EFTA01119119

EFTA01119119 Valuations 6/30/13 JEE and Related Engles EFTA01119120 Investment Summary 613013 Cash 8 Equity ants Southern Financial L1C- (see note below) 14,591,497 J.Epstren 2233,502 HAZE Trust 28,361 FT Real Estate - Southern Trued Company 24,746,453 Jaspers 28,018,660 J.Epstein V1 Foundaton 4.623,277 Total Cash & Equivalents 74,241.740 Less: Cash in Ogeratith Accounts (1,675,843) Cash in Foundations (4,623,277) (6,299,120) Total Available Cash 8 Equivalents 67,942,620 JP Morgan Trading Account (crash. securities, Dertvitees)- SFLLC See Note A 68.806,047 JP Morgan Trading Accident (crash. recurlies, Dertvitives)- RAZE 22,232,691 JP Morgan Trading Account (ash, securities. Dertvitives)- STC 5.589,671 Marketable Securities -(Im) 11,492,405 Investment American Yacht Harbor (per JEE) 1,000,000 Settlements Receivable -DBZ 33,481,600 Partnership Investments 105,267,510 (see attached schedule) Total • 315 812 544 Value Above 315,812,544 Adjustments: Operating Cash 1,675,843 Loans Receivable 1,966,915 Total per attached va Norton schedule 319,455,302 ' Investment partnerships are subject to various restrict ions on withdrawals. and therefore, 319.455.302 the timing of avaibbillry of funds will be so knitted. NOTE A: The ZIA trading account was funded with $75 Million. During July 2011 we withdrew $ $2.478,520. On 2/14/12 the account was reduced by 5501630 for the purchase of 16,535 Artad Pharmaoeutcals 8 2,095 Rogan IDEC. on 5122/12 the account was reduced by $1,330,030 for the purchase of 35,000 shares of Fecebook. In Mood 2012 the account resolved $349,402 from the sales proceeds od 17,500 sh of Fecebook On 9112/12 the account was reduced by $10mm for the Irene& to Mort Inc. On 11/9/12 there was a transfer to JEE of $100:0000 J. EPSTEIN a RELATED ENTITIES EFTA01119121 VALUATIONS CASH,UABILMESPNESTMENTS 6/30/13 SQUThem Financial lie 05.01/13 0930/13 01/01113 YTD June ACCOUNTS VALUATION ►ERFORMANCE J P MORGAN- Cash 14581,184 14,591A97 JP Morgan Dwane Account 70,392.543 68.806.047 J P Morgan- Securltem 10267,555 9,984,820 INVESTMENTS TUDOR FUTURES 13,394,889 13238.161 12,579909 524% -1.17% HGHBRIDGE CAPITAL 19,129022 19227,390 18.624.903 157% 0.53% BEAR STEARNS Asset Backed Securities (7/314:43 vale 331.882 331,882 Southern Dust Coneseret J P MORGAN- Cash 24 544.495 24,572,296 JP Morgan Trading Account S 970,655 5,559,671 Other Bank Accounts 74,654 174.157 Aden Sauter* (et cost) 500,000 500,000 Settlements JEEPERS CB 2W RN SPECIAL OPPURTUNITIES FUND 76990030 71000.000 see fcenc4e less parbal wIthdrawat payment received (16,351230) (42518,403) J P MORGAN- Cash 4,853,437 28,018,650 JP Morgan Trading Account 1.520.605 1,507,585 Jeffrey Epstein WESTNEWT Arnencan Yacht Harbor 1.003,000 1,000,000 FT Real Estate - Investment in ptshp at cost 1,508,833 1.508.833 CHECKINGMAVNGS ACCOUNTS 1,127,921 1531,686 LOANS WE FROM IN0NDUALS 1966,415 1,866.915 CORE CLUB NOTE 100,000 103.000 BROKERAGE ACCOUNTS JPM (Beer Steams) 666,930 666.933 J P MORGAN 56,829 56.639 Mort Inc. Al,phcom (at cost bass) 10,000,000 10.1:00):00 (1,260233 tares or common. and 695.301 shares ci Set 5 Pfd) Butterfly Twit 8.044 6,044 HAZE TAM HIGHBRIDGE CAPITAL 35A45,729 35,633.591 34,404,356 357% 053% KING STREET 23.100795 24,827.653 23,276.473 6 66% -110% JP Morgan Cash 26359 28.361 JP Morgan-managed account 21541993 22232.691 TOTAL 325,659945 319455.302 THESE AMOUNTS DO NOT INCLUDE HOUSES. APPLANE,FIXTURES IL OTHER ASSETS Reconciliation of large items EFTA01119122 Value 5/31/13 325,658,945 Partnerships (143,640) see below JPM Trading account- SFLLC (FTC) (1,586,496) JPM Trading account- HAZE (1,310,307) JPM Trading account- STC (180,984) Securities (300,881) Dividends/interest 8,707 Apollo Distribution Change in loan account 1,500 cash spent: JEE (2,626,235) STC (75,497) Franchise Tax (1,147) L Black Fee cash received BSABS 11,337 miscellaneous total 319,455,302 Value 6/30/13 319,455,302 Partnerships SFLLC TUDOR FUTURES (156,728) SFLLC HIGHBRIDGE CAPITAL 101,368 Haze HIGHBRIDGE CAPITAL 187,862 Haze KING STREET (276,142) (143,640) EFTA01119123 LE and Rebated Entrties Cash Summary 6/30/13 SFLLC JPM 14,591.497 142591,497 JEE Bank accounts 1,501.665 1,675.843 JPM (Bear Steams) 666.933 JPM 56.839 Butterfly Trust (Bear Stearns) 8.044 2,233,502 JEERERS JP Morgan 28,018.650 28,018,650 liaZE Trust JPM 28,361 28,361 Southern Twat Company JPM 24,572,296 Bank accounts 174,157 24,746,453 Enhanced Education 4,623,277 4,623,277 Total Cash 74,241J40 74 241740 this does not include cash in JP Morgan trading account JEE and Robted Ende. EFTA01119124 Aas* Equdy /teler/00mm% ~13 Seettrales Lees fl Flik Malet Valse Puntte* 6730113 5/31/13 PIMS.%) 70,500 Amens Waai SFLLC 1.230225 1,433.2E6 7203.040) 20,030 Banterder SFLLC 68725 90,949 C2.224) 21.753 JP Morgen SFLLC 1,148,341 1.187.495 (39.155) 203,157 ~No Giebel Hamgant SFLLC 0.342.008 0228,926 13.181 17,500 Featook (purchesed 5/22/12) 8FLLC 435,403 426125 9,275 18,535 Arial Phermamuticeb SFLLC 209.197 303,252 (14.055) 2,095 Benen IOEC SFLLC 450.644 497,542 (48.890 151,212 JPH FR Rite 4.24% Joepen 5,725 1.507,585 1,520,000 (18.1481 11 492 /05 11 787 501 (300.661) intesthemb å86~M3 et Fak Mede« Wee SFLLC TUD:« FUTURES 13,238,181 SFLLC HIGHBRIDGE CAPITAL 19,227,390 SFLLC ABS Trust (lest valuetion 713609. FTC rståws menthly dartutons) 331,082 HIGHBR3DGE CAP1TAL 35,833,591 KATE KING STREET 24,827)153 n Reel Estato 21 Eest 2811. Streel (at oost) 920,500 FT Raai Ene Columbia HoldIngsfet oost) 588.333 STC Alle Solden; (at ~0(1.142,857 eh cd Ser A Ped 0.4375 Per 01) 500.030 Hoet Ine Albkom (cast basis) (1,260,333 ah ~MOR 695,301 eh Ser S PM) 1=510 0032- Traa ls band on t1e folbelng essumptons the fund wil moognbe a wthdreeed emount pa y31:433~3~ totellnd $70 reillbn 70.003,000 Japen ~Wed ss Interest of 0 Øs MMO intens« wend el emoe $3.8 mime wan a 5,000,000 bacatop psyment bom 0. Dubb *quel to ene exces of $5 makel om, the eggregete mem of al dtetnNtons rembal wth NSPIKUOthda Invesenent as or Sept 33, 2014.Jeepent wlk geNnd Dubn sta gemunt c< ny dealbutons meebid by Joepen. Mer mel dels uni Dubt readoba teek ny paymards made ba ~pst MW Dubb Is made whole, Jaapen vsl have ro obligaten to Mals MOS JEE wil psy SI welken lor berm Interest In God*. JEE Yell neten sI clibributions som $2 0.111011 1.080,003 and me rernekeng flatrit Nonswill te tenteed 5680 ~n JEE end Zoon Dm agreement hes not been Omlaad. 76.000100 he seks d JeepeS cmenetiNt> MMS« Olum 0 Dubn DOSIOn S 51 79 044 es ot 931113 end 51.796.893 st of 4130113) ENHANCED EDUCATION EFTA01119125 00/13 PARTNERSHIPS & TOTAL CASH SECURITIES JP Mor0an (Form*/ Bur Sterns) 4,12,721 4,512,721 SANK 110,556 110,556 TOTAL 4,823277 4,1123277 EFTA01119126 Souther. Wanda( Mt Amply)b el teatime's Inver:anent FMV unrested 6/30/13 CeiMoots) ML Heft, 12/15106 5,100000 distnbuborts 8/11/06 (,160,021) distnbutorts 12/11/08 (5030.006) distnbutions 7/2607 (2.440,906) distnbutions 4/20/11 (1.297652) distributions 12/12/12 (1 306 976) (,667.281) 3 873,688 6 340 949 final detritutisn 9$ ASS II/29106 10,000000 distnbutons (3931,526) 6 066.474 331 882 (5 734 592) lighbrFge CaPtal Corn 1/1101 26,000000 dostnbutons 2/28106 (25 000 090) 19227 390 19 727 390 This represents the bbl of Hipnbrilym Caftdal Corp end HB Mult-Streho3y Holdings Ltd Tudor 1/33101 5000000 1/14/13 distribution (4 193,340) SOS 700 13236.161 12 431 461 OEMs DB Zwirn 449002 invested 10,000,000 6/30002 invested 10600,000 12200 Invested 30003,030 6/2/03 invested 10,000030 1/3/05 Invested 20600030 12/21/12 distntsaice (6,541,292) 4/12/13 distribution (7,811,938) 6/26/13 distribution (28 185 169) 37 461031 Balance receivable kom Forbore $27,411.600 DU- seldement This is based on the rollovers • amp tors the fund will recognize • wthdrasel amount reyable M JooPers totaling $70 Milhan 70.000,003 Jean RIPOMMK1an interest of G Dubins pbhp inftrrest valued at Bram 63.6 million we a 5.000,000 backstop payrren4 from C. Dube' equal to the excess of S5 malice over the 099,090te value of al dembstore receiVed we respect to this winrestmeM as of Seot 30, 2014.Jeepers will refund Dubin to amount of any distributions rewired by MIMICS after that Mao until Dubll renews bad( any payment made to J•Op•rf. Met Dubin • made mime, Jeopeis MI have no obloition to repay Dubin JEE will pay SI million for awn Interest in Comm. JEE wit gooeve al distntutions uMo 22 than 1.003.00) and the remaining dstribuDons Ml be divided 50/50 between JEE and Zwirn This agreefient has not been Melded 76 0:0 000 value of Joe 779 044 as or 5.3*/ :a Pal 796 693 as of 4/30/13 EFTA01119127 Haze Trust Analysis of Investments Investment FMV unrealized 6/39/13 Gain(loss) Highbridge Capital 4/2099 10041.666 35,633,591 25,591,925 This represents the total of Highbridge Capital Cory. and HS Multi-Strategy Holdings ltd. King Street 11/1/99 10,000,000 7/28,10 50% redemption (20.(>30,787) (10,090,787) 24,827853 34,918,440 EFTA01119128 Bear Swarm Asset BeeltAl Seeuttees DistrIbetIons ReceNed FTC Total Partienhip 6 Trust Partnerstdo That 1/9/06 1.047,79100 1.047,25L00 3/12/06 411.015.00 431,01340 4/14/06 147,707.00 147,707.03 544/06 147307.00 147307.0) 6/16/011 135,377.0) 135377.03 7/16/06 110,71100 110,71/20 3/21/011 110,61100 110415.0 9/73/06 110,575.00 110378.0 10/3/06 92327.03 92.127.00 11/23/03 85353.00 WWI= 12/22/01 73,670.00 73,670.0) 1/23/09 73,67000 73,670.03 2/20/09 7304.03 73,614.0) 3/12/09 67,434.00 67,434.0) 400/03 66.44300 66,443.00 549/09 57,3860) 5730510 7/14/09 Note A 84,367.00 94 397.0 5/24/09 47311.00 ALLOO 9/71/09 35,71110 35,71190 12/2/09 6701.00 1740510 1/5/10 25,07330 25,073 30 2/5/10 31.07344 31473.64 3/1/10 3003113 33.6.25.83 4/00 72)13.71 22.613.71 5/10/10 2631118 26.11.5.18 6/3/10 25,24331 25.241.91 7/3/10 19,961.45 19.961.45 6/10/10 22,013.03 npute 9/5/10 24.9061 24919.61 10/13/10 30,52731 0,577.91 11/3/10 nsuss 2343645 12/3/10 29,234.17 25,23417 1/10/11 24,62391 2442311 1/31/11 Note 6 25.793.17 25,79117 2/3/11 26,966.92 2696692 3N11 24,313.00 26,313.03 4/3/11 21,11225 21,112.75 5/9/11 21)57.96 21457.96 6/9/11 11.613.74 11078.74 7211 16,69035 1649035 11/8/11 15,59619 15,596.19 9/3/11 16340.22 16410.22 10/12/11 15419.76 15.149.76 11/6/11 17,37732 17,37732 12/3/11 17337-49 17432.49 1/9/12 1$151.73 Man 2./8/12 MAIL% 16.611.56 3/9/12 19,767.0 19,767.40 4 /9/12 17,02.23 17,622.73 5/6/12 1645039 1640079 6/3/12 17,401.50 17,401.30 7/9/12 1616530 1616530 6/9/12 0,60296 16,60236 9/11/12 1432240 14472.40 10/9/12 1544541 1544542 11/3/12 15,03804 15:65.01 12/1W12 14,20621 14.2411 1/9/13 14,594.00 14,5114.0) 2/6/13 13,07.23 13107.0 3/3/13 13,73L21 13,251.71 4/15/13 12.22343 12.229.13 5/8/13 12.06.06 12,43606 6/10/11 n 336 32 11 015%2 Total 3)31,575.52 3,113)9517 117,93045 FTC Invested 510.000PCO In 860 Steams Asset /rted SocurIlits on 11/29/06 DIstrilwdons itte based on maturing essets NOTE k (repmentt 2 months per 00/00.7 Orleesky) NOTE B: (audit oljussenent In partnenh0 Global Investment Opportunities Group magma Salem LLC Account Position and IVITNI Summary (Open Positions) CI 0 01~ laveMonein Owneclangtle• Prepared for Southern F,nanc,al 1.LC as of Arne 21. 2011 re a Commodity rams uS17 Uri 13.0144 XAVU93 '2009 GIPUSO 1.5251 U5DarY 90420 uSCAll, 5.176S 1/50131W 1149 76 tURUSO '3037 U509/4 2.1999 USDCN, 0 9453 VSDCaD 10479 VSD1AY 1.920 VSONOK 6.016) • ,mud, alortenta Di odend Entry Price Current hue I ta ck Oat,, Symbol Shares Company Currency baloney Cost Bas.. Is) Market Value PS' MIM Yield (Small 'Loral/ 24-Wn-13 ARIA 9,000 J.i. dd Pharmaceuticals Inc USD nluMl, Non-cyclic 0.00% .5176400) 117A10 1960 11 49 (518.9S0) 14-Peb-12 AAIA 7,535 Ailed Mammon/tick Inc VS0 inturner. Non-cycli. 000% (1114,6C0) $131,767 15/1 17.49 117,197 14446.12 Na 2,095 Sieger, Wet Inc USO initeneti Nen-Wilk 010% (5290,455) $450,1114 Ili 55 215.20 $200,399 12.1410 DAG 50.000 Nvnho Ob Agri Double Lang VS0 funds 0.00% (3352.550) SRAM I 05 892 593,450 I 749.02 co 17.500 facetook Inca USD CoatiouVartions 0.00% (5645.0201 5.435.40 38 CO 2455 (5221,600) 23-Apr.13 (IS 23,000 General Ekren( Co USC 'Sala! 3211% (1495190) 5933,370 21 53 1319 536.110 21-May.13 54610 50.000 Sangeeno floscenon Inc 1150 norm?. Non-cyclk 000% (5410.214) 5390,500 840 81 (129.714) Structured Nobs • Manual isc ale JFMor. n Investment Bank as of ono( interest MIPA Irate Date Matucity Face Amount long Cuseciption Cest Ian (S1 Market Value (SI Entry Price (SI Current Putt. (5) Received 11.Nov.12 22. .13 1.000,00) 61Note 11/22/1 a Min Y. use 85%ilanier. 5% Atm Cpn-22.9%Martm (51,000.000/ $1,029,950 SO 5102.90 528.950 14.1.3-13 20-Aucy14 1,007,000 MS Market Min faRK ago/la SOIL I KO Ismer • 3.5% Ott Unceitred Initial UMW . 2) ($1,000,000) 51,113.050 SO S10000 $11131 $113,050 5-Apr.12 16Apr-15 1,500,000 Mesita ON 6200% ON 04/11/2015 OW Osnyam (11,500003) 11,602,600 5615/8 5100.00 5106,14 1172.4111 14-May-13 29-440-14 2.000,000 NW CNN 1/111/14102%efo barrter-494cNt-17144417 'MINI Laid-17029 (52.001000) 11,914.200 SO $100.00 595.71 (05.220) SRAM Income • Intea P vie Illoombe total int MTM bark Date Matenty Fart. Amount SSP Rat mg Neal Call Date Coupon hmcipal Cost hlailiet value Yield to Neat Entry Petty Current erne Actiued 3 • • Headwater; Inc B• 4110015 7.625% ($1.035100) 51.047,000 552.104 5103.50 110..)0 $64,104 22-001.12 15-Miry-2019 .100.000 EarthlInk Inc ca. 51151201$ 1075% (1414.000) $399240 524,259 6.811% 1103.50 599.96 11409$ 23-00.12 1SMay.2019 400,00) leithEnk Inc CCC. 41152015 2175% (1619,500) 1599,740 136240 108% 110325 599.96 11450 1.0n.12 01.1un-2019 1004000 13ndred Nealthcent Inc 5. 6/1/2014 4150% ($996,250) 11,020,000 $61,111 7.65% 09.63 110220 (04ov.12 014mi-2019 1,02000 landred Wratthare Inc 6/12014 8250% ($974000) 51,020,000 152.701 7.65% 07.03 $102.00 $102.701 24-1•413 15-Feb2020 1302,093 krdcanoster Company O. 2/15/2015 42930% (51,595425) 11,500,0:0 151.333 800% 11063$ $10000 (544,292) 24Feb-13 15-9,42010 1,000,000 Sentrentatbs Concern I. 2/111201$ SACO% (11.070.000) 11,000,000 117,333 1120% 110700 510.00 (142.667) 3-Apr-13 1040•4023 300,000 I.S.ys lank Pk 110- 4/10/2016 7.730% (1)10.000) 509,250 55,490 7.111% MO% $99.75 $4740 15-Jun.11 Perpetual 2300,000 Jponowan Chafe i Co KM 4/93/20111 7.100% (12,702.42.5) 11795,000 $402,132 5-11% 510.10 $111.10 1494,707 15.2un.11 Perpetual 2300.000 2pfroiyan Om! II CO EN 4/30/20111 9.903% (52702,425) 12.795,030 5402,132 5.11% Sloe 10 $11120 $494,707 141)411 /Iapetus! 2.000,002 Sank °Streets Corp II. 3/15/10111 9.123% (12.061,1110) 52251000 1400,533 5.10% S10.06 $112.90 $577553 30-len-12 Perpetual 3000000 Southern Cal Edison 099- 1/1/2022 6250% (52.999,970) 13,117,955 10650 529% $100.00 5106.0 1461,941 27.lun-12 Perpetual 2.000,000 General Eke Cap Corp 6/132022 7.125% (0.122.920) 52.210,000 $142.1196 5.62% $106.15 5110.50 5229.976 29-May-13 Perpetual 1,00,000 General Eke Cap Corp 6/15/2023 5.250% ($1.400.000) $1.339.750 55221 513% $100.00 195.63 ($55.3291 riternetlonal fixed Income • lit Piscine V•Illoornbe Total Int. Entry hale Current Pnce Trade Date Maturity fare Amount issue 50 Retinal Currency Coupon PnI.(.VAICOIrt 151 market Yak., IS) Yield to Worst MIM &towed (SI I Local/ ROCA 9.00142 02-1100/017 500.0110 Petri:oleos 0. Venezuela 5 I WD 8.500% 3440,150) 5455,000 530.576 11.17% 49.05 91.00 545.326 IT-Oct-Il 02-Now-2017 1,010,000 Petroleos De Venezia% $ 11 WO 4300% 007,5001 $910200 140,661 11.17% 59.75 91.00 $73.1111 10-May-1 16-Clec.2011 1,500,000 Lloyds Tsb lank Plc OW. USO 9271% (11,627300) 51.724750 $167,175 424% 10150 115.25 $269,125 26derel2 15-Dec-2035 7.5020.2C0 Reputed Of Anstitine SPA USD 0.000% (51,039,750) 5419,775 1426.023 1325 5.60 (5191.975) 13-00.10 15-044.1091 14001000 Reptablk OfArgentin. WA ARS 0.006% ($MMO) 1144909 $324244 12.56 141 $137.234 21-May.13 Perpetual 3,000200 Lbp Capital Nol Mc 64 USD SOX% (53.241,500) 52067,500 124467 736% 10425 102.2$ (5155..333) 12.Jura-13 0.2-Nor.2017 1,000.000 ParektOS 0. Vestal. S 9 N/A 11.050% (5923,000) 5910/00 14778 11.17% 592.50 $91.00 ($11,222) EFTA01119129 Global Investment Opportunities Group .P. Morgan Saasigos U.C. Account Position and MTM Summary (Open Positions) GIO teniit )never meat Cadooeversirles prepared for Southern Financial LLC as of June 28 2013 Current Pit 11, Commodity wan LISDION 13.0144 1.418.10 12009 GIPUSO 1.5258 uto3PY 98420 )ROARS 5.3765 USOOW 114936 B.110/50 13037 1.11084. 2.1989 LPSDCPW 0.9453 V5DCAD 1.0479 LWDTRY 1.920 I2SDNOK 6.0463 Inlernation•I Fired income MOO ($8.494,100) 51640.014 51.039.823 18 6 •rid Mast HEWS • manual Pot a Invoicontr4114 total Finn( ant entry Price Current Price Track- Date Maturity Original face is sue SAP Ra009 Nest Call Date Coupon Principal Cost iS) Marlon value IS1 MTM (5) (Loral) (Local) 244 13 25-Aup2029 9351,050 iimbl 3004.11M1 CCC 725/2011 1.093% '.3562.273) 5745,078 130.612 15 76.54 $213,416 641013 20-040.20.12 5.701,013 Sent 1191 CCC 7/202013 1447% (57811191 ST71,794 329,641 73 75 7444 519,516 23-Aut12 25-Aug.1033 3,34000 Cwhl 2003-2681 7/25/2013 5330% (31.231,222) $014,192 5252.482 7700 5736 (3161349) 2/44ov-12 25441.2037 1.100.000 them 2007#1244 CCC 9252022 2.744% (12.042.109) 11,868.522 1347.245 I%50 94 52 5172.957 16-4,-13 21-Mer.2033 4,500,003 CWW 1033.1 II 7/25/2013 5.750% (31,448303) 51,290,216 $161,373 95 50 94 02 92,786 30-Apr-1) 25-Apn2033 2,724,003 Sac 2003-1012 CCC 1015/2013 LOX% 01.076.7131 541,412 593,299 10000 94.74 (42,071) Listed Preferred. Dividends Yield to Worst En" Free Current Price Trade Date Maturity Shares Company Rating Par amount Coupon Principal Cost IS) Marko Value (5) PATM Rewired IT) (Local) (total) 18-NOY.10 12/1/2013 8.000 them Motors WA 50.00 4.75% (5405.000) 1485,280 $48.450 1544% 5000 48.16 111,730 9-614c. TO 12/12013 63,01) General Melon Co WA 150.00 475% (53,185.973) 53,034010 $371116 15.44% 30.57 48.16 $220.923 15-teb.13 2/172016 6,000 Olt15 Natural RefOtleCa WA 52340 R00% ($150,000) 5144.440 $2.392 2.23914 2530 17.74 (141,168) 22.FW-12 2/15/2040 00,000 Gmac Capital TeUStl CCC4./.4 525.00 413% (51,8112.800) 12.064,400 5214021 623% 23.54 26.05 H19,221 3401-12 Perpetual MAN My Financial Inc CCC. re $25.00 450% (51.002.211) 51,205,076 7717,730 6.73% 21.51 25.116 $320310 94' 449.12 Porpetual 130,000 My Friend* Inc CCC4I4 4 525.03 150% (11,714000) HAHN° 519%278 6.73% 2225 2546 S481,078 N -Oct-i2 Poproal 10.000 Royal Ok Sooting Cog Plc II 525.02 7.25% ($951,600) $951400 $422112 740% 23.79 2336 $49,012 7.lan.13 PerpetS 40.020 Royal Ok Sooting WO Pk II 523.00 725% (5972600) $931.400 527.590 7.60% 24.44 23.96 *SW 14,1an-13 Prepetuli 40,000 Royal Ilk HatIntl Grp Plc se 525.00 7.25% (5993.200) 5958,400 $26111 740% Mil 23.96 (510,61% I PATM (511,125 99) Sail Pa .876 51.054.7411 51 4 7? Mutreal Prate lettl Avg ...15X 49,504.95 Wmorgan atotAtmoloal 5882,1 SO 202000 17.12 7.8121 .lutual Fund. and Money Mndiet MTM ($1,000.4e” 4882,17 SO 11 8221 Forward Cowbirds • Rees vaurced OIRIR n1 Spot Current All in Trade Date value Date Nought Notional Sold Notional lilt Dale Contract Spot Contract Forward GUM Pat' Forward 6 May 13 8 A 13 0* 6,138,000 Eve 1300,000 4-Aug 13 12114 1.21921 122900 (57.391) 23 May II &Aug-13 11/11 4,904.319 00 6.138.002 4.A.9.13 1.25185 11.,,,,, 1.22921 122900 (5117.3323 23 1Avy 13 216494-13 ire 740.321,000 CAD 7,912010 24.Aug, 13 99.10 98 7 I 9440)50 94 25058 $334,136 10.`on-13 28-Aup 13 CAD 2.500,000 IVY 242023,000 24.444.13 97.02 94,81 94 40050 94 75008 1544.716) oc watd Contracts MTM 5148.626 X . torn • MTM Modelled nalToomber Currency 2 Original Current Premium Trefk, Date Capitation Direction Currency 1 Typo Ste die Curren<y 2 Type Carrier Typo MIM Notional Pc~him (51 IS) 8-Aug 12 06-Cot -13 rigs)it IPY Pot IC3000010 Ti) 90 CAD C. I S 75,0% 11.027,28/ EFTA01119130 EFTA01119131 I I pa s •• 012 99 2233 1:1 C 0 0 a C a. 3 —c) 0 Z.. t3 a 2 E E 3 5 C N- 3$7 ;* t3 1, o 1-• a. 2 t: am Oct C • c E 2 iv 0 3 tttt a. .2 I c o o 5 el et O u j lift ode Global I ll ll llllllllllll Opp0i 1011171C,61 oU15 .P. Morgan Scrourttl•s L1C Account Position and Nil rvi Summary (2013 Closed Positions) Prepared for Southern financial LLC as of June 21:1 3011 Olvslend EMI" Price Closing Pratt Trade Oat., Symbol $133333 Company Currency Cost Bat's III M1 .1.60) Value Closing Date swirl (Local) Raul) Plan.13 (124T 1400 !alumet So«uty Products Energy 744% 51 33432 5- Ia+4J I101 Man-13 2SC 4 400 Solar WADI Ltd Mendel 10 II% (1107,360) 5105,688 8, Jan-13 2440 24 02 11140 Illan-13 SLIP ),203 9431030 Sella Lp Energy /24% 11133.4401 5134,909 Man') 41.70 42.16 51,467 15-140-13 USAC 6.000 Usa Compraten Parinen 1p Industrial 192% 0101000/ 5106,260 Maul) ISM 17.71 (51,740 16.Jan-13 AIM 2,400 Nnylam Pharreceutkals Inc moms, Non-cyclic 0.01% (141312) $50,010 645113 70.17 2015 11.711 16.1an-13 ITMN 6,601 Warms Inc miss, Non-cyclic 000% (365340) 166.121 6101.13 940 10.02 0169 13-Jan-1) AVEC 2.400 Aveo Phannacemicen Inc 9111101•43,14433-cyclk OM% (111000) II 7.595 745.13 730 7.46 (1103) 17-lan-13 CVAll 1.100 Or Refining 1p Energy 2102% 045,030 $45.1171 an -13 31.0 2548 5101 18-1•1-13 MCP 6.003 Mokkorp Inc Ink Merle 000% (5114,000) 5111351 1145.13 1000 16.56 eszso 1Man-13 Nail 1.207 Norsnian Cru122 Una Hoidin Comumet. Cychal 000% (530A40) 139321 644403 100 24.54 1409 1 Hen-') ND 5.200 Northern Bee Energy Lp Energy 20.1% 0127.112) 5126,149 Siats.13 31,46 24.26 01.015) Mals-13 MIA 9.00) Mad Pherrnacoutkelt Mc ansumer. Non-nelk 0.00% 0136.5710 5174,40e 24,107-13 lilt 19.38 137330 24-Jan-13 OM 4.000 Iodate Penne le Energy 1.9916 ($1100640 9201,523 24-607-15 52.54 52.13 (l1.437) 25-140-13 814/4 500 grAIM Horizons Sway Solut answer. Non-cyclIc 0.00% 011,070 513,755 25-Jan-13 77.00 27.52 12.74 25-Jan-Il MCP 2.50) Moaporp Inc (ask WSW MO% (515,003) %17,40 2S467-13 COO 6.96 11,400 2-Mn-11 PITY 1500 Piedmont Nature! Gat Co 1067 3.6816 (1201,0001 5107,410 30N-13 1200 31.91 0510) 114an-I1 MAX 1.503 Ifary4 Inoplunreeu11001 911$10114r. Noneydic 0.00% (512,7351 $1 4,190 14ms.13 041 9.46 11,455 31-Ian -I1 1.016 3,500 Tongued Natural R•10931<in Energy 1122% (197,475) 596,940 Idan.1) 27.16 27.71 (1492) 31.14n-11 US 25,000 Zoe* int 990.111310, Non-cydk 025% (1650.003) 5786,412 44145 2603 31.46 1136.462 1 Jets-11 045P 1.500 Chesapeake Lodging Trine Financial 442% (131,125) 531.559 148143 2035 31.04 1434 141613 Nal 3.503 Nase. Marlene Patina.. Lp Industrie' 1225% ($49.525) $48,1159 4ele13 14.15 13.96 0646) 54e613 EPC. 4.003 Enterprise Products Penmen Energy 431% ($2211240 5218,072 544141 44 54.52 0165) Meb-13 KC 1,000 MS (Sea Co nd 1000 KO% (121.003) 525.269 4-140-111 2100 2527 5420 74M-13 KC 3.503 MS Coxed. Co Indust/tat CLOW (10.510) 569.263 744011 19,81 1179 0247) 14446-13 AIM 21000 Armour Reskientel Kelt Inc Flnancli 1743% (11911340) 5192141 14446-13 604 6.66 05219) 15540.13 au 3.000 aim New( Arawrcei irk Ink Materiels 161% 0/70031 554,148 15.640-13 23.00 29.72 52,1411 154.M.13 /41.94 1003 Nese Holdings Nv Communications 1.10% (1760400 5260,654 15403-13 32.55 11.54 sas. 154•013 MD Imo Monte Mots& Resources Co Energy 005% (1121000 5130.121, 1540043 1210) 1)0.31 52320 214•0-13 ROILS 20000 Mk/mentors Holdings Lid Comae', CYaml 000% 01.230.000) 51.201,111 214.643 (130 60% 12%6111 21-Feb-13 AMP 3,00) Kinder Morgan Ewe. Fran Energy 610% (5159,050 5259.371 214101 11$33 86.46 $327 274,0-13 Age 15.000 emerkin Capitol Agency Carp linencIM 1623% (1474,4501 5473,839 27461743 3143 31.59 0611) 7264203 1.0W 1350 Medal Propene Trust Inc Financial 531% ($13,813) $13.43 174•12-13 1425 14.31 575 21442.13 DCP MOT °Tree International Inca 'mune, Nonerik 000% 0141205) 5143,357 1446743 40.43 40.96 51,1$22 Meal) WIZ 2,750 Vanes( PercesSp Energy 637% 01351 SS) 5134,362 S41•741 48.86 11773) %6e1) Mi 4,000 Apollo Commercial Reel (stet Finendel 1001% (661,203) 668,1311 141et.11 1705 1701 10 144e13 MHO 503 WI Horne Inc Consurner, Cycycsi 040% (52UM) 612,210 11440/-11 7150 2442 444 Mer-I3 0 2.000 Reeky Inane Corp anemia! 5.20% (191.100) 591,071 (420743 45.03 45.54 m 072:0 7-M4443 MSC( 1.500 °Sow, Cornmeketions-C Communications 0.00% 3117.329) 5100.436 74/0.43 6425 86.4 4,45 7-Mise-13 KM 1,500 Kat Auction Sykes Inc 'mune. Noneselk 331% (SAPS) 929,234 7.11•441 1135 19,0 5369 7-M64-13 11W 500 13ankunked Inc 323% (512,625) $12,755 04444.13 35.25 25.51 $IN (WWI PLY( 2.500 Marmacyde Inc 2rillarner.11033<y(113 0.00% ($235000) 5/35330 64443 MAO 34.13 $330 114.44.11 OW 2.003 Ladrelon RealtyTrust Financial 5.14% (123,400) 573339 4Me43 11.70 1147 043) 13440-13 INNY 1,250 AnAlal Inc 93.1unter, Mon cyclic 000% (110.00)) 149,949 WW1) 4310 39.941 MP) 134.144-13 WW1 400 Hearten International Inc 9013.rtiol. Non-cyclic 0.00% 1151470) 552.055 114..1 16.45 96.5 1165 144.40-13 WS 1,000 Moho', /4010Ingi Ltd -Ads Conenagslom 0.M% (324.003) 514,609 441167.13 MOO 3441 509 15-Mel( MIA 1,000 Tale Inc Corninunkatoni 0.00% (529.750) 531,009 15Ma.13 27775 31.01 11,251 341 443 ARCC 3.500 ANS Copitel Corp Mendel ELM% 061,635) 56,344 341,pr-13 1741 1733 :525i) 144*-11 CUZ 4.000 Cwslm Impertses Inc FIngettlal 1.71% (141.800) 542.159 11.110r.13 10,45 1031 5559 041,pe.11 TAW 1,500 Tee Median Now Corpne Consumer. Csikal 0.0)14 SJ3.000) 535.754 11Age.13 22.00 23.17 11,14 Wen MAY 9000 Reelogy Holdings Cons Ilnanclel 0.00% 0394000 5401,119 -Apt-11 4400 4137 stist -1144.11 PM 7,500 IMMO Phermaceutkak Inc Non-cyclk 0.00% 15700,007) 5301768 -Apr-13 4000 41.17 5,40 2-Apr-1) MC 4,000 Pairlet Inc 7mumer, Non-cyclk 0.00% 010,000) 185.430 2-454-13 1000 2111 15,4)0 2-Apr-1 WC 25110 0.431•300.30 Stlet.Thon Ltd Industrial 0.00% 014175) 135.639 2-64, -13 7325 33.74 5764 0Apr-11 All 21,000 Atlas Pipeline Pattnefs 1p (new 6.10% (1714000) $723,644 11-44-111 3400 MM 51644 %AMU I 2400 Insert Sa CommunkatIons 0.00% 1134.000) 13)419 11-474-11 1600 11.14 3 $41) 16404-13 805E 1.000 Rosetta Resources Inc Enemy 0.00% ISA2.500) 541.459 041pv-13 42.50 4IM ('Apr-1 TAM 1,000 210111160 Corp lock 5.1414.140 0.00% 1511000) $14,063 gagb13 1500 1409 (5920) EFTA01119132 CdobaficixestmentSeportunities.Group P. Megan Sotauk1414 EEC Account Position and MTM Summary (2013 Closed Positions) CIO amino uresertemem Prepared for Southern financial tLC oe of June 29. 2013 §§§§§§§§5§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§§ 11041.11 TEE It....00) Tomfonka SeSpon Mr Communketkee 0.00% 530040 (1207001 104444 3 20.05 13.30 59.300 154 75-12 TEE (39) Telefonica Se.Spon Adr CommenkatIons 000% $411 (1538) 14.41M13 1241 1310 550) Illapt-13 SEAS 1.030 Seanothl Entertainment inc Consumer. 010112 1 2.20% (354,0001 161,419 1164M-17 27.00 3471 17419 2S-Apr-13 PLO 13.000 Prologli Inc Wendel 247% (16240001 5424.1)6 23-Ap•1l 41.60 41.61 1134 napr-13 RE% 4.403 Ahlsource fterldential Corp Financ41 000% (575000) 1742311 1444N.13 10.75 1154 WM 164.PrI3 SINK 600 Spectramitics Corp answer, Nomcyclk 010% 4110100) sua2o 29•AOr-13 MOO 1170 3420 later-I3 SOO 4.000 Sinclair ilmaticatt Group 4 Communkelom 2.04% (1109,000) 5104171 2-Mey.13 27.25 2722 51221 14.4ay.1) YOYA 2.000 Ing Lis Inc einem:lei 001% 039,060) 534439 2.May-13 11.50 1122 0560 344w-13 QM1 2003 ONA Pk.Spoinomd Mr communications 000% (534.000) 134.139 344403 17.00 17.07 1139 3-May.11 fly 11.000 Comet European Mad% fm.. Communkatiom 000% 15302501 33,449 34.44y.13 2-75 1.77 1219 4-Mey-1) IITZ 4,003 Hertz Global Hokfinge Inc answer, Non-cyclic 003% 4109.0:0) 194316 74445, 13 24.73 21.5* (5443) III-Msy-1) VIM/ 3,000 Van& Mc • CI A anemar, Hon-cyclic 0.00% 071.2501 171216 smell 23.75 23.74 (532) 041sy.13 WIS 2.003 Wetter Financial Corp IMendal 2.34% (545900) 545419 0.418)•.13 2240 22.76 ONO) 24.05.12 Of 25.000 been foods Co 'returner, Non-cyclic 000% (1470.4501 1410.4M 44.441.13 14.15 1171 59611 1May.13 Coll 1.000 cyan Inc Communicalloen 0.03% (111.000) 110.010 "Mel) 1110 1041 (1993) 9-May43 IMES 3.500 Emerge Energy Services Lp answer. MOO-Cele WV% (15%50% 150009 "Merl) 17.00 14-14 (14911 1May-13 MC% 1,000 Health Can 1144 Inc flreneW 436% (173.500) 173.5% 94440) 7330 2136 1511 1144,4 3 54 4.000 Isle Phennemutteh Inc ammo. sorrcydic 0.00% (173.003) 115471 3.1.10r13 1000 1637 Ella 94.44y.13 a 1,000 OMMINt bensmilonal Hold answer, Non-cyclic 0.00% (140,060) 543.719 9440/.13 dem 43.77 13.719 941w-13 MA 200 Pennymec Montt& Sen444.4 'Mendel 000% (13.400) 59.642 94.44y13 1100 1121 142 04M, 13 MO 40000 *Polio Globe' Management. a Rnenciel 9.47% 6 1,004000) 3147.100 04,443.13 25.00 3433 02.900 04.4y.13 TANA 1.500 Tornio, Nv 'newer. Non-cyrik 0.00% (114.225) 32440 COMey.13 1015 14.54 1914 I.May-13 ARE 2003 Manta% Real WM twit Reminded 3.96% (114y04.0) $149,917 /4647-11 73.50 7416 11.917 344y11 MS% 20.000 Molten Moldings MI Communication 1.90% 117012001 $615.651 3-May-1) 1541 34.79 (34.5441) 344403 OW 2,500 Suburban 'Toper* Portraits to Enecyr 7.53% (511 04 05 3116397 Jaya) 40.16 473* (32033) 34%y-I3 WES 2.500 Willem Gee Pennon 14 Energy 3.11% (3132996 1152397 Barn 41.111 40.96 55M) 344y13 AIM/ 4.003 Apollo Invartmerd Corp *vomit' 10.14% (134,400) 133.5139 Seley.13 440 1.44 5561) 141y13 CV101 6.003 Cyr ItellnIng L0 Energy 2143% (11114.540) 5142.996 344y13 30.73 30.50 51.504) 444403 Plitt 34000 PM NO* Corp Utilities 010% 5343,000) 1351.733 *Melt 1130 11.72 16.733 114.1ey.13 ODA 4.003 Eldr Corp financial 324% 1575.600) 177,717 *Merl) 111-90 1045 12.197 44Arei3 %MN 750 0014140 ly01,1401m*CI A Connanot. DONA, 000% ($14793) 119302 *Merl) 2540 2631 11,011 9 M10-10 CUP 500 Cubic Corp Industrie 0.50% (3)2.373) 123,424 4-Msy-1) 45.75 4645 5549 744003 TO 2.000 Tc Pipelines to Energy 444% (157.700) $80.246 7May-1) 4316 44.62 $1,544 2,2444y.13 LAN 4.000 Cer Pannen Lp Oa* Materiels 1140% (5100.401.9 19114311 2M4y13 25.15 24.71 (51362) 244yI3 NKr 500 liperharrnaceutkah Inc answer, Non-cyclic &CO% 137.315) $7320 -1417-13 1443 1544 1755 22.4,14y-13 MYA) 2.503 Ironwood Phatrreceutkals answer. Non-cyclic M00% (111,500) 534574 -May-13 1303 13,43 51104 23.May-13 %MN 2003 ■oon1N' *ands In Consumer. Cyclical 000% (54300) 143.011 23/34/13 2130 21.51 III 234Merpl3 113(MT 2.500 illacknorte Mortgage Tru-CI A almoner. 1100.00011 0.00% (143.730) 144775 isairti 2530 2631 12.025 234%03 CITM 4003 Connellium Ihe Cos A *ask Materials 0.00% (110.000) 103.756 1444y.13 1540 13.96 (91.242) 21-4147-13 LG 3.000 Laclede Group in/The Utilles 3.72% (5222.505 1219395 3444y-13 44.50 43.96 (52705) M.May.13 041( 1,000 Oakum Capital Group Lk Ft/emote 10.76% (551.500) 152,959 3-M8Y-13 53.50 52.96 5541) 23MyI3 POEM 2.003 Fly Gem Holdings Inc Industrie' 000% (142.000) 545.911 3.May.13 2110 12.96 $3919 23444y-13 WAM LOCO Waco Muift Noldngs inc Consumer. C)711C% 0.00% (131.040) $31,919 3-May.13 16.00 1546 dal) 10444y.13 IMP 6.003 Soerclosik Pipeline Partners (NNW 7.01% 0102720) 3179,457 04,14y.13 11.12 29.11 (11.263) 30.May.13 NM 6,030 Vanguard Kenai Remoras Energy la% (1170004 1149,257 13May.11 2535 II.21 (5110) 6.)n13 CC 13.000 Carla% Group/The financial 210% (1311.000) 1)41.542 *lun•13 27.00 26211 54407) 11-2,un.13 KM 2.500 Kar Auction Serelces Mc ampler. Nonrydk 3.31% (153.125) 153.577 6Jun• 3 2125 3143 1452 7-14.1-13 TMO 33.000 Therm Fisher ScicintIlk Inc Industrie, 071% 02.992.1001 12140,917 7-Jun-13 05-50 16.17 011,513) 044n-13 AAP 2.500 Ate Aetwmt Partnere 40 Energy 9.30% 1554,215) $54,399 11-2un-1 3 21.75 21.74 124 114un-1) PCA 41:00 P110/101%1G•nersol Electric Co 1/4111144 3.60% (1104001 $91,151 114w-13 2350 13.38 12,61 134un-1) COTY 4,030 Coty sec-C1 A answer. Man-cyclic 0.00% 0105300) 1103.2111 1 34un-13 17.50 17.21 5 1.712) 13-Jun-13 MLA 5.000 MA Soler Mt Technology 0.00% 0234000) $221,921 13-Jun-131 4440 4590 (179) 13Jun.13 IONA LOCO 528)41 Naittons Family ScM 011101100 Non-cyclic 0.00% (564.103) MIMI 13Jun-13 33.05 3332 $541 7.4a1-13 1140 2.500 Thermo Thew Sclamffic xk indundal 071% (5113750 1211421 164m.13 15.50 96.21 11,771 IS.Jun.13 WY IMO Wayerhseuser0a Rnecelal 3.09% ass.sem $94069 19.3(113 27.75 16.0) 1169 19.JunI3 OWE 1303 Morbid 3b Inc ~nem Non-tyclk 0.00% (1i7.00D) 126.001 194u413 17.60 26.01 MOM 20-.1u .13 PTCT 1400 Pic Therepeertki Inc 1nsamet, Nomsyclk 0.00% (115.000) 115.710 20.3un-13 15.00 1571 1710 21-/un-13 ACM 5400 Net Commercloi Reel Edate Meryl* 7.60% (567.500) $64.174 111un-13 13.30 11 97 526241 21.Jun-I3 GOGO 2500 Gogo Inc Communkathare 0.00% (142,303) 136499 1i aun-13 17.00 1596 52401) 214m-13 MSS 2000 Nome tow. Sating %woes 7014.011% 7.01% 1$46.003) 144,619 214un-13 73.00 22 41 ($1,111) EFTA01119133 rnı 24M-13 3Nu5t3 12(17 Iö16 500 6,000 glohaLLyEstment.fluportuf}İ*iec r.rn9Jü Account Position and MTM Summary (2123t33 Closed Positions) Prepared tor Southam flnanpnl llC 46 09 ıme 18. 2013 luaof111plAıykıc NaronrlrpTaMgbgerInc U50 1RD T9dın0logy )wmr,Nonk3clk 000% 000% (58,500) 1400.000) 11355 $34,164 24-Jun-13 76-ıw.ı3 37.00 0o00 .P. MOfgSn,ıa.Wr 1951 544 (IL 3755 03.}36> 9-13.-53 1110 2,500 ThemlolhMrSckMNkInc 1350 Sesli' 0.71% 15113.750 $313,8% ndunu 8.50 n34 5144 274 ,-53 1p3 34,000 Nd5u0p1yNok(nOcInc USO Caıcumer.Cycıkeı 000% (1}5;000] n51A% 174a,-I3 0600 17.54 (3564) n-ıurnı) (0w 3,000 CdıCorryOı 1350 CarnmvnkılbrN 0.00% (131,000) 552.789 273~13 17.00 1740 11,751 Cculıy M 5114.566 Eguily Syndkate M $184,179 Stnı[W nd MCVa lradı Dıle InterOa Malurny Ntt omoı=+ı tong Dcicr,V lı4n CoN 44n (51 M.ket Value (SI CIo+Iny Date UVy hKe (5) Clovıny porc 151 M Rece)v.d S-4n-13 24.1817,14 1 1'oCrSVıUdıı:ro 590\5ı,ır ,pn03ııry13'.^ . .. N,IleL1Yı5 S0 6/21/2011 310000 I 510000 $O U S. ihM Marwa 70131 ini hade Dare Moı..rny ıare 4mounl Itnu9r 56P Rating Neıt Call Dal, Ceupon (170)49,41 Co.ı Market VaWe Ctaing Dut (nry Nice Cloling hke M Acuoed 240ct-2.1 IN -10I6 1,500,050 13caln 8- rVA 6.500% •1,550.000) 11,650.000 5122,41] 24-Jan-il 5'0700 131000 S $4.4-11 03Mr.2017 2500,000 Am.rkanAıd.$)dlgınc B .W6 7475% 026154251 32425000 3249,644 ıMar-1) 1104.63 110100 1249.219 17#q-1) Parp4lwl 3,000,000 )pmoryan(hra4Co In 5'1/703 5.150% (53030000) 32015600 3281444 17-Aş-Il 1300.00 310030 3304644 13J1r`I3 20MPy'2023 800,000 M)OIVaGbblMan. MI .Wy. 4375% (3790620 1797,400 5289444 17-Aş-13 3%,83 199.70 5294820 22.0-12 IS-Jan-2015 1,000000 Np EnargylM M' v'A 1.625% (11,031,•500) 51,150000 $102,938 16-May13 1100.15 111I00 5251,438 tldday.33 Pacp.lual 1,500000 21a35I.NpfppıaDpn 84 6'.52023 5400% (51.500,000) 31,513,125 39908 23YayJl 3100.00 710088 323.033 MwnaDorıN Nıd Itmna ]ela. lot fnııYPn<r <IaainyPnae Oracle Date Maıur,ty EareAount m öıue 5654a9k19 Cumrty r Coıpen hriy ın 3Co4ı(5) r MketVa30e451 Clon9Date u Pt Aavued (51 (16[411 (local) 2s-a' T3 05Lat-20}1 12,000,000 AmeeuMu, [anDaCv 640% iSıOM,a1ı 53,041,054 515,705 19-/yn13 05.75 106 125 3q.Nl 15Ma-13 224I492023 200,000 0,01. M8- 1150 3.950% (1196.994) 119].50 32110 16M4 33 %50 98.75 32.766 224da9,13 10-18r-1028 11450000 5.4 Carr..rnOcdde I88 M%M 9000% (1344632', 3150.611,416 30 2lıb)13 100.00 0050 54.528 15-Mn-13 121YM}3 29,000 NabnEn.rgyCplW 864 32500 500% 15625000; 154,500 133.002 l-lun.t3 }5.00 1155 111,;45N'ı and A.ut 4lıd Trade Date Total ini fnbYhlW <leılnyhke Mnurıty Do9ınN 1x4 nıue 56PkaGny Nen (Ii Dtle Coupon P„ nr:ryMCm1151 MakMV.ıbe151 C30unODate PA Acwed(51 Ilecall Il6r4D 313ıp12 254dvy-2035 8,1x,940 MM 2005-21v' 84 N254015 0.633% ıs V.Sn.334) 51,%9282 5304,)4] 2/207073 70 00 79 541ov-1} 2546ov.2022 1.750.000 Gmıl Moc A 81 CCC MıA 5150% 15563,6013 5555,780 363,650 S 4(2013 6050 8500 356529 14Nyy-2.2 25Apn2n5 30,000000 ımm2003: 5ı' CCC 7254073 0838% (51.165.890) 11.254,164 %4.345 5430013 7000 78 1154619 Mwd P.9Nry.da DıvlMnd3 Enlryhl<e Clesinylrke Trade Dam Maturny Shrr4 (otopany Ratln9 ParMı04at COVpp1 PrinaipaıC0kt151 MakelVYue151 ClotinyDato PA PereivM 11) 150431) (loull 5-Ynl ) 1215/1073 15200 Dıık. Enrgy Corp e56 :', 00 511% (/380,0(0) 5/83,192 30 11-N-ı-03 25.00 25 21 51,792 14-Jan-ii 115✓1013 10,00 Duta Enrgy Corp 684 575.00 5.13% (32)0000) 3}79,24} 50 22-Jan-ii 2500 }586 49,242 22-Jan-Il 1411205) 32.500 G4nrY 31a Cap Corp AM 52500 4.64% (3612500) 341.832 $0 29-hm-13 2300 24.34 3464) 25Jr413 Nrp44<W 47.212 lpnwryan Our 6 Co I15 $2500 5,45% (53,160,300) 11,173.664 $0 t54.Un)) 2300 2446 (36,636) 14Mr-13 Nr64ıVM 25000 ıntar3tala Nynı 4 ugM ne 51550 5.10% (%25.000) 3424,48 $0 1516v-1) 2500 24.% 5514) 2►J.e13 Nrptu.( 12215 lpm0ryrı O,...4 Co I84 $2500 5.45% (33ıf.7W., 3334377 $o 22M0n73 2500 2449 ($7.463) ıfı-1) Nrp.tud 1,370 Armopr Rald.nt41 Süt MA $2500 ).M% 11214.250) 3}13.551 30 22Mafn3 2300 24.92 1469]) 64.-13 0ryatul ),000 GenlGrwv(hPmpankt 55 $2500 6.38% 1$175000) 3173.456 30 22Macd3 2500 147% (31,564) EFTA01119134 EFTA01119135 : 11.414:0 sa a ;;t; ;e 8 U 0 0 Ft5,!!!!5! •••• 8888 888888 444 4 444444 Iii!ififfi a re! 00 ASSS22.422:4 sa?zauF.O glgiglifig mgaggaga figg5filfg !!!!I!!! ! cot 8888888888 5555555565 f :=4.2 t4 Is ;i C EFTA01119136 Global Investment Opportunities Giuup P. Morgan Socurtes Ilt e • Account Position and MTM Summary (2013 Closed Positions) . Prepared leer Man Trust at el lore 26.2013 Intent trade One Matue.ty Face Amount Long Oreerp1en Cern Inn 15/ Mallon Value (S) Ome Entry PnO1151 Glenn, Pent 150 Pet ROCePeP0 1 26 I n 12 1,000tlp .Or O./P[0M t 0%26/11 E4' Cann Oa Pr' S. 1110 02. 51: 11 int Entry Pena Cleunq Pen* Tent. Onn tneteeney Or.g,n Fn. 14P Pang Hen Call Date Conan, P111'011115' (11 Cro6n9 OAP pl. Mar" ' V". IS) Acte loteJued IS) (local/ (1 .00.0 • 25 Jun 30)4 2.592.600 a P304 Arl t 6/25, 2020 4.106 11209. 11. 575,266 Mn 11 60 SO 16 3I 5141,509 2.40012 2501.2035 Vefinbi 2005 9 11 0 7/25/2016 540999% (SI 65.11.5,11 11 )03 146 15 96.494 10Arr 29® 1150 520453E IA. mega and Avert Tacked 1.564 647 MeitreS Amide and Mane. Manua A.11 Cleane PILES at :p.n..' lir Yell-Sol kiso I)!5:49531 11.500 700 Dade 12 Jan 11 941 122 1514,9511 IM225P5 teascoaratt f 2643 n to loll P66,..ea. 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Valor 141 (Imo.) Dar. VMS Racal? oral, 19 Mar 13 KIP 4D00 Paw*. Mr WO tor 19 Mar-13 4080 40 01 304Aro II ICON 900 WON PI M( WO TochnOICKIY 0 COO (510.9fµ M8.214 2016.1.11 11 SO )011 µ2M 2O Ma• II 141 4.000 liarovaarn Ervorklodi USD Uraltei •90% 151020010 1702598 zomer-i) Zen 26115 5214 21 Mao I 3 LICA 400 (wits frotromautkak hit USD won. No <3$3 OM% (10,440) K324 214/ 42I3 11103 11.41 $724 21 Mr-11 GM( 3.1:02 Graohk Packaging 14044•4 Ca UM) µa31 0o% (n1.0001 121.210 5Bµ•4) 140 71)7 1210 26 1.4421) CUM 1.10) Cahoon Specially Prof oras USD Ern/ l49µ (37121001 1111.171 1442/4•.1) 3710 "1' (11.127) 2aM.4 13 iUMI ;COO 7..m. riekIirmi hit USD O00µ (µ3]0y MIS* 144.4•413 11 10 1015 (5301) IA; • 3 ARC: 1.•40 Ace( Ca prtal Coq) USD 74446W 9µM (µl43] µ12M 3 44413 17.61 1349 (5µU Moiety" Nn Panay SYmitrai4 P. (A /1 Ustmlf•O'faemsla 0.7414414k 1µy Pike Coo, Fora 9& ha** 0.0. IC 5/Nra Comoro 31* Kato" ta d amarnr • (S) (414tkel yak. (S; sec. y., (5, Plori.90.P. 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