EFTA01252367

*UBS UBS Financial Services Inc 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 November 2015 CNP70056439451 11 5 Y2 Y1 0 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHiSLANE MAXWELL Friendly account name: Ind CasNSaving Account number. Your rinandal Advisor- SCOTT STACK MANILYLE CASRIEL Phone: Questions about your statemeet7 Call your Rnancial Advisor or the Value of your account RMA Resourcetine at 800-RMA-1000, on October 30 (5) on November 30 (5) account 029323575. Your assets 3,847,398.37 4,057,096.22 14sIt our websIte: Your liabilities 0.00 0.00 www.ubs.corntfinancialservices Value of your account 53,647,398.37 $4,057,096.22 Sources of your account growth Tracking the value of your account during 2015 value of your xenon t S lhovi.ancs at year end 2014 54,20069.81 Net deposits and 4,2089 4057.1 withdrawals 4154,725.68 3.84' 4 9- Your nveStinent return. Dnidendarxl interest income 96,445.16 Change in market value 43,493.07 Value of your account Nov 2115 on Nov 30, 2015 14057.096,22 DK 2014 Oft nis SDNY GM 00023052 PA•mbor SIPC CNP7000S005643445 NP7000197349 00007 Page 1 of 8 CONFIDENTIAL EFTA_00133672 EFTA01252367 SUBS Resource Management Account November 2015 Account name: GHISLAINE MA,AN ELL Friendly account name:Ind:CasPiSaving Account number: Your A modal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 30 ($) your account A Cash and money balances 0.00 000% Your current asset allocation B Cash alternatives 555,582.39 13.69% I C Equities 0.00 a00% D Fixed income 3,501,513.83 86.31% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 000% Total assets $4,057,096.22 100.00% 0 Value of your account $4,057,096.22 Eye on the markets Percentage change Index November 2015 Year to date S&P 500 0.30% 3.01% Russell 3000 0.55% 2.58% MSC - Europe, Australia & Far East -1.54% 0.95% Barclays Capital U.S. Aggregate Bond Index -0.26% 0.88% Interest rates on November 30, 2015 3-month Treasury bills: 0.21% One-month LIBOR: 0.24% CNP70003005613446 NP7003190349 00037 11I 5 030575004 M_0002309Y0 2 of 8 CONFIDENTIAL EFTA_00133673 EFTA01252368 SUBS Resource Management Account Account name: GH1SLAINE MAXWELL Your Pi vandal Advisor: Friendly account narne:Ind.CaShiSaimng SCOTT STACK MANYLYLE CASRIEL November 2015 Account number. Change in the value of your account Summary of gains and losses Yaues reported teicw exclude products for which gain anO iosses are not classified. November 201 5 (31 Year to date (I) Realized gains and losses Unrealized Opening account value $3,847,398.37 $4,208,869.81 November 2015 (1) Year to date (1) gains and losses (3) Deposits, including investments transferred in 507,936.76 1,376,240.24 Short term 0.00 0.00 -3,493.07 Withdrawals and fees, including investments transferred out -300,00000 -1,530,965.92 Cash activity summary See Affoont ettnrty thrs month for dela IS Elniar(eS in your SveeDOPitiOnS are includedin the opening and Dividend and interest income 1,761.09 6,445.16 C1C6ing booms yaw. FDIC insurance apPleS Curly 10 depOsits a U8S Bank VSA., not to CepO9TS at 1185 AG. Stamford Band) or bank deposits paucithrourp the UBS inteinanorta Deposit Account progarn. SIPC Change in market value 0.00 -3,493.07 protection applies to money market sweep fund hddirgs but rot bank *posits. See important inSomnahon aboat your statement on the tint two pages a( this document for eetals. Closing account value $4,057,096.22 34,057,096.22 November 2015 (3) Year to date (1) Opening balances $0.00 $0.00 Dividend and interest income earned Addittons roe cuiposts of its slaterneni, ra.an:ity of 'nines! an) doden0 income n.Y. been (*leg/Inflect than a US Deposits and other funds credited 507,936.76 1,376,240.24 tar repotting percprdne. gaga upon the resident, of the account holder, account type, or product two, some interest ardor dvidend payments may not be subject to United Staes (US) ardor Puerto Rico (FR) Dividend aid interest income 1,761 09 6,445 16 Income tares. The (tent month)/ statement is not intended lo be used and (wool be reeed ubOn fa lac purposes. Clients should refer to the asxlictle tar reporting loam they recent. from 185 annualy, such as Proceeds from investment transactions 300,000.00 5,130,972.45 the franc* 1099 and the PCOnS 480, fOr tac reporting information it IS the practice of U85 to file the exegetic, tar reporting forms with the US interne Revenue Sennce and PR r«asury Department and in Total additions $809,697.85 $6,513,657.85 such forms accurately ossify diu*nct ardor interest &siert exempt or to able incur. Plea, consult your indeduel tax prepare( Subtractions November 2015 (l) Year to date 13) Other funds debited -300,000.00 -1,530,965.92 Taxable dividends 1,761.09 6,443 52 Funds withdrawn for investments bought -509,697.85 -4,582,691.93 Taxable interest 0.00 1.64 Total subtractions -S809,697.85 -$6,513,657.85 Total current year $1,761.09 $6,445.16 Total dividend & interest $1,761.09 $6,445.16 Closing balances $0.00 S0.00 SDNY GM 00023054 C eiP7C009305643947 NV7003193349 00037 11150305790041 Page 3 of 8 CONFIDENTIAL EFFA_00133674 EFTA01252369 Account name: r3HIS AINE NiA'+1h'Etl. *UBS Resource Management Account November 2015 friendly account narne:Inl Ca.."-Jcavng Account number. Your Knandal Advisor srf-71 STACY P.V.MrLYLF ,TACk EL San. UBS Bank USA Deposit Account APY Interest nem() Oct 7 - Nov 5 Opening UBS Bank USA Deposit balance Oct 7 $178,483.70 Closing UBS Bank USA Deposit balance Nov 5 $0.00 Number of days in interest period 30 Average daily balance $0.02 Interest earned $0.00 Annual percentage yell earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income 8, caPital appreciation Your risk profile: Primary Moderate investment eligibility consideration None selected Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out. CNP7ODC0305643448NP7OCOIS034903C07 INS 030575004 _GM_00023Age 4 of CONFIDENTIAL EFTA_00133675 EFTA01252370 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor: friendly account narne:Ind.CashSawng SCOTT STACK MANLYLE CASRIEL November 2015 Account number. Your assets Some prices, income and current vaues shown may Ise approximate. AS a result. galas sidlosses may riot be accurately reflected. Set smporunt inkvenanon atrout your statement a the end of ths cticumem fOr mote information_ Cash alternatives Money market funds Money market funds are neither insured ror guaranteed try the Feder$ Oeptisil Insurance Corporation (x any Other gOke'went agency. Although money market fundS Seek 10 areseive ire value of your in‘estrnent at Si 500 per share. ins possible to lose money by investing in these funds, rotas reinvested is the tots cr d reinvested dvdtnds II does rot include any cash drAcends. n Is not a tar Uneesized pax) gam oe loss is the titrereme between the current value and me con basis ad would lot fa the purposes of determining bardrg periods or cost basis. The shares you receive each ',cc* you generally be your taxed e gan or loss if the leeway was sold on this date. The unrealized ear) gan or loss may reinvest d %Mends become a separate fax Id need to be acEusted for red Len of cared pompNs in order to determine the reaTred gain or loss for tax Cost bases is the tots purchase cost of the security. inducing reinvested d odends mire cost basis may reposing Purposes need to be Oustedfor return el capital payments in order to determine the Aimed coil barn for tat Investment corium n the current value minus the .;mount you invested does not include share; that are not recortirg purposes reflected on your laterbeM, indudno shares that have been *aired as either a gain or alas. R aso ctes not 'novae cash clAdenC6 that were no reinvested eutChlik prefer NwrOer Average price Client Cost Price per share value on unrealized Investment itching Hddng cf shoes per share (1) Investment (1) basis (S) on Nov 303/ Nov 30 (S) on or loss (S) return (5) period U8S SELECT PRIME INSTITUTIONAL FUND 555,582.390 1.000 555,592.39 555,582.39 1.000 555,582 39 EAl. 4500 Current yield 009% Fixed income Mutual funds Total eernvested is the total d as reinvested dvidends n does not include any cash dwdends. It is not a Onreakzed (ridge., or foss is the dfference between the current value and the cost basis and wairld tar lot for the ourtoSeS Of detenninng hcircing periods or cost basis. The shares you receive each time you generally be your tactile gain or loss d the security was soldpiths date. The unrealized Rad Gan Cr loss may relinest dwdendS becamea separate tax at. need to be ads/sled for return of capita PERMentS In order to determine the realized gan or loss fa lac Cost bases is the tali purchase cost of the security. inducing ronvesteddudends The con basis may reporting purposes_ need tO be °lusted for return d capital payments in order 10 deft/Moe the °lustedcost basis for tat investment return is the current value (onus the amount you Invested. I does me Include ShareS that zre no retOrting imposes. reflected on your statement, inducing shares that hare been realized as either a gan Or a toss. It also noes not include cash dgdends that were not reinvested Purchase pied Number /tempt once Client Cost Price per shoe Value on Unrealized ea•) imestment Nadi"; Hddng of shares per share (t) investment (S) basis (S) on Nov 30(S) my 30 (1) gsin or loss (S) return (Si period PLCFNAM SHORT CURATION INCOME FUND Y continued next page SDNY GM 00023056 CelP7C003305643949NP7003197349 OOCO7 NIS 030579004 Pane S of 8 CONFIDENTIAL EFTA_00133676 EFTA01252371 Account name: GHISLAINE MAXWELL UBS Resource Management Account November 2015 Friendly account name: IndCashrSaving Account number: Your Amanda Advisor. SCOTT STACK MANLYLE CASRIEL YOLK assets Fixed income . Mutual funds (contrived) Purchase price IAlaner Average pece Client Cost Prxe per share Value on On/edited Oen) inwstment Hddng Hddng ot :hare: per share (1) rneestrnent (5) basis (l) on /Soy 30 (5) Noy 30 (5) grins or loss (S) return (5) period Symbol: PSDVX Trade date: Jul 20, 15 348.605 578 10.040 3,500,005.25 3,500.005 25 10.030 3,495,513.95 .3,491.30 sr Total reinvested 498.493 10.033 5,001.65 10.030 4,999.88 •1.77 EAI: $21,295 Current *Id, 0.61% Security total 349,104.071 10.040 3,50000525 3,505,006.90 3,501,513 83 -3A93.07 1,508.58 Your total assets Percentage ol Cost Estimated UrvealiZe0 value on Now 30(5) your account town (51 annoy inane (S) 9On or loss (5) Cash alternatives Money market funds 555,582.39 13.69% 555,582.39 500.00 i5xed income Mutual funds 3,501,513.83 86.31% 3,505,006.90 21,295.00 -3,493.07 Total $4,057,096.22 100.00% $4,060,589.29 $21,795.00 43,493.07 Account activity this month Crate Actinty Description AMOunt (I) Deposits and other funds credited Nov2 Transfer JOURNAL FROM VI 23570GHISLAINE MAXWELL 126.78 Nov 2 Transfer JOURNAL FROM Y I 23571GHISUsJNE MAXWELL 231.56 Nov2 Transfer JOURNAL FROM Y1 23572GHISLAINE MAXWELL 2,104.18 Nov2 Transfer JOURNAL FROM VI 23568GHISLAINE MAXYVELL 392,08632 Wu, 2 Transfer JOURNAL FROM VI 23574GHISLAINE MAXWELL 113387 92 Total deposits and other funds credited $507,936.76 Oat nanny Descry:mon Amount (5) Dividend and interest income Taxable dividends Nov2 Cwidend PUTNAM SHORT DURATION INCOME FUNDY AS OF 10130(15 1,704 20 Nov 30 Dvdend UBS SELECT PRIME INSTITUTIONAL FUND 56.89 Total taxable dividends $1,761.09 Total dividend and interest income $1.761.09 Cote Actiely Desorption Annurl (S) Other funds debited Nov 20 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUND WIRE TO Haddon, Morgan -50,000.00 and Foreman, AT WELLS FARGO BANK, NA continued next page CtIF7C0C0305643950 WOG°i S0349 COCO? 1115 000230JMe 6 of 8 CONFIDENTIAL EFTA_00133677 EFTA01252372 Resource Management Account Account name: GHISLAINE MAXWELL Your PInandal Advisor: SUBS November 2015 friendly account name: Ind:CasNSawng Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (contrived) Date Actinty Description AMISH (5) Other funds debited (continued) Nov23 Transfer JOURNAL TO VI 28776 GAISLAINE MAXWELL -250.000.00 Total other funds debited .5300,000.00 levestment transactions For more IMonition about the price/value shown for restricted securities, see Important information about your statement M Me end of this clxunent. Proceeds Iran Funds investment witbdown fp Accrued Date Acthity Description Quantity Yale CS) nice CS) Transactions (S) investmentsNaar (s) I merest CS) Nov2 Reinvestment PUTNAM SHORT DURATION INCOME FUND V 169.910 • 1,704.20 DIVIDEND REINVESTED AT 10.03 NAV ON 10/36/15ASOF IC/30I1S Nov3 Bought UBS SELECT PRAVE INS1T/UTONAL FUND 507.936.760 -507,93676 Nov 20 Sold UBS SELECT PRIME INSTITUTIONAL FUND -50,003.000 50,000.00 Nov23 Sold MS SELECT PROVE INSTITUTIONAL FUND -250,000.000 250,003.00 Nov30 Reinvestment 1.185 SELECT PRIME INSTITUTIONAL FUND 56.890 -56 89 DIVIDEND REINVESTED AT I.00 NAV ON I If 30115 Total $300000.00 -$509,697.85 Date ActMty OescrtsbOn mrount Money balance activities Oct 30 Balance forward $0.00 Nov 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Novo Withdrawal OBS BANK USA DEPOSIT ACCOUNT AS OF 1V03/ 15 -250.000.00 Nov30 Closing UBS Bank USA Deposit Account $0.00 The UBS Bank USA Cepopt Account is your primary sweep coon Oct 90 Balance forward $0.00 Nov 3 Deposit UBS AG DEPOSIT ACCOUNT 257,936.76 Nov 4 Withdrawal UBS AG DEPOSIT ACCOUNT AS Of 11103/15 -257,936.76 Nov 30 Closing UBS AG Deposit Account $0.00 me UBS AG Deposit Account is you secondary sweep °plot OriNY GM 00023058 CNP7000S00564.3951 NP7000193349 00007 1115 030575004 Page 7 of 8 CONFIDENTIAL EFTA_00133678 EFTA01252373 *UBS Yournotes CONFIDENTIAL EFTA,B36, EFTA01252374 Important information about your statement U3S Financial Semites M. the F im or UBS Amami* - r nattr nt,-rror rrj ,rt: for cash). The SIPC asset protection limits al)02f0 account Mkt, you choose one of the following Services), is a merrter of all orincbol scarily, ammo* — Mate the error or tie kande( you at umure yl accuts Mat youhold in a panictitim capacity. imesment objectirer and cptcris exchages. 1.036 Financial Settees and LES abota, and explain as clay as you cal shy you The Finn, together with certain affiliates, ha alto • Prague Current/mom.. minim as sedng the Bank USA at rdrect abdomen of LES AG and bairn t is an error cr why you need more pathos* wppbrnental protection. The megrim generation of income only. anilines of LBS Se:train U.C. The Fin,'. Glenda' 1-demotion mount mire to el eIgige clams, colecleery coder • Mist* Opt*, Approciatan: Iniontrnentt making statement is available upon reopen. The Firn's adage.* — ProMde the dollar amotnt of the suspected CfrCr• this protection is 1500 millon as of (*center 10, 2013. yowl" of prncpalrather than the gen/ration of off ices am a: nose e. The Firm or Cad Issuer wil Menge,. Jour ampairt Wont rode poky corditons ad Imitations, cash • Produce Combination of erten' and Capital Finincul Seeneet and MI correct any error prompter. I see take nom ton the Firm is totem protected for tp to %I 9 million el the of seektg both the generator 1200 Harbor Eitulward ICS business dad to do iht. we wit credi your accomt ammigate for all dour amounts held in a partimlar of noon* and go:mho' Weehawken, NJ 07086 For the mount you their 6 hem* so tat you will haw capacity. A fta copy of tie poky wading is mailable Meuse of the matey dring the tine h takes us to Up011 Owen risk profiles This statement represents the cc* officialreccrd of you complete our fumigation. 1.85 Feircial Semites account. Other war* rapt The SIPC protection and the supplemental protection • Comstwatid. Seeks to matitin ntuH prinepat with official tar doarnents. containing confided data shot* Fleas" make all *yds payable to the Fim or kw both do not tank' to' low risk and volatility to the amount owral, e'en if rot be reliedIan If youbedew there is an emx or thenctal id:tut:on rdcated on tie front of this dig means the account does not generate signetcant • Certain financial assets controlled by (and ticludd n mom a mum aid may rot keep pace with emission please capon h immediately n **mg to the statement hag:kir to regal., accost fees meant, your account value) WI held away Morn UBS imaginal Iffinch Manager el the *ice soaring your account. may be subject to mai-mono lees, charges for late Services (e.g., remain(0 cosh at LBS Bark. (i) cab at inflation. mammy for warkin purchases and chums kr unpaid LES AG Suamliad bunch, (id i-turame Froelich, • Madmen Wiling to accept some risk to pincaol ad Mktg, al Figures shown are ntended to be accurate. area is n cash accounts. Accounts that at hardened including variable annunin, and 00 Mores of mutual *lure some votatAty to seek hgher returns. statement data shxdd not be used for tar purposes Rely to other institutions may be subject to a trawler fee. finds where such shares are registered drectry n the • Apprespie: Wiling to accept high rise to prnopal and solely on yeatend lax SCOTUS. Form 1009 5498. nane of re ammo" holier on tie bock, ad records hi/awl:stay to seek highreturns over tine. 10425, etc.) whinpreprigyour tar return. The Finn UBS Sweep Optima of re applaud* Mau or transfer agent), required by low toreport to tie IRS all taxabk Maiden* MSS offers cptiass kr simpfg cash balances, Winces • Certain rmnImeed contracts or irractrued intermit Statement Imuseholdne report** raktaicable cluidends and gable Meng to ba-A deposits at UBS Bak USA and UBS AG Starricrd (eg., limited panneerhix and private placement.) tat We may consoldre al related account statements with end en Pasties Feld nye., roost,net proceeds trench (Bank Sweep Programs), money market mutual ere rot registered under the Securnes Act of 933; UV sane address n the SIITO eurebm. OCC0J115 may on sae transactors, and cog Lod on certain covered bra (Money Fula) rdtheMeng *nalDepose ad be related Ice this purpose bemuse they have owners martin. Accoum (1)Arct customers with an international • Cornnoditaes contacts (e.g, foreign "charge and who ako maintain gilt accost relaionships with other Remote Management Account. Through tie Bank prec tus metal caged* including futures contracts chink at the same address. This Draftee 6 known as Comentnications with the Fire Sweep Programs. cash balances ere swept to 11135 Bak ad commodity option f f •hatelroldrg 'Ilya; prefer to receire tdbedual • Please re-confitm any oral corm-km*03ns in wring USA up to an established knit ad then to UBS AG statements mated n separate envebms — you may to fuller protect your rips, MIAng your rapt, Stanford Braids a a Money Fund. Deposits at U85 The SIPC protects* and dm suppkmental protection do decline hauseholding by calling parr Fhancial Ackitor. index the Sodritin Investor Protection An (SEA) Bank USA are FDIC inured in accordance with FDIC not apply to these asset es,if Sty otherwise appear • B the fMax ial fentition an the tcp lets of Me pant nat. For core ilennation pease kit wrmidic on du Materna*. The SEC ototecien ad the Friendly account name of this statement is not LBS Fnaxbl Servkes, LGS Deposes at LES AG StanfordBra-ch aid shams of sdPakerrental protection do not prefect agent changes The Friendly account mane reflects int°maim that you Financial Services canes you account as Mang Matey Funds at rot inbred by the FDIC. in the malim vabe of your investments (whether as a entered cat the firm's online services veggie. It a a broker byma-gement well the ticketed ingauton result of market monerment, issuer brkruptcy cr ciatornitable tnielrierm • chosen by you to mkt yea We *Mimed you of the radon** when you Through the OA, arailable ton* Wirers are swept to Ph/rickey with your recordkeeping it has no legal effect an your opened this OCCOJII. In hi cask your kr& arid depose accounts a UBS AG Hew Yak Branched LBS account. You can change yea Riendryaccomt names. seosities are located a UBS financial Semites and rot AGC wanBrad-. These deposits are not Mitred by More idorrrotion is maitre iron reamsf Yoo may thwugh Orre Services a by contactrg you Fina-cial re froolcigbroker, and youmatt mace a report tieFOC. Balances held at the LES AG Cayman Branch obtain more information about SIPC, holding the 51K Achisor. of ay emx or emission to both firms. ate temporally imposed to the sovereign irk of the Brochure, by contacting SICC at /02-3738300d by Carron "lands, and Mete is no gwartee a other twig the SIC *Otte ariontw.alptoop Acuson overview All account statements shall be cleaned ccenOte and *Coition of LES AG to repay Me balances while cash, • trate accountipordoko Net of moats and accurate t not objected ton twiii-g within 60 days. LES Cayman's Brach's books. Dividend Reiwertment Program (DRIP) The price reflected is an mere?. price You may obtan • Atka loofas eyelids cash balances. vales l or • Please divot customer complaints or tickies to he Deposits at MS Bait USA and eachUBS AG Branch are the actual price from you Financial Advisor. Orty whole restricted storey lest), and Global Free Deposits, Fim'sClem Relations Depavnent a 201.352.1699 not protected by SIC. Money Find shoes are protected darn re putchnediadm DRIP; partial theses will be wreaked marks to market, and revisit assets not held or toll-free at 8C0-3S4-9103, 8:00 A.M. to 6:00 P.M by SIPC See '3135 Ftoncial Services Account Thotecticnt cod ad the each wff be deposited M your account. TM by to Fim. Does rot include unmated motile/assets ET Monday through Friday, a in *Mfg to U3S bebw. rkeiderd reinvestment pricesupplied byte issuer may at the end of the pior and norm statement periods, or Peened %Nees Ix., Client Relations DePatment, Offer from the market price at Moth tie partial shares pane vented stock options and P.O. Box 766 Union City, NJ 07087. Upon yam: regret, balances in re Bad Sweep ye sold 'amenable stock options • hum of errors or chrestirs about an electronic Programs a OA may be withdrawn and shorn of a • Liakkies Include, debt Winn edge-ding rnagn funds transfer f&T bt psyment cr UBS Vodeclebit Money Find may be liquidated, ad the proceeds Cadelelieu loaf, credit rev, 001accord batmen. card transactions, call 800-762-1000, a wife to UBS returned to you or your searties amount. Crib' whole units may be held n yotr account. if you at • CashAeoney balances. Total of uninvested available Fe-uncial Services lx., 1000 Hata Bic*, 6th floor, entitled to a paid unit as a result °far:Gilded payment cash balances, plus UBS Bak USA deposit es,LBS Vikehankert NI 07086, Attrc Ret103SA Sew*. Fitter Holm** about available sweep optiant, • amermse, the Firm *11ether sell panal Wt, at AG Stamford (ranch depose balances and money market inflating arent unrest rates and Welcl available at model prke a [apt an amount determined ler a Mahal fund sweep bin at the axe of the Cal cr "nee as loon at ye* car if you *Mk you wymudosoontweepdeld, from your Froncial Advisor reggemel closing army, andcredit you mart ;teemed period. Noroccennodry free credit balances in statement or receipt 4 wrong or if youneed more or by eating 800-762-1000. your account are rot segregated from other balances frIonnatiri dxut a transfer on the nnement or Investment objectives ad tie Fire miry use any of these funds in the ordinary wept The Firm or Card bsuer (as ipplmbldmust LES Financial Senior account protection The mewled Mecum ad nsk profile am speck to touts" ce itsbusiness. these funds re payable upon hear from you no Int can 60 days after tie aim The Fire e a member of the Sectrilin Investor Protection each account and may my Cavern Please adene the your domed. This total is included in Mie cumnt period sent you tie fig statement on *WM the error or Corporation 151K). *lath protects 'acuities awards of firmworry*/ in wing of am sicniltar* change in you closig value. prcbkrn Eipered. As members up to 5500,C00 (ncludng 5292,000 for financial siturcn or rwestmert objectives. Foe each SONY_GM_00023060 CONFIDENTIAL EFTA_00133680 EFTA01252375 Important information about your statement (OW1 tenued) Lending thionnation you warkl amok; we...anther market Feces we — 'DmIrtedions to date' may icicle return Ot - h acklitim to commrsskns received in connection Fa delayed informatim on the Fim's lending practices obtained Iran valeta theca paty sources which we capital, income or both. ads the sale or distrtedion of annady contrals and &dam, refer to yos Client Relate:n*1in before to be reliable, but we do not guarantee the. — 'Ccgnatint site' represents the .naval along and sat investment stet units loots dents, we Agnomen' or Aare Agnomen' and the General stodgy. price per sort and myna MOM Ins cost basis ancfce Oct affiliate wane rennin Manly Tram and Conditions UBS Ratan of Credit Pram ices — We fitrtrall use th• desire) ante when avabbio or compernalicn Dan arty of the Murano avarldole in agreement andDixtmares at the mean of the bid rd ask prkes fa fisted • Restricted marines. Res td sedriftes genera* companies undetweing the arruity{overacts. www ant romboardn'titiwea. securities and colons or onft bid prices to OTC are not await eligible for µdl salt LOS Financial all Oates of the insurance («wanesor sponsors of securities. Services uses the mate, peke of tte unrestricted stock the unt Meant bunts we dor tote. YON Sett — Less actieeft traded securities my be priced using a of the sate 6Wer as in opted value for the — Cur affiliates alsonen trading mernesions and You award ii•mkes securities and other sewn held valuation model a the mon recent pie we restricted sock forpurposesonhis Mennen' my. To other compensate:often resat funds and in the rant at the and of the stannic period. You Waned at may not reelect an actual rrwket price the extent that rewind securities are eliabb to sale, insurance companies whose products we may as for dekrery of lialy paid securers at r time. et what. the yakn mend may be Sibstankalft less than the — We receive an nal fee horn LOS Bat USA and You may recent sectrities toed as loan collard after — Certain pceitions may appear without a price and inuied value Axon UM AG Stinted Brandt of up to 115 per account any balance due on them. Ally *cooties will show as 'prke was not avalable• Awe are sweeping tithe bares under the UBS Bank Sweep RD to the Fim citing the statenwnt period are umiak to obtain a price for a warily • a (ertimeted) Became, cement yield. and rates. Program. Medal market value as of the end of the staement — Deposits or sweeties denominated Pt omencies An connate of anal income is based on current peritict other than U.S. dolLas se reflected at the &change dmidend and Merest rates, assuming the leashes will Activity • Cost bads. In damming the cost barns of the rate as of the statement date. be held for wen Iran statement date et wail heornutionregardng conmesCen and other charges sates included in this statement where indcated - For certain wanes racing n noncenkang maturity. This estinate is any a guideline, accuracy inctried n correction with the execution of trades, with the abet 'I,' LOS financialServices An relied denaminahms. price Aral CluartitY (Ire TAPS may ard continued income we not guiranteed incldng option transacteans has been included en co informatim ebuined from sources other than US$ have been adeated to f Medal. «Wm vabatoni — Eetinwed amuse income and curia MIO for anliatIons venous/a' furnished to )ou. at sell be Fiumial Sevin. including Ole:manna Irian another To obtain anent owtatims, wIwn mien*, coma Cretan Wei of seosittes could include a relun of provided to you pomptly on request. fine or that you may have provided to you Financial vota Financial Adds«. prricpal or rapt.' gains n which case the est Addsor. The Firm does not indepeaceft wily et income (irKI current yekOwould be overstated. Skirt Slims guarantee the accur valday of ary Womution • Private thvesbnente and structamed produds. — Fonuted anal income and °rent yield and the f you an engaged in shoe selling a security, you may Provided by wines Old than LISS Fiuncial Services Private investment secuiftes (ix Wing dikct actual imam and yield night be tangy higher incur a dirge a to certain botrowirg costs farther panicpatian proyans and real estate imestmerd rust than the estmaed amounts. parl Cuter security. h eallert atthough LOS Financial Sates general& secuilies)ercl strucued prodacts are generalft lief* — An estate of actualized ixonse (dividend and« updates this information at it is rooked. the Tim algid. Centel structured ;redacts have not been interest) divided by the nowt market Open at does not provide ary assuances the the inforenalion registered with the Securities and Exchaw megawatt', balance i based on the as addend Regarding Ohm CC crocitilcalcollee «dim that under "Cost basis' and "Unealced gal to is Corrmissim a Odder ay state securities laws. We or Merest Payment made by the issuer and were not coated by the stamen date. open buy ad actuate as of the date of this statement. As such «mid. estimated vane for private investment awns the sear desedmosts *Abe held for one sell slop ordets are reduced by the ant of carder& please do not read on this Information to make secuities and strums«) parts to international yew loom the statement date ix until matuoy. a 'IOU on an wavidends a <weights thee unless paths* a sale decisions, for um p.rposes FontrOses only. Accuracy is not guaranteed. Accuracy rd continued yield se not guaranteed instructed otherwise by you. You re responsible. la otherwise, Accounts Oar-intend to the chin may — Thew values may air Substantial/ Inn prices if orders that we hated due to your failure to cancel ref kia gareloss informatim onft for the period cf any at Wide a pale invearnerd salty or • Assets not held by UK Financial Service,. Certain testing open orders. tire they are held at the Fenn More historical Revived prodscl may be bought a send rd do assets are rol Ineld by the Fir and no wthn the Malabo can be wiled by your Financial Advisor. not necessarily represent the yak* year my receive Fan's possesscn or control. These assets are Privacy soon liquidation deptwed on yds statement for informational To obtain a copy of our current Client Pricey Notice, • Unrealised geheilinses Man data is available. - Aid pry estrum:is of rake re as of a cortan pram only. Positions and values presented we please contact you Fnancial Advisor a vise of webse• estinated urrealized gine losses are circulated foe date and ate applied to UBS Fnancial Services on a provided by the issuing fem. LOS Financial Services is at wewuMrontlegivervtalev nclorial warty lots. The transaction data for regale bast by an independent valailian I ern. not responsbk for this inf «nut«) and does not mivial lots may or may not ram conmssions, - Issuer general vain or sponsor estimated values, guarantee is accuracy. these assets are rot protected UBS ftruncia Seams is not a bat. The RMA, Busiest chord Rohr security reorginieaten events. if any aro supplied to the Fim by the our, by RFC a the Tints applemental Slit coverage. Services Account BSA and IRMA an brokerage acards Divided and other reinvestment lots and systematic oneral partner Cr sponsor and may be calculated which µon% access to baling services and products pa chas? lots we each ccerbned to display one based or. dfferem nletmation ban that used by • Revenue shoring and additional compensation through arrangements with dilated barks and other 9,4f 9rd lot The • Trade dale' count prestos the third parties to derive the. minuted yaks. — In addition to commission on sales and 12b1 lees thrd-party barns, and provides access to nsurarce and orgima transaction trade date. - Toucan °teen additiorul Sonnet«, regarding received n cotnecton vie* the chstritctice of annuty products issued by walldieted thrdparty the methodology used to determine the mina* of rival finch to our deems we and«tar af fare inwranc• companies through treurance agency • Callable securities Bends ad preferred stock that value and the date of the tstormatim that is the subsidiaries of UBS Financial Services lx. basil°, the estate by contacting your Financial make enema tiring Paseneres from dirtribulen the issuer cats for ea redemption wit be selected antler advisees of the mutual finds that we sell. /martial& by lot Iran rag all soothes Or that Advisor. These arnawls are baled on two often.; nsurance. rd &many products: issue held in our mane or n nominee name la oa - Aid petty estinked vale es may be reflected as components (I the amount of sales by UPS of a Not FDIC rand • No lark guvantee• May la vibe clients Call team Mcnnsicn is obtained from third 'Na pied' be several when an pankulw mutual fund (rift to our dents, and (*) pries and is acctracy is not guaranteed. Other call independent valances Inn has nee supplied «m the asset value of a particular mutual fund lamiys RMA. Resource Management Account Bueiness Seeks featues may oust whch couli affect yiekt tterplete unable to Jahr a vake, when we become acre shires held at the fern Account EGA AMA and ntematioral Resource information will be provided upon request that a material event has occurred Mat may call a — We and or Abate ate receive nemdkng and Management Accord are registered service marts of previeusly reported velar Imo question a when a albs processing lees is denderaton kr UBS financial Semites ax • Certificates of deposit (ma). COs are 10K noted value Acust be hiahli speculative file to the ate transfer agent swims that we while to to up to $29D.000 in «MPS and accrued interest per of the Weeny mutual funds These f eve generally are pad from Visa *PALO s a moored service mark of visa depostet at per deposing:Iva/ore in accordance - When flans, an Muer, general partner a' sponsor imestor assets h the mutual fu-d and are a fad Innationa LOS Visa Signature aedt cads and LES with FDIC rules. estimated vain net a thrd-perty estimated valor is doter amount based on the natter of accounts at Vise debt cards are issued by 1.8$ Bank USA with prove:led, the value of the security *A be different the Inakendealer holdng mated Iwo* of that fund perinsion from Vna USA Ikon:waled. • Priceivalue Pas displayed for marina and oltr from is purchase PM- family progacts mar be higher or lower than the ;Ow that USS Financial Semites Inc. Rev. 201511 SDNY_GM_00023061 CONFIDENTIAL EF1'A_00133681 EFTA01252376 ;It UBS UBS Eniancial Services Inc. 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 December 2015 ENP7008C05119 1215 X12 Y1 0 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHiStANE MAXVVEU. Friendly account name: Ind CasNSaving Account number. Your financial Advisor- SCOTT STACK MANILYLE CASRIEL Phone - Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeLine at 800-RMA-1000, On November 30 (3) on December 31(4) account 029023575 Your assets 4,057,096.22 6,144,731.58 Walt our websIte: Your liabilities 0.00 0.00 www.ubscomffinancialservices Value of your account 54,057,096.22 $6,144,731.58 Sources of your account growth Tracking the value of your account during 2015 Value of your account 5 'Inc r03111$ at year end 2014 $4,208,869.81 Net deposits and 6,144.7 withdrawals 31,930,277.26 Your ilveStentelt rebore 4,2CS9 Dbidend and interest income 49,077.58 Change in market value -33.493.07 Value of your account on Dec 31, 2015 $4144731.58 Dec 2014 Nov 2015 NC 2015 SDNY GM 00023062 Momber SIPC ENP70C0400E075119 NP7000311137600007 1215 03057503, Page 1 of 10 CONFIDENTIAL EFTA_00133682 EFTA01252377 SUBS Resource Management Account December 2015 Account name: Friendly account name:Ir 1 Account number: Your ll asocial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 31 (14 your account • Cash and money balances may include A Cash and money balances 2,010,294.62 32 72% Your current asset allocation available cash balances, VEI5 Bank LISA deposit B Cash alternatives 630,387.85 10.26% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 3,504,049.11 57 02% two pages of this statement for details about those balances E Non-traditional a co 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $6,144,731.58 100.00% Value of your account 56,144,731.58 Eye on the markets Percentage change Index December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC - Europe, Australia & Far East -1.33% -a 39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ENP70C04.308075120 rie7030311$7600:07 1215030575001 00023I3me 2 of 10 CONFIDENTIAL EFTA_00B3683 EFTA01252378 Resource Management Account Account name: GHISLAINE MAXWELL Your Mandel Adviser: UBS December 2015 Friendly account haene:Ind:Cashoaving Account number. SCOTT STACKMANLYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported telow exclude products for which cons and losses are not classified December 2015 (S. Year to date (5) Realized gains and losses Unrealized Opening account value 34,057,096.22 $4,208,869.81 December 2015 (51 Year to date IS) gains and byes (5) Deposits, including investments transferred in 2,215,176.00 3,591,416.24 Short term 0.00 0.00 -3,493.C6 Withdrawals and fees, including investments transferred cut -130,173.06 -1,661,138.98 Cash activity summary Ste Account <fanny tha month for dellIS. BalanCeS in your *teen 006 (X6 are ind noted n the opening and Dividend and interest income 2,632.42 9,077.58 CIOSing booms vat*. FDIC insurance apmes 0(410 dep)913 at U85 Bank USA, nOt to deposits at U85 AG. Starriord Branch of bank deposits paced throuo the UBS Intetnaond Depose Account progarn. SIPC Change in market value 0.00 -3,493.07 protection apples to money market sweep fund hddings but rot bank deposits. Steimpoaant information 'tout your statement an the unt two pages d this document for deists. Closing account value $6,144,731.58 $6,144,731.58 December 2015 (5) Year to date (I) Opening balances $0.00 $0.00 Dividend and interest income earned Additions For purposes of !Ns statement, ta.sti:ity of clefts] ant clinden0 income tt,Y, been determined from a US Deposits and other funds credited 2,215,176 00 3,591,416 24 tas repotting perspective, Bud upon the residence of the account ken, account type, or product type. some interest ardor dvidend payments may not be subject to United Staes (US) ardor Puerto Rico WO Dividend and interest income 2,632 42 9,077 58 Income level The (lent monthy Statement is not intended to be used and camot be need csoon for las purposes. Chem; should Fetes to the apt:kJ:re lac reporting forms they recent. from 185 smugly, such as Proceeds from investment transaction.-. OW 5,130,972.45 tie Points 1099 and the ROMS 480. fa free reporting information it IS the mulct Of U85 to file the dsolicatle tac reporting forms with the US intend Revenue Service and PR Treasury DePaitment. and in Total additions $2,217,808.42 $8,731,466.27 such forms accurately &vary cliaCknct an:Yet Interest as las exempt or income. Pleat consult your indvdtol tax prepare( Subtractions December 2015(1) Year to date (f) Other funds debited -130,17306 -1,661,138.98 Taxable dividends 2,003.45 8,446.97 Funds withdrawn for investments bought -77,340.74 -5,060,032.67 Long-term capital gains 628 73 628,73 Total subtractions -$207,513.80 -$6,721,171.65 Taxable interest 024 1.88 Net cash flow $2,010,294.62 $2,010,294.62 Total current year 32,63242 $9,077.58 Closing balances $2,010,294.62 $2,010,294.62 Total dividend & interest 3243242 39,077.58 SDNY GM 00023064 ENP7OCO4C090751 21 NV7030311876 00007 1715030575001 Pager 3 of 10 CONFIDENTIAL EFTA_00 I 33684 EFTA01252379 *UBS Account name: G6-119_AINE MAYANEll Resource Management Account Your Ignancial Advisor. friendly account name: intCazNSav ng SCbt•r STACr MarirtyLE (7Asp EL December 2015 Account number. UBS Bank USA Deposit Account APY Interest Period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 80.00 Closing UBS Bank USA Deposit balance Dec 6 874,708.56 Number of days in interest period 31 Average daily balance $13,985.21 Interest earned 80.24 Annual percentage ye Id earned 002% Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your retrain objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibility consderatton None selected Your account instructions • You' account cost basis default closing method is FIFO, First In, First Out. EtiP7OCO4C0e075122 NP70003118760CCO7 1215 030$751:04 GM_00023tifie 4 of 10 CONFIDENTIAL EFTA_00133685 EFTA01252380 Account name: CHISLAINE MAXWELL Resource Management Account Your II nodal Advisor: *UBS December 2015 Friendly account nome:Ind:CashiSaving Account number. SCOTT STACK MANYLYLE CASRIEL Your assets Scene pnces, Income and tyrant values ShOnn May be EpprOxerre. AS a testa. galas andlOsses may rot be accuralely reflected. See smporuntintontaaon about your statement a the end of ths Oxumem for more information. Cash Cash and money balances Cash and mora=y balances may indleae avalkie cash banditti, UBS Bank USA del:oat account balances. UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vat n applicable limits, but are not paneled by SPG UBS AG Stanford Brant h deposit account bziantes are not insured ty FDIC and am rot protected by StiC Money market sweep batances are protected by sac bin are not insured by the FDIC. See the Important information about your statement at the end of this document for detain about those balances. Opertng &lance Closing Ware Nice per sha:e Average Driekncl Interest Dam Fri Hddng on Dec 1 (I) on Dec 31 (I) to Dec 31 ID ate peeled period Cap amount 11) Cash 0.00 -50.000.00 MS BANK USA DEP ACCT 0 00 250.000 00 250.000.00 WS AG DEPOSIT ACCOUNT 0.00 1,810294 62 Total $0.00 $2,010.294.62 Cash alternatives money market funds Money market funds are neither insured nor guaranteed by the Peck ral Deposit Insurance Corporation a any other goverment agency. Although money market funds seek to peseta the value cif your investment at 51.00 per share, it is pantie to lose money by investing in these funds. Total remvestul rs the total rat a reinvested thrdendt II does not include any easel Ordends. I IS not a la tarreautddarOgan a less is the afft WIC< between the current value and the cost basis and would lot for the purposes of determining &Mr.; periods or cost bash. The shares you receive eah here you generally be your fanatic* gen or loss if the security was sold on this date. The unrefined Oar) Ion or loss fray reinvest chidends become a separate tax lat needle be alsnled for ret urn of captd payments in order to determine the rested gain or Ion for tar reporting purposes Con truS is the 1014 &inhale toll of the security. Inducing reinvested Ow:lends The cost basis may need to be aclusteci for return of ca:114 payments in order to determine the a:lustedcost basis for tax lervtifetene return is the current value menus lie route you invested a don not Include shares 1NI are not reporting papaws. reflectedonyour statement. int]udng shares that has been rained as ether a glen a a recs. Salo des not include cash dr& nds that were not reinvested Purchase price' NfaMber Average price Client Cost Price per share Value on Unrealized Mwstment Honing Hddng ce shares pet shave (5) Investment (5) bans (S) on Dec 3I (5) Dec 31 (S) gain or losS (S) return IS) period LeS SELECT PRIME INSTITUTIONAL FUND 630,387.850 I COD 630,387 85 630,387.85 1.000 630,387 85 contakoeci next page SDNY GM 00023066 ENP7000aC08076123 HP7030311876 00007 12150305750:H Page s of 10 CONFIDENTIAL EFTA_00133686 EFTA01252381 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Friendly account narne-Ind.CaselSaving Account number: Your tinandal Advisor: SCOTT STACK MAMLYLE CASRIEL Your assets Cash alternatives Money market funds (continued) turner prica Nuntei Aserage price Cent Cost Pnce ;et share Value on Unrealized investment ticidng Hddng d shoes per there (5) investment (5) Davi (5) on De< 31 (f) Dec 31 (5) gen or loss (S) return IS) Petite/ EAI: S1,009 Curent yield:0 16% Fixed income Mutual funds Total reinvested is the total d at reinvested d Wolends II does not include any cash thickrods. it is not a Unmake:1(tax)gasn or loss is the dlference between t he current value and the cost basis and world tar lot for the purposes of deerminng hdckng periods or cost bass. The shares you receive each time you generMy be your tacade gain a loss if the security wa sold on ths date. The unreaued ftax)9ad a loss may retchest dudendS ttCOrne a separate tax lot need to be &lusted for return of Capita PErfinents in order to determine the realized clan or loss foe tar reponing purposes Cost basis is the total purchase cost of the security. indudng reinvested d Wends The cost basis may need to be adusted for return ct capital payments in order to determine the adrated cost bass (or tax tovestraent return is the current Ira ue (emus the amount you invested. t does not include shares that are not reporting imposes. reflected on )out statement, Indudng shares that here been reSded as diner a darn ce a toss It 550 does riot include cash dvdencts that were not reinvested Purchase Wei NKrber AverSX pxe Client Cost Once Der share value on UnrealizedOM investment I-Iddng Wang of snares per share (S) investment basis) on Dec 31 (S) OK 31 (5) gain or loss (SI return (5) period PUTNAM SHORT DURATION INCOME FUND Y PSDYX Trade date: Sul 20, 15 348,605.578 10.040 3,500,005.25 3,500,00525 10.030 3,496,513.95 .3,491.30 ST Total reinvested 751.263 10.032 7,536.93 10.030 7,535.17 -1.76 EAI: 418,865 Current yield: 0.54% SeUrity total 349,356.841 10.040 3,500,005.25 3,507,542.18 3,504,049a 1 -3,493.C6 4,043.87 Your total assets Percents-, of Cost Esnmated Unreaned value on Dec 31 (1) your account basis (3) annual Income (5) gin or loss (5) Cash Cash and money balances 2,010,294.62 32/2% 2,010,294.62 Cash alternatives Money market funds 630,387.15 10.26% 630,38776 1,009.00 Fixed income Mutual funds 3904,049.11 5782% 3607,542.18 14865.00 -3,493.06 Total $6,144,731.58 100.00% $6,148,224.65 $19,874.00 -$3,493.06 ENP70C0400E075124 Melo:0)311876 OCCO7 1215 030S75COS ski:4023e*, 6 of 10 CONFIDENTIAL EFTA_00133687 EFTA01252382 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: SUBS December 2015 Friendly account narne:Ind:CasNSaving Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month Cate Mindy Descripelon Amount (I) Deposits and other fends audited Dec I Transfer JOURNAL FROM Y1 23570GHISLAINE MAXWELL 28.90 Dec 1 Transfer JOURNAL FROM VI 23572GHISLAINE MAXWELL 673.29 Dec 1 Transfer JOURNAL FROM Y I 2357IGHISUNNE MAXWELL 685.36 Dec 1 Transfer JOURNAL FROM YI 23568GNISLAINE MAXWELL 98,152.90 Dec I Transfer JOURNAL FROM 1' I 23574GHISUNNE MAXWELL 5,167.87 Dec 17 Transfer JOURNAL FROM VI 2357IGHISLAINE MAXWELL 141,162.20 Lbac 22 Transfer JOURNAL FROM VI 23570GHISLAINE MAXWELL 949,541.95 Dec22 Transfer JOURNAL FROM VI 2357IGHISIAINE MAXWELL 725,408.32 Dec24 Transfer JOURNAL FROM Y1 23568GNISLAINE MAXWELL 121,610 97 Dec24 Transfer JOURNAL FROM Y I 23572GHISUNNE MAXWELL 153,113.00 Dec24 Transfer JOURNAL FROM Y I 23574GHISLAINE MAXWELL 19,631.24 Total deposits and other funds audited $2,215,176.00 Date Actlrfry Description Amount (I) Dividend and interest income Taxable drute.=r iz Dec I Dividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 11130(15 1,506.55 Dec 10 St Cap Gain UBS SELECT PRIME INSTITUTIONAL FUND 9.56 Dec 31 Dividend UBS SELECT PRIME INSTITLMONAL FUND 87.34 Total taxable dividends $2,003.45 Long-term canal gaols Dec 31 U Cap Gain PUTNAM SHORT DURATION INCOME FUND Y LONG TERM CAPITAL GAIN 628.73 Total long-term capital gains 628.73 Taxable interest Dec 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12104'15 0.24 Total taxable interest $0.24 Total dividend and interest income $2,632.42 Date Actibity Descdpbon Amount (S) Other funds debited Dec 4 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -30,000.00 Dec 28 Transfer JOURNAL TO 'II 23692 116 EAST 65TH STREET LLC •173.06 Dec 28 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -50,000.00 Dec 31 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -50,000.00 Total other fends debited 4130,173.06 SONY GM 00023068 ENPI0004038075125 NP700031187600007 1215 030$75C04 Page 7 of 10 CONFIDENTIAL EFTA_00133688 EFTA01252383 SUBS Resource Management Account December 2015 Account name: GNIISLAINE MAXWELL Friendly account name: Ind:CastilSaving Account number: Your %Rancid Advisor: SCOTT STACY,MANLYLE CASRIEL Account activity this month (ccotruied1 Investment transactions For more Inforrnaion about the price due shown for restrktecIstcueltles, see Important information about stye slateraent at the end of IM doctment PrOCeedS from Funtf6 investment vAthdrami for Accrued Date Actilfty Description Quantity Value (5) Price (1) transactions (I) investmentsbought (5) interest (5) Dec I Reinvestment PUTNAM SHORT DURATION INCOME FOND Y 190.065 -1,90655 DVIDEND REINVESTED AT 10.03 NAV ON 11/30/15 AS OF 11/3015 Dec 9 Bought U8S SELECT PRIME INSTITUTIONAL FUND 74,708.%0 -74,708.56 Dec 10 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND SHORT 9.560 -9.56 TERM CAPITAL GAIN AT 1.00 NAV ON 12r10/ 15 Dec 31 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 87.340 -87.34 DIVIDEND REINVESTED AT 1 00 NAV ON 12131115 Dec 31 Rein sestment PUTNAM SHORT DURATION INCOME FUND `ir LT 62.685 -628.73 CAP GAINS REINVESTED AT 10.03 NAV ON I212W IS Total -S77,340.74 Dale ACtisrity Amount (S) Money balance activities Nov 30 Balance forward S0.00 Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 104.708.32 Dec 7 Withdrawal WS BANK USA DEPOSIT ACCOUNT AS OF 12/04/15 -30.000.00 Dec Deposit U85 BANK USA DEPOSIT ACCOUNT AS OF 12/04/ 15 0.24 Dec 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 12/09115 -74,708.56 Dec 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 141,162.20 Dec 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 108,837.80 Dec31 Closing UBS Bank USA Deposit Account $250.000.00 The UBS Bent USA Deposit Account Is your ornery sweep colon Nov 30 Balance forward $0.00 Dec 23 Deposit UBS AG DEPOSIT ACCOUNT 1,566,112.47 Dec 28 Deposit U135 AG DEPOSIT ACCOUNT 294,355.21 Dec 29 Withdrawal UBS AG DEPOSIT ACCOUNT ASCf 12128115 .50,173 06 Dec31 Closing MIS AG Deposit Account S1,810294.62 The U135 AG Deposit Account is your secondary siren opti en. ENP7OCO4C08075126 HP7000311876 00007 1215 03057 _Gm_ixicintes* * of 10 CONFIDENTIAL EFTA_00133689 EFTA01252384 GHISLAINE MAXWELL SUBS Resource Management Account Account name: Your Pi nandal Advisor: friendly account name: Ind.Cashe Saying SCOTT STACKMAN/LYLE CASRIEL December 2015 Account number. Summary of approved payees and recurring payments Based on you; instnxtions the follomngpares and reeurong payments are considered 'approved The payees and retuning payments tiled below do not include BillPayments Electronic Funds Transfersand payees'. As a result (t)you Ray authorize addRiOndluanskes torteesepayees ye/babyend (2)you are no wren other transfers between accounts at MS Ifycea Nye additional payees ardfor recurring Instructens longer receiving Indaddual confirmations fOr payments to these payees on file you we recehe separate Centarmatbns (torn your finenoal Arida re update or cancel any of thece instructions please contact your financial Advaor Osbuisement Last wed Paste dtscripaco amount (S) Method TyixrEvem Frequency Stan date End date dale Y123574 varied Transfer Payee on file Upon request Na Na Apr 15,15 Y123576 varied Transfer Payee on file Upon request Na Na Sep 10, IS Y1236% varied Transfer Payee on file Upon request Na Na Oct 01,15 Y123692 varied Transfer Payee on file Upon request Na Na Dec 28, 15 Y125339 varied Transfer Payee on file Upon request Na Na Sep 23, tS Y128704 varied Transfer Payee on file Upon request Na Na Sep 21, IS SDNY GM 00023070 EN0700040O8075127 riP7C00311876 00007 1215 0305750)e Page 9 of 10 CONFIDENTIAL EFTA_00133690 EFTA01252385 *UBS Your notes -- 17,7,==n;:-d"EM 71-'''''" '° °' ' CONFIDENTIAL EFT,00133691 EFTA01252386 Important information about your statement LE6 Francis' Stokes H. the F im or UBS Financial - Nyie, !rnznrad n tpri-ot t claim for cash). The SIPC asset protection limits and.i9 account 1.41, you choose one of the following Senekes), is a merrter of all orincthal sxlily,mono* — Mute the error or the nosier you nature all amount that youhold in a panicutg- capacity. Hesment *leaner and cencins exchanges. LES Frartial Semites and LEA abet, and explai. as <leak as you cal shy you The Frm, together with certain al/Wales, ha also • Prod*. Cureentbocome. I mob rer as seang the Bank USA we redact Hostages of LW AG and belies t is an error a why you need more purchased otophrrantal protection. The moans,' generation d income cr.. affiliates of LBS Seckritin U.C. The Fim's financial information amount partle to sleigh. clones, coleakek uder • Actin* °peatAppreciatetn: Investments waking statement is available upon realest. The Fart's exclaim — Preside the dollar arnorit of the suspected enter. this praection is 1500 millon a of December 10, 2013. yowls of prncpalrather than the generation of offices re a: reoce e. The Firm a Cad Issuer MI imenigate your ampaairt Sibiect to the poky corditons ad Imitations, cash a • Produce Combination Olean. and th e WS Finnan' Since, H. and MI correct any error prompt. I vie take now tan the limn is father protected fa w to tl 9 million el the I-vestments 'yard both the generates 1200 Harbor Boulevard '0 tures: dad to do ha wit will modi your acoant aggregate for all 'our amounts head in a partkular of income and goarth of pritiod. Weehawken, NI 07086 for the meant you thiti 6 ham, so tat you will have opacity. A ha copy of tee poky wadig is mailable the use of the morey drag the tine it takes us to upon regUeSt. Overall risk polies Itis statement represents the only official record of you complete ow imestgation. LES Financial Swann account. Other made, watt The SIPC protect en and the suoplemmli protection • Conservative: Seeks to mat tain nhii prirciat with official the documents. co taring corilksiydw Maid Please mato all chocks payable to the thin or the both do not apply low risk aid "oldility to the a-cou-n owtrat even rot be relied won If you bedew there is an emx or franca' insttution rdcated on he front of this cat means the accost does not generate kali' cant • Certain financial assets controlled by (and hoaxed n ream or returns and may rot keep pace with emission please capon h immediately n *Nog to the statement hat:Mir to regula accent fees, awants your account value) but held away from WSFinancial &inch Manager of the off ice mania you account. my be abject to inattentive lee-s., charges for late Services (e.g., amain(i) cash at LBS lark, (ia oat, at inflation. paemmt for marlin purchases and chums kr unpaid WS AG Stamford bunch, (id inmate imam; • Moderate Warp to accept scene risk to pincPal ad Atlyagn al lions shown are Intended to be accurate. arrcknts ri Cash accougs. Accounts that me trarderred including variable annuities. and 60 sherd of rrulut tokraie some sobtairty to yet hgher returns. statement data staid not be used kr tat purposes Rely to other InStalati0nS may be subject to a b-awler fee fads where such shares are registered drecthr in the • townie*: Wiling to accept hit rid. to pri-opal and sae& onyea-end lax loons, Form 1098. 5498. nane of the account holder on the books ad records hip volatility to seek high returns over time. 10425, etc.) whinpreprigyour let return. eFimi nn UBS Swap Optima of to applicable taw a harder aged). required by law to copal to tie IRS all to able divided. URS offers options kr weeping cash balances, balances • Certain immune( contracts or immanent interests Statement liouseholdhe report*le nontaxable den:kinds and tattle interest to bank deposits at UBS Bak USA and LBS AG Stanford (eq.. limited partnenhjos and priest placements/that We may consolidate at related account statements with eared an acuities hid nNis acramt, net proceeds branch (Bank Sweep PrOgratng, money market mutual are rot registered under the Securities Act of I933; the sane *dress n the Same &Wel**. Account may an sae transactors, and Cog ban on certain covered funds (Money Fs*) ad theInterne coalDepose ad be related Ice this purpose Howse they have owners Sea-rain. Maui (Editor customers with anImenatimal • Cormnodities contacts (e.g, foreign ',charge and who also mainain gist accost relationships with other Renece Managemert Account. Through tie Bank preids metal catrats). includig futures contracts climes at the sane address. This practice 6 known as Conentthications with ins Fin Sweep thorns, cash balances re swept to 11135 Bak and commodity option contracts. •householdrg t you prefer to receive rdisedual • Please re-corIinn any oral corm-Arcata* in swing USA up to an estattsteed knit ad then to UBS AG statements mated in separate envelopes— you may to fuller protect your rips. irclaing your ripe, Stanford Branch a a Money Fund. Deposits at U85 lh SIPC protecton and die supplemental golecton do decline Huseholding by /bang yOUrF handed Aokitor. under d-e Sautes Inestor Protection Are (WA). Bank USA are FDIC hued in accordance with FDIC not apply to these ageti eben 4 they Weemse appear • t thefinatil holution on tie tcp lets oft. ham rules. Fa mare Harnatim pease kit swmfdic got. on you slaterneed. Ile SEC protection ad the Friendly account name of this statement is not L.65 Francill Services, L6S Deposes a LES AG StanfordBranth aid shares of sarthareentalprotedion do not anted mann changes The Fiend& account name reflects information that you Financial Sakes caries yaw account a cleamg Monty Funds ay rot hared by the FDIC. in the mates vale of you investments (whether a a entered cn the Finals online services "rebate. It a a broker hyenagen-era with the nckated nekton result of market mosernent, issuer batiruptcy or ctatorniuble *niclrarne • chosen by you to mit 1,0J We Horned yep of the restore hp when you Through the Ok mailable to task baron are swept to otherwid nkh pots recordkeeping it has no legal effect an your opened this accost. h tat cast your lads and deport accounts at UBS AG New Vol. Eanchard U8S attar. You can Mannar RienoMaccotrt names, stashes are located a UBS financial Services and rot AGC wenBrach These deposits are not roared by More information is avaltie tom reopen You may thou*, Ogre Services a by contactrg tar Finacial the irosodarg broker, arc) younut mace a report the FOC. Balances held at theLW AG Cayman Brat obtain more information about StC, rcliding the 51K Adeisor. of error or cminion to both firms. ate tempiranly exposed to the sovereign tak of the Broths*, by contacting 51K a 202.371.8300a by Cann bands, and theta is no gene or other viserig the sot website armsw.s.cang Actomit overview All account statements shall be boned ccionpbte and obligation of LES AG to repay the balances what <tithe • Vaem Gime anThantortthro. Net of assets and accurate a not objected to in micro within 60 days. WS Cayman's Brachss books. Dividend Rothviertinont Program (DMP) 'Abilities. The cree reflected is an Hear price You may obtan • Alma Inclas sealable Cash balances, vales fa • Please died customer complaints or agreesto he Deposits at WS Bait USA and eachUBS AG Branch are the actual price from yes Fnancial Advisor. Or whole restricted seary lest), and Global tine Deposits, Fim's C hem Relations Depavnent a 201.352.1699 not protected by SIPC, Money Fund shoes are protected threes re putchandLeda DRIP; partial shuts wil to u-realied maths to make', and caftan mats not held or toll.free at 8C0.354-9103, BOO A.M. to 6:00 P.M by SIPC See #L135 Financial Senates Account Thotecticri- sod ad the cash will b riposted h your toccata The by tit Fern. Does rot include unpreced secuaka assets FT Monday through Friday, or in micro to U3S bebw. &aided reinvestment pricesuppled byte kaar may at the end of the prior and anent statement periods, a Financial Service, Ix., Client Relations DePatmenk Offer horn the market price at which the partial shares prima irarearrents, kr-Nested stock option and P.O. Box 7C6 Unon City, NI 07087. Upon tar raciest, balances in to Bari Sweep act sold einceable stock options • h me of errors or gentians afoul an electronic Prorons a CA may bee withdrann and shares of a • Liaeltios Includes debt bilecm oat/a-ding mar hods transfer WO, bi psyment or UBS Vaedebit Money Fund may be liquidated, ad the proceeds Caidetalieu Ions, credit IS, dnas account balance.. card transactions, call 990-762-1000, certif.to UBS retuned to you a your sautes account. O9 whole units may be held in yoke nark if yea ere • CashAtoney balances. Taal of uninvested available Financial Services Ix., 1000 total's*. 6th floor, ended to a partial unit as a result of a cividerd payment cash balances, plus UBS Bak USA deposit barri-es,UBS Vileehaveken. NI 07086, Etre RIAAESA Sevres. Father Remotion about available ramp *pliant, a otherwise, the NM will ether sell panal snits at AG Stanford Bench deposit balances and money market inckaikig orrent rawest rates and yelds, i available at minx sake a accept an mount determined by a mutual fund sweep bilancets at the axe of the Cal a sett as loon m yor care if mu ihrk tar enawabscorrisweepyikk horn your Francial Advisor manned closing man ', and credit tar morn stamen period. Norscatrenotty See credit balances in statement or receipt 4 swag or W tauneed more or by callng 800-762-1000. your accost are rot segregated from other balances rikemation data a transfer an the statement or Investment objectives and the Nen may use any of these funds in the ordinary ratio'. The firm or Card bear (as apploaldmust LES Financial Server Account protection The riestmert *nane, ad nsk profile ay speck to course of itslaziness. These funds a* payable upon her from you no law then CO days deer the Fim The Fhn is a member of the Stosites Investor Protection each account and may Hy Mennen Please aday the your domed. This total is included in te current period sent you the fist statement on whit. the are or Comoratim 151K), Math protects 'aunties meant of Firm prompter in ming of any dailicart change in yaw closing value. problem xpexed. As members up to S500,000 (ncirdn9 4214000 for financial situation or Hectored objectives. For each SONY_GM_00023072 CONFIDENTIAL EFTA_00133692 EFTA01252387 important information about your statement (conIssued) Lending information you wouldaced, / were n themarket Feces ere — IDetrtuions to date' may not?* return ol - h acklan to commesskns received in comedian Fre Mated informal:di on tie Erin's lending practices obtained from vat third patty sources which we ca det. aux er both. wth the sale or &Abadan of aunty contracts and «xi:muss. refer to you Cent Relate:mato beat to be reliable, but ere do not %sante the. — •Cr one unt we' represents the initial offering and one natant most units to our clients, we Agreement or A«esne Agreement AM the General wavy. pike sea rot and may inOt reflect your cost bass anat. al affiliate mew restos shrug Team ant Coedit ons UBS Stalenwe of Creed Franke, - We gerty* vie the dosing dice when maga or concernsion from marry of the insurance amiable in Armee* ale Crixfosures al the mean of the bid and ask prices fee laded • Restricted securities Garda Starint,recall( commas uncles-sorting the art uity{overacts. wane obi rom/amrryfrekronor SeCtOCOS ad %tons or oriS lad pekes la OTC av not currently eligiblefor public sale. CBS Financial allMtn of the insurance ccerpanies or sponsors of smutted. Seevces uses the metal price of the unrestricted stock the in ineestinent Mats we dottier Yew SOU - Less Meet' traded %murk in maybe priced using a of the erne issuer as en imputed value la the — Cur aftkites alsomat trading corrensans and You statement Somas securities Ind other assets held valuation model or the most recent peke we restricted dock for purposes of that statement o*. To other compensator from rival hada and in the avant at the end of the statement period. You cbtaed ad may not react an actual market prke the esters that nntritted securities' are dada to sale, insurance companies mina Prcdats ate arlastle may ask for deer* of lolly paid sec-unties at ay tine. a saw. the wake feSeised may be stbstadIS less than the — We receive n anroal fee boon LOS Bank USA and You may recent sectrities used as loan collateral after - Certain petitions me:yapper without a price and impeded value shoran UM AG Staradd Brandi ol up to $25 per acme prying any balance tae on them. Any seaman will show as 'ark* was not avertable' ft were sweeping to the banks undee the UBS Bank Sweep IlineMPRI to the lirnskrin the natant perkid are unable to obtain a price for a warty • Ea hastirnetad) interns, catmint yields and rota hograms. Medal market vain as of the fad of the armament - Deposits or societies denominated in twenties An mina of arms/ income it based on current Pena other thanU.S. dotes are reflected at the exhange dnidend and interest rates, awning the securities will /wady • Cost bads hdetemrling the cost baus of the rate as of the statement date. be held fce one year from statement date a trail hkerrwhonregardng «0111VISCelf and otter charges feasts ixtuded in this statement where Sacred - For cairn sashes rang in noncenkemng matuity. Ibis estimate is only a guideline, accuracy insured n correct«, wth the executers of trades. with the nab. 'I,' VAS f angel Services has relied dentenindims cae ant grartitY(face value) may ant contanued meant ;re nal guaranteed incldng oreion transactions hat been included en informatim cbuined from sources other thanUBS have been adested to fmilitate proper valuation. — Estimated anal income and cur* yield for «intimations dhoti* furnished to you. and ell be Saks. Mating information Iran another To obtain current adaptations, am amiable, coma certain has of washes could include a Man of provided to you promptly on request. tim or that you may have provided to you Fnancial mar nancial Adana. pupalor captalgains n which case the est. Meat The Fim don not andtpenatly nay cc income Ord cummt wag would be overstated. Shat selling guarantee the /aura a May of are Womation • Private krembnento and struchad products. — Eginated anal Mane and came yield and the t you re engaged in shim selling a sanity, youmay provided by lanes am than LAS Fiuncial Semites Mate redstart seosilies (ix lading dee« actual kw* and yield might be lower or higher holm a charge Ow to <eine'',baroarg costs for that partkpation program and real estate trammed trust than the estmad amounts. palkular security. h /though LOS Financial awes general& securitin) ad strucued palms OM generally hej* — An estimate of a-iodized income (di deed ado plates that idornution as it is received, the aim algid. Caws structured Inducts have not been intent) ended by the <serene market Open cedars does not provide my ass...Antes that the infonnation -egidered with the Securities and Excha-w %dotam*. balance is based on the last dividend Regarding open cc • soadajacancellee ceders that under "Cost basis' and "Urevalced garilofi is Corrmissim a tray am date securities laws. We or mega Parent made by the issuer and were not earedby the dream date. open toy and wand as ad the date of this statement. As such amide estimated vases for private investment *sums the seashadeposes will be hell for one sell stop orders are reduced by the moue of di.dends phase do not reSt on this Manakin to make wallies and structued products for intormatcoal year from the statement data until manly. or rights on an exavidends Cr' *rights date unless mrchise a sale decisions, for tat p.rposes Pigmies only. Axonp is not garroted. Accuracy and continued yield renal gerrantend. immacted otherwise by you. You re responsible fa «Nowise. ',Accounts Minttend to the firm may — Thew sass maydiffer substantially from ices if orders that re caused due to your failure to cancel refkaa gailloss infarnatim onS for the period et any, at *hitt a private rivestrnent Peatyprid • Assets not hat by UK Financial Services. Certain eMlin9 open Ordeal Erne they are held a the Mn Mae historical Moved prod « may be Wade or odd and do assets an not held by the Firm and not wain the raktemalvn can be added by your Anoxia Advoor. not necessarilyrepresent the yak* you may receive Ends possession or control. These assets re Privacy upon liatidation. depleted on your statement foe infOimatonal To obtain a copy of as *sent Cl,yt erefacy Notice. • Unrealised gals/as When data is arable. — lhid panyestinges of rake a as of a torten pupae, only. Posies and values presented we please Contact your Financial Achim- or visit err webst• estimated ureataed gangRises are calculated for date and are applied to UBS Financial Serviced an a provided by the 'twang fem. UBS Financial Services is at drew ohs (0011644Wanitain savidual sent* lots. The transaction data foe regular basis by an independent vaistion limn. not respdale for tes informant) and does not orkvittel lots mayor may not read cormassicrisa btu, general panne a salsa estinsted values. guarantee its accuracy. These assets are rot protected UBS rewicial Services is not The RMA Business chicon XXIV "'tufty reorganarahm names. if eery. are suppled to the Ann* the our, by Seta*. Finis supplemental SAC coverage. Services Accost* BSA and IRMA re brokerage accounts Die:WM and other reinvestment lots and systematic wardparade a sponsce and may be calculated which provide access to baing smites and products «schwa" Sots are each cartned todadaist one based on darer* itormation ban that used by • Revenue sharing and additional compensation. through aragemneenswin area barks and other averaged lot The • Trade Are came presents the third petits to derive they etiolated values. — In additice to CerfaliSSCed On Saks and 12t-1 lees thed-party banks, and provides access to insurance and original trarnaction trade date. — You(main additional ialonnation regarding received n cametton ma tie chstratitan of annuty product, issued by snafloliated thrdpany the methodologyused to determine the ntinaw mewl Ma to CV okra we motor Our game :Issuance companies through Munn« agency • Callable amities Bends and raved slid* that vale end the date of the acemation that is the receive revenue sharingPawn from detributen subsidiaries of UBS Financial Services tic. the issuer cats foe eat redefinition era be selected basis for the minute by contacting your Financial ands advisors of the mutual funds that ere sell. aortal& by lot Irons among all secumes of that Athena. These amounts are based on two deferent Ineestmen, erase. ad annuny products: issue held in our name or in nominee new la or - Arid party estanwed ass may be reflected as components (I the amount of sales by COS of a Not FDIC rand • No balk guarantee* May lose value <limit Call bare infamaticn is obtained from third 'Not ;eked' in several situations: vshen an pankular maw' fund family to our domes. and SO parties and n =Ufa, is not guaranteed. Cher call independent valuation Inn has nor SuPOWd a is the mot value of aa/Macula metal fund fanikrs RMA. Resource Management Account. Business Sakes teams may exist whch could affect yiekt carded unable to antra a rake, when we became aware shy.s held a n fkm Account 85A. AMA and international Resource Marmite) will be provided upon regal that a material event has occurred that may call a — We and cm AMU also receive new:eking and Management ACCOrd are registered service marts of pre*usly reported valid into questos or when a cents protesting lees in consideration for UBS Mamie avian PC • Cana-Mm of deposit (a). COs are FOK inured value scubl be hghyspecula* clue to the name transfer sax swam that we provide to the up to S.2%.000 n periciul and accrued Mend per id the sicutity. mutual krds Thew fen generally are pad from Visa Signatures a registered service mark of airsa depositor ad per deposing:wavier in accordance - When neat* an *suer, general pater a sponsor investor assets in the mutual turd and area food Ineerrutiona LOS Visa Signature «ea cads and U3S with FDIC rules. estimated vain nee a thrd-perty estimated value is doter amount based on the ranter of accounts at V* debt cads are issued by LAG Bank USA with provided, the value of the security wit bedifferent the Mar dealer holding mad lords ol that I untl omission horn via USA evaporated. • Priadvalue Pawn «spina lor iortrit4s and other Mtn et northern0We- family «cads may be hasher or lower than the Sake that UBS Financial Services Inc Rev 201511 SDNY_GM_00023073 CONFIDENTIAL EF'FA_00133693 EFTA01252388 *UBS 065 Financial Services inc. 299 Park Avenue 25th Floor Resource Management Account New York NY 10171-0032 January 2016 CNP70056999370116X1 YI 0 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHiStANE MAXWELL Friendly account name: Ind CastiSaving Account number Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on December 31 (1) on kanuay 29 (S) account 029323575 Your assets 6,144,731 58 6,098,382.56 tisk our websItic Your liabilitreS aoo aoo www.ubsoomlfinancialservices Value of your account 16,144,731.58 16,098,382.56 Sources of your account growth Tracking the value of your account during 2016 VSue of your account S The janc$ at year end 2015 96,14/,731.58 Net deposits and GI 44 7 6,099.4 withdrawn -145,376.40 Your 11%461:M9AIreturn 4.2Ce 9 DOidendard interest income 92,523.10 Change is market value -33.495.72 Value of your account WI Jan 29,2016 9409838856 Dec 2014 pecans Pin 2016 GM 00023074 Member SIPC ChIPT0001005699937m7000187084 00007 MI6 03057500 Page 1 of 8 CONFIDENTIAL EFTA_00133694 EFTA01252389 SUBS Resource Management Account January 2016 Account name: GHISLAINE MAXWEU. Friendly account name: Ind:CaslYSaying Account number: Your K sandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 20 (14 your account A Cash and money balances 0.00 000% Your current asset allocation B Cash alternatives 2,595,665.41 42.56% C Equities 0.00 a00% D Fixed income 3,502,717.15 57.44% E Non-traditional 0.00 0.00% F Commodities 0.00 000% D ( G Other O.CO 000% vramesurso\ Total asset 46,098,382.56 100.00% Value of your account $6,098,382.56 Eye on the markets Percentage change Index January 2016 Year to date S&P 500 -4.96% -496% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38% Interest rates on January 29, 2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% 00,70003005689938NP7000187084 00007 0116 030575e_GM_000230,59d 2 of 8 CONFIDENTIAL EFTA_00133695 EFTA01252390 Resource Management Account Account name: GHISLAINE MAXWELL Your Handal Advisor: *tills Friendly account name:Incl.CashiSaving Account number. SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account Summary of gains and losses Varies Peporled glow exclude products for which gain and losses are not classified. January 2016 (S; Year to date (I) Realized gains and losses Unrealized Opening account value 36,144,731.58 36,144,731.58 January 2016($) Year to date (1) gains and b55es (4) Deposits, including investments transferred in 2,146.36 2,146.36 Short term 0.00 0.00 -6,988.79 Withdrawals and fees, including investments transferred cut -47,522.76 -47,522.76 Cash activity summary See ACCNinf attryclytten month for dealt. BclanCe$ in your sweep ootior6 are indudechn the %tang and Dividend and interest income 2,523.1 0 2,523.10 closing balances yaw. FDIC insurance applies Only 10 departs at U85 Bank USA, n0110 depO9TS at U85 AG, Stardoid Eranch or bank deposits placed torou(p the MSS internenoria Depose Account program SiPC Change in market value -3,495.72 -3,495.72 protection applies to money matt sweep fund hddings but rot bank deposits. Seeimportanr insotmenan about your statement an the last two pages d this document for deists. Closing account value $6,098,382.56 $6,0911,392.56 January 2016 (S) Year to date 3) Opening balances $2,010,294.62 $2,010,294.62 Dividend and interest income earned Additions for Collapses of ins statement, ra.ab 'cly of 'nieces] and (linden° income has been determined Corn a us Deposits and other funds credited 2,146.36 2,146.36 tar repotting perspective. 8..ed upon the residence of the account holder, account type, or product two. some interest ander dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Dividend and interest income 2,523 10 2,523.10 income lactS The tient month], statement is not intended lo be used and camel be reled upon for lac purposes. Clients should refer to the apdcaple tar reporting forms they recent. from U85 annualy, such as Proceeds from investment transactions 525.11 525.11 the forms 1099 and the cams 480. fa lacc relpOlbnig intorrnabon It it s the Make of OS to file the aspinatie tar reporting forms enth the US intend Revenue Strace and PR fleaSury Delclactrnent and in Total additions 35,194.57 $5,194.57 such Corms accurately cisiify ducknct ardor Interest as tax exempt or taabSe income. Pleat cornett you indedual tax prepare( Subtract/ons January 2016 (S) Year to date (I) Other funds debited -47,522.76 -47,522.76 Taxable dividends 341.64 341.64 Funds withdrawn for investments bought -1,967,966.43 -1,967,966.43 Taxable interest 7.73 7.73 Total subtractions -$2,015,489.19 -$2,015,489.19 Total current year $349.37 $349.37 Net cash flow -$2,010,294.62 -$2,010,294.62 Prior year adjustment 2,173 73 2,173 73 Closing balances $0.00 $0.00 Total dividend & interest 32,523.10 $2,523.10 noci llY GM 00023076 C W 70303005683939 W7003187084 COCO'? 0116 0305 Page 3 of 8 CONFIDENTIAL EFTA_00I33696 EFTA01252391 Account name: GHIKAINE MAXWELL *UBS Resource Management Account January 2016 Friendly account namo:Ind:CashoSaving Account number: Your Knencial Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Interest period Dec 7 - fan 7 Opening UBS Bank USA Deposit balance Dec 7 $74,708.56 Closing UBS Bank USA Deposit balance Jan 7 $250,000.98 Number of days in interest period 32 Average daily balance 8151,726.10 interest earned 82 72 Annual percentage yield earned 002% UBS AG Deposit Account APY Interest period Dec 7 - Jan 7 Opening UBS AG Deposit balance Dec 7 $0.00 Closing UBS AG Deposit balance Jan 7 S1,762,457.70 Number of days in interest period 32 Average daily balance 8854,697.03 Interest earned $14.98 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the altemaove investment objectives in important inkmation about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary moderate Investment eligibility consderation - None selected 0470008005669940NP7000107084 00007 0116 030575004 GM 000230894* 4 of 8 CONFIDENTIAL EFFA_00133697 EFTA01252392 Account name: GHISLAINE MA (WELL Resource Management Account Your flnandal Advisor. *UBS Jai 2- 1. Friendly account name: Ind.Cash'Sasing Account number. SCOTT STACK MATILYLE CASRIEL Your assets Some pnces, income and current eaves Shorn may te approximate. AS a les UR, gam aidlossesma/ not be scuralely reflected. See smpoaar inkismoson Stour your steamer, a the end of ths dxumem for more infornason. Cash Cash and money balances Cohering tidanCe C109119 batriCt Price Per share Average Oak:fend Interest DayS In Hddng on /an I (S) on /an 29(S) on In 29 ft) rale period period Cap amounl (5) Cash -50,000.00 0.00 UBS BANK USA CEP ACCT 250.000 00 0.00 250,000.00 UBS AG DEPOSIT ACCOUNT 1,810,294.62 0.00 Total 52,010294.62 5.0.00 Cash alternatives money market funds Monty market funds art neither insured nor guaranteed by the Federal Deposit Insurance Corporation or any other government agency. Although money market funds seek to preserve the value ce your investment at $1.1:0 per Share. It is pabitle 10 lose money by Infesting in these funds Tote reinvested is the iota d at renvesteddvxlends a does not 'nolo& any cash derfends. R is notate< Unteakzel(taxi gain or loss is the drIfetence between the current vane and the cost basis md would lot for the purposes of determining hoed ng periods or cost basis. The shares you receive can tore you generdly be your taxalde gan or loss if the security was sold on this date. The unrealized (tap) pan or loss (my wows? dudend become el separate lax sot. need lo be at:Suited for let Len of captcl Metre nts in order to determine the realized gain or loss for lax reporting purposes. Cost Casa is the total purchase cost of the security, indudng reinvested cludena Ire cost basis may need to be amusted for return d cap tal payments in order to rkterinne the ale usted cost taus for sac /averment return is the curie m value 'anus the amount you invested. R does not include shares that are nd reporting purposes. reflectedonyour statement, inducing shares that have been realized either a On or alas. a aiso does not Include cash dntdends that were not reinvested. itirthate pricer Nurnter Average cote Client Cost NM per share Value on Unrested hues/rent Melting Hddng d shales per sham (S) imestment (S) basis (S) on Jan 29 (S) fan 29 (S) gan a las (S) return (S) Period 1.65 SELECT DRIVE INSTIFUTIONAL FUND 2.595,665 410 1 CCO 2.595,665 41 2,595,665.41 1.000 2.595,665 41 EM: 47,008 Current yield 0.27% GM 00023078 Cele70009305669SM1 NV7003197084 00007 0116 030579001 ►aya 5 of 8 CONFIDENTIAL EFTA_00133698 EFTA01252393 *UBS Account name: GHISLAINE MAXWELL Resource Management Account Your Ilnandal Advisor, Friendly account name:Ind.CashISavng scan STACK MANLYLE CASRIEL January 2016 Account nuntber. Your assets (continued) Fixed income Mutual funds Total recnversted is the told cll at leavened onaends does not include arty cash dsailench. n is Mt a Unseat/zed frattlgato a loss is the dfference between t he current value and Iht cost basis and wOuld tax lot for the purposes of deierminng hating periods or cost basis. the shares you receive each tine you genersy be your taxable on a loss if the security was sold on this date. The unedited flax) ban a loss may reinvest dvdench breome a separate tax lot. need to be &grated for return ol capted payments in order to (*torrent the reeked grin or bss for lax Cost base a the tad purchase cost of the security. inducing renveSted d Wen& The cost basis may reporting purposes need to be adusted fa return CI Capital payments in order tOdetemne the ailusted COst oasis for tax avatar ear return is the current vaue menus the amount you invested. a does na include shares that at not reporting papas... reflected or your statement, inducing shares that bane teen eta ded es either a gain Cr a loss it also Wes na include cash dsidteds that were not reinvested Purchale DRS Number Average pace Client Cost Pace per seise value on unrealized Oar wenn-ern ircicirg leching of shares per share (S) investment (S) basis (S) on tan 29(7) len 29 (S) coinMIMS (5) return ft Celled PUTNAM SHORT DURATK)N INCOME FUND Y Symbol. PSDYX Trade date. Jul 20, 15 348.605 578 10.040 3,500,005.25 3,500,005 25 10.020 3,493,027.89 -6.977.36 ST Total reinvested 966.992 10.031 9,700.69 10.020 9,689.26 -11.43 (Al: 319,226 Current yield 0.55% Security total 349,572.570 10.040 3,500,005.25 3,509,70594 3,502,717.15 -6,568.79 2,711.90 Your total assets Percentage of Cost Estimated Unrested 'taut on Jan 29(S) your [(fount bass (S) annual inCCMe (S) grin or IOSS (t) Cash alternatives Money market funds 2,595,665.41 42.56% 2,595,665.41 7,008.00 Axed income Mutual funds 3,502,717.15 57.44% 3,509,705.94 19,226.00 -6,988.79 Total $6,098,382.56 100.00% $6,105,371.35 $26,234.00 -$6,988.79 Account activity this month Date Aditrly Description arrount IS) Deposits and other funds credited Jan 4 Transfer POURNAL FROM Y1 23568GNISUsJNE MAXWELL 92.72 Jan 4 Transfer JOURNAL FROM VI 23571 GNISLAINE MAXWELL 690.51 Jan 4 Transfer JOURNAL FROM Y1 23570GHSLAINE MAXWELL 821.65 Jan 4 Transfer JOURNAL FROM Y1 23574GNISLAJNE MAXWELL 541.48 Total deposits and other funds credited $2,146.36 CNP7C008005669942 W7000187084 00007 0116 03057 C _ _ 100n0I4 00 6 of CONFIDENTIAL EFTA_00133699 EFTA01252394 Resource Management Account Account name: GHISLAINE MAXWELL Your finandal Advisor: 4ti)UBS January 2015 Friendly account norne:Ind:CasNSaving Account number. SCOTT STACKMANLYLE CASRIEL Oak &linty Oescrption Amount (5) Dividend and interest income Taxable c mdends Jan 29 Ovidend LISS SELECT PRIME INSTITUTIONAL FUND 341.64 Total taxable dividends 1341.34 Taxable in terea Jan 8 Interest US$ AG DEPOSIT ACCOUNT AS OF 01107116 6.75 Jan 8 Interest UEIS BANK USA DEPOSIT ACCOUNT AS OF 01107/16 0.98 Total taxable interest 37.73 rocrnk.n., O, c Jan 4 Dvidend PUTNAM SHORT CURAMON INCOME FUNDY AS OF 12/31/15 2,163.76 Jan 4 Interest US$ AG DEPOSIT ACCOUNT AS OF 12/31/15 823 Jan 4 Interest OBS BANK 1.15A DEPOSIT ACCOUNT AS OF '2131/15 1.74 Total misorlleneous 32.173.73 Total dividend and interest income 32.523.10 Date MUM). DMOSPOOn Anmull Other funds debited Jan 12 Transfer JOURNAL TO VI 23576 GIEStAINE MAXWELL -4301.97 Jan 15 Transfer JOURNAL TO VI 23576 GHISLAINE AtAXWELL -95.68 Jan 15 Transfer JOURNAL TO VI 23656 TERRAMAR PROJECT, INC. -10.coace Jan 19 Transfer TO Y1 235687100 -1030.00 Jan 19 Transfer TO Y1 235687200 -30,000.00 Jan 19 Transfer TO Y1 23574 1100 -1,600.00 Jan 20 Transfer JOURNAL TO VI 23679 POT & KETTLE, LLC -500.00 Jan21 Transfer TO Y123571 7100 -0.05 Jan21 Transfer TO Y1235709100 -0.06 Jan 27 Transfer JOURNAL TO lel 23576 GHISLAME MAXWELL -25.00 Total other funds debited -$47,522.76 Invesbnent transactions Fa more Information about the plicdiedue shown br restrkteds«uitles, see Important Information about your statement at the end or out dor unent. Proceeds /rpm Funds intestrnent withdrawn for Accrued Cate Acting Descipbon Ouanilty vtlue (S) Pnce fit rianimucos (S) muniments bcoont interest (S) Jan 4 Reinvestment PUTNAM SHORT DURATION INCOME FUND 215.729 -2,163.76 DVIDEND REINVESTED AT 10.03 NAV ON 12/31/15 A5 OF 12/31115 Jan 20 Bought LIBS SELECT PRIME INS1TILYITONAL FUND 1,965,461.030 -1,965,461.03 Jan 21 Sold WS SELECT PRAVE INSTEP/TONAL RIND -500.000 500.00 coatroom' next page SDNY GM 00023080 P DIPT004:030568990 /070001870:8400007 01I6 030S ►age 7 of 8 CONFIDENTIAL EFTA_00133700 EFTA01252395 Account name: GHISLAINE MAXWELL *UBS Resource Management Account January 2016 Friendly account namo:Ind.Cash/Savin Account number: Your lq sandal Advisor. SCOTT STACK MAMLYLE CASIVEL Account activity this month (Contrived) Investment transactions (continued) Proceeds Iran Funds imesbnent withdrawn fa Accrued oat Aanily Descaption Quantity Um (S) Price (S) transactions CS) imestmentsboucfit (5) merest Jan 21 Sold UBS SELECT PRIME It/STRUM:NAL FUND -0.110 0.11 Jan 27 Sold U85 SELECT PAW( INSTITUT:NAL FUND -25.000 2800 Jan 29 Reinvestment U8S SELECT PROS( INST81.810NAL FUND 341.640 -341.64 DVIDEND REINVESTED AT 1 00 NAV ON 01? 29y I6 Total 5925.11 41,967,966.43 Date Activity Destro:4m Account SS) Money balance activities Dec 31 Balance forward $250.000.00 Jan 4 Deposit 085 BANK USA DEPOSIT ACCOUNT AS OF 12/31/15 1.74 Jan Withdrawal UBS BANK USA DEPOSIT ACCOUNT •1.74 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF OU07/16 0.98 Jan 11 Withdrawal 085 BANK USA DEPOSIT ACCOUNT -0.98 Jan 21 Withdrawal IBS BANK VSA DEPOSIT ACCOUNT AS OF 01120/16 -250,000.00 Jan 29 Closing UBS Bank USA Deposit Account WOO The U85 Bank USA Cep0Sit ACcOunt Is your primary sweep option. Dec 91 Balance forward 91.810.294.62 Jan 4 Withdrawal 085 AG DEPOSIT ACCOUNT ASOF 12/31115 -50,000.00 Jan 4 Deposit 085 AG DEPOSIT ACCOUNT AS OF 12131115 8.23 Jan 5 Deposit 085 AG DEPOSIT ACCOUNT 2,146.36 Jan 5 Deposit UBS AG DEPOSIT ACCOUNT 1.74 Jan 8 Deposit UBS AG DEPOSIT ACCOUNT AS Cf 01/07/16 6.75 Jan 13 Withdrawal 085 AG DEPOSIT ACCOUNT A5 0F ON 12/16 -4,300.99 Ian 19 Withdrawal UBS AG DEPOSIT ACCOUNT AS OF 081516 -10,095.68 Jan 20 Withdrawal 085 AG DEPOSIT ACCOUNT AS CE 01/1916 -32,600.00 Jan 21 Withdrawal U8S AG DEPOSIT ACCOUNT AS Of OI/2016 -1,715,461.03 Jan 29 Closing UBS AG Deposit Account $0.00 The U85 AG DepOW Account is your seconckry sweep option CSW70009001689944 W7000187084 00007 0116 COOPS nrw _Gm_ yigit B of 8 End of statement for account number CONFIDENTIAL EFTA_00133701 EFTA01252396 Important information about your statement U3S Financial Services yr. the F im or UBS Anemia! - r rintr Fri n tprrot t claim for cash). The 5 RIC asset protection limits arclyto account aka you choose one of U. following Sakes) is a nerd:ea of all ['Finkel stony, canna" - Mate the error or One trawler you ae inure all actrits that youhold in a patina- capacity. nesment awakes' and cptb exchanges. LES Financial Senices and LES Ent, and explah as dab as you cal shy you The Fern, togear with certain al/ hates, ha also • Padua Cunentencome. luau.. as sang the Bank USA at rdrect stbsidiares of LES AG and bele. t is an error a why you need more purchased e.ppbrrantal protection. The mann generation et income any. anilines of LBS Secisitin U.C. The Fein's Hannah nekotion anoint mat to al •Igbie ants, coktaeb Le-der • AcInt• Appradnita Investment( seeking statement is available upon reopen. The Fin's meanie - Provide the dollar amant of the suspected emu. this praecien is 1500 millon a of (*center 10, 2013. yowl" of prncpalrather than the generation of off ices a a: e. The Firm a Card Issuer a negligee. your arnairc Skeet to the poky corditons ad Imitations, cash at • Produce Combineton of income and Capital LES Plural Sanas and MI carat any eller promo*. I we take mae tan the Firm islona protected fa Lp to tl 9 million ei the Appreciaton 'pot nesiments seekrg both tie generator 1200 Harbor &alined 10 tarots dap to do chit we wee creed' your access* axregate For all our amounts herd in a particular of income and plitO11. Weehawken. 111 07086 For the akin you the* 6 near, so tat you will have capacity. A hi copy of tie coley wading is available the use of the morey clang the tiara it takes us to Liptl request. Overall risk pales This statement represents the ally official record of yet. complete Our nestigation. U35E-uncial Seam account. Other warek rapt The SIPC protect en and the supplinordi protection • Conservative: Seeks to maritin heal prircPai, with official to donnas. containing calicleg data should Flagman all cloaks payable to the Finn or tie both do not apply to* law risk ad volatility to the account wall even rot be relied ran If youbate there is an emx or that means the accost does not generate PTAcant racial instaution rdeated on tie front of to • Certan financial assets controlled by (and extra n name or returns and may rot keep pace with emission please upon a immediately n kiting to the statement ha:deinto regular accost fen awards your account value) bat held away fcorn U85finaxel Branch Manager of the office servng gout account. my be subject to manatee lees, envoys for late Services (e.g., amain(i) cosh at LBS Bark. (i) cash at reflation. payment for earns purchases and chums kr unpaid LBS AG Stamfordbun* (id i'turne poicts, • Modeearec Willing to accept same ride to pinepal and AThetati al figures ;howl are ntended to be accurate. annns icr cash accoats. Accounts that at turderred including ad* annuli.. and Off shares of natal tolerate some totality to wek hirer returns. statement datasnub not be used kr to purposes Rely to other instaeons may be subject to a trawler fee. finds where such shares are registered drectb n the • Agressne: Wiling to accept high ride to principal and sdeb on waend lax loons, (i.e., Form 1099, 5498, nane of to account holder on the books ad reads high kited* to seek high returns ma time. 10425, etc.) whinpreargyour a return. The Fim 6 UPS Sweep Options of a applicable iaaer a barter agent). required by law to regal to in IRS all taxabk dividends URS offers options kr sweeping cash balances. balances • Cain anima contacts or annent interests Statement toweholdne aortae rentable *ands and table eta to ba-A deposits at UBS Bak USA and 1165 AG Stanford linked pannertios and prime placeants) tat We may consolidate at related account statements with earned on woollies Feld n you mccen, net proceeds trench (Bank Sweep Programs), money market mutual ae rot registered under the Securities Ace of I933; the sane address n the sea enabe. Accosts may a sale transactore, and cost taus on certain covered fads (Money Fe.n) rdtheMerest analDepose ad be related Ice this purpose Lease they have owners swain. daunt (OA)1a customers with an internitional • Commodities contacts (e.g, foreign exchange and who also maintain joint roost relationships with other Refar0. Mamma Account. Through tie Bank prec asmetal candt.t including futures cancel clan at the sane address. This oracle. 6 known as Canwanications with the Pim Sweep Programs. cash balances TO swept to 1185 Bak ad commodity option contracts. •householdreg ' II you prefer to receive rditedual • Please re-content eery oralcorm-mat:ores in wring USA up to an esti:tined knit ad then to UBS AG statements mated n separate envelopes — you may to luther protect your rips, ironing your reps Stanford Branch a a Money Fund. Deposals at 085 The SIPC protection and to suppemental protection do decline hauseholdng by titling Jour Fhoncial Adeisor. ader the Sara' Investor Protection An (WA). Bank USA are FDIC enured in accordance with FDIC not apply to these (Met *ben 4 Sty othatuase appear • t the f;nem ial institution an the top left of a front rules. For mere rdcrinatia 0400 kit wrmidic got. on you Paternal. The SEC peotecia and the Friendly accaurt name of this statement is not U3S Fenanciel Strokes, (.25 Deposes a LES AG StanfordBrant and shores of sakerriental protection do not protect agent change. The kierdb accent rune reflects eV amnia that you Financial Sakes caries yea account a clearng Money Funds at rot inared by the FDIC. in the maker vats of you investments (whether a a entered cn the firm's ordne services websee. It a a brcker by anangerrent wish the nckated ensoknon result of market movement, issuer baltruptcycr customizable 'nick-arm • chosot by you to pa yeti We irdonned you of the reletorehP when you Through the Ok wadi* bead, buena are swept to wawa) with your recordkeeping it has no legal effect an your opened this OCCOMI. In ti case, your dads and depoU accounts at UBS AG New Yak Branch ad U8S account. You fan Mace war FnanAraCCOL01Minn, seediness* lasted a U85 financial Services and not AGCaaran Brash These deposits are not axed by More information is avalable Ian recast You may trough Oa* Services a by contactrg your Financial tie it:dam broker, ad yourat mace a repon the FOC. Balances held at ihe LES AG Cayman Brach obtain more information about SITC, near* the 5IPC Adieux. of ay einix or amain to both limn. are tempera* apostolic, the sovereign a of the Brochure, by contacting 51fC a 202-371-8300a by Cel an bland% and Nero is no wa ke. a other earwig the SIC *rebid. ariontw.alptoop A.X007% overview All accant statements shall be cleaned cceryobte ad caganon of LES AG to repay a balances while cashes • Vale akaaccount/porta Net of mutts and accurate a not objected to in rang within 60 days. LES Cayman's Brach's books. Dividend Renverbrient Program (DRIP) The an reflected 6 an average price You may obtan • As,et Inclas avast* cats balances, saws tar • Please died customer complaints or repeies to he Deposits at U135 Bat USA and eachUB5 AG Branch are the actual price from you Fnancial Advises. Orsly whole restricted sea* (est and Global Tine Deposits, FiksClin Relations Depanent at 201.352.1699 not protected by 5IFC . Money Find shoes are protected Mares re purchased ate DRIP; pall shares wil be u-realzed marks to market, and caftan assets not held or toll-free at 803.354-9103, 8:00 A.M. to 6:00 P.M by SIPC TU35 Financial Services Accetnt Thacker Font ad the cat wff a deposited n your rearm The by tee Fim. Does rot include unwired walkedassets ET Monday through Friday, a in rang to U3S bebw 6viderd reinvestment pricesuppled byte isuer my at the end of the pior and anent statement periods, Or Financial %Nees hc, Client Relations Dena-anent, rarer barnthe market pice at each to partial tares pirate iwestrrents, averted stock options and P.O. Box 7C6 Union City, N107087. Upcn yeas recast, balanose in to Bak Weep are sold wawa stock anions • h caw of errors or patens about an elationic Programs a OA may be withdrann and shawl of a • Lialarkes Includes debit ascendingrnagn hods transfer WM bit payment er UBS astable Money Fund may be liquidated, ad the meads Csalealieu hors, credit lie, Olson nature (maces. card transactions, call KW-762-1000, certif.to UBS returned to you a your seemes account. Lint/ whole units may be hekhn pa account. if you a • CashAeoney balances. Total of uninvested available financial Senices ex., 1000 Hater Blvd., 6th floor, abed to a partial unit as a result of a &Wird pkrnent cash balances. plus UBS Bak USA deposit bans, UBS Yikehawkert NI 07086, Attrc RIAACESA Senates. Rata it imatian about available nap *pions, a eternise, the Firm call other sell panal tilts at AG Stanford &arch depost balances and money market inckerkw anent newt rates and alelv k available at menet pike a accept an amount detained by a itutud lund sweep Ways, at a claw of the Cal a ate as won a mu cat if you ihrle gar antra. cartsweeppelok from your Financial Advisor regared dozing agency. and credit your acme stamen period. Norman-nod* bee credit balances in statement or receipt 4 wow or if youneed more or by callng 800-762-1000. your accost are rot segregatedfrom other balances rilamation daut a bander en the Paean or Investrnent objectives ad se Fin' may use any of these funds in the ordinary recess. The firm on Card ewer (as epplcablM must UPS Financial Service' amount protection The natmert olmeams ad ask profile ae speck to course cd itslowness. These funds a* payable upon hear from you no Int that CO days alter to Fine The Fim e a manbdr of to Searles Investor Protection each account and may aybetween Please scat the your domed. This total is included in a pant period sent you tie fin statement on which the tar or Cabala (51PC). which reads securities roans of Firmpork* ;n ran; of any significant change it gar closing value. prcblern gipeatri. As members up to 5500,C00 fncludng 4297,000 for financial situan or ntestmert objectives. Fa each SONY_GM_00023082 CONFIDENTIAL EFTA_00133702 EFTA01252397 important information about your statement (CallanueG) Landing information am wok,mem& recent n the market Pnces we — 'OblrbiAions to date' may a-chatMunn of - h acenso to commeskns received in comedian Fa Maned informal:et on the Fin's lending practices obtained ban Yana tend party mates Sikh we canal axone a' bah. with the sale or distrtution of an-ody contracts and saxkarts. refer to yaw Cent Relatinthip beam to be reliable, but we do not guarantee they — 'Crignaturg sin' represents the mita offerer; rid sat nentrunt trust wins Mow clients, we Agreement or A«ant Agreement and the General accuracy. price per unit and may MI reflect you cost basis enact cur enlist* lecke reweave stueng Team and Cordit ons UBS Statesmen of Creed Iranices — We taw* roe the dairy pica when nal* or compensation from awry of the inseince mailable in Amer ems andDial:lures al the mere of the bid rd ask prices fee lined • Restricted secenties Regrind marines general& conpates undenwein the aunty contacts. wane Sr cataract,.w irTirarr SettiritiEl ad meatsor on& bed prices la OTC are not army eligble for public sale. CBS Piqued alldates ol the irourece ccenpanies or sponsors of securities. SaVia. uses the market price of the unrestricted stock the um imminent tugs we «suttee. Yaw ants — Less acne& traded securities maybe priced using a of the same aver as me fl uted value fa the - Cur aft bates also man trading cornet:ins and You statement bonus securities end other assets held vaLution model or the mon recent pie we rethicted stock few purposes of Ma statement onar To other compensate° from mutual huh and in the mount at the end of the statement period. You cbtarvid aid may not reflect an actual market price the esters that restricted searities' are eliabb to sale, insurance companies whose products we olgralula may ask for dean& o/ hay paid securities at art! time. a wan. the wake received may be substantial& less than the - We receive at nil fee horn LOS Br* USA ad You may recent sectrities used as loan canal after — Certain positions may ewer mina a price and inmeed value sham UBS AG Surreal Branch ol up to 115 per amine paying any balance dim on them. Any semen will *low as 'price was not avalable• Awe me sweeping to the banks uncles the UBS Bank Sweep tree re.IUJ to the FinBrig the statenwnt period are rouble to obtain a price for a manly • a (estimatad) inorne, cement yield, and rata Stumm. limed at market vain as of the end of the staement — Deposits a societies desxminted as currencies An mina of arrual income 4 based on currant period other thanU.S. doltis are reflected se the exchange dnidind and eitereg rate, awning the securities will Adinty • Cost bad. In dean-riming the cost basis of the tae as of the statement date. be held for ore year from statement date a well hIcaruhanreparelng canmesscen and other charges seances induded n this statement, where indoated - for mean secteities tracing in nortecinfaming maturity. This mime is only a guideline, accuracy inctrred n corned«, well the meanan of trades, with the ameba 'I,' LOS Sinitic Services hen relied demninakent pte ad quarvitY 0ace naked may rd continued insane are nol guaranteed ireldng option transactions has been included on alinformal:et obtained from sources other thanUBS havebeen adiated to fmilitate pour valuation. — farmed anal income and amen yield for conlianstions ;avow& furnished to you. ad will be Ramie' Sakes. rehAing neon/pica Iron another To obtain tunes dacha:ens, Mien avaiabk, contact certain tapes of sashes could node a (Man of provided to you pimply onrepast fin or that you may haveprovidedto you fnancial your f eternal Advisor. pricpal or capitalgains n 'Ankh case the est. Adoiser. The Finn don not independently may or intone (aril cummt yield/ would be overstated. Slat guarantee the situarya midi& of ant nlomution • Private Membnante and structared product.. — Eginated anal accrue rd cutest yield and the you are engaged in shoe seance a cavity, you may Povided by tomes Ow than LEES Froncial Swam Private imisenwa marina (jibing died actual intone and yield nigh be lower or higher nos a charge die to cenanbareag costs forthat partionatian program and real estate investmern bug than the Mewed amounts. pan kula security. h reallians attlxugh LOS Financial Stances general& securities) m4 stucued prodicts are generally Mfg" — An eganate of a- malted:um (dividend ander plates this informutian as it is race:wed, the fins adid Cron structured indicts haw not been intemosaided by the anent market Open at does not provide at envenom this the infonnaGon registered with the Securities and («chary vita avante balance is based on the last dividend Regarding oval 'ecocaliacancelled- ceders that trader "Cost basis' and "Urrealced gait loss- is Comnissim a on* ay state securities laws We or micron Perm, made by the issuer and were not hauled by the gatemen date. open Weald acute as a the date of this statement. As such provide estimated vases for private meslmam assures the seasbeidepouts will be hell for one sell stop orders are reduced by the anoint of cadenzas please do not re& on this egonnalion to make securities mid strums«) predicts for informatmal year from the statement detect until matey. or signs on an exavidends or aright date unless pasha a sale dmisians, for las purposes Meows only. Accuracy is not guaranteed Accuracy and continued yield are not ¢Arattetd. tumid otherwise by you. You we responsble fa otherwise. Accounts transftend to the fin may — These values nsay differ substantial,/ from prices, if orders that we executed due to you failure to cancel refkin oarless Hammin on& for the period et any, at *hilt a private entharnenl beauty a' • Assets not held by UK Financial Services Censer eMtin9 open orders. teu they are held a the Mn More historical sauteed product may be boaatt a sold and do assets are not held by the Fin and no wen the nlamatcn on be added by you Anita Adam not necessarilyrepresent the mkt/emu 'Illy receive Fenn possesscn or control. These assets are Privacy upon limitation. depleted on yam statement fa infolmational To obtain a copy of our Met Client Privacy Notice, • Unrealised gairafiones hewn data 4 available. - lhid parlyestinges of yak* are as of a torten purposes only. Positions and values presented are please contact your Fnancial Achim a visit our websim estinated usual:zed gain losses are calculated for dale and are applied to UBS Fnancial Services on a provided by the 'mho firm. lin Financial Services is at saw ohs!Om/diva-vs.:Wry relividual semi/lots. lhe transaction data for meal( basis by an independent valation Ism. not rev:table for ths intonnawn and does not exkviatal lots mayor may not relied commissions, Issue', general paints a spmsa nitrated values, guarantee its accuracy. These assets are not protected UBS retaxiel Services is not a bark the RMA Business charm Arida- vacuity reorganiratin events. if arry. are supplied to the remit& the our, by Seta*. simis supplemental Slit coverage. Services Account BSA and IRMA are brokerage acoards Dierdind and other reinveamem lots and systematic pneral parries a sponsor and may be calculated which provide access to bracing services and products puchase km are each contend to0ispayone based on diferna iternaban ban that used by • Revenue sharing and additional compensation though arra-sauna net al dated barks and other averaged lot. The • Trade date colam presents the third omits to derive their eslmaeed values. — In addition to atfaliSS441S on sibs and 12b1 lees thrd-party banks, and provides access to entrance aid original uansacoon trade date. - You cm Man addekrul eiformahan regarding received n comedon unth the distrtAion of annuty modish issued by unaffiliated thither& the methodology used to Mannino the Mina of maul finds to our oat we ands all aflame insurance companies through name* agency • Callable nowides Bends and Maud dark that value, and to date of the formation that is the subsidiaries of UBS Financial Services W. bailor the mingeby contacting your financial make mime sharing penile frorn distribute(' the issuer cats for ta redemption war be selected ands advisors of the mutual funds that we sell. mensal& by lot Iran among all smacks of that Advisor. Ibis* mourns are based on two deferent Ineestinnt nsurance. ad annuny products: issue held in our name or n nominee nee la err - thid party est:need values may be reflected as components 0 the amount of sales by LOS of a Not SDK rand • No lark guventen May lose vitae clients Call bum infonnenn is obtained from third 'Not pried' n several seuaticris: seen an penury mutual fund lenity to our clients. and 40 parties and is accuracy is not guaranteed. Cher call independent valuation Inn has nor suppleda if the abet value of a destitute. mutual fund fmiys RMA. Resource Management Amami. Business Semis leaves may exist which could affect yield conalett unable to emir a vat*, when we become await shy.. held a the lint Accord 850. IRMA and ettemanonal Resource Somalian will be provided upon request that a material event has oared that may call a — We and cis afloat, also receive nem:eking and Management Access at registered service masts of perviusly reported yam ineo quest:art or when a errnta processing lees in consideration for UPS Nana Services ac • Certificates of deposit (Ceta). COs re FOIL rimed aka wcts1/41 be hlahlespeculatini die to the name transfer agent sakes that we provide tote up to 1250.000 in piscine and accrued interest per <4 the storey mutual fads Thew fees decimally art pad from Visa Signature is a (wagered service mark of Vasa depose.« and per depositoryIMOLA-rat inaccordance ▪ When ether as mune general palm a sponsor investor assets in the mutualhad and area fend International LOS Visa Signature (red* cads and WS wash FDIC rules. estimated vain nor a died-party estimated valor is dear amount based on the muter of accounts at Vera debt cards are issued by USG ea USA with provided, the value of the security willbedifferent the lakadealer holckvg name ands of that fund pensmon from yea USA Ur:maned. • Pricervalue Prim displayed far lottritYs and other Iran is purchase Pie fallay predicts mar be higher a lower than the pia that UBS financial Services Inc Fey 201511 SDNY_GM_00023083 CONFIDENTIAL EFTA 00133703 EFTA01252398 *UBS UB5 Financial Senices Inc 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 February 2016 CNP70057492030216X1 YI 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: Gl-liStANE MAXVVEU. Friendly account name: Ind CasNSaving Account number. Your Pi nandal Advisor: ≤C011 STACKMAN/LYLE CASREL Pnoie Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on January 29111 on February 29 (1) account 029323575 Your assets 6,098,382.56 6,245,837.55 Visit our websIte: Your liabilities 0.00 aoo www.ubscomainancialservices Value of your account 36,098,382.56 $6,245,837.55 Sources of your account growth Tracking the value of your account during 2016 Value of your account Tbc Lr..anG5 at year end 2015 $6,144.731.58 Net deposits and 614.17 6,2964 62450 vathdranals 399234.21 • Your nveStnent returrc 4,2C(9 9 ()Wend ard interest income 35,367.49 Change in market value -33.495.73 Value of your account on Feb 29. 2016 64245.837.65 Dec 2014 Dec 2015 !!-an 2016 Feb 2016 SONY GM 00023084 Member SIPC CNP7000E005749103 W00020227? C0007 0016 030575004 Page 1 of 8 CONFIDENTIAL EFTA_00133704 EFTA01252399 G.C.PNIE UBS Account name: V. ELL Your Financial Advisor: Resource Management Account Friendly account name:1nd CasNSavng February 2016 Account number: Your account balance sheet Summary of your assets Value on Percentage of February 29 (1) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 2,741,013.48 43.89% C Equities 0.00 a00% D Fixed income 3,504,824.07 56.11 % E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $6,245,837.55 100.00% Value of your account 56,245,837.55 Eye on the markets Percentage change Index February 2016 Year to date S&P 500 -0.13% -5.09% Russell 3000 -0.03% -567% MSC I - Europe, Australia & Far East -1.80% -889% Barclays Capital U.S. Aggregate Bond Index 0.71% 2.10% Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% CW7001:6005749204 NP7000202277 00037 0216 030575004 GM_000230t580 2 of 8 CONFIDENTIAL EF1'A_00133705 EFTA01252400 Resource Management Account Account name: GHISLAINE MAXWELL Your Mandel Advisor Friendly account name:Ind.CaShiSawng SCOTT STACK MMILYLE CASRIEL Account number. Change in the value of your account Summary of gains and losses Values reported below exclude products for which gam and losses are not classified February 2016(s) year to date (1) Realized gains and losses Unrealized Opening account value $6,098,382.56 $6,144,731.58 February 2016(11 Year to date (1) gains and losses (I) Deposits, including investments transferred in 268,225.15 270,371.51 Short term 0.00 0.00 -6,988 79 Withdrawals and fees, including investments transferred cut -123,614.54 -171,137.30 Cash activity summary See Account Manly the month for dela IS EcaanCeS in your SveeDOCIOPIS are includedin the openng and Dividend and interest income 2,844 39 5,367.49 CIOSingoaancts yaw. Fiat Insurance 8001eS Only 10 deposits a U8S8ank USA. not 10 depOSITS at U85 AG, Starriord &anch of bank deposits placed throurp the USS internalona Depose Account progarn. SIPC Change in market value -0.01 -3,495.73 protection *pries to money market sweep fund holdings but rot bank deposits. See important insorrnabon about your statement on the tint two pages d this document for deists. Closing account value $6,245,837.55 $6,245,837.55 February 2916(5) Year to date (1) Opening balances $0.00 $2,010,294.62 Dividend and interest income earned Additions cor cylpOst$ of 'by statement, raiebidy of interest an] dadeno income ha; been determined ben, a US Deposits and other funds credited 268,225.15 270,371 51 tae ropctling percpedire. 8.020 upon IM residence of the account holder, account type, or product type, sane interest ardor dvidend payments may not be subiect to United States (US) ardor Puerto Rico (PR) Dividend and interest income 2,844.39 5,367.49 income tarts. The (lent monthy statement is not intended to be used and (amen be refer:1 upon for lac purposes. Clients should refer to the apdcade tar reporting loom they receise Iran 185 annualy, such as Proceeds from investment transactions 123,614.54 124,139.65 the FORM 1099 and the FOwtS 480, for tar reporting information It IS the Make Of U85 to file the ttpticatle tar reporting forms with the US MternN Revenue Semce aid PR Treasury OefaaMoent aid in Total additions $394,684.08 $399,878.65 such fOnels accuiatety da.ury duCknct anif of Interest as tar exempt or tacSie income. Pleat comult pail indedual tax prepare( Subtractions February 2016 (5) Year to date (1) Other funds debited -123,614 54 -171,137.30 Taxable dividends 7,831.05 3,172.69 Funds withdrawn for investments bought -271,069.54 -2,239,035.97 Taxable interest 13.34 21,07 Total subtractions -$394,684.08 -$2,410,173.27 Total current year $2,844.39 $3,193.76 Net cash flow $0.00 -$2,010,294.62 Prior year adjustment 0.00 2,173.73 Closing balances $0.00 $0.00 Total dividend & interest $2,844.39 $5,367,49 SDNY GM 00023086 CelP7C003005749205 NV7003702277 00007 0216 0305 Rage 3 of 8 CONFIDENTIAL EFTA_00 133706 EFTA01252401 SUBS Resource Management Account February 2016 Account name: GNISLAINE MAXWELL Friendly account name:Ind:Cask/Saving Account number: Your linencial Advisor: SCOTT STACK MAI0LYLE CASRIEL UBS Bank USA Deposit Account APY Your account instructions • Your account cost basis default closing method is KO, First In, First Out. Interest period fan 8 - Feb4 Opening UBS Bank USA Deposit balance Jan 8 10250,000 98 Closing UBS Bank USA Deposit balance Feb 4 $0.00 Number of days in interest period 28 Average daily balance 5116,07153 Interest earned 81.82 Annual percentage mid earned 002% UBS AG Deposit Account APY interest period fan 8 - Feb 4 Opening UBS AG Deposit balance Jan 8 81,762,457 70 Closing UBS AG Deposit balance Feb 4 $0.00 Number of days in interest period 28 Average daily balance 8751,793.97 Interest earned $11.52 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives foe this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can End a full description of the alternative investment objectives in important in6ormation about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration - None selected CNPTC00030S749206NPF00O202277 00007 0216 030575004 _GM_000230ibfle 4 of 8 CONFIDENTIAL EFTA_00133707 EFTA01252402 Account name: GHISLAINE MAXWELL Resource Management Account Your PI nandal Advisor: *UBS FeL Go. Friendly account name:Ind:CashiSaving Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Some pnces, income and current vanes ShOnn May tetppioxinme. Asa ream. gam aidlOssesoW nol be ttcurately reflected. See /mportarit infosmafrOn about your statement a the end of the dxurnem for more Infernal on. Cash alternatives Money market funds Money market funds are neither insured rOr guaranteed ty the Federal Deposit Insurance Corporation or any other gyre foment agency. Although money market hinds seek to cresenie the vase ol your instsiment at Si 03 per share. it is possible to lose money try imesting in these funds. Totalreinvest& is the tout dal reinvested dv4ends it does not include any cash diAdends. n Is rot alai Unrealized(ra4 gem or loss is the dfference between the current vane and the cost basis and would lot for the pumoses of determining holdrg periods or cost basis. The shares you receive etth tere you ge ne idly be your taxed e gan of loss if the security was sdd on this date. The unrealized (tair) gain or loss may reinvest didends become a separate tax lot. needle, be aciusted for ret tin of cazita payments in order to determine the real zed gain or loss for tax reporting purposes Cost Atm is the toll purchase cod of the security, Indudng fenvested d Wends Tee cost basis may need to be alusted for return ca recital payments in order to determine the at{ tined cost basis for tat investment (atom n the cur xint value minus the amount you invested doe; rot include shares that are not reponirg purposes. refleded on your statement, includng shares that have been waxed as either a grin or alas. I aso does not include cash gni:tends that were not reinvested Purchase Ow Number Average Vice Chem Cost Price per share 'Motion Unrelated Investment Hddng Hddng d shoes per share (9) Investment (5) Ways (S) on Feb 29 (9) Feb 29(9) on or loss (9) return IS) period UBS SELECT PRIME INSTITUTIONAL FUND 2,741,011480 1.000 2,741,013.48 2,741,013.48 1.000 2,741,013.48 EAl 39.0(15 Curtin! yield: 0.33% Fixed income Mutual funds Total earthiest& is the toll dal reinvested dvidends n does not include any cash dvidends. n is not a wreaked eray)gat or kos is the dfference between t he current value and the cost basis and wodd tar lot for the ourizoseS Of determInno he (*hods or con basis. The shares you receive Path time you generally be your ISOM gain a rocs d the Security was sow on this dale. The unrearzed (tor) yen Cr loss may (tithest dvdencn become a separate tax lot. need to be agusted for return of capital barnents In older to determine the realized gan or loss la tax reporting putposes Cost basis is the total patchease cost of the security. indudng reinvestedof edends The cost basis may need to be adjustedhoreturn d cacital payments in order to determine the &lustedcost basis for tat maestri:4' return is the current value minus the amount you Invested K does not include shares that are not retxvting purposes. reflected on yow statement, indudng shafts that hare been teaW.6as either a gan or a toss. It asocOeS fKt India cash dui:lends that were not reinvested Purchase price' Number Average pare Client Cost Puce cer stint value on Unrealizedea-0 imestment Hddng Hddng of shares pet share (5) investment (1) basis 31 on Feb 29 0/ F eb 21(9) gain or loss (S) return (9) period PUTNAM SHORT CURATION INCOME FUND Y continued next page SDNY GM 00023088 del/n:003305749207 Ne7003202277 00007 0216 030579001 Pap S of 8 CONFIDENTIAL EFTA_00I 33708 EFTA01252403 Account name: GHISLAINE MAXWELL UBS Resource Management Account February 2016 Friendly account name:Ind:CasHSaving Account number: Your IIsandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Fixed income . mutual funds (continued) Purchase puce' Hunter Average price Client Cost Price per share Value on unedited Goa investment Hddng lathing of sNmes per sham (S) investamt CS) bads (1) on Feb 29(1) Feb 29 (5) spin orlon (S) plum (S) period Symbol: PSDYX Trade date: Jul 20, 15 348.605.578 10.040 3,500,005.25 3,500005.25 10.020 3,493,027.89 -6,977.36 St Total reinvested 1,177.264 10.029 11,807.62 10.020 11,796.19 • 11.43 EAI: $19,938 Current yield: asr% Security total 349,782.842 10.040 3,500,005.25 3,511,812.87 3,504,824.07 -6,98839 4,818.83 Your total assets Percentage at Cost SIMMS Urged'Zed Value on Feb 29(S) your account DOW (S) annual Intone (Si gain or lOsS (S) Cash alternatives Money market funds 2,741,013.48 4339% 2,741,013.48 9,045.00 Fixed income Mutual funds 3.504,824.07 56.11% 3,511,612.67 19,936.00 4,988.79 Total $6,245,837.55 100.00% $6,252,826.35 $28,983.00 46,988.79 Account activity this month Date Adlary DeSOSPIIOn Arrount (I) Deposits and other funds aedited Feb 1 Transfer JOURNAL FROM VI 23568GHISLAJNE MAXWELL 57,913.64 Feb 1 Transfer JOURNAL FRCSA VI 23572GH1SLAINE MAXWELL 128,168.21 Feb 1 Transfer JOURNAL FROM VI 23574GHISLAINE MAXWELL 82,143.30 Total deposits and other funds credited 6266.225.15 Lae Aclitity Deicnotion AMOUnt (1) Dividend and int.:nitincome Taxable dividends Feb 1 Cividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 01/29/16 2,106.93 Feb 29 Covidend UBS SELECT PRIME INSTITUTIONAL FUND 724.12 Total taxable dividends $2831.05 Taxable interest Feb 5 Interest UBS AG DEPOSIT ACCOUNT AS OF 02104/16 11.52 Feb 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0210416 1.82 Total taxable interest $1334 Total dividend and interest income 62344.39 Descapeon AMU', Other funds debited JOURNAL TO VI 2369, 1 16 EAST 65TH STREET LIC -50,000.00 continued next page CNP70000005749208 NP70002022 77 00007 0216 03057 6 of 8 5°Cbl ili CI023 CONFIDENTIAL EFTA_00133709 EFTA01252404 GHISLAINE MAXWELL Resource Management Account Account name: Your Pt sandal Advisor: *UBS February 2016 Friendly account nernesInd.CashiSawng Account number. SCOTT STACK MANLYLE CAMEL Account activity this month (continued) once ActIaty OeStstitiOn AM0011 Other funds debited (continued) Feb 4 Transfer JOURNAL TO VI 2396 GHJSLAINE MAXWELL -597.20 Feb 10 Transfer JOURNAL TO VI 23576 GIISLAINE MAXWELL - 866.88 Feb 10 Transfer JOURNAL TO VI 23576 GHISLAINE MAXWELL -1,440.89 Feb 11 Transfer JOURNAL TO VI 23576 GHISLATIE MAXWELL -70957 Feb 11 Transfer JOURNAL TO VI 23576 GHISLAINE MAXWELL -50,000.00 Feb23 Withdrawal FEDERAL FUNDS COIVPUMENTARY FED FUND WIRE TO Haddon, Morgan -20,000.00 and Foreman, AT WELLS FARGO BANK, NA Total other funds debited 412961454 Investment transactions For mare information about the outerralue shown for restricted secunttes, we Important information oboe your statement at the endot this dortment puxerchftcm Funds In‘estrneni withdrawn la accrued Oae tensity Desception Chiamity Vdue Price (1) transactions (5) imestrneMs boucht (5) imeresl (I) Feb 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 210.272 -2,106.93 DIVIDEND REINVESTED AT 10,02 NAV ON 01/2916450F 01(29116 Feb 3 Bought WS SELECT PRIME INSTITUTIONAL FUND 268225.150 -268,225.15 Feb4 Sold UBS SELECT PRIME INSTITUTIONAL FUND -50,000.000 50,000 00 Feb 4 Sold MS SELECT DM* INSTITUTIONAL FUND -597.200 597.20 Feb 8 Bought UBS SELECT PRIME INSTITUTIONAL FUND 13.340 -1334 Feb 10 Sold UBS SELECT PRIME INSTITUTIONAL FUND -1,440.890 1,440.89 Feb 10 Sold UBS SELECT PRIME INSTITUTIONAL FUND -866.880 866.83 Feb IT Sold OBS SELECT PRIME INSTITUTIONAL FUND -709.570 709.57 Feb 11 Sold L8S SELECT PRIME INSTITUTIONAL FUND -93,000.030 50,000.00 Feb23 Sold UBS SELECT PRIME INSTITUTIONAL FUND -20,000.000 20,000.00 Feb 29 Reinvestment UBS SELECT PRIME INSTITUTIONAL FUND 724.120 -724 12 DIVIDEND REINVESTED AT I 00 NAV ON 02/2916 Total 9123814.54 -9271,069.54 SDNY GM 00023090 C 070009305749709 NPT00O202277 00607 0216 030579304 ►age 7 of 8 CONFIDENTIAL EFTA_00133710 EFTA01252405 -,.-0-i.tarNE MAXWELL *UBS Account name: Resource Management Account Your ABanda' Advisor: Friendly account name: it CasHSavino SCOTT STACK MANLYLE CASRIEL Fi?hri..4ri 20 Account number: Account activity this month rCOnInuedl Date Actmty Description Arrount IS) Money balance activities Jan 29 Samar forward $0.00 Feb2 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Feb4 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 02)03116 -250.000.00 Feb8 Deposit UBS BANK USA DEPOSIT ACCOUNT 13.34 Feb9 Withdrawal U85 BANK USA DEPOSIT ACCOUNT ASOF 02/08116 -1334 Feb 29 Closing UBS Bank USA Deposit Account $0.00 The VBS Bank USA Dep39t ACCOUnt Is your primary Sweep Coign Jan 29 Balance forward $0.00 Feb2 Deposit UBS AG DEPOSIT ACCOUNT 18225. IS Feb4 Withdrawal UBS AG DEPOSIT ACCOUNT ASOF 02/01116 -18225.15 Feb 29 Closing UBS AG Deposit Account $0.00 The UBS AG Deposit Account is your secondary sweep coda,. CNP70008005749210 NP700O202277 00802 0216 030575004 of 8 _GM_000230049e End of statement for account number CONFIDENTIAL EFTA_00B37 I I EFTA01252406 Important information about your statement LBS Financial Services yr. the F im or UBS Anemia' - Thor de oath rr nL, t aver dams for cask. The SIPC assel protection knits apply to account Me, you choose one of the following Sonakesy is a merrter of all orinciml sexily, ammo* - Mate the error or tie Vander you nu -cure all amounts tut youhold in a paniaea- ca acts. tiresment objectirer and colons wohages. LBS Frerxial Settee and LEG $0.1, aid explah as dem& as you caw why you The FM% together wth certain Mediates, he also • Produe Conant/axone. imbue as seekng the Bank USA we rdrect wielder os of LES AG and Wine t is an error or why you need more purchased axplarnental protection. The ntirrun generation of income crib. affiliates of LBS Searitin U.C. The Fim's financial infornution anoint padre to al elgble claws, colateeb order • Mist* Opt*, Approciatan: Investments seeking statement is available upon reopen. The Fen's exclaim — Pronde the dollar arrest of the suspected 990h this protection is 1500 millon a of Dictator 10, 2013. growth of prncpalrather than the peroration of off ices are a: p. The Firm or Cad Issuer era irmaigate your compeirt Slope to the poky corditons ad Imitations, cash at • Produce Combination Odom% and t Capial ie UBS ennui Since, ly. and MI correct any error promptly.. I we take 'nye then the Firm islunette protected for Leo to SI 9 million el the of Appreciation: lwestments seeking both germatcn 1200 Harbor Boulevard IC) Warts days to do the. we wit creel your account axregate for all our accounts heed in a particular imam and goo/that pritptl. Weeheviken, NJ 07086 for the anent you thlic 6 in error, so tut you will have capacity. A ILA copy of the poky wading is available tie se of the matey cling theta* h takes us to spell request. Overall aids penis This statement represents the alb official record of you complete ow thiestgation. U3SE-uncial Services account Other words rapt The SIPC protection and the supplemental protection • Conservative: Seeks to mantain Mk weeps, with °flick to docunents. cortahing conflicting data 'held Please make all cloths payable to the Fin or tie both do not apply to' low risk and volatility to the amoint oweall even rot be relied tan If youbelieve there is an error or Thencial to-Out:on rdcated on the front of the that means the accost does rot generate signd cant • Certan fruncial assets controlled by (and induced n name a nevem red may rot keep pace with emission, please report h immediately n wrung to the statement haddtcnto regita Mart fees, avant, your account value) bat held away from UBS Financial drench Manager of the office %mho your account. my be subject to mai-centers lees, charges for the Services (e.g., undo(i) cash at LBS Bark. (i) cash at inflation. payment for statues purchases and charges For unpaid LBS AG Stamfordbrand\ (id Murree proems, • Moderart Wiling to accept sane ridt 10 pincOal and Athacti al figures shown are offended to be accurate. amens in cashaccrues. Accounts that are varderred including variable annuities, and de shams of metal tolerate some volataity to seek hirer returns. statement data sMuld not be used kr to purposes Rely to other institutions may IN subject to a trawler fee finds where such shares are registered drectb n the • Apptessne: Wiling to accept hip risk to precipal and sae& on we-end tax Icons. Form 109S. S488. nene of the account holder on the books ad records hip volatility to seek highreturns over tine. 10425. mcg whinprepriwyour lax return. The Fim 6 UBS Sweep Options of the applicable hose or transfer agent). requiredby law to repel to the IRS alterable dividends URS offers options For gimping cash balances, balances • Certain investment contracts or imminent interests Statement Thouseholdthe repaid* rentauble dttidends and tattle interest to bat deposits at UBS Bait USA and CBS AG Stanford (eg.. Grated prtnenhix and private placements/that We may %midst, at related account statements with end m vacuities Feld n you accent, net proceeds trench (Bank Sweep Programs), money market mutual are rot registered under the Securities Ace of l933; the sane address n the sin* envtape. Accosts may co sale transactors, and cost basis Ca certain covered Ards (Money Ftn%) and the intern% cnalDepose ad be related la this purpose baste they have owners 'acuities Accent (OA)1a customers with an international • Commodities contacts (e.g, foreign exchange and who also maintain Pm accost relationships whh other Refare.• Management Account. Through the Bank preMs metal co ), includtg futures antracts dents at the sane address. This pracke 6 known as Garantnications with the Fain Sweep Program. cash balances are swept to 11858a-k ad commodity option contracts. • hotatholdreg'R you prefer to receite edam:kat • Please reconfiim arty oral cormancations in wring USA up to an estrtAshed knit ad then to UBS AG statements mated in separate etwebpes — you my to limner protect your ripe. irclang your rapes Stanford Branch a a Money Fund. Deposits at U85 The SIPC protects:en and the supplemental kolection do decline Mumholding by sating yOUF Fhancial Aerator. wit the Scar eies Ina-Star Protection An (Say Bank USA are FDIC Mired in accordance with FDIC not apply to these asset, e'en 4 they °them% appear • the' finay ial tathation on the top left of the front nubs. For rare tdernatim peaty hash wrmfdic goy. on you Materna*. The SEC ptatecien ad the Friendly accourt name of this statement is not LGS Finance' Straka, LGS Depose a L(6 AG StanfordBra-ch ad 'haws of suPPlarientalprotenion do not protect against changes The Friendly %awl name reflects information that you Financial Services carries yes account as cbaring Morey Finds are rot nosed by the FDIC. an the melee vale of your investments (whether as a entered on the firm's onine services mkt.. It a a broker by ana-gerent with the ndcated instance+ result of market moierneth, thee( brkruptcycr organizable *niclnerm • chosen by yea to auk you Through the OA, araileble to nett balance are swept to web your recordkeeping h has no legal effect coyer We interned you of this ration:MP whenyou otherwite) opened this accost h his case, your Ss% and depot/ accounts at UBS AG New Vol. Etanchard LBS account. You can change yet Then* accotnt name, stashes are located a U85 financial Services and rot AGC wen Bramh These deposits are not ;maid by More idorrrution is Estate wen rawest You may through Orem Services Or by contactrg year Finamial the illtdactgbroker, and youmat mare a repeal theFOC. Balances held at the LBS AG Cayman Branch obtain more htemition about SIC, ticketed the 5IPC Advisor. of ay ma or emission to both firms. ate tempi:wanly imposed to the sovereign rift of the &ochre, by contacting 51K at 202.371.8300a by Capron blends, and theta is no guaureee a other ',nanothe sot *abide sr tinew.sewasig Acumen overview All accost statements shall be deemed complete and dothation of LBS AG to repay the balances while cash. • Woe *favor accormacordoeo Net of assets and accurate i not objected to in writtg within 60 days. LIES Cayman's Brach's books. Dividend Reiwortmont Program lore) The eke reflected is an average price You mar obtan • Asset. Inclues avail* cash balances, wakes le • Please diect customer complaints or impkies to the Deposes at U135 Bait USA and eachUBS AG Branch are the actual price from you Fnancial Advisor. Only whole restricted sea ts lest), and Global tine Deposits, Fim's C tem Relations Deponent at 201.352.1699 not protected by SIPC, Money Fund shays are protected awes ate puiehmed wafer DRIP; partial stores wil be u-roaired mats to market, and contait mats not held or toll.free et 803.354-9103, 8'00 A.M. to 6:00 P.M by SIPC #U35 Fa-uncial Services Accent Thotection- sold and the cash wM b %soothed h your mount The by tie Fim. Does rot include worked worked assets ET Monday through Friday, or in wing to UBS bebe. eviderd reinvestment pricesuppled by thee'er may at the end of the pior and on-eat statement periods, or Phancial Services Ix., Client Relations DePatmente offer from the market mice at which the partial sheet private rwesurents, worsted stock options and P.O. Box 766 Union City, NJ 07087. Upon poor unmet, balances in the Bari Swam are sold wercoake dock options • h cox of ems or questions about an electronic Propene a OA may be withdrawn and sham of a • Lidelitos Include, debt betakes, wet/I-ding irirgen fu-ch transfer (FIT. bi psyment or UBS Voedebit Money Fund mat be liquidated, ad the prated' Csabialieu Ion, credit Pre, clue account balinces. card transactions, call 930-762-1000, or arite to UBS returned to you a your sautes account. Crib whole urns may be hekhn ate accent. If you are • Cashaeonee balances. Total of unimested available Rwanda' Services ex., 1000 Bator 8Ivd, 6th floor, waled to a petit wit as a result of a &Wird pnrnent cash balances, plus UBS Bak USA deposit berries, Weehawken NI 07086, ALM RIAACESA Servces. hither tioimatien about available sweep *pions, et otherwise, the Firm tell either sell petal units at AG Stanford tun Bench deposit balances and money market nearing anent hatred rates and WALL t available at menet tyke cr accept an mount determined by a MALI sweep bilances, at the awe of the Cal or cane as loon as yea can if you the+ yar "mothcorrieweethaelth, from your Fonda Advisor regotered clorng agency. and credit your accord statement period. Noncom/v(4 Pee credit balances in statement or receipt 4 warp or if youneed more or by eating 800-762-1000. your accost are rot segregated from other balances iffentation dxut a transkr onthe statement or Invest sent objectives and the Fan rthw use any of these funds in the ordinary recept. The firm or Card loser (as *percale)must UPS Financial Senior wan protection The rwastmere °Menem ad nsk profile ay speck to coursed its deans. funds a* payable upon hear from you no Ike, thin 60 days slier the Pim The Fin, e a member of the Swarths Investor Protection each account snd may vary between. Please advise the your demard. This total is included in the <went period sent you the fist Parma an which the error or Coleman 6IPC). Mach protects securities accost of Arm prorrptly.n sew of any significant change in your closing value. pabkn fl exed. its members up to SS00,0:0 (ncladng S293,000 for Snack situamn or rwestmert objectives. For each SDNY_GM_00023092 CONFIDENTIAL EFTA 00133712 EFTA01252407 important information about your statement (conIssued) Lending information you wouldaced, / recent n themarket Feces are — IDetrtuions to date' may noir* returned - h acklan to commesskns received in comedian Fre Maned informal:di on tie Finn's lending practices obtained from vat tied party sources which sw ca det. Mane eat both. wth the sale or distrtution of an-uat contracts and «xi:nuts. refer to you Cent Relslcntip beat to be reliable, but act do not %sante the. — •Cr one unt we' represents the initial offering and vine natant most units to our clients, we Agreenwni or A«esne Agreement AM the General wavy. peke per rot and may inOt reflect your cost bass anat. al affiliate mew restos shrug Tiers ant Coedit ons UBS Stalerawe of Creed Franke, - We genera/ we the dosing dice when maga or carcernsion from marry of the insurance amiable in Aram?* ale Crixfosures al the mean of the bid and ask prices fee laded • Restricted securities Garda Starint,recall( commas uncles-sorting the arruity {overacts. wane obi retitled, rryfrekronor SeCtOCOS ad %tons or oriS lad pekes la OTC av not currently eligiblefor public sale. CBS Financial allMtn of de insurance ccerpanies or sponsors of smutted. Services uses the metal price of the unrestricted stock the in ineestinent Mats we dottier Yew SOU - Less Meet' traded %murk in maybe priced using a of the erne issuer as en imputed value la the — Cur aftkites alsomat trading corrensans and You statement Somas securities Ind other assets held valuation model or the most recent peke we restricted dock for purposes of Mir statement o*. To other compensator from rival hada and in the avant at the end of the statement period. You cbtaed ad may not react an actual market prke the esters that nntritted securities' are dada to sae, insurance companies mina Prcdats ate arlastle may ask for deer* of hAy paid sec-unties at ay tine. a saw. the wake received may be stbstadIS less than the — We receive an anroal fee boat LOS Bank USA and You may recent securities used as loan collateral after - Certain petitions me:yapper without a price and Wedded value shoran UM AG Staradd Sandi ol up to $25 per acme ppryng sayy balance dare on them. Any seaman will show as 'ark* was not avelable• ft we re sweeping to the banks under the UBS Bank Sweep IlineMPRI to the lirnskrin the natant perkid are unable to obtain a price for a warty • Ea hastirnetad) interns, catmint yields and rota hograms. medal market vain as of the fad of the armament - Deposits or societies denominated in twenties An mina of arrual income it based on current Pena other thanU.S. dotes are reflected at the exhange dnidend and interest rates, awning the securities will /wady • Cost bads hdetemrling the cost baus of the rate as of the statement date. be held fce one year from statement date a trail hkerrwhonregardng «0111VISCelf and otter charges feasts ixtuded in this statement where Sacred - For cairn sashes rang in noneenkemng maturity. Ibis estimate is only a guideline, accuracy Marred n correction wth the executers of trades. with the nab. 'I,' VAS f andel Services has relied dentenindims cae ant grartitY(face value) may ant contanued meant ;re nal guaranteed incldng oreion transactions hat been included en information cbuined from sources other thanUBS have been adested to fmilitate proper vabston. — Estimated anal income and cur* yield for «intimations dhoti* furnished to you. and ell be fi or males. information Iran another To obtain current adaptations, Men amiable, coma certain types of washes could include a Man of provided to you promptly on request. tim that you may have provided to you Fnancial mar Fnanncial Adana. pupalor captalgains n which case the est. Meat The Fim don not andtpenatly nay cc income Ord cummt wag would be overstated. Shari selling guarantee the /aura a rawly of ary Womation • Private krembnento and stuttered products. — Eginated anal Mane and came yield and the t you re engaged in sham selling a sanity, youmay provided by lanes am than LAS Fiuncial Semites Mate inestant see-riles (ix lading deed actual kw* and yield might be lower or higher ixur a charge der to <eine'',baroarg costs for that partkpation program and real estate trammed trust than the estmad amounts. palkular security. h /though LOS Financial awes general& securitin) ad strucued praxes are generally hej* — An estimate of a-roaleed income (dividend ado plates that idornution as it is received. the aim algid. Caws structured products have not been intent) ended by the <serene market Open cedars does not provide at ass...Antes that the infarnation -egistered with the Securities and Excha-w vat eram*. balance is based on the last dividend Regarding open cc • soadajacancellee ceders that under "Cost basis' and "Urrealced gars to is Corrmissim a trade. am date securities laws. We or marred payment made by the issuer and were not exect,eed by the dream date. open toy and wand as ad the date of this statement. As such amide estimated vases for private investment assures the searbedews., will be hell for one sell stop orders are reduced by the anoint of disideawb phase do not reSt on this Manakin to make wallies and structured products for intormatcoal year from the statement date a until Manly. or rights on an exavidends Cr' *rights date unless mrchise a sale decisions, for tat p.rposes Pigmies only. Axonp is not garantea Accuracy and continued yield renal gerrantend. immacted otherwise by you. You re responsible fa «Nowise. 'Secants Mainlined to the firm may — Thew sass maydiffer substantially am pica if orders that re caused due to your failure to cancel refkaa gailloss infarnahm onS for the period et any, at *hitt a private rivestrnent Peaty id • Assets not held by UK Financial Services. Certain eMlin9 open Ordeal Erne they are held a the Mn Mae historical averred prod « may be Wade or odd and do assets an not held by the Firm and not wain the raktemalvn can be added by your Anoxia Advoor. not necessarilyrepresent the yak* you may receive Ends possessim or control. These assets re Privacy upon liatidation. depleted on your statement foe infOimatonal To obtain a copy et as cur* Clue t erefacy Notice. • Unrealised gals/as When data is arable. - lhid panyestinges of rake a as demean pupae only. Positions and values presented we please Contact your Financial Advisor or visit err webst• estimated ureataed gangRises are calculated for date and are applied to UBS Financial Serviced an a provided by the 'twang fem. UBS Financial Services is at drew ohs (0011644Wanitain rendual sent* lots. The transaction data foe regular basis by an independent vaistion I Wm. not respdale for tics informant) and does not orkvitaal lots mayor may not read cormassicrisa btu, general panne a salsa estinsted values. guarantee its accuracy. These assets are rot protected UBS rewicial Services is not The RMA Business chicon rota "'tufty reorganarahm names. if army. are suppled to the Ann* the our, by Seta*. Finis suplmental SAC coverage. Services Accost* BSA and IRMA re brokerage accounts Die:WM and other reinvestment lots and systematic wardparade a sponsce and may be calculated which provide access to Nang smites and products «schwa" Sots are each cartned todadaist one based on darer* itormation ban that used by • Revenue sharing and additional compensation. through arravernents wi n dialed barks and other averaged lot The • Trade Are came presents the third panics to derive they etiolated values. — In additice to CerfaliSSCed On Saks and 12t-1 lees thed-party banks and provides access to insurance and original trarnaction trade date. - You(main additional ialonnation regarding received n cametton ma tie chstratitan of annuty product, issued by snafloliated thrdpany the methodologyused to determine the ntinaw mewl full to CV <ken we aloe Our game :Issuance companies through Munn« agency • Callable amities Bends and raved slid* that Yalr end the date of the derma:en that is the receive revenue sharingPawn from detributen subsdiodes of UBS Financial Services hc. the issuer cats foe eat redefinition era be selected basis for the minute by contacting your Financial ands advisors of the mutual funds that are sell. aortal& by lot Irons among all secuwes of that Athena. These amounts are based on two deferent Ineerstmen, erase. ad annuny products: issue held in our name or in nominee new la or - Arid party estanwed ass may be reflected as components (I the amount of sales by COS of a Not FDIC rand • No balk guarantee* May lose vat <lento Call bare infamaticn is obtained from third 'Not ;eked' in several situations: vshen an pankular maw' fund family to our domes. and SO parties and t =Ufa, is not guaranteed. Cher call independent valuation Inn has not SuPOWd a is the awn valuer of aa/Macula metal fund fanikrs RMA. Resource Management Account. Business Sakes teams may eszt whch could affect yiekt carded unable to antra a valet, when we became aware shye held a n farm Account 85A. AMA and international Resource Marmite) will be provided upon regal that a material event has occurred that may call a — We and cm AMU also receive new:eking and Management Actors are registered service marts of perecusly awned valid into questos or when a cents protesting lees in consideration for UBS Mamie avian PC • Cana-atm of deposit (a). COs are FOK inured value wend be hghysleculaY* clue to the name transfer sax services that we provide to the up to $293.000 n periciul and accrued Mend per id the sicutity. mutual krds Thew fen generally are pad from Visa Signature as a registered service mark of Visa depositor ad per deposing:wavier' in accordance - When neat* an *suer, general pater a sponsor investor assets in the mutual turd and area faced Interrutiona LOS Visa Signature tech cads and t with FDIC rules. estimated vain nee a thrd-perty estimated valet is doter amount based on the rumber of accounts at V* debt cads are issued by LAG Bank USA with provad, the value of the smutty wit bedifferent the Mar dealer holding mad lords ol that I untl omission horn via USA evaporated. • Priadvalue Pawn «spina ter iortrit4s and other Mtn et northern0We- family «cads may be hasher or lower than the Sake that UBS Financial Services Inc Rev 201511 SDNY_GM_00023093 CONFIDENTIAL EF'FA_00133713 EFTA01252408 U85 Financial Services Inc. (SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 March 2016 CNP7C055031990316X1311 0 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStAINE MAXWELL Friendly account name: Ind CastiSavng Account number Your Nonracial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. Questions about your statement? Call your Financial Advisor or the Value of your account RMA eesourceline at 800-IIMA-I000, on February 29 (1) on March 31(5) account 029023575 Your assets 6,245,837.55 4,815,922.95 VisItour webslte: Your liabilities aoo 0.00 www.ubtcomainancialservices Value of your account 56,245,837.55 $4,815,922.95 Souroes of your account growth Tracking the value of your account dining 2016 Value of your account Thousands at year end 2015 $6,144,731.58 Net deposits and 6 144 7 6,MS13 withdrawals -51,337,366.20 4.8t 5.9 Your nvestment return: 4.208.9 Dnidend and interest income 38553.03 Chance in markot value 94.54 Value of your account 2016 on Mar 31, 2016 14115.922.95 Dec 2014 Dec 2015 htar 2016 SDNY GM 00023094 Mamba SIPC CNP20001006518199 NP7000309989 00005 0316 030575004 Peg* 1 of 8 CONFIDENTIAL EFTA_00133714 EFTA01252409 SUBS Resource Management Account March 2016 Account name: GHI$LAINE Friendly account namo:Ind:CasPiSaving Account number: Your Finandal Advisor •J. VIE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (5) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 1,305,154.28 27.10% C Equities 0.00 0.00% D Fixed income 3,510,768.67 72.90% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $4,815,922.95 100.00% Value of your account $4,815,922.95 Eye on the markets Percentage change Index March 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03% Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% CNP700C6005518200NP7003303989 00005 0316 030575004all ll _oti _ oonotafs 2 of 8 CONFIDENTIAL EFTA_00133715 EFTA01252410 SUBS Account name: GHISLAINE MAXWELL Your Pi medal Advisor: Resource Management Account Friendly account narne:Ind.CasN Saving SCOTT STACK MANLYLE CASRIEL March 2016 Account number. Change in the value of your account Summary of gains and losses Whits reported telow exclude products for which gain and losses are not classified. March 2016 (S) Year to date (I) Realized gains and losses Unrealized Opening account value $6,245,837.55 $6,144,731.58 March 2016 (9) Year to date (1) gains and bsses (S) Deposits, including investments transferred in 13,393.59 283,771.10 Short term 0.00 0.00 -3,488.52 Withdrawals and fees, including investments transferred cut -1,450,000.00 -1,621,137.30 Cash activity summary Ste ACCOunt &thirty MG month for dela IS. Banes in your 8weeDOPtiOnS are ind tidedin the Opening and Dividend and interest income 3,185.54 8,553.03 ClOning oaances yaw. wit insurance apples Only toe:let:09LS a U85 Bank USA, rot to dtP09IS al U85 AG. Starriod faanch or bank deposits placed throuo the UBS intetnehorsa DeposR Account progarn SIPC Change in market value 3,500.27 4.54 protection spokes to money market sweep fund hddirgS but rot bank depCnits. SteIMpOrtrnt lolormotion about your stMemerg en the Unt two pages d this document for detals. Closing account value $4,815,922.95 $4,815,922.95 March 2016 (3) Year to date (f) Opening balances $0.00 $2,010,294.62 Dividend and interest income earned Additions For popcorn of ins siaterrieni, raiab:ity of 'fetes] isni cloidenci income Nm been determined from a US Deposits and other funds credited I 3,399.59 283,771.10 tat repotting perspective. eased upon 1M residence of the account both!, account type, or product type. some interest ardor dvidend payments mar not be subject to United States (US) ardor Puerto Pico (PR) Dividend aid interest income 3,185 54 8,553 03 income tares. The nen' month,/ statement is not intended to Ise used and carried be (eked uPOn for lac purposes. Chenls should refer to the applcaple tar reporting fonts they recent. tram 185 annualy, such as Proceeds from investment transactions 1,450,000 00 1,574,139.65 the forms 1099 and the Fonts 480. for tae rePolbn9 information It is the practice of U85 to file the zbblicatie to teporung forms with the US internd Revenue Senile< and PR Treasury Ofaatrnent and in Total additions $1,466,585.13 $1,866,463.78 such forms accurately asti fy chodenct ardor interest as lax ererrpt or Moab* interne. Pleat consult your irdvdual Lax prepare( Subtractions March 2016 (S) Year to date (9) Other funds debited -1,450,000.00 -1,621,137.30 Taxable dividends 3,185 49 6,358 18 Funds withdrawn for investments bought -16,585 13 -2,255,621.10 Taxable interest 0.05 21.12 Total subtractions -$1,466,585.13 -$3,876,758.40 Total current year $3,185.54 $6,379.30 Net cash flow S0.00 -52,010,294.62 Prior year adjustment 000 2,173 73 Closing balances $0.00 $0.00 Total dividend & interest $3,185.54 $8,553.03 SDNY GM 00023096 CHP7C003005518201 NP70033099439 COCOS 0316 03057%04 Page 3 of 8 CONFIDENTIAL EFTA_00133716 EFTA01252411 Account name: Your Ileencial Advisor: *UBS Resource Management Account March 201E Friendly account name: I, : Account number: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Feb 5 - Mar 6 Opening UBS Bank USA Deposit balance Feb 5 $0.00 Closing UBS Bank USA Deposit balance Mar 6 $13,399.64 Number of days in interest period 31 Average daily ba 13nce $2,161.22 Interest earned $0.05 Annual percentage raid earned 0.03% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you FE:uncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in impogant inbmation about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your risk profile: onmary Moderate investment ehgthr!!ty consvieral,on None se!erted Your account instructions • You account cost base default closing method is FIFO, First In, First Out. 0470308006510202 NFI0C0303389 00005 0316 03057 — 1_000230949e 4 of 8 53.34 CONFIDENTIAL EFFA_00133717 EFTA01252412 Resource Management Account Account name: GHISLA1NE MAXWELL Your flneadal Adelson SCOTT STACK KO/LYLE CASRIEL *UBS March 2016 Friendly account name:Ird:CasNSaang Account number. Your assets Sane prices, income and current vaues ShPen may to approximate. Asa *sue. gam didlosses may not be accuralely refkcled. Set Andorrans inloseierron about your stateneem a the end of the dxumeM f0r mote information. Cash alternatives Money market funds money market funds are <either insured rot guaranteed Of the Federal Deposit InsuralCe Corporation a any other generrwent agency. Although money market CondiS*0410 preserve the value d your investment at $1.00 per share, it is cosside to lose money by investing in these funds. Total reinvested is the foul d el reinvested dvKlends n does rot include any cash ORdends. II Is rot a la Wiresized earl gam or loss Is the drifferen« between the current value and the con basis and would lot for the purposes of determining hotelrg periods or cost basis. The shares you receive etch tare you generally be your taxed e gan or loss if the security was sdd on this date. The unrealized ea) gan or loss may reinvest didends become aseparate tax lot. need to be adusted for retun of caoita garments in order to determine the reared gain or loss for lax reporting purposes. Cost Oasis ti the Iola purchase cost of the security. Indudng reinvested d udendS Tee cost basis may need to be alusted for return d capital payments in order to deternine the Minted cost bays for tat imestnient falcon is the curwm value minus the analre you invested it does rot include share: that are not reporting outposts reflectedon your statement, incrudng shares that haw teen 'faired as en, her a gain or alas. Rasta dm, not Maude cash dividends that were nee reinvested etirCherSe price/ Norther Average pace Client Cost WIC, per share Value on Unrealized Investment Helping Hddng a' &hats per share (S) investment(!) tones (S) on Mar 31 ell Mai 3i (1) on or loss (S) return (5) period MS SELECT PRIME INSTITUTIONAL FUND 1,305,154.280 1.000 1,305,154.28 1.-305,154.28 l.000 1,305,154 28 EAI: 14,568 anent yield: 0.35% Fixed income Mutual funds Total reroveste is the Iota of ea reinvested dMends n does not include any cash civIdends. It is not a Unrealized (Wyatt, or foss is the dfference between the current value and the cost basis and woad tat lot for the purposes of detembnng hcidng perods or <011 basis. The shares you receive each tirre you genes* be vow Wade 9341 a loss d the Security was sold on this dale. The unrealized (tax) On Cr loss may reinvest dvdends Wane a separate tax lot. need to be &lusted for return of cats Payments in order to determine the realized gan or Osstm tax reporting au/poses Cost basis is the total purchase cost of the security. indudng remvesteddsidends The cost basis may need to be °lusted tor return d CaOtal payments in order to determine the &lustedcost Pasis for tat tovestoent return K the current value mous the amount you Invested aloes winner* shares that ate no rebcwing Nooses. reflected on your statement, inducing shares that hare been teaReda either a gan or a tbs It a50 COPS not include cash declends that were not reinvested Purchase piker Number Average price Client Cost Pricey 'hat value on UnrealizedRad imestment Hddng Hddng of shares per share (S) investment 01 basis ell on Mar 31 (S) Mar 31 (1) gain or loss (a) return (5) period PUTNAM SHORT CURATION INCOME FUND Y continped next page SDNY GM 00023098 CHP7C003005518203NP7003 COCOS 03 l 6 030575004 Page S of 8 CONFIDENTIAL EFTA_001337 IS EFTA01252413 Account name: GHISLAINE MAXWELL *UBS Resource Management Account March 2016 Friendly account namesindCasHSang Account number: Your II sandal Advisor. SCOTT STACK MAMLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase price/ wrest Aveiag paCt Client Cost Price per shoe Value on unrealized Oats/ irnestrnent Hddng Hddng of shares pet share (S) investment (S) Owls (S) co Mai 31 (1) Mar 31 (5) gain or loss (5) return (1) period Symbol. PSDYX Trade date: lul 20. 15 348,605 578 10.040 3,500,005.25 3,500,005.25 10.030 3,496,513.95 .3,491.30 sr Total reinvested 1,421.209 10.028 14,251.95 10.030 14,254.73 2.78 EAI: 421,002 Current yield' 0.60% Security total 350,026 787 10.040 3,500,005 25 3,514,257 20 3,510,768.67 -3,488.52 10,763.43 Your total assets Pexenuige 01 cost aunwed llfeeeletcl value on Mar 31 rsi your OCCOunl basis (S) ennui 'name (S) gfin or loss Cash alternatives Money market funds 1305,154.28 27.10% 1,305,154.28 4,568.00 Kxed income Mutual funds 3,510,768.67 72.90% 3,514,257.20 21,002.00 -3,188.52 Total $4,815,922.95 100.00% $4,819,411.48 $25,570.00 -$3,488.52 Account activity this month Date Actiety Description AMOuni (5) Deposits and other funds credited Mar I Transfer JOURNAL FROM Y1 23572GHISLAINE MAXWELL 1,930.78 Mar I Transfer JOURNAL FROM Y1 23568GH1SLAJNE MAXWELL 2)52.99 Mar I Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 9,315 82 Total deposits and other funds credited 613,399.59 oat Atllely Dexretion Amove (I) Dividend and interest income Taxable dividends Mar 1 Ovidend PUTNAM SHORT DURATION INCOME FUND Y AS OF 02129/16 2,444 33 Mar 31 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 741.16 Total taxable dividends 63.18519 Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0304r 16 0.05 Total taxable interest $0.05 Total dividend and interest income 83.185.54 lute Actioty DeSCIVIOn amaunt IS) Other funds debited Mar 1 Transfer JOURNAL TO Y1 23692 1 16 EAST 65TH STREET LLC -50,000.00 Mar 23 Transfer JOURNAL TO Y1 28776 GHISLAINE MAXVVELL -400,000.00 continued next page CNP70305006518204 NP7000wrx19 00005 0316030575004 GM_000230efiftv 6 of 8 CONFIDENTIAL EFTA_00B3719 EFTA01252414 SUBS Account name: GHISLAINE MAXWELL Resource Management Account Your finandal Advisor: Friendly account naine:Ind.CaShiSaving SCOTT STACK MANILYLE CASRIEL March 2016 Account number. Account activity this month (continued) Date Actraty Centurion Arnow' (1) Other funds debited (continued) Mar 29 Withdrawal FEDERAL FUNDS COMPUMENTARY FED FUNO WIRE TO CargoMetrics -1,000,000 CO Compass Fund L AT BANK OF AMERICA, N.A., NY Total other funds debited -$1,450,000.00 Investment transactions For more Informalon +stout the pricer value shown for restricted Sectlties, see Important information about your statement at the end of this i7Xisnent Proceeds Iron Funds n witndranm Ice Accrued Owe Acetate Description Ouantity vita (S) Prue tit transactionsons transactions (51) imesirrents bcocht (S) interest (5) Mar 1 Reinvestment PUTNAM SHORT DURATION ilCOME FUND Y 243.945 .2,444 33 DIVIDEND REINVESTED AT 10.02 NAV ON 02/ 29/16 AS OF 02/29/16 Mar 1 Sold U8S SELECT PRIME INSTITUTIONAL FUND -50,000.000 50,000.00 Mar 18 Bought LIES SELECT PRIME INSTITUTIONAL FUND 13,399.640 -13,399.64 Mar 23 Sold IRS SELECT PRIME INSTITUTONAL FUND -400,000.000 400,000.00 Mar 29 Sold U8S SELECT PRIME INSTITUTONAL FUND • 1.030.000.000 .000,000 00 Mar 31 Reinvestment VBS SELECT PRIME INSTITUTONAL FUND 741.160 -741.16 DIVIDEND REINVESTED AT I 00 NAV ON 03131/16 Total SlAS0.000.00 -316.585.13 Date Activity oescreticn Amount (5) Money balance activities Feb 29 Balance forward 50.00 Mar 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 13.399 59 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/04/16 0.05 Mar 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 03/18/16 -13399.64 Mar 31 Closing UBS Bank USA Deposit Account $0.00 The UBS Bank USA Depoat Account is your primary sweep Wen GM 00023100 CNP7000B006518705 NP7000AMm9000050316030575004 Page 7 of 8 CONFIDENTIAL EFIA_00133720 EFTA01252415 *UBS Your notes cu,, o.00ss, ezo,anoo, 000.c8,.o,,,,,, , -..o,,,,,,00 t of 8 of End EFT,00B3721 EFTA01252416 Important information about your statement U35 Ft-uncial Services no. (the Firm or UBS Fearcial her IrontyOu no later than 60 clays alter the frm Mb flannel Services aCCOWit protection skpilcant change nests financial situation or Steckel), it a menet of all principal washy, ccmrrodey un you the list statement on which the erns or The Fin, is a member of the Seuthe, hien bolecbon ingstment objectives. Foe each accord hekt you and opters 'whelps. UBS Financial Seniors and U135 Freblem nerd Corporatim (WI which protects mania acceu-ns of choose ore of the folentrg investment objectives: Bank USA re i-died subsilones of UPS AG and - Primode your name ad aunt Metter (d any)) its members up to 5500.003 (including 5250,000 ice • Prorate CorrensIncarne. prat ira as seeking the affiliaes of U3S Sautes LLC. The Filth Inane' - Cesabe the error or the trawler you aninure claim for cash). The SIPC asset protection limes apply to generation of iv.ome crib. statement h available upon recivest. The Fnl ewe nee about, a-dee:Min as duly as yeu cm why you an none that youhad a panic tihr capacity. • Aenieve CapaalAntedate& Ina-Aeneas seeking cakes we a. believe it is anent a why rya need more The Fern, together web cectain attains, ha also growth of princpalrather them the generation of Hermann purchased suppinntalprotoxtion. The rnytirrun incorre. U85 Fina-knal Sante, Ix. - nidethe doter anent et to suspected era. amount payable to al elgble cants. mama*u-de • Procke• Cora(sCsation ofMono and Gotta( 1200 Harbor Bedewed this protect:enis 1500 Slim a of Demote( 10, 2015. Appreriansm Ingstne-4s seeki-g both the generation Weehawken. ffl 07086 The Firm or Card Issuer wa noesigste you cor:dais Sebject to the policy mann bid limiuticon, cash a of mane and growth of prixtal. and MI coned a-y 'nor promptly. For alleged errors the firm is further protected for up to $1.9 million h the This 'ate come represents the only official record of you' iwolvivg UBS Vise Mobil ca-dha-Gni:re if we take aciffegate for adios accounts held in ape-limier Overall risk profiles LBS Financial Sethces account. Other records, erupt more than 10 as less days to els this, we MOcredit caucity. A fW copy of the policy wodig is nil** • Consonomm Seeks to mantain hied prixisail with official tic dxunents. contanng conflicmg daa should nos noun for the amount you think 6 in error, so that upon request. net be relied Lvov II you bedew there 6 en ma or low hie rd notedly to the acco.rit comae even if you wi hive the use money dump...nine it omission please report it immediately n ming to the takes us to complete our iwestiptien. lb. SIPC protection and the abplermntel protection that men the accost does not generate signnica-e Brandi Manager of the office wag your accent. both do net nail TO, incorre a reams and may not keep pace with inflation. Please made all checks payabb to the Firm or the • Certain financial nets controlled by (and ectickd h Althoup einem.' sheen are intended to be accurate, Irina& insteutian Malted on the front of tha • Moderate Wiling to accept new tisk to prinopal and your account value) but held away from U85 Fina-cd statement drlarecukl not be wed kr tie disposes Pay statement In addition to regaar wan' Ins, accounts Sete na g., certain 0) cash at UBS Brk USA, lib tolerate same volatility to seek holler return,. 'deb on yerend tax kirms. (Le Form 1099. 5498. may be abject to maivena-ce fees. chaps for late cash at LBS AG US.bard-in, 68 ratan* mead; • Aggressim: Wiling to accept hit. risk to pinapal ad 10425, etc ) when prepamg your lax return. The Finn parnint id securities purchases and charges kr unpaid including gnat* enmities, and (k) shares of MAW high volatility to seek ughreturns overture. requiredby law to repcn to the IRS anisette Medina, amounts n cash aceants Accounts that we transferred tenth where such sharesereregistered drealy in the • Investment Etgataty Convderation: If selected a teportabb rontarable Siena and mask- Merest to other instnens my be subject to a bander lee. name of the account holder on the books and wadi portion d the porthole. for the account may include ended on securities held n mu- account net proceeds of the applicable issuer or tuner agent), complex stra egirs. tinted liquicky and stealer on see tramactions, ma con basis en certain covered UB6 Sweep Options • Certain raystmerd contract, or intestensed interest, vobtiky. seo.raies. U65 offers options kr sweepig cash Waxes balances (e g., limited partnerships ad private placements) that to Oat deposits at UBS Bat USA aidIS AG Stamford we rot regaered under he acuitiesAct of 1933; SW.ament thoramholding• Cartradatkno widish(' Firm branch (Bark Sweep Progans), money algal mutual end We may consolidate M related account statements with • Meese retortkm try oral cormoncabons in writg rude Noney Funds) rd the InternationalDepose • Commodities cornets kg, foreign exchange and the sari? address n the same oreeekpe. eg, because tofurther protect your ritts mdudrg your rota Anvil Manor customers with an International erectus metal co-grata inclucirg futures contacts they have owners who ako maintain join account under the Seo_dies Imenor Protection Act (SPA) Racine Management Account. Through the Bat ad commodity:0:n contracts. mationshiss Nth other dents a the Sarre address. If • It the financial Saitution um the top left of the front Sweep Program; cash balances we swept to MBank you prefer to reccee individual statements mailed S. The SIK protecton and d-e supplemental proteclon do of this statemed knot LBS Nine Strokes, LBS USA up to an established knit bid then to UBS AG not apply to these assets wend they otemse aid appear sepaate emelopes, you may deck. houtholing by Firancial Senn carries you vacant as dieting Stamford &inch. or a Money fund. Deposits at LBS on pa statements. The SVC protection the calrg your Ft-uncial Ikkeor. broker by arrangement win the edcated institutor: Bank USA an FCC hared in accordance whh FCC applemental protection do not protect aging? changes We in you of this relarcnshie mantra) nibs. For more durnaticn cease nit wmvfdic goo. in Be c4made vale of your investments (*tethered) Friendly amount name opened this axon. h the cast your era and Deposes A LM AG StamfordBranch ad Sores of resort market movement issuer ba-kruptcycr The Fondly account name is a custorneable *niiiname marines tre located at UBS financial Services and rot Money Furls are rot instred by the FDIC. ethernet chosen by you to assist you with your word( eepin; It die imcdtcrg broker, rd younut make a cowl has ns legal effect on your account Yot ca-i change of any error or omission to both firm. Through tie DA, wattle torah balaxes we swept to More information is avalanit wen repast. You may your friendly actors names, through Online Services a depose accents al UBS AG New Yak French and U35 obtain more intension about 5K, incising the51PC by contacting you F franca' Adgsa. As descrted in the accent acyeerrents, you must AG Carron Branch These deposits are not insured by Brochure, by contacong5IPC at 202-37143300 or by notily us of any errors or laud Swishing theca the FCC. Banes held at the LIBS AG Cadman Branch wring the SIC website aeisw.apfosy ACCOLNI• overview reflected on your %tetanal within 30 days after t was are tempera* nposed to the memoir rids of the • Val• of you saoamtnaorn'acs Net of nets and mailed or made coca lide All staterrems shall be Cabman Nan*, and there is no garrotte or other Dividend Rearmament Program ONIIP) liAilees deemed complete a-dacme*, ei ad other respects obligation of UBS AG to repay de balaxes '64' 4 °nthe The peke reflected tan average price. You may obtain • Asia Includes available cash balance; vales for rot objected to in wring within 60 days. UK Cayman's Brach's books, the actual vice hum you Marcia Advisor.0* nth* restricted securry gat and Global Tine Deposits, shames are putchased under DPW; dermal shoes wil be unreaind math to market, and certain onsets not held • Please digit a.donwr candled. or irwuilis to to Deposes a 1.66 Bark VA and eachUBS AG Ranch are sold ad the cash will be deposited is your mown, The by the Fim. Does rot include unseen wookidaseets Fire's C lent Relation Ogee-Mere at 201.352.1699 rot protected by SIPC. Money Fund shares we protected dvidend ronnestrnere pice applied by tee Gam' may at the erd of the pion and anent statement praods, or or toll-free at 8C0-354-9103, 8:CO A.M. to 6 CO P.M by SIPC. See 'S. Financial Services Account Protector,' Me from the market peke at which the partial shares pridat• insments. unrested stock ObbOeS and ET Monday through Frday, or in *meg to U3S below. are sold eerceabie sled( options Fiwncial Seines Pc.. Client deletions Depinnent, • lianas Stan debt banes, cutstardeg nwrgin P.O. Box 766 Union Cy, NJ 07037. Upsn your request, baron in to Bank Sweep Cadeinku poet, credit line, short account balances. • h case of errors organ-time about an electronic Programs or DA may be withdrawn arid shares ce a Cnb whole °Ott May be held io you accant. If you are • Cash/money balances. Total of uninvested avalabb Kruk transfer (EFT), bi pared or UBS Visedebk Money hadmay be ligatated, and the proceeds entitled to a partial unit a a result of a dividend payment cash balances, Pia &Oat balances at UBS Bank USA, card transactions, call CO-762-1000, or nee to UBS returned to you or eats sea on moan. or otherwise, the Fern will ether sell pastel trots at UBS AG U.S. Branches end =hey market inroad find financial Service, ix, 1000 Hata 814, 6th floor, market tree or tempt an anus determined by a sweep balance; at the cbse of the statement period Ylkehmen NI 07086, Atte RMASSA Series Fibber itiormalcb about available sweep options, registered clwri-g agency, rd credit yar ware Non.corrmodity Ire. crock bala-bes in yon secant sow nthirg cured interest rates and y-elds, s mailable at not wooed from other balances and the Fin. may Cal or write as soon as you can, if you tile your wmv.ubscorrineepyalds, from your Fnancial Advisee Investment objectives use any of these finis in the ordina-y course of its statement or receipt 6 wrcrg or 4 you need more a by calling 800762.1000. The nvestment objectives and risk profile are spechc to busress. Rest funds we payable tool your demand. ankmuten tail a tweet on the atoned or each account and may vary between ps nouns This total is ix Lded in the anent period doting wen. remise The Firm or Card Issuer (as eltPicable)mott Plea advke the firm worms& in waning of ry SDNY_GM_00023102 CONFIDENTIAL EFTA_00133722 EFTA01252417 Important information about your statement (continued) Unclog information captained from serious third party sources whit we — •horst Lot see' represent the initial offerng — h addition tocommissionsreceived n connection Fa deleted etormetion on the Fines lending rate's believe to be reliable, but a* do not genes they price per une and may not reflect year cost basis with the sale a dstribution of smutty contract and diadostres. refer to your Clem Relatirmarp accuracy, a-dure igesaineM but ;nit tools cleat a Agreement or Accost Agreement ad the General — We gererae use the closi-g price when avakibk • Restricted severities Restricted searitin general4 ridor Qv affiliate acme rennue sharm Isms aid Conditions. LES Statement of Credit Practices the mean al the bid and ask taxes to lined ere rot Crafterflif etigbk torpubric sale. UBSF compensation frommany of the Ingram. Babble in Agreement andDisclosurn at searitks ad option a only bd prices la OTC ServIses uses to maket price of the Lnrestnsted stook companies Lrmerwrag the amity contracts, yagn ueornmterrouneterlormh. martin. of the sane *suer as an mpeited value for the a Tates of the insurare* empress or eponsas of - Less ache* traded secunties may be priced using a restricted stack for purposes of rah statement only To dictum nerstment rata we astkote. Yew wet valuation model a the mod recent price we the extent tat restricted warriors are 'liable fa- sale, - Ott aildiates also receive trading commorms and Your statement Semites aortas ad other assets heti aatined and may not reflect an nal Uinta price the value recekedmai be sabstantialle less than the other compensationfrom mutual Adds and tithe armed at the end of the staternert period. You a valet imputed value town anaemia companies whose product we daubs. may at. for &hay of lay paid termini at ry lime. - Certain poutere may appear wilrmA a price and - Wemain an annul fee horn Ba-k LEA and You may receive securities pad as loan collateral alter will dxw as •prke was not avertable' awe re • Eat. (aehmeted) harm. current yields and rasa UBS AG Stamford Ranch of tv to $75 For account paying any balance de on them. My securities unable to Wan a price for a severity. An minute of annual Mortoe is based on current tiveeprg to the bats under theUM Bark Sweep tenanted to the Fins ckrng the statement period are - Deposits or securmes denominated ncurrercies tricked ad interest rates, assuming tee waits will Pregame. listed at market vale as of the end ol the straw/ other than U.S dollen se refhued at the ectunge be held for one yen from statement date or Loh period. rate at of the statement date. nutunty. The estimate is any a gudelne, accuracy Activity • Cart bad. In deter ring the cost basis of tie — For actin townies racing innokconformkg ad continued income art not guaranteed Information regardngamirmastos and otter charges seareies included in this Pawner& where indicated denomnationk price a-cl qua-ay(face glue) may — Estimated anal income and curent yield for incurred in correction wth he exermen of wades, win the taunter 'I,' LES Fnancial Services has relied have been adjusted to facilitate proper valuation certain toes of secures could Include a ram of inducing option transactions ha beeninduad on conformation obtained from sources other thanLES To akin anent quotations, when aniapbb, contact pmcval or capital gars n which case the est confirmations pre oust' funned to you, and ;WI be Fhanual Service% including Ho/motion tram another your Rost& Achiscr. income (ad anent yell would be overawed. provided to you promptly a rearm. fin or that aumw have provided to your Financial — Estimated areal tearer and anent yield and the Ackisor. The Firm does rot indePerdently verify Cr • Private investments and structured product. actual 'rime adPell might be lower or higher Shan selling gaunt.e the rank, a yak* of ay irdonnation Private rwestrnent smote, (ncLcirg Orect than the estmated amounts. II you are engaged in short selling a w.unty, youmay provided by soarss other than IBS Financial Senates. participation program and real estate investment eat — An estimate of smelled income (dividend odor incur a Charge dLie to entrain borrowing costs for that swarms) and stivolised ;redacts are gnwaly highil interest) divided by the await market pall:tat septhry. h addniol. although LESFkarcel Makes cartralle AXIAL Orlin struclued prodxts have not been van/average bargee based on the lad dividend ridges this rdcrmaticri as it is recant the Firm registered with tie Securities and Ea, or interest payment made by the issuer and Open orders does not previa any agates tat the information Commoner, a alder Wry Wile Seruntiritss. We assumes tie sear thesrdepyscs will be held for ore Regarding open or *gocatillacanceke orders that order 'COSI base rd "Unrealised ger/lose is prormeeurnated vases for pirate investment yea ban the statement Site or until !warty. were not executed by the statement date, open buy and accurate as of to date of this statement. As such acuities avol tut ured products for nlormatisral Accuracy ad continue:IOU are not %warmed tel stop cyders a-9 red.aced by the amount oi &dent Please dorm rey on this nformation to make puposis oat. Amory snot guaranteed. or rights on an wedividerds or ebrigits date unless tad-ese or sale decisions. fataepuposesar — These lag-les may differ tbstirdialy 'Iran pekoes, il • AIMS not held by WS Financial Stevie's. Certain instacted otherwise by yae. You are responsble for °Itemise. Account transferred to tie Fro, May any, at Reath a reMate eaMSWIleitSe011iy a assets aw rot held by tie Fite and nor vahn the orders that are executed da to year 'elute to cancel reflect gal oss itrinnian only for tie period el slaktUred product may be bought Of sold and do Mama possession or corwol. These awns re reeling (pen odes. the they re hold at the Fire More hixorical rot noconibr retTratril the vat* you may receive deployed on yos statement for informational inkrmation can be added by you- Financial Advisor. upon liquidation. purpose; only. Rations and values presented are Privacy — Third patty *noires of vaLe are as of a certain provided by the sung fare. LIES Fkuncial Services is To obtain a cope of ar current Client Airway Notice. • UnrealInd ganarlosees Vann data o aniliok. date and at supplied MUM initial Sakes on a not responsible for tea formation and does not please anted you F nansial Advisor a nit or waste *sunned unedited gairrilossea n calculated kr regular bans by an ander:ender. natation lime. gusantee es accuracy. these bleb at rot protected as immeohayoadayMeimorea hailer mosey lots The transaction data for — Rea, general pane. orsponor ertimated rapes, by WC or to inns supplemental MEC towage. I-caudal lois may or may nor reelect commisPons, try, are Applied to the Fen by the issuer, UBS Financial Sates s rot a back The BMA Business anchor security reorganizat on events general partner or sponsor andmai be reheated • Revenue sharing and atational ampensatica Services Acaul BSA and IRMA a-e brokerage acorns fitd and otter reinvestment lob ad systematic based on carer* informaton Ran that used by — In addotion to commisvons on sales and I 2b.I lees which provide access so batingservices arm products pintas* tot are each combined todeploycoo died parties ter cloth* their estimated values. received in correction weds the distribution though arraignments with d dated bat and other averagedlot he 'Trade date' colann pritomts the — You can obtain additional ithamatto regardig rrutLul bade to our cants we ander our aflame third pay bales, and provides access to itheraxer and aging sanction trade date. the methodology used to determine the estimate of receive revenue sharing payments dixdbutors thorn products issued by unaffiliated third-pry value ad the date of the igormalon that is the ad or advisors of theMAUI/ funds that we sell. taring conpanies through a-aura-ice agency • Callable settrities Bonds and ;referred stock that ban, fa the estimate bycontacting your Mandel These arrant are based on two &went absinthes of LBS Financial Services Inc. the seer calm for wry redermion veil be selected Adria. comxnents 0 the armeal of sales by UBS of a impartial& by lot from arnag all mutes of that — Third patty eninated vans may be reflected as particular mutual fund I amiy to our client and (0) Investment, ;nuance, arid a-ruttyproducts. ewe held hour name or in nominee name for ar *Mg pnced' in several "Writs: when an the asset value of a particula- metal fund amiVs Not FDIC Owed • No bank gurantea May bse value <lents. Call leatre information is obtained from third rckperdent valuation Ire has not waked or shares held at the fon parties and its accuracy is not gparanteed. Other call triable to assign a vela, when we become aware — We and cur glare ale real* netwoking and RMA. Resource Management Ann, at Business Services leases may east which could affect weld ccmpkie that a matinairmnt hat °caned thee maw call a ormbus protesting lees in consideration for Account BSA. IRNIA ad international Resource Hymnal en will be provided upon request meanie reported value into question, or when a tra-efer agent gown that we provide tothe Ma-warmth Account a-e registered service marks of value would be highly speculative due to the nature mutual lira. These fees generally are pad from UBS Mira Sakes lx • Certificates °Edison' (CIN). CDs are FDIC retired or the security. investor assets n the metal kind and are a fond la to $250,000 n principal aid accrued interest per — When neither an issuer, general parer or sponsor dada arount based on the number of accounts at Visa Salviae is a registered sonic* man of Visa depotter red per depository institution ire accordance estimated value nor • thalearry estimated ,vela is the brokendealer holdngmutud Irma al that fund Intrmationat MIS visa Saran cede cards rd 185 wit. WIC rules provided the taw of the ;easily will be diHereg family Visa debt cads are issued by UBS Bag LSA with from its puchase Price. permission from Yea U.SA Incorporated. • Pete/value Pro's displayed fa securities and otter — taistributicos to date' may indude rerun of proacts may be higher or bar that the price that capita income or both. UPS Finandel Services Inc Rev 201E you would 'dusty receive in the caner. Prices a-. SDNY_GM_00023103 CONFIDENTIAL EFIA_00133723 EFTA01252418 1)65 Financial Senices nc SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 April 2016 CNP70056751370416 V1 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE maxvvEu. Friendly account name: Ind-CashcSaving Account number Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement? Call your Finarchse. Advisor or Value of your account RMA Resourcetine at 800-RMA- '000, on March 31 (5) on April 29 01 account 029323575 Your assets 4,815,922.95 18,955,082.77 Visit our websIte: Your liabilities 0.00 0.00 vnew.ubstoraffinancialservices Value of your account $4,815,922.95 $18,955,082.77 Sources of your account growth Tracking the value of your account during 2016 Value of your account Millions at year end 2015 16,144,731.58 Net deposits and 190 withdraw& $12,794,446.43 Your nveStrnent return. Din lend interest income 112,397.40 Chance in rnarkot vaue 33.507 36 Value of your account on Apr 29, 2016 $111965.012.77 Dec 2014 Dec 2015 Mar 2016 40i 2016 Y GM 00023104 Itambar SIPC CNP70001005675137NP7000191096 00005 0416 0305 Pegs 1 of 8 CONFIDENTIAL EFTA_00133724 EFTA01252419 Yourignancial Advisor. UBS Account name: GNISLAINE MAXWELL Resource Management Account Friendly account name:Ind:Cash/Saving SCOTT STACK MANLYLE CASRIEL April 2016 Account number: Your account balance sheet Summary of your assets Value on Percentage of April 29 (1) your account A Cash and rrxmey balances a co 0.00% Your current asset allocation B Cash alternatives 15,438,248.43 81.45% C Equities 0.00 0.00% D Fixed income 3,516,834.34 18.55% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 11%955,082.77 100.00% Value of your account $18,955,082.77 Eye on the markets Percentage change Index April 2016 Year to date S&P 500 0.39% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43% Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% CNP700C6005675138 NP7003191098 00035 0416 030575a. 11— Y_Git0002 ge2 of8 CONFIDENTIAL EFTA_00133725 EFTA01252420 Resource Management Account Account name: GHISLAINE MA (WELL Your PI sandal Advisor: titIS Friendly account narne:Ind.CashiSalinng Account number. SCOTT STACKMAN/LYLE CASRiEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which guns and losses are not classified April 2016 (SI Year to date (I) Realized gains and losses Unrealized Opening account value $4,815,922.95 $6,144,731.58 April 2016 (1) Year to date (1) gains and byes (S) Deposits, including investments transferred in 14,261,795.27 14,545,566.37 Short term 0.00 0.00 14.29 Withdrawals and fees, including investments transferred out -129,982.64 -1,751,119.94 Cash activity summary See ACtOunt Matey the month for dela IS Eldan(eS In your *reel) OOP Ord are includedin the openna and Dividend and interest income 3,844.37 12,397.40 closing seances vase. Kilt Insurance apprieS Only 10 deposits at U85 8ank USA, n0t to dep091S at U85 AG. Starriord Sancti of bank deposits paced throuds the us-simonize:pm Depose Account program. StPC Change in market value 3,502.82 3,507.36 protection applies to money market sweep fund hddirgs but rot bank deposits. Ste/mad:ant intoonation about your statement en the last tsmo pages d this document for detals. Closing account value $18,955,082.77 $18,955,082.77 April 2016(1) Year to date (S) Opening balances $0.00 $2,010,294.62 Dividend and interest income earned Addtions For rorpor,r,r. of Os staterneni, tart 'ay of interest and disidend Income has been determined Corn a us Deposits and other funds credited 14,261,795.27 14,545,566 37 tar repotting perspective. eased upon the residence of the account holder, account type, or product two, some interest ardor dxidsndP3Yments may not be subject to United States (US) ardor Puerto Rico (FR) Dividend aid interest income 3,844.37 12,397 40 income tares. The intnt monthae Statement is nos intended to Ce used and CarnOt be need upon for tar purposes. Clients should refer to the apdicaale tar reporting forms they recent( from 185 annualy, such as Proceeds from investment transactions 129,988 89 1,704,128.54 tie fOrrnS 1039 and the FOrMS 480. (Cr 140 rePdhrg infOffilatiOn It Is the placate or uss to file tht typh(aUe tar reporting forms Wen the US internN Revenue Senile< and PR Treasury Department, and m Total additions $14,395,628.53 $16,262,092.31 such forms accurately cfsrify docknct ardor interest as tar exempt or to able income. Please comult your lodvdtral tax prepare( Subtractions April:016W Year to date IS) Other funds debited -129,982 64 -1,751,119.94 Taxable dividends 3,844 26 10,202.44 Funds withdrawn for investments bought -14,265,645.89 -16,521,266.99 Taxable interest 0.11 21.23 Total subtractions -$14,395,628.53 -$18,272,386.93 Total current year 33,844.37 $10,223.67 Net cash flow $0.00 -$2,010,294.62 Prior year adjustment 0 00 2,173.73 Closing balances $0.00 $0.00 Total dividend & interest $3,844.37 $12,39740 SDNY GM 00023106 cmP7oxeciososl 39 NP7003191098 00005 0416 03057500a - 1/ 3 CONFIDENTIAL EFTA 00133726 EFTA01252421 Account name: UBS Resource Management Account April 2016 Friendly account name: ir : Account number. Your Kneed.' Advisor: SCOTT STACK MAMLYLE CASRIEL UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $13,399.64 Closing UBS Bank USA Deposit balance Apr 6 $0.11 Number of days in interest period 31 Average daily babnce $5,006.70 Interest earned $o Annual percentage we'd earned 003% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Moderate Investment eltg tbthty consderanon None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. CNP7C008005675I 40 NP70C0191098 00005 0416 030579304 _GM_00023004 4 of B CONFIDENTIAL EFTA_00133727 EFTA01252422 Resource Management Account Account name: GHISLAINE MAXWELL YourRunde/ Adelson *DUBS Apol 2C IC Friendly account narne:Ind:CaINSamng Account number. SCOTT STACK MAHLYLE CASRIEL Your assets Some prices, income and current values Show' may be approximate. AS a tent. gam ardlOsses may not be excurately reflected. See ;worsens intomnaton about your statement a the end of ths docurnem for more Informsaon. Cash alternatives Money market funds money market funds art neither insured nOr guaranteed by the Fedete Deposit Insurage COrpOrali on or any Olher geneindent agency. Although money market funds seek 10 Deserve Ire value d your investment at 11.03 per share, it is posside to lose money by investing in these funds. Total reinvested is the tots d d reinvested dvidends n does not include airy cash chtdends. n Is not alb Unseated dodgem or toss is the drfre ten« between the current yaue and the cost basis ad would lot for the purposes of determining holdrg periods or cost basis. The shares you receive etch time you generally be your taxede gan or loss if the security was sad on this date. The unrealized ma) gain or loss may reinvest didends berme a separate tax led need to be ac*Inled for roan of (aorta paiments in order to determine the reared gain or loss for lax reporting Purposes Cost AH4 is the iota purchase cost of the security. Intludng reinvested d Wends ire cost basis 'nay need to be alusted for return d capital barren's in order to detemine the ad 'Med cal basis for tax investment return is the current value minus the amount you invested lanes nor include share: that are not reporrirg purposes. reneged on your statement, inciudng shares that have beers *aired as either a gan or a las. Ras° does not Ind nee cash dihrdenC6 that were not reinvested Purchase DOW Number Average puce Client Cost Pnce per share Value on bare/Sized Investment Hddng Hddng d shoes per share (S) investment (5) tutus (1) on Apr 79(1) Ape 29 (5) On or loss (I) return (5) Period 1.135 SELECT PRIME INSTITUTIONAL FUND 15,438248.430 1.000 15,438,248.43 15,438248.43 1.000 I 5,438,248 43 EAI: $58,665 Current yield: 0.38% Fixed income Mutual funds Total reinvested is the total dal reinvested dvidends n does not include any cash cindencis a is rot a toreaszeo (ray) gain or foss is the dfference between the current vaue and the cop basis and woad to lot fin the purposes 01 cletenninnci hddng periods ot cost bats. The ShartS you receive each time you generally be your lavetile pew) d loss d the security was sold on this date. The unrealized (tax) gam Cr loss may dithest dvdends become a separate tax 101 need to be a(uVed for return of Capra) Payments In order to deterMine the reedited gan or loss fa lax reporting purposes_ Cost bow is the total purchase cost of the security. indudng reinvested d %clench The 0351 basis may Depot() be Oustedtor return ct cxital payments in circler 10 Creteonne the all toted (OR bats for tar Investment return is the current value minus the amount you invested. R does not Include shares that are not reporting pilCOSeS) reflected on your statement, inducing shares than hare been reacted as either a gan ce a loss It also does rial include cash duclends that were not reinvested Purchase pried Number Average once Client Cost Price per shoe Value on unrealizedOa)) imestmerrt Hddng Hddng of shares per share (S) investment 0/ basis(!) on Apt 29(1) Apr 29 (S) gain or loss (S) return (S) period PUTNAM SHORT CURATION INCOME FUND continued next page SDNY GM 00023108 C NP7C00300567S 41 NP7003I9i 098 COCOS 0416 030579004 Rage 5 of 8 CONFIDENTIAL EFIA_00133728 EFTA01252423 Account name: GH1SLAINE MAXWELL ;It UBS Resource Management Account April 2016 Friendly account name:Ind:CaslISavin Account number: Your linandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Fixed income a Mutual funds (continued) Purchase price; FAArtier Average put Client Cost Prue per share Value on unrealizedOat) irnestment Pohang Hddng of shares per share (I) investment fli bask (s) cn Apr 29(1) Apr 19 Cl) gain or loss (S) return ft) Pined Symbol: PSDYX Trade date: Jul 20, 15 348.605 578 10.040 3.500.005.25 3,500.00525 10.040 3,500,000.00 -5.25 ST Total reinvested 1,676.727 10.028 16,814 80 10.040 16,834.34 19.54 EAI: 122,068 Current yield, 0.63% Security total 350282 305 10.040 3,500,005.25 3,516,820.05 3,516834.34 14.29 16,829.09 Your total assets Percentage COP estimated Unretisted Value on Apr 29 (t) your xcounl basis (5) annual inCorne (Si pain or loss (1) Cash alternatives Money market funds 15A38,248A3 8145% 15,438,248.43 58,665.00 Sired income Mutual funds 3.516,834.34 18.55% 3,516,820.05 22,068.00 14.29 Total 518,955,082.77 100.00% $18,955,068.48 $80,733.00 514.29 Account activity this month Date ACliely Description Amount (0 Deposits and other funds credited Apr I Transfer JOURNAL FROM Y1 23574GNISLAINE MAXWELL 436.07 Apr I Transfer JOURNAL FROM Y1 23572GHISLAJNE MAXWELL 1,395.83 Apr I Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 2,072.89 Apr 12 Transfer JOURNAL FROM Y1 28776GHISLAINE MAXWELL 0.88 Apr 20 Transfer JOURNAL FROM VI 23692116 EAST 65TH STREET RC 14,194.596 49 Apt 27 Transfer JOURNAL FROM Y1 23568GHISLAINE MAXWELL 809.14 Apr 27 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 1276.61 Apr 27 Transfer JOURNAL FROM VI 23572GHISLAINE MAXWELL 61,206 36 Total deposit and other funds credited 514,261,795.27 Date ACtiiity De crayon AMOtest (1) Dividend and interest income Taxable dividends Apt I Dindend PUTNAM SHORT DURATION INCOME FUND Y AS OF 03131/16 2,562 B5 Apr 29 Dvidend UPS SELECT PRIME INSTITUTIONAL FUND 1281.41 Total taxable dividends $3.84426 Taxable interest Apr 7 Interest VI* BANK USA DEPOSIT ACCOUNT AS OF 04/0916 0.11 continued next page CNP70X0305675142NP70C0191098 00005 0416030575004 _GM_000231We 6 of 8 CONFIDENTIAL EFI'A_00133729 EFTA01252424 (SUBS Resource Management Account Account name: GHI9.AINE MAXVvEU. Your Nnandal Advisor: Friendly account narne:Ind:CashiSaeng SCOTT STACK MANLYLE CASRIEL April 2016 Account number. Account activity this month (continued) Date Arinin DtxrpLmt Anoint IS) Dividend and intemstincome (continued) Taxable interest (continued) Total taxable interest $0.11 Total dividend and interest income $3.134437 Drat ACtialy DeS(Aptuan tumult (S) Other funds debited Apr I Transfer JOURNAL TO VI 23692 1 16 EAST 65TH STREET LLC -5.36821 Apr I Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -30.00000 Apr 12 Transfer JOURNAL TO VI 23576 GHSLAINE MAXWELL -718.75 Apr 18 Transfer JOURNAL TO VI 23576 GHISLAINE MIONVELL -95.68 Apr 19 Transfer JOURNAL TO VI 23679 POT & KETTLE, LLC -70000.00 Apr 20 Transfer TO Y1235687100 -1,51000 Apt 20 Transfer TO Y I 23574 1100 -2290.00 Apr 28 Transfer JOURNAL TO VI 23576 GleSLAINE MAXVVELL -20,00000 Total other funds debited .$129.982.64 Investment transactions For mare IntOrMENOn about the Dritelualue shown for restricted Serwities. see Important oformation about your statement at the end of this 03tcment Proceeds non Funds inwstrnent withdrawn fcr Accrued Date ACtaity CieSreptein Quantity Vaut (I) Prue (1) transactions es) tn‘estrnentSONC01(T) 'Meted eg Apr I Sold U135 SELECT PRIME INSTITUTIONAL FUND -5368.210 5,368.21 Apr 1 Rein sestmen t PUTNAM SHORT DURATION INCOME FUND Y 255.518 -2,562 85 DIVIDEND REINVESTED AT 10.03 NAV ON 03/31/16 AS OF 03(31116 Apr I Sold MS SELECT PRIME INSTITUTIONAL FUND -30.003.000 30,000.00 Apr 6 Bought U135 SELECT PRIME INSTITUTIONAL FUND 3,905.790 -3,905.79 Apr 12 Bought IL035 SELECT PRIME INSTITUTIONAL FUND 0.110 -0 II Apr 12 Sold MS SELECT PRIME INSTITUTIONAL FUND •725.000 725.00 Apr 14 Bought UBS SELECT PRIME INSTITUTIONAL FUND 7.130 -7. 13 Arai 18 Sold 1.185 SELECT PRIME INSTITUTIONAL FUND -95.680 95.68 Apr 19 Sold UBS SELECT PRIME INSTITUTIONAL FUND -70,003.000 70,000.00 Apr 20 Sold ti85 SELECT PRIME INSTITUTIONAL FUND -3,803.000 3,800.00 Apr 25 Bought OBS SELECT PRIME INSTITUTIONAL FUND 14,194,596 490 .14,194,596 49 continued next page SDNY GM 00023110 C TIF7COCE005675143 Ny7003191098 COCOS 0416 030575004 Pare 7 of 8 CONFIDENTIAL EFIA_00133730 EFTA01252425 Resource Management Account UBS Account name: GHISLAINE NIAXWEU. Your 15 sandal Advisor: Friendly account namo:Ind:CastISthin SCOTT STACK MANYLYLE CASRIEL April 2016 Account number: Account activity this month cacti-K*6 Investment transactions (continued) Proceeds from Funds inwstment withdrawn fa Accrued Dar ACtmly Descapbon Quantity Vane (S) Pnce (S) transactions (S) imestmems bought (0 Unrest (1) Apr 27 Bought UBS SELECT DRIVE INSTRUTIDNAL FUND 63.292.110 -63,292.11 Apr 28 Sold UBS SELECT PRIME 1NSTITVDDNAL FUND -20,000.000 20,000.00 Apr 29 Rein wstment UBS SELECT DRIVE INSTITUTIONAL FUND 1281.410 -1,281.41 DIVIDEND REINVESTED AT 1.00 NAV ON 0429116 Total 5129,96829 -S14.265,64529 Otte ActMty Orgreben Arnaunt (I) Money balance activities Mar 31 Balance forward 50.00 Apr 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,905.79 Apr 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0410916 -3.905.79 Apr 7 Deceit UBS BANK USA DEPOSIT ACCOUNT ASOF 04/06116 0.11 Apr 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 7.02 Apr 15 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/ 14/ 16 -7.13 Apr 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 250,000.00 Apr26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0425116 -250,000.00 Apr 2g Closing MIS Bank USA Deposit Account $0.00 The UBS Bent USA Depot Account Is your primary Sweep %Mon. Mar 31 Balance forward $0.00 Apr 21 Deposit UBS AG DEPOSE ACCOUNT 13,944,596.49 Apr26 Withdrawal UBS AG DEPOSIT ACCOUNT AS OP 04/25/16 -13,944,596.49 Apr 29 Closing UBS AG Deposit Account $0.00 The UBS AG DeP3Sit Account is your secondary sweep ODOOn. CNP7000B003675144 NP7000191O9B 00005 0416 030575001a0MY_GM_000231h90 B of 8 End of statement for account number CONFIDENTIAL EFTA_0013373 I EFTA01252426 Important information about your statement U3S Fremont Services ix. (the Firm or UBS anemia sent yOu lint trst 'teener" on which the eta or Corporation (SIK), and" protects 163-rlieS accostsof • "moat Cunene bscome: hiestments *Arlo tie Strokes), is a mutter of all principal many, annialty problem nand. its minters up lo $502000 (including 1.250,003 kr generation of income onh. and option; exchanges. UPS Financial genic", and LES - ProVde you' rare ad axon ranter Of any) dais: for cask" The Slit asset protection limits ;POI, to • Ankie, CapitalAppreciation. Investments seeing Bank USA re i-dien subsilenes of UPS AG and - Decal:. We !MX Of the transfer you aeiroure all accosts that youhold in panoply cattily. poet of precise' rather then the gerersais of ateihaes of U35 Season LLC. The Fim's I refloat about, ind explain as <km& as you cin why you the Fen, together int certain aftiliates, has also /come. statement 8 available upon regast The Font exeo.nice believe a is an error a why you need more purdand applemental protection. The ("adman • Produce Consbauten et Marne aid Capital off kes are at: rifonment amount payable to at eligible diet, CONKlink under Appreoitton. Nemo:fits seeking both the generals - Fronde the dolar aniant of the suspected error. this protection is S500 maroon a of December 10, 2015. of /acme rd growth el;nand. UPSFine-ma Same, It. Stbra to the poky orditons at lmi actions, cash 1200 Harbor Boulevard The firm or Card Issuer vii iscestiote your compote the km is further protected fa up to SI .9 million n the Overall tide profiles Weehawken, NJ 07086 and we correct aw error promptly. For alleged sots aggregate kr all your accounts held n a patiouler opacity. A fie copy of the poky wading is wailibk • ConsemeOrt. Seeks to martin ntii pi-cipal, with reviving UBS Vetatrdebil cad broadin, if we take This statement represents the only official record of your may than 10 businnsdays to der ten we will credit neon request. low risk and volatility to the accost owrat evenif LBS Fhancial Sences account. Other records, exept that means the roan does not generate sign B rant par accord for the norm youthink is in error, so tat ices/. or Morn ri d my flat feep pate with official tr. Oxunents, contanng contlicong data should you vier hove the use of the money during tie tine it The SIK protection ad the supplemental protection rot be relied its II youbeer" there 6 an ma a lakes us to complete our revestiortion. both do not apply to &Moon please report it immediately n "nog to the • CainInner assets controlled by (end trolked n • Moderate. Mang to accept sane lips to pence:el and Brand" Mannar of the office sequin your accost. Please mire all checks payee to the Fern or tie your account value) bat held away from UPSFinancial tolerate some +/Slaty to seek higher returns. Sena instanin notated on he front of tin Services (e.g., certain( cash at UBS Bat L6.5., 00 • Aggnsatte: wiling to accept high art to pampa and Altar el fires shown re Mended to be actuate, statement In addition to regular await fees, accounts cash at Les AG U.S.Nanrhes, (4 it erate point, high volat lily to seek highreturns oar time. statement datashoud not be wed fa to proposes Rely may be abject to mantenrce ten, &man for lite including variable annutries, and 60 darn of initual • M.*sumer Etgalutio Constletation:t Hinted, a kWh on yea-4nd tax lams. fie , Form 1099. 5498, parent kr securities purchases and charges for unpaid funds whore such tins are moistened dray in the PCMCin of the portfolio, for oat account may ixale 10425, etc ) when orepamg your lax return. The Fim amounts n cash accosts. Accosts that at transferred name of the accost holier on tie books ad records complex strategic, tented Haack andrater required by law to repon to he IRS all taxable dMdets to other linear, may be subject to a transler tee. of it* applicable 'sear a transfer agent), vohtiky. menthe rontaable dentin and stable Merest • Cabin nwsb-nent contracts or inwsiment interests end en acuities held Myst/ atcant,nit peened, UBS Sweep Oreicins (e.g.. lirnited partnerships erd pine placements) that Statement heureholdier on see brisaclais, aid cost basin:neaten catered LES offers options for sweeten cash balances. balances are rof regitened scar titSecurities Act of 1933; We may concordats a related account statements with skulks, to bat deposits at UM Back USA and LES AG Stanford ad We sane altess in the same en elope, e.g. because branch (Ba-k Sweep Prooprr4 moneymeta mutual • Commodities contacts (e.g, foreign exchange and they have owners who a10 mailan jore account Ceatliteliaillatle with the Plan fads (Money Fang an the InternationalDepose octopusmetal contracts), incluarg futures contacts meal crektos with other dents a the same address." • Pleaueresodinn sty oral corretakations in wring Accost Okla cuetaners watt n Interutional and commodity option contracts. you Feeler to recent individual statement' marled in to further protect your rights. inducing you refits Roane Llanagerrin Account, Though the Bat The SIK protection and te supstemstel protectiondo separate 'mottoes, you may decline hat,eholdng by trader the Sentries Investor Protection Act (SCA). Sweep Programs, cash balrices re swept to LESBank not apply to these assets evenif they otherwise appear calling pot( linnet Achhor • B thefinancial Mtdutioncnthe top left of (be Irad USA to to an estabashed emit an then to UM AG on you statements. The SIX protection and the of this stamen snot LBS F rang Strokes, LBS Stanford Branch, or a Money fund. Deposits at UBS 942Plennental protection do,not protect agara changes Friendly ecoatrit name Financial &mien carries yea account as dewing Bank USA are FDIC inured in accord.-or wit MK as the market vela of yar investments (whether as 4 The Fro-der account wane is a custanadolo 'manner broker by arra-gement wits the a-pleated insitution rues. Formore itormatian please nail wwwfdic result of market movement, issuer ba-kruptcy or chosen by you to assist you with your r"conikeeona We informed you of this relatonShio when you Deposes at LES AG StanfordBra& ad shares of °Menke) his no legal effect an your account You can change opened this accost h the cast your leant and MoneyFunsare rot hated byte FDIC. More nonnation is /ratable upon request Friendly &COSA names, though Online Services a stories a* located a LOS financial Services and rot raj may ran mote inionnationaboul SIPC, nclud41 by conic'rg your Financial Adnor. the be-cdrcrg Orders ad youmin make a repert Through tie DA, (mailable to cad" balances are swept to the SIPC Brochs. by &needing SIPC at 202-3711303 of any error or omission to both firm As described depose acorns al UBS AG New Yak Branch and IBS or by visiting the SIPC websee af ameterptorg Account overview ihe account agreements, youmust no* us of ay AG Cayman Ranch Them deposits are not enured by • Vote of poet acroconontrolo. Net of assets and errors or kind twoheng chedcs reflected on your staterront warm 30 clays sated was mailed or made tie FCC. Barnes held at the UDS AG Carman Brandt are tempi:rely Noosed to the sovereign met of the Dividend Reentrant& Program pun Rabat-in • Asset IncLides avalebte cash balances, vetoes fa The pen reflected it an average trice. You may Wan available. Antigens's shall be deemed compleo Caren ida-dc, and Mere is no raceme or other the actual price banns F racial Antra* whole restrkted securely lest ), and Global Tim Deposit, and accent. n all other respects if not objected to in obligation of UBS AG to repay Me banes belIff an the tarn aro purchased under DRW; panel shores wit be urea zed corks to ma-ket, and <San assets not Feld wring ecthin 60 dots LEG Cayman's Brach's books. sold ad the cash wd be deposited nye& account. The by the Finn Does roe include raked seositinassets • Please dna customer complaints or names to to cividerd rernstment price applied by the agar may at the end of the prig and anent statement penods, or FM'',C lent Retsina (*oatmeal at 201.352.1699 Deposes at WS Bat USA and eachUPS AG Branch ate 61I er from the mead price at "nth the partial shun pritate rwesenena invested stock options and a toll-free a 903.354-9103, 8:03 A.M. to 6 CO P.M not protected by SIK. Money Fund three are protected me sold earcerebte stock options FT Monday through Friday, or in wring to LES by SIPC. See 'LOS Financial Services Accost Protection' • Labiatries. Includes debit balalces, cutstarding merge' Florida' Semites Ix., Client Relations Department, Slow. Castitrliou bans, credit Ere, shot accost balances. P.O. Box 766 Union Coy, NJ 07037. CnV whole unts may be held in par acona. If ku • Cathheoney balances. Total of uninvested available • In case of <Mari or I:menials about al electronic Ups ain requen, balances in to Bare Sweep entitled to a petal sit a s nesult ol a cbiderd paymera cash balences, plus deposit telexes at UBS Bank USA, funds transfer (W1), bat pryer a UBS Vatokbit Program or DA may be vethdraras and shares of a or Otentoile, the Film will either all partial sib at LES AG U.S Branches an money market mutual fund cad transactions, call K0762-1008 or mite to UBS Money Fadmay be liquidated, ad the proceeds marlin price a accept an /mare determined by a sweep Warns, at the One of tie senrrent period Fannin' Semites Irx., 1000 harbor Blvd, Wimp returned to you or your sectraies KCCUIL regiaered cleettrg agency, art credit you accord. hinconwedity free deck balances in you wan are Weehankert NI 07086, Afire RIAAfeCA Senn& not sergaed from other balances and t Finmw Puts normadon about available sweep optcree Investment objeanes use ay of these lads li the Ordiney course of As Cal cr write as soon ow:wean, drawn+ year nclpkg cument it Brest rates and yells.5 amillble at She ilattlmer1 objectkin and risk profile ar specIN to businne These funds sret payable ran your dined. staternert a receipt is mono or if youneed more wmvubscornfweeemeekb, from your Fnancel Advisor each account andmw may between yea accords This total is "'chided in the arrant period <keno Vain narration abut a transfer on the statement or a by calling 800762-1000. Phase advs. the Firm raptlyin wreing of ay receipt. The Firm or Cad Issue (as ippleable)must sg-iticant change inper loancial situation or Lending nfonnation her I rom you no leer then CO days slier the Nen UN Financial Service. account protection investment &lectern For each wane held, you Fp cleated information an the Firm's drone pr cures The Se. s o mentor cr eh, (on re tae P-esem Nommen choose ore& the followin instmnnit objectives. and dacha'''. refer to yes Client Rebtion ip SDNY_GM_00023112 CONFIDENTIAL EFTA_00133732 EFTA01252427 Important information about your statement (COnlifleted) Agnment or ACCOn Ai"etterli and the General - We germ* tee be closing price when svidthe cr liquid and own if they can be soil, beak. — h adolaion to <amnesic& received n connection Tenns ad Conditions U3S Statement of Credit fraction to mean of the bid rid ask prices for hued received may be lei than the per shore estimated with the sale or &trbution ol awry contracts available in Agreements endear/mores alt scaskin ad optima or only bid prices for OTC vain provided n the accost statement, endue in but ern tools clients. we yaw tin ramiateevorntrinto met searkies. anda our affiliate ranee newer& awing - Less actereb traded securities may be priced useg a • Restricted securities. Reseeded margin generalb compersaion frommarry of the insuance Yew nests valuation model a the most recent prce we are nol current, arable to public sale. U8S Financial companies undenwang the amity contracts, Your statement itemizes securities end other assets hell deemed ad may not reflect in acttul market price Services user to mane prima the unrestricted stock aft Twin ate &tear& ecerpanies or spumes of at the assn at the end of Ow &timers period. You a wire of the sane issuer as an inputed value for the tetra irmestmmt tugs we disabuse. may ask for deiverY Of Sulk paid seas es al ane time. - Certain positions may appear wito_it a price and restricted Oak (apogean" chin statement or* To - Our affiliates abo meek, trading common& ad You my receive securities used as ban collateral after will noes as 'vice was me ayalable• d we are the extent bat resaned seorkies are elgbb to sale, ober congensinceifran nasal Arta and paying an balaxe dm on them. Any securities unable to otAan a price for a scanty. the value received may be tbstanualb less thanthe State companies whose products we &abut transfetted tote Firm Brig the Itattalialt period are - Deposits a securities &nominated in tunnies imaged vabe town - We receive an mall fee from UM Hire USA ael heed at market value as of the and of the eaten* otter thin U.S dollars are reflected at the (whinge LES AG Stanford Ranch of to to 425 per a-can period. rate as of the annual date. • Ea. (eserneted) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep • Cost basic h detemining the cost basis of the - fa eirtain wanes rading n non-conformng M estivate of amual income is based an current Program. securities attacked in this statement, where indicated denornnetions, price and quality (lace gam) may thiderd ad interest rates, assurvng tie searees will wih the number " l, • WS F nonce& Services has relied have been adjusied to &kits paper valuatbn be held for one yes from statement date or until Activity VI information obtained from sources other than luES To cbuin arnent ginta hro. when available, contact maturity This elfin*, Monk a gudolne; accuracy Hammen regardng commksins and other chars Feencial Semites. including irdormation fran another ybr tea-col ort ad continued ncome are not guntheed eared in connection with tie exeonn of trades, tint a that you may have voided to yes finaxial - Estimated anal income aid curiae yield for had® option transations has been incb&d Adam. The Film does not irdeperckntly verty • Private imesonerne and etructured products. certain types of leant,' could rickele a retun of ant imaticre pre...swab !unshed to you. rid &I be sera-We the acaracy a vanity of ry Wormation Nivate rneslmM war nes (sic Laing Mat prima:dor capital gains in which case the est provided to you promptly on redone provided by sans Car than LESSi-uncial Senesce. participation program ad real estate immanent inn income (ad curry, yell would be overstated, In xenon although UPS Reiriciel Services go-walk steatitic) and structred proins are antral, highly - Estimated anal income and cement Weld ard tie Short selling Is:dates fhb nformatin as il is recerve4 the firm mead. Celan sena-tiered pada& have not been actual norne asdyiea nal be lower or higher H you ate engagedin short selling a security, you me/ does not provide any assurteces eve to illOTIlatiatl regotered with the Securities and Excha than the estimated &aunts. is:unhorse dee to cateinbarowag costs for that =lit 'Coat bate and ^Unrealized gait loss' is Commission or undo. ay slate securnetes. We - An *stint* of wronged income (divklend antra &Oboist stony. accurate as of the date of this statement. As such Provide estimated Yam for private investment interest) divided by the current market please do not rear on this narration to make searabs ird structured products for erlamatisul vaberaverage balance is based on the Last dividend Open omens cutest or sale decistons la taxi:apexes a purposes cny. Marary ant guaranteed. or interest payment made by tie aver and Regaling open or *gxcktillecancelled* aders tat otherwise. Accounts tra-dned to be Fim may - These vitas may differ absurd* from prices, il names he searcieSdepons will be held for one were not noosed by the StattaltIV date, open buy and reflect gear loss infamatin only for tie period of any. at which a pnen &marten thy year learn the anew( date or until mettrity. al slop orders aro radioed by the mount eh dividends tine they are herd at tie Fim More historical structured product maybe bought or sold and do Accuracy rd continued yell xe not guaranteed a rig-nen an ex-dividends a re-ram date unless Hofmann <abbe ailed by yar Fnaxial Advisor. trot nests/tiara:reseed the vamp& may maim eignxled otherwise by p.a. You are responsbk for cyan lialidatin. • Assets not held bytes Financial Services. Certain orders that are executed dee to your lelure to cancel • Urnedind galisrlosees %teen data n arailsbk. - Third party esimmes of rata are es o4 a amain assets are rot held by the Fan arena *whin the • ig open orders. ominated unthind aindlown are eta &ed la date rd an supplied to UBS loaded Services on a Fern's posansin or control. These assets are havilial smut lots. The transaceon data for realer basis by an independence satiation firm. deployed on loos statement for informational Meow edvilial lots may or may not rates commissions, - baser. general Damn or sponsor estimated calms. purposes only. Positions and values presented we To obtain a copy of as current Client PrivacyNan. ary, are applied to the Ems by he issuer, pleat contact nos F &caul Athiscr or von our wank rZ ander security reap-Xenon events d and otter reinvestment lots ad systematic pinhaal In are each combined to dithley one genwal partner or sponsor and may be tabula/4 based an dff went information fran that used by provided by to asu'rg fern. UBS Inancial Services is not ref:cable for this information and does not guarantee es accuracy. These assets are not protected at maw. oat rambvittnentea awraged lot The 'Ira* date' ratanpresentsthe third parties to &sive their manned values. by WC or to Fin,s supplorneresISEC coverage. 1,85 Financial Senkes O not a bale The Mg Business agiul transaction trade dale. - You can obtain additorel normation regardi-g Services Account ESA and IRMA are brokerage accounts the metodolagy used to determine the estimate of • Revenue shoring and additional compunratim. vends provide excess so banking services end podiats • Callable securities Bonds and prelecred stock that value ad the date of the ilamminthat is the — In athation to commissions on sin and 1.1b.1 lees tea* arangenwrits nth af kW bales and other the lane cats for era reclenprven wit be 'elected basis fa the estimate by contemn) your Feunrial received n tarecticrt with be distributim Ihniparey bares, ad provides muss to i-ocra-ce arid MDatuar by la from among all sauces of that Advisor rrulual finds to our dent we theta our gran anouta [roans band by unabiliatedthid-party ate held is Gomm& or ei nomne name for os - Third party eslmaed vales may be reflected as receive rwerloo ton) payments from diknbutors eisurece conpanes through nurace agency dents. Call tease rikernaten s cbtaned from third 'Not priced' in several situations: when an ardor athisas of the mien funds that vie sell. subsdianes of UBSFinamial Services Inc. parties and as accuracy is not gysantsed. Oter call hdeperdent valuation lire his not &than a it Thaw amounts are based on two tWerme loaves may nest whin carts affect weld camerae knellt to emir a vain. when we become snare corrponents (a the amard of ales by UBS of a abouneed, nura-ce. aid a-ruily products, ericrrnaten will be provithd upon request that a material bent has calmed that may call a Patter mutual fund Iamib to our clients: and fri) Not FDIC nand • No bank guaantee• May bse vale wevousay repned vase no question, or when a the asset vakie of a pacticu lac crutual fund famifr's • Certificates of deposit (CDG. CDs are HNC awed value would be highk *toast:re due to tie nature shores held a the trm RUA. Resource Management Arm nt, Business Services me to 5284,000 in principal and accrued intone per c4 the security. — We and as allAate ako receive networking and Account BSA, IRMA and intonational Resource depositor ant per depository inaituixt in accedence - When miter n bow general partner or sponsor comber, processing fees in consdoration for Management Accore ad registered service maks of with FDIC rues. estiTuted value nor a third-pal/ estimated vale is transfer agent SOYCVS that we poste to the IRS Fnancii Services Fat worded, the vita of the smutty will& deferent rrutalltret These fees generally are pad from • Peke/value Prices displayed f or secuntes and oiler Iran itsperches* price. investor assets el the Nubia I lured and &centred Visa Signature is a mattered Unite nwk. 01 Vial pecans may be higher or lower than the price that - •Daributions to date' may indude retun of dills amount based on the iambs, of octants at FNMAI:nal LOS visa &pane ode cards and IBS )OJ would actually receive in the nuke. kits are capital ncome orboth. the broker.dealer holing mutual funs of that fund Visa debt cards ere issued by UBS Bare USA with obtained from varbus bid pny sources whit, we - 'Original ma size' represents be hkial offering fanity P eall590a Iran Visa U SA Incorporated. bites* to be reelable, bit we do not garnet thek price per unit axial., not reflect gots cost bass. accuracy- - DIP ad whiled REn wastes are rot listed on a UBS Pirundal Union Inc R. 201604 rational securities exchange. and aro goner* SONY_GM_00023113 CONFIDENTIAL EF1'A_00133733 EFTA01252428 UBS Financial Services he SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 May 2016 CNP700558314t 0516 V1 0 OHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Account name GHiStAINE MAXVVEU. Friendly account name: Ind CashiSaving Account number Your Unsocial Advisor- SCOTT STACK MAN/ LYLE CASR Et Phone1 Questions a bout your statement? Call your Financial AdviSO; Or the Value of your account RMA Resourcetine at 800-RMA- 1000, on April 29 (S) on May 31 (5) account 025023575 Your assets 18,955,082.77 16,475,002.07 Malt our websIte: Your liabilities 0.00 0.00 wrive.ubS.ComilinanCiaiSeeviCeS Value of your account 518,955,082.77 316,475,002.07 Sources of your account growth Tracking the value of your account duriag 2016 Value of your account S at year end 2015 56,144,731.58 Net deposits and 19.0 16.5 withdrawals 510,307,208.06 Vow MeSlinent return Dividend and interest income 519,555.08 m...ms 6.1 r00 000°°°°ss°°°°°°°°a Chance in 42 market value 33.507 35 • Value of your account on May St 2016 614476002.07 Dec 2014 Dec 2015 Apr 2016 may 2016 75004 1iii GM 00023114 Member SIPC CNP20009305S93141 NP70C0191995 00005 C616 0305 Pegs 1 of 8 CONFIDENTIAL EFTA_00133734 EFTA01252429 SUBS Resource Management Account May 201r. Account name: CitAiNE Friendly account name:it-id-Cat/IPSavo!, Account number: V. ELL Yourignandol Advisor. SCOTT STACK MAIILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 31 ($) your account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 12,955,415.31 78.64% C Equities 0.00 0.00% D Fixed income 3,519,586.76 21.36% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 516,475,002.07 100.00% Value of your account 516,475,002.07 Eye on the markets Percentage change Index May 2016 Year to date 58P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC1- Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45% Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% CNP70003005590142 N1,700019199500005 0516 030575004 GM 000231! 2 of 8 CONFIDENTIAL EFTA_00133735 EFTA01252430 Account name: GH1SLAINE MAXWELL Your Pi nandal Advisor: Resource Management Account *UBS May 2016 Friendly account narne:Ind:CashlSaving Account number. SCOTT STACKMANYLYLE CAMEL Change in the value of your account Summary of gains and losses Yaws mooned below exclude products for which gain and losses are not classified May 2016 (S) Year to date (S) Realized gains and losses Unrealized Opening account value $18,955,082.77 $6,144,731.58 May 2016(5) Year to date (1) gains and kisses (3) Deposits, including investments transferred in 63,983.30 14,609,549.67 Short term 0.00 0.00 14.28 Withdrawals and fees, including investments transferred out -2551,221.67 -4,302,341.61 Cash activity summary See Account &teary that month for detals. EtciaNOPS in your 9weel)00tions are indudechn the %tang and Dividend and interest income 7,157.68 19,555.08 closing balances Mee. FDIC Insuiawe apples Only 10 deposit at U85 Bank USA, not 10 del)09IS at U85 AG. Starriod ()ranch of hank deposits paced throuo the ues Internanond Depose Account progeny SIPC Change in market value -0.01 3,507.35 potection apples to money market sweep fund hddirgs but rat bank deposits. Ste important inSotmenen about your statement co the tat two pages d this document for deists. Closing account value $16,475,002.07 $16,475,002.07 May 2016 IS) Year to date IS) Opening balances $0.00 $2,010,294.62 Dividend and interest income earned Additions roe purposes of INS statement, tai.itbty of 'nines] and dedend income rat been determined beim a US Deposits and other funds credited 63,983.30 14,609,549.67 lay reporting perspirdice, Based upon IM residence of the account holder, account type, or product twat, some interest ardor dvidend payments mat not be subject to United Staes (US) ardor Plano Rico (PR) Dividend and interest income 7,15768 19,555 08 income tares. The (Mint monthly statement is not intended to be used and (amen tie eked upon for tar purposes. Clients should refer to the appletie tar reporting towns they recene from185 annualy, such as Proceeds from investment transactions 2,550,221.67 4,254,350.21 the FORM 1099 and the Faros 480, fOr tan rePalIMO informaxon It IS the Pa(Re Of U85 to file the vpicatle tat reporting forms with the U5 merry Revenue Semce and PR Treasury Deart/ ent. aad rn Total additions $2,621,362.65 $18,883,454.96 sueAron accurately cl.Stify duoknct ardor interest as tar exempt or tacabSe income. neat consult your INCIVthal tax prepare( Subtractions May 2016(5) Year to date IS) Checks and bill payments -2,500,000.00 -2,500,000 00 Taxable dividends 7,142 12 17,344 56 Other funds debded -51,221 67 -1,872,341.61 Funds withdrawn for investments Taxable interest 15.56 36.79 bought -70,140.98 -16,591,407.97 Total current year $7,157.68 $17,381.35 Taal 9J.DIracrri)5, -$2,621,362.65 -$20,893,749.58 Prior year adjustment 000 2,173.73 Net cash flow $0.00 -$2,010,294.62 Total dividend & interest $7,157.68 $19,555.08 Closing balances $0.00 $0.00 Y GM 00023116 CelP7C009305930143 NV70[0191995 00005 0616 03057,404 Page 3 of 13 CONFIDENTIAL EFTA_00133736 EFTA01252431 Account name: G4I9P ENE MA V, El *UBS Resource Management Account May 2016 Friendly account name: Account number. en:SIN-no Your financial Advisor SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Interest period Apr 7 - May 5 Opening UBS Bank USA Deposit balance Apr 7 $0.11 Closing UBS Bank USA Deposit balance May S $1,390.79 Number of days in interest period 29 Average daily balance $34,626.87 Interest earned $0.28 Annual percentage yield earned 001% UBS AG Deposit Account APY Interest period Apr 7 - May S Opening UBS AG Deposit balance Apr 7 $0.00 Closing UBS AG Deposit balance May 5 $0.00 Number of days in interest period 29 Average daily balance $1,923,392.62 Interest earned $15.28 Annual percentage yield earned 001% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Enancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your tisk profile: Plummy Moderate Investment eligibility consideration - None selected CNP7C00030558:044 M7000191995 00005 0516030575004 GM 000231q994 4 of a CONFIDENTIAL EFTA_00133737 EFTA01252432 Account name: GH1SLAINE MA (WELL Resource Management Account Your Pi donde' Advisor: taUBS May 2016 Friendly account narrie:Ind.CaShiSawng Account number. SCOTT STACK kilANLYLE CASRIEL Your assets Some Prices, income and current values Shona may teepprOverlene. ASS kat cairn didlOSSes may not be &widely refkaed. See important infomafrOn atiout your statement a the end of this PtcurneM fOr mote infornason. Cash alternatives money market funds Money market funds are nether insured rOr guaranteed tot the redera Wool Insurance OM:Oration or any other gene /went agency. Although money Markel fund5 seek to presenreltre value of your investment at Si .1;(3per share. it is possible to lose money by investing in these funds. Total reinvested is the tote d d reinvested Ow:lends II does not include any cash diAdends. I Is rot a Ia UnrealizedRs elgem or loss Is the cifterence between the current value and the cost basis and would lot for the purposes of determining hoed ng periods or cost basis. The shares you receive etth tore you generdly be your taxade gan or loss if the security wassdd on this date. The unrealized nag gan or loss may reinvest didends become a seParale fax lot. need to be adjusted for roan of (aorta pain-rents in order to determine the retied gain or loss for tar Cost tops is the toll purchase cost of the security. Inducing ternestedduclends Ire cost balls may Se need to be Oustedfor return ca capital payments in order to deternine the ad rested cost taus for tar swerm rel)3sainegnrret °urn5n the current value minus the amours you invested does rot include share:Inn are not reportirg purposes. reflectedionyour statement, inducing shares that haw been *aired as en her a gain or a loss. R 4so thn not 'nave* cash dui:lends that were not reinvested. Purchase pow Number Average price Client Cost Price per share Vatic on Unrelizeci investment Hddng Hddng cf shoes per share (S) investment (S) boos (S) on May 31 (5) Mal 31 (S) gan or loss (i) return (S) POW MS SELECT PRIME INSTITUTIONAL FUND 12,955,415.310 1.000 12,955,415.31 12,955,415.31 1.030 12.955,415 31 EAI: $50,526Current raid: 0.39% Fixed income Mutual funds Total reinvested is the toll d li reinvested OnCknds II does not include any cash dudends. n is not a Unreakzed (rod gain or )oaS is the deference between the current vlue and the cost basis and world tar tot for the purposes of detemtinno hriGng periods or cost basis. The shares yOu receive each time yOu generally be your tactile gain or 1055 rf the security was 1010 on this date. The unrealized Oa:00nd loss may reinvest 'Judea Ceti:intoseparate tax lot. need to be eluded for return or tidal 0Wments in order t0 determine the realized gan or loss fa tar reporting purposes. Cost basis is the toil purchase cost of the security. inducing reinvested d sidends The cost basis may need to be Oustedfor return or caon8 payments in order to determine the al usted COSI teal (or tar Investment return is the current value minus the amount you Invested. R does not include shares that are not remold.; paposes. reelected of your statement, inducing shares that hare been leaned as either a gan Or a toss it EasOCOes nol include cash duclends that Kett not reinvested Purchase prod Number Average pnce Client Cost Price per shat Value on UnrealizedRag imestment Hddng Hddng of shares per share (1) investment (S) basis (1) on May 31 (I) May 31(S) gain or loss (5) return (S) period PUTNAM SHORT DURATION INCOME FUND Y contvwed next page SDNY GM 00023118 C1.070003005930145 NP7003191995 00005 0516 030579004 Paso S of 8 CONFIDENTIAL EFTA_D0133738 EFTA01252433 UBS Resource Management Account May 2016 Account name: GHISLAINE MAXWELL Friendly account name:Ind:Cast-6min Account number. Your Pi sandal Advisor: SC TT STACK MANI VI F CASRIFI 7 Your assets . Fixed income a Mutual funds (continued) Purchase pace' Number Average peke Client Cost Pike per share Value on unedited Rae imestmem Hddng Hddng of shares pr share (S) inyestrnmt (S) bash (S) on Mei 31 (1) May31 (1) pin or loss (S) return (5) period Symbol: PSDYX Trade date: Jul 20, 15 348,605.578 10.040 3,500,005.25 3,500,005.25 10.040 3,500,000.00 -5.25 ST Total reinvested 1,950.873 10.029 19,567/3 10.040 19,586.76 19.53 EAI: 523,137 Current yield: 0.66% Security total 350,556.451 10.040 3,500,005.25 3,519,572.48 3,519,586.76 14.28 19,581.51 Your total assets Percentage al COP ES1Mdted thliretaNd valve on May 33 (5) your accost taws 0) annual Interne (Si on or loss CS) Cash alternatives Money market funds 12,955,415.31 78.64% 12.955A1531 50,526.00 I5xed income Mutual funds 3,519,586.76 21.36% 3,519,572.48 23,137.00 14.28 Total $16,475,002.07 100.00% $16,474,987.79 $73,663.00 514.28 Account activity this month Dale Activity DeSNIPIIOn Amount (5) Deposits and other funds audited May2 Transfer JOURNAL FROM VI 23558GHISLAJNE MAXWELL 83.75 May2 Transfer JOURNAL FROM VI 23 574GHISLAINE MAXWELL 1305.76 AAay 12 Transfer JOURNAL FROM VI 23574GHISLAINE ivIAXWELI. 62,592.79 Total deposits and other funds credited $63,913.30 CNN MINN DetCnptiOn AtnOusri (3) Dividend and interestincome Tatabfe dividends May 2 Cividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 04)2916 2,752.43 May 31 Dvidend UBS SELECT PRIME INSTITUTIONAL FUND 4,389.69 Total taxable dividends 57.142.12 Taxable interest May 6 Interest UBS AG DEPOSIT ACCOUNT AS OF 0905/16 '5.28 May 6 Interest Lin BANK USA DEPOSIT ACCOUNT AS OF 090916 0.28 Total taxable interest $15.56 Total dividend and interest income $7.157.68 Date Actiuty Description Amount (0 Pill payments May 3 Withdrawal ACH TO Scott Borgerson AT OWENS BANK, NA •2,500,000.00 Total bill payments 42,500,000.00 CNP70009005580146NP7000191995 00005 0516 030575004 GM 000231 6 of 8 CONFIDENTIAL EFTA_00133739 EFTA01252434 Account name: GHISLAINE MAXWELL Resource Management Account Your ft vandal Advisor: *UBS May 2016 Friendly account name:Ind.Cash'Saving Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (corarrued) Date Actialy Disunion Amami (3) Other funds debited May 6 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -50,000.00 RANK, NA May 26 Transfer JOURNAL TO Y1 23692 1 16 EAST 65114 STREET LLC -1,221 67 Total other funds debited -$51221.67 Investment transactions For more Information about the pricervalue shown for restrictedsecurities, we important inlormatbn above your statement a the end of this document ProKeedS Iron Funds mestment vathdrawn lor Accrued Dive Actwity Desolpbon OuaritIty vdte (I) Price (S) trarriachans inwsiments bou01(S) interest (S) May 2 Reinvestment PUTNAM SHORT DISIATION INCOME FUND Y 274.146 -2,752.43 CW1DEND REINVESTED AT 1 0 04 NAV ON OS 2916 AS OF 04(29116 May 3 Sold UBS SELECT PRIME INSTITUDONAL FUND -2,500,000.000 2,500,000.00 May 6 Sold UBS SELECT PRIME INSTITUTIONAL FUND -49,003.000 49,000.03 May 1 1 Bought LES SELECT PRIME INSTITUTONAL FUND 406.070 -406.07 May 12 Bought UBS SELECT PRIME INSTITUTIONAL FUND 62,592.790 -62.592 79 May 26 Sold UBS SELECT PRIME INSTITUTIONAL FUND -1221.670 1221.67 May 31 Reinvestment UBS SELECT PRIM( INSTITUTIONAL FUND 4,389.693 .4,389.69 DIVIDEND REINVESTED AT I 00 NAV ON 0931116 Total $2,550.221.67 -$70,140.98 Date Activity Description AMOunt (I) Money balance activities Apr 29 Balance forward $0.00 May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1390.51 May 6 Deposit UBS BANK. USA DEPOSIT ACCOUNT AS OF 0905116 0.28 May 9 Withdraws UBS BANK USA DEPOSIT ACCOUNT As Of 0906116 -984.72 May 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 09 11116 .406.07 May 31 Closing UBS Sank USA Deposit Amount $0.00 The UBS Cant USA Knout Account is your primary sweep option SONY GM 00023120 CNP70303305513014 7 NP7003191995 00005 0516 03057SONS -- page CONFIDENTIAL EFTA_00133740 EFTA01252435 *UBS Your notes ..o2,,Nge 8 of 8 -,..rn.sutemmt ,-O, ,L.,..,..,:c account ,„„. CONFIDENTIAL EFT,00B3741 EFTA01252436 Important information about your statement U3S financial Services tic. (the Firm or UBS Fatal' sent yOu the trot staters...a on which the error or Corporation (51K), whit protects Searles tate% ol • Produce Cunene income: hvestmeres seekng ter Straka°, is a member of all principal uctsily, canmodey intim amend. its renters up lo $500,000 (inchding 5250,003 kr generation of itomo any. and optiressehreges. UB5 Financial Semler, and CBS - Proade your rum ad zoom screws Of any) dains for call The Slit amyl protection limits ;PM to • Aches Capra!Appnalation. Inwstrrente seeing Bank USA re (diet subsidiaries of UPS AG and - Decals We Mei Of the translene_i nureure all most that you hoed a particular caoacity. crown of principal rather than the generation of *ilexesof U35 Seamen LLC. The Fim's Mandel about, indeplain as <km& as you can why you the Fen, together with certainaffiliates, has also 'recant statarnert C available upon rectest The Font exeoais believe a is anerror or why you need more purromed appkmenta protection. The Madman • Produce Coleanutoo alIncase and Capital calkos am at: nformatin anoint paeabee to a oIgie• rfieet, CONKlie• ado. Appreciates. Imornints seeking both the gentrotin - Ns:dethe doter anoint et the suspected error. this protection is S500 Mein a of Decent*, 10, 2015. of income rd growth of prittal. UPS Finriel lances It. Stbra to the poky ordelons ani cash 1200 Harbor Boulevard The firm or Card Issuer vii h•estigete you tcompaht the firm is further protected fa up to SI .9 million n the Overall aids profits Weehawken, 11.1 07086 and wet correct at error prompty. For alleged mots aggregate kr all your accounts held n apse:Wm wait. A ha copy of the poly wading is salable • Conserv/6w. Seeks to mental-, nitiN pritipal, with reolving UBS Veendebit cad tra-nadin, if we take This statement represents the only official record of you' mote than 10 bus mess days to &Oro, we willcredit uPon request. low risk and volatility to the account owrat event UBS Financial Senates account. Other records, exept tat means the mart does not generate signelkart par accord for the amount youth:* is in error, so tat item, or Mum; and may rot temp pa with official ts.drounents. contanng conflictingdata should you vii have the use ol to money during to tine it The SIK protection ad the supplemental protection elation. rot be relied Lis II youbele* thee is an mot a takes us to complete our mestigetion. both do not apply to omission. pleat. report t immediately n mites; to the • Celan trancial assets controlled by (end inclaid n • Moderate Willig to accept sane ripe to pinciti and Brandt Manager of the office serving your accost. Please mire all checks payeb to the Fern or tie your account value) but hell away from WSFinancial tolerate some notatirty to seek higher returns. Inuncial oslincn radiated on he front ot Services (e.g., certain( cash at UBS Bat L6.5., (id • Aggress*: wiling to accept high Ms to pampa and Althea:ft al limes shown re intended to be accurate, statement In addition to regular acccut fees, accounts cash at Les AG U.S.Santes, (4 routers mixt high obit lily to wok highreturns o'er time. statement data should not be wed fa to proposes Rely may be abject to mantenarre ten, chrtges for lite including writhes annuities, and Gk tarn of WOW! • Ins',neve'E‘ridire Constdmation: f Whaed, a soled on yea-4nd tax forms. de , Form 1099. 5498, parent for securities purchases and charges for unpaid funds when such tags are countered dread it the portion of the portfolio for het account may itiale 10425, etc ) when prepamg your lax return. Is Fim 5 amounts n cash accents. Accosts that re transferred name of the accost holier on the books aid records complex strategic, tented liquidly andrater retired by law town to to IRS enterable dividends, to other instrutins may be subject to a transfer tee. ot to applied* Suer a transfer agent). roportakae ma-rouble diriihrut and 'sable avant • Latin mesh-nen contracts or iniesiment interest end en amities held nyeu scant nee minds UK Sweep Options (e.g.. levied penniships ad pewee placements) that Statement Theuteholdier on see frataclice, aid cos* basis on certain wowed LES offers options for sweeping cash balms balances are rot regitened under tie Securities At of 1933; We may arcordose all related account statements with seines. to bat deposits at UM Brit USA and LES AG Stanford and We sane adaess in the same ernetve, e.g. because branch (Ba-k Sweep Progarra), moneymake( mutual • Commodities contract (e.g, foreign excha-ge and they have owners who a10 maintain bre account Carolltalinallatli with tha Man hats (Money Fu a) and the internetionalDeposit mowsmetal contracts), including futures contracts relarorehos well other dunes a the wow addressee • Pleasresets sty oral cornmaniations in *ring Accord (0)111orcurtanecs with Sri IltanitiOnal ad commodity option contract,. yet peeler to mono ediwdual statements marled n to further protect your right irdurrn9 yourit Ream? Smarming Account trough the BSc The SIK pram on and to CupF4Wrienlal protects do separate envelopes, you mad decline hotr,eholdng by order the Searles Investor Protection AO (SCA). Sweep Programs, cash balms re swept to LESBank not apply so these assets tend theyotherwise appear calling yak financed Ackdor • t theMa-KS institution on die top leit of die front USA La to an estabashed limit and then to UM AG on you statements. The StC protection aid the of this statement snot CBS f ranch Strokes.. LOS Stanford Etna, or a Money Fund. Deposits at UBS 549lennental protection d,not protect avoid changes Friendly damnname Fe-andel Smites carries you account as doming Bank USA are FDIC Owed in accorda-or wit FCC n the market vela of mat imestments (whether as The Fr e-di/ accent nano is a custom:We 'nickname' broker by arra-gement with the rdtated ensitutin roles. Formate information please inset wwwfdic result of market movement, issuer bankruptcy or chosen by you to assist you with your recomiteeona We in you of this relatOIMIntoiollen yW Deposes at LEG AG StamfordBrant ad shares of othenage) his no legal effect Ca your account You can <hinge opened this accost h the cast your leant and Money Fends are rot Owed byte FDIC. More irlonnation is avaable taw request tar Friendly aCCOLMI narnel. though Online Service, a mates ate located a LOS financial Services and rot roams Man more inionnateOn about WC, including by contacting your Fe-uncial Adwor. the i-Medecig Orders ad younut make amps Through tie DA, (mailable to can balances an swept to the SIPC Broths% by contacting SIPC at 202-371-8300 of ray error or omission to both firms As described depose scants at UBS AG New Yak Branch and LDS or by visiting the SIPC wrodee at smear°, Account overview to account agreements, youmust natty w aF ay AG Cams Ranch Tow deposits are not loured by • Ms* of sea acrowayosfroko. Net of meets and errorsor Pseud Theacing chedcs reflected s your staterrem wenn 30 drys alter le was mailed or made to FCK Balances held at the UD5 AG Carman Branch ale tomparray noosed to the rovereign Irk of the Dividend Reimestment Program pun • Amer naiades sad* cash balances, slues fa The pie reflected it an hada pike. You may °bean available. Alinement shall be donned comples Calms Wads, and there is no guitars* or other the actual price ircm you Emmet Attar. Ory merited securdy lest), and Global Tis not and accurate n all other respects if not objected 10 in obligation of UBS AG 10 repay the balances while an the shares are purchased under DPW; petal taw will be by mats to ma-ket, andcertain assets not held wrung within 60 days LEG Cayman's Brach's books. soli ad the cashwi be deposited in your account. The by the Fins. Does rot include unpriad sectritiePassets • Please died wRomer complaints or Ownes to to chiderd reinvestment price applied by the dear may at the end of the pia and cement statement periOdb. Or Figs C lent Reborn Cropatnent at 201.352.1699 Deposits at LBS Bat USA and eachUPS AG Branch are MI° from the watt once al which te partial shoes primate iwestmentb untested stock options and a tolltreo a 9/13.354-9103, 8:03 A.M. to 6 CO P.M not protected by SIK. Monet Fund three are protected re sold earesable stock options FT Monday through Friday, or in writhq to LES by SIPC. See 'COS Financial Services Account Protection' • /Abates. Includes debit balances, cutstarding margin Ronda' Services Ix., Client Relations Department, Slow. Cadte-ielieu ban, credit lire, ton axon balances. P.O. Box 766 Union Coy, NJ 07037. Cnhichole urns may be heed en yes accw-d. If you at • Cathimoney balances, Total of unimested available • In case of errors or gantiss about an electronic Ups you request, balances in the Bar* Sweep entitled to a petal sit a s nests ol a eniderd payment cash balances, plus deposit telexes UB5 Bank USA, funds transhr Olt lea payer a UBS Voandebit Program or DA may be vothdraerc and shares of a or Oht1153e, to Film will either sell panel sit at LES AG U.S Branches and money market mutual fund cad transanOns, call K0762-1000, or write to UBS Matey Fadmay be liquidated, ard the proceeds modal ark* a accept an !Man deronnined by a sweep balatos, at the cite of te st aiorrent period Fiendal Services Irc., 1000 astir Blvd, 6th floor. returned to situ or your seosties Weald. regiaered cleitig agency, and credit you accord. Ntn-ccarredio free ant balances in you m oat are Weehawkeh NI 07086, Mtn RIASBOA Servies. rot secfegaed from other balances and the FMmai Fader nrormaton about available sweep optearn, Insetment objectives IA! Sly of these lads lithe Ordiney course of its Cal a write as soon /ny:wean, su tit you nolearg curs/ interest rates and Stitt it available at The rionimart objection and risk profile :teepeeIs to Texfunds in myth Lawn your demard. deterring a receipt is wrong or if more wmvubscorrostreeprelt from your Fna cul Advisor each account and may maybetween year wards This total is ridded in the arrant period closing Vibe idonnatin abort a transfer on the statement or a by ceiling ECG762-1000. tease advs. the Firm most& in wining of ter receipt The Firm or Card Stec (as applicable)musl sgticant change inroes Inancial situation or Lending information her from you no In then CO days slier to Can UN Financial Serritee account protection investment &proves For eachscant held, you Fix Waned information al the Firm's trrldirXICes The Firm rr a manta, itf to ( e.e. plot I--emeo• PrOrarmei choose or* of the Litwin;marmot objectives and dockwes. refer to rut Client Ration ea SDNY_GM_00023122 CONFIDENTIAL EFTA 00133742 EFTA01252437 Important information about your statement (00118110ed) Agmenent or ACCOLII Agreement aid the General - We germs* see he closing price when avalhka liquid and own if they can be sold, tie pre. — h addtion to cornrnissins received n connection Temn yard Conditions CBS Statement of Credit Practices the mean of the bid and ask prices for listed received may be less than th• per chore estimated with the sale or &tribution ol may contracts available in Agreements indeed:sures a martin and opara er only bid prices for OTC vain provided n the scant statement, and test investment but win now clients. we yawtin ramiateevorntrinto met seardies. andv our affiliate men newrue sharp - Less actnek traded securities may be priced ustry a • Restricted securides. Restated martin aneraltr carpe nation frommany of the insurance Yew nests valuation model a the most recent pea we are not currently erclak For public sale. U8S financial companies larderMing the rarity Centrals, Your statement itemas securities rid other assets hell cbtaned end may not reflect en actual make price Swam wet the nasal priced the wirmtricted stock affiates et dm insurance carpsien or warners of h (hear-ant at the end of to natemers period. You a vat* of the sane issuer as an Monied value for the taunt irrrestmmt tun we disabuse may for deiveri Of Sulk paid sentries al and time. - Certain positins may appear without a price ad restricted Pak iapaposes anis statement or* To - Our affiliates also recen trading commeskins rd You mar receive securities used as ban collateral after will new as 'vice was me available' d we are the extent tut restrided secedes are elgbk to sale, other con pensator,fran natal tuna and paying any balance der on them. Any securities unable to ellen a ace for a mosey. the value received may be stbstantialy less nal the Miran companies otiose predicts we derbute. translated to the Firm eta-9 the Italtlitallt period are - Deposits a securities denominated in currants imaged vabe town ▪ We receive an anal fee from UBS Bat USA end listed* market value as of the ended the lama* other *an U.S dollars are reflected at the mohair LES AG Stanford Ranch Of 1.010 $25 per a-can period. rate as of the Oatelltilt date. • Esk destructed) income. anent yields and rates. sweeping to the barks under the UBS Bank Sweep • Cost bask h deter-Ming the cost basis of the - fa certain manes trading n non-conf canna M estimate of smug income 6 based on current Program. securities Madded in this statement, where indicated denornnetions, price and quality rime rake/ may dividend ad interest rates, assuming tie searites will wih the number " l, • WS F nate' Services has relied haw been adjusted to facilitate caper vatuaten be hell for one year from statement date or until Adivity On information obtained from sources other than LES To cbuin current clamant when availably, contact maturity The Minn a onkyr egad:rine; accuracy dogmata"regarcing canmksens and other charges Fe-antral Senicesi including information fan another ybr Enamel adoarr ad continued income are not qua-anted inured n connectizn wth the exeonn of trades, inn a that you may tattegroaided to yes Inertial - Estimated anal kerne and curets yield fa had® option reactions has been inctictd on Masa. The Firm does rot indeperantly yerty • Private investments and otrucoared produces. certain types of leashes add rickole a return of conlimatiere previously furnished to you. Ad cull be gaarentee the accuracy a meaty of ry idormation !ovate nommen "Nu as (exLen? clittl principal or capital gains in which case the est pendant to you prcrrptly on repast provided by WOOS other than 1.8S Fa-antral Sonnet panicipatin program ad realepate immanent trust income (a-d tureen yield would be overstated. ▪ addetiers although UPS Financiel Services general& soothes) and striated proins are aneraltr highly - Estimated anal income and anent yieldand tie Short selling updates fit nfcrmatin as it is recent), the firm itinad. Celan stnstind pads% Nem not been actual inane and yield raft be lowers higher H you are engagedin short selling a security, you may does not provide an/ Asturias the, tie illOTIlatiatl registered with the Securities and fah than the estimated amounts. har a charge date to cateintoanwag costs for that =tit 'Coat bate ard ^Unreabed gad loss' is Commission ce under ry note secureie l tn. We - An **inn of nudged income (dirdend antra particular many. accurate as of he date of ha statement. As such Wan* minified valor! for pause investment intend) divided by the current market please dons rek on this rdermlion to make searites ird structured products for ileematirol vablaferage balance is based an the Litt die Pen Open orogen penhese or sale decision' fa tax purposes a purposes crik. Accuracy ant guaranteed. or interest payment made by tie later and Regaling open or • gxchtilhancelled* ceders tat otherwise. Accounts tunderred to be Fim may - These vitas may differ absurdest* toes prices, il amines the seartetrdepaas will be held for a'e were not minuted by the StattnitIV date, open buy and reflect gal loss ilamatin only for the period et any. at which a Prirn ittetrtni riy year tan the statement date or until maturity. lee slop orders are radioed by the route of dividends tine they we held at the firm Morehistorical structured product maybe bought or sold and do Accuracy and continued yell se not guarameed a rants en an ex-avian:8 a earants ate unless rilcrmaten can be aided by yea Friaxial Advisor. flat necessaikrecreserd the vat* yeu may receive ranxted cinema by yar. You are re for upon licsidatin. • Assets not held bytes Financial Services. Certain orders that are executed Ow to yair lalure to cancel • Laweelind gas/loam %ten data n arailsbk. - Third party soma's of vat* are as ascertain mutt se rot held by the f inn arena worn the eisteg VW. orders. manatee antaind ainelomes are cat Weed la date ad we supplied to UBS InarciA Services on a Fern's commis. or centrol. These assets ere invited stony lots. The transadon data for realer basis by an independent imitation firm. drsplayed on loos statement for informational Maw havilial lots may or may not reflect commissions. - barer. general panne- of sponsor estimated velem purposes onty Positions and values presented se To <bean a copy of as current Client PrivacyNan. ry, are suppled to the Finn by the *suer, please contact yea 'maul Anna or von our websik rZ ander security reagent:Mon events d and otter reinvestment lots ad systematk video loll are each combined macaw ore general partner or tamer and may be calculated based an &twine information fro, tut used by provided by tie 6su'rg fern. UBS FrancaServices is not referable for dm information and does not guarantee es accuracy. Iberia assets se not protected at *taw oimi romitaivntrarev awraged lot The 'Trade date' colann presents the third patties to derive their mrinated values. by WC or the Perris supplemental SIC await. 1,85 Firmed Services e not a bate The WA, Business origins' transaction trade dale. - You can obtain aeditord information regardrg Services Account ESA and IRMA se tetkerage accounts the metablogy used to determine the estimate of • Revenue sharing and additional compunratim. Ankh provide access so banking services and prodsts • Callable monies Bonds rand preened stock that valve ad the date of the a-dement:n0ot is the — In addend:4 to carmissions on sales and 12b-1 lees am* avangenwrits will named bales and other the aver cals for ern rocknp1mn wit be 'elected basis fa the estimate by contacting your Crimea' received n carecticri with be ditributim Ihniparty banks. and provides access to itura-ce and Menai, by lot from warng all senates of trul Advisor rrulual fads to ow dents we ander our affAate emu* Predicts hand by unaHiliatedthid-party issue held nourwnea in nominee name for as - Third party estmaed vales may be reflected as receive revenue shying Payments horn dianbutors iturrice compares through insurance agency dents. Call tease rannticn ebtaned horn third 'Not priced' in several situatins: when an ardor advisas of the rrubal funds that vie sell. subsidiaries of UBS Financial Services Inc. parties and h accuracy is not gasanical. Other call Mean:lent valuation fim has not beaked a it These amounts are based on two cMermi loaves may eel whin tamed nod weld candle trine to assign a vela. *Awn we become ware corrpannts (a the amowd of IAN big UBS of a trienment„ iturate. ad a -rty products, rilarnation will be proviad upon request that a magnet event has occurred tat may call a Palicutr mutual fund famik to eur clients: and 0i) Not FOIC insured • No bank gusantew May lose maw prevougy reputed value no question, or ohen a the asset value of a particular rrutual fund famiWs • Certificates of deposit (CDs). CDs are HNC nsured value would be highk meant:et due to tie nature shares held a the Inn RMA. Resource Management Arm nt, Business Services up to 5250,000 in principal and accrued irterost per ot the security. — We and as allAate ako receive flanking and Account BSA, IRMA and intonational Resource depator ant per depository inobsixi h scadance - When neither an Muir, general partner or sponsor combs' iscaning fees in coralcration for Management Aware at registered service maks of wit, FDIC rinks. estriuted value nor angel-pant estimated vela is transfer agent WYSE" that we prow* tattle UBS Nisei* Sierras Ix provided, the iota el the security write dilkerent rrutal lint These fees generally are pad from • Prim/value Prices doplayal f or secuntes and other Irony itspurchase price. interior asses n the natal fund and area tred Vita Signaure it a featured0MM mink 01 ass packets may be higher or lower than the price that - •Detributicas to date' may indude return of dollar amount based an the number of accounts at Inamalinal LOS Vice Signature cede cards and CGS yOa would actually receive in tie nude. Atm are capita( ncome orboth. the broker.dealer holing mutual fads of that fund Visa debt cards ere awed by UBS Bart URA with obtained from .areas tad party sources whit, we - 'Original unk size' represents tie initial offering family INIVO59011 Iran Visa U SA hcorporated. briew to be relable, but we do not garnet thee peke per unit Adm./ not reflect gots cost bass. accuracy - OPP rd unlisted RUT saunas are rot listed on a UBS Financial Services Inc Pry 201604 main* wcurities exchange, and are germ* SDNY_GM_00023123 CONFIDENTIAL EFFA_00133743 EFTA01252438 UBS U85 Financial Minces Inc 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 June 2016 CNP7005505233 0616X1235 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GfrliSLANE MAXWELL Friendly account name: Ind CashlSaving Account number. Your Pi nandal Advisor. Kell STACK N/ LYLE CA SR. Et Questions about your statement? call your Financial Advisor or the Value of your account RMA ReSourCeLine at 800-RMA-I000, on May 31 (3) on lune 30 (1) account 029323575 Your assets 16,475,002.07 16,274,758.15 Visit our websIte: Your liabilities aoo aoo vmw.ubscomIlinancialservices Value of your account 316,475,002.07 316,274,758.15 Sources of your account growth Tracking the value of your account during 2016 Value of your account Mill ons at year end 2015 16,141,731.58 Net demon and 16.5 163 withdrawals $10,103A53.36 • Your riveStrneilI ran% Dindendarxl interest income $26.065.85 42 Change in market valus 33507 36 Value of your account on Jun 30.2016 $14274751.15 Dec 2014 0tC X115 May Jun 2016 GM 00023124 M•mbar SIPC 0410001006606233 W00030961400005 C616 0305 ►age 1 of 8 CONFIDENTIAL EFTA_00133744 EFTA01252439 Account name: GHISLAINE MAXWELL Your K nodal Advisor. UBS Resource Management Account Friendly account name:Ind:CasIgSaving Account number: SCOTT STACK MANILA" CASRIEL Your account balance sheet Summary of your assets Value on Percentage of June 30 ($) your account A Cash and money balances 0.00 000% Your current asset allocation B Cash alternatives 12,752,658.15 78.36% C Equities 0.00 a00% D Fixed income 3,522,100.00 21.64% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $16,274,758.15 100.00% Value of your account $16,274,758.15 Eye on the markets Percentage change Index lime 2016 Year to date S&P 500 0.26% 3.84% Russell 3000 0.21% 3.62% MSC I - Europe, Australia & Far East -3.32% -4.04% Barclays Capital U.S. Aggregate Bond Index 1.80% 531% Interest rates on June 30, 2016 One-month LIBOR: 0.47% CNP70003005505234 NP7003303514 00005 0616 030575004 GM 000231' 2 of 8 CONFIDENTIAL EFTA_00133745 EFTA01252440 Resource Management Account Account name: GHISLAINE MAXVVELI, Your Ilnandal Adviser SUBS Jr Friendly account n Account number. - ng SCOTT STACK MAHLYLE CAMEL Change in the value of your account Summary of gains and losses Values reported plow exclude products for which gam and losses are not classified. itrie2016 (3) Year to date (1) Realized gains and losses Unrealized Opening account value $16,475,002.07 $6,144,731.58 lune 2016 (1) Year to date 11) gains and losses (1) Deposits, including investments transferred in 8,364.56 14,617,914.23 Short term 0.00 0.00 14.29 Withdrawals and fees, including investments transferred cut -215,119.26 -4,517,460.87 Cash activity summary Ste account attevaytha month for dela IS Eklan(eS in your SweeDOCillOnS are indudedin the %ening and Dividend and interest income 6,510.77 26,065.85 CIOSing balances wane. FDIC insurance apples Only to departs a U85 Banc USA, not to deposts at 185 AG, Starr/old Bench or bank deposits paced throup the urn internacorta Depose Account progarn. APC Change in market value 0.01 3,507.36 protection applies to money market sweep fund hddings but rat bank deposits. See linpOrtant inforinabon about your sfatemert on the unt two pages d this document for Petals. Closing account value $16,274,758.15 $16,274,759.15 /tine 2016 (5) Year to date IS) Opening balances $0.00 $2,010,294.62 Dividend and interest income earned additionss for cull:hefts of Ins statement, taiati'ity of 'fittest 0016'1..10nd income rem been determined ffliell a US Deposits and other funds credited 8,364 56 14,617,914 23 tax repotting perspedite. Bzed upon the residence of the account bolder, account type, or product type, some interest ander thidend payments may not be subject to United Slates (UA ardor Puerto Rico (PR) Dividend aid interest income 6,510 77 26,065 85 Income tares. The client months/ statement 6 not intended to be used and (moot be rota toon foe tar purposes. Clients should refer to the apt:Ice:le tar reporting loons they recent. Iran 185 annualy, such as Proceeds from investment transactions 210,119 26 4,464,469.47 the Forms 1099 and the PCIMS 480. for tar re0018n0 information It is the make of U85 to file the axial:it ten tenoning forms with the US intern.8 Revenue Semee and PR Treasury Deportment and in Total additions $224,994.59 $19,108,449.55 such forms accuratey &vary dwdenct arcYa interest an tax emit-at or tattle income. Pies/ consult your indedual tax prepare( Subtractions June 20l6(4) Year to date (S) Checks and bill payments 0.00 -2,500,000.00 Taxable dividends 6,510.77 23,855 33 Other funds debited -215,119.26 -2,017,460.87 Taxable interest 0 00 36.79 Funds withdrawn for investments bought -9,875.33 -16,601,283.30 Total current year $6,510.77 $23,892.12 Total subtractions -$224,994.59 -$21,118,744.17 Prior year adjustment 000 2,173.73 Net cash flow $0.00 -$2,010,294.62 Total dividend & interest $6,510.77 $26,065.85 Closing balances $0.00 $0.00 SDNY GM 00023126 CW70006006505235 Ne70003303514 MOOS 0616 030579304 Page 3 of 8 CONFIDENTIAL EFTA_00133746 EFTA01252441 Account name: GH19.AINE kik.vV. Et l. UBS Resource Management Account lure 2016 friendly account narne:Ird-Cr-qSavng Account number. Your Rnandal Advisor. SC= STACY PAP•irtyLE (7Asp.EL UBS Bank USA Deposit Account APY Interest Period May 6 -Jun 6 Opening UBS Bank USA Deposit balance May 6 $1,390.79 Closing UBS Bank USA Deposit balance Jun 6 $3,364.56 Number of days in interest period 32 Average daily balance $1,214.16 Interest earned $0.00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current inccme & capital appreciation Your risk profile: Primary Moderate investment eligibility COnsderation • None slated Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CNP7C008006505236Ne70C0309SI 400005 0616 030575004 GM 000231249e 4 of CONFIDENTIAL EFTA_00 I 33747 EFTA01252442 Resource Management Account Account name: GHISLAINE MA (WELL Your SI sandal Advisors *UBS Friendly account name:Ind.CaShf Saving Account number. SCOTT STACK MAHLYLE CASRIEL Your assets Some paces, income and current values shONn may be approximate. ASS kit*. gam aidlOssts May XI be accurately refkcled. See smporzort inforettett0n about your statement a the end of ths OxurneM far more infornsion. Cash alternatives Money market funds Money market funds are neither insured ror guaranteed ty the Federal DepoSil Insurance COr0OratiOn a any other gCne(went agency. Although money Markel funds seek 10 preserve the value of your investment at $1.03 per share. it is posutee to lose money by investing in these funds, rote reinvested is me total cis reinvested dwdends h does not include any cash cAdends. n Is not aim tioreetzedRap gan or loss is the dfference between the current vale and the cost basis and would lot for the purposes of determining tadrg periods of cost basis The shares you receive etth titre you generally be your taxati e gan of loss de the security was sold on this date. The unrealized (tar) gan or loss may reinvest didends become a separate tax lot. need to be alusted for net In of cazeta payments in order toclewmine the reared gain or Loss for tax reporting purposes Cost loses is the iota purchase cost of the security, Inducing renvesteddirdends The cost basis may need to be alusted for return d capital payments in order to ckterrrine the adt tilted cal bans for tat invutment 'Own n the curieM value minus the encore you invested t does not include share; that are not reccetirg purposes reflected on your statement, inducing shares that have been *aired as en her a gan or alas, a also does not oldUCe cash Ouclends that were not reinvested Purchase Ow Number Average pace Client Cost Prise per shore Value on Untested Investment licidng teddng ct shares per share (Si irreestment (S) basis (1) on sun 30(S) run 30(S) gain or loss (S) return (S) Penisd UBS SELECT PRIME INSTITUTIONAL FUND 12,752,658.150 1000 12,752,658. I 5 12,752,658.15 1.000 12,752,658. I 5 EAI: 148,460 Current yield: 0.38% Fixed income Mutual funds Total remveste is the toui ch al reinvested dvidencis n dots not include any cash dvdends. h is not a Unreakzed (rad gat or loss is the dfference between the current vaue and the cost basis and woad tat lot for the purposes of determinng hdilng periods or cost basis. The sharhs yOu receive each time you generally be yOur taxable gan a loss d the Security was sold on Ins date. The unrealized Rao Gan Cr loss may request ch %Wends becameaseparate tax lot. need to to Ousted for return or (vital Payments in order to determine the reamed gan or loss I or tax reporting purposes Cost basis is the soli purchase cost of the security. inducing reinvesteddssdends The cost basis resat need to be °dusted for return id catital payments in order to determine the al usted cost basis for tar rovestnrent Worn is the current value minus the amount you Invested. I does nor Include shares that are not reporting imposes. reflected on your statement, inducing shares that hare been reacted as either a gain Ce a loss It also COPS not include rash dgclends that were not reinvested Purchase poen, Number Average rrxe Client Cost Price cot shale value on Unrealized Rai) imestment elddred Hddng of shares per share (Si I nvestment (1) basis (I) on Jun 30 (1) j un 30 ay win or loss (1) return(!) period PUTNAM SHORT CURATION INCOME FUND Y continued next page SDNY GM 00023128 C HP70303306505737 NP700030951 4 COCOS C616 030575001 8 CONFIDENTIAL EFTA_00133748 EFTA01252443 Resource Management Account *UBS Account name: GHISLAINE MAXWELL Your A Asocial Advisor Friendly account name:Ind:CashiSaving SCOTT STACK MAW LYLE CASIVIEL lune 2016 Account number: Your assets . Fixed income . Mutual funds (continued) Purchase once' Number Average price Client Cost Price per share value on LThreanned0401 imestrnent Hddng Meng of shares per share (S) investmmt CS) OasisCS) on run 30(1) sin 30 (S) gain or loss (S) return (5) period Symbol: PSDYX Trade date: Jul 20, 15 348.605.578 10.040 3,500,005.25 3,500,005.25 10.040 3,500,000.00 -5.25 ST Total reinvested 2201.195 10.031 22,080.46 10.040 22,100.00 19.54 EAI: $24,206Current yield: 0.69% Security total 350,806.773 10.040 3,500,005.25 3,522,085.71 3,522,100.00 14.29 22,094.75 Your total assets Percentage Cost ESImated UrretaZed Valve on Jun 30 (5) your AcCont baus (S) annual Income (St On or IOSS (t) Cash alternatives Money market funds 12,752,658.15 78.36% 12,752,658.15 48,460.00 15xed income Mutual funds 3,522,100.00 21.64% 3,522,085.71 24,206.00 14.29 Total $16,274,758.15 100.00% $16,274,743.86 $72,666.00 $14.29 Account activity this month Odle Activity DeSCrICAIOn amount (SS Deposits and other funds credited Jun I Transfer JOURNAL FROM VI 23568GHISLAJNE MAXWELL 2,213.05 Jun 1 Transfer JOURNAL FROM VI 23572GHISLAINE MAXWELL 3,451.51 Jun I Transfer JOURNAL FRCAA VI 23S74GHISLAJNE MAXWELL 2,700.00 Total deposits and other funds credited $8,364.56 Oat ACIInly Oercnotion AmOunt Dividend and interest income Taxable dividends Jun 1 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 05731/16 2,513.23 bin 30 Dividend URS SELECT PRIME INSTITUTIONAL FUND 3,997.54 Total taxable dividends 66,510.77 Total dividend and Interest income $6,510.77 Date ACtinly OeSCrptiOn Amount (S) Other funds debited Jun 6 Transfer JOURNAL TO `lel 23692 116 EAST 65TH STREET LLC -4,923.40 Jun 6 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC .76.60 Jun 13 Transfer JOURNAL TO 'el 23679 POT & KETTLE, LLC €0,000.00 Jun Id Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -150,000.00 BANK, NA conthicred next page CHP703CO3C6505238NP70003095I 4 00005 0616 GM 000231DIJM 6 of 8 03057a_ CONFIDENTIAL EFTA_00133749 EFTA01252444 Resource Management Account Account name: GHISLAINE MAXWELL Your PI sandal Advisor: *UBS June 2016 friendly account narne:Ind:CastiSaving Account number. SCOTT STACK MAN/LYLE CASRIEL Account activity this month (contrived Date AzIntly oescepeon Amount 0) Other funds debited (continued) Jun 23 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -119.26 Total other funds debited 4215,11926 Investment transactions For more InformaIon about the price value shown for restnced secunties, see Important MO:maim about your statement at the end of this dxtment. Proceeds Iran Funds investment withdrawn fa Accrued Date Acthity Desolphon Quantity taut (S) nice (S) transactions CS) investnems loop (5) Interest (S) Jun I Reinvestment PUTNAM SHORT DURATION INCOME FUND Y 250.322 -2,513.23 CWIDEND REINVESTED AT 10.04 NAV ON 0931/16ASOF 0931116 Jun 13 Sought MS SELECT FRIA INSTITUTIONAL FUND 3364.560 -3,364.56 RIO 13 Sold US$ SELECT PRIME INSTTIUDDNAL FUND -60,003.000 60,000.00 Jun 14 Sold ($5 SELECT PRIME INSTITUTIONAL FUND -150,000.000 150,000.00 Jun 23 Sold UBS SELECT FRIA INSTITUTONAL FUND •119.260 119.26 Jun 30 Reinvestment 2165 SELECT PRIME INSTITUTIONAL FUND 3,997.540 -3,997.54 CW1DEND REINVESTED AT 1.00 NAY ON 06/ ?GI 6 Total $210,110.26 -S9,075.33 Date Activity Descrialcn Amount If) Money balance activities May 31 Balance forward $0.00 Jun 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,364.56 Jun 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06106/16 -5,000.00 Jun 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06/13116 -3,364.56 km 30 Closing UPS Pant USA Dimwit Account $0.00 The USS Bart USA Depost Account is your primary sweep cption. SDNY GM 00023130 CNP70009306505239NPT00030951 COCOS C616 03057500i ►age 7 of 8 CONFIDENTIAL EFTA_00133750 EFTA01252445 t3,UBS Your notes C,88,0880..388.08880,8803,1, 00003.180881 G. .02,,,, 8 0l 8 End of 8,8.8 8,8 for account numbed CONFIDENTIAL EFTA,013375 I EFTA01252446 Important information about your statement IS Fiuncial Services ix. (the Firm or UBS Finercial sent you the int statenwre on which the error or Corporation (SiK), which protects wastes traa-rUS 01 • trodure Cunene income: hiestments seekng the Servkas), is a morrber of all principal cecvay, comrtothey pkblem append. its renters up to $500,000 Oncl,dirg 5250,003 kr generation of Mom> onk. and options exchrges. UPS Fisancial Semler, and LES - Nona? your run,. rd axon number Of any/ claims for rata The Slit asset protection limn aPPIY to • Achkie CapitalAnew:Won. Investments seeing Balk USA re (died subsiiones of UPS AG and - Dew& tee error or tie transter you revere all worts that you hoed h a particular wacky. gosh of *noise' rather than the gate ersais of affihaes of IBS Season LLC. The Fin's thence' about, and explain as <km& as you cal why you the Fnm togethee kWh certain aftiliates, has also ixam. statement C available upon regxest The Font nista& believe a is alenv a why you need more purchased tialplellentelplOteCtiOn. The madman • Produce Conabaubbn et incase end Capital oftkm ere at nikenreten amount payabb to al Miele dirces, foitclireb side Aporeoaton. Itesments seeing both tie generation - Radethe dolar anoint d the suspected MX. this protection is 5500 (nation a of Decent* 10, 2015. of nccme and orOtAh of prikkal. 685 Financial Sentef K. Stbrd to the poky cations ad linitations, cash 1200 Harbor Boulevard The Firm or Card Issuer vii hastigate put compait the km is further protected fa up to 51.9 million n the Overall ride profiles Weehawken, NJ 07086 and wet correct rat; error promptly. For alleged mots aggregate kr all your accounts held n spate:Wm • Cont./fah*. Seeks to monied iftel pieip& with necking UBS %teakdebit cad breadkm, if we take csaity. A VIA copy of thepoky wordike h arailabk low risk and eobtility to the acorn ova* then if This Stattmtrit represents the onk officialrecord of you' mom the-old bus isms days to do this, we Will audit uPon request. that means the accosts does not generate sign it Cant LBS fiuncial Serves account. Other records, except your accord for the amount youthit is in error, so that Mane CO return, rd may rot hoop pre with official es. Oximents, contanng contlinng data should you wi have the use of the money during to tine it The SIPC protection ad the supplemental Protection ?dation. rot be relied won II youbeine thee is an me a takes us to complete our rerestignion. both do not apply to Omi9POn please report it immediately n sunny to the • Cretan Unseal assets controlled by (and nelded n • Moderate Wiling to accept sane ride to pirtnal and Brand Manage( of the office strung your accost. Please mire all checks payee to the Fern or the your account value) but hell away from MS Financial tolerate some voktlity to seek hgher returns, Ineencial Ogaden Skated on to front of the Services (e.g., certain( cash at UBS Bat USA, (id • Aggressed: Wiling to accept high int to *impel and Alticup al Ogres shown se Mended to be accurate. statement In addition to regular accon fees, accounts cash at LES AG U.S.Wanrhes, (4 Murano *edam, high solar lily to seek 1.4hreturns or tin**. statement data shuU not be wed fa to purposes Rely may be abject to maisonette Int changes for We including vritb annuities, aid 00 thorn of MALI • lowstnenEgoaaire Consideration: I alerted a sokik on yethend tax forms, Oa., Form 1099. 5498, paned kr securities purchases and charges kr unpaid funds when such sham are registered teak it the OaliOn of the portfolio for that account may Mb* 10425. etc ) when prepamg your lax return. The From s anuses n cash octants. Accosts that re tranSterred name of the account holder on the books and records casks/ strateges, Grated liguicity andrater required by law torpor) to to IRS all taxable addends, to other instiatcns may be subject to a tangier fee. of to apple** essay a twister agent). volatiky. report/Lb nordeeble denied and =able Mato • Certain nesb-nert contracts a inesiment Merest end as swathes held hyenr ware net steeds UK Sweep Option (e.g., kneed patnerships at private placements) that Staternent •hataholdirr on see brisactire, rd cost bashescertain corned LEG offers options for sweepin cash balances. balances are nal reddened ender te Securiite Act of 1933; We may corsordrie all related account statements with martin, to bat deposits at UM Bak USA and LEIS AG Stanford ad the same adiess in the sane enmetve, e.g. because trench (Ba-k Sweep Progarrs), money matte mutual • Commodities arrays (e.9, foreign eXthrge and Ituy have owners who ako mantan 001 account Cavallatileallen. with the Finn hats Money Fends) ad the internotionalDepose preccus metal contracts), including futures anfacts nes crehips well other dents a the same address* • Pleaurrecortinn wry oral commit/tens in wring Auct.nt (04)10r CIMCMCCI with an International ad commodity option contracts . you peeler to wein indnichal statmunts marled n tofurther protect your ristitsi inducing your rit Roane Llanagerrine Account Though the Bat lh•SIPC protection and the supplemental protection do separate envelopes, you mat dcclre har.eholdng by coder tee Seculies Investor Protecbon Act (SCA). Sweep Programs. cash balms we swept to LESS:ink not apply so these assets event toy otherwise twice appear ceiling wow finned Acheot • B the financial iatitution on the top let of te ford USA tio to an estabashed limit ad then to UBS AG on yon statements, The SEC protection the of this stammer* snot U36 F motif ServCei LBS Stanford Brand\ or a Money Fund. Deposits at LES se:Plernental protection do not protect aganst changes Friendly eatenname Fi-andal Sonic* carries you =aunt as clearing Bank USA are FDIC inured in occorda-ce withMK as the market vale of yore imestments (whether as The inertly accou-4 name is a (ottani:Role 'nickname' broker by arra-gement with the rdcated inslaution mobs. For more ithormation pkwe vet wwwidic result of market movement, issuer bankruptcy a chosen by you to assist you with your recomIkeeong We in you of this relatOnShia when you Deposes a LEG AG StamfordBrads ad shares of othenke) has no legal effect on your account You can change opened this accost h the cast your kits and Morey Firds are rot Oared by the FDIC. More irtormabon is amiable son resest. tar triendk aCCOull Oboes., though Ontne SeneiCeo a stories a* located a LOS financial Services and rot Youmo rotas more irdonnation SSW SIPC, alcluang by context Og your Fnandal thr naccieng broker, ad younut metre a report Through tie DA, meilable to cash balsas are swept to the SIPC Broths% by contacting Silk at 202-371-83GO of any error or omission to both fink As described depose &cants at UBS AG New Wet Branch and LBS or by Wing the SIPC iwbsite at wnwarptag Account overview tie account agreements, youmust no* w of ay AG Carman Ranch thew deposits are not teured by • Value or you attounSonfatio. Net of stets and errors or fraud roofing chedcs reflected on your the FCC. Baines held at the LES AG Cayman Branch Dividend Reinvestment Prograrn (ORP) staterrent wain 30 Sys alter It was mailed or made are tempasay exposed to the sovereign Sc of the The pre reflected is an average IA'ice. You may oblan • Amt hcludes avalrbfe cash balances. vetoes fa available. Alinements shall be deemed combo Cayman lands, and there is no guarantee or other the actual price tern you Frurcial Advisor. Grit wept restrkred sturdy lest), and Global tire Deposit, and accurate n all other respects if not objected so in obicistion of UBS AG to repay We Waxes whileis the shares re purchased under DRIP; palial than will be crreared marks to ma-ket, and <San assets not held to wrong within 60 days LEG Cayman's Bath's books. soli ad the cashMI be *posited is your want The Fem. Does rod include unpriced seculkdassets • Please died outomer oomplants or no-West° to ROSA reinvestment price applied by the issuer may at tie end of the priorand arrent statement tX410di, or FifthC lent Reborn ()tonne* at 201.352.1099 Deposes a LES Bat USA and eachUBS AG Branch are • ffer from the market price al with the partial shun prate imasamena invested stock options end a tolltroe r. 903.354-9I03, t.00 A.M. to 6C0 P.M rot protected by SIK. Monet Fund chaos are protected re sold °rouble stock options FT Monday through Friday, or in wring to LES by SIPC. See 'L66 Financial Services Accent Protection' • Lis, Includes debit betakes, outstanding magi, Fiencial Senices ex., Client Relations Depalment, below. Castetelieu bins, credit lire, short mark balances. P.O. Box 766 Union Cy, NJ 07037. Roy whole wets may be head n yam accout. If you we • Cashhooney balance,, Total of unimested aver able • In ease of errors Or <unions about al electronic Ups your request bale-on in the Bore Sweep entitled to a pat* sit as a result ol a chiderd pekmera cash balances, plus deposit Slates at UBS Bank USA, knob transfer (EFT). bit permit a UBS Veathdebit Program or DA may be withdrawal and shares of a or Ohlith" the Firm well ether sell partial sib at LEG AG U.S Branches ad maty maker mutual fund card forewent, call 911762-1000, a wire to UBS Many Put may be liquidated, ad the proceeds market price a accept an amain detantined by a sweep Warmc at the time of tie staerrent period Fnendal Senates Ix., 1000 Barbs Bled, 6th floor. returned to you or your smarties Walt regiaered dearng agency, ad credit yor accord. Normairredik free credt balances in you account are Weehawken. NI 07086, Ann RIAA(855. Series. not segigaed torn other balances and to fnnmy 'Whir nkrmadon about available sweep optont, Investment objectives ea ay these hods athe ordnay COune of is Cal or write as soon *symptom 4 mu hit mos nclick-g cumin interest rates and Welds. it available at lhe nenlmeN *Meth* and risk profile re spec ik to • i ota i s funds a potable war your darned staternst a receipt is mono or if youneed more wmvubscordsereeprel* from your Fnancial Advisor each account andms may between yas =Culls Tte total is eckided in to anent pored dosing vain ndomation ter a transfer on the statement or co by calling 800 762-1000. Please advise the Firm *cyst& in wining of ay receipt The Firm or Card ester (as asicable)must sgsticant change inmet I(scial situation or Lendng information hear from you no Int tan CO days after the Fern UN Financial Sarkis attain protection investment &panes For each accost held, you For desired onforination an the Film's itfldiriCttes The Fir r. a monturSF to<on rriur U•enro• Pr0tortrn choose a* of the folowng inseams objectivity and deckers. refer to you Client Ration rip SDNY_GM_00023132 CONFIDENTIAL EFTA_00133752 EFTA01252447 Important information about your statement (0011tIllUed) Agreement or ACCOLII ATM...MI and the General - We weak use he closiw price when oak/A a liquid and erne they can be sold, tie peke - h addtion to coarnisskrts received n connection Temn and Conditions U3S Statement of Credit Practices the mean of the led rd ask prices for listed received may be IOU than dr per Mare *armed with the sale or destitution ol arrvey contracts available in Agreements indeed:cures at raccritin ad opticro cc only bd prices for OTC value provided n the accord statement. and wet investment but tails toms clients, we yaw tin cnnuanev entrant. ees. wearies. andcr our *aide acme reserve Ming - Less actirey traded securities may be priced using a • Restricted securities. Resin-led securities generals, compensation frommany of the insuance Your assets valuation model a the most recent pace we are rot manly eligble for public sale. U8S financial companies Orderaf OW the amity COntrads, Your statement itemizes securities and other assets hell obtained ad may not reflect an actual market price Seneca uses the mats priced the unrestricted stock Mises et to Mums caymnes or sponsors of h. the ascent at the end of to datemers period. You a take of the sane issuer as an imputed value for tie tract investment ads we diartute. may ark for delverY d lay paid sentries al erg time. - Certain positions may apes witoi a price ad restricted stock Wrougaceses °IMO statement otmy To - Our affiliates also receive trading commssions rd You may receise securities Used as loan collateral after will Maw as 'price was not meelable• d we are the extent tut restkled searities are elgbk to sale, dim conversationfrom maul kids and paying any balance ite on them. Any securities triable to obtan a poke for a Nosily. the vale received new be tbstanualy less thanthe Mutate companies low products we derbute. transheind to tie Firm Brig the Paltritent period are - Deposih a securities denominated in noway imaged vale Mown - We receive an arnmA he from UBS Bat USA ad toted at market value as of the end of the stational otter thin U.S dollars are reflected at the moony LES AG Stanford Ranh 01 w to $25 per accoher period. rate as of the flaterneM date. • Esb (estimated) income. ascent yields and rata sweepng to debarks under the UBS Bank Sweep • Cast base. In detemining the cost basis of the - fcr certain wadies fading n non-conformng M estimate of amual income is based on current Program. securities Goaded in this statement, where indicated denornnations. pace and quantity (face vita) may dividend rd interest rates, assurung tie seosites will wih the number " l, • WS F name& Services has relied have been adjuded to facilitate raper vatuatkri be had for <roe yea from statement date or until Adivity On information obtained from maces other Wan t.85 To obtain einem gicabris, when available, contact maturity MO Minato a onY a gudelne: accuracy kiecemaiknregardngammksisns and ogler charges Fnencial Semites, including information Wm another arcei ederxr and continued income are not guaranteed hired in connection wth tie exeoika of trades, film a that my traVegrovided to yea f denial - Estimated aerial kerne and cument yield for hcl.drig option transactions ha been incbctd on Athesor. The Finn does not irdeperoknely vereya • Private investments and otrumared Foams. certain types of leashes cculd ricksle a reties of conlimatiore premusy fuinished to you, and yell be awry* the acaracy vaklity of ary Wormation royale remora* saunas (erckdng died prinks:dor capital gains n which case the est provided to you aversely on repast provided by sources other LES Pi-uncial Services pankipatian program rd real mute investment bust income (a-dcurrem yield would be ownetated. ▪ adduct although UPS Finrical Services wont& washes) and structred proixls are ginaralb highly - Estimated anal income and anent Weld ard tie Sewn selling Lgadates Wis nformatim as it is reamed the him ditrid. Celan stnirtesed pactsts have not been actual ?cane andyield roicfit be lower or higher II you are engaged in short selling a seventy, you may does not provide art, associate that tie illennali0t1 registered with the Saurian and Exdol than the estimated amounts. mar a charge die to entrain borrowing costs for that =Pr 'Cost bate and ^Unrealized gat/ loss' is Commotion or under act date secuntietva. We - An *Sinn of smudged income (dadend ander partkularseasity. accurate es of the date of ha statement. Pe such provide estmated valuta fee plicate investment interest) divided by the current market please do not rep on this Marmtion to make searites irdstrixtured productsfor ides matkral valetaverage balance is based an the last dividend Open aided punzhase or sale decistont (a tax purposes a purposes my. Marary is nor guaranteed. or interest paiment mode by tie si suer and Regarding open or • gasktill-cancelled* aden gut otherwise. Accounts tianderred to the per - These votes may differ tbstantiset ban prices, il mums tie seosteidepasts will be held for ores were not worded by the state rem date, open buy and reflea gen/loss infamatiri only for tat period id any. at which a Pr*, Pmerlrnerd riy year ban the stakerient date or until matrity soul stop orders are redaced by the anourt of diva:lords tine they are held at tie fim More historical structured product maybe bought or sold and do Accuracy and continued sell se not guarameei cr mesa an ex-divider.* or rerrhis date unless rilamaton can be aited by you' Fnaxial Advisor. rot necessitiyressesern the vats you may receive i-stnxted othenvise by pi. You are responsbk for spat lictidatiat • Assets net held bytes Financial Services. Certain orders that are executed Oa to yOur ladurt to cancel • Unrealind gas/Iona %teen daa a arailsbk. - Third pow *amass of vain are as ascertain sacs are rot held by the f im arena *whin the wising open orders. *deflated urn:SUM suindlown are calciated la date rd an supplied to UBS fascia Services on a Firm's pownsim or carot. These assets at naval& smut lots. The transaction data for refills basis by an independere ligation firm. displayed on yes statement for informational Pang relvilial lots may or may not reflect ccmmissicns, - bwa, general panne- or sponse estimated vales. purposes only Positions and values presented se To obtain a copy of as current Client Privacy Wake. nt ay, are staled to the Rim by the issuer, please cadet you FnartialAchiscr or vat our welysik rZ andor security reap-Galin 'wets cl and otter reinvestment lob rd systematk puchau lots are each combined to diepley ar general partner or sparsor and may be calculated based an di(erent information tan that used by provided by tie Ssu'rg fem. UBS Inancial rvices not recce-able for das information and does not guarantee its Ansley. Mese assets are not protected at mew .4.i rnegeriveovenfre swaged lot The 'Trade date' colinn presents the third parties to derive altar 'deflated values. by SRC or to Firers supplemental9PC coverage. kJEG Financial Services a not a ba-k The WA, Business again transaction bade dale. - You can obtain additoral information regardtg Services Account ESA and IRMA are brokerage accounts tie metcoblagy used to determine the estimate d • Revenue sharing and additional compunratica Wady provide access so barting services And ;roasts • Callable sewrWes Bonds arid prefaced stock that value and the dale of dr iicemackn that is the - In addition to commissions on ales and 12b-1 lees tea* acangenwrits wth Masted lurks and other the ever cab for way rodenvion wit be selected basis kr the estimate by contactirg your Financial received n correction with tie destributim Ihniparty bads, and provides access to norsate and Frflanolia by lot from among all seaman of ha Advisor rrulual Suds to our dents we ri der our SCR*, anmuktlf Prodsts issad by unaHiliated third-party Ste held in outman& a in nominee nacre for or - Third party 'sanded vales may be reflected as receive revenue FhlON) payments from didnbattors iterate <anuses through insurance agency dents. Call tease nice ma is cbtaned horn third 'Not prise in several situatians: wean an at advisors of the mast funds that vie sell. subsdianes of UBSFinamial Services Inc. parties and as accuracy is not gasanteed. On. call independent valuation Jim has not cedlaked a is These amens are based on two &fermi Naves may exist which mull afoot mkt condone triable to mar a vela. when we become snare corrpononts (a dr amard of Ulf, by UBS of a tient-nent, imura-ce ad rawly products, interrelation will be provided upon related that a material event has cauced tat may call a Palicular mutual fund IamiY to our clients: and 0i) Nat 10K insured • No bank gusantem May lose vote wevousk reported vitae into question, or Wien a the asset value of a particular rrutual fund famiy's • Certificates of deposit (CDs). CDs are HNC enured value would be highy speculate. due to tie nature shares held a the fro RUA. Resource M trent Asa nt, Business Services Lp to $2b),000 in principal and accrued irtenni per of the comity. - We and as MIAs* ako receive networking aid Account BSA. IRMA and intonational Resource depositor ad per depository intik-ekes in scordenct - When niter en Muer, general partner or wonsor combs' procaming fees in ea-adoration for Management Accord se registered service marks of wan FOX nabs estknated value nor allied-pa-ay estimated glue is transfer agent WYSE" that we provide to the UBS Fnacid Services Fx providat, the %Placate smutty wilt* dethrone rrultal lint These fees generally are pad from • Prize/value Prices displayed f or secunties and otrer trent its caches* price. investor asses n the nutua taunt' and are a heed WS Signalise la regetsedaaviCe Milk 01 VILE paellas may be higher or lower than the price that - • Daributicas to date may-include return of dials amount based an the amber of accounts at Memel knal LOS Yu Stands, cede cards and IBS yes would actualY receive in the make. Ikkos are capital, ncome orboth. the broker-dealer holing mutual funds of that fund Visa debt cards see awed by UBS Bare USA wilh obtained from varkus shid party sources Atikh we - 'Original unit size' represents tie initial offering forty Pear109011 from Visa U SA hcorporated. beteve to be actable, bit we do not gara-itee thei peke per snit r d may not reflect you cop basa. accuracy. - OPP rd unrifled REP' sautes are rot listed on a (AS Financial Seevicea Me Rev 201604 national securities exchange, and are goner* SDNYGM_00023133 CONFIDENTIAL EFFA_00133753 EFTA01252448 UBS Financial Services Inc ca`UBS 299 Park Avenue 25th Floor Resource Management Account New York IQ' 10171.0002 July 2016 CNP70056542710716 V1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name GHISLANE MAXWELL Friendly account name: hid Cash/Saving Account number. Your Knancial Advisor: SCOTT STACKMANILYLE CASRIEL Pnone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeline at 800-RMA- 1000, on June 30 (3) on July 29 (S) account 029323575 Your assets 16,274,758.15 15,623,167.44 1,4sIt our websIte: Your liabilities 0.00 0.00 www.ubscomainancialsennces Value of your account $16,274,758.15 $15,623,167A4 Sources of your account growth Tracking the value of your account during 2016 Value of your account S at year end 2015 $6,144,731.58 Net deposits end 16.3 withdravals 3%438,892.48 15,6 Your nveStMnit return Dhiclend and interest income 532,525.64 6.1 Change in 42 market value 47,017 74 Value of your account on full 29, 2016 615.623.167.44 Dec 2014 Dec 2015 Jun 2016 161 2016 SDNY GM 00023134 Member SIPC CNP70009305654771 NP7000 %I85 00035 0716 03057500 Page 1 of S CONFIDENTIAL EFTA_00133754 EFTA01252449 SUBS Resource Management Account July 2016 Account name: GHISLAINE MAW, ELL Friendly account name: Ind:CasFiSaving Account number: Your K nand) Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 29 ($) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 12,095,232.89 77.42% • C Equities 0.00 a00% I) D Fixed income 3,527,934.55 22.58% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $15,623,167.44 100.00% Value of your account $15,623,167.44 Eye on the markets Percentage change Index My 2016 Year to date S&P 500 3.69% 7.66% Russell 3000 3.97% 7.74% MSC I - Europe, Australia & Far East 5.08% 0.83% BarclaysCapital U.S. Aggregate Bond Index 0.63% 598% Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% CW70006009364272 NP7000195185 00035 0716 030575004 GM 000231 2 of 8 CONFIDENTIAL EFTA_00133755 EFTA01252450 Resource Management Account Account name: GHISLAINE MAXVVEU. Your Pi nandal Advisor: *UBS i]. Friendly account narne:Ind.Cashr Saving Account number. SCOTT STACK MANILYLE CASNEL Change in the value of your account Summary of gains and losses Vitas 'tooled below exclude products for which gam and losses are not classified July2016(1) Year to date (S) Realized gains and losses Unrealized Opening account value $16,274,758.15 $6,144,731.58 July 2016(1) Year to date (1) gains and lasses CS) Deposits, including investments transferred in 8,379.11 14,626,293.34 Short term 0.00 0.00 43.40 Withdrawals and fees, Long term 0.00 0.00 3,481.27 including investments transferred Total $3,524.67 $0.00 $0.00 out -669,93899 -5,187,400.86 Dividend and interest income 6,459.79 32,525.64 Change in market value 3,510.38 7,01 7.74 Cash activity summary See Account acteay the month tot dela Is &lances In your Sweep Opbons are includedin the cpenng and Closing account value 515,623,167.44 515,623,167.44 closing balances 'But. FDiG insurance gopies only to deposits at UBS Bank USA, not to deposits at LOS AG, gawked Er<Inch or bank deposits paced t mooch the UBS internetiond Deposit Account program PPC protection applies to inorwy market sweep fold hddings but not bark deposits. Seeimportant inearmation Dividend and interest income earned *Tut your statement on the last tyro pages d this document for decals. July 201613/ Year to date IS) rot purposes of ins statement, raob:ity of 'nieces] ano chidend income has been determined Ban a US Opening balances $0.00 $2,010,294.62 tat reporting percpwiinv ezed upon the residence of the account holder, account type, or product two, some interest ander dvidend payments mat not be subiect to United Stales (US) ardor Puerto Rico (PR) Additions Income tams The Chtnl month statement is not intended to be used and tomtit be ford upOn for tat purposes. Cheats should refer to the applictile tar reporting Como they recent. 1nom 165 annually, such as Deposits and other funds credited 8,379 11 14,626,293 34 the 40CMS 1099 and the Pains 480, for lac reporting intormation It Is the moire of 1185 to lire the tppliCatit tas reporting twins with the US intern.6 Revenue Senge and PR neasury Depactrrent, and in Dividend and interest income 6,459.79 32,525.64 such forms accurately &vary dedenct ardiee interest aster exempt or tatabfe Mccno. Pleat cumuli year indvdual tax prepare( Proceeds from investment transactions 667,380.36 5,131,849.83 July 2016(5) Year to date 11) Total additions $682,219.26 $19,790,668.81 Taxable dividends 6,459.79 30,315.12 Subtractions Taxable interest 0 00 36.79 Checks and bill payments -500,000.00 -3,030,000.00 Total current year $6,459.79 530,351.91 Other funds debited -169,939.99 -2,187,400.86 Prior year adjustment 0.00 2,173 73 Funds withdrawn for investments bought -12,279.27 -16,613,562.57 Total dividend & interest $6,459.79 $32,525.64 Total subtractions -$682,219.26 421,600,963.43 Net cash flow $0.00 42,010,294.62 Closing balances $0.00 $0.00 SONY GM 00023136 CUP70303005654273 NP7003195185 00035 0716 030575004 Pap 3 of 8 CONFIDENTIAL EFTA_00133756 EFTA01252451 SUBS Resource Management Account Account name: Friendly account name: it Account number: Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL UBS Bank USA Deposit Account APY Interest period Ain 7 - Jul 7 Opening UBS Bank USA Deposit balance Jun 7 $3,364.56 Closing UBS Bank USA Deposit balance lul 7 $5,819.48 Number of days in interest period 31 Average daily balance $1,374.58 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the Following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant information about your sratementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment dorlity consderatton None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. CNP7OXE005654274 NP70C0I95I85 00005 071603057 _ _ 002315Ina 4 0;3 5°04 CONFIDENTIAL EFTA_00133757 EFTA01252452 Account name: GHISLAINE MAXWELL Resource Management Account Your Finandal Advisor: *UBS friendly account narne:Ind.CaShiSavng Account number. SCOTT STACK MANLYLE CASRIEL Your assets Sole prices, income and current eaves shorn may Pe approximate. M a ream. gam and losses may nol be &weakly reflected. See tmporumintonnanon about your sfetentent a the end of this dacumem for more informs on. Cash alternatives Money market funds Money market funds are neither insured nor guaranteed ty the Feder/ Deposit InsurenCe Corporation Or any other 9)i*nwent agency. Although money Markel lunch seek 10 creserve the value of your investment at 11.(X)per seam ins posside to lose money by investing in these funds. rotas reinvested the tour ci die ronwsted dv4ends n does not include any cash dvidends. n Is rot a len ()tweeted(too gam or loss is the atteren« between the current yaw and the cost basis arid would lot for the purposes of determining hddrg periods or cost basis. The shares you receive each tyre you ge ne idly be your taxed e gan or loss if the security was sdd on this date. The unrealized Oa) On or loss may reinvest didends become a separate tax lot. need to be alluded for ret Len of raced pbments in order to determine the refired gain or loss for law reporting purposes Cost Costs is the toll purchase cost of the security, Inducing reinvesteddwdends The cost basis may need to be alusted for return cf capital payments in order to detemine the a:iusted cost bags for to kwestment return is the current value menu: the amour you invested. I does rod include shares thai arc not reccetirq imposes reflected on your statemem, inducing shares that have teen *aired as en, her a pan realms gas° tae's not induCe cash dvdene6 that were no reinvested Purchase pricer Nuerber Average price Client Cost Price per share Value on unrealized Investment Hddng Hddng d Ones pet shaft (S) investment (1) bans (S) on Jul 29(1) NI 29 (5) gan or loss CO return IS) period 1..85 SELECT PRIME INSTITUTIONAL FUND 12095,232.890 1.000 12,095,23189 12,095,232.89 I.030 12,095,232.89 EAI: Sd7,17 I Current yield: 0.39% Fixed income Mutual funds Tour rerovelfeel is the toll d reinvested dvidends n does not include any cash dndends. n is rot a Unrealgel (early/to or loss is the dfference bemieen the current value and the cost basis and woad tar lot for the purposes Of detenninng hddng periods or cost ban The Otani you receive each time you generaly pie )our Useable gain a toss d the security was sold on this date. The unrearzed (tax) gain Cr loss may request d %Wends becomes separate tax lot. need to be ac usted for return of capita Payments In order to detemv ne the realized gan or loss la tar reporting putposey Cost basis is the total purchase cost of the security. inducing reinvested dwdends The cost basis may need to be °lusted for rear in d capita payments in order to dettemne the altestedCOSI bees for tar Investment return is the current value menus the amount you Invested n does not Include shares that are not retorting mitoses. relieved on your statement, inducing snares that hare been tea ize0 as either a gan a a loss n also Coes not include cash dgclends that were not reinvested Purchase pricer Number Average pee Client Cost Price per share Value on Unrealized0,bl imestment Hddro Hddng of shares per share (1) investment (1) basis (S) on JO 29 (1) Jul 29 (S) gain or loss (1) return CO period PUTNAM SHORT CURATION INCOME FUND Y continued next page SDNY GM 00023138 CelP70303005654275NP7003‘95185 COCOS 0716 03057500Miagra of 8 CONFIDENTIAL EFTA_00133758 EFTA01252453 SUBS Resource Management Account Account name: Friendly account n Account number: GHISLAINE MAXWELL •I sing Your linandel Advisor: SCOTT STACK MAMLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase pricer ?aunties Average Free Client Cost Ace per share Value on demi/IndOM Investment Holdng Hcidng of shares per sham (S) investment Ca/ basis (s) on Jul 29 (S) Jul 29(5) spin or loss (5) return (5) period Symbol: PSDYX Trade date: Jul 20, 15 348.605 578 10.040 3.500.005.25 3,500.005 25 10.050 3,503,486.06 3.480.8t LT Total reinvested 2.432.686 10.031 24,404.63 10.050 24,448.49 43.86 EAI: 424,924 Current yield: 0.71% Security total 351,038.264 10.040 3.500.005.25 3,524,409.88 3,527,934.55 3,524.67 27,929.30 Your total assets Percents, of Cost estimated lIfirealZed Viut on lel 29 (a) your .xcouni t,asa (5) annual interne (5) gain or loss (S) Cash alternatives Money market funds 12,09523229 77.42% 12.095,232.89 47,171.00 Kxed income Mutual funds 1527,934.55 22.58% 3,524,409.88 24,924.00 3524.67 Total $15,623,167.44 100.00% $15,619,642.77 $72,095.00 $3,524.67 Account activity this month Date ACtiaty Description Amount (S) Deposits and other funds credited Jul l Transfer JOURNAL FROM VI 23568GHISLAINE MAXWELL 2,133 03 Jul 1 Transfer JOURNAL FROM Y1 23572GHISLAJNE MAXWELL 5,810.08 Jul 1 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 436.00 Total deposit and other funds credited $8,379.11 Date AUixly DeXeCitiOn AMOullt (1) Dividend and interest income Taxable dividends Jul 1 Dividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 0930/16 2,324.17 Jul 29 Dividend UBS SELECT PRIME INSTITUTIONAL FUND 4.135.62 Total taxable dividends $6A59.79 Total dividend and interest income 66,459.79 Date Actiiity Desorption Amount IS) Bill payments Jul 27 Withdrawal ACH TO T4ewood LLC AT CITIZENS BANK, NA •500,000.00 Total bill payments -$500.000.00 Date Actinty Desoption AMOLS11 Other funds debited Jul 5 Transfer JOURNAL TO YI 23692 116 EAST 65TH STREET LLC -76.60 continued next page CNP7C005005654276NP70C0195185 00005 0716 03057 _GM_000231%P 6 of 8 CONFIDENTIAL EFFA_00133759 EFTA01252454 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Mnandd Advisor Friendly account narne:Ind:CashiSaving SCOTT STACK MANLYLE CASRIEL July 2016 Account number. Account activity this month (contrived) Date activity Onreption Nrounl Other funds debited (continued) Jul 7 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -2,483.03 Jul 15 Transfer TO Y1 235687100 •1,600.00 Jul I5 Transfer TO Y1 23574 1100 -2,203.00 Jul 18 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -80.36 Jul 20 Transfer JOURNAL TO VI 23692 116 EAST 65TH STREET LLC -3,500.00 Jul 27 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -160,003.00 BANE, NA Total other funds debited .S169,93999 Investment transactions For more Information stops tne once' value shown for restricted Wueties, see rmporunt intounetkin about your statement al the endof this Oacunent. eeds fran Funds in*stcnent withdrawn fcr Accrued Date Activity °escalation Ouantity vise (S) Price (S) transactions wnestcneMs bou t (5) interest (S) Jul I Reinvestment PUTNAM SHORT DURATION INCOME FUND 231.491 -2,324.17 DIVIDEND REINVESTED AT 10.04 NAV ON 093096 AS OF 0030116 Jul 14 Bought 1.85 SELECT PRIME INSTITUTIONAL FUND 5.819.480 -5,819 48 Jul 15 Sold UBS SELECT PRIME INSTITUTIONAL FUND -3800.000 3,800.00 Jul 18 Sold WS SELECT PRIME INSTITLIDONAL FUND -80.360 80.36 Jul 20 Sold UBS SELECT PRIME INSTITUTIONAL FUND -3,500.000 3,500.00 Jul 27 Sold UBS SELECT PRIME INSTITUTIONAL FUND -500,000.000 500,000.00 Jul 27 Sold LES SELECT PRIME INSTITUTIONAL FUND -160,000.000 160,000.00 Jul 29 Reinvestment U85 SELECT PRIME INSTITUTIONAL FUND 4,135.620 -4,135.62 DVIDEND REINVESTED AT 1.00 NAV ON 07129/16 Total 666738036 -$12279.27 tete Activity Descriprocn amount (0 Money balance activities Jan 30 Balance forward $0.00 Jul 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,379.I 1 Jul 6 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0710916 -76.60 Jul 8 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07116 -2,483.03 continued next page Y GM 00023140 CeiP700033056542774W7003195185 00035 0716 030575004 Pegs 7 of 8 CONFIDENTIAL EFTA_00133760 EFTA01252455 Account name: cat UBS Resource Management Account July 2016 GHISLAINE MAXWELL Friendly account nametind:CashiSaving Account number: Your Finandul Advisor: SCOTT STACK NIANYLYLE CASIVEL Account activity this month kOntnveth Oate Achvey Descrobon Amount (I) Money balance activities (continued) Jul 15 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 07114116 •S,819.48 Jul 29 Closing MIS lank USA Deposit Account $0.00 The UBS Bank USA CeT09t healhht is your primary sweep coon CW70009005654278 M7000195185 00005 0716 030575004 Y_GM_000231049* 8 of 8 End of statement for account numa CONFIDENTIAL EFTA_00133761 EFTA01252456 Important information about your statement Francial Services Pc. (the km or UBS Snivel' sent yOu the tre statenurd on which the ever or Corporation (WC), which protects IYOSlieS scowls ol • Prods Currant income: hittlments seeng tie Straka°, is a strap' of all principal acuity, ccmrroda problem spend. its merrben up to $511,000 (tithe:ling 1,250,003 kr generation ol income onk. and cobra 'shaves. UBS Financial Semis., and LES - horde your name ad score number (4 am) SS, for cash). Taw Slit asset prewar, limit, ;SY to • ASS. Cepa,Appreciation. Inwornentt seeing Bank USA re i-died subsilones of UPS AG and - Decals the error Of the trirecler you ere inure all scouts that you hoed in a particular capacity. growth al principalrather than the gerersaen of aftihaes of UBS Sedates LLC. The Fen's auntie about, ind *slain as cbaik as you cal why you The Fnn, tog*er wth certainaffiliates, has also ream. statement e available upon regtest The Font exeo.nis believe a is alerror a why you need more purchased epektnentel protection. The mailman • Produce Combaubbn a Marne end Caistal altos re a. idensan. amount payabb to a *foible diet, CONIClink udee Apatioaton. Imednents seen? both the genseaten - Pith:dethe doer arrant d the suspected IOU. this erasion is ZOO maroon as of Decent*, 10, 2015. of (cane and grOtAh of prixhal. ISSFina-cel Serves Ix. Sebrd to the poky orditoris ad lmi actions. cash 1200 Harbor Boulevard The Firm or Card Issuer vii Kunio% put comsdaht the firm is further protected fa up to $1.9 million n the Overall ride profiles Weehawken, NI 07086 and eel correct my error pommy. For alleged emus aggregate kr all your accounts held n a pateuld • Conservarve. Seeks to mental ate precipe with reeving UBS Via debit cad tweedirk if we take capacity. A fJ copy of thepoky wading is salable low risk and uobtility to the accord overat even if This statement represents the only officialread of you more than 10 bus mess days to data% we willcredit uPon request. that means the accost does not generate sign iloart U3S Fhscial Services account. Other records, este par accord for the amount ytuthiik is in error, so tat office lactocunents. contanng conflictingdata should yeu are Nye the use al the money during tie tine it The Slit protecten ad the suppkmental protection Sam or returns rd may rot asp pre with mgt be relied tow II youbane there is an tiler a lakes us to castee our mestigation. both do not apply to Omic9On please report it immediately n mess to the • Cretin Wanda assets controlled by (end itracted n • Moderate. Willing to accept some rid to prircPal and Branch Manager of the Wire aryls; your accent. Please mice all desks papule to the Fan or the your account value) but held away from LOSFinance tolerate some nobility to seek hcher returns, fianwl insteren rested on tie front of the Services (e.g., certain( cash at UBS Bark USA, 60 • Aggreass: Wiling to accept hit rut to pincesal and Shoop a figure shown are intended to be accurate. statement In addition to regular acccuit fees, accounts cash at L.8$ AG U.S.aanrhes, (4 Sears point high ,old lily to sea bpreturns ow time. statement Statieuld not be wed fa to purposes Rely may be abject to manganese lent, ranges for the including viable mute's, and 60 tare. of mewl • In.• anent Edgrbarire Contarration: I Hinted, a desk on yeasnd tax forms. 6e, Form 1099. 5498, pigment For securities purchases and charges kr unpaid funds where such 'hags re moistened desk h the patron of the portfolio for that account may exalt 10425. etc ) when prepamg your lax return. Tee Fen a ands* nn cash accoenis. Accounts that re transferred name of the account holier on the bodes rd records canplex strategic, lotted 'Sticky and Teeter required by law to resin to tie IRS enterable dividend, to other instiutens may be subject to a transfer tee of to applicasb aktra a Ureter agent), volatiky. mportatb ronsuble cistittind and tactile Serest • Certain nieb-nent contracts or innesiment interests erred an securities held rimy scant, not steeds UK Sweep OpAierni (e.g.. limited partnerships and private placements) that Statement leauseholdier on see tra-eadera, rd cos* basis on certain corned Offen options kr sweeping cal, banes. balances ant rot red's-aced viler **Securities Act of 1935 We may <chords all related sesta statements with seculies to bat deposits at UM Bak USA and LEIS AG Stanford and the sane duns 0 the sine envetpe, e.g. because branch (Bak Sweep Pregame), moneymaker mutual • Commodities contacts (e.g, to-eign schwae and they have owners who alio maintain pre account Caeolitslleatkine with the Finn kr& Money Fund) redthe anterrutionalDepose preccus metal contracts), including futures contacts relateress well other dents a the time address. If • Pleas recordinn a.° oral corerrunkations in waking Award (Days c wanes with an Intensional ad commodity (pion contract. you peter to recent mthodual siatmunk mailed in tofurther protect your rind. inducing you refit Reduce Mandiernerd Account Though the Bad lh•SIPC protect inn and ihe supplemental protectiondo separate histories, you mar dedre arir,eholdng by carder the Seasities Investor ProtectionAO (SBA). Sweep Programs, cash balms re swept to LES Bank not apply so these assess nenif they otherwise appear caning you.: astral echoer • II the financial Satiation cn the top let of Au insrd USA to to an estabeshed knit ad then to UPS AG on you statements. The StC protection aid the ol this seams isnot U3S F mince Strokes, LBS Stanford °ranch, or a Money Fund. Deposits at CBS saiellernental protection do not protect against (lunges Friendly asset name Francial Soren carries you accaint as clearing Bank USA are FDIC mud in arcade-or withFCC n the market vale of you investments (whether as The Frxrdk acccu-4 nano is a custom:Mit 'nickname broker by arra-gement wS, the ideated instituters nabs. Formore informaten please sit wwwidie re. result of market movement. issue ba-kruptcy or chosen by you to assist you with your recositeeen5 We informed you of the refallM5h0 whenSI Deposes at LEG AG StanfordBrrch ad shares of °think.) his no legalelect ayou account You can change opened this accost h the cast your kra and MoneyFindsare rot insured by the FDIC. More irtormation is sable lawn request. yak friendly accord named through Onthe Services a stoats re kcated a LOS financial Senesce and rot rooms Wien more inionnation about Slit, ricluddl by canticle-9 your 5i-ilnoal Athnor. the isociacrg broker, rd youmist midue angst Through the DA, &Stable to cadi balances are swept to the SIPC Brodst by contacting SIPC at 202-371 -83C0 of my ma or omission to both firma. As described depose scants al UBS AG New Yak Branch and LE6 or by oath the SIPC saee at wmeseep.org Account overview du account agreements, yOU must IV* IA day AG Caimm Ranch Thew deposits arena inured by • Value of your accounSonfolo. Net of assets and errors or fraud invoking chedcs reflected a your statement Shin 30 Sys We it was mailed or made the FCC. Baines held at the LEG AG Carman Brandi are tempi:say reposed to the sovereign lit of the Dividend Reinvestment Rowan pun • Amer Includes wale* cash balances, Sues fa the eke reflected b an at*rage trice. You may °bun available. All statements shall be, downed con-pies Calms bra, and there is no guitars* or other the shoal price hunts Preexist Adds. Onk *hoe restricted wady bet ), and Global Tire Depots, and accurate n all other respects if not objected to in oblgetion of UBS AG to repay the brims whiff Rel the shares are purchasedunder DRIP; palial thanes will be trreased marks to ma-ket, andcertain assets not held to vertiu within 60 days LEG Cayman's Brach's bodes. soli ad the cash WI be deposited your ascot The by Fint Does red include unaked seositieeassets • Please dkect deomer complaint or rashest° to civickrd reinvestment price sashed byte ister may at the end a the prior and carent statement periods, or Fines C lent Resto-rs Oepatnent at 201.352.1099 Deposes at LES Bad USA and eachUBS AG Branch are idler from the make price al which the partial shires await istrnents. wonted stock options and a tolltroe r. 903.354-9I03, (c03 A.M. to 603 P.M rOl protected by SIK. Mona Fund three are protected re sold *womb* and options FT Monday through Friday, or in writ u to LES by SIPC. See 'LOS Financial Service Account Protection' • albibes Includes cleat balaxes. cutstarding margin Financial Service ex., Client Relations Department, below. Carattritrliou loans, credit lire, short accord balances. P.O. Box 766 Union Coy, NJ 07037. Criherhole uses may be hea yos acost. If me au • Cathgeoney balances, TOW of unimested astable • In case of ellen or denials about an electronic Lamyour mount bahron in the Pare Sweep entitled to a petal wit a a nesult da ceriderd parent cash balances, plus deposit telexes a UBS Bank USA, knob trends MU. ba payment a UBS Voseckbit Program or DA may be withdrawn and ;hates of a or OhltiOdife, the Firm will Sher sell panel wins at LES AG U.S Branches rd money made mutual fund card vantactions, call K0.762-1005 a wit to UBS Mcney Furd may be liquidated, rd the proceeds mortared rim a accept an /mord destined by a sweep balms. at the chose of tie statement period Frencialanices re., 1000 tater B14, Gth floor. returned to you or your seesees account regiaere cleiriu agency, rd credit you' accord. htn-conwedia free cede balances in you account are %Shanks-eat 07086, AMR RIAAfeGA Serves rat secogaed from other balances and the fine mai Author Harm/don about available sweep *Mont Invanment objectives tat any of these lads in the ordinay course oties Caeca wile as soon o you can, if you hit par ncladrg wrens interest rates and hilt, i imitable at The idesimere objection and risk profile are speck to brained These funds re pestle wan your Sensed. staler's-a a receipt knweng or if youneed more nwrivubscordsweepmeld from your Fnadol Advises each account and may vay between you accords This total is eluded in the trent period closing Vibe rdomatisn axed a transfer on the statement or a by Sling 801762-1000. Piss advise the Firm pronely in wining of ay recast The Firm or Card Seer (as awkable)must sg-Scant change in you' I nova sworn or Lending information her from you no later than CO days slier tie ken UN Financial Service' amen protection investment Wyche. For eachaccord held, you kr detained 'of eireallen on the Firm's letting puttees The 5,t-n rt a manta, ci to<c.' ran< 1--enee• Plelecire. choose one cA the folbwrg insemnst objectives. and Wastes refer to yak Client Rebtionas SDNY_GM_00023142 CONFIDENTIAL EFTA_00133762 EFTA01252457 Important information about your statement (P011811Utd) Aweernent or ACCO-il Agreeiteill aid the General - We gerwak we tie closing price when avalhka liquid and own a they can be sold. he prn — h addaion to cornrnissim received n connection Timis ad Conditions U3S Statement of Credit Practices the mean of the bed ad ask prices for hued received may be ISIS than th• par thee estirreted with the sale or &tribution d arruey contracts available in Agreement indeed:sures al seculties and opficre or only bet prices for OTC vale provided n the accost statement, and wet investment but knits tows clients, we may tin mulberry iniWerhe elec. seardies. ands( our affiliate reran Parana sharp - Less acterey traded securities may be priced usty a • Restricted sieramides. Rendes' searities gtheralb compensate:en frommarry of the issuance Your ants valuation model a the moss recent farce we are nal currency elgble tor public sale. U8S financial companies ardentleg the arriuity COntraCts, Your statement lemon mount*, end other assets hell &toned aid may not reflect an motel make' price Soo/ice:use: the mere priced the wirestricted stock if/rates ct de imams corrprnies or sponsors of h (hear-ant at the end of to statement period. You a vest of the sane issue as an inputed value for de Ile wit irrirestmmt tugs we diartete. may ark for deiven of fag paid seariies al anytime. - Certain positizns may appear witoi a price arc' restricted Oak riwougxnes °lens statement orik To - Ourilea*, abo receiee trading commosens rd You my receive securities used as ban collateral after will ?tow as 'vice was me avalable• d we me the extent tat recited sea/dies are elgbb for sale, oller compensationfrom maul has& and paying any balance cke on them. Any securities unable to otAin a price for a 'foxily. the value received may be Abstanualy less thinthe Mira& companies otiose products we thartute. transforted tote Firm ctreg the tilemeM period are - Deposits a securities denominated nommen Mowed vaketcwn - We receive an anus fee from UBS Bat USA and lend* market veto as of the end of the stab:moll otier than U.S dollars are collated at the octanes. LES AG Stanford Bunch of to to 425 per a-can period. rate as of the Paterieflt date. • Ea. (estimated) income. anon yields and rates. sweeping to the barks under the UBS Bank Sweep • Cast bats. h detemining the cost basis of the - fa certain wanes rading n non-conformrig M estivate of amual income 6 based eats current Program. securities incbded in this statement, where indicated denornnations, price and quality (face cute) may dniderd ad interest rates, assarung be laxities will wih the number " l, • WS F nonce' Services has relied have been adjusted to facilitate papa vatuaten be held for an year from statement date or call Activity an information obtained from sources other than LES To obtain arrem queens. when available. contact maturity This Mina eon/ a gudolne; accuracy Hammen regardng commksiths and other chases Feencial Senices, including hformation from another y ,,p Fir e-cei AOntCr ad continued income are not du warned farted n connecke with tie &auk:not trades, Urn a that sumer NW* grovided to yea financial - Estimated shut icon and °trent yield for nctdng option Vansactions has been inctictd on Advisor. The Film does not irdeperckntly verty • Private investments rend etructored produas. certain types of leashes could rickuie a retun of continual:ins presrousy furnished to you, rid veil be gyarentee the acaracy a eaklity of try tiormation royale rroolmere w<vnk> (gici4n9 drtt1 price:dor capital gain in which cage the est presided to you promptly on repast. provided by sauces Other than LESPi-uncial Senses, participate., program aid realnute investment rest income (a-d curroc yiell would be overstated, xklticrt although UPS Risricel Services general& searing) and structred proixts are week , highly - Est/meted anal income and anent yield and tie Share selling sedates this nfcrmatim as it is recerved, the firm Itintd. Celan stactred pantries have not been actual Marne and yield rkicfit be lower or higher you are engagedin short selleg a security you may does not provide any nuances tut tie iikrrnaliM regretted with the Securities and falsest that the titillated aribeuntS. nos a charge der to cateintanoweg costs for that caller "Con basis^ ard ^Unrealized gain loos is Cammesion cc under ay nee seeweiarn. We - An *Sinn of sneaked income (dedend antra particular sectriy. accurate as of the date of this statement. As such provide estmated values for private investment interest) divided by the current market please dons retsc on this nommtion to make cousins ird structured productsfor erkenuterui valesiaverage balance is based an the Let dividend Open arden punzhase or sale decisions fa tax puposes a purposes cry. !sconce is not guaranteed. or merest payment made by tie Over and Regaling open or • gni-till-canceled' orders tut otherwise. Accounts turderred to tie Fan may - These vitas may differ tbstweisb/ from prices, il .109-MeS tie sectrtetdemas will be held for one were not awaited by the Sternal* date, open buy and reflect gel-floss infamatith only for the period cid any. at which aeries Seilrnerll thy year from to statement date or until movie. sou slop orders are nand by the mount of dinderds tine they at held ate firm More historical structured product maybe bought or sold and dt Accuracy ad continued well we not guaranteed a rklescn an modividends a enr/es date unless Odometer, can be aided by you Fhaxial Advisor. rot necessaly represent the vat* you may receive eanxted triunese by p.a. You are responsbk for teat liceidatith. • Assets not held bytes Financial Services. Certain orders that are executed Oa to your lalure to cancel • Untested gansalowes %teen data n arailsbk. - Third pity inmates of rata are as ascertain assets ore rot held byte f im arena wenn the e.istig opt orders. intinated unfired groin flames are calcined la date and an supplied to UBS Filarski Services on a Fern's possessith or control. These assets are hfivitial stout lots. The transaction data for rapier basis by an independent satiation firm. dnphyed On loos statement for informational Mow idviis& lots may or may not reflect commissions. - baser. generalpanne or sponsor estimated vales purposes orgy. Positions and values presented we To obtain a copy of as current Client PrivacyNan. dwges ands andssecurity reorgatizatcn events try, are applied to the Fins by he issuer, provided by to Ssu'rg fern. UBS Inancial &races S pleat contact you F menial Achiscr or von our websik deiZ d and otter reinvestment lots rd systematk general partner or .pa for and my be calculated not reucroble for ass information and does not at tvom mm/mbyntentey pi:chafe lots are each combined to display one based an &Iwent information fran that used by guarantee es accuracy. Thee assets are not protected awraged lot The 'Trade date' colon presents the third parties to &rive ft* eainated values. by SEC or the Cirri's supplemental SIPC coverage. IRS fiend Seekes is relabels The WA, Business aegis,' transaction trade dale. - You can obtain additorel information regardeg Services Account WA and IRMA are brokerage accounts the metccblogy used to determine the estimate d • Revenue sharing and additional compensate.. nhich provide access so banking services and prozlas • Callable securities Bonds rid preferred stock that value ad the dale of the ilamninthat is the — In addition to commissions on sans and 12b-I lees tea* arangenwrits with &Rated lurks and other the isluer cats for wry recleineen wit be selected basis fa the estimate by contactiG your Refloat received el correction with tie distributim ihniparty banks. and provides access to mace and IMMO, by la from among all swishes of tat Advisor rrulual furls to ow dents we seta our affibate annum/ [rotes istied by unabiliatedthid-party sit held ournamecr n non**t naive for or - Thirdparty 'singed vales may be reflected as receive revenue trim) payments from denbutors rouraxe canpanes through icurate agency dents. Call leave elanutich s cbtaned from third 'Not priced' in several swath-it when an at salsas of the 'utast funds that we sell. subsdianes of UBS financial Services Inc. parties and as accuracy is not queened. Other call Meson:lent valuation fim has not %serried a it These amounts are based on two cMeren loaves may eat which coull atm yield came& treble to emir a vat*. %Own we become ware corrponents (a the mown of YIN by UBS of a Imennen Murate. ad aasaly products, eilarriaticn will be provi*d upon request the a matenal event has warred that may call a Patickar mutual fund f amiY Co our clients: and 8) Nat FOIC insered • No bank guaunten May lose vitae wevousay reported vase eits question, or Wen a the asset vakie of a particular rrutual fund famiy4 • Certificates of deposit (CDs). CDs are HNC nsured value would be highy speculatrie due to tie nature shares held a he Irrn RUA. Resource Management Arm, at, Business Services Li, to 42 00,000 in principal and accrued ireenni per ct the security. — We and as MIAs* abo receive networking aid Account BSA. IRMA and intonational Resource depositor ard per depository inoitens in accedence - When niter n Muer, general partner or sponsor onnba praestin9 fees in consdocation for Management Accord we registered service mats of wit, FDIC ntes estauted wen nor a thrd-paly Minuted wake is transfer agent SOVCeS11-0 we punk to the UBS friancii Services Ix wooded, the oak* d the nutty be diberent rrutuffirct These fees generally are pad from • Price/value Prices displayed f or securities and other Iran its pschase price. investor assets an the mute I lured and are a feud Vila Signalise is a regetered Wren Milk 01 Visa prods my be higher or lower than the price that - •Daribution to date' may indude teem of dodo amount based on the amber of accounts at Herne ithal LOS visa Signets. cede cards and IBS you would actually receive in the murky. Rica are capital, ncome orboth. the broker.dealer holing mutual lust of that fund Visa debt cards ore issued by UBS Bart USA with obtained from variax had party sources whit, we - 'Original weft size' represents tie hkial offering fanity PerrrISSIOn from Visa U SA incorporated. &foie to be relable, bit we do not gara-itee thek price per Lnit &rime/ not reflect your con bass. accuracy- - GIP ant unlisted RErt manes are not listed on a lie Financial Services Inn Rev 201604 national securities exchange, and are goner* SDNY_GM_00023143 CONFIDENTIAL EF1'A_00133763 EFTA01252458 On Financial Senices Inc. Private Wealth Management SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 August 2016 CM-700563384r 0616 VI 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Ind-CastiSaving Account number: Your Financial Advisor- SCOTT STACKLIANLYLE CASRIEL Phone Questions about your statement? Call yoa Financig Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on July 29 (S) on August 31 (S) account 029323575 Your assets 15,623,167.44 15,638,190.65 1fislt our websIte: Your liabilities 0.00 0.00 www.ubscomainantialservices Value of your account $15,623,167.44 $15,638,190.65 Sources of your account growth Tracking the value of your account clarion 2016 Value of your account S kliltions at year end 2015 36,144,731.58 Net deposits and 15.6 156 withdrawals 39,447,655.15 • Your nvestment return( Midendarxl 6.1 interest income $387136.18 Change in market vStia 47017 74 Value of your account on Aug 31. 2016 615,63/1190.65 Dec 2014 Dec 2015 Jul 2016 Aug 2016 7500, GM 0023144 Minter SIPC CNP70009305633041 NP100019706 00005 0816 0305 Page 1 of 8 CONFIDENTIAL EFTA_00133764 EFTA01252459 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Friendly account naminInd:CasIVSaving Account number: Your Pl modal Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 31 ($1 your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 12,107,608.44 77.42% C Equities 0.00 a00% D Fixed income 3,530,582.21 22.58% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000% Total assets 51 5,638,190.65 100.00% Value of your account $15,638,190.65 Eye on the markets Percentage change Index August 2016 Year to date S&P 500 0.14% 7.82% Russell 3000 0.26% 801% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86% Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% CNP70003005f33842 NP700019719800005 OBI 6 030575004 Y_GM_0002312059. 2 of 8 CONFIDENTIAL EFTA_00133765 EFTA01252460 Resource Management Account Account name: GHISLAINE MA (WELL Your Finandal Advisor: $UBS :I I Friendly account name:Ind.CaShiSating Account number. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Varies reported telow exclude products for which gam and losses are not classified August 2016 (5) Year to date (5) Realized gains and losses Unrealized Opening account value $15,623,167.44 $6,144,731.58 August 2016(5) Year to date (1) gains and bnx...eS(S) Deposits, including investments transferred in 8,762.67 14,635,056.01 Short term 0.00 0.00 42.09 Withdrawals and fees, Long tens 0.00 0.00 3,482 59 including investments transferred Total $0.00 $3,524.68 $0.00 out 0.00 -5,187,400.86 Dividend and interest income 6,260.54 38,786.18 Change in market value 0.00 7,017.74 Cash activity summary See account actnrty the month tot deists &lances in your Sweep Options are indudedin the opening and Closing account value $15,638,190.65 $15,638,190.65 closing balances tau.. FDIC insurance *on only to deposits at DEIS Bank USA, not to deposits at u8S AG. Stanford Ranch or bank deposits placed thtous0 the UBS intemetiond Deposit Account picgram. SIFC rxotection applies to matey market sweep hold holdings but nal bar* deposits Ste important information about your statement on the last two pages c( this document for <kJ:82016 is) Dividend and interest income earned Auguu year to date IS) For cutpoes of Ins slaternenf, fait sty of 'nines] aM cliftderfo income has been determined (ran a us Opening balances $0.00 $2,010,294.62 tax reporting perspedne, Bzed upon the residence of the account holder, account type, or product type, some interest ardor dyidend payments mat not be 'utak-et to United States (US) ardor (keno Rico (PR) Additions income tarts. The (lent month)/ %Seinenl is not intended to be used and carrot be (tied upon for IM Nurses. Clients should leer to the at:Octet tar reporting forms they recent. Iran U8S annualy, such as Deposits and other funds credited 8,762 67 14,635,056 01 the COM15 1099 and the (CM 480, fa tat tePomn0 intormason It is the Dome or U85 to He tht my/gable tar mooning forms with the US internm Revenue Sew< and PR Tieteury DeratIrrent end in Dividend and interest income 6,260 54 38,786.18 such (own accurately usury ducknct arcYce interest as lax exempt or tacstae income. Mae consult your IncIVOlial tax prepare( Proceeds from investment transactions 0.00 5,131,849.83 August 2016(3) Year to date IS) Total additions $15,023.21 $19,805,692.02 Taxable dividends 6,260.54 36,575,66 Subtractions Taxable interest 0.00 36.79 Checks and bill payments aoo -3,000,000.00 Total current year $6,260.54 $36,612.45 Other funds debited 0.00 -2,187,400.86 Prior year adjustmen1 000 2,173 73 Funds withdrawn for nvestments bought -15,023.21 -16,628,585.78 Total dividend & interest $6,260.54 $38,786.18 Total subtractions -$15,023.21 -$21,815,986.64 Net cash flow $0.00 -$2,010,294.62 Closing balances $0.00 $0.00 Y GM 00023146 GIPPC009305633843 NM000197198 COCOS 0816 03057%04 Pap 3 of 8 CONFIDENTIAL EFFA_00133766 EFTA01252461 SUBS Resource Management Account August 2016 Account name: GRISLAINE MAXWELL friendly account nano:Ind CathiSaving Account number. Your Mounds' Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Ail 8 - Aug 4 Opening UBS Bank USA Deposit balance Jul 8 $5,819.48 Closing UBS Bank USA Deposit balance Aug 4 $8,762.67 Number of days in interest period 28 Average daily balance $1,872.94 Interest earned 80.00 Annual percentage ye Id earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None selected Your account instructions • Volt account cost basis default closing method is FIFO, First In, First Out. CNP703C0305633844NP7OCOI97I98 00035 OBI 6 030579304 _GM_00023111494 4 of 8 CONFIDENTIAL EFTA_00133767 EFTA01252462 Account name: GHISLAINE MAXWELL Resource Management Account Your ?I nandal Advisor: Friendly account name:Ind.CaShiSawng *UBS Au~c„f.CIC Account number. SCOTT STACK MANLYLE CASRIEL Your assets Sane pnces, income and current vanes shown may Pe approximate. AS a its UR. gam and lOsses may m.1 be accurately refkcled. See unportant inforntaaon about your statement a the end of this dourneM fOr more Infornaaon. Cash alternatives Money market funds morey market funds se reinter insured ror guaranteed Di the Federal Deposit Insurance COPOraliOn a any other geneinvent agency. Although money market funds 520(10 preserve the value 0 your investment at Slipper share. it is possitre lo lose money by investing in these funds. rotas reinvested n the told d di reinvested dwdends II does rot include any cash chldends. rt is not a la Vroresized dal)gan or loss is the dffe more between the current vague and the cost basis and would lot for the purposes of determining racing periods of cost basis. The shares you receive each time you geneIdly be your taxed e gan or loss if the security was sold on this date. The unrealized Oa) gan or loss may reinvest didends become a separate tax lot. need to be /dusted for ret urn of captor paprents in order to determine the reached gain or loss for tax reposing °noses Cost tom is the Iota purchase cost of the security, indudng ronvesteddvdends The cost basis may need to be alusted for return cf capital payments in order to detemine the Awed cost bases for tar Investment return n the curer value inns the amount you invested. It does not include share: that are not reccetirg purposes 'Waded on your statement, includng shares that have teen *aired as either again or alas. R also clan not induce cash dridends that were not reinvested ttirCht6e WO/ Number Average price Client Cost Price per sheet value on Unrealized rmestment Hddng Hddng of shoes per Share (S) Investment (S) basis (S) on Aug 31 (S) Aug 31 (5) gain or loss (S) return (S) period 1.035 SELECT PRIME INSTITUTIONAL FUND 12,107,608.440 1.000 12,107,608.44 12,107 g08.44 1.000 12,107,608 44 FA1 'IQ 377 Cur•ent yeld: 0.35% Fixed income Mutual funds 70,4; fe.freette4 is the toll dal reinvested dvdends II dots not include any cash dvdends. It is rot a unreaszeo (rad gain or loss es the dfference between the current vaue and The cost basis and would tar lot for the tourPOSeS Of dettnninng licking periods or cost basis. The shares you receive each time yOu generaly be your lsctIe gain Cr loss d tse security was sold co this date. The unrealized (taint:ince loss may kinkst dvdendSIXCOme a separate tax lot. Imo:note aduseci for return of CeCoal Darner% in order to deems re toe recited on or loss fa tax reporting purposes_ Cost basis is the tote purchase cost of the security. indudng reinvested d sedends The cost basis may need tO be °dotted fOr return of (EOM payments in order to determine the aril usted(Olt Oasrs for tat tnuestnient return is the current value Pious the amount you invested R does not I ncl We shares that are not retorting purposes reflected on your Paltment, inducing shares that tiare been real deo as either a gan or a loss. It also does hid include cash dvdends that were not reinvested Purchase prictl Number Average rote Client Cost Price per shae Value on unrealizedea.) imestment Hddng Hddng of shares per share (1) Investment d) basis (I) on Aug 31 (5) Aug 31 (S) gain or loss (S) return (5) period PUTNAM SHORT CURATION INCOME FUND Y continued next page 7,40 11( GM 00023148 CelP7C0C0305633845NPTOCOI97198 COCOS 0816 0305 Page 5 of 8 CONFIDENTIAL EFTA_00133768 EFTA01252463 SUBS Resource Management Account August 201 6 Account name: GHISLANE MAXWELL Friendly account name: IndCasNSaving Account number: Your Ilnandal Advisor: SCOTT STACK MAMLYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase puce Number Average prat Client Cost Prue per shoe Value on unrealizednag imestrnent Halting Hddng of shares per share (I) rnvesirnenl(S) basis (l) crs Ara; 31 0/ Aug 31 (1) On or loss CS/ return ft/ period Symbol: PSDVX Trade date: Jul 20. 15 348,605.578 10.040 3.500.005.25 3,500005.25 10.050 3,503,486.06 3.480.81 LT Total reinvested 2,696.135 10.033 27,05229 10.050 27,096.16 43.87 641: 425,996 Current yield: 0.74% Security total 351,301.713 10.040 3,500,005.25 3,527,057.54 3,530,582.21 3,524 68 30,576.97 Your total assets Percentage of Cost Esbmated Urveribred Value on Aug 31 (5) your account Dam CS/ annual income CS/ gain or loss CO Cash alternatives Money market funds 12,107,608.44 77.42% 12,107,608.44 42,377.00 Pixed income Mutual funds 3.530.582.21 22.58% 3,527,057.54 25,996.00 3,524.68 Total $15,638,190.65 100.00% $15,634,665.98 $68,373.00 63,524.68 Account activity this month Cate AcIlssty Description Amount (0 Deposits and other funds credited Aug 2 Transfer JOURNAL FROM XI 23572GHISLAINE MAXWELL 682.17 Aug 2 Transfer JOURNAL FROM Y1 23568GHISUsJNE MAXWELL 1,758.81 Aug 2 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 6,321.69 Total deposits and other funds credited 58,762.67 Oat Achuly OeXhaion AmOunt (5) Dividend and interest income Taxable dividends Aug 1 Ovidend PUTNAM SHORT DURATION INCOME FUND Y AS OF 0712916 2,647 66 Aug 31 ()Mend U8S SELECT PRIME INSTITUTIONAL FUND 3,612.88 Total taxable dividends $6.260.54 Total dividend and Interest income 66260.54 CNT7COCEOC6633846 NP7000197198 00005 CEO 6 03057" II G 01X211%I 6 of 8 CONFIDENTIAL EFI'A_00133769 EFTA01252464 Account name: GHISLA1NE MA (WELL Resource Management Account Your Ilnandal Advisor: *UBS August 2C I,_ Friendly account name:Ind:Cash/Saving Account number. SCOTT STACKMANLYLE CASR1EL Account activity this month (continued) Investment transactions For mare Information stout tne price/value shown or restricted securities, see unnortant Information about your statement a the end of ttns hoc urnent Preceed5 ((Oil Funds investment withdrawn I cc Accrued Die ACtiVily Desciption Ou.nuity +Mut(It Price CS) flan-actions (5) inwilments bcolu (5) i merest CS) Aug I Reimestment PUTNAM SHORT DLRATiON INCOME FUND Y 263.449 -2,647.66 C*VIDEND REINVESTED AT 10.05 NAV ON 0712916 AS OF 07/29'16 Aug 30 Bought MS SELECT PROVE INSTITUTIONAL FUND 8.762.670 .8,762 67 Aug 31 Reanestment UBS SELECT PRA/1E INSTITUTIONAL FUND 3.612.680 -3,612.88 DIVIDEND REINVESTED AT I.00 NAV ON 08/31/16 Total -S15,023.21 Oat Admit Des< rOlicn ATOVII (5) Money balance activities MI 29 Balance forward $0.00 Aug 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 8,762.67 Aug 31 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 08130/16 -8,762 67 Aug 31 Closing MIS lank USA DepositAccount S0.00 The UBS Sant USA Oepogt Account is your primary sweep colon GM 00023150 CT1P7C0030305S3847 NP7000197198 00005 0816 030575004 Peg* 7 of 8 CONFIDENTIAL EFTA_00133770 EFTA01252465 *UBS Your notes ""—====,—Gim_—_.60.... 0l 6 CONFIDENTIAL EFTA_00133771 EFTA01252466 Important information about your statement U3S Financial Services Pc, (the Firm or UBS Fnarcial sent yOu the lea staenwra on which the arc( or Corporation (aPC), while protects stares acta-01Sol • Woolen Cuneneincome: iselments seekng the Servkas), is a merrber of all principal acuity, cannotty peblem spend. its minters up to $920,000 (inckcling 1250,003 kr generation ol icon* ony. and cohorts exchanges. UBS Financial Semler, and LES - hoOde your run* ad a-cora number Of any) claims for cashi. The Slit and protection limits with to • Acid.. CapitalApeadation. Inwstments seeing Bank USA re rdied subsilones of UPS AG and - Desate the Omer Or the trans* you we urgure all accants *et youhold h a particutr tomtits,. croak of principalrather than the tereraten of athhaes of U3S Secants LLC. The Fames Morsel about, and explain as <kr& as you can shy you the Fna together win certain affiliates, ha abo iron*. statement a available upon request The Font execute believe a is an error a why you need mote purchased appkmentalpiotection. The madman • Produce Contbauttin af Masse art Capital off kes are at: Ma me:xi amount arable to al efyible dare, coitclieob u-dec Appreoeton. Nemo:fits seeking both the generates - Pistethe doter an-unn d the suspected rota. this protection is $500 milion a of Docents 10, 2015. of income and growth of trincyal. UBSFinricel SO-MPS Inc. Stbpd to the poky orditons at limitations, cash a 1200 Harbor Boulevard The Firm or Card Issuer en' hoestigate your compaht the fitm is further protected fa up to 51.9 million n the Overall rids profiles Weehawken, NJ 07086 and eel camel err; error promptly For alleged mots aggregate kr all your accounts held n apse:dm opacity. A fot ccpy of thepoky wording is available • Consoivaiint Seeks to mentain SIN orcipal, with twokrig UBS Via*debit cad breaden% if we take This Statement represents the only official record of you mom than 10 buskinsdays to obi*, we will credit uPon request. low risk and volatility to the attar mint tient LBS Financial Semites account. Other records, ecept tot means the roan does not generate sign it kart nos octant for the annum ytuthilk is in error, so tat 'mane or arum and my rot Sep pa with official ts.dxwments. contanng conflictingdata shout yod we have the use ol the money during the tine it The Slit protsten ad the suppkmental protection hilation. rot be relied wan II joubele* that is an env a takes us to cantede our noestigution. both do not .91:9 to omisoen please report a immediately n wring to the • Conan financial assets controlled by (end rated n • Moderate: Wiling to accept sane Si to pircidui and Brand litanacoc of the deice serving your account. Please mire all checks payable to the Fern or the your account value) but hell away from MSFine-col tolerate some ',Watley to seek hirer returns. fianwl inste.den edited on he bent of the Services (e.g., certain( cash at UBS Bark USA. 80 • Aggress/4: Willing to accept high nth to enflame and Allthcafi al figs.' shown re Mended to be accurate, statement In addition to regiaar accost fees, accounts cash at Les AG U.S.branrhes, (4 Murree poacts, high Skit lily ID seek 19hreturns owr time. statement dela *cut not be wed fats purposes Rely may be abject to mantenarce ems, throats for late including vigil:bit annuities, and 00 darn of mrtud • tn.enot•nr E•plutio Conservation: t selected a MAP on yethend tax forms. (Tie , Form 1099. 5498, parent kr securities purchases and charges kr unpaid funds whore such rims are registered dried& it the P717iOn of the portfolio for that account may exalt 10425, etc ) wben prepamg your lax ream. The Fim arrares n cash accidents Accounts that at trell$1911e0 name of the account holier on tie books ad records canplex strategic, tared hoick andrater requited by law town to the IRS all taxable dividends, to otter notations may be subject to a rangier tee of to Aoki* Suer a transfer agent), vobliky. mportakie nontaxable denim,* and tsable it-West • Certain nwsb-nent contracts or iniesement interests end an squabs, held hyena. scant,rut peceeds UM Sweep Options (e.g.. limited partnnthips ad /skate placements) that Stalamentshasmitoldier on see tramadad, ad cos* basis cn certain covered UM offers options kr sweeping cash balances. balances ant rot regitered under it Secuthes Act of 1933; We may corsoldate al related account statements with seat*Rs. to bat deposits at UM Bat USA and LES AG Stardad ad the sane tires tithe same en-lel:ye, e.g. because bunch (Bank Sweep Ficcfarra), moneymaker mutual • Commodities °reads (e.g, foreign exchange and they have owners at* a10 maintain jots account Caralltelledelliall with the them fads Money Fit and the internationalDepose pricey,metal contracts), includirg futures contacts ram crehips path other clews a the same address. le • Please rimortinn sip oral corrimmeations in wring Accord (Mica custanas with n IltallitiOnal ad commodity option contracts you Feeler lo recent incthrdual samunts marled is to further protect your rig tt ine105179 you ittits Assn Managernerd Accost Though ihe Bat The SIPC protect ion and ike supplemental protectiondo separate envelopes, you may decline hys,eholing by train the Smelts Investor Proterbon Ad (SEA) Sweep Program, cash balms we swept to LES Bank not apply to these assets thenif R eelererwise appear calling yak Financial totter • t the financial institution cn the top left of the had USA w to anmeal:Shed knit and then to UBS AG on you slatements. The SIX protection at the of this stamen snot LBS en:red Strokes, LES Stanford Branch, or a Money Fund. Deposits at UBS 94:Planwntal protection do not protect against changes Friendly soon name Financial Semite carries you stoat as dewing Bank USA ate FDIC insured in accorda-ce withFCC n the made vale of you interments bats (whether as 4 The handy aeccu-4 mane is a custanctle 'nickname' broker by arran-gement wan the rdcated instatdon mules. Format idormaten please Mit wwwfdic rt. result of market movement, issuer or chosen lea you to assist you with your recordlieoni We informed you of this eela10115h17 e$0 yW Deposes at LEG AG Stamford Bra-ch ad shares of attendee) has no legal effect co your account You can change opened this accost h the cast your kart and MoneyFadsam rot bared by the FDIC. More irtonnation is -aratable upon reject. tat itiendy exam names. through Online Services a swathes tee bated a LOS financial Services and rot YOki May crotas mote Monnation about Sit, mato) by centrerg your Financial Athisor. the itedaci9 Order, ad younut malt* a rep:ei Through t DA, milable to cach bola es are swept to the SIPC Bths% by contacting SIPC at 202-371-8307 of any error or omission to beth firm. As described in depose stints al UBS AG New Yak Branch and LBS or visiting the SIPC websie at smeapearg Account overview Ihe account agreements, youmust potty US Of Ty AG Cayman Ranch thew deposits are not educed by • Value of you accountgonYolo. Net of meets and errors or fraud rwobig chedcs reflected cn your starter* wain 30 din alter t was mailed ot made the FCC. Bale-ms held at the UD5 AG Carman Brandi are tempasy reposed to the sovereign erk of the Dividend Reimestment Program pun • Assets hates salt* cash balances, values fa The pie reflected is an aure.y trice. You may Wan available. Alinements shall be deemed corrplse Calms larch, and there is no guitars* or other the actual price hem you F racial Adviser Ony whole restrkted warty (esi ), and GlobalTim Deposit% and accurate n all other respects if not obiecled 10 obigation of UBS AG to repay IFe Waxes MI4 ehe shares re purchased under DPP; palial sham will be amazed marks to ma-ket, and certain assets not held venting within 60 dory. LEG Cayman's Brach's books. soli ad the cash wi be deposited ki your account the • the Fem. Does rot include worked sectritiebassets • Please died cuRomer complaints or rashes t° the evicted] reinvestment price applied byte deter may at the end ot the prior and anent statement pentads, or Fin's C lent Ilebibm Depatnent at 201.352.1099 Deposes at LEG Berk USA and eachUPS AG Branch ate Meer Nom the mead price al whch the partial shires primate noes:mem aerated stock options and a toilet* a 903.354-M03, 8:00 A.M. to 6A0 P.M rot protected by SIK. Monet Fund chres are protected re sold namable stock options ET Monday through Friday, or in wing to LES by SIPC. See' LOS Financial Services Account Protection' • Libbirthies. Inds* debit balance% cutstarding math Financial Senices It., Client Relations Department, below. Caleitlieu ban, credit Ire, short account balances. P.O. Box 766 Union Coy, NJ 07037, any whole urns may te held yea accost. If you • Cashhooney balances. Total of unimested available • In cote of errors or ordain about an electronic Upri your request balates in the Bari Sweep entitled to a petal ail a s nesult ol a raided parse cash balinces, plus deposit balances a UM Bank USA, funds transhr Olt lea parent a UBS Votebbit Program or DA may be vathdramn and sans of a or otherwiw, the Film will tether sell penal an at LBS AG U.S Branches at money make mutual fund cad transactions, call K0762-1000, of write to UBS Matey Fadmay be liquidated, ad the proceeds market price a accept an /OVUM determined by a sweep Wares at the <Me of tie sinners ape Financial Semites It., 1000 fluter Blvd, &beton. returned to you or jourseosities accost. regiaered clearrg agency, and credit you accord. Mtn-earn:6w free credt balances inners account are Weehawken NI 07086, Ann RIAA(86.5. Series rot segegaed born other balances and the Font mai Fats( ekernalon about available sweep optcre, Inmetnient objectives IA! Sly of these lads ether ordinay course dl is cr write as soon mystical, 4 you hi+ you ncleirg tumid interest rates and Pica Breath* at The nommen objective's and risk profile respects to businew These funds me parable won your ared. statement a receipt is wrong or if youneed more wmitubscordstreeppeka from your Fnancial Advert each account andmai vay between yea accost This total is included in WO anent period closing Vibe rdamaten tor a transfer on the statement or a by calling ECG762-1000. Please advs. the Firm moldy in wining of ay receipt. The Firm or Cad Isar (as applicablejmust scrificant change inpar Inancial situation or Lending information her from you no In thin CO days slier Pekin UN Financial Servits amount protection investment obscures For eachscant held, you For detated information an the Firm's letting Foams The Fire e ene-rkor ef the Con runs h-te-,ter reeteetrn choose one of the foloweg investment and disclosure% refer to yors Client Rebstiottehip SDNY_GM_00023152 CONFIDENTIAL EFTA_00133772 EFTA01252467 Important information about your statement (00111111068) Agennent or ACCOn Ai"etterli and the General - We gnat* we he closing price when wake a liquid and own if they can be sea, tie peke - h adoltion to cormaissions received n connection Tan red Conditions U3S Statement of Credit fractio•s the mean of the led and ask prices for listed received may be IOU than the per share estimated with the sale or &tribution ol may contracts available in Agreements and Oafs:urn a avian and optecrs ce only bet prices for OTC vase provided n the accost statement, and art investment but writs tone clients. no yaw tin rnmiatent **trim. on*. seardies. ander our affbak recta reserve sharing - Less active& traded securities may be priced usiG a • Restricted securities. Restricted securities generalb ampensation fromrunty of the insurance Warmest. valuation model a the moss recent ace we at not currenty erclok for public sale. U8S financial companies undenweing the aresety contracts, Your statement itemizes *curettes end other assets hell clamed end may not reflect en ackul make' price Service: use: the mate) priced the unrestricted stook aft/motes cd me harearia carpet or sponsors of kith* account at the end of as statement period. You a was of the sane issuer as an imputed value for the tie ant imestmmt lusts we &trate may ask for &hen of by pad searkies at anytime. - Certain positions may amen wittrod a price arc' restricted sleek foroogases°lad statement or* To - Our affiliates also recei.e trading commosions ad You my receive securities used as Man collateral alter will awe as 'vice was me ayulable• d we are the extent tut restricted sea:ties are elegbk to sale, other compensationfrom naiad Ant and paying any balance de on them. Any securities unable to obtain a price for a swag the vals received may be substantial& less thin the Marrs manna whose products we dataute. transferred to **Firm Brig the Itattalialt period are - Deposits a securities &nominated in currweies imputed vatae drown - We receive en anal fee from OBS Bat USA and listed* market vas as of the end of the stamen otier thin U.S dollars are reflected at the mar& IRS AG Stanford Ranch ot IR to 425 per acccAse period. rate as of the Patensent date. • Est. (est/ratted) income. anent yields and rates. sweeping to the barks under the UBS Bank Sweep • Cost balm let detaining the cost basis of he - fa certain tarries fading n non-conformrig M estivate of amun income is based cn current Program. securities incbded in this statement, where indicated &cremations. price rid quality (face sake) may &Wird ad interest rates, assuming rw searites will wih the number" l, • WS F runnel Services has relied have been adjusted to facilitate prefer valuation be held for as war from statement date or rail Adivity VI information obtained from sources other than LES To Win current @taxa when available. contact maturity This Mina bony a gudelne; accuracy Idamaharegarcingconaksias and oar chats Fancial Senices, including ifamnion hem another ycy tou-cei Actrocr ad continued income are not guaranteed *oared in connection with tae exewlia of trades, fist a that you may have groaided to your financial - Estimated ars& income and cumin yield for itlang option transactions has been indad on Adam The Film does rot *deuce-ant& nay a • Private invesUnenta and atrwared **oda= certain types of leashes acid inckuie a reties of cant imagers arenas& furnished to you. rid will be gauntry the accuracy a valley of ry *formation N ivate rionlmem seas nes (mien? died unapt or capital gain is which case the est profiled to you prcrretly on repast. provided by sources Car than LES Pi-oncial Sakes participation program and realnate inseam& tact income (a-deurren all would be overstated. ▪ atItion although UPS Anna Sakes general& soothes) andstructured proirts are itneralb highly - Estimated anal income and anent yieldand tie Short selling updates his Samoan as it is received, the firm • Celan structured poach have not been anal crane andyield ntrignt be lower or higher you ate engagedin short selling a sea* you may does not provide any Asturias tut the item:akin regotered with the Securities and E.dage than the estimated await. ease a Mary Su to cateintoyoweg costs for that ceder 'Cost basis" ard *Unrealized gain lose is Cammesion or under my slate securtites. rr We - An *stint* of arrualaed income (deadend ander partkular security. accurate as of the date of he statement. As such provide atmated vases for private investment interest) divided by the current market please dons re& on this nbaration to make seances irdshaured products for intersatial valsiaverage balance is based an the Litt dividend Open orders purchase or sale decisions fa tax pisposes a purposes crib.. Mance snot guaranteed. or interest payment made by tie Over and Regarding open or • gaol-till-canceled' aden gut otherwise. Accounts turdemed to he Fim may - These vitas may differ absurd* from aces, il mantes the searteadepenes will be held for one were not nandbythe StattaltIV date, open buy and neat gaif loss hamar" only for the period c4 any. at which a Pria needrnerd riy year Iran the statement date or until maturity. wit slop orders are redad by the moors of dividends tine they are held at the firm Morehistorical structured product maybe bought or sold and do Accuracy al continued all me not guara-deed a rigtscn an ex-dividends a antils date unless erIcematcn can be aided by yar Fwaxial Advisor. rot necessaly represent the &spa may recta trawled othersvise byp.a. You are responsbk for Lan kadatien. • Assets not held bytes Financial Services Certain orders that are executed els to yOur Wort to cancel • Unrealind ganillowee %ten data n srailsbk. - Third party *amens of rate are as ascertain assets are rot held by the f im arena wean the mist it; open orders. minted arearired &inflates are calcated Ice date aid an supplied to UBS fnarcisl Services on a Fern's possession or central. These assets ste naiad smut lots. The transaction data for regaar basis by an independent satiation firm. &played on Ins statement for informational Privacy had& lots may or may not ref lett commissions, - baser. general panne- or sponsor estimated vales. purposes only. Positions and values presented are To <bean a copy of our current Client PrivacyNat. enclar security &argil-Oaten events wry, are supping to **Fat by the issuer, provided by ft Ssu'rg fern. OBS Friancial &races please coact yorenarkial Adviser or vat our waste ;1= d and otter reinvestment lots ad systematk pinhaal lots are each combined to display ore general partner or spa-nor and may be eakulated based on dif went information fran that used by not remenale for tie information and does not guarantee es aecuivey. These assets are not protected at maw rambvivntria0 awraged lot The 'Trade date' colan presents the third parties to &rive tar wanted values. by VC or ft Cirri's supplementaISIPC mane. 1.85 Fnancial $400S a not a ball The WA, Business agiul transaction trade dale. - You can obtain additoral information regarding Services Account ESA and IRMA are brokerage accounts the metscblogy used to determine the estimate ot • Revenue sharing and additional compunratia. aria provide access so banking services and pralcts • Callable securities Bonds rid preferred stock that value ad the dote of tht ifamatnn that is the — In edition to commissions on sans and 12b.1 lees Net* avangenwrits with aft Sated barks end other the lane cats for we& redwatern wit be selected basis fa the enimate by contacting your f *uncial received n cernectieri with he distributia thniparty bares, and provides access to iturace arid by la from among all secursin of an Advisor rrulual fads to ow dents we anchor our grate anrketY products Wand by unalfilaed tad-party issue held in ourname a in nomite nine for of - Third party tanned vales may be reflected as receive revenue trim) Payments Iran di:tabula, natant conpanes through *curate agency dents. Call leave namatien is obtained from third 'Not priced' in several situations when an ardor advisers of the maul heads that we sell. subsdianes of UBS Financial Services Inc. parties and is accuracy is not guantead. Otter call *dependent valuation lire has not &tried a it These amounts are based on two caeren fealties may end which could Awl 'mkt canplole triable to antra a &a awn we become ware corrponats (k the acted of Salt, by UBS of a areserent. Murata and warty products, ericrrnatkn will be provitd upon request that a matenal event has occurred tat may call a Palate mutual fund famirto our clients and 0i) Not VIC insured • No bank guarantee. May lose vats wevousay reported vase no question, or Arlen a the asset value of a particular rrutual fund famiy's • Certificates of deposit (CDs). CDs are HNC nsured value would be high& spec fare due to tie nature shares held x the tan RUA. Resource Mina:r ent &en nt, Business Services up to S25),000 in principal and accrued irtenni per the smurity. — We and as MIA& ako receive networking and Amount BSA. Maria ad intonational Resource depositor aid per depository institute, n accordance - When needier an issuer, general partner or sponsor combs processing fees n corndoration for Management Accord we registered service mass of witt FDIC rinks. estimated value nor a third-pay estimated vas is transfer agent 1420CVS that we amok to the UBS fnancii Services Inc provickel, the vita of tit smutty wilt*&tenni mutual ant. These fees generally are pad from • Price/value. Woes displayed for securities and oiler lean its arch& price. investor astern the *Lae I fund and are a bud WS Signalise it a 'eget...de:Mite nwk. 01 Vial precasts may be higher or lower than the price that - •Datributicen to date' myindrde return of dells amount based on the nianber of attains at evernal knit LOS Vise Signature cede cards and IBS )0J would actual& receive in the matt has are capita name orboth. the broker.dealer baking mutual lint of that fund Visa debt cards as inued by UBS Bart USA with obtained from varkus aid pity sources ankh we - 'Original weft size' represents to hkiel offering family Peall590a born Vna U SA Incorporated. &ten to be reliable, but we do not garatee thek peke per Loh axial./ not reflect you cost beta. accurxy. - OPP al unlisted RUT sashes are rot listed on a WS Financial Services Me Rev 201604 national 'donne, exchange. and an goner* SDNY_GM_00023153 CONFIDENTIAL EFTA_00133773 EFTA01252468 Financial Services tic Private Wealth Management 4tUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 September 2016 CNP70061547670916X13 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK N107666-0308 Account name: GHISLANE MAXWELL Friendly account name: Incl*CastiSaving Account number. Your financial Advisor SCOTT STACK MANILYLE C SR Et Phone Questions about your statemett? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA- I 000, on August 31 (4) on September 30(4) account 029023575 Your assets 15,638,190.65 15,551,348.76 Vlsitour website: Your liabilities 0.00 0.00 www.ubstomilinancialservices Value of your account $15,638,190.65 $15,551,348.76 sources of your account growth Tracking the value of your account during 2016 Value of your account 11401 oris at year end 2015 $6,144.731.58 Net deposits end 156 15.6 Wthdravals 39,354,314.02 • Your kiveStMent return: Diedendarxl interest income 345,285.41 4 Change in market value 37,01775 Value of your account 0tc kts on Sep 30. 2016 $15.351.340.76 Pe( 2014 nu92016 sepiois SDNY GM 00023154 Member SIPC CNP70305006454767 NP7000306144 00005 0916 030575004 Y123575550101000 Page 1 of S CONFIDENTIAL EFTA_00133774 EFTA01252469 SUBS Resource Management Account September 201,=. Account name: GHI$LAINE MA, AN EL. Friendly account name:Ind:CadYSaving Account number: Your Finandal Advisor -7 STACK PAAMYLE CASK]. Your account balance sheet Summary of your assets Value on Percentage of september 30 (14 your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 12,018,102.32 77.28% C Equities 0.00 0.00% D Fixed income 3,533,246.44 22.72% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $15,551,348.76 100.00% Value of your account $15,551,348.76 Eye on the markets Percentage change Index September 2016 Year to date S&P 500 0.02% 7.84% Russell 3000 0.16% 8.18% MSC I - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80% Interest rates on September 30, 2016 3-month Treasury bills: 0.27% One-month LIBOR: 0.53% OIP70003006454768NP7003X6144 0:035 C916 0305750ary_Gm_ 0002309e 2 of 8 CONFIDENTIAL EFTA_00133775 EFTA01252470 Resource Management Account Account name: GHISLAINE MAXVVEU. Your linandal Advisor: SUBS September 2016 Friendly account narne:Ind:CaShiSaving Account number. SCOTT STACK MANLYLE CASNEL Change in the value of your account Summary of gains and losses Values reported tercet exclude products for which gam andlosses are not dassitied September 20'6(31 Year to date (S) Realized gains and losses Unrealized Opening account value $15,638,190.65 38,144,731.58 September 2016 (1) Year to date (I) gains and loses (S) Deposits, including investments transferred in 6,658.87 14,641,714.88 Short term 0.00 0.00 39.06 Withdrawals and fees, Long term 0.00 0.00 3,485.62 including investments transferred Total $0.00 $0.00 33,524.68 cut -100,000.00 -5,287,400.86 Dividend and interest income 6,499.23 45,285.41 Change in market value 0.01 7,017.75 Cash activity summary See account actatty the month for detals &lances In your Sweep Oak CCIS are Indudedin the opening and Closing account value $15,551,348.76 315,551248.76 closing balances ratio. FDIC insurance apples only to deposits a UPS Bank USA, not to deposits at LOS AG, Starreord ranch or bank deposits pared inmost, the UBS Internaiond Deposit Account plograrn. PPG rxoteclion applies to twenty market sweep fund holdings but nal bank deposits. Seaimportant inSarmation Dividend and interest income earned abOut your Staletaeat or, the last two pages ci this document for petals September 2016 (1) Year to date (S) For poiposts. of Ins stateMenl, 'Job Sty of 'Metes] aril dos-lent, income ts.r. been determined flan a US Opening balances 30.00 34010,294.62 tar I orating perspedire. erred upon the residence of the account hoidet account type, or product twit, some interest ardor dvidend payments mat not be subject to United Slates (US) ardor Puerto Rico (PR) Additions Income tares. The tient montof statement K not intended to be used and (alma be reed upon for lac purposes. Chen% should refer to the amlicaple tar reporting forms they recent. Iran 165 annually, such as Deposits and other funds credited 6,658 87 14,641,714 88 the forms 1099 and the cons 00. for lac reporting information. n is the palace of LIE15 to Ilk tht zpplicatre tar tenoning forms vein the US internm Revenue semce and PR Treasury OePartn'eot and in Dividend and interest income 6,499.23 45,285.41 such forms accurately (tastily dtusknct anttlot Interest as lac exempt or tasibk income. Pleat consult yolt inclvdixel tax prepare( Proceeds from investment transactions 12,207,608.44 17,339,458.27 September 2016 (Sl Year to date IS) Total additions $12,220,766.54 $32,028A58.58 Taxable dividends 6,499.23 43,074 89 Subtractions Taxable interest 0.00 36.79 Checks and bill payments 0.00 -3,000,000.00 Total current year $6,499.23 $43,111.68 Other funds debited -100,030.00 -2,287,400.86 Prior year adjustment 000 2,173 73 Funds withdrawn for nvestments bought -12,120,766.54 -28,749,352.32 Total dividend & interest $6,499.23 345285.41 Total subtractions -$12,220,788.54 434,038,753.18 Net cash flow $0.00 42.010204.62 Closing balances $0.00 $0.00 SDNY GM 00023156 Cele70309305454769 NP7003305144 00005 0916 030575004 ►age 3 of 8 CONFIDENTIAL EFTA_00133776 EFTA01252471 Account name: ; UBS Resource Management Account September 2016 Friendly account name: it ; Account number Your Ignanrial Advisor: SCOTT STACK MAMLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Aug 5 - Sep 7 Opening UBS Bank USA Deposit balance Aug 5 $8,762.67 Closing UBS Bank USA Deposit balance Sep 7 $6,658.87 Number of days in interest period 34 Average daily balance $7,618.23 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the Following investment objectives for this account IF you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important information about your sratemenr a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: unmary • Moderate investment eligibt5ty consderatton None se!ected Your account instructions • You account cost ba56 default closing method is FIFO, First In, First Out. 0070305006454 770 ne70C0305I44 00005 0916 03057 ML000ndi999* 4 of CONFIDENTIAL EFTA_00B3777 EFTA01252472 Account name: GHISLAINE MAXWELL Resource Management Account Your Mandel Advisor SCOTT STACKMANLYLE CASR1EL *UBS September 2016 Friendly account name: Ind:Cash'Sawng Account number. Your assets Sane prices, income and °Oren! values ShPin may tetropiddinale. AS a *al A. gars atiosses may xi be eccutalely reflected. See stnportant intomtabon &Gout your statement a the end of ths dxumem for from inforrwson. Cash alternatives Money market funds money market funds age neither insured for guaranteed to the Fedecef Nixon Insuraice Corporation or any other vie inn-en agency. Although money market tUngS seek to vestre the value of your imesirnent at Si .03 Per share. it is oxhide to lose money by investing in these funds. Toter reinvested is the tots d d reinvested dindends II does not include any cash drAdends. R Is not a la (InreeltedRe)grit a loss Is the dire ten« between the C tat fent value and the cost basis and would lot for the purposes of determining holdrg periods or cost basis. The shares you receive each hoe you generaly be your taxatle gan of loss if the security was sod on this doe. The unrealized dad gin or loss may reinvest didends become a separate tax lot. need to be acitnted for set an of (aorta parents in order to determine the re.ffized gain or loss for tax Cost bests is the tots purchase cost of the security, Inducing reimesteddodends The cost basis may reporting Purposes need to be alusted for return d capital payments in order to detemine the Ousted cost toasts for tar investment return lithe curer value minus the amount you invested it does not include shares that are not repzetirg purposes. reflectedonyour statement, inducing shares that haw teen *aired as en, her a can maids. Rasa dual not Ind nee Cash Ovidends that were not reinvested PurCheek pricer Number Average price Client Cost Pore per share Value on lime/Mad investment Hddng Hddng d shoes pet share (S) investment (5) tutus (S) on Sep 30 (5) Sep 30(S) on or loss (5) return (S) period U3S PRIME RESERVES FUND 12,018,102.320 1.000 12,018,10132 12,018,102.32 1.000 12,018,102 32 EAl, 448,125 Current )veld: 0.40% Fixed income Mutual funds Toot renweste4 is the total d as reinvested clodends II does not include arty cash dvidenns. it is not a vnreaszed (raid gain or loss is the dfference between the current value and the con basis and wood tar lot for the DurITOSeS Of dettnninng hedging periods Or COSI basis. The shares yOu receive earn time yOu generally be sOur taxable gan d Id% if the Security was soil co Ibis dale. The unrearzeil dad pan a loss may reinvest dudes a become a separate tau lot. need to be ac usted for return of (vial Payments In order to detemlne the realized gan or loss to( tar reportingpurposes. Cost basis is the rota purchase cost of the security. inducing ronvesteddsidends The cost basis may need to be °lusted for return of cacital payments in order 10 deternine the adlustedcOrt basis for tar tneestnient return is the current value minus the amount you invested, lords not indite Shares that ale 001 retxding pticoses. reflected on rnir statement, inducing shafts that hare been leanedas either a gain or a Ids. It550 does no include cash chadends that were not reinvested Purchase price' Nureber Average peee Client Cost Price per shoe Value on llereafired ftaf) imestmen Hddng Hddng of shares per share (1) investment (5) basis (S) on Sep 30 (S) Sep 30 (5) gnn or loss (S) return (5) period PUTNAM SHORT DURATION INCOME FUND Y continued next page SDNY GM 00023158 CHP7C003006454771 NP7003305l 44 COCOS 09'6 030575004 Page S of CONFIDENTIAL EFTA_00133778 EFTA01252473 SUBS Resource Management Account September 2016 Account name: GHIS.LAINE MAXWELL Friendly account name:IndCashiSaving Account number Your A nuncio' Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase puce/ wooer Averaft pee Client Cost Price per sheet Value on unrealized0M investment Holdng Hddng of shares per share (1) investment (S) basket) on Sep 30(S) Sep 30 (1) gain or loss (S) Felton (5) period Symbol: PSDVX Trade date: Jul 20. 15 348.605 578 10.040 3.500.005.25 3,500,005.25 10.050 3.503,486,06 3.480.81 LT Total reinvested 2,961.232 10.035 29,716.51 10.050 29,760.38 43.87 EAI: 427,422 Current yield: 0.78% Security total 351.566.810 10.040 3,500,005.25 3,529,721.76 3,533246.44 3,524.68 33241.19 Your total assets Percentage Cl Cost Estimated llreeerZed Value on Sep 30(S) your as( ounl tor (S) annual intone IS) On or loss (5) Cash alternatives Money market funds 12,018,10232 77.28% 12,018,10232 46,125.00 Kxed income Mutual funds 3,533,246.44 22.72% 3,529,721.76 27,422.00 3.524.68 Total $15,551,348.76 100.00% $15,547,824.08 $75,547.00 $3,524.68 Account activity this month Date Actisgy Description Amount (0 Deposits and other funds credited Sep I Transfer JOURNAL FROPM Y1 23568GNISLAINE MAXWELL 1347.33 Sep I Transfer JOURNAL FROM VI 23572GHISLAJNE MAXWELL 2,410.86 Sep I Transfer JOURNAL FROM VI 23574GHISLAINE MAXWELL 2,900.68 Total deposit and other funds credited $6,658.67 Ode Achuly DeXo000A AmOunt (3) Dividend and interest income Taxable dividends Sep I Ovidend PUTNAM SHORT DURATION INCOME FUND Y AS OF 08/31116 2,664.22 Sep 14 ()Mend U8S SELECT PRIME INSTITUTIONAL FUND 1.316.27 Sep 30 Cwidend URS PRIME RESERVES FUND 2,518 74 Total taxable dividends 66,49923 Total dividend and interest income $649923 Dale Actiuly DeScrption Amato) (5) Other funds debited Sep IS Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -100000.00 BANC, NA Total other funds debited .$100,000.00 CHP70308006454772 NP7OCO3C6I 44 COCOS 0916 030575004 _GM_000231W10 6 of 8 CONFIDENTIAL EFTA_00133779 EFTA01252474 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Alvisor. *UBS September 2016 Frie nd ly accou nt nome:Ind.CashiSamng Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month icontrued) lovet:ment Uansactions for wort Information scout the priceiyalue showis for restncted secunties, we froportant informoion obytt your f/sergens at the end of this doc irnent ProCeecIS Iran runds nvestme ni withdraven fa Att rued Dato Actr.Ny Rett eptron Ouantity yduo ($) Price (1) ransactiont (S) ‚ruesiments bceacjit (S) internt ($) Sep I Relnvestment PUTNAM SHORT DI-RATION INCOME FUNDY 265.097 -2,664.22 DIVIDEND REINVESTED AT 10.05 NAV ON 08, 3Il 16 AS OF 08'3616 Sep 14 Sold URS SELECT PRIIVE INSTITUTIONAL FUND -12,107608.440 12,107,608.44 Sep ta Bought U65 RWE RESERVES FUND 0.440 1.000 Sep 14 Bought UBSPRIME RESERVES FUND 12,107,608.000 1 000 -12.107,608 44 Sep I S Sold UBSPRIME RESERVES FUND -100,000.000 100,000.00 Sep 29 Bought 1.)35 PRIIVE RESERVES FUND 0.140 Sep 29 Bought U65 PRiME RESERVES FUND 7,975.C® -7,975. 14 Sep 30 Rewnestment UBS PRIMS RESERVES FUND DIVIDEND 0.740 -0 74 REINVESTED AT 1.00 NAV ON Og 30 16 Sep30 Renvestment U8SPRIME RESERVES FUND DIVIDEND 2,518.000 -2,518A0 REINVESTED AT 1.00 NAV ON 0930'16 Total $12207608A4 412420366.54 Patt Actmly oestroco Arrount Monty bielano activities Aug 31 Balance forward $0.00 Sept Deposit UBS BANK USA DEPOSIT ACCOUNT 6,658.87 Sep IS Ogłosi( UBS BANK USA DEPOSIT ACCOUNT 1)1617 Sep30 Wothdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09,29/16 -7875.14 Sep 38 Closing U8S Dank USA Deposit Mamut S0.00 The URS Bant USA Apett Account it your Omary sweep <plon SDNY GM 00023160 C NP703033064S4 773 W700330514400025 0916 03057500 Page 7 of 8 CONFIDENTIAL EFTA_00133780 EFTA01252475 *UBS Your notes ""—=';'=11 ' —'!"" ' °' 8 CONFIDENTIAL EFT,00B3781 EFTA01252476 Important information about your statement Fivocial Services Pc, (the Firm or UPS Finarcial sent yOu the leist statement on which the eaCior Corporation (BIKE which protects starves taCcntS 01 • &oda Cuneneincome: Iweshneres seekng tee Strokes), is a merrber of all principal washy, ccmrroda problem appered. its mentors up to $502000 (inohding S250,003 kr generation of income onk. and options exchanges. UBS Financial Services and LES - Proide your name rd accost number Gef am) darts for cat The SIPC asset protection limits atria to • Artnee CentelApentdation Inwstments seeing Bank USA re i-diect subsilenes of UPS AG and - Decal:* the eiTer Of the Winder you Yet-MUM all accost that youhold hi a partitive- twdry. otrova of principalrather than the generation of athhaes of UESSectrain U.C. The Fun's I refloat about, rid spleen as ckaik as you cal why you The Fkm, together with certainaffiliates, has also iam. statement h available upon reetest The Fins exeosee believe a is senor ex why you need more parch/ad uspktnentalpotation. The madman • Produce Combauthe or Wane and Capital alias re a. Haman amount pajabee to at engin chili, CONKlink under Awes:non Ivesinents grosthol seeking both the pervasion - ProMde the dolor arrant d the suspected error. this protection is ZOO milion as of Detente, TO, 201S. of name and penal. 1.135 Financial Seroces Stbra to the poky orditons ad limitation, cash a 1200 Harbor Boulevard The Firm or Card Issuer vii hoestigate put compeaht the am is further protected fa up to fel .9 million n the Osten risk profiles Weehawken, NJ 07086 and ail correct rat; error prompty. for alleged mob aggregate kr all your accounts held n spate:Wm • Conservative. Seeks to maven nilial pri-cepd with rnolving UBS Via debit cad tramadiro„ if we take opacity. A (IA copy of theepoky wading is available low risk and volatility to the accost °mak men if This statement represents the onk official record of you' mote Rim 10 Wsassdays to Mlles, we will credit uPon request. that means the scan does not generate signdant LBS Fractal Services account. Other records, esept yas accost for the snout ytuthilk is in error, so tat Corm or returns rd may rot keep pre with official lac doosnents. contanng conflictingdata should las wi have the use of the money during tie tine it The MK protection ad the suppkmenUI protection illation. not be relied tan II joubane thee is an ea a lakes us to complete our mestigution. both do not aPPN16 Omn9On please report it immediately n wring to the • Cerlin financial assets controlled by (and totad n • Moderate Willing to accept scene ride to piroPal and Branch Bandon of the Win wrung your accost. Please mite all checks payek to the From or tie your account value) but hell an/ from LOS Financial tolerate some variety to seek higher returns, I euncial instead, rdeated on he front of the Services (e.g., certain( cash at UBS Bat USA. 00 • Aggressen: Wiling to accept high nic to pnncpal and Alltotegie a levies shown re intended to be accurate. statement In addition to regular accost fees, accounts cash at LES AG U.S.aanrhes, (4 heurene palm, high ad lily to seek high returns oar time. statement data slicuk1not be wed fa to prates Rely may be abject to mantenarra Ines, tangos for late including minable amain, and 06 tarn of Maud • In.anahmr (dandier ConseArtation: I Hinted, a seek on yeamend tax forms. Ge Form 1099. 5498, parent kr securities purchases and charges kr unpaid funds where such shoes re registered dewy is the Pttlion of the portfolio for tat account may aisle 10425. ete)wbenorepamg your tax return. The Farm 5 amines re cash accosts. Accounts that re transferred name of the account holier on the books ad records canplex strategic, Wised Hauck andante required by law town to tie IRS all taxable dividends, to other inhalers may be subject to a transler fee of the appliciA aster a Ureter agent), volatiky. reportabb nontaxable cabala and bauble rarer • Certain rmsb-nert contracts or inwsiment interests end en steadies held ennui scant net proceeds UM Sweep Oreitene (e.g., alined partnerships ad private placements) that Statement 'household:yr on see tramactire, ad ace bash oncertain covered LIES offers options for sweeping car Waxes. balances are rot regitered under ter Securities Act of 1933; We may consolidate all related account statements with seines. to bat deposits at UM Brk USA and LES AG Stanford and the same alias in the same enmetve, e.g. because [ranch (Eta-k Sweep Proofarre), money maket mutual • Commodities contacts (e.g, kreign Pane and they have Ortntri who aho manta joril account Carnlitsliankielltrieh dm Finn krds (Money Fit red the InternationalDepose preccus metal contracts), include-9 futures cowacts •efit craps well other clients a the same aadressif • Please reecodinn sip oral corrrninations in twang Aboard 004forouitanon with an International ad commodity option contracts you peeler to wont indnechal statements mailed is to further protect your rights. inducing your 1415 Masco Management Account. Though the Bak The SEC protect On and IN comities-nal protection do separate ernelcoet you may dedre hotr,eholdng by carder the Se:trines Investor Protectron AO (W) Sweep Program cash batmen we swept to LES Bank not apply so these assets rent they otherwise appear ceding yes Fennel Ad soh • II thefinancial aviation es the top let of die here USA tp to an established knit ad then to UPS AG on yea statements. The SEC protection aid the of this statement isnot CBS F andel Serykes, LBS Stanford Branch, or a Money Fund. Deposes at LES ,{:elemental protection do not protect against changes Friendly awardname Financial Sanas carries yeas account as clearing Bank USA am FDIC insured in accords:* withFCC n the market vale of your inflamed> (Metar as The Fara/ aoccu-4 name is a custom:Ste 'nickname' broker by arra-gerrent wt. the ideated enstartore wiles. Forman information please visit wwwidic got result of market movement, issue ba-kruptcy ohoun by you to assist you with your recoolteePre2 We informal you of this telatOn5h54 when VW Deposes at LES AG StamfordBrrch ad shares of aterterke) has no legaleffect on yOur account You can change opened this accost h the cast your kits and MoneyFindsare rot nand by the FDIC. More irtonnation is sidable iron recast. pad triendk scov,t natio. through On Services a wadies are boated a LOS financial Seneca and rot 'mums cbtan more 44°nm:wonabout MK, ricluden9 by canticle-9 your FiVnctal Athnor. thr immeacig broker, rd youmeat make a reps Through to DA, treatable to cash balsas an swept to the SIPC Brochse. by contacting SIPC at 202-371 -83C0 of am ear or omission to bode firms As described en depose roosts al UBS AG New Yak Branch and LES or by visitisp the SIPC webae at amtapc.orp Aosourie overview to account agreements, pa must natty IA c4 a AG Cayman Ranch Thew deposits arena fl uted by • Value of nor accantgon(olo. Net of assets and errors or fraud iwohnig chedcs reflected a your the FCC Balaxes held at the LES AG Carman Branch Dividend Reimestment Program (DRS) liabilities statement *thin 30 CItyl alter It was mailed or made are lemponny reposed to the sovereign vat of the the ate reflected is an swage pow. You may obtan • A>wb tol.des salt* cash balances, vdues Ia available. All statements shall be donned arras* Calms dads, and there is no guarani** or other the actual price banns F roast Advise Onk whole restricted warty fest ), and Globaltime Deposit, and accurate n all other mush if not objected to in obigation of UPS AG to repay the balances hM,kasthe sham are purchased under DPW; initial shaves end be treated marks to ma-ket, and certain assets not held veittg within 60 days LES Cayman's Brach's books. sold rd the cash wi be deposited te your account The by to Fim. Does rot include unread sectritiMassets • Please diva ataomer complaints or tathes to to civickrd renvestment price applied by she tear my at tie end d the prior and arrent statement periods, or Farr,C lent Retsions °teamed at 201252.1699 Deposes at LEG Birk USA and eachUBS AG Branch are offer hem the mead price at which tee partial tires prate imestmenit divested stock options and a tolltroe r. 903.354-9I03, 8.03 A M. to 603 P.M not protected by SIK. Money Fend three are protected re sold ennotable stock options FT Monday through Friday, or in rang to LES by SIPC. See 'LOS Financial Services Accoutre Protection' • alpikes Includes debit bairns outstanding morph Financial Semites Ix., Client Relations Department, below. Ceateiolieu bans, credit lire, sheer accord balances. P.O. Box 766 Union Cly,14.1 07037. CnV whole pas may be held n you. acccust. If yarn • Ceshenoney balances. Total of unimested avalabie • In case of errors or cessions about al electronic Upon your request batences in the Ban Sweep entitled to a petal trail a s result <else:Ward parent cash balances, plus depose telexes at UDS Bank USA, fu-de ands 031). be pawn a UBS Votabit Program or DA may be sethdraes and shams of a or Othentite, the Firm will ether sell panel din at LBS AG U.S Branches ad money market mutual fund card tractions, call (02762-1000, a write to UBS Menet Ford may be licsidated, ad the proceeds market price a accept an shard determined by a sweep batons. at the c Me of be statement period f anent Senices Ix., 1000 arta (114, 6th floor. returned to you or your seosties accost. regiaered dewing agency. and credit year taard. Nowsearroday free creek balances in aces account are Weehawkery NI 07086, Ann RIAA(855. Sakes. rat segegsed from oche balances and the Timmy Rate idormalon about available sweep optcn Investment objedives tae any of these lords rh the Cutlery course ol As Cake write as soon o you can, if you hit your noising omen: ireerest rates and BMA, 5 imitable at The tionimere objection and risk profile are spec to to business these funds separable yam your downed. statement a receipt k wag or if youneed more Armtrubscordsweepmetb. from your F realm! Advisor each account and may may between year =ants This total is included a to anent period closing Vain reamation tote a transfer on the statement or or by along KO-762-1000. Please advs. the Firm promptly in awing of ay receipt The firm or Card arc (as spleable)must sq-dicant Mane in you I nmcial snatem or Le dog Mfonnation her I rom you no later thin CO days slier **km UPS Financial Serekee scan protection investment olwebves For eachward held, you For cleaned onlontlatIOn a the Firm's lerclisg attires The Fr-n r. a rruntor dF the ( en rant 1- enter rettertrn choose areal the folbwi-n inwarrent objectives. and decades. refer to you. Chen Rebtiontip SDNY_GM_00023162 CONFIDENTIAL EFTA_00133782 EFTA01252477 Important information about your statement (0011811Utd) Ageonent or ACCOn Ai"etterli and the General - We germs* we he closim; price when avalhka liquid and own if they can be sold, tie orb. - h addakin to commissions received n connection Timm rd Conditions LeRS Statement of Credit fraction the mean of the bed and ask prices for limed received may be kin than the per tare estimated with the sale or &thbution ol may contracts available in Agreements andOinssures sautes and opara or only bid prices for OTC oath provided n the accost statement, and art in but ails tows clients. mo yaw tin ramiateevorntrinto met seardies. andor our affiliate acne reserve sharp - Less acterek traded securities may be priced usty a • Restricted securities. Restated martin generalk compensation from many of the insurance Yew assets valuation model a the moss recent ace we are nal (wren, elglak for public sale. U8S fins-col companies Undefined the amity CONCUR, Your statement itemises securities and other assets hell canned and may not reflect in actual market price Seances uses the motet price d the ummtricted stook &ins a the &urn carphies or glamors of h the account at the end of the deemed period. You a vase of the same issuer as an imputed value for the ne unit irrirestmmt ousts we &nun may for debut d icy paid seariies al anytime. - Certain positions may appear wittoa a price arc/ restricted Oak (aoudads athrs statement oi* To - Our affiliates abo recen trading commoskins rd You my receive securities used as ban collateral after will now as 'vice was me awelable• d we are the extent Tat restided seines are elegbk to sale, ate compensator, front maul kr& and paying any balrice de on them. Any securities unable to ocean a pen for a wink the value received may be sebstamaly less nal the Munroe companies otiose Fronts we darbse. transferted to the Firm ctri-g the Itaitlittllt period are - Deposits a securities denominated in nannies intend vabe town - We receive art areal lee from UBS Bart USA aid listed* market vitro as of the end of the stab:moll other than U.S dollars are reflected r the ',charge LES AG Stanford Ranh Of 1.010 $25 per a-can period. rate as of the gamed date. • Est. (estirnetect) income. anon yields and rates. sweeping to the barks under the UBS Bank Sweep • Cost balm In determining the cost basis of the - fa certain searnes hiding n non-conformng M estimate of amual income 6 based on current Programs. securities incbded in this statement, where indicated denornnations, puce and quality (face sake) may rd interest rates, assuming tie laxities will wih the number " l, • 1.85F nancial Services has relied have been adjucted to brans proper valuation be held for are yew from statement &te or ants Adivity On information obtained from sources other than LES To cbuin current ointa bris. when available, contact maturity This estimate bonny a gudolne; accuracy Hammon regardng cammksins and other throes Financial Semites, including information hem another ybr tee-col Ado orr ad continued alCOMt are not gu warned tarred in connecke with tie exeonn of trades, Urn a that you may tattegroaided to aeJ financial - Estimated anal icon and cured yield for hcl.dng option transactions has been encb&d on Adam The Firm does not indeperantly yertya • Private imesunente and drummed premium. certain types of leashes cad noble a return of corif irreatin presousV furnished to you. rd mill be gaunt** the accuracy a valley of ary idormation !ovate rummer* was tin (ex bag clittl pencil:ler capital gains in which case the est provided to you promptly onrepast provided by WOOS other than LES Frencial participation program ad real spate immured mist income (a-d currem yield would be overstated, ▪ aaltion although UPS F twickl Services general& soothes) and structred proins are generalb highly - Est/meted anal income and anent yieldand tie Short selling updates Sas nftrmation as it is receeved the firm tided. Celan stnstend pones base not been actual tame and yieLl Mott be lowers higher you are engaged in short selling a security, you may does not provide am, assure-cm eve illOTIlatiatl registered with the Securities and Excha then the estimated swats. ears a charge der to cateintarowhg costs for that =tit 'Coat bate rd ^Unrealized god lose is Commission a under wry slate seerstertn. We - An estimate of arrualized income (dkidend ander Wiwi:runny. accurate as of the date of this statement. Po such Croak ostmated Valuta for private investment interest) divided by the current market please dome rekso on doe.dandion to make secants ard &Inured products for telamatkrul vaberaverage balance is based as the Last dividend Open aided puthase or sale decisions fa tax pesposes a purposes crib.. Marary knot guaranteed. or need pgrnent made by tie bsuer and Regaling open or *gatchtilkancelled* orders tut otherwise. Accounts tranderred to be Sim may - These vitas may differ abets-tidy from prices, il mantes he securesetdeans will be het/ for one were not wormed by the statement date, open buy and reflect gai loss information only for the period any. at which a akin ittetrtni year from the statement date or until maturity. ma slop orders are radioed by the amount of dividends tine they are held at tie firm Morehi:take] structured product maybe bought or sold and do Accuracy rd continued sell am not guaranteed a rig-tan an ex-dividerds a rorg-els date unless Hamann tribe died by yar Fr-axial Advisor. flat necessarily represent the ratty& may receive tanxted °tunny* by yds You are responsbk for upon lickeidation. • Assets net held bytes Financial Services. Certain orders that are executed da toyes& lelure to cancel • Unrealised gans/loame %teen data is srailibk. - Third party esimates of rata are as ascertain nets are rot helot by the fern ad not *whin the • ig open orders. enervated ermined &imitates are &Nand la date and are supplied to UBS Found Services on a Fein's posnessin or ascot. These assets are invitee] stony lots. The transition data for reg,Jr basis by an independent satiation firm. displayed on Ins statement for informational Mead haviltal lots may or may not ref lett commissions. - baser. generalpanne- of sponsor estimated vain purposes on* Positions and values presented re To obtain a copy of in current Client PrivacyNai e. dwges anda security reorganization events ary, are applied to the Fm by the issuer, provided by dal bang fern. UBS Inancial Services is please contact you FnarkealAdviser or vat our websne derZ d and otter reinvestment lots rd systematic general partner or sprier sulmiy be calculated not reucroble for his information and does not at *taw oimi romitaivanararea otavhaat lots are each combined to dinky one based an &twine information from that used by guarantee es aecurroy. thew assets ere not protected awraged lot The 'Trade date' colan presents the hid parties to delve their estimated values. by SEC or Pe Cirri's supplemental SIPC coverage. 1,85 Finned Sirens e not a ball The Mg Business agiul transaction trade dale. - You can obtain aednorel information regarded Services Account ESA and IRMA are brokerage accounts tie mensoblagy used to determine the estimate of • Revenue sharing and additional compunratices. ankh provide access so banking services aid prodsts • Callable meanies Bonds rid preened stock that value ad the date of the hi:amain that is the — In edition to commissions on sales and 12b.1 lees ihnee*seangenwrits with allttend bias end other the ever cats for eat rodonprven wit be selected basis fa the estimate by contactig your ftuncial received m correction with be distribution of Ihniparey banks, rid provides access to Susie arid InDasulk bin from arrong all seasees of Moat Advisor rrulual fads to ow clients we anchor our affair, amity [roans toted by unaHiliated thid-party issue held n ourname a in nominee name for os - Third party estenSed valets may be reflected as receive revenue than) Payments from diantutors iturrice &musses through insurance agency clients Call tease ntanuticn m cbtaned fromthird 'Not priced' in several situations: when an ad or salsas of the mast funds that we sell. subsdianee of UBS Financial Services Inc. parties and as accuracy is not guano:ed. Other call ideardent valuation fim has not %darn a it These amounts are based on two cMeren features may eon which mull nod yield comae& enable to assign a italat sawn we become ware corrpanents (a the amoad of Ulf, by UBS of a horesmerd, Bunco. aid a-ruity products, intormaticn will be provi*d upon request that a matenal event has occurred tut may call a Palicar mutual fund famik to our clients and 0i) Nat MC insured • No bank guaantem May Sae vase prevousay reported value no question, or eon a the asset vale* of a particular rrutual fund famiVs • Certificates of &posit (CDs). CDs are HNC nsured value would be high speoilatim due to tie nature shares held a the Urn RUA. Resource Mina:r ent Arson rm, Business Services cep to 5250,000 h principal and accrued irtenni per • the sonny. — We and as allAate ate rooter, networking end Account BSA, IRSAA ad intonational Resource depoekor ard per depository inane-ekes in accordance - When neither an Muer, general partner or sponsor onribm accosting fees in consderation for Management Accont am registered service mats of win FDIC Ries estimated value nor a thrd-paly estimated vala is transfer agent SOYCVS that we made to the UBS fogad Sierras Fx promded, the vita of the smutty Mk be different rrutusl kr& These fees generally are pad from • Price/value Prices displayed f or securities and other ham its purchase price. investor assets n the nutua leak' and are a feud Vita Signature is a reused Senn mink 01 profs may be higher or lower than he price that - •Ddribution to date may indude return of dais amount based on the number of accounts at Inumalinat LOS Visa Signature coda cards and CGS yOa would actually receive in the nude. fikes are capital, income orboth. the brokerdealer holing mutual fads of that fund Visa debt cards are issued by UBS Bare USA with obtained from areas hid party sources whit, we - 'Original unk size' represents the noel offering fa-nity PrIVISSI011 Iran Visa U SA incorporated. &Sew to be relable, bit we donor garnet thek price per unit axial., not reflect gout cost bass. accuracy- - DIP rd unlisted REn mashes are rot listed on a tie Pirundel Services Ins Pry 201604 national securities exchange, and are wordy SDNY_GM_00023163 CONFIDENTIAL EFFA_00133783 EFTA01252478 Financial Strikes Inc Private Wealth Management SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 October 2016 CNP70055918471016 Y1 0 GHISLANE MAXWELL P.O. BOX 308 TEANECK N107666-0308 Account name: GHISLANE MAXVVEll. Friendly account name: Ind-Cash/Saving Account number: Your Financial Advisor: SCOTT STACKIAANLYLE CASRIEL Phone Questions about your statement? Call your Eirlanaal Advisor or the Value of your account RMA ReSOUrCOD ne at 800-RMA- 1000, on September 30 In on October 31(1) account 029323575 Your assets 15,551,348.76 15,699,173.12 Visit our website: Your liabilities 0.00 0.00 v•ww.ub5COMIlinanCialStrnaCOS Value of your account $15,551,348.76 $15,699,173.12 Sources of your account growth Tracking the value of your account during 2016 Value of your account S Millons at war end 2015 46,144,731.58 Net depositi and 15.6 157 59,494,321.09 withdrawals • Your kivestmmt return Dividend and 6.1 interest income 153,102.71 Change er market value 37,017 74 Value of your account Dec 2014 on Oct 31, 2016 $15.699,173.12 0ec 2015 Sep 0•16 Oct 2016 SDNY GM 00023164 Member gniP7000930559t 647 NP1003193559 C00C6 1016 03057500 Pap 1 of 8 CONFIDENTIAL EFTA_00133784 EFTA01252479 SUBS Resource Management Account October 2016 Account name: iNE D. A 1A ELL Friendly account name:Ind Cask Savng Account number: Your K medal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 31(1) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 12,163,133.48 77.48% C Equities 0.00 0.00% I) D Fixed income 3,536,039.64 22.52% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 000% Total assets $15,699,173.12 100.00% Value of your account $15,699,173.12 Eye on the markets Percentage change Index October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% OIP70003005591848 WT003193559 00035 MI6 0305750N GM 000231 2 of 8 CONFIDENTIAL EFTA_00133785 EFTA01252480 Resource Management Account Account name: GHISLAINE MAXWELL Your /9nandal Advisor: UBS friendly account name-I S Account number. ng SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Year to date (I) Yaws eporled Below exclude products for which gain and losses are not classified. October 20I6(41 Realized gains and losses Unrealized Opening account value $15,551,348.76 $6,144,731.58 October 2016(4) Year to date (1) gains and loses (4) Deposits, including investments transferred in 194,507.07 14,836,221.95 Short term 0.00 0.00 35.66 Withdrawals and fees, Long tens 0.00 0.00 3,489 02 including investments transferred Total $0.00 $3,524.68 $0.00 out -54,500.00 -5,341,900.86 Dividend and interest income 7,817.30 53,102.71 Change in market value -0.01 7,017.74 Cash activity summary See Account ectivey the month for delaIs &lances in your Sweep Options are induCedin the wenn; and Closing account value 515,699,173.12 $15,699,173.12 closing balances etlue. FDIC insurance 420101 only to deposits a ups Bank USA, rot to deposits at LOS AG, Starriord Ranch or ham deposits placedthrough the UBS Internetion* Deposit Account program. SiPC protection applies to money market sweep fund holdings but not bank deposits Ate important information Offeat your statement en the last two pages d this document for deters Dividend and interest income earned October 2016 (9) rear to data IS) for r vipcnts of ins statement, tait:ity of 'nitres] and dim:lend income hat been determined tint, a US Opening balances $0.00 $2,010,294.62 tar repotting perspedire. Based upon the residence of the account bolder, account type, or product type, some interest ander dyidend payments may not be subject to United St*es (UA ardor Puerto Rico (PR) Additions Income tares. The cent mom* statement is not intended to be used and carrot be felled upon for tar paroses. Clients should refer to the apiglictie tar reporting forms they recent. from 165 annualy, such as Deposits and other funds credited 194,507 07 14,836,221 95 the f0m1S 1099 and me Fermi 480, for tar reporting information It IS the make of U85 to file tht =heat* tar reporting forms with the US interny Revenue Service and PR Treasury DeParm'ent. and in Dividend and interest income 7,817 30 53,102.71 such forms accurately da t fy dndenct ardor interest as tar exempt or to tale income. Mese consult your Indvdual tax preparer. Proceeds from investment transactions 0.00 17,339,458.27 October 2016(8) Year to date IS) Total additions $202,324.37 $32,228,782.93 Taxable dividends 7,817 30 50,892.19 Subtractions Taxable interest 0.00 36.79 Checks and bill payments 0.00 -3,000,000.00 Total current year $7,817.30 $50,928.98 Other funds debited -54,500.00 -2,341,900.86 Prior year adjustment 0 00 2,173.73 Funds withdrawn for investments bought -147,824.37 -28,897,176.69 Total dividend & interest $7,817.30 153,102.71 Total subtractions -$202,324.37 -$34,239,077.55 Net cash flow $0.00 -$2,010,294.62 Closing balances $0.00 $0.00 SONY GM 00023166 041'70303305931849 NP7080‘98559 00035 1016 030575004 Page 3 of 8 CONFIDENTIAL EFTA_00133786 EFTA01252481 Account name: G414AINE MA WELL. *UBS Resource Management Account October 2016 friendly account narne:Irvt Ca,NSavng Account number. Your Nnandal Advisor srerr STACY t.lt,•ItYLF CA Sk.EL UBS Bank USA Deposit Account APY Interest perrod Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $6,658.87 Closing UBS Bank USA Deposit balance Oct 6 E0.00 Number of days in interest period 29 Average daily ba bnce $5,457.38 Interest earned $0.00 Annual percentage paid earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current inccene & capital appreciation Your risk profile: Primary moderate investment eligibility consderahon None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CHP7C0C0005591850 NPMCOI93559 COCO 1016030575004 _GM_000231tne 4 of CONFIDENTIAL EFTA_00B3787 EFTA01252482 Account name: GHISLAINE MA (WELL Resource Management Account Your Pi medal Adelson *UBS Friendly account naryie:Ind.CaSIVSaving Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some Vets, income and current vaues shorn may he EpprOxiffsble. AS a itsult. OM and losses map not be acurately reflected. See enporrear inrorararron about your statement a the end of this docurnem Oki more infornason. Cash alternatives money market funds Money market funds are reitner insured ror guaranteed by the Cede id Dep391 Insurance COrpOratiOn or any Olher 9:AVM-erg agency. InStrtunOna prIMe and Institutional rnuncip.4 funds must flOnt then net asset values (NAV) per share to the nearest V100Th of a cent (e.g.., SI 0000) Government and foal money market funds wIllcontinue to transact al a sine $1.03 net asset value. although money rnaiket funds seek to pesenre the value of your 4 investment at 11.00 per share It possible to lose money by infesting In these funds rota, reinveded 4 the total d S reinvested dedends n doers not include any cash dedends n is not alas 0nreSced Oax)ges oc bz is the difference between the current value and the cost basis at would lot for the purposes of determining holdng periods or cost basis The shares you receive eah time you generily be your taeale gain DI loss if the security was sold co this dale. The unrealized dad din or loss rnay reinvest dwdends become a separate tax icil need to be adusted for ret inn of capta pyre nts in order to determine the realized gain or loss for tax Cost bias is the total wetnesse cost of the security. includng reinvested d Mundt The cost basis mw reporting purposes. need tote alusted for return of capital payments in order to determine the ad usted cost basis for tax investment adorn is the current value mous the amount you invested. n does not Include shares teal are not reixetirg purposes. reflectedonyour Statement Enduing shares that have been *ego as erther a pan m 81055. rasp, does not include cash dedends that were nee reinvested. Purchase pricer Number Average price Clem cost Price per share Value on unrealized investment wiring kidding el tildes pet share (S) investment ft) basis 3) on Od 31 (I) Oct 31 ($) gain or loss CD return (S) period UBS PRIME RESERVES FUND i2,I 63,133 480 ---This information was una va 1.0000 12,163,133 48 (Al: $51,392 Current )ield. 0.42% Fixed income Mutual funds rotas termed& is the Iota d et renvested d Wends n does not include any cash d4cte oda n is not a ertreeleed dodgem or kips is the dfference between I he current vane and the cost basis and bored la lot for the puipOSeS of dere/minno binding pencils or cost teat The OWN you receive each tine you general). be >Our tarade gan ploSS if the secunty war sold On INS date. The unreaded (tax) gan Cr IOSS may reinvest 41w:fends tecorne a separate tax lot. need to be &lusted for return of capita payments in order to deteninne the rested donor I:6S foe tax spoiling putposs Cost basis is the iota purchase cost of the security. Indudno ionvesteddvdends The (051basis mat neeplots alibied for return d capita payments in order to (*tem-me the ad usted ost bat for tar Investment return is the current vauernnus the amount you invested h does not include shares that ale not reoccur.; purposes. reflected on your statement, inducing shares that hare been tea ized a either a gan or a los& It also toes net include cash dedends that were not reinvested Purchase pricer Number Average pnce Client Cost Puce per share Value on Unrealized dal Imestment Holdrog Ncldng of Shares pet share (I) investmentCP basis (SI on Oct 3t (3) Oct 31 (3) gain or loss (SI return (5) pennd PUTNAM SHORT DURATION INCOME FUND Y continued next page AMY GM 00023168 CelP7C0C0305591851 NP7003l97559 00005 1016 030575004 ►age S of 8 CONFIDENTIAL EFTA_00 I 33788 EFTA01252483 SUBS Resource Management Account October 201 , Account name: GHISLAINE MAXWELL Friendly account name:Ind:CastiSaving Account number: Your II sandal Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Fixed income . Mutual funds (contrived) Purchase pool Number Average price Clt Cost Price per stare value on unmerited0as/ investment Hdclog Hddng of slates pi I Shalt (i) investment 1) basics) on Oct 31 (l) Oct 31 (s) gain or loss (5) return (5) ptriod Symbol. PSDYX Trade date: Jul 20. 15 348,605 578 10.040 3,500,005.25 3,500,005.25 10.050 3.503,486.06 3.480.81 LT Total reinvested 3239163 10.036 32,509.72 10.050 32,553.59 43.87 EAI: 428,851 Current yield. 0.82% Sect-city total 351,844 741 10.040 3,500,005.25 3,532,514.97 3,536,039.64 3,524.68 36,034.40 Your total assets Percentage 44 Cost estmatea Watt/Ned value on Oct 31 (5) your account bass 0/ annual interne (f) grin or loss (I) Cash alternatives • Money market funds 12,163,133.48 77.48% 51,392.00 Nxed income Mutual funds 3.536.039.64 22.52% 3.532.514.97 28,851.00 3,524.68 Total $15,699,173.12 100.00% $3,532,514.97 $80,243.00 $3,524.68 • Missing toss basis olonnalicn Account activity this month Clete Aclhaty Description Amount (1) Deposits and other fends audited Oct 3 Transfer JOURNAL FRCM YI 23572GHISUNNE MAXWELL 1.644.14 Oct 3 Transfer JOURNAL FROM Y 23568GH1SLAJNE MAXWELL 2,133.03 Oct 3 Transfer JOURNAL FROM YI 23574GHISLAINE MAXWELL 459.54 Oct 4 Transfer JOURNAL FROM Y1 23574GHISLAINE MAXWELL 46250.00 Oct 12 Transfer JOURNAL FROM YI 23679FOT & KETTLE, U.0 14,481.13 Oct 12 Transfer JOURNAL FROM Y123692116 EAST 65114 STREET LLC 129,539.23 Total deposit and other funds audited $194.507.07 Date Acti*ty Deicnplion :moult (5) Dividend end interest income Taxable dividends Oct 3 Cividend PUTNAM SHORT DURATION INCOME FUNDY AS OF 09130116 2,793.21 Oct 31 C.vidend U8S PRIME RESERVES FUND 5,024.09 Tout taxable dividends $7,81730 Total dividend and interest income $7.817.30 CNP7C0C030W31852 NP7000190559 00035 1016 03057 00231§W 6 of 8 5°134 11 Ct fi CONFIDENTIAL EFTA_00133789 EFTA01252484 Resource Management Account Account name: GHISLAINE MAXWELL Your Finandel Advisor: SUBS October 2016 Friendly account name:Ind:CasN5aving Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (contrived) Date AclSty CescepeOn Amount (II Other funds debited Oct 17 Transfer TO 111 23572 5100 -700.00 Oct 17 Transfer TO VI 23568 7100 •1,550.00 Oct 17 Transfer TO Y1 23574 1100 -2250.00 Oct 17 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, A7 WELLS FARGO -50.000.00 BAMC, NA Total other funds debited 454,500.00 Investment tnnsacdons For more Information about the prkeiralue shown for restrkted securities. see Important information about your statement at the end of this Oxunent. Proceeds Iron Funds investment Wthdrawn fcr Accrued Date Actisity [inception Oueintlty WIue (S) Price CS) tramacticos (S) irnestrnents bought ',serest CS) Oct 3 Rennestment PUTNAM SHORT DLRATiONOCOME FUND 277.931 -2,793.21 CWIDEND REINVESTED AT 10.05 NAV ON 093016 AS OF 09'3016 OCt 4 Bought UBS PRIME RESERVES FUND 0.710 Oct 4 Bought UBS PFMVE RESERVES FUND 50,486.000 -50,486.71 Oct 27 Bought LIBS PRIME RESERVES FUND 0.360 Oct 27 Bought UBS PRIME RESERVES FUND 89,520.000 -89,520.36 Oct 31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 0.090 -0.09 REINVESTED AT 1.00 NAV ON 103 V16 Oct 31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 5,024..300 -5,024.00 REINVESTED AT 1.00 NAV ON 1031/16 Total -$147,824.37 Date Activity Omen:Mon mount 0) Mossy balance activities Sep 30 Balance forward $0.00 Oct 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 4236.71 Oct 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 10/04f 16 -4236.71 Oct 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 144,020.36 Oct 18 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1017116 -54.500.00 Oct 28 Withdrawal LIBS BANK USA DEPOSIT ACCOUNT AS OF 10/27/16 -89,520.36 Oct31 Closing UBS Bank USA Deposit Account $0.00 The UBS Rant USA Depctut Account is your primary sweet, option Y GM 00023170 007000SOOSS91853 NP7000193559 00005 1016 03 Bags 7 of 8 CONFIDENTIAL EFTA_00133790 EFTA01252485 *UBS Your notes 0. , 000.0”....aaaata9.5900. , 0,6 aaaa,a0. GM o00231949< B of a E. of ..., ent ........1..... S5 CONFIDENTIAL EFT,00B3791 EFTA01252486 Important information about your statement U3S Fkuncial Services Pc. (the Firm or UBS Finercial sent you the int staleness on which the eta or Corporation (SIPC), which protects 163-rlieS hatcrlIS 01 • Socks, Cunene income: nunneries seekng tie Seirekias), is a member of all principal acuity, comrroda problem *pored. its monitors up to $502000 (Wks:ling 1.250,003 kr generation of krona shy. and soh:restage,. USG Financial Semler, and CBS - Proide your name rd non number (i any) dams for casli. The Slit asset protection limits aped to • Aches Cape*,Antoci:0On Insoments seeing Bank USA re i-diect subsidanes of UPS AG and - Decals tie!MX Or tie derider you are inure at accosts that you hoed n a particutv csacky. oath of unwise' rather than the geaerstion of athhaes of UBS Seattle, LLC. The Finis ffranoal about, ind *slain as clerk as you cal why you Tice Fnu together with certain aft ewes, has abo Scant statement h available upon re4Lest The Font exeosis believe t is as error a why su need more purchased SiSplellental SONORA. The madman • Produce Car:about:no of income aol Capital tie alias re a. infammis amount proaber 10 M *Site dolt, collectink ender Appreoaton. Ivesinents seise.? both generation - Nos:dethe dolt arrant ca the suspected errs this erasion is ZOO matron as of Docents 10, 2015. of exalt tad groat of Fascist CBS Fine-03154mm, no. Stbsd to the poky orditorts ad limitation, cash a 1200 Harbor Boulevard The Firm or Card Issuer we brestigate your compdaht the him is further protected fa up to SI .9 milbn n the Overall ea profiles Weehenten, NI 07086 and vdl correct try error tromp*. For alleged mob aggregate kr all your accounts held n apse:Wm • COliSetVA*. Seeks to manUn 1St ptcipat with aricking UBS Via debit cad tra-naci ions, if we take csaity. A fii copy of thepoky wading is salable low risk and volatility to the accost ovirall eerie This statement represents the only official record of your mote that 10 buskinsdays to da this, we willcredit UPOO request. CBS Fiascial Senates account. Other records, esept that means the accost does not generate sir it rare pas accost for the amount yr:utast is in error, so that 'mono co Muni and my rot keep pas with official lac doosnents. contanng contain data should yea MI hive the used money clang tie tine it The Slit protection ad the suppkmenUI protection rot be relied Los II youbelieve thee is an tiler a lakes us to casket our instigation. both do not apply to OmiSPOn please report a immediately n vaiteg to the • tenon Saki.' assets controlled by (end ixlabd n • Modern. Wiling to accept sane etc to pircPal and Branch Manager of the o lice strung your accost. Please mire all checks payek to the Fan or tie your account value) but hell away from LOSFinancial tolerate some stalky to seek hgher returns. Sind& kisleAkri ackated on to front of the Services (e.g., certain( cash at UBS Bat LTA. IN • Aggnsases: Wiling to accept high tit to pampa and Stoup a tigers shown are ntended to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.aanrhes, (4 triturate saixts, high valet lily to seek 1.4hreturns or tint. statement Stash oukf not be wed fa to purposes Rely may be abject to mantenne Ins, tangos for lee including variable annuitiee, and 66 Aare. of Maud • Crw•ammt (Wok, Consdaution: f WIntecl, a soak on yerend tax lams. (Te , Form 1099. 5498, payment kr securities purchases and charges kr unpaid funds whore such shoes re registered dread it the Garton of the portfolio for tut account may ixixle 10425. etc ) when prepamg your fax return. The Fim 5 awes ri cash accosts. Accosts that re transferred name of the accost holier on tie books ad records canny strategic, fatted hoick enigmas required by law to resin to tie IRS all taxable &Sends, to other instiunrs may be subject to a transits fee. of to applicistr Bus* a trader agent), voktiky. sport/kb nontaxable cisikkna and tsable niers • Certain rnsb-nent contracts or iniesiment interests erred is senates held juts scant rut retake UBS Sweep Options (e.g.. 'kneed partnerships and private placements) that Statement •haureholdier as see tratradkre, rd cost basis on cetan catered LEG offers options kr sweepng eat balsas. balances are rot regitened seder tie Securities Act of 1933; We may catroklate al related account statements with scuts to bah deposits at UM Brit USA and OBS AG %walked and to same astass it the sane enmetve, e.g. because trench Nta-k Sweep Procjarre moneymaker mutual • Commodities arrays (e.g, foreign silage and they have owners who ako mamas join account Carallardealkall with the Finn Arch (Money Funa) aid the interrutionalDepose preccus metal contracts), includirg futures contracts relaarehips well other darts a the same address. If • Pleas recodinn srl oral crerrninkations in wring Accent (Mier c sans wit in Interutionel aid commodity option contract. you Feeler to receive mdiudial statements mailed in to further protect your rishts. inducing your Intot Retrace Manserrient Account. Through to Bads The SIK protectOn and dos supplemental protection do separate envelopes you may dicta atr,eholing by Wen the Seculies Investor Protection Ad (SCA). Sweep Programs, cash balms we swept to LES lank not apply so these assets ewnif they otherwise appear citing yam Metal Adsor • II thefinancial iatitution cn die top let of tu hat USA is to an established irk ad then to UBS AG on yes statements. The StC protection aid the of this statement isnot U36 F natal Sautes, LEG Stanford Branch, or a Money Fund. Deposes at UBG oatisiernental protection do not protect agant changes Friendly antedname Fi-andal Sorties carries yea acccont as dewing Bank USA are FDIC inured in aecorda-ce wit FPS n the market vela of yrs investments (whether as 4 The Fixeclk scant name is a cusianctle 'nickname' broker by arra-gement wet the rdcated insitution win. Formate tiormatian palate Mit wwwfdie result of market movement, issuer bankruptcy a chosen a you to assist you with your recordeeePao We inforrntlysw of this rtiall,S5his when you Deposes at LEG AG StanfordBrach ad shares of °think.) has no legalellen ton your account You can change opened this axon. h the cast your Kra and MoneyFindsare rot eared by the FDIC. More irtonnation is astable iss request. rdi.r ririend9 at:CO.11r Oboes, though Onine Service, a meshes are bated a LOS financial Services and rot Youmu cbtan more irionnaton about Sit, riclutn9 by cantata-9 your Fisancral Athoor. tie istreaciubroker, ad younut make amps Through tie DA, astable to each balances an swept to the SIPC etch. e. by co-meting SIPC at 202-371 -83C0 of any iscr or omission to bode firms As described depose scants al UBS AG New Yak Branch and LEG or by sting the SIPC wean at wentatitorg Account overview du account agreements, Sumust natty to of ay AG taint Ranch Wes deposits arena roused by • lithe of you attosstatonfolo. Net of assets and errorsor fraud Thokkg checks reflected cn your statement wain 30 Sys alto t was mailed or made tee FDIC. Baines held at the UDS AG Carman Brandi are tempi:rank reposed to the sovereign lit of the Dividend Reinvestment Program pun • Aria trcLides wattle cash balances. values fa The pat reflected is an average price. You MN Oblan available. Atonements shall be defined corrplse Calms link, and there is no guaranis or other the &hal price Iran yes Fe-seta Advixr.Onk whole restrited sturdy ), and Global Tine Deposit, and accurate n all other raison if not objected to in obagation of UBS AG to repay tie Saxes while a, the shares are purchased under DRIP; palial twin will be snared marks to ma-ket, anderten assets not held vetag within 60 days LEG Cayman's Brach's books. soli ad the cash wi be deposited al your ascot The by ix Fan. Does rot include unitized sensitieR assets • Please divot utomer complants or ay-test° to &Mend renvestment price applied by the ester may at the end ot the ;nor and carent statement (anode, or Fen's C lent Retstin Depatnet at 201252.1699 Depose, at LEG Bark LISA and cab UBS AG Branch are • ffer Ism the nate peke al which tie partial shies private Ivens:nem smelted stock options and a toll.freer m 903.354-9I03, 8:03 A.M. to 6a) P.M not protected by SIK. Money Fund shares are protested a, sold exactable stock options FT Monday through Friday, or in vaing to CBS by SIPC. See 'LOS Financial Services Accost Protection' • Lianas Inducts debit beta-cu. outstanding mrlg Financial Services hc., Client Relations Department, below. Cattenlieu bins, credit lire, chat accost balances. P.O. Box 766 Union Cry, W 07082 Cnk Sole urets may be head in yam acccest. If sun • Cadvanmey balances. TOUI of unimested aunts* • In ease of errors Or quellOrn about al electronic Upon yew request balances in tie Bank Sweep entitled to a petal tat a s result totem:Wiwi payment cash balances, PIUS depose Relaxes al UBS Bank USA, knob transfer (61), bas tern a UBS Votolebit Program or DA may be vathdrawn and chases of a or oterwis the Firm will ether sell partial u-it at LEG AG U.S Branches ad money make mutual fund card transactions, call K0762-1000. or wile to UBS Money FurdMS be lisidated, ad the proceeds marlin price a accept an snore determined by a sweep balms. at the thus of tie statement ;Sod FtrancialSenices Irk., 1000 Harbor 814, 6th floor. returned to you or your seesties accost. registered cleirag agency. ad credits, acco.rt. Nxiccarredity free nit Saxes in yos account are Weehawken NI 07086, Ann PA4855. Senn& rot segegaed born other balances and to Fimmur Bate kdormalon about available sweep outwit Invanneint objecting • ae add these finds kr the ordnay course ol is Cal ce write as tom in yew can, if you hit rod- main; (want interest rates and Sit , 5 available at The i-idtstmerif cashes and risk profile an spec1k to basins, These funds re path son your Oxnard. Solemn a receipt's:rig or if youneed more wmtrubscornisweepselt. from your F nasal Adwor each account and mer may between yes accosts Ten total is misled in the want period closing Valle atamation Scut a transfer on the statement or or by tiling 805762-1000. Nease advs. the Firm prosily in venting of a-y receipt The Firm or Card ester (as askable)must sm-if gent change inpar Coaxial situation or Lensing attenuation hear from you no In tun CO days slier taken UN Financial Serene amours protection investment obscures For eachwant held. you For &tared information on the Firm's lerdiuIncites The Fr-n rt rruni-or <eel rnovI•teen, Prrirrtirs, Moos or* of the following investment objectives. and timeless,. refer to yin Client Rebtionis SDNY_GM_00023172 CONFIDENTIAL EFTA_00133792 EFTA01252487 Important information about your statement (0011811Utd) batman or ACCOLII Ai" etteni and the General - We germ* we he cloak; price when avadalak liquid and even f they can be sold, he peke — h acklaion tocommissionsreceived n connection Tenns rd Conditions U3S Statement of Credit Fraction Ow mean of the bed ad ask prices for lined received may be len than the per tore estimated with the sole or ciotroution al array contracts available in Agreements endear/mares a sensities and *pane a only bid prices foe OTC vats provided n the scant statement and an investment but Let tow clients. no &gay in ramlatent orMrtrinto vet searties. andcr our affilia ranee reserve short - Less acterey traded securities may be priced ushg a . Restricted securities. Reacted searnies generals, ampensalian frommany of the instance Your assets valuation model a the most recent ri ce we are not wanly eigbk for public sale. U8S fins-col companies anaemia; the trolly contracts, Your statement itemizes securities and other assets hell clamed ad may not reflect in anise man price Sane, use: the masa price a the unrestricted stook affAsa a to rousts corroales or enamors of is the maul at the end of to slaemers period. You a value of the sane issuer as an imputed value for IN tee ale irriestmmt tuts we disttote. may ark for deaverY Of by paid sentries al ay time. - Certain positions may aqua widt&A a price and restricted stock Neoax/Nads statement oi*. To - Our affiliates abo receive trading commoskins ad You may receise securities used as loan collateral after will tear as 'trice was not avalable• it we are the extent tat restricted seculies are elgbk to sale, other compensatorsarm mutual knots and paying any balance ids on them. Any saurian unable to obtain a ace for a seamy. the value recei.ed may be stbstanualy less than the retrace companies whose products we dadaist. translated to tee Firm ctri-g the itslemmt period are - Deposits a securities denominated in cuirercies imaged vabe town - We receive an arrest he from UBS Bat USA ard lied* market value as of the tract the stab/nal other thin U.S dollars are reflected at the 'whence. LES AG Stanford Rand, Of IR to $25 per scare period. rate as of the Paternal date. • Eft. (estinetted) income, arrant yields and rates. sweeping to the barks under the UBS Bank Sweep • Cost bask let detention° he cost basis of the - fa certain seariles fading n non-conf wrung An estimate of anual income ii based as current Programs. securities incbded en this statement, where indicated denornartions, puce and quantity (face sake/ may dividend aid interest rates, assuring tie sautes will wih the number " l, • .55 F natal Services has relied have been Maud to Leanne pampa valuation be held for ore war from statement date or coda Activity al information obtained from sources other than LES To obtain curers guotatiora when amiable, comae maturity This "Sinai no* a gudelne; accuracy hkemanon regarcing commksions and other charges Financial Senices, including if amnion fran another am, Faeaeeal Adrisa. aid continued income are not qua-anneal hatred in connection wih he exeoaka of trades, rim a that sumo/ have grovided to yea finaxial - Estimated antral kerne and current yield for rclisfrg option transactions has beeninceactd on Adam The Firm does not irdeperantly verty • Private Investments aid stnacesired produces. certain types of secules could sable a retun of cordashore roesiou*luirenhed to you, ad toll be gaunt** the aco_racy a valley of ary /formation Trivet* investment worths (iaLdrg deed prinks:dor capital gains in which case the est practised to you promptly onregal. provided by fans car than LES 4i-uncial Seneca pankipation program and real estate investment hest income (a-d curial all would be own:sated. In section although UPSPrireal Seances general& washes) and structred pro:facts are general highly - Est/rated anal income and anent yield and tie Short selling Lgodates fhb Si:emotion as e is received, the firm Rigid. Celan sensitised watch have not been actual ?cane and yield Mgt be lowers higher you are engaged in short selling a securey, you may does not provide any associate that the iitcomalion regotered with the Securities and Exch ge than the estimated amounts. cos a char.?) dm to cabinboroverg costs for that =ler 'Coot bzi^ and ^Unrealized gar/ loss' is Commission ce under any slate seastileTern. We - Are *seine* of artualized income (daidend andcr particular sectary. accurate as of ter date of the; statement. As such amrde estmated values for ix nte investment inured) divided by the current market please do not reef on this nfanotion to make searkes irdnnstured products for ilannetional vale/average balance is based an the tut dividend Open widen ardese or sale decisions fa tax puposes a purposes cny. Sontag Scam guaranteed. or ideal paiment made by tie asuer and Regaling open or *gxchtillerancelled* alas tot otherwise. Accounts tea-dared to he Fim may - These vibes may differ absureisy from prices, il amines tee sectreseldeases will be held for ore were not °emoted by the Senn date, open buy and ref ea gain loss ilamation only for the period c4 my. at which a aria asestrnerrl ritY year Wain the lattermost date or until matrity. la slop orders are refixed by the route d clinched tine they we held ate fim More historical structured product maybe bought or sold and do, Accuracy al continued well am not guaranteed a Stetson an ex-dividerkb a err-retch date unless relormation cube anted by Nes Friancial Advisor. rot necessaly represent the vas you may maim ranxted °Manta by pi. You are re for ryas lice/dation. • Assets not held by WS Financial Services. Certain odes that are executed ds to your bdure to cancel • Unrest/Ind gent/lose Yellen data n arailsbk. - Third arty estmess of vats are as ascertain ands are rot held by the f im arena *wigs the biting open orders. unmated Lrasalired gain/Iona are colt Weed Ice date ad we supplied to UBS InarciA Services on a rims possession or control. These assets ate havitial teary lots. The transaction data for repair basis by an independent solution firm. displayed on yar statement for informational Mosey renvilial lots may or may not ref len commissions, - baser. general panne- or sponse estimated vales. purposes only. Positions and values presented re To obtain a copy ol as current Client PrivacyNara. ary, are appled to Hahne by the issuer, please contact you F antral Acessce or vent our *ante rZ ardor security reaps-Nation ewnts d and ate reinvestment lots ad systematk pschase lots are each combined to dale, one pineal partner or sparsor and may be calculated based on deferent information frown that used by provided by to asu'rg fern. UBS Inancial services is not resperwble tor tee information and does not guarantee es accuracy. Thew amen rot protected at wsw ennfrgivr•pmter averaged lot The 'Trade date' colanpresents the third parties to dente tar eninated values. by SRC or tee Firris wale-natal 61PC °were IRS Prima/ Semkes is not a bait The WA, Business algal aansactron trade dale. - You can obtain aednorol ilormation regarding Services Account ESA and IRMA are brokerage accounts the metcoblogy used to determine the estimate • Revenue shirrs and additional ownpueesatica. which provide access so barking services and protests • Callable nominee Bonds end reelected stock that value ad the data of the ilcemaska that is the — In addition to commissions on saes and 12b-1 lees trot* arangenents with dlRated bales and other the issuer cats for wry redenpan wit be selected basis fa the eaimate by contactiG your f received n correction with the distribution a Ihniparty banes. rod provides access to inane arid mammal& by lot tom among all monies of tat Advisor mutual ftrds to ow dents we anchor our Ariake rum/ Proolans stied by unaHiliatedthid-party nsue held a our name cr n nomite nateo for ow - Third party 'sinned vales may be reflected as receive revenue sharing Payments from dianbotors insurance conpames through rourate agency dents. Call tease reformation is obtained lions third 'Not priced' in several situations: neon an ardor advisors of thenatal fads that we sell. subsidiaries of UBS finnan Services Inc. parties and ere accuracy is not guano:yd. Other call independent valuation lino has not salafed a is These amounts are based on two cMerent footway may eon *Nth could adoat weld complete enable to 'wigs a van. awn we become ware corrporents (a the amoat of tries by UPS of a reentapa Horace. ad amity products, information will be provi*d upon request that a matenal event has coasted tat may call a Paliculs mutual fund famikr to our clients: and 8) Not FOC tined • No bank guaantee• May lose value prevousy reported vats no question, or then a the asset value of a particular mutual fad famikes • Certificates of deposit (CDs). CDs are HNC nsured value would be highy specula:it due to tie nature shores held a tie Urn RUA. Resource Management Ain, at, Business Stakes is, to 5250,000 re principal and accrued ireenni per ot the security. — We and as MIAs abo receive networking and Account BSA. IRMA and intonational Resource deposit ad per depository ins/tubes in accordance - When neither an nun; general partner or sponsor combs praosOn9 fees n consideration for Management Accord at registered service maks of with FDIC riles estimated value nor a third-paly estimated vas is transfer agent Seroces that we pack to the UBS Fnaxit Servas sx parka the sofa d the seanty write deafen:at mutual tads These fees generally are pad from • Price/value Woes dryplawd for securities and otter Iran its arches* price. investor asses ri the Baia I lured and me a fad WA Signalise it a regainedservice milk of Visa protasis may be higher or lower than the price that - •Daributian to date' may include retun of data amount based an the nuriber of accounts at Hemel bast LOS Yu Sgnatwe cede cards and IBS you would actualY receive in tie maw. Rica are capital, name orboth. the broker-dealer holingmutual fads of that fund Visa debt cards ere issued by UBS Bart URA with obtained from various hid party sources whits we - 'Original oft size' represents he sisal offering fa-nify Perrn5SIOn Worn Visa U SA Incorporated. beleve to be reliable, bit we donor garantee then skew Lod Adm./ not relied you con bases accursy. - OPP rd unlined REn stomas are rot listed on a WS Financial Seevicaa Me Rev 201604 national securities exchange, and are germ* SDNY_GM_00023173 CONFIDENTIAL EFFA_00133793 EFTA01252488 U8S Financial Services Inc UBS Private wealth Management 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 November 2016 CNP70056355531116X13sY7 0 GH1SLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: InclCasilSaving Account number: Your Financial Advisor- SCOTT STACK MASULYLE CASRla Phone Questions about your statemeet? Call your Financial Advisor or the Value of your account RMA ReSourceline at 800-RMA-1000, on October 31 (1) on November 30 (1) account 029323575 Your assets 15,699,1 73.12 1,468,134.79 Visit our vaebsIte: Your liabilities 0.00 0.00 swirw.ubstornainancialsewices Value of your account 515,699,173.12 $1,468,134.79 Soarers of your account growth Tracking the value of your account duriag 2016 Value of your account S ktiliwns at year end 201S 16,144,731.58 Net deposit' and 15.7 withdravals -$4,744,10&00 Your nvestment return Dividend and 6.1 interest income 160,493.47 42 Chance in 1.s market value 47.017 74 VrJue of your meow& on Nov 30, 2016 Ste614134.79 CRC 2014 Ott 3015 00 2016 142v 2016 SDNY GM 00023174 Momber SIPC CNP703C030553SSS3NP70C0106219COCC6 11160305 • • Pap 1 of 8 CONFIDENTIAL EFTA_00133794 EFTA01252489 SUBS Resource Management Account November 2016 Account name: GHISLAINE MAXWELL Friendly account nama:Ird:Ca¢JSaWng Account number: Your Ilisandal Advisor: SCOTT STACK MAMLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 30l$) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 1,468,134.79 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00% Total assets $1,468,134.79 100.00% B Value of your account $1,468,134.79 Eye on the markets Percentage change Index November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond index -2.37% 2.50% Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% CNP70303001535554 NP7000185219 0000S 1116 030575004 Y_GM_000231,439. 2 of 8 CONFIDENTIAL EFTA_OOI 33795 EFTA01252490 Resource Management Account Account name: GHISLAINE MAXWELL Your Meandd Advisor. UBS November 2016 Friendly account naerse:Ind:CasNSaving Account number. SCOTT STACKMANLYIE CASRIEL Change in the value of your account Cash activity summary November 2016(S! year to date (1) See Account mateyMe month for details Mantes In your Sweep Options are Indudedin the openng and closing balances value. FDIC insurance rpgies only to deposits at UBS Bank USA, not to depoats a UBS AG, Stamford crams or bank deposits placed througt the UBS Internanond Depose Account progam SIPC Opening account value 315,699,173.12 36,144,731.58 Protection applies to money market sweep fund headings but rot bank deposits. Si/Important information about your statement cm the last two pars cf this document for deters. Deposits, including investments transferred in 11,570.91 14,847,792.86 Novernber 2016 (S) Year to date (5) Withdrawals and fees, Opening balances $0.00 $2,010,294.62 including investments transferred out -14,250,000.00 -19,591,900.86 Additions Deposits and other funds credited 11,570.91 14,847,792.86 Dividend and interest income 7,390.76 60,493.47 Dividend and interest income 7,390.76 60,493.47 Change in market value 0.00 7,01 7.74 Proceeds from investment transactions 10,711,496.79 28,050,955.06 Closing account value 31,468,134.79 $1,468,134.79 Total additions $10,730,458.46 $42,959,241.39 Dividend and interest income earned aibtractions Checks and bill payments 0.00 -3,000,000.00 For purposes of ass statement, tatabSty of Interest and dindend income has been determined Iran a US Other funds debited -10,711,496.79 -13,053,397.65 tax reporting perspective. Bald upon the residence of the account hokle5 account bye, or product lye, some interest ardor cleidend payments may not be subject to United States (UA ardor Puerto Rico (PR) Funds withdrawn for investments income tall. The lent moll* gatement IS not intended 10 Pe used are canto be Pied upon to ten corpses. Clients should refer to the mica, tax reporting loans they receive Iran UBSannualy, such as bought -18,961.67 -28,916,138.36 the Forms 1099 and the Fan 480. for tat reporting Information n is the mace of u85 to lile the aPplicatie tag reporting forms with the US interred Revenue Stall and PR Treasury Deterrent. end in Total subtractions -$10,730,458.46 -$44,969,536.01 such forms accurately denary dvidends ardfor interest as tax tempt or tan Interne. Please comet your Ind VdtiOi tax preparer. Net cash flow $0.00 -$2,010,294.62 November 2016 (S) Year to date (S) Closing balances $0.00 $0.00 Taxable dividends 7,389.93 58,282.12 Taxable interest 0.83 37.62 Total current year $7,390.76 $58,319.74 Prior year adjustment 0.00 2,173.73 Total dividend & interest $7,390.76 $60,49347 GM 00023176 Cerr70303005$35555 NV7003185219 COCOS 1116 03057%CM Peas 3 of 8 CONFIDENTIAL EFTA_00B3796 EFTA01252491 Account name: *UBS Resource Management Account November 2016 Friendly account name: : Account number: Your rinandd Advisor: SCOTT STACK MAULYLE CASRIEL UBS Bank USA Deposit Account APY Interest period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 $0.00 Closing UBS Bank USA Deposit balance Nov 6 $0.00 Number of days in interest period 31 Average daily balance 847,834 OS Interest earned $0.83 Annual percentage yield earned 002% Your investment objectives: You have identified the fdlowing investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Francial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate In vestment efigibi rty consderabon None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. CNP7C006005535656NP7OCOI852 I9 COCOS 11 16 03057scroondiPrie _ _ 4 of a CONFIDENTIAL EFTA_00133797 EFTA01252492 Account noire: GHISLAINE MAXWELL Resource Management Account Your Pimedal Advisor: UBS November 2016 Friendly account norne:Ind.CashiSasing Account number. SCOTT STACK MANWLE CASRIEL Your assets Sane pnces, income and cuttent vaues Shona may teeppiOnfirsene. AS a noire. gam and losses ma/ ma be accutaiely reflected. Set important intonitation atiout your statement a the end of ths dacumem for more Inloenson. Cash alternatives Money market funds M3rrty market funds ale reline/ insured roc guaranteed by the Pedet 020091 Insurance Corporation a any Olher gentrrvrent agenCy. InStautiOna prime and nstit utiOnal municipal fundS must moat their net asset vaueS (NAV) per share to t he nearest It 1001h of a cent (e.g., SI 0000 Government and fetal money market funds well continue to transact al a matte $1.03 net asset value. Although money mane' funds seek lo pesenre the value et your Investment al Si CO pei share. is Is possible to lose money by intesting In these funds Total reinvnted if Ike total dal reinvested clUdonds n does not include any cash daidends n is not alai Unreeind(7ax)gain a bz is the difference between the current vnue and the cost basis and would lot for the purposes of determining holdes3 periods or con basis. The shares you receive eah time you generally be your taxatle gain or loss if the security was sad as this dale. The unrealized am) yen or loss may reinvest dwdends become a separate tax 101 need to be &lusted for ret tin of captel payments in order to determine the re&Zed gain or loss for tax Cost bas is the Iola ',archaise cost of the security. inducing reinvesteddvidends The cost basis may repotting purposes- need lobe agusted for return cif carital payments in order to clef emine the al until cost burrs for taw Investment return is the current value menus the amount you invested. it does net Include shares UM are not reportiro purpose. refiecied On your Statement. inducing shares that have been **fed as either a gan o 81055, Ra50 not indude cash iiedends that were no reinvested. Pugh,* p11(6 Maybe( Average price Clem Cost Price per snare value on Umeilized insestment HoicIng Hddng d shams set share (S) investment (S) tool (S) On Nov 30(S) Nor 30 (S) gin or loss CD return (5) period U85 PRIME RESERVES FUND I A68,134 790 ••-This information was unavailable.•• 0030 1,468,13a 79 EAI: $7,327 Curent yield: 0_50% Your total assets Percents?, of Cost Estimated unrealized value on Nov 30 (1) your xcounl bass (S) annual intone (5) On or loss (S) Cash alternatives * Money market funds 1,468,134.70 100.00% 7.327.00 Total $1,468,134.79 100.00% $7,327.00 • Missing cost basis information Account activity this month Oat Adinty Dexmotion Arrount (5) Deposits and other funds credited Nov 1 Transfer JOURNAL FROM VI 23572GHISUsJNE MAXWELL 83.29 Nov I Transfer JOURNAL FROM Y I 23568GHISLAINE MAXWELL 8C6.52 continued next page Thool=n lit GM 00023178 cflP7C003305S3SSS7 NV7003185219 00035 11160305 Page S of s CONFIDENTIAL EFTA 00133798 EFTA01252493 Account name: GI-IISLAINE MAXWELL *UBS Resource Management Account November 2016 Friendly account name: Ind:CasketSaving Account number Your IIsandal Advisor. SCOTT STACK MANY LYLE CASRIEL Account activity this month (continued) Date &thirty OexrOdom arrount (S) Deposits and other funds credited (continued) Nov 1 Transfer JOURNAL FROM VI 23574GHISIAJNE MAXWELL 10,680 70 Nov9 Transfer JOURNAL FROM VI 23679POT & KETTLE, LLC 0.05 Nov9 Transfer JOURNAL FROM VI 23692116 EAST 65TH STREET LLC 0.35 Total deposits and other funds credited $11,570.91 Date Acthity Dennoti0n Amount (Si Dividend and interest income Taxable dividends Nov 1 Cividend PUTNAM SHORT DURATION INCOME FUND Y AS OF 10131(16 2,463.57 Nov 30 Condend UBS PRIME RESERVES FUND 4,926.36 Total taxable dividends $7359.93 Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I II04,16 0.83 Total taxable interest $0.53 Total dividend and iaterest income $7,390.76 Date Athaly De,clipbOn AmOull (I) Other funds debited Nov 21 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -50.000.03 BANE, NA Nov 28 Transfer TO YI 3 6512 2100 -10,661,496.79 Total other funds debited -$10,711A96.79 Investment transactions For more Information and the prke %slue shown for restricted securnin, see important inlotmetiert about your sterernere at the end of this dot urem Proceeds Iron Funds investment withdrawn la Accrued One Activity Desciption Quantity Vase (S) Price (1) transactions (5) investments boor (0 interest (5) Nov 1 Reinvestment PUTNAM SHORT DURATION INCOME FUND V 245.131 -2,463.57 CWIDEND REINVESTED AT 10.05 NAV ON '0131/16 ASCE 1031116 Nov3 Bought US$ PRIME RESERVES FUND 0.510 Nov3 Bought U6 S PRIME RESERVES FUND 11,570.030 -11,570.51 Nov9 Bought VSS PRIME RESERVES FUND 0.830 Nov9 Bought UBS PRIME RESERVES FUND -0.83 Nov10 Bought LES PRIAM RESERVES FUND 0.400 Nov10 Bought UBS PR9v£ RESERVES FUND -0.40 continued next page CNP70X030553555$ NP7000 852 19 00005 116 03 GM 000231ise 6 of 8 CONFIDENTIAL EFTA_00I 33799 EFTA01252494 Resource Management Account Account name: GHISLA1NE MAXWELL Your Fi nandal Advisor: *UBS November 2016 Friendly account narne:Ind.CashiSaving Account number. SCOTT STACK MAN/LYLE CASRiEL Account activity this month (continued) Investment transactions (continued) Proceeds from Funds Investment vAndrann lcr Accrued Date scanty DeSteCiti0n Outoiny vdue Prkt tiarcactions (I) uuesvnenls nougat (1) i Nero (1) Nov21 Sold U8S PRIME RESERVES FUND -50.000.000 50,000.00 Nov 28 Sold LES PRIME RESERVES FUND -0.790 N0v 28 Sold LES PRIME RESERVES FUND -10,661496000 10,661A96.79 Nov 29 Transfer PUTNAM SHORT DIAATION IKOME FUND Y TO •352089.872.3,538,503.21 VI 36512 2100 Nov30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 0.360 -0.36 REINVESTED AT 1.00 NAV ON 1113a16 Nov30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 4,926.000 -4,926.00 REINVESTED AT 1.00 NAV ON 11130,16 Total $10,711,496.79 -$18,961.67 Securities transferred out 43.538,50321 Date Activity Description Amount IS) Money balance activities Oct 31 Balance forward $0.00 Nov 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 11570.51 Nov 4 withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11103/16 -11,570.51 Nov 30 Closing UB3 Sank USA Dogma Account $0.00 me UBS Ban USA Deport Account Is your primary sweep colon SDNY GM 00023180 CmP7C003305535659NP70031135219 00075 1116 03057%04 Pegs 7 of 8 CONFIDENTIAL EFTA_00133800 EFTA01252495 *UBS Your notes „..t., 08, 008.0"38.088,00,8.,8008,,,80881,8 End .1.8.8ent for account ....,,,,, 8 o, 8 CONFIDENTIAL EFTA_00133801 EFTA01252496 Important information about your statement IS Fiscal Services Pc. (the Firm or UBS Finn-cid sent yOu the test statenora on which the Wa or Corporation (SIPC), which protects le0-rlieS mamasal • Produce Current income: rewolments serng the Servbet), is a member of all principal acuity, ccmrrodity problem apposed. its members up to $970,000 (including 12 50,003 kr generation of income unk. and coterie exchanges. UBS Financial Semler, and 1.85 - ProUde your name rd rcost number Grf ark) daims for cash. The Slit asset protection limits arty to • Achrie CapitaApenadation. Inwarrantt seek eg Bask USA re i-diect subs:lanes of UPS AG and - Desalw the elm, Of the Weider you revere all accosts that you hoW h a partici:a csacity. crown of principalrather than the gerersaim of affihaes of US Sautes LLC. The Finis I hanoal about, ini captain as <kaki as you cal shy you The Fran, together with certain aft &sates, has also ecane. statement C available upon regtest. The Font tutor:re believe * is an we a why ye.. need more purebred strakenentalmotection. The madman • Produce Contbauban ot Mayne and Capital cakes re a. infamaten. amount payable to at eagiNe diet, CONKlink adee Appreciation. aveninents fern? both the generates - ProOde the icier arrant d the suspected era. this protection is ZOO milion as of Docents, TO, 201S. of name and growth of prixpul. LESFinanced Services he Stbpd to the poky orditord ad lmi ations. cash a 1200 Harbor Boulevard The Firm or Card Issuer ani hoestigate pout compdaht the km is further protected fa up to $1.9 million n the Overall risk profiles Weehawken, 111 07086 and nil correct my error promptly. For alleged mots aggregate kr all your accounts held n a pateulac sweity. A fJ copy of thepoky wading is available • Conservative. Seeks to mantan Oita prekipal with imokring UBS Via debit cad tramadin, if we take This statement represents the only official record of you' more than 10 bus bess days to dohs. we will credit uPon request. low risk and volatility to the roost carat even if U3S Fhancial Services account. Other records, skeet that means the accost does not generate sign 'leant yam accost for the amount ytuthiik is in error, to tat 'roam or return% and may rot beep pace with official tax documents. contanng conflictingdata should you tent have the use of the money during tie tine it The SIPC protecten ad the suppkmenUI protection Hlation. not be reliedIran II joubase thee is an toot a takes us to complete our rewstigetion. both do not may to OmiS90n phase report it immediately n sang to the • Cedin financial assets controlled by (and ittriad n • Moderate. Willing to accept some risk to pirkewl and Branch Manager of the afire wrung your accost. Please mire all checks payek to the Fern or the your account value) but held away from LOSFine-kir totem* some sotathly to seek hither returns, femoral insteris relcated on tie front of the Services (e.g., certain( cash at UBS ark USA. 00 • Aggress/we: Wiling to accept high or to pnncpi and Alltioxfi MI 'isms shown are intended to be month statement In addition to regJar maul fees, accounts cash at LES AG U.S.banrhes, (4 Hutted poixts, high toil lily to seek highreturns owe time. statement etas slicuLl not be wed fats poppets Rely may be glakot to maintenarke lees, dons. for late including variable aortaet, and (it Sues of initud • InnMoot Eitecar Connahotion:I selected, a sated on yemend tax fowls. ge , Form 1099. 5498, paned kr securities purchases and charges kr unpaid funds where such 'ham re registered divot& n the Potion of the porHoliy for tat account may ixIsle 10425. etc) whenDrepamg your lax return. The Film enacts n cash accents. Accounts that at transferred name of the accost holder on the books ad records cask% straeges, linked lisicity andrater required by law torepel to he IRS all taxable di:Mends, to other instiutens mar be subject to a Vanier Ise. of the Asher* Pam a trawler agent), mirky. mportrie rontauble datitkna and uxtk :vertu • Certain rmstrnent contracts or investment riterests erred en secinties held nyous reara ran posed, UBS Sweep Op40M (e.g., lirMed partnerships ad prime placements) Int Statement eheseheldier on see trawactere, aid cos* basins certain covered LEG offers options for sweeping cash brawn balances are rot regitered ado the Securaies Act of 1933; We may cordadme all related account statements with seculars- to bait deposits at UM Bak USA and LEG AG %pinked and the same adaess h the same enmetve, e.g. because branch (Balt Sweep Hocjarrs), money rnatet mutual • Commodities corlials (e.g, foreign exchange and they have Wale's who abo manta( 1:411 account Carnlitseilableall with the Finis lads (Money Funds) awl the InternationalDepos4 preccus metal contacts). including (awes contacts ram arrays well other dents a the am* addressif • PleaseNordin, sty oral commune/hens in twang Monad ODAyor c uatanen with ash Intarutional ad commodity option contract,. you reefer to recent ndiwdual statmunts mailed in to further protect your rishtt inducingMa rit RescvCO Llanatirrionf Account. Though the Bak the OK prate ten and the supplemental protecten do separate envelopes, you may dare hotr,eholdng by ender the Seculies Investor Protectron Ad (StA) Sweep Programs, cash balances we swept to LES Bank not apply so these assets evenif they otherwise appear calling yes finatol Achwor • t thefinancial :saltation on the top left of dna Inst USA to to an estabashed knit ad then to UPS AG on yes sUtements. the StC protection rid the of this statement is not CBS F natal Strikes, LBS Stanford Branch, or a Money Fund. Deposits at 185 thlallernental protection do not protect agara changes Friendly mownname Financial &mires carries yes roost as clearing Bank USA re FDIC inured in accorda-ce withFCC n the market vale of yrs investments (whether as The Fins* amou-4 name is a (us:am:rile nicknemo' broker by an-a-gement writhe edcated naluten ores. Format information pleas Oat wwwidic goer result of market movement, issuer baltruptcy or chosen by you to assist you with your recomffeePeu We informed you of this rela1M5h0 when you Deposes at LEG AG StanfordBerth ad shares of °Menke) has no legal effect OrlyOur account You can change opened this accost h the cast your ke-a and MoneyFadsare rot insured by the FDIC. More irronnation is astable les request. pams iriend9 aCCOUll names., though Orikle Services a smiles are located a LOS financial Senates and rot You may °Nan more tionnation about Sit, including by estate-9 your Feenual Adasor the eatcdreg broker, rd youmat mate a oset Through the DA, salable to cash balances are swept to the SIPC Brochre. by smutting SIPC et 202-371 -83C0 of my error or omission to both firms As described depose roosts at UBS AG New Yak Branch and 185 or by visiting the SIPC swbate of ammeters Account overview the account agreements, youmust natty US a arty AG Cayman Ranch Tow deposits arena educed by • Value of dos accountrion(olo. Net of meets and errors or fraud roofing checks reflected on your statement wain 30 days alter It was mailed or made to KC Baltic's held at the LES AG Cayman Brandi are tompasey reposed to the sovereign far of the Dividend RS:seamen* Program pun The peke reflected is an ate by price. You may obtan • Amer toledes salable cash balances, values fa available. All statements shall be deemed corrplse Col man Wm*, and there is no guaranue or other the actual price Iran yes F moist Advisee. Onk *hoe restrkted security lest), and GlobalTine Deposita, and accurate n all other respects if not objected to in obigation of UBS AG to repay Saxes whiff as the shares re purchased under DRIP; palial Mann will be cm-reared marks to maker, and certain assets not held venteg within 60 days LEG Cayman's Brach's books. sold ad the cash wi be Sposfted your account the by the Fern. Does rat include marked seositiePassets • Please dhect ouRomer complaints or rip hes to to Sicked reinvestment price wished by the Misr may at the end a the poor and anent statement penods, or FimYC lent Kasten Depatnea at 201252.1999 Deposal at LEG Bak USA and eachUPS AG Branch are • ffer 'tom the melee rice al which the partial awes avale iseemenk tnvested stock options and a tongs al 903.3M-9103, 8:03 A.M. to 603 P.M not protected by Slit. Money Fund sham are protected re sold *womb* stock options FT Monday through Friday, or in veiti-g t01.85 by SIPC. See 'LOS Financial Services Account Protection' • Othilans Includes debit balances. °Standing margin Financial Services Ix., Client Relations Department, below. Cadtritlieu loins, credit Ire, tat account balances. P.O. Box 766 Unon Coy, N1 07037. Cnk whole urns may be heed n you account. If you we • Carthemney balances. Total of unimested available • In case of errors or wallet about a, electronic Upon yew recluse, balances in tie Bank Sweep entitled Nap:Mal irk a s result ol a ekriderd payment cash balances, plus &pout braces at UB5 Bank USA, had, transfer (EFT). bit smolt a UBS Voiedebit Program or DA may be withdrawn and shares of a or cthenvis, the Firm will either sell partial tenth at LES AG U.S Branches awl money maker mutual fund card vantactions, call 912762-1000, a write to UBS Money Furd may be liiidated, ird the proceeds market price a accept an anoint determined by a sweep batons, at the Owe of to strerrent period Financial Senices Ix., 1000 harbor 814, 6th floor. returned to you or your seorfies accost. registered cleireg agency. ad credit you' accost Ns-ccarrodity free creek balances in yos account are Weehawken NI 07086, Aare ltMACES& Sakes. rWi secogred from other balances and the Fine may Bate itormalkin about available sweep optcn Intannoint °bistros Lae Sly of these lads in the ordnay course of As Caller write mann b you can, t you hilt year nothing anent ireerest rates and yields, 5 <scribble at The a-moment objectiou and risk profile :store err to brains, These funds re pestle son your downed. staternme a receipt is mono or if youneed more wmvubscordsweeprekk from your Fnexial Advisor each account and may maybetween tar =curt Ths total is included in the arrant period calling Vain edomatis ter a transfer on the statement or a by calling 802762-1000. Please Wow the Firm pimply in writing of a-y receipt The Firm or Card thus (as askable)must sg-ilicant *change in yes fnancial sketron or Lending information her from you no later than CO days after %herrn UBS Financial Services astern protection investment &octaves For each secant held, you Fe' detared infermslln on the Firm's larding peaces The Grin rt u rro-nrturof the Teo Tau< ',wort Crutortion choose one of the following in:tarred objectives and Selman refer to yin Cheni Rebtionis SDNY_GM_00023182 CONFIDENTIAL EFTA_00133802 EFTA01252497 Important information about your statement (idtllittUed) banned or MCP-MATeafitall ad the General - We await we the closed price when svislable liquid and even a they tan be sold Ste peke — h addakin to commissions received n connection Tames ad Conditions LBS Statement of Credit Practices the mean of the bid and ask prices for hued received may be lea than the per chore estimated with the sale or atribution d arruey contracts available in Agreements indeed:sures al secuitin and option a only bid prices for OTC vats provided n the accost statement, and use investment but tnits to ow okras, we &gays* mmlateric entrant Tor. seareits. anda our affiliate receive reserve sharp - Less acterek traded securities may be priced usid a . Reetricted securities. Resided smiles generally tompensaion frommany of the instance Yew sets valuation modal a the most recent pace we are not currently elgla for public sale. U8S Financial companies unidentified the amity Centrals, Your statement itemizes *curiae and other assets hell aimed ad may not reflect in saw' make price assist: uses ate mad price d the unrestricted stook affixes et Ha aura& ccerpmes or thonsort of lithe award at the end of she clanensere period. You a vabe of the sane issuer as an inputed value for the tie ant irriresimmt tugs we distrtute. may ark for deiverY of by paid startles al arg time. - Certain positions may appear wit cast a price aid restricted lock througainsathe statement or* To - Our affiliates abo receive trading commesions ad You my receive securities used as ban collateral alter will ads as 'vice was nut avalable• d we are the extent tut relined seethes are elgbte to sale, oiler condensationfrom naiad ads and paying any balance dare on them. Any securities unable to obtain a pa for a away. the value received may be tbstanualk less thin the ethers companies whose prodatts we deaute. tranaired tote Firm cited the Italernent penod are - Deposits a securities denominated in curates imposed vabe gown - We receive an arrest fee from UBS Bat USA and listed at market vabe as of the end of the staternal otier than U.S dollars are reflected ar the ',cargo LES AG Stanford Rant% Of la? to $25 per award period. rate as of the gatellant date. • Est. (estinated) income. anent yields and rates. sweeping to the barks under the UBS Bank Sweep • test heals. h deterining the cost basis of the - fa certain searnes rading n non-conformng M ideate a smug income 6 based can current Program. securities incbded in this statement, Were indicated denornations. puce and quality (face vibe) my dividend ad interest rates, assurung tie secretes will wih the number" L • .55 F natal Services has relied have been adjuad to IaiGxe peeper vetuation be had for ore year from statement date or until Adivity an information stained from sources other than LES To obtain arrom @nix& when available, contact maturity This ntinate 6o* a gudelne; accuracy klamaanregardngoommksas and caner charges Feancial Semites. including information fran another aidericr ad continued income are not gu awned eared in connection with the execute:a of trades, fern a that sumer have provided to you hamlet - Estimated anti hcane and Parent yield for eoLdng option transactions has been incb&d on Adam The Firm does not irdeperantly stray a • Private inveatinenla and drummed peoSuos. certain types of salsas could titbit a fetish of tont a/am uneasy quashed to you. cod al be %want** the acaracy a vastly of ry ire°matron royale ragmen awls (vex bring died packetor capital gains in which case the est provided to you promptly on repast. provided by souses other than LES Peancial Smith participation program aid real estate imago-rem act income (e-d cumin yield would be overstated, h abreast *hough UPS Fivrical Sakes general& soothes) and structred prolocts are generalk highly - Estimated anal income and anent yieldad the Short selling sedates this nftrmation as n is received, the firm Certain seat-and poach have not been actual ?acorn and yield miott be lower or higher H you are engagedin short selling a seturey, you may does not provide any assurteces the tie illCallatian regetered with the Securities and Each then the estimated amounts. in:Leached, dot to eaten tonowid costs for that caller "Con bans^ ard "'Unrealized god loss' is Commission ce under wry gate secuitleTwn. We - An ening* of marked income (dividend andcr partkulsr seas*. accurate as of the date of he statement. As such sonde enrnated vakses for private investment intend) divided by the current market please do not red on this aceralion to make searites zed Matured productsfix iltematexal vaberaverage balance is based on the tut dividend Open °Men pahne or sale decisions for tax puposes a purposes cny. Atarary is la guaranteed. or interest payment made by tie Over and Regaling open or • gacatillesnoelled' orders that otherwise. Accounts tiardemed to the Farm may - These vitas may differ absurd* km prices, il amines he sectraldepaas will be held for one were not weeded by the StlittnitIV data open buy and reflect gait loss ilarruan only for de period any. at which a Pate elentrneril riy year Iran the statement date or until mataiy. sea stop orders aro rerixed by the mount of dividends tine they are held at tie fim Morehistorical structured product maybe bought or sold and cb Accuracy ad continued all we not aura-need a riglan an adividerds a antes ate unless eflormatcn can be added by yoke Friedel Advisor. rot necessaikrepresern the vase you mynaive egnated othersvise byVW. You are re for aces licwidata. • Assets not held bytes Financial Services. Cents orders thatare executed Os to your failure to cancel • Unrealized gain/Iona Kan data is swath. - Third petty *grates of rata are as ascertain assets are rot held byte f im arena wean the wising open orders. *singed Lenard ainalown ere calcaafed for date rd an supplied to UBS InarciA Services on a Fern's possenen or control. These assets we seculy lots. The transaction data for regitar basis by an independent satiation firm. &played on yea statement for informational Paw hakes] lots may or may not rakes commissions, - baser. general panne- of sponsor estimated vales. purposes onik Positions and values presented re To obtain a copy of as current Client PrivacyNam ardor security reorganization events ark are applied to the Fm by the issues roweled by tie Sea'rg fern. UBS &uncial please canal you Freidabaste or von our atilt dei"Zd and elver reinvestment lots ad systematk general partner or spamor and my be takuleted not mixable for the infomution and don not at mew 0), erventivr•imrtirev tatalgal loll are each combined to Gamy one based on dif went information frown to used by guarantee its accuracy. These Mans at rot enacted averaged lot The 'Trate date' colan presents the third parties to delve their 'deflated values. by SRC or tie Finds sualanglal SIP( °me r e L.% Fine-cif Sakes 6 not a ba-k The WA, Business ordeal transaction trade dale. - You can obtain addnorel nformation regarded Services Account 854 and IRMA are brokerage accounts the metiocblogy used to determine the estimate d • Revenue almag and additional ownpunsatica Mid' provide ace's so banking services awl wads • Callable securities Bonds arid pretend stock that value ad the dale of the iicanafin Oar is the — In edam to commissions on sales and Mil lees dough arangenwrits with df Sated barks and other the nIeler cats for eat rocknpan wit be selected basis fa the esimate by contacted your feancial received n correctionwith to distribution of Ihniparty bares, ad provide" access to mum arid SYValulk by a from among all secisein of tat Advisor mutual finds to ow dents we anchor our greats anus*[roars Wad by unaHiliated tad-party Sale held ei Guam& or in nominee nine la or - Third party 'singed vales may be reflected as receive stymieshying Payments Ian dianbutors naurace canes- es through insurance agency dents. Call leave ilteraten is obtained Isom third 'Not priced' in several situations: when an ardor advisors of the maul funds that we sell. subsdianes of UBS Finanial Services Inc. parties and h accuracy is not gummiest Other call Mean:lent valuation lire his not stated a is iheu amounts are based on two Menne bares may eon which could afoot weld concha trial* to assign a vela awn we become ware corrporents (a IN emote-ht of Ulf, by UBS of a lanment. esurace. ad amity products, interrelation will be provithd upon request that a matenal event has coasted tut may call a Palicar mutual fund Iamik to our clients: and ft) Not 10K instred • No bank guawntew May kite vats mow* reported vase no question, or when a the asset vabe of a particular mutual fund famiks • Certificates of deposer (CDs). CDs are HNC nsured value would be high speculative due to denature shares held a he fern RUA. Resource M anaorrent *v. a Business Services asp to S2RD,000 in principal and acmcd interest per the wady. — We and as Alga ako receive networking and Amount BSA. IDA ad intonational Resource depositor ad per depository invasion in accedence, - When neither an issuer, general partner or WOnSOr combs processing fees n cornaration for Management Accord we registered service maks of win FDIC nales estimated value nor alkyd-pay estimated oaks is trader agent Serael 11-at we pack ti the UBS bland Sorokin Ix pada, the vats of the se sywnkbedneren mutat lint. These fees generally are pad from • Pelee/value Was displayed for secunues and other Iran its carcase price. investor asses n the revalue lased and seethed WS Signature la registered Orate mask 01 Vial packets may be higher or lower than the price that - •Dbeributims to date' mwindude Mum of dale amount laded on the nudge of accounts at lama ions CGS Visa Sigmas coda cards and IBS you would actually receive in the max fan are capital ncome orboth. the brokerdealer holing mutual hand of that fund Visa debt cards a-e issued by UBS Bak USA with obtained from varkus tad pity sources whith we - 'Original ma size' represents the natal offering Fmiy Manager, from Visa U SA hcorporated. blew to be relable, but we donor garantee thek priceper IAA Kama, not reflect gots cog bass. accuracy- - OPP ad waded RES gashes are rot listed a a UN Financial Seniew Inc Rev 201604 national securities exchange, and aro gaudy SDNY_GM_00023183 CONFIDENTIAL EF1'A_00133803 EFTA01252498 yes Financial Services Inc. Private wealth Management 44)UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 December 2016 CNP70078411071216X12 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Ind CasfiSaving Account number. Your 15winc') Advisor- SCOTT STACKMAN/LYLE CASRIEL Phon e Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOureline at 800-RMA-1000, on November 30 If/ on December 30(4) account 029023575 Your assets 1,468,134.79 991,429.60 Visltour websIte: Your liabilities 0.00 0.00 www.ubscomtlinancialservices Value of your account 11,468,134.79 $991A29.60 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth WNW. annuakreditreportcom. Tracking the value of your account during 2016 Vzdue of your account Thousands at year end 2015 46,141,731.58 Net deposits and 6,144.7 withdravals -$5,2230256.50 Vow 11%42019AI return 4,206.9 Dividend and interest income 163,535.78 1,468 1 Change in 991.4 market value 47,017.74 Value of your account on Dec 30. 2016 6991A29.60 DK 2014 pet 2015 N0.2016 Dec 2016 SDNY GM 00023184 Member SIPC 01P7001C007641107 NP7000310136 00005 1216 03057500a ►age 1 of 8 CONFIDENTIAL EFTA_00133804 EFTA01252499 Your A nodal Advisor: 4tUBS Account name: ltC AINE MA .1A ELL Resource Management Account Friendly account name: it 1 CasNSaymg SCOTT STACK MANYLYLE CASRIEL December 2016 Account number: Your account balance sheet Summary of your assets Value on Percentage of December 30 (1) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 991,429.60 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets 3991,429.60 100.00% B Value of your account $991,429.60 Eye on the markets Percentage change Index December 2016 Year to date S&P 500 1.98% 11.96% Russell 3000 1.95% 12.74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65% Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% CNP70010007841108NP70C0310136 00005 1216 03057 _GM_000230 8e 2 oi 8 CONFIDENTIAL EFTA_00133805 EFTA01252500 Account name: GHISLAINE MAXWELL SUBS Resource Management Account Your N sandal Advisor: Friendly account n arne: Ind.CaShi Saving SCOTT STACK MANLYLE CASRiEL December 2016 Account number. Change in the value of your account Cash activity summary December Z0I 6 (3) Year to date (5) See account activity tho month tot deist: Bdances in your Sweep Doom are induCedin the °peony and closing haances vitt FDIC Insurance opies only to depots at U85 Bank USA, not to deposits at U8S AG, Stamford Eranch or bank deposits paced throuch the UBS International Depose Account plogxn. SHFC Opening account value $1,468,134.79 $6,144,731.58 raotection applies to money market sweep fold hOdings but rot bank deposits See Important information tan your statement on the tat NM pars of this document for ole1815 Deposits, including investments transferred in 0.00 14,847,792.86 December 20161S) Year to date (S) Withdrawals and fees, Opening balances $0.00 $2,010,294.62 including investments transferred -4 79,748.50 Adchttons out -20,071,649.36 Deposits and other funds credited 0.00 14,847,792.86 Dividend and interest income 3,043.31 63,536.78 Dividend aid interest income 3,043.31 63,536.78 Change in market value 0.00 7,017.74 Proceeds from investment transactions 479,748 50 28,530,703 56 Closing account value $991,429.60 $991,429.60 Total additions $482,791.81 $43,442,033.20 Dividend and interest income earned Subtractions Checks and bill payments 0.00 -3,000,000.00 for purposes of tun slaternenl, taisb:ity of 'Metes] and clinden0 income Nm been determined Iran a US Other funds debited -479,748.50 -13,533,146.15 tat repotting perspedire. Bata upon the residence of the account bokfer, account type, or product type, some interest ardor thidend payments mar not be subiect to United States (UA ardor Puerto Pico (PR) Funds withdrawn for investments income tares. The c7ent monthly statement is not intended lo be used and cantos tie (teed upon for tar purposes. Clients should refer to the applictrie tar reporting forms they recent. Iron 165 annualy, such as bought -3,043.31 -28,919,181.67 the COM1S 1099 and the cams 480, fa laic rePtimn9 information It IS the make Of U85 tO idle the appircatte tar reporting forms with the us interna Revenue Semce and PR Treasury Denali/lent and in Total subtractions -$482,791.81 -$45,452,327.82 sue h town accurately classify dudenct ardor interest as las exempt or tattle income. Mese comet your indudual tar prepare, Net cash flow $0.00 -$2,010,294.62 December 2016(i) Year to date II) Closing balances $0.00 $0.00 Taxable dividends 3,043.31 61,325.43 Taxable interest 0.00 37,62 Total current year $3,043.31 $61,363.05 Prior year adjustment 0 00 2,173.73 Total dividend & interest $3,04331 $63,536.78 SDNY GM 00023186 CelF70310007841109 NP7003310136 COCOS 1216 030579004 Pan 3 of 8 CONFIDENTIAL EFTA_00133806 EFTA01252501 Account name: GH1SLAINE MAXWELL *UBS Resource Management Account December 2016 Friendly account name:Ind:CashilSming Account number: Your linandel Advisor. SCOTT STACK MANYI.YLE CASIVEL UBS Bank USA Deposit Account APY interest Period Nov 7 - Dec 6 Opening UBS Bank USA Deposit balance Nov 7 $0.00 Closing UBS Bank USA Deposit balance Dec 6 $0.00 Number of days in interest period 30 Average daily balance $33.53 Interest earned $0.00 Annual percentage yeld earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you &uncial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary • Moderate In vestment eltgbatty COnWeratton None selected Your account instructions • You account cost bash default closing method is FIFO, First In, First Out. CHP70310007841110NP7060310136 00035 1216 030575004 Y GM 00023044 4 of 8 CONFIDENTIAL EFTA_00133807 EFTA01252502 Account name: GHISLAINE MAXWELL Resource Management Account Your Finandal Advisor: UBS December 2016 Friendly account name:Ind:CasN5meng Account number. SCOTT STACK MANLYLE CASRIEL Your assets Sole pnces, income and current vanes storm may be approximate. AS a mut gains and losses may iv be &croakily reflected. See important informafron about your statement a the end of tits dxurnent fOr more Information. Cash alternatives Money market funds MOney Markel funds Sc neither insured roe guaranteed As the Federal DtpoRt Insurance COrpOrallOn Or any Other geriernirent atenCy. InStitutOna prime and Institutional Mumopa funds must ROM tier net asset values (NAV) per share tone nearest Is100Th of a cent (e.g., SI 000Ct Government and real money market funds vallcontinue to transact al a dale 51.00 net asset value. Although money market funds seek to preserve the value cri your Inksarent al 11.00 per share, II rs possible to lose money by ingesting In these funds. Total reinvested is the d y reinvested dividends II des riot include any cash cindery:is n is not alas Unroof:or, OJX)goin or bas• is the difference between the current value and the cost basis and would lot for the purposes of determining hokf rg periods or cost basis The shares you receive emh time you generaly be your taxable gain of loss if the security was sold an this dee. The unrealized Ran gin or loss may reinvest civic:lends become a separate tax sat need to be ("lusted for ret Lan of (via payments in order to Petemine ate reared gain or loss for tar Cost basis is the total purchase cost of the security. includng minvesleddvd•n&. The cost basis may reporting purposes. need to be adusted for return of catital payments in order to determine the ad usted cost basis for tar investment return is the current value rnnus the amount you invested a does riot include alarms/at are not moortirg pirptnes. reflecied On your statement, Enduing shares that nave been reared as mine a gan or 81055. Pao Mei not incur* (ash Ondends that were no 'mounted. Purchase Price' Mate( Average price Clem Cost Price per share Value on Unrealized investment ircidng sicking ct chfres pet shate (S) investment (S) basis (S) on Oec 30 IS) Dec 30 (S) gain or loss CD return (5) period U8S PRIME RESERVES FUND 991,429 600 •--This information was unavailable• • 10000 991429 60 EAI: $5,949 Curent yield: 0.60% Your total assets ',green:age of Cost Estimated Unrealized value on Dec 30 (Si your xcount tans (S) annual morn? (S) gain or loss (I) Cash alternatives * Money market funds 991,429.60 100.00% S.949.00 Total $991,429.60 100.00% $5,949.00 • Misting cost brit Prdarnirlica Account activity this month Den Aditity DtSalOtiOn Anatol (I) Dividend and interest income Taxable dividends Dec 1 Dwdend PUTNAM SHORT DURATION INCOME FUND Y AS OF 11/30/16 2.462.33 continued next page SDNY GM 00023188 C HP703100078411 i 1 NP7000310136 COCOS 121603057`004 ►age S of 8 CONFIDENTIAL EFTA_00133808 EFTA01252503 SUBS Resource Management Account December 2016 Account name: -HISLAINE MAXWELL Friendly account name: it 1 CasNSming Account number: Your IIsandal Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month (COntintred) Date Acthity CreeeCelOn Amount (S) Dividend end interestiacorne (continued) Taxable dividends (continued, Dec 12 St Cap Gain UBS PRIME RESERVES FUND 4 12 Dec 30 Dvidend UBS PRIME RESERVES FUND 57666 Total taxable dividends $3.04331 Total dividend and interest income 13.04331 Dale A( linly DeSeeplion Arnewil (5) Other funds debited Dec 2 Withdrawal FEDERAL FUNDS TO Withers Bergman LLP AT HSBC BANK USA, NA -9,748.50 Dec 6 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -370000.00 BANK, NA Dec 28 Transfer JOURNAL TO Y1 23680 ELIMAX, LLC -100,000.00 Total other hinds debited 4,479,748.50 Investment transactions For more intorrnaton sat ire place vat* shown be reunctecisecuatles, see important meormatiort about your statement at the endof thn cbconent. Prateds fron Funds imestment wittgrami for Accrued Date ACtnIty Desorpton Quantity Vtli.e (S) este (S) transactions (0 investments00KM (5) Interest (S) Dec 2 Bought I.035 PRIME RESERVES FUND 0.330 OK 2 Bought UBS PRIME RESERVES FUND 2,462.000 -2,462.33 Dec 2 Sold UBS PRIME RESERVES FUND •10,000.000 10,000 00 Dec 6 Sold UBS PRIME RESERVES FUND -0.500 Dec 6 Sold UBS PRIME RESERVES FUND .369,7403.000 369,748 50 Dec 12 Reinvestment U8S PRIME RESERVES FUND SHORT TERM 0.120 -0.12 CAPITAL GAIN AT 1.00 NAV ON t 2112116 Dec 12 Reinvestment UBS PRIME RESERVES FUND SHORT TERM 4.000 -4.00 CAPITAL GAIN AT 100 NAV ON 12112116 Dec 28 Sold LES PRINE RESERVES FUND -100,000.000 100,000.00 Dec 30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 0.860 -0.86 REINVESTED AT 1.00 NAV ON I 2f 3Cf 16 Dec 30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 676400 476.00 REINVESTED AT 1.00 NAV ON t 713O 16 Total $479.74850 -$3,043.31 CNP7C010007841112 NP7000310136 00035 1216 030575004 •i u!,00nAV 6 of 8 CONFIDENTIAL EFTA_00133809 EFTA01252504 Account name: GH15LAINE MAXWELL Resource Management Account Your Finandal Advisor: SUBS December 2016 Friendly account narne:Ind.Cash/Saving Account number. SCOTT STACK PAANILYLE CASRIEL Account activity this month icontnued) Oat< 4(.nis Des<rolion Amount (S) Money balance activities Nov 30 Balance forward 60.00 Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,462.33 Dec 5 Withdrawal UBS BANK USA DEPOSE ACCOUNT ASOF 12/02/16 -2210.83 Dec 7 withdraw UBS BANK USA DEPOSIT ACCOUNT AS OF 12106/16 -251.50 Dec 30 Closing DIM Conk USA Deposit Account S0.00 me means USA 0e0Crat Account is your primary sweep coon Summary of approved payees and recurring payments eased on your instastions the foNoweg payees and recurring pa)m ents are considered 'approved The payees and recurring payments Idled!Wow do not include Bill Payments EsettrOnic Funds Transfea and payees' Ai a result Wyatt may authorize addeipeal transfers to there pasts vedday and (2) you are nO (erten other transfers Mmeen accounts at tr8.5 If you have additional payees and/or recoiling Instructs:yrs longer recavong tdroldual confirmations for payments to these payees. on At you wit recene separate COPlif07,3tOM from your financial Achssor. To update or cancel any of these instructions. please contect your financial Advaor Dstursement tau used Pais cnscripscn Amount (S) mettcd lyfralvent Frequency Stan date End dale dale CargoMetrics Compass Fund LP BANK OF AMERICA, N A., NY varied Federal Funds Payee on filo Upon request ilia Na Mar 29, 16 Haddon, Morgan and Foreman, P.C., COLTAF Trust Account WELLS FARGO BANK, NA varied Federal Funds Payee on file Upon request rya Na Dec 06, 16 Scott Borgerson Citizens Bank, National Association varied ACH Payee on File Upon request ria Na May 03, 16 Tdewood U_C Citizens Bank, National Association vaned ACH Payee on file Upon request Na Na Jul 27, 16 Y123576 varied Transfer Payee on file Upon request rya Na Apr 28, 16 Y123656 varied Transfer Payee on file Upon request Na Na tan 15, 16 YI23679 vaned Transfer Payee on file Upon request ',fa Na Jun 13, 16 YI23692 vaned Transfer Payee on file upon request rya Na Jul 20, 16 Y128776 vaned Transfer Payee on file Upon request rYa Na Mar 23, 16 SDNY GM 00023190 CHP70310307841113NP7003310136 00035 1216 030575004 Page 7 of 8 CONFIDENTIAL EFTA_00133810 EFTA01252505 *UBS Your notes CNP)001000)81111<.,....8080. f21803n, GM 000,1,, 9e 8 o, 8 End of s.........n, nun, CONFIDENTIAL EFT,00133811 EFTA01252506 Important information about your statement IBS Financial Services Pc. (the Fern or UBS Fhercial her fromyou no later than 60 days after the Fm MS financial Servos 'aorta protection investment objectives. Fee etch ZaCiaA held you Servbes), is a member of all principal acuity, comrroday an you the list stateellent on which the error or the Film 6 a member of the Sew ben newt notreolon choose one of the lolbwrg eivestment objectives: and &tire exchanges. UBS Financial Semites and U135 Froblem Muth-0 . Corporation (SIPC). which pole& seo.wies accounts of • Produce CurnnfIncome emailteatras seeking the Bank USA toe i-died subsilenes of UPS AG and - 'Yokeyour rerre ad accant Furter ef my) its members up to 5500.0,3 (including 5250,0W for generaen of :tome cnbr. affiliatesof U3S Secuties LLC. The Fim's financial - Cosabe the error or tie trawler you are inure dins for cash). The SIPC asset protection limits apply to • Ad*. CIPM(APPreciation: Investments seeking statement e available upon recluse The FMrs exthaire about, ad egoism as dewy as you can why you ail aeons the youhold if a panicuir capaCky. growth of pmcipalrather than the gereraton of off kes re a. believe t is anon or why you nerd more The Finn. together with certain offileac ha alto interne. reformation purchased supplemental protection. The murmur • lhodcbm Combination of axone and Capital LBS Gina-eel Sante, IT. - Prorate the dolar anent of the suspected era. "meant payable to al SOO dirty. colectwelyu-dw Apperabon Inviernents wail* both the generation 1200 Harbor Boulevard this protection is 1500 Shoo as of December 10, 2015. of income ad ',mob of plxinal, Weehawken, NJ 07086 The Finn or Card bsuer will imestgate your complicit &bed to the poky corditions it limlutiews,cath at and vial correct ay mot promptly. For alleged errors the firm is further protected for up to $1.9 million h the overallrisk profiles This state ntra represents the only official record of you enolving UBS debil ca-d broach:re if we take early& for adroit accounts held n a pthicular UN Financial Services account. Other records, wept • COMWOW: Seeks to maintain nit& prexpa with more than 10 bra inns days to cloths, we will credk tetralogy. A ful copy of frescoedwadi* is awed* low NA and volatility to the warn owra% even if °Nicol lax dxunints. contanng conflidng data should you accord for the amount you thinks in error, so that upon request. not be relied Lean R youbeen* there 6 an ea a you wil have the use of the money dung the tine n that meths to attar* does roe perorate significant omiedon please noon it immediately n writing to the takes us to complete our iwestiption. The SIPC protection and the amplermntal protection income a retire and may rot keep pace with Brandi Manager of the office saving your account. both do not *Pia inflaters Please make all checks payable to the Fern or the • Certain financial assets controlled by (and unclad • Moderate galling to accept some irk to pnnopd ad Altexep al 'ivies Moon are Mended to be accurate, Inns& instetebn notated on tie front of the tolerate cane vdattay to reek haintr returns. your account value) but held away from U8Srina-cel statement dstatkukl not be used kr tar purposes Rely statement In addition to erg ter account fees, accounts Service, e.g., certain 0/cash at UBS Bak USA, lie • Aggreziee :Waled to accept high risk to pendent rd solely on yeatend tax krms, (re , Form 1099. 5498. mw be abject so madam-op lees, chairs for late cash at 166 AG U 5.beardw, 6 re mane mutat% hips watery to seek huhreturns our time. 10425, etc ) when prepamg your lax return. The Finn payment ice securities purchases and charges for unpaid including variable enmities, and (k) tares of MASI • iniestment &verity Consderatimr t selected a required by law torain to tie IRS alterable dnidenct thorn n cash accounts Accounts that toe tansterred funds where such sharesareregistered tiredly n the portion of the portfolio for that account may include mportakie rantarabk &ben& and taxable Merest to other instnacns may be subject to a Vander lee. name of the account holder an the books rd records complex strwdes, tinted kooky andraw erred on %Martin held in you accost net proceeds of the applicable MOO a terrier agent), Wady. on see tramactixe, and cost basis on certain covered UBS Sweep Options • Certain reestmeri contract. a investment Merest sakes. uas offer: options Ice sweeping cash bane% balances (re ce. limited partnerships ad private placements) that Statemenrhousetheldthe to bark deposits at UBS Bat USA and LBS AG Stamford are rot regctered under the Securities Art of 1933; We may consoldare al related account statements with Catereasketems wide dm Firm branch (Bat Sweep Brogan*, money mina mutual and the wine address in the sane enstekpe. e g. because • Please reconfirm eery oral corrinthcatons in wring herd* Money Funds) rid the InternationalDepose • Commodities contacts (e.g. foreign excharge and they haw omen. rib also mantali - acorn tofurther protect your rills. mdudrg your rights Acura IDA,or customers with an International precious metal contracts), inclucirg futures contact; relationships nth other dents at the same address. If under the Seo_kies Imestor Protection AC (SPAT Rescue, Llanagemer4 Account. Through the Bat ad commodity :dim contracts. you defer to receive indiadeal statements mailed it • If the financial ithitution on the top telt of to laces Sweep Program% cash balances are swept to LBSBak the SIPC protecton and Ike supplemental protean:end° separate enrelopes, you may dal& l'euSehalalfg by of this stamen knot LBS hind Sevres, LBS LISA Lp to an established WS it then to UBS AG not apply to these assets evenif they otherwise appear caning your Fe-uncial Advisor. Fhancial Senices carries you =aunt as dewing Stanford (ranch or a Money Fund. Nome, at LBS on you statements. The SVC woman and the brisker by arca-gement wS, the edcated instituters Bank USA are FIX rayed in accordance with FCC m tie s idemental protection do not protect against changes Friendly account name We informed you of to relatonshio Weeny& nibs. For more In(cmlatith ideate oak wwwfdic got re maker value of gar investments (neether as a The Friendly account nine is a customizable "ndcrianet opened this axon. h the cast your exit and Deposes ALBS AG StamfordBranch ad shares of result of market movement, issuer ba-kruptcy or chosen by you to assist you with your recadkeeprigi h smiles are located at UBS financial Streets and rot blowy Reda are rot ensued by the FCC. °thicken ha no legal effect on your account You can change the ritolaci-g broker, and youneat make arepal More information is avaribte wan reµrsl. your Friendly account names. trough()nine Stsnitta of ay nor omission to bode firms As described in Through tie DA, mailable to cash balaxes ate swept to Youmay &tin more idormation about SIPC, including by contacting KuFinancial Adniscr. the account agreements, youmust notify US Of an/ depose accounts al UBS AG NewYak Bunch and L65 the SIPCI3nxhie, by contacting S1PC at 202-371-83® errorsor taud &obey coeds reflected on your AG Cayman Branch These deposits are not rowed by or by visiting the SIPC website at wow spcorg Actor overview statement widen 30 days alter d was mailed or made the FCC. Balthus held at the LBS AG Cayman Bench • Vale of you accounterchlolo. Net of assets and available. All staternenis shake deigned complete are temporray ..posed to the SOvereir rick of the Dividend Reievenemet Program (OW) lisbillbt and accurate n all other respects if not inbred to in Cipmen Wads, and there is no gararaee or of e The price reflected is an average dice You my obtain • Assets Includes available cat baLences yawsfor wring within 60 days oblgation of UBS AG to repay dx pains %hi/Ia-tithe the actual price tromps Financial Advisor. Orly whole restricted secure, (est ), aid Global Tine DePosits, • Please deed cuRomer complaints or ilaleRS to tie UE6 CaymanBranch's books. cares are purchased under DRIP; partial shires we be unrealized marts to nutet, andwean assets not held Fim's C lent Retook Department at 201.352.1699 soli and the cash wit be deposited in your acount The by the Fem. Does not include unpriced securtieslassels toll.froe r. 903.3544103, 8:03 A.M. to600 P.M. Deposes a LOS Bark L6A and eachUBS AG Branch are &tithed lernealmen lance nuspled by the mum may at the rd of the prior and arrest statement periods. a ET Monday through Frday. or in entigto LES rot protected by 51K. Money Fund shares are protected Om from the maket rice at yAnch the pan& shies private imminent% invested stock options rd Financial Senices Inc., Client Relations Department, by SIPC. See 'S. Franc& Services Account Protection* re sold mendable Pak options P.O. Box 766 Union C iy, NI 07087. below. • Utak* eclides debt Waxes, outstaring mign • Fa TTY aerates Call B44-612.0986 or to, cols.& CSe-IWieu loth, credit line, short acoard balances. the US.; Cal 201.352.1495 Upon riff request, balances in the Bank Sweep • by whole units may be had in yea account. t you are • Caitsfreonsey balances. Total of uninvested maid& • to caw of erron or denim about an electronic Programs or DA may be vaterdrann and shares of a entitled to a panel imb as a result of a Widerd paerrerd cash balances, pips deposit balaxes at UB5 Bare USA, funds gander (EFIT, bit parried or UBS Viseckbit Money Fend may be ligiclated, and the proceeds or otherwise, the Firm well either sell panel thins at UBS AG U.S Branches ad money make, rrutal bid card transactions, call &O -762-1000, or wee to UBS returned to you or your SeardOt haat& market eke a accept an smock determined by a sweep balances, al to daze of ter statement period. Flamed Semites Ire., 1000 harbor NW., 6thHod regetered dean; agency, and creditjos accost Noniconmodity We ore& balances in your wan are Weehawken hi 07086, Ann AMASS& Serveres Rrther Howarth about available sweep opbons, not seciegreed from other baleen and the Finn may ncl4ng cument tamest rates and yetis, is mailable at Immanent objectives use any of these fun* in the ordinay course of its Cal or ante as soon es du can, if you fink you wmv.ubs,corrionmepyrelds, from your Fnancial Advisor The nvealmert objectives ad risk profile are speck to business These funds ate payable won your demand. statement a receipt ithercrg or if you need more a by calling 800762.1000. each account and may onbetween you accents. The total 6 ncUded in to current penod dosing yob,. hiennalOn abate a triter on the statement or Please edit* the Firm prorrpty in eking of try receirt. The Firm or Card tear (as apple/bie)nial *placard change in year fnaracial situation SDNY_GM_00023192 CONFIDENTIAL EFTA_00133812 EFTA01252507 Important information about your statement (POtMined) Lending intension believe to be reline, but we do not garment thmr - DPP and Lnkrtal REIT searns Mena listed on a Lot investirem oust nits to ow Chen% we n :I Or Fa detain information en the Finis lending practices accuracy. national warns achange, and se "mealy ov dlilie0 receive COWLS shariv corroniution and dociostres. refer to your Client Rdatons - We germ* use he closing oncewhen Babble a Stolid and send they can be sot( he price from may of the hstrance companies ircbreniting Agreement or Accost Agreement ad the General tie mean of the bid ad ask prices for lined received melte less than the per tare estimated to simony contracts. nines of the insurance Isms and Conditions-ISIS Statement of Credit Prictkes senoritas and ophors or or bd prices la OTC vela provided n the wcara statement. canaries or sponsors of the vet investmem trusts avainle in Arson andDied/warm at stones. we daribute. lupe adkrtntareotinteirirelon.s. - Less actvve traded securities may be priced usr9 a • Rankled neurities Restricted secuitin gerreoly — Our if dint afro receive trading commissions ird valuation model a the most recent pine we are rot (wren* Sable for public sale. UBSFinawial other compensation from mutual funds and imusa-ce Yeel wets Mined an may not reflect an actual market price Services uses the market price of the weaned nods ampries whose products we Onion. Your statement Semites wcurities ad other assets hell or mkt of tie sane issuer in an Snouted value f✓or the — We receive an irmal fee from Les Sank USA and ti the acoxre at the end of the statesmen period. You - Certain satire sty appear shout a woe ad restricted stock fry purpcues of this statement only. To U3S AG Stamford Bunch of into k25 per award may ad: for debray of tufty pad stones at ary time. will thew a 'pia was not avalable• 4 we n the sent 1St rained unreel are *liable la We, sweeping to the basks Leder the LBS Bank Sweep You may receive securities used as loan collateral afar unable to obtain a price for a tensity the vaLe wend may be sdnantialb less thanthe Program. paying any balance else on them. der/ securities - Deposits or securities denominated ivcurrercies strand value shorrn translate:Ito tie Firm dreg the statement period are otec than U.S. dolls are reflected a the eickenge Activity land at rnaket vase as of the end of the statesmen rate as of the statement date. • Ia. (estimated) income. wenn yields and rates. Information reputing commescre and other charges period. - Fcr certain warns tradng innonconforming An *statute of an al lean is based on omen incurred n correction with fie newton of tads, • Cwt ban. In detarnning the cost basis of the cienornivtionc price an quality 0ace wise) may &within ad interest ratec attuning tie secwities will including option transactions has been incthded on senates included in this naktment Sere indicated haw been adjusted to facilitatePrep. valuagn be held for one year from natement date or Levi confirmations anion/ funished to you, ad MI be vish the nunter 'I„' LES Fhancial Servkes has relied To cbtan anent quotations, when ninth contact metwity. This eninale is ores a gudelne, accuracy provided to you penally on reopen. oninformation obtained from sources other than UBS yon financial Advisor. ad continued income are not guaranteed Firianoal Services, including hlormstion Iran another - Estimated snuff hone and turn weld for Short King I arm a that sou may have avoided to your Fima-cial • Private innevnents end structured produces. certain types of searins could include a reran of If you are engaged in short sang a snaky, sou may Adrisor. The Am does rot independently vertY Cr Private hvesenert seo_rdies (inning drat principal or capital gain in which owe the en. incur a charge due to certain borrowing costs kr that gannet the acing or vanity of are information participati:n program ad real estate investment trust income (ad curet yield would be overstated. palicular 'egret. provided by acmes other thin LE6Fhincial Semites. moans) and struckned ponds are germalb highff - Estimated noel ixam and anon weld arid the h adcetion although LBS Finical Services gamely Akin Caton strinured Foists hew net Ste^ stud ir.ant rodyield mina be lower a higher Open updates this inforrnatith as il is received the Fm registered with the Secwities and bahaw than the atirnated mounts. Regarding Men or tgcodeilkancellee orders tat does not provide any assura-ces tat tie ink:maim Cannissith or under any state securities laws. We - An estimateof a-rualized income (anent enact were not executed by the statement date, open buy and order 'Cost ban' and 'Unrealised gay:Moss' is povide estimated vales la private investment interest) divided by the current matket set stop ceders ere redeed bathe amount of dividends accurate as d to date of this statement. As such, "tweets ad astute:I products for inlamatcnal valid ayeage balance is based on the last divan orrigus on an ex.duiderek or shins date unless please dons rµ on this information to make anon crib. Amur" is not guaranteed or interest payment made by the hoar and Strutted otherwise: by you. You are monomials for Cuts cr sale decisions. fa tax thiPoses or - These values may diff sybaantialty from ones, if assures tie sennesdeposks will be held for ore orders that are executed die to your Ialure to cancel otherwise Accounts tranerred to the Firm may tny, at which a prim* int security a year *Om ter, statement Ste or until madly. posting open orders. reflect gar/loss nformaticn only foe the period ol structured product may be bought or sold and do Accuracyan tongued yield at not cuarnethe tine they me held x the firm More Fiancee not near's/AB represent the vela you may ramie Privery Harrietas cube aided by won Finarcial Adobes upon liquidatcn. • Assets not held by UBSFillellaill Services. Certan To obean a copy of or correct Client Privacy Snot - Third piny eninaes of vale re a of a certain nets re not held by the Fim ardna Shirr the please contact your Financial Ancor or visit our "setae • lJnrealind gain/Ansa When data is asilddle. date ad at supplied to UBS Fnaxial Services on a Fan's possession or control. These Bun ere at wwwobterwanoitarvo-Arv. *snared Ls-started gaintlosses are calculated for regular ban by an independent valuation ham. doplayed on you statement for informational - LBS f nancial Services snot a bank. the RMA, Business rcividial save/ lots the transaction data for - issuer, gperifflai palm( or sponsor ettinuted *Mars purposes only. Positrons and values presented are Services Account RSA and BMA we brokerage invited Ion may or may net reflect canmissione, it are, we wigged to the Fivri by the issuer, prowled by the burg Inn UPS Fr-uncial StrVtel accounts which porde access to barking services and charges Andra wcurity reorgandatith events. general partner or sponsor and ma/ be tabulated not respcnoble for *Ss irfamtion and does not Moans eact uatryangermires with *Mind banks Orndend and oterreinvelnent lots ad vdtematk based on deferent information fran tanned by guarantee its accuracy. These assets are not protected and other S banks. and provides access to purchase bb are each combined to dithlay ore Bud parties to denve then sensed values. by SIPC or the Forts supplemental SIPC coverage. insurance and annuity Fronds issued by tnalblitaed swaged lot The 'ire* date' col.mn presents the - You can obtain adational inmatith regarding fithpany iwurana ccmpnin troxfiinasan oegi-ul transaction trade data. the metsblaw used to determine the estimate of • Revenue Swing and ethitIonal ceenpeneetion. agency sine:fares of U3S China Seri:rails value ad the date of the Horrnanan that is the - h alien to carimisiorn cn sales a-d 126.1 lens - hvennent inure-ice. an smutty products • tellable securities Bonds and preferred stock that bests for the estimate by contacting your Financial recewed nccomectlIn with tie dist-baton of mutual - Not FDIC edured• llo bank guarantees May bee vaLe the icon cats for en redemption veil be selected Advisor. fun to our dents we ardor our affiliate recce* - IMA. Iesouce Management Account, Bins, inpartially by let Iran answg all smarties of that - Third party opined vats may be reflected at revenue sharing paymeres tan disabusal ands Since, Account BSA, IRMA and ntenstromal Resource boa held n our name or in nornewe nave he ar 'Not pitted in swan' Muslin, "Awn an advisors of the wend kit that we sal Thew Management Account S9 registered service masks of clients Call lease information is cbtined from third ideperdent valuation fern has not 'matador es ansrds are based on two different conprenis: LI3SFinantrial Services hc. patties and is accuracy n not garanteed. Other call unable to assign a volt when we become sae the arose of sales by LES of a particular man - VISA is a registered tadartak owned by Visa teases may end which con affect yield compete that a malaise event has soared that may call a krd family to our <lents; and BO the asset take of a heernanthal Settee Ammons ad used inn Hamm on will be ambled upon request previously reputed vela inso guation, or when a particulr mutual tad shires held at to 10111139 IBS vita credo cads ad the WS Vita wlue would be highly speculatire due to the nature tires debt cards are issued by UK Bank USA with • ClIstikatst of asthma (CDs). COs are FDIC nstred of the *cony. - We ardour affiliate also receive retwork in a-d remission from Visa U.S.A. heorporated. M other op to 5250,000 h principal rid accrued interest per - When neither an issuer, genteel Wow a sponsor onnbus processing fees in consiarationf or transfer eradermaks, registered trackman, cairn maks and deposes ad per depository institution haccontance estimated value nor a thedwasty estimated vats is agent services tat we prone to the mutual funds. registered service marks are of ter respects*. with FDIC nit. prowled. the value of the security will be different Those fen generay are paid from investor assets h compenies horn its purchase price. toe mutual fund and are a find dollar amount based • thicinolue Frees displayed for securnes and other - 'Distributions to date' may include rein of on the number°, accounts at the &dentate- Voices may be higher or lower than the pate that capital, mane or both. holdng man funs of that ha-draftily. you would actualbr receive in he market. Prices ire - -Original unit size • represents the neal offering - h addition to conwnissb received in connection obtainedfrom variss Byrn party sources which we price per unit and my not reflect you, cost base. with the ado or detrbutian of annuity contracts ad UBS ithandel Services Inc. Rev 201612 SDNY_GM_OOO23193 CONFIDENTIAL EFTA_00133813 EFTA01252508 1.165 Fnancial Services tic. Private Wealth Management (SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 January 2017 CN770056538250l17 Xl Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name GHiSLANE MAXWELL Friendly account name: Ind CaslISaving Account number. Your Nnancial Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone. Questions about your statemett? Call your Financial Advisor or the Value of your account RMA ReSOurCeLine at 800-WA-WOO, on December 30 (s) on January 31 (S) account 029023575 Your assets 991,429 60 732,011.80 Visit our website: Your liabilities 0.00 0.00 vnfivi.ubitOrnIfinanCialServiCeS Value of your account $991A29.60 $732,011.80 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreport.com. Tracking the value of your account duriag 2017 Value of your account Thousands at year end 2016 S931,429.60 Net deposits and 6,144.7 withdravals 42e4coaoo Vow nest/ rent return 4,208.9 Dindend ern interest income 1582.20 Charge in 991.4 732.0 market value WOO • Value of yaw &coax 1 011Jan 31,2017 grazonso Dec 2014 Dec X115 Dec kil6 tart 2017 SDNY GM 00023194 Member WPC CNP70009305653825 NV7003143998 00003 Oil 7 030575004 Page 1 of 6 CONFIDENTIAL EFTA_00133814 EFTA01252509 Account name: GHISUAINE NIA•0.1.01,ELL Your A sandal Advisor: UBS Resource Management Account January 2017 Friendly account name:Ind CasNSaving Account number: SCOTT STACK MAMLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 31 ($) your XCOUnt A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 732,011.80 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% 7- E Non-traditional 0.00 0.00% F Corrmodities 0.00 000% G Other 0.00 0.00% Total assets $732,011.80 100.00% B Value of your account 5732,011.80 Eye on the markets Percentage Change Index January 2017 Year to date S&P 500 1.90% 1.90% Russell 3000 1.88% 1.88% MSC I - Europe, Australia & Far East 2.91% 2.91% Barclays Capital U.S. Aggregate Bond Index 0.20% 0.20% Interest rates on January 31, 2017 3-month Treasury bills: 0.51% One-month LIBOR: 0.78% CNP700C0005653026NP7000199588 00003 CHI 7 03057 GM_000230r 2 of 6 CONFIDENTIAL EFTA_00133815 EFTA01252510 Resource Management Account Account norm: GHISLAINE MAXWELL Your finandel Advisor: soon STACK MANLYLE CASINEL UBS friendly account name:Ind:Cash/Salving Account number: Change in the value of your account Cash activity summary January 2017 (Si Year to date (I) See account activity the month for deists Balances In your Sweep options are includedin the openng and closing balances site. FDIC Insurance nett only to deposits at u85 Bank USA, not to deposits at U8S AG, Suirriced Branch or bank deposits pracedthrougi the UBSInternahonel Depose Account program. SIPC Opening account value $991,429.80 $991,429.60 protection applies to morn market sweep find hcbdirras but not bare deposits See important information about your statemerf on the tat two pars cf this document for detals Withcfrawals and fees, including investments transferred January 2017 (1) Year to date (S) out -260,000 00 -260,000.00 Opening balances $0.00 $0.00 Dividend aid interest income 582 20 582.20 .additions Closing account value $732,011.80 $732,011.80 Dividend aid interest income 582.20 582.20 Proceeds from investment transactions 260,000.00 260,000.00 Dividend and interest income earned Total additions $260,582.20 $260,582.20 for opposes or INS Statement, tactIty of inkiest and dmdend income has been (*leonine(' Item a us Subtractions Jar reporting ceispectire. (Need upon the residence of the account adder. account type, or product type, tome interest andor dvidend payments may not be subject to United States (US) antic/ Puerto Rico (PR) Other funds debned -260,00000 -260,000.00 income tares. The tient monthly statement is not intended tot. used and carrot be ref ed upon foe to purposes. Clients should refer to the apt:Wife tat reporting forms they feCehe from IRS annualy, salt as Funds wthdrawn for investments the forms 1099 and the Fowls 483, for tax reporting information a is the practice of UBS to file the bought -582.20 -582.20 applicable to reporting forms with the us Interns gevenit SeNiCe and PR Treasury Department, arid in such fOrills accurately gasify dividends ander Interest as tar exempt or tacatce income. FINN consult your Total subtractions -$260,582.20 -3260,582.20 indedual tat prepares. January 2017 (1) Year to date (I) Closing balances $0.00 $0.00 Taxable dividends 582.20 582.20 Total current year $582.20 $582.20 Your investment objectives: You have identified the foilowing investment objectives for thisaccount II you have questions Total dividend & interest $58220 $582.20 about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your mum objective: Current income &Capital appreciation Your risk profile: Pnmary - Moderate investment eligibility consideration - None selected Thooi lly GM 00023196 CelP7C003305653827NP7003150588 00033 01I 7 0305 Page 3 of 6 CONFIDENTIAL EFTA_00I 338 I 6 EFTA01252511 Your A sandal Advisor: UBS Account name: Resource Management Account Friendly account name: it : SCOTT STACK MAMLYLE CASRIEL tantlary 2017 Account number: Your account instructions • Your account cost bases default closing method is FIFO, First In, First Out CNP703C030S6S3828NPTOCOI98588C0CO3 Olt 7 03057 4 6 5°°4 Gt°1 :4)°231"efit CONFIDENTIAL EFTA_00B38 7 EFTA01252512 Account name: GHISLAINE MA (WELL Resource Management Account Your Pi sandal Advisor: *UBS January 2017 Friendly account name:Ind:CaShiSaving Account number. SCOTT STACK MAAYLVLE CASRIEL Your assets Some pines, income and current vdues Shown may teEppi°Amble. AS a result. gains andlosses may nol be &weakly reflected. See important infosenefron about your statement a the end of this dxurnem for more Infornimon. Cash alternatives Money market funds Money Markel funds are neither muted ror guaranteed by the FedeL Dep0PI Insurance CorpoiatIon a any Olher gboWnitrent dgenCy. InStautiOnd prink and institutlOnal Mumcipd tuna must flOat the. net asset values (NAV) per share to the nearest Is i 001h of a cent (e.g., f 10000. Government and Neal money mmiet funds will continue totratsact at a staple 51.03 net asset value. Although money MIMI funds seek lo preserve the value al your linesmen' at 51.00 per share. II 4 possible lo lose money by trues:morn these funds. Total reinvinfort 4 the total d air reinvested dedonds II does not inrtudr any cash dedtnels n is not alp, Unrookrocreax)goin or bs• is the difference between the current value and the con basis and would lot for the purposes of determining holdno periods or cost basis The shares you receive eat' time you generally be your tax/deg/in or loss if the security was sold at this date. The unrealized aax) pin or loss may reinvest clvdends become a separate tax need to be xEusted for ret tin of rayt8 payments in order to determine the rested gain or IOSS for tax Cost beta is the told purchase cost of the security. includng remvesteddvdencts The cost basis may reporting purposes. need to be a:lusted for return of capital payments in order to delennne the ad usted cost basis for tax investment return Rule (intent value moos the annOunl you invelted t abet rifle Include shares Ital are not reposing mitoses. (eluded on your statement. inducing shares that have teen reseed as either a gan or atoss. I aso not include cash dvidends that were net reinvested. PtotherA Price Nu(ber Average pace Clem Cost Price per share Value on Unrealized Investment itching skidoo & oses pet Mane CS) investment (S) basis (S) on Jan 31 (5) Ian 31 (5) gain or loss CP return (5) pencd U6S PRIME RESERVES FUND 732,011.800 -•-This information was unava table-- 1.0000 732,011 80 EAI: $5,124 Cured yield: 0.70% Your total assets Percents?? cf Cost Estimated UnrePzed value on Ian 31 (1) your xcouni taus (S) annual incur* (S) On or loss (I) Cash alternatives * Money market funds 732,011.80 100.00% 5,124.00 Total $732,011.80 100.00% $5,124.00 • missing cost Wait inforrnalicn SDNY GM 00023198 CelP7C003305653829 Ne70031505188000O3 0117 030579004 Page 5 of 6 CONFIDENTIAL EFTA_001338 I 8 EFTA01252513 SUBS Resource Management Account January 2017 Account name: GI-IISLAINE MAXWELL Friendly account name:Ind:CasNSaving Account number. Your Handal Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month Date /utility Descrption Ampulla/ Dividend and interestincome Taxable dividends Ian 31 Dvidend US$ PRIME RESERVES FUND 582.20 Total taxable dividends $582.20 Total dividend end interest income $58220 Die ACtinly Description *maw' (S) Other funds debited Jan 31 Withdrawal FEDERAL FUNDS COMPLIMENTARY FED FUND WIRE TO Haddon, Morgan -260,000.00 and Foreman, AT WELLS FARGO BANK, NA Total other funds debited .6260,000.00 Invesbrient transactions For mare I nlonnaion tout Ire pricd value shown ar restricted securities. see Important information about your ;Women: at the end of this doc anent Proceeds fran Funra investment withdrawn la Accrued Die Actistty Descrption Quantity Vella (5) Price (S) transactions ($) rnseSlments bought (1) interest (5) Jan 31 Reinvestment LES PRIME RESERVES FUND DIVIDEND 0.200 -020 REINVESTED AT 1 DO NAV ON 01,31f 17 Jan 31 Reinvestment OBSRIME RESERVES FUND DIVIDEND 582.000 -582.0D REINVESTED AT 1.00 NAV ON 01;31117 Jan 31 Sold OBS PRIME RESERVES FUND -260,003.000 260,003.00 Total 8260.000.00 -6583.20 CNP7C0080056$3830NP7003198$88 00033 0117 030575004 GM_000231%fie 6 of 6 End of statement for account num CONFIDENTIAL EFTA_00133819 EFTA01252514 Important information about your statement U3S Financial Services Pc. (the Firm ct UBS FAercial her from you no later than 60 days after the Frm Mb financial Services aCOnelt protection investment objectives. Fee etchleacrA held. you Strokes). is a merrber of all principal tecisily, ocmrroday sent you is list it !WWII on vkikh the erns or The rim n a member of the See tin Messy akeection choose one of the Solbwrg nvestment objectives: and option; exchanges. UBS Financial Seniors and 1.05 Problem anwavd. Corporation (9PC). which poled, sao.min accounts of • Frocruce Ginn)t income: tmertmeros seeking the Bank USA toe i-died subsilenes of UPS AG and - Provde your name ad wean nterter (if any) its nnerrbers up to 5500.033 (including 525QOW ice generation of :tome an,. affihaes of 1185 Season U.C. The Fun's 1i-envoi — Cesabe the error or tie trawler you at inure claim for cash). The SIPC asset protection horns apply to • Achthe OPOMPProciation: Investments seeking statement h available upon recited. The Frost tomb& about, ad explain as dearly as you can why you all scouts that poihold n a ponied& cepatky. growth of pmctalrather than the generator of off kos am at: believe d is eninn a why you need more The Finn, together with retain off anus, has alto interne. information purchased suppkwontal protection. The marinum • Pnage Conibinition ofintone and Copied UBSFinancel lances - hosede the dolor arrant of the suspected era. amount paid* to a100* clients. colecieely woke Appreciation Inveronents ceekig both the generation 1200 Harbor Boulevard this protection is 1500 million as d Decerter 10, 2016. of ncome ad inerth of arcioll. Weehawken, NJ 07086 The Finn or Card Muer wry noestgate your <emplane 5.bect tonne poky ccedhions rd Inniuticns,cath at and will correct wry mar p-cmptly. For alleged errors the firm isholm protected for up to 1.1.9 million n the Overallrisk profiles This StataMirit represents the only official record of your rnolving UBSVM•debil ca-d breach:ea if we take adffegatc for allrote accounts head ro ape-Mier LBS Financial Semites account. Other records, emelt • COMWeave:Seeks to maintain nee] pre-carol with more than 10 tus mess days to do this, we will credit twenty. Phil spy of the poky wording is oak* low di and *Wiley to the accar4 owe% even if official lb. dxuntnts. contanng conflicting data should you axon for the amount you thinks in error, so that won request. not be relied coon II joubean* there is an era a you wi hove the use of the money during tie trot it that meths to attar* does not perorate signifier* omission phew report it ironed** n writing to the takes us to complete our iwestiptian. SIPC protection and the siorolerrontal protection income a MUM at may rot keep pace with Branch liana:pc of the office servig your accomt. both do not apply to: inflation. • Alacieute telling lo accept aome irk to pnnopd ad Please mike all checks payable to the Firm or the • Certain financial assets controlled by (and inclad Allhosp al livres shot* are intended to be accurate, liuncial ingestion (Waded on the front of the tolerate some *biddy to era Nine returns. your account value) but held away from UBS Financed statement stela **ski not be used kr to purposes Rely turoment In addition to regdar account fees, accounts • Azar:sin.: Willing to accept high risk to prinroal ad Sevier (e g., certain 0) cash at UBS Bak USA, (i0 'deb. on yethend tax roma. (Le , Form 1099. 5498. may be abject to maromarce fees. chaps for late cash at IBS AG U S.biarduk 6o) rewate prodacts, high *Wilk to seek high returns one time. 10425, etc ) wken prepamg your lax return. The Pim turn to- securities purchases and charges ice unpaid • rnnsonentfagtif r Consderatim: I selected a including variable enmities, and 0v) shares of MASI required by law to moon to the IRS all tauble &Oen* arnonts n cash acomnts Accounts that toe tansferred funds whore such shares are registered drealy n the portion of the portfolio for that account may include report/Se nontaxable clatiihndi and uxdok nest to other instnacns may be subject to a transit( lee. none ol the account holder an the books ad wads complex straemes, limed liquidty andrater end on smarties held n pet account, net proceeds of lit applicable seer a transfer agent). *lanky. on sale breadore, ad cost basis on certain covered UB6 /weep Options • Certain nwstrrom contract, a incest-pent Monti sakes. U65 offers options lee sweeping cash balances balances (e g.. tinted patnerships and abate placements) that Statement sheuseheldfrof to bark &posits at UBS Bat USA and CBS AG Stardord are rot regetered under he Securities Act of 1933; We may consoldate al related account statements with Cweereeketkno with die Finn branch (Bat Sweep Preget*, mom/frond mutual end the sane address in the spiv envekpe. e 9. because • Fleece reconfirm ary oral correnthcationa in wring Ards 0vlan•y Finds) rid the intonationalDeposit • Correnedities contacts (e.g, foreign surer Ind they haw gores drat alto mantan jolt account tofurther protect your rigros. inducfrg your rights Accord MAXor customers with an international precious metal contractA inclucirg fauns contacts rekationshis wt other dents at the same address. If under the Se _roles Investor Protection Act (SPAT Rescuce Management Account. Through the Bat ad commodity option contracts. you prefer to receie indiddaal statements mailed in • If the financial retitution cri the top len of the Arced Sweep Program% cash balances at swept to 1.85 Bank The SIK protecton and to supplemental protection do separate envelopes, you may desire ha-MN:Mfg by of this stamen isnot LBS Fnaxit Sates, LBS LISA cp to anestablished knit rd then to UBS AG not apply so these assets evenif they Ate...ix appear rolig your Financial /draw. Froncial Sonless carries yew =cunt as clearing Stanford Eronck or a Money Fund. Deposits at LBS on gar suaterunts. Ti'. SIPC protection ad the broker by aria-rent with the rdcated insturon Bank USA are FIX rand in accordance whh FCC implementalprotection do not protect against changes Friendly amine name We informed you of this relatcnshio mine° gral nibs. For mere inf°notion preax c t vernyfolic goo. in the maker vete of you investments (*tether as a The Friendly account run* is a custendahle •ndcriene opened this accost h the cast your era and Deposes a WS AG StamfordBrach ad shares of result of market movement. issue" batruPtcy chosen by you to assist you withyour reccedkeeprg stook/es are located at UBS financial Sent* and rot Alone" Fonda are rot imbed by the FDIC. athenme) has ro legal effect onyou:account You can change the ritodocig broker, and younut make arepal More irdornution is veld* won nowise your Fr iendly accord names. though Orono Sok") a of any nor omission to bode firma. As described Throat' tie OA, arable to cat balances at swept to Val may obtain more itormaron about SIK, incbding by contacting yosFinancial Adder. the account agreements, yOUMust nO* US Of ay depose accounts al UBS AG New Yak Branch and U35 the SIPC Ekchbe. by contacting SIPC at 202-371-8300 errorsor taud roofing chedcs reflected on your AG Capon Branch These deposits are not insured by or by anerg the SIK twbsite at www.sescorg Actor overview statement watch 30 days alter t was mailed or made tie FCC. Balances held at the LBS AG Cayman Branch • Velar ofnor accountepaelola Net of assets ad available. A II daternents shall be deemed complem are lamppost/ nposed to the sovereign risk of the Dividend Reiweetement Program (Ole) liabilities and accurate n all other respects if not objected to in Caplan Wads, and there is no gamete or other The price reflected is an average price You may obtain • Assets Includes available cash balances. vales for wring within 60 days obligation ol UBS AG to way to below's whileOnthe the actual price tromps- Financial Advisor. OrA, whole restricted security (est ), awl Global Time (*Posits, • Please dkect ostomer complaints or h%ines to tie UE6 CaymanBranch's books. Puree are purchased under 0 RIP; panial shireswil be unreozed marts 10 (motet, and certain assets not held Fim's C lent Relation Department at 201.352.1699 soli and the cash wit be deposited in your accoure the by the F km. Does nos include unproed secuntietatabs or toll-free r. 803.3M-9103, 8:03 Ala. to 6 CO P.M. Deposes a LOS Bat L6A and eachUBS AG Bench are Lavished terne5imere puce tooled by Ow issuer may if the end of the prior and arrest ctarierrent periods a ET Monday through Friday, or in rest to LBS rot protected by SIPC. Monty Find shares are protected Oa from the makes rift at which the partial shares ornate nom-rents, wonted stock options and Financial Senices Inc., Client Relatiorts Department, by SIPC. See 'S. Financial Services Account Protection' at sold therm-able stoic options P.O. Box 766 Union C iy, NJ 07087. below. • Ciabbots Yokes debt tela-ces, outstadrg magn • Fa TTY Services. Call M4-612-0986 or to, outwit Caeleielieu loans, credit line, short account balances. the US.; Cal 20I .352-I 495 Upon your request, balances n the Bank Sweep Cnb whole units may be held n gar accost if ryas are • Cutrfrosoney balances. Total of unimested wait* • In caw of errors or morons about an electronic Programs or DA may be withdrawn arid shares of a embed to a hornet unit as a result of a &Word papers cash balances., piss deposit balances at UBS Bank USA, funds wander (EFIT, tai porn or UBS Viseckbit Money Fixedmy be ligactated, and the proceeds or orients., the Firm well either sell partial min at UBS AG U.S Branches ad mod-gym/kW mutual turd card transactions, call BO -762-1000, or Ache to UBS returned to you or pue teases accost market peke a accept an amount determined by a sweep balances, at to ckse of he statement pertod. Financial Senates lx., 1000 Marta Brot, 6th floor, repented dean; agency, and creditjos accost Non-conmedity tree cede balances in yos non ere Weehawken NI 07086, Atlas RMASSA Sento Farther riormaron about available sweep 'aprons, net seregased from other balms« and the Finn may ncesirg cument ireerest rates and yelds, a available at Investment objectives use any of these funds in the ordinay souse of its Cal or vote as soon as you can, if you fink you remv.ubscarimeeprolds, from your Fnancial Advisor The iortment objectives and risk profile at speck to business. These funds toe parode upon your demand. statement a receipt is nrcrg or if you need more a by calling 800.762.1000. each account and may way between you axons. This total is ocUded in to acre.* penod dosing wax. ilcrmat ash ato.ft a transfer on the statement of Please Moro the Finn OfOrtqatk• in wonting dry nest*. She Firm or Card actor (as apple/JAWmud sirdicant thing* in yOtX financial situation a SDNY_GM_00023200 CONFIDENTIAL EFIA_00133820 EFTA01252515 Important information about your statement (COMMUed) Lending information believe to be mania but we do not garentee their - DPI and Lnkrted REIT marries are not listed on a Lot investnam oust unite to as dents we odor Fa aired 'Mammon en the Finis lending Faeces acuracy. naiknal acuities rechange, and are genteel& OS alike. receive (OWLS shariv corrpmration and *Mann. refer to rex Client Renato Mop - We gennaey use tie closing price when wad* a illiquid and even if thy Cal be sold the price from may of the instance companies trarwriting Agreement or Accost Agreement and the Geneal the mean of the bid ad ask paces for lined received may te less than tepee tare estimated the annuty extracts, afleates of the inn/ante Terms end Conditions. LES Statement of Credit Practices Roadies and option or only bad prices is. OTC vale provided n the acorn statement. compthes or sponson of tie vet investmem trusts seeable in Athedoena andDisclosures at smarties we daribute. lupe uhscamtanotinoirireloo ores. - Less actin* traded securities may be priced usR9 a • Rankled seturities Restricted acuities wady — Our *Ran afro receive **erg commission% sal valuation model a the mon recent pea we we rot curet* viable for public sale. U85 Fina-cUl °team's...mate* from mutual funds ad imura-co Yew seats cbtined and may not reflect ati actual market price Services uses the market price of the unrestricted stock canaries whose products we astrioule. Your statement Semites securities ad other assets heti a vase. Of the sane issuer as an inputed valuefir the — We recent in iensal fee train Les Bank USA and el the aware at the end of tie 'Werner* period. You - Cenan eoseirn may appear web:sesame ad restricted stock dar purpcoes of Misstatement only. To 1_85 AG Stanford Burchof Leo to 12 5 pe accord may ak faddy* of ft4 pad searlies a cry time. will them fa •Fin was nal aealable• if we re the extent slut remised seo.ekin are *liable tor We, sweeping to the bat u -der the LEG Bari Sweep You may receive securities wed as loan collateral afar usable to cbtan a maks a cavity the sole weir* may be sdostantialAr less thanthe Program. paying any believe de an them. Any securities - Deposits or securities denominated in currercies railed value shoem transactedto tie Fan dreg the statement period are other than U.S. doll,' are reflected a the eichange Activity lined at market vase a of the end of the astemere rate a of the statement date. • Is (estineted) income, arrant yields and rates. Information resuming commesern and other charges period. - fa bruin south bring in flawedarising An *Stanek of mud eccrne is based on curet incurred in correction with fie newtonof fades • Can bar*. In dearenning the cost basis of the denomii ations. price and qua-eily (face sale) may tinkled ad intend rates taming the learkes will including option transactions has been indicted on sautes included in this naviment. area indicated have been adjusted to facilitate acme Wu** be held for the year from statement date or Jai confirmations preriousay furnished to you, and will be vet the nutter 'I,' LES Fhancial Servkes has relied To cbtan cram quotations whin araila, contact maturity. This entnale is only a gudelne, accuracy provided to you mortally onrealest. oninformation *tamed from sources other thanL85 you Financial baiter. ad continued income are not guaonteed Fesanual Senica including Oformstion Iran another - Estimated anal home and Wren! yield for Short selling I im a that you may haw provided to you Financial • Private irwavnents end etrucared products casein Imes of searitin could include a Man of If you ay engaged in short selling a security, you may Adoisor. The firm does not independently very Or Mate elven:new securities (ecideg deed prixipal or captal gait in waists ewe the en. *tura dame due to certain taraweg costs kr that gannet the acaracy a %sada of any rdonnation participation program and real estate imestrrent trust income (red currera yeti weld be overstated. paliosli provided by sorces other thin IBS rhunial Ser ites. storites) and struckted product are gerwaly high - Estimated anal ea.* and anent yeld and the h addrtion ithouth LBS Finned Services gerwalg tepid Celan stra-bsed roasts hew not been anee ircane adyield night be laver a higher Open onions updates tin infernal:Inas il is received. the Arm registered with fie Securities and &thew than the estimated amounts. Regarding aren or 'thoi.tilLcancellee orders tat does not provide any assura-ces tat the hfamaim Commission or under ay state securities laws. We - An eninate of a-ruakted income (ardend area wee not executedbythe satemert date, open buy and ceder 'Cost bases' and 'Unrealized gartioss' is paide *striated vales la private averment interest) divided by the current maket sea stop orders re (*red arthe mount of diudeedi accurate as d to date of this statement. As such. morales andMatured products for ham...tonal yeleatayeaye balance is based on the last dividend orrithis en an ex.:Evian:Is a drithits date unless please do rot We/ on this edam:don to make *nom any Aearacy boot guaranteed or barest payment made by the hoar and Mended otherwise by you. You are roponsble tar anima or sale decisions, fa tax Wand or - These vales naydiffer ssbnantiaty torn prat, if assures tie searfesrdeposks will be held for one orders that ae executed die to your I alure to cancel otherwise. Accounts tra-derred to tie Fmt may my, at which a prerale int security a year torn tie statement date or until madly. ninon open odes. reflect gad loss rdcrmation only foe the period ce structured product may be bought or sold and do Accuracy rd contemed yield re not gam-need tine they se had a tho F int More hittorkel not necesseifrrepreses the wile you mayrecd.* Privecy Horneion can be askled by you Fria-cid Advber. can liquidaticn. • Assets not held by MS FinenCial Services. Certan To obtain a copy of or current Client Rriwcy Nona - Third piny eninaes of vale re a of a certain assets ate not held by the Fim adno wither the please contact you Financial Advisor or visit or we ate • Unrealized gains/boa When data is matte. date ad av suppled to UBS Fna-cial Services on a fern's possession or control. These awls are at y,naynth‘rewnknitar venire. estmated tree** thee/losses are cscdated for regular bases by an independem vakation Imo displayed on yos statement for informational — 1.85 F thinual Sersices snot a bank. The RAM, Business raveled storey lots The tureaction data for - issuer, general palm( or mentor estimated raLes, purposes only. Positions and values presented are Series Account ESA and IMA are bream, ecfraila km may or may not reflect comma:ore. it ay, se applied tote Fin by the issuer, provided by the nweg Inn UPS F rancid Seneca is accounts which access to ba-king Servos and charges Arida security reorganization events. general partner or sponsor and may be cakuleted not respersble for this VA: melon and does not Marts arrangements with affflad banks Decked and ater reinvestment lots ad systematic based on deferent information tan thawed by guarantee es accuracy. These assets are not protected and other banks. aid provides access to puchase acts are each combined to drably ore Ihrd petits to denve their rammed values. by SIPC or tie Finis supplementaISIPC coverage. nsurarce and amuity proclicis issued by Araltdeed averaged lot The 'Trade date colanprams the - You can obtain actliticnal ilermatim regarding **Spiny amerce =mamas frost, inswnee orghal fansaction trade dale. the methodology used to determine the estimate of • Ronne. sharing end ethfitienel compensation. agency Laicise* of LOS Craned Services Inc value ad the date of the idorrnabon that is the - h *dant° cornmbsions cn sales rd 126.1 fees - twenment inurance, ad emu* prodals • Callable searities Bonds and preferred stock that tasty for the estimate by contacteg your Feanoal received incorneal:In with to distranon of mutual — Not FDIC Osured• Ito bank guarantee May bee vale the issue cats for tat redemption veil be selected Advese. tra to our dents Y.* /*a our Mai* recto* — WA, Pesarce Management Account, Nano' haartially by lot Kann amow all startles of tat - Third party ennused vain my be reflected an reverese shareg papier* from data* ardor Sem* Account BSA. IRMA and Mai-atonal Resource ifSta/ held hour name ce n nornew nam for car 'Not mad' in several "Weans when an advisors of the mutual hod that we sell Thor Management Aactrit S9 registered service males of cants. Call tease hfcrmati:n is cbtaned from third edeperdent valuation fern has not suppled a 6 "want are based on two different cony:ironer (0 LI3SFearicial Senices tic. patties and is accuracy is not goateed. Other call unable to assign a vale. when we become aware to anon of sales by LES of a particula nasal - VISA is a registered tadernakowied by Visa teases may east which autl affect yield complete that a mean& event has *coated that may call a krd family to out dents; aid GO the asset vale of a hternaiond Service Association rd used tidier irdermation will be provided upon request perm)/ rearted vale ito queetion. a Wan a Debate Mutual kM shires held et the kerne The UBS vita credit cards ad the UBS Vita value would be highly speculative due to the nature fnn debt card. are sated by UPS Bank USA with • CArtirrabe• of *PSI (CDs). COs are FDIC enured of the awry. - We and our affiliate **receive retwerkega-d permission from Visa U.S.A. Ircorporated. M other is to 5293,000 in principal aid accrued interest per - When neater an issue, genteel prate or sponsor onnbus processhg fees in consi*rattrifor transfer *dem*/ registered trams*, sertre maks and depositor rd per depository install* h accordance minded value nor a Medley estimated vale is agent services that we provide to the mutual funds. regetertd sauce marks ate of ter remota* vets FDIC nit. provided. the value of the scarily will be different These few generaly are paid frominvestor asses h cameras born as ruches, Price. the mutual fund and are a feed dollar arrant based • Pricdvalue prices displayed for securities and atm - 'Distributions to date' may include ream of on the amber°, accords at the broker-dealer OrOacts may be higher or lower than hePrice that cathal name or both. toldngmewl hind of that fird randy. you would attualy receive in he market. fakes are - 'original unit sire represents the mud offering — h addition to commesions received in carnation obtained from varieus had party sources shish we rice per ern and may rot reflect your cost bow with the rate or &taut:onof annuity contracts rd IRS Frond& Services Inc Rev 201701 SDNY_GM_00023201 CONFIDENTIAL EFTA_00133821 EFTA01252516 Financial Services tic. Private Wealth Management c;It UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 February 2017 CNP70056270850217 X2 Y1 0 GASLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL. Friendly account name: IncliCasi-iSaving Account number. Your Nnancial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statemeat? Call your Financial Advisor or the Value of your account RMA ResourceLine at 800-RMA- '000, on January 31 (1) on February 28 (I) account 02902357S Your assets 732,011 80 663,896.60 VIsItour webdte: Your liabilities 0.00 0.00 vnew.ubscomffinanciabervices Value of your account 5732,011.80 $663,896.60 Items for your attention • Help protect yourself from fraud and review bank, credit card, and Ixokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during 2017 Value of your account S thousands at year end 2016 S991A29.60 Net deposits end 6,144.7 vathdratiab 4328,570.00 Your nvestment (attars '3 Macleod arxl interest income 1967.00 Change in 991 a 732.0 663.9 markat vat* 50.00 Value of your raceme on Feb 28. 2017 Sesames° Dec 20i a Dec kA 5 Dec ki 6 Ian /017 Feb 2017 SONY GM 00023202 Member SIPC CNP7000930561708SNFT000199962 00003 0217 030575004 Page 1 of 6 CONFIDENTIAL EFTA_00133822 EFTA01252517 (SUBS Resource Management Account February 2017 Account name: GHISLAINE MAXWELL Friendly account nama:Ird:CastY$avinq Account number: Your Ilaancial Advisor: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28 (S) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 663,896.60 100.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00% Total assets $663,896.60 100.00% B Value of your account $663,896.60 Eye on the markets Percentage change Index February 2017 Year to date S&P 500 3.97% 5.94% Russell 3000 3.72% 5.67% MSC I - Europe, Australia & Far East 1.45% 4.39% Barclays Capital U.S. Aggregate Bond Index 0.67% 0.87% Interest rates on February 28, 2017 3-month Treasury bills: 0.52% One-month LIBOR: 0.79% CRP700C0005627036NP7003103962 00003 CQ17 030575004 mil0023gage 2 of 6 CONFIDENTIAL EFFA_00133823 EFTA01252518 UBS Resource Management Account Account name: GHI5LAINE MAXWELL Your iiinandal Advisor: * friendly account n erne: Ind.CaShi Salvino Account number. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Cash activity summary February 2017 ($ 1 Year to date (I) See Account activity the MONA !of dela Is Bdances in your Sweep options are includedin the openng and closing bedsores vidut. FDIC insurance tpclies only to deposits at U85 Bank USA, not to depotits at U8S AG, Stamford Branch or bank deposits pracedthiougs the UBS intemaiord Depose Account program. SIPC Opening account value $732,011.80 $991A29.60 protection applies to more/ market sweep find hordirras but rot bare deposits SeeImportant Warne:on about your statement on the last bno pars cf this document for detals Withcfrawals and fees, including investments transferred February 2017 (1) Year to date (S) cut -68,500 00 -328,500.00 Opening balances $0.00 $0.00 Dividend and interest income 384.80 967.00 Addkorts Closing account value $663,896.60 $663,896.60 Dividend aid interest income 384 80 967.00 Proceeds from investment transactions 68,500.00 328,500.00 Dividend and interest income earned Total additions $68,884.80 $329,4437.00 Ffil PuIPOks of this statement, tattelty of inkiest and dindend Income has been determined Iran a US Subtractions tar lepartIng perspective. Bored upon the residence of the account hddn. account type, or product type, same interest andor dvidend payments may not be subject to United States (US) antic/ Puerto Rico (PR) Other funds debned -68,50000 -328,500.00 income Uwe; The tient month); statement 4 not intended to te used and cannot be Flied upon for tar purposes. Clients should refer to the apchcale to reporting forms they receive from IRS annuElly, such as Funds Withdrawn for investments the forms 1099 and the Forms 493, fa tar reporting information n is the practice of UBS to file the bought -384.80 -967.00 apt:Mabee tar reporting toan5 *lib the US nterna Revenue Service and PR TreaSury Dettertirent, and in such tarns accuratey classify dinclends are Interest as tae otrrPt or tall* income Pleat consult your Total subtractoons -$68,884.80 -$329,467.00 indvedual tar preparer. February 2017 (31 Year to date (I) Closing balances $0.00 $0.00 Taxable dividends 384 80 967.00 Total current year $384.80 $967.00 Your investment objectives: You have identified the fcilowing investment objectives for this account If you have questions Total dividend & interest $384.80 $967.00 about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about )our statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected SDNY GM 00023204 ChIP7C009305627037 NV7003‘89962 00003 0217 03057S00 Page 3 of 6 CONFIDENTIAL EFTA_00133824 EFTA01252519 SUBS Resource Management Account February 2017 Account name: 6HIRAINE NiAv1A ER friendly account narne:Ini Ca-gcavng Account number. Your Ilasndsl Advisor: SCOTT STACK MANLYLE CASRIEL Your account instructions • lots account cost bass default closing method is FIFO, First In, First Out CNP70X0305627038NP7003189962 00033 0217 030575004 of 6 _GM_00023A/59v 4 CONFIDENTIAL EFTA 00133825 EFTA01252520 Resource Management Account Account name: GHISLAINE MAXWELL Your N nandal Advisor: *UBS February 2017 Friendly account name:Ind.CaSh/Saving Account number. SCOTT STACK MAATLYLE CASRIEL Your assets Some paces, income and current vogue Sheer(' may be approxanaie. AS a rest*. gains andlosses mar rot be accurately refkaed. Set smportant inkansafron about your statement a the end of ths d cumem fOr more Intension. Cash alternatives Money market funds Money Markel funds are neither inured roc guaranteed ty the Federal Depose Insurance Corporation a any other gentrntrent agency. InditutiOnd prIrne and I nnit utlOnal municipY fundS must flOet Iles net asset values (NAV) per share ton* nearest It 100th of a cent (e.g., SI 000Ct Government aridfetal money market funds null continue to transact al a strife 51.03 net asset value. Although money model funds seek to preserve the value al your Irbesanent al 51.00 per share. It is passible to lose money by I rwesting In these funds. TN* reinvested is the tole d>t reinvested dividends n does not include any cash chridends n is not ale Unmake:1(74,09bn a bz is the difference between the current %nue and the cost bath ad would lot for the purposes of determining holdrg periods or cog basis. The shares you receive exh time you gene rely be your taxtle gen DI loss if the security was iced an this doe. The unrealized Rae) pan or loss may reinvest dwdends become a separate tax lot. need to be adjusted for ret tin of caplet moments in order to determine the reeked gain or loss for tar reporting purposes. Cost barb is the total purchase cost of the security. indudng reinvested d viclends The cost basis my need to be alusted for IOUFa of card& payments in order to determine the ad usted cost bath for tat investment Worn is the current value menus the amount you invested. I does not Include shares the are not rerXetirel purposes. reflected On your statement.inducing shares that ha& been realized as either a pan or a loss. R SSO dXS not Indude cash ovorncis that were nor reinvested Purchase Pate Number Average price Chem Cost Price per share Value on Unrealized investment Haring wading el shaes Ire share (S) investment (S) basis (3) on Feb 79 (S) Feb 28 (3) qan or loss CO return (S) Period WS PRIME RESERVES FUND 663,896 600 •••This information was unavailable.• • 10000 663896 60 EAI: 44,714 Curent yield: 0.71% Your total assets Percents?? of Cost Estimated Unre*zed ?due on Feb 29 (S) your xcount basis (5) annual income (SI gan or loss (S) Cash alternatives • Money market funds 663,896.60 100.00% 4,714.00 Total 5663,1396.60 100.00% 54,714.00 • Missing cost b.tit inforrnalico Y GM 00023206 CelP7C009305627039 NV7003419962 00003 COI 7 030579004 Page 5 of 6 CONFIDENTIAL EFT/kill:II 33826 EFTA01252521 Account name: --taAINE MAXWELL *UBS Resource Management Account February 2017 Friendly account name: l: -I Cash/Saving Account number: Your linandul Advisor: SCOTT STACK MANY LYLE CASRIEL Account activity this month Date nattily Descnonon Amount (S) Dividend and interestmoome Taxable dividends Feb28 Cvidend UBS PRIME RESERVES FUND 384.80 SYMBOL UPRXX Total taxable dividends $384.80 Total dividend end interest income $314.10 Date Acthily Description Arnaud (1) Other funds debited Feb6 Withdrawal FEDERAL FUNDS CONNUMENTARY FED FUND WIRE TO Jones Day Client -25,000.00 Trust Acco AT CITIBAW, N.A. Feb 28 Withdrawal FEDERAL FUNDS CONIPUMENTARY FED FUND WIRE TO Marks Paneth LIP -43500.00 AT SIGNATURE BANK Total other funds debited -$68,500.00 Investment transactions For more informaion atout tne pike/value shown for restricted signifies, see Important information toot your statement at me woof this oxunent. Proceeds Ran Funds investrrent viiihdraiern let Accrued Date Actixily Description Quantity Valet (0 Price In transactions (4) invittrnents bosept (S) interest CS) Feb6 Sold US$ PRIME RESERVES FUND -25,000.000 25,000.00 SYMBOL UPR20C Feb28 Reinvestment MS PRIME RESERVES FUND DIVIDEND 0800 -080 REINVESTED AT 1.00 NAV ON 02128'17 SYMBOL UPRXX Feb28 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 384.003 -384.00 REINVESTED AT 1.00 NAV ON 02I2ell 7 SYMBOL: UPRXX Feb28 Sold UBS PRIME RESERVES FUND -43,500.000 43,500.00 SYMBOL: UPE00( Total 868500.00 -838420 CNP700C0005,27090Ne7000i89962 00003 02 l 7 03 GM 0002320191 6 of 6 End of statement for account number CONFIDENTIAL EFTA_00133827 EFTA01252522 Important information about your statement U3S Financial Services no. (the Fern or UBS Finercia her IrenyOu no later than 60 days alter the fern Corporation (Sift), which protects storks &stollen • Adsieve CanalAppreciation. Investments seeking Strube.). is a rowboat of all principal secuite, ccmrrodey we you the list statallent on which the erns or of its members op to SS00,000 (roLdirg 5250,000 for growth of pmcpalrather then the generation of and options 'whelps. UBS Financial Sonic., and (S ProBlem a:Pend. dains for cash). Esplmakry brochre available upon income Beek USA re i-died subsilones of UPS AG and - Dowd. your name rd accost number Of any) Want or at swot sec org The WC asset protecton • Produce Com6avtAm °item,. and Capita! aftihaes of U3S Swung LLC. The Finks I nenoal — Nsabe Ile error or the bender you deinure Irons apply to all accords tat you Fold in a psticuler AApraja*co.Investments see•Pg both the generation statement h available upon repast. The Fame enure& about, ad explain as dearly as you cm why you capacity of name and growthof pixesal. off kos re at believe a is an en or why you need mere The FiTtl, togerrier wets certain affiliates, hat afro reformation PUrChased supplterental innaxe he magnum Overall risk profiles US$ Fina-ool lances It. — holed. the dolar anoint cf the suspected era. amount plea to al elgble clients, coteditely order • Conswarwr Socks to makin nitre arc pal wth 1200 Harbor Boulevad this protection is 5500 mIlion as of Decanter 10, 2016. low ride ad volatility to the accord °swat even el Weehawken, NJ 07086 The Finn or Card bsuer we :vestigee your compare kbytct to the poky wow° ad Initnionse cat at that means the trout does riot generate significant and stet correct my mar promptly. For alleged elms me Firm is further protected for up to 51 9 million n the income a tarns and may rot keep pace with This Stattmint represents the only official record of yar knolving UBS Veer debit ca-d transact:re if we take nagger' tar anew, accounts held h a paikuhr inflation. LBS Financial Semites account. Other records, wept more than 10 tusress days to cloths, we will credk writ). A full copy of tee poky wading is want& • Moderate' Wiling to erupt some rids to pincipal and °Nicol to dxwments contanng conkingdata shook' yes woke for the amount you thinks in error, so that won request. not be relied span R youberme thee is an era a you we have the use id the money dung the the n tolerate sane volatility to seek higher returns. omisrion please report it immediately n vintner to the takes us to complete our iwestiption. The SIPC protecti:n rand the suPaltrmellal protedian • Aggress e: Willrg to accept hit risk to pincipal ad Brandi Managsr of the office wvim your arrant. both do not app& high volatility to seek highretums ober tirre. Pluse mike all checks payable to the Firm or the • Certain fStria' assets controlled by feed kluckd n • Auestmeta age* Conaderation: If selected a Altoup al Armes titan se intended to be accurate, lisnoal insteden noted on the front of the your account value) but held away from US$ •inancsel portion of the portfolio for tat account may include statement olds tkuld not be used tar to purposes Rely statement In addition to nether account fees, accounts Satires (e.g., certain() casts at UBS Bark LISA, 60 eornoln erariagin tinted liquidey and:nate sdeb on yethend tax krms, de , Form 1099. 5498. may be abject to mareonarce lees. chaps for ere cat at LES AG U S. &anchor, Oii) inn:vino° products, volatiky. 1042$, etc ) whenDrepamg your to return. The Fim pathrant Ice securities purchases and charges ice unpaid including variable enmities, and CM tares of miltual required by law torem to he IRS all treble deaden* arnann n cash accounts. Accounts that at transferred funds where such shores deregistered drectft n the Matamenrhoweduldier report/de rontarebk chiskna and uxdsk raven to other instadons may be subject to a bender lee. name of the account holler on the books at records We may consolidate at related account statements with erred en smarties held is pet arca" net proceeds of the isf-le• a twofer agent); the mew address in the same envelope. e 9. because cn sale tramactkre, ad cost basis oncertain covered UBS Sweep Options • Investment contracts or rmrstrment itennts (tag. they have &men who ako maintain Wee acacia stunk% LES offers options kr sweeping cash balances, balances limited partnerships and private placements) that are relationsheos will alw dents at the sere address. it to bark deposits at UBS Bat USA and LBS AG Stamford not registered under the Securities Act 01 1933; and you pole to recede indistdual statements mailed in Ccevererriakinawietew Firm trench (Ark Sweep Progarms), mope/ mane. mutual • Commodities convects (.4, foreign neferge and sepade amylases. you may decline houwhading by • PIM* rthcorifirm iry oral cormuncatons in wring birds throne/ Finds) and the InteinationalDepoul octopusmetal contracts), including futures enacts calling your Financial khoor tofurther protect your rites. mdudrg your rights Arrant (OA) for customers with an Hematital rd commodityoption contracts viler the Seosiies Investor Protection Ace DM Rescuce Managemern Account. Though the Bak The SIPC protection and the supplemental proteckn do Friendly account name • R the finsnoid kb-Mut:on on the top left of to front Sweep Program% cash balances the swept to MBank not apply to these assets thenif they otherwise appear The Friendly account name is a customizable *nilename of this slims isnot (.BS Enna' &nee% LBS LISA op to anestablished knit ad then to UBS AG on you statements. The sec protection ad the chasm by you to not you with your reecedkeepin Frandal Senices carries you =aunt as during Stanford Branch a a Wray Fed. Dtaat a UBS has no legal effect myth.. account You tan change fterlemereal protection do not protect agora changes your kindly account names, through Orrin Services a brckor by arra-gommt wits the rdcated insteuton Bank USA we FIX kited in accordance with FCC it the market value of your inserts...Ws (mether as We informed you of this relatcnshio PAW you NW. For more intcmutim please mint wmvfdic got result of market movement issuer ba-kruptcycr bycontacting yes Frenoaladveor. opened this accost h the cast your kr& aid Deposes a WS AG StamfordBra-Eh ad shares of othenvee) smirk/es at boated at Les financial Serene and rot Morey Fords ale rot hared by the FCC. Aixame avolviaw tie roodeorgbraer, and younut make a repxl Dividend Ronvonmont Program (DAP) • Yaw °Fear accounerponiolo hezrt of assets a-d of any emir or omission to both firms Through the DA, cash balances de watt to deposit thro roe reflected is an average rice You may Wan litanies • As devoted in the accourt adeerramts, you rrust accounts at US$ AG New York Braille wolUBS AG the actual price tom you* Financial Advisor. Only whole • Assets Includes avalable cash balances, webs for roilyus of my errors or fraud Writhing decks Cayman Branch. These deposits are not insured by to therm are purchased under O A IP; partial shwas all be restricted wrung (est), and Global Tim DffeMS, retlecied on your statement withal 30 days after a was FOC. Bents held at shell% AG Cayman Manch are sold and the cash pail be deposited h your account The Ufaa2ainwits to market, and omen assets not held mailed a made sweetie. temparanly noosed to the someign rite oil the Cayman eviderd renvertmert puce sopped by tee issue may by to Finn Does not include unpriced wuritieraseets • Please died *sower comps or kethies to the eland% end there is noardente. or °tier °bags:ion of offer from the market Fria at which tho partial tares at the erd of the pia and orrent statement periods, or Fitts C fent gelatins Depinnent at 201.352.1699 WS AG to repay the balances while on the UBS Cayman ere sold private Piresonnts u vd stock options ad or toll-free at 800-354-9103, 8:CO A.M. to 6 CO P.M. Branch's boas. exercoare stud options ET Monday through Frday, or in twang to WS Ceesielime • Era obbes incLides debt balances, odsta-drg Marl Fe-uncial Santee Ix,, Client Roblicre Depairnat Deposes a LEG Berk L6A and eachUBS AG Branch are Crib whole ums my be held in you waned you re loam, credit lint shoe accord balances. P.O. Box 766 Union Chy, NJ 07087. not protected by SIPC. Money Fund shays are protected entitled to a para.' snit as a mutt of a £idrd awed • Cash/money betimes. Total of uninserted amid* • A 0newel shall be deemed complete adrot re by SIPC. See 'S. Financial Winces Account Protector,' or otherwise. the Firm MI Mho' sell panel units at cash balances lobs depose balances at UBS Bank USA, it not objected to in renting within 60 days below. market prke a accept an arriord determined by a UBS AG U.S. Branches end wavy mecca nits' fund • For TN services_ Call 044412.0986 or from outside registered &rig agency, ad credit you accost sweep beano.% at the close of the statement period the US.: Cal 201.352.1495 Upon your regUnt, batmen in to Bank Sweep Non.commodity free crock balmon in your ward re • h cam of :wen or &entire about en electronic Programs or DA may be withdrawn and shares of a Investment objectima not secregaftd from ether balances and to Fimmay Macey 'trodmay be ligiclated, and the proceeds Thu rmsenere objectives and risk profile de speck to use any of these ftrds tithe ordina-y course of its knit triter (0=T). Lai payment a UBS Vaa•debil returned to you or your Saaditri =ant card transactions, ad €09-762-1000. Or wile to UBS each account and may say between you accords busness. These funds repayable won your dema-d. Frenoal Moires Pc., 1000 Harbor Blwi, 6th floor. Please duty the firm pronely in sorting of my The total is roLded in the assent period doing value. Weehawken NI 07086, Ate: RIVIAIEGA Sakes. Ferrer riormalcn about available sweep optorts, :gratin change in yes financial tautena ncluirg omen dreamt rates and yields, s available at investment &threw For each accouet held you wmv.ubscantordepmelds, from your F natural AdVISa choose one of theCo/owing investment objecther Cal a pate as soon as you can, if you tilt you a by calling 800762.1000. steemene a receipt i nrcrg or il you need more • Praire Currentencoolt Insestments urea-4 the UBS roundel Sonia. mow% polo:lice generation of mane Grey. nftnnaten test a trawler on the statement or The Firm n a mirrlom ci te Secuelies ',vector Protection recipe The Film or Card bsutr (as klokable)MATT SDNY_GM_00023208 CONFIDENTIAL EFTA_00133828 EFTA01252523 Important information about your statement (aallinUed) Lending infonmation believe to be reliant but we do not gars tee their - DPP and unkited REIT seariws are not listed on a trot investfreM oust units too/ dares, we under Fcr delaiedinlormation on the Fires lending rotes accuracy. natimal warden achange, and av generally as Mikes receive (OWLS sharing complication and detbstra refer to wry ClemRdatatm - We gennaty use tie closiry lance when tad* a illiquid and even if ties can be cold the price don may of to entrance torments trctirmiting Agreement or Accetrt Agreement and the General the mean of the bid a-desk prices for lined received may be less than taper there estimated the amity oortracts. albite, of the nuance Tema and Conditions-LES Statenenl of Credit Prictkes toadies aid opens Cr or bd prices fa OTC value preened n the wart statement. <empties or sponsors of the ire investment Mats available in Agreements AndDisclosures at toadies. we distribute. writ iiatirneetarittorerfArlo+, vet. - Less actiery traded securities may be priced usr9 a • Rankled sourkies Restricted torten gunwales - Our if Wahl aka rehire trading corrrnisseam rd valuate:en model ate mon recent pine we me rot cannery noble br public latex UBS Simnel °ter compensation frommutual funds ad i-nura-ce Yost omits cbtined and may net reflect an actual market pace Services uses the market price of the unrestricted stock canoe-as whose products we &tient Your statement IlemGes securities ad other assets held a vatic cd the same issuer in an imputed valuefa the — We receive an irrualfee ham Leslie.* USA and ithe account at the end of tie staternert period. You - Cenan poptan may appear whoa a once ad restricted stook lor au/pewsof this statement only. To LI3S AG Stamford Bunch of up to 12 per arouse may ark for delivery d fulry paid twain at any time. will thew ea •rein was rot wainble• d we ere the extent tut ratericied toskin are eligble la- We, sweeping to the barks under the LEG Bane Swap You may receive securities aid as loan collateral afar unable to eat, a orator a tensity. the volt remind may be matarnalb less than the Program. paying any balance eat on them. der/ securities - Deposits or securities denominated incurrencies rraund value town tanseened to tie Fm ckri-g the statement period are Weer ten U.S. dots, are reflected a the ',change Acthity lariat market value a of the end ol the statement rate a of the statement date. • tat. bistinated) went yields and rata. Information mewing commit:re and Other charges period. - fa wan waritio wading innoreconfarming An *shwas of a-nal income is based on cured incurred in correction with the moculon of wade, • Cast batik In detarnning the cost basis of the denornivtionc price and quandy (face valve) may &ricked at interest rates, attuning tie seashis will inducing option transactions has beers included on searties included in this statement where indicated have been adjusted to facilitatePaper valu&Cri. be held for cne year from statement date or tree coatinnations previous), furnished to you, and veal be vet the nunter 'I,' LES Friancial Servkes has relied To cbtan &rem quotations, when aitaila, contact maturity. This estimate is only a gudelne, accuracy provided to you pro-aptly onroust. oninformation doomed from sources other than LOS you financial Adger. ad continued.,come are not guaranteed Rnanual Services, including nformstion lam another - Estruted anal inane and tweet yield fa ShanKing fern a that you may haw ;caviled to you Financial • Prima innevnants and strand products. certain yes of searits could include a retun of If Kuare engaged in short selling a security, mou may Adrisor. The firm does not independently verry er Private investment sto_rdies (hada-9 drect prtheipal or captal gains in which case the en. incur a charge due to certain tarowrg costs kr that garnet the accuracy or wanly of any information participate:en program and real estate investment Man income (adavert yield world be overstated. palioary sours. provided by maces other thin LES rhunial Semites. tortes) and structured product are priewelb high - Estimated annual inane aid current yeld and the h additian although LEES Firuncil Savior) gmealry dicuid Cann stitatred Prockaa have not been anal imam andyield mita be lower a high« Open oedema updates this nitarnatim as il is received. the Thm registered with the Securities and EdtdIa-w than the otinistedmounts. Retarding open or '9:ontill-cancelled* orders tel does not provide arty antra-as tat tie incanatien Connessi:n or under any state securities laws. We - An esti-nateof a-rualqed income (ditdeml 4n4t4n wire nos executed by the statement date, open buy and rat 'Cost Oast' and "Unrealized girlloss' is croak estrnated vats lot prime investment interest) abided by the current maket set stop aders re noticed Pyrite anent of dividends accurate as of the date of this statement. As such. tortes end 'Matured products for incematml Wilegaverage balance is baled on the lett divard orrryits on an advidends a ex.ritin date unless please do rot rery on this inamation lo make Parposin only Acaracy toot guaranteed or interest payment made by the issuer and innntled otrenvisei by you. You are romonsbk kr laschave or sale decnions. fa tar Pantries or - These values wrydiffer substantially from prat if attunes tie sectraasrdeposes will be held for at orders that we mewled die to your failure to cancel otherwise Accounts tra-riferred tote ram may wry, at which a pante investment security cr year *Om the statement date or until maltrity. mina open ceders. reflect garrvoss nIcrmaticn only foe the period of structured product may be brain or sold and do Accuracy ad continued yield at not gam-deed tine they se held a the Rim More hittorkal rut necesstriry represent the vela you mkt receive Privary i-4orrnali:n can be okked by yea Finarcia Adviser. won liquidatkn. • Amu not held by UBS Financial Semites. Cortan To obtan a copy of ear current Client Privacy Nonce - Third party eninaes of nit we as of a cenain xtets re not heti by the Fern ardna retain the please contact you Financial Athiscr or visit err wetsite • lJnnealizad gains/lasts When data ta xailt date ad ere supplied to UBS Fma-cial Services on a fern's possessen or ccntol. These assets are at yyttayinhtentannintrynntriy. unmated crenated gaindlowes we calculated fcr regular bats by an independent valuation him. &played on yak statement for informational - LOS F haricot Services Ora a bank. Tie MAW Busmen ramie! seamy lots the (inaction data for - Issuer, gannet palner Cr sponsor estimated vaLies, purposes only Positions ad value, priewnted act Services Account RSA and BMA are bro./era:, in:tidal bet may or may not reflect animist:ord. any, are suppled to the Rim by the issues', prondect by the Mktg fern URS F runcul StRafei accounts which pronnt access to ba-king severs rid charges mita security reorganizatiw events. general partner or sponsor and may be cakuleted not respcnsble for the inameion and does na p'odxts trough wangements with affflaid banks Oiridend and oter reinverinern lots ad mstematk based on deferent information tan thawed by guarantee its accuracy. These assets ay not protected and od-er ted-party banks. rid s provides access to puchase has are each combmed to dimlay ay Ihrd pities to denve their stewed values. SIFC or the fans supplemental SIPC coverage. enuotne and fl uky pectins issued by waftlifted averaged lot The 'Trade date cawing:mem> the - You can obtain ackticrial Herniate:co regarding ticicarty inairarrs ampinin friary,inazat• orginal bansaaion trade data. the metkdology used to determine the enimate of • Revenue Marino and Salon& compensation. agency staiderin of LOS Financial Senn."( Inc. value ad the date of the Morrnation that is the - h ailitcn to carimbsiws on sakes amd 12b.I fees - Investment toura-ke. ad annuity prccbctv • Callable searitim. Bonds and pretend stock that bete for the estimate by contactrg your Financial mewed ncomectir with the distraden of mutual - Not MK inured• to bank guarantee May bse vake the tea cab for eery redemption veil be selected Advisor. final to our dents ere attar our affiliate recce* - IMA. Pearce Management Account. Burnet inpartially by la Iran anwg all startles of to - Third party reinedeat.' may be reflected at revenue thane payments wan distrbacrs anchor SP-Mt Account BSA, IRMA and ntorutional Resource two held in our name a in noming name for car 'Noe priced in several Minnow when an advisors of the maul kit thee we sell Thew Management Atari, are registered service maks of dents Call Seam nfermation is cbtaried from third edeperdent valuation tem has not smoked a amount are based on two different cony:rents, (0 LOSFironrialSenices patties and its accuracy isnot garanteed. Other call unable to assign a van when we become avae the won of sales by LES of a particular naval - VISA is a registered tadernak owned by Visa teases may east which oxikl affect Weld complete that a material event he *cowed thst may call a krd randy toots <lents; and gel the asset salt ol a hteMatianal Sena Association adused under Sennaen will be provided upon request meow)/ reported vale ito motion, a Wen a particular multi& Led lanai's threshold at the keine. The WS Via cried* cads and the UBS Vea value would be highly specula:we due to tie nature tins data cards are ittued by Un Bar* USA with • Ceti cues of &Posit (CDs). COs are FDIC named in the security. - We ardour affiliate **receive network ngand permission'ran Visa U.S.A. Incorporated. AA other up to 5250,000 it principal and accrued interest per - When neat an esutf, general panne a sponsor onnbus processing fees in eonsi*rattrifor transfer trademarks, registered trademarks, wake maks awl ckpostor awl pen depository institution, h accordance estimated value nor a thedststy estimated vats agent services tat we wade to tie mutual funds. registered service merle are of tar reponse vet FDIC nan. prowied, the value of the scarily will be different Those fen generally re paid frominvestor assets it campaties fan its arches, price. to mutual fund and are a fried dollar arrant based • Pricervalue Frees displayed for securities and oter - 'Distributions to date may include rein of en the nartee Of accounts at the brekerdeale- products may be higher or lower (ha,he prier that capital, mane lotion). holdngmeal Knob of that hrd fandy. you would otualry receive in the market. (Vices at - 'original unit size • reOrtients the nital offering — h Water, to canmOsions received in correction cbtained from various tied pity sources *hill we pas per unit andmy not reflocl your cost bass. withthe rate or distribute:mot annuity contracts and UPS Fiend& Services Inc. Rev 201702 SDNY_GM_00023209 CONFIDENTIAL EFI'A_00133829 EFTA01252524 U8S Financial Services tnc Private Wealth Management UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 March 2017 CNFIC06939&370317 X1 V1 0 GHISLANE MAXWELL P O BOX 308 TEANECK NJ 07666-0308 Account name: GHISIAINE MAXWELL Friendly account name: Ind Cash/Saving Account number. Your financial Advisor: SCOTT STACK MANNYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSovrceUne at 800-RMA-1000, on February 28 (5) on March 31(9) account 029023575 YOLK assets 663,896 60 639,317.66 MA our website: Your liabilities 0.00 aoo www.ubscomifinanciaisennces Value of your account $663,896.60 $639,317.66 Items for your attention • Help protect yourself horn fraud aid review bank, credit card, and brokerage statements regularly. Also, get your fret credit report annually from Sources of your account growth wave. annualcreditreportcom Tracking the value of your account during 2017 Value of your account S Thousands at year end 2016 S99IA29 60 Net deposib uud 6,144.7 wittdravatt -$353,500.00 YOJr nvestrivnt return 4.208.9 Dividend and interest income 41388.06 Change in 991 4 loommlimm.. .. :. 63.9 39 3 rnarkot v;lut, 50.00 Value of your account pet kl 6 Ms 2017 on Mar 31, 2017 3639317.66 Dec 2014 Dec 7015 Feb 2017 SDNY GM 00023210 Member SIPC CNP70:0330556913537NP7003307237 00002 0317 030579304 Page 1 of 6 CONFIDENTIAL EFTA_00133830 EFTA01252525 Account name: GHIcLAINE MAXWELL UBS Resource Management Account March 2017 Friendly account name:Ind Cash/Say:no Account number. lfi Your nandal Advisor 5CO71 STACY P.ItiNf LYLE CA CP.EL Your account balance sheet Summary of your assets Value on Percentage of March 31 (5) you account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 639,317.66 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodit ies 0.00 000% G Other 0.00 0.00% Total assets $639,317.66 100.00% Value of your account S639,317.66 Eye on the markets Percentage change Index MarCh 2017 Year to date SW 500 0.12% 6.07% Russell 3000 0.07% 5.74% MSC I - Europe, Australia & Far East 2.87% 7.39% Barclays Capital U.S. Aggregate Bond Index -0.05% 0.82% Interest rates on March 31, 2017 3-month Treasury bills: 0.74% One-month LIBOR: 0.98% CNP703C0305569888 NP7000307237 00002 0317 030579304 _Gm_00023Age 2 of 6 CONFIDENTIAL EFTA_00133831 EFTA01252526 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Mnandd Advisor: friendly account name:Ind.Cashi Saving SCOTT STACKMAHLYLE CASRIEL Account number: MEM Change in the value of your account Cash activity summary March 2017 (3) Year to date (I) See account activity this MONA for deb i: Ilasrxes in your Sweepoptions are rod uded n the open/ea and closing balances we ut. FDIC Insurance apples only to &pooh at u85 Bank USA, not to deposes at u85 AG, StaMord Branch or bank deposits placed through the ues intemaiond °How Account program SIPC Opening account value $663,896.60 $991,429.60 Protection applies to money market sweep lima he/dings but not bank deposits. SeeImPortant adarmation about your statement on the last ano Mrs cf this document for &IMF Withcfrawals and fees, including investments transferred Mardi 2017 (5) Year to date (S) out -25,000 00 -353,500.00 Opening balances $0.00 $0.00 Dividend aid interest income 421.06 1,388.06 Additions Closing account value $639,317.66 $639,317.66 Dividend aid interest income 421 06 1,388.06 Proceeds from investment transactions 25,030.00 353,500.00 Dividend and interest income earned Total additions 325,421.06 $354,888.06 For puipOStS of INS Statement. tacatilly of interest ano dracienct Income has been cktemined from a US Subtractions la/ reporting milord/it. Based upon the residence of the account header. account type, or product type, sane interest andror dvidend payments may not be subject to United States (US) and., Naito Rico (PR) Other funds debned -25,03000 -353,500.00 income tans. The dent month,/ statement is not intended tot. used and carrot be Med upon for to purposes. Clients should refer to the apt:kale la. repotting forms they receive from dad annualy, such as Funds wthdrawn for investments the forms 1099 and the Farris 483, for tax reporting information n is the practice of UBS to file the bought -421 06 -1,388.06 appicape tar reporting forms with the US intern Revenue Service and PR Treasury Department and in such forms a/Cul/Rey tlasafy chidends ard'a Interest as tent otrrpt or casket income. Neese consult gar Total subtractions -$25,421.06 -$354,888.06 inchtdual tac prepare/. March 2017 (Si Year to date (I) Closing balances $0.00 $0.00 Taxable dividends 421.06 1,388.06 Total current year $421.06 $1,388.06 Your investment objectives: You have identified the following investment objectives for this account if you have questions Total dividend & interest $421.06 $1,388.06 about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager You can find a ful description of the alternaove investment objectives in Important information about your statement at the end of this document Your return objective: Cunent income & capital appreciation Your risk profile: Primary - Moderate investment eligibility consideration - None selected SDNY GM 00023212 c iir7coce0055698e9 NO7003307237 00032 0317 030575004 ►aye 3 of 6 CONFIDENTIAL EFTA_00133832 EFTA01252527 SUBS Resource Management Account March 2017 Account name: Cr 6-Ir-LninlE MAYANELL Friendly account name: Iri -CatN;avng Account number. Your II sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Your account instructions • You account cost bast default closing method is FIFO, First In, First Out CNP703C$3C6569890 NP7000307237 00002 0317 030575004 Y_GM_000232IPS94 4 O f 6 CONFIDENTIAL EFTA_00133833 EFTA01252528 Resource Management Account Account name: GHISI.AINE MAXWELL Your Ill nandal Advisor: *UBS March 2017 Friendly account name:Ind:CaSiY5dong Account number. SCOTT STACK MANLYLE CASRIEL 0 Your assets Scene (races, income and current values shown May be (dome(mak. Asa intl. Om and lOsses may nol be accurately reflected. See rmporunt infosn'abon about your statement a the end of the document for mote Infornmon. Cash alternatives Money market funds Money market funds se neither insured 'Cr guaranteed ty the Federal Deposit Insurance Corporation or any other g)iernment agency. Inslautiond prime and institutional municipal funds must float t he r net asset values (NAN per share to the nearest II1001h of a cent (e.g., SI 0000) Government and fetal money mullet funds railcontinue lotransal al a stale $1.03 net asset value. Although money model funds sees 10 presence the segued your Immanent at St .b0 per share. II is possible to lose money by questing In these funds. Total reinvink4 is the lout d of reinvested dee:fonds n does not include arty cash &roux% is not alai Onredeoct 0449*n or lot is the difference between the current value and the cost basis aid would lot for the purposes of determining hold nia periods or cost basis. The shares you receive cash time you generily be your taxide gain or loss if the securely was sold on this due. The unrealized doe) gO nor loss ray reinvest CIsic:lends become a separate tax need to be «Ousted for retun of caplet paraoents in order to determine the readied gain or loss for tat Cost bib is the total porches. cost of the security. inducing reinvesteddociencts The cost basis may reportingpurposes. need to be adusted for return cf capital payments in ord.' to delemine the Aimed cost basis for tax savestment town is the (urgent value mous the amount you invested. a does not Include shares that are not (*condo names. reflectedonyour statement. inducing shares that hi& been stained as either eon ce a !us. easo d3e1 not indude cash *intends that were not renwsted. Purchase price mate( Average price Chem Cost eke per share value on unredized Investment redoing skidoo &shares per shape (S) investment (SI basis (S) on Mar 31 Mar 31 (3) gain or loss CD return (S) penal U8S PRIME RESERVES FUND 639,317.660 •••This information was unavailable... 1.0000 639,317 66 EAI: 14,923 Curent yield: 0.72% Your total assets Percents?, of Cost Estimated trarerazed value on Mar 31 (5) your account bass (5) annual morn? (S) gain or loss (S) Cash alternatives * Money market funds 639.317.66 100.00% 4.923.00 Total $639,317.66 100.00% 54,923.00 • Missing cost basis infcernairan SDNY GM 00023214 Celtd0303305569891 WT003307237 00037 0317 03057s00• 11.1rnage of 6 CONFIDENTIAL EFTA_00133834 EFTA01252529 Account name: GH1SLAINE MAXWELL *UBS Resource Management Account March 2017 Friendly account n Account number: •I wig Your Amends, Advisor: SCOTT STACK MANY LYLE CASRIEL Account activity this month Date *dimly Description Amman (I) Dividend and interestmom Taxable dividends Nlar 31 Dividend UBS PRIME RESERVESFUND 421.06 SYMBOL UPRXX Total taxable dividends $421.06 Total dividend and interest income $421.06 Date Actimly Destination *moult (I) Other funds debited Mar 14 Withdrawal FEDERAL FUNDS TOJones Day Client 'trust Acco AT C(TIMNK, N A. -25,000.00 Total other fends debited 325.000.00 Investment transactions Fat More Information aCout the dote/ value Shawn for reStrICRO SWAMPS. Re important AIfollikilba #0OO your statement at the end of ten apartment Proceeds (ran Funt Investment withdrawn ICr Accrued Die Actiuty Otscapteon Quantity value ft) Rote CS/ trangialcos tnveStrnenIS 0044 (3) interest (3) Mar 14 Sold WS PRIME RESERVES FUND -25,000.000 25,000 00 SYMBOL: Uni)0( Mar 31 Remwstment IRS PRIME RESERVES FUND DIVIDEND 0.060 -0.06 REINVESTED AT 1.00 NAV ON 0313V17 SYMBOL' UPF00( Mar 31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 421.000 -421.00 REINVESTED A7 1.00 NAV ON Oy 3V17 SYMBOL UPRXX Total 525.000.00 -6421.06 CNP7C008006569692NP70C0307237 00002 0317 030575004 _GM_0002326159e 6 of 6 End of statement for account number - CONFIDENTIAL EFTA_00133835 EFTA01252530 Important information about your statement IS Financial Services Pc. (the Fern or UBS FAA-cid hes I ranyou no later than 60 days after the Fm UBS Financial Services aeon protection • Dote Current Ihrestrnents seeking the Serval). is a merrier of all principal cecisily, centrality on you U. list statement on which the ems or She Fim te a mambo of the Seas SS Mena thseclion generation of income any. and optins exchanges. UBS Financial Seniors and CBS Frridam anderock Corporation (SIPC). which crotch waren customers • Anew CopalAppernaftan: Inwstments seeking Bank USA ore i-died subsilenes of UPS AG and - Frage pow name ad scant nwrioer qf any) of its members into $502,000 0-cldeg 5250.000 for growth of principal rather than the generation of affiliaes of U3S Season LLC. The Fins I afloat - Cusabe Ire ear or the bender you at inure dens for cash). &printery brochre available upon income. statement is available upon retest The Finis tune& about, adopen as deny as you car why you repast or at www spoors The SEC asset protecan • Prodae Coadanationof Woo. and Capital offices are at believe a is men a why you nerd more knits apply to all accost tot you holdis a particular Appowiaftan.lnwernents seekirg both the generation reformation capacity. of roam and growth°, prapi. UBSFinnel Sarces K. - Frondethe doles amccnt or One suspected era. The Fini, together web certain affiliates, has also 1200 Harbor Boulevard purchased 9.pplerrentalinnate_ The maimum Overallrisk profiles Weehawken, RI 07086 The Finn or Card Issuer wil ivestgate your complain mount print to al arable clients, tonne& inder • Comsewatet Seeks to maintain nilial pi-epar, with and will coned any nor p-cmptly. For alleged erron this protection is 1500 roller es al Droner 10, 2016. This %Sanwa representsthe only official record of you' UBSVia•debil ea-denude:re if we take Subject tome poky corditirs at limitations. cash a low rek ad volatility to the account cmeral, even it LBS Financial Services account. Other recads, nee that mean he accon does not generate significant more than 10 bs ass days to do this, we will credit the firm is further protected fa up to $1.9 million in the income a Inn at nun rot lap pee with official tar dxunenls. contanng conflictingdee should yes scare for the amount you that ,s in error, Botha acsegate for all yore accounts held h apark:Liar not be relied inn H you bele* there is an nor cr yeti wit haw the use of the money during he tine it cepacity. ALA copy of tie poky aiding b availabk inflatin. 'mean please report it nada* n nag to the takes us to complete our nvestiption. • Moderate: Willing to accept sane risk to pinapal ad upon request. Brandi Manage of the afire wvig your accont. tolerate sane volallity to seek higher returns. Please nuke all checks payable to the Finn or he The SIPC protein ad the supplemental protection • Awash.: wiling to accept hip tie to pnnopal ad Alban al figs.' sown re ntended to be accurate, fiunsal inseeknian iodated on tie ant of ta both do not apply to. high volatility to seek high returns over time. statement des scald not be wed for tar proposes Rely statement In addition to radar awn fen accounts • Win financial assets controlled by (and aickeded • (newsreader EigaVity Coneederation: f selected a soak on yeaand tax krms, 6.9 Form 1099.519t may be object to mantena-ce hes, caves for late your account value) but held away from UBS Firnei Portion of the peen, for tut account may include 10425. etc ) when prepamg your lax return. The Fim marmot kr securities purchases and charges kr unpaid Services (e.g., certain 6) cash at UBS Bart USA, (ig conple strategies, linked lair* andgate required by law town to tie IRS all tasable dividends, arnorts n cash accotnts Accents that at tansferred cash at LES AG US. Branches. (iii) manna products, volatile/. report/kb ronsaubk cleiskind and rouble Merest to other attains may be subject to a transfer lee. including variable annuities, and (iv) shires of mutual ern en semites held n you account net proceeds auk where such shares are registered dreary h the Statement •heureheldier on see (enaction., rd cost basis on certain covered UBS Sweep Options name of the account holder on the bake ad records We may concordate at related account statements with seises. 1,85 offers options kr sweprg cash balances, balances of lee issue or transfer agent); the same address in the same enveixe, erg. because to bat deposits at UBS Bat US% and LBS AG Stamford • Investment contracts or nimb ler! rawest,kg. they hate onnes who also mantan jord awn Owareankekno wide he Firm branch (Brk Sweep Prcgarns), money market mutual limited partnerships ad private placements) that ale relationgips wen other cams a the same address. If • Please reconfirm any oral cormuncotions in wring tads Skioney Fun:Ida-A the IntorotionalDepose not registered under the Securities Act of 1933; and you prole to receive indedual Mneeents mailed n to further protect your rights indudrg your rites Accant OM/ fa ciatomas with an Hemarkral • Commodities enacts (e.g. foreign exchange and separate envelopes, you may decline houeholding by utter the Searties Investor Protection Act (SPAT Renee Managemerd Account. Through the Bat Preciousmetal cortct4 includrg future contacts cadeg your Fiuncial Acne. • If the financii atitutionm the top left of the front Sweep Program% cash balances ae swept to MBank ad corrmodiw option contracts. of this newts snot LBS F tureen' Seeker, U35 LISA sp to an established knit ad then to UBS AG the SIPC protecton and to supplemental protean do Friendly abaft name Randal Senn eerie you lawn( as clearing Stanford Dacha a Way Rill. Dens at LSS not apply so these asset henif hey anemia appear The Friendly account nape is a cononizable naknane broker by arra-gement wen the a-dieted institution Bank USA we FCC aired in accordance with FCC on yogi clelmucts. The SEC protect:xi an the chosen by you to assist you with your recodkeepaia We informed ycer of this relalcnshio when you nabs. For more intcrmatkn please visit wwwfdic gat. 94:0Inental protection do not Wed against changes has no legal efftit on your account You can change opened this axon. h the cast your knit and Depose a WS AG StamfordBranch ad shares of in he make vale of yof inements (ntelver as a your Friendly account names, through Onlne Services senIties ae located at UBS financial Services and rot Money Rads are not hared by the FDIC. festal of market movement issuer ba-kruptcy by contacting your Final Adept thr indecigardor, and yournst make a nari otherwee) of any tact or omission to both firers. Through he DA, cash balances re swept to depost Ao:ount oversaw • As deleted in the account op-emelt% YOU must accounts at UBS AG New York Branch adUBS AG Dividend ReiWeeMbent Regrew (DRIP) • Wilde of row accountepanYoSA Net of assets ad roily us of any ears or fraud involving decks Cayman Branch. These deposits are not insured byte The pike reflected is an average prig You ma/ obtain liabilities. reflected on your statement within 30 days after t was FOC. Balances held at he LEIS AG Cayman Sandi ate the acttel price from you Faraxial Advisor. Only vAnNe • Asset, Includes avMet cash balances, vales for mailed or made swan. serrporarly wooed to the sovereign rid iff he Cayman tins ae purchased under DPW; partial shays wil be restricted security (est L and GlobalTine ()open • Plena died wear complains or ixpias to tee tlandr, at there is nogam-ante or °tier obigaion of cold ad the cash wit be deposited your account The wreaked marks to make, andcertain assets not held Fiat C Fent Relative Deperment x 201.352.1699 LES AG to repay the balances while on the UBS Cayman dviderd reinvestmert price Applied by he 9ster may by the Fim. Does rot include ranked secuntinassets or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. Branch's bxks. der f tom the market price at inteh the partial shires at the end or tat poor and went statement penod%or ET Mondry through Friday, or in wring to UBS at sold private iwestment sweated stock options and Feenual genial Pc., Client Relations Depairmat Deposits a LES Bat L6A and eachUBS AG Branch are Csratade no. options P.O. Box 766 Union fey, W 07C$7. not protected by SIPC. Money Fund shays at protected Ceeleiertema • tialdWas tildes debit balances. outstanding margin • A IInitwit% shall be deemed complete and wane by SIPC. See 'LBS Errand Writes Awn Protean' (knywoleuntsmay Pe held n yoi.r accord if you at loans, credit line, sari account balances. not cbActed to in miffing wain CO days below. entitled to a panel und as a resuh of a deededDern • Cash/worn balances. Total of unimested wed* • Fa TT( services_ Call 044-612-0936 or from outside or aterwish the Film mil ether sell panel eats a cash baltnces, Os deposit balances en UK Bank USA, the US.: Cal 201.952-1495 Upon your request, balances in the Bank Sweep merle pea a accept an Amara determined by a UBS AG U.S Branches at money market ant Int Programs or DA mat be withdrawn. arid shares a a registered death; agency, and credit year aMara sweep balances, al iv cat of One stareammt pekoe • h case of tars or antes about an electronic Money Sintmay be liquidated, and the proceeds ftrds transfer (EFT). bit par or UBS Vertabil Non-commodity free creak balances in yar account at returned to you or you teases accost. Investment objectives not negated from other balances and the Fimmay card transactions, call E02.762-1000, ensile to UBS Fienoal awes It., 1000 Harbor Blot, 6th floor. The rwesimere Swims and tisk profile se speclk to use any of these Isids h the Ordinay course of As Weehawken NI 07086, Ate% BIASES& Sean Father Hamelin about hatable sweep options, each account and may wry between ?vs accosts buirms. Teem funds ant psalm wen your difnerd. reacting current ireerest rates and yields, s available at Maw edict the Firm prom* in writing of ay This total is a Wed in the anent period closing veer remv.ubscarinveepalds, from your Fnancial Advisor Pp-mike-it chalet inpar fnakciai shuabon cr Cal a write as soon as you can, if you thikyxr a by calling 400-762.1000. stamen a receipt is nrcrg °rip./ need more investment obectwes. for each accord heft you nknatin teat a trader on the statement or choose ore 01 the blowing investment object...1. rent The Fin or Cad bsuer (as aRtisablernuft SDNY_GM_00023216 CONFIDENTIAL EFTA 0[)133836 EFTA01252531 Important information about your statement (COMIlleted) Lending information believe to be midst., but we do not garetwee their - DPP and snleted REIT 'earths arena listed on a Lot invesurem oust units to as dents. we »dor Fa driarectintirmstron on the Finis lending ractoes accuracy. national maxims rthiange, and a. generally as affiliate receive COWLS shariv corrpnwaion and *clothes. refer to remClient Relatothop - We general/1M he closrg price whin told* a illiquid and even if they can be sold the price Iron may of the instance corrpanies stobrwriting Agreement or Accost Agreement ad the Genral the mean of the bid a-d ask prices for lined received may be less than the per share estimated the enmity retracts. thanes of the Minna Isms and Conditions. LES Statement of Credit Practices acuities and options or only bd prices tcr OTC vale praridd n the those statement. amasses or sponsors of the vet investmem hats availale in Agreement andtaisclosurn steadies. we distribute. writ uhscamtareetintririreinnas. - Less truth traded securities may be priced ushg • Rankled securities Restricted acuities geneeallr — Our affiliates aka seethe trading tharnittione rd valuation model a the mon recent prke we se rot tureerth eligble for public sale. UBSAIWICial otercompereation frommutual funds ad iwura-o9 Yew wets cbtined and may not reflect si actual market price Services uses the market price of the unrestricted node cameras whose products we astrioule. Your statement eremites acurities ad other assets held a vatic of the same issuer in an Minted value ftt the — We recent an irrualfee from Les Bank USA and tithe acothe at the end of to statement period. You - Cenan sombre may appear rathote a price and restricted node for pc/penesof this statement only. To LISS AG Stanford Branch of up to 125 per accord may al for dehow of tufty pad tither. al ary time. will tow at •Fin was not aealable• 4 we n the extant tat resskied swarths are eligble to We, sweeping to the banks uther the LEG Bari Sweep You may receive securbies sad as loan collateral alter salable to obtain a price for a searity the vale received may be tabstantialbr less than the Program. paying any balance the cn them. der/ securities - Deposits a securities denominated iwurrercies rated value roam transferred to the Fine clai-g the statement period are other than U.S. dolls, are reflected at the exhange Atchley lined at market bathe as of the ends the statement rate az of the statement date. • ht. leathated) Mama ourrern yields and mew. Information rearing canniest:re and other charges period. - fa artain widths tradng innon.ronformith An estimate of annul ixonle is based on curet incurred in correction with the thew/onof teeth • Cart bath. In deternning the cost basis of the denornivtions. price ad qua-My0am vole) may delderd rd birth rata, assuming tie leatitin will inducing option transactions has been induced on seances included in this statement. where indicated have been adjusted to tailgateproper valuair. be held for one yea from statement date or urea confirmations previouth furnished to you, ad will be yet the number'I,' LES FnancialServkes has relied To cbtan curem quotations, whin awailthe. contact maturity. This estimate is only a gudelne, accuracy provided to you promptly onreopen. oninformation obtained from sources other than URS ".:of ial cr. ad continued none are not gusanteed Shancial Serer ,. including nformstion from mph. - Estimated arnsul thorne and tweet yield fa Short wiling Inn a that you may her providedto you Rinarei certain hoes of soothes could include a rertun of If you are engaged in shoo thing a scour% you may Adrisor. The firm does rot independently vertycc rtio (Oololkg hem prixipal or capital gals in which care the en. incur a charge due to certainWroth-mg costs to that gannet the accuracy a rattily of are 'Nonagon • ; • .... :stns real estate imestment tun income (ad current yield would be overstated. paliothr seosty. provided by throes other thin 1.85 Fiuncial Services a ft>) ono ANA.krt4 patois are grossly high - Estimated annul exam ad anent yield and the it addeith although LEES Fir-soil Services thrall , /kith Caton stria-bred rodeo have not been mud thane andyield Illicfrd be lower a higher Open orders updates this Sarmatian as its received. the Pim registered with to Securities and Exchange than the estimated amounts. Retarding open or •thod-tilLcancellee adds that dais not provide any assura-ces tat to thomnsicn Cannthith or uncler any state securities laws. We - An estimateof a-rualized income (chirdwol ands were nth executedbythe statement date, open buy and utter 'Cost bath' arid 'Unrealized gent loss' is provide estimated vales la private investment interest) divided by the current mthet sel stop ceders are rethced by the amount of deaden& accurate as of to date of this statement. As such. worths curd structured products for tithe/oil:rut yeloataveaye balance is based an the last &yard or rides on an ex.dividenth a wades see unless pbas• do rot may on tic ittmation to make Wroth only Acct. acy is rot guaranteed or threat payment made by the Sorer and incinsted otherwise. by you. You are responsble for (threw or sale decisions. fa ter PrPoses or - These vales nthdiffer ssbnantiaty from prkes, assures t*seathesfdeposks will be held fa one orders that se executed the to 'rote talure to cancel otherwise Accounts be-timed to to rim may my, at which a private int security a year torn to statement date or until maturely. Rioting Caw ceders. reflect gad loss nIcrmaticn only foe the period el structured product may be bought or sold and do Accuracy sd cont.-rued yield ere not cosseted tine they se herd a the Pint More hittorkal rot necesserifreepresere the vela you may reran Privacy Hornetion can be skied by your Friaxid Adther. than liquidation. • Assets net held by UBSFITIOnCiall Services. Cereal To obtan a copy of as currant Client Privacy Nonce. - Third patty eninaes of vale se r of a certain theta re rot Mli by the Fim adno rebel the please contect yam FnancialAchiscr or visit our wtheite • Unrealized gains/basses When data is amilkle, date ad ere supplied to UBS Fnarial Servkes on a Fern's possession or carol. These awls are at yaw,/ ohs vanlrv. estmated utharrad gainglofses ere calculated for regular bath by an independent valuation hem. dthlwed on pa" statement for informational - LBS F throat smites isnot a bank. The Nth., Business ntitrial stony lots the threaten data for - hoar air al pram. Cr sponsor estimated vales, purposes oast. Positions and values presented are Services Account RSA and IMA are brokerage rchithal the may or may not reflect camminkro, it are, are applied to the Fim by the issuer, provided by to Owing fern UBS F runnel Stnntel accounts which panda access baba-king 54.-Vof rd charges arida security reorganization events. general partner or sponsor and may be cat:Weed not respond* for ths VA:motion and does not Prides trough avangements with offload banks °irked and oter reinvestment lots ad mstematk based on deferent informabon tan thawed by guarantee as accuracy. Thera assets se not protected and other tad-party banks. a-rd provides access to pucka* tots are each combated to dither ore thed pries to denve thee estimated values. by SPC or the Rim's supplemental SIPC toxemia. Nuance and annuity prodects issued by LoaffAwed swagedlot The 'Trade date colsmn pewits the - You can obtain adthithal isformatir regarding fa:thirty thwarra compeers *taxis inthaite origkal transaction trade dale. to methodology used to determine the estimate of • Revenue thawing end Salon& compensation. agency stheithries of LBS Fkancial Services Ina value ad the date of the Hamar:inthat is the - h addhith to cammksiths cn sales ad 12b.l fees - herb-rent Iaura-kg. and amuity product, • Callable seasities Bonds and preferred stock that tasty for the estimate by content-9 your Hanel receited ncornman with the dinttution of mutual - Not FDe thured• Ilo bank guarantee. May bse vale the than cats for exit redemption veil be selected Adreor. fins to our dents ere weir our affiliate rect.* - IMA, Sexism Management Account, Plasmas impartially by lot Iran anwrg all startles of tat - Third party eslintad vitas may be reflected as revenue sha-rg paymere tan deo-boas andlor SP-Mt Account BSA. IRMA and Moe-atonal Resource 651/7 held hour name or in nomthe nath for at 'Not Ore in several stustkno then an advewrs of the matual forth that we yell Thaff Management Account are mastered service males of clients. Call feats* hformation is obtaned from third rdependent valuation tem has not suppled a snares are based on two d fferent corrporentsr LI3SFtencial Semites hc. parties and es accuracy is not gthanteed. Other call thetae to assign a oath. when we become atom the rout of sales by L6S of a piniculs' mutual - PISA is a registered tadernat owned by Visa features may east which said affect yield complete that a material event has *coated that may call a fend finely to OW CleflitS; and 60 the asset vale of a Itrnati:031Seethe Association adused under Sams on will be provided upon request prevetrely reported vas into queetion. r Wien a particular math Istd (mays shares held at tie lathe. lhe UPS Vea not path ad the UBS Vita value would be highly speculative due to denature tern dela cards are issued by LIPS Bare USA with • Gletikatho ali&Posit (CDs). COs are FDIC nsured d the *runty. - We ardour affiliate alsoreceive networkeda-4 permissionfrom Visa U.S.A. 1X011)0fated. AA other up to 5250,000 it principal and accrued interest per - When other an issue, general partner or sponsor annbus processing fees in conskthattrifor transfer trademarks, registered tractinwas, seeke maks and ckpostor and per depository nsthaion h accordance estimated value nor a theAststy estimated vale is agent services tat we provide so the Maur funds. registered seance male are of ter reepecthe with FDIC nth.. paled, the vas of the scarily will be different Those feet generally are paid from investor asses h calories from kip:chase price. tie mutual fund and are a food dollar ward bawd • Price/value Prow displayed for securer's and other - 'Distributions to date' may include ream of on the renter°, accants at the brekerdeale- Preto-Is may be higher or latter that the price that capital, mane °that). holdngmath bids of that fu-d family. you would attualy receive in he nude'. Wises se - 'original unit size • represents the thud offering — h addition to carmitsions received in connection obtained from earths hid pity sources *hill we pee per trot andmy not reflect your cost base. with the the or detnIutkin of annuity contracts and UPS Franc:at Services the Rev 201703 SDNY_GM_00023217 CONFIDENTIAL EFTA_OOI 33837 EFTA01252532 UBS Financial Services Int- Private Wealth Management c;It UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 April 2017 CN77005642593 0417 X1 Yi 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GfraStANE MAXVVELL. Friendly account name: Ind CasfiSaving Account number. Your Anancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone' Questions about your gatemese Call your Financial Advisor or the Value of your account RMA ResOurCeLine at 800-RMA- I000, on March 31 (S) on April 28 (1) account 029023575 Your assets 639,317 66 198,581.77 Visltour websIte: Your habiltbes 0.00 0.00 www.u0S.COrttainanCiakerviCeS Value of your account S639,317.66 $198,501.77 Items for your attention , Our Capital Market Assumptions and Strategic Asset Allocations were updated at the end of Feb. These changes may impact your portfolio. Please call yots Sources of your account growth advisor with any questions Tracking the value of your account during 2017 Vzdue of your account S Thousands at yer end 2016 S931.429.60 Net deposits and 6,144.7 withdravals 4794.544.09 Your ilveStrnalt return ['Wend and interest income S1,6%.86 Change in 991.4 639.3 mate Vat* 5000 193.6 Value of your account Dec 2014 Mat 2017 POI 2017 on Apr 28. 2017 Stetsitn Dec 2015 Dec 2016 SDNY GM 00023218 PA•mbor SIPC CNI1000E005642593 NP7000193284 00002 Call 0305750a ►age 1 of 8 CONFIDENTIAL EFTA_00 133838 EFTA01252533 Account name: GHISLAINE MAXWELL. Your it sandal Advisor: *UBS Resource Management Account April 2017 Friendly account name: ind.Cash/Saying Account number: SCOTT STACK MAMLYLE CASIVEL Your account balance sheet Summary of your assets Value on Percentage of April 28 (1) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 198,581.77 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Corrmodities 0.00 000% G Other 0.00 0.00% Total assets $198,581.77 100.00% Value of your account $198,581.77 Eye on the markets asof April 27, 2077 veicentive change Index April 2017 Year to date SW 500 1.22% 7.36% Russell 3000 1.38% 7.20% MSC I - Europe, Australia & Far East 2.72% 10.30% Barclays Capital U.S. Aggregate Bond Index 0.68% 1.51% Interest rates on April 27, 2017 3-month Treasury bills: 0.79% One-month LIBOR: 0.99% OIPAXC0005642594 NP7003193284 00002 0917 03057500/ _GM_00023S9. 2 of 8 CONFIDENTIAL EFTA_00133839 EFTA01252534 Account name: GHISLAINE MAXWELL Your Pi sandal Advisor: Resource Management Account *US 1- friendly account Mane: Ind.CaShi Saving Account number. SCOTT STACK MAAYME CASRIEL Change in the value of your account Cash activity summary April2017 (1.1 Year to date (I) See account activity Ma month for decals &dances in your Sweep options art indudedin the opereng and closing befances rata. FDIC insurance nil., only to deposit at u85 Bank USA, not to &pouts at LAS AG, Stamford &and) or bank deposits placed throng the ues intemaions Deposit Account program SIPC Opening account value $639,317.66 $991,429.60 protection appfies to money market sweep find holdings but not bank deposits SeeImportant innormatton about your statement on the last Mo Oars cf this docurrent for Mats Withcfrawals and fees, including investments transferred April 2017 (S) Year to date IS) cut -441,04469 -794,544.69 Opening balances $0.00 $0.00 Dividend and interest income 308.80 1,696.86 AddIttons Closing account value $190,5111.77 $198,581.77 Dividend aid interest income 308.80 1,696 86 Proceeds from investment transactions 441,044.69 794,544.69 Dividend and interest income earned Total additions $441,353.49 $796,241.55 for puipatS of ttis statement, tacatilty of inkiest and Cenclend Income has been dekmined Item a US Subtractions tar reporting perspective. Based upon the residence of the account hack,, account type, or product type, some interest ardor dvidend payments may not be subject to United States (US) and." Puerto Rico (PR) Other funds debned -441,044.69 -794,544.69 income tan The tient month)/ statement is not intended to to used and carrot be refied upon for tac purposes. Clients should refer to the ass:diadem. reporting forms they recent from MIS annualy, such as Funds wthdrawn for investments the forms 1099 and the Forms 480, fa la reporting information n is the practice of 1)85 to file the bought -308.80 -1,696.86 applicatk lac reporting forms with the 115 raffia Revenue Service and PR Treasury DeCartnynt and in such forms accuototy class fy thodends and a Interest as ta. exempt or tarcatke incorne NUM consult your Total subtractions -$441,353.49 -$796,241.55 indedual sac prepares. April2017 (S) Year to date (I) Closing balances $0.00 $0.00 Taxable dividends 308.80 1,696 86 Total current year $308.80 $1,696.86 Your investment objectives: You have identified the following investment objectives for this account II you haw questions Total dividend & interest $308.80 $1,696.66 about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager You can find a Jul description of the alternative investment objectives in impatient information about vur statement at the end of this document Your return objective: Current incur* &Capital appreciation Your risk profile: Primary - Moderate Investment ehgibiltty consideration - None selected SDNY GM 00023220 C hiP70003305642595 NP7003I93284 00032 0417 03057,404 ►aye 3 of 8 CONFIDENTIAL EFTA_00133840 EFTA01252535 Account name: ;It UBS Resource Management Account April 2017 GHISLAINE MAXWELL friendly account neme:Ind:CasFiSaving Account number. Your Ilnancial Advisor: SCOTT STACK MAMLYLE CASRIEL Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out CNP70008005642596 NP7000190284 03002 0417 030575004 Y GM 00023iiige 4 of 8 CONFIDENTIAL EFTA_00 B3841 EFTA01252536 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS April 2017 Friendly account norm:Ind:Cash/Saving Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current vaues Shona may Pe appioxImAe. As a itSull. gains atcllOsses may Mil be ern/solely reflected. See miporunt infonnenon Stour your statement a the end of ths cecumem fot mote infornason. Cash alternatives Money market funds Witty Markel funds se neither insured roe guaranteed by the FedesEi DepoSil Insurance Corporation a any Other gerrernirent agency. IndituliOna prime and institutional municipal fundS must nos then net asset values (NAV) per share to the nearest I/ I 00Ih of a cent (e.g., S1.0002, Government and (elan money mallet funds will continue to transact al a stable 51.00 net asset value. Although money roam funds seek to presence the value al your imentrent al 11.00 per share. II ht possible to lose money by Irwesting In these funds. total ((pinto:fed is the total dal reinvested thrdends II does not include any cash divide nth n is not alai Unreekr•cf 0.1X)gain a lot is the difference between the current value and the con basis ad would lot for the purposes of determining NYC/ ng periods or cost basis. The shares you receive each time you generally be your taxadegan DI loss if the security was sold an this die. The unrealized Oar) clan or loss may reinvest cl sic:lends became a separate tax lot. need to be glinted for set tin of Captel 0.'0reon in order to determine tne seatzed gain or loss for tax Cost basis is the tali purchase cost of the security. includng reinvestedde:den& The cost basis my reP:Ining purposes. need to be alusted for return d capital payments in order to detemine the ad usted cost basis for tax investment return is the current varue inns the amount you invested a does not Include shares teat are not reponirg Domes. reflecied on your statement. inducing shares that him been *sized as either a pan or 81055. w also cites not include cash cledends that were not reinvested. PUI(hWA Number Average price Client Cost Price per share Value on Unrealized investment molting Wring d sheds pet Kate (S) inteUrnent (S) basis (S) on API 28 (1) Ap4 28 (5) gain or loft return (51 period UEIS PRIME RESERVES FUND 198,581 770 •••This information was unavailable-- 10000 198,581 77 EA 41.708 Cttrent yield: 0.86% Your total assets Percent of Cost Estimated unienzed Value on Ape 29 (S) your zccount basis(S) annual morns (1) gain or loss (1) Cash alternatives * Money market funds 198,581.77 100.00% 1,708.00 Total $198,581.77 100.00% $1,708.00 • Misting cost basis information SDNY GM 00023222 C HP20003305642597 NP7003192284 COCO? 0417 030575001 0agia S of CONFIDENTIAL EFTA_00133842 EFTA01252537 Account name: *UBS Resource Management Account April 2017 GHISLAINE MAXWELL Friendly account name.Incl.Cash/Swing Account number: Your Haandel Advisor. SCOTT STACK MANLYLE CASRIEL Account activity this month Date AdIhily Description Amount (S) Dividend and interestincome Taxable dividends Apr 28 Ovklend UBS PRIME RESERVES FUND 308.80 SYMBOL UPRXX Total taxable dividends $308.80 Total dividend end interest income $308.80 Date A<tlaly Oescoption Amount IS) Other funds debited Apr 5 Transfer JOURNAL TO VI 23576 GNISLAFIE MAXWELL -298.19 Apr 1 Transfer JOURNAL TO Y1 23576 GliSLAINE MAXWELL -50.000.00 Apr 18 Withdrawal FEDERAL FUNDS TOJones Day Client Trust Acco AT CITIBANK, N A. -31,74650 Apt 18 Transfer JOURNAL TO Y1 23576 GHSLANE MAXWELL -359.000.00 Total other funds debited -5441.044.69 Investment transactions For more Informaion about the Dike/Mut shown for restricted SeCUntleS, Ste important ill(OffelltiOrt about your statement at the end of thn d)om-rent Proceeds frcrn Funds investment bothdrawn Ice Accrued Coe Actnity Oescoratnon Ouamlty Mut CS) Price el) transactions (1) Inneslments ticocAl CS) interest CS) Apr 5 Sold OBS PRINE RESERVES FUND -0.190 SYMBOL UPRXX Apr 5 Sold LEIS PRIME RESERVES FUND -298.030 298. 19 SYMBOL. UPRXX Apr I I Sold UBS PRIME RESERVES FUND -93,000.030 50,000.00 SYMBOL UPRXX Arm 18 Sold UBS PRIME RESERVES FUND •0.500 SYMBOL. UPR.,n3r Apr 18 Sold UBS PRIME RESERVES FUND -359.000000 359,00300 SYMBOL: UPRXX Apr 18 Sold UBS PRIME RESERVES FUND -31,746.000 31,746.50 SYMBOL' UPW( Apr 28 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 0.800 -0.80 REINVESTED AT 1.00 NAV ON 04/28'17 SYMBOL UPRXX continued next page CNP7C0C0305642598NP70031972514 00002 0417 030575304 GM_000232tilge 6 of 8 CONFIDENTIAL EFTA_00133843 EFTA01252538 Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: UBS April 2017 Friendly account name:Ind CasNSaving Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month icontnued) Investment transactions (continued) Pr0<eeds iron Funds timstment vntkloven Ice Accrued OVe A<nxry De$0101.0n Quallity vdue (td Puce CS/ rransprunns (s) lintslimentSOCe..01 (S) iniereS1(s) Apr 28 Rem wstment UPS PRIME RESERVES FUND DIVIDEND 308.0;0 308.03 REINVESTED AT I.00 NAv ON 04128117 SYMBOL: UPRXX Total S441,044.69 -830840 SDNY GM 00023224 011,70003305642599NP701:0193294 00007 0417 030579004 Page 7 of 8 CONFIDENTIAL EFTA_00133844 EFTA01252539 *UBS Yournotes CONFIDENTIAL EFTA,1332.43 EFTA01252540 Important information about your statement IS Fennel& Services Pc. (the firm or UBS Fftercial hes fromyou no later than 60 days after the Fm UBS Financial Services =am protection • Produce CurrentIIICOMe: nvestriwnts seeking the Sambas), is a member of all principal racudy, commodity urn you the list et atmiunt on heath the ems or the Sim is a mentor of to Seca Ries boos Ace/Won generation of income at and option; exchanges. UBS Financial Semler, and CBS Problem a:Pend. Corporation (SIPC). which protects washes customer, • Achim CopalAppernaftan: Investments seeking Bank USA ore i-died subsilienes of UPS AG and - Proved, yotr name ad xcecnt ntnber d any) of its members 'silo $503,000 Oxldiu 5250.000 for growth of principal rather than the gererafran of *dims of U3S Season LLC. The Fire's le-envoi - Cesabe the error or the trader you at inure claims for cash). Eiplinatay brochse available upon income. statement is available upon rewash The First banal& about, ad explain as drab as you can why you regosi or at *mese:eon; The SEC asset protedisn • Prodae Contranation of moon. and Capital offices are a. believe a is enema a why wo need more knits apply to all accost tat you Foldin a pi/Ceuta Appowiaten.lnwernents seekirg both the generation Samdia. rapacity. of ncome end grov•th of ancpul. UBSFinarcol Servces - Provide the doles amast or the suspected era. The Fim, together web certain affiliates, ha also 1200 Harbor Boulevard purchased exult/rentalinsane_ The manmum °ratlines profiles Weehawken, NJ 07086 The Finn or Card bsuer we Seagateyour ampla're mount pryabie to al elgble clients, aikaweB inder • Ca/wean Seeks to maintain Sig prixioal, with and win coned rep error promptly. For alleged mon this protection is 1500 Slim ea al Dumber 10, 2016. This Amman represents the only official record of you' Motel"? UBS Viaxclabil ea-dna-Gatti:rd. if we take low leek ad %daddy to the account meal, even it Stbjta to the pokycot-WM:es and lanitations. cads a that mum the ocean does not generate tignifkart LBS Financial Semites account. Other records, exept more than 10 ba nets days to dada, we will credit the firm is further protected fa unto $1.9 million in the income a Mira at nut rot hap pea with offical tar dwunents, contanng contliongdaa should you scou'd for the amount you that is in error, so that asegate for all you accounts held h atali:War not be relied wan R youbele* there is an error cr you wR hen the use of the money dunng tie tine 0 capacity. ABA copy of tie poky wording is swath moa omission please report it immediately n writing to the takes us to complete our investigation. • Moderate: Willing to accept sane risk to pinapal ad upon request. Brandi Manage of the office wviu your account. tolerate acme vitality to seek higher returns. Please mike all checks payable to the Fan or he The SIPC protection ad the supplemental protection • Arsine: wiling to accept hip risk to pnnopalaM Allhaep allivid shows re Wended to be accurate, finnaal instiknian rdcated on tie from of thd both do nee apply to. high volatility to seek 1,9hreturns over time. statement duct *cold not be wed fa tae proposes Rely statement In addition to regaar account fen accounts • Certain financial assets controlled by (and a-sided in • (newsreader EignVity Coneederation: I sante:I a scleff on yea-4nd tax forms de Form 1099.519t may be abject to mantenace hes, chasm for late your account value) but held awayfrom LSSFirtnal Portion of the portfolio for tut account may include 10425. etc ) when 'rename your lax return. The Sim 5 peanut kr securities purchases and charges kr unpaid Services (e.g., certain di cash at UBS Bart USA, fig complex dr/Ogles, tinted lipaicity andrater required by law to return to tie IRS all tamable dividends, arnarts n cash accotnts Accounts that at tendered cash at MAGUS. Branches. hii) manna products, volatilay. mportabb rontaubk cliebbna and taxable Merest to other instnatens may be subject to a transfer lee. including variable annuities, and (iv) shires of mutual erred an securities held is you account, net proceeds funds memo such shires are registered drectly h the Statement •heureholdivr on see (enaction., rd cost basis cn certain covered UB6 /steep Options name of the account holder on the bake ard records We may consoldate all related account statements with seosties. 1,85 offers options Ice strewng cash balances, balances of lee issuer or transfer agent); the same address in the sabre envelope, erg. because to bat deposits at UBS Bak US& and LBS AG Stamford • investment contracts or nvestment Merest,(en. they haw mines who ado mantan joril avant CceveranlatkinewidAse Firm branch (Brk Sweep Progarns), money mallet mutual limited partnerships and private placements) that ale relationtps wen other cbents a the same address. If • Please reconfirm ay oral communcatons in wring bra Ckioney Fonds) and the IntonationalDepose not registered under the SecuritiesAct ol 1933; ad you sofa to main individual statements mailed n to further protect your rights indudrg your rites Accost (FM) fa customers with an Iffematiawl • Commodities enacts (e.g. foreign exchange and separate *metopes, you may decline houkholding by utter the Se sties Investor Protection Act (SPAT Remake Management Account. Through the Bat Fired:usmetal cortct4 including futures contracts cadeg your Fe-uncial Acheson • It thefinancial Saitution cn the top left of dire Pone Sweep Program% cash balances ae swept to MBank ad corrmodiw option contracts. of this gatemen isnot UBS Fnaxial Stryker, U3S LISA Lp to an established knit ad then to UBS AG The SIPC protecton and to supplemental proteclon do Friendly MICOLOTtO01110 Financial Semites oaths yea lawn( as during Stanford Samba a Wray Rill. Deposits at LSS not apply to these asset event hey otherwise appear The Friendly account ream is a cussandable lniknanel tanker by arna-gerrent wit, the rdcated insilution Bank USA are FIX inured in accordance with FCC on your 0.114014Clif. The St< proteniu at the chosen by you to assist you with your recadkeepixa We in you of this relatonshin nfl_en you nth. For more Intcrmati:n please mit wwwfdic got mereal protection do not protect against changes has no legal eftect on your account You can chin? opened this accost htlks cast your era and Deposed a U3S AG StamfordBranch ad shares of n t e maks vale of yes irmestments (( weather as a o your Friendly account names, though Online Seniors a seosIties tre lasted at UBS financial Services and rot Money Ftrds are not Mined by the FDIC. result of market movement issuer ba-kruptcy or by contacting your F nomad Advice. tlw nandaci-gbraer, and youmid make a mcces otherwee) of any mix or omission to both firms Through he DAy cash balances at swept to deposit Aorount overview • As desisted is the accoust Anerntrits, 10.1rust accounts at UBS AG New York Branch adUBS AG Dividend ReiWetblbefill Worst (DRIP) • Wilde of you awountepanYoSA Net of assets ad ready us of any emirs or fraud Molting decks Cayman Branch. These deposits are not insured byte The peke reflected is an average vice You ma/ obtan liabilities. reflected on your statement within 30 days after 1 was FOC. Balances held at he LEIS AG Cayman Sande se the actual price tromps Financial Advisor. Only wrote • Assert Includes avdebts cash balances, vales for mailed or made awakes. temparanly e.posed to the sovereign bilk c4 tie Cayman Sara ae purchased under Dee; Denial shays wit be restricted security (est ), and Global Tim Degmits, • Pleaseoven °sorrier complains or ixpries to tee bland% and there is no gammas or °tier obligation of vies ad the rah wit be deposited in your account The unmated marks to ma-ket, and certain assets not held Firm's C fent Retatires Deparment x 201.352.1699 LEIS AG to repay the balances while on the UB5 Carla" dviderd reinvestment pace Applied by te inter may by to Firn. Does rot include unpnced secuntreslassets or tolUree at 8020-354-9103, 8:CO A.M. to 6 CO P.M. Branch's bxks. ciffe from the market price at ithoh the partial shares at the end of to prior and anent statement penod%or ET Mondry through Frday, or in nreng to WS se sold mum ewes:mums, vs sted stock options and Feuncial Semites Po, Client Rebticre Depairnad, Deposes a LOS Bark L6A and eachUBS AG Branch are torratade nod. options P.O. Box 766 Union City, NI 07C$7. rod protected by SIC. Monty Fund shares are protected • tialdWes FKlaks debk balances. outstanding rrunjn • A IIIterate shall be deemed complete arid arosee by SIPC. See 'LBS Fronde/ Services Acccust Protection' Moarf-fole units may te held n ya.r accord If you at load credit line, shat account balances. if not cbActed to in writing within CO days below. entitled to a panel unit as a result of a draderd Perm' • Cash/maw balances. Total of unimested avalVab • Fa TT( services_ Call 844-612-0906 or tram outside or oterwite, it the Film toll ether sell panel int a cash balace%plss deposit balances at UBS Bank USA, the U S.: Cal 201.3524495 Upon your request, bala-ces n Ut Bank Sweep mantel a accept an move determined by a UBS AG U.S Branches at money market matwl had Programs or DA may be vaddraern arid shares d a registered charily agency, and credit war acorn. sweep balances, at tee claw of he statement period • h um of *nen or pastas about an electronic Maley Fadmay be ligactated, and the proceeds knit Wander bil permed or UBS Vote/obit Non-commodity free creak balances in you wawa at returned to you or teases accost Investritene objectives not negated from other balances and the Fimmay card transactions, call EQ1762-1000, wade to UBS Fe-envoi Semite, It., 1000 Harbor Blvd, 6th floor. the nvesimert °blooms end ask profile at specific to use any of these Isids nthe ordinay corned es Weehawken NI 07086, Attn RIANESA Sakes, Ferrer tiormalcn about available sweep Options each account and may naybetween yes accosts Noises. These funds ant peyabla was your difnerd. nclairg current merest rates and yields, s available at Pleat* advse the Firm promo* in writing of ry This total is nclaied in the ammt period dosing van vemv.ubssardarreepy*Ids, from your Fnancial Advisor Podkart chmge in yea fnakciai shuaboncr Cal a write as soon as you can, if you shit yxr or by calling WO-762.1000. staement a receipt is wrong or if wu need more investment object at For each accord hen you nknnaten abet a trader on the statement or choose one of the lc/owing investment cbjectioo. recipe. The Film or Cad bsuer (as cplcable)must SDNY_GM_00023226 CONFIDENTIAL EFTA 00133846 EFTA01252541 Important information about your statement (00nintled) Lending information believe to be retitle, but we do nal garantee their - Dig and undid REIT searnes are not listed on a ant invegrom oust units to Cu' dents, we ardor Fa deuced inormition on the Finis lending practices accuracy. national wanes en:hinge, and re gamely as alike. receive (OWLS shareg corrpmusion and Melons. refer to was Client Relatarorap - Wo generiy use he closing pat when avalabba illiquid and even if they can be sold the price Iran may of the Munroe companies trcbrwriting Ageement or Accast Agreement and the General the men of the lad at ask pries forested received may be less than taper share estimated the enmity carats. Winne, of the "nuance Toms and Conditions. ISIS Statement of Credit Practices &manes ad opbors Cr ory bid prices la MC vale provided n the adore statement. empties or sponsors of the urn investmem trusts aureate in Agawam andDisclonmer at acuities. we distribute. lupe utakowtherourtilitelow nes. - Less actwey traded securities may be priced rang a • Raided words Regraded secuitin gentraly — Our Maas afro receive trading cornmienans rd valued:In model ate most recent price we an rot sunnily OWN, kr public sale. UB5 Fins-dal other compensation frommutual funds ad nuance Yam sans *tined and may not reflect an actual make price Services uses the market price of the unrestricted siodc canaries whose products we testi:kW. Your statement nemees neuritis rod other assets heti a vela. cd the same issuer in an encoded value fcc the — We receive an irrualI ee foam Les Bank USA and n the account at the end of tie statemert period. You - Cenan aoutira may appear without a price ad restricted nook kr purposes of Misstatement only. To U3S AG Stanford Branch of op to 52 Spa arrant may ark. for delvery ol fay pad sautes at aro time will flow fa •Fin was rot mralrble• t we me the extent that retained senate are olgbb la sale, sweeping to the basks under the LBS Bari Sweep You may receive searitios used as loan collateral alter unable to obtain a price for a acuity. the value receivedmay M saistantialbr less than the Program. paying any balance de on them. Art securities - Deposits or securities denrinated inanencies 'Muted value shown transfusedto the Fun dreg the statement period are other tan U.S. dollars are reflected a the eatange Adkv&y lied at market value as of the end of the statesmen rate a of the statement date. • do lastinated) Scant wean Welds and rota. Information removing commssons and other charges period. - Fcr certain washes ta6ng innonconfoaring An *newt* of anal elCrlt it bred on cement incurred in correction with the execution of tedn, • Can ban& In deternning to cost basis of the denorniationb pdce ad quanny (face vale) may &ticked and interest (alp, /waning tie parkin will inducing option fransectrons has been included on smokes inducted n this statement where indicated have been adjusted to facilitate Entper valudids. be held for one year from statement date or trail confirmations previouly furnished to you, ad will be vet the nutter 'I,' LES FnancialServkes has relied To cbtan °rem quotations, when astailiak, contact maturity This satiate sorb/aqui:Pine, accuracy provided to you promptly onrepast. oninformation damned from sources other than OES you Financial Advisor. ad continued income are not guaranteed Frunoal Services, including nformstion from another - Estimated snail income and current yield for Short selling fins a that you may haw provided to you Fina-cial • Private inwarnents and structured pockgss. certain hews of searkies could include a ream of If pun engaged in short selling a security, you may Advisor. The firm does rot independently verify Cr Private hvenmert seo_rities (holding erect principal or capital gains in which ewe the est incur a charge due to cenainbaroseg costs for that gaunt.e the acing, or racily day ireonnation participate:el program ad real estate investment I'S income (adantra yield would be overstated. palkular 'eases. provided by sons other than 1.85 financial Moires. wasn't') and structured product are genewly hohy - Estimated anal Mane and anent yeld and the h rocitin although LBS Firmcial Services gerwely druid Certain serm-kred;masts him not been anal imam endyield lower or higher OPlin orders updates tin informal:Inas il is received the Arm registered with to Securities and Exchange than the Minitelmounts. Regarding men or '9:ocitilLtancelled' aders dot does not provide any asstra-ces tat tie hionnaion Cannassith or under any state securities laws. We - An estimate of anualized income (deeded anchor were rot executed by the statemerc date, open buy and ender 'Cost basis' and "Unrealized galloss' is provide estinated vanes la private investrneM interest) divided by the current maket set stop mars are reduced by the amount of dividends accurate as of the date of this statement. As such otosites erd 'Manure/ products for inamamml vela/damage balance is based al the last dividend or ors on an etediuidensk a encrithis date unless please do rot rely on this inamstion to make purposes ay Acoracy trot guaranteed or Merest payment madebythe hoar and inns-tied otherawise by you. You are responeble for lourching or sale decisions. fa ter ThrPases or - These values any differ stone-in* torn prkes, assures tie senrkesideposks will be held for me orders that an executed die to your I alure to cancel otherwise Accounts transferred to the Fkm may my, at whichever* int security a year from the statement date or until maturity. ogling Clan ceders. reflect gar/loss nicrmaticn only for the period in structured product may be bought or sold and do Accuracy a-d co tined yield are not gunned tine they are had a to Fin More hittorkal not necessariyrepresers the view you may receive Privacy HarrietOn can be aided by you. Fine-cid Adair. won liquidation. • Assets not hold by UBSFillellaill Services. Certan To obtan a copy of as turned Client Privacy Make - Third party eninaes of vale are a of a certain assets are rot Mkt by the Fin and not ...Chi, the. please contact you FivincialAdvisa or visit as wedite • Unrealized gaits/kiss* When data ja natio date ad m supplied to UBS Financial Servkes on a Fern's possession or carol. These assets are yry.w oh‘erannia ventr striated areareed germ/lobes an calculated fps regular base by an independere valuation him. &thawed on with statement for informational - LESFinnoal Services is rot a bank. The RMA, Business ndordial setae/ lots live (inaction data for - issuer, general palm. Cr spans, estimated vales, purposes only. Positrons and values presented n Services Account 6SA and IMA are brokerage irovitial Ions may or may na reflect comminkro, if are, are applied to the Fire by the issuer, provided by the Mang firm MG Si-uncial Services if accounts which porde access to ba-king Wk., and charges alder security reorganizatith events. general partner or sponsor andmai be cakulated not responds'e for this ilarnsion and does not anodes traa acangements with *dialed banks Dividend and other reinvegrrent lots ad mstematk based on deferent information tan thawed by guarantee in accuracy. These assets are not protected and otter I -IN-preyback& an provides access to purchase bits are each combined to dithlay ore hod pieties to denve their strained values. by SPC or the Fem's supplementaISIPC cowmen. moraine and amuity pronxis issued by &nalManed averaged lot The 'Trade date cotton presents the - You can obtain adiakrul Harm/aim regarding thhiparty ituranwoompinies *oath instance olginal transaction trade dale. the methoodalaw used to determine the estimate of • Raven* thawing and alcitional compensation. agency obsidian*. of U3SFPuncin Senbes Inc value ad the date of the inorrnalian that is the - h a:Mikato tcnimksiths on sales a-d 12b.l fees - investment Poura-ce. ad amity prodicle • Callable marital Bonds and preferred stock that tasty for the estimate by contacteg your Finnoal received in connenbn with tie dims ten of mutual - Not FDIC Muted• No bank guarantee May lose vale to issuer cats for tat redemption veil be selected Adieu. tint to our cleats are info( our altar* rear* - IIMA. Pescute Management Account, Bans, inpartially by lot from smog all scathes of tat - Third party stinted oaths may be reflected at revenue shrew paymeres kern deo-buten ands Servos Account BSA, IRMA and ntonstional Resource two held Sour name or in noreen nay* fa car 'We priced' in pupal Minnow wean an advises ol the mutual knob that wo cell 71se Management Aaccr4 are norattered service main of clients Call Bare erromatiro is cbtined from third independent valuation fen has not Boated a is amounts are based on Iwo d &rent conocrente IR LI3SFironcial Services Inc. pries and its accuracy isnot gasanteed. Other call unable to assign a valw. when we become arm tie annul of sales by LES of a pankulir nasal - MSA is a registered tadernak owned by Visa leases may east which acid allect yield compete that a material event ha *coated that may call a fund lately to our ciente; and OE the asset wale of a Marian:nal Service Association aroused wider Hama cn will be provided upon request previously reported vale ins quation, a Wen a particular mutual led finks shares held at tie kens* The LEIS Visa credit cards rd the UBS Vita value would be highly speculative due to the nature fern debt card, are stied by UBS Rank USA with • GmMrwas of &Posit (0,COs are FDIC enured the security. - We rd our affiliate also receive retworkinga-d permission from Visa U.S.A. Ircorporated. AA other mato 5250,000 n principal and accrued interest per - When neither an issue, general partner or sponsor annbus processng fees in consi*rationfor b-ansler tradernaks, registered tracenurts, stroke maks and &pantos and per depasnory institution, h accordance confined value nor a thedgeny estimated valet is ages services tat we provide to the mutual funds. registered service nuns are of ter reopens* with FDIC roe& prowled, the value of the scarily will be different These fongeneraly are paid from investor assets h romans kern its ruches, Price. the mutual fund and are a find *liar errand based • Pricansalue Pros displayed for securities and other - 'Distributionsto date' may include ream of on the renter°, acccusts at the broker-dear Pro:Lets may be higher or lower than the Price that capital, raceme or both. koldngmita tuts of that km-draftily. you would satiety receive in the nutet. Prices ire - 'Original unit sae • represents the Mal ollenn9 — h heat:onto coalmen:cis received in carnation chained from various hind prey sources ishkh we price per unit andmy not reflect your cost base. withthe So Or ofotributian of annuity contrasts ad UBS Fthandel Services the Rev 2017W SDNY_GM_00023227 CONFIDENTIAL EFTA_00133847 EFTA01252542 UBS Inertial Senates tic. Private Wealth Management *UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 May 2017 CNP70055956910517 V1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLAINE MAXWELL Friendly account name: Ind CashISaving Account number Your Anemia( Advisor- SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA aesoutcelthe at 800-RMA- MOO, on April 28 (3) on May 31 (3) account 029023575 Your assets 198,581 77 716,649.14 Visitour webs1te: Your liabilities 0.00 0.00 www.ubscomainancialsewices Value of your account S198,581.77 $7115,849.14 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth WWW. annuakreditreport.com. Tracking the value of your account during 2017 Value of your account S Thojand$ at year end 2016 5991,429.60 Net deposits and 61447 nrithdraNals 4276,565.82 Wur iwestment return Dividend and interest income 41,7135.36 Change in 991 4 716.6 mater value ZOO 1916 Value of your account SIPS Dec 2014 Apr 2017 may 2017 on May 31, 2017 S716.640.14 Dec 2015 Dec 7016 Y GM 00023228 Member SIPC CNPT0005005595691 NP7000106082 00002 0517 0305 Page 1 of 8 CONFIDENTIAL EFTA_00133848 EFTA01252543 Account name: GHISLAINF ' • c. CC. Your fl.,anal Advisor. *UBS Resource Management Account May 2017 Friendly account name:Ind:Caskra. Account number: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May31 (14 your account 698,278.87 • Cash and money balances may .,dude A Cash and money balances 97.44% Your current asset allocation available cash balances. kJEIS Bank LISA deposit B Cash alternatives 18,370.27 2.56% account balances, VBS AG Stamford Branch B deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yaw statement on the Last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $716,649.14 100.00% A Value of your account $716,649.14 Eye on the markets Percentage change Index May2017 year to date S&P 500 1.41% 866% Russell 3000 1.02% 7.96% MSC I - Europe, Australia & Far East 3.81% 14.40% Barclays Capital U.S. Aggregate Bond Index 0.77% 2.38% Interest rates on May 31, 2017 3-month Treasury bills: 0.97% One-month LIBOR: 1.06% CHP70009005595892 NP70C0185082 00032 0517 030579:441 1_GI IIII 0023AINO 2 of CONFIDENTIAL EFTA_00133849 EFTA01252544 Resource Management Account Account name: GHISLAINE MA (WELL Your Pi modal Advisor: *UBS May 201 7 friendly account name:Ind:Cash/Saving Account number. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Cash activity summary May2017 (S) Year to date (S) See Account a< Wiry the month for delaI: Bdances in your sweep °pools are inducedin the opening and closing balances Aut. FDIC Insurance nlies only to deposits at u85 Sank USA, not to deposits at LOS AG, Starreord Band) or bark deposits paced t Wog) the UBS internahond Depose Account program siPC Opening account value $198,581.77 5991,429.60 protection applies to money market sweep field holdings but not bare deposits Seelmportant irdormation about your Starner; on the Izt two pars cf this docurr*nt for deists Deposits, including investments transferred in 945,2 78.87 945,278.87 May 2017 II) Year to date (S) Withdrawals and fees, Opening balances 50.00 $0.00 including investments transferred Additions coat -427,300.00 -1,221,844.69 Deposits and other funds credited 945,278.87 945,278.87 Dividend and interest income 88.50 1,785.36 Dividend and interest income 88.50 1,785.36 Closing account value $716,649.14 $716,649.14 Proceeds from investment transactions 180,300 00 974,844 69 Total additions $1,125,667.37 11,921,908.92 Dividend and interest income earned Subtractions rot purposes or tins statement, teemblIty of Interest and dMdend income has been determined torn a us Other funds debited -427,300 00 -1,221,844,69 tin rePortirc Ceradisr. Placed upon the residence of the account holder, account type. or product type, some barest ancfor dvidend payments may not be subject to United States (US) ardor Porno Rico (PR) Funds withdrawn for investments income tares The dent mane* statement .s not intended to be used and cannot be feted upon for tar purposes. Clients should refer to the attoKetie tat reponing forms they receise from IBS annualy, such as bought -88.50 -1,785.36 the forms 1099 and the Forms 493, for lit reporting information tt is the practice of UBS to file the apostatte lac reporting forms with the US interns ReWilue Service and PR TreE6uN DeCernYent. and in Total subtractions 4427,388.50 -$1,223,630.05 so< h loans accurately dessafy chidends Etracr intereSt 65181 exempt or lamb* income Please consult your inchtdual tax preparer. Net cash flow $698,278.87 S698,278.87 May 201 7 (3) Year to date (I) Closing balances $698,278.87 $698,278.87 Taxable dividends 88.50 1,785.36 Total current year $88.50 $1,785.36 Your investment objectives: Total dividend & interest $88.50 51,785.36 You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Foancral Advisor or Branch Manager You can find a turn description of the alternative investment objectives in imponant information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Moderate Investment eligibility consideration • None selected SDNY GM 00023230 eiPTD0CedOSSRSEKBNP7OO3195087 00037 05'7 030575001 ►age 3 of 8 CONFIDENTIAL EFTA_00133850 EFTA01252545 SUBS Resource Management Account May 201 7 Account name: GHISLAINE MAXWELL friendly account name:Ind:CaskiSaving Account number. Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your account instructions • Your account cost basts default closing method is FIFO, First In, First Out CNP7000O305595894 NP7000l$6O82 00002 0517 030575004 IIII IIIIY_GM_00023Alige 4 of 8 CONFIDENTIAL EFTA_00133851 EFTA01252546 Amount name: GHISLA1NE MAXVYEll. Resource Management Account Your Financial Advisor SCOTT STACK MAHLYLE CASMEL *UBS May 201 7 Friendly account name: Ind.CashiSamng Account number Your assets Some pnces, income and current v8 ues shorn may be approximate. As a lest*. palm and losses ma/ nal be sosalely reflected. See smportent intorenefron about your statement a the end of this documem for more Informs on. Cash Cash and money balances Cast, and money balances mat include. avalte cash balances, UBS Bant USA &post account &lances, UBS AG Stanford Branch &pout account baances and money market mutual fund sweep wances UBS Bank USA deposit account balances are insured by the FCC vat te n talk the limits, but are not protected by UPC 085 AG Stamford Branch deposit account balances are not insured by FDIC and are not protected by WC Money market sweep batances are protected by SEC but are not IMMO by the FDIC. See the Important information about your statement at the end of this docurnent for del aih about those balances. owing biome Clung Wine Price per share Average Candenclinterest Oat's in sicking on Mary 1 (t) on Ma/ 31 01 on May 31 (t) IMO period period Cep anounl (5) UBS BANK USA CEP ACCT 0.00 250,000.00 250.000 00 LES AG DEPOSIT ACCOUNT 000 448278 87 Total $0.00 5698,278.87 Cash alternatives money market funds Money mantel runs are neither insured rot guaranteed Df the tea tei Deposit insurance Colwell on or any Other wernrrent agency. institutional pnme and institutional mumcipfi funds must float their net asset values (km/ per share to the neatest II I COM of a cent (e.g., SI 000Ca Government andretail money market funds Mil continue totransact at a site $1.03 net asset vita. although Matey rnoilot funds seek to preserve the value Cl your insesment at Stopper share, II is passible to lose money by In in these furds Total reinvested is the Iola of al reinvested dvdends n does not mdude any cash dvidends It is not a to Unreatzed(taxi gain or bss is the ciffe tense between the current rlue and the cost basis aid would lot for the purposes of determining toldrg periods or cost basis. The shares you receive each time you generally be your taxable gan or loss if the sectary was sal on this dare. The unrealized (taxi 93n or 1OS1mar reinsest dudenck become a separate tax hot. need to be adjusted for ref Mn of capta pasrents in older to determine the reazed gain 01 toss for tax reporting purposes. Cost basis is the total purchase cost of the security. inducing reinvested d shdends The cost basis may need to to acjusted for return cf capital payments in order to detem-ene the adjusted cost basis for tat investment return is the curer value inns the arum you invested t does nix include shares that as not reCOrting paPOSeS. reflected On your stalement MIK/ ng shares that have been eased as ether a on or a loss. 4 also does not Include cash thickinds that wise no reinvested. Purchase price• Nunter Average aice Client Cost Price per share Value On Unrealized Investment Hildng I-Iddne el shares per share (S) investment ($) basn (I) on May 31 (S) 148Y 31 (S) cian cx loss (S) return (5) period U85 PRIME RESERVES FUND 18,370 270 ••-This information was unavailable— CCOO 18,370 27 EAl. 1163 Current yield 089% SDNY GM 00023232 CelP7C003305$95695n87003I99097 C00O2 DM 7 030579004 ►ap S of 8 CONFIDENTIAL EFTA_00133852 EFTA01252547 SUBS Resource Management Account May 7017 Account name: GHISi A INE MA W) EU, Friendly account name: IndCas1VSaving Account number: Your Amadei Advisor: SCOTT STACKMANLYLE CASRIEL Your assets (continued) Your total assets Percenta;e of Cost Estimated Unreaued Value on May 31 01 your account bass (S) annual intone (5) gain or loss (S) Cash Cash a ad money balances 698,278.87 97.44% 698,278.87 Cash alternatives • Money market funds 18,370.27 2.56% 163.00 Total 2716.649.14 100.00% 2698,278.87 $163.00 • Missing cost oasis infonnabon Account activity this month 04e Actilly Description amount (S) Deposits and other funds credited May 24 Transfer JOURNAL FROM VI 25339GNISLAINE MAXWELL 945278.87 Total deposits and other funds credited 1945.278.87 Dale AcIlaty DeSafratiOn Arrquill (5) Dividend and intArestincome Taxable dividends May 31 Dvdend UBS PRIME RESERVES FUND 88.50 SYMBOL UPRXX Total taxable dividends $88.50 Total dividend and interest income 588.50 Date Acllwly DeScrption ArnOull (S) Other funds debited May I Transfer JOURNAL TO VI 23576 GHSLAINE MAXWELL -300.00 May I8 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO 180,000.00 BAIY, NA May 24 Withdrawal FEDERAL FUNDS TO Haddon, Morgan and Foreman, AT WELLS FARGO -247.000.00 BAW, NA Total other funds debited 4427,300.00 C MP70:0900$595616 Ne70001$5082 00002 0517 030579004 Y_GM_000232PART 6 of 8 CONFIDENTIAL EFTA_00133853 EFTA01252548 (SUBS Account name: GHISLAINE MAXWELL Resource Management Account Your Ili nandal Advisor: Friendly account name: Ind.CashiSaving SCOTT STACK MANLYLE CASRIEL May 201 7 Account number. Account activity this month (continued) Investment transactions For mate Information stout the price/value shown lot restricted secuaties, see fmportant formaion about your trotement at the end of that aoctrnent Proceeds Iran Funds investment Wind.awn la Accrued Dab, Actaily DatCaptiOn Quantity VA IA (5) Price (5) irauLattions (5) ,nwstrnontS OIXOt (5) interPsi (5) May I Sold U8 S PRIME RESERVES FUND -3OO.COO 300.00 SYMBOL LIPRXX May 18 Sold UBS PRIME RESERVES FUND -180,000.000 180,000.00 SYMBOL 1./PRX‹ May 31 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 0.500 -050 REINVESTED AT 1.00 NAV ON 0931117 SYMBOL. UPR)O( May 31 Reinvestment 1165 PRIME RESERVES FUND DIVIDEND 88.000 8800 REINVESTED AT 1.00 NAv ON O931f 17 SYMBOL: UMW Total $180300.00 -$88.30 Date Activity Description Amount (I) Money balance activities Apr 28 Balance forward $0.00 May 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 25O:3ODOO May 31 Closing UBS Beak USA Deposit Ao:ount S250.000.00 The UBS Bank. USA DepOst Account is your primary sweep colon Apr 211 Balance fanned $0.00 May 25 Deposit UBS AG DEPOSIT ACCOUNT 448278.87 May 31 Closing UBS AG Deposit Account 1448,271,87 The UBS AG (float Account is you seconaay sweep °poen. SDNY GM 00023234 CelP7C003305595897 NP7OCOI$5082 00(02 0517 030579004 Page 7 of 8 CONFIDENTIAL EFTA_00133854 EFTA01252549 *UBS Your notes ""- ==:==, G"--' ' 8 CONFIDENTIAL EFT,00133855 EFTA01252550 Important information about your statement IJ26 Fiuncial Services no. (the Fern or UBS Finercial hes tranyou no later than 60 cloys alter the Frm UBS Financial Services aeon protection • horror. Current twestnwnts seeking the Swint). is a member of all principal cecisily, entreaty un you the list statement on which the ems or The Pim is a mambo of the Seca dies heats timection generation of income any. and option; exchanges. UBS Financial Semites and CBS Problem a:Pend. Corporation OW). which protects theses customers • Skew CopalApprecraton: Instments seeking Bank USA ore i-died subsilenes of UPS AG and - hoed, yow name and accost nwrioer (it my) of its members tato $503,000 Oxides 5250.000 for growth of principal rather than the peroration of affiliatesof U3S Seattle U.C. The Files normal - Cusabe Ile error or tie trawler you at inure claim for cash). &pliancy broths available upon income. statement is available upon recited. The First exenere about, adeggs as clearly as you can why you repast or at venftteeatorft. The SEC asset protection • hodae Condonation of encase and Capital calkes ere at: believe d is anmu a why joi need more knits apply to all arson tut you Foldin a particular Anne...non.Inwornents seeing both the generation reformation capacity. of ncome end growth°, pineal. UBSFinnal Sonces - Providethe doles amcomt of to suspected era. The Firm, togethter Mt twain affiliates, has also 1200 Harbor Boulevard purchased 94pH/rentalMarne_ The manum Overallrisk profiles Weehawken, 111 07086 The Finn or Card bsuer war assuageyour ampla'ne mount payabie to al elgble clients, cokes& Lnder • Casson: Seeks to maintain nilial priPpal, with and will coned my nu rcmptly. For alleged errors this peotetion is 1500 million n of Deena 10, 2016. This statement represents the coney official record of you' emote% UBS Veao debil ta-d fro-math:re if we take low relt end volatility to the accord meal, even it Subic t tome podgy cordins at limitations, cad, a that men the scout does not generate signifier' LBS Financial Serves account. Other records, esept more than 10 bs nets days to do ths, we nilcredit the firm is further protected fa up to $1.9 million in the income a rent ad rrtio rot keep pee with official le. dxuntrits, contanng contlinngdaa should your sawed for the amount you think ,s in error, so that aggegate for all pout accounts held n aan:Liar not be relied ism H youbele* there is an enor or you wit have the use of the money dunng he tine n tipsily. A full copy of tie poky *snip is eolith Mann. omission please report it immediately n wring to the takes us to complete our Satiation. • Moderate: Wang to accept sane risk to pincipal ad upon request, Brandi Manager of the Plitt stip your account. tolerate sane volaffity to seek higher returns. Please make all checks payable to the Finn or the The SIPC protection ad the supplemental protection • Arsine: wiling to accept high risk to pnnopal ad Mersa etageres shown re Mended to Le actuate, nasal inanity) ndcated on tie front of tha both do not apply to. high volatility to seek high returns over time. statement &tan:old not be wed for tam praises Rely statement In addition to nrgtiar account fees, accounts • Certain financial assets controlled by (and Sided in • fnwsernent Eigediry Consearration: f selmtmt a coley on yeatend tax tams, ge , Form 1099.519t may be "tact to mane a-ce lees, Sages for late your account value) but held awayfrom UBS Firt•tai Portion of the podia* fa tut scours may include 10425. etc ) when prepamg your lax return. The Pim 5 pagnent toe securities purchases and charges for unpaid Services (e.g., certain 6) cash at UBS Bart USA, (i0 conple triages, listed lipaicity andrater required by law tofusel to tie IRS all tasable dinidenclA anon, n cash accents. Accounts that at tansferred cash at MAGUS. Branches. lei) entrance products, reportne rantadbk dins* and taxable inured to other instnons may be subject to a transfer lee. including variable aunties, and (iv) shires of mutual eared en sectaities held re yokr account net proceeds hods where such shares aro registered drawly in the Statement •hatneheldier on seetranactions, ad cog base cn certain covered 1.106 Paget Options name of the account holder on the bocks ad reads We may consoldate al related account statements with seosaies. 1,85 offers options kr mess cash Maces, balances of the Baser or transfer sent); the sane address in the same envelope, ethg. bean to bat deposits at UBS Bals US& and LBS AG Stamford • Invedment contracts or nvestmerd interests (e.g. they hag Pones who also mantan jord account Catareanketkina wit she Firm branch (lark Sweep Pregarns), money made mutual limited partnerships ad private placements) that are celationtps win other clews a the same addles,. If • Please reconfirm ay oral cormuncsons in wring tads Money Funds) and the InterudionalDeposit not registered under the Securities Act of 1933; rd you prefer to receive inditedual statemmh mailed to further protect your ritds endudrg your rchts Accord (DA) for holoses with an Hematimal • Commodities enacts (e.g. foreign exchange and separate envelopes, you maydecline houthholding by under the Seo_riies Investor Protection Act (SPAT Reserve Managemern Account. Through the Bat precious metal corcractsL includnautures contacts cede-9 your Financial Aches. • If the financial taitutionm the top left of to trod Sweep Program% cash balances ae swept to MBank ad corrmodiw option contracts. of this stamen isnot US Ennui Serekes, UBS L64 Lp to an established honk ad then to UBS AG the SIPC protecton and ash supplemental protslon do Friendly nen name Ftancial Senn curie you account as dealing Stanford (kasha a Wray Furd. Depots at LSS not apply to these asset Bend they otherwise appear The Friendly account naive is a customizable 'nit/inane broker by arra-gement with the Skated institution Bank USA we FCC insured in accordance with FCC on yap statement. Thor SEC protect:xi at the chosen by you to assist you with your recadkeept9 We in you of this relatonshio ohm you nabs. For more information please visit wwwfdic got 1LPPlemental protection do not protect against changes has no legaleffect on your account. You can china opened this accost h the cast your knit and Depose a WS AG StamfordBrach ad shares of in the make vats of you invegmeMs (Saha as a your friendly account names, though Online Senices stones are located at UBS financial Services and rot MoneyRada art not hared by the FDIC. result of market movement. issuer batruptcy by contacting your Finn Anse. to isccbcingbrae, and youmist make a np:ri otherwise) of any cis or omission to both fin. Through tie DA, cash balances re swept to dePsil Account ovoniow • As demised in the account agreements, YOU must accounts at %SAG New York Branch adUBS AG Dividend ReiWetblbefill Program (DPP) • Vabe of poor accornatowYoSo. Net of assets ad rody us of any errors or fraud Solving decks Cayman Branch. These deposits are not insured byte The peke reflected is an average vice You ma/ obtain liabilities, retlected on your statement within 30 days after 1 was FOC. Bans held at tell% AG Cayman Sandi se the actual price from sis Facial Advisor. Oray vane • Assn Include, avant* cash balances, vaUes for mailed or made swank nun* nosed to the sovereign rid ig to Cayman Owes ae purchased under DPW; partial dunes will be restricted security best L and Global Tine Deposits, • Pleasedied °sorrier complains or Sprits to tee bland% end there is nolair/Mee or °tier obigaion of cold ad the cab wit be deposited in your account The unmated marks to make, and certain assets not held Fim's C fent Reatin Deparment s 201-352-1693 LES AG to repay the balances while on the UBS Cayman dviderd renvestmers price Applied by he 'Ester may by the Fin Does rot include marked secuntiegassets or toll-free at 8020-354-9103, 13:CO kW to 6 CO P.M. Branch's bxks. INr f tom the market price at mesh the partial shares al the end a the poor and assent statement penod%or ET Mondry through Friday, or in nreng to WS at sold posse Senn% nested stock options and Fiunual Selects Pc., Client Rations Depriment, Depose s LES Bat L6A and eachUBS AG Branch are Owircitade mos. options P.O. Box 766 Union fiy, W 07C$7. rot protected by SIPC. Monty Fund shays at protected • eiainkits trades debit balances. outstanding main • A 0 rtaements shall be deemed complete rd acnee by SIPC. See 'S. Frond Services Account Prolectson* Cnheflole unts te held n yeas accord iron lora credit line, shpt account balances. if not cbActed to in writing within CO days below. entitled to a panel unit as resuh of a deeded P4mEnl • Cash/wormbalances. Total of managed and* • Fa TT' services_ Call 844412-0%6 or from outside or itemise, the Firm will ether sell partial ints at cash balances, pleas deposit balances en UBS Bank USA, telt S.: Cal201.352449S Llpon yin:request, balances in the Bank Sweep menet peke a accept an amo.ni determined by a UBS AG U.S Branches at money market ,Awl lend Programs or DA my be wittdraerk and shares cd a registered clearly agency, and credit you accord swam balances, at to claw of tee statement period • h case of tugs or opesties about an electronic Maley Ridmay be trained, and the proceeds Evils transfer OM Loa parnerd a UBS Vatokabil Non-commodity free creak balances in yar accent we returned to yea or you teases accord. 'net:Inert objectives not negated from other balances and the Fimmay card tansadions, call W3-762-1000, crane to UM Finanoal krsices Ix., 1000 Harbor Blvd, Maga, the semen Sass and risk profile at specific to use any of these finds h the °gentry course of is ether Hansen about available sweep options, each account and may wry between yes accords burners. These funds are pedals ical your demand. Wrehardort NI 07086, Ate% RIAAtESA Seem, ncleirg cures iroerest rates and Olds, 6 hatable at Mato advoe the Firm proriptU in siting of my This total is So Wed in the anent pared closing vase vemv.ubs,corriseeppelds, from your Fnancial Advisor Pp-mike-it change inpar feta-nisi shuaboncr Cal a write as soon as you can, if you tiVkyxr a by calling 030-762.1000. statement a receipt is *secs or if you need more investment obpcWet far each accent held you nknnatennut a trawler on the statement or choose one of the Wowing investment objecting. weep. The Film or Cad beer (as aRodoahle)",“ SDNY_GM_00023236 CONFIDENTIAL EFTA 0[)133856 EFTA01252551 Important information about your statement (dallintled) Landing information believe to be retitle, but we ds not garentee their - DPP and inlaid REIT storks are not listed on a Lent invesurem oust MOS toots clients, we Ender Fa Wined irmemetion on the Finis lending practices acuity. nalithal warden exchange, and we "newly OS alike. receive COWLS derri-eg corromeation and disclosing refer to was Client Relata-tho - We generifr use tie closing antewhen avaiebb illiquid and even if they cat be sold the price from may of the entrance (atria trokerniting Armament or Accost Agreement and the Gerveal the meth of the Ind Adak prices for lined received may te less than the per there estimated the anger:reacts. Manes of the Intranet Tams and Conditions- ISIS Statement of Credit Prolkes smarts ad Nabors or or bid prices kr OTC vela provided n the wcaret statement. <empties or sponsors of the 1M investmem trusts evade:de in Au/emend andDiscloarrer at smarties. we daribute. javw u&sraentarrounteirireloo vas. - Less alma traded seventies may be priced usig • Rearmed moolties 'enacted secuitin gentrala — Our affiliates afro receive traWrg corteniunns and valuation model ate mon recent price we av rot cureerda eV* for public sale. IRS Fina-cUl otercompensatith frommutual funds aid inura-co Y040 noels *tined and may net reflect an anbal make price Services uses the market price of the unrestricted nook canaries whose products we astrioule. Your statement dermas neuritis:, ad other assets held a vale. cd the sane issuer in an Merited valuef✓ the — We receive an irrualI de frcm Les Bank USA and in the toprd at the and of the stormed period. You - Cenan p0saiae may appear walnut a price ad restricted stock for statuesof this statement only To LBS AG Stanford Branch of sato 625 pa arcane may ark for deka, of fay pail senates as any rim). will new la '1799 was not avalyble• B we me the extent that waded waren are eligble lot see, sweeping to the bash irder the LEG Bari Sweep You may receive securities used as loan collateral afar unable to cbtan a price for a searity. the yak* rewired may be cabstantalfr loss than the Programs. paying any balance da a them. MY securities - Deposits or securities denominated ncurrercies trued value tonn 'rental/kid to the Fin dreg the statement period are other than U.S. dollar are reflected a the eichange Activity lined a market vale as of the ended the stormed rate a of the statement date. • ht. (estanated) name, current yisl* and rates. Information rearming commute and ode charges period. - Fan certain recireio tradng innonconforming An *stens of a-nal exam is bawd on cunent incurred in correction with to newtonof non, • Gm batik In cietarnning the cost basis of tie denominations. pice and qua-MyBate sake) may &Asked ad norm rans, assuming tee leashes will including option Venus-tons has banincluded on secuties included in this nammtro where indicated have been adjusted to facilitateproper valuoion be held for ens year from statement date or trail confirmations pretioudi furnished to you, ad will be vet the nunter 'I,' LES fnancialServkes has relied To cbtan ormem quotations, when amitik, contact matuaity. This eninale 'sone/ague:Pine, accuracy provided to you promptly onrequest. oninformation obtained from sources other thanLW yea Financial Addict. ad continued income are not guaanteed Financial Senesce, including nformstion from another - Estimated anrkul Mane and cum* yield for Sheet selling fin, a that you may haw provided to you Fina-cial • Private imeevnente end structured products. certain hews of searities could include a rearm of If you se engaged in short sating a securey, you may Adoisor. The firm does rot independently verify Cr Private hvenmert smithies (roLdrg deed principal or capital gain in which case the en. incur a charge due to certain tamping costs for that patentee the tang or vaidaty of are 'information participation program and real estate investment Ina income (ad overt yield mold be overstated, palkular seater'. provided by souces other thin LES financial Semites. wanton) and struckned product are gewsla hgha - Estimated anal Mane awl anent weld and the h Jidda:" although LOS Financial Stakes gamely lkpud Caren stria-bred Freda haw not been anal ream and yield Illicfrd be IONS a higher OPen orders updates this infernal:nes his received, the Arm registered with the Securities and Exchange than the ntinstedomunts. Regarding open or 'gtheltilLcancellee ceders that does not provide any assura-ces that the hformairm Can nissith or undo any state securities laws. We - An enthate of a-rualqed income (dividend ander were nos executed by the statemere date, open buy and kit 'Cost basis' and "Unrealized gar/loss' is porde eurnated warm la private investment interest) divided by the patent matet set stop orders a* recited by the snood of deaden& accurate as of to date of this statement. As such. morales and Antlered products for hkenno oral vela/damage balance is based as the last dividend or rithis on an ex.dividerck a exagnits date unless please do not rat/ on tic hfcrmation to make arpsses ay Amery boot guaranteed or Merest payment made by the :truer and instrixted otherwise by you. You are responsble for archwecr sale deceions. fa ter Fulsoses or - These vales madiffer sLbstantiaty from arras, if assures tie sectrabstdeporm will be held for ate orders that we weaned die to your I alure to cancel otherwise Accounts transferred to the FM may any, at which a pease int security a year torn the statement date or urn,' maturity. ogling 'en ceders. reflect gar/loss nIcrmatien only foe the period eh structured product may be bought or sold and do Accuracy a-d continued weld ant not warned tine they me herd a the Fan Mare hittorkal not necesserifrrepteserd the vaayeu may acme Meow Marnaion cube aided by you Aneroid Advisor. won liquidatim. • Assets not held by UBSFillellaill Services. Certain To obtain a ropy of as current Client Privacy NNW, - Third piny eninaes of vale are o of a cenain then an rot held by the Fim and net with the please contact you Financial Adliscr or visit err *Mike • Unrealized gainttasses When data is available, date ad av supplied to UBS Financial Sentkes on a Fan's possession or drool. These awls are at www of,‘rewanoitar ventr *striated irreareed germ/losses are calculated kr regular ban by an independere vacation f ism. &waived on you statement for informational - LES f henna' Services site a bank. the AMA Business ntharissi stormy lots The (inaction data for - issuer, gperinal paint. or sponsor estimated rakes, purposes only. Positions and values presented se Services Account BSA and IMA are brokerage inthidal Ion may or may net reflect co-mkt:ore. it are, re supplied to the Fein by the issue; provided by the issarg Gen LEG Fruncial Services occur*: which pont access to banking cervices charges aura secutity reorganization events. general partner or sponsor andmie be tabulated not memorable for this rmarnsion and does not rectres traa arangerneras with *Mated banks Dividend and oter reinvestment lots ad systematk based on deferent informabon tan taloned by guarantee in accuracy. These assets are not preened and otter trm-prty banks. and provides access to n puchase bits are each combined to display ore 'hod parties to denve their minuted values. by SIPC or the f supplementaISIPC coueraia. v and amulty prodrms issued by knafSlimed averaged lot The 'Trade date coLmn;resents the - You can obtain ad:Withal Hermann" regarding thhiperty insurance =manes Moat' instance negro' barnacle° trade dale. the metodobgy used to determine the estimate of • Revenue Marino end Salami canpensatian. agency stricken*. of U3S Financeil Strokes Int value ad the date of the informationthat is the — h addrim to °amnions en sales and 12b.I fees - Mermen Iaura-Kg. and amity • Callable securities Bonds and preferred stock that basis for the estimate by contacting your Frefloat melted in connection with the dinrtution of mutual - Not FDIC resured• leo bank guarantee May hate vale the Mat <als for eat; redemption veil be selected Advisor. tint to our dents the anon our affiliate ramie - IMA. Rescute Management Account, Anne% inpanially by lot Iran amtg all scathes of that - Third party eninased vain may be reflected as revena sherng pared, tan deo-briers ands Sewn Account BSA, IRMA and alterations' Resource 651/7 held now name a in nomnee nave for car 'Not priced' in several stusticrei when an advirms of the mrue knob that we sell These Management Account S9 nattered sena marks of clients. Call leave Hamann is *tinedfromthird rdeperdent valuation tem has not suppled a is amount are based on two d &rent cony:rents' LI3S f Vandal Services hc. patties and as accuracy isnot grmanteed. Other call unable to assign a saw. when we become awe the mast of sales by LEG of a partkulir noel - VISA is a registered tadernat owned byline teases may east which cad affect yield amnia* that a material event ha *coated that may call a find handy to our dents; and had the asset vale gl a Mernaional Serum Association adused trade Mama on will be provided upon request previously reported was km emotion, ce when a permute Mittel and finks sharesheld at the lone The LEIS Vies credit cods erd the UBS Vea value would be highly speculative due to to nature fern debt cards are issued by 11K liar* USA with • °Mika* erli daPesit (CDs/. CDs are FDIC retired et the wormy. - We a-dour affiliate also receive networking a-d permission from Visa U.S.A. Incorporated. AA other is to 6250,000 n principal and accrued interest per - When neater an issue, general Wrier or sponsor annbw processhg fees in consi*rattrifor transfer Vadernaks, registered tracenuds, stoke maks and deports and per depository institution h accordance /maimed value nor a thedpeny estimated ate agent services tat we provide so the mutual funds. registered service mirk, are of ter respects* with FDIC nen. provided. the vala of the snug will be differ' These fee wordy re paid from investor assets h cormanes Iran as [eschew price. to mutual fund and are a fired dollar arrant bawd • Price/value Woos displayed for securities and ate? - 'Distributions to date' may include retun of en the numbered admits at the broker-dear Prirmals may be higher or lower that thePrice that capital, norne or both. koldngmeal funds of that hi-dressily. you would actualbr receive in the nude'. Prices re - 'original unit size • represents the nod offering — h heat:onto canmesions received in correction obtainedfrom varkus 'hid party sources *hill we rice per unit and may not reflect your cost base. withthe sate or cfarbutian of annuity contracts and UOS Fthandal Services Inc. Rev. 2017W SDNY_GM_00023237 CONFIDENTIAL EFTA_OOI 33857 EFTA01252552 U8S Fanancial Services Private Wealth Management cat UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 June 2017 04P71,05584571 0617 X1245 Y1 0 GH1SLANE MAXWELL P O BOX 308 TEANECK N107666-0308 Account name: GHISLANE MAXWELL Friendly account name: Ind Cast/Saving Account number- Your linancied Advisor SCOTISTACK MAN/LYLE CASRIEL Phone Questions about your statement? Call /G.], Einaraaa' Advoor or the Value of your account RMA Resourcebne at 800-RMA-1000, on May 31 (S) on lune 30 (9) account 029023575 Your assets 716,649 14 687,7O8.53 Visit our %/abaft': Your liabilities aoo 0.00 swew.ubscomifinancialservices Value of your account $716449.14 $687,708.53 Items for your attention . Jul our lees, charges and compensation, please see ubscomiguidetofees and ubs conVaccountdisclosures Sources of your account growth Tracking the value of your account during 2017 Value of your account S Thousands at year end 2016 $991A2;.60 Net deposits and 6.144.7 vinttdraorth -5306,05828 Your nvestrnent return 4.206.9 Divclend and interest income $2,337.21 Change in 991.4 716.6 687.7 market value 5O00 Value of your accown white" 30, 2017 M017.700.0 Lt 7014 Dec k/15 Dec kl 6 May 7017 Jun 2017 SDNY GM 00023238 Member SIPC C1470003305584571 NP7003305428 000O2 C617 030579004 Pegs 1 of 8 CONFIDENTIAL EFTA_00133858 EFTA01252553 SUBS Resource Management Account lune 2017 Account name: GHISLAINE MAXWELL Friendly account name: Ind.Cash/Saying Account number: Your Hounds' Advisor: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of June 30 (1) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 687,708.53 100.00% C Equities 0.00 0.00% D fixed income 0.00 0.00% E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $687,708.53 100.00% Value of your account $687,708.53 Eye on the markets Percentage change Index June 2017 Year to date S&P 500 0.62% 9.34% Russell 3000 0.90% 893% MSC I - Europe, Australia & Far East -0.15% 1423% Barclays Capital U.S. Aggregate Bond Index -0.10% 2.27% Interest rates on June 30, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.22% CNP703C0305554572 NP7000305428 00002 %l7 030575004 _GM_ of 8 CONFIDENTIAL EF1'A_00133859 EFTA01252554 Account name: GHISLAINE MAXWELL Your Financial Advisor. Resource Management Account *MIS friendly account name:Ind.Cash'Saving Account number. SCOTT STACKMAN/LnE CASRIEL Change in the value of your account Cash activity summary Axle 2017 (V Year to date (I) See Account activity this month lot dela Is &dances In your Sweep Options ate inducedin the openng and closing balances vitae FDIC insurance appiet to depositsal UBS Pant USA and EA baits participating in the UBS FDIC insured Deposit Rogan. M1 des not aspey to deposits at UBS AG. Stanfold march of bank Opening account value $716,649.14 $991,429.60 deposits placed through the UBSIntetnationa Deposit Account program SK protection apples to money market sweep fund Sok:trigs tut not bank deposits See Important Mformabon about your statement on the Deposits, including investments tact twig pages Of this dournent for details transferred in 0.00 945278.87 June 2017 (f) Year to date (1) Withdrawals and fees, including investments transferred Opening balances $698,278.87 $0.00 out -29,492.46 -1,251,337.15 Additions Dividend and interest income 551.85 2,337.21 Deposits and other funds credited 0.00 945,278.87 Closing account value $687,708.53 $687,708.53 Dividend and interest income 551 85 2,337.21 Proceeds from investment transactions 0.00 974,844 69 Dividend and interest income earned Total additions $551.85 $1,922,460.77 For purposes or tNs statement, tarabity Of 'nicest and ondend income nas been determined Item a us Subtractions tin leColirg CeISPedIre. Based upon the residence of the account node,. account type. or ptodixt type, Other funds debited -29,492.46 -1,251,337.15 some interest ardor dvidend payments may not Do subject to United States (US) ardor Puerto Pico (PR) income tares The tient monthly Ratement is not intended 10 be used and cannot be reed upon for tat purposes. clients should refer to the atacatte use repotting forms they receive from LIES annualy, such as Funds withdrawn for investments the coons 1099 and the Forms 480, foe lax reporting information it is the practice of UBS to file the bought -669,338.26 -671,123.62 aPphOlitle to reporting formS vAth the US intern0 ReVenue Streit< and PR TfeaSuN DeparliTent. and in sigh foams aCCulatety 0659 ty one:tends scarf interest 46lar exempt or tar-able ix*** aleaSe (Oman you Total subtractions 4698,830.72 41,922,460.77 indvdual Its preparer. Net cash flow -$698,278.87 $0.00 Jule 2017 (S) rear to date (S) Closing balances $0.00 $0.00 Taxable dividends 550.52 2,335.88 Taxable interest 1.33 1.33 Total current year $551.85 $2,337.21 Total dividend & interest $551.85 $2,337.21 SDNY GM 00023240 CW70303005584573 NV70[0305428 000O2 0617 D3057 ►ape 3 of 8 CONFIDENTIAL EFTA_00133860 EFTA01252555 *UBS Account name: Resource Management Account Gfill5LAINE MAXWELL Your Knencial Advisor: Friendly account name:Ind.CashrSaving SCOTT STACK MAMLYLE CASIVEL Jure 2017 Account number: UBS Bank USA Deposit Account APY Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Interest Period May 5 - Jun 6 Opening UBS Bank USA Deposit balance May 5 10.00 Closing UBS Bank USA Deposit balance Jun 6 10.00 Number of days in interest period 33 Average daily balance 153,03O30 Interest earned 10.49 Annual percentage yield earned 001% UBS AG Deposit Account APY Interest period May 5 - Jun 6 Opening UBS AG Deposit balance May 5 10.00 Closing UBS AG Deposit balance Jun 6 10.00 Number of days in interest period 33 Average daily balance 895,089.46 Interest earned 10.84 Annual percentage yield earned 001% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important inkgmation about }cc, statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: stmary moderate Investment eligibility consideration - None selected CNP700C0306584574 NP70C0305428 00002 0617 030575004 YGM00023ffne 4 of 8 CONFIDENTIAL EFTA_00133861 EFTA01252556 Account name: GHISLAINE MAXWELL Resource Management Account Your Plaandal Advisor SCOTT STACK MANLYLE CASNEL $UBS June 2017 Friendly account name:Ind.CaSIVSaving Account number: Your assets Some prices, income and current values shown may teepproximene. Asa rely*. gains aidlosses may riot be accurately reflected. Ste htiportant infosertabon about your statement a the end of ths dacurneM for more infornson. Cash Cash and money balances Oot nog bairoCe CIOSing batnCe Price per share Average Dedoend interest 0,kS n Hddng on tun I (1.) on tun 30 (S) on tun 30 (3) rate period period cap amount (S) UBS BANK USA DEP ACCT 250,000.00 O.CO 250,00000 UBS AG DEPOSIT ACCOUNT 448.278 87 0.00 Total 5698.27827 50.00 Cash alternatives Money market funds Morey market tuna ace neither insured rot guaranteed by the Federi Deposit Insurake Corporation or any other garernment agency. Institution4 prime and institutional municipal funds must float their net asset values (NAV) per share to the nearest Ill COth of a cent (e q.. $1.000Q Government and fetal money market funds wilkontinue to transact at a stifle 11.01 net asset value. Although money rnakel funds seek to preserve the value of your inestment at $1.03 per share. IIS possible to lose money by intesting In these funds rota reinvest& is the total of ca reinvested dvidends 11 does not include any cash dvidends n k motet& Unrealized(tax)gain or bss is the difference between the current value and the cost basis and would lot for the purposes of determining hddna periods or cost basis. The shares you lefewe eXh time you generally to your taxable pan of loss if the securely was sold on this dace. The unrealized Oa.) San orIoss may reinvest dvdends become a separate tax need to be Ousted for ret tin of capte paareMs in order to determine the reatzed gain or loss for tar reporting purposes Cost bases is the total purchase cost of the security. Indudng reinvested d odends The cost basis may need to be aclusted for return creep:tat payments in order todeternine the alLiftedCOSI bans for tar kwestntertt return rS the <orient value minus the amount you invested. does Mt include shares Mai ale not repotting Roosts. reflected on your statement. inducing shares that have been realized as en her span a a loss. t also does not indude cash dmcknds that were not reinvested. Puschtte pins Number Awiage price Client Cost Price per than Value on Unrealized investment Honing Hddng CE chats per shaft (S) investment (i) bags (5) cn tun 30(1) run 30 (5) gain or loss (3) return (S) Paned 1.65 PRIME RESERVES FUND 687,708 530 --This information was unavailable- 1.0000 687,708 53 EA', $6,671 Current yield: 0.97% SDNY GM 00023242 ChIP7C00300658457SNP7003305428 00002 1617 03057SCage 5 of CONFIDENTIAL EFTA_00133862 EFTA01252557 Account name: GHISLAINE MAXWELL cat UBS Resource Management Account lune 2017 Friendly account name:Ind:Cash/Saving Account number. Your Pi nand.' Advisor: SCOTT STACK MANLYLE CASRIEL Your assets (continued) Your total assets Percentage Cost Esbmated Unmated vaue on Jun 33 (I) your account bans (3) annual mccrne (51 gam or loss (S) Cash alternatives ` Money market funds 687,708.53 100.00% 6.671.00 Total $687,708.53 100.00% $6.671.00 * missing cosi bask ,nfamaticn Account activity this month Gay Description Amount (3) Dividend and interest income Taxable dividends lun 30 Dvidend UBS PRIME RESERVES FUND 550.52 SYMBOL UPRXX Total taxable dividends 155032 Taxable interest Jun 7 Interest UBS AG DEPOSIT ACCOUNT AS OF 0&06117 0.84 Jun 7 Interest UBS SANK USA DEPOSIT ACCOUNT AS OF WOE/17 0.49 Total taxable interest 31.33 Total dividend and 'stores% income $55125 Daft Attlitty Desolption Arrount (S) Other funds debited Jun I Transfer JOURNAL TO VI 23576 GHSLAPIE MAXWELL -29A92.46 Total other funds debited 420.402A6 Investment transactions For more informmron ,toJI ire porn' value shown lot restricted SeCutitiet, See important Intamatkv( 000 your statement at the end of this dOCIMent. Prmeeds roan Funds investment withdrann is Accrued Date Amity Desoiption Quantity Ott (3) Price CO transactions (3) investrneMS Darr (ft Interest (S) Jun I Bought UBS PRIME RESERVES FUND 0.410 SYMBOL UPRXX hei I Bought UBS PROvE RESERVES FUND 668.786.000 -668,786.41 SYMBOL UPRXX Jun 20 Bought LeS PRIME RESERVES FUND 0.330 SYMBOL: UPR)0( continued nextpage CNP70003006544576NP7000305428 00002 0617 030575004 GM 0002327 I of 8 CONFIDENTIAL EFI'A_00133863 EFTA01252558 Resource Management Account Account name: GHISLAINE MAXWELL Your Maandal Advisor: *UBS June 2017 Friendly account noose: Ind:CaslY5aving Account number. SCOTT STACK MANULE CASR1EL Account activity this month (contrived) Investment transactions (continued) pnxeett km Funds in‘estment vAthdraten fa Accrued Date Wisely Oescsouon Quantity vtlue (S) Price CI) trareactions (s) imeSentfitStou‘nt (S) IreereS1 (S) Jun 20 Bought LOS PRINIE RESERVES FUND 1.000 -1.33 SYMBOL UMW( Jun 30 Reinvestment VBS PRIME RESERVES FUND DIVIDEND 0.520 -0.52 REINVESTED AT 1.00 NAV ON 0630'17 SYMBOL: VPF00( Jun 30 Reinvestment UBS PRIME RESERVES FUND DIVIDEND 550.000 •550.00 REINVESTED AT 1.00 NAV ON M30117 SYMBOL UPI= Total -S669.338.26 Date Activity Desc4licn Amount (I) Money balance activities May 31 Balance forward 3250.000.00 Jun 2 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS OF 06 01117 -2so.coace Jun 8 Deposit U85 BANK USA DEPOSIT ACCOUNT 1.33 Jun 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0620117 -1.33 Am 30 Closing UPS Bank USA Deposit Account 80.00 The UBS Bank USA Depost Account Is your primary sweep CpbCon May 31 Balance forward 1448.278.87 Jun 2 Withdrawal U85 AG (row ACCOUNT AS OF 0601117 -448278.87 Jun 30 Closing UPS AG Deposit Account $0.00 The 0135 AG Deposit Account is you seconds" sweep optical SONY GM 00023244 CNP70001006934677NP7000306428 00002 0617 030575001 Paco 7 of 8 CONFIDENTIAL EFTA_00133864 EFTA01252559 *UBS Yournotes .0,..............m.7..."W cAta st• . a . CONFIDENTIAL EFT,00B3863 EFTA01252560 Important information about your statement U3S Fr racial Services Pc. (the km or UBS Fnarcial her troMyOu no later Mtn 60 days elle the F rm dams for oda. Eglenatogy 'mocha* available upon • hoduce Combination of Income and°pad SerirMs), is a *eche' of all principal acuity, ccmrrothy um you the Int itMalan, on which the erns or regraest or at mw aK.org The SIC asset protection Appreciation Investments Seeking both the generation and cation, exchange,. UBS Financial Seniors and 1.8$ Problem a:Pea-ed. knin apply to all xcarts that you held in a particular of income /id 'maths'( pricing Bank USA are i-divot subsidenes of UPS AG and - Posed, you name ad accant Meter OF any) capxffi. *lieges of UBS Swishes LI.C. The Ems Manual - Cast*e to error or tie trawler you are inure the Fu n. together watt certain affiliates, ha also Overallrisk profiles staternert a available upon regtest The Finis everodire about, and eglan as okay as ycu can why you ffirchased moplemental 'mance The ma mum • Consevatare. Seeks to mans in nerd pritpat with offices ere a. believe d is anrant a wily you need mae annum patkb to al elgffie client% coltecorey under low rot adMai* to the accord cravat even if nformaran this protection is 5500 million as oi December 10, 2016. that mean to atom, does not generate significant U3SFinancel Serrates Inc. - Proud. the dolar arrant of the suspected era. Subject to the potty andittra at limitation% cash at income a ream and may rot Peep pace with 1200 Harbor Boulevard the Firm is further protected for up to $1.9 million n the inflatkn. thechannen. NJ 07086 The Firm a Card Issuer wit niesigate your cannon ample for all you accounts held n a parikulat • Moderate: Waling to accept sane nth to wino:pal at and MI coned ray enor promptly. For alleged errors capacity. A hi copy of he poky wordi-g n /meek tolerate gene volataty to seek hater returns. This statement represents the only official record of you. imolehq UBS Viet debit ea-dna-oath:cm if we take won request. • Aggressive: willrg to accept hit, rile to principal and U3S Fiuncial Services account. Other records, meat more than 10 be less days to dotes, we will credk high valnility to seek high returns oar time. official la. downy-its. contanng coniliangdaa should yon accord for the avant you thnk is in error, so that The SIPC protection and the supplemothl protection rot be relied Loan II youbeam* there is an era or you wt hire the use of the money dunng he tine e both do not apply to • fniesmentEigiliffy Consideration: I selected a omission please report a irminealely n writing to the take, us to complete our imestiption. • Certain financial assets controlled by (and i-oleird portion of the pa-Holt/for that account may include Branch Manager of the afire wvith sour account. your account value) but held awayfrom UBS Financial conthla granges. larded li)icIty and geaw Please make all checks payabh to the Fern or the vobtiky. Services (e g.. certain(i) deposits at affiliated and non- Altroup al rigger shown re intended to be accurate, Mara& inste.abn indicated on he front of ea affiliated baits nsurance products, raking statement data than not be wed Per to purposes Rely statement In addition to nude ICCarit len, accounts variable arruiles, and (ii) Parts of mutual funds Startonent 'household:le coley on yerand tax tams. (Le • Form 1099. 5498, ma/ be abject to martena-ce tees, (haves for bee Mae such share; are registered drank n the, nine We may consoldate al related account statements with 10425. etc ) when preparag your lax return. The Finn payment kr securities purchases and charges kr unpaid of the account hoiden:tithe books and records of the the sine address in the sank envelope eg because required by law to repon to he IRS all tauble dracaena.. entrants n cash accotnts Accounts that are tansferred they have owners who ako maintain join =ant issuer or trawler agent reportabb nontauble anima and uxdak inured to other instaations may be subject to a Vander lee. • investment <meads or nvestment i- oerests relation has web other ckents a the sun. address. If eared en acuities held in you account net proceeds limited partnership and Whole placements) " are you prefer to receive indinidual statements mailed in on see trnact ore, and con basisancertain covered UBS Sweep Options not registered under the Securing, Act el 1933; and separate envelopes, yrou may decline householding by stunk% LES offers options tee sivemig cash balances to balc calig your Fironctal Admor. • Correnoditin carats (e.g. foreign excha-ge and depose acants al non-a11tilted bats aryl aliened precious metal contractst includn;(au* convects Cavareanatkna with the Firm banks, Maley made mutual funds (Money Fads) and Friendly anoint name and commodity option contracts. The Friendly account name is a custanuth *nierna-ne • Please *codkm try oral communcerans in writ* tee Handl:nal Opal' Apart (DA) kr customers the SIPC protection and the supplemental protection do tofurther protect your ritts• indudrg your rgints with an International Bosom Manager nk Accord. chosen by you to assist you with your recortheepna. not apply se these men own d they otherwise apes has no legal effect an yOtir account You ca) thaxy under the Seo_reies Investor Protection Act (S8A). Depost account al UB5 Bak USA and non-affiliated on Alf statements. The WC protection a-d the your Fran* account *nee through Online Services a • If the financial ithitution m the top left of led front banks panicipatng n the UPS FDICanstred Deposit apple/rentalprotection do not protect agaist charges of this statement snot UBS Ennui Sautes, LBS Program are FD1C.imured in accordance with fDIC by antectirg your FS-uncial Achiscr. in tie Martel vaLtd of yors investments (Mathes' as a Financial Simi* carries your account as nearing Fa more idagnatkin, pleat* visit *win fdic.gay. Depose result of market movement, ismer bairruptcy a broker by arra-gement with the a-skated inteution accounts at UBS AG Stan,ordBrand, and shires of Account overview othervroP • vat,* of rose aaoLearpserloio. Net of assets and We in you of this relatOnShia when you MontyFunds are not nosed by theFCC opened this accost h the case. your tu-ra and Dividend Reiwestment Pretreat (DPW) liAilees seorlies a* bated a LOS financial Senates and rot Through the DA, cash tailraces ire swept to depose The price reflected is an average price. You may obtan • Asset, Includes anti* cash balances. relies for the imodacigbrans and younut make a repel accounts at UBS AG New Yore Brardn a-dUBS AG the actual price from you: Francial Adracr. Orly weak restricted security (est ), and Global Tine Deposits, of any car or cmission to both firm. Caemin Branch. These deposits are not insured byte shares are purchasedunder DRW; partial shags wit be unrealized marts to make, and certain assets not held • As desisted in the account agreements you mist FIDC. Balances held at tie LES AG Cayman Branch are sold ad the cash nvff be deposited 'n your account The by the FM,. Does not Maude iraffirked securtieslassets roily us of thy empty or baud involving decks tenthsanly (paned to the sovereign ref of the Cayman cavickid reenestment pace swished by the ester may at the end of the mot and anon statement penods, reflected on your statement within 30 days after t was blends ad there is no aurratee or <thee oblation of differ Wroth' market price at which the partial shun private immanent% urmnted stock options and mailed or made available. UM AG to repay the balances while on the UBS Cayman re sold mercisatie cook options • Please drect *sonar complains or igans to he Branch's books. • Liatifires Wades debit balances, oistaning min* Finn% C lent Relations Depannent a 201.352.1699 Cash-ivtieu Ion, credit lint ism accord betimes. or toll-free at 8[0-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by glfC. Money Fund Only whole units mat be had in you' accent. If you are • Casingoney balances. Total of uninsestei maid* ET Mondry through Frday, or in wing to WS shires we protested by 51K. See 'WS Finned Sanas entitled to a panel Ind as a result of a addend unman cash balances, pla depait balances at affiliated and Fe-uncial %niece lx,, Client Relations Depriment Arrant Protection' below. cibrwire. the Firm MI ether sell mogul wins at non-aff Wood bangs, a-dinar*meat mutual lead P.O. Box 766 Union fey, W 07067. Market Cri:. Cr accept an arriont determined by a sweep balances, ate cbse of he statement period • A 0 site** shall be deemed complete ad aurae Wel your request, batixes n the bare depositsman be reignred clean) agency, rd credit yoa accost Non-commodity free creek balances in yar axon are if not objected to in writing within 60 days widow\ ad shays of a Money P.rd may be not 'angered from other balances and the Fran may • Fa TT( services_ Call 844412.0986 or from outside Ineraltect and the proceeds nand to you a your InItat&aent objectives use any of these funds it the often/tycoon. of As the US.: Cal 201.352.149S sectrees accord The I-mutineer< objectives and risk profile are spec Ilk to buriass thew funds arepaste wan your dema-d. • In um of *noes or qrantions about en glectionic each account and may say between you accords This total is .awed in the curet period closing Yak*. Father intenTlaWil about available sweep options, Phase achte the Firm promo try in ageing of ay firth transfer (0=f). lall pawnerd or UPS Vett/Mit incasing current interest rate and yields, it available card transactions, call 920-262-1000 or wile to UBS sgnikant change in your fracial siketion or Linda's Information Financial races lx., 10% Hamby Blvd, 611100M meiv.ubs corrrawneamill% from your Financial Advisor invedmeM cb*ctives. For each accost heti, you Foe cletaid hicrmation al the firm's tendirg practices a by calling 920762-1000 choose an of the following immanent *yokes: and cascbsurm refer to yon Client RelationshP Weehawken NI 07086, Atn RIVINESA Sakes, • ProareCuriontracomt Investments seeki-g the A, i tnt a Atone Agreement and the General UBS Fthancisl Services amiable protection gagratin of none only. Terms and Corditions LES Statement of Credit invoices Cal a mite as soon as you can, if you thils yam The Firm is a member of the Se/areas Investor Protection availabk nAgremena radDisclosures statement a.receipt is wagor 4 you need more Capitation (SIPC), which protects acuities customers • Achreve CapitalAporariabon hrestments seeking idomiatkn abase a transfer on the statement or growth of principal caber dun the generation of 2www/kr rerri4een,uwerrInww, receP. The Firm or Cad Issuer (as nthalicable)mmt of es menthes tgi to 1500,000 Gockading 5250,000 for income. SDNY_GM_00023246 CONFIDENTIAL EFTA_00133866 EFTA01252561 Important information about your statement (0001nUtd) year meta obtained and may not reflect an kiwi market price • Restricted securities. Restricted securities gee" — Our satiates 0k0 ache ten; carenissains and Your deterrent denims securities another assets held a vale are rot currently egble for public sale. UBS entreat other compered:an Iran mutual funds end inure tithe a:cant al the end of the statemert peed You - Certain positions may appear witheul a pice ad Services We the motet price of the unrestncted stock companin whose products we astrtueo. may ask fordovery of fully pad seaters at any tine. ell thew as • grke was rot availate• if we are of *a sane issuer as an meted value fa We — We recent an ritual fee tan LES Bank USA and You may receive securities used as loan collateral alter sable to elan a pace for a sate. restricted slack lint...rano/ ma stamen( only. To LES AG Stautord Bra chof /pito f2Spe account paying rty balance dm on them. bey securities - Deposits a securities denominated newton the extent tut restated invites are elgbe la sale, sweeping to the banks sad* the LEES Bank Sweep tenderfeet to the Finn draw the Clalefeerd period are other than U.S dolls, at reflected at the exeunge the ale tweed may be eastannaly less than the Program listed at market value as of the end of the sterner* rate as of the statement date. imputed value torn period. - Fe certain searnes racing iinorvconfornew amity • Cart base n detenning to cost basis of to denomintiona pnce and quality0am ate) may • S. (minted) income, current yields and rata Information regarding Be and other changes hates included in tis statement, where indicated hew been adjusted to Indefe tee weer- An tsetse of areal excine rs teed on anent intuited in cornetts:a wish eve execute" of ten, wish the number 'I,• Wafture:at Services has relied To *lain current tenet:re, when mutable contact dniderd rd intent rale assuning ne teasers will inducing option transactions has been incheded on oninformation caked from sources other tent-16S oat Financial Atka. be held for one yew from statement date or re confinnsions prehouti furnished to you, rd vet be Ftencial Semites. including Ofcreation from anothe- maturity. This steak isore/ague:Rine; accuracy provided to you promptly on request. him a that youmay haw provided to you Fina-cial • Private invennwtes and structured products. and continued income are not guaranteed. Ater. The Firm does not indeerdently Way a rowe nvesimene wants (reldreg deed — Estimated annual roxne and went yeld fa Short Ming %Wird** the acarace a widay of my idornwion panxiskiion program and Mel estate mergers* trust certain topes of scares could include • train of If you are engaged in shoe selling a wurity, you may provided by coaxes other the U3SFhancial Senices revers) and rucked prodxls are stereralb highly principal or capital gain in which case the ect incur a charge due to attain I:a-rowing costs for that afltic . although UES Financial Services generalbr ifehd. Colin stnxtred redact R. not been income fred current Well would be overdated. Particular storey. updates this Senate:in as ihs received, the him registered with the Securities and Exchange — &Weed anal rcane and current yield and the does not provide any assurances the the hfamation Commission et under any setae secuMin laws. We actual atone yid pied mitt be lower a higher Open orders ca-der 'Cost bate' rd •Unrealced gadIon' is provide *steered agars fix private inveterate than the *nested amounts Regarding open or 'gooduilkanceilee ceders tat accurate as of the date of this statement. As such, wants a-d studwed products for Harrah:rat — An /wine of truaked income (dividend ander were not executed by the stems" date, open buy and please do not rely on this Monition to make arrows any. Acarag isnot guaranteed. interest) dieded by the current market set stop ceders are redact(' by the attune of dividends purchase or sale decisions, fa to purposes or — Wiese wakes may differ absterhey tam pees, d vat (average balancers based on the last dredend orripts an an esedivident a earghts date unless Whelan Accounts trendered to the Fes may any, at which a pease iWtSeTleil security cr or nee phoneme:Sebythe ewer and instated oteewise by you. You are reaponstok for reflect gal-floss Semen only for the period of structured produce may be beirti . I or told and do ammos tie sear itieddeposts sill be held For we orders tat an executed an to your (slur, to cancel tine they are hied at ex Fiat More historical rot necesnly represent the value you nayreceive year kw te statement date or until mating. eating open orders. ecenalan can be added by yea Foetid Advisor. /pen liquidator. Accuracy and continued yield are not aura-deed — Third party estmatesol value re as el a certain Pettey • Unrealised saneness When data n emetic cede st d we supplied to UBS Financial Services on a • AIMS not held by UBS Pinandal Service. Cerra" to °ben a copy of as cuffent Client WaxyMee *senate /reeked windlasses are eikulated fa retie ban by an indeendere relation firm. assets in rot held by the Fen and not wain" the plow redact rats FinancialAdvise or vet as website exkirdial secure lots. The transacten data for — Issue, arealpaint.' or sponsor estimated vales, Farms possession or control. These assets are at Zaaiikialltatiragr122kra, tcfnidaal lots may or may Oct ref let/ commissars, dry, are kpplied tote Fen by the issuer, delayed on yak' statement for informational — LeSFYancial Senices is nos a bait. The Rhea Business charges ander security reorganization events. general partner or sponsor andme be cab-tate purposes only. Positions and values presented are Services Account BSA and SMA are brokerage Divided and other reinvestment lots and systematic based on dfferent information Iran that used by provided by the tut*? fern LEG Francs& Serves a accounts which provide access to baking services and puree bit are each combined todispelre thidpee to dew their estimated values not respirable for the narration and des not trodden ihreugh avangerrents with affiliated banks averaged lot The 'Tree date' cottonpresentsthe — You can obtain addienal ilorrnasisn regardig guarantor 05 accuracy. Thew awes T9 rot protract and other ehtdperty banks, and provides access to &ghat transaction trade date. the mew:blow wed to determine the estimate of by 51K or lx Feints supplemental SIPC coverage. tarn and entity redacts issued by unaffilited value and the date of tie ilonnaton that is the third-piny insurers companies tva4, insurance • Callable secure*, Bonds and where Rod that basis for the estimate by cone/erg your Francial • Revenues daring and additional compensation kganyataiektis of MS Financial Sates Inc the issuer cats for earb redemption pail be selected Advisor - h aideen to cernmksans on use rd 12b. I lees — hvement. insurance, and arnuity antra inpatelbi by lot kern anoq all seariries of that — Third prey eninaced vales may be reflected as awed in connection with to distrbri an of mutual — Not FDIC inured• No bank guarantee May lose vela ewe held hour mime or in nominee nese for at 'Not priced in several stairs: when an lamas to oar cents we axle' our affiliate receive - IMA. tisane Management Account, Busress dents Call leen nktmatin is cbtened from third idepedent valuation Inn has not suppled ct evens twig peens tan distrtulas enact Sauces Account SSA, IRMA and remational Resource parties and el accuracy is not guranteed. Other call tae te to astir a vale, when we been* meant advisors of the nasal Ire that we sell. These Management Accoust re registered service maks of leagues may one which ccuid affect *Id ccmcderte data material event has that may call a Amara We baud on two different comp:tenet (0 LESFironcialSenices lx. Hamden elite provided upon request mead, rep:tied vale ink question, or viten a the arrare of sales by L65 of a Partite- "yeti — VISA is a registered tradernak owned by Visa value would to highly speculatne due to the nature fuelanily to ourclents: and GO the asset vela of a Pittma:nal Semite Ask:cation and used trader • Certificates of deposit (030. CO, are FDIC routed of the 14CLNIty- pertecula mutual as-4 landis shares heid a the kens. The UBS Visa creole cads ad the UBS Visa too 1293,000 n principal and accrued intend per ▪ When niter an setter, general pent or sponsor debt weds are issued by UBS Bank USA with depockor rd poi depository incaution isaccordance estimated value nor athe-pry estimated rake is We &Wow affdime also retain network rig ard permission from Visa US.A 1r-corporate Ad other with FDIC rubs. provided the wk.* of the serievatedilkre-4 cmnbus processing fees in consideration for tender radernaks, registered tratmaits, unite maks ad haw its puree price. agent winces tise provide the mutual funds registered service marks are of their respect.* • Pricelvabies Pews dieleed fix setae and other - 'Distributions to date' may include ream of These fees generally at paid kom investor assets n OCOIDdlieS pro:kids may be higher or laser than the price that capital, income or both. tie mutual Fund and ere a fed dolls ease baud you would actually main in to merket. Res we - 'Original unit size' eelirelefrif the hitt offering an the number al act/ants at the brolier.dealer OBS Financial Services Inc Rev. 201705 drained from various teed prey sources *hilt we PriOe per Ire and may not reflect your rest base hokirgmural tends of than ftrdfa-nily teen to be reliable, brat we do not gwrintee thee' — DIP red unlisted REIT scathes are not listed en a - h ad:Mont° commaskns received in correction accuracy. national secuttes exchenge and are gee* with the safe or darbutionol annuity contracts and - We general& use the cbsing price when andel* sr rd ewe a tiny can be tot taw price snit inesinart Mn triet 10 our theft, we ardor themean of the bid and a* prices for listed Metedme be IPS, tkln *4 per than catenated our aftete receive revenue sharing compensation seournis ad options or any bid prices tot OTC value provided in the excel state ant. ten many of the ewer temptiest derimiting washes. the annuitycontact% elites of the matance - Less actor* traded attunes maybe paced usng a contests or sponsors of the srsn investment mats valueden MOM or the most recent pre we se &tribute. SDNY_GM_00023247 CONFIDENTIAL EFTA 00133867 EFTA01252562