EFTA01119210

EFTA01119210 Valuations 8/31/13 LE and Related Entities EFTA01119211 !madmen SuninalY 8/31/13 Cash 8 Equhribnts Southern Financial LLC- (see note below) 14,972496 J Epstein 1.596.944 HAZE Trust 28.366 FT Real Estate Southern Trust Company 19,382,248 Jeepers 25O18.954 J.Epstoin V1 Foundation 4,619,368 Total Cash 8 Equivalents 65,618.376 Less: Cash in Operating Accounts (1,013211) Cash in Foundations (4,619,368) (5.632,579) Total Avaibble Cash 8 Equivalents 59985,797 JP Morgan Trading Account (cash, securities, Deriv divot). SFLLC See NoteA 69,815,261 JP Morgan Trading Account (cash. securities, Dort/dives). HAZE 22,427,313 JP Morgan Trading Account (cash securities, Denvithes). STC 5,462,546 L Cameron Trading Account (cash, securities, Derharves). STC 5,206,210 Marketable Securities -firer) 12,025,554 Investment American Yacht Harbor (per JEE) 1,000.000 Settlements Receivable -DM 33,481,600 Partnership Investments 105,699,453 (see attached schedule) Total • 315 103 734 Value Above 315,103,734 Adjustment: Operating Cash 1O13,211 Loans Receivable 2,098,505 Total per attached valuation schedule 318.215,450 • Investment partnerships are subject to various restrictions on withdrawals, and therefore, 318215,450 the liming of availability of funds we be so kneed. NOTE A: The JPM trading account was funded With $75 Mike. During July 2011 we withdrew $ 12,478.520. Cu 2/14/12 the account was reduced by $501,930 for It purchase of 16,535 Ariad Pharmaceuticals 6 2.095 Bogen IDEC. on 5/22/12 the account was reduced by 91.330,000 for the purchase of 35,500 shares of Facebook. In August 2012 the account received $349,402 from the sales proceeds od 17,500 sh of Facebook Qu 9112J12 the account was reduced by $10mrn foe the bander to Morl Inc. On 11/9/12 there was a transfer to JEE of $1,000,000 J. EPSTEIN ► RELATED MITTS EFTA01119212 VALUATIONS CASILLIMILMEEJNVESTMENTS V31113 EmilbattIELLLE 07/31713 08/31/13 01701/13 YID Aupst ACCOUNTS VALUATION PERFORMANCE JP MORGAN-Cast 14.612,680 15977496 JP Morgan Trading Account 70010374 02.815.261 J P Mequon Smuts, 11.024.321 10.496502 INVESTMENTS TUDOR FUTURES 12.95067f/ 12.853.812 12578029 2.18% 483% HIGHBRCGE CAPITAL 10261.964 19,382.610 10,624.993 4.44% 083% BEAR STEARNS Meet Backed Swats (7/3109 yak 331682 331682 IBIUMMilIardEMITOE JPMCRGAN- fyN 10250335 10234.065 JP Morgan Trading Account 5.588663 5.462.546 Other Bank Accounts 252.962 148,163 Aden %ludas (et ode) 625603 625603 PM -Account Managed by Laurie Cameron 4.964,912 5,208.210 Sedements MEWS DB DAMN SPEOAL OPPURIUNITES FUND 76.000600 70000000 see Icotndte IS petal elthdrattel osyrned recants! (42.516.400) (42,516400) J P MORGAN- Can 26510726 25.016.954 JP Morgan Tradng Account 1.520272 1,526,972 S Osten INVESTMENT American Mt Reba 1.000.000 1.000000 FT Reel Estate Investment In ptstip S cost 1506.633 1500833 CHECKINGGAVINGS ACCOUNTS 1.065.799 105,048 LOANS WE FROM NOVEXIALS 5996015 isetsce CORE CLUB NOTE 100,000 100,003 BROKERAGE ACCOUNTS JPM Meer Steams) 666.979 666.995 J P MORGAN 56650 55857 Mort tea. Afidcorn (at cod basis) 10.000.000 10.030000 (1.200,233 Shan d common. 695301 dares of Su 5 PM. 205714 eh d Se A Pfd) Butterfly True 6,044 8,044 HAZE bust HIGHBRIDGE CAPITAL 35803801 35.918.672 35405356 4.40% 0.63% MG STREET 25.026,289 25,076844 23,276,473 7.74% 0.21% JP Morgan • Cash 20363 20.366 P Magancanaged account 27510.4130 22,427,313 TOTAL 320,155278 310215.450 THESE AMOUNTS DO NOT INCLUDE HOUSES. AIRPLANEFIXTURES 8 OTHER ASSETS ÆE and Petered Errbters EFTA01119213 Are RON EN" br Investment. &31113 5•44,10t. longer! Falr Mani« Valve Purchate 8/31113 741113 gaLnOas) 705C0 ANN* Re" SFLLC 1.150800 1.345845 (195.2/15) 28000 earbetrfet SFLLC C01314 98493 (5.079) 21.753 JP Morgan SFLLC 1.098179 1,212,295 013.118 "157 Asola Mahal ~hem SFLLC 6081558 7031.555 (349.999) 17020 Facatook(peactreed 5/2202) $FLLC 722645 044.003 78045 18,536 ArbdPherrreicieutimas SFLLC 307.551 307.220 331 2.025 eblenIDEC SFLLC 440 177 458961 (10705) 182.240 JPM RINI* Fuld Jereperb 5.310 1.528972 1.520229 (4567) 11 445 554 12 020 019 (ær) 375) tivestmente Wo 5,31113 al Farr Merkel Va1u SFLLC TUDOR FUTURES 12055612 SFLLC HIGIII3RIDGE CAPITAL 15382610 SFLLC ARS Trust Our valuatc0 7/3102 FTC mows ~1%N orgx 0.4>ors) 331,662 HAZE HIGHBRIDGE CAPITAL 36918,672 HAZE KING STREET 15078,844 FT Reel Estme 21 East ~ Steet it coN 920.503 FT Reel BON CcArrntse Hol04940to340 588.333 SIC 448.5 ~Anne (III COst,[I .142.857 N 44 Se( A PM Ø 4375 per N) 825033 Mon Inc Alphcom (cost 0~ (1.230.333 sh COTTON ea 301 eh Sr 5 ptd 285,714 en Ser A PM ) 10000 000 106.699.453. D132. ~ma This la bead on De kØ ossumptons: the fund ail necogniur • Ørerad nun pests lo Amen ~Rig 570 Pillion 70000.000 Jeerers rogerned an irterml or G Dubin$ Meng `rorel vaned at appro• $3 1581NT., »TN • 5.0:0,103 backstop permit from G Dubb eqtaii tot* eases d $5 triton one to aggregate vat ct ail trietratrhara ren wth neernect bNls eirreetnint rif Sept 30, 20Weepers veil Sund Dunn 'the amount dally dIsbambcen receind by ~pen afar fi t dab until Dube neæ beck any pains*, male b Ampere. After Dubin a rrinNinerolt *man wS have no obligeecnr repay Dubin. LE we pay 51 millon for Zeirre Serest h Corbin JEE nit rrdN4dl denbutone opt. 52 nØ end toe ~amino dotibutans v49 b chided 5050 "awn JEE filed 2444, Tha tornmert limo ild been fina'oed 780030/0 Jeepen Wree nlareal thorn G Did» Dlylbn S $1 782 174 as or 600/13 and 51 76914 ee d 7 13) Reconciliation of large kerns EFTA01119214 Value 7/31/13 320,151,278 PartnersNps 290,877 see below JPM Trading account- SFLLC (FTC) (204,113) JPM Trading account- HAZE (83,177) JPM Trading account- STC (125,537) L Cameron Managed Account 241,298 Secureies (600,375) Dividendwinterest 8,213 Apollo Distribution 347,367 Change In loan account 1,590 cash spent : JEE (1,700,751) STC (104,799) (18,580) L Black Fee cash received BSABS 12,159 miscellaneous total 318.215,450 Value 8/31/13 318,215,450 Partnerships SFLLC TUDOR FUTURES (107,195) SFLLC HIGHBRIDGE CAPITAL 120,646 Haze HIGHBRIDGE CAPITAL 224,871 Haze KING STREET 52,555 290.877 .EE and Related Erttcs EFTA01119215 Cash Su —nary 851/13 SFLLC JPM 14972,496 14 972,496 JEE Bank accounts 865.046 1,013.211 JPM (Bear Steams) 666.995 JPM 56,857 Elatedly Trust (Bear Seams) 8,044 1,596944 JEEPERS JP Morgan 25.018.954 25018954 HAZE TRIO JPM 28,366 28 366 Southern Trust Ca npeny JPM 19234.085 Bank accounts 148,163 10382 248 Enhanced ECIUCattel 4.619.368 4,619,368 Total Cash 65 618 376 65 618 376 the does not incUde cash in P Morgan truing account ENHANCED EDUCATION EFTA01119216 6/31/13 PARTNERSHIPS TOW CASH SECURITIES JP Morgan (Forrnarty Bear Stearns) 4,508,812 4,508,812 BANK 110,556 110,556 TOTAL 4,619 368 4,619,368 EFTA01119217 Bear Stearns Asset Racked Securities andbudons Itacehed FTC Total PannorsNp &Trull Pannenho DWI 1/9/46 1.047.191.03 1,047,291.00 431415.03 431,015.03 4/14/ 06 147,707.20 147,707.00 5/14/01 147307.93 147.707.03 Mal 115.377.40 115,377.03 7/16/04 110,71100 11071100 361/96 110,615.0) 11041503 W25/06 110,574.00 110,57403 10/29/0i 92327.00 92,127.03 11/23/01 45,95340 45,95300 12/22/04 73,67000 7367000 1/13/09 7667030 73,67003 2/20/09 73,624.00 7561403 3/12/09 67,434.01 67,43400 4/20/03 46,44340 6644303 5/29/09 57,966.00 5738603 7/14/09 Note A 64,387.40 14,34703 6/26/09 4731140 4591140 9/21/09 33.731.00 31,71140 12/2/09 MOM 8749503 1/6/10 2547130 25,073.30 2/8/10 32073.84 31,071.64 3/1/10 134416.83 3340523 4/8/10 221/33.71 22411.71 5/10/10 2015.18 25615.13 515/10 23,24331 25,243.91 7/6/10 19661.45 19461.45 4/10/10 22,011.44 22012.06 9/3/10 2444941 24.959.61 10/13/10 2032741 20,527.91 11/5/10 23.33635 2333645 12/11/10 25234.17 25,234.17 1/10/11 24421/1 2442341 1/31/13 Note 11 25,793.17 23,793.17 2/4/11 16,06642 26.956.92 3/5/11 26313.00 26,313.00 4/01 21,112.23 11,31225 3/9/11 2135796 2135796 5/9/11 11.67474 14/74.74 7/3/ 11 16493.15 16449035 3/1/11 15.596.19 15396.19 9/4/11 16310.22 1641022 10/12/11 15319.76 15419.76 11/1/11 17377.22 1737732 12/3/11 17332.49 17/32.49 1/9/12 15.04973 144416.73 1/4/12 11311.56 14.61136 3/9/12 19,767.40 19,767.40 4/9/12 17322.21 17422.23 5/1/12 1690.79 16)303.79 6/11/12 17,40130 17401.50 7/9/12 16,16530 14165.50 5/9/12 16302.96 16.402.95 9/11/12 14/72.40 14472.40 10/9/12 1664521 15,645.61 11/3/12 1603404 16036.04 12/10/12 1430421 14304.21 1/9/13 14,59400 16594.00 3/5/13 1149713 13450-23 3/3/13 13,25121 13,251.21 4/15/13 12,123.65 12,21345 5/8/13 12,43606 12,436.06 6/10 3 11.33632 11436,52 7/4/13 1231335 12.313.55 8/8/13 12,151.71 12,151.71 Total 3,95599711 3,113,595.:7 842,402 72 FTC investoi $10.003400 In Sear Stos no Asset Backed Securities on 21/29/06 01strefutfons era bawl on maturing alerts NOTE k freFeasents 2 months per Dorothy Orkisky) NOTE 8: Watt adjustment In pannertlYpi EFTA01119218 Soirt lee m Flemma LIC Antals of Irresunats Investment F MV unraltzed B/31/13 Can(loss) ML Hertz 1211505 5,103.000 tanabutions 8/11/06 (2,160,021) catnexmons 12/11/06 (560,006) castnarbons 7/213107 (7.440,906) chtnbutons 4/2011 (1.297.352) *staut:ans 12/12/12 (I 308978) Q 687 2011 3673.086 6 340 919 Mel cabibutan NS ABS 11/29/06 10,000,000 att:tona (3.955.998) 6 044.002 331.882 (5.712.120) mon tadoe Ca rna' COM 1/11431 25,000.000 dletainais 2.28/C6 ~.003) - 19382610 19 382 610 na represenb toe total of elhatarta Ceoltal Corp end HB MuaStrategy Homnds Ltd Tapar 1/30/01 5.003.600 1/14/13 disMbuton (4.193.303) 805.700 12 853 612 12 016 912 JEEPERS DB Zam 4/29/02 innsend 10,000600 8/304)2 invested 10,000,003 12/2/02 nyast.) 30060,003 612/03 nvested 10000.003 1/3/05 invested 20,000,000 12/21/12 ~nation (6.541.292) 1112/13 clantabon (9611038) 6/25/13 dialbution (26 165.169) 37 441 601 Batane • taelvable from Fort/ess 127 4811500 C182- settlement it to based on ta followin•anu :n tra, fund va reconze • anatema 'mant panta a Jonna 1O111IN $70 nam 70,003,00) Jeepens ~fra In intenst of G Oktan olaho Sant vekwed at opna 13.B mann inith • 5,000,000 bakstop payment hom G Cabin gal b the ams of $5 ~ion cm« th• SOGIr•O•111 vak:* ut all atroutons recened wN ranet lo tas Vensamt es &Sept 30. 2014,Jimpars all Sund Dunt ur amount of any dstritubons rentved by Japan after Rat date uta Dkr ranes ban *ny nymalt; man to Japan. After Oubin is made urnob, J•Sperli ~hen no obigation to repe y Dublin JEE 1•10 0•1' $1 mi n for anms intenst al Cottiln. JEE v.111 roftiliv• NI (115111Ø uno $2 millpn 1.000,000 and the nammining distnabons al be times 50/30 bonnen JEE end Etan Tem *gnomen tun net bien finakted 7 va o' Joe h rorn G Du•n rbon i 1 762 174 as of 030/13 and 1789101asd7 n EFTA01119219 Haze Trust Analysis of Investments Investment FMV unrealized 8/31/13 Gain(loss) Highbndge Capital 4/20'99 10941,666 35.918,672 25877006 This represents the total of Highbridge Capital Corp. and FIB Mufti-Strategy Holdings Ltd. King Street 11/1/93 10,000,0(30 7/28/10 50% redemption (20,090,787) (10,090,787) 25987,844 35,178g31 Global lnvestment Opportunities Group 1.0 Momon Socuritim Account Position and MTM Summary (Open Positions) I I C) <nonal leneoestwitreem enillent Preput d lo• Southern Nnunaal tt< 85 of August 30, 1013 Curvont PR • ccantodlty reto. USD804.4 'I 355 KAUPID 1114 311 GINISC 13~ usopr USOMS 18.110 8 5718 VSOKaw I110 04 CUIIMS0 415004/ 1.11111 USD9AL 1307 09306 USOCAD 10S» usernkr *I* 1.44D9014 4.1241? lapatiy Inu P• 5744.2 Curreney Dismend enoy Pto• Cuenent Pone Weirt 218ekel V.`/ur M1.47 Notale 11.08511 11 AA, 3 ::§;:§ee:I§1:íil::::§§§;tm AC 4002 Acom la Comayear. CYc 110 2 44% if•81285) '78145 12.44,13 AC 4110 Actor Sit 25 40 te 61 1.059 CO~Cyt$1•1 2.44% 11147.140) 1140013 10.440.13 ADEN 2400 MaccoSaRog wstomg, Ne~M ).01% 21.53 24A1 osan 011111.150 1151,075 4457 5110 4517,441) 11~13 ADEN 2.502 MaaoSollag motwor, 1494~4 107% 0171.0423 5157170 4321 5110 31-84,1) AGI. 10.103 11.4 40144 504 (113.192) COFINVole, Cydkal 040% 411134.4237 5172027 l l 52 1.11 12.~.13 AGL 10500 57,51.1 auktgrI0 Sp Commor, Cydiel 0.1443% 0144.4W1 1144114 240413 MIA 11.10 11.14 117144 9.000 Arod Pharnwoutkals lek Youtnir.11a4Wwk 000% 1441•1542 017(4000 )147000 1140 11.10 01.00/0 MIA 2535 éviad Phatrepcoutiels Inc 141•13.12 el otonse,14o~k 04016 2)t 14{00 5140.151 1521 11.10 52%551 2.095 Illow tdotInc ottwom latewycic 0.140% (5150,455) 5,444,277 310.413 8-1, 111.55 213.02 519~ 2.5440 Ilest Pents Plmndal 3.14% 45159.2/0 1154.410 12~13 IM 4047 4142 02.5913 2.500 1001141tw Mondal 514% ($114.1111) 111(481 31.P.441 CA 5610 47,42 (110,1111 S.100 Carrefour 1.4 44•44.4 183~ 24% 0147010 1172188 11~13 CA 2321 23.49 54•41 IWO Carodow So 740~4 1440.4111114 45114.7321 51544534 9,049•11 CO( 245% 2318 2.1.11 02.1971 5.430 C~Cola 14bc A0C411 1.42% 0117.4%) 515(039 11.12 1712 (3I1,54( 11~43 CO( S050 CowCola Illk 10-C4 snewror,Notwyck 143% 01410701 4151.00) 1%71 17112 12./W10 DAG 50.003 0~a DbAgd Doublo 1~ 07.411) Pondi 0.00% (1132.11444 54S.030 7.05 31.0413 DfC 5000 k DecauaSa 30 592450 C.4044~Mont 1,74% 41101.1C0 5147.539 2t22 1204843 DEC 3.003 2135 59.03* k 4194~ Sa Coemonkalkos 1.74% 15114000 510.531 174~4 2 /4 T7,503 25,05 2535 5732 440400:(1m0 Comounkolktro 0.40% 15545,000/ 1~13 NIA 572214 3t00 4115 157.445 2303 Frerwe Ag InntfuriAleport eranled 154% 1141.210 0142910 88.11 •179 (11.)181 111~13 MA 2.501 Inowel Aghwekturt Airowl lodalal 214% 15141110 4141,210 11.17 23-40413 Gi 71,0:0 Getowl Eloctek Co 4179 (11.540) Indullitel 3.19% 28895.110) 5512220 21,53 2114 5-Aup.1) 11.0Y 1411.503 LIcyds Ilankim Gtoop Ple 583.080 Finendal 04014 (51740143 411(970 1~13 L1OY 1.503 0.T/ a73 0 7.943) Lloyda lanking 6~ Pk 11inandal 0.00% (11.712) 12-Aug.13 LLOY 141,003 Lloyds lanking Catm Ptc 11.4110 0.n 0.73 035) Pin0W41 040% [II 44.011) 515803* 0.74 0.71 31.0411 14110 2.1403 koewull» ($7.5103 Comento C104011 3.111% ($155.211) 51429114 59.29 sto• 12040•13 14$40 2000 11ffinautt Sa (112.245) Conseenot. Cycllua 414% 0159.7213 514.1.184 11~13 50.40 10010 santmiro kocimat Inc 51.11 x041 014.713/ wis,Moricgcic 040% (4420.110 1493.540 1.10 9117 3104.13 140 3000 173.284 404M•91M Die SétnICestowe Indtatetal 3.51% ($159.041) 5143093 11~13 SGO 10.15 35.3.1 53.612 3.244 Coo1849n1e De 144M-038414 kottstnal 3.51% ($1522/111 5151015 3114-13 YOW3 700 34.33 8534 (12471) 11~~44A0Pal Comernos 0,01(01 107% (1164.6141 114~13 1119.137 171.11 172.1U 05.407) VOY43 700 voltawrgenAg.104 Cwwww.C411.4 }0M (1173.1191 5131.237 115.05 17210 014.031) E 02111141 788 Structund Notes • t.té e Pec .wIBAb .nxnetvnenlSantne7prpr0 Trode Pate Malwity Fme •nwent los) Oenelpeem I...... c Co,, emy. 1•14/14t Vatue II/ lenry I. Se ISI Current nrone 151 Illetented 8 Nov.12 22 Nov-1) t,Cp9,000 G5 note 110243 tnke TO TAVIVS VICTIrsidismer S% AtenCp421 99mytm 11~ oo0) li.Cza 0, 0 TO 10040 10241 12/810 140,013 20~44 1,000000 445 ~I Piete 8110( 40% 040 94nlot • 3.4% Con.Uncamad • intel taral 41 19 540.12 01.0020401 11.1'9 stO 10 5100.00 111181 1118050 MApe I 5 10(0.030 CIN 4100% 01% 04/14/2015 Old0441412011 21~4 3 1110.40.0CW 11.607500 $61ma 51(0.00 110110 1128318 2~14 2000.003 sette OWN Pat • 80% 480 toorietaMep%17%Ce9 1~ 4~ 2744/9 02.040.0031 $1,181,400 10 5500.00 11120 11, 8CCC, 2114.11 5.4g14 1.000.003 SG ~t41/1u4 W71 0~ n75% borrkee10%<" Untapood 4120100004 $2.011,800 10 5100.00 110014 111800 11174•41no~ IY10 0.,11 Petonre Neat CA Uate Cuupon Pionnent Total talaniet Volter '1,10 Wor nire erne Current Prne M1111 Aearued 12.00 1/ 01 Ap2-209 10301103 tomtkest In< 11/2015 ? 825% III 0,1Cce) 51.010400 555.216 574% 510350 11%1)0 5.10.236 11-00-12 11 ~1019 400,000 EaMatea lry CCC, 5/11120.5 • en% /44147(0% 5793.940 130)71 922% 5101 50 x9.4 110312 23-00.11 111~2019 ~.000 Earehlledi CCC, 1111/101$ 1m% ($419.50% 5590.)710 MI410 921% 51017 10.2•11 01405.2019 1(00.000 591,14 $1(790 Norietwo lot 0- 411/2014 1210% (51%2501 11.541.510 171.1% 612% 00~12 0104%2019 511 /110% 4'2%774 1140.030 endne~411mateln WV2014 2)970.000 51,044,5.0 1440,7 24001) 15,10,3020 613% 19140 1+456 5148407 1.5140.000 SerV101155111tee Cernpares CCC4 2/1%0015 a(0rs $1.0%)23 (11.515.625) 571.003 e 85% ‘04 14 415.88 (288500) EFTA01119220 Global Investment Opportunities Group P. ~pan Soatattlara LIG. Account Position and MOM Summary (Open Positions) CrIC) c7eab•1 1..••••••••••0~~1144. Pr epared for SOuthion Mn•noal tlC U3 ot Au. .n1 30, 2013 Onnet PX • Caunaadlty rel•a 5004111 11355 XALMO 1»131 01091141 1.5410 U5OPY 94 40 WAARS 5.4714 115013011 MOOI WIlla 13211 404404 23437 1151011 03104 I.6004) 101314 ~We 2.040 VIDHO[ 1207 214033 15-10.2020 1,Wp,000 Sernarnedir Con.0%. «Ca 2/112013 11.00011 01470404 1914310 141311 4115% 1107.03 1111II 1570.1k» 34pr.13 116/01023 300303 eerder OF* Pk Ma 440200 4750% 11302000) 1007.503 01.414 7.10% 114002 1314411 Frnartual 110150 314994 00040 aprenron Dan & Co NI 4/3142018 7300% 02.702~ 41.71000 5434,146 1.2.11 110130 1110.42 1495221 134011 airpeta0 2500.003 pproepen Ome • Co 111 4/300013 7.100% 02.76224213 12.7419500 141114.5 5.19% 110130 111012 µ99.t11 1040411 Perpetval 1301.000 Frat Smok. C.erp 504 02.011350/ 11152011 1325% 12211400 102/1/19 531% 110144 111035 30.2en.12 Peru*, 3.000.000 13µ.709 ~ven Cal (Men NS 2/1/2422 1210% 02.911970) 14154435 119.475 1.1011 110010 310415 µ11,µ0 27~12 Porpeluel 2.020.000 Ganeral II« Cap Carlo AF 4 115//022 7.125% (12.122.1201 $2220305 $147.434 512% 1106.15 111110 1214514 11444F13 ~petst 1.400.000 General (Ier CeP C*0 AA. (014202.3 4250% 54404~ 11.734554 tien 431% 1102.40 22.4413 Pewhal 750400 41131 (16e.K3) Spronon Otame • Ce 113 11/1/212.3 6.010% 117510201 1751931 19750 5111% 110140 110033 35444 PrOwnatleael PIaM Feerne • IMrn 177oci ,na. . • 0,1.7 17,7..kunty Luur Sin non Cunancy Taan vn 040m/tint Coupon Ponopnl Coot 111 Marke1Vniur Acceued Meheld10 Worst "" ''''' MTM lil Rog all (1.«41, 9Q0.12 02-Nev-2017 500.3C0 Potrobroill. Von.. raua VS0 *100% 3403250 1447,500 1121194 4808 361,146 11 049.12 024.0.2017 4 50 1.00.00 netreaeoa Clo Venezuela 1.110 1103% (µS7.3071 $495.000 375.319 1I 76% 19 75 19.50 172.519 10-14957.12 140.12021 1.500.000 lloydr cib aantal( 0416 I.50 3.515% (31 617.5001 11.7154,070 1, 315,345 31% 101150 1143.4 26.lor.12 15.002035 1341155 13.069.10 7.500.003 ilap/Aik Of mgentine wA 1./50 0.0/014 161.034. 7501 4402,000 1•44524 1. 1115 03:0 131.70 15.0492035 10.000.020 mepuial« 01 Arpentina MA 1115 0003% 0311000/ $1131.4311 13I1,0Å 1256 1.5.1 1169430 2144.433 PØ 3.000.000 lbp Ca pul Ho 1 Pk OF 1.230 5.000% 03347.$07) $3.135.002 366,000 715% 10425 104.50 124i0-11 02 Nere2017 11445001 4000.000 Petrelees14/ Venezuela I 14% 5.540% 0123.004 $495.002 3111,417 11 76% 392 50 50%50 011.553) and Moet ~44 • Manual Prcin• vo. Pm. invesionant @ank 1.4d 0 idle 1.1.1m7.ty n.fo naua Enoy Pritt Cureert rilli<C > 67' R.7 7.7, In.lUll0.na Cvopon 0,.4595.5 <eo is) ?Parket VUlut (S1 7°"Ifiein‹.1." IS/ ItetAi) MINI 0.0CA ir 2 120 2029 9A',0Å m[77.20044 M1 1 CCC 9212013 C14% 1154..4) 31 5144,114 131. 14 5-425 40 74 µ,98a 4~1) 20002032 s.mpos 5041110 CCC 520301) 1639% 13711.91% 57673% 364%6 73 /5 74 47 127.152 23.040 12 25.403203) 3.324000 Clehl 20}24I1 ~013 5.330% 01.231.2222 5•13.131 1115111 77 00 CSM (54.1.0n) 260.012 25.10.2037 saam Ome .7C07,41 2.64 CCC 1.311022 2711% (12.012.141) 51.70.153 550-1.493 1650 1512 254%01033 assems 120241 1641/613 CPN 20),I 51 1254013 5330% (31.4/41103) 14154951 12117,744 13 30 54M 522.114 3040 11 24Por-2033 2.711020 µ4 2001 10 12 CCC nomsou 0.00% 01,07•353) 1479420 3160,531 100 CO 91 41 10 ka.13 244or.2035 0.001010 unen 2005-2 1 31 0414321 CC 12512013 0.119% 01.0324261 51.279322 145.599 69 .15 111 92 5112.001 U044 Preleerork Dal. 0.ennty 11.0.4 Compnny 54P Roken 0‘vidends (nop Foto Corren1 Pekt Coupon Prersopal Col* 141.7rbiel V.olue 111 Y•eld to Wen, MOM iihrurived (51 11.01417 Renn 14 3~10 'woon 11.000 nenrri .• ce /UA a )5% 6000 1100.00/ 11111.27.0 301950 16 4.3% $000 aa 46 137.730 104010 121112013 44000 Genera, Mota, Co 1500 475% III 114973) 35.045,540 1372.116 1{4% 50,57 4464 1243.423 22.10.12 2215/2040 3.70412 10.403 G'n.c Oprui TI'S., CCC•r• 125.00 5.13% 04142 0021 12,123.192 1234541 5.47% 23.54 26 54 471,955 Pa rpetal 41.400 101 Rnanoal FC CCc r • 1210 5.50% (51.005,226) I 11443% 54% 21.51 2191 3395.911 1-204.12 Pa egelnel asem Alp %none& Inc 125.02 «c• r• 530% (1e.70:50001 12152.40 1244.10i S4% 22.25 269 1 3617,4 , 1 2400.12 Parpartvel 400 Read 19 µond Grp Mc 125.40 735% ~M00) $10,600 160.014 I04% 2331 22 14 124014 74/4413 aellletsi 40.040 Reaal 5k kond Gril Pk 125.40 7.25% 11177.40% 1117400 µ1.3U e04% 24.44 2114 (114.4» , 1410313 Nept. 40.0:0 Roy*, Ik kotInd Grp Mc 125.40 725% 0995.204 $917.606 143,903 a n% 24.111 22 94 3,697: ~mal Funds and Mon ~Mi 25 11 ATIX 49,5CA 91 1p,moroan toto Amenra usa 3321 721 10 201Ø 161 EFTA01119221 Global Investment Opportunities Group Account Position and IVITNI Summary (Open Positions) Prepare0 lot Southern F manual 1.1.0 as of An0ull 30. 2013 11300)04 11355 WNW 1394.38 WW1) 1.5491 USOPY IMAM 5.4714 WIN MOW 1110.04 !MUSD USOC/W 11218 1.009Xl. 2.3437 09101 VIOCAO 10536 U3011/19 2010 1350MOR (1207 1 13 NOVI 7170917 1pervowan Value Achoolavo-Int USD 02.002000.0e 11.972432 to 25.41% 2(06 14223* terogavd Cesar • Rates w.nea lnvw fa,Or (gate %poly. Oxlip leovijini Not.ux.d I.• ant Con11341 Spot Centextg how, 2\ Axyl 100[1.0 148.350.000 000.030 iOn 91/111 9313 9309012 132119 AIX Contemn /Ana ,n X arle • 1608medelied W 1b011fe Tiede °Air Fapplexiloo Meet, man mtm OA11012 0101113 illa.g1X WC Pvt 10000.003 s ' CAO 41 l.AV011 0. 0012 SOW ( .142109) .257.1,1 SoN.ni WI Call 10,020.030 430 CAO lOdura I 3 Pial Go 93 • 69 65 330,8011 N $347,100 10-M 13 fold l0f Call 5.050.0% 9125 U10 Put Cap0 ON 75 10248613 104011 Sour WV 105.050 0( 4101 $710,570 Pm 5.0000% 1%50 USO CaV 1OAw13 10-53013 Said in 0121(031 113.831 (1107.614) Put 4 741./OS 106.50 IlSO CaN 2.M.g-I3 14-50)11 11..2.10 USO 01.500 110) 131.5.3o Cal' 2SC.= 11050 vWf OVUM Po 2.01101) 14/ro11 Sold iyarD tigaSCO) 16111.124 5121024 0.1 :50 KO 93 IC lArti IMRE; Call ft, oe$I$ iff2.10) 0500.6000 161(00 IX OpIpOrti NAM etal X on bre naue Dale tmge Avuorellnil ere al catty Orbit Oage Xx‘r so.c.1.1 ll.pa haboo.1 PAW flood) •I. X-221a0 ) 110440.11 204.2, K0.0g Tnnpan NRIWP01 FOX 72 250491 26 1$971 EFTA01119222 EFTA01119223 c AP-.1?!.6- Ste 1 li 10.1 1 11 4 II fl --1 ht.:: :.. :.. ... itil igig ill; E4' g itlt ... t 4 111I ii iiiiiiiii g;i lii I1I !! s i--.: ilfill 1J$ 1 t 7---- 8 E II!!Jill I 1 Ili 111 111 :: nvis 2 e e 5.: II! iil ill I!! _ A alit! !if al9 el !.' 1 g II gill g 1 a)! al ill 9 ge, 1:1 fil .S! 1!, 1! E 1 i PEE 6th IS I 1O a 1 4 11:1 11 III, S SI Ig l lll r A WE I ggg mail Ill ill I i Uzi ill i!li IP ti: 7( . 2 gs_. Rgt i I I IL Al Iig ga O 2 .= c t ti Global Investment Opportunities Group P. Moew $445.111074 Account Position and MTM Summary (Open Positions) feepered for lime feast AY of August 30. 2013 Ourent Fl • Carvenetety ratty VSOMXN 111$1. XAtA)S0 1394 )4 GIIPUSO 5 SIMI 991q tISOAAS >4714 liS02•11 102648 IVA/S0 11218 stlfelt, 23837 VS000 01106 VIOCAID 10534 USOTRY 2 040 001401( 6.'207 trucleded Notes •Wr. yl Pro n iteeeprent tank el Pnletell r mice Date Maturny fate Amour.; Lung Orselptaun Cott SM'S 16) Market Value I>, entry Prue III Current Prue IS, MIM Ptetanute 5-Apr.12 16.Apr 1 81 oo 00 J U.S Ittnatt Income., • Inveda Pro W leaornbe 14481 lee Trade Out Malvny Face Amount Sift Nanny Heal Cell Ote. Cu. o, lesnteal Cost Melon Yakut Entry Pr 7te Can, Pre. MINI Attested 10-May-11 01•Nov.20115 04400*/ EnN9107,9 WA 7 37514 1 1.31s1 5001 1.34.000 204.042 Ills 1117 0) 1144,91.2 A00-12 IS-44•0018 SOSO. 'payment Ire (CC. 1/11001) 10250% (144SCOU 1353065 146114 tO 570.91 1165.241 20812 01-1.-2019 1,000,000 14ndred14•41thtar• 6- 64 2014 425014 11914-50X) 11.049.510 175.147 $9963 1104 96 1121.497 10.4401 Penh. IpmerganChass 6 Co 966 4002014 7.980% 03.337.950 11.319.155 $144.4117 fill 27 1,1044 1527,122 1,74A.11 Perpetual. 3,0)0.1:05 Bank Of Ammo Corp Be. 14142014 4.12311 03.319.610 12.316.605 1161.179 1112 99 1110 SS 1400.974 F 'Fed Income MTM • And Asset necked • Manual /no, ea YM. n an 1771.11Prak laity Ame Cutneit Peer Naito Date Mollurity 0.79771,1 Fat. 11.7.74 Site nein& h.., Cell Om. 47.47. ,774, <", •I MAtIkr. V Alue 151 1147M f> (Loral) (Iota') 10 SAsy-1/ 21. Mar 203 '000.000 Our 2007,41 12A3 IV/5/2021 4873% 1 /755111 54424.4 223.370 74 SC /7 46 10 May 13 25-)un.201S 1.500.010 Gs r 20095E II It V210022 711% FF1213,31610 11002.447 122,914 77 44 1 20 Morigast and. Asset 11.441,4 MeV 111 930 900) 11 S43.931 5244.304 S (143.6411 Mari ChvirleMS Entry NAV (maven, N•V Trade 0ste Symbol Linn, Ccesp-Any ma el rust (5) AA mite CS) . ..... MTM (local) 1L0441) St' 11.45X 203.229 35 3pneegan limn Rai* Inc.141 OF0 12044447 rPlt• 100415 10 06 0011 Avg 011YFX 325,16117 Arrousan High Yuld Sal USD (2.492,727 92) 12.6245122 Dee* ft 2748 107 (16460:3 WeiwflUMIESER 57 2607) EFTA01119224 SOUTHERN TRUST COMPANY, INC For the Period 8/1/13 to 8/31/13 Note: ' This is the Annual Percentage Yield (APY) which is the rate earned if balances remain on deposit for a full yew with compounding, there is no Mange in the interest rate and all interest is left in the account. Cash & Fixed Income Detail Adjusted Cost Unrealized Eat. Annual Income Price Quantity Value Original Cost Beirut-offs Accrued Interest Yield Cash • US DOLLAR 1.00 574,677.00 574,677.00 574,677.00 57.46 0.0150 4.82 Non-US Fixed Income PETROLEOS DE VENEZUELA S 89.99 2,000,000.00 1,799,800.00 1,985,000.00 (165,200.00) 170000.00 11.58% 8 1/2% NOV 02 2017 OTD 10/29/2010 56,194.00 HELD BY EUROCLEAR ISIN 0SP780711AK18 SEDOL B5SCOL3 716550-9A8 B /NA Complementary Structured Strategies HSBC SRL STEP UP NOTE 3/27/14 73.67 1,000,000.00 736,700.00 1,000,000.00 (263000.00) LNKD TO ORL VS USD 85%BARRIER• 5%CPN-28.5% MXRTRN 3/13/13; INMAL STRIKE: 1.9619 40432X-03-2 SP.Morgan Consolidated Statement Page 9 EFTA01119225 SOUTHERN TRUST COMPANY, IN For Ube Peri /13 Adjusted Cost Unrealized Est. Annual Income Pnce Quantly Value Otto pat Cost Gain/Loss Accrued Intents, Yield Complementary Structured Strategies HSBC BRL STEP UP NOTE 4/21/14 76.13 1.000000 00 761,3430 00 LNKD TO BRL VS USD 1,000,000.00 (238 /00 00) 85%BARRIER• 5%CPN-28.5%)AXRTRN 4/5/13 INITIAL STRIKE: 2.0035 40432X.E.S6 Total Complementary Structured Strategies $1,488,000.00 $2,000,000.00 ($502,000.00) $0.00 0.00% Equity Detail Price Adjusted Cost Unrealized 0uantny Va2ue Est. Annual Inc. Octal Cost Gan/Loss ACCIU43d ON, Yield Preferred Stocks ALLY FINANCIAL INC 612% PFD 20.91 57,000.003 1,533,870.00 1,489,960.00 43,890.00 02005N-30-8 ALLYPB NA CAA 120,840.00 7.88% J.P.Morgan age 701 9 Consolidated Statement Page 10 EFTA01119226