by date← Feb 14, 2012·Feb 14, 2012 →

EFTA00615175

Dataset 9

February 14, 201221 pages6,089 words

https://www.justice.gov/epstein/files/DataSet%209/EFTA00615175.pdf

Extracted Text

Valuations 228/13 EFTA00615175 JEE and Related &ROSS inviralnient Summary 2.28/13 Cash 8. Ernivitants Financial Trust Company- Wm note baow) 13,858711 J.Eps1* 1,413204 0412E Twa 28,372 FT Real Estate 84,489 Southern truss Company 14,000,000 Jetport 4041,393 J Epstein VI Foundation 4805978 Total Cash 8 Equivalents 38,322,127 Less: Ccah 1.1 Operrekat Accounts (681,505) Cash in Foundations (4.895978) (5.577,483) Toms. Ando* Cash & EquIve1ards 32,744,844 JP Morgan Tradna Account (cash. secuillaes, DertvitNns)- FTC- Son Nolo A 68,846,749 JP Morgan Trudme Account (cash, necunpius, DetvitIvre)- HAZE 22,235,104 Marketable Securities -ffmv) 12,187706 Investment Island Yacht Harbor (per JEE) 1.000,000 Settlements Receive* -DU 69,458,708 Partnership Investments 105.654,638 (P:s attached sohedulo) Total' 313,127,639 Value Above 313,127.639 AdJustrnerds: Operating testi 681,505 Loans Receivable 1,845,415 Tc4alser attached valuation schedule 315.864.559 • Investment partnerships are sublet-I to VatIOUS warlt-llom on Wthdrawals, and therefem. 315054650 the timing a avallablIN of funds calm bo so NOTE A: The SIM trading account was funded with $75 Milton. Oudnq July 2011 wo wandrovi $ $2.478,520. Ca 2/14/12 the account was reduced by $501,930 for the purchase of 16.535 Aried Pharmaceuticals 8 2,095 Dorn fine. on 522312 the account was reduced by 51.330,000 for the purchase of 35,000 shares Facebook. hiAugust 2012 the account received 5349,402 from the sales proceeds od 17,500 el of Facebook Ch W12112 Iho account was reduced by $10mrn for the gander to Mort Inc. CIA 11/8/12 there was a transfer to JEE of $1,000,000 EFTA00615176 J EPSTEN 8. RELATED ENTMES VALUATIONS CASKIJASILMES.INVESTISMTS 2RIY13 EIDISKCIAL TAUST O1431/13 02~3 01/111/13 YTD ~Iry ACCOUNTS VALUATION PERFORMANCE J P WORD" Cal+ 9.450#70 11.027.177 .P Morgan Trading Accoull 443.56/0.23,5 "84%749 J P ~pr. ~ea 7.057.480 7,359,83P 011w Sank Amu" 220.393 174005 PM (Seer Seen) 4.937,634 4.983.273 iNVESITIENTS • - TUDOR FUTURES 13.112,017 13,308040 12,578.990 S8O% 1.49% TUDOR FUTURES - ~Nab» TiGnoitilY2E CMS" 19,007,4615 18.958,574 18.024.903 1.79% -028% aaLleiRTZ 3378,038 3.830.704 tee foornate, RENAISSANCE INST EQUITY FUN() isSIA20 1.320.820 IDeeewbe BEAR STEARNS Amet Feared Seceibee (7431/08 Talk 331,882 031,882 2334E101111E9~14 J P MORS" Ceen 14.00).003 .23 Mama, Trecleg ActoaN P22.530 Seterrent JEEPERs DI32MORN SPECIAL OPFURTIJNFTIES FØ 74000.000 73.003,C00 leas "Mel welickeaml porlert ~ad (6.541.2921 (4041.292) J P MelleGAN• Ciran 5,644.137 4041,311 JP Masan "Meg~mint 1,504891 Jeffrey FEATS, INVESTMENT laird YaTIN wØ 1W0.000 1,040.000 FT Real "eta Sash babe" 84.489 84.409 FT Reel "Me Irwetbllett ptchp RI cast 92%5CE 921).500 F1' Real ETtate - Exam°SUMS aleclIngs 900,003 500.000 CHECIO NO/SAVINGS ACCOUNTS 1.528.093 081305 LOANS DUE FROM INONIDUALS 1.745.413 1.745.415 CORE CLUB NOTE 100,000 100,030 BROKERAGE ACCOUNTS JP% (Beer "am% 833010 003.360 J P MORGAN 50.800 93B35 MPS Inc. Aliphoxn (et cow best) 10.000.0:0 10,00003 (1,2)50233 else; 0( comme, en0 8953O1 terve of Ser 5 Pfd) Battelly Tr" 8044 8.044 NAZE Tnett IMGHBRIDOE CAPITAL 26,133,051 35.042304 34,404.350 IØ -0.2" KINO STREET (ate•rete) 23.7133.4434 23,95%572 23270.473 291% 0,9014 Morgan - Ceen 28.349 28.372 JP Merponenramad MOW « 2213403 22.235.194 TOTAL sy:unspn 315.064,450 TrESEAMOUNTs CO NOT INCLUDE NOISES. AIRRLANERNIURES d OTHER ASSETS EFTA00615177 ...EE me Relate Entitles Avafable Eatery fee Inercanenta 2728/13 See wit cm Low 0 Feu maraca Value Pumhace 2/70013 1/31/13 gaatlaam 70,500 Anent, Resell at .1114 (Iernwei Beer Selena Flt 20030 SorAboordlet 1.103,0705 1.194,075 (11.203) et OM (brelerlY kw Steams) FTC I30.682 11,759 JP Wigan at Sae (Mmarly Bear Meares) 79095 1,107 FTC 1.004,157 1,023,479 66679 14107 Aimee Gabel Mee90470M4 MJPM FTC 17,503 Facemeek (aerobe:me SW12) &186521 6,89&506 326,315 +WPM- eeld 17500 Amen FTC 470275 54193 16.535 Arad Phanniceulierr at JPM (65.275) FTC 347,731 =TAW 19415 2.008 Mere IOC JPM FTC 149.400 JPM Ft Rabe 424% 346,462 328.008 21.494 at Jar (Pail Elwell emend Amami 1.594093 1,606,863 1,000200 Peer. *mamas 6.5% 1112/17 et JPM (Paul Senn warred 0.003 STC 1.090.503 002,500 (7500 12.107 103 0334300 333 397 JPM Twine (see 31:1c/NO Liftrearded 0.328,758 Net MU 2010 (1.519,300) rearmed-251C Not P812011 m114,42511 (5050.209) (741052) 1,541.549 Nee PM 2011 11,327324 3.799,305 Net P812013 (350075) reei ace-1013 M.92 6041 To PSL area rampart 6037 797 a607 797 Inveffleneritt 2201(3 at Farr Maillot Value FTC TUDOR FUTURES FTC MOMERIDZIE CAPITAL 13.309,040 FTC ML marrr2 acereced a defrautlea &$1.308976 claim Dec 73121 19,050,574 FTC RENIUSSANCEINST EQUITY FUND 3839.768 FTC ABSTeem est( vaiuotbn 7/310 FTC receive:: more* clarIlweeets) • 331.652 HAZE liGNBRIDGE CAPITAL MAZE 'ONG STREET 15.04z 354 4.572 7.39e FT Rest/ Advsmar Scar LLC (Met Gat) FT RcMy LC(13 21 LLC (034 Mats/ 790.030 FT Remy Excreta -Columbia Meklingrr 221,3500 530.990 Mort Inc MOW= (OM bete) (7,269,333 sh creme, 695.30 Y. See 5 ple) lo oao coo ipo.ss4 sib EFTA00615178 Reconciliation of large items Value 1/31113 300,035,087 Partnerships 557,001 see below JPM lading account- FTC 256,514 JPM Trading account- HAZE 100.301 Securft1es 333,397 Dividends/Interest 1,176 Apollo Distribution 276,315 Change in loan account cash spent : JEE (844,588) FTC (74,266) L. Black Fee 15,000,000 cash received BSABS 13,897 mlocelloncous (343) total 315,654,559 Value Z/26,13 315,654,559 Pad/withDe FTC TUDOR FUTURES 196,023 FTC HIGHBRIDGE CAPITAL (49,421) FTC ML HERTZ 311,728 FTC RENAISSANCE INST EQUITY FUND • Haze HIGHBRIDGE CAPITAL (91,347) Haze KING STREET 190,106 557,091 EFTA00615179 JEE ard Refloated Entlbes Cash 2728/13 FTC JPM 11,027,777 JPM (Bear Simms) 2654.639 Bank scowls 178.3K 13,858.711 JEE Elam( accoures 681,505 631,505 JPM (Beer Storm) 036.853 JPM 56.80S smarmy Tort (Beer Steerrtn) 8,044 1,411.204 JEEPERS JP Itiorgan 4.041.393 4 041 393 HAZE Tont JPM 28.372 28,372 FT Reel Estme 84,469 04 409 Southern trust CurC071Y JPM 14.000.000 14,0O3,000 Enhanced Educetbn 4,895,978 4 W4 970 Tool Cash .322127 30.322 127 this dcee inaude cash in JP Morgan nary, account EFTA00615180 Financial /Mg Company Am.hull of Investment Investment FMV unrested 228/13 Gain(loss) Ml Hertz 17/1SPOS 5,100,00. distrait/lions 8111106 (2180021) itiStrdoution.s 1211106 (550,005) tistributiens 7126'37 (2,440,906) distributions 420111 (1297,3621 damtbudons 12/12112 (1.308.976) (2,667.261) 3,639,766 6,307,027 redone/ion partneiship Is illiquid and therefor0 D,roderrciflons allow0d statue orkanal Investment of 500,000 idi Hit Received dentbinlon of 112,744 and 92,269 and 92,268 sh Of 1472. Cummt imdtityind investment Is 202,716 sh MTh Valuation is boxed on the value Of lin (228/13 - 619.9`44044 Share) B.3 ABS 1129/06 10,000,000 distributions 13.882,278) 6,117,722 331682 (5.785§40)r lighbridge Capital Gem 1/11/01 25,000.000 deAributions 2128/03 (25.003.0301 1...faSit,S74 18,958,574 ltik Mores/Ws the total of I-11316X100 Capes! Corp. and FP3 Mulb-SltiMegy Holding Ud. DB Znern 42902 10,000.000 il/30.22 10.000000 122/02 30.000,000 ISQA:0 10=0,CW 1/3/05 201300000 12/21/12 dleldbulfon (3.541,292) 73.458,708 69,458,708 (4icaopoo) DEC- settlement This is based on the folbrAne msurnAlions: the full win recognize a withdrawal ariveitt toreabie to Jeene4110tilina 670 ninon 70.000.000 Jeotin WIN receive an Wormier G DUNIIS Phew interest valued at spore* 33.8 million with a 5,000,000 berns100 payment tram G. Cobh 044X4 to the excess of SS rnifion over the mares:late value of all distributions made vAth tweet to this investment JEE vii pay $1 nylon for 2vwna Interest In Corbin. JEE v,01 rercioni al dierlbullorts unto $2 melon 1,003,000 and the ramarnIno distrbutrons 1N be divided 50/50 balween JEE and 2v en 76003,030 Tudor 1/30/01 5,000,000 1/14/13 &drib/Mon (4,193,300) 800,100 13,308,040 12,501.340 EFTA00615181 Haze Trust Anolysls of Investments Invettment FMV unrealized 228/13 GaIndorse) HIghbnclge cracti 4/2099 10,041.866 35,042,304 25,CCO.E38 This represents the total of leghbridge Capital Con). and HB Mutti/Stratepy Hohilnpa Ltd. King Street 111/99 10,000,030 7/28/10 50% redemption /20000.787) (19.090787) 23,953,572 34,044,359 EFTA00615182 ENHANCED EDUCATION 21215H3 PARTNERSHIPS S. TUN, c,csr sgaRiTiv BEAR STEARNS SANE 4,792.109 4.792.1Ce 103,9439 f03.S% GOLDMAN SAC149 TOTAL 995.97. 4 EEC 9ra EFTA00615183 Beer Steams Insert Decked 5etuddes Dittre4/00r. /teethed FTC heel PMtM NP8 Trutt Patatahlp That IMO “47,291.0o 1047.291.00 3/12106 431.015.00 aLinsa 4/14/08 147,707.03 147,707.00 5/14/08 14/707.00 147,70720 6/16/08 135.377.00 135.37720 7116/08 110,71100 110,71100 8,121/03 110615.00 110.615.00 9/29/08 110,37800 12037303 10/29/08 92,127.00 92,127.00 11/25/08 86,95100 85.953,00 22/22/08 73.670.00 73,670.03 1/23/09 71,670.00 73,670.00 2/20/09 73414.00 71614.00 3/12/09 67,434.00 67,434.00 4/30/09 6.5,443.00 66443.00 5/29/09 57,986.00 57,986.03 7/74/09 Note A 34,387.00 84387.00 8/26/09 47,911.00 47,911.00 9/21/09 3171120 35,712.00 32/2/09 87,89520 37495.00 1/8/10 25,07330 23,073,30 2/8/10 31.073.84 3/.073.84 3/8/10 3330183 33.605.83 4/8/10 72,612.71 22213.71 5/10/10 21315.18 21315.18 6/8/10 25.243.91 1.5.24191 7/8/10 19,961.45 19,96/45 6/10/10 22,012.08 22,012.08 9/8/20 24989.61 24,989.61 3413/10 20327.91 20.527.91 11/8/10 23.33635 12.336.55 12/1/10 25,734.17 25.234.17 1/10/11 24.62191 2432391 1/31/11 Note B 25,793.17 25,793.17 2/1/11 26,966,92 20966.92 3/3/11 26.313.00 26,313.00 4/8/11 21.11225 21112.23 5/1/11 21,557.96 21.557.96 6/9111 18371174 1067874 7/1/11 16,69035 16,690.35 3/11/11 11554.19 15396.19 9/8111 16,810.22 16210.22 10/12/11 15419.76 15.519.76 1/23/11 17,377.32 17.377.32 12/8/11 27,832.49 17,13249 1/9/12 Litman 14,088/3 2/8/12 18.61156 18,612_56 3/ 9/12 19,767.40 19.767.40 4/9/12 17,622.23 17222.23 5/1/12 14900.79 14200.79 6/8/12 1720130 1730130 7/9/12 16.165.50 16,I6530 8/9/12 16.60296 16,602.96 9/11/12 14272.40 14/172_40 10/9/12 15,645.81 15,64521 11/8/12 15.03104 1.5171805 12/10/12 14,208.21 14.203.21 1/9/13 14344.00 14.594.03 2/6/13 13392.21 _ 13297.23 Tote 3.88217818_ 331159547 764683.01 . ........1... .... FTC Irnrestet1 510.000.000 In Beet Stearns Asset Backed SeasItlet on 11/29/06 Ostributlant are based on maturing aquas NOTE A: IntereeeN3 1 trait per Owctity 04041M NOTE 8: (vale Ellusenent In partnership) EFTA00615184 , 4 . . :? . - • • '•!:1 ... -Lef c .n. ,:' 471.....• •1 .....:••••.. ; H. " • ;•. .t A' . A 1.1v:tel....LTA 4.Y •• Ir. ' rz-:_n, 31.4•• 1J - • IP:- ,:.• iu ,ii ...el .." . 14 . "*-4Z: L7:71 • '• t), At. „. " ..:".11 • II —Xi r t? -1 4-.1‘ "I•Kt "•••••/M.11, !?:•;iN 4 ..... :42.."7:P:1•••:rilre f • .1;f:. ..... .2 li;,:::::1^1rt:: . • " . h I 'rm .:fat .;•I'jY;'11:14.1.4•11O.1.11 .1";1;Ctrat.Vgri THISCERVIFIES THAT Mo rt, Inc d holder rti2b0.233) shares of the Common. is the record ej'afa istixty Thousand Two ndred Thirty Stock of Amigo angefra ndw person or by duly authorized attorney, upon surrender. Of this ble only on the books of the cogforation Hucr -Three • CeKticate property endorsed by t e holder ereo , A statement of the rights, or assrined. of stock of the Corporationpre fere nce s,wrivileges and restric or by any certiiicaterof determ tions granted to or imposed upon the rtipectittertraises the designations the ination of preferences, and the or series Corporation. ay be ,by. number ofsflici.eristinnifig eac of shares upo rey and wi h class and • ”••••• I g office of the k el, ••,,, • J et? 'i . "b ia iret . I R.. ,7f..1/;Et , .41 Ne. (•?. Jc•C•P',. • fikerip Ni• O jet i. ; : EFTA00615185 Tuts CERTIFIES THAT Mo shares of the Series 5 Pret rt Inc. is the record holder of Six Hundred Ninety-Fiv person or by duly authoriz red Stock of ALIPHCOM transferable only on the book e Thousand Three Hundred One (695:301) ed attorney, upon surrender of s this Certificate properly endo of the corporation by the holder hereof, in rsed or assigned. A statement of the rights, pre of stock of the Corporation or fer en ces , pri vileges and restrictions grante by any certificate of determ d to or imposed .the designations ination of preferences, and upon the respective classes or series of shares Corporation. the number of shares constitu ting each class and pal office of the No CP EFTA00615186 Global.Investment Opportunities Group . Moevan Socurttl99 11C. Account Position ancl MTM summary (Open POSiti011S) ; cnee,i C Im mimest -1 0 unormounn. Perposed (of Wate Tnist am of Feimme 72, 7017 astet!IX* Ccernodllso nein /11030.91 12.7393 )VUUSI) 1577.97 4871.131 1.5178 U501PY 12.740 USOARS 50453 USOZAll 9.0023 EURUSO 1.506 0301111( 19731 IJSCCIS 03342 U509_80 10293 UM/1W 1.79/ USOMOIC 53306 ilructuttd Hole% • Manuel PO via .IPMe boroilnaont Dank aß of ad I.Jun-12 2143013 A9.0000 brtCnMBv fgAatLOiN6a1380%Cpnlln9arrtr.li%Cpn16%Cap 151,020.,Y)) 12,745,900 50 00.00 1.53 1515.8,00) 5 Ap7,17 14Apt,15 '.540,1500 1515iItOt aN 1.200%<PNI)4/15(1013 CM 04/102012 792,74479 11.538259 569.337 $10000 S102.55 S100.137 Suncluned Note: Oftbl $ 4.500.1180) 54.284,130 569.887 US. / bad Incomo •mlMd. Plilin to Moor* to intot Inf. r. ntto Inteurrly Fm. Arn um t Mumm £8.0 Rating 73.vt Colt IMbe Coupon Principal Cent Malmt Votur M., 171 Accm,4 1141.)••11 01-Nev.2016 /20%003 Poatx419 ErtsyCorp 39» MA 7,375% (.$1,153_5C0) S1374,003 159,300 113.13 4.59 ..540 .2-0L+12 11 1 41-2018 9)0,000 Ipernent IOC CCC. 515/10/5 10.250% (5445,1:41 4441750 520,785 MIO $92.75 519.535 1-08122 014314039 1,002000 ?Indio] IIMIthcatO Im edirlOi4 8.250% (19911.2391 sipis,003 533.458 sees3 110139 112.106 10.1eloy-11 Faipeluol 3,000000 Ipmetgän Chem & Co au 4.00/2018 7.900% (S3337,992 31,451,500 1471600 1111.27 111595 5140,150 /01.1ay-11 Peepitual 3.000,000 lenk Of Amoks Cotp 99. 505/2014 1.173% ($.3199.314) $3.319,375 $439.730 1/12.99 111331 $4µ511 5 Fni'd MTN1 159.5 0.• 5 I 4,10, Med Saut Ilatkod • uni IP ce 04.441454at Jank (414 V Fritty fOlte (17.• 84 Pr, 1,890 042 3',9....ty Onn.n I F.Juir 1. tue 5&P Rating Myst Colt Gut< Coupon 9/immal Ont 111,4, 1 V IU, (1.0441) 11... 541) 29808-11 /5-00-2035 5,100000 Wein 2005-9 61 CC 127252016 541472% IA1693.103) 1,614,A% 5302,995 29 OJ 2992 25.9.473 108.4,9-12 25140.2037 7,000,000 ann•2007.31 1703 I2,250025 5.26151 (1721,17!-57) $712,017 51/2.310 ;9,50 84.41 92.753 MalgagxnndA.Vl6adedMTM (52‘,174.061) 32, i46.952 3651,9.54 Maul Funds and Mama Wart et Dividenda tnttyNAV ratimed NA./ lmdte UM* Symbol 44.5.44, Inntal CositS) Marie. Valuo 1s) N11111 Roceloo4(5) (Local) (total) 12-tan.13 JPIOX 19252/606 tpmcrgan F ng ato-5.9 5150 nr554,5 SO 10.419 1009 30 1 F40-13 011411( 03031 t9t009)4n floming Rei•Sel 1150 (54 •'r1 56,162 $o 10,06 l0.(» 319 AM 0.053 115,517.94 lpmoison indjh Yiet-54.1 ;ZO 52,556,753 3.28 813 ae.s.,.:01 EQI 1.0 50 $0 $0 %iss. 11,442,422 1303,5(0 31A419.91 1012109 Open MIM $1.15? S64 Repo SO 50 10 Genant Opon MlY $1,447.561 WIST 1.171.1) (574.90.1) (139714) Derivative SO 59 SO YlD Mango rn Op in WTA (44( 1 703) Afterrwtivo SO 10 SO 1013 C1osed 5356558 Olbor ruh= IlactooLai SO So SO thee • IM ' . ,2017 Peflotenke ISZ4 3.12) (O2011ltaloma Como a Co EFTA00615187 ••1 P. Marx: nunHi:. a LLI: a Gry rou (201; Closed Positions) • • • . • Pr3partal for Haas Trutt as uf Pebruanj 28, 2013 r. . atoci,poeistim,inti tenadOp:rhpnvusnlurt/tsm And Asset narked basht Oat. Makalty Ori01aa, Fat. 3tIP Rang Ile at Told int Cn•pon Patna414i Cost ($) falsrlant Cu • EntOy 00.18001111, &Wired (II Cretin, Date „tacMno MI I- dry, 12 2i All, 2034 2.39.e.H00 !Janus...A.41382 CCC 71281020 23658 Man) runt and mono SWIM Avg call-;( '61,3,3A8 :pato:9am legit a 040 USD 11.240.000 01R. Zaa.t• /3 all (OaS3 JPMagan ln• •I en EFTA00615188 Global Investment Opportunities Group P. Morgan Sroe tatter LLC Account Positiortand MTM Summary (2012 Closed Positions) dio taistavistrotsseCanessrtstsslolose Proparod foe Hate Mast as of Fenn 24. 2013 StroduradNotes unto Pala Nsartty Fn. Amount tong O,crLptisto Intesint Cost is IS) Mw keg Vitus (SI CloMag Date Entry Orate (4/ ;Waived Closing Price NI IIL 132stsq.11 31'Aty 11 3.0001000 VW fq 05131/12 SO% CopanDarner. 20% Op inittal Level-OS/13/i ($1.000. C) SI,318,C0t1 SD )1Nig 12 SIC.) 00 S 1106: $312,000 USI toted Note, AL 311000 Nod (moire tack Data. Malutity Fate Ainourrt Stip A it's.° Stes,t OnI 0410 Total mt. (*.Woo Rindpal Coat Market Value Accrued Closing Oat. refry Peke Closing trice tiStMn-11 01.40, 201/ 1160000 Ot Grcup Inc !IR WA IOW% SI .S1).CCO Liam/ 9,Mtr. 12 ltsmays I I 15-aor-2015 1.2C0.060 ford Moto; Credit Co Lit 5101.63 SICO.00 124561 See 'JA Xxi% Sti:tt,t1C,I) STh.(167 I ts-Isfirisli 15.Apt.2015 1.2M0° Apt 12 511065 /169.02 154247 Fold Motet Credit Co Lk 834. NA >W y. SS,It3,00 Ntasrt) 23-;J-I2 S101.90 $9403 55 LSO U.S. el al Ince e AL El 6; Mehra I Fon de aed Mon Market TMa vate Symbol enlet • Curran:RI rnitial eon niantavithieof usid""h • Ctilflorsp Pato a NAY GOWN> NAV aerrared 45) (toed,/ IL neat) til Apo 011`STX 13. 1(1 insictsFrs1..trs ,,S ONiRe 20t-t 12 139 &ID 1514309 tprall i lrvoa: dime 1a EFTA00615189 Global Investment Opportunities Group Account Position and PA. Summary (Disclaimer) MEMETIMMINI GIO Pm➢nred for Maze Pun es of February 20, 2013 IMPORTANT INPORAlATION TM malarial should not be regarded as:wench a a Mt Morgan research report. Opinions IRS Circular 230 ()Warn 1.P.Morgan Oran a Co and Its err:Sates do not provide tax effirmardiwrein may differ from the opinions awns& hy other advIce.reamdingly. my &erasion of U.S tax matters contained herein (Including any elms of J.P. Morgan. Intruding research. The investment strategies and vim, dated here may differ from those copressed for attachments) is not Intended or written to be used and cannot he used. In connection with other purposes or in other contexts by IAMBI, Morgan mutestrategists Ihrepromotias marketingex recommendation by anyone unsighted withMk/Morgan Ouse J.P Morgan Securities I1C may act as a market make relevant to sputtered product or option & Co. of any of the matters addressed twain or Mr lyepump= of avoiding U.S. taxrreleted products end may engageIn McNIng or other Operations In web markets relevant to itsstructured Penalties. products or optionsexposures. Structured products and caned are not insured by the federal Each recipient of this presentation, and each agent thereof. may disclose to any person. Deposit Insurance Corporation ODIC), the Federal Amen board, or aw other govern anal without lietitallen, the U.S. incense end franchise tax beabnent and tax structure of the Iffireartiony &salted herein and may Maros* alil snateilaii of any kind Occluding °pinkies agency. In dictation of options and other strategies, results and risks are basedsolely on twoothellesi er other tax analyses) provided to etch redolent insofar as the mate/ids relate to a US example cited; actualresults an risks wffi very depending on specific draanstanao. Investors income or franchise tax Mangy plaided to suds redolent by 1emorgan Chan 8 CO. and are urged to consider carefully view her option or cptionrented productsin genera, as well as the its yubsidaries products or strategies discussed heroin an suitable to their needs. 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Male watorga canoe Co EFTA00615190 Global Investment Opportunities Group P. Moegw Socu as Ile. Account Positron and MTM Summary (Open positions) bsj Prepared 104 financial trust as of Peiertiary 28. 2013 • C-rttat Fx a COmirnadity ntel USOFAXN 12.7193 ‘AUUSCI 1577.67 0111150 1.5178 Warr( USOARS 5.0453 92.710 USOZAR 9,0033 EURWO 1JOR 933709 wOORI. 1 9718 09342 115CCAD 14285 USD1RY 1.197 ...10:101( 52303 Intred From era8 o • tradv Shnr, ontich.nd Cm." PACO tunsatY Industry Cost Br!: (1) 1.14.4..t Mut IS) CUntit t PirCIP Yield Palm (toter) 15-00.11 1,5110 aI.f io Sv-Spun9.b 1150 Colnnunlrutions 0.00% 30,080 514,510 2003 13.02 13.1tan.12 rc, i191 Teletorka 33•5poo Ads 1150 510.591 CosentonItellons 0.00% 5444 (5508) 12.52 24-Ien.13 ARIA 13.02 ,321)) 9400 MadPkenraottrtindi kc 1150 'suttee. Non cid. 0.00% 15175.4001 3359,270 14-746.12 411/4 13.60 21.03 S114/0., 7,335 Marl Pliernautkablec WO :careen, /10n.tycli. 0.03% ($311,0.01 1150.451 24.00-12 OF 234.00 Dam Foote* 21.03 3.1).411. WO :rovnie. Non -06. 0.00% (5470,4501 3415,000 12,1u110 OAG IL.82 1630 (SS ,.410) 54400 ?with. Db 4.150 NM. OM% 133645/01 A0d OM*Isag $517,000 L?... 1011 1153.450 17-6169.17 F3 17,500 Facetcok Inc-A WO CoovnunicetIcns 0.00% (1665.0001 $416,475 33.00 27.25 45444.12 818 2,095 Biwa kin Ire 050 r1)32..i25) 1115talat.NOrl.Cydk 0.00% (57,4,455) $343482 ' 11 b . 16634 193,027 (50.09047) 0 051 S d1,165 Siructured Notes • Manuel In via IP. kusoltnentli4bli as of deed FraJ, 0.11., Maturity f Otal I OHO DacCiption UOw, Cost OS‘if 45) Make' pan 610 co I3 Roceivo.., curnor Pricy IS) nT7P,1 Sibyl 22.80..13 1,000,000 Gs No% I I Le P To. V. WO liuritt- Run Cpis.22.311,atulm 1,0cc P:0) 1437470 10 5100.03 103.75 91.10-13 24410-14 1000003 /Six Ron Inad To Cnb Vs Ind 57(ley. 500%11exrbe 0149/13 Initial Sadt0.6.1995 511.470 01,000498 3877.600 SO 310000 597.76 t4:46.13 20.4ina.14 5,000400 1.6 Minket Plus MRK 0920'1480% !KO hunt -35% Oft UnceppoS %Rid 14941- (3800040/1 roma° $0 5100.00 51(000 10 Sapp*/ 1.5402.15 1,503,000 merlon Ctti 4200% CP110816/2015 OW 0010/2017 01.5004001 11331750 469,898 110).00 5102 5 3 117.0.113 SttUaltirOtl Nolo, MINI (54 •iNtt CCM ") 120 569,0110 115.2011 US. Piped tncceno 1....se Pate Maiwily lace Amount Mawr SSP Rating, Next Cell Date rolal Int Coupon PYIPACip d (0 M$1, 10 Uhl I ill Yield 4. Wont OirrontP/See Actnos-A rarrU Piot 34.lar.11 0114.2011 2.500300 A moan Art* 0 A110 In: 3 40/2013 1.473% (12,61,425) 54518,27 18,241 7.25% 3104.63 101 13 22-Fet.12 15-12.4018 1,0:000D Nns Energy int 88- MASI NIA 7.625% (31,001.508 $1,145430 577.321 0.27% $100.15 22.0M12 01-611r2019 1.030.003 FleadbestenInc 1110.56 522µ31 I% 01112015 7.615% (31435.002) 5,12395,000 320.683 10291 22.0ct-12 13-May•71)19 440400 $103.50 510950 374686 FeelhlInk Int CC°. 913/2015 8375% 15414,010) 23-00612 5410.000 312423 7.46% 538350 510343 310.423 13-31,-2019 600400 Eareditt Inc CCCp 54517015 8.675% 19319,500 1420.000 510/390 7.46% 5103-25 3105.00 147.1•12 01,104-2019 1400400 ancited Stadthcar• Inc e 6/92014 124500 0.750% 6996.2071 5997400 133,689 8.33% WM 599.24 0.116.0.12 01-tn.2019 1400,000 ?UndoldNealthcerb Inc $30.838 %WON 9230% 0970.3001 5997400 175.2011 8.3013 MAO 599.74 24-1en-11 15404020 1.504000 8- $32.1011 Sink itouSet C010111461, 25192013 9.000% 01.5%,6251 51391,35D 111,333 654% 314%b-13 15-744.4020 1304030 Seisicemader Lemony 3100.38 MGM 17.054 a- 2/192015 1000% (11,0704001 51.050,900 1687 15-Ain-11 Nepetual 2,500030 634% 1)07.00 110609 (18.433) /poser Chase &Co /80 430/20018 7.900% 07.7014251 $2.876,250 1336%299 4.51% $109.10 3115.05 55427.4 1Sion-11 Peepe0.131 2,504u30 )precegan Chow • Co 388 430/20/8 7.900% (57,717,425) 1=6,250 $336,799 433% $1013.10 111.2eat.11 7wportoel 2,000000 Fan le a Anita Corp 39.. $11545 $54124 915/3018 8.175% 137.011,1111? 37.266,230 3.17% 1000000 $3 46, 87 $104.136 311531 1531.737 702411-12 19114112al ScoOnen Cal Edison 813 2/92022 6250% 132,929910) 111,31),355 2744 n- 12 Penxeval 5702.093 476% 1100.00 $11038 S50.461 2,000,000 Genera/ flOs Cap Corp A.A. 345292 7.123% iszw.no $2.715.00:1 395396 5.11% $106.15 Wan $267476 EFTA00615191 Global Investment Opportunities Group . • • Mornan 5.0ralttn U.C. Account Position and MiM SurIlifIllrY (Open Positions) Crie) ~nai •4•4-445.4i ournearoodoas Preprittud for f »antia/ TruSt .44 of Fabruary 211. 2013 . Omaa FX i Cammoaty ratti 1150400r 2,7393 9.413USO 1517h7 03 41350 15178 USOARS 5.0453 t1501RY 9/.740 115.0ZAA 90033 EURUSO 1.309 135.09,11. 1/50CHF 0.4342 WOCAD 1.9933 10185 UStORY 1.797 WILINDK 5.7408 laemillonalflad Manne • fnind 15 514.5100 1r ft tta Odta Ida otrtly tr4 Ant voi. latoa 544 FUlow curototY Tohti Ind IntryPda Cusrent Rata- CooCoupon Molli:Nl 4051 55) 4Arridt Valoa 15) yieldlayannt Autoa ti) Onc41) (Los m1/4 - , Cn-2017 500.000 Peltola" D4 onttoa • U-13 II-500 114353.12 l M0.'01 5497,050 19410 R65% 48.05 99.41 519210 07/414.-1017 I.009000 Peroletes174 Ventottli 5 5. USD 8.300% 0191.•01 5914,100 537.347 455% 6975 99.41 5111.1147 »aan] 11.04.0•2021 1.500401 lloithith Onni Flk 911 t/ID 987554 ;51,617 545>) 57796350 5119,500 • "Wr. 101150 119.75 2346043 nOec.lon 11.004000 Amorle4 1.1m3Sab D404 4- 51504 6.45055 151,0017l)) 9209250 215tan.12 15440.2035 7.5005000 5527.089 55.154 .;';% 10525 105.20 fteptac Of »saatat :VA USO 0•30015 (11.0i9/55) 1111,4431 13.041.10 15-044-1035 3406,475 5469,923 13.15 543 14,000,000 Rilpvblk OR ANKARA' ArA AA5 0.000% (Malja) t 5 518,7•05 11'1159 $i,6.2.C5 12.58 0.92 5245405 intentAllortal rool locoma MTPA <$5.326.41/1 54499 514 4969.306 • • • and Arat macked • .54d-dat I Poor • vI4 JPINtor • to Troes-4ntott 44nt Trada DUW Malta ilY 0nOmai 04$• Ismo 589•Rattrod Rod' Call Dato umana! Cooper, Pnncipal o51 (51 Mflet (5) TP**I"Inc.int (5/ dr •7t51 24-37n.» 25-4/4 .2029 9551,000 4 40.408 Mm»1004.1 IMI C 915/1013 1.102 . 4.»17.13 20C492032 5701400 Saat 11 111 ,5 .25 s 9764 • IVA 1.656% (9791.919) (.342...54 $573 , 5-Nov•12 23N0.1032 4/50400 Gro 2004.4 33 CCC 73.75 8175 $65.205 IVA 5.150% (5531,441) 5547,407 549 511 11.402.12 7s-A60.2073 3.325000 CoN 2003-2601 10.50 no4 526,918 7/25/2093 5338% 151,231.222) 51.092.095 11I95., lalov-I2 15•40/.2035 » 400000 Imm 200%2 IMI 77.00 77.94 117,705 CCC 303/2013 0441% 111.1652901 51.151,677 54; 141 70.00 7,14147.13 251402037 8,100010 Chase 2607.0.1 2PA 71.00 332.961 CCC 8092024 7.98951 152004791 54933,81 51.39,75• • .i.. 9 and Anat Roth/. 4 111144 1850 89,00 171.333 51 15't 575) 53 0/4 454 5379 921 3 1 6 532 Laadihahmo» i tatte Oste Malutity 51-rons Company 1Y.P ratin.; Ne Ampunt co..."... Diedli~ Mary PrOm Reini ireal CC4t 01 hillat' %liite ILSJ teccoved cm 111,10 toWertl Oulmtanital Ilocal) 0.0640 • oton a • 4 , , t , 1,005 • 2114 . 9.040.10 131/1013 61,000 Contal Maton Co %/4 55001 4.75% . 1».1115.9731. 54633,510 3314,113 3029% 50.57 13ab-13 2/111015 5.000 (lIff$ Nana RtIOU/OS wA $25.00 41.17 0140,407 100% 8150,M40 $138.759 SO 10.06% 23441912 2111/1050 105000 CipecCoiltel 7661I 2540 23.13 ($11.141) 01C+ 515/10 833% 191.382)505) $7.123.200 51154151 647% »Jan-93 v29.2053 »!0000 Ooneral On(43 Co63 2334 1654 3400.311 M. 11540 448% ($912.5550) $119.325 $990 15~43 1/15/2073 15000 Ifietara Eroa Coatal 4 et% 23.00 2321 17.815 OM 115.00 5.00% (4625.00.71 3612,750 $0 2154a.13 0.5rpelual 60,0W :pinomaa <Mm 8.Ce 5.12% 23.00 24.51 I117.1509 950 $1540 5.43% ($950)4001 57.4115.800 a 5.49% t440-13 94, 4154R 7,000 Csoi Greyn> »Olalla 25.90 2410 04100) b 11540 11.38% (1.175.Cal $174,900 SO 2344a.13 94/34144 24000 Saha II 440% 7500 24-99 UJO) NL 525.00 5.10% ($530,030) 1400000 $7,316 3449-11 Raami 48400 Allynnandel 1n< 534% 25.00 25.00 54338 CCC. $2500 150% $11.002,240 51.230/40 9.N12,72 94•04N3 80400 $92698 60% 11.91 2840 $37,7712 Ally41-09/141rac CCC. 52500 3.5014 151.1546661 17-1«.13 52.112,003 1154306 8f6% 27.25 29.40 ~306 NO12.0" 77000 Vanno Reilly Ties% ta- 335.00 9.40% 0675,006) 24.0c912 ~pirtua 44000 1.05,060 $3,447 5.4114 75.00 25.00 ROpi Bk &alla Grplik 38 525.00 725/1 13443 Peepatue 15931.010) $1.000.801 52450 7.31% 23.» 25.02 5735769 34an-13 40.000 Ray4i Bk 54011nd Orplik 09 325.00 12554 1443n.13 hintti., 4$67).6(66 14004/00 19.166 7.36% 24.44 25.112 40.000 tasot Ilk Scouad Gip mc M 12500 533.068 725% (5995204 51.000.80 121.4%1 7.36% 24103 25.02 53058 EFTA00615192 Global Investment Opportunities Group P. Morgan Sealritl es LLC. Account Position and 1VITN1 Summary (Open Positions) Prepered lx Financial That .w of refectory 211,2013 Cann< EX 6 Cet-voodtty r•tre 0.11751X11 127393 -KAULAD • ./1.67 G971.110 1.5179 uSOARS li5191PY 0740 S.0453 SO/AR 9.0013 FlIRUS0 UJOCUF 1.301 tbOBRI 1.9338 39342 '..10,0A0 10255 U10157 1797 U5t11101( S 2108 Poniard ConInch • bony:torte, inbade from it TrWa 0.1e betee oate flotoiltl Noboru., fokt u sloot Phi Dole Contract Spat Contritet for bVat Ck.sount Snot cogent Ai r.e. Rato MRN 7r4 Citt forward rA1 . W LIJ 1 I 7.Feb.13 1.1331 t.22333 L22 580.125 12.1Au-13 933,154000 CAD 10,0)0,000 CM 3.4 99.1519 39.10700 39.01031 1355.952 Foovuod contracts ntinl .164.357 • 14 / MOCC .412 Bloost. Wade Oilta EntinetIon Direethbli • Oneeltiy I . Curnánty type SUilte Cutionty Original !tenant Precelitun botional2 f•iito Oweler Wept Aft AI soul-11 Premium (SI (5/ Coat-13 touryht 10,00),000 80.10 CAD cell ,50% 9, 403.12 ot-oct.i3 sad 2.000,000 11.0 6. 003 .14774 /&90 (AD rApKi 0 ,Sn 1347109 1$19.0017 $32;006 IX Optll.m. MIN St, S too 70 PS Tool rebornSea Trade 0. 1., tKuóre 11/Intunty Underlying Rato Spread bon/ Notiunal Atoned interett • Ibleidendo Current Price 0.te bete Pik( 4044 1.)in-11 3r.RI Ire . • t 1.00% 32,013p2L30 I/ f) EO/LO Stijl) 1136441 $237,246 R359 14,251,013 1459,107 15.250. 120 2312 COY Open NMI 15650137 Rape SO So 10 Cirrent Open ARM 16.213449 It* /ST SO 30 Dtervetivil SO S1433,214 111.547.364) (594.67D Attgmetiv• 'YfD Change In Open Alm 1610252 SO SI SO 0113 Closed Pll (!900,494) Ot.r/Fittearliannit• SO atop fa SO ->•-r-14.›,gs> — -ij —4,14~75 42:1%"~sWar3 97,0f--.: 3013Het PolterestfkittfiflmAteoktbk&4, ,(52+0,011)70 tertA-0 , (C)20131PAtoryaC34% 6 (D. EFTA00615193 Global Investment.Opportunities.Group 31. Morgan 36cueitiol Actount Position and MTM Summary (2013 Closed Positions) t a . I. _r roam.. Pr•pared for financial lttut at of Polmmi y 2.1. 2013 . . Nado bate Symbol slare/ COriany e. tkod mduuy nod Cost Basis IS) Marlot Value ta) oata otrr19,<, Men-13 (Inca') (total, CUNT 4.400 Cetumet Spectattr Product; UW Diem 418% tklan•13 MAC ( 5 " :'" .4, 31.61 3114 M140 54latarttal Ltd USD Monad 980% (110/.5s05 432.512) 4.14,1-13 1136688 1-34.4.13 2440 MAP MOO Toot* MOM° Lp WO Came 179% 24.02 P1.6721 15-Mn•13 (11.33,4* 5134909 94~13 4E/0 05AG 6,000 um eun preztcnPortion 1.9 WO Ilb&Crlil 020% 42.16 51,469 uktan.13 ALNY 2,400 (S1g6,C00S 51416,260 15454-13 1400 17.73 Alnyltm fluroututtals lot WO muunor.~yclit 0.00% (5443121 151,746) l&ten-I3 1.545010 164en-13 20.13 MON 000 Inter/MA* Inc LSD intonot, ~WA 2435 $1322 MO% 1345.3401 544125 16,Jan./.3 17-ton-13 Mt0 1 400 Moo Phannern/Cals Mc LW IMifffet, Nerpcmgc 9.90 10.42 1735 IWO% 014000) 51099 17.Jan-I3 176~23 C4ItIt 1.200 U5D G50 741 ($101) on %nano In Entry, *C0% 6430CM $45.311 18-hn.93 MCP %COO Mobaup Inc 17- 113 1500 2£4 471 IMO auk Met4nott O00% (5114,039 $111.393 4/11~1.3 Natl 1.600 nonLegranOulattnelloldb. 1114~I3 1100 1458 D1643/ UW Conn^. Cyclkol 14.16% (5369100) 139-128 184~43 Ng 5,200 northern llot Engrg/ tp 184~13 59.00 2155 13.918 USD tnenty 11.55% (1127,192! 51241.0 14-44b-I3 MIA 18.-13 24.46 2414 01.6431 9,400 ~adPhortmondfoli Inc uso /moor. gon<ydlc Oa% (5136,573/ 2,41~-13 3PL $114.405 243~13 1511 19.35 4000 eudolo Pélitlign Lp WO Enagf 7.6% 0210,144C 534530 251M1; 17A111 $204533 2.44•513 5144 5113 500 aright tlorfrom temily 5obst USD intumer,Not.cyclIt 000% 01,637) (SI OW) 513.701 25-34.4-13 254~43 MCP 2,500 Mohr/toInc USD Mob Maeda 2200 27.53 5.1.138 400% 1115„000) 317,400 734~13 29.34n43 Pt« 4500 PLedssont nature' Can Co VSD 6.00 636 52.400 Iltaffie 172% (5203.0001 1211,410 314~43 MX 7,500 704~13 3100 3731 Ktrydllopbonuscoolkeb WO 'muter,~nook 0.00% (512,735) 514190 (15301 37-lan-13 WIK 3,500 IfinguettINMoral &sources 31.1~43 839 94% 54455 U50 !now 11.74% 09ÁT/5) 594333 31-fen-M ZIT 25,000 loalk Mc 21-Ja 27.115 27.71 Cit42) USO monuer, Iten4mIk 400% (5650,40)1 5731.482 llob.13 CLASP 1.500 Chumpeekt to~ng Tnnt USO 2600 3144 5114162 FInardel 446% (531,1251 531359 7.40.13 10491 3,5C0 ~AmMantkop Fanners Lp 1.1412-13 20.15 21.04 5434 USD Included 12.84% (3119.51% 349.359 5-Mb-13 MD 4000 tetespdso Precteds Partner' 1.746-1.3 1415 13.96 1516111 WO ton, 43791 0218140/ 5214072 %h813 *CC OW lase Cascade Co 54~43 51.56 54.52 Dim) 115D Indonnal 0.00% 1521,000) $21169 7-relp/3 *CC 1300 3ols• Owed« Co 6-14M-I3 21.40 15.27 34269 WO indabia) DOM (569.510) 119.263 14,4%13 Am 19,000 Armour Redder4WIReIt Inc 7Job-13 19.86 19.79 OW) USD Rotodel 7435% (519834A: 5113,141 1544b-13 0.1 3.000 74-Mb 13 6 84 634 (5520) Gifts Nstural norauttainc LOD eadc Weedab 214% (MUM 1S-Mb-1/3 18%148 15 Feb IT 2.9.00 M04 4000 16/ImMlottlegs Nv WO Comoutiottfens 190% 29572 31148 (i240,4001 5264654 lofeb /3 1235 134415/3 PXD 1,000 Montt« :Mural Resources Co WO Intros 3153 $254 OM% 0128,000) 5130320 15F~13 214427.13 ROBS 24000 PfilichialKon Wait" Ltd 12400 13033 $2.328 WO Conturn444MMI 400% (11,235,000) $1.201.1131 21444513 MI/ 3.007 Model Morgan (now Prints 21.reD13 61.50 60.06 WO mew 531% 019/050) 1259.3P C328.8191 27.140.13 PANG 15,000 21.145-13 8535 84,43 532/ ~edam Capital Agency Con USD Nnandal 35.//11 0474,4511 542287 27-Feb-13 MPH 1,250 Medlcal Properties Trust Mc 22 rebel 3163 3139 (SDI 1) USD Finandal 551% 311,3135 ST22'37 2/4eb-II m/5 7431 9/5 coaty Pit Aprinty Syndlccup Ph. 5 ,•,5.nut LI56m9.1 u.s. !Mod Income . . . . . . Trade DM. MO' Fate AsiQkuset S&P'Iledng Nottes, Oita Coupon Principal Cost Madket 44Ito Closing Oslo . . .Matted • /Meg Poop Cloning Pr.°, PIL . . le .ct.I I /5 Feb-2016 • f121,J1f 24 00C 12124 Mortlace and &opt Hacks Trade 'Me Matmlly Oryinal Pace ' tin 3Mi»Meg kilintiCall Date ~la«. Ompon miontpol tort (S) Markel 94104 PM siocmcd Closing him Pat . GlesleigsDaft SI" Pt. (54 . . 4190112 (local) 11.140-12 2514473035 4126,9`0 I 2005- IMI ll 51 5I, $11 Mortgonn and Aunt Bete ed 5 1110954 Listed Preftrreds lead.: I:Mu NI.tturety Shag« . SAY MAW-, Pni A.-.. ~PM Cost (V MO 544 Veloct (Si ..nnlien" 5 L'---Pon Ctedlrug Ceste .• "On "kg Clod/19~ PI Ilk*ItiViti . &nag ' goci3O• 9-11+ 17 Insnon 15.300 DukeMaw Coin (130. $25.09 £1310 lihn•11 1/15/1073 10,360 Duke Integy Corp 583- 13,192 55340 £13% 552 •9,5!):/ $275,22,2 2FIr 1< 7.2-mn-11 vilON3 31970 .7 • 91 75.86 19.292 General 044 GM(MP Aso MOO 38915 5.1u,5•991 5515,3.12 59, 0 )9 i•- • 3322 415ted Preterit& Pm. Ussol Peel«reds Sp/Mom. in 512.796 512,794 EFTA00615194 Global Investment Opportunities Group Y. margin Sticurttles LIG Account Position and MTM Summary (2013 Closed Positions) CI 0 Global zee (-sewn.' Oenortentel Prepared for Financial bust at of Pena. y 28, 2013 onward Contracts Tuade Dale Vstioa Vale tIonghI notional Sold Not F's Cato Contest t Spot Cann/CC Pomona Clmly 0110 Clo,nu Rate wL soerc-12 ,ian-13 WV 822404000 CAD 10.000 4.0 113an•I) 22 416 rflo ,1 140r<-I2 21.E.A.13 MAN 12,900.000 49.37 1 4;0 I) OM 141141S 124en• 13 IL/1/4 11./•492 11.111/1.13 Viso -33 12.S9 03.357 2.244441 MAN 12,904CCO USD 1,027.438 22 Feb- 1i 125829 116169 233an.13 12.11 2•2144-12 ifeb.t.3 01; 6424.5C0 EIJR 34.161) 5,000.000 4Seb-13 1.20/ 1.2[41 304arsI3 24104-12 (46411 CIO 6.024,5C0 lit1760 (SI11.044) EVR 5.000 COO 4 :c0-13 I 207 1.2C41 4Mn-13 Sitb-I.3 sieb-13 123910 ‘1•32.1IM 104 890.4XLCCO CAD 14003.0/0 3A•b•41 SI // .14 I.> 7.feR.13 93.502 .5473.045) ornrard Contrasts 5111. (SI . • • - tons Traale Dory I non 0:tc•ciion Commodity Original TYPO Notional Co.) Seneo Onto new Type Closing 044 Closing Pea n/Cum p • Pot inenweell /IL5 1 104042 04/±413 Sotti CP3 Pal 1CCDOG I0-1.J1•12 Ca • eS44413 Bought 0,110 Cal t CC 740 113.5 11,850,000 flit US Fa. 13 42/.i.V)) 30 ?)i.000.001 *talRvtum Swain ffintiue Maturity • node Date • " Undistylng Shares Reba Accrued intwcatil Occident Closing Price Otte oats • . Spewed lbpi) Nellenel retry nice Closing Oat, rand • sht. Earned (LOUD 1-I A•12 4b-12 ab-1 t RSOR 1.00% 51041,41280 (SIC'.",I) S-156 -IA 31 Va, I 1./arell 11c413 >fdl ri 'n 953 5 101111. SZOI /AM* ($1,.n) 15531 1) Fab-11 SO 141, tie (O 2,1311/Aonsin Chow A Co EFTA00615195

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