EFTA00791759

Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 international mernew riNkA, SIPC BAINCO Investors Incliwthie/ Retirement Account Statement Account Numbe Statement Period: 12/01/2016.12/31/2016 IRA FBO AVRAM NOAM CHOMSKY PERSHING LLC AS CUSTODIAN Portfolio at a Glance This Period Year ROLLOVER ACCOUNT Beginning Account Value $2,723,609.31 $3,184,716.50 984 MEMORIAL DR An' 404 Net Cash Deposits and Withdrawals 0.00 -609,179.50 CAMBRIDGE MA 02138-5747 Adjusted Previous Account Value 2,723,609.31 2,575,537.00 Dividends. Interest and Other Income 11,853.80 75,941.46 Net Other Activity 0.00 -35,63200 Net Chan. e in Portfolio 16 885.86 136 502.51 Ending Account Value S2,752.348.97 $2.752,348.97 Your Investment Advisor: Accrued Interest $6,772.86 BAINCO INTERNATIONAL NV LLC Account Value with Accrued Interest $2,759,121.83 (617) 5360333 Estimated Annual Income $73,021.00 Asset Summary Last Period This Period %Allocation Cash, Money Funds, and Bank Deposits' 96,255.19 125,786.43 5% Fixed Income 773,129.45 770,621.95 28% I Equities 1,436,304.85 1,410,080.35 51% Mutual Funds 100,418.82 100,230.24 4% I Exchange-Traded Products 317,501.00 345,630.00 12% Account Total (Pie Chart) $2,723,609.31 $2,752,348.97 100% I The Bank Deposits In your account are FDIC Insured bank deposits. FDIC insured bank deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). These bank deposits are covered by the Federal Deposit Insurance Corporation (FDIC). up to allowable limits. Page 1of 34 ROMA E co co Clears stamps("RS. WO. • •••••, caw. osteaM1 PAW 0? Cio paperless I T. TT " 4" Sm'a 2007 °MAAR RATED COMMUNICATIONS M Ins Owe 94 OS. Ywt likapriCimmenen alive ASK A•OuT C-OnivCRY D(CELUNCE EFTA00791759 Additional Information Description This Period Year-to-Date Securities Bought and Sold $17.677.44 5318.695.70 Required Minimum Distribution Summary Calculated Amount Prior Year-end Fair Market Value ("FMV"): 53,184,716.50 Calculation Factor: 12.7 Participant DOB: Beneficiary DOB: 00/0000 Beneficiary Relationship: NON SPOUSE Amount Required to be Withdrawn for 2016: $250.765.07 Amount Withdrawn Year to Date: $610.000.00 The Remaining Amount You Are Required to Withdraw for 2016: $0.00 Disclaimers and Other Important Information Regarding Your Required Minimum Distribution Summary You appear to have satisfied your annual required minimum distribution (RMD) from your retirement account. Please verify this calculation with your tax professional, as there may be other information that could impact your required minimum distribution. Accorcting to our records, you are required under federal tax law to take an annual minimum distribution from your retirement account. Required minimum distributions (RMDs) usually begin in the year you reach the age of 70 112 and is calculated by dividing your year-end fair market value by a factor determined by the Internal Revenue Service (IRS). For the year you turn 70 1/2, the first RMD payment can be delayed until April 1r of the year following the year in which you turn 70'h. For all subsequent years, including the year in which the first RMD was paid by April 1'. you must take the RMD by December 31" of the year. Please verify this calculation with your tax professional. as there may be other information that could impact your RMD. If you do not take enough to satisfy the requirement. the IRS may impose a 50% excise tax on the shortfall. To start your distributions, contact your Investment Advisor. For Your Information Reminder: Please make all checks for deposit into your investment account payable to either Pershing LLC" or 'Pershing LLC fbo (Account Registration)'. Be sure to also print your investment account number on the check. Including this information will allow for the timely and accurate deposit of funds to your account. Thank You. Client Service Information Your Investment Advisor: RBH Contact Information BAINCO INTERNATIONAL INV LLC Telephone Number: (617) 536-0333 SUITE 440 500 BOYLSTON STREET BOSTON MA 02116 Page 2 of 34 Account Number RANO Emcollent Cleo.. Way" Pte.*" lLe. • iSsdry owned *WSW Go paperless 4,3 k . (v.° . 7.4° S.N. 2007 'MUMS, RATED COMMUNICATIONS Owe M Olaf .1••• 11~ Commensa SOY Shea IRA FBO AVFIAM NOAM CHOMSKY AMAqui Otuvrity EXCELLENCE EFTA00791760 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 Member FINRA, BAINOO Interna tiolial j Investors Inditidue/Retirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Your Account Information Retirement Information Year-End Fair Market Value (12/31/2016): $2,752,348.97. The year-end fair market value is furnished to the Internal Revenue Service for Individual Retirement Accounts. Your fair market value may change based on transaction or asset valuation adjustments made after 12/31,2016. Tax Lot Default Disposition Method Default Method for Mutual Funds: HIGH COST LONG TERM Default Method for Stocks in a Dividend Reinvestment Plan: HIGH COST LONG TERM Default Method for all Other Securities: HIGH COST LONG TERM Bond Amortization Elections: Amortize premium on taxable bonds based on Constant Yield Method: Yes Accrual market discount method for all other bond types: Ratable Method Include market discount in income annually: No Electronic Delivery E-mail notifications are delivered to the following e-mail address(es): You are currently enrolled to receive the following account communications via electronic delivery: cittrft###@imit.edu Trade Confirmations 'citotroBri@mit.edu is on file for these documents Notifications The above email address is partially masked for your security. Please log Prospectus' into your account to review the full e-mail address. Please log in to your account to make any changes to your electronic delivery preferences. Portfolio Holdings Account Activity Opening Closing Accrued Income 30Day Current Opening Date Quantity Number Ending Balance Balance Income This Year Yield Yield Cash, Money Funds, and Bank Deposits 5.00% of Portfolio Cash Balance 45.14402 116.00 FDIC Insured Bank Deposits LIQUID INSURED DEPOSITS 12/01/16 125,670.430 N/A 12130/16 51.11117 125.670.43 0.60 11.45 NiA N/A Total FDIC Insured Bank Deposits $51,111.17 $125,670.43 $0.60 $11.45 Total Cash, Money Funds, and Bank Deposits $96,255.19 $125,786.43 $0.60 $11.45 Page 3 of 34 Account Numbers Rated EmCollent arose any' .—s WI S WM,/ 0.4d •••••011M, PAR•O2.ROLL Go paperless Cy " Wm' Swa 2007 (MIAMI, RATED COMMUNICATIONS I'M OM* ea WM". Imm.tLC nano ~A 0•••••••••11COW 40•001,0 MK SIC IRA FRO AVRAM NOAM CHOMSKY At* AJOUT (-01LIVCRY EXCELLENCE EFTA00791761 Portfolio Holdings (continued) Adjusted Unrealized Accrued Estimated Estimated Date Iceland Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Interest Annual Income Yield Fixed Income 28.00% of Portfolio (In kfaturity Date Sequence) Municipal Bonds GAINESVILLE FLA UTILS SYS REV SER A Security Identifier: 3628480E6 5.020%10/01/17 B/E DTD 02/13/08 INS ASSURED GUARANTY MUNICIPAL CCM 1ST CPN DTE 10/01/08 CPN PMT SEMI ANNUAL ON APR 01 AND OCT 01 "'TAXABLE— Moody Rating AA2 S & P Rating AA 02/21/08 ',a,I2 135,000.000 100.1610 135,216.85 102.7370 138,694.95 3,478.10 1,694.25 6.777.00 4.88% Original Cost Basis: $137,255.85 KANSAS CITY MO SPL OBLIG Security Identifier: 48510019 TAXABLE-IMPT-SER C 3.150%08/01/18 B/E DTD 10/03/13 1ST CPN DTE 02/01/14 CPN PMT SEMI ANNUAL ON FEB 01 AND AUG 01 Moody Rating Al S & P Rating AA- .. 'TAXABLE"' 09/27/13 'An 100,000.000 100.5750 100374.56 102.3690 102,369.00 1,794.44 1,312.50 3,150.00 3.07% Original Cost Basis: $101.673.00 CALIFORNIA ST VAR PURP Security Identifier: 13063A7G3 6.200%10/01/19 B/E DTD 10/15/09 1ST CPN DTE 04/01/10 CPN PMT SEMI ANNUAL ON APR 01 AND OCT 01 ***TAXABLE*** Moody Rating APS S 8 P Rating AA- 06/04/12 %kir 100,000.000 107.8760 107,876.48 111.5330 111,533.00 3,656.52 1,550.00 6,200.00 5.55% Original Cost Basis: $119,498.00 OAKLAND CALIF PENSION OBLIG RFDG Security Identifier: 672319CC2 TAXABLE 3.800% 12/15/21 B/E DTD 07/30/12 1ST CPN DTE 12/15/12 CPN PMT SEMI ANNUAL ON JUN 15 AND DEC 15 Moody Rating Al S & P Rating A+ mTAXABLE*** 09/04/12 ',3,12 100,000.000 992140 99,213.87 102.3430 102,343.00 3,129.13 168.89 3,800.00 3.71% Odginal Cost Basis: $98,645.00 Total Municipal Bonds $442,881.76 $454,939.95 ;12,058.19 $4,725.64 $19,927.00 435,000.000 Page 4 of 34 B01056 9 SCSI 30000 Account Number: A2A-950307 GO paper leSS Rated EAPPRent Every Yost Sown 2007 cleesseateopseepsoua.saeo soma sutastv eons. M Nos PRA lecOonCAARean•PNYMIARA PAR O2 ROLL Peast“, osier MIRA MSC SSC OALSAR RATED COMMUNICATIONS IRA FBO AVRAM NOAM CHOMSKY AIR AMOR?. tivr EXCELLENCE EFTA00791762 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 International Member FINRA, SIPC BAINCO Investors IncAldus/ Retirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Portfolio Holdings (continued) Adjusted Unrealized Accrued Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Interest Annual Income Yield Fixed Income (continued) Corporate Bonds ORACLE CORP NT 5.750%04/15/18 B/E Security Identifier: 68389XAC9 DM 041091081ST CPN DTE 10/15/08 CPN PMT SEMI ANNUAL ON APR 15 AND OCT 15 Moody Rating Al S & P Rating AA- 06/23/15',3,l2 100,000.000 105.3550 105.35615 105.6460 105,646.00 290.85 1.21329 5.750.00 5.44% Original Cost Basis: $111.485.00 PEPSICO INC SR NT 5.000%06/01/18 B/E Security Identifier: 713448BHO DM 05/28/08 1ST CPN DTE 12/01/08 CPN PMT SEMI ANNUAL ON JUN 01 AND DEC 01 Moody Rating Al S & P Rating A 06/02/08 ',3,I2 200,000.000 99.7630 199.526.79 105.0180 210.036.03 10.50921 833.33 10,000.00 4.76% Original Cost Basis: $197.300.00 Total Corporate Bonds $304,881.94 $315,682.00 $10,800.06 $2,047.22 $15,750.00 300,000.000 Total Fixed Income $747,763.70 $770,621.95 $22,858.25 $6,772.86 $35,677.00 735,000.000 Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield Equities 51.00% of Portfolio Common Stocks CHUBB LTD COM Security Identifier: C8 ISIN#CH0044328745 CUSIP: H1467J104 Dividend Option: Cash 04/02/12' 100.000 74.4250 7,442.49 132.1200 13.212.00 6,769.51 276.00 2.08% 01/06/16' 300.000 113.4320 34,029.47 132.1200 39.636.00 6,606.53 828.00 2.08% Total Noncovered 400.000 41,471.96 52,848.00 11,376.04 1.104.00 Total 400.000 $41,471.96 $52,848.00 $11,376.04 $1,104.00 AT&T INC COM Security Identifier: T Dividend Option: Cash CUSIP: 002068102 01/02/15 400.000 33.8630 13,54520 42.5300 17,012.00 3,466.80 784.00 4.60% Page 5 of 34 Account Number: GO papeness fat E On , Every VAN Svcs 2007 Orr. arsosponikins LLO.• meet 11,1Ponli el Non VW. ISOM CIPPIPMalll •••••••••• MOW. PAR. 2 ,ROL L POISOLLC. CONC.' ran" ilvile. Lec °MAAR RATED COMMUNICATIONS IRA F80 AVRAM NOAH CHOMSKY ASK ASCOT tell. WC NY D(CCIACNCE EFTA00791763 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Ac uired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield Equities (continued) Common Stocks (continued) ABBVIE INC COM Security Identifier: ABBY Dividend Option: Cash CUSIP: 00287Y109 04/23/12 600.000 31.1120 10667.06 62.6200 37.572.00 18,904.94 1,536.00 4.08% 11/14/14 300.000 63.5420 19,062.72 62.6200 18.786.00 -276.72 768.00 4.08% Total Noncovered 900.000 37,729.78 56,358.00 18,628.22 2,304.00 Total 900.000 $37,729.78 $56,358.00 $18,628.22 $2,304.00 ALPHABET INC CAP STX CL C Security Identifier: GOOG Dividend Option: Cash CUSIP: 02079K107 09/14/11 .•3 49.931 262.7310 13,118.54 771.8200 38.538.05 25,419.51 11/26/12 .,3 25.069 329.7870 8.267.30 771 8200 19.348.45 11,081.15 Total Noncovered 75.000 21.385.84 57,686.50 36,500.66 Total 75.000 $21.385.84 $57,886.50 $36,500.66 $0.00 ALPHABET INC CAP STK CL A Security Identifier: GOOGL Dividend Option: Cash CUSIP:02079K305 09/14/11 25.000 264.2970 6,607.43 792.4500 19,81125 13,20312 AMAZON COM INC Security Identifier MEN Dividend Option: Cash CUSIP: 023135106 04/06/16 ' 30.000 594.6700 17,840.09 749.8700 22,496.10 4,656.01 ANSYS INC COM Security Identifier: ANSS Dividend Option: Cash CUSIP: 036620105 08/18/14',s 200.000 80.9000 16,179.93 92.4900 18.498.00 2,318.07 BUT CORP COM Security Identifier: BBT Dividend Option: Cash CUSIP: 054937107 02/02/12 700.000 28.1140 19,679.45 47.0200 32.914.00 13,234.55 840.00 2.55% 03/14/12 %3 400.000 30.4770 12,190.96 47.0200 18.808.00 6,617.04 480.00 2.55% Total Noncovered 1,100.000 31,870.41 51,722.00 19,851.59 1,320.00 Total 1,100.000 $31,870.41 $51,722.00 $19,851.59 $1,320.00 BANK AMER CORP COM Security Identifier: BAC Dividend Option: Cash CUSIP: 060505104 03/16/12 " 3 1,100.000 9.6820 10,650.20 22.1000 24.310.00 13,659.80 330.00 1.35% 06/22/12 ',s 400.000 8.0100 3,204.00 22.1000 8.84).00 5,636.00 120.00 1.35% Total Noncovered 1,500.000 13 854.20 33,150.00 19,295.80 450.00 Total 1,500.000 $13,854.20 $33,150.00 $19,295.80 $450.00 BERKSHIRE HATHAWAY INC DEL CL B NEW Security Identifier: BRK B Dividend Option: Cash CUSIP: 084670702 04/14/16 • 100.000 143.7630 14,376.32 162.9800 16,298.00 1,921.68 Page 6 of 34 Account Number Go papesiess , RAMO (Aeolian( Even That Soar 2oo7 OSA. amiss pen•••• what el MOODS el OWN V. tatainCii••••••••• PAR 0) ROI I OALSAR RATED COMMUNICATIONS Pesky U.C. mister MIA MSS SSC IRA FB0 AVRAM NOAM CHOMSKY ASK AlbOUT tal. NY D(CELLENCE EFTA00791764 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ O7399 Rollover (877) 87O-723O international Member FINRA, SIPC BAINCO Investors Individue/Retirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield Equities (continued) Common Stocks (continued) BIOGEN IDEC INC COM Security Identifier: BBB Dividend Option: Cash CUSIP: 09062X103 07/02/15 '3 75.000 404.4050 30,330.41 283.5800 21,268.50 -9,061.91 BLACKROCK INC COM Security Identifier: BLK Dividend Option: Cash CUSIP: 09247X101 06117/10 '3 50.000 159.0480 7,952.39 380.5400 19,027.00 11,074.61 458.00 2.40% BRISTOL MYERS SOUIBB CO COM Security Identifier: BMY Dividend Option: Cash CUSIP: 110122108 10/07/16 ' 5D0.000 55.4700 27,734.85 58.4400 29,220.00 1,485.15 780.00 2.66% CELGENE CORP Security Identifier: CELG Dividend Option: Cash CUSIP: 151020104 04/09/12 " 3 300.000 39.7020 11,910.67 115.7500 34,725.00 22,814.33 CERNER CORP COM Security Identifier: CERN Dividend Option: Cash CUSIP: 156782104 02/05/14 500.000 54.2990 27,14925 47.3700 23,685.00 -3,46425 CISCO SYSTEMS INC Security Identifier: CSCO Dividend Option: Cash CUSIP: 17275R102 09/21/12 'A 1200.000 18.9910 22,788.84 302200 36,264.00 13,475.16 1248.00 344% COCA COLA COMPANY Security Identifier: KO Dividend Option: Cash CUSIP: 191216100 02/15/12 *-3 500.000 34.2980 17,148.75 41.4600 20,730.00 3,58125 700.00 3.37% COMCAST CORP CL A Security Identifier: CMCSA Dividend Option: Cash CUSIP: 200301101 10/04/13 300.000 45.7570 13,727.13 69.0500 20,715.00 6,987.87 330.00 1.59% 09/23/16 300.000 67.2920 20,187.45 69.0500 20,715.00 527.55 330.00 1.59% Total Noncovered 600.000 33 914.58 41,430.00 7,51542 660.00 Total 600.000 $33,914.58 $41,430.00 97,515.42 $660.00 DANAHER CORP COM Security Identifier: DHR Dividend Option: Cash CUSIP: 235851102 Page 7 of 34 Account Numter: Rated (morns:rat . Agrobami Ude • ...or owns •••••••••• PAR.O2.ROLL GO paperless alb 1OO7 DALBAR RATED CORINIUNICATrONS Oa.. eiP —tao len• Yen •••••:. Cerseet IRA FRO AVRAM NOAM CHOMSKY ASK NOW' or ovdtv EXCELLENCE EFTA00791765 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield Equities (continued) Common Stacks (continued) DANAHER CORP COM (continued) 10/22/13 100.000 55.1000 5.50997 77.8400 7784.00 2.274.03 50.00 0.64% DISNEY WALT CO DISNEY COM Security Identifier: DIS Dividend Option: Cash CUSIP: 254687106 02109/12 400.000 41.5030 16,601.16 104.2200 41.688.00 25,086.64 624.00 1.49% EOG RES INC COM Security Identifier: EOG Dividend Option: Cash CUSP: 26875P101 05/04/12 200.000 52.5990 10,519.78 101.1000 20220.00 9.700.22 134.00 0.66% EXXON MOBIL CORP COM Security Identifier: XOM Dividend Option: Cash CUSIP: 30231G102 05/04/12 500.000 84/460 42,372.95 90.2600 45.130.00 2,757.05 1,500.00 3.32% FACEBOOK INC CL A Security Identifier: FB Dividend Option: Cash CUSIP: 30303M102 11/27/12 400.000 26.0950 10,437.80 115.0500 46,020 00 35,58220 OU26/14 .+3 300.000 67.2870 29186.10 115.0500 34,515 00 14,328.90 Total Noncovered 700.000 30,623.90 80,535.00 49,911.10 Total 700.000 $30,623.90 880,535.00 $49,911.10 $0.00 FLEETCOR TECHNOLOGIES INC COM Security IdentMer: FLT Dividend Option: Cash CUSP: 339041105 12/15/10 200.000 261510 5.35910 141.5200 28,304.00 22,95190 FORTIVE CORP COM Security Identifier: FTV Dividend Option: Cash CUSIP: 349591108 10/22/13 • 50.000 342860 1,714.28 53.6300 2,681.50 967.22 14.00 0.52% GENERAL ELECTRIC CO COM Security Identifier: GE Dividend Option: Cash CUSIP: 369604103 01/23/13 '4 1.700.000 21.9700 37,349.00 31.6000 53/20.00 16,371.00 1,632.00 3.03% HOME DEPOT INC COM Security Identifier: HD Dividend Option: Cash CUSP: 437076102 09/25/13 •is 400.000 75.7600 30,303.84 134.0800 53,632.00 23,32816 1,104.00 2.05% HONEYWELL INTL INC COM Security Identifier: HON Dividend Option: Cash CUSIP: 438516106 04/09/09 '4 300.000 30.6210 918622 115.8500 34,755.00 25,568.78 798.00 2.29% JOHNSON & JOHNSON COM Security Identifier: JNJ Dividend Option: Cash CUSIP: 478160104 01/26/12 *•3 200.000 65.7920 13,158.36 1152100 23,042.00 9,883.64 640.00 2.77% Page 8 of 34 Account Number 46 :1, RAMO Emcollwa PAP:2021700 Go paperless Every Vow Since 2007 OALSAR RATED COMMUNICATIONS a.Nes Yen Yeast Canaan •Sia, IRA FEIO AVRAM NOAM CHOMSKY nicAlinu* tCCUV" rf EXCELLENCE EFTA00791766 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 international Member FINRA, SIPC BAINCO Investors Retirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Portfolio Holdings (continued) Unrealized Estimated Estimated Date ked Quantity Unit Cost Cost Basis Market Price Wet Value Gain/Loss Annual In:ome Yield Equities (continued) Common Stocks (continued) KRAFT HEINZ CO COM STK Security Identifier: KHC Dividend Option: Cash CUSIP: 500754106 05/18/12',3 400.000 40.6130 16,245.15 87.3200 34.928.00 18,68225 960.00 2.74% 07/23/15 300.000 77.0780 23,12333 87.3200 26.19600 3,07247 720.00 2.74% Total Noncovered 700.000 39,368.88 61,124.00 21,755.32 1,680.00 Total 700.000 $39,388.88 $81,124.00 $21,755.32 81,680.00 MARSH & MCLENNAN COS INC COM Security Identifier: MMC Dividend Option: Cash CUSIP: 571748102 02/12/13 .r3 800.000 36.0660 28.853.04 67.5900 54,072.00 25.218 96 1,088.00 2.01% MERCK & CO INC NEW COM Security Identifier: MRK Dividend Option: Cash CUSIP: 58933Y105 04/04/13 600.000 45.3300 27,197.94 58.8700 35.322.00 8.124.06 1,128.00 3.19% 09/23/13 '.3 400.000 47.9850 19193.84 58.8700 23.548.00 4.354.16 75200 3.19% Total Noncovered 1,000.000 46,391.78 58.870.00 12,478.22 1,880.00 Total 1,000.000 $46,391.78 $58,870.00 512,478.22 51,880.00 NEXTERA ENERGY INC COM Security Identifier: NEE Dividend Option: Cash CUSIP: 65339F101 02/12/16 • 400.000 111.5200 44,608.19 119.4600 47,784.00 3,175.81 1,392.00 2.91% PROCTER & GAMBLE CO COM Security Identifier: PG Dividend Option: Cash CUSIP: 742718109 09/18/09 350 CC0 574860 20,119.96 84.0800 29,428.00 9,308.04 937.30 3.18% SCHLUMBERGER LTD C0M ISIN#AN8068571086 Security Identifier: SLR Dividend Option: Cash CUSIP: 806857108 03/11/13',3 250.000 77.6890 19,422.17 83.9500 20,987.50 1,565.33 500.00 2.38% TJX COS INC NEW COM Security Identifier: TJX Dividend Option: Cash CUSIP: 872540109 09/18/12',3 500.000 45.7860 22,892.75 75.1300 37,565.00 14,67225 520.00 1.38% Page 9 oi 34 Acoount Number Rated Excellent 0.0.0 OWN.% • %MO, Oalted PAP 0)100 I Go paperiess ait s, inn v..,S iva 2°° 7 °MAAR RATED COMenureCATiONS N- Verb ISSFIG••••••••• neenseux ...On MINA MSC SOC Mena% IRA F8O AVRAM NOAM CHOMSKY ASK ASOLYI t atIVZITY D(CELLENCE EFTA00791767 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Markel Value Gain/Loss Annual Income Yield Equities (continued) Common Stocks (continued) US BANCORP DEL COM Security Identifier: USB DMdend Option: Cash CUSIP: 902973304 01/31/12 1,000.000 28.3290 28,329.00 513700 51,370.00 23,041.00 1,120.00 2.18% 05/23113 200.000 353170 7,063.46 51.3700 10,274.00 3.210.54 224.00 2.18% Total Noncovered 1,200.000 35,39246 61,644.00 26,251.54 1,344.00 Total 1,200.000 $35,392.46 $61,644.00 $26,251.54 $1,344.00 UNITED PARCEL SVC INC CL B Security Identifier: UPS Dividend Option: Cash CIJSIP: 911312106 01/26/12 er3 200.000 75.8920 15,178.46 114.6400 22,928.00 7.749.54 624.00 2.72% VERIZON COMMUNICATIONS INC Security Identifier: VZ COM CUSIP: 92343V104 Dividend Option: Cash 04/11/14 700.000 47.3410 33.138.98 53.3800 37,366.00 4.22732 1,617.00 4.32% VISA INC COM CL A Security Identifier: V Dividend Option: Cash CUSIP: 92826C839 07/08/09 *.a 200.000 14.7220 2.944.44 78.0200 15,604.00 12.65356 132.00 0.84% Total Common Stocks $904,791.37 61,411,293.35 $506,501.98 628,018.30 Options CALL 100 TJX COS INC NEW COM Option Identifier: 990AE6TJO EXP 01-20-17(075.000 OPTION ROOT= TJX Underlying Security Identifier: TJX Underlying Security Price: $75.13 10/24/16 • -4.000 22850 -913.81 1.4500 -580.00 333.81 CALL 100 SPDR GOLD TR GOLD SHS Option Identifier: 990AFKFEW EXP 01-20-17(0120.000 OPTION ROOT= GLD Underlying Security Identifier: GLD Underlying Security Price: $109.61 10/06/16 • -1.000 3.5500 -354.95 0.0700 -7.00 347.95 CALL 100 COMCAST CORP CL A Option Identifier: 990AFUHC5 EXP 01-20-17(067.500 OPTION ROOT= CMCSA Underlying Security Identifier: CMCSA Underlying Security Price: $69.05 09/23/16 -2.000 2.4260 -485.25 2.4100 -482.00 325 09/23/16 ' -1.000 2.4260 -24a61 2.4100 -241.00 1.61 Total Noncovered -3.000 -727.86 -723.00 4.86 Total -3.000 4727.86 -$723.00 $4.86 $0.00 CALL 100 SPDR GOLD TR GOLD SHS Option Identifier: 990AIDKN3 EXP 03-17-17Q/121.000 OPTION ROOT= GLD Underlying Security Identifier: GLD Underlying Security Price: $109.61 11/08/16 -2.000 5.0290 -1,005.71 0.4400 48.00 917.71 Page 10 of 34 Account Number Go papertess tlik ; Ratod (Aeolian( Even Yaw. Since 0007 0•••••••••••••••••• •••••, el Ile 10•441 WOW. Verb••IllellopriGe•pisall Shin PAR•02.ROLL DALSAR RATED COMNIUNICATODNS nosiootte, mower I. VIA MSC VC IRA R30 AVRAM NOAM CHOMSKY ASK ArbOuT gol3aiveltY EXCELLENCE EFTA00791768 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 International member FINRA, SIPC BAINCO Investors Indiviclue/Retirement Account Statement Statement Period: 12/01/2016. 12/31/2016 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Wed Quantity Unit Cost Cost Basis Markel Price Market Value Gain/Loss Annual Income Yield Equities (continued) Options (continued) PUT 100 SPDR S&P 500 ETF TR TR UNIT Option Identifier: 990AINOMJ 03-17-17@204.000 OPTION ROOT= SPY Underlying Security Identifier: SPY Underlying Security Price: $223.53 12/15/16 9.000 1.6270 1,464.13 1.6100 1,449.00 -15.13 CALL 100 FACEBOOK INC CL A Option Identifier: 990Al9P2C OP 03-17-17Q/120.000 OPTION ROOT= FB Underlying Security Identifier: FB Underlying Security Price: $115.05 12/21/16' -3.000 5$860 -1,675.84 3.8500 -1,155.00 520.84 CALL 100 ANSYS INC COM Option Identifier: 99CIAJGF2Y OP 04-21-17@95.000 OPTION ROOT= MISS Underlying Security Identifier: /MSS Underlying Security Price: $92.49 12/21/16' -1.000 4.0800 -407.95 3.0000 -300.00 107.95 CALL 100 DISNEY WALT CO DISNEY COM Option Identifier: 99CIAJGYV8 OP 04-21-17@105.000 OPTION ROOT= DIS Underlying Security Identifier: DIS Underlying Security Price: $104.22 12/21/16 -2.000 4.5690 -913.89 3.9500 -790.00 12189 CALL 100 CHUBB LTD COM Option Identifier: 990AJMYOT ISIN#CH0044328745 EXP 05-19-17@135.000 Underlying Security Identifier: CB OPTION ROOT= CB Underlying Security Price: $132.12 12/21/16' -2.000 42400 -847.90 3.6000 -720.00 127.90 CALL 100 HOME DEPOT INC COM Option Identifier: 990AJNMW1. 05-19-17@140.000 OPTION ROOT= HD Underlying Security Identifier: HD Underlying Security Price: $134.08 12/21/16' -3.000 5.0520 -1,515.67 3.9000 -1,170.00 345.67 PUT 100 SPDR S&P 500 ETF TR TR UNIT Option Identifier: 990A00580 OP 06-16-17@205.000 OPTION ROOT= SPY Underlying Security Identifier: SPY Underlying Security Price: $223.53 12/16/16' 9.000 4.0410 3,636.75 4.3900 3,951.00 31425 Page 11 of 34 Account Number: =a.= colINA ammo ormemsmons UA.• AMIN modd oramewi PAR oi RON Go papedess 431k). Vw Um° 2007 °ALINE RATED COMMUNICATIONS TO, Omni •41 Wee NW& 1 •01en Cowman Ammo ut. mar mein wit SAC NNW 1••••••1 IRA MO MRAM NOAM CHOMSKY ASK ASOuT DMA (vein D(CEL LENGE EFTA00791769 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield Equities (continued) Options (continued) CALL 100 HONEYWELL INTL INC COM Option Identifier: 990AJREIR EXP 06-16-17@120.00D OPTION ROOT= HON Underlying Security Identifier. HON Underlying Security Price: $115.85 12/21/16 ' -3.000 42960 -1.288.85 3.6000 •1.080.00 208.85 Total Options -34.551.55 -$1,213.00 S3.338.55 $0.00 Total Equities $900,239.82 $1,410,080.35 $509,840.53 $28.018.30 Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield Mutual Funds 4.00% of Portfolio VANGUARD SHORT-TERM INVESTMENT GRADE Security Identifier: %/SU FUND INVESTOR SHARES CUSIP: 922031406 Open End Fund Dividend Option: Cash: Capital Gains Option: Cash 06/24/15 9,428.997 10.6610 100,522.15 10.6300 100.230.24 -291.91 1,974.04 1.96% Total Mutual Funds $100,522.15 5100.230.24 -$291.91 $1,974.04 Unrealized Estimated Estimated Date Acquired Quantity Unit Cost Cost Basis Market Price Market Value Gain/Loss Annual Income Yield Exchange-Traded Products 12.00% of Portfolio ISHARES TR MSCI INDIA ETF Security Identifier: INDA DMdend Option: Cash: Capital Gains Option: Cash CUSIP: 46429B598 09/13/16 ' 800.000 29.2500 23,400.32 26.8100 21,448.00 -1,952.32 193.97 0.90% SPDR GOLD TR GOLD SHS Security Identifier: GLD DMdend Option: Cash: Capital Gains Option: Cash CUSIP: 784634107 07/15/16 ' 100.000 126.5420 12,654.22 109.6100 10,961.00 -1,693.22 11/08/16 • 300.000 121.8990 3e569.78 109.6100 32,883.00 -3,686.78 Total Powwowed 400.000 49,224.00 43,844.00 -5,380.00 Total 400.000 $49,224.00 843,844.00 -35,380.00 $0.00 SELECT SECTOR SPDR TR MARS Security Identifier: XIS Dividend Option: Cash: Capital Gains Option: Cash CUSIP: 81369Y100 09/13/12 700.000 37.9560 26,568.99 49.7000 34.790.00 8,221.01 678.28 1.94% SELECT SECTOR SPDR TR FINANCIAL Security Identifier: XLF Dividend Option: Cash: Capital Gains Option: Cash CUSIP: 81369Y605 10/11/16 • 3.000.000 19.5330 58,600.35 23.2500 69.750.00 11,149.65 1.395.67 2.00% SELECT SECTOR SPDR TR INDL Security Identifier: XLI Dividend Option: Cash: Capital Gains Option: Cash CUSIP: 81369Y704 Page 12 of 34 Acoount Number: Ratod (Aeolian( ilwaoli ••••••• ON•I•doRRYEIRR PAR 0? ROI I Go paperless (win That Sir" 2007 OMSAit RATED COMMUNICATIONS II- ORR el !k Ve rt ._UL. Geopionin 'Mater MIRA MY. VC NORM IRA F80 AVFIAM NOAM CHOMSKY ASK .ROUT t.00LIVERY C(CEL LENGE EFTA00791770 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 International Member FINRA SIPC BAINCO Investors IndividualRetirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Portfolio Holdings (continued) Unrealized Estimated Estimated Date Acquired Ouantity Unit Cost Cost Basis Market Prke Market Value Gain/loss Annual Income Yield Exchange-Traded Products (continued) SELECT SECTOR SPDR TR INDL (continued) 12/07/16 400.000 63.4020 25,360.70 622200 24,888.00 472.70 514.29 2.06% VANGUARD FTSE DEVELOPED MARKETS Security Identifier: VEA ETF CUSIP: 921943858 Dividend Option: Cash: Capital Gains Option: Cash 11/25/13',s 1,200.000 41.0120 49,21428 36.5400 43.848.00 -5,36628 1,336.80 3.04% 05/20/15 400.000 42.3180 16,92720 36.5400 14.616.C° -2,31120 445.60 3.04% 11/03/16 1.200.000 36.1230 43,348.10 36.5400 43.848.CC 499.90 1,336.80 3.04% Total Noncovered 2,800.000 109,489.58 102,312.00 -7,177.58 3,119.20 Total 2,800.000 $109,489.58 $102,312.00 -$7,177.58 $3,119.20 VANGUARD INTL EQUITY INDEX FD INC FTSE Security Identifier: VEU ALL WORLD EX US INDEX FD ETFS SHS CUSIP: 922042775 Dividend Option: Cash: Capital Gains Option: Cash 11/21/08 1.100.000 27.2310 29,954.10 44.1800 48,598.00 18,643.90 1,438.80 2.96% Total Exchange-Traded Products $322,598.04 $345,630.00 $23,031.96 $7,340.21 Unrealized Accrued Estimated Cost Basis Market Value Gain/loss Interest Annual Income Total Portfolio Holdings $2,196,910.14 $2,752,348.97 $555,438.83 $6,772.86 $73,021.00 • Noncovered under the cost basis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986, as amended ('IRC") (incorporating amendments enacted by P.L.110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered "noncovered' under the new cost basis reporting rules, and marked or denoted as such. All other securities in this section are securities which are "covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement. US taxpayers securities which have been acquired on or after thee 'applicable date(s)" at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or after January 1.2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or after January 1, 2014. Cost Basis on fixed income securities may be adjusted for amortization, accretion. original issue discount adjustments, or principal paydowns. The calculation is based upon the taxpayer election, type of fixed Page 13 of 34 Account Number: Go papertess ct, ), RAUPO EACAIN.M. Ivory Vow Sim* 2007 arms sate. esanste ts< • .mer anted Si Tim lwe Pan Acesenipen n Meas. PAP 02420EL NIRA ATM PPG OALSAR RATED COMMUNICATIONS P.0 IRA FB0 AVRAM NOAM CHOMSKY A./A.460Ln tativtltv EXCELLENCE EFTA00791771 Portfolio Holdings (continued) income security, and certain attributes, obtained from sources believed to be reliable. In the event, one or more of these attributes is changed, there may be a temporary incorrect adjusted cost basis reflected until the cost basis system is amended to reflect this change. These calculations will not be performed under certain circumstances, including those involving foreign bonds, bonds sold short or bonds issued with less than one year to maturity. This information is meant as a general guide and you should consult your tax advisor in the preparation of your tax returns. 3 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. 12 Pershing has received updated cost basis information, therefore cost basis provided on previous client brokerage statements may differ from the new cost basis reported in this section. Portfolio Holdings Disclosures Pricing This section includes the net market value of the securities in your account on a settlement date basis, including short positions, at the dose of the statement period. The market prices, unless otherwise noted, have been oldained from independent vendor services, which we believe to be reliable. Market prices do not constitute a bid or an offer, and may differ from the actual sale price. Securities for which a price is not available are marked 'N' and are omitted from the Total. THE AS OF PRICE DATE ONLY APPEARS WHEN THE PRICE DATE DOES NOT EQUAL THE STATEMENT DATE. Estimated Annual FIgures The estimated annual income (EAI) and estimated annual yield (EAY) figures are estimates and for informational purposes only. These figures are not considered to be a forecast or guarantee of future results. These figures are computed using information from providers believed to be reliable; however, no assurance can be made as to the accuracy. Since interest and dividend rates are subject to change at any time, and may be affected by current and future economic, political, and business conditions, they should not be relied on for making investment, trading. or tax decisions. These figures assume that the position quantities. interest and dividend rates, and prices remain constant. A capital gain or return of principal may be included in the figures for certain securities, thereby overstating them. Refer to iwnv.pershing.comlbusiness_continuity.html for specific details as to formulas used to calculate the figures. Accrued interest represents interest earned but not yet received. Reinvestment The dollar amount of Mutual Fund distributions, Money Market Fund dividend income, Bank Deposit interest income, or dividends for other securities shown on your statement may have been reinvested. You will not receive confirmation el these reinvestments. Upon written request to your financial institution, information pertaining to these transactions, including the time of execution and the name of the person from whom your security was purchased, may be obtained. In dividend reinvestment transactions, Pershing acts as your agent and receives payment for order flow. Option Disclosure Information with respect to commissions and other charges incurred in connection with the execution of option transactions has been included in confirmations previously furnished to you. A summary of this information is available to you promptly upon your written request directed to your introducing firm. In order to assist your introducing farm in maintaining current badtground and financial information concerning your option accounts, please promptly advise them in writing of any material change in your investment objectives or financial situation. Expiring options which are valuable are exercised automatically pursuant to the exercise by exception procedure of the Options Clearing Corporation. Additional information regarding this procedure is available upon written request to your introducing firm. Foreign Currency Transactions Pershing may execute foreign currency transactions as principal for your account. Pershing may automatically convert foreign currency to or from U.S. dollars for dividends and similar corporate action transactions unless you instruct your financial organization otherwise. Pershing% currency conversion rate will not exceed the highest interbank conversion rate identified from customary banking sources on the conversion date or the prior business day, increased by up to 1%, unless a particular rate is required by applicable law. Your financial organization may also increase the currency conversion rate. This conversion rate may differ from rates in effect on the date you executed a transaction, incurred a charge, or received a credit. Transactions converted by agents (such as depositories) will be billed at the rates such agents use. Proxy Vote Securities not fully paid for in your margin account may be lent by Pershing to itself or others in accordance with the terms outlined in the Margin Agreement. The right to vote your shares held on margin may be reduced by the amount of shares on loan. The Proxy Voting Instruction Form sent to you may reflect a smaller number of shares entitled to vote than the number of shares in your margin account. Ratings This statement may contain credit rating information obtained from Standard & Poors. Reproducing and distributing any information received from Standard & Poor's is not permitted without prior written authorization from Standard & Poor's. Standard & Poor's does not guarantee the accuracy, completeness, timeliness or availability of any information. Standard & Poor's is not responsible for any errors or omissions, regardless of the cause, or for the results of using such content. Standard & Poor's makes no express or implied warranties including warranties of merchantability or fitness for a particular purpose. Standard & Poor's shall not be legally responsible for any fees, costs, expenses or losses in connection with the use of their content. Credit ratings are opinions and not statements of facts: are not recommendations to purchase. hold or sell securities; and do not address suitability for investment purpose. Credit ratings should not be relied upon as investment advice. Page 14 of 34 Account Number Ratml Emollent cry Go paperless ateugibswave WI • .••••• angel ••••••lety PAP 02 , RCA I ai ) Iv " V" , Ss we 2007 DAUM RATED COMMUNICATIONS Pa to N Nov Pori IllsCoomeneri 011“ Sapp IRA FB0 AVRAM NOAM CHOMSKY uou eve ow AtAAMOLIT D(CELISNCE EFTA00791772 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 international member FINRA. SIPC BAINCO Investors IndividualRetirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Activity Summary (Allamounts sham are in base currency) Credits This Period Debits This Period Net This Period Credits Year-to-Date Debits Year- o-Oate Net Year-to-Date Securities Securities Bought 0.00 -30,951.74 -30,951.74 0.00 -515.178.50 -515.178.50 Securities Sold 48.629.18 0.00 48,629.18 833,874.20 0.00 833.87420 Total Securities $48,629.18 -$30,951.74 $17,677.44 $833,874.20 -$515,178.50 $318,695.70 Dividends and Interest $11,753.85 $0.00 $11,753.85 $75,841.51 $0.00 $75,841.51 Distributions $99.95 $0.00 $99.95 $99.95 $0.00 $99.95 Fees $0.00 $0.00 $0.00 $488.00 -$36,120.00 -$35,632.00 Cash Withdrawals 0.00 0.00 0.00 0.00 -831.000.00 -831.000.00 Deposits 0.00 0.00 0.00 221,820.50 0.00 221.820 50 Total Cash $0.00 $0.00 $0.00 $221,820.50 4831,000.00 -$609,179.50 FDIC Insured Bank Deposits $29,887.08 4104,446.34 -$74,559.26 $775,012.00 4556,201.08 $218,810.92 Totals $90,370.06 4135,398.08 -$45,028.02 $1,907,136.16 41,938,499.58 431,363.42 Transactions by Type of Activity Process/ Trade/ Settlement Transaction Date Date Activity Type Description Quantity Price Accrued Interest Amount Currency Securities Bought and Sold 12/02/16 11/29/16 SOLD UNITEDHEALTH GROUP INC COM ACCT OPT ASSIGNED -300.000 140.0000 41.979.08 USD UNH 12/12/16 12/07/16 PURCHASED SELECT SECTOR SPDR TR INDL BKCM A PERSHING 400.000 63.3680 -25.360.70 USD XLI AFFILIATE MAKES A MKT IN THIS SECURITY & ACED AS PRINCIPAL ENTERED ON 12/07/201 AVERAGE UNIT PRICE TRANSACTION YOUR BROKER ACTED AS AGENT 12/16/16 12/15/16 PURCHASED PUT 100 SPDR S&P 500 ETF TR TR UNIT EXP 9.000 1.6063 -1.464.13 USD 99OAINOMJ 03-17-17(0204.000 OPTION ROOT= SPY OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/15/201 EXCHANGE LISTED Page 15 of 34 Account Number: Ralit00 ExCellent arr. !LW SW. PAR 02 ROLL Go p.aperless Ivory Vow Yea 2007 •••••••••••••• WTI, Omni Yeti thin eerie... W. IRA FB0 AVRAM NOAM CHOMSKY OALIAR RATED COMMUNICATIONS Pea. Lit. awes, new MSS ESC ASK ASOuT taLivein D(CELLENCE EFTA00791773 Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Activ T e Quantity Prix Accrued Interest Amount Cunene Securities Bought and Sold (continued) 12/16/16 12/15/16 PURCHASED CALL 100 FACEBOOK INC CL A CO 12-16-16(0120.000 4.000 1 2:CD -490.16 USD 990AIP1HH OPTION ROOT= FB CLOSING TRANSACTION UNSOLICITED ORDER EXCHANGE LISTED OPTION 12/19/16 12/16/16 PURCHASED PUT 100 SPDR S&P 500 ETF TR TR UNIT EXP 9.000 -.0274 -3.636.75 USD 990AG0580 06-16-17@205.000 OPTION ROOT= SPY OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/16/201 EXCHANGE LISTED 12/19/16 YOUR OPTION EXPIRED PUT 100 SPUR S&P 500 ETF TR TR UNIT EXP -9.000 0.00 USD 99CIADVVX5R 12-16160195.000 OPTION ROOT= SPY SPY CLOSING TRANSACTION 12/19/16 YOUR OPTION EXPIRED PUT 100 SPDR S&P 500 ETF TR TR UNIT EXP -10.000 0.00 USD 99CIAIOJTB 12-1646O2O4.OOO OPTION ROOT= SPY SPY CLOSING TRANSACTION 12/19/16 YOUR OPTION EXPIRED CALL 100 NEXTERA ENERGY INC COM EXP 2.000 0.00 USD 99CIAIOUIL 12-16-160125.000 OPTION ROOT= NEE NEE CLOSING TRANSACTION 12/19/16 YOUR OPTION EXPIRED CALL 100 VISA INC COM CL A EXP 12-16-16@82.500 2.000 0.00 USD 99CIAIROZA OPTION ROOT. V V CLOSING TRANSACTION 12/22/16 12/21/16 SOLD CALL 100 FACEBOOK INC CL A EXP 0117-17(0120.000 -3.000 5.6200 1,675.84 USD 99CIAI9P2C OPTION ROOT. FB OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED 12/22/16 12/21/16 SOLD CALL 100 ANSYS INC COM EXP 04-21-17(§195.000 -1.000 4.1800 407.95 USD 99CIAJGF2Y OPTION ROOT= ANSS OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED 12/22/16 12/21/16 SOLD CALL 100 DISNEY WALT CO DISNEY COM EXP -2000 4.6200 913 89 USD 990/11GYV8 04-21-17(0105.000 OPTION ROOT. DIS OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED 12/22/16 12/21/16 SOLD CALL 100 CHUBB LTD EXP 05-19-17 @135 OPENING -2000 4.2900 847 90 USD 99CIAPAYOT TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED OPTION YOUR BROKER Page 16 of 34 Account Number RATINI CiemsoOtay. pap U. . • M.*, ommid vita, PAR O2.ROLL GO paperl•zss &Ay Yew Sump 2007 OALIAR RATED COMMUNICATIONS Tea Os* *I N— "el SOW. Co••••••••• SOY Shea IRA FRO AVRAM NORM CHOMSKY ASOLIT (Caret RV MCCLUNG( EFTA00791774 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 hurl notional Member FINRA, BAINCO Itfl (",tors IndividualRetirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Activity Type Description Quantity Price Acaued Interest Amount Cunency Securities Bought and Sold (continued) 12/22/16 12/21/16 SOLD CALL 100 HOME DEPOT INC COM EXP -3.000 5.0860 1.515 67 USD 990AJNMWL 05.19.17@140.000 OPTION ROOT= HD OPENING TRANSACTION ENTERED ON 12/21/201 EXCHANGE LISTED OPTION 12/22/16 12/21/16 SOLD CALL 100 HONEYWELL INTL INC EXP 06.16.17@120.000 -3.000 4.3300 1288.85 USD 990A1REZR OPTION ROOT ID. HON OPENING TRANSACTION ALLOCATED ORDER ENTERED ON 12/21/201 EXCHANGE LISTED Total Securities Bought and Sold 50.00 517,677.44 USD Dividends and Interest 12/01/16 CASH DIVIDEND RECEIVED 1100 SHRS WU CORP COM RD 11/10 PD 12/01/16 330.00 USD BBT 12/01/16 BOND INTEREST RECEIVED 200000 PEPSICO INC SR NT 5.000%06/01/18 B/E DTD 5.000.00 USD 713448BH0 05/28/08 RD 11/30 PD 12/01/16 12/01/16 CASH DIVIDEND RECEIVED 500 SHRS TJX COS INC NEW COM RD 11/10 PD 12/01/16 130.00 USD TJX 12/01/16 CASH DIVIDEND RECEIVED VANGUARD SHORT-TERM INVESTMENT GRADE FUND 156.99 USD VFSTX INVESTOR SHARES FOR ACCRUAL PERIOD ENDING 11/30/16 12/06/16 CASH DIVIDEND RECEIVED 200 SHRS JOHNSON 8 JOHNSON COM RD 11/22 PI) 160.00 USD .NJ 12/06/16 12/06/16 CASH DIVIDEND RECEIVED 200 SHRS VISA INC COM a A RD 11/18 PD 12/06/16 33.00 USD V 12/09/16 CASH DIVIDEND RECEIVED 500 SHRS EXXON MOBIL CORP COM RD 11/10 PD 375.00 USD XOM 12/09/16 12/09/16 CASH DIVIDEND RECEIVED 300 SHRS HONEYWELL INTL INC COM RD 11/18 PD 199.50 USD HON 12/09/16 12/15/16 CASH DIVIDEND RECEIVED 500 SHRS COCA COLA COMPANY RD 12/01 PD 12/15/16 175.00 USD KO 12/15/16 CASH DIVIDEND RECEIVED 400 SHRS HOME DEPOT INC COM RD 12/01 PD 12/15/16 276.00 USD HD Page 17 of 34 Account Number Lit."'IL-2:. Cil•••••••••••••••••••0611C.•••••••••0•••••••••SASS,I PAU ()) ROI I Go paperless 2007 7.11•4* Oilea Verb Warta Cowmen twee. “C ••••••:••0•41.• MK SIC IRA FB0 AVRAM NOAM CHOMSKY At* MOUT t-OILIVOIY DALSAA RATED COMNINNKATiONS EXCELLENCE EFTA00791775 Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Achy T e Dew Ion Price Accrued Interest Amount Currenc Dividends and Interest (continued) 12/15/16 CASH DIVIDEND RECEIVED 400 SHRS NEXTERA ENERGY INC COM RD 11/25 PD 348.00 USD NEE 12/15/16 12/15/16 BOND INTEREST RECEIVED 100000 OAKLAND CALIF PENSION OBLIG RFDG TAXABLE 1.900.00 USD 672319002 3.800% 12/15/21 BÆ DTD 07/30/12 RD 12/01 PD 12/15/16 *** TAXABLE '•` 12/16/16 CASH DIVIDEND RECEIVED 700 SHRS KRAFT HEINZ CO COM STK RD 12/02 PD 420.00 USD KHC 12/16/16 12/16/16 FDIC INSURED BANK LIQUID INS DEPOSITS INTEREST CREDITED 0.72 USD DEPOSITS INTEREST RECEIVED 761991108 12/23/16 CASH DIVIDEND RECEIVED 50 SHRS BLACEROCK INC COM RD 12/12 PD 12/23/16 114.50 USD BLK 12/27/16 CASH DIVIDEND RECEIVED 700 SHRS SELECT SECTOR SPCA TR MAILS RD 12/20 PD 233.87 USD XIS 12/27/16 12/27/16 CASH DIVIDEND RECEIVED 3000 SHRS SELECT SECTOR SPDR TR FINANCIAL RD 12/20 320.24 USD XLF PD 12/27/16 12/27/16 CASH DIVIDEND RECEIVED 400 SHRS SELECT SECTOR SPCA TR INDL RD 12/20 PD 153.69 USD XLI 12/27/16 12/27/16 CASH DIVIDEND RECEIVED 1100 SHRS VANGUARD INTL EQUITY INDEX FD INC FTSE 412.50 USD VEU ALL WORLD EX US INDEX FD ETFS SHS RD 12/22 PD 12/27/16 12/28/16 CASH DIVIDEND RECEIVED 800 SHRS ISHARES TR MSCI INDIA ETF RD 12/23 PD 58.84 USD INDA 12/28/16 12/29/16 CASH DIVIDEND RECEIVED 2800 SHRS VANGUARD FTSE DEVELOPED MARKETS ETF 840.00 USD VEA RD 12/27 PD 12/29/16 12/30/16 CASH DIVIDEND RECEIVED 1500 SHRS BANK AMER CORP COM RD 12/02 PD 112.50 USD BAC 12/30/16 12/30/16 CASH DIVIDEND RECEIVED 50 SHRS FORTIVE CORP COM RD 11/25 PD 12/30/16 3.50 USD FTV Total Dividends and Interest $0.00 $11,753.85 USD Distributions 12/27/16 SHORT TERM CAPITAL GAIN VANGUARD SHORT-TERM INVESTMENT GRADE FUND 99.95 USD DISTRIBUTION INVESTOR SHARES FOR ACCRUAL PERIOD ENDING VFSTX 12/23/16 Total Distributions $0.00 $99.95 USD Page 18 of 34 Acosunt Number: Rated EmCollent ashy ~nap led needle Cane etteeen PAR 0) RCM I Go paperless 2Ø°7 DAL etAll RATED COPaneuRCA T PONS •• II, Os* oil Ilow MY ~WS, IRA FBO AVRAM NOAM CH0MS7W OttiVrity C(CEL LENCE EFTA00791776 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 international member FIN A, SIPC BAINCO Investors Inc Retirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Transactions by Type of Activity (continued) Process/ Trade/ Settlement Transaction Date Date Activity Type Description Comity Price Ac:rued Interest Amount Curren FDIC Insured Bank Deposits 12/01/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS 45,144.02 USD USD999997 1V02/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS -5,616.99 USD USD999997 12/05/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS -41,979.08 USD USD999997 12/07/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS -193.00 USD USD999997 12/12/16 FDIC INSURED BANK LIQUID INS DEPOSITS 24,786.20 USD WITHDRAWAL USD999997 12/16/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS -2,628.84 USD USD999997 12/16/16 FDIC INSURED BANK LIQUID INS DEPOSITS INTEREST REINVESTED -0.72 USD DEPOSITS INTEREST REINVESTED 761991108 12/19/16 FDIC INSURED BANK LIQUID INS DEPOSITS 5,100.88 USD WITHDRAWAL USE/999997 12/23/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS -6,650.10 USD USD999997 12/27/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS -114.50 USD USD999997 12/28/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS -1,220.25 USD USD999997 12/29/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS -58.84 USD USD999997 12/30/16 FDIC INSURED BANK DEPOSIT LIQUID INS DEPOSITS -840.00 USD USD999997 Total FDIC Insured Bank Deposits $0.00 -$74,559.26 USD Total Value of Transactions $0.00 445,028.02 USD The price and quantity displayed may have been rounded. Page 19 of 34 Account Number: Rated EXCell*Al Opa. Seto. Prob.. U.C.• Aineew a-PAI angry PAP O2 MOIL GO paperless Ivory 'Vow Smut 2O07 OALIAR RATED COMMUNICATIONS 0 New Yam w. PPAPP. ti.0 • yea. rmtA Nv SC SVC OS. IRA FRO AVRAM NORM CHOMSKY AUCA.°M Wt." EXCELLENCE EFTA00791777 Trades Not Settled Settlement Trade Activity Accrued Settlement Date Date Description Quantify Price Interest Amount 01/03/17 12t28116 iT ger' CERNER CORP COM AVERAGE UNIT PRICE -500.006 43.6121 0.00 21,822.10 TRANSACTION YOUR BROKER ACTED AS AGENT Total Amount of Trades Not Settled $21,822.10 Cash Not Yet Received Security Record Date Payable Date Quantity Held Rate Dividend Option Amount of Payment Dividends DISNEY WALT CO DISNEY COM 12/12/16 01/11/17 400.000 0.780000 Cash 312.00 GENERAL ELECTRIC CO COM 12/27/16 01/25/17 1,700.000 0.240000 Cash 408.00 MERCK & CO INC NEW COM 12/15/16 01/09/17 1.000.000 0.470000 Cash 470.00 Total Cash Not Yet Received $1,190.00 Assets shown here are not reflected in your account. This information has been received from sources we believe to be reliable. Pershing does not guarantee the accuracy of the information. Retirement Account Transactions Tax Year —2016 Tax Year —2015 This Period Year-to-Date This Period Year4o-Date Distributions Normal 0.00 -610.000.00 0.00 0.00 Total Distributions $0.00 -$610,000.00 $0.00 $0.00 NOTE: The amounts shown in the Year-to-Date columns are aggregate amounts of all transactions conducted for a particular transaction type. Current Period Year-to-Date Income and Expense Summary Tax Deferred Tax Deland Dividend Income Equities 2977.00 30,715.11 Other Dividends 2,176.13 9,437.95 Interest Income Bond Interest 6,900.00 35,677.00 FDIC Insured Bank Deposits 0.72 11.45 Total Dividends, Interest, Income and Expenses $11,753.85 $75,841.51 Distributions Shod - Term Capital Gain Distributions 99.95 99.95 Total Distributions $99.95 $99.95 Page 20 of 34 Account Number Every Excellent pair. seams's. WO. a airy a...dm/SSW PAR-0200a Go paparless Every VAN Smo• 2OO7 OMANI, RATED COMMUNICATIONS el sw ••Hawn MS..Cningen Poesy G. amour is MY. WC San IRA FB0 AVRAM NORM CHOMSKY " ( AW"' tCalVnY EAGELLENGE EFTA00791778 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 Member FINRk BAINCO westors I I II(' )(If 111i 1I IndividualRetirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 FDIC Insured Bank Deposits Dale Activity Type Description Amount Balance Sweep FDIC Insured Bank Deposits LIQUID INSURED DEPOSITS Activity Ending: 12/30/16 12/01/16 Opening Balance 51.11117 51.111.17 12/01/16 Deposit DEPOSIT 45.144.02 96.25519 12/02/16 Deposit DEPOSIT 5.616.99 101.872.18 12/05/16 Deposit DEPOSIT 41.979.08 143.85126 12/07/16 Deposit DEPOSIT 193.00 144.04426 12/12/16 Withdrawal WITHDRAWAL -2438620 119258.06 12/15/16 Deposit INTEREST CREDITED 0.72 119258.78 12/16/16 Deposit DEPOSIT 2.628.84 121.887.62 YIELD .01% FIRST TENNESEE BANK. NO 12/16 5121887.62 12/19/16 Withdrawal WITHDRAWAL -5,100.88 111786.74 12/23/16 Deposit DEPOSIT 6.650.10 123436.84 12/27/16 Deposit DEPOSIT 114.50 121551.34 12/28/16 Deposit DEPOSIT 1220.25 124771.59 12/29/16 Deposit DEPOSIT 58.84 124.830.43 12/30/16 Deposit DEPOSIT 840.00 125.670.43 12/30/16 Closing Balance $125,670.43 Total FDIC Insured Bank Deposits $125,670.43 The FDIC Insured Bank Deposits are not securities and are not covered by the Securities Investor Protection Corporation (SIPC). The Bank Deposits at each bank are insured by the Federal Deposit Insurance Corporation (FDIC) up to $250.000 for each category of legal ownership inducing individual retirement accounts and certain other self (keeled retirement accounts. Please review this in connection with other deposits you may have at each respective bank. Page 21 ol 34 Account Number: R.m.a arose May" ••••••inell. .••••••• esi•d•WrIlevy PAH Pi I Go paperless hnny Yn t SW" 2007 DALSAII RATED COMmumCATOONS 11.0M M Nn "el le•••••• (Amman Penne. LI.C. "sew twatA SOC •••••••1 IRA FBOAVRAM NOAM CHOMSXY At* OttIVCRY INCELLENCE EFTA00791779 Bond Maturity Schedule Bond Maturity Market Value % of Bond Market Value 7 to 12 months 138.694.95 18% - Percentages of bond market values are 1 to 5 years 631.927.00 82% n rounded to the nearest whole percentage. Total 770,621.95 100% Bonds that are in default are not included. Bond Quality Bond QuaMr Market Mutt % of Bond Market Value AA 250227.95 32% n Percentages of bond market values are rounded to the nearest whole percentage. A 520,394.00 770,621.95 68% 100% • Total Bond quality ratings reflect Moody's or Standard and Poots ratings. Bonds may be rated by other services. Bonds that are in default are not included. Please refer to your Portfolio Holdings section. Schedule of Realized Gains and Losses Year-to-Date Date Date Realized Description Disposed Acquired Designation Disposition Method / Transaction Quantity Proceeds Cost Basis Gain/Loss Short Term 'SHARES INC EDGE MSC 09/12/16 07/19116 Noncovered' High Cost Long Term / SELL zooboo 10,52627 10,563.50 -3723 VOLATILITY EMERGING MARKETS ET F Security Identifier: 464286533 'SHARES TR MSCI EAFE 11/03/16 05/27/16 Noncovered4 High Cost Long Term / SELL 400.000 18,298.36 18,433.26 -134.90 Security Identifier: 464288877 SPDR GOLD TR GOLD SH 11/25/16 08/26/16 Noncoverof High Cost Long Term / SELL 300.000 33,741.02 38811.77 -4,570.75 Security Identifier: 78463V107 11/25/16 06/27/16 Noncoverof High Cost Long Term / SELL 100.000 11,247.00 12680.47 -1,433.47 Total 400.000 44,988.02 59992.24 -6,004.22 UNITEDHEALTH GROUP I 11/29/16 06/22/16 Noncovered. High Cost Long Term / SELL 300.000 43,453.92 41,401.98 2951.94 Security Identifier: 91324P102 Page 22 of 34 Amount Number: Rated Ocellent Cosa. -I--SE WO. a Slag !rid erAligaSY PAR 02 ROLL Cio paperless 4 t ✓ 3., unn Since 2007 OALIAR RATED COMMUNICATiONS el TWO/sal el We Y.'S War C••••••••• Psishw.U.C. ester l'IMA MSS WC INSI••• IRA F80 AVRAM NOAM CHOMSKY AIR AliOUT tan ivt itv D(CELLENCE EFTA00791780 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ O7399 Rollover (877) 87O-723O International memeet Mak SRC BAINCO Investors IndividualRetirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Schedule of Realized Gains and Losses Year-to-Date (continued) Date Date Realized Descri lion Ells sed A uired Designation Disc. ion Method/Transaction 0wn1 Proceeds Cost Basis Gain/Loss Short Term (continued) VANGUARD SHORT-TERM 04/19/16 06/24/15 Noncovered" High Cost Long Term / SELL 4.672897 49.975.00 49,817.57 157.43 GRADE FUND INVESTOR SHARES Security Identifier: 922031406 06/23/16 06/24/15 Noncovered" High Cost Long Term / SELL 4,659.832 49,970.00 49,678.28 291.72 Total 9,331729 99,945.00 99,495.85 449.15 CALL CELGENE CORP 01 01/19/16 10/20/15 Noncovered High Cost Long Term / EXPIRE OPT -2.000 1,164.89 0.00 1,164.89 0.00 SHT Security Identifier: 99OADGRFL CALL COMCAST CORP CL 01/19/16 09/30/15 Noncovered- High Cost Long Term / EXPIRE OPT -3.000 475.86 0.00 475.86 60.00 SHT Security Identifier: 99OADGRNP CALL JOHNSON & JOHNS 01/19/16 09/30/15 Noncovered- High Cost Long Term / EXPIRE OPT -3.000 638.86 0.00 638.86 9750 SHT Security Identifier: 99OADGUG0 CALL UNITED PARCEL S 01/19/16 09/30/15 Noncovered- High Cost Long Term / EXPIRE OPT -3.000 1,10284 0.00 1,10284 100.00 SHT Security Identifier: 99OADGW62 Page 23 0134 Account Numter. GO paperleaS Rated EmCollent , Every Vow Um* 2007 •••••• Orme *mos Emmy ua. a Me. OMOdeellaiM1 Tle Os* Ws NV.% IllSnCip••••••••• PAR-02.ROLL wennagu.C. owes —A fan Sec DALIAR RATED COMMUNICATIONS IRA FBO AVRAM NOAM CHOMSKY ASK AlIOuT EXCELLENCE EFTA00791781 Schedule of Realized Gains and Losses Year-to-Date (continued) Date Date Realized Desert ion Dis sed Ac uited Designation Dis sition Method / Transaction 0uanti Proceeds Cost Basis Gain/Loss Short Term (continued) CALL TJX COMPANIES I 01/19/16 09/30/15 Non:overed. High Cost Long Term / EXPIRE OPT -4000 1.185.80 0.00 1.185.80 72.50 SHT Security Identifier: 990ADR7H4 PUT SPDR 500 ET 12/19/16 07/14/16 Noncovered4 High Cost Long Term / EXPIRE 9000 000 2.88254 -2.882.54 195.00 OPTION Security Identifier: 990ADWX5R CALL FACEBOOK INC CL 01/15/16 09/30/15 Noncoyered. High Cost Long Term / BUY -4.000 1,725.79 458.17 1.267.62 95.00 Security Identifier: 990ADX5FR CALL UNITED HEALTH G 01/19/16 09/30/15 Noncoyered. High Cost Long Term / EXPIRE OPT -3.000 1.528.84 0.00 1528.84 120.00 SHT Security Identifier: 990AEBG3P PUT SPDR S&P 500 ET 06/20/16 10/12/15 Noncovered4-1 High Cost Long Term / EXPIRE 11.000 0.00 9.67163 -9.673.63 190.00 OPTION Security Identifier: 990AER2YU PUT SPDR S&P 500 ET 02/11/16 11/04/15 Noncoyered. High Cost Long Term / SELL 11.000 14.846.65 4.479.21 10.367.44 195.00 Security Identifier: 990AFUCO5 CALL DANAHER CORP CO 03/17/16 09/30/15 Noncovered4 High Cost Long Term / BUY -2.000 763.90 870.08 -106.18 87.50 Security Identifier:990AGZPOEI CALL VISA INC COM CL 03/17/16 09/30/15 Noncovered4 High Cost Long Term / BUY -2.000 863.90 502.08 361.82 70.00 Security Identifier:990AG1003 Page 24 of 34 Account Number Ra1id Emcollent CWTsaseer wo.• erne. cameo PAP 0? SOH Go paperless tit Ey" ). Yn t 200E OALSAR RATED COMMUNICATIONS ee Re se Res yea man Geemse. R.nI tSC..o.WI A taSill IRA FB0 AVFIAM NOAM CHOMSKY At* LaUT C Otuvritiv EXCELLENCE EFTA00791782 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 International member FINRA. SIPC BAINCO Investors IndividualRetirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Schedule of Realized Gains and Losses Year-to-Date (continued) Date Date Realized Desorption Dis sed A uired Designation Disc. Ion Method/Transaction Ouan1 Proceeds Cost Basis Gain/Loss Short Term (continued) CALL ABBVIE INC COSA 05;23116 11/23/15 Noncovered "A High Cost Long Term / EXPIRE OPT -4.000 1.53780 0.00 1.537.80 62.50 SHT Security Identifier: 990AHDPIN CALL FLEETCOR TECHNO 05;23/16 11/23/15 Noncovered't High Cost Long Term / EXPIRE OPT -1.000 1,036.94 0.00 1,036.94 155.00 SHT Security Identifier: 990AHEOOZ PUT SPUR S&P 500 ET 09/13/16 06'06!16 Noncovered. High Cost Long Term / SELL 10.000 287.32 3,276.70 -2,98928 195.00 Security Identifier: 990AHIK3A CALL FACEBOOK INC CL 06/17/16 02/22/16 Noncoyered. High Cost Long Term / BUY -4.000 2,601.78 1,290.16 1,311.62 110.00 Security Identifier: 990AHL6U CALL NEXTERA ENERGY 06/17/16 02/23/16 Noncoyered. High Cost Long Term / BUY -2.000 497.90 1,070.08 -572.18 120.00 Security Identifier: 990AHMEBS CALL CELGENE CORP 07 07/14/16 02/22/16 Noncovered' High Cost Long Term / BUY -2.000 1,235.89 36.08 1.199.81 0.00 Security Identifier: 990AHSIIF Page 25 of 34 Account Number cit st Rated Emcollent 044010. Ile. • Whea, OMENS •Sidbry PAN 0? .010 Go paperless Every That Since 2007 OALSAII RATED COMMUNICATIONS nail* Pea, t“, _NNW verb IS 0••••••••MIIPIN ••••••1 MSC. SOC IRA FB0 AVRAM NOAM CHI:NASKY " ( MOUT 742nlYNN EXCELLENCE EFTA00791783 Schedule of Realized Gains and Losses Year-to-Date (continued) Date Date Realized Description Disposed Acquired Designation Disposition Method/Transaction Quantity Proceeds Cost Basis Gain/Loss Short Term (continued) CALL TA COS INC NEW 07/14/16 02/22/16 Noncoyered. High Cost Long Term / BUY -3.000 1,117.35 967.62 149.73 75.00 Security Identifier:99OAHT9YK 07/14/16 02/22/16 Noncovered. High Cost Long Term / BUY -1.000 37245 322.54 49.91 Total -4.000 1,489.80 1.290.16 199.64 CALL UNITED HEALTH G 09/19/16 06/22/16 Noncoyered. High Cost Long Term / EXPIRE OPT -3.000 1,271.84 0.00 1,271.84 140.00 SHT Security Identifier:99OAH65X0 CALL VISA INC COM CL 09/16/16 03/17/16 Noncovered High Cost Long Term / BUY -2.000 689.90 1.358.08 -668.18 75.00 Security Identifier:99OAH672U PUT SPOR S&P 500 ET 07/18/16 03/11/16 Noncoyered. High Cost Long Term / EXPIRE 10.000 0.00 4.930.94 -4.930.94 190.00 OPTION Security Identifier:99OA1A7J9 CALL TJX COS INC NEW 10/24/16 07/14/16 Noncovered. High Cost Long Term / EXPIRE OPT -4.000 833.82 0.00 833.82 80.00 SHT Security Identifier:99OAtEV68 CALL ABBVIE INC COM 1121/16 05/23/16 Noncovered. High Cost Long Term / EXPIRE OPT -4.000 1,045.81 0.00 1,045.81 62.50 SHT Security Identifier:99OA111LE CALL FLEETCOR TECHNO 11/18/16 05/23/16 Noncoyered. High Cost Long Term / BUY -1.000 974.43 390.04 584.39 150.00 Security Identifier:99OAUX15 Page 26 of 34 Account Number: Rated EmCollent Orme acad.' ...MN u.C. newsy ens •acian PAH 0) ROI Go paperless (v "Y That Sint° 2007 OALSAlt RATED COMMUNICATIONS I'M On* I Now "el Yearn ern IRA FB0 AVRAM NOAM CHOMSRY At* ...MOUT e•OtovOltv D(CELLENCE EFTA00791784 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ O7399 Rollover (877) 87O-723O International Member FINRA, SIPC BAINCO Investors IndividualRetirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Schedule of Realized Gains and Losses Year-to-Date (continued) Date Date Realized Desert Lion Dis sed A Wed Desl nation Dls Ion Method/Transaction Own Proceeds Cost Basis Gain/Loss Short Tenn (continued) PUT SPCA S&P 500 ET 12/19/16 05'22/16 Noncovered" High Cost Long Term / EXPIRE 10.000 0.00 3.428.33 -3.428 33 204.00 OPTION Security Identifier: 99OAIOJTB CALL FACEBOOK INC CL 12/15/16 06/22/16 Noncovered. High Cost Long Term / BUY -4.000 2,549.78 490.16 2,059.62 12100 Security Identifier: 99OAIP1HH CALL SPDR GOLD TR GO 11/21/16 08/26/16 Noncovered. High Cost Long Term / BUY -3.000 1.504.84 28.12 1,476.72 127.00 Security Identifier: 99OAIP6VJ CALL NEXTERA ENERGY 12/19/16 06/22/16 Noncovered. High Cost Long Term / EXPIRE OPT -2.000 941.89 0.00 941.89 125.00 SHT Security Identifier: 99OAIQUIL CALL VISA INC COM CL 12/19/16 09/23/16 Noncovered. High Cost Long Term / EXPIRE OPT -2.000 565.90 0.00 565.90 82.50 SHT Security Identifier: 99OAIROZA CALL SPDR GOLD TR GO 10/06/16 06/21/16 Noncovered* High Cost Long Term / BUY -1.000 567.76 20.04 547.12 126.00 Security Identifier: 99OAI3E8O Total Short Term 261,162.30 257,361.43 3,800.87 Page 27 of 34 Account Number at o Rotel Excellent O... Stagg.OS'S. 1.1.10.• •••••• asned oteamItilv PAR 02 ROLL Go paper-less Fain Yee See, 2002 OALIAR RATED COMMUNICATIONS el Rs 10•441 el Ws lialSriGeoperan Poneeec. ewer —A MIN SSC Saba, IRA FBO AVRAM NOAM CHOMSKY Asx moor ic CifLWOW EXCELLENCE EFTA00791785 Schedule of Realized Gains and Losses Year-to-Date (continued) Date Date Descri ion Dis sed Ac uited (Iasi nation Dis sition Method / Transaction Ouantl Proceeds Cost Bash GaReal ln/Loss ized Long Term ADVANSIX INC COM 11I23,16 04/09/09 Noncovered. High Cost Long Term / SELL 12.000 220.73 48.89 171.84 Security Identifier: 007731101 ALPHABET INC CAP STK 04/19/16 11/26/12 Noncovered4.I High Cost Long Term / SELL 25.000 19,512.82 8,293.80 11,219.02 Security Identifier: 020791(305 04/19/16 09/14/11 Noncovered4.I High Cost Long Term / SELL 25.000 19,512.81 6,607.43 12,905.38 Total 50.000 39,025.63 14,901.23 24,124.40 BLACKROCK INC COM 04/19/16 06/17/10 Noncoveredt I High Cost Long Term / SELL 50.000 18,195.39 7,952.39 10,243.00 Security Identifier: 09247X101 CERNER CORP COM 12/28/16 u 02/05/14 Noncovered. •I High Cost Long Term / SELL 500.000 21,822.10 27,149.25 4,327.15 Security Identifier: 156782104 COMCAST CORP CL A 06/30/16 10/04/13 Noncoveredt I High Cost Long Term / SELL 300.000 18,689.46 13,727.13 4,962.33 Security Identifier: 20030N101 DANAHER CORP COM 09/16/16 10/22/13 Noncovered4.I Versus Purchase / SELL 200.000 14.684.59 11,019.95 3,664.64 Security Identifier: 235851102 DUKE ENERGY CORP NEW 02/01/16 01/14/13 Noncovered. High Cost Long Term / SELL 300.000 23024.02 19,694.11 3,329.91 Security Identifier: 26441C204 FORTIVE CORP COM 09/16/16 10/22/13 Noncovered4 High Cost Long Term / SELL 100.000 4,604.89 3,428.55 1,176.34 Security Identifier: 34959J108 MARES TR MSCI EAFE 11/03/16 10/18/10 Noncovered. •I High Cost Long Term / SELL 125.000 8,104.63 7,427.50 677.13 F Security Identifier: 464288885 11/03/16 11/01/11 Noncovered. •I High Cost Long Term/SELL 500.000 32,418.50 26,987.90 5,430.60 Total 625.000 40,523.13 34,415.40 6,107.73 JOHNSON & JOHNSON CO 05/19/16 01/26/12 No •.1 High Cost Long Term / SELL 300.000 32,657.16 19,737.54 12,919.62 Security Identifier: 478160104 Page 28 of 34 Account Number: Rated Ye., OCenent 01•01... 110. • %AO.. Send •••••Itilir PAR 02 ROLL Go p.aperless beacy S‘reco 2007 °MAMA RATED COMMUNICATIONS M Os* W Now Verb Cemlipallon S, IRA FB0 AVRAM NOAM CHOMSKY ASK MORT PLOLapaRY MCCLUNG( EFTA00791786 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 International Member FiNRA, SIPC BAINCO Investors IndividualRetirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Schedule of Realized Gains and Losses Year-to-Date (continued) Date Date Realized Descri ion Dis A. uired Desi' nation Dis Ion Method / Transaction Own Proceeds Cost Basis Gain/Lou Long Term (continued) OCCIDENTAL PETE CORP 02/02/16 03/26/10 Noncoveree High Cost Long Term / SELL 200.000 13,072.56 15,735.00 -2,66244 Security Identifier: 674599105 02/02/16 05/21/10 Noncovered. High Cost Long Term / SELL 200.000 13,072.56 15,252.54 -2,179.98 Total 400.000 26,145.12 30,987.54 -4,84242 PFIZER INC COM 10/07/16 11/03/09 Noncovered".I High Cost Long Term / SELL 200.000 6,689.45 3,381.88 3,307.57 Security Identifier: 717081103 10/07/16 08/17/10 Noncovered".I High Cost Long Term / SELL 1.500.000 50,170.85 24,572.25 25,598.60 Total 1.700.000 56,860.30 27,954.13 28,906.17 PROCTER & GAMBLE CO 04/19/16 01/22/10 Noncovered".I High Cost Long Term / SELL 100.000 8.34105 6,051.59 2,293.46 Security Identifier: 742718109 04/19/16 09/18/09 Noncovered".I High Cost Long Term / SELL 50.000 4,17252 2,874.28 1.29824 Total 150.000 12,517.57 8,925.87 1591.70 SCHLUMBERGER LTD COM 009/16 03/11/13 Noncovered".1 High Cosi Long Term / SELL 150.000 11,812.59 11,653.31 159.28 68571086 Security Identifier: 806857108 SCHWAB STRATEGIC TR 07/20/16 02/05/15 Noncovered.:1 High Cost Long Term / SELL 1,000.000 27,656.22 29,869.20 -2,21298 PETE Security Identifier: 808524805 SELECT SECTOR SPDR T 09/23/16 02/21/12 Noncovered".1 High Cost Long Term / SELL 600.000 30,475.91 21,038.82 9,437.09 Security Identifier: 81369Y886 UNION PAC CORP COM 02/25/16 03/04/13 Noncovered" High Cost Long Term / SELL 400.000 31,528.36 27,514.76 4,013.60 Security Identifier: 907818108 Page 29 of 34 Account Rudy Rolm. EolINA owww sew.. Ovevavy +AC • Atter owed wataWiwo PAR-O2-ROLL Go p.aperless &my V..,A Swim 2007 °MAAR RATED COMMUNICATIONS [Wow. L L.< mweverwtv P.m so,C IRA FB0 AVRAM NORM CHOMSRY ASK/J[00T (41,0. WOW MCCLUNG( EFTA00791787 Schedule of Realized Gains and Losses Year-to-Date (continued) Date Date Realized Descrl lion Dis sed Ac uited Desi nation Dis sition Method/Transaction Ouanti Proceed: DOA Bash Gain/Loss Long Term (continued) UNITED PARCEL SVC IN 07Agm6 01/26/12 Noncovered.1.I High Cost Long Term / SELL 300.000 30,359.21 22,767.69 7,591.52 Security Identifier: 911312106 UNITEDHEALTH GROUP I 06/14/16 12/24/12 Noncovered'-1 High Cost Long Term / SELL 300.000 38,891.02 16,499.64 22,391.38 Security Identifier: 91324P102 V F CORP COM 02/01/16 01/20/12 Noncovered' High Cost Long Term / SELL 300.000 19,023.75 10.012.48 9.011.27 Security Identifier: 918204108 VANGUARD INTL EQUITY 04/19/16 12/08/09 Noncoveredt 1 High Cost Long Term / SELL 100.000 4,507.09 4.399.03 108.06 INC FTSE ALL WORLD EX US INDEX FD ETFS SHS Security Identifier: 922042775 04/19/16 11/21/08 Noncovered'-1 High Cost Long Term / SELL 600.000 27,042.56 16,338.60 10,703.96 Total 700.000 31,549.65 20,737.63 10,81202 WELLS FARGO 8 CO NEW 10/11/16 01/21/14 Noncovered'-1 High Cost Long Term/SELL 200.000 9,074.64 9,319.48 -244.84 Security Identifier: 949746101 10/11/16 10/11/13 Noncovered'-1 High Cost Long Term / SELL 1,100.000 49,910.51 45,322.64 4,587.87 Total 1,300.000 58,985.15 54,642.12 4,343.03 Total Long Term 589,251.95 434,677.63 154,574.32 Total Short and Long Term 850,41425 692,039.06 158,375.19 • Noncovered under the cost oasis rules as defined below. Securities acquired before 2011 or in retirement accounts are generally not subject to the new cost basis reporting rules set forth in the Internal Revenue Code of 1986. as amended (-IRC") (incorporating amendments enacted by P.L110-343, the Emergency Economic Stabilization Act of 2008) and are, therefore, considered 'noncovered," under the new cost basis reporting rules, and marked or denoted as such. MI other securities in this section are securities which are 'covered' under the new cost basis reporting rules. Securities which are 'covered' under the new cost basis reporting rules are defined as non-retirement, US taxpayers securities which have been acquired on or after their 'applicable date(s)' at which they are subject to the cost basis reporting rules and the adjusted basis will be reported to the IRS on form 1099-B for the applicable tax year in which the security is disposed. Reporting requirements generally will be phased in over a three-year period, as follows: • Stock in a corporation acquired on or alter January 1, 2011 • Mutual funds and dividend reinvestment plan (DRP) shares acquired on or after January 1, 2012 • Options and any Debt Instruments that provide a simple fixed payment schedule for which a yield to maturity can be easily determined acquired on or alter January 1 2014. Page 30 of 34 Account Number Rated 'Genera sraospon•••• WO. a Ia. a...6~aq PAR, O2 ,ROLL Go paperless alk (Tin That SinC• 2007 OALSAR RATED COMMUNICATIONS se as 100.41 90 Ws 'IVA Slam Ceoplipan Pena" 'LAC. minor '-0* MY. Sec Sara IRA F80 AVAAM NOAM CI-IOMSKY ASK46OLn t.OftIVERY EXCELLENCE EFTA00791788 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 international member FiNRA, SIPC BAINCO Investors Inonadue/ Retirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Schedule of Realized Gains and Losses Year-to-Date (continued) This Schedule may not reflect all cost basis adjustments necessary for tax reporting purposes, especially for noncovered securities. Adjustments to cost basis may have been made for prior income received and subsequentty reclassified by the issuer as a return of capital. In addition, corporate action events may require adjustments to your original cost basis. Return of capital information and cost basis information, as it relates to corporate actions, has been obtained from sources we believe to be reliable. Adjustments to cost basis can be made after year-end, in particular, for return of capital adjustments, but may also include adjustments for corporate action events. Therefore there may be differences in cost basis reflected on your monthly client brokerage statement at year end versus any subsequent reports. inducing your 1099-B or online displays you may have available to you. When you report your cost basis on your tax return, it should be verified using all of your own records. In particular, there may be other adjustments which you need to make, but are not required to be made by Pershing as it relates to H.R. 1424. You should consult with your tax advisor in order to properly report your gain or loss for tax purposes. Pershing shall not be responsible for and makes no representations or warranties with respect to the accuracy of any information that you report to the IRS or other taxing authorities, and, accordingly. disclaims any and all liability that may arise with respect to your use and reliance on the information provided herein for such reporting. 1 The cost basis of this security has been provided to us by you or your introducing firm and Pershing makes no representation as to the accuracy of this information. u These shares are unsettled and have been recently disposed. You will also see these shares on the Portfolio Holdings section until this transaction has been settled. Please refer to the Your Account Information Section in your brokerage account statement for your account's existing tax-lot disposition method. The disposition method is the method which you have selected to use in the disposal of each tax lot of the securities held in your account. If you do not select a method, your account will be defaulted to First In, First Out (FIFO). Your accounts selected tax lot method will be used to determine the cost basis for calculating gain and/or loss. unless another method was selected at the time of the security disposal, and this may be reported on the IRS Form 1099-B. Messages Federal regulations state an individual retirement account (IRA) owner, with the exception of Roth IRAs, must take his or her required minimum distribution (RMD) for the year in which he or she turns 70% and each calendar year thereafter. According to our records, your 2017 RMD amount must be distributed by December 31, 2017. Beginning in January 2017, your 2017 RMD ifformation will be included in your IRA statement. Should you need to have your 2017 RMD amount calculated prior to receiving this information, please contact your advisor or financial organization for assistance with your request. With the exception of inherited IRAs, we will inform the IRS of all IRA participants who are required to take an RMD from their IRA. It is your obligation to ensure that you withdraw sufficient funds to satisfy your RMD requirement and if you do not take enough to satisfy the requirement, the IRS may impose a 50% excise tax on the shortfall. Although a money market mutual fund seeks to preserve the value of your Investment at $1 per share, it is possible to lose money by Investing In a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held In your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Pursuant to SEC Rule 10b-10(b)(1) confirmations are not sent for purchases into money market mutual funds processed on the sweep platform. FEDERAL DEPOSIT INSURANCE CORPORATION {FDIC)-INSURED BANK DEPOSITS ARE NOT PROTECTED BY SECURITIES INVESTOR PROTECTION CORPORATION (SIPC). YOU MAY VIEW CURRENT MONEY MARKET FUND RATES BY VISITING WWW.PERSHING.CCM AND SELECTING THE LINK AT THE BOTTOM OF THE PAGE TITLED "MONEY MARKET MUTUAL FUND & FDIC-INSURED DEPOSITS PROGRAM RATES & BANK LISTS". PLEASE NOTE THAT WE MAY NOT OFFER ALL OF THE MONEY MARKET FUNDS LISTED ON THE PERSHING WEBSITE. FEDERAL AND STATE TAX WITHHOI DINE, FOR RFTIRFMFNT ACCOUNTS-You may, at any time. designate or change the federal and state income tax withholding election for distributions from your individual retirement account or qualified retirement plan by contacting your advisor or financial organization. Please note that if you do not have enough federal or state income tax withheld, you may be responsible for payment of estimated taxes and penalties that may apply. Page 31 of 34 Account Numbers Rolm. EmCelltelt 0.m.y U.0 • ...yr fowled starleort PAR- O2-ROLL Go paperless Ferny Yeat SSW' 2°°7 el II. Owe a. mar ten an.. Cooranim. Sas, IRA FBO AVRAM NOAM CHOMSKY AIX MOUT tcrovr °MAAR RATED COMMUNICATIONS DCCELLENCE EFTA00791789 Messages (continued) Electronic delivery of account communications can make managing your financial information easier-and tax documents are no exception. You can have anywhere. anytime access including the ability to download and email tax documents to your accountant. E-delivery is the convenient way to approach fax season!If you're enrolled in edelivery for account statements. but not tax documents, simply click the "Go Paperless"icon when you log in. Please contact your financial advisor or investment professional for more information. The U.S. will adopt a shortened settlement timeframe beginning with trade date September 5, 2017. for equities, corporate and municipal bonds, and unit investment trusts. Moving from a T4 to a 74-2 settlement cycle will provide faster access to sale proceeds. but it also means that funds will be due on purchase transactions earlier. This may be a good time to consider edelivery of your account documents-including trade confirmations, account statements and more. Ask your advisor about how you can set up e-delivery. Important Information and Disclosures The Role of Pershing • Pershing carries your account as clearing broker pursuant to a clearing agreement with your financial institution. Pershing may accept from your financial institution without inquiry or investigation (i) orders for the purchase and sale of securities and other property and (ii) any other instructions concerning your account. Pershing is not responsible or liable for any acts or omissions of your financial institution or its employees and it does not supervise them. Pershing provides no investment advice nor does it assess the suitability of any transaction or order. Pershing acts as the agent of your financial institution and you agree that you will not hold Pershing or any person controlling or under common control with it liable for any investment losses incurred by you. • Pershing performs several key functions at the direction of your financial institution. It acts as custodian for funds and securities you may deposit with it directly or through your financial institution or that it receives as the result of securities transactions it processes. • Your financial institution is responsible for adherence to the securities laws, regulations and lutes which apply to it regarding its own operations and the supervision of your account, its sales representatives and other personnel. Your financial institution is also responsible for approving the opening of accounts and obtaining account documents: the acceptance and, in certain instances, execution of securities orders; the assessment of the suitability of those transactions, where applicable: the rendering of investment advice, if any. to you and in general, for the ongoing relationship that it has with you. • Inquiries concerning the positions and balances in your account may be directed to the Pershing Customer Service Department at (201) 413-3333. All other inquiries regarding your account or activity should be directed to your financial institution. Your financial organization's contact information can be found on the first page of this statement. • For a description of other functions performed by Pershing please consult the Disclosure Statement provided to you upon the opening of your account. This notice is not meant as a definitive enumeration of every possible circumstance, but as a general disclosure. If you have any questions regarding this notice or if you would like additional copies of the Disclosure Statement. pleac• contact your financial institution. • Pershing is a member of the Securities Investor Protection Corporation (SIPC1). Please note that SIPC does not protect against loss due to market fluctuation. In addition to SIPC protection, Pershing provides coverage in excess of SIPC limits. For more detailed information please visit: myiv.pershing.comiaboutistrength-and-stability. • This statement will be deemed conclusive. You are advised to report any inaccuracy or discrepancy (including unauthorized trading) promptly. but no later than ten days after receipt of this statement, to your financial organization and Pershing. Please be advised that any oral communication should be re-confirmed in writing to further protect your rights. inducing your rights under the Securities Investor Protection Act. • Your financial organization's contact information can be found on the first page of this statement. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Errors and Omissions excepted. Important Arbitration Disclosures • All parties to this agreement are giving up the right to sue each other in court, including the right to a trial by jury, except as provided by the rules of the arbitration forum in which a claim is filed. • Arbitration awards are generally final and binding; a party's ability to have a court reverse or modify an arbitration award is very limited. • The ability of the parties to obtain documents, witness statements and other discovery is generally more limited in arbitration than in court proceedings. • The arbitrators do not have to explain the reason(s) for their award, unless, in an eligible case, a joint request for an explained decision has been submitted by all parties to the panel at least 20 days prior to the first scheduled hearing date. • The panel of arbitrators will typically include a minority of arbitrators who were or are affiliated with the securities industry. • The rules of some arbitration forums may impose time limits for bringing a claim in arbitration. In some cases, a claim that is ineligible for arbitration may be brought in court. • The rules of the arbitration forum in which the claim is filed, and any amendments thereto, shall be incorporated into this agreement. Important Arbitration Agreement Any controversy between you and Pershing LLC shall be submitted to arbitration before the Financial Industry Regulatory Authority. No person shall bring a putative or certified class action to arbitration, nor seek to enforce any predispute arbitration agreement against any person who has initiated in court a putative class action, who is a member of a putative class who has not opted out of the class with respect to any Page 32 of 34 Account Number Rated (mongol Clasilie Stamp. Penh.. 4.1.4 • .fteev emoted sterilert PAR O7 RO11 Go paperless &i n Yeat 2°°7 OALSAR RATED COMMUNICATIONS el Th. Owe ON., ten Mac. Conan.. 0. N", ennowniFIA Nvie SVC IRA FBO AVRAM NOAM CHOMSKY Aa R AliOUT corovitav MCCLUNG( EFTA00791790 Pershing Advisor Solutions LLC, a BNY Mellon company One Pershing Plaza, Jersey City, NJ 07399 Rollover (877) 870-7230 International Member FINRA, SIPC BAINCO investors IndividualRetirement Account Statement Statement Period: 12/01/2016 - 12/31/2016 Important Information and Disclosures (continued) Important Arbitration Agreement (continued) claims encompassed by the putative class action until: (I) the class certification is denied: (II) the class is decertified: a (III) the client is excluded from the class by the courl. Such forbearance to enforce an agreement to arbitrate shall not constitute a waiver of any rights under this agreement except to the extent stated herein. The laws of the State of New York govern. Pershing's contact information is as follows: Pershing LLC, Legal Department, One Pershing Plaza, Jersey City, New Jersey 07399; (201) 413-3330. Page 33 of 34 Account Number RM•0 Emsellont Osa. trete% Only.. 4.1.< • ...iv anted •••0.040, PAR ()) ROI( Go paperless Twin TAN Sara 2007 'SALSA RATED COMMUNICATIONS ea De awe a.m., ten awe. Georenee. S•C NOSIC. IRA FB0 AVRAM NOAM CHOMSKY ASK AhOUT (413a1VOTY DICELISNCE EFTA00791791 TERMS AND CONDMONS TRANSACTIONS PERSHNG SENDS CERTAN EQUITY ORDERS TO EXCHANGES. ELECTRONIC COMMUNICATION NETWORKS. OR BROKER- • ALL ORDERS AND TRANSACTIONS SHALL BE SOLELY FOR YOUR ACCOUNT AND RISK SHALL BE SUBJECT TO THE DEALERS DURING NORMAL BUSINESS HOURS AND DURING EXTENDED TRADNG SESSIONS. CERTAIN OF THESE VENUES PROVEDE PAYMENTS TO PERSHING CR CHARGE ACCESS FEES TO PERSHING DEPENDING UPON THE CHARACTERISTICS CONSTITUTION. RULES. REGULATIONS. CUSTOMS. USAGES. RULINGS AND INTERPRETATIONS OF THE EXCHANGE CA OF THE ORDER AND ANY SUBSEQUENT EXECUTION THE DETAILS OF THESE PAYMENTS ANO FEES ARE AVALABLE UPON MARKET AND THE CLEARING FACLITY, IF ANY. WHERE THE TRANSACTIONS ARE EXECUTED AND/OR SETTLED. OR F WRITTEN REOUEST PERSHNG RECEIVES PAYMENTS FOR DIRECTNG LISTED OPTIONS ORDER FLON TO CERTAIN APPLICABLE. OF THE FINANCIAL NOUSTRY REGULATORY AUTHORITY MID TO ALL APPLICABLE LAWS ANO REGULATIONS OPTION EXCHANGES. IN ADDITION. PERSHING ROUTES CERTAIN EQUITY AND OPTION ORDERS TO ITS AFFILIATE. BNY MELLON CAPITAL MARKETS. U.C. FOR EXECUTION AS PRINCPAL. COMPENSATION IS GENERALLY N THE FOAM OF A PER • TITLE TO SECURITIES SOLD TO YOU. WHERE PERSHNG HAS ACTED AS PRICPAL, SHALL REMAN WITH PERSHING OPTION CONTRACT CASH PAYMENT. UNTIL THE ENTIRE PURCHASE PRICE IS RECEIVED OR UNTL THE SETTLEMENT DATE. WHICHEVER IS LATER. • YOU MAY HAVE RECEIVED CONFRMATIONS FOR TRANSACTIONS WHICH CO NOT APPEAR ON YOUR STATEMENT. F BEST DECUTIOM NOTWITHSTANDING THE PREVIOUS PARAGRAPH REGARDING PAYMENT FOR ORDER FLOW. PERSHING SO, THE TRANSACTIONS V/ LL APPEAR CR YOUR NEXTPERIODIC STATEMENT. SUCH TRANSACTIONS MUST BE SELECTS CERTAIN MARKET CENTERS TO PROVIDE EXECUTION OF OVER-THE-COUNTER AND EXCHANGE-LISTED CONSIDERED SY YOU WHEN COMPUTING THE VALUE CF YOUR ACCOUNT. THIS IS ESPECIALLY TRUE F YOU HAVE SECURITIES TRANSACTIONS WHICH AGREE TO ACCEPT ORDERS. TRANSMITTED ELECTRONICALLY UP TO A SPECIFIED WRITTEN OPTIONS LYNCH HAVE BEEN EXERCISED. SCE. AND TO EXECUTE THEM AT OR BETTER THAN THE NATIONAL BEST BO OR OFFER Nee% ON CERTAIN LARGER ORDERS. OR F THE DESIGNATED MARKET CENTERS DO NOT MAKE A MARKET IN THE SUBJECT SECURITY. PERSHING FREE CREDIT BALANCES: ANY FREE CREDIT BALANCE CARRIED FOR YOUR ACCOUNT REPRESENTS FUNDS PAYABLE DIRECTLY CONTACTS MARKET CENTERS TO OBTAIN AN EXECUTION. THE DESIGNATED MARKET CENTERS TOW RICH UPON DEMAND WHICH. ALTHOUGH PROPERLY ACCOUNTED FOR ON PERSHING'S BOOKS OF RECORD. ARE NOT ORDERS ME AUTOMATICALLY ROUTED ARE SELECTED BASED ON THE CONSISTENT HIGH QUALITY OF THEIR SEGREGATED AND MAY BE USED IT THE CONDUCT OF ITS BUSINESS EXECUTIONS IN ONE OR MORE MARKET SEGMENTS AND THEIR ABILITY TO PROVIDE OPPORTUNITIES FOR EXECUTIONS DEBIT BALANCES: NTEREST CHARGED ON DENT BALANCES IN YOUR ACCOUNT APPEARS ON THE STATEMENT. THE AT PRICES SUPERIOR TO THE NBBO. PERSHING ALSO REGULARLY REVIEWS REPORTS FOR CUALITY 0 7 EXECUTION RATE OF INTEREST AND PERIOD COVERED ARE INDICATED. THE RATE MAY CHANGE FROM TIME TO TIME DUE TO PURPOSES FLUCTUATIONS IN MONEY RATES OR OTHER REASONS. INTEREST S COMPUTED AS DESCREMO IN MATERIAL WRAP ACCOUNT CUSTOMERS WINO ELECTED NOT TO RECEIVE IWWOIATE CONFIRSIATION OF TRANSACTIONS PREVIOUSLY FURNISHED TO YOU. PLEASE CONTACT YOUR FNANCLAL INSTITUTION F YOU DESIRE ADOITIONAL COPIES THE FOLLOWING TERMS AND CONOITIONS ARE APPLICABLE ONLY IF YOUR ACCOUNT IS AN INVESTMENT ADVISORY MARGIN INFORMATION IF YOU MAIN TAW A MARGIN ACCOUNT, THIS IS A =MEWED STATEMENT OF YOUR GENERAL ACCOUNT AND THE TRANSACTION CONFIRMATIONS ME NOT SENT TO YOU (SENT ONLY TO YOUR FIDUCIARY) ACCOUNT AND A SPECIAL MEMORANDUM ACCOUNT MANTAINED FOR YOU UNDER REGULATION T OF THE BOARD OF PURSUANT TO YOUR INSTRUCTION- GOVERNORS OF THE FEDERAL RESERVE SYSTEM. THE PERMANENT RECORD CF THE SEPARATE ACCOUNT AS REQUIRED BY REGULATION T IS AVALABLE FOR YOUR INSPECTION UPON REQUEST WRAP ACCOUNT TRANSACTIONS TAX INFORMATION • THE FOLLOWING INFORMATION WILL BE FURNISHED TO YOU UPON REQUEST TO YOUR FINANCIAL INSTITUT/ON EXTROOUCNIG FIRM-IWITH RESPECT TO ANY TRANSACTION FOR WHICH A ODIFIRMATION WAS NOT SENT TO YOU. • AFTER YEAR END. PERSHNG M REQUIRED TO PROVIDE TAX INFORMATION TO THE INTERNAL REVENUE SERVICE MID THE MARKET UPON WHICH ANY TRANSACTION WAS EXECUTED. THE TIME OF DAY THAT ANY TRANSACTOR WAS OTHER GOVERNMENTAL AUTHORITIES. AT THAT TIME PERSHING WILL PROVTDE THAT !FORMATION ON THE ANNUAL EXECUTED. THE NAME OF THE PERSON FROM WHOM ANY SECURITY WAS PURCHASED OR TO WHOM SUCH SECURITY TAX INFORMATION STATEMENT TO YOU, USE THAT STATEMENT TO PREPARE YOUR TAX FILINGS THE TM WAS SOLD. TIE SOURCE AND AMOUNT OF OTHER COMMISSIONS RECEIVED IN CONNECTOR WITH ANY STATEMENT ALSO INCLUDES OTHER USEFUL INFORMATION TO ASSIST IN ACCUMULATING THE DATA TO PREPARE TRANSACTION. AND A COPY OF THE TRANSACTOR CORP NMATION. YOUR TAX RETURNS • YOUR INTRODUCING FIRM EFFECTED EACH TRANSACTION FOR WHICH A CONFIRMATION WAS NOT SENT TO YOU AS • DIVIDENDS. NTEREST AND OTHER DISTREUTCNS SHOWN ON THIS STATEMENT WERE CLASSFED AS TAXABLE OR YOUR AGENT. NONTAXABLE BASED ON CERTAIN NFORMATON KNOWN AS OF THE DISTRIBUTION DATE. THIS CLASSIFICATION S • IN CONNECTOR WITH EACH EQUITY SECURITY AND CERTAN OTHER SECURITES SOLD. YOUR NTRODUONG FIRM SUBJECT TO CHANGE ANO TS SOLELY INTENDED FOR USE AS GENERAL OFORMATION. CHARGES TO YOU. AND REMITS TO A REGULATORY ORGANIZATTON OR NATIONAL SECURITIES EXCHANGE. A - TRANS • PERSHING DOES NOT PROVIDE TAX. INVESTMENT OR LEGAL ADVISORY SERVICES MCI NO ONE ASSOCIATED WITH FEE" PERSHING CALCULATES THIS FEE BASED ON AMOUNTS PAD BY YOUR INTRODUCING FIRM TO THE APPLICABLE PERSHING IS AUTHORIZED TO RENDER SUCH ADVICE 00 NOT RELY UPON ANY SUCH ADVICE. F GIVEN. INVESTORS REGULATORY ORGANIZATION OR NATIONAL SECURITIES EXCHANGE. THLS. IN TURN. IS BASED ON THE VALUE OF THE ARE ENCOURAGED TO CONSULT THEIR TAX ADVISORS TOOSTER/ONE THE APPROPRIATE TAX TREATMENT OF THEIR APPLICABLE SECURITES SOLD. TO DETERMINE THE EXACT AMOUNT OF THIS FEE WITH RESPECT TO ANY BUSINESS. TRANSACTION. PLEASE CONTACT YOUR INTRODUCING FIRM OENERAL INFORMATION • IF ANY TRANSACTION INVOLVES AN ASSET-BACKED SECURITY. INCLUDING A MUNICIPAL COLLATERALIZED MORTGAGE OBLIGATION, WHICH REPRESENTS AN INTEREST IN CR IS SECURED BY A POOL OF RECEIVABLES OR OTHER • WHENEVER YOU ME INDEBTED TO PERSHING LLC OPERSHING" FOR ANY AMOUNT. ALL SECURITES HELD BY IT FOR FINANCIAL ASSETS THAT ARE SUBJECT CONTINUOUSLY TO PREPAYMENT. THEN THE ACTUAL YIELD OF SUCH YOU IN ANY ACCOUNT IN WHICH YOU HAVE ANY INTEREST SHALL SECURE ALL YOUR LIABILITIES TO PERSHING. AND SECURITY MAY VARY ACCORDING TO THE RATE AT WHICH THE UNDERLYING RECEIVABLES CR OTTER FINANCIAL PERSHNG MAY 14 ITS DISCRETION AT ANY WE. WITHOUT TENDER, DEMAND OR NOTICE TO YOU. CLOSE CR REDUCE ASSETS ARE PREPAJD INFORMATION CONCERNING THE FACTORS THAT AFFECT YIELD INCLUDING AT A MNNIUM ANY OR ALL OF YOUR ACCOUNTS BY PUBLIC OR PRIVATE SALE OR PURCHASE OR BOTH OF ALL CR ANY SECURITIES ESTIMATED YIELD. WEIGHTED AVERAGE LIFE, AND THE PREPAYMENT ASSUMPTIONS Of UNDERLYING YIELD) WU BE CARRIED IN SUCH ACCOUNTS. ANY BALANCE REMAINING DUE PERSHING TO BE PROMPTLY PAD BY YOU, FURNISHED TO YOU UPON REQUEST TO YOUR INTRCOUCING FIRM • WHENEVER YOU ARE INDEBTED TO PERSHNG FOR ANY AMOUNT. ALL SECURITIES CARRIED FOR YOUR ACCOUNT ARE OR MAY BE.WITHOUT FURTHER NOTICE TO YOU. LOANED OR PLEDGED BY PERSHING. EITHER SEPARATELY OR WRAP ACCOUNT ORDER FLOW YOUR INTRODUCING FIRM DOES NOT RECEIVE ANY PAYMENT FOR ORDER FLOW FOR UNDER CIRCUMSTANCES WHICH W LL PERMIT THE COAMNGLING THEREOF. WITH OTHER SECURITIES FOR ANY ANY TRANSACTOR FOR WHICH A CONFIRMATION WAS NOT SENT TO YOU. AMOUNT LESS THAN, EQUAL TO OR GREATER THAN YOUR LIABILITIES TO PERSHING. BUT NOT UNDER WRAP ACCOUNT CALL FEATURES: CALL FEATURES MAY EXIST FOR SECURITIES CALL FEATURES FOR FIXED INCOME CIRCUMSTANCES FOR AN AMOUNT PROHMITED BY LAW SECURITIES MAY AFFECT YIELD COMPLETE NFORMATION WILL BE PROVIDED UPON REQUEST. • PERSHING MAY TRADE FOR ITS OWN ACCOUNT AS A MARKET MAKER SPEC/AUST. 000 LOT DEALER. BLOCK POSITCNER. ARBITRAGEUR CR INVESTOR. CONSEQUENTLY, AT THE TIME OF ANY TRANSACTION YOU MAY MAKE, WRAP ACCOUNT RATINGS: THE RATINGS THAT APPEAR IN THE DESCRIPTION Of SOME FIXED INCOME SECURITIES HAVE PERSHING MAY HAVE A POSITION IN SUCH SECURITIES. WHICH POSITION MAY BE PARTIALLY CR COMPLETELY BEEN OBTANED FROM RATINGS SERVICES WHICH PERSHING BELEVES TO BE RELIABLE. HOWEVER. PERM/NGCANNOT HEDGED. GUARANTEE THEIR ACCURACY. SECURITIES FOR WHICH A RATING IS NOT AVALABLE ARE MARKED IJNRATECt. • f AVERAGE PRICE TRANSACTION IS INDICATE° CR THE FRONT OF THIS STATEMENT YOUR FINANCIAL INSTITUTION OR PERSHING MAY HAVE ACTED AS PROTCPAL. AGENT OR BOTH. DETAILS AVAILABLE UPON REQUEST. • THE INVESTMENT ADVISOR RETAINED BY YOU, F ANY. IS RESPONSIBLE FOR DETERMINING THE SUITABILITY CF EACH TRANSACTOR IN YOUR ACCOUNT. PERSHING DOES NOT EVALUATE WHETHER YOUR INVESTMENTS COMPORT WITH YOUR FINANCIAL STATUS OR OBJECTIVES YOU RELEASE PERSHNG FROM ANY LIABILITY TO DO SO. • A FINANCIAL STATEMENT OF PERSHNG IS AVALABLE FOR YOUR PERSONAL INSPECTCN AT PERSHNRS OFFICES. A COPY OF IT WILL BE MAILED UPON YOUR WRITTEN REQUEST CR YOU CAN VIEW TT ONLINE AT WYNN PERSHRG.CCRI. • FOR BUSINESS CONMOM NC ADDITIONAL DISCLOSURES. WWW PERSHING.COMONCLOSJRES. • THIS STATEMENT SHOULD BE RETAINED FOR YOUR RECORDS. PAYMENT FOR ORDER FLOW AND ORDER ROUTINES POLICIES DISCLOSURES (REGULATION ARMS--RILE 007(ABIHR) F ANY OF THE ABOVE TERMS AND CCRENCTS ARE UNACCEPTABLE TO YOU. FLEASE NOTIFYPERS-MG IMMEDIATELY II WRITING BY CERNFED MAIL TO ONE PERSHINGPLAZA JERSEY CITY. W 07399. ATM. LEGAL DEPT Page 34 of 34 Account Number t RAM Emcollent ammo.....AtwAve L.A. • mm, owns evaem.7 PAP ()) R011 Go paperless I twin. Suto• 2007 [MIAMI RATED COMMUNICATIONS M TON. On* Own von. Wam Compomim •' •e MC nettle Oak Mit SOC - IRA FRO AVRAM NOAM CHOMSKY At. ASOUT OttIVrItY EXCELLENCE EFTA00791792