EFTA01118980

Valuations 1/31/13 EFTA01118980 JEE and Related Entities invesanent Summary 1131/13 Cash & Equivtants Financial Trust Company- (soe note below) 12,294,220 J.EpSlein 2,285.538 HAZE Trial 26.349 FT Real Estate 84.469 Jaeger; 5,541 357 J.EpStein VI FoundatiOn 5,051A 63 COUQ Total Cash & Equivalents 25.285 396 Less Cash in Operating Accounts (1.553.884) Cash in Foundations (5,051,463) (8.605.347) Total Available Cash & Equivalents 18 680.049 JP Morgan Trading Account (cash, securities. Derivibves)- FTC- See Note A 66 590.235 JP Morgan Trading Account (cash, securities. Denvitives). HAZE 22 134.893 Marketable Se-Writes -(Imv) 9.354,309 Investment Island Yacht Harbor (per JEE) 1.000.000 Settlements Receivable -DIM 69.458,708 Partnership InvestmentS 107.424.913 (see attached schedule) Toui • 296 643 W7 Value Above 296.643.107 Adustmenls. Operating Cash 1.553.884 Loans Receivable 1,845.415 Total per attached valuation schedule 300,042.406 • investment partnerships are Sublet./ 10 various restrictions on wilhdrematS. and there/Ore. 300.042 406 the tinting of availability Of funds will be so limited NOTE A The JPM trading account was funded with $75 Million Outing July 2011 we withdrew S $2,478.520. On 2/14/12 the account was reduced by 6501.930 for the purchase of 16.535 Mad Pharmaceuticals & 2.095 &open IDEC. on 5r22/12 the account was reduced by S1.330,000 lot the purchase 01 35.000 MOMS of FlabOOk. In August 2012 the account received 6349.402 from the sales proceeds cid 11.500 sh of Facebook On 9/12/12 Ihe account was reduced by SlOmm for the transfer to Mon Inc On 11/9/12 there was a transfer to JEE of $1,000,000 EFTA01118981 J. EPSTEIN 6 RELATED ENTITIES VALUATONS CASIWAINUTIESJNVESTMENTS 1131113 FINANCIAL TRUST COMPANY 12)31112 01/31/13 01101113 YTO January ACCOUNTS VALUATION PERFORMANCE J P MORGAN- Cash 6,949.105 9.450,970 R Mayan Tramng Account 69.107624 68.590.235 J P Morgan. Secumes 7693.042 7.057,460 Olhei Hank Accounts 125.291 207465 JPM (Beat Steams) 4,954.118 4.937,634 INVESTMENTS TUDOR FUTURES 12.578.999 13.112.017 12 518.999 424% 4.24% TUDOR FUTURES • recereable 4.193 300 teGHBRIDGE CAPITAL 18.624.993 10.019.843 18624.993 112% 2.12% ML HERTZ 3.013.325 3.328.038 see thaws RENAISSANCE INST EQUITY FUND 1.355.342 1,329.015 1.329.915 November December BEAR STEARNS Asset Bathed Setae, (7131/09 yak 331,882 331.882 SeMernerds JEEPERS DO ZWRN SPECIAL OPPURTUNITIES FUND 16,000.000 16.000600 seo looMolc less pawl vnexliawal payment received (6641792) (6,541,292) Mows cash (al JP Morgan) 5641.340 5,561,357 S JOT INVESTMENT Island Yndst Herbs- 1600030 1.000.000 FT Real Estate (cash balance) 84.489 84.489 FT Real Estate - Investment in plthp at coal 920.500 920.500 FT Rom Wass - li wow -Columba I'M:Wigs 503,000 500.003 CHECIONG/SAVINGS ACCOUNTS 1.341043 1653.884 LOANS CUE FROM INDIVIDUALS 1,745.415 1.745.415 CORE CLUB NOTE 100000 100,000 BROKERAGE ACCOUNTS JPM Wear Steams) 665.771 686.810 J P MORGAN :6708 56.800 Mod Inc Athhcom (at cost bass) 10.000 003 10.000.000 (1 260 233 snares ol common and 695.301 mares of Se; 5 PM) Burette Trutt B044 8.044 NAZE Trust NICHEROGE CAPITAL 34.404.356 35.133.733 34.404.355 212% 212% MG STREET (estra1O) 23.276.473 23745.985 23.216.473 103% 2 03% JP Megan • Casb 28.347 28,349 JP Monswinanagecl mewl 22.279.041 12.134.803 TOTAL 298,305.124 300.042606 THESE AMOUNTS 00 NOT INCLUDE NOUSES.A/RPLANE,FIXTURES OTTER ASSETS EFTA01118982 JEE and Related Entries Cash Summate 1131/13 Fie JPM. 9.450 970 JPM Wear Steams) 2.640 785 Bank aecorns 202 465 12,294,220 JEE Bank wearers 1553 884 1,558884 JPM. (Bear Stearns) 666 810 JPM 56 800 Butterfly Trost (Be.' Steams) 8.044 2 285 538 JEEPERS JP Morgan 5.541 357 5,541,35 HAZE Trost JPM 28 349 28.349 FT Real Estate 84.469 84,469 Enhanced Educalon 4.974.733 5.051./153 Total Cain 25 208646 25 255,395 this coos net «We cash el JP Morgan trad ng account EFTA01118983 Reconciliation of large items Value 12/31/12 298,305,124 Partnerships 2,419,043 see below JPM Trading account- FTC (515,589) JPM Trading account- HAZE (144,784) Securities 1,362,064 Dividendilmterest 5,372 Apollo Distribution Change in loan account cash spent: JEE (1,287,159) FTC (115,826) cash received BSABS 14161 miscellaneous total 300,042,406 Value 1131/13 300,042.406 Partnerships FTC TUDOR FUTURES 533.018 FTC HIGHBRIDGE CAPITAL 394,850 FTC ML HERTZ 314.713 FTC RENAISSANCE INST EQUITY FUND (25,427) Haze HIGHBRIDGE CAPITAL 729.377 Haze KING STREET 472.512 2.419.043 EFTA01118984 JEE and Related Enttes Available Equity re(1990,4mints 931113 Securities Long e Fair Marital Value 1/31/13 12/31/12 gaft(oss) 70,500 Ascena Retad at JPM dorrnerty Bear Steams) 1.194.975 1.302.135 (107.160) 20.000 Bombardier at JPM (formerly Bear Steams) 78,395 75.608 2.787 21.753 JP Morgan at JAM (Remarry Bear Stearns) 1,023.479 956,460 87,019 263.157 Apollo Global Management at JPM 5.860.505 4.560.406 1.292.100 17.500 Facebook (purchased 502/121 N JPM • SOW 17.500/W9V/I 542,150 465.850 76.300 16.535 Mad Pharrnsceuldals at JPM 327,816 317,141 10,675 2 095 Slogan )DEC at !PIA 328.988 308.645 20.343 9,364103 7,992 245 1,362064 JPM Trading (see Mooned) unrealized 6.642,172 Net 1 2010 (1,519,390) realized-2010 (6,859.209) Net 2011 (741.062) realved.2011 1.541,649 NM 2012 11.327124 re/lazed-2012 8,818.463 NM 2013 (515,589) rea 13 (4 6:1 892) Total ante Int:4010n 8. 1,263 8451 263 Investments a/o 1131/13 at Falr Marital Value FTC TUDOR FUTURES 13,112017 FTC IiIGHBRIDGE CAPITAL 19.019,843 FTC ML HERTZ (received a dobibubon or 31.301.976 during Dec 2012) 3 328 038 FTC RENAISSANCE INST EQUITY FUND(Nov) 1.329.9I S FTC ABS Trust (last valuation 7131(09 FTC reoNvas moMnly 0ftnbstons) 331.882 RAZE HIGHFIRIDGE CAPITAL 35.133.733 HAZE KING STREET 23 748 985 FT Raaey Advance Sir Lie (cost Oasis) 700 COO FT Realty Lofts 21 LLC (cosi basis) 220.500 FT Realty Escrow Colmble Holdings 500 000 Mon lrc Montan (cost bass) (1.260.333 sh common. 695.301 sh See 5 pid) 10,000 WO 107 424 913 EFTA01118985 ENHANCED EDUCATION 1/31/13 PARTNERSHIPS & 1Q78.1 CASH SECURITIES DEAR STEARNS 4 800 664 4.000164 BANK 173.669 173169 GOLDMAN SACNS TOTAL 4 974 733 4,974 733 EFTA01118986 Financial Trust Company Analysis of Investments Investment FMV unrealized 1131113 Gain0olis) ML Hertz 12/15/05 5.100,000 dalnbutons 8/11/06 (2.180,021) dombutons 12/11108 (560.008) ckstributons 7/26/07 (2,440.908) csouiNtons 4/20111 (1,297.352) 0301N/tons 12/12/12 (1O08,976) (2,867 281) 3,328 038 5,095299 redemption partnership is dhow, and therefore no redemptions allowed status original rwestment 01500.000 sh HTZ Recanted dishabution of 112.744 and 92 269 and 92.288 sh of Hit Current under:prig investment a 202.718 sh HTZ Valuation is based on the value ceNTZ (1/31/13 - $18.28/per share) BS ABS 11/29/06 10,000.000 slrib‘5ons (3,888,381) 6,131,619 331062 (5,799,737) fighbridge Capital Corp 1111/01 25.000.000 deeibutons 2/28/08 (25,000.000) 19,019,843 19,019,843 The represents the total of Highbridge Capital Corp. and NB MAh•Srategy Nelda°. LW. DB Zwm 4/29/02 10,003.000 8130/02 10,000.000 122/02 30,000,000 6/2/03 10,000.000 1/3/05 20.000,000 12/21/12 chstnbucco (6.541 292) 73,458,708 69.456,708_ (4,000.000) DEIZ- settlement The is based on the fotomng esSuMPIMM the fund yell recognae a withdrawal amount payade to Ammer, totabng 570 melon 70,000,000 Jeepers wet receive an interest of G Dub/vela* interest valued at approx $3 3 malice with a 5,000,000 backstop payment from G Dutli equal to Ile excess of 35 rriSon over the aggregate value of at datributons male with respect to this investment JEE wit pay SI mitten for Zwims interest in Cordn. JEE will rave all distrIbolsoms upto 32 million 1,000.000 and the remaining distrttobons avid be divided 50050 between JEE aid Zwim 76,000,000 Ctgroup Renaissance 8/21/06 1.010000 1,329.915 319.915 December FTC wit rear a till rodemplem in and February Tudor 1/30/01 5.000.000 1/14/13 dettnbutlon (4,193 300) 806.700 13.112 017 12,305.317 EFTA01118987 Haze Trust Analysis of Investments Investment FMV unrealized 1/31/13 Gain(loss) Highbodge Capital 4/20/99 10,041,666 35.133.733 25.092,067 This represents the total of tilghbridge Capeal Corp. and 1113 Mull-Strategy HoltAngs Ltd. King Street 11/1/99 10.000.000 7/28110 50% redemption (20,090,787) (10,090,787) 23,748,985 33.839.772 EFTA01118988 Bear Stouts Asset Backed Snoozes Oistributfcat Received FTC Total Pannershm & Trust Pannenalp Trust 1/9/08 1.047291.40 1047,291.00 3/17/08 431.015.00 431,015.00 4/14/08 147,707.00 147,707.00 5/14/08 147,707.00 147,707.00 6/16/08 135,377.00 135.377.00 7/16/08 110,711.00 114711.00 8/21/08 110415.00 110,615.00 9/2S/08 110,578.00 110.57800 10/29/08 92,127.00 92,227.00 11/25/08 85.953.00 85,953.00 12/22/06 73.670.00 73470.00 1/23/09 73470.00 73,670.00 2/20/09 73614.00 73,614.00 3/12/09 67,434.00 67,434.00 4/30/09 66.443.00 66,443.00 5/29/09 57,986.00 57,986.00 7/24/09 Not. A 84,347.00 44.3137.00 8/26/09 47,911.00 47,911.00 9/21/09 35.71100 35.711.00 12/2/09 87,495.03 87,895.00 1/5/10 25,073.30 25,073.30 2/8/10 31,073.84 31073.84 3/5/10 33.605.43 33,605.43 4/4/10 22613.71 22,613.71 5/10110 26.319111 26,315.11 6/8/10 25243.91 25,243.91 7/8/10 19.961.45 1946145 8/10/10 22.012.08 22,012.08 9/1/10 24,389.61 24,989.61 10/13/10 20,527.91 20,527.91 11/8/10 23.336.55 23,136.53 12/5/10 25,234.17 25234.17 1/10/11 24,62991 24423.91 1/31/11 NOW FS 25,793.17 25,793.17 2/3/11 26.966 92 26366.92 3/8/11 26,313.00 26,313.00 4/8/11 21.112.25 21,112.25 5/9/11 21,557.96 21,557.96 6/9/11 18,678.74 18,678.74 7/8/11 16490.35 16,690.35 8/8/11 15,596.19 15,596.19 9/5/11 16410.22 16410.22 10/12/11 15,819.76 15419.76 11/8/11 17,377.32 17,377.32 12/8/11 17,832.49 17432.49 2/9/12 1406(1.73 1400.71 2/8/12 18,611.56 18,611.56 3/9/12 19.767.40 19,767.40 4/9/12 12622.23 17,622,23 5/0/12 16.800.79 16,300.79 6.43/12 17,401.50 17.401.50 719117 16.165.50 16,165.50 8/9/12 16242.96 16,602.96 9/11/12 14.372.40 14.872.40 10/9/32 15.645.81 15.645.81 11/8/32 15038.04 15.038.04 12/10/32 14,208.21 14.208.21 1/9/13 14,594.00 14,594.00 Total 3 868.380 95 3,113,593.17 754785.78 FTC invested 310,000000 in War Stearns Anet Inked Securer's on 11/29436 Distribusons are based on maturing assets &Ore A: (represents 2 months no. WON" 0444430 NOTE (audit adjustment le partnershm) EFTA01118989 Global Investment Opportunities Group . . . Morgan Socteettl0$ LLC. Account Position and MTM Summary (Open Positions) - GIO CI one sun Omniusl079 Prepared for Hue Trutt as of January 31. 2013 Gamed IM • Commedlty at.. U1DULN 12 7044 %Mlle 16/233 6111PUSD 1.5819 UM/1w so 970 USDARS &9785 USO2A11 89431 BMW° 1.3551 USDBRL 1 9871 U14X/If 09109 USDCAD 1.0015 MOTRY 1,7641 usorsoic S4812 Structured Notes • Manual MU • nail en Invettment Ilaaa r ot Trade Date Matviity last Amount Long Description Coo sasei LS) Init rt st Market Valve IS) Lntry Pritie IS) Current Poe, 15) MIM Received 26.1und5 1.000.000 lei Cent 9.11 f4 Asp, 01/76FI) 40% Conlin garden l$11CP1 71% Cap (13.000.000) 42.797900 410000 543.26 11202.200‚ S.Ape.12 16.Ape.15 1.500.000 Cease Rant PM 6 1eee. 04016/2015 Dtd 04/142012 ($1 41.521.900 469;=- 110002 1101 44 411.787 Structured Notes M1M (54.5410.000) 54 919,700 S61418 (St 10,4131 u.S. Iliad Income • iesiviray pr .u0 rbe Peabody Energy Corp 88. WA 2.315% (51.303,5001 41.312936 1152.663 1113.63 411435 5161.399 2.0r1.12 ISMay.2018 stsz000 ipayenem Inc CCC• 91522015 to 250% 1$445.0021 1446.1375 416.941 18900 489.38 41891I6 ICIMay.11 Perpetual 3603.000 Jpemegon ant I Co 861 423022018 7.900% 141.117.950) 43.452.700 $464.825 $111.27 $11909 5523.575 10.May.11 Ptiptligil 3.000000 Cant Of Anerka Corp 80. 911,20I8 8125% 143.189.6101 13.310003 $420.469 SI12.19 511300 4420959 2 Oct 12 01.Jun-2019 1.0)6000 Kindred Healthcare Inc 6/10011 S250% cssn‚se 49811910 $27.2/1 199111 Ill 04 $11.771 Mo and Asset embed • Manual Non. no 3 an Invefflent Bet Trade Date Original Face total OrIne•Int nery Curieni Yr.['. Maturely ()sue SM' Rat !n9 Nent Call Date Coupon Printisal Cott 151 Martel Valisi (5) NUM 14) St/earl 10.61•••12 24•Mer 2037 1.010.000 Chem 2027.A1 12A3 1141/2029 288% 117259141 4115.157 197540 78.50 M-73 4167.423 2Aug 12 25-0d 2035 6960.000 WIrt*»2005.9 81 CC uresaol 1416% 01.698.5010 51.601.636 $246.009 29.88 2893 4149.138 Mortitspe and Ant I MTM 152 424.081) $2.396.793 5462.988_; 5314561 Mutual Funde and Money Malta Trade Date Symbol Units Company Dividends - Entry NAV Currant NAV Currency Initial Cott IS/ ma 1641 Val "' 15) lTn Recened IS/ (Local) Nora° 21-lawel3 ‚Pew 199216.06 1penotgan Floating ItiteiSel I./50 112.030.COD‚ 52)1.982 30 1009 10.10 41.982 Avg 011YFX 313.948,20 1prrergan Ilvsh USD 152.598.4011 42593.212 Odnle 8 28 826 111.189) LEgig;i1=- b / 10 9 10 SO SO It/ St 11,150.567 1183.301 11934.076 SOU SOY Open MTN 11.114 4114 3. 1 Repo 40 40 $0 Current Open &TA 11.347.360 Mr / ST IS ; 2071 1524.9531 15281601 0. r Ionia so so $0 YID a44V4 Se Open MU (1543. 04) ht Alternative SO 50 40 2013 Clewed le $314.2 se Other Mlemaanamei 10 40 10 Iteab . 5349 556 $1.705.917 12013Net Per...gnaw» 3144.747) K) 2013 if Mee.. Mee 6 Cs EFTA01118990 Global Investment Opportunities GrouEt Morgan Securities I Account Position and MTM Summary 4. 1 12013,Closed Positions) CI 0 Global neadanaant Orareate lea Prepared for Haze Trust as of January 31. 2013 Merl and *Mat ~lied Trade Behr Maturity Original ratt Total Int. Entry Price Closing Prkg 'AP RM.." Noel) Call Oat. Coupon Ponop.il C.)) It) Market Value (S) Closing Dale Accrued 15/ (local) (total) 1.May.12 25.1un.2034 2992.800 Wamu 2004473 82 CCC 2/292020 2.545% IS1.140,994) 51.419 147 175984 79,Ian-s3 9050 78 31 5183.959 Mortgage and Asset Backed P/l 9383.509 Mutual Funcb and Ili•rket Trade Oats Units Company Currency Dividend* Entry NAY Closing NAV Symbol Inst.., cost (9 Market Value If/ Closing Dale en Received(5) Vocal) Recall Avg OHTE8 181.371148 Sprnorgan lasgh Vald.91 lian 1) 514 Vil) 5T SOO ^,1 /4 22.Inn n 911 8 21 IS) I Mutual Funs., and Money Market Re T 1524.9531 (C1:01.1PlAntor Chase &Co EFTA01118991 Global Investment Opportunities Group . Morgan Secordleas LIC. Account Position and MTM Summary (Open Positions) ••••tensrat Oraeernaellle.h. Orepared for Fmsreede) Trust os of Januar,* 31. 2013 I396meMMOCemiedentes USIMAN 124475 Y.A0150 166231 GIIN250 1.5872 8113.191 91 720 1.150485 83785 1.4ØR 89392 EURUSti 1.3112 U5D8R4 1 9915 MO* 01091 VIOCAD 0.9968 1710111), 1.716 VIDNOK 546 Fese • Inuaday PricInge141310ornberg Donder.] I„by nt PI ICr Trad., Sole >bares Company Cuertroy Ind.ntry (ost e.ou t s) Market Valve (S) raff .1 Yield :oral/ üocall 1144411 TIN 11.500) Telefonica SoSpon Ad, 0S0 C04110.11n401•CMI. 000% $30080 (121.540) 20,05 M.36 5t.'160 15-/u44-12 TEE (NI Telefonka Sa-Spon Ad. USD Corivriurecatern 000% 1/88 (5560) 12.52 1.36 1172) 144e9-12 ARM 7.515 Mied 1•ManeeeolI(alt Inc V50 entirnee. Nonlyds. 000% (5114,60(0 5189.716 IS >I 19.31 $15.196 24-00.12 131 25.000 Dem F.TodKo USD infurner. Noneych. 0.00% 11470.450) 1417.750 18.82 p.37 1112.700) 12,10810 DAG 50900 P•411411 00 Agri DOuNe Lore USD Rede 000% ($352.5501 1583.375 7.05 i747 1230925 17.44.02 TB 17.500 Weben* Ine.A USD Convennwomom 0.00% (11.45,000) 5142.168 11.00 )0 98 11111.8331 144e0.12 8118 2.095 Nagen Idee Inc VID wouner. Non-5941). 0.00% (1250.455) $326.988 119.55 156.08 576.531 Stneelmed NONG • Manual Pridng via 014orgen innettnent BW nöl pflog dry Intomt trade Date Matunty rare Amourt 10,19 Desroption Co,) leas., '5) market Valse IS) Entry Pr ice (1) Current pike (5) rATAII Rennved 13Nov-12 22-Nov-13 1.000.000 Note Inka ToitolVt Uld %Barrieh 5% AMT Cpo-22.9%Menen ist000.orm 51.042.000 so $100.00 5104.20 $42.000 9-San 13 2.1m-1/1 1,000.000 14.0c Ren (»Red To CM1Vs 5Xlev. 500%Maartm ()um 3 liael 51Me.6.1995 (11.0000Y $985.600 so 5100.00 5%.56 1114 400) 5.Api.11 10.4pr-15 1,50%000 »Monan Cnase Bank Na 6 2004 04/192015 DM04/16/2011 51,543,800 3610811 1100.03 5102.92 3113.688 MS. Find Incorno • InvedayIrldna vaa Bloomber0 nrImi• 1013! Int. Trage Date Maturity face:. mannt Isseer SSP Rating Nest (,II Date Coupon Principal Cost Manet Valne Entry Pore Current Pirce oITM Accruod NMr.11 01 Met ZO 7 2303900 Amencan Ade 8 lafg Inc yezois 7.875% 152115.1251 52.556.250 $371.516 1104.61 5102,25 3314.141 22.00-12 I54.449,10 400000 gartlila-81m 8. 50502015 0875% (1414,0001 5424.030 19.763 5103.50 3106.93 S20.563 22.On.12 11May 20 9 60.000 othlie In. 11. 5/13720/ 8.875% ($619.5011) 5617.200 111% 510721 1106.20 912.196 32.Feb12 IS•land0 B 1.030.003 Ntg Entegy Im. BB- WA 7.625% ($1.001.5001 11.121,500 571.102 1100.15 5112.75 $197.802 24-Nro-13 15.4•840 0 1.500.000 Servkemesfer ConemnY B 2/192015 8000% (51.595.6251 11.590000 52.333 5106.38 5106 00 (54.192) 2243n.12 01.88).20 9 1.002000 NaadWNenIM B. 4/1/7015 1411% (11.035900 11.062.500 530.461 1103.10 $90625 114.469 15.1un-II Perpensa 2,500.000 1prnotgan CINte 8C0 eßt 4/93/2010 7900% (12.702.425) 12$3.750 $321.486 1108.10 1114.55 141Z811 15.1uo-II Pe peu& 2,504000 1pmergan Cbm& Co 400/2018 7900% (12.702.4211 12.063,750 1371.456 11011.10 1114.55 »WM 10.1m.11 Perpate 2,000.000 Bank Of Arnerito Oma BB. 9150018 0125% (12.011.180) 12.260,000 9334,479 1104.06 1113.00 1513,299 30.148-12 Per mim 3.003000 Southern Cal idiot en. 2/1/2011 6210% (12.199,9701 13301,455 5117.500 1100.03 9110.05 96/8.9115 1.0ct.12 01 Ion 20 9 1,000,000 Kindeed Ilealgware IM (40014 8.230% 159902501 5991.250 927.100 191.61 S99.13 127.500 134144, 12 01.1un.20 9 1.000.000 IGeegel Ilealtheare Inc B. 6/1/2014 150% (5970,000 5991.250 119.021 19793 599.11 563271 27-1un-12 Oerpeeea 2900 000 General Ike Cap (ergo 6/15/022 (3717)47r- 12 281.000 114.706 11Ø15 9114.05 $242.751 Intematloml Need Memme • Intraday 1tKII1CI na BIOCCItel9 AcTotal trery Pr.c• Current Pan L Trade Trau Matuuty face Amount Iss.* $SP Rating Cutrene Coupon Primidol Cost IS) Market Value (S) cruedInt(51 (Loco» (Local) Z6./an-12 15.096.2035 7.500.000 Reutfit 01 Argnnnnn WA 1J10 0 000.4 151.038.7501 1459.375 1461.920 U 04. 613 15109.455 13.0c1-10 1343«.2035 10,003.000 Reputik 0 1 /agentena WA AAS 0000% (11140001 1225.490 1326.246 ),6 11.2) $233235 10.May-12 14-0m-2021 1.500.003 Llorck Ttb flank Ne EIBB. VSO 9875% (11.627.500) 11.773.750 5107.391 108 50 118,15 6253441 L23.1ear11 090•<-3022 12.000.000 Annika Mos Sab De Cv A. MAN 6450% ($1.034.417) 1993.071 11.334 105 75 104.96 (19.982) 900.12 Ø•ØI7 500030 Petraleo) De Veneruela S B. 050 8.500% (54402501 1481750 $13.222 4005 97.75 561.722 11.0ct.12 02.Nov.2017 1,020.000 Perroket De Venetteelfi 8. USD 8 500% (11197.5031 1977.500 $25.972 89.75 97.7$ 1106972 EFTA01118992 Global Investment Opportunities Group S NanIllem Account Position and MTM Summary (Open Positions) Global Um~owe. ono.. paielet• Prepared for Financial Trust as Of January 31. 2013 GIO Oarrone IX • C4IneedIty rat*, USDAMN 12 44115 XAUUSO 1862.51 GAINS° 1.5872 USOPV 111.720 1.15DARS a9185 U507.AR 01592 EURUID 1.3612 1.9915 U50041 0 9092 USOCAD O 3968 USOTRY 1.754 U5071011 5-44 and Asset swum • Manual Won Ma 1 n lee9Nmmt Beak <intent Pt.., track Date Matunty Gnome l foot Issue 55P Rating heat Call Date Coupon ~a l (0,1(5) market Value 15) To") ""<“" 151 (local) (Local) 5.Nor 11 25.flovs20)? 1,750.000 Arm( 7004A 81 (Mr WA 150 16541.010) 579.164 32.461 MO 30 81 00 TI " 440' 42 25-APF-2035 10.000.000 Imeri 2005-1 IMI CCC 2/254017 0.849% (51.165.890) $mcisn $31.614 70.00 71.00 $27.696 2fhltoss12 25-Fe0-2037 8,192.020 Ch/Of 2C07 Al 2A4 CCC 7/254022 2.991% 117.042.6091 $1.170,214 $44.421 88.50 9900 $11.127 24-/en-13 /1.A•79-2029 9,551.000 Ilmm 2004-1 1M1 CC( 2/251/013 1.104% 11542,273) 5541.113 012» 56.15 5625 61231 23.A09.12 ZS-Aug-2013 3,325.000 Own' 2003-26 B1 2/250012 5.337% (51111.5311 $1.117.013 $124.689 77.00 79.00 $59.181 11.544,42 ;5 May 1035 0126.140 1.04 2005-2 IMI ea* 11254015 4644% 111.441,10:$ 11.4551141 110744 70.00 71 00 $111.476 mortgage and Asset Backed A1TM (57.030.6141 56.916.709 5601.105 5199.891 Lilted Prolends Dlyidanth Entry Prat.. CurtaM Para Irado Dato Matunty 5" 145 Company ;SP Pone" Pal Amount Coupon PriMlpsl Cost (5) Market Value I.51 84/4.ved (SI (tocai) (Local) 23.1on.13 Parpenhol 20.000 ko Trull II OIL 25.00 51014 IV.00.000/ SAW SO 2100 14 At 07.0001 Mels.12 Perpetual 44600 Any Financial Inc CCC, 525.00 850% (31.002.226) $1.220512 $92.698 21.51 26 32 $316.9134 9.1.412 Perpetual WACO Ally Finer's:sal Inc CCC. $2300 850% 131.760.000 $2.105.60) $154.304 /2 75 14.32 $4•1306 13.1~13 111512073 25400 Wawa tewegy Capital en $2500 5.00% 15625.000/ $615,000 SO 15.00 1440 1510.0003 17.1~13 Perpetual 27.020 domed° Redly Trost BBB $2500 5.40% 13475,000 5470.140 50 25.00 2482 (5413601 24-on-I? Perpetual 40.00 Royal it Sembsd Grp Pk BB 11500 725% 1$951,6001 5961,200 57,049 23 79 251 1».449 7./an 13 Puttpeloal 40.000 Royal 5k kotMd Grp Pk Be 523.00 7.25% 13977.60:4 5981.200 SO 24,44 2053 $3.600 laden-13 Perpelvel 40.000 Royal It Stead Gap Fie 3x00 715% ($995,200) 5961,200 SO 2408 24.53 1514.000/ 116~10 12/1/213 8.030 Gorwrol Melon Co WA $5000 4.75% 15400.000/ 5144.540 141.0013 5000 41_12 1512.412) 9tUCC-10 12,7152013 63,000 General Motors Co 14% 35000 475% 133.145.9737 11.119.160 1314.213 50,57 47.72 15162.6011 22491812 2/150040 60.010 Gm« Capitol Trial i CCC4 $25.00 3`, 111.811.11601 $2,133.601 5179.479 23.54 1417 5/90.271 22.1~13 1/29.2893 31.500 General Elm Cap Corp AA, $25.00 4.88S, 11112.500) 1631.023 10 2500 x57 5µ525 29.18n-13 Perpetual 60,«0 Mangan Chalet R Co WA 325 00 545•. '51 tetee? 51.485.000 $3 25.00 24 75 (515.000) listed Preferred. PRIM 7',1.7 rL Forward COMFORTS • Sae% lOiliked IntrJela 'ro ,rx Cr.", t Spot Current ~id Trade Date value Date nought Notional Sold Notional be Data Contract Spot Contrail Forward meld a "to Forward 1.NovT2 6Feb13 04. 12.051.00(7 FUR 10001000 188414.13 127 12051 1 23797 1.23796 (5351.3561 30.14A 11 6-Feb If CUR 5.000.010 Cill 4.151.000 4.F418•13 1 21/1, ." 1 23797 I 2)796 11.913 4.14n 13 8.Apt.l I 'PT 890AI:0.000 CAD 10.0:0.000 3 Apr-13 9.17 89 92.0135 91.8501 (5.1)5.41t) Forward Contrails NUM N._ (5665.781) IX lions Augn2 08.0047 Bought (PT Put 10.000,000 6091 CsI) , 1,-1(.8Y1) 51-236322 1125.513 8.4,ug II 08•00.13 Sold WV Call 10,0103.000 CAI" 8147.809 (5) 419) $1144.370 ix Options MIM $0 51.229.683 3 • 2 », '33 Caroms" Ions ' .5 Modelled na Bloomber 10.1ohl2 08-Feb-13 Sold USO Put 102.003 79 7.9o) 000 8317.000 (14421 $326.558 104ul.11 08 Feb 13 Bouht USO Call 1(0.000 116$ I Ig".0.0Ce Lti27.008» 5201113 15290131 93) Commodity Options MIM EFTA01118993 Global Investment Opportunities Group Account Position and MTM Summary (Open Positions) C I 0 Global luv..uwu Gabon wales Prepared for Financial Trust as of Jamey 31. 3013 Current PK • Conlw.dlty rates USOWN 68 )5 XAUt/S0 1642.33 GONAD 1.1411 USD/PV II 720 USDARS 4 9785 USDZAR 01592 EURUSD 1.3612 uSDeRt 11915 US0041 0 5099 USDCAD 1119411 USDTRY I.751 uSD1.05 $ Total Datum See llfaeevn blaiknully A<ci.oe.l Interest U. ale nds Cutrcnt N.ce Track Date ender., 'no Shares Rote Spread (bps) Notional .6111.1 Date Dale P.dd Earned (Local) 3i.hoo.13 3.Fe0-13 5a.6A4 Apple Int 0.840 100\ 1101/046 60 so 0 Total Return Swap. MTM 50034.047 50 Mai ST SOS EQ f LO 1213,4111 15,973 1221.461 SP $4,021.106 5254.272 SS.026 41R 2013 TOY Open MTM 15.663.161 Rapo SO SO SO Cumin Open MTM 15,631.067 Mt I ST SO SO SO 0. rly•tiva 5511073 ($714.087) 11150..114) TD Champ M Op. a ADM 1114402/ Alternative so SO SO 2013 Cased DI (5491292) Other / SO SO SO oWs 5,634067 (1491.6911 55.139.175 12013 Net Performance (S524694) 10 TOO *Mar Oa I CI EFTA01118994 Global Investment Opportunities Group ct • LLC Account Position and MTM Summary (2013 Closed Positions) oio anereint Oesre unte Preparc0 for Flnanclal Teus' as ol /anuary 31. 2013 tente Date Symt.n1 Sh.re• Dividend ntry finc• Cias," Prirt•er Compor" Coar nry Doltntry Colt n7),, (SI mniet 1/alue 15) (Nono D.ito P/t VAIO [Local) Doc.» 347.8.13 CLMT 4,100 Calurnet Speoalty Productl i r41409 0 203. (5139.964) $137.452 8.10).13 31.81 31 29 152.512 8448.13 ILR0 4.400 Solar Capital4,d %%vitral 9.50% (510/.360 5105,6811 8-140.13 24 40 24.02 (51,622: 8-/en.13 ELI 3.200 Teor* togisn LP nergy 430% ($133.440) $134.909 9-140.13 41.70 42.16 51,469 15.180.11 VIA< 6.070 1/74 Cempremoon Palnen IP 104507040 000% ($108,0005 510060 15.180.11 1.00 17 71 (51.7401 16-180-13 .4.1.19Y 2.400 40944741)774~04048151n4 Non-001% 0.00% 1148.312) 550.010 16-18n.13 2013 2085 51,721 16-180.13 178,1N 6,600 Intemorte lu« anum«. N)70470R 000% 1$65340) $66,125 16.1chn.1) 9.90 1002 5788 17.180.1/ AV/0 2,400 Ano Pharenaonsals Inc intuem% Normytlk 0.00% 018,0307 517,699 17.140.13 7.50 l46 (51011 17.180.13 CVM 1.800 Cr, Refinki910 fnergy 0.03% 045.0701 5450711 17.140.13 25.00 25 48 5471 1.18013 MCP 6,000 M01$0•Pb•C 1147k 148140417 000% ($114.030) 5117,398 18.180.11 1900 54 112.6411 111-1«,-13 NCul 1,600 Noneenn Cru0.4 In 144.1Srt Consumar. Cyclkai 0.00% ($30.4.») 539.328 18-1.87.13 19.00 2.58 5.928 11~13 /RI 5.700 Narthern ter feergy tp tneray 2349% 6127.112) 5126349 10.180.13 24.40 24 26 ff 1.0431 24-180.13 ARIA 9.000 Anad Phen0.8(0411.(415170 :nsumer. 7400.cyclk 000% (5176.430) 5174083 24-108-13 19.60 19 38 (51.992) 24488.13 BK 4.000 24xteye Pannin LP Inergy 78% ($210.160) 520.523 24.188.13 52 54 52 13 (51.6371 254~13 11141.1 500 BrIglit llorizons Frally 5~5 )07umer. Nee) ey411c 0.00% (511.010) 513.7%1 211s0 -l3 22 00 kl 52 52.758 25-140.13 MCP 2.500 /444n4p1rec Bauc Materols 000% (515.003) 517003 25...)48-13 400 6S6 52.400 19.1747.13 PN9 M1.~ Inent Nausal G,» Ce 1.041044 3.78% (1208.000) $207.410 30.148.13 3100 II 91 65901 31.187).12 KERX 1,500 '<ter+ Blopharmeteutic471 7nsurner. Nonyclk 0.00% ($12.7351 514.190 31.180-13 899 46 11.455 31.140.11 VNi 3.500 Vartilf 4 li.neral 4 .1,01,,t nor.» 8.73% 1597,4751 196.103 31.14, •I 27 85 /1 154921 Enity PA 55.973 Ctioity Synditatir PA 15.973 U.S. f1eN Incorn Irada Date Ittatunty !ate Annount Total In( 5&P Ra ling No et Call Dato Coupon PreNipal Coit Petrlo Lir Clotin9 Date Em," Prure fletia. Plica a Acenai d In( 6.500% D I .510..D3) 51450000 $122,417 24,14n-13 5102.00 I 911000 5242,417 I Und Peefernds Todi. Date ataturAy 5hine. Carnpany 54P oting Par movnt Conpon Pr Dividira.% Entry Prke Clusinq Price Cote (51 Micrlhirt V1•11/0 15) Date in•lwro IS/ 0.4440 (544•11 9aan-13 171572073 15,200 Dulce EnewCorp BBB- 525.00 5.13% 11380.0:01 $18.'!02 50 ,an 13 2500 1 $3.192 14JanU 1/192073 10,930 Dotar Fnergy Corp BOA 52S00 5.13% ($170.“01 5:,-.>, > 1100 75 116 $9.287 21.Mn.l3 1,292053 32,500 Gerieral (lec Ca0C0rP ItA• 525.00 4.18% (3812.5C0) Sa' I ';32 2500 24 98 ($668) farovvard Contracta 'Datil. Date Valsa Date litoeatti Noilonal j Sole Nobonal ire Dite Controtil Spot Conatact tornara Cloling Date Cloirng Nate 4-044-12 8.2en.13 8721300,003 CAD 10,030.0:0 8.1an l3 82 416 87 78 4 hm 13 89 17 l Si',' Cl t 14.044.12 22-544-13 11,0171 12900,00) USO I,011,028 22-len.13 12.7324 12 7492 1734013 11 58 513,264 17./46.13 22.,417.1) 8.4%N 12900.003 USD 1,022431 2244413 12.5829 12.6169 kl /se 13 17.68 r54.69n' Total Rena Sn EM .M.* tolaturity AC<Itlf d Infere.? DIxrd.ndi (latino Nitra Irado Dat. (l 4414 /IYIN9 1h.anra Rate Sarna (bpat Nollonal CknIng Date PA. Date Date PNO EanntO (total) 31.188-12 3•Felal 8,840 a tral I 00% 14,044.412 80 ' inn 11 546,958 455.31 '11 16 t! Total 2013 PR. ($491.8921 (C) 1011 34/47,07- Cisa.. n (.. EFTA01118995 lanes RCIiiiitrits Fund Senior Prodder 1276 King Sitter latau Fund Strikes llS.%). lilt. Gortmmit b. Cl 06631 I larborsitic Thum :nun Ilam 10 tISM 31.1(11Ok t S io16124m. Set loud Sweet 7.Ih Flora 203 M63 $677 telephone 'via) Cim. NI 07311 201Mt 7472 la( tineile• 201.793.8302 iticplione ion t•lut (µdot A OM 212.918.9411 lanimk TutlorlItecitc0$0111 0 TUDOR FUTURES FUND !WWI bnaauu,n Gnprrmia,, General K1111111 and Ire/10w NIaliAlp January 09, 2013 Harry Beller The above address is the duplicate address for this account. Transaction Confirmation Investment Fund Tudor Futures Fund Account Title Financial Trust Company, Inc. Account ID 670 Transaction Status Estimated Transaction Distribution Transaction Date December 31, 2012 Transaction Amount 04,193,300.00) Per Unit Value $608,422.9867 Transaction Units (6.8920802) Additional Payment Information Amount Percentage Date Method (54,193300.00) 100% January 04, 2013 Wire Please contact Tudor Group Investor Relations with any questions on the information listed above. EFTA01118996 Fortress Value Recovery Fund I LLC c.45 Fortress Isweproen1 Group 1345 Awaits dee Amnon. 46th nor New Yak. NY 10105 DISTRIBUTION NOTICE Name: Jeepers Inc. Date: December 21, 2012 Re: Fortress Value Recovery Fund 1 LLC Distribution This is to inform you of a distribution to you which represents a partial payment of your withdrawal payable from the Fortress Value Recovery Fund 1 LLC. Opening Balance - Withdrawal payable S 70,000,000.00 Current Payment 6,541,292.28 Closing Balance - Withdrawal payable S 63 458,707.72 Please contact Elise Hubshe or Smita Conjeevaram at if you have any questions. Smita Conjeevaram Chief Financial Officer EFTA01118997 Tins CERTIFIES THAT Mon jT shares o t e Inc. is the record holder s A_itaW person or by duly authorizeom mon Stock of rPHCOraansf ,.II&LL‘aff ,. . i.. eo ndreclibi -Th d attorney, upon surrender cable only on the books of the cor of this Certificate properly endors poration by the holder hereof,ree in A statement of the rights, ed or assigned. pre of stock of the Corporation orferencesrprivileges and restrictions granted to or imposed upo by any n the rtspectiveltaises or series of the designations t • cate-of determination of pre ferences, and the number ofsflaiii.e.bil shares Corporation. der up* sGrotiag each class and • -mid. office of the EFTA01118998 No CS THIS CERTIFIES THAT Mo Inc shares of the Series 5 Prefern, . is the record holder of Six red Sto Hundred Ninety-five Tho person or by duly authorized atto ck of AUPHCOM transferable only on the books of theusand_Three Hundred One 695;301) rney, upon surrender of this Cer cor tificate properly endorsed or assporation by the holder hereot, in A statement of the rights, prefere igned. of stock of the Corporation or nce s, priv ileg es and restriction by any certificate of determinations granted to or imposed upon the respective.classes or series of the designations of preferences, and the number of shares constituting each clasha res Corporation. ss and 'pal office of the No C6 EFTA01118999