EFTA01119157

EFTA01119157 Valuations 7/31/13 JEE and Ridded Entitles EFTA01119158 Investment Summary 7/31/13 Cash 8 EauWants Southern Financial LLC- (see note below) 14.612,680 J.Epstein 1,778,803 HAZE Trust 28.363 FT Real Estate Southern Trust Company 19.489.259 Jaspers 26.518.726 J.Epstein 1.01 Foundation 4,621,387 Total Cash 8 Egurvalerds 67,048,218 Less: Cash in Operetta) Accounts (1,284,884) Cash Cr Foundations (4.621,387) (5.906.271) Total Available Cash 8 Equivalents 61,141,947 JP Morgan Trading Account (cash, securities, Derivitives)- SFLLC See Note A 70,019,374 ,P Morgan Trading Account (cash, securities. Derivitives)- HAZE 22510,490 .P Morgan Trading Account (cash, securities. Cenvitives). SIC 5568,063 L Ca moron Trading AccouM (cash, securities, Derivilives). STC 4,978,315 Marketable Securities -(Invv) 12,620,619 Investment American radii Harbor (per LE) 1,003,000 Settlements Receivable -C432 33,481,600 Partnership Investments 105,380537 (see attached schedule) Total • 316 720 965 Value Above 316,720.965 Adjustments: Operating Cash 1284684 Loans Receivable 2,096,916 Total ocr attached valuation schedule 320.102,765 ' Investment partnerships are subject to various restrictions on withdrawals and therefore, 320,102,765 the timing of avaitabikty of funds will be so limited. NOTE A: The JPM trading account was funded wet $75 Milton. coring July 2011 we vAllsdrew $ $2,478,520. On 2/14/12 the account was reduced by $501,930 for the purchase of 16,535 Ailed Pharrreoeutkals & 2,095 Brogan IDEC on 5/22/12 the account was reduced by $1,330,000 for the purchase of 35030 shares of Facetook. In Augud 2012 the account received $349,402 from the sales proceeds ad 17„5030 sh of Facebook On 9/12/12 the account was reduced by $10mm for the transfer to Mort Inc. On 11/9/12 there was a transfer to JEE of $1,000,000 J. EPSTEIN S. RELATED ENTITIES EFTA01119159 VALUATIONS OASHLIABILMESAINESTMENTS 701/13 Sosthim Financial LLC C6/309 3 07/31/13 01471/13 YTI) July ACCOUNTS VALUATION PERFORMANCE J P MORGAN- Cain 14,591,497 14,612.680 JP Morgan Trading AcccuM 68,806,047 70,019,374 J P Morgan- &mutes 9984.820 11,094.391 NVESTMENTS TUDOR FUTURES 13,241,823 12,561,188 12,578,999 3.04% 12% HIGHBRIDGE CAPITAL 19,727,356 19,261.964 18,624,993 3.76% 0 18% BEAR STEARNS Asset Backed Securities (7/310) yak 331,882 331,882 Southern Trust Corroami J P MORGAN- Cash 24,572,2% 19,250,305 JP Magian Trading Account 5.589.671 5.588,083 Other Bank Accounts 174,157 237,954 Aden &aeons (at coat) 500.000 625,0:0 PM -Account Managed by Laurie Cameron 4,978,315 Settlements JEEPERS DB ZW FtN SPECIAL OPPURTUNITIES FUND 76,000,000 76,009003 see ragnOte S partite withdrawal payment reamed (42.518.400) (42.518,400) J P MORGAN- Cash 78,018,650 26,518,728 JP Morgan Trading Account 1,507.585 1,526.229 Jeffrey Epman INVESTMENT Amenmn Yacht Harbor 1.0%.0:0 1000,000 FT Real Estate - Investment in otshp at cost 1.503.833 1,508,833 CHECKING/SAVINGS ACCOUNTS 1,496,513 1,046,930 LOANS WE FROM INDIVIDUALS 1,866,915 1,996,915 CORE CLUB NOTE 109000 109009 BROKERAGE ACCOUNTS PM (Bear Steams) 666.933 666,979 J P MORGAN 56,839 56.850 Mott Inc Wixom (al cost basis) 10.000,003 100%0M (1,260233 shares of common. and 695.301 shares of Set 5 Phi) Butterfly Trust 8,044 8,044 HAZE Trust HIGHBRCGE CAPITAL 35629,667 35,893001 34404356 3.75% 0 18% KNG STREET 24,861,133 24.997,869 23.276,473 740% 055% JP Morgan Cash 28,361 28,363 JP Morgan-managed account 22,232,691 22,510.490 TOTAL 319483,312 320,102765 THESE AMOUNTS CO NOT INCLUDE HOUSES, APPUWE,FIXTURES & OTHER ASSETS Reconciliation of large Items EFTA01119160 Value 6/30/13 319,483,312 Partnerships (45,156) see below JPM Trading account- SFLLC (FTC) 1,213,327 JPM Trading account- HAZE 277,799 JPM Trading account- STC (1,588) Cameron Managed Account (21,685) Securities 1,123,224 Dividends/interest 17,004 Apollo Distribution Change in loan account 130,000 cash spent : JEE (1,949,583) SIC (136,203) L Black Fee cash received BSABS 12,314 miscellaneous total 320,102,765 Value 7/31/13 320,102'65 Partnerships SFLLC TUDOR FUTURES (280,635) SFLLC HIGHBRIDGE CAPITAL 34,609 Haze HIGHBRIDGE CAPITAL 64,134 Haze KING SWEET 136,736 (45,15614 EFTA01119161 JEE and Related Entices Cash Summery 731/13 SFLLC JPM 14,612.680 14,612,640 JEE Bank accounts 1,046,930 1,264,884 JPM (Bear Seams) 666,979 JPM 56.853 Buttedly Trust (Bear Steams) 8,044 1,778,803 JEEPERS R Morgan 26518,726 26 518 726 HAZE Trust JPM 28.363 28 363 Southern rept Company JPM 19.250,305 Bank accounm 237.954 19 458 259 Enhanced Education 4621,387 4 P21.7,97 Total O38a 67,048,218 67.0461218 Ctrs does not include cash in JP Mown tracing account JEE and Ro lutad EntOes EFTA01119162 Avedable Ecurty for Investrnents 7/31/13 Snutförs Long ft Falt Market Valen Parcha 7/31113 603713 911M0314) 70.500 Asana Rigg SFLLC 1,345845 1,230,225 115,832 20,000 Bornberchor SFLLC 894133 85725 7,78(1 21,753 J9 140703/1 SFLLC 1,212295 1,145341 03,954 293,157 Apollo Global Management SFLLC 7,031,568 8,342088 889,487 17,500 Facebook (purchased 92292) SFLLC 844800 435400 208,803 16535 Anad Pharrnaomaroak SFLLC 307,220 289.197 18.023 2.095 Riggen ICEC SFLLC 458,902 450,844 8.138 151,212 SM FR Rate Fund Jeepem 4293 1,528,229 1,507,505 13,854 12.820.819 11,492405 1,123,224 kombnents go 791113 at Falr Market Vala SFLLC TUCOR FUTURES 12,9131,188 SFLLC HIGHBRIDGE CAPITAL 19.261,964 SFLLC ABS Trust (last valuatte 761.09 FTC recetwo mcothty Wolta«s) 331,882 HAZE HIGHBRICGE CAPITAL 35,893.801 HAZE ICNG STREET 24,9979139 Fr Real Estate 21 East Ma Street (al as) 920,500 FT Real Esteta Colombo Hotanos(at togi) 558,333 STC Adym Solorons (at costX1,142,857 sh of Ser A PN et 4375 per sn) 825,000 Mod inc Aliphoam (tost basa) (1,260333 sb common. 695.301 sh Ser 5 Od) 10 000 000 105 380537 DW. settlement Ino Is travad on thablowing assumptions: the Nrd will recognita e netdrawal *meom meble to Mopan reling $70 man 70,000,330 ...moars manad an ireamst of G Dubbs Mana inbred maml at mamon $3B milion MC a 5.000.030 tackstop rant from G MOM egal to ma excess of $5 maml mer the ~nate nba of at drstibuto ro mmmd okn aspett lo On investment as of Sept 30. 2014 Jeepars MM rund Guan me amount of ony datb/tons resehed by Jeepars artar Mat date ural Duan ~Mn tack wy anmana maca to Japans MS Dubel S wada *hole Jeepem vall have no Obk18808 to nav Dublo JEE w1Y Nie SI MINIOR for 2w/ms intorest on artat JEE w91 ramiom all Olsaitmtkos wolo $2 mamo 1,000900 end Ma nernalmno detnbubons ma be OMOM 5050 Stew JEE and Um This egreernant haf ont been Malda] 78 WO PM The vakne of Joopn4 parne ana interes (from G Duan porton k $1 762,174 an of 8730713 and $1 779 044 es of 5731/13) EFTA01119163 Southern Financial/0 Analysts d investimiale Investment FMV unrealized 7/31/13 GaIn(loss) MI Hertz 12/15816 5.100000 distntertons 6011/06 (2.160021) distnbirban 12/11836 (580.038) distnbutons 7/26/07 (2,440.906) detnbutons 4/20/11 (1,292.352) distnbutons 12412/12 (1.308 976) (2 667 261) 3 673 ISS8 6 340 949 final date:Won BS ABS 11/29/06 10,080,003 dent...bons (3 943.339) 6.056.161 331 862 (5 724 2791 Hiphtpdge Captal Corp 1/11/01 25.030080 cesInbutens 2/2846 (23000.000) • 19 261 St34 19.261 964 This represents the total of mighteldspe Cagle Corp. and HB Mult-Strategy /4>Ongt Lai Tudor 113601 5.000.03) 1/14113 distibution (4 193 3001 806,700 12 961 168 12.154 488 JEIPERS DB 2wim 4/29102 invested 10,000,000 8730632 invested 10,000,030 1212102 invested 30,06.000 6/2703 invested 10.000030 113/06 invested 20.000030 12/21/12 ckstributen (6,541,292) 4/12/13 estnouten (9,811,938) 6/25/13 etinbutta (28 185.189) 37 481 SDI Balance receivable Rem Fortress $27,401,600 DIM- settlement The based on to a Won s ass r ors the hand MI remora* a withdraina. a m.o.. wets: to Jeopers totatrop $70 wan 70.000.000 Jeepers received an interest of G Detains ptshp interest valued at twos VI melee wt 5,000.000 tackstop payment from G. Dubin equal to the excess of $5 make over the assorts value of all distnaJtons rsoolved win respect to this irreestmera as of Sept 30, 2014...leecers re4und Dube the exeunt of any disbitutions tecieiveid by Jostens after that date tool Dubin receives back any pigments made to Jitters. After Dubin b made whole, Jeopers cell have no Oblation to repay Dubin. JEE vat pay SI !neon for Tens Interest in Corbin JEE w ll rercieve as *atone a $2 an 1,000,000 and the remaining Ostritubons will be divided 50/50 between JEE and 2wim Tres agreement has not been Ilnabzed. 7' Tie vs _e of Joe• is ainars^o 'rarest home Dubin Mon s S1 /62 993 as of 6/30/13 and 77 41 EFTA01119164 Haze Trust Analysis of Investments Investment FMV unrealized 7/31/13 Gaindoss) Highlondge Capital 4/20/99 10,041,666 35,693,801 25.652,135 This represents the total of Hoghbridge Capital Corp. and HB Multi-Strategy Holdings Ltd. King Street 11/1/99 10,000000 7/28110 50% redemption (20,060,787) (10,090,787) 24,997669 35,oes.es6 EFTA01119165 Sear Steams Mat Sacked Securities Cilstribaskee ~red FTC Taal Partnership& Trust Partnenhip Tryst 1/9/011 141749400 1,047,291» 3/12/05 434015» 431.015» 1/11/011 147.70700 144707» 5/1e/0i 147.707.00 147,707» 6/16/01 135,377.00 135,377» 7/16/01 110,71100 110.711.00 5/21/01 110415» 110415.00 9/25/05 110,57140 170,57400 10/29/0$ 92.127» 92.127.00 12/25/01 15053.00 15,93300 12/22/06 73,670.00 73,670» 1/23/09 73470.00 73470» 2/20/09 73424.00 74414» 3/12/09 67,134.00 17.43400 1/30/09 66.443.W 44,443» 5/29/09 57.944.00 57346.00 7/2409 Note A 44.347,00 14,317.00 5/11/09 47,911.M 47,911» 9/11/09 35,71300 34711.00 12/2/09 5749400 47,495.00 IN» 151373.30 25,073.30 Waho 31.073.14 31.07314 3/1/10 3340543 3343.63 4/6/10 22.613.71 22413.71 5/10/10 26,315.11 26,315.16 6/6/30 2534341 2424491 7/B/10 19341.45 19,961.45 4110/10 22412.01 22,012.04 9/6/10 24449.61 24,915.61 10/13/10 2042491 20,527.91 zijaho 23.13455 21,136.55 12/1/10 23734.17 25,234.17 1/10/11 2442391 24,613.91 1/31/11 Note I 25,703.17 25,79317 2/1 /11 26,964.92 26,944.92 6/6771 26,313.00 26,313» 4/011 21.11215 21,112.25 5/9/11 21.55716 2455496 1/9/11 1647474 1447474 7/8/11 16,690.35 14690.15 5771 15.59649 15,396.19 9/5/11 1441042 1441022 10/12/11 15419.76 15.419.76 11/1/Z1 17,377.32 17,37432 12/1/11 17432.49 17432.49 1/9/32 »Ann 1401973 2/1/12 11,611.54 1/41156 3/9/12 19.767.40 19,767.40 49/12 17422.23 14622.73 31772 16400.79 16400.79 5772 17,401.50 17,40130 7/9/12 16,165.50 16,165.50 5772 16402.96 16402.96 9/11/12 14472.40 14472.40 10/52 15445.11 15.445.41 13/ó/u 1503604 1503401 12/10/12 14,204.21 14,20141 1/ 9/13 14,594.00 14.591.00 2/5/13 13»423 1341723 3/./13 13,251.21 13351.21 415/13 12,213.45 12.223.65 51.113 12,436» 1243406 1110113 11,33652 11.31632 7/6/13 12,31345 12.313.51 Tad 3,943439.17 3.113,595.17 630144.00 FTC Insetted 510.500.060 in floor swarm Asset I ~unties on 11/2906 Olstributions are basal en inatunni assets NOTE (rweserk 2 monOts pee Cierethy Orloblryi NOTE S. (4041 adjustment In partnership) 7/3 Opes FE OTC Op0o. Pationa NO. OP GLL ET? GLL Re Option USD Current Premlum MARK USD NET SHARES tafle eeeratem I Kars Date GLL PWCall US Spot rype Rate VALVE Stake USD (Pallirec $ YALUt Pft 1,900 19 I 41/«.-14 GLL Pur s 90.0000 MT 9 172,900.00 91.00 91.0000 $ 10.50 319,893 $ 10.50 5 19.950 547) 100 1 I 18.1m-14 GEL PUT S 893030 PUT 9 9000G) 90.00 91.0000 9 10.00 $997 $ 10.00 $ 1.000 65 USEFAUD Ret. Option RIO KO Ganeel Ptleo % Fremlom Marked to USDSALM NET Namal LSD National AUD Emirs Date U9)PuttCall US Spot TYP. Dinger Der Strikt P0 USD eadrin % PA, 9,404000 (10,000,000) 24-1m-14 USDPUT S 0.9193 FtKUKO 0.9600 62800 034 0.8980 1.0250% 596,350 0.520% 9 48.880 317,470 USD.NZD Ret Option RKI KO Gurrest Prip % Prendum Marked to USD NET National USD National NZD Emirs Date USD Put/Call US 5P01 »Po hlgptr 7178.1rt Stilke 5Pot USD (tildyret Market VALIDE PIL 0200000 (10,000000) 23-Jan-I4 LEDPUT S 02000 ruargo 0.114$0 0.76110 0.8:2 0.7983 1.00% 592,000 108% 9 88.560 !SOG, (4,000000) 5,000000 25-0a13 USD CALL S 0.8103 KO 0.8440 0.80 0.7985 1.905% 572,200 2400% $ 104,030 tS131, X0.1 3900010 (5,000,000) 16•Am•13 USD Ca I. 0.7947 078 I 0.7985 1 0.785% (530,615) 0.67% $ (24130) 13043) Omen) Per: USD • CAD Rat Option RIC3 KO Omina Prim % Preinkm. Marked to USD NET National USD Notional CAD Expiry Date USD Put/Call US Spot et» Dips Mein Strikt SPot um Orten Muhet YALLE WL 10000,000 (1ß2O0,000) 2A-lan-14 USDPut 5 1.0300 RIZUKO 1.00511 L0550 LO2 1.0270 0.91% 991,003 1.11% S 114000 I%20.0001 Cutrabe Pair: LED-JPY Rat Option AKI KO Nottmal USD Notlund JPY Kapirs Date UM)Put/Call US Spot Corrent Pein % Preaum Marked to WO bin en TOMer IHM« Stilke SP01 USD (Nidyne Market ULM WL 5,000,000 (473,0011000) 294wel4 USD Put s 9201100 RKUKO MAO MAO 9500 972600 1.425% 571,250 135% 5 77,500 ($6.250) TOTAL CAPITAL einst,» ss.000mee _ Total NET USD Short Option National $30600,000 lbtel USD Forward National SO 2013 Realhed Gala / (Lots) SO Marked to Market Unrealind Gab. / (Lom) (21,685011) 2013 Total Cash In /(Out) 9 403.075.00 2013 Net ameaut 309711,333 2013 Performance ' ß1l,015) EFTA01119166 Global Investment Opportunities Group J. Morgan loecuittles LIC. 11 Obsaralltatateesakeeteevaaarasel•la Account Position and WWI Summary (Open Positions) Proparycl for H.arc lrut.lt as of July 21. 200 • Fa • COVIIITlid Ply retell. U9C 119N .60M5 12,7418 S.SOSS WAU1.60 USOLAR tss GINS, fAl..40 1 1201 I 004 97 710 12766 V50041 11211 If5DCACI ISM U5071tY 1 914 5 4957 suucturve. kolas • Manual 000. slat 1PRb.O.A Investment Bent as of P-0'00 45.1 0140 Intorno • lab Pr v. Illoomb Tolled Int Trade Dare Maturny face A rnuttni SAP Pat pup Next Call Date Coupon Prettipal Cost Mantel Value Barley Mite Current Profs. 1/171A A«ored tsmarti 01.410.4016 1,202.000 Pta004y EMMY COM IS. WA 7 375% tit 36040, 1.166 40 S 9k 11 t In 5111 /I 1119895 2-0•1-12 1SMay.2018 MOM IPaYrWit Inc CCC. '150015 10250% 11645.00.1) 1400.620 Ittl. MA 191 CO 150 12 15,,c4) 241141 01-lon-2011 1.003.000 Kindred Neanlare Ina (/1/1014 8250% t1910210, 11.051250 IttA 511 199 41 1105 6) 5125.521 10.1401 Perpetual 3.000.090 /prrenpan Chase I CO SIB 4A<V2015 1500% ;SI ttt.950) 13.331,100 1577 325 till 27 101 05 15.20.4175 10.Mat11 Perpetual 3.001“00 Bank Of Aaron° Corp ISe snsoolo 125% 113,487.0-0) 13.373,020 554`,144 41099 4112 50 1527.734 'Sort end Asset Decked • Manual Ma eta Invesintunt Itottit Entry Pore Current Pr Its fir-de Oat. Maturity Or apnal FAO. SAP Raring NeviCallDm. Coupon Pt.m.palCott (SI Market Value 14.1 fa 1M 151 (legal) itota to 10.Mar 2 25-14.0-20/7 1. .000 Our 2007-All) n'XU1 4 989% 1 725 971 42) 1W.766 519s 10/ B 50 78 21 32.495 10.1Asyt11 2035 1,501001 4r 7005-51 81 B• 74112022 5.760% 31.113.134 16) 11.013411 1- 4 147 97 44 11 91 15145,x9) longer sad Asset linked HUM 111.931.9001 51.543456 5307.170 (5157.11541 liatand Funds and Morse Market Entry NAV Guam! NAV Trade Dale Symbol Units Company Cusiven4y Inilwl Com 15, Market Value IS) teaued MI Plateaued ftocall row (lora Avg ',NSA 201.VA 41 Nanorgan float Rate irp•Sa. knO —046 7)4.,, 12.0 Of SI 10 '00100 to TO 12.0 .) Avg OHYFX 122,013.51 Jpnagen Hot Yield-lel U50 l2.465.221.30: /2.614.071 Ontlle 8 2768 IV 531.150 EFTA01119167 _ajobal. uyest mentlIpport undiaGrOgr? GIP Account Position and MTM Summary (2013 Closed Positions) O. Morgan suurtou Ut. tra0e Dr48 Mattayty Face Anyunt tang Dw0.pt•en tattiest two lain (5) Male* Value Otto, One entry Pill* I.) <tenni) PDC& (52 let Rocetreel .11 10-lue513 3.4020.000 (eat 10 enl C20 114 750 110000 S 11) • • end Asset leaked had. D...n 115itut I ry Or 9.45919nye Dau. 57.8 0.33.no 1.1e•t CYl 0n. Intel int Entry Dote Clomp Price Couren 10.5.pel Cott 153 Meas. VI"' <12..net Dot. et I S) Aca..d 101 (1•02,3) (Local Y 2S 10n 2014 t.591•1100 u2004 Art 6,..5 D. 011 syy,“ e`51, 09 Din • 5050 DI It tit i 509 1 25A09-12 110222035 6,100.000 Wttntn 1005111 54521016 SOPA% (it 11/.508) 0.70. I In in 30 Are 11 2140 32 50 5102.214 MONS Pun. MA lightelltat AVO YolOSOI vSD Si WO KO D,M• 2r 199 11 641 co :In )064"...o.• • Ca EFTA01119168 Global Investment Opportunities Group GÍO Account Position and MTM Summary (Open Positions) Preparael to. Soulhern Teun n ot luly 31. 1013 P. Morgan statwp 11G ~Vet Ix • C tamedler InOM1N , 11414 Ir.4.1..50 '124 19 411140 15104 USOArtS 11501% 91.190 $ SO55 1,101A1 94t EVILIO 1234 U100/11. Vn uO0O11 0121 VSO4/p 9027S USOTRY 1314 USCSOIC 1.1/141 Track. Dele 1yrnbol Cenijoace• trotst.. lyw e• 'omen test bon IS/ /Weke, Vala, IS) 041. l'ird": " 4 St' oulue renculen CuoantIoreeurn MIM IN.x• M tl II VS int/2014 9 495. 591 02 14-Ju011 Colt VS 59 9 110.0 Put , n1/2014 O1 519491 41'1_021 19101 5104? SI .1 11120 Structureel Mets . 114.4e .an gewei...ment...ta nol e, 0 lefla OM* INI•ewity I..trAn Con ere. (11 Mullen VAIW IS) inl•ret OeC9.ra0 lMyPn1HS) Current Ina 151 WON 11 4.44e 11 2, Mar 14 1.00010 IC IK 5440 UP II% Moe 5% Ct. • OR ManOkInetal 1919 (S1,Wu0uU 1W.100 1: 110Q Ja 1~4) 214,01.14 ~COO /60C 101Step Vp - OS% banier . Cao - 2311arb~ Inga Set 25015 ml 1' (51.Ig10o; ta29.100 110000 fl / fl Intenutkierl Hal ineom • intra Pree ve a 'fade Pee Mater ty ton i int A woed 1^<• An 1/1141atlno Cwe•ncy nupon nte,p,to <,0 ei luw IS) EMrt. Pe"..c• 04/tent Prior voed to Went (11 0.04 . 11 2/110.1.1 02 Nov 207 1.01020) Petoereespe ~tintol •Me 11 01 Wo. 1017 1.030.COO 1,1/0401D* Verictveta S 1:0% 151 400.0:0) 192).000 51540 o?Ot 10000 92 SO I 1 Pet en 119:014 (495.DÅ1 111.764 1011% 99 $0 91$0 026.210 ns Prefereren leed. Dato leshoory Slutr• Co.np SAP lent.n9 D. ad.,05050N1 Paf ~ene CAW01. gasteer Colt In Manna vue/ (51 tnery ns« neren Prior Veel/ to Went to.. „ 111 (ISW/ is Pagetued St :04) AIIVItruncul lt $1500 16 . 4 stad reefer rd• ISI1M 51.4441110) SO4•1,9I I IJ • wP.4 1.9odeled.ea lecoorbe 1•460 Date tikpleat~ Direnen Cunnoty CLrren4v Tarn StrAke Ciernity Ontet] <ti.font Mien Non firn Prennuet, IS) .11 lele1.19 D4nit bid USD Art 10.001:00 014 0Hul-1l 24.14. 14 %eh, USO lut 1(1010.0:0 044 AVD Cali 14-A4.0 lemove Soli COA Cal *000 101 050 10 OLM° tail 194350 twee 2534.13 Yát-4 Solo VID Cali 5004002 OIO SID Put al 01.011110•1055 111.00) °vin leneve Solo /IV CO $.004030 9000 V5D Ast not KOOS 10•141411101 1/3.200 (5am) In" (51.9119 9011.0 1.111 44/1 41,9111 nis? 0.421.1.01 (Kan 0421.5051 2413 10. Open bene Oeps se 10 10 Oreert Open Pene win 10 10 10 un..un. taai 10 131.431 TIO (Mien. in Open MIM se 10 10 keil Clone en bI%elMl.e%eM4,0 te 10 10 0191.5111 J0131".~0~4CO. EFTA01119169 EFTA01119170 (tat 01'‘S lintlt LOGO 1040 lerett MVO. 'OCHS'S OVI IL I^! W otortt IS. .0 546040 f lint "fit I MI 0 0 coo•oet 41 <An .^: St Ilt r tt feVneat Oval540 5545 Wee.) Ivry ”ibsoa wow ...non eivo *e.s .iarrispor3porrearol (116.10411 41•14tuiy5pansapud palsy, ae En. gosd pellet C (t -WC Oa UM 010.100011 %WS CO 0.04.00 Noror Fee..55 ,ert ten COW (L *Plat tte'ltt %St CO tit elt• 5 00on.frM ROM forms. II II 10, 01 ones, I41 Pro.0.0 .10 w *1014 60.50,) .5 Pe lle, I5I anitA i4eItel e (51045 tu tteld tredrus) lue54.4,4 ova 155.44-4 4 4%. su 405555 onra Aar's. sPral?!.0 0 Alnetrel .140 40 4,1 tin tin Sd unigssiAs 4144.1 4 4065 St la['. (.qv( let- In Sr li PI) •SIA 0 1.) -..01 oin 4,0) mos, ,o,v opric ooro Et ohm I.4. et 05 II (1 etelt Lorin Powwow •Ilutnetil pin :mem: %coo pal gerview was mai mint wow/oft r. LS' *Ott a« (I .Mt It .InI's ••••Lisl %on zoos, ocn no.pam 'asps, wi.aqfo Coro IMI, It irnite( OrtS 401 00 1-444elt otrin tonal no 1•912.1.14 GSA 0)••••••••••••••• ,••••io mot lid, conotte s 00 WI IL SA It rays 0:00s) no ••••••• 'mom. osn on eirAIMINOINdel4•Ul (0IP Will Evnirett 'M S CS 91 14.114 I eiefe0I 'Waif CCOWLII %Sty se/MM inn woutium .4,"*.e. MC 31.1 itirmillit rIC WO/ %St 54.1.401 ofth11 OSC011 MUM AlOPPACK, OSA sui is Wen ON NOCM II-1494.0t 10 OP am 11Y II filtI(lt1) %NI A5..1 oSA ti mann,. t0,u 1.1., n.•••• 0:0 I' l I'd (WWI, 415.11 PleA *mid Shoo° wag) Su.son rfrisr" ~VI .... no) Limns., &weans, Auraor." 051.4 Attu M• IMO etietS letuttt eta OP•11 Clot 'LE Alin I* fa &VIAL to,sismaS Jae panday (nlowsod postal) ELM Antmun5 win pue uomsod tuno),u 'Om sonones wompi itettranaMtinpodcitrp rW Global Investment Opportunities Group r. Morgan Socurien LLC. Account Position and MTM Summary (Open Positions) GI® Cleted entvennen reennentrie. Pieptred for Southorn Fen.anmal Lt( n. of July 31, 7013 onnent {XII Conienedny Min U5D81)04 12.7418 XAUUSD 132439 G1MGD 1.5206 1.7501PY 41.790 1/504K5 5.5055 USOKRW 112321 1011150 13304 u5DIRt 22766 USOOIf 0.9251 USDCAD 1.0215 Welle 1.934 USONOK 5,9957 • IM Pnti tradv Date Symbol Share• Cornpany Curronty 0.v,elentl (an'r Price Curent Freie huhitem Cent 11) Market naht. td,a1c1 M1111 (tocal) (total 24. 13 9,03 Arnd Phannacoutteeilfc WO • NPD cyc i, 030% 317%403) 167,220 19.40 IS SR 144eb.12 41114 7,535 Asled PhonnaceutIcals Inc USD snsurne, Non-cpar 000% (11146031 $140,00) 1321 3.5 14446-12 5.6 2,095 Nagen Idee Inc USD raunet Non-yogi 0,00% (5250.455) 525400 1t.Ad-10 DAG 50,000 Pen01113849ri Double lang USD Funds 5454982 119.55 211111 52.6.327 030% (5352.550) $422,000 7.05 ó 44 $44450 17 May.12 F0 17,500 Foretook Inc.A LSD Commuricotions 030% (1665.0001 1644003 31100 16 65 23-Apt.13 GE 23,000 (521.000) Genorol Electric Co USD Inantrio' 3.12% ($493.190) $560,510 21663Yr-13 2133 2431 165,320 %MO 54007 Senmau Ik4conces Inc 050 nsumet Non-cyclIc 030% ($420.214) $447.920 8.40 9 7•, 167,294 314u1-13 DEC 5,000 Jc Decouat So EUR ConanunJetIons 1.82% (1160.716) $160,444 2422 24.12 31.114.13 VOW3 700 (1340) Vdlovrecom ag-Pv et !UK Consurnite,Cydiol 139% (5167,01$) 5154.373 171.69 176.65 (1645) strunons Not.. . ',Jaflutlore. reue. • mirsoedunem Rank es of dwrda Trad. Date Prattenty Face Arneeint tont) Dennuten Interen Cord Baus (S) Maltet Value (S) Entry eire IS) Cureent Prne (5) IYI1N1 Reteived 63402-12 22 11ov-13 1.003.000 Co "rote 11/22213 Und To Minn Utd 85958orner. 5% Atm Cpn.22.9% Menrn 1510000GO. 51,084000 SO 510000 $10840 354. 000 14-Feb13 Mauela 1,000,1330 MS mrla Plus IMIK -80% !KO Urne • 3.5% Con.Uncromed • Stiel laut 41.19 ($1.900.000) $1,131,350 10 5100.00 $113.14 $181,250 5-Apr-12 16.4pr.15 1.500300 Mentor CIA 6200% 04,04/14/2015 Otd 04/192012 (51,500.000) 61.593,750 569,883 5100.00 $10625 5163.658 24414y.13 Mauem 2.600200 1984 CIM $931 • 80% MO borriera%con.17%Cop 1Mi.l teel :276421 2570-13 (32,000.0 25) $1,988.260 SO 5100.00 59941 (5I 1.80•0) 5.4uto14 2.030.000 SG Merket Plu W11 Oude 78.73% benier.10114244 Uncmprel (5;000003) 52000,000 $0 5100.00 510000 50 (93 Plzrod Moors* • Intra PMi yl.gloan harte 041v 141•tUr.ly Face AMOurel 11.14ecr Total et 55 1141m9 Item Call Date Coupon Princrpal Cei11 Market Value yeeld to Worst Entry Pott Acc rood Cutvont Pulte Mim 22.0a.12 01.Apn4019 1.0000:0 weinbarten Im cv2cK 7.625% .11,031.000) 51.075.00) 559.094 5.07% 5103•.n 22-0n.12 1540.49.2019 400,000 5107.50 599.094 FenNInk In( CCC4 521572015 8.573% f$4143200) 5393100 23.041.12 527,513 8.94% 5103.50 599.70 412313 15.44•91019 400000 !weint Im CCC. 5/192015 8475% (5619.300) $598.200 $41,121 8.94% 5103.25 199.70 519,121 1.0ct.12 01-Jun-2019 1,003.000 'ONfred Meelacere Inc 6/10014 8293% ($996,250) IUSOSO I44714) 4.56% 11-Nor-12 01.1un-2059 599.63 1105.63 1114750 1,0)4030 Pandred Heelthurre1n4 3- in/2014 11.250% Mau.» (5970,000) $1.054250 $03271 634% 597.00 510513 1146,521 15-Feb-2020 1,501000 serekeemmer Compser e• 2/15/2015 8.000% (5139462g 55,466,250 $62.333 1145% 510628 397.75 (567.042) 25-Feb13 ISFeb-2020 1,000,000 Serricemerte Conrrenr 2/15/2015 8000% (51.070.000) $977,500 334,447 8.45% $10730 197.75 (357,831) 34.r-13 1040, 2023 300.030 lionieys Bank Mc 8•4 9102011 7.750% (530200% 5307,175 17.421 73.1% $100.05 5102.13 515,416 15-Jun-11 Pepeoal 2300,000 mrnenpn Oune 4 Co 888 4/30/2011 7.930% (52702425) 52,774250 $420.236 523% $108.10 15-Jun-11 Penntuol 2340,00) $111.03 1494,061 Jounorgan Ouse 5 Co 888 400/2011 7.900% (52202.425) 12.774250 10-Jan.11 $420.236 523% $108.10 5111.05 $494061 Perpoluel 2000300 Bank 01Nora CorP 884 5/192018 ($2.081280) 8.123% 12250030 1415,729 5.14% $104.06 511230 5584349 3044n.12 Pe4Petuel 3.1410.060 Souttem CM tdison 8111- 2/1/2022 6250% (12390170) 13.218.430 $281.250 5.18% $10030 $10728 1499210 27•Jun.12 Peortuirl 2,003,000 Generol Elec CapCorp 6/15/3032 7.12% (12122920) 12,242303 $1549$8 525% $106.15 5113.13 $295,538 29-744Y-13 Perpstuel I,4COCCO Grund Elec Clean, 6/1542023 5.250% (51.400000) 41.347.500 $12458 5.75% $ 11000 196 25 ($39.842) 22.Ni-13 Peeetual 750.000 iornorgan (14.4.e A 04 BBG 8/10021 6.000% 15750.0001 5744250 $1,115 6.07% 5100.00 $9950 (12,621) IM.rt•.tlen.l Pi.ed Trede Dato maturey rare Amot,nt issue S&P 1411.59 Totahnt. Entry Pute Current Price Currenty Coupon Pfeopal Con IS) Manet Value IS) Yeld to Worst Mt IM Moued IS) ltoral) (loco» 900.12 02.44oe.2017 500.000 pytrolee. Dr Venezuela 5 R 514 411 1014% 86 05 92.10 156,722 1I 00(.12 02-Nor.2017 1,000,00) Petrolees De Venezuela 5 ••50 s00% 5915000 S(9.472 1074% 89 75 92•A 10-may.12 $95,972 1804c-2021 1,500,000 Lloyds re Bart Pk mo 9 575% .1l . 57.785008 1151,453 375% 108.50 11900 5330,953 EFTA01119171 Global Investment Opportunities Group GIO °lobo I I =VV.m.3v. Cionertsa mann Account Position and MTM Summary (Open Positions) Prepared for Southern fanonnal LLC as of July 31, 2013 ,P. Morgan feamillien 1.1.0 Oarrwst P7( • Conwnadllly rafts 1.00MXN 12.7411 XAULISO 132439 GIP1.15D 1.5206 USD"? MAAS 97.790 5.5055 VSEIKRW 112321 IURUSD 13304 U5001, 22766 69259 V5OCAD 10275 4/5(2114Y 1.934 USDNOK 5.1957 26440-12 15.04(.2035 7303,003 Rep.olalk Of Argentina WA VW 0.000% (51,038.750) $607,500 1469,920 13 85 9.10 13.0040 1543ec.2035 10003,000 Republic Of Argentina 531670 WA ARS 0.000% ($311,000) 1172,747 5311,000 12% 1 73 21.May.13 Penotuol 3,000.00) 5172.767 1.0.2 C•Pet•lNa I Pk BB. USD *000% (53347.500) 13,120,000 $44661 7.25% 124un.13 02.Nov-2017 10815 10400 (58.0.831) 1.000.000 Petra°. De Venezuela 5 I WA I.500% (5425.0301 1925,60, 111369 0.34% S92 50 592.50 511,569 • and Asset Reeked • Vintner Pegs. via Maroc • n revealment sank Teak Date Matwety Original face Issue SAP Paling Nest Call Dale Total PrentrInt Entry Parke Cunene Peke Coupon Prineroal Cost IS) Market Value MI M176 ISI 11.04411 (Local) 24-mn 13 25-Aug-2029 9351,000 Wan 2004.1 DM CCC 6/292013 1.090% (5562.273) 1579,957 $33,148 55 25 59 68 150,832 6.140-13 2043%.2032 5,701,000 Stmt 11III CCC WA 1.647% (1711,919) 1773,645 $35,706 73 75 7496 $27,512 23-4412 25-4,4,2033 3321.000 Onal 20032611 &'292013 5.329% I.272) $1332,044 $211.1151 77.00 60.41 (S110,327) 21144.w.12 254442037 6160,000 Chan 2001-1l2.44 CCC 6/25/2014 2719% (5)042009) 51,841.554 $391,505 *LSO 9507 16.4pr.13 25.144r.2033 4.500000 Onhl 20334 el $190,252 1125/2013 5.750% ($ 1,441.1103) 11,261,612 5205353 9530 30 Apn1) 25.40..2033 2.724000 Sax 2003-10112 9433 1111331 CCC 10/25/2013 6000% (3 1.076.713) 5%11,165 $144,640 100.00 10-Iul 13 25 Apr.2035 10,000,000 lawn 20054 1442 94.12 (526.851) cc 1125/2013 0.923% (S1.092020 126.11.20 514,474 69.75 1.73 ($1,051.535) listed hehends Trade Date Maur dy Shares Rating Deaden:Is Entry Mier Company Sp Par Amount Coup Ar, Pr io i Cost MI market Value MI Yield Wont Current Price ?ATM Received (SI (Local) (Local) I -1• 12/122013 I. canaaMotees Co 550.00 4 75% 3400,0001 5399,520 548,450 727% -9Dec-10 12/1/2013 61,000 50.00 49.94 7, General Mown Co 550.00 4.75% (13.115,973) 53,146.220 $372,616 1544013 2/1/2016 7.27% 5037 49.34 1333,063 6,000 Offs Natural Anources WA 125.00 700% 224e412 2/15/2040 ($154000) $113,40) 13.392 19.71% 2.5.00 1130 534,200 40.000 Grow Capital blast t CCCe.P. 32500 1.13% 3.Feb.12 (11.112000) $2,124,000 $216,021 600% 2334 26.55 1459,221 Perpetual 44660 My rnandal Inc CCC. P • $21,00 8.50% (51,002226) 11,214114 $144,134 637% 21.51 36,14 5360,034 944042 Perpetual 10,000 My Financial Int CCC. to • 12500 0.50% ($1.71304C.0) 12.091,200 5244,611 637% 2225 26.14 24.00.12 Perpetual 44000 Royal 014 Seating Gep Pk 5551.611 00 125.00 725% (5911,400; $902,400 $42.292 11.04% 23.79 744.1.13 Perpetual 40,000 Royal It 5cotind Gap Pk 22.54 (56,9020 00 125.00 723% 15977.0071 1902,400 127.590 1444n.13 Perpetual 44000 *06% 24.44 2254 (547,610) Royal 1k Scotind Grp Pk MOO 1111 775% .Sins AV 5902.400 966111 11.06% 24.11 22.56 ($fA6190 Mutual Finds and PA Market 25-Apr.13 JETS% 49,504.95 lomorg4n Leh Arnenca-544 use 51 000,C(D 001 5876,238 SO 202000 17.70 (5123,712) 9.103.13 NM)( 71709.17 ipmorgen Vol ue AelYarrtilgerra le5D .52.030X0.01) S2.035,419 50 25.4160 2516 535,419 Forward Contracts • Rates wowed ander from) be Trade Dal. Vaitie Date Sought Nano-nal Current Spot Current Allan 'Sold Notional Ii. Odle Contract Spot Central Fa ward Rate MTM forward 6May43 8-Aug 13 CM/ 6,130000 CUR 5.0%,000 I.Aug•ll 12284 1.2276 423154 123181 312.I16) 23-May-13 II-AL.013 CUR .1.904.319 Oil 6,138.003 3.4•••13 1.25115 1.25155 173184 123152 15104,51D 23 May.13 28-Aug 13 JPY 744325,002 CAD 7.500.003 -13 22-Aug 99.14 96.71 95 16950 95 07934 $278.454 I alun.13 -Aug-I3 2$ CAD 2. 500$ 00 242.025.000 22-Awy13 WY 97.02 96.61 95 16950 95 07934 (544 2851 EFTA01119172 • • Accoun nt 41921) vet e tanadpm Position nvi porto Summary G ° 6 (2013 Closed Positions) Y.uwrcd for Southern F 'nand/II lt.0 as of July It 2013 P. Morgan Socurttfes lK }Holt 030 symna Cono. int 4.04 In wiry Price Voting *toe erases vsloc ISO C10002 Date 0.0(211 0.0420 CIMT Canal par Pt son VSD Inorgy II 15% MI /3940 01,452 /12.5.1.3 31 11 11l6 84440 %RC 4.400 Soler Clopitol LW 030 Fesncial 727% (1143140/ 1105,40 11.135.11 2441 24 02 1401) KW 3,200 Tam logistostp 151,171) VS0 Energy 3.11% 013340/ 1134,909 11013 4110 154011 USAC 6,030 Ula 000.015100 Peeves 1p 4211 11319 100 !Mal& MK% (10000) 9104240 15.1251) WOO 10.18.03 AMY 2.100 Alnytoon Phisonoceortkols Inc 17.71 1113401 050 moons Non-ern< 0.00% ($443.11 510.040 1010.03 20.13 14401311 ROAN 4400 metroon Inc 19.115 11.714 250 oneomer. Nonoyclk 0.03% 1115.3401 164.125 10120-13 9.10 11030.11 MOD 2,403 Mee Phannootiorn Inc 10.01 1.150 mamma, Nonoydic 0.00% (1111.000) 117399 17.14413 7513 17001 OM 1.100 Crt ROAM* tp 7.41 1001) IAD Energy 11.11% (5453001 145571 17.Jan-13 23.00 104441.1 0407 4303 Mornsop Inr 2S.44 101 050 llosic Mania 0.00% 0103001 1111311 10.0-11 1100 110.13 11014 1.100 Norvethers Cruise tine moltht Ian (123431 050 0500.055., COSS 0.00% (530.400) 1/9.10 11-Jen-13 108413 2411 5300 Nommen net newsy 1/00 24.54 18.931 050 Erni 1131% 0127.1911 1124149 111.1en-13 24.41 144043 MIA 9,003 2424 (13043) Mad loturnmovicsk inc USD onsurner. Monodic 0.00% 013400) 1174409 24-1.03 24401/ 13.21 1114 /3730 OK 4300 luctsys Pennon LP 1.051) Campy 5.90% 0210.100) 25-0413 1208323 24-1•411 5134 5311 (stun WWI SOO Once 110.120% ForrilySoM 050 mums[ lecornyelk 0.00% al 1.00) 1114750 230-13 2309 2752 $2,751 254011 1.0 2.500 14.717corp Inc 050 Ink Metyleh 0.00% 015300 117400 1541-11 490 11.111 294013 MY 1500 P•000offl Nana Gat Co 050 0.430 utilities 1St% 02011.010 1207,410 3040-11 3203 31.91 3144413 1000( 1500 Kays llophonnicartak 050 consume. Nonoydic 0590 0.00% 11137331 114110 3140411 ILO 154 31.1019 042 3300 Wilgus NI Natural Kourres 214155 050 Energy 1.15% 097,4751 214143 31.1013 2315 3144443 in 27.71 04922 25.000 Zonn Ira USD cane Nonoyek 0.17% 004003) 1784492 1-Feb13 148101 00 1300 2400 21.04 21311.442 Chempooke Lodging Tara 050 Inn 419% 031,1251 131.559 10103 14043 10.10/ 3,500 2075 21.04 1444 Arno. Madden Minn tp USD ientriel 11.71% 093251 144431 144403 54•203 [PO 1411 0440 430 21•15conse Pecduals 200.5.1 USD Energy 4.19% (12111.00) 1214072 5413 5.7.1411 $.414 14.54 0 500 KC IMO Odle Conk Co 050 Inhablol 000% 021.00) 121311 4-Feb.13 21110 527 1410 7.1011 KC /SOO Rohe Cascodito Co 050 inctrith 0.03% 043510) 10.113 740-13 19.80 19.74 0201) 14401.13 MR 29,000 Armour AniOretk.i Mil Inc USD Kinn , 18.43% ($1911,560) 119;141 1410-13 414 ILK 1310-13 CI 3300 0114 Natural Iteletnits Inc 050 In Meterieb (13.213) 3.01% 047.000) 181110 15-10.11 29.00 21.72 10.149 131013 141311 11.000 Melon Noldinr Mr 050 Connellots 2.39% 02403031 /240AM 13-1011 12.35 32.54 1234 131013 70 1303 Pinto Namal Romances Co USD Cony 0.03% 01240001 00.728 1540111 11110 13033 12314 21.70.0 K011tS 20.000 Michael Ken leolaingo Ltd USD Connor. Cycicel 0.0% (11330300 $1,2131.111 2140.1) 4150 004 (128.819) 21.1013 MAP 3.000 Knte Worn lion non USD Enemy 6.40% 0259,0501 1239.377 21.7011 11431 1131 1327 27.10.13 ASK 15,000 A.front.an Capita Army Co, USD Kendal ULM% (14744505 117/.939 27./011 31.43 3139 0410 2740.11 IOW 1350 Men, *open Ynort Inc USD Kornis! 1.0% 017113) Mal 27.7013 14.21 5431 ITS 201403 00 3.503 Droop Intsmet104 incsA 050 ono.. Nonoyelle 010% 0142.203) 1143.357 1444.03 4013 441 11.152 544•011 VIII 2710 Wiliam northers 13 USD Energy CU% (1115.135) 1134142 SMar.13 9.14 an Ernst! MI 4300 Apoto Conenerdel Real KM 02222 U50 Finn 1.0% (10.203 2442341 Moolor-13 17.05 17.06 4.14124.13 OOP SCO IAA Hornet Mt 14 VS0 Consumes C0.00 000% 011350) 112.210 11-1.1•03 23.90 2402 5.14013 0 2030 Realty 'noon Coop 1440 USD liftmen 3.02% 091413) 01.00 leMent 1 030 4554 3/1013 0150( 1,500 Discovery Cennsonicationt< (17271 USD Cenaskelions 0.03% (197.125) 1103530 10411 all 19.1 7.1003 (AR 1,500 Km Ameba Sense Inc 13.313 USD Orna, Nenaydic 20% (129575) 1.29.234 ?Kent! 1925 AM 740r.13 OM 500 tonkuniled inc 1350 USD Firthroith 2.79% 011.40) 112753 Ilalse.111 252$ 3411 044003 KK 2.500 IturrmryCla Inc 1130 USD own. Nonoydic 0.40% (1B5.0:0) /231.313 1.111013 640 124/ar.13 L1C1 34.12 DSO 2.°40 " 201110,14o/ty Trutt MO Ann 470% 152.3.103 123.319 12.1003 11.70 11.17 12.1410.111 BMW 1,250 Airdal Inc 050 mama, NonCYche 060 134.0.13 000% (150.40* 149.949 13.44013 100 051) WW1 610 ',sanest* immenationo in. 010 Oman, Nencyclic 040% 051010 'MAKI, 152.05 130...13 8413 11136 Ins 01.1 1300 tripthop molding; tell' Ado 050 COIWIWIlialkee ten 02430111 MAO, 144444,2 24.0; 2441 MOO 11-1250, 13 %ILA 1,203 Tn.dis inc 030 C 000% ($29.7501 131.009 13400.13 2471 31.01 1%251 34opt.13 MCC 3.50 Ant Capital Corp VS0 %nano& 8.55% 011335) 141.3114 3-4011 1711 1733 0210) 940.13 OR 430 Conlon Propene° Inc VS0 Financial 1.74% 041300) 142359 144013 1045 1114 $551, 10003 1154C 1,500 Taylor Morrison On Cerro USD CrnstelsO 011404 0014 1133.0014 /34.734 10.40-13 22.110 13.17 11,754 114,41) RtGY 1.00 Realm noshing. corn USD Poundal 0.00% 11354,00) 031,119 11.4p01 MOO 4437 ISA Is 11.4013 OK 7300 hainty Itarthaavtlab Ire VW noun, Nanoydic 0.00% 0300,0001 1309,70 11401J 444 41.17 141.711 12.4013 !KC 4000 Kin Inc USD mama., Nonicyclk 010% (1847000) 1.1430 124013 20.00 2136 15.01 12.40.111 Olt 1500 COftan10001.001.1%,%1W USD holostnol 010% (134.013) 193.059 124013 23.25 23.7; 5104 11.Ap.11 a 2130 Met 145.00 ruiren 10 USD Cron 654% 117140:01 111407-13 I IMO lanwo 5. KAMA 1640.43 SCCO 3444 59.1444 USD Cemen05i0tOns 0.03% Ii16.030) 511401/ 10-44.13 1103 140 110Apr-15 ROSE 1300 Rosetta Remoonart Inc (SLOW USD !now 010% (142.500) OKAY/ 184p.13 4250 42.40 11.40-11 TAM 1300 Tonoinc* Corp 041) USD Urn Inns 0.00% (115.00) 15400 144011 15.0 1411 11-02-11 TEl 0.500) 10.10130 1.04ponAdt 11120 USD COmmincitiOn. 000% MAIO (120.140) 18003 20.05 13.10 134012 TV (391 Teiefonice /MoonMt 41,110 USD Communication. 000% 1401 (SOO) 14.440.13 12.52 13,00 1114144.13 SEAS Sersorld Critertoinonern bm 050/ 2.00) uSD Connor. CONN 2.11% 0540031 141,411 19Apt.13 27.0 Karl! PLO 30.71 27,414 15.013 lotolmis Inc 00 /in 2.92% ($424.000i 1124114 23.4pr.13 41,60 4111 034 1140011 KS MOO Mine Aniclontiol Corp 010 Vinare:el 000% (175.00) 17420 2440.13 1475 19.54 15.210 litapol) SINK KO 10ectranetics Corp USD Inn Nornoltho 009% MOAK)) 111.220 24.44.13 1400 1170 1420 141013 SKI 4000 Sow* Kenn Goo* 4 MO Communicotorn 2.13% (1109.0%) 11043711 2442,13 17,25 27.22 (1122) EFTA01119173 Global Investment Opportunities Group P. Morgan Socwithe• LLC. Account Position and MTIVI Summary (Open Positions) C CO rateumsousennal csaeame Prepared for Southern Finantial tt.0 as of July 31. 2011 Corneal Fa • CostormIlly rates IDOMIAN 12.7411 XAUUSD 1324.11 GlISAD 1.5206 OSCARS USD/FY 97.790 5.5055 USOCRW 1123.211 IURUSO VSOCtlf 13304 USOMU. 2.2746 0.9259 USCCAD 1.0229 VSOTRY 1.934 uS0 5.4957 • < ant • MTM Modelled o• Coombe Thoth. Oat° E•prrahon Orel t.on (i..ovoty 1 Coin.roy 2 Sede ruin n, rI tiatrwt Ong.n.0 Currtnt Pn.mtven Ploton.0 1.11M11 Lao; 12 (5) 06Dret.13 liougM MY Fut 10.000.000 10.90 coA Ca ItAug-11 09-0o.13 Sold WY (134[.8091 51.458.115 11,11006 Call 100:01:00 74.90 CAD AA hp m S 61.45 10-lun-13 10.5ep.13 SoM 5347,909 SO 1.147•09 Yr Cell 3.000,010 97.25 USD 10-lunt3 Put tap Ki • 94.75 515,000 (145.849) SI9,151 10-Se0-13 Bought Put 5,000.000 ICP300 uSD CPO (1121.500) 10-lun.11 I0 -Sep LI Sold Iry r...11 530.071 (183.421) 4,761,901 105.00 tISO Call $36,500 (51.062) 534.4)8 P2 Options MfM SO 51.448.983 61.049.983 eta, Return S • Iffective Maturity Trade Date Underlying Shan. vat,. ijn• ad Ilw,1 Atinied oncent Entry Pi'cr Cur•ent Pr .,o Crate Crete N,Itoo Earned (Local) MTM tit Mar IP Nar Ii 20-Mar.14. Kapi Transport EquIpmt 888,922 030% 11.999,999. (37,2401 2504.91 0.004.02 537,771 EFTA01119174 E Global Investment Opportunities$cou l. 11011114 $~1710.5 11C. . OM._ . • Account, Position and MTM Sionmary (2013 Closed Positions) 2-4413 VOVA /COO ᧧00á§á§§§ágáág᧧§á§§á§§igágáá555i§ik§ái§§§§§§§§áá§á§ág§§i§á᧧§§ Inga Inc ananeal 0.13% I$33.0001 33.439 2~7.13 1150 4~13 QNVI 15.22 (1141) 1.000 ONN 001-400041Adr Canrwanknant 0.00% 040001 $34.1311 3~1) 1720 f707 1131 34413 cnv Il.oto onemosopsin ~Sa Ent. Coimikánka tom 0.00% 030.2501 130141 34.441.13 275 2.77 «n 1211 ~413 etocet Harte Geteem »dan, Inc 0,00.~, 04,4<ydk 0.00% 051000 91315 74/413 2475 2433 (4173 1414413 V7471 3.000 v.00k. inc • 0 A 004"/ 7.4~ (171210) 000% 171215 Sart» 23.11 2.3.74 ($32) ~413 ~5 2205 Warbder Nnanclad Cat. llancal 210% (1416001 44511 54.4t1) na 2275 gel) 4~12 OF 23~ ~n fooda Ce eneurner, Nonkydro 010% ($470.4501 54~13 14~13 CVNI 0113 1000 2500 Cyan lok ~na ena~5~~ Lp C COOP~Stionll 0.00% (11200) 44~ 510.010 14~13 31~13 15.111 114 15.71 1007 D41) (140 astma Nonathe 542% 15535001 {MOM 11444a13 174 vim ($411) g-Maan HOI 1,000 ~Ia Care NR N< ~413 ta 4000 kit 11~~~1. at Nasaal ontwaak ~odia 424% 1575,500 $73,554 3 1~ 13 75.4 754 554. 01» 1171.1001 175,en 1444Y-13 1103 1517 0172) 14~13 Q 1,000 Quindlea 7~~401 Hold 0.4~ Mon-cvdk 0.10.0010 100% 543,715 ~13 4103 4.72 13111 11-4411 ral 200 Penevd~ firookial 5444 NOLNICSI 0.00% 03.4ali 4334 3Merll 10.00 11.2I $4/ ~403 APO 40~ None Giebel 1.14~~t • o aantal 5.53% 01.030.100) 497303 1~413 25.00 2433 152.9001 0-44.13 la« 1~ Tonnior Nv OfaMbetf.Plan-eptlic 010% (14225) 5~0) 104~13 15.15 1434 154 ~411 ARE 2.010 Alexenekla ~I fatale ("41 7104.4.41 110% 01472031 1071117 134~13 75.4 74.14 12317 M511 20200 Nithen Holdings Nv 51441-4 ~413 SOM 1~ COMMIIII0ii0e11 231% (57002001 tes.test 134~13 3101 34.75 114.544 kaburban Praam 14~ 4 ram 7.13% (3120.400) 1111.310 134~13 alf 34~13 42.35 02.03» ~5 1300 Wodan Gra Part~ 111 Dam 3.45% 751529301 115134 1344413 51.15 5035 11551) 4413 ~N 440 AP010 ifivOltmant COrP Finarael tm% 1114.4401 53111» 154441) 1.40 145 054 1) 54413 CV.. 4~ Cv! Rannia lp Emmy 1111% (11µØ) $102194 1544413 30.75 3050 151504 44413 Pla 4030 Na Data Cap (14~ 04% 11$45200) 1352733 nart I 1 11.50 11.72 14.733 ~411 OOR «Ce) D* Corp /aantal 3.17% (175.400) 177.717 144413 1510 12217 44413 ~I 750 Vedliarn lyon ~WO A Gamma Calcal 020% 1111710) 14.702 15.4413 25.00 24.» 11,032 54~13 0.111 KO Cubk Cao irdantal 04% U21.1153 WAM 14~13 45.75 4515 1545 1444 TCP 2.~ Te 110.114 lp Ensmy 430% 1547.703 Mae 174411 1315 4413 11.541 224~13 VAN 4100 Cor ~tarn. lam lArIerldri 1013% 2244413 0 100.601) MAM 12~03 25.15 24.71 (11.14» 111)4 500 Mp. Plomoctuticals ok 4~4 Naad« 0.0% 0 7.301 17.5/0 724~13 1433 1504 $255 2~413 IRIND 1.5C0 roonwors Nonnacikab Mc ontue•W. Non-gat 0.00% 032.5031 133.574 7244413 13.00 1143 11.074 2.501413 DUIN 1.001 514~' grande In< Canna, cydal 0.00% <4.1.0001 43.015 -3 2140 21.51 111 2341413 530.7 2,5E0 Ilatans ~aam Tno-CI • coanne. Non-cydn 0.00% ($43.750) $45275 34~ 13 1510 14.31 4.025 »4~13 0174 4200 04~4 No OM A laic Mangelt 0.00% 1310.0011 1.3.755 ~no lat/ 11- 142423 44~11 ta 5~ 23-40.111 OAK 1200 Iaat Conop adat 41~ 3.71% nozwo $21.735 3144y13 N4 4115 4 2. 705/ Odr1me ~kal Droop la nandoe 10.45% (551.500) 152351 n.eartu moa 2203 Ply Geon Nolarera lek indaal*, -3 53 5254 DIM) 234~13 WAS 1003 1.304 ~ah ~das Inc Gamma (raai 030% (5423103 NUIS 31~13 21.03 agli taset 0.00% (13.1.003) 131119 a/03 1400 15.1$ 01113 3~413 1141 5200 44~ ~No Pannen Erom 4.11% (4150.720) 1175457 04~13 412 ($1.26» 30~341 VIIII LOCO Vaaisd ~aal RePOCIll enargy 3~13 1.15% (11121001 5151257 ~.413 2135 71.21 (1114.1) CG 13000 Cradde Gaugerhir Farad 233% 113$1.000) 534159) 5~13 27.00 21.21 1440)) 4~13 KAR 2.50) Kar Maan ~44 lno oma" Non-ordic 231% 1153.115) $51577 0~11 2125 1143 4452 3~13 1140 35010 ~na rads alentin< 4 IrOunrIal 04% 02.145000 12310317 74411 75.4 115.17 1511513) 114413 AIS 2300 Adas Reakarce Pannen lo tam 1.4% 054.37,1 15434 11404 21.75 21.74 $24 124413 lael 3.030 ~and ~nl Clairk Co lancion 347% 143.503 41.151 12.0043 450 )3.31 4451 11~13 COW 100) Coty Inc-CI A on~kras leanadk 010% 1110520» 1103.115 13~3 17.50 1711 111.7123 13~13 frall $200 745coo Uw redvelegy CØ 112.30200) 124121 13400.13 MAM 4530 (4a) 134443 11/~ 2.~ laat Noncons10.4 Saird 0~~. ~04 000% 04 100) 545441 1340043 13.05 3.212 1541 7~15 ~D 2~ Thranne eidaer 5~41k Ine Irdund•I 0.44% nr.3.750i $215.521 15-1413 45.50 142) 11371 114413 INV 2.003 Wayertualumo Co Knoedel 131413 OLM 1.0:0 11~4 Illo rek Onitimee, 11~ 1C 3.10% 035.5001 554.011 14~13 27.75 st..» 1545 010% 1512~1 4544 Ilklun.13 17.00 4.01 KOOI 204~13 PTCT 1.00) Ta 71•0 4 40 Inc ~urnen Nonadas 010% ($15.000) 515210 204413 1100 15.71 1710 21.1413 4011 520) Ata Corronardal Pal ha anencial 7.51% (147.503 144174 Meel) 13.50 12.17 02320 214411 GOGO 2~ Gap Ina Commonice bons 0.00% 142.5001 $35.45 21~13 1724 1534 112500 11.1411 11-45 2.0t0 ~e laan Snerk ing 5~0or handel 7.14% (146.000) 44111 21.4013 2100 :241 Man 254441 UW 503 Laaft ~ia Inc TokhocallY 0.03% (11.500) 15355 24~13 1720 1.31 1755 25~13 Maa 6003 Nanortrla Tradadralai Ina Ofildallf, Nonadk 000% 050.000) 114244 2444.13 1410 la 'Si) 140 2.500 0w~ lishet lohndfk Inc 113230 irdononal 014% (1213.750) 5211~ 27.4413 0530 •154 1145 /74443 105 14000 Hd ivo* ~ 4~ Inc Consu~ CalkM 04% (1212.000) US1.430 274413 1100 17.54 0%0 27.1443 4IW 3.000 Cdot CoordDe Cornsunkaters 010% (Sa .0001 552.711 2744.13 17.10 17.40 11.7n 9-~13 Aai 1.250 Arnengn Parbararap Conan«, Cytfal 735% ($59.500) 151574 1.1-13 47.0) 471 (11124 11-1411 104 1.000 14~4 laperla Inc 1~~1 1.11% (151.000 4144 %%443 145/ 01413 AAP 2.500 Amoraps 10444 Corsonor, Cyclacal 74% 0119,1001 5112~ 10~13 CAO (111521 124413 MACK 2.000 marrhadt MWINCIWOCOI In eneumer. hancydic OIO% (511007) KNO 1244.13 520 4.07 1160) 154415 PM 4200 14~0 Paan.Rale Ca FIneocial 73714 (451.~ Min 1114413 1420 1334 59511 154413 ta 2~ leenIchaere 1.47/ 1~ Inc nownal0 4.57% 155230% 453.0 144413 sa 25.71 14111 174413 1~ 1203 Egt MiaMnare Pannen 4 (04%ry 3.31% (MUG% 544455 174413 4150 4.1.44 ts55 1741413 11141 1203 Ralakey Holdings Cor. linomierl 000% 14411.503) 151.111 1744411 aso 51.12 52.411 134413 liroVMV 4010 1414~ ~a Co - 0 A anamar. Maadlc 0.001$ 151043:0) 1111.5% 11545 17.75 55,014 EFTA01119175 r.... . nOdpoprtrorusniuties_G e Lnitnitessittioenriat • iteeou r Pwpated lor 5nuthern itnantial t t.0 at ulAdy )1. 1011 ary°14 (1 2013 Closed Positions) Woogat Stexattles LLC. 191411 SW 21.003 SYnow. RreanchalCaep 050 Doenclal 120% (1911e% 134398 17131.13 3D9 120 12.933 19%013 ORII 100 CISmort1Iteeorb Wenettorte USD Consumer. cy0401 0.00% 1412.610) 113.25E 111413 14.00 1423 1841 2).13311 PLICP 300 ITilles431'Notw. Ult WO Inewy 0.00% (151.920) 114.470 2113613 23130 21 94 12310 241443 Ati10 /.040 Agnat Pleten•ceutlab lx 1/50 onsunne.Noncycic 0 CO% 0113001 12%.940 2410-13 18.03 2194 110310 24.131-111 GRAM 7.000 Grant 'I Moniere Sa . AS USO 013enllied 000% 111413101 1130312 241413 21.13 21.50 SIAM 2414-11 101E 1.000 lens Uwe Inc - A USD Energy 01:016 (110•030) 192541 2413313 15.03 1.22 053391 251441 @CC 2,000 13.1.3 finde Co USO orduarlel 0.10% (354.01/0) 131711 2344.1) 21.03 26.84 0210 2•131-11 1019% 1.503 Tarnt imernaleral Ist U1.0 Coneuerec CyclIal OMI% 1111.3131 194919 21/413 2125 20.64 öS/ 25.14.111 IM 1250 Callukee CrOmIci Inlorrardo USO twantIDNOPtyök 000% 0133031 113.013 2S-1413 12.00 10.44 (11.9251 15.14-13 'KK 1.000 WO Conwenitia Ins USD Comunw. Cyclkel 0.00% (1153C0) 114.012 25%313 13.00 15 01 141 31%413 011 101:00 Celltie DynamelM2211400 USO outemer. Nengeit 000% (1100,010) 1101.151 3114.13 10 00 1015 13.451 OUdy Pl. 5115.5130 topurty Syn.:M.5w DI. 5107.2 11 tructured Metes Trude Pate Meturity ]ace A rnourn ony Deutetton Code Ono 151 Madur lt) Clovog OUr Enny Prke 151 Clounq Pote IS) Dt. 1tettiveri v.pn• 3 24.1•4,14 1.022CO3 1 ita 1, 1rd ¶0 ot to 500 .43.1wrInt 01/09/11 inetat unte s-• 0, I 000 0,x, 10 621/201 3 1.100 00 1100 CO tv u.S.Fixed Intome Total let Trede DAle 111.1101,4 13“ AMOLIM Isney HP Anting nein CallDut. Coupon edeopi1 tt Man ei VAlue Cloung P/te EnthPno ClotIng Prit• At(inrel 14-Oct-1 e5 f 3152016 wo Im 1 WA 6 00% 1.650.013 122,17 NI 'An 11 102 PO 04 20.417 8.6133.11 014442017 2303,000 Amenan WW • 41110 lt% 8 WA 1 PS% 11375.000 52119.844 I utt.I3 1104 63 5103.03 12411211 17433.13 Perpetwl 1003.00 /prrewe n Crew 4 Co 11111 5/1/202.1 5.150% 11.015.000 1/39344 17.1:313 $100.00 1100.53 3/04.0•0 13-614,13 2044371023 103300 PepobneGlptul Getane 8811 WA 4.335% 1791600 1/89,344 12.143-13 194.83 19070 1201.020 22.14312 11.44n 2018 1.000010 Neg Enerw lex 88. WA 1625% 11.150.013 4101321 1e May I 3100.15 1115.1:0 1214422 17.414y•13 Neeine. 5.500,000 Zen 84ncorpouIon 88 W11/1013 561% 11313.125 111.-1 23-May 13 1100.00 1100. 131.000 at Tränte Pate Maturky late •rnotet S&P Rating Conny coupon Pna4ii»I 0C.91 IS) Madig' Valu. C" 0 LU' leidal 41.4Q l1.1 Cknin 0ne ülrl ern ogN AIr Cica rl. ot alit7tne -NI& 3 05.Dee2022 12.000.000 Arnee.414.34 tu, Oe (v A. axn • WO% lt, 0041. dl 104+ C1A 5705 IC.5 15 ,04 1/1 52.34) 15Mµ13 22413/3013 =030 NIL 884 050 3 950% 111963945 4. 93.;00 12.904 16.11.13y 11 44 50 915 $3.4.0 224.13)513 101400211 11350.010 Red Careeteret Ocree UI 1.14N 910% /1%4.6321 V50,1.11.13 $0 29.14er 1 3 !00 00 100 50 14.521 1$•$4,03 1155/7071 25.000 Nextera Enerw C343.31 8131 125 00 500% 11625 MO) 9>,,, $13,002 Hurt 13 2,00 2016 $3, sen Moll sehe esset eakned ton', Mt Entry INN e Clous. Prke Stadt Oase malten, OretInal Face Inue S&P Anl..y Nett Call Date Coupon Pv.Mipal Cont 151 &nimm Valse 151 Chstimei Onis PA. 1tarued1S) 118411) (lesall 11.5eP 12 1.124940 MN 2005,2 11211 84. 105/2015 o67)% (31454134/ 11,595,2/2 1104141 2/20/2013 10 00 79 00 521)005 1119.12 21-16.33.2012 1,150,0311 Gene 1404401 CCC WA 5250% It$113.401) $5511,710 183.350 3.1102013 4.50 et 00 t9.En 14.Nen12 2s.Afetn33 mat.= Inn 20521Mt CCC 2101011 0135% (K165190) 11.2541.1M 164345 5/23/2011 00.00 TO 11 3114619 e.Mord mreferr.O. ptutelennt Encry /nee Coung PIK/. trädt 120e CV Sinne, Con•nlrly SAP p,/ Annum Coupon Po/n.04i Cont 151 Menet Valzee «w.o ...., (3) ClöglIel O Air 151. (total) 0.0(411 eteZSCSSS'S VI VW/ 1 t5 Ttp tute reftr9y orp 188. 25 CO 11330030/ 383.112 11.Mn 13 1500 25 21 3.112 1/152073 10.40 Out* Enewy COW 52303 5.13% V1210301» 1279.3112 2.1.)0043 21.00 239 9.24 U211/100 13.14» Gentual De< Cap Cerp 125.00 4.111% al12.5oco 1411,132 214005 25.0) 2434 156.) PerPetual 47.212 Wevergan 0033 • Co 8119 125.00 3.15% (stumme stimm 13-4S1) 13.00 21.13 (3•616) Perpetual 21.020 Imenute Peset • LiSIM INI 12500 3.1121 11413.000) 1424.451 1541.-13 23.00 2430 113142 Peru , ' 12.10 nimorgan Chete 6 CO 1254 3.4536 11113700) 1110.137 22.10e15 25.00 24.13 (51.36» Newreu& 8.510 Anne Retidental Peil 11/A 125 00 7.10% 1/214.230) 3213.151/4 22443r13 2300 2192 den NeeTuttl 1.030 Goal Gros. Prepartio AR 125 00 alt 11115300) 1573,451 224.00.13 23.00 2425 ($1. 540 Arpetual 11.430 Amor. Rentbetted Rert NM 1210 700% 11215330) 1204.202 23.mar.15 23.00 2432 (HUI Perpetuel 10.020 Sce Trott 3 810 12500 3.1011 11300300) 1.410.57I 34. 43 33.00 3433 (Stein EFTA01119176 elnbaLlnye.s paortunitiesGroO Account Position and MINI Summary (2013 Closed Positions) P.m:tared Iw Soulhorti Financial (LC as of Ally 31. 2013 5041113 Penlawl 15.010 PAW Slorape 425.00 5.20% 31150001 5375142 se siseels 25.00 25 01 $142 llapol3 Perpetual %LOW 1Ala Financial Inc WA 52500 710% (10)0.030) 1101.902 10 17-Apt.13 2.00 2506 51.902 2-Apt.13 revalue' 35003 Oltplts1 Pally Trott Inc R. 52.00 5N% (5115.0c0) 0213.510 SO 7.Pley.13 25.00 2433 131A20$ WAro.13 Perpetual 12,000 Ant Istemalk Ilerter51 61% trite 5.10% 3300.010) 1250273 ID 74%O3 2500 2491 1173% 17ww13 IWPWal 21,100 Pomade Realty Tast 133. 12303 SAO% (1652.5031 1.02.1,17 ID -1May -13 2300 2500 $27 10-12m, 13 511V2033 WACO General Moe Cap Carp AA. 193 00 470% (1590.0001 1510,111 la 101.14M11 2500 25.01 1111 17Don.13 Perpetual 900 Vented° Real% Trust 525,00 027.5031 toot SO 10.4w13 23.00 24.99 1110) 15%4013 V15/X03 23.000 latelem energy Copitol Is 52503 S00% (1125.0031 1913016 $0 3thol.13 11,40 23.75 (131.324 t%jul.13 Perpinuel 31,000 WWI W19.1 Company 425 00 S33% 111; 5.20+0 3173.135 SO 111.M.1) 2500 24.97 (11,065) 22-lul.13 Perpetual WACO Wrong AnMWI Corp in 00 )6t% %Ste, DX, 1501 SO 21,14-1) WA 2503 01111 rain, Centrmt. te.,11.0.4,- valor. Ome Bought Notional Content Spot Contrail For wave 4.0ec.12 S.Jart.13 WY W. so: coo 10000000 Sian., 12416 12.2$ 4.20,.13 $917 ( 733.3 1943m.12 214moll IOW 12.900000 UN 1.011121 Mann 127321 12.7492 17..lan-13 12.311 113202 17.14n.13 2246613 MPH 1/900.000 WO 1.022.439 22.1etr13 123129 12.4149 2.14erril 12All 133,1177) 1449.12 fpitt043 CW 6025%00 tV11 5.014100 44•13.13 1.207 12051 39.201111 1.20710 (4119044) 2.14ev.12 6.1•12.13 C14 6.02%500 OA UMW) 64%413 1.107 1.2051 14%1%13 123910 11117.302) 4.len.11 ILle..13 WV 993.402.000 CAD 10.030.003 2446, 13 99.17 41.04 7440.13 93.5012 114).1.045) 7.F93.13 12.1Aani1 WY 933.901100 CAD 10000100 1,44.6n13 93.49 13%141 444.13 51.027 1250.510 ISMar-13 eapol 3 VY 109.300,000 CAD 10010100 2.Apr.1) 11039 9013 2044e13 92.61220 (5173.7))) 21-Magill 1Way.13 WY 92%220000 CAD 10100103 2sA.-I3 12.0 1.521 21.40'11 9405000 (1.135.719) brob-13 6-13.70 3 CHI 3.190.500 !UR t CO).CO3 1420513 12331 1.2141 21.40, 111 1Me 151.771 2)-Apt-l) 213May•13 IPY 3.7.403003 CAD leoxi.00e 22Way.13 33.74 96.74 13-May.11 9902000 (1225.007) instst•Ill IR not•I3 SAD 5,000,000 OW 53111.750.1100 15-lurol3 111015 111031 14-tun.i3 1.12.20000 452.517 IF ornma Contrail. P'L 52.10301e Cawood Ions Original ClIciongreemnirri trade One imp's...IA.0n Dwritison Comnyudtty nn Nol.onal 1071 St7A¢ C one, rny hoopla, lype tiosing Date PternIum (SI IS) 12 •a70 1 / Sell • Put mcsl Call 06 fee.!) 11/,CCO 10 327.000 00 10-14,12 G8,114.61) lloaght CON) Calf 100,000 11.1110003 Ilhat C{fet-li 11)27000; 10 )1127.000 no) 19. AP.- 11 11./0.13 Boagni 0001 Call I®, COO 1.10C.CCO tl Sul-I) 1114.0001 tc (173.000 on) 19-AV-11 11.141.11 504 (COI Put 475 1.750.000 Can it 1116.00) tc 11400,70, Commodity Opt Teal Return )me Frnrean% Wooed wens, Vow, Pitt. fend* costs t " ct'''' U"derlyiag. 51,44•• Platt Spiced (PPS) NOtpprul entry P.n. Clown oniv Pg. Date Oat• mid Earned (Local) JI.mn.12 5140-12 5-40-11 Apple WE 000 lot 1®% 044.41210 I 3.9,-9) 56 31.1an.I1 WWI 05 )100 490371 31Wn.13 34ats13 3.7•3.33 Apple Mc 4420 3W. 100% 12017.02.39 194162) $45521 1244%13 31164111 41I11.511.47 17/.570 31..len.13 3-106.13 540%14 Apple Mt 4.100 Pat IAD% 5205702.39 &LIM 134%).13 11141113 431.151) 1192.65% ateem One 40%. EFTA01119177