EFTA01106478

EPSTEIN V. ROTHSTEIN 80743 Index of VOLUME VII of Conrad, Scherer documents on disks Category Date Description To From Bates Nos. Notes Conrad Scherer docs 11/3/09 Banyon 11/3/09 Update Ballamore Capital Ballamore PRODC 000171 Banyon believes that Scott Rothstein had assistance Communications Capital from TD Bank Officials in his illegal withdrawal of Christopher Boyle Communications funds. Banyon has retained law firm to represent it Bill Dowd and has made formal demand on TD Bank for Ed Spofford recovery of misappropriated funds, etc. Larry Rovin Trisia Kavka-Coogan 11/6/09 Banyon 11/6/09 Update Ballamore Capital Ballamore PRODC 000172 Ballamor has retained law firm of Saul Ewing, etc. Communications Capital Christopher Boyle Communications Bill Dowd Ed Spofford Larry Rovin Trisia Kavka-Coogan 11/10/09 Banyon 11/10/09 Update Ballamore Capital Ballamore PRODC 000173 Confidential Update from Banyon - 11/9/10 - Banyon Communications Capital sought to protect its funds through multiple Christopher Boyle Communications redundancies, including protections instituted by TD Bill Dowd Bank, one of the top-15 commercial banks in the Larry Rovin United States - We intend to take aggressive legal Trisia Kavka-Coo an action a ainst TD Bank directl , etc. 11/23/09 Banyon Update - Ballamore Capital Ballamore PRODC 000174 Clients - lawsuit filed by an investor group led by 11/23/09 Communications Capital thru 000175 Douglas Von Allmen against Rothstein, TD Bank and Christopher Bo le Communications certain RRA and TD Bank ersonnel - Ballamore EFTA01106478 Category Date Description To 1 1Om Bates Nos. Notes Bill Dowd briefly referred to in the complaint as the party who Trisia Kavka-Coogan introduced Von Allmen to the investment, etc. Lenders and Investors - Scherer who represents a collection of RRA investors filed a lawsuit against Scott Rothstein, TD Bank...He also chose to name Banyon's Frank Preve in the suit, etc. 12/1/09 Banyon Update Letter Ballamore Capital Ballamore PRODC 000176 Amended lawsuit that include George Levin as a 11/30/09 Communications Capital thru 000178 defendant - Complaint makes several unsubstantiated Christopher Boyle Communications claims about Levin that we want to directly address, Bill Dowd etc. Larry Rovin Trisia Kavka-Coogan 12/4/09 Banyon Update - 12/4/09 Ballamore Capital Ballamore PRODC 000179 We have over the last month been urging George Communications Capital Levin at Banyon to start taking appropriate actions to Christopher Boyle Communications protects your interests - We have become frustrated Bill Dowd by slow visible progress, etc. Larry Rovin Trisia Kavka-Coogan 12/8/09 Banyon Update - 12/8/09 Ballamore Capital Ballamore PRODC 000180 Attached is communication we received from Banyon Communications Capital thru 000182 regarding their retention of litigation counsel - firm Christopher Boyle Communications selected has an excellent reputation - Colson Hicks Bill Dowd Eidson. Larry Rovin Trisia Kavka-Coogan 12/17/09 Banyon Update - Ballamore Capital Ballamore PRODC 000183 Our lawyers are currently working around the clock 12/16/09 Communications Capital thru 000184 to uncover the details and conduct the due diligence Christopher Boyle Communications that will necessitate the next steps in the legal process. Bill Dowd EFTA01106479 Category Date Description To From Bates Nos. Notes Larry Rovin Trisia Kavka-Coogan 12/18/09 Banyon Update - Ballamore Capital Ballamore PRODC 000185 Banyon's counsel intends to pursue three sources of 12/18/09 Communications Capital thru 000186 recovery: insurance proceeds, proceeds from the Christopher Boyle Communications bankruptcy proceedings, and recovery from TD Bank. Bill Dowd Larry Rovin Trisia Kavka-Coogan 12/28/09 Banyon Update - Ballamore Capital Ballamore PRODC 000187 We believe that the proper course of action at this time 12/28/09 Communications Capital thru 000191 based on the information we have is to permit Levin Christopher Boyle Communications and Banyon to pursue the claims against Rothstein the Bill Dowd law firm, TD Bank and others, etc. - Attached is letter Larry Rovin to Levin - Ballamor has asked you several times how Trisia Kavka-Coogan you plan to respond to this loss of Banyon funds and proactively pursue recovery - To date, you have not provided a definitive answer - we demand that you provide us with information and documents by 12/18/09. 12/31/09 Banyon Update - Ballamore Capital Ballamore PRODC 000192 Based on conversations with Banyon's counsel we feel 12/21/09 Communications Capital Banyon is making satisfactory progress to provide Christopher Boyle Communications information to the US attorney's office and that has Bill Dowd been the focus of Banyon's efforts, etc. Larry Rovin Trisia Kavka-Coogan 3/26/2010 Banyon Update - March Ballamore Capital Ballamore PRODC 000193 Banyon has been receiving voluminous discovery 26, 2010 Communications Capital thru 000194 from TD Bank via the Razorback lawsuit - received Christopher Boyle Communications extensive documentation on all of the RRA trust Bill Dowd accounts and they are in the process of mapping out Larry Rovin the money flows in these accounts, etc. EFTA01106480 Category Date Description To From Bates Nos. Notes Trisia Kavka-Coogan 10/20/09 Tax Indemnity PRODC 000195 Between the Von Allmens' and Bank of America - Agreement thru 000198 $1,000,000.00. & PRODC 000216 thru 000219 10/20/09 Trust Authority Letter PRODC 000199 Between the Von Allmens' and Bank of America. thru 000200 & PRODC 000220 thru 000221 10/20/09 Security Agreement PRODC 000201 Multiple Agreements Between the Von Allmens' and (Deposit Accounts - thru 000213 Bank of America with portion of principle amount Specific) & filled and other with amount in blank, but fully PRODC 000222 executed. thru 000234 10/20/09 Board of Governors of the PRODC 000214 Between the Von Allmens' and Bank of America Federal Reserve System thru 000215 $1,000,000.00. Statement of Purpose for & an Extension of Credit PRODC 000235 Secured by Margin Stock thru 000236 (Federal Reserve Form U- 1) 4/21/09 Confidential Settlement PRODG 000001 Exhibit A - Authority to Represent - Contract of Funding - Confidential thru 000048 Employment. Memorandum No. Exhibit B - Confidential Settlement Agreement and dated 4/21/09 General Release. Exhibit C - Sale and Transfer Agreements. Exhibit D - Acknowledgement of EFTA01106481 Category Date Description To 1: 1. O111 Bates Nos. Notes Assignment/Purchase of Settlement Proceeds. Additional Supporting Documentation - Emails, assignment of settlement proceeds correspondence, Defense Agreement, Personal Guaranty - All of these documents have been redacted. 3/24/08 Settlement Funding - A PRODG 000049 Private High Yield Low thru 000066 Risk Activist Investment Strategy - March 3, 2008 Banyon 1030-32, LLC 5/23/08 Banyon 1030-32, LLC PRODG 000067 Total Liabilities and Equity as of 5/23/08 - Balance Sheet as of thru 000068 $135,655,308.02 5/23/08 6/13/07 Pavano Dynasty Trust PRODG 000069 Delegation dated 6/13/07 thru 000071 6/13/07 Pavano Dynasty Trust PRODG 000072 000114 8/13/09 Pavano Dynasty Trust - PRODG 000115 Replaces Promissory Note 1 for $1,094,240.23 dated Sparveri, Jr. Trustee - thru 000119 2/14/09. Promissory Note (Investor) 8/13/09 Security Agreement - PRODG 000120 Pavano Dynasty Trust 1 dated 6/13/07 Joseph W. Banyon 1030-32, LLC thru 000139 Sparveri, Jr., Trustee. 10/26/09 Re: Pavano III Rollover Joseph W. Sparveri Jr. Chantal Preve PRODG 000140 Attachments Pavano III IS 10/25/09 pdf. (investment thru 000141 confirmation receipt) & PRODG 000700 10/21/09 Re: Pavano III Chantal Preve Joseph W. PRODG 000142 email chain - This note matures on or about 10/25/09 Frank Preve Sparveri Jr. & for $1MM - Kindly roll it over for another six months EFTA01106482 Category Date Description To From Bates Nos. Notes Joe DeSilva PRODG 000143 with interest paid. & PRODG 000220 thru 000221 & PRODG 000630 & PRODG 000631 & PRODG 000698 & PRODG 000699 9/29/09 FW: Banyon Joe DeSilva F. Preve PRODG 000144 send me a note when LaBonte's wire hits so I can Chantal Preve & confirm to him that we got it, etc. PRODG 000229 thru 000230 9/29/09 FW: Banyon Joe DeSilva Chantal Preve PRODG 000144 I need to be totally sure about crediting the $250,000 Joseph Sparveri Jr. & received today to the right Promissory Note in the F. Preve PRODG 000229 name of Roland G. LaBonte. thru 000230 9/16/09 Re: Pavano VI Joseph W. Spaveri Jr. Chantal Preve PRODG 000145 note matures 9/29/09 for $2MM - roll it over for F. Preve another six months with interest paid monthly. 9/16/09 Re: Pavano VI Joseph W. Spaveri Jr. Chantal Preve PRODG 000145 consider it done - will send you the update and note F. Preve around the 29th. 8/19/09 Pavano I & II Chantal Preve Joseph W. PRODG 000146 did you send me the new notes for these rollovers? Sparveri Jr. thru 000147 EFTA01106483 Category Date Description To From Bates Nos. Notes 8/26/09 Pavano I & II Joseph W. Spaveri Jr. Chantal Preve PRODG 000146 For sure one of them was signed by George who came thru 000147 back for a day during my absence. & PRODG 000148 thru 000149 8/13/09 Pavano Chantal Preve Sparveri PRODG 000150 Please confirm today's wire and let me asap when I thru 000151 will get a response to my requests concerning the company. 8/26/09 Re: Pavano Sparveri Chantal Preve PRODG 000150 have been away from office recovering - I hope Frank thru 000151 was able to get your request done. 8/26/09 Re: Pavano Chantal Preve Spaveri PRODG 000150 I assure you all good but have not had the time to do thru 000151 in depth response to share with you. & PRODG 000152 thru 000153 8/3/09 Pavano Chantal Preve Sparveri PRODG 000154 There are 2 notes which mature this month - is there thru 000156 any current financial information you can provide, etc. 8/5/09 Re: Pavano Spaveri Chantal Preve PRODG 000154 Pavano 1 & 2 have been rolled over and are awaiting F. Preve thru 000156 George's signature, etc. Joe DeSilva 8/5/09 Labonte III Withdrawal of Spaveri Chantal Preve PRODG 000157 We are wiring the funds as you requested for $400K from Principal F. Preve thru 000158 $400,000.00 - investment confirmation receipt Joe DeSilva & attached. PRODG 000159 & PRODG 000160 thru 000161 1/27/10 Link to today's Rothstein's Joe DeSilva Joe DeSilva PRODG 000162 After I sent out my earlier note, I came across this link EFTA01106484 Category Date Description To From Bates Nos. Notes court appearance on today's activity - www.sun- sentinel.com/ news/ broward/rothstein/ fl-rothstein- plea-20100127.0.2736583.story 1/27/10 Rothstein Sentencing Joe DeSilva Joe DeSilva PRODG 000163 expecting the sentencing of Rothstein today - just heard after pleading guilty to 5 charges, sentencing postponed until May - Attorney friend and Banyon investor feels the reason for delay is because he cooperates and is most likely naming names. 1/21/09 Re: Testing 1..2..3.. Sparveri Joe DeSilva PRODG 000164 Email thread regarding the testing / uploading of a file through sharefile. 1/20/09 Banyon George Levin Sparveri PRODG 000165 provide update as to getting investors paid - F. Preve insurance proceeds? Suit against TD Bank? Suit Joe DeSilva against others? 1/20/09 Banyon Sparveri Joe DeSilva PRODG 000165 I am told that the law firm is in the process of George Levin releasing a web site for everyone to have access to F. Preve with a password - I encourage you to keep in phone contact with George and or Frank. 1/06/08 Banyon News Joe DeSilva Joe DeSilva PRODG 000166 for those of you who may not have read or heard this news as of this morning, please visit this link - www.miamiherald.com/news/breaking-news- fullstory/story/1411878.html 12/16/09 Banyon Update - ? Laura Sherman PRODG 000167 Please find attached Banyon Update Letter for 12/16/09 12/16/09. 12/16/09 FW: Banyon Update - 12- Joe DeSilva Joe DeSilva PRODG 000167 I would like to add some observation to the letter just 16-09 sent out from Banyon - Some communication is better than none...George was insistent all day on getting something to all of us - the office continues to be taken over by a group of forensic accountants hired by Banyon, etc. EFTA01106485 Category Date Description To From Bates Nos. Notes 12/14/09 Joe DeSilva Joe DeSilva Joe DeSilva PRODG 000168 Colson and Hicks, has directed the Principals of Banyon to hold off sending any correspondence, email or otherwise out for an indefinite amount of time - George continues to be committed to keeping us all apprised on what is happening, etc. 12/16/09 Re: Colson Hicks Eidson Banyon Colleagues The Banyon PRODG 000169 It is important to us that all who were involved in the Update Group execution of this fraud are brought to justice, and we are doing our part to further that objective. 12/14/09 Joe DeSilva Joe DeSilva Joe DeSilva PRODG 000170 Duplicate of 000168 - Colson and Hicks, has directed the Principals of Banyon to hold off sending any correspondence, email or otherwise out for an indefinite amount of time - George continues to be committed to keeping us all apprised on what is happening, etc. 12/8/09 Banyon Release Joe DeSilva Joe DeSilva PRODG 000171 computer lines still down i the office in Ft. thru 000173 Lauderdale, so I had them fax me a copy of the release with today's date - I hope you find the news as encouraging as I do - it appears Banyon is taking the more aggressive approach toward resolution. Banyon 12/7 Release pdf attached. 12/7/09 Banyon Update Bulletin Joe DeSilva Joe DeSilva PRODG 000174 I understand today's update Release is scheduled to Tomorrow Morning & announce the formation of the Banyon Team which PRODG 000175 has been organized to move the issues at hand forward. 11/30/09 FW: Banyon Update Joe DeSilva Joe DeSilva PRODG 000176 If you are just receiving this from me, let me know so Letter - 11/30/09 thru 000178 that I can make sure that Laura has you included on her master list - November 30, 2009 Letter - amended lawsuit includes Levin - Levin did not know that Scott Rothstein was operating a Ponzi scheme, etc. EFTA01106486 Category Date Description To From Bates Nos. Notes 11/25/09 Joe DeSilva Joe DeSilva Joe DeSilva PRODG 000179 I, like you continue to be concerned as to the ultimate outcome - to date I have no reason other than to remain positive and hopeful. 11/23/09 Banyon Phone Numbers Joe DeSilva Joe DeSilva PRODG 000180 Here are the phone numbers you should be using - George's cell Frank's cell Office - 11/23/09 From Banyon Joe DeSilva Joe DeSilva PRODG 000181 Banyon ltr 11/23 - By dragging Mr. Preve into his thru 000182 complaint, Mr. Scherer revealed a shocking failure to investigate his case - as this release explains, Scherer appears to be more concerned with getting his name in the media and attracting potential new clients than he is about understanding the basic facts. 11/18/09 Banyon Visit Joe DeSilva Joe DeSilva PRODG 000183 Frank is back in the office and addressing the requests and needs of the Banyon legal team. 11/16/09 This Weeks Banyon Joe DeSilva Joe DeSilva PRODG 000184 11/16/09 Confidential Update from Banyon - Update thru 000185 Banyon's investigation of the role played by Toronto Dominion Bank continues to develop substantial evidence pointing the finger at the bank as a key player in these events. 11/12/09 Banyon Joe DeSilva Sparveri PRODG 000186 Joe Sparveri has requested that you upload a file throw h ShareFile. 11/12/09 Banyon Sparveri Joe DeSilva PRODG 000186 It said the file was uploaded so I am assuming it went to you. 11/12/09 Re: Joe DeSilva Sparveri Joe DeSilva PRODG 000187 George just returned my call... He will get proof of thru 000188 covers e out to ou before he leaves the office a ain. 11/12/09 Re: Joe DeSilva Sparveri Joe DeSilva PRODG 000187 Email thread requesting policy be sent via ShareFile thru 000188 system, etc. & EFTA01106487 Category Date Description To From Bates Nos. Notes PRODG 000189 thru 000191 11/12/09 Joe DeSilva Sparveri Joe DeSilva PRODG 000192 they will get you sometime today, at least a declaration page since they don't want the policy out there. 11/12/09 Joe DeSilva Joe DeSilva Joe DeSilva PRODG 000193 I say that predicated on the fact that all of our outstanding notes should be more than covered by a $70M insurance policy against the law firm - I believe we are in a good position - George is pushing for that policy to be paid asap - everyone awaits TD Bank's position which would appear by all accounts to be an accessory at least for unauthorized release of trust funds. 11/9/09 Banyon Update Joe DeSilva Joe DeSilva PRODG 000194 11/9/09 Confidential Update from Banyon - Banyon thru 000195 sought to protect its funds through multiple redundancies, including protections instituted by TD Bank, one of the top 15 commercial banks in the US - We intend to take aggressive legal action against TD Bank directly. 11/9/09 Banyon Information Joe DeSilva Joe DeSilva PRODG 000196 Banyon has been told by their attorneys to reconsider thru 000197 launching any website - fearful that even with password it will hit the newspapers and internet. 11/9/09 FW: Banyon Information Joe DeSilva Sparveri PRODG 000196 My emails to you are being caught up in your thru 000197 Barracuda Spam filter. & PRODG 000198 11/9/09 Re: Banyon Information Joe DeSilva Sparveri PRODG 000196 I have had no response to our note payoffs - where is thru 000197 our money? 11/9/09 Re: Banyon Information Sparveri Joe DeSilva PRODG 000196 I of course, don't know - I am guessing everything is EFTA01106488 Category Date Description To From Bates Nos. Notes thru 000197 being frozen - Put another call into Frank or George. 11/8/09 Resending - Banyon Joe DeSilva Joe DeSilva PRODG 000199 I was invited to Ft. Lauderdale today because a strategy meeting was taking place - Banyon is finalizing the makeup of its legal team. 11/8/09 Resending - Banyon Joe DeSilva Joe DeSilva PRODG 000199 Our ends are joined by a common link; with one we sit, with one we think - Success depends on which we use, Heads we win, tails we lose! 11/6/09 Sparveri Note Chantal Preve Sparveri PRODG 000200 Our note matures today, 11/6/09 - we would like Joe DeSilva thru 000201 payment of $150,000 principal together with the Frank Preve & accrued interest. PRODG 000241 thru 000242 11/6/09 Re: Sparveri Note Sparveri Joe DeSilva PRODG 000200 Frank and George were scheduled to be with thru 000201 attorneys for most of the day, they are trying to get the suit filed against the Bank today. 11/5/09 Important: Wall Street Joe DeSilva Joe DeSilva PRODG 000202 This article was put together in conjunction with the Journal Article thru 000204 PR firm hired by Banyon - The Wall Street Journal - 11/5/09 - Investors Blame Bank's Actions in Alleged Fraud - B Nathan Ko l 11/4/09 Banyon Update Joe DeSilva Joe DeSilva PRODG 000205 The general belief and agreement is that the Bank should be the center of our attention and it was determined that since the Bank has not come forward...to acknowledge which appear to be questionable practices, a suit needed to be filed asap and that is the focus of the steerin ou . 11/3/09 Banyon Joe DeSilva Joe DeSilva PRODG 000206 Things looking a hell of a lot better than last night - thru 000207 meetings taking place and feedback that I am getting & is very good. PRODG 000210 EFTA01106489 Category Date Description To From Bates Nos. Notes 11/3/09 Re: Banyon Joe DeSilva Richard Bruno PRODG 000206 I got that impression talking to Frank a few minutes thru 000207 ago - apparently Rothstein is back in town, which I hope is good news, etc. 11/3/09 Re: Banyon Richard Bruno Joe DeSilva PRODG 000206 I can't explain in detail but I can tell you this is some thru 000207 group George has put together - they had tracked & Rothstein's whereabouts out of the country, followed Sparveri PRODG 000208 the plane on "plane tracker", etc. There are things Chad LaBonte thru 000209 going on that I am not a part of. 11/3/09 Frank (Banyon's) Cell Joe DeSilva Joe DeSilva PRODG 000211 954-482-2135 Phone 11/3/09 Banyon Joe DeSilva Joe DeSilva PRODG 000212 My understanding is that Levin is going to attempt to reach out to all of you by phone - My suggestion to each of you...is to put a call into the office for George or Frank. 11/2/09 Re: Important Joe DeSilva Joe DeSilva PRODG 000213 I received the attached letter from Banyon - signed by Notification Letter from thru 000214 Levin - I know no more than the letter states - George Banyon & assures me that our interests are protected, etc. - PRODG 000217 Letter attached to 000217 - We have just been notified thru 000218 RRA is unable to account for certain trust funds - & These funds may have been included in law firm trust PRODG 000340 accounts that flow directly to Banyon entities as thru 000341 repayment of purchased settlements. 11/2/09 Re: Important Joe DeSilva Joe DeSilva PRODG 000213 As George's letter had noted he contacted the US Notification Letter from thru 000214 Attorney's Office when Banyon had gotten word that Banyon & there may be an issue with "certain" attorney trust PRODG 000215 accounts - If you call Frank, the answer you are going thru 000216 to get is that he is not available which is & understandable as they are attempting to get to the EFTA01106490 Category Date Description To From Bates Nos. Notes PRODG 000338 bottom of the situation. thru 000339 11/2/09 Re: Important Joe DeSilva Joe DeSilva PRODG 000213 It appears that there is an issue with one of the Notification Letter from thru 000214 Partners at the law firm and certain Trust accounts, Banyon etc. 10/28/09 Banyon Note Sparveri Joe DeSilva PRODG 000219 My records show that your personal not is due to mature on or about 11/10. 10/21/09 Re: Pavano III Sparveri Joe DeSilva PRODG 000220 Last month Roland had sent me a note saying he was thru 000221 sending $500,000 for his Family Dynasty Trust - I was never notified of a wire - if it was sent, I want to follow up. 10/19/09 Banyon Sparveri Joe DeSilva PRODG 000222 On or about 10/29 Pavano Dynasty Trust 3 is due to F. Preve mature. Chantal Preve 10/12/09 Joe DeSilva Sparveri Joe DeSilva PRODG 000223 I want to make sure you all got the email and Roland LaBonte & attachments that Frank sent out last week since I PRODG 000224 hadn't heard from anyone, maybe I should've assumed that to be good. 10/5/09 Banyon Frank Preve Spaveri PRODG 000225 I would like to get some updated financial information Chantal Preve thru 000226 on the Company - I have many people depending on Joe DeSilva & me to monitor this investment and given yesterday's Roland LaBonte PRODG 000227 story on 60 minutes, etc., everyone is every nervous. - thru 000228 In addition I would like to talk to Scott Rothstein so I & can get insight regarding the structure of Banyon's PRODG 000236 transactions, etc. thru 000237 & PRODG 000391 10/5/09 Re: Banyon Sparveri Joe DeSilva PRODG 000225 Great questions - please keep me in the loop on the EFTA01106491 Category Date Description To From Bates Nos. Notes Roland LaBonte thru 000226 answers. 10/6/09 Re: Banyon Sparveri Joe DeSilva PRODG 000225 Frank has assured me that he will be getting back to Roland LaBonte thru 000226 you with a lengthy email - He is awaiting on George's review of the information, some of which is proprietary. 9/29/09 Re: Banyon Chantal Preve Joe DeSilva PRODG 000229 Unless you hear differently, add this additional Sparveri thru 000230 $250,000 to what is now a $500,000 note in the name of F. Preve Roland LaBonte Rev. Trust. Roland LaBonte 9/15/09 Banyon Roland LaBonte Joe DeSilva PRODG 000231 Frank has assured me that Roland's directives relative Sparveri to your accounts have been addressed - Joe give Frank a call following up on your request for an interim financial statement. 8/28/09 Re: Notes Due to Joe DeSilva Roland LaBonte PRODG 000232 Email thread regarding instructions on how to execute Mature Sparveri thru 000233 funds for 3 notes that are about to mature in F. Preve & September. Chantal Preve PRODG 000234 8/28/09 Re: Notes Due to Roland LaBonte Joe DeSilva PRODG 000232 Essentially rolling over your notes, one including Mature Sparveri thru 000233 interest releasing the interest on the other and F. Preve returning the monies on Shawn's. 8/21/09 Pavano II Chantal Preve Sparveri PRODG 000235 payment was due yesterday for $15K but I do not see Frank Preve & the wire in. Joe DeSilva PRODG 000238 8/21/09 Re: Pavano II Sparveri Joe DeSilva PRODG 000235 I will follow up with Frank - no excuse - but Chantal has been out. 10/6/09 Re: Banyon Sparveri Frank Preve PRODG 000236 I am just waiting on the trust account balances - then I Chantal Preve thru 000237 will respond to all the issues you raised. EFTA01106492 Category Date Description To From Bates Nos. Notes Joe DeSilva 8/21/09 Re: Pavano II Sparveri Frank Preve PRODG 000238 I actually paid it on Wednesday so I wouldn't be late - and then forgot to send the wire - It will be in your account in 30 minutes. 11/25/09 Re: Promissory Note Levin Sparveri PRODG 000239 We are the Holder of a Promissory Note with Banyon F. Preve 1030-32, LLC as Obligor and Levin as Guarantor - Per terms of note, such obligation is in Default - Demand is hereb made, etc. 5/12/09 Bank of America - 4 Savings Transaction Details - Incomin wire in the amount of $11,529.28. 5/10/09 Promissory Note PRODG 000243 Between the Sparveris' and Banyon/Levin in the (Investor) thru 000247 amount of $150,000 - replaces Note dated November 1, 2008. 5/10/09 Security Agreement - PRODG 000248 Between the Sparveris' and Banyon/Levin. Banyon 1030-32, LLC thru 000268 5/10/09 Limited Recourse PRODG 000269 Between the Sparveris' and Banyon/Levin. Obligations Guaran thru 000277 11/21/08 Certificate of Corporate PRODG 000278 Executed by the Levins' Resolutions, Corporate thru 000280 Status and Incumbecny of Banyon 1030-32, LLC 11/21/08 Banyon 1030-32, LLC PRODG 000281 Between the Sparveris' and Banyon/Levin. Private Funding thru 000282 Offering / Investor Work Sheet 11/21/08 Investor Certification PRODG 000283 Between the Sparveris' and Banyon/Levin. thru 000284 11/21/08 Purchaser PRODG 000285 Between the Sparveris' and Banyon/Levin. EFTA01106493 Category Date Description To From Bates Nos. Notes Representative Certification 11/11/08 Promissory Note PRODG 000286 Between the Sparveris' and Banyon/Levin - in the (Investor) Note 1 thru 000290 amount of $150,000. 11/21/08 Security Agreement - PRODG 000291 Between the Sparveris' and Banyon/Levin. Banyon 1030-32, LLC thru 000310 Banyon 1030-32, LLC PRODG 000311 For the Sparveris' - contains handwritten notation Investment that same was revised on 4/30/09 by Chantal Preve. Confirmation & Receipt 4/3/09 Re: Pavano VI Chantal Preve Sparveri PRODG 000312 Can you email me my schedule like this for my $150K - misplaced it. 4/3/09 Re: Pavano VI Sparveri Chantal Preve PRODG 000312 I am enclosing your IS as you requested - the IS reflects the amount you be paid if you rollover, otherwise the maturity date stands. 4/3/09 Re: Pavano VI Chantal Preve Spaveri PRODG 000312 wouldn't the 180 days be 5/20 and not 5/10 4/3/09 Re: Pavano VI Sparveri Chantal Preve PRODG 000312 The wire was received on November 21, the interest starts running the day the funds are received. 11/21/08 Joseph and Mary Sparveri Chantal Preve PRODG 000313 enclosed is your Investment Schedule as of 11/21/08 Sparveri 150K F. Preve thru 000314 - Schedule attached. Investment Schedule 11/21/08 11/21/08 Banyon 1030-32, LLC PRODG 000315 Register - Investor Liability Investment - Payee Sparveris' - Gibraltar account - $1,000,000.00. 11/21/08 Bank of America Wire PRODG 000316 Joseph Sparveri's account. EFTA01106494 Category Date Description To From Bates Nos. Notes transfer Advice 11/21/08 Letter of Instructions PRODG 000317 wire transfer instructions to BOA from Sparveri - amount $150K. 11/21/08 Wire Transfer Sparveri F. Preve PRODG 000318 Email thread regarding the sending and receipt of Chantal Preve wire in the amount of $150K. Pavano Dynasty Trust PRODG 000318 notes receivable - Banyon chart with information notes receivable - regarding the Pavano Dynasty Trust - notes I thru VI. Banyon 10/5/09 Insurance Program Frank Preve Lindsay Crosby - PRODG 000320 Correspondence / Insurance Policy information Manual for Banyon Harden Account thru 000336 regarding various policies from Chubb, Travelers, RLI, 1030-32, LLC Assistant CNA, ACE, Ironshore, Zurich, etc. PRODG 000337 AnyWho People search print out for phone number 305-361-8182 - Woodrow M. Melvin - 151 Crandon Blvd., Florida. 10/7/09 FW: Banyon Update Sally Gulli Sparveri PRODG 000342 BIF - June - 09.Zip file containing information thru 000372 requested by Sparveri pertaining to Banyon, TD Bank and RRA, including but not limited to, Consolidated Financial Statements, Independent Auditors' Report, Balance Sheets, Statements of Income, Statements of Cash Flows, etc. 10/7/09 Banyon Update Sparveri F. Preve PRODG 000342 I owe you an updated information package - Banyon Roland LaBonte thru 000344 is doing very well and has succeeded beyond Joe DeSilva anything we could have imagined - there will be some significant structural changes with the way Banyon does business - changes will occur before the end of 2009 - The only reason for these changes is to minimize Banyon's tax exposure, etc. - Any investor who has un-matured obligation will have the option of having that prepaid prior to any transfer to the new EFTA01106495 Category Date Description To From Bates Nos. Notes entity - in other words we will gladly stop paying 16% and 18% for our funds. 1/8/09 Banyon Frank Preve Sparveri PRODG 000372 I appreciate the disclosure of this confidential data - I have many people depending on me to monitor this investment - Please keep me in the loop for the December 2008 audited financials, and pass along the contact info for the partner at Berenfeld Spritzer CPAs 1/8/09 Re: Banyon Sparveri F. Preve PRODG 000372 Tracy D. Weintraub - Partner - Berenfeld Spitzer, et Chantal Preve al. Joe DeSilva PRODG 000373 Information regarding Berenfeld Spitzer. Tracy thru 000390 Weintraub, Scott Rothstein's bio, Company info/client list regarding RRA, Redacted information pertaing to TD Bank's Account Portfolio, Banyon Statement of Condition, and Banyon 1030-32 Rothstein Investment Maturity Schedule as of 1/8/09 8/13/09 Note 1 Pavano Dynasty Sparveri F. Preve PRODG 000392 Just want to confirm that the $192,713.21 is being Trust wired today for Pavano Dynasty Trust. 10/8/08 Banyon LLC Update Joe DeSilva Joe DeSilva PRODG 000393 Business continues to grow for Banyon and plans for thru 000394 uninterrupted expanded growth - Financial statements as of 6/30/08 have been completed and are available at your request - additional capital is strongly encouraged and welcomed, however with a few changes - new Banyon notes will yield 16% - no personal guarantee. 10/10/08 Clarification to Banyon Joe DeSilva Joe DeSilva PRODG 000393 Banyon will accept one last investment from current LLC Update thru 000394 investors with an 18% APR, all subsequent investments will be at then offered rate 16%. EFTA01106496 Category Date Description To From Bates Nos. Notes 10/30/008 Joe DeSilva Sparveri Joe DeSilva PRODG 000393 See below the two emails I had sent out earlier in F. Preve thru 000394 October directly to the investors - I had a problem with your emails return as undeliverable. PRODG 000395 Banyon Consolidated Financial Statements, thru 000408 Accountants Review Report, Financial Statements, Balance Sheets, Statements of Income, Statements of Income, Changes in Members Equity, Cash Flows, etc. 11/25/08 Banyon and FDIC Grants Joe DeSilva Joe DeSilva PRODG 000409 Once again another reason to rest easy on a very Unlimited Coverage on thru 000410 timely and valuable decision made by each of you - FDIC Accounts NYSBA News Release 11/24/08 - NYSBA praises FDIC for extending deposit insurance to IOLA accounts. 8/7/08 Mutual Nondisclosure PRODG 000411 Between Banyon and Carl Pavano. Agreement thru 000414 Banyon Wire Instructions PRODG 000415 6/1/08 Settlement Funding - A PRODG 000416 High Yield Low Risk thru 000432 Activist Investment Strategy - 6/1/08 Banyon 1030-32, LLC 7/18/08 Banyon Consolidated PRODG 000433 Comparative Statement of thru 000434 Condition 12/31/07 and 6/30/08 / Statement of Income and Expenses Banyon 1030-32, LLC PRODG 000435 Private Funding Background Summary George G. Levin PRODG 000436 Biographical Sketch - EFTA01106497 Category Date Description To From Bates Nos. Notes 12/31/07 Personal Financial PRODG 000437 Statements - George & thru 000438 Gayla Sue Levin as of 3/31/08 8/5/09 Banyon Investment PRODG 000439 Pavano Dynasty Trust I dated 6/13/07 Sparveri, Jr. Confirmation Receipt Trustee Rev. Rul. 2009-22 Table 1 II:11O:11:GG 00000O4400 - Applicable Federal Rates (AFR) for August 2009 8/18/08 Bank of America Wire PRODG 000441 Carl A Pavano's BOA account - $1,000,000.00. Transfer Advice 8/18/08 Letter of Instructions PRODG 000442 wire transfer instructions Sparveri to BOA from Carl Pavano's account - amount $1,000,000.00. 8/18/08 Banyon Investor Work PRODG 000443 Pavano Dynasty Trust dated 6/13/07, Sparveri, Jr. Sheet Trustee. 2/16/09 Certificate of Corporate PRODG 000444 In favor of the Pavano Dynasty Trust dated 6/13/07 Resolutions, Corporate thru 000446 Sparveri, Jr. Trustee Status and Incumbency of Banyon 1030-32, LLC 8/13/09 Promissory Note PRODG 000447 Between Pavano Dynasty Trust dated 6/13/07 (Investor) thru 000451 Sparveri, Jr. Trustee and Banyon/Levin - one million dollars. Replaces Promissory Note 1 for $1,094,240.23 dated 2/14/09. 8/13/09 Security Agreement - PRODG 000452 Between Pavano Dynasty Trust dated 6/13/07 Banyon 1030-32, LLC thru 000471 Sparveri, Jr. Trustee and Banyon/Levin. 8/18/08 Guaranty (George G. IIHILHILHGG 000O44:: IbieettrreeH II:H:0i 11://ir::tyr "H":::HH :11HH:11 H:H..:::: Levin) HY:. 000O44H p ::: IirrssH: Hiull IIHAryinri....e0:int 2 18 09 Banyon Investment HHHHHHHHHGG00001188: HHHHHHHHH 11 Hit:tyHAL: H 11:H11 H H: 11 : HHHHHHH HHH EFTA01106498 Category Date Description To From Bates Nos. Notes Confirmation Receipt Trustee. 2/14/09 Promissory Note PRODG 000481 Between Pavano Dynasty Trust dated 6/13/07 (Investor) Note 1 Thru 000485 Sparveri, Jr. Trustee and Banyon/Levin - $1,094,240.23. Rev. Rul. 2009-5 Table 1- PRODG 000486 Applicable Federal Rates (AFR) for February 2009 2/14/09 Security Agreement - PRODG 000487 Between Pavano Dynasty Trust dated 6/13/07 Banyon 1030-32, LLC Thru 000506 Sparveri, Jr. Trustee and Banyon/Levin. 2/13/09 Banyon Investment PRODG 000507 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Confirmation Receipt Trustee. Time Value - August 2008 PRODG 000508 Applicable Federal Rates & - Rev. Rul. 2008-43 PRODG 000604 8/26/08 Re: Pavano Dynasty Trust Sparveri Chantal Preve PRODG 000509 We did execute the changes immediately, however it - Investments I & II does take a little longer to send you the already reviewed documentation which is enclosed. 8/26/08 Re: Pavano Dynasty Trust Chantal Preve Sparveri PRODG 000509 E-mail thread requesting correction of maturity dates - Investments I & II and confirmation that it was corrected. 8/21/08 Re: Pavano Dynasty Trust Sparveri Chantal Preve PRODG 000510 Both schedules enclosed - Investment #1 received on - Investments I & II F. Preve 8/19 and Investment #2 received on 8/20. 8/26/08 Re: Pavano Dynasty Trust Chantal Preve Sparveri PRODG 000510 I notice both schedules show interest accruing - I - Investments I & II F. Preve requested monthly cash payments on one, and interest to be accrued on the other. 8/18/08 Promissory Note PRODG 000511 One page only - Pavano Dynasty Trust dated 6/13/07 (Investor) Sparveri, Jr. Trustee - One Million Dollars. 8/18/08 Security Agreement - PRODG 000512 Between Pavano Dynasty Trust dated 6/13/07 Banyon 1030-32, LLC thru 000531 Sparveri, Jr. Trustee and Banyon/Levin. 8/18/08 Certificate of Corporate PRODG 000532 In favor of the Pavano Dynasty Trust dated 6/13/07 EFTA01106499 Category Date Description To From Bates Nos. Notes Resolutions, Corporate thru PRODG Sparveri, Jr. Trustee Status and Incumbency of 000534 Banyon 1030-32, LLC 8/5/09 Banyon Investment PRODG 000535 - Pavano Dynasty Trust II dated 6/13/07 Sparveri, Jr. Confirmation and Receipt Trustee Rev. Rul. 2009-22 Table 1 PRODG 000536 - Applicable Federal Rates (AFR) for August 2009 8/20/08 Bank of America Wire PRODG 000537 Carl A Pavano's BOA account - $1,000,000.00. Transfer Advice 8/20/08 Letter of Instructions PRODG 000538 wire transfer instructions from Sparveri to BOA from Carl Pavano's account - amount $1,000,000.00. 8/20/08 Banyon Investor Work PRODG 000539 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Sheet Trustee 2/16/09 Certificate of Corporate PRODG 000540 In favor of the Pavano Dynasty Trust dated 6/13/07 Resolutions, Corporate thru 000542 Sparveri, Jr. Trustee Status and Incumbency of Banyon 1030-32, LLC 8/15/09 Promissory Note PRODG 000543 Between Pavano Dynasty Trust dated 6/13/07 (Investor) thru 000547 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 - Replaces Promissory Note 2 for $1,000,000.00 dated Februa 16, 2009. 8/15/09 Security Agreement - PRODG 000548 Between Pavano Dynasty Trust dated 6/13/07 Banyon 1030-32, LLC thru 000567 S • arveri, Jr. Trustee and Ban on/Levin. 8/20/09 Guaranty (George G. PRODG 000568 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Levin) thru 000575 Trustee. 2/18/09 Banyon Investment PRODG 000576 Pavano Dynasty Trust II dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee. EFTA01106500 Category Date Description To From Bates Nos. Notes 8/15/09 Promissory Note PRODG 000577 Between Pavano Dynasty Trust dated 6/13/07 (Investor) Note 2 thru 000581 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 Rev. Rul. 2009-5 Table 1- PRODG 000582 Applicable Federal Rates (AFR) for February 2009 2/16/09 Security Agreement - PRODG 000583 Between Pavano Dynasty Trust dated 6/13/07 Banyon 1030-32, LLC thru 000602 Sparveri, Jr. Trustee and Banyon/Levin. 2/20/09 Banyon Investment PRODG 000603 Pavano Dynasty Trust II dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee 8/20/08 Promissory Note PRODG 000605 One page only - Pavano Dynasty Trust dated 6/13/07 (Investor) Sparveri, Jr. Trustee - One Million Dollars. 8/20/08 Security Agreement - PRODG 000606 Between Pavano Dynasty Trust dated 6/13/07 Banyon 1030-32, LLC thru 000625 Sparveri, Jr. Trustee and Banyon/Levin. 8/19/08 Certificate of Corporate PRODG 000626 In favor of the Pavano Dynasty Trust dated 6/13/07 Resolutions, Corporate thru 000628 Sparveri, Jr. Trustee Status and Incumbency of Banyon 1030-32, LLC 10/26/09 Banyon Investment PRODG 000629 Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee 10/26/09 Re: Pavano III Rollover Sparveri Chantal Preve PRODG 00630 enclosed the investment schedule of Pavano's III rollover - has been entered in the system for the monthly interest payment. 11/6/09 Re: Pavano III Rollover Chantal Preve Sparveri PRODG 000630 Please wire the $1,000,000 principal for this note which F. Preve matured on 10/25/09. Joe DeSilva 10/26/09 Banyon Investment PRODG 000632 Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee Rev. Rul. 2009-33 Table 1 PRODG 000633 - Applicable Federal EFTA01106501 Category Date Description To From Bates Nos. Notes Rates (AFR) for October 2009 4/20/09 Banyon Investment PRODG 00634 Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee Time Value - October PRODG 000635 2008 Applicable Federal Rates - Rev. Rul. 2008-49 10/31/08 Bank of America Wire PRODG 000636 Carl Pavano's BOA account - $1,000,000.00. transfer Advice 10/31/08 Letter of Instructions PRODG 000637 wire transfer instructions from Sparveri to BOA from Carl Pavano's account - amount $1,000,000.00. 10/31/08 Pavano Trust Sparveri F. Preve PRODG 000638 received wire. Chantal Preve 10/31/08 Banyon 1030-32, LLC PRODG 000639 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Private Funding Offering thru 000640 Trustee - Note # 3. / Investor Work Sheet 10/31/08 Investor Certification PRODG 000641 Between Banyon & Joseph W. Sparveri, Jr., Trustee. thru 000642 4/20/09 Pavano Dynasty Trust III Sparveri Chantal Preve PRODG 000643 I am sending the Promissory Note Renewal for $1M Rollover dated F. Preve $1,000,000.00 dated 4/28/09. 4/28/09 Joe DeSilva 4/28/09 Promissory Note PRODG 000644 Between Pavano Dynasty Trust III dated 6/13/07 (Investor) thru 000648 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 - Replaces Promissory Note for $1,000,000.00 dated October 30, 2009. 4/28/09 Security Agreement - PRODG 000649 Between Pavano Dynasty Trust III dated 6/13/07 Banyon 1030-32„ LLC thru 000668 Sparveri, Jr. Trustee and Banyon/Levin. 10/31/08 Banyon Investment PRODG 000669 Pavano Dynasty Trust III dated 6/13/07 Sparveri, Jr. Confirmation Receipt Trustee EFTA01106502 Category Date Description To From Bates Nos. Notes 10/30/08 Promissory Note PRODG 000670 Between Pavano Dynasty Trust dated 6/13/07 (Investor) Note 3 thru 000674 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00. 10/30/08 Security Agreement - PRODG 000675 Between Pavano Dynasty Trust dated 6/13/07 Banyon 1030-32„ LLC thru 000694 Sparveri, Jr. Trustee and Ban on Levin. 10/28/08 Certificate of Corporate PRODG 000695 In favor of the Pavano Dynasty Trust dated 6/13/07 Resolutions, Corporate thru 000697 Sparveri, Jr. Trustee Status and Incumbency of Banyon 1030-32, LLC 6/1/09 Banyon Investment PRODG 000701 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee. 5/31/09 Promissory Note IV PRODG 000702 Between Pavano Dynasty Trust dated 6/13/07 (Investor) thru 000706 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 - Replaces Promissory Note for $1,000,000.00 dated December 2, 2008. 5/29/09 Banyon Investment PRODG 000707 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee. 12/2/08 Banyon 1030-32, LLC PRODG 000708 Register - Investor Liability Investment - Payee Pavano Dynasty IV - Gibraltar account - $1,000,000.00. Time Value - December PRODG 000709 2008 Applicable Federal Rates - Rev. Rul. 2008-53 12/2/08 Bank of America Wire PRODG 000710 Carl Pavano's BOA account - $1,000,000.00. Transfer Advice 12/2/08 Letter of Instructions PRODG 000711 wire transfer instructions from Sparveri to BOA from EFTA01106503 Category Date Description To From Bates Nos. Notes Carl Pavano's account - amount $1,000,000.00. 12/2/08 Code Green Wire sent for Jodie E. Kevetos Suzanne Hill on PRODG 000712 Email thread regarding the processing of incoming Carl A. Pavano - Barbara L. Freeman Behalf of wire in the amount of $1,000,000.00 from Pavano's Reference USTWiresTempe BOA account from Bank and Banyon personnel. 081202091050082 12/2/08 Banyon 1030-32, LLC PRODG 000713 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Private Funding Offering thru 000714 Trustee. / Investor Work Sheet 12/2/08 Investor Certification PRODG 000715 Between Banyon & Joseph W. Sparveri, Jr., Trustee. thru 000716 5/31/09 Security Agreement - PRODG 000717 Between Pavano Dynasty Trust dated 6/13/07 Banyon 1030-32, LLC thru 000736 S • arveri, Jr. Trustee and Ban on Levin. 5/31/09 Banyon Investment PRODG 000737 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee. 5/11/09 Banyon Notes Maturities Sparveri Joe DeSilva PRODG 000738 provide Chantal with update on intended future of - May 2009 Chantal Preve the below notes - Shawn LaBonte, LaBonte I, and F. Preve Pavano D . IV. 5/11/09 Banyon Notes Maturities Joe DeSilva Sparveri PRODG 000738 wire$ 81K of interest, rollover the $1M for additional - May 2009 Chantal Preve 180 days, etc. F. Preve 12/2/08 Promissory Note PRODG 000739 Between Pavano Dynasty Trust dated 6/13/07 (Investor) Note 4 thru 000743 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 12/2/08 Security Agreement - PRODG 000744 Between Pavano Dynasty Trust dated 6/13/07 Banyon 1030-32, LLC thru 000763 Sparveri, Jr. Trustee and Banyon/Levin. 12/2/08 Certificate of Corporate PRODG 000764 In favor of the Pavano Dynasty Trust dated 6/13/07 Resolutions, Corporate thru 000766 Sparveri, Jr. Trustee. Status and Incumbency of Banyon 1030-32, LLC 7 2 09 Banyon Investment PRODG 000767 Pavano • nas Trust V dated 6 13 07 S.arveri, Jr. EFTA01106504 Category Date Description To From Bates Nos. Notes Confirmation & Receipt Trustee. Rev. Rul. 2009-20 Table 1 PRODG 000768 - Applicable Federal Rates (AFR) for July 2009 7/8/09 Promissory Note PRODG 000769 Between Pavano Dynasty Trust V dated 6/13/07 (Investor) thru 000773 Sparveri, Jr. Trustee and Banyon/Levin - $1,000,000.00 - Replaces Promissory Note V for $1,000,000.00 dated January 9, 2009. 7/8/09 Security Agreement - PRODG 000774 Between Pavano Dynasty Trust V dated 6/13/07 Banyon 1030-32, LLC thru 000793 Sparveri, Jr. Trustee and Banyon/Levin. 1/9/09 Banyon 1030-32, LLC PRODG 000794 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Private Funding Offering thru 000795 Trustee - Note # 5. / Investor Work Sheet 1/9/09 Investor Certification PRODG 000796 Between Banyon & Joseph W. Sparveri, Jr., Trustee. thru 000797 1/9/09 Banyon 1030-32, LLC PRODG 000798 Register - Investor Liability Investment - Payee Pavano Dynasty V - Gibraltar account - $1,000,000.00. 1/9/09 Bank of America Wire PRODG 000799 Carl Pavano's BOA account - $1,000,000.00. Transfer Advice 1/9/08 Letter of Instructions wire transfer instructions from Sparveri to BOA from Carl Pavano's account - amount $1,000,000.00. 1/9/09 Receipt of $1M Wire Sparveri Chantal Preve PRODG 000801 Confirm receipt of $1M wire transfer today. Transfer 7/8/09 Banyon Investment PRODG 000802 Pavano Dynasty Trust IV dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee. EFTA01106505 Category Date Description To From Bates Nos. Notes 1/9/09 Promissory Note PRODG 000803 Between Pavano Dynasty Trust V dated 6/13/07 (Investor) Note V thru 000807 Sparveri, Jr. Trustee and Banyon/Levin - & $1,000,000.00. PRODG 000808 thru 000812 7/9/09 Pavano IV Sparveri Chantal Preve PRODG 000813 Email thread regarding an interest payment due on 7/8/09 and response clarification from Chantal Preve regarding payment dates. Rev. Rul. 2009-1 Table 1- PRODG 000814 Applicable Federal Rates (AFR) for January 2009 1/9/09 Security Agreement - PRODG 000815 Between Pavano Dynasty Trust V dated 6/13/07 Banyon 1030-32, LLC Thru 000834 Sparveri, Jr. Trustee and Banyon/Levin. 1/9/09 Certificate of Corporate PRODG 000835 In favor of the Pavano Dynasty Trust V dated 6/13/07 Resolutions, Corporate thru 000837 Sparveri, Jr. Trustee. Status and Incumbency of Banyon 1030-32, LLC 9/24/09 Banyon Investment PRODG 000838 Pavano Dynasty Trust VI dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee. Rev. Rul. 2009-29 Table 1 PRODG 000839 - Applicable Federal Rates (AFR) for September 2009 9/29/09 Promissory Note PRODG 000840 Between Pavano Dynasty Trust VI dated 6/13/07 (Investor) thru 000844 Sparveri, Jr. Trustee and Banyon/Levin - $2,000,000.00 - Replaces Promissory Note for $2,000,000.00 dated i_kpril 2, 2009. 9/29/09 Security Agreement - PRODG 000845 Between Pavano Dynasty Trust VI dated 6/13/07 Banyon 1030-32, LLC thru 000864 Sparveri, Jr. Trustee and Banyon/Levin. EFTA01106506 Category Date Description To From Bates Nos. Notes 4/2/09 Bank of America Wire PRODG 000865 Carl Pavano's BOA account - $2,000,000.00. Transfer Advice 4/2/09 Letter of Instructions PRODG 000866 wire transfer instructions from Sparveri to BOA from Carl Pavano's account - amount $2,000,000.00. 4/2/09 Banyon 1030-32, LLC PRODG 000867 Pavano Dynasty Trust dated 6/13/07 Sparveri, Jr. Private Funding Offering thru 000868 Trustee. / Investor Work Sheet 4/2/09 Investor Certification PRODG 000869 Between Banyon & Joseph W. Sparveri, Jr., Trustee. thru 000871 4/2/09 Certificate of Corporate PRODG 000872 In favor of the Pavano Dynasty Trust VI dated Resolutions, Corporate thru 000874 6/13/07 Sparveri, Jr. Trustee. Status and Incumbency of Banyon 1030-32, LLC 4/2/09 Limited Recourse PRODG 000875 Between the Pavano Dynasty Trust VI dated 6/13/07 Obligations Guaranty thru 000883 Sparveri Jr., Trustee and Banyon/Levin. 4/3/09 Banyon Investment PRODG 000884 Pavano Dynasty Trust VI dated 6/13/07 Sparveri, Jr. Confirmation & Receipt Trustee. 4/3/09 Pavano VI Sparveri Chantal Preve PRODG 000885 Maturity date is 180 days and that date is 9/29/09 F. Preve exactly - Schedule attachment is not attached. Rev. Rul. 2009-10 Table 1 PRODG 000886 - Applicable Federal Rates (AFR) for April 2009 4/2/09 Promissory Note - Note PRODG 000887 Between Pavano Dynasty Trust VI dated 6/13/07 VI thru 000891 Sparveri, Jr. Trustee and Banyon/Levin - $2,000,000.00. 4/2/09 Security Agreement - PRODG 000892 Between Pavano Dynasty Trust VI dated 6/13/07 Banyon 1030-32, LLC thru 000911 Sparveri, Jr. Trustee and Banyon/Levin. EFTA01106507 Category Date Description To From Bates Nos. Notes PROD PRODH Ira Sochet / Rothstein PRODM 000001 Timeline - from thru 000002 February 2009 - & November 2009 PRODM 000018 thru 000019 3/20/09 Re: Rothstein Scott Rothstein Jennifer PRODM 000003 TD Bank correspondence enclosing balance statements Rosenfeldt Adler PA Kerstetter thru 000008 for RRA Trust Accounts - CK Display Account Trust Accounts & Printouts from Geshem LLC with account balance PRODM 000020 information pertaining to accounts: thru 000025 & PRODM 000042 thru 000046 & PRODM 000080 thru 000085 EFTA01106508 Category Date Description To From Bates Nos. Notes Marked as Exhibit A. 8/25/09 Re: Account Number Frank Spinosa - TD Bank Scott Rothstein PRODM 000009 Correspondence regarding irrevocably restricting the & account and instructions regarding same - Marked at PRODM 000026 Exhibit B. Revocable Inter Vivos Trust, Trust Account 9/16/09 Re: Account No. Frank Spinosa - TD Bank Scott Rothstein PRODM 000010 Correspondence regarding irrevocably restricting the 6861255567 RRA SL2 - & account and instructions regarding same - Marked at Ira Sochet Rev. Inter PRODM 000027 Exhibit C. Vivos Trust 9/17/09 Re: Rothstein Scott Rothstein Matthew PRODM 000011 TD Bank Correspondence enclosin balance Rosenfeldt Adler PA Brennan & statements for RRA Trust accounts: Trust Accounts PRODM 000028 - CK Display Account thru 000031 Printouts with account balance information pertaining & to accounts: PRODM 000038 thru 000041 & PRODM 000076 thru 000079 Statements attached to 000028 - Marked as Exhibit D. 9/18/09 Re: Account No. RRA Frank Spinosa - PRODM 000012 Correspondence regarding irrevocably restricting the TD Bank & account and instructions regarding same - Marked at Ira Sochet Rev. Inter PRODM 000032 Exhibit E. Vivos Trust & PRODM 000037 & PRODM 000075 10/21/09 Locked escrow account Scott Rothstein Michael PRODM 000013 consolidate both of Sochet's restricted accounts into EFTA01106509 Category Date Description To From Bates Nos. Notes Ira Sochet Szafranski - & the account ending in Marked as Exhibit F. Onyx Capital PRODM 000033 PRODM 000014 TD Bank Business Cards for Frank A. Spinosa, & Regional Vice President and Rosanne Caretsky, PRODM 000034 Assistant Vice President - Marked as Exhibit G. 10/21/09 Re: Account number RRA Frank Spinosa - PRODM 000015 Corres - lance in RRA-IS Trust (locked TD Bank & account is $138,277,857.13 - Marked at Trust PRODM 000035 Exhibit H. & PRODM 000036 & PRODM 000074 Statement of Events PRODM 000016 Ira Sochet's detailed statement on how he met Michael from Ira Sochet thru 000017 Szafranski, and ultimately came to business dealings with Szafranski & Scott Rothstein. 1/4/03 Agreement of Limited PRODM 000047 Partnership of Investors thru 000073 Risk Advantage, LP as of January 4, 2003 8/7/09 Confidential Settlement PRODM 000086 REDACTED Agreement between Sochet and RRA Agreement and General thru 000095 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA S107 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5107 Ira Sochet Inter Vivos Scott Rothstein PRODM 000096 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note PRODM 000097 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000098 Between Sochet and RRA. EFTA01106510 Category Date Description To From Bates Nos. Notes Assignment /Purchase thru 000101 of Settlement Proceeds - RRA-5107 8/7/09 Sale and Transfer PRODM 000102 Sochet & RRA. Agreement is Redacted. Agreement - RRA-5107 thru 000109 8/7/09 Sale and Transfer PRODM 000110 Sochet & RRA. Agreement is Redacted. Agreement - RRA-5107 thru 000116 Rothstein Rosenfeldt PRODM 000117 Redacted Adler Authority to thru 000120 Represent - Contract of Employment 9/16/09 Confidential Settlement PRODM 000121 REDACTED Agreement between Sochet and RRA Agreement and General thru 000130 total amount $13,100,000.00 - $10,000,000.00 as Release - RRA 5148 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 9/16/09 Re: Case No. RRA 5148 Ira Sochet Inter Vivos Scott Rothstein PRODM 000131 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $10,000,000.00. 9/16/09 Promissory Note - - PRODM 000132 RRA to pay $5,000,000.00 plus fees to Ira Sochet Inter RRA S148 Vivos Trust. Acknowledgement of PRODM 000133 Between Sochet and RRA - $5,000,000.00. Assignment /Purchase thru 000137 of Settlement Proceeds - RRA 5148 9/16/09 Sale and Transfer PRODM 000138 Sochet & RRA. Agreement is Redacted. Agreement - RRA 5148 thru 000145 9/16/09 Sale and Transfer PRODM 000146 Sochet & RRA. Agreement is Redacted. Agreement - RRA 5147 thru 000152 Rothstein Rosenfeldt PRODM 000153 Redacted EFTA01106511 Category Date Description To From Bates Nos. Notes Adler Authority to thru 000156 Represent - Contract of Em • lo ment 8/7/09 Confidential Settlement PRODM 000157 REDACTED Agreement between Sochet and RRA Agreement and General thru 000166 total amount $1,890,000.00 - $1,400,000.00 as Release - - RRA 5104 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5104 Ira Sochet Inter Vivos Scott Rothstein PRODM 000167 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - RRA PRODM 000168 RRA to pay $800,000.00 plus fees to Ira Sochet Inter 5104 Vivos Trust. Acknowledgement of PRODM 000169 Between Sochet and RRA - $800,000.00. Assignment /Purchase Thru 000173 of Settlement Proceeds - RRA 5104 8/7/09 Sale and Transfer PRODM 000174 Sochet & RRA. Agreement is Redacted. A: • ement - RRA 5104 Thru 000181 8/7/09 Sale and Transfer PRODM 000182 Sochet & RRA. Agreement is Redacted. Agreement - RRA 5104 Thru 000188 Rothstein Rosenfeldt PRODM 000189 Redacted Adler Authority to Thru 000192 Represent - Contract of Employment Sochet / RRA 62916- PRODM 000193 List of files by Categories - contains control numbers 0001 Thru 000195 and Bates Numbers. & PRODM 000193 thru 000195 EFTA01106512 Category Date Description To From Bates Nos. Notes 2/24/09 Confidential Settlement PRODM 000197 REDACTED Agreement between Sochet and RRA Agreement and General Thru 000205 total amount $2,010,000.00 - $1,500,000.00 as Release - - RRA S1 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S1 Ira Sochet Inter Vivos Scott Rothstein PRODM 000206 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,500,000.00. 2/24/09 Promissory Note - S1 PRODM 000207 RRA to pay $1,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 000208 Redacted incoming wire in the amount of $2010000.00 Acknowledgement of PRODM 000209 Between Sochet and RRA - $1,000,000.00. Assignment /Purchase Thru 000213 of Settlement Proceeds -RRA S1 2/24/09 Sale and Transfer PRODM 000214 Sochet & RRA. Agreement is Redacted. A ement - RRA S1 Thru 000221 2/24/09 Sale and Transfer PRODM 000222 Sochet & RRA. Agreement is Redacted. A ement - RRA S1 Thru 000228 8/7/09 Confidential Settlement PRODM 000229 REDACTED Agreement between Sochet and RRA Agreement and General Thru 000238 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5103 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5103 Ira Sochet Inter Vivos Scott Rothstein PRODM 000239 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 9/7/09 Promissory Note - S103 PRODM 000240 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000241 Between Sochet and RRA - $800,000.00. EFTA01106513 Category Date Description To From Bates Nos. Notes Assignment /Purchase Thru 000245 of Settlement Proceeds - RRA 5103 8/7/09 Sale and Transfer PRODM 000246 Sochet & RRA. Agreement is Redacted Agreement - RRA 5103 Thru 000253 8/7/09 Sale and Transfer PRODM 000254 Sochet & RRA. Agreement is Redacted. Agreement - RRA 5103 Thru 000260 Rothstein Rosenfeldt PRODM 000261 Redacted Adler Authority to Thru 000264 Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000265 REDACTED Agreement between Sochet and RRA Agreement and General Thru 000274 total amount $1,890,000.00 - $1,400,000.00 as Release -- RRA 5114 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5114 Ira Sochet Inter Vivos Scott Rothstein PRODM 000275 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. Acknowledgement of PRODM 000169 Between Sochet and RRA - $800,000.00. Assignment /Purchase thru 000173 of Settlement Proceeds - RRA 5104 8/7/09 Sale and Transfer PRODM 000174 Sochet & RRA. Agreement is Redacted Agreement - RRA 5104 thru 000181 8/7/09 Sale and Transfer PRODM 000182 Sochet & RRA. Agreement is Redacted Agreement - RRA 5104 thru 000188 Rothstein Rosenfeldt PRODM 000189 Redacted Adler Authority to thru 000192 Represent - Contract of EFTA01106514 Category Date Description To From Bates Nos. Notes Employment 2/24/09 Confidential Settlement PRODM 000196 REDACTED Agreement between Sochet and RRA Agreement and General thru 000205 total amount $2,010,000.00 - $1,500,000.00 as Release - - RRA S1 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S1 PRODM 000206 Correspondence regarding the Assignment of Settlement proceeds in the amount of $1,500,000.00. 2/24/09 Promissory Note - S1 PRODM 000207 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 000208 incoming wire in the amount of $2010000.00 Acknowledgement of PRODM 000209 Between Sochet and RRA - $1,000,000.00. Assignment /Purchase Thru 000213 of Settlement Proceeds - RRA S1 2/24/09 Sale and Transfer PRODM 000214 Sochet & RRA. Agreement is Redacted Agreement - RRA S1 Thru 000221 2/24/09 Sale and Transfer PRODM 000222 Sochet & RRA. Agreement is Redacted Agreement - RRA S1 Thru 000228 8/7/09 Confidential Settlement PRODM 000229 REDACTED Agreement between Sochet and RRA Agreement and General Thru 000238 total amount $1,890,000.00 - $1,400,000.00 as Release - - RRA 5103 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5103 Ira Sochet Inter Vivos Scott Rothstein PRODM 000239 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - S103 PRODM 000240 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106515 Category Date Description To From Bates Nos. Notes Acknowledgement of PRODM 000241 Between Sochet and RRA - $800,000.00. Assignment /Purchase Thru 000245 of Settlement Proceeds - RRA 5103 8/7/09 Sale and Transfer PRODM 000246 Sochet & RRA. Agreement is Redacted Agreement - RRA 5103 Thru 000253 8/7/09 Sale and Transfer PRODM 000254 Sochet & RRA. Agreement is Redacted Agreement - RRA 5103 Thru 000260 Rothstein Rosenfeldt PRODM 000261 Redacted Adler Authority to Thru 000264 Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000265 REDACTED Agreement between Sochet and RRA Agreement and General Thru 000274 total amount $1,890,000.00 - $1,400,000.00 as Release - - RRA 5114 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5114 Ira Sochet Inter Vivos Scott Rothstein PRODM 000275 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5114 PRODM 000276 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Promissory Note - 5114 PRODM 000277 Between Sochet and RRA - $800,000.00. Thru 000281 8/7/09 Sale and Transfer PRODM 000282 Sochet & RRA. Agreement is Redacted Agreement - RRA 5114 Thru 000289 8/7/09 Sale and Transfer PRODM 000290 Sochet & RRA. Agreement is Redacted Agreement - RRA 5114 Thru 000296 Rothstein Rosenfeldt PRODM 000297 Redacted Adler Authority to Thru 000300 EFTA01106516 Category Date Description To From Bates Nos. Notes Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000301 REDACTED Agreement between Sochet and RRA Agreement and General Thru 000310 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5105 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5105 Ira Sochet Inter Vivos Scott Rothstein PRODM 000311 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - S105 PRODM 000312 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000313 Between Sochet and RRA - $800,000.00. Assignment /Purchase Thru 000317 of Settlement Proceeds - RRA 5104 8/7/09 Sale and Transfer PRODM 000318 Sochet & RRA. Agreement is Redacted Agreement - RRA 5105 Thru 000325 8/7/09 Sale and Transfer PRODM 000326 Sochet & RRA. Agreement is Redacted Agreement - RRA 5105 Thru 000332 Rothstein Rosenfeldt PRODM 000333 Redacted Adler Authority to Thru 000336 Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000337 REDACTED Agreement between Sochet and RRA Agreement and General Thru 000346 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5106 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5106 Ira Sochet Inter Vivos Scott Rothstein PRODM 000347 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. EFTA01106517 Category Date Description To From Bates Nos. Notes 8/7/09 Promissory Note - S106 PRODM 000348 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000349 Between Sochet and RRA - $800,000.00. Assignment /Purchase Thru 000353 of Settlement Proceeds - RRA 5106 8/7/09 Sale and Transfer PRODM 000354 Sochet & RRA. Agreement is Redacted Agreement - RRA 5106 Thru 000360 8/7/09 Sale and Transfer PRODM 000362 Sochet & RRA. Agreement is Redacted Agreement - RRA 5106 Thru 000368 Rothstein Rosenfeldt PRODM 000369 Redacted Adler Authority to Thru 000373 Represent - Contract of Employment 4/27/09 Confidential Settlement PRODM 000374 REDACTED Agreement between Sochet and RRA Agreement and General Thru 000383 total amount $1,620,000.00 - $1,200,000.00 as Release - RRA S13 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 4/27/09 Re: Case No. RRA 5106 Ira Sochet Inter Vivos Scott Rothstein PRODM 000384 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $300,000.00. 4/27/09 Promissory Note - PRODM 000385 RRA to pay $200,000.00 plus fees to Ira Sochet Inter S13(A) Vivos Trust. Acknowledgement of PRODM 000386 Between Sochet and RRA - $200,000.00. Assignment /Purchase thru 000390 of Settlement Proceeds - RRA 513(A) 4/27/09 Sale and Transfer PRODM 000391 Sochet & RRA. Agreement is Redacted Agreement - RRA thru 000398 EFTA01106518 Category Date Description To From Bates Nos. Notes S13(A) 4/27/09 Sale and Transfer PRODM 000399 Sochet & RRA. Agreement is Redacted Agreement - RRA thru 000405 S13(A) Rothstein Rosenfeldt PRODM 000406 Redacted Adler Authority to thru 000409 Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000410 REDACTED Agreement between Sochet and RRA Agreement and General thru 000419 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5108 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5108 Ira Sochet Inter Vivos Scott Rothstein PRODM 000420 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - PRODM 000421 RRA to pay $800,000.00 plus fees to Ira Sochet Inter S1308 Vivos Trust. Acknowledgement of PRODM 000422 Between Sochet and RRA - $800,000.00. Assignment /Purchase thru 000426 of Settlement Proceeds - RRA S108 8/7/09 Sale and Transfer PRODM 000427 Sochet & RRA. Agreement is Redacted Agreement - RRA 5108 thru 000434 8/7/09 Sale and Transfer PRODM 000435 Sochet & RRA. Agreement is Redacted Agreement - RRA 5108 thru 000441 Rothstein Rosenfeldt PRODM 000442 Redacted Adler Authority to thru 000445 Represent - Contract of Employment EFTA01106519 Category Date Description To From Bates Nos. Notes 8/7/09 Confidential Settlement PRODM 000446 REDACTED Agreement between Sochet and RRA Agreement and General thru 000455 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5109 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5109 Ira Sochet Inter Vivos Scott Rothstein PRODM 000456 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - PRODM 000457 RRA to pay $800,000.00 plus fees to Ira Sochet Inter 51309 Vivos Trust. Acknowledgement of PRODM 000458 Between Sochet and RRA - $800,000.00. Assignment /Purchase thru 000462 of Settlement Proceeds - RRA S109 8/7/09 Sale and Transfer PRODM 000463 Sochet & RRA. Agreement is Redacted Agreement - RRA 5109 thru 000470 8/7/09 Sale and Transfer PRODM 000471 Sochet & RRA. Agreement is Redacted Agreement - RRA Si® thru 000477 Rothstein Rosenfeldt PRODM 000478 Redacted Adler Authority to thru 000481 Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000482 REDACTED Agreement between Sochet and RRA Agreement and General thru 000491 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5110 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5110 Ira Sochet Inter Vivos Scott Rothstein PRODM 000492 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5110 PRODM 000493 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106520 Category Date Description To From Bates Nos. Notes Acknowledgement of PRODM 000494 Between Sochet and RRA - $800,000.00. Assignment /Purchase thru 000498 of Settlement Proceeds - RRA 5110 8/7/09 Sale and Transfer PRODM 000499 Sochet & RRA. Agreement is Redacted A: • ement - RRA 5110 thru 000506 8/7/09 Sale and Transfer PRODM 000507 Sochet & RRA. Agreement is Redacted Agreement - RRA 5110 thru 000513 Rothstein Rosenfeldt PRODM 000514 Redacted Adler Authority to thru 000517 Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000518 REDACTED Agreement between Sochet and RRA Agreement and General thru 000527 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5111 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5111 Ira Sochet Inter Vivos Scott Rothstein PRODM 000528 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - S111 PRODM 000529 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000530 Between Sochet and RRA - $800,000.00. Assignment /Purchase thru 000534 of Settlement Proceeds - RRA S111 8/7/09 Sale and Transfer PRODM 000535 Sochet & RRA. Agreement is Redacted A: • ement - RRA 5111 thru 000542 8/7/09 Sale and Transfer PRODM 000543 Sochet & RRA. Agreement is Redacted Agreement - RRA 5111 thru 000549 EFTA01106521 Category Date Description To From Bates Nos. Notes Rothstein Rosenfeldt PRODM 000550 Redacted Adler Authority to thru 0005553 Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000554 REDACTED Agreement between Sochet and RRA Agreement and General thru 000563 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5115 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5115 Ira Sochet Inter Vivos Scott Rothstein PRODM 000564 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5115 PRODM 000565 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000566 Between Sochet and RRA - $800,000.00. Assignment /Purchase thru 000570 of Settlement Proceeds - RRA 5115 8/7/09 Sale and Transfer PRODM 000571 Sochet & RRA. Agreement is Redacted Agreement - RRA 5115 thru 000578 8/7/09 Sale and Transfer PRODM 000579 Sochet & RRA. Agreement is Redacted Agreement - RRA 5115 thru 000585 Rothstein Rosenfeldt PRODM 000586 Redacted Adler Authority to thru 000589 Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000590 REDACTED Agreement between Sochet and RRA Agreement and General thru 000599 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5113 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. EFTA01106522 Category Date Description To From Bates Nos. Notes 8/7/09 Re: Case No. RRA 5113 Ira Sochet Inter Vivos Scott Rothstein PRODM 000600 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5113 PRODM 000601 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000602 Between Sochet and RRA - $800,000.00. Assignment /Purchase thru 000606 of Settlement Proceeds - RRA S113 8/7/09 Sale and Transfer PRODM 000607 Sochet & RRA. Agreement is Redacted Agreement - RRA 5113 thru 000614 8/7/09 Sale and Transfer PRODM 000615 Sochet & RRA. Agreement is Redacted Agreement - RRA 5113 thru 000621 Rothstein Rosenfeldt PRODM 000622 Redacted Adler Authority to thru 000625 Represent - Contract of Employment 9/24/09 Confidential Settlement PRODM 000626 REDACTED Agreement between Sochet and RRA Agreement and General thru 000635 total amount $13,100,000.00 - $10,000,000.00 as Release - RRA 5152 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 9/24/09 Re: Case No. RRA 5152 Ira Sochet Inter Vivos Scott Rothstein PRODM 000636 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $10,000,000.00. 9/24/09 Promissory Note - S152 PRODM 000637 RRA to pay $5,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000638 Between Sochet and RRA - $5,000,000.00. Assignment /Purchase thru 000642 of Settlement Proceeds - RRA S152 EFTA01106523 Category Date Description To From Bates Nos. Notes 9/24/09 Sale and Transfer PRODM 000643 Sochet & RRA. Agreement is Redacted Agreement - RRA 5152 thru 000650 9/24/09 Sale and Transfer PRODM 000651 Sochet & RRA. Agreement is Redacted Agreement - RRA 5152 thru 000657 Rothstein Rosenfeldt PRODM 000658 Redacted Adler Authority to thru 000661 Represent - Contract of Employment 8/7/09 Confidential Settlement PRODM 000662 REDACTED Agreement between Sochet and RRA Agreement and General thru 000671 total amount $1,890,000.00 - $1,400,000.00 as Release - RRA 5116 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 8/7/09 Re: Case No. RRA 5116 Ira Sochet Inter Vivos Scott Rothstein PRODM 000672 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,400,000.00. 8/7/09 Promissory Note - 5116 PRODM 000673 RRA to pay $800,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000674 Between Sochet and RRA - $800,000.00. Assignment /Purchase thru 000678 of Settlement Proceeds - RRA 5116 8/7/09 Sale and Transfer PRODM 000679 Sochet & RRA. Agreement is Redacted Agreement - RRA 5116 thru 000686 8/7/09 Sale and Transfer PRODM 000687 Sochet & RRA. Agreement is Redacted Agreement - RRA 5116 thru 000693 Rothstein Rosenfeldt PRODM 000694 Redacted Adler Authority to thru 000697 Represent - Contract of Employment EFTA01106524 Category Date Description To From Bates Nos. Notes 7/27/09 Confidential Settlement PRODM 000698 REDACTED Agreement between Sochet and RRA Agreement and General thru 000707 total amount $1,242,000.00 - $900,000.00 as Release - RRA 575 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S75 Ira Sochet Inter Vivos Scott Rothstein PRODM 000708 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S75 PRODM 000709 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - 575 PRODM 000710 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000711 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 000715 of Settlement Proceeds - RRA 575 7/27/09 Sale and Transfer PRODM 000716 Sochet & RRA. Agreement is Redacted Agreement - RRA S75 thru 000723 7/27/09 Sale and Transfer PRODM 000724 Sochet & RRA. Agreement is Redacted Agreement - RRA S75 thru 000730 Rothstein Rosenfeldt PRODM 000731 Redacted Adler Authority to thru 000734 Represent - Contract of Employment 4/27/09 Confidential Settlement PRODM 000735 REDACTED Agreement between Sochet and RRA Agreement and General thru 000744 total amount $2,466,000.00 - $1,800,000.00 as Release - RRA S14 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 4/27/09 Re: Case No. RRA 514 Ira Sochet Inter Vivos Scott Rothstein PRODM 000745 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,800,000.00. EFTA01106525 Category Date Description To From Bates Nos. Notes 7/27/09 Promissory Note - S14 PRODM 000746 RRA to pay $1,200,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 000747 Between Sochet and RRA - $1,200,000.00. Assignment /Purchase thru 000751 of Settlement Proceeds - RRA S14 4/27/09 Sale and Transfer PRODM 000752 Sochet & RRA. Agreement is Redacted Agreement - RRA S14 thru 000759 4/27/09 Sale and Transfer PRODM 000760 Sochet & RRA. Agreement is Redacted Agreement - RRA S14 thru 000766 Rothstein Rosenfeldt PRODM 000767 Redacted Adler Authority to thru 000770 Represent - Contract of Employment 6/26/09 Promissory Note - S36 PRODM 000771 RRA to pay $1,100,000.00 plus fees to Ira Sochet Inter Vivos Trust. 9/16/09 Confidential Settlement PRODM 000772 REDACTED Agreement between Sochet and RRA Agreement and General thru 000781 total amount $13,100,000.00 - $10,000,000.00 as Release - RRA 5147 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 9/16/09 Re: Case No. RRA 5147 Ira Sochet Inter Vivos Scott Rothstein PRODM 000782 Correspondence regarding the Assignment of Trust & Settlement proceeds in the amount of $10,000,000.00. PRODM 000783 9/16/09 Promissory Note - S147 PRODM 000784 RRA to pay $5,000,000.00 plus fees to Ira Sochet Inter & Vivos Trust. PRODM 000785 Acknowledgement of PRODM 000786 Between Sochet and RRA - $5,000,000.00. Assignment /Purchase thru 000790 EFTA01106526 Category Date Description To From Bates Nos. Notes of Settlement Proceeds - RRA 5147 9/16/09 Sale and Transfer PRODM 000791 Sochet & RRA. Agreement is Redacted Agreement - RRA 5147 thru 000798 9/16/09 Sale and Transfer PRODM 000799 Sochet & RRA. Agreement is Redacted Agreement - RRA 5147 thru 000805 Rothstein Rosenfeldt PRODM 000806 Redacted Adler Authority to thru 000810 Represent - Contract of & Employment PRODM 000811 thru 000814 2/24/09 Confidential Settlement PRODM 000815 REDACTED Agreement between Sochet and RRA Agreement and General thru 000824 total amount $2,010,000.00 - $1,500,000.00 as Release - RRA S3 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S3 Ira Sochet Inter Vivos Scott Rothstein PRODM 000825 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,500,000.00. 2/24/09 Promissory Note - S3 PRODM 000826 RRA to pay $1,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 000827 Redacted incoming wire in the amount of $2010000.00 Acknowledgement of PRODM 000828 Between Sochet and RRA - $1,000,000.00. Assignment /Purchase thru 000831 of Settlement Proceeds -RRA S3 2/24/09 Sale and Transfer PRODM 000832 Sochet & RRA. Agreement is Redacted Agreement - RRA S3 thru 000839 EFTA01106527 Category Date Description To From Bates Nos. Notes 2/24/09 Sale and Transfer PRODM 000840 Sochet & RRA. Agreement is Redacted Agreement - RRA S3 thru 000846 PRODM PRODM 9/18/09 Confidential Settlement PRODM 000847 REDACTED Agreement between Sochet and RRA Agreement and General thru 000856 total amount $13,100,000.00 - $10,000,000.00 as Release - RRA 5151 (a) compensation to the Plaintiff and the balance to RRA & (b) as attorney fees and reimbursement for costs. 9/18/09 Re: Case No. RRA 9151 Ira Sochet Inter Vivos Scott Rothstein PRODM 000857 Correspondence regarding the Assignment of (a) & (b) Trust Settlement proceeds in the amount of $5,000,000.00. 9/18/09 Promissory Note - PRODM 000858 RRA to pay $2,500,000.00 plus fees to Ira Sochet Inter S151(a) Vivos Trust. Acknowledgement of PRODM 000859 Between Sochet and RRA - $2,500,000.00. Assignment /Purchase thru 000863 of Settlement Proceeds - RRA 5151 (a) 9/18/09 Sale and Transfer PRODM 000864 Sochet & RRA. Agreement is Redacted Agreement - RRA thru 000871 S151(a) 9/16/09 Sale and Transfer PRODM 000872 Sochet & RRA. Agreement is Redacted Agreement - RRA thru 000878 S151(a) Rothstein Rosenfeldt PRODM 000879 Redacted Adler Authority to thru 000882 Represent - Contract of Employment 6/26/09 Confidential Settlement PRODM 000883 REDACTED Agreement between Sochet and RRA Agreement and General thru 000892 total amount $4,620,000.00 - $3,500,000.00 as EFTA01106528 Category Date Description To From Bates Nos. Notes Release - RRA 535 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 6/26/09 Re: Case No. RRA 535 Ira Sochet Inter Vivos Scott Rothstein PRODM 000893 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $3,500,000.00. 6/26/09 Promissory Note - S35 PRODM 000894 RRA to pay $2,1000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 000895 Redacted incoming wire in the amount of $4620000.00 Acknowledgement of PRODM 000896 Between Sochet and RRA - $2,100,000.00. Assignment /Purchase thru 000900 of Settlement Proceeds - RRA S35 6/26/09 Sale and Transfer PRODM 000901 Sochet & RRA. Agreement is Redacted Agreement - RRA S35 thru 000908 6/26/09 Sale and Transfer PRODM 000909 Sochet & RRA. Agreement is Redacted A ement - RRA S35 thru 000915 Rothstein Rosenfeldt PRODM 000916 Redacted Adler Authority to thru 000919 Represent - Contract of Em lo ment 4/27/09 Confidential Settlement PRODM 000920 REDACTED Agreement between Sochet and RRA Agreement and General thru 000929 total amount $2,970,000.00 - $2,200,000.00 as Release - RRA 516 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 4/27/09 Re: Case No. RRA S16 Ira Sochet Inter Vivos Scott Rothstein PRODM 000930 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $2,200,000.00. 4/27/09 Promissory Note - S16 PRODM 000931 RRA to pay $1,550,000.00 plus fees to Ira Sochet Inter EFTA01106529 Category Date Description To From Bates Nos. Notes Vivos Trust. Acknowledgement of PRODM 000932 Between Sochet and RRA - $1,550,000.00. Assignment /Purchase thru 000936 of Settlement Proceeds - RRA S16 4/27/09 Sale and Transfer PRODM 000937 Sochet & RRA. Agreement is Redacted Agreement - RRA S16 thru 000944 4/27/09 Sale and Transfer PRODM 000945 Sochet & RRA. Agreement is Redacted Agreement - RRA S16 thru 000951 Rothstein Rosenfeldt PRODM 000952 Redacted Adler Authority to thru 000955 Represent - Contract of Employment 10/15/09 Confidential Settlement PRODM 000956 REDACTED Agreement between Sochet and RRA Agreement and General thru 000986 total amount $28,000,000.00 - $28,000,000.00 as Release - RRA 5159 compensation to the Plaintiffs. 10/15/09 Re: Case No. RRA 5159 Ira Sochet Inter Vivos Scott Rothstein PRODM 000887 Correspondence regarding the Assignment of Trust Settlement roceeds in the amount of $28,000,000.00. 10/15/09 Promissory Note - 5159 PRODM 000988 RRA to pay $16,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 000989 Redacted incoming wire in the amount of $28000000.00 Acknowledgement of PRODM 000990 Between Sochet and RRA - $16,000,000.00. Assignment /Purchase thru 0009994 of Settlement Proceeds - RRA 5159 10/15/09 Sale and Transfer PRODM 000995 Sochet & RRA. Agreement is Redacted EFTA01106530 Category Date Description To From Bates Nos. Notes Agreement - RRA 5159 thru 001021 10/15/09 Sale and Transfer PRODM 001022 Sochet & RRA. Agreement is Redacted Agreement - RRA 5159 thru 001028 5/7/09 Confidential Settlement PRODM 001029 REDACTED Agreement between Sochet and RRA Agreement and General thru 001038 total amount $1,242,000.00 - $900,000.00 as Release - RRA 519 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 5/7/09 Re: Case No. RRA Ira Sochet Inter Vivos Scott Rothstein PRODM 001039 Correspondence regarding the Assignment of 919(b) Trust Settlement proceeds in the amount of $450,000,00. 4/27/09 Promissory Note - PRODM 001040 RRA to pay $300,000.00 plus fees to Ira Sochet Inter 919(b) Vivos Trust. Notification to RRA of PRODM 001041 Redacted incoming wire in the amount of $1242000.00 Acknowledgement of PRODM 001042 Between Sochet and RRA - $300,000.00. Assignment /Purchase thru 001046 of Settlement Proceeds - RRA S19(b) 5/7/09 Sale and Transfer PRODM 001047 Sochet & RRA. Agreement is Redacted Agreement - RRA thru 001054 919(b) 5/7/09 Sale and Transfer PRODM 001055 Sochet & RRA. Agreement is Redacted Agreement - RRA thru 001061 S19(b) Rothstein Rosenfeldt PRODM 001062 Redacted Adler Authority to thru 001065 Represent - Contract of Employment EFTA01106531 Category Date Description To From Bates Nos. Notes 10/22/09 Confidential Settlement PRODM 001066 REDACTED Agreement between Sochet and RRA Agreement and General thru 001096 total amount $28,000,000.00 - $28,000,000.00 as Release - RRA 5167 compensation to the Plaintiffs. 10/22/09 Re: Case No. RRA 5167 Ira Sochet Inter Vivos Scott Rothstein PRODM 001097 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $28„000,000.00. 10/22/09 Promissory Note - S167 PRODM 001098 RRA to pay $16,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001099 Between Sochet and RRA - $16,000,000.00. Assignment /Purchase thru 001103 of Settlement Proceeds - RRA 5167 10/22/09 Sale and Transfer PRODM 001104 Sochet & RRA. Agreement is Redacted Agreement - RRA 5167 thru 001126 10/22/09 Sale and Transfer PRODM 001127 Sochet & RRA. Agreement is Redacted Agreement - RRA 5167 thru 001137 2/24/09 Confidential Settlement PRODM 001138 REDACTED Agreement between Sochet and RRA Agreement and General thru 001147 total amount $2,010,000.00 - $1,500,000.00 as Release - RRA S2 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S2 Ira Sochet Inter Vivos Scott Rothstein PRODM 001148 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,500,000.00. 2/24/09 Promissory Note - S2 PRODM 001149 RRA to pay $1,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 001150 Redacted incoming wire in the amount of $2010000.00 Acknowledgement of PRODM 001151 Between Sochet and RRA - $1,000,000.00. EFTA01106532 Category Date Description To From Bates Nos. Notes Assignment /Purchase thru 001155 of Settlement Proceeds - RRA S2 2/24/09 Sale and Transfer PRODM 001156 Sochet & RRA. Agreement is Redacted Agreement - RRA S2 thru 001163 2/24/09 Sale and Transfer PRODM 001164 Sochet & RRA. Agreement is Redacted Agreement - RRA S2 thru 001170 5/26/09 Confidential Settlement PRODM 001171 REDACTED Agreement between Sochet and RRA Agreement and General thru 001179 total amount $1,957,500.00 - $1,450,000.00 as Release - RRA 520 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 5/26/09 Re: Case No. RRA S20 Ira Sochet Inter Vivos Scott Rothstein PRODM 001180 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,450,000.00. 5/26/09 Promissory Note - S20 PRODM 001181 RRA to pay $1,100,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 001182 Redacted incoming wire in the amount of $1957500.00 Acknowledgement of PRODM 001183 Between Sochet and RRA - $1,100,000.00. Assignment /Purchase thru 001187 of Settlement Proceeds - RRA S20 5/26/09 Sale and Transfer PRODM 001188 Sochet & RRA. Agreement is Redacted Agreement thru 001195 4/27/09 Sale and Transfer PRODM 001196 Sochet & RRA. Agreement is Redacted A: • ement - RRA S20 thru 001202 Rothstein Rosenfeldt PRODM 001203 Redacted Adler Authority to thru 001206 EFTA01106533 Category Date Description To Fro Bates Nos. Notes Represent - Contract of Employment 5/26/09 Confidential Settlement PRODM 001207 REDACTED Agreement between Sochet and RRA Agreement and General thru 001216 total amount $1,687,500.00 - $1,250,000.00 as Release - RRA 521 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 5/26/09 Re: Case No. RRA 521 Ira Sochet Inter Vivos Scott Rothstein PRODM 001217 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,250,000.00. 5/26/09 Promissory Note - S21 PRODM 001218 RRA to pay $950,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 001219 Redacted incoming wire in the amount of $1687500.00 Acknowledgement of PRODM 001220 Between Sochet and RRA - $950,000.00. Assignment /Purchase thru 001224 of Settlement Proceeds - RRA S21 5/26/09 Sale and Transfer PRODM 001225 Sochet & RRA. Agreement is Redacted Agreement - RRA S21 thru 001232 5/26/09 Sale and Transfer PRODM 001233 Sochet & RRA. Agreement is Redacted Agreement - RRA S21 thru 001239 Rothstein Rosenfeldt PRODM 001240 Redacted Adler Authority to thru 001243 Represent - Contract of Employment 5/26/09 Confidential Settlement PRODM 001244 REDACTED Agreement between Sochet and RRA Agreement and General thru 001253 total amount $2,362,500.00 - $1,850,000.00 as Release - RRA S22 compensation to the Plaintiff and the balance to RRA EFTA01106534 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. 5/26/09 Re: Case No. RRA 522 Ira Sochet Inter Vivos Scott Rothstein PRODM 001254 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,850,000.00. 5/26/09 Promissory Note - S22 PRODM 001255 RRA to pay $1,300,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 001256 Redacted incoming wire in the amount of $2362500.00 Acknowledgement of PRODM 001257 Between Sochet and RRA - $1,300,000.00. Assignment /Purchase thru 001261 of Settlement Proceeds - RRA S21 5/26/09 Sale and Transfer PRODM 001262 Sochet & RRA. Agreement is Redacted Agreement - RRA S22 thru 001269 5/26/09 Sale and Transfer PRODM 001270 Sochet & RRA. Agreement is Redacted Agreement - RRA S22 thru 001276 Rothstein Rosenfeldt PRODM 001277 Redacted Adler Authority to thru 001280 Represent - Contract of Employment 6/8/09 Confidential Settlement PRODM 001281 REDACTED Agreement between Sochet and RRA Agreement and General thru 001290 total amount $1,620,500.00 - $1,500,000.00 as Release - RRA S27 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 6/8/09 Re: Case No. RRA S27 Ira Sochet Inter Vivos Scott Rothstein PRODM 001291 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,500,000.00. 6/8/09 Promissory Note - S27 PRODM 001292 RRA to pay $900,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106535 Category Date Description To From Bates Nos. Notes Notification to RRA of PRODM 001293 Redacted incoming wire in the amount of $1620000.00 Acknowledgement of PRODM 001294 Between Sochet and RRA - $900,000.00. Assignment /Purchase thru 001298 of Settlement Proceeds - RRA S27 6/8/09 Sale and Transfer PRODM 001299 Sochet & RRA. Agreement is Redacted Agreement - RRA S27 thru 001306 5/26/09 Sale and Transfer PRODM 001307 Sochet & RRA. Agreement is Redacted Agreement - RRA S27 thru 001313 Rothstein Rosenfeldt PRODM 001314 Redacted Adler Authority to thru 001317 Represent - Contract of Employment 5/26/09 Confidential Settlement PRODM 001318 REDACTED Agreement between Sochet and RRA Agreement and General thru 001327 total amount $2,970„000.00 - $2,200,000.00 as Release - RRA S23 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 5/26/09 Re: Case No. RRA S23 Ira Sochet Inter Vivos Scott Rothstein PRODM 001328 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $2,200,000.00. 5/26/09 Promissory Note - S23 PRODM 001329 RRA to pay $1,600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 001330 Redacted incoming wire in the amount of $2970000.00 Acknowledgement of PRODM 001331 Between Sochet and RRA - $1,600,000.00. Assignment /Purchase thru 001333 EFTA01106536 Category Date Description To From Bates Nos. Notes of Settlement Proceeds - RRA S23 5/26/09 Sale and Transfer PRODM 001334 Sochet & RRA. Agreement is Redacted Agreement - RRA S23 thru 001341 5/26/09 Sale and Transfer PRODM 001342 Sochet & RRA. Agreement is Redacted Agreement - RRA 523 thru 001348 Rothstein Rosenfeldt PRODM 001349 Redacted Adler Authority to thru 001352 Represent - Contract of Employment 5/26/09 Confidential Settlement PRODM 001353 REDACTED Agreement between Sochet and RRA Agreement and General thru 001362 total amount $2,970,000.0.00 - $2,200,000.00 as Release - RRA S23 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. Acknowledgement of PRODM 001363 Between Sochet and RRA - $1,600,000.00 Assignment /Purchase thru 001365 of Settlement Proceeds - RRA S23 5/26/09 Sale and Transfer PRODM 001366 Sochet & RRA. Agreement is Redacted Agreement - RRA S23 thru 001373 5/26/09 Sale and Transfer PRODM 001374 Sochet & RRA. Agreement is Redacted Agreement - RRA S23 thru 001380 PRODM PRODM PRODM 7/29/09 Confidential Settlement PRODM 001381 REDACTED Agreement between Sochet and RRA Agreement and General thru 001390 total amount $1,242,000.00 - $900,000.00 as Release - RRA S97 compensation to the Plaintiff and the balance to RRA EFTA01106537 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA 597 Ira Sochet Inter Vivos Scott Rothstein PRODM 001391 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S97 PRODM 001392 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001393 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001397 of Settlement Proceeds - RRA S97 7/29/09 Sale and Transfer PRODM 001398 Sochet & RRA. Agreement is Redacted Agreement - RRA S97 thru 001405 7/29/09 Sale and Transfer PRODM 001406 Sochet & RRA. Agreement is Redacted Agreement - RRA S97 thru 0011412 Rothstein Rosenfeldt PRODM 001413 Redacted Adler Authority to thru 001416 Represent - Contract of Employment PRODM PRODM 6/24/09 Confidential Settlement PRODM 001417 REDACTED Agreement between Sochet and RRA Agreement and General thru 001426 total amount $1,795,500.00 - $1,350,000.00 as Release - RRA 533 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA S33 Ira Sochet Inter Vivos Scott Rothstein PRODM 001427 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $1,350,000.00. 6/24/09 Promissory Note - S33 PRODM 001428 RRA to pay $950,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 001429 Redacted EFTA01106538 Category Date Description To From Bates Nos. Notes incoming wire in the amount of $1795500.00 Acknowledgement of PRODM 001430 Between Sochet and RRA - $950,000.00. Assignment /Purchase thru 001434 of Settlement Proceeds - RRA S33 6/24/09 Sale and Transfer PRODM 001435 Sochet & RRA. Agreement is Redacted Agreement - RRA S33 thru 001442 6/24/09 Sale and Transfer PRODM 001443 Sochet & RRA. Agreement is Redacted Agreement - RRA S33 thru 0011449 Rothstein Rosenfeldt PRODM 001450 Redacted Adler Authority to thru 001453 Represent - Contract of Employment 7/29/09 Confidential Settlement PRODM 001454 REDACTED Agreement between Sochet and RRA Agreement and General thru 001463 total amount $1,242,500.00 - $900,000.00 as Release - RRA S96 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA S96 Ira Sochet Inter Vivos Scott Rothstein PRODM 001464 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S96 PRODM 001465 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001466 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001470 of Settlement Proceeds - RRA S96 7/29/09 Sale and Transfer PRODM 001471 Sochet & RRA. Agreement is Redacted Agreement - RRA S96 thru 001478 EFTA01106539 Category Date Description To From Bates Nos. Notes 6/24/09 Sale and Transfer PRODM 001479 Sochet & RRA. Agreement is Redacted Agreement - RRA S96 thru 0011485 Rothstein Rosenfeldt PRODM 001486 Redacted Adler Authority to thru 001489 Represent - Contract of Employment PRODM PRODM 7/16/09 Confidential Settlement PRODM 001490 REDACTED Agreement between Sochet and RRA Agreement and General thru 001499 total amount $1,242,500.00 - $900,000.00 as Release - RRA S47 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/16/09 Re: Case No. RRA S47 Ira Sochet Inter Vivos Scott Rothstein PRODM 001500 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/16/09 Promissory Note - S96 PRODM 001501 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001502 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001506 of Settlement Proceeds - RRA S47 7/16/09 Sale and Transfer PRODM 001507 Sochet & RRA. Agreement is Redacted Agreement - RRA S47 thru 001514 7/16/09 Sale and Transfer PRODM 001515 Sochet & RRA. Agreement is Redacted Agreement - RRA S47 thru 001521 Rothstein Rosenfeldt PRODM 001522 Redacted Adler Authority to thru 001525 Represent - Contract of Employment EFTA01106540 Category Date Description To From Bates Nos. Notes PRODM PRODM 6/29/09 Confidential Settlement PRODM 001526 REDACTED Agreement between Sochet and RRA Agreement and General thru 001535 total amount $2,767,500.00 - $2,050,000.00 as Release - RRA S37 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 6/29/09 Re: Case No. RRA S37 Ira Sochet Inter Vivos Scott Rothstein PRODM 001536 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $2,050,000.00. 6/29/09 Promissory Note - S37 PRODM 001537 RRA to pay $1,500,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 001538 Redacted incoming wire in the amount of $2767500.00 Acknowledgement of PRODM 001539 Between Sochet and RRA - $1,500,000.00. Assignment /Purchase thru 001543 of Settlement Proceeds - RRA 537 6/29/09 Sale and Transfer PRODM 001544 Sochet & RRA. Agreement is Redacted Agreement - RRA 537 thru 001551 6/29/09 Sale and Transfer PRODM 001552 Sochet & RRA. Agreement is Redacted Agreement - RRA S37 thru 001558 Rothstein Rosenfeldt PRODM 001559 Redacted Adler Authority to thru 001562 Represent - Contract of Employment PRODM PRODM 2/24/09 Confidential Settlement PRODM 001563 REDACTED Agreement between Sochet and RRA EFTA01106541 Category Date Description To From Bates Nos. Notes Agreement and General thru 001572 total amount $3,990,000.00 - $3,000,000.00 as Release - RRA S1 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 2/24/09 Re: Case No. RRA S4 Ira Sochet Inter Vivos Scott Rothstein PRODM 001573 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $3,000,000.00. 2/24/09 Promissory Note - S4 PRODM 001574 RRA to pay $2,000,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 001575 Redacted incoming wire in the amount of $3990000.00 Acknowledgement of PRODM 001576 Between Sochet and RRA - $2,000,000.00. Assignment /Purchase thru 001580 of Settlement Proceeds -RRA S4 2/24/09 Sale and Transfer PRODM 001581 Sochet & RRA. Agreement is Redacted Agreement - RRA S4 thru 001588 2/24/09 Sale and Transfer PRODM 001589 Sochet & RRA. Agreement is Redacted Agreement - RRA S4 thru 001595 PRODM 7/16/09 Confidential Settlement PRODM 001596 REDACTED Agreement between Sochet and RRA Agreement and General thru 001605 total amount $1,242,500.00 - $900,000.00 as Release - RRA S46 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/16/09 Re: Case No. RRA 546 Ira Sochet Inter Vivos Scott Rothstein PRODM 001606 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/16/09 Promissory Note - S46 PRODM 001607 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106542 Category Date Description To From Bates Nos. Notes Acknowledgement of PRODM 001608 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001612 of Settlement Proceeds - RRA S46 7/16/09 Sale and Transfer PRODM 001613 Sochet & RRA. Agreement is Redacted Agreement - RRA 546 thru 001620 7/16/09 Sale and Transfer PRODM 001621 Sochet & RRA. Agreement is Redacted Agreement - RRA 546 thru 001628 Rothstein Rosenfeldt PRODM 001629 Redacted Adler Authority to thru 001632 Represent - Contract of Employment PRODM PRODM 7/24/09 Confidential Settlement PRODM 001633 REDACTED Agreement between Sochet and RRA Agreement and General thru 001642 total amount $1,242,500.00 - $900,000.00 as Release - RRA S66 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S66 Ira Sochet Inter Vivos Scott Rothstein PRODM 001643 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S66 PRODM 001644 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001645 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001649 of Settlement Proceeds - RRA S66 7/24/09 Sale and Transfer PRODM 001650 Sochet & RRA. Agreement is Redacted Agreement - RRA S66 thru 001657 EFTA01106543 Category Date Description To From Bates Nos. Notes 7/24/09 Sale and Transfer PRODM 001658 Sochet & RRA. Agreement is Redacted Agreement - RRA S66 thru 0016664 Rothstein Rosenfeldt PRODM 001665 Redacted Adler Authority to thru 001668 Represent - Contract of Employment PRODM PRODM 7/16/09 Confidential Settlement PRODM 001669 REDACTED Agreement between Sochet and RRA Agreement and General thru 001678 total amount $1,242,500.00 - $900,000.00 as Release - RRA 47 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/16/09 Re: Case No. RRA S47 Ira Sochet Inter Vivos Scott Rothstein PRODM 001679 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/16/09 Promissory Note - S47 PRODM 001680 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001681 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001685 of Settlement Proceeds - RRA S47 7/16/09 Sale and Transfer PRODM 001686 Sochet & RRA. Agreement is Redacted Agreement - RRA S47 thru 001693 7/16/09 Sale and Transfer PRODM 001647 Sochet & RRA. Agreement is Redacted Agreement - RRA S47 thru 001700 Rothstein Rosenfeldt PRODM 001701 Redacted Adler Authority to thru 001704 Represent - Contract of Employment EFTA01106544 Category Date Description To From Bates Nos. Notes PRODM PRODM 7/19/09 Confidential Settlement PRODM 001705 REDACTED Agreement between Sochet and RRA Agreement and General thru 001714 total amount $1,242,500.00 - $900,000.00 as Release - RRA S51 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA 551 Ira Sochet Inter Vivos Scott Rothstein PRODM 001715 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S51 PRODM 001716 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001717 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001721 of Settlement Proceeds - RRA S51 7/19/09 Sale and Transfer PRODM 001722 Sochet & RRA. Agreement is Redacted Agreement - RRA S51 thru 001729 7/19/09 Sale and Transfer PRODM 001730 Sochet & RRA. Agreement is Redacted Agreement - RRA S51 thru 001736 Rothstein Rosenfeldt PRODM 001737 Redacted Adler Authority to thru 001740 Represent - Contract of Employment PRODM PRODM PRODM 7/19/09 Confidential Settlement PRODM 001741 REDACTED Agreement between Sochet and RRA Agreement and General thru 001750 total amount $1,242,500.00 - $900,000.00 as Release - RRA S53 compensation to the Plaintiff and the balance to RRA EFTA01106545 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA 553 Ira Sochet Inter Vivos Scott Rothstein PRODM 001751 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S53 PRODM 001752 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001753 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001757 of Settlement Proceeds - RRA S53 7/19/09 Sale and Transfer PRODM 001758 Sochet & RRA. Agreement is Redacted Agreement - RRA S53 thru 001765 7/19/09 Sale and Transfer PRODM 001766 Sochet & RRA. Agreement is Redacted Agreement - RRA S53 thru 001772 Rothstein Rosenfeldt PRODM 001773 Redacted Adler Authority to thru 001776 Represent - Contract of Employment PRODM PRODM 7/19/09 Confidential Settlement PRODM 001777 REDACTED Agreement between Sochet and RRA Agreement and General thru 001786 total amount $1,242,500.00 - $900,000.00 as Release - RRA S52 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA S52 Ira Sochet Inter Vivos Scott Rothstein PRODM 001787 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S52 PRODM 001788 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001789 Between Sochet and RRA - $600,000.00. EFTA01106546 Category Date Description To From Bates Nos. Notes Assignment /Purchase thru 001793 of Settlement Proceeds - RRA S52 7/19/09 Sale and Transfer PRODM 001794 Sochet & RRA. Agreement is Redacted Agreement - RRA S52 thru 001801 7/19/09 Sale and Transfer PRODM 001802 Sochet & RRA. Agreement is Redacted Agreement - RRA S52 thru 001808 Rothstein Rosenfeldt PRODM 001809 Redacted Adler Authority to thru 001812 Represent - Contract of Employment PRODM PRODM 7/19/09 Confidential Settlement PRODM 001813 REDACTED Agreement between Sochet and RRA Agreement and General thru 001822 total amount $1,242,500.00 - $900,000.00 as Release - RRA S54 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA S54 Ira Sochet Inter Vivos Scott Rothstein PRODM 001823 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S54 PRODM 001824 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001825 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001829 of Settlement Proceeds - RRA S54 7/19/09 Sale and Transfer PRODM 001830 Sochet & RRA. Agreement is Redacted Agreement - RRA S54 thru 001837 7 19 09 Sale and Transfer PRODM 001838 Sochet & RRA. A eement is Redacted EFTA01106547 Category Date Description To From Bates Nos. Notes Agreement - RRA S54 thru 001844 Rothstein Rosenfeldt PRODM 001845 Redacted Adler Authority to thru 001848 Represent - Contract of Employment PRODM PRODM 7/19/09 Confidential Settlement PRODM 001849 REDACTED Agreement between Sochet and RRA Agreement and General thru 001858 total amount $1,242,500.00 - $900,000.00 as Release - RRA S56 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/19/09 Re: Case No. RRA 556 Ira Sochet Inter Vivos Scott Rothstein PRODM 001859 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/19/09 Promissory Note - S56 PRODM 001860 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001861 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001865 of Settlement Proceeds - RRA S56 7/19/09 Sale and Transfer PRODM 001866 Sochet & RRA. Agreement is Redacted Agreement - RRA S56 thru 001873 7/19/09 Sale and Transfer PRODM 001874 Sochet & RRA. Agreement is Redacted Agreement - RRA 556 thru 001880 Rothstein Rosenfeldt PRODM 001881 Redacted Adler Authority to thru 001884 Represent - Contract of Employment PRODM EFTA01106548 Category Date Description To From Bates Nos. Notes PRODM 7/23/09 Confidential Settlement PRODM 001885 REDACTED Agreement between Sochet and RRA Agreement and General thru 001894 total amount $1,242,500.00 - $900,000.00 as Release - RRA S64 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S64 Ira Sochet Inter Vivos Scott Rothstein PRODM 001895 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S64 PRODM 001896 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001897 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001901 of Settlement Proceeds - RRA S64 7/24/09 Sale and Transfer PRODM 001902 Sochet & RRA. Agreement is Redacted Agreement thru 001908 7/23/09 Sale and Transfer PRODM 001910 Sochet & RRA. Agreement is Redacted thru 001916 Rothstein Rosenfeldt PRODM 001917 Redacted Adler Authority to thru 001920 Represent - Contract of Employment PRODM PRODM 7/19/09 Confidential Settlement PRODM 001921 REDACTED Agreement between Sochet and RRA Agreement and General thru 001930 total amount $1,242,500.00 - $900,000.00 as Release - RRA S65 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S65 Ira Sochet Inter Vivos Scott Rothstein PRODM 001931 Correspondence regarding the Assignment of EFTA01106549 Category Date Description To From Bates Nos. Notes Trust Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S65 PRODM 001932 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 001933 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001937 of Settlement Proceeds - RRA S65 7/24/09 Sale and Transfer PRODM 001938 Sochet & RRA. Agreement is Redacted Agreement - RRA 565 thru 001945 7/23/09 Sale and Transfer PRODM 001946 Sochet & RRA. Agreement is Redacted Agreement - RRA S65 thru 001952 Rothstein Rosenfeldt PRODM 001953 Redacted Adler Authority to thru 001956 Represent - Contract of Employment PRODM PRODM PRODM 7/27/09 Confidential Settlement PRODM 001957 REDACTED Agreement between Sochet and RRA Agreement and General thru 001966 total amount $1,242,500.00 - $900,000.00 as Release - RRA S71 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S71 Ira Sochet Inter Vivos Scott Rothstein PRODM 001967 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S71 PRODM 001968 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S71 PRODM 001969 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106550 Category Date Description To From Bates Nos. Notes Acknowledgement of PRODM 001970 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 001974 of Settlement Proceeds - RRA S71 7/27/09 Sale and Transfer PRODM 001975, Sochet & RRA. Agreement is Redacted Agreement - RRA S71 001977 thru 001983 7/27/09 Sale and Transfer PRODM 001976, Sochet & RRA. Agreement is Redacted Agreement - RRA 571 001984 thru 001989 Rothstein Rosenfeldt PRODM 001990 Redacted Adler Authority to thru 001993 Represent - Contract of Employment PRODM PRODM 7/23/09 Confidential Settlement PRODM 001994 REDACTED Agreement between Sochet and RRA Agreement and General thru 002003 total amount $1,242,500.00 - $900,000.00 as Release - RRA S67 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S67 Ira Sochet Inter Vivos Scott Rothstein PRODM 002004 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S67 PRODM 002005 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002006 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002010 of Settlement Proceeds - RRA S67 EFTA01106551 Category Date Description To From Bates Nos. Notes 7/24/09 Sale and Transfer PRODM 002011 Sochet & RRA. Agreement is Redacted Agreement - RRA S67 thru 002018 7/23/09 Sale and Transfer PRODM 002019 Sochet & RRA. Agreement is Redacted Agreement - RRA S67 thru 002025 Rothstein Rosenfeldt PRODM 002026 Redacted Adler Authority to thru 002029 Represent - Contract of Employment PRODM PRODM 7/24/09 Confidential Settlement PRODM 002030 REDACTED Agreement between Sochet and RRA Agreement and General thru 0020397 total amount $1,242,500.00 - $900,000.00 as Release - RRA S68 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA S68 Ira Sochet Inter Vivos Scott Rothstein PRODM 002040 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S68 PRODM 002041 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002042 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002046 of Settlement Proceeds - RRA 568 7/23/09 Sale and Transfer PRODM 002047 Sochet & RRA. Agreement is Redacted Agreement - RRA S68 thru 002054 7/23/09 Sale and Transfer PRODM 002055 Sochet & RRA. Agreement is Redacted Agreement - RRA S68 thru 002061 Rothstein Rosenfeldt PRODM 002062 Redacted Adler Authority to thru 002065 EFTA01106552 Category Date Description To From Bates Nos. Notes Represent - Contract of Employment PRODM PRODM 7/23/09 Confidential Settlement PRODM 002066 REDACTED Agreement between Sochet and RRA Agreement and General thru 002075 total amount $1,242,500.00 - $900,000.00 as Release - RRA S69 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/23/09 Re: Case No. RRA 569 Ira Sochet Inter Vivos Scott Rothstein PRODM 002076 Correspondence regarding the Assignment of Trust Settlement iroceeds in the amount of $900,000.00. 7/23/09 Promissory Note - S69 PRODM 002077 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002078 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002082 of Settlement Proceeds - RRA 569 7/24/09 Sale and Transfer PRODM 002083 Sochet & RRA. Agreement is Redacted Agreement - RRA S69 thru 002090 7/23/09 Sale and Transfer PRODM 002091 Sochet & RRA. Agreement is Redacted Agreement - RRA 569 thru 002097 Rothstein Rosenfeldt PRODM 002098 Redacted Adler Authority to thru 002101 Represent - Contract of Employment PRODM PRODM 3/13/09 Confidential Settlement PRODM 002102 REDACTED Agreement between Sochet and RRA Agreement and General thru 002111 total amount $6,700,000.00 - $5,000,000.00 as EFTA01106553 Category Date Description To From Bates Nos. Notes Release - RRA 57 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 3/13/09 Promissory Note - S7 PRODM 002112 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Notification to RRA of PRODM 002113 Redacted incoming wire in the amount of $6700000.00 Acknowledgement of PRODM 002114 Between Sochet and RRA - $2,000,000.00. Assignment /Purchase thru 002118 of Settlement Proceeds -RRA S7 3/13/09 Sale and Transfer PRODM 002119 Sochet & RRA. Agreement is Redacted Agreement - RRA S7 thru 002126 3/13/09 Sale and Transfer PRODM 002127 Sochet & RRA. Agreement is Redacted Agreement - RRA 57 thru 002133 Acknowledgement of PRODM 002134 Between Sochet and RRA - $2,000,000.00. Assignment /Purchase thru 002138 of Settlement Proceeds -RRA S7 3/13/09 Sale and Transfer PRODM 002139 Sochet & RRA. Agreement is Redacted Agreement - RRA S7 thru 002146 3/13/09 Sale and Transfer PRODM 002147 Sochet & RRA. Agreement is Redacted Agreement - RRA S7 thru 002153 PRODM PRODM 7/29/09 Confidential Settlement PRODM 002154 REDACTED Agreement between Sochet and RRA Agreement and General thru 002163 total amount $1,242,500.00 - $900,000.00 as Release - RRA S92 compensation to the Plaintiff and the balance to RRA EFTA01106554 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA 592 Ira Sochet Inter Vivos Scott Rothstein PRODM 002164 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S92 PRODM 002165 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002166 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002170 of Settlement Proceeds - RRA S92 7/29/09 Sale and Transfer PRODM 002171 Sochet & RRA. Agreement is Redacted Agreement - RRA S92 thru 002178 7/29/09 Sale and Transfer PRODM 002179 Sochet & RRA. Agreement is Redacted Agreement - RRA S92 thru 002185 Rothstein Rosenfeldt PRODM 002186 Redacted Adler Authority to thru 002189 Represent - Contract of Employment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002190 REDACTED Agreement between Sochet and RRA Agreement and General thru 002199 total amount $1,242,500.00 - $900,000.00 as Release - RRA 570 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA 570 Ira Sochet Inter Vivos Scott Rothstein PRODM 002200 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S70 PRODM 002201 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S70 PRODM 002202 RRA to pay $600,000.00 plus fees to Ira Sochet Inter EFTA01106555 Category Date Description To 1 10111 Bates Nos. Notes Vivos Trust. Acknowledgement of PRODM 002203 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002207 of Settlement Proceeds - RRA S70 7/27/09 Sale and Transfer PRODM 002208 Sochet & RRA. Agreement is Redacted Agreement - RRA 570 thru 002215 7/27/09 Sale and Transfer PRODM 002216 Sochet & RRA. Agreement is Redacted Agreement - RRA S70 thru 007777 Rothstein Rosenfeldt PRODM 002993 Redacted Adler Authority to thru 002226 Represent - Contract of Employment PRODM 7/27/09 Confidential Settlement PRODM 002227 REDACTED Agreement between Sochet and RRA Agreement and General thru 002236 total amount $1,242,500.00 - $900,000.00 as Release - RRA 572 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S72 Ira Sochet Inter Vivos Scott Rothstein PRODM 002237 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S72 PRODM 002238 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S72 PRODM 002239 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002240 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002244 of Settlement Proceeds - RRA S72 EFTA01106556 Category Date Description To From Bates Nos. Notes 7/27/09 Sale and Transfer PRODM 002245 Sochet & RRA. Agreement is Redacted Agreement - RRA 572 thru 002252 7/27/09 Sale and Transfer PRODM 002253 Sochet & RRA. Agreement is Redacted Agreement - RRA 572 thru 002259 Rothstein Rosenfeldt PRODM 002260 Redacted Adler Authority to thru 002263 Represent - Contract of Em lo ment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002264 REDACTED Agreement between Sochet and RRA Agreement and General thru 002273 total amount $1,242,500.00 - $900,000.00 as Release - RRA 573 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA 573 Ira Sochet Inter Vivos Scott Rothstein PRODM 002274 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S73 PRODM 002275 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S73 PRODM 002276 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Hilcinv:11HHHHTH HI PRODM 002277 Between Sochet and RRA - $600,000.00. HHHHAryntHrH :11HHAIH:H thru 002281 HH HeeiittHrrntHrH HHHcceell - HRRH HH 7/27/09 Sale and Transfer PRODM 002282 Sochet & RRA. Agreement is Redacted Agreement - RRA S73 thru 002289 7/27/09 Sale and Transfer PRODM 002290 Sochet & RRA. Agreement is Redacted Agreement - RRA S73 thru 002296 EFTA01106557 Category Date Description To From Bates Nos. Notes Rothstein Rosenfeldt PRODM 002297 Redacted Adler Authority to thru 002300 Represent - Contract of Employment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002301 REDACTED Agreement between Sochet and RRA Agreement and General thru 002310 total amount $1,242,500.00 - $900,000.00 as Release - RRA S74 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S74 Ira Sochet Inter Vivos Scott Rothstein PRODM 002311 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - 574 PRODM 002312 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S74 PRODM 2313 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002314 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002318 of Settlement Proceeds - RRA 574 7/27/09 Sale and Transfer PRODM 002319 Sochet & RRA. Agreement is Redacted Agreement - RRA S74 thru 002326 7/27/09 Sale and Transfer PRODM 002327 Sochet & RRA. Agreement is Redacted Agreement - RRA S74 thru 002333 Rothstein Rosenfeldt PRODM 002334 Redacted Adler Authority to thru 002337 Represent - Contract of Employment EFTA01106558 Category Date Description To From Bates Nos. Notes PRODM PRODM 7/29/09 Confidential Settlement PRODM 002338 REDACTED Agreement between Sochet and RRA Agreement and General thru 002347 total amount $1,242,500.00 - $900,000.00 as Release - RRA 594 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA 594 Ira Sochet Inter Vivos Scott Rothstein PRODM 002348 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S94 PRODM 002349 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002350 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002354 of Settlement Proceeds - RRA S94 7/29/09 Sale and Transfer PRODM 0022355 Sochet & RRA. Agreement is Redacted Agreement - RRA 994 thru 002362 7/29/09 Sale and Transfer PRODM 002363 Sochet & RRA. Agreement is Redacted Agreement - RRA S94 thru 002369 Rothstein Rosenfeldt PRODM 002370 Redacted Adler Authority to thru 002373 Represent - Contract of Employment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002374 REDACTED Agreement between Sochet and RRA Agreement and General thru 002383 total amount $1,242,500.00 - $900,000.00 as Release - RRA 576 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. EFTA01106559 Category Date Description To From Bates Nos. Notes 7/27/09 Re: Case No. RRA S76 Ira Sochet Inter Vivos Scott Rothstein PRODM 002384 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - 576 PRODM 002385 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S76 PRODM 002386 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002387 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002391 of Settlement Proceeds - RRA S76 7/27/09 Sale and Transfer PRODM 002392 Sochet & RRA. Agreement is Redacted Agreement - RRA S76 thru 002399 7/27/09 Sale and Transfer PRODM 002400 Sochet & RRA. Agreement is Redacted Agreement - RRA S76 thru 002406 Rothstein Rosenfeldt PRODM 002407 Redacted Adler Authority to thru 002410 Represent - Contract of Employment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002413 REDACTED Agreement between Sochet and RRA Agreement and General thru 002420 total amount $1,242,500.00 - $900,000.00 as Release - RRA 574 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S77 Ira Sochet Inter Vivos Scott Rothstein PRODM 002421 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S77 PRODM 002422 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106560 Category Date Description To From Bates Nos. Notes 7/27/09 Promissory Note - S77 PRODM 002423 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002424 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002428 of Settlement Proceeds - RRA 577 7/27/09 Sale and Transfer PRODM 002429 Sochet & RRA. Agreement is Redacted A ement - RRA S77 thru 002436 7/27/09 Sale and Transfer PRODM 002437 Sochet & RRA. Agreement is Redacted Agreement - RRA S77 thru 002443 Rothstein Rosenfeldt PRODM 002444 Redacted Adler Authority to thru 002447 Represent - Contract of Employment PRODM PRODM PRODM 7/27/09 Confidential Settlement PRODM 002448 REDACTED Agreement between Sochet and RRA Agreement and General thru 002457 total amount $1,242,500.00 - $900,000.00 as Release - RRA S79 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA 579 Ira Sochet Inter Vivos Scott Rothstein PRODM 002458 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - 579 PRODM 002459 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S79 PRODM 002260 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002461 Between Sochet and RRA - $600,000.00. EFTA01106561 Category Date Description To From Bates Nos. Notes Assignment /Purchase thru 002465 of Settlement Proceeds - RRA S79 7/27/09 Sale and Transfer PRODM 002466 Sochet & RRA. Agreement is Redacted Agreement - RRA S79 thru 0022473 7/27/09 Sale and Transfer PRODM 002474 Sochet & RRA. Agreement is Redacted Agreement - RRA S79 thru 002480 Rothstein Rosenfeldt PRODM 002481 Redacted Adler Authority to thru 002484 Represent - Contract of Employment PRODM PRODM PRODM 7/27/09 Confidential Settlement PRODM 002485 REDACTED Agreement between Sochet and RRA Agreement and General thru 002494 total amount $1,242,500.00 - $900,000.00 as Release - RRA 578 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S78 Ira Sochet Inter Vivos Scott Rothstein PRODM 002495 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S78 PRODM 002496 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S78 PRODM 002497 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002298 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002502 of Settlement Proceeds - RRA S78 EFTA01106562 Category Date Description To From Bates Nos. Notes 7/27/09 Sale and Transfer PRODM 002503 Sochet & RRA. Agreement is Redacted Agreement - RRA S78 thru 002510 7/27/09 Sale and Transfer PRODM 002511 Sochet & RRA. Agreement is Redacted Agreement - RRA S78 thru 002517 Rothstein Rosenfeldt PRODM 002518 Redacted Adler Authority to thru 002521 Represent - Contract of Employment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002522 REDACTED Agreement between Sochet and RRA Agreement and General thru 002531 total amount $1,242,500.00 - $900,000.00 as Release - RRA S83 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA S83 Ira Sochet Inter Vivos Scott Rothstein PRODM 002532 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S83 PRODM 002533 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002534 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002538 of Settlement Proceeds - RRA S83 7/29/09 Sale and Transfer PRODM 002539 Sochet & RRA. Agreement is Redacted Agreement - RRA S83 thru 0022546 7/29/09 Sale and Transfer PRODM 002547 Sochet & RRA. Agreement is Redacted Agreement - RRA S83 thru 002553 Rothstein Rosenfeldt PRODM 002554 Redacted Adler Authority to thru 002557 EFTA01106563 Category Date Description To From Bates Nos. Notes Represent - Contract of Employment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002227 REDACTED Agreement between Sochet and RRA Agreement and General thru 002236 total amount $1,242,500.00 - $900,000.00 as Release - RRA 572 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S72 Ira Sochet Inter Vivos Scott Rothstein PRODM 002237 Correspondence regarding the Assignment of Trust Settlement iroceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S72 PRODM 002238 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S72 PRODM 002239 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002240 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002244 of Settlement Proceeds - RRA S72 7/27/09 Sale and Transfer PRODM 002245 Sochet & RRA. Agreement is Redacted Agreement - RRA S72 thru 002252 7/27/09 Sale and Transfer PRODM 002253 Sochet & RRA. Agreement is Redacted A: • ement - RRA S72 thru 002259 Rothstein Rosenfeldt PRODM 002260 Redacted Adler Authority to thru 002263 Represent - Contract of Employment PRODM PRODM EFTA01106564 Category Date Description To From Bates Nos. Notes PRODM 7/27/09 Confidential Settlement PRODM 002227 REDACTED Agreement between Sochet and RRA Agreement and General thru 002236 total amount $1,242,500.00 - $900,000.00 as Release - RRA 572 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/27/09 Re: Case No. RRA S72 Ira Sochet Inter Vivos Scott Rothstein PRODM 002237 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S72 PRODM 002238 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S72 PRODM 002239 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002240 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002244 of Settlement Proceeds - RRA 572 7/27/09 Sale and Transfer PRODM 002245 Sochet & RRA. Agreement is Redacted Agreement - RRA 572 thru 002252 7/27/09 Sale and Transfer PRODM 002253 Sochet & RRA. Agreement is Redacted Agreement - RRA S72 thru 002259 Rothstein Rosenfeldt PRODM 002260 Redacted Adler Authority to thru 002263 Represent - Contract of Employment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002264 REDACTED Agreement between Sochet and RRA Agreement and General thru 002273 total amount $1,242,500.00 - $900,000.00 as Release - RRA 573 compensation to the Plaintiff and the balance to RRA EFTA01106565 Category Date Description To From Bates Nos. Notes as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S73 Ira Sochet Inter Vivos Scott Rothstein PRODM 002274 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S73 PRODM 002275 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S72 PRODM 002236 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002277 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002281 of Settlement Proceeds - RRA S73 7/27/09 Sale and Transfer PRODM 002282 Sochet & RRA. Agreement is Redacted Agreement - RRA S73 thru 002289 7/27/09 Sale and Transfer PRODM 002290 Sochet & RRA. Agreement is Redacted Agreement - RRA S73 thru 002296 Rothstein Rosenfeldt PRODM 002297 Redacted Adler Authority to thru 002300 Represent - Contract of Employment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002301 REDACTED Agreement between Sochet and RRA Agreement and General thru 002310 total amount $1,242,500.00 - $900,000.00 as Release - RRA S74 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S74 Ira Sochet Inter Vivos Scott Rothstein PRODM 002311 Correspondence regarding the Assignment of EFTA01106566 Category Date Description To From Bates Nos. Notes Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S74 PRODM 002312 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S74 PRODM 002313 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002314 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002318 of Settlement Proceeds - RRA 574 7/27/09 Sale and Transfer PRODM 002319 Sochet & RRA. Agreement is Redacted Agreement - RRA S74 thru 002326 7/27/09 Sale and Transfer PRODM 002327 Sochet & RRA. Agreement is Redacted Agreement - RRA S74 thru 002333 Rothstein Rosenfeldt PRODM 002334 Redacted Adler Authority to thru 0023337 Represent - Contract of Employment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002339 REDACTED Agreement between Sochet and RRA Agreement and General thru 002347 total amount $1,242,500.00 - $900,000.00 as Release - RRA S94 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S94 Ira Sochet Inter Vivos Scott Rothstein PRODM 002348 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S94 PRODM 002349 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106567 Category Date Description To 1 10111 Bates Nos. Notes Acknowledgement of PRODM 002350 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002354 of Settlement Proceeds - RRA S94 7/29/09 Sale and Transfer PRODM 002355 Sochet & RRA. Agreement is Redacted Agreement - RRA S94 thru 002362 7/29/09 Sale and Transfer PRODM 002363 Sochet & RRA. Agreement is Redacted Agreement - RRA 594 thru 002369 Rothstein Rosenfeldt PRODM 00370 Redacted Adler Authority to thru 002373 Represent - Contract of Employment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002374 REDACTED Agreement between Sochet and RRA Agreement and General thru 002383 total amount $1,242,500.00 - $900,000.00 as Release - RRA 576 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S76 Ira Sochet Inter Vivos Scott Rothstein PRODM 002384 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S76 PRODM 002385 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S76 PRODM 002386 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002387 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002391 EFTA01106568 Category Date Description To From Bates Nos. Notes of Settlement Proceeds - RRA S76 7/27/09 Sale and Transfer PRODM 002392 Sochet & RRA. Agreement is Redacted Agreement - RRA S76 thru 002399 7/27/09 Sale and Transfer PRODM 002400 Sochet & RRA. Agreement is Redacted Agreement - RRA S76 thru 002410 PRODM 7/27/09 Confidential Settlement PRODM 002411 REDACTED Agreement between Sochet and RRA Agreement and General thru 002420 total amount $1,242,500.00 - $900,000.00 as Release - RRA S74 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S77 Ira Sochet Inter Vivos Scott Rothstein PRODM 002421 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S77 PRODM 002422 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S77 PRODM 002423 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002424 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002428 of Settlement Proceeds - RRA S77 7/27/09 Sale and Transfer PRODM 002429 Sochet & RRA. Agreement is Redacted Agreement - RRA 577 thru 002436 7/27/09 Sale and Transfer PRODM 002437 Sochet & RRA. Agreement is Redacted Agreement - RRA 577 thru 002443 Rothstein Rosenfeldt PRODM 002444 Redacted EFTA01106569 Category Date Description To From Bates Nos. Notes Adler Authority to thru 002447 Represent - Contract of Employment PRODM PRODM PRODM 7/27/09 Confidential Settlement PRODM 002448 REDACTED Agreement between Sochet and RRA Agreement and General thru 002457 total amount $1,242,500.00 - $900,000.00 as Release - RRA S79 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S79 Ira Sochet Inter Vivos Scott Rothstein PRODM 002458 Correspondence regarding the Assignment of Trust Settlement roceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S79 PRODM 002459 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S79 PRODM 002460 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002461 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002465 of Settlement Proceeds - RRA S79 7/27/09 Sale and Transfer PRODM 002466 Sochet & RRA. Agreement is Redacted Agreement - RRA S79 thru 002473 7/27/09 Sale and Transfer PRODM 002474 Sochet & RRA. Agreement is Redacted Agreement - RRA S79 thru 002480 Rothstein Rosenfeldt PRODM 002481 Redacted Adler Authority to thru 002484 Represent - Contract of EFTA01106570 Category Date Description To From Bates Nos. Notes Em lo ment PRODM PRODM 7/27/09 Confidential Settlement PRODM 002485 REDACTED Agreement between Sochet and RRA Agreement and General thru 002494 total amount $1,242,500.00 - $900,000.00 as Release - RRA 578 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/27/09 Re: Case No. RRA S78 Ira Sochet Inter Vivos Scott Rothstein PRODM 002495 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/27/09 Promissory Note - S78 PRODM 002496 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. 7/27/09 Promissory Note - S78 PRODM 002497 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002498 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002502 of Settlement Proceeds - RRA S78 7/27/09 Sale and Transfer PRODM 002503 Sochet & RRA. Agreement is Redacted Agreement - RRA 578 thru 002510 7/27/09 Sale and Transfer PRODM 002511 Sochet & RRA. Agreement is Redacted A ement - RRA S78 thru 002517 Rothstein Rosenfeldt PRODM 002518 Redacted Adler Authority to thru 002521 Represent - Contract of Em lo ment PRODM PRODM EFTA01106571 Category Date Description To From Bates Nos. Notes 7/27/09 Confidential Settlement PRODM 002522 REDACTED Agreement between Sochet and RRA Agreement and General thru 002531 total amount $1,242,500.00 - $900,000.00 as Release - RRA S83 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S83 Ira Sochet Inter Vivos Scott Rothstein PRODM 002532 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S83 PRODM 002533 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002534 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002538 of Settlement Proceeds - RRA 583 7/29/09 Sale and Transfer PRODM 002539 Sochet & RRA. Agreement is Redacted Agreement - RRA S83 thru 00546 7/29/09 Sale and Transfer PRODM 002547 Sochet & RRA. Agreement is Redacted Agreement - RRA S83 thru 002553 Rothstein Rosenfeldt PRODM 002554 Redacted Adler Authority to thru 002557 Represent - Contract of Employment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002558 REDACTED Agreement between Sochet and RRA Agreement and General thru 002567 total amount $1,242,500.00 - $900,000.00 as Release - RRA S84 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. EFTA01106572 Category Date Description To From Bates Nos. Notes PRODM 7/29/09 Re: Case No. RRA S84 Ira Sochet Inter Vivos Scott Rothstein PRODM 002568 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S84 PRODM 002569 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002570 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002574 of Settlement Proceeds - RRA S84 7/29/09 Sale and Transfer PRODM 002575 Sochet & RRA. Agreement is Redacted Agreement - RRA S84 thru 002582 7/29/09 Sale and Transfer PRODM 002583 Sochet & RRA. Agreement is Redacted Agreement - RRA 584 thru 002589 Rothstein Rosenfeldt PRODM 00590 Redacted Adler Authority to thru 002593 Represent - Contract of Employment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002594 REDACTED Agreement between Sochet and RRA Agreement and General thru 002603 total amount $1,242,500.00 - $900,000.00 as Release - RRA S85 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S85 Ira Sochet Inter Vivos Scott Rothstein PRODM 002604 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S85 PRODM 002605 RRA to pay $600,000.00 plus fees to Ira Sochet Inter EFTA01106573 Category Date Description To From Bates Nos. Notes Vivos Trust. Acknowledgement of PRODM 002606 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002610 of Settlement Proceeds - RRA S85 7/29/09 Sale and Transfer PRODM 002619 Sochet & RRA. Agreement is Redacted Agreement - RRA S85 thru 002625 7/29/09 Sale and Transfer PRODM 002290 Sochet & RRA. Agreement is Redacted Agreement - RRA S85 thru 002296 Rothstein Rosenfeldt PRODM 002626 Redacted Adler Authority to thru 002629 Represent - Contract of Employment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002630 REDACTED Agreement between Sochet and RRA Agreement and General thru 002639 total amount $1,242,500.00 - $900,000.00 as Release - RRA S86 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S86 Ira Sochet Inter Vivos Scott Rothstein PRODM 002640 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - 586 PRODM 002641 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002642 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002646 EFTA01106574 Category Date Description To From Bates Nos. Notes of Settlement Proceeds - RRA S86 7/29/09 Sale and Transfer PRODM 002647 Sochet & RRA. Agreement is Redacted Agreement - RRA S86 thru 002654 7/29/09 Sale and Transfer PRODM 002655 Sochet & RRA. Agreement is Redacted Agreement - RRA S86 thru 002661 Rothstein Rosenfeldt PRODM 002662 Redacted Adler Authority to thru 002665 Represent - Contract of Employment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002666 REDACTED Agreement between Sochet and RRA Agreement and General thru 002675 total amount $1,242,500.00 - $900,000.00 as Release - RRA S87 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S87 Ira Sochet Inter Vivos Scott Rothstein PRODM 002676 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S87 PRODM 002677 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002678 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002682 of Settlement Proceeds - RRA S87 7/29/09 Sale and Transfer PRODM 0026/(3 Sochet & RRA. Agreement is Redacted Agreement - RRA S87 thru 002690 EFTA01106575 Category Date Description To From Bates Nos. Notes 7/29/09 Sale and Transfer PRODM 002691 Sochet & RRA. Agreement is Redacted Agreement - RRA S87 thru 002697 Rothstein Rosenfeldt PRODM 002698 Redacted Adler Authority to thru 002701 Represent - Contract of Employment PRODM PRODM PRODM 7/29/09 Confidential Settlement PRODM 002702 REDACTED Agreement between Sochet and RRA Agreement and General thru 002711 total amount $1,242,500.00 - $900,000.00 as Release - RRA S88 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA 588 Ira Sochet Inter Vivos Scott Rothstein PRODM 002712 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - 588 PRODM 002713 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002714 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002718 of Settlement Proceeds - RRA 588 7/29/09 Sale and Transfer PRODM 002719 Sochet & RRA. Agreement is Redacted Agreement - RRA S88 thru 002726 7/29/09 Sale and Transfer PRODM 002727 Sochet & RRA. Agreement is Redacted Agreement - RRA S88 thru 002733 Rothstein Rosenfeldt PRODM 002734 Redacted EFTA01106576 Category Date Description To From Bates Nos. Notes Adler Authority to thru 002737 Represent - Contract of Employment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002738 REDACTED Agreement between Sochet and RRA Agreement and General thru 002747 total amount $1,242,500.00 - $900,000.00 as Release - RRA S89 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S89 Ira Sochet Inter Vivos Scott Rothstein PRODM 002748 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S89 PRODM 002749 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002750 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002754 of Settlement Proceeds - RRA S89 7/29/09 Sale and Transfer PRODM 002755 Sochet & RRA. Agreement is Redacted Agreement - RRA S89 thru 002762 7/29/09 Sale and Transfer PRODM 002763 Sochet & RRA. Agreement is Redacted Agreement - RRA 589 thru 002769 Rothstein Rosenfeldt PRODM 002770 Redacted Adler Authority to thru 002773 Represent - Contract of Employment PRODM EFTA01106577 Category Date Description To From Bates Nos. Notes PRODM 3/24/09 Confidential Settlement PRODM 002774 REDACTED Agreement between Investors Risk Agreement and General thru 002783 Advantage and RRA total amount $2,680,000.00 - Release - RRA S9 $2,000„000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 3/24/09 Re: Case No. RRA S9 Investors Risk Scott Rothstein PRODM 002784 Correspondence regarding the Assignment of Advantage, LP Settlement proceeds in the amount of $2,000,000.00. 3/24/09 Promissory Note - S9 PRODM 002785 RRA to pay $1,500,000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of PRODM 002786 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 002790 $1,500,000.00. of Settlement Proceeds -RRA S9 3/24/09 Sale and Transfer PRODM 002791 Investors Risk Advantage & RRA. Agreement is Agreement - RRA S9 thru 002798 Redacted 3/24/09 Sale and Transfer PRODM 002799 Investors Risk Advantage & RRA. Agreement is Agreement - RRA 59 thru 002805 Redacted Rothstein Rosenfeldt PRODM 002806 Redacted Adler Authority to thru 002809 Represent - Contract of Employment PRODM PRODM PRODM 7/29/09 Confidential Settlement PRODM 002810 REDACTED Agreement between Sochet and RRA EFTA01106578 Category Date Description To From Bates Nos. Notes Agreement and General thru 002819 total amount $1,242,500.00 - $900,000.00 as Release - RRA 590 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA 590 Ira Sochet Inter Vivos Scott Rothstein PRODM 002820 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S90 PRODM 002821 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002822 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002826 of Settlement Proceeds - RRA S90 7/29/09 Sale and Transfer PRODM 002827 Sochet & RRA. Agreement is Redacted Agreement - RRA S90 thru 002834 7/29/09 Sale and Transfer PRODM 002835 Sochet Sr RRA. Agreement is Redacted Agreement - RRA 590 thru 002841 Rothstein Rosenfeldt PRODM 002842 Redacted Adler Authority to thru 002845 Represent - Contract of Employment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002846 REDACTED Agreement between Sochet and RRA Agreement and General thru 002855 total amount $1,242,500.00 - $900,000.00 as Release - RRA S91 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM EFTA01106579 Category Date Description To From Bates Nos. Notes 7/29/09 Re: Case No. RRA 591 Ira Sochet Inter Vivos Scott Rothstein PRODM 002856 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - 591 PRODM 002857 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. Acknowledgement of PRODM 002858 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002862 of Settlement Proceeds - RRA S91 7/29/09 Sale and Transfer PRODM 002863 Sochet & RRA. Agreement is Redacted A ement - RRA S91 thru 002870 7/29/09 Sale and Transfer PRODM 002871 Sochet & RRA. Agreement is Redacted Agreement - RRA S91 thru 002877 Rothstein Rosenfeldt PRODM 002878 Redacted Adler Authority to thru 002881 Represent - Contract of Em lo ment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002882 REDACTED Agreement between Sochet and RRA Agreement and General thru 002891 total amount $1,242,500.00 - $900,000.00 as Release - RRA S93 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Re: Case No. RRA S93 Ira Sochet Inter Vivos Scott Rothstein PRODM 002892 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S93 PRODM 002893 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106580 Category Date Description To 1 10111 Bates Nos. Notes Acknowledgement of PRODM 002894 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002898 of Settlement Proceeds - RRA S93 7/29/09 Sale and Transfer PRODM 002899 Sochet & RRA. Agreement is Redacted Agreement - RRA S93 thru 002906 7/29/09 Sale and Transfer PRODM 002907 Sochet & RRA. Agreement is Redacted Agreement - RRA S93 thru 002913 Rothstein Rosenfeldt PRODM 002914 Redacted Adler Authority to thru 002917 Represent - Contract of Employment PRODM PRODM 7/29/09 Confidential Settlement PRODM 002918 REDACTED Agreement between Sochet and RRA Agreement and General thru 002928 total amount $1,242,500.00 - $900,000.00 as Release - RRA 595 compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/29/09 Sale and Transfer PRODM 002929 Sochet & RRA. Agreement is Redacted Agreement - RRA S95 thru 002935 7/29/09 Re: Case No. RRA S95 Ira Sochet Inter Vivos Scott Rothstein PRODM 002936 Correspondence regarding the Assignment of Trust Settlement proceeds in the amount of $900,000.00. 7/29/09 Promissory Note - S95 PRODM 002937 RRA to pay $600,000.00 plus fees to Ira Sochet Inter Vivos Trust. EFTA01106581 Category Date Description To 1 10111 Bates Nos. Notes Acknowledgement of PRODM 002938 Between Sochet and RRA - $600,000.00. Assignment /Purchase thru 002942 of Settlement Proceeds - RRA S95 7/29/09 Sale and Transfer PRODM 002943 Sochet & RRA. Agreement is Redacted Agreement - RRA S95 thru 002950 7/29/09 Sale and Transfer PRODM 002951 Sochet & RRA. Agreement is Redacted Agreement - RRA S95 thru 002957 PRODM PRODM PRODM Rothstein Rosenfeldt PRODM 002958 Redacted Adler Authority to thru 002961 Represent - Contract of Employment 2/24/09 Finder's Fee Agreement PRODM 002962 Between Alexa Funding LLC and Ira Sochet Inter thru 002963 Vivos Trust (investor) 2/24/09 Finder's Fee Agreement PRODM 002964 Between Alexa Funding LLC and Investors Risk thru 002965 Advantage LP (investor) 2/24/09 Finder's Fee Agreement PRODM 002966 Between Alexa Funding LLC and Investors Risk Advantage LP (investor) PRODM EFTA01106582 Category Date Description To From Bates Nos. Notes 2/24/09 Confidential Settlement PRODM 002967 REDACTED Agreement Agreement and General thru 002974 Release PRODM 2/24/09 Re: Case No. RRA 55 Investors Risk Scott Rothstein PRODM 002975 Correspondence regarding the settlement proceeds in Advantage, LP the amount of $1,5000,000.00 2/24/09 Promissory Note - S5 PRODM 002976 RRA to pay $1,000,000.00 plus fees to Investors Risk Advantage, LP. Notification to RRA of PRODM 0002977 Redacted incoming wire in the amount of $2040000.00 PRODM Acknowledgement of PRODM 002978 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 002982 $1,000,000.00. of Settlement Proceeds -RRA S5 2/24/09 Sale and Transfer PRODM 002983 Investors Risk Advantage & RRA. Agreement is Agreement - RRA 55 thru 002990 Redacted 2/24/09 Sale and Transfer PRODM 002991 Investors Risk Advantage & RRA. Agreement is Agreement - RRA 55 thru 002997 Redacted Index of Control No. PRODM 002998 Investors Risk Advantage and Bates Numbers EFTA01106583 Category Date Description To From Bates Nos. Notes 3/27/09 Re: Case No. RRA Investors Risk Scott Rothstein PRODM 002999 Correspondence regarding the Assignment of 510 A Advanta e, LP Settlement roceeds in the amount of $750,000.00. 3/27/09 Promissory Note - PRODM 003000 RRA to pay $500,000.00 plus fees to Investors Risk 510(a) Advanta e, LP. Acknowledgement of PRODM 003001 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 003005 $500,000.00. of Settlement Proceeds - RRA S10(A) 2/24/09 Sale and Transfer PRODM 003006 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003013 Redacted 510(A) 2/24/09 Sale and Transfer PRODM 003014 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003020 Redacted 510(A) PRODM PRODM 7/16/09 Confidential Settlement PRODM 003021 REDACTED Agreement between Investors Risk Agreement and General thru 003030 Advantage, LP and RRA total amount $1,242,500.00 - Release - RRA 550B $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. PRODM 7/16/09 Re: Case No. RRA Investors Risk Scott Rothstein PRODM 003031 Correspondence regarding the Assignment of S50(b) Advantage, LP Settlement proceeds in the amount of $450,000.00. 7/16/09 Promissory Note - PRODM 003032 RRA to pay $300„000.00 plus fees to Investors Risk EFTA01106584 Category Date Description To From Bates Nos. Notes S50(b) Advantage, LP. Acknowledgement of PRODM 003033 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 003037 $300,000.00. of Settlement Proceeds - RRA S50(b) 7/16/09 Sale and Transfer PRODM 003038 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003045 Redacted S50(b) 7/16/09 Sale and Transfer PRODM 003046 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003052 Redacted S50(b) Rothstein Rosenfeldt PRODM 003053 Redacted Adler Authority to thru 003056 Represent - Contract of Employment PRODM PRODM PRODM 7/29/09 Confidential Settlement PRODM 003057 REDACTED Agreement between Investors Risk Agreement and General thru 003066 Advantage, LP and RRA total amount $1,242,500.00 - Release - RRA S98 $900,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 7/29/09 Re: Case No. RRA S98 Investors Risk Scott Rothstein PRODM 003067 Correspondence regarding the Assignment of Advantage, LP Settlement proceeds in the amount of $900,000.00. EFTA01106585 Category Date Description To From Bates Nos. Notes 7/29/09 Promissory Note - S98 PRODM 003068 RRA to pay $600„000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of PRODM 003069 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 003073 $600,000.00. of Settlement Proceeds - RRA S98 7/29/09 Sale and Transfer PRODM 003074 Investors Risk Advantage & RRA. Agreement is Agreement - RRA 598 thru 003081 Redacted 7/29/09 Sale and Transfer PRODM 003082 Investors Risk Advantage & RRA. Agreement is Agreement - RRA S98 thru 003088 Redacted Rothstein Rosenfeldt PRODM 003089 Redacted Adler Authority to thru 003092 Represent - Contract of Employment PRODM 5117 - No Documents PRODM 003093 Pa e PRODM 4/27/09 Confidential Settlement PRODM 003094 REDACTED Agreement between Investors Risk Agreement and General thru 003103 Advantage, LP and RRA total amount $1,136,000.00 - Release - RRA 515 $800,000.00 as compensation to the Plaintiff and the balance to RRA as attorney fees and reimbursement for costs. 4/27/09 Re: Case No. RRA 515 Investors Risk Scott Rothstein PRODM 003104 Correspondence regarding the Assignment of Advanta e, LP Settlement roceeds in the amount of $800,000.00. EFTA01106586 Category Date Description To From Bates Nos. Notes 4/27/09 Promissory Note - S15 PRODM 003105 RRA to pay $600„000.00 plus fees to Investors Risk Advantage, LP. Acknowledgement of PRODM 003106 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 003110 $600,000.00. of Settlement Proceeds - RRA S15 4/27/09 Sale and Transfer PRODM 003111 Investors Risk Advantage & RRA. Agreement is Agreement - RRA 515 thru 003118 Redacted 4/27/09 Sale and Transfer PRODM 003119 Investors Risk Advantage & RRA. Agreement is Agreement - RRA 515 thru 003125 Redacted Rothstein Rosenfeldt PRODM 003126 Redacted Adler Authority to thru 003129 Represent - Contract of Employment PRODM PRODM 9/3/09 Re: Case No. RRA Investors Risk Scott Rothstein PRODM 003130 Correspondence regarding the Assignment of 9133(a) Advantage, LP Settlement proceeds in the amount of $10,500,000.00. 9/3/09 Promissory Note - PRODM 003131 RRA to pay $7,000,000.00 plus fees to Investors Risk 5133a Advantage, LP. Acknowledgement of PRODM 003132 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 003136 $7,000,000.00. of Settlement Proceeds - RRA S133(a) EFTA01106587 Category Date Description To From Bates Nos. Notes PRODM 9/3/09 Sale and Transfer PRODM 003137 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003147 Redacted S133(a) 9/3/09 Sale and Transfer PRODM 003148 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003154 Redacted S133(a) Rothstein Rosenfeldt PRODM 003155 Redacted Adler Authority to thru 003158 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003159 Redacted Adler Authority to thru 003162 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003163 Redacted Adler Authority to thru 003166 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003167 Redacted Adler Authority to thru 003170 Represent - Contract of Employment EFTA01106588 Category Date Description To From Bates Nos. Notes PRODM PRODM 7/8/09 Re: Case No. RRA Investors Risk Scott Rothstein PRODM 003171 Correspondence regarding the Assignment of S41(b) Advanta:e, LP Settlement • roceeds in the amount of $1,500,000.00. 7/8/09 Promissory Note - PRODM 003172 RRA to pay $750„000.00 plus fees to Investors Risk S41(b) Advantage, LP. Acknowledgement of PRODM 003173 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 003177 $750,000.00. of Settlement Proceeds - RRA S41(b) PRODM 7/8/09 Sale and Transfer PRODM 003178 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003185 Redacted S41(B) 7/8/09 Sale and Transfer PRODM 003178 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003185 Redacted S41(B) 7/8/09 Sale and Transfer PRODM 003186 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003192 Redacted S41(B) PRODM PRODM Rothstein Rosenfeldt PRODM 003193 Redacted Adler Authority to thru 003196 Represent - Contract of EFTA01106589 Category Date Description To From Bates Nos. Notes Employment PRODM PRODM 9/3/09 Re: Case No. RRA Investors Risk Scott Rothstein PRODM 003197 Correspondence regarding the Assignment of 9133(b) Advantage, LP Settlement proceeds in the amount of $1,500,000.00. PRODM PRODM 9/3/09 Promissory Note - PRODM 003172 RRA to pay $750„000.00 plus fees to Investors Risk 9133(b) Advantage, LP. Acknowledgement of PRODM 003199 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 003203 $1,000,000.00. of Settlement Proceeds - RRA S41(b) PRODM PRODM 9/3/09 Sale and Transfer PRODM 003204 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003214 Redacted 133(b) 9/3/09 Sale and Transfer PRODM 003215 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003221 Redacted S133(b) PRODM PRODM Rothstein Rosenfeldt PRODM 003222 Redacted Adler Authority to thru 003225 Represent - Contract of EFTA01106590 Category Date Description To From Bates Nos. Notes Employment PRODM PRODM Rothstein Rosenfeldt PRODM 003226 Redacted Adler Authority to thru 003229 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003230 Redacted Adler Authority to thru 003233 Represent - Contract of Employment PRODM PRODM Rothstein Rosenfeldt PRODM 003234 Redacted Adler Authority to thru 003237 Represent - Contract of Employment Ira Sochet, as Trustee PRODM 003238 and Investors Risk Advantage, as fractional Investors - Index Page of Control Numbers and Bates Numbers PRODM PRODM Acknowledgement of PRODM 003239 Between Investors Risk Advantage and RRA - EFTA01106591 Category Date Description To From Bates Nos. Notes Assignment /Purchase thru 003243 $19,000,000.00. of Settlement Proceeds - RRA S128(A) PRODM PRODM 8/7/09 Sale and Transfer PRODM 003244 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003260 Redacted 128(a) 8/25/09 Sale and Transfer PRODM 003261 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003267 Redacted S128(a) Rothstein Rosenfeldt PRODM 003268 Redacted Adler Authority to thru 003271 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003272 Redacted Adler Authority to thru 003275 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003276 Redacted EFTA01106592 Category Date Description ' To From Bates Nos. Notes Adler Authority to thru 003279 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003280 Redacted Adler Authority to thru 003283 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003284 Redacted Adler Authority to thru 003287 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003288 Redacted Adler Authority to thru 003291 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003292 Redacted Adler Authority to thru 003295 Represent - Contract of Employment EFTA01106593 Category Date Description To 1 10111 Bates Nos. Notes Rothstein Rosenfeldt PRODM 003296 Redacted Adler Authority to thru 003299 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003300 Redacted Adler Authority to thru 003303 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003304 Redacted Adler Authority to thru 003307 Represent - Contract of Employment S153A - No documents PRODM 003308 Page S153B - No documents PRODM 003309 Page S158A - No documents PRODM 003310 Page PRODM PRODM 8/25/09 Re: Case No. RRA Investors Risk Scott Rothstein PRODM 003311 Correspondence regarding the Assignment of EFTA01106594 Category Date Description To From Bates Nos. Notes 9128(b) Advantage, LP Settlement proceeds in the amount of $1,500,000.00. 8/25/09 Promissory Note - PRODM 003312 RRA to pay 1,000,000.00 plus fees to Investors Risk S128b Advantage, LP. Acknowledgement of PRODM 003313 Between Investors Risk Advantage and RRA - Assignment /Purchase thru 003317 $1,000,000.00. of Settlement Proceeds - RRA 9128(b) PRODM 8/25/09 Sale and Transfer PRODM 003318 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003334 Redacted S128(b) 8/25/09 Sale and Transfer PRODM 003335 Investors Risk Advantage & RRA. Agreement is Agreement - RRA thru 003341 Redacted S128(b) Rothstein Rosenfeldt PRODM 00342 Redacted Adler Authority to thru 003345 Represent - Contract of Employment PRODM PRODM PRODM Rothstein Rosenfeldt PRODM 003346 Redacted EFTA01106595 Category Date Description To From Bates Nos. Notes Adler Authority to thru 003349 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003350 Redacted Adler Authority to thru 003353 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003354 Redacted Adler Authority to thru 003357 Represent - Contract of Employment Rothstein Rosenfeldt PRODM 003358 Redacted Adler Authority to thru 003361 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003362 Redacted Adler Authority to thru 003365 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003366 Redacted Adler Authority to thru 003369 Represent - Contract of Employment PRODM EFTA01106596 Category Date Description To From Bates Nos. Notes Rothstein Rosenfeldt PRODM 003370 Redacted Adler Authority to thru 003373 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003374 Redacted Adler Authority to thru 003377 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003378 Redacted Adler Authority to thru 003381 Represent - Contract of Employment PRODM Rothstein Rosenfeldt PRODM 003382 Redacted Adler Authority to thru 003385 Represent - Contract of Employment PRODM S158B - No Documents PRODM 003386 Page PRODM 7/8/09 Re: Case No. RRA Ira Sochet Inter Vivos Scott Rothstein PRODM 003387 Correspondence regarding the Assignment of 941(a) Trust Settlement proceeds in the amount of $2,500,000.00. 7/8/09 Promissory Note - PRODM 003388 RRA to pay 1,250,000.00 plus fees to Ira Sochet Inter S41(a) Vivos Trust. EFTA01106597 Category Date Description To From Bates Nos. Notes Acknowledgement of PRODM 003389 Between Ira Sochet Inter Vivos Trust and RRA - Assignment /Purchase thru 003393 $1,250,000.00. of Settlement Proceeds - RRA S41 PRODM PRODM 7/8/09 Sale and Transfer PRODM 003394 Sochet & RRA. Agreement is Redacted Agreement - RRA thru 003401 541(A) 7/8/09 Sale and Transfer PRODM 003402 Ira Sochet Inter Vivos Trust & RRA. Agreement is Agreement - RRA thru 003408 Redacted 541(A) Rothstein Rosenfeldt PRODM 003409 Redacted Adler Authority to thru 003412 Represent - Contract of Employment PRODM 6/15/09 Check # 198 Onyx Options Investors Risk PRODM 003413 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP PRODM 7/1/09 Check # 199 Onyx Options Investors Risk PRODM 003414 check in the amount of $5,000.00 - consulting fee. Consultants Advantage LP 12/15/06 Check # 151 Onyx Options Investors Risk PRODM 003415 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 11/15/06 Check # 150 Onyx Options Investors Risk PRODM 003416 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 10/15/07 Check # 163 Onyx Options Investors Risk PRODM 003417 check in the amount of $3,333.33 - consulting fee. EFTA01106598 Category Date Description To From Bates Nos. Notes Consultants Advantage LP 11/15/07 Check # 164 Onyx Options Investors Risk PRODM 003418 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 8/15/07 Check # 161 Onyx Options Investors Risk PRODM 003419 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 9/15/07 Check # 162 Onyx Options Investors Risk PRODM 003420 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 8/15/06 Check # 146 Onyx Options Investors Risk PRODM 003421 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 9/15/06 Check # 147 Onyx Options Investors Risk PRODM 003422 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 9/15/08 Check # 178 Onyx Options Investors Risk PRODM 003423 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 10/15/08 Check # 179 Onyx Options Investors Risk PRODM 003424 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 4/15/08 Check # 172 Onyx Options Investors Risk PRODM 003425 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 5/15/08 Check # 174 Onyx Options Investors Risk PRODM 003426 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 1/4/03 Agreement of Limited PRODM 003427 Partnership of Investors thru 003453 Risk Advantage, LP as of January 4, 2003 PRODM 10/15/06 Check # 149 Onyx Options Investors Risk PRODM 003454 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 9/1/09 Check # 202 Onyx Options Investors Risk PRODM 003455 check in the amount of $5,000.00 - consulting fee. Consultants Advantage LP EFTA01106599 Category Date Description To From Bates Nos. Notes 5/15/09 Check # 197 Onyx Options Investors Risk PRODM 003456 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 8/1/09 Check # 201 Onyx Options Investors Risk PRODM 003457 check in the amount of $5,000.00 - consulting fee. Consultants Advantage LP 6/15/07 Check # 158 Onyx Options Investors Risk PRODM 003458 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 6/15/08 Check # 175 Onyx Options Investors Risk PRODM 003459 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 7/15/08 Check # 176 Onyx Options Investors Risk PRODM 003460 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 5/15/07 Check # 157 Onyx Options Investors Risk PRODM 003461 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 7/15/07 Check # 160 Onyx Options Investors Risk PRODM 003462 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 3/15/09 Check # 193 Onyx Options Investors Risk PRODM 003463 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 4/15/09 Check # 195 Onyx Options Investors Risk PRODM 003464 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 1/15/09 Check # 190 Onyx Options Investors Risk PRODM 003465 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 12/15/08 Check # 181 Onyx Options Investors Risk PRODM 003466 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 3/15/08 Check # 169 Onyx Options Investors Risk PRODM 003467 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 4/2/08 Check # 171 Onyx Options Investors Risk PRODM 003468 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 4/15/07 Check # 155 Onyx Options Investors Risk PRODM 003469 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP EFTA01106600 Category Date Description To From Bates Nos. Notes 3/15/07 Check # 154 Onyx Options Investors Risk PRODM 003470 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 2/15/07 Check # 153 Onyx Options Investors Risk PRODM 003471 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 3/6/09 Check # 192 Onyx Options Investors Risk PRODM 003472 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 1/15/08 Check # 166 Onyx Options Investors Risk PRODM 003473 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 12/15/07 Check # 165 Onyx Options Investors Risk PRODM 003474 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 1/15/07 Check # 152 Onyx Options Investors Risk PRODM 003475 check in the amount of $3,333.33 - consulting fee. Consultants Advantage LP 2/24/09 Case Verification Michael PRODM 003476 Met with Rothstein today regarding cases S1 thru S5. February 24, 09 Szafranski - thru 003477 Onyx Capital & Management PRODM 003552 & PRODM 003589 3/16/09 S7 verification Michael PRODM 003478 case has been verifed - please sign attached document Szafranski - thru 003479 and wire funds today. Onyx Capital & Management PRODM 003553 & PRODM 003588 4/27/09 S15 inriad deal Michael PRODM 003480 will verify when I get there. Szafranski - & PRODM Onyx Capital 003554 EFTA01106601 Category Date Description To From Bates Nos. Notes Management 4/27/09 Fw: Sl3B Michael PRODM 003481 Joint damson. Szafranski - & Onyx Capital PRODM 003555 Management 5/8/09 FW S19 (Ira Sochet) Michael PRODM 003482 case has been verified. Szafranski - & Onyx Capital PRODM 003556 Management 6/9/09 527 Michael PRODM 003483 verified by reviewing unredacted documents, etc. Szafranski - & Onyx Capital PRODM 003557 Mana ement 6/24/09 s33 DOCS AND Michael PRODM 003484 verified - by viewing unredacted documents/wire. VERIFICATION Szafranski - thru 003485 Onyx Capital PRODM 003558 Management & PRODM 003590 6/29/09 FW: S35 Michael PRODM 003486 do not wire until I verify. Szafranski - & Onyx Capital PRODM 003559 Management 6/29/09 FW: S37 Michael PRODM 003487 Do not wire until I verify - note the date is today. Szafranski - & Onyx Capital PRODM 003560 Management 6/29/09 s35-37 verification Michael PRODM 003488 verification completed - you may wire funds. Szafranski - thru 003489 Onyx Capital & EFTA01106602 Category Date Description To From Bates Nos. Notes Management PRODM 003561 & PRODM 003591 7/8/09 verfication s41 Michael PRODM 003490 I went online to the TD website and verified that the Szafranski - thru 003491 $5,240,000 has been wired from defendant to Onyx Capital & Rothstein's escrow account, etc. Management PRODM 003562 & PRODM 003568 7/16/09 verification Michael PRODM 003492 18 cases verified - please wire funds to Rothstein, etc. Szafranski - thru 003493 Onyx Capital & Management PRODM 003563 & PRODM 003569 7/20/09 Verification Michael PRODM 003494 verified - please wire 3.6 million and reference RRA Szafranski - thru 003495 S51-56. Onyx Capital & Management PRODM 003570 & PRODM 003575 7/16/09 Notification to RRA of PRODM 003496 Redacted incoming wire in the amount of $21333996.00 7/24/09 64-69 verification Michael PRODM 003497 cases verified, etc. Szafranski - thru 003498 Onyx Capital & Management PRODM 003572 EFTA01106603 Category Date Description To From Bates Nos. Notes thru 003573 & PRODM 003576 7/27/09 70-79 verification Michael PRODM 003499 verification completed. Szafranski - thru 003500 Onyx Capital & Management PRODM 003577 7/29/09 83-98 verification Michael PRODM 003501 funds wired, etc. Szafranski - thru 003502 Onyx Capital & Management PRODM 003574 & PRODM 003578 8/9/09 s106-17 Michael PRODM 003503 s117 mislabeled as Sochet and not Investors Risk, etc. Szafranski - thru 003504 Onyx Capital & Management PRODM 003579 8/9/09 FW: S110 Michael PRODM 003505 verified. Szafranski - Onyx Capital Management 8/18/09 Funding Issue - Urgent Scott Rothstein PRODM 003506 Email chain regarding funding issues. thru 003507 8/25/09 5128 Verification Michael PRODM 003508 $30 million wired into Rothstein's account - settlement Szafranski - thru 003509 agreement has been signed by 10 plaintiffs, etc. Onyx Capital & Management PRODM 003580 8/25/09 wire Scott Rothstein PRODM 003510 let me know when the wire flies so I can alert my EFTA01106604 Category Date Description To From Bates Nos. Notes Michael Szafranski clients. 9/4/09 133 verification Ira Sochet Michael PRODM 003511 settlement proceeds have been wired to the escrow Szafranski - thru 003512 accounts, etc. Onyx Capital & Management PRODM 003564 & PRODM 003581 9/16/09 Verification Michael PRODM 003513 verified - you may wire $10 million to Rothstein's Szafranski - thru 003514 account. Onyx Capital & Management PRODM 003565 thru 003566 & PRODM 003582 9/18/09 s151 verification Michael PRODM 003515 verified - please wire $2.5 million to Rothtein's escrow Szafranski - thru 003516 account. Onyx Capital & Management PRODM 003583 9/24/09 152-153 Michael PRODM 003517 verified - wire $5 million today and $5 million Szafranski - thru 003518 tomorrow, etc. Onyx Capital & Management PRODM 003567 & PRODM 003584 10/1/09 FW: amount still due to Scott Rothstein Michael PRODM 003519 monies still due - we need today either by wire or sochet and investors Irene Stay Szafranski - thru 003519 trust check, etc. risk Onyx Capital Management EFTA01106605 Category Date Description To From Bates Nos. Notes 10/5/09 update Scott Rothstein PRODM 003520 I had them re input the 3m wire as wires put in after seemed to be going faster than wire entered last week Ira Sochet - I just have to make sure the 116 other wires my firm sent all went out and arrived. 10/5/09 FW: here is the trace Scott Rothstein PRODM 003521 Resending the wire worked. number for the 3m wire thru 003522 out, waiting for the Ira Sochet original 10/8/09 158 verification Ira Sochet Michael PRODM 003523 verified - you may wire $9 at this time. Szafranski - thru 003524 Onyx Capital & Management PRODM 003585 & PRODM 003592 10/6/09 Re: Michael PRODM 003525 they said it is out there - let's wait. Szafranski - & Onyx Capital PRODM 003593 Management 10/15/09 Re: new deal Michael Szafranski Rothstein PRODM 003526 Email chain - More than 50 and I need to take 10 Ira Sochet thru 003527 today, 10 tomorrow and 10 Monday, or I risk losing & clients -could cause ripple effect across the other PRODM 003594 levels of this case and could affect my ability to pick thru 003595 up the tropicana cases. 10/15/09 funding Ira Sochet Rothstein PRODM 003528 can you please fund the deals today - I am willing to Michael Szafranski thru 003529 pay another 500k out of my fee if you can - I am under & tremendous pressure and I do not want to lose any PRODM 003596 clients from this deal and I do not want to lose any of thru 003597 the Tropicana clients coming in now. EFTA01106606 Category Date Description To From Bates Nos. Notes 10/16/09 Fw: S159 Ira Sochet Michael PRODM 003530 verified - Scott asked if any can be wired today Szafranski thru 003531 because he had clients breathing down his neck. & PRODM 003586 & PRODM 003598 10/20/09 ira wire Michael Szafranski Scott Rothstein PRODM 003532 TD say the are trying to send wire and it is bouncing thru 003533 back, etc. & PRODM 003599 thru 003600 10/21/09 Rothstein PRODM 003534 Frank Spinosa finds my requests extrememly odd Ira Sochet thru 00003541 given the fact that I have access to my balances on line Michael Szafranski & and then I request that he send me a letter with same PRODM 003543 info - money in that account belongs to the defendant thru 003550 entity - I am breaching banking confidentiality - Ira and I have discussed this previously - I asked Frank for a letter and he wants to know why - I have no ligitimate answer, etc. 10/21/09 Locked escrow account Scott Rothstein Michael PRODM 003542 Ira Sochet Szafranski & PRODM 003601 10/20/09 update on deals as per Michael Szafranski Scott Rothstein PRODM 003551 we still have many of the 800K deals remaining that your request & we need to fund - Ira...Could you take another 20...1 PRODM 003603 would be willing to give you another one million thru 003604 dollars of my fee immediately for taking the 20 800's. EFTA01106607 Category Date Description To From Bates Nos. Notes 7/16/09 Notification to RRA of PRODM 003571 Redacted incoming wire in the amount of $21333996.00 10/23/09 167 Ira Sochet Michael PRODM 003587 verification completed - you may now wire $16 Szafranski & million dollars. PRODM 003605 10/23/09 current set of 20 deals Rothstein PRODM 003602 we got wire for $500K into Florida Care - but I don't & see other wire for remaining $500K, etc. PRODM 003606 thru 003607 PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM EFTA01106608 Category Date Description To From Bates Nos. Notes PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM PRODM EFTA01106609 Category Date Description To From Bates Nos. Notes EFTA01106610 Category Date Description To From Bates Nos. Notes EFTA01106611 Category Date Description To From Bates Nos. Notes EFTA01106612 Category Date Description To From Bates Nos. Notes EFTA01106613 Category Date Description To From Bates Nos. Notes EFTA01106614 Category Date Description To From Bates Nos. Notes EFTA01106615 Category Date Description To From Bates Nos. Notes EFTA01106616 Category Date Description To From Bates Nos. Notes EFTA01106617 Category Date Description To From Bates Nos. Notes EFTA01106618 Category Date Description To From Bates Nos. Notes EFTA01106619 Category Date Description To From Bates Nos. Notes EFTA01106620 Category Date Description To From Bates Nos. Notes EFTA01106621 Category Date Description To From Bates Nos. Notes EFTA01106622 Category Date Description To From Bates Nos. Notes W:\80743\INDEXS22-Index of Volume VII of Conrad Sher Dom - EQC-Eqs.docx EFTA01106623