EFTA01201806

From: Tazia Smith aa> To: "jeffrey E." <jeevacation@gmail.com> Cc: Daniel Sabba , Paul Mora, Richard Kahn Stewart Oldfield , Vahe Stepanian Subject: Re: [C] Date: Wed, 29 Oct 2014 17:16:41 +0000 Inline-Images: unnamed; unnamed(1); unnamed(2); unnamed(3); unnamed(4); unnamed(5); unnamed(6); unnamed(7); unnamed(8); unnamed(9); unnamed(10); unnamed(11); unnamed(12) Classification: Conf denbal Jeffrey - Thus far you have bought 72.700 shares of Citi 5.8% pfd at $24.23238. Please let us know if you want to modify. TDS From: Tazia Smith/db/dbcom To: leffrey leevacation@gmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn < ., Stewart OfdlielcVdb/dbcom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/29/2014 10:57AM Subject: Re: [C] Classification: Confidential Jeffrey - Just tried your cell. You are done on 36,600 at $24.22315. Do you want to pull back the throttle by reducing the total share for today's order or using a limit? Please let us know. EFTA01201806 IC 5.8 12/31/49 $ t 24.240 +.140 N24.230 /24.240N 27)(5 EXCH At 10:56 Vol 55,019 C 24.100N F 24.280N L 24.010D Val 1.333M EP044023 Pfd IWira S r l" tserritri , 97) Edit- 9al Table 10/29/2013 10/29/2014 Last Price 11)Compare Nov. Avgs Volume 1D 3D WI 6M YE, lY 5Y Max Dail • e Security/Study 4 Event + Thick. -.4.Annotate. O, Zoom • Last Price 24.240 1 T High on 06/30/14 24.400 -0- Average 22.804 1 Low on 12/11/]3"20:590 1-.14.U0U •23.500 •23.000 I-22.500 I-22.000 0-21.500 I-21.000 0-20.500 4• Volume 55019.000 0-0.4M • SIIAVG (19 00493.934 0-0.2M Dec Mar Jun Sep 2013 2014 From Tazia Smith/db/dbcom To: 'Jeffrey E." <jeevacation@gmail.com>©DEUBAINT. Cc: Richard Kahn Daniel Sablaa/db/dbcom©DBAMERICAS. Vahe Stepanian/dbldbcom©DBAmericas. Paul Morris. Stewart OldlielcVdb/dbcom@DBAMERICAS Date: 10/29/2014 10:02 AM Subject: Re: [C) Classification: Confidential Jeffrey - done on 14,900 at 24.19. The size of the vwap order is lifting this bid. Suggest we work just 30-50k shares total on the day. Please let us know. From: "Jeffrey E." <jeevacation@gmail.com> To: Tazia Smith/db/dbcom®DBAMERICAS. Richard Kahn Dale: 10/29/2014 08:43 AM Subject: Re: IC) EFTA01201807 vwap ok On Wed, Oct 29, 2014 at 8:39 AM, Tazia Smith < > wrote: Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia From. Tazia Smith/db/dbcom To: jeffrey <jern/acationAgmail.com>, Co: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldlieldfdblacom@DBAMERICAS. Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 04:14 PM Subject: Trade Report 10/28/14 [CI Classification: Confidential Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-00O4 New York, NY, USA Tel. Fax Mobile EFTA01201808 Email Pagreitn,-trr Pei-fen-pit From: Tazia Smithiclbidbcom To: 'palfrey E. <jeevecationagmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldfield/db/dbcom@DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 02:24 PM Subject: Re: [C] Classification: Confidential Jeffrey - Thus far done on 36,300 Citi 5.8% pfd at $23.9964. Participating 25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia C 5.8 12/31/49 24.075 -.165' ',24.070 24.090 3x1 EXCI- At 14:16 Vol 78,687 0 23.911DH 24.099 L 23.880 = 1.888M EP044023 Pfd 95) Save As Siti)ActicTris - 97) Edit - 90ITable Line Chart 10/28/2013 10/28/2014 Last Price Lire zi compare • . Volume MEI" 3D iM 611 YTD 1Y SY Max Daily • < r Security/So-Cy 01 Event O 4., Track Annotate m News LA, Zoom -24.500 24.075 1 • Last Price 24.075 I High on 06/30/14 24.400 I-23.500 -6- Average 22.792 1 Low on 12/11/13 20.590 0-23.000 0-22.500 I-22.000 I-21.500 I-21.000 I-20.500 4 Volume 78687:000. 0-0.4M L•SMAVG (15) 60460.867 0-0.2M MCI Dec Mar Jun Sep 2013 2014 VWAP from time of Order Entry: $24.0117 EFTA01201809 IC 5.8 12/31/49 $ 124.075 +.168 N24.070/24.0901 3 x1 EXCI- . At 14:16 Vol 78.691 0 23.911D H 24.099D L 23.880D Val 1.888M EP044023 Pfd a nges VWAP 10:56 10 28/14 Price Filter Calculation Bloomber. Definition M rr 14:23 10 28 14 Vol Filter Amount @ Part% [Calculation (Price) I I VWAP ?MAP Volume Value Traded Trades! Avg Size1 Std Dev Bloomberg 24.0117 67,085 1.611HLN 198 339 0.040044 Custom 0 24.0117 67,085 1.611I1LN 198 339 0.040044 1:1 Summary Z Top Trades (AQR) Price Chart (VAP) 4 Price Table (a 11) Ey Trade Side f IZ By Excharge El PDF Line Bid Volume • Hid Volume Ask Volume • VWAP Tazia Smith I Director Key Client Partners - US DB Securities Inc Deutsche Asset 8 Wealth Management 345 Park Avenue. 10154-0004 New York, NY, USA Tel. Fax Mobile Email Pan-101,4 -er Perform. From: Tazia Smith/db/dbcom To: Wray <jeevacation(ggmail.com>, Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris, Richard Kahn Stewart OldlielcVdb/dbcom©DBAMERICAS, Vahe Stepanian/db/dbcom@DBAMERICAS Date: 10/28/2014 01:11 PM Subject: Re: IC) Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to EFTA01201810 participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia C 5.8 12/31/49 $ 1 24.041 +.134 N24.050 /24.080N 4x3 EXCI- . At 13:03 Vol 67.374 0 23.911D H 24.080D L 23.880D Va1 1.616M EP044023 Pfd Line Chart 10125/2013 10/28/2014 Last Price Line 1:1) COrtipare NOV. MISS Volume USD 10 3D lfrt 6M YTD lY SY Max Dally V 7 re. Secunry/Saxly 4 Event + Track Annotate m News 4 Zoom 0-24.500 • Last Price 24.041 24.041 ..1 T High on 06/30/14 24.400 I-23.500 -0- Average 22.792 1 Low on 12/11/13 20.590 I-23.000 I-22.500 I-22.000 I-21.500 I-21.000 I-20.500 1 TNVolume 67374.000 rrr- 'sr!' trririn MCI Dec I Mar rlurn 1 Jun Sep : 2013 2014 From: Tazia Smith/db/dbcom To: leffrey E." <jeevacation@gmail.com>. Cc: Daniel Sabbaklb/dbcom@DBAMERICAS. Paul Morris. Richard Kahn •it ).. Vahe Stepanian/db/dbcom@DBAMERICAS. Stewart OldlielcVdb/dbcom@DBAMERICAS Dale: 10/28/2014 11:36 AM Subject: Re: IC] Classification: Confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. EFTA01201811 C 5.8 12/31/49 $ 1 24 .000 -.093 N24.000 /24.010T 3x1 EXCI- . At 11:28 Vol 57.252 0 23.911DH 24.040 L 23.880DVal 1.377M EP044023 Pfd 95) Save As -1(ii Notions - 97) Edit - 98) Table Line Chart -0/2812013 10/25/2014 Last Price A Line 7..1 Compare ”ov. Av;,s volume REM iM 6M YTD 1.• 51, Max Daily • • O.1 Security/Study .4 Event O 4- Track .! Annotate O. ZOOM 24.500 • Last Price 24.000 24.000 T High on 06/30/1424.400 23.500 -0- Average 22.792 Low on 12/11/13 20.590 23.000 22.500 22.000 21.500 21.000 20.500 • Volume 57452.000 0.4M •SMAVG (15) 59045.199 0.2M f rti MM I lrrri T I -r- 57452.000 Dec Mar Jun Sep 2013 I 2014 Front Tazia Smithiclbklbcom To: "jeflrey E." <jeevacation@gmail.com>. Cc: Daniel Sabba/db/dbcom®DBAMERICAS. Paul Monis. Richard Kahn •: >. Vahe Stepanianklbidbcom®DBAMERICAS Dale: 10/28/2014 11:06 AM Subject: Re: (C) Classification: Confidential Jeffrey - How aggressive do you want us to be? Buying 200k shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? L Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset 8, Wealth Management 345 Park Avenue. 10154-00O4 New York. NY. USA Tel. Fax Mobile Email EFTA01201812 Panitri,frPeeforva. Front Tazia Smithiclbidbcom To: "jeffrey E. ieevacationggmail.com>@DEUBAINT. Cc: Richard Kahn <->. Daniel Sabbafdtddbcorri@DBAMERICAS Vahe Stepanianiclb/dbcorn@DBAmericas. Paul Morris Dale: 10/213/2014 10:57 AM Subject: Re: [CI Classification: Confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Fax Mobile +1 Email PanitrpcitrPeeffron From: "jeffrey E." <jeevacation6i?gmal.corn> To: Tazia Smithidbklbcom@DBAMERICAS Richard Kahn Dale: 10/28/2014 10:54 AM Subject: buy $5MM of this issue. Citi 5.80% PFD EFTA01201813 please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation@gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. please note The information contained in this communication is confidential, may be attorney-client privileged, may constitute inside information, and is intended only for the use of the addressee. It is the property of JEE Unauthorized use, disclosure or copying of this communication or any part thereof is strictly prohibited and may be unlawful. If you have received this communication in error, please notify us immediately by return e-mail or by e-mail to jeevacation@gmail.com, and destroy this communication and all copies thereof, including all attachments. copyright -all rights reserved This communication may contain confidential and/or privileged information. EFTA01201814 If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01201815