EFTA01121602

Global Investment Opportunities Group JP. Morgan Securitim U.C. CIO,. 04.b. Account Position and MTM Summary (Open Positions) Preparml foe Southern Financial LLC as of October 31. 2013 Curetnt EX • CormikodIty rates WOMEN 110231 KAY/S0 1323,15 GIPUSO I 6037 liSCUPV 90350 USIXARS 1.9)13 USDKAW 1060.13 EURUSO 350) USD1101 21306 MOO 0.9001 triDCAD IOU? VSOSaY 1 596 VSMIOK 5911 hi tie Illoueber Oiodend Letry Niaa Dade Pete Snaked %herds Company Corneas industry Colt thni. 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SS% Cent belly.0, GPM 2S•Cep, marl owl 106 )7 (170:0502( 11.00003 SO Waco EFTA01121602 Global Investment Opportunities Group 1.11Morgan Seturftiell/C. Account Position and MTM Summary (Open Positions) Prepared for Southern Financial LLC as of October 31. 2013 Colliart FP s commodity nits USOMali 130231 )01)150 132151 MINA) 10037 U5D1PY 90.150 RADIOS 59113 uSOKIOf 10(4.21 1LMJSO 1 3513 uS011111. 22398 USDO4f 05000 VSDCAD 1NV U50'T 1 596 uSO/OIC 1951 Intoenational Mood Income oPriremi.4111orliorq Enby Prim 1/ ado Date Maturity face Amount lotus SAP Rating Cunoncy Coupon Principal Cool 0) II.rki Y.W. 15) T°I.1In Yield to Wont Conant chive moral' NUM Accrued IS) (Loud) ( 0-/m.)• )2 ifOns10.0 Ouch Oink /lc 1311. 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Account Position and MTM Summary (Open Positions) Prepared for Southern Financial LLC as of October 31. 2013 Current FP • Commodity rotes USOMX11 120231 %n1/050 1321/02 „Pus° 1 2A33 VSD1tY 90350 uSINAS 5.9113 LOOneti 4060.13 0.021S0 13583 uSterkt 22)% WOOM COON V1DCe D 10427 USOTRY 1 WS uSDnOIC 5911 MIM Snapshot (Awn Minl TOVITIADA PI Opor MIM • 2013 Oared IN Perlonname Smoak°, MN 1.0 1443.331 S311•971 Ma 302 TRAMOTROCO StOTAMAT HAW WAN RAMOVTD MOM TMI DATA Alf, $910.•66 52939.103 SIONSTO 2912100 OPM1MTM 52.477.17S Moe SO W 39 Current Open MM $1.122.031 MI 1ST SO W DDIVIAWO ORONO 02210191 WIDOW VT° ChODDO Oinn Ram OtS911.144) AITTITATIVO SO W SO 1013 PA. 53.0a.SW What ď Miscellaneous SO W SO ADAMS WANTAA Own Ate EFTA01121604 Global Investment Opportunities Group murret 52~2242 t/C. GIO Account Position and NIM Summary (2013 Closed Positions) Prepninal for 5oarthern FlinarM0 0C e5 010.044~. 71. 700 Tude S~ 1.4..yeen Company ("14(" 4 Cosi 114s Matte( VM.* (SI C.o.;” Claue .1= 1)" CloyInp Yrke No,» 04. Tm/4 lan CLMT 4.4W C.~1534OM, 7,0040 UYp Ine44. 919% 303.(4, 5132.452 632013 31 Si 113a 325171 0~0 11111 IAM to4Crp1I41d USD ILIWKLYI 07% 61011fø 11434 0~13 244 24.02 31.0721 5.0.11 TIM 3240 /m<no log00 LP USD Inny 40% 41314401 Si,'3-' 94.0 41.0 MIO 5101 04.13 L5AC 0303 Vu CondnrrunrllMnlK USD YWwnul 7.17% 0103001 51~ 1540.13 110 17.71 01.741 14-13 ALM 24W afflytave•Pon1~413 U50 »Rm«. Non n< 000% 043121 55040 19~13 2113 2035 51.721 14-13 Mis 4303 1.0.m.yne Ff U50 MuAb. la» ck *K% 065.341 544125 16.107.13 9» 1002 5715 11-13 AVE0 MIO 4.4) 09M4445(4 U50 MILOW. 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CM.•,ºR.2• 40.x12 04m -Il ry t1;00Rº9 C36 00009 04m 15 00.431 825 4ymil 490 Ib852N 10M.ºf 2lawM 5º0)1 1;909º USO 1,01181 271ıaf 1,721 12.7422 8.Mp1 121 312.38 Sıdııl º.Ir.B MV1 1;902 USO 1.41.41 214.3.15 120073 12.6:4º 2I' 1 1214 5U>a 2N0ı.12 419013 04 6025944 RN 50919 41@13 1207 42054 301M13 2371 5179,014 244012 61[013 00 6025940 [U1 501103 41.6ı3 1207 42054 44M03 1 2)910 510.3912 4Dn1 4-9.613 YV 40.406000 C30 900).0(0 3-9.61 411 101 74M03 93912 5474431 7.1.6.11 I2.M.nº l9 010,044.400 CID 0000,030 7p.4I 9140 º914º 1M4I1 9148 1230,90 EM.-1 LI4.If l9 º18949 CID 0000,00 41An1 9141 11 73.14.141 93.6120 0107771 21M,"12 126'11 19 921º449 CID 0000.00 1%4~.li 9ü5 1,112 21~41 05.10042 54117111 49.6!) iµrı3 04 631330 (VI 5000.10) bµ~!3 2.239! 42111 23141 122140 55910 23A013 2óMırl3 YV 91.94300 CAO 900).0(0 23'µ~º3 9474 1634 23414~II 9902000 52250071 ı4µp13 114'11 USO 6000300 (4%' 5314.80.09 144911 112635 114.35 1411p.1) 4,42120000 552517 6.NY~lº My.ºº 91 41139 ºIR 1400,19 6A44'15 1.224 12173 212~42 12111 X107º. ºYW4º SAdp4º 21Y 411400 CAO 1.9019 ºAd0ºl 194 1071 º.MqM 1110 121358 º2~º9 81u012 IY 244771300 CAO ;100.100 21.34m012 º9m 1025 242..22 4' 4 $4015 23'40013 100013 AV 41656300 CAO 50900) lCN153 9310 93» 6099.13 809009 600.13 400a.13 ıry 464530.407 CAO 50»1) 4N443 9)99 9399 60ıt1) 8090010 aı.024nn CannMOlry 0}005 DıºınM 4pD.,bn D•Nlmn Conr,o4iry lype Mo4M.uılw) 35,53. CuneMlNa,ıneı 4)p. Cb,byO.M CW:ry..eruınıSI O.0 Inmlum Ifl ıP4142 30-f0.13 »U Co", PC' 04010 29 73020:0 CM1 1120)01) $327.19 I $0 3º71040 104511 0.1015 4034' CON, <sí 1020:0 111.3 52471992 PM <02,3-II 10 1187 410 I4A~A5 1..4311 4034' CO1I <sí 1030:0 P,1 u I óı0ın,. 10 X0400301 EFTA01121609 Global Investment Opportunities Group I.P.Merypen SetutItIn Account Position and MTM Summary (2013 Closed Positions) QIO Ptepered let Seethe." Flinandel ltC nt el OcteNtt 31. 2013 112.4.0.13 11.413 fell CCCII NI 10)0:0 µt1 414030 CM 11.kiltll 5.030 so Ilsoleaco 10qua-13 10540.1) SoU my (SI 5.0/0.t0) 9325 VS0 Nt Do y09435 10 Sep 13 MAO 50 MAP) 10.14.13 10.540.13 SOU PY PI 4,41.505 105A9 LSO 011 10 54013 06300 50 536.544) 10,141) le Ste•13 eOveet PY NI S.0/0.00) 10300 LSO 011 1054013 Ill21.5011 517.433 CSICACK11 latap12. 00.6011 Nu*. WY NI e090 GAD Cal Itecel 1 It MUM 11,314.010 50211 &Ng 17 Oteel 11 NU WY Ceti */00,003 14111. GAD NI Lion SODAS 1.01e11 342.101 10 54205 Cornme.dity Corea. Pt 11.311.41, 1a51µ54 Synge Under my Dew ' 116r h hic• 001.0 311443 3 Ftt.12 Sete 13 .00k IM 1502 lei. I al% 54.014.412/10 1$45.9570 1454.441 311441.13 $46.9511 $531.00 693671 314&41) ) feb-13 Sfeb 14 44, 01e1sc 4.438 NYC 1001 51017.2330 64.1421 145531 1240.13 511•95 405.47 577.570 311&41) ) tels13 Sfeb 14 ASO* Is( 4.08 3..1. ISO% 51.017.7330 01.4.147, 545531 164403 S1&495 431 1583 11914591 77&.µ4.H I Salm., l leµ,1.4 tap nempon tweet &Hell lel. CO% 11.9/1102211 011,5310 2104.51 11412.11 1/1115 13/40.0 I titi tett et 41.044.314 EFTA01121610 Global Investment Opportunities Group 1P 14040140.13lesUC. G IQ 00, Account Position and MTM Summary (2012 Closed Positions) Prepare0 ter Seuthren Fleaeciti ll.0 et CI Otteber 31. 2013 ente" Pi« Ocern0 Pet« Sepete Compter. fermer7 Inepte. 1:M ., ;„44.4 :i Ceci tes, 01 ver% et «hue 01 ome Ore'« 0 e 4 Met« 111.0.12 MS 1)500> Al He««ring Cc«. 00 prti: Metre-es 030% 660).0o) 1.019.645 1S No• 12 400 36) «Men ALS.9 1403 Nhon Tneerepen«...« 010 con.66.6 offlud 1.97% 0.124200) 51,17510 110012 2103 !MI 1340313 e13 y 404 AP,...mernene«,Kabte 010 «tee« Neneyds. 000% 1141.08 1.44351 150813 ion 1041 $114 21.00.12 ACC. 7400 rem« Cent«, Connue et U10 lea«...1 4.17% *mute) sans» 040 ,12 4111 4407 0119 Il 10-12 ACC SACO nerein <enpn onmenue 050 1:63, (b1 457% 0221.210) $221.095 0 ,10-12 44/5 4422 (1155) 1404-12 014C 94(0 «pet« 04,0 rte«, COn WC, 11%.641 14,74% axoscoi 1307.710 18 M-12 3410 34.19 500 74.1.142 AGIC 15300 «Net« 040 , .67047 Con 050 Masai 14,74% 0445055) $415493 44A4P12 29.35 29.38 5444 110012 An 74210 franco, F. naca, Geous 1110 Mme, 079% 01641.191 5047.791 110043 3230 1440 09.470 I14«..12 An 11.000 %nones, h. frubce, Grog 1110 Mme, 079% (114200) 5091,010 1144941 3230 3211 14.133 1.499,12 An 4103 Vninain ht• vers, Geous 1110 Mme, 079% (3192101 5199.10 446012 3030 310 $7.491 7 140.12 dn 5003 001.241,..«.00«, Gex" 1150 114,10441 079% (11525(0) 1152.60 7440,12 3050 3053 5145 IS 14012 UV 2500 Nnteles Peleer, v , 1150 C04.00«../30011 7.45% (1103.1231 1101.374 1414012 41/5 4055 51.7431 24 14012 81116( 500 Meie1tr. 050 psetati.N01.001 000% mis» 115.656 244012 19.0) 31.81 14.154 1.0013 MI 4.103 Opole Cerner«,II« Pen 010 %rare& 010% 11746101 $74419 3.00.1.1 14.90 1012 0211) 124012 man )14 Apalle Peneires, 034,9•4• 090 wons, 1041% 00001 14601 1244011 1471 17.94 (14440 8100.12 ARG 14000 eee00, Resreal Inc 090 Inom 400% (MM) 120440 304«e13 3093 304 oh 25401 170012 MCC 2000 Cli6133 CO% 050 Flonbl 05% 0954301 150.400 17.4012 1481 1680 If» 210012 ACRE 3.130 som Coniuuse 466101343 050 13340401 404% 11512751 154543 2444012 1850 1795 51.73)1 814012 40 )30 .666366631066416%stret 1)50 Imbue 00095 ($1785(0) WU» 3410e12 S200 51.12 044400 MIN 11000 may sopterna LOO raumer.INffletzb 40% 1142.11.0 MS» 9414012 3/11 330 (Kea) 40042 MI. 4,14,11polne Painenlp WC, Cram 443% 0105170) S07337 100.12 310 .0.44 01141 »MeV MM JACO 4.sciara %Mon Lp WC, Cm«, 041% 113131 516007 214.011 213 2247 0230 131•33, 12 API 1.250 maous Conn%nneOnc WC, 11«.011 3.42% 0162001 1,44153 21110..12 13000 min 53453 1.012 AVG 1.10) 469 Tter01.10le 050 140,0000 01)(0. 016.301 521918 249012 1603 1331 04.4121 1 Ft012 0) 1.310 entonne. sits000nse 050 11,40(111 20% (1814401 $11.707 I fit, 12 4403 4052 1707 1.0.9.13 11.1.01 ISCO Illeomnt 44.4131n. 1110 Cemume000.1 000% (111.8401 131,471 10.012 11.0 nia ft571 40.417 IIWP 2.103 teretlwet 1101e. Patin«, 1110 Cengt 7.11% 004111 $14075 21691 2471 01001 7404.12 IIWP 2.103 teeitliva. R0-1.9. Pognon 01, Cnergr 7.11% 10131:01 04.1114 2710 2731 01441) 200.12 IMP 1250 10rtMet PnigieKvirtes 1150 4.407 7.11% 034.031 531899 24446.12 2755 27.12 (1.511) 1311012 IMP 1440 13.0.60440 Re3314661 hW% USO COleve«.4:01441 040% 0202061 52(.216 if 14%52 1449 1449 SO 2244012 CM 4.750 Oes4rtire 540164,13 USO 1114UWee 040% (1742501 174.376 221%612 1140 11.02 4128 &Marli con 2400 (aune 540606.164061$ 150 V460 en% (1550401 $46.494 040402 2550 2425 (52.501) 344,12 CO SAN 40,10140004 IAD %%al LOI% ($110.030) $109.101 343012 220 210 0911 3•44012 VAST 8400 Ceuta Mme lys«, PeA IAD Indant P00% 04/4071 MM 414,3443 400 424 $1,101 3, 144,12 CPAC 77,000 'a mi« etermeto 14.3 -At IAD Inenimil 1.13% 0110300 $211,731 140412 11.93 106 11114.76.), 44012 615 2.475 Ger01:07 01 150 es3ente.Non-cycl. 060% 1149.50)1 $49.978 414612 240) 2119 1478 2440.12 Of 3640 0636t 6.6.636566 Ine6)3 150 00097 C300% 010001 5107.0) 2440.12 2803 29.89 14.10) 1,04012 0 1/10 26000 Con, . (6666 OC 11613 VS0 0091 572% (042001 5635560 1406.12 3213 31.0 (57.007 134042 0910 31300 Copia.".91110Jrala 1110 Item 072% (1414601 Wou 1344011 .1403 300 01921 20.11 CIOC 31300 Comptes 01fice «open». 1)10 IrerMI 4.47% 1141.131 311,100 I140.12 2411 243 1113 20011 0.14 1P40 ihdranse, 100 Inerto 393% 1147,4701 144m 30042 47.42 4443 61111 540.12 GT GAO) e1pMN2ern11e 1)50 11.44.071 341% (155001 554700 554012 620 34 2714012 Cll 1210 Geai lu% 7.tost 050 n'anse osso: M1913131 100.050 27.10.12 7225 7260 5538 43p12 OG 4150 DOlte Canal crep 050 <immoler. Clmlesl 000% 0231613) 1235.303 4.4012 479 4754 52491 0140.12 00 4.1CC 400 Comtal Cap 1/10 Comunte. Celui CM% ($70117,) 5206121 244•41.12 4071 4019 SM 044.0.11 1:01011 7203 Dante( 44.0 Croupe« 1/10 Comun0. Psi«, 150% 002400) 5211,PM 30.1•41.12 2093 22.42 0410 90012 MAX 1100 Crue«iten-41.40 Cap 1)10 rerenet.Nee.cyche 40% 1104.131 $71.910 940042 431 400 065931 11601E 618 ZAO 011414 rteeleeP«0«, LO 050 fret.» 110% 1161.4101 364474 1154%12 34.34 3424 CINO 2 40 ,12 0.00 275O EPpro tr. 050 lechno30% 060% 112).401 525.976 264412 11.% 1259 52m 2,110-12 efl &eue Tnesfei ea1.41,1-0 050 E.091 103% 15442551 314.05 3416612 4457 4333 01.10/ .1140.12 VO .1403 Inrryaa4pyp?alma 100 Cntgr. 4.,0% enosie 5141,00 04002 1107 Ion SIAM/ 31.7.012 6014 JACO MdenunPelmn 100 Cmtgr. 1.2.% 1114/001 $494.264 274042 21.0 313 53734 28414e12 COR JACO Igue,/ No tedonstdi 1)10 Free& 1.00% 010300) 1.11‘131 240.42 140 4421 11.714 10410-12 CHI 1.401 E• Ene0 he , eM110 050 EtC.0 4341 01323101 $121783 101%612 4795 4421 1473 124012 ET 200 (Tempe 06 050 Cennu, Gelltn, 0(0% 1145.4(01 $44.444 1254.4.12 2250 2322 1504 22 141e12 52 750 ExenbeeT 050 C06.6.66.666.3 040% 11142501 117.276 22603.12 1950 23.4 15024 1/1444.13 LXV 221.0 01.reen Prima lp 1)10 tn•tql 08011‘ (154.1131 $13.144 lerell>12 240 200 Ou% 1743,013 17,300 l'imbue inca 100 Crill.,4%.0.94 400M ($0336:0) $4163 1.04.12 140 1597 011511» 1144,12 nt 7400 IsIth IlentIntece Coq, 100 tra.4.41 1127% 11171.1331 34m wiers, IC09 11,14 ($2221 29440.12 GRC 3.315 soitritossionn2co 050 ritett0 PM% ($101250) $101.675 298042 3001 3113 1425 1269442 UT 1.513 643.6 (tope lecnnoboo 050 free*, P00% 11202601 121230 'HOM? 2003 21)4 11.960 38494.12 PAN 1.50 4.40%.303641661,3600 050 Coawnn. (61(41 040% 11464(01 162.183 18444.12 27 60 2112 1785 214042 MN 130 Itenortmlic40,43 Cc« 1)10 T6e6.6 .., Cydul Dam 1117lAtel 112345 214042 200 23.10 1.113 300012 GLOG 1.400 0.4091.10 1)10 tneetniel /PM 1171.4031 11411173 3000.12 140 1271 f$1.7211 1444,12 11,201 JACO Gnou 4VInwnIM Ine0 A 100 Ineetniel 1<O% (02,570) 1117.102 1444943 44n 4601 $2447 11/0-12 06.10 900 40001 renom* oc 050 en.ene,. ré:.<00 00013 11364(01 137.431 21.1.4.12 420 421 193 804012 4NC 400 Gr% 4310.393 660 050 Cfflunn. Cethal 102% 02112(0) $211.284 4.4103-12 3520 3521 184 14 14012 4NC SA01 Gr% 4310.393 660 050 Cfflunn. Cethal 1.02% (11130.9(0) suessi3 1.03.12 33% 3313 (3)831 130..13 DAC 1400 1.01.41, 01.40«,1000 0 010 tneetniel 400% 1010“ Isooss3 0.10 0.10 40 24.4.42 GWAY 1400 ertamyreeelal Technerest 010 Tochnotow 400% 11114001 111.621 244412 1100 1204 $1,471 3040.12 0103 4400 Gn.«. lin100n004.b. 010 lerna 1.MM IM.IOI 00.440 wiers, 1219 1211 31,701 1940.12 oses 1.50) otiesoss Soie...roux 050 10, e0.00 040% 110.3151 144071 194012 2815 29.38 0.70 2S /4.312 OMM 125 0.100.16 53436.61nc 050 101, (0.01,7 040% 11,44251 118,741 2501.12 4340 1616 sen EFTA01121611 GIO Global Investment Opportunities Group Account Position and MIM Summary (2012 Closed Positions) Preparod ler Seuthern 4104040111C 44 el 000« 31, 2013 1.P. Mp.« 011:177103 I1C 8€€áág€88ááá888ááá888ááá888ááá8€€ááက€á€á€€€áááᧀ€ááá888ág€€€€~~€€€€áág€€§€€áæ 19Lµ52 .14.4 1.03 Pl•Mb Cro ~lex fremsi 472% (1700.001 104110 1P1.µ13 500 1727 $4.497 7 40942 140 2.750 /400 Cdtt Pal KR 114001 472% 6%1501 114220 740412 5(475 5401 5707 220%12 HOI 4950 144Wth Can 11.41.9 11414461 472% 6214120 12001 2240.12 5350 5340 61241 259nµ12 MR 4440 .101,040 ROR. 7.1.511% 1~01 5.00% 09/.40/1 593.852 255012 2285 2321 51.452 110012 110 LON Mena US& Moklegan Insurnor.N004.0 040% (1.441331 03.70 114043 1503 1542 01.4021 14012 NOV 24110 1.10.4.0.744merpteda• Comumw.Cyckal 040% 114714 5.Sµ.11 200 SI 01051 LMrµl2 HM 1500 klona 0.74.00041%. ramn. 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Ano Mnap Creda 244.1 14% 12100 2.115% ($8w210) 5813591 141.152 11130112 2303 2410 02.107) .6142•12 Poinba amo MMSCpIlIIM9n1 Nu $2530 7.0% 151.027.701 0016.609 49.796 2500 2473 00451 1354.52 Ptiocba isoxi WO»R14aMWIMtgt Nu $2530 00% 03600/1 5375.570 2354042 2500 2601 S570 134p12 Peocoia icucio MO»R140MWIMtM feA $2530 00% 0250001 12034) 0%012 25.03 2601 S343 12.50.12 Poppava 1%000 Osti% 0/ No. Ve& Iddlen 1166 12100 fio% 111.2730:01 512193023 20 84~12 2303 2472 n131121 1140.11 Pomata* ASSO Ordir Darrt Pk 004 12100 0.17% 111.0023411 51111740 0396 10430.12 2304 2331 5191706 1.14witrl %oro. 43000 Captar Onorlararaul C o 1111. 12100 600% 111.000.0031 $933ino 20 14.2•02 23110 2401 351201 2640'12 Ptorba 130)0 Orla AWX41011013 feA .2500 10% (531510)) 5376.05 40112 2510 2511 51.05 104012 0060 36103 Onapea01011900 Thort IPA .2500 7.75% 692012% 5925.10 274012 2510 2512 54.34; IO/u112 Perocoia 4.14.0 Ornapeo‘e1011900 Thort 10.4 .2500 7.75% 6153.50)1 5154.765 262042 2510 2521 51.265 1044512 12027 ciimptete lodo" Tivit NM 12100 7.0% 011:04131 sommo 3444142 2303 2303 524 10.50.10 11310120.0 13000 Cappa. Captar WI 12100 /.0% 6000) 5013100 5107.461 ISOLI] 2303 2(41 1/03.761 100.12 P.Intua 73000 OrMatronal Capi CISF 12100 0.1o% (630)00) 5417,100 SO 124)0{-12 2303 2427 002.7501 100.12 Pooroia 0030 06.61 490 $uo.) 6.516 15100406 000100 SO 250112 10000 10396 011 03 /u112 44900 00/0 D* %v e. $2530 150% 15100406 $9$6.160 SO 104412 2500 2201 110.601 104412 44966a 25100 Oboi% 444941 5.0 00 $2530 150% 06000)1 50000 SO 260112 2500 2510 55.100 PO4.12 I.010051 23000 boe% monitionc 12100 434% (6620(0) 1421.503 SO 2041nr12 231:0 2406 01.4001 144tandl 7/171012 23200 neo% t orouto Lt 12100 1.13% 0512300) 5643021 SO 1644142 231:0 2300 524023 1740.42 Piapatual 33500 IwINpOIaOwMf 098 12100 MI% 0732.540) 5701671 SO 3140p12 231:0 2302 $671 20012 ionsaos) tuo 40.001(Pc COCCIO Y. $2500 400% 6204401 120.657 2.0612 2543 24% 06162 2'0052 ionsaos) 21021 CicebelOtt OP 00) 32500 400% 6053231 5543.561 250612 2500 2491 06360 i 0002 401540.12 320/0 RartOMfiMfrt41. $2500 7.40% 6%510)1 5975431 240412 2543 2637 550.60 3010612 boottiva 40.030 »annoi est 60 ON 12540 530% 111.0340/1 59%030 74042 2500 2202 153.20/ 0%0 Prrantrar 43030 tioniegio chate sai 034 52Si» 330% 111,115.00:4 51,12100 SO 64042 2303 24 01.1501 .M...13 Nm.ar.l 14000 Premo Rea% W% 034. 52Si» 460% 111.2130031 51,20000 SO 2040442 2303 2436 (521.1501 14.5.512 Nlpq.l 3174 104.4 Me% Carla 034. 52Si» 3.30% 664,1101 Sasou SO 24041 2303 2450 01.760 1.10113 NOMI 6.426 MIMO P4.111 00.1> BW 12540 330% 61601501 5157320 10442 2500 24% 02120 3'41.12 054042 9105 1416111.3e0110% NA 12540 190% 6247.66) 1244.0t 27416412 2500 2405 1000 40.12 054042 11.095 141611P)I0111fP 104 52540 100% 6203/S) $275699 % 26440.13 2500 2487 01.11*/ 20400.12 3100/2 10030 Ilrel.taCP•02 5•93 . 1 5800 1.111% 00001 S00.2112 So 1640.12 2303 2144 23240 14141.12 Peepatual 43000 oirtneumoa union 52500 434% 111.030.0031 5903103 So 4.00.12 2303 2401 01.3201 19.4.42 Purpotual 22000 ere rounosunion 5610 11.11% (1075/X01 5673151 So 9•43.12 231:0 2112 53151 21440 12 3154042 000) 445•PC00 10144 Ander041 S2540 190% 11921010 14.30r0» SO 14.11P12 2543 2Sb) 161.003 31144.12 Pt*Mal 24030 RNbdM00MCVp eet 12540 10% 650001 54990) SO /313012 2500 24% 6601 14 ALI 1 2 PtIPttral 21.0)0 111910CVCOrtt00). $2540 610% 605001 S62(0) SO 0%042 2530 24% 01.103/ 2140.42 Peepatual 21000 Big ani / poemi Cala 52100 6.21% (19141:01 (04206 So 11431..12 231:0 2410 02.5211 PArrg.12 Piapatual 13030 11Cenr. Pdafty Col/ 11. 52100 6.So% (SroAxol 5741.010 1044.12 231:0 2417 011931 0.31.0•12 1110On 4003 Thompren Cmk1.1.4•324 14% 52100 6.So% 660%01 154.124 104. • p LI 231:0 21.12 (tisana Il I: (vagoni. I0.0)0 vomie309.4% BW 52540 510% 6250.001 $241.214 SO 24%02 2543 2173 02.04) f349 42 14000261 13030 Wok rogo Co90404 13611• $250 .20% 6250.010 509.790 SO 13,660-12 2603 2499 62101 6349'12 P0P0461 31.700 ( 0 0I 20/0/ C00 NA 100 In% 62925101 571).0) SO 20.619-12 200 2051 015.4701 30.4.12 Porpetual 103 pp.,11.40, Carp NA so% 5.10% Ill,•q% S.721, So 1744.12 231:0 2442 020% ferward atlf trad• vate Date 1. Dale contro« Beata I Notional ¶on1 Por rana Contrarci Sool Dare 120...11 31.0.12 540 2432,1 oso 2.150000 04•012 sscos IS»: 21./.0.12 127 559472 244401 1t1212 %D r2),l0) 2.50300 6 1042 11734 12732 2%0'12 125 047% 240, 12 644012 540 5115(0) 050 2.500100 6114.12 12464 1.246 9040'12 125 61.203) 1.110 256143 OpeC0mt13 20000 14,106111 29410, 0 120% 59951736 1344.12 21.41.12 1.001 LSD 913931 2144511 121020 11.7244 1944412 1124 $.13639 1044512 2.040.10 1.001 LSD 972211 004000 132167 102627 174.212 12.10 $6.434 744041 1149612 1.001 LSD 973351 214epr12 12.1116 11.2124 2042102 1292 $21.410 2454.12 240942 31743 12.503.0(0 050 9%66 nottu 129X% 1296705 230.11 1204 51.972 36100'12 544012 04. 11.593.00) (SO 10.002030 544012 1201 1.199 046 il 10421121 230012 200412 1.401 32.303.00) 010 9990)9 244002 129422 12.1767 21600 1304 6109) 210412 190642 1.031 12.100000 USO 922177 190012 13130 131004 16002 $25.036 EFTA01121614 Global Investment Opportunities Group awn s_I1nOn UC. GIO Account Position and MTM Summary (2012 Closed Positions) Prepored let Southern CInondoll SSC 15 01 aflame 31, 300 IX Ions 1rmilt 0:314044 ClosInt pp, 1Np/carton Cunemy I Tfl. tr .'s: SOU. Cwroncy TYR. Ck'''” DM° Or la "now.. (SI IS) ZS too II 1010. I 3 30,41($ µl '‘.., 195.0)0,1C0 4250 PY Call 21010 1i 9129.131 SO 9129134 304..ia naiwt.12 SOur WY Put 1103010 WOO LOD Ceti (12414.)) SO 1120.1401 20443r.12 n.tan.l: Sold WY 4•I 1140040 0100 MO Put Imp"; SO SMUG 14.1.1....13 Whirr! 3 Sour WM 4•I 1.403000 1351 MO rut 1111....13 ($11,700/ SO 011.2401 14 htst.12 0 10012 S013 LAM Po tA0)//t0 1290 1)50 Col 1µ12w12 517.200 ($03591) M141.1%1 . .,,,, 11 1) ru.49 12 000901 Of Pot 1040)P0:0 0325 CAD Cali Clust2 6113.6131 SO 04116131 I so, tt 0 Pap i2 SOB tOr CO1 0403020) 7600 CAD to 241022 5413(13 SO $413,413 0µ14n, Commedity Clptiens Ortgio• Chntno Pr...a:0' on FrpIrrlion rt.retiton Commodity Type Pouonoi Con Stetlre Correory Nollanal TYPO (Way 011e One Pramium (SI IS) 13, 11o., 12 1613 'no Put IACOS 105 12.04/.10) CoIl 11 X1..2 11,01/..1.40 SO 11.010.10300 21.4.1.1 13.1leroll liau(Sit USD 4•I 12%402 1201 µ01l.14 12.X0.22 07%40% 10 11 /1OM WI 10.1.1.13 1210,.112 all USD Pa 144140) 1.3 OPC0.000 Olt 12 Xer.12 SIµ033 10 11µ0A4 1010412 124102-12 lootOt 1230 Cat 140101 115, S /1.950.002 11110.12 IS /84.00)1 SO 0114010(0) • mg02 1204922 Solt 1230 Pot MO) 10) 25,0300) CIII II No. 12 $136.293 CS" 0 t4 , Xl 4187‘250 (0) 1.1Arre 1204922 Solt LISC, ttp 2t4(0) 'CO 2500020) Call 12 lioti2 5136.250 $13(.23010 Hoorn Promos lousttit 'no 4•1 2141COS 143 15030.401 1.341er.12 62001401 So tsicooxte0) 1044.1.13 11.0n.12 Sold 1210 Put 1441401 715 7:1X100 CYI 12111..12 52332.03 So 0366,44 100.1-12 11.01..12 Souttlit 1210 4•1 1441033 110 NI 1.341er.12 1121.0101 SO LIM OX0:0) Commodity Options Pt 0.21o1, Cge12013 Pt iliMayotetw• A Co EFTA01121615 Global Investment Opportunities Group LP. Saeger, Securities LLC GIO Glob vrawwi Orinerintelex Account Position and P/L Summary (Disclaimer) Prepared for Southern Financial LLC as of October 31, 2013 IMPORTANT INFORMATION IRS Circular 230 Disclosure' )9Morgein Chase & Co. and its alMotes do not provide tax This material should not be regarded as research or a JP. Morgan research report Opinion advice. Accordingiy, any discussion of US. tax matters contained herein(ncluding any expressed herein may differ from the opinions caressed by other areas of LP. Morgan, including attaclvnents) is not intended or written to be used, and cannot be used, in connection with research. The investment nratopes and news stated here may differ from those expressed for the pecenotion. marketing or recommendation by anyone unaffiliated with LP Morgan Chase Other PUrPOSeS or in other context byother I P. 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