EFTA01252886

KYC Print Page 1 of 25 DB PWM GLOBAL KYC/NCA: PART A KYC Case # : 01195111 Status : 6. Approved One sheet must be established Der relationshi • list all accounts included in the relationshi 1. Relationship Details Relationship Name: EPSTEIN, JEFFREY RELATIOUSHIPMCCC0483290 Booking Center. New York Relationship Manager: Paul Morris O New PWM Relationship 1O Existrig PWM Relaticnship Relationship to PWM: If existing, please indicate since when the relaticnship mists, provide reason for new profile and attach old profile: Update of KYC #01133624 to add Darren lndyke as an authorized signer. Darren has been approved in KYC #1133377. See attached LOA to add re' a Client Referral iA RM Prospect O IMermedary/FIM 0 Other Source (CIB, etc.) How Was the Cbent(s) Introduced? How long has the Please provide details (e.g. name of referral source, how many years RM personally has knovm client, etc): Jeffrey Epstein is RM person* known the a arreM dent of the Bank. Wants to open a new account. Vert:dud:en details of Paul and Jeffrey: Jeffrey Epstein was a dent dent? of Paul's at JP Morgan. Paul and Jeffrey Epstein had a mutual friend/colleague who introduced them while Paul was at JPMcrgan. Over the course of a few meetings Pati was able to get Jeffrey to bring some of his funds over to Deutsche Bank Does Deutsche Bank pay a • Yin retrocession or similar I El No coneensaticn to a third party for the introduction of this (If ft , cksarbe): relabonshp? List all existing and new account involved in this relationship Legal Entity Account Name / Number Deering Date (intended/actual) Account(s) I r, Hypericn Air Inc 10/16/2013 2 @ Hypericn Air Inc .. Money Market 10/16/2013 3 5 Hypericn Air LLC 10/16/2013 4 fri Hypericn Air LLC •• Money Market 10/16/2013 5 Q JEGE Inc 10/16/2013 6 Q JEGE Inc — Money Market 10/16/2013 7 5 JEGE LLC 10/16/2013 8 5 JEGE LLC •- Money Market 10/16/2013 9 2 Plan D, LLC 10/16/2013 10 2 Nan D, LLC — Money Market 10/16/2013 Who is the primary contact person for the RM? (Note: Preferred method of contact This person needs to have Harry Beller (indicate phone no., fax no., signatcry right andbx e-mail address, etc.): information right for the accounts.): CONFIDENTIAL - PURSUANT TO FED. R. Ce I ONFIDENTIAL SONY_GM_00037324 DB-SONY-0000148 https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147936 EFTA01252886 KYC Print Page 2 of 25 One sheet must be established for each account to be opened 1. Account Ownership Summary Account Name: Hyperion Air Inc Act Number (stavaablei Account Manager: Paul Morris What s the purpose of the accost (e.g. portfolio management, advisory account, custody services, longterm Investment, payment/expense account)? Checker; account to hold the funds necessary for the costs associated with owning/running cne of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): • DB Group: Other Bookrig Center (indicate DB location and account details): 2 Other Institutko (Indicate name & location): JP.Morgan. New Yak El Physical Deposits (specify cash, searitim, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month rangrig from $1,000 to $10,000 I jr' Oency I USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I 1 100000 I Currency I USD What is the expected volume of assets and currency for the account approx. one year after openrg? Coes/will the client have Assets Under Management (MEW) within DB under Eur. 3M? 0 Yes 4 No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this axcunt (> 1can be selected). • (none of the check boxes apply, describe the party's relation to the accost in the ",Other" column. • Ahvays describe the relationship between the parties in the last column. • Please drill down to the ultimate/undedying Beneficial Owner(s) _egal Description Account 'IC Settior of Ultmate Signatonft.initedhnandal Significant _egal Grantor/Setticifotridine Other -.inter-ISource Harder 3wner Trust / Benclioalor AA )OA nterrnediarySharehaderlepresentative Donor (please of Wealth Founder of-Owner POA fill) (>=25%) describe required Foundation Non4'IC other roles entity and/or Parties (indicate indicate related tc ownership relationship this Ye) between account parties) I e e Kyperior co, Ar Inc w O ❑ O O O O • O O O Ewa n D O El o o O o o 2 O ..4 en — 2 3 O O RarrY Beller O O O O 0 O O IT O O 4 O M Darren Indyke "ri O O O 2 O O H o o SONY_GM_00037325 CONFIDENTIAL- PURSUANT TO FED. R. IA I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000149 EFTA_00147937 EFTA01252887 KYC Print Page 3 of 25 2. Account Ownership Summary Account Name: Hyperion Air Inc — Money Market Acct. Number (ifenefitrbfe): Account Manager: Par/ Mn What is the purpose of the account (e.g. portfolio management, advisory acozunt, custody services, longterm investment, payment/muse account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? El De Group: Same Booking Center (indicate account number): El De Group: ether Bookkig Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): jPMorgan. New York El Mwskal Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranger.; from $1,000 to $10,000 What s the expected volume of assets and currency for the account approx. 90 days after (Currency opening? I I USD What s the expected volume of assets and currency for the account approx. one year after 1200000 I Currency opening? I USD Does/will the client have Assets Under Management (AuM) within DB under Eur. 314? ChemEl No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relatizinhip of the party to this account (a 1can be selected). • f none of the check boxes apply, describe the party's relation to the accost in the "Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlying Beneficial Owner(s) .egad Description AccountPlC Settlor of Ultimate SignatortmiteckAnandal Significant _egal Grantor/SettlorFounding Other Entityof Source Hader 0wneerrust / Bench:labor Fuji VOA MermediaryfohareholderRepresentatwe Dona (please of Wealth Founder &Owner DOA (F1M) (>=25%) describe required Foundation Von-PIC other roles entity and/or Pates .;indicate indicate related to ownership relationship the -34) between a000unt parties) lefi rey i—i 1 El ra Epstein .—. O O 2 El O • O O O Hyperion " O O 2 2 5 Air, Inc c-1 ❑ O O O O O O O 3 • • HarrY Beller 0 0 0 O 2 0 O O O O Darren n Do 4 El • El El El El •■ El El Indyke " SONY_GM_00037326 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000150 EFTA_00147938 EFTA01252888 KYC Print Page 4 of 25 2. Account Ownership Summary Account Name: Hymnal Air LLC Acct. Number fir dierrbAcei Account Manager: Paul Morris What 6 the purpose of the account (e.g. portfolio management, advisory account, custody services, long•term investment, payment/expense account)? Checkeig account to hold the funds necessary for the costs associated with owning/running ale of Jeffrey Epstein's airplanes Indicate from where the assets are expelled to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booki-ig Center (indicate DB location and accoult details): g Other Institudal (Indicate name & location): II:Morgan. New Yak • Physical Deposits (specify cash, securities, cheques, ...): What IS the expected size and frequency of regular inflows and outflows for the account (indicate estinated number and volume per moth)?: Roughly 10 inflows and outflows per math ranging from $1000 to 510,000 I Currency I SD What is the expected volume of assets and currency for the account approx. 90 days after opening? I I 100000 I Currency I LISO What is the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets littler Management (Ault) within DB under Eur. 314? O Yes RI No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accoure (> I can be selected). • f none of the check boxes apply, describe the party's relation to the account in the 'Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimaterundenying Beneficial Owner(s) .egal Description AccountP!C Senior of Ulanate Signatory..imitedfinandal Significant _egal Grantor/Settlatotedine Other Ritityaf Source Hader Ownertrust / Benuidalor Ful PO* IntermediarySharehaderRepresentative Dona (please of Wealth Founder ofOwner DOA (FIN) (>=2S%) describe required Foundation Non.PIC other roles entity and/or Parties (indicate indicate related to ownership relationship this 36) between account parties) Hypenoril o t 1 2 2 Air, LLC w O O O O O O O O O e O O 2 O Eogein n .--, 2 El O O O O O 3 0 0 Belt' I 0 er 0 0 ll 'a O O O O O Darren O O 4 O O Indyke n " ❑ O El O • • 0 El SONY_GM_00037327 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000151 EFTA_00147939 EFTA01252889 KYC Print Page 5 of 25 2. Account Ownership Summary Account Name: Hyperion Air U_C — Money Market Acct. Number (Ifevade, Account Manager: Paul Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money account to hold the hinds necessary for the costs assodated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to amve? ❑ DB Group: Same Booking Center (indicate account number): ❑ DB Group: Other Bookrig Center (indicate 06 location and account details): 2 Other Insbtutial (Indicate name & location): JFflorgan. New Yak ❑ Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to 510000 What is the expected volume of assets and currency for the account approx. 90 days after I Currency opening? I I USD What is the expected volume of assets and currency for the account approx. one year after 200000 I Currency opering? I USD Does/will the client have Assets Under Management (Auld) within DB under Eur. 3M? ❑ Yes@ No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accoure (> 1can be selected). • f none of the check boxes apply, describe the party's relation to the accost in the "Other column. • Always describe the relationship between the parties n the last column. • Please drill down to the ultimate/undenying Beneficial Owner(s) I Motion AccountPIC Settler of Ultimate SignatoryamitecFinandal Significant _egal Grantor/Settlorfounding Other Source /insider Ownertrust / Bensidalor Fuji OA Intermedian/Sharehdderlepresentative Dona' (please Wealth Founder ofOwner DOA (FIM) (”29%) describe aired Foundation Non-PIC other roles entity and/or Parties :indicate indicate related to ownership relationship this 4) between aocctrit parties) I Hyperion( DI ❑ ❑ Air, U.0 w ❑ ❑ ❑ ❑ ❑ ❑ ❑ 2 ❑ O " Beller ❑ ❑ ❑ ❑ 2 ❑ ❑ ❑ ❑ ❑ 3 ❑ e Jeffrey Epsten ❑ l--i ❑ ❑ ti a ■ ❑ ❑ 0 ❑ Darren in O O 4 El O Indyke 1-1 O 21 O O • O O SDNY_GM_00037328 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB•SONY-0000152 EFTA_00147940 EFTA01252890 KYC Print Page 6 of 25 2. Account Ownership Summary Account Name: 3EGE Inc Acct. Number (laverlafie). Account Manager: Pad Morris What is the purpose of the account (e.g. portfolio management, advisory account, custody services, long•term investment, payment/expense account)? Checkng account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? El DB Group: Same Booking Center (indicate account number): O DB Group: Other Bookng Center (indicate Cer location and account details): 2 Other Instrtutiai (Indicate name B. location): Whlorgan. New Yak • Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 10 inflows and outflows per month ranging from $1000 to $10000 'Currency I USO What s the expected volume of assets and currency for the account approx. 90 days after opening? I 1100000 1Currency I USO What s the expected volume of assets and currency for the account approx. one year after opening? Does/will the client have Assets Under Management (Aunt) within DB under Eur. 3M? O Yes 72 No Please list all parties related to the account. For each party: • Check if a source of wealth description s required for the party. • Check the appropriate box to describe the relationship of the party to this accamt (> 1can be selected). • f none of the check boxes apply, describ the party' relation o the amount in the "Other column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlyi g Benekial Owners . _.gal Description Account PIC Settler of Jlbmate Signato MitecIFinancial Significant - • -1 I.. arantalSetborfoundingOther Entity& Source Holder Ownerfrust/ Beneficiallor Full POA ntermediarySharehdderetepreseMative Donor (please of Wealth Founder of Owner POA ,FIPI) (>=25%) describe squired Foundation lon•PIC other roles entity and/or Parties (sxlcate 'ndicate related ownership relationship to this %) between aomuit Dates) 1 O 12 Ea Inc 2) OO❑ O O OO 0 0 0 2 O 0 wire, n O O a O • D 0 0 Epstein .--, O 3 O O HarrY O Beller O O O 2 O O O O • Darren n D O 4 O O fndyke "1 ❑ O O O O 0 0 • SDNY_GM_00037329 CONFIDENTIAL- PURSUANT TO FED. R. IA I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000153 EFTA_0014794 I EFTA01252891 KYC Print Page 7 of 25 2. Account Ownership Summary Account Name: JEGE Inc -- Money Market Acct. Number (ifalatie). Account Manager: Paul Morris What s the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money account to hold the funds necessary fa the costs assodated with owning/running one of Jeffrey Epstein's enplanes Indicate from where the assets are expected to amve? CI DB Group: Same Booking Center (indicate account number): El DB Group: Other Bcokkig Center (indicate DB location and account details): 2 Other Insbtuticri (Indicate name B. location): JPflorgan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $10,000 I USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I I ajiTencV What is the expected volume of assets and currency for the account approx. one year after 1200000 I Cuirency I USD open g? Does/will the client have Assets Under Management (Ault) within DB under Eur. 3M? O Yes El No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the emendate box to describe the relationship of the party to this accent (> I can be selected). • f none of the check boxes apply, describe the party' relation to the ao:ount in the "Other column. • Always describe the relationship between the parties n the last column. • Please drill down to the ultimate/underlying Benefcial Owner(s . .egal Description Account PIC Senior of Jlbmate Signaton/iiimitectFinancial Significant - • -1 Srenta/Setdafoundin4Dther inter/ Source Helder Ownerrust / Beneficialar Full POA MermediarySharehddeetepreseMabve Donor (please of Wealth Founder of Owner ?OA ,FIM) ;>.25%) describe squired Foundation Non•PIC other roles entity and/or Pates ;indcate •nclicate related 3wnership relationship to this %) between aorare parties) 1 2 2 Ea Inc 2 OO❑ D O DD 0 0 0 2 O 0 km., n O O a 2 • D 0 0 Epstein .--, O 3 O O HarrY O Beller O O O 2 O O O O • Darren r-, D O 4 O O Indyke 1-1 ❑ O 2 O O 0 0 • SDNY_GM_00037330 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000154 EFTA_00147942 EFTA01252892 KYC Print Page 8 of 25 2. Account Ownership Summary Account Name: JEGE LLC Acct. Number ttravatht`i Account Manager: Paul Ma is What is the purpose of the axast (e.g. portfolio management, advisory account, custody services, long•term investment, payment/expense account)? Checkng account to hold the funds necessary for the costs associated with owning/running cne of Jeffrey Epstein's airplanes Indicate from where the assets are expected to amve? O DB Group: Same Booking Center (indicate account number): ID DB Group: Other Booker; Center (indicate 08 location and accost details): 2 Other Institution (Indicate name B. location): JPtiorgan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per moth)?: Roughly 10 inflows and outflows per math ranging from $1000 to 510,000 I Currency 'USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I 1100000 What is the expected volume of assets and currency for the account approx. one year after opening? I arencY I USD Does/will the client have AsseAssets Uncler Management (Auld) within DB under Eur. 3M? • Vs 5 No Please Ilst all parties related to the account. For each party: • Check I a source of wealth description is required for the party. • (beck the appropriate box to describe the relationship of the party to this accost (> 1can be selects). • (none of the check boxes apply, descob the party' relation o the account in the "Other column. • Always desaibe the relationship between the parties ri the last column. • Please drill down to the ulbmate/underlyi g Benefkial Owners . _egai Description Account PlC Settler of Jlbmate $gnatorylimaetlrinancial Significant - • -1 ,.... arantalSetdorfoundingOdier Entayof Source Helder Ownertrust/ Beneficiallor Full POA MermediaryShareholderetepreseMabve Donor (please of Wealth Founder of Owner POA IM) ;>=25%) describe squired Foundation Non•PIC other roles entity and/or Panes (ndcate 'ndicate related ownership relationship to this %) between account parties) 1 O • HarrY Beller O El O O 2 O O O O O 2 El 2 "u_c Er El DO O O . D O O O Jeffrey ri 0 0 3 • 2 st 2 2 0 0 O O • Epeki " Darren n D O 4 0 • Indyke " O O O O 0 0 • SDNY_GM_00037331 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... DB-SONY-0000155 7/11/2019 EFTA_00147943 EFTA01252893 KYC Print Page 9 of 25 2. Account Ownership Summary Account Name: JEGE LLC — Money Market Acct. Number prevailtillei Account Manager: Paul Monis What is the purpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Money account to hold the funds necessary for the costs associated with owning/running one of Jeffrey Epstein's airplanes Indicate from where the assets are expected to amve? 0 C43 Group: Same Booking Center (indicate account number): El C43 Group: Other Bookkig Center (indicate DB location and account details): 2 Other Institution (Indicate name & location): JPPlorgan. New Yak O Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per month)?: Roughly 1-3 inflows and outflows per month ranging from $1000 to $1OO0O I Currency I USD What is the expected volume of assets and currency for the account approx. 90 days after opening? I What is the expected volume of assets and currency for the account approx. one year after 1200000 I Currency I USD oPerkirN? Does/will the client have Assets Under Management (Aitl) within DB under Eur. 3M? presRisio Please Ilst all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accowit (> 1can be selected). • (none of the check boxes apply, describe the party' relation o the ao:ount in the "Other column. • Nways describe the relationship between the parties n the last column. • Please drill down to the ultimate/undedying Benefcial Owners . .egal Description Account PIC Settler of JIbmate SignatorYilLimitedFinancial Significant egal 'Suntor/SetdorfoundingOther intkrof Source Helder Owner(rust / Beneficialbr Full POA MermeiiwyShareholderktepreseManve Donor (please of Wealth Founder of Owner ?OA ,F1M) ;>=25%) describe %squired Foundation Non•PIC other roles entity and/or Parties ,indcate 'ndicate related ownership relationship to this %) between ao:ount Dates) 1 2 2 3EGEr U_C g O O O O O O 0 0 0 2 O 0 whey n O O a 2 • D 0 0 Epstein .--, O 3 O O HarrY O Beller O O O 2 O O O O • Darren n D O 4 O O Indyke ' ❑ O 2 O O 0 0 • SDNY_GM_OOO37332 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-OOOO156 EFTA_00147944 EFTA01252894 KYC Print Page 10 of 25 2. Account Ownership Summary Account Name: Plan D, LLC Acct Number 0'andel*? Account Manager: Paul Morris What s the arpose of the account (e.g. portfolio management, advisory account, custody services, longterm investment, payment/expense account)? Checkng account to hold the funds necessary for the costs associated with owning/running ate of Jeffrey Epstein's airplanes Indicate from where the assets are expected to arrive? O DB Group: Same Booking Center (indicate account number): O DB Group: Other Booker; Center (indicate DB location and accoult details): 2 Other Insbtubcri (Indicate name B. location): IFTIorgan. New Yak O Physical Deposits (specify cash, secants, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per rrioreh)?: Roughly 10 inflows and outflows per month rangrg from $1000 to $10,00 What s the expected volume of assets and currency for the account approx. 90 days after opening? I I Currenci I USD What s the expected volume of assets and currency for the account approx. one year after opening? 1 100000 I Currency I USD Does/will the client have Assets Under ManagemeM (Ault) within DB under Eur. 314? O Yes R No Please list all parties related to the account. For each party: • Check if a source of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accowit (> 1can be selected). • (none of the check boxes apply, descob the party' relation o the account in the "Other column. • Nways desaibe the relationship between the parties ri the last column. • Please drill down to the ulbmate/underlyi g Benekial Owners . _.gal Description Account PlC Settlor of Jlbmate $gntatorylimitedrinancial Significant - • -1 ,.... arantalSetdorfounclingOther Riteyof Source Helder Owner crust Beneficiallor Full POA MermedianiShareholderetepreseMabve Donor (please of Wealth Founder of Owner POA ,F1M) ;>=2.5%) describe required Foundabon Non•PIC other roles entity and/or Pates (ixIcate •nclicate related ownership relationship to this %) between amount oates) 1 2 21 FWD' a LLC D O O O O O O O O 2 O 0 km., n O O a 2 • D O O O Epstein .--, 3 O O Harr' O Baer O O O 2 O O O O IN Darren n D O 4 O O Indyke "1 ❑ O 2 O O O O • SDNY_GM_00037333 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000157 EFTA_00147945 EFTA01252895 KYC Print Page II of 25 2. Account Ownership Summary Account Name: Plan D, LLC -- Money Market Acct. Number (AY evarZsb/e): Account Manager: Paul Morris What s the purpose of the accoLcit (e.g. portfolio management, advisory acozunt, custody services, longterm investment, payment/expense account)? Money Market accant to hold the funds nectisary for the oasis associated with awring/running one of Jeffrey Epstein airplanes Indicate from where the assets are expected to arrive? CI DB Group: Same Booking Center (indicate account number): El DB Group: Other Booker; Center (indicate C43 location and accoLnt details): RI Other Insbtubcri (Indicate name B. location): Pflorgan. New York El Physical Deposits (specify cash, securities, cheques, ...): What is the expected size and frequency of regular inflows and outflows for the account (indicate estimated number and volume per meth)?: Roughly 1-3 inflows and outflo‘vs per month ranging from $1000 to $10000 What is the expected volume of assets and currency for the account approx. 90 days after openig? I I I USD What is the expected volume of assets and currency for the account approx. one year after 1200000 Currency OSO opering? I I Does/will the client have Assets Uncler Management (MEl) within DB under Eur. 314? El Yin El No Please Ilst all parties related to the account. For each party: • Check des:woe of wealth description is required for the party. • Check the appropriate box to describe the relationship of the party to this accoLnt (> 1can be selected). • f none of the check boxes apply, descob the party' relation o the ao:ount in the "Other" column. • Always describe the relationship between the parties in the last column. • Please drill down to the ultimate/underlyi g Benefcial Owner(s . _egal Description Account PIC Settior of Jlbmate SignatolYilLimitedFinancial Significant egal ‘.3r2ntcr/SettlafoundingOther Enter/ Source Helder Owne(frust / Beneficialbr Full POA MermtiliatyShareholdeiktepreseMatve Donor (please of Wealth Founder of Owner ?OA ,FIM) ;>=2.3%) describe required Foundation Non•P1C other roles entity and/or Pates indicate 'ndicate related ownership relationship to this go) between account Dates) Plan D, a I 2 21 LLC D 0 0 0 0 0 O O O 0 wire, ,—, 0 0 a 2 • D O O 2 0 Epstein .--, El 3 0 0 Har" 0 Beller 0 0 0 2 0 0 0 0 • Darren r , D 0 4 El 0 Indyke "1 ❑ 0 2 0 0 O O • SDNY_GM_00037330 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... DB-SONY-000015S 7/11/2019 EFTA_00147946 EFTA01252896 KY(' Print Page 12 of 25 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownershlo Summa 3A. Individual Details (for all parties) Individual's Name: Jeffrey Epstein • 00000483289 Date of Birth: 1/20/1953 CoLntry of Readence: USVI Country of Otaenship: USA Has client raided outside of Litte Saint James Sant Thomas 00802 US Virgin Islands his/her country of nationality • ym No Address of primary residence: for 5 years a more? Profession/Occupation: Self Empolyed Tax ID / SSN: Current Employer. Southern Hnandal LLC PositiortaitleNtank: President Address of employer: Does the person work as senior executive of a DB.recognized regulated entity in the financial rt, es 2 No industry?or an entity listed on a DB.recognisei exchange? (Not applicabe for operating entities " ' Is the individual a Politica/1y Exposed Person (PEP)?(//' Yes, desarbe) • Yes @ No To the best of yes knowledge, is the individual related to an employee of the DB groupW • Family • Friendship i None Family etFriends* descnbe) To the best of yes knowledge, is the individual party to a non-banking relationship with Deutsche Bank (e.g., external legal motel, dient referral source, suppler of goods or • Yes 121No services)ye resdescribe) If appeal:1e, i -dcate which bank officers have met the Irdcate where and when the dent meeting(s) took place: person: Client Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: Business: O O O • • • • • O O Wealth Details for this individual are not filed in, because they are the same as for the following person: 38. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Indmduars Busness: Private investments Primary Country of source of wealth/source of Funds? Primary industry of soiree of Wealth/Source of Funds? Summarize Soiree of Wealth: 2 Business Owner O SaLarygamings El Investment O Intentance/Ofts pother: Further Desate Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For Oust, how did settlor accumulate wealth? Fa nhentance, how did family accumulate vrealth?For business owners, how long in business, how many employees, level of profitabety? Indicate type of business, countries of major activities, important business partners.) Epstein began his finandal career in 1976 as an options trader at Bear Steens and became a partied n 1980. In 1982, Epstein founded his own financial management firm, J. Epstein & Co., menacing the assets of dients with more than a taco in net worth. In 1996, Epsten changed the name of his firm to The Firandal Trust Company and based it on the island of St Thomas in the US Wgin Wands. All of his clients were anonymous except for the very wealthy businessman Leslie Wexner. Ha wealth has come from his days at Bear Steams and his finandal management firms Estimated Annual Income($): 10,000,000.00 Estimated amount of investable asseis($): $100 MM . 500 MM Estimated Net Worth($): $100 MM • SOO MM Amount of assets planned to nest with PWM($): Other Known Anandal Instituters: Institution: JPMorgan . USA Ea. Assets Under Mgt: 200,000,000.00 CONFIDENTIAL — PURSUANT TO FED. R. t oNFIIDENTIAL SDNY_GM_00037335 OB-SDNY-0000159 https://dbforcepb.my.sale,sforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 EFTA_00147947 EFTA01252897 KYC Print Page 13 of 25 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: Please indicate the family stuabon of the incavidual (mental status, other family members, etc.): SONY_GM_00037336 CONFIDENTIAL- PURSUANT TO FED. R. IC I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000180 EFTA_00147948 EFTA01252898 KYC Print Page 14 of 25 One sheet must be established for EACH INDIVIDUAL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all parties) Individual's Name: Harry Beller - 00000487202 Date of Birth: CoLntry of Residence: USA Cony of Otizenship: USA Has diets resided outside of Monsey NY 10952 USA his/her coLntry of nationality • yes No Address of primary residence: for 5 years a more? Profession/Occupation: Accountant Tax ID / SSN: Current Employer: MILK Associates, Inc Position/Tde/Rank: Address of employer: Does the person work as senior executive of a DB.recognized regulated entity in the financial r-i nchstry? or an entity listed on a DB.recognisal exchange? (Not applicable for operating entities Li Yes 2 No Is the incividual a Politica/1y Exposed Person (PEP)?(/f Yes, desarbe) •Yes 2 No To the best of your knowledge, is the individual related to an employee of the DB groupW/ • Family • Friendship i None Family or Friendshoz descnbe) To the best of your knowledge, is the indlykkel party to a non-banking relationship with Deutsche Bank (e.g., external legal morel, diets referral source, suppber of goods or •Yes 121No services)?(f Yesdescribe) If applicable, Sichcate which bank officers have met the Indicate where and when the dent meeting(s) took place: person: Client Private Client Place of Bark Officer Name(s) Bank Office Other Location (specify): Date: : Domicile: Business: Paul Maris O O WI 9/13/2013 • • 0 • • • O Wealth Details fa this individual are not filed in, because they are the same as fa the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated in Section 2) Nature of the Indmduars Busier: Pnmary Country of source of wealth/source of Funds? Pnmary industry of scarce of Wealth/Source of Funds? Summarize San of Wealth: O Business Owner OSalary/Earnings O Investment O Inhentance/Ofrs Dotter: Further Desate Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For mists, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employer, level of profitability? Indicate type of business, countries of major actMbes, important business partners.) Estimated Annual Income($): Estimated amount of investable assets($): Estimated Net Worth($): Amount of assets planned to Swint with PV/f4($): Other Known Hnandal Institutions: Institution: Country: Est. Assets Under Mgt: Institution: Canby: Est. Assets Under Mgt: Institution: Canby: Est. Assets Under Mgt: SDNY_GM_00037337 CONFIDENTIAL — PURSUANT TO FED. R. Ce I ONFIDENTIAL h tps://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000161 EFTA_00147949 EFTA01252899 KYC Print Page 15 of 25 Please indicate the farndy srtuadon of the inovidual (manta) status, other family members, etc.): SDNY_GM_00037338 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000162 EFTA_00147950 EFTA01252900 KYC Print Page 16 of 25 One sheet must be established for EACH INDDflou AL PARTY in Section 2. Account Ownership Summa 3A. Individual Details (for all paroes) Individual's Name: Darren Indyke - 00000486405 Date of Birth: Country of Residence: us* Country of Otizenship: USA Has dient resided outside of Livingston N3 07039 USA his/her country of nationality • yes No Address of primary residence: for 5 years or more? Profession/Occupation: Lawyer Tax ID / SSW: Current Employer: Southern Frendal LLC Position/Title/Rank: Address of employer: New York NY USA 10022 Does the person work as senior executive of a DB-recognized regulated entity in the financial r-i industry? or an entity listed on a DB.recognisei exchange? (Not applicable for operating entities LI Yes 5 No Is the individual a Pohticaly Exposed Person (PEP)?(/f Yes. describe) Ekes ONO To the best of yes knowledge, is the individual related to an employee of the DB group?(if • Family • Friendship i None Family or Frierdshoz descnbe) To the best of yes knowledge, is the Individual party to a non-banking relationship with Deutsche Bank (e.g., external legal counsel, dient referral source, suppler of goods or O Yes 12INo servioes)ye YeAdescribe) If applicatie, relcate which bank officers have met the Indicate where and when the dent meeting(s) took place: person: Client Private Client Place of Bank Officer Name(s) Bank Office: Other Location (specify): Date: Domicile: Business: O O O • • O • • • 0 Wealth Details for this individual are not filed in, because they are the same as for the following person: 3B. Wealth Details (Only for parties requiring source of wealth description as indicated ri Section 2) Nature of the Individual's Business: Pnmary County of source of wealth/source of Funds? Pnmary industry of scum of Wealth/Source of Funds? Summarize Solace of Wealth: 0 Business Owner 0 Salary/Eamings 0 Investment 0 Intentance/Gifts 0 Other: Further Desate Source of Wealth /Detail the history of wealth for each of the sources: (e.g. For trusts, how did settlor accumulate wealth? For inheritance, how did family accumulate wealth?For business owners, how long in business, how many employer, level of 'rail:SAW Indicate type of business, countries of major actMbes, important business partners.) Estimated Annual Income($): Estimated amount of investable assets($): Estimated Net Woith(l): Amount of assets planned to meat with PV/t4($): Other Known Anandal Institutions: Institution: Country: S. Assets Under llgt: Institution: Canby: S. Assets Under l4gt: Institution: Canby: S. Assets Under l4gt: SDNY_GM_OOO37339 CONFIDENTIAL— PURSUANT TO FED. R. IA I ONFIDENTIAL h tps://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-OOOO163 EFTA_0014795 I EFTA01252901 KYC Print Page 17 of 25 Please indicate the faney situation of the individual (mental status, other family members, etc.): One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summa 3C. Legal Entity Details (For a Legal Entities) Legal Entity Name: Hyperion Ar, LLC - 00000487225 @Private Investment O OFoundation/Asscciation O Trust 2 Company • Estate Type of Entity: Purposee of Emily: OPartnership Philanthropic/Charitable El Commercial of noty Type of Entity Other (specify): Other (specify): Date of Country of US Virgin Islands 10/19/2012 incorporation incorporation/registratkm: registration: Volcker Status: Volcker Flag: Address (city, street, post St„ Thomas 00802 USV1 U.S. TIN/EIN: code): Provide a description of the entity's organizational structure, IN ownership structure and its Top Management For trusth/foundabms, include information about revocability,settla and beneficianes,etc: Single member LLC Jeffrey Epstein is sole member/owner Please indicate how ownership of the legal entity is reflected: O Special attention: Bearer Shares - Indicate where shares are custodied: Describe the chan from the direct owner of the entity to the ultimate benefldal owner (henot the somepersons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, neater of goods or services)?: . No •A Describe Nature of Entity's Primary Business and Investment AcdvIties This is a company farmed to hold funds for the taxes and payments of one of Jeffrey Epstein's Nature of the business: airplanes. This LLC was formed to eventually take over payments for Hyperion Air Inc. Hyperion Air Inc will be closed within a year Cointries where business is transacted: USA, USV1 Number of employees: 1 3D. Wealth Profile (Only for parties requimg source of wealth description as indicated in Sedion 2) Pnmary Country of source of wealth/source of Funds? Primary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of asses/liatdities): This is a company formed to hold fads for the taxes and payments of one of Jeffrey Epstein% airplanes. This LLC was formed to eventually take owr payments or Hyperion Air Inc. Hyperion Air Inc viii be closed rah., a year. Intel capital contribution of $1,000 from Jeffrey fester. At funds for this company come Iran Jeffrey Epsten's source of wealth. Estinated gross receipts p.a.(5): Estimated net profit p.a. (5): Estimated investable asses (5)* <51 NM Potential Amount to be invested with PWN ($): 300,000.00 Other Known Frendal Institutions: Institution: JPMorgan Country: USA Est Assets Under Mgt: 300,000.00 Institution: Country: Est Assets Under Mgt: SDNY_GM_00037340 CONFIDENTIAL - PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000160 EFTA_00147952 EFTA01252902 KYC Print Page 18 of 25 II It: I Country: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary I Est. Assets Under Mgt: I 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: Flan D, LLC - 00000487219 0 Private Investment • O Foundabon/Asscciabon O Trust 0 Company O Estate Type of Entity: Purpose of Entity: • Partnership phdanthropic/Charitatie CI Commercial Purpose of Entity Type of Entity Other (specify): Other (specify): Date of Country of US Virgin Islands 10/19/2012 incorporation / incorporation/registraticn: registration: Volcker Status: Volcker Flag: Address (city, street, post St. Thomas 00802 USVI U.S. TIN/EIN: code): Provide a description of the entity's organizational structure, it ownership structure and Its Top Management. For trustffoundabals, indude information about revocability,settla and beneficiaries,etc: Single member LLC Sole member is Jeffrey Epstein Please indicate how ownership of the legal entity is reflected: O Special attention: Bearer Shares - Indicate where stores are custodied: Describe the chain from the direct owner of the entity to the ultimate beneficial owner (ifnot the max persons): To the best of your krowledge, is the entity party to a nce-barking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: Yin • No 21 Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: LLC aeated to hold funds to pay for costs associated ivAh one of Jeffrey Epstein's planes Countries where business is transacted: USA, UWI Number of employees: I 3D. Wealth Profile (Onty fa parties requiring source of wealth description as indicated in Sedion 2) Primary Country of source of wealth/source of Funds? Primary industry of soiree of Wealth/Source of Funds? Provide Evidence of Corporate Asset (e.g. balarce sheet or equivalent summary of assetniabilities): LLC created to hold fends to pay for costs associated with are of Jeffrey Epstein's planes. lnibal contribution of $1,000 from Jeffrey Epstein and all source of illrldS come from Jeffrey Epstein. Estimated gross receipts p.a.($): Estimated net profit p.a. (S): Estimated investable asset ($): <51 MM Potential Amount to be invested with Mil ($): 300,000.00 Other Known Friandal Institutions: Institution: JPHorgan Country: USA Est. Asset Under Mgt: 300,000.00 Institution: Country: Est Asset Under Mgt: Institution: Country: Est Asset Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summ SDNY_GM_00037341 CONFIDENTIAL- PURSUANT TO FED. R. CC I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 OB-SDNY-0000165 EFTA_00147953 EFTA01252903 KYC Print Page 19 of 25 3C. Legal Entity Details (For al Legal Entities) Legal Entity Name: Hypenon Ar, Inc - 00000487224 ®Private Investment O O Foundadon/Associadon O Trust ®Company O Estate Type of Entity: Purpose of Entity: Phianthropic/Chwitatle O • Partnership Commercial Purpose of Entity Type of Entity Other (specify): Other (specify): Date of Country of USA 7/18/1991 incorporation f incorporationtregistratiat registration: Volcker Status: Volcker Flag: Ad&ess (city, street, post St„ Thomas 00802 USVI U.S. TIN/EIN: code): Provide a description of the entity's organizational structure, Its ownership structure and its Top Management. For trusWfoundatais, include information about revocability,setticr and benefidaries,etc: Jeffrey Epstein is President and sole owner. Please indicate how ownership of the legal entity is reflected: O Spedal attention: Bearer Shares - Indicate where shares are custodied: Describe the chan from the direct owner of the entity to the ultimate beneficial owner (ifnot the sanePelifoltSi t To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: Yon O No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Holds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. CoLntries where business is transacted: USA, USVirgin Island Numbed employees: I 3D. Wealth Profile (Only for pates requiring source of wealth description as notated vi Section 2) Pnmary Country of source of wealth/source of Funds? Primary industry of scarce of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary et assets/babes): all ftmds for this LLC cane from contnbutcos of the presided and sole owner, n. Estimated gross receipts p.a.(;): Estmated net profit p.a. (S): Estimated investable assets ($): c$I. MM Potential Amount to be invested with PWTI (5): 300,000.00 Other Known Ananclal Instituters: Instituter.: WNorgan Canby: USA Est. Assets Under Mgt: 300,000.00 Institution: Country: Est. Assets Under Mgt: Institubat Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY in Section 2. Account Summary 3C. Legal Entity Details (For all Legal Entities Legal Entity Name: I JEGE, Inc • 00000487244 Type of Entity: I Purpose of Entity: I SDNY_GM_00037342 CONFIDENTIAL — PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000166 EFIA_00147954 EFTA01252904 KYC l'rint Page 20 of 25 • Foundabon/Associabon O Trust 10 Company DEstate 0 Private Investment O O Partnership Ftelanthropic/Charitable O Commercial I Purpose of Entcy Type of Entity Other (specify): Other (specify): Date of Canby of USA 9/7/2000 incorporation! incorporation/registration: registration: Volcker Status: Volcker Flag: Address (cry, street, post St. Thomas 00802 USVI U.S. TIN/EIN: cede): Provide a description of the entity's organizational structure, its ownership structure and its Top Management. For trusts/founded:Ins, include Information about revocability,settla and beneficiaries,etc: Jeffrey Epstein is the sole owner. Please indicate how ownership of the legal entity is reflectoi: • Special attention: Bearer Shares - Indicate where shares we custodied: Describe the chain from the direct owner of the entity to the ultimate benefidal owner (if not the same persons): To the best of your knowledge, is the entity party to a ncri-banking relationship with Deutsche Bank (e.g. external legal counsel, client referral source, suppler of goods or services)?: Yes O No Describe Nature of Entity's Primary Business and Investment Activities Nature of the business: Melds funds to pay for costs associated with an airplane owned by Jeffrey Epstein. Countries where business is transacted: USa, USVI Number of employees: 1 3D. Wealth Profile (Only for parties requiring source of wealth desolate., as reheated in Section 2) Pnmary Country of source of wealth/source of Funds? Pnmary industry of source of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of assets/liabities): All corporate funds/assets come from contributions by the sole owner, Jeffrey Epstein and his soiree of wealth Estimated gross receipts p.a.($): Estimated net profit p.a. ($): Estimated investable asses (S)* <SI MM Potential Amount to be invested with PM ($): 300,000.00 Other Known Frendal Institutions: Institution: JPMcrgan Country: USA Est. Assets Under Mgt: 300,000.00 Institutat Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: One sheet must be established for EACH LEGAL ENTITY In Section 2. Account Summa rY 3C. Legal Entity Details (For al Legal Entities Legal Entity Name: JEGE, LLC • 00000487216 Private Investment O ❑ Foundaborassodabon O Trust 12 Company O Estate Type of Entity: Purpose of Entity: Phdanthroplc/Charitatle 0 OPartnership Commercial SDNY_GM_00037343 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000167 EFTA_00147955 EFTA01252905 KYC Print Page 21 of25 Purpose of Entity Type of Entity Other (specify): Other (specify): Date of Country of USVI 10/19/2012 incorporation / incorporation/registratim recitation: Volcker Status: Volcker Flag: Address (oty, street, post St. Thomas 00802 USVI U.S. TINAIN: 66-0795442 ode): Provide a description of the entity's organizational structure, Its ownership structure and Its Top Management. For trut/foundaticns, indude information about revocability,settla and beneficiaries,etc: Single member LLC Jeffrey Epstein is the sole member Please indicate how ownership of the legal entity is reflected: • Speoal attention: Bearer Shares - Indicate where shares we custodied: Ciescnbe the chan from the direct oviner of the entity to the ultimate benefidal owner (it not the same persons): To the best of your knowledge, is the entity party to a non-banking relationship with Deutsche rn Bank (e.g. external legal counsel, client referral source, suppeer of goods or services)?: yes LJ No Describe Nature of Entity's Primary Business and Investment Activities This is a company formed to hold funds for the taxes and payments of one of Jeffrey Epstein's Nature of the tusiness: airplanes. This LLC was formed to eventually take over payments for AGE Inc. AGE Inc ?AI be closed within a year Countries whey business is transacted: USA, USVI Number of employees: 1 3D. wealth Profile (Only for parties requiring source of wealth description as indicated in Section 2) Primary Country of source of wealth/source of Funds? Primary industry of scarce of Wealth/Source of Funds? Provide Evidence of Corporate Assets (e.g. balance sheet or equivalent summary of asseWllabi0es): Initial funding of 51,000 from sole member Jeffrey Epstein. All corporate assets come from contributions made by the sole owner Estimated gross receipts p.a.(5): Estimated net profit p.a. ($): Estimated investable assets ($)• <51 MM Potential Amount to be invested with OWN (S): 3C0,000.00 Other Known Fnandal Institutions: Institution: JPMorgan Country: USA Est. Asses Under Mgt: 300,000.00 Institution: Country: Est. Assets Under Mgt: Institution: Country: Est. Assets Under Mgt: SDNY_GM_00037344 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000168 EFTA_00147956 EFTA01252906 KYC Print Page 22 of 25 DB PWM GLOBAL KYC/NCA: US/LatAm/Int'I PART B Relationship Name EPSTEIN, JEFFREY RELATIONSHIP Risk Rata; Comments: Booking Center 2 NY O Offshore O Moderate 5 High Risk Jacqueline LIgMbody NO Y/Offshore Risk (Compliance Signature) DOB Employee O D8 Managed PIC O DB is Trustee/Co-Trustee O Bearer Shares 4. Attadimenb A. Type of Photo ID Provided WI Drivers License O Passport O National/State ID O Other Checklist of names (indivkluals ard/or entities) that were submitted for database searches is B. attached 121 Yes O No C. Please indicate the results of the database searches performed RDC searches complete 5 Yes Ill No negative results found 5 Yes O No PCR checks complete Fi Yes O No negative results found F; Yes O No OFAC checks complete 2 Yes O No negative results found O Yes 2 No BIS searches complete (Leds/Nexis, Factiva, Reuters Dow Jones, MB) 2 Yes O No negative results found O Yes 21No Denial Orders checks complete a Yes O No negative results found O Yes gi No Martindale.Hubbell searched (Lawyers/Law Firms only) M Yes IA No negative results found M Yes O No Please summarize any ne awe results from the database searches indicated atove: DARREN INDKYE: KYC approved in case HYPERION AIR INC: No negative media No court cases HYPERION AIR LLC: No negative media No court cases JEGE INC: No negative media No court cases JEGE LLC: D. No negative media No court cases PLAN D LLC: No negative media No court cases HARRY BELLER: Negative Media: Not our client. All negative media pertars to an environmental mkrobiologist Our diem 6 an accountant Court Cases: al: Disposed in 1987 All other cases are rot our client. The other court cases refer to a Dr. Harry Beller. Our dient is an accomtant JEFFREY EPSTEIN: Previously KYC'd and approved in: E. To the best of your knowledge, has the client ever been convicted of a criminal offense? 2 yin O No To the best of your knowledge, has the customer ever been involved in any past litigation against Deuische Bank AG or any of its subsidiaries or is the customer threatening litigation against F. Deutsche Bank AG or any of its subsidiaries? (If Yes goitre Maks below and contact Quality Mgt. IN Yes No (tablmfintl)or the Regukwory Contra Croup andnotify Cons. ante immedNek) G. Oyes ®No SDNY_GM_00037345 CONFIDENTIAL - PURSUANT TO FED. R. t I ONFIDENTIAL https://dbforcepb.my.salesforce.corn/servlet/servlet.lntegration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000169 EFTA_OBI 47957 EFTA01252907 KYC Print Page 23 of 25 Does the dent or reated party have any financial or other associar / interactions within countnes or regimes sanctioned by the Office of Paden Assets Control (OFAC)? Does the Brent or related party have any financial or other association/ interactions within high risk • Yes No H. No countnes? I. Corporate Documentation Attached (Legal Entities Only) 2 Yes O No O Not Applicable J. Uncisdosed Principal Form Complete (Intermediaries Only) II Yes . No Fil Not Applicable K. If LexisThems Search Results, Corporate Documents or Other Supporting Documentation is rot in Engksh, please provide a, English summary of the nature/contents of the non-English Documentation: I.. Special Risk Factors Does the account have Nexus to Special Risk Courtin? O Yes In No Is the account structure unusually complex? O Yes 0 No Is there any indication the client set up a non operating company expressly r-a for the pspose of transferring shares to third parties? LJ❑Yes ir .4 No Is there any indication this could be a prohibited business relationship? O Yes 2 No Are the bearer shares identified subject to acceptable controls? O Yes RI No SONY_GM_000373.16 CONFIDENTIAL- PURSUANT TO FED. R. IA I ONFIDENTIAL https://dbforcepb.my.sale,sforce.com/servlet/servletintegration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000170 EFTA_00147958 EFTA01252908 ICYC Print Page 24 of 25 M. Case Comments Created By Date Comments 1 page of DB Certificate of LLC Reoludon with the 2nd that did not et all signers, is acceptable. The only lacquehne Lightbody 3/14/114 4:02 PM -evisicri was the 2nd page with the correct signers that is attached separately. ONSHORE APPROVALS Client Facing Professional (CFP): Paul Moms (Signature) 2124/2014 Paul Moms Office Diredor/Busness Head: Brian M. Beggar (Signatt.re) 2./24/2014 Brian M. Biggar Regional Office Director: (Signatt.re) AML Business Risk: (Signature) AML Cornpiance: (Scrlature) Gwen Pon o/b/o Janice Franklin Gwen Hill a/o Janice Frarildin 3/14/2014 Jacqueline Lighttody Jacqueline Lightbcdy 3/14/2014 LATAN/INTERNATIONAL APPROVALS Client Fadng Professional (CFP): (Signature) Account Manager: (Signature) Global Market Team Head (Sqrature) (GMTH)/SubMarket Team Head SMTH : AML Business Risk: (Signature) AML Compkance: (Signature', PRIVATE WEALTH MANAGEMENT POLICY STATEMENT: Deutsche Bank Private Wealth Management (PWM) worldwide is committed to professionally serve the interests of its clients. To do so, Client Facing Professionals)(I) (CFP is) should establish and maintain business relationships only with persons who satisfy our high standards ofsuitability. background and character. Due diligence obtained on the client must be appropriately documented by the CFP. It is the responsibility of CFP's to demonstrate that they know their client both at the inception of a relationship and on an ongoing basis. DECLARATION FOR ALL SIGNERS OF THIS FORM: To the best of my knowledge and belief the above information is correct and up to date. I confirm that I have no suspicions relating to the money laundering or unethical activities on the part of the client(s) and that I havefollowed all the procedures relating to account opening as described in the PWM Americas Procedures and the PWM Global KYC Policy SDNY_GM_00037347 CONFIDENTIAL- PURSUANT TO FED. R. Ce I ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000171 EFTA_00147959 EFTA01252909 KYC Print Page 25 of 25 (I) Client Facing Professionals (CFP's) include: Relationship Managers, Wealth Advisors, Product Ctlficers, Brokers, Client Managers, etc. Deutsche Bank Americas New York n SONY_GM_00037348 CONFIDENTIAL- PURSUANT TO FED. R. IA I - ONFIDENTIAL https://dbforcepb.my.salesforce.com/servlet/servlet.Integration?lid=01N30000000D9Di&e... 7/11/2019 DB-SONY-0000172 EFTA_00147960 EFTA01252910