELEVISION other and concurrently with counts 1,2, (4-5) and 3; Supervised Release: 3 Years to run concurrently Highest Offense Level (Opening) Felony Terminated Counts Disposition None Highest Offense Level (Terminated) None Complaints Disposition None Interpleader Solar Air, Inc. represented by Kimberly Anne Gessner 1 11 .1 Fax: 5 7-1778 Email: LEAD ATTORNEY ATTORNEY TO BE NOTICED Claimant Ruben Vine represented by Thomas Louis Abrams Gamberg & Abrams https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791 1 92596859255-L_942_0-1 5/29/2011 EFTA00610966 CM/ECF - Live Database - flsd Page 3 of 97 Fax: Email: ATTORNEY TO BE NOTICED Claimant Sharon Vine represented by Thomas Louis Abrams (See above for address) ATTORNEY TO BE NOTICED Claimant VRLP1, LLC. represented by Mark Francis Booth Rogers Morris & Ziegler Victoria Park Centre Fax: 763-2692 Email: LEAD ATTORNEY ATTORNEY TO BE NOTICED Claimant Wachovia Bank represented by Ana Hirfield Barnett formerly known as Steams Weaver Miller Weissler Wells Fargo Bank Alhadeff & Sitterson Fax: 789-3395 Email: ATTORNEY TO BE NOTICED Designation: Public Defender Appointment Claimant Palm Beach County Tax Collector represented by James Michael Brako https://ecalsd.uscourts.gov/cgi-bin/DktRpt.p17791192596859255-L_942_0-1 5/29/2011 EFTA00610967 CM/ECF - Live Database - flsd Page 4 of 97 Fax: Email: ATTORNEY TO BE NOTICED Marta M. Suarez-Murias Breton, Lynch, Eubanks & Suarez- Fax: Email: TERMINATED: 07/16/2010 ATTORNEY TO BE NOTICED Plaintiff USA represented by Alison Whitney Lehr y's Office Fax: 536-7599 Email: ATTORNEY TO BE NOTICED Evelyn Baltodano-Sheehan United States Attorney's Office Jeffrey Kaplan United States Attorney's Office 500 E Broward Boulevard 3515 Fax: 356-7336 Email: ATTORNEY TO BE NOTICED Lawrence D. LaVecchio United States Attorney's Office hups://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610968 CM/ECF - Live Database - flsd Page 5 of 97 Fort Lauderdale, FL 33394 Fax: Email: ATTORNEY TO BE NOTICED Paul Schwartz United States Attorne 's Office Fax: 356-7230 Email: ATTORNEY TO BE NOTICED Date Filed # Docket Text 12/01/2009 1 INFORMATION as to Scott W. Rothstein (1) count(s) 1, 2, 3, 4-5. FORFEITURE ATTACHED. Arraignment set for 12/1/2009 11:00 AM in Fort Lauderdale Division before Magistrate Judge Robin S. Rosenbaum. (dd) (Main Document 1 replaced on 12/2/2009) (dd). (Entered: 12/01/2009) 12/01/2009 Arrest of Scott W. Rothstein (dd) (Entered: 12/01/2009) 12/01/2009 2 Report Commencing Criminal Action as to Scott W. Rothstein - DOB: **/**/1962 Prisoner #: 91256-004 (dd) (Entered: 12/01/2009) 12/01/2009 3 Order on Initial Appearance as to Scott W. Rothstein for proceeding held on 12/1/2009 Attorney Marc S. Nurik for Scott W. Rothstein added for the defendant. as to Scott W. Rothstein (1) PTD Requested. Tape #0947. Signed by Magistrate Judge Robin S. Rosenbaum on 12/1/2009. (dd) (Entered: 12/01/2009) 12/01/2009 4 WAIVER OF INDICTMENT by Scott W. Rothstein (dd) (Entered: 12/01/2009) 12/01/2009 5 Minute Entry for proceedings held before Magistrate Judge Robin S. Rosenbaum: Initial Appearance as to Scott W. Rothstein held on 12/1/2009 (Digital 11:06:00.) (Tape #0947.) (dd) (Entered: 12/01/2009) 12/01/2009 6 ORDER RE: STATUS CONFERENCE, SPEEDY TRIAL, PRETRIAL MATTERS as to Scott W. Rothstein Status Conference set for 12/16/2009 11:00 AM in Fort Lauderdale Division before Magistrate Judge Robin S. Rosenbaum.. Signed by Magistrate Judge Robin S. Rosenbaum on 12/1/2009. (dd) (Entered: 12/01/2009) 12/01/2009 7 STANDING DISCOVERY ORDER as to Scott W. Rothstein. All motions concerning matters not covered by this order must be filed within 28 days of this order.. Signed by Magistrate Judge Robin S. Rosenbaum on 12/1/2009. (dd) (Entered: 12/01/2009) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610969 CM/ECF - Live Database - flsd Page 6 of 97 12/01/2009 8 ORDER OF DETENTION as to Scott W. Rothstein. Signed by Magistrate Judge Robin S. Rosenbaum on 12/1/2009. (dd) (Entered: 12/01/2009) 12/01/2009 2 NOTICE OF ATTORNEY APPEARANCE: Marc S. Nurik appearing for Scott W. Rothstein (Nurik, Marc) (Entered: 12/01/2009) 12/02/2009 10 NOTICE of Change of Address by Marc S. Nurik (Nurik, Marc) (Entered: 12/02/2009) 12/02/2009 11 ORDER SETTING JURY TRIAL as to Scott W. Rothstein. Calendar Call set for 1/6/2010 at 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn., Jury Trial set for 1/11/2010 at 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn. Signed by Judge James I. Cohn on 12/2/2009. (vtl) (Entered: 12/02/2009) 12/06/2009 12 MOTION for Protective Order by USA as to Scott W. Rothstein. Responses due by 12/23/2009 (Attachments: # 1 Exhibit Properties for Which Protective Order Is Sought, # 2 Affidavit Affidavit of Special Agent Klitz in Support of Probable Cause Determination, # 3 Text of Proposed Order, # 4 Exhibit Properties Subject to Proposed Protective Order)(Lehr, Alison) (Entered: 12/06/2009) 12/07/2009 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business https://ecalsd.uscourts.gov/cgi-bin/DktRpt.p17791192596859255-L_942_0-1 5/29/2011 EFTA00610970 CM/ECF - Live Database - flsd Page 7 of 97 interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). (Entered: 12/07/2009) 12/07/2009 14 ORDER OF RECUSAL in case as to Scott W. Rothstein. Case reassigned to Magistrate Judge Lurana S. Snow. Signed by Magistrate Judge Barry S. Seltzer on 12/7/2009. (mb) (Entered: 12/07/2009) 12/08/2009 15 MOTION Correct and Substitute Attachment Regarding Properties Subject to Protective Order re B Order on Motion for Protective Order by USA as to Scott W. Rothstein. Responses due by 12/28/2009 (Attachments: # 1 Exhibit List of Properties Subject to Protective Order Correcting $1.6 billion to $1.2 billion, # 2 Text of Proposed Order)(Lehr, Alison) (Entered: 12/08/2009) 12/08/2009 16 ORDER 15 Government's ExParte Motion to Correct and Substitute Attachment to Protective Order is hereby Granted. The previously-entered Protective Order remains in full force and effect. The Protective Order is hereby corrected through the substitution of the attached exhibit, which reflects that the amount of currency sought for forfeiture is $1,200,000,000 and not $1,600,000,000. Signed by Judge James I. Cohn on 12/8/2009. (vtl) (Entered: 12/08/2009) 12/15/2009 17 Third Party MOTION Modify Protective Order [■. 13] and Authorize the United States Marshals Service to Turnover 8 RRA Bank Accounts re 16 Order on Motion for Miscellaneous Relief, 13 Order on Motion for Protective Order,,,,,,,,,,,, by Herbert Stettin as to Scott W. Rothstein. Responses due by 1/4/2010 (Marcushamer, I.saac) (Entered: 12/15/2009) 12/16/2009 18 STATUS REPORT as to Scott W. Rothstein. Signed by Magistrate Judge Robin S. Rosenbaum on 12/16/2009. (RSR) (Entered: 12/16/2009) 12/16/2009 12 ORDER: United States of America shall file a response to Chapter 11 Bankruptcy Trustees Motion to Modify Protective Order and to Authorize the United States Marshals Service to Turnover 8 RRA Bank Accounts [DE 17] by no later than December 23, 2009. Signed by Judge James I. Cohn on 12/16/2009. (rke) (Entered: 12/16/2009) 12/16/2009 20 NOTICE OF UNAVAILABILITY Chapter 11 Bankruptcy Trustee by Herbert Stettin as to Scott W. Rothsteinfor dates ofDecember 18, 2009 (Marcushamer, Isaac) Modified on 12/18/2009 (Is). (Entered: 12/16/2009) I 2/16/2009 Set/Reset Deadlines per Order at DE 19 re Motion or Report and Recommendation in case as to Scott W. Rothstein 17 Third Party MOTION Modify Protective Order [■. 13] and Authorize the United States Marshals https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610971 CM/ECF - Live Database - flsd Page 8 of 97 Service to Turnover 8 RRA Bank Accounts re 16 Order on Motion for Miscellaneous Relief, 13 Order on Motion for Protective Order Responses due by 12/23/2009 (bb) (Entered: 12/16/2009) 12/16/2009 21 NOTICE OF UNAVAILABILITY Chapter 11 Bankruptcy by Herbert Stettin as to Scott W. Rothstein for dates of 01/04/2010 -01/08/2010 (Marcushamer, Isaac) (Entered: 12/16/2009) 12/16/2009 22 Minute Entry for proceedings held before Magistrate Judge Robin S. Rosenbaum: Status Conference as to Scott W. Rothstein held on 12/16/2009 (Digital 10:01:14.) (Tape #09-RSR-48:1429-1453.) (gw) (Entered: 12/17/2009) 12/23/2009 23 RESPONSE in Opposition by USA as to Scott W. Rothstein re 17 Third Party MOTION Modify Protective Order [E. 13] and Authorize the United States Marshals Service to Turnover 8 RRA Bank Accounts re 16 Order on Motion for Miscellaneous Relief, 13 Order on Motion for Protective Order„„„„„„Third Party MOTION Modify Protective Order .. 13] and Authorize the United States Marshals Service to Turnover 8 RRA Bank Accounts re 16 Order on Motion for Miscellaneous Relief, B Order on Motion for Protective Order (Lehr, Alison) (Entered: 12/23/2009) 12/31/2009 24 REPLY TO RESPONSE to Motion by Herbert Stettin as to Scott W. Rothstein re 17 Third Party MOTION Modify Protective Order [■. 13] and Authorize the United States Marshals Service to Turnover 8 RRA Bank Accounts re 16 Order on Motion for Miscellaneous Relief, 13 Order on Motion for Protective Order Third Party MOTION Modify Protective Order [■. 13] and Authorize the United States Marshals Service to Turnover 8 RRA Bank Accounts re 16 Order on Motion for Miscellaneous Relief, 13 Order on Motion for Protective Order,,,,,,,,,,,, (Singerman, Paul) (Entered: 12/31/2009) 01/04/2010 25 ORDER Denying Without Prejudice Chapter 11 Trustee's Motion to Modify Protective Order and to Authorize Turnover of Eight Accounts 17 Chapter 11 Bankruptcy Trustee's Motion to Modify Protective Order and to Authorize the United States Marshals Service to Turnover 8 RRA Bank Accounts. Signed by Judge James I. Cohn on 1/4/2010. (vtl) (Entered: 01/04/2010) 01/05/2010 26 MOTION For Alternative Victim Notification Procedures by USA as to Scott W. Rothstein. Responses due by 1/22/2010 (Attachments: # 1 Exhibit Website Notification Publication, # 2 Text of Proposed Order)(LaVecchio, Lawrence) Modified text to reflect correct event on 4/7/2010 (mrl). (Entered: 01/05/2010) 01/06/2010 27 Minute Order for proceedings held before Judge James I. Cohn: Calendar Call as to Scott W. Rothstein held on 1/6/2010. Defendant's Ore Tenus Motion for Continuance is hereby Granted. The Court finds that the ends of justice served by a continuance outweigh the best interest of the public and the Defendant in a speedy tri e Court hereby sets a McClain hearing for January 13, 2010 at 9:30 The Court also sets a Change of Plea hearing for Janua 27, 2010 at 9:30 . Court Reporter: Tammy Nestor, Phone: (vtl) (Entered: 01/06/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610972 CM/ECF - Live Database - flsd Page 9 of 97 01/06/2010 28 ORDER SETTING McCLAIN HEARING AND DIRECTING GOVERNMENT TO RES The Court hereby sets a McClain hearing for January 13, 2010 at 9:34, in Courtroom 203E of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida. The Government shall advise the Court in writing no later than January 11, 2010, whether Mr. Rothstein's attorney is under criminal investigation or subject to potential criminal liability which may create a conflict bearing on Mr. Rothstein's Sixth Amendment right to counsel. Signed by Judge James I. Cohn on 1/6/2010. (vtl) (Entered: 01/06/2010) 01/06/2010 22 ORDER 26 Government's Motion for Alternative Victim Notification Procedures is hereby Granted. The Court finds that (1) the "multiple crime victims" provision set forth in 18 U.S.C. 3771(d)(2) applies to the above- captioned case; (2) due to the number of victims it is impractical for the Government and the Court to identify direct and proximate victims of the charged offenses, on an individual basis, without unduly complicating or prolonging the proceedings; and (3) the basis of notification set forth in the Government's motion constitutes a "reasonable procedure" for giving effect to the provisions of 18 U.S.C. 3771. Accordingly, it is ORDERED AND ADJUDGED as follows: 1. The Government is authorized to comply with the provisions of 18 U.S.C. 3771(a)(2) in the above-captioned case by providing notice of upcoming proceedings by publication of the notice via the Internet on the following website: http://www.justice.gov/usao/flsNictimWitness/USvRothstein.html 2. The Government shall provide notice directly to any known crime victim(s) by mail, email, fax, or telephone. Signed by Judge James I. Cohn on 1/6/2010. (vtl) (Entered: 01/06/2010) 01/06/2010 30 NOTICE/ORDER OF CHANGE OF PLE to Scott W. Rothstein. Change of Plea Hearing set for 1/27/2010 at 09:30 M., before the Honorable James I. Cohn, United States District Judge, United States Courthouse, 299 East Broward Blvd., Courtroom 203E, Fort Lauderdale, Florida. (vtl) (Entered: 01/06/2010) 01/06/2010 Set/Reset Hearings per Order at DE 28 as to Scott W. Rothstein: McClain Hearing set for 1/13/2010 09:30 AM in Fort Lauderdale Division before Judge James I. Cohn. (bb) (Entered: 01/07/2010) 01/07/2010 31 RESPONSE/REPLY by USA as to Scott W. Rothstein to aa Order„ Setting McLain Hearing (LaVecchio, Lawrence) (Entered: 01/07/2010) 01/08/2010 32 Return of Service Executed on 12/22/2009 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610973 CM/ECF - Live Database - flsd Page 10 of 97 withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). Service information - 353 4 Avenue Unit 12-H, Brooklyn, NY (Is) (Entered: 01/08/2010) 01/08/2010 33 Return of Service Executed on 12/31/2009 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610974 CM/ECF - Live Database - flsd Page 11 of 97 subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). Service information - Kipp Hunter Epstein do Attorney Alan Geffin (Is) (Entered: 01/08/2010) 01/10/2010 34 BILL OF PARTICULARS by USA as to Scott W. Rothstein Regarding Forfeiture (Lehr, Alison) (Entered: 01/10/2010) 01/13/2010 35 Minute Order for proceedings held before Judge James I. Cohn, on January 13, 2010.The Court noticed this hearing to address attorney conflicts or potential conflicts which may bear on Defendant Rothstein's Sixth Amendment Right to competent counsel. Through a written response the Government has advised the Court that attorney Mark Nurik is neither a target nor subject of a criminal investigation therefore the McClain issue is now MOOT. GARCIA HEARING HELD: The Court finds that Defendant Rothstein, is fully competent and capable of waiving his right to conflict free counsel. He is aware of the charges and the potential penalties. The Defendant knowingly, intelligently and voluntarily waives any attorney conflict in this case. The Court will therefore accept Defendant Rothstein's waiver and honor his attorney of choice Mark Nurik. Court Reporter: Tammy Nestor, (vtl) (Entered: 01/13/2010) 01/13/2010 36 DEFENDANT'S WAIVER OF POTENTIAL ATTORNEY CONFLICTS OF INTEREST. (vtl) (Entered: 01/13/2010) 01/15/2010 37 Return of Service Executed on 12/22/09 re B Protective ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). (1k) (Entered: 01/15/2010) 01/15/2010 38 Return of Service Executed on 1/6/10 re B ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610975 CM/ECF - Live Database - flsd Page 12 of 97 ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). (1k) (Entered: 01/15/2010) 01/15/2010 39 Return of Service Executed on 1/4/10 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). (1k) (Entered: 01/15/2010) 01/15/2010 57 Return of Service Executed on 1/4/2010 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610976 CM/ECF - Live Database - flsd Page 13 of 97 property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified o 7/2009 (vtl). Modified on 12/7/2009 (vtl). Service information - Mgt Investment, LLC 615 Baitic St., Brooklyn, NY 11217 (Is) (Entered: 01/19/2010) 01/15/2010 58 Return of Service Executed on 12/22/2009 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610977 CM/ECF - Live Database - flsd Page 14 of 97 the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). Service information - 151 East 58 St., Apt 42D, NY, NY (Is) (Entered: 01/19/2010) 01/15/2010 59 Return of Service Executed on 1/11/2010 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610978 CM/ECF - Live Database - flsd Page 15 of 97 entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). Service information - V Georgio Spirits Co. 1095 Shotgun Rd., Sunrise, FL 33326 (Is) (Entered: 01/19/2010) 01/15/2010 60 Return of Service Executed on 1/8/2010 re B ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610979 CM/ECF - Live Database - flsd Page 16 of 97 for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). Service information - Kimberly Rothstein 1001 Brickell Bay Dr., #2206, Miami, FL (Is) (Entered: 01/19/2010) 01/16/2010 40 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 2307 Castilla Isle, Fort Lauderdale, Florida. Grantees: Scott Rothstein; CI 07 LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 41 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 2308 Castilla Isle, Fort Lauderdale, Florida. Grantees: Scott W. Rothstein; CI 08 LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 42 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 2316 Castilla Isle, Fort Lauderdale, Florida. Grantees: Scott Rothstein; CI 16 LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 43 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 30 Isla Bahia Drive, Fort Lauderdale, Florida. Grantees: Scott Rothstein and Kimberly Rothstein. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 44 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 29 Isla Bahia Drive, Fort Lauderdale, Florida. Grantees: 29 Bahia LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 45 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 350 SE 2nd Street, Unit 2840, Fort Lauderdale, Florida. Grantees: MLC 350 LLC; 350 LOP #2840 LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 46 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 2133 Imperial Point Drive, Fort Lauderdale, Florida. Grantees: WAWW19. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 47 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 2627 Castilla Isle, Fort Lauderdale, Florida. Grantees: Scott and Kimberly Hill Rothstein. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 48 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 10630 NW 14 Street, Apt. 110, Plantation, Florida. Grantees: Scott & Kimberly Rothstein. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 49 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 227 Garden Court, Lauderdale by the Sea, Florida. Grantees: 235 GC LLC; WAWW LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 50 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610980 CM/ECF - Live Database - flsd Page 17 of 97 708 Spangler Blvd., Bay I, Hollywood, Florida. Grantees: 708 Spangler LLC; WAWW 10 LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 51 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 1012 East Broward, Fort Lauderdale, Florida. Grantees: 1012 Broward LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 52 NOTICE OF LIS PENDENS as to Scott W. Rothstein fo erty located at 950 N Federal Highway, Fort Lauderdale, FL. Grantees: Ai Management & Investment LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 53 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 350 Las Olas Blvd., Commercial Unit 2, Fort Lauderdale, FL. Grantees: BOSM Holdings LLC; Bova Smoke LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 54 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 361 SE 9 Lane, Boca Raton, Florida. Grantees: JB Boca M Holdings LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 55 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 1198 N. Old Federal Highway, Boca Raton, FL. Grantees: 1198 Dixie LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/16/2010 56 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 1299 N Federal Highway, Boca Raton, Florida. Grantees: 1299 Federal Highway LLC. (Lehr, Alison) (Entered: 01/16/2010) 01/22/2010 61 Return of Service Executed on 1/14/2010 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610981 CM/ECF - Live Database - flsd Page 18 of 97 on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). Service information - Broward Financial Holdings 101 NE 3rd Avenue Suite 2100 Ft. Laud., FL 33301 (Is) (Entered: 01/22/2010) 01/22/2010 62 Return of Service Executed on 1/19/2010 re B ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610982 CM/ECF - Live Database - flsd Page 19 of 97 the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). Service information - Uniglobe Environmental Solutions 6533 Grande Orchid Way, Delray Beach, FL 33446 (Is) (Entered: 01/22/2010) 01/23/2010 63 MOTION for Protective Order (Correct and Substitute as to a Real Property) by USA as to Scott W. Rothstein. Responses due by 2/9/2010 (Attachments: # 1 Text of Proposed Order)(Lehr, Alison) (Entered: 01/23/2010) 01/23/2010 64 NOTICE OF LIS PENDENS as to Scott W. Rothstein forsirty located at 950 N. Federal Highway, Pompano Beach, FL. Grantees: Management & Investment, LLC. (Lehr, Alison) (Entered: 01/23/2010) 01/25/2010 65 ORDER GRANTING 63 Motion to Release One Property From Protective Order and Substitute another Property into Protective Order as to Scott W. Rothstein. The real property located at 950 N. Federal Highway, Fort Lauderdale, Florida, is hereby RELEASED from this Court's Protective Order. The real property located at 950 N. Federal Highway, Pompano Beach, Florida, with a Folio Number of 4843 31 00 0401 is subject to this Court's Protective Order, DE#13, as modified by DE#16, which otherwise remains in full force and effect. Signed by Judge James I. Cohn on 1/25/2010. (vtl) (Entered: 01/25/2010) 01/25/2010 SYSTEM ENTRY - Docket Entry 76 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 01/25/2010 SYSTEM ENTRY - Docket Entry 75 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 01/25/2010 SYSTEM ENTRY - Docket Entry 74 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 01/25/2010 SYSTEM ENTRY - Docket Entry 73 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 01/26/2010 66 NOTICE of Filing by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit Pre-Plea Stipulation and Settlement Agreement Regarding Certain Asset Matters)(Lehr, Alison) (Entered: 01/26/2010) 01/26/2010 70 Return of Service Executed on 1/22/10 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610983 CM/ECF - Live Database - flsd Page 20 of 97 property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). (1k) (Entered: 01/27/2010) 01/26/2010 71 Return of Service Executed as to Arthur C. Neiwirth on 1/22/10 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610984 CM/ECF - Live Database - flsd Page 21 of 97 Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). (1k) (Entered: 01/27/2010) 01/26/2010 72 Return of Service Executed on Debra Villegas on 1/22/10 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610985 CM/ECF - Live Database - flsd Page 22 of 97 Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). (1k) (Entered: 01/27/2010) 01/27/2010 67 Minute Order for proceedings held before Judge James I. Cohn: Change of Plea Hearing as to Scott W. Rothstein held on 1/27/2010. Defendant Scott W. Rothstein, Plead Guilty to and 5 of the Information. Court Reporter: Tammy Nestor, (vt1) (Entered: 01/27/2010) 01/27/2010 68 NOTICE/ORDER OF SENTENCING as to Scott W. Rothstein. Sentencing set for 5/6/2010 at 09:30 AM before the Honorable James I. Cohn, United States District Judge, 299 East Broward Blvd, Courtroom 203E, Fort Lauderdale, Florida. (vtl) (Entered: 01/27/2010) 01/27/2010 §2 PLEA AGREEMENT/FACTUAL PROFFER STATEMENT as to Scott W. Rothstein. (vtl) (Entered: 01/27/2010) 02/03/2010 77 Return of Service Executed on 1/6/10 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(%) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610986 CM/ECF - Live Database - flsd Page 23 of 97 this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). (1k) (Entered: 02/03/2010) 02/03/2010 78 Return of Service Executed on 1/6/10 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(%) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610987 CM/ECF - Live Database - flsd Page 24 of 97 persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). (1k) (Entered: 02/03/2010) 02/03/2010 27 RESPONSE/REPLY by USA as to Scott W. Rothstein as to Court's Inquiry Regarding Preliminary Order of Forfeiture (Lehr, Alison) (Entered: 02/03/2010) 02/05/2010 80 la Return of Service Executed on 1/6/2010 re ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610988 CM/ECF - Live Database - flsd Page 25 of 97 make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12/7/2009 (vtl). Modified on 12/7/2009 (vtl). Service information - CSU LLC 3504 Dr. Love Rd., Orlando, FL 32810 (Is) (Entered: 02/05/2010) 02/10/2010 n ORDER TO SHOW CAUSE. The United States shall show cause by no later than February 19, 2010, what is the statutory authority and procedure by which the United States shall proceed to distribute the property through restitution, and whether that procedure involves judicial review of third-party claims. Show Cause Response due by 2/19/2010. Signed by Judge James I. Cohn on 2/10/2010. (rke) (Entered: 02/10/2010) 02/11/2010 82 MOTION For Authorization to Sell Vehicles and Vessels by USA as to Scott W. Rothstein. Responses due by 3/1/2010 (Attachments: # I Exhibit List of Vehicles and Vessels for Interlocutory Sale, # 2 Text of Proposed Order) (Lehr, Alison) (Entered: 02/11/2010) 02/12/2010 la ORDER GRANTING UNITED STATES' MOTION TO SELL VEHICLES AND VESSELS 82 . The Internal Revenue Service, without further order of Court, is authorized to sell the following vehicles and vessels through any reasonable commercial method: (VVI) 1990 Red Ferrari F40 Coupe, VIN: ZFFMN34A5L0087066; (VV2) 2009 White Bentley Convertible, VIN: SCBDR33W29C059672; (VV3) 2008 Yellow McLaren Mercedes Benz SLR, VIN: WDDAK76F98M001788; (VV4) 2007 Black Limousine Ford Expedition, VIN: 1F1FK15557LA59223; (VV5) 2008 Red Ferrari 430 Spider, VIN: ZFFEW59A38016301 I; (VV6) 2007 Silver Rolls Royce Convertible, VIN: SCAIL68557UX23044; (VV7) 2006 Silver Hummer H1, VIN: 137PH84396E220665; (VV8) 2008 Cadillac Escalade, VIN: 1GYEC63858R234458; (VV9) 1967 Red Convertible Corvette, VIN: 194677S104745; (VVI0) 2008 Black Bugatti Veyron EB 16.4, VIN: VF9SA25C28M795153; (VV I1) 2008 Blue Rolls Royce Drophead Convertible, VIN: SCA2D68528UX16071; (VV17) 2007 87' Warren, Hull #WAR87777B707; (VV18) 33' Aquariva, Hull #XFA33R74G405; (VV19) 2009 11' Yamaha Jet Ski, Hull #YAMA36611809; (VV20) 2009 II' Yamaha VS, Hull #YAMA36261809; (VV2I) 2009 11' Yamaha VS, Hull #YAMA2679G809; (VV22) 1999 55' Sea Ray 540 Sundancer, SERY001899; (VV23) 2009 Yamaha Jet Ski, Hull #YAMA4288K809; (VV24) 2010 White Lamborghini 1p-670sv, VIN: ZHWBU8AHXALA03837.Signed by Judge James I. Cohn on 2/12/2010. (vtl) (Entered: 02/12/2010) 02/14/2010 84 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 151 East 58 Street, #42D, New York, New York. Grantees: Scott & Kimberley Rothstein. (Lehr, Alison) (Entered: 02/14/2010) 02/14/2010 85 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 11 Bluff Hill Cove Farm, Narragansett, RI. Grantees: Scott & Kimberley Rothstein, NRI 11, LLC. (Lehr, Alison) (Entered: 02/14/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.p1779 1 192596859255-L_942_0-1 5/29/2011 EFTA00610989 CM/ECF - Live Database - flsd Page 26 of 97 02/14/2010 86 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 15 Bluff Hill Cove Farm, Narragansett, RI. Grantees: Scott W. Rothstein; NRI IS LLC. (Lehr, Alison) (Entered: 02/14/2010) 02/17/2010 87 Return of Service Executed on 2/3/10 re 13 ORDER 12 Motion for Protective Order is hereby Granted as to Scott W. Rothstein. It is hereby ORDERED and ADJUDGED that: A. Effective immediately, defendant, his agents, servants, employees, attorneys, family members and those persons in active concert or participation with him, and those persons, financial institutions, or other entities who have any interest or control over the subject property listed in Exhibit A, are hereby RESTRAINED, ENJOINED, AND PROHIBITED, without prior approval of this Court and upon notice to the United States and an opportunity for the United States to be heard, from attempting or completing any action that would affect the availability, marketability or value of said property, including but not limited to withdrawing, transferring, selling, assigning, pledging, distributing, encumbering, wasting, secreting, depreciating, damaging, or in any way diminishing the value of, all or any part of their interest, direct or indirect, in the following property: SEE EXHIBIT A B. Property owner(s) are required to maintain the present condition of the real properties subject to this Order, including timely payment of all mortgage payments, and insurance, utilities, taxes, and assessments until further order of the Court. C. Any financial institutions, other entities or individuals, holding mortgages on real properties subject to this Order shall respond promptly to requests by the Government for information on said mortgage's current status. No action shall be taken to foreclose against the real properties; D. Any financial institutions, other entities or individuals, holding liens on the vehicles and vessels subject to this Order shall respond promptly to requests by the Government for information on the current status of said liens. No action shall be taken to accelerate any loans on the vehicles and vessels in question; E. Any financial institutions holding accounts subject to this Order shall respond promptly to requests by the Government for information on said accounts' current status. F. Any persons or entities having an interest in those business interests named as subject to forfeiture, shall respond promptly to requests by the Government for information on the status of said business interests. G. The Secretary of the Treasury or his designee, or other authorized agent of the United States shall promptly serve a copy of this Protective Order upon defendant, and make a return thereon reflecting the date and time of service. Notice of the entry of this Order shall be given to known institutions, entities or individuals, having an interest in the subject property, where such interest is defined as a "legal interest" and not merely an interest as a creditor of defendant. Such notice may be given by facsimile transmission. H. This Protective Order shall remain in full force and effect until further order of this Court. Signed by Judge James I. Cohn on 12/7/2009. (vtl) Modified on 12.fivt1). Modified on 12/7/2009 (vtl). Service information - 950 Highway (1k) (Entered: 02/17/2010) 02/19/2010 MOTION Refer All Third Party Claims to the United States Bankruptcy Court by Herbert Stettin as to Scott W. Rothstein. Responses due by 3/8/2010 (Marcushamer, Isaac) (Entered: 02/19/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610990 CM/ECF - Live Database - flsd Page 27 of 97 02/19/2010 89 MOTION for Joint Status Conference by Herbert Stettin as to Scott W. Rothstein. Responses due by 3/8/2010 (Marcushamer, Isaac) (Entered: 02/19/2010) 02/19/2010 90 RESPONSE TO ORDER TO SHOW CAUSE by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 02/19/2010) 03/03/2010 21 NOTICE OF ATTORNEY APPEARANCE Evelyn Baltodano-Sheehan appearing for USA. (Baltodano-Sheehan, Evelyn) (Entered: 03/03/2010) 03/03/2010 92 MOTION to Permit Entry on Land by USA as to Scott W. Rothstein. Responses due by 3/22/2010 (Attachments: # 1 Text of Proposed Order) (Baltodano-Sheehan, Evelyn) (Entered: 03/03/2010) 03/03/2010 93 ORDER 92 United States' Motion to Permit Entry on Land is hereby Granted. It is, ORDERED AND ADJUDGED that the USMS, the IRS, or their designees, are hereby permitted and directed to do the following on the subject real properties: a. to enter onto the subject real properties, including any curtilage, on one or more occasions during the pendency of this criminal action, for the purpose of identifying occupants and their status on the properties, such information to be compared against information already in possession of the United States, such information to be compared against information already in possession of the United States; I The subject real properties are listed in the attached Exhibit A. b. to obtain copies of any and all leases, information as to the amount of rent being paid and the amount of rents that have been paid since November 1,2009, as well as the names and addresses of all persons paying rents and to whom rents, if any, are being paid such information to be compared against information already in possession of the United States; c. to arrange for the transfer of funds held in trust by Attorney Saidel to the USMS; d. to make any rents due from the subject real properties be paid to the USMS, or its designee, as custodian, pending the final disposition of the criminal forfeiture matters in the instant; e. to enter onto the subject real properties, including any curtilage, on one or more occasions during the pendency of this criminal action, for the purpose of documenting the interior condition of the structure and inspecting for damage, which inspection may include, among other means, still and video photography; f. to enter the real properties, including any curtilage, on one or more occasions during the pendency of this criminal action, for the purpose of conducting an appraisal of the real properties; g. to be accompanied on any such occasion by any appraiser(s) selected by it for the purpose of appraising the condition and value of the subject real properties, which appraisal may include, among other means, still and video photography; h. to be accompanied on any such occasion by any federal, state, and local law enforcement officers selected by it to ensure the safety of personnel acting under this Court's order; and i. to use a lock smith and/or other required force as reasonably deemed necessary to enter unoccupied real property and, in the event that a lock smith and/or force is used, to resecure the property. EXHIBIT A (RP1) 2307 Castilla Isle, Fort Lauderdale, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as Lauderdale Shores Reamen Plat 15-31 B Lot 2 Blk 5 with a Folio Number of 5042 12 13 0210; (RP2) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00610991 CM/ECF - Live Database - flsd Page 28 of 97 2308 Castilla Isle, Fort Lauderdale, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Lauderdale Shores Reamen Plat 15-31 B Lot 2 Blk 4 with a Folio Number of 5042 12 13 0020; (RP3) 2316 Castilla Isle, Fort Lauderdale, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Lauderdale Shores Reamen Plat 15-31 B Lot 3 & Lot 4 W 1/2 Blk 4 with a Folio Number of 5042 12 13 0030; (RP4) 30 Isla Bahia Drive, Fort Lauderdale, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Isla Bahia 47-27 B Lot 63 with a Folio Number of 5042 13 16 0640; (RP5) 29 Isla Bahia Drive, Fort Lauderdale, Florida, including all buildings, improvements fixtures, attachments and easements found therein or thereon, and is more particularly described as: Isla Bahia 47-27 B Lot 35 with a Folio Number of 5042 13 16 0360: (RP6) 350 SE 2nd Street, Unit 2840, Fort Lauderdale, Florida, including that portion of the condominium, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as : 350 Las Olas Place Condo Unit 2840 with a Folio Number of 5042 10 AN 1490; (RP7) 380 Carrington Drive, Weston, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Sector 4 North 153-46 B Lot 24 Blk A with a Folio Number of 5039 01 02 0240; (RP8) 2133 Imperial Point Drive, Fort Lauderdale, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as; Imperial Point 1 Sec 53-44 B Lot 11 Blk 22 with a Folio Number of 4942 12 07 2020; (RP9) 2627 Castilla Isle, Fort Lauderdale, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: Lauderdale Shores Reamem Plat 15-31 B Lot 22 Blk 5 with a Folio Number of 5042 12 13 0380: (RP10) 10630 NW 14th Street, Apt. 110, Plantation, Florida, including that portion of the condominium/townhome, improvements, fixtures, attachments and eaements found therein or thereon, and is more particularly described as: OPTIMA VILLAGE 1-"C" CONDO UNIT 201 BLDG 2 with a Folio Number of 4941 31 AC 0110; (RPI I) 227 Garden Court, Lauderdale by the Sea, Florida, including that portion of the buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: SILVER SHORES UNIT A 29-39 B POR of Lot 4, BLK 5 DESC AS TO BEG AT SE COR SAID LOT 4, N 79.37 W 37.75, S 79.37, E 35.75 TO POB AKA: UNIT E MARINA VILLAGE TOWNHOMES 227GARDEN with a Folio Number of 4943 18 24 0050; (RP12) 708 Spangler Boulevard, Bay 1, Hollywood, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: HARBOR VIEW 10-5 B PORTION OF LOTS 1&2 BLK 2 DESC AS COMM 25 S OF NE COR OF LOT 2 ON EL, W 20.52 ALG S/R/W/L OF ST RD 84, S 15.72 TO POB, S 7.25, E 12.59, S 24.40, W 29.92, N 7.66, W 31.74, N 24.00, E 49.07 TO POB AKA: BAY 1 PORTSIDE with a Folio Number of 5042 23 28 0010; (RP13) 1012 East Broward Boulevard, Fort Lauderdale, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610992 CM/ECF - Live Database - flsd Page 29 of 97 described as: BEVERLY HEIGHTS 1-30 B LOT 1 W 100, LOT 2 W 100 BLK 17 with a Folio Number of 5042 11 07 0540; (RP14) 950 N Federal Highway, Pompano Beach, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: 31-48-43 S 150 OD FOL DESC, BEG INTER E R/W/L ST RD 5, N TO POB with a Folio Number of 4843 31 00 0401; (RP15) 350 Las Olas Boulevard, Commercial Unit 2, Fort Lauderdale, Florida, including all portion of that condominium, improvements, fixtures, attachments and easements found therein or thereon, and is more particularly described as: 350 LAS OLAS PLACE COMM CONDO UNIT CU2 with a Folio Number of 5042 10 AP 0020; (RP16) 361 SE 9 Lane, Boca Raton, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon; (RP17) 1198 N Old Dixie Highway, Boca Raton, Florida, including all buildings, improvements, fixtures, attachments and easements found therein or thereon; (RPI 8) 1299 N Federal Highway, Boca Raton, including all buildings, improvements, fixtures, attachments and easements found therein or thereon; (RPI9) 151 East 58 Street, Apartment 42D, New York, New York, including all portion of that condominium, improvements, fixtures attachments and easements found therein or thereon; (RP20) 11 Bluff Hill Cove Farm, Narragansett, Rhode Island, including all buildings, improvements, fixtures, attachments and easements found therein or thereon; (RP21) 15 Bluff Hill Cove Farm, Narragansett, Rhode Island, including all buildings, improvements, fixtures, attachments and easements found therein or thereon; (RP22) 353 4 Ave., Unit 12-H, Brooklyn, NY, including all portion of that condominium, improvements, fixtures, attachments and easements found therein or thereon; (RP23) 290W 11th St #1C, NY, NY, including all portion of that condominium, improvements, fixtures, attachments and easements found therein or thereon; and (RP24) 1116 Ocean Drive, Miami Beach, F133139- 4609 (Casa Casuarina/Versace Mansion), including all buildings, improvements, fixtures, attachments and easements found therein or thereon. Signed by Judge James I. Cohn on 3/3/2010. (vtl) (Entered: 03/03/2010) 03/05/2010 94 RESPONSE in Opposition by USA as to Scott W. Rothstein re 88 MOTION Refer All Third Party Claims to the United States Bankruptcy Court (Attachments: # I Exhibit Dreier Feb. 5 Order, # 2 Exhibit Madoff Order, # 2 Exhibit Brandau Order)(Lehr, Alison) (Entered: 03/05/2010) 03/08/2010 RESPONSE in Opposition by USA as to Scott W. Rothstein re 28 MOTION for Joint Status Conference (Attachments: # 1 Exhibit Dreier Feb.5, 2010 Memorandum Order)(Lehr, Alison) (Entered: 03/08/2010) 03/08/2010 96 NOTICE OF FILING RESPONSE IN SUPPORT OF CHAPTER 11 BANKRUPTCY TRUSTEES MOTION FOR JOINT STATUS CONFERENCE by Herbert Stettin as to Scott W. Rothstein re 28 MOTION for Joint Status Conference (Attachments: # 1 Exhibit 1)(Singerman, Paul) (Entered: 03/08/2010) 03/12/2010 27 REPLY TO RESPONSE to Motion by Herbert Stettin as to Scott W. Rothstein re 88 MOTION Refer All Third Party Claims to the United States Bankruptcy Court (Singerman, Paul) (Entered: 03/12/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00610993 CM/ECF - Live Database - flsd Page 30 of 97 03/15/2010 98 REPLY TO RESPONSE to Motion by Herbert Stettin as to Scott W. Rothstein re fa MOTION for Joint Status Conference (Singerman, Paul) (Entered: 03/15/2010) 03/16/2010 99 ORDER denying 88 Motion to Refer All Third Party Claims to United States Bankruptcy Judge; denying a2 Motion for Joint Status Conference. Signed by Judge James I. Cohn on 3/16/2010. (prd) (Entered: 03/16/2010) 03/29/2010 100 MOTION for Protective Order (Second) by USA as to Scott W. Rothstein. Responses due by 4/15/2010 (Attachments: # 1 Exhibit Asset List-Second Protective Order, # 2 Exhibit Verified Affidavit of S/A Klitz, # 3 Text of Proposed Order)(Lehr, Alison) (Entered: 03/29/2010) 03/30/2010 101 RESPONSE in Opposition by Herbert Stettin as to Scott W. Rothstein re 100 MOTION for Protective Order (Second) MOTION for Protective Order (Second) (Kegerreis, Sharon) (Entered: 03/30/2010) 03/30/2010 102 RESPONSE/REPLY by USA as to Scott W. Rothstein to 22 Order on Motion for Miscellaneous Relief, (Attachments: # 1 Exhibit Exhibit A List of Protected Accounts, # 2 Exhibit Lucier Affidavit)(Lehr, Alison) (Entered: 03/30/2010) 04/02/2010 103 NOTICE ofFiling in Support of Trustee's Opposition to Government's Requestfor Second Protective Order by Herbert Stettin as to Scott W. Rothstein re 101 Response in Opposition (Singerman, Paul) (Entered: 04/02/2010) 04/05/2010 104 ORDER TO SHOW CAUSE: The United States shall provide further information on non-investor law firm clients who may have an interest in funds subject to Protective Order. Show Cause Response due by 4/12/2010. Signed by Judge James I. Cohn on 4/5/2010. (prd) (Entered: 04/05/2010) 04/06/2010 105 REPLY TO RESPONSE to Motion by USA as to Scott W. Rothstein re 100 MOTION for Protective Order (Second) MOTION for Protective Order (Second) Reply to Chapter 11 Trustee's Response in Opposition to Government's Er Parte Motionfor Second Post Information Protective Order (DE 1011 (Lehr, Alison) (Entered: 04/06/2010) 04/08/2010 Lc& MOTION for Extension of Time to File Response to Order to Show Cause Regarding Non-Investor Funds by USA as to Scott W. Rothstein. Responses due by 4/26/2010 (Attachments: # 1 Text of Proposed Order)(Lehr, Alison) (Entered: 04/08/2010) 04/09/2010 107 ORDER granting in part and denying in part 106 Motion for Extension of Time to Respond to Order to Show Cause. The United States shall have through and including April 19, 2010 to respond to the Show Cause Order [DE 104]. Signed by Judge James I. Cohn on 4/9/2010. (rke) (Entered: 04/09/2010) 04/12/2010 108 MOTION to Enforce Protective Order, Enjoin Adversary Proceeding and Bar Double Recovery by Russell Adler as to Scott W. Rothstein. Responses due by 4/29/2010 (Haddad, Fred) (Entered: 04/12/2010) 04/12/2010 109 MOTION to Enforce Protective Order, Enjoin Adversary Proceeding and https://ectflsd.uscourts.gov/cgi-bin/DktRpt.p17791192596859255-L_942_0-1 5/29/2011 EFTA00610994 CM/ECF - Live Database - flsd Page 31 of 97 Bar Double Recovery by Katie Adler as to Scott W. Rothstein. Responses due by 4/29/2010 (Haddad, Fred) (Entered: 04/12/2010) 04/12/2010 SYSTEM ENTRY - Docket Entry 114 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 04/13/2010 110 RESPONSE TO ORDER TO SHOW CAUSE by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 04/13/2010) 04/13/2010 111 NOTICE OF UNAVAILABILITY by Katie Adler as to Scott W. Rothstein for dates of April 15, 2010 through April 20, 2010 (Haddad, Fred) (Entered: 04/13/2010) 04/13/2010 112 NOTICE OF UNAVAILABILITY by Russell Adler as to Scott W. Rothstein for dates of April 15, 2010 through April 20, 2010 (Haddad, Fred) (Entered: 04/13/2010) 04/13/2010 DI ORDER SETTING DEADLINE FOR FILING PRELIMINARY ORDER FOR FORFEITURE UNDER FED. R. CRIM. P. 32.2 AND GRANTING IN PART AND DEFERRING IN PART GOVERNMENTS MOTION FOR SECOND POST-INFORMATION PROTECTIVE ORDER 100 . Accordingly, it is ORDERED AND ADJUDGED as follows: 1. The Government shall submit a preliminary order of forfeiture by no later than 2:00 ■. on Monday, April 19, 2010, or otherwise be barred from seeking an order of forfeiture; and 2. The Motion shall be granted in part and deferred in part whereby: (a) The Protective Order shall be amended to include the assets designated as Business Interests and Miscellaneous in Exhibit A to the Motion [DE 100-1]; and (b) The Court reserves ruling on amending the Protective Order to add the additional bank accounts (designated as BA 16, 17, 18, 19 and 20 in Exhibit A to the Motion [DE 100-1]) pending the Government establishing a nexus between the funds contained in the bank accounts and the crimes of conviction. Signed by Judge James I. Cohn on 4/13/2010. (vtl) (Entered: 04/13/2010) 04/13/2010 SYSTEM ENTRY - Docket Entry 115 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 04/14/2010 116 Return of Service Executed on 3/12/10 Entry Order on 2133 Imperial Point Dr. Fort Lauderdale, FL re 93 ORDER 92 United States' Motion to Permit Entry on Land is hereby Granted. (mg) (Entered: 04/15/2010) 04/14/2010 117 Return of Service Executed on 3/18/10 - 950 N. Federal Highway Pompano Beach, Fl re U ORDER 92 United States' Motion to Permit Entry on Land is hereby Granted. (mg) (Entered: 04/15/2010) 04/14/2010 118 Return of Service Executed on 3/17/10 re U ORDER U. United States' Motion to Permit Entry on Land is hereby Granted. Service information - 1198 N. Old Dixie Highway Boca Raton, FL (mg) (Entered: 04/15/2010) 04/14/2010 119 Return of Service Executed on 3/15/10 re 93 ORDER 92 United States' Motion to Permit Entry on Land is hereby Granted. Service information - Weliky Car Wash LLC 1299 N Federal Highway Boca Raton, FL (mg) (Entered: 04/15/2010) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610995 CM/ECF - Live Database - flsd Page 32 of 97 04/14/2010 120 Return of Service Executed on 3/11/10 re 93 ORDER 92 United States' Motion to Permit Entry on Land is hereby Granted. Service information - 1012 East Broward Blvd Fort Lauderdale, FL (mg) (Entered: 04/15/2010) 04/14/2010 121 Return of Service Executed on 3/11/10 re 93 ORDER 92 United States' Motion to Permit Entry on Land is hereby Granted. Service information - 2627 Castilla Isle Fort Lauderdale, FL (mg) (Entered: 04/15/2010) 04/14/2010 122 Return of Service Executed on 3/11/10 re U ORDER U. United States' Motion to Permit Entry on Land is hereby Granted. Service information - 2308 Castilla Isle, Fort Lauderdale, FL (mg) (Entered: 04/15/2010) 04/14/2010 123 Return of Service Executed on 3/11/10 re 23, ORDER 22 United States' Motion to Permit Entry on Land is hereby Granted. Service information - 2307 Castilla Isle Fort Lauderdale, FL (mg) (Entered: 04/15/2010) 04/14/2010 124 Return of Service Executed on 3/12/10 re 23 ORDER 22 United States' Motion to Permit Entry on Land is hereby Granted. Service information - 708 Spangler Blvd Bay I, Hollywood, FL (mg) (Entered: 04/15/2010) 04/14/2010 125 Return of Service Executed on 3/15/10 re U ORDER 22 United States' Motion to Permit Entry on Land is hereby Granted. Service information - 227 Garden Court Lauderdale-by-the-sea, FL (mg) (Entered: 04/15/2010) 04/1 1/2010 126 Return of Service Executed on 3/15/10 re U ORDER 22 United States' Motion to Permit Entry on Land is hereby Granted. Service information - 2316 Castilla Isle Fort Lauderdale, FL (mg) (Entered: 04/15/2010) 04/1 1/2010 128 Return of Service Executed on 3/16/10 re 93 ORDER 92 United States' Motion to Permit Entry on Land is hereby Granted. Service information - 30 Isla Bahia Drive Fort Lauderdale, FL (mg) (Entered: 04/15/2010) 0-1/1 1/2010 129 Return of Service Executed on 3/16/10 re 93 ORDER 92 United States' Motion to Permit Entry on Land is hereby Granted. Service information - 29 Isla Bahia Drive Fort Lauderdale, FL (mg) (Entered: 04/15/2010) 04/14/2010 130 Return of Service Executed on 4/14/10 re M ORDER U. United States' Motion to Permit Entry on Land is hereby Granted. Service information - 380 Carrington Dr. Weston, Fl (mg) (Entered: 04/15/2010) 04/14/2010 131 Return of Service Executed on 3/11/10 re 23, ORDER 22 United States' Motion to Permit Entry on Land is hereby Granted. Service information - 350 SE 2nd St Unit 2840 Fort Lauderdale, FL (mg) (Entered: 04/15/2010) 04/15/2010 127 TRANSCRIPT of change of plea hearing as to Scott W. Rothstein held on 1/27/10 jaciaglijujaii.....orter: Tammy Nestor, / . Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 5/10/2010. Redacted Transcript Deadline set for 5/19/2010. Release of Transcript Restriction set for 7/19/2010. (Nestor, Tammy) (Entered: 04/15/2010) https://ectfIsd.uscourts.govkgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610996 CM/ECF - Live Database - flsd Page 33 of 97 04/19/2010 132 MOTION for Forfeiture of Property (Preliminary) by USA as to Scott W. Rothstein. Responses due by 5/6/2010 (Attachments: # 1 Exhibit List of Properties to be Forfeited, # 2 Text of Proposed Order)(Lehr, Alison) (Entered: 04/19/2010) 04/19/2010 133 RESPONSE/REPLY by USA as to Scott W. Rothstein to 113 Order on Motion for Protective Order,,,, Nexus Brief as to Bank Accounts 16 through 20 (Attachments: # I Affidavit Affidavit of Special Agent Neville with Attachments)(Lehr, Alison) (Entered: 04/19/2010) 04/19/2010 134 Preliminary Order of Forfeiture and Judgment. Signed by Judge James I. Cohn on 4/19/2010. (rke) (Entered: 04/19/2010) 04/20/2010 135 RESPONSE in Opposition by Herbert Stettin as to Scott W. Rothstein re 108 MOTION to Enforce Protective Order, Enjoin Adversary Proceeding and Bar Double Recovery, IIM MOTION to Enforce Protective Order , Enjoin Adversary Proceeding and Bar Double Recovery (Singerman, Paul) (Entered: 04/20/2010) 04/21/2010 136 ORDER: Sentencing in this case is scheduled for May 7, 2010. Accordingly, it is ORDERED AND ADJUDGED that if any party desires to submit a sentencing memorandum to the Court, the party shall file such memorandum no later than April 30, 2010. No party, however, is required to file a sentencing memorandum. Signed by Judge James I. Cohn on 4/21/2010. (rke) (Entered: 04/21/2010) 04/21/2010 137 AMENDED ORDER: This Order Amends DE 136. Sentencing in this case is scheduled for May 6, 2010, not May 7, 2010 as represented in DE 136. Accordingly, it is ORDERED AND ADJUDGED that if any party desires to submit a sentencing memorandum to the Court, the party shall file such memorandum no later than April 30, 2010. No party, however, is required to file a sentencing memorandum. Signed by Judge James I. Cohn on 4/21/2010. (rke) (Entered: 04/21/2010) 04/21/2010 138 Unopposed MOTION to Continue Sentencing by Scott W. Rothstein. Responses due by 5/10/2010 (Attachments: # 1 Text of Proposed Order) (Nurik, Marc) (Entered: 04/21/2010) 04/21/2010 139 ORDER GRANTING MOTION TO CONTINUE SENTENCING 138 Defendant's Unopposed Motion to Continue Sentencing is hereby GRANTED. Accordingly, for good cause shown, it is ORDERED ADJUDGED that Sentencing is rescheduled to June 9, 2010 at 9:30 before the Honorable James I. Cohn, United States District Judge, 299 East Broward Boulevard, Courtroom 207A, Fort Lauderdale. If any party desires to submit a sentencing memorandum to the Court, the party shall file such memorandum no later than June 4, 2010. No party, however, is required to file a sentencing memorandum. 138 Unopposed Motion to Continue Sentencing Motion terminated. Signed by Judge James I. Cohn on 4/21/2010. (vt I) (Entered: 04/21/2010) 04/30/2010 140 Acknowledgment of Service on 4/8/10 by Scott W. Rothstein re 93 ORDER U. United States' Motion to Permit Entry on Land on 353 4th Ave Unit 12-H Brooklyn, NY (mg) (Entered: 04/30/2010) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610997 CM/ECF - Live Database - flsd Page 34 of 97 05/05/2010 141 ORDER DENYING MOTION TO ENFORCE PROTECTIVE ORDER 108 Motion to Enforce Protective Order, Enjoin Adversary Proceeding and Bar Double Recovery. Accordingly, it is ORDERED AND ADJUDGED that Russell and Katie Adler's Motion to Enforce Protective Order, Enjoin Adversary Proceeding and Bar Double Recovery is DENIED. It is FURTHER ORDERED AND ADJUDGED that Russell and Katie Adler's Motion to Enforce Protective Order, Enjoin Adversary Proceeding and Bar Double Recovery is DENIED AS DUPLICATIVE of 108 . Signed by Judge James I. Cohn on 5/5/2010. (vtl) (Entered: 05/05/2010) 05/10/2010 142 Claim for Ad-Valorem Real Property Taxes by Tax Collector for Miami- Dade County as to Scott W. Rothstein (mg) (Entered: 05/11/2010) 05/11/2010 143 Letter from Lyndell McBride-Process Specialist as to Scott W. Rothstein (mg) (Entered: 05/11/2010) 05/12/2010 144 ORDER SETTING STATUS CONFERENCE RE: TAX COLLECTOR OF MIAMI-DADE COUNTY'S CLAIM FOR AD-VALOREM REAL PROPERTY TAXES 142 . The Court hereby sets a status conference re: Fernando Casamay Tax Collector for Miami Dade County, Florida, for 5/14/2010 at 09:30 M., before Judge James I. Cohn, 299 East Broward Boulevard, Courtroom 207A, Fort Lauderdale. Signed by Judge James I. Cohn on 5/12/2010. (vtl) (Entered: 05/12/2010) 05/12/2010 145 ORDER resetting the status conference re: Fernando Casamayor, as Tax Collector for Miami Dade County Florida's Claim for Ad-Valorem Real Property Taxes [DE 142] for 2:00g. on Friday, May 28, 2010 in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida. Signed by Judge James I. Cohn on 5/12/2010. (rke) (Entered: 05/12/2010) 0s/1 ;/2010 146 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3(c) by Joan Weissberg as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 0s/1 ;/2010 147 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3(c) by Hirbod Samsam as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 0s/1 ;/2010 148 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3(c) by Brian Korinko as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 149 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Mitchell Delgado as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 150 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Evelyn Adamo as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 151 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Yolanda Foster as to Scott W. Rothstein. Responses due by 6/1/2010 https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00610998 CM/ECF - Live Database - flsd Page 35 of 97 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 152 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Diana Garcia as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 153 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Beatriz Lopez as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 154 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Juan Frometa as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 155 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by William Jaworski as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 156 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Marla Jacobson as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 157 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Robert Rozett as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Judith Mencke as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 il 2 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Annette Valdespino, Kenneth Valdespino as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 160 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Richard Litsky as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 161 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Iris Altman as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 162 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Lorenzo Fagan as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 163 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Alissa Mauro as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 164 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Shebella Edwards Oliver as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 165 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00610999 CM/ECF - Live Database - flsd Page 36 of 97 by Mamita Morrison as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 .10 MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3(c) by Judith Hy as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 W MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Myranda Keough as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 168 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by William Rundell as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 il 2 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Carmen Teresa Espina as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 170 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Doris M. Inverso as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 171 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Mercedes Zota as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 172 MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3(c) by Dolores Schneider as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 VI MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by John Figueroa as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 174 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Tim Davis as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 175 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Brian A. Baudrit as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 176 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3(c) by Molly O'Brien, Kenneth O'Brien as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/14/2010 177 Corrected MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Frank Garza, Judith Mencke as to Scott W. Rothstein. Responses due by 6/1/2010 (Lehrman, Seth) (Entered: 05/14/2010) 05/17/2010 178 ORDER setting status conference re: Verified Petitions DE's 146 - 177. The Status Conference is set for 2:00 ■. on Friday, May 28, 2010 in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort https://ectfIsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611000 CM/ECF - Live Database - flsd Page 37 of 97 Lauderdale, Florida. At the hearing the parties will address the following: 1) whether the Government opposes the claim; 2) whether the parties will require discovery; 3) whether dismissal or summary judgment will be sought; and 4) a realistic final hearing date. Signed by Judge James I. Cohn on 5/17/2010. (rke) (Entered: 05/17/2010) 05/17/2010 M NOTICE of Claim and Petition for Adjudication of Interest Pursuant to 21 U.S.C. §853(n) and 18 U.S.C. §1963(l) by Katie Adler as to Scott W. Rothstein (Attachments: # 1 Exhibit Exhibits)(Haddad, Fred) (Entered: 05/17/2010) 05/17/2010 al NOTICE of Claim and Petition for Adjudication of Interest Pursuant to 21 U.S.C. §853(n) and 18 U.S.C. §1963(1) by Russell Adler as to Scott W. Rothstein (Attachments: # 1 Exhibit Exhibits)(Haddad, Fred) (Entered: 05/17/2010) 05/17/2010 181 ORDER SETTING STATUS CONFERENCE RE: RUSSELL AND KATIE ADLER'S NOTICE OF CLAIM AND PETITION FOR ADJUDICATION OF INTEREST PURSUANT TO 21 U.S.C. 853(n) and 1963(I). STATUS CONFERENCE set for 5/28/2010 at 02:00 PM in Fort Lauderdale Division before Judge James I. Cohn. Signed by Judge James I. Cohn on 5/17/2010. (vtl) (Entered: 05/17/2010) 05/17/2010 182 NOTICE of Amended Claim for Ad-Valorem Real Property and Personal Taxes by Tax Collector for Miami-Dade County as to Scott W. Rothstein (mg) (Entered: 05/17/2010) 05/17/2010 183 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Maria Prunskis as to Scott W. Rothstein. Responses due by 6/3/2010 (Lehrman, Seth) (Entered: 05/17/2010) 05/17/2010 184 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Warren Sapp as to Scott W. Rothstein. Responses due by 6/3/2010 (Lehrman, Seth) (Entered: 05/17/2010) 05/17/2010 185 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by Servando Melchor as to Scott W. Rothstein. Responses due by 6/3/2010 (Lehrman, Seth) (Entered: 05/17/2010) 05/17/2010 186 MOTION to Amend/Correct 134 Order on Motion for Forfeiture of Property andfor Return of RRA Bank Accounts by Herbert Stettin as to Scott W. Rothstein. Responses due by 6/3/2010 (Singerman, Paul) (Entered: 05/17/2010) 05/18/2010 187 THE COURT hereby sets a status conference re: the following Verified Petitions:1.Verified Petition of Maria Prunskis [DE 183];2.Verified Petition of Warren Sapp [DE 184];3.Verified Petiti f Servando Melchor [DE 185].The Status Conference is set for 2:00 M. on Friday, May 28, 2010 in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida. At the hearing the parties will address the following: I) whether the Government opposes the claim; 2) whether the parties will require discovery; 3) whether dismissal or summary judgment will be sought; and 4) a realistic final hearing date. Signed by Judge James I. https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611001 CM/ECF - Live Database - flsd Page 38 of 97 Cohn on 5/18/2010. (rke) (Entered: 05/18/2010) 05/18/2010 188 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P 32.2(c) by Branch Banking and Trust Company as to Scott W. Rothstein. Responses due by 6/4/2010 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Heyer, Lori) (Entered: 05/18/2010) 05/19/2010 1$2 NOTICE/Petition for Adjudication of Interest in Property Subject to Order of Forfeiture and Judgment by Optima Village I Condominium Association, Inc. as to Scott W. Rothstein (mg) (Entered: 05/19/2010) 05/19/2010 M Acknowledgment of Service on 5/4/10 by Scott W. Rothstein 353 4Ave Unit 12-H Brooklyn, NY (mg) (Entered: 05/19/2010) 05/24/2010 191 THE COURT hereby sets a status conference re: Verified Petition to Adjudicate the Validity of Petitioner Branch Banking and Trust Companys Interest in Real Property [DE 188] and Optima Village I Condominium Associa Inc.s Petition for Adjudication of Interest in Property [DE 189] for 2:00 M. on Friday, May 28, 2010 in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida. At the hearing the parties will address the following: 1) whether the Government opposes the claim; 2) whether the parties will require discovery; 3) whether dismissal or summary judgment will be sought; and 4) a realistic final hearing date. Signed by Judge James I. Cohn on 5/24/2010. (rke) (Entered: 05/24/2010) 05/24/2010 192 NOTICE of Chapter 11 Trustee's Verified Claims and Petition for Adjudication of Interests by Herbert Stettin as to Scott W. Rothstein re 134 Order on Motion for Forfeiture of Property (Singerman, Paul) (Entered: 05/24/2010) 05/24/2010 M ORDER: THE COURT hereby sets a status conference re: Chapter 11 Trustee' rifted Claims and Petition for Adjudication of Interests [DE 192] for 2:00 M. on Friday, May 28, 2010 in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida. At the hearing the parties will address the following: 1) whether the Government opposes the claim; 2) whether the parties will require discovery; 3) whether dismissal or summary judgment will be sought; 4) a realistic final hearing date; and 5) whether the Trustee has standing to assert the claims. Signed by Judge James I. Cohn on 5/24/2010. (rke) (Entered: 05/24/2010) 05/25/2010 19A MOTION for Forfeiture of Property Petition Pursuant to Fed. R. Crim. P. 32.2(c) by MAF Family, LLC. as to Scott W. Rothstein. Responses due by 6/11/2010 (Salim, William) (Entered: 05/25/2010) 05/25/2010 125 NOTICE of Withdrawal by MAF Family, LLC. as to Scott W. Rothstein re 194 MOTION for Forfeiture of Property Petition Pursuant to Fed. R. Crim. P. 32.2(c) (Salim, William) (Entered: 05/25/2010) 05/25/2010 M Acknowledgment of Service on 4/7/10 served at 290 W Ilth St # IC NY, NY (mg) (Entered: 05/25/2010) 05/25/2010 197 Acknowledgment of Service on 4/7/10 by Scott W. Rothstein re 93 ORDER https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791 1 92596859255-L_942_0-1 5/29/2011 EFTA00611002 CM/ECF - Live Database - flsd Page 39 of 97 151 East 58 ST apt 42D NY, NY (mg) (Entered: 05/25/2010) 05/25/2010 la NOTICE of Attorney Appearance by VRLPI, LLC. as to Scott W. Rothstein (Booth, Mark) (Entered: 05/25/2010) 05/25/2010 199 Acknowledgment of Service on 4/29/10 by Scott W. Rothstein 290 W 11th ST # IC NY, NY (mg) (Entered: 05/25/2010) 05/25/2010 200 Acknowledgment of Service on 4/29/10 by Scott W. Rothstein 151 E 58th ST Apt 42D NY, NY (mg) (Entered: 05/25/2010) 05/25/2010 202 Verified MOTION/Petition Asserting Claim to Seized Property and Request for Hearing by VRLP1, LLC. as to Scott W. Rothstein re 134 Order on Motion for Forfeiture of Property (Attachments: # I Exhibit Exhibit A- VRLP l_Mortgage, # 2 Exhibit Exhibit B- 29_Bahia_Deed)(Booth, Mark) Modified on 5/27/2010 Os). (Entered: 05/25/2010) 05/25/2010 203 Clerks Notice of Docket Correction re 201 Clerks Receipt. Document Filed in Wrong Case; Document restricted and docket text modified. Document refiled in correct case # 95-cr-8051. (mg) (Entered: 05/25/2010) 05/25/2010 204 Acknowledgment of Service on 5/21/10 by Scott W. Rothstein Sharon Kegerreis, Attorney for Paul Singerrnan (mg) (Entered: 05/25/2010) 05/25/2010 Attorney update in case as to Scott W. Rothstein. Attorney Mark Francis Booth for VRLPI, LLC. added. (1s)(per DE #198) (Entered: 05/27/2010) 05/26/2010 291 MOTION For Claim of Ad-Valorem Real Estate and Tangible Personal Property Taxes by Palm Beach County Tax Collector as to Scott W. Rothstein. Responses due by 6/14/2010 (Attachments: # I Exhibit)(Suarez- Murias, Marta) (Entered: 05/26/2010) 05/26/2010 206 MOTION Verified Petition Claiming Ownership of Funds re 134 Order on Motion for Forfeiture of Property by Sharon Vine, Ruben Vine as to Scott W. Rothstein. Responses due by 6/14/2010 (Abrams, Thomas) (Entered: 05/26/2010) 05/26/2010 207 NOTICE of Claim and Verified Petition by Wachovia Bank as to Scott W. Rothstein re 134 Order on Motion for Forfeiture of Property (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit)(Bamett, Ana) (Entered: 05/26/2010) 05/26/2010 208 THE COURT hereby sets a status conference re: Verified Petition Asserting Claim of VRLPI, LLC [DE 202], Palm Beach County Tax Collector's Petition for Claims of Ad-Valorem Real Estate and Tangible Personal Property Taxes [DE 205], and Rubin and Sharon Xjkip's Verified Petition Claiming Ownership of Funds [DE 206] for 2:00 M. on Friday, May 28, 2010 in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida. At the hearing the parties will address the following: I) whether the Government opposes the claim; 2) whether the parties will require discovery; 3) whether dismissal or summary judgment will be sought; and 4) a realistic final hearing date. Signed by Judge James I. Cohn on 5/26/2010. (rke) (Entered: 05/26/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791 1 92596859255-L_942_0-1 5/29/2011 EFTA00611003 CM/ECF - Live Database - flsd Page 40 of 97 05/26/2010 209 Certificate of Service by Wachovia Bank as to Scott W. Rothstein re 207 Notice (Other) of Claim and Verified Petition by Wachovia Bank (Barnett, Ana) (Entered: 05/26/2010) 05/26/2010 210 STATUS REPORT and Memorandum in advance of Status Conference Scheduledfor May 28, 2010 by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 05/26/2010) 05/26/2010 211 SENTENCING MEMORANDUM by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 05/26/2010) 05/27/2010 212 Clerks Notice to Filer re 202 Notice (Other), Notice (Other). Wrong Event Selected - Document is a Motion; ERROR - The Filer selected the wrong event. A motion event must always be selected when filing a motion. The correction was made by the Clerk. It is not necessary to refile this document. (Is) (Entered: 05/27/2010) 05/27/2010 213 THE COURT hereby sets a status conference re: Notic Claim and Verified Petition by Wachovia Bank [DE 207] for 2:00 M. on Friday, May 28, 2010 in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida. At the hearing the parties will address the following: 1) whether the Government opposes the claim; 2) whether the parties will require discovery; 3) whether dismissal or summary judgment will be sought; and 4) a realistic final hearing date. Signed by Judge James I. Cohn on 5/27/2010. (rke) (Entered: 05/27/2010) 05/27/2010 214 NOTICE of Appearance by Optima Village I Condominium Association, Inc. as to Scott W. Rothstein re 18.2 Notice (Other) (Sznajderman, Carolina) (Entered: 05/27/2010) 05/27/2010 215 NOTICE of Change of Address by Carolina Yael Sznajderman (Sznajderman, Carolina) (Entered: 05/27/2010) 05/27/2010 216 NOTICE of Amended Petition for Adjudication of Interest in Property Subject to Order of Forfeiture and Judgment by Optima Village I Condominium Association, Inc. as to Scott W. Rothstein re 189 Notice (Other) (Sznajderman, Carolina) (Entered: 05/27/2010) 05/27/2010 217 NOTICE of Claim for Ad Valorem Real Property Taxes by Town of Narragansett, Rhode Island as to Scott W. Rothstein (mg) (Entered: 05/27/2010) 05/27/2010 211 RESPONSE to Motion by USA as to Scott W. Rothstein re la.§. MOTION to Amend/Correct 134 Order on Motion for Forfeiture of Property andfor Return of RRA Bank Accounts Replies due by 6/7/2010. (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Baltodano-Sheehan, Evelyn) (Entered: 05/27/2010) 05/27/2010 212 MOTION for Protective Order by Herbert Stettin as to Scott W. Rothstein. Responses due by 6/14/2010 (Singerman, Paul) (Entered: 05/27/2010) 05/28/2010 220 NOTICE of Attorney Appearance by David Haber on behalf of 350 Las Olas Place Condominium Association, Inc. (Haber, David) Modified event on 5/28/2010 (vjk). (Entered: 05/28/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611004 CM/ECF - Live Database - flsd Page 41 of 97 05/28/2010 221 MOTION for Forfeiture of Property Petition for Adjudication of Interest in Property by 350 Las Olas Place Condominium Association, Inc. as to Scott W. Rothstein. Responses due by 6/14/2010 (Haber, David) (Entered: 05/28/2010) 05/28/2010 M It is ORDERED AND ADJUDGED that a hearing is set for 10:00 ■. on June 11, 2010, in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida on the Chapter 11 Bankruptcy Trustee's Motion to Amend Preliminary Order of Forfeiture and for Return of RRA Bank Accounts [DE 186] as well as the Chapter 11 Trustee's Motion for Protective Order [DE 219]. At the hearing the Court will also address TD Bank's obligation, pursuant to the Court's Preliminary Order of Forfeiture [DE 134], to turn-over certain funds to the Government.It is FURTHER ORDERED AND ADJUDGED that the Government shall file its response to the Motion for Protective Order no later than June 4, 2010 and the Chapter 11 Trustee shall file its reply in support of the Motion for Protective Order no later than June 9, 2010. Signed by Judge James I. Cohn on 5/28/2010. (rke) (Entered: 05/28/2010) 06/01/2010 223 MOTION Verified Petition as to Sea Club Ocean Resort Hotel, Inc. re 134 Order on Motion for Forfeiture of Property by Sea Club Ocean Resort Hotel, Inc. as to Scott W. Rothstein. Responses due by 6/18/2010 (Salim, William) (Entered: 06/01/2010) 06/01/2010 224 MOTION Verified Petition as to Renato Watches, Inc. re 134 Order on Motion for Forfeiture of Property by Renato Watches, Inc. as to Scott W. Rothstein. Responses due by 6/18/2010 (Salim, William) (Entered: 06/01/2010) 06/01/2010 225 Petition to Adjudicate the Validity of Petitiones interest in Real Property and Management and Operating Interests by Loftin Hospitality, LLC, Luxury Resort LLC, Casa Casuarina LLC as to Scott W. Rothstein. Responses due by 6/18/2010 (mg) (Entered: 06/01/2010) 06/01/2010 226 NOTICE OF CONVENTIONAL FILING re 225 MOTION to Adjudicate the Validity of Petitiones interest in Real Property and Management and Operating Interests by Loftin Hospitality, LLC, Luxury Resort LLC, Casa Casuarina LLC as to Scott W. Rothstein (mg) (Entered: 06/01/2010) 06/01/2010 227 ORDER AMENDING DE 222: DE 222 is amended only to reflect that the June 11, 2010, hearing set on the Motion to Amend [DE 186] and the Motion for Protective Order [DE 219] shall not be an evidentiary hearing. Signed by Judge James I. Cohn on 6/1/2010. (rke) (Entered: 06/01/2010) 06/01/2010 228 SCHEDULING ORDER: THIS CAUSE is before the Court sua sponte. On May 28, 2010, the Court held a status conference to establish certain deadlines pertaining to third-party claims. Thus, in accordance with the orders made in open court on the record, it is ORDERED AND ADJUDGED as follows: 1. Any third-party claimant that filed its claim on or before May 28, 2010 and wishes to seek discovery in aid of its third-party claim must file a motion for permission to seek discovery which shows that discovery is necessary or desirable to resolve factual issues, pursuant to Federal Rule of https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611005 CM/ECF - Live Database - flsd Page 42 of 97 Criminal Procedure 32.2(c)(1)(B), no later than June 4, 2010. The Government shall respond to such motions for permission to seek discovery no later than June 11, 2010. If the Court grants a third-party claimant's motion for permission to seek discovery, the third-party claimant shall serve its discovery request on the Government no later than June 18, 2010, and the Government shall respond to such discovery request no later than July 9, 2010. 2. For third-party claims filed on or before May 28, 2010, the Government may file motions to dismiss no later than June 11, 2010. Third- party claimants shall file their responses to such motions to dismiss by June 25, 2010, and the Government may file a reply in support of such motions to dismiss no later than July 2, 2010. Signed by Judge James I. Cohn on 6/1/2010. (rke) (Entered: 06/01/2010) 06/01/2010 222 NOTICE of Appearance by Partners, LP, Von Allmen Dynasty Trust, D3 Capital Club, LLC, Razorback Funding, LLC as to Scott W. Rothstein (Silver, James) (Entered: 06/01/2010) 06/01/2010 230 STATEMENT of: Verified Petition of Interest filed by Partners, LP as to Scott W. Rothstein (Silver, James) (Entered: 06/01/2010) 06/01/2010 231 STATEMENT of: Verified Petition of Interest filed by D3 Capital Club, LLC as to Scott W. Rothstein (Silver, James) (Entered: 06/01/2010) 06/01/2010 232 STATEMENT of: Verified Petition of Interest filed by Razorback Funding, LLC as to Scott W. Rothstein (Silver, James) (Entered: 06/01/2010) 06/01/2010 233 STATEMENT of: Verified Petition of Interest filed by Von Allmen Dynasty Trust as to Scott W. Rothstein (Silver, James) (Entered: 06/01/2010) 06/01/2010 234 NOTICE OF ATTORNEY APPEARANCE: James David Silver appearing for Scott W. Rothstein. See image at DE 229 (lk) (Entered: 06/02/2010) 06/02/2010 235 Clerks Notice to Filer re m Notice (Other). Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de# 234]-Notice of attorney Appearance-Event under Notices. It is not necessary to refile this document. (1k) (Entered: 06/02/2010) 06/02/2010 236 MOTION Verified Petition of MMRH, LLC, for Ancillary Proceeding by MMRH, LLC as to Scott W. Rothstein. Responses due by 6/21/2010 (Reinhart, Bruce) (Entered: 06/02/2010) 06/02/2010 237 MOTION for Forfeiture of Property by Park Avenue BBQ Grill of East Boca Raton, LLC. as to Scott W. Rothstein. Responses due by 6/21/2010 (Attachments: # 1 Exhibit)(Nisonson, Ronald) (Entered: 06/02/2010) 06/02/2010 238 NOTICE of Attorney Appearance by Wachovia Bank as to Scott W. Rothstein (Barnett, Ana) (Entered: 06/02/2010) 06/02/2010 212 STATEMENT of: Verified Petition of Interest filed by Concorde Capital, Inc. as to Scott W. Rothstein (Silver, James) (Entered: 06/02/2010) 06/02/2010 240 NOTICE of Appearance as Counselfor Third Party Claimaint by MMRH, LLC as to Scott W. Rothstein (Reinhart, Bruce) (Entered: 06/02/2010) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.p17791192596859255-L_942_0-1 5/29/2011 EFTA00611006 CM/ECF - Live Database - flsd Page 43 of 97 06/02/2010 241 NOTICE of Attorney Appearance by Park National Capital Funding, LLC, Park National Mortgage Servicing, The Ann Von Allmen LivisTrust, The David Von Allmen Living Trust, BFMC Investments, LLC, IMI Associates, Viceroy Global Investments, Inc., Richard Polidori, The Extra Inning Dynasty Trust, Concorde Capital, Inc., Cooper Management, LLC, Jacob Mussry, Adele Mussry, Melina El-Ani, Danielle El-ALLNassim Mussry, Scott Morgan, Dean Kretschmar, Aretz Associates, = Partners, LP, Von Allmen Dynasty Trust, D3 Capital Club, LLC, Razorback Funding, LLC as to Scott W. Rothstein (Silver, James) (Entered: 06/02/2010) 06/02/2010 242 STATEMENT of: Verified Petition of Interest filed by The Extra Inning Dynasty Trust as to Scott W. Rothstein (Silver, James) (Entered: 06/02/2010) 06/02/2010 243 STATEMENT of: Verified Petition of Interest filed by Dean Kretschmar as to Scott W. Rothstein (Silver, James) (Entered: 06/02/2010) 06/02/2010 244 STATEMENT of: Verified Petition of Interest filed by Viceroy Global Investments, Inc. as to Scott W. Rothstein (Silver, James) (Entered: 06/02/2010) 06/02/2010 245 STATEMENT of: Verified Petition of Interest filed by Richard Polidori as to Scott W. Rothstein (Silver, James) (Entered: 06/02/2010) 06/03/2010 246 MOTION for Discovery by VRLP1, LLC. as to Scott W. Rothstein. Responses due by 6/21/2010 (Attachments: # 1 Exhibit Mortgage, # 2 Exhibit Warranty Deed)(Booth, Mark) (Entered: 06/03/2010) 06/03/2010 247 MOTION for Discovery by Sharon Vine, Ruben Vine as to Scott W. Rothstein. Responses due by 6/21/2010 (Abrams, Thomas) Modified on 6/4/2010 (Is). (Entered: 06/03/2010) 06/03/2010 248 NOTICE OF ATTORNEY APPEARANCE: Ana Hirfield Barnett appearing for Scott W. Rothstein. See image at DE 238 (1k) (Entered: 06/03/2010) 06/03/2010 249 Clerks Notice to Filer re 238 Notice (Other). Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#248]-Notice of attorney Appearance. It is not necessary to refile this document. (1k) (Entered: 06/03/2010) 06/03/2010 250 STATEMENT of: Verified Petition of Interest filed by Scott Morgan as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 251 STATEMENT of: Verified Petition of Interest filed by Melina El-Ani as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 252 STATEMENT of: Verified Petition of Interest filed by Aretz Associates as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 253 MOTION for Forfeiture of Property Verified Petition to Adjudicate Interest in Real Property by JPMorgan Chase Bank, ■. as to Scott W. Rothstein. Responses due by 6/21/2010 (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 2 Exhibit, # 10 Exhibit, # H Exhibit, # 12 Exhibit, # 13 Exhibit, # 14 Exhibit) (Bagliebter, Gary) (Entered: 06/03/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611007 CM/ECF - Live Database - flsd Page 44 of 97 06/03/2010 254 STATEMENT of: Verified Petition of Interest filed by Park National Mortgage Servicing as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 255 STATEMENT of: Verified Petition of Interest filed by Park National Capital Funding, LLC as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 256 STATEMENT of: Verified Petition of Interest filed by Associates as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 257 STATEMENT of: Verified Petition of Interest filed by The David Von Allmen Living Trust as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 258 STATEMENT of: Verified Petition of Interest filed by The Ann Von Allmen Living Trust as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 2.12 STATEMENT of: Verified Petition of Interest filed by Danielle El-Ani as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 260 STATEMENT of: Verified Petition of Interest filed by Nassim Mussry as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 261 STATEMENT of: Verified Petition of Interest filed by Adele Mussry as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 262 STATEMENT of: Verified Petition of Interest filed by Jacob Mussry as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 263 STATEMENT of: Verified Petition of Interest filed by BFMC Investments, LLC as to Scott W. Rothstein (Silver, James) (Entered: 06/03/2010) 06/03/2010 264 REPLY TO RESPONSE to Motion by Herbert Stettin as to Scott W. Rothstein re 186 MOTION to Amend/Correct 134 Order on Motion for Forfeiture of Property andfor Return of RRA Bank Accounts (Singerman, Paul) (Entered: 06/03/2010) 06/04/2010 265 MOTION Verified Petition of MAF Family, LLC as to NF Servicing, LLC re 134 Order on Motion for Forfeiture of Property by MAF Family, LLC. as to Scott W. Rothstein. Responses due by 6/21/2010 (Salim, William) (Entered: 06/04/2010) 06/04/2010 266 MOTION Verified Petition of NF Servicing, LLC as to Gibraltar Trust Account No. 50015214 re 134 Order on Motion for Forfeiture of Property by NF Servicing, LLC. as to Scott W. Rothstein. Responses due by 6/21/2010 (Attachments: # 1 Exhibit, # 2 Exhibit)(Salim, William) (Entered: 06/04/2010) 06/04/2010 267 STATEMENT of: Verifed Petition of Interest filed by Cooper Management, LLC as to Scott W. Rothstein (Silver, James) (Entered: 06/04/2010) 06/04/2010 2b_a MOTION for Discovery by Wachovia Bank as to Scott W. Rothstein. Responses due by 6/21/2010 (Barnett, Ana) (Entered: 06/04/2010) 06/04/2010 M MOTION for Discovery by Herbert Stettin as to Scott W. Rothstein. https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611008 CM/ECF - Live Database - flsd Page 45 of 97 Responses due by 6/21/2010 (Singerman, Paul) (Entered: 06/04/2010) 06/04/2010 270 MOTION (Verified Petition of Interest) fficial Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, . as to Scott W. Rothstein. Responses due by 6/21/2010 (Goldberg, Michael) (Entered: 06/04/2010) 06/04/2010 271 NOTICE of Claim and Verified Petition by Rodney T Sarkela as to Scott W. Rothstein (Attachments: # 1 Exhibit A (Mortgage), # 2 Exhibit B (Note)) (Reich, Laura) (Entered: 06/04/2010) 06/04/2010 272 SENTENCING MEMORANDUM by Scott W. Rothstein (Attachments: # 1 Exhibit A (Part I), # 2 Exhibit A (Part 2), # 3 Exhibit A (Part 3), # 4 Exhibit B (Part I), # 5 Exhibit B (Part 2), # 6 Exhibit C, # 7 Exhibit D (Part 1), # 8 Exhibit D (Part 2), # 9 Exhibit E, # 10 Exhibit F, # 11 Exhibit G (Part I), # 12 Exhibit G (Part 2))(Nurik, Marc) (Entered: 06/04/2010) 06/04/2010 273 MOTION for Discovery (Limited Discovery as to Petition by Chapter 11 Bankruptcy Trustee) ( Responses due by 6/21/2010), MOTION for Reconsideration of Court's Scheduling Order by USA as to Scott W. Rothstein. (Attachments: # 1 Text of Proposed Order)(Lehr, Alison) (Entered: 06/04/2010) 06/04/2010 274 RESPONSE in Opposition by USA as to Scott W. Rothstein re 219 MOTION for Protective Orderfiled by Chapter 11 Bankruptcy Trustee (Lehr, Alison) (Entered: 06/04/2010) 06/06/2010 275 SERVICE (Proof) by Publication by USA as to Scott W. Rothstein Last Publication date 6/3/2010. Claims/Positions/Written Defenses/Answers/etc., due by 7/6/2010. (Attachments: # 1 Exhibit Proof of Publication)(Lehr, Alison) (Entered: 06/06/2010) 06/07/2010 276 SCHEDULING ORDER: For third-party claims DE 217 through DE 271, any third-party claimant that wishes to seek discovery in aid of its third-party claim must file a motion for permission to seek discovery which shows that discovery is necessary or desirable to resolve factual issues, pursuant to Federal Rule of Criminal Procedure 32.2(c)(1)(B), no later than June 11, 2010. The Government shall respond to such motions for permission to seek discovery no later than June 14, 2010. If the Court grants a third-party claimant's motion for permission to seek discovery, the third-party claimant shall serve its discovery request on the Government no later than June 18, 2010, and the Government shall respond to such discovery request no later than July 9, 2010. IT IS FURTHER ORDERED AND ADJUDGED that for third-party claims DE 217 through DE 271, the Government may file motions to dismiss no later than June 17, 2010. Third-party claimants shall file their responses to such motions to dismiss by June 25, 2010, and the Government may file a reply in support of such motions to dismiss no later than July 2, 2010. Signed by Judge James I. Cohn on 6/7/2010.(rke) (Entered: 06/07/2010) 06/07/2010 277 RESPONSE/REPLY by USA as to Scott W. Rothstein to 272 Sentencing Memorandum, (LaVecchio, Lawrence) (Entered: 06/07/2010) 06/07/2010 278 MOTION for Extension of Time to File Verified Petition by Kimberly https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611009 CM/ECF - Live Database - flsd Page 46 of 97 Rothstein as to Scott W. Rothstein. Responses due by 6/24/2010 (Seward, Steven) (Entered: 06/07/2010) 06/07/2010 2.12 MOTION Verified Petition of Interest on Behalf of Edward J. Morse, Carol A. MOrse and Morse Operations, INc. by Carol A. Morse, Morse Operations, Inc., Edward J. Morse as to Scott W. Rothstein. Responses due by 6/24/2010 (Attachments: # 1 Exhibit)(Mullin, John) (Entered: 06/07/2010) 06/07/2010 280 VERIFIED PETITION to Ajudicate by Iron Street Management, LLC and Edify, LLC as to Scott W. Rothstein re 134 Order on Motion for Forfeiture of Property (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Kreitzer, Michael) Modified text on 6/8/2010 (gme). (Entered: 06/07/2010) 06/08/2010 281 MOTION for Forfeiture of Property (Verified Petition of Interest in Forfeited Property) by Todd D Snyder as to Scott W. Rothstein. Responses due by 6/25/2010 (Lubetsky, Cary) (Entered: 06/08/2010) 06/08/2010 /8/. ORDER granting in part and denying in part 278 Kimberly A. Rothstein's Motion for Extension of Time Within Which to File Verified Petition. Kimberly A. Rothstein may file a verified petition in this matter no later than June 18, 2010. Signed by Judge James I. Cohn on 6/8/2010. (rke) (Entered: 06/08/2010) 06/08/2010 283 NOTICE of Appearance of Counsel by The Residential Board of Managers of Beacon Court Condominium as to Scott W. Rothstein (Cox, Jeffrey) (Entered: 06/08/2010) 06/08/2010 284 STATEMENT of: Victims Regarding Sentencing by Emess Capital, LLC, Coquina Investments as to Scott W. Rothstein (Attachments: # 1 Exhibit Coquina Complaint, # 2 Exhibit Emess Complaint)(Mandel, David) (Entered: 06/08/2010) 06/08/2010 285 MOTION for Forfeiture of Property Petition for Adjudication of Interest in Property Designated as RP-19 Subject to Order of Forfeiture and Judgment by The Residential Board of Managers of Beacon Court Condominium as to Scott W. Rothstein. Responses due by 6/25/2010 (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Cox, Jeffrey) (Entered: 06/08/2010) 06/08/2010 286 NOTICE of Filing Bankruptcy Court Order by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit Bankruptcy Court Order)(Lehr, Alison) (Entered: 06/08/2010) 06/08/2010 al NOTICE of Clarification regarding Bankruptcy Order by USA as to Scott W. Rothstein re 286 Notice (Other) (Lehr, Alison) (Entered: 06/08/2010) 06/08/2010 DA MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Sergio E. Acosta. Filing Fee $75. Receipt # 156. Responses due by 6/25/2010 (cw) (Entered: 06/10/2010) 06/09/2010 288 REPLY TO RESPONSE to Motion by Herbert Stettin as to Scott W. Rothstein re 21 MOTION for Protective Order (Singerman, Paul) (Entered: 06/09/2010) https://ectflsd.uscourts.govicgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611010 CM/ECF - Live Database - flsd Page 47 of 97 06/09/2010 289 MOTION for Adjudication of Interest in Property Subject to Order of Forfeiture and Judgment by Solar Air, Inc. as to Scott W. Rothstein. Responses due by 6/28/2010 (mg) (Entered: 06/09/2010) 06/09/2010 2% JUDGMENT as to Scott W. Rothstein (1), Count(s) 1, Imprisonment: 240 Months to run consecutively; Supervised Release: 3 years to run concurrently; Count(s) 2, Imprisonment: 240 Months to run consecutively to count I; Supervised Release: 3 years to run concurrently; Count(s) 3, Imprisonment: 120 Months to run consecutive to counts 1 and 2; Supervised Release: 3 years to run concurrently; Count(s) 4-5, Imprisonment: 240 Months as to counts 4 and 5 to run concurrently with each other and concurrently with counts 1,2, and 3; Supervised Release: 3 Years to run concurrently for sentencing held on 6/9/2010 Assessment: $500.00. Signed by Judge James I. Cohn on 6/9/10. (mg) (Entered: 06/09/2010) 06/09/2010 22 1 Minute Order for proceedings held before Judge James I. Cohn: Sentencing held on 6/9/2010 as to Scott W. Rothstein. Court Reporter: Tammy Nestor, / (vtl) (Entered: 06/09/2010) 06/09/2010 292 NOTICE OF HEARING as to Scott W. Rothstein. Restitution Hearing set for 8/30/2010 at 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn. (vtl) (Entered: 06/09/2010) 06/10/2010 191 NOTICE of Appearance by JPMorgan Chase Bank, as to Scott W. Rothstein (Bagliebter, Gary) (Entered: 06/10/2010) 06/10/2010 al Acknowledgment of Service on 6/3/10 by Scott W. Rothstein Seizer 708 Spangler Blvd, Bay 1 (mg) (Entered: 06/10/2010) 06/10/2010 295 Acknowledgment of Service on 6/3/10 Seized 380 Carrington Dr. Weston, Fl (mg) (Entered: 06/10/2010) 06/10/2010 222 NOTICE of Appearance and Request for Receipt of Service by Katie Adler, Russell Adler as to Scott W. Rothstein (Slatkin, Jason) (Entered: 06/10/2010) 06/10/2010 298 Writ of Habeas Corpus ad Prosequendum Issued as to Scott W. Rothstein 292 Notice of Restitution Hearing for 8/30/10. Signed by Judge James I. Cohn on 6/10/10. (mg) (Entered: 06/10/2010) 06/10/2010 Attorney update in case as to Scott W. Rothstein. Attorney Jason Elliot Slatkin for Katie Adler,Jason Elliot Slatkin for Russell Adler added. per DE 222 (ail) (Entered: 06/11/2010) 06/11/2010 222 MOTION for Discovery and Memorandum in Support Thereof by NF Servicing, LLC. as to Scott W. Rothstein. Responses due by 6/28/2010 (Salim, William) (Entered: 06/11/2010) 06/11/2010 MO MOTION for Discovery by Razorback Funding, LLC as to Scott W. Rothstein. Responses due by 6/28/2010 (Silver, James) (Entered: 06/11/2010) 06/11/2010 301 MOTION for Discovery by MMRH, LLC as to Scott W. Rothstein. Responses due by 6/28/2010 (Reinhart, Bruce) (Entered: 06/11/2010) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611011 CM/ECF - Live Database - flsd Page 48 of 97 06/11/2010 302 MOTION for Discovery by Official Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, . as to Scott W. Rothstein. Responses due by 6/28/2010 (Goldberg, Michael) Modified on 6/14/2010 (Is). (Entered: 06/11/2010) 06/11/2010 303 Third Party M TION for Discovery to Engage in Discovery by JPMorgan Chase Bank, M. as to Scott W. Rothstein. Responses due by 6/28/2010 (Bagliebter, Gary) Modified on 6/14/2010 (is). (Entered: 06/11/2010) 06/11/2010 304 NOTICE of Supplemental Authority Amended Petition To Adudicate The Validity Of Third-Party Claimant JPMorgan Chase Bank, M. 's Interest In Real Property by Scott W. Rothstein (Bagliebter, Gary) (Entered: 06/11/2010) mil 1/2010 305 ORDER denying 186 Bankruptcy Trustee's Motion to Amend Preliminary Order of Forfeiture and for Return of RRA Bank Accounts. Please see Order. Signed by Judge James I. Cohn on 6/11/2010. (rke) (Entered: 06/11/2010) 06/11/2010 306 ORDER denying 219 Bankruptcy Trustee's Motion for Protective Order. Signed by Judge James I. Cohn on 6/11/2010. (rke) (Entered: 06/11/2010) 06/11/2010 307 ORDER Modifying Preliminary Order of Forfeiture to Describe Funds Once Held by Gibraltar Bank. Signed by Judge James I. Cohn on 6/11/2010. (rke) (Entered: 06/11/2010) 06/11/2010 1Q1 NOTICE of Appearance by Edify, LLC, Iron Street Management, LLC as to Scott W. Rothstein (Kreitzer, Michael) (Entered: 06/11/2010) 06/11/2010 309 RESPONSE to Motion by USA as to Scott W. Rothstein re 269 MOTION for Discovery, 268 MOTION for Discovery, 247 MOTION for Discovery 246 MOTION for Discovery Replies due by 6/21/2010. (Attachments: # 1 Exhibit A)(Baltodano-Sheehan, Evelyn) (Entered: 06/11/2010) 06/11/2010 310 MOTION to Dismiss 162 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by USA as to Scott W. Rothstein. Responses due by 6/28/2010 (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Baltodano-Sheehan, Evelyn) (Entered: 06/11/2010) 06/11/2010 311 Plaintiffs MOTION to Dismiss 206 MOTION Verified Petition Claiming Ownership of Funds re 134 Order on Motion for Forfeiture of Property by USA as to Scott W. Rothstein. Responses due by 6/28/2010 (Baltodano- Sheehan, Evelyn) (Entered: 06/11/2010) 06/11/2010 312 Plaintiffs MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 152 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 174 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 156 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 172 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 183 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 171 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3 (c) al MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 170 MOTION for Forfeiture of Property Petition under Fed. R. Crim. https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611012 CM/ECF - Live Database - flsd Page 49 of 97 P. 32.3(c) 164 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 153 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 1O MOTION for Forfeiture of Property Petition wider Fed. R. Cram P. 32.3(c), 175 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) h2 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 146 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 147 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 150 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 157 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) lit MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 160 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3 (c) ka MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 1181 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 176 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) L42 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) .121 MOTION for Forfeiture of Property Petition wider Fed. R. Crim. P. 32.3(c), 165 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 161 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 155 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 163 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 152 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 177 Corrected MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 159 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 154 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) 162 MOTION for Forfeiture of Property Petition wider Fed. R. Crum P. 32.3(c) by USA as to Scott W. Rothstein. Responses due by 6/28/2010 (Attachments: # 1 Exhibit)(Baltodano-Sheehan, Evelyn) (Entered: 06/11/2010) 06/14/2010 313 Clerks Notice to Filer re 302 MOTION FOR PERMISSION TO SEEK DISCOVERY. Filer Selected the Wrong Motion Relief(s); ERROR - The Filer selected the wrong motion relief(s) when docketing the motion. The correction was made by the Clerk. It is not necessary to refile this document but future motions filed must include applicable reliefs. (Is) (Entered: 06/14/2010) 06/14/2010 314 In accordance with the Court's ruling in open court on the record on June 11, 2010, it is ORDERED AND ADJUDGED that TD Bank shall turn over to the Government all 'I'D Bank accounts described in the Preliminary Order of Forfeiture. Signed by Judge James I. Cohn on 6/14/2010. (rke) (Entered: 06/14/2010) 06/14/2010 315 NOTICE of Striking 310 MOTION to Dismiss 162 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) United States' Notice of Striking Exhibit B to Docket Entry# 310 by USA as to Scott W. Rothstein (Baltodano-Sheehan, Evelyn) (Entered: 06/14/2010) 06/14/2010 316 ORDER denying 273 Motion for Reconsideration of Court's Scheduling https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611013 CM/ECF - Live Database - flsd Page 50 of 97 Order. The Court defers ruling on the Motion for Permission to Seek Discovery. Signed by Judge James I. Cohn on 6/14/2010. (rke) (Entered: 06/14/2010) 06/14/2010 317 Petition of Third Party Claimant by Athan Charles Prakas, Boca Brokers, Inc. as to Scott W. Rothstein (mg) (Entered: 06/14/2010) 06/14/2010 318 AMENDED ORDER Modifying Preliminary Order of Forfeiture to Describe Funds Once Held by Gibraltar Bank as to Scott W. Rothstein. Signed by Judge James I. Cohn on 6/14/2010. (dgj) (Entered: 06/14/2010) 06/14/2010 li 2 SCHEDULING ORDER as to Scott W. Rothstein re M MOTION for Adjudication of Interest in Property Subject to Order of Forfeiture and Judgment filed by Solar Air, Inc., 280 Motion for Miscellaneous Relief filed by Edify, LLC, Iron Street Management, LLC M MOTION Verified Petition of Interest on Behalf of Edward J. Morse, Carol A. MOrse and Morse Operations, INc. filed by Edward J. Morse, Carol A. Morse, Morse Operations, Inc., 281 MOTION for Forfeiture of Property (Verified Petition of Interest in Forfeited Property) filed by Todd D Snyder /81 MOTION for Forfeiture of Property Petition for Adjudication of Interest in Property Designated as RP-19 Subject to Order of Forfeiture and Judgment filed by The Residential Board of Managers of Beacon Court Condominium 317 Petition of Athan Charles Prakag.. Signed by Judge James I. Cohn on 6/14/10. (mg) (Entered: 06/14/2010) 06/14/2010 320 RESPONSE to Motion by USA as to Scott W. Rothstein re 301 MOTION for Discovery, 300 MOTION for Discovery, 302 Motion for Discovery 303 Third Party MOTION for Discovery to Engage in Discovery, 222 MOTION for Discovery and Memorandum in Support Thereof Replies due by 6/24/2010. (Attachments: # 1 Exhibit A)(Baltodano-Sheehan, Evelyn) (Entered: 06/14/2010) 06/16/2010 321 NOTICE Of Claim and Verified Petition by Michael C. Kent, by Town of Narragansett, Rhode Island as to Scott W. Rothstein re 1 Information - Felony (Pearson, William) (Entered: 06/16/2010) 06/17/2010 322 MOTION to Dismiss 261 Statement, 212 Statement, 267 Statement, 255 Statement, 232 Statement, 244 Statement, 239 Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement 257 Statement, 270 MOTION (Verified Petition of Interest), 262 Statement 250 Statement, 242 Statement, 233 Statement, 263 Statement, 260 Statement 243 Statement, 231 Statement, 251 Statement by USA as to Scott W. Rothstein. Responses due by 7/6/2010 (Attachments: # 1 Exhibit A)(Baltodano-Sheehan, Evelyn) (Entered: 06/17/2010) 06/17/2010 323 MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 266 MOTION Verified Petition of NF Servicing, LLC as to Gibraltar Trust Account No. 50015214 re 134 Order on Motion for Forfeiture of Property MOTION Verified Petition of NF Servicing, LLC as to Gibraltar Trust Account No. 50015214 re 134 Order on Motion for Forfeiture of Property, 174 MOTION for Forfeiture of Property https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611014 CM/ECF - Live Database - flsd Page 51 of 97 Petition under Fed. R. Crim. P. 32.3(c), 156 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 172 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 1$3, MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 171 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) 148 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 170 MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3 (c), 164 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 153 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 167 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 175 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) 279 MOTION Verified Petition of Interest on Behalf of Edward J. Morse, Carol A. MOrse and Morse Operations, INc. MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3(c), 146 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3 (c) 147 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 150 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 157 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 236 MOTION Verified Petition of MMRH, LLC, for Ancillary Proceeding 151 MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3(c), 160 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 168 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 185 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c),176 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 149 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 173 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) 165 MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3(c), 161 MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3 (c) 155 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), Mt MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 1 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 152 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) 177 Corrected MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), .1_5_2 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 154 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) 162 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) by USA as to Scott W. Rothstein. Responses due by 7/6/2010 (Baltodano-Sheehan, Evelyn) (Entered: 06/17/2010) 06/18/2010 324 MOTION for Discovery by Todd D Snyder as to Scott W. Rothstein. Responses due by 7/6/2010 (Lubetsky, Cary) (Entered: 06/18/2010) 06/18/2010 325 MOTION Verified Petition of Interest re 134 Order on Motion for Forfeiture of Property by Kimberly Rothstein as to Scott W. Rothstein. Responses due by 7/6/2010 (Seward, Steven) (Entered: 06/18/2010) 06/18/2010 326 MOTION for Discovery and Supporting Memorandum of Law by Edify, LLC, Iron Street Management, LLC as to Scott W. Rothstein. Responses due by 7/6/2010 (Kreitzer, Michael) (Entered: 06/18/2010) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611015 CM/ECF - Live Database - flsd Page 52 of 97 06/21/2010 327 MOTION for Forfeiture of Property Verified Petition as to 950 N. Federal Highway, Pompano Beach, Florida and Related Entities by Barry Lipsitz, Domenick Tonacchio, D & S Management & Investment LLC, D & D Management and Investment LLC as to Scott W. Rothstein. Responses due by 7/8/2010 (Salim, William) (Entered: 06/21/2010) 06/21/2010 NI THIS CAUSE is before the Court on the following third-party claims: 1. Notice of Claim and Verified Petition by Michael C. Kent [DE 321]; 2. Verified Petition of Kimberly A. Rothstein [DE 325]; and 3. Verified Petition as to 950 N. Federal Highway, Pompano Beach, Florida and Related Entities [DE 327]. Accordingly, it is ORDERED AND ADJUDGED as follows: 1. Any third-party claimant listed above that wishes to seek discovery in aid of its third-party claim must file a motion for permission to seek discovery which shows that discovery is necessary or desirable to resolve factual issues, pursuant to Federal Rule of Criminal Procedure 32.2(c)(1)(B), no later than June 25, 2010. The Government shall respond to such motions for permission to seek discovery no later than June 28, 2010. If the Court grants a third-party claimant's motion for permission to seek discovery, the third-party claimant shall serve its discovery request on the Government no later than July 2, 2010, and the Government shall respond to such discovery request no later than July 16, 2010. 2. For the third-party claims listed above, the Government may file motions to dismiss no later than June 25, 2010. Third-party claimants shall file their responses to such motions to dismiss by July 2, 2010, and the Government may file a reply in support of such motions to dismiss no later than July 6, 2010. Signed by Judge James I. Cohn on 6/21/2010. (rke) (Entered: 06/21/2010) 06/21/2010 329 RESPONSE in Opposition by Herbert Stettin as to Scott W. Rothstein re 273 MOTION for Discovery (Limited Discovery as to Petition by Chapter 11 Bankruptcy Trustee) MOTION for Reconsideration of Court's Scheduling Order MOTION for Discovery (Limited Discovery as to Petition by Chapter 11 Bankruptcy Trustee) (Singerman, Paul) (Entered: 06/21/2010) 06/21/2010 331 MOTION to Dismiss MI MOTION for Forfeiture of Property (Verified Petition of Interest in Forfeited Property) by USA as to Scott W. Rothstein. Responses due by 7/8/2010 (Baltodano-Sheehan, Evelyn) (Entered: 06/21/2010) 06/21/2010 331 MOTION to Dismiss 280 Motion for Miscellaneous Relief by USA as to Scott W. Rothstein. Responses due by 7/8/2010 (Attachments: # 1 Exhibit A) (Baltodano-Sheehan, Evelyn) (Entered: 06/21/2010) 06/21/2010 332 RESPONSE to Motion by USA as to Scott W. Rothstein re 326 MOTION for Discovery and Supporting Memorandum of Law, 324 MOTION for Discovery Replies due by 7/1/2010. (Attachments: # I Exhibit Duboc Order) (Lehr, Alison) (Entered: 06/21/2010) 06/22/2010 al NOTICE of Filing Verification of Barry Lipsitz by Barry Lipsitz, Domenick Tonacchio, D & S Management & Investment LLC, D & D Management and Investment LLC as to Scott W. Rothstein re 327 MOTION for Forfeiture of Property Verified Petition as to 950 N. Federal Highway, Pompano Beach, Florida and Related Entities (Salim. William) (Entered: 06/22/2010) https://ectflsd.uscourts.govkgi-bin/DktRpt.p17791192596859255-L_942_0-1 5/29/2011 EFTA00611016 CM/ECF - Live Database - flsd Page 53 of 97 06/23/2010 334 TRANSCRIPT of sentencing hearing as to Scott W. Rothstein held on 6/9/10 ames I. hn 1-6 a esCourt Re orter: Tammy Nestor, / . Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/19/2010. Redacted Transcript Deadline set for 7/27/2010. Release of Transcript Restriction set for 9/24/2010. (Nestor, Tammy) (Entered: 06/23/2010) 06/23/2010 335 TRANSCRIPT of hearing as to Scott W. Rothstein held on 6/11/1 Lu' . e James I. Cohn 1-60 .a es Court Reporter: Tammy Nestor,. = / . Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 7/19/2010. Redacted Transcript Deadline set for 7/27/2010. Release of Transcript Restriction set for 9/24/2010. (Nestor, Tammy) (Entered: 06/23/2010) 06/24/2010 336 RESPONSE in Opposition by Sharon Vine, Ruben Vine as to Scott W. Rothstein re 311 Plaintiffs MOTION to Dismiss 206 MOTION Verified Petition Claiming Ownership of Funds re 134 Order on Motion for Forfeiture of Property (Abrams, Thomas) (Entered: 06/24/2010) 06/24/2010 337 NOTICE of Withdraw of Claim by MMRH, LLC as to Scott W. Rothstein re 236 MOTION Verified Petition of MMRH, LLC, for Ancillary Proceeding, 301 MOTION for Discovery (Reinhart, Bruce) (Entered: 06/24/2010) 06/24/2010 338 Unopposed MOTION for Extension of Time to File Response as to 331 MOTION to Dismiss 280 Motion for Miscellaneous Relief by Edify, LLC, Iron Street Management, LLC as to Scott W. Rothstein. Responses due by 7/12/2010 (Attachments: # I Text of Proposed Order)(Pallett-Vasquez, Melissa) (Entered: 06/24/2010) 06/24/2010 112 RESPONSE in Opposition by Brian Korinko, Mitchell Delgado, Evelyn Adamo, Yolanda Foster, Diana Garcia, Beatriz Lopez, Servando Melchor, Nadine Robinson, Juan Frometa, Maria Prunskis, Hirbod Samsam, William Jaworski, Enid Griffins, Marla Jacobson, Robert Rozett, Jaime Alvarez, Frank Garza, Judith Mencke, Annette Valdespino, Kenneth Valdespino, Joan Weissberg, Richard Litsky, Iris Altman, Lorenzo Fagan, Alissa Mauro, Warren Sapp, Shebella Edwards Oliver, Mamita Morrison, Judith Hy, Myranda Keough, William Rundell, Carmen Teresa Espina, Doris M. Inverso, Mercedes Zota, Dolores Schneider, John Figueroa, Tim Davis, Brian A. Baudrit, Molly O'Brien, Kenneth O'Brien as to Scott W. Rothstein re 312 Plaintiffs MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), aa MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611017 CM/ECF - Live Database - flsd Page 54 of 97 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c),M MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3(c), I.51MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3 (c) 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3(c), aa MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3 (c), 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3 (c) 174 MOTION for Forfeiture of Property 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) al MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 174 MOTION for Forfeiture of Property 06/24/2010 341 WITHDRAWAL of Motion by MMRH, LLC as to Scott W. Rothstein re 301 MOTION for Discovery, 236 MOTION Verified Petition of MMRH, LLC, for Ancillary Proceeding (1s)(See Image at DE # 337 ) (Entered: 06/25/2010) 06/24/2010 352 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Charles A. Tamuleviz. Filing Fee $75. Receipt # 2678. Responses due by 7/12/2010 (cw) (Entered: 06/25/2010 340 06/28/2010) RESPONSE in Opposition Rothstein Rosenfeldt Adler, bafficial Committee of Unsecured Creditors of . as to Scott W. Rothstein re 322 MOTION to Dismiss 261 Statement, M Statement, 267 Statement, 255 Statement 232 Statement, 244 Statement, 239 Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement 257 Statem MOTION to Dismiss 261 Statement, 212 Statement, 267 Statement, 255 Statement, 232 Statement, 244 Statement, 239 Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement 257 Statem MOTION to Dismiss 261 Statement, 112 Statement, 2O Statement, 255 Statement, 232 Statement, 244 Statement, M Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement, 257 Statem (Goldberg, Michael) (Entered: 06/25/2010) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611018 CM/ECF - Live Database - flsd Page 55 of 97 06/25/2010 342 Clerks Notice to Filer re 337 Notice (Other). Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#341]. It is not necessary to refile this document. (ls) (Entered: 06/25/2010) 06/25/2010 343 ORDER granting 338 Iron Street Management, LLC and Edify, LLC's Motion for Extension of Time to File Response to Motion to Dismiss. Response due by 6/30/2010. Signed by Judge James I. Cohn on 6/25/2010. (rke) (Entered: 06/25/2010) 06/25/2010 344 RESPONSE in Opposition by Herbert Stettin as to Scott W. Rothstein re 310 MOTION to Dismiss 162 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) (Singerman, Paul) (Entered: 06/25/2010) 06/25/2010 345 MOTION to Dismiss 325 MOTION Verified Petition of Interest re 134 Order on Motion for Forfeiture of Property by USA as to Scott W. Rothstein. Responses due by 7/12/2010 (Attachments: # 1 Exhibit A)(Baltodano- Sheehan, Evelyn) (Entered: 06/25/2010) 06/25/2010 346 REPLY TO RESPONSE to Motion by USA as to Scott W. Rothstein re 273 MOTION for Discovery (Limited Discovery as to Petition by Chapter 11 Bankruptcy Trustee) MOTION for Reconsideration of Court's Scheduling Order MOTION for Discovery (Limited Discovery as to Petition by Chapter 11 Bankruptcy Trustee) and Trustee's Response to Government's Motion WE 329J (note: which document is not otherwise availablefor selection on list of events) (Lehr, Alison) (Entered: 06/25/2010) 06/25/2010 347 MOTION for Discovery by Kimberly Rothstein as to Scott W. Rothstein. Responses due by 7/12/2010 (Seward, Steven) (Entered: 06/25/2010) 06/25/2010 348 RESPONSE in Opposition by Park National Capital Funding, LLC, Park National Mortgage Servicing, The Ann Von Allmen LiSgi. Trust, The David Von Allmen Living Trust, BFMC Investments, LLC, = Associates, Viceroy Global Investments, Inc., Richard Polidori, The Extra Inning Dynasty Trust, Concorde Capital, Inc., Cooper Management, LLC, Jacob Mussry, Adele Mussry, Melina El-Ani, Danielle El-Ani Nassim Mussry, Scott Morgan, Dean Kretschmar, Aretz Associates, Partners, LP, Von Allmen Dynasty Trust, D3 Capital Club, LLC, Razorback Funding, LLC as to Scott W. Rothstein re 322 MOTION to Dismiss 261 Statement, 259 Statement, 267 Statement, 255 Statement, 232 Statement, 244 Statement 212 Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement 258 Statement, 254 Statement, 257 Statem MOTION to Dismiss 261 Statement, L2 Statement, 267 Statement, 255 Statement, 232 Statement, 244 Statement, 212 Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement, 257 Statem MOTION to Dismiss 261 Statement, 259 Statement, 267 Statement, 255 Statement, 232 Statement, 244 Statement, 23 Statement, 256 Statement, 245 Statement, 252 Statement 230 Statement, 258 Statement, 254 Statement, 257 Statem (Silver, James) (Entered: 06/25/2010) 06/28/2010 353 RESPONSE to Motion by Todd D Snyder as to Scott W. Rothstein re 330 MOTION to Dismiss 281 MOTION for Forfeiture of Property (Verified https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611019 CM/ECF - Live Database - flsd Page 56 of 97 Petition of Interest in Forfeited Property) Replies due by 7/8/2010. (Lubetsky, Cary) (Entered: 06/28/2010) 06/28/2010 RESPONSE to Motion by Carol A. Morse, Morse Operations, Inc., Edward J. Morse as to Scott W. Rothstein re 323 MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3 (c) M MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition tinder Fed. R. Crim. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c),266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) M MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3 (c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), la MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3 (c) MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611020 CM/ECF - Live Database - flsd Page 57 of 97 of Property Petition under Fed. R. Crim. P. 32.3(c) 266 MOTION Verified Petition of NF Servicing, LLC as to Replies due by 7/8/2010. (Attachments: # 1 Exhibit A)(Mullin, John) (Entered: 06/28/2010) 06/28/2010 SYSTEM ENTRY - Docket Entry 351 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 06/28/2010 SYSTEM ENTRY - Docket Entry 349 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 06/28/2010 SYSTEM ENTRY - Docket Entry 350 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 06/29/2010 355 Acknowledgment of Service on 4/23/10 as to POF Judgment by USA as to Scott W. Rothstein 30 Isla Bahia Road (1k) (Entered: 06/30/2010) 06/29/2010 2M Acknowledgment iiiii on 4/21/10 of POF Judgment by USA as to Scott W. Rothstein 950 Hwy (1k) (Entered: 06/30/2010) 06/29/2010 357 Acknowledgment of Service on 4/23/10 RE: POF Judgment by USA as to Scott W. Rothstein 2316 Castilla Isle (1k) (Entered: 06/30/2010) 06/29/2010 358 Acknowledgment of Service on 4/23/10 by USA as to Scott W. Rothstein 227 Garden Court (1k) (Entered: 06/30/2010) 06/29/2010 L2 Acknowledgment of Service on 5/8/10 by USA as to Scott W. Rothstein. Seized: 29 Isla Bahia Drive (1k) (Entered: 06/30/2010) 06/29/2010 360 Acknowledgment of Service on 5/4/10 by USA as to Scott W. Rothstein. Seized: 2308 Castilla Isle (1k) (Entered: 06/30/2010) 06/29/2010 361 Acknowledgment of Service on 5/4/10 re: POF Judgment by USA as to Scott W. Rothstein. Seized: 2627 Castilla Isle (1k) (Entered: 06/30/2010) 06/29/2010 362 Acknowledgment of Service on 5/4/10 by USA as to Scott W. Rothstein. Property seized: 2133 Imperial Point Dr. (1k) (Entered: 06/30/2010) 06/29/2010 M Acknowledgment of Service on 5/4/10 re: POF Judgment by USA as to Scott W. Rothstein. Seized: 1012 E. Broward Blvd. (1k) (Entered: 06/30/2010) 06/29/2010 364 Acknowledgment of Service on 5/4/10 by USA as to Scott W. Rothstein. Property seized: 350 SE 2nd ST.#2840 (1k) (Entered: 06/30/2010) 06/29/2010 365 Acknowledgment of Saigga4/21/10 by USA as to Scott W. Rothstein. Property seized: 1299 Hwy. (1k) (Entered: 06/30/2010) 06/29/2010 366 Acknowledgment of Service on 4/23/10 RE: POF Judgment by USA as to Scott W. Rothstein. Seizure of 380 Carrington Dr. (1k) (Entered: 06/30/2010) 06/29/2010 367 Acknowledgment of Service on 4/23/10 re: POF Judgment by USA as to Scott W. Rothstein. Property seized: 2307 Castilla Isle (lk) (Entered: 06/30/2010) 06/29/2010 20 Acknowledgment of Service on 4/21/10 re: POF Judgment by USA as to Scott W. Rothstein. Property seized: 1198 N. Old Dixie Hwy. (1k) (Entered: https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611021 CM/ECF - Live Database - flsd Page 58 of 97 06/30/2010) 06/29/2010 161 Acknowledgment of Service on 5/12/10 re: POF Judgment by USA as to Scott W. Rothstein. Property seized: 30 Isla Bahia Drive (1k) (Entered: 06/30/2010) 06/30/2010 370 RESPONSE in Opposition by Edify, LLC, Iron Street Management, LLC as to Scott W. Rothstein re 331 MOTION to Dismiss 280 Motion for Miscellaneous Relief (Pallett-Vasquez, Melissa) (Entered: 06/30/2010) 07/01/2010 371 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6860420923 (Baltodano-Sheehan, Evelyn) (Entered: 07/01/2010) 07/01/2010 372 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6860291274 (Baltodano-Sheehan, Evelyn) (Entered: 07/01/2010) 07/01/2010 373 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6861076906 (Baltodano-Sheehan, Evelyn) (Entered: 07/01/2010) 07/02/2010 374 A hearing is set for 1:30 on July 8, 2010, in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida on the United States' Motion to Dismiss Chapter 11 Trustee's Verified Claims and Petition [DE 310]. Signed by Judge James I. Cohn on 7/2/2010. (rke) (Entered: 07/02/2010) 07/02/2010 375 RESPONSE to Motion by Kimberly Rothstein as to Scott W. Rothstein re 345 MOTION to Dismiss 325 MOTION Verified Petition of Interest re 134 Order on Motion for Forfeiture of Property Replies due by 7/12/2010. (Seward, Steven) (Entered: 07/02/2010) 07/02/2010 376 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6861076922 (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 377 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6861011614 (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 378 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6861077714 (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 379 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6861011556 (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 181 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6860291266 (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 381 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6860755757 (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 18/. Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6860755781 (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 383 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank Acct.# 6860422200 (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 384 Acknowledgment of Receipt by USA as to Scott W. Rothstein TD Bank https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611022 CM/ECF - Live Database - flsd Page 59 of 97 Acct.# 6861076922 (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 385 RESPONSE/REPLY by USA as to Scott W. Rothstein to 344 Response in Opposition (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 386 NOTICE of Appearance as Co-Counsel by Edify, LLC, Iron Street Management, LLC as to Scott W. Rothstein (Sonnett, Neal) (Entered: 07/02/2010) 07/02/2010 387 NOTICE Corrected Notice of Appearance as Co-Counsel by Edify, LLC, Iron Street Management, LLC as to Scott W. Rothstein (Sonnett, Neal) (Entered: 07/02/2010) 07/02/2010 Ma RESPONSE/REPLY by USA as to Scott W. Rothstein to 353 Response to Motion, 336 Response in Opposition (Attachments: # 1 Exhibit A) (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 382 RESPONSE/REPLY by USA as to Scott W. Rothstein to 370 Response in Opposition (Attachments: # I Exhibit A)(Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 ID RESPONSE/REPLY by USA as to Scott W. Rothstein to S3 Response in Opposition 340 Response in Opposition,,, Reply to TiventyThree Ponzi- Scheme Investors' Response and Reply to Response of Unsecured Creditors Committee (Lehr, Alison) (Entered: 07/02/2010) 07/02/2010 321 RESPONSE/REPLY by USA as to Scott W. Rothstein to 354 Response to Motion (Baltodano-Sheehan, Evelyn) (Entered: 07/02/2010) 07/02/2010 392 RESPONSE/REPLY by USA as to Scott W. Rothstein to 339 Response in Opposition (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Baltodano- Sheehan, Evelyn) (Entered: 07/02/2010) 07/06/2010 393 NOTICE of Appearance by Family Endowment Partners, LLC as to Scott W. Rothstein (Ellison, Steven) (Entered: 07/06/2010) 07/06/2010 324 NOTICE of Filing Verified Petition of Interest Filed by Family Endowment Partners, LLC as to Scott W. Rothstein (Attachments: # 1 Exhibit A)(Ellison, Steven) Modified to Pending Motion per DE# 482 on 8/5/2010 (wc). (Entered: 07/06/2010) 07/06/2010 191 RESPONSE in Opposition by NF Servicing, LLC. as to Scott W. Rothstein re 323 MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3 (c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611023 CM/ECF - Live Database - flsd Page 60 of 97 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), in MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crum P. 32.3 (c) 12 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), M MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3 (c) 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 158 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), la MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to MOTION to Dismiss 166 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) .01 MOTION for Forfeiture of Property Petition under Fed. R. Cum. P. 32.3(c), 266 MOTION Verified Petition of NF Servicing, LLC as to Gibraltar Trust Account No. 50015214 (Salim, William) (Entered: 07/06/2010) 07/06/2010 NOTICE of Verified Petition for Adjudication of Interest Pursuant to 21 U.S.C. Sec. 853(n)(3) by American Express Travel Related Services Company, Inc. as to Scott W. Rothstein (Attachments: # 1 Exhibit A, # 2 Exhibit B)(Koroglu, Harris) (Entered: 07/06/2010) 07/07/2010 SYSTEM ENTRY - Docket Entry 397 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 07/08/2010 32 MOTION for Leave to File Motion to Dismiss, In Part, Casa Casuarina, LLC, Luxury Resort, LLC, and Loftin Hospitality, LLC's Verified Petition Out of Time by USA as to Scott W. Rothstein. Responses due by 7/26/2010 (Attachments: # 1 Attachment A, # 2 Exhibit A-1, # 3 Text of Proposed https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611024 CM/ECF - Live Database - flsd Page 61 of 97 Order)(Baltodano-Sheehan, Evelyn) (Entered: 07/08/2010) 07/08/2010 122 Minute Order for proceedings held before Judge James I. Cohn: 310 Government's Motion to Dismiss Chapter 11 Trustee's Verified Claims and Petition hearing held on 7 2010 Taken under advisement. ourt Reporter: Tammy Nestor, / (vtl) (Entered: 07/09/2010) 07/09/2010 400 ORDER granting in part and denying in part 310 United States' Motion to Dismiss Chapter 11 Trustee's Verified Claims and Petition. Please see order. Signed by Judge James I. Cohn on 7/9/2010. (rke) Modified text on 7/12/2010 to reflect correct signature date (bb). (Entered: 07/09/2010) 07/09/2010 401 ORDER granting 398 Motion for Leave to File. The United States shall file its Motion to Dismiss, In Part, Casa Casuarina, LLC, Luxury Resort, LLC, and Loftin Hospitality, LLC's Verified Petition no later than July 12, 2010. Signed by Judge James I. Cohn on 7/9/2010. (rke) (Entered: 07/09/2010) 07/09/2010 402 ORDERED AND ADJUDGED as follows: 1. Chapter 11 Bankruptcy Trustee's Motion for Permission to Seek Discovery [DE 269] is GRANTED IN PART AND DENIED IN PART. The Trustee may seek discovery only insofar as it pertains to bank accounts titled in RRA's name; 2. The United States' Motion for Reconsideration of Court's Scheduling Order, or, in the Alternative, Motion for Permission to Seek Discovery [DE 273] is GRANTED IN PART AND DENIED IN PART. The Court will not reconsider its scheduling order. However, the United States may seek discovery to determine whether the funds in the RRA accounts as of November, 2009, were derived from RRAs legitimate business operations (i.e., earned legal fees). Signed by Judge James I. Cohn on 7/9/2010. (rke) (Entered: 07/09/2010) 07/12/2010 403 NOTICE OF UNAVAILABILITY of Michael N. Kreitzer by Edify, LLC, Iron Street Management, LLC as to Scott W. Rothstein for dates of July 12, 2010 through July 16, 2010 (Kreitzer, Michael) (Entered: 07/12/2010) 07/12/2010 404 ORDER Setting Hearing on Verified Claims and Petition for Adjudication of Interests [DE 192] as to Scott W. Rothstein Hearing set for 8/16/2010 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn.. Signed by Judge James I. Cohn on 7/12/2010. (Is) (Entered: 07/12/2010) 07/12/2010 405 SCHEDULING ORDER as to Scott W. Rothstein re 124 Verified Petition of Interest filed by Family Endowment Partners, LLC 23 6 Verified Petition for Adjudication of Interest filed by American Express Travel Related Services Company, Inc.. Signed by Judge James I. Cohn on 7/12/2010. (Is) (Entered: 07/12/2010) 07/12/2010 406 ORDER GRANTING 352 counsel Charles Tamuleviz' Motion to Appear Pro Hac Vice on behalf of interested party, Michael C. Kent, and request to receive electronic filings; William Pearson, Esq., is designated as local counsel. Signed by Magistrate Judge Lurana S. Snow on 7/12/2010. (jz) (Entered: 07/12/2010) 07/12/2010 407 MOTION to Dismiss 225 MOTION to Adjudicate the Validity of Petitiones https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611025 CM/ECF - Live Database - flsd Page 62 of 97 interest in Real Property and Management and Operating Interests In Pan by USA as to Scott W. Rothstein. Responses due by 7/29/2010 (Attachments: # 1 Exhibit Attachment A-1)(Baltodano-Sheehan, Evelyn) (Entered: 07/12/2010) 07/12/2010 408 THIS CAUSE is before the Court on the United States' Motion to Dismiss Verified Petitions of Twenty-Three Ponzi Scheme Investors and of the Officia mmittee of the Unsecured Creditors of Rothstein Rosenfeldt Adler, M. [DE 322] (Motion to Dismiss). The Court has carefully reviewed the Motion to Dismiss, all of the parties' submissions, and is otherwise advised in the premises. Accordingly, it is ORDERED AND ADJUDGED that the Official C ittee of the Unsecured Creditors of Rothstein Rosenfeldt Adler, M. shall file a sur-reply to the United States' Reply to Response b fficial Committee of Unsecured Creditors [DE 390] no later than 12:00 M. on July 16, 2010. The sur-reply shall address only the United States' argument that the Official Committee of Unsecured Creditors lacks standing to assert the claims that belong to the third parties it purportedly represents. Signed by Judge James I. Cohn on 7/12/2010. (rke) (Entered: 07/12/2010) 07/13/2010 409 The United States' Motion to Dismiss Verified Petitions of Thirty-Five Non- Investor Clients [DE 312] is GRANTED IN PART AND DENIED IN PART. The Petitioners have alleged a legal interest in the funds contained within BA 11 and BA 16. The Court therefore denies the Motion to Dismiss as it pertains to the Petitioners' claims to the funds in the Accounts. However, because the Court finds that the Petitioners are not entitled to a constructive trust, the Court grants the United States' Motion to Dismiss the Petitioners' claims to any forfeited property other than the Accounts. Signed by Judge James I. Cohn on 7/13/2010. (rke) (Entered: 07/13/2010) 07/13/2010 410 ORDER Setting Hearing on Motion 151 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 164 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 159 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 172 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 166 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 161 MOTION for Forfeiture of Property Petition wider Fed. R. Crim. P. 32.3(c), 173 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3 (c) 154 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 171 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 162 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 165 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) 156 MOTION for Forfeiture of Property Petition wider Fed. R. Crim. P. 32.3(c), 153 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 147 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 167 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c), 160 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 183 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), .14.2 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3(c) M MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 157 MOTION for Forfeiture of Property Petition under Fed. R. Crirn. P. 32.3 https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611026 CM/ECF - Live Database - flsd Page 63 of 97 (c) 177 Corrected MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 51 5 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 170 MOTION for Forfeiture of Property Petition wider Fed. R. Cram P. 32.3(c), 184 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 146 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 150 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 163 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 155 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 152 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) 174 MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3(c), 168 MOTION for Forfeiture of Property Petition under Fed. R. Cram P. 32.3 (c) la MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 176 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c), 169 MOTION for Forfeiture of Property Petition under Fed. R. Crim. P. 32.3(c) : as to Scott W. Rothstein Motion Hearing set for 8/16/2010 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn.. Signed by Judge James I. Cohn on 7/13/2010. (rke) (Entered: 07/13/2010) 07/13/2010 411 MOTION to Shorten Discovery Deadlines by Herbert Stettin as to Scott W. Rothstein. Responses due by 7/30/2010 (Singerrnan, Paul) (Entered: 07/13/2010) 07/13/2010 412 MOTION for Clarification Regarding Funds Held in TD Bank General Ledger Account by USA as to Scott W. Rothstein. Responses due by 7/30/2010 (Attachments: # 1 Text of Proposed Order)(Lehr, Alison) (Entered: 07/13/2010) 07/14/2010 413 ORDER: the United States shall respond to the Chapter 11 Trustee's Motion to Shorten Discovery Deadlines [DE 411] no later than 12:00 ■. on July 15, 2010. Signed by Judge James I. Cohn on 7/14/2010. (rke) (Entered: 07/14/2010) 07/14/2010 414 ORDER: The United States' Motion to Dismiss Verified Petitions of Five Former RRA Non-Investor Clients [DE 323] is GRANTED IN PART AND DENIED IN PART as follows: (1) NF Servicing has alleged a legal interest in the funds contained within BA 5. The Court therefore DENIES the Motion to Dismiss as it pertains to NF Servicing's claim to the funds in BA 5. (2) The Morses have alleged a legal interest in RRA's trust accounts. The Morses, however, are not entitled to a constructive trust on the forfeited property. The Court therefore GRANTS IN PART AND DENIES IN PART the United States' Motion to Dismiss the Morses' claims to the forfeited property. To the extent the Morses assert a legal interest in monies held in RRA's trust accounts, the Motion to Dismiss is DENIED. However, to the extent the Morses assert an interest in any forfeited property other than RRA's trust accounts, the Motion to Dismiss is GRANTED. (3) On June 24, 2010, MMRH, LLC withdrew its verified petition. Consequently, as it pertains to MMRH, LLC, the Motion to Dismiss is DENIED AS MOOT. Signed by Judge James I. Cohn on 7/14/2010. (rke) (Entered: 07/14/2010) 07/14/2010 415 SCHEDULING ORDER as to Scott W. Rothstein re 407 MOTION to Dismiss 225 MOTION to Adjudicate the Validity of Petitiones interest in https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611027 CM/ECF - Live Database - flsd Page 64 of 97 Real Property and Management and Operating Interests. ( Parties Responses due by 7/22/2010, Government Replies due by 7/27/2010.). Signed by Judge James I. Cohn on 6/14/2010. (1k) (Entered: 07/14/2010) 07/14/2010 416 ORDER granting 412 MOTION for Clarification Regarding Funds Held in TD Bank General Ledger Account filed by USA. Signed by Judge James I. Cohn on 7/14/2010. (rke) (Entered: 07/14/2010) 07/14/2010 417 ORDER Setting Hearing on MotionS 266 and M as to Scott W. Rothstein: Motion Hearing set for 8/16/2010 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn.. Signed by Judge James I. Cohn on 7/14/2010. (1k) (Entered: 07/14/2010) 07/14/2010 418 RESPONSE to Motion by USA as to Scott W. Rothstein re 411 MOTION to Shorten Discovery Deadlines Replies due by 7/26/2010. (Baltodano-Sheehan, Evelyn) (Entered: 07/14/2010) 07/15/2010 419 PAPERLESS ORDER granting 411 Chapter 11 Trustee's unopposed Motion to Shorten Discovery Deadlines. The United States shall respond to discovery requests no later than July 26, 2010. Signed by Judge James I. Cohn on 7/15/2010. (rke) (Entered: 07/15/2010) 07/15/2010 420 STIPULATED MOTION for Substitution of Counsel by Palm Beach County Tax Collector as to Scott W. Rothstein. Responses due by 8/2/2010 (Suarez- Murias, Marta) (Entered: 07/15/2010) 07/15/2010 421 RESPONSE in Opposition b . ficial Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, as to Scott W. Rothstein re 322 MOTION to Dismiss 261 Statement, M Statement, 2O Statement, 255 Statement 232 Statement, 244 Statement, 222 Statement, 256 Statement, 245 Statement 252 Statement, 230 Statement, 258 Statement, 254 Statement, 257 Statem MOTION to Dismiss 261 Statement, M Statement, 267 Statement 255 Statement, 232 Statement, 244 Statement, 22 2 Statement, 256 Statement 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement 257 Statem MOTION to Dismiss 261 Statement, 259 Statement, 267 Statement, 255 Statement, 232 Statement, 244 Statement, M Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement, 257 Statem (Goldberg, Michael) (Entered: 07/15/2010) 07/15/2010 422 NOTICE OF UNAVAILABILITY by Official Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, . as to Scott W. Rothstein for dates of July 19, 2010 through and including July 23, 2010 (Goldberg, Michael) (Entered: 07/15/2010) 07/16/2010 423 CONSENT ORDER granting 420 Motion for Substitution of Counsel. James Michael Brako for Palm Beach County Tax Collector replacing Marta M. Suarez-Murias as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 7/16/2010. (1k) (Entered: 07/16/2010) 07/16/2010 424 MOTION to Dismiss 324 Notice (Other) Verified Petition of Family Endowment Partners by USA as to Scott W. Rothstein. Responses due by 8/2/2010 (Lehr, Alison) (Entered: 07/16/2010) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611028 CM/ECF - Live Database - flsd Page 65 of 97 07/19/2010 425 ORDER denying as moot 326 Motion for Discovery as to Scott W. Rothstein (1); Granting 331 Motion to Dismiss as to Scott W. Rothstein (1); denying 280 Motion of Iron Street Management, LLC and Edify, LLC as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 7/19/2010. (1k) (Entered: 07/19/2010) 07/19/2010 426 ORDER Setting Hearing on Motion 322 MOTION to Dismiss 261 Statement, M Statement, 267 Statement, 255 Statement, 232 Statement, 244 Statement, 239 Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement 257 Statem MOTION to Dismiss 261 Statement, 2a2 Statement, 267 Statement, 255 Statement, 232 Statement, 244 Statement, 239 Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement 257 Statem MOTION to Dismiss 261 Statement, 2.5.2 Statement, 267 Statement, 255 Statement, M Statement, 244 Statement, M Statement, 256 Statement, 245 Statement, 252 Statement, 230 Statement, 258 Statement, 254 Statement, 257 Statem : as to Scott W. Rothstein Motion Hearing set for 7/26/2010 09:30 AM in Fort Lauderdale Division before Judge James I. Cohn. Signed by Judge James I. Cohn on 7/19/2010. (lk) (Entered: 07/19/2010) 07/19/2010 427 ORDER SETTING STATUS CONFERENCE & HEARING RE: VERIFIED PETITIONS as to Scott W. Rothstein; Status Conference set for 7/26/2010 11:00 AM in Fort Lauderdale Division before Judge James I. Cohn; Status Report for any third party claimants that have filed verified petitions that are not listed in this Order and are not subject to a motion to dismiss due by 4:00 PM on 7/23/2010., Evidentiary Hearing set for 8/9/2010 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn. (See Order for list of Verified Petitions and full details.). Signed by Judge James I. Cohn on 7/19/2010. (wc) (Entered: 07/19/2010) 07/19/2010 Laa AMENDED ORDER as to Scott W. Rothstein re 427 : ORDER SETTING STATUS CONFERENCE & HEARING RE: VERIFIED PETITIONS as to Scott W. Rothstein; Status Conference set for 7/26/2010 11:00 AM in Fort Lauderdale Division before Judge James I. Cohn; Status Report for any third party claimants that have filed verified petitions that are not listed in this Order and are not subject to a motion to dismiss due by 4:00 PM on 7/23/2010., Evidentiary Hearing set for 8/9/2010 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn. (See Order for list of Verified Petitions and full details.). Signed by Judge James I. Cohn on 7/19/2010. (rke) (Entered: 07/19/2010) 07/20/2010 12_2 Return of Service Executed on 6/21/10 Service information - 151 East 58 St apt 42D NewYork, NY (mg) (Entered: 07/20/2010) 07/20/2010 430 MOTION for Leave to File Response to the Official Committee of Unsecured Creditors of Rothstein Rosenfelt Adler, Sur-Reply (DE 421] by USA as to Scott W. Rothstein. Responses due by 8/6/2010 (Attachments: # 1 Proposed Response, # 2 Text of Proposed Order)(Baltodano-Sheehan, Evelyn) (Entered: 07/20/2010) 07/20/2010 431 ORDER granting 430 the United States' Motion for Leave to File Response to the Official Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611029 CM/ECF - Live Database - flsd Page 66 of 97 .'s Sur-Reply. The United States shall file its response to the sur-reply no later than July 21, 2010. Signed by Judge James I. Cohn on 7/20/2010. (rke) (Entered: 07/20/2010) 07/20/2010 432 RESPONSE/REPLY by USA as to Scott W. Rothstein to 421 Response in Opposition,,, (Baltodano-Sheehan, Evelyn) (Entered: 07/20/2010) 07/20/2010 43 Acknowledgment of Service by USA as to POF/Judgment as to 353 4th Ave, Unit 12-H as to Scott W. Rothstein (1k) Modified text on 7/21/2010 (1k). (Entered: 07/21/2010) 07/20/2010 434 Acknowledgment of Service on 6/21/10 by USA as to Scott W. Rothstein as to 290 W 11th Street (1k) (Entered: 07/21/2010) 07/21/2010 435 ORDER denying 311 Motion to Dismiss Verified Petition of Rubin and Sharon Vine. Signed by Judge James I. Cohn on 7/21/2010. (rke) (Entered: 07/21/2010) 07/21/2010 436 ORDER granting in part and denying in part 330 Motion to Dismiss Verified Petition of Todd D. Snyder. Signed by Judge James I. Cohn on 7/21/2010. (rke) (Entered: 07/21/2010) 07/21/2010 437 ORDERED AND ADJUDGED that a hearing is set for 9:00 on August 16, 2010, in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida on Rubin and Sharon Vine's Verified Petition Claiming Ownership of Funds Held in IOTA Account #6860420923 [DE 206] and Todd D. Snyder's Verified Petition of Interest in Forfeited Property [DE 281]. Signed by Judge James I. Cohn on 7/21/2010. (rke) (Entered: 07/21/2010) 07/22/2010 438 ORDER granting in part and denying in part 324 Motion for Discovery as to Scott W. Rothstein (I); granting 246 Motion for Discovery as to Scott W. Rothstein (I); granting 247 Motion for Discovery as to Scott W. Rothstein (1); granting 20 Motion for Discovery as to Scott W. Rothstein (1); granting 122 Motion for Discovery as to Scott W. Rothstein (1); granting 303 Motion for Discovery as to Scott W. Rothstein (1). Please see order for details. Signed by Judge James I. Cohn on 7/22/2010. (rke) (Entered: 07/22/2010) 07/22/2010 4.22 ORDER denying 345 Motion to Dismiss Verified Petition of Kimberly A. Rothstein; granting 347 Kimberly A. Rothstein's Motion for Discovery. Please see Order for details. Signed by Judge James I. Cohn on 7/22/2010. (rke) (Entered: 07/22/2010) 07/22/2010 440 MOTION to Continue [DE 437] Hrg to Adjudicate the Validity of Vines' Verified Petition of Interest in Forfeited Property Hearing by Sharon Vine, Ruben Vine as to Scott W. Rothstein. Responses due by 8/9/2010 (Abrams, Thomas) (Entered: 07/22/2010) 07/22/2010 441 ORDER Setting Hearing on Motion 325 MOTION Verified Petition of Interest re 134 Order on Motion for Forfeiture of Property : as to Scott W. Rothstein. Motion Hearing set for 8/23/2010 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn. Signed by Judge James I. Cohn on 7/22/2010. (1k) (Entered: 07/23/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791 1 92596859255-L_942_0-1 5/29/2011 EFTA00611030 CM/ECF - Live Database - flsd Page 67 of 97 07/22/2010 442 ORDER Re-Setting Hearing to Adjudicate the Validity re Motion 206 MOTION Verified Petition Claiming Ownership of Funds, 281 MOTION for Forfeiture of Property (Verified Petition of Interest in Forfeited Property) : as to Scott W. Rothstein Motion Hearing reset for 8/20/2010 at 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn.Signed by Judge James I. Cohn on 7/22/2010. (1k) (Entered: 07/23/2010) 07/23/2010 443 Unopposed MOTION for Leave to File Reply to Response to Sur-Reply by Official Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, . as to Scott W. Rothstein. Responses due by 8/9/2010 (Goldberg, Michael) (Entered: 07/23/2010) 07/23/2010 444 NOTICE of Settlment: JPMorgan Chase Bank, ■. by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit Attachment)(Baltodano-Sheehan, Evelyn) (Entered: 07/23/2010) 07/23/2010 445 NOTICE of Settlement: Sun Trust Bank by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit Attachment)(Baltodano-Sheehan, Evelyn) (Entered: 07/23/2010) 07/23/2010 446 NOTICE of Settlement: American Express Travel Related Services Company, Inc. by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit Attachment) (Baltodano-Sheehan, Evelyn) (Entered: 07/23/2010) 07/23/2010 447 NOTICE of Appearance b Sochet Inter Vivos Revocable Trust and Investors Risk Advantage, M. as to Scott W. Rothstein (Silver, James) (Entered: 07/23/2010) 07/23/2010 448 MOTION to Adopt/Join 446 Notice (Other), 444 Notice (Other), 445 Notice (Other) Stipulation and Settlement Agreements between the United States and Certain Third Party Petitioners and For Leave to Dismiss Certain Assets From Preliminary Order of Forfeiture by USA as to Scott W. Rothstein. Responses due by 8/9/2010 (Attachments: # 1 Text of Proposed Order) (Baltodano-Sheehan, Evelyn) (Entered: 07/23/2010) 07/23/2010 449 NOTICE of Verified Petition of REGIONS BANK pursuant to 21 USC 853(n) by Regions Bank. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Ursini, Louis) Modified Text on 7/27/2010 (gme). (Entered: 07/23/2010) 07/23/2010 450 RESPONSE to Motion by JPMorgan Chase Bank, ■. as to Scott W. Rothstein re 4S, MOTION to Adopt/Join 446 Notice (Other), 444 Notice (Other) 445 Notice (Other) Stipulation and Settlement Agreements between the United States and Certain Third Party Petitioners and For Leave to Dismiss Certain Assets From Preliminary Order MOTION to Adopt/Join 446 Notice (Other), 444 Notice (Other), 445 Notice (Other) Stipulation and Settlement Agreements between the United States and Certain Third Party Petitioners and For Leave to Dismiss Certain Assets From Preliminary Order Replies due by 8/2/2010. (Bagliebter, Gary) (Entered: 07/23/2010) 07/26/2010 451 ORDER TO SHOW CAUSE: Petitigar Family Endowment Partners, LLC shall show cause no later than 4:00 M. on July 26, 2010, why the Court should not grant the Motion to Dismiss Verified Petition of Family https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?79 1 1 92596859255-L_942_0-1 5/29/2011 EFTA00611031 CM/ECF - Live Database - flsd Page 68 of 97 Endowment Partners, LLC by default. Signed by Judge James I. Cohn on 7/26/2010. (rke) (Entered: 07/26/2010) 07/26/2010 452 ORDER granting 322 Motion to Dismiss Verified Petitions of Twenty-Three Ponzi Scheme Investors and Official Committee of Unsecured Creditors. Signed by Judge James I. Cohn on 7/26/2010. (rke) (Entered: 07/26/2010) 07/26/2010 01 ORDER TO SHOW CAUSE: Petitioners Casa Casuarina, LLC, Luxury Reso LC, and Loftin Hospitality, LLC shall SHOW CAUSE no later than 4:00 M. on July 27th, 2010, why the Court should not grant the United States' Motion to Dismiss, in part, Casa Casuarina, LLC, Luxury Resort, LLC, and Loftin Hospitality, LLC's Verified Petition [DE 407] by default. Alternatively, Petitioner may file a response to the Motion to Dismiss by 4:00 ■. on July 27th, 2010. Signed by Judge James I. Cohn on 7/26/2010. (rke) (Entered: 07/26/2010) 07/26/2010 454 Unopposed MOTION for Extension of Time to File Response to Petitioner Todd Snyder's First Requestfor Production to Interested Party Honorable Herbert Stettin by Herbert Stettin as to Scott W. Rothstein. Responses due by 8/12/2010 (Kegerreis, Sharon) (Entered: 07/26/2010) 07/26/2010 457 ORDER Approving stipulation and settlement agreements, DE 444 445 and 446 between the U.S. and certain third party petitioners and for leave to dismiss certain assets from preliminary Order of Forfeiture granting 448 Motion for Approval as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 7/26/2010. (1k) (Entered: 07/27/2010) 07/26/2010 458 ORDER denying as moot 300 Motion for Discovery as to Scott W. Rothstein (1); denying as moot 302 Motion for Discovery as to Scott W. Rothstein (I). Signed by Judge James I. Cohn on 7/26/2010. (Ik) (Entered: 07/27/2010) 07/27/2010 455 Minute Entry for proceedings held before Judge James I. Cohn: Motion Hearing as to Sc stein held on 7O7/2010 re 322 ourt Reporter: Tammy Nestor, / (rke) (Entered: 07/27/2010) 07/27/2010 456 Minute Entry for proceedings held before Judge James I. Cohn: tatus cadet. ' - IHm- 2- ) 'nen Tammy Nestor, =/ (rke) (Entered: 07/27/2010) 07/27/2010 459 ORDERED AND ADJUDGED that Chapter 11 Trustee's Unopposed Motion for Enlargement of Time to Respond to Petitioner Todd Snyder's First Request for Production to Interested Party Honorable Herbert Stettin [DE 454] is GRANTED. The Trustee shall respond to Todd Snyder's First Request for Production no later than August 6, 2010. Signed by Judge James I. Cohn on 7/27/2010. (rke) (Entered: 07/27/2010) 07/27/2010 460 MOTION to Continue on Verified Petition Hearing by Todd D Snyder as to Scott W. Rothstein. Responses due by 8/13/2010 (Lubetsky, Cary) (Entered: 07/27/2010) 07/27/2010 461 ORDER Re-setting Hearing to adjudicate the validity of Todd D. Snyder's Interest in Forfeited Property; granting 460 Motion to Continue Hearing as to https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611032 CM/ECF - Live Database - flsd Page 69 of 97 Scott W. Rothstein (I) Motion Hearing reset for 8/20/2010 09:00 AM in Fort Lauderdale Division before Judge James I. Cohn. Signed by Judge James I. Cohn on 7/27/2010. (bb) (Entered: 07/27/2010) 07/27/2010 462 ORDER granting by default 424 Motion to Dismiss verified Petition of Family Endowment Partners as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 7/27/2010. (bb) (Entered: 07/27/2010) 07/28/2010 463 ORDER: the United States' Motion to Dismiss, in part, Casa Casuarina, LLC, Luxury Resort, LLC, and Loftin Hospitality, LLC's Verified Petition [DE 407] is GRANTED BY DEFAULT. Signed by Judge James I. Cohn on 7/28/2010. (rke) (Entered: 07/28/2010) 07/28/2010 464 ORDER: A STATUS CONFERENCE on the Verified Petition to Adjudicate the Validity of Petitioner Regions Bank's Interest in Certain FundLlubject to Preliminary Order of Forfeiture [DE 449] is hereby set for 11:30 M. on Thursday, July 29, 2010, in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida. The parties may appear at the status conferen via telephone by making arrangements with Chambers no later than 5:00 M. on Wednesday, July 28, 2010. Signed by Judge James I. Cohn on 7/28/2010. (rke) (Entered: 07/28/2010) 07/28/2010 465 THIS CAUSE is before the Court on the verified titions of thirty-five non- investor clients of Rothstein Rosenfeldt Adler, M. [DE's 146-177 and 183- 185], the Chapter 11 Trustee's Verified Claims and Petition for Adjudication of Interests [DE 192], the Verified Petition of NF Servicing, LLC as to Gibraltar Trust Account No. 50015214 [DE 266], and the Verified Petition of Interest Filed on Behalf of Edward J. Morse, Carol A. Morse, and Morse Operations, Inc. [DE 279] (collectively Petitions). The Court has determined that a Pre-Hearing Conference would be beneficial. Therefore, it is LI DFRED AND ADJUDGED that a Pre-Hearing Conference is set for 9:30 on August 4, 2010, in Courtroom 207A of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida. At the Pre-Hearing Conference, the parties should be prepared to advise the Court approximately how many witnesses and exhibits they intend to introduce at the adjudicatory hearing, whether expert witnesses will be called, whether the parties intend to stipulate to any facts, and how long they anticipate each adjudicatory hearing will last. Signed by Judge James I. Cohn on 7/28/2010. (rke) (Entered: 07/28/2010) 07/28/2010 466 MOTION for Judgment (Partial Final Judgment), MOTION to Stay Ancillary Proceedings Pending Appeal, Including Memorandum of Law by Herbert Stettin as to Scott W. Rothstein. Responses due by 8/16/2010 (Kegerreis, Sharon) (Entered: 07/28/2010) 07/28/2010 4O ORDER denying 466 Motion for Judgment as to Scott W. Rothstein (1); denying 466 Motion to Stay as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 7/28/2010. (rke) (Entered: 07/28/2010) 07/29/2010 468 NOTICE of Attorney Appearance by Regions Bank as to Scott W. Rothstein (Ursini, Louis) (Entered: 07/29/2010) 07/29/2010 44_62 ORDER Re-Setting Hearing on 325 Verified petition of Kimberly A. https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611033 CM/ECF - Live Database - flsd Page 70 of 97 Rothstein. Motion Hearing re-set for 8/23/2010 10:30 AM in Fort Lauderdale Division before Judge James I. Cohn. Signed by Judge James I. Cohn on 7/29/2010. (rke) (Entered: 07/29/2010) 07/29/2010 470 Return of Service Executed on 7/21/2010 re 134 Preliminary Order of Forfeiture and Judgment. Signed by Judge James I. Cohn on 4/19/2010. (rke) Service information - Richard Ford 7696 NW 47 Dr. Coral Springs, FL 33067 (Is) (Entered: 07/30/2010) 07/30/2010 471 MOTION for Clarification 452 Order on Motion to Dismiss by Official Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, ■. as to Scott W. Rothstein. Responses due by 8/16/2010 (Goldberg, Michael) (Entered: 07/30/2010) 07/30/2010 472 POST TRIAL MEMORANDUM Regarding Restitution by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Kaplan, Jeffrey) (Entered: 07/30/2010) 07/30/2010 473 MOTION to Prioritize Restitution Claims of 37 Non-Investor Clients of RRA re 472 Post Trial Memorandum by Brian Korinko, Mitchell Delgado, Evelyn Adamo, Yolanda Foster, Diana Garcia, Beatriz Lopez, Servando Melchor, Nadine Robinson, Juan Frometa, Maria Prunskis, Hirbod Sarnsam, William Jaworski, Enid Griffins, Marla Jacobson, Robert Rozett, Jaime Alvarez, Frank Garza, Judith Mencke, Annette Valdespino, Kenneth Valdespino, Joan Weissberg, Richard Litsky, Iris Altman, Lorenzo Fagan, Alissa Mauro, Warren Sapp, Shebella Edwards Oliver, Mamita Morrison, Judith Hy, Myranda Keough, William Rundell, Carmen Teresa Espina, Doris M. Inverso, Mercedes Zota, Dolores Schneider, John Figueroa, Tim Davis, Brian A. Baudrit, Molly O'Brien, Kenneth O'Brien as to Scott W. Rothstein. Responses due by 8/16/2010 (Lehrman, Seth) (Entered: 07/30/2010) 08/02/2010 474 ORDER re 472 Post Trial Memorandum filed by USA. Signed by Judge James I. Cohn on 8/2/2010. (rke) (Entered: 08/02/2010) 08/03/2010 475 ORDER directing response re 471 MOTION for Clarification on Motion to Dismiss filed by Official Committee of Unsecured Creditors. The United States shall respond to the Oacial Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, .'s Motion for Clarification of the Court's Order Dated July 26, 2010 [DE 471] no later than August 9, 2010. Signed by Judge James I. Cohn on 8/3/2010. (rke) (Entered: 08/03/2010) 08/03/2010 476 MOTION to Compel Answers to Interrogatories by Herbert Stettin as to Scott W. Rothstein. Responses due by 8/20/2010 (Kegerreis, Sharon) (Entered: 08/03/2010) 08/03/2010 477 AMENDED ORDER as to 414 . The order is amended only to direct the United States to provide claimants with a copy of this order no later than August 9, 2010. Signed by Judge James I. Cohn on 8/3/2010. (rke) (Entered: 08/03/2010) 08/04/2010 an Minute Entry for proceedings held before Judge James I. Cohn: Status Conference as to Scott W. Rothstein held on 8/4/2010. Court Re .orter: Carly Horenkamp, / (rke) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611034 CM/ECF - Live Database - flsd Page 71 of 97 (Entered: 08/04/2010) 08/05/2010 E2 Order Cancelling August 9, 2010 Evidentiary Hearing as to uncontested Verified Petitions. Please see order. Signed by Judge James I. Cohn on 8/5/2010. (rke) (Entered: 08/05/2010) 08/05/2010 480 MOTION for Reconsideration re 452 Order on Motion to Dismiss b fficial Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, M. as to Scott W. Rothstein. Responses due by 8/23/2010 (Goldberg, Michael) (Entered: 08/05/2010) 08/05/2010 01 Unopposed MOTION to Vacate Order Granting by Default Motion to Dismiss Verified Petition of Family Endowment Partners, LLC and to Reinstate Petition and Incorporated Memorandum of Law by Family Endowment Partners, LLC as to Scott W. Rothstein. (Ellison, Steven) (Entered: 08/05/2010) 08/05/2010 482 ORDER: I. The Unopposed Motion to Vacate Order Granting by Default Motion to Dismiss Verified Petition of Family Endowment Partners, LLC and to Reinstate Petition [DE 481] is GRANTED. 2. The Court's Order Granting by Default Motion to Dismiss Verified Petition of Family Endowment Partners [DE 462] is VACATED. 3. The Verified Petition of Interest Filed on Behalf of Family Endowment Partners [DE 394] is REINSTATED. 4. Petitioner, Family Endowment Partners, LLC shall respond to the United States' Motion to Dismiss Verified Petition of Family Endowment Partners, LLC [DE 424] no later than Monday, August 9, 2010. 5. The United States may file a reply in support of its Motion to Dismiss Verified Petition of Family Endowment Partners, LLC [DE 424] no later than Thursday, August 12, 2010. Signed by Judge James I. Cohn on August 5, 2010. (rke) (Entered: 08/05/2010) 08/05/2010 Set/Reset Deadlines re Motion or Report and Recommendation in case as to Scott W. Rothstein 424 MOTION to Dismiss Si Notice (Other) Verified Petition of Family Endowment Partners. Responses due by 8/9/2010 Replies due by 8/12/2010. (rke) (Entered: 08/05/2010) 08/05/2010 Liaa NOTICE of Appearance by Network Resources, LLC, New Miami Group, LLC, Exito, LLC, Interamerican Holdings, LLC, Pirulin, LLC, Caro Group, LLC, Marmarser, LLC as to Scott W. Rothstein (Valori, Peter) (Entered: 08/05/2010) 08/05/2010 Attorney update in case as to Scott W. Rothstein. Attorney Peter Francis Valori for Network Resources, LLC,Peter Francis Valori for New Miami Group, LLC,Peter Francis Valori for Exito, LLC,Peter Francis Valori for Interamerican Holdings, LLC,Peter Francis Valori for Pirulin, LLC,Peter Francis Valori for Caro Group, LLC,Peter Francis Valori for Marrnarser, LLC added (ls)(per DE #483) (Entered: 08/09/2010) 08/07/2010 484 MOTION for Order Authorizing Interlocutory Sale of Certain Business Interests by USA as to Scott W. Rothstein. Responses due by 8/24/2010 (Attachments: # 1 Exhibit List of Subject Business Interests, # 2 Text of Proposed Order)(Lehr, Alison) (Entered: 08/07/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611035 CM/ECF - Live Database - flsd Page 72 of 97 08/09/2010 485 RESPONSE to Motion by USA as to Scott W. Rothstein re 471 MOTION for Clarification 452 Order on Motion to Dismiss Replies due by 8/19/2010. (Baltodano-Sheehan, Evelyn) (Entered: 08/09/2010) 08/09/2010 486 TRANSCRIPT of Pm-Hearing Conference as to Scott W. Rothstein held on 8-4-10 before Judge James I. ohn .27 1-70 a esCourt Re orter: Carly Horenkamp, / Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 9/2/2010. Redacted Transcript Deadline set for 9/13/2010. Release of Transcript Restriction set for 11/10/2010. (ch) Modified number of pages on 8/9/2010 (vjk). (Entered: 08/09/2010) 08/09/2010 487 Clerks Notice to Filer re 483 Notice (Other). Attorney Did Not Associate Themselves; ERROR - Filing attorney neglected to associate themselves to the case. The Clerk has added the attorney to the case. It is not necessary to refile this document future filings must comply with the CM/ECF Administrative Procedures and Local Rules by filing a Notice of Attorney Appearance and linking themselves to the case. (ls) (Entered: 08/09/2010) 08/09/2010 488 MOTION for Extension of Time to File Response as to 482 Order on Motion to Vacate,,, by Family Endowment Partners, LLC as to Scott W. Rothstein. Responses due by 8/26/2010 (Attachments: # 1 Text of Proposed Order) (Ellison, Steven) (Entered: 08/09/2010) 08/09/2010 482 ORDER granting in part and denying in part 488 Family Endowment's Motion for Extension of Time to File Response. Responses due by 8/11/2010. Replies due by 8/17/2010.Signed by Judge James I. Cohn on 8/9/2010. (rke) (Entered: 08/09/2010) 08/09/2010 490 WAIVER of Personal Appearance at Restitution Hearing by Scott W. Rothstein (Nurik, Marc) (Entered: 08/09/2010) 08/09/2010 495 Acknowledgment of Service on 8/6/10 by USA as to Scott W. Rothstein as to: $484,900.88 from Gibraltar Bank (1k) (Entered: 08/10/2010) 08/09/2010 496 Acknowledgment of Service on 8/6/10 as to Preliminary Order of Forfeiture by USA as to Scott W. Rothstein as to $255.16 from Gibraltar Bank (1k) (Entered: 08/10/2010) 08/09/2010 422 Acknowledgment of Service on 8/6/10 as to Order of Forfeiture by USA as to Scott W. Rothstein as to $947,091.83 from Gibraltar Bank (1k) (Entered: 08/10/2010) 08/09/2010 428 Acknowledgment of Service on 8/6/10 as to Order of Forfeiture by USA as to Scott W. Rothstein $71,793.06 from Gibraltar Bank (1k) (Entered: 08/10/2010) 08/09/2010 SYSTEM ENTRY - Docket Entry 493 restricted/sealed until further notice. (dby) (Entered: 04/05/2011) 08/10/2010 ga Acknowledgment of Receipt re 416 Order by USA as to Scott W. Rothstein Funds Received From TD Bank (Lehr, Alison) (Entered: 08/10/2010) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611036 CM/ECF - Live Database - flsd Page 73 of 97 08/10/2010 492 ORDER entered re: 471 the Official Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, ■.'s Motion for Clarification. Signed by Judge James I. Cohn on 8/10/2010. (rke) (Entered: 08/10/2010) 08/10/2010 494 ORDER granting 493 Motion to File Victims' Names Under Seal. Signed by Judge James I. Cohn on 8/10/2010. (rke) (Entered: 08/10/2010) 08/10/2010 422 CLERK'S NOTICE of filing OBJECTIONS TO RESTITUTION AMOUNTS. (Attachments: # 1 by P. L. Arvidson, # 2 by L. Arvidson, # 3 by J. F. Goodman, # 4 by M. J. Gulden, # 5 by C. L. Lyman and T. A. Jeffery- Lyman, # 6 by J. Oliver, # 7 by K. R. Rogers, # 8 by K. L. Hunt-Rogers, # 2 by M. C. Mahon, # 10 by M. Mahon Credit Shelter Trust, # 11 by K. R. Pantages Trust, # 12 by P. L. A. Pantages, # 13 by K. L. Roesch and S. K. Roesch, # 14 by M. L. Seiko and S. Seiko, # 15 by A. Kampf, # 16 by B. Seiko, # 17 by R. J. Seiko, # 18 by R. G. Shugarman) (mb) (Entered: 08/10/2010) 08/10/2010 500 NOTICE ofFiling Morse's Objection to Government's Preliminary Report and Requestfor Pre-Hearing Rulings on Restitution by Carol A. Morse, Morse Operations, Inc., Edward J. Morse as to Scott W. Rothstein re 472 Post Trial Memorandum (Mullin, John) (Entered: 08/10/2010) 08/10/2010 501 RESPONSE/REPLY by Southern Grouts & Mortars, Inc. as to Scott W. Rothstein to 472 Post Trial Memorandum (1k) (Entered: 08/11/2010) 08/10/2010 503 RESPONSE/REPLY by GOW, LLC., GGTW Investments USA, BBMSW, Investments USA, BWS Investments, USA,LLC., FDS Investments USA, LLC. as to Scott W. Rothstein to 472 Post Trial Memorandum (1k) (Entered: 08/11/2010) 08/11/2010 502 RESPONSE to Motion by Family Endowment Partners, LLC as to Scott W. Rothstein re 424 MOTION to Dismiss ILI Notice (Other) Verified Petition of Family Endowment Partners Replies due by 8/23/2010. (Ellison, Steven) (Entered: 08/11/2010) 08/11/2010 506 Acknowledgment of Service on 8/5/10 as to POF/Judgment by USA as to Scott W. Rothstein Marc Silverman (1k) (Entered: 08/12/2010) 08/12/2010 1_ NOTICE ofFiling Objection to Preliminary Report on Restitution by Zion Varon Ben, Mordechai Bar Adon, Rachel Levy, Shimon Levy, Daniel Minkowitz as to Scott W. Rothstein re 472 Post Trial Memorandum (Attachments: # 1 Exhibit A)(Salim, William) Modified text on 8/12/2010 (gme). (Entered: 08/12/2010) 08/12/2010 505 ORDER dismissing 394 Verified Petition of interest as to Scott W. Rothstein (1); Granting 424 Motion to Dismiss petition of family Endowment partners, LLC as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 8/12/2010. (1k) (Entered: 08/12/2010) 08/12/2010 507 MOTION for Judgment (Summary Judgment) and Supporting Memorandum ofLaw by Herbert Stettin as to Scott W. Rothstein. Responses due by 8/30/2010 (Kegerreis, Sharon) (Entered: 08/12/2010) 08/12/2010 508 MOTION to Bring Electronic Equipment into the courtroom by Herbert https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611037 CM/ECF - Live Database - flsd Page 74 of 97 Stettin as to Scott W. Rothstein. Responses due by 8/30/2010 (Attachments: # 1 Text of Proposed Order)(Kegerreis, Sharon) (Entered: 08/12/2010) 08/12/2010 5e ORDER granting 508 Motion to Bring Electronic Equipment into the courtroom. See Order for details. Signed by Judge James I. Cohn on 8/12/2010. (prd) (Entered: 08/12/2010) 08/12/2010 a Q MOTION to Compel Production of Documentsfrom Bankruptcy Trustee by Todd D Snyder as to Scott W. Rothstein. Responses due by 8/30/2010 (Attachments: # 1 Exhibit)(Lubetsky, Cary) (Entered: 08/12/2010) 08/13/2010 511 PAPERLESS ORDER directing Trustee to respond to 510 Tod Snyder's Motion to Compel Production of Documents no later than 4:00 N. on August 13, 2010. Signed by Judge James I. Cohn on 8/13/2010. (rke). (Entered: 08/13/2010) 08/13/2010 512 MOTION for Forfeiture of Property Amendment to Verified Petitions DEs 146-177 and 183-185 by Brian Korinko, Mitchell Delgado, Evelyn Adamo, Yolanda Foster, Diana Garcia, Beatriz Lopez, Servando Melchor, Nadine Robinson, Juan Frometa, Maria Prunskis, Hirbod Samsam, William Jaworski, Marla Jacobson, Robert Rozett, Frank Gana, Judith Mencke, Annette Valdespino, Kenneth Valdespino, Joan Weissberg, Richard Litsky, Iris Altman, Lorenzo Fagan, Alissa Mauro, Warren Sapp, Shebella Edwards Oliver, Mamita Morrison, Judith Hy, Myranda Keough, William Rundell, Carmen Teresa Espina, Doris M. Inverso, Mercedes Zota, Dolores Schneider, John Figueroa, Tim Davis, Brian A. Baudrit, Molly O'Brien, Kenneth O'Brien as to Scott W. Rothstein. Responses due by 8/30/2010 (Lehrman, Seth) (Entered: 08/13/2010) 08/13/2010 513 ORDER GRANTING 296 Motion to Appear Pro Hac Vice and Request to Electronically Receive Notices of Electronic Filings as to INTERESTED PARTY Kimberly Rothstein; Sergio E. Acosta, Esq., is hereby permitted to enter a limited appearance; Steven E. Seward, Esq., is designated as local counsel. Signed by Magistrate Judge Lurana S. Snow on 8/12/2010. (jz) (Entered: 08/13/2010) 08/13/2010 514 MOTION for Forfeiture of Property Thirty-five Non-Investor Clients of RRA's Memorandum of Lawfor Forfeiture Trials by Brian Korinko, Mitchell Delgado, Evelyn Adamo, Yolanda Foster, Diana Garcia, Beatriz Lopez, Servando Melchor, Nadine Robinson, Juan Frometa, Maria Prunskis, Hirbod Samsam, William Jaworski, Marla Jacobson, Robert Rozett, Frank Garza, Judith Mencke, Annette Valdespino, Kenneth Valdespino, Joan Weissberg, Richard Litsky, Iris Altman, Lorenzo Fagan, Alissa Mauro, Warren Sapp, Shebella Edwards Oliver, Mamita Morrison, Judith Hy, Myranda Keough, William Rundell, Carmen Teresa Espina, Doris M. Inverso, Mercedes Zota, Dolores Schneider, John Figueroa, Tim Davis, Brian A. Baudrit, Molly O'Brien, Kenneth O'Brien as to Scott W. Rothstein. Responses due by 8/30/2010 (Lehrman, Seth) (Entered: 08/13/2010) 08/13/2010 515 RESPONSE to Motion by Herbert Stettin as to Scott W. Rothstein re 510 MOTION to Compel Production of Documentsfrom Bankruptcy Trustee Replies due by 8/23/2010. (Kegerreis, Sharon) (Entered: 08/13/2010) https://ectfIsd.uscourts.gov/cgi-bin/DktRpt.p17791192596859255-L_942_0-1 5/29/2011 EFTA00611038 CM/ECF - Live Database - flsd Page 75 of 97 08/13/2010 516 NOTICE Prehearing Memorandum as to Gibraltar Trust Account No. 50015214 by NF Servicing, LLC. as to Scott W. Rothstein (Salim, William) (Entered: 08/13/2010) 08/13/2010 517 ORDER re 510 Todd D. Snydees Motion to Compel. Herbert Stettin, Chapter 11 Trustee of Rothstein Rosenfeldt Adler, ■. shall produce documents responsive to Todd D. Snyder's document request no later than August 16, 2010, provided Todd D. Snyder enters a stipulated protective order to comply with Judge Ray's Order Granting Trustee's Motion Seeking Protective Order and Approving Proposed Document Production Protocol. See DE 515 at 17- 24. Signed by Judge James I. Cohn on 8/13/2010. (rke) (Entered: 08/13/2010) 08/13/2010 518 NOTICE offiling Memorandum in Support of Edward J. Morse; Carol A. MOrse; and MOrse Operations, INc's Verified Petition of INterest by Carol A. Morse, Morse Operations, Inc., Edward J. Morse as to Scott W. Rothstein re M MOTION Verified Petition of Interest on Behalf of Edward J. Morse, Carol A. MOrse and Morse Operations, INc. (Mullin, John) (Entered: 08/13/2010) 08/13/2010 11.2 NOTICE of United States' Forfeiture Memorandum in Advance of Ancillary Hearings by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Baltodano-Sheehan, Evelyn) (Entered: 08/13/2010) 08/15/2010 520 NOTICE of Intent to Use Summaries at Ancillary Hearings by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 08/15/2010) 08/15/2010 521 NOTICE of Intent to Use Summaries at Ancillary Hearing by Herbert Stettin as to Scott W. Rothstein (Kegerreis, Sharon) (Entered: 08/15/2010) 08/15/2010 522 STIPULATION Joint Pre-Hearing by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit BA5- Bank Account With LIBB Analysis as to NF Servicing)(L.ehr, Alison) Modified on 8/17/2010 (Is). [Text modified by Clerk] (Entered: 08/15/2010) 08/15/2010 523 STIPULATION Joint Pre-Hearing by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit BA4-Bank Account Analysis with LIBB to Morse, # 2 Exhibit BA5 -Bank Account Analysis with LIBB to Morse, # 3 Exhibit BAll - Bank Account Analysis with LIBB to Morse)(Lehr, Alison) Modified on 8/17/2010 (Is). [Text modified by Clerk] (Entered: 08/15/2010) 08/15/2010 524 MOTION in Limine by Thirty-Five Non-Investor Clients of RIM by Brian Korinko, Mitchell Delgado, Evelyn Adamo, Yolanda Foster, Diana Garcia, Beatriz Lopez, Servando Melchor, Nadine Robinson, Juan Frometa, Maria Prunskis, Hirbod Samsam, William Jaworski, Enid Griffins, Marla Jacobson, Robert Rozett, Jaime Alvarez, Frank Garza, Judith Mencke, Annette Valdespino, Kenneth Valdespino, Joan Weissberg, Richard Litsky, Iris Altman, Lorenzo Fagan, Alissa Mauro, Warren Sapp, Shebella Edwards Oliver, Mamita Morrison, Judith Hy, Myranda Keough, William Rundell, Carmen Teresa Espina, Doris M. Inverso, Mercedes Zota, Dolores Schneider, John Figueroa, Tim Davis, Brian A. Baudrit, Molly O'Brien, Kenneth O'Brien as to Scott W. Rothstein. Responses due by 9/1/2010 (Lehrman, Seth) (Entered: 08/15/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611039 CM/ECF - Live Database - flsd Page 76 of 97 08/15/2010 525 STIPULATION Joint Pretrial Stipulation between Petitioner and United States of America by USA as to Scott W. Rothstein (Attachments: # I Exhibit Composite Exhibit C/C1 LIBB Analysis for Petitioners DE146-DEI51, # 2 Exhibit LIBB Analysis for Petitioners DE 152 through DE 157, # 3 Exhibit ExhibitC3 LIBB Analysis for Petitioners DE 158 through 168, # 4 Exhibit C4 LIBB analysis for Petitioners 169 through 177 and 183 through 185, # 5 Exhibit Non-Investor Clients LIBR (s), # 6 Exhibit Non-Investor Clients LIBR (u))(Lehr, Alison) Modified on 8/17/2010 Os). [Text modified by Clerk] (Entered: 08/15/2010) 08/16/2010 529 Minute Entry for proceedings held before Judge James I. Cohn: Evidentiary Hearin as to Scott W. Rothstein held on 8/16 2010.Court Reporter: Tammy Nestor, / (rke) Modified on 8/19/2010 to reflect date of hearing (bb). (Entered: 08/18/2010) 08/17/2010 526 Government's Exhibit and Witness List. (vtl) (Entered: 08/17/2010) 08/17/2010 527 STIPULATION of Facts by Herbert Stettin as to Scott W. Rothstein (Kegerreis, Sharon) (Entered: 08/17/2010) 08/17/2010 530 Minute Entry for proceedings held before Judge James I. Cohn: Evidentiary Hearin as to Scott W. Rothstein held on 8/17 2010.Court Reporter: Tammy Nestor, / (rke) Modified on 8/19/2010 to reflect date of hearing (bb). (Entered: 08/18/2010) 08/18/2010 528 MOTION for Priority Restitution and Request for Discovery by MMRH, LLC as to Scott W. Rothstein. Responses due by 9/7/2010 (Attachments: # I Exhibit A, # 2 Exhibit B)(Reinhart, Bruce) (Entered: 08/18/2010) 08/18/2010 531 NOTICE that Request for Discovery is Moot by MMRH, LLC as to Scott W. Rothstein re 528 MOTION for Priority Restitution and Request for Discovery (Reinhart, Bruce) (Entered: 08/18/2010) 08/19/2010 532 MOTION to Bring Electronic Equipment into the courtroom for the August 20, 2010 hearing by Herbert Stettin as to Scott W. Rothstein. Responses due by 9/7/2010 (Kegerreis, Sharon) (Entered: 08/19/2010) 08/19/2010 533 ORDER granting 532 Motion to Bring Electronic Equipment into the courtroom as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 8/19/2010. (rke) (Entered: 08/19/2010) 08/19/2010 534 Acknowledgment of Receipt by USA as to Scott W. Rothstein as to Additional Funds From TD Bank Account 1274 (Lehr, Alison) (Entered: 08/19/2010) 08/19/2010 535 TRUSTEE'S TRIAL EXHIBIT LIST. (vtl) (Entered: 08/19/2010) 08/20/2010 536 STIPULATION between USA, Todd Snyder and Rubin and Sharon Vine by Todd D Snyder as to Scott W. Rothstein (Lubetsky, Cary) (Entered: 08/20/2010) 08/20/2010 537 RESPONSE/OBJECTION by American Express Travel Related Services Company, Inc. as to Scott W. Rothstein to 472 Post Trial Memorandum (Attachments: # 1 Exhibit 1)(Koroglu, Harris) Modified on 8/24/2010 (Is). https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611040 CM/ECF - Live Database - flsd Page 77 of 97 (Entered: 08/20/2010) 08/20/2010 ag NOTICE of Filing Objection to the Government's Preliminary Report as fto Restitution by Stacy Selverne Trust as to Scott W. Rothstein (mg) (Additional attachment(s) added on 8/20/2010: # 1 Appendix) (mg). (Entered: 08/20/2010) 08/20/2010 539 Clerks Notice of Docket Correction re 538 Notice. Correction; Added Appendix B. (mg) (Entered: 08/20/2010) 08/20/2010 540 MOTION To Prioritize The Restitution Claims of Trust Victims by Carol A. Morse, Morse Operations, Inc., Edward J. Morse as to Scott W. Rothstein. Responses due by 9/7/2010 (Scott, Matthew) (Entered: 08/20/2010) 08/20/2010 541 Minute Order for proceedings held before Judge James I. Cohn: Evidentiary Hearing to Adjudicate Validity of Interest in Property held on 8/20/2010. Claim of Rubin and Sharon Vine-Stipulated Facts. Claim of Todd D. Synder- Stipualted Facts. The Cow Reporter: Tammy Nestor. ' . g/ (vtl) (Entered: 08/20/2010) 08/20/2010 542 NOTICE of Supplemental Authority by Scott W. Rothstein (Attachments: # 1 Exhibit)(Baltodano-Sheehan, Evelyn) (Entered: 08/20/2010) 08/20/2010 543 MOTION to Compel Responses to Interrogatories by Kimberly Rothstein as to Scott W. Rothstein. Responses due by 9/7/2010 (Attachments: # 1 Exhibit Kim Rothstein's Interrogatories, # 2 Exhibit United States of America's Responses and Objections to Interrogatories)(Seward, Steven) (Entered: 08/20/2010) 08/20/2010 544 NOTICE of Filing Limited Opposition to Preliminary Report on Restitution by Family Endowment Partners, LLC as to Scott W. Rothstein (Attachments: # 1 Exhibit)(Ellison, Steven) (Entered: 08/20/2010) 08/20/2010 54a MOTION to Continue Verified Petition Hearing (Emergency) by Kimberly Rothstein as to Scott W. Rothstein. Responses due by 9/7/2010 (Seward, Steven) (Entered: 08/20/2010) 08/20/2010 Attorney update in case as to Scott W. Rothstein. (Sonn, Jeffrey) (Entered: 08/20/2010) 08/20/2010 546 NOTICE of Appearance for Victims 2813274, 2712426, 2712457 and control#n113 by Official Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, M. as to Scott W. Rothstein (Sonn, Jeffrey) (Entered: 08/20/2010) 08/20/2010 547 NOTICE of Objection by Victims 2813274 and Control N-113 to Government's Preliminary Report As to Resitution bySfficial Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, M. as to Scott W. Rothstein re 472 Post Trial Memorandum (Sonn, Jeffrey) (Entered: 08/20/2010) 08/20/2010 554 NOTICE Objections to the Government's Preliminary Report as to Restitution by Tom Castellanos as to Scott W. Rothstein (mg) (Entered: 08/23/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611041 CM/ECF - Live Database - flsd Page 78 of 97 08/20/2010 563 JOINT STIPULATION re 281 MOTION for Forfeiture of Property (Verified Petition of Interest in Forfeited Property) 206 MOTION Verified Petition Claiming Ownership of Funds re 134 Order on Motion for Forfeiture of Property by USA, Todd D Snyder, Sharon Vine, Ruben Vine as to Scott W. Rothstein (ls)(See Image at DE # 536 ) (Entered: 08/24/2010) 08/20/2010 565 RESPONSE/Limited Opposition by Duce Staley, Don Travis as to Scott W. Rothstein to 472 Post Trial Memorandum/Preliminary Report on Restitution (1s)(See Image at DE # 544 ) (Entered: 08/24/2010) 08/20/2010 567 NOTICE OF ATTORNEY APPEARANCE: Jeffrey R. Sonn appearing for VNS #2813274, 2712426, 2712457 and Control #N-113 (Is)(See Image at DE # 546 ) (Entered: 08/24/2010) 08/20/2010 569 NOTICE of Objection by Control # N-I 13, 2813274 as to Scott W. Rothstein re an Post Trial Memorandum/Preliminary Report of Restitution (1s)(See Image at DE # 472 ) (Entered: 08/24/2010) 08/22/2010 548 NOTICE of Filing Revised Exhibit B to Bench Memorandum by USA as to Scott W. Rothstein re 112 Notice (Other) (Attachments: # 1 Exhibit Revised Exhibit B)(Lehr, Alison) (Entered: 08/22/2010) 08/22/2010 549 NOTICE of Filing Revised Exhibits A and B to previously filed Stipulation by USA as to Scott W. Rothstein re 525 Stipulation„ (Attachments: # I Exhibit Revised Exhibit A (Non-Investor Clients Who Survive LIBB), # 2 Exhibit Non-Investor Clients Who Do Not Survive LIBB)(Lehr, Alison) (Entered: 08/22/2010) 08/23/2010 550 STIPULATION between Petitioner Kimberley A. Rothstein and USA by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 08/23/2010) 08/23/2010 551 MOTION to Appear Pro Hac Vice, Consent to Designation, and Request to Electronically Receive Notices of Electronic Filing for Turner P. Smith. Filing Fee $75.00. Receipt # 432. (ksa) (Entered: 08/23/2010) 08/23/2010 552 ORDER Approving Stipulation and Settlement Agreement Between the United States and Kimberly A. Rothstein and for Leave to Dismiss Certain Assets from Preliminary Order of Forfeiture; denying as moot 543 Kimberly Rothstein's Motion to Compel; denying as moot 545 Kimberly Rothstein's Motion to Continue Hearing. Signed by Judge James I. Cohn on 8/23/2010. (rke) (Entered: 08/23/2010) 08/23/2010 553 Letter from E. Chester Stokes, Jr., as to Scott W. Rothstein. Please be advised that I am not in agreement with the FBI findings regarding restituiton in the matter of the U.S. v. Scott Rothstein. (vtl) (Entered: 08/23/2010) 08/23/2010 555 NOTICE of Objection to the Government's Preliminary Report of Restitution by Thomas R. McClure as to Scott W. Rothstein (mg) (Entered: 08/23/2010) 08/23/2010 556 NOTICE of Objection to Government's Preliminary Report of Restitution by Richard Cipullo, Barbara Cipullo as to Scott W. Rothstein (mg) (Entered: 08/23/2010) 08/23/2010 557 NOTICE of Objection to the Government's Preliminary Restitution Report by https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611042 CM/ECF - Live Database - flsd Page 79 of 97 Elizabeth A. Walsh as to Scott W. Rothstein (mg) (Entered: 08/23/2010) 08/23/2010 558 RESPONSE in Opposition by USA as to Scott W. Rothstein re 473 MOTION to Prioritize Restitution Claims of 37 Non-Investor Clients of RRA re 472 Post Trial Memorandum MOTION to Prioritize Restitution Claims of 37 Non-Investor Clients of RRA re 472 Post Trial Memorandum MOTION to Prioritize Restitution Claims of 37 Non-Investor Clients of RRA re 472 Post Trial Memorandum MOTION to Prioritize Restitution Claims of 37 Non- Investor Clients of RRA re 472 Post Trial Memorandum 540 MOTION To Prioritize The Restitution Claims of Trust Victims 528 MOTION for Priority Restitution and Request for Discovery (LaVecchio, Lawrence) (Entered: 08/23/2010) 08/23/2010 L2 DOCKET ENTRY STRICKEN - Minute Entry for proceedings held before Judge James I. Cohn: Evidentiary Hearing as to Scott W. Rothstein held on 8/23/2010 re: verified petition of K liyiiiiiiiiiiiiiiiiiiiiiiii Reporter: Tammy Nestor, (rke) Modified text and restricted entry on 8/23/2010 (bb). (Entered: 08/23/2010) 08/23/2010 560 Minute Order for proceedings held before Judge James I. Cohn: Evidentiary Hearing to Adjudicate the Validity of Kimberly A. Rothstein's Interest in Forfeited Property held on 8/23/2010. Claim of K' thstein- i l• F• • r R- r • ammy Nestor, / (vt1) (Entered: 08/23/2010) 08/23/2010 561 Clerks Notice of Docket Correction re: DE L2 . Document stricken per Chambers request. Docket text modified and entry restricted. (bb) (Entered: 08/23/2010) 08/23/2010 562 NOTICE of Filing of Supplemental Authority by Herbert Stettin as to Scott W. Rothstein (Marcushamer, Isaac) (Entered: 08/23/2010) 08/23/2010 571 LETTER RESPONSE/REPLY re: investment of $195,000.00 by Elizabeth A. Walsh as to Scott W. Rothstein to 472 Government's Post Trial Memorandum (lk) (Entered: 08/24/2010) 08/23/2010 Attorney update in case as to Scott W. Rothstein. Attorney Harris Jacob Koroglu for American Express Travel Related Services Company, Inc. added (cw) (Entered: 08/26/2010) 08/24/2010 564 Clerks Notice to Filer re 536 Stipulation. Not all Filer Name(s) Selected; ERROR - The correction was made by the Clerk and filing was re-docketed, see [de#563]. It is not necessary to refile this document.Document Not Linked; ERROR - The filed document was not linked to the related docket entry. The correction was made by the Clerk. It is not necessary to refile this document. (Is) (Entered: 08/24/2010) 08/24/2010 566 Clerks Notice to Filer re 544 Notice (Other). Wrong Filer Name(s) Selected; ERROR - The correction was made by the Clerk and filing was re-docketed, see [de#565]. It is not necessary to refile this document.Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#565]. It is not necessary to refile this https://ecalsd.uscourts.gov/cgi-bin/DktRpt.p17791192596859255-L_942_0-1 5/29/2011 EFTA00611043 CM/ECF - Live Database - flsd Page 80 of 97 document.Document Not Linked; ERROR - The filed document was not linked to the related docket entry. The correction was made by the Clerk. It is not necessary to refile this document. (Is) (Entered: 08/24/2010) 08/24/2010 568 Clerks Notice to Filer re 546 Notice (Other). Wrong Filer Name(s) Selected; ERROR - The correction was made by the Clerk and filing was re-docketed, see [de#567]. It is not necessary to refile this document.Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#567]. It is not necessary to refile this document. (Is) (Entered: 08/24/2010) 08/24/2010 570 Clerks Notice to Filer re 547 Notice (Other), Notice (Other). Wrong Filer Name(s) Selected; ERROR - The correction was made by the Clerk and filing was re-docketed, see [de#569]. It is not necessary to refile this document. (Is) (Entered: 08/24/2010) 08/24/2010 572 POST TRIAL MEMORANDUM Supplemental Report as to Restitution by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit Attachment A, # 2 Exhibit Attachment B, # 3 Exhibit Attachment C, # 4 Exhibit Attachment D) (LaVecchio, Lawrence) (Entered: 08/24/2010) 08/24/2010 573 A NOTICE ofAmicas Briefin Connection with Government's Proposed Restitution Plan b fficial Committee of Unsecured Creditors of Rothstein Rosenfeldt Adler, . as to Scott W. Rothstein re 422 Order on Motion for Clarification (Goldberg, Michael) (Entered: 08/24/2010) 08/24/2010 574 MOTION to Compel The Government to Provide Trustee With Unredacted Victim List and Proposed Restitution Amounts by Herbert Stettin as to Scott W. Rothstein. Responses due by 9/10/2010 (Kegerreis, Sharon) (Entered: 08/24/2010) 08/25/2010 575 NOTICE ofFiling Proposed Order by USA as to Scott W. Rothstein re 574 MOTION to Compel The Government to Provide Trustee With Unredacted Victim List and Proposed Restitution Amounts (Attachments: # 1 Text of Proposed Order)(LaVecchio, Lawrence) (Entered: 08/25/2010) 08/25/2010 576 ORDER re 574 Trustee's Motion to Compel the Government to Provide the Trustee with an Unredacted Victim List and Proposed Restitution Amounts. Signed by Judge James I. Cohn on 8/25/2010. (rke) (Entered: 08/25/2010) 08/25/2010 577 Minute Entry for proceedings held before Judge James I. Cohn: Hearing re: objections to methodology for restitution. No objections filed as to ' porter: Tammy Nestor, / (rke) (Entered: 08/25/2010) 08/25/2010 578 ORDER denying 507 Trustee's Motion for Judgment. Signed by Judge James I. Cohn on 8/25/2010. (rke) (Entered: 08/25/2010) 08/25/2010 579 ORDER RE: 21 U.S.C. s.853(n) Claims. Please see order. Signed by Judge James I. Cohn on 8/25/2010. (rke) (Entered: 08/25/2010) 08/25/2010 580 ORDER re: Restitution Procedures. Signed by Judge James I. Cohn on 8/25/2010. (rke) (Entered: 08/25/2010) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611044 CM/ECF - Live Database - flsd Page 81 of 97 08/25/2010 581 ORDER Authorizing Interlocutory Sale of Certain Business Interests Named in the Preliminary Order of Forfeiture. Signed by Judge James I. Cohn on 8/25/2010. (rke) (Entered: 08/25/2010) 08/26/2010 582 ORDER GRANTING 551 counsel Turner Smith's Motion to Appear Pro Hac Vice on behalf of interested party American Express Travel Related Services Company, Inc. ONLY; Harris Koroglu, Esq., is designated as local counsel. Turner Smith, Esq., shall be permitted to receive all electronic filings in this cause. Signed by Magistrate Judge Lurana S. Snow on 8/26/2010. (jz) (Entered: 08/26/2010) 08/26/2010 22 ORDER denying AN Motion for Reconsideration re 452 Order on Motion to Dismiss Official Committee's Verified Petition. Signed by Judge James I. Cohn on 8/26/2010. (rke) (Entered: 08/26/2010) 08/27/2010 584 NOTICE of Objection to the Government's Preliminary Restitution Report by J. Paul Rowe as to Scott W. Rothstein (mg) (Entered: 08/27/2010) 08/27/2010 585 POST TRIAL MEMORANDUM Second Supplemental Restitution Report by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit Attachment A, # 2 Exhibit Attachment B, # 3 Exhibit Attachment C, # 4 Exhibit Attachment D) (LaVecchio, Lawrence) (Entered: 08/27/2010) 08/27/2010 591 Second Supplemental REPORT as to Restitution by USA as to Scott W. Rothstein (ls)(See Image at DE # 585 ) (Entered: 08/31/2010) 08/30/2010 586 Minute Entry for proceedings held before Judge James I. Cohn: Restitution 8/30/2010 for Scott W. Rothstein. ourt Reporter: Tammy Nestor / (rke) (Entered: 08/30/2010) 08/30/2010 587 Agreed MOTION to Amend/Correct 576 Order on Motion to Compel, Agreed MOTION for Clarification 576 Order on Motion to Compel by Herbert Stettin as to Scott W. Rothstein. Responses due by 9/16/2010 (Marcushamer, Isaac) (Entered: 08/30/2010) 08/30/2010 588 ORDER granting 587 Agreed Motion to Amend and Clarify Order Regarding Trustee's Motion to Compel the Government to Provide the Trustee with Unredacted Victim List and Proposed Restitution Amounts. Signed by Judge James I. Cohn on 8/30/2010. (rke) (Entered: 08/30/2010) 08/30/2010 22 POST TRIAL MEMORANDUM Final Report as to Restitution by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit Attachment A, # 2 Exhibit Attachment B, # 3 Exhibit Attachment C, # 4 Exhibit Attachment D) (LaVecchio, Lawrence) (Entered: 08/30/2010) 08/30/2010 ID NOTICE of Settlement: Regions Bank by USA as to Scott W. Rothstein (Attachments: # 1 Exhibit Attachment)(Baltodano-Sheehan, Evelyn) (Entered: 08/30/2010) 08/30/2010 595 Final REPORT as to Restitution by USA as to Scott W. Rothstein (ls)(See Image at DE # Le ) (Entered: 09/01/2010) 08/31/2010 592 Clerks Notice to Filer re 21 Post Trial Memorandum. Wrong Event https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611045 CM/ECF - Live Database - flsd Page 82 of 97 Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#591). It is not necessary to refile this document. (Is) (Entered: 08/31/2010) 08/31/2010 593 AMENDED JUDGMENT as to Scott W. Rothstein (1), Count(s) 1, Imprisonment: 240 Months to run consecutively; Supervised Release: 3 years to run concurrently; Count(s) 2, Imprisonment: 240 Months to run consecutively to count 1; Supervised Release: 3 years to run concurrently; Count(s) 3, Imprisonment: 120 Months to run consecutive to counts I and 2; Supervised Release: 3 years to run concurrently; Count(s) 4-5, Imprisonment: 240 Months as to counts 4 and 5 to run concurrently with each other and concurrently with counts 1,2, and 3; Supervised Release: 3 Years to run concurrently. Restitution: $363,172,140.26; Special Assessment: $500.00. Signed by Judge James I. Cohn on 8/30/10. (mg) (Entered: 08/31/2010) 08/31/2010 594 MOTION to Adopt/Join OS Notice (Other) Stipulation and Settlement Agreement with Regions Bank by USA as to Scott W. Rothstein. Responses due by 9/17/2010 (Attachments: # 1 Text of Proposed Order)(Baltodano- Sheehan, Evelyn) (Entered: 08/31/2010) 09/01/2010 596 Clerks Notice to Filer re 589 Post Trial Memorandum. Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#595). It is not necessary to refile this document. (Is) (Entered: 09/01/2010) 09/01/2010 597 ORDER Approving Stipulation and Settlement Agreement Between the United States and Regions Bank DA. . Signed by Judge James I. Cohn on 9/1/2010. (rke) (Entered: 09/01/2010) 09/01/2010 598 ORDER Approving Government's Final Report as to Restitution 589 . Signed by Judge James I. Cohn on 9/1/2010. (rke) (Entered: 09/01/2010) 09/01/2010 5.22 MOTION to Amend/Correct 258 Order, MOTION for Clarification 52a Order by Herbert Stettin as to Scott W. Rothstein. Responses due by 9/20/2010 (Marcushamer, Isaac) (Entered: 09/01/2010) 09/02/2010 ga2 MOTION re 134 Order on Motion for Forfeiture of Property to Determine Government's Entitlement to Proceedsfrom Adler? Apartment by Katie Adler, Russell Adler as to Scott W. Rothstein. Responses due by 9/20/2010 (Slatkin, Jason) (Entered: 09/02/2010) 09/02/2010 602 Acknowledgment of Service on 8/17/10 at 26665 Executive Park, Weston re: Protective Order, by USA as to Scott W. Rothstein (1k) (Entered: 09/03/2010) 09/02/2010 603 Acknowledgment of Service on 8/17/10 at Leon Jackson re: Protective Order by USA as to Scott W. Rothstein Leon Jackson (1k) (Entered: 09/03/2010) 09/02/2010 604 Acknowledgment of Service on 8/16/10 re: Protective Order by USA as to Scott W. Rothstein at Donald Pollock (1k) (Entered: 09/03/2010) 09/02/2010 605 Acknowledgment of Service on 8/12/10 re: Protective Order by USA as to Scott W. Rothstein. Michael Kreitzer (1k) (Entered: 09/03/2010) 09/02/2010 606 Acknowledgment of Service on 8/11/10 on Johnny Williams (RRA Sports https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611046 CM/ECF - Live Database - flsd Page 83 of 97 and Entertainment) re: Protective Order by USA as to Scott W. Rothstein (1k) (Entered: 09/03/2010) 09/02/2010 607 Acknowledgment of Service on 8/11/10 on Richard Greene re: Protective Order by USA as to Scott W. Rothstein (lk) (Entered: 09/03/2010) 09/02/2010 608 Acknowledgment of Service on 8/11/10 at Robert Buschel re: Protective Order by USA as to Scott W. Rothstein (lk) (Entered: 09/03/2010) 09/03/2010 601 ORDERED AND ADJUDGED that with respect to the individuals listed in DE 598 that are represented by the Lehrman law firm, those moneys shall be transferred to the Lehrman law firm to be held in the Lehrman trust account for a period of fifteen days, thus allowing the Trustee to file any claim for fees or costs. Signed by Judge James I. Cohn on 9/3/2010. (rke) (Entered: 09/03/2010) 09/08/2010 212 MOTION for Reconsideration re 57_2 Order on Motion for Forfeiture of Property Order on Motion for Miscellaneous Relief,,, by USA as to Scott W. Rothstein. Responses due by 9/27/2010 (Attachments: # 1 Exhibit A)(Baltodano-Sheehan, Evelyn) (Entered: 09/08/2010) 09/17/2010 610 Acknowledgment of Service on Alan Geffin on 9/1/10 by USA as to Scott W. Rothstein (lk) (Entered: 09/20/2010) 09/17/2010 611 Acknowledgment of Service on 9/1/10 for Glenn J. Waldman by USA as to Scott W. Rothstein (1k) (Entered: 09/20/2010) 09/20/2010 612 RESPONSE in Opposition by Herbert Stettin as to Scott W. Rothstein re 600 MOTION re 134 Order on Motion for Forfeiture of Property to Determine Government's Entitlement to Proceedsfrom Adler? Apartment MOTION re 134 Order on Motion for Forfeiture of Property to Determine Government's Entitlement to Proceedsfrom Adlers' Apartment (Singerman, Paul) (Entered: 09/20/2010) 09/21/2010 M3 ORDER Setting Hearing on 600 Motion to Determine Government's Entitlement to Proceeds from Adlers' Apartment. Motion Hearing set for 9/22/2010 09:30 AM in Fort Lauderdale Division before Judge James I. Cohn. Signed by Judge James I. Cohn on 9/21/2010. (rke) (Entered: 09/21/2010) 09/21/2010 M4 ORDER Re-Setting Hearing on 600 MOTION to Determine Government's Entitlement to Proceeds from Adlers' Apartment. Motion Hearing re-set for 9/22/2010 02:30 PM in Fort Lauderdale Division before Judge James I. Cohn. Signed by Judge James I. Cohn on 9/21/2010. (rke) (Entered: 09/21/2010) 09/22/2010 615 Minute Entry for proceedings held before Judge James I. Cohn: The Government and the Adlers shall file a stipulation re: the Adlers' claim to forfeited property no later than October 4, 2010. Petitioners Russell and Katie Adler's Motion to Determine Governments Entitlement to Proceeds from Adlers' Apartment DE 600 is DENIED. Court R . qui': Tammy Nestor, / (rke) (Entered: 09/22/2010) 09/23/2010 616 NOTICE of Settlement by USA as to Scott W. Rothstein (Attachments: # 1 https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611047 CM/ECF - Live Database - flsd Page 84 of 97 Exhibit Stipulation and Settlement Agreement)(Baltodano-Sheehan, Evelyn) (Entered: 09/23/2010) 09/23/2010 617 MOTION to Adopt/Join 616 Notice (Other) Stipulation and Settlement Agreement between USA and Wachovia Bank by USA as to Scott W. Rothstein. Responses due by 10/12/2010 (Attachments: # 1 Text of Proposed Order)(Baltodano-Sheehan, Evelyn) (Entered: 09/23/2010) 09/24/2010 618 ORDER approving 617 Stipulation and Settlement Agreement Between the United States and Wachovia Bank. Signed by Judge James I. Cohn on 9/24/2010. (rke) (Entered: 09/24/2010) 09/27/2010 612 RESPONSE in Opposition by Herbert Stettin as to Scott W. Rothstein re fA:22 MOTION for Reconsideration re 579 Order on Motion for Forfeiture of Property (Singerman, Paul) Modified text on 9/29/2010 (tp). (Entered: 09/27/2010) 09/28/2010 620 ORDER that VRLP1, LLC and the United States of America shall file their stipulation and settlement agreement in this case no later than October 12, 2010. Signed by Judge James I. Cohn on 9/28/2010. (rke) (Entered: 09/28/2010) 09/28/2010 621 NOTICE ofRelease and Discharge ofLis Pendens by USA as to Scott W. Rothstein re 52 Notice of Lis Pendens (Baltodano-Sheehan, Evelyn) (Entered: 09/28/2010) 09/30/2010 622 Acknowledgment of Service on 9/24/10 re Protective Order by USA as to Scott W. Rothstein Michael Moskowitz (1k) (Entered: 10/01/2010) 10/04/2010 623 MOTION for Extension of Time to File Stipulation Regarding Property Subject to Forfeiture by Katie Adler, Russell Adler as to Scott W. Rothstein. Responses due by 10/21/2010 (Slatkin, Jason) (Entered: 10/04/2010) 10/04/2010 624 REPLY TO RESPONSE to Motion by USA as to Scott W. Rothstein re MOTION for Reconsideration re17./ Order on Motion for Forfeiture of Property Order on Motion for Miscellaneous Relief,,, MOTION for Reconsideration re 579 Order on Motion for Forfeiture of Property Order on Motion for Miscellaneous Relief,,, Reply to DE 619 (Lehr, Alison) (Entered: 10/04/2010) 10/05/2010 625 ORDER granting 623 Claimants Russell Adler and Katie Adler's Motion for Extension of Time to File Stipulation Regarding Property Subject to Forfeiture. The Adlers shall file their stipulation no later than October 12, 2010. In the event the Adlers fail to file a stipulation regarding property subject to forfeiture by October 12, 2010, the Court will conduct an evidentiary hearing at 9:00 ■. on October 14, 2010, in Courtroom 203 of the of the United States Courthouse, 299 East Broward Blvd., Fort Lauderdale, Florida to adjudicate the Adlers' interest in forfeited property. Signed by Judge James I. Cohn on 10/5/2010. (rke) (Entered: 10/05/2010) 10/05/2010 626 MOTION for Leave to File Sur-Reply by Herbert Stettin as to Scott W. Rothstein. Responses due by 10/22/2010 (Marcushamer, Isaac) (Entered: 10/05/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791 1 92596859255-L_942_0-1 5/29/2011 EFTA00611048 CM/ECF - Live Database - flsd Page 85 of 97 10/06/2010 627 PAPERLESS ORDER granting 626 Chapter 11 Bankruptcy Trustee's unopposed Motion for Leave to File Sur-Reply. The Trustee shall file its sur- reply no later than October 12, 2010. Signed by Judge James I. Cohn on 10/6/2010. (rke) (Entered: 10/06/2010) 10/12/2010 628 STIPULATION between US and VRLPI, LLC by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 10/12/2010) 10/12/2010 a.2 MOTION Approve Stipulation and Settlement Agreement and Dismiss RP 5 From Preliminary Order of Forfeiture re 628 Stipulation by USA as to Scott W. Rothstein. Responses due by 10/29/2010 (Attachments: # I Text of Proposed Order)(Lehr, Alison) (Entered: 10/12/2010) 10/12/2010 630 ORDER granting 629 Motion to Approve Stipulation and Settlement Agreement between the United States and VRLPI, LLC. Signed by Judge James I. Cohn on 10/12/2010. (rke) (Entered: 10/12/2010) 10/12/2010 631 REPLY TO RESPONSE to Motion by Herbert Stettin as to Scott W. Rothstein re 609 MOTION for Reconsideration re 579 Order on Motion for Forfeiture of Property,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, Order on Motion for Miscellaneous Relief,,, MOTION for Reconsideration re 22 Order on Motion for Forfeiture of Property Order on Motion for Miscellaneous Relief,,, (Marcushamer, Isaac) (Entered: 10/12/2010) 10/12/2010 632 STIPULATION and Settlement Agreement between the US and Adlers re .62Q Order by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 10/12/2010) 10/12/2010 633 RESPONSE/REPLY (Sur-Reply) by Herbert Stettin as to Scott W. Rothstein to 624 Reply to Response to motion. See image at DE 631 (1k) (Entered: 10/13/2010) 10/13/2010 634 Clerks Notice to Filer re 631 Reply to Response,. Wrong Event Selected; ERROR - The Filer selected the wrong event. The document was re-docketed by the Clerk, see [de#633]. It is not necessary to refile this document. (1k) (Entered: 10/13/2010) 10/13/2010 635 MOTION Approve Stipulation and Settlement Agreement between the United States and Russell and Katie Adler re 632 Stipulation by USA as to Scott W. Rothstein. Responses due by 11/1/2010 (Attachments: # 1 Text of Proposed Order)(Lehr, Alison) (Entered: 10/13/2010) 10/13/2010 636 ORDER: The United States of America's Motion to Approve Stipulation and Settlement Agreement Between the United States and Russell Adler and Katie Adler [DE 635] is GRANTED. The Stipulation and Settlement Agreement entered into between the United States and Russell and Katie Adler [DE 632] is APPROVED. Signed by Judge James I. Cohn on 10/13/2010. (rke) (Entered: 10/13/2010) 10/14/2010 637 ORDER granting in part and denying in part 609 Motion for Partial Reconsideration. Signed by Judge James I. Cohn on 10/14/2010. (rke) (Entered: 10/14/2010) 10/19/2010 638 NOTICE Verified Petition by Thirteen Aqua Holdings, Ltd. as to Scott W. Rothstein (Feaman, Peter) (Entered: 10/19/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611049 CM/ECF - Live Database - flsd Page 86 of 97 10/19/2010 639 ORDER denying as untimely 638 the Verified Petition of Thirteen Aqua Holdings, Ltd., a Non-Investor Client of RRA Asserting an Interest in Property to Be Forfeited. Signed by Judge James I. Cohn on 10/19/2010. (rke) (Entered: 10/19/2010) 10/22/2010 640 STIPULATIONfor Substitution of Counsel by Network Resources, LLC, New Miami Group, LLC, Exito, LLC, Pirulin, LLC, Caro Group, LLC, Marmarser, LLC as to Scott W. Rothstein (Traband, Rhett) (Entered: 10/22/2010) 10/29/2010 641 MOTION for Forfeiture of Property Motion to Prioritize Restitution Claim by Thirteen Aqua Holdings, Ltd. as to Scott W. Rothstein. Responses due by 11/15/2010 (Attachments: # 1 Order re 21 USC Section 853 (n) Claims pp 1- 12, # 2 Order re 21 USC Section 853(n) Claims pp 13-24)(Feaman, Peter) (Entered: 10/29/2010) 10/29/2010 642 ORDER denying 641 Motion to Prioritize the Restitution Claim of Thirteen Aqua Holdings, Ltd. a Non-Investor Client of RRA. Signed by Judge James I. Cohn on 10/29/2010. (rke) (Entered: 10/29/2010) 11/09/2010 643 STIPULATION and Settlement Agreement as to RP24 and B116 by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 11/09/2010) 11/09/2010 644 STIPULATION and Settlement AGreement with Town ofNarragansett by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 11/09/2010) 11/10/2010 645 MOTION to Approve Stipulation and Settlement Agreement with Miami Dade County Tax Collector re 643 Stipulation by USA as to Scott W. Rothstein. Responses due by 11/29/2010 (Attachments: # 1 Text of Proposed Order)(Lehr, Alison) (Entered: 11/10/2010) 11/10/2010 646 MOTION to approve Stipulation and Settlement Agreement with Town of Narragansett re 644 Stipulation by USA as to Scott W. Rothstein. Responses due by 11/29/2010 (Attachments: # 1 Text of Proposed Order)(Lehr, Alison) (Entered: 11/10/2010) 11/10/2010 647 ORDER granting 646 Motion to Approve Stipulation and Settlement Agreement Between the United States and Town of Narragansett, Rhode Island. Signed by Judge James I. Cohn on 11/10/2010. (rke) (Entered: 11/10/2010) 11/10/2010 648 ORDER granting 645 Motion to Approve Stipulation and Settlement Agreement Between the United States and Miami-Dade Tax Collector. Signed by Judge James I. Cohn on 11/10/2010. (rke) (Entered: 11/10/2010) 11/12/2010 649 STATUS REPORT as to Motion for Final Order ofForfeiture by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 11/12/2010) 11/12/2010 §..51 NOTICE OF APPEAL by Herbert Stettin as to Scott W. Rothstein re 22 Order on Motion for Forfeiture of Property,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, Order on Motion for Miscellaneous Relief,,, 578 Order on Motion for Judgment 305 Order on Motion to Amend/Correct 637 Order on Motion for Reconsideration, 400 Order on Motion to Dismiss,. Within fourteen days of the filing date of a Notice of Appeal, the appellant must complete the https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611050 CM/ECF - Live Database - flsd Page 87 of 97 Eleventh Circuit Transcript Order Form regardless of whether transcripts are being ordered [Pursuant to FRAP 10(b)]. For information go to our FLSD website under Transcript Information. (Singerman, Paul) (Entered: 11/12/2010) 11/12/2010 651 MOTION to Stay Pending Appeal by Herbert Stettin as to Scott W. Rothstein. Responses due by 11/29/2010 (Singerman, Paul) (Entered: 11/12/2010) 11/15/2010 Transmission of Notice of Appeal, Orders and Docket Sheet as to Scott W. Rothstein to US Court of Appeals re 650 Notice of Appeal - Other Order. Filing Fee $(NOT PAID) (mc) (Entered: 11/15/2010) 11/18/2010 652 USCA Appeal Fees received on 11/18/2010 in the amount of $455.00, receipt number FLS100009780 as to Scott W. Rothstein re 650 Notice of Appeal - Other Order (mc) (Entered: 11/19/2010) 11/23/2010 653 TRANSCRIPT INFORMATION FORM as to Scott W. Rothstein re 650 Notice of Appeal - Other Order„ filed by Herbert Stettin. Hearing Transcripts transcript(s) ordered. Order placed by Paul Steven Singerman. Email sent to Court Reporter Coordinator. (Singerman, Paul) (Entered: 11/23/2010) 11/24/2010 654 Unopposed MOTION for Extension of Time to File Response as to 651 MOTION to Stay Pending Appeal by USA as to Scott W. Rothstein. Responses due by 12/13/2010 (Attachments: # 1 Text of Proposed Order) (Lehr, Alison) (Entered: 11/24/2010) 11/24/2010 655 Unopposed MOTION for Extension of Time to File Response as to 651 MOTION to Stay Pending Appeal by Todd D Snyder as to Scott W. Rothstein. Responses due by 12/13/2010 (Attachments: # 1 Text of Proposed Order)(Lubetsky, Cary) Modified text on 11/29/2010 (as1). (Entered: 11/24/2010) 11/24/2010 656 ORDER Granting United States' Motion for Extension of Time to Respond to Chapter II Bankruptcy Trustee's Motion for Stay Pending Appeal.re 654 Motion for Extension of Time to File Response as to Scott W. Rothstein (1). Responses due by 12/3/2010. Signed by Judge James I. Cohn on 11/24/2010. (asl) (Entered: 11/29/2010) 11/29/2010 01 Return of Service Executed on 10/28/10 re B ORDER 12 Motion for Protective Order as to Scott W. Rothstein. Service information - Roger Stone (gme) (Entered: 11/29/2010) 11/29/2010 01 RESPONSE and Memorandum of Law in Opposition, in Part, by Regions Bank as to Scott W. Rothstein to 651 MOTION to Stay Pending Appeal (Ursini, Louis) Modified text on 11/30/2010 (asl). (Entered: 11/29/2010) 11/29/2010 612 ORDER Granting Petitioner, Todd D. Synder's Unopposed Motion for Extension of Time to File Response to Chapter 11 Trustee's Motion for Stay Pending Appeal; re 655 Motion for Extension of Time to File Response as to Scott W. Rothstein (I). Responses due by 12/6/2010. Signed by Judge James I. Cohn on 11/29/2010. (asl) (Entered: 11/30/2010) 12/03/2010 660 RESPONSE to Motion by USA as to Scott W. Rothstein re 651 MOTION to Stay Pending Appeal Replies due by 12/13/2010. (Lehr, Alison) (Entered: https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pr791192596859255-L_942_0-1 5/29/2011 EFTA00611051 CM/ECF - Live Database - flsd Page 88 of 97 12/03/2010) 12/06/2010 661 Acknowledgment of Service on 11/12/10- RRA Consulting, Inc. (Roger Stone) re: Protective Order/POF/Judgment/Letter by USA as to Scott W. Rothstein (as1) (Entered: 12/06/2010) 12/06/2010 662 Second Unopposed MOTION for Extension of Time to File Response as to 651 MOTION to Stay Pending Appeal by Todd D Snyder as to Scott W. Rothstein. Responses due by 12/23/2010 (Attachments: # 1 Text of Proposed Order)(Lubetsky, Cary) Modified text on 12/7/2010 (asl). (Entered: 12/06/2010) 12/07/2010 663 Acknowledgment of Receipt of NOA from USCA as to Scott W. Rothstein re 650 Notice of Appeal - Other Order, date received by USCA: 11/22/2010. USCA Case Number: 10-15324-B. (mc) (Entered: 12/07/2010) 12/09/2010 664 STIPULATION between US and Optima Village by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 12/09/2010) 12/09/2010 665 STIPULATION between US and 350 Las Olas Place by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 12/09/2010) 12/09/2010 666 MOTION Approve Stipulation re 664 Stipulation between US and Optima Village I Condominium Association by USA as to Scott W. Rothstein. Responses due by 12/27/2010 (Attachments: # 1 Text of Proposed Order) (Lehr, Alison) (Entered: 12/09/2010) 12/09/2010 667 MOTION to Approve Stipulation re 665 Stipulation between United States and 350 Las Olas Place Condominium Association by USA as to Scott W. Rothstein. Responses due by 12/27/2010 (Attachments: # 1 Text of Proposed Order)(Lehr, Alison) (Entered: 12/09/2010) 12/10/2010 668 ORDER Granting Petitioner, Todd D. Snyder's Unopposed Motion for a Second Extension of Time to File Response to Chapter 11 Trustee's Motion for Stay Pending Appeal. re 662 Motion for Extension of Time to File Response as to Scott W. Rothstein (I). Signed by Judge James I. Cohn on 12/10/2010. (asl) (Entered: 12/10/2010) 12/10/2010 512 ORDER Approving Stipulation and Settlement Agreement Between the United States and 350 Las Olas Place Condominium Association;granting 667 Motion as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 12/10/2010. (asl) (Entered: 12/10/2010) 12/10/2010 670 ORDER Approving Stipulation and Settlement Agreement Between the United States and Optima Village I Condominium Association; granting 666 Motion as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 12/10/2010. (asl) (Entered: 12/10/2010) 12/13/2010 671 REPLY TO RESPONSE to Motion by Herbert Stettin as to Scott W. Rothstein re 651 MOTION to Stay Pending Appeal (Singerman, Paul) (Entered: 12/13/2010) 12/13/2010 22., Amended MOTION to Stay Pending Appeal by Herbert Stettin as to Scott W. Rothstein. Responses due by 12/30/2010 (Singerrnan, Paul) (Entered: https://ecalsd.uscourts.gov/cgi-bin/DktRpt.p12791192596859255-L_942_0-1 5/29/2011 EFTA00611052 CM/ECF - Live Database - flsd Page 89 of 97 12/13/2010) 12/14/2010 673 TRANSCRIPT of status conference as to Scott W. Rothstein held on 5/28/10 before Judge James I. Cohn, 1-25 pages • ' of Appeal - Other Order Court Re rter: Tamm Nestor, / . Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/7/2011. Redacted Transcript Deadline set for 1/18/2011. Release of Transcript Restriction set for 3/17/2011. (Nestor, Tammy) (Entered: 12/14/2010) 12/14/2010 O4 TRANSCRIPT of hearing as to Scott W. Rothstein held on 6/11/10 before Judge James I. Cohn, 1-60 pages re: 650 Notice of Appeal - Other Order„ Court Re orter: Tammy Ne / . Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/7/2011. Redacted Transcript Deadline set for 1/18/2011. Release of Transcript Restriction set for 3/17/2011. (Nestor, Tammy) (Entered: 12/14/2010) 12/14/2010 21 (TRANSCRIPT CORRECTED SEE DE# 750 ) TRANSCRIPT of hearing as to Scott W. Rothstein held on 8/16/10 before Judge James I. Cohn, Volume Number 1, 1-225 pages, re: 650 Notice of A eal - Other Order Court Reporter: Tammy Nestor, / Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/7/2011. Redacted Transcript Deadline set for 1/18/2011. Release of Transcript Restriction set for 3/17/2011. (Nestor, Tammy) Text modified on 5/4/2011 (mc). (Entered: 12/14/2010) 12/14/2010 676 (TRANSCRIPT CORRECTED SEE DE# 751 ) TRANSCRIPT of hearing as to Scott W. Rothstein held on 8/17/10 before Judge James I. Cohn, Volume Number 2, 1-111 pages, it: 650 Notice of A.. al - Other Order Court Reporter: Tammy Nestor, / Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/7/2011. Redacted Transcript Deadline set for 1/18/2011. Release of Transcript Restriction set for 3/17/2011. (Nestor, Tammy) Text modified on 5/4/2011 (mc). (Entered: 12/14/2010) 12/14/2010 677 TRANSCRIPT of hearing as to Scott W. Rothstein held on 8/20/10 before Judge James I. Cohn, 1-34 pages e of Appeal - Other Order„ / . Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/7/2011. Redacted Transcript Deadline set for 1/18/2011. Release of Transcript Restriction set https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611053 CM/ECF - Live Database - flsd Page 90 of 97 for 3/17/2011. (Nestor, Tammy) (Entered: 12/14/2010) 12/14/2010 al TRANSCRIPT of motion to dismiss chapter 11 claims petition as to Scott W. Rothstein held on 7/8/10 before Judge James I. Cohn, 1-40 pages, ill Notice of A eal - Other Order Court Reporter: Tammy Nestor, / . Transcript may be viewed at the court public terminal or purchased by contacting the Court Reporter/Transcriber before the deadline for Release of Transcript Restriction. After that date it may be obtained through PACER. Redaction Request due 1/7/2011. Redacted Transcript Deadline set for 1/18/2011. Release of Transcript Restriction set for 3/17/2011. (Nestor, Tammy) (Entered: 12/14/2010) 12/14/2010 22 TRANSCRIPT NOTIFICATION as to Scott W. Rothstein - Transcript(s) ordered on: 11/14/10 by P l inaerman. Es.. has/have been filed b ourt Reporter: Tammy Nestor, / re 653 Transcript Information Form,. (Nestor, Tammy) (Entered: 12/14/2010) 12/17/2010 680 Clerks Notice of Docket Correction re 675 Transcript - Appeal 676 Transcript - Appeal. Transcript Missing Date; Instruction to Filer - Add date of the hearing and refile transcript using Transcript-Corrected event. (mc) (Entered: 12/17/2010) 12/17/2010 .6_8,1 STATUS REPORT (Second) Regarding Anticipated Filing of Motion for Final Order of Forfeiture by USA as to Scott W. Rothstein (Lehr, Alison) (Entered: 12/17/2010) 12/28/2010 0/ Acknowledgment of Service on 11/23/10 as to MIP Finance, LLC. re: Protective Order/POF/JudgmenULetter by USA as to Scott W. Rothstein (dm) (Entered: 12/29/2010) 12/28/2010 683 Acknowledgment of Service on 11/23/10 for Moroso Investment Partners, LLC re: Protective Order/POF/JudgmenULetter by USA as to Scott W. Rothstein (dm) (Entered: 12/29/2010) 12/28/2010 684 Acknowledgment of Service on 11/22/10 for Richard Ford (Africat Marine) re: Protective Order/POF/Judgment/Letter by USA as to Scott W. Rothstein (dm) (Entered: 12/29/2010) 12/28/2010 685 Acknowledgment of Service on 11/29/10 for MLC 350, LLC re: Protective Order/POF/JudgmenULetter by USA as to Scott W. Rothstein (dm) (Entered: 12/29/2010) 12/28/2010 686 Acknowledgment of Service on 11/30/10 for Rober Kagan, .,re: Protective Order/POF/JudgmenULetter by USA as to Scott W. Rothstein (dm) (Entered: 12/29/2010) 12/28/2010 687 Acknowledgment of Service on 11/23/10 for ADMG Moroso Investment Partners, LLC re: Protective Order/POF/Judgment/Letter by USA as to Scott W. Rothstein (dm) (Entered: 12/29/2010) 12/28/2010 688 Acknowledgment of Service on 12/9/10 for Todd S. Payne (Africat Marine) re: Protective Order/POF/Judgment/Letter by USA as to Scott W. Rothstein (dm) (Entered: 12/29/2010) https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611054 CM/ECF - Live Database - flsd Page 91 of 97 12/28/2010 689 Acknowledgment of Service on 11/30/10 for Leon Jackson (Las Olas Restaurant Corp.) re: Protective Order/POF/Judgment/Letter by USA as to Scott W. Rothstein (dm) (Entered: 12/29/2010) 12/28/2010 690 Acknowledgment of Service on 11/30/10 for Alex P. Rosenthal,Esq.,re: Protective Order/POF/JudgmenULetter by USA as to Scott W. Rothstein (dm) Modified text to reflect correct person served on 12/29/2010 (dm). (Entered: 12/29/2010) 12/28/2010 691 Acknowledgment of Service on 11/29/10 for Frank Frione re: Protective Order/POF/JudgmenULetter by USA as to Scott W. Rothstein (dm) (Entered: 12/29/2010) 12/30/2010 692 Unopposed MOTION for Extension of Time to File Response as to 672 Amended MOTION to Stay Pending Appeal by Regions Bank as to Scott W. Rothstein. Responses due by 1/18/2011 (Ursini, Louis) (Entered: 12/30/2010) 01/03/2011 693 PAPERLESS ORDER granting a9/ Unopposed Motion for Extension of Time. Petitioner Regions Bank shall respond to the Amended Motion to Stay 672 no later than January 17, 2011. Signed by Judge James I. Cohn on 1/3/2011. (rke) (Entered: 01/03/2011) 01/13/2011 694 STIPULATION and Settlement Agreement between United States and Palm Beach County Tax Collector by USA as to Scott W. Rothstein (Lehr, Alison) Modified text on 1/14/2011 (asl). (Entered: 01/13/2011) 01/13/2011 AK STIPULATION and Settlement Agreement between United States and Residential Board of Managers of Beacon Court Condominium by USA as to Scott W. Rothstein (Lehr, Alison) Modified text on 1/14/2011 (asl). (Entered: 01/13/2011) 01/13/2011 696 MOTION re 694 Stipulation, 695 Stipulation to Approve Stipulation and Settlement Agreements Between the United States and Certain Third Parties by USA as to Scott W. Rothstein. Responses due by 1/31/2011 (Attachments: # 1 Text of Proposed Order)(Lehr, Alison) Modified text on 1/14/2011 (asl). (Entered: 01/13/2011) 01/14/2011 DI ORDER Approving Stipulation and Settlement Agreements Between the United States and Certain Third Parties: Palm Beach County Tax Collector and Residential Board of Managers of Beacon Court Condominium;granting 696 Motion as to Scott W. Rothstein (1). Signed by Judge James I. Cohn on 1/14/2011. (asl) (Entered: 01/14/2011) 01/14/2011 691 STIPULATION and Settlement Agreement with Bleecker and I I th Owners Corp. by USA as to Scott W. Rothstein (Baltodano-Sheehan, Evelyn) (Entered: 01/14/2011) 01/14/2011 §22 MOTION Approve re OA Stipulation and Settlement Agreement with Bleecker and I I th Owners Corp. by USA as to Scott W. Rothstein. Responses due by 1/31/2011 (Attachments: # 1 Text of Proposed Order) (Baltodano-Sheehan, Evelyn) (Entered: 01/14/2011) 01/14/2011 700 MOTION for Forfeiture of Property (First Final) by USA as to Scott W. Rothstein. Responses due by 1/31/2011 (Attachments: # 1 Exhibit Claim and https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611055 CM/ECF - Live Database - flsd Page 92 of 97 Disposition Chart, # 2 Text of Proposed Order)(Baltodano-Sheehan, Evelyn) (Entered: 01/14/2011) 01/17/2011 701 RESPONSE to Motion by Regions Bank as to Scott W. Rothstein re 672 Amended MOTION to Stay Pending Appeal Replies due by 1/27/2011. (Ursini, Louis) (Entered: 01/17/2011) 01/18/2011 702 ORDER Approving Stipulation and Settlement Agreement Between the United States and Bleecker & 11th Owners Corp as to Scott W. Rothstein; granting 698 Stipulation filed by USA, approving 664 Stipulation filed by USA. Signed by Judge James I. Cohn on 1/18/2011. (asl) (Entered: 01/18/2011) 01/21/2011 703 NOTICE of Release and Discharge of Lis Pendensfor property located at 2307 Castilla Isle, Fort Lauderdale, Florida by USA as to Scott W. Rothstein re 40 Notice of Lis Pendens (Baltodano-Sheehan, Evelyn) (Entered: 01/21/2011) 01/21/2011 704 NOTICE of Release and Discharge of Lis Pendensfor property located at 2308 Castilla Isle, Fort Lauderdale, Florida by USA as to Scott W. Rothstein re 41 Notice of Lis Pendens (Baltodano-Sheehan, Evelyn) (Entered: 01/21/2011) 01/21/2011 705 NOTICE of Release and Discharge of Lis Pendensfor property located at 2316 Castilla Isle, Fort Lauderdale, Florida by USA as to Scott W. Rothstein re 42 Notice of Lis Pendens (Baltodano-Sheehan, Evelyn) (Entered: 01/21/2011) 01/21/2011 706 NOTICE of Release and Discharge of Lis Pendensfor property located at 29 Isla Bahia Drive, Fort Lauderdale, Florida by USA as to Scott W. Rothstein re 44 Notice of Lis Pendens (Baltodano-Sheehan, Evelyn) (Entered: 01/21/2011) 01/21/2011 707 NOTICE of Release and Discharge of Lis Pendens located at 2627 Castilla Isle, Fort Lauderdale, Florida by USA as to Scott W. Rothstein re 47 Notice of Lis Pendens (Baltodano-Sheehan, Evelyn) (Entered: 01/21/2011) 02/01/2011 708 First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) (Entered: 02/01/2011) 02/08/2011 709 Amended NOTICE OF APPEAL by Herbert Stettin as to Scott W. Rothstein re 708 Order on Motion for Forfeiture of Property 22 Order on Motion for Forfeiture of Property,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, Order on Motion for Miscellaneous Relief,,, 25 Order on Motion for Judgment 305 Order on Motion to Amend/Correct, 637 Order on Motion for Reconsideration, 400 Order on Motion to Dismiss,. Within fourteen days of the filing date of a Notice of Appeal, the appellant must complete the Eleventh Circuit Transcript Order Form regardless of whether transcripts are being ordered [Pursuant to FRAP 10(b)]. For information go to our FLSD website under Transcript Information. (Singerman, Paul) (Entered: 02/08/2011) 02/09/2011 Transmission of Notice of Appeal, Orders and Docket Sheet as to Scott W. Rothstein to US Court of Appeals re 709 Notice of Appeal - Other Order. https://ectflsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611056 CM/ECF - Live Database - flsd Page 93 of 97 (mc) (Entered: 02/09/2011) 02/14/2011 710 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 708 Spangler Boulevard, Bay 1, Hollywood, Florida. Grantees: 708 Spangler LLC; WAWW 10 LLC. (Baltodano-Sheehan, Evelyn) (Entered: 02/14/2011) 02/14/2011 711 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 1299 N Federal Highway, Boca Raton, Florida. Grantees: 1299 Federal LLC. (Baltodano-Sheehan, Evelyn) (Entered: 02/14/2011) 02/14/2011 712 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 361 SE 9 Lane, Boca Raton, Florida. Grantees: JB Boca M. Holdings LLC - Delaware. (Baltodano-Sheehan, Evelyn) (Entered: 02/14/2011) 02/14/2011 713 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 350 Las Olas Boulevard, Commercial Unit 2, Fort Lauderdale, Florida. Grantees: BOSM Holdings LLC (Delaware); BOVA SMOKE, LLC. (Baltodano-Sheehan, Evelyn) (Entered: 02/14/2011) 02/14/2011 714 NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 1116 Ocean Drive, Miami Beach, Florida 33139. Grantees: CASA CASUARINA, LLC. (Baltodano-Sheehan, Evelyn) (Entered: 02/14/2011) 02/16/2011 715 Amended NOTICE OF LIS PENDENS as to Scott W. Rothstein for property located at 1116 Ocean Drive, Miami Beach, Florida 33139. Grantees: Casa Casuarina, LLC. (Baltodano-Sheehan, Evelyn) Modified text on 2/17/2011 (asl). (Entered: 02/16/2011) 02/22/2011 716 Acknowledgment of Service on 2/15/11 by Scott W. Rothstein- Demand Letter re Michael Krul, Esq. (asl) (Entered: 02/22/2011) 02/28/2011 717 Acknowledgment of Receipt of AMENDED NOTICE OF APPEAL from USCA as to Scott W. Rothstein re 709 Notice of Appeal - Other Order„ date received by USCA: 2/14/2011. USCA Case Number: 11-10676-B. (mc) (Entered: 02/28/2011) 02/28/2011 718 Return of Service Executed on 2/18/11 re 7:AI First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) Service information - approximately $484,900.88 contained in or derived from (BA2) Gibralter Bank Account 50010085 (asl) (Entered: 03/01/2011) 02/28/2011 719 Acknowledgment of Service on 2/18/11 by Scott W. Rothstein re 708 First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) $5,000 in campaign contributions to Republican Party of Florida (asl) (Entered: 03/01/2011) 02/28/2011 720 Acknowledgment of Service on 2/18/11 by Scott W. Rothstein re 708 First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) $90,000 in campaign contributions to Republican Party of Florida (asl) (Entered: 03/01/2011) 02/28/2011 721 Acknowledgment of Service on 2/18/11 by Scott W. Rothstein re 708 First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) Approximately $255.16 contained in or derived from (BA3) Gibraltar Bank https://ectfIsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611057 CM/ECF - Live Database - flsd Page 94 of 97 Account 50010093 (asl) (Entered: 03/01/2011) 02/28/2011 M Acknowledgment of Service on 2/18/11 by Scott W. Rothstein re 708 First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) Cafe Iguana, Pembroke Pines, Florida (asl) (Entered: 03/01/2011) 02/28/2011 M Acknowledgment of Service on 2/18/11 by Scott W. Rothstein re 708 First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) $10,000 in campaign contributions to Republican Party of Florida, "Federal Account" (asl) (Entered: 03/01/2011) 02/28/2011 724 Acknowledgment of Service on 2/18/11 by Scott W. Rothstein re m First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) $40,000 in campaign contributions made to Republican Party of Florida, "Florida account" (asl) (Entered: 03/01/2011) 02/28/2011 725 Acknowledgment of Service on 2/18/11 by Scott W. Rothstein re 708 First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) $9,600 in campaign contributions to Governor Charlie Crist (asl) (Entered: 03/01/2011) 02/28/2011 726 Acknowledgment of Service on 2/18/11 by Scott W. Rothstein re 7.1/3, First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) $50,000 in American Express Gift Cards (as1) (Entered: 03/01/2011) 03/04/2011 727 TRANSCRIPT INFORMATION FORM as to Scott W. Rothstein re 2.m Notice of Appeal - Other Order„ filed by Herbert Stettin. No Transcript Requested. (Singerman, Paul) (Entered: 03/04/2011) 03/18/2011 728 Acknowledgment of Service on 3/7/11 by Scott W. Rothstein Marina Village Townhomes HOA, Re:227 Garden Court, Lauderdale-by-the-Sea, FL 33308 (asl) (Entered: 03/18/2011) 03/23/2011 R.2 Acknowledgment of Service on 2/3/11 by Scott W. Rothstein re 708 First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) Kim Rothstein for 227 Garden Ct. Lauderdale by the Sea (asl) (Entered: 03/23/2011) 03/29/2011 730 USCA Appeal Fees received on 3/29/2011 in the amount of $455.00, receipt number FLS100016453 as to Scott W. Rothstein re M Notice of Appeal - Other Order (mc) (Additional attachment(s) added on 3/31/2011: # 1 Appendix) (jc). (Entered: 03/29/2011) 04/04/2011 731 NOTICE ofIntent to Disburse Funds to Certain Third-Party Claimants and Restitution Priority Victims by USA as to Scott W. Rothstein (Baltodano- Sheehan, Evelyn) (Entered: 04/04/2011) 04/04/2011 732 ORDER of DISMISSAL by USCA (certified copy) GRANTING the appellee's motion to dismiss the appeal. The appellant's motion to stay briefing is DENIED AS MOOT as to Scott W. Rothstein; re 650 Notice of Appeal - Other Order. USCA# 10-15324-B (mc) (Entered: 04/04/2011) 04/05/2011 733 Acknowledgment of Service on 3/30/11 by Scott W. Rothstein re 708 First Final Order of Forfeiture. Signed by Judge James I. Cohn on 2/1/2011. (rke) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611058 CM/ECF - Live Database - flsd Page 95 of 97 227 Garden Court, Lauderdale by Sea, Florida 33308 (asl) (Entered: 04/05/2011) 04/08/2011 734 NOTICE Amended Notice of Intent to Disburse Funds to Certain Third-Party Claimants and Restitution Priority Victims by USA as to Scott W. Rothstein (Baltodano-Sheehan, Evelyn) (Entered: 04/08/2011) 04/15/2011 ns RESPONSE/REPLY by Herbert Stettin as to Scott W. Rothstein to 734 Notice (Other) (Singerman, Paul) (Entered: 04/15/2011) 04/17/2011 736 PAPERLESS ORDER directing United States to respond to na Chapter 11 Trustee's Limited Objection to United States Amended Notice of Intent to Disburse Funds to Certain Third-Party Claimants and Restituted Priority Victims no later than Wednesday, April 20, 2011. Signed by Judge James I. Cohn on April 17, 2011. (rke) (Entered: 04/17/2011) 04/19/2011 M RESPONSE/REPLY by Sharon Vine, Ruben Vine as to Scott W. Rothstein to ns Response/Reply (Other) Response in Opposition to the Chapter 11 Trustee's Limited Objection to USA 's Notice of Intent to Disburse Funds and/or Strike Same and Compel USA to Disburse Funds to the Vines (Abrams, Thomas) (Entered: 04/19/2011) 04/20/2011 738 RESPONSE to Chapter 11 Trustee's Limited Objection to United States Amended Notice to Disburse Funds by Regions Bank as to Scott W. Rothstein to 735 Response/Reply (Other) (Ursini, Louis) Modified on 4/20/2011 (dj). text to reflect document (Entered: 04/20/2011) 04/20/2011 739 MOTION to Amend/Correct 598 Order 589 Post Trial Memorandum filed by USA Restitution Claim Amount by Carol A. Morse, Morse Operations, Inc., Edward J. Morse as to Scott W. Rothstein. Responses due by 5/9/2011 (Walker, B) (Entered: 04/20/2011) 04/20/2011 740 RESPONSE/REPLY by Todd D Snyder as to Scott W. Rothstein to 735 Response/Reply (Other) Chapter 11 Trustee's Limited Objection to United States Amended Notice of Intent to Disburse Funds to Certain Third-Party Claimants and Restitution Priority Victims (Lubetsky, Cary) (Entered: 04/20/2011) 04/20/2011 741 RESPONSE/REPLY by USA as to Scott W. Rothstein to 735 Response/Reply (Other) (Baltodano-Sheehan, Evelyn) (Entered: 04/20/2011) 04/21/2011 742 Second MOTION for Forfeiture of Property of Final Order of Forfeiture by USA as to Scott W. Rothstein. Responses due by 5/9/2011 (Attachments: # 1 Text of Proposed Order)(Baltodano-Sheehan, Evelyn) (Entered: 04/21/2011) 04/26/2011 743 ORDER granting [651; 672] Motion to Stay. Signed by Judge James I. Cohn on 4/26/2011. (rke) (Entered: 04/26/2011) 04/29/2011 744 RESPONSE/REPLY by Sharon Vine, Ruben Vine as to Scott W. Rothstein to 734 Notice (Other) Supplement to Response in Opposition to the Chapter 11 Trustees Limited Objection to United States of America's Notice of Intent to Disburse Funds and/or to Strike Same and Compel United States to Disburse Funds to the Vines (Abrams, Thomas) (Entered: 04/29/2011) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611059 CM/ECF - Live Database - flsd Page 96 of 97 04/29/2011 745 MOTION to Appoint Conservator by USA as to Scott W. Rothstein. Responses due by 5/16/2011 (Attachments: # 1 Text of Proposed Order) (Baltodano-Sheehan, Evelyn) (Entered: 04/29/2011) 05/02/2011 746 ORDER Expediting Response as to Scott W. Rothstein. Set Deadlines re 745 MOTION to Appoint Conservator. ( Responses due by 5/9/2011). Signed by Judge James I. Cohn on 5/2/2011. (asl) (Entered: 05/02/2011) 05/02/2011 747 ORDER as to Scott W. Rothstein denying 744 Response/Reply (Other), filed by Sharon Vine, Ruben Vine, denying 737 Response/Reply (Other), filed by Sharon Vine, Ruben Vine, denying 735 Response/Reply (Other) filed by Herbert Stettin. Signed by Judge James I. Cohn on 5/2/2011. (asl) (Entered: 05/02/2011) 05/03/2011 748 MOTION to Compel Disbursement ofFunds to the Vines by Sharon Vine, Ruben Vine as to Scott W. Rothstein. Responses due by 5/20/2011 (Abrams, Thomas) (Entered: 05/03/2011) 05/03/2011 749 ORDER re 748 MOTION to Compel Disbursement of Funds to the Vines. (Responses due by 5/9/2011). Signed by Judge James I. Cohn on 5/3/2011. (rke) (Entered: 05/03/2011) 05/04/2011 750 Corrected Transcript and Notice of Correction of Hearing (Date Correction ONLY) as to Scott W. Rothstein held on 8/16/2010 before Judge James I. Cohn, Volume Number 1, 1-224 pages, re: 675 Transcript - Appel. e - rter: Tammy Nestor, M / (mc) (Entered: 05/04/2011) . (Attachments: # 1 Designation) 05/04/2011 751 Corrected Transcript and Notice of Correction of Hearing (Date Correction ONLY) as to Scott W. Rothstein held on 8/17/2010 before Judge James I. Cohn, Volume Number 2, 1-111 pages, re: L32 Notice of Appeal - ,t - 21 War, Trans ' - A eal. ourt Re orter: Tammy Nestor, = / . (Attachments: # 1 Designation) (mc) (Entered: 05/04/2011) 05/04/2011 752 MOTION to Compel Distribution by Regions Bank as to Scott W. Rothstein. Responses due by 5/23/2011 (Ursini, Louis) (Entered: 05/04/2011) 05/09/2011 753 RESPONSE to Motion by USA as to Scott W. Rothstein re 748 MOTION to Compel Disbursement ofFunds to the Vines Replies due by 5/19/2011. (Lehr, Alison) (Entered: 05/09/2011) 05/09/2011 754 RESPONSE to Motion by USA as to Scott W. Rothstein re 752 MOTION to Compel Distribution to Regions Bank Replies due by 5/19/2011. (Lehr, Alison) (Entered: 05/09/2011) 05/09/2011 755 Supplemental MOTION to Stay Pending Appeal by Herbert Stettin as to Scott W. Rothstein. Responses due by 5/26/2011 (Singerrnan, Paul) (Entered: 05/09/2011) 05/10/2011 756 ORDER granting 745 Motion to appoint conservator. Signed by Judge James I. Cohn on 5/10/2011. (rke) (Entered: 05/10/2011) https://ecalsd.uscourts.gov/cgi-bin/DktRpt.p17791192596859255-L_942_0-1 5/29/2011 EFTA00611060 CM/ECF - Live Database - flsd Page 97 of 97 05/10/2011 757 ORDER granting 742 Motion for Forfeiture of Property as to Scott W. Rothstein. Signed by Judge James I. Cohn on 5/10/2011. (rke) (Entered: 05/10/2011) 05/13/2011 758 ORDER granting 739 Edward J. Morse, Carol A. Morse, and Morse Operations, Inc.'s Unopposed Motion to Amend Restitution Claim Amount. Signed by Judge James I. Cohn on 5/13/2011. (rke) (Entered: 05/13/2011) 05/17/2011 M2 NOTICE of Withdrawal of Motion to Compel the United States of America to Disburse Funds to the Vines by Sharon Vine, Ruben Vine as to Scott W. Rothstein (Abrams, Thomas) (Entered: 05/17/2011) 05/26/2011 760 RESPONSE in Opposition by Todd D Snyder as to Scott W. Rothstein re 755 Supplemental MOTION to Stay Pending Appeal (Lubetsky, Cary) (Entered: 05/26/2011) 05/27/2011 7M NOTICE of Withdrawal of Motion by Regions Bank as to Scott W. Rothstein re 752 MOTION to Compel Distribution (Ursini, Louis) (Entered: 05/27/2011) PACER Service Center Transaction Receipt 05/29/2011 10:27:12 PACER Login: bs0087 Client Code: 886 Description: Docket Report Search Criteria: 0:09.cr•6033 WIC Billable Pages: 30 Cost: [2.40 https://ecalsd.uscourts.gov/cgi-bin/DktRpt.pl?791192596859255-L_942_0-1 5/29/2011 EFTA00611061