EFTA01273308

UEIS Pnanoal Seruces SUBS Resource Management Account February 2014 Your financial Advisor ≤..TC TT STACK mA :U LYLE CASRiEt Account name: ' NE_ f.1, friendly account na Questions about your statement? Call your Financial Advisor or the Account number: RMA Resourceline at PO/BMA-1000. account 029023568 Visltour websIte: vAmv.ubscomlfinancialseivites Your investment objectives: You have identified the following Value of your account Your account instructions • Your account cost basis default closing investment objectives for this account If on January 31 (1) on February 28 (1) method is FIFO, First In, First Out. you have questions about these objectives, disagree with them, or wish to Your assets 0.00 1,981,915.66 change them, please contact your Your liabilities 0.00 0.00 Feiancial Advisor or Branch Manager. You can find a full dezription of the Value of your account $0.00 $1,981,915.66 alternative investment objectives in Important information aboutlour statement at the end of this document Your return objective: Current income & capital appreciation Change in the value of your account Your risk profile: February 2014 (I) Year to date (5) Pnmary - Moderate Investment eligibility consideration - None Opening account value $0.00 $0.00 selected Deposits, including investments transferred in 1,966,430 85 I ,966,430 85 Change in market value 15,484 81 15,484.81 Closing account value 51,981,915.66 $1,981,915.66 SDNY GM 00020481 Member SIPC CF26005403nS49f5F2600M 44229 00)020214 030575034 YI23568550C0C000 Page 7 of 48 CONFIDENTIAL EF1'A_00131101 EFTA01273308 SUBS Resource Management Account February 2014 Account name: Friendly account na Account number: Jr Your Ignancial Advisor. SCOTT STACK MANLYLE CASRIEL Cash activity summary See Account activity this monthlot &ISIS BC:W(0ln your Sweep Options are maw:tam the operony and closing balances ledit. FDIC insuiance epplies only to deposits at UM Bank tisk not to &pesos at uBs AG, Stanford Branch or bank deposits paced t hrouon the UBS Internanond Depose Account proaam. SIPC protection apples to money market sweep fund boding, but rot bank deposits see important inkoftnation about your statement on the last two pages of this document for detals February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 20,390.04 20,390.04 Total additions $20,390.04 $20,390.04 Net cash flow $20,390.04 $20,390.04 Closing balances $20,390.04 $20,390.04 CFZ60C04C02254926 F26003144229 00002 0214 030575074 V123568550 co)iisNycm000zoatte 8 of 48 CONFIDENTIAL EFTA_00131102 EFTA01273309 Resource Management Account Account name: Your Financial Advisor: *UBS Friendly account name: Account number. SCOTT STACK MAtill LY LE CASRIEL Your assets Some (Wei, income and current velue5Shoten may De approximate. As a este, gam and 'OVA'S may ni;il be axurately relkded. See Important onlornaabon about your statement a the end of tfs dxurrem for more Intormaion Cash Cash and money balances Cash arc( money balances may include avalable cah balances, UBS Bare. USA deposit account Wane's. UBS AG Stardord Branch deposit account baances and money market mut ua fund sweep balances. UBS Bank USA demise account balances are insured by the FDIC vat Nn yolk dale I 'mils, but are not protected by SIPC 1)85 AG Stanford 8rarx h deposit acoura banes ate not insured by FDIC end ere not protected by SIPC Morey market sweep balances are protected by 9PC but au not insured by the FDIC. Set the important information snout your statement at the end of this document for details arnit those balances. Opering Want. Closing loalaxe Pnce per :rude Average Dnlde nil Interest Days in teddng on Feb 1 (1.) on Feb 28 (S) on Feb 28 (1) rate period period Ca, arount U6S BANK USA CfP ACCT 0.00 2039004 250.000.00 Equities Common stock Purchase OW trade RUTI:Iti Average pace Price per share Tate on Unretiatid Holdeg Wiring dale of shares per shale (I) Cost basis (1) on Feb 28(1) Feb 28(1) gain or loss (I) period ANALOG DEVICES INC Symbol. ADI Exchange- OTC EAI: 32,591 Current yield: 2.91% 1,751.000 --This information was unavailable.-- 50.820 88,98582 AUTOMATIC DATA PROCE55NG INC SymbOl. ADP Exchange: OTC EAI: 32442 Current yield: 2.47% 1,272.000 —This information was unavailable-- 77.780 98,936 16 BAXTER INTL INC Symbol. BAX Exchange: NYSE EAI: 13,050 Current yield: 2.82% 1,556000 --This information was unavailable-- 69.900 108,142.00 BLACKROCK INC Symbol. BLK Exchange WSE EAI: 32,872 Ostent yield: 2.53% 372.000 ---This information was unavailable-- 304.840 113,400 48 continued next page SDNY GM 00020483 CPZ60004002254927 PZ6000I 44229 00002 0214 030575004 YI235685500CCODO Page 9 of 48 CONFIDENTIAL EFTA 00131103 EFTA01273310 SUBS Resource Management Account February 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your 'gonadal Advisor, SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) Purchase pried Trade Santee Average price Price ger stare Vdue on Unierszed Haring lad dng date of that's pat sham (1) Cod basis (I) on Feb 28(1) kb 20 ($) gain of loss (1) period CATERPILLAR INC Symbol: CAT Exchange. NYSE CAI: $2,664 Current 247% 1,1 10 000 --This information was unavailable-- 96.970 107,636 70 COLGATE PALMOLIVE CO Symbol. Cl Exchange: NYSE EAI: 32,051 Current yield: 2.16% 1,508.000 --This information was unavailable-- 62.830 94,747.64 CONCCCPHLUPS Symbol: COP Exchange: NYSE EAI: 14,085 Current yield: 4.15% 1080.000 --This information was unavailable-- 66.500 98,420.00 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 12,861 Current yield: 3.04% 1032.000 ---This information was unavailable-- 50.030 94,156.46 IWNOIS TOOL WORKS INC Symbol: flW Exchange' NYSE EAI: 31,967 Current yield: 2.04% 1,171 000 --This information was unavailable--- 82.500 96,607.50 JOHNSON & JOHNSON COM Symbol: 08 Exchange: NYSE EAI: 42,814 Current yield: 2.87% 1,066.000 --This information was unavailable-- 92.120 98,199.92 MCDONAUDS CORP Symbol: MCD Exchange: NYSE EAI: 13,298 Current yield: 3.40% 1,018.000 --This information was unavailable-- 95. t 50 96,862.70 NEXTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 33,370 Current yield: 3.17% 1,162.000 --This information was unavailable-- 91.390 106,195.18 OCCIDENTAL PETROLEUM CRP Symbol: OW Exchange: NYSE EAI: 32,791 Current yield: 2.98% 969.000 ---This information was unavaiable-- 96.520 93,527.88 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 32,620 Current yield: 2.84% 1,154 000 --This information was unavailable-- 80.070 92,400 78 PROCTER & GAMBLE CO Symbol: PG Exhange: NYSE EAI: $2,728 Current yield: 3.06% 1,134.000 --This information was unavailable-- 78.660 89,200.44 continued nen' page CP260004032254928 P26000144229 00002 0214 030575034 Y123568550 COCtlikvGm0002eiati 10 of 48 CONFIDENTIAL EFTA_0013 I 104 EFTA01273311 Resource Management Account Account name: GNI!LAINE MA. WELL Your Finandal Advisor: SUBS n. Erie nd ly accou et name: Account number. SCOTT STACK MAW LYLE CASRIEL Your assets Equities . Common stock (contoured) Purchase pica ia.icebee Average price Pitt< Per chafe vaue on UmezdIzed Hold ng Hddng of shares per shale (1) Cost basis (S) on Feb 28(1) Feb28(1) gain or loss (1) period STAPLES INC Symbol: SPLS Exchange: OTC EAI: 43.249 Current yield: 3.53% 6.769.000 ---This information was unavailable— 13.590 91,99071 TARGET CORP Symbol. TOT Exchange. NYSE EAI: 42,752 Current yield: 2.75% 1,600 000 --This information was unavailable-- 62.540 100.064 00 TRAVELERS COS INOTHE Symbol. TRY Exchange. NYSE EAI: 12,304 Current yield: 2.39% 1,152.003 ---This information was unavailable-- 83.840 96,583 68 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange NYSE EAI: 12,843 Current yield: 2.80% 1,061 OCO --This information was unavailable- 95.770 101,611 97 NLINX INC Symbol: XINX Exchange:OTC EAT 12,0-36 Current yield 2 22% 1,798 000 ---This information was unavailable-- 52.200 93,855 60 Total $1,961,525.62 Total estimated annual income: 555.438 Your total assets Percentage of Cost Estmated UnreNtZed vaue on Feb 28 (5) your 3CCCunt COS6 (S) annue income (3) gain Or IM(1) Cash Cash and money balances 20,390.04 1.03% 20,390.04 Equities ' Common stock 1,961,525.62 98.97% 55,438.00 Total 61,981,915.66 100.00% $20,390.04 555,438.00 • Kinnrig (051 tees inloarellon Account activity this month Date ActInty DexnotIon Amount 0) Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 20390 04 Total deposits and other funds audited $20,390.04 SDNY GM 00020485 CP260004302254929 P26003144229 08002 0214 030575034 Y123568550000000 Page 11 43 CONFIDENTIAL EFTA_00B1105 EFTA01273312 Account name: GHISLAINE MAXWELL *UBS Resource Management Account February 2014 Friendly account name: Account number: Your 14 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Account activity this month (ccntit0edl Investment transactions For mare information about the prkevalue shown for restrkted securities, see Cmportant inlormatkot about your statement at the end of this downent eroceedS from Funds investment tnithdracen I a accrued Date AC4)4ty Descdption Quantity Vdue (S) Price (S) transactions (5) InwesIrnentS130u0( (S) .merest (S) Feb26 Receive Dtc ANALOG DEVICES INC 1,751.000 89,020.84 Feb 26 Receive Dm AUTOMATIC DATA PROCESSNG INC 1,272.000 98,478.24 Feb 26 Receive Dtc BAXTER INTL INC 1,556.000 107,690.76 Feb26 Receive Dtc CATERPILLAR INC 1,110.000 107.89200 Feb26 Receive Otc KACKROCK INC 372.000 110,718.36 Feb 26 Receive Dtc COLGATE PALMOLIVE CO isos.coo 93420.60 Feb26 Receive Dtc CONOCOPHLUPS 1,480.000 97,872.40 Feb 26 Receive Dtc GENL MILLS INC 1,882.000 93460.12 Feb26 Receive Ott ILLINOIS TOOL WORKS INC 1,171.000 96,548.95 Feb 26 Receive DR JOHNSON & JOHNSON COM 1,066.000 97,123.26 Feb 26 Receive Dtc NCDCNALDS CORP 1,018.000 97,61602 Feb26 Receive (sac NEXTERA ENERGY INC COM 1,162.000 105,114.52 Feb26 Receive Dtc OCCIDENTAL PETROLEUM CRP 969.000 92248.80 Feb26 Receive Dtc PEP9CO INC 1,154.000 90,762.10 Feb26 Receive Dtc PROCTER & GAMEILE CO 1,134.000 88293.24 Feb26 Receive Dtc STAPLES INC 6,769.000 92058.40 Feb26 Roan* Dtc TRAVELERS COS INOTHE 1.152.000 96,111.36 Feb26 Receive Dtc TARGET CORP 1.600.000 96,784.00 Feb 26 Receive Dtc UNITED PARCEL SERVICE NC CL B 1,061 000 101.007.20 Feb26 Receive Dtc XIUNX INC 1,798.000 93,819.64 Total Securities transferred in $1.646A40.111 CP200004002254930 PU000144229 00002 0214030575034 vi23568S50 COCejtiptiGm3,002iMe 12 of 48 CONFIDENTIAL EFTA_00B 1106 EFTA01273313 Resource Management Account Account name: GHISLAINE MAXWELL Your N sandal Advisor: *UBS February 2014 Friendly account name: Account number. SCOTT STACKMANLYLE CASRiEL Account activity this month ccontroed Crate Actrvity Description Arrount 1$) Money balance activities Jan 31 Balance forward S0.00 Feb 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 20,390.04 Feb 213 Closing UBS Bank USA Deposit Account $20,390.04 The UBS Bank USA Oepoot Account i; your primary sweep option SDNY GM 00020487 CP26O004002254931 PZ6000I 44229 00002 02I 4 030575004 Y123568550000000 Pegs 13 of 48 CONFIDENTIAL EFTA_00131107 EFTA01273314 *UBS Yournotes 4moravrimmessowagg. ,,,,,,...14.r. ...=,, CONFIDENTIAL EFT,00B110E EFTA01273315 Important information about your statement LES Financial Services ix. (the F im or UBS Anemia! sent you the fen stamen on which the error or The Finn, together with certain affiliates, ha also accost hekk you choose one of the following Swing is a merrter of all princin wordy, cannodey problem appeared. purchasechipplarental protection. The maximum jinn objectier and colons exchwges. IBS Fa-erxial Senates and U3S - Prowde you- name ad acco.re nutter Of any). anoint payable to al eligible dent colectereH trdie • Endue Cunene/mom.. Inane es seekng the Bank USA we rdrect subaltern of LES AG and - Desoto& the *nor or he transfer you ant triAre this rani* is S500 million as of December 10, 2013. generation ca income crib.. affiliates of LES Se:train UC. The Finn's Ihennal about, and 'ratan as <kat as you cm why you • Adder• CapralApprociatba Ireasknents seeking statement is available upon reoen. The Finn meanie believe t is an error a why youneed more klotot to the pokyconditions wet limitation, cash a growth of prroinalrather than the speroratim of off ices we a: Piamation the Firm is further protected fa Lea to 11.9 million n the moan?. — Proud. the &Aar Arran d to suspected mot aggregate for all you accounts held n ova-titular • Produce Combination ofMame and Capital LES Fintryoul Sans capacity A ft/ ccpy of tie poky waning is nibble Appreciation: nesiments seeki-g both the generation 1200 Harbor Boulevard The Fins or Cad Issuer MI instgate your complaint open eeritent. of name and 'mirth of prkoikel. Weehawken, to 07086 and wall correct any error promptly. The SIPC protection and the supploranUI protection Oewoll risk profdes This statement represents the any off aria' record of pas Please make all checks payable to the Fern or the both do not apply to. LES Financial Servos account. Other words, rapt financial inatitution itokated on fro front of this . Cowin &uncial Assets controlled by (and hand A • Consavarar Seeks to maintain Pint vet pd, wth official far downwit containing cornicing date should low risk aid voLaility to the non meal, tend Oakmont had:Mint° rigida. *cant fen accounts your account value) but held away from UBSFina-cel that men the nose does not generate significant rot be relied Lyon N you bedew there is an error cr may be subject to mailenaxe fees, chaps for ate Services (e.g.. certain(* cash al UBS Bat, El can at income or retutm and may rot keep pace with omission, please report it immedately narking to the parent for warns purchases and charges for unpaid LES AG Stroked bunch (i) innate acdX1S, Bench Manager et the office saving you account. amens an cashmoans. Accounts that at transferred including rabble anwities, and (M) shires of man inflati:n. sp otter intkutgns may b subject to a sunder tee. finds where such them are registered dienly n the • Moderato Wilk* to accept sum Sc to pinogal and Atkough al figures shown ate intended to be accurate. naile of the account Fokker on the books a-4 march tolerate some rot:nary to seek Inter returns. statement dated-I:0i not be used fix tat purposes Rely UBS Swap Onions of the applicable issuer or transfer agent); • Aggressire: Wiling to accept high Sc to pinopal aid ate& on xnend tax forms, 6.e. Form 1009 Sdalk UBS offers options for sweepng cash bine; banes high toltailty to seek high returns over time. 10425, etc.) whin preptringyour tax return. The Finn it to bat deposits at UBS Bark USA and UBS AG Starthxd • Certain meaner* contracts or nestment Merest requiredby low to won to te IRS all taxabk divide-Kb, branch (Etank Sweep Frogume), moneymane mutual (eg.. limited partnesein and plan placement) the Statement licruseholdne report** rontaicabk dn.:lends and tidale edentlt km* (Morey runt) ad theInternationalDeposit are rot registered under tie Securities Act of 1933; We may consolidate al related account statements with eared on %wins held in you accent net proceeds Accotnt ODAffor customers with wantemational ad the sane inlet n the sate tartar:4. Accounts may an safe transactors, and cost base cncenain covered Resource edmagemeni Account. Through tieBalk be related ler this purpose berate they hew owners warns. Sweep Pregamk cash balances re swill to LESEtais • Commodities contacts (e.g, foreign exchange and who also maintain pit worn relationships wit other USA up to an di-goblet...3 knit ad then to LES AG yeti:kismet.' contracts) ncluding futons contacts dents at the sane address. This practice's known as Communications with the Firm Stanford Brardn cr a Money Fund. Deposits at UBS ad toffneditr °Phan contracts. • househnling ' II you prefer to recede a-diva:kat • Please re-confirm any oral cornmincaterts in mai* Bak USA are FDIC rand in accordaxe with FDIC statements mated in separate envetpes — you may to funher protect young*. incladrig your rad oaks. For nxre Haman:el please set wwwidiogov. the 51K protects:nand h suppkmental pennon do dacha householding by Ealing your F minaret Advisor. order the Salsifies Manor Protection Ad (EPA) Deposes at UBS AG StamfordBinh red tares of not apply to these Malt even 4 they otherwise appear Money Funds ant rot inured by the FCC. on you Weernent Tice SEC protection and the Friendly account name • If the finnal nstitution en the tcp leit of Ike Ind rtnizaantal protection do not protect again changes the Frendkaccant name reflects alamnion that you of this statement is noeUBS Finaxel Senkes, LEIS %route the OA, mane to cash balances we swept to in the maim vale of gar investments (whether a a greeted on the Fimrs onlne senates websae, N is a Fnanoal Services carries your accon as cleamg depose accounts al UBS AG New Yak Branch and CBS result of market movement, iSSuer bwkruptcy Ce custanimble rniclrurro' &awn by you to alit you taker by at argereant web the endowed intlitutiNt AG Cayman Branch These deposits ate not inured by Othertaiw) wish ma recordkeeping. It has ro legal effect on your We Wormed you of this relationship when you the FIX. Balances Feld at an LES AG Cayman Brant, account You can dung. you' hiendk account names, opened this wookrt. kt this case, your trots and are tempera* exposed to the sovereign risk of the More information is avianle teen retort You may through Onire Services or by contactegyourFrancial searkina-e tooted a LES Hnancial Senates and rot Canaan blends, and there is no giwantee Cr other obtan mate hfcmiation abaft SK, incladng the 51K Athisor. the droctiong broke., aid you mat make a rePcO obligation of UBS AG to tway to Saxes while on the Brochure, by coraaningSIK a 202-371-8300 or by of try eta or &tuition to both firms. UBSC grans Bradt. books. wsitng the SK **bate sr YAWI.SIOCAIV ACCOSolt overview • new ofMrs aCCOUnnOrektin Net of assets rd A Nathan slate-rants shall tie deemed complete ad Depost a 185 Bat LEA and eachUBS AG Eranch are Dividend Rein/enfant Program (Dpi) fiabillies. accurate i not objected ton wren; withn 60 days. not protected by SIPC. Money Fund shares av protected The age reflected is an swage price. You may obtan • Asset kolas salable cash balances, wades for by SIPC. See *U3S Financial Service. Acton Protection' the actual price Iran yin Financial Advisor. Only nth* restricted storey lest 1, and Global Tine Deposits, • Please died customer complaints a eq.iiies to he bobw tare are purchased uncler DIM; partial there, will be urrealied maks to makes, and certain ants not held Firn's C lent Relatims Dmanent a 201.352.1699 cold rd the cash wM be deposited in your accord The by the Fan. Does rot include 'stoked SKS/eke:assets tolkfree a 8004569103, 860 A.M. to 6:CO P.M. Upon you retest, balrices n te Bank Sweep 6viderd renvesvnent price applied by to issuer may al the end of the prior and curent statement periods, or ET Monday through Fridaw a in main; to LES Programa OA may be withdrawn, and shares of a • from the market pia at which tee partial shires prorate irwestriwits, invested stock options and Financial Senates K., Client Relations Depalment, Money Fund may be liquidated, and the proceeds n sold namable stock anions P.O. Box 766 Union Cy, NJ 07087. returned to you <flour rennin accapt. • Cianicies Includes debit blIIM•5, anwardirg rrurgn Calenlieu loan credit ne, tot accent balances, Rohr formation about available mem options, • Casb/r•oner balances. Total of uninvested avalable • kJ case of erren Or Westin; about an electronic nthing amen attest rates and yet*, a nab k at CM, whole wets maybe hells+ par account. If mu are funds Wanner (Wit bi puymm or UBS Vsedebit entitled w aim-WI use as annual of a tividerd Danko' cash balances, plus UBS Bak LISA deposit baircek UBS card eankictiorn, call 62-1000, or wife to UBS www Lbscomriseeppekk from your Fnrxid Advisor or otherwise, the Firm eel either sell panel area at AG Surraoid Ranch deposit balances and money market Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. or by calling 800762.1000. mallet peke a accept an amount determined by a mutual fund sweep Sans, at the obit of he Waken/on W 07086. *tin RINABSA Sermes registered clearing agency, at credit you' accart. statement period. Noncormlocity kee credit balances in UBS Financial Serene moan protection your account are rot segregated from other balances Cal a write as soon as you cart it you their your The is a menthe of the SeardeS Investor Protection Investment objectives and the Fern may use any of these funds in the ordinary staerrent or receipt is mang or if you need more Corporation (SIPC), which protect securities account, of The faunae °nuns red risk profile we speak to Crone of it Paine's. these funds a* payabk coon nfamatim *as a tire* on the statement or its members up to 1500,0:0 *cluck* 526 3,000 for each account and may coy between Meese Seise the year drained. This total is included., h orrentpriod recejet. The Firm or Card Issuer (as afkablekmr0 dams kr cash) The SK asset protection Imes copy to Finn prompt), in wren; of any signikant change in you. closi-g her from you np later than 60 days after te Fim all account tat you hold n a pa-Li:lake capacity. Maxie' skuaion or insurers objectives. For each SDNY_GM_00020489 CONFIDENTIAL EFTA_00131109 EFTA01273316 Important information about your statement (Continued) lancing iteration you would tusk retire h the market Pries an - •Pstrbact to date' may melt)* return of — h stern tOCOmm6erniManed n connector. For detafechnformation on the Finis ending practices °tent from vaious third party sources itich use capital. income ce both wth the sale or delnbikon o1away contracts and discitres, reeer to gas Client Relatorship bet* to be reliable. but we do not gawalee their — see' represents the initial ottani; and iisie investment tat units to our <lents, we Ageernern or Accan Agreement and the General accuracy. price per unit and may not reelect your had basis actor our affiliate not ream* sharing Terms ad Conditions UBS Starred of Credit fraction — We gently to the closing price when avelthie anteneation trammany of the instance available in Agreement; andOtiosares at the mean of the bit ad ask prices fa lined • Retread securities Restled sea:4in enenralY tenant undennetiw the arruity contracts, ungraldrsagEgaaiguats. scants and cplors a on& NJ prices fa OTC are rot twenty elicit Tor public sale. UBSFina-rul teats of the turn* carpanes or sponsors of seosnies. kevices wee to matt price of the unrestricted stock tett investment wets we distrbute Yew atHs - Less acts& traded securities may be priced usng of the same issuer as an mputed vat for the - Cur affiliates aho rewire trading comma:St and Your ortment Semen securities endnit awes held valuation model or the moo recent prt we restricted stook for moons of des 'Women ond, To other canna-satoFran total finds and lathe arrant at the end of the staernea period. You obtaned and ma/ no reflect an aortal matt ;rice the tent that eearicled learition are elgbh la sae, nsurance companies whose prOCIJCIS we distribute. may ask fordeivery of fully paid segraies at ry time. or vale the vale retied may be stbsentral& less than the - Wettere an anal fee from UBS Bak OA and You my receive securities used as loan collateral after - Certain positions may appear without a price and inp_oed value drown WS AG Stanford Branch of up to 425 per accost prying any balance due on them. My securities will dew as *price was rot avedable if we re sweeping to the barks under the UBS Bark Sweep transient to the rim clatg tea sestrant pent are unto to obtain a pnce for a wanly • Eat (ostirneted) income. anent yields end Mtn. ercgrams. listed at market value as of the end of the statemwe - Deposits or warts de-a-Snaked n currencies An entinate of mesa income is bawd an cant period. other tan U.S. dollars are reflected at the et hinge tidied ad interest rates, attuning tie secrets will Activity • Can basis. In dettemnirg she cost basis of the rate as of the statement date. be held for cur yew from statement date or Ltd hbrmaticriregardrigcanninto and otter charges stories included in this statement, where indicated - For cart watts twang in non.confriming MIlisity ma ellinale isce* again., accuracy ncurted n connedon with fie encutcri of wades, with the rumba. UPS Fivircial Services has relied dercirmataa price and quaty 0ace value may rd continued nconw are not guaranteed ndudng option transactions ha been induced on cninformation obtained from sources other tan tfirS have been adisted to facilitateproper valuation - Estimated anal nccme carent yield fa wilt -tons previously furrashed so you. and %WI be Financial Services, including torrrision ten another To obtain current quotations, when athilible, corded certain types of sentries could include a tarn of prowled to yOu wavily anrecpest. Sim a that youmay haw providecho you finaxial par Financial Ater. pmcgal or capeal gat in %tit case the est Advisor. The Finn don not intendant& verify a income (ind tonere yelc$ would be °witted. Shit ailing taunt the accuracy or vartity day information • Print inestrart0 end An/clawed product - Estimated annual icane rd cant yield and la F you are engaged in short werg a security, youmay provided by sates offer than 1**Si-uncial Services. hit, metre,* sectrites (exiting drect aclual tome and yield mgt be kwer a higher heir a charge the to certainborrowing costs for that pat/Spatial acqam and real estate investment trust than the estimated taunts. particular secunty. h attirt although UBS eininCel Services general& warts) and stared prodxts are general& highly - An estmate of rruateed n<ome (divdend ardor waren tie Hammen as it k received, the firm Att. Cent snared proists have not been interest) dryad by the carers market Open reedit does not provide any eitrances that the iicrmatian registered will the Securities and Excha- valerfaverage balance is based on the fact dividend Receding Wen or •gazdtilloancelled* orders fiat kart "Cost basis" and "Lhreakzed gar/loss' it (omission a under any state secures taws. We Or interest payment made by the issuer and were not "ruledby the statement date, open buy ad accurate as d the date of thS statement. As such prate esteneted valets for pate investment arms tie seas-Mee/depot will be held for ore sap stop orders are redxed by the anount of dindends phase donee re& on this tomtit to make decades and structured products for tormatena year tom the statement date or unhl malty. a rights on en ex-divider" a. trips date unless pLeckase a tale decisions, fats trpases or purposes only tasty knot grarantwd. Accuracy AS continued weld we not garrote intruded otherwise by vat. You are rispornble for otherwise. Accounts transferred to to Fim may - These values may differ stistantiaby from preer if ceders that re trued &ricoyour bate to ca el reflect girlloss igamatn on& for the period of any, at Mtn a private investment security a • Assets not held by UBS;rancid Services. Certain Wafting open orders. tine they av held at to F rm More historical structured rcdxt may be bough or sold and do assets are rot held by the fern and not thin the tams en tan be added by you. Feint Advisor. not necessarily represent the vat.you may receive Fen's possession or carol. These assets are Privacy ton rquidition. toted on you statement for informational To obtain a copy of at cleat (het Skinny Norco, • Um-waited gat/losses Wien data is awiltle, Thid patitsbrnates of vale cue as of a certain purposes only. Portions ad values presented re please contact your Francis' Advisor or vie as weber estimated trealized gait tses we totaled Ice date and are Applied to UBS Enact Services on a p ted by the owing f ern UBS Frencial Sentes at wittethilftgagisfatgla rYlvila4sMrey lots. Re transaction data for regukr bass by in independera religion Jim. not rest:cantle for ths ilarnation and des not "tilt lots may or may not reelect committal - Issuer, general partner a sponsor estimated vales, guarantee es accuracy. These assets me rot protected UBS Financier Services a rot a bat We RMA. Busnen dirges atria'entity reorganirat Mitts ary, are supplied to the Fran by Ow Mut by RFC or tie Fitt ustlementalSIPC widens. Seniors Account BSA and IRMA are brokerage accounts Dividend and °tarns nwstment lots rd systematic gerwal pater or taws and may be calculated which provide access to barking services at products pachne kits are each combined to display one based on different information from tat used by • Revenue sharing and additional compensation. though arrangiments with aftnated bat and other averagedloll)* • Trade date • [alto presents the thid parties laded* their estinated values. — In addition to commissions on sales and 12b1 fees thedety bents, and provides access to nsura-ce and aigiul transaction wade date. - You can obtan a toner taint:en regarding recent n carecton wri the distnbution of entry proista blued by unaffiliated thintity the methodology used to determine the &it* of marl lands to Ourc lent we ander our an" ;trance companies through tura-co agency • Callable securities Brit and preferred stock that value and the date of it tormation that is the substries of UBS financial Services Inc. basis for the taint by tonalleg your &uncial Fictive revenue *Wing payment from distributors the seer cats for eair ter/en-ph" will be selected a-dor athiges of the rupee funds that we sell. mpa-tal& by lot ten among all seo.raies of fiat Advisor. Thesestunts are based on two deems Iniestment mutate. and arrAy products: int held hour tensor in nontee name lee as - TAW party estnyeed votes may be reflected as eorn4Onent4 amantol saki by UBS of a Not VIC inured • No bank gutter.* May ese vela clients. Call bane idamtixh h cbtaned from third •Not ;read' n wow I sit atm, wfe n partkula miAual fund I ami& to our <lint, and CO parties and is accuracy snot guaranteed. Other call ;dependent valuation ire has not suppledor is the asset value of a pantie- mutual fund I amity's RYA. Restate Management Account, Burgess Services fealres may west which cat tea yield complete unite to assign a vale, when we become avare tares held at the Inn Account 854, 8144 and international Resource tcmiatonMilt pronged upon request that a materialevent has tasted that may call a — We and as at also recess e nett:eking and Management Accost are registered service marks of pints& reported vela it question, or when a orrnbus processing lees in consideration for UBS Financial Services Inc • Certificates of deport (CDs) CDs are FDIC enured value would be highly3'watt due tote nate transfer agent antes that we Fronde to the Lp to S293,000 in stein' and accrued interest per of the study. mutual find. Thew fees SlenerallY are Pat from Visa Siratue e a reggered service work of Visa deposior and per deposityinattit, rhacccrdane - When neither an suer, general panne or sponsor investor asses in the nasal fund and are a toad International CBS Via Sgnatese cede cards and CBS wt WI( rules. *stinted vela nor a Orderer estimated vela if Jolla amount based an tie number of accounts at Visa debt cards are card by UBS Bark USA with mad. the value of the senty Baia be different the broker-dealer holdngmaul( lords ot that fund 'wanton from Vas U.S A Incorporated. • Pricehalue tin displayed for securities and ogler km itspurchaseonce. products may be higher or lower thanPewit that UBS financial Services Int P*v 201402 SDNY_GM_00020490 CONFIDENTIAL EFTA_0013 1 10 EFTA01273317 UBS FMancial Services Inc. SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 March 2014 CW70064797550311XII. 0 OHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Account number: Ill SS Your Financial Advisor: SCOTT STACKLIANILYLE CASRIEL Phone Questions about your statement? Call your Finan3,3 Advisor or the Value of your account RMA ReSOUrCelane at 809RMA- 1000, on February 28 (1) on March 31(1) account 029323568 Your assets 1,981,915 66 2,042,844.98 Malt our webilte: Your liabilities 000 0.00 www.ubstorellinancialservices Value of your account $1,981,915.66 $2,042,844.98 Items for your attention you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled, Go to Sources of your account growth uhs.comionineservices Tracking the value of your account duriag 2014 Value of your account S Thousands at year end 2013 1000 Net deposits and 1,981.9 7.0428 Wthdraifals 31988,593.85 Your iwestment return: Dividend and interest income 44263.84 Chance in markot value 349987 29 Value of year account on Mar 31, 2014 $2,012.944.98 Feb 2014 Mai 2014 SDNY GM 00020491 Member SIPC C81170003005479755 NP70003C04435 00002 0314 030575004 VI2356855010000D Page 9 of 86 CONFIDENTIAL EFTA_001311I I EFTA01273318 Account name: GHISLAINE MA cNELL Year K Bendel Advisor. *DUBS Resource Management Account March 2014 Friendly account name: Account number: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of March 31 (I) yOir account . Cash and money balances may include A Cash and money balances 46,816.88 2.29% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch A deposit account balances and money market C Equities 1,996,028.10 97.71% mutual fund sweep balances See the rmponant information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets $2,042,844.98 100.00% Value of your account $2.042,844.98 Eye on the markets Percentage change Index March 2014 Year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -0.57% 0.77% Barclays Capital U.S. Aggregate Bond Index -0.17% 1.84% Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% CNP70X9006479756NP70033,1040500C02 0314 030575004.23568550 lOrgehy_Gitogo20062 10 of 86 CONFIDENTIAL EFTA_00131112 EFTA01273319 Account name: Your Financial Advisor: Resource Management Account 44) UBS March 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Vaues reported telcw exclude products for which gam and losses are not Ossified. March 2014 (S) Year to date (S) Realized gains and losses Unrealized Opening account value $1,981,915.66 $0.00 March 2014 (9) Year to date (i) gains and Insses (9) Deposits, including investments transferred in 22,163.00 1,988,593.85 Short term 0.00 0.00 68,692 37 Dividend and interest income 4,263.84 4,263.84 Long term 0.00 0.00 211,386.11 Change in market value 34,502.48 49,987.29 Total $0.00 $0.00 $280,078.48 Closing account value $2.042,844.98 $2,042,844.98 Cash activity summary Dividend and interest income earned See Account activity this month for detals. Sciences in your Sweep Options are inductdin the openng and closing Mantes irate. FDIC insurance applies only to deposits a u85 Bank LISA not to deposits at Les AG. Slarriord trench or bank deposits placed throw", the LISS International Depose Account program. SIPC For purposes of this statement treartaitty of inkiest and dividend income has been determined from a US protection applies to moor/ market sweep hard hokringt but not bait depends Sae important ;Monne:ton tea repotting perspective. Based upon the residence of the accounl hdder, account type, or product type, about your statement on the last two pages cf this document for &IOUS some Interest andor dvidend payments may not be subject to united States (US) ardor Puerto Ric0 (PR) income tares. The cSent monthy statement is not intended lo be used and cannot be reeed upon foe tar March 2014 IS! Year to date (S) PUICOSet Clients Should refer to the avocet:4e tax reporting forms they receive from 085 annuely, such as the forms 1099 and the FrtnIS 497, for lax rePOltmg information II is the Make of 085 to file the Opening balances $20,390.04 $0.00 splicade to reporting forms with the US interred Revenue Semce and PR Treasury Department, and in such fortis accurately dairy d‘tdenct ardor interest as ten emrrpt or tine* income. Please consul! yOuI Addittons inchedual It. prepare/ Deposits and other funds credrted 22,163.00 42,553.04 March 2014 ($1 Year to date (S) Dividend and interest income 4,263.84 4,263.84 Taxable dividends 4,263 76 4,263.76 Total thiJItrons $26,426.84 $46,816.88 Taxable interest 0.08 0.08 Net cash flow $26,426.84 $46,816.88 Total current year $4,263.84 $4,263.84 Closing balances $46,816.88 $46,816.88 Total dividend & interest $4,263.84 $4,263.84 SDNY GM 00020493 C elP70:10,006479757 NV7007307405 C0072 0314 030579004 M23568550 10000D Page 11 of 86 CONFIDENTIAL EFTA 00131113 EFTA01273320 Account name: *UBS Resource Management Account March 2014 friendly account name: Account number. GH1SLAINE MAXWEU_ Your linancial Advisor: SCOTT STACK MANLYLE CASIVEL UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 80.00 Closing UBS Bank USA Deposit balance Mar 6 820,390.12 Number of days in interest period 28 Average daily balance 85,825.73 Interest earned 80.08 Annual percentage yield earned 0.02% Your investment objectives: YOU have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important inbrmation about your gammont at the end of this document. Your return objective: Curient income &capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderation - None selected Your account instructions e You- account cost basis default clopng method is FIFO, First in, First Out CHP7C0C0006479758NP70C0300405 C0002 0314 030575004021888880 104021Y_GM_00021 ;145$ 12 of 86 CONFIDENTIAL EFTA_0013111 14 EFTA01273321 Account name: GHISLAINE MAXWELL Resource Management Account Your PInodal Advisor: UBS March 2014 Friendly account name:Ind Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Seale PnCeS, InCCfne and current va Urn shown may be apron:it*. AS a its ult gam and frOSIS May rot be acutately refleded. See important information about your statement a the end ol this dxurreM for mote Informal on Cash Cash and money balances Cash ant money balances may include avalable cah balances, U8S Bank USA &pout account Warren UBS AG Stanford Branch depose account balances and money market mutual fund sweep barances UBS Bank USA deposit accounl balances are insured by the FOC valhn avec able limits, but are not protected by DPC U135 AG Stanford Bram h deposit ac Duet btlarxes are not /muted by FDIC end are sot protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC. Set the important information above your statement at the end of this daarnent for deals about those balance; Openng baance Closmg Wane Pnce per share Average Doldend Interest Daft n Hddng on Mat 1 (S) on Mar 31 (S) on Mar 31 (0 rate period period Cap amount (f) U8S BANK USA CEP ACCT 20390 04 46,816.88 250,000.00 Equities Common stock Purchase on( 1.1.31;* lanT1:1O Average pate Price Per Share Value on unresino Hddng Hddng dsle of shares per share (I) Cost WS'S (S) 01 Mar 31 (1) Mar 31 (1) gain or loss (1) Period ANALOG DEVICES INC Symbol, ADI Exchange- OTC EAI: 32.591 Cuyent yield- 2 78% Nov 16. 11 13.003 37 316 485 12 53.140 690 82 205 70 LT Nov 17, I I 13003 35393 460.12 53.140 690.82 230.70 17 Nov 18, 11 35.003 35.502 1242 58 53.140 1.859 90 617.32 LT Nov 21, II 18.000 34.371 618 68 53.140 956 52 337.84 LT Nov22, 11 15.000 33338 500.07 53.140 797.10 297.03 LT Nov 23, 11 22.003 32 655 718 43 53.140 1,169 08 450.65 LT Nov25, II 7.000 32.460 227.22 53.140 371.98 144.76 LT Nov 28, 11 30.003 32.951 988 55 53.140 1,594 20 605.65 LT Nov29, 11 18.000 33.472 602 51 53.140 956.52 354.01 LT Nov29, II 5.000 33.622 168.11 53.140 265.70 97.59 LT Apr 24, 12 30.000 37.567 1,12701 53.140 1,59420 467 19 LT continued next page SDNY GM 00020495 C HP7000?306479759 NP70C030340S 000O2 031.1 030579004 III73S68SSO 100000 Pap 13 of 86 CONFIDENTIAL EFTA_00I31115 EFTA01273322 Account name: GHISLAINE MAXWELL UBS Resource Management Account March 2014 Friendly account name: Account number. Your Anandol Advisor, SCOTT STACK MANLYLE CASRIEL Your assets . Equities . Common stock (co.-bonus) Purchase peicel Trade somber Average price Price per shoe Vdueon Lloretated Hddng Nuking date or shares per share (I) Cott befit (S) cm Mat 31 (1) Mat 31 (S) gain or loss (S) period Jan 23,13 1,056.000 43 209 45,62881 53.140 56,115.84 10,487.03 LT Apr 22,13 489.000 42 447 20,756 68 53.140 25,985.46 522878 ST Security total 1,751.000 41.990 73,523.89 93,048.14 19,524.25 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 12,442 Current yield: 2.48% Aug 4, 11 146.000 48.469 7,076.53 77.260 71279.96 4,203.43 LT Aug 12, 11 4.000 46.880 187.52 77.260 309.04 121.52 LT Jan 23, 13 767.000 59890 45,936.09 77.260 59258 42 13322.33 IT Apr 22, 13 355.000 65.098 23,110.04 77.260 27,427.30 4317.26 ST Security total 1272.000 59.992 76310.18 98274.72 21,964.54 BAXTER INTL INC Symbol: BAX Exchange: NYSE EAI: 13,050 Current yield: 2.66% Jun 20, 12 30.000 51.934 1,547.84 73.580 2,207.40 659.56 LT Jun 20, 12 17.000 51.522 875.89 73.580 1250.86 374.97 LT Jun21,12 29.000 52.077 1,510.25 73.580 2,133.82 623.57 LT Jun21,12 7.000 51.500 360.50 73.580 515.06 154.56 LT Jun21,12 5.000 52.216 261.08 73.580 367.90 106.82 LT Jun 22, 12 61.000 51.890 3,165.29 73.583 4,488.38 1,323.09 LT Jan 23,13 768.000 66.658 51,193.80 73.580 56,509.44 5,315.64 LT Apr 22, 13 355.000 69.318 24,60800 73.580 26,120.90 1,512.90 ST Sep 19, 13 74.000 72.165 5,340.28 73.580 5,444.92 104.64 ST Sep 19. 13 6.000 71.875 431.25 73.50, 441 48 10.23 ST Sep 19. 13 3.000 71.880 215.64 73.580 220.74 5.10 ST Sep 20, 13 47.000 71.987 3383.41 73.580 3,458.26 74.85 ST Oct 3, 13 154.000 64.600 9,948.49 73.580 11,331.32 1,382.83 ST Security total 1,556.000 66.094 102,841.72 114,490.48 11,648.76 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.45% Oct 5, 12 7.000 189.932 1,329.53 314.480 2201.36 871.83 LT Oct 5, 12 3.000 187.820 563.46 314.480 943.44 379.98 LT Oct S, 12 2.000 186.670 373.34 314.480 628.96 25962 LT Oct 8, 12 8.000 185.783 1,510.27 314.480 2,515.84 1,005.57 LT Oct 9, 12 15.000 189186 2,837.79 314.480 4,717.20 1,879.41 LT continued next page CNP70003006479760NP70003C0405 00002 0314 030575004 V123568550 10060j1iyGhtoculyvie 14 of 86 CONFIDENTIAL EFTA_00131116 EFTA01273323 Resource Management Account Account name: GHIStAINE MAXWELL Your Fl sandal Advisor: *UBS Mardi 2014 Friendly account name: Account number SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) Ptirenera pace, Trade taunter Average pdce Peke per share Wine on Lirrealzed eidting Hddng date of shares per snob TS/ Cost bans (S) an Mar 31 (I) Mai 31 (I) gain a loss (1) period 00 9, 12 2.000 189.010 378.02 314.480 628.96 250.94 LT Oct 10, 12 3.000 187.720 563.16 314.480 943.44 380.28 LT Oct 10, 12 2.000 187.670 375.30 314.480 628.96 253.62 LT Oct 10.12 2.000 187.995 37599 314.480 62896 252.97 LT lan 23,13 224.003 236966 53,080.41 314.480 70,443.52 17,363.11 LT Apr 22, 13 104.000 251.093 26,113.69 314.480 32,705.92 6,592.23 ST Security total 372.030 235218 87,501.00 116,986.56 29485% CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 12,664 anent yield: 2.42% An 19,13 72.000 84.718 6,099.75 99.370 7,154.64 1,054.89 ST lun 20. 13 121.000 83.141 10,06015 99.370 12,023 77 1,963.62 ST Jun 20.13 78.000 83.030 6,476.39 99.370 7,750.86 1,274.47 ST lun 21,13 204.000 82.904 16,912.44 99.370 20,271.48 3,359.04 ST Jun 24.13 III.0O3 81.517 9,048.46 99.370 11,030.07 1,981.61 ST Jun 25, 13 73.000 82354 6,011.86 99.370 7,254.01 1,242.15 ST lun 26.13 69.000 82.259 5,675.90 99.370 6,856 53 1,180.63 ST kr 27, 13 141.000 82.951 11,696.12 99.370 14,011.17 2,315.05 ST lun 27.13 7.000 82.925 580.48 99.370 695.59 115.11 ST lun 28. 13 169.000 82.774 13,988.92 99.370 16,793.53 2,804.61 ST 1x11, 13 65.000 82.781 5,380.78 99.370 6,459.05 1,078.27 ST Sootily total 1,110.000 82221 91,931.25 110,300.70 18,369.45 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: 42,172 Current yield: 2.22% Aug 4,11 174.000 41.632 7244.05 64.870 11287.38 4,043.33 LT Aug 12, 11 4.000 42.450 169.80 64.870 259.48 89.68 LT Jan 23,13 910.000 54240 49,358.63 64.870 59,031.70 9,673.07 LT Apr 22, 13 420.000 59.788 25,111 32 64.870 27245.40 2.134.08 ST Scarily total 1,508.000 54300 81,883.80 97,82196 15,940.16 CONOCOPHLUPS Symbol: COP Exchange: NYSE EAI: $4,085 Current yield: 3.92% Aug 4, 11 106.000 52.109 5,523.58 70.350 7,457. 10 1,933.52 LT Aug 12, 11 2.000 51 435 102.87 70.350 140.70 37.83 LT continued next page SDNY GM 00020497 CNP70003006479761 NP7000X0405 C0002 0311 030575004023568SW 100000 Pap 15 of 86 CONFIDENTIAL EFTA_001311 17 EFTA01273324 Account name: GH1SLAINE MAXWELL *UBS Resource Management Account March 2014 Friendly account name: Account numben Your Kaandal Advisor: SCOTT STACKMØLYLE CASRIEL YOUr assets Equities . Common stock (conbnued) Raamt pace/ Tra* Weter Menage pact Pace per snare Vitae on Ursealzed Hddng Hddng Ome of shirts per snapt (1) Cate basis (I) ces Mat 31 (1) Mat 31 (S) gein or Ion (I) perbd May8, 12 16.000 53.400 854.40 70.350 1,125.60 271.20 LT May8, 12 13.000 53287 692 74 70.350 914.55 221.81 LT Jul 17,12 14.000 55.940 783.17 70.350 984.90 201.73 LT Jan 23.13 789.000 59815 47,194.59 70.350 55,506.15 8311.56 LT Mar 19, 13 138.000 59.137 8,160.98 70.350 9,708.30 1,547.32 LT Apr22, 13 402.000 57.707 23,198.25 70.350 28,280.70 5,082.45 ST Security total 1,080.000 58.453 86,510.58 104,118.00 17,607.42 GELAL MALS INC Symbc4: GIS Exchange: NYSE EAI: 13.086 Ctrrent yield: 3.16% Aug 4, Il 191.003 36265 6,926.77 51.820 9,897.62 2,970.85 LT Aug 12, 11 5.000 35.754 178.77 51.820 259.10 80.33 LT Jan 23,13 1,001.003 41387 41,428.89 51.820 51,871.82 10,442.93 LT Apr 22, 13 464.000 50.287 23,333.21 51.820 24,044.48 711.27 ST Jun 17, 13 148.003 49.739 7,361.45 51.820 7,660.36 307.91 ST Jul 18.13 73.003 49.836 3,638.07 51.820 3,782.86 144.79 ST Sectrity toti 1,882.003 44.031 82.867.16 97,525.24 14,658.06 IWNDIS TCOL WORKS INC Symbol: ITW Exchange: NYSE EAI: 41,967 Current yield: 2.07% Aug 4,11 135.000 47.128 6,362.35 81.330 10,979.55 4,617.20 LT Aug 12, 11 3.000 45240 135.72 81.330 243.99 108.27 LT Jan 23,13 706.000 63.704 44,975.31 81.330 57,418.98 12,443.67 LT Apr 22, 13 327.000 60.685 19,844.22 81.330 26.594.91 6,750.69 ST Security total 1,171.000 60.903 71,317.60 95,237.43 23,919.83 JOHNSON & JOHNSON COM Symbol: .INJ Exchange: NYSE EAI: 12,814 Ctrrent 2.69% Aug 4, 11 123.000 62377 7,67238 98.230 12,082.29 4,409.91 LT Aug 12, 11 3.000 63.730 191.19 98.230 294.69 103.50 LT Jan 23,13 642.003 72.736 46,696 71 98.230 63.063.66 16,366.95 LT Apr22, 13 29800 84.721 25,247.10 98.230 29,272.54 4,025.44 ST Security total 1,066.000 74.866 79,807.38 104,713.18 24,905.80 MCDONALOS CORP Symbol: MCD Exchange: NYSE EAI: 13,298 Ctrrent yield: 3.30% Aug 4, II 95.003 84.969 8,072.06 98.030 9312.85 1240.79 LT continued no«page CNP70009006479762 NP7000X0405 00002 0314 030575004.23568150 10/gfflyGm00025145. 16 of 86 CONFIDENTIAL EFTA_0013111 18 EFTA01273325 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS March 2014 Friendly account name: Account number. SCOTT STACKMA:40'LE CASRIEL Your assets . Equities Common stock (continued) Purchase Ova Trade Mabee Average price Price per share Value on Linredlied Mang Hddng date of shares per shL1Pt (t) Cost bens ($) an mar 31 (4) Mai 31 (I) gain or loss (4) period Aug 12, 11 3.000 85.910 257.73 98.030 294.09 3636 LT Nov29, 12 8.000 86.456 691.65 98.030 784.24 92.59 LT tan 23,13 555.000 93.053 51,644.75 98.030 54,406.65 2,761.90 LT Apr 22.13 255.000 99318 25,326.32 98.030 24,997.65 -328.67 ST Sep 19.13 78.000 97)379 7,634.63 98.030 7,646.34 11.71 ST Sep 19, 13 22.000 97.425 2,143.36 98.030 2,156.66 13.30 ST Sep 19, 13 2.000 97.830 195.66 98.030 196.06 0.40 ST Security total 1,018.000 94169 95,966.16 99,794.54 3,828.38 NEXTERA ENERGY INC COM Symbol: NEE Exchanger NYSE EAI: 43,370 Current yield: 3.03% Aug 4,11 134.000 52.960 7,096 75 95.620 t 2,81308 5.71633 1.7 Aug 12, 11 3.000 52.530 157.59 95.620 286.86 129.27 LT tan 23, 13 700.000 71.610 50,127.21 95.620 66,934.00 16,806.79 1.7 Apr 12, 13 325.003 79.757 25,921.06 95.620 31,076.50 5,155.44 ST Security total 1,162.000 71.689 83,302.61 111,110.44 27,807.83 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield: 3.02% Feb 12, 14 148.000 92.171 13,641.35 95.290 14,102.92 461.57 ST Feb 12, 14 117.000 92203 10,787.77 95.290 11,148.93 361.16 ST Feb 12, 14 32.000 92115 2,950.91 95.290 3,049.28 98.37 ST Feb 12, 14 7.000 92.065 644.46 95.290 667.03 22.57 ST Feb 13, 14 110.000 92.095 10,13045 95.290 10,481.90 351.45 ST Feb 13, 14 68.000 91.911 6250)30 95.290 6,479.72 229.72 ST Feb 13, 14 33.000 9t.560 3,021.49 95.290 3,144.57 123.08 ST Feb 13, 14 6.000 91.615 549.69 95.290 571.74 22.05 ST Feb 14, 14 334.000 95389 31,860.13 95.290 31,826.86 -33.27 ST Feb 18, 14 114.000 96.023 10,946 72 95.290 10,863.06 -83.66 ST Security total 969.000 93.687 90,762.97 92,336.01 1,553.04 PEPSICO INC Symbol: PEP Exchange- NYSE EAI: 42,620 Current yield: 2.72% Aug 4,11 115.000 63.979 7,357.65 83.500 9,602 50 2244.85 LT Aug 12, 11 3.000 63.023 189.07 83.500 250 50 61.43 LT continued next page SDNY GM 00020499 cRP70o0V06479763 Ny=0300405 OcCo2 0314 0305750041lnmosso lococe ►egs 17 of 86 CONFIDENTIAL EFTA_001311 19 EFTA01273326 SUBS Resource Management Account March 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Ilnancial Advisor, SCOTT STACK MANY LYLE CASRIEL Your assets . Equities . Common stock (continued/ Purchase pricer Trade Mater Average Lice Price per shoe Vdue on 1.1nredIred Hddng Hddng date of sham per than (S) Cost bath (1) on Mat 31 (1) Mat 31 (S) grin or loss (5) period May 16, 12 6.000 68.535 411.21 83.500 501.00 89.79 LT Oct 24. 12 1.000 68.690 6869 83.500 83.50 14.81 LT Oct 25, 12 2.000 68810 137.62 83.500 167.00 29.38 LT Oct 26, 12 1.000 68890 68.89 83.500 83.50 14.61 LT Oct 31, 12 1.000 69370 69.37 83.500 83.50 14.13 LT Nov6,12 1.000 69370 69.37 83.500 83.50 14.13 LT Nov7,12 1.000 69.150 69.15 83.500 83.50 14.35 LT Nov8, 12 2.000 69.090 138.18 83.500 167.00 2882 LT lan 23,13 699.000 72.166 50,444.31 83.500 58366.50 7,922.19 LT Apr 22, 13 322.000 82.251 26,484.85 83.500 26,88700 402.15 ST Security total 1,154.000 74.097 85,50836 96,359.00 10,850.64 PROCTER &GANELE CO Symbol: PG Etchange: NYSE EAL 32,728 Current yield: 2.98% Aug 4, 11 118.000 60.103 7,092.22 80.600 9,510.80 2,418.5S LT Aug 12, 11 3.000 60.896 182.69 80.600 241.80 59.11 LT lan 23,13 619.000 69.941 43,293.73 80.600 49,891.40 6,597.67 LT Apr 22, 13 286.000 81332 23,261.18 80.600 23,051.60 -209.58 ST Apr 24, 13 108.000 77.762 8398.32 80.600 8,704.80 306.48 ST Security total 1,134.000 72.512 82,228 14 91,400.40 9,172.26 STAPLES INC Symbol: SPLS bchange: OTC ERI: 43,249 Current yield: 4.23% Oct 24. 12 63.000 11.313 712.74 11.340 714.42 1.68 LT Oct 24, 12 1.000 11360 11.36 11.340 11.34 -0.02 LT Oct 25, 12 57.000 11391 64929 11.340 646.38 -2.91 LT Oct 25, 12 46.000 11.420 525.36 11.340 521.64 .3.72 LT Oct 25, 12 8.000 11.430 91.44 11.340 90.72 -0.72 LT Oct 26. 12 51.000 11.400 581.42 11.340 578.34 .3.08 IS Oct 31, 12 12.000 11.526 13832 11.340 136.08 -2.24 LT Oct 31, 12 3.000 1 I 566 34.70 11.340 34.02 -0.68 LT Nov 1,12 46.000 11.677 537.17 11.340 521.64 -15.53 LT Nov 1,12 33.000 11.605 382.99 11.340 374.22 -8.77 LT Nov1,12 7.000 11 .597 81.18 11.340 79.38 •1.80 LT continuednext page CNP70009006479764 NP70003C0405 00002 0314 0305750dt Y123568550 laajwGmiymeign 18 of 86 CONFIDENTIAL EFTA_0013 I 120 EFTA01273327 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: Friendly account name:Indr SCOTT STACKMANLYLE CASFaEL March 2014 Account number Your assets . Equities . Common stock (contrite:di Perdtase nicer Trade taint'« Average price Price per stwe vane on gain1.1O7O1111 Hcidng mcldno drie of snares pet share (1) COS( bads <SI al Mat 31 (5) Mal 31 (1) (11 period Nov 1, 12 1.000 11 .600 11.60 11.340 11.34 -0.26 LT Nov2, 12 31.000 11.552 358 12 11.340 351 54 -6.58 LT Nov 5, 12 31.000 11.465 355.43 11.340 351.54 -3.89 LT Nov 5, 12 7 000 11.590 81.13 11.340 79.38 -1.75 LT Nov6, 12 51.000 11.820 602 87 11.340 578 34 -24.53 LT Nov6, 12 26.000 11812 307.13 11.340 294.84 -12.29 LT Noel, 12 48.000 11.597 556 70 11.340 544.32 -12.38 LT Nov 7, 12 22.000 11.582 254.82 11.340 249.48 -534 LT Nov8, 12 57.000 11.446 652.43 11.340 646.38 -6.05 LT Nov8, 12 30.003 11 672 350 16 11.340 340 20 -9.96 LT Nov8, 12 3.000 11 .666 35.00 11.340 34.02 -0.98 LT Nov29, 12 26.000 11.778 306 24 11.340 294.84 -11.40 LT Nov29, 12 8.000 11.778 94.23 11.340 9012 -3.51 LT Nov29. 12 6.000 11.765 70.59 11.340 68.04 -2.55 LT Nov30, 12 37.003 11.714 433 45 11.340 419.58 -13.87 LT Nov30, 12 16.000 11.677 186.84 11.340 181.44 -5.40 LT Nov30, 12 11.000 11.688 128 57 11.340 124.74 -3.83 LT Nov30, 12 1.000 11.750 11 75 11.340 11.34 • 0.41 LT Jan 23,13 3,076.000 13.260 40,788.38 11.340 34,881.84 -5,906.54 LT Mar 7, 13 399.003 12.626 5,03793 11,340 1,524 66 -513.27 LT Apr 22, 13 1,918.093 12.912 24,767.13 11.340 21,750.12 -3,017.01 ST Aug 26, 13 203.003 14.401 2,923 46 11.340 2,302.02 -621.44 ST Aug 26, 13 181000 14 412 2,608 63 11.340 2,052 54 -55609 ST Aug 27, 13 253000 14. 105 3,568 74 11.340 2,869.02 -699.72 ST Security total 6,769 003 13036 88,237 30 76,760 46 -11,47684 TARGET CORP Symbol. TOT Exchange NYSE EAI: $2,752 Current yield: 2.84% Sep 23, 13 68.003 64 391 1,378 59 60.510 4,114 68 -263.91 ST Sep 23.13 6.000 64 405 386 43 60.510 363.06 23.37 ST Sep 24, 13 180.000 63.999 11,519.91 60.510 10,891.80 -628.11 ST Sop 24, 13 82.000 EA 133 5,25897 60.510 4,961 82 -297.15 ST continued next page SDNY GM 00020501 CIIP7030?305479765No70033C0405 C00O2 0314 030575004 Y1236685501000:0 Page 19 of 86 CONFIDENTIAL EFTA_00131121 EFTA01273328 SUBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL friendly account name:Incl Account number • Your IS oandd Advisor: SCOTT STACK MANYLYLE CASR1EL Your assets . Equities . Common stock (continued) Purchase lancet rroae Martin Average pike Price per snare Vitae on Unrealized Hddng Irking date of titer's per snag (1) Con bads (1) on Mar 31 (1) Mat 31 (S) gain or Ion ($) period Sep 25.13 152.000 63.446 9,643.85 60.510 9,197.52 -446.33 ST Sep 25.13 92.000 63.598 5,851.05 60.510 5,566.92 -284.13 ST Sep 25,13 18.000 63135 1,147.23 60.510 1,089.18 48.05 ST Sep 25.13 13.000 63.620 827.06 60.510 786.63 -40.43 ST Sep 26.13 114.000 63.436 7,231.76 60.510 6,898.14 -333.62 ST Sep 27, 13 193.000 53.993 12,350.76 60.510 11,678.43 -672.33 ST Sep 30.13 104.000 63.785 6,633.64 60.510 6293.04 -340.60 ST Sep 30,13 51.000 63.888 3258.30 60.510 3,066.01 •172.29 ST Sep 30.13 27.000 63812 1,722.95 60.510 1,633.77 -89.18 ST Oct 1,13 139.003 69851 8,875.42 60.510 8,410.89 -464.53 ST Oct 1,13 53.000 61856 3,384.40 60.510 3,207.03 -177.37 ST Oct 1,13 38.000 63.757 2,422.80 60.510 2299.38 •123.42 ST Oct 1, 13 38.000 63813 2,424.93 60.510 2,299.38 •125.55 ST Jan 7, 14 197.000 62889 12,389.28 60.510 11,920.47 -468.81 ST Jan 7, 14 32.000 63.004 2,016.15 60.510 1,936.32 -79.83 ST lan 7, 14 3.000 62863 188.59 60.510 181.53 •7.C6 ST Security total 1.600.000 63.695 101,912.07 96,816.00 -5,096.07 TRAVELERS COS INC/THE Symbol: TRV Exchange RUSE EAI: 32.304 Current yield: 2 35% Apr 24,12 20.000 63 432 1268.64 85.100 1,702.00 433.36 LT Apr 24,12 4.000 63350 253.40 85.100 340.40 87.00 LT Apr 24,12 1.000 63.560 63.56 85.100 85.10 21.54 LT Apr 25,12 10.003 63.520 635.20 85.100 851.00 215.80 LT Apr 25,12 10.003 63.617 636.17 85300 851.00 214.83 LT Apr 25.12 10.000 63.659 636.59 85.100 851.00 214.41 LT Apr 25,12 2.000 63.545 127.09 85.100 170.20 43.11 LT Apr 25,12 2.000 63.645 127.29 85.100 170.20 42.91 LT Apr 25,12 2.000 63.745 127.49 85.100 170.20 42.71 LT Apr 26,12 5.000 63.928 319.64 85.103 425.50 105.86 LT Apr 26.12 2.000 63.920 127.84 85.100 170.20 42.36 LT Apr 26,12 2.000 63.930 127.86 85.100 170.20 42.34 LT Apr 26,12 1.000 63.720 63.72 85300 85.10 21.38 LT continued next page CNP70009006479766 NP7000X0405 00002 0314 03057500t VI23568550 IC%ffireGp,400021~ 20 of 86 CONFIDENTIAL EFTA_00 1 3 1 122 EFTA01273329 Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor: *UBS March 2014 A friendly account name ccount number. r SCOTT STACKMANLYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase once Track Number Average price Pnce per share Vdue on undesired Holdng mddng date of snares per shale (0 Cost basis (S) m Mat 31 (1) Mat 31 (1) gainer loss TO period May 1, 12 15.000 64 637 969.56 85.100 1276.50 306.94 LT May 1, 12 6.000 64 715 388 29 85.100 510.60 122.31 LT May 1, 12 6.000 64 975 389.85 85.100 510.60 120.75 LT May 1, 12 2.000 64 850 129 70 85.100 170.20 40.50 LT May 1, 12 1.000 64 820 64 82 85.103 85.10 20.28 LT May 2. 12 7.000 64374 450.62 85.103 595.70 145.013 LT May 2. 12 4.000 64 410 257.64 85.100 340.40 82.76 LT May 2, 12 2.000 64 320 128 64 85.100 170.20 41.56 LT May 3. 12 4.000 64.960 259 84 85.100 340.40 80.56 LT May 3, 12 2.000 64 675 129 35 85.100 170 20 40.85 LT May 3, 12 2.000 64.910 129.82 85.103 170.20 40.38 LT Lan 23,13 629 003 77 560 48,785 62 85.100 53,527 90 4,742.28 LT Apr 22, 13 290 000 84.719 24,568 68 85.100 24,679 00 110.32 ST May 22, 13 111030 83 807 9302 58 85.100 9,446.10 143.52 ST Security total 1,152 0)3 78 533 90,469 50 98,035 20 7,565.70 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange: NYSE EAI 42,843 Current yield: 2.75% Sep 19, 13 82.003 91.779 7,52590 97.380 7,985 16 459.26 ST Sep 19, 13 19.000 91 625 1,740.88 97.380 1,850.22 109.34 ST Sep 20, 13 107.003 91.805 9,823.18 97.380 10,419.66 596.48 ST Sep 20, 13 26.000 91 835 2387 71 97.380 2,531 88 144.17 ST Sep 23, 13 93.003 91.049 8,467.59 97.383 9,056.34 588.75 ST Sep 24, 13 93.000 91 612 8,520 00 97.380 9,056.34 536.34 ST Sep 24, 13 41.003 91.663 3,758 20 97.380 3,992.58 234.38 ST Sep 25. 13 62.003 91.138 5,650.56 97.380 6,037.56 387.00 ST Sep 25, 13 11.003 91090 1,031 99 97.380 1,071 18 69.19 ST Sep 26, 13 64.003 91,489 5,855.30 97.380 6,232.32 377.02 ST Sep 27, I3 54.000 91.117 4,920.33 97.380 5258.52 338.19 ST Sep 30.13 46.000 91.475 4,207.86 97.380 4,47948 271.62 ST Oct 1, 13 46.000 91.668 4,216.73 97.380 4,479.48 262.75 ST Oct 1,13 6.000 91 650 54990 97.380 584.28 34.38 ST continued neat page SDNY GM 00020503 C HP70005306479767 NP7003303405 CO007 0314 030575004 ll 23568550 100000 Pap 21 of 86 CONFIDENTIAL EFTA_0013 I 123 EFTA01273330 Account nome: GHISLAINE MAXWELL *UBS Resource Management Account March 2014 Fdendly account name: Account number Your Kuuncial Advisor: SCOTT STACKMAIILYLE CASRIEL Your assets Equities Common stock (continved) Purchase puces ruade marte( Average puce Fnce per share Vdue on Unredned Huang siddng ditte of :haret pet amie (S) Cou bath (SI an mat 3: (II Mar 31 (S) gin or Mu (f) Pefed OCt 2, 13 61.000 91 .128 5,558.84 97.380 5,940.18 381.34 ST Oct 2, 13 19.000 91 067 1,730 29 97.380 1.850 22 119.93 ST Oct 3, 13 55.003 90337 4,968 58 97.380 5355 90 387.32 ST Oct 4, 13 55.000 90.653 4,98596 97.380 5355.90 369.94 ST Jan 17,14 121.000 99 231 12,037 00 97.380 11,782.98 -224.02 ST Secunty total 1,061.000 92 250 97,876 80 103,320.18 5,443.38 nit« INC SymboI XLNX Exchange:OTC EAL 12,086 Cu rent yield. 2.14% Sep 7, 12 25.003 34.770 86927 54.270 1,356 75 487.48 LT Sep 7, 12 5.000 34 846 174 23 54.270 271.35 97.12 LT Sep 10, 12 37.000 34 845 1,289 29 54.270 2,007.99 718.70 LT Sep 10. 12 3.000 34.660 103.98 54.270 162.81 58.83 LT Sep 11, 12 20000 34 853 697 06 54.270 1,08540 388.34 LT Sep 12, 12 18.000 35.006 630.11 54.270 976.86 346.75 LT Sep 13, 12 21.0O8 34886 732.61 54.270 1,139.67 407.06 LT Sep 14, 12 19.003 35.536 675 19 54.270 1,031 13 355.94 LT Sep 17, 12 7.000 35.151 24606 54.270 379.89 133.83 LT Oct 24. 12 3.000 32.523 97 57 54.270 162 81 65.24 LT Oct 25, 12 5.000 32.522 162.61 54.270 271.35 108.74 LT Oct 26.12 3.000 32.776 98.33 54.270 162.81 64,48 LT Oct 31. 12 1.000 32.770 32.77 54.270 54.27 21.50 LT Nov 1,12 2.000 33360 66.72 54.270 108.54 41.82 LT Nov 1, 12 1.000 33.520 33.52 54.270 54 27 20.75 LT Nov I, 12 1.000 33.530 33.53 54.270 54.27 20.74 LT Nov2, 12 1.000 33.550 33.55 54.270 54.27 20.72 LT Nov 5,12 1.000 33 190 33.19 54.270 54.27 21.08 LT Nov6.12 3.000 33286 101.66 54.270 162.81 61.15 LT Nov7,12 2.000 34.025 6805 54.270 108.54 40.49 LT Nov 7, 12 1.000 33.910 33.91 54.270 54.27 20.36 LT Nova, 12 4.000 34.032 136.13 54.270 217.08 80.95 LT Nov8, 12 1.000 33 860 33.86 54.270 54.27 20.41 LT Nov28. 12 4.000 34.312 137.25 54.270 217.08 79.83 LT cantoued ne.« page CNP70309006479768NP70CO3C040500032 0314 030575004 V123568S5010MyGht0002ess 22 of 86 CONFIDENTIAL EFTA_00131124 EFTA01273331 Account name: GHISLAINE MAXWELL Your Financial Advisor Resource Management Account *UBS March 2014 Friendly account narne:Indr Account number. SCOTT STACK LIAM Lv LE CASRiEL Your assets . Equities. Common stock (conbnuedl Purchase ;Inca Trade Number Average price Me per share Value on Unrealzed Hdcing mcldng date of shares per share IQ Cost beds CO an mar 31 (1) Mai 31 (I) tan or loss (1) period Nov28, 12 3.000 34.410 103.23 54.270 162.81 59.58 LT Nov29. 12 15.000 34.583 518.75 54.270 814.05 295.30 LT Nov29, 12 3.000 34.493 103.48 54.270 162.81 59.33 LT Ian 23.13 1,087.0003 36.805 40,008.01 54.270 58.991.49 18,983.0 LT Apr 22,13 502.000 35.691 17,917.23 54.270 27,243.54 9,326.31 ST Security total 1,798.000 36246 65,171.15 97,577.46 32,406.31 Total $1,715,949.62 31,996,028.10 3280,078.48 Total estimated annual income: 355,784 Your total assets Percentage at Cost EstMated urteszei value on Mat 91(1) your account bash (0 annual incur* ($) gain or loss (5) Cash Cash and money balances 46,816.88 2.29% 46,816.88 Equities Common stock 1,906,028.10 97.71% 1,715,949.67 55,784.00 260,078.48 Total 32,042,844.98 100.00% $1,762,766.50 $55,784.00 3280,078.48 Account activity this month Dale Actiity Oeseripeion Amount ($) Deposits and other finds credited Mar 10 Deposit CHECK DEPOSIT 19,300.57 Mar 17 Deposit CHECK DEPOSIT 2.862.3 Total deposit and other fueds credited $22,163.00 Date Actiuty DescreptIon Amara ft Dividend and interestinanne Taxable dividends Mar 11 Dividend ANALOG DEVICES INC PAID ON 1751 647.87 Mar 17 Dividend MCDONALDS CORP PAN) ON 1018 82458 Mar 17 Cividend NEXIERA ENERGY INC COM PAID ON 1162 842.45 Mar 24 Dividend 8LACKROC_K NC PAID ON 372 717.96 Mar 28 Dividend PEPSICO INC PAO ON 1154 654.90 Mar 28 Dividend TRAVELERS COS1NCITHE PAID ON 1152 576.00 Total taxable divideads 34,763.76 SDNY GM 00020505 C81'70003086479769 NP70003C0405 00002 0314 030575004 Y123568550100000 Page 23 of 86 CONFIDENTIAL EFTA_00131125 EFTA01273332 SUBS Resource Management Account March 2014 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number: Your Amanda' Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (Continvedi Date Activity Descrption Amount (S) Dividend aad intorestiacorni (continued) Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030914 0.08 Total taxable interest S0.08 Total dividend end interest income 34.26324 Date Activity Descrpticn Annum (f) Money balance activities Feb 28 Balance forward 320,390.04 Mar 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0914 0.08 Mar 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 19,300.57 Mar 12 Deposit 1.1BS BANK USA DEPOSIT ACCOUNT 647.87 Mar 18 Deposit LISS BANK USA DEPOSIT ACCOUNT 4329.46 Mar 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96 Mar 31 Deposit UK BANK USA DEPOSIT ACCOUNT 1230.90 Mar 31 Closing U.S Bank USA Deposit Account 846,816.88 The UBS Bait USA Deposit Account is your primary sweep option. d CNP7C009006479770 NPVC0303405 00002 0314 COC675004 End of statement for account numberI 2356955010My_Gm000211gm 24 of 86 I CONFIDENTIAL EFTA_00131126 EFTA01273333 Important information about your statement LES Financial Services ix. (the F im or UBS Anoxia! sent you the fin stamen on whith the error or The Finn, together with certain elites, ha also accost held, you choose one of the following Senthe). is a merrter of all princiaal moray, cannodey problem Matted. purthasectipplwental protection. The minimum investment objecliees' and options exchanges. MS Feerxial Stokes and 1165 - Prow* you- name ad ocean number 0 any). mouthDO* to al eligible diens, taking utak • *Wu. Cureentfixone. h.etbie its seekng the Bank USA ere rdrect 'Ural:Sarin of LES AG and — Death& the *nor or he transfer you am trotre this protection is S500 million as of December 10, 2013. generation of income crib,. affiliates of LES Setritin UC. Ti.Finn's I handal about and explan as cleat as tam cm why you • Addeo Capraepprociatbe Irkintrnente seeking statement is available upon mixt. The Fir's excite* belt* re is an error a why youneed more to the pokyconditions ard limitations, cash a grown of prrotalrather than the generation of off ices are a: information Pre the to Firm is further protected kr ma to $1.9 million n the morn?. — Proud. the &Aar arramt d to suspected ma. aggegate for all you accounts held n a Donator • Produce Com:buten ofincome and Capital LES Finnool Semen kw capacity A ft! ccpy of tie poky waxing is addible Appreciation- I-segments seeking both the generaticn 1200 Harbor Boulevard The Fins or Cad Issuer Mt tonna* your ccmplaint Wen MIMI. of norne and gambol prixinel. Weehawken, t0 07086 and will correct any error promptly. The SIPC protection and the supplemental protection Oewoll risk profdes Its 'Menem represents the any officialMead of pis Please ma. all checks payable to the Fins or tie both do not apply to. LES Financial Nukes account. Other moth rapt financial in indeated on fro front of to . Corkin frontal Assets controlled by (and incLided • Othsfevarke Seeks to martian nilel prec Pat with official tar du-unmet, containing organ? date should low risk and volatility to the acorn opera., rent 'Moment had:Mix. to remit accord fen accounts your account value) lad held away from UBSFinaxel that mewls the accost does not generate significant rot be relied (E:allow before there is an error or may be subject to mantenne fees, chaps for late Services (e.g.. certain(* cash al UBS Bat, cat at emission, please report it Ormedately narking to the income or returns and may rot keep pace with parent for statutes purchases and charges kr unpaid LES AG Swatted branch, (I) insuraxe accbC1S, inflation. Ranch Manager et the office sentiment account. amounts in cash =thins. Accounts that ate transferred including warble enmities, and 00 shares of mutual as other imitations may be subject to a sunder fee. fent where such thane are registered diedly n the • Moderate: Willi* to accept sane Mc to thinctal and Atfouct al figures shown ere edended to be accurate. name of the account token on the books and records tolerate some watery to seek hirer returns. statement data shout not be used for tae purposes Rely UBS Sweep Options of the applicable issuer or transfer agent); • Angst*: Wiling to accept high Fisk to penopal ad sae& on yenend tax forms, te. Form ENE Sat UBS offers options for sneepng cash Litotes, biances high Motility to seek Nigh returns over time. 10425, etc.) whin prepirimyour tar return. The Fine a to bank deposits al UBS Bat USA and UBS AG Sufficed • Crain runner* contracts or nestment interest required by low to won to he IRS all taxabk dividerick. branch (Etank Sweep Pregame), moneymaim intuit Org., limited pertneshix and plate placement) the Statement household:1r report** rantaicabk dvidends and liable niece* knIs (Morn ands) ad the Trite-nationalDeposal are rot registered ender tie Securities Act of I S03; We may consolidate al related account statements with eared on secteties held in you exark net proceeds Accord ODAffor customers with an Intonational ad the sane adders n the sure envekpe. Accounts may on safe trareactexe, aid cost base cncenain covered Resource Management Account. Through tie Bank be related ler this purpose betake they hew owners mutes. Sweep Prtgannk cash balances re them to UISEtni. • Commodities contacts (e.g. Ithergn exchange and who also maintain pre non relational* wit other USA up to an **abated knit ad then to LES AG plectra metal ca -acts). ithuding Mures contacts clients at the sane address. This practice's known as Communications witlythe Firm Stanford Brandt or a Money Fund. Deposits at UBS ad tormeditsontim contracts. • househthing • II you prefer to recene individual • Please re-confirm arty oral cormxricatorts in *meg Bat USA are FDIC mired in accordance with FDIC statements mated in separate enveties —JOU may to further protect your rads. includrig your rad oaks. For nxre namation please reit mewlditgov. the 51K protects:nand Ile supplemental protection do diklthe householding by oiling your Freiman Adveor. under the Salsifies nester Protection Act (SWA). Deposes at UBS AG StanfordBurch and tares of not apply so these assets tent they otherwise appear Money Funds ay rot Mind by the FCC. on you. staornergy. Tee SEC protection ad the Friendly account name • If thefinancial nstitution en the top left of de friont ssnIkerentalprotedion der not protect against changes The Frendfi accost name reflects alormation that you of this statement is noLES Financial Sykes, LES %rusty, the OA, athilebk to cash balances are swept to in the maim vale of sou investments fnhether a a entered on the *Ws online seNces webste his a Faunae' Services carries pox account a cleamg depose accounts at UBS AG New Yak Branch and IBS result of market mopement, iSSuer bankruptcy Ce Custanitable 'noisome' chasm by you to auks you taker by anargerrant web the nicked intlitutelt AG Cayman Bunch These deposits are not inured by athertnewt wish your recordkeephp. It has ro legal effect on your We Wormed you of to relatianship when you the FCC. Balances Feld at an LEIS AG Carnal Brant, account. You can dirge you' Friendb exeunt names, opened this atom. Intl* case, your Ws and are tempera* exposed to the sovereign risk of the More information is aval*Se canon richest You may through Orate Services or by contactrgeourFiential non:taw located a LES financel knee's and rot Canon blends, and tore is no gatirantee Cr other obtan roe hfcanation abou SIPC. noting the 51K Advises. the ienixngbroker. ad you mu t make a rePorl obligaton of UBS AG to gypsy the biarces while en the Brothste, by cottoning SIPC a 202-371-8300 or by of rap era or OrnittiOn to both lined. UBSC Nyman Breit. books. nett* the SIK **bake at YAW/.140‘041 ACCOOlt overview • van of poor accountiporffon Net of assets and ANottani statements shall tie deemed complete ad Depost at LES Bale LEA and eachUPS AG Bench are Dividend Re:we/hen Program (DPP) accurate a not objected ton wen; within 60 days. not protected by SIPC. Money Fund shires me protected the ate reflected is an emote price. You ma/ • Asset kolas salable cash balances, vases for by SIPC. See 'U35 Financial Services Acton Protection' the actual price from you Financial Advisor. 0y Wok restricted sear li st), and Global tine Deposits, • Please died customer complaints a egJiieS to he bobw tarn are purchased under DRIP; partial there, wil be urrealted maths to maid, and certain assets not held Fim'sClant Relations Depanment X 201-352-1699 sod rd to oath wM be deposited in your account. The by the Fem. Does not include unthiced periods ,t atoll-free a 800454-9103, 800 A.M. to 6:CO P.M. Upon you no.est, betakes in the Bark Sweep 6viderd reiwesvnent price applied by to issuer may al the end of the prior and amen statementerios or ET Monday through Fridak a in vet* to LES Program or OA may be ethane" and shares of a • from the market pia at which the partial shares prorate iwestnwits, minted stock options and Financial Stokes lx., Client Relations Depalment, Money Fund my be liquidated, wed the proceeds n sold emteatie stock options P.O. Box 766 Union City, NJ 07087. returned to you or their wenn accamt, • Eialskies Include, debit bilirors °Amara* rrorgn Csalenlieu loans. credit Fmk Owl accost balances. • ti case of erten or Olesligne about an electronic krt.,/ raormation about available sweep options, Chap whole units may be hewn yoke account. If you am OF Total of unimested avalable • Casb/r•oney balances. fixds transfer (Wit bi puymm or UBS Visedebit nothing unit emeest rate, and yell, a soak k at entitled to a palol use a a result of a theiderd python cash balances. plus Bak USA deposit bat-rtes. UBS card transactor* call 62-1000, or wife to UBS www.Lbstomrsweeppelds, from your F Owe ial Maar or otherwise, the Firm rid ether sell panal mitt at AG Surrawd Brands deposit balances and money market Feenciathenrtee he., 1000 Harbor Blvd, 6th floor. or by calling 800.762.1000 market peke a accept an mount determined by a natal fund sweep balms at the case of he Weehawken NI 07086. ABrc RIANBSA Sites registered clean* agency, rid credit you' accost gatemen period. Norscormlocky free credit balances in UM Financial Services amen protection your account we rot segregated from other balances Cal or write as soon as you cart if pou tile pas The F rrn is a menthe of tle SeardeS Inventor Protection Investment objectives • fee Fin, may use any of these funds in the ordinay stmereent or receipt is tong or if you need more Corpora:en (SIPC), *kith protect securities account, of the revestmen Swann rd risk profile are speak to course of its business. these funds me payabk Loon inftemakin eboat a twofer on the atatement or its members up to S500,0:0 Talking 5255,000 for each account and row anbetween Phase *thee the your darned. This total is include)., Pe omen period recejet. The Firm or Card Issuer fas afkableknuff dams kr cash) The MK asset protection Imes spy to Fern pritintei on *rang of any *natant change in you. closing value. her from you np later than 50 days aher to Fim all account tat you hold n a palioular capacity. Mattel situation Or nvestmen objecting. For each SDNY_GM_00020507 CONFIDENTIAL EFTA_00131127 EFTA01273334 Important information about your statement (coninued) W awa tampion you would anualy reek* n the maiket Prices are - •Dalzucm to date may iodide return of — h ackle on le crimascnireceived n connection Fa detract information on the Finis lending prances obtained fran vaisn third party sources whits we capital. interne a both rah Me sale or distnbacon of array contracts and taus, refer to you Client Relatizaip belts to be retitle. but we do not gmealee their - 'Crignaltnt see • reptaeos the initial Olen; and vie investment that units to our <lents, we Ageement or Ascot Agreement rid the General accuracy. price per unit and may not ;elect Will cost basis ands our affiliate recewe reverse sharing Timm ad Conditions UBS Statement of Credit Practices - We gensaty a the closi-g priceten awards cr compensation Iranmany of the insurance available in Agreements andDadoserres at the mean of the bid ail ask prices fatted • Restricted neuritis; Restrcled sentain generally companies underweirg the racycontracts, muraktracalarsgurtglainal securities and <plus a o* It prices to OTC are rot currently ergble for publk sale. UBSFina-cal tides of to Mutate menpats or sponsor of seosities. Services ides re market price of the unrestricted slack teat internee nets we distrb.ee Vaasa - Less 'fag waded securities may be priced ushg a of the sane issuer as an mputed value for As - Cr affiliate. also nxiebe trading <amnesia and Your etrament Remit securitis endother was held valuation model or the mots recent rite we restricted stock for (Napo:col this 'ferment on. To other comps nation from mutual knit and tithe secant at the end ot the rtatentere period. You obtaned and may not milled an actual maket rice the tent that restricted SeCtrition are SOS la a MtnnOO Companies whose prodmis we detnbUte. may ask for dethery of fully paid secueies at ary time. or vaam the sax nuked may be silonantralg less than the — %Verse's an and tee from UBS Bak OA and You may receive securities ad as loan collateral alter - Craton positions may appear watheut a dice act immeed value *town LISS AG Stanford Branch ohm to szs per accost prying any balsa due on hem. Pry *writers will thaw at 'price was rot available' if we we sweeping to the bark; under the UBS Bak Sweep transitedto the ;ire data the Watiment pent are untie to obtain apace for a scaly • Eat Beata) incest anent yields and rata. ercgrame listed at market value as of the end of the Staternere - Deposits or sectritin denteninatted 6currencies An stinate of a-rual income is based a current period. other tan U.S. dollars are reflected at the eichinge clicked ad interest rates, assuring tie seculties Sill Activity • Can basis. In detamning the cost basis of the rate as of the statement date. be held for sew yew from statement date or Lentil hbrmatithregradrigcanmissrns and other charges seositin indicted in this statement, where indicated - fur eration tuna wiedng n non.conformng nutisity. This tuna ceW egtelne, accuracy nested ei conned cn with tie um:knot wades wash he rumba UPS Fieircial Services has relied derreeenalcre. mice at quarry0as vita) may aid continued means are not guyed's( ncludng option transactions has bierentbdid on a information cbtained from sources other I/lent/85 have teen adisted to facilitateprat veumion. - Estimated anal income rd current yeti fo- antirrntons avow(' furrished to you, ad we be Frencial Services. including Odom-ton kern another To obtain current quotations, when wattle, cordaa certain toes of seoskis could include a rebt of provided to y0u artmptly enreaped. lim a that puma has provided to you Finaxial your Financial Adder. pmcpalor capeal gars h which case the est MMus The Finn dos not itemendently verify a income (ird current yield would be overstated. Sheet allies cements the acaracy or varclity day information • Private inthernente and etructered produeb. - Estimated snail i-ccarie a-d cant yeld and the I Kuart engaged in she selling a security, youmay provided by seas Sher then LESEPuncial Services. hitt riteStmeit securities (hcbd6g act actual hcone andPell milt be kwer a higher incur a charge die to cerUin Wearying costs for that patripation ;warn and real estate investment trust than the tinged amounts. particular secunty. h adzitirt although LIDS ainrniCel Services generally scales) acid smart podxts are generalW highly - An estMate of trusteed income (divdend ands abut this tamation as it is received, the firm Akvii. Certain dna-tared proicts hove not been interest) deededby the care market Open eeden does not provide any learances that the idamation registered will the Securities and Extha- vatraverage balance is based on the bet dividend kiting ism or • gezdaikantelbe cedes that vow "Cost basis" and lthireakzed galloss' Commesion o- under ano state securnes laws. We Or interest payment made by the issuer and were not eiculed by the gatemen date, open buy and accurate as of tie date of his statement. As suck prowde est/mated skies for prate investment mimes the securities/depot will be held foe ore set stop orders are redxed by the mount of dividends please do not rely on this eicenution to make secretes and structured products for raormatifrul year fran the statement date or until manly. or rights on an ex-dividerds or wads date unless pachera a tale decisions,. kris prase cr purposes only. Mang knee guaranteed. Accuracy erd continued weld me not garaged instructed otherwise by you. You are respond:de for otherwise. Accounts Wandered to tie Fim may - These values may differ Mosta-nab/ from prices. if orders that are seated die coyote failure to cancel reflect gaff loss rdamatin orgifor the period of any, at etch a paw rwestntnl security a • Assets not hold by UBS Fiesta Services. Certain sating opm orders. tine they a held at the F rm Main historical structured I:firkin may be bough or sold and do assets me rot held by the Fein and not viten the Moms a tan be added by your Fend Advisor. not nocesimily represent the vase you may receive fens possessen or untol. These assets me Primes ton rquidition. thawed on yea statement for informational To obtain a copy of ax current Client BtuBois, • Unrealized gain/loses Wien data is agilizat - Thal parlyesdnaesof vale see as of a certob purposes only. Position, and values presented are please contact your Francis' Achisor or vet ar website eninated areatized gaing Imes a urdated fa date ad are sass lid to UBS Few-cial Services on a Petted by the issui-g hen UBS Fna racial Services at mitismAUBABtheitemettem. nivitalsecret lots. Re transaction data for regukr bass by an independent valuation tint not rescrable for the ?formation and des not netts( bis may or may not reflect ammissai. - ems general partner or scar estimated votes, gurnantte es accuracy. These assets we rot protected UBS Financial Services a not a bark We MIA, Bushes, &urges ender "entity reorgenizal sits ary, are tupplied to thermal by the roar, by SIC or is Fits implemental SIC covers?. Services Account GSA and IRMA re brekerag• account. Dividend and otarre outran lots ad systernatk gensal pater Cr Spaithr and may be tabulated which provide access to barking services adproducts pad as bts are eachcombined to display crie based on dltereri information fran tat used by • Revenue sharing and additional compensation. through arrangtments wdi affiliated bat arid other averaged lot. She • Trade date • coktnn presents the Chidpenis to derive heir estimated values. -t fees — In addition to commissions on sales and 12b third-party bents, rod provides access to nsurace and aigrul transaction wade date. - You can obtah Stud edennairon regarding received n carman with the distnbution of antsy prodt, awed by unaffiliated thirdity the methodology used to determine the stint* of nasal lads to our c lent we Niece our AIMS insurance cargthis through reuram agency • Callable parities Barb and referred stock that value ad the date of to tdoemalkn that is the ✓eceive revenue taring Papeento from distributors sandarac of UBS Financial Services Inc. the aver cats for eat redemption wit be selected basis for lee enmate by contactirg your Fruncial ardor advisors of the rural funds that we sell. mpaitalg by lot ban among all seoseies of that Advisor. Theseamounts are based on two deferent Interment, nsura-ce. at artily products: issa held hour name or in nornhee none la as - TAW piety estnutetherues may be reflected as aornItOnent4 to matt of sales by UBS of a Not MSC inured • No bank guarantee* May bse vain clients. Call bane idcmusic n is dotted from third •Not pad' n war I sit dims. wee n pm:6W mutual fund family to our clients, and Cs) patties and is accuracy isnot guaranteed. Other call rdependent station tim NS not suppled or is the asset value of apanicsSr mutual fund family; RYA. Resource Management Account, Business Services leases mays's' Stich cat affect yeti candete cattle to assign a vats. Mien we became aware stares held a tie tem Account 854, 8144 and international Resource tortnatin Mete provided upon request that a materialevent has united that May call a — We and cur attire also recewe nenwrking and Management Accost are registered service marks of peetusly reported vela ib question. or *hen a dermas ;teeming lees in consideration for UBS Financial Services Inc • Certificates of &peer (map?CDs are FDIC inured value would be highlyspeculative due to the metre winder agent servos that we pm& to the asp to 5250,000 n priwit and accrued interest per of the security. trued fads. These Wes generally are pal from Visa *rata is a festered service murk of visa &poste ad per deposthey institution, 6accordance - When neither an suer, general pane or sponsor insister mat in the mutual fund and are a fixed Intonational CBS Vila Sigmas credit cads and CBS web FOIC rules. stated war me a Ord./any estimated woe if dada amount based cri the outer of accounts at yea debit cards are tamed by UBS Bank USA with mad the value al the scaly will be deigned the brolsedealer holdngmaul lads ol that land peaty/lion from Vs. U.S A Incorporated. • Priervalue Pros dirtesd for securities and other ken its purchase price. fang; peeducts may be higher or lower than the price that UBS Fireside' Services Inc Psi 20402 SDNY_GM_00020508 CONFIDENTIAL EFTA_001 3 1128 EFTA01273335 1.835 Financial Services Inc SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 April 2014 CNP70056133631 0414 ■ 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Account number: Ill Your Financial Advisor: SCOTT STACKIAAN/LYLE CASRIEL Phone Questions about your statement? Call your Finan,:ial Advisor or the Value of your account RMA ReSourCeLine at 800-RMA- MOO, on March 31 (5) on April 30 (5) account 029323568 Your assets 2,042,844.98 2,082,282.04 Visit our website: Your liabilities 0 00 0.00 www.ubStomainandaiserviCaS Value of your account $2,042,844.98 $2,082,282.04 Items for your attention . If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to Soarers of your account growth ubs.cornionimeservices Tracking the value of your account during 3014 V** of your account S Thousands at year end 2013 5000 Net deposits and 2,042.8 2,082.3 withdrawals 51,988,593 85 Your nveStrnent return Dividend and interest income $7,639.71 Chance in market yaw 186osaas Value of your occotrit on Apr 30. 2014 $2.0.3.392.04 PAW 2014 AV 2014 SDNY GM 00020509 PA•mber SIPC CNP70303005838631 NP7003191745 00002 0414 030575004 Y123568550 0003C0 Pogo 9 of 98 CONFIDENTIAL EFTA 00131129 EFTA01273336 SUBS Resource Management Account A0'112014 Account name: Friendly account name: Account number: GH1SLAINE ELL Yourignoncial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of April 30 (1.) your xcount 2 41% • Cash and money balances may include A Cash and money balances 50,192.75 Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch A deposit account balances and money market C Equities 2,032,089.29 97.59% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 a 00% F Corrmocift ies 0.00 000% $2,082,282.04 100.00% Value of your account $2,082,282.04 Eye on the markets Percentage change Index April 2014 year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index 0.84% 2.70% Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% 011'700X0005038632 WT003191745 00002 0414 030575004 Y123568S5003alyyGitocoAlliM 10 of 98 CONFIDENTIAL EFTA_00131130 EFTA01273337 Account name: GHIS&AINE , i. Your II nandal Advisor: Resource Management Account Friendly account name: SCOTT STACKMANLYLE CASRiEL :CI: Account number. *CBS HI. Change in the value of your account Summary of gains and losses %/dues reported below exclude products for which gait and losses are not dectlfrezt April2014 (S) Year to date (S) Realized gains and losses Unrealized Opening account value 52,042,844.98 10.00 April 2014(1) Year to date IS) gains and kisses (S) Deposits, including investments transferred in 0.00 1,988,593.85 Short term 0.00 0.00 32,632 93 Dividend and interest income 3,375.87 7,639.71 Long term 0.00 0.00 283,506.74 Change in market value 36,061.19 86,048.48 Total $0.00 $0.00 5316,139.67 Closing account value $2,082,282.04 $2,082,282.04 Cash activity summary Dividend and interest income earned See Account actnrty the month for decals. Balances in your Sweep Options are inducedin the cpenng and doing bdances yaw. FDIC Insurance applies only to deposits e u8S Bank USA, not to deposits at LOS AG. Stamford &tench or bank deposits paced through the UBSInterneeronal Depose Account pro7arn SIPC For purposes of leis statement, tarefatty of interest and dnidend income hen been determined from a US protection applies to money market sweep lurid holdings but not bans deposits. Seeimportant inSomnation ta rep:cling gersperahr. Based upon the residence of the account holder. account type. or product type, about your statement on the last two pages cf this document for deists some Interest ardor dvidend payments may not be subject to United States (US) area NPR'S, Rico (PR) income tares. The tient monthly statement is not intended lo be used ant carrot be retied upon for tar Apnl 2014 (5) Year to date (S) purposes. Clients should refer to the aCCINCEbee tax reponrng forms they receise from US$ annuals', such as the Forms 1099 and the Fermi 480, foe tar reporting information n IS the practiced LIBS to file the Opening balances 546,816.88 50.00 apt:egade tar reporting forms with the US mterrul Revenue Semce and PR Treasury Departrent, and in sot h fortis accurately dasofy clocienct arbor interest aster ectritot or teeter income. Please consult yOur Additions includual tan prepare/ Deposits and other funds credrted 0.00 42,553.04 April2014 (1) Year to date (S) Dividend and interest income 3,375.87 7,639.71 Taxable dividends 3,374 78 7,638.54 Total additions $3,375.87 $50,192.75 Taxable interest 1 09 1.17 Net cash flow $3,375.87 $50,192.75 Total currant year $3,375.87 $7,639.71 Closing balances $50,192.75 $50,192.75 Total dividend & interest $3,375.87 $7,639.71 SDNY GM 00020511 CkiP70:0130568:8633 NP:00319I 745 00032 dila 030575004 Y123568SS000C00) Page 11 of ce CONFIDENTIAL EFTA_00131131 EFTA01273338 Account name: • *UBS Resource Management Account April 2014 Friendly account name: Account number: Your Ignenciel Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY interest period Mar 7 • Apr 6 Opening UBS Bank USA Deposit balance Mar 7 820,390 12 Closing UBS Bank USA Deposit balance Apr 6 148,190.97 Number of days in interest period 31 Average daily balance 841,466.38 Interest earned SI 09 Annual percentage yield earned 0.03% Your investment objectives: YOU have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in Important inbrmation about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP70009005688634 NP7003191745 00002 0414 030575004 Y123568550 030;01iffiM00026.112 12 of 98 CONFIDENTIAL EFTA 00131132 EFTA01273339 SUBS Account name: GHISLA1NE MAXWELL Resource Management Account Your Ill sandal Advisor: Friendly account name:Ind SCOTT STACKMANLYLE CASRIEL April 2014 Account number Your assets SOnle prK eS, *neer, * and current values Shonn may be approximate. As a result, gains and IOM'S may not be acurately reflected. See importantinsarmabon about your statement a the end ol this dxurrent for more Informal on Cash Cash and money balances Cash and money balances may include avalable cah balances, OBS Bank USA deposit acount Glances. UBS AG Stanford Branch deposit account balances and money market mutua fund sweep balances. UBS Bank USA deposit accounl balances are insured by the FOC villein applic tie limits, but are not protected by SIPC. U135 AG Stanford Banc h deposit accoum telaxes are not insured by F DC rid ale not protected by SIPC Money market sweep balances are protected by SIPC but are not insured by the FDIC. Sn the fmportant information about your statement at the end Of this dxurent for details rout those balances. Openng baance Closing Wince Pnce per share Average DnIdencf interest Dais en Hddng on Apr 1(1) on Apr 30 (5) on Apr 30 (1) rate period period Cap arounl (1) IJ13513ANK USA DEP ACCT 4681688 50,192.75 250,000.00 Equities Common stock Purchase pita 11.10C RIITI:P“ AVeragt price Price Per Share Value on twee/lug Hdd rig Hddng dote of shares per share (1) Cost basis (V on Apr 30(1) Apr 30(1) gain or loss (I) period ANALOG DEVICES INC Symbol: ADI Exchange- OTC EAI: 12,591 Current yield- 2 89% Nov 16, 11 13 003 37316 485 12 51.290 666 77 181.65 LT Nov 1 7, 1 1 13.000 35393 460. 12 51.290 666.77 206.65 LT Nov18, 11 35.000 35.502 1,24258 51.290 1,795.15 552.57 LT Nov 21, I I 18.000 34 371 618 68 51.290 923.22 304.54 LT Nov 22, 11 15.000 33338 50007 51.290 769.35 269.28 LT Nov 23, 11 22.003 32655 718 43 51.290 1,12838 409.95 LT Nov25, 11 7.000 32.460 227.22 51.290 35903 131.81 LT Nov28, II 30.003 32.951 988 55 51.293 1,538.70 550.15 LT Nov29, 11 18.000 33.472 602 51 51.290 923.22 320.71 LT Nov29, II 5.000 33.622 168.11 51.290 256.45 8834 LT Apr 24, 12 30.0® 37.567 1,12701 51.290 1,53870 411.69 LT continued next page SDNY GM 00020513 C HP7C007005668635 NP7003l91745 00032 0414 030575004 Y123568SSOCODOCO Page 13 of 98 CONFIDENTIAL EFTA_00I31133 EFTA01273340 Account name: GI-IISLANE MAXWELL UBS Resource Management Account April 2014 A endly account name: Accountant number. Your Ignandal Advisor, SCOTT STACK MANY LYLE CASRIEL Your assets . Equities . Common stock icorionoeco Purchase Ow Trade Norte' Average price Price pet Otte Vdue on toreaszed Hddng Hddng date of them per thaw (I) Cad bads (S) on Apr 30Ni API 30(S) ton or ion (4) period Jan 23,13 1,056.000 43 209 45,62681 51.290 54,162.24 8,533.43 LT Apr 22, 13 489.000 42.447 20,756 68 51.290 25,080 81 4,324.13 LT Security total 1,751.000 41.990 73,523.89 89,80979 16,284.90 AlITOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 42,442 Current yield: 246% Aug 4, 11 146.000 48.469 7,076.53 77.960 11,382.16 4,305.63 LT Aug 12, 11 4.000 46.880 187.52 77.960 311.84 124.32 LT Jan 23,13 767.000 59890 45,936.09 77.960 59,795 32 13,859.23 LT Apr 22, 13 355.000 65.098 23,110.04 77.960 27,675.80 4,565.76 LT Security total 1272.000 59.992 76,310 18 99,165.12 22,854.94 BAXTER INTL INC Symbol: BAX Exchange NYSE (Al: 13,050 Current yield: 2.69% Jun 20, 12 30.000 51.594 1,547.84 72.790 2,183.70 635.86 LT Jun 20, 12 17.000 51.522 875.89 72.790 1,237.43 361.54 LT Jun21,12 29.000 52.077 1,510.25 72.790 2,110.91 600.66 LT Jun21,12 7.000 51.500 360.50 72.7% 509.53 149.03 LT Jun21,12 5.000 52.216 261.08 72.790 363.95 102.87 LT Jun 22, 12 61.000 51.890 3,165.29 72.7% 4,440.19 1,274.90 LT Jan 23, 13 768.000 66.658 51,193.80 72.790 55,902.72 4,70692 LT Apr 22, 13 355.000 69.318 24,608.00 72.790 25,840.45 1,232.45 LT Sep 19, 13 74.000 72.165 5,340.28 72.790 5,385.46 46.18 ST Sep 19, 13 6.000 71.875 431.25 72.790 436.74 5.49 ST Sep 19.13 3.000 71.880 215.64 72.790 218.37 2.73 ST Sep 20, 13 47.000 71.987 3383.41 72.7% 3/121.13 37.72 ST Oct 3, 13 154.000 64.600 9,948.49 72.790 11,209.66 1,261.17 ST Security total 1,556.000 66.094 102,841.72 113,261.24 10,419.52 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.56% Oct 5, 12 7.000 189.932 1,329.53 301.000 2,107.00 777.47 LT Oct 5,12 3.000 187.820 563.46 301.000 903.00 339.54 LT Oct 5, 12 2.000 186.670 373.34 301.000 602.00 228.66 LT Oct 8, 12 8.000 185783 1,510.27 301.000 2,408.00 897.73 LT Oct 9,12 15.000 189186 2,837.79 301.000 4,515.00 1,677.21 LT continued next page CNP70003001088636 NP7000191745 00002 0914 030575004 VI 23568SSOCOMINGikmufti* 14 of 98 CONFIDENTIAL EFTA_001311134 EFTA01273341 Resource Management Account Account name: GHISLAINE MAXWELL Your Flnandra Advisor: 44)UBS April 2014 Friendly account name: Account number SCOTT STACK MANLYLE CASPJEL Your assets . Equities Common stock (continued) Parrott price Trade taunts average price Pete per share Vdue on Urredlted Hddng Hddng date of shares pee share (I) Cosa basis CO on Apr 30(1) Apr 30(S) gain of loss (t) period Oct 9, 12 2.000 189.010 378.02 301.000 602.00 223.98 LT Oct 10, 12 3.000 187.720 563.16 301.000 903.00 339.84 LT Oct 10, 12 2.000 187.670 375.34 301.000 602.00 226.66 LT Oct 10. 12 2.000 187.995 375.99 301.000 602.00 226.01 LT Jan 23.13 224.000 236966 53,080.41 301.000 67,424.00 14,343.59 LT Apr22, 13 104.000 251.093 26,113.69 301.000 31,304.00 5,190.31 LT Security total 372.0(13 235218 87,501.00 111,972.00 24,471.00 CATERPILLAR INC Symbol: CAT Exchange: NYSE (Al: 12,664 Current yield: 2.28% Jun 19, 13 72.000 84.718 6,099.75 105.400 7,583.80 1,489.05 ST Jun20.13 121.000 83.141 10,060.15 105.400 12,753.40 2.693.25 EE Jtm 20, 13 78.000 83.030 6,476.39 105.400 8,221.20 1,744.81 ST Jun21.13 204.000 82.904 16,912.44 105.400 21,501.60 4,589.16 ST Jun 24,13 111.003 81.517 9,04846 105.400 11,69940 2,650.94 ST Jun 25,13 73.000 82354 6,011.86 105.400 7,694.20 1,682.34 ST Jim 26.13 69.000 82.259 5,675.90 105.400 7,272.60 1,596.70 ST lin 27,13 141.000 82.951 11,696.12 105.400 14,861.40 3,165.28 ST Jim 27.13 7.000 82.925 580.48 105.400 737.80 157.32 ST Jrm 28.13 169000 82.774 13,9B892 105.400 17,812.60 3,823.68 ST Jul I, 13 65.000 82.781 5,380.78 105.400 6,851.00 1,470.22 ST Security total 1,110.000 82821 91,931.25 116,994.00 25,062.75 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE (Al: 42.172 Offrent yield: 2.14% Aug 4,11 174000 41.632 7244.05 67.300 11,710.20 4,466.15 LT Aug 12, 11 4.000 42.450 169.80 67.300 269.20 99.40 LT Jan 23,13 910.000 54240 49,358.63 67.300 61,243.00 11,884.37 LT Apr22. 13 420.000 59.788 25,111.32 67.300 28266.00 3,154.68 LT Security total 1,508.000 54300 81,883.80 101,488.40 19,604.60 CONOCOPHLUPS Symbol. COP Exchange: NYSE (Al: 44,085 arrent yield: 3.71% Aug 4,11 106.000 52.109 5,523.58 74.310 7,876 86 2,353.28 LT Aug 12, 11 2.000 51.435 102.87 74.310 148.62 45.75 LT continued next page SDNY GM 00020515 CNP70303005698637 NP7000191745 00002 0414 030575004 Y123568550000000 Pap 15 of 98 CONFIDENTIAL EFTA_00B1B5 EFTA01273342 Account name: GHISLAINE MAXWELL *UBS Resource Management Account April 2014 friendly account name: Account number: Your linandd Advisor, SCOTT STACK MAIdLYLE CAMEL Your assets . Equities . Common stock (Continued) Purchase OW Trade Iturber Average pace Prke per share Vdueon UnredIzed Hokin; Hddng date of thorn per share (1) Con basis (1) on Apr 30(1) Aim 30(1) gain or Ion (I) period May8, 12 16.000 53.400 854.40 74.310 1,188.96 334.56 LT May8, 12 13.000 53287 692 74 74.310 966.03 273.29 LT Jul 17,12 14.000 55.940 783.17 74.310 1,040.34 257.17 LT Jan 23,13 789.000 59815 47,19459 74.310 58,630.59 11,436.00 LT Mar 19, 13 138.000 59.137 8,160.98 74.310 10254.78 2,093.80 LT Apr 22, 13 402.000 57.707 23,198.25 74.310 29,872.62 6,674.37 LT Security total 1,080.000 58.453 86,510.58 109,978.&3 23,468.22 GELAL MILLS INC Symbol, GIS Exchange: NYSE EAI: 13.086 Current yield: 3.09% Aug 4,11 191.000 36265 6,926.77 53.020 10,126.82 3200.05 LT Aug 12, 11 5.000 35.754 178.77 53.020 265.10 86,33 LT Jan 23,13 1,001.000 41387 41,428.89 53.020 53,073.02 11,644.13 LT Apr 22, 13 464.000 50.287 23,333.21 53.020 24.601.28 1268.07 LT 1:4117, 13 148.000 49.739 7,361.45 53.020 7,846.96 4:85.51 ST Jun IS, 13 73.000 49.836 3,638.07 53.020 3,870.46 232.39 ST Security total 1882.003 44.031 82867.16 99,783.64 16,916.48 IWNDIS TOOL WORKS INC Symbol: 11W Exchange NYSE EAI: 41,967 Current yield: 1.97% Aug 4, 11 135.000 47.128 6,362.35 85.230 11,506 05 5,143.70 LT Aug 12, 11 3.000 45.240 135.72 85.230 255.69 119.97 LT Jan 23,13 706.000 63.704 44,975.31 85.230 60,172.38 15,197.07 LT Apr 22, 13 327.000 60.685 19,844.22 85.230 27,870 21 8.025.99 LT Security total 1,171.000 60.903 71,317.60 99,804.33 28,486.73 JOHNSON & JOHNSON COM Symbol: ACI Exchange: NYSE EAI: 12,985 Current yield: 2.76% Aug4,11 123.000 62.377 7,672.38 101.290 12,458.67 4,786.29 LT Aug 12, 11 3.000 63.730 191.19 101.290 303.87 112.68 LT Jan 23,13 642.003 72.736 46,696 71 101.290 65,028 18 18,331.47 LT Apr 22, 13 298.000 84.721 25,247.10 101.290 30,184.42 4,937.32 LT Security total 1,066.000 74.866 79,807.38 107,975.14 28,167.76 MCDONALOS CORP Symbol: MCC) Exchange: NYSE EAI: $3,298 Garen( yield: 3.20% Aug 4,11 95.000 84.969 8,07206 101.380 9,631.10 1,559.04 LT continued next page CNP70003005888638 NP7000191745 00002 0414 030575004 Y123568550 C001#1YGM00021918 16 of 98 CONFIDENTIAL EFTA_00 1 3 1136 EFTA01273343 Resource Management Account Account name: CHISLAINE MAXWELL Your Financial Advisor: SUBS , [2,- 1 t Friendly account name: Account number. SCOTT STACK MAN LYLE CASRIEL YOUI- assets . Equities . Common stock (continued) Purchase puce( Trade Hunter *wine price Price peg share Value on Wreaked Hddng Hddng date of shares per shoe (I) Cost basis (SI on Apr 30(1) ape 30(9 gain or 1054 a) period Aug 12, 11 3.000 85910 257.73 101.380 304.14 46.41 LT Nov29, 12 8.000 86.456 691.65 101380 811.04 119.39 LT Jan 23,13 555.000 93.053 51,644.75 101.380 56265.90 4,621.15 LT Apr 22.13 255.000 99318 25,32832 101.380 25,851.90 525.58 LT Sep 19.13 78.000 97.879 7,634.63 101.380 7,907.64 273.01 ST Sep 19, 13 22.000 97.425 2,143.36 101.380 2230.36 87.00 ST Sep 19, 13 2.000 97.830 195.66 101.380 202.76 7.10 ST Security total 1,018.000 94/69 95,966.16 103204.84 7,238.68 NEXTERA ENERGY INC COM Symbol: NEE Exchanger NYSE EAI: 43.370 Current yield: 290% Aug 4,11 134.000 52.960 7,096 75 99.850 13,379.90 6283.15 IT Aug 12, 11 3.000 52.530 157.59 99.850 299.55 141.96 LT Jan 23, 13 700.000 71.610 50,127.21 99.850 69,895.00 19,767.79 LT Apr 22, 13 325.000 79.757 25,921.06 99.850 32,451.25 6,530.19 LT Security total 1.162.000 71.689 83,302.61 116,025.70 32,723.09 OCCIDENTAL PETROLEUM CRP Symbol: OW Dchange: NYSE EAI: 12,791 Current yield:3.01% Feb 12, 14 148.000 92.171 13,641.35 95.750 14,171.00 529.65 ST Feb 12, 14 117.030 92203 10,787.77 95.750 11202.75 414.98 ST Feb 12, 14 32.000 92215 2,950.91 95.750 3,064.00 113.09 ST Feb I/ 14 7.000 92.065 644.46 95.750 670.25 25.79 ST Feb 13.14 110.000 92.095 10,13045 95.750 10.532.50 402.05 ST Feb 13, 14 68.000 91.911 625080 95.750 6,511.00 261.00 ST Feb 13, 14 33.000 91560 3,021.49 95.750 3.159.75 138.26 ST Feb 13, 14 6.000 91.615 549.69 95.750 574.50 24.81 ST Feb 14. 14 334.000 95389 31,860.13 95.750 31,980.50 120.37 ST Feb 18.14 114.000 96.023 10,94672 95.750 10,915.50 -31.22 ST Security total 969003 93.687 90,782.97 92,781.75 1,998.78 PEPSICO INC Symbol- PEP Exchange: NYSE EAI: 12,620 anent yield: 2.64% Aug 4,11 115 003 63.979 7,357.65 85.850 9,877 35 2,519.70 LT Aug 12, 11 3.000 63.023 189.07 85.890 257.67 68.60 LT contoued next page SDNY GM 00020517 CNP70003005698639NP700019174500002 0114 030575004 Y123568550000000 Page 17á 98 CONFIDENTIAL EFTA_00131137 EFTA01273344 Account name: GHISLAPIE MAXWELL *UBS Resource Management Account April 2014 Friendly account name: Account number: Your 15 asocial Advisor: SCOTT STACK MANLYLE CASR1EL Your assets Equities Common stock (continued) Purchase price taarber Average price Price per stint Vaue on unreaired Halting fiacing dste of share: pee share (I) Con bans (S) on ape 30(5) Apt 30 (5) gain or loss (t) Period May 16, 12 6.000 68535 411 21 85.890 515.34 104.13 LT Oct 24. 12 1.000 68 690 6869 85.890 85.89 17.20 LT Oct 25, 12 2.000 68 810 137.62 85.890 171.78 34.16 LT Oct 26, 12 1.000 68 890 68 89 85.890 8589 17.00 LT Oct 31, 12 1.000 69 370 69 37 85.890 85.89 16.52 LT Nov6, 12 1.000 69370 69.37 85.890 8689 16.52 LT Nov7,12 1.000 69 150 69 15 85.890 8589 16.74 LT Nov8, 12 2.000 69.090 138 18 85.897 171.78 33.60 LT Jan 23, 13 699 000 72.166 50,444 31 85.890 60.037.1 1 9,592.80 LT Apr 22, 13 322.000 82.251 26,484 85 85.890 27,656 58 1,171.73 LT Security total 1,154.000 74.097 85,508.36 99,117.06 13,608 70 PROCTER &GAMBLE CO Symbol: PG Exchange: NYSE EAI: 32,919 Current yield: 3 trio Aug 4,11 118.000 60.103 7,092 22 82.550 9,740 90 2,648.66 LT Aug 12, 11 3.000 60.896 182.69 82.550 247.65 64.96 LT tan 23, 13 619.000 69941 43,293 73 82.550 51,098.45 7,804.72 LT Apr 22. 13 286.000 81332 23261.18 82.550 23,609.30 348.12 LT Apr 24. 13 108.000 77.762 8398 32 82.550 8,915 40 517.08 LT Security total 1,134.000 72.512 82,228 14 93,611 70 11,383.56 STAPLES INC Symbol. SPLS Exchange: OTC (Al: 43,249 anent yield' 3.84% Oct 24, 12 63.000 11.313 712 74 12.500 787.50 74.76 LT Oct 24, 12 1.000 11360 11.36 12.500 12.50 1.14 LT Oct 25, 12 57.000 11391 649 29 12.500 712 50 63.21 LT Oct 26 12 46.000 11.420 525.36 12.500 575.00 49.64 LT Oct 25, 12 8.000 11.430 91.44 12.500 100.00 8.56 LT Oct 26. 12 51.000 11.400 581.42 12.500 637.50 56.08 LT OCt 31, 12 12.000 11.526 13832 12.500 150.00 11.68 IT Oct 31, 12 3.000 11.566 34 70 12.500 37 50 2.80 LT Nov 1,12 46.000 11.677 537.17 12.500 575.00 37.83 LT Nov 1,12 33.000 11.605 382.99 12.500 412.50 29.51 LT Nov 1,12 7.000 11 597 81 18 12.500 87 50 6.32 IT continued next page CNMOC93054588640NP7000191745 03CO2 0414 030575004 Y123568550 0ZoilnikwGM0002(1591 Is of 98 CONFIDENTIAL EFTA 01))31)38 EFTA01273345 Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor: *UBS April 2014 Pdendly account name: Account number SCOTT STACKMAN/LYLE CASRIEL Your assets . Equities Common stock loonhnued) PU«Nne OW TI3dt web« Average price ence per share vatic on unedited ricking mddng date of snares per sham (S) Cost basis 01 on Apt 3001 AP, 30(4) gain or loss (S) Period Nov 1, 12 1.000 11.600 11.60 12.500 12.50 0.90 LT Nov2, 12 31.000 11.552 358 12 12.500 387.50 29.38 LT Nov 5,12 31.000 11.465 355.43 12.500 387.50 3107 LT Nov 5, 12 7.000 11.590 81.13 12.500 87.50 6.37 LT Nov6, 12 51.000 11.820 602 87 12.500 637.50 34.63 LT Nov6, 12 26.000 11,812 307.13 12.500 325.00 17.87 LT Nov?. 12 48.000 11.597 556 70 12.500 600.00 43.30 LT Nov 7, 12 22.000 11.582 254.82 12.500 275.00 20.18 LT Nov8, 12 57.000 11.446 652.43 12.500 712.50 60.07 LT Nov8, 12 30.003 11.672 350 16 12.930 375.00 24.84 LT Nov8, 12 3.000 11.666 35.00 12.500 37.50 2.50 LT Nov29, 12 26.000 11.778 306 24 12.500 325 00 1816 LT Nov29, 12 8.000 11.778 94.23 12.500 100.00 5.77 LT Nov29. 12 6.000 11.765 70.59 12.500 75.00 4.41 LT Nov30, 12 37.003 11.714 433 45 12.500 462 50 29.05 LT Nov30, 12 16.000 11.677 186.84 12.500 200.00 13.16 LT Nov30, 12 11.000 11.688 128 57 12.500 137.50 8.93 LT Nov30, 12 1.000 11.750 11 75 12.500 12.50 0.75 LT Jan 23,13 3.076.000 13260 40,788 38 12.500 38,450.00 -2,338.38 LT Mar 7, 13 399.000 12.626 5,037 93 12500 4,987 50 -50.43 LT Apr 22, 13 1,918.003 12.912 24,767.13 12.500 23,975.00 •792.13 LT Aug 26, 13 203.003 14.401 2,923.46 12.500 2,537.50 -385.96 ST Aug 26, 13 181.000 14.412 2,608 63 12.500 2,262 50 -346.13 ST Aug 27, 13 253033 14.105 3,568 74 12.500 3,162.50 -406.24 ST Security total 6,769 003 13036 88,237 30 84,672 50 -3,624.83 TARGET CORP Symbol: TGT Exchange NYSE EAI: 12,752 Current yield: 2.79°4 Sep 23, 13 68.003 64 391 4,378 59 61.750 4,199 00 -179.59 ST Sep 23.13 6.000 64 405 386 43 61.750 370.50 -15.93 ST Sep 24, 13 180.000 63.999 11,519.91 61.750 I 1,115.00 -404.91 ST Sop 24. 13 82.000 64 133 5.25897 61.750 5,063.50 -195.47 ST continued next pege SDNY GM 00020519 CHP7C0093056138641 NP7003191745 00032 0414 030579304 V123568550000000 Page 19 or se CONFIDENTIAL EFTA_00131139 EFTA01273346 SUBS Resource Management Account April 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your K noncid Advisor. SCOTT STACK MAIILYLE CASRIEL Your assets •E Equities . Common stock (continued/ Purchase pricer Track taarber average ;mkt Price per share Vdue on Unedited Holdng 111d ng date of shares per than (S) Con bans (I) on apt 30(5) Apr 30(1) gain or loss (S) period Sep 25. 13 152.000 63 446 9,643.85 61.750 9,386.00 -257.85 ST Sep 25. 13 92.003 63 598 5,85105 61.750 5.68100 -170.05 ST Sep 25, 13 18.000 63.735 1,147.23 61.750 1,111.50 -35.73 ST Sep 25, 13 13.003 63.620 827.06 61.750 802.75 -24.31 ST Sep 26.13 114.000 63 436 7231 76 61.750 7,039.50 •192.26 ST Sep 27, 13 193.000 63.993 12,350.76 61.750 11,917.75 -433.01 ST Sep 30. 13 104.003 63 785 6,63364 61.750 6,422 00 -211.64 ST Sep 30, 13 51.000 63.888 3258.30 61.750 3,149 25 •109.05 ST Sep 30.13 27003 63 812 1222.95 61.750 1,657 25 -55.70 ST Oct 1,13 139000 63 851 8,87542 61.750 8,583.25 -292.17 ST Oct 1, 13 53.000 63856 3,384.40 61.750 327275 -111.65 ST Oct 1,13 38.003 63 757 2,42280 61.750 2,34650 -76.30 ST Oct 1, t3 38.003 63 813 2,424 93 61.750 2,346.50 -78.43 ST Jan 7, 14 197.003 62.889 12,38928 61.750 12,164.75 -224.53 ST lan 7, 14 32.003 63004 2,01615 61.750 1,976 00 .40.15 ST 14n 7, 14 3.000 62863 188.59 61.750 185.25 -3.34 ST Security total L600.003 63 695 101,91207 98.800 00 -3,112.07 TRAVELERS COS INC/THE Symbol. TRV Exchange. NYSE EAI: 12.534 Current yield. 2.430/0 Apr 24, 12 20.003 63 432 1.268.64 93.580 1,811.60 542.96 IT Apr 24, 12 4.000 63 350 253 40 93.580 362 32 108.92 LT Apr 24. 12 1.000 63.560 63.56 93.580 93.58 27.02 LT Apr25, 12 10.000 63.520 635 20 93.580 905.80 270.60 LT Apr25. 12 10.003 63.617 636.17 93.580 905.80 269.63 LT Apr 25.12 10.000 63.659 636 59 93.580 905.80 269.21 LT Apr 25, 12 2.000 63 545 127 09 91580 181.16 54.07 LT Apr 25, 12 2.000 63.645 127.29 93.580 181.16 53.87 LT Apr 25, 12 2.000 63.745 127.49 93.580 181.16 53.67 LT Apr 26, 12 5.000 63.928 319.64 sass° 452.90 133.26 LT Apr 26.12 2.000 63.920 127.84 93.580 181.16 53.32 IT Apr 26, 12 2.000 63.930 127 86 93.580 181 16 53.30 LT Apr 26. 12 1.000 63.720 63.72 93.580 93.58 26.86 LT contfrnued next page CrIP7C0C9305688642NP70C0191 745 000O2 0414 030575004 Y123593550 ODEMYGM0002%/111 20 of 98 CONFIDENTIAL EFTA_001 3 1 140 EFTA01273347 Resource Management Account Account name: GHISLA1NE MAXWELL Your Maenad Advisor: UBS April 2014 friendly account name: Account number. SCOTT STACK MANILYLE CASRIEL Your assets . Equities Common stock (conbnuegl Pu«hase pore Tap Member Average price Poce per share value on gainli ze:) Hddag siddno date of shares per share (0 Con basis (SI on Apr 30(11 Apr 30(1) or Ions period May 1, 12 15.000 64637 969.56 90.580 1,358.70 389.14 ti May 1, 12 6.000 64 715 388 29 93.580 543.48 155.19 a May 1, 12 6.000 64.975 389.85 90.580 543.48 153.63 LT May 1, 12 2.000 64850 129 70 90.580 181.16 51.46 LT May 1, 12 1.000 64 820 64 82 90.580 90.58 25.76 LT May 2. 12 7.000 64374 45062 90.580 634.06 183.44 LT May 2. 12 4.000 64 410 257.64 90.580 362.32 104.68 LT May 2, 12 2.000 64 320 128 69 93.580 181.16 52.52 LT May 3. 12 4.000 64 960 259 84 90.580 362.32 102.48 LT Maya, 12 2.000 64 675 129 35 93.580 181 16 51.81 a May 3, 12 2.000 64.910 129.82 90.580 181.16 51.34 LT Ian 23,13 629.003 77 560 48,785 62 93.580 56,974.82 8,189.20 LT Apr 22, 13 290.003 84.719 29,568 68 93.580 26,268 20 1,699.52 LT May 22, 13 111.000 83 807 9302.58 90.580 10,054 38 751.80 ST Sec's* total 1.152.033 78 533 90,469 50 104,348 16 13,878.66 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange. NYSE EAI: 42.843 Current yield 2 72% Sep 19, 13 82.003 91 779 7,52590 98.500 8,077.00 551.10 ST Sep 19, 13 19.000 91 625 1,740.88 98.500 1,871.50 130.62 ST Sep 20, 13 107.000 91.805 9,823.18 98.500 10,539.50 716.32 ST Sop 20.13 26000 91 835 2387 71 98.500 2.561 00 173.29 ST Sep 23, 13 93.003 91.049 8,467.59 98.500 9,160.50 692.91 ST Sep 29, 13 93.003 91 612 8,52000 98.500 9,160.50 640.50 ST Sep 24, 13 41.003 91.663 3,758 20 98.500 4,038.50 280.30 ST Sep 25.13 62.003 91.138 5,650.56 98.500 6,107.00 456.44 ST Sop 25, 13 11.000 91 090 1,001 99 98.500 1,083 50 81.51 ST Sep 26, 13 64.003 91.489 5,855.30 sasco 6,304.00 448.70 ST Sep 27, 13 54.000 91 .117 4,920.33 98.500 5,319.00 398.67 ST Sep 30.13 46.000 91 475 4,207.86 98.500 4,531.00 323.14 ST Oct 1, 13 46.003 91.668 4,216.73 98.500 4,531.00 314.27 ST Oct 1, I 3 6.000 91 650 54990 98.500 591 00 41.10 ST continued next page SONY GM 00020521 CHP7030?305668643NP7003141745 00802 0414 03057%04 Y123568S50 000000 Page 21 of 98 CONFIDENTIAL EFTA_00131141 EFTA01273348 SUBS Resource Management Account April 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your A sandal Advisor: SCOTT STACK MAI/ LYLE CASIVEL Your assets Equities . Common stock (continued) Purchase piny excel[ hunter Average price Prue per Owe Vdue on Unrealized HdeIng Hiring ditto of shares per shape (I) Cost basis (4) on Apt 30(S) Apt 30(1) gain or loss (4) period Oct 2, 13 61000 91. 128 5,55884 98.500 6,00850 449.66 ST Oct 2, 13 19.003 91 067 1,73029 98.503 1,871 50 141.21 ST 0c13, 13 55.003 90 337 4,968 58 98.500 5,417.50 448.92 ST Oct 4, 13 55.000 90.653 4,98596 98.500 5,417.50 431.54 ST lan 17,14 121.000 99 231 12,007 00 98.500 11,91850 88.50 ST Security total 1,061.003 92 250 97,876 80 104,508.50 6,631.70 MINX1NC Symbol: XLNX Exchange:OTC EAL 42,086 Current yield. 2 A6% Sep 7, 12 25.000 34.770 869.27 47.190 1,179.75 310.48 LT Sep 7, 12 5.000 34 846 174.23 47.190 235.95 61.72 LT Sep 10, 12 37.003 34 845 1,28929 47.190 1,74603 456.74 LT Sep 10. 12 3.000 34.660 103.98 47.190 141.57 37.59 LT Sep 11, 12 20.003 34 853 697 06 47.193 943 80 246.74 LT Sep 12. 12 18.000 35.006 630.11 47.190 849.42 219.31 LT Sep 13. 12 21.000 34.886 732.61 47.190 990.99 258.38 LT Sep 14, 12 19.003 35.536 675 19 47.190 896 61 221.42 LT Sep 17, 12 7.000 35.151 24606 47.193 330.33 84.27 LT Oct 24. 12 3.000 32.523 97 57 47.190 141.57 44.00 LT Oct 25, 12 5.000 32.522 162.61 47.190 235.95 73.34 LT Oct 26.12 3.000 32.776 98.33 47.190 141.57 43.24 LT Oct 31, 12 1.000 32.770 32.77 47.190 47 19 14.42 LT Nov 1,12 2.000 33360 66.72 47.190 94.38 27.66 LT Nov 1,12 1.000 33.520 33.52 47.190 47. 19 13.67 LT Nov I, 12 1.000 33.530 33.53 47.190 47.19 13.66 LT Nov2,12 1.000 33.550 33.55 47.193 47.19 13.64 LT Nov 5,12 1.000 33 190 33.19 47.190 47 19 14.03 LT Nov6, 12 3.000 33.886 101.66 47.190 141.57 39.91 LT Nov7,12 2.000 34.025 6805 47.190 94.38 26.33 LT Nov 7,12 1.000 33.910 33.91 47.190 47.19 13.28 LT Nov8, 12 4.000 34.032 136.13 47.190 188.76 52.63 LT Nov8, 12 1.000 33 860 33.86 47.190 47.19 13.33 LT Nov28. 12 4.000 34312 137.25 47.190 188.76 51.51 LT continued next page cNP7C00X)056836.14 NP7003I9I 745 C0002 0414 030575004 Y123593S5eCCWINYGM000215,22 22 of 98 CONFIDENTIAL EFTA_0013 I 142 EFTA01273349 Resource Management Account Account noose: GHISLAINE MAXWELL Your Pi minded Advisor: SUBS I :C1: Friendly account natne:Indr Account number. SCOTT STACKMANYLYLE CASRIEL Your assets Equities . Common stock (conbnued) Porch/et pike Trade Writer Average price Pike per share value on Unrealized Holdng wiring date of shares per share IQ Cost basis (St on nor 30(1) ape 30(/) gein of 10S5 (5) Period Nov28, 12 3.000 34.410 103.23 47.190 141.57 38.34 LT Nov29, 12 15.000 34.583 518.75 47.190 707.85 189.10 LT Nov29, 12 3.000 34.493 103.48 47.190 141.57 38.09 LT Jan 23.13 1.087.000 38805 40,008.01 47.190 51295.53 11287.52 LT Apr 22.13 502.003 35.691 17,917.23 47.190 23,689.38 5,772.15 LT Sectxity total 1,798.000 36.246 65,171.15 84,847.62 19,676.47 Total $1,715,949.62 $2,032,099.29 $316,139.67 Total estimated annual income: $56,376 Your total assets Percentage et Cost Situated Unrealzed Value on Ape 30 (S) your account bald (1) annual income (SI Ono' 1015 (S) Cash Cash and money balances 50,192.75 2.41% 50,192.75 Equities Common stock 2,032,089.29 97.59% 1.715.949.62 56.376.00 316.139.67 Total $2,082,282.04 100.00% $1,766,142.37 $56,376.00 $316,139.67 Account activity this month Die Minty Description anoint (S) Dividend and interestisoome Taxable thwlends Apr I Dvirlend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 610.56 Apr I Cividend BAXTER INTL INC PAID ON 1556 762.44 Apr 8 Dvidend ILLNOIS TOOL WORKS INC PA1DON 1171 491.82 Apr IS Dividend OCCIDENTAL PETROLEUMCRP PAID ON 969 697.68 Apr 17 Cividend STAPLES INC PAID ON 6769 812.28 Total taxable dividends $3.374.78 Taxable interest Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0470414 1.09 Total taxable interest $1.09 Total dividend and interest income $3.375.97 SDNY GM 00020523 0NP70009005038645 NP7000191745 00002 0414 0305750041'123568550000000 Page 23 of 98 CONFIDENTIAL EFTA_00131143 EFTA01273350 SUBS Resource Management Account April 2014 Account name: Friendly account name: Account number. GHISLAiNE MAXWELL Your Kniencial Advisor SCOTT STACK MAIILYLE CASRIEL Account activity this month (Contrived) Dale Activity Deeplicn Arrount (S) money balance activities Mar 31 Balance forward $46.816.88 Apr 2 Deposit LIDS BANK USA DEPOSIT ACCOUNT 1.373.00 Apr 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0404/14 1.09 Apr 9 Deposit UBS DANK USA DEPOSIT ACCOUNT 491.82 Apr 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Apr 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 812.28 Apr 30 Closing MIS Sank USA Deposit Account S50.10.75 Tne UBS Bank USA 02009t AccOunt IS your primary sweep colon CW7~3005698646 NP70C0I9I 745 00032 0414 030575004 VI 23569S5000~yGm0002~ 24 of 98 End of statement for account number.-, CONFIDENTIAL EFTA_00131144 EFTA01273351 Important information about your statement LBS Financial Services ix. (the F im or UBS Anoxia! sent you the fin stamen on which the error or The Fier, together's*, certain affiliates, ha also wont het you choose one of the foaming Strong is a merger of all prince:el mosey, cormnity problem Maned. purchasectippinental protection. The mariner Finn objectier and cptcre erthwges. 1.85 FirtrxialStrict and U3S - Prone you name ad acco.rt nutter 0 any) amount payable to al eligible Worts, cote ks& urn( • frodwe Cureentbxome. hresb,e es seekng the Bank USA we rdrect sutradares of LBS AG and - Death& the *nor or he transfer you ant tare this protectors is 5500 million as of December 10, 2013. generation of income crib" affiliates of LES Secwitin UC. The Filers Itanrial about, and elan as chair aye cm why you • Achim CopedApprocithen Inwrittnents seeking statement is available upon noted The First venire believe re is an error a why youneed more Sista to the poky conditims ad limitation, cash X growth of prnepal rather than the spereratim of offices we a: ekrmation the Firm is further protected kr Leatot-1.9 million n the mown?. - Proud. the &Aar anion d to suspected enot aggregate for all your accounts held n eyeliner • tatodoce Combination of Income and Capital LBS Finennel Seamus Ix. capacity A ft/ ccpy of tie poky waning is /nibble Appreciation- nesiments seekeg both the generation 1200 Harbor nubvard The Fern or Cad Issuer wel instigste yew complaint LOOn request. of morne and gambol percent. Weehawken, to 07066 and will cared any error prom*. The SIPC protection and the upplamenEl protection °awn risk profit Ibis statement represent the any official record of yote Please make all cheeks paubb to the Fern or tie both do not apply to. LBS Fe-uncial Santos account. Other warn neat lihntial institution heated on tie front of to ▪ Ceruin fruitier Moat controlled by (and hand er • Conseevarive Seeks to maintain initial prec Pat with official tar documnrt containing conflict* daze should low Sc and volatility to the non meal, tend stakimint had:Mist to nine accost fen accounts your account value) but held away from UB5 Fina-cel that men the nowt does not generate significant rot be relied inn If you ben* there is an error cr may be subject to mai-ten-re lees, chat es for tee Services (e.g.. certain* cash at UBS Bat, (il cat at many a noun aid may rot keep pace with mission, please report it inmedately narking to the parent for 'tunes purchases and charges For unpaid L85 AG Stantonbunch (i) innate prinaCtS, Ranch Manager d the office servile you account. armonts in cash axons. Accounts that ate transferred including variable enmities, and 60 shires of mutual bo nor nsteutions may be subject to a trends tee. finds where such shares are registered diedly n lot • Moderate Willi* to accept coma risk to pinonl and Ail-cugh al figures shorn are etended to be accurate. name of the account Foliar on the books a-4 records tolerate some votatAty to 'seek hyl-er returns. statement data shzikl not be used fix tat purposes Rely UBS Sweep Option of the applicable issuer or trader agent); • Aggressne: Wiling to accept high Sc to pinopal and sink onys-end tax forms, 6.e.. Form 1099 SEE UBS offers options for sweepng cash bounce; balances high senility to seek high returns over time. 10425, etc.) whinpreprergyour to return. The Fim a to hart deposits at UBS Bat USA and UBS AG Stamford • Certain rneslmert contracts or iwestnent interest required by low to won to tie IRS all taxabk &indent branch (flank Sweep Pregams), money maks mewl (eg., limited pertneshes and piste placements) the Statement Ilouseholdre report** re:namable Undends and aable meted kends (Money Fund) rd theIntonationalDeposit are rot registered snider tie Securities Act of 1933; We may consoldart at related account statements with eared cm secteties held in you accaut, net proceeds Accont ODAlfor customers with wantentional ad the sane Wats n the sane enact Accounts may cm safe transactors, and cost base cntenain coveted Amuse Management Accourt. Through tie Bank be related Ice this purpose brine they have owners learns. Sweep Pronert cash balances re swept to MISEterk • Commodities contacts (e.g., Icreign tectia-ge and who also maintain bra scam relationships wit other USA up to an istabkhod lint ad then to LBS AG yeti:cornet/a contradrt idudeg lulu., contracts dents at the sane address. This practice's known as Communications whilst',Firm Stanford Bradt or a Money Fund. Oeooses at UBS ad tormoderoPtim contracts. • househrting ' II you prefer to recen I-diva:kat . Please re-confirm are oral cormuncatorts in *meg Bart USA are FDIC rend in accordwee with FDIC statements mated in separate enveins — yOU may to funher protect young*. includrig your Ned rules. For more Hannan please veit wwwitlicgov. the 51K protects:en and to supplemental protection do drtlive housholding by Ealing you Frontal Advisor. order the Stones nun Protection Act (Stn. Deposes at UBS AG Stanford 'Penh an tares of not apply to these Man eine theyotherwise appear Money Funds ant rot ironed bonFIX. on you. neernent 11. SEC pritectim and the Friendly accent name • If thefinancial nstaution en the tcp leit of Me bort a-Pakzerental trunnion do not protect again changes The Frenclk non name reflects aloerretion that you of this statement is no LESS linnet Senikes, CBS Throup the OA, mane to cash balances we swept to in the maim raize of you investments (whether as a erteted on the him's onlne senses websee. N e a Feenoal Services canes yos accourt as cleamg depose accounts at UBS AG New Yak Branch and CBS result of market movement, iSSua bankruptcy a customizable Iniclrurro' chmon by you to aolift you toter by anargerrant web the induced intlitutal AG Cayman Bunch Thew deposits ate not inured by otherwie with sax recordkeeping. It has n legal effect on your We Wormed you of to rielannshis when you the FIX. Balance, Feld at the LBS AG Cayman Brant, account. You can Mangey:is hiendk acccunt names, opened this attars. h this case, your ten and are tempera* exposed to the sovereign Sc of the More information is aviane term rezmest You may through Online Services or by contactegyourFrancial 'earns a-e heated a LBS Rnancial Strikes and rot Caren blends, and tee is no 'Anne Cr other obtan wee nfornation abou SIPC. ercladng the 51K Ann the erodwng broke., aid you rout make a Wort obligation of UBS AG to tepay the Saxes while on the Bruhn, by soreaningSIK a 202-371-8300 or by el try eta or *Tuition to both HMS. UBSC grans Bradt. books. wsitng the SIK **bait. at YAW/.140‘041 ACCOalt overview • van ofMX aCCOOnnOrtnin 14:4 of assets ad A Naccunt szaternrits shall be deemed complete ad Deposes a U35 Bale LEA and eachUBS AG french are Dividend ReiWetblbeell Program (DPP) s. accurate if not objected ton wren; within 60 days. not protected by SIPC. Money Fund shires we protected The price reflected is an swage price. You may obtan • Asset hulas salable cash balances, totes for by SIPC. See *U3S Financial Service. Paw% Protection' the actual price Iran yaw Financial Advisor. Oray *ink restricted seney lest), and Global tine Deposits, • Please &vet customer complaints a iNUiin to he bobw tare are punned under DIM; partial shins wil be urrealied marks to main, and certain ants not held Firn's C lent Relations Depanent a 201-352-1699 sod rd tot cash wit be deposited in your account. The by the Fim. Does not include unpriced S9Clatifill assets atoll -free a 800-3Se-9103, 8:CO A.M. to 6:CO P.M. Upon you reaest, balances n tea Bank Sweep 6videni reinvesvnent price applied by tea issuer may al the end of the prior and curent statement periods. or ET Monday through Friday a in mire to LBS Program or OA may be eighteen and shares of a 6ff of tom the want pia at which the partial shires private imestriwits, united stock options and Financial Seines ix., Client Relations Depalment, Money Fund may be liquidated, widen proceed n sold comsat* stock options P.O. Box 766 Union City, NJ 07087. returned to you or 'our wastes accunt. • lianicies Include, debit Maces,colvadirg moron Cannlieu loans. credit In, horn secant balances. • is ease of ern or Oast Cris about an electronic Fr.rt-er r eon about available weep options, CM, whole units may be held n yar *court. If no at • Cash/rtoney balances. OF Total of unnerved aviane funds tansies' EFT) NI puymm or UBS Vsedebit ncldng anent attest rate, and yet*, a available at entitled to a palel use as smolt of a dviderd Paimeol cash balances. plus Bart LISA deposit Innen UBS card Vanuctions, call 62-1000, or voile to UBS www comreseepnekk from your Financial Maar or otherwise, the Firm coil other sell panal an at AG Stanotd Branch depose balances and ic y market money Feenoal Semen tic„ 1000 Herby Blvd, 6th floor. or by calling 006762.1000 market peke or accept an amount &Emitted by a nen fund sweep Sans, at to able of Wuhan/en W 07086. Ann RIANBSA Sermes registered cling agency, at credit yew account stsemen period. Noricormmeity tee credit balances in UBS Financial Services account protection your accourt are rot segregated from other balances Cal or write as soon as you cart it you thiicycis 'Ruffen is a melte of the Secedes invella Protection Investment objectives and tie Fan may use any of these funds in the ordinary statement or receipt is wring or t you need more Corporatism (SIPC), *nkh protects securities account, of The nix-smell °non' and risk profile we specific to course of it business. These funds at payable Loon inkrmatim ebos a tire* on the statement or its members up to 5500,000 finding S29),000 for each account and may wrybetween Please adeise the tor drinard. This total is include)., tea omen period mai* The firm or Card hat fas SPIrablrimulf dams kr cash) The Sift asset protection Imes apt' to earn promptly in adrg of any simikant change in yow doseg value. her from you ns later thwi 60 days aher to Fim all account tat you hold n a palkular capacity. Maxie' situnn or mistreat objecting. Fa each SDNY_GM_00020525 CONFIDENTIAL EFTA_00131145 EFTA01273352 Important information about your statement (con inued) tande, alternation you would fl atly reek* in the mallet Prices are - 'Ditto an to date' may include num of — h eale co to commoscohroceined n connector for detalechnf°matron on the Finis landing practices obtained tom various third party sources chid. we (weal income a both wail the sale or astnbtaion of a-ruey contracts and &tissues, refer to yam Client Relatorship Delete to be retitle, but we do not guarantee their - we' represents the initial catering and tie investment mat units to our <lents, we Ageernert or Account Agreement and the General accuracy. pie per Lint and may not reflect yxr too basis anchor our attire roadie retina sharing Terms an Conditions UBS Statemerd of Credit Practices — We gent* owe the closing pricewhen ankh* a cornsensation frommany of the aosance available in agreements andDinmum at the mean of the bid ad ask prices farmed • Restricted anauritios Beaded seurdin really companies underwriting the unity contracts, mow rda romrarronnedmisygay, securities and colons a onb al prices to OTC are rot currenty enable der public sale UBS Fina-cal *Bates ca to nava-ice <arca...nor sponsors of worts. Services as to market price of the unrestricted stock the use imestment trusts we diserbutt. Yawata - lass actironb waded securities may be priced using a of the same issuer as an inputed value for the - gar affiliates ako web* wading canraskre and Your nesment Bemires securities endother anus held valuaan model or tie moo recent price we restricted stock Ay madam of Ma atatomont 0.4, To other cornea-oaten from mutual kids and is the =ant at the end of the stammer* prin. You obtained and may not reflect an actual market price the relent that rearicled parities are 'Tubb la sae, nsurance companies whose proclicesne dstrbute. may ask for deice.), of bay paid swishes at ary time. or take the gala reared may be stbstantnalb less than the - We recent an anal fee from UBS Bali OA and You may receive securities used as loan collateral after - Certain position may appear without a price and inpaed value town LIES AG Stanford Branch of up to $zs per accost prying any balance due on tem. Pry securities will raw as *price was rot available' it we re sweepng to the barks under the UBS Bark Sweep tensioned tote Fan dzi-g tee arena period are unapt to obtain a abettor a pony • Est keetirnstsd) insigne, current yields and rotas. Frogram. listed at market nitre as of the end of the statement - Deposits or stashes denwninated 6 currencies An estinate of rival income is based am current period. other tan U.S. dollars are reflected at the es:hinge dniderd ad interest rates, assuring tie secutis will Activity • Cast basis. in (*hymning the cost basis of he rate as of the statemmt date. be held for conga' from statement date or trill hbamation rewarding ownnissCrts and otter charges sentries included in this statement, Mere indicated - Fa (erten nentines tadng in noixeonformng maturity This ennuis is ceW a gadalne, accuracy Mimed in connect on with tie um:knot wades, we. the nuntee I, • UBS FaecalServices ha relied ckaminataa pin rH quany (face rate) may rd continued income are not guaranteed inducing option transactions ha becanducbd on coinformation obtained from sources otter thanU8S have been edify-Led to facilitatepram- vtusin - Estimated anal acme an current yield la confinaicos previously furrished to you. and tall be Frenoal 5eruces, including information Iran another To obtain current quotations, when wattle, cordart certain toes of secures could include a return of provided to you wavily at rawest firm a Matsumay haw provided to you Finarcial your Financial Addax. prncpalor capeal garb in %NM case the est Advisor. The Finn does not ireperdently verify or income (irdcunerd yak) would be overstated. Short telling guarantee the accuacy or viclity of any information • Prints inroaronwrta and druchwed producb. - Estimated areal ;cane an current ywld and the lain engaged in short sellrg a Wu*, yOu may provided by sans other thin I-ESAuncial Sennett hint, minim,* secutin (nclading drect actual ixone ad yield might be kwer a higher hat a change the to cenainbxrowina costs for that participation acqam and real estate investment its than the estimated amounts. particular SeCulty. h addlixt although UBS fennel Sences generally seurites) red strut-mad patch ale generally highly - An estMate ol a-ruafeed income (divdend andor Lydon this Hammen as aground, the firm AktAiel. Certain anstred poises hove not been interest) deeded by the content market Open aria dills not provide any awasances that the llamado-a registered wih the Securities and Excha- vatcraverage balances based on the bet dividend Regarding open or • www1likancellee ceders that tater "Cost basis" and laveakzed gar/loss' is C omission o- under any state secures laws. We or interest payment made by the issuer and were not heated by the statement date, open buy ad accurate as el the date of this statement. As such provide ehmated wakes for private investment assents the secures/deposes will be held for one sea stop orders are refixed by the amount of dividends please donut reit on he Hermitian to make wad is and structured (viaducts for rdormatkrul year from the statement date or until mab.rity. on rigas on an ex-dividerds a emotes date unless puchara a Tale decisions, forth pirpates purposes only. Accuracy isnot parentsed. Accuracy an continued yield we not gurameed inetructed oherobe by pa You are rnponsble for otherwise. Accounts tendered to tire Finn may - These values may differ stbstantiaby from pees. a orders that are emitted dar Togo's failure to caxel reflect gent loss rdantatisn onb for the period of any, at Midi a private nressment security a • Ann not held by U3S Financial Services. Certain hating open orders. tine they aro hted a the Frm More hisunical structured pralaa may be bough or sold and do assets we rot held by the Tim and not vothri the inkirmaton can be abed by you Feancial Advisor. not necessarilyrepresent the valancu may receive Fen's possess's, or antol. These assets are Privary upon ;qui:Intim, deplayed on pis statement for informational To obtain a copy of as trannI Cling friary Notice, • Umadizerel gain/lose Wien data is ;milt* - Vied pary estimates of vale we as of a certan purposes only. Position, and values presented at phase contact your Fnancial Achisor or visit our website ertinated trreated gang loses we calculated la date ad are supplied to UBS Fna-cial Services on a Provrted by the issui-g Inn UBS Tramiel Services is at wwwailktEafaiSiblEmEla, PINCUS seemly lots. Re transaction data for reptr bass by an independere vitiation tint not respray:able for to acemation and des not ndiatal lots may or may not often commissions, - Muer, generalpawner or warrior estimated sakes, qua-wive es accuracy. these assets are rot prceecied UBS Financial Services a rot a bark the ILIA, Bushes, charges alder acuitymartini:aim arts it ery, are supplied to the Fm by the Muir, by DK or hi finis suppkonental SIC covens?. Services Account OSA and IRMA act brokerage accounts Dirdend and °termmestment lots rd eysternatic genital painer or sponsor and may be calculated which provide access to bating services a-idproducts pischne bts are each combined to display one based on r erin information Iran that used by • Ravanut shoring and additional compensation. trough arnagimwits wan affiliated bags aid other averagedloll)* • Trade date • taint presentsthe thed partied to derive trod estimated values. — In addition to commissions on sales and 12b-t fees led pay banks, and provides access to roan and «grid transaction trade date. - You can obtan additcrul Harman reganding received in carection wih the dbtribution smel t prodxt blued by unaffiliated thitenany Ike methodology wed to determine the entente of mutual funs to our c lent we mock, our alMate insurance cemparon through aurane agency • Callable spawitiss Batch and preferred stock that value ad the date of to idamation that is the receive lb l. nua *Wing namuntis from distributors subsidiaries of UBS Financial Services Inc. the bur cats for eain rectenrotron will be selected basis forte enmate by contectrg your Brengel ardor achiscrs of the mAkil funds that we sell. mpatalb by lot tan arrong all secant*, of that Advisor. Pest anoints are based on two deleram Imegment„ nsura-ce. and amity products: sat held hour name or in nominee name la or - Think party *stewed views my be reflected as COMP:InerAL tlY amantol sale, by UBS of a Not VIC inured • No bank guanine.** May toe vat* clients. Call barna inkrinatbn is cbtaned from third •Not peed' n saw Ise agent wee n partiaxla maim] fund I amib to our clients, and Cs) parties and is accuracy snot guaranteed. Other call ;dependent natation tern has not suppledor is the asset value claps-auLe mutual fund tamer's RUA. Resource Management Account, Business Semites knives may rest which card affect ynekt coadete u nable to assign a watt when we become avare shares held at tie lien Account 85A, RMA and alternation& Resource recnnatcn MOW provided upon request that a material event has °coated tut may call a — We and or s afMate also recite nem:eking and Management Accost we registered service marks of porously reported aka It question. or when a ormtus processing lees in consideration For UBS Fr racial Services he • Owe:Grata of deposit (CDs) CDs are FDIC inured value would be highly spectlative due to he nacre transfer gent arvin that we troy& to the up to S2 93,000 'n perch,' and accrued interest per ite the sturdy rrukal lards. Thew lees generally are pad from Via *pave s a regigered senice mai of visa depositor ad per deposinyinstitutixt 6 accordance - When neither an suer, general primer or sponsor investor assets in the mewl fund and are a fixed Intonational CBS Via Signet'se cede cards and UBS yet POIC rules. estimated value me a thetparty estimated vela is dela- amount based on the outer of accounts at Veva deb cards we issued by UBS Bark USA with mad, the value of dw sway will be &hoard the brolandealer holdngmaul had of that fund prmosion from no U.S A Incorporated. • PrreAralua Prom dirolspd for "aunties and oiler km itspurchaseprice. fanily products may be higher or lower than theatre that UBS Finandal Services Inc Pm 201402 GDNY_GM_OOO2O526 CONFIDENTIAL EFTA_0013 1 146 EFTA01273353 UBS Financial Services tic UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 May 2014 CW70056316530514 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKLIAN/LYLE CASRIEL Phone Questions about your statement? Call yo4r Financh8 Advisor or the Value of your account RMA ResourceUne at 800-RMA- 1000, on April 30 (1) on May 30 (9) account 029323568 Your assets 2,082,282.04 2,098,806.52 Malt our website: Your liabilities 0.00 0.00 mrove.ubsconrillinantiaiservices Value of your account $2,082,282.04 $2,098,806.52 Sources of your account growth Tracking the value of your account during 3014 Value of your account S Thousands at year end 2013 $000 2.0988 Net deposits and 2.062.3 withdrawals 51,983,59885 Your eniestment return MO:lendand interest income S10.351 25 Chance in inatot yk* 599,861.42 Value of your account A0r 2014 May 2014 on May 30. 2014 92,098,806.52 SDNY GM 00020527 Member WPC CW7030930991653 W00019324691002 C614 030575004 Y12356855000039) Page 9 of 96 CONFIDENTIAL EFTA_00 I 31147 EFTA01273354 Account name: GHISLAINE MAc1/1iELL Your K sandal Advisor- *DUBS Resource Management Account May 2014 Friendly account name: Account number: SCOTT STACK MAIILYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of May 30 ft) your account . Cash and money balances may include A Cash and money balances 52,904.29 2 52% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch A deposit account balances and money market C Equities 2,045,902.23 97.48% mutual fund sweep balances See the lmponant information about your statement on the Fast D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $2,098,806.52 100.00% Value of your account $2,098,806.52 Eye on the markets Percentage change Index May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 411% Barclays Capital U.S. Aggregate Bond Index 1.14% 3.87% Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% CW70003005631654 NP7003193246000O2 0514 0305750N 'el 2356855003apitGiumalen 10 of 98 CONFIDENTIAL EFTA_00131148 EFTA01273355 Resource Management Account Account name: Your Finandal Advisor: UBS May 2014 Friendly account name: Account number. SCOTT STACK MANY LYLE CASRIEL Change in the value of your account Summary of gains and losses Vaues reported below exclude products (or which gain and losses are not decsifitd. May2014(3) Year to date (3) Realized gains and losses Unrealized Opening account value $2,082,282.04 $0.00 May 2014 (j) Year to date (i) gains and loses (3) Deposits, including investments transferred in 0.00 1,988,593.85 Short term 0.00 0.00 29,995.51 Dividend and interest income 2,711.54 10,351.25 Long term 0.00 0.00 299,957.10 Change in market value 13,812.94 99,861 42 Total $0.00 $0.00 $329,952.61 Closing account value $2,098,806.52 $2,098,806.52 Cash activity summary Dividend and interest income earned See Account acttaty tins month for detals. Balances in your Sweep Options are indueedin the openng and closing balances vasee. FDIC insurance applies only to deposits at UBS Bank USA not to deposits at UBS AG, Starrecad french or bank deposits pla«dthrouds the UBS Internetronal Depose Account program SIPC For purposes of this statement, tatatikly of interest and dniclen4 income hen been determined From a US reelection applies to money market sweep lurid holdings but rot bank deposits. Suimportant inSotma6on tar rep:fling perspective. Bad upon the residence of the account herder, account type. or product type, about your statement on the tact two pages ci this document for Letal5 sane interest ardor dvidend payments may not be subject to united Stan (US) arc, Puerto Pre.) (B4) income tan. The dent mond* statement is rot intended to be used and cannot be reeed upon for tat May 2014 (5) Year to date IS) purposes. Clients should refer to the appiKatle tax reporting forms they recent from URS annualy, such as the Forms 1099 and the Barra 480. foe lax reporting mformabon ts IS the practice ca 1185 to Me the Opening balances $50,192.75 $0.00 applicatie tar reporting forms with ite US interred Revenue Semce and PR Treasury Department, and in such forms accurately dasOfy dndends an,cr Interest as tar exempt Or twit* income- Please consult you Additions Indudual tax prepare/ Deposits and other funds credrted 0.03 42,553.04 May 2014(3) Year to date (1) Dividend and interest income 2,711.54 10,351.25 Taxable dividends 2,710.34 10,348.88 Total adJitrons $2,711.54 $52,904.29 Taxable interest 1.20 2.37 Net cash flow 22,711.54 $52,904.29 Total currant year $2,711.54 $10,351.25 Closing balances $52,904.29 $52,904.29 Total dividend & interest $2,711.54 $10,351.25 SDNY GM 00020529 CHP70303005631655 N77003197246 COMO 0514 030575004 Y123568550 0013000 Page 11 of 98 CONFIDENTIAL EFTA_00I31149 EFTA01273356 Account name: GHISLAINE MAXWELL Your linandal Advisor. *UBS Resource Management Account May 2014 Friendly account name: Account number: SCOTT STACK MANY LYLE CASIVEL UBS Bank USA Deposit Account AF'Y Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 $48,190.97 Closing UBS Bank USA Deposit balance May 6 $50,965.57 Number of days in interest period 30 Average daily balance $49,700.20 Interest earned $1.20 Annual percentage yield earned 0.03% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at tho end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment ccnsderation - None selected Your account instructions • ‘f.pt: alccurt cos, base. default closing method is FIFO. First in, First Out OO70008005631656NP70C0IS0246 C0M 05l 4 030575004 Y12356855003Ww_GM_0002eigiE3 12 of 98 CONFIDENTIAL EFTA_00I31150 EFTA01273357 Resource Management Account Account name: GHISLAINE MAXWELL Your II nandal Advisor: UBS May 2014 Friendly account name:Ind Aaount number. SCOTT STACKMANLYLE CASRIEL Your assets Sane PnCeS, income and current vilUeS ShOern may be approximate. As a tett*, gent EndlOSSCS may nol be acurately reflected. See important odarntabon about your statement a the end ol this dxurrent for mote infornason Cash Cash and money balances Cash am money balances may include avalable cah balances, UBS Bank. USA &pout account balances. UBS AG Stanford Branch deposit account baances and money market mutual fund sweep balances. UBS Bank USA deposit accounl balances are insured by the FDC vAIhin colic!be limits, but are not protected by S4PC U8S AG Stanford Branch derov1 account banes an not ;muted by FDIC and are not protected by SIPC Money market sweep batances are protected by SEC but out not insured by the FDIC. Set the important information about your statement at the end of thin document for details rote those balances. Openng Wane. Closing taance Pnce per share Average Drildend interest Day3 in Hddng on May I (S) on May 30 (8 on May 30 (0 rate period period Cap arounl (S) V85 BANK USA CEP ACCT 50,192.75 52.904.29 250.000.00 Equities Common stock Purchase priCer trade Minty Average price PnCt 0tr Oat \rave on unmalzed ridding Hddng date of Shares pet share (1) Cost basis (5) on May 30 (1) May 30 (1) gan or loss (1) Period ANALOG DEVICES INC Symbol: ADI Exchange OTC FM: 12.591 Ciarent yield. 2.82% Nov 16, 11 13 003 37 316 485 12 52.380 680 94 195.82 LT Nov 17, 11 13.000 35393 460. 12 52.380 680.94 220.82 LT Nov 18, 11 35.003 35.502 1,242 58 52.380 1,833.30 590.72 LT Nov 21, 11 18.000 34 371 618 68 52.380 942.84 324.16 LT Nov22, It 15.000 33338 500.07 52.380 785.70 285.63 LT Nov 23, 11 22.003 32 655 718 43 52.380 1,152 36 433.93 LT Nov25, 1 1 7.000 32.460 227.22 52.380 366.66 139.44 LT Nov28, 11 30.000 32.951 988 55 52.380 1,571 40 582.85 LT Nov29, 11 18.0€30 33.472 602 51 52.380 942 84 340.33 LT Nov29, II 5.000 33.622 168 I 1 52.380 261.90 93.79 LT Apr 24, 12 30.000 37.567 1,127 01 52.380 1,57140 444 39 LT continued next page SDNY GM 00020531 01P7C003005€31657NP7003193246 00032 OS14 0305790041023S68SSO 000000 Page 13 of 98 CONFIDENTIAL EFTA_00I31151 EFTA01273358 SUBS Resource Management Account May 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Ignandal Advisor, SCOTT STACK MAMLYLE CASRIEL Your assets . Equities . Common stock icontmoeco Purchase pricer Trade hurter Average price eke per share Verue on Unrelated Hddng Hddng date or duces per shag (S) Cott basis (S) on May 30 (3) May 30 (3) gain or Ion ($) period Jan 23,13 1,056.000 43.209 45,62681 52.380 55,313.28 9,684.47 LT Apr 22, 13 489.000 42.447 20,756 68 52.380 25,613.82 4,857.14 LT Security total 1,751.000 41.990 73,523.89 91,717.38 18,193.49 AUTOMATIC DATA PROCESSNG INC Symbol- ADP Exchange OTC EAI: 42,442 Current yield: 241% Aug 4, 11 146.000 48.469 7,076.53 79680 11,633.28 4,556.75 LT Aug 12, 11 4.000 46.880 187.52 79680 318.72 131.20 LT Jan 23, 13 767.000 59890 45,936.09 79.680 61,114.56 15,178.47 LT Apr 22, 13 355.000 65.098 23,110.04 79.680 28,286 40 5,17636 LT Security total 1.272.COD 59.992 76,31018 101352.96 25,042.78 BAXTER INTL INC Symbol: BAX Exchange: NYSE EAI: 43,236 Current yield: 2.79% Jun 20, 12 30.000 51.594 1,547.84 74.410 2,232.30 684.46 LT Jun 20.12 17.000 51.522 875.89 74.410 1,264.97 389.08 LT Jun21,12 29.000 52.077 1,510.25 74.410 2,157.89 647.64 LT Jun21,12 7.000 51.500 360.50 74.410 520.87 160.37 LT lun 21,12 5.000 52.216 261.08 74.410 372.05 110.97 LT Jun22,12 61.000 51.890 3,165.29 74.410 4,539.01 1,373.72 LT Jan 23,13 768.000 66.658 51,193.80 74.410 57,146.88 5,953.08 LT Apr 22, 13 355.000 69318 24,60600 74.410 26,415.55 1,807.55 LT Sep 19, 13 74.000 72.165 5,340.28 74.410 5,506.34 166.06 ST Sep 19. 13 6.000 71.875 431.25 74.410 446.46 15.21 ST Sep 19. 13 3.000 71.880 215.64 74.410 223.23 7.59 ST Sep 20.13 47.000 71.987 3,383.41 74.410 3,497.27 113.86 ST Oct 3, 13 154.000 64.600 9,948.49 74.410 11,459.14 1,510.65 ST Security total 1,556.000 66.094 102,841.72 115,781.96 12,940.24 BEACKROCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Current yield: 2.53% Oct 5,12 7.000 189.932 1329.53 304.900 2,134.30 804.77 LT Oct 5, 12 3.000 187.820 563.46 304.930 914.70 351.24 LT Oct 5,12 2.000 186.670 373.34 304.900 609.80 236.46 LT Oct 8, 12 8.000 188.783 1,510.27 304.900 2,439.20 928.93 LT Oct 9,12 15.000 189186 2,837.79 304.900 4,573.50 1,735 71 LT continued nevi page CHP70003005131658 NP7030190246 00002 0514 030575004 VI 23503550 CegighYDM0002ter2 14 of 98 CONFIDENTIAL EFTA 00131152 EFTA01273359 Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor: *UBS May 2014 Friendly account name: Account number SCOTT STACK MAHLYLE CASRIEL Your assets Equities . common stock (continued) Purdue< coca Trade Number Average price Price per share Ydue on unrealized siddng Sicking date of shares per shale (5) COO bras CO m may 30 (I) May 30 ($) gain a loss (t) period 0(19, 12 2.000 189.010 378.02 304.900 609.80 231.78 LT Oct 10, 12 3.000 187.720 563.16 304.900 914.70 351.54 LT Oct 10, 12 2.000 187.670 375.34 304.900 609.80 234.46 LT Oct 10. 12 2.000 187.995 375.99 304.900 609.80 233.81 LT Jan 23.13 224.000 236966 53,080.41 304.900 68,29780 15,217.19 LT Apr 22, 13 104.000 251.093 26,113.69 304.900 31,709.60 5,595.91 LT Sects* total 372.000 235.218 87,501.00 113.422.80 25,921.80 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 12,664 Cement yield: 2.35% Jun 19, 13 72.000 84.718 6,099.75 102.230 7,360.56 1,260.81 ST Jun20.13 121.000 83.141 10,060.15 102.230 12,369.83 2309.68 ST Jun 20, 13 78.000 83.030 6,476.39 102.230 7,973.94 1,497.55 ST Jun21,13 204.000 82.904 16,912.44 102.230 20,854.92 3,942.48 ST Jun 24, 13 III.0O3 81.517 9,048.46 102.230 11,347.53 2,299.07 ST Ji.n 25, 13 73.000 82354 6,011.86 102.230 7,462.79 1,450.93 ST Jun 26, 13 69.000 82259 5,675.90 102.230 7,053.87 1,377.97 ST Jun 27, 13 141.000 82.951 11,696.12 102.230 14,414.43 2,718.31 ST Jun 27, 13 7000 82.925 580.48 102.230 715.61 135.13 ST Jun 28, 13 169.000 82.774 13,98892 102.230 17,276.87 3,287.95 ST Jul I, 13 65.000 82.781 5,380.78 102.230 6,644.95 1,264.17 ST Security total 1,110.000 82.821 91,931 25 113,475.30 21,544.05 COLGATE PALMOUvE CO Symbol: CL Exchange: NYSE EAI: 42,172 Current yield: 2.11% Aug 4,11 174.003 11.632 7244.05 68.400 11,90160 4,657.55 LT Aug 12, 11 4.000 12.450 169.80 68.400 273.60 103.90 LT Jan 23,13 910.000 54240 49,358.63 68.400 62,244.00 12,885.37 LT Apr 22.13 420.000 59.788 25,111.32 68.400 28,728.00 3,6166$ LT Security total 1,508.000 54300 81,883.80 103,147.20 21,263.40 CONOCCPHLUPS Symbol- COP Exchange: NYSE EAI: 44,085 Current yield: 3.45% Aug 4,11 106.000 52.109 5,523.58 79940 8,473 64 2,950.06 LT Aug 12, 11 2.000 51.435 102.87 79.940 159.88 57.01 LT continued next page SDNY GM 00020533 CNP20003005631659 N47000193246 00002 C614 030575004 Y123558550000000 Page 15 of 98 CONFIDENTIAL EFTA_001311153 EFTA01273360 SUBS Resource Management Account May 2014 Account name: Friendly account name: Account number. GH1SLAINE MAXWELL Your It sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (conbnuedl Purchase pacer Trade luring Average pact Pike per share Vdueon Unredlred Hddng Hddng date of shares per Man (I) Con bans ($) on May 30(3) May 30 (I) grins loss ($) period May8, 12 16.000 53.400 85440 79.940 1279.04 424.64 LT May8, 12 13600 53287 692 74 79.940 1,039.22 346.48 LT 1u1 17,12 14.000 55.940 783.17 79.940 1,119.16 335.99 LT Jan 23,13 789000 59815 47,19459 79.940 63,072.66 15,878.07 LT Mar 19, 13 138.000 59.137 8,160.98 79.940 11,031 72 2,870.74 LT Apr 22, 13 402.000 57.707 23,19825 79940 32,135.88 8,937.63 LT Security total 1,480.000 58.453 86,510.58 118,311.20 31,800.62 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Cuient yield: 2.99% Aug 4,11 191.000 36265 6,926.77 54.930 10,491.63 3,564.86 LT Aug 12, 11 5.000 35.754 178.77 54.930 274.65 95.88 LT Jan 23,13 1,001.000 41387 41,428.89 54.930 54,984.93 13,556.04 LT Apr 22, 13 464.000 50.287 23,33121 54.930 25,487.52 2,154.31 LT Jun 17, 13 148.003 49.739 7,361.45 54,930 8,129.64 768.19 ST An 18, 13 73.003 49.836 3,638.07 54.930 4,009.89 371.82 ST Security total 1,882.000 44.031 820%7.16 103,378.26 20,51 1.10 IW1406 TOOL WORKS INC Symbol: 11W Exchange NYSE EAI: 41,967 Current yield: 1.94% Aug 4, 11 135.000 47.128 6,362.35 86.550 11,684.25 5321.90 LT Aug 12, 11 3.000 45240 135.72 86.550 259.65 123.93 LT Jan 23.13 706.000 63.704 44,975.31 86.550 61,104.30 16,128.99 LT Apr 22. 13 327.000 60.685 19,844 22 86.550 28,301 85 8,457.63 LT Security total 1,171.003 60.903 71,317.60 101,350.05 30,032.45 JOI44S0N & JOHNSON COM Symbol: .1141 Exchange- NYSE EAI: 42,985 Current yield: 2.76% Aug 4, 11 123.000 62377 7,672.38 101.460 12,479.58 4,807.20 LT Aug 12, 11 3.000 63.730 191.19 101.460 304.38 113.19 LT Jan 23,13 642.003 72.736 46/69671 101.460 65,137.32 18,440.61 LT Apr 22, 13 298.000 84.721 25,247.10 101.460 30,235.08 4,987.98 LT Security total 1,066.000 74866 79,807.38 108,156 36 28,348.98 MCDONALOS CORP Symbol: MCD Exchange: NYSE EAI: 33,298 Current yield: 3.19% Aug 4, I1 95.000 84.969 8,072.06 101.430 9,635.85 1,563.79 LT continued next page CNP7C0:000.5631650NP700319324600cce 0514 030575004 V12356855000/MyGht00026%* 16 of 98 CONFIDENTIAL EFTA_0013 1 154 EFTA01273361 Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: *UBS May 2014 hiendly account name: Account number. SCOTT STACKMAN/LYLE CASRIEL Your assets . Equities . Common stock (continued) Rirchem price Trade taunter Average pike Price per share Value on Lunreetlied fiddng 14ddng date of shares per sheet f1) Cost basis (f) on May 30 (I) May 30 (f) gain or loss (t) period Aug 12,11 3.000 85.910 257.73 101.430 304.29 46.56 LT Nov29, 12 8.000 86.456 691.65 101.430 811.44 119.79 LT Jan 23,13 555.000 93.053 51,644.75 101.430 56,293.65 4,64810 LT Apr 22.13 255.. 00 99318 25,326.32 101.430 25,864.65 538.33 LT Sep 19.13 78.000 97.879 7,634 63 101.430 7,911.54 276.91 ST Sep 19. 13 22.000 97.425 2,143.36 101.430 2,231.46 88.10 ST Sep 19, 13 2.000 97.830 195.66 101.430 202.86 7.20 ST Sect.ity total 1,018.000 94/69 95,966.16 103,255.74 7,289.58 h.F.XTERA ENERGY INC COM Symbol: NEE Exchange- NYSE EAT: 43,370 Currant yield: 2.98% Aug 4,11 134.000 52.960 7,096 75 97.360 13,046 241 5.949.49 LT Aug 12, 11 3.000 52.530 157.59 97.360 292.08 134.49 LT Jan 23, 13 700.000 71.610 50,127.21 97.360 68,152.00 18,024.79 LT Apr 12, 13 315.003 79.757 25,921.06 97.360 31,642.00 5,720.94 LT Security total 1,162.000 71.689 83,302.61 113,132.32 29,829.71 OCCIDENTAL PETROLEUM CRP Symbol: OxY Exchange: NYSE FAT: $2,791 CLerent yield:2.89% Feb 12, 14 148.000 92.171 13,641.35 99.690 14,754.12 1,112.77 ST Feb 12, 14 117.000 92203 10,787.77 99.690 11.663.73 875.96 ST Feb 12, 14 32.000 92.215 2,950.91 99.690 3,190.08 239.17 ST Feb 12, 14 7.000 92.065 644.46 99.690 697.83 53.37 ST Feb 13. 14 110.000 92.095 10,130.45 99.690 10.965.90 835.45 ST Feb 13, 14 68.000 91.911 6,250.00 99.690 6,778.92 528.92 ST Feb 13, 14 33.000 91.560 3,021.49 99.690 3,289.77 268.28 ST Feb 13, 14 6.000 91.615 549.69 99.690 598.14 48.45 ST Feb I4, 14 334.000 95389 31,860.13 99.690 33,296.46 1,436.33 ST Feb 18.14 114.000 96.023 10,946 72 99.690 11,364.66 417.94 ST Sectrity total 969.000 93.687 90,782.97 96,599.61 5,816.64 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 13,013 0.4rent yield: 2.97% Aug 4, 11 115.000 63.979 7,357.65 811330 10,157 95 2,800.30 LT Aug 12, 11 3.000 63.023 189.07 88.330 264.99 75.92 LT continued next page SDNY GM 00020535 CNP700:6005631661 NP7000193246 00002 0514 030575004 Y123568550000000 Page 17 of 98 CONFIDENTIAL EFTA_00131 155 EFTA01273362 Account name: GHISLAINE MAXWEU. cat UBS Resource Management Account May 2014 Friendly account name: Account number: Your IIsandal Advisor. SCOTT STACKMO/LYLE CASR1EL Your assets Equities . Common stock (continued) Purchase pito Trade Wren Average price Pete pet skate Vdue on Unrealized Hddng Hddng date of dimes per than (S) Cod bads (S) on May 3001 May 30 If/ gain at lost (4) period May 16, 12 6.000 68.535 411.21 88.330 529.98 118.77 LT Oct 24. 12 1.000 68.690 6869 88330 88.33 19.64 LT Oct 25, 12 2.000 68.810 137.62 88.330 176.66 39.04 LT Oct 26, 12 1.000 68.890 68.89 88330 88.33 19.44 LT Oct 31. 12 1.000 69370 69.37 88330 88.33 18.96 LT Nov6, 12 1.000 69.370 69.37 88.330 88.33 18.95 LT Nov7,12 1.000 69.150 69.15 88.330 88.33 19.18 LT Nov8, 12 2.000 69.090 13818 68.330 176.66 3848 LT lan 23,13 699.000 72.166 50,44431 88.330 61.742.67 11,29836 LT Apr 22, 13 322.000 82.251 26,484.85 88.330 28,442.26 1,957.41 LT Security total 1,154.000 74.097 85,50836 101,932.82 16,424.46 PROCTER & GAMBLE CO Symbol PG Exhange NYSE (Al: 42,919 Current yield. 3.19% Aug 4, II 118.000 60.103 7,092.22 80.790 9,533.22 2,441.00 LT Aug 12, 11 3.000 60.896 182.69 80.790 242.37 59.68 LT lan 23, 13 619.000 69.941 43,293.73 80.790 50,009 01 6,715.28 LT Apr 22, 13 286.000 81332 23,261.18 80.790 23,105.94 -155.24 LT Apr 24, 13 108.000 77.762 8398.32 80.790 8,725.32 327.00 LT Security total 1,134.000 72.512 82,228.14 91,615.86 9,387.72 STAPLES INC Symbol: SPLS Exchange: OTC EAI: 43.249 Current yield: 4.27% Oct 24. 12 63.000 11.313 712.74 11.250 708.75 -3.99 LT Oct 24, 12 1.000 11360 11.36 11.250 11.25 -0.11 LT Oct 25, 12 57.000 11391 649.29 11.250 641.25 -&04 LT Oct 25, 12 46.000 11.420 525.36 11.250 517.50 -7.86 LT Oct 25, 12 8.000 11430 91.44 11.250 90.00 -1.44 LT Oct 26. 12 51.000 11.400 581.42 11.250 573.75 -7.67 LT Oct 31, 12 12.000 11.526 13832 11.250 135.00 -3.32 IT Oct 31, 12 3.000 11.566 34.70 11.250 33.75 -0.95 LT Nov 1,12 46.000 11.677 537.17 11.250 517.50 -19.67 LT Nov 1.12 33.000 11.605 382.99 11.250 371.25 -11.74 LT Nov 1.12 7.000 11.597 81.18 11.250 78.75 -2.43 LT continuednext page CNP709:0005631662 NP7000193246 00002 0514 030575004 VI 2356855002WAT_GM_00026M 18 of 98 CONFIDENTIAL EFTA_00131156 EFTA01273363 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandd Advisor: Friendly account name: SCOTT STACKMANLYLE CASRIEL May 2014 Account number Your assets . Equities Common stock (continued) Pur<hase pun Trade Weber Average price POI< per stist value on Unrealized Haring Hddno date of shares pee share (S) Cost basis ($) on may 3001 May 30 (1) ton or loss (1) Period Nov 1, 12 1.000 11.600 11.60 11.250 11.25 435 LT Nov 2, 12 31.000 11 .552 358 I 2 11.250 348.75 -9.37 LT Nov 5, 12 31.003 11.465 355.43 11.250 348.75 -6.68 LT Nov 5, 12 7.000 11.590 81.13 11.250 78.75 -2.38 LT Nov6, 12 51.003 11820 602 87 11.250 573 75 -29.12 LT Nov6, 12 26.000 11)312 307.13 11.250 292.50 -14.63 LT Nov7,12 48.000 11.597 556 70 11.250 540.00 -16.70 LT Nov 7, 12 22.003 11.582 254.82 11.250 247.50 -7.32 LT Nov8, 12 57.003 11.446 652.43 11.250 641.25 •11.18 LT Nov8, 12 30.003 11.672 350 16 11.250 337 50 -12.66 LT Nov8, 12 3.000 11.666 35.00 11.250 33_75 •I.25 LT Nov29, 12 26.000 11.778 306 243 11.250 292.50 -13.74 LT Nov29, 12 8.000 11.778 94 23 11.250 90.00 -4.23 LT Nov29. 12 6.000 11.765 70.59 11.250 67.50 -3.09 LT Nov30, 12 37.003 11.714 433 45 11,250 416.25 -17.20 LT Nov30, 12 16.003 11.677 186.84 11.250 180.00 -6.84 LT Nov30, 12 11.000 11.688 128 57 11.250 123.75 -4.82 LT Nov30, 12 1.000 11.750 It 75 11.250 11.25 • 0.50 LT tan 23,13 3.076.000 13260 40,788 38 11.250 34,605.00 -6,183.38 LT Mar 7, 13 399.003 12.626 5,037 93 11.250 4,488 75 -549.18 LT Apr 22, 13 1,918.000 12.912 24,767.13 11.250 21,577.50 -3,189.63 LT Aug 26, 13 203.000 14.401 2,923.46 11.250 2,283.75 -639.71 ST Aug 26, 13 181.000 14.412 2,60863 11.250 2,036.25 -572.38 ST Aug 27, 13 253.003 14.105 3,568 74 11.250 2.846 25 -722.49 ST Security total 6,769000 13036 88237 30 76,151 25 -12,086.05 TARGET CORP Symbol: TGT Exchange NYSE EAI: 12,752 Current yield: 3.03% Sep 23, 13 68.003 64 391 4.378 59 56.760 3.859 68 -518.91 ST Sep 23, 13 6.000 64 405 386 43 56.760 340.56 .4587 ST Sep 24, 13 180.000 63.999 11,519.91 56.760 10,216.80 -1,303.11 ST Sop 24.13 82.000 EgI 133 5,25897 56.760 4.654 32 .604.65 ST continued next page SDNY GM 00020537 C W70303305631663 Ne70:0150746000O2 0514 03057500i vl 23568S50 000307 Page 19 of Se CONFIDENTIAL EFTA_0013 1 157 EFTA01273364 Account name: GHISLAINE MAXWELL *UBS Resource Management Account May 2014 Priendly account naine: Account number. Your Kaancid &bison SCOTT STACKMAMLYLE CASRIEL Your assets • Equities • Common stock (consoued) Putease pics rrade Marte. Average pikt Prise gel flaire Velue on Unredied Hddng Hd dng date of taures par %han (S) Cod bans (3) an May 30 (3) May 30 (S) gin a Ion ($) pericd Sep 25, 13 152.000 63.446 9,643.85 56.760 8,627.52 -1,016.33 ST Sep 25.13 92.000 63.598 5,851 05 56.760 5221.92 -629.13 ST Sep 25, 13 18.000 63.735 1,147.23 56.760 1,021.68 •125.55 ST Sep 25.13 13.000 63.620 827.06 56.760 737.88 -89.18 ST Sep 26.13 114.000 63.436 7,231 76 56.760 6,470.64 .761.12 ST Sep 27,13 193.000 63.993 12,350.76 56.760 10,954.68 -1,396.08 ST Sep 30.13 104.000 63.785 6,633.64 56.760 5,903.04 -730.60 ST Sep 30.13 51.000 63.888 3,25830 56.760 2,894.76 -363.54 ST Sep 30.13 27.000 63812 1,722.95 56.760 1.532.52 -190.43 ST Oct 1, 13 139.003 63.851 8,875.42 56.760 7,889.64 -985.78 ST Oct 1,13 53.000 63.856 3,384.40 56.760 3,008.28 -376.12 ST Oct 1,13 38.000 63.757 2,422.80 56.760 2,156.88 -265.92 ST Oct 1,13 38.000 61813 2,424.93 56.760 2,156.88 -268.05 ST lan 7, 14 197.000 62.839 12,389.28 56.760 11,181.72 -1,207.56 ST Jan 7, I4 32.000 63.004 2,016.15 56.760 1,816.32 -199.83 ST lan 7, 14 3.000 62.863 188.59 56.760 170.28 •1831 ST Secuity total 1,600.000 63.695 101,912.07 90.816.00 -11,096.07 1RAVELERS COS NOTRE Symtd. TRV Exchange. NYSE EAI: $2,534 Curent yield: 2.35% Apr 24,12 20.000 63.432 1,268.64 93.450 1,859.00 600.36 LT Apr 24,12 4.000 63350 253.40 93,450 373.80 120.40 LT Apr 24, 12 1.000 63.560 63.56 93.150 93.45 29.89 LT Apr 25, 12 10.000 63.520 635.20 93.150 934.50 299.30 LT Apr 25, 12 10.000 63.617 636.17 93.450 934.50 298.33 LT Apr25, 12 Koop 63.659 636.59 93.450 934.50 297.91 LT Apr 25, 12 2.000 63.545 127.09 93.450 186.90 59.81 LT Apr 25, 12 2.000 63.645 127.29 93.450 186.90 59.61 LT Apr 25, 12 2.000 63.745 127.49 93.450 186.90 59.41 1.7 Apr 26, 12 5.000 63.928 319.64 93.450 467.25 147.61 LT Apr 26.12 2.000 63.920 127.84 93.450 186.90 59.06 LT Apr 26, 12 2.000 63.930 127.86 93.450 186.90 59.04 LT Apr 26, 12 1.000 63.720 63.72 93.450 93.45 29.73 LT talmoed next page CNP200C0305631664 MC000180246 00002 0514 0305750N x123568550 ODEeffellwGitgegges 20 of 98 CONFIDENTIAL EFTA_0013 1 158 EFTA01273365 Resource Management Account Account name: GHISLAINE MAXWELL Your Nnandal Advisor: cat UBS May 2014 friendly account name: Account number SCOTT STACK MAN/LYLE CASRIEL Your assets . Equities Common stock lconbnued) Purchase OW Track mortar* Average price Price per shoe Vase on umTos aisze4 fire d= scorm dee of snares per shale 01 Coss bads 0) on may 3001 May 30 (1) gale o ( May 1, 12 15.000 64.637 969.56 93.450 1,401.75 432.19 LT May 1, 12 6.000 64.715 388 29 93.450 560.70 172.41 LT May 1, 12 6.000 64.975 389.85 93.450 560.70 170.85 LT May 1, 12 2.000 64 850 129 70 93.450 186.90 57.20 LT May 1, 12 1.000 64 820 64 82 93.450 93 45 2&63 LT May 2. 12 7.000 64374 450.62 93.450 654.15 203.53 LT May 2, 12 4.000 64 410 257.64 93.450 373 80 116.16 LT May 2, 12 2.000 64 320 128 64 93.450 186.90 58.26 LT May 3. 12 4.000 64.960 25984 93.450 373.80 113.96 LT May 3, 12 2.000 64 675 129 35 93.450 186 90 57.55 LT May 3, 12 2.000 64.910 129.82 93,450 186.90 57.08 LT Jan 23,13 629.000 77 560 48,785 62 93.450 58,780 05 9,994.43 LT Apr 22, 13 290.000 84.719 24,568 68 93.450 27,100 50 2,531.82 LT May 22, 13 Il l000 83 807 9,302.58 93.450 10372 95 1,070.37 LT Security total 1,152.000 78 533 90,469 50 107,654 40 17,184.90 UNITED PARCEL SERVICE INC CL 8 Symbol: UPS Exchange. NYSE EAI, 42,843 anent yield 2.58% Sep 19, 13 82.000 91.779 7,52590 103.880 8,51816 992.26 ST Sep 19, 13 19.000 91 625 1,740.88 103.880 1,973.72 232.84 sr Sep 20, 13 107.003 91.805 9,823.18 Ice.eao 11,115.16 1,291.98 ST Sep 20, 13 26.000 91 835 2187.71 103.880 2,700 88 313.17 ST Sep 23, 13 93.000 91.049 8,467.59 103.880 9,660.84 1,193.25 ST Sep 24, 13 93.000 91 612 8,520.00 103.880 9,660.84 1,140.84 ST Sep 24, 13 41.000 91.663 3,758 20 103.880 4,259.08 500.88 ST Sep 25, 13 62.000 91.138 5,650.56 103.880 6,440.56 790.00 ST Sep 25, 13 11.000 91 090 1,001.99 103.880 1,14268 140.69 ST Sep 26. 13 64.000 91.489 5,855.30 103.880 6,648.32 793.02 ST Sep 27, 13 54.000 91.117 4,920.33 103.880 5,609 52 689.19 ST Sep 30.13 46.000 91.475 4,207.86 103.880 4,77848 570.62 ST Oct 1, 13 46.000 91.668 4,216.73 103.880 4,778.48 561.75 ST Oct 1,13 6.000 91 650 54990 103.880 623 28 7138 ST continued next page SDNY GM 00020539 CHP7DOCE005631665NP7003197246 00007 0514 030575004 S'173 568S50 000000 Page 21 of se CONFIDENTIAL EFTA_0013 I 159 EFTA01273366 Account name: GHISLAINE MAXWELL *UBS Resource Management Account Friendly account name: Account number Yourlqoancial Advisor: SCOTT STACKMAATLYLE CASR1EL 212 821.7000/800-308 3140 Your assets r Equities . Conmon stock (contmued) Purchase miter rra* Isuirbee Average pico Pnce per Otite Vaut on unrealzed Hcang mciang dMa ol sharet per Mare (S) Cou bath (1) on May 30(S) May 30 (1) gain or Ion (4) Pr11441 Oct 2, 13 61.000 91. 128 5,558.84 103.880 6,336.68 777.84 ST Oct 2, 13 19.000 91 067 1,73029 103.880 1,973 72 243.43 ST Oct 3, 13 55.000 90337 4,968 58 103.880 5,713.40 744.82 ST Oct 4, 13 55.000 90.653 4,98596 103.880 5,713 40 727.44 ST Jan 17, 14 121.003 99 231 12,037 00 103.880 12,569.48 562.48 ST Acting total 1,061.003 92 250 97,876 80 1102 16-68 12,339.88 MLINX INC Symbe XLNX Exchange: OTC EAL 12,086 Curent yield. 2.47% Sep 7, 12 25.000 34.770 869.27 46.960 1,174.00 304.73 LT Sep 7, 12 5.000 34 846 174.23 46.960 234.80 60.57 LT Sep 10, 12 37.003 34 845 1289.29 46.960 1,737.52 448.23 LT Sep 10, 12 3.000 34.660 103.98 46.960 140.88 36.90 LT Sep 11, 12 20.003 34 853 697 06 46.960 939 20 242.14 LT Sep 12. 12 18.003 35.006 630.11 46.960 845.28 215.17 LT Sep 13, 12 21.003 34.886 732.61 46.960 986.16 253.55 LT Sep 14, 12 19003 35536 675 19 46.960 892.24 217.05 LT Sep 17, 12 7.000 35.151 246.06 46.960 328.72 82.66 LT Oct 24. 12 3.000 32.523 97 57 46.960 140 88 43.31 LT Oct 25, 12 5.000 32.522 162.61 46.960 234.80 72.19 LT Oct 26.12 3.000 32.776 98.33 46.960 140.88 42.55 LT Oct 31. 12 1.000 32.770 32 77 46.960 46 96 14.19 LT Nov 1, 12 2.000 33360 66.72 46.960 93.92 27.20 LT Nov1,12 1.000 33.520 33.52 46.960 46 96 13.44 LT Nov 1, 12 1.000 33.530 33.53 46.960 46.96 13.43 LT Nov2, 12 1.000 33.550 33.55 46.960 46 96 13.41 LT Nov5,12 1.000 33 190 33.19 46.960 46 96 13.77 LT Nov6, 12 3.000 33.886 101.66 46.960 140.88 39.22 LT Nov 7, 12 2.000 34.025 68.05 46.960 93 92 25.87 LT Nov7, 12 1.000 33.910 33.91 46.960 4696 13.05 LT Nov8, 12 4.000 34.032 136.13 46.960 187.84 51.71 LT Nov8, 12 1.000 33.860 33.86 46.960 46 96 13.10 LT Nov28. 12 4.000 34312 137.25 46.960 187.84 50.59 LT cantouednext page CHP7COCE005631666NP70C01.50246 ce= osl4 030575004 Y123583$5000MyGm0002(sit 22 of 98 CONFIDENTIAL EFTA_00131160 EFTA01273367 Account name: CHISLAINE MAXWELL Resource Management Account Your Financial Advisor: *UBS May 2014 Friendly account name:Indr Account number. SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock (continued) Purchase price Dade Hunter Average pace Price per share Wine on Wrecked HoIcing Hddng date of shares per shore (1) Con basis (S) cn may 30(1) May 30 (1) gain or loss (1) Period Nov28, 12 3.000 34.410 103.23 46.960 140.88 37.65 LT Nov29, 12 15.000 34.583 518.75 46.960 704.40 185.65 LT Nov29, 12 3.000 34.493 103.48 46.960 140.88 37.40 LT Jan 23,13 1.087.000 38805 40,00801 46.960 51,045.52 11,037.51 LT Apr 22, 13 502.000 35.691 17,917.23 46.960 23,573.92 5,656.69 LT Security total 1,798.000 36246 65,171.15 84,434.08 19,262.93 Total $1,715,949.62 $2,045,902.23 $329,952.61 Total estimated annual income: $56,965 Your total assets PeKentage 1 Cost Estmated Unrealized Value on Wry 30(D your aC Muni tete (5) annuallaccene (1) gain or loss (5) Cask Cash and money balances 52,904.29 2.52% 52,904.29 Equities Common stock 2,045,902.23 97.49% 1,715,949.62 56,965.00 329,952.61 Total $2,098,806.52 100.00% $1,768,853.91 $56,965.00 $329,952.61 Account activity this month Ode Activity Description Amount (1) Dividend and interest income Taxable dmdends May I Dvidend GEM. MILLS INC PAID ON 1882 771.62 May IS Cividend COLGATE PALMOUVE CO PAID ON 1508 542.88 May IS Dvidend PROCTER & GAMBLE CO PAID ON 1134 729.84 May 20 Cividend CATERPILLAR INC PAO ON 1110 666.00 Total taxable dividends $2,710.34 Taxable interest May 7 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF 050814 1.20 Total taxable interest $1.20 Total dividend and interest income $2,711.54 SDNY GM 00020541 CNP70009305631667 NP7000193246 00002 C614 030575004 YI23568550000000 Page 23 of 98 CONFIDENTIAL EFTA_00I 31161 EFTA01273368 SUBS Resource Management Account May 2014 Account name: GH Friendly account narne:Ind Account number: MAX ELL Your Amends' Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month contnuedl Date Actnnty Description Arment (1) Money balance activities Apr 30 Balance froward $50.192.75 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 771.62 May? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906114 1.20 May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72 May 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 666.00 May30 Closing UPS Bank USA Deposit Account $52,90429 The UBS Bank USA DOW Account IS your primary sweep option CNP7C0090C6631658 NP70:0193246 00002 0614 0.30575004 Y12356EISSOCOMAW_Ght00020gri 24 of 98 End of statement for account numbet I I CONFIDENTIAL EFTA 00131162 EFTA01273369 Important information about your statement LE6 Firuncial 5.n/ices ix. (the F im or UITS Anemia! WA you the fin stamens on ninth the error or The Finn, together with certain stains, ha also account held, you choose one of to following Senike). is a merrter of all princin mealy, canto* problem appeared. purchased applurental protection. The matrix, jinni *Octet and cptere exchwges. I.BS Fe-ernial Semites and UES - Prow:Miro: nano ad accost number Of any) mount pay** to al eligible diets, cobecting lades • trod*. Conentbworne. Insane its seekng the Bank USA we rdrect subsdares of LES AG and — Desoto the *nor or he transfer you re tare this protection is 5500 million as of December 10, 2013. generation of income mg. anilines of LES Seasitin U.C. The Fim's I handal about and 'ratan a, chair atm cat why you • Achim CsottrfApprociat;on: Inseam,* seeking statement is available upon reales. The Finn wenn behye t is an error a why youneed more klota to the pokyconditions ard limitations, cash X growth of prncpalrather that the gran:not oft ces aw a: efamation the Firm is further protected to matette million n the mom?. — Proud. the &ear anion d to suspected not aggregate for all you accounts held n a articular • Produce Combination oflocoree and Capital LES Finanor Sinai capacity. A fir ccpy of tie poky wiring is inedible Appreciation nesiments seekeg both the generaticn 1200 Harbor Boulevard The Fie or Cad Issuer wel eirest(gate yaw complaint LOOn of name and gnash ol prekbal. Weehawken, Id 07066 and will correct any error prompt/. The SIPC protection and the supplemenUI protection Otwoll risk profdes This naternent represent the any official record of you Please make all rheas pawbk to the Fern or tae both do not apply to. LES Fe-uncial Senses account. Other wads, evapt financial instation ideated on fro kont of the . Conan financial Ties controlled by (and istaded • Conservarn Seeks to mantain Mel pis pat with official the docunent canning conking date should low Sc and volatility to the acorn theral, tend tannin had:Mimeo non- accont fen accounts your account valut) but held away from UBSFina-cbil that men the accost does not generate significant rot be relied Lyon If you bedew there is an error a may be subject to mailenarce fees, throes for late Services (e.g.. certain(* cash at UBS Bat, cadn at omission, please report it irrmeciately narking to the income a noun std may rot keep pace wit parent for setriles purchases and charges for unpaid LOS AG Stanlod branch (I) insurne proctraS. inflation. Ranch Manager of the office enigma account. armunts in cashwarns. Accounts that ate transferred including variable snits, and (iv) shires of mutual to other institutions may be subject to a transfer See. finds whine such shares are registered diectly h the • Moderate Willi* to accept some Sc to pinonal and AX-ough al figures shown T9 I-tended to be accurate. name of the account holier on to books a-4 records tolerate some *tag* to seek Friter returns. statement data should not be used fix tar purposes Rely UBS Sweep Options of the applicable issuer a trawler agent); • Aggressive: Wiling to accept high ridsto principal an sink on wmend tax forms, te.. Form 1090. Sat UBS offers options for sonepng cash brans, biances high ...Agility to seek highreturns over time. 10425, etc.) whinpreprregyour tax return. The Fim a to bat deposits al UBS Bat USA and UBS AG Stamford • Certain meaner* contracts or iwestnent interest required by low to won to te, IRS all taxabk dint*. branch (Bank Sweep Prog-ams), moneymaks intuit peg., limited partneshin and prime pia:amine) that Statement Immeholdre report** rontrobk duidends and taxable merest stands (Morey ands) axItheIntonationalDeposit are rot retread under tie Securities Act of 1503; We may consolidate al related account statements with eared on wcunties held in you accent, net proceeds Arrant ODATfor customers with wiIntentional ad the sane address n the sin envetge. Accounts may at sale transactors, and cost base airman covered Resource kingement Arrant. Through tie Bank be related Ice this purpose berate they have omen swain. Swap Prona cash balances re swept to LBSBak • Canadian cornets (e.g Intim excha-ge and who also mainuin pit accost relationships with other USA up to an estabkhod knit ad then to IBS AG pmkismet/A catracts). include* futures contacts clients at the sane address. This practice known as Communications win the Firm Stanford Brandt or e Money Fund. Deposits at UBS ad tornotittorificn contracts. • houstholing II you prefer to retake ediedual . Please re-confirm arty oral cormtmcaterts in wing Bat USA are FDIC mired in accordaxe with FDIC statements maned in separate envelopes — you may to further protect your rotes includrig your rite oaks. For mere nit:mak:el please veit wwwfdicgov. the 51K protection and the suppkmental protection do d.clre household,* by Ealing your Frontier Advisor. order the Stoat Manor Protection Act (MX) Deposes at UBS AG StanfordBuda std tares of not apply so these assets tenif they otherwise appear Money Funds are rot tend byline FCC. on yoa staternot. he SEC protection and the Friendly savant name • If the finawal nstitution cn the top left of the kin ssniknental protection der not protect mare changes The Friendk want name reflects information that you of this statement is nor UPS Sinaloa Sykes, LES %romp, the OA, mailable to cash balances are swept to in the maim vain of you investments (whether as a entered on the Firm's onlne senores webute. N is a depost accounts al UBS AG New Yak Branch and CBS Cuslcmizable • niclrunw • chosen by you to mix you Feenoal Semites carries you- account as cleamg result of market mosement, issuer bankruptcy a brdcer by at argerrant watt the rdcated intlitutiXt AG Cayman Branch Thew deposits are not round by other if) with mar recordeming It has no legal effect on your We iWor edyv of this relationship whin you the FIX. Balmon Feld at to LES AG Carnal Bra-ti account. You cn chaveyos hiendk account names, opened this woost. Inns case, your trots and are tempera* exposed to the sovereign risk of the More information is amine tpon reopest You may through Orin Services or by contact,* murFrancial sectrata-e located a LES EnancUl Sensesand rot Caren elands, and tore is no gannete or other obtan sae nfonation about SIPC. eiciAng the 51K Anse,. to imodwng broker. aid you run make a WWI obligation of IBS AG to repay to bolarces wink on the &whine, by contacting SIPC a 202371.8300a by of sry aux or *Tuition to both NITS. UBSC wmans Brach's books. usitng the SIK *Waite at YAW/.140‘041 Account overview • men ofnor accountiPortiolia Net of assets rd A N actor statements shall tie deemed complete ad Deposes a LES Bat L6A and eachUPS AG Sandi are Dividend ReiWetblbecill Program (Dpi) accurate d not objected to in wrong within 60 days. not protected by SIPC. Money Fund shares ere protected The age reflected is an swage price. You may obtan • Ant hulas salable cash balances. wades for by SIPC. See 'LBS Financial SWAM Accost Protection* the actual price Iran tots Fnancial Advnor. Only Wok restricted sem* lest), and Global tine Deposits, • Please Wert customer complaints a iNIJiin to tie bobw tare are purchased under DM; partial shires will be urrealied mats to market, and caftan nits not held Firn's C lent Relations Depanent n 201,352,1699 sod rd tot cash wa be, deposited et your account The by the Fem. Does rot include unpriced S9Clntifill assets atolsfree at 800-35.4-9103, 860 A.M. to 6:00 P.M. Upon your reg.est, balrices n the Barn Sweep 6viderd reiwesvnent price applied by to issuer may al the end of the prior and curent statement periods. or ET Monday through Friday, a in *Meg to LE6 Programa OA may be withdraws and shares of a • from the wake( ate at which the partial shires private iwestnwns, invested stock options wed Feencial Senores ix., Client Relations Dees-Went, Money Fund my be liquidated, and the proceeds n sold ennable stock anions P.O. Box 766 Union City, NJ 07087. returned so you or mur kiosks want, • Clangs Include, debt bilirces, cuturdirg reign Cannlieu loans. credit ter, has want balances. • ki Case of (*men or Wert ern about at electronic knher formation about available snip options. CM, whole units may be held in aar account. If you ere • Casb/reoner Wares. Total of unimested amiable funds tr ansfer EFT), bi puymm or UBS Visaed ebit ndaing anent reerest rates and midi, a sank at entitled to a pa-tul unt as smolt of a dviderd Danko' cash balances, plus UBS Bak USA deposit tintices,185 card tramatiorts, call 62-1000, or wile to UBS meaty conk...enact, from your F nanc in Winos or otherwise, the Firm veil ether sell panel ant at AG Surnord Branch deposit balances and money mantel Enna' Minces eic„ MOO Harbor Blvd, 6th floor. or by calling 800762.1000. mann pia a accept an amount determined by a maul fund sweep Sams, at the close of tie WaharAers W 07086. Ana RIVINESA Sexces registered cleat; agency, and credit year accost. rtaemere period. Norwormlocky Vet credit balances in UM Financial Soren. account protection your ocean are rot segregated from other balances Cal or write as soon as you cart it you ri ds aces The is a menthe el the Secedes investor Protection Investment objectives and the Fan may use any of these funds in the ordinary statement or receipt is wag or d you need more Corporaticn (SIPC), *nkh protects securities account, of The nes-swat °banns rd risk profile we spwlk to COWS' of thane's. These funds a* payabk iron Hammen about a tire* on the usenet or its members up to 5500,0X) (inn* $750,000 for each account and may vary between, Phase Seise the your dernard. This total is includedin fw cuTent period c9c901. The Firm or Card hoar as afkablektkr0 dams kr cash) The MK asset protection kin XPV to Fern prong, on men; of any sirkant change n you- closeg value. her from you no later that 60 days after to Fim all account tat you hold n a pa-limbs capacity. Maxie' situnn or 'Innen objectives. Fa each SDNY_GM_00020563 CONFIDENTIAL EFTA_00131163 EFTA01273370 Important information about your statement (con inued) landfig Herniation you would snuck receive h the market Prices are - • Ostrizo cm to date may include return of — h adios 10 COmm6Srni enticed n conneacn Fa cabled information cn theft-es fending practices *Waned from various third party sources which we cagily. income a both wth the sale or distnbinon o1array contracts and &douses, refer to yisr Client Relatership Delve to be reliable. but we do not gatralee their - °signal trit see • represerts the initial Wang and vet investment fl at units to our <lents, we Age-want or &cant Agreement end the General accuracy. price per unit and may not reflect Will Oast basis meta our affair* recewe sevens sharng Towns ad Conditions UBS Statement of Credit Practices — We germs' um the closi-g pricewhin avilabba corrpenembn trammany of the ingrains* available in Appeetmene andDix/mums at the mean of to bid and ask prices farmed • Resibiched securities Res-Voted seardin generally companies undenwitirg the amity contracts, nyaguakusaiirsgurtlagatuan seardies and cptiors a ong bid prices fa OTC we rot saliently agble Ice public sale. UBSFina-cal *dates of to Maw& corpases or sponsors cd seosties. Services owes to motet price of the unrestricted stock tetra imestment trusts we *Mime Vasmeta - Less actiwg traded securities may be priced using of the same issuer:ism mputed value for de - Oar affiliates ako receive trading commeekrs and Your OefaMent imbed securities aidother wets held valuation model or de moo recent roe we restricted stock for memo:es of (Ns 'Cabmen only To other canoe-catkin town mutual finds and h the account at the end of the statement period. You obtained and may not reflect an actual maket rice the edent that reariaed Searition are ergbki la sae, nuisance companies whose psOCIJCIS we distribute. may ark fordehey of fully paid secuties at anytime. or gam the striae staked may be stionantialg less than the - Vivien** an anal fee from UBS Bark LEA and You may receive securities used as loan collateral after - Certain positions may appear witheut a prise and inured value gnaws lES AG Stanford Brandi of up to $zs per accost prying any balance due on tem. My securities will avow at *price was rot available' if we re sweeping to the barks under the UBS Bait Sweep translened to use Firm drig the statierent penod are undole to obtain a puce for a warty • En. (ostirneted) inccene. current yields and rates. Programs listed al market value as of the end of the Patentee - Deposits or senates de-aninated in currencies An estinate of areal income is based as current Feria other tan U.S. dollars are reflected at the etchingi Siderd ad interest rates, assuming fie secaties will Activity • GOAN'S. n detomning the cost basis of the rate as of the statement date. be held for cat yea from statement date or until hbrmaticriregard:1g commissars and *ter charges senates included in this statement, where indicated - For cerien wcutitin eating in non.conformng muggy, This emirate Song a ga:Salne, accuracy incurred in connect cn with fi e esecutcn of rade', wen the number 'I,' UBS Fivercial Services has relied cknominataa mice rd qua-Mydace valor) may rd continued income are not guaranteed idudng option transactions has been included on oninforwation obtained from sources other thanLES have been adisted to militate prime* vauaion. - Estimated anal ncome rd carent Wild fa cadirrnfions previously furrnbed so you. ad %A be Fi-encial Services. including information Iran another To obtain current quotations, when wait*, contad certain types of bashes could include a retun of pronged to yOu wavily onrecpest. am a that youmay have provided to you Finaxial pa Financial Adder. omegaor capital gars in which case the est Advisor. The Finn does not ittiperctintly verify a income (dr:t tuners yel:$ would be mergated. Short Naha assent** the &rosary or nuking day irforrmtion • Private ircesbnints end dructewed prodemb. - Estimated real icane rd current Wild and the f Kure engaged in short selling a security, youmay provided by sans other than LESFivntial Senates. hint, metre& nighties (xbdig drect actual ixcme endyield might be Itiver a higher Paw a charge the to certain bcrrowi-g costs for that participation proaam end real estate imestrnent trust than the estimated amounts. partisulir securty. h aicitirt although UBS FindiCel Services general& senates) and structrred pecan 31* gamely highly — An estmate of rrualced ncome (divdend andor Lactates fide Hamann at karate:tied, the firm liquid. Certain stristired proiste have not been interest) deniedby the anent market Open oedema does not provide any astaransee that the idamaciin registered with the Securities and 6thage vatmdaverage balance it based on the bit dividend Rtilading opera or • goaditillicancellecr aders fiat order "Cost basis" and laireakzed gar/loss' is a under an/ state securties laws. We Or merest payment made by the issuer and were not vented by the gatemen date, open buy ani accurate as a the date of his statement. As suck prosede estimated vat es for private investment marries she secuities/deposts will be held for ore sell stop orders are refixed by the amount of dividends please do not mg on this ntiamation to make secedes and structured products for idormatbrul year from the statement date or until malady. or riggs on an exdividerds a earifits date unless pachara a sale decisions, fa ism papmes or purposes only Accasacy knot guaranteed. Accuracy ad continued yeld are not gmeranteed intruded otherwise by you. You are responsble for othenvise. Accounts transferred to tie fim may - These values may differ abstantiatry from prices. a orders that we healed the to your Ilium to cancel reflect gailloss rdanutifi ong for the period of any, at MI& a private isresament security a • Pants not held by 1185 'rancid Services. Certain 'sifting open orders. tine they.we held a the Frm More histsnical structured rcdxt may be bough or sold and do assets we rot held by the Fin and not within the nknnaton tribe adied by yotr feunciat Advisor. not necessarily represent the vamp& Cray receive Fen's possession or cawol. These assets de Pinney Won Ifluidation. dspleyed on your statement for informational To obtain a copy d ax current Client Finocy Naito, • Um-edited gain/loss risen data is mailfik. - Thid pat,intend's of wta av as a a renal purposes orig. Positions ad values presented am please contact sour Francis' Athisor or visit w website estimated 'treaded cuing lases we caudated fa date and are stippled to UBS Financial Services on a Vended by fig issui-g fern UBS Frantial Services is at smisdiALEBOBEBWORMIER. hiving! sectary lots. The transaction data for regukt bass by an independent vacation fim. not rest:amble for the ilormation and des not rgiviitial lab may or may not telkct &ruminant. - bum generalpanne- or sponsor estimated vete', quaint*/ es accuracy. These assets are rot protected UBS Financial Services a rot a bag The RUA, Business *urges ands security reorgeniza iin hunts ary, are supplied to the F rrn by the Sauer, by SIC or to Finis umplementalS1PC coverage. Services Account BSA and ELIA are brokerage accounts Dividend and oterrenwstment lots and systematic genital pater or sponsor and may be tabulated which provide access to barking services and products padvse lots are each combined todisplay ore based on Cabrera information from that used by • Revenue sharing and additional compensation. through amangirnwits we, "Solid bags sad other averaged lot. Ihe • Trade date • colannaesents the hidparties laded,* their estimated values. — In addition 10 commissions on sales and 12b1 fees thrdpasy banks, rod provides access to nsura-ce and original transaction trade date. - You can obtah addacrul Hamadan regarding received n correction well the disuibution fi nuty pronact hued by unaffiliated third.pasy the methodology used to determine the estimate of manual had to our clonal vs arida our alMate insurance &impales through reurance agercy • Callable securities Ba-ck and ;referred stock that value ad the date of to Planation tha is the subsdifies of UBS Financial Services Inc. basis for to enirate by contmleg your financial naive monde taring Pagrents *0111cliaributon the Issas cats for eery sec/en-Oman will be selected a-dos athiscrs ch the muesli funds that we sell. mpasely by lot Iran arrong all seosaies of fiat Advisor. 11-eseanorts are based on two <Menlo Iniestment nsura-ce. ad a-nAy products isle held hour cosmos in nominee name la as - Thief party estimeed wakes my be reflected as coMPinent6- amantel sales by UBS vi a Not MSC inured • No bank guwantee• May bse vale clients. Call frame ilcanati:n s cbtaned from third 'Not pied' h sem I sit aims. wee n pm-ticula mutual fund I amig to our clients and CO parties and es accuracy snot guaranteed. Other tall Pdependent satiation tem RS not suppled or is the meet value of ape-thaw mutual fund family's RYA. Resource Management Account, Business Services fealties may gest which could affect yield complete unable to assign a vale, when we become mare shores held at the Imt Account BSA, ISMA and alternation& Resource edcmiati:n will be provided upon request that a material event has ocoared that may call a — We and as atMate also recewe nemaking and Management Acorn we registered service marks of 'whom* reported vela Pro question, or when a orrnbus processing lees in consideration tor UBS Fruncial Services Inc • Certificates of deposit (us COs are FDIC hewed value would be highly speoArtive due to fi e nave transfer agent series that we provide to the Lp to S2 9),000 h racist' and accrued interest per a the searity rrulual fade. These len generalltr are pad from Visa *rose is a regigered zeds* mark of Visa deposior and pee deposhayinstitutich Piaccordance - When neither an suer, general partner or sponsor investor awns in the mutual fund and are a fixed International uBs Via Signetse cede cards and UBS web WI( rules. *stinted value nor a thrdparty estimated cola if Jolla amount based an tie number of amounts at yea debt cards we skied by UBS Bank USA with ',road. the value of the smarty will be &Bawd the broker-dealer holdngmaul( lads at that fund permission from Vas U.S A Incorporated, • arbearalue Fran displayed for »cunt's, and ogler Iran its purchase price. products may be higher or lower than theorise that UBS Financial Services inc. Pm 201402 SDNY_GM_00020544 CONFIDENTIAL EFTA_00131164 EFTA01273371 WS Financial Services Inc SUBS 299 Park Avenue 25th Floor UBS Strategic Advisor New YoM NY 10171.0002 June 2014 CNP700645.38950614 X123. 0 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Account number:. SS Your Financial Advisor- SCOTT STACKLIANILYLE CASRIEL Phone Questions about your statement? Call your Financiar Advisor or the Value of your account RMA Resourceithe at 800-RMA- '000, on May 30 CS) on lune 30 CS) account 029323568 Your assets 2,098,806 52 2,071,921.44 Visit our website: Your liabilities 0.00 0.00 vww.ubscomairsantialservices Value of your account $2,098,806.52 $2,071,921.44 Items for your attention • Reminder. Certain mutual field shares held in select UB5 Investment Advisory Programs will be converted starting in lune. See your statement activity for Souran of your account growth details Tracking the value of your account during 2014 Value of your account S Thousands at year end 2013 so® 2,098.8 Net deposits and 2,071 9 withdrawals $1,927,577.43 Your aneStMent return Disidendard interest income 515063.38 Change in market value 4125290.63 Value of you wean May 2014 *akin 30, 2014 32,071,921,44 un 2014 SDNY GM 00020545 Member SIPC CNP70003006458895NP700O298741 00002 0614 030575004 Y123568550 111000 Page 9 of 102 CONFIDENTIAL EFTA_00131165 EFTA01273372 T UBS Strategic Advisor Rune 2014 Account name: Friendly account name: GHlkAINE MAc1/1, ELL Your iq Randal Advisor. SCOTT STACK MANLYLE CASRIEL Account number: Your account balance sheet Summary of your assets Value on Percentage of June 30 (t) pit account Cash and money balances may indude A Cash and money balances 0.00 0.00% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 2,071,921.44 100.00% mutual fund sweep balances See the lmponant information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 a 00% F Corrmodities 0.00 0.00% G Other 0.00 0.00% Total assets $2,071,921.44 100.00% C Value of your account $2,071,921A4 Eye on the markets Percentage change Index lune 2014 year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index 0.05% 3.93% Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% 011'70/X9006496€96 N1'7003296741 00002 0614 030575001.'02356855011 gffieGmocesseo of 102 CONFIDENTIAL EFTA_00131166 EFTA01273373 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your /1nandal Advisor: *LEIS Friendly account name: Account number. SCOTT STACK MANLYL€ CASRIEL Change in the value of your account Summary of gains and losses Wives reported telcw exclude products (or which gam and losses are not decsifitcl. lute 2014 (s) Year to date (I) Realized gains and losses Unrealized Opening account value $2,098,806.52 $0.00 lune 2014 (I) Year to date 114 gains and kisses (1) Deposits, including investments transferred in 367.91 1,988,961.76 Short term 0.00 0.00 11,521 87 Withitawals and fees, Long term 0.00 0.00 344,449 95 including investments transferred Total $355,971.82 $0.00 $0.00 out -61,38433 -61,384.33 Dividend aid interest income 8,112.13 18,463.38 Change in market value 26,019.21 125,880.63 Cash activity summary See Account octtety the month for detals Sciences in your Sweep Options are includedin the q:enng and Closing account value $2,071,921.44 $2,071,921.44 closing Manses rare. FDIC insurance apples Only to deposits at 0B$ Bank USA, not to *posts at UBS AG. Stamford (rand) or bank deposits paced through the USSInternetronal Depose ACC0ullt program SIPC protection applies to money market sweep fund holdings but not bank deposits. Sao important inSormation Dividend and interest income earned stout your statement co the last two pages d this document for deals June 2014 IS) year to date (I) For purposes of this statement, tanabifity of inkiest and dntdend Income has been determined from a US Opening balances 552,904.29 $0.00 tar reporting penpectint. Based upon the residence of the account hokler, =count type, or product type, some Interest ancior dvidend payments may not be subject to United Slats (US) ardor PUtft0 Rico (PR) Additions Income tares The (tent month); statement is not Intended to be used and cannot be reSed upon for tar purposes. Clients should refer to the applicable tar reporting forms they receive from UBS annuely. such as Deposits and other funds credrted 367 91 42,920.95 the Forms 1099 and the FOrMS 49D, fOr lei reporting information It is the practice of UBS to file the Epplicathe tae reporting forms with the US inlern11 Revenue semce and PR Tkasury DePartrrent. and in Dividend and interest income 8,112 13 18,463.38 such forms accurately daffy dindench an/ a interest as tar exempt or taQble income. Pleat consult your indw:lual tar preparer. Total additions $8,480.04 $61,384.33 lime 2014 (3) Year to date (I) Subtractions Taxable dividends 8,110.02 18,458.90 Professional management fees and related services 55791 -367.91 7.).)14-2 ri!ef.:.•• 2.11 4.48 Other funds debited -61,016.42 -61,016.42 Total current year $8,112.13 $18,463.38 Total subtractions -$61,384.33 -$61,384.33 Total dividend & interest $8,112.13 518.463,38 Net cash flow -$52,904.29 $0.00 Closing balances $0.00 $0.00 SONY GM 00020547 CelP703070054913697NP7003798741 00037 (614 030575004 Y123568S50 111003 Pegs 11 of 102 CONFIDENTIAL EFTA_00131167 EFTA01273374 *UBS UBS Strategic Advisor Jure 2014 Account name: Friendly account name: Account nuntber. Your Ignendal Advisor. SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY Interest period May 7 -Jun 5 Opening UBS Bank USA Deposit balance May 7 850,965 57 Closing UBS Bank USA Deposit balance Jun 5 $55,159.89 Number of days in interest period 30 Average daily balance 852,354.87 Interest earned 82.11 Annual percentage yield earned 0.05% Your investment objectives: YOU have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full descripticn of the alternative investment objectives in important inkgmarkin about your statomant at the end of this document. Your return objective: Cunent income & capital appreciation Your dsk profile: Primary - Aggressive Investment efigibihty consderat on - Norte 92-tecied Your account instructions • Vow account is currently coded for margin • Your account cost basis default closing method is FIFO, First In, First Out CNP7C0CA)006498898NN0C0298141 000O2 OM 4 030575004 Yt235686501tytrhyoncoodesten of 102 CONFIDENTIAL EFTA_00131168 EFTA01273375 GH1SLAINE MAXWELL UBS Strategic Advisor Account name: Your II nandal Advisor: *UBS lure 2014 Friendly account name:Ind Account number. SCOTT STACK MAMLYLE CASRIEL Your assets Some income and current 'MOPS Sheerer may be approximate. As a testa, gam and losses may rot te acurately relleded. See importer( snlosmatron about yam statement a the end ol Ifs cteurrem for more infortnalon Cash Cash and money balances Cash and money balances may Ind usie avalaNe cah balances, U85 Bank USA deposit account balances UBS AG Stamford Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA °twin( account balance are insured by the FDIC nil n cask die limits, tel are not protected by WC. U85 AG Stanford Bray h deposit acoum banes an not enured by FDIC ind Me not poieded by 9PC Money market sweep balances are protected by WC but we not insured by the FDIC. See the !important information about your statement a the end of this document for details about those balance; Openng bdance Closing Wane Pnce per share *stage ()nick nd interest DafS Oft Hddng on tun 1 0) on tun 30 (1) on Jun 30(1) rare peeked paned Cep moon' (1) Cash 0.00 -1,389.47 UBS BANK USA DEP ACCT 52,904 29 1389.47 250.000.00 Total 352,904.29 $0.00 Equities Common stock Purchase pied Trade tart'« Average price Nee Per share Vaue on Unrealized Hold rig Hcldng date of shares per share (1) Cost basis ($) cn tun 3001 Jun 30(S) gain or loss (1) period ANALOG DEVICES INC Symbol: ADI Exchange. OTC EAI: 12,591 Current yield: 2.74% Nov 16, 11 13.003 37 316 485 12 54.070 702 91 217.79 IT Nov 17, 11 13.000 35 393 460 12 54.070 702.91 242.79 LT Nov IS II 35.000 35.502 1242.58 54.070 1,892.45 649.87 LT Nov21, 11 18.000 34 371 618 68 54.070 973 26 354.58 LT Nov22, 11 15.000 33338 500.07 54.070 811.05 310.98 LT Nov23, 11 22.000 32.655 718 43 54.070 1,189.54 471.11 LT Nov25, II 7.000 32.460 227 22 54.070 378.49 151.27 LT Nov28, 11 30.000 32.951 988.55 54.070 1,622.10 633.55 LT Nov29, 11 18.003 33 472 602 51 54.070 973.26 370.75 LT continued next page SDNY GM 00020549 CHP7C00?306490699NP7003250741 00002 C6I4 030575004 Y123568550 111000 Pegs 13 of 102 CONFIDENTIAL EFTA_00131169 EFTA01273376 SUBS UBS Strategic Advisor Jure 2014 Account narre: Priendly account nome: Acoeunt number. GHISLAINE MAXWEU. Vonr Dancing Advisor. SCOTT STACKMAMLYLE CASBIEL YOUE assets Equities . COMMOR stock (continuee Putchase peicei Tratte kurriser Averege prIce Pike per St.tre Velue on unreanzed Hddng Hddng Ø of tharet per thaie (S) Colt bat (I) cn hin 30(5) Jun 30(f) ein ot Ion (5) petiod Nov29, 11 5.000 33.622 168.11 54.070 270.35 102.24 LT Apr 24, 12 30.000 37.567 1,127.01 54.070 1,622.10 495.09 LT Jan 23,13 1,056.000 43209 45,628.81 54.070 57,097.92 11,469.11 LT Apr 22, 13 489.003 42.447 20,756.68 54.070 26,44023 5,683.55 LT Security total 1.751.000 41.990 73,523.89 94,676.57 21,152.68 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 12,442 Current yield: 2.42% Aug 4,11 146.000 48.469 7,076.53 79.280 11,574.88 4,498.35 LT Aug 12, 11 4.000 46.880 187.52 79.280 317.12 129.60 LT lan 23.13 767.003 59.890 45,936.09 79.280 60,807.76 14,871.67 LT Apr 22.13 355.000 65.098 23,110.04 79.280 28,144.40 5,034.36 LT &actrity total 1272.000 59.992 76,310.18 100,844.16 24,533.98 BAXTER INTL INC Symbol: BAX Exchange. NYSE EAI: 13,236 Current yield: 2.88% Rin 20, 12 30.000 51.594 1,547.84 72.300 2,169.00 621.16 LT hm 20 12 17.000 51.522 875.89 72.300 1229.10 353.21 LT Jun21.12 29.000 52.077 1,51025 72.300 2,09570 586.45 LT Jun21,12 7.000 51.500 360.50 72.300 506.10 145.60 LT Jun21,12 5.000 52.216 261.08 72.300 361.50 100.42 LT Jun22,12 61.000 51.890 3,165.29 72.300 4,410.30 1245.01 LT Jan 23.13 768.000 66.658 51,193.80 72.300 55,526.40 4,332.60 LT Apr 22, 13 355.000 69.318 24,608.00 72.300 25.666.50 1058.50 LT Sep 19, 13 74.000 72.165 5340.28 72.300 5350.20 9.92 ST Sep 19, 13 6.000 71.875 431.25 72.300 433.80 2.55 ST Sep 19, 13 3.000 71.880 215.64 72.300 216.90 1.26 n Sep 20.13 47.000 71.987 3,383.41 72.300 3,398.10 14.69 ST Oct 3, 13 154.003 64.600 9,948.49 72.300 11,134.20 1,185.71 ST Smurity total 1,556.000 66.094 102,841.72 112,498.80 9,657.08 BLACKROCK INC Symbol: BLK Exchange: NYSE (Al: 12.872 Curent yield: 2.42% Oct 5, 12 7.000 189.932 1329.53 319.600 2,237.20 907.67 LT Oct 5, 12 3.000 187.820 563.46 319.600 958.80 395.34 LT Oct 5.12 2.000 186.670 373.34 319.600 63920 265.86 LT continued nent pag. CNP70009005498900NP7000293741 00002 0514 030575004 2356855011 gfiNymtoodiessol4 of 102 CONFIDENTIAL EFTA_0013 1170 EFTA01273377 Account name: CHISLAINE MAXWELL sUBS UBS Strategic Advisor Your Pi sandal Advisor: Friendly account name: SCOTT STACKMAMLYLE CASRIEL June 2014 Account number. Your assets Equities . Common stock (continued) PIM.* price Trade Mite. Average price Nice per stuee Vdue on Unreenzed tioldng licidng date of shares per shape (I) Cost basis CO at fun 30(A Jun30($) gain or loss (t) period Oct 8, 12 8.000 188783 1,510.27 319.600 2,556.80 1,04653 LT Oct 9,12 15.000 189.186 2,837.79 319.600 4,794.00 1,95621 LT Oct 9, 12 2.000 189.010 378.02 319.600 639.20 261.18 LT Oct 10. 12 3.000 187.720 563.16 319.600 958.80 395.64 LT Oct 10 12 2.000 187.670 375.34 319.600 639.20 263.86 LT Oct 10. 12 2.000 187.995 375.99 319.600 639.20 263.21 LT Jan 23,13 224.000 236966 53,080.41 319.600 71,590.40 18,509.99 LT Apr 22, 13 104.000 251.093 26,113.69 319.600 33,23840 7,124.71 LT Sectrity total 372.000 235218 87,501.00 118,891.20 31,390.20 CATERPILLAR INC Symbol: CAT Exchange: NYSE EA1: $3,108 Current yield: 2.58% Jun 19, 13 72.003 84.718 6,099.75 108.670 7,824.24 1,724.49 LT Jun 20.13 121.030 83.141 10,060.15 108.670 13,149.07 3,088.92 LT Jun 20, 13 78.003 83.030 6,476.39 108.670 8,476.26 1,999.87 LT Jun 21.13 204.000 82.904 16,912.44 108.670 22,168.68 5,256.24 LT Jim 24, 13 111.000 81.517 9,048 46 108.670 12,062 37 3,013.91 LT tun 25, 13 73.000 82354 6,011.86 108.670 7,932.91 1,921.05 LT Jun 26, 13 69.000 82259 5,675.90 108.670 7,498.23 1,822.33 LT Jun27.13 141.000 82.951 11,69612 108.670 15,322.47 3,62635 LT Jun 27.13 7.000 82.925 580.48 108.670 760.69 180.21 LT Jun28.13 169.000 82.774 13,98892 106.670 18365.23 4,37631 LT Jul I, 13 65.000 82.781 5,380.78 108.670 7,063.55 1,682.77 ST Suavity total 1,110.000 82821 91,931.25 120,623.70 28,692.45 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 12,172 Current yield: 2.11% Aug 4, 11 174.000 41.632 7,24405 68.180 11,863.32 4,619.27 LT Aug 12, 11 4.000 42.450 169.80 68.180 272.72 102.92 LT Jan 23,13 910.003 54240 49,35863 68,180 62,043.80 12,685.17 LT Apr 22, 13 420.000 59.788 25,111.32 68.180 28.635 60 3,524.28 LT Security total 1,508.003 54300 81,883.80 102.815 44 20,931.64 continuednext page SDNY GM 00020551 0070303006498901 W7000793741 00002 0614 030575004 VI 23568550111000 Page 15 of 102 CONFIDENTIAL EFTA_00131171 EFTA01273378 *UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Itmodal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL June 2014 Account number. Your assets Equities Common stock (continued) Purchase peke Trade turbo Average price Price per shire Vdueon Unedited HoIcing Melting OM* of thefts per sham (S) COQ bads (1) en lun 30(1) Jun 30(1) gain or Ion (S) period CONOCCOHLUPS Symbol: COP Exchange: NYSE EAl: 1085 Current yield: 3.22% Aug 4,11 106.000 52.109 5,523.58 85.730 9,087.38 3,563.80 LT Aug 12, 11 2.000 51.435 102.87 85.730 171.46 68.59 LT May8, 12 16.000 53.400 854.40 85.730 1371.68 517.28 LT May8, 12 13.000 53287 692.74 85.730 1,114.49 421.75 LT Jul 17, 12 14.000 55.940 783.17 85.730 1,200.22 417.05 LT Jan 23, 13 789.000 59215 47,194.59 85.730 67,640.97 20,446.38 LT Mar 19, 13 138.000 59.137 8,160.98 85.730 11,830.74 3,669.76 LT Apr 22.13 402.000 57.707 23,198.25 85.730 34.46346 11265.21 LT Security tots 1,480.000 58.453 86,510.58 126,880.40 40,369.82 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAl: 43,086 Current yield. 3.12% Aug 4, 11 191.000 36265 6,926.77 52.540 10,035.14 3,108.37 LT Aug 12, 11 5.000 35.754 178.77 52.540 262.70 83.93 LT lan 23,13 1,001.000 41387 41,428.89 52.540 52,592.54 11,163.65 LT Apr 22,13 464.000 50.287 23,333.21 52.540 24378.56 1,045.35 IT Jun 17, 13 148.000 49.739 7,361.45 52.540 7,775.92 414.47 LT Jun 18, 13 73.000 49.836 3,638.07 52.540 3,835.42 197.35 LT Security total 1,882.000 44.03? 82,867.16 98,880.28 16,013.12 ILLINOIS TOOL WORKS INC Symbol: 11W Exchange- NYSE EAI: $1.967 Current yield: 1.92% Aug 4,11 135.000 47.128 6,362.35 87.560 11.820.60 5,458.25 LT Aug 12, 11 3.000 45240 135.72 87.560 262.68 126.96 LT Jan 23.13 706.000 63.704 44,975.31 87.560 61,817.36 16,842.05 LT Apr 22,13 327.000 60.685 19,844.22 87.560 28,632.12 8,787.90 LT Security total 1,171.000 60.903 71,317.60 102,532.76 31,215.16 JOHNSON & JOHNSON COM Symbol:1W Exchange. NYSE EAI: $2,985 Current yield: 2.68% Aug 4,11 123.000 62377 7,67 2.38 104.620 12,868.26 5,195.88 LT Aug 12, 11 3.000 63.730 191.19 104.620 313.86 122.67 LT Jan 23,13 642.000 72.736 46,696.71 104.620 67,166.04 20,469.33 LT Apr 22, 13 298.000 84.721 25,247.10 104.620 31,176.76 5,929.66 LT continued next page CNP7000R3C6498902NP700029874100002 0614 030575004 23568%0 IIgthnemc000tessii6 of 102 CONFIDENTIAL EFTA_0013 1172 EFTA01273379 CHISLAINE MAXWELL sUBS UBS Strategic Advisor Account name: Your Financial Advisor Friendly account name: SCOTT ST ACK1,1,4Yr LYLE CASRIEL June 2014 Account number. Your assets Equities . Common stock (continued) Purchase price trade Nuntaer Average price ence Per shut Ydue on timedIt'd Holdng Hddng date of shares per shame IN Cost basis (S) en iun 30(S/ Jun30 (S) gain or loss (1) Per/00 Security total 1,066.000 74.866 79,807.38 111,524.92 31,717.54 MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,298 Current yield:3.22% Aug 4, 11 95.000 84.969 8,072.06 100.740 9,570.30 1,498.24 LT Aug 12, 11 3.000 85.910 257.73 100.740 302.22 44.49 LT Nov 29, 12 8.000 86.456 691.65 100.740 805.92 114.27 LT Jan 23,13 555.000 93.053 51,644.75 100.740 55,910.70 4,265.95 LT Apr 22, 13 255.000 99_318 25,326.32 100.740 25,688.70 362.38 LT Sep 19, 13 78.000 97.879 7,634.63 100.740 7,857.72 223.09 ST Sep 19, 13 22.000 97.425 2,143.36 100.740 2,216.28 72.92 ST Sep 19.13 2.000 97_830 195.66 100.740 201.48 5.82 ST security total 1,018.000 94.269 95,966.16 102,553.32 6,587.16 M:XTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 43,370 Current yield: 2.83% Aug 4,11 134.000 52.960 7,096.75 102.480 13,732.32 6,635.57 LT Aug 12, 11 3.000 52.530 157.59 102.480 307.44 149.85 LT Jan 23,13 700.000 71.610 50,127.21 102.480 71,736.00 21,608.79 LT Apr 22, 13 325.000 79.757 25,921.06 102.480 33,306.00 7,384.94 LT Security total 1,162.000 71.689 83,302.61 1 t 9,081.76 35,779.15 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield:2.81% Feb 12.14 148.000 92.171 13,641.35 102.630 15,189.24 1,547.89 ST Feb 12. 14 117.000 92.203 10,787.77 102.630 12,007.71 1219.94 ST Feb 12, 14 32.000 92215 2,950.91 102.630 3,284.16 333.25 ST Feb 12, 14 7.000 91065 644 46 102.630 718.41 73.95 ST Feb 13, 14 110.000 92.095 10,130,45 102.630 11289.30 1,158.85 ST Feb 13, 14 68.000 91.911 6,250.00 102.630 6,978.84 728.84 ST Feb 13. 14 33.000 91.560 3,021.49 102.630 3,386 79 365.30 ST Feb 13, 14 6.000 91.615 549.69 102.630 615.78 66.09 ST Feb 14, 14 334.000 95389 31.860_13 102.630 34278.42 2,418.29 ST Feb 18, 14 114.000 96.023 10,946.72 102.630 11,699.82 753.10 ST Security total 969.000 93.687 90,782.97 99,448_47 8,665.50 c-onrinued next page SONY GM 00020553 011/70003006498903 NP7000793741 00007 0614 030575001 Y123558550111000 Page 17 of 102 CONFIDENTIAL EFTA_00131173 EFTA01273380 *UBS UBS Strategic Advisor lure 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your 13mincial Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities Common stock (continued) Purcnme pica Trade 'amber average pnce Price per share Vdue on Unredized HobIng Hcldng date of shares per share (S) Cost bads(S) co iun 30 (SI am 30(1) gain or loss (t) Period PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 13,023 Curent yield 2 93°4 Aug 4,11 115.000 63.979 7,357 65 89.340 10,274 10 2,916.45 LT Aug 12, 11 3.000 63.023 189.07 89.340 268.02 78.95 LT May 16, 12 6.000 68.535 411 21 89.340 536 04 124.83 LT Oct 24, 12 1.000 68.690 68 69 89.340 8934 2065 LT Oct 25. 12 2.000 68.810 137.62 89.340 178.68 41.05 LT Oct 26.12 1.000 68 890 68 89 89.340 89 34 20.45 LT Oct 31, 12 1.000 69370 69.37 89.340 89.34 1997 LT Nov6,12 1.000 69 370 69.37 89.340 89.34 19.97 LT Nov 7, 12 1.000 69 150 69 15 89340 89 34 20.19 LT Nov8,12 2.000 69.090 138.18 89.340 178.68 40.50 LT Jan 23, 13 699.003 72.166 50,44431 89.340 62,448 66 12,004.35 LT Apr 22, 13 322.000 82.251 26,484 85 89.340 28,767.48 2,282.63 LT Security total 1,154.030 74.097 85,508 36 103,098 36 17,590.00 PROCTER & GM/1131E CO Symbol. PG Exchange: NYSE EAI: $2,919 Curent yield. 3.28% Aug 4,11 118.003 60.103 7,092.22 78.590 9,27 3.62 2,181.40 LT Aug 12.11 3.000 60896 182.69 78.590 235.77 53.08 LT Jan 23,13 619 000 69.941 43,293 73 78.590 48,647.21 5353.48 LT Apr 22, 13 286.000 81332 23,261.18 78.590 22,476 74 -784.44 LT Apr 24, 13 108.000 77 762 8,398 32 78.590 8,487 72 89.40 LT Security total 1,134.000 72.512 82,228.14 89,121.06 6,892.92 STAPLES INC Symbol- SPLS Exchange: OTC EAI: 43,249 Current yield. 4.43% Oct 24, 12 63.000 11313 712.74 10.840 682.92 -29.82 LT Oct 24, 12 1.000 11360 11.36 10.8.40 10.84 -0.52 LT Oct 25, 12 57.003 11 391 649 29 10.840 617 88 -31.41 LT Oct 25, 12 46.000 11.420 525.36 10.840 498.64 -26.72 LT Oct 25, 12 8.000 11.430 91 44 10.840 86 72 -4.72 LT Oct 26, 12 51.000 11.400 581 42 10.840 552 84 -2858 LT Oct 31. 12 12.00) 11.526 138 32 10.840 130.08 4324 LT Oct 31. 12 3 000 11.566 34 70 10.840 32 52 -2.18 LT continued nevi page CW0303006498904 NPMCO293741 0000206l 4 030375004 x123503350 1113 1YGpit cooFjess418 of 102 CONFIDENTIAL EFTA_00 1 3 1 174 EFTA01273381 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your PI nandal Advisor: *UBS June 2014 Friendly account name:Indr Account number. SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock lconbnued) Purchase Price Tin lafirber Average price me per shse value on unrealzed Hddrg Hddng date of snares per share (11 Cost basis ($1 on Jun 3001 Jun 30(S) gain or loss (1) period Nov I, 12 46.00) 11.677 537.17 10.8-40 498.64 -38.53 LT Nov I, 12 33.003 11.605 382 99 10.840 357.72 -25.27 LT Nov 1, 12 7.000 11.597 81.18 10.840 75.88 •5.30 LT Nov 1, 12 1.000 11.600 11.60 10.840 10.84 -0.76 LT Nov 2, 12 31.000 11.552 358 12 10.840 336 04 -22.08 LT Nov 5, 12 31.000 11.465 355.43 10.840 336.04 -19.39 LT Nov 5, 12 7.000 11.590 81.13 10.840 75 88 -5.25 LT Nov6, 12 51.003 11.820 602.87 10.840 552.84 -50.03 LT Nov6, 12 26.003 11.812 307.13 10.840 281.84 -25.29 LT Nov 7, 12 48.003 11.597 556 70 10.840 520 32 -36.38 LT Nov 7, 12 22.003 11.582 254.82 10840 238.48 -16.34 LT Nov8,12 57.000 11.446 652 43 10.840 617.88 -34.55 LT Nov8, 12 30.000 11.672 350.16 10.840 325.20 -24.96 LT Nov8, 12 3.000 11.666 35.00 10.840 32.52 -2.48 LT Nov29, 12 26.003 11.778 306 24 10.840 281 84 -24.40 LT Nov29, 12 8.000 11.778 94.23 10.840 86.72 -7.51 LT Nov29, 12 6.000 11.765 70.59 10.840 65.04 -5.55 LT Nov30, 12 37.000 11.714 433.45 10840 401.08 -32.37 LT Nov30, 12 16.000 11677 18684 10.840 173.44 •13.40 LT Nov30, 12 11.003 11,688 128 57 10.840 119 24 -9.33 LT Nov30, 12 1.000 11,750 11.75 10.840 10.64 4)91 LT Jan 23, 13 3,076.000 13260 40,788 38 10.840 33,343.84 -7,444.54 LT Mar 7, 13 399.000 12.626 5,037.93 10.840 4,325.16 •712.77 LT Apr 22. 13 1,918.000 12.912 24,767.13 10.840 20,791.12 -3,976.01 LT Aug 26, 13 203 CO3 14,401 2,923 46 10.840 2200.52 -722.94 ST Aug 26, 13 181.000 14.412 2,608.63 10.840 1,962.04 -646.59 ST Aug 27, 13 253.000 14.105 3,568 74 10.840 2,742.52 -826.22 ST Security total 6,769.003 13036 88,237 30 73,375 96 -14,86134 TARGET CORP Symbol. TGT Exchange, NYSE EAI: 13.328 Current yield: 3.59% Sep 23, 13 68.000 64 391 4,378 59 57.950 3,940.60 .437.99 ST contnued next page SDNY GM 00020555 CJIP7C003306498905NP70032.33741 00032 C6l 4 030575004 YI23568550 111000 Pogo 19 of 102 CONFIDENTIAL EFTA_00131175 EFTA01273382 UBS UBS Strategic Advisor lune 2014 Account name: GHISLAINE MAXWELL Pdendly namunt name:Ind Account number. Your Knancial Advisor: SCOTT STACKMANYLYLE CASRIEL YOUr assets Equities . Common stock (cosbnued) Pignese Arica Trage Witt. Average pikt Pace per Pare Velue on Unreallzed licarg Radin date of livres per %haie ($) Cou bais (1) on fun 30(8 fun 30(1) gaina lofs ($) petioi Sep 23, 13 6.000 64.405 386.43 57.950 347.70 -38.73 ST Sep 24.13 180.000 63.999 11,51991 57.950 10,431 00 -1,088.91 ST Sep 24, 13 82.000 64.133 5,258.97 57.950 4,751.90 .507.07 ST Sep 25.13 152.000 63.446 9,643.85 57.950 8808.40 -835.45 ST Sep 25.13 92.000 63.598 5,851 05 57.950 5,331.40 .519.65 ST Sep 25, 13 18.000 63.735 1,147.23 57.950 1,043.10 •104.13 ST Sep 25.13 13.000 63.620 827.06 57.950 753.35 -73.71 ST 51026, 13 114.000 63.436 7,231.76 57.950 6,606.30 .625.46 ST Sep 27, 13 193.000 63.993 12,350.76 57.950 11,184.35 -1,166.41 ST Sep 30, 13 104.000 63.785 6,633.64 57.950 6,026.80 .606.84 ST Sep 30, 13 51.000 63288 3258.30 57.950 2,955.45 -302.85 ST Sep 30.13 27.000 63.812 1,722.95 57.950 1,564 65 •158.30 ST Oct 1,13 139.000 63.851 8,875.42 57.950 8,055.05 .820.37 ST Oct 1, 13 53.000 63.856 3,384.40 57.950 3,071.35 -313.05 ST Oct 1,13 38.000 63.757 2,422.80 57.950 2,202.10 .220.70 ST Oct 1,13 38.000 63.813 2,424.93 57.950 2202.10 -222.83 fl Jan 7, 14 197.000 62889 12,38928 57.950 11,416.15 -973.13 ST Jan 7, 14 32.000 63.004 2,016.15 57.950 1,854.40 •161.75 fl lan 7,14 3.000 62.863 188.59 57.950 173.85 -14.74 ST Security total 1,600.003 63.695 101,91107 92,720.00 -9,192.07 TRAYEURS COS NOTRE Symbot TRV Exchange teSE LAI: $2,534 fuient yield: 2.34% Apr 24, 12 20.000 63.432 1,268.64 94.070 1,881 40 612.76 LT Apr 24, 12 4.000 63350 253.40 94.070 376.28 122.88 LT Apr 24, 12 1.000 63.560 63.56 94.070 94.07 30.51 LT Apr 25.12 10.000 63.520 635.20 94.070 940.70 305.50 LT Apr 25, 12 10.000 63.617 636.17 94.070 940.70 304.53 LT Apr 25, 12 10.000 63.659 63659 94.070 940.70 304.11 LT Apr 25, 12 2.000 63.545 127.09 94.070 18814 61.05 LT Apr 25.12 2.000 63.645 127.29 94.070 188.14 60.85 LT Apr 25, 12 2.000 63.745 127.49 94.070 188.14 60.65 LT Apr 26, 12 5.000 63.928 319.64 94.070 470.35 150.71 LT conteued neut page CNP70009005499906NP7003299741 00002 0614 030575004.23568S50 1 1 eifielymtexemee,620 of 102 CONFIDENTIAL EFTA_001311176 EFTA01273383 Account name: CHISLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor UBS June 2014 Friendly account narne:Ind Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Pu«nase Our Trade weber Average price Phu per sheet Yelue on unredized Hold ng hiddng dare of shares per share (1) Cost bads (S) al run 30(S) JUII 30(1) gain or loss (1) Period Apr 26, 12 2.000 63.920 127.84 94.070 188. 14 60.30 LT Apr 26, 12 2.000 63.930 127.86 94.070 188.14 60.28 LT Apr 26, 12 1 000 63.720 63.72 94.070 94.07 30.35 LT May 1, 12 15003 64.637 969 56 94.070 1,411.05 441.49 LT May 1, 12 6.000 64 715 388 29 94.070 564.42 176.13 LT May 1, 12 6.000 64.975 389.85 94.070 564.42 174.57 LT May 1, 12 2.000 64 850 129.70 94.070 188.14 58.44 LT May 1, 12 1.000 64 820 64.82 94.070 94.07 29.25 LT May 2. 12 7.000 64 374 450.62 94.070 658.49 207.87 LT May 2, 12 4.000 64 410 257 64 94.070 376 28 118.64 LT May 2, 12 2.000 64.320 128.64 94.070 188.14 59.50 LT Maya, 12 4.000 64 960 259 84 94.070 376 28 116.44 LT May 3, 12 2.000 64.675 129 35 94.070 188. 14 58.79 LT May 3, 12 2.000 64.910 129.82 94.070 188.14 58.32 LT Jan 23, 13 629.003 77.560 48,785 62 94.070 59,17003 10,384.41 LT Apr 22. 13 290.000 84.719 24,568.68 94.070 27280 30 2,711.62 LT May 22, 13 111033 83807 9,302 58 94.070 10,441 77 1,139.19 LT Security total 1,152.000 78.533 90,469 50 108,368.64 17,899.14 UNITED PARCEL SERVICE INC (L B Symbol: UPS Exchange NYSE (Al: 12,843 Current yield: 2 61% Sep 19, 13 82.000 91 779 7,525.90 102.660 8.41812 892.22 ST Sep 19, 13 19.000 91.625 1,740.88 102.660 1,950.54 209.66 ST Sep 20, 13 107.003 91 805 9,82318 102.660 10,984.62 1,161.<14 ST Sep 20, 13 26.003 91.835 2,387.71 102.660 2,669_16 281.45 ST Sep 23.13 93.000 91.049 8,467.59 102.660 9,547.38 1,079.79 ST Sep 24, 13 93.000 91.612 8,52000 102.660 9,547.38 1,027.38 ST Sep 24. 13 41.000 91.663 3,75820 102.660 4,209.06 450.86 ST Sep 25, 13 62.003 91.138 5,65056 102.660 6364.92 714.36 ST Sep 25.13 11.000 91.090 1,001.99 102.660 1,129.26 127.27 sr Sep 26, 13 64.003 91.489 5,855.30 102.660 6,570.24 714.94 ST Sep 27. 13 54.000 91.117 4,920 33 102.660 5,543.64 623.31 ST continued next page SONY GM 00020557 Chle7030;006493907Nr700329374i 00032 C614030579301 Y123568150111000 Page 21 of 102 CONFIDENTIAL EFTA_00131177 EFTA01273384 Account name: GHISLANE MAXWELL *UBS UBS Strategic Advisor lure 2014 Friendly account name: Account number: Your financial Advisor. SCOTT STACK MANYLYLE CASIVEL Your assets Equities . Common stock (continued) Purchase pricer rude kurrber Average pnce Pnce per that Vdue on Unrealized Hcidng liddng one of :Nutt pet share (5) Cott basis (S) on lun 30(1) Jun 30(S) pin or Ion (1) Polled Sep 30. 13 46.000 91 475 4 207 86 102.660 4,722.36 514.50 ST Oct 1, 13 46.000 91 668 4,216 73 102.660 4,722 36 505.63 ST Oct 1, 13 6.000 91.650 54990 102.660 615.96 66.06 ST Oct 2, 13 61.000 91.128 5,55884 102.660 6,262 26 703.42 ST Oct 2, 13 19.000 91 067 1,73029 102.660 1,950 54 220.25 ST Oct 3, 13 55.000 90337 4,968 58 102.660 5,646.30 67732 ST Oct 4, 13 55.000 90 653 4,98596 102.660 5.646 30 660.34 ST Jan 17,14 121 ODD 99 231 12,0)7 00 102.660 12,421 86 414.86 ST Security total 1,061.000 92 250 97,876 80 108,922 26 11,045 46 X1LIPLX INC Symbol. XLNX Exchange:OTC EAI: 32,086 Current yield: 2_45% Sep 7, 12 25.003 34.770 869.27 47.310 1,182.75 313.48 LT Sep 7, 12 5.000 34 846 174 23 47.310 236.55 62.32 LT Sep 10, 12 37.000 34.845 1,289 29 47.310 1,750.47 461.18 LT Sep 10, 12 3.000 34.660 103.98 47.310 141 93 37.95 LT Sep11, 12 20.003 34.853 697.06 47.310 946.20 249.14 LT Sep 12, 12 18.000 35.006 630.11 47.310 851.58 221.47 LT Sep 13. 12 21.000 34 886 732 61 47.310 993 51 260.90 LT Sep 14, 12 19.000 35.536 675.19 47.310 898.89 223.70 LT Sep 17, 12 7.000 35.15t 24606 47.310 331.17 85.11 LT Oct 24, 12 3.000 32.523 97 57 47.310 141 93 44.36 LT Oct 25. 12 5.000 32.522 162.61 47.310 236.55 73.94 LT Oct 26.12 3.000 32.776 98 33 47.310 141 93 43.60 LT Oct 31. 12 1.000 32.770 32.77 47.310 47.31 14.54 LT Nov 1,12 2.000 33360 66.72 47.310 94.62 27.90 LT Nov 1, 12 1.000 33 520 33.52 47,310 47.31 13.79 LT Nov I, 12 1.000 33.530 33.53 47.310 47.31 13.78 LT Nov2,12 1.000 33.550 33.55 47.310 47.31 13.76 LT Nov 5, 12 1.000 33. 190 33.19 47.310 47.31 14.12 LT Nov6, 12 3.000 33.886 101.66 47.310 141.93 40.27 LT Nov 7,12 2.000 34 025 68.05 47.310 94.62 26.57 LT Nov 7,12 1.000 33.910 33.91 47.310 47.31 13.40 LT continued next page CNP70009306498908NN00O298741 00032 06l 4 030575004.235683SO it n. koss.YGM000§03.3822 of 102 CONFIDENTIAL EFTA 00131178 EFTA01273385 T UBS Strategic Advisor June 2014 Account name: GHISLAINE MAXWELL Friendly account name:Indr Account number. Your Financial Advisor SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock (continued) Roche* pactl Trade Nisrbet Average peke Price per sky. Value on Unredlied Hddng Hcldng date of shares per mare 91 Cost basis ($) cri Iun 30 (1) run 30 ($) galn or loss (S) period Nov B, 12 4.000 34.032 136.13 47.310 189.24 53.11 LT Nov8, 12 1.000 33.860 33.86 47.310 47.31 13.45 LT Nov28, 12 4.000 34312 137.25 47.310 189.24 51.99 LT Nov 28, 12 3.000 34.410 103.23 47.310 141.93 3810 LT Nov29, 12 15.000 34.583 518.75 47.310 709.65 190.90 LT Nov29, 12 3.000 34.493 103.48 47.310 141.93 3845 LT Jan 23,13 1,087.000 36.805 40,008.01 47.310 51.425.97 11,417.96 LT Apr 22, 13 502.000 35.691 17,917.23 47.310 23,749.62 5,832.39 LT 1,798« 36246 65,171.15 85,063.38 19,892.23 Total S1,715,949.62 $2,071,971.44 $355.971.82 Total estimated annual income: $57.985 Your total assets Percentage d Con Estmated UnreSzed Vakre on run 30 (i) your account basis (S) annual acme (51 gain or loss (5) Equities Common stock 2,071,921.44 100.00% 1,715,949.62 57.985.00 355,971.82 Total $2,071,921.44 100.00% 31,715,949.62 $57,985.00 $355,971.82 Account activity this month Ode Acliiity 0escnption Amount (5) Deposits and other funds credited Jun 27 Transfer FM 23575 0100 367.91 Total deposits and other funds credited $367.91 Dale Ad Sly DeSCIYMOn Amount (f) Dividend and intenst income Taxable dividends lun 2 Cividend CONOCOPHIWPS PAID ON 1480 1021.20 Jun 4 Cividend ONTED PARCEL SERVICE INC CL 8 PAID ON 1061 710.87 Jun 4 Cividend XIUNX INC PACON 1798 521.42 Jun 10 Cividend ANALOG DEVICES INC PAID ON 1751 647.87 Jun 10 Cividend JOHNSON & JOHNSON COM PAD ON 1066 746.20 Jun 10 Cividend TARGET CORP PAID ON 1600 658.00 continued next page SDNY GM 00020559 CW70003005498909 NP7000293741 001302 C614 0305750% V123568550111000 Paye 23 of 102 CONFIDENTIAL EFTA_00I31179 EFTA01273386 4tUBS UBS Strategic Advisor Account name: Friendly account name: ir Your IIsandal Advisor. SCOTT STACK MANLYLE CASRIEL lune 2014 Account number. Account activity this month (contemn) Dale ActIdty Oescremon Amount (s) Dividend and interestiamirie (continued) Taxable dividends (continued) Jun 16 Dividend MCDONALDS CORP PAID ON 1018 824.58 Jun 16 Dividend NEXTERA ENERGY INC COM PAID ON 1162 842.45 Jun 23 Dividend 81.ACKROCK INC PAID ON 372 717 96 Jun 27 Dividend PEPSICOINCPADON 1154 755.87 Jun 27 Dvidend TRAVELERS COS 1NCITHE PAID ON 1152 633.60 Total taxable dividends $8,110.02 Taxable interest Jun 6 Interest 085 BANK USA DEPOSIT ACCOUNT AS OF 06'0914 2.11 Total taxable interest $2.11 Total dividend and interest income $8,112.13 Date Actlaty Dewnplion AnlOunt (4) Jun 26 fee Charged INITIAL FEE -367.91 Total professional management fees 4382.91 Date Actinty Desulpnon Amount 61 Other funds debited Jun 6 Transfer TO M235750100 -55,157.78 Jun 9 Transfer TO X235750100 -2.11 Jun 16 Transfer TO 235750100 -2,082.07 Jun 19 Transfer TO 235750100 -1,667.03 Jun 24 Transfer TO El 235750100 -717.96 Jun 30 Transfer TO Y1235750100 -1,389.47 Total other funds debited -$61.016112 Dale Activity DOICAPti011 Amount U) Money balance activities May 30 Balance forward $52,904.29 Jun 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,021.20 Jun 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,232.29 Jun 6 Deposit LC BANK USA DEPOSIT ACCOUNT AS Of 060914 2.11 Jun 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0906114 -$5,157.78 Jun 10 Withdrawal 1.1115 BANK USA DEPOSIT ACCOUNT AS OF 0909114 -2.11 Jun I I Deposit UBS BANK USA DEPOSIT ACCOUNT 2,082.07 Jun 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0916114 -415.04 Jun 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0919114 - 1,667.03 Jun 24 Deposit MS BANK USA DEPOSIT ACCOUNT 717.96 continued next pogo CNP700030064989IONP7000293741 00002 0614 03067500423568SW II gyykyGhtoodiese024 of 102 CONFIDENTIAL EFIA_00I31180 EFTA01273387 UBS Strategic Advisor Account name: GHIStAt'IE MAXWELL Your Financial Advisor: (SUBS June 2014 Friendly account name: Account number. SCC4J STACK MANLYLE CASkiEL Account activity this month (Contrittecn Date A (1,VII j Descmtion amount IS) Morley balance activities (continued) Jun 25 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 06124114 -717.96 Jun 30 Deposit IBS BANK USA DEPOSIT ACCOUNT 1,359.47 Fun 30 Closing UBS Beek USA Deposit Account $1,36947 The UBS Bart USA Deposit Account is your primary sweep colon SDNY GM 00020561 CNP700030064989I1NPI00O298741 00007 0614 030575004 M23568%011 T000 Pug* 25 of 102 CONFIDENTIAL EFTA_00131181 EFTA01273388 *UBS Yournotes '---=== amosmatEussesso 'I.. T.4=1 G. 0..226 of I Di CONFIDENTIAL EFT,00B1182 EFTA01273389 Important information about your statement LBS Fiuncal Services td. (the F im or UBS Anemia sent you the fen %Innen on which the error or The Finn, together with certain attains, ha also account held, you choose one of the following Stroket is a merrter of all orincisal Nosily, <annuity problem *Peered. purchased tpplowental protection. The maximum jinni objectiees' and colons exchages. 1.85 Fivrtial Selects and U3S - Prowle you- name rd acco.rt number Of any). amount payable to al eligible diets, (*Week iscin • Produce Cureentbwome. Ii.esbcno es seekng the Bank USA we rdrect subsitres of LBS AG and - Death& the ma or he transfer you are entre this protection is S500 million sr of December 10, 2013. generation a income crib.. affiliates of LES Setritin UC. The Five's I hotel about and 'eaten as clerk as yara can why you • Sardine Capraepprociat;oe Investment seeking statement is available upon noon. The FirMS nowt* believe • is an error a why youneed more klata to the pokycondit ad Batten, cash a growth of poxpal rather that the generation of offices are a: Ho-matron the Firm is further protecte ot Lp to $1.9 million n the morn?. — Proud. the &Aar anion d to suspected era aggregate for all you accounts held n a patioralar • Produce Combination ofincome and Capital LBS Sinennol Sinai M. capacity A hal ccpy of tie poky wiring is maileble Appreciation Mesiments seen* both the generation 1200 Harbor Boulevard The Firn or Cad Issuer Ma riontigete your ccmplaint Won request of name and 'myth of witjail. Weehawken, NJ 07086 and will correct anyerror skimp*. The SIPC protection end the supplemental protection Overoll ride precast Ibis aatement represents the any officiel record of yam Please note all checks pawbk to the Fern or he both do not apply to. LBS Financial Santos account. Other react rapt financial inititution indcated on tie front of to . Conan Tramiel Assets controlled by (and MLitt A • Conseevadve Seeks to marten nilel pax wt. with official tat docernent cottoning conflicting date should low Sc ad volatilty to the Learn owral, omen if nehmen had:Ili:rot° near acne fen accounts your account value) he held away from US$Fine-Ka that mewls the accost does not generate significant rot be relied is:alto° bete, there is an error cr may be subject to mailenaxe fees, changes for late Services (e.g.. certain(* cash al UBS Bat, (il cadn at income or nett and may rot keep pace with omission, please report it ermeciately narking to the parent for waits purthases and charges kr unpaid L85 AG Startedbranch (i) intern acctint, Ranch Manager et the office savingmut account. amounts in cashmetres. Accounts that ate transferred including warble amities, and (i0 shires of mutual inflation. ap other rotations may S subject to a transfer fee. trick where such hares are registered dienly h lot • Moderate: Wilk* to accept sane ride to pinta and Ail-cugh al figures shown we edended to be accurate. nave of the account holier on the books and wards tolerate some voted* to 'seek holler returns. statement data seculi not be used kr tat purposes Rely UBS Sweep Option of to applied* issuer or transfer agent); • Aggress*: Wiling to accept high Sc to ponnopal aid seek Goys-end tax forms, (he.. Form 1099. 5498. UBS offers options for sneepng cash bastes, biances high totality to seek highreturns over time. 10425, etc.) whinpreprergyour tu return. The Fini to bra. deposits at UBS Bale USA and UBS AG Sunken • Certain flextime* contracts or nestment nteest required by low to won to tie IRS all taxabk dividenek brads Erank Sweep Program), money nwkert nuked (r.g., limited partnashix and pirate placements) the Statement 'household:0( report** rause:26k chndends and tamable intact kr* (Money ands) and theIntonationalDeposit are rot registered ender tie Securities Act of 1503; We may consolidate all related account statements with eared en %tune's held on you accent net proceeds Accent ODAffor customers with a inemational ird the same Ws:henna* Mme envetpe. Accounts may al sale trareactexe, aid cost base cn amain covered Resource Mmagemeni Account. Though the Bank be related la this purpose because they have own* setritin. Sweep Pregame, cash balances re mom to UISEterk • Cormodites contacts (e.g, lemon entia-ge and who also maintain OH *core rehtionshps wit other USA up to at di-goblet...3 knI ad then to LBS AG pmborne.' ccntradE including futons antacts clients at the sane address. This practice's known as Communications with the Firm Stamford Brandt cr a Money Fund. Deposits at UBS ad tormodita' then contracts. • *Loth:king ' II you prefer to receite rdiedual . Please re-conform arty oral cormercatons in wing Bak USA are FDIC reefed in accordance with FDIC statements mated in separate envekpes — yOU may to funher protect your nits inclradrog your Ned oaks. For nxre neonatal please vat werwidiegov. the 51K protects:nand tlse suppkmental protection do decker householdong by atmyour F flannel Advisor. order the Swathes Mester Protection Act (SEA) Deposes at UBS AG StartedBrads red Owes of not apply so these assets eon4 they otherwise appear Money Funds ay rot nosed by the FCC. on yoa starergy. Ter SEC protection ad the Friendly accourt name • If thefinal nstitution cn the top left of the hart supplemental protection dot not protect agora changes the Fnendk accost name reflects alamnion that you of this statement is noeUBS Sinaloa Sakes, CBS throup the OA, wait* to cash balm., we swept to in the maim vale of yam investments (whether a a slued on the film's online *twee websrae, N e a Feenoal Services carries you- eaten a cleanng depose accounts at UBS AG New Yak Branch and CBS result of market monement, iSSuer bankruptcy cr customizable tnickurre' dusty by you to mein you taker by anargerrant web the rd sated ging-Oen AG Cayman Bunch Thew deposits ate not inured by °thawe) Mt gar recordkeepi*. It has *legal effect on your We Wormed yoe of this relationship when you the FCC. Balances Feld at the LBS AG Carnal Brach accost. You cal Minuet:es hiendk account names, opened this =ohm. h this case, yourIra and are tempera* exposed to the stereir ride of the More information is amid* loon nomest You may through 0i*ie Services or by contactegyourFraancial secant a-e located a LBS Rnancial Semites and rot Cayman glands, and there is no oparanete Cr other obtan trim neon/non abou SEC netting the 51K Advises. the iwodracng broke.. ad you mat make a tePon obligation of IBS AG to gypsy the Saxes while an the Brochure, by contacting SIPC a 202-371-8300 or by of rap error or minion to both firms. UBSC grans Breit. books. *rang the SIK **bait. sr YAW/.140‘041 Aegean overview • voile ofpow accouneborffoke Net of assets ad A N accant statements shall tie deemed complete ad Deposis at LES Bale LEA and eachUPS AG Etch are Dividend Re:we/bun Program (DPP) accurate a not objected to it wen; within 60 days. not protected by SIPC. Money Fund shires me protected The ate reflected is an average price. You m:cibtan • Asset hulas salable cash balances, valts for by SIPC. Ste *U3S Fiuncial Services Accuse Protection' the actual price km you Financial Advisor. 0y Wok remind scary list), and Global tine Deposits, • Please &vet customer complaints a inpiies to he bobw Worm se Dutchmen under DRIP; partial shares wil be urrealied meta to market, and certain assets not held Fim'sClhm Relations Penmen at 201-352-1699 trek rd the each wO be, deposited re your account. The by the Fim. Does rot include warted Senritiell assets atoll-free at 800-3Se-9103, 860 A.M. to 6:CO P.M. Upon you' retest, bale-cgs n ten Bare Sweep aviderd rerniesvnent price applied by to issuer may al the end of the prior and curent statement periods, or ET Monday through Frklas a in wire to LES Pregram or OA may be withdrawn and shares of a • from the man pia at which the panne shires prim* iwestnwits, invested stock options ad Financial Services K., Clive Relations Depalment, Money Fund my be liquidated, end the proceeds are sold emendable stock anions P.O. Box 766 Union City, NJ 07087. returned so you or sour se:wain acne. • Elates Include, debit Wirers culvert* rrorgn Cmlehelieu loans. credit the, Own octant balances. • in case of erten Or Oast tn; about an electronic Ferl-er formation about available weep options, Chap whole urns may be hekhn yet, accoutt. If you re • Casb/r•oney balances. Total of unimested amiable fads rennet EFT), bi puymm or UBS Vsedebit nnraing anent attest rates and yell, e arailabh at entitled to a patel use a a mull of a tiderd Paffnerll cash balances. plus UBS Bak LISA deposit bee-meth UBS card transaction, call 62-1000, or vet to UBS www Lb: comteseeprelt from your Financial Maar or otherwise, the Firm veil either sell anal wit at AG Starrett french deposit balances and money market Financial Sown he., 1000 Harbor Blvd, 6th floor. or by calling1106762.1000 menet peke a accept an amount tumbled by a mutt fund sweep Saxes, at the clase of he WeehaweereW 07086. ANm RIANBSA Serkes registered demi* agency, rod credit yon accari. gatemen period. NOWCOOMO6ty Vet credit balances in UBS Finaricial Services account protection your &court we rot segregated from other balances Cal a write as soon as you cary mu three yes theft°, is a member of the SeariteS Mental Protection Investment objectives as tie Fern may use any of these funds in the ordinary statement or receipt is wag or if you need more C apart,* (SIPC), wheh protect securities account, of the netters objectives and risk profile /respect to coursed is business. These funds we payabk upon infamahan *as a twofer on the statement or its members up so S500,000 (mixing S2B),000 for each account and may my between. Phase ache, the your darned. This total is included on he trent period reran. The Firm or Card Meer (as *Okekle)nuff dams kr cash) The SRC asset protection Imes alPV to Tern prompt), on wrartrof any signikant change on yow closing value. her from you no later that 60 days Ater he Fim all account tat you hold n a paliukr capacity. Mace situation Or nommen objectives. For each SDNY_GM_00020563 CONFIDENTIAL EFTA_00131183 EFTA01273390 Important information about your statement (Continued) Lending alternation you would anualy reek* h the market Prices ore — •Dstrto an to date may ',Ida return of — h aide ca to calmest:alreceived n connector for detarectrif°matron on the Finis lending makes obtained from vaious third party sources *ankh see capital. income a both wth the sale or danbaion ol a-rueir contracts and &clothes, refer to yes Client Relationship beleve to be mirth. but we do not garnet their — 'Carolum see • represents the initial Otero; andint investment trust units toots <lents, we Agemners or &cart Agreement aid the General accuracy. price per unit and may not (elect Will cost basis ands our affiliate meet resent sharing Toms ad Conditions UBS Statemerd of Credit fraction — We gem* um the closing pricewhen avabbee corrpensaka Iranmany of the insaance available in Agreements mdDithosures at he mean of tie bid and ask prices foisted • Restricted sewrities Restrded seoudgs generally companies underrating the retry contracts, rat combo-aintelnitgag sautes and colors a onY td prices fa OTC are rot current? Umble for publk sale. UBSFinaval athletes of to insurance <arcane, or sponsors of seothies. kviiices as Pe matt price of the unrestricted stock tetra imestment mos we distrbute. Versate - less activeD traded securities may be priced ushg of the sane issuer as an inputed value for to - Cur affiliates ako woke trading canrniskro and Your ustement itemises securities end other assets held valuation model or he moo recent prth we restricted stock for moon; of fins 'Women ond, To other conwersatt from rnsual finds and kith. secant at the end of the Staterthre period. You obtained and may not reflect an actual market price the erient that rearicled sectskies are thigh* la sale, tonne companies whose prOCIXtf we dstrbute. may ask for debt.), of fully paid smithies at anytime. or seat the wit teethed may be staantialk less than the - Siemer,* an annitl fee from UBS Bark OA and You may receive securities used as loan collateral after - Cereal) positions may appear without a price aid inpsed value tuna LIES AG Stanford Brant drip to $zs per accost prying any balance due on tem. Pry securities will show as *price was rot available if we are sweeping to the barks under the UBS Bat Sweep transierred tote Fan clsisg the Pathrent period are untie to obtain a pnce for award)* • En. Destirnated) inccene err yields end rata Frograth. listed at market rata as of the end of the Pathan - Deposits or stashes denominated 6 currencies An estinate of avual income is based an current period. other tan U.S. dollars are reflected at the en:hinge tidied aid interest rates, assuning tie acuities will Activity • Cost basis. In detemning the cost basis of he rate as of the statement date. be held for cat yea from statement date or until hbanatonregudrigcannissats and ogler charges smithies included in this statement, there indicated - Fa (then securities trading h non.conformag rMtseity. This narrate is orW a gadolne, security awned a coma cre with he oecutcrt of sada, well the number I, • UBS Fa-karat Services has relied okrarmatcro price and quavery (face ate) may rd continued income are not guaranteed including option transactions has beerthicluded cr.information &rained from sources other thanU8S have teen adisted to facilitateasp:a thusion — Estimated anal benne al current yield fa athrrntrons prerously Turreted to you. and will be Franoal 5ereices, including information Iran another To obtain current quoit:els, when starlit*, cornea cereal, toes of noshes could include a rein of provided to yOu wavily atrecpest. In,. a Matsumay haw provided to you Finarcial your Financial Adther. prncpalor capeal gars in thich case the est Adria* The Finn does not itleptedently verify a income 9rdcurrent yeti would be overstated. Shan selling situate* the acaracy or verify of ay in/orrnsion • Private Mestmethe and drodured produces. — Estimated anal icane rd earth yield and the f youth engaged in short wIli9 a security, youmay provided by sons other than UnFivricral Sepias. hinte mestment secuntirs (hcbding drect actual heart and yield rr4r be kwer a higher hoar a charge Os to certainbetroth-9 costs for that participation rywam and real estate investment trust than the slanted amounts. particular security. h aicitext although LDS Financial Seances generally searites) red structhed prodxts ale generally highly — An estivate of trusteed ncome (divdend anchor sedates this Harnett.' as it is maned, the firm Certain sin_ctsred procists how not hem interest) dialed by the anent market Open archer does not provide any asasances that the hfcrinatith registered wih the Securities and Excha- valsraverase balance is based on the last dividend Regarding open or •9:cdtiltcancelled* ceders tat trder "Cost basis- and 'Unrealized gar/loss' is Commission o- under any state mulles laws. We Of interest payment made by the issUer and were not *wafted by the statement date, open buy and accurate as of the date ol this statement. As such proede estimated reties for private avestmem arises he seas-Met deposes will be held for one ski stop orders are reamed by the anoure of divdends please do not ray on SW Hermitian to make wadis and structured products for inkomatkrul year from the statement date or until mattrity. rigus on an exdinderds a ethitts date unless pachase a rale dakions, tarter papaws a purposes only. Acasacs knot parantied. Accuracy ad continued weld me not &wanted instructed otherwise by ya.P. You are responsbk for otherwise. Accounts transferred to he Fin, may - These values may differ thostaktiaby kom aces. a orders that we Demised der coyote trim to caxel reflect ger-aloes rriamaticn oriRr for tie period of any, at Mich a prove itresanent security a • Assets not held by WS Francis( Services. Certain wasting open orders. tine they av held a the F rm !Wore historical structured rota may be boughs or sold and do assets me rot held by the Fern and nee satin the Hormel ca tat be ad:ledby yar Fauna Advisor. not necessarily represent the value you may receive Fern's possession or control. These assets de Privacy Loon Equitation, displayed on your statement for informational To obtain a copy of ax current Chan ninny Nara: • Untied gaits/losses Wien data is aaildok, - Third pary estimates of wt. av as a a certa6 purposes only. Positrons aid values presented me please contact your Francis' Achisor or visit our wash. estinated urearizsd gain9 lases we Wafted fa date and are sepplith to UBS Fina-cial Services on a Pined& by the issuing Inn UBS F retrial Senses S ate. inlaidsecret lots. Re transacts:In data for regular bass by an independent satiation tim. not reversible for Ds ?formation and des not rdirdst lots may or may not reflect commission, - Issuer, generalparents or scorner estimated rates, &minim os accuracy. These assets are rot wooed UBS Financial Services a not a bat The RSA& Busiest *urges amnia murky reorganization ma, it ry, are unified to the by Ow isauer, by SIC or he Finis supplemental SIC caverns. Services Account BSA and IRMA as brokerage accounts Dividend and °termnwstmmi lots rd systematic gennal pa-tner or sprsor and may be calculated which provide access so barking services aidproducts purchase lots are each combined to display one based on &fermi irtormation tan that used by • Revenue sharing and additional compensation. tough arrangements wdo affiliated bats and other ayeagedloll)* • Trade date • calms presents the thief parties 'admire ter estimated values. — In addition to commissions on sales and 12b1 fees thrdpary banks, and provides access to nsura-ce and crigrul transaction rade date. - You can obtain addianel Hennaed" regarding seethed ei correction wih the dStnbution of enmity prat& owed by InaBAiwd third-parry to methodology wed to determine the Minato of mutual lends to merlons we nuke our AIMS insurance companies through inura-fre agency • Callable securities Bands and ;referred stock that value and tie date of to inkrmation that is the naive r.Vonua 5lThanne Payments horn distributors subsidiaries of UBS Financial Services Inc. the swat cats for eair redemption wit be selected basis fate manate by corneae-9 your Fe-uncial ads advisees of the mAul funds that we sell. mpattO by lot Iran among all seo.reies of that Advisor. Theseanoints are based on two deferent Ineestment nsurace. and artilyproducts: islet held hour name or in nominee maw lee as - Thai party *stintednets my be reflected as COM:Onentf- tlY amantol &elm by UBS of a Not MSC inured • No bank gumanteth May Use volt clients. Call bathe tdennation is obtained from third •Not prkod* nsener I sit ations, the n partiuln mutual fund I amikr to our clam, and Cs) parties and is accuracy isnot guaranteed. Other <all idependent aWtion Inn has not toppledor is the asset value of a palkulv mutual fund I amikis RUA. Retie& Management Accord, Business Services teases maybes' *Itch cculd affect yeti complete u nable to assign a value, when we become avare Dares held at tie Irrn Account 85A, BMA and alternation& Resource *dentate:In ellbe provided upon request that a Merit event has &oared that may call a — We and as aflathe also recewe nemaking and Management Accord are registered service marks of pent.* reported wit it* question, or then a embus processing lees in consideration for UBS Fruncial Services Inc • Certificates of deposit (CDs) CDs are FDIC inured value would be highly specuLative due to he nesse Nader agent Wein thee we pow& to the it to S293,000 h privioal and accrued interest per of the seardy. rrukal fads. Thew leesgenerally are pad from Visa *passe is a registered senice mirk of Visa deposior ad pm rieposityinaitutit, inaxcadance - When neither al suer, general pane or sponsor investor math h the mutual fund and are a (wed International uBs Via Swathe cede cards and CBS wain WI( rules. *stinted sate ma a thrthpany estimated vat* if dela amount based on the outer of accounts at yea debt cards we isted by UBS Bark USA with mad the value of the scanty will be different the brokerdeake holdngmaul& hands of that fund prinnoion from Vas U.S A Incorporated. • Prethealua hat dirtied for securities and deer Iran its purchase price. family products may be higher or lower than Device that UBS Financial Stevie's Inc Mv. 201402 SDNY_GM_00020564 CONFIDENTIAL EFTA_001 3 1 184 EFTA01273391 44) UBS yes Frianoal Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York. NY 10171.0002 July 2014 CNP7005789425071 X2. 0 GHISLANE MAXWELL 116 E 651I-1 STREET NEW YORK NY 10065-7007 Account name: GHISLANE MAXWELL Friendly account name: Indry Account number. S5 Your Nnandal Advisor- SCOTT STACKMAN/LYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on June 30 (5) on July 31 (5) account 029323568 Your assets 2,071,921 44 1,597,952.47 Visit our website: Your liabilities 0.00 aoo www.ub5cornifinanciaiseivices Value of your account 12,071,921.44 51,597,952.47 Sources of your mosunt growth Tracking the value of your account during 2014 Value of your account $ Thcu, anc$ at year end 2013 40.00 Net deposits end 0'1a wittdraii/M $1,525,578.34 1,598.0 Your nvestrnent return Dividend and interest income 421,884 84 Change m rnarkot vAue $`5.48929 Value of your account on Jul 31, 2014 $1,597.952.47 Jun 2014 JJ 2014 SDNY GM 00020565 Member SIPC C HP70303005783425 NV7003183665 00002 0714 030579004 Y173 568S50 010000 Page 9 of 100 CONFIDENTIAL EFTA_00131185 EFTA01273392 SUBS UBS Strategic Advisor July 2014 Account name: Friendly account name: Account number: (3,u • ir I‘14,,VvEU. Your h!modal Advisor SCOTT STACK MAHLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 31 ($) your account A Cash and money balances 0.00 0.00% Your current asset allocation co B Cash alternatives 0.00 0.00% C Equities 1,597,952.47 100.00% D Fixed income 0.00 a00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other 0.00 000% Total assets 11,597,952.47 100.00% C Value of your account $1,597,952.47 Eye on the markets Percentage change Index July 201A Year to daW S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC - Europe, Australia & Far East -1.96% 3.08% Barclays Capital U.S. Aggregate Bond Index -0.25% 3.66% Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% 00,70.X9005709426NP700318366500032 0714 0305750N VI 23568S500lailiyGtkoccabsegi0 of 100 CONFIDENTIAL EFTA_00131186 EFTA01273393 UBS Strategic Advisor Account name: Your Si sandal Advisor friendly account name: SCOTT STACKMANLYLE CASRIEL Account number. Change in the value of your account Summary of gains and losses Values ',ported Plow exclude products for which gaits and losses ate not classified My 20i (3) Year to date (I) Realized gains and losses Unrealized Opening account value $2,071,921.44 $0.00 July 2014 (1) Year to date (1) gains and bsses (1) Deposits, including investments transferred in 5,920.06 1,994,881.82 Short term -7,125.69 -7,125.69 10,598 07 Withdrawals and fees, Long term 57,725 77 57,725.77 219,382 33 including investments transferred Total $50,600.08 $50,600.08 $229,980.40 cut -407,919.15 -469,303.48 Dividend and interest income 3,421.46 21,884.84 Change in market value -75,391.34 50,489.29 Cash activity summary See Account activity the month tot decals. &lances In your Sweep Options are indueedin the cpereng and Closing account value $1,597,952.47 51,597,95247 closing balances raw. FDIC insurance applies only to deposits a UBS Bank USA, nol to deposits at U8S AG. Starriord 9anch or bank deposits placed through the UBS Intemaiona Depose Account reopen,. SIPC protection applies to money market sweep find holdings but rot bare deposit. Stir important ineatmation about yeti' statement on the lag two pages Cl this document for deals. Dividend and interest income earned July 2014 (1) Year to date (S) For polocryts of iris statement, ta.ab:,ty of 'nines] an1dpecien0 income has been determined (WM a US Opening balances $0.00 $0.00 tat pirating Derwin-link eared upon the residence of the account holcbt account type, or product type some interest ardor dvidend payments mar not be subiect to United St*es (US) ardor Puerto Rico (PR) Additions income tares. The tient Monthly Statement is not intended to be used and tamed tie reled upon for tar purposes. Clients should refer to the applicable tar reporting forms they recent. from 185 smugly, such as Deposits and other funds credited 5,92006 48,841 01 the forms 1099 and the cams 480. fa tar rePallio0 information. It IS the precut of U85 to file the aveicatle tar reposing forms with the US kiterna Revenue Semite and PR TreaSury DelSarTMenT. *Xi In Dividend and interest income 3,421.46 21,884.84 sue h forms accurately clstify decenct aria or interest as lac exempt or takethe incase. Mese consult ycul incivdtral tax preparer Proceeds from investment transactions 398,577.63 398,577.63 July 201 4 (S) Year to date IS) Total additions $407,919.15 $469,303.48 Taxable dividends 3,421 46 21,880 36 Subtractions Taxable interest 0.00 4.48 Professional management fees and related services -2,611.19 -2,979.10 Total current year $342146 $21,884.84 Other funds debited -405,307.96 -466,324.38 Total dividend & interest S3A21A6 $21,884.84 Total subtractions -$407,919.15 -5469,303.48 Closing balances $0.00 $0.00 SDNY GM 00020567 CrIP70308305789427NP70031$3665 COCO? 0714 030575004 Y123568SSO 010000 Page 11 of 100 CONFIDENTIAL EFTA_0013 I 187 EFTA01273394 SUBS UBS Strategic Advisor July 2014 Account name: Friendly account name: Account number: Your lquendel Advisor. SCOTT STACK MANY LYLE CASR1EL UBS Bank USA Deposit Account APY Interest period Am 6 - Jul 7 Opening UBS Bank USA Deposit balance Jun 6 555,159.89 Closing UBS Bank USA Deposit balance Jul 7 saoo Number of days in interest period 32 Average daily balance $481.81 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fthancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in imponant information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive investment eligibiSty consideration - None selected Your account instructions • •• it • - r , f.t —psirig method is FIFO, First In, First Out. CNP7000,A)05789428 NP70C0189665 00002 0714 D30575004 Y1235685.5001%ftyGht00011601812 of I CO CONFIDENTIAL EFTA_00131188 EFTA01273395 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Financial Advisor: *UBS lUly 2014 Friendly account name: Account number. SCOTT STACK MAY/ LYLE CASNEL Your assets Some prices, income and current vdues sham may be approximate. Asa resat. gains andlosses ma/ not be accurately reflected. See importer),leaaretason aboux your statement a the end of this dxument (or more 'Mansion Cash Cash and money balances OperingbdaXe Closing 658%e Pke per snare merage Dr/Wend interest Darr In ricking on Jul 1(1) on ha 31 (l) on rul 31 (I) rate period period Cm amount a) Cash -1,389.47 0.00 tl85 BANK USA CEP ACCT 1,389.47 0.00 250,000.00 Total $0.00 $0.00 Equities Common stock Purchase pricer Trade Mabel my* price Price per share velue on unreanzed Hddno Hddng date of shares per share (1) Coe basis ($) on Jul 31 or Jul 31 (S) gain a loss (S) Onslod ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAI: 42,591 Current yield: 2.984/0 Nov16, 11 13.000 37 316 485.12 49.630 645.19 160.07 LT Nov 17, 11 13.000 35393 460.12 49.630 64519 185.07 LT Nov18, 11 35.000 35.502 1,242.58 49.630 1,737.05 494.47 LT Nov21, It 18.000 34371 618.68 49.630 893.34 274.66 LT Nov22, II 15.000 33.338 500.07 49.630 744.45 244.38 LT Nov23, 11 22.000 32.655 718.43 49.630 1,091.86 373.43 LT Nov 25, 11 7.000 32.460 227.22 49.630 347.41 120.19 LT Nov 28, 11 30.000 32.951 988.55 49.630 1,488.90 500.35 LT Nov29, II 18.000 33.472 602.51 49.630 893.34 290.83 LT Nov29, II 5.000 33.622 168.11 49.630 248.15 80.04 LT Apr 24,12 30.000 37.567 1,127.01 49.630 1,488.90 361.89 LT lan 23,13 1,056.000 43209 45,628.81 49.630 52,409.28 6,780.47 LT Apr 22. 13 489.000 42,447 20,756.68 49.630 24,269.07 3,572.39 LT Security total 1,751.000 41.990 73,523.89 86,902.73 13,378.24 continued next page SDNY GM 00020569 CNP10003005769429NP7000193665 00002 0714 030575004 VI 23 568550 010000 Peg. 13 of 100 CONFIDENTIAL EFTA_00131189 EFTA01273396 Account name: GHISLA1NE MAXWELL *UBS U BS Strategic Advisor July 2014 Friendly account name: Account number. Your lq sandal Advisor, SCOTT STACK MANTLYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase pace/ Trade Weber Average price Pete per share Vdueon Unrealized Hddng Hddng date of than per sham (S) Con bask (S) orth131(I) Jul 31 (S) win of loss (S) period AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 82,442 Current yield: 2.36% Aug 4,11 146.000 48.469 7,076.53 81.310 I 1871 26 4,794.73 LT Aug 12, 11 4.000 46.880 187.52 81.310 325.24 137.72 LT Jan 23,13 767.000 59.890 45,936.09 81.310 62364.77 16,428.68 LT Apr 22. 13 355.000 65.098 23,110.04 81.310 28,86505 5,755.01 LT Security total 1,272.000 59.992 76,310.18 103,426.32 27,116.14 BAXTER NTL INC Symbol: BAX Exchange: NYSE EAI: $3,236 Current yield: 2.78% lun 20, 12 30.000 51.594 1,547.84 74.690 2,240.70 692.86 LT Jun 20, 12 17.000 51.522 875.89 74.690 1,269.73 393.84 LT Jun21.12 29.000 52.077 1,510.25 74.690 2,166.01 655.76 LT Jun21,12 7.000 51.500 360.50 74.690 522.83 162.33 LT Jun21,12 5.000 52.216 261.08 74.690 373.45 112.37 LT Jun 22, 12 61.003 51.890 3,165.29 74.690 4,556.09 1,390.80 LT Jan 23,13 768000 66.658 51,193.80 74.690 57,361.92 6,16& 12 LT Apr 22, 13 355.000 69.318 24,608.00 74.6% 26,514.95 1,90695 LT Sep 19, 13 74.000 72.165 5,340.28 74.690 5,527.06 186.78 ST Sep 19, 13 6.000 71.875 431.25 74.690 448.14 1689 sr Sep 19, 13 3.000 71.880 215.64 74.690 224.07 &43 ST Sep 20, 13 47.000 71.987 3,383.41 74.690 3,510.43 127.02 ST Oct 3, 13 154.000 64.600 9,948.49 74.690 11,502.26 1,553.77 ST Security total 1,556.000 66.094 102,841.72 116,217.64 13,375.92 BLACKROCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 2.53% Oct 5, 12 7.000 189.932 1,329.53 304.730 2,133.11 803.58 LT Oct 5, 12 3.000 187.820 563.46 304.730 914.19 350.73 LT Oct 5, 12 2.000 186670 373 34 304.730 609.46 236.12 LT 0(18,12 8.000 188.783 1,510.27 304.730 2,437.84 927.57 LT Oct 9, 12 15.000 189.1% 2,837.79 304.730 4,570.95 1,733.16 LT Oct 9,12 2.000 189.010 37802 304.730 609.46 231.44 LT Oct 10, 12 3.000 187.720 563.16 304.730 914.19 351,03 LT Oct 10. 12 2.000 187.670 375.34 304.730 609.46 234.12 LT continued next page CNP7000300.3789430 NP1000i 89665 00002 0714 030575004 23568550m igthriy_sm_ocollgsg014 of 100 CONFIDENTIAL EFTA_0013 1190 EFTA01273397 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your hnancial Advisor: UBS July 2014 friendly account name: Account number: SCOTT STACK MAN/LYLE CASRIEL Your assets . Equities Common stock (continued) Purchase cow Trade timber Average pdce Price per share Vdue on unrealzed sioldng Fiching date of stores per shme (1) Cost basis (S) onlui3i(t) Jut 31 (t) on or loss (1) period Oct 10, 12 2.000 187.995 37599 304.730 609.46 233.47 LT Jan 23,13 224.000 236.966 53080.41 304.730 68,259.52 15,179.11 LT Apr 22, 13 104.000 251.093 26,113.69 304.730 31,691.92 5,578.23 LT security total 372.000 235218 87,501.00 113,359.56 25,858.56 CATERPILLAR INC Symbol. CAT Exchange. NYSE EAI: 33,108 Current yield: 2.78% Jun 19, 13 72.000 84.718 6,099.75 100.750 7,254.00 1,154.25 LT Jun20, 13 121.000 83.141 10,060.15 100.750 12,190.75 2,130.60 LT Jun20, 13 78.000 83.030 6,476.39 100.750 7,858.50 1,382.11 LT JLO 21, 13 204.000 82.904 16,912.44 100.750 20,553.00 3,640.56 LT Jun 24, 13 111.000 81.517 9,04846 100.750 11,183.25 2,134.79 LT Jun 25, 13 73.000 82.354 6,011.86 100.750 7,354.75 1,342.89 LT Jun26, 13 69.000 82.259 5,675.90 100.750 6,951.75 1275.85 LT Jun 27. 13 141.003 82.951 11,696.12 100.750 14,205.75 2,509.63 LT Jun 27, 13 7.000 82.925 580.48 100.750 705.25 124.77 LT Jim 28, 13 169.000 82.774 13,988 92 100,750 17,026.75 3,037.83 LT Jul 1, 13 65.000 82.781 5,380.78 100.750 6,548.75 1,167.97 LT Security total 1,110.000 82.821 91,931.25 111,832.50 19,901.25 COLGATE PALMOUVE CO Symbol: CI Exchange: NYSE EAI: 32,172 Current yield: 2.27% Aug 4,11 174.000 41.632 7,244.05 63.400 11,031.60 3,787.55 LT Aug 12, 11 4.000 42.450 169.80 63.400 253.60 83.80 LT Jan 23,13 910.000 54240 49,358.63 63.400 57,694.00 8,335.37 LT Apr 22.13 420.000 59.788 25,111.32 63.400 26,628.00 1,516.E8 LT Security iota 1,508.000 54300 81,883.80 95,607.20 13,723.40 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Current yield: 3.27% Aug 4,11 191.000 36265 6,926 77 50,150 9,57865 2,651.88 LT Aug 12, 11 5.000 35.754 178.77 50.150 250.75 71.98 LT Jan 23,13 1,001.000 41387 41A28.89 50.150 50200.15 8,771.26 LT Apr 22, 13 464.000 50.287 23,333.21 50.150 23,269.60 -63.61 LT Jun 17, 13 148.000 49.739 7,361.45 50.150 7,422.20 60.75 LT continued next page SDNY GM 00020571 C40113003005761431 NPT000169665 00002 0711030575004 Y123568550010000 Page IS of 100 CONFIDENTIAL EFTA_001131 EFTA01273398 * UBS UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your linandul Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL July 2014 Account number. Your assets . Equities . Common stock (continued) Purchase pace Trade Weber Average pike Pete per shoe VtNeon theettlzed Hddng lathing data of shares pat than (I) Cost basis (S) onid31(5) iu131 (S) gain or loss (5) period Jun 18.13 73.000 49.836 3,638.07 50.150 3,660.95 22.88 LT Security total 1,882.000 44 031 82,867.16 94,382 30 11,515.14 JOHNSON & JOHNSON COM Symbol: .INJ Exchange: NYSE (Al: 42,985 Current yield: 2.80% Aug 4, I 1 123.000 62377 7,67238 100.090 12311.07 4,638.69 LT Aug 12, 11 3.000 63.730 191.19 100.090 300.27 109.08 LT Jan 23,13 642.000 72.736 46,696.71 100.090 64,25738 17,561.07 LT Apr 22.13 298.000 84.721 25,247.10 100.090 29,826 82 4,579.72 LT Security total 1,066.000 74.866 79,007.38 106,695.94 26,888.56 MCCONAIDS CORP Symbol: MCD Exchange: NYSE (Al: 43,298 Current yield- 3.43% Aug 4,11 95.000 84.969 8,072.06 94.560 8.983.20 911.14 LT Aug 12, 11 3.000 85.910 257.73 94.560 283.68 25.95 LT Nov29, 12 8.000 86.456 691.65 94.560 756.48 64,83 LT Jan 23,13 555.000 93.053 51,644.75 94.560 52,480.80 836.05 LT Apr 22. 13 2%.000 99.318 25,326.32 94.560 24,112.80 -1,213.52 LT Sep 19, 13 78.000 97.879 7,634.63 94.560 7,375.68 -258.95 ST Sep 19, 13 22.000 97.425 2,143.36 94.560 2,080.32 -63.04 ST Sep 19, 13 2.000 97.830 195.66 94.560 189.12 -6.54 ST Security total 1,018.000 94269 95,966.16 96262.08 295.92 luCCERA ENERGY INC COM Symbol: NEE Exchanger NYSE CAI: 43.370 Current yield: 3.09% Aug 4,t1 134.000 52.960 7,096 75 93.890 12.581.26 5,484.51 LT Aug 12, 11 3.000 52.530 157.59 93.890 281.67 124.06 LT Jan 23,13 700.000 71.610 50,127.21 93.890 65,723.00 15,595.79 LT Apr 22, 13 325.000 79.757 25,921.06 93.890 30,514.25 4,593.19 LT Security total 1.162.000 71.689 83,302 61 109,100.18 25,797.57 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAT: $2,791 Current yield: 2.95% Feb 12. 14 148.000 92.171 13,641.35 97.710 14,461.08 819.73 ST Feb 12. 14 117.000 92203 10,787.77 97.710 11.432.07 644.30 ST Feb 12, 14 32.000 92215 2,950.91 97.710 3,126.72 175.81 ST Feb 12. 14 7.000 92.065 644.46 97.710 683.97 39.51 ST continued next page CNP70009005789432 HP703018666500002 0714 030579304 7123568550 0i(61§4yGM0002.1W216 of 100 CONFIDENTIAL EFTA_00131192 EFTA01273399 Account norm: I I X ELL UBS Strategic Advisor Your Financial Advisor: UBS JUly 2014 Friendly account name: Account number. SCOTT STACK MAKI KY LE CASIkiEL Your assets Equities . Common stock (continued) Purchase pricer Trade Humber AVtlogit puce Plitt per share Vdue on lirredlted Hddng Hddng date of shares per shame (I) Coo bads (S) on H131 (I) Jul 31 (6 gain a loss ft) period Feb 13, 14 110.000 92.095 10,130:45 97.710 10,748.10 61365 ST Feb 13, 14 68.000 91.911 6,250.00 97.710 6,644.28 394.28 ST Feb 13, 14 33.000 91.560 3,021.49 97.710 3,224.43 202.94 ST Feb 13, 14 6.000 91.615 549.69 97.710 586.26 36.57 ST Feb 14, 14 334.000 95.389 31860 13 97.710 32,635.14 775.01 ST Feb 18, 14 114.000 96.023 10,946.72 97.710 11,138.94 192.22 ST Security total 969.000 93.687 90,782.97 94,680.99 3,898.02 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 13,023 Current yield: 2.97% Aug 4, I 1 115.000 63.979 7,357.65 88 100 10,131.50 2,773.85 LT Aug t2, 11 3.000 63.023 189.07 88100 264.30 75.23 LT May 16, 12 6.000 68.535 d1 1.21 88.100 528.60 117.39 LT Oct 24, 12 1.000 68.690 68.69 88.100 88.10 19.41 LT Oct 25, 12 2.000 68.810 137.62 88 100 176.20 38.58 LT Oct 26. 12 1.000 68.890 68.89 68.100 88.10 19.21 LT Oct 31, 12 1.000 69 370 69.37 88.100 88.10 1833 LT Nov6, 12 1.000 69370 69.37 89.100 88.10 18.73 LT Nov 7, 12 1.000 69.150 69.15 88.100 88.10 1895 LT Nov8, 12 2.000 69.090 138.18 88.100 176.20 38.02 LT Jan 23,13 699.000 72.166 50,444.31 88.100 61,581.90 11,137.59 LT Apr 22. 13 322.000 82.251 26.48485 88.100 28,368 20 1,883.35 LT Secuity total 1,154.000 74.097 85,508.36 101,667.40 16,159.04 PROCTER & GAMBLE CO Symbol: PG Exchange: NYSE EAI: 42,919 Current yield: 3.33% Aug 4,11 118.000 60.103 7,092.22 77.320 9,123.76 2,031.54 LT Aug 12, 11 3.000 60.896 182.69 77.320 231.96 49.27 LT Jan 23.13 619.000 69.941 43,293.73 77.320 47,861.08 4,567.35 LT Apr 22, 13 286.000 81.332 23,261.18 77.320 22,113.52 -1,147.66 LT Apr 24, 13 108.600 77.762 8,39832 77.320 8350.56 -47.76 LT Security total 1,134.000 72.512 82,228.14 87,680.88 5,452.74 continued next page SDNY GM 00020573 CNP70003005769433 NP7000193665 00002 0711030575004 Y123568550010000 Pogo 17 of 100 CONFIDENTIAL EFTA_00131193 EFTA01273400 *UBS UBS Strategic Advisor luly 2014 Account name: GHIStANE hte,<WELL Friendly account name: ird Account number. Your It sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase pacer Trace ',umber Average pace Price per snare Value on Unrealized Halting Hddng date of share: per OM, (S) Con bags (S) on lur 31(1) na 31 (1) gain or loss (I) Coned TRAVELERS COS INOTHE Symbol: TRV Exchange. NYSE EAF $2,534 arrant yield 2 46% Apr 24, 12 20 000 63 432 1,26864 89.560 1,791 20 522.56 LT Apr 24, 12 4.000 63350 25140 89.560 358.24 104.84 LT Apr 24, 12 1.000 63.560 63.56 89.560 89.56 26.00 LT Apr 25, 12 10.000 63 520 635 20 89.560 895.60 260.40 LT Apr25. 12 10.003 63.617 636.17 89.560 895.60 259.43 LT Apr25. 12 10.000 63 659 636 59 89.560 89560 259.01 LT Apr 25, 12 2.000 63.545 127.09 89.560 179.12 52.03 LT Apr 25, 12 2.000 63.645 127.29 89.560 17912 51.83 LT Apr 25, 12 2.000 63.745 127 49 89.560 179.12 51.63 LT Apr 26. 12 5.000 63.928 319.64 89.560 447.80 128.16 LT Apr 26, 12 2.000 63920 127 84 89.560 17912 51.28 LT Apr 26, 12 2.000 63.930 127.86 89.560 179. 12 51.26 LT Apr 26. 12 1.000 63.720 63.72 89.560 89.56 25.84 LT May 1, 12 15.003 64 637 969 56 89.560 1,343.40 373.84 LT May 1. 12 6.000 64.715 38829 89.560 537.36 149.07 LT May 1, 12 6.000 64 975 389 85 89.560 537.36 147.51 LT May 1, 12 2.000 64 850 129.70 89.560 179.12 49.42 LT May 1, 12 1.000 64.820 64.82 89.560 89.56 24.74 LT May 2, 12 7.000 64 374 45062 89.560 62692 176.30 LT May 2, 12 4.000 64 410 257.64 89.560 358.24 100.60 LT May 2, 12 2.000 64 320 128 64 89.560 179.12 50.48 LT May 3, 12 4.000 64 960 259 84 89.560 358.24 98.40 LT May 3, 12 2.000 64.675 129.35 89.560 179.12 49.77 LT May 3, 12 2.000 64.910 129 82 89.560 17912 49.30 LT Jan 23,13 629.000 77.560 48,785.62 89.560 56,333.24 7,547.62 LT Apr 22, 13 290.000 84.719 24,568 68 89.560 25,972.40 1,403.72 LT May 22, 13 111.000 83.807 9,302.58 89.560 9,941.16 638.58 LT Security total 1,152.000 78.533 90,469.50 103,173.12 12,703.62 continued next page CNP7C009005769434NP70C0188665C0CO2 0714 030575004 7123568550 01ifflitly Gropooterile of I CO CONFIDENTIAL EFTA_001 3 1194 EFTA01273401 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nancial Advisor: UBS 1Uly 2014 Prie nd ly account name: Account number. SCOTT STACK MAN LY LE CA F(IEL Your assets Equities . Corn mon stock (continuel rurcrkre Eind rack Humber Average prke Prke per share Wlue on Linrealized Holcing Hddng date of item per shene (S) tort tels (S) on1u131 (5) 1u13i (S) gain or Ion (S) pericd UNITED PARCE'. SERVICE NC CL B Symbot UPS Exchange NYSE EAI: $2,843 Cirent yield: 2.76% Sep 19, 13 82.000 91.779 7,525.90 97.090 7,961.38 435.48 ST Sep 19, 13 19.000 91.625 1,740.88 97.090 1,844.71 103.83 ST Sep 20, 13 107.000 91.805 9,82318 97.090 10,388.63 565.45 ST Sep 20, 13 26.000 91.835 2,387.71 97.090 2,524.34 136.63 ST Sep 23,13 93.000 91.049 8,467.59 97.090 9,029.37 561.78 ST Sep 24. 13 93.000 91.612 8,520.00 97.090 9,029.37 509.37 ST Sep 24, 13 41.000 91.663 3,758.20 97.090 3,980.69 222.49 ST Sep 25, 13 62.000 91.138 5,65036 97.090 6,019.58 369.02 ST Sep 25.13 11.000 91.090 1,001.99 97.090 1,067.99 66.00 ST Sep 26, 13 64.000 91.489 5,855.30 97.090 6,213.76 358.46 ST Sep 27, 13 54.000 91.117 4,920.33 97.090 5242.86 322.53 ST Sep 30, 13 46.000 91.475 4,207.86 97.090 4,466.14 258.28 ST Oct 1, 13 46.000 91.668 4,21623 97.090 4,466.14 249.41 ST Oct 1, 13 6.000 91.650 549.90 97.090 582.54 32.6d ST Oct 2, 13 61.000 91.128 5,558.84 97.090 5,922.49 363.65 ST Oct 2, 13 19.000 91.067 1,730.29 97.093 1,844.71 114.42 ST Oct 3, 13 55.000 90337 4,96858 97.090 5,339.95 371.37 ST Oct 4, 13 55.000 90.653 4,985.96 97.090 5,339.95 353.99 ST lao 17,14 121.000 99.231 12,007.00 97.090 11,747.89 -259.11 ST Sectrity total 1,061.000 92250 97,876.80 103,012.49 5,135.69 >31.1NX INC Symbol: XLNX Exchange: OTC EAI: 12,086 Cirent yield: 2.82% Sep 7, 12 25.000 34.770 869.27 41.130 1,028.25 158.98 LT Sep 7, 12 5.000 34.846 17423 41.130 205.65 31.42 LT Sep 10, 12 37.000 341345 1,289.29 41.130 1.521 81 232.52 LT Sep 10, 12 3.000 34.660 103.98 41.130 123.39 19.41 1.7 Sep 11, 12 20.000 34.853 697.06 41.130 822.60 125.54 LT Sep 12, 12 18.000 35.006 630.11 41.130 740.34 110.23 LT Sep 13, 12 21.000 346736 732.61 41.130 863.73 131.12 LT Sep 14, 12 19.000 35.536 675 19 41.130 781.47 106.28 LT fige SDNY urane" CNP70003005789435NPI00016/366500M 0714 030575004 VI 23568550010000 Page 19 of 100 CONFIDENTIAL EFTA_00131195 EFTA01273402 T UBS Strategic Advisor July 2014 Account name: Friendly account name: GHISLAINE MAXWELL Your Ignancid Advisor: SCOTT STACK MANLYLE CASRIEL Account number: Your assets . Equities . Common stock (continued) Purchase pus Trade master Average price Price per Ohre Valueon Unrealized Hotting Wising date of sheen per share (S) Cost basis (S) orilul31(S) lu13I (S) gain ot loss (S) period Sep 17,12 7.000 35.151 246.06 41.130 287.91 41.85 LT Oct 24, 12 3.000 32.523 97.57 41.130 123.39 25.82 LT Oct 25, 12 5.000 32.522 162.61 47.130 205.65 43.04 LT Oct 26, 12 3.000 32.776 93.33 41.130 123.39 25.05 LT Oct 31, 12 1.000 32.770 32.77 41.130 41.13 8.36 LT Nov 1,12 2.000 33.360 66.72 41.130 82.26 1554 LT Nov1,12 1.000 33.520 33.52 41.130 41.13 7.61 LT Nov1,12 1.000 33.530 33.53 41.130 41.13 7.60 LT Nov2, 12 1.000 33.550 33.55 41.130 41.13 7.58 LT Nov5, 12 1.000 33.190 33.19 41.130 41.13 7.94 LT Nov6, 12 3.000 33886 101.66 41.130 123.39 21.73 LT Nov7,12 2.000 34.025 68.05 41.130 82.26 14.21 LT Nov7,12 1.000 33.910 33.91 41.130 41.13 7.22 LT Nov 8. 12 4.000 34.032 136.13 41.130 164.52 28.39 LT Nov8,12 1.000 33.860 33.86 41.00 41.13 7.27 LT Nov28, 12 4.000 34-312 137.25 41.130 164.52 27.27 LT Nov28.12 3.000 34.410 103.23 41.130 123.39 20.16 LT Nov29, 12 15.000 34.583 518.75 41.130 61695 9820 LT Nov29, 12 3.000 34.493 103.48 41.130 123.39 19.91 LT Jan 23.13 1,087.003 36.805 40,008 01 41.130 44,708.31 4,700.30 LT Apr 22, 13 502.000 35.691 17,917.23 41.130 20,647.26 2,730.03 LT Sk'CLrily 101ar 1,798.000 36.246 65,171 15 73,951 74 8,780.59 Total 91,367,972.07 $1,597,952.47 1229,980.40 Total estimated annual income: $45,356 Your total assets Percemaged Cost Estrnated Unredrzed Value on lul 31 ($) Your account bass 01 annual income it on or loss (t) Equities Common stock 1,597,952.47 100.00% 1,367,972.07 45,356.00 229.980.40 Total $1,937,952.47 100.00% $1,367,972.07 $45,356.00 $229,960.40 OW70003005709436 NP7000189665 00002 0714 030575004 23568=04figiliy_Gm_00011este0 of 100 CONFIDENTIAL EFTA_00131196 EFTA01273403 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi nandrá Maison Friendly account name: Ind *UFS lult' 2014 Account number. SCOTT STACK MANILYLE CASRIEL Account activity this month Date Adháty Descdpelon Arrounl Deposita and otber funds credited Jul 14 Transfer FM X235750100 2.611.19 Jul lat Transfer FM E23575 0100 3.308.87 Total deposita and other funds credited 15.920.06 Dat Aahtly DeSCriptIOn ~Dunt IS) Dividend and intecistiacorne Taxable dividends Jul 1 Dodend AUTOMATIC DATA PROCESSNG1NC PAID ON 1272 610.56 Jul 1 Dodend BAXTERINFLINC PA1D ON 1556 809.12 Jul 8 Dvidend IWNOIST004. WORKS INC PAIDON 1171 491.82 Jul 15 Dodend OCCIDENTAL PETROLEUM CRP PAID ON 969 697.68 lul 17 Dodend STAPLES INC PAID ON 6769 812.28 Total taxable dividends 53.421416 Total dividend and interest interne 53,421.46 Dat ACthely DeSC(0110n kreunt (5) Pees Jul 24 Fee Charged QUARTERLY FEE -2.611.19 Total professional manegemeat lees 42.611.19 new Aditely ObligibOn Amotell (S) Other funds debited lult Transfer TO 123571 7100 -1,419.68 lul 9 Transfer TO 1235750100 -491.82 Jul 18 Transfer TO X235750100 -402,698.78 Jul 25 Transfer TO 235750100 E -697.68 Total ether funds debited 4445.307.96 Investment tra nsactions Fot more Information San the pace/va:ut shown for reftelatd SKUIRIPS, SIP important Mlorrnatbn about your statement at the end of thr. downent eroceeds Iran Funds Investment v4thdreem iv A(crued Date ACtaity Descroton Quanlity vave (t) Pure ($) tansactIons innam/Aa boor (S) Interes1 (I) lul 18 Sok CONOCOMILIPS -1/180.030 84 755000 125,434.63 lul 18 Sold ILLINOIS 7COL WORKS -1,171.000 86 303200 101,058.82 Jul 18 Sold STAPLES INC -6,769.000 11 121734 75,281.36 contmued next page SDNY GM 00020577 C zuP7030?305789437 NV70031%565 00032 0714 030575004 Y123560550010000 Page 21 of 100 CONFIDENTIAL EFTA_00B 147 EFTA01273404 4tUBS UBS Strategic Advisor July 2014 Account name: CHISLANE MAXWELL Friendly account name:Ind Account number: • Your li nandal Advisor, SCOTT STACK MAHLYLE CASRIEL Account activity this month (contrived Investment transactions (continued) Proceeds tram Funds insestment wthdrawn fa Accrued Cute Actnety Desception Quantity Value (S) Pnce (S) transactions CS) insesiments bougu (S) 'merest IS) Jul 18 Sold TARGET CORP .1,600.CCO 60 503100 96,802 82 Total $398,577.63 Oat Activity Oescroben Arrount IS) Money balance activities Jun 30 Balance forward $13119A7 Jul 1 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF OE/ 30/ 14 • 1.389.47 Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,419.68 Jul 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/02114 .1,419.68 Jul 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 491.82 Jul 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/09/14 .491.82 Jul 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,611.19 Jul 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Jul 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 812.28 Jul 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/18114 -812.28 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Ow 24f 14 -2.611.19 Jul 28 Withdrawal LAS BANK USA DEPOSIT ACCOUNT AS OF 07/25/14 -697.68 Ad 31 Closing UBS Bank USA Deposit Account $0.00 The UBS Ftanl USA Depout Account is your 'Armory sweep option Realized gains and losses The estimated realized gam and losses shaven below are not fa tat purposes. Please rote that gain or toss intormStOn We may not ad usl gams and losses for al cats changes. We autcmaticay adjust cost basis for recognized Co the sae or redmrptiers of certain Structured Products, ike Canting al Debt Securities. may be tam-everrpt and AMT coupon Munirei Securities for estimated anonration of bond prerrouTis aid for accreted Olt) °refinery. and not Caplla, gain ot loss. Please check vnth your lax attv60, TO (*dale yarn and losses. we ler securities Mired at adSCOum 4 yOu tedueSted [Ka U8SaluSt COSI Odin for the bad premium arortizaton on 'Mondale the driest SeCunly lot first lees is kncrem as the first-in, first-out co FFO accounting melhitd Voce use taratle debt securities then cost bassi reflected for these stew:ties has been adjusted. Stimates in the unclassd*d It.. method unless you specified whir h tar la to dose when yai placed yOus order. This is known as a venus section can na be Classified as short term or long term because information is misong or the product Is one in which purchases or VSP order. See Important intormaliOnabout your statement ei the end of thisdi:corneal for more the alp moss cc/curare° is nOt provided Short-term capital gains and losses wash sale Cruanlny or Purchase Sate Sae Colt cost basis Security (*salmon method fate value date dole amount (S) ems (S) adjustment(1) toss (S) Gain (S) STAPLES INC FIFO 203 000 Aug 26, 13 Jul 15, 14 2257.66 2,923.46 -66580 FIFO 181.000 Aug 26, 13 Jul 15, 14 1012.99 2,60863 -595 64 continua/ nod page CHP7000300STer9438NPIOCOI138665 00032 0714 030575004 .23583S500ligftyGhtoodiestan of I CO CONFIDENTIAL EFTA_0013 1198 EFTA01273405 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: SUBS JA 201:I Friendly account name:Ind Account number. • SCOTT STACK MANLYLE CASRIEL Realized gains and losses (continued) Short-term capital gains and losses (continued) Wash sale Ovantay or Purchase Sale yak Cost cost basis Secuity descrpton Methal fae value die date amour (S) basis (S) aljusirrbent(S) tas (S) Gain (5) FIFO 253.000 Aug 27, 13 Jul 15, 14 2,813.74 3,56874 -755.00 TARGET CORP FtF0 68.000 Sep 23,13 Jul 15, 14 4,114.12 4,378.59 -264.47 FIFO 6.000 Sep 23,13 Jul 15, 14 10.898363.3201 386.43 -23.42 FIFO 180.000 Sep 24,13 Jul 15, Id 11,519.91 -629.59 (WO 82.000 Sep 24,13 Jul 15, 14 4,961.14 5,25897 -297.83 FIFO 92.000 Sep 25,13 Jul IS, 14 5,566.16 -284.89 FIFO 18.000 Sep 25,13 Jul 15, 14 1,059.04 5851 1,147.23 -5819 RFO 152.000 Sep 25,13 Jul 15, 14 9,196.26 9,643.85 RFO 13.000 Sep 25,13 Jul 15, 14 786.53 12 83271.06 76 -44 .407153 9 RFO 114.000 Sep 26,13 Jul 15,14 -334.56 RFO 193.000 Sep 27.13 Jul 15, 14 11.676.84 61897.20 12,350.76 -673.92 RIO 27.000 Sep 30,13 Jul 15, 14 1,633.55 1,722.95 -89.40 RFO 104.000 Sep 30,13 Jul 15, 14 6,292.18 6,633.64 -341.46 RFO 51.000 Sep 30,13 Jul 15, 14 3,085.59 3258.30 •172.71 FIFO 139.000 Oct 01, 13 Jul 15, 14 8,409.74 8,87542 FPO $3.000 Oct Oh 13 Jul 15, 14 3,206.60 3,384.40 •-4 17 67 5.168 30 FIFO 38.000 Oct 01, 13 Jul 15, 14 2,2 99.05 2,422.80 :• 123 5.8 74 5 38.000 Oct 01, 13 Jul 15, 14 2 188 999. 1.2 07 5 2,424.93 FinFF°0 197.000 Jan 07,14 Jul 1 5, 14 1 12,389.28 .470.43 32.000 Jan 07,14 Jul 15, 14 1,936.05 2,016.15 -80.10 3.000 Jan 07,14 Jul 15, 14 181.51 188.59 -7.08 Total 3103.337.21 3111,012.90 -37225.69 Net short-term capital gains and losses -37225.69 Long-term capital gains and losses Wash sale ouardity a PuKt.aSe She see Cost cog bails Securfly desolphon lace bite oft date amount (S) bass (S) adjustmern(1) Loss (S) Gain (S) corvccoei-atups 106.000 Aug 04, 11 lul 15, 14 8,983.83 5.523.58 3,46025 2.00:0 Aug 12, 11 Jul 15, 14 169.51 102.87 66.64 continued (ten page SDNY GM 00020579 cee70003005789439 NI7000193665 C0002 0714 030575004 VI 23568550 01000) Pogo 23Oí 100 CONFIDENTIAL EFTA_00I31199 EFTA01273406 SUBS UBS Strategic Advisor July 2014 Account name: friendly account name: Account number. GHISLAINE MAXWELL Your Knancid Advisor SCOTT STACK MAHLYLE CASRIEL 212.821.7000/800-308.3140 Realized gains and losses (continued) Long-term capital gains and losses (conhound) Wash sale (Mania/ or Purchase Sale 58e Cost OR basis Secunty descrphon Method far viue date date amount (I) basis (9 adjustmern(S) Las (S) Gain (S) RFO 16030 May Oa 12 Jul 15, 14 1,356.05 854.40 501.65 RIO 13.000 May 08, 12 Jul 15, 14 1,101.79 47,692.74 194.59 409.05 RFO 14.030 Jul 17, 12 Jul 15, 14 1,186.54 783.17 403.37 RFO 789.000 Jan 23, 13 Jul 15, 14 66,870.22 19,675.63 FIFO 138.003 Mar 19, 13 Jul 15, 14 11,695.93 8,160.98 3,534.95 RIO 402 000 Apr 22, 13 Jul 15, 14 34.070.76 23,198.25 10,872 51 IWNOIS TOOL WORKS INC FIFO 135.003 Aug 04, 11 Jul 1 5, 14 11,650.68 6,362.35 5,288.33 RFO 3.000 Aug 12, 11 Jul 15, 14 258.93 135.72 123.18 RIO 706.003 Jan 23,13 Jul 15, 14 60,928.72 44,975.31 15,953.41 RIO 327.003 Apr 22, 13 Jul 15, 14 28220.52 19,844.22 8,376 30 STAPLES INC FIFO 1000 Oct 24, 12 1015, 14 11.12 11.36 .0.24 -12.08 RIO 63.000 Oft 24, 12 Jul 15, 14 700.66 712.74 RIO 8.000 Oct 25, 12 Jul 1 5, 14 88.97 91.44 -2.47 RIO 46.000 Oct 25, 12 Jul 15, 14 511.59 525.36 FIFO 57.000 Oct 25, 12 nil 15, 14 633.92 649.29 RIO 51.000 Oct 26, 12 1u1 15, 14 567.20 581.42 1 45312 372 77 RIO 12.030 Oct 31, 12 Jul IS, 14 133.45 138.32 -4.87 RFO 3.000 Ott 31, 12 Jul 15, 14 34.70 -1 33 RIO 7.000 Nov01,12 Jul 15, 14 77.85 3337 81.18 -3.33 RFO 46.000 Nov 01,12 Jul 1 5, 14 511.59 537.17 -25.58 RFO 33.000 Nov 01,12 lul 15, 14 367.01 382.99 -15.98 RFO 1.000 Nov01, 12 Jul 15, 14 11.12 11.60 RFO 31.000 Nov 02, 12 Jul 1 5, 14 344.76 358.12 -1336 47.48 FIFO 7.020 Nov 05, 12 Jul 15, 14 77.86 81.13 -3.27 FIFO 31.000 Nov 05, 12 Jul 15, 14 344.76 355.43 -10.67 RIO 51.000 Nov 06. 12 Jul 15. 14 567.20 602.87 .3 6 RIO 26.000 Nov 06, 12 Jul 15, 14 289.16 307.13 -17 5.97 RFO 22.000 Nov 07, 12 Jul 15, 14 244.67 254.82 -10. 15 RIO 48.000 Nov 07, 12 Jul 15, 14 533.83 556.70 -22.87 RFO 3.000 Nov 08, 12 Jul 15, 14 33.36 35.00 -1.64 continued nun page CNP7C009005769440NP7000189665 00032 0714 030575004 .23953550 0I tlyiklyGmpoofiencil4 of 100 CONFIDENTIAL EFTA 00131200 EFTA01273407 Account naute: GHISLAINE MAXWELL Your llnandal *dekor: UBS Strategic Advisor * UBS July 2014 Frie nclly account nome: tr J Account number. SCOTT STACKNIANILYLE CASFUEL Realized gains and losses (continued) Long-term capital gains and losses ccontinued) was4 sale Onanlity or Purchast Sge Sak C011 <Og basis htetkid tre valte dame drite amoren (I) bare (S) arljustrbent(S) tas (S) Gain (1) RFO 57.000 Nov 08, 12 /ul 15, 14 63353 652.43 -18.50 FIFO 30.000 Nov08, 12 Jul 15, 14 333.64 350.16 -1632 RFO 26.000 Nov29.12 jul 15, 14 289.16 306.24 -17.08 FIFO 8.000 Nov29, 12 Jul 15, 14 88,97 94.23 -5.26 RFO 6.000 Nov29.12 Jul 15, 14 66.73 70.59 -3.86 FIFO 37.000 Nov 30, 12 nal 15, 14 411.50 433.45 -21.95 FIFO 11.000 Nov 30,12 Jul 15, 14 122.34 126.57 -623 RFO 16.000 Nov 30.12 Jul 15, 14 177.94 186.84 -8.90 RFO 1.000 Nov 30, 12 Jul 15, 14 11.12 11.75 -0.63 FIFO 3.076.000 lan 23,13 Jul 15, 14 34209.70 40,788.38 -6,578.68 FIFO 399.000 Mar 07. 13 Jul 15, 14 4,437.48 5,037.93 -600.45 FIFO 1,918.000 Apr 22,13 Jul 15, 14 21,331.01 24,767.13 -3,436.12 Total 6294,69042 6236,964,65 410,939.50 568465.27 Net loag-tam ca pitol gains or losses 557.725.72 Net capital gains/losses: 550,600.08 SDNY GM 00020581 CH11000;005769441 NF7000183665 00002 0714 030575004 Y123568550010000 Pag* 25 of 100 CONFIDENTIAL EFTA_00131201 EFTA01273408 *UBS Yournotes ben=o -=== ...en...es., Gh, omo . CONFIDENTIAL EFT,00B1202 EFTA01273409 Important information about your statement UBS Fiaancial Sakes Inc (tarn or UPS Finical Swint The Fence Cad IsvArwit ice:taiga* yOtr Cenplant and holier on the an and rends of the mate* en a errant —you nay nine househoklio by ding your is a ranter of al renal al tensity. CalYnOtSty aid tacos MII COrtea any Seer prOtYptly. traits. agent). Ening Adv6Or adnitges asst taxa afro and MBank USA it idiop aubtaliris of MS AG and Milian, of WS Senn Oleartinake al teats pflide to the Furor the feral • Conan enernrreni contra" or non% invest Oa 9. Friendly lanai name u.0 TheF ass Manta tarn it ?eMt4 Wan recueS1 nutria ndrated co to front of this Staleninthaddloi 'mod parowthips and prvaeplxwents) that are not The Frier.* amen neonates Marren tat pa the fen tenu reekes av a to rEgtAti axon, fees. axounn may be %byte to Inbred an the Spumes Act of 1933. and need on thehrscolne senmes webs.. It e a memento fez charger. fa ute myna far warner. customizable *mason chosen by you at az6t you wth CRS Penn Snot he taboo andclans fee nail moots n can routs • Commarns comae (e g . tonal achango aid your reanclang n hz no kat effect on )ur arum 1200 Haber Intend Accounts ma are traidern?6 10 ollw osteutons may be prelista metal contract ocing Manton -4as and Yea on wage your Frealdto >MASI nines. °soup Cane Myna et NJ 07086 papa to a vaster tee cemrclodAY Wan contacts Sanas or by canacun; has Fora Acne. 1h6StaWilent aprons The colyncial rend of paean UPS Sweep Option The SF< protection ad oho papplerreszo protector* do not Acton away Finanat Sens account Mber ',tette:apt neat tar UPS offers One* for sweepmg¢OI DaPP:clk "P IC" ape to these assetseon if they Ottawa appee • Vabe of par accountpx0cod Net 01 assets and donna. conuhng avalteng dau should not be abed bank &posts al USS8ak LISA !SUBS AG StartOrd train swenents The WC protean and the 'apnea upon rt you bean ewe rs amain.' a On61.am. plea. (Bark Swap Satan any newt mutual None/ proteCton do not ;retied event dirges n the mato< • A208 IlbaJtk, natio* with Maces valuator riper n rrinediaely h wring to theerach Mawr of tie Fan and the harnional Detest Account (0N* tabs ems *recants (anon as a arson of matt rented rough, (el ) and Gkbar Tme Deport unrealized once smingyour aacium chanters wen n mentional Amaze Management ociewant. ass me' berwaY AT othereiw) mats to matt and area' zoos, not held Ovine Pen Aconite %tough iht Bat Sweep FlOtraTIS. mt. banal. Does not ntbdeunand sentelas e wes a Send of lime Although al no tar are ran b be acne. are Swept so L65 Oat USA up to al estabined Snit ad Mote n'OnnatOn s &alb Leta Mien, You may obtan ace and wen %herrn pooch na are nomeret fl €e1Kt data Toad rot be used for tam:poses Rey then to 1135 a Stained Bran, a a heavy Fund Deposes nee ntormaton about SEC, includng the SSC bode. trand slot col ens astlenechaba stot *Mons solely on yeaend to Ian pen. Form 1099 WO. 10415. at tan Salt USA are FOC enured n accordance with FM: by aorta SIC at 202.371630Da by yang tie Mk • OaOiAees Includes dace barachn outstanding mrgn oho) Nita poplin )our to return thief to is aired by mks tor on mammon pine mit taw be gat entbfne a t emir aoc 0•O loan. aeon Inn. short account bares tan to won to the RS al tan le Mends. frantle non Deposes ;IUDS AG Senn March and tares of Mao • CXMITOIMV &titan Toes of ulna-sled avaiabbe can Man <Wands ad made nap tamed on SeCtinteS Mods rent tutted by the FIDE. Dbideni pkwewlwmtmgran OFIP) held n your acCourk ell proceeds on sale tranUctonl, aid biro. Os LOS Bank USA depot bane, CBS AG thecae rained ea date price you aura) °bean the Stanford Brach depose balms and money make maul cost beann cern weed Hairnet Through try OA evadable so an Atlantan answer to a-halve hen your neon Anor Only nole aset I rod sweep balances al the close of the Stateeenl peed Ofp0S4 aCCOurn a 10$ AG Wank Brat. aid UBSA4 are onnased alder MP. partial tunas •nl be Selland the Noncorrincd Ey trey cede, baron h you atalaunt Yana Cemmuniallom with Cm Firm Conan Barn Thetetlepwls at act nand by the FDC on nil be damn n you amours inward sergaed from ee oe balaxes wide* Pommy ute al of • please reconforrn any oral Oartnale.d1or6 el *rang tO tarn hekl se the WS AG Oman ban re tenznily retwestater6 prCe aappled by the 'Slue! ma/defy heal the nosed to the mama sit of theCasual Wendt and thine !Ards n th course of cs bons lase runt turner peeled your niett, eklaing yoke rgliel under the stilt priori *fah the pin Owes are sold ▪ payabso upon yea demand PIG total 6 incbdtd ne Warns ,myna Protean Act (SRN there 6 ro guarantee*" other °blotto, Of LOS AG b nth thebanes erh le on the u35 Cayman's eraChs boas. arrant ptei:d cloth; value Gitatitlieu • 6 the Mon instriaron on the top act Of the Dem of this Cnly teiOle units my be held in your rant w you are sending inffermation laiimmt is not LUIS Fhinnal Servo. UPS Franca Deposit al LOS Bra USA aid each UPS AG Brach aro no entitled to abstain 03 a read! of ad./Wend parent or Rs detead Manson on the re sterna p•aches and Stokesones yesaccount &clearing broke by mown by 9PC Money Fond shies are protected by WC ortenvice. the From sea ether tel partial mks mate rice dedocure Sato yoaclpn Petal bntp loyettnall or at-agent rah the odicaoed mutton We Intonned See 'WS loan Seen Account Inman' ten a acam an ram ditellred by a registered Wang AWlt Art/WM.6i ne General Tows ad Conan you of this rettionthp when you opened 4th avant in agency. and credv you account Cant your regaet. batras n t,e Bat Swear Program a US$ Stan/sent of Cede Oa boas fl ab* n Annals this OK lour finds and wean se bated x 105 and Deassules a oit ,jogado. lanai Sans and not reroduag broker. aid you OA mai be ratan ad abets of a Maney Fund maybe Ireettnem °nabs must mat a repent Of siy era or omen to nth In inns, and the ponds returned to puce yes The MrStrilent obeChteS and 6* prof it are 5p2CIC to eat. Seasitet Your sun aCCO.int aid MP/ vale between (teat ane the Inn You Stalifiltill COMPS senates and other asses held n All accounc Starr* shalt. defined COTO*e and pampa, in hang of any UriCant dvnpe h your fnanoa Furth& Mann tout tattle eaten optore. exlving the accoum x the end of the saltentot period You may at acarate d a% objectedTo n rang wen 60 days stolen Cr net:Urea avatar; For eadn account hell for deny of hay paid rutin ar any tone You may one myna roes ard pest. n sin* a you choose one of the fo loving mestmen catches • Pleasedin turner canards a inmate the (Mrs www sOstarismepyiebs, tom your Frani Moiler a by rate...sear-Oh used a ban collated ate laW09.ani • Rana Cutter axon* Ineestments wain; ne balance cue on them cloy antes tureen as thean atm Retains Dowtment x 2014521699*r talent* nag 806762-1000 910fral bet of Income only nag the sutra: period an lint a hunt ales ol a t00-354-9103.8 00Am to 6 03 P sd ET Moony • Achere CapitarAppecnon kwernantmeeing growth the ea of the stern peal thooupleiday. a in wring to uBStortancal Senuan he. UPS Itmenciel Senna men partnien The Fern kat...after of the Securnys Yvetter protection of paxpal raise than:to ginetatco of name • Cott brit h dearting the cca basis of the snares Clem Rations Deparant PO Box 766 Unon City NI • non Corsa...ton of axone and Cb74.4 APPeW00^ incased n the statement. rat ndLited wee the 07(07 Gnawers, (WO. tan ch protects stomas rosts of es myrtles tp to 1500000 (ncbarg 1250.000 for dams tor annonts ening both the pension of noose aid nine - 1." UBS Fawn Sera:ohm meted on nth) to 5PC azet mann tout *Ph lo all Kann "own intent ion obtained Iran sourced other than IRS • h cat of errors a WHOM aben ai ekmono lunch Fitton Si ces. naang narration Iran new In ran' CFO. bill Phan ce ll s Veen dab cad narohlicln a paten car* the Fret 'opens wth anal Al elates. ha also pot:MK-it Onfall tisk WAYS or that you may hie provided to rut ItnalCOI Mew tramachoos, ca11800-762.1000 a ma to LDSFranca • COnanthe Seeks10 mann Ma pitapat oth kar The Finn clots not nOttotridentli vertyOr guarantee the Sines hc. 10w Kantor Std. 60 Iba, Wachner N) st.pplanontal teobecison The rnacinuin avant payable to all dna nom. colkcevelnundoni; protection 6 SS% risk ad en lin to the account emit hen if ma means sant a teat of any Woman preen by sources O7086. Ann INW135A Savo,: the room does not generate narrow income or °Pathan Mfrs -anal Senn notion as of DeWitt& W. 2013 mums ad marneekm pace nth intLoon Cal aimless soon as you cam d youth ok yaw • Atbotrra 1A11169 to asap: somertt tO canyon ad m addnon Stough LOS Financial Maks. gnarly sternal or recta 6 wren; Or d au need rrore Sine tote poky arditioro aid nuns cry at the Fen 4 funk en protected fon up to SI 9 milko n the lane sit Ms ray b sat higher rearm updates th is antra as c e nen the fin does rot mamma above aktrotee on the starred of recap, brood/ any roans ma the natation coder 'Cost The Fen a Card mow (as OP IOW) must her tom you afle9.ae for it pout rantsheld n a paten capaay • itogresate Wang to asea hgh nit to awned hgh A full (boy ol Cavalry pang 6 Naiad. upon 'Was! vs.WMyw seek high mum over tine bleat' aid 'Utreslited gann" is aparae a of the die no Me" tha 60 days alter the f nm scot you the frit Of th6Slatlifoll As suet, please do not rely a) this snort on yeah the era or robinahead roma on to make widest or We Oozes la- la - hwidr yore mane ad row number (II amp The St( prOlKlat aid tie suppleental pranco both do Statanontlauselarkliag" aim SPIT to We may consolidate al fettled eCCOult Stat.:M(0S with the purposes a ran ACCealb tr/ISlaint to therein - Describe the am. or the tenter you as. nee etas may reflect grin element, only for the perod of nor:Zan as Beaty its( arn why you tare 4 is a • amen Ima's, **Is controlled bind hand spar sane address n the Sane erhelOpe Moats rosy be related accent van but held away from LO$ inmost Swoon fee this snote beano they haw owners mho ib maimin einne they are had a the Lim Morehinorml nlcanOnt ma or thy you need erre nlanan ca be added by you Fininaal Ana - Proade the dolor num of the stnpoaed as g anon (ant xILIBStaric (loath a tern AG lent mount alaionshm rah othe dents al the sore Stamford breath. Oa mutate moatt noting vaable address This preace e known a "hezroldng • t you runt. ad On than of mutual It.nch of th e such pale to realm inditilual ASerrents mailed n %prate • Unmeant galatbsees Ohm dos h acaiable shares re mg Peel deny the nave anal •• rnsoo sr-naiad nu bars a2 Cadialel ICr SDNY_GM_00020583 CONFIDENTIAL EFTA 00)31203 EFTA01273410 Important information about your statement (Continued) backbite:ratty lots lhe tamanis data fa ideart - Tag parry estimated vases may be Mimed as 'Not runt. of ~Is at tie tronedealm holdingmutual Attart am registered Bryce mats ol 1165 Miarcial Services lots may a ma, not reflect cemnksans, doges ace priced« rt metal matins ten an 'rtlepenant Itrds of Taftris lanai seamy reorgerartim Twin Drifend and taw valuate., firm NS AA Applied a 6 made to assign a - m skit ion tomhi-teis rnewed n cortechon wen forewomen lots and syncing* prisha. bh are men yam when we beano arms that a marenat and hat trot saber darbution of anuty coma= ad Inis Ism Sgratuto is a agitated »mice mart. el visa 0ambnedtod6pay one award lhe • Wade axe' marred that may is la ~trey reponed vat R03 Itnni units to cur deml. me rd.:sour irsernemal 1.85 V6a Segnature Cede Cads ad UPS Vila imam anents the oei)na tram:am traledae Melba a Mien awl» noon be hghly Teaslabre altarernmerieemse lung COrMinallte from MOP can ae issued by U13$ Bart USA nth annimon from duo to the rut" of the seamy rnmyol The sowns> corrpsuro indemnity Pe VGUSAharØaed • GOMM marhist Bonds and peaftted stod IAA the - ?Men Mill*, an isve( general panne( a 6Ør a-nuity =owls "Imes ol The turnar corn-La-4s gar cat for ealy as:Megaton mil beselected nab* eginatal vino' attrdpalyesl inard what is a sponsors a daunt inv4SPIell SUSS we *Saute LUIS Ananall Servi0e5InC PP 201407 by lot tom ring al sea:~ of a at esme held in out prOwl(d. the Mue of me warty red bedreml tan - Ott Milan also recewe trading tammosens ara one, name te in ~mean/we ler CAI arts Callease nt prchase pia coronation hem /nova finds aid ipmcw..p :Mamaen is oaredfrom dad parts aid es aural - 'CliSrbutiorn to data me/ baud. rewn of cal. OPRPARIS etas. proaxts we disor bute is not guarmed Othr call I eating nay ems Midi mane a both - We receive as anal fee fans LBSBask USA aril USS mud ilea led oarriplete nioms ifsd be breaded • 003^B mid repaentsme MAP ollpng price AG Stanford Brarch of up io 125 per =cum eØ artel yaw relit m5 may not reflect sow coo bask syseireg to tie harts wartIto LÆS Bs* Sweec Programs • ~as of deposit (CD» CDs ate Ka< mixed ups, • tatilmad Maid« Restricted securers genertly ae $293.0:0 n pintshal aid scold serest pre dtpossor not armny eager for ark sale URS Fronds, tames Ackley aid be dtposday naafis, . it aixtraince with FM: uses the mrist price of fie innesuktod stock of ten sand Inforratin nagardng cornet-cans aid other charms rules esser a an named war for the remised await ;Sr bared annechon wee the emadion of vales Madry purposes of This storcemomy To the edam Tx siphon trnsactuns has been ncialed orlon:tons • mice/valuo teas imbibed fa sautes ard other reacted seamier se elsible for sale. the air stemma prevoinly urinedto you. aid MI be proMed to you produces 'nay be higher a byre thai the pris tal you ray be %Maunder, less Than ten Mama Ware shove romply on maim year 17 actually recew in the make, PrCeS are °Maned from maims mid patty ;corms mach weterma te • In. Manned) Tama armityields and rms. An Short selling rabbi. but we do not gumbo eel' a:curacy estimate of alma name is based ofi mart aorta if you n engaged et Mort sang a parity ycu may nos a - We genera/ me tro doingpia linen sealable cr ten and term rates string TM acuities mill be held for dragedue to anti Meowing costs lanai prima- meat or ire b4 and ask pfCeS fa Itsed nedjaet and One year from statement date a stal warm This meaty opuses or on a tad aces or OTC temades estimate is oara gudolene. accuracy and °mimed - Lot adore,/ traded seamen maybe priced tung name se not g,urmeted Open ordeal ralatcn mocha a the nag ream pia we obtabed - Eantat.d arnual mom and anent ruet for °Man Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not ant nag nol ref leet an alai main PM's,' vain Minot parais mutdiscluie a return of ;Mar or veiled by the Yawners car, open buy aid sell tem - Carnpostkns may £pea wads ay.:wand roll amlui garn in Mush Ole the ent Tame (aid damem orders re waxed by the annuls of &Mends« wpm on show z 'price was not artilable if we re mare to >teal) would tio Teemed • oedartindsor tangles date unam mewed otherwise obtae a ace for a smutty - Estimated Penal name and euteni yield aid the by you You a -. renorclole rorarders that are ~sated due - Depostas a Mimes denelinind n ~es OPP actua Moire and yeld night be lower cc hghethai to put nitre to canal east rg open orders tvt U S dolbrs se rel heed a the err) Ego rSe as of the emoted amuses the navemne date - An ro 'auto ol nursed income øviderdandor Tax withhaditg en frirbutions fawn UK financial - For certan ~dies nOng el nonantirmeg interest) Toad bythemirem make, errant kadien IRAs denomeatges. ace aid quality dace value) may hag brace is Lased as the lag Madand or rowel ledara tav taw requres 1.85 Maier Sertees to mittold been alpedm notale Kopp vAupAn Anent nude by the Tub and mimes me income tar from yes tackle IRA danhaArA tul you may To obtain one: Øfands Wien mailasle. abreact yor seam Mammas rill be Midair one ~Iran the eke not lobate ~UN willP01 impart you nay Fianna Parer moment date or wed Txurty Magri ard Peet to have lie ~Mc I a era, or as a toed anent as conlamed lok ae not guaarteed you choose VP: ~on RA mean n effect IAN reRolcd • Pinar lewormams and remred mode« Nuale by you You may mocke your election a ay lino by ~mg :netmen smite Crididng dime pnapation • Mauna hold lay WS finandel Mirka Cerut a now amen If you do rot haw emigh none tar program aid real Mate (manes trUSI SedulitS) and anal ate rol MUbyteMT .3-4 not Minn the Finns wattield from 'Cur d'actulialf. A/6 Ally be wawa* la Structured goo-AIM aerated., hghly MM./ (elan posseSPfi or anted Thee Puts Pe 46pta,ed at yam the palmem of estnixtdua you msynar penned d She muctired aromas ame no been regoirod with the statement for inlormannal ~one, Portals and anoints Menial and your estimated ar pantile remt ~Pea and &Ora+ Lommesin a um:Many sure raps presented ae prtneled byte iseng lien tan Mud CO Wu' lac obligation secures" lam We prow» estmaed mates la pirate Sealed Stesirs n not remonible for this eternal» magmas scants aid striated produos tor and does net guarastee es awry These assets tenet Privacy Mann.* cnalpupoen only Acatacyo rot gonnifCl prowled by SK or IN FM-, supplemental SaC To obtain a copy of ar orate Caere Meaty Wire please - 111(RAIWNP maydider sibiarmally from aces if air coverage contra yes enact& mater cruise ow ?Aisne at a Mich acetate mestmen smut-ma structured ymnv wax ccrnenrrworry worm nul be Lair a told aid do not necessaily • Itavirtuo Sating and addkionalcampeasaticin represent the eatit you my rearoo upon Igaidson - ti adlitrti to cerninissom on saks aid 12M1 fees Led retsdal Seven a not a bark the WA. Curtiss - Tied pay emmaes of via art as of a anen dae reams/ n conneace with the dartulon of nitsar Sevces Accord BSA and AMA am aceerage accarts aid ae utplied so l65 Maia Senors on a regi It tuna tear dents we aids Our artstao realep ends proide access to bated se'eæs aid iircdmaS bass by an marten:Sent YAWN., Inn rensue navg pa/maul rorn tutu bungs and« tØ anaigartmds wen aimed bras awl over MS. Isop, ROIRIRIP~C(CPRISCI stisod vabeC if addson of the sweat ends ma we sell These partybalks. and prates accats to imams aid znuIy åy'. ase stapled to te Fim by the swer, general rents are based se eto rabbet acrrorunts Fis paris tasted by mull dated ard early Parana partner or manor and may he °bared based a ten amount ol saksby uBS of a macula' load organ*, Hough tvfata agency :Mia/Synot utS dtlfrent mornation from that uxd by tied paris to tansy to ondernes. fed ma aim made of a Nandi' Mtvirs fart donee thee estimated valor; ptrimlt mutual fund Landis ShIret Nil X IN Inn - You cal obtain addnuna inflame regaling the - We aid our alt and remise retearteg and twepn.yot. narance, and annuly products methodology wed to determine the emanate of rake ormtusprocessing lees in consideration lot !ryas!er HP 'DC heated • No bank p.Anni«R May tow vain and the date of the efoirnaton Tat Is the bin fir the agent spikes Mat we proud. to the ntrual funds trinane by ordsabg pur Randal Adrisor 7hp.e fees genbalg re pad Irer trimmer arel: in the MAA Resonate Ma,agrnuni swum Business Sauce mutual had sid se aflod dolte arveavl bawl on the Amara BSA. iffaa and ntemmonal Stoma enmag men SDNY_GM_00020584 CONFIDENTIAL EFTA_00 I 3 1204 EFTA01273411 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 August 2014 CW7005713295101314 X1.1 o GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Indiv Account number SS Your rinancial Advisor: SCOTT STACKMAWLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReS0urCeUne at 800-RMA-1000, on July 31 (1) on August 29(5) account 029023568 Your assets 1,597,952 47 I ,664,680.58 hIsit our webete: Your liabilities 0.00 0.00 www.ubscomtlinancialsorvices Value of your account 11,597,952.47 51,664,680.58 Items for your attention • Certain mutual fund shares held in PACE Multi Strategic Advisor and Strategic Wealth Portfolio were converted in July and August. See your statement boa mos of your account growth activity for details Tracking the value of your account duds!' 2014 Value of your account S Thc Lic,anCS at year end 2013 1O00 Net deposits and 1,664.7 withdrawals $1,522235.55 S • Your ilveStM541I return ()Wend and interest income 525,227.63 Chance in market value $117217.40 Value of your account Jul 2(114 on Aug 29. 2014 31,664650.58 Aug 2014 SDNY GM 00020585 Member SIPC CNP70401005787951NP7000193156 00002 0314 030575004 Y123568550 100000 Page 9 of 90 CONFIDENTIAL EFTA_00I3 1205 EFTA01273412 SUBS UBS Strategic Advisor August 2014 Account name: Friendly account name: Account number: Your A asocial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 29 (14 your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 1,664,680.58 100.00% D Fixed income 0.00 a00% E Non-traditional 0.00 0.00% F Corrrnodities 0.00 000% G Other 0.00 000% Total assets 91,664,680.58 100.00% C Value of your account 51,664,680.58 Eye on the markets Percentage change Index August 201A Year tO date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% CNP70003005782952 NP70031981 56 00002 OBI 4 030575004 Y123568550 10alyyGm000201328 10 OF 90 CONFIDENTIAL EFTA_00131206 EFTA01273413 Your 11nandal Advisor: SUBS Account name: GH1SLAINE t UBS Strategic Advisor Friendly account name:Ind SCOTT STACKMANLYLE CASUAL August 2014 Accountnumber. Change in the value of your account Summary of gains and losses %/Sues reported below exclude products for which gam and losses are not classified. August 2014 ($) Year to date (I) Realized gains and losses Unrealized Opening account value $1,597,952.47 $0.00 August 2014 (1) Year to date (1) gains and bsses (S) Deposits, including investments transferred in 0.00 1,994,881.82 Short term 0.00 -7,125.69 16,682.77 Withdrawals and fees, Long term 0.00 57,725.77 280,025 74 including investments transferred Total $296,708.51 $0.00 $50,600.08 cut -3,342.79 -472,646.27 Dividend and interest income 3,342.79 25,227.63 Change in market value 66,728.1 1 117,217.40 Cash activity summary See Account activity the month tot decals. &lances in your Sweep Options are induCedin the openng and Closing account value $1,664,680.58 $1,664,680.58 closing balances value. FDIC insurance apciies only to deposits e UBS Bank USA, not to deposits at LOS AG. sufficed Ranch or bank deposits pared t Inouye the UBS Internaiond Dtp0541 Attain! prcgrarn. Sir< protection applies to money market sweep had holdings but nal bank deposits. Sea important information about your statement on the last tv,o pages Tit his document for atals Dividend and interest income earned Augug 2014 (I) Year to date IS) For purposes of Ins (Aalemeni, taiab:ity of 'metes] and 6.4ena income NY. been determined from a US Opening balances $0.00 S0.00 tar repotting perspective. Greed upon the residence of the account hoick!, account type, or product type sane interest ardor dvidend payments may not be subiect to United Slates (US) ardor Puerto Rico (FR) Addkiorrs Income tali The (tent monthly Statement r5 not intended to be used and (anti01 be reflect upon for tar purposes. Chen's should refer to the apolicaate tar reporting loam they recent. Iran 165 annualy, such as Deposits and other funds credited 0.00 48,841 01 the Forms 1099 and the rams 480. for tar reporting imonnabon it IS the PeaCOCe of U85 to lite the &coral:it tar tenoning forms vAth the U5 intern.$ revenue Semite and PR treasury oepaisrnent and in Dividend and interest income 3,342.79 25,227.63 such forms accurately &vary cludenot anace Interest as tax exempt or tactile income. Pleat consult your Indvdisal tax prepare( Proceeds from investment transactions 0.00 398,577.63 August 201 4 ($) Year to date IS) Total additions 13,342.79 $472,646.27 Taxable dividends 3,342 76 25,223.17 Subtractions Taxable interest 0.03 4.51 Professional management fees and related services 0.00 -2,979.10 Total current year $3,342.79 $25,227.63 Other funds debited -3,342.79 -469,667.17 Total dividend & interest $3,342.79 $25,227.63 Total subtracbons -$3,342.79 -$472,646.27 Closing balances $0.00 $0.00 SDNY GM 00020587 CSIP7C00?305782953 NP701:01sei 56 COCO? 0814 0305'75004 Y123568S50 1013000 Pap 11 of 90 CONFIDENTIAL EFTA 00131207 EFTA01273414 Account name: riHiti /*INF MAY1AEtt *UBS UBS Strategic Advisor August 2014 Friendly account name: Account number. Your Ilitancial Advisor: SCOTT STACK MAMLYLE CASIVEL UBS Bank USA Deposit Account APY Interest period Ail 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $0.00 Closirg UBS Bank USA Deposit balance Aug 6 $0.00 Number of days in interest period 30 Average daily balance $992.66 Interest earned $0.03 Annual percentage yield earned 004% Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sraremenr at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive investment eligibility consderation Uccle Selected Your account instructions • Yciv account cost basis default closing method is FIFO, First In, First Out. 047C00930782954 NPMC0I99I 56 000320814030575064 Y123568550 I OSIMYGM00026,19 12 of 90 CONFIDENTIAL EFTA_00 I3 1208 EFTA01273415 Account name: G. ITLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor *UBS August 2014 Friendly account name: Account number. SCOTT STACK MAKTLYIE CASRIEL Your assets Scum pnces, income and current values fl own ma) be approximate. As a *sulk gains aldlossestn mol be mcwalely reflected. Set important intomenon atiout your statement a the end of the dxurnem for trote inform on. Equities Common stock Purchase price, Track Weber Average price Price per share vaue on unmarred eicong Hddng date of shares per share (I) cost bash (SI on Aug 29 (5) Aug 29 (1) gain or loss (5) period ANALOG DEVICES INC Symbol' ADI Exchange- OTC EAI: 12.591 Current yield: 2.89% Nov 16, 11 13.000 37 316 485 12 51.120 664 56 179.44 LT Nov 17, II 13.000 35393 460.12 51.120 664.56 204.44 LT Nov 18, 11 35.003 35.502 1242.58 51.120 1,789.20 546.62 LT Nov21, 11 18.000 34 371 618 68 51.120 920.16 301.48 LT Nov22, 11 15.003 33338 500.07 51.120 76680 266.73 LT Nov 23, II 22.003 32.655 718 43 51.120 1,124 64 406.21 LT Nov25, II 7.000 32.460 227.22 51.120 357.84 130.62 LT Nov28, II 30.000 32951 988.55 51.120 1,533.60 545.05 LT Nov29, II 18.003 33.472 602.51 51.120 920.16 317.65 LT Nov29, II 5.000 33.622 168.11 51.120 255.60 87.49 LT Apr 24, 12 30.003 37 567 1,127 01 51.120 1,533.60 406.59 LT Jan 23, 13 1,056.000 43209 45,628 81 51.120 53,982.72 8353.91 LT Apr 22, 13 489.003 42 447 20,756 68 51.120 24,997.68 4,241.00 LT Security totel 1,751 000 41 990 73,523 89 89,511 12 15,987.23 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 12,442 Current yield: 2 30% Aug 4,11 146 .003 48 469 7,076 53 83.480 12,188 08 5,111.55 LT Aug 12,11 4.000 46.880 187.52 83.480 333.92 146.40 LT Jan 23, 13 767003 59890 45,936 09 83.480 64.02916 18,093.07 LT Apr 22, 13 355000 65098 23,11004 83.480 29,635.40 6,525.36 LT Security total 1272.000 59.992 76,31018 106,18656 29,876.38 continued next page SDNY GM 00020589 CW70303005782955 N67003683' 56 000O2 0814 030575004 7123568550 8313000 Pegs 13 of 90 CONFIDENTIAL EFTA_00131209 EFTA01273416 altUBS UBS Strategic Advisor ALLOLLS1 2014 Account name: Friendly account name: Account number. GHISLANE MAXWELL. Your 19nanda Advisor, SCOTT STACK MAIILYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pacer Trade Morton Average pare Pere per share Value on tinterared Holding laticIng care of sharer per snare (1) Con bait (S) en Aug 29 (11 Aug 29(1) min or lore (S) Weed BAXTER INTL INC Symbol: BAX Exchange: NYSE CAI: 43,236 Current yield: 2.77% Jul 20, 12 30.000 51.594 1,547.84 74.980 2,249.40 701.56 LT Jim 20, 12 17.000 51.522 875.89 74.980 1,274.66 398.77 LT 1W 21,12 29.000 52.077 1,510.25 74.980 2,174.42 664.17 LT Jun 21.12 7.000 51.500 360.50 74.980 524.86 164.36 LT Jun21,12 5.000 52216 261.08 74.980 374.90 113.82 LT Jun22.12 61.000 51890 3,165.29 74.980 4,573.78 1,408.49 LT Jan 23,13 768.000 66.658 51,193.80 74.980 57,584.64 6390.84 LT Apr 22. 13 355000 69318 24,608.00 74.980 26,617.90 2.009.90 LT Sep 19, 13 74.000 72.165 5,34028 74.980 5,548.52 208.24 ST Sep 19, 13 6.000 71.875 431.25 74.980 449.88 18.63 ST Sep 19, 13 3.000 71 880 215.64 74.980 224.94 9.30 ST Sep 20, 13 47.000 71.987 3,383.41 74.980 3,524.06 140.65 ST 0c13, 13 154.000 64.600 9,948.49 74.980 11,546.92 1,598.43 ST Security total 1.556.000 66.094 102,841.72 116,668.88 13,827.16 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 234% Oct 5, 12 7.000 189.932 1,329.53 330.530 2,313.71 984.18 LT Oct 5,12 3.000 187.820 563.46 330.530 991.59 428.13 LT Oct 5,12 2.000 186670 37334 330.530 661.06 287.72 LT Oct 8, 12 8.000 188.783 1,510.27 330.530 2,644.24 1,133.97 LT Oct 9, 12 15.000 189.186 2,837.79 330.530 4,957.95 2,120.16 LT Oct 9, 12 2.000 189.010 378 02 330.530 661.06 283.04 LT Oct 10, 12 3.000 187.720 563.16 330.530 991.59 428.43 LT Oct 10, 12 2.000 187.670 375.34 330.530 661.06 285.72 LT Oct 18 12 2.000 187.995 375.99 330.530 661.06 285.07 LT Jan 23,13 224.000 236.966 53,050.41 330.530 74,038.72 20,958.31 LT Apr 22, 13 104.000 251.093 26,113.69 330.530 34,375.12 8261.43 LT Security total 372.000 235218 87,501.00 122,957.16 35,456.16 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 13,108 Current yield: 2.57% Jun 19.13 72.000 84.718 6,099.75 109.070 7,853.04 1,753.29 LT continuednext peg* CNP70009005792956 NP7000198156 00002 0614 03057500423544550 Wictriw_Gm_00026gie 14 of 90 CONFIDENTIAL EFTA_0011312 10 EFTA01273417 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Fl sandal Advisor: SUBS nur:u.t 2c1.: Friendly account name:Indr Account number. SCOTT STACKMAMLYLE CASRIEL Your assets Equities . Common stock (continued) PurChele peke Trade taunter Average pdce PMt Pt. Otte vdue on Unrealted Hddng Hddng date of shares per share (5) Cost basis ($1 an Aug 29 IS/ Aug 29 CS/ gan a loss a) Period Jun 20, 13 121.000 83.141 10,060.15 109.070 13,197.47 3,137.32 LT Jun 20, 13 78.000 83.030 6,476.39 109.070 8,507.46 2,031.07 LT Jun 21, 13 204.000 82.904 16,912.44 109.070 22,250.28 5,337.84 LT JIM 24.13 111.000 81.517 9,048.46 109.070 12,106.77 3.05831 LT Jun25.13 73,000 82.354 6,01 1.86 109.070 7,962.11 1.95025 LT Jun 26, 13 69.000 82259 5,675.90 109,070 7,525.83 1,849.93 LT Jul 27.13 141.000 82.951 11,696.12 109.070 15378.87 3,682.75 LT Jul 27, 13 7.000 82.925 580.48 109.070 763.49 183.01 LT Jr 28, 13 169.000 82.774 13,988.92 109.070 18,432.83 4,443.91 LT 1J 1, 13 65.000 82.781 5,38078 109.070 7,089.55 1,708.77 LT Security total 1,110.000 82.821 91,931.25 121,067.70 29,136.45 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE (Al: 42,172 Current yield: 2.23% Aug 4,11 174.003 41.632 7,244.05 64.730 11,263.02 4,01&97 LT Aug 12, 11 4.000 42.450 169.80 64.730 25892 89.12 LT Jan 23,13 910.000 54 240 49,358 63 64.730 58,904 30 9.54867 LT Apr 22, 13 420.000 59.788 25,111.32 64.730 27,186.60 2,075.28 LT Security total 1,508.000 54300 81,883.80 97,612.84 15,729.04 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: $3,086 Current yield: 3.07% Aug 4, I 1 191.000 36-265 6,926.77 53.380 10,195.58 3,26&81 LT Aug 12, 11 5.000 35.754 178.77 53.380 266.90 88.13 LT Jan 23,13 1,001.000 41387 41,428.89 53.380 53,433.38 12,004.49 LT Apr 22. 13 464.000 50287 23333.21 53.380 24,768.32 1,435.11 LT Jun 17, 13 148.000 49.739 7,361.45 53.380 7,900.24 538.79 LT Jim 18, 13 73.000 49.836 3,638.07 53.380 3,896.74 258.67 LT Security total 1,882.000 44.031 82867.16 100,461 16 17,594.0) JOHNSON & JOHNSON COM Symbol; JNJ Exchange: NYSE (Al 42.985 Current yield: 2.70% Aug 4, 11 123.000 62377 7.672.38 103.730 12,758.79 5,086.41 LT Aug 12, 11 3.000 63.730 191.19 103.730 311.19 120.00 LT Jan 23,13 642.000 72.736 46,696.71 103.730 66,594.66 19,897.95 LT continued next page SDNY GM 00020591 CNP70003005782957 NP7000193I 56 COCCI2 0814 030575004 Y123568550100300 Pegs 15 of 90 CONFIDENTIAL EFTA_0013121 I EFTA01273418 SUBS U BS Strategic Advisor August 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your IS oandd Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets . Equities . Common stock icononkieco Purchase price/ Trade leerrter Average pikt Mee per share value on Unedited Holdng lecldng die of there. per mare (5) Con beat (5) en Aug 29 (I) Aug 29(5) gain or Ion (1) period Apr 22, 13 298.000 84.721 25247.10 103.730 30,911.54 5,664.44 LT Security total 1.066.000 74.866 79,807.38 110,576 18 30.768.90 MCDONALOS CORP Symbol MCD Exchange: NYSE EAI: 43,298 Current yield: 3.46% Aug 4,11 95.000 84.969 8,072.06 93.720 8,903.40 831.34 LT Aug 12, 11 3.000 85.910 257.73 93.720 281.16 23.43 LT Nov29, 12 8.000 86.456 691.65 93.720 749.76 58.11 LT kan 23, 13 555.000 93053 51,644.75 93.720 52,014.60 369.85 LT Apr 22, 13 255.000 99318 25,326.32 93.720 23,898.60 -1,427.72 LT Sep 19.13 78.000 97.679 7,634.63 93.720 7,310.16 -324.47 ST Sep 19, 13 22.000 97.425 2,14336 93.720 2,061.84 -81.52 ST Sep 19.13 2.000 97.830 195.66 93.720 187.44 -8.22 ST Security total 1,018.000 94 269 95,966.16 95,406.96 -559.20 PENERA BERG? INC COM Symbol. NEE Exchange NYSE EAI: 13,370 Current yield: 2.95% Aug 4,11 134.000 52.960 7,096.75 98.450 13,192.30 6,095.55 LT Aug 12, 11 3.000 52.530 157.59 98.450 295.35 137.76 LT Jan 23,13 700.000 71.610 50,127.21 98.450 68,915.00 18,787.79 LT Apr 22, 13 325.000 79.757 25,921.06 98.450 31,996.25 6,075.19 LT Security tooi 1,162.000 71.689 83,302.61 114,398.90 31,09629 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield: 2.78% Feb 12, 14 148.000 92.171 13.641.35 103.730 15352.04 1,710.69 ST Feb 12, 14 117.000 92203 10,787.77 103.730 12,136.41 1,34&64 ST Feb 12. 14 32.000 92215 2,950.91 103.730 3319.36 368.45 ST Feb 12, 14 7.000 92065 644.46 103.730 726.11 81.65 ST Feb 13. 14 110.000 92.095 10,130.45 103.730 11,410.30 1279.85 ST Feb 13, 14 68.000 91.911 625000 103.730 7,053.64 803.64 ST Feb 13, 14 33.000 91.560 3,021.49 103.730 3,423.09 401.60 ST Feb 13. 14 6.000 91.615 549.69 103.730 622.38 72.69 ST Feb 14, 14 334.000 95389 31,860.13 103.730 34,645.82 2,785.69 ST Feb 18, 14 114.000 96.023 10,946.72 103.730 11,825.22 878.50 ST security total 969.000 93.687 90,782.97 100,514.37 9,731.40 continuednext pogo CW70:03005762958 NP7000198I 56 00002 C814 030575004 VI 23568550105§McGm0002~ 16 of 90 CONFIDENTIAL EFTA_00 1 3 12 12 EFTA01273419 UBS Strategic Advisor Account name: GHISI,A1NE MAXWELL Your Pi nandal Advisor: UBS 2C1.1 Friendly account name: ind Account number. SCOTT STACKMANLYLE CASRIEL Your assets Equities . common stock lcononuenJ rJrcriate 4l(d Trall. Number Avetoge price Pike per share Vrlue on unterized Noking Ncldng date of shares per sham (I) Cost bads ($) 01 Aug 20 ($) Aug 29 (f) gana loss (l) Period PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 43,023 Current yield: 2.83% Aug 4,11 115.000 63.979 7357.65 92.490 10,636.35 3278.70 LT Aug 12, 11 3.000 63.023 189.07 92.490 277.47 88.40 LT May 16, 12 6.000 68.535 411.21 92.490 554.94 143.73 LT Oct 24, 12 1.000 68.690 68.69 92.490 92.49 23.80 LT Oct 25, 12 2.000 68.810 137.62 92.490 184.98 47.36 LT Oct 26, 12 1.000 68.890 68.89 92.490 92.49 23.60 LT Oct 31, 12 1.000 69370 69.37 92.490 92.49 23.12 LT Nov6, 12 1.000 69370 69.37 92.4% 92.49 23.12 LT Nov7,12 1.000 69.150 69.15 92.490 92 49 23.34 LT Nov8, 12 2.000 69.090 138.18 92.490 184.98 46.80 LT Jan 23,13 699.000 72.166 50,444.31 92.490 64,650.51 14,206.20 LT Apr 22, 13 322.000 82151 26,484.85 92.490 29,781.78 3,296.93 LT Security total 1.154.000 74.097 85,50836 106,733.46 21,225.10 PROCTER &GAMBLE CO Symbol: PG Exchange: NYSE EAT 12,919 Carrot yield: 3.10% Aug 4,11 118.000 60.103 7,092.22 83.110 9,806.98 2,714.76 LT Aug 12, 11 3.000 60896 182.69 83.110 249.33 6664 LT Jan 23,13 619.000 69.941 43,293.73 83.110 51,445.09 8,151.36 LT Apr 22, 13 286.000 81332 23,261.18 83.110 23,769.46 508.28 LT Apr 24.13 108.003 77.762 8,398.32 83.110 8.975.88 577.56 LT Sectrity total 1,134.000 72.512 82,228.14 94,246.74 12,018.60 TRAVELERS COS NC/THE Symbol: WV Exchange: NYSE EAI: 12,534 Current yield:2.32% Apr 24, 12 20.000 63.432 1,268.64 94.710 1,894.20 625.56 LT Apr 24, 12 4.000 63350 253.40 94.710 378.84 125.44 LT Apr 24.12 1.000 63.560 63.56 94.710 94.71 31.15 LT Apr 25, 12 10.000 63.520 635.20 94.710 947.10 311.90 LT Apr 25, 12 10.000 63.617 636.17 94.710 947.10 310.93 LT Apr 25.12 10.000 63659 636.59 94.710 947.10 310.51 LT Apr25, 12 2.000 63.545 127.09 94.710 189.42 62.33 LT continued next page SDNY GM 00020593 CNI1030X105782959NP2000198156 00002 p81403057Ø Y123568550 100000 Page 17 of 90 CONFIDENTIAL EFTA_00131213 EFTA01273420 *UBS UBS Strategic Advisor August 2014 Account name: Friendly account name: Account number. GHIS.LAINE MAXWELL Your 14 nancial Advisor SCOTT STACK mANLYLE CASRIEL Your assets Equities Common stock (continued) Purchase pricer Trade fuorbet Average pike Pim' Pef I hme Vdue on UnreAred HeltIng Hddng date of share: pet share (1) Con bask (S) on Aug 29 (11 Aug 29(1) on or loss (1) Perko Apr 25. 12 2.000 63.645 127.29 94.710 18942 62.13 LT Apr 25, 12 2.000 63 745 127 49 94.710 189.42 61.93 LT Apr 26, 12 5.000 63.928 319 64 94.710 473.55 153.91 LT Apr 26, 12 2.000 63 920 127.84 94.710 189.42 61.58 LT Apr 26. 12 2.000 63930 127 86 94.710 189.42 61.56 LT Apr 26, 12 1.000 63.720 63.72 94.710 94.71 30.99 LT May 1. 12 15.000 64 637 569 56 94.710 1,420 65 451.09 LT May 1, 12 6000 64.715 388 29 94.710 568.26 179.97 LT May 1, 12 6.000 64 975 389.85 94.710 568.26 178.41 LT May 1, 12 2.000 64 850 129 70 94.710 189.42 59.72 LT May 1, 12 1.000 64.820 64.82 94.710 94.71 29.89 LT May 2, 12 7.000 64 374 45062 94.710 662 97 212.35 LT May 2, 12 4.000 64.410 257.64 94.710 378.84 121.20 LT May 2, 12 2.000 64.320 12864 94.710 189.42 60.78 LT May 3, 12 4.000 64.960 259 84 94.710 378 84 119.00 LT May 3, 12 2.000 64.675 129.35 94.710 189.42 60.07 LT Maya, 12 2.000 64910 129 82 94.710 189 42 59.60 LT Jan 23,13 629.000 77.560 48,785.62 94.710 59,572 59 10,786.97 LT Apr 22, 13 290.003 84.719 24,568 68 94.710 27.46590 2,897.22 LT May 22, 13 111.003 83 807 9,302 58 94.710 10,512 81 1210.23 LT Security total 1,152.000 78.533 90,469.50 109,105.92 18,636.42 LeirrED PARCEL SERVICE INC CL Symbol. UPS Exchange NYSE EAI: 42,843 Current yield. 2 75% Sep 19. 13 82.000 91 779 7,52590 97.330 7,981.06 455.16 ST Sep 19. 13 19.000 91 .625 1,740.88 97.330 1,849.27 108.39 ST Sep 20, 13 107.000 91 805 9,823 IB 97.330 10,414.31 591.13 ST Sep 20, 13 26.00) 91.835 2,387.71 97.330 2,53058 142.87 ST Sep 23, 13 93.00) 91.049 8,467.59 97.330 9,051 69 584.10 ST Sep 24, 13 93.000 91.612 8,520.00 97.330 9,051.69 531.69 ST Sep 24.13 41.003 91 663 3.758 20 97.330 3,993.53 232.33 ST Sep 25, 13 62.000 91 138 5,650 56 97,330 6,034 46 383.90 ST Sep 25. 13 11.000 91.090 1,001.99 97.330 1,070.63 68.64 ST Continuednext page CNP70009005782960NP70C0198156 00032 4 030575004 x12356855010:60Ny_Gm_0002/An 18 of 90 CONFIDENTIAL EFTA_00 1 3 12 14 EFTA01273421 Account name: OHISLAINE MAXWELL UBS Strategic Advisor Your Pi nandal Advisor: *UBS August 2014 Friendly account nail!: Account number. SCOTT STACKMAMLYLE CASRIEL Your assets Equities . Common stock (continued) Pu«hdit alt« tone infirbei Average price Pace per snare wive on uncesized Hold ng Hddng date of shares pee share (I) Cost basis (I) cn Aug 29 (11 Aug 29(1) gain or loss (1) Period Sep 26, 13 64.003 91.489 5,855.30 97.330 6229.12 373.82 ST Sep 27. 13 54.000 91 117 4,920 33 97.330 5,255.82 335.49 ST Sep 30, 13 46.009 91.475 4,207.86 97.330 4,477.18 269.32 ST Oct 1, 13 46.000 91 .668 4,21673 97.330 2,477.18 260.45 ST Oct 1,13 6.000 91 650 54990 97.330 583 98 34.08 ST Oct 2, 13 61.000 91 128 5,551384 97.330 5,937.13 378.29 ST Oct 2, 13 19.000 91067 1,73029 97.330 1,849.27 I 18.98 ST Oct 3, 13 55.000 90 337 4,968 58 97.330 5,353.15 384.57 ST Oct 4, 13 55.003 90.653 4,98596 97.330 5,353 IS 367.19 ST Jan 17, Id 121.060 99 231 12,037 00 97.330 11,776.93 -230.07 ST Security totai 1,061.000 92.250 97,876.80 103267.13 5,390.33 XILINX INC Symbol- XLNX Exchange:OTC EAI: 42,086 Cberent yield: 2.75% Sep 7, 12 25.000 34.770 869.27 42.250 1,056.25 186.98 LT Sep 7, 12 5.000 34846 17423 42.250 211.25 37.02 LT Sep 10, 12 37.003 34.845 1,28929 42.250 1,563 25 273.96 LT Sep 10, 12 3.000 34660 103.98 42.250 126.75 22.77 LT Sep 11, 12 20.009 34 853 697 06 42.250 845.00 147.94 LT Sep 12, 12 18.000 35.006 630.11 42.250 760.50 130.39 LT Sep 13, 12 21.000 34.286 732.61 42.250 887.25 154.64 LT Sep Id, 12 19.000 35.536 675.19 42.250 802.75 127.56 LT Sep 17, 12 7.000 35.151 246.06 42.250 295.75 49.69 LT Oct 24, 12 3.000 32.523 97.57 42.250 126.75 29.18 LT Oct 25, 12 5.000 32.522 162.61 42.250 211.25 48.64 LT Oct 26, 12 3.000 32.776 98.33 42.250 126.75 28.42 LT Oct 31, 12 1.000 32.770 32.77 42.250 42.25 9.48 LT Nov 1,12 2.000 33360 66.72 42.250 84.50 17.78 LT Nov 1,12 1.000 33.520 33.52 42.250 42.25 8.73 LT Nov 1,12 1.000 33.530 33.53 42.250 42.25 8.72 LT Nov2, 12 1.000 33.550 33.55 42.250 42.25 &70 LT Nov 5,12 1.000 33.190 33.19 42.250 42 25 9.06 LT continued next page SDNY GM 00020595 CW7030;005782961 Nn7000158156 00002 0814 030575004 Y123568550100000 Page 19 of 90 CONFIDENTIAL EFTA 0(1131215 EFTA01273422 Account name: GHISLAINE MAXWELL *UB s UBS Strategic Advisor A ntrst Friendly account name:Ind Account number: Your financial Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase price trade taunter Average price Price per share Value on unmaized Hokin Hddng date of share) pet share (I) Cott basil (I) cn Aug 29 (s) Aug 29 (I) gain or Ion (5) period Nov 6. 12 3.000 33.886 101 66 42.250 126.75 2509 LT Nov7,12 2.000 34 025 68 05 42.250 84 50 16.45 LT Nov 7, 12 1.000 33.910 33.91 42.250 42.25 8.34 LT Nov 8, 12 4.000 34 032 136 13 42.250 169.00 32.87 LT Nov8, 12 1.000 33 860 33.86 42.250 42.25 839 LT Nov28, 12 4.000 34312 137.25 42.250 169.00 31.75 LT Nov28, 12 3.000 34 410 103 23 42.250 126 75 23.52 LT Nov29, 12 15.000 34.583 518.75 42.250 633.75 115.03 LT Nov 29. 12 3.000 34 493 103 48 42.250 126.75 23.27 LT Ian 23, 13 1,087 OCO 36 805 40,008 01 42.250 45,925.75 5917.74 LT Apr 22. 13 502.020 35 691 17,917.23 42.250 21209.50 3292.27 LT Security total 1,798 003 36 246 65,171 15 75,965 50 10,794.35 Total 51,367,972.07 $1,664,680.58 6296,708.51 Total estimated annual income: 545,356 Your total assets Peicemage Cost Estimated unreabzed value on Aug 79 (S) your account bass CD annuai ineme (11 On or IOSS (5) Equities Common stock 1.664,680.511 100.00% 1,367,972.07 45.356.00 296,706.51 Total $1,664,680.58 100.00% $1,367,972.07 $45356.00 $296,708.51 Account activity this month Ciate *chitty Description Amount 15/ Dividend aad interestiacome Taxable &Wends Aug 1 Dividend GENL MILLS INC PAID ON 1882 771.62 Aug 15 Dividend COLGATE PALMOUVE CO PAID ON 1508 542.88 Aug 15 Dividend PROCTER &GAMBLE CO PAID ON 1134 729.84 Aug 20 Dividend CATERPILLAR INC PAD ON 1110 777.00 Aug 27 Dividend XIUNX INC PAID ON 1798 521.42 Total taxable dividends $3,342.76 CNP70009305782962NP70C0198156 03032 C814 030575004.2356855010901,wGmjaneese 20 of 90 CONFIDENTIAL EFTA_00131216 EFTA01273423 UBS Strategic Advisor Account naex: GHISLAINE MAXWELL Your 14 nandal Advisor: * UBS August 2014 ndly account nerne:Ind Account n u • SCOTT STACKMAMLYLE CASEGEL Account activity this month (contreeen Ome Achse Oes< nplion Amount IS) Dividend and interestincorne («Ahnued) Taxabie interest Aug 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF co os 14 0.03 Total taxable interest 10.03 Total dividend and interest income 13.342.79 Ote Adihdy Desciption Arrotnt (1) Otter funds debited Aug 4 Transfer TO 236790100 -771.62 Aug 1 t Transfer TO 23575 0100 -0.03 Aug 18 Transfer TO 235750100 .1272.72 Aug 21 Transfer TO .235750100 -777.00 Aug 28 Transfer TO 235750100 -521.42 Total <stier funds debited 43342.79 Date Afbvity Oescrotion Arrount Money balance activities 1u131 Balance forward SOHO Aug 4 Deposn UBS BANK USA DEPOSIT ACCOUNT 771.62 Aug 5 Weckareal UBS BANK USA DEPOSIT ACCOUNT AS OF 08/04/14 -771.62 Aug 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0618/14 • 1272.72 Aug 21 Depoet UBS BANK USA DEPOSIT ACCOUNT 777.00 Aug 22 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0921/14 -777.00 Aug 28 Deposa U85 BANK USA DEPOSIT ACCOUNT 521.42 Aug 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08128$14 -521.42 Aug 29 Closing UltS Dank USA Deposit Account $0.00 ixe UBS Bant USA Depoat Accoum Iryour prinery Sweepeplion SDNY GM 00020597 CNP7030A305782963 NP7003ISBI 56 CO= OBI 4 030575001 Y123 S68S50 100300 Page 21 of 90 CONFIDENTIAL EFTA_00131217 EFTA01273424 *UBS Your notes -- 1-0====ra- ----°-"'" CONFIDENTIAL EFT,00131218 EFTA01273425 Important information about your statement (BS Fnancial Sondes Inc (8w Fim or 1.19S FonnalRant ihp FimurCdd ksuer %el mostigate yosr ~Urn rid Indro on the books ad records of to «baba cud< or emerge; — sou run ~Ina housacalrg by Gang your is amen« of al primpal scanty canstodry aid taws • cortea nano( pronpily trader age«). Fnateal Advsor ~urges UBSFirsancOl Service> and UP35 Bunt USA an afar • unfit:» of taS. AG and Milian of u85 Santa nose mae at checks payan to the Furor fc faint' • Conn nyeanam amen Of thOrffit rooms fog. Fria** «count Arm LLC lhe Fnas Pasant Rana« it wane won romea Arun ndested on p4 front ol this Panel, h addeon tinned paromants and prvae ~ens) that are not Tftsfnentg non name reflects onfarreticn tat you the hiii tonne alines an at to agar noun fan. Zarb may be singed to radiaral under the Mourns Act of 1933. and emend on tte Hrn's online sevnes waste It a a manname Mn charge:Icy me myna* ucurte: customizable •ndorume• amen by you a nu pu urth U35 Hnadal Sena No pudnac;ndchagm aapadarantsncahacanh • Comdata coninas o g. War ored your ranonang tt ha no Id/ effect on sour arum 1200 Harbor Boulaand AmounA Ad de trilSNAKI 10 ore( enteuterrs :nag be prand metal canon. enlacing tunas can= ant You dt 01~ pa Frrtirn aØ nanes. throe)", Onlein Madam N107086 abaft to a bander fee Sennces or by °nand pa' instalA*6A' OnTedn Ora coronas lhasutanem reprewomhe myoMcalreoxd of purUBS li st Sweep Optitnt The SIC protection and to arglerrsmaron do not Account twandew Fmatlaal Sans acosunt Other records. exam °float tao UBS oners orals lor sweepad cash barges banes to spay to these assets ean d they crane amnia • Van of soar nount paean Nr 01arett ar4 doomenm. conned coolant) data should not be tebed ban &pouts a Leant USA arid UIS AG 22/Word bas suntments The WC prandial and tee sapnwit at liadlnp • pon you belan non an ern:tor «curs please (Bark Snap horns). moneymarket mutui hauls (Money protean do not roles, fl ans* change, n the ~Set • ASaee !KUM sealable awn barns vans la fluor n andanly n rand to ael3ranch dawn the Funds) arid the harnanal Dena Acannt <Carr vattdy ie iskieStmtnbernetheraS meson a urred untitled nib, bist Gkba Tom Deposits, unman office sand pur noun customers with at nifinaticnal ken^ Minagernent noar nnt. ran banarcY 0r mats to market and Retail asns not held by the Pan Account lhicugh the Balk Sweep frOgrasb. can babuies Does rat ncineunprad Hountelassas at need ol the Mawr al Sian tonn are 'mated t> be nine. are Swept so ISS gat VSA so b n estabind lene ad Mote Wom,.ent raft le upon r.Ø You may obUn pnr and armt neon, pooch a ante ~myna smannt data ttould rot be used for ta reposes ny than to 125 AG Stand Brand, a a ManayFurd Deposts me nformatia nut WC. included do 5PC Brochn unman an col cos ad mendable stock colons solely on yed.end ta tarns f.e.. For., 1099. S498. 10a2S. at WS Bark USA an 'DC nsuted n acondsxe wan feu: by conixind SPC at 2023714300a by nag tie SPC • Oran includes Øt Dawn. cutsundad magn etc) warn peepshg your tar mourn an/ cm is maned by rules For ewe :Iceman paze nut ton do 9>w mbsne a!~ epeoep loans. creal Inc not *mum banes la to ream to ne RS al tan)le dada& marine non- Deposes a UBS AG Rained Branch and Pans od Maw • cowman baneo Tout of snirkened avadable cash Mon avatar ad tare merest named en sedates Funds ream mused by the FCC. DifilkNXI paverment Program nør) bianon. oltaltS Bank USA dipout betaror. 125 AG had n pr recur& nit proceeds on sale trantactcni, and The Drip raker sa anode pm" you may °bun the Stand BranchMow basins and moneymaker man cost barson cairn award »cumin Through the OA. available lo cab binos at strip? to ecarac, *ten your Munn /boor Only whole ~es Ian AYES, brfles. a the Site of de Kalement p«.:4 drosc accounts a LUIS AG ~York Branch and IRS An • pschawl ragDIP. natal taes wil be soll and the Norboorrencellty he aval ba nces n yea nounl annol Ommetinicnont with the Fim Carat> &arch Nest deposns are no< nued by the FIK øN wit be 6eposin n you accours lhedviand segregate from Wm- balms, t* Fanny use ay of • Pluse reconfirm ant oral ouvuexatons *rang to Satan-shed a ne WS AG Cann Brach ire terporaily renastan an washed by the issuer may Offre from the thew Isrds n the ordinay course of es tosnns lbese tunds funher proud your nano, nand pa rates under the Pl>0%0 totM sneagn rid of theCanal Inds and mad Ma re Mutt the pan ages re sad at payable upon ps ~Ina Thei total 6 Incbdol AP ktornes nest« Protemon Act (SPA) nere M1 ro guinea otter mind , of 685 t> nay arrant pad amid vale theDanes whit on the !SS Catenat's Era's boas Caslanlau • rf ne frwroal insentraon an top left cd the fron of the Only mole unn may be held in your =Ant I you are Landing information arrenne is not LUIS ~oaf Sera URS Frundal Deposit; a LUIS Banc USA and each URS AG Branch new entitled to spa tialhod as a malt of ,*Mend patron or for Mind *damson on 'her cm> tended padiysand Sakes cries you accrue aSdearne tore< by praected by SPC Monty Fund Shan am prodded by 5PC ~era. ne Firm wit ether tel partial ads a maket vice dunned Mato pisClam RdalbnAp Agreani or dralgeMent w4 the «hated natuton We intoned See 1.135 ringlet Sans Account FlAeCTIOn• below or a4e at broull ditetured by a «9~AI clend Account Arrant ad the General Tents ad Cannons you a An reblionth9 Man youopened tilt octant In arr y. and aten you account UBS Hann ot Ore Faa4saaaalle n Amerants this can. pur finds ant ettom w, re loGIVM a VS5 Upon you rand. banes n to Ban Swop Programs a srditacratre sanks ~oat pima, aid not thy mroducang baker ad you OA may be nattann ad axes of a Macy Fund maybe Insane« oblitalvet mat mate a resat of ay stor orom6A>n to bah Inn Nunn and thepond: returned to pu a you' The ~wens obraves andet proft are sped< to ant ~Øe% ream accounts non ad ma vary between nen sae* the Inn Yost stabstal tehnaes Starnes and ore< arts held n All rcCOure suteneres shall be deemed compliee ad prompt lc n wrong of ny cusnicanc enge h your fnanoa Funs ntenmagn tout al Ltle nap *pions. ndudng the snarnu it the end of tie statement pain You may at acaras d not ob)edei To n varig wan 60 drys SrlAall of nesamon obactives For nowt hen ainert eittnta rates ard yens. d .....itt5t you choose one of Infoland *vestment ObtRatS le< dam, cd My pad nnan a 'rig urn. Youmay www ubsonsweepyials tom year f nand, nasor a by rape mania utsil a ba anal ta at.. Paumg.ilinr • Please area cusrener on-plantsa ~nu to the Inn • Ream Cullen? Marne Mosenut ~bin; the balanCp Clip On teal Fay adman 6> the Client Rettleen Deprtrneu a 201.352.1699 or tallies* naiad 800.7624000 gannet of honeonly ding n* stamen period ate listal owlet ral» di of • 000-3544103. 8 00AM to 6 COnd ET ~dal li sf anancial Swans tons peottotien • /Wiese CePge'lAspaewon Vivesb~ls seeking growth the <al of the SUIQMPfit PeriCd dinar Vida. a N stinga uBS ?mama Senn> Inc. 04 prr<pal rang than a* gremon ce name The Fern 6 a reenter Of the Damns Venue Protection • Cost basis r , detienhng theft basis of the Rarities Clan, Relations Depatnnt PO BOX 766 Unon City. NI • ft,d/CeCOMbnia,n of Income and CePOJAPPeod00^ Connor (WO. WW1prows seornies rcounts of loaned n na suiennt. wine Mimed do the 07(87 menus tp to 1500000 Mohan; $250.000 for dams for neonam snip bah no genera« of ran an mane ' Faunal awash.), fen on ran & prnadal inanition Planed from nuns one than L135 <a:iv Te is< net ;men«, ertes app/1 to MAO:AM • In case of ears a masons etan an anon< tads finsnoa Stenices. noting Mansion Iran arwas vat« (ST) bid pammt Ce 155 vat dab cad t Wuhold n apanadant~ The Ira foram win worn if dates ha also archan Oneall risk prelim or tat you out proeikd lo put annul Advent tratiadiatt, Call 600-762-1000 a was to Le3SEnanCel appionatat roman The urraun anoint payable to • Conaway* Seeks tomansa ',Hari -Opal wan how The Finn dots not Sependenly way or durance no SernOES ne. WOO Harbin SW .6th lb«. Wf€teAkan. N) all «Ube cion”. colks- tAelf under rit proncion 6 5512 risk and won lily to the accuse Nara arm I Mat means annoy vary of any insormacn provided by puns O7056. Ann emanSA Sterna milton as of Dander 19 2013 the arourn does not gown indent tncome onir tan 1135F ~oaf Stakes. (San, SW ~Ina keep pact ant MØ Cal amter somas you art d you Os nk pur n noughUSS Fi.ancial Sank,: gwionlly Snamt tonannyordain ad ~fit ern at the • Anna, nntlid se acap: some ad to irmetni ad statement or racer 6 wool rift% need nwe updates the nt°mantel as c 6 realeec the Fon does roc nano, Lout atrfrofor on the stamenn or now fern /fur« protean fa up it> 119 man> n the tokvae sare My» seek higherMinns agse9te for al yoU an ovaslad n a snail. tapsry • Aggress.. Ovleg to asepl hgh ryt to anon ate hgh snick any ashcans na she &amain under 'Cost The Fein «Card Mur fa ap Raba) must ~tom you A full copy of no poky ~log 6 lrial.Ale Wan ~ *Many» sea far returnsover une brit' and i licterited garilass is nest a of the Mee no taleruna 60 day, alter the fred sent you the tist 2 of this SIZenni As SOO, Pleas. do not mac( ' this smarm-non Muth the woe or probkmannd The SPC proinn an to supplemental pr000cton both do Statement lausehoidingt informal6n lo makeswan er sae deans la ta - Fran. sow nine ad 'stoat men fit an purposes a omen* Accounts animal to the Porn - Describe trø error or the ardor you se wave rat not Spyro We may o>nsoklate al rand awn statanams wit the • Cam...drab, tans controlled bylad Muted n rot sal* fl irets et the sane towrope Acornsmay be retired ma reflect garbs; olamein ody for the peen of aid 'an asclearly as you on why you belts e is error a any you need awe Manna> adm who) but held away tom ies Sermon for this palpate Incur they ha* owners who akt> murran time they an held at the Van IsSorehiUorur eilansren br be added by your Munn AØ - Pronto the dollar <man, of the stained ma (eg. anan fl Cana SUESS/HT fjCaih ail% AG pm aaoure rannshps rah ors dints at the sant Stamford bad>. nstsaxe modals noting non ark's, Tin pante e know as naneholdng you nub les ad Maros of mutual ladt 'true sub nay to man incnita ointments nuke) in ~re • Unwantedsaint/buss l'itste clia h amine shares re reg ewes ~an the name of the aCCOin • Jr-real:Al lanif lissis a2 Cai.Dialel to' SDNY_GM_00020599 CONFIDENTIAL EFTA_001 3 1 2 19 EFTA01273426 Important information about your statement (core tinned) koridalsormity lots T erawa:lion data fa i-dirMal - Thad party *stirred vibesmay be reflected as 'Not warner of =anis at tie hotter-dear hotting mutual Amour at registered service mats a SIBS Frantial Semites lots mayor may not reflect aninkdrark Cages alder pnceir n sewed stuathars when an nlessenSent Itrds of that fun lanik Inc Henry reorgeicaion mai DIrifend end other valuation fon besot stapled w d mane b awn a - In arse ion to comonscos reared n ornection wen remetrwit lots and system/IC prochter lots are eat% value when we beam. awn that a mere al wore ha the sale or tharbuton of rotarymoo= ad wit Yea Smarm is a ink:bend smite mark ol Visa 0>mbred TOMOS, one 3000 lot The • lrade dal' marred that may oll a preirrusly reported vabe too s t.•aa tom units to our dents we artie our Imernarnal LEG Vida Sonata* me* cards and Len Yin 00011 pinentS the Veinal 00103 Co traledate (MUM Cr whin a frave Mukl te highly treOrtaare all Wane Nese nem* *tang OreptinSatico Iron debts cards ere issued by IRS Baia USA *oh permission from duo to the rut we of the seamy maryof The Ii Sera commie. imclemmireg Te v ea u S A noteporated • Callable wan del Pont aid Warted WO* Tat the - Innen neither an issue. rent pairw a Donor rwurty annals nansol the Moan,. cornea-Wm iSsiar salt for env redercaroniel beselected rrpaliatv est imated minor a ift✓Mihaly militated yaw is • SpOnSOIS a tie UM fivafftant INAS he 061rtute UBS Financial ServiOes Inc Rev 201407 by lot tom among a satintos of that one lip in OW pronnel the max ol me nosey wit bedraerett from - Ott 06 MS also meretrading commbacos otter name a n nano...nave for as chats Cat feature its pstrast pea compensation from moms hens an (Imam iacmal co is phrased tom thrd pale; and its Mural - 'Cohabaiows to dare' ma/ noble learn of canal. townies whOst moats wodistbuto 6 rot gutaMed Omer call leans may egg Mak wane a both - We recast an anal tee fawn 4.13S8alk USA ad UBS could affect ywlt complete Mama kin sea be provided - •0090 a ton wee' rerestots the Mint oaring prtce AG Stanford Braid' al up to 12S per ascount UN'n reepost per on aid rnay not reflect you cost bask snoring to the bats auk, the MS Bat Sweep Program • Cardfcatas of deposit (CDs/ CDs ate MC raved apt • Ititsbisted ateuritias Restricted satraps generaly 12S0.00 in pampa ad aced Murk per dtgovtor not ander/ tegible Ice peak Sale TES Fraxitil Strum Attalla and per depahle-y rtslitnice. it accerdasa with CDC uses them price of t o tonstrilef stock of tho sane Infonnatian overdo', cormisMers ad other charges rules ester a as muted value Lathe rewitsed what to ironed n cconitton with the newton of wales ndudisp purpose of Ms stesexerm on* To the omen ma op bon tranactons has been ocerled co ccolonions • primivalue Pnces &payed fa Wanes and Oda reStrKted warn.. it eligble for sale. the vale meted provernly lunched to you. and skit bemon:RP to you produal may be hiller a bluer this To pre ma you may be manumit, less then the imputed villa toed peony* on rearea was ecualle recent in the man PrCeS are °Maned from vartus mid palyWaras Midi weteam0 be • Est lesanated) Metal, arreatrields and rams. An Sheen Selling relaba but we do not garment.* a:cracy estimate of Nowa rum* is based on fume sbvsktid It you a• engaged in tort sehg a warily. you may ens a - We nay uso to dosng pre when aralthk• se the and hued ram. warren the worries will be held for chase clue to anal bccrowitho cost Rental pa each mean n ilabid aid ask aces Ice Isted MIMS an one year from haement date a MN Mangy This *orgy optenot sok bd pees lor OTC stoats estimate eS on 3 guideline. aouraq aid Owitmed - Lau adored; etas metros maybe priced mega name are not parameed Open eaten valarCel InOslet a IMMO, ratan Mee we ObtaiM - Est imbed anus Mom and anent yial /Of sedan Re9rdina Open m "gooditileancelled • 00.rethat were net aid manse 010 an adura main pore or 'Ma IlDesof warims mon inlete amt. um of pincer or emosted by the raiment doter open buy an sell stop - CenainpOslicm may one, valor a pm, aid • gam in Meth Clothe eSt name awrent ceders se mixed by the amount of de/Mudsa rights co show once was not wenn' if we we emtle to yell would be menteed • oudiridenchor eanglas date unless marled otherwise obtain a pose tor a security - Barnard anus Mane aid Current Mil aid The by you You ae reporoble for orders thal re executed doe - Deposes a seaman denominated n anions one actur norm an pen mgM be lowers hgher to your Nine to canal exoun open ceders than U S oolbrs ere rel knee a the codungehte mof the manual anon, s the Panne date - An ow Moen mrnalged acorn. (Madan under Tax witheldim en ekerbutions from UK Cinemas' - For calm confines vadeg onOnaMormiig metes/ ducked by the Oaderis males vane/wale Semites IRAs deromnansos. ace and quality (face stabe/nlas here balaCeetelSed Co the LIP diedaid or Miceli Feder Inns enures 1.4$ rarcial Services to withhold been a3pmeed to frameprow %Mean payrem made by the muer and asstertes Itet mane to from six Sayable KA crankier:en. W t you may To obtain current gammen. Mon rabble. costar yos seam imideposen oil be hidden one mat from the dal oat What. unease lay witarelf or instead. you may Oakmont A4voor statement dae or vita =may AoathIcY aid den a haw tar waheld a arm a n a lewd amen as COnloutd phi ae not wanted you choose Mrs Moon era terrain n effictunt resoled • Prana leweetimMe and iertmlumed prudent Moat by you You may revoke your election a nth,* by main Macaws moat OncbsIng direct paMpation • Amu not held ley WS financial Sava Conan anew Maim If you dl not hate eon*. ', cometar prOaan aid real estate 'Woof--a QUA SalultaS) aid anal are not held Ydiefim ad not wrhn the Inns warmers from yOUT dattulliOnS. you maybe womb* tot sinchre0 product se saWaly hghly Man/ Celan possession or anent Them. assets at coptaftd co your the payrnor of mined tax. You may nor peons d the matted pecans tam not been regwored ewer the statorera for Woman:ma wpm...sonar Portion ass moults witiwil and se estireed la payments at not kffaco4k and EvarCe Conmssisn a under any state tams presenad ere pnyvikd by to initiation IRS equal TO art tar Olipatioi secuntes Wm We prow* estmaed vibes fa aerate Fria-seta Simenn a not reponsble tor this afornain nwitmen warners ad striated prodmis lot and doesn't guarrilte Es aCcuay That assns tenet Privacy aroma malpupows only Accurafro rot gonnlosd prowled by SVC ate Fero supplemental SaC To obtain a copy of *rarer Clem Perry Naito pare - Thew brims mayd0Er SOStintallyfran Mai if My coverage contact yas Fon:elk:MOT or visitors we al at which acetate mermen stoutlya structured mow urosmonovonotry promo my be tarot a sold aid do not neon:ally • revenue sharing and addkkanalmetwereatlan ricerant the eate you may reawe upon Inottlatnn - n addirei lo ouninissom on saki an 11b.1 lees UBS Cita-total Sovizes 6 not a bark The kVA. &rams - Thrd prty flimaeS Of vaNe are as of a moan dae ✓eared n conneaco with the dotstuton of routur Sauces Aaount BSA aid IRMA me beckerape aaTuntS aid ae implied 10 MS Fsinal Services on a regu to finch to our dints we a'nf or eel Striae rear.* Men provde access to bani. ng sauces an prodvas bairn by an nessentlent valwation Imm (Male navy pa/luau from darbutors and or though anawaments with affriatel brats aid other Ted - tsua pang pane Ce sansor Sowed vanes it 'orison of the mutual funs that we sell These party basks and provilos 30:015 so Oman and mut), an. ate stapled to the Frm by ?minor general amounts at bred on two different comporents 0 pro:MIS 6160 by until dated thed {tarty Munn" partner a sponse and may be cabraltd bawd ai the amount of saksby PBS of a parculr mutual hand cantons through OLISICe agency subslas woof utS Parer* Noma:km fern that used by tend pones to ferny to err darns. an Id the woe vete ot a dente thee estimated yam papally mama fan fangs shares Mid a the lion - You ea obtain addaseial Mammon regaling the - Vie and the *are alas receue retamkng aid automat Iterate. aidamuyproducts methodology used to (Mennethe minute of Niue centusprocesung lees n okronetron for wailer tot IDC Mured • No bank 9.13531110.• May lose vain rid the date of the Monnacon that is Ow bass fir the agent sakes tut we proud to to virtual funds *limn by corlanin your Runde' Advisor Thew fees marl, re pad am imenor arm n the PRAA ReSardeRAnymni Ann,. BuSonS Serw:T5 nwtual ItnO and ae a treed doll? ana.ri based on the Aelcont BSA. IPMA and ntemabona ReSOkrOe Mthaseirrent SDNY_GM_00020600 CONFIDENTIAL EFTA_00131220 EFTA01273427 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 September 2014 CNP70065525930914 X1201 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIStANE MAXWELL Friendly account name: Indiv Account number:. SS Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phc•ne Questions a bout your statement? Call yOur Findn:a AdviSOi Or the Value of your account RMA ResourceLine at 800-RMA-1000, on August 29 (3) on September 30(S) account 029723568 Your assets 1,664,680.58 I ,637,970.72 %Ask our websIte: Your liabilities 0.00 0.00 muw.ubscomilinancialservices Value of your account 11,664,680.58 11,637,970.72 Sources of your account growth Tracking the value of your account derive 3014 Value of your account S Thousands at year end 2013 1000 Net deposits and 1,664.7 1,630.0 withdratcals 51,521,524.68 • • Your OWS011011t return Dbidend and interest income 131,10303 Chalge in market value 485339 01 Value of year account Aug2014 on Sep 30. 3014 $1437.970.72 SeP 2014 SDNY GM 00020601 Member SIPC CNP70003006552593 NP7000$0300 00002 0910 03057S004 .73568550 I I COCO Page 9 of 100 CONFIDENTIAL EFTA_00131221 EFTA01273428 SUBS UBS Strategic Advisor September 2014 Account name: Friendly account name: Account number: Your Kendal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of September 301t) your account • Cash and money balances may include A Cash and money balances 5,16833 0.32% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances. UBS AG Sumfofd Branch deposit account balances and money market C Equities 1,632,802.19 99.68% mutual fund sweep balances See the lmponant inforrnat•an about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities a oo 000% G Other 0.00 000% Total assets S1,637,970.72 100.00% Value of your account 51.637.970.72 Eye on the markets Percentage change Index September 2014 Year to date S&P 500 -1.40% 834% Russell 3000 -2.08% 6.95% MSC I - Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10% Interest rates on September 30, 2014 3-month Treasury bills: 0 One-month LIBOR: 0.16% CNP70003006552594 N1'70032%1100 00C02 0914 030575004 VI23568550i taltiyGht 000%/Goo of Ion CONFIDENTIAL EFTA_00131222 EFTA01273429 Account name: GHISLA1NE , i. UBS Strategic Advisor Your Financial Advisor: UBS September 2014 Friendly account name: Account number: scour STACK MAN' LYLE CASRIEL Change in the value of your account Summary of gains and losses September 2014 (I) Year to date (1) values reported below exclude products for which gam cudlosses are not classified Realized gains and losses Unrealized Opening account value $1,664,680.58 $0.00 September 2014 (1) Year to date (1) gains and loves (1) Deposits, including investments transferred in 0.00 1,994,881.82 Short term 0.00 -7,125.69 5,465.92 Withdrawals and fees, Long term 0.00 57,725.77 259,364.20 including investments transferred Total $50,600.08 $0.00 $264,830.12 cut -710.87 -473,357.14 Dividend and interest income 5,879.40 31,107.03 Change in market value -31,878.39 85,339.01 Cash activity summary See Account activity the month tot dela Is. Balances In your Sweep One WS are indudedin the cpenng and Closing account value $1,637,970.72 51,637,970.72 closing balances value. SDK insurance *cries only to deposits a U86 Bank USA, not to deposits at UBS AG, Stamford Branch or bank &pants rood hroush the UBS Interneciorui Deposit Account program SiPC protection applies to money market sweep hold holdings but nal bank deposits Steimportant ineormarion about your statement ch the last two pages al this document Tor CORK Dividend and interest income earned September 2014 (5) Year to date (S) For purposes of Irts slaternenl, taiati:ity of 'nines] an1dwden0 income has been determined ffiril a US Opening balances $0.00 $0.00 lax reporting perspective, eased upon the residence of the account holder, account type, or prolud twat, scene interest andor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) AddR"ion income tares The taent mom* statement is not intended to be used and orrice tie raked upon for tar purpases. Clients should refer to the amlictie tae reporting loom they recent. tram 182 smugly, such as Deposits and other funds credited 000 48,841 01 the fOrMS 1099 and the Penns 4130. for lac reporting information n IS the make of U85 to Irk tht appliCaUe lac reporting forma with the US InternN Revenue SendIt and PR Tmeeury DePallment and in 0wdend and interest income 5,879.40 31,107.03 sue h forms accurately Ossify dwdenct area interest as las exempt or tat/a* income. Ple&e consult your includikal tax PreParet Proceeds from investment transactions 0.00 398,577.63 September 2014 (S) Year to date (I) Total additions $5,879.40 $478,525.67 Taxable dividends 5,879.40 31,102.52 Subtractions Taxable interest 0 00 4.51 Professional management fees and related services 000 -2,979.10 Total current year $5,879.40 $31,107.03 Other funds debrted -710 87 -470,378.04 Total dividend & interest $5,879A0 $31,107.03 Total subtractions -$710.87 -$473,357.14 Net cash flow $5,168.53 $5,168.53 Closing balances $5,168.53 $5,168.53 SDNY GM 00020603 CHP7C007006$52595 NP7003203800 00032 0914 0305790041.23568550 I10000 Pigs 11 of 100 CONFIDENTIAL EFT.A_00131223 EFTA01273430 Account name: cat UBS UBS Strategic Advisor September 2014 Friendly account name: Account number: Your financial Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308.3140 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. Youcan find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your eate' objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibility consdevatton - None selected Your account instructions • Your account is currently coded for margin. • Your account cost basis default closing method is RFO, First In, First Out CNP7C009006SS2596NP70C0i98800 CO= 09I4 030575004 YI23568S50 11941,wGitoctleets12 Of 100 CONFIDENTIAL EFTA_00131224 EFTA01273431 Account name: GH1SLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor: *UBS September 2014 Friendly account name:Ind Account number. • SCOTT STACK MAN LYLE CASRIEL Your assets Some Ones, income and current va ues Shona may be approxinale. Asa intl. Om dntllosses may nol be Eccuralely reflecled. Set ~octant intemeaon stout your statement a the end 01 ths document 10r more inforneaon. Cash Cash and money balances Cast, and mosey balances mai include avalaie cash balances, UBS Bant USA deposit account balances. UBS AG Stariord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by Irk válhn applicable limits, but are not protected by 9PC 7185 AG Stanford Branchdeposit senora balances are not )(mien ty FDIC and re not protected by SIFC Money market dweep balances are protected by SVC but zee not insured by the FDIC. See the Important information about your statement g the ended this document for detain about those balances. Openng biog. Cloung tdaxe Pace per share Average Onidencl Interest Days in Hddng on Sep I (5) on Sep 30 (8 on Sep 30(1) rate plied period Ctp (growl (S) UBS BANK USA CEP ACCT 0.00 5,168.53 250.000.00 Equities Common stock Purchase pricer Trade lumber Average prke PnCe per share Value on Unrealized Hddng Hddng date of shares per share (1) Cost basis (1) on Sep 30 (5) Sep 30(1) gain or loss (1) Period ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAI: $2.591 Current yield' 2.99% Nov16, It 13.003 37 316 485 12 49..193 643 37 158.25 LT Nov 17, I I 13.000 35.393 460.12 49.493 643.37 183.25 LT Nov 18, 11 35.000 35.502 1,242 58 49.490 1,732.15 489.57 LT Nov21. I1 18.003 34 37 I 618 68 49.490 890 82 272.14 LT Nov22, II 15.000 33338 500.07 49.490 742.35 242.28 LT Nov23, 11 22.000 32.655 718.43 49.493 1,088.78 370.35 LT Nov25, II 7.000 32.460 227.22 49.490 346.43 119.21 LT Now 28, 11 30.000 32.951 968.55 49.490 1.484 70 496.15 LT Nov29, II 18.003 33.472 602.51 49.493 890 82 288.31 LT Nov29, II 5.000 33.622 168.11 49.490 247.45 79.34 LT Apr 24,12 30.000 37.567 1,127.01 49.490 1,484 70 357.69 LT continued next page SDNY GM 00020605 CIIP7000g0055S2S97NP7003288800 00032 0914 030575004 Y123558550 11COCO Page 13 of 100 CONFIDENTIAL EFT/LI/0131225 EFTA01273432 UBS U BS Strategic Advisor September 2014 Account name: Friendly account name: Account number. GM'S/AWE MAXWELL Your 14nendal Advisor: SCOTT STACK MAHLYLE CASRIEL Your assets . Equities . common stock (cQantas) Putthase price/ Trade Kerber Average price Prke per shire value on unrealized Malang LWdng date of that's per share (I) Cost basis (S) on Sep 30 (3) Sep 30 (S) gain a loss ($) period Jan 23,13 1,056.000 43209 45,628.81 49.490 52261.44 6,632.63 LT Apr 22. 13 489.000 42.447 20,756 68 49.490 24200 61 3,443.93 LT Security total 1,751.000 41.990 73,523.89 86,656.99 13,133.10 AUTOMATIC DATA PROCESSNG INC Symbol' ADP Exchange' OTC (Al: 42,442 Current yield: 2.31% Aug 4,11 146.000 48.469 7,076.53 83.080 12,129 68 5053.15 LT Aug 12, 11 4.000 46.890 187.52 83.080 332.32 144.80 LT Jan 23, 13 767.000 59890 45,936.09 83.080 63,722 36 17,786.27 LT Apr 22, 13 355.000 65.098 23,110.04 83.080 29,493.40 6,383.36 LT Security total 1272.000 59.992 75,310.18 105,677. 76 29,367.58 BAXTER INTL INC Symbol: BAX Exchange: NYSE (Al: 43,236 Current yield: 2.90% Jun 20, 12 30.000 51.594 1,547.84 71.770 2,153.10 605.26 LT Jun 20, 12 17.000 51.522 875.89 71.770 1,220.09 344.20 LT Jun21,12 29.000 52.077 1,510.25 71.770 2,081.33 571.08 LT Jun21,12 7.000 51.500 360.50 71.770 502.39 141.89 LT Jun21.12 5.000 52.216 261.08 71.770 358.85 97.77 LT iun 22,12 61.000 51.890 3,165.29 71.770 4,377.97 1,212.68 LT Jan 23,13 769.000 66.658 51,193.80 71.770 55,119.36 3,925.56 LT Apr 22, 13 355.000 69.318 24,60a00 71.770 25,478.35 870.35 LT Sep 19, 13 74.000 72.165 5,340.28 71.770 5,310.48 -29.30 LT Sep 19. 13 6.000 71.875 431.25 71.770 430.62 .0.63 LT Sep 19, 13 3.000 71.880 215.64 71.770 215.31 -0.33 LT Sep 20, 13 47.000 71.987 3,383.41 71.770 3,373.19 •10.22 LT Oct 3, 13 154.000 64.600 9,948.49 71.770 11,052.58 1,104.03 ST Security total 1,556.000 66.094 102,841.72 111,674.12 8,832.40 8LACKRCCK INC Symbol: BLK Exchange: NYSE (Al: 32,872 Current yield: 2.35% Oct 5, 12 7.000 189.932 1,329.53 328.320 2,298.24 968.71 LT Oct 5,12 3.000 187.820 563.46 328.320 984.96 421.50 LT Oct 5, 12 2.000 186670 373.34 328.320 656.64 283.30 LT Oct 8, 12 8.000 189/83 1,510.27 328.320 2,626.56 1,11529 LT Oct 9, 12 15.000 189186 2,837.79 328.320 4,924.80 2.087.01 LT continued next page CNP700/490065525913NP700029380000002 0914 03057930s 023568550 I I igo5iyGm00012.50614 of 100 CONFIDENTIAL EFTA_0013 1226 EFTA01273433 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nandal Advisor: Friendly account name: SCOTT STACK MAN/LYLE CASRIEL URS Account number. Your assets Equities . Common stock (continued) Purchase nerd Trade taunter Average price Plitt per share vdue on unrealized Hddng Hddng date or shares per share (S) Cost basis (S) on Sep 30 (it srp 30 (It gain or loss (t) period Oct 9, 12 2.000 189.010 378.02 328.320 656.64 278.62 LT Oct 10, 12 3000 187.720 563.16 328.320 984.96 421.80 LT Oct 10, 12 2.000 187.670 375.34 328.320 656.64 281.30 It Oct 10.12 2.000 187.995 37599 328.320 656.64 280.65 LT Jan 23,13 224.000 236966 53,080.41 328.320 73,543.68 20,463.27 LT Apr 22.13 104.000 251.093 26,113.69 328.320 34,145.28 8,031.59 LT Security total 372.000 235.218 87,501.00 122,135.04 34,634.04 CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 13,108 Current yield: 2.83% An 19,13 72.000 84.718 6,099.75 99.030 7,130.16 1,030.41 LT lun 20. 13 121.000 83.14i 10,060.15 99.030 11,98263 1,92Z 48 LT Jun 20, 13 78.000 83.030 6,476.39 99.030 7,724.34 1,247.95 LT Jun 21,13 204.000 82.904 16,912.44 99.030 20,202.12 3289.68 LT tun 24. 13 111.000 81.517 9,048.46 99.030 10,992.33 1,943.87 LT Jul 25, 13 73.000 82354 6,011.86 99.030 7,229.19 1,217.33 LT 1'2)26.13 69.000 82.259 5,675.90 99.030 6,833.07 1,157.17 LT An 27, 13 141.000 82.951 11,696.12 99.030 13,963.23 2,267.11 LT Jun 27.13 7.000 82.925 580.48 99.030 693.21 112.73 LT Jun 28, 13 169.000 82.774 13,98892 99.030 16,736.07 2,747.15 LT Jul 1, 13 65.000 82.781 5,380.78 99.030 6,436.95 1,056.17 LT Security total 1,110.000 821321 91,931 25 109,923.30 17,992.05 COLGATE PALMOLIVE CO Symbol: CL Exchange: NYSE EAI: $2,172 Current yield: 2.21% Aug 4,11 174.000 41.632 7244.05 65.220 11348.28 4,104.23 LT Aug 12, 11 4.000 42.450 169.80 66220 260.88 91.08 LT Jan 23,13 910.000 54/40 49,358.63 65.220 59,350.20 9,991.57 LT Apr 22.13 420.000 59.788 25,111 32 65.220 27392.40 2281.08 LT Security total 1,508.000 54300 81,883.80 98,351.76 16,467.96 GENL MILLS INC Symbol GIS Exchange: NYSE EAI: 43,086 Current yield: 3.25% Aug 4, 11 191.030 36265 6,926.77 50.450 9,635 95 2,709.18 LT Aug 12, 11 5.000 35.754 178.77 50.450 252 25 73.48 LT continued next page SONY GM 00020607 CNP70003005552599NP70CO293800 00002 0914 03057500r Y12355855011000) Page IS of 100 CONFIDENTIAL EFTA_00131227 EFTA01273434 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your fq mends, Advisor, Friendly account name: SCOTT STACK MAMLYLE CASRIEL September 2014 Account number. Your assets Equities . Common stock (continued) Patches. peke Trade Madder Average price Price per shoe Vela. on Unteelzed Hddng Hddng date of therm per than (I) Cott basis (S) on Sep 30(3) Sep 30 (S) gain of let (1) pound Jan 23,13 1.001.000 41387 41,42889 50.450 50,500.45 9,071.56 LT Apr 22.13 464.000 50.287 23,333.21 50.450 23,408.80 75.59 LT Jun 17, 13 148.003 49.739 7,361.45 50.450 7,466.60 105.15 LT Jun 18.13 73.003 49836 3,638.07 50.450 3,682.85 44.78 LT Security total 1,882.000 44031 82,857.16 94,946.90 12,079.74 JOHNSON & JOHNSON COM Symbol:1Ni Exchange: NYSE (Al: 12,985 Current yield: 2.63% Aug 4,11 123.000 62,377 7,672.38 106.590 13,110.57 5,436.19 LT Aug 12, 11 3.000 63.730 191.19 106.590 319.77 128.58 LT Jan 23,13 642.030 72.736 46,696.71 106.590 68.430.78 21,734.07 LT Apr 22, 13 298.000 84.721 25247.10 106.590 31,76182 6,516.72 LT Security total 1,066.000 74.866 79,807.38 113,624.94 33,817.56 MCCONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,461 Current yield: 3.59% Aug 4, 11 95.000 84.969 8,072.06 94.810 9,006.95 934.89 LT Aug 12, 11 3.000 85.910 257.73 94.810 284.43 2630 LT Nov29, 12 8.000 86.456 691.65 94.810 758.48 6683 LT Jan 23,13 555.000 93.053 51,644.75 94.810 52,619.55 974.80 LT Apr 22, 13 255.000 99318 25326.32 94.810 24,176 55 -1,149.77 LT Sep 19, 13 78.000 97.879 7,634.63 94.810 7395.18 -239.45 LT Sep 19, 13 22.003 97.425 2,143.36 94.810 2,085.82 -57.54 LT Sep 19. 13 2.000 97.830 195.66 94.810 189.62 -604 LT Security total 1,018.000 94.269 95,966.16 96,516.58 550.42 MDCTERA ENERGY laC COM Symbol: NEE Exchange NYSE EAI: 53,370 Current yield: 3.09% Aug 4,11 134.000 52.960 7,096.75 93.880 12,579.92 5,483.17 LT Aug 12, 11 3.000 52.530 157.59 93.880 281.64 124.05 LT Jan 23, 13 700.003 71.610 50,127.21 93.880 65,716 00 15,588.79 LT Apr 22. 13 325.000 79.757 25,921 06 93.880 30,511.00 4,589.94 LT Security total 1,162.000 71689 83,30261 109,088.56 25,785.95 OCCIDENTAL PETROLEUM CRP Symbol: 0)<Y Exchange: NYSE EAI: $2,791 Current yield:3.00% Feb 12. 14 148.000 92.171 13,641.35 96.150 14,230.20 588.85 ST continued next page CNP70309003552600NP7000293800 00002 0914 030575004 V12356855011tlayGhtmoteggs16 of 100 CONFIDENTIAL EFTA 00131228 EFTA01273435 SUBS Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account name: Your Financial Advisor SCOTT STACK KLAN LYLE CASRIEL September 2014 Account number. Your assets Equities . Common stock (continued) Pm/chase P1W Trade Number average price PK, pershere Vdue on uniedized Hddrq Hddng dye of shares per shale (S) Cost basis (I) on Sep 30 (5) Sep 30 (I) gain or loss (I) Period Feb 12, 14 117.033 92203 10,787.77 96.150 I 1,249 55 461.78 ST Feb 72. 14 32.003 92.215 2,950 91 96.150 3,076.80 125.89 ST Feb 12, 14 7.000 92 065 644.46 96.150 673.05 28.59 57 Feb 13, 14 110.000 92.095 10,13045 96.150 10,576 50 446.05 ST Feb 13, 14 68.003 91 911 6,25000 56.150 6,53820 288.20 sr Feb 13. 14 33.000 91.560 3,021.49 96.150 3,17295 151.46 ST Feb 73.14 6.000 91 615 549 69 96.150 576.90 27.21 ST Feb I& 14 334.000 95 389 31,850 13 96.150 32,114. 10 253.97 ST Feb 18, 14 114000 96 023 10,946 72 96.150 10,961 10 14.38 ST Security total 969.003 93 687 90,782 97 93,169 35 2,386.38 PEPSICO INC Symbol: PEP Exchange. NYSE EA', $3.023 Current yield: 2.81% Aug 4,11 115.030 63.979 7357.65 93.090 10,705.35 3347.70 LT Aug 12, 11 3.000 63 023 189.07 93.090 279.27 90.20 LT May 16, 12 6.000 68.535 411.21 93.090 558.54 147.33 LT Oct 24, 12 1.000 68.690 68 69 93.090 93 09 2440 LT Oct 25, 12 2.000 68.810 137.62 93.090 186.18 4856 LT Oct 26, 12 1.000 68.890 68 89 93.090 93.09 24.20 LT Oct 31. 12 1.000 69.370 69.37 93.090 93.09 23.72 LT Nov6, 12 1.000 69370 69.37 93.090 93.09 23.72 LT Nov 7, 12 1.000 69.150 69. 15 93.090 93 09 23.94 LT Nov8, 12 2.000 69.090 138.18 93.090 186.18 48.00 LT Jan 23, 13 699000 72.166 50,4114 31 93.090 65,069.91 14,625.60 LT Apr 22, 13 322.000 82 251 26,484.85 93.090 29,974 98 3490.13 LT Security 10[S 1,154.003 74.097 85,508.36 107,425.86 21,917.50 PROCTER &GAMBLE CO Symbol. PG Exchange' NYSE EAI: 12,919 Current yield. 3.07% Aug 4,11 118.003 60. 103 7,092.22 83.740 9,881.32 2.789.10 LT Aug 12, 11 3.000 60.896 182 69 83.740 251 22 68.53 LT Jan 23,13 619.003 69.94í 43,293.73 83.740 51,835 06 8,541 33 LT Apr 22. 13 286.000 81332 23261.18 83.740 23,949.64 688.46 LT Apr 24, 13 108.000 77 762 8,398.32 83.740 9.043 92 645.60 LT eye pogo SDNY otiffideltit Crle700OFOC6552601 N77003293800 COCO? 0914 030579004 Y12356855011000 Pogo 17 of 100 CONFIDENTIAL EFT/k_00131229 EFTA01273436 *UBS UBS Strategic Advisor September 2014 Account name: i.3.(1≤( AIME 1<1A0N ELL Friendly account name:'- Account number: Your lqoundal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pace Pace taarber Average price per share PlICt Yaue on Uneeenzed Hddng HcicIng date of share: pee mare (I) Con basis (S) on Sep 30(5) Sep 30 (1) gin or loss (I) period Security total 1,134.000 72.512 82,228 14 92,961 16 12,733.02 TRAVELERS COS NOME Symbol. TRV Exchange NYSE EAI: 42,534 Current yield: 2.34% Apr 24, 12 20.000 63.432 1268.64 93.940 1,878.80 610.16 LT Apr 24, 12 4.000 63350 253.40 93.940 375.76 122.36 LT Apr 24, 12 1.000 63 560 63.56 93.940 93.94 30.38 LT Apr 25, 12 10.003 63.520 635.20 93.940 939.40 304.20 LT Apr 25. 12 10.000 63 617 636 17 93.940 939 40 303.23 LT Apr 25, 12 10.000 63.659 636.59 93.940 939.40 302.81 LT Apr 25. 12 2.000 63 545 12709 93.940 187.88 60.79 LT Apr 25, 12 2.000 63.645 127 29 93.940 187.88 60.59 LT Apr 25. 12 2.000 63.745 127.49 93.940 187.88 60.39 LT Apr 26, 12 5.000 63928 31964 93.940 469 70 150.06 LT Apr 26, 12 2.000 63.920 127.84 93.940 187.88 60.04 LT Apr 26.12 2.000 63.930 127.86 93.940 187.88 60.02 LT Apr 26, 12 1.000 63.720 63 72 93.940 93.94 30.22 LT May 1, 12 15.003 64.637 969.56 93.940 1,409.10 439.54 LT May 1, 12 6.000 64 715 388 29 93.940 563.64 175.35 LT May 1, 12 6.000 64.975 389.85 93.940 563.64 173.79 LT May 1, 12 2.000 64.850 129 70 93.940 187.88 58.18 LT May 1, 17 1.000 64 820 64 87 93.940 93.94 29.12 LT May 2, 12 7.000 64 374 450.62 93.940 657.58 206.96 LT May 2, 12 4.000 64 410 257 64 93.940 375.76 118.12 LT May 2, 12 2.000 64.320 128.64 93.940 187.88 59.24 LT May 3. 12 4.000 64.960 259.84 93.940 375.76 115.92 LT May 3, 12 2.000 64 675 129 35 93.940 187.88 58.53 LT May 3, 12 2.000 64.910 129.82 93.940 187.88 58.06 LT lan 23, 13 629.000 77.560 48,785.62 93.940 59,088.26 10,302.64 LT Apr 22, 13 290.003 84.719 24,568 68 93.940 27,242.60 2,673.92 LT May 22, 13 111.000 83 807 9,302.58 93.940 10,427.34 1.124.76 LT Security total 1,152.003 78.533 90,469 50 108,218.88 17,749.38 continued next page CNMC002)306552602 Nn00O298800 C0002 0914 030575004.23568550 111t#I1w_GM_000§15.4(018 Of I CO CONFIDENTIAL EFTA_00131230 EFTA01273437 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your II Bandai Advisor: *UBS September 2014 friendly account nome: Account number. SCOTT STACKMAHLYLE CASRIEL Your assets r Equities . Common stock (commued) Perchas< Oc., Tende tawlDet Average prke ence pet sets< velue on Unteenzed Holdng Hddng date of shares pet shae (11 Con basIs(1) on Sep 30(11 Sep 30 (5) en or loss (I) Pened IJ'IITED PARCEL SERVICE WC CL B SymtoI: UPS Exchange NYSE LAI: 12.843 Curent yield: 2 73% Sep 19. 13 82.000 91 779 7,52590 98.290 8,059.78 533.88 LT Sep 19, 13 19.000 91.625 1,740.88 98.290 1,867.51 126.63 LT Sep 20,13 107.003 91.805 9,823.18 98.290 10,517.03 693.85 LT Sep 20, 13 26.000 91 835 2,387 71 98.290 2,555 54 167.83 LT Sep 23, 13 93.003 91.049 8,467.59 98.290 9,140.97 673.38 LT Sep 24, 13 93.000 91 612 8,520.00 98.290 9,140.97 620.97 LT Sep 24, 13 41.000 91.663 3,75820 98.290 4,029.89 271.69 LT Sep 25.13 62.000 91.138 5,650.56 98.290 6,093.98 443.42 LT Sop 25, 13 11.003 91090 I .00I 99 98.290 1,081 19 79.20 LT Sep 26, 13 64.000 91.489 5,855.30 98.290 6,290.56 435.26 LT Sep 27. 13 54.003 91 117 4,920 33 98.290 5,307 66 387.33 LT Sep 30, 13 46.000 91 475 4,207.86 98.290 4,521.34 313.48 ST Oct I, 13 46.003 91.668 4,216.73 98.290 6,521.34 304.61 ST Oct 1,13 6.000 91.650 54990 98.290 589 74 39.84 ST Oct 2, 13 61.003 91.128 5,558.84 98.290 5,995.69 436.85 ST Oct 2, 13 19.0® 91 067 1,73029 98.290 1,857.51 137.22 ST Oct 3, I3 55.003 90.337 4,958 58 98.290 5,405.95 437.37 ST Oct 4, 13 55.000 90.653 4,985.96 98.290 5,405.95 419.99 ST Jan 17, Id 121 000 99 231 12,037 00 98.290 11,893 09 .113.91 ST Security total 1,061.000 92250 97,876.80 104,285.69 6,408.89 X1LINX INC Symbol XLNX &change, OTC EAI: 12,086 Curent yield 2 74% Sep 7, 12 25.000 34 770 86927 42.350 1,058 75 189.48 LT Sep 7, 12 5.000 34.846 174.23 42.350 211.75 37.52 LT Sep 10, 12 37.003 34 845 1,28929 42.350 1,56695 277.66 LT Sep 10. 12 3.000 34.660 103.98 42.350 127.05 23.07 LT Sep 11, 12 20.000 34.853 697 06 42.350 847.00 149.94 LT Sep 12, 12 18.003 35.006 630 11 42.350 762.30 132.19 LT Sep 13. 12 2t.003 34.886 732.61 42.350 889.35 156.74 LT Sep 14, 12 19.000 35 536 675 19 42.350 804.65 129.46 LT SDNY GA/ M .6111°4 page C HP7000;006552603 NP7003793800 00072 0914 030975004 Y173568S50 110000 Page 19 of 100 CONFIDENTIAL EFTA_00131231 EFTA01273438 cat UBS UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your linandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL September 2014 Account number: Your assets Equities . Common stock (continued) Purchase peal Trade %urea Average price Price per sear Value on Unrealized Hoick* ieddng date of shares per tea (I) Cost bads (S) on Sep 30(3) Sep 30 (S) gain or loss (S) period Sep 17, 12 7.000 35.151 246.06 42.350 296.45 50.39 LT Oct 24, 12 3.000 32.523 97.57 42.350 127.05 29.48 LT Oct 25, 12 5.000 32.522 162.61 42.350 211.75 49.14 LT Oct 26. 12 3.000 32.776 98.33 42.350 127.05 28.72 LT Oct 31. 12 1.000 32.770 32.77 42.350 42.35 9.58 LT Nov 1,12 2.000 33360 66.72 42.350 84.70 17.98 LT Nov 1, 12 1.000 33.520 33.52 42.350 42.35 &83 LT Nov 14 12 1.000 33.530 33.53 42.350 42.35 E1.82 LT Nov2, 12 1.000 33.550 33.55 42.350 42.35 8.80 LT Nov 5,12 1.000 33.190 33.19 42.350 42.35 9.16 LT Nov6, 12 3.000 33886 101.66 42.350 127.05 2539 LT Nov7,12 2.000 34.025 68.05 42.350 84.70 16.65 LT Nov7,12 1.000 33.910 33.91 42.350 42.35 &44 LT Nov 8, 12 4.000 34.032 136.13 42.350 169.40 33.27 LT Nov8, 12 1.000 33260 33.86 42.350 42.35 &49 LT Nov28, 12 4.000 34312 137.25 42.350 169.40 32.15 LT Nov 28, 12 3.000 34.410 103.23 42.350 127.05 23.82 LT Nov29, 12 15.000 34.583 518.75 42.350 635.25 116.50 LT Nov29.12 3.000 34.493 103.48 42.350 127.05 23.57 LT ran 23.13 1,087.000 36.805 40,00801 42.350 46,034.45 6,026.44 LT Apr 22, 13 502.000 35.691 17,917.23 42.350 21259.70 3,342.47 LT 1,798.000 36246 65,171. 15 76,145.30 10,974.15 Totd 31367,972.07 41,632,802.19 $264,890.12 Total estimated annual income: 545,519 Your total assets Percentage of Cost eimated Unrealized value on Set, 30 (5) YOur account basis (S) annual income (S) (inor loss (5) Cash Cash and money balances 5,161.53 0.32% 5,16453 Equities Common stock 14632,802.19 99.68% 1367,972.07 45,S19.00 264,830.12 Total $1,637,970.72 100.00% $1,373,140.60 $45,519.00 $264,830.12 CNP70009006562604 NP7000293800 00002 0914133057%04 2356855011904y Gtkoocapsit220 of 100 CONFIDENTIAL EFTA_00131232 EFTA01273439 UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Finandal Advisor: *ITS September 2014 Friendly account mime:Indr Account number. SCOTT STACK MAN/LYLE CASRIEL Account activity this month Oak Activity Description Amami (S) Dividend and intewstincome Taxable dividends Sep 3 Cividend UNITED PARCEL SERVICE INC CL 8 PAID ON 1061 71087 Sep 9 Cividend JOHNSON & JOHNSON COM PAC) ON 1066 746.20 Sep 15 Cividend NEXTERA ENERGY INC COM PAID ON 1162 842.45 Sep 16 Cividend MCDONALDS CORP PAD ON 1018 824.58 Sep 17 Cividend ANALOG DEVICES INC PAID ON 1751 647.87 Sep 22 Cividend BLACKROCK INC PAID ON 372 717.96 Sep 29 Cividend PEPSICO INC PAD ON 1154 755.87 Sep 29 Cwidend TRAVELERS COS INC THE PAID ON 1152 633.60 Total taxable dividends $527940 Total dividend and interest income 85,137980 Ogle Mtn.Iy Ciesraption AITIOLOt (S) Other funds debited Sep 4 Transfer TO 23575 0100 -710.87 Total other funds debited 471087 Date Activity Descrpbco AMOunt IS) Money balance activities Aug 29 Balance forward $0.00 Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 710.87 Sep 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 0904114 -710.87 Sep 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 746.20 Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 842.45 Sep I? Deposit U8S BANK USA DEPOSIT ACCOUNT 824.58 Sep 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 647.87 Sep 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96 Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,389.47 Sep 30 Closing UBS Bank USA Deposit Account $5,168.53 The UBS Bank USA Ceperat Account is your plenary sweep roan SONY GM 00020613 0070003005552605 NP700021,3B00 00002 0914 030575004'023568550110000 Pegs 21 of 100 CONFIDENTIAL EFIA_00131233 EFTA01273440 *UBS Yournotes clemanme xmaziewoonr . c,,,, 0,,,,.., a . End elstaternentbaccoun CONFIDENTIAL EFT,00B12,1 EFTA01273441 Important information about your statement 1185 Farr., Wain Inc (8w rim rein Firwrocial Seritan). The FimorCrd tssuer wit navigate you Onplant ad hone on thebooks and morn of die oatcake On or roebuck —sou may define Iscuseholls6 by ding your IS a member of al pciarmal security. arormety aid gams Mari cortect any nor ineptly timer agar*), From.* Advisor ermages asst ince' *aces and MBank USA ay Sired subtilizedof 185 AG and Orman of ulltS Sermitis Slone rote al checks paytto to the krnor the Inn* • Cenan rnersznom contrary or norm% irtarry6 Co 9. Friona, ICOUnt nest. U.0 ReefersMaur sweet it mate won fewest Airmen ndaltd on ex front ol this Mane* h oat cm Imbed parowshms and prvaeplawents) than are not **hien* aurora none:v(1ns Ofamnia that so the henis executed of re a to cedar noon feet nOrta may be Marl to ogled* corm the Moines Ar of 1933. and morel on Se Frms wine Parses webs.. It 6a mammon fees charge:Ice tae payee* for socurte custoinizable *costume chose, by you a anr you meth U3S Ryan* WV WS In purchan and Oren for u-pad nults n era armsnes • Cormadhes armors Co 9 . Mop tad ar90 and year reardtemig n ha no kga effect on sur noun 1200 Haber Bohan Accounts ma are rranicral 10 craw ostaatons mar be pr.:kWmetal unarm/. ended tunes owns eV You Can Mak:jar/Le kerma/ axes* names. *Youth Orme Menneen NI 07086 nisei to a unler tee omfroMY Whel *Warm Senses of bye:moon; in instal knot this rune* reprewes me coly Oral rend of socUBS UN Sweep Options The SLY protection ad to omplommen protectors do not Mount overview Fmanaal Senses account Other non. rapt Oraltor U85 Offen Optall for sweeps? ace barns. barns to apay to these assets men if they *hawse assaymar • Vane of pat attounstpwricho NW OS assets and documents. forming contang data should not be toed bat &posts se Meat USA and utS AG Sumba tone. swenton The WC protean and the 'apnoea liadlnp upon if you been there 6 an act 0•16001. Oro (Bork Sweep hosing none/ market Mita fonds Nan proacton do rot groin thins Mande, n the matt • Asia Incbtki sealkle call Whines wind lot ntoct n sernsliacely n wrings thelarch Mmapir of the Cods) arid the banana Drat Minot C0Alfor van of in anementslathether as a nun ci Mani ne wan* ) rid Global lane Dermas unrealized Orosifting you amount warners wan ai menaional kesoace Management Awant llucv9h iht Bat Swell, FrOilanif. rah barmoes morrent. ran brawn or thimmhe) massy market and anal antsnet held byte Fen Does not mckdeunprackd sendtelassets a the en1 the Athccgh al f9.0s nem are intended a be ;CAMP. re swept a 1.65 Oat USA up a al marled law and More M mmons aria le nets request You may Obtan and wren toter** peon a severe peons STairaint daa Todd rot be used for tat parposes Fee* trot to 165 AG Seward Bran, a a *ray hard Deposes amore mammon about WC. eduOrid the OK BrOftwe awned sloth colons and eocCit.lb stor °peons sonny on ye rend la Iona Ge.. Focal 1099. 5498. 10415. at LOS Bak USA are WC visored n accordance with FlYr... by comnrg Sec at 20297143300r by mite*** Mk • banes Wades Ott barna. commend mris on) nen pepsin )our to num leaf rye isfearied by ruin For mat itemaion pane nut mew Idic got webmt areaway= cet? loan. atrm Int shed accoum barns In to repots to the RS al tamb le Ones& nepnale non Deposes a 16:5 AG arra:I Bunch aid thares et h on • CasArrnonori bi.vcra Toes of inancesiod call Web* dvdens and lane man tamed en sec:antes finds we visited by the (DC. Crmikni pkweemmtProgram OFIP) Mansur account net proceeds on sale tranuctrms, aid bianon. Mrs 16$ Bat USA Open Innen U95 AG the yen refined der adage Mae you mar oran the Started Branch demist balances and male, matte mutual cost bassoon coin wren %flaw; Through the OA evadable to art, Warns are seen to actual pyze from your Tiro** Adroor Only risk awes Its* sweep Wines a the dose of the Stal(Yraiet prod depose: accounts a 185 AG Newark Brans aid IIBSIG are preased tale.' OAP. partialshays moil to son and me Nen.ommod Ey An ormit bans h ant art not Cematmiallont with the Firm Caplan Branch fine deposits ire ria nwed by the FDIC fah wit be Orman n str armours therm:Send segreded from other batons a* re Emma use any 0 • Nose ixv.416.m ayr oral VermAlCator6 fa Aritir9t0 Ilalences MU a me MS AG Crown Burch re termowily renwswert pro tippled by the issuer may defer non the moos* TO TN. SOwarrin rid of theCanal maids and theses ds n ihe ordiwy course of as twins These fon further mead your narts actors yes rotes one the Matt Fria it Mich thepaha tors re sold at pa/tibiaJ.9,n atur demand Dv tolal 6 incloard in no karma Wan Protecnon Act (SPA) there is ro wine fr other °barb , of 16546 as May thebins wham the u15 Cants &arms boas wore wad dosig value fasteblisu • el ihe Own* instrniOn on the top Sell of the Irene of thrs Only Whole unit may be held in sus accomt I you are lending irderrentirs Ian* is not be:KRUM:W544Na.. MS Femoral Deposes al URS Bale USA rd eachUE:5 AG Brach nes mend to 'pahmint as a remit of ark/Wind F.:frail or Fa detain olcnnawn on the rn's Senn) palips and Sennacanes yar afar* asdewing broke by own* by SIC Money fund hats ere protected by WC otherwise, tie Firm wit ether get partialness make peke diciocuret Mato toes Clem Rcraliavto Adman* or asaidemenl with the DMA* matron ne Intoned See '18S faster Wynn Amount Frotenion" below. or afar an avow dreemred by a registered retry ACCOult Arraml rod the General Tres ad Crichton; you of *s franklo Mm you rein **intone In then. ant cede on account Onto fair rfra./02, baarkes b tie Salt Sweep Programs or URS Stamen of Cade knees heatable n Agateefeth this fate pm hods and Wok es re looted a 185 aid 0rklevires a 32:0:egh karma Sawn aid not the rtroclum9 berms ad you DA may be witectarm ad net of a Mom WM maybe lansinsted *bleak* must mans a rpm of sly mot or °mann to teeth in hourclaym red thepared: returned to rue/yaw the MeV:Mena Wraith ard Mt Profile are speck to eras waitron attain Your asses aCCCvnl aid nay vary bestir. Freare not the Ion YO-r statement *emus seethes another assesheld n All amount sowers shall be deemed complete and prompt, n wrung of any tarkant Manpe in your franca Furth& mIconagn tout horn sheep opera. enAng the aCWint a the end of est statement perkd You may rift acarate 8 net objected to n wars wean 60 drts stuatar er none* Orrin" for eada amours hell for deirey of Julypad mantes ar ay term You may avert merest uses and sleds. 6 aatebe you choose one of the a loving retsina* Wanks wan sincerrlsweepyins Iron your irenfa l brtvirror a by nen seamen used a bet collate* ater pared ani m • Please direct curare( emplanes* ikon to Ow (this • Preducie Cu met. xon* herrytments stekina the bran we on them Nay trarrtiened a the Client Reran, Otinernelt X 201-3521699 or tont* fag 806762-1000 rural kin of ikome only dreg die summers period ate lined a sweet when* a 1930-34-9,03. 8 00AM too CO PM ET Mcoday • draw Cadardparsmon tweenantmeding grovh the erd of the statement pried %nap Mdse. a In Manger uBSilinasal Sena. VIC. Rilanciol Swiss mots protraction The Finn 9 a rreirbet of the avulses Many Protection 0 prof pal ratty than:rya ginalatOn 01 MT? • Cost bait n derrohng the on basis a the seastes Clint Relation, Dopatervnt PO Box 766 Unon City NI • ImarceCOrneeinon of Income soclCh74.4 APPeolem induded n this stawnent SW'? named %Whit* 07037 Coporaca PACT non pre teas monks norm of es none* to to 1500000 lording 1250.000 for dams tor in.astnwitt seeing both ono derwrion of Mono ad number U9Shruncial Sereceshas read on on The SK ear ;mesa, tows apithr lo all mann s gown a PrnaPal inhumation Obened from sources *ha than 165 • to cast of enwsa CrorCIOnS abrut al noon< arms f Mosul Sevres. ordng narration Iran amen km transfer (t11 bid panne ce ll s Vnat &Oh cad tha su hod n a polka" ban* The fret together moth own II elates. ha also puxhaw.1 OversInek profiles 01 that you may Me prorylvl lo your firianCOI ArIvar trassarmook call 806762.1000 or nice to lAS Frlanf • Concern Seeks to nomad Of ia planet wits low The Firm Cots not iwitiorndeniar mayor guarantee the Services lie, 1000 Harbor Ead PM Iba. Wekhzolum. N) uppsomcnea: rosearon rmernacinum anoint payable to all eigta dent. conteolf under this protecion 6 5500 risk ad rota lity to the account omit even d ma mewls nay a vary of my Woman provided by sources O7086. Aso fin/9m sermon the =countriesnot generate Ostrom 'IKON* Of °tartan Minna Senna maw as of Dioirretrer tO. 2013 ratans ad evincekeep par with inl LOCO Cat feyness corm as sunart d youth a yro • Ailoorerav %WIN to =opt some rrh to Packsal and it addrien ShoodhLOS Normal Wren genes* Stave nit or refer 6 worg only(*) need more Wins to the poky arditioro and antrum ens at the eon funhEr protected for up II 9 milko n the tolerate sorra wiz lity ao seals hither retain updates Os dormant as t 6 record the rem does not irennatico Mold atranfer co the sow** or react monk my aormas ea she *Irma* neer 'Cost The Fon cern Muir OS cup lone) mug hear ern psi aw- egae to all your accosnis hell re a patina friary • A.99rnae Wring to meet hgh nsk to vrtopal ad hgh A full moy of CO poky **dog 6 NaLibleupon rVaaat many to meth."' rams ow erne bare and "Unrolited gaidass" is sera* a of tan dee erg Lac 01/411 60 Was alter the film Sett you the fist of this IMMO As such. please do not rely co this sown* on Mush tie race or problem 49w* Marnaion to rnakecurdlase a Me Oozes. far tar - Santa sow nine ad acre* weber 0 rod The SIC protection ad the supplemental ;roam both do katenterhouselseling* not SPIY to We rnanonsoldate al rand afoul, Stan** with the purposes a swam Arcunn *zany* to the fern - Describe the MO. Or the ranter you ay trent arr. may reflect girl loss nformaith only for the pern of rifleman as deity A youon shy you Wed 4 is al • C eon Maar tens controlled *On Inufed n ram sane mums re the trimming. ACootortsrnay De mantel moon van) but held way from uill$Finalizial Wen Ice this prose boon they On owner oho afn naive* time they ay held a the Pim Morehinonol olorrnation err or ray sou need two nIcrtnxion cm be added by fats Einar.* AcIASOr - Prone the dollar nuns W the sweated wa Ce final (*Cat LIBS Bark (e)cath actU35 AG pont mount riltionshrm rah stun dents at the sane Stamford btand1 mutate roans. *king noble address the pence 6 known as •householdnd • I you true es ad tan Thins of mutual kart th e term seder to man indirdual none*, nun n spray • Unmarred gains/ban inhee dla a enable re mg tiered *vary di. flan. Oi the annul formed tan cal Tel soli:an as fat an err SONY GM 00020615 CONFIDENTIAL EFTA 001±1235 EFTA01273442 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal - lad parry eilanared vibe; may be reflected as 'Not runt. of ~Is at the erotic-dealer holdingmutual daunt as regislead servoe mats of LISS Freandal Serval lots maya ma, not aka ccmnksafts, drages ads p1Ø' n metal Maas ten an 'otlepenant lads el Tat had Isnik tic stamyreorgencatia tens De/and al odes valuation Ism PAS not Applied c< d unaVe to assign a - in Øl ion to commard Waked rt cornedion wen remnant lots and notornalk plat ae kit are oath value Mena beans axe amanitas/ tart ha the sabot' distrbuttin of antay combats rd Inis Pm Square is a repaired sacra mark of Visa ombned toaster ourattrased lhe • trade dz.' warredthat Illy ti la ereausly reposed vale Ø imestaire tea units to cur deans we aroma larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd calm piesents the «Naar balsam bakdare dotal& a ~date acid be highly meditate altdiale hate rasa Siang COrMenallarl from debit eat ire issued by U13$ Bare USA Mee bonenton from duo to To rums> of the many mania be roans> cabanas mammy tie Yea U S A Tarparad • CANN searisies Bonds and parted sod that the - Mhen neither an Eva gmal paw a sponsor asenty arrow's Orbits ol The nntanof corroalffs tsulrcalb for ealy wileriphon nil beselected emalialir ectinats1 vale not a ih rdpany es inlad aues is aØ506 a Teat ~en trusts we Waist FulanCial StrviOeSinC Rev 201407 by lot tom "mg al sauna of that issa held in oul braided. the vareol Te awry al Dada's's* tan - Ott enlists also re:el/eluding commescosalif otte name a re dame n atte ler Our dents Calfears no Naha pia ~Won funs melwc nab, aid nurnoos Maul tre is Manedfrom tea pates aid as xara-f - 'Carbutions to die' no/ inch* nnrn of cal ORTAlin Riau? pronxts %only:bolo rs not guranted OT« call I eatas may eat meal swam a both - We recta al anus tee earn LCS 8a* USA ad USS acid aria Mkt ~ate mama en ind bey/aided • 00342J ISY sies' raearntsTe diRAIOII(Ung pole AU Stanford Birch el up to RS pet aount upcn alfel raw mix a-.5 may not rdlea yder cos bark sweeprig to tie banks ad« the tines* Sweep Programs • ~as of deposit KIN) CDs die MC mad ups, • Itissolaed Marestis Reacted saunas ;mealy as $293,0:0 n alistial ad aqua tarot us Monitor not amoteyagble fa park sal IRS Maid Seats ~Nei and p. cluarlay nslitslicso h atardarea with SDK uses the maw precool tie esinesuittod s1Ø of the 'ant Morns:an tegltog corraisMam ord nets Arse alas Muir a as Mauled sake for the rearesed sea Pr tossed annechon eel the ereodio safes escbions purposes of This swercerdosy To the total tul opben lramactans has been ncLifled oftilinmetons • niaivalue Pnces &bibs/ fa whines ad other reacted sodales are algae lot sale Me afar teemed premix* I...tidied to you. aid Ail he stoiiided to you produces mar be high', a byte thal t e ase TM you may be anuntialy less Than the inpart vila ~WI tummy on awed mute asually ream in the make Pr es are °Maned from mews Sid payscam eta. webeletytlote • In. Nainitted) Meant. conmatyitilds and rapt An Short selling rabble but we do not gamma ea away estirum of alma nano is based on anent deten If you re engaged in tort sehg a 'cavity ycu may mora - We gorieraly um To doingma whim *rabble cr lM aid Man ram awing at isarities MI be bid for chase Cie to renal barowing am Seta paloila mean or Pe b4 aid ask aces fa laced %area and one year from maternal date a ease mituney This 's ofty *pesos or on kid peas or OTC stoats estimate is my a gudidne accuracy aid antmed - Las avast trad sauna maybe gad tung a Mae se not garaseed Open sedan 'mbar. motel a Tams Wen nit* we ootaiied - EstMated anus mom aid daunt all la airlan Regaling (*Mt( '9000tilaSOMIOS• orders that are not aid may nol reeled an ada maaa pasror tan Ciao, session muld akae amen of schegia or erected by the Staerneni date Open buy ad fell stop - C Oman poslions may £pea /Mart a put and mil caul ganS n Midi Ca the Mt .care (MO dotal ceders at eased by the amain' of Medea, ar rgens ea show z 'price was not addable' if we re wale to saki) would be mania • eediaindsor tenches dale unless ran/Oa Maria Obtain a age for a stony - Serrated anus tarne aid euteni Mal aid the by you YOu s e resarrablelor orders thal at ~Wed Cue - Deposes a Names damns& n agtedes oat aqua Moire and yield night be loweror hgher than CO pm Nitre so canal exittg open orders ihmUS Cahn as reelected a the odhlnao'Se ds of the alma moans the Panne data - An es indoor rinnalged mama <diadem/ andor Tax withirlditg en fatirbeitions born UK financial - For cam sorties adog non-wit:4min forest) dialed by the camera mac vabarerae Services IRAs deramnattni. ace and quaky (Nee vale) may Lae bald-teamed Co tre last Mafia or clam Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ bom Nosed» looleraler trope.' volszun parent made by the ma and manes the income tai from yur usable IRA diasbul Urn, tul you my To obtain dam estrizals arm wattle mesas yo.t sera ardour's war to Nelda one yes ban the clear not Iona., ramout ♦helsehor. osteal, you nay Foams,' edema statement dale or ata ~say Aosala elect to haw lac ~Mc I a arne or n a Ised anoint as calmed aid ae not guaarReed you Mega Yea Soon al Nolan n ellectuntAresolred • Mena Ininestmfms and settrautiml protivaa lima by you You myna. Rail *Malkin a a-g Ono by morag amass auras Cnalang Orel pa irpaion • Aetna< held Isif UK financial Service Corun a now oaten If you do ml ha crotch nametar prawn aid real estate rasa it DWI SECUTRAISYKI Mae all not hell byte Um ad not widin Ae Fornys atrial ban 'Our dartulinit sou maybe Nicola* Ica Slruclued praluaS faraway hghly laud (etav cassaba, or antra rhea assets re dopladd an yam the cayman of maenad tat You may nar pea Ma d To matted prams Ma me Dom reggaet wt. the Vantlited for inloierwronal pupasoaf Roams ad marts wawa] and r' estirard la« parents aerot Waifs and enicrldt Cannissisn a underand Stare also bearded re acisad byte Moog fan UCS MuS m ydel lac oblignim Seaga" ad We photo eamaed tam la Sainte ~ea boas t not Trouble Sod this dloanaiin natmera sambas arid strata profits, ear al does net gannet as ataxy these ads tenet Privacy atomal malputioan only Aciaracyd rot guff an~ prowled by Salg or tre arms suppliant', SaC To Ø4n a copy of us Gnat Caws Pura Nsioy please - lhlRArvaUt5 nytin« stbsurnally from pas n try away contact you Ental maser or rifa ow ?Anne at a there agora mestmen secure), a structured rm.., fas onnen4rf eof mac nuybe tour a sad aid do not normally • Revenue Temg and addkbnalcompeasation. represent the ma you may raser upon 'galloon ullnittont en saki aid 12bt fees 1.13S fin axial avian is not a bark The RIVA. &mum - bad pay esimaes of via an as 01 a ran das r ream with the data:ohm of instal Stiuge ACCOS4 BSA ad MN as bra age aortas aid a ~lied lo LISS friawd boars °flared/Ur • !Jab.* aida Our aiiae Nara Ma secede axes to bang ~5 aid prodias bald by an napendent vallian ban e ur_ian3 ratans from wubuters and« tØ anagrams with alad bats and °tad TM ,suer, Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general ah son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 partybalks and partes mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" pains ex ardor and may be °babied based en the mount el satsby LOS 01 a parrødt nasal had convenes teem", nviatce agency astisefa es or utS defiant itormation from Tat used by tend pates to fairy to oar:ans rod Id the aim vareol a Fnandid Seences et dare Thor estinad yam primly mesa' lund lank% twos Nila IN Inn - au ca ablate addada itarnaun regang the - We and ocr allare as recta remand aid InAs~t. mace. and annuls brodas rrehadolcgy used to determine the amnia of vase ormtosproasung lets n corsaimon for tails NM HNC basted • No bat* 9AM~ May loft vain rid the dace of the Monnamn thi ls the base far Tr agent SOROS that we proalt to the arum funds Marta by aniashg your Woad Shaer 'Wawa; ~gab ao pad Iran Manor Zinn in the NM ?ascot. Ma,agorwm aomuit Business bans re vyl lad sid se a tad dolly amtsl basal on Me Acaum SSA ifMA and ncemabonal bears ~arum SDNY_GM_00020616 CONFIDENTIAL EFTA 00131236 EFTA01273443 *UBS UBS Financial Services 299 Park Avenue 25th Floor UBS Strategic Advisor New York 1W 10171.0002 October 2014 CNV70057479871014 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW Yard( NY 10065.7007 Account name: GHISLAINE MAXWELL Friendly account name: Indio Account number. Your financial Advisor- SCOTT STACKMANLYLE CASRIEL Phone: Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeLine at 800-RMA-1000, on September 30 (3) on October 31(S) account 029023568 Your assets 1,637,97a 72 I ,687,906.48 VisItour websIte: Your liabilities aoo o.00 www.ubstomilinancialservices Value of your account 11,637,970.72 31,687,906.48 Sources of your account growth Tracking the value of your account during 2014 Value of your account S the Lr,311CS at yer end 2013 40.00 Net deposits and ',338 3 1,687.9 Wthdracrais 31,519,460 39 • • Your nws0ment return Diwlend and interest income 433.224 53 Change in market value 4135221 SG Value of your account COI 2014 on Oct 31.2014 $1,697.906.48 Sep 2014 SDNY GM 00020617 Member SIPC CNP70003005747907 NP7000103796 C0032 1014 030575004 Y123568550000= Page 9 of 98 CONFIDENTIAL EFTA_00131237 EFTA01273444 Account name: *UBS UBS Strategic Advisor October 2014 Friendly account name: Account number: Your Bimodal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 31 (1) your account • Cash and money balances may include A Cash and money balances 5,221.74 031% Your current asset allocation available cash balances. kJEIS Bank LISA deposit B Cash alternatives ace 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 1,682,684.74 99 69% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F C orrmodit ies 0.00 000% G Other 0.00 000% Total assets $1,687,906.48 100.00% Value of your account $1,687,906.48 Eye on the markets Percentage change Index October 2014 Year to date S&P 500 2.44% 1099% Russell 3000 2.75% 9.90% MSC I - Europe, Australia & Far East -1.45% -2.42% Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12% Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% CNPA:00005747988NP70C0183196 00032 1014 030579004 Y1235685500NMYGM00020t88 10 of 98 CONFIDENTIAL EFTA_00131238 EFTA01273445 Your IInandal Advisor: SUBS UBS Strategic Advisor Account name: CHISLAINE MAXWELL Friendly account name SCOTT STACKMANLYLE CASRIEL October 2014 Account number. Change in the value of your account Summary of gains and losses Values reported telcw exclude products for which gam and losses are not classified October 2014 (3) Year to date IS) Realized gains and losses Unrealized Opening account value $1,637,970.72 $0.00 October 2014 (3) Year to date (1) gains and novas (3) Deposits, including investments transferred in 0.00 1,994,881.82 Short term 0.00 -7,125.69 -3,922.69 Withdrawals and fees, Long term 0.00 57,725.77 318,635.36 including investments transferred Total $50,600.08 $0.00 $314,712.67 cut -2,064.29 -475,421.43 Dividend and interest income 2,117.50 33,224.53 Change in market value 49,882.55 135,221.56 Cash activity summary See Account activity the month for dela Is. Balances in your Sweep Options are indudedin the eyeing and Closing account value $1,687,906.48 $1,687,906.48 closing Mantes value. FDIC insurance applies only to deposits a u8S Bank USA, rot to deposits at LrEts AG. starrioict Branch or bank deposits placed through the UBS Intonation* Deposit Account program 9PC protection applies to main market sweep fund holdings but rot bare deposits. Saa important innarmarion Dividend and interest income earned about your statement on the last tvo Cars Ci this document for coals 2014 (3) Year to date (1) For papaws of ins statement, ta.ab ay of interest .,no canden0 income has been determined fran a US Opening balances $5,168.53 $0.00 tax repotting perspective, eaed upon the residence of the account kidder, account type, or product twit, some interest ardor dvidend payments may not be subject to United States (UA ardor Puerto Rico (PR) Additions Income tares. The (lent monthky statement is not intended to be used and Carina Lae Need upOn for *as purposes. Clients should refer to the amlictle tar reporting forms they recent. Iran 185 annualy, such as Deposits and other funds credited 0.00 48,841 01 the forms 1099 and the Forts 480, for tax rePollin intormabon is the make Of U85 to Ilk the aSchcatle tea reporting forms with the US intend Revenue Senate and PR TreaSury DeParantlrtt and in Divdend and interest income 2,117.50 33,224.53 such forms accurately ossify city:knee Bract Interest as tar eeenot or tacabk income. Plea.e consult your includual tax prepare( Proceeds from investment transactions 0.00 398,577.63 October 2014 (5) Year to date (I) Total additions 52,117.50 5480,643.17 Taxable dividends 7,117 36 33,219 88 Subtractions Taxable interest 0.14 4.65 Professional management fees and related services -2,C64 29 -5,04339 Total current year $2,117.50 $33,224.53 Other funds debrted 000 -470,378.04 Total dividend & interest $2,117.50 $33,224.53 Total subtractions -$2,084.29 -$475,421.43 Net cash flow $53.21 $5,221.74 Closing balances $5,221.74 $5,221.74 SDNY GM 00020619 CelP7C007005747939NP70031E0796 000O2 1014 030575004 )1123568550000000 Page 11 of se CONFIDENTIAL EFTA_00131239 EFTA01273446 Account name: UBS UBS Strategic Advisor October 2014 Friendly account name: Account number: Your linundel Advisor. SCOTT STAaMAIILYLE CASRIEL UBS Bank USA Deposit Account APY Interestpet-to/Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0.00 Closing UBS Bank USA Deposit balance Oct 6 $6,588.35 Number of days in interest period 29 Average daily balance $3,224.69 Interest earned $0.14 Annual percentage yield earned 0.05% Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive investment elle ibility consdera non None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out. CNP7C0M05747990 NP70C0I88796 C0032 1014030579304 Y12356455003regfitifGM00026,” 12 of 98 CONFIDENTIAL EFTA 00131240 EFTA01273447 T UBS Strategic Advisor October 2014 Account name: Friendly account name: Account number. CHISLAINE MAXWELL Your Pi amide! Advisor: SCOTT STACK MANILYLE CASRIEL Your assets Some pnces, income and (orient vaues Shorrn may be EppiOximble. AS a teat galas dnolosses May nOl be accuralely reflecled. Set Apaeant intostaaeon Stour your gatemen, a the end of the documeM for more information. Cash Cash and money balances Cash and money balances mai include avalaole cash balances, UBS Bant USA depout account balances, UBS AG Startord Branch ctpout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MC vAlten appleSok limits, but are not protected by 9PC utliS AG Stanford Branchdeposit scouts baantes are not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by 9PC but are not insured by the FDIC. See the Important information about your statement * the end of this docwnent for details about those blames. Openng balance Cloung btlaxe Pnce per that Average Duldenct Interest Days in Hddng on On I (1) on Od 31 (1) on Oct 31 (1) rate period period Cap /mourn (S) UBS BANK USA CEP ACCT 5,16853 5,221.74 250.000 00 Equities Common stock Purchase pricer Trade Mother Average price en« per share Value on Uneettized Hddng Hddng date of shares per share (S) Cost basis (S) on Oct 31 (S) Oct 31 (1) gain or loss (1) period ANALOG DEVICES QC Symbol: ADI Exchange: OTC EAI: $2,591 Current yield' 2.98% Nov 16, 11 13.000 37 316 485 12 49.620 645 06 159.94 LT Nov 17, 11 13.000 35 393 460. 12 49.620 645.06 184.94 LT Nov 18, 11 35.000 35.502 1242 58 49.620 1,736 70 494.12 LT Nov21, 11 18.003 34 371 618 68 49.620 893 16 274.48 LT Nov 22, 11 15.000 33338 500.07 49.620 744.30 244.23 LT Nov23, 11 22.003 32.655 718.43 49.620 1,091 64 373.21 LT Nov25, 11 7.000 32.460 227.22 49.620 347.34 120.12 LT Nov28, 11 30.003 32.951 988.55 49.620 1.488.60 500.05 LT Nov29, II 18.003 33.472 602.51 49.620 893 16 290.65 LT Nov29, 11 5.000 33.622 168.11 49.620 248.10 79.99 LT Apr 24,12 30.000 37 567 1,127.01 49.620 1483 60 361.59 LT continued neat page SONY GM 00020621 CHP7C003305747931 NP70031£8796 001102 1014 030575004 Y123568550000000 Page 13 of 9.8 CONFIDENTIAL EFTA 0013I241 EFTA01273448 SUBS UBS Strategic Advisor October 2014 Account name: friendly account name: Account number. GHISLAINE MAXWELL Your Kandla Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase price Trade Muter Average price Price per share vase on MuteIzed Hddng Hddng date of shares per than (I) Cost bask (1) on Oct 31 (1) Oct 31 (5) gain or loss (I) period Jan 23,13 1,056.000 43209 45,62881 49.620 52398.72 6,769.91 LT Apr 22, 13 489.000 42.447 20,756 68 49.620 24264.18 3407.50 LT Security total 1,751.000 41.990 73,523.89 86,88442 13360.73 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 42,442 Current yield: 2.35% Aug 4, 11 146.000 42.440 6,196 31 81.780 11,93988 5,743.57 LT Aug 12, 11 4.000 47.050 164.20 81.780 327.12 162.92 LT Jan 23,13 767.000 52.441 40,222.30 81.780 62,725.26 22,502.96 LT Apr 22, 13 355.000 57.001 20,235 48 81.780 29,031.90 8,7%42 LT Security total 1,272.000 52.530 66.81829 104,024.16 37205.87 BAXTER INTL INC Symbol. BAX Exchange NYSE (Al: 13,236 Current yield: 2.97% Jun 20, 12 30.003 51.594 1,547.84 70.140 2,104.20 556.36 LT Jun 20.12 17.000 51.522 875.89 70.140 1,192.38 316.49 LT Jim 21, 12 29.000 52.077 1,510.25 70.140 2,034.06 523.81 LT Jura 21.12 7.000 51.500 360.50 70.140 490.98 130.48 LT Jun21.12 5.000 52.216 261.08 70.140 350.70 89.62 LT Jun 22,12 61.000 51.890 3,165.29 70.140 4,278.54 1,113.25 LT Jan 23,13 768.000 66.658 51,193.80 70.140 53,867.52 2,673.72 LT Apr 22, 13 355.000 69.318 24,60800 70.140 24,899.70 291.70 LT Sep 19. 13 74.000 72,165 5,340.28 70.140 5,190.36 -149.92 LT Sep 19. 13 6.000 71.875 431 25 70.140 420.84 -10.41 LT Sep 19. 13 3.000 71.880 215.64 70.140 210.42 -5.22 LT Sep 20, 13 47.000 71.987 338341 70.140 3,296.58 43613 LT Oct 3, 13 154.000 64.600 9,948.49 70.140 10,801.56 853.07 LT Security total 1,556.003 66.094 102,841.72 109,137.84 6,2%.12 BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 32,872 Ogren( yield: 2.26% Oct 5, 12 7.000 189.932 1,329.53 341.110 2,387.77 1,058.24 LT Oct 5, 12 3.000 187.820 563.46 341.110 1,023.33 459.87 LT Oct 5, 12 2.000 186.670 373.34 341.110 682.22 308.88 LT at S, 12 8.000 188.783 1,510.27 341,110 2,728.88 121841 LT Oct 9,12 15.000 189.186 2,837.79 341.110 5.116.65 2278.% LT continued next page CHP70009305747992 NP70001139796 00002 1014 (130575004 V1235685500306MyGht0002ke2 14 of 98 CONFIDENTIAL EFTA 00131242 EFTA01273449 GHIStAINE MAXWELL sUBS UBS Strategic Advisor Account name: Your N sandal Advisor: Friendly account name: SCOTT STACKMANLYLE CA5RIEL October 2014 Account number. Your assets Equities . Common stock (continued) Purchase OW Trade taunter Average pdce PMe per share Value On Unredlted Hddng Hddng date of shares per share ($) Cod bads (SI on Oct 31 ($) OC131 ($) gain a lose 11) period 0419,12 2.000 189.010 378.02 341.110 682.22 304.20 LT Oct 10, 12 3.000 187.720 563.16 341.110 1,023.33 460.17 LT Oct 10, 12 2.000 187.670 375.34 341.110 682.22 306.88 LT Oct 10. 12 2.000 187.995 375.99 341.110 682.22 306.23 LT Ian 23.13 224.000 236966 53,080 41 341.110 76,408 64 23,328.23 LT Apr 22, 13 104.000 251.093 26,113.69 341.110 35,475.44 9,361.75 LT Security total 372.000 235218 87,501.00 126,892.92 39391.92 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 13,108 Current yield: 2.76% Jim 19,13 72.000 84.718 6,099.75 101.410 7,301.52 1,201.77 LT Jun 20. 13 121.000 83.141 (0,060ts 101.410 12270.61 2210.46 LT Jim 20, 13 78.000 83.030 6,476.39 101.410 7,909.98 1,433.59 LT Jun 21.13 204.000 82.904 16,912.44 101.410 20,687.64 3,775.20 LT Jim 24.13 III.0O3 81.517 9,048.46 101.410 11,256.51 2,208.05 LT .140 25, 13 73.000 82354 6,011.86 101.410 7,402.93 1391.07 LT Jun 26, 13 69.000 82259 5,675.90 101.410 6,997.29 1,321.39 LT Jun 27, 13 141.000 82.951 11,696.12 101.410 14,298.81 2,602.69 LT Jun27.13 7.000 82.925 580.48 101.410 709.87 129.39 LT Jun 28.13 169.000 82.774 13,98882 101.410 17,138.29 3,149.37 LT Jul I, 13 65.000 82.781 5,380.78 101.410 6,591.65 1,210.87 LT Security total 1,110.000 82221 91,931.25 112,565.10 20,633.85 CDK GLOBAL INC COM Symbol: CDK Exchange: OTC Aug 4,11 48.667 18.086 880.22 33.600 1,635.20 754.98 LT Aug 12, 11 1.333 17.490 23.32 33.600 44.80 21.48 LT Jan 23,13 255.667 22348 5,713.79 33.600 8,590.40 2,876.61 LT Apr 22. 13 118333 24292 2,874.56 33.600 3,976.00 1,101.44 LT Security total 424.000 22387 9,491.89 14,246.40 4,754.51 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 32,172 Current yield 72_15% Aug 4,11 174.000 41.632 7,244.05 66.880 11,637_12 4,393.07 LT Aug 12, 11 4.000 42.450 169.80 66.880 267.52 97.72 LT Jan 23,13 910.000 54.240 49358.63 66.880 60,860.80 11,502.17 LT continued next page SONY GM 00020623 CNP70003005747993NP70C0183796 00002 1014 0305750047123568550000300 Page 1S of 98 CONFIDENTIAL EFTA_00131243 EFTA01273450 Account name: *UBS UBS Strategic Advisor October 2014 friendly account name: Account number. GHISLAINE MAXWELL YourNmencid Advisor: SCOTT STACK MANY LYLE CASIVEL Your assets Equities . Common stock (conbnued) Mucha:. peicei Trade Winter Awing' price Price per share Vdue on Untealized Hddng Hefting date of shares per lessee (I) Cost basis (I) on Oct 31 (I) Oct 31 (1) gain or loss (1) caned Apr 22, 13 420.000 59.788 25.11132 66.880 28,08960 2,978.28 LT Security Iota 1.508.000 54300 81,883 80 100,855.04 18,971.24 GELAL MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,086 Current yield: 3.16% Aug 4,11 191.000 36265 6,926.77 51.960 9,924.36 2,997.59 LT Aug 12, 11 5.000 35.754 17877 51.960 259.80 81.03 LT Jan 23,13 1,001.000 41387 41,428.89 51.960 52,011.96 10,583.07 LT Apr 22, 13 464.000 50 287 23,333 21 51.960 24,109.44 776.23 LT Jun17,13 l48.000 49.739 7,361 45 51.960 7,690.08 328.63 LT Jim 18.13 73.000 49836 3,638 07 51.960 3.793.08 155.01 LT Security total 1,882.000 44 031 82,867 16 97,788 72 14,921.56 JOHNSON & JOHNSON COM Symbol: 'NJ Exchange: NYSE (Al: 12,985 Current yield. 2.60% Aug 4,11 123.000 62377 7,672.38 107.780 1325694 5,584.56 LT Aug 12, 11 3.000 63.730 191.19 107.780 32334 132.15 LT Jan 23.13 642.000 72.736 46,696.71 107.780 69,194.76 22,498.05 LT Apr 22, 13 298.000 84.72I 25,247.10 107.780 32.118 44 6,871.34 LT Security total 1,066.000 74.866 79,807.38 114,893.48 35,086.10 tvCCONALDS CORP Symbol: MCD Exchange: NYSE EAI: 13,461 Current yield:3.63°4 Aug 4,11 95.000 84.969 8,072.06 93.730 8,904.35 832.29 LT Aug 12, 11 3.000 85.910 257.73 93.730 281.19 23.46 LT Nov29, 12 8.000 86.456 691.65 93.730 749.84 5819 LT Jan 23,13 555.000 93.053 51,644.75 93.730 52,020.15 375.40 LT Apr 22, 13 255.000 99318 25326.32 93.730 23,901 IS -1,425.17 LT Sep 19, 13 78.000 97.879 7,634.63 93.730 7,310.94 -323.69 LT Sep 19.13 22.000 97.425 2,143.36 93.730 2,062.06 -81.30 LT Sep 19, 13 2.000 971330 195.66 93.730 187.46 -820 LT Security total 1,018.000 94269 95,966.16 95,417.14 -549.02 NEXTERA EfERGY INC COM Symbol: NEE Exchange: NYSE EAI: 13,370 Current yield: 2.89% Aug 4, II 134.000 52.960 7,096.75 100.220 13,429.48 6,332.73 LT Aug 12, 11 3.000 52.530 157.59 100.220 300.66 143.07 LT continued next page Olf7C003305747934 NP7000189796 00002 1014 030575004 VI 2356855000~yw0002tes 16 of 98 CONFIDENTIAL EFTA_00131244 EFTA01273451 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor UBS October 2014 Friendly account name: Account number. SCOTT ST ACK1,1144 LY LE CASRIEL Your assets Equities . Common stock (continued) Purchase price Trade taufter Average peke Price pet share Vdue on Urrealzed HolcIng Wiring date of shares per shape (I) Con basis (0 on Oct 31 (1) Ocl 31 (1) on or loss (1) Period Jan 23,13 700.000 71.610 50,127.21 100.220 70,154.00 20,026.79 LT Apr 22, 13 325.000 79.757 25,921.06 100.220 32,571 50 6,650.44 LT Security total 1,162.000 7 I 689 83,302 61 1)6,455.64 33,153.03 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 52,791 Current yield: 3.24°4 Feb 11 14 148.000 92.171 13,641.35 88930 13,161.64 -479.71 ST Feb 11 14 117.000 92203 10,787.77 88930 10,404.81 -382.96 ST Feb 12, 14 32.000 92215 2,950.91 88.930 2,845.76 -105.15 ST Feb 12, 14 7.000 92.065 644.46 88.930 622.51 -21.95 ST Feb I/ 14 110.000 92.095 10,130.45 88930 9,782.30 -348.15 ST Feb 13. 14 68.000 91911 6,250.00 88.930 6,047.24 -202.76 ST Feb 13, 14 33.000 91.560 3,021.49 133930 2,934.69 -86.80 ST Feb 13, 14 6.000 91.615 549.69 88.930 533.58 •16.11 ST Feb 14, 14 334.000 95.389 31,860.13 88.930 29,702.62 -2,157.51 ST Feb 18, 14 114.000 96.023 10,94672 88.930 10,138.02 -808.70 ST Security total 969.000 93.687 90,782.97 86,173 17 -4,609.80 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: 43,023 Current yield: 2.72% Aug 4, 11 115.000 63.979 7357.65 96.170 11,059.55 3,701.90 LT Aug 12, 11 3.000 63.023 189.07 96.170 288.51 99.44 LT May 16, 12 6.000 68.535 411.21 95.170 577.02 165.81 LT Oct 24. 12 1.000 68.690 68.69 95.170 96.17 27.48 LT Oct 25, 12 2.000 68.810 137.62 96.170 192.34 54.72 LT Oct 26. 12 1.000 68890 68.89 96.170 96.17 27.28 LT Oct 31. 12 1.000 69370 69/7 96.170 96.17 26.80 LT Nov 6, 12 1.000 69370 69.37 96.170 96.17 26.80 LT Nov7, 12 1.000 69.150 69.15 96 )70 96.17 27.02 LT Nov8, 12 2.000 69.090 138.18 96.170 192.34 54.16 LT Jan 23,13 699.000 72.166 50,444.31 96170 67222.83 16,778.52 LT Apr 22. 13 322.000 8225) 26,484.85 96.170 30,966.74 4,481.89 LT Security total 1,154.000 74.097 85,508.36 110,980.18 25,471.82 Continued next page SONY GM 00020625 CNP70009005747995 NP70:0193796 C0002 1011 030575004 VI 23568550 000000 Page 17 of 98 CONFIDENTIAL EFTA_00131245 EFTA01273452 SUBS UBS Strategic Advisor October 2014 Account name: GHISLAINE MAXWELL friendly account name:Ind Account number. Your llounciel Advisor: SCOTT STACK MANLYLE CASRIEL YOLK assets Equities . Common stock (continued) Purchase pacer Trade Norte Average price Price per state Value** time/zed Hold** Hating date of thares per thaw (3) Cott bait (1) on 0(131 (5) Ocl 31 (1) gin or Ion (5) period PROCTER &GAM8LE CO Symbol: PG £change: NYSE EAI: 12,919 Current yield: 2.95% Aug 4,11 118.000 60.103 7,092 22 87.270 10,297.86 3,205.64 LT Aug 12, 11 3.000 60.896 182.69 87.270 261.81 79.12 LT Jan 23,13 619.000 69.941 43,293.73 87.270 54,020.13 10,726.40 LT Apr 22.13 286.000 81332 23,261.18 87.270 24,959 22 1,698.04 LT Apr 24,13 108.000 77.762 8,398.32 87.270 9,425.16 1,02684 LT Security total 1,134.000 72.512 82228 1 4 98,964.18 16,736.04 TRAVELERS COS NC/THE Symbol: TRY Exchange NYSE EAI: 42534 Current yield: 2.18% Apr 24.12 20.000 63432 1,268.64 100.830 2,016.00 747.36 LT Apr 24,12 4.000 63350 253.40 100.800 403.20 149.80 LT Apr 24,12 1.000 63.560 63.56 100.800 100.80 37.24 LT Apr 25,12 10.000 63.520 635.20 100.800 1.008.00 372.80 LT Apr 25, 12 10.000 63.617 636.17 100.800 1,008.00 371.83 LT Apr 25.12 10.000 63.659 63659 100.830 1,008.00 371.41 LT Apr 25,12 2.000 63.545 127.09 100.800 201.60 74.51 LT Apr25, 12 2.000 63.645 127.29 100.830 201.60 74.31 LT Apr 25,12 2.000 63.745 127.49 100.800 201.60 74.11 LT Apr 26, 12 5.000 63.928 319.64 100.800 504.00 184.36 LT Apr 26.12 2.000 63.920 127.84 100.800 201.60 73.76 LT Apr 26.12 2.000 63.930 127.86 100.800 201.60 73.74 LT Apr 26, 12 1.000 63.720 6172 100.800 100.80 37.08 LT May 1, 12 15.000 64.637 969.56 100.800 1.512.00 542.44 LT May 1, 12 6.000 64.715 388.29 100.800 604.80 216.51 LT May 1, 12 6.000 64.975 389.85 100.800 604.80 214.95 a May 1, 12 2.000 64.850 129.70 100.800 201.60 71,90 LT May 1, 12 1.000 64.820 64.82 100.800 100.80 35.98 LT May 2, 12 7.000 64_374 450.62 100.800 705.60 254.98 LT May 2, 12 4.000 64.410 257.64 100.800 403.20 145.56 LT May2, 12 2.000 64320 128.64 100.900 201.60 72.96 LT May 3. 12 4.000 64960 25984 100.800 403.20 143.36 LT continuednext page 06.70003005747936NP7000189796 00002 1014 D30575004 V123568550C096ffitcom000211Me lg of 98 CONFIDENTIAL EFTA_00131246 EFTA01273453 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor: UBS October 2014 Friendly account name: Account number. SCOTT STACK MAN LYLE CASRIEL Your assets . Equities . common stock Iconhnuecil PIOChaft Ord neat Number Average pdce Plitt per share value on lin gano:Toted Pipd,e ng NdcInc date or shares per share (1) Cott basis (5) on Oct 31 (4) Oc13i (5) od May 3, 12 2.000 64.675 129.35 100.800 201.60 72.25 LT May 3, 12 2.000 64.910 129.82 100.800 201.60 71.78 LT Jan 23,13 629.000 77.560 48,785.62 101800 63,403.20 14,617.58 LT Apr 22.13 290.000 84.719 24,568.68 100.800 29232.00 4.66332 LT May 22, 13 II 1.003 83.807 9,302.58 100.800 11,188.80 1,88622 LT Security total 1,152.000 78.533 90,469.50 116,121.60 25,652.10 UNITED PARCEL SERVICE NC Cl B Symbol: UPS Exchange NYSE (Al: 42,843 Current yield: 2.55% Sep 19, 13 82.000 91.779 7,525.90 104.910 8,602.62 1,076.72 LT Sep 19, 13 19.000 91.625 1,740.88 104.910 1,993.29 252.41 LT Sep 20.13 107.000 91.805 9,823.18 104.910 11225.37 1,402.19 LT Sep 20, 13 26.000 91.835 2,387.71 104.910 2,727.66 339.95 LT Sep 23,13 93.000 91.049 8,467.59 104.910 9,756.63 1,289.04 LT Sep 24, 13 93.000 91.612 8,520.00 104.910 9,756.63 1,23663 LT Sep 24, 13 41.000 91.663 3,75820 104.910 4,301.31 543.11 LT Sep 25, 13 62.000 91.138 5,650.56 104.910 6,504.42 853.86 LT Sep 25, 13 11.000 91.090 1,001.99 104.910 1,154.01 152.02 LT Sep 26, 13 64.000 91.489 5,855.30 104.910 6,714.24 858.94 LT Sep 27, 13 54.000 91.117 4,920.33 104.910 5,665.14 744.81 LT Sep 30, 13 46.000 91.475 4,207.86 104.910 4,825.86 618.00 LT Oct 1, 13 46.000 91.668 4,216.73 104.910 4,825.86 609.13 LT Oct 1, 13 6.000 91.650 549.90 104.910 629.46 79.56 LT Oct 2,13 61.000 91.128 5,558.84 104.910 6,399.51 840.67 LT Oct 2,13 19.000 91.067 1,730.29 104.910 1,993.29 263.00 LT 0[13, 13 55.000 90337 4,968.58 104.910 5,770.05 801.47 LT Oct rt, 13 55.000 90.653 4,985.96 104.910 5,770.05 784.09 LT Jan 17,14 121.000 99231 12,007.00 104.910 12,694.11 687.11 ST seccrity iota 1,061.000 92.250 97,876.80 111,309.51 13,432.71 XILINX INC Symbol. XLNX Exchange:OTC (Al: 12,086 Current yield:2.61% Sep 7, 12 25.000 34.770 869.27 44.480 1,112.00 242.73 LT Sep 7, 12 5.000 34.846 174.23 44.480 222.40 48.17 LT SDNY okredIgliSetir P°91 CNP70001005747997 NP7000183795 C0002 1014 030575001 YI23568550000000 Page 19 of 98 CONFIDENTIAL EFTA_00131247 EFTA01273454 Account name: GH1StAINE 'MAXWELL *UBS UBS Strategic Advisor octoi-er 2014 Friendly account name: Account number: Your ilmincid Advisor: SCOTT STACK MAI4 LYLE CASRIEL Equities . Common stock (continued) Your assets •E Purchase piw trade tawrber Average once Poreper share Vaue on Unrealized Helelng Hcldng date of sharer pet there (S) Cott omit (1) on Oct 31(5) Oct 31 (1) On or Ion (1) C•110:1 Sep 10.12 37.000 34.845 1289.29 44.480 1.645.76 356.47 LT Sep 10. 12 3.000 34 660 103 98 44.480 133 44 29.46 IT Sep 11, 12 20.003 34 853 697.06 44.480 889.60 192.54 LT Sep 12, 12 18.003 35036 63011 44.480 800.64 170.53 LT Sep 13, 12 21.000 34 886 732 61 44.480 934 08 201.47 LT Sep 14, 12 19.000 35.536 675.19 44.480 845.12 169.93 LT Sep 17, 12 7.000 35.151 246 06 44.480 311 36 65.30 LT Oct 24, 12 3.000 32.523 97.57 44.480 133.44 35.87 LT Oct 25. 12 5.000 32.522 162.61 44.480 222.40 59.79 LT Oct 26. 12 3.000 32.776 96 33 44.480 133 44 35.11 LT Oct 31. 12 1.000 32.770 32.77 44.480 44_48 11.71 LT Nov1,12 2.000 33 360 66 72 44.480 83 96 22.24 LT Nov 1,12 1.000 33.520 33.52 44.480 44.48 10.96 LT Nov 1,12 1.000 33.530 33.53 44.480 44.48 10.95 LT Nov2.12 1.000 33.550 33.55 44.480 44 48 10.93 LT Nov5,12 1.000 33.190 33.19 44.480 44.48 11.29 LT Nov 6.12 3.000 33 886 101 66 44.480 133 44 31.78 LT Nov7,12 2.000 34 025 68.05 44.480 8896 20.91 LT Nov7,12 1.000 33.910 33.91 44.480 44.48 10.57 LT Nov8,12 4.000 34 032 136.13 44480 177 92 41.79 LT Nov8,12 1.000 33.860 33.86 44,480 44.48 10.62 LT Nov28, 12 4.000 34 312 137.25 44.480 177.92 40.67 LT Nov28, 12 3.000 34.410 103.23 44.480 133.44 30.21 LT Nov29. 12 15.003 34.583 518.75 44.480 667.20 148.45 LT Nov29, 12 3.000 34.493 103.48 44.480 133 44 29.96 LT lan 23,13 1.087000 36.805 40,00801 44.480 48,349.76 8,341.75 LT Apr 22. 13 502000 35 691 17,917 23 44.480 22,328 96 4,411.73 LT Secisity total 1,798.000 36 246 65,171.15 79,975 04 14,803.89 Total $1,367,972.07 $1482,684.74 $314,712.67 Total estimated annual income: $45.519 CH1'71;0(9305747998 Ne70C0I88796 CO= 1014 03057%04 " 2356855000QOPIYGM00021elte 28 0f 98 CONFIDENTIAL EFTA_00131248 EFTA01273455 sUBS UBS Strategic Advisor Account noose: GHISLAINE MAXWELL Your Pi medal Advisor: Friendly account norne: Ind SCOTT STACKMANILYLE CASRIEL October 2014 Account number. Your aSSetS(contrited) Your total assets PeKentaged Cost Estmed Unedited wise on Oct 31 (9 your account bass (9 aanutr man (Si gMn or loss (I) Cash Cash and money balances 5,221.74 031% 5,231.74 Equities Common stock 1982,684.74 99.69% 1,367,972.07 45,519.00 314,712.67 Total $1,687,906.48 100.00% $1,373,193.81 $45,519.00 $314,712.67 Account activity this month Date Acthity Description Armin (I) Dividend aad interest income Taxable dividends Oct 1 Dividend AUTOMATIC DATA PROCESSNG INC 038911000003333333334PAID ON 610.56 1272 Oct 1 Dividend BAXTER Imt MC PAID ON 1556 809.12 Oct 15 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 697.68 Total taxable dividends $2,117.36 Taxable interest Oct 7 Interest U8$ BANK USA DEPOSIT ACCOUNT AS OF 1CrCe14 0.14 Total taxable interest $0.14 Total dividend and 'introit income $2,117.50 Date Adnity Desorption Amomt (S) Fees Oct 24 Fee Charged QUARTERLY FEE -2.C64.29 Total professional management fees 42.064.29 Investment transactions For mare inforrnaion about the once/value shown for restricted securities, see important intopmmion abort your statement al the endof INS document. Proceeds from Funds investment vrithdrawn for Accrued Ode Activity Desorption (homily Yaw CO Price (S) transactions (F) investments bought (9 interest (0 Oct 1 Spin Off CDK GLOBAL INC COM SYMBOL CDK FROM 424.000 AUTOMATIC DATA PROCESSNG INC SYMBOL ADP RATE 03333333334 Total SDNY GM 00020629 CNP7C003005747999 NP7000183796 00002 1014 030575004 Y123568$500003C0 Pegs 21 of 98 CONFIDENTIAL EFTA_00131249 EFTA01273456 *UBS 11B5 Strategic Advisor October 2014 Account name: ONISLAINE MAXWELL Friendly account name:Ind Account number: Your Amends, Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month centnuedl Date *tinny Descrobco Amount (S) Money balance activities Sep 30 Balance forward 15.161153 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,419.68 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 100914 0.14 Oct 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Oct 27 withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1024114 -2,064.29 Oct 31 Closing UBS Bank USA Deposit Account 15221.74 The VBS Bank USA Oepo9t Account Is your primary sweep cpbon CNP70309005748000NP70001een6 00002 1014 030575004 Y123568550 CONFAliy_DM0002Nse 22 of 98 End of statement for account number El IM CONFIDENTIAL EFTA_00131250 EFTA01273457 Important information about your statement (BS FleeceSmiths Inc Ma Wm or Un FinmsISerekest. The fim or Cad Mumma Wedge* icrs abet ad hailer on themes ad records of the ;pliable raw or erliekpet —)OU naySKIMP heusehollag by ding your is an al piredpal security. cannodity aid mums will %ea wieder promptly titer awe Frerical Advisor enharges BBSifwice15evmei and utSBenIMS. ate Siva subtiliseof OBS AG and Maims of ten Smoke Pimento al docks psytto to the krnor to finer' • (*nem rnotereni coats or fl ora ntowits tog. Friona/ KOMI nam LC Me Fess Mancini Peat it ?eatable uoon realest nest Sated Cat he front ol this slafernent h akt 'mod pato aid prvaeplawents) tat are nor TT* Frieder este none tikes infarction tea you The fern's theorme Oliva re at to reguk• accouit km. wow% may he kbpl to %girded colds the *Vibes Act of 1933. and entered on the Fenn orbit senses ?Mae It 6a manomanee Moe charge: Ice tae payrent to wurter. customizable indsrumm them, by you to ais you such U3S Central Mew tic ',whams anddyes for woad nuns m WI wants • Comte% anent Co 9. farm temp and You readitigng n by no Ma effect on )W arum 1200 Haber Sweat Accounts ma seer -angered to Mew nititutt:n5 ma/ be prelims metal contact oxides, taxes commis an, YOJ on Mtge you* Frendry atailt naives. through Ont. thleehankat N107086 %bra to a ender lee. Sias of by common; you &taxa Sabot com mode Wen Contracts This =tenon recreate oily otIcialreand of meld% list Sweep Optbns The SF< potedicn red the oepplerrintal protector* do not Amman ewer financial Senices wont Other nerds. except ofloal sae CBS offers opens for sweeping ca d barna has-nes to app/ to these assetseve if they Ottenyde appears:we • vatted Ktot 4ttounfpxteco, kW Of assess ad documents. co mime conliang tau shouldnot be toed bat deposits at IBS ern USA rid UPS AG Stretford branch stawnents The SIC prowen and et sweat habitues upon If you believe there 6 an nee a *MOW. ewe (Bark Sweep regret none/ market Mutual hods New prate:th do rot groneol fl ans* chan-den n the three< • Asia Incucki adaliole(d9r bola el vAses lot mom T serrithliate6 n wring to thellimich Madpir of the furl ) arid the brviational (Wet Accotnt (0Wor vain. (dyer inierinintS eithether al a result c• mated ented 'may tea) lt d Global Terse Deporits unrefizod officewing you amount curemers with al menaced lard management Awae thicuyt. theBalt Sweep Ce011anS. car batin0e5 rithernint noun ballnaptCY‘T 011." 490 m ats to market and certaffl assets not held byte Arm Does not ncbdrunence writteassets a tie end ol the Athccgh al f9st: how are intended to be Marta are Swept to LeS Oat USA to to mu egad -died LW and More Wormsonsaa/abletecn Maven Yo.t may obtan pine and meat strenim pooch a aware Were% aieNint drattOuld rot be used for tat puposes ley then 1015$ IC Stamford Brandt a a Meaty Fund Digests ante ,. moon about SIC. hcludrig the SP( BrOdure united sloth col its and eo•Cit.lb le Moth options soker on yeaend to lam 0e.. Fan 1099. WO. 10425. at MS Bat USA are FOC muted n accordance with Mo.: by tallowy SPC at 202-37M3300 et by %/mg the SP( • Oandles exbdes CAT balaaa5. °Ando) mrgn OR) dam pepsin Tow to norm the/ et is retheed by rules For oat idoonaien ohne nut wow Ino iaoy mbar aired Svc MI bars. creel Lot short account bates Ian TO rethon tote PS al mob le diedends. neponale non Deportee.** AG Bamford Brant and *onset/Arley • Cab/irony bSaco Toes of win/tiled avant:deco*. ladble Wreath and iamb% mew eared on securities FuldS nr101 1154W by the FOC. Dividend Re Modument Program Offe) broncos. per. WS Bat USA deposit balance 15$ AG held n your account net proceeds on sae (connote:no, lt d the tam Wkided et Mirage pnce You may obtan the Slatted Brach depose balances and male, manic mutual cost bausencotan awned %flaw; Through the On meek to arh Adrian are %motto latfligaze ?ran your Fiturthr Adeoor Only Whole that Ind sweep baffles a the dose of the Staternint penal depose aCCOuniS a 1.8S AG triewYork BranCh aid I8SAG are prthadd under CAP. partial tams veil be soil and the wtmommeity Ame omit barges ii yaw am art not Omar/dorm with the Firm Caplan Brant the* depOSIS re MC rowed by the MC cash veil becks's:66M it sots amour* The drown segregaed from eyeoth betroth and the Emmet use any of • Neale reconfirm ay oral 0:tiveole.ator6 nwrnngt0 Bareshell ate IBS AG Carlin Bret ere terpowily reeneslner6 price aupplied by the issuer non Otte from the these hers ro h diwy course of rts bares These funds furrier peeled your nthts notably sou rotes under the opined TO The 50.4091 risk of theCamas lards and meta price it Mich the cabal tees in sold re paythie upon pa dolnend This total 6 incleded in to *antes beery Protect= Act (SPA) there is iv guarantee( other oh letnn of IBS AG to repay mew. mind dosi-9 value the thews wok m the 185 Cannit's Brath's boots Caalmbilieu • if The felinnal instrliriOn on the top left of the Irene of this Cell/ Mole ones nu, be hold in your now I you are Lending irderreinien lath-we is not lei FitinCulSo•Vva IBS instal Deposits a URS Bat USA el each UPS AG Brach semi entitle to era wit as a end oink/Wend pared or Fa detect eilennant on th e rm. s leer) yews and Seek% with Mt era asclearing CORK by pracoed by SIC MO,/ fund shies are proceaed by WC otherwise, tie Firm MI ether azil partial Mos anmethic peke dicioctsres mkt to )ott Clem RPM beitp AgreWhini or ameigemeni with the adicard noon We Wormed See 'CBS Mama Sewn Accent Frotedion- below. a accept an row daffellred by a regieleed (hang Account Arnow: aid the Genera Tows ad Condemns sou cia this rearm Mn you opened this account in agency. andcede your account Upon sou rowed. balrces n to Bat Sweep Program or U-65 Statement Of (mit Plaices alatab* n Agnomens this Cate Se gds and wok% re looted a CBS end Orawres a Xp:gg Fimmal Sews aid not the wrodurrig hrober. Aid you OA mate villtrafin ad stwes of fl aredFund maybe levenwedeblealves oast mare a repro of thy error or onossiun W bath in liquidated, and the ;emceed' returned to rut/you , The men:nein obActoes and Mr prof *are sock to out Winton attnhl recreates imam al my vary tetweel Pare alecie the inn Tor statement itemizes serene aidother asseshe% n All annum stateroom shall be deemed complete and pommy n wring of any usecant dirge h your fnanoa Furter nfenthign Lout estate cheep *wore. ireudng the accoum a the cod of the statement weed You may Mt acar ate d not °bp:redTO n mend swim 60 clad Mate or Western Mectim for eedi account held. avert muter rats .ltd reds. O mat** at for deem of ley pad aim ar any tme You may you choose one of the fo loving westmed object.% www stscerrismentes Porn your Corea, &tenor a by recede seam% used a ban collates ater Dreg at • Please direct ousierner Geplante. Spire to the fern: • Reduce Comet :Nome nernenents wenn; the balance cue on teen My steadies patterned b the im Client Retelers Olprintt X 2014S/16990r lobate caring 8067624000 generation of home only thing the sUternen period an line a nurse mem of a 806354-9103.8 00Am to 6 03 P old ET eilimAae • Adine CapsWODplan.)00n twellnvnts5e*ing Torah UBf felareciel Sendai meta peottaien the end of the statement peed them* any. a h wring to UBSFortancul Sondes he. of prnCpal rah. than:h., gennatOri 01 MT? The Finn is a reenter of the Searches Theme Protecnon • Cost basic it dflimniteg the cot; basis of the marines Clan, leWin,Depnrrent PO Box 766 Unon their NI • pectheceCordearan of Income and ChrtaAPPecchen Coteau(' (Una MO prows sewn% wows of es inducted n the statement. Were flitted wit. the 07067 myrtles ses to 1500003 (mcbding 1250.000 for dams Mr ammo wing both to meat of mew and number ' UT* Finarnal Servceshae rend on call) the 5510 am cram into aper le all accouthl groinch of Twine info -oration Waned from sources other tht LEO • ti case of errors a Q.vellOnS *tut al elthoonc tees f Mama SeneCeS. roludng nfonnation Iran wee fit ranee (t11 bid renew ce ll s nee debit cad dirruhold n articulate:tasty The Frm ogre wth onan II dates. ha also puchand Overall risk profile or tat you may hate pleaded to youe Fireaked Myer tranadioni, Call 806762.1000 K nrce to IBS FManCal The Finn dots not independently Tray Or guantre the wapiemuncai rembon the rannun anoint payable to • Consomme Sets to time bra/Midget eh low Wm% hc. WOO Harbor 8W .6t I bat Weertike. N) all eget dem. cob/creel/unite this protothon risk rid vol. lily to he amour owe mien d ma means roaracy a Midair of any Marne% prodded by sans caolk Ann iMMSSA Sauce: millon as of De0Entoe W. 2013 the mount does not 9inerate *dant WON* Of °tett Units -Inca, WM% reams sid myna keep pace wth idimm Cal ct woes/ son as yo can. d %blink rad it adthion Stough0$ Financial Sankt: enmity Sttend to the pokya:edition, and Irreertyni can at to • Ailoolern %WIN to accept omen* tO andpal end stawnem or recent 6 ihrOrg a rf you need mere updates this °mart a51 6 weed The P.m does roc Fern ifunher protected for up to $I Omen n tit tolerate weds fay., sot higher rettrill ithnnation *out athrolee cei the starred of recept afleg.te or all you a:Cowlshen n a peicula capack • Ainre$9., wing to =WI hgh rrsk tOVIlopal ad hgh vet* any atxtalots d's the lit ammo, under Cost The Fon reeked Issuer (aS an) hole) must hear tom 50u A fannyof the poky onadng 6 atalable upon roan vOlatlitylo *ditch relems thee tithe base ald'Unmlited gaikass" is at rat a of the dee nO Latif tr1/411 60 nice alter the Cm, fart you the fist of this Cant At Suet, please do not rey on this statement on ethrh the era or proemmaw% itd email:to torn*, purchase a sae Mimes la tar The SIC pretence rid der supolenental pridecion both do Steanehousehokling" - hoe. you nine and acted, meter any) purposes a 011ere/6t ACCatilt tr/libnol to the fen not Serte vie rnayainSoldate al rented decOvit State0161IS MTh the - Describe the PTO. Or the water sou ae mime atom may rem glass Moran only for tra pered of • Cenardnexial (ems controlled by (a% hcbsed n sant alms n the erne envelope Acaumwrity be rotted aubmitan as <key On fey pis Wed 4 is al tine they at hold a the aim Morithiconol nlarnanon era or My pie need three nlammiun ackeit yak% but heel away from LO$Finalizial Service, fa this ;mot Mama they had omen Ito aen mantain Oct anal (kat alLIBS Bark (Jca;h at 185 AG en be added by you /nand Adnsa - Prthide the doter nuns of the unpaged mix evil mount ritatonshOs *Rh ems clew at the same Stamford tranth. On Mutat Mans. nehong Triable address Ths pence 6 known as 'hoesseholdng • it you amidles. al of mutual luta acre Sun vele le receive indisitts$ ;Munn, inand n age • Uneenfrod gainelbstes 1.%hrn data e makable maws seem awed deer ly in the nano ot the annul were weal:cc mew nisei a2 cadiatel tce SDNY GM 00020631 CONFIDENTIAL EFTA_00 I 3 125 1 EFTA01273458 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal - lad parry eilanared vibe; may be reflected as 'Not runt. of ~Is at the erotic-dealer holdingmutual daunt as regislead servoe mats of LISS Freandal Serval lots maya ma, not aka ccmnksafts, drages ads p1Ø' n metal Maas ten an 'otlepenant lads el Tat had Isnik tic stamyreorgencatia tens De/and al odes valuation Ism PAS not Applied c< d unaVe to assign a - in Øl ion to commard Waked rt cornedion wen remnant lots and notornalk plat ae kit are oath value Mena beans axe amanitas/ tart ha the sabot' distrbuttin of antay combats rd Inis Pm Square is a repaired sacra mark of Visa ombned toaster ourattrased lhe • trade dz.' warredthat Illy ti la ereausly reposed vale Ø imestaire tea units to cur deans we aroma larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd calm piesents the «Naar balsam bakdare dotal& a ~date acid be highly meditate altdiale hate rasa Siang COrMenallarl from debit eat ire issued by U13$ Bare USA Mee bonenton from duo to To rums> of the many mania be roans> cabanas mammy tie Yea U S A Tarparad • CANN searisies Bonds and parted sod that the - Mhen neither an Eva gmal paw a sponsor asenty arrow's Orbits ol The nntanof corroalffs tsulrcalb for ealy wileriphon nil beselected emalialir ectinats1 vale not a ih rdpany es inlad aues is aØ506 a Teat ~en trusts we Waist FulanCial StrviOeSinC Rev 201407 by lot tom "mg al sauna of that issa held in oul braided. the vareol Te awry al Dada's's* tan - Ott enlists also re:el/eluding commescosalif otte name a re dame n atte ler Our dents Calfears no Naha pia ~Won funs melwc nab, aid nurnoos Maul tre is Manedfrom tea pates aid as xara-f - 'Carbutions to die' no/ inch* nnrn of cal ORTAlin Riau? pronxts %only:bolo rs not guranted OT« call I eatas may eat meal swam a both - We recta al anus tee earn LCS 8a* USA ad USS acid aria Mkt ~ate mama en ind bey/aided • 00342J ISY sies' raearntsTe diRAIOII(Ung pole AU Stanford Birch el up to RS pet aount upcn alfel raw mix a-.5 may not rdlea yder cos bark sweeprig to tie banks ad« the tines* Sweep Programs • ~as of deposit KIN) CDs die MC mad ups, • Itissolaed Marestis Reacted saunas ;mealy as $293,0:0 n alistial ad aqua tarot us Monitor not amoteyagble fa park sal IRS Maid Seats ~Nei and p. cluarlay nslitslicso h atardarea with SDK uses the maw precool tie esinesuittod s1Ø of the 'ant Morns:an tegltog corraisMam ord nets Arse alas Muir a as Mauled sake for the rearesed sea Pr tossed annechon eel the ereodio safes escbions purposes of This swercerdosy To the total tul opben lramactans has been ncLifled oftilinmetons • niaivalue Pnces &bibs/ fa whines ad other reacted sodales are algae lot sale Me afar teemed premix* I...tidied to you. aid Ail he stoiiided to you produces mar be high', a byte thal t e ase TM you may be anuntialy less Than the inpart vila ~WI tummy on awed mute asually ream in the make Pr es are °Maned from mews Sid payscam eta. webeletytlote • In. Nainitted) Meant. conmatyitilds and rapt An Short selling rabble but we do not gamma ea away estirum of alma nano is based on anent deten If you re engaged in tort sehg a 'cavity ycu may mora - We gorieraly um To doingma whim *rabble cr lM aid Man ram awing at isarities MI be bid for chase Cie to renal barowing am Seta paloila mean or Pe b4 aid ask aces fa laced %area and one year from maternal date a ease mituney This 's ofty *pesos or on kid peas or OTC stoats estimate is my a gudidne accuracy aid antmed - Las avast trad sauna maybe gad tung a Mae se not garaseed Open sedan 'mbar. motel a Tams Wen nit* we ootaiied - EstMated anus mom aid daunt all la airlan Regaling (*Mt( '9000tilaSOMIOS• orders that are not aid may nol reeled an ada maaa pasror tan Ciao, session muld akae amen of schegia or erected by the Staerneni date Open buy ad fell stop - C Oman poslions may £pea /Mart a put and mil caul ganS n Midi Ca the Mt .care (MO dotal ceders at eased by the amain' of Medea, ar rgens ea show z 'price was not addable' if we re wale to saki) would be mania • eediaindsor tenches dale unless ran/Oa Maria Obtain a age for a stony - Serrated anus tarne aid euteni Mal aid the by you YOu s e resarrablelor orders thal at ~Wed Cue - Deposes a Names damns& n agtedes oat aqua Moire and yield night be loweror hgher than CO pm Nitre so canal exittg open orders ihmUS Cahn as reelected a the odhlnao'Se ds of the alma moans the Panne data - An es indoor rinnalged mama <diadem/ andor Tax withirlditg en fatirbeitions born UK financial - For cam sorties adog non-wit:4min forest) dialed by the camera mac vabarerae Services IRAs deramnattni. ace and quaky (Nee vale) may Lae bald-teamed Co tre last Mafia or clam Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ bom Nosed» looleraler trope.' volszun parent made by the ma and manes the income tai from yur usable IRA diasbul Urn, tul you my To obtain dam estrizals arm wattle mesas yo.t sera ardour's war to Nelda one yes ban the clear not Iona., ramout ♦helsehor. osteal, you nay Foams,' edema statement dale or ata ~say Aosala elect to haw lac ~Mc I a arne or n a Ised anoint as calmed aid ae not guaarReed you Mega Yea Soon al Nolan n ellectuntAresolred • Mena Ininestmfms and settrautiml protivaa lima by you You myna. Rail *Malkin a a-g Ono by morag amass auras Cnalang Orel pa irpaion • Aetna< held Isif UK financial Service Corun a now oaten If you do ml ha crotch nametar prawn aid real estate rasa it DWI SECUTRAISYKI Mae all not hell byte Um ad not widin Ae Fornys atrial ban 'Our dartulinit sou maybe Nicola* Ica Slruclued praluaS faraway hghly laud (etav cassaba, or antra rhea assets re dopladd an yam the cayman of maenad tat You may nar pea Ma d To matted prams Ma me Dom reggaet wt. the Vantlited for inloierwronal pupasoaf Roams ad marts wawa] and r' estirard la« parents aerot Waifs and enicrldt Cannissisn a underand Stare also bearded re acisad byte Moog fan UCS MuS m ydel lac oblignim Seaga" ad We photo eamaed tam la Sainte ~ea boas t not Trouble Sod this dloanaiin natmera sambas arid strata profits, ear al does net gannet as ataxy these ads tenet Privacy atomal malputioan only Aciaracyd rot guff an~ prowled by Salg or tre arms suppliant', SaC To Ø4n a copy of us Gnat Caws Pura Nsioy please - lhlRArvaUt5 nytin« stbsurnally from pas n try away contact you Ental maser or rifa ow ?Anne at a there agora mestmen secure), a structured rm.., fas onnen4rf eof mac nuybe tour a sad aid do not normally • Revenue Temg and addkbnalcompeasation. represent the ma you may raser upon 'galloon ullnittont en saki aid 12bt fees 1.13S fin axial avian is not a bark The RIVA. &mum - bad pay esimaes of via an as 01 a ran das r ream with the data:ohm of instal Stiuge ACCOS4 BSA ad MN as bra age aortas aid a ~lied lo LISS friawd boars °flared/Ur • !Jab.* aida Our aiiae Nara Ma secede axes to bang ~5 aid prodias bald by an napendent vallian ban e ur_ian3 ratans from wubuters and« tØ anagrams with alad bats and °tad TM ,suer, Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general ah son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 partybalks and partes mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" pains ex ardor and may be °babied based en the mount el satsby LOS 01 a parrødt nasal had convenes teem", nviatce agency astisefa es or utS defiant itormation from Tat used by tend pates to fairy to oar:ans rod Id the aim vareol a Fnandid Seences et dare Thor estinad yam primly mesa' lund lank% twos Nila IN Inn - au ca ablate addada itarnaun regang the - We and ocr allare as recta remand aid InAs~t. mace. and annuls brodas rrehadolcgy used to determine the amnia of vase ormtosproasung lets n corsaimon for tails NM HNC basted • No bat* 9AM~ May loft vain rid the dace of the Monnamn thi ls the base far Tr agent SOROS that we proalt to the arum funds Marta by aniashg your Woad Shaer 'Wawa; ~gab ao pad Iran Manor Zinn in the NM ?ascot. Ma,agorwm aomuit Business bans re vyl lad sid se a tad dolly amtsl basal on Me Acaum SSA ifMA and ncemabonal bears ~arum SDNY_GM_00020632 CONFIDENTIAL EFTA_00131252 EFTA01273459 UBS MSS Fesancial Services tic 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 November 2014 CNP70056752451114n• 0 GHISLASNE MAXWELL Account name: GHISLAINE MAXWELL Friendly account name: Indry Account number: Your Financial Advisor SCOTT STACKIAANNYLE CASFIEL Pho, e Questions about your statement? Call yOar Finan:rg AchaSOI Or the Value of your account FAA ReSOlaCebne at 800-RMA- 1000, on October 31 (1) on November 28 (1) account 029323568 Your assets 1,687,906 48 I ,734,358.85 Visltour websIte: Your liabilities 0.00 0.00 www.ubstomIlinancialservices Value of your account 11.6137,906.48 51,734,358.85 Sources of your account growth Tracking the value of your account duriag 2014 Value of your account 1 Thousands at year end 2013 1000 Net deposits and 1487.0 1,734.4 • withdrawals Your rvestmeot return 11512,194.00 MCP:idand interest income 136,567.60 Chance in market value 5186597 25 Value of your accotrit on Nov 24, 2014 41,734,354.55 Oct pia Nov 2014 SDNY GM 00020633 Member SIPC CNP7000S005675245Nel0C0191999 00002 ille 030575004 Y123568550 010050 Pegs 9 of 96 CONFIDENTIAL EFTA_00131253 EFTA01273460 Account name: *DUBS UBS Strategic Advisor November 2014 Friendly account name: Account number: Your R nuncio, Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of November 28 (11 your account • Cash and money balances may include A Cash and money balances 1,298.42 007% Your current asset allocation available cash balance5.IJEIS Bank USA deposit B Cash alternatives 0.00 000% account balances, UPS AG Stamford Branch deposit account balances and money market C Equities 1,733,060.43 9993% mutual fund sweep balances See the Important information about yoor statement on the last D Fixed income ace 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% Total assets $1,734,358.85 100.00°0 C Value of your account $1,734,358.85 Eye on the markets Percentage change Index November 2014 Year to date 58P 500 2.69% I 3 98% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86% Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP7C0C600S675246NP70C0191999 er0C02 1114 030575004 K123568SS0 01lefifteGitocoAltalt 10 of 96 CONFIDENTIAL EFTA_00B1254 EFTA01273461 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your N sandal Advisor UBS November 2014 Friendly account name: Accountnumber. SCOTT STACKMANLYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gam andlosses are not classified November 2014 (Si Year to date (1) Realized gains and losses Unrealized Opening account value $1,687,906.48 $0.00 November 2014 (1) Year to date (5) gains and losses (I) Deposits, including investments transferred in 0.00 1,994,881.82 Short term 0.00 -7,125.69 -12,192.52 Withdrawals and fees, Long term 0.00 57,725.77 377,280.88 including investments transferred Total $50,600.08 $365,088.36 $0.00 cut -7,266.39 -482,687.82 Dividend and interest income 3,343.07 36,567.60 Change in market value 50,375.69 185,597.25 Cash activity summary See Account activity the month to detals. &lances In your Sweep Options are indudedin the q:enng and Closing account value $1,734,358.85 $1,734,358.85 closing Mantes race. PDC insurance spies only to deposits at UBS Bank USA, rot to deposits at WS AG. Stardord Ranch or bank deposits parrot hrousli the UBSInternaiond Depose Account program SiPC protection applies to money market sweep fiord holdings but not bar* deposits Seeimportent CM:violation *Jut your fraternal* cn the last two cages cr this document for <Wats Dividend and interest income earned November 2014 (5) Year to date (1) for colt:tows of Its statement, tasab:ay of 'nieces] afxl cltatiena twome has been cleterninecl Cron a US Opening balances $5,221.74 $0.00 Ia. reporting perspective. Bald upon the residence of the account hokkr, account type, or product two. scene interest ands dvidend payments may not be tut:it-et to United States (US) ardor Puerto Rico (PR) Additions Income tarts. The C4ent month'/ StateMent is not Intended 10 be used and omen be (Ned wine for ink purposes. Clients should refer to the apdcaole sac reporting forms they recent. Iran 165 annualy, such as Deposits and other funds credited 000 48,841 01 the forms 1099 and me PCIMS 480, fa lea reP3MN) information II Is the practice a 1185 to file the tea:Pestle tar reporting forms with the US internd Revenue Service and PR Treasury Department and in 0ivdend and interest income 3,343.07 36,567.60 such forms accurately Ossify dnckna arctic. Interest as tax exempt or tacit* income. Pleat consult ycul includual tax preparer Proceeds from investment transactions 0.00 398,577.63 November 2014 (I) Year to date IS) Total additions $3,343.07 5483,986.24 Taxable dividends 3,342 76 36,562 64 Subtractions Taxable interest 0 31 4,96 Professional management fees and related services 000 -5,043.39 Total current year $3,343.07 $36,567.60 Other funds debned -7,266.39 -477,644.43 Total dividend & interest $3,343.07 $36,567.60 Total subtractions -57,266.39 -$482,687.62 Net cash flow -$3,923.32 $1,298.42 Closing balances 51,298.42 $1,298.42 SDNY GM 00020635 CNP7C009305675247 NV7003191999 00002 1114 030579004 Y123568S500I 0000 Page 11 of 95 CONFIDENTIAL EFTA_0013 1255 EFTA01273462 Account name: *UBS UBS Strategic Advisor November 2014 Friendly account name: Account number: Your lq vandal Advisor. SCOTT STACK MANLYLE CASFUEL UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nor 6 Opening UBS Bank USA Deposit balance Oct 7 56,588 35 Closing UBS Bank USA Deposit balance Nov 6 $5,993.67 Number of days in interest period 31 Average daily balance 56,225 89 Interest earned $0.31 Annual percentage yield earner.: 006% Your investment objectives: You have identified the following investment objectives fa this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your retire objective: Current income &capital appreciation Your risk profile: Primary Aggressive investment eligibility consderation None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. CNPTC0C0305675248NPTOCOI9I999 C0M t 114 03025004 Y123568550 0lleigitiyGro0002etile 12 of 96 CONFIDENTIAL EFTA_00131256 EFTA01273463 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your N sandal Advisor: *UBS November 2014 Friendly account name:Ind Account number. SCOTT STACKMANLYLE CASRIEL Your assets Some pnces, income and Current values shorn may be apprOxinlate. M a 'Nut gains and tOSSeS may not be accurately reflected. Set wporunt infollnabon about your gatemen, a the end of the document fOr wore informs:ion. Cash Cash and money balances Cast, and money balances may include avaldole cash balances, UBS Bant USA &pout account balances, UBS AG Stanford Branch Cepout account balances and money martin mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAlhn applicable limits, but are not protected by SiPC U8S AG Stanford Brant h deposit account balances an not insured by FDIC and are not protected by SIFC Money market sweep balances are protected by StPC bin age not insured by the FDIC. See the Important information about your statement at the end of this document for de ai/s about those Sanas. Goering Want Cloung balaxe enre per share Average Prudence tmerest Drys in Hddng on Nov 1 (1.) on Nov 28 (1) on Nov 28 (1) rate period period Cap &haunt (1) UBS BANK USA CEP ACCT 5.221 74 129842 250.00000 Equities Common stock Purchase pricer Trade Mather Average price Pnte per share value on unrealized Holdng Hddng date of shares per share (1) Cost basis (S) on Nov 28 (V Nov 28(1) gain or loss (1) Period ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAli $2,591 Current yield:2.71°4 Nov16, 11 13.000 37 316 485 12 54.640 710.32 225.20 LT Nov 17, 11 13.000 35393 460.12 54.640 710.32 250.20 LT Nov 18, 11 35.000 35.502 1242.58 54.640 1,912.40 669.82 LT Nov21, 11 18.003 34 371 618 68 54.640 983.52 364.84 LT Nov22, 11 15.003 33338 500.07 54.640 819.60 319.53 LT Nov23, 11 22.000 32.655 718.43 54.640 1202.08 483.65 LT Nov25, 11 7.000 32.460 227.22 54.640 382.48 155.26 LT Nov28, 11 30.000 32.951 988.55 54.640 1.63920 650.65 LT Nov29, II 18.003 33.472 602.51 54.640 983.52 381.01 LT Nov29, 11 5.000 33.622 168.11 54.640 273.20 105.09 LT Apr 24, 12 30.000 37.567 1,127.01 54.640 1,63920 512.19 LT continued next page SDNY GM 00020637 CelP70303305675249NP7003I9I999 000O2 1114 03057900( Y123568SSOOI 0000 ►age 13 of c6 CONFIDENTIAL EFTA_00 131257 EFTA01273464 4tUBS UBS Strategic Advisor Account name: friendly account name: GHISLAINE MAXWEU. Your Knandai Advisor, SCOTT STACK MANLYLE CASRIEL November 2014 Account number. Your assets . Equities . Common stock (continued) Purchase pacer Trade Weber Average peke Pike per share Vdueon Unrearlied Holdng Hcicing date of duces per thaw (S) Cost bads (S) on Ntw 28(1) Nov 28(S) gain or loss (S) pedal Jan 23,13 1,056.000 43209 45,628.81 54.640 57,699.84 12,071.03 LT Apr 22, 13 489.000 42.447 20,756 68 54.640 26,71896 5,962.28 LT Security total 1,751.000 41.990 73,523.89 95,674.64 22,150.75 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange OTC EAI: 42493 Cured yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.640 12,503.44 6,321.36 LT Aug 12, 11 4.000 40.955 163.82 85.640 342.56 178.74 LT Jan 23, 13 767.000 52_320 40,129.93 85.640 65,68588 25,555.95 LT Apr 22, 13 355.000 56.870 20,18901 85.640 30,402.20 10213.19 LT Security total 1272.000 52.409 66,66484 108.934.08 42269.24 BAXTER INR INC Symbol: BAX Exchange: NYSE EAt 43,236 Current yield: 2.85% Jun 20, 12 30.000 51.594 1,547.84 73.000 2,190.00 642.16 LT Jun 20.12 17.000 51.522 875.89 73.000 1,241 00 365.11 LT Jun21,12 29.000 52.077 1,510.25 73.000 2,117.00 606.75 LT Jun21.12 7.000 51.500 360.50 73.000 511.00 150.50 LT Jun21.12 5.000 52.216 261.08 73.000 365.00 103.92 LT Jun22,12 61.000 51.890 3,165.29 73.000 4,453.00 1,287.71 LT Jan 23,13 768.000 66.658 51,193.80 73.000 56,064.00 4,870.20 LT Apr 22, 13 355.000 69.318 24,60800 73.000 25,915.00 1307.00 LT Sep 19.13 74.000 72.165 5,340.28 73.000 5,402.00 61.72 LT Sap 19.13 6.000 71.875 431.25 73.000 438.00 675 LT Sep 19, 13 3.000 71.880 215.64 73.000 219.00 3.36 LT Sep 20.13 47.000 71.987 3,383.41 73.000 3,431.00 47.59 LT Oct 3, 13 154.000 64.600 9,94849 73.000 11242.00 1,293.51 LT Security total 1,556.000 66.094 102,841.72 113,588.00 10,746.2$ BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 2.15% Oct 5, 12 7.000 189.932 1,329.53 359.080 2,513.56 1,184.03 LT Oct 5,12 3.000 187.820 563.46 359.080 1,077.24 513.78 LT Oct 5, 12 2.000 186.670 373.34 359.080 718.16 344.82 LT Oct 8, 12 8.000 183.783 1,510.27 359.080 2,872 64 1,362.37 LT Oct 9, 12 15.000 189.186 2,837.79 359.080 538620 2,548.41 LT continued next page CNP7000:030.5675250NP7000191999 00002 1114 030575004 23568SSOORMcGm_00026iss 14 of 96 CONFIDENTIAL EFTA 00131258 EFTA01273465 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor UBS November 2014 friendly account name: Account number. SCOTT STACK MAN? LY LE CAMEL Your assets Equities . Common stock (continued) Purchase price Trade Number Average price Pike per share vdue on unrealized Pinking Ncldng elate of sham per shall (I) Con basis ($) on lbw 280) Nov 28 (S) gain or loss (I) period 009,12 2.000 189.010 378.02 359.080 718.16 340.14 LT Oct 10, 12 3.000 187.720 563.16 359.080 1,077.24 514.08 LT Oct 10, 12 2.000 187.670 375.34 359.080 718.16 342.82 LT Oct 10. 12 2.000 187.995 375.99 359.080 715.)6 342.17 LT Jan 23,13 224.000 236966 53,060.41 359.080 80,433.92 27,35151 LT Apr 22,13 104.000 251.093 26,113.69 359.080 37,344.32 11,230,63 LT Security total 372.000 235.218 87,501.00 133,577.76 46,076.76 CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 13,108 arrent yield: 2.78°/0 rim 19,13 72.000 84.718 6,099.75 100.600 7,243.20 1,143.45 LT Jun 20.13 121.003 83.141 10,060.15 100.600 12,172 60 2,112.45 LT Jun 20, 13 78.000 83.030 6,476.39 100.600 7,846.80 1,370.41 LT Jun21.13 204.000 82.904 16,912.44 100.600 20,522.40 3,609.96 LT Jun 24,13 111.003 81.517 9,048.46 100.600 11,166.60 2,118.14 LT Jul 25, 13 73.000 82354 6,011.86 100.600 7.343.80 1,331.94 LT Jun 26.13 69.000 82.259 5,675.90 100.600 6,941 40 1,265.50 LT Jun 27,13 141.000 82.951 11,696.12 100.600 14,184.60 2,48848 IT Jun27.13 7.000 82.925 580.48 100.600 704.20 123.72 LT Jun 28.13 169.000 82.774 13,98892 100.600 17,001.40 3,012.48 LT Jul 1, 13 65.000 82.781 5,380.78 100.600 6,539.00 1,15812 LT Secisity total 1,110.003 82132 I 91,93125 111,666.00 19,734.75 CDK GLOBAL INC COM Symbol: COK Exchange: OTC EAI: 4204 Current yield 1.26% Aug 4,11 48.667 18379 894.45 38070 1,852.74 958.29 LT Aug 12, 11 1.333 17.775 23.70 38.070 50.76 27.06 LT Jan 23,13 255.667 22.709 5,806.16 38.070 9,733.23 3,927.07 LT Apr 22. 13 118.333 24.684 2,921.03 38.070 4.504.95 1,583.92 LT Stagily total 424.000 22.748 9,645.34 16,141.68 6,496,34 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: $2,172 aerent yield: 2.07% Aug 4,11 174.000 4) 632 7,244.05 69.590 12,10866 4,864.61 LT Aug 12, 11 4.000 42.450 169.80 69.590 27836 108.56 LT continued next page SDNY GM 00020639 CNP70001005675251 NP7000191999 C0002 1111 030575004 Y123568550010000 ►age 1S of 96 CONFIDENTIAL EFIA_00131259 EFTA01273466 4tUBS UBS Strategic Advisor Account name: friendly account name: GHISLAINE MAXWELL Your Ignandai Advisor, SCOTT STACK MANLYLE CASRIEL November 2014 Account number. Your assets . Equities . Common stock (continued) Purchase OW Trade lunar Average pact Mee pet shire Valueon Urredized Hddng Hsiang date of shares per sham (S) COI& bask (S) on Mat 28(S) Nov 28(S) gain of loss ($) period Jan 23,13 910.000 54 240 49,35863 69.590 63326.90 13,96827 LT Apr 22, 13 420.000 59 788 25,111 32 69.590 29,227.80 4,116.48 LT Security total 1,508.000 54.300 81,883.80 104,941.72 23,057.92 GENL MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Current yield: 3.11% Aug 4,11 191.000 36265 6,926.77 52.750 10,075.25 3,14848 LT Aug 12, 11 5.000 35.754 178.77 52.750 263.75 84.98 LT Jan 23, 13 1,001.000 41387 41,42889 52.750 52,802.75 11373.85 LT Apr 22, 13 464.000 50287 23,333.21 52.750 24,476.00 1,142.79 LT Jun 17, 13 148.000 49.739 7,361.45 52.750 7,807.00 445.55 LT Jim 18, 13 73.000 49.836 3,638.07 52.750 3,850.75 212.68 LT Security total 1,882.000 44.031 82,867.16 99,275.50 16,408.34 JOHNSON & JOHNSON COM Symbol: JNJ Exchange: NYSE EAI: 32,985 arrant yield: 2.59% Aug 4,11 123.000 62377 7,672.38 108.250 13314.75 5,642.37 LT Aug 12, 11 3.000 63.730 191.19 108.250 324.75 133.56 LT Jan 23,13 642.000 72.736 46,696.71 108.250 69,496.50 22,799.79 LT Apr 22, 13 298.000 84.721 25,247.10 108.250 32,258.50 7,011.40 LT Sootily total 1,066.000 74.866 79,807.38 115394.50 35,587.12 MCDONALDS CORP Symbol. MCD Exchange: NYSE EAI: 33,461 Current yield: 3.51% Aug 4,11 95.000 84.969 8,072.06 96.810 9,196.95 1,124.89 LT Aug 12, 11 3.000 85.910 257.73 96.810 290.43 32.70 LT Noy 29, 12 8.000 86.456 691.65 96.810 774.48 82.83 LT Jan 23,13 555.030 93.053 51,644.75 96.810 53,729.55 2,084.80 IT Apr 22, 13 255.000 99318 25,326.32 96.810 24,686.55 .639.77 LT Sep 19.13 78.000 97.879 7,634.63 96.810 7,551,18 -83.45 LT Sep 19.13 22.000 97.425 2,143 36 96.810 2,129.82 -13.54 LT Sep 19, 13 2.000 97830 195.66 96.810 193.62 -2.04 LT Security total 1,018.000 94.269 95,966.16 98,552.58 2,586.42 NEXTERA ENERGY INC COM Symbol; NEE Exchange. NYSE EAI: 33,370 Current yield: 2.78% Aug 4,11 134.000 52.960 7,096.75 104.390 13,988.26 6,891.51 LT continued next page CNP7C0C000.5676252 NP7000191999 00002 1114 030575004 Y12356/35500INgibyGht0002 19 16 of 96 CONFIDENTIAL EFTA_00131260 EFTA01273467 GHISLAINE MAXWELL SUBS UBS Strategic Advisor Account name: Your Mounded! Advisor: Friendly account name: SCOTT STACKMANMYLE CASRIEL November 2014 Account number. Your assets Equities . Common stock (continued) Purchtne IX1(8 Dade hurter average price Pnce per street Vdue on undesired Holdng Hddng date of snares per share (S) Con basis (SI on *0v 28(A Nov 28 (5) gain or loss (t) Period Aug 12, 11 3.000 52.530 157.59 104.390 313. 17 155.58 LT Jan 23, 13 700.003 71.610 50,127.21 104.390 73,073.00 22,945.79 LT Apr 22, 13 325.003 79.757 25,921.06 104.390 33,926 75 8,005.69 LT Smutty total 1,162.03 71.689 83302.61 121.301.18 37,998.57 CCCIDENTA1. PETROLEUM CRP Symbol. OXY Exchange: NYSE EAl. $2,791 Current yield. 3.61% Feb 12. 14 148.033 92.171 13,641.35 79.770 11,805.96 -1,835.39 ST Feb 12, 14 117.030 92.203 10,787 77 79.770 9333.09 -1,454.68 ST Feb 11 14 32.000 92.215 2,950.91 79.770 2,552.64 -398.27 ST Feb 12, 14 7.000 92065 644.46 79.770 55839 -86.07 ST Feb 13, 14 110.000 92.095 10,130 45 79.770 8,774 70 -1,355.75 ST Feb 13, 14 68.003 91.911 6,250.00 79.770 5,424.36 -825.64 ST Feb 13. 14 33.000 91.560 3,021 49 79.770 2,632.41 -389.08 ST Feb 13, 14 6.000 91.615 549.69 79.770 478.62 -71.07 ST Feb I4, 14 334.003 95389 31,86013 79.770 26,643.18 -5.216.95 ST fob 18, 14 114000 96023 10,946 72 79.770 9,093 78 .1,852 94 ST Security total 969.000 93.687 90,782.97 77297.13 .13,485.84 PEPSILO INC Symbol. PEP Exchange' NYSE EAI: 13,023 anent yield: 2.62% Aug 4, I 1 115.003 63.979 7357.65 100.100 11,511 50 4,153.85 LT Aug 12, 11 3.000 63 023 189.07 100.100 300.30 111.23 LT May 16, 12 6.000 68 535 411 21 103.100 600 60 189.39 LT Oct 24, 12 1.000 68 690 68.69 100.100 100. 10 31.41 LT Oct 25. 12 2.000 68.810 137.62 100.100 200.20 62.58 LT Oct 26, 12 1.000 68.890 68 89 103.100 100.10 31.21 LT Oct 31. 12 1.000 69370 69.37 100.100 100.10 30.73 LT Nov 6.12 1.000 69 370 69 37 103.100 100 10 30.73 LT Nov 7, 12 1.000 69. 150 69.15 100.100 100.10 30.95 LT Nov8, 12 2.000 69 090 138 18 100.100 200.20 6102 LT Ian 23, 13 699.003 72 166 50,444 31 103.100 69,969 90 19,525.59 LT Apr 22. 13 322.000 82251 26,484 85 100.100 32232.20 5,747.35 LT Security total 1,154.000 74 097 85,508 36 115,515 40 30,007 04 SDNY oliregbliger Page C NP7C003005675253 NV7003191999 000O2 1114 030575004 YI23 568550 01C000 Pap 17 of 96 CONFIDENTIAL EFTA 0013I261 EFTA01273468 Account name: GHISLAINE MAXWELL 4tUBS UBS Strategic Advisor November 2014 Friendly account name: Account number Your Mounds' Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase pace/ Trade Marta Average Oct PfiCtper share Valueon Unseelzed Hcidlrea Hddng date of shares per Man (S) Con bask (S) on me 28($) nor 2a (S) gain or loss (1) period PROCTER &GAMBLE CO Symbol: PG £change: NYSE (Al: 42,919 anent yield: 2.85% Aug 4,11 118.000 60.103 7,092.22 90./30 10,670.74 3,57832 LT Aug 12, 11 3.000 60.896 182.69 90.430 271.29 8860 LT Jan 23,13 619.000 69.941 43,293.73 90.430 55,976.17 12,682.44 LT Apr 22, 13 286.000 81.332 23,261.18 90.430 25,862.98 2,601.80 LT Apr 24, 13 108.000 77.762 839832 90.430 9,766.44 1368.12 LT Security total 1,134.000 72.512 82,228 11 102,547.62 20,319.48 TRAVELERS COS PIC/THE Symbol: TRV Exchange NYSE EAI: 12,534 Curent yield: 2.11% Apr 24, 12 20.000 63.432 1,268.64 104.450 2,089.00 820.36 LT Apr 24, 12 4.000 63350 253.40 104.450 417.80 164.40 LT Apr 24, 12 1.000 63.560 63.56 104.450 104.45 40.89 LT Apr 25, 12 10.000 63.520 635.20 104.450 1,044.50 409.30 LT Apr 25, 12 10.000 63.617 636.17 104.450 1,044.50 408.33 LT Apr 25.12 10.000 63.659 63659 104.450 1,044.50 407.91 LT Apr 25, 12 2.000 63.545 127.09 104.450 208.90 81.81 LT Apr 25,12 2.000 63.645 127.29 104.450 208.90 81.61 LT Apr 25, 12 2.000 63.745 127.49 104.450 208.90 81.41 LT Apr 26, 12 5.000 63.928 319.64 104.450 522.25 202.61 LT Apr 26.12 2.000 63.920 127.84 104.450 208.90 81.06 LT Apr 26, 12 2.000 63.930 127.86 104.450 208.90 81.041 LT Apr 26, 12 1.000 63.720 63.72 104.450 104.45 40.73 LT May 1, 12 15.000 64.637 969.56 104.450 1,566.75 597.19 LT May 1, 12 6.000 64.715 388.29 104.450 626.70 238.41 LT May 1, 12 6.000 64.975 389.85 104.450 626.70 236.85 LT May 1, 12 2.000 64.850 129.70 104.450 208.90 7920 LT May 1, 12 1.000 64.820 64.82 104.450 104.45 39.63 LT May 2, 12 7.000 64_374 450.62 104.450 731.15 280.53 LT May 2, 12 4.000 64.410 257.64 104.450 417.80 160.16 LT May 2, 12 2.000 64.320 128.64 104.450 208.90 80.26 LT May3, 12 4.000 64960 25984 104.450 417.80 157.96 LT c-ontkwednext page CNP70009005675254 NP7000191999 00002 1114 C00575004 Y12356855001WEAWGhtnenten 18 of 96 CONFIDENTIAL EFTA 00131262 EFTA01273469 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: (SUBS November 2014 Friendly account name: Account number. SCOTT STACK MAN LY LE CASRIEL Your assets Equities . Common stock (continued) PMIChaSt Pt/C41 Trade Number Average price Peke per share Vdue on bnfl HolIng Hddng date of shares per share ($)) Cosi basis (S) on Nav 28(1a Nov 83 ($)) gain or loss period May3, 12 2.000 64.675 129.35 104.450 208.90 79.55 LT May 3, 12 2.000 64.910 129.82 104.450 208.90 79.08 LT Jan 23,13 629.000 77.560 48,785.62 104.450 65,699.05 16,913.43 LT Apr 22. 13 290.000 84.719 24,568.68 104.450 30,290.50 5,721.82 LT May 22, 13 111000 83.807 9,302.58 104.450 11,593.95 2291.37 LT Security total 1,152.000 78.533 90,469.50 120,32&40 29,856.90 UNITED PARCEL SERVICE INC Cl B Symbol: UPS Exchange. NYSE EAI: 52,843 Current yield: 2.44% Sep 19, 13 82.000 91.779 7,525.90 109.920 9,013.44 1,487.54 LT Sep 19, 13 19.000 91.625 1,740.88 109.920 2,0138.48 347.60 LT Sep 20, 13 107.000 91.805 9,823.18 109.920 11,761.4t1 1,938.26 LT Sep 20, 13 26.000 91.835 2,387.71 109.920 2,857.92 470.21 LT Sep 23, 13 93.000 91.049 8,467.59 109.920 10222.56 1,754,97 LT Sep 24, 13 93.000 91.612 8,520.00 109.920 10,222.56 1,702.56 LT Sep 24, 13 41.000 91.663 3,75820 109.920 4,505.72 748.52 LT Sep 25, 13 62.000 91.138 5,650.56 109.920 6,815.04 1,164,48 LT Sep 25, 13 11.000 91.090 1,001.99 109.920 1,209.12 207.13 LT Sep 26, 13 64.000 91.489 5,855.30 109.920 7,034.88 1,179.58 LT Sep 27, 13 54.000 91.117 4,920.33 109.920 5,935.68 1,015.35 LT Sep 30, 13 46.000 91.475 4,207.86 109.920 5,056.32 848.46 LT Oct 1, 13 46.000 91.668 4,216.73 109.920 5,056.32 839.59 LT Oct 1, 13 6.000 91.650 549.90 109.920 659.52 109.62 LT Oct 2, 13 61.000 91.128 5,55884 109.920 6,705.12 1,146.28 LT Oct 2, 13 19.000 91.067 1,730.29 109.920 2,08848 358.19 LT Oct 3, 13 55.000 90337 4,968.58 109.920 6,045.60 1,077.02 LT Oct 4, 13 55.000 90.653 4,985.96 109.920 6,045.60 1,059.64 LT Jan 17,14 121.000 99231 12,007.00 109.920 13,30032 1,293.32 ST Sootily total 1,061.000 92.250 97,876.80 116,625.12 18,748.32 XIIJNX INC Symbol: XLNX Exchange:OTC EAI: 12,086 Current yield: 2.55% Sep 7, 12 25.000 34.770 869.27 45.440 1,136.00 266.73 LT Sep 7, 12 5.000 34346 174.23 45.440 227.20 52.97 LT SDNY oteederge4 P89° CNP700C6005675255 Nt7000191999 C0002 1114 030575004 VI 23568550010000 Page 19 of 96 CONFIDENTIAL EFT/U/0131263 EFTA01273470 UBS UBS Strategic Advisor November 2014 Account name: Friendly account name: GHIStArNE MAXWELL Your Nonacid Advisor: SCOTT STACK MANYLYLE CASRIEL Account number: Your assets Equities . Common stock (continued) Purchase pate( back litarber Average price Price per shav Value on Uneedized Making icing date of sharet per thaw (S) Cost 0.5%6(5) on 10v 28(5) Nov 29(5) gain or loll (t) 15• 050 Sep 10.12 37.000 34 845 1289.29 45.440 1,661 28 391.99 LT Sep 10, 12 3.000 34 660 103 98 45.440 136 32 32.34 LT Sep 11. 12 20.000 34 853 69706 45.440 908.80 211.74 LT Sep 12, 12 18.003 35006 63011 45.440 817.92 187.81 LT Sep 13, 12 21.0OZ) 34 £66 732 61 45.440 954 24 221.63 LT Sep 14, 12 19.003 35.536 675.19 45.440 863.36 188.17 LT Sep 17, 12 7.000 35.151 246 06 45.440 318 08 72.02 LT Oct 24, 12 3.000 32.523 97.57 45.440 136.32 38.75 LT Oct 25. 12 5.000 32.522 162.61 46440 227.20 64.59 LT Oct 26, 12 3.000 32.776 98 33 45.440 136.32 37.99 LT Oct 31. 12 1.000 32.770 32.77 45,440 4544 12.67 LT Nov 1, 12 2.000 33 360 66 72 45.440 90 88 24.16 LT Nov 1, 12 1.000 33.520 33.52 45.440 45.44 11.92 LT Nov 1, 12 1.000 33.530 33.53 45.440 4544 11.91 LT Nov 2, 12 1.000 33.550 33.55 45.440 45 44 11.89 LT Nov 5, 12 1.000 33.190 33.19 45.440 45.44 12.25 LT Nov6, 12 3.000 33 886 101 66 45,440 136 32 34.66 IT Nov7, 12 2.000 34 025 68.05 45.440 90.88 22.83 LT Nov 7, 12 1.000 33.910 33.91 45.440 45.44 11.53 LT Nov8,12 4.000 34 032 136.13 45.440 181 76 45.63 LT Nov8, 12 1.000 33.860 33.86 45.440 45.44 11.58 LT Nov28, 12 4.000 34 312 137.25 45.4140 181 76 44.51 LT Nov28, 12 3.000 34.410 103.23 45.440 136.32 33.09 LT Nov29, 12 15.000 34.583 518.75 45.440 681.60 162.85 LT Nov29, 12 3.000 34.493 103 48 45440 136.32 32.84 LT Jan 23,13 1,087003 36805 40,008.01 45.440 49,393.28 9,38527 LT Apr 22. 13 502.000 35 691 17,917.23 45.440 22,810 88 4,893.65 LT Sect.*ity total 1,798.000 36 246 65,171.15 81,701.12 16,529.97 Total $1,367,972.07 $1,733,060A3 $365,088.36 Total estimated annual income: 545,774 CNP7C0C0305675256 NV7000191999 03032 1114 030575004 V123503550 01«#,wGmas 20 of 96 CONFIDENTIAL EFTA_00131264 EFTA01273471 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor UBS November 2014 Friendly account name:Ind Account number. SCOTT ST nCe Mete LYLE CASRIEL Your daSetS(contnued) Your total assets PerCentar Or cost Bimate0 unredzed value ...: your accord Oast (8 annul incant (Si on or loss (0 Cash Cash and money balances 1,298.42 0.07% 1,298.42 Equities Common stock 1,733,060.43 99.93% 1,367,972.07 45,774.00 365.08136 Total $1,734,358.85 100.00% $1,369,270.49 $45,774.00 $365,088.36 Account activity this month ON. Actbily Desciiption Anoint (t) Dividend aid interest laconic Taxable dividends Nov 3 Dividend GENL MILLS INC PAID ON 1882 771.62 Nov 14 Dividend COLGATE PALMOUVE CO PAID ON 1508 542.88 Nov 17 Dividend PROCTER & GAMBLE CO PAID ON 1134 729.84 Nov20 Dividend CATERPILLARINC PAD ON 1110 777.00 Nov 26 Dividend X1UNX INC PAID ON 1798 521.42 Total taxable dividends $3342.76 Taxable interest Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1 1(0E/14 0.31 Total taxable interest $0.31 Total dividend and interest income 63343.07 Dale Actloy Oescoption *mom' (I) Other funds debited Nov 19 Transfer TO 235750100 -7,266.39 Total other fonds debited 47266.39 Date nowise Description ancunt 11) Money balance activities Oct31 8alanceforwerd 95221.74 NOv 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 771.62 Nov 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 11/06/14 0.31 Nov 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 542.88 Nov 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 729.84 Nov20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11119/14 -7266.39 Nov 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 777.00 continued next page SONY GM 00020645 CNC00030056752S7NP7000191999 00007 1114 030575004 VI 23568550010000 Pogo 21 of 96 CONFIDENTIAL EFTA_OOI 31265 EFTA01273472 T UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL. Your Ilisandal Advisor: SCOTT STACK MAMLYLE CASRIEL November 2014 Account number: Account activity this month (Coetritiedl Date Actmty Descrotion amount II) Money balance activities (continued) Nov 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 521.42 Nov 21! Closing UBS lank USA Deposit Account St295A2 The UBS Bank USA C*p09t Account Is your Oman/ sweep cot.on CNPAXIC0305675258 NP700(1191999 00002 1114 030575004 Y123568S5001Mlicom3,0021,ss 22 of 96 End of statement for account numbs,. CONFIDENTIAL EFTA_00131266 EFTA01273473 Important information about your statement (BS Frond., Santa hc (the FM a tA13 Fawn* Sericeg. It., km or C id Muer wit maniple you CCAVtint red Naha co thebodes and records of die addable Ora Or reweave; — you may Skint househollrg by atm your is a mentor of al preswal toothy. canooddy aid gams Mll COrteC any error protTpuy trader agent). Fnaici Adwor ocharges UBSFersaxill Stevan and MBank USA ay indica firibufirirs of uB5 AG and affiliates of ul15 Smokes Plot:rare al thecks payatto to the Furor re Mail • Conan ethrmeni contra" or norm% manse (99. Friondly mount nano TIC the f on's fnaicial wows it tattle upon recut! nulacin odcated on to roes of tha slatement h ake Imbed pat:welts aid prvaeplawerrts) that ate non DerFrienth account name ref kas Warman that you TM bur's etecutearofirces are a to agar, arant tees. athunn mai be %bpi to aginered coda the Shames Act of 1933. and mead on the knitscrane sthrces webs.. It 6a manunance teas charges kr we parent for seams customizable •nderumor thown by you Yr aix you will U35 Portal twos Ix purchase; adchars for apad nut m cash axotots • Corms:dna mynas k 9. forwth exchanger and Yar riKteckterg n hZ no 491 effect co yotr arum 1200 Hater &thread Amotra$ ma we Unita* to other ostrutcos may be ream theta contact lidding taxes commas an, You on mange your FrenlOy >teal naves.. °Youth holm Want*en le 07086 :Win to a banner fee con'thOY Wall coronas Somas a totatacum ays Force( Aetna. 1116 AdtiMeni reprelfaSthe °Meal reared of the UPS UN Sweep Optim The SFC protection ad tiv pipplarorra proteonn do not Accounthweryiew Fmaroal knees account Other records. except °Heal Lae U85 otters °Woos for strewn9 cat betimes. bathos so tpay to these assetseven A they Othenthe apneacora • vane of sour Taountrpallot ha of assets and downtrod. conuhng antan9 data should not be abed bank ,posts si U858ak u5A NAM AG Surreord Oat fitment The SFC protean, and the saphowit Ii aloe upon rl you baste thew an a a 09161.01. please (Bark Sweep nesrathl math market maul fads (Money proteacn do not tithed again tames lithe main • AZets InClucki &Wok cell barrel whin lor moo n arnithaely n swing to thel3rach Fdaopir of the Funds) arid the haysakoa Demst Account (0Allor vat* cd yes thestments ennetter as a result of mane) rose iced vaunt, (ea 1 rid Gkbalthme Deposit unrealized off cesmogyour tosum customers with a mental a kesotroe IAInagernent inownint. rfSuel batr.sptCY a 011.tr".90 marks to market and artan Zath Mt held by the Frm Account lhicugh Iht Bat SweepFM/ISM Cat, bastes Dot not ochdeunprod skurittilassots at dietriad the Atheugh al spans roan are emended 10 be X0.010. are swept so tea (lare USA W or a esti:rated LW and More Wormxon a mit ki tem request Ow may obun pia andteat summit pewit a Moo Marion Fathom daa Todd rot be used for tar puposes Fterk then to ICS AG Stairked Brant, a a Money Fund Deposes now inorthanth tout WC. Odudn9 'MSS< Dacha withered sloth cols 6 aid wenn* 451o4. %them sokly on yearend to lank be.. Farm 1099. 5498. 10115. at WS flat USA are FOC enured n accordaxe with fps; by canting SPC at 202.37163004 by voitng tie SRC • Oablees hail ckt bairica. ouistandra thaw ex) then peeping your to tam the/ kit is requivd by rules For nay Viconaion p lone .,,it www Idtc gaw •firtdne at rmW trrerc (WV loan. oath Inn sheet accoum balances Ian to repon to the RS al taro) le dirdends. nipontile non Deposits a tin AG Sea deed Dan t and dares carter, • CathArronty bison Tots of a rt somata. AGcat lath dvilends ad hay* metal tamed on securities kits arena enured by the FDC. Diyideni Its thresunent Program OFIP) Many:Air mart, net proceeds on sale tranucteas, aid biennia. ski LBS Bat USA depart taxon U115 the Fay raleCed tar ataaje pna yW may °bon the etas bathis and scow thaw( maul Surriced Branch depose cost bonencoon awed %flaw; Through the DA. Nibble to Waffle:es are wont to actual price *an your Fthansi Adios Only Mole shies deposer accounts a WS AG New York Brach and IBSAG Ind sweep basket the dose of the statement pared are pathased valf•Car. pare ewes wit to cold arid me Non.corrincdly free aeon batman. n yea amount arena Conmuniations withthe Firm Carman Dant these Otosrls atria routed by to FOC cat wit be doposeid n thee account Met/Ord segregate from other bare?, and tee Emmy tne an of • prose re.c.criforrn airy oral OrermAlCater6 nwnengto 'Masao held If the vB5 AG Chow Brach are tentoraily rethestnert pro awned by the issuer mill defy from the (biased to the ;amigo rid of theCarnal hands and these !Ards n the ordiwy course of ds hathess these funds further proton your othts nclahno yokeoyes under the matte ate at whth the panne Owes re sold at fatty. upon pa demand no total 6 inthdkrd in nee Washes hien Proton:co Act (WA) there n ni guar./meet( other oho Ionia of LIOS A6 b repay the trats1C95.6h 1* On the uth Carrots eraCh'S books arm• lona dose-9 value Cask-blew • rf The Mona instriehon on the top kft ce the Nem of that (flit 1410 le unit inn be held in you axoint f you are landing information slate tent is not MS FitIn0AISavari. urn Femoral Dwain a UBS Bat USA rd each UPS AG Brach rerun entente) to 'pair me as emit of ,*Mend psdnent or rot detsM olennanar on die F praecied by WC Maned Fund shies are pros eel by SPC > gonna p•athis and Stokescaries ries:am as Owing broke by otherwise, the firm wit ether set panelists at market rice didocum rate to youclern Re+.31bertp Agrennwn or atheigement van the nelicatod narteion We Intoned See 'WS Finthoal Sevres Account Frotediont below a accept an nal deuenred by aregistered Wang Accoat Armin: and the General kiln ad (mittens you col thnretetionthen Men you opened Ins axon in agency and rata you account Upon you reg./92, baterces n tie Bat Sweep Programs or USS StIonent of Ceede Oaten fl ab* n Agneates this caw, sou hods ant' two ies re located XL% entacrotres al tour .rbr rmy.refor.rorairreyr.” Frunoal Sawn and not th? rzrodumg broker. ad you OA maitre witittara aid shares of a Way Fund maybe lavorment °bleaker, must mare a rennet of ty Ma oath:ski to Intl In liquidated, and themeted' returned to you a you The MerStrilertobraves and Fit prof In are SptCliC to eat mune% =cull Your assets accarm Md nay wry beaten nem aro the Inn Yea StAtifiltell COMPS SeCtritnrS Yid Other assets held n All snarl StaWrenCS chil be deemed COMOItte led compelm wring of any orlon, Otte is your fnansa Father onContra tout tattle sown opium. ndudng the .KCOterl a to end of the Stinemtnt period You may at torte d ryas °bp:teato n kotrig tithe 60 days stuatith or neesterem obraive; For path xcours held. for de try of Julypad watt" ar art tine You may cumin went, rats AM nett. 6 • it** at you choose one of the fo lOtang thestmend (loathes www stscordsmopyitas Pon your ;natal advisor a by neon. senate; used a hat collaWa aser pang • Please direct calmer complains a inures to the Imrs • Pedigo Covent Moine F•roltmentiwelunj the balance cue on them My wanton trarrtier red to them Cherd Rations Doorman a 2014521699*r taint. calm 800.762-1000 910(calber of icome only dung the sunnier: penal an listed at valet a 01 al 000-3544103. 8 00AM to 6 00 PM FT Monday • Athere Capearipplonon kwednonts *siring growth the erd of the statement pried theoup hider. a in wring to uBSIMancol Sental he. UO5 teamster!Services mown probation The Fern icarnerrter of the keens them Protedion pmcpal rah. than that ginfiaton of name • Cot bast et detethOng the act basis of the secuthes Clem kittens Deparront PO Box 766 Unon City NI • Reduce Cornmenin of income soclCapOIAPPeolocm added n this statement wren tatted veth Ore 07(07 Cotorabco (WO. With protects seontla roans of es marten tes lo 1500000 Mcbto 1250000 for darnsfor ammo° soot ing both the gerwaion of upon aid nutter '1. ' (IBS krona Servcesha nekd on will the 5PC we pixecom tons *Ph lo all accounts growth ore prociPal inkonation Witted from sources other than LBS • in case of thence pinions atcut n demonic lands Fink- n l Senthes. oCudng nictitation ken areas IT trade (W11 bib Dhow, ce U35 Una Mr can that you had n a panned, twat, the Ferri together wth omen, Janata ha also purchased Douala* profit's or that you may AAe preretkrd lo your Frnar10.0 Aihroce tranacoot, call 800-762.1000 or nee to LOS Menai • Conserve/re Seeks to martin heiaprropat Mb low The Firm dots not ilattodenlif way Or guarantee the Smits hc. lOTO tabor BW . 60 I lac Wedwith. N) steps:mar at thenotai the minor/on mount payable to all NOW dent. coleschnokundothr; protocion 6 550) risk at totality to the account omit nth n That mom annoy a vaidny of any irdarnaon provided by seam O7086. Ann WA1B5A Savo,: the tooth does not generneigndom incomeor other than LBS F natalSeedOs mutton as of Nowt& IO. 2013 Mumsnd mynce keep pace will inl Loon Cal a sweet soon as tu cart d you th nk your • Aterrern lerfilerg to =op: some n'A to Fencrpal ad in addion Staab UOS Fewscial Sake:gamily stawnem or recew 6 wrong or el you need more Steam tote poky ardaiorn aid finta(cos ark at he Fern is UtheptceeCted fte to 10 SI 9 milko n tbe tolerate sane soda My so seek higher retina updates th is donnas:el as e A nomad ate Pita don rot of <maim Lout attract on the swerves of recent amide any asstethas (a the (*minion soder 'Cost The Fen ce Card Mow fa aplOble) must her tan yea anegate for all you axotans heifer a para. cepa:Ay • Annan, Wring to amid hgh np 10 ;r11Cpal .34 hgh A full opyol the poky Mang 6 Nal..lole upon ,99.ro2 Vanity10 seel.hhgh Win over lint bail' ad tlaredited pardon" is rose* a of to dae roe t3tEr thrth 60 O rd alter the fret scot you the fist of this 92401011 As 9.47h please do not liken this summit on vat eye era or probity49*mA .tamton to make curthase a We Mixes la tar - Croak you nine ad accoint number (II ay) l'ho SIC rre0 WWI and the sewlenental promen both do Statetnent thouseheklino" no1 SI>lY 10 We ray consolidate al ceded twat statements will the purposes a critetro ACCc•int tr/ISIMed to the frrn - Dear& the eT01 or the wader you ay ware abaft ma/reelect glass nformaith QM for he reread axle:star ascleady WU an My you Woo 4 is m • (triArrInatal acts controlled by OM Odused n)vor sane address n the smear...lope Aoarres may be rented account vibe) but held away f tom tal$ final Sermon for this panne boama they hate amen eko cop maimin time theyarehad at the Lim thorehinorcal Hamann era a ray you now cruet nlanoisn Cat be added by you Firtina4 Attar - Fronde to dollar anion of to sanded mix anan (kat PUBS Bark Wca;ti at U3S AG tont mount Moon/hex nth other chintz at the sure Stamford bay h. Id) mutate mitt. oaring tooth) athfress TM peace a known as thousetadng • it you amnia ad 04 inns of mutual lids aicre soh pale le realer Minks tlittnittinnuled n apse* • Unedited palm/boa When ass is VAS* shares re registered teak n the tone of the aOthrt *firmed unreal zed nem: roc 3'2 can ates it' SDNY GM 00020647 CONFIDENTIAL EFTA 001;1267 EFTA01273474 Important information about your statement (Continued) isferidasemeity lots 7N tairron data fa adircbal - lad parry eilanared vibe; may be reflected as 'Not roast. of ~Is at the erotic-dealer holdingmutual daunt as regislead servoe mats of LISS Freandal Serval lots maya ma, not aka ccmnksafts, drages ads p1Ø' n metal Maas ten an 'otlepenant lads el Tat had Isnik tic stamyreorgencatia tens De/and al odes valuation Ism PAS not Applied c< d unaVe to assign a - in Øl an to commard Waked rt cornedion wen remnant lots and notornalk plat ae kit are oath value Mena beans axe amanitas/ tart ha the sabot' distrbuttin of antay combats rd Inis Pm Square is a repaired sacra mark of Visa ombned toaster ourattrased lhe • trade dz.' warredthat Illy ti la ereausly reposed vale Ø imestaire tea units to cur deans we aroma larnismal 1.3S Vtsa Stgabre aide fads ad 1b5 Vdd calm piesents the «Naar balsam bakdare dotal& a ~date acid be highly meditate altdiale hate rasa Siang COrMenallarl from debit eat ire issued by U13$ Bare USA Mee bonenton from duo to To rums> of the many mania be roans> cabanas mammy tie Yea U S A Tarparad • CANN searisies Bonds and parted sod that the - Mhen neither an Eva gmal paw a sponsor asenty arrow's Orbits ol The nntanof corroalffs tsuarcalb for ealy wileriphon nil beselected emalialir ectinats1 vale not a ih rdpany es Mad aues is aØ506 a Teat ~en trusts we Waist FulanCial StrviOeSinC Rev 201407 by lot tom "mg al sauna of that issa held in oul braided. the vareol Te awry al Dada's's* tan - Ott enlists also re:el/eluding commescosalif otte name a re dame n atte ler Our dents Calfears no Naha pia ~Won funs Melia nab, aid nurnoos Maul tre is Manedfrom tea pates aid as xara-f - 'Carbutions to die' no/ inch* nnrn of cal ORTAlin Riau? pronxts %only:bolo rs not guranted OT« call I eatas may eat meal swam a both - We recta al anus tee earn LCS 8a* USA ad USS could aria Mkt ~ate mama en ind bey/aided • 00342J ISY sies' raearntsTe diRAIOII(Ung pole AU Stanford Birch el up to RS pet aount upcn alfel raw mix a-.5 may not rdlea yder cos bark sweeprig to tie banks ad« the tines* Sweep Programs • ~as of deposit KIN) CDs die MC mad ups, • Itissolaed Marestis Reacted saunas ;mealy as $293,0:0 n alistial ad aqua tarot us Monitor not amoteyagble fa park sal IRS Maid Seats ~Nei and p. cluarlay nslitslicso h atardarea with SDK uses the maw precool tie esinesuittod s1Ø of the 'ant Morns:an tegltog corraisMam ord nets Arse alas Muir a as Mauled sake for the rearesed sea Pr tossed annechon eel the ereodio safes escbions purposes of This swercerdosy To the total tul opben lramactans has been ncLifled oftilinmetons • niaivalue Pnces &bibs/ fa whines ad other reacted sodales are algae lot sale Me afar teemed premix* I...tidied to you. aid Ail he stoiiided to you produces mar be high', a byte thal t e ase TM you may be anuntialy less Than the Mora vila ~WI tummy on awed mute asually ream in the make Pr es are °Maned from mews Sid payscam eta. webeletytlote • In. Nainitted) Meant. conmatyitilds and rapt An Short selling rabble but we do not gamma ea away estirum of alma nano is based on anent deten If you re engaged in tort sehg a 'cavity ycu may mora - We gorieraly um To doingma whim *rabble cr lM aid Man ram awing at isarities MI be bid for chase Cie to renal barowing am Seta paloila mean or Pe b4 aid ask aces fa laced %area and one year from maternal date a ease mituney This 's ofty *pesos or on kid peas or OTC stoats estimate d my a gudidne accuracy aid antmed - Las avast trad sauna maybe gad tung a Mae se not garaseed Open sedan 'mbar. motel a Tams Wen nit* we ootaiied - EstMated anus mom aid daunt all la airlan Regaling (*Mt( '9000tilaSOMIOS• orders that are not aid may nol reeled an ada maaa pasror tan Ciao, session muld akae amen of schegia or erected by the Staerneni date Open buy ad fell stop - C Oman poslions may £pea /Mart a put and mil caul ganS n Midi Ca the Mt nire (MO dotal ceders at eased by the amain' of Medea, ar rgens ea show z 'price was not addable' if we re wale to saki) would be mania • eediaindsor tenches dale unless ran/Oa Maria Obtain a age for a stony - Serrated anus tarne aid euteni Mal aid the by you YOu s e resarrablelor orders thal at ~Wed Cue - Deposes a Names damns& n agtedes oat aqua Moire and yield night be awes hgher than CO pm Nitre so canal exittg open orders ihmUS Cahn as reelected a the odhlnao'Se ds of the alma moans the Panne data - An es indoor rinnalged mama <diadem/ andor Tax withirlditg en fatirbeitions born UK financial - For cam sorties adog non-wit:4min forest) dialed by the camera mac vabarerae Services IRAs deramnattni. ace and quaky (Nee vale) may Lae bald-teamed Co tre last Mafia or clam Ftdba tar Lay requreSUBS Mardi ServaS to iventak/ bom Nosed» looleraler trope.' volszun parent made by the ma and manes the income tai from yur usable IRA diasbul Urn, tul you my To obtain dam estrizals arm wattle mesas yo.t sera ardour's war to Nelda one yes ban the clear not Iona., ramout ♦helsehor. insal, you nay Foams,' edema statement dale or ata ~say Aosala elect to haw lac ~Mc I a arne or n a Ised anoint as calmed aid ae not guaarReed you Mega Yea Soon al Nolan n ellectuntAresolred • Mena Ininestmfms and settrautiml protivaa lima by you You myna. Rail *Malkin a a-g Ono by morag are auras Cnalang Orel pa irpaion • Aetna< held Isif UK financial Service Conan a now oaten If you do ml ha crotch nametar prawn aid real estate rasa it DWI SECUTRAISYKI Mae all not hell byte Um ad not widin Ae Fornys atrial ban 'Our dartulinit sou maybe Nicola* Ica Slruclued praluaS faraway hghly laud (etav cassaba, or antra rhea assets re dopladd an yam the cayman of maenad tat You may noai pea Ma d To matted prams Ma me Dom reggaet wt. the Vantlited for inloierwronal pupasoaf Roams ad marts wawa] and r' estirard la« parents aerot Waifs and enicrldt Cannissisn a underand Stare also bearded re acisad byte Moog fan UCS MuS m ydel lac oblignim Seaga" ad We photo eamaed tam la Sainte ~ea boas t not Trouble Sod this dloanaiin natmera sambas arid strata profits, ear al does net gannet as ataxy these ads tenet Privacy Marra malputioan only Aciaracyd rot guff an~ prowled by Salg or tre arms suppliant', SaC To obtan a copy of us Gnat Caws Pura Nsioy please - lhlRArvaUt5 nytin« stbsurnally from pas n try away 'niar you Fnaici& Arlynof or rifa ow webs% a: a there agora mestmen secure), a structured ymnv fas ccmcon4cfeof mac nuybe tour a sad aid do not normally • Revenue Temg and addkbnalcompeasation. represent the ma you may raser upon 'galloon ullnittont en saki aid 12bt fees 1.13S fin axial avian is not a bark The RIVA. &mum - bad pay esimaes of via an as 01 a ran das r ream with the data:ohm of instal SegvaS ØØ BSA ad MN as bra age aortas aid a ~lied lo LISS friawd boars °flared/Ur • !Jab.* aida Our aiiae Nara Ma secede axes to bang ~5 aid prodias bald by an napendent vallian ban e ur_ian3 ratans from wubuters and« tØ anagrams with armled bats and °tad TM fluat. Penn' Part‘fc ae sponsor evernzed arm if any. me suplrtd to te Frm by the Mar, general ah son of the anal Sods that We sell These ancatts are based an two Mann amounts 0 partybalks and prates mass to blurra, aid fluty ~CIS islittl by unaffiliated tied sixty nano" pains ex ardor and may be °babied based en the mount el satsby LOS 01 a parrødt nasal had convenes teem", nviatce agency astisefa es or utS defiant itormation from Tat used by tend pales to fairy to oar:ans rod Id the aim vareol a Fnandid Seences et dare Thor estinad yam primly mesa' lund lank% twos Nila IN Inn - au ca ablate addada itarnaun regang the - We and ocr allare as recta remand aid InAs~t. mace. and annuls brodas rrehadolcgy used to determine the amnia of vase ormtosproasung lets n corsaimon for tails NM HNC basted • No bat* 9AM~ May loft vain rid the dace of the Monnamn thi ls the base far Tr agent SOROS that we proalt to the arum funds Marta by aniashg your Woad Shaer 'Wawa; ~gab ao pad Iran Manor Zinn in the NM ?ascot. Ma,agorwm aomuit Business bans re vyl lad sid se a tad dolly amtsl basal on Me Acaum SSA ifMA and ncemabonal bears ~arum SDNY_GM_00020648 CONFIDENTIAL EFTA 00131268 EFTA01273475 U85 Feurncial Services tic SUBS 299 Park Avenue 25th Roor UBS Strategic Advisor New York NY 10171.0002 December 2014 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLAINE MAXWELL Friendly account name: Inds, Account number: Your Financial Advisor: SCOTT STACKLIAN/ LYLE CASRIEL Phone Questions about your statement? call )Out Finansiar Advisor or the Value of your account RMA ReS0urCeLine at 800-11MA-1000, on November 2811/ on December 31(S) account 029723568 Your assets 1,734,358.85 1,721,172.36 1AsIt our websIte: Your liabilities 0.00 0.00 senrw.ubscomIlinancialsetvices Value of your account $1,734,358.85 $1,721,172.38 Sources of your account growth Tracking the value of your account derive 2014 Value of your account 1 Thousands at yea. end 2013 1000 Net deposits and 1.734 4 1,721.2 erithdraaals 31512,194.00 • Your nvestment return. Diadendard interest income 141,7192.85 Chance in market value 1167.195 51 Value of year arcane on Dec 31, 2014 St 721.17236 N0v 2014 ON 2014 SDNY GM 00020649 PA•mber SIPC CNP20010008072415NP1000305739 00002 1214 030575004'02356855010100) Pag• 9 of 104 CONFIDENTIAL EFTA_00131269 EFTA01273476 SUBS UBS Strategic Advisor December 2014 Account name: Friendly account name: Account number. GRIS.AINE kiA,1A ELL Your iqRandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 31 (14 your account A Cash and money balances 6,517.57 0.38% • Cash and money balances may include Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances. UBS AG Stamford Branch deposit account balances and money market C Equities 1,714,654.79 99.62% mutual fund sweep balances See the Imponant inforrnaitn about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,721,172.36 100.00% Value of your account $1,721,172.36 Eye on the markets Percentage change Index December 2014 Year to date S&P 500 -0.25% 13.69% Russell 3000 -0.00% 12.56% MSC I - Europe, Australia & Far East -3.44% -448% Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97% Interest rates on December 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.17% CHP700100080124I6NP7003305739001302 1214 0305750Gt V123568550 lOgOeGfrioodstesolo of 104 CONFIDENTIAL EFTA_00131270 EFTA01273477 II UBS Strategic Advisor Account name: Your PInada! Advisor: *UBS December 2014 Friendly account name: Account number. SCOTT STACK1AANLYLE CASRIEL Change in the value of your account Summary of gains and losses yaws reported below exclude products for which gans andlosses are not classified. December 2014 (Si Year to date (I) Realized gains and losses Unrealized Opening account value $1,734,358.85 50.00 December 2014 ($) Year to date (S) gains and losses (S) Deposits, including investments transferred in 0.00 1,994,881.82 Short term -O.92 -7,126.61 -9,090.12 Withdrawals and fees, Long term 0.00 57,725.77 355,777 66 including investments transferred Total -$0.92 $50,599.16 5346,687.54 cut 0.00 -482,687.82 Dividend and interest income 5,215.25 41,782.85 Change in market value -18,401.74 167,195.51 Cash activity summary See Account activity this month tot dela Is. Balances in your Sweep Dull ons are indudedin the opening and Closing account value 51,721,172.36 51,721,172.36 closing balances wit*. FDIC insurance apples only to deposits a U8S Bank USA, not to deposits at UBS AG. Slanted march or bank deposits placed through the UBS Interneliond Deposit Account program SIPC protection *Vies to money market sweep find holdings but nal bank deposits. See important inSormarion about your surcemenr cn the last hno pages ci this document for coals Dividend and interest income earned December 2014 (1) Year to date (S) For papos" of iteS statement, ta.ab:ity of 'fetes] anj dioden0 income Nffi been determined If= a US Opening balances $1,298.42 $0.00 tax reporting perspeditt eased upon the residence of the account holder, account type, or product bye, some interest ardor 071Flend payments mat not be subject to United St*es (UA ardor Puerto Rico (PR) Additions income ins The atilt month/ statement is not intended to be used and cannot tie reled upon for lac purposes. Clients should refer to the amlicaale tar reporting Iona they recent Iran 165 annualy, such as Deposits and other funds credited 000 48,841 01 the forms 1099 and the FenTtS 480. for lac reporting information It IS the Pradke of U85 to file tht axitcaut lac reporting forms WO the US Internd Revenue Service and PR Treasury Oesssrtment and in Dividend and interest income 5,215.25 41,782.85 such forms accutatery chanty cledenct analot interest as lac exempt or tat/4k income. neat. consult yeti' Indudual tax prepare( Proceeds from investment transactions 3.90 398,581.53 December 2014 (1) Year to date (S) Total additions $5,219.15 5489,205.39 Taxable dividends 5,215.13 41,777.77 Subtrathons Taxable interest 0.12 5.08 Professional management fees and related services 0.00 -5,043.39 Total current year $5215.25 $41,782.85 Other funds debned 0.00 -477,644.43 Total dividend & interest 35215.25 $41,782.85 Total subtractions $0.00 -5482,687.82 Net cash flow 55,219.15 56,517.57 Closing balances $6,517.57 56,517.57 SDNY GM 00020651 CelP7031000307241 7 NP700330S739 000O2 1214 030575004 7122568SSO 101000 Page 11 of 104 CONFIDENTIAL EFTA_00131271 EFTA01273478 Account name: ril-114 A INE 1OO n 1 . Et 1 *UBS UBS Strategic Advisor mt.? r 2414 friendly account name: Account number Your linandel Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY interestperiodNov 7 - Dec d Opening U65 Bank USA Deposit balance Nov 7 $5,993.67 Closing UBS Bank USA Deposit balance Dec 4 $2,013.31 Number of days in interest period 28 Average daily balance $3,178.22 Interest earned $0.12 Annual percentage yield earned 0.05% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Francial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibibty consideration • None selected Your account instructions • You' account cost base default closing method is FIFO, First In, First Out. CNP700100080724I 8NP7000305739000021214030575004 Y123568550 lOgfjpiyGit000lletS212 Of 104 CONFIDENTIAL EFTA 00131272 EFTA01273479 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PInodal Advisor: *UBS December 2014 Friendly account norne:Ind Account number. SCOTT STACK MANYLYLE CASRIEL Your assets Some pnces, inconle and Current vanes Shama may be 4DM/dabble. AS a iKUR, gins aidlOSSes nol be acuralely renecled. See finportanf infonnaaon about your gatemen, a the end of the docurnem for more inforroaon. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bant USA deem/ account balances, UBS AG Stanford Branch Cepout account balances and money market mutual fund sweep imbrues UBS Bank USA deposit account balances are insured by the CDC valhn applicable limits, but are not insetted by SIPC UBS AG Stanford Branch deposit accoum balances are not insured br FDIC and ate not protected by SIPC Money market sweep batances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this document for details about those blames. Goering beience coungbelence Nice per share Average Dividend Interest 041III siddng on Dec 1 (I) on Dec 31 (I) on Dec 31 (b rate period period Cepanounl(1) U65 8ANK USA CEP ACCT 1,29842 6,517.57 250,000.00 Equities Common stock Purchase pricer Trade raneber Average price Pate per share Value on unrealized Heldng Wring date of shares per share (1) Cost basis (S) on Dec 31 (5) Dec 31 (1) gain or loss (I) period ANALOG DEVICES INC Symbol: ADI Exchange: OTC EAI: $2,591 Current yield: 2.67% Nov 16, 11 13.003 37 316 485 12 55.520 721 76 236.64 LT Nov 17, I 1 13.003 35 393 460.12 55.520 721.76 261.64 LT Nov IS, 11 35.000 35.502 1242 58 55.520 1,943.20 700.62 LT Nov21. I1 18.003 34 371 61868 55.520 999.36 380.68 LT Nov 22, 1 1 15.003 33338 500.07 55.520 832.80 332.73 LT Nov 23, 11 22.003 32.655 718.43 55520 1221 44 503.01 LT Nov25, 11 7.000 32.460 227.22 55.520 38864 161.42 LT Nov28, 11 30.000 32.951 968.55 55.520 1,665.60 677.05 LT Nov29, II 18.003 33.472 602.51 55.520 999.36 396.85 LT Nov29, I 1 5.000 33.622 168.11 55.520 277.60 109.49 LT Apr 24, 12 30.000 37 567 1,127 01 55.520 1,66560 538.59 LT continued next page SDNY GM 00020653 CNP703103030774I 9 NP7003305739 00022 1214 03057%04 Y123568SSO 101003 Page 13 of 104 CONFIDENTIAL EFTA 00131273 EFTA01273480 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWEU. Your 15 modal Advisor, friendly account name: SCOTT STACK MAMLYLE CASR1EL December 2014 Account number. YOLK assets Equities . Common stock (continued) Putmase price Track learber Average pike Price per sake Vdueon Unrealized Hddng Hddng cute of than per than (I) Con bads (1) on Dec 31 (3) Dec 31 (1) grin or Ion (1) period Jan 23,13 1,056.000 43209 45,62681 55520 58,629.12 13,00031 LT Apr 22, 13 489.000 42.442 20,756.68 55.520 27,149.28 6,392.60 LT Security total 1,751.000 41.990 73,523.89 97215.52 23,691.63 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange OTC EAI: $2,493 Current yield: 2.35% Aug 4,11 146.000 42.343 6,182.08 83.370 12,172.02 5,989.94 LT Aug 12, 11 4.000 40.955 163.82 83.370 333.48 169.66 LT Jan 23,13 767.000 52_320 40,129.93 83.370 63,944.79 23,814.86 LT Apr 22, 13 355.000 56.870 20,189.01 83.370 29,596.35 9,407.34 LT Security total 1272.000 52.409 66,664.84 106,046.64 39,381.80 BAXTER INTL INC Symbol. BAX Exchange NYSE (Al: $3,236 Current yield: 2.84% Jun 20, 12 30.000 51.594 1,547.84 73.290 2,198.70 650.86 LT Jun 20.12 17.000 51.522 875.89 73.290 1,24593 370.04 LT Jun21, 12 29.000 52.077 1,510.25 73.290 2,125.41 615.16 LT Jun21,12 7.000 51.500 360.50 73.290 513.03 152.53 LT Jun21,12 5.000 52.216 261.08 73.290 366.45 105.37 LT Jun 22, 12 61.000 51.890 3,165.29 73.290 4,470.69 1,305.40 LT Jan 23,13 768.000 66.658 51,193.80 73.290 56,286.72 5,092.92 LT Apr 22, 13 355.000 69.318 24,608.00 73.290 26,017.95 1,409.95 LT Sep 19, 13 74.000 72.165 5,340.28 73.290 5,423.46 83.18 LT Sep 19. 13 6.000 71.875 431.25 73.290 439.74 &49 LT Sep 19, 13 3.000 71.880 215.64 73.290 219.87 4.23 LT Sep 20, 13 47.000 71.987 3,383.41 73.290 3,444.63 61.22 LT Oct 3, 13 154.000 64.600 9,94849 73.290 11,286.66 1,33817 LT Security total 1,556003 66.094 102,841.72 114,039.24 11,197.52 BLACKROCK INC Symbol: BLK Exchange: NYSE EAI: 12,872 Current yield: 2.16% Oct 5, 12 7.000 189.932 1,329.53 357.560 2,502.92 1,173.39 LT Oct 5, 12 3.000 187.820 563.46 357.560 1,072.68 509.22 LT Oct 5,12 2.000 186.670 373.34 357.560 715.12 341.78 LT Oct 8, 12 8.000 188783 1,510.27 357.560 2,860.48 1,350.21 LT Oct 9, 12 15.000 1891es 2,837.79 357.560 5,363.40 2,525.61 LT continuednext page CNP70010003072420NP700030573900002 1214 030575004 Y12356855010 gbjuy_sm_00012 1.99414 of 104 CONFIDENTIAL EFTA_00131274 EFTA01273481 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor $UBS December 2014 Friendly account name: Account number. SCOTT STACK MAW LYLE CASRIEL Your assets Equities . common stock (continued) PVIChalt prlcd Trade Humber Avtalge pace nice pet snare value on Unstated Holdng Hddng Me of shares per same (St cost basis 01 on Dec 31(1) Dec 31($) gain a loss (t) Pelted Oct 9, 12 2.000 189.010 378.02 357.560 715.12 337.10 LT Oct 10, 12 3.000 187.720 563.16 357.560 1,072.68 509.52 LT Oct 10, 12 2.000 187.670 375.34 357.560 715.12 339.78 LT Oct 10, 12 2.000 187.995 375.99 357.560 715.12 339.13 LT Jan 23,13 224.003 236966 53,08041 357.560 80,093 44 27,013.03 LT Apr 22, 13 104.000 251.093 26,113.69 357.560 37,186.24 11,072.55 LT Security total 372.000 235.218 87,501.00 133,012.32 45,511.32 CAUFORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE Feb 12, 14 59.200 8.030 475.39 5.510 326.19 •149.20 ST Feb 12, 14 46.800 8.033 375.95 5.510 257.87 -118.06 ST Feb 12, 14 12.200 8.034 98.02 5.510 67.22 -3080 ST Feb 12, 14 2.800 8.021 22.46 5.510 15.43 -7.03 ST Feb 13, 14 44.000 8.023 353.04 5.510 242.44 -110.60 ST Feb 13, 14 27.200 8.007 217.81 5.510 149.87 -67.94 ST Feb 13, 14 13.203 7.977 105.30 5.510 72.73 -32.57 ST Feb 13, 14 2.400 7.983 19.16 5.510 13.22 -5.94 ST Feb 14, 14 133.600 8310 1,110.31 5.510 736.14 -374.17 ST Feb 18, 14 45.600 8-366 381.49 5.510 251.26 •130.23 ST Security total 387.000 8.163 3,158.93 2,132.37 -1,026.56 CATERPILLAR INC Symbol: CAT Exchange: NYSE EA1: 43,108 Current yield: 3.06% Jun 19, 13 72000 84.718 6,099.75 91.530 6,590.16 490.41 LT 14120, 13 121.000 83.141 10,060.15 91.530 11,075.13 1,014.98 LT Jun20.13 78.000 83.030 6,47639 91.530 7,139.34 662.95 LT Jun21,13 204.000 82.904 16,912.44 91.530 18,672.12 1,759.68 LT P4124,13 111.030 81.517 9,048.46 91.530 10,159.83 1,111.37 LT Jun25,13 73.000 82354 6,011.86 91.530 6,681.69 669.83 LT Jun 26,13 69.000 82259 5,675.90 91.530 6315.57 639.67 LT Jun27, 13 141.000 82.951 11,69612 91.530 12,905.73 1209.61 LT lib 27, 13 7.000 82.925 580.48 91.530 640.71 60.23 LT Jun 28, 13 169.033 82.774 13,988.92 91.530 15,468.57 1,479.65 LT continued next page SONY GM 00020655 CNP70018008077421NP700030573900202 1214 030575004 Y123568550 101000 Page IS of 104 CONFIDENTIAL EFTA_00131275 EFTA01273482 SUBS UBS Strategic Advisor December 2014 Account name: Priendly account name: Account number: GelISLAINE MAXWELL Your Knandd Advisor, SCOTT STACK MAMLYLE CASRIEL YOUP assets Equities . Common stock (continued) Putchase pncs Trede Wireber Afliegt pekt Price per share Wiet on Unrealized Hddng HcIdng Ø of duurt per care (S) Con basis (s) on Dec 31(1) Dec 31(1) gein or lon (1) period Jul 1, 13 65.000 82.781 5,380 78 91.530 5,949.45 568.67 LT Security total 1,110.000 82.821 91,931 25 101,598 30 9,667.05 COK GLOBAL INC COM Symbol: COK E:Change: OTC EAI: 1204 Current yield 1.18% Aug 4,11 48.667 18379 894.45 40.760 1,983.65 1,089.20 LT Aug 12, 11 1.333 17.775 23.70 40.760 54.35 30.65 LT Jan 23,13 255.667 22.709 5,80616 40.760 10,420.97 4,614.81 LT Apr 22, 13 118.333 24.6841 2,921.03 40.760 4,823.27 1,902.24 LT Security total 424.000 22.748 9,645.34 17,282.24 7,63690 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: $2.172 Cwrent yield: 2.08% Aug 4, 11 174.000 41.632 7,244.05 69.190 12,039 06 4,795.01 LT Aug 12, 11 4.000 42.450 169.80 69.190 276.76 106.96 LT Jan 23,13 910.000 54 240 49,358 63 69.190 62,962.90 13,604.27 LT Apr 22, 13 420.000 59.788 25,111.32 69.190 29,059.80 3,94&48 LT Security total 1,508.003 54.300 81,883,80 104,338.52 22,454.72 GELAL MILLS INC Symbol. GIS Exchange. NYSE CAI: 13,086 Current yield: 3.07% Aug 4,11 191.000 36265 6,92677 53.330 10,186.03 3259.26 LT Aug 12, 11 5.000 35.754 178.77 53.330 266.65 87.88 LT Jan 23,13 LOOI .000 41387 41,428.89 53.330 53,383.33 11,954.44 LT Apr 22, 13 464.000 50287 23,333.21 53.330 24,745.12 1,411.91 LT Jul 17, 13 148.000 49.739 7.36145 53.330 7892.84 531.39 LT Jul 18, 13 73.000 49.836 3,638.07 53.330 3,893.09 255.02 LT Secuity total 1.882.000 44031 82.857 16 100,367 06 17,499.90 JOHNSON & JOHNSON COM Symbol..INJ Exchange: NYSE $2,985 Curent yield: 2.68% Aug 4,11 123.000 62377 7,672.38 104.570 12,862.11 5,189.73 LT Aug 12, 11 3.000 63.730 191.19 104.570 313.71 122.52 LT Jan 23,13 642.000 72.736 46,696.71 104.570 67,133.94 20,437.23 IT Apr 22, 13 298.000 84.721 25247.10 104.570 31,161.86 5,914.76 LT Security total 1,066000 74.866 79,807.38 111,471.62 31,664.24 conhnued ned page CNP703I0008072422NP700030573900002 1214 030575004 v123568S5010~yChcooditin616 Of 104 CONFIDENTIAL EFTA_00 31276 EFTA01273483 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor *UBS December 2014 Friendly account name: Account number: SCOTT STACK 1,I,474 LYLE CASFUEL Your assets Equities . Common stock (continued) riacrune rir(er Trade Number Average pike Price per share Ydue on Unreinzed liddng Hddng date of shares per skate ($) Cost 6405(9 011 Dec 31 (I) Dec 31 ($) gain a loss ti) period MCDONALDS CORP Symbol: MCD Exchange: NYSE (Al: 43,461 Current yield: 3.63% Aug 4,11 95.000 84.969 8,072.06 93.700 8901.50 829.44 LT Aug 12, 11 3.000 85.910 257.73 93.700 281.10 23.37 LT Nov29, 12 8.000 86.456 691.65 93.700 749.60 57.95 LT han 23,13 555.000 93.053 51,644.75 93.700 52,003.50 358.75 LT Apr 22, 13 255.000 99318 25,326.32 93.700 23,893.50 -1,432.82 LT Sep 19, 13 78.000 97.879 7,634.63 93.700 7,308.60 -326.03 LT Sep 19, 13 22.000 97.425 2,143.36 93.700 2,061.40 -81.96 LT Sep 19, 13 2.000 97.830 195.66 93.700 187.40 -816 LT Security total 1.018.003 94269 95,96616 95,386.60 -579.56 FE>CTERA EFERGY IIC COM Symbol: NEE Exchange_ NYSE Eat $3,370 Current yield: 2.73% Aug 4,11 134.003 52.960 7.096.75 106.290 14242.86 7,14611 LT Aug 12, 11 3.000 52.530 157.59 106.290 318.87 161.28 LT Jan 23,13 700.003 71.610 50,127.21 106.290 74,403.00 24,275.79 LT Apr 22, 13 325.000 79.757 25,921.06 106.290 34.544.25 8,623.19 LT Security total 1,162.000 71.689 83,302.61 123,508.98 40,206.37 OCCIDENTAL PETROLEUM CRP Symbol: OXY brhange: NYSE EAI: 42,791 Oared yield: 3.57% Feb 12, 14 148.000 88 959 13,165.96 80.610 11,930.28 •1,235.65 ST Feb 12. 14 117.000 88.989 10,411.82 80.610 9,431.37 -980.45 ST Feb 12. 14 32.000 89002 2,848.07 80.610 2.579.52 -268.55 ST Feb 12, 14 7.000 88.857 622.00 80.610 564.27 -57.73 ST Feb 13. 14 110.033 88685 9,777.41 80.610 8,867.10 -910.31 ST Feb 13, 14 68000 88.708 6.032.19 80.610 5.481.48 -550.71 ST Feb 13, 14 33.000 88369 2,916.19 80.610 2,660.13 -256.06 ST Feb 13. 14 6.000 88.421 530.53 80.610 483.66 -46.87 ST Feb Id, 14 334.000 92.065 30,749.82 80.610 26,923.74 -3,826.08 ST Feb 18. 14 114.000 92.677 10,565.23 80.610 9,189.54 -1,375.69 ST Security total 969.003 90.422 87,619.22 78,111.09 -9,508.13 continued neat page SONY GM 00020657 CNP70310008072423NP7000305739 00002 1214 030575004 Y123568550101000 Peg* 17 of 104 CONFIDENTIAL EFTA 00131277 EFTA01273484 SUBS UBS Strategic Advisor December 2014 Account name: GNISLAINE MAXWELL friendly account name:Indr Account number. Your llouncii Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities Common stod( (Continued) Purchase price Trade Nagar Average pact Price per sheet Vela. on urs*slted Holding Ficldng date of than per 1113M (I) Goa basis (S) on Der 31 (1) Dec 31 (1) gain ot loss (1) period PEPSKO INC Symbol: PEP Exchange: NYSE CAI: 13,023 Current yield: 2.77% Aug 4,11 115.000 63979 7,357.65 94.560 10,874.40 3,516.75 LT Aug 12, 11 3.000 63.023 189.07 94.560 283.68 94.61 LT May 16, 12 6.000 68.535 411.21 94.560 567.36 156.15 LT Oct 24, 12 1.000 68.690 68.69 94.560 94.56 25.87 LT Oct 25, 12 2.000 68.810 137.62 94.560 189.12 51.50 LT Oct 26, 12 1.000 68.890 68.89 94.560 94.56 25.67 LT Oct 31, 12 1.000 69370 69.37 94.560 94.56 25.19 LT Nov6, 12 1.000 69370 69.37 94.560 94.56 25.19 LT Nov7, 12 1.000 69.150 69.15 94.560 94.56 25.41 LT Nov8, 12 2.000 69.090 138.18 94.560 189.12 50.94 LT Jan 23,13 699.000 72.166 50,444.31 94.560 66,097.44 15,653.13 LT Apr 22, 13 321.000 82151 26,484.85 94560 30,448.32 3,963,47 LT security total 1,154.000 74.097 85,50836 109,122.24 23,613.135 FROC1FR & GAMBLE CO Symbol. PG Exchange: NYSE EAI: 12,919 Current yield: 2.83% Aug 4,11 118.000 60.103 7,092.22 91.090 10,748.62 3,656.40 LT Aug 12, 11 3.000 60.896 182.69 91.090 273.27 90.58 LT lan 23,13 619.000 69.941 43,293.73 91.090 56,384.71 13,090.98 LT Apr 22, 13 286.000 81.332 23,261.18 91.090 26,051.74 2,790.56 LT Apr 24, 13 108.003 77.762 8,398 32 91.090 9,837.72 1,439.40 LT Security toti 1,134.000 72.512 82,228.14 103,296.06 21,067.92 TRAVELERS COS NC/THE Symbol: TRV Exchange, NYSE EAI: 12,534 Current yield: 2.08% Apr 24, 12 20.000 63.432 1268.64 105.850 2,117.00 848.36 LT Apr 24, 12 4.000 63350 253.40 105.850 423.40 170.00 LT Apr 24, 12 1.000 63.560 63.56 105.850 105.85 42.29 LT Apr 25, 12 10.000 63.520 635.20 105.850 1,058.50 423.30 LT Apr 25, 12 10.000 63.617 636.17 105.850 1,05850 422.33 LT Apr 25, 12 10.000 63.659 636.59 105.850 1,058.50 421.91 LT Apr25, 12 2.000 63.545 127.09 105.850 211.70 84.61 LT Apr 25.12 2.000 63.645 127.29 105.850 211.70 84.41 LT continued next page CNP70010008072424 NP7000305739 00002 1214 030575004 Y123568550 10 ONyGmixxiltss818 Of 104 CONFIDENTIAL EFTA 00131278 EFTA01273485 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor SUBS December 2014 Friendly account name:Indr Account number. SCOTT STACK MAP/ LYLE CASRIEL Your assets Equities . common stock (continued) Percher* pace Trade taunter Average price Pike per share Valueon UnretAzed Ndclng date of shares per share IQ Cost basis (I) on Dec 31(1) Dec 31(5) gain a loss (0 Period Apr 25, 12 2.000 63.745 127.49 105.850 211.70 84.21 LT Apr 26,12 5.000 63.928 31964 105.850 529.25 209.61 LT Apr 26, 12 2.000 63.920 127.84 105.850 211.70 83.86 LT Apr 26.12 2.000 63930 127.86 105.850 21110 83.84 LT Apr 26, 12 1.000 63.720 63.72 105.850 105.85 42.13 LT May 1, 12 15.000 64.637 969.56 105.850 1,587.75 618.19 LT May 1, 12 6.000 64.715 388.29 105.850 635.10 246.81 LT May 1, 12 6.000 64.975 389.85 105.850 635.10 245.25 LT May 1. 12 2.000 64250 129.70 105.850 211.70 82.00 LT May 1. 12 1.000 64.820 64.82 105.850 10585 41.03 LT May 2, 12 7.000 64374 450.62 105.850 740.95 290.33 LT May2, 12 4.000 64.410 257.64 105.850 423.40 165.76 LT May 2, 12 2.000 64320 128.64 105.850 211.70 83.06 LT May 3.12 4.000 64.960 259.84 105.850 423.40 163.56 LT May 3. 12 2.000 64.675 129.35 105.850 211.70 82.35 LT Maya, 12 2.000 64.910 129.82 105.850 211.70 81.88 LT Jan 23,13 629.000 77.560 48,785.62 105.850 66,579.65 17,794.03 LT Apr 22, 13 290.000 84.719 24,568.68 105.850 30,696.50 6,127.82 LT May 22, 13 111.000 83.807 9,302.58 105.850 11,749.35 2,446.77 LT Sectrity total 1.152.000 78.533 90,46950 121,93920 31,46970 UNITED PARCEL SERVICE INC CL B Symbol: UPS Exchange: NYSE EAI: 42,843 Curent yield: 2.41% Sep 19, 13 82.000 91.779 7,525.90 111.170 9,115.94 1,590.04 13' Sep 19,13 19.000 91.625 1,740.88 111.170 2,112.23 371.35 LT Sep 20,13 107.000 91.805 9,823.18 111.170 11,895.19 2,072.01 LT Sep 20,13 26.000 91235 2,387.71 111.170 2,890.42 502.71 LT Sep 23, 13 93.000 91.049 8,467.59 111.170 10,338.81 1,871.22 LT Sep 24.13 93.000 91.612 8,520.00 111.170 10,338.81 1,818.81 LT Sep 24, 13 41.000 91.663 3,758.20 111.170 4,557.97 799.77 LT Sep 25, 13 62.000 91.138 5,650.56 111.170 6,892.54 1,241.98 LT Sep 25.13 11.000 91.090 1,001.99 111.170 1,222 87 220.88 LT connnuecinext page SDNY GM 00020659 CNP70010008072425NP7000305739 00002 1714 030575004 Y123558550101000 Pogo 19 of 104 CONFIDENTIAL EFTA 00131279 EFTA01273486 UBS UBS Strategic Advisor Pnre —rher ?pl il Account name: Friendly account naine: GHISLAINE MAXWELL Your Knancial Advisor: SCOTT STACKMAKYLVLE CASRIEL Account number: Your assets Equities . Common stock (continved) Vurchase percer !rack Inerte( Average ;vice l'irae per strate vagie on Vivealized Hcang HcIdng date of tharet per shore (S) Cou basa. (S) on Dec 31(S) De< 31 (5) gain or Ion (S) Pefivci Sep 26.13 64.000 91 .489 5,85530 1 11,170 7,114.88 1.259.58 LT Sep 27, 13 54.000 91 117 4,920 33 111.170 6,003 18 1,082.85 D' Sep 30. 13 46.003 91.475 4,207 86 1 11.170 5,113.82 905.96 LT Oct 1, 13 46.003 91 668 4,21673 111.170 5,113.82 897.09 LT Oct I, 13 6.000 91 650 54990 111.170 667.02 117.12 LT Oct 2, 13 61.003 91.128 5,55884 1 11.170 6,781.37 1,222.53 LT Oct 2,13 19.003 91067 1,73029 111.170 2,112.23 381.94 LT Oct 3,13 55.003 90.337 4,96858 1 11.170 6,114.35 1,145.77 LT Oct 4,13 55.000 90.653 4.985.96 111.170 6,114 35 1,128.39 LT Jan 17,14 121 003 99 231 12,007 00 111.170 13,451 57 1,444.57 ST Security total 1,061.000 92250 97,876 80 117,951.37 20,074.57 XILINX INC Symbol. XLNX Exchange: OTC EAL 12,086 Curent yield: 268% Sep 7, 12 25.000 34.770 869.27 43.290 1,08225 212.98 LT Sep 7, 12 5.000 34.846 174.23 43.290 216.45 42.22 LT Sep 10, 12 37.003 34.845 ¶ 289 29 43.250 1,601 73 31244 LT Sep 10, 12 3.000 34.660 103.98 43.293 129.87 25.89 LT Sep 11, 12 20.000 3d 853 697 06 43.290 855 80 168.74 LT Sep 12, 12 18.003 35006 630.11 43.290 779.22 149.11 LT Sep 13, 12 21.01;0 34.896 732.61 43.290 90909 176.48 LT Sep 14, 12 19.000 35.536 675 19 43.290 822 51 147.32 LT Sep 17.12 7.000 35.151 246.06 43.290 303.03 56.97 LT Oct 24.12 3.000 32.523 97.57 43.290 129.87 32.30 LT Oct 25, 12 5.000 32.522 162.61 43.290 216.45 53.84 LT Oct 26, 12 3.000 32.776 98.33 43.293 129.87 31.54 LT Oct 31, 12 1.000 32 770 32 77 43.290 43,29 10.52 LT Nov 1,12 2.000 33_360 66.72 43.290 86.58 19.86 LT Nov 1,12 1.000 33.520 33.52 43.290 43.29 9.77 LT Nov 1,12 1.000 33.530 33.53 43.290 43.29 9.76 LT Nov2, 12 1.000 33.550 33.55 43.290 43.29 9.74 LT Nov 5,12 1.000 33 190 33.19 43,290 43.29 10.10 LT Nov6, 12 3.000 33.886 101.66 43.290 129.87 28.21 LT centoncled next page U*70310008072426 NP7000305739 C0002 1214 030515004 v12356855010 .tyejyGr,i00012eRs020 of 104 CONFIDENTIAL EFTA_00131280 EFTA01273487 GHISLAINE MAXWELL UBS Strategic Advisor Account nome: Your Fi nauden Advisor: *UBS DeCember 2014 Frie nd ly account nome: Ind Account number. SCOTT ST ACK MANI LYLE CASRIEL YOW assets Equities . tommen stod( (continued) Porchase eika Trade munter *venge pace Pnce per snare Vdue on Unte/tiend Fiddng Hddng date of stores per skeie (f) Con basts (f) on Dec 31(5) Ote 31 (5) rin ot loss (i) Pericd Nov7, 12 2.000 34.025 66.05 43.290 86.58 1853 LT Nov7, 12 1.000 33.910 33.91 43.290 43.29 9.38 LT Nov8, 12 4.000 34032 136.13 43.290 173.16 37.03 LT Nov8.12 1.000 33 860 33.86 43.290 43.29 9.43 LT Nov 28, 12 4.000 34 312 137.25 43.290 173.16 35.91 LT Nov28, 12 3.000 34.410 103.23 43,290 129.87 26.64 LT Nov29, 12 15.000 34.583 518.75 43.290 649.35 130.60 LT Nov29, 12 3.000 34.493 103.48 43.290 129.87 26.39 LT lan 23,13 1,087.003 36.805 40,008.01 43.293 47,056 23 7,048.22 LT Apr 22, 13 502.000 35.691 17,917.23 43.290 21,731 58 3,814.35 LT Security toti 1,798.000 36246 65,171.15 77,835.42 12,664.27 Total $1,367,967.25 51.714,65439 5346.687.54 Totel estimattid innval intime: 645,774 Your total assets Percentage al Cost Esimated lintealized Velue on Dec 31 (l) your accounl basa (1) annud Inceme (Si win Of KM ($) Cash Cash and money balances 6,517.57 038% 6,517.57 Equides Commou stoet 1,714,654.79 99.62% 1,367,967.25 45.774.00 3461437.54 Total 51,721,172.36 100.00% $1,374,484.82 645,774.00 $346,687.54 Account activity this month Oie Actinly Owcription Amoult Dividend aad ineerestiacome Taxable dMdends Dec 3 Dvidend UNITED PARCEL SERVICE INC CL 8 PAID ON 1061 710.87 Dec 9 Dividend JOHNSON & YOHNSON COM PA1D ON 1066 746.20 Dec 15 Dividend MCDONALDS CORP PAID ON 1018 865.30 Dec IS Dividend NEXTERA ENERGY INC COM P410 ON 1162 842.45 Dec 16 Dividend ANALOG DEVICES INC PAID ON 1751 647.87 Dec 23 Dvidend BLACKROCK INC PAID ON 372 717.96 confincaki next pega SDNY GM 00020661 CNP203100013072427NP7000305739 00002 1214 0305750041'123568550101000 Page 21 of 104 CONFIDENTIAL EFTA_00131281 EFTA01273488 Account name: UBS UBS Strategic Advisor December 2014 GHISLAP/E MAXWELL Friendly account name: Ind Account number: Your Ilaandal Advisor: SCOTT STACKMANLYLE CASRIEL Account activity this month (contnvedl Date Activity Descrotion Amount (I) Dividend and interestincome (continued) Taxable dividends (continued) Le< 29 Dvdend CDC GLOBAL INC COM PAID ON 424 50.88 Cie< 30 Dvidend TRAVELERS CO5 INC1THE PAID ON 1 152 633.60 Total taxable dividends $5.215.13 Taxable rattiest Dec 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF I 004(14 0.12 Total taxable interest $0.12 Total dividend and interest income $5.21525 Investment transactions F0( Mit I nbrination about the (We/value Shown /Or ref:M(1Pd secuntles, See tmportarat intormatkra about you/ statement at the end of Inn document. Proceeds Iron FundS investment withdrawn lcr Accrued Die ACtunty Descapton Quantity Vaut (S) Prate (I) transactions (s) pnwsvnents bout it (S) interest (I) Dec 1 Cash In Lieu CALFORNIA RESOURCES CORP SYMBOL CRC 3.93 CASH4N-UEU RATE 6493 Dec 1 Spin Off CALFORNIA RESOURCES CORP SYMBOL: CRC 387.000 FROM OCCIDENTAL PETROLEUM CRP SYMBOL OXY RATE: 0.40 Total $3.90 Date Activity DeSaiption Amount (S) Money balance activities Nov 28 Oalance forward $1,298.42 Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 3.90 Dec 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 710.87 Dec 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/04/14 0.12 Dec 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 746.20 Dec 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,707.75 Dec 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 647.87 Dec 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 717.96 Dec 30 Deposit VBS BANK VSA DEPOSIT ACCOUNT 50.88 Dec 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 633.60 Dec 31 Closing UPS flank USA Deposit Account $6,517.57 The UBS eanl USA Depost Account Is your primary sweep colon Cele7C0 10003072428 Ne7000305739 00032 1214 0305753047123568550 lOgappe_Gm3,0pliest222 of 104 CONFIDENTIAL EFTA_00131282 EFTA01273489 Account name: GHIN.AINE MAXVVELL UBS Strategic Advisor Your N nandal Advisor: 4UBS December 2014 Friendly account oar*: Account number. SCOTT STACK MANLYLE CASRIEL Realized gains and losses The estimated realized giros and losStS sloven below are not fa tat purposes. Please rate that can or r0ss Inf0rma0n We May not at' ust Bans and losses la al total changes. we aucmaticaly adjust cost basis(of recognized co the sae or reckm-plion of cenan Structured Products, IkeCooling-ill Debt Securities, may be lareereirpt and AMT coupon municial sec unties for estimatedamortization of bond prern urns aid for awned 0rD oratory. and not cooed, gain or loss. Reese check witi your tor echoes To calcite*, gem and Ones. ice for se( mires issued at ad:count N you requested trot U85 aclusl cat tan for the batd premiummonist:onon liquidate the eldest secwlty lot first Ihs Is kronn as the first"n first-out or F WO accounting method Use use tootle debt WC unl it% then COO Pau, reflected for these securities has been adjusted etirnites in the Undaisiker this method unless you specified whic h to lot to <lose wr5en yen placedyaw order. This is known as anus union can nab anti'ied as short Iona 01longterm bet axe information is miteng or the product is one in which purchases or VSP order See Important inforneatan about youe statement a the end of this document fa more the psi Moss akulaimer is nor provided Short-term capital gains and losses WW1 sale Quantity or Purchase Sit Sig Cost cost basis Setunty (*Motion Melh0d fate vdte date date are0lint (I) bass 01 alithlmerWa las (V Gain (SI CALIFORNIA RESOURCES CORP FIFO 0.600 Fob 12, 14 Doc 01, 14 3.90 4.82 .0 92 SDNY GM 00020663 aile703100C8072429Nt7003305739 00002 1214 030575004 Y123568550101000 Page 23 of 104 CONFIDENTIAL EFTA_00131283 EFTA01273490 *UBS Your notes CNP700100.3072430NP2000305739 00002 12. D30575004 YI 23568550 100k yotkoodlegg,s24 of 104 End of statement for account number. = S5 CONFIDENTIAL EFTA_00131284 EFTA01273491 Important information about your statement TARS kande, Smite Inc ON rim or unFirwrocialSereken. The Fen cc C ad Muer valrevestigateyotramptint ad holier on thebooks and records of die ail ore ether or ervelopes —you maySkint herr Wog by atop your IS a member el al perepal security. ananodety and mows sill meat any nor praYpely trader agent), Franca Advisor achieves MP taxa *was and ut5Bentahei ay Siert vitalizes of UBS AG and Meares of LEIS Swear Plea* mat a' checks paytto to the Fernier the lanai • Certain weesernon contra" or norm% ntowit (e g. Friona/ KOWA WOO U.0 thee nit's franca swat it awafte upon awed Mann ndaltd on ex front on this slavenent h aide in Meted pal:welts aid prvaepirments) that are nor TM Peery amount none ref Ras Of arterial that au The tan's exect.fte ol Ices at a To tegaw earnest, fie. account met be abwil to ferried node the Mentes Act of 1933. and enter on the firm's urine vexes webs.. It 6a manunfte hoes charge Ice usepyre...eft seams customizable *no!~ rem by you a aza Sou wth U3S RinandaiSavos Ix puncheon and domes fa u-pad "Milts n ere wrants • cormvalhecarynat *9. tong+ *wham)( and yea racedeemit n ha no Sta effect on au nee 1200 Hata litcolwat Accounts ma ntrndeead 10 oft Mentor roar be pre:kwmetal arancts). lidding tutees antra, an, YOJ on mange you. Ready axant navies. °Yogi Moe thrheink en N107086 head to a rosier lee cenToMY Wan coronas Seems a byeetacting wis franca Aar. r. This anonem represent the coy otIont rear of satin RIBS Swoop Optbns The SITC protection and the wpplamoni protecton do not Monet erreiew Emma Senores arrant Other records. except (Moat tae UBS Often opals for sweep*? ad, bans. b‘aces to *Of to these assets then if they catenese appear:kr • Vane of sour eaountepwelna ta.‘ of asses and documents. conub-mg conliong data should not be abed bare deposits at Meat USA maven AG Stanford holm sunenten The SIX protean and the 9.ppftwit thanes open if you Weft them is an ever a ori6001. pier. (Bwk Sweep Nara nal.), Makin rnolual hods Vont proterson do not protect flans* dungen n the riven • Asia InCtaki adaliole on. Mcrae efts la aro n evradiazety ri wring to theBraich Weyer of the Cues) and the hk•rruttreal Demst Accoint (0Alfor vat+ of yds reasnents fiacher as a result ci mater resented rowan ) rid Global arm Deposits unrealized alio seeing you amount warners with an imemahonai Amotrce telanagernent Amount luCv9r. Int Bat Sweep atOpann. COI Intros nowansot. run tennepta or RlimRATRT m ats to market aril Ceram alias not held by the en Does not ocbdeunpoced sauentelassets a die er of the Alaloaah al f9ft; town are intended b be a<0.010. are Swept so LOS Oat USA up in n orbited law and Mote reornhoon s wait a Lem request Yo.t may obtan poor andcuret staterrft month a Pada ftercas. Slaw. daa Toad rot be used for to puposes Rey thee to 15$ AG Seward Brunei a a hftey Furd Deposes more inorrrobn about SIC, Odudrip the MK BrOftwe urenned sod colons aid erasable Sob pitons sokey on yeaend to farm fie., econ 1099. 5498. 10415. at LOS Bat USA are WC muted n aomidaxe with MI: by comairg Sec at 202-37143300 et by wimp tie SP( • Nabetes hada OAR baron. oaandre mans owl tem peeping lour to rum Ihet re is agar by rule. For oat itemaion p toe nut wow telte got keret anew Arcot loan. cern Int sheet accoum bates lad no tern to the CIS al lamb le redoes. Atonal. non Depose a 1185 AG Pal-deed Brant ad *aren a /1day • Cah/many balances Toes of ininfonod await,* cat Made dvdends ant orate men tamed en securities finds nor shred by the FOC. DNidend pMewlwmarogram Ole) held n your account net proceeds on saki tranuctons, and bine. Mt 165 Bat USA deposit Bala-on SAS AG the ace rehear 6 a ewer pm, eOu may °bean the Strew' Branch deposit bataxes and mcoey mace mutual cost baconcrab weed Want., Though the On area to W Winos at swept to actual ace from your insane Adroor Only whole awes I text sweep Defeaa a the dose of the aatelaint pea/ rposet accounts a leS AG Newank (Waxen and U8S are pannased ante OAP. partial shays wit to son and the lanoommodity Aft are ballisCO h yam amount at nor Communiallone with Um Firm Caplan Brandi ThesedeposesJena mixed by the (DK out wit bedeposised n you Jaya Ter/deft segregae0 from NMI- batmen at tf* Femme use any of • Male reconfirm ana oral OaterolCatorts al Antli9 to Salinas heel a me WS AG Cannon Brach ft tentraily reeftswea pro naked by the issue( may defer from the ..posed TO TN. savoin rid of the Canaan ands and these hods n the ordtay course of cs banns These furs furrier pawed yaw rant robing yearotes dew the Matt ;Sat a mail thepatio, then ft sold ▪ payatao 'soon aoLf demand The Iola hafted in no karma Weft Protection Act (SPAT there is nor warn< a oft ob Icahn of IBS AG b repay the Dims nankin the u35 Cannon's Brans boas. crow owed dosi-g value Casleindieu • el the ennual instrlaiOn on the top Sell of the (not of the, Only Mole unit may be held in pa noun I you are Lending information suiernmi is not IBS Fitin0aSt•V•an IBS Fonda Deposits a URS Bat USA ad each ORS AG Beach ft xi intend to apatalunt an a 'mita a dedend thwart or Rs detaad oh:maw on the f roa thee; p•aClafted ante cams Mr accuse a dearit Crokeby praected by 9PC Money fund Ohm Me proceaed by WC otherwise, the Firm MI ether aal partialness malsee rice cliciMurn Mee TO pit Clem aPalbeitp Apromion or aftigement with the afar return ne Intoned See TUBS Finned Severn Acecunt Rotation" below or accept an avow dearmand by aregistered draft noccurn Arunumt aid the Genera hews and Ca-Onions you cd to remora. Mm you opened ft xenon In epoxy. atecede yes account stoat Upon you regales, bataes a Ile Oa Swap Programs or V% Stamen of Cant Practices wafer? o Agreements the case air hods and es re looted a ISS aid Crawres a 32:p:ggy Menai Sawn and not the reroduang bake and you DA may be vetaften aid Owes of a Morel hoe maybe lavormentoftahre. must mane a report of thy error or onussbn to both in haefted, and the proceeds returned to rue/yaw The mesonem Wyche ft nee Prof tat are 'pectic to eath toasitot errant Your auras acoxim and nay vary bower seem aft* the Ion YO-r statement mates stenos and other assesheld n All =out, stateroom shall be deemed complete end promptIs n wrong of any Orkin ranpe in your franca Father nfamagn tout aralnie sweep optore. enduing the .PCCOult a the cod of the statement period YCv may at acarate d not oblate:Ito n wart wain 60 clays Waft or harmer observes For ear aorta hell for dray of fry pad wakes ar any tow You may anent enema men and yields. 6 wren* a you choose one of the fo loweng westment (etches www ntscerelsweepyirs Iron your f flaw, Atoisor re by reeky sea:ea used a loan collateri air paying ao • Pleasedirect o.stnw complantsinehillVt to the tins • Reduce Cu ipmt :Nome Ineoltnients wain; tlx balance ale on them Any 'aunties trandemid to the rim 0601 Relearn Derroleit X 2014521699ot torte. callep 8067624000 generation of I-comeonly dung the summit period ate lined a sweet eab• as ol a 1300-34-9,03. 8 00AM to 6 03 pr e ET Mcoday • Ache* Cethablapeohnon Remnants kieeing growth the erd of the starry pried troop Wiry. a n wrong to uBS financial Serval. he. UBf Foloncial Straka. mots probation The Fen ft ranter of The Securrhes tateaCe Protection prexpal rah. than tre gretatoo of nacre • Colt basic ti dettenneg the cost basis of the sautes Clenl Relation, Copatrront PO Box 766 Upon Cry NI • crockceCentbmyton of income r<lCePWAPPeolOon unaided n the statement. SW'? Mimed vat the 07(67 Cotorancel (WO. %NO pro was seosnio acorn of enefetwr to to 1500000 Mcbdep 1250.000 foe dams tor mantowits sootily both the generator. of Mono aid number UBS firma Streceshe recd on oft the 5PC aset pextereco tows *Ph to all Known wth a ornroal inhenation Maned free sources other Than 165 • en case of errors a WHOM LCUt n ekcoonc toes rancid Senaces. naang Monnaion Iran news fin transit.' (711 bid passion alas vet deft cad thaw/fl oe n a panCtft Camay The fret tog.the wth anal II dates. ha also puxhaw.1 Owen risk profiles 01 not you may hate pro/el:WI lo yew Manta whoa tranadiook call 600-762.1000 or eft to 16S FranCal • Constant., Seeks to roman beim pieta( wth low The Finn dots not Oftitodenny way Or guaranteeft Sawn ht. 10(0 Harbor 854 .6a" I bas We€havMI N) sivapsencetai priftwon The rraoanuin anount payable to all HOW art. coRxteolyunder this broaden 6 550) risk ad rolalily to the account that. even d ma means nay a Miry of ay Mannar" provided by sources 070436. Ann ervwf7sA swoon the arum does not generft *grant ilatt*Of other than LISP natal SeNCes mitten as of North& W. 2013 ;Sans owl myna keep pat Mil led LOCO Cat aweless can asps cart d youth nic eao • Ailooftetia %WIN to =opt some red to aroftil end it oaken *tough LOS Fivrcial Sake genftly stawnem or Nicer 6 wort only(*) need more Sara to the pokya:edition, and Inencot eft at the Pen 6Utheprotected fa up on S19 milko n tie tolerate sorrethola eity in seek tither teem updates a"6 demean as t 6 Newel the rem does rot Wenner Lout athrofe cei the starred or react prod& ay muftis that the of ameba ender 'Cost The Fon (serer stow hot atploble) must hew torn yes aflegane for all your examsheld n a patina, capaay • Aart•Sa.e wing to sow hgh rrsk tocr.wpal ant hgh A full may DI the poky *pang 6 waNble upon wen vanity lo weleir ream gm ant basis' and "Unrealited gainasn" is ararao a of Be dab ne L3te. Val 60 Ors alter the fon Sent you the hat of this Rainier As suctk. please do not Myr this smarten on Muth the race or probiernapear idamapn to rate curdles' a sae Oos es. fir la - Croak now nine ard account enter (II alp TM SIC protection lt d the supplenvotal accauto both do Statementftesehoklima not SPY to vie rnay mos.:Mate al fettled ZCO/Lnt State0161IS with the purposes a otherfte Acceont nano( to thee Ern - Dendrite the MO. Or the warier pu at tray abaft. may Mho gallop olormaine one for the perft of lt d main as dearly a )Wan why you bathe 4 is it • Cenarnancial *Ms controlled try (and and n rut sane mums in the same envelope nconotts may be rebate! accent value) but held way from uill$Finalizial Sefton Ice this pare ream they hue °wroth who sip reftrain time they ax held a the Pan Morehinorof Harman era or why au nee may olarnenon con be added by your Fireball AcIASOr - Preside the date moan of The stowed •fro, (kg anal (kat LIBSBark, 0rCarh MUSS AG pill mount relawnshr rah ate dents at the Satre Stanford boor. shornsufaxe Maas. naming voila.? address the prods is known al •ftesseholdrip • I you arable and 04 of Inaba final awe such pew to make indenter oserrento nuke n abaft • Urmalittel yeireibstos Hhm fl at watt., thanes ft widowed *wily 0) dye flat oi The aria! gemmed areal ad ite4 Rises a2 Casiater toe SONY GM 00020665 CONFIDENTIAL EFTA_00 I 3 1285 EFTA01273492 Important information about your statement (OW tallied) Wirickalleatity lots The tatagen data kr hirecbal - Thad party estinated vibes may be reflected as 'Not wither of wants at the trotter-clear hefting mutual ACCOult WO re2illead SOniCe mats a US'S Fnaxial Services lot mayor ma, not ref tea conmissank chages ardor pice4 n septa scuatcen whin an Plepenfern lads el Mat find laniy kx karma reorgincaion ewes DItIfend and one valuation IT Ices not %poled cc 6 untie ea assign a - In Pinion to combssonS teemed n cornedion wen renveurnetu lots and *somatic padre lots at eat value when we become awn that a mama &err ha the sale or darbuton of away wort ad unit VG S•paturo it a rook...rod Write mak ol visa combined to distatione awapd lot lhe • bade dal' occaredtha may calla previous's reported mire Coo wo bb•1.o Mut unit to al dents, we alder our Inximmaial LEK Wa Signature OM* cads and IBS Wa colter piestnts the *Oral trawl* trakdate ClUeSIOn. a when a Yak* "mad nghy specutame affkW Nome rarefy? Mang Orrpietatern debt cads so issued byMSBat USA wth warishon from duo to the maw of the sorry mrry of me romance aren't: indemnity the v ea u S A roorporatod • Callable steles Whits and permed trod that to - Mhen witlw an Muer rent wow a manor reuity oceans ar'daecol tiva amain'"? corneal* ismer calt for ealy rederwron wit be *kW wort* eginated 'Likened 3tirdpalyesl aloud oh* is or sponse.% 04 the tifit lloniffbell WOOS We agaute UK Financial Strvaes Inc Iffy 201407 by lot tom among 8A skunk-sof that isme had n our priwded the wawa me matey wA bediliatni ton - Ott aldates also mean trading come/loons and other name a n nomnte nave for our dents Cat lean As piths•• pna cooponution from mina had, aid amerce 'tonal* is otearnad from thrd palm and it waxy - 'Dittrbaiorn to Aso' mar Pardo WWI of GAAS. Conalits *taw points we dist buoy is net guthalkeed Othe call leases wry east With mane a both - Wematean mina tee awn LEIS Bank USA a* UBS could affect yell complete inlormat Ion we be worded • Coral unt sae' rexesents Me Weal olleng prce AG Samford Brands ol up to 12$ per =cur Lixti ', Cunt per wit a-.5 may not rated pa cost bath swaiming to to hanks andw tee IBS Para Sweep Program • Cremates of deposit (CON CDs ate FIX nused opt • hMaed SeOlritin Restricted seorrees gemming at $293.000 n pampa and Saud wawa pa demount not away eajible for p..014 late IRS Inaxia Stream ASA, and per crepoway rwitaion. it accord-ma with ;DC uses the matte pries of to innotidof hod( of IM lane kdoonalian rosurdng catmint" aitd other charges coated nibs ow s as mowed Yak* Lathe reneged thar br annetton em the emotion ot yaks. cockdog purposes of and safes.tit ohif TO the ode* that option tramactons has been dulled on conlamaons • pricehelue Wets &piked fa warns aria Otte testi 'red *Wrath it eligtilo for sale. Me valatemelod preannt fondled to you. sod withe pairded to you produces that by hror a tower that Yep prce that you may be substantiate Ins man the imputed yaw thoen hymn* on Amon WOO I2 a3ually reCeve in the troika PrCeS are awned from vanxn tried party wakes Mich webelow to be • Ea leairnated) fl aw. cianntyielas and rms. An Short Sling relate but we do not amino toe xouracy atinate Col alma home is based on wow woknd B you re engaged a Ton st4hp a warily you may nova - Wo gorwraly use to dosng pr.:anneal sealable or the and rowel rap waning 4w waities will be held lot chage due to colon hoccoveng cost for that palooLv Mal W the bid and ask Aces Ice Iasi] SeCtiftrtS and one yea from staement date or vita initurity This 920aty opums Or ark IA promfor OTC sowing estimate is ong a guodene. accuracy aid 0xitnued - Let acireeli traded warners maybe reed tang a name se not hi...toed Open cordon calstn model a Mount (Mini pia wok obtaeed - Ed Waled awl name and anent vital fa Conan aid that were not '90)dtibearialled • orders andmaynot ref lea an Plug maker emcee or Pan VeSOI *cokes mutt etude a reit* of winciga or RO9rdibyte staerwern date. open buy e sell StOp - Cnaln positions may £pea walCut Ipra and sill Gehl OM Ankh Calethe eSt Mane (aid Oaten ceders We mixed by the amount of dm/lendsa rght on she-wafer.= vas rat mailable' if we are tumble to yeld)would!powwowed • ckdkidinchor maples date unless wended whew* obtain a prce for a warty - Stunted anal name aid Grew Weal aid fan by you You re rept/ruble for orders ter are executed doe - Deposes a Scones denotnated n wages other artua matte ald need mght be awes hgher thm to put tante tO Canal ex6Irg Open orders tan u S doltrs are ref IMO a the annoy/at as of the tokwated amuses the slatommt date - An tritinate ol stroked nrorne (olvidwd ander Tax vritholditg on ambitions town UK Pinola,' - For artati 'entities vadeg n non-can:4min neat) dolled by The Cunere male et yaklnap Seances IRAs deromnatnns. pce and quality dace vabeinla/ hae b3131CeelaSed COTE Ida duwiend or merest itarsal tax tarr reputes I$5 Nokia Servaas to withord been Mg-Medea frigate peopwvauscn payroln nude byte nstnr aid manes me income tar from pa tackle KA dlalbwam tut you may To obtain Cumin: Warm" Wan salable. mama yoke wont imidtposes aril be held for one yea Mon the dm not to haw Kano to wet td or. instead. you nay Frontal Acids statement Meteor rota murky Wawa" ad act to hat tar weekild a brae a nal sod anoint as continued pod ae not guaareeml you choose Yes Heston wi mourn in elfact untilNoted • Mena Intestwonla tend atuaurod products. irate by you You may neck. yaw election a ay I Me by maxis **stews seam* Cncladng ditto patkpaion • Asti mat hold by UPS financial Semite Conan anew action If you do noi haw roomer nowt tar pagan and kWestate onamem tan skinned and asset, le riot WUbytekm ad not *dm the Inns wrttn44.1IrCen your diflutiOnS. you maybe repumble la Waived product ire dOMaly hghle MPG d Chan possession or anvol none assets at ceptked on your the payment of ntnnaed lac YOu may Oaf palate. d fie inbound promos haw nor born rettiored wan the statemern for informational pommel ong Positions so moats withheld rod rod estimated law payments at not Walks and &Oxide Carynesion a under any state vow presented re econkled by the issuing lien MS eQual to your la( Oblipriel *antes Om We prow* estmaed vales la private enancia Sratas n not reponsble kr this nib:maim Meant/45020MS and stoats produds for and does not yuaritee as waxy these assets Se net Privacy rrfoons cnalpumom only Amnaye rot 9onoleol protected by SVC or the Ferro supplement, Sat To Wean a copy Olaf arum Ow Prery Nuke pkat - Shea vatses maydrffir sthstontally from plaS, day coverage contact yokr F nate, Adosor or rife Oa wtosne Y. at neith notate mostrnert swum a structured mow use cememmeofec woke: my be toupt a sold aid do not neast.aily • Revenue Sating and stational conmeasatlem rewesent the valo pu meyPow uPin Igukdaten - m additia to wraissom on sales aid I 2b.1 hos 1.8S Financial Sinerzes eat a bait The IMM. Fusnms - Thrd ply ',TIMMS of calk are sot a anan Oae mowed n connecum with the detawlon of maga SmacesAamnt BSA arra AMA Se Weedy a0XuntS aid steplord b ISS Wrote Wow wartyUr finds toms dents we mice our *Mae reunite oath peewit aims to baling services and prodvas bast by an mann:fent natation lam Meru* Marna papunu from doubutors ardor through anagerronts with affiliated bilks rod other mid royalPaY•er Ce wawa' Sowed yaps if 'orison of the wawa funds that we soli These party balks. ad proodos mom to Woman aid al-Italy my. ate stapled to Vie Frm by ere mum general anoints rebated on two difkrent arrporonts 0 Media, iszed by teat doted tad party *rate paw( emprator and may beOW.3W based en the allOunt 01 saksby IBS of a paricuLa 'ntuit fund ainkaws Haugh eiwISICe agency :WOW es of uleS Ober* Wormanon from that used by thrd pales to fay to otr dons. ad(d0, eamet vabe of a Wanda Sevias dark thee estimated vakm prod, maul 1tnd fanyr "wet Nal a the Ism - You cal obtain al:Inala intormaton regaling the - We aid as *are *xi image retworkng rid InreStrnalt. MulanCe, and amuly products rrateholology used to determine the estrum of yaw onmemprocessnd leas n acmdetaton for transfer Not IDC haired • No bank gnawer* Mae Ion vain and the dace of the Monn.von that is the ban for the agent takes that we proud* to to nitual funds *limn hyaena:Mg pia Fordo' Adritor These few gent" at pad Man runnier wets ig the a to ReS0LICeMnoroni Account. Business Wow mutual lard SKI se a tied delft Snarl bawl on the <COM* BSA. Ilteta and escemabona Resorsce Mmagarent SDNY_GM00020666 CONFIDENTIAL EFT* 00 I; 1286 EFTA01273493 UBS U6S Financial Senices 299 Park Avenue 25th Floor UBS Strategic Advisor New York IV 10171.0002 January 2015 04P70057346850115XIII 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHIS1AINE MAXWELL Friendly account name: Indw Account number:. SS Your Financial Advisor- SCOTT STACKIA AN/ LYLE CASE PI Phone Questions about your statement? call your Financig AdviSOt Or the Value of your account RMA ResourCeline at 800-BMA-1000, on December 31 (1) on kanuay 30 (S) account 029023568 Your assets 1,721,1 72.36 I ,651,84410 Ifisit our website: Your liabilities 0.00 0.00 www.ubscomainancialservices Value of your account $1,721,172.36 $1,651,844.10 Sources of your acco eat growth Tracking the value of your account duriag 2015 Value of your account S thousands at year end 2014 51,721,172.36 Net deposits and 1.7212 1,651.8 y4thcbatialt 42,121.99 • Your iwestrnant return NW:lendaryl interest income 52,886.18 Change in market value 470O9245 Value of your actettlt *elan 30.2015 St 651.54410 Dec 2014 Jan 2015 SDNY GM 00020667 Member Ilk O-01000300573468SNP70c016942S 00002 0115 030575004 Y123568550100000 Pogo 1 of 14 CONFIDENTIAL EFTA 00131287 EFTA01273494 SUBS UBS Strategic Advisor January 2015 Account name: Friendly account name: Account number: Ghirt AkkE ' 1 '1A ELI Your Il asocial Advisor. SCOTT STACK MAMA/LE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 30111 your account • Cash and money balances may include A Cash and rrxmey balances 7,281.76 044% Your current asset allocation available cash balances. VEIS Bank LISA deposit B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 1,644,562.34 99.56% mutual fund sweep balances See the Important information about your statement on the last D Fixed income O.CO 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,651,844.10 100.00% C Value of your account $1,651,844.10 Eye on the markets Percentage change Index January 2015 Year to date S&P 500 -3.00% -3.03% Russell 3000 -2.78% -2.78% MSC I - Europe, Australia & Far East 0.50% 0.50% Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10% Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% O47000300$734596NP70C0169t2500C02 0I Is 030575004.23568550 I 0glipteGm00020Ese 2 of 14 CONFIDENTIAL EFTA_00131288 EFTA01273495 UBS Strategic Advisor Account name: Your Finandd Advisor: *NIS Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported telow exclude products for which gam and losses are not classified January 2015111 Year to date (S) Realized gains and losses Unrealized Opening account value $1,721,172.36 $1,721,172.36 January 2015 (1) Year to date (1) gains and losses CS/ Withcfrawals and fees, including investments transferred Short term 0.00 0.00 -11,276.72 cut -2,121.99 -2,121.99 Long terrn 0.00 0.00 287,871.88 Dividend aid interest income 2,886.18 2,886.18 Total $0.00 $276,595.16 $0.00 Change in market value -70,092.45 -70,092.45 Closing account value $1,651,844.10 $1,651,844.10 Cash activity summary See Account actnaty the month tot deials.Biances in your Sweep Options are indudedin the cpenng and Dividend and interest income earned closing balances value. FDIC insurance *piles only to deposits MUDS Bank USA, not to deposits at UBS AG. Stamford Barth or bank deposits paced through the UBS International Depose Account program. 91)C protection applies to money market sweep fund holdings but not bank deposits. Steimportant innormation for purposes of this statement, tastlIty of Inkiest and dredend Income has been detemined from a US abOut your statement on the last two pages ci this document for (*tits tag reporting perspective. Bawd upon the residence of the account hokkr, account type, or product swot some interest enact dvidend payments may not be subject to United stater (US) arcor Nem, Rico (PR) January 2015 IS/ Year to date (5) Income tares rne (tent month); statemem is not intended to be used am cannot be reked upon for tat purposes. Clients should refer to the applkide lax reporting forms they receive from U85 annuity, such as Opening balances $6,517.57 $6,517.57 the forms 1099 and the Forms 4130, for lax reporting information It is tht woke of UBS to file the roc:karst is repotting forms with the US Internal Revenue SeMce and PR Treasury Department and in Addkions such town accurately dally clndends andia Interest as lax exerrpt or taxable income. Please consult your Dividend a-id interest income Induduel tax propane. 2,88618 2,886.18 Total additions $2,886.18 $2,886.18 January 2015 (I) Year to date IS) Subtractions Taxable dividends 2,885.95 2,885.95 Professional management fees and Taxable interest 0.07 0.07 related services -2,121.99 -2,121.99 Total current year $2,886.02 $2,886.02 Total subtractions -$2,121.99 42,121.99 Prior year adjustment 0.16 0.16 Net cash flow $764.19 $764.19 Total dividend & interest $2,886.18 $2,886.18 Closing balances $7,281.76 $7,281.76 SDNY GM 00020669 CelP7C003005774687NP7003169475 00037 0115 030579004 Y173568SSO MOOG° Pegs 3 a 10 CONFIDENTIAL EFTA_00131289 EFTA01273496 UBS UBS Strategic Advisor January 2015 Account name: Friendly account name: GHISLAINE MAXWELL Your Ilanndal Advisor: SCOTT STACK MANLYLE CASRIEL Account number UBS Bank USA Deposit Account APY interest period Dec 5 - fan 7 Opening UBS Bank USA Deposit balance Dec 5 $2,013.31 Closing UBS Bank USA Deposit balance Jan 7 $7,950.20 Number of days in interest period 34 Average daily babnce $4,829.95 Interest earned $0.23 Annual percentage yield earned 0.05% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your France' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sraremenr a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive investment eligibility consideration None seSected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP7C0C0305734688 W000189425 C0002 0115 030575004 M23568550 I 0NNWGM00020title 4 4 CONFIDENTIAL EFTA_0013 1290 EFTA01273497 GHISLAINE MAXWELL UBS Strategic Advisor Account name: Your PI nodal Advisor: *UBS January 2015 Friendly account name:Ind Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some OnCes, income and current vaues Shear' may ter!pploxImate. AS a 'nut. OMaidlosses may nol be excutalely refkcled. See smportant intommaon about your statement a the endol Ins documeM for more information. Cash Cash and money balances Cash and money balances may include avalaale cash balances, UBS Bar* USA deposit account balances, UBS AG Stanford Branch cepout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vAlhn aro< ebk limits, but are not permuted by StPC UBS AG Stanford Bran( h deposit account batantes an not inbreed by FDIC and ate not protected by StiC Money market sweep balances are protected by SEC but ace not insured by the FDIC. See the important information about your statement at the end of this document for details about those Sanas. Goering bdance Cloung lotlaxe en et per Mate Average Deridence Interest Days in Hddng I on Jan (S) on Jan 30 (S) on tan 30 (t) tate period period Cap amount ft) U658ANK USA CEP ACCT 6,517 57 7281.76 250.00000 Equities Common stock Purchase pricer Trade Weber Average puce Price per shut Value on Unteenzed Hddng Hddng date of shares per share (1) Cost basis (St on IS, 30 (S) Jan 30 (1) gain or loss (t) Period ANALOG DEVICES INC Symbol: ADI Exchange. OTC EAI: $2,591 Current yield: 2.84% Nov16, 11 13.000 37 316 485 12 52.105 677 36 192.24 LT Nov 17, II 13.000 35 393 460 12 52.105 677.36 217.24 LT Nov 18, 11 35.000 35.502 1242.58 52.105 1.823.67 581.09 LT Nov21, 11 18.000 34 371 618 68 52.105 937 89 319.21 LT Nov22, II 15.003 33338 500.07 52.105 781.57 281.50 LT Nov23, 11 22.000 32.655 718.43 52.105 1,14631 427.88 LT Nov25, 11 7.000 32.460 227.22 52.105 364.73 137.51 LT Nov28, 11 30.000 32.951 988.55 52.105 1,563.15 574.60 LT Nov29, II 18.003 33.472 602.51 52.105 937 89 335.38 LT Nov29, 11 5.000 33.622 168.11 52.105 260.52 92.41 LT Apr 24,12 30.000 37 567 1,127.01 52.105 1,563.15 436.14 LT continued next page SDNY GM 00020671 CIIP7C00700573466.9NP700310:3425 000O2 0115 03057%04 Y123568550100000 Pog• s of 14 CONFIDENTIAL EFTA _00131291 EFTA01273498 SUBS UBS Strategic Advisor January 2015 Account name: Friendly account name: Account number: GHIStAINE MAXWELL Your IIsandal Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets Equities . common stock (convoyed) Putchase peke/ Trade Mariam Average pike Prke get shat Vdueon Unrealized Hddng Melting date of tames per share (I) Cod basis (S) on Jan 30(7) San 30(0 gain or loss (S) period Jan 23,13 1,056.000 43/09 45,62881 5/105 55,02/88 9,394.07 LT Apr 22, 13 489.000 42.447 20,756 68 52.105 25,479.34 4,722.66 LT Security total 1,751.000 41.990 73,523.89 91,235.85 17,711.93 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange OTC EAI: 12.493 Current yield: 2.37% Aug 4, 11 146.000 42343 6,182.08 82.530 I 2,049 38 5,867.30 LT Aug 12, 11 4.000 40.955 163.82 82.530 330.12 166.30 LT Jan 23,13 767.000 52320 40,129.93 82.530 63300 51 23,170.58 LT Apr 22, 13 355.000 56.870 20,189 01 82.530 29,298.15 9,109.14 LT Security total 1,272.000 52.409 66,664 84 104,978.16 38,313.32 BAXTER INTL INC Symbol: BAX Exchange NYSE EAI: $3,236 Current yield: 2.96% Jun 20, 12 30.000 51.594 1,547.84 70.310 2,109.30 561.46 LT Jun 20, 12 17.000 51.522 875.89 70.310 1,195.27 319.38 LT fun 21,12 29.000 52.077 1,510.25 70.310 2,038.99 528.74 LT Jun 21,12 7.000 51.500 360.50 70.310 492.17 131.67 LT lun 21,12 5.000 52.216 261.08 70.310 351.55 90.47 LT lun 22, 12 61.000 51.890 3,165.29 70.310 4,288.91 1,123.62 LT Jan 23,13 768.000 66.658 51,193.80 70.310 53,998.08 2,804.28 LT Apr 22, 13 35S.000 69318 24 0800 70.310 24,960.05 352.05 LT Sep 19, 13 74.000 72.165 5,340.28 70.310 5,20214 -13734 LT Sep 19. 13 6.000 71.875 431.25 70.310 421.86 .9.39 LT Sep 19, 13 3.000 71.880 215.64 70.310 210.93 -4.71 LT Sep 20, 13 47.000 71.987 3383.41 70.310 3304.57 .7884 LT Oct 3, 13 154.000 64.600 9,948.49 70.310 10,827.74 879.25 LT Security total 1,556.'203 66.094 102,841.72 109,402.36 6,560.64 BLACKROCK INC Symbol: BLK Exchange: NYSE EAI: $3,244 Current yield: 2.56% Oct 5, 12 7.000 189.932 1,329.53 340.510 2383.57 1,054.04 LT Oct 5, 12 3.000 187.820 563.46 340.510 1,021.53 45807 LT Oct 5,12 2.000 186.670 373.34 340.510 681.02 307.68 LT Oct 8, 12 8.000 laa7ea 1,510.27 340.510 2,724.08 1,213.81 LT Oct 9, 12 15.000 189.186 2,837.79 340.510 5,107.65 2269.86 LT continued next pogo CNP70003005734690NP70001Er9425 00002 01IS 030575004.23568550 10481LYGM00020Vple 6 of 14 CONFIDENTIAL EFTA 00131292 EFTA01273499 UBS Strategic Advisor Account name: GHIRAINE MAXWELL Your IInandal Advisor: Friendly account name: SCOTT STACK MANYLYLE CASRIEL sUBS January 2015 Account number. Your assets . Equities . Common stock (continued) horns* price Trade Number Average price Price per sale Ydue on Owe/aged Hddng Hddng date of sham per snare (S) con basis (S) on ian 30(1) Ian 30 ft/ gain or loss ft) period Oct 9, 12 2.000 189.010 378.02 340.510 681.02 303.00 LT Oct 10, 12 3.000 187.720 563.16 340.510 1,021.53 458.37 LT Oct 10, 12 2.000 187.670 375.34 340.510 681.02 305.68 LT Oct 10. 12 2.000 187.995 375.99 340.510 681.02 305.03 LT Jan 23.13 224.000 236966 53060.41 340.510 76274.24 23,193.83 LT Apr 22, 13 104.000 251.093 26,113.69 340.510 35,413.04 9,299.35 LT Security total 372.000 235.218 87,501.00 126,669.72 39,168.72 CAUFORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE Feb 12, 14 59.200 8.030 47539 5.120 303.10 •172.29 ST Feb 12, 14 46.800 8033 375.95 5.120 239.62 -136.3.3 ST Feb 12, 14 12.200 8.034 98.02 5.120 62.46 -35.56 ST Feb 12, 14 2.800 8.021 22.46 5.120 14.34 -8.12 ST Feb 13, 14 44.000 8.023 35304 5.120 225.28 -127.76 ST Feb 13, 14 27.200 8.007 217.81 5.120 139.26 -7&55 ST Feb 13. 14 13.200 7.977 105.30 5.120 67.58 -37.72 ST Feb 13, 14 2.400 7983 19.16 5.120 12.29 -6.87 ST Feb 14, 14 133.600 8310 1,110.31 5.120 684.03 -426.28 ST Feb 18, 14 45.600 8.366 381.49 5.120 233.47 •148.02 ST Security total 387.000 8.163 3,158.93 1,981.44 -1,177.50 CATERPILLAR INC Symbol. CAT Exchange: NYSE EAI: 43,108 Current yield:3.50% Jun 19, 13 72.000 84.718 6,099.75 79.970 5,75714 -341.91 LT Jul 20, 13 121.000 83.141 10,060.15 79.970 9,676.37 -383.78 LT Jun 20, 13 78.000 83.030 6.476 39 79.970 6237.66 -238.73 LT Jun 21, 13 204.000 82.904 16,912.44 79.970 16,313.88 -598.56 LT lun 24, 13 111.000 81.517 9.048.46 79.970 8,876.67 -171,79 LT Jun 25, 13 73.000 82354 6,011.86 79570 5,837.81 • 174.05 LT Jun 26,13 69.000 82259 5,675.90 79.970 5,517.93 -157.97 LT lun 27, 13 141.000 82.951 11,696 12 79970 11275.77 -420.35 LT Jun 27, 13 7.000 82.925 580.48 79.970 559.79 -20.69 LT lin 28, 13 169.000 82174 13,988.92 79.970 13,514.93 -47399 LT continued next page SDNY GM 00020673 CNP7C003005734691 NP7000189475 C0002 0115 030575004 23 68S 0 IOCOCO Page 7 of 14 CONFIDENTIAL EFTA_00131293 EFTA01273500 SUBS UBS Strategic Advisor JanuarY 2015 Account name: Priendly account name: Account number: GHISLAINE MAXWELL Your K nuncid Advisor, SCOTT STACKMAMLYLE CASRIEL YOW assets e Equities Common stock (0:Abnute PutChaSe Oct/ lijdt Kirrem Avecage plot Pnce Fe. pure Vduton Unedind Holding Fkldng da of thares per thaie (1) Coil bat (I) on Ian 30(I) Jan 30(I) goin ot Ion (5) petiod JU 1, 13 65.000 82.781 5,38078 79.970 5,198.05 -182.73 LT Security total 1,110.000 82.821 91,931 25 88,766.70 -3,164.55 CDK GLOBAL INC COM SyM1XA: COK Eichange: OTC EAI: 1204 Current yield 1.07% Aug 4,11 48.667 18379 894.45 45.160 2,197.79 1303.34 LT Aug 12, 11 1.333 17.775 23.70 4&160 60.21 36.51 LT Jan 23,13 255.667 22.709 5,806.16 45.160 11,545.91 5,739.75 LT Apr 22, 13 118.333 24.684 2,921 03 45.160 5343.93 2,422.90 LT Security total 424.000 22.748 9,645 34 19,147.84 9,502.50 COLGATE PALMOUVE CO Symbol: CL Exchange: NYSE EAI: 12.172 Cisrent yield: 2.13% Aug 4,11 174.000 41.632 7,244.05 67.520 11,748 48 4.504.43 LT Aug 12, 11 4.000 42.450 169.80 67.520 270.08 100.28 LT Jan 23,13 910.003 54240 49,358 63 67.520 61,443.20 12,084.57 LT Apr 22, 13 420.000 59.788 25,111.32 67.520 28,358.40 3,247.08 LT Security total 1.508.000 54.300 81,833.80 101,820.16 19,936.36 GEM. MILLS INC Symbol. GIS Exchange: NYSE EAI: 13,086 Ciarent yield: 3.12% Aug 4,11 191.000 36265 6,92677 52.480 10,023.68 3,09691 LT Aug 12, 11 5.000 35.754 178.77 52.480 262.40 83.63 LT Jan 23,13 1,001.000 41387 41,428.89 52.480 52,532.48 11,103.59 LT Apr 22, 13 464.000 50287 23333.21 52.480 24,350.72 1,017.51 LT Jun 17, 13 148.000 49.739 7,361.45 52.480 7,767.04 403.93 LT Jun 18 13 73.000 49.836 3,638.07 52.480 3,831.04 192.97 LT Secuity total 1.882.000 44.031 82.867 16 98,767.36 15,900.20 JOHNSON & JOHNSON COM Symbol. 1N1 Exchange. NYSE EAI: 32,985 Orent yield: 2.80% Aug 4,11 123.000 62377 7,672.38 100.140 12,317.22 4,644.84 LT Aug 12, 11 3.000 63.730 191.19 100.140 300.42 109.23 LT Jan 23,13 642.000 72.736 46,69671 100.140 64,289.88 17,593.17 LT Abi' 22, 13 298.000 84.721 25247.10 100.140 29841 72 4,594.62 LT Security total 1,066.000 74.866 79,807.38 106,749 24 26,941.86 oantmuednext page CNP7C009005734692 NP7000199125 00002 0115 030575004 • 23568550 109fflyGpit oeuere 8 of 14 CONFIDENTIAL EFTA_00131294 EFTA01273501 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor: UBS January 2015 Friendly account name: Account number. SCOTT STACKMAN/LYLE CASNEL Your assets . Equities . common stock kontmoeco ',ware.< OW Trade Nuntoce Average price Price per share vane on Uneetated Hddng Hddng date of them per sham fb Cog basis (0 on Ian 30 (I) tan 30 (t) gain or loss (t) Period MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 13,461 Current yield: 3.68% Aug 4,11 95.000 84.969 8,072.06 92.440 8,781.80 709.74 LT Aug 12, 11 3.000 85.910 257.73 92.440 277.32 19.59 LT Noy 29, 12 8.000 86.456 691.65 92.440 739.52 47.87 LT Nn 23,13 555.000 93.053 51,644.75 92.440 51,304.20 -340.55 LT Apr 22, 13 255.000 99318 25.32632 92.440 23,572.20 -1,754.12 LT Sep 19, 13 78.000 97.879 7,634.63 9/440 7,210.32 -424.31 LT Sep 19, 13 22.000 97.425 2,143.36 92.440 2,033.68 -109.68 LT Sep 19,13 2.000 97.830 195.66 92.440 184.88 -10.78 LT Security total 1.018.000 94269 95,96616 94,103.92 -1,862.24 IEXTERA ENERGY INC COM Symbol: NEE Exchange: NYSE EAI: 13,370 Current yield: 2.65% Aug 4,11 134.000 52.960 7,09875 109.240 14,638.16 7,541.41 LT Aug 12, 11 3.000 52.530 157.59 109240 327.72 170.13 LT Jan 23,13 700.000 71.610 50,127.21 109.240 76,468.00 26,340.79 LT Apr 22.13 325.000 79.757 25,921.06 109.240 35.503.00 9,581.94 LT Security total 1,162.000 71.689 83,302.61 126,936.88 43,634.27 OCCIDENTAL PETROLEUM CRP Symbol: OXY &change: NYSE EAI: 42,791 Current yield: 3.60% Feb 12, 14 148.000 88.959 13,165.96 80.000 11,840.00 •1,325.96 ST Feb 12, 14 117.000 88.989 10,411.82 80.000 9,360.00 -1,051.82 ST Feb 12, 14 32.000 89.002 2,848.07 80.000 2,560.00 -288.07 ST Feb 12, 14 7.000 88.857 622.00 80.000 560.00 -62.00 ST Feb 13, 14 110.000 88.885 9,777.41 80.000 8800.00 -977.41 ST Feb 13. 14 68.000 88.708 6,032.19 80.000 5,440.00 -592.19 ST Feb 13, 14 33.000 88369 2,916.19 80.000 2,640.00 -276.19 ST Feb 13. 14 6.000 88.421 53053 80.000 480.00 -50.53 ST Feb 14, 14 334.000 92.065 30,749.82 80.000 26,720.00 -4,029.82 ST Feb 18. 14 114.000 92.677 10,565.23 80.000 9,120.00 -1,445.23 ST Security total 969.000 90.422 87,619.22 77,520.00 •10,099.22 continued next page SDNY GM 00020675 CNP70003005734693Ne70C016947560002 0115 030575004 II23568S50 100000 Pag• 9 of 14 CONFIDENTIAL EFTA_00I 31295 EFTA01273502 *U BS U BS Strategic Advisor Account nano: GHISLAINE MAXWELL Your financial Advisor: Friendly account name: ird SCOTT STACK MANLYLE CASRIEL January 2015 Account number Your assets Equities . Common stock (continued) Purchase paicel Trade laarber Average pace Prke per site Vdue on Unrealized Nosing date of sham pat sham (S) Cott basis (S) onIan 30(7) on 30 (S) gain or loss (S) period PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 43,023 Current yield: 2.79% Aug 4,11 115.000 63979 7,357.65 93.780 10,784.70 3,427.05 LT Aug 12, 11 3.000 63.023 189.07 93.780 281.34 92.27 LT May 16, 12 6.000 68.535 411.21 93.780 562.68 151.47 LT Oct 24, 12 1.000 68.690 68.69 93.780 93.78 25.09 LT Oct 25. 12 2.000 68.810 137.62 93.780 187.56 49.94 LT Oct 26, 12 1.000 68890 68.89 93.780 93.78 24.89 LT Oct 31, 12 1.000 69.370 69.37 93.780 93.78 24.41 LT Nov6, 12 1.000 69370 69.37 93.780 93.78 24.41 LT Nov7, 12 1.000 69.150 69.15 93.780 93.78 24.63 LT Nov8, 12 2.000 69.090 138.18 93.780 187.56 49.38 LT Jan 23,13 699.000 72.166 50,444.31 93.780 65,552.22 15,107.91 LT Apr 22, 13 322.003 82251 26,484.85 93.780 30,197.16 3,712.31 LT Security total 1,154.000 74.097 85,508.36 108222.12 22,713.76 PROCTER & GAMBLE CO Symbol. PG Exchange: NYSE EAI: $2,919 Current yield: 3.05% Aug 4,11 118.000 60.103 7,092.22 84.290 9,946.22 2,854.00 LT Aug 12, 11 3.000 60.896 182.69 84.290 252.87 70.18 LT Jan 23,13 619.000 69.941 43,293.73 84.290 52,175.51 8,881.78 IT Apr 22.13 286.000 81332 23,261.18 84.290 24,106.94 845.76 LT Apr 24, 13 108.000 77.762 8,398 32 84.290 9,103.32 705.00 LT Security total 1,134.000 72.512 82,228.14 95,584.86 13,356.72 TRAVELERS COS NONE Symbol: TRY Exchange NYSE EAI: 42,534 Current yield: 2.14% Apr 24, 12 20.000 63.432 1268.64 102.820 2,056.40 787.76 LT Apr 24, 12 4.000 63350 253.40 102.820 411.28 157.88 LT Apr 24, 12 1.000 63.560 63.56 102.820 102.82 39.26 LT Apr 25, 12 10.000 63.520 635.20 102.820 1,028.20 393.00 LT Apr 25, 12 10.000 63.617 636.17 102.820 1,028.20 392.03 LT Apr 25, 12 10.000 63.659 636.59 102.820 1,028.20 391.61 LT Apr 25, 12 2.000 63.545 127.09 102.820 205.64 78,55 LT Apr 25.12 2.000 63.645 127.29 102.820 205.64 78.35 LT continued next page CNP70X0005734694NP7000113342500002 0115 030575004 VI 2356855010960paiGht00021501 10 of 14 CONFIDENTIAL EFTA_00131296 EFTA01273503 GHISLAINE MAXWELL SUBS UBS Strategic Advisor Account name: Your Fl nandal Advisor: friendly account name: d r SCOTT STACKMAULYLE CASRIEL January 2015 Account number. Your assets Equities . Common stock (continued) Purchase cow Trade lasn-bes average pike Price per Pure Wfue on unreenzed Had ng Urbino dare of shares per shale 0/ Cost bans (SI on Ian 300/ Jan 30 (1) gain or loss (1) period Apr 25, 12 2.000 63.745 127.49 102.820 205.64 7815 LT Apr 26, 12 5.000 63.928 31964 102.820 514.10 194.46 LT Apr 26, 12 2.000 63.920 127.84 102.820 205.64 77.80 LT Apr 26. 12 2.000 63.930 127.86 102820 205.64 77.78 LT Apr 26, 12 1.000 63 720 63 72 102.820 102.82 39.10 LT May 1, 12 15.000 64.637 969.56 102.820 1,542.30 572.74 LT May 1, 12 6.000 64.715 388.29 102.820 616.92 228.63 LT May 1, 12 6.000 64.975 389 85 102.820 616.92 227.07 LT May 1, 12 2.000 64.850 129 70 102.820 205.64 75.94 LT May 1, 12 1.000 64 820 64 82 102.820 102.82 38.00 LT May 2, 12 7.000 64.374 450.62 102.820 719.74 269.12 LT May 2, 12 4.000 64.410 257.64 102.820 411 28 153.64 LT May 2, 12 2.000 64 320 128 64 102.820 205.64 77.00 LT May 3, 12 4.000 64 960 259.84 102.820 411 28 151.44 LT May 3, 12 2.000 64 675 129 35 102.820 205 64 76.29 LT May 3, 12 2.000 64.910 129.82 102.820 205.64 75.82 LT Jan 23, 13 629.000 77 560 48,785 62 102.820 64,673 78 15,888.16 LT Apr 22, 13 290.003 84.719 24,568.68 102.820 29,817 80 5249.12 LT May 22, 13 II I .000 83.807 9,302 58 102.820 11,413 02 2,110.44 LT Sec.-city total 1,152.030 78 533 90,469 50 118,44864 27,979 14 UNITED PARCEL SERVICE WC CL B Symbol: UPS Exchange. NYSE EAI: 42,843 arreot yield: 2.71% Sep 19, 13 82.003 91 779 7,525 90 98.840 8,104.88 578.98 LT Sep 19, 13 19.003 91 625 1,740.88 98.840 1,877.96 137.08 LT Sep 20, 13 107.000 91.835 9,823.18 98.840 10,575.88 752.70 LT Sep 20, 13 26.003 91 835 2,387 fl 98.840 2,569 84 182.13 LT Sep 23.13 93.003 91.049 8,467.59 98.840 9,192.12 724.53 LT Sep 24, 13 93.003 91.612 8,520.00 98.840 9.192. 12 672.12 LT Sep 24.13 41.003 91.663 3,758.20 96.840 4,052.44 294.24 LT Sep 25, 13 62.003 91.138 5,650.56 98.840 6,128.08 47732 LT Sep 25. 13 11.000 91.090 1,001.99 98.840 1,087 24 85.25 LT continued next pege SONY GM 00020677 CIIP7C00;00573469SNP7003169425 00(:02 011S 030579004 123568550 100000 Peg* 11 of 14 CONFIDENTIAL EFTA 00131297 EFTA01273504 UBS Account nome: GHISLAINE MAXWELL UBS Strategic Advisor Your Koancid Advisor: Friendly account name: SCOTT STACKMANLYLE CASRIEL tan r:^; )r115 Account number. Your assets Equities . con mon stock (continuel) Putchase puce/ lia& hume Average ;vice Puce per sets, Value on Unteahzed Heeng Hddng cote of :haret pet claie (S) Cou bâtit (1) on Inn 30 (11 lei 30 (1) gSn or Ion (1) period Sep 26.13 64.000 91 489 5,85530 98.840 6,325 76 470.46 LT Sep 27, 13 54.003 91 117 4,920 33 98.840 5,337 36 417.03 LT Sep 30. 13 46.003 91 475 420786 98.840 4,546 64 338.78 LT Oct 1, 13 46.003 91 .668 4,216 73 98840 4,546 64 329.91 LT Oct 1, 13 6.000 91 650 54990 98.840 593 04 43.14 Li OU 2, 13 61.003 91.128 5,558 84 98.840 6,029.24 470.40 LT Oct 2,13 19.003 91 067 1,730 29 98.840 1,877 96 147.67 LT Oct 3, 13 55.000 90.337 4,958 58 98.840 5,436 20 467.62 LT Oct 4, 13 55003 90.653 4.985.96 98.840 5.436.20 450.24 LT Jan 17,14 121 CCO 99 231 12,007 00 98.840 1 1,959 64 .47.36 LT Security total 1,061.000 92250 97,876 80 104,869 24 6,992.44 30LINX INC Symbole XLNX Exchange: OTC EAI: 12,086 Curent yield: 301% Sep 7, 12 25.000 34.770 869.27 38.575 964.38 95.11 LT Sep 7, 12 5.000 34.846 174.23 38.575 192.88 1865 LT Sep 10, 12 37.003 34.845 I 289 29 18575 1,427.28 137.99 LT Sep 10.12 3.000 34.660 103.98 38.575 115.73 11.75 LT Sep 11, 12 20.003 34 853 697 06 38.575 771.50 74.44 LT Sep 12, 12 18.003 35.006 630 I 1 38.575 694.35 64.24 LT Sep 13. 12 2t.003 34.836 732.61 38.575 810.08 77.47 LT Sep 14, 12 19.003 35.536 675 19 38.575 73293 57.74 Li Sep 17, 12 7.000 35.151 246.06 38.575 270.03 23.97 LT Oct 24, 12 3.000 32.523 97.57 38.575 115.73 18.16 LT Oct 25, 12 5.000 32.522 162.61 38.575 192.88 30.27 LT Oct 26. 12 3.000 32.776 98.33 38.575 115.73 17.40 LT Oct 31.12 1.000 32 770 32 77 38.575 38.58 5.81 LT Nov 1,12 2.000 33360 66.72 38.575 77.15 10.43 LT Nov 1,12 1.000 33.520 33.52 38.575 38.58 5.06 LT Nov I, 12 1.000 33.530 33.53 38.575 38.58 5.05 LT Nov2.12 1.000 33.550 33.55 38.575 38.58 5.03 LT Nov 5,12 1.000 33 190 33.19 38.575 38 58 5.39 Li Nov6, 12 3.000 33.886 101.66 38.575 115.73 14.07 LT contenue(' next page CH1'70303005734696 Nn000189425 »32 0115 030575004.23568550 IffligyGro00021kei 12 of 14 CONFIDENTIAL EFTA_00131298 EFTA01273505 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Pi nandal Advisor: *UBS January 2015 Friendly account name:Ind Account number. • SCOTT STACK MANtLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pat« Trade Number Average pdce Price per share value on unreelzed tioldng Hddng date of Mares per share (9 Cost bags (SI on ran 30(1) Jan 30 ($) gain ot loss (t) period Nov7, 12 2.000 34.025 68.05 38.575 77.15 9.10 LT Nov 7, 12 1.000 33.910 33.91 38.575 38.58 4.67 LT Nov 8, 12 4.000 34.032 136.13 38.575 154.30 18.17 LT Nov8, 12 1.000 31860 33.86 38.575 38.58 4.72 LT Nov 28, 12 4.000 34.312 137.25 38.575 154.30 17.05 LT Nov28, 12 3.000 34.410 103.23 38.575 115.73 12.50 LT Nov29, 12 15.000 34.583 518.75 38.575 578.63 59.88 LT Nov29, 12 3.000 34.493 103.48 38.575 115.73 12.25 LT Jan 23,13 1,087408 38805 40,008.01 38.575 41,931.03 1,923.02 LT Apr 22, 13 502.000 35.691 17,917.23 38.575 19,364.65 1,447.42 LT Security total 1,798.000 36246 65,171.15 69,357.85 4,18681 Total $1,367,96725 61,644,56234 3276.595.16 Total estimated annual income: $46,146 Your total assets Percentage d Cost Eamated Unrealized value on Jan 30(5) your account bays (51 ~rid incen. (S) gain or 1051(0 Cash Cash and money balances 7,281.76 0.44% 7281.76 Equities Common stock 1,644,562.34 99.56% 1,367,967.25 46.146.00 276.595.16 Total $1,651,844.10 100.00% $1,375,249.01 $46,146.00 $276,595.16 Account activity this month Crate Actitily Dexription Amount If) Dividend and interest income Tnable tderds Jan 2 Cwidend AUTOMATIC DATA PROCESSNG INC PAID ON 1272AS OF 01101/15 623.28 Jan 2 Dividend BAXTER IEL INC PAID ON 1556 809.12 Jan 7 Dvdend PEPSICO INC PAD ON 1154 755.87 Jan 15 Cividend OCCIDENTAL PETROLEUM CRP PAD ON 969 697.68 Total taxable dividends 32245.95 SDNY GM 00020679 CNP70007005734697 NP7000109425 00002 0115 0305750011:n6es% mow° Page 13 of 14 CONFIDENTIAL EFTA_00I 31299 EFTA01273506 *UBS UBS Strategic Advisor January 2015 Account name: GHISt ANE MMAzv,ELL Friendly account name:Ind Account number: Your Amends' Advisor: SCOTT STACK MANYLYLE CASRIEL Account activity this month «Ontinvedi Date Activity Desorption abuse (s) Dividend end interestiacome (continued) Taxable interest Jan 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 01107115 0.07 Total taxable interest 30.07 wascellaneous Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 12131114 0.16 Total miscellaneous 30.16 Total dividend and interest income 3.2.886.113 Oat ACligy Description Amount IS) Fees Jan 23 Fee Charged QUARTERLY FEE .2,121.99 Total professional management fees 42,121.99 date Activity Description Amount IS) Money balance activities Dee 31 Balance fotward $6.517.57 Jan 2 Deposit WS BANK USA DEPOSIT ACCOUNT AS OF 12/31114 0.16 Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,43140 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 01/07/15 0.07 tan 8 Deposit OBS BANK USA DEPOSIT ACCOUNT 755.87 tan 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.68 Jan 26 Withdraws)! 1.1B5 BANK USA DEPOSIT ACCOUNT As or 01/23115 -2,121.99 Jan 30 Closing UBS Bank USA Deposit Account 67,281.76 The UBS Bent USA Depnat Account is your primary sweep option Unsettled transaction activity Tro ir-n:-,(; • r,:nta ttrnr , ror 'Mt , rn)O7 Trade Settlement dale date Adiely De:co:alien Ovanbty Neer Value (S) Amount (S) Jan 28. 15 Feb 02, 15 Bought ECG RESOURCES INC 500.000 90 411440 •4520532 Jan 28, 15 Feb 02, 15 Bought FORT1NET INC 500000 31 942727 .15971 36 Jan 28, IS Feb 02, 15 Bought AECOM 500000 26.619900 -13,309.95 Jan 28, IS Feb 02, 15 Sold UNITED PARCEL SERVICE INC CL B -1,061000 100.765287 106,909.61 Jan 30. IS Feb 04, 15 Bought FORTINET INC 250000 29 431000 -7,357.75 Jan 30. IS Feb 04, IS Bought AECOM 100000 25.532400 -2,553.24 Total pending investments purchased -$843911.02 Total pending investments sold 6106,909.61 0070009005734690 NP700018942500032 0115 030575004.23566S50106McGm_0002l5pr 14 of 14 End of statement for account number .= CONFIDENTIAL EFTA 00131300 EFTA01273507 Important information about your statement Fnancial Sakes Inc ~rem or WS Fahrecial Sea". The km orC rd Ma% ~rig% yotr or:~ al hob« on the bodes and records of the aplable Nis or ormolopm — you may air* ficuseholleig by wan; your IS a menher of al papal secunty. aterrndk aid opals sill orred any ecor pronhtly trader aged). Frasal Advsor edurges OBSf had Nwas and UK Bank Ilk en had attar" of 18S AG and Milian of WS Saudis hose mar al dyed, peytto to the Fenor tc I nail • Conan nveninern conna-tt or nakent inane k 9. Friendly «aunt INTIM LLC lbef teas Chad ~age it ?We upon read %laden ndead on te front of the Paean, 11addl.:en laid ~then and prvae ~ens) that ate na Waken:9r aØ nane %has mfarreticn that you the amts heake of fish at at LO regtsW aravit fees. asounb may be objets to register" yanda the aurnes Act of 1933. and emend on fit Henn online sates websee It 6a mammary fa Main lor depayee,* fer sank: custoinInble •ndrume• man by you yo azh you wth U3S Pandal Naas hc Durham; aidchair Ice srpad fl ints n tzei acents • Correndh% contras W g . fornp aohao ad your ~hying it nt no %a effect en pour ~UM 1200 Harbor Be/Aka Accounts hat Pee Unkind to oat nittutens mar be Kean meal contract %Wed futures commas and You Ca mange pv trendy akin navies. hroup OnIne %%NAP" NJ 07086 %pa to a bailer lee. 0/fHT0dAT Whalcontraes Sands or blomuling »NS &tarot, AO•bc< his sutsnem apneas.* «Not [Dimmed of purldS NIBS Sweep Options The %X protection and the apil~alprotrabn do not Meant sankes fmanar Se was airmail Other records. %opt °Heal tai Utt5 Okra 0~11 for ~Cat bakdes. Nags to welt these assets am d hey otenitse »pea a t e • Vala of war accourogoakto la of ashes and dommenn. conuhng ØBØ dau shouldnot be id% bad &pods at Willa uk an!utS AG Stanford ban swamis The WC prot%ron and the swpWrwit Nukes upon d you bane hon 6 an actor Nikon plea (Bark Set" nosy"): aney market mutual Ihnds Monty pritteCISM do not Foal pans* dunges n the rakes • ntaett Inch*" hatable can bolach Nalco • on it ~daily n wring» helkam ~apt of the fiats) arid the harrutionalDepost Accra% alfor vatn d yov "era", hat« z argon d matel resumed wank/(m) nd Gkbat TaltDeposits, unrealized Wm:nuking your storm customers with al enemabonad amuse Managernent %dank rzutif hanaPtO or "Pea) marks to maket and artar abets not held by he Fan Account laugh Oak" Sweep frograins can bates Does not nciadeunsmad sinantelassets a henna of the Although al form tan ant %Inc% b be stone. re swept no WS Bat USA up no a eslabIted kyle and Moen Womixon e ratable...pm nquest Yat may ',bun mer and meat Illtentent pant a fondle ~ankh Pairoint data Todd roe be used for tar puposes key ken to 18514 Stamford Bran" a a Macy Fad Deposes more erformakin anol WC. necludng the WC Brodum unrested it" colors ad arcistb sØ deem solely on pasts lx lams. . Form 1099. Sat 10425. at WS Bat USA are WC enured n acoodap wen HAS by anizing SEC at 202-37I 4300 ix by kited M SPC • Oakes hcbdes Øl braes. outstanding mar delft% unpaid your tar return heath is rapedby niks For ex" iloemaion plate nut am Mx 9,v webs% ~swell loan. credit leie. short account Naas 14.4 10 reton totre RS al than le dirdals. 'Phonate nois OPpOnt5 41,5 AG Halted Branch ad hams d Maner • casstrody bean Tots of vansiod %tablt cash lable dvdends ad duke men waned on aunties funds and usu ed by the FIX Dkieleni Re kreesment Program IMP) Mtl n par hod" rut proceeds on sae tranuctent nd blanch. ph; WS Bank USA deposit balanan OBS AG the pay !skled 6 an artaje pia TOu Ma) °bean the Surd% Branch depose balances and money max anal and basonconah coed shunt% tØ the Din addable to can balm% as crap? to &tulip-ate9n" your /Puma Aboor Why whole nes lied sweep bata n. a tedose of the state" P40:4 «pod accounts a liBS AG ~TN Branch and WS AG are pad% knife OR P. panel shoes wil be sob and me Nondoirencdik Mee nedi) Nam n yeti, amount ~not Ciamednicetchne with the Fern Caplan Ban?, Thera Sash are rice need by teeFDIC as, nil beans/ad n you amours lhe OWN% from oat- balaxes the Fe/nerdy uce any of • please re ccal.mi airy oral otenamons n hang to Bannon NU If the te$ AG Chan Bran are Nyman& Nina.% prize tippled by the nnuer nog Offer from the •these tel furds n ihe ordinay course of its tvsnass Died funds further peeled your 'Wet %hiding you* rghts under the (NO% to the stratirr* of the C syna dap and main Øre dun the podia than am sold apapa dun you av' This idyl incbded in he Nathes had Protection Act (5PA) here h en qua:mace other do Stand C4 USS AG to May the Nan onde on the WS Caymans Brach's boces arks pax, doseg value CasIshilipe • 6 the ~al munition on the top Wt cd the lint of this Only whole unit flay be its to pur await t you re lending information tan" b not MS ~oaf ~vs. UBS Fnatt Deposits a IC Bat USA and each WS AG Branch and entitled to moat Ltd mamma dad...Said wrist or For detand stoma:in on dye/ rni> lend% piano% Sakes Nrin yote acokrit as death; trek« by primed% by SPC MontyFund hats are waled by WC odwene, to ymt wit ether 3?-1 pathal was at madet price See 'WS Neat Seats Account Rotedon' Now ~muros Mer to youChem R4aliteititp Agrana or ~pennant nid. the %aid %dunk We Wowed a accost an arm% dame% by a registered Wag Account Arta", asa the General Tat and Cade" ok ol this red/omega when you opened his 4xcvnt In agency. and cede you account Upon you rP4a.2. bataes ute Bank Saw Programs or WS Stamen of Cale hakes table h 49nemer4" this cad per heels and WiffkiPs re hated 1185 erdeeckaires xps HP., /dawn- mat/ wit lama Simon ad noe the rtrohang briar. ad you OA may be whose^ ad Shaes of a Went( Fuld maybe havettndertetolealvite must ~earth:et of shy taor OrMnahl to Nth km spatted and the psocceM Nand to you a you The ~wens obrives audit prof Ware tat< to each socuitos atoni Yew ate &Øm and ink vary tettest Stem adrehe the inn Yof Yak-Mini mares Såp ins and other assets All account parents shrine deemed compd.:Ad knob, in hang of any ;gram, arge h your Mancha fustier edema% tout »slate keep dank exbdng the account a he cad et the Niemen Ned You may Mt acarate t n-X obleCed Co n ~try within 60 dad dual% cc hamankre cbadm For "doan:Dud held. for %limn ol !Lay paid .4turits, a 4,y tme You may gam mums ram and pens. 6 ....little x you choose one of herolow% tasted% objects wow ubsoorrisweepyidls Intn your f nasal Ør a by rake senenien used a ban collate" ate pavery ay • itemse direct custernen aterplants prior to the fa: • Pedigo fumy,' :Nome imesentnts sending tie band we on hem Any dunks ten% ts a> he Oa Rota% Norma X 2014S/1699*r told" calling 806762-1000 Banal" d lameON dieing he s ang period are lited s sweet Tan of al $00-354-9,03. 8 00A NI tot CO Phi ET ~Ay • Maid CdPtalrIPPAPJOOn klingrrallt *Eking growth the erd of the harem period thioup fedy. a N stinga uBSIsmanchal Seas ex. UBf FeeeratiolSordas meta prebaten The Fern 6 a amber of the Secure% »bena Protection e ("Chi rant than ;Id generation of Mine • Con bash ti dentmeing the coP basis cf the dashes Cie% holden, Depart" PO Box 766 ikon City NI • twat Condwan of income and Cynt.dx0~IfIf sodded n the suited" Were %Wed wth he 07(07 COpOran (WO. Wish protects seosnies xcocens of es meads tan to 1500000 ("bag 1250.000 for dams for enesats seeing both he geint« of tame ad number 15$ Sandal Smashes yea on Fasil he la an Fotsne, tinx‘ Øylo all %ants Town cI pencial intuit" ion "lad from sources oter tan 185 • Th cat of errorsa batons about an ekcoond 41103 finsda Serves. rdtudng nlarnation Iran attr. few trant« (tin bill Postmen on WS tea dad cad ~punt's'' , apanafahhatty The firm together wth cenan aktester. ha aho pet:bawd Oventll risk profiles or ha you may hate plOidtd 10 your Nast Mew irmsadsont call æO762.1900 a once to WSEnamel • Consated Seeks tomimen htir pinata( wth kid the firm does not independents vedy or gonna to Wean hc. IOW Hake BW .6h lbs. Weekalwi. N) nesdantat gronaun inenurenum anoint payable to all Nigble deal, colks-thdrunder potetion o 550) risk ad "la lik to tie aka herd. eon rl that means away er vXidny of any /Wyman fronded by sources 07086. Ann ahstasA sates the aocouni does not gee te spencer income« oter than IBS f nasal Seats mike, as of Words It 2013 (Sant atel myna keep pace nth in114no CM Ovate./ don as you cart d put% wet • Aitttketia Vining so amp! soma reh to Laden' end addtion ahough VBS FiNycial Nam gamily stammtor recept 6 wort (also need are Sdal tote pokey arditiorn aid ~no cat at he fem Skrus protected fd up its SI 9 nileies. n *be tolerate virradaty» seek Ph:paeans upWes his Manual as c 6 Nested the ken does not dun" aØ strafe( on the statement of red" (*hide any ~ands IN tie nonnesavn under 'Cost The kin ce c xd Mow (as ap kale) must her tom you aggregte toe all put axoterishieN n a pa wls "path • Aflame Wdng to axed hgh rid dadoPal and hgh A-Toll copy ol te poky want 6 kaki% Won ~ 2 voladtpo )telnign returns/an tont bates' ad "anti% ganniss' is ante a of he die no Later tan 60 days alter the fri sent you the kst of this swami Ac such please do rutt rely cn this Hama on hihish the once or probkmaperd in1«mat Ian lo makepurchase or sae derides. laid( - Pekin/ you nine ad noes f number (il ay Te SIC prowl% and he supplemental promotion both do Statement ineueebekling' not aPni to We nay consolidate el edited tenut swamis Mt the purpods cr knew acccunn naked to thee en - Describe the error or he wafer you se wive abaft ma/ reflect gabs, nformaik oily forte period of alihmotan as clearly æ you can why you Nike e b al • Cenardnad tans controlled by (and %AA% nay selt ar}itr.S Mille Sane er,~ Accounts may be retned newt van) but held asw romieS Satin for his MP% bØ they he. "run who adi maiman time theyadheld a the Fim korehinorhal "ant" error a why you need mete Mandion Cat be added by pv hrunsal AØ - erode the dot% ~urn et he %peed wee (eg. «wan (0øn a LIBSBard (a/fah MU% AG lent account rdaionshus nth otte dents ei the salen Stamford ban". OD %teat Tench= act kg Taukt adass The prate 6 known as 'howelnoldng I you arrakk ad IMhaas of ritual lads rare sun peels to regne indirdual flaterttenbintikd n ~at* • t/nteelbed halm/bat %tun data c hake% shags re reg pored ~in tr nare d ne aeon% emmaced areal% ',via ism ay cute% tn. SDNY_GM00020681 CONFIDENTIAL EFTA_00 1 3 1 30 I EFTA01273508 Important information about your statement (Continued) thivithalicosity kits lhe tamation data for hies al - 11,k0 parry esternated vibesmaw be Si?WO as 'NM mamba of accounts at the trobindear hotting mutual Woven at registered fence mats of UBS Naxial Strikes lot mayor may non NW COOMISSWed damages ardor paced' n sevral southern when an 'nlepenani lads of ma tux; laniV Ino SO:linty reorsuricalon awns Daifend and other valuation firm Anent tippled co es matte to awn a - m akil On to 03m1W640$ Reeked ti Ortlealon wan rerrerreard kits and systematic purchase ten at each value when we become awa* that a rnienil now hat the Salo or darbuten of arnury arm= ad unit Yea S•pature it a mit:Weed Write mart. el visa combined to distgar one arrathd lot the • trade dice' wooed that may ell a cream, / reported valiant west air tom unit to Olt dent we amour lownetaial 1.85 Signathre creed cads and LEG Wa cobra, poesents the ordinal taxation baledate ClUeiten. a whin akin* muki be bghly speoitattie affiliate mew wave tang Carprotaboo from dad cads at issued byMSBat USA web thymispon from duo to the 'Wm> of the seanty many of me romance companies indemmirg the v ea u S A rooporatod • Callable thearkies Bonds and pirfaced stook thai the - then thither an Eva rent panne a sponsor away catadds Odom ol The henna commas issuer mit for ealy raleraaron %al beselected marl* rammed id/nano' a gaiSpaiy et mated wadi is ci sponsors a to url rows nee INKS wP 061ltute UBS Financial Servioes Int Rev 204207 by lot tom amen) a WasiteS of that call lip in out prooded to Nue ol Me warty wit be<Motu ton - Ott aliases also realm troth" COMMISWIS and Other nate a n nom te on for as deem Cat leave its pichst pm* Compontation from mutual lends nd notaxe N.:mutat, is Waned Wom thrd path" aid 'cora" - 'Coilrbaiorrs to dale' may Cita/gnu", of canga Oartcalies whow products we disrbute rot gutalYed Other Call Ieattns may cost Nisch mane a both - We remise an &tug fee from UfS Sank USA .inf US$ could ailed ytelt complete Mama kin ma bethoulded 'Cigna ate eve' dreams the mai olleng pew AG Scanlon/ thatch of up 12$ pa account op n reara per oat red may not WIN your cow bath seaming to the bats isKler the CBS Bra Sweep Programs . Canircatas of deposit (CDs) CDs afe WK cued opt • Itintricted stories ReAnctedsenirces gmemly aoe $293.000 n prinopat ail &crud natal pa dtpoytor not andlyeigble for pdalc late IRS Inatxiti Stera.1 Mail* aid pa drywhio-y rotate is accord-ma with Was the mart* precool the amtstridef mock of the tam InformaTian napardng corrni6cen NA Mlle charges our a as mimed Yak* foe the rewitsed star dor inasral n annecton wit the bead ot tithes. nckong dimposes of mosznexentomy To the cetera that cpbon Vavadons has been melded co cordentrons • Nowak* Faces &Oath fa S4CUnlies an1004e fest cted mite swell/dela salt tie kaldereceled rammed/IwoMel io you. and wit be diteded to you produces may be tither a hive, thrt the price that you rpm* On fE0i011 nay be sutrouritity Ins man the invutte yaw town Weeld aduallit receive in the make Prces are °Maned from vaam mid pitySC.0M Mull webele/et° be • EEL Nitinsted) ncatE curronyielft and raw An Stott selling relablr. but we do not garnet tee xouracy tstlnate Weimar nom* is based on week dreamd If you aengaged in short seilhp a warily. you may cos a - Worn:relying to dosng pm* wham aeatable cr the and slam ears. nutmeg the securities will b• held fOr (hate duel° cenan knowing costs NOM palcula moon or the bd aid ask aces Ice Isted *ones and one yea, from sirement date cc awl maturity This 9i0Xrty opthos M oink bd pea. for OTC motet estimate is ony a guthene. axing aid OXItelued - Let aayely prim senates maybe rad thew a n ame se not thrummed Opri orden vat :on moth, a the most Mani a la we obtained - Et Mated area income and arm WV lor cerlan Regarding Open Cr '900dailarKelled • orders that cope not andownot reflect an adua main price or vate NW:GI caries could Mute anitro of yrinota or ethaated by the lawmen, date. open buy ail sell stop - Certainpostions may thew, MI MA Apo:ears:I well gave galls n whkh eau the eSt 00:Me Calddarrent orders re iodated by the amount of dredends or (On on show z 'ma was not mailable' if we are salable to yeld)would be immured • mdkidendsor exingits date unlit rammed otherwise obtain a ace for a cowry - thanated annual mane awl anent Mil aid the by you You a -e revoroble for orders the are executed roe - Deposes a searles denominated n orrenoes other actud novo and wed mght be lower or heti," thri to your faitse to cancel existing open order tan u S dollars are eel Wet a the ochtrge seas of the esthate1 anoint the daterrent date - An el Mate of smaltred income Ovithid nee' Tax withheld:wan orabutiona ban LOS Pinola,' - For Oartatiseariaes trading n n011-CCthallni19 rawest) darted brine owerc make vas rtalwath %Mon IRAs dernmracco. ace aid quality dace vale)mat hae balance a lased on the lag dierand or maw Fedora lac taw coquets ILIECS hnithcial Serve:este withhold beat wpged to laoltale prop.' yabe.on pattern made byte over and assaries tie move to from yds stable IRA dlitrIbat cns W t you may To obtainDamn; quareald wren ada121e. WOO yet wort indoors wit be held fa ones,. from the AM not Whew morels( withhell or instead you may Norma Waco( statement dater trodmurky Montt ald elect to have lee witheld a acre or elated anoint at coMened wad ae not guaariteed you choose tor ninon vu reran in elfact untilrooted • Prima Manna and seructured products. Neat. by you You may testae your election s a-ry I Me by m.*.n9 -mammy motes radioing diroci pathdpation • Athettoot held by UPS Binomial Unica Cavil anew Otani If you do not haw mouth ', come tar pagan and realamte thestfnent trUct seountes) aid assns ere not WUbyteWm ad not *dm the fits wtheield IWO your datitutiOnS. you maybe wthombie fa Medved pathos ire genera, hghly then/ (elan possession or anvol Then asset re coplaykd m your the pawner of eretWidla. You may nor pea ate d the muctaed preata a Kan nor hem readered owm the gamma foe irdonnatronal poposes ony NON, acid anoints NNW and your estimated law pa/mints se not secants and elaride Commann a under any state raker, preSenled pro moiled by tie Camp lion MSS educe to Sit txcokgaion statutes Lam We Now* estmaed mates for ornate manna Winn C not reponsble for this nfoanabn emstmott warms ad seniors prodat ter and doesrot guarantee is acorry Mese assets tenet Privacy alma analpupoon only Acanacye not 9onnletd protected by WC a the Fern's supplimoma SaC To obtain a Copy ot0Lr Oarent OWN Peary Nam pare - Theo vatses maydiffer sthstantalt from plCeS, Ray coverage contact your F natal Advisor °widow wthorea at whth notate imestrnere seourty a structured rm.. comenownway maim maybe tour a foe aid do not necoaaily • Itavanua dialing and addkionalawyperimain. nice46401 the wax you may Wen* upon Ithadaton - n adiliten to mromissom on sales and Mil fees 1.65 Financial Savezes 6 riot a bat The WA. Fumed - cord poly etmaes of vat* are as of a ran dale mowed es conneam with the dotada on of mina SencesAaorit BSA and MLA Ye bran age a0XurrtS sot re lambed to !SS Naval Savors on aregdr finds to our dentswe anda our at riae rem.* Man provide access to baling seers ant peodads bays by an nOtperthent yalation fern Meru* Marna papunufromdeubutorsandor trough ma-rants Nth Owed backs rd other MS. l“ber. Senn Pflug evirnied reran if »don of tee tour funds that we sell new party balks aid thorny; vont to bunko aid amity My. all stgpled to to Wm by the over general amortts are based an two dinar.", arrporents poxidds isted by urialldated tad party inmate patina alpaca and maybe0VMM based en U* amount 01 'ashy ulaS a a partcuLY mutual had carpal*, through nvisice agency Lathed-yesof utS Other* iteration from that usedbytend panes to fang to or thews. ad Id the alma rate of a Nandi Satan Ix donee ther eStkoatcd van, namely wawa toed fang. shamNM a the Inn - You cal obtain adddenal Norman, regaling the - We and or al** also melee ratawkag aid t orepromt. own. and amuly nitehodology used to determine the el mate of vi re ontbdspeocesung lass in condefron for trailer root IOC hind • no bank thannwee May lose vain and the date of the Moirnacon that is the boa fa the agent stekos thY We prow* to rho rntual funds manse hyaena:Mg your Nandi Adam Thew fees yew*, re pad km inner sat iti the MIA ReSOLIOnAnyn'ent 30:04.01. Business Sams mutual lkod and at ati4d dOltt null basel on the Woorm SSA inda and nteMabOrial Refoisce ktrayertot SDNY_GM_00020682 CONFIDENTIAL EFTA_00131302 EFTA01273509 UBS U65 Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 February 2015 CNe70058103150215 IN 0 CHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: lndiv Account number: 55 Your financial Advisor: Questions a bout your statement? call your Financial Advisor Or the Value of your account RMA nesotacetine at 800-RMA- 1000, on January 30(S) on February 27 (1) account 029323568 Your assets 1,651,844.10 I ,721,543.43 Visit our websIte: Your liabilities 0.00 0.00 www.ubscomainancialseNices Value of your account $1,651544.10 31,721$43.43 Sources of your account growth Tracking the value of your account during 2015 Value of your account S Thousands at year end 2014 41)21,172.36 Net deposits and 1,721.2 1,6518 1,721.5 -42,121.99 • • withdraNals VP, eiveStrnent return: MO:lendand interest income 56,22934 Chance in market value 41735.28 Value of year amen on Fab 27, 2015 $1,721,543.43 Dec 2014 Ian 2015 Feb2015 SDNY GM 00020683 Promisor SIPC 0010009305En03i SW00070608800007 0215 030575001N/1235685500000W Page I of 16 CONFIDENTIAL EFTA_00B1303 EFTA01273510 Account name: Your fq asocial Advisor. UBS UBS Strategic Advisor February 2015 Friendly account name:Ir I Account number: SCOTT STACK MANLYI.E CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 27111 your account • Cash and money balances may include A Cash and money balances 33,136.51 1.92% Your current asset allocation available cash balances. UBS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 1,688,406.92 98 08% mutual fund sweep balances See the Important information about yaw statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 51,721,543.43 100.00% Value of your account $1,721,543.43 Eye on the markets Percentage change Index February 2015 Year to date S&P 500 5.75% 2.57% Russell 3000 5.79% 2.85% MSC I - Europe, Australia & Far East 5.99% 6.52% Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14% Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% CNP 7C000005810316 NP700O205088 C•3032 0215030579004 Y123568SSOCOMpitGitocoAtie 2 of 16 CONFIDENTIAL EFTA_00131304 EFTA01273511 Account name: . i. UBS Strategic Advisor Your Financial Advisor: SUBS February 2015 Friendly account Account number.name:~ SCOTT STACK 1,1Ael LYLE CASRIEL Change in the value of your account Summary of gains and losses Varies reported telow exclude products for which gam andlosses are not densificd February 2015 (11 Year to date (1) Realized gains and losses Unrealized Opening account value $1,651,844.10 $1,721,172.36 February 2015(1) Year to date (1) gains and Ass (I) Withckawals and fees, including investments transferred Short term 0.00 0.00 3,705 48 cut 0.00 -2,121.99 long term 9,032.81 9,032.81 330,212.97 Dividend aid interest income 3,343.16 6,229.34 Total $9,032.81 $9,032.81 $333,918.45 Change in market value 66,356.17 -3,736.28 Closing account value $1,721,543.43 $1,721,543.43 Cash activity summary See Account achwty the month for dela la Balances In your Sweep OpliCCIS are includedIn the cpenng and Dividend and interest income earned closing balances vat*. FDIC insurance appries only to deposits e u8S Bank USA, not to deposits at LOS AG. Stardord Branch or bank deposits placed through the UBSInternaioni Depose Account program. SIPC protection applies to money market sweep fund hddings but not bank deposits. Seeimportanr inearmation For purposes of His statement, total:arty of inkiest and dividend Income has been determined Iran a US about your statement on the Lastly.° pages al this document for detail tax reporting perspective. Based upon the residence of the account hokkr, account type, or product type, some Interest ardor dvidend payments may not be subject to United States WSJ ardor Puerto Rif.) (PR) February 2015(1) Year to date (S) Income tares The (tent month)), statement is not Intended to be used and cannot be reled upon for tat purposes. Clients should refer to the applkide lac reporting forms they receive from LISS annuity, such as Opening balances $7,281.76 $6,517.57 the fomnS 1099 and the FOrrnt 487. fee tar keening information It is the Prartke of U85 to file the epplicaUe tar reporting forms vAth the US Mterni Revenue Semce and PR Treasury Department and in Add bons such forrrn accurately class fy cimdends ardor Interest as tar exempt or taxable income. Pleat consult youI Dividend and interest Income Inciudual tar propane. 3,343 16 6,229.34 Proceeds from investment transactions 106,909.61 106,909.61 February 2015 ($) Year to date (f) Total additions $110,252.77 $113,138.95 Taxable dividends 3,342.76 6,228.71 Subtractions Taxable interest 0.40 0.47 Professional management fees and Total current year $3,343.16 $6,229.18 related services 0.00 -2,121.99 Prior year adjustment 0.00 0.16 Funds withdrawn for investments bought -84,398.02 -84,398 02 Total dividend & interest $3,343.16 $6,229.34 Total subtractions -$84,398.02 486,520.01 Net cash flow $25,854.75 $26,618.94 Closing balances $33,136.51 $33,136.51 SDNY GM 00020685 CtIP7COCS305C0031 7 NP70037050.88 COCCO 021S 03057%04 Y123568SSOOOCOCO Page 3 of 16 CONFIDENTIAL EFTA_0013 1305 EFTA01273512 UBS UBS Strategic Advisor February 2015 Account name: Friendly account name: C11-119. NE i1A EtL Your Ignandal Advisor: SCOTT STACK MAMLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest Period Ian 8 - Feb 5 Opening UBS Bank USA Deposit balance Jan 8 $7,950.20 Closing UBS Bank USA Deposit balance Feb 5 $30,565.37 Number of days in interest period 29 Average daily balance $10,937.24 Interest earned $0 40 Annual percentage yield earned 005% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fruncial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Current income B capital appreciation Your risk profile: Primary Aggressive investment eligibility cOnSideraban None sefected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. CNP700O0305E003i SW7000206088 C0032 0215 030575004 Y123583550 0ZIEMYGM00020tne 4 of 6 CONFIDENTIAL EFTA_00 1 3 1306 EFTA01273513 GHISLA1NE MAXWELL UBS Strategic Advisor Account name: Your PI nandal Advisor: *UBS February 2015 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some pnCes, income and current vanes ShPan May be apt:Oani:fie. ASS itnt. gam dnd lOsses may not be accurately refkaed. See rmporiant infosmabon about your statement a the end of tivs Itecument for more ink:tension. Cash Cash and money balances Casts anti money balances may include avatar& cash balances, UBS Bant USA deposit account balances, UBS AG Stardord Branch it bout account balances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the WC eat hn applicable limits, but are not protected by S1PC UBS AG Stanford Bran( h deposit ace oum balances an not insured by FDIC and are not protected by SIFC Money market sweep balances are protected by Stec but are not insured by the FDIC. See the Important information about your statement a the end of this document for details about those Sauces. Coning Want. Clovng Price per sham Average Dnicknd IMerest Days Hddng on Feb l(1) on Feb 27 (5) on fib 27(1) rate period period Cep /mount (I) WS BANK USA UP ACCT 7,281 76 33,136.51 250.000.00 Equities Common stock Purchase pricer Trade totter Average price PnCt per share vane on Unrealized Hddng Hddng date of shares per share (1) COS( basis (S) on Feb 27(51 Feb 27 (1) gan or loss (1) Period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500.030 26.619 13,309.95 30.060 15,030.00 1,720.05 ST Jan 30, 15 100.000 25.532 2,553 24 30.060 3,036 00 452.76 ST Security IOW 600.000 26 439 15,863.19 I 8,036 00 2,172.81 ANALOG DEVICES RC Symbol: ADI Exchange OTC EAL 42,802 Cisrent yield. 2.73% Nov 16, 11 13.000 37316 485.12 58.540 761.02 275.90 LT Nov 17, 11 13.000 35.393 460.12 58.540 761.02 300.90 LT Nov 18 II 35.000 35.502 1,24258 58.540 2,04890 806.32 LT Nov21, II 18.000 34371 618.68 58.540 1,053.72 435.04 LT Nov22, 11 15.000 33 338 500 07 58.540 878 10 378.03 LT Nov23, 11 22.003 32.655 71843 58.540 1,287.88 569.45 LT Nov25, II 7.000 32.460 227.22 58.540 409.78 182.56 LT comnoed next page SDNY GM 00020687 CelP7C003305810319NP7003205088 000O2 COI5 030579004 Y123568S50000000 Page S of 16 CONFIDENTIAL EFTA_00 3 1307 EFTA01273514 *UBS UBS Strategic Advisor Account name: Friendly account name: GTIS/AINE MAXWELL Your linandd Advisor: SCOTT STACK MANLYLE CASRIEL February 2015 Account number. Your assets Equities . Common stock kononuecil Purchase paw Trade Writer Average price Price per snare Vdue on Unrealized Hddng Hddng dab of than per share (5) Cost basis (S) on Feb 27(5) lab 27(5) gain cc Ion (5) period Nov28, 11 30.000 32.951 988.55 58.540 1,756.20 767.65 LT Nov29, 11 18.000 33472 60251 58.540 1,053.72 451.21 LT Nov29, 11 5.000 33.622 168.11 58.540 292.70 124.59 LT Apr 24, 12 30.000 37.567 1,127.01 58.540 1,756.20 629.19 LT Jan 23,13 1,056.000 43 209 45,62811 58.540 61.81124 16,189.43 LT Apr 22, 13 489.000 42.447 20,756.68 58.540 28,626.06 7,869.38 LT Security total 1,751.000 41.990 73,523.89 102,50334 28,979.65 AUTOMATIC DATA PROCESSNG INC Symbol ADP Exchange OTC EAI: 42,493 Cu'rent yield: 2.21% Aug 4, 11 146.000 42343 6,182.08 88.840 12,970.64 6,788.56 LT Aug 12, 11 4.000 40.955 163.82 88.840 355.36 191.54 LT Jan 23,13 767.000 52.320 40,129.93 88.840 68,140.28 28,010.35 LT Apr22, 13 355.000 56.870 20,189.01 88.840 31,538 20 11,349.19 LT Scarily total 1,272.000 52.409 66,664.84 113,004.48 46,339.64 BAXTER INTL INC Symbol. BAX Exchange. NYSE EAI: 43,236 arrant yield: 3.01% Jun 20,12 30.000 51.594 1,547.84 69.150 2,074.50 526.66 LT Jun 20, 12 17.000 51.522 875.89 69.150 1,175.55 299.66 LT Jun21, 12 29.000 52.077 1,510.25 69.150 2,005.35 495.10 LT Jun21,12 7.000 51.500 360.50 69.150 484.05 123.55 LT An 21, 12 5.000 52.216 261.08 69.150 345.75 84.67 LT Jun22.12 61.000 51.890 3,165.29 69.150 4,218 IS 1,052.86 LT Jan 23,13 768.000 66.658 51,19180 69.150 53,107.20 1,913.40 LT Apr22, 13 355.000 69318 24,608 00 69.150 24,548.25 -59.75 LT Sep 19, 13 74.000 72.165 5,340.28 69.150 5,117.10 -223.18 LT Sep 19, 13 6.000 71.875 431.25 69.150 414.90 -1635 LT Sep 19, 13 3.000 71.680 215.64 69.150 207.45 -8.19 LT Sep 20, 13 47.000 71.987 3,383.41 69.150 3,250.05 -133.36 LT Oct 3, 13 154.000 64.600 9,948.49 69.150 10,649.10 700.61 LT Security total 1,566.000 66.094 102,841.72 107,597.40 4,755.68 8tACKROCK INC Symbol: BLK Exchange: NYSE EAI: 43.244 Clanient yield: 2.35% Oct 5, 12 7.000 189.932 1,329.53 371.420 2,599.94 1,270.41 LT continued neat page CNP70008005810320NP70CO206088 00002 0215 030575004 v123568550C004My_Gm_00020%te 6 of 16 CONFIDENTIAL EFTA_00131308 EFTA01273515 GHISLAINE MAXWELL sUBS UBS Strategic Advisor Account name: Your alnand/I Advisor: Friendly account name: SCOTT STACKMAN1LYLE CASRIEL February 2015 Account number. Your assets Equities . Common stock (continued) Purchase paw Trade Number Away price Price per share Vdue on lime/axed HdcIng Hddng date of shares per setae ($) Cost basis ($) on Feb 27 (1) Feb 27(S) gain of lose ($) period Oct 5, 12 3.000 187.820 563.46 371.420 1,114.26 550.80 LT Oct 5, 12 2.000 186.670 373.34 371.420 742.84 369.50 LT Oct 8, 12 8.000 188.783 1,510.27 371.420 2,971.36 1,061.09 LT Oct 9, 12 15.000 189.185 2,837.79 371.420 5,571.30 2.733.51 LT Oct 9, 12 2.000 189010 378.02 371.420 742.84 364.82 LT Oct 10, 12 3.000 187.720 563.16 371.420 1,114.26 551.10 LT Oct 10, 12 2.000 187.670 375.34 371.420 742.84 367.50 LT Oct 10, 12 2.000 187.995 37599 371.420 742.84 366.85 LT lan 23,13 224.000 236.966 53,080.41 371.420 83,198.08 30,117.67 LT Apr 22. 13 104.000 251.093 26.11369 371.420 38,627.68 12,513.99 LT Security total 372.000 235216 87,501.00 138,168.24 50,667.24 CALfORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE EAI: 44 Current yield: 0.14% Feb 12, 14 59.200 8030 475.39 7.160 423.87 -51.52 LT Feb 12. 14 46.800 8.033 375.95 7.160 335.09 -40.86 LT Feb 12. 14 12.200 8.034 98.02 7.160 87.35 -10.67 LT Feb 12, 14 2.800 8.021 22.46 7.160 20.05 -2.41 LT Feb 13, 14 44.000 8.023 353.04 7.160 315.04 -38.00 LT Feb 13, 14 27.200 8.007 217.81 7.160 194.75 -23.06 LT Feb 13. 14 13.200 7.977 105.30 7.160 94.51 -10.79 LT Feb 13, 14 2.400 7.983 19.16 7.160 17.18 •1.98 LT Feb 14, 14 133.600 8.310 1,110.31 7.160 956.58 -153.73 LT Feb 18, 14 45.600 8.366 381.49 7.160 326.50 -54.99 LT Security total 387.000 8.163 3,158.93 2,770.92 -388.01 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: $3.108 Current yield: 3.38% tun 19.13 72.000 84.718 6,099.75 82.900 5,968.80 -130.95 LT An 20, 13 121.000 83.141 10,060.15 82.900 10,030.90 -29.25 LT 1Lel 20, 13 78.000 83.030 6,476.39 82.900 6,466.20 -10.19 LT lun 21. 13 204.000 82.904 16,912.44 82.900 16,911.60 -0.84 LT Jun 24, 13 111.000 81.517 9,048.46 82.900 9,201.90 153.44 LT Jun 25.13 73.000 82.354 6,011.86 82.900 6,051.70 39.84 LT G°661916gart Pa" GK CNP70006005810321 N1700020608800002 C015030575004 Y123503550000000 Page 7 of 16 CONFIDENTIAL EFTA_00131309 EFTA01273516 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilnandal Advisor, Friendly account name: SCOTT STACK MANLYLE CASR1EL February 2015 Account number. Your assets Equities . Common stock (continued) Purchase pace Trade Kerber Average price Price per share Velue on Unrealized Hddrq Melting date of shares per than (5) Cott bark (5) on Feb 27 (3) Feb 27 (5) gun or loss (5) period Jun 26, 13 69.000 82259 5,675.90 82.900 5,720.10 44.20 LT Jun27.13 141.000 82951 11,69612 82.900 11,68890 -7.22 LT lin 27, 13 7.000 82.925 580.48 82.900 580.30 -0.18 LT An 28.13 169.000 82.774 13,988.92 82.900 14,010.10 21.18 LT Jul 1, 13 65.000 82.781 5,380.78 82.900 5,388.50 7.72 LT Security total 1,110.000 82.821 91,931.25 92,019.00 87.75 OK GLOBAL INC COM Symbol: COK Exhange: OTC (Al: 4204 Current yield 1.03% Aug 4, I 1 48.667 18.379 894.45 46.830 2,279.06 1,384.61 LT Aug 12, 11 1.333 17.775 23.70 46.830 62.44 38.74 LT Jan 23, 13 255.667 22.709 5,806 16 46.830 11,972.87 6,166.71 LT Apr 22. 13 118.333 24.684 2,921.03 46.830 5,541.55 2,620.52 IT Security loud 424 000 22.748 9,645.34 19,855 92 10,210.58 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 42,292 Current yield: 2.15% Aug 4,11 174.000 41.632 7,244.05 70.820 12,322.613 5,078.63 LT Aug 12, 11 4.000 42.450 169.80 70.820 283.28 113.48 LT ian 23,13 910.000 54.240 49,358.63 70.820 64,446.20 15,087.57 LT Apr 22, 13 420.000 59.788 25,111.32 70.820 29,744.40 4,633.08 LT Security total 1,508.000 54200 81,883.80 106,796.56 24,912.76 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 4335 Current yield 0.75% Ian 28, I5 500.000 90.411 45,205.72 89.720 44,860.00 -345.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28, I 500.000 31.942 15,971.36 33.610 16,805.00 833.64 ST Jan 30, IS 250.000 29 431 7,357.75 33.610 8,402.50 1,044.75 ST Security total 750.000 31.105 23,329.11 25,207.50 1,87&39 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,086 Current yield: 3.05% Aug 4, I1 191.000 36.265 6,926.77 53.790 10273.89 3,347.12 LT Aug 12, 11 5.000 35.754 178.77 53.790 268.95 90.18 LT Jan 23,13 1,001.000 41.387 41,428 89 53.790 53,843 79 12,414.90 LT Apr 22, 13 464.000 50287 23,333.21 53,790 24,958.56 1,625.35 LT continued next page CNP7000700058I0322 NP7OOO2O6O88OOOO2O2 IS 030575064 VI 23568550 00Mgy_Gm_00020Iyale I of 16 CONFIDENTIAL EFTA_00 I 3 13 10 EFTA01273517 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your "Imandril Advisor: *UBS February 2015 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase lake Trade Humber Average price Price pee share Vain on Unedited Hddng Hddng date of shares per share ($) Cog basis ($) on Feb 27 (I) Feb 27 ($) gain or loss (S) period 1Le. 17, 13 148.000 49.739 7,361.45 53.790 7,960.92 599.47 LT Jun 18, 13 73.000 49.836 3,638.07 53.790 3,926.67 288.60 LT Salty total 1,882.00) 44 031 82,867.16 101,232.78 18,365.62 JOHISON & JOHNSON COM Symbol: intl Exchange: NYSE EAI: 42,985 Currant yield:2.73% Aug 4,11 123.000 62377 7,672.38 102.510 12,608.73 4,936.35 LT Aug 12, 11 3.000 63.730 191.19 102.510 30733 116.34 LT Jan 23,13 642.000 72.736 46,696.71 102.510 65,811.42 19,114.71 LT Apr 22, 13 298.000 84.721 25247.10 102.510 30,547.98 5,300.88 LT Security total 1,066.000 74.866 79,807.38 109,275.66 29,468.28 MCDONALDS CORP Symbol MCD Exchange: NYSE EAI: $3,461 Current yield: 3.44% Aug 4,11 95.000 84.969 8,072.06 98.900 9,395.50 1,323.44 LT Aug 12, 11 3.000 85.910 257.73 98.900 296.70 3897 LT Nov29, 12 8.000 86.456 691.65 98.900 791.20 99.55 LT Jan 23,13 555.000 93.053 51,644.75 98.900 54,889.50 3244.75 LT Apr22. 13 255.000 99318 25,326 32 98.900 25219 50 -106.82 LT Sep 19, 13 78.000 97.879 7,634.63 98.900 7,714.20 7957 LT Sep 19, 13 22.003 97.425 2,143 36 98.900 2,175.80 32.44 LT Sep 19.13 2.000 97.830 195.66 98.900 197.80 2.14 LT Security total 1,018.000 94269 95,966.16 100,680.20 4,714.04 PEOERA ENERGY RC COM Symbol: NEE Exchange NYSE EAI: $3,579 Current yield: 2.98% Aug 4,11 134.000 52.960 7,096.75 103.460 13,863.64 6,76689 LT Aug 12, 11 3.000 52.530 157.59 103.460 310.38 152.79 LT Jan 23,13 700.000 71.610 50,127.21 103.460 72,422.00 22,294.79 LT Apr22, 13 325.000 79.757 25,921.06 103.460 33,624.50 7,703.44 LT Security total 1,162.000 71.689 83,302.61 120220.52 36,917.91 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 42,791 Current yield: 3.70% Feb 12,14 148.000 88.959 13,165.96 77.880 11,526.24 .1,639.72 LT Feb 12, 14 117.000 88.989 10,411.82 77.880 9,111.96 .1,299.86 LT continued neat page SONY GM 00020691 CW0006005810323 NP7000206088 00002 0715 030575001Ni2356855000000D Pogo 9 of 16 CONFIDENTIAL EFTA_0013131 I EFTA01273518 *UBS UBS Strategic Advisor February 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Yourig nanciol Advisor, SCOTT STACK MAI4LYLE CANCEL Your assets Equities . Common stock (continued) Purchase prices Flack Weber Average price Pnce per shut \UN!' on Unframed Molting unifing date of shams per share (S) Carl basis (S) on Feb 27(S) Fab 27(S) on or loss (S) Puled Feb 12, 14 32.003 89.002 2,848.07 77.880 2,492.16 -355.91 LT Feb 12, 14 7.000 88 857 622 00 77.880 545.16 -76.84 LT Feb 13, 14 110.000 88 885 9,777.41 77.880 8,566 80 -1,210.61 LT Feb 13, 14 68.000 88.708 6,03219 77.880 5295.84 •736.35 LT Feb 13, 14 33.000 88 369 2,916 19 77.880 2,570.04 •346.15 LT Feb 13, 14 6.000 88.421 530.53 77.880 46728 -63.25 LT Feb 14, 14 334.000 92 065 30,74982 77.880 26.011 92 4,737.90 LT Feb 18, 14 114.003 92.677 10,565 23 77.880 8,878 32 -1,686.91 LT Sectrity total 969.000 90 422 87,619.22 75,465 72 -12,153.50 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 43.023 Current yield: 2.65% Aug 4,11 115.003 63.979 7,357.65 98.980 11,382.70 4,025.05 LT Aug 12, 11 3.000 63 023 98.980 296 94 107.87 IT May 16, 12 6.000 68 535 4 1 189 1.2 071 98.980 593.88 182.67 LT Oct 24. 12 1.000 68.690 68.69 98.980 98 98 30.29 LT Oct 25, 12 2.000 68810 737.62 98.980 197 96 60.34 LT Oct 26. 12 1.000 68.890 68.89 98.980 9898 30.09 LT Oct 31.12 1.000 69 370 69.37 98.980 98 98 29.61 LT Nov6,12 1.000 69370 69.37 98.980 98.98 29.61 LT Nov 7, 12 1.000 69 150 69. 15 98.980 98.98 29.83 LT Nov8,12 2.000 69090 138 18 98.980 197 96 59.78 LT Jan 23,13 699.003 72 166 50,444.31 98.980 69,187.02 18,742.71 LT Apr 22, 13 322.000 82 251 26,484 85 98.980 31,871 56 5386.71 LT Security Wt.& 1,154.000 74.097 85,508 36 114,222.92 28,714.56 PROCTER &GAMBLE CO Symbol: PG Fichange• NYSE EAI: 42,919 anent yield. 3 02% Aug 4, 1 1 118.003 60.103 7,092 22 85.130 10,045 34 2,953.12 IT Aug 12, 11 3.000 60.896 182.69 85.130 255.39 72.70 LT Jan 23, 13 619.000 69941 43,293 73 85.130 52,695 47 9,401.74 LT Apr 22, 13 286.003 81.332 23,261.18 85.130 24,347.18 1,086.00 LT Apr 24, 13 108003 77.762 8,398.32 85.130 9,194.04 795.72 LT Security total 1,134 COO 72 512 82,228 14 96,537.42 14,309.28 continued next page CNP7C008005810324 N1'700020608800032 0215030575004 Yi2356855000MYGM0002tien 10 of 16 CONFIDENTIAL EFTA 0(1131312 EFTA01273519 SUBS UBS Strategic Advisor Account name: Your Financial Advisor: Friendly account name: IPJ SCOTT STACK MAP/LYLE CASRIEL February 2015 Account number. Your assets Equities . common stock (continued) Purchase pow Trace Horne Average price Price per share Value on uneedized Hddng Hddng date of snares per shale (0 Cost basis (S) on Feb 27(11 Feb 27 (1) gain or loss (1) Period TRAVELERS COS noire Symbol: TRV Exchange NYSE EAT 12,534 Current yield: 2.05% Apr 24, 12 20.000 63 432 1,26864 107.440 2,148.80 880.16 LT Apr 24, 12 4.000 63 350 253.40 107.440 42976 176.36 LT Apr 24,12 1.000 63560 63.56 107.440 107.44 43.88 LT Apr 25, 12 10.003 63 520 635 20 107.440 1,074 40 439.20 LT Apr 25, 12 10.000 63.617 636.17 107.440 1,074.40 438.23 LT Apr 25, 12 10.000 63.659 636 59 107.440 1,07440 437.81 LT Apr 25, 12 2.000 63.545 127.09 107.440 214.88 87.79 LT Apr 25, 12 2.000 63.645 127.29 107.440 214.88 87.59 LT Apr 25, 12 2.000 63 745 127 49 107.440 21488 87.39 LT Apr 26, 12 5.000 63.928 319.64 107,440 537.20 217.56 LT Apr 26, 12 2.000 63.920 127.84 107.440 214.88 87.04 LT Apr 26, 12 2.000 63.930 127.86 107.440 214.88 87.02 LT Apr 26, 12 1.000 63.720 6332 107.440 107.44 43,72 LT May 1, 12 15000 64.637 %9.56 107.440 1,611 60 642.04 LT May 1, 12 6.000 64.715 38629 107.440 644.64 256.35 LT May 1, 12 6.000 64 975 389 85 107.440 644.64 254.79 LT May 1, 12 2.000 64.850 129.70 107.440 214.88 85.18 LT May 1, 12 1.000 64.820 64.82 107.440 107.44 42.62 LT May 2, 12 7.000 64 374 450.62 107.440 752.08 301.46 LT May 2, 12 4.000 64.410 257.64 107.440 429.76 172.12 LT May 2, 12 2.000 64.320 128 64 107.440 214.88 86.24 LT May 3, 12 4.000 64.960 259.84 107.440 429.76 169.92 LT May 3, 12 2.000 64.675 129.35 107.440 214.88 85.53 LT May 3, 12 2.000 64 910 129 82 107.440 214.88 85.06 LT Jan 23,13 629.000 77.560 48,785.62 107.410 67,579.76 18,794.14 LT Apr 22, 13 290.000 84.719 24,568 68 107.440 31,157.60 6,588.92 LT May 22, 13 111.000 83.807 9,302.58 107.440 11,925.84 2,623.26 LT Security total 1,152.003 78.533 90,469.50 123,770.88 33,301.38 continued next page SONY GM 00020693 CHP700030051310325NP7003205088 00032 0215 03057%04 Y123568%000:000 Pegs 11 of 16 CONFIDENTIAL EFTA_001313B EFTA01273520 *UBS UBS Strategic Advisor r4--r:qr, 2r), s Account nome: Friendly account name: Account nu rober: GHISLAINE MAXWELL Your K eendal Advisor: SCOTT STACK MAIILYLE CASR1EL Equities . Common stock (continvec) Your assets .E Purrnaw pic« MeV Nimber average pore Pnce per Ogre Velue on Un:et/del Heidng bicldng date of :haret per claie (S) Cou batit (S) on Feb 27 (5) Feb 27 (1) gain or Ion (1) pend XXINX1NC Symbol: XLNX Exchange: OTC EAI: $2,086 Curent yield: 2.74% Sep 7, 12 25 003 34 770 869.27 42.370 1,059 25 189.98 LT Sep 7, 12 5.000 34846 174.23 41370 21185 37.62 LT Sep 10. 12 37.000 34.845 1289.29 42.370 1,567.69 278.40 LT Sep 10, 12 3.000 34 660 103 98 42370 127.11 23.13 LT Sep 11, 12 20.003 34.853 69706 42.370 847.40 150.34 LT Sep 12. 12 18.003 35 006 630 1 1 42.370 762.66 132.55 LT Sep 13, 12 21.0O3 34.886 732.61 42.370 889.77 157.16 LT Sep 14, 12 19.003 35 536 675 19 42.370 805.03 129.84 LT Sep 17, 12 7.000 35 151 246 06 42.370 296.59 50.53 LT Oct 24, 12 3.000 32.523 97.57 42.370 127.11 29.54 LT Oct 25, 12 5.000 32.522 162 61 42.370 211 85 49.24 LT Oct 26, 12 3.000 32.776 98.33 42.370 127.11 28.78 LT Oct 31. 12 1.000 32.770 32.77 42.370 42.37 9.60 LT Nov 1, 12 2.000 33.360 66.72 42.370 84.74 18.02 LT Nov 1, 12 1.000 33.520 33.52 42.370 42.37 8.85 LT Nov 1, 12 1.000 33.530 33.53 42.370 42 37 8.8.4 LT Nov 2, 12 1.000 33.550 33.55 42.370 42.37 a82 LT Nov 5,12 1.000 33.190 33.19 42.370 42.37 9.18 LT Nov6, 12 3.000 33.886 101.66 42.370 127 11 25.45 LT Nov 7, 12 2.000 34.025 68.05 41370 84.74 16.69 LT Nov 7, 12 1.000 33.910 33.91 42.370 42 37 8.46 LT Nov8, 12 4.000 34.032 136.13 42.370 169.48 33.35 LT Nov8, 12 1.000 33.860 33.86 42.370 42.37 881 LT Nov28, 12 4.000 34 312 137.25 42.370 169.48 32.23 LT f4ov28, 12 3.000 34.410 103.23 42.370 127.1 1 23.88 LT Nov29, 12 15.003 34.583 518.75 42.370 635.55 116.80 LT Nov29, 12 3.000 34.493 103.48 42.370 127.11 23.63 LT Jan 23,13 1087.000 36.805 40.00801 42.370 46,056.19 6.048.18 LT Apr 22, 13 502.000 35.691 17,917 23 42.370 21269.74 3,352.51 LT Secunty total 1,798.003 36.246 65,171.15 76,181.26 11,010.11 contrnuednext page CNP7DOCEO0S810326NP70CO205088 00032 0215030575004 Y123593S500)fflyGro0002ben 12 Of 16 CONFIDENTIAL EFTA_00 1 3 13 14 EFTA01273521 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Frit ndly account name:Ind Your Finandal Advisor: SCOTT STACK MANILYLE CASRIEL sUBS February 2015 Account number. Your assets Equities . Common stock (continued) l'orth.r.ef.A1W Weber Average price Price per share Yen on Unrealized tiding of shares per share ($) Cost basis CO on Feb27(1) Feb 27 (1) gain or loss ft) period Total $1.354,4$8.47 31,688,406.92 $333,918.45 Total estimated annual income: $44,182 Your total assets Po Frontage of Cost evimated unrerazed Value on Feb 27 (1) your account bask (1) annual locum/III can or less (t) Cash Cash aid money balances 33,136.51 1.92% 33,136.51 Equities Common stook 1,688.406.92 98.08% 1.354,488.47 44,18200 333.918A5 Total $1,721,543.43 100.00% $1,387,624.98 $44,182.00 $333,918.45 Account activity this month Date ActSty Descrption Armoire (1) Dividend and intmestmcome Taxable dnaclends Feb 2 Dvidend GENL MILLS INC PAID ON 1882 771.62 Feb17 Cwidend COLGATE PALMC/UVE CO PAID ON 1508AS OF 02116115 542.88 Feb17 Cividend PROCTER & GAMBLE CO PAID ON 1134 729.84 Feb 20 Covidend CATERPILLAR INC PAO ON 1110 777.00 Feb 25 Cividend XIUNX INC PAID ON 1798 $21.42 Total taxable dividends $3342.76 Taxable interest Feb6 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF 0210915 0.40 Total taxable interest $040 Total dividend and ieterest income $3,343.16 Invesbnent transactions FOI mare information abate the price value shown for restricted sic Wires, see Important Wormatlee about your statement at the end of this doewent Proceeds Iran Funds irnestment withdrawn 1Ct Accrued out Actiety Desciption Quantity value (S) Price ft) transact/cos ($) inVtStrntnIS bC4190t (1) IlleftS1(0 Feb 2 Bought ECG RESOURCES INC 500.000 90.411440 -45.205.72 Feb 2 Bought FORTINET INC 500.000 31.942727 •15,971.36 Feb 2 Bought AECOM 500.000 26.619900 -13,309.95 continued next page SONY GM 00020695 CNP700C6005810327 NP7000206088 00002 0215 030575004 Y123568550000000 Page 13 of 16 CONFIDENTIAL EFTA_OOI 3 13 15 EFTA01273522 *DT BS UBS Strategic Advisor Februa 2015 Account name: Friendly account name: GHISL.AINE h1.10AN ELL Your 15sandal Advisor: SCOTT STACK MANLYLE CASRIEL Account number: Account activity this month (C0ntrivedl Investment transactions (continued) Proceeds fran Funds investment viithdrawn la Accrued Gore actimte Descepteon Quantity value CS) Price (S) transactions (S) ineeslments bogy (S) interest (S) Feb 2 Sold UNITED PARCEL SERVICE INC CL B -1,061.000 100 765287 106,909.61 Feb 4 Bought FORTINET INC 293030 29.431030 -7,357.75 Feb 4 Bought AECOM 103.003 25 532400 -2,553 74 Total $106,909.61 .$84,398.02 Date ACtMty De-Sorption amount IS) Money balance activities Jan 30 Balance fonvard $7281.76 Feb3 Deposit UBS BANK USA DEPOSIT ACCOUNT 33.194.20 Feb 4 Withdrawi UBS BANK USA DEPOSIT ACCOUNT -9910.99 Fob 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/05/15 0.40 Feb IS Deposit UBS BANK USA DEPOSIT ACCOUNT 1272.72 Feb23 Deposit UBS BANK USA DEPOSIT ACCOUNT 777.00 Feb26 Deposit UBS BANK USA DEPOSIT ACCOUNT 521.42 feb 27 Closing UBS Bank USA Deposit Account $33,136.51 The UBS Ban% USA Deocat Account is your primary sweep coition Realized gains and losses The estimated realzed gariS and losses sloven below are not for tar purposes. Please rote that win or loss informemon We mai not adult gans and losses fa al carral changes We aucrnaticaty adjust ton basis for recognized en the sae or rectin-ption of ce man Structured Products. ke Contingent Ott( Securities. may to tac.eyerrot and AMT coupon munirga securities for estimated anon talon of taidprecreutns aid for accreted0SO got nary and net capita, gain or loss. Please cheek with your tat aChtS01 TO Cal( time gains and losses. sne fat secunties issued at adsCount a you requestedttyt yes0051<CM 0a% for the bend premium amortization on liquidate the eldest security lot first. This is known as the lirstin first-out or FIFO accounting melhO3 We use taiaue debt sec unties then cost bats reflected for these secunties has been adusied Bundles in the Undassil*d U.S metrytd unless you specified which tae lot to close when you placedyea ceder. This is known as a seisus section can not Declassified as short term or long Dim Decant infounalson is mssing of the product is one in which purchases of VSP order. See larpottent information about your statement * the end of this document fa more the ga Moss calculation is not provided Long-term capital gains and losses Wash sale Quantity or Purchase Sale Sle Cost cost basis Security descrption face vane dare date amount (S) bans (5) adunmem(1) Loss (5) Gain (S) UNITED PARCEL SEFACL INC CL B FIFO 82.000 Sep 19, 13 Jan 28, 15 8,262.57 7,525.90 736.67 RFO 19.000 Sep 19, 13 Jan 28, 15 1,914.90 1,740.88 173.62 RFO 107.000 Sep 20, 13 Jan 28, 15 10,781.65 9,823.18 958.47 FIFO 26.000 Sep 20, 13 Jan 28, 15 2,619.84 2,387.71 232.13 continued neat page CNP7C0C0301610328NP70CO205088 00002 0215 030579304 Y123993$5003MyGht0002ase 14 of 16 CONFIDENTIAL EFTA_00131316 EFTA01273523 UBS Strategic Advisor Account name: G1-115LAINE MAXWELL Your Financial Advisor: SUBS :0- t Friendly account name: ir r Account number. SCOTT STACK MA:ILYLE CASRIEL Realized gains and losses (continued) Long-term capital gains and losses (continued) wash sale OuaNty or PurChaSe Sale 5de COSI COSI basis Method Iae value dose date amour (I) basis 0) adjustment(S) Las 0) Gain CD FIFO 93.000 Sep 23,13 Jan 28, 15 9370.96 8,467.59 903.37 FiF0 41.000 Sep 24,13 Jan 28, IS 4,131.29 3,758.20 373.09 FiFO 93.000 Sep 24,13 Jan 28, 15 9370.96 8,520.00 850.96 FF10 62.000 Sep 25,13 Jan 28, IS 6,247.31 5,650.56 596.75 FIFO 11.000 Sep 25,13 Jan 28, IS 1,loat* 1,001.99 106.41 FIFO 64.000 Sep 26,13 ken 28. IS 6,448.83 5,855,30 593.53 FIFO 54.000 Sep 27,13 Jan 28, IS 5,441.21 4,920.33 520.88 RFO 46.000 Sep 30,13 Jan 28, IS 4,635.10 4,207.86 427.24 FIFO 46.000 Oct 01, 13 Jan 28, IS 4,635.10 4,216.73 418,37 1110 6.000 Oct 01, 13 Jan 28, IS 604.58 549.90 54.68 1110 61.000 Oct 02, 13 Jan 28, 15 6,146.54 sssas4 587.70 FIFO 19.000 Oct 02, 13 Jan 28, IS 1,914.50 1,730.29 18.4.21 1110 55.000 Oct 03, 13 Jan 28, IS 5,541.97 4,968.58 57339 i'FO 55.000 Oct 04, 13 Jan 28, IS 5,541.97 4,985.96 556.01 121.000 Jan 17,14 Jan 28, IS 12,192.33 12,007.00 185.33 Total 5106.009.61 597.876.80 59.032.81 Net long-term capital gains or losses 59.032.81 Net capital gains/losses: 59.032.81 SDNY GM 00020697 CNP700C0305810329 NP700O205088 C0002 0215 030575004 Y123568550 0003C0 Pap 15 of 16 CONFIDENTIAL EFTA_0013 13 17 EFTA01273524 Your notes CNP70009005810330 N1'700O205088 00002 0215030575004 Y1235643550 COigiNyy_Ght0002tel 16 of 16 End of statement for account number- SS CONFIDENTIAL EFTA_001313 I 8 EFTA01273525 Important information about your statement Fnancial Webs Inc ~rem ixWSFawnI Smith/. The km orC ad hum mil ~agate yote conplant ad hob« on he hicks and records of the aciliatki an or threlcom — you may Oak* focusithollng by ding your IS a menher of al prinkalsecunty. camodk and epsans will cortea any eicor promptly Haider agent Framal Advbor echirges OBSF Mtn% Nvces and Uth Bank lint en Mina iikmliras of 18S AG and kiln% of WS Secorais hose man al d-iecks payable to the Fenor to hatta • Conan me:antra conna-tt or rums% %rem kr 9. Monday mount name LLC thee em's entail ~mere it astable won remitt nuluin, ndested on cio front of to slaement haddliT Inn% panships and prvae ~ens) that ate nix ThftimdN aØ nane reflects mfarroticn that you the knits emotes ahem at a to tin anotail fees. azounn may be objet to registered Vad« the Smurnes Act of 1933. and therefor, the Hors wine senses %see It 6 a mamma« las hags lor um payrera far matte: cutoinInho 'mason mob« by you so azh you wth U3S Peron Sevhs he pundtro.; aid chinas Ice aped arens i ths abcosnts • Correrodhs %numb W 9. Prop ~is aid your ~mph] it hin no %a effect on your ~UM 1200 Harbor Boolean Accounts hat are ankh.] to Wm nittutems may be meatus meal antacid, extyclep lutures commas and You can Make pv Fremdy aØ navies. hroup GNP ihihNink en NJ 07086 %pa to a under fee. OterandnY %No cornea Sens of ble:ntalinj »NS &tarot, AO•bc< his suumem repreins the cribrofIchrected of >cm IIBS NIBS Sweep Options The SIC protection and the apil~alprotrabn do not Anziont %endow Financial Sauces account Other records. %apt olloal tar UBS Oka OplaiS for ~Cat bantwes. Names to speck Msse assetshen A hey ottimse »pea-ate • Vabe of war acouraposkno NB &asses and doomenz. conuhng ØBØ dau should not be teled bad deposits al Wallah oar, in!WS AG karriord brim staximms The WC pronr:h and the swpWrwit upon if you berme doom 6 an make Nook pen (Bark Swom AN") : %heymarket mutual lindiniocy pritteCISM do not holed pans* du gets n the market • AyeblmeldnYaldDlerd9hbalåCMvlkbtlp • ot it ~hack n wring» helkanch ~ape of he Evils) arid the ThwyntionalWoost Accoint alfor våbed yov inrestrimuserketer z armul d matel resumed apirndooheey(m)ndGkbalTrrlt Depositn unreal.% Wm:emoting your moon customers won al mentioned Amoy% hanagernent inommint. rzus branaPKY of otherwise) marks to maket anl eertain %eh not held by he Ern Account hicugh the% Sweep Programs. can batirxes Does rot ncihnunionsd sonifitedassets a he en1 ol tlx %scup al fans awn ant ironed b be mono. re swept so WS Bad USA ug ki n egabkhed ren and Moen Womixon e ratable...pm naiad Yat may ',bun mix and men Illtentent pent a Mir% hanalems, swiroint Nand] rot be used for tar bubo% 48 Mai to WS AG Stair-lord Banco, a a Many Fura Deposes more information and WC. Pidudn9 the WC Brodin unrested stork col ens and eretistb stods plans solely on yea.% la lams. . Forn 1099. 5498. 1042$. at WS Balt WA are 'OK enured n acootathe with FOK by canting SEC at 202-37 W300 ix by mittig the SPC • Oakes %Wes Øt balances. outstandingmks etc) ohm pinning your la return term is mph% by Ns For non dannacin one nut way( klic 9,v webyte at loan. ask teie shed account Nines 14.4 10 reton tott RS al than le dirdends. mporittlenen- OPpOnt5 41,5 AG Halted Brant ad tomcat:hey • cassonsity eaterces Tots of unezed hobbit-cat ladblp dvdsmdi ad tackle men tamed en spumes Funds rend ensued by the FCC Dkieleni Re kreesment Program IMP) kV n your teen rin proceeds on sak tranuctons, aid blanks. DV; WS Bank VSA Min balancr. OBS AG the pup relleeed is a arnje knee TOu Ma) °hen the Surd% Branch depose balances sod matey makte Nadi ma bacon ense coed scorn nvough the OA whin to can banens am crap? to &tulip-ate9n" your fawn //boor Wry nnole nes NO sweep banm a the dose of the statement P40:4 «WM accounts a WS AG ~York Branch and WS AG are piano% knife OR P. paneltam kil te son and me Noniamencdiry Mat nede balances n yeti, aaOunl ~not Cemmunicedont wit Vs Firm Caplan Braa1,. These deposits are net need by thmeDIC ash nil be deposnel n you amours lhedvhend segregaed from at% balaxes ~the konrrosy uce any ol • please re ccal.mi airy oral onennwons nwrmn9to Balances NU If the WS AG Corm Bran re empowily Nina.% prize spplitd by the issuer nog cafe from the hissed to he swamp ri-S of the C aims, hands, and these hads n the ordny course of its hashes, Rome funds furrier peeled your rajas %Wing you* rglos under the mint ix% re dodo the pain tees ad sold ase nabs kon pia demand Ins 1St 6 Indkod in he karkes %en Protection Act (SPA) Mere h is dunked - other oho Stank of USS AG to repay he oath% Ms de on the WS Caymans Brach's boda. arrant pm% doseg value Caste-blip • 6 /no fink munition onto top Wt cd the km of to Only tok unit flay be hol in pur azoint a you re Lend hg information danni 6 not MS ~oaf ~vs. UBS Fruncir Deposits a IC Bat USA and tab WS AG Branch any n01 ontind to soma we sank of a rinciend ~non or For detakd Mammon on he/ rat lend% panne% Set-item:n*6m yote acoxrit as death; broke by proem% by SPC Money Fund sham are mocha% by Sec ~h. the Finn wll ether 3?-1 perial kris a orket price clodoon Sato puehpn R4aliteititp Arden% or arapementeath the INNS mfl on We Wormed See 'WS brisket Sens Accost Protection' Now a accept an atom, denymend by aregistered Wang Account batsman, aid the General Tin and Conditions you ot tens rebtiontlip then you owed tit snaua In agercy. and cede you account Upon you rP4a.2. NM.% n tie frank Sweep Program or WS khan of °Me Practices make h 49nemer4" tri cap thy NM aril WiffkiPs re heated a WS erdeeckaires YØ hhM r work- "rib...ex:inn Ftunzal ~sand not the etrodukg broker. aid you OA may Is yank^ ad Shaes of a Pant( Fond maybe Investment «Healy« must ~tampon of my shoeOran% to both In spitted, and the morph returned to you a yos he nazism obrives and fit prof in are specic to each %onto% tonne Your mats acoxim and may vary between Stem ahem the enn Yof statement nines seositns and other assets7641 n All Nowt stateroom shrine deemed camp» end month, in soreng of any mnicanc dampe h your Nunn fisher nlanicn tout skittle nep options. exbdng the noun a he ed et the Manioc peri:d You may dt acarate 6 roe objected Co n ~try whin 60 days station or enestirkkg cbschm For eado accoure held for trimvy ol !Lay paid .4turits, zany Ins You may cart intent, ram ard pens. 6 ....little x you choose one of Me fo lowng mestment objects www ubsotelsweepoitels Mom your f nenna Øra hy recent swirls used a ban tolkeiona aber PhmStim • itemu direct custernen aterplants irguret to the tres • Pedigo fumy,: :Nome olamens singing tly• blame at on tern Any panties Panned b U4 Fm On Rebhan Worm% at 2014S/1699ot talk% calling 806762-1000 gnat en d harm only dviog lee summer: pa% are lided a awns Tama of al $00-354-9,03. 8 00A NI to 6 CO PM ET ~Ay • Min Cbatali1PPAPSOn klingrrallt *Eking growth the end of the Nan% period thsup fedy. a in stinga uBS 'ank' Senks %JOS Feteretbl Shakes nets ppetinsam The Fern name-Met of the Secure:es ryes« Proteaion e pieXpall halm hands generate» of name • Con bash r, detemeing the coX basis cf the stashes Clem Nikons Depattrrent PO Box 766 Union City NI • Reduce Conilmatoon of income and CyX.dx0flonfIf naked n this suierrient SW? Mks% phi he 07(07 CObOrahn (WO. Beim protects seosnies xcocens of es makes sts to 1500000 Welkin; 1250000 for dams for hantrins %L ing both he gnat« of room ad number 15$ Win' Stivashas ivied on <Nil SaC sae ;o en«, tres Øhlo all Kamm goaded pr ncpat %anion Obtained trim sources other ha 1135 • to case of enema mesons about so ekcoons lufg, Fawn Senf[es. netudng nlarnation Iran woks fen trend« (lin bill Penn; or WS TOY do's cad ~yaks% n aorta/la-Ca:Mk The Firm 'opt win tiomn folies. ha aho pet:bawd Overall risk profiles or ha you may hate plOidtd 10 your Nan Myatt trashions, call æO762.1000 a eime to WSWaned • Con /Anne Seeks to frank Mir pØ( van km The Finn Met not independently evt y or guranhe to Wm% hc. 1050 nabor BW .6th I bat We€teske, , N) stplannatat gronaon inenuranuen anoint payable to all NIP% {Bonn. colkchrokunder *Ps potetion o 550) risk and plank to the roan nth. wen 4 Na means anracy er eXidey of any stamson presided by sours 07086. Ann IMM8SA servos the %Pam does net ginerne *picot income« on to USSFramal Stotts. mike, as of Wants It/ 2013 rena ntatel may rice keep pace nth nØ CM «notes Ption as you cart tipsiness:a • Aitttketia Vining so amps syne reh to pØ In Phan Stough WS Fbandal With. genehly statement or recept 6 vlOrh9 only% need mot skyt tote pokkarditiorn eid~fit can at he end cem Nun ØP0Ø fa up ks SI 9 milk n *be sine virre mix eity » so* higher means updates his isform ew as c 6 Atchred. he NA does roc demon, about strain on the slam% et magi (*hide any ~ads ha he neonmon vider 'Cost The kin ce c xd mew (as SP katile)must year on n you aggregate toe SI pur axotnisheS n a sancta capack • Agawam %Ong to axed eign risk teihrlaPal ad hgh A copy ol he poky timOng o sookblesiPon rrTma wrathy» %thigh returns am time bah' ad -lweaireil phross" is Øm a of he die no ker kw 60 days alter the frisere you the kst of this tamtone As SM please do rutt rely ca this suwern on yindi hegra or probkm maw% id «mat is to make ;honk' er sae %inns. laid( - hoider you nine ad mant vetoer (il and The WC month and he supplemental gnaw both do Statement locketheitlinr not SPIT to We rimyconsolidate el netted hook, statements with the omens« New% ~in Pained to the earn - Describe IN error or te wader yen se knee Lou ma/reflect grirons nformakt oily for the period of ad than as clearly æ youcan doe you belme a is al • Count ran taxes controlled by (and %kited n your selt ar}itr.S Mille Sane er,~ Accounts may be reload moan yak) but held asw rom te5 fina,cii Sermon for Nis Ian% hake they he. wan eho a% nankin lure theyreheld a the Pen, herehinormil Months error «holy you need mete Manion Cat be added by pa Ewan% And - ire ide tie dots nun, el the summed wee (eg Chan (8øN a LIBSBark, «XX?' ail% AG lent amours rehionshps nth otwe. dents ei he salen Stamford Wink nsuramehochat ixkiong Taub» ahem, Ru brake a knonn as "nometioldng • I you whir% ad Minims of mini lynch vite sun peels to make indirdual flaterttenbintikd n ~at* • Onset-zed galnabzem Nem data h sabb shags re registered decay ei te nrne d the Novi •,setv4.J krrealzo lett It;YS a2 omits Ice SDNY_GM_00020699 CONFIDENTIAL EFFA_00 1 3 1 3 1 9 EFTA01273526 Important information about your statement (Continued) intreidultareity lots the Inman data fa - 'MN party estimated yams may be reflected as nat minter of ~Is at tie tragic-dean holding mutual Attoun ae ragitlered since mats or lØ5 ~al Brakes lots maya may not reflect cemnksans, dragesape p105 rr sewer auwars ten an ',reptant I irds of e.4 find 'ma seamy magnesia, Tau Dulled end Mier valuation firm NS AA Applied or d made so assign a - m nation to commstam matted n annection win ronorman lots and »Pail* pfd ae bh are men yaw wan we beano await that arnwora Tort had tor sabot dare:imam of anery common ad Inis vat Squaw is a regrind S•ry1(OmYkol visa manned to dtigiaf one weragml lhe • traded.' ocarred that trey alfa ~wry ironed vat. R03 imsi .mc Itnni units P cur deml. we alder our anermarnal 1.85 V6a Signature Cede Cads ad UPS Vila cobra presents the «gnat balsut Kra Valedate <mean a Minna» marl be fugl,/ maytatree Praline remeeriterue I,lag Orelingalla from dotal cars ae issued by MS Barr USA rah marnimon from duo to the rut" of the seamy rnmyol The ratans> corrpsuro indemnity Pe 'Janata Tarp:era • CANN narltiat Bonds and parted SIOP IAA the - ?Men Mill*, an isve( general panne( a 6Ør artily =owls "Imes ol The iwyranor corn-La-4s issua cat fa ea relongeon mil bestream! mania*y eginatal vadenot attrdpalyeslthiled vaneis ix sponsors a near inv4SPIell SUSS we *Saute LUIS Ananall Servieee 'PC PP 201407 by lot tom rag al seurnes of Mat eswe held in our prOwled. the Nut of Me mama al badgered tan - Ott agnates also recent trading commispas air arm nane pi in ~mew n are ler CAI dents Callean nt prch/a pia compensation kom mina rinds ad ipmcw..p Nana an is otaanod from TN prim and Os xcura-f - 'CliSrbutiorn to dare' may istao awn of cal, OPRPARIS vtios.proaxts we disorbute is not guramed On« call I eatints nay rota Nall name a both - We receive as anal tee fern t658alk USA ad USS could ilea yell complete mlormakin sate prodded • Off9gg and sae* 'exeunt, Pm MAP ollpAg price AG Stanford Brarch of up io 125 per =cum AKA warn per relit m5 may not reflect sow cos bask around to tie tars any Ihe Mates* Sweep Programs • ~Was of deposit KO» CDs ate RaC mixed ups, • Ititsolatd Warn« Restricted Truces generaty are 5250.000 n antatal and road infest ma depositor not as my ewe* for maolc sale IRS financial Sena Paley aid pa canary trunnion n aoradance web itta: uset the Trtat prior of To esurniktod stock of To say Information regardng format" ad ogre charges rules mute a an reputed raw fa the retuned neat tt roared it anedon awn the meodion ol valet ricadeig purposes of This stmexemony To the omen Tx option tatactons has been ncalled cordenutons • ~MMus aces ~UN/ fa reanes ard other restated startle at enable for sale. Me mat remind anorak fanned to you. aid wail be umiirad to you products maybehigher a byre thai the pris Mal you may be manumit, less Than IN imaged Wive shone pommy on revren year 17 actuary motet in the make, PrCeS are °Maned from arias Mid pattyarm ends webeb!Mlo te • In. (.nustod) nØ arrattyields and rap An Short selling ratable bet we do not gumbo eel' a:cracy engine of anal mein. is based on ward canker if you n engaged et Mort sang a parity ycu may nos a - We "astray me To clangpia when sealable cr lhe and nuep mot awning dm acuities till be held for Tare due to wan laworang costs lanai parlour mean or IN b4 and ask pres fa laced PairteS and One year from siaterned date or ate enigma This ranee *pans or on y trd preen or OTC sense an estimate is oq a guanine. accuracy and Øvered - Lot adore,/ traded seamen maybe priced tung Mane se not g,urmeted Ow <San aalatan niocla a the nap wean pia we °Waited - Est annual ammo and anent NM for agar Regaling 4666 a 'ACKICIPI.CAllaad • orders that were not admanot refreflect an anus mant prr or rain Nino, Storing mutdiscluie a return of anaa or ereaited by the stenm (Net open buy al sell top - (wain positrons may aura alma ay.:wand roll cagy( gas er Matti case the est name lait grant orders re rented by the amount of dwdends er (gas on show z 'price was not writable' if we re ante to NM) would be werand • oydadndsor mamas dato unless nomad airmen. obi* a age for a saucy - Estimated arena' name ard euteni yield aid the by you You ae remorolote Ior orders aha are citated doe - Deposes a Wanes denannyed n ~es OPP actua nowt and yeld night be lowers hgher than to put fare to canal existing open orders thi U S dollars se ref keled a the err) Ego rSe as of the maraud among the Parma! data - An mainatool amalged name <dotard andor Tax wiThaditg en ~ens futon UK financial - for certan seerlam mica mnomantirmig manta dulled by coma matte, valrearewat Stains IRAs denomnatros. ace and quality das vane) mart hae balance is lased as the lag diaand or Nan ledara tact taw requres 1.85 Nadal Sevres to wentrold been attuned» lapPale Kopp vAupAn parfait, niale by Me muer and Nunes Tit income tat from its unable IRA &WHAM AAR but you may To obtain clam antrum Wien wattage «Nan yor seam indents rill be Midge one year ban the eke not lobate ~UN willP01 impart you nay Primal eatecor states-rat rigor ate ~prey Acosant aid Peet to hare lie ~Mc I a era, or maned row as Palmed Tied ae not goaanteed you choose VP: Soon RA warn n effect IAN reRolcd • Prima lewmanuma and structured undo« Itinute by you You may mock. your acclIon a ay lino by ~mg Inestriore taunts Crictidng Ana prapation • Aetna held try UPS Mandel Soaker Conan a now onain a sou do rot haw weigh nonm a progran aid real Mate rwstment rain SedulitS) agora are int UN bytte Prm .3-4 not Minn the Fint's wanted Ironi 'Our d'actulialf. A/6 maybe remora* la Structured goo-AIM aerated., hghly NW./ (elan posseSPfi or anted Thee Puts Pe 46pta,ed at yam the paymera of ettand tat you may oar pares d vie surctued prams hare nod been rettiored with the statement for inlormannal ~one, Roans end moats rennet] and your estimated lr parminis reret ~Pet and &Male Canaan a underand sure raps presented ao prosaed byte sung lien tills eta CO van toobligation secures UM We prorate estmaed saws la agate fi nancra Snag n not reiponsble for this Mann» magmas saran arm senate., prodas tor and does net grantee to awry Moe assets ate not Svacy Mann.* cnalpupoen only Acatacyo rot gonnifCl prowled by Sara or IN Ffin-C supplemental SaC To obtain amen:Oar omen One Proxy taltic. please - 111(RAIWNP maydiger %Diurnally tram Nam day coverage gonad you F natal mater cruise ow ?Aisne at a inch wire niestrnere sectary« structured ymrov wax ccrnenrrworry Nana my be Lair a sokl aid do not necessaily • manus Sating and additional conmensadow represent the eatr you my rearoo upon Igridson - ti additar to ammissom on saks aid 12bil fees Let natal Savisse not a bark the WA. Suwon - Tied pay enmans of vim are as of a anen due noted in enflame wits the &Paula of tradva Sevres Accont BSA and AMA ate Wattage aoocurrts aid ae utplied so ISS Nadal Sams on a regi It fads to our dents we atla op starlap rente Wadi proide access to bating seams aid pats,' bass by an nano:Sent YAWN., Inn rensue it)wirr; pa/maul rorn tutu bungs and« ttrough anagenntt with affiliated bras awl other MS. Isav, ROIRIRIP~C(CPRISOr ecrimzed vain rf advisors of the name funds Tat we telt Thew partybalks and prcvdtes access to away ad znuIy any. are stapled to te Form by Me mug general amounts are based on eto different arroonints promas ittud by until dated med warty nurampe partner or sponsor and maybe 0W~ based an tre amount ol saksby let of a pancuW metal lad carman*, Heugn fivISICe agency Lobar es ol tilli afferent Narration from that used by thrd part is to Irma to outTerns ed (d Ow arm ware of a Nadal Soria ere donee it... estimated valor; parboil, mate fund Landis ShIrOt Nil X IN IRA - You cal ratan addnana ntarnalan legator the - We aid at altgat and rage renwang and ~ I. mace. ad arouly products methodology used to determine the mutate of vase ormtosproasong lees in consideration lot tuder POI 'DC heated • No bank p.Anni«R May tow vain ad the date of the Nonnaton Ty Is the bin for Tr agent spikes dat we proud. to the ntrual funds mange hyaena:an your Amaral maser These lets gaff" at pad loco imtnor sner, in the MAA Resonate Ma,agrnuni await Banns taus mutual lad sid se a trod delft amaum trawl on the Atarnt Sta, illar and neemmonal Baotou ~arrant SDNY_GM_00020700 CONFIDENTIAL EFTA_00131320 EFTA01273527 (Pit UBS UBS Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 March 2015 CNP-AX)55764230315xl el 0 GH1SLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: In& Account number SS Your Financial Advisor. SCOTT STACKMANLYLE CASRIEL Phone: Questions about your statemett? Call your Financial Advisor or the Value of your account RMA ReSourCeUne at 800-RMA- 1000, on February 27 (V on March 31(5) account 029023568 Your assets 1,721,543.43 1,715,724.23 Visit our websIte: Your liabilities 0.00 0.00 swew.ubscomainancialseNices Value of your account $1,721,543.43 $1,715,724.23 Sources of your account growth Tracking the value of your account during 2015 Value of your account S Thott,arld$ at year end 2014 51,721,17236 Net deposits and • ,721 7 1.721 5 1,715.7 vdthdratials -52,121.99 • Your nvestment return Dividend and interest income 511,684.25 Change in market vAue .415014 39 Value of your account on Mar 31, 2015 51,715.72423 DEC 2014 :et 2015 Mar 2015 SDNY GM 00020701 PA•mbor SIPC CNP70003006576423Nr7007304051 CO002 0315 030575004 Y123568550100000 Page I of Id CONFIDENTIAL EFTA_00I3 1321 EFTA01273528 Account name: GHIS1 AINE , 111,Ell *UBS UBS Strategic Advisor March 2015 Friendly account name: Account number. Your li Randal Advisor SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of March 31 (1) your account • Cash and money balances may include A Cash and money balances 38,595.42 2.25% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances, LAS AG Sumford Branch deposit account balances and money market C Equities 1,677,128.81 97.75% mutual fund sweep balances See the Important inforrneNn about your statement on the last D Fixed income 0.00 000% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodit ies 0.00 000% G Other 0.00 0.00% Total assets 11,715,724.23 100.00% Value of your account 51,715,724.23 Eye on the markets Percentage change Index March 2015 Year to date S&P 500 -1.58% 0.95% Russell 3000 -1.02% 1.80% MSC I - Europe, Australia 8, Far East -1.43% 5.00% Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61% Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% CNP70X0006576424NP7003304051 00C02 0315 030579304.2356855010My_Gm_0002cOme 2 of 14 CONFIDENTIAL EFTA_00131322 EFTA01273529 UBS Strategic Advisor Account mine: Your Financial Advisor ;ItUBS March 2015 Friendly account name: Account number: SCOTT STACK MAN' LYLE CASRiEL Change in the value of your account Summary of gains and losses Wilms reported telon exclude products for which gain and losses are not classified. March 2015 (3) Year to date (I) Realized gains and losses Unrealized Opening account value $1,721,543.43 $1,721,172.36 March 2015(1) Year to date (5) gains and losses(4) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 6,151.48 cut 000 -2,121.99 Long term 0.00 9,032.81 316,488.86 Dividend and interest income 5,458.91 11,688.25 Total $9,032.81 $322,640.34 $0.00 Change in market value -11,278.11 -15,014.39 Closing account value $1,715,724.23 $1,715,724.23 Cash activity summary See Account ecavrty the month for deta Is. Balances In your Sweep Options are includedin the cpenng and Dividend and interest income earned dosing balances ref ue. FDIC insurance applies only to deposits MUSS Bank USA. not to deposits at UBS AG. Smirked Branch or bank deposits paced through the UBS Intonation:I Deposit Account program SIPC protection applies to money manes sweep had holdings but not bare deposits Sae important inaarmarion For purposes of His statement, taatilty of inkiest and dividend income ha been determined from a US abet",your statement on the last two pages o( this document for atals tar reporting perspective. Based upon the residence of the account holder, account type, or product some interest ardor dviCend payments may not be subject to brined States (US) ardor Puerto Rico (FR) Mardi 2015 IS) Year to date IS) income taxes The dent monthly stattmeM is not intended to be used and cannot be Med upon for tat purposes. Clients should refer to the applied:le lac reporting form they receive from UBS annuity, such as Opening balances $33,136.51 $6,517.57 the fOrmS 1039 and the Feral:, 480. for lax reporting information II iS the prance Of UBS to file the =arse tar reporting forms vAth the US Mterni Revenue Senice and PR Treasury Department and in Addkions suchfonns accurately classify dwdends arida interest as la exempt or taabSe inccme. Pleat consult youI Dividend and interest Income 5,458.91 Indsidual la propane. 11,688.25 Proceeds from Investment transactions 0.00 106,909.61 March 2015 (S) Year to date IS) Total additions $5,458.91 $118,597.86 Taxable dividends 5,457.95 11,686.66 Subtractions Taxable interest 0.96 1.43 Professional management fees and Total current year $5,458.91 $11,688.09 related services 0.00 -2,121.99 Prior year adjustment 0.00 0.16 Funds withdrawn for investments bought 0.00 -84,398.02 Total dividend & interest $5,458.91 $11,688.25 Total subtractions $0.00 -$86,520.01 Net cash flow 25,458.91 $32,077.85 Closing balances $38,595.42 $38,595.42 SDNY GM 00020703 CelP70303006576425NP7003304051 000O2 031S 030579004 Y123568550 100000 Pegs 3 of 10 CONFIDENTIAL EFTA_00131323 EFTA01273530 Account name: •I • UBS UBS Strategic Advisor March 2015 Friendly account name: Account number: Your Anandal Advisor. SCOTT STACK MAKILYLE CASRIEL UBS Bank USA Deposit Account APY interest period Feb 6 - Mar 5 Opening UBS Bank USA Deposit balance Feb 6 830,565 3/ Closing UBS Bank USA Deposit balance Mar 5 $33,137.47 Number of days in interest period 28 Average daily balance 831,746.87 Interest earned 80.96 Annual percentage yield earned 0.04% Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibiSty consideration • none selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out CNP70003006576426 NMI:0304051 00002 0315 030575004.235E8S50 l0iklillyGht0002(Mie 4 of 14 CONFIDENTIAL EFIA_00131324 EFTA01273531 SUBS GHIELAINE MAXWELL UBS Strategic Advisor Account name: Your Financial Advisor Friendly account name: SCOTT STACK MAT/LYLE CAMEL March 2015 Account number. Your assets Some prices, income and curtain vaues shorn re* be 4g:ovary:de. As a 'tat gdlnf aidlosses may riot be &ornately reflecled. See Aporunt inkmabon about your gatemen, a the end of Ins dxumern fOt more infornalon. Cash Cash and money balances Cash and money batances may include avalasiecah balances, UBS Bant USA &post account balances, UBS AG Stareord Branch &boat account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC nil ern applicable limits, but are not poleded by StFC UBS AG Stanford Brans h deposit account balances an not insured by FDIC and are not protected by SIPC Money market sweep batances are protected by SEC but a* not insured by the roic. See the Important information about your statement at the end of this docunent for details about those tdaroes. Opertng balance Closing Wince Price per share Average Dnidenclhaerest Days Hddng on Ms I (f) on Mar 31 II) on Mar 31 (1) rate period period Cep atonal (f) WS BANK USA CEP ACCT 33,13651 38,595.42 250,000.00 Equities Common stock Purchase pricer Trade Kuoter Average price Pate per share value on Unrealized ficadvig ticking date of shares per share (1) Cost basis (S) cis Mar 31 (1) Mar 31 (S) gain or loss (1) Period AECOM Symbol: ACM Exchange: NYSE Jan 28,15 500.000 26.619 13,309.95 30.820 15,410.00 2,100.05 ST Jan 30,15 l C0.000 25.532 2,553 24 30.820 3,082 00 528.76 ST Security total 600.000 26.439 15,863.19 18,492 00 2,628.81 ANALOG DEVICES PC Symbol: ADI Exchange OTC EAL 42,802 Osrent yield. 254% Nov 16, 11 13.000 37316 485.12 63.000 819.00 333.88 LT Nov17, 11 13.000 35 393 460.12 63.003 819.00 358.88 LT Nov 18, 11 35.000 35.502 1,24258 63.000 2,205 00 962.42 LT Nov21, 11 18.003 34371 618.68 63.000 1,134.00 515.32 LT Nov22, 11 15.000 33 338 500 07 63.000 94500 444.93 LT Nov23, 11 22.003 32.655 718.43 63.000 1,386.00 667.57 LT Nov25, 11 7.000 32,460 227.22 63.000 441.00 213.78 LT contnued next page SDNY GM 00020705 CHP7C007005576427NP70033040S1 OCCO2 031S 03057S004 SMIS5010c0c0 Page S of 14 CONFIDENTIAL EFTA_00131325 EFTA01273532 *U BS UBS Strategic Advisor Account name: GelISLAINE MAXWELL Your ARandal Advisor: Friendly account name: SCOTT STACK MANY LYLE CASRIEL March 2015 Account number. Your assets Equities Common stock (continued) Purchase OW Trade lute Avenge price Pike pet share VdueOn Unrelated Hddng Hddng date of thorn per share (1) COI( bads (S) cri Mat 31 (1) Mal 31 (I) gain or loss (S) period Nov28, 11 30.000 32.951 988.55 63.000 1,890.00 901.45 LT Nov29, 11 18.000 33.472 602.51 63.000 1,134.00 531.49 LT Nov29, I1 5.000 33.622 168.11 63.000 315.00 146.89 LT Apr 24, 12 30.000 37.567 1,127.01 63.000 1,890.00 762.99 LT lan 23.13 1,056.000 43 209 45,628.81 63.000 66,528.00 20,899.19 LT Apr 22, 13 489.000 42.447 20,756.68 63.000 30,807.00 10,050.32 LT Security total 1,751.000 41 990 73,523.89 110,3 13.00 36,789.11 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: $2,493 Current yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.640 12,503.44 6321.36 LT Aug 12, 11 4.000 40955 163.82 85.640 342.56 178.74 LT Jan 23,13 767.000 52320 40,129.93 85.640 65,68588 25,55595 LT Apr 22, 13 355.000 56.870 20,189.01 85.640 30,402.20 10,213.19 LT Security total 1272.000 52.409 6646484 108,934.08 42269.24 BAXTER INTL INC Symbol: BAX Exchange NYSE EAI: 13.236 Current yield: 3.04% Jun 20.12 30.000 51.594 1,547.84 68.500 205300 507.16 LT Jun 20, 12 17.000 51.522 875.89 68.500 1,164.50 288.61 LT lun 21,12 29.000 52.077 1,510.25 68.500 1,986.50 476.25 IT Jun21,12 7.000 51.500 360.50 68500 479.50 119.00 LT 1,4)21.12 5.000 52216 261.08 68.500 342.50 81.42 LT Jun 22.12 61.000 51.890 3,165.29 68.500 4.178 50 1,013.21 LT Jan 23,13 768.000 66.658 51,19180 68300 52,608.00 1,414.20 LT Apr 22, 13 355.000 69318 24,608 00 68.500 24,317.50 •290.50 LT Sep 19, 13 74.000 72.165 5,340.28 68.500 5,069.00 -271.28 LT Sep 19, 13 6.000 71.875 431.25 68.500 411.00 -20.25 LT Sap 19, 13 3.000 71880 215.64 68.500 205.50 •1814 LT Sep 20, 13 47.000 71.987 3,383.41 68300 3,219.50 -163.91 LT Oct 3, 13 154.0'00 64.600 9,948.49 68.500 10,549.00 600.51 LT Security total 1,556.000 66.094 102,841.72 106,586.00 3,744.28 BLACKROCK INC Symbol: BLK Exchange: NYSE [Al: $3,244 Current yield: 2.38% Oct 5.12 7.000 189.932 1,329.53 365.840 2,560.88 1,231.35 LT continued neat page CNP70003006576428NP70C0304051 00002 0315 030575004 2356855010%MyGp,t0002cpw 6 of 14 CONFIDENTIAL EFTA_0013 1326 EFTA01273533 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your /9 nandal Advisor: SUBS Friendly account name: Account number. SCOTT STACK MAULYLE CASRIEL Your assets Equities . Common stock (continued) Purchase peter trade Number Average price Pace per share Wine on Unreented HolcIng Hddng clete or shares per thew 91 Cost basis (1) an Liar 31 (1) Mai 31 (I) ganot loss (t) Period Oct 5, 12 3.000 187.820 563.46 365.840 1,097.52 534.05 LT Oct 5, 12 2.000 186.670 373.34 365.840 731.68 358.34 LT Oct& 12 8.000 188.783 1,510.27 365.840 2,926.72 1,416.45 LT Oct 9, 12 15.000 189.185 2,837.79 365.840 5,487.60 2649.81 LT Oct 9, 12 2.000 189.010 378.02 365.840 731.68 353.66 LT Oct 10. 12 3.000 187.720 563.16 365.840 1,097.52 534.36 LT Oct 10, 12 2.000 187.670 375.34 365.840 731.68 356.34 LT Oct 10, 12 2.000 187.995 375.99 365.840 731.68 355.69 LT Jan 23,13 224.000 236.966 53,080.41 365.840 81,948.16 28,867.75 LT Apr 22, 13 104.000 251.093 26,113.69 365.840 38,047.36 11,933.67 LT Security total 372.000 235218 87,501.00 136,092.48 48,591.48 CALfORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE EAI: 34 Current yield: 0.14% Feb 12, 14 59.200 8.030 475.39 7.610 450.51 .24.88 LT Feb 12 14 46.800 8.033 375.95 7.610 356.15 •19.80 LT Feb 12. 14 12.200 8034 98.02 7.610 92.84 .5.18 LT Feb 12, 14 2.800 8.021 22.46 7.610 21.31 -1.15 LT Feb 13, 14 44.000 8.023 353.04 7.610 334.84 -18.20 LT Feb 13, 14 27.200 8.007 217.81 7.610 206.99 -tau LT Feb 13, 14 13.200 7.977 105.30 7.610 100.45 -4.85 LT Feb 13, 14 2.400 7.983 19.16 7.610 18.26 -0.93 LT Feb 14, 14 133.600 8.310 1,110.31 7.610 1,016.70 -93.61 LT Feb 18, 14 45.600 8366 381.49 7.610 347.02 .34.47 LT Security total 387.000 8.163 3,158.93 2,945.07 -213.86 CATERPILLAR INC Symbol CAT Exchange: NYSE EAI: 43,108 Current yield: 3.50% Jul 19.13 72.000 84.718 6,099.75 8a030 5,762.16 -337.59 LT riti20,13 121.000 83.141 10,060.15 80.030 9,683.63 3762 LT tun 20.13 78,000 83.030 6,476.39 80.030 6242.34 -234.05 LT lun 21. 13 204.000 82.904 16,912.44 80.030 16,326.12 LT Jun 24, 13 111.000 81.517 9,048.46 80.030 86183.33 .-S18 65613 12 3 LT tun 25.13 73.000 82 354 6,01186 80.030 5,842.19 -16967 LT SONY Glit9189Ort P°9° celP70003006576429 NP70c0304051 CO002 0315 0305750d 235685501003W Page 7 of 14 CONFIDENTIAL EFTA_00131327 EFTA01273534 UBS UBS Strategic Advisor Account name: Friendly account name: GrISLAINE MAXWEU. Yourignu:1dd Advisor, SCOTT STACK MANY LYLE CASFUEL March 2015 Account number. Your assets . Equities . Common stock (continued) Purchase pace( Trade WM:etc Average price Pae per share Value on unrealized Halving wiring date of shares per snare (5) Con basis (5) cm Mat 31 (I) Mar 31 (5) gain or Ices ($) penal Jun26.13 69.000 82259 5,675.90 80.030 5,522.07 -153.83 LT Jun27.13 141.000 82.951 11,696.12 80.030 11,284.23 -411.89 LT Jun 27, 13 7.000 82.925 580.48 80.030 560.21 -20.27 LT Jim 28. 13 169.000 82.774 13,988 92 80.030 13,525.07 -463.85 LT Jul 1, 13 65.000 82.781 5,380.78 80.030 5201.95 •178.83 LT Security Mal 1,110.000 82.821 91,931.25 88,833.30 -3,097.95 CØ GLOBAL INC COM Symbol: COK Exchange: OTC EAI: $204 Current yield 1.03% Aug 4, 11 48.667 18379 894.45 46.760 2,275.65 1,381.20 LT Aug 12, 11 1.333 17.775 23.70 46.760 62.35 38.65 LT Jan 23, 13 255.667 22.709 5,806 16 46.760 11,954.97 6,148,81 LT Apr22. 13 118.333 24.684 2,921.03 46.760 5,533.27 2,612.24 LT Security total 424.000 22.748 9,645.34 19,826 24 10,180.90 COLGATE PALMOUVE CO Symbol. Cl Exchange: NYSE EAI: $2,292 Current yield: 2.19% Aug 4,11 174.000 tl.632 7,244.05 69.340 12,065.16 4,821.11 LT Aug 12, 11 4.000 12.450 169.80 69.340 277.36 107.56 LT ian 23,13 910.000 54240 49,35863 69.340 63,099.40 13,740.77 LT Apr22, 13 420.003 59.788 25,111.32 69.340 29,122.80 4,011.48 LT Security total 1,508.000 54300 81,883.80 104,564.72 22480.92 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: $335 Current yield 0.73% Jan 28,15 500.000 90411 45,205 72 91.690 45,845 00 639.28 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28,15 500.000 31.942 15,971.36 34.950 17,475.00 1,503.64 ST Jan 30,15 250.000 29.431 7,357.75 34.950 8,737.50 1,379.75 ST Security total 750.000 31.105 23,329.11 26,212.50 2483.39 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,312 Current yield: 3.11% Aug 4,11 191.000 36265 6,926.77 56.600 10,810.60 3,883.83 LT Aug 12, 11 5.000 35.754 178.77 56.600 283.00 104.23 LT Jan 23.13 1,001.030 41.387 41,428 89 56.600 56,656.60 15227.71 LT Apr 22, 13 464.000 50287 23,333.21 56.600 26,262.40 2,929.19 LT corffinued next page CNP7030300$576430NP7000304051 00002 0315 030575004023568550 10~yGht0002cpese 8 of 14 CONFIDENTIAL EFTA_00131328 EFTA01273535 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Finandal Advisor: UBS March 2015 friendly account name: Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Purchase (AO Trade taunter Average price Price per share vane on Urredlted Halting Wiring date or shares per share ($) Cost basis CO on Mat 31 (I) Mal 31 (I) gain or loss (t) period Jun 17, 13 148.000 49.739 7,361.45 56.600 8,376.80 1,015.35 LT Jun 18, 13 73.000 49.836 3,638.07 56.600 4,131 80 493.73 LT Security total 1,882.000 44 031 82,867.16 106,521.20 23,654.04 JOHNSON & JOHNSON COM Symbol: /NJ Exchange: NYSE EAI: 42,985 Current yield:2.78% Aug 4, 11 123.000 62377 7,672.38 100.600 12,37380 4,701.42 LT Aug 12, 11 3.000 63.730 191.19 100.600 301.80 110.61 LT Jan 23,13 642.000 72.736 46,696.71 100.600 64,585.20 17,888.49 LT Apr 22, 13 298.000 84.721 25,247.10 100.600 29,978.80 4,731.70 LT Security total 1,066.000 74.866 79,807.38 107,239.60 27,432.22 MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,461 Current yield. 3.49% Aug 4,11 95.000 84.969 8,072.06 97.440 9256.80 1,184.74 LT Aug 12, 11 3.000 85.910 257.73 97.440 292.32 34.59 LT Nov29, 12 8.000 86.456 691.65 97.440 779.52 87.87 LT Jan 23,13 555000 93.053 51,644.75 97.440 54,079.20 2,434.45 LT Apr 22.13 255.000 99318 25,326 32 97.440 24,847.20 -479.12 LT Sep 19, 13 78.000 97.879 7,634.63 97.440 7,600.32 -34.31 LT Sep 19, 13 22.000 97.425 2,143.36 97.440 2,143.68 0.32 LT Sep 19, 13 2.000 97.830 195.66 97.440 194.88 .0.78 LT Security total 1,018.000 94_269 95,966.16 99,193.92 3,227.76 INEXTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 43,579 Current yield:2.96% Aug 4,11 134.000 52.960 7,096.75 104.050 13,942.70 6,845.95 LT Aug 12, 11 3.000 52.530 157.59 104.050 312.15 154.56 LT Jan 23.13 700.000 71.610 50,127.21 104.050 72,835.00 22,707.79 LT Apr 22, 13 325.000 79.757 25,921.06 104.050 33,816.25 7,895.19 LT Security total 1.162.000 7t.689 83,302.61 120.906.10 37,603.49 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 42,791 Current yield: 3.95% Feb 12, 14 148.000 88.959 13,165.96 73.000 10,804.00 -2,361.96 LT Feb 12, 14 117.000 88.989 10,411 82 73.000 8,541 00 •1&70.82 LT continued neat page SDNY GM 00020709 clonoc0o05576431 Ne70o0304osi 00002 0314 030475001 Y123568450 100000 Page 9 of Id CONFIDENTIAL EFTA_00131329 EFTA01273536 * UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandd Advisor, friendly account name: SCOTT STACK NIANLYLE CASRIEL March 2015 Account number. Your assets Equities . Common stock (continued) Purchase nice/ Trade hurter Average price Price per shoe Vdue on Unedited Hddrq Hddng date of Omen per than (S) Con bath (S) on Mat 31 (a) Mat 31 (5) gain or loss (F) period Feb 12, 14 32.000 89.002 2,848.07 73.000 2336.00 -512.07 LT Feb 12, 14 7.000 88857 62200 73.000 511.00 -111.00 LT Feb 13, 14 110.000 88685 9,777.41 73.000 8,030.00 •1,747.41 LT Feb 13, 14 68.000 88.708 6,032.19 73.000 4,964.00 -1,068.19 LT Feb 13, 14 33.000 88369 2,916.19 73.000 2,409.00 -507.19 LT Feb 13, 14 6.000 88.421 530.53 73.000 438.00 -92.53 LT Feb 14. 14 334.000 92.C65 30,74982 73.000 24,382 00 4,367.82 LT Feb 18, 14 114.000 92.677 10,55523 73.000 5,322.00 -2,243.23 LT Security total 969.030 90.422 87.61922 70,737.00 -16,882.22 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 13,023 Current yield: 2.74% Aug 4,11 115.000 63.979 7357.65 95.620 10,996.30 3,638.65 LT Aug 12, 11 3.000 63.023 189.07 95.620 286.86 97.79 LT May 16, 12 6.000 68.535 411.21 95.620 573.72 162.51 LT Oct 24. 12 1.000 68.690 68.69 95.620 95.62 2693 LT Oct 25, 12 2.000 68,810 137.62 95.620 191.24 53.62 LT Oct 26, 12 1.000 68.890 68.89 95.620 95.62 26.73 LT Oct 31.12 1.000 69.370 69.37 95.620 95.62 26.25 LT Nov6, 12 1.000 69.370 69.37 95.620 95.62 2625 LT Nov7,12 1.000 69.150 69.15 95.620 95.62 26.47 LT Nov8, 12 2.000 69.090 138.18 95.620 191.24 53.06 LT Jan 23,13 699.000 72.166 50,444.31 95.620 66,838.38 16,394.07 LT Apr 22, 13 322.000 82.251 26,484.85 95.620 30,789.64 4,304.79 LT Security total 1,154.000 74.097 85,508.36 110345.48 24,837.12 PROCTER & GAMBLE CO Symbol: PG Exchange: NYSE EAI: 42,919 Current yield: 3.14% Aug 4, 11 118.003 60.103 7,092.22 81.940 9,668.92 2,576.70 LT Aug 12, 11 3.000 60.896 182.69 81.940 245.82 63.13 LT Jan 23,13 619.000 69.941 43,293.73 81.940 50,720.86 7,427.13 LT Apr 22, 13 286.000 81332 23,261.18 81.940 23,434.84 173.66 LT Apr 24, 13 108.000 77.762 8,398.32 81.940 8,849.52 451.20 LT Security total 1,134.000 72.512 82,228 14 92,91996 10,691.82 continuednext page CNP700030C6576432NP7000304051 00002 0315 030575004 Y123568550 logaireGm00026eyge 10 of 14 CONFIDENTIAL EFTA_00131330 EFTA01273537 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI sandal Advisor: *UBS March 2015 Friendly account name Account number. • SCOTT STACK MANLYLE CASRJEL Your assets Equities . common stock (continued) Purchase icor, Trade lamtbet Average price Price per share Verue on cainuor ntelos siszed ro ripe dd ricci ng Hddng date of shares per shale (41 cost bads (5) cn mat 31 (51 Nat 31(1) TRAVELERS COS NCI THE Symbol: TRV Exchange NYSE EAl: 42,534 Current yield: 2.03% Apr 2d, 12 20.000 63 432 1,26864 108.130 2,162 60 893.96 LT Apr 24, 12 4.000 63 350 253.40 108.130 432.52 179.12 LT Apr 24, 12 1.000 63.560 63.56 108.130 108.13 44.57 LT Apr 25, 12 10.000 63 520 635 20 108.130 1,081 30 446.10 LT Apr 25, 12 10.000 63.617 63617 108.130 1,081.30 445.13 LT Apr 25, 12 10.003 63.659 63659 108.130 1,081 30 444.71 LT Apr 25, 12 2.000 63.545 127.09 108.130 216.26 89.17 LT Apr 25.12 2.000 63.645 127.29 108.130 216.26 LT Apr 25.12 2.000 63 745 127 49 108.130 216 26 LT Apr 26, 12 5.000 63.928 319.64 108.130 540.65 221.01 888879; LT Apr 26, 12 2.000 63.920 127 8d 108.130 216.26 88.42 LT Apr 26, 12 2.000 63.930 127.86 108.130 216.26 8840 LT Apr 26, 12 1.000 63.720 63.72 108.130 10 281. 193 44.41 LT May 1, 12 15 003 64 637 S6956 108.130 1.6 5 652 39 LT May 1, 12 6.000 64.715 388.29 108.130 648.78 260.49 LT May 1, 12 6.000 64 975 389 85 108.130 258.93 LT May 1, 12 2.000 64 850 129.70 108.130 64 21681 26 8 86.56 LT May 1. 12 1.000 64.820 64.82 108.130 108.13 43.31 LT May 2, 12 7.000 64 374 450 62 108.130 756.91 306.29 LT May 2, 12 4.000 64.410 257.64 108.130 432.52 174.88 LT May 2, 12 2.000 64 320 128 64 108.130 216 26 87.62 LT May 3. 12 4.000 64.960 259.84 108.130 432.52 172.68 LT May 3, 12 2.000 64.675 12935 108.130 216.26 LT Maya, 12 2.000 64910 129 82 108.130 216.26 LT Jan 23,13 629.003 77.560 48,785.62 108.130 68,013.77 19,228.15 8866..4941 LT Apr 22, 13 290.000 84.719 24,568 68 108.130 31,357.70 6,789.02 LT May 22, 13 111.000 9,302.58 108.130 1200243 2,699.85 LT Security total 1,152.003 78.533 83°7 90,469.50 124,565.76 34,096.26 continued next page SONY GM 00020711 CHe7C00;005576433NP70:0304051 00032 0315 030579004 .23568S50 100000 Page 11 of 14 CONFIDENTIAL EFTA_001 3 133 1 EFTA01273538 Account name: GHISLAINE MAXWELL 4UB UBS Strategic Advisor March 2015 Friendly accotait naine: Account numbe r: Your Knsndr &riser: SCOTT STACK MAIILYLE CASRIEL Your assets Equities . common stock (continue) Furcnase pote tract IAIRber Average pnce FnceI:e, thee Vaut. on unteenzed Hoicing NcicIng date of :haret reg thee (SI Cou bath ($1 an Ma; 31 (II mal 3i (S) gain or Ion (t) Pned XILINXINC Symbol: XINX Exchange: OTC EAl, $2,230 Ciment yiaid: 2.93% Sep 7, 12 25 000 34 770 869.27 42.300 1,057 .50 188.23 LT Sep 7, 12 5.000 34.846 174.23 42.300 211.50 37.27 LT Sep 10, 12 37.003 34.845 1289 29 42.300 1,565.10 275.81 LT Sep 10, 12 3.000 34 660 103 98 42.303 126.90 22.92 LT Sep 11, 12 20.000 34.853 697.06 42.300 846.00 148.94 LT Sep 12. 12 18.000 35006 63011 42.300 761 40 131.29 LT Sep 13, 12 21.000 34.886 732.61 42.303 888.30 155.69 LT Sep 14, 12 19.000 35 536 675 19 42.300 803.70 128.51 LT Sep 17, 12 7.000 35 151 24606 42.300 296.10 50.04 LT Oct 24. 12 3.000 32.523 97.57 42.300 126.90 29.33 LT Oct 25, 12 5.000 32.522 162 61 42.300 211.50 48.89 LT Oct 26, 12 3.000 32.776 98.33 42.300 126.90 28.57 LT Oct 31, 12 1.000 32.770 32.77 42.303 42.30 9.53 LT Nov 1,12 2.000 33.360 66.72 42.300 84.60 17.88 LT Nov 1,12 1.000 33520 3352 42.300 42.30 8.78 LT Nov 1,12 1.000 33.530 33.53 42.300 42 30 8.77 LT Nov2, 12 1.000 33.550 33.55 42.300 42.30 8.75 LT Nov 5,12 1.000 33.190 33.19 42.303 42.30 9.11 LT Nov6, 12 3.000 33.886 101.66 42.300 126 90 25.24 LT Nov 7, 12 2.000 34.025 68.05 42.300 84.60 16.55 LT Nov7, 12 1.000 33.910 33.91 42.300 42.30 8.39 LT Nov8, 12 4.000 34.032 136.13 42.300 169.20 33.07 LT Nov8,12 1.000 33.860 33.86 42.300 42.30 8.44 LT Nov28, 12 4.000 34 312 137.25 42.303 169.20 31.95 LT Nov28, 12 3.000 34.410 103.23 42.300 126.90 23.67 LT Nov29, 12 15.000 34.583 518.75 42.300 634.50 115.75 LT Nov29, 12 3.000 34.493 103.48 42.300 12690 23.42 LT Jan 23,13 1,087.000 36.805 40,00801 42.300 45,98010 5,972.09 LT Apr 22, 13 502.000 35691 17,917.23 42.300 21,234.60 3,317.37 LI" Security total 1,798.003 36_246 65,171.15 76,055 40 10,884.25 continue(' next page CNP7C009006576434 N1'700030405100002 0315 030575004.23548550 Iffligy_Gm_000215992 12 of 14 CONFIDENTIAL EFTA_00131332 EFTA01273539 UBS Strategic Advisor Account name: GHIELAINE MAXWELL Your Flnandal Advisor: Friendly account name: Ir r SCOTT STACK MANHYLE CASRIEL *UBS March 2015 Account number. Your assets Equities . common stock (continued) o,Irricte Pica Trade Number Average price Price per share Vdue on unreenzed Hoicing dtte of shares per share (1) Cosa basisCS) an mar 31 (I) Mar 31 (I) gain or loss (5) period Total 31,354,408.47 $1,677,128.81 $322,640.34 Total estimated annual income: 544.552 Your total assets Percentage of Cost unroain4 Value on Mar 31 (5) your account basis EP annual inccerre (II gain or loss (S) Cash Cash and money balances 38,595.42 2.25% 38,595.42 Equities Common stock 1.677,125.81 97.75% 1.354.488 47 44,552.00 322,640.34 Total $1,715,724.23 100.00% $1,393,083.89 $44,552.00 $322,640.34 Account activity this month Cate Actitely Desolation Amout (I) Dividend and interestincome Taxable dividends Mar 10 Dvidend ANALOG DEVICES INC PAID ON 1751 700.40 Mar 10 Dvidend JOHNSON & JOHNSON COM PAD ON 1066 746.20 Mar 16 Cividend MCDONALDS CORP PAO ON 1018 865.30 Mar 16 Dvidend NWERA ENERGY INC COM PAID ON 1162 894.74 Mar 24 Dvidend BLACK ROCK INC PAID ON 372 810.96 Mar 27 Dvidend CDC GLOBAL INC COMPND ON 424 50.88 Mar 30 Dvidend PEPSICO INC PAD ON 1154 755.87 Mar 30 Cividend TRAVELERS COS INCITHE PAID ON 1152 633.60 Total taxable dividends 35/57.95 Taxable interest Mar 6 Interest VBS BANK USA DEPOSIT ACCOUNT AS OF 0310915 0.96 Total taxable interest $0.96 Total dividend and interest income 35.458.91 SONY GM 00020713 CNP70003006$76435NP7000304051 00007 CO IS 030575001•73568550100000 Page 13 of 14 CONFIDENTIAL EFT.A_00131333 EFTA01273540 SUBS UBS Strategic Advisor March 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your ABendel Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month COntinued) Cate Activity DescoptIon Amount FS) Money balance *divides Feb 27 Balance Forward 533.13631 Mar 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03105115 0.96 Mar II Deposit UBS BANK USA DEPOSIT ACCOUNT I,446.60 Mar 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,760.04 Mar 25 Deposit 1)85 BANK USA DEPOSIT ACCOUNT 810.96 Mar 30 Deposit 1)85 BANK USA DEPOSIT ACCOUNT 50.88 Mar 3I Deposit UBS BANK USA DEPOSIT ACCOUNT 1,389.47 Mar 31 Closing UBS Bank USA Deposit Account $38$9542 The UBS Bane USA Deposit Account Is your primary sweep scion d CNP70009006576436 NP7000304051 00002 0315 030575004 End of statement for account number. 23568S50 iNftliy_Gm00020990 14 of 14 I CONFIDENTIAL EFTA_00131334 EFTA01273541 Important information about your statement MS Shand., Servos Ion (the rim or Un FirwrocialSericeg. The km or Cad War wit rontigatt you Conker ad WSW on thehocks and records of the aplobb COW a eneekom — sou nay dorm houstrokli, by ding your IS a minter of al ornspal security. ammo, an corns will cotter any error promptly trainer ago*. Trona Adrthr echarges awces and lKBad.USAXe VOW outdidirin o1185 AG and theism of ten Stoskin Plowmak al tiers payakto to the Rotor the Moscial • (erten romonent contrxr; or noormerit ntowit (o 0. Friondly mount mem U.0 lllefrnasfna,Ciil swat it wattle won reborn nutocn waxed at the front 0l this staiernent h ant or Imed parowshos and preaeptamtents) nal are na The Priem, worn name Warts earrutim tint you the toffs expand of Mops an a to regukr as nt kn. area may be mbar to ogisthed odor the Smarties Act of 1933. and awed on the Hrns online seraces webste It 6a ammo km charges Ice Isepayment for storms custoinizable indsrunt own by you to au you will U35 keeled Swirl tic 'ochry; andchair umad grants I oh wants • Coates anion to 9. froth inschango and You reareemr, it he no MO effect cm sour a:tour 1200 Haber Borlsrad Accounts ma are trthsf erred to other tosttutons may be precious metal rotor). eicidngtsaresontreas and you on Mannino* Freon, axon naives. group Onlne Wentok en In 07086 wont to a woke fee comfrodAY option contacts Servos a Mothoon; yw &twat Meat Misstate/nem represses Theo, ofIciareard of swain UN Sweep Optios The SIK protection rd the P.colierontal protecton do not Mount wtheime Nonni Senices account OW words. except Waaltar UBS Often Othan fa sweep*? con batrcek bars-nest. my, to these assets enn if they Wenn* mow err • vabe of pot accoonSterflon Na Ot assets and documents. co manng conlictn3 dam goadnot be coed bat deposes at MOW USA endued AG Stanford beano stannous The WC protemth and the appbnxmd Modem upon If you Wow tot n an act (0.1600.1. pane (Bark Swop hernia woo market mutual linds Norm P0.10.00.111 9, not ;roan mann clunns lithe noise • A5Z4t5 InaJtki matte can balarcel reakanlor moor it stradiatelp n wrung° theBorch Mthapir of the Funs) and the emotional Depose Accosen (ON/or vase a pox reeszinents entether as a resat a maim rmooed washyOr ) an Gkbar Tine Deposits unwired ono sming you amount customers with er monabonal kesoace Management ann. esuei bannsorYot otlifTwitet mats to market aril ratan altos not held by the km ACWW4 1510.19111ht Bat SW0.550.031.1•11, CM. betimes Does rot nciadrunowd oruittelassets at dseenrol tae AISIO.1915 al f• /0. tow art inureckd b be 0.:0.0714. re swept to UM gat USA cop ban estabithed Imo and Mort Wortmon t salt b tern request you may obtan pion and sumo sitter/ern peon. a Woo noonsons starsign rtaa Todd rot be used for tat Nooses Rey them to LES AG Starriced Branch, a a Oney hard Depots rocs Wessel:to Mut SIC. hdudrisi the 55< Broths* troved sod cot km and a trcistly stod. options sok, on yerood to tarn( G4.. FOrm 1099. 5498. 104.19 at Lek SW USA are FOC muted n accordance with FO: by cormwrg SIC at 202.37T8300a by reimg tie SP( • Othkees Whales dent brawn. °Astride, mrgn tic) 611•0 peeping sourtu now Tefen is requied by rules For tot incemaion p Mee nut swot Na gm webyte aormw sec MI noncredit sew short aceoum bathos Ian to repo tone 55 al trob dbctends. reponale non Deposes a LOS AG Bamford Branch ad *Lami:010-ify • COSNITOn0./ barn Toes of Lnarrone0 3./31.11,460lb Webb dvdsinds ad trade E'en toned on securnes Funs ream nested by the FDC. Divideoi at Mountin Program WW1 held n your account. net prowls on salt tranuctiths, aid bathos. Os 1.85 Bat USA depose balants 155 AG Dams mitered ban Wean ono you may Won the Starfod Branchdepose balances and mantamato mutual cost 6z/soncomb cooed %flaw; Through the On wadable to earn Winos am ono to actual are from sour Nona Adeoor Only dole noes I .'d sweep Waxes. a the close of the 51•110.0.10.1 scrod deposit accounts a 15$ AG Newyork Bosch and IIBSIG are orchard rear OW. partial shares coil to ton and the Non ommolity We oven batman ir yea am an not Cemmwdollons with Um Firm Caplan Brands These deposits ire not need by the ODIC cash ml be depostad n sow scours lhe dvder4 segregaed from onobatmen ad tee F Maly use Sty nf • Pith. 0.0.cofwm any oral CurreolCatons nwnung to Samos heal a the 15$ AG Carlin Branch ace enormity rsithesthers pro wooled by the issuer may OW Pon the oposed to the saw, risk of theCanna' Maids and these krds n the ordiwy course of as torso Mese kinds furrier owed your rints nark, you* rotas undo the 11,14t ;0.x it WM the patrol does at sold trepayabk non pLe demand Thei total 6 1ncbdeill in ne *an Mega Protecnon Act (WA) there it ro t arners other ob loath, of IBS AG to Way the D Salm Mite on the 185 Camas's eras boas arum with rosi, value CasItitliou • el /no feunor instrktiOn on the top tell of the from of thrs Only Mole unit may be held in 'Our noint ape are Lacing iriforintion suierneni is not IBS Fi0.1011540.50.5. IBS Fair Deposits a URS Bat USA an each UPS AG Branch an rot entittil to apstnitht as arm/ of oviirnd psfertelt or Foe detakd nIcnnewn on the F rnY knfwg p•act ors and anemones your amours a dearkg broke by finotoed by 9PC Most Fund Tares dreproceastby SPC otherwite. **Finn copether partialors, ma sal once clubsurs Mee to puclesn ROM beitp Agivenswe or thaigemod rah the adicated mituton We Wooed See -155FInsmal Wthots Account Itotection- below. eg ceptan nun doomincl by a092HW &try Accoutt saw: an the General Tows an Condoons sou a thereabout' then you avoid Ws axon in ageeCy. anti:reran your account Von 901,19.00.2. baba ei tie Bat Sow Programs or UBS Staff/WM of Cade Israelites ratabg n Agnemerds this can soar heds and SOW in are looted a 1115 ardOecbsufes a yeshiraggaegagias= Finnoal Woes an not tie rtrodurg brae/ aid you DA may be vanctann. an Sires Oaf/Wm ken maybe lenetiment anions must mat a report of au woe or ontssisn W both in wad and theproceeds returned to rut:rya/ the MVS4110.11 Wroth and na prof it are 1p2CIC to esh ta0.1ilet Yaw wets account aid no wry towel from abet Ow Inn Yon state nem roman swelters and other assesheld n All account stateroom shall be deemed emblem tared annoy n wring of any othecant dyne. I your fnanad Furter Monsen Lout saktle mop *biota. nrsing the JaCOulnat the cod of the swat with you ma/ dt acarate it not objectedto n vamp trim 60 On seventh or Mestirme arrive; For each wart held. for &rimy of keypad writes ar am um You may newt nowt rats and glens, o aitilost nu choose one of theblow, erasers/4 object.., yam ubscarlsonpyieUs Porn your F local //40501 re by resew vans used a loan collator aker P559.ininr • Pleasedirer cusluno complantsce inthrot bthe I m0. • Paola Ceara Mom Imoltments stelrinj the balance die on non Any nontses trandored w the Client Ralkons Depitmelt X 201452.1699 or latrine CAN 806762-1000 91/Weal 011 of homeonly dung the sowers peered am hood a motel ulna of a 1030-354-9,03. 8 00AM to 6 03 Pad ET Monday • A.CAC00 CJ/0,1914001004000 Vivelln9011500(ing Torah the en/ of the 'Oat pond %soup Mdse. a n rertng to uBS Fonawal Senor tic. Uaf Irearcial Services mots reunion The Fern kat...enter 01 the Secure:es Mena Protection 0/ prnCpal rah. than tre genital:in o1 nccme • Con basic el dislenting the cos: Nasalise seatibes Clem Relation' Dwatrrent PO Box 766 Unon Cite NI • ArcatceConstomoon of income thc/CeptaAPPeoloon inroad n the stawnent. Woe Melted nth the 07087 COthorato (WO. Win protects swanks wows of es myrtles to to 1500000 (ncbar, 1250.000 for dams Mr anon teeing both ono gierwaion of racer aid number -1: 15$ Firundal Strweshas rebid on ode The 5PC asset maw tenet sordr le al accounts "own prnoPat information Othaised from sources other than 155 • Si case of errorsa WHOM *Cut an eltoonc toots Firocal Se ag. waxing nformaion Ion axes IT Panda (711 bit paimmt or U35 Per dna cad tha sou hind n a paned, Carry The fern together oth oven Wean. ha aiso puchan1 Oweall risk prelims or tat you may fate pre0.10.110 y0.11 krona Mew tracarroms, call 806762.1000 or no to LOS Fnancal • Convnes, Seeks to ennuis Orr pupa( wth low The Finn dots no inwenden, Wty Of guarthwene Wow hc. 1000 Harbor 8W .6th I bos Weetodoo. N) appioncntai othicion The rraxinuin anount payable to all VOW Mann. colbetwbundo this prottenn 6 550) risk aid raxlity to the root own. eon d ma means away er tad, of thy Monson proaded by sources cdolk Ann INW13SA Servon the =dont does not generdesirdont womeOf Wotan USSF nrcial SenneS melon as of DiCerthe tO. 2013 0.0.11n53,0110./nce keep pea MI5 iAlgm Ca otters sem aspa cat d you Os nic sor • A115440.2 0.11105 10 YEW some Mr to ardor an it adder.' Shouth OBS Fiona, Sankt: glossily 'Lawmen or recent 6 nor, twiny need more Wow tone poky a:edition" and Witattni can at ere Fon Junket protected for up so II 9 milkn n the tars, virre Ms My so soak higher resins updates the rf (maw as t 6 woad The inn does ono Minnation Lout atranth on the onnnint or rapt prod& an y aware that the of amain, ode' Cost The Fen reflect stow (aS cup tole) must hear tom )0.1 aggt9a for al pour axon held n a solidity capaay - • knows, Wang to at hgh nge toTempi ad hgh A full Oopyol CO poky traWdilg 6 /arable upon EWA, sanity to *eta."' own met one and 'Unrolited gonna is ac rot a of the dee 0.5 530.1" tr0.1 60 days alter the fern KR you the fist of this tilatM At AKA please do not rays) this nowt on sithets the use or protases aportd Cuba i0n to nuke widths' a kneeing,. la to - Frotht sow nine and aootnt number (il try The SIC prowls:4i aid tie supplenental protector both do Scent -houselsokliag" not Spilt° We rnay consolidate al rented report sown% whh the purposes a weft* aim Pawl to the fern - Dela& 0901.0). Or th9 tarter you re tow *or may reflect Wass nlormaiso or, kr one pond and entan as dealy a you on Any you Oboe 4 is al • C man tab, ten controlled MOM Mined n no sane awns in the sweet/Mope ACODutrIltybC•rell0.0 mown mkt) but heel way from15$ Pineal Won 101 this ;arrow beano they hew wren eh* also mantain time they re had a the Pim Morthisonot Moan" err or he, sou nod ewe nlanution cat be added by ear Finataa AcIASOr - Proride the dale amount of the stepored (eg. anal (kat PUBS Bark Wcaha 165 AG pont mount relaionshOs rah Ow clots at the same Stamford brands. In rotate Mans naming salable address This ponce d known al 'households', • I you smelts. an Mews of mutual finch acre suh Dale to realer ind(itsal Prevents noted is sprat • Unrealised saint/bytes Wm} Mai mites shares are ug noel rfrealy es the name of the athart rammed wealth' lath 3o char ate" for SDNY GM 00020715 CONFIDENTIAL EFTA 00131335 EFTA01273542 Important information about your statement (continued) kofeeknalsowaity lots the tatiortion data fa ideideal - 'MN parryestimated vales may be reflected as 'Not ~her of ~is at tie tragic-dear holdingmama decant regislered since mats ot tars Frontial Snakes Ø maya may not r« tea comoksam drages as ce wed- n sutural stoats Won an 'n:lepenant lirds of teat had lane Inc 'enemy reorsainitaim neon Dheifend aid ome valuation lam Anrtnt Applied a d wade io assagn a - m aka ion tommenenes mocked ei corrorsion wen remeornoto lots and frtOrlittiC puectutA lots are oat volt» when no beano area* thai a moorol <tort ha the tabor darbution of arrury contra= ad use tea Sgratueo is a agitated sowicomakol visa CiMbned todalers, one aparasod hat lhe • Wade dz.' wart«) tha may ell a ~mg crooned valet-CO Iwen~ m5 Itnni units to cur doms. we aul ce our Imanimmal 1.85 Wa agnakre Oa* Cards aid LÆS Vdd murm peasants the «goal banal on baledate ClUeSIOn. a whin a vitae retdd be ligny ipeeulatare andane ram* ream* Mang COrratanatan from Men cads ae awed by U(3$ Bare USA yak stamemon from duo to to rut" of the seamy Taira( The nattance °repaid: Ind/wrung eue Yea USA hoorporaal • CANN norkies Bonds and pWitied stod that To - %Shen nPlher an Ewa resat patio a porser awry escrow's aWilsos ol The hatanor corrcw.es Maw salt for ealyreelempoonwil beselected mate* named wiener atsrdpaly en inlied eau is «sponsors a tie tint nest:rem INS'S we *White UBS Financial ServiOes Inc boy 201407 by lot tom among al seamers of that 6% had re sut prowled. tee sake ot he afasey tea bedte ret tom - Ott ae!lyn also recelle Waling commbwis an1 Owe name a n ~nix* n ate ler cur dents < alloan ns pasha* ono ~anon from mina fends and *minx* racermand is °Wanedfrom Mad pates aid as xoraa - 'DiSrbutiorn to Nee' may inch* niwn of cal. 0:ttrQJtift vittro? procixts wedistbale rsno, goralleed OT« call teatime nay ego ankh move a both - We«wee l annal tee from keel 8ask USA anf USS mud Mat yell compete Norma kin sid beprovided - • Oftnr an sae* repeseume nittalollms pow AG tranlom &std of up to RS pet savur tØ recuoll wink a-.5 may not Sloe >etc cos bask snoring to the barts wide the tints* Soars Pnagrans • Cortateataa of doped-Clan/ CDs ate PK roured ups, • Iteasolaod «oxides Resinaed seduces greneraty ae $293.090 n akeopi and mated nitres' pa dspaittot not creek eaable for panic ale t/BS Frontal Semis ASA, and pen clopoilosy insinalisn. n =Wawa with rDi: uses the ~et precool the esersoktod suode of the sane blandlian nrsordng corn-arse:en aid other Marrs redes ester a an mowed Yak* tor the retread sued ;be ironed el aneten win the creation et valet nckiarg purposes of This storscemorsy To the owe Ma urban na-~nsha5 been nØ omernitons • ~Naito Dices &plowed fa wanes airs ode ash toted mantes are elegise lot sale. tauter atoned predovig handed ier you. red ail be peo-iUN to you produces Tat be higher a brie the the owe tal you may be whet/mite less Than th• endued raw shown anmpik on mum tea kJ alunl/ receive in the make, PrCeS are °blared from varid had pane sources enich we bales!?to be • In. Nainuted) 2IØ atennyitilds and rms. An Short selling elide but we do not gumbo ecrfr aaasacy estimate of maul name is based on moue clanked you ae engaged en short st4hgawarity you may not a - Wo "way lise the doingprise when Whitay a the aid nuet ears. awning de acuities will be held Bor digede to avian tenor" costs Renal sealants moon oe Patel aid ask il ces fa Ned *foreleg and one year from maternal' date a tres mourn/ This aunty *puns or oink tad pees or OTC soonito estimate is onB a guidiline. accuracy and antnued - Lot acre,/ traded war Ws maybe gad tung name se not g,trameed Open «den nuren niodel a Memo Went tila we °Waned - Psi:rated anus income and writ yield I« *flan Regaling (pen Of OrderS Thai rare not and may al reflect an actua malao enror wax. tereol secshas °yid rids* aren of enepal or teauted by the fl amer', dote open boy ad sell lop - Cenanpusatons may £9ea wIhNit Ipra and roll cal pans in Mud, Ole the eat name LTC autom odes re mixed by the amount of dwdends or rgNi on show z 'price was not wadable' if we are arable to saki) wooed be °armed an oediedindsor candles dale unless mooned clime.* obtain a do* ler a worry - Estimated anus sworne nd eutoni yield aid the by you You ae reatonste for orders aha are resisted doe - Deposes a teanes denCennand n ~es Other actua noire and yield night be None« hgher that to put lane to anal oxford open «den Tat U S aortas are reflected a the eelhEwa.,'Se ds of the esiimated moans the nano! dot, - An ntrute of ~Iced name Needed seder Tax teritiladditg en ~ono foam UK financial - For cenan searibes mind n non-carsormlie soeast) dulled byesaril make valerealte Salvias IRAs densmnatgeo.«ce aid quality dace value/map hae balane a Wed on the la2 dinSand or mien ~al Lac WIrequteS 1.85 frsadal Seniors to wohlsok/ been maned» lartle.ale Froptetvatztzo payrem made by he ewe and manes tee income tar from you sayable as &Mintloss tut you few To obtain atom cerstion9 Wien araiLle. meow you seam irsdepotas eel be held'« one woe Won the doe oat lobar, ~ix Malta or. instead, you may Savona Ada« stablen doe or wok mourey Amen:at Bea ZO have la ~Mc I a arne or et a Nod roman as °allotted rid ae not guaanteed you TOOSe Yes ~on val amain n effect unit reeled • Peen Invonnoma and otructurod products. Wale byyen You may wete pair el4a-lian a ay Ono by rnasng -mustiness saute*, (nslidng dirscl tozWpation • *masers hold layUKfinandal Savior. Conan a now Oaten le you do Whoa erotrsh nose tar pagan aid real etrate reeofent Ut.tal Mantel/at] aners ate urt Mk byte Pix .34 notated-en the fits wafters urom 'Cur datituliOnS. )0u maybe repotisb* fa druclued pnoskias straw., hghiy add d faun possession or amvol rho% asset are 46pla,od en yam the paymoo of estenxtd tat you may nae penaim den souchted prodrot ha»no bum regxored wen the stamrem for inlanwonal ptnfoses °nap Poulian and notnas yedit3/41 and you estimated la parnems rerat Seatmts and EnthaNth Canners:a a underand state tutus dreamed ae recniled byte isseng lion UBS Nall CO IOU to oblipatim *WW1lam We prow»estmaed ekes la pinte ~dB SWIMS d not retponsble for this nfornaiin naumera scants ad stinted produn Bor and does net gt.sataille es deacacy ntese assets aen01 Pdivicy Marna cnalpuwoun only Aswasyd rot gemseed ;Wooled by SVC or ten win supplonemal SaC To Ø4n a copy ot«l one Clem Proxy Norse shoe - She» vaueS maydifter stbsuretally from mars t any donor contact you F natal Adosor et rite out websne at a which a «orate romance sectary« structured emu ors comeoneacadar piettia nulue tour a sad aid do not necessnly • Iterantaa Soling and addklonalcomponsatkot wow' the waist you rnayrtansouNch l*Wilascr, - et additim to aminissom en sars red 12b-1 lees UB$Pert-eat Steven is not a bark The RIVA. &mss - shed arty esimaes of via art as of a ran daft nosed in connect«, with the detrtolon of nalres Saftids ACCOVI BSA and AMA a»beck«age accarrts aid we stuplud lo l85 Masai Strums on a regru fiends toots duds we aula ow starale reanse end mode access to bat no seeces rel wisdom bald by an Winn:Sent saltation Inn renrue ~in; aapenu from asubutors and« though anagenem with armed brats aid oven Ted gOrtWalltarnw«SWISCor Smaled varen if Ninon of the mutual ends fi at we soh these patty basks and provides wens to horn red rutty ty. are sxpled to te Fm by the bWer, general ruses are based an two different oteroorents ed poreas iskad by wolf ilated thed {tarty etveana partner ix spews and may be °la-elated Axed en end 4nØ el saksby IRS ot a piartCuW mattal laid anyone, Hough andseceNency subsea-aesof utS dalret htomation from that used by thtd pates to laxity to ow' dun's. and Id me sar sate of a Nandi' Sevias tic done thee .stimod Yates printly (rum' fond lanais StVflit 11641 a TIM Ice - You cal ratan addnena Mammon regaling the - We and at Skate and recent renweng aid Irsestmea. react andannutearoducts ~logy used to determine the minute of via ormtusprocesong km n coreadefaton for tune« Hot MC haired • No bat* gratnier May bee vain and the dace of the hfonnaon my is he base for Mr agent sakes mat we proud* to rhentrual funds estruse by Ødeilt pur Findal Addles Shoat km genefalir as pad *cm imenor mots is die aatA RSOLICeMx,agoreni Amens Badness Wears rrutual lund and ae a tied doll:a- nun testa on the Acaum Bak ifIVA ntemabonal Redoes« latmagenvot SDNY_GM_00020716 CONFIDENTIAL EFTA 00131336 EFTA01273543 1.435 Financial Services Inc *UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 April 2015 CNP70057742730415 ■ 0 GHISLANE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GfreStANE MAXWELL Friendly account name: In& Account number SS Your Nnancial Advisor- SCOTT STACK MAN1LYLE CASRIEL Mono Questions about your itatemeiY7 Call your Financial Advisor or the Value of your account RMA Resourceline at 800-11MA-1000, on March 31 (1) on April30 (4) account 029023568 Your assets 1,715,724.23 1,712,820.67 Visitour website: Your liabilities 0.00 0.00 www.ubstomainancialservices Value of your account $1,715,724.23 Si ,712,820.67 Soarers of your account growth Tracking the value of your account during 2015 Value of your account 75( 5/i31151$ at year end 2014 41,721,172.36 ' 721 7 Net deposits and 1,715 7 1,712.0 virithdratials -54260.77 • • Weir aiveStrnen t return. DiOdend and interest income 413,986.86 Chance in market value -417,997.78 Value of year account on Apr 30. 2015 61,712,620.67 Der 2014 Ma 2015 ala 2015 SDNY GM 00020717 Mamba SIPC CNP70003005774 2 73NP700019148nn00Gdoa1503057500evi 23568550 0003C0 Pogo t of 14 CONFIDENTIAL EFTA_00131337 EFTA01273544 Your ig Bendel Advisor. UBS Account name: Chin_AINI; \h al UBS Strategic Advisor Friendly account name: SCOTT STACK MANLYLE CASRIEL April 2015 Account number. Your account balance sheet Summary of your assets Value on Percentage of April 30 ($) your account • Cash and money balances may include A Cash and money balances 38,675.25 2.26% Your current asset allocation available cash balances. UBS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 1,674,145.42 97 74% mutual fund sweep balances See the Important information about your statement on the last two pageS of this statement for details about those balances E Non-traditional a co 000% F Commodities 0.80 000% G Other 0.00 000% Total assets $1,712,820.67 100.00% Value of your account $1,712,820.67 Eye on the markets Percentage change Index April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24% Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% 0,40000005274274 NP70C0191488 03032 0415 030579004 r123568SS00dalyyGm0002dpite 2 of 14 CONFIDENTIAL EFTA_00131338 EFTA01273545 Your IInandal Advisor: SUBS UBS Strategic Advisor Account name: GHISLAINE Friendly account narne:ind SCOTT STACK MANLYLE CASRIEL April 2015 Account number. Change in the value of your account Summary of gains and losses values reported below exclude products for which gam and losses are not classified. April 2015 41 Year to date (I) Realized gains and losses Unrealized Opening account value $1,715,724.23 $1,721,172.36 April 2015(5) Year to date ($) gains and losses (S) Withdrawals and fees, including investments transferred Short term 0.00 0.00 12,317.98 out -2,138.78 -4,260.77 Long term 0.00 9,032.81 307,338.97 Dividend and interest income 2,218.61 13,906.86 Total $0.00 $9,032.81 $319,656.95 Change in market value -2,983.39 -17,997.78 Closing account value $1,712,820.67 $1,712,820.67 Cash activity summary See Account &Witty tha month for deals. Banes in your Sweepopt ore are indudedIn the cpenrg and Dividend and interest income earned closing Mantes race. FDIC insurance acne, only to deposits at UK Bank USA, not to deposits at LOS AG, Starriest(' Branch or bank deposits pared!Mooch the U8S Internet:and Deposit ACI04/M pogrom SIPC protection applies to money market sweep had holdings but not bent deposits. SeaImportant int:prams:On For outposts of this statement, tacablty of interest and &Aden° income has been determined Iron a US abovt your statement o the list two pages cic this documem forAp detri als20 . 15 (5) tax reputing Peraective. Based upon the residence of the account holder. account tnoe, or product t)pe. some interest andor Ovidend payments ma not be subject to United States (US) anciet Parte RiCo (PR) Year TO date IS) Income faces. The dent monthly statement is not Intended to be used and camol be need upon for tar purposes. Clients should refer to the applicale tar repotting farms they wake ban MS annual% such as Opening balances $38,595.42 $6,517.57 the Forms 1099 and the Fcrms 480. lot tax reporting enrormabort n Is the practice ol u85 to lilt the applicable ten reporting foam with the US Mime' Revenue Service and PR Treasury Depattrent. and in Addkions such forms accurately dairy dividend, denim Interest a tax exempt or tea income. Plea, consult your Dividend and interest income 2,218.61 Inthiclual tax prepare,. 13,906.86 Proceeds from investment transactions 0.00 106,909.61 April 2015 (S) Year to date (S) Total additions $2,218.61 $120,816.47 Taxable dividends 2,217.70 13,904.36 Subtractions Taxable interest 0.91 2.34 Professional management fees and Total current year $2,218.61 $13,906.70 related services -2,138.78 -4,260.77 Prior year adjustment 0.00 0.16 Funds withdrawn for investments bought 0.00 -84,398.02 Total dividend & interest $2,218.61 $13,906.86 Total subtractions 42,138.78 -$88,658.79 Net cash flow $79.83 $32,157.68 Closing balances $38,675.25 $38,675.25 SONY GM 00020719 CriP7000Xi05774275NP700319I 488 00032 0415 030575004 YI23568S50000000 Page 3 of 10 CONFIDENTIAL EFTA_00131339 EFTA01273546 Account name: • *UBS UBS Strategic Advisor April 2015 Friendly account name: Account number: Your Ilnandal Advisor. SCOTT STACKMANLYLE CASR1EL UBS Bank USA Deposit Account APY Interest period Mar 6 - Apr 7 Opening UBS Bank USA Deposit balance Mar 6 $33,137.47 Closing UBS Bank USA Deposit balance Apr 7 $40,028.73 Number of days in interest period 33 Average daily balance $36,493.45 Interest earned $0.91 Annual percentage yield earned 0.03% Your investment objectives: You have identified the Following investment objectives for this accowit If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. You can find a dui description of the altemabve investment objectives in important information about )0(11* statementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Psimary - Aggressive investment Nigbifity consideration • None selected Your account instructions • Your account coy bass data II' E.bsing method is FIFO, First In, First Out CNP70003005774276 NP7000i91488 00002 04I 5 030575004 Y12356855000019Mymtp002fflikee 4 of 14 CONFIDENTIAL EF1'A_00131340 EFTA01273547 . i. UBS Strategic Advisor Account name: Your Financial Advisor friendly account SUBS April 2015 Account number.name:~ SCOTT STACK MAN LYLE CASNEL Your assets Some pmts, income and cvnent values shown may be appiOxIirvMe. Asa its ult. gins dndlosses ma/ nal be &wieldy reflected. See smpornmt intontabon about your statement a the end of this document to, mote Informalon. Cash Cash and money balances Cash ani money balances ma/ include avalailecah balances, UBS Bant USA cbrout account balances, UBS AG Stanford Branch deposit account balances and money market mutual fund sweep batanees UBS Bank USA deposit account balances are insured by the FM vAlhn nate* limits, but are not protected by SIPC UBS AG Stanford Branch deposit account balances are not insured by FDIC and we not protected by SIPC Money rnatket sweep balances are protected by PPC but and not enured by the FDIC. See the Important information about your statement at the end of this doconent for dean; about I kn. biancm. Opereng Wale. Cloung basset Price per sheet Average Grit:fendWe:est Drys en Hddng on Apr 1 (12 on Apt 20 (1) on Apr 30 (1) rate period period Caps ourn ft/ UBS BANK USA CEP ACCT 38595 42 38,675.25 250.01:0.00 Equities Common stock Purchase piled Trade Winter Average prke Price per shut value On unteeeized Hddng Robing date of shares per share (1) Cost basis (S) on Apt 30(1) Apr 30(S) gin or loss (1) Period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,30995 31.560 15,780.00 2,470.05 ST Ian 30,15 1110.003 25 532 2,55324 31.560 3,15600 602.76 ST Security total 600.000 26 439 15,863.19 18,936 00 3.072.81 ANALOG DEVICES INC Symbol: ADI Exchange OTC EAL 42,802 Current yield. 2.59% Nov 16, I I 13.000 37316 485.12 61.840 803.92 318.80 LT Nov 17, 1 1 13.003 35393 460.12 61.840 803.92 343.80 LT Nov 18, II 35.000 35.502 1,24258 61.840 2,164 40 921.82 LT Nov21, I I 18.000 34.371 618.68 61.840 1,113.12 494.44 LT Nov22, 11 15.000 33 338 500 07 61.8,10 927 60 427.53 LT Nov 23, I I 22.000 32.655 718.43 61.840 1,360.48 642.05 LT Nov 25, I I 7.000 32.460 227.22 61.840 432.88 205.66 LT continued next page SDNY GM 00020721 CH117000305774277 MI003191488 03CO2 0415 030575004.735685500000W Pages of 14 CONFIDENTIAL EFTA_00131341 EFTA01273548 (Pit UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ignandd Advisor Friendly account name: SCOTT STACK MAIILYLE CASIBEL April 2015 Account number. Your assets b Equities Common stock (continued) Purchase pow Trade Monad Average price Pike per skate Vdue on unrealized Hauling Heldng date of awes par thaw (3) Cost Gås (I) on Apr 300> PO 30(S) gain or lon (I) period Nov28, II 30.000 32.951 988.55 61.840 1,855.20 866.65 LT Nov29, 11 18.000 33472 602.51 61.840 1,113.12 510.61 LT Nov29, 11 5.000 33.622 16811 61.840 309.20 141.09 LT Apr 24.12 30.000 37.567 1,127.01 61.840 1.855.20 728.19 LT Jan 23,13 1,056.000 43.209 45.628.81 61.840 65.303.04 19,674.23 LT Apr 22, 13 489.000 42.447 20,756.68 61.840 30,239.76 9,483.08 LT Security total 1,751.000 41.990 73,523.89 108281.84 34,757.95 AUTOMATIC DATA PROCESSNG INC Symbc4. ADP Exchange: OTC EAI: 42.493 Current yield: 2.32% Aug 4,11 146.000 42343 6,182.08 84.540 12342.84 6,160.76 LT Aug 12, 11 4.000 40955 163.82 84.540 338.(6 174.34 LT Jan 23,13 767.000 52320 40,129.93 84.540 64,842.18 24,712.25 LT Apr 22, 13 355.000 56.870 20,189.01 84.540 30,011.70 9,822.69 LT Security total 1,272.000 52.409 66)564.80 107,534.88 40,870.04 BAXTER INTL INC Symbol: BAX Exchange NYSE EAI: 43.236 arrant yield: 3.03% Jim 20.12 30.000 51.594 1,547.84 68.740 2,062.20 514.36 LT An 20,12 17.000 51.522 875.89 68.740 1,168.58 292.69 LT Jun21,12 29.000 52.077 1,510.25 68.740 1,993.46 483.21 LT Jun21,12 7.000 51.500 360.50 68740 481.18 120.68 LT Jim 21,12 5.000 52/16 261.08 68.740 343.70 82.62 LT Jun 22.12 61.000 51.890 3,165.29 68.740 4,193.14 1,027.85 LT Jan 23,13 768.000 66.658 51,193.80 68.740 52,792.32 1.59832 LT Apr 22, 13 355.000 69318 24.608 00 68740 24,402.70 -205.30 LT Sep 19, 13 74.000 72.165 5,340.28 68.740 5,086.76 -253.52 LT Sep 19.13 6.000 71.875 431.25 68.740 412.44 -18.81 LT Sap 19.13 3.000 71~ 215.64 68.740 206.22 -9.42 LT Sep 20, 13 47.000 71.987 3,383.41 68740 3,230.78 -152.63 LT Oct 3, 13 154.000 64.600 9,948.49 68.740 10,585.96 637.47 LT Security total 1,556.003 66.094 102,841.72 106,959.44 4,117.72 BLACKACCK INC Symbol: BLK Exchange: NYSE EAI: 43.244 Current yield: 2.40% Oct 5,12 7.000 189.932 1,329.53 363.940 2.547 58 1218.05 LT continued next page CNP70009005774278 NP700019I 480 00002 On 5 0305750dt YI 23568550 CetetlikWGM0002C@Ine 6 07 I4 CONFIDENTIAL EFTA_00 I 31342 EFTA01273549 UBS Strategic Advisor Account name: GERMAINE MAXWELL Your Illnandal Advisor: Friendly account name: SCOTT STACK MAAYLYLE CASRIEL Account number. Your assets . Equities . common stock (continued) Purchase OW trade Number Avertge mkt Nice pet share Valueon Urrealzed aidcIng Hddng date of stores per Mae ($) con basis (S) on Apr 300/ Apr 30(S) on or loss (4) period OCt 5, 12 3.000 187.820 56346 363.940 1,091.82 528.36 LT Oct 5, 12 2.000 186.670 373.34 363.940 727.88 354.54 LT Oct El, 12 8.000 188.783 1,510.27 363.940 2,911.52 1,401.25 LT Oct 9, 12 15.000 189.186 2,837.79 363.940 5.459.10 2,621.31 LT Oct 9, 12 2.000 189.010 378.02 363.940 727.88 349.86 LT Oct 10, 12 3.000 187.720 563.16 363.940 1,091.82 528.66 LT Oct 10, 12 2.000 187.670 375.34 363.940 727.88 352.54 LT Oct 10, 12 2.000 187.995 375.99 363.940 727.88 351.89 LT Jan 23,13 224.000 236.966 53,C60.41 363.940 81,522.56 28,442.15 LT Apr 22. 13 104.000 251.093 26,113.69 363.940 37,849.76 11,736.07 LT Security total 372.000 235218 87,501.00 135,38668 47,884.68 CALfORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE EAI: 44 Current yield: 0.11% Feb 12. 14 59.200 8.030 475.39 9.300 550.56 75.17 LT Feb 12. 14 46.800 8.033 375.95 9.300 435.24 59.29 LT Fab 12. 14 12.200 8.034 98.02 9.300 113.46 15.44 LT Feb 12. 14 2.800 8.021 22.46 9.300 26.04 3.58 LT Feb 13, 14 44.000 8023 353.04 9.300 409.20 5616 LT Feb 13, 14 27.200 8.007 217.81 9.300 25Z96 35.15 LT Feb 13. 14 13.200 7.977 105.30 9.300 122.76 17.46 LT Feb 13, 14 2.400 7.983 19.16 9.300 22.32 3.16 LT Feb 14, 14 133.600 8310 1,110.31 9.300 1,242.48 132.17 LT Feb 18, 14 45.600 8366 381.49 9.300 424.08 42.59 LT Security total 387.000 8.163 3,158.93 3,599.10 440.17 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 43.108 Current yield: 3.22°4 Jun 19.13 72.000 84.718 6,099.75 86.880 625536 155.61 LT hm 20, 13 121.000 83.141 10,060.15 86.880 10,512.48 452.33 LT Jc8120. 13 78.003 83.030 6,47639 86.880 6,776.64 300.25 LT Jun21.13 204.000 82.904 16,912.44 86.820 17,723.52 811.06 LT Jun24, 13 111.000 81.517 9,048.46 86.880 9,643.68 595.22 LT Jun 25.13 73.000 82.354 6,011.86 86.880 6342.24 330.33 LT SONY creedbleir P°9° CNP70003005774279 Ne7000191488 00002 0115 030575004 VI 23568550000000 Pag• 7 of 14 CONFIDENTIAL EFTA_00131343 EFTA01273550 SUBS UBS Strategic Advisor April 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL YourIlooncid Advisor, SCOTT STACK MAMLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase price( Trade Harter Average price Price per Owe Vdue on Unrelated Holdrg Hddng date of (hares par snara (1) Cott Øs (S) on apr 30(1) API 30(/) gain or lost (I) defied Jun 26, 13 69.000 82259 5,675.90 86.883 5,994.72 318.82 LT Jun 27,13 141.000 82.951 11,69812 86.880 12,250 08 553.96 LT Jun 27, 13 7.000 82.925 580.48 86.880 608.16 27.68 LT An 28. 13 169.000 82.774 13,988.92 86.880 14,68172 693.80 LT JS 1, 13 65.000 82.78! 5,380.78 86.880 5,647.20 266.42 LT Security Mal 1,110.000 82.821 91,931.25 96,436.80 4,505.55 CDK GLOBAL INC COM Symbol: CDC &change: OTC EAI: 1204 Current yield 1.00% Aug 4, 11 48.667 18379 894.45 47.920 2,332.11 1,437.66 LT Aug 12, 11 1.333 17.775 23.70 47.920 63.89 40.19 LT Jan 23, 13 255.667 22.709 5,806 16 47.920 12,251.55 6,445.39 LT Apr 22. 13 118.333 24.684 2,921.03 47.920 5,670.53 2,749.50 LT Security total 424 003 22.748 9,645 34 20,318 08 10.672.74 COLGATE PALMOUVE CO Symbol. Cl &change: NYSE EAI: $2,292 Current yield: 2.26% Aug 4,11 174.003 41.632 7,244.05 67.280 11,706.72 4.462.67 LT Aug 12, 11 4.000 42 450 169.80 67.280 269.12 99.32 LT Jan 23, 13 910.000 54.240 49,35863 67.280 61,224.80 11,866.17 LT Apr 22, 13 420.003 59.788 25,111.32 67.280 28,257.60 3,146.28 LT Security total 1,508.000 54300 81,883.80 101,458.24 19,574.44 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: $335 Current yield 068% lan 28, I5 500.000 90.41) 45,205 72 98.950 49,475 00 4,269.28 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28, 15 500.000 31.942 15,971.36 37.740 18,870.00 2,898.64 ST Ian 30, 15 250.000 29.431 7,357.75 37.740 9,435.00 2,077.25 ST Security toti 750.000 31.105 23,329.11 28,305.00 4,975.89 GEM- MILLS INC Symbol: GIS Exchange: NYSE EAI: 13,312 Current yield: 3.18% Aug 4, II 191.003 36265 6,926 77 55.340 10,569.94 3,643.17 LT Aug 12, 11 5.000 35.754 178.77 55.3.40 276.70 97.93 LT Ian 23,13 1,001.000 41.387 41,42889 55.340 55395 34 13,966.45 LT Apr 22, 13 464.000 50287 23,333.21 55.340 25,677.76 2344.55 LT cortnnued next page CNP70009005774280NP70D0191488 00002 0415 030575004 Y12356855003~Ght0002ffine If of 14 CONFIDENTIAL EFTA_00131344 EFTA01273551 Account name: GH1SLAINE MAXWELL UBS Strategic Advisor Your Melinda Advisor: *UBS April 2015 friendly account name: Account number. SCOTT STACK MANf LYLE CASRIEL Your assets Equities . common stock (continued) PurChist pricer Trade Number Average price Price per share Ydue on urrealzed Hoicing wiring date of shares per share 01 Coo basis (0 on Apr 300/ Apr 30(5) gain ol Ions (t) mud Jun 17, 13 148.000 49.739 7,361.45 55.340 8,190.32 828.87 LT run 18, 13 73.000 49.836 3,638.07 55.340 4,039.82 401.75 LT Security total 1,882.007 44.031 82,867.16 104,149.88 21252.72 JOIt4SON & JOHNSON COM Symbol: )1,11 Exchange: NYSE EAI: 43,198 Current yield: 3.02% Aug 4,11 123.000 62.377 7,672.38 99.200 12,201.60 4,529.22 LT Aug 12, 11 3.000 63.730 191.19 99.200 297.60 106.41 LT Jan 23,13 642.000 72.736 46,696.71 99.200 63,686.40 16,989.69 LT Apr 22, 13 298.000 84.721 25,247.10 99.200 29,561.60 4,314.50 LT Security total 1,066.000 74.866 79,807.38 105,747.20 25,939.82 MCDONALDS CORP Symbol. MCD Exchange: NYSE EAI: 53,461 Current yield: 3.52% Aug 4, 11 95.000 84.969 8,072.06 96.550 9,172.25 1,100.19 LT Aug 12, 11 3.000 88910 257.23 96.550 289.65 31.92 LT Nov29, 12 8.000 86.456 691.65 96.550 772.40 80.75 LT Jan 23,13 555.000 93.053 51,644.75 96.550 53,585.25 1,940. 90 LT Apr 22. 13 255.000 99318 25,326 32 96.550 24,620.25 -706.07 LT Sep 19, 13 78.000 97.879 7,634.63 96.550 7,530.90 -103.73 LT Sep 19, 13 22.003 97.425 2,143.36 96.550 2,124.10 -19.26 LT Sep 19, 13 2.000 97.830 195.66 96.550 193.10 -2.56 ET Security total 1,018.000 94269 95,966.16 98,287.90 2,321.74 MXEERA ENERGY INC COM Symbol: NEE Exchange NYSE (Al: $3,579 Current yield: 3.05% Aug 4, 11 134.000 52.960 7,096.75 100.930 13,524.62 6,427.87 LT Aug 12, 11 3.000 52.530 157.59 100.930 302.79 145.20 LT ran 23,13 700.000 71.610 50,127.21 100.930 70,651.00 20,523.79 LT Apr 22, 13 325.000 79.757 25,921.06 100.930 32,802.25 6,881.19 LT Security total 1,162.0® 71.689 83,302.61 117,280.66 33,978.05 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,791 Current yield: 3.60% Feb 12, 14 148.000 88.959 13,16596 80.100 11,854.80 .1,311.16 LT Feb 12, 14 117.000 88.989 10,411.82 8a 100 9,371 70 .1,040.12 LT continued neat page SDNY GM 00020725 0070o03005774201 NP7000191488 00002 0415 030575004 Y123568550000000 Page 9 of 14 CONFIDENTIAL EFTA_OOI 31345 EFTA01273552 SUBS UBS Strategic Advisor April 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your A sandal Advisor, SCOTT STACK MANLYLE CASRIEL Your assets . Equities . Common stodc (continued) Purchase dicer Trade Weber Average No Price per share Vdue on Unrealized Hddng Hddng date or sheen per Mare (t) Cott bads (S) on Apr 3001 API 30(S) grin or loss (S) period Feb 12, 14 32.000 89.002 2,848.07 80.100 2,563.20 -284.87 LT Feb 12, 14 7.000 89857 622.00 80.100 560.70 -61.30 LT Feb 13, 14 110.000 88.885 9,777.41 80.100 8,811.00 -966.41 LT Feb 13. 14 68.000 88.708 6,032.19 80.100 5,446.80 •585.39 LT Feb 13. 14 33.000 88369 2,916.19 80.100 2,643.30 -272.89 LT Feb 13, 14 6.000 88.421 530.53 80.100 480.60 -49.93 LT Feb Id, 14 334.000 92065 30,74982 80.100 26,753.40 -3,996.42 LT Feb 18, 14 114.000 92.677 10,565.23 80.100 9,131.40 -1,433.83 LT Security total 969.000 90.422 87.61922 77.616.90 -10,002.32 PEPSICO INC Symbol: PEP Exchange. NYSE EAI: 33,023 Current yield: 2.75% Aug 4,11 115.000 63.979 7,357.65 95.120 10,938.80 3,581.15 LT Aug 12, 11 3.000 63.023 189.07 95.120 285.36 9629 LT May 16, 12 6.000 68.535 411.21 95.120 570.72 159.51 LT Oct 24. 12 1.000 68.690 68.69 95.120 95.12 2643 LT Oct 26 12 2.000 68.810 137.62 95.120 190.24 52.62 LT Oct 26. 12 1.000 68.890 68.89 95.120 95.12 26.23 LT Oct 31, 12 1.000 69.370 69.37 95.120 95.12 25.75 LT NOV6, 12 1.000 69.370 69.37 95.120 95.12 25.75 LT Nov7,12 1.000 69.150 69.15 95.120 95.12 25.97 LT Nov8, 12 2.000 69.090 138 18 95.120 190.24 52.06 LT Jan 23,13 699.000 72.166 50,444.31 95.120 66,488.88 16,044.57 LT Apr 22, 13 322.000 82.251 26,484.85 95.120 30,628.64 4,143,79 LT Security total 1,154.003 74.097 85,508.36 109,768.48 24260.12 PROCTER & GAlveLE CO Symbol: PG Exchange: NYSE EAI: 53.007 Current yield: 3.34% Aug 4, 11 118.000 60.103 7,092.22 79.510 9382.18 2,289.96 LT Aug 12, 11 3.000 60.896 182.69 79.510 238.53 55.84 LT Jan 23,13 619.000 69941 43,293.73 79.510 49,216 69 5,922.96 LT Apr 22, 13 286.000 81332 23261.18 79.510 22,739.86 -521.32 LT Apr 24, 13 108.000 77.762 8,398.32 79.510 8,587.08 188.76 LT Security total 1,134 003 72.512 82,228 14 90,164.34 7,936.20 continuednext page CHP7000:90043774282NP7000191488 00002 0415 030575004 Y123568550 000ilakyGptt000teris 10 of 14 CONFIDENTIAL EFTA_0013 1346 EFTA01273553 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your financial Advisor: UBS April 2015 Friendly account narne:Ind Account number. SCOTT STACK MATT LYLE CASRiEL Your assets Equities . Common stock (continued) PJ10.1.4 111(ci Trade Hunter Average price nice per share Value on time/tired Hddng Hddng date of sham per share (9 Cost basis (t) on Apr 30(1) Apr30(9 gain or loss (t) period TRAVELERS COS NCJTHE Symbol: TRV Exchange NYSE EAl: 42,811 arrent yield: 2.41% Apr 24,12 20.000 63.432 1,26864 101.110 2,022.20 753.56 LT Apr 24, 12 4.000 63350 253.40 101.110 404.44 151.04 LT Apr 24, 12 1.000 63.560 63.56 101.110 101.11 37.55 LT Apr 25, 12 10.000 63.520 635.20 101.110 1,011.10 375.90 LT Apr25.12 10.000 63.617 636.17 101.110 1,011.10 374.93 LT Apr 25, 12 10.000 63.659 636.59 101.110 1,011.10 374.51 LT Apr 25, 12 2.000 63.545 127.09 101.110 202.22 75.13 LT Apr25, 12 2.000 63.645 127.29 101.110 202.22 74.93 LT Apr 25.12 2.000 63.745 127.49 101.110 202.22 74.73 LT Apr 26, 12 5.000 63.928 319.64 101.110 505.55 185.91 LT Apr 26, 12 2.000 63.920 127.84 101.110 202.22 74.38 LT Apr 26, 12 2.000 63.930 127.86 101.110 202.22 74.36 LT Apr 26, 12 1.000 63.720 63.72 101.110 101.11 37.39 LT May 1, 12 15.000 64.637 969.56 101.110 1,51665 547.09 LT May 1, 12 6.000 64.715 388.29 101.110 606.66 218.37 LT May 1, 12 6.000 64.975 389.85 101.110 606.66 216.81 LT May 1, 12 2.000 64.850 129.70 101.110 202.22 72.52 1.7 May 1, 12 1.000 64.820 64.82 101.110 101.11 36.29 LT May2. 12 7.000 64374 450.62 101.110 707.77 257.15 LT May 2, 12 4.000 64.410 257.64 101.110 404.44 146.83 LT May 2, 12 2.000 64320 12864 101.110 202.22 73.58 LT May 3, 12 4.000 64.960 259.84 101.110 404.44 144.60 LT May 3, 12 2.000 64.675 129.35 101.110 202.22 72.87 LT Maya, 12 2.000 64.910 12982 101.110 202 22 72.40 LT Jan 23,13 629.000 77.560 48,785.62 101.110 63,598.19 14,812.57 LT Apr 22.13 290.000 84.719 24,568.68 101.110 29,321.90 4,753.22 LT May 22, 13 111.000 83.807 9,302.58 101.110 11,223.21 1,920.63 LT Sectrity total 1,152.000 78.533 90,469.50 116,478.72 26,009.22 continued next page SDNY GM 00020727 CHP70003005774203 Ne7000191488 C0002 0415 030575004 Y123568550000000 Page 'PI of 14 CONFIDENTIAL EFTA_00BB47 EFTA01273554 SUBS UBS Strategic Advisor April 2015 Account name: GHI44.AINE 1\141'.<WELL Fuie ndly account naine: Incl Account nu tu ber: Your K nancid Advisor, SCOTT STACKMAIILYLE CASRIEL Your assets . Equities . Common stock (commue Purcha'e puce Trace tairrbee Average price M'Ife per share Vaue on uruednzed Hddng iddng date o1 shares per the, (S) Cou bâtit (S) on Apr 30(S) 4:430(1) gain or lost Pretl XIUNX INC Symbol: XLNX Exchange:OTC EA1: 42,230 Curent yiekt 286% Sep 7, 12 25.000 34 770 869.27 43.360 1,084 00 214.73 LT Sep 7, 12 5000 34846 174.23 43.360 216.80 42.57 LT Sep 10, 12 37000 34.845 1,28929 43.360 1,604.32 315.03 LT Sep 10, 12 3.000 34 660 103 98 43.360 130.08 26.10 LT Sep 11.12 20.000 34.853 697.06 43.360 857.20 170.14 LT Sep 12. 12 18.000 35.006 630 1 1 43.360 780.48 150.37 LT Sep 13, 12 27.000 34.886 732.61 43.360 91056 177.95 LT Sep 14, 12 19.003 35 536 675 19 43360 823.84 148.65 LT Sep 17, 12 7.000 35 151 246 06 43.360 303.52 57.46 LT Oct 24. 12 3.000 32.523 97.57 43.360 130.08 32.51 LT Oct 25, 12 5.000 32.522 162 61 43.360 216.80 54.19 LT Oct 26, 12 3.000 32.776 98.33 43.360 13008 31.75 LT Oct 31. 12 1.000 32.770 32.77 43.360 43.36 1059 LT Nov 1, 12 2.000 33.360 66.72 43.360 86.72 20.00 LT Nov 1,12 1.000 33.520 33.52 43.360 43.36 9.84 LT Nov 1,12 1.000 33.530 33.53 43.360 43.36 9.83 LT Nov 2, 12 1.000 33.550 33.55 43.360 43.36 9.81 LT Nov 5, 12 1.000 33.190 33.19 43.360 43.36 10.17 LT Nov6, 12 3.000 33.886 101.66 43.360 13008 28.42 LT Nov 7, 12 2.000 34.025 68.05 43.360 86.12 18.67 LT Nov 7, 12 1.000 33.910 33.91 43.360 43.36 9.45 LT Nové, 12 4.000 34.032 136.13 43.360 173.44 37.31 LT Nov8, 12 1.000 33.860 33.86 43.360 43.36 9.50 LT Nov28, 12 4.000 34 312 137.25 43.360 173 44 36.19 LT Nov28, 12 3.000 34.410 103.23 43.360 130.08 26.85 LT Nov29, 12 15.003 34.583 518.75 43.360 650.40 131.65 LT Nov29, 12 3.000 34.493 103.48 43.360 13008 26.60 LT Jan 23,13 1,087.000 36.805 40,008.01 43.360 47.132.32 7.124.31 LT Apr 22, 13 502.000 35691 17,917 23 43.360 21,766.72 3,849.49 LT Security total 1.798.003 36.246 65,171.15 77,961.28 12,790.13 continue(' next page CNP7C009305774284 NP7000191488 00032 0415 0305750041023568S500)fflyGio0002ben 12 of 14 CONFIDENTIAL EFTA_00131348 EFTA01273555 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account name:Indr Your Pi nandal Advisor: SCOTT STACK MANILYLE CASRIEL April 2015 *U BS Account number. Your assets Equities . Common stock (continued) Nict,a 1.0(O reumber Average price Pnce per share Vdue on unrerezed tiolcIng of shares per share (1) con basis (11 on Apr 30(1) Apr 30 (5) can or loss (5) period Total 31..354,468A? $1,674,145A2 $319.6%.95 Total estimated annual income: $45.130 Your total assets Percentage d Cost &Amsted Unverified value on ileo ?0 your ac count bash (11 annual incur* III On or lay. (1) Cash Cash and money balances 38,675.25 2.26% 38,675.25 Equities Common stock 1,674,145.42 97.74% 1.354,488.47 45,130.00 319,656.95 Total $1,712,820.67 100.00% $1,393,163.72 $45.130.00 $319,656.95 Account activity this month Date Activity Description Amara (1) Dividend and interest 'ammo Taxable dividends Apr I Dvidend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 623.28 Apr I Dvidend BAXTER INTL INC PAID ON 1556 809.12 Apr IS Dvidend OCCIDENTAL PETROLEUM CRP PAC:PON 969 697.68 Apr I S Dvidend CAUFORNIA RESOURCES CORP PAO ON 387 3.87 Apr 29 Dvidend EOG RESOURCES INC PAID ON 500 83.75 Total taxable dividends $2.217.70 Taxable interest Apr 8 Interest VBS BANK VSA DEPOSIT ACCOUNT AS OF 04/07/15 0.91 Total taxable interest $0.91 Total dividend and interest income 62.218.61 Date Activity Desolation Arnown (1) Pees Apr 23 Fee Charged QUARTERLY FEE -2,138 78 Total professional management fees -32.138.78 SDNY GM 00020729 007000;00577428S Ne70c0i9i asSa 00007 0415 030575004 VI 2356855000o0c0 Page 13 of rd CONFIDENTIAL EFTA_00BB49 EFTA01273556 SUBS UBS Strategic Advisor April 2015 Account name: GHIStAiNE MAXWELL Friendly account name:Ind Account number: • Your Pinanául Advisor: SCOTT STACK MAMLYLE CASRIEL Account activity this month (Contrived Pate Actmty Descrpbcn Amount (S) Moan balance activities Mar 31 Mances forward $38.59542 Apr 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,432.40 Apr 8 Deposit U85 BANK USA DEPOSIT ACCOUNT ASOF 04/07/15 0.91 Apr 16 Deposit LIDS BANK USA DEPOSIT ACCOUNT 701.55 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 04/23/15 -2,138.78 Apr 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75 Apr 30 Closing MIS bank USA Depot:It Account S38,675.25 The UBS Bank USA Gepost Account IS your primary sweep OpbOn CNF7C00900S774286NP7003191488C00320415030575004Y123568S5000~y_Gm00025ne 14 of 14 End of statement for account number.-, CONFIDENTIAL EFTA_0013 1350 EFTA01273557 Important information about your statement ues FhancialSents Inc Me Pim or UnFirwrocialSorices). The Fiona Cad law ail investigate yar complain td hailer on the boob ad records of the tolicabb Wier or comecipes —you may decthe househollmg by ding your is a mentecol al permipal security. menoodity aid tows will carom any eeor promptly. vatic agent). Entail Meteor edurges inascia *vas and IA* Itlanis.thk ire rdioq frubtalizial of U35 AG and Ofiliwn of LOS Scoritirs Plow make al thecae pastio to the ~or to final' • Conan eneenrreni comers or merriest 'stare= nt 9. Friontly account neap u.0 The F nws Instill neat 4 wattle won *west nstitincen Muted cote from of this tannin, ha)es1w lensed parowshos aid prvaeplaxnents) tat are na Tr* Frit:mei morn neonates nfarrogon that yw the lend theathe of Imes te a to regal at Olen hes. ale-Conn may be tbye0 to seginered soda the Spumes Act of 1933. and were/ an the Paws online meats wtbste It ea ~antra ten charges la lie pyrite (Cr usurtes custoinlzable •nosunw• dawn by you to ads you vnh U35 Foaled Savo; to purchases and OiWgeS a trpad "Witt n oath =cults • Controdhesconextt to 9. forme *wham* aid our reccedompeg It hit no b9I died on ase annum 1200 Hater Elculga0 Amounts ma Ye traVexed 10 011ie nsteutons mar be team metal contracts/ EWAN limns comma and You Can Mawr yo u Frendry axon nano Oath* Woe Weehankert NJ 07086 :Mita to a Pinner fee Semmes of by manacles; wis Force , Awn°r. COnyndAY 'VW contacts 1h6 =Wilda represeas the onlyorIcial record of your UPS UN Sweep Optird The SIC protection rid the wpplorrentt protectimi do not Awriumentylow Fmanaal %NIG, account Mar feC0fdS, except arealme U85 oilers °plan for sweepirwcach batsman biases to apply to these assets~ d they Otreferee appea• art • Valued Sour wountipserthba Nee of 3S:elided downema. conuhng molteng dau should not be rebel bank deposes at ulitS Batt LISA aniUtS AG %Infant braid swenents The SIC protean, and the appVywit IldD upon if you Wave tae's an ender OinGtaCal plow 03a-k enney market mutual Mdse./one; protedon do not ;voted agent* than?, is the floats • awe Include sealiale babcces vaketolor mon n rernaliteg n wrings theeranch Mawr of to Awls) and the P.M/rational Dews* Ault COAtor value of yes atestmentsentither as a resun a mato rani -fed %malty Cut 1 rid Gkbal 1-rne Deposits unrealized once sting your mosium customers wed ri montional Aesthete litinigetnent =mount. raw batnipt0Y or li b l reviP0 milts to mrhet and Mien a:Getsnot held byte Fun Awful lucv9h the8a Sweep YrOgralif. can I/gannet. Does not naideunpnad samitelassets at the tor ol the Althcegh al f9.res treat are 'mended to be Xtheate. are Swept so 185 Bat USA p b al egad-tied MO and Mote Wonnxon a rain 4 Lem request Vat may ',bun pro and wean starrom perodt a poise tawniest data Toad rot be used for tae outposts Key then to ICS AG Starriord Bran, a a liitey Fund Deposes eve ntOrmalOn about SIC. hcludn9 the SPC troche. Unitsvidtb:4, COI i:e6 and weicitabb 504 atom soleg on 'mend Ix Ina 0e.. Feral 1099. 5498. 1042$. at tES SW USA are FOC enured n accordaxe with FDI.: by unizte9 SIC at 202.3718300a by vaiwg the SP( • Oa. creel exlides t balms. outstandna mats tic) alto peeping your to room Shot rt isrequited by rugs For ow itonason oboe mit www ldu for Attune al raw 410c all loan. credit Inp short accourn Dames Ian to recon to the RS al mob le diedends. repent:Ile nen- Deposits a1185 AG twdood Bunt ad *ayes et ?Amer • Cafh/Monty balfran Tots of unrwesiod salable cads bauble dvdends ad tam* neon tamed on secumes finds re not Inured by the FOC. Derided Re invasonent Program IDP/P) U3-5 Bank USA dimwit balawn UO5 aG Bra c85 btanco. rat heU n your accourt, nel proceeds on sale tranuctens, aid the cede reseed Can awear wite you may obean the Surdced balances and nxne, mrkx maul cost bapson rerun cowed securtto Through 1tr Onc nigh to at, balances ar• Swept to actual goo, Iron your Firuncul Adroor Only Mole than find sweep bastet a thedose of the statement pared <409: aCONSIS a 15$ AG `tweak Brwch ai d IBS AG • pothased tatter OR P. partial ties 'Alto toll and die Non.orrencd Ey free ~it baboon is yos noun' dense Communications with Um Firm Carman Brant Thesedeposes zee MC nasal by tet PDC cash me be deposeed n you amour* lied/Wend segregated from othiebalaxes and the Fanny/ use at of • please reculfern any oral Ofennasalons nwrnngto Banco heal If the WS AG Carer Bran are torooraily retnestrore puce tippled by the issuer may dee from the these lards n the ordiwy course of as busies, Mese funds furter posed your nirlf, eklading you* rods uncle the oposet to the sooner ri-A of the Caput Wands and Mahn prole Mutt the partial than in sold yepa/Atte upon demand Tha total Incbdtd the *who mega Protection Act (SPA) there b rn ouarastee a other oblcatkn 01 IRS AG to reef arrentp444 dos•9 value thebalms %bacon the u15 Camel's s'ache't boas Cabe balm • /1 the !nodal instninon on the top kft oe the from of this Only stole ens my be held in you nowt a you at Land ng information lasemml is not ten Finned Stnnfra U8S instal Deposits at UBS Bat USA ai d each URS AG Brash apron entitled to atonal tot as a wilt d advkmd pornen or Foe det4M nlonn on onthe rm. > fe nfag prams and %tykescaries rex acccur as dearkg broker by pritecked by SP( Mow Fund shies are proceaed by SPC otherwise, tie Firm wlt ether pl partial...Ms, make wife do:locum, Sato yowClxn R/444eit p Ageowon or wrigement oath the odicated mutton We intoned See 1.05Finalcal Semmes Acute Protection' below a accept an trawl demenred by a registered (Stang Account Agworml and the General taws ad Conditom you iT Mb rcwbnlhp Men youtapered Ws ~an in agermy. and cede row account US5 Stamen% of Cade Fractits &tab* n Agnomen:5 this Cana tow heds an/ souk es re bated a 185 Upon you repass princes n tie Bat Sweep Program or eane..clau ins. onvinr- trust Renal Sown and not thy mroduan9 baker. aid you OA may Oe villx/ten and Owes of a WrierFend maybe lavostment oblealves must mat a report of my not orontebn to both Wm. Nude's, and thepouted' owned to pia wee the meg:vent obraves and nt prof tb are specie to end foositet xcnhl Your awes aCOTant ai d any vary Centel neat Oise the is YOS statement waxes monks and other assetsheld n All e000ure StaWrencS Shall be deferred COM*e and /comma in erinnoi of any Kalman, Wanpe in your Wawa Fut& natintgo tout sadnie um" optore. exlAng the wows at the end of the summon pie1:4 You Wei dt acar ate 6 a% oblestel to n Aoto9 Mho 60 days seuatir a deretrein ttioctivel For each, accoure hell wrens need rises .aid yields. 6 wit** x for dttinor of fury pad Darn*" ar ry line You may you choose one of the io loving otiestment otoectkes recew sictssin used a ban collated afar PaP19.ali • Please direct customer earrplants a Iquitos to the owns www ubSOffelnWepyilaff. Yom your inaifdl Mvilor a by • italuo, fungi,: axone Imelentras wain; es• balance the on teen Any gnentin transioned to the an atm Relalkons Doorman x 2014521699*r tolitoe callno 806762-1000 glottal kin of emome only thing the flattened period an lined a hunts mimes of a 800354-9103.8 00 A ki to 6 CO P ht ET Wifely • Ache* Capsx'bloplanocon vivellnXXIS **in; Torah UK financial Sendai emus peetectien the end of the statment period then* liklay. a 4 wrong to uBSIhrunceg SentaiS • pnxpal rah. than the gionatesin of name The Fern ica crafter of the Seances Fence Protection • Cost basis el deletheing the con basis of the tortes Clan' ReUriont Department. PO Box 766 linen Cite NI • Rowe Co abaktnan of exam and CePWAPPeOna, Cot/often (SRO. MISS protects swathes rooms of its Metaled n this statement. SWt eldLited valh ete O7(57 menorents tea iy9 bath the generate of Mono aid nwrOws to m1500000 (noban; 1250.000 for dams for flitter '1. ' UOS finarche Streceshat rend on • wth d Isenalaal inhonal ion °biased iron sources other than IS • n cast of errorscc WHOM abed al electron< runt cat) Th e SPC assn crixesco tore *Pei to all accoom thanteholdn opaline:twit/1y Firstcal %ewes. nCtidng nlanation Iran a otva fit rake 1Y511 hit gamma cc U3SVGY data cad Overall risk profiles or tat you may An pro/el:WI so you''mantel Mesa translators, call 800-762.1900 or nese to LOS FnanCal the Ferri togedes wth cenan aerates. ha also put:hand Apploncetal Frottann Themount/en =oust payable to • Conant,* Seeks to enamels Mid/ iedpal. MA km Thefirth clots not toktrunderdly way Or guaranteeto SienCeS ht. tow Kerber BW .6th I bat WW1/4w~ ell all NOW ~a. colimbroliunda this protection 4 5503 rite and rola liry to to account Pea. eon rt that means enrary a vtidety of any Manton worded by sources O7006. Ann INW85.4 Sava.: mato as of DaCerntrif IO. 2013 the =gam does not generate igndant incomeor other to Min -Inca, SeriMeS returns old mince keep pea rah inll.010 Cal a recess soon as sou cart d you nk your m adolticin *tooth LOS FiondalSoietogenoialy Shwa tote poky arditime aid Wartem eat at the • Mboltua %WIN to =opt some nth to Priarml and stawnem or mow 6 Aron; villa) need rrore updates this it cannon as e I wetted tie rim does ow Fen 4 Cunha protected for up so SI 9 makes n to thine sonesodaMyth seek hipher rehrni of cimaimn about strand* on the swerrent co reap! agyega for Alper n a pandit, capacey • A4grostaie Wang to aosept hgh Ink tO senopal ad hgh area& any se dans tat she of crmatico alder 'Cost The Fen Cc Card Mug (as xp I, le) mum her torn you A-ffat wife ol the poky 044d 4 9 ava5Alleuifon dff5-102 volatility so seek hilt reams woe tine bale and 'Unrefined gaivbst k atasee• a of Ott die no has Thai 60 d4,5 alter the inn scot you the frst of this Slthinothl AS 9.4\ plea,. do not (*Ion this ~men on Moth the era or probion towed l'ho SIC peOlKlat and tie supplemental prawn both do Statement lloosellokling" infarct kin to make curdles' or We Oozes. fa la - Pottle you nine rd want number (II ant purposes a 011etwor Atmurm Valtelol to the fern not Spy to We may consoldate al ratited amour Statifiltillf with the - Describe the MO. Or the ranter you ate ware god may wiled ribs, Mormako oily for Ire penal • C wen Irani aeis controlled by existed n rut vent rms in the sane enfelOpo ACoDultsrnly be relined aid molar asclearly a you on Wirt you Were n is al tiny they re had x theLim Marehiaormal Hematite, error a My you need age nIdnlXiOn accent value/but heal away from te$Finalizial Services for this snow beam they he. ownto eh* aim maitin (.9 anal (kat aUBS Bark CU cash at U3S AG wit account mitonshos rah OW clams al tie same Cal be added by you Fialnag Arkar - Precede tie dollar num of the mewed mix Stanford brands. II) migrate pociects. ~wriest* address the peaceknom as' howelsoldn9 • t you amok Jo ad 04 Owes of mutual finds 'Mac sut , aehr to wane India...II tlaternenlf rnbikd in scp.mw • Unmerited galristbms tithe data L vatic. shaves re red awed drolly n the ninth:4 th. a0Atel ecelrad -treat WI let0 I:WS 3'2 C.14.17.ilei foe SDNY_GM_00020731 CONFIDENTIAL EFTA_00131351 EFTA01273558 Important information about your statement (confined) Mfrichalsmaity lots We tatter« data fa Herrera - and parryestimated vales may be reflected as 'Not ~be of nou,ls at tee ironer-dear holding inutoa Account ate matted teav mats ot 1165 Madal Services Ø maya may not elk« comotans disges ace pincer n metalstoats ten an 'axlepantni lads of to Arid lane seamy reorsaindatim emu Delbil and ode« valuation lam Anoint Applied a d matte to assign a - m skit ion tomminens etcehed m arntaion wen renwomem lots and »Moak.* pfd ae lots are eat salt» when no beam wa» thai arnworol tort ha the sat or «debate:en of aviary coreaco ad wit VG S•watuiv is a regiehrod smite mark of visa Otanbned to Taiddy one autra;od b1 lhe • Wade doe' *coned tha may ell a pownosly tenoned iota if° Itnni units toal dieml. wit and co our mornat inal 1.85 Wa Stgnabare OW Cards did UEd Vdd murm pesents the copnal train«asn baladate CaleSIOn. a when a sal» raitAd be highly ipeehlatare at races* ream* tang thatitenaten Iron detail cat ae owed by UPS Bare USA yeah whiten from duo to the rut" of the sway Taira( The manna,°Town Ind/wrung to YeaUSA haarparatal • CANN warltiat Bonds and pWritied SiOdi that the - Then nitther an Clues rent parte« a parnor a-ruity =awls addax oil The hatanorcewres Maw calt to easy weaponnil besolaced rota-Oath named «knot atudpalyeslMaud volut is «sponsors a taunt envesment trUSIS we *White UltS Financial SernOes Inc boy 201407 by lot tom among al seaman of that 6% hod n out prow led. the taut of to warty war beddleent tom - Ott allilyeS also receMe Waling commbwisaMomet name a n Newts nre ler our dents ( alloan Ps pitchout pia rp.nsaon from annual ilids nd *minx, *Soma«, is °tsarinafrom Mad panes and as xora-f - 'DiSibutiows to dae' may inch* rgivn of cal. 0:0"“ 1in wØ procixts we di,.huh? rs no, gstaaweed OT« call I eattres may eta whet mane a both - We renewal anus tee from LBSBalle USA are WS coed ilep mkt ~eta 'Norma ken Yid te provided - • Cwria uld sue' rgresmathe nealonnrg pace AG Stanford Brude of up to RS pet axount uiwn rowel perm a-.5 may not reflod yaw cos bark we to to hanks wale the tangs* Sweep Pageant • Cortireataa °fagot -MD.) CDs are PK routed ups, • hedand maid« Reenaed 'aromas ;manly in $293.090 in pampa aid sated nttrest pre dspasttor not armor engine for patio sale URS inane« *was ASA, and per dot:outcry mindien. n =Wawa with SDK ow' the mark« precool to esintoktod s1Ø of the 'ant mannaen rowning corn-veer., aid otheo Marto niles tuna reputed Yak* tor the rearMed suka Bor mound annechon with the ertention ol wades nobadrad purpose of toszNexemona To the omen Ma option transactons has been maeled on the w:tons • ~Nakao Mots &placed fa wefts ant otte eta teed wanes are «gbh lot sale. teeter resieued prevourar Inasiat no you. aid ail he wodokel to you produces may be a brie thai the prise mal you may be wtnuntiay less Than the impaled yaw shown womanly on Nan« MAuld taually resew in the mark« PrCeS are Oblaned Iron vanes tad pitysources when he belevelo te • In. Nairwatad) exam arNotyitalds and ratg. An Short stilling rabble, but we do not gumbo ecrfr aaasacy natas of annual name is based oft anent derstend n you ae engaged en tort sehgaaearity you may nos a - We "way coo ten doingprise who's arabbk• sr ow and Mete raw awning de 'acuities will be hit for tag.** to caftan New" costs ken« pandela mean or me tol aid ask paces fa laced ledmel nd one year from siaternont date a and mammy This 'snony *porn or on k tad peesfor OTC satsten alienate is oq a gudene. accuracy and Otntnued - Let «enwatt traded Øfles maybe gad tung Name se not giuraweed Open «den «barn moo« a tht nno Mani Ma we °Waned - Est:rated arnual mane and writ Weed for Wan Regaling OPOo « '9000.tilarK001• OrderS Thai wore not a-4~r« :elect an adore males PM°. Or Wax tpesol securints muld ticket action of «beta or ecauted by the stamen, dae. open boy ad sell Sap - (enanposlions may appea min« a pet and tall gave gam in Muds Cate the ant tame LTCawns «des re waxed by me amain of dui...lendscrept, on show z 'price was not wilable if we wistful° to mkt) would be °wetted an eededindsor tomes dale unless enticed theeis Obtin a orde for a scurry - footnoted arnual immix nd euteni yield aid the by you You ae rented* 1or orders that are restated due - Deposal a Wailes denarinatd n ~des Other actua edoire ale yield night be loweror hgher tha to put lease to carol«tog open «den inn U 5 dollars se refacts a the eelhEwa.,'Se ds of the teemed amain' the Paw-Font datt - An ntrute of ~Iced name (dieted seder Tax witherlditg en ~ant fawn WS financial - For cenan senates nag n non-conforming «eat) titled byt eoat« malt« vat/Pan> Static«IRAs deromnatans.«ce aid quality dace «abe) may hat balaxe a ured en the la2 draSand or curet ~al Lac WIreqUte51.85 into« Servias to watleold bean «speedm loole.ale oropetvåbzon parent made by the nuar and avant tit income tar from yeas tattle as &Mint raw tut youmy To obtain one: caritz•ms wren tailanle maw yoso wart indonoses ell be hild'« one woe Wan the doe oat lo haw ~ix rolltet01or. instead. you nay Frnancial Ada« staterent dae or woe mxurty Acarathand Nets ZO haw la ~Mc I a arne a ct a lied anoint as connoted wed ae nO1 guaanteld you TOOSe Yei elocon yea amain n effect until emoted • Peen Inenesmima and seruauriad products. Wale by you You mayCwt. par oloction a ay Ono by ~au -winners:aunt Crtchdrig diral prISUpaion • Aetna held lay UBS Pinandal Swaim Conan ants oilcan If you do What. (mop name tar pagan aid feat~ rwament UUSI SenanneS) and Met at int MUbytefim ad notated-en the fits matted Ban 'Our dartuliOrif. you maybe retsina,* to Structured peeidaas straw., hghiy 414u d Certain Canso's«, or ant« Theo assets re 46plawd en yam the paranoia of ettanaed tax you may nøs pent« d the touched prochas hat nos born regnoted woh stammen for inlonnahanal ~sonar Potion and reams wane« and your Minded to parrnems at not ~ cots and Etill~ Common:a a underand state «tes presented ae provned byte tong fen UBS Moe CO you. lacobliyation SeeurtteS lad We vow»estmatd takes for «inte ~fig SWIMS ° nol rwponsblei for this atonal» nwomere wanes are stmneett paten eor and does net gantlet es deacxy these assets tenet Privacy Marina cnalpuwoan only Acwacyn rot duzawd ;Wetted by SVC or end Fame supplemmul SP( To Ø4n a copy of ono«awn Otero Proxy Nei« pax* - T iseviues maydifter seminally from picas a air average contact me FnatelAdonor amino« manna at a etch acetate rewistmere warty« structured yen«ullx<cmen,aneotry pinata mathe Lair a sold aid do not newsiaily • Ilannua dating and addkbnalcampeasatiow regnml the sal. you may rtanto upon Planslantn - ti «Whet to aminissom en saes and 12t1 fen WSfinancial Sevens snot a bark The RIVA. Business - shed pray esimaes of vane are as of a ran dae noted en onneace with the datraulon of meta Silede Accost BSA and ANA it bect«age accounts aid are stsplud lo l65 Masai knouts on a regib finds toots deeds we aura ow allae redeye tiilt made access to bat no sehces and produas box by an Winn:Sent saltation Urn renote ~in; aapenu from asubutors and« drough annoys/welts with affeueed bats aid other Tad Isuer, 90no4P~Oo‘reASOr Sowed yahn if maison of the mete lath fi at we soh two patty basks and provides awls to Men aid «ruly am. are stcpted to te Fm by the °Stier, general amounts are bawd on two different andeorents fJ prooknts isked by wolf elated thrd {arty even, partner ia *war and may be °Waled Axed en Ilk maul, ol savby ken ot a partCuW nual had ConWnef tirOug1rivande Nancy sonata es of utS diefaet ntomation from that uxd by thtd paths to lanai to ow' dierns. and Id the aiset Yam of a Marla Smears tic do/WeTor estinawd yam pattailr (rum' fund lanais ShirOt Nil X II. I Ito - You can obtain addnena eternal«, raga-ding the - We and ar *Are and recehe retteeng aid teegnen. nstaraniw. and annuity produce ~logy used to determine the emote of vale ormthsprocesseng lets n consideration for tune« Hot MC haired • No bat* 9.,3f301~ May Bos vale and de dace of the Moirnaton thy is the base foe ea agent sakes mat we proud. to asen rual funds tine by antadiig your Pnaidal Adrisor These lets genitiaN at pad lam imitator mots is the FOAA RSOLICeMx,agoreni now" Business Wine etbal hand ad ae a tied done- nu« bawl on the 4:coant BSA. iffna and ntemaienal Redoes« ~geared SDNY_GM_00020732 CONFIDENTIAL EFTA_00131352 EFTA01273559 UBS Financial Services Inc. UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York 17Y 10171.0002 May 2015 Cree70056715850515 o GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLAINE MAXWELL Friendly account name: Incbv Account number:. SS Your Financial Advisor: SCOTT STACKIAANLYLE CASRIEL Phone Questions about your statement? Call your FinanCrar Advisor or the Value of your account RMA aesourcetine at 800-RMA- 1000, On Apr430 (3) on May 29 (3) account 029323568 Your assets 1,712,82a67 I ,731,044.46 Mt our websIte: Your liabilities 0.00 0.00 iwnyubscomilinanciabervices Value of your account $1,712.820.67 $1,731,044.46 Sources of your account growth Tracking the value of your account duriag 2015 Value of your account 1 Thousands at year end 2014 41,721,172.36 Net deposits and 1,771.2 1,7128 1,731 0 withdrawals -34260.77 Your 888580884 return Dindend and interest income 516,837.29 Change in market value -32,704.42 Value of your account on May 29, 2015 $1731,04446 Dec 2014 Art 2015 May 2015 SDNY GM 00020733 Member SIPC C8870001005671585 NP7080191539 00002 CS15 030575004 Y123568550000080 Page 1 of 14 CONFIDENTIAL EFTA_00131353 EFTA01273560 SUBS UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number: Your K asocial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 29 ($) your account • Cash and money balances may include A Cash and money balances 41,605.68 240% Your current asset allocation available cash balances. VEIS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 1,689,438.78 97 60% mutual fund sweep balances See the Important information about your statement on the last two pages of this statement for details about those balances E Non-traditional ace 000% F Commodities 0. CO 000% G Other 0.00 000% Total assets 11,731,044.46 100.00% Value of your account $1,731,044.46 Eye on the markets Percentage change Index May 2015 year to date S&P 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East -0.40% 893% Barclays Capital U.S. Aggregate Bond Index -0.24% 1.00% Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% CNP 70009005671 586 NP70C0191 539 C0M 0515 030579004 K123568550 0301PitGitoomdliase 2 of 14 CONFIDENTIAL EFTA_00131354 EFTA01273561 UBS Strategic Advisor Account name: Your Financial Advisor: 4t UBS May 2015 Friendly account name: Account number. SCOTT STACK MAN LYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gans and losses are not classified. May2015(3) Year to date (I) Realized gains and losses Unrealized Opening account value $1,712,820.67 $1,721,172.36 May 2015 ($) Year to date (I) gains and losses (4) With&awals and fees, including investments transferred Short term 0.00 0.00 9,809 98 cut 0 00 -4,260.77 Long tens 0.00 9,032.81 325,140.33 Dividend aid interest income 2,930.43 16,837.29 Total $0.00 $9,032.81 $334,950.31 Change in market value 15,293.36 -2,704.42 Closing account value $1,731,044.46 $1,731,044.46 Cash activity summary See Account activity the month tot detals. Balances in your Sweep Options are indudedin the cpenng and Dividend and interest income earned closing balances value. FDIC insurance *pies only to deposits MUDS bank USA, rot to deposits at UM AG. Starriord french or bank deposits paced through the UBS unteindiond Deposal Account program. SIPC protection applies to money market sweep hold holdings but not bank deposits. Seeimportant intennerion For purposes of tlis statement, teedloilty of interest and dniclend Income has been determined from a US about your stelement on the last tv,o pages a this document for atals tag repoding penpeclive. Based upon the residence of the account holder, =count type, or product type, some interest ender dvidend payments may not be subject to United states (US) arch Puerto Rico (PR) May 201511) year to date CS) Income faces The dent months; statement is not intended to Be used and (alma be reled upon for tar purposes. Clients should refer to the applkide tax reporting forms they receive Iran LABS annuity, such as Opening balances $38,675.25 $6,517.57 the Forms 1099 and the RarrtS 487, fa tat reporting information II iS the precut of UBS to file the appkatle lex reporting forms with the US Mterni Revenue SeM(e and PR Treasury Department, and in Addkiorrs such fonns accurately classify dndends ands Interest attic exerrpt or taxable income. Please consult your Dividend aid interest income 2,930 43 indudual tax property 16,837 29 Proceeds from investment transactions 0.00 106,909.61 May 2015(3) Year to date (3) Total addrtoons $2,930.43 $123,746.90 Taxable dividends 2,929.85 16,834.21 Subtractions Taxable interest 0.58 2.92 Professional management fees and Total current year $2,930.43 $16,837.13 related services 0.00 -4,260.77 Prior year adjustment 0.00 0.16 Funds withdrawn for investments bought 0.00 -84,398.02 Total dividend & interest $2,930.43 $16,837.29 Total subtractions $0.00 -$88,658.79 Net cash flow $2,930.43 $35,088.11 Closing balances $41,605.68 $41,605.68 SDNY GM 00020735 CelP7C0O9305671S97NP7003I91539 00072 0S1S 030575004 Y123S68S5000C000 Page 3 of 14 CONFIDENTIAL EFTA_00131355 EFTA01273562 n Your linandul Advisor. UBS UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number: • SCOTT STACK MAIILYIE CASRIEL UBS Bank USA Deposit Account APY Interest period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 $40,028.73 Closing UBS Bank USA Deposit balance May 6 $39,503.91 Number of days in interest period 29 Average daily balance $39,610.11 Interest earned $0.58 Annual percentage veld earned 0.02% Your investment objectives: You have identified the following iroestment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenrat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary • Aggressive In vestment elogibibty consideration . None selected Your account instructions • You account cost bass clefs iP closing method is FIFO, First In, First Out CNP70500305671588 NF70C0I9I 539 C0M 0515030575004 Y12356.3550 COMyGro000201jair 4 of 14 CONFIDENTIAL EFTA_00131356 EFTA01273563 T UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number. CHISLAINE MAXWELL Your Pi nandel Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Some pnces, income andCurrent vaues ShOnn may be approximate. AS 8 its O. OM and losses Ma/ not be eCcurately reflected. See important inioseieeen et/our your statement a the end of Ins dxumeM for more Inform on. Cash Cash and money balances Casts and money balances mat InCli.de avaLkie cash balances, UBS Bant USA depO9t account balances, UBS AG StareSord Branch deport account bdances and money market mutual lured sweep balances. UBS Bank USA deposit account balances are insured by the WC valhn sciatic** limits, but are not protected by SIPC UBS AG Stanford Brant h deposit SC0unl barites an not intufed by FDIC and are not protected by SiFC Money market sweep balances are protected by SEC but age not insured by the FDIC. See the important information about your statement at the end of this doctrnent for details about those balances. Goering tglan« Clovng Wilma Price per that Average DeddencliMerest Daft in Hddng on May I (S) on Mai 29 (I) on May 29(0 rate period period capmount (S) UBS BANK USA UP ACCT 38,675 25 41,605.68 250.000.00 Equities Common stock Purchase price/ Trade !anther Average price Pnce per sheet Vdue on Unredged Hddng Hddng date of shares pet Shalt (5) Cost basis (S) on May 29 (0 May 29 (11 gain or loss (1) period AECOM Symbol: ACM Exchange: NYSE fan 28, 15 500.00C) 26619 13,309.95 33.030 16,515_00 3,205.05 ST Jan 30, 15 100 003 25 532 2,553 24 33.030 3,303 00 749.76 ST Security total 600.000 26 439 15,863.19 19,818 00 3,954.81 ANALOG DEVICES INC Symbol: ADI Exchange OTC EAL $2,802 Current yield. 2.35% Nov 16, 11 13.003 37316 485.12 67.960 88348 398.36 LT Nov 17, 11 13.003 35 393 460.12 67.960 883_48 423.36 LT Nov la 11 35.000 35.502 1,24258 67.960 2,378 60 1,136.02 LT Nov21, 1 1 18.003 34371 618.68 67.960 1,223.28 604.60 LT Nov22, 11 15.000 33 338 500 07 67.960 1,019.40 519.33 LT Nov 23, 11 22.003 32.655 718.43 67.960 1,495.12 776.69 LT Nov 25, 11 7.000 32.460 227.22 67.960 475.72 248.50 LT continued next page SDNY GM 00020737 CHP70303005671939NP7003191539C0CO2 0515 03057%04 Y123568SSOOX000 Page S of 14 CONFIDENTIAL EFTA_(()131357 EFTA01273564 UBS UBS Strategic Advisor Account name: Priendly accota nt name: GHISLAINE MAXWELL Voue Marini.' Advison SCOTT STACK MAMLYLE CASRIEL May 2015 Account number: VOUE assets Equities Common stock (continuel) Payeuse OUI Trage hember Average pdce Price per Mue Velue on UnreMzed Hddng Hddng dite of dures per dan (S) Cod bais (S) on May 29 (li May 29 (S) gaina lois ($) petiot' Nov28, Il 30.000 32.951 988.55 67.960 2,038.80 1,050.25 LT Nov29, 11 18.000 33.472 602.51 67.960 1,223.28 620.77 LT Nov29, Il 5.000 33.622 168.11 67.960 339.80 171.69 LT Apr 24, 12 30.000 37.567 1,127.01 67.960 2,038.80 911.79 LT kan 23,13 1,056.000 43 209 45,628.81 67,960 71,765.76 26,136.95 LT Apr 22, 13 489.000 42.447 20,756.68 67.960 33,232.44 12,475.76 LT Semait/ loti 1,751.000 41.990 73,523.89 118,997.96 45,474.07 AUTOMATIC DATA PROCESSNG INC Symtd: AD? Exchange,. OTC (Al: 52.493 Cirent yield: 2.29% Aug 4,11 146.000 42343 6,182.08 85.510 11484.46 6,302.38 LT Aug 12, 11 4.000 40 955 163.82 85.510 342.04 178.22 LT Jan 23,13 767.000 52320 40,129.93 85.510 65,586.17 25,456.24 LT Apr22, 13 355.000 56.870 20,189.01 85.510 30356.05 10,167.04 LT Security total 1,272.003 52.409 66,664.84 108,768.72 42,103.88 BAXTER INTL INC Symbol: BAX Exchange. NYSE EAI: 13,236 Garent yield: 3.12% lun 20.12 30.000 51.594 1,547.84 66.610 1,998.30 450.46 LT Jun 20,12 17.000 51.522 875.89 66.610 1,132.37 256.48 LT Jun 21,12 29.000 52.077 1,510.25 66.610 1,931.69 421.44 LT Jun 21,12 7.000 51.500 360.50 66.610 466.27 105.77 LT Jun21,12 5.000 52216 261.08 66.610 333.05 71.97 LT lie 22.12 61.000 51.890 3,165.29 66.610 4,063.21 897.92 LT Jan 23,13 768.000 66.658 51,19180 66.610 51,156.48 -37.32 LT Apr22, 13 355.000 69.318 24,608 00 66610 23,646.55 -961.45 LT Sep 19, 13 74.000 72.165 5,340.28 66.610 4,929.14 -411.14 LT Sep 19, 13 6.000 71.875 431.25 66.610 399.66 -31.59 LT Sep 19, 13 3.000 71E80 215.64 66.610 199.83 •15.81 LT Sep 20, 13 47.000 71.987 3,383.41 66.610 3,130.67 -252.74 LT Oct 3, 13 154.000 64.600 9,948.49 66.610 10,257.94 309.45 LT Security total 1,556.000 66.094 102,841.72 103,645.16 803.44 BEACKROCK INC Symbol: BLK Exchange: NYSE EAI: 43.244 Cirent yield: 2.38% Oct 5,12 7.000 189.932 1.329 53 365.780 2.560.46 1230.93 LT continue('next page CNP70005305671590NP7000191539 00002 0515 030579304 VI 23568550 CeelielYGAil0002leine 6 41 14 CONFIDENTIAL EFTA_00131358 EFTA01273565 GHISLAINE MAXWELL (SUBS UBS Strategic Advisor Account name: Your Financial Advisor Friendly account name: SCOTT STACK MANLYLE CASRIEL May 2015 Account number. Your assets . Equities . common stock (continued) Purchase nice Trade Mambo Average pace Price per share value on Unrealized Plddng HdOng date of snares per share (I) Cost bans (S) on May 2901 May 29 (1) gain or loss (0 period Oct 5, 12 3.000 187.820 563.46 365.780 1,097.34 533.88 LT Oct 5, 12 2.000 186670 373.34 365.780 731 56 358.22 LT Oct 8, 12 8.000 188 783 1,51027 365.780 2,926.24 1,415.97 LT Oct 9, 12 15.003 189.186 2,837.79 365.780 5.486.70 2.648.91 LT Oct 9, 12 2.000 189010 378 02 365.780 731.56 35334 LT Oct 10. 12 3.000 187.720 563.16 365.780 1,097.34 534.18 LT Oct 10.12 2.000 187 670 375 34 365.780 731.56 356.22 LT Oct 10, 12 2.000 187.995 375 99 365.780 731 56 355.57 LT Jan 23,13 224.030 236966 53,080 41 365.780 81,934 72 28,854.31 LT Apr 22, 13 I04.003 251093 26,113 69 365.780 38,041 12 11,927.43 LT Sectsity total 372.000 235.218 87,501.00 136,070 16 48,569.16 CALIFORNIA RESOURCES CORP Symbol- CRC Exchange: NYSE EAI: 98 Current yield. 0.26% Feb 12, 14 59200 8030 475.39 7.850 464.72 -1067 LT Feb 12. 14 46.803 8.033 375.95 7.850 367.38 -&57 LT Feb 12. 14 12.200 8034 58 02 7.850 95.77 .2.25 LT Feb 12, 14 2.800 8.021 22.46 7.850 21.98 -0.48 LT Feb 13. 14 44.003 8023 35304 7.850 345.40 -7.64 LT Feb 13, 14 27.200 8.007 217.81 7.850 213.52 -4.29 LT Feb 13, 14 13.203 7.977 105.30 7.850 103.62 -1.68 LT Feb 13. 14 2.400 7 983 19. 16 7.850 18 84 •0.32 LT Feb 14, 14 133.600 8_310 1,110.31 7.850 1,048.76 -61.55 LT Feb 18.14 45.600 8 366 381 49 7.850 357 96 •23.53 LT Security total 387.000 8. 163 3,158 93 3,037.95 •120.98 CATERPILLAR INC Symbol. CAT Exchange. NYSE EAI: 13,108 CLorent yield- 3.28% Jun 19.13 72.003 84 718 6,099 75 85.320 6,143 04 43.29 LT An 20, 13 121.000 83.141 10,060.15 85.320 10,323.72 263.57 LT .1‘41 20, 13 78.003 83030 6,47639 85.320 6,654.96 178.57 LT Jun 21.13 204.000 82.504 16,91244 85.320 17,405 28 492.84 LT Jun 24, 13 111.000 81.517 9,04846 85.320 9,470.52 422.06 LT Jun 25.13 73.000 82 154 6,01186 85.320 6.228.36 216.50 LT SONY Ga°6661ffitd Peg* C NP7C003305671591 NP7003191539 wow 0515 030575004 Y123 568550 000000 Pag• 7 of 14 CONFIDENTIAL EFTA_00131359 EFTA01273566 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your 14mincial Advisor, Friendly account name: SCOTT STACK MANY LYLE CASRIEL May 2015 Account number. Your assets Equities . Common stock (continued) Purchase pow Trade Mater Average PIkt Price per share Value on unrealized racing Haring date of shares per dime (S) Cost basis (I) on May 29(S) May 29 (S) gain at loss ($) peered Jun 26.13 69.000 82259 5,675.90 85.320 5,887.08 211.18 LT Jun 27, 13 141.000 82.951 11,696.12 85.320 12,030.12 334.00 LT Jun 27, 13 7.000 82.925 580.48 85.320 597.24 16.76 LT An 28.13 169.000 82.774 13,988.92 85.320 14,419.08 430.16 LT lui 1, 13 65.000 82.781 5,380.78 85.320 5,545.80 165.02 LT Security total 1,110.000 82/321 91,931.25 94,705.20 2,773.95 COK GLOBAL INC COM Symbol: COK Eichange: OTC EAI: 4204 Current yield asins Aug 4,11 48.667 18379 894.45 53.290 2,593.45 1,699.00 LT Aug 12, 11 1.333 17.775 23.70 53.290 71.05 47.35 LT Jan 23,13 255.667 22.709 5,806 16 53.250 13,624.48 7,81832 LT Apr 22. 13 118333 24.684 2,921.03 53.290 6,305.98 3,384.95 LT Security total 424 000 22.748 9,645.34 22,594.96 12,949.62 COLGATE PALMOLIVE CO Symbol. Cl Exchange: NYSE EAI: 32,292 Current yield: 2.28% Aug 4,11 17480r/ 41.632 7,244.05 66.790 11,621.46 4,377.41 LT Aug 12, 11 4.000 42.450 169.80 66.790 267.16 97.36 LT Jan 23,13 910.000 54.240 49,358.63 66.790 60,778.90 11,420.27 LT Apr 22, 13 420.000 59.788 25,111.32 66.790 28,051.80 2,940.48 IT Security total 1,508.000 54300 81,883.80 100,719.32 18,835.52 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 4335 Current yield 0.76% Ian 28,15 500.000 90.411 45,205 72 88.690 44,345 00 -860.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28, 500.000 31.942 15,971.36 40.060 20,030.00 0%64 ST Jan 30,15 250.000 29 431 7,357.75 40.060 10,015.00 2,657.25 ST Security total 750.000 31.105 23,329.11 30,045.00 6,715.89 GEM- MILLS INC Symbol: GIS Exchange: NYSE EAI: 43,312 Current yield: 3.13% Aug 4,11 191.000 36265 6,926.77 56.150 10,724.65 3,797.88 LT Aug 12, 11 5.000 35.754 178.77 56.150 280.75 101.98 LT Jan 23,13 1,001.000 41.387 41,428 89 56.150 56206 I 5 14,777.26 LT Apr 22, 13 464.000 50287 23,333.21 56.150 26,053.60 2,720.39 LT continued next page CNP7001:0005671692 NP7000191539 00002 OSIS 030575004 VI 23568SSOONOW_Ght0002Arne 8 of 14 CONFIDENTIAL EFTA_00131360 EFTA01273567 Account name: GHISLAINE MAXWELL sUBS UBS Strategic Advisor Your Finandal Advisor: Friendly account name: SCOTT STACK MAN/LYLE CASRIEL May 2015 Account number. Your assets Equities . Common stock (continued) Purchase price TIJO Write. Average price Plitt per share value on Unrealized HOking Irddng dal., of sham per shame (S) Cost bads ($) on May29(11 May NW gain or loss (S) period JIM 17, 13 148.000 49739 7,361.45 56.150 8,310.20 948.75 LT lun 18, 13 73.000 49.836 3,638.07 56.150 4,098.95 460.88 LT Security total 1,882.000 44.031 82,867.16 105,674.30 22,807.14 JOHNSON & JOHNSON COM Symbol: JN.1 Exchange: NYSE EAl: 43,198 Current yield: 3.0CP/0 Aug 4,11 123.000 62377 7,672.38 100.140 12,317.22 4,644.84 LT Aug 12, 11 3.000 63.730 191.19 100.140 300.42 109.23 LT lan 23,13 642.000 72.736 46,696.71 100.140 64,289.88 17,593.17 LT Apr 22, 13 298.000 84.721 25247.10 100.140 29,841.72 4,594.62 LT Security total 1,066.000 74.866 79,807.38 106,749.24 26,941.86 MCDONALDS CORP Symbol MCD Exchange: NYSE EAI: $3,461 Current yield. 3.54% Aug 4, I 1 95.000 84.969 8,072.06 95.930 9,113.35 1,041.29 LT Aug 12, 11 3.000 85.910 257.73 95.930 287.79 30.06 LT Nov29, 12 8.000 86.456 691.65 95.930 767.44 75.79 LT Jan 23,13 555.000 93.053 51,644.75 95.930 93,241.I 5 1,596.40 LT Apr 22. 13 255.000 99318 25,326 32 95.930 24.46215 -864.17 LT Sep 19, 13 78.000 97.879 7,634.63 95.930 7,482.54 -152.09 LT Sep 19, 13 22.003 97.425 2,143.36 95.930 2,110.46 -32.90 LT Sep 19, 13 2.000 97.830 195.66 95.930 191.86 -3.80 LT Security total 1,018.000 94269 95,966.16 97,656.74 1,690.58 NEXTERA ENERGY RC COM Symbol: NEE Exchange NYSE EAI: $3,579 Current yield:3.01% Aug 4,11 134.000 52.960 7,096.75 102.340 13,713.56 6,616.81 LT Aug 12, 11 3.000 52.530 157.59 102.340 307.02 149.43 LT Ian 23,13 700.000 71.610 50,127.21 102.340 71,638.00 21,510.79 LT Apr 22.13 325.000 79.757 25,921.06 102.340 33,260.50 7,339.44 LT Security total 1.162.000 71.689 83,302.61 118,919.08 35,616.47 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 12,907 Current yield: 3.84% Feb 12, 14 148.000 88.959 13,16596 78.190 11,572.12 -1,593.84 LT Feb 12, 14 117.000 88.989 10,411.82 78.190 9,148.23 •1.263.59 LT continued neat page SONY GM 00020741 CNP70003005671593NP7000191539 00002 (615 0305750041'123568550000000 Pogo 9 of id CONFIDENTIAL EFTA_00131361 EFTA01273568 SUBS UBS Strategic Advisor May 2015 Account name: friendly account name: Account number. GHISLAINE MAXWELL Your Kaancid Advisor: SCOTT STACK MANYLYLE CASRIEL YOLK assets Equities . Common stock (Continued) b Purchase pace Trade Molter Average Oa Price per share Value on Uniealized Hddng Hdring date of charm per share (5) Cost basis (S) on May 29(1) May 29 (1) gain or loss (S) period Feb 12, 14 32.000 89.002 2,848.07 78190 2,502.08 -345.99 LT Feb 12, 14 7.000 88857 62200 78.190 547.33 -74.67 LT Feb 13, 14 110.000 88885 9,777.41 78.190 8,600.90 • 1,176.51 LT Feb 13. 14 68.000 88.708 6,032.19 78.190 5316.92 -715.27 LT Feb 13, 14 33.000 88369 2,916.19 78.190 2,580.27 .335.92 LT Feb 13, 14 6.000 88.421 530.53 78.190 469.14 -61.39 LT Feb 14, 14 334.000 92.C65 30,74982 78.190 26,115.46 -4,634.36 LT Feb IS, 14 114.000 92.677 10,555.23 78.190 5,913.66 -1,651.57 LT Security total 969.000 90422 87.619.22 75266.11 -11,853.11 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 33.243 Current yield:2.91% Aug 4,11 115.000 63.979 7,357.65 96.430 11,089.45 3,731.80 LT Aug 12, 11 3.000 63.023 189.07 95.430 289.29 100.22 LT May 16, 12 6.000 68.535 411.21 96.430 578.58 167.37 LT Oct 24, 12 1.000 68.690 68.69 96.430 96.43 27.74 LT Oct 25. 12 2.000 68810 137.62 96.430 192.86 55.24 LT Oct 26. 12 1.000 68.890 68.89 96.430 96.43 27.54 LT Oct 31. 12 1.000 69.370 69.37 96.430 96.43 27.06 LT Nov6, 12 1.000 69.370 69.37 96.430 96.43 27.06 LT Nov7,12 1.000 69.150 69.15 96.430 96.43 27.28 LT Nov8, 12 2.000 69.090 138 18 96.430 192.86 54.68 LT Jan 23,13 699.000 72.166 50,444.31 96430 67,404.57 16,960.26 LT Apr 22, 13 322.000 82.251 26,484.85 96.430 31,050.46 4,565.61 LT Security total 1,154.000 74.097 85,50836 111,280.22 25,771.86 PROCTER &GAM3LE CO Symbol: PG Exhange: NYSE EAI: 13.007 Current yield: 3.38% Aug 4, 11 118.000 60.103 7,092.22 78.393 9,250.02 2,157.80 LT Aug 12, 11 3.000 60.896 182.69 78390 235.17 52.48 LT Jan 23,13 619.000 69941 43,293.73 78.393 48,523 41 5229.68 LT Apr 22, 13 286.000 81332 23,261.18 78.390 22,419.54 -841.64 LT Apr 24, 13 108.000 77.762 8,39832 78.390 8,466.12 67.80 LT Security total 1,134 000 72.512 82,228 14 88,894.26 6,66612 continuednext page CNP70003005671594 NP7000191539 00002 0615 030575004 VI 2356855003~yGitgootam 10 of 14 CONFIDENTIAL EFTA 00131362 EFTA01273569 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: *UBS May 2015 Friendly account name:Ind Account number: SCOTT STACK MANI LY LE CASRIEL Your assets Equities . Common stock (continued) Purchase price Fainter Average price Price per share Whir on Unedited HolcIng Hci Ong of shares per sham (S) Con basis (SI on May 290) KW 29(1) On or loss (t) period TRAVELERS COS NOTHE Symbol: TRV Exchange: NYSE EAI: 42,811 °Arent yield: 2.41% Apr 24,12 20.000 63.432 1,26864 101.120 2,022.40 753.76 LT Apr 24,12 4.000 63350 253.40 101.120 404.48 151.03 LT Apr 24,12 1.000 63.560 63.56 101.120 101.12 37.56 LT Apr 25,12 10.000 63.520 635.20 101.120 1,011.20 376.00 LT Apr25.12 10.000 63.617 636.17 101.120 1,011.20 375.03 LT Apr 25, 12 10.000 63.659 636.59 101.120 1,011.20 374.61 LT Apr 25, 12 2.000 63.545 127.09 101.120 202.24 75.15 LT Apr25, 12 2.000 63.645 127.29 101.120 202.24 74.95 LT Apr 25.12 2.000 63.745 127.49 101.120 202.24 71.75 LT Apr 26,12 5.000 63.928 319.64 101.120 505.60 185.96 LT Apr 26,12 2.000 63.920 127.8d 101.120 202.24 74,40 LT Apr 26,12 2.000 63.930 127.86 101.120 202.24 74.38 LT Apr 26, 12 1.000 63120 63.72 101.120 101.12 37.40 LT May 1, 12 15.000 64.637 969.56 101,120 1,516.80 547.24 LT May 1, 12 6.000 64.715 388.29 101.120 606.72 218.43 LT May 1, 12 6.000 64.975 389.85 101.120 606.72 216.87 LT May 1, 12 2.000 64.850 129.70 101.120 202.24 72.54 LT May 1, 12 1.000 64.820 64.82 101.120 101.12 36.30 LT May2, 12 7.000 64.374 450.62 101.120 707.84 257.22 LT May 2, 12 4.000 64.410 257.64 101.120 404.48 146.84 LT May 2, 12 2.000 64.320 128.64 101.120 202.24 73.60 LT May 3, 12 4.000 64.960 259.84 101.120 404.48 144.64 LT May 3, 12 2.000 64.675 129.35 101.120 202.24 72.89 LT Maya, 12 2.000 64910 129.82 101,120 202.24 72.42 LT Jan 23,13 629.000 77.560 48,785.62 101.120 63,604.48 14,818.86 LT Apr 22.13 290.000 84.719 24,568.68 101.120 29,324.80 4,756.12 LT May 22, 13 111.000 83.807 9,302.58 101.120 11,224.32 1,921.74 LT Sectrily total 1,152.000 78.533 90,469.50 116,490.24 26,020.74 continuednext page SONY GM 00020743 0.1170001005671595 NP7000191539 00002 C515 030575004 Y123568550000000 ►age 11 of 14 CONFIDENTIAL EFTA_GD131363 EFTA01273570 S UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your FinendS Advisor, Fuie nclly account nane:Ind SCOTT STACK MANLYLE CASRIEL May 201R, Account number Your assets Equities Common stock (continuel) Purcnme pneu matte Average pnce Pnce per 'nue VAN on uruedned HchIng rotons, date of shares N. the., (SI Cou bath (SI cri May 29(S) May 29 (1) gin or lost (S) priori »LINXINC Symbol: XLNX Exchange:OTC GAI: 12,230 Curent yield: 2.62% Sep 7, 12 25.000 34 770 869.27 47.420 7,185 50 316.23 LT Sep 7, 12 5.000 34.846 174.23 47.420 237.10 62.87 LT Sep 10, 12 37.000 34.845 1 289 29 47.420 1,754.54 465.25 LT Sep 10, 12 3.000 34 660 103 98 47.420 142.26 38.28 LT Sep 11, 12 20.000 34.853 697.06 47.420 948.40 251.34 LT Sep 12. 12 18.003 35.006 630 I l 47 420 853 56 223.45 LT Sep 13, 12 21.003 34.886 732.61 47.420 995.82 263.21 LT Sep 14, 12 19.003 35 536 675 19 47.420 900.98 225.79 LT Sep 17, 12 7.000 35 151 246 06 47.420 331 94 85.88 LT Oct 24. 12 3.000 32.523 97.57 47.420 142.26 44.69 LT Oct 25, 12 5.000 32.522 162 61 47.420 237.10 74.49 LT Oct 26, 12 3.000 32.776 98.33 47.420 142.26 43.93 LT Oct 31. 12 1.000 32.770 32.77 47.420 47.42 14.65 LT Nov 1, 12 2.000 33.360 66.72 47.420 94.84 28.12 LT Nov 1,12 1.000 33.520 33.52 47.420 47.42 13.90 LT Nov 1, 12 1.000 33.530 33.53 47.420 47.42 13.89 LT Nov2, 72 1.000 33.550 33.55 47.420 47.42 13.87 LT Nov 5,12 1.000 33.190 33.19 47.420 47.42 14.23 LT Nov6,12 3.000 33.886 101 66 47.420 142 26 40.60 LT Nov 7, 12 2.000 34.025 68.05 47.420 94.84 26.79 LT Nov7, 12 1.000 33.910 33.91 47.420 47.42 13.51 LT Nov8,12 4.000 34.032 136.13 47.420 189.68 53.55 LT Nov8,12 1.000 33.860 33.86 47.420 47.42 13.56 LT Nov28. 12 4.000 34 312 137.25 47.420 189.68 52.43 LT Nov28, 12 3.000 34.410 103.23 47.420 142.26 39.03 LT Nov29, 12 15.003 34.583 518.75 47.420 711.30 192.55 LT Nov29, 12 3.000 34.493 103.48 47.420 142.26 38.78 LT Jan 23,13 1,087.000 36.805 40,008.01 47.420 51.545.54 11,537.53 LT Apr 22.13 502.000 35691 17,917.23 47.420 23,804.84 5,887.61 Ur Secttity lote 1,798.003 36.246 65,171.15 85261.16 20,090.01 contoued Oext page CHP7ODC0305671596 NP7000191 539 1:0092 0515 030575004 V123568550 ODIEMyGm000215tmig 12 of 14 CONFIDENTIAL EFTA_00131364 EFTA01273571 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nandal Advisor: $UBS May 2015 Friendly account name:Indr Account number. SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock Contmu?di rglthate PriCd Hunter Average pace Price per share Vdue on unrealzed tiokIng of shares per snare (I) Coo basis ($1 cn May 29 (1) may 29 (1) on a loss (S) period Total $1354,48847 $1,689,438.78 8334,95031 Total estimated annual income: $45,470 Your total assets Portents). d Cost evirnated untosized Value on May 29 (S) your account bass annual intone (11 clamor loss (0 Cash Cash and money balances 41,605.6$ 240% 41,605.68 Equities Common stock 1,689,438.78 97.60% 1354.488.47 45,470.00 334,950.31 Total $1,737,044.46 100.00% $1,396,094.15 845.470.00 $334,950.31 Account activity this month Date Actitsty Descry:Mon Amami (1) Dividend and interest iecome Taxable dividends May I Dividend GENL MILLS INC PAID ON 1882 828.08 May IS Dividend COLGATE PALMOUVE CO PAID ON 1508 573.04 May 15 Dividend PROCTER & GAMBLE CO PAID ON 1134 751.73 May 20 Dividend CATERPILLAR INC PAO ON 1110 777.00 Total taxable dividends 02.929.85 Taxable intefe:,:z May 7 Interest L/B5 BANK USA DEPOSIT ACCOUNT AS OF 090915 0.58 Total taxable interest 50.58 Total dividend and interest income $2.93043 Date Activity DeSCripben Amount (S) Money balance activities Apr 30 Balance forward S38.675.25 May 4 Deposit LIBS BANK USA DEPOSIT ACCOUNT 82808 May 7 DepOSit 1.1B5 BANK USA DEPOSIT ACCOUNT AS OF 05106115 0.58 May 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 1324.77 May 21 Deposit UBS BANK USA DEPOSIT ACCOUNT 777.00 May 29 Closing UBS Bank USA Deposit Account $41,605.68 The UBS Bank USA Cepout Account is your primary sweep colon SDNY GM 00020745 CNP70309305671597 NP7000191539 C0002 0515 030575004123568550 000300 Page 13 of 14 CONFIDENTIAL EFTA_00131365 EFTA01273572 $UBS Your notes CONFIDENTIAL EFTA_00131366 EFTA01273573 Important information about your statement UBS HumidWet« Inc (re rim a UBS WerraI grimes). The Fiwn or Cad 69ktr wise iwestigate you- coreibire ad hob« ce the books and records of the rplabke era or onnecom — sou may dicifne harehokleg by ding your is a ment« of al pircparearity. carrnocIty aid coons willco:Tea any «rot pronptly. urger agent/ FrtnoaelAdvSol e4sanges UBSfnaICNlSavicesandlB5Ban1.USAae Nina tiubtairas of IBS AG and affiliates of LEIS Smite% Pleas make al reeks pasta to To Foror to finsicif • Conan nenantm contexts or ~rem nemesis (9 g . Friendly ~um name LC ref revs filarial sooner« it ~Obi upon «west miaow ndoaed cn the front of this slannent hart en Inland paraships and «vat plaiments) tut ere ner lle•fnerrig account none reflects rifternien dot you the hints exectew «Ices ae at to rogukt account fees. axoung may be tuba« to registered Urdy the SedarbeSAcl of 1933. aid entered on the Hrn's online Sevues retinae It 6a mailroom fees charges l« too potent for serum« customizable rnokrumer chosen by you » auM you nib LBS Fouled Swiss he purchases aidcharges frurad anoints is car, azoints • Conn:411"conirxil W 9. foray and age al your nrorterp•-g n P.m no kid effect on your nowt 1200 Harbor Bra nod Accounts rat are tralsferred 10 other reStArtens may be predcus neat antocig. nadir futures amnia and YCke On 019194 pit Frrttury xcan flaws. through Otter ~hank en NI 07086 edlig to a basler lee. comworMY pled eontraCts Stews a bai ~awl >4.919nancelA0.944 This statement reprearcsthe lay Octal recta of pm UBS UN Sweep Options The SF< protection arid the ooplerrontal ~en do not Amount weiviow Fnalla Saves acosunt Other regards. except on oat re UBS oners °peals ler sweeping car barren toaMiCeS 10 mpg to these assets eon A rep otesnme appeacnarxr • realm of Seal Keountrporack Net 01 assets and document. conuhng caret-mg data should no< be «bed bank depots as tesen LISA and UtS AG Stanford limit steamer% The SFC proterm and the appWrwit ledtes up«, tf you Won? town» enact oeushon. please (Bark Swop hogramt «way market may fund, (Monet protecon do rot treed *pent changes in the market • Asia marks nark COT batman natant« noon ri ~direly n ming to reltrasch Mattair of the furs) adze horrettinal Depose Aim C0Alkor valed yov reestnents ~Ow as a result d norm reamed »why Unt aid Groin, Tine Deposits, unrealized once sermanour amount outwits win at nonrated Akio^ Management nosernint. mu« bagnancY of otheeww) marks to Mate,. and Retail asas rat held byre km Amount Tocugh rear* Sweep «vans can baldus Does not nobdeutonced sioultelasseits a re er of the Altcogh al App, teem are 'melded b be aino. are 5~053 WS Bat USA up b r estabIlhed lent ad More iXonnaon s ratable...en request Yak may ',bun prow and wee« tiatenerm tends. a Perri kweseneme gagmen daa grid rot be uSed for tar papers tet thee te U3S AG Starker Barndi a a Wary Furd Deposes more 'stoma:en about WC. hdudng the SFC Brodie. wowed itch col tea and ~ChMle stod opium solely on yeaiend it Ian Pe 90441 1099. 5498. 10425. at tss Bat USA ace WC enured n aCCOrdaXe with few: by «nixing WC at 202-M4300« by eaten tie SP( • CidOrkteS riClideS Oat D313126. CulStaiding ~get oho) dem peeping tour tunorm term is reaper by rules For Mal Henn:~ please ned now ISM 9>w ont0544 0~9044V loans. credit We. shat accoum bates Ian to upon tore RS al orb le Orden& «tonal. non Deposits a tas AG kallad ranch and ram d Miry • patrimony Pawn Toes of minions ~lab» cat Isuble dvdors ad iamb« mew earned en secuntes Furs Gena nited by the CDC. Dieidend Itekreeiment Program ORTP) held n par acct." net proceeds on salt tranuctems, rd bioetts, plus LOS Brit USA deposit balron beS AG recite renter 6 al attar Once YOU may °Man the Stadsed Branchdepose balances and mart make wowed cost baronemail crewed »awes Trough the OA Addable to can bastes at serape to actual Pete horn your brodi Abr.« Only %trek shies Imo sweep biro« a the dose of the statement pMbd depose accounts a LOS AG Neweek Brar.dialt1 IBSAG are preased want OA P. partial shares wie be soil and die Honour/no:Hy bee Credit bounces h your rani at not Cammunicitions WIIhUw Firm (Oman Bona> Ther deposrls are no< nued by the FIX cash ml be decreed et me amours redo:lend segregate orfm erabalm« rite Emma,/ use aga • please toxaemia-ix oral oinnixatens in wrung to Balances heU a the IIS AG Comm Brash are Unsporaily ronegitere prose »poled by the issuer may lifer from the erpoud to the moraagn riea of theCapri Idandt and these hots re ie ordiwy course of its Wines, 'Rose funds furrier protect your niits nobding you* rights under tie milt ;So at whet the pstg. Tan in sold .tepaydbie i.pon demand The 101146 incladed in MO X•arres ewe'« Pnitanin Act (Spri) rere å rn guarare a other Os Nairn of t85 A6 >a way corm Need dinar value thebalms whie on the LIES Comas's Brach's boas ~beau • f Tefnmoiinstntbon oath. top Mt ri the Irma of not Coifmere ones may be held in was noun r you re Lending information Ilierrwril it not MS Franca~ UBS Ferret Deposits a UBS Bar USA ar each UBS AG Brach new enter to atonal~ 33 asearl: of a (Svidend wren or Ike dask] eicematon on 910 r4.5 1e4449 pis"as and Sentencing you acoxert air:Wren teeter by pitleand by SIC Money Fund Shies arepearledby WC otherwise, te firm wit ether »4 partial tries al market rice diaoart M« to sovC hem Rteaii, det Agretern or ~geometer> the Mated murton We Wormed See 'WS Tinrcul Servers Account Fitter:Pon' below. a accept an wow detentred by a reorsored clearer Acorn Agenvent aid the General Tenn ad Carron sou of this reotionshp Non you opened this account in epoxy. ant ate« you aariunt USS Station% of (retie Nero, marble n agnexca'S this care ma heels ans teurin re bated a les Upon pur agar,, baton:es ute Bat Swap Programs or DA mar be wthatrin aid Owes of a Wary fund maybe ern' 0cacouree Jiro nix etnyanc»,9491,9mi ~oaf Sinews aid not the atroducar broker ar you Investment °bleak« must ~antral of my ma or omasbn to beta nom Aquidree, rd the proceed: neoned to you <4 yes The mermen, obscures air nt prof rare specific to ear ~Wes wow Yee rtints account arid may wry women Rem free the inn Yes staketioil emcees Seosrtes and other »Sets held n All aCCOurc sure errs shall be deemed complete ad pommy in meng of any Korean, «grope h your fnanca the amount a the end el the gatemen peek( You mar at acetate d Iii objectedto n ~Or tarn 60 dos fume Mono. rout »slate sweep optuns. twang storton a treestiroM ~yes For ear aceoure held. urrom nowt rates aa sickly 6 »mitt* a fee mime d luesrparl worst a ate tr99 You may you choose one of te fe loweg ~Omen obartes r«eike seareies used a loan collared ate PeOrgialinn • rear dired amen« au-relates a "urn to the Irrni was W>serrinwepyieels Iron your inuti ~or a De • Arab« Dame "come mmenents swain; the (tang 8003624000 batancedoe on rent Any mono« tana tered e> the Client deldom Norman ae 201.352.1699 or tokbo generalkm of :room. only dung the summit pelod ate line t aria Maas of • 000-3544103. 8 00AM to 6 03 Pad ET ~day • Athirst alsoDUPplinacion ewennents seeking groyah the sud of the statement penal through ardor. a in going to uBS mama 5449.:4111C. UK Financial Swabs deans protmeien The Fern is anisette( el the Searches Dina Protection oe plexpal MI« thane gennaen 01 MUM • CMbask n dettenhng the cog basis of the stortheS Clem Riettions Copatrnant PO Box 766 Urn Cry NI • ~See Co rntonafion of Income and Can& APPennotn ti ded n the statement. Sh e? flitted wits he 07037 Cetera«, (SPCT tench pretty-user-mks roams of es mentors tes to 1500000 (nAbdo; 1250.000 for dams tor inesenarts teen breh To generalel of race aid numb« -I.' UBS Firunrl Sevashas wiled on oar) The SSC are ;oxen«, tenet apish to 414Ca944$ 9"owth 94 Fencer 'Minna, ion oblaird frail sources other !Dars las • n case ol errors« 9...910345 about an ekcoomc &MS finandel Weeks. nettling nraernakin Ism arrant: IT trend« arg Rip paymmt «Unitas debit card thayou Mid n apalcula~ The Firm together wth «non alliki« has eh> purchased 0~3 risk pitfalls 0, tat you may hie provided to rut hrmCa /Ova« 11439.92KoS, Call 600762.1000 a sura( to Le3SFriancel • Consenter, Seeks to manor bra pilpil web low The Finn does not ~pendently way or guar-net* Semas eta IOW Harbor exid 6th I ba. ~Mr. N) :topknot:0 reinecien The ~mum anoint payable to O7006. Ann IMAISSA Demon all NOW ckno. conferral/unfree; pratdon o 5503 risk ald vela lily to the axon merit Pen d ma means nay a Wiryof any arm: son proncird. by sources mion as of Norte tO. 2013 the roam does not gnieralesaandant incomeor or« tan USSFewicral Sentes Mumsaid may nce keep pace wit bd Ivaco Cal a miter soon as putan do:vernier:or • Acetone Wiling to acam son» rig to 011494 ad an adorn«, Stour UBS Shand., Sankt: gernrally Fawner Or recept 6 surort a if you need more Wood tote poky «edition and ~If oar at re Mutstab n root atrarofee cn the statement of reap( Fornråfurther protected fa up to II 9 mean n the rime ~nodality» Fr hirer ratans update d6 ef ormahm as e 6 reCeutd tie inn does sol The Fern ce cid stow (as atplOble) mun hetbom yam ane9ate ta all you axonts held n a pantry capaay • Ames!~ Nang to acepl hgh ngt ter Prwal ad hgh (*hide any ~roes rat tie nf «maims sexier Cost A full espy of re poky waning 6 /MUM, ki440 Watley» sect NO tegument< time bah' aid gaisbn" is annex a of re die 90 yeller 60 days alter the erns sent you the kst Of This 9240ifoll Ac Sudi please do net rely en tå summer on Moth the «ra or problemmowed informal:olio make «ochre er We degrees 9:4 Ise - terwide sow nine ad .1C0x311 meter (8 iii Thp SIC protector aid te supple~ai toga-ten both do Sestanentreruseborier not Sthr to We fry o>nsoklate al related acorn, statements whh the purposes a olsensice ~rib Cantered to thee ern - Derrite the mor or the taster you se «owe raft mayrelied guiribss nioorms, orly for the panda rd rota» as dearly a you can nhy you We« A is as • Cement nand tarts controlled by (and hduded fl y« an* films nie sane envelope acommesrruy Demisted no" value) but held away rom LEIS f Servion Ice this p/TOSe Drawee they haw owner:mho in manor time They are held a the Firm Morehihortrif rilarnaral mor a ery you need mete nIcernatim CM be added by youFaunal' Ade6Or - Fronde te dollar anion of tire tweeted ma g man <Poach aUBSBak 0) car MU% AG pal mote rgaionshos wash errs dents at the sale Stanford brans. OD oscine ferricts nicking wore add's.» Th6 plaice 6 known as "hogneteldng 'Nat, rruhour ar WY twos of mutual 1"h waxen sat, pax to mane imdkifuai surarents mailed n rare • Unwanted gairerlowea rhre dta t watt. shares re registered dreary n the ornerier amine 49retrea Jr-raised ear.al .SK ere (.143:4141 fee SDNY_GM_00020747 CONFIDENTIAL EFTA_00131367 EFTA01273574 Important information about your statement (Cantered) MaraMooney Ins The taxation data fa kelioral - Thrd par esanated era may be reflected as 'Not runts of axtents at for tracendear hookingmutual Anion a e regillOrid revue motto:flan Froaxial Senkes lot mayor may not ref att anmissons chages motor anted' n sera smarm when an alepentent lords of Ma fad unit' Inc seamy reorswocation errs (friend ael odor valuabio Iry Anson %pored snood:It ba afar a - m Non ion to commtwof served ei ornery wen remoras** lots and sorra* purr' let at eat vaS0 when we boar areare Thal a rniOnit wort hat the sale or Warburton of arnury rare ad unit Yea Synahno it a regiorred tricemaaol visa ambnid to dare one ayeased et the • lr ad. axe' cecaredtha nay calla trevitusly reported voila No coo k.or tool unit to We dents, we and is our Inwrival 1.3S 'Ma Signature Ord tads and MG 'Ma corm presents the Pivot Orates, Valero (SOUS Cr wtten a oak* noire hgttly fpecutawe attirericer were tang COreptoSanco Iran der cads at owed by USS Bane USA wth mymoron from duo to the nave of the essay Marfa( to name. carpals indemnity to v co u S A rotepterd • coral. narties Bonds and porta stock ma me - Mhen nada an Ova general prow a sponsor avuty tenant atilarsol the Prance torremes issue: tall for ea mammon wol berated erpriate Pirated vibe not 3tirdpalyeslased rue is or sponsors a the UST MOSTMell INAS lee &Astute Ull Financial rants Int Rev 201407 by lot Men amcog al terms of that 69-re Iran out prOvded terra me tray we bearer tan - Olt dictate also oar vat erg tomonsvcos ale other nano a n txmoto n ere for o.s Mots Cat Mare as girding.pro comprotion ken mina finds and mare 'orra is oared from that palm aid Os rural - - Coarbutiorn to date' may nava rat of ralat Contras tow pearls we Mature rs not granted Otte call Mares Fryer reh mane a both - We receive an rug fee Pan t1303aGo USA aolUBS could rat yea complete olormalnal begirded - • On'inahne sr' crescent lie Meal olleting price AG Starer Brand of up to RS pet axount *pen reared per wit anSmay not reeled you cost bath tweing to the bares Ira the UBS Bs* Sweep Frogram • Cracow et deposit (CDs) (Cs are lir mod opt • ItinteiCted Satin Restntted trades retry at 12SOO:0 n pampa' aft gourd nitre/ pa depositor not anyntey SOS fa stalc Salo IRS indexed Stress Parr rd per depoway rliNlr. n a06dais with iDu: uses the matte price of the semetriar sod( a the sane Infornaten regardng cormisrant rod other Margot ndes osua a at muted vale toe the reared arc Pe incterof annemon NM the aerial ot wades. refry purposes of Ms ukasepion* To the oar that option tredrons has been nclded co ccolehrons • pricsavalue Fees &rod fa $40reaef aid Otte reflected settle it eligble for sae. tie calateSeleed wen* a Kindled ico you. sod wit be prated to you Produds mat be hror ce bowtics to ace that you may be subourotity lets Than the impaled add. show+ ar my on Amur YererlIt a2ualle reCteve in the mart PrCeS are Waned Iron vanxn red party %Wen Medi we bolster. to be • Est. Marated) name. anon yields and meta. An Smalling relate but we do not gases leek a:cracy tstinate Wilma name is based on corm indeed It you ayengaged in tan sang a warily. ycu may and a - Wo ripely motor dosng pronto, aealthf? a ten and trod rats. awing to acuities will be held for tagedumo anon barring costs fatal paleur axon or the bid and ask Aces Ice laced SeantieS and one yea from rement date or ate inSirely The Panty optunorcnybd SKS lor OTC wart vs estirate d mkt a guideline. aCCuraCy rid Witriued - Lot nine traded warts maybe priced uing a Mame se not ydsacted Open Orden rata on model a tom, ream pia we Maned - Ellindad arnui same and emIt yield for anal RO9Ndio2 open Cc reeddilariCelled • orders seams nOt a-amanot rel lea an rug makes price or math Veto' worm mold name a fern of reintna or Sedated by the Parent re. opal bvy axl sell r - Cenanpostkns may £pea wiliCut a pale and sill C41114 Scant in Meth 014. tart en acne (aid current ceders re Freed by the amount of donors a (Of on shoo/arose was not mailable Awe are salable to yell would be matured • adlidontor 'eight date urn minor attar obtan a gene for a security - Erred artnal name aid anent Veld aid The by you You ae rumoroble for orders OW ore refuted due - Oran a Searles darns& n anenoes other arra Poor and pad mgM be Mawr- hgherthal to your fare to camel exarg open ceders tan u S dolts are al WO a the cod urgerat as of the manned anoint the earrunt date - An onfinal• ol menolged interne Ovid's! actor Tax witholditg on fenrbutione futon UK financial - For oenan 'errs vadem mmrkafolmng Neter Marl by Thearea mare valor/watt Senors IRAs deremnattos. ace and quarry dace valet) may hae b3131Ce 6 Weed CO the LW deo-16nd or mean Federal tad Law terms US$ Natal Servos to worold been Spaeth° ladle:no proper-swarm parem made byte none and aowm tie More tar from yr" unable PA clarifier*, tut you may To obtain saint ant.valt "AM ratable. coax you tear* ir dart nil be ', Odia one nee *cm the ilea not When ramplay welle011or. instead you sly Franca roof statement date or witdmoray Aomori rid act to have la werkold a arse woofer ram as carped yea at not wadi:reed you choose Vat Mann wit remain on effect una revolod • Meals Intinammla and Muddiedproducta entalt by you You may neck* sur Section a aril lino by m.*.ty ineitmert secures Cnclidng direct priedpaion • Aram* held by UK financial S enoicat Corr anew Mann If you do not haw moult ', tome tar progran aid rya' estate n*Innem nun saunas) and assets ae rot MUbyteBr ad not atm the &lief wettn44.11r011 'Our drectutiOnd you maybe remota* ice structured peoluas >Marry hghly Sea d (elan pink*US or envoi rhea asset re 46pla,Ed al Sur the prat of etimrdir You may nod Norm of ten neuctied prods! s hart nor barn roaelorod wet it. ranted for inlonnatrat purse or Postas ad anoints *thol] and yes <Simard law parininis Beret Seandes and &mange Cannsten a under any state rates poised re parr byte inking hies RS Mud CO void lad obliption ?MIMS WO We role esimaed vases fa wire lnancia yards a not entomb'? toe this Morro me/mat scrum ad stutter prodsms for and doesnot giarailte tf array these SKIS re net Privacy arms maroon only Acassfe not 9Unn1. 44 protected by Sr re m• Frm's Supplinisnia SaC To Ntan a Copy of Sr asset OW Prier lona pro.* - ihe*V2i1X5 mayddier Sthetantally kern Mai, if any coverage mnuctyotr icor:armor arduous ware al With average mostenert away a SlruCtured mow um tremor:oat police marls tcoVit a tad aid do not necesnly • Revenue doming and additional componserm spleen, the wale yea May Mast upon ICuldaoo - et solidi lo camnissom on take and 12b1 lees U3S C areal Swot 6 not a bar the WA. Emma - Med pry eamaes of via are as of a aeon ere roar on over with the dotrtuton of meteor SOVCSAaOctit BSA ara IWA mebet:lenge le:Curet aid at implied 10 UleS Mara Savers on a recur fonds to ow dents we aria ow *Mae rear MO peewit axes to baang semis are produces boo by an naperent volition Imo rerebe Mann; pa/luau rom detrbuters actor droop enzyme...nes wen affelatol bat red °thee third truer. royal PaTer Ce wafer rowed rat d 'orison clew stem, funds maw sell Thew partybalks. and prove*: as* to none* and nifty any. awe stapled to te rem by to mum general rants are bated an woo difront armorer 0 prod:4S ifteed by Untilillated tad {arty Moan" paver a 'pros and may be Calaraled based on the allOufil 01 ialeSby OBS 01 a partcuLt mutual and corers Hough OLISICe agency rubflar Sof tits defer Nervation from that used by tend wit to fang to ott dons. ad Id Ole are urea a korai Seaket etc dry thee estimated vans prowl, mutual trod fray's shamMid a the Inn - You can obtain ad/kb:nal mama in regaling the - We afdcur alire age made mentang rod ✓irepmer. rea r. aid amity products reetrology used to determine the erre of via onvansprocesung lees n coradvration for trailer 'cot WC Sired • no bank guarantees May lose vain and Medico of the hfonnovon that is Me ban fir the agent sakes that wo proud to rho new, (wide entre by ainaang tour Wolfed maser These feel generate at. pad tome inamor stets in the RecOurar ertsaordni Actor. Business Senor mutual lad and re ached done gaunt bawl on the Arent SSA, ifMA and estemabonal Resoute lavarreen SDNY_GM_0O020748 CONFIDENTIAL EFTA 00131368 EFTA01273575 U85 Fnancial Senecas Inc SUBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 June 2015 Cm-7006565309061 5>c12356El o GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLAINE MAXWELL Friendly account name: Indre Account number:. SS Your Financial Advisor: SCO11 STACKMANWLE CASRIEL Phone Questions about your statement? Call your Finarch3 Advisor or the Value of your account RMA Resourceline at 800-RMA- 1000, On May 29 (5) On lune 30 (5) account 029323568 Your assets 1,731,04446 I ,694,388.11 4sIt our websIte: Your liabilities 0.00 0.00 snrew.ub5comilinancialservices Value of your account $1,731,044.46 $1,694,368.11 Sources of your account growth Tracking the value of your account duriag 2015 Value of your account S Thousands at year end 2014 41,721,172.36 Net deposits and 1.771 2 1:731,0 1694.4 withdravals 44260.77 • • • Your nvestmcnt return. Dividend and interest income 423,033.44 Chance in market vain -145,553.92 Value of your moan on 31n 30, 2015 $1,694.300.11 Dec 2014 May 2015 bin 2015 SDNY GM 00020749 PA•mbar SIPC 0070003006556309 m7000304216 00002 C615 030575004 Y123568550111011 Page 1 of 14 CONFIDENTIAL EFTA_00I31369 EFTA01273576 SUBS UBS Strategic Advisor June 2015 Account name: Friendly account name: Account number: ILL YourAminciul Advisor: SCOTT STACK MANLYLE CASREL Your account balance sheet Summary of your assets Value on Percentage of June 30181 your account • Cash and money balances may include A Cash and money balances 47,798.83 2.82% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances. UBS AG Sumford Branch deposit account balances and money market C Equities 1,646,589.28 97.18% mutual fund sweep balances See the imponant information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,694,388.11 100.00% Value of your account $1,694,388.11 Eye on the markets Percentage change Index lune 2015 Year to date S&P 500 -1.94% 1.23% Russell 3000 -1.67% 1.94% MSC I - Europe, Australia & Far East -2.80% 5.88% BarclaysCapital U.S. Aggregate Bond Index -1.09% -G10% Interest rates on June 30, 2015 3-month Treasury bills: 0.02% One-month LIBOR: 0.19% O1P700C9006566310 NP7003304218 C0M 0615 030579:16t VI 23568550 IlgrAyGm0002dmeti 2 of 14 CONFIDENTIAL EFTA_00131370 EFTA01273577 SUBS UBS Strategic Advisor Account name: Your Maandal Advisor: Friendly account name: '1 Or SCOTT STACK MArlivii CASRIEL June 2015 Account number. Change in the value of your account Summary of gains and losses vanes reported below exclude products for which wens and losses are not classified. June 2015(S) Year to date (I) Realized gains and losses Unrealized Opening account value $1,731,044.46 $1,721,172.36 June 2015 (1) Year to date ($) gains and losses (S) Withdrawals and fees, including investments transferred Short term 0.00 0.00 70,222.48 out 0 00 4,260.77 Long term 0.00 9,032.81 281,878.30 Dividend and interest income 6,193 15 23,030.44 Total $0.00 $9,032.81 $292,100.78 Change in market value -42,849.50 -45,553.92 Closing account value $1,694,388.11 $1,594,388.11 Cash activity summary See Account activity this month to, deta Is. Seances in your Sweep OPtl Cm are includedin the nutmeg and Dividend and interest income earned closing balances wise. FDIC Insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford French or bank deposits placed through the UBS Interne/one Depizsit Account peogram SIPC protection applies to money market sweep fund holdings but not bane deposits. St* important iniormaobn For outposts of this statement, terabity of Inkiest and cleldtnd Income has been determined ficen a US about your statement on the last two pages cly this document for decals. ter rereading PersPrctive. Based upon the residence of the mown' hoklet account type, or product tape, Year to date IS) some intereSt ander dvldend OaYmeMs may not be sublet to United States (US) ardor Puerto RICO (PR) June 2015111 Income tares. The dent monthly placement is not Intended to be used and tamot be reied upon for tar purposes. Clients should tete; to the wattle tar reporting kerns they remise from UBS annuals,. sub as Opening balances $41,605.68 $6,517.57 the Fermi 1099 and the Fan 480, fOr tar reporting Woolson n is the practice Of U85 to file the applicatie tee 'tending fours with the U5 Werra' Revenue Service and PR Treasury Deoanment and in Additions such forms accurately classify Unclench ardor Interest aster tempt or tenable Imam. Please consult your Dividend and interest income 6,193.15 23,030.44 Induiclual to prepare,. Proceeds from investment transactions 0.00 106,909.61 June 201 5(1) rear to date (S) Total additions $6,193.15 $129,940.05 Taxable dividends 6,192.57 23,026.78 Subtractions Taxable interest 0.58 3.50 Professional management fees and Total current year $6,193.15 $23,030.28 related services 0.00 -4,260.77 Prior year adjustment 0.00 0.16 Funds withdrawn for investments bought 0.00 -84,398.02 Total dividend & interest $6,193.15 $23,030.44 Total subtractions $0.00 -$88,658.79 Net cash flow $6,193.15 $41,281.26 Closing balances $47,798.83 $47,798.83 SONY GM 00020751 C eiP703093055663I 1 NP7003304218 COCO? 0615 030575004 Y123568550 111011 Page 3 of Id CONFIDENTIAL EFTA_00131371 EFTA01273578 *UBS UBS Strategic Advisor lure 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Mounds! Advisor: SCOTT STACK MAMLVLE CASRIEL UBS Bank USA Deposit Account APY Interest Period May 7 - Jun 4 Opening UBS Bank USA Deposit balance May 7 $39,503.91 Closing UBS Bank USA Deposit balance tun 4 $42,163.64 Number of days in interest period 29 Average daily balance $40,747.30 Interest earned $0.58 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives fa this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in impogant information about your sratemenrat the end of this document Your return objective: Current intone £capital appreciation Your risk profile: Primary Aggressive investment eligibility consideration Flute selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. O470309006566312 N1,7060304218 00602 6615 030575004 Y123568550 I I 151,,jy_Gpo_000201)sr 4 of 14 CONFIDENTIAL EFTA 00131372 EFTA01273579 T UBS Strategic Advisor June 2015 Account name: Friendly account name:m Account number. ii :ME Your Financial Advisor: SCOTT STACK LIAN LY LE CAMEL Your assets Sane prices, income and current values Sheen) May teapprOxiirVile. AS a HS tell. darts did lOsses may nol be accurately reflected. Set Hiportant infantabOn atiout your statement a the end of the document fOr more information. Cash Cash and money balances Cash and money balances may include. avatar& cash balances, UBS Bank. USA r: post account balances, UBS AG Stamford Branch ctpout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vat hn applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account balances an not ensured by FDIC and re not protected by 9PC Money market sweep balances are protected by SSC but re not insured by the FDIC. See the important information about MO statement at the end of this document for details about those balances. Goering bdance Closing Warta Price per share /Hetage Dindencl Interest Dais en Hddng on fun 1 (14 co tun 30 (1) on Jun 30 (1) rate ponied period C/p urrounl (1) IRS BANK USA CEP ACCT 41,605.68 47,7%.83 250.00000 Equities Common stock Purchase piste/ Track lkinter Average price Price per share Value on uniettlied Hold%) Hddng date of shares per share (11 Cost basis (1) an tun 30(11 Ain 30(1) On or loss (1) period AECOM Symbol: ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,309.95 33.080 16,540.00 3230.05 51 Jan 30, 15 100.000 25.532 2,553 24 33.080 3,30800 754.76 ST Security total 600.000 26439 15,863.19 19,848 00 3,984.81 ANALOG DEVICES RC Symbol: AD1 Exchange OTC EAL 42,802 Osrent yield. 2.49% Nov 16. 1 1 13.000 37316 485.12 64.185 834.40 349.28 LT Nov 17, I I 13.000 35 393 460.12 64.185 83840 374.28 LT Nov I8, 11 35.000 35.502 1,242 58 64.185 2,24647 1,003.89 LT Nov21, II 18.000 34271 618.68 6,1.185 1,155.33 536.65 LT Nov22, 11 15.000 33 338 500 07 64.185 96277 462.70 LT Nov 23, I I 22.003 32.655 718.43 64.185 1,41207 693.64 LT Nov25, I I 7.000 32460 227.22 64.185 449.29 222.07 LT continued next page SDNY GM 00020753 CHP703070065663I 3 NP70033042I 8 00002 C615 030575004 V173568550111011 Pigs S of 14 CONFIDENTIAL EFTA_D0131373 EFTA01273580 T UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your K modal Advisor: SCOTT STACK MAMLYLE CASRIEL lune 2015 Account number. YOUf assets Equities . Common stock (continued) Purchase paw Trade Wring Average price Price per share VsNeon drireatized licking HchIng date of sheen per share (I) Cott Gds (1) co fun 30(0 fun 30($) gain of loss (0 period Nov28, It 30.000 32.951 988.55 64.185 1,925.55 937.00 LT Nov29, 11 18.000 33472 602.51 64.185 1,15833 552.82 LT Nov29, 11 5.000 33.622 16811 64.185 320.92 152.81 LT Apr 24, 12 30.000 37.567 1,127.01 64.185 1,925.55 798.54 LT lan 23,13 1,056.000 43209 45,628.81 64.185 67,77936 22,150.55 LT Apr 22, 13 489.000 42.447 20,756.68 64.185 31,386.46 10,629.78 LT Security total 1,751.000 41.990 73,523.89 112,387.93 38,864.01 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange: OTC EAI: 42,493 Current yield: 2.44% Aug 4,11 146.000 42343 6,182.08 80.230 11,713.58 5531.50 LT Aug 12, 11 4.000 40 955 163.82 80.230 320.92 157.10 LT Jan 23,13 767.000 52320 40,129.93 80.230 61,536.41 21,406.48 LT Apr 22, 13 355.000 56.870 20,189.01 80.230 28,481.65 8,292.64 LT Security total 1,272.000 52.409 66,664.84 102,052.56 35,387.72 BAXTER INTL INC Symbol. BAX Exchange: NYSE EAI: 43,236 Current yield: 2.97% lun 20, 12 30.000 51.594 1,547.84 69.930 2,097.90 550.06 LT Jun 20, 12 17.000 51.522 875.89 69.930 1,189.81 312.92 LT Jun 21,12 29.000 52.077 1,510.25 69.930 2,027.97 517.72 LT Jun21,12 7.000 51.500 360.50 69.930 489.51 129.01 LT Jun21,12 5.000 52216 261.08 69.930 349.65 8887 LT Jun 22.12 61.000 51.890 3,165.29 69.930 4,265.73 1,100.44 LT Jan 23,13 768.000 66.658 51,19180 69.930 53,706.24 2,512.44 LT Apr 22, 13 355.000 69.318 24,608.00 69.930 24,825.15 217.15 LT Sep 19, 13 74.000 72.165 5,340.28 69.930 5,174.82 •165.46 LT Sep 19, 13 6.000 71.875 431.25 69.930 419.58 -11.67 LT Sep 19, 13 3.000 71880 215.64 69.930 20979 -5.85 LT Sep 20, 13 47.000 71.987 3,383.41 69.930 3,286.71 -9670 LT Oct 3, 13 154.000 64.600 9,948.49 69.930 10,769.22 820.73 LT Security total 1,556.000 66.094 102,841.72 108,811.08 5,969.36 BtACKROCK INC Symbol: BLK Exchange: NYSE EAI: 43244 Current yield: 252% Oct 5, 12 7.000 189932 1,329.53 345.980 2,421.86 1,092.33 LT continued tied page CNP7000300656631 4 NP7003304210 00002 0615 030575004 Y123568550 11i, pe Gptt 000rtejje 6 of 14 CONFIDENTIAL EFTA_00I 31374 EFTA01273581 GHISLA1NE MAXWELL sUBS UBS Strategic Advisor Account name: Your PI nand," Advisor: Friendly account name: SCOTT STACK MANILYLE CASRIEL June 201 5 Account number. Your assets . Equities . Common stock (continued) Purchase pried Trade taunter Average Oct Pnce per share Ydue on Unrealized Hddng Hddng date of stores per share ($) Cog basis (0 an Pun 30(5) tun 30(4) gain or loss 0) Period OCt 5, 12 3.000 187.820 563.46 345.980 1,037.94 474.48 LT Oct 5,12 2.000 186.670 373.34 345.980 691.96 318.62 LT Oct 8, 12 8.000 188.783 1,510.27 345.980 2,767.84 1,257.57 LT 0ct 9, 12 15.000 189.185 2,837.79 345.980 5.189.70 2351.91 LT Oct 9, 12 2.000 189.010 378.02 345.980 691.96 313.94 LT Oct 10. 12 3.000 187.720 563.16 345.980 1,037.94 474.78 LT Oct 10, 12 2.000 187.670 375.34 345.980 691.96 316.62 LT Oct 10, 12 2.000 187.995 375.99 345.960 691.96 315.97 LT Jan 23,13 224.000 236.966 53,080.41 345.980 77.499.52 24,419.11 LT Apr 22, 13 104.000 251.093 26.113.69 345.980 35,981.92 9,868.23 LT Security total 372.000 235218 87,501.00 128,704.56 41,203,56 CALfORNIA RESOURCES CORP Symbol: CRC Exchange: NYSE EAI: 315 Current yield: 0.64% Feb 12. 14 59.200 8030 475.39 6.040 357.57 • 1 17.82 LT Feb 12. 14 46.800 8.033 375.95 6.040 282.67 .93.28 LT Feb 12. 14 12.200 8.034 98.02 6.040 73.69 -24.33 LT Feb 12, 14 2.800 8.021 22.46 6.040 16.91 -555 LT Feb 13. 14 44.000 8.023 353.04 6.040 265.76 -87.28 LT Feb 13. 14 27.200 8.007 217.81 6.040 164.29 -53.52 LT Feb 13. 14 13.200 7.977 105.30 6.040 79.73 -25.57 LT Feb 13, 14 2.400 7.983 19.16 6.040 14.50 -4.66 LT Feb 14, 14 133.600 8.310 1,110.31 &040 806.94 -303.37 LT Feb 18, 14 45.600 8.366 381.49 6.040 275.42 •106.07 LT Security total 387.000 8.163 3,158.93 2,337.48 .821.45 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 53.4'9 Current yield: 3.63% Jun 19.13 72.000 84.718 6,099.75 84.820 6,107.04 7.29 LT lic, 20, 13 121.000 83.141 10,060.15 84.820 10,263.22 203.07 13957 LT 1‘.120, 13 78.000 83.030 6,476.39 84.820 6,615.96 LT lun 21.13 204.000 82.904 16,912.44 84.820 17,303.28 390.84 LT Jun 24, 13 111.000 81.517 9,048.46 84.820 9,415.02 366.56 LT lun 25.13 73.000 82 354 6,011.86 84.820 6,191.86 180.00 LT SDNY GliV92615r t Page CNP70003006566315NP7000304718 00002 0515 030575004 Y123568550111011 Page 7 of 14 CONFIDENTIAL EFTA 00131375 EFTA01273582 UBS UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your 15nuncid Advisor, SCOTT STACK MANY LYLE CASRIEL June 201 5 Account number. Your assets b Equities . Common stock (continued) Purchase pricer Trade Weber Average price Pace per shire Velue on Unredlied Holding Hddng Wee of awes per sham (S) Cott beds (S) ca Jun 30(S) run 30(S) gain at it.% (i) period Jun 26, 13 69.000 82259 5,675.90 84.820 5,852.58 176.68 LT Jun 27.13 141.000 82.951 11,696.12 84.820 11,959.62 263.50 LT Jun 27, 13 7.000 82.925 580.48 84.820 593.74 13.26 LT lian 28. 13 169.000 82.774 13,988 92 84.820 14,334.58 345.66 LT Jul I, 13 65.000 82.781 5,380.78 84.820 5,513.30 132.52 LT Security total 1,110.000 82.821 91,931.25 94,150.20 2,21895 CØ GLOBAL INC COM Symbol: COK Exchange: OTC EAI: $204 Current yield 0.89% Aug 4, I 1 48.667 18379 894.45 53.980 2,627.03 1,732.58 LT Aug 12, 11 1.333 17.775 23.70 53.980 71.97 48.27 LT Jan 23, 13 255.667 22.709 5,806.16 53.980 13,800.89 7,994.73 LT Apr 22. 13 118.333 24.684 2,921.03 53.983 6,387.63 3,466.60 LT Security total 424.000 22.748 9,645.34 22,887.52 13,242.18 COLGATE PALMOLIVE CO Symbol. Cl Exchange: NYSE EAI: $2,292 Current yield: 2.32% Aug 4, I 1 174.003 41.632 7,244.05 65.410 11,381.34 4,137.29 LT Aug 12, 11 4.000 42.450 169.80 65.410 261.64 91.84 LT (an 23,13 910.000 54240 49,35843 65.410 59,523.10 10,164.47 LT Apr 22, 13 420.000 59.788 25,111.32 65.410 27,472.20 2,360.88 LT Security total 1,508.000 54300 81,883.80 98,638.28 16,754.48 ECG RESOURCES INC Symbol: EOG Exchange: NYSE EAI: $335 Current yield 0.77% Jan 28,15 500.000 90.411 45,205 72 87.550 43,775 00 -1,430.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28, I5 500.000 31.942 15,971.36 41.330 20,665.00 4493.64 ST Jan 30,15 250.000 29.431 7,357.75 41.330 10,332.50 2974.75 ST Security total 750.000 31.105 23,329.11 30,997.50 7,66839 GEM- MILLS INC Symbol: GIS Exchange: NYSE (Al: 13,312 °rent yield: 3.16% Aug 4,11 191.003 36.265 6,926.77 55.720 10,642.52 3,715.75 LT Aug 12, 11 5.000 35.754 178.77 55.720 278.60 99.83 LT Jan 23,13 1,001.000 41.387 41,428 89 55.720 55,775.72 14,346.83 LT Apr 22, 13 464.000 50.287 23,333.21 55.720 25,854.08 2,520.87 LT cont,nued next page CNP700030C65663I 6 NP7000304218 00002 0615 030575004 V123568550 I I ffi siyGhttiowdsie is of 14 CONFIDENTIAL EFTA_00131376 EFTA01273583 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PInand/I Advisor: UBS Jure 2015 friendly account name: Account number: SCOTT STACKMANf LYLE CASRIEL Your assets . Equities Common stock (continued) Reediest coca Trade mated Average pdce rite per share 'Niue on unrealzed HolcIng Hddng date of shares per shape ft) Cost basis 01 cee kin 30(8 IUD 30(S) gain or IOSS (t) period Jun 17, 13 148.000 49.739 7,361.45 5&720 8246.56 885.11 LT Jun 18, 13 73.000 49.836 3,63607 55.720 4,067.56 429.49 LT Security total 1,882.000 44031 82,867.16 104,865.04 21,997.88 JOHNSON & JOHNSON COM Symbol: P4.1 Exchange: NYSE EAI: 53,198 Current yield: 3.08% Aug 4,11 123.000 62377 7,672.38 97.460 11,987.58 4,315.20 LT Aug 12, 11 3.000 63.730 191.19 97.460 292.38 101.19 LT Jan 23,13 642.000 72.736 46,696.71 97.460 62,569.32 15,872.61 LT Apr 22, 13 298.000 84.721 25,247.10 97.460 29,043.08 3,795.98 LT Sectrity total 1,066.000 74.866 79,807.38 103,892.36 24,084.98 MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: $3,461 Current yield. 3.58% Aug 4,11 95.000 84.969 8,072.06 95.070 9,031.65 959.59 LT Aug 12, 11 3.000 85.910 257.73 95.070 285.21 27.48 LT Nov29, 12 8.000 86.456 691.65 95.070 760.56 61191 LT Jan 23,13 555.000 93.053 51,644.75 95.070 52,763.85 1,119.10 LT Apr 22.13 255.000 99318 25326 32 95.070 24242 85 -1,083.47 LT Sep 19, 13 78.000 97.879 7,634.63 95.070 7,415.46 -219.17 LT Sep 19, 13 22.000 97.425 2,143 36 95.070 2,091.54 -51.82 LT Sep 19, 13 2.000 97.830 195.66 95.070 190.14 -5.52 LT Sectrity total 1,018.000 94269 95,966.16 96,781.26 815.10 IsOCIERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: $3,579 Current yield: 3.14% Aug 4,11 134.000 52.960 7,096.75 98030 13,136.02 6,039.27 LT Aug 12, 11 3.000 52.530 157.59 96030 294.09 136.50 LT Jan 23,13 700.000 71.610 50,127.21 98.030 68,621.00 18,493.79 LT Apr 22, 13 325.000 79.757 25,921.06 96030 31,859.75 5,93888 LT Security total 1,162.000 71.689 83,302.61 113,910.86 30,608.25 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: 42,907 arrant yield: 3.86% Feb 12, 14 148.000 88.959 13,165.96 77.770 1150996 -1,656.00 LT Feb 12, 14 117.000 88.989 10,411.82 77.770 9,099 09 .1,312.73 LT continued neat page SDNY GM 00020757 CNP70003006$56317 NP7000304218 00002 C615 030575004 Y123 568550 111011 Pag• 9 of 14 CONFIDENTIAL EFTA_00131377 EFTA01273584 SUBS UBS Strategic Advisor lure 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your 15minciel Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets . Equities . Common stock (Continued) Purchase pricer Trade Mater Average prke Price per share YeNeon garnered Racing reclang date of truces per share (5) Cott basis (5) en Jun 30(5) Jun 30($) gain or Ion (5) period Feb 12, 14 32.000 89.002 2,848.07 77.770 2,488.64 -359.43 LT Feb 12, 14 7.000 86857 622.00 77.770 544.39 -77.61 LT Feb 13, 14 110.000 88.885 9,777.41 77.770 8,554.70 •1,222.71 LT Feb 13. 14 68.000 88.708 6,032.19 77.770 5,288.36 .743.83 LT Feb 13. 14 33.000 88369 2,916.19 77.770 2,566.41 -349.78 LT Feb 13, 14 6.000 88.421 530.53 77.770 466.62 -63.91 LT Feb 14. 14 334.000 92.065 30,74982 77.770 25,975.18 -4,774.64 LT Feb 15, 14 114.003 92.677 10,555.23 77.770 5,865.75 -1,699.45 LT Security total 969.000 90.422 87,619.22 75,359.13 -12,260.09 PEPSICO INC Symbol. PEP Exchange. NYSE EAI: 33.243 Current yield: 3.01% Aug 4, 11 115.000 63.979 7,357.65 93.340 10,734.10 3,376.45 LT Aug 12, 11 3.000 63 023 189.07 93.340 280.02 90.95 LT May 16, 12 6.000 68.535 411.21 93.340 560.04 148.83 LT Oct 24, 12 1.000 68.690 68.69 93.340 93.34 24.65 LT Oct 25, 12 2.000 68.810 137.62 93.340 186.68 49.06 LT ON 26, 12 1.000 68.890 68.89 93.340 93.34 24.45 LT Oct 31, 12 1.000 69.370 69.37 93.340 93.34 23.97 LT NOV 6. 12 1.000 69.370 69.37 93.340 93.34 23.97 LT Nov7,12 1.000 69.150 69.15 93.340 93.34 24.19 LT Nov8.12 2.000 69.090 138 18 93.340 186.68 48.50 LT Jan 23,13 699.000 72.166 50,444.31 93.340 65,244.66 14,800.35 LT Apr 22, 13 322.000 82.251 26,484.85 93.340 30,055.48 3,570.63 LT Security total 1,154.003 74.097 85,508.36 107,714.36 22,206.00 PROCTER & GAMBLE CO Symbol: PG Exchange: NYSE EAI: 13,007 Current yield: 3.39% Aug 4.11 118.000 60.103 7,092.22 78.240 9,232.32 2,140.10 LT Aug 12, 11 3.000 60.896 182.69 78.240 234.72 52.03 LT Jan 23,13 619.000 69.941 43,293.73 78.240 48,430.56 5,13683 LT Apr 22, 13 286.000 81332 23,261.18 78.240 22,376.64 -884.54 LT Apr 24, 13 108.000 77.762 8,398.32 78.240 8,449.92 51.60 LT Security total 1,134.000 72.512 82,228 14 88,724 16 6,49602 ~nixednext page CNP700030C6566318NP70:0304218 00002 0615 030575004 YI23568550 I I MjsiyGht0002ene 10 of 14 CONFIDENTIAL EFTA_00I31378 EFTA01273585 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi nandd Advisor: blandly account name:Ind SCOTT STACKMANILYLE CASRIEL ~jTns Account number • Your assets Equities . common stock (continued) Purchase Ford TIJO iarreber Average price Price per share vatic on unrealized Holder; Sid Ong dah, of shares per share (1) Con basis (1) en Jun 30 (SI run 30(1) gain or loss (1) Period TRAVELERS COS INC/11-1E Symbol: TRV Exchange NYSE (Al: 12,811 Current yield: 2.52% Apr 2d, 12 20.003 63 432 1,26864 96.660 1933.20 664.56 LT Apr 24, 12 4.000 63 350 253.40 96.660 386.64 133.24 LT Apr 24, 12 1.000 63.560 63.56 96.660 96.66 33.10 LT Apr 25, 12 10.003 63 520 635 20 96.660 96660 331.40 LT Apr 25, 12 10.003 63.617 63617 96.660 966.60 330.43 LT Apr 25, 12 10.000 63.659 636 59 96.660 966.60 330.01 LT Apr 25, 12 2.000 63.545 127.09 96.660 193.32 66.23 LT Apr 25.12 2.000 63.645 127.29 96.660 193.32 66.03 LT Apr 25, 12 2.000 63 745 127 49 96.660 193.32 65.83 LT Apr 26, 12 5.000 63.928 319.64 96.660 483.30 163.66 LT Apr 26, 12 2.000 63.920 127.84 96.660 193.32 65.48 LT Apr 26, 12 2.000 63.930 127.86 96.660 193.32 65.46 LT Apr 26, 12 1.000 63.720 63,72 96.660 96.66 32.94 LT May 1, 12 15.000 64.637 969 56 96.660 1,44990 480.34 LT May 1, 12 6.000 64.715 388.29 96.660 579.96 191.67 LT May 1, 12 6.000 64.975 389 85 96.660 57996 190.11 LT May 1, 12 2.000 64.850 129.70 96.660 193.32 63.62 LT May 1, 12 1.000 64.820 6482 96.660 96.66 31.84 LT May 2, 12 7.000 64 374 450.62 96.660 676.62 226.00 LT May 2, 12 4.000 64.410 257.64 96.660 386.64 129.00 LT May 2, 12 2.000 64 320 128 64 96.660 193.32 64.68 LT May 3, 12 4.000 64.960 259.84 96.660 386.64 126.80 LT May 3, 12 2.000 64.675 129,35 96.660 193.32 63.97 LT May 3, 12 2.000 64 910 129 82 96.660 193 32 63.50 LT lan 23,13 629.000 77.560 48,785.62 96.660 60,799.14 12,013.52 LT Apr 22, 13 290.003 84.719 24,568 68 96.660 28,031 40 3,462.72 LT May 22, 13 111.003 83.807 9,302 58 96.660 10,729.26 1,426.68 LT Security total 1,152.000 78.533 90,469.50 111,352.32 20,882.82 continued next page SDNY GM 00020759 Crle7C009305566319 NP7003304219 000O2 C61S 030575004 Y123568550111011 Page 11 of 14 CONFIDENTIAL EFTA 00131379 EFTA01273586 SUBS U BS Strategic Advisor ire 7015 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number . Your Amends( Advisor, SCOTT STACK MAMLYLE CASRIEL 212-821.7000(800-308.3140 Your assets Equities . Common stock (Continued) Purchase pricer r race lumber average ante Preepeshme Vdue on Unreenzed HricIng 144(dm) date of share: per snare (5) Con bans (S) co Jun 30(S) Jun 30(S) gin or loss (5) period X1UNX INC Symbol: XLNX Exchange:OTC EAI: 42,230 Curent yield: 2.81% Sep 7, 12 25.000 34 770 869 27 44. 160 1,104 00 234.73 LT Sep 7, 12 5.000 34.846 174.23 44.160 220.80 46.57 LT Sep 10. 12 37.000 34.845 1289 29 44.160 1,633.92 344.63 LT Sep 10, 12 3.000 34 660 103 98 44.160 132.48 28.50 LT Sep 11, 12 20.000 34.853 697.06 44.160 883.20 186.14 LT Sep 12. 12 18.000 35006 630 11 44. 160 794.88 164.77 LT Sep 13, 12 2 t .000 34 8% 732.61 44.160 927.36 194.75 LT Sep 14, 12 19.000 35 536 675 19 44.160 839.04 163.85 LT Sep 17, 12 7.000 35 151 24606 44.160 309. 12 63.06 LT Oct 24. 12 3.000 32.523 97.57 44.160 132.48 34.91 LT Oct 25, 12 5.000 32.522 162 61 44.160 220 80 58.19 LT Oct 26, 12 3.000 32.776 98.33 44.160 132.48 34.15 LT Oct 31. 12 1.000 32.770 32.77 44.160 44.16 11.39 LT Nov 1,12 2.000 33.360 66.72 44.160 88.32 21.60 LT Nov 1,12 1.000 33.520 33.52 44.160 44.16 10.64 LT Nov 1,12 1.000 33.530 33.53 44. 160 44.16 10.63 LT Nov2,12 1.000 33.550 33.% 44.160 44.16 10.61 LT Nov 5,12 1.000 33.190 33.19 44.160 44.16 10.97 LT Nov6,12 3.000 33 826 101 66 44. 160 132 48 30.82 LT Nov 7,12 2.000 34.025 68.05 44.160 88.32 20.27 LT Nov7,12 1.000 33.910 33 91 44. 160 44 16 10.25 LT Nov8,12 4.000 34.032 136.13 44.160 176.64 40.51 LT Nov8,12 1.000 33.860 33.86 44.160 44.16 10.30 LT Nov28, 12 4.000 34 312 137 25 44.160 176.64 39.39 LT Nov28, 12 3.000 34.410 103.23 44.160 132.48 29.25 LT Nov29, 12 15.000 34.583 518.75 44.160 662.40 143.65 LT Nov29, 12 3.000 34.493 103.48 44.160 132.48 29.00 LT lan 23,13 1,087.000 36 805 40008.01 44.160 48.00192 7,993.91 LT Apr 22.13 502.003 35691 17,917 23 44.160 22,168.32 4,251.09 LT Security total 1,798.000 36.246 65,171.15 79,39968 14,22833 contoued next page CW78007)306566320 NP70803042 18 00802 PSIS 030575004 Y123568550 I i b14yGfritc,002lyyse 12 of 14 CONFIDENTIAL EFEN_0013B80 EFTA01273587 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Elsandal Advisor: 4tUBS Friendly account narne:Indr Account number. SCOTT STACK MANILYLE CASRIEL Your assets Equities . Common stock (continued FJRNI.A. pits/ Ira°, hurrber Average price Pnce per share Vdue on Unrezdzed Hoicing ii Id n9 (13le of shares per share (1) Cosa bads (0 co fun 30 (11 AM 30(1) gain or loss (1) period Total $1,354,488.47 $1,646,589.2$ $292,100.78 Total estimated annual income: $45,788 Your total assets POPCOOL19z of Cost EsSalted Unrealized value on lun 3010 your account basis (0 annual incr.? (II can or loss (1) Cash Cash and money balances 47,798.83 222% 47,798.83 Equities Common stock 1,646,589.28 97.18% 1,354.488.47 45,788.00 292,100.78 Total $1,694,388.11 100.00% $1,402,287.30 $45,788.00 $292,100.78 Account activity this month Dale Actiaty Descraion Amount (1) Dividend and interest income Taxable dividends Jun 3 Dvidend XIUNX INC PAO ON 1798 557.38 Jun 9 Dvidend ANALOG DEVICES INC PAID ON 1751 700.40 Jun 9 Cividend JOHNSON & JOHNSON COM PAD ON 1066 799.50 Jun 15 Dvidend MCDONALDS CORP PAID ON 1018 865.30 Jun IS Cividend NECIERA ENERGY INC COM PAID ON 1162 894.74 Jun 23 Dvidend BLACKROCK INC PAID ON 372 810.96 Jun 29 Cividend CCK GLOBAL INC COM PAID ON 424 5G88 Jun 29 Cividend PEPSICO INC PAID ON 1154 810.69 Jun 29 Dvidend TRAVELERS COS1NCJTHE PAID ON 1152 702.72 Total taxable dividends 86.192.57 Taxable interest Jun 5 Into • UBS BANK USA DEPOSIT ACCOUNT AS OF 0804115 0.58 Total taxable interest $0.58 Total dividend and interest income $6,193.15 SDNY GM 00020781 CHP70003006556321NP70C0304218000CQ 0615 030575004 Y123568550111011 Pap 13 of 14 CONFIDENTIAL EFTA_0013 138 I EFTA01273588 T UBS Strategic Advisor lune 2015 Account name: Friendly account name: GHISLAINE MAXWELL Your lq asocial Advisor SCOTT STACK MANLYLE CASRIEL Account number. Account activity this month (Contrived Date Activity De:cm:dim Amount 6) Money balance activities May 29 Balance forward $41,605.68 Jun 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 557.38 Jun 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0904115 0.58 Jun 10 Deposit U115 BANK USA DEPOSIT ACCOUNT 1.499.90 Jun IS Deposit 085 BANK USA DEPOSIT ACCOUNT 1,760.04 Jun 24 Deposit 085 BANK USA DEPOSIT ACCOUNT 810.96 Jun 30 Deposit 085 BANK USA DEPOSIT ACCOUNT 1,564.29 kin 30 Closing UBS Bank USA Depot Account $47,799.83 The UBS Bank USA Depost Account is your primary sweep <pion CNP700023006566322NP70003042113 00002 OM 5 030575004 VI 23568550 11 gbisicom000215912 14 of I4 End of statement for account number — CONFIDENTIAL EFTA_00131382 EFTA01273589 Important information about your statement WS Fancier Sakes Inc ON rem or WS Fawecial Skikda The km orC rd Mar will ~agate yocr °simian, xrl hoar on the kicks and records of to aplabki mar or eneekorn— you may Sake focuseholdrig by ding your IS a menter el al prinpalsecunty. ourraddy and tows willco:tea any mor promptly torn« agent/. Fnanal Adwor %/urges OBSF naadal nrwas and UK Bank II» en rand kola:lira of 18S AG and Milian of WS Warta Mete mat al aecks peytto to the Furor to Inail • Conan nvertmern conna-tt or rentrent ~me (ei 9. Men*, «aunt name U.0 lbe ken's fnstal ~eke it wade won readl aka» ndcaud on to front of th6 slaemenf h addlion land ~Ones and prvae ~ens) that are na llarfnendf aØ nane ref Hots marruticn that you the fens weak* olliceS an at to regna stunt fees. arsounn may be Nbah to registered sank the ~stie) Am of 1933. and etan on the Fenn online nears waste It 6a manures« km ann. lor wepayment far want.: custanablo -ndrrome• tam by you a auk you wth U3S Panel Swiss he Duran; an Hwy" Ice tread rants n can abcosnts • Corr/roam conirxit W g. War ~et aid your mordeepng It ha no kgl Merl we your ~UM 1200 Harbor Baleen Accounts ta are trail erred to War nitCutcres rink be prenus meal commas/. %Wen luares commas and You On mange pv Freak acute navies. trout Galen rhlaNink cm N107086 sadist to a totren fee OrnwetaT WIPPlecontraCts Sands or ble:ntalinj »NS &tarot, AO•bc< 'Ras sutunem Norwegian car oftchlread of >he IIBS NIBS Sweep Options The SIC protection and the apil~alprotrabn do not Mown wench% Finanda Wines xØ Oter records. 4% 9t °Heal tar UBSOlkneplaiS lor nMeN Cat baknet toaseces to tpado these assets enn d helot!~ »pea cnictr • Va.% dinar acoseraparkdo raet or assets ard doomema. ænuhng ØBØ dau should not be kind bad depots at Mead uSA ad WS AG Sward Cann stannems The WC prated% rod the swpWrwit bathes up» if you barn end 6 an mas cancurni plea (Bank Sweep hogramb nicriey market mutual lends Money aneøen do not paned flans* dunges n the market • ntaett Inch*" suable on. bala-cm venal« • pr n ~dank n wring to telkante ~spit of the Fuels) arid the barn:tonal Detest Accoint allor vas yov %errata natter z armed d matel remand wand/(m) nid GkbasTrne Deposit unrealized Weakening your stoma customers wen al rneentonal Amoy% Management %%mint. ant temanaPKT of otherwise) marks to market and nitan dads not held by he Ern Account laugh Oak% Sweepers:grans cat bans Does not nciaeunionud sowitelassets a teal ol the Athol, al Sara tow ocean-Hied b be aconite re swept to WS Bat VSA up b n egabkhed Mir and Moen Womixon e ratable...pm daunt Yat may ',bun put andane. Ilden tent pant a kale ~Was surstunt data Todd rot be used for tar (deposes 49 then to 15$ AG Starlord Bantu, a a Many Fura Deposts more nformation and WC. redudng the WC Brodie,. unrested skids Wens and methane stink »Wm solely on yediencl bk Iamb Ge.. Font 1099. 5498. 10125. at WS Bat USA are WC enured n acootake with FIX by waxing SPC at 202-37 W300 ix by poitng the SPC • Cindees %Wes Ø1 banns. outstandingmaw etc) am pepsin your to nit" Wet no is requiredby mkt For ewer islawann pinto nut weer klic 9,v wasie ~swell loan. sedd Woe Part account bands 14.4 lureran tote RS al than ardent, reporitle non- OPpOnt5 41,5 AG Hanord (oat ad tendrils», • casMroney bedew Tal of intresiod nabs. cash hable dvands ad tattle ken named en names Funds rend nsured by the FCC. Dkieleni Re kreesment Program IDF4P) held n your accoure, ren proceeds on sak aractons, sod blames. eke; WS Bank USA deposit baubr. OBS AG the sna ratan Can arBaje Mee TOu Ma) °ken the Surriced Branch depose balances sod money maka natal ml bapsonconah coed snarmen lØ the DA. enable to can bane» an crap? to &tulip-ate9n" your /Puma reboot Wry Wide Owes lean sweep batch a the dose of tte galeesse nil P40:4 «pose accounts a CBS AG ~Tod Branch an LOS AG aneprest/ knife OR P. panial shoes wil be son and me Nonarennity Dee sede balances n Mar amount ~not Camainicitkinc with Die Firm Carman kant Then flepons are rea nexel by the FDIC ash nil be depostel n you amours te Ova% seyegaed from okra barter an the Fronnon useany of • please re ccal.mi airy oral onentrwons sang to SalncesheU If the WS AG Capen bant re Newark Nina.% prize tippled by the ester mayday from the sews» tote shah» r of the C hmaii Hans, and these furds n the ordetry course of MI:vans Deese funt further protect your 'Wet raiding you* rgros unar the meet Far ye Midi the partial tan en sold de awake upon pet dean ard The Iona Incbded in the nattes torala Protecan Act (SPA) tiere h it quaraancr other ob /gait of USS AG to May arras pan doseg value doe Darks Wee on the WS Cayman's Brach's Ø.s Casio-M % • ate ~al insult/ton onto toprek cd the lam of this Only ank unit flay be tad in pv =oat s you re Lindug information suinewnt n not MS ~oaf ~vs. UBS Waked Deposits a SAS Bat USA nid eachWS AG Branch an na estiatid to 'patios we man-AM death% phrretnt or rot anal Mama.» on doff rin rendag pad ten and Senkes arts you, accwrit as death; broker by preceded by SPC Money Fund sham are downed by Sec ~wire. te Finn wil ether 3?-1 partial hasa madet price See 'WS Fermat »tan Mann Ro salon- below /isdoenes Mato youcleot R4aliteititp rignememi or ~vended iv% the %and mituton We Wormed a accept an aroma denimorked by a registered Wang Account apeman, aid the General Tan and Condom you or Ws retitionshp am you opened Pt 4:avnt In agercy. and sede you account VØ Samurt of One Practices watie n 49nemer4" thrs can sew heels ans WiffkiPs re Icand a WS Open you rotset, princes h Yoe Bank Sweep Programs or OA may be Tatostert ad Shaes of a ranee ken maybe erdeeckaires aØhia ri veiry any omun Faunal Siiwas aid noe the %rutting broker. aul you hivettentert Skala% must ~earn» of soy wee Or Oinakel to bath In inadsted and the Janata returned to yin a pa We ~wens obrives »Ind prof ire are spar< to eat vesuitos arena Yew wets account and may vary between Steam ahem the yen Yof Yak-Mini temaet scantes and other assets reekl All account harems shrine deemed canna :Ad portpik in enrug of any ;Natant dunge h your Cana rutta mt.:ma% tout »shale weep maws. %hang me anoint a the al et the salaam pain You may at aerate 6 nix objected Co n ~try wean 60 days station a idestirkre ~An For eat accourr helt for money ol !Lay paid .4turits, zany ame You may cart rand ram and yekls. n ....little x you choose one of at ?oboe% mead% objects www ubsoretweepyals ban your Sewed ~or a hir tenet sentries used a han cotter-Jana PhmStim • itemse direct custernen aterplants irguret to the frier: • Pedigo fumy,: :Nome Motmens seeking tin band die on tern Any Nantes trånaned b te Fm Client Rebhan Wormed X 201.3S/1699ot token calling 806762-1000 genet nn d tonne only dtriog lee runners period art listed a swim Tatar of al $00.354-9103.8 00A NI to 6 CO Phil ET ~Ay • Aden CaahlrIPPahnOn ktinfirrallt *Eking growth the add the suntan period throuae rudy. a in sting to uBSIlinancsal Senn« inc. UBf Rasnesa Services scans prank» The Fern is a wafter of the »curries ryes« Proteaion e /annual rang than tine geneiaon of name • Con bah r• denweing the oda Dais cf the wanes Cie% Radom Depanwed PO Box 766 Onion City NI • Reduce Conebrunon of income and CyX.dx0flonfIf paned n the staierrient. dore flitted vilt the 07(07 COLOratti (WC). Wit protects seosnies xcocens of es morays as to 1500000 Wading 1250000 for damsfor ha teram nor in boa to drown« of name ad number 15$ Woad »mashes nek/ on wail We WC and «sat«, tamp Øylo all awes Town d pr ncpat 'Mannion Obtained from some:moth« tar WS • Tr case of enosa unisons about so ekcoonc lufg, ungnosa Sevres. intudng nlarnation Iran ~Ws few nand« (Sn bit Phenix or WS Visa dash cad taninholein apanicadhanty We Firm 'owl» wit arum sl atm. ha ampe :bawd Gaselier* profiles or tat you may An prexikd lo you, Sassari Attar tranneons, call æO762.1000 a ame to LAS Fnancel • ronsairow Seeks to freeman Mealding./ win km the Finn does not independents, vedy or guano» to Seeman ht. IOW Nan BW .6t I bk. Weehawi. N) sapienuntat stones.» We manure anoint payable to all Nigble clan. corkteekundertis pottedon o 550) risk an sola la tote åaØ herd. eon 4 that means sparacy en eXidey of any stamson derided by sources one& Arm ehm/r3sA sae% the =idiom does not ginerne Upfront income« Wow to USSFranal SeNCes mikes as of ~Wu ID 2013 (Samsal/ myna keep pace wit i6Ø CM donna non as you win d put% aft • »Stu. Vining so ampt syne reh to pØ addrion *tough WS Sandal Seriker. genally Hammier new 6 Prong (edam need more stavled tote potty orddon an ~a ern ate end rem estate praected f« .p Er SI 9 milen n *be wind some ada » sod higher rams updates his Mona'» as c 6 acorn he fern does red elf onnam abut athrofer on the swam% or receipt (*hide any ~ands Ma she dermal% under 'Cost The kin ce C ad mew (as ado kable)must hear trom you aggregate< al pur axocreishieb n a panda- capack • Andhra %Ong to axed hgh risk oppmops aid hgh tfoll copy ol te poky *sang es amnion uPon midre2 Wanly» wangle returns am tern bans' and 'tweaked gabs," is ranee a of the die no uta lin 60 days alter the fra sent you the kst of this azemfm As such please do nee My &I this hannakt on with the en« or probkm ~red informalen to make Cunha' er sae dazes. laid( - ProPtfir you nine ad acoxxf ~ter (If app The SP( prowls» and se supplemental pranks, both do Statement loputradding' not SPIT to We nay consoklate el rand scoot, statements wit the popos« cr warn ~in taunted to the fm - Describe the error or the rank you se van Lou madellent godson nformakr oily forte period of Maud» as clearly æ you can sty you bane C hat • Count nand ants ninegl/ brand Ian% nun, sne adirros Mille Sane er,~ Acaints ray De relined aØ van) but held asw rom te5 Wain for this Whale Down they haw math eho a% nankin lb% they ad held a the Pen, Worehitormal nlormanal error a why you r4+3 mete Mumation cm be added by pv hrundal AØ - knelt te dopa ~urn et te surpassed wee (eg Cenan fb øt a LIBSBark, (Heat MU% AG lent amount raionshus tern otw dents ei the salen Stamford &and+. OD %taste docbas %Lang Taub» antes, 1% prate 6 known as "nowneldng I you true% an Minim of mutual ladt Were own peels to mate indrehuia flaterttenbintikd n ~at* • Unedited geld, knees Yard daa L arable shares re registered ~ken the nand d the move edentived »added ttretticittt fce SDNY_GM_00020763 CONFIDENTIAL EFTA 00131383 EFTA01273590 Important information about your statement (Cantered) MaraMooney Ins The taxation data fa kelioral - Thrd par esanated era may be reflected as 'Not runts of axtents at for tracendear hookingmutual Anion a e regillOrid severe motto:flan Froaxial Senkes lot mayor may not ref att anmissons chages motor anted' n sera smarm when an alepentent lords of Ma fad unit' Inc seamy reorswocation errs (friend ael odor valuabio Iry Anson %pored snood:It ba afar a - m Non ion to commtwof served ei ornery wen remoras** lots and sorra* purr' let at eat vaS0 when we boar areare Thal a rniOnit wort hat the sale or Warburton of arnury rare ad unit Yea Synahno it a regiorred tricemaaol visa ambnid to dare one ayeased et the • lr ad. axe' cecaredtha nay calla trevitusly reported voila No coo k.or tool unit to We dents, we and is our Inwrival 1.3S 'Ma Signature Ord tads and MG 'Ma corm presents the Pivot Orates, Valero (SOUS Cr wtten a oak* noire hgttly fpecutawe attirericer were tang COreptoSanco Iran der cads at owed by USS Bane USA wth mymoron from duo to the nave of the essay Marfa( to name. carpals indemnity to v co u S A rotepterd • coral. narties Bonds and porta stock ma me - Mhen nada an Ova general prow a sponsor avuty tenant atilarsol the Prance torremes issue: tall for ea mammon wol berated erpriate Pirated vibe not 3tirdpalyeslased rue is or sponsors a the UST MOSTMell INAS lee &Astute Ull Financial rants Int Rev 201407 by lot Men amcog al terms of that 69-re Iran out prOvded terra me tray we bearer tan - Olt dictate also oar vat erg tomonsvcos ale other nano a n txmoto n ere for o.s Mots Cat Mare as girding.pro comprotion ken mina finds and mare 'orra is oared from that palm aid Os rural - - Coarbutiorn to date' may nava rat of ralat Contras tow pearls we Mature rs not granted Otte call Mares Fryer reh mane a both - We receive an rug fee Pan t1303aGo USA aolUBS could rat yea complete olormalnal begirded - • On'inahne sr' crescent lie Meal olleting price AG Starer Brand of up to RS pet axount *pen reared per wit anSmay not reeled you cost bath tweing to the bares Ira the UBS Bs* Sweep Frogram • Cracow et deposit (CDs) (Cs are lir mod opt • ItinteiCted Satin Restntted trades retry at 12SOO:0 n pampa' aft gourd nitre/ pa depositor not anyntey SOS fa stalc Salo IRS indexed Stress Parr rd per depoway rliNlr. n a06dais with iDu: uses the matte price of the semetriar sod( a the sane Infornaten regardng cormisrant rod other Margot ndes osua a at muted vale toe the reared arc Pe incterof annemon NM the aerial ot wades. refry purposes of Ms ukasepion* To the oar that option tredrons has been nclded co ccolehrons • pricsavalue Fees &rod fa $40reaef aid Otte reflected settle it eligble for sae. tie calateSeleed wen* a Kindled ico you. sod wit be prated to you Products mat be hror ce bowtics to ace that you may be subourotity lets Than the impaled add. show+ ar my on Amur YererlIt a2ualle reCteve in the mart PrCeS are Waned Iron vanxn red party %Wen Medi we bolster. to be • Est. Marated) name. anon yields and meta. An Smalling relate but we do not gases leek a:cracy tstinate Wilma name is based on corm indeed It you ayengaged in tan sang a warily. ycu may ass a - Wo ripely motor dosng pronto, aealthf? a ten and trod rats. awing to acuities will be held for tagedumo cenan barring costs fatal paleur mean or the bid and ask Aces Ice laced SeantieS and one yea from rement date or ate main The Panty optunorcnybd SKS lor OTC wart vs estirate d mkt a guideline. aCCuraCy rid Witriued - Lot nine traded warts maybe priced uing a Mame se not ydsacted Open Orden rata on model a tom, ream pia we Maned - Ellindad arnui same and emelt yield for cerian RO9Ndio2 open Cc reeddilariCelled • orders seams nOt a-amanot rel lea an rug makes price or math Veto' worm mold name a fern of reintna or Sedated by the Parent re. opal bvy axl sell r - Cenanpostans may £pea wiliCut a pale and sill C41114 Scant in Meth 014. tart en acne (aid current ceders re Freed by the amount of donors a (Of on shoo/arose was not mailable Awe are salable to yell would be matured • adlidontor 'eight date urn minor attar obtan a gene for a security - Erred artnal name aid anent y41aid The by you You ae rumoroble for orders OW ore refuted due - Oran a Searles darns& n anenoes other arra Poor and pad mgM be Mawr- hgherthal to your fare to camel exarg open ceders tan u S dolts are al WO a the cod urgerat as of the manned anoint the earrunt date - An onfinal• ol menolged interne Ovid's! actor Tax witholditg on fenrbutione futon UK financial - For oenan 'errs vadem mmrkafolmng Neter Marl by Thearea mare valor/watt Senors IRAs deremnattos. ace and quarry dace valet) may hae b3131Ce 6 Weed CO the LW deo-16nd or mean Federal tad Law terms US$ Natal Servos to worold been Spaeth° ladle:no proper-swarm parem made byte none and aowm tie More tar from yr" unable PA clarifier*, tut you may To obtain saint ant.valt "AM ratable. coax you tear* ir dart nil be ', Odia one nee *cm the ilea not When ramplay welle011or. instead you sly Franca roof statement date or witdmoray Aomori rid act to have la werkold a arse woofer ram as carped yea at not wadi:reed you choose Vat Mann wit remain on effect una revolod • Meals Intinammla and Muddiedproducta entalt by you You may neck* sur Section a aril lino by m.*.ty ineitmert secures Cnclidng direct priedpaion • Aram* held by UK financial S enoicat Corr anew Mann If you do not haw moult ', tome tar progran aid rya' estate n*Innem nun saunas) and assets ae rot MUbyteBr ad not atm the &lief wettn44.11r011 'Our drectutiOnd you maybe remota* ice structured peoluas >Marry hghly Sea d (elan pink*US or envoi rhea asset re 46pla,Ed al your the prat of etimrdir you may nod Norm of ten neuctied prods! s hart nor barn roaelorod wet it. ranted for inlonnatrat purse or Postas ad anoints *thol] and yes <Simard law parininis Beret Seandes and &mange Cannsten a under any state rates poised re parr byte inking hies RS Mud CO void lad obliption ?MIMS WO We role esimaed vases fa wire lnancia yards a not entomb'? toe this Morro me/mat scrum ad stutter prodsms for and doesnot giarailte tf array these SKIS re net Privacy arms maroon only Acassfe not 9Unn1. 44 protected by Sr re m• Frm's Supplinisnia SaC To Ntan a Copy of Sr asset OW Prier lona pro.* - ihe*V2i1X5 mayddier Sthetantally kern Mai, if any coverage mnuctyotr icor:armor arduous ware al With average mostenert away a SlruCtured mow um tremor:oat police marls tcoVit a tad aid do not necesnly • Revenue doming and additional componserm spleen, the wale yea May Mast upon ICuldaoo - et solidi lo camnissom on take and 12b1 lees U3S C areal Swot 6 not a bar the WA. Emma - Med pry eamaes of via are as of a aeon ere roar on over with the dotrtuton of meteor SOVCSAaOctit BSA ara IWA mebet:lenge le:Curet aid at implied 10 UleS Mara Savers on a recur fonds to ow dents we aria as *Mae rear MO peewit axes to baang semis are produces boo by an naperent volition Imo rerebe Mann; pa/luau from detrbuters actor droop enzyme...nes wen affelatol bat red °thee third truer. royal PaTer Ce wafer rowed rat d 'orison clew stem, funds maw sell Thew partybalks. and prove*: as* to none* and nifty any. awe stapled to te rem by to mum general rants are bated an woo difront armorer 0 prod:4S ifteed by Untilillated tad {arty Moan" paver a 'pros and may be Calaraled based on the notion 01 ialeSby OBS 01 a partcuLt mutual and corers Hough OLISICe agency rubflar Sof tits defer Nervation from that used by tend wit to fang to old dons. ad Id Ott are ore of a korai Seaket etc dry thee estimated vans prowl, mutual trod fray's shamMid a the Inn - You can obtain ad/kb:nal mama in regaling the - We afdcur alire age made mentang rod ✓irepmer. rea r. aid amity products reetrology used to determine the erre of via onvansprocesung lees n coradvration for trailer 'cot WC Sired • no bank guarantees May lose vain and Medico of the hfonnovon that is Me ban fir the agent sakes that wo proud to rho new, (wide entre by ainaang tour Wolfed maser These feel generate at. pad tome inamor stets in the RecOurar ertsaordni Actor. Business Senor mutual lad and re ached done gaunt bawl on the Arent SSA, ifMA and estemabonal Resoute lavarreen SDNY_GM_00020764 CONFIDENTIAL EFTA 0[)131384 EFTA01273591 *UBS UBS Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 July 201 5 CW70058410610715 IN 0 GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GHISLANE MAXWELL Friendly account name: Ind& Account number SS Your financial Advisor- SCOTT STACK LIANLYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA ReSourOeUne at 80041MA-1000, on June 30 (3) on July 31 (3) account 029023568 Your assets 1,694,388.11 I ,652,375.66 VIsItour websIte: Your liabilities 0.00 aoo www.ubscomainancialsewices Value of your account 11,494,388.11 51,652,375.66 Sources of your account growth Tracking the value of your account during 2015 Value of your account S Thou, andS at year end 2014 31,721,172.36 Net deposits and • ,721 7 1.6,A a k652.4 v4thdraNats -S54,15891 • • Your iwestmsnt return: Disidend and interest income 525278.01 Chance in market vaiug .13991590 Value of your account on Jul 31.2015 $1.6n.375.66 Dec 2014 sun 2015 Al 2015 SDNY GM 00020165 PA•mber SIPC CNP70003005641051NP7000195794 C0002 0715 030575004 Y123568550 000000 Page 1 of 16 CONFIDENTIAL EFTA_00131385 EFTA01273592 SUBS UBS Strategic Advisor July 2015 Account name: Friendly account name: Account number: 1 klAkVaEU.. Your Bimodal Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 31 (1,) you account • Cash and money balances may include A Cash and money balances 148.36 001% Your current asset allocation available cash balances. UBS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 1,652,227.30 99 99% mutual fund sweep balances See the Important information about yaw statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.C0 000% F Commodities 0.C0 000% Total assets $1,652,37566 100.00% Value of your account $1,652,375.66 Eye on the markets Percentage change Index July 201 5 Year to date S&P 500 2.10% 3.35% Russell 3000 1.67% 3.65% MSC I - Europe, Australia & Far East 2.08% 8.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 0.59% Interest rates on July 31, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% O11.70004005841(162 Ne70C0195794 CCM 0715030575004 ri 23568550 COMjyyGitocoaBte 2 of 16 CONFIDENTIAL EFTA_00131386 EFTA01273593 Account name: your Pi sandal Advisor: SUBS UBS Strategic Advisor July 2015 Friendly account name: 'I Account number. • SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses VtlueS reported terow exclude products for which gains and losses ate not classified July 2015 (S) Year to date (1) Realized gains and losses Unrealized Opening account value $1,694,388.11 $1,721,172.36 July 2015 (1) Year to date 114 gains and kisses (4) Deposits, including investments transferred in 2,200.00 2,200.00 Short term 0.00 0.00 8,499 98 Withdrawals and fees, Long term 0.00 9,032.81 289,238.86 including investments transferred Total $0.00 $9,032.81 $297,738.84 cut -52,098.04 -56,358.81 Dividend and interest income 2,247.57 25,278.01 Change in market value 5,638.02 -39,915.90 Cash activity summary See Account DODO the month tot decals. &lances in your Sweep Options are includedin the openng and Closing account value $1,652,375.66 $1,652,375.66 closing balances yelue. FDIC insurance ar:pries only to deposits a u85 Bank uSik, rot to deposits at WS AG, Starriord Band) or bank depaslts peacedthrouch the UBS Internaiond Deposit Account program. SIPC protection applies to money market sweep fund holdings but net bank deposits. Steimportant information Dividend and interest income earned about your statement on the last two pages a this 00( ument for at 4ls July 201514) Year to date CS) For corposes of Ins statement, taidb 'ay of interest and dn.:Jena income ',as been determined ban a US Opening balances 447,798.83 $6,517.57 tar reporting perspective. Based upon the residence of the account holder, account type, or product twit. some interest ander dvidend payments mat not be subject to United St*es (UA ardor Puerto Rico (PR) Additions Income tares. The tient monthti statement K not Intended to be used and cannot be reled uP3n for I& purposes. Clients should refer to the applictie tar reporting Ionia They recent. from 165 smugly, such as Deposits and other funds credited 2,200 00 2,200 00 the Forms 1099 and ine ROMS 480, for tat reporting intormatiOn Il IS the make or U85 to ale the asplicaUe tat reporting forms with the US Intern.V Revenue Sense< aid PR Treasury Department and in oivdend and interest income 2,247.57 25,278.01 such forms accurately usury ducknct ardor interest as tat exempt or tail*. (mm. Plea* consult your Indvdual tax prepare( Proceeds from investment transactions 0.00 106,909.61 July 201 S(4) Year to date (t) Total additions $4,447.57 $134,387.62 Taxable dividends 2,246.77 25,273 55 Subtractions Taxable interest 0.80 4.30 Professional management fees and related services -2,135.39 -6,396.16 Total current year $2247.57 $25,277.85 Other funds debned -49,962.65 -49,962.65 Prior year adjustment 000 0.16 Rinds withdrawn for investments Total dividend & interest $2,247.57 $25,278.01 bought 0.00 -84,398.02 Total subtractions -$52,0913.04 -$140,756.83 Net cash flow -$47,650.47 -$6,369.21 Closing balances $148.36 $148.36 SONY GM 00020767 Ceie7000a3Osaat 063 NP70:0195794 00032 0715 030575004 Y123568550000030 Page 3 or 16 CONFIDENTIAL EFTA_00131387 EFTA01273594 Account name: *UBS UBS Strategic Advisor July 2015 Friendly account name: Account number. GHISLAINE MAXWELL Your rinandd Advisor: SCOTT STACK MAMLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Jun 5 - Jul 7 Opening UBS Bank USA Deposit balance Jun 5 $42,163.64 Closing UBS Bank USA Deposit balance Jul 7 149,232.03 Number of days in interest period 33 Average daily balance 845,593.34 Interest earned 80.80 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectiws, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Curren: income £capital appreciation Your risk profile: Primary Aggressive investment efigibdaty consideration None selected Your account instructions • Voir account cost basil default closing method is FIFO, First In, First Out. CNP70009005$41064 NPVC0195794 C®32 0715 030575004 Y I 23503SSOCOWSNYGM00020/Ble 4 of IS CONFIDENTIAL EFTA_001131388 EFTA01273595 SUBS UBS Strategic Advisor Account name: GHlaAINE MAXWELL Your Finandd Advisor: Friendly account name: SCOTT STACK MANYLYLE CASRIEL July 2015 Account number. Your assets Some prices, income and current vaues shown may Ix approximate. Asa real. gam dntllosses may not be accurately refkcled. Set Aporunt infomaeon about your statement a the end of the documeM for more infonsion. Cash Cash and money balances Cash and money balances mat include. avalade cash balances, UBS Bank USA depost account balances, UBS AG Stanford Branch ckpovt account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by the FOC wllhn applicable limits, but are not protected by OPC 085 AG Stanford Branchdeposit Sedam balances ate not insured by FDIC and are not protected by SirC Money market sweep bounces are protected by SSC but ah• not insured by the FDIC. See the important information about your statement at the end of this docunent for dear); about those balance. Openly) basic. Cloung Wrote ince per share Average Ord.:knee Interest Oat's n Hddng on tut 1 (t.) on Aar 31 (I) on Jul 31 (1) rate period pniod Cap amount (S) WS BANK USA CEP ACCT 47,79883 148.36 250,000 00 Equities Common stock Purchase price Trade !anther Average price Pnce per share Value on Unrealized Hddng Hddng date of shares per share (S) Cod basis (S) on Jur 31 (1) lu131 (S) gain or loss (I) Period AECOM Symbol. ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,309.95 30.830 15,415.00 2,105.05 ST Jan 30, 15 100.000 25.532 2,553 24 30.830 3,083 00 529.76 ST Security total 600.000 26.439 15,863.19 18,49800 2,634.81 ANALOG DEVICES INC Symbol: AD1 Exchange OTC EX $2,802 Current yield. 2.74% Nov 16, I I 13.000 37316 485.12 58.330 758.29 273.17 LT Nov 17, 11 13.003 35393 460.12 58.330 758.29 298.17 LT Nov 18, 11 35.000 35.502 1,24258 58.330 2,041 SS 798.97 LT Nov21, II 18.000 34371 618.68 58.330 1,049.94 431.26 LT Nov 22, 11 15.000 33 338 500 07 58.330 874.95 374.88 LT Nov23, I I 22.000 32.655 718.43 58.330 1,283.26 564.83 LT Nov25, 11 7.000 32.460 227.22 58.330 408.31 181.09 LT continued next page SDNY GM 00020769 C HP7030700580 C6S NP7003195794 COCCI7 07IS 030575004 Y123668SSO 000000 Pegs S of 16 CONFIDENTIAL EFTA_D0131389 EFTA01273596 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your ISmodal Advisor, Friendly account name: SCOTT STACK MANLYLE CASRIEL July 2015 Account number. Your assets Equities . Common stock (continued) Purchase peicel Trade limber Average pike Price per stare Value on Unrealized Hddng Hddng Ste of shires per dim (S) Cost basis (S) oniu131(1) ruI31(S) gene loss (S) period Nov28, It 30.000 32951 988.55 58.330 1,749.90 761.35 LT Nov 29, 11 18.000 33.472 60251 58.330 1,049.94 447.43 LT Nov29, II 5.000 33.622 168.11 58.330 291.65 123.54 LT Apr 24, 12 30.000 37.567 1,127.01 58.330 1,749.90 622.89 LT Jan 23,13 1,056.000 43 209 45,628.81 58.330 61,596.48 15,967.67 LT Apr 22, 13 489.000 42.447 20,756.68 58.330 28,523.37 7,766.69 LT Security iota 1,751.000 41 990 73,523.89 102,135 83 28,611.94 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange,. OTC 42.493 Current yield: 2.46% Aug 4,11 146.000 42343 6,182.08 79.770 11,646.42 5,464.34 LT Aug 12, 11 4.000 40 955 163.82 79.770 319.08 155.26 LT Jan 23,13 767.000 52320 40,129.93 79.770 61,183.59 21,053.66 LT Apr 22, 13 355.000 56.870 20,189.01 79.770 28,31835 8,129.34 LT Security total 1,272.000 52.409 66,664.84 101,467.44 34,802.60 BAXALTA INC Symbol: BAT Exchange: NYSE EAI: SA36 Current yield 0.85% tan 20,12 30.000 23.098 692.96 32.830 984.90 291.94 LT Jim 20,12 17.000 23.067 392.14 32.830 558.11 165.97 LT Jun21,12 29.000 23_314 67613 32.830 952.07 275.94 LT Jun21,12 7.000 23.055 161.39 32.830 229.81 68.42 LT It:121,12 5.000 23378 116.89 32.830 164.15 47.26 LT Jun 22.12 61.000 23.231 1,417.10 32.830 2,002.63 585.53 LT Jan 23,13 768.000 29.842 22,919.33 32.830 25213.44 2,294.11 LT Apr 22, 13 355.000 31.033 11,01695 32.830 11,654.65 637.70 LT Sep 19, 13 74.000 32308 2.390.83 32.830 2,429.42 38.59 LT Sep 19, 13 6.000 32.178 193.07 32.830 196.98 3.91 LT Sep 19, 13 3.000 32.180 96.54 32.830 98.49 1.95 LT Sep 20, 13 47.000 32228 1,514.74 32.830 1,543.01 28.27 LT Oct 3, 13 154.000 28921 4,453.92 32.830 5,055.82 601.90 LT Security total 1,556.000 29.590 46,041.99 51,083.48 5,041.49 COWER INTL INC Symbol: BAX Exchange: NYSE EAI: 4716 Current yield 1.15% Jim 20. 12 30.000 28.496 854.88 40.080 1202.40 347.52 LT continuednext page CNP70003005841C66NP7000195794 00002 0715 030575004 V12356855000Ww_Gm_0002eplee 6 of 16 CONFIDENTIAL EFTA_00 1 3 1390 EFTA01273597 UBS Strategic Advisor Account name: GIIISLAINE MAXWELL Your PI nandal Advisor: *UBS July 2015 Friendly account nanse:Indr Account number. SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (continued) PurchlrA pint Track raarbee Average price Nice per share Vdue on Unmarred Holcleg recIdng date of shares per share (II Cost basis CO on rut 31 01 Jul 31 (1) gain or loss (1) period Jun 20, 12 17.003 28.455 483.75 40.080 681.36 197.61 LT Pm 21.12 29.000 28 762 834.12 40.080 1,162.32 328.20 LT Jun21,12 7.000 28.444 199.11 40.080 280.56 81.45 LT km 21.12 5.000 28838 144.19 40.080 200.40 56.21 LT Jun 22, 12 61.003 28 658 1,748 19 40.080 2,444 88 696.69 LT Jan 23,13 768.000 36.815 28,274.47 40.080 30,781 44 2.506.97 LT Apr 22. 13 355.000 38 284 13,591.05 40.080 14,228.40 637.35 LT Sep 19, 13 74.003 39 857 21949 45 40.080 2,965 92 16.47 LT Sep 19. 13 6.000 39696 238 18 40.080 240.48 2.30 LT Sep 19, 13 3 000 39 700 119 10 40.080 120 24 1,14 LT Sep 20, 13 47.003 39.758 1 868 67 40.080 1,883.76 15.09 LT Oct 3, 13 154 000 35 679 5,494 57 40.080 6,172 32 677.75 LT Security total 1,556000 36.504 56,799 73 62,364 48 5,564.75 OLACKROCK INC Symbol, 81K Exchange: NYSE (Al: 13,244 arrant yield. 2 59% Oct 5, 12 7.000 189932 1,32953 336.320 21:3 035: 24 55 1,0245..751 44 0 LT Oct 5, 12 3000 187820 563.46 336.320 LT Oct 5, 12 2.000 186670 373 34 336.320 67264 LT Oct 8, 12 8.000 188783 1,510.27 336.320 2,650.56 1,180.29 29930 LT Oct 9, 12 15.003 189.186 2,837.79 336.320 5,04480 2,207.01 LT Oct 9, 12 2.000 189010 378 02 336.320 672 64 LT Oct 10, 12 3.000 187.720 563.16 336.320 I,C0886 249 445180 62 LT Oct 10, 12 2.000 187 670 375.34 336.320 672 64 297.30 LT Oct 10, 12 2.000 187.995 375.99 336.320 672 64 296.65 LT Jan 23, 13 224.000 236.966 53,080.41 336.320 75,335.68 22,255.27 LT Apr 22, 13 104.000 251 093 26,113 69 336.320 34,977 28 8,863.59 LT Security tote/ 372.000 235218 87,501.00 125,111.04 37,610.04 CALFORNIA RESOURCES CORP Symbol. CRC Exchange: NYSE (Al; 415 Current yield: 0.92% Feb 12, 14 59.200 8.030 475 39 4.230 250.42 .224.97 LT Feb 12, 14 46.800 8.033 375.95 4.230 197.96 -177.99 LT Feb 12, 14 12 200 8.034 98 02 4.230 51 61 -4641 LT SDNY GPledaiSfr Peg* CelP7C007005041057NP7003195794C0CO2 0715 030575004 Y123568S50000000 Page 7 of 16 CONFIDENTIAL EFTA_00131391 EFTA01273598 Account name: GHISLAINE MAXWELL UBS UBS Strategic Advisor July 2015 Friendly account name: Account number. Youriquancial Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pried Trade Member Average peke Price per that Value on Unrealized Hoary, Hotting date of tharn per than (I) Cod Gilt (S) oniu131 (I) 1'431 (5) gain or lost (4) period Feb 12, 14 2.800 8.021 22.46 4.230 11.84 -10.62 LT Feb 13, 14 44.000 8.023 353.04 4.230 186.12 -166.92 LT Feb 13, 14 27.200 8.007 217.81 4.230 115.06 •102.75 LT Feb 13, 14 13.200 7.977 105.30 4.230 55.84 -49.46 LT Feb 13. 14 2.400 7.983 19.16 4.230 10.15 -9.01 LT Feb 14, 14 133.600 8.310 1,110.31 4.230 565.13 -545.18 LT Feb 18, 14 45.600 8366 381.49 4.230 192.89 -188.60 LT Security total 387003 8.163 3,158 93 1,637.01 -1,521.91 CATERPILLAR INC Symbol. CAT Exchange NYSE EAI: 43,419 Current yield: 3.92% kr, 19, 13 72.000 84.718 6,099.75 78.630 5,661.36 -438.39 LT llti 20.13 121.000 83.141 10,060.15 78.630 9,514.23 -545.92 LT Jun 20.13 78.000 83.030 6,476.39 78.630 6,133.14 -343.25 LT Jun21,13 204.003 82.904 16,912.44 78.630 16,040.52 -871.92 LT Jun 24, 13 111.000 81.517 9,048.46 78.630 8,727.93 -320.53 LT Jun25.13 73.000 82354 6,011.86 78.630 5,739.99 -271.87 LT Jun 26,13 69.000 82259 5,675.90 78.630 5,425.47 -250.43 LT Jun27,13 141.000 82.951 11,69612 78.630 1108683 -609.29 LT Jun 27, 13 7.000 82.925 580.48 78.630 550.41 -30,07 LT Jun 28.13 169.000 82.774 13,988.92 78.630 13288.47 -700.45 LT Jul 1, 13 65.000 82.781 5,380.78 78.630 5,110.95 -269.83 LT Security total 1,110.000 82.821 91,931.25 87,279.30 -4,651.95 CDK GLOBAL INC COM Symbol: CDK Echange: OTC EAI: $204 Current yield 0.93% Aug 4,11 48.667 18379 894.45 51.640 2,513.15 1,61830 LT Aug 12, 11 1.333 17.775 23.70 51.640 68.85 45.15 LT Jan 23,13 255.667 22.709 5,806.16 51.640 13202.63 7,3%.47 LT Apr 22, 13 118.333 24.684 2,921.03 51.640 6,110.73 3,189.70 LT Security total 424.003 22.748 9,645 34 21,895 36 12,250.02 COLGATE PALMOLIVE CO Symbol: Cl Exchange: NYSE EAI: 32,292 Current yield: 2.23% Aug 4, I 1 174.040 41.632 7,244.05 68020 11,835.48 4,591.43 LT Aug 12, 11 4.000 42.450 169.80 68.020 272.08 102.28 LT continued next page CNP70003005841C68 NP7000195794 00002 0715 030575004 VI 2356845003WhiGhteggapine 8 of 16 CONFIDENTIAL EFTA 00131392 EFTA01273599 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your el nandal Advisor: $i Friendly account name: Account number. SCOTT STACK MANILYLE CASRiEL Your assets Equities . common stock (continued) Purchase Niro Trade Hunter Average price Nice per share Wlue on Urreetized Hddng 144141ng date of shares per snare (I) Coe basis (S) wont /0 Jul 31 (5) gain or loss (4) period lan 23,13 910.000 54240 49,358.63 68.020 61,898.20 12,539.57 LT Apr22, 13 420.000 59.788 25,111.32 68.020 28,568.40 3,457.08 LT Secuity total 1,508.000 54300 81,883 80 102,574.16 20,690.36 ECG RESOURCES INC Symbol: EOG Exchange: NYSE (Al: 4335 Current yield 087% Jan 28, 15 500.000 90 411 45,205 72 77.190 38,595 00 -6,610.72 ST FORTINET INC Symbol: FTNT Exchange: OTC lan 28, 15 500.03 31.942 15,971.36 47.740 23,870.00 7,89&64 ST lan 30,15 250.003 29.431 7,357.75 47.740 11,93500 4,577.25 ST Security totd 750.000 31.105 23,329.11 35,805.00 12,475.89 GEM. MILLS INC Symbol: GIS Exchange: NYSE EAI: 93,312 Current yield: 3.02% Aug 4, 11 191.000 36.265 6,926.77 58.210 11,118.11 4,191.34 LT Aug 12, 11 5.000 35.754 178.77 58.210 291.05 112.28 LT Ian 23,13 1001.000 41.387 41,42889 58.210 58,268 21 16,839 32 LT Apr 22, 13 464.000 50.287 23,333.21 58.210 27,009.44 3,67623 LT lin 17,13 148.000 49.739 7,361.45 58.210 8,615.08 1,253.63 LT Jun 18, 13 73.000 49.836 3,638 07 58.210 4,249.33 611.26 LT Secisity total 1,882.000 44.031 82,867.16 109,551.22 26,684.06 JOHNSON & JOHNSON COM Symbol: IN) Exchange: NYSE (Al: 43,198 Current yield: 2.99% Aug 4,11 123.000 62-377 7,672.38 100.210 12,325.83 4,653.45 LT Aug 12, 11 3.000 63.730 191.19 100.210 300.63 109.44 LT lan 23,13 642.000 72.736 46,696 71 100.210 64,334 82 17,638.11 LT Apr22, 13 298.000 84.721 25247.10 100.210 29,862.58 4,615.48 LT Security total 1.066.000 74 866 79,807 38 106,823 86 27,016.48 MCCONALDS CORP Symbol: MCD Exchange: NYSE EAI: 43,461 Current yield: 3.40% Aug 4,11 95.000 84.959 8,072.06 99.860 9,486.70 1,414.64 LT Aug 12, 11 3.000 85.910 257.73 99.860 299.58 41.85 LT Nov29, 12 8.000 86.456 691.65 99.860 798.88 107.23 LT lan 23.13 555.000 93.053 51,644.75 99.860 55,422 30 3,777.55 LT continued next page SDNY GM 00020773 CNP70009005841059 NP7000195794 00002 0715 030575004 Y123568550000000 Page 9 of 16 CONFIDENTIAL EFTA_00131393 EFTA01273600 Account name: *UBS UBS Strategic Advisor July 2015 Friendly account name: Account number. GHISLAINE MAXWELL Your rinandd Advisor, SCOTT STACK MAMLYLE CASIVEL Your assets Equities Common stock (Continued) Purchase guru Track heartier Average peke Price per strafe ValueOn Unrealized Hddng Hddng date of riven per than (S) Cost bads(t) on1d31(I) Jul 31 (S) grin at loss (5) period Apr 22, 13 255.000 99318 25,32632 99.860 25,464.30 137.98 LT Sep 19, 13 78.000 97.879 7,634.63 99.860 7,789.08 154.45 LT Sep 19, 13 22.000 97.425 2,143.36 99.860 2,196.92 53.56 LT Sep 19. 13 2.000 97.830 195.66 99.860 199.72 4.06 LT Security total 1,018.000 94.269 95,966.16 101,657.48 5,691.32 hEXTERA ENERGY INC COM Symbol: NEE Exchange: NYSE EAI: 13,579 Current yield: 2.93% Aug 4, 11 134.000 52.960 7,096 75 105.200 14,096 80 7,000.05 LT Aug 12, 11 3.000 52.530 157.59 105.200 315.60 158.01 LT lan 23.13 700.000 71.610 50,127.21 105.200 73,640.00 23,512.79 LT Apr 22, 13 325.000 79.757 25,921.06 105.200 34,190 00 8,26894 LT Security total 1,162.000 71.689 83,302.61 122,242.40 38,939.79 OCCIDENTAL PETROLEUM CRP Symbol. OXY Exchange: NYSE EAI: 32,907 Current yield: 4.27% Feb 12. 14 148.000 88.959 13,165.96 70.200 10,389.60 -2,776.36 LT Feb 12, 14 117.000 88.989 10,411.82 70.200 8,213.40 -2,198.42 LT Feb 12, 14 32.000 89.002 2,848.07 70.200 2,246.40 -601.67 LT Feb 12, 14 7.000 88.857 622.00 70.200 491.40 -130.60 LT Feb 13, 14 110.000 88.885 9,777.41 70.200 7,722.00 -2,055.41 LT Feb 13, 14 68.000 88.708 6,032.19 70.200 4,773.60 -1,258.59 LT Feb 13, 14 33.000 88369 2,916.19 70.200 2,316.60 -599.59 LT Feb 13, 14 6.000 88.421 530.53 70.200 421.20 •109.33 LT Feb 14. 14 334.000 92.065 30,749.82 70.200 23,44680 -7303.02 LT Feb 18, 14 114.000 92.677 10,565.23 70.200 8,002.80 -2,562.43 LT Suavity total 969.000 90.422 87,619.22 68,023.80 •19,595.42 PEPSICO INC Symbol: PEP Exchange: NYSE EAI: $3,243 Current yield: 2.92% Aug 4,11 115.000 63.979 7,357.65 96.350 11,080,25 3,722.60 LT Aug 12, 11 3.000 63.023 189.07 96.350 289.05 99.98 LT May 16, 12 6.000 68.535 411.21 96.350 578.10 166.89 LT Oct 24, 12 1.000 68.690 68.69 96.350 96.35 27.66 LT Oct 25, 12 2.000 68810 137.62 96.350 192.70 55.08 LT Oct 26. 12 1.000 68690 68.89 96.350 96.35 27.46 LT continued next page CNP70003005841070NP7000195794 come 0715 030575001Y123568550000MyGht0002eign 10 of 16 CONFIDENTIAL EFTA_00131394 EFTA01273601 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Pi nandal Advisor: UBS July 2015 Friendly account name: ir dr Account number. SCOTT STACKMAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Purchase prka Trade Humber Average pdce Nice pet share Value On dare/fired Holdng Hddng date of Owes per shale (I) Cog bails (11 oniuni (t) Jul 31 (I) gain or loss (t) Period 00 31, 12 1.000 69370 69.37 96.350 96.35 26.98 LT Nov6,12 1.000 69370 69.37 96.350 96.35 2898 LT Nov7,12 1.000 69.150 69.15 96.350 96.35 27.20 LT Nov8, 12 2.000 69.090 13818 96.350 192.70 54.52 LT Jan 23,13 699.000 72.166 50,444.31 96.350 67,348.65 16,904.34 LT Apr 22, 13 322.000 82251 26,484.85 96.350 31,024.70 4,539.85 LT Sootily total 1,154.000 74.097 85,508.36 111,187.90 25,679.54 PROCTER &GAAMLE CO Symbol. PG Eichange: NYSE EAI: 43,007 CLarent yield:3.46% Aug 4,11 118.000 60.103 7,092.22 76.700 9,050.60 1,95838 LT Aug 12, 11 3.000 60896 182 69 76.700 230.10 47.41 LT Jan 23,13 619.000 69.941 43,293.73 7&700 47,477.30 4,183.57 LT Apr 22, 13 286.000 81332 23,261.18 76.700 21,936 20 -1,3241.98 LT Apr 24, 13 108.003 77.762 8,39&32 76.700 8,283.60 •114.72 LT Security total 1,134.000 72.512 82,22814 86,977.80 4,749.66 TRAVELERS COS e4C/THE Symbol: TRY Exchange NYSE EAI: 12,811 Curent yield:2.30% Apr 24, 12 20.000 63.432 1,268.64 106.120 2,122.40 853.76 LT Apr 24, 12 4.000 63350 253.40 106.120 424.48 171.08 LT Apr 24, 12 1.000 63.560 63.56 106.120 106.12 42.56 LT Apr 25, 12 10.000 63.520 635.20 106.120 1,061.20 426.00 LT Apr 25.12 10.000 63.617 636.17 106.120 1,061.20 425.03 LT Apr 25, 12 10.000 63.659 636.59 106.120 1,061.20 424.61 LT Apr 25, 12 2.000 63.545 127.09 106.120 212.24 85.15 IT Apr 25, 12 2.000 63.645 127.29 106.120 212.24 84.95 LT Apr 25.12 2.000 63.745 127.49 106.120 212.24 84.75 LT Apr 26.12 8000 63.928 319.64 106.120 530.60 210.96 LT Apr 26, 12 2.000 63.920 127.84 106.120 212.24 84.40 LT Apr 26, 12 2.000 63.930 127.86 106.120 212.24 84.38 LT Apr 26.12 1.000 63.720 63.72 106.120 106.12 42.40 LT May 1, 12 15.000 64.637 969.56 106.120 1,591.80 622.24 LT May 1, 12 6.000 64.715 388.29 106.120 636.72 248.43 LT SDNY oiredbliPir P°9° 0Nr70005005941071Ne700019579100002 0715 030575001 Y123368530003000 Pegs 11 of 16 CONFIDENTIAL EFTA_OO131395 EFTA01273602 SUBS UBS Strategic Advisor lul)/ 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your linandel Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets h Equities . Common stock (contmoet]) Necrose peke Trade INnter Averege price Pekt ge share Vdueon Unredized Hddng Hddng date of leret per share (5) Con Get (1) oniunt (t) Juut 01 gin or ion co period May 1, 12 6.000 64.975 389.85 106.120 636.72 246.87 LT May 1, 12 2.000 64.850 129.70 106.120 212.24 82.54 LT May 1, 12 1.000 64.820 64.82 106.120 106.12 41.30 LT May 2. 12 7.000 64374 450.62 106.120 742.84 292.22 LT May 2, 12 4.000 64.410 257.64 106.120 424.48 166.84 LT May 2, 12 2.000 64.320 ussis 106.120 212.24 83.60 LT May 3, 12 4.000 64.960 259.84 106,120 424.48 164.64 LT May 3, 12 2.000 64.675 129.35 106.120 212.24 82.89 LT May 3. 12 2.000 64.910 129.82 106.120 212.24 82.42 LT lan 23,13 629.000 77.560 48,785.62 106.120 66,749.48 17,963.86 LT Apr 22, 13 290.000 84.719 24,56868 106.120 30,774.80 6,206.12 LT May 22, 13 111.000 83 807 9,302.58 106.120 11,779.32 2,476.74 LT Security total 1,152.000 78.533 90,469.50 122,250.24 31,780.74 >31.INX INC Symbol: XINX Exchange: OTC EAI: 12,230 Current yield: 2.97% Sep 7, 12 25.000 34.770 869.27 41.750 1,043.75 174.48 LT Sep 7, 12 5.000 34.846 174.23 41.750 208.75 34.52 LT Sep 10,12 37.000 34.845 1,289.29 41.750 1,544.75 255.46 LT Sep 10,12 3.000 34.660 103.98 41.750 125.25 21.27 LT Sep 11.12 20.000 34853 697.06 41.750 835.00 137.94 LT Sep 12, 12 18.000 35.006 630.11 41.750 751.50 121.39 LT Sep 13,12 21.000 34286 732.61 41.750 876.75 144.14 LT Sep 14, 12 19.000 35.536 675.19 41.750 793.25 118.06 LT Sep 17, 12 7.000 35.151 246.06 41.750 292.25 46.19 LT Oct 24. 12 3.000 32.523 97.57 41.750 125.25 27.68 LT Oct 25, 12 5.000 32.522 162.61 41.750 208.75 46.14 LT Oct 26, 12 3.000 32.776 98.33 41.750 125.25 26.92 LT Oct 31, 12 1.000 32.770 32.77 41.750 41.75 698 LT Nov 1, 12 2.000 33.360 66.72 41.750 83.50 16.78 LT Nov 1, 12 1.000 33.520 33.52 41.750 41.75 8.23 LT Nov1,12 1.000 33.530 33.53 41.750 41.75 822 LT Nov2, 12 1.000 33.550 33.55 41.750 41.75 8.20 LT continued next page CNP70309005841072NP7000195794 00002 0715 030575001V1235685.5003~Gik000kra 12 of 16 CONFIDENTIAL EFTA_00131396 EFTA01273603 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor: *UBS ltily 2015 Friendly account narne:Ind Account number. SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (conbnued) PerChEat Oka Trade Number Average price Pace per share Value on Unrealized Fiddng Hddng date of shares per shale (S) Con bails (SI oniuni iti lul3t (5) On or loss (t) Defied Nov 5,12 1.000 33.190 33.19 41.750 41.75 855 LT Nov6, 12 3.000 33.886 101.66 41.750 125.25 23.59 LT Nov7,12 2.000 34.025 68.05 41.750 83.50 1545 LT Nov7,12 1.000 33.910 33.91 41.750 41.75 7.84 LT Nov8, 12 4.000 34.032 136.13 41.750 167.00 30.87 LT Nov8, 12 1.000 33.860 33.86 41.750 41.75 7.89 LT Nov28, 12 4.000 34.312 137.25 41.750 167.00 29.75 LT Nov28, 12 3.000 34.410 103.23 41.750 125.25 22.02 LT Nov29, 12 15.000 34.583 518.75 41.750 626.25 107.50 LT Nov29, 12 3.000 34.493 103.48 41.750 125.25 21.77 LT Jan 23,13 1,057.000 36.805 40,008.01 41.750 45,382.25 5,374.24 LT Apr 22, 13 502.000 35.691 17,917.23 41.750 20,958 50 3041.27 LT Security total 1,798.000 36246 65,171 IS 75,066 50 9,895.35 Total 31354,48447 $1,652,227.30 $297,738.84 Total estimated annual income: 543.704 Your total assets Percentage of Coil Estimated Unreal:0a Value on hi 31 (0 your account boric (I) annual maven ft gin or Ion CO Cash Cash and money balances 14836 0.01% 14836 Equities Common stock 1552,227.30 99.99% 1354AI:4.47 43,704.00 297.738,64 Total $1,652,375.66 100.00% $1,354,636.83 $43,704.00 8297,738.84 Account activity this month Date Actiity Dexription Amount (5) Deposits and other funds credited Jul 27 Transfer FM 235750100 2200.00 Total deposits and other funds credited $2200.00 Ode Adlaly Oeurotion Amount IS/ Dividend and interest locoing Taxable dividends Jul I Dvidend AUTOMATIC DATA PROCESSNG INC PAID ON 1272 623.28 continued next page SDNY GM 00020777 CNP70003005842 073 NP7000I 9579100002 071S 030575004 Yi 23568550 000000 Page 13 of 16 CONFIDENTIAL EFTA 00131397 EFTA01273604 Account name: 4tUBS UBS Strategic Advisor my 2015 GHISLAINE MAXWELL Friendly account name:Ind Account number: Your II Bendel Advisor: SCOTT STACK MefeLYLE CASRIEL Account activity this month cameos) Date astbity Descoption Arrowit (S) Dividend and interestiscorne (continued) Taxable dividends (continued) Jul 1 Cividend BAXTER INTL INC 06437800001000000000OPAI0 ON 1556 809. 12 Jul 15 Dividend OCCIDENTAL PETROLEUM CRP PAD ON 969 726.75 Jul 15 Dividend CALIFORNIA RESOURCES CORP PAD ON 387 3.87 Jul 30 Dividend EOG RESOURCES INC PAID ON 500 83.75 Total taxable dividends $2.246.77 Taxable interest Jul 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 07107/15 0.80 Total taxable interest $0.80 Total dividend and interest income $2.247.57 Oate At-linty Degnation Amount (S) Pees Jul 24 Fee Charged QUARTERLY FEE -2,135.39 Total professional management fees 42.13539 Date ktiity Oescepbon armed (S) Other funds debited Jul 20 Transfer JOURNAL TO 23575 GIISLAINE MAXWELL 49,962.65 Total other funds debited -$49,962.65 Investment transatdons For molt Information anent the pine/value shown for restricted secuelles, see important mformabon about you' statement at the end of the; doe unto( Proceeds fron funds investment vathdrawn to Accrued Date actnely DescItabon Quantity VA it (SI race CS) ttareactionS mresvnents bought (5) Interest (S) Jul 1 Spin Off BAXALTA INC SYMBOL BXLT FROM BAXTER 1,556.000 INfL It< SYMBOL BAX RATE: 1.00 Total D. Attivity oesowson Amount (I) Money balance activities Pan 31) Balance forward $47,79833 Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.432.40 Jul 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 07/07115 0.80 Jul 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 730.62 Jul 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/20f 15 -49,962.65 Jul 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 64.61 continued next page C NP7C009005841 074 N1'7000195794 00002 OM 030575004 Y12356655000%011teGEL000215,91 14 of 16 CONFIDENTIAL EFTA_00131398 EFTA01273605 T UBS Strategic Advisor July 2015 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account number. Your Financial Advisor: SCOTT ST ACE MANLYLE CASF0 EL Account activity this month (con:rued) Date ACtnty Description Amount (I) Money balance activities (continued) Jul 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 83.75 NI 31 Closing UBS Bonk USA Deposit Account $14836 The V85 Bank. USA DepOgt ACC0unt is your primary Sweep tpl•nn SDNY GM 00020779 CNP70003005&107SNPl00019579t 00002 07IS 030575004 YI 23568550 000000 Page 15 of 16 CONFIDENTIAL EFTA_00B1399 EFTA01273606 *UBS Your notes CNP70303005841076 NP7003195794 00002 0715 030575004 Y123568550 coMyGm0002159ge 16 of 16 End of statement for account number- SS CONFIDENTIAL EFTA_001 31400 EFTA01273607 Important information about your statement (BS Frond., Santa hc FM a tA13 Fared* Sericeg. Do Fin a C ad Muer wit maniple your COrptint red Naha on thebodes and records of die aplable Gera er equates — you may thane househollrg by ding your is a mentor of al preswalsennty. canooddy aid gams Mll COrteC any ester promtly traPer agent). Fronoal Adynor otharges UBSFersaxill Servo" and MBank USA ay inked trubullyin of uB5 AG and affiliates of W5 Smokes Plot:rare al erects payatto to the Furor re Mail • Caton warrant contra" or norm% Mew= (99. Friendly mount nano TIC the f on's fnaicial fl owers it Pattie won recut! nulacin ndoated on to frees of tha slatement h akora Imbed pat:welts aid prvaeplawerrts) that ate nor 11.Frienth recurs name ref kas Warman that you The bur's etectimrofirces are at to agar accant fees. acounn ma/ be %bpi to aginered under the Shames Act of 1933. and mead on the knits onthe sarces webs.. It 6a manunance teas charges for we parent for seances customizable *minima drawn by you Yr au you wth U35 Portal team Ix purchase; adchars for apad nut a cash axotots • Corms:dna mynas k 9 . forwth enchanfir and Yxt riKteckterg It hZ no P9a effect co me arum 1200 Hater Boyhood Amounts ma are Unita* to other nitrate's may be preaus theta comma lidding taxes commas an, You on mange your FrenlOy %Matt naves. throuth holm Want*en NJ 07086 plan to a banner fee con'thOY WW1 coronas Semen a totatacum ays Forcer tither Th6 AdtiMent reprelfaS the ally °Metal reared of sue UPS UN Sweep Optim The SF< protection and the pipplarwrii proterann do rut Account *vendor Fmaroal knees account Other records. except olloal tad U85 otters °Woos for strewn9 cat batistes bathos so tpay to these assetseven d they Ottenthe apnea cora • value of your zaountrpadtha ha of assets art doormen. conuhng centan9 data should not be ;then bat &posts si U858a t u5A NAM AG Dartford Oat fitment The SFC protean, and the saptritht upon rl you bate there an ern:tor 09161.01 please (Bark Sweep noirms). math market mutual fads teener proteCtun do not tithed again tames lithe torte • AZets InClucki &Wok cell barrel whin to. moo it arnithaely n swing to thel3rach Fdaopir of the Funds) arid the ha/naked Demst Account (0Allor vat* of ythr thestmentsennether as a resat of mate! rose iced vitrifyMt 1 rid Gkball-mr. Deposit unrealized off cesmogyour tosum customers with a mental a kesotroe lAlnagernent mourn act. Mu er batr.sptCY a 016.4V(90 marks to market and acts' Zath Mt held byte Frm Account thicugh the Bat SweepFM.31SM Cat, bastes Dot not ochdeunprod sawittilassets at dietriad the Atheugh at it s roan are emended 10 be X0.010. are swept so tea (lath USA W or a esti:rated LW and More Wormxon a mit ki tem request You may obun pia andteat summit ;moods. a Mane nostmenn Fathom daa Toad rot be used for tar puposes (thy then to 18514 Stairked Brant. a a Matey Fund Divests near inorthanth tout WC. Odudn9 'MSS< Dacha noosed sloth col i:e6 aid twist k shit colom sok,/ on yeast to lank be.. Farm 1099. 5498. 10115. at WS flat USA are FOC enured n accordaxe with by canting WC at 202-37I 43300 et by voitng tie SIC • Oablees tWholesOAR banal. ouistandra thaw ex) then peeping your to mum the/em is requivd by rules For new Viconaion p lease .,,it wave Idtc got webYte at rmW Or9 testae:Ill Ine. sheet accoum balances Ian to repon to the RS al taro) le dirdends. repent!e non Deposits a tin AG aavioni Dant and Tares carter, • CathAronty bison Tots of inlruer.1od somata. cat lath dvilends ad hay* metal tamed on securities kits arena enured by the FDC. Diyideni Its thresunent Program OFIP) Man your mart, net proceeds on sale tranuctons, aid biomes. fly; U35 Bat USA depart taxon U115 AG the Fay reelected tar ataaje Ma You May °bon the etas balaxes and scot, matte maul Surriced Branch direst cost bonencoon awed %edam Through the DA. wadable to Waffle:es are wont to actual price ?ran your Fthanza Adios Only Mole shies deposer accounts a WS AG New York Brach and 18514 Ind sweep basket the dose of the stifle( period are hithased valf•Car, pare lyres coil to cold arid me Non.corrincdIty thy pedal balances n aCCount arena Cammeadations with the Firm Carman Daytr these Otosrls zie MC routed by the FOC cat sol be depokid n thee accourt Met/Ord searethae6 from other bare?, and tee Emmy tne of • please re.c.criforrn any oral OrermAlCater6 el *Meg tO Patriots hekl If the WS AG Chow Brach are tentoraily rethestnert pro sacked by the issuer ma/ defy iron the tomcat To the ;amigo rin of the C slat hands and these !Ards n the ordiwy course of ds hathess these funds further proton your nthts ncbdnj yokeoyes under the matte ate at whth the panne Owes re sold .Ye paytk upon pa demand no total 6 InclArd in nee Washes hien Proteaco Act (WA) there n ni quaratteece other °nation of LISS A6 10 repay the trats1C95.6h 1* On the uth Carrots eraCh'S books arms priori dose-9 value Cask-blew • rf the Mona instriehon on the top left ce the lam of thd (flit Mick unit wry be rad in 'Our axoint w you are Lending information susentmi is not MS FiUnOailSavart. urn Femoral Camas a UBS Bat USA rd each UPS AG Brach a'rerr91 entente) to spatialme as arena °fat/dad psdnent or rot detsM edam Ion on the rn'>*Ne9 padissam Woke, caries your toxin asOaring broker by protected by WC Maned Fund shies are procoaed by SPC otherwise, the firm wit ether set partial...Its at maker rice didocum ants to youCle i RPM Unto Agmersin or atheigement *nth the nelicared narteion We Intoned See 'WS Finthoal Sevres Account Ftetediont below a accept an null deuenred by a registered Wang Accoat Armin: and the General TOWS ad (mittens you of thnretetionthp Mn Ira opened ens win in agency and rata you account Upon you reg./92, baterces n to Bat Sweep Programs or USS StIonent of Cade Fractos fl ab* n Agretners this caw, thser hods ant scour ies re located XL% ardtcctwres Altar .rlu crurymeorunranchu .91 Frunoal Sauces and not th? arodumg broker. and you OA may be witittara aid shares of a Way Fund maybe hivorment Skala. must mat a report of sly ace or °mann to bah Ma liquidated, and themeted' returned to you a yaw The MrSthient Macao and Fit prof In are ipecac to eat mune% =cunt Your assets accon aid they wry beaten nem aro the Inn Yes Statelltell COMPS Sleeves Yid Other assets held n All arOCOunc StaWrenCS chit be deemed COrrolete led prompilm wring of any ureter, Otte is your fnansa Father onantral tout tattle sheep opium. naAng the secant ate end of the saleminl period You Mae dt aurae d rri °bp:redto n kotrig tithe 60 days stuatith or Mesmeric obraive; For path xcours held. for denary of fury pad watt" ar art one You may cumin went, rats ad yens. 6 • it** at you choose one of the fo Sewing thestmend (loathers www stscordtheepyitas non year ;natal advisor a by rectee senate; used as ha °Arad aser pastry' • Pleasedirect calmer complains a iron-ate the Imrs • Pedigo Covent Moine F•ronnuntilalrinj the balance cue on them My wanton trarderied to the im Chen Rations Doorman a 2014521699*r toldree calm 800.762-1000 rural on of I-comeonly dung the sunnier: penal an listed at fillintl van* a 01 al 000-3544103. 8 00AM to 6 00 PM FT Monday • none* Capdarippatton kwednontsienring growth the end of the statement period through kids,. a in wring to uBSIMancol Sental he. 1185 financial Seances scow* peratention The Fern ica /WPM of the Securras mote Proteaion pmcpal Libra than fix ginfiaton of name • Cost back et detethOng theca?; basis of the secuthes Clem Relations Deparnint PO Box 766 Unon City NI • Reduce Contherthin of income soclCapOIAPPeolocm oduded n this gatanent. atho tatted veth Inc 07(67 Coporaun (WO. With protects soontla twins of es marten So lo 1500000 Mcbto 1250.000 for darnsfor thinenorts seeking both the pronto of noon[ aid nutter '1. ' UOS Frunal Servcesha recd on will the 5PC we aixecom tows *Ph lo all accounts growth ore prithaal inkonation alaised from sources other than lea • in case of ernes a pinions Lout n demonic lands Fink- al Satan. oCudng nictitation ken myths IT transfer (W11 bib Dhow, or U35 Una Mr can tha you had n a panned, cocoon the Fern together wth anti Antes. ha also surtax", Douala* profiles or that you may hare prurtIld lo your FrrialCUIAterce tranacoth, call 800-762.1000 or none to LOS Manta • Consrve/re Seeks to mantan heiapredpat Mb law the Firm dots no. ilOgrundenly way Or guarantee the Smits hc. lOTO tabor 840.6th I lac threcenvoth. N) appsoncerat Frovichai th e roman mount payable to all NOW dent coleschalrundathr; protecion 6 550) risk at totality to the account heft nth n that mom annoy a vaidny of any inirrnaon pronded by auras O7086. Ann WA1B5A Savo,: the =ant does not generne Python income or other than LBS F natal Seer Ces mutton as of Nowt& IO. 2013 Mum, SKI mynce keep pace will inl Loon Cal armless soon as you cart d you nk yaa • Aterrern lerIlleg to accept tome n'A to Frocrpal ad in addrion Staab UOS Fe-axial Sake: generally stawnem or recept 6 worg or el you need won Wand tote poky ardakeo aid fintatoos eat at he Fern CUTS' prObeCted tte to 10 $I 9 milko n the tolerate sorrithela My so seek higher roans updates th is denote:es as e 6 nomad the Pita don rot of <maim Lout atrarofw on the nine em of recent prod& any asstethas that the (*minion seder 'Cost The Fen ce Card Mow fa aplOble) must her tom yea anegate for all your axotans heifer a para. capaay • Antoine Wring to amid hgh tips to creeps! aid hgh A full oppyol the poky Mang 6 Nal..lole upon ,99.ro2 Vanity 10 Seel. NO teen, over lint bail' and tlarealized garisiss" is rose* a of the dae rat t3tEr thrth 60 Card alter the fret scot you the test of this 92401011 As 9.4). please do not liken this summit on Mt eye era or probity49*mA rdorma bn to make ;gifts' a We Mixes la to - Croak yon nine ad sawn number (II and l'ho SIC pro WWI ad the supplentotal promen both do Statement thcesehoklino" no1 SelrlY to We wayconsolidate al ceded toast statements will the purposes a critetree ACCatilb tritilated to the frrn - Donde the emu or the wader you ay wart abaft may reflect glass nformaith QM forme pared axle:star as *Fay WU On My you Woo 4 is m • (01.011nANC41 anis controlled by OM Odused Ur/Jr sane address n the smear...lope Aoarres may be rented account vibe) but held away f tom tal$ f insane, Sermon for this panne lawn they haw amen Moan maimin time theyarehad at the Lim thorehinorcal Hermann error a ray you need acre nlanoisn ca be added by you Filer aft Attar - Pre ede the dollar anthem of to sanded mix anan (0 cat PUSS Bark )ca;ti at U3S AG tont mount Moon/hex trot other chintz at the sure Stamford bay h. Id) mutate Drocicts. oaring %web* athfress TM padre a known as thassetadny • It you amnia and (Minns of mutual finch Mee sash miff le realer iMirikti /IStrtittInnuled n apse* • Unwanted palm/boa Win, ass L mite shares re registered teak n the tone of the aOthrt eTrn.74.<1 Jrnal:en aU Gir3iales ft" SDNY_GM00020781 CONFIDENTIAL EFTA_00 1 3 140 1 EFTA01273608 Important information about your statement (Continued) intreidultareity lots the Inman data fa - 'MN party estimated v*Iec may be reflected as nat minter of ~Is at tie tragic-dean holding mutual Attoun ae ragitlered since mats or lØ5 ~al Brakes lots maya may not reflect cemnksans, dragesape p105 rr sewer auwars seeral an ',reptant I irds of Tai fird 'ma seamy magnesia, Tau Dulled ad Mier valuation firm NS AA Applied or d made so assign a - m nation to commstam matted n annection win ronorman lots and »Pail* pfd ae bh are men yaw wan we beano await that arnwora Tort had tor sabot dare:imam of anery common ad Inis vat Squaw is a regrind S•ry1(OmYkol visa manned to dtigiaf one weragml lhe • traded.' ocarred that trey alfa ~wry reponed vat. R03 imsi .mc Itnni units P cur deml. we alder our anermarnal 1.85 V6a Signature Cede Cads ad UPS Vila cobra presents the «gnat balsut Kra Valedate <mean a Minna» marl be fugl,/ maytatree Praline remeeriterue I,lag Orelingalla from dotal cars ae issued by MS Barr USA rah marnimon from duo to the rut" of the seamy rnmyol The ratans> corrpsuro indemnity Pe 'Janata Tarp:era • CANN narltiat Bonds and parted SIOP IAA the - ?Men Mill*, an isve( general panne( a 6Ør artily =owls "Imes ol The iwyranor corn-La-4s issua cat fa ea relongeon mil bestream! mania*? eginatal vadenot attrdpalyeslthiled vaneis ix sponsors a near inv4SPIell SUSS we *Saute LUIS Ananall Servieee 'PC PP 201407 by lot tom rag al seurnes of Mat eswe held in our prOwled. the Nut of Me mama al badgered tan - Ott agnates also recent trading commispas air arm nane pi in ~mew n are ler CAI dents Callean nt prch/a pia compensation kom mina rinds aid ipmcw..p Nana an is otaanod from TN prim and Os xcura-f - 'CliSrbutiorn to dare' may nicludt awn of cal, OPRPARIS vtios.proaxts we disorbute is not guramed On« call I eatints nay rota Nall name a both - We receive as anal tee fern t658alk USA ad USS could ilea yell complete mlormakin sate prodded • Off9gg and sae* 'exeunt, Pm MAP ollpAg price AG Stanford Brarch of up io 125 per =cum AKA warn per relit m5 may not reflect sow cos bask around to tie tars any Ihe Mates* Sweep Programs • ~Was of deposit KO» CDs ate RaC mixed ups, • Ititsolatd Warn« Restricted Truces generaty are 1293,CCO n antatal and road infest ma depositor not as my ewe* for maolc sale IRS financial Sena Paley aid pa canary trunnion n aoradance web itta: uset the Trtat prior of To esurniktod stock of To say Information regardng corninkaa ad ogre charges rules mute a an reputed raw fa the retuned neat tt roared it anedon awn the meodion ol valet ricadeig purposes of This stmexemony To the omen Tx option tatactons has been ncalled cordenutons • ~MMus aces ~UN/ fa reanes ard other restated startle at enable for sale. Me mat remind anorak fanned to you. aid wail be umiirad to you products maybehigher a byre thai the pris Mal you nay be manumit, less Than IN imaged Wive shone pommy on revren year 17 actuary motet in the make, PrCeS are °Maned from arias Mid pattyarm ends webeb!Mlo te • In. (.natod) yØ arrattyields and rap An Short selling ratable bet we do not gumbo eel' a:cracy engine of anal mein. is based on ward canker if you n engaged et Mort sang a parity ycu may nos a - We "astray me To clangpia when sealable cr lhe and nuep mot awning dm acuities till be held for Tare due to wan laworang costs lanai palaula mean or IN b4 and ask ilces fa laced PairteS and One year from siaterned date or ate enigma This ranee *pans or on y trd preen or OTC sense an estimate is oq a guanine. accuracy and Øvered - Lot adore,/ traded seamen maybe priced tung Mane se not g,urmeted Ow <San aalatan niocla a the nap wean pia we Malted - Est annual ammo and anent NM for agar Regaling 4666 a 'AIXICIPI.CAllaad • orders that were not admanot refreflect an actua mant prr or rain Nino, Storing mutdiscluie a return of anaa or ereaited by the stenm (Net open buy al sell top - (wain positrons may aura alma ay.:wand roll cagy( gas er wadi case the est name lait grant orders re rented by the amount of dwdends er (gas on show z 'price was not writable' if we re ante to NM) would be werand • oydadndsor mamas dato unless nomad airmen. obi* a age for a saucy - Estimated arena' name ard euteni yield aid the by you You ae remorolote Ior orders aha are ericuted doe - Deposes a Wanes denallitnd n ~es OPP actua nowt and yeld night be lowers hgher than to put fare to canal existing open orders thi U S dollars se ref keled a the err) Ego rSe as of the maraud among the Parma! data - An mainatool amalged name <dotard andor Tax wiThaditg en ~ens futon UK financial - for certan seanhes mica mnomantirmig want) dulled brim coma matte, valrearewat Stains IRAs denomnatros. ace and quality das vane) mart hae balance is lased as the lag disand or Nan ledara tact taw requres 1.85 Nadal Sevres to wentrold been attuned» lapPale Kopp vAupAn parfait, niale by Me muer and Nunes Tit income tat from its unable IRA &WHAM AAR but you may To obtain clam antrum Wien wattage «Nan yor seam indents rill be Midge one year ban the eke not lobate ~UN willP01 impart you nay Primal eatecor states-rat rigor ate ~prey Acosant aid Peet to hare lie ~Mc I a era, or maned row as Palmed Tied ae not goaanteed you choose VP: Soon RA warn n effect IAN reRolcd • mern lewmanuma and structured undo« Mate by you You may mock. your acclIon a ay lino by ~mg Inestriore taunts Crictidng Ana prapation • Aetna held try UPS Mandel Soaker Conan a now onain a sou do rot haw weigh nonm a progran aid real Mate rwstment rain *and agora are rot UN bytte Prm .3-4 not Minn the Fint's wanted Ironi 'Our d'actulialf. A/6 maybe remora* la Structured goo-AIM aerated., hghly NW./ (elan posseSPfi or anted Thee Puts Pe 46pta,ed at yam the paymera of ettand tat you may oar pares d vie surctued prams hare nod been rettiored with the statement for inlormannal ~one, Roans end moats rennet] and your estimated Ir parrninis reret ~Pet and &Male Canaan a underand sure raps presented ao prosaed byte sung lien UBS eta CO van tar obligation secures UM We prow» estmaed saws la agate fi nancra Snag n not reiponsble for this Mann» magmas saran arm senate., prodas tor and does net grantee to awry Moe assets ate not Macy Mann.* cnalpupoen only Acatacyo rot gonnifCl prowled by Sara or IN Ffin-C supplemental SaC To obtain amen:Oar omen One Proxy tamc. please - 111(RAIWNP maydiger %Diurnally tram Nam day coverage gonad you F natal mater cruise ow ?Aisne at a inch wire niestrnere sectary« structured ymrov wax ccrnenrrworry Nana my be Lair a sokl aid do not necessaily • ferns Sating and additional conmensadow represent the eatr you my rearoo upon Igridson - ti additar to ammissom on saks aid 12bil fees Let natal Saran is not a bark the WA. Suwon - med pay enmans of vim are as of a anen due noted in enflame wits the &Paula of tradva Sevres Accont BSA and AMA ate Wattage aoocurrts aid ae utplied so ISS Nadal Sams on a regi It fads to our dents we atla op starlap rente vadi proide access to bating seams aid pats,' bass by an nano:Sent YAWN., Inn rensue it)wirr; pa/maul rorn tutu bungs and« ttrough an ti with affiliated bras awl other MS. Isav, ROIRIRIP~C(CPRISOr ecrimzed vain rf advisors of the name funds Tat we telt Thew partybalks and prcvdtes access to away ad znuIy any. are stapled to te Form by Me mug general amounts are based on eto different arroonints promas ittud by until dated med warty nurampe partner or sponsor and maybe 0W~ Axed an tre amount ol saksby let of a pancuW metal lad carman*, Heugn fivISICe agency Lobar es ol tilli afferent Narration from that used by thrd part is to Irma to outTerns erd Id Ow arm varelv a Nadal Soria ere donee it... estimated valor; parboil, mate fund Landis ShIrOt Nil X IN IRA - You cal ratan addnana ntarnalan legator the - We aid at Stare and rage renwang and ~ I. mace. ad annuity products methodology used to determine the mutate of vase ormtosproasong lees in consideration lot tuder POI 'DC heated • No bank p.Anni«R May tow vain ad the date of the Nonnaton Ty Is the bin for and agent spikes dat we proud. to the ntrual funds mange hyaena:an your Amaral maser These lets gaff" at pad loco imtnor sner, in the MAA Resonate Ma,agrnuni await Banns taus mutual lad sid se a trod delft amaum trawl on the Atarnt Sta, illar and neemmonal Baotou ~arrant SDNY_GM_00020782 CONFIDENTIAL EFTA 00131402 EFTA01273609 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York 1W 10171.0002 August 2015 04P7005764693081 0 GHISLAINE MAXVVEU. 116 E 65TH STREET NEW YORK NY 10065-71W Account name: GHISLAINE MAXWELL Friendly account name: loth Account number:. SS Your Financial Advisor: SCOTT STACKIAAWLYLE CASRIEL Phone Questions about your statement? Call your Finan.:a. Advisor or Value of your account RMA ResourceiiIle at 800-RMA- 1000, on July 31 (3) on August 31 (3) account 025023568 Your assets 1,652,375.66 1,576,386.61 Visit our webs1te: Your liabilities 0.00 0.00 www.ubs.comainanciatservices Value of your account 51,652,375.66 $1,576,386.61 Sources of your account growth Tracking the value of your account duriag 2015 Value of your account Thousands at year end 2014 31,721,17236 Net deposits and 1721.7 1.652.4 1,976.4 vnthchanalS -$56,460.38 • 8 Your awstrnen 4 return. Diedend and interest income 328,243.30 Change in market value -S117,16867 Value of your acc•xmt Dec 2014 gat 2015 Aug 2015 on Aug 31. 2015 $1,576.3116.61 SDNY GM 00020783 Member SIPC CuM0o09303764693 NP7003193698 00002 0815 030575004 7123568$50 000300 Page 1 of 16 CONFIDENTIAL EFTA_00131403 EFTA01273610 SUBS UBS Strategic Advisor August 2015 Account name: Friendly account name: Account number: Your R nuncio! Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 31 ($) your account • Cash and money balances may include A Cash and money balances 132,854.76 8 43% Your current asset allocation available cash balances, VEIS Bank USA deposit B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities 1,443,531.85 91 57% mutual fund sweep balances See the Important information about yaw statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional aco 000% F Commodities 0.00 000% Total assets $1,576,386.61 100.00% C Value of your account $1,576,386.61 Eye on the markets Percentage change Index August 201 5 Year to date S&P 500 -6.03% -2138% Russell 3000 -6.04% -2.61% MSC I - Europe, Australia & Far East -7.35% 0.14% Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45% Interest rates on August 31, 2015 3-month Treasury bills: 0.04% One-month LIBOR: 0.20% CNenC003005764694NPT0C0199698COC02 0BI5 030575004 v123568SS0C0MpiyGm0002coime 2 of 16 CONFIDENTIAL EFTA_00131404 EFTA01273611 SUBS Account name: UBS Strategic Advisor Friendly account name: 'I Your financial Advisor: SCOTT STACK MAN KYLE CASNEL August 2015 Account number. • Change in the value of your account Summary of gains and losses Varies reported plow exclude products for which gain andlosses are not classified. August 2015 (1 Year to date (I) Realized gains and losses Unrealized Opening account value $1,652,375.66 $1,721,172.36 August 2015 (1) Year to date gains and bsses (4) Deposits, including investments transferred in 0.00 2,200.00 Short term 0.00 0.00 3,621.89 Withdrawals and fees, Long term 12,605 70 21,638.51 204,258 47 including investments transferred Total 512,605.70 521,638.51 5207,880.36 out -2,301.57 -58,660.38 Dividend and interest income 3,565.29 28,84130 Change in market value -77,252.77 -117,168.67 Cash activity summary See Account *away rho month to detals. Balances in your Sweep Options are indueedin the cpenng and Closing account value $1,576,386.61 $1,576,386.61 closing balances value. FDIC insurance 4:pries only to deposits a u8S Bank USA, not to deposits at UBS AG, Starreced Branch or bank deposits placed through the URSInternaiorui Deposit Account program, SIPC protection applies to money market sweep fold holdings but not bar* deposits. Seeimportant information Dividend and interest income earned about your statement at the laSt two pages a INS document for cletals August 2015 It) year to date (S) FOI ['Moses of Ills 5laternenl, taiabAy Of interest arcs chiciencl income has been determined (Km a US Opening balances $148.36 $6,517.57 tar repeating pergairdire. Bard upon the residence of the account holder, account type, or product type, some interest ands dvidend payments mat not be subject to United Stales (US) ardor Puerto Rico (n) Additions Income tares. The (lent monthly statement is not Intended 10 be used and carrot be reked tarn (Or tar purposes. Clients should refer to the *TIES:le tar reporting lams they recent. frcm 165 annualy, such as Deposits and other funds credited 0 CO 2,200.00 the Pomp 1099 and the cams 480. for lac reporting intormatiOn It IS the mace 01 U85 to file the apidicatie tat reporting forms with the US internal Revenue service and PR Treasury Department. and Dividend and interest income 3,565.29 28,843.30 sue h forms accurately dstify dwoknct ardor interest as tar exerrpt or tactte income. Pleat consult yew indsedual tax prepare( Proceeds from investment transactions 131,442.68 238,352.29 August 2015(4) Year to date Total additions $135,007.97 $269,395.59 Taxable dividends 3,564 93 28,838 48 Subtractions Taxable interest 0.36 Professional management fees and 466 related services GOO .6,396.16 Total current year $3,565.29 $28,843.14 Other funds debited -2,301.57 -52,264.22 Prior year adjustment 000 0.16 Rinds withdrawn for investments Total dividend & interest $3,565.29 $28,843.30 bought 000 -84,398.02 Total subtractions -$2,301.57 -$143,058.40 Net cash flow $132,706.40 $126,337.19 Closing balances $132,854.76 $132,854.76 SONY GM 00020785 Ch/P70009305764695NP70C0198698 00007 OBIS 030575004 Y123568550000303 Page 3 of 16 CONFIDENTIAL EFTA_00131405 EFTA01273612 Account name: HI A UBS UBS Strategic Advisor August 201 Friendly account name: Account number: - MAXWELL Your lq vandal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period 1u18 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $49,232.03 Closing UBS Bank USA Deposit balance Aug 6 $976.80 Number of days in interest period 30 Average daily balance $19,914.11 Interest earned 80.36 Annual percentage yield earned 002% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Capital appreciation Your risk profile: Primary - Aggressive Investment eltgbdtty consideration NC() e selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out CHM00800S764696 NP70C0I99698 00032 OBIS 030575004 Y1235643$300NMYGM00020fte 4 0 6 CONFIDENTIAL EFTA_00I 31406 EFTA01273613 UBS Strategic Advisor Account name: GHlaAINE MAXWELL Your Pt nodal Advisor: UBS August 2015 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some Falco, income and current raves Sheen.' May be EpprOxinlate. ASS dial. darn aidIOSSeS May not be accurately refieded. See vapor:we infopeabon about your statement a the end of this cbcumem for more inform on. Cash Cash and money balances Cash and money batances may include avalade cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch Cepoot account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC v4Ihn aceticalae limits, but are not protected by SiPC Len AG Stanford Branchdeposit account balances are not insured by FDIC and se not protected by Slit Money market sweep batances are protected by SEC but are not insured by the FDIC. See the Important information about MO statement ale the end of this docunent for details about those Sanas. Goering balance Cloong balance ince per share Average DnIcknel Interest Own Hddng on Aug 1(1) on Aug 31 (5) on Aug 31 (I) rate period period Cep areaunl Cash 0.00 73,193.95 1/35 BANK NSA DEP ACCT 148 36 59.660 81 250.000 00 Total $14836 $132,854.76 Equities Common stock Purchase 'dice/ Trade Painter Average price Price per share Witte on uniedized Hddng Hddng date of shares per shale (S) Cott bads (S) 01 Aug31 (0 Aug31 (5) win or loss (I) caned AECOM Symbol ACM Exchange: NYSE Jan 28. 15 500000 26.619 13,30995 27.500 13,750 00 440,05 ST Jan 30, 15 100.000 25.532 2,553 24 27.500 2,750 00 196 76 ST Security total 600.000 26.439 15,85319 16,500 00 636.81 ANALOG DEVICES INC Symbol: ADI Exchange OTC EAI: 42,802 arrant yield: 2.861‘ Nov 16, 11 13.000 37 316 485.12 55.860 726.18 241.06 LT Nov 17, 11 13.003 35393 460.12 55.860 726.18 266.06 LT Nov 18, 11 35.000 35.502 1,24258 55.860 1,955 10 712.52 LT Nov 21, 11 18.003 34371 618.68 55.860 1,035.48 386.80 LT Nov22, 11 15.003 33.338 50007 55.860 837.90 337.83 LT continued next page SDNY GM 00020787 CHP7C0033057646B7NP7003150698 COCO? OBI S 030575004 Y123568SSO 000000 Page S of 16 CONFIDENTIAL EFTA_00B1407 EFTA01273614 *UBS UBS Strategic Advisor August 2015 Account name: Friendly account name: Account number. GHISLAINE lvtAXWEU. Your Knandal Advisor: SCOTT STACK MAMLYLE CASRIEL YOLK assets Equities . Common stock (conbnved) Purchase Mai Trade ranee. Average price Price per stele Value on Unrealized Hddrq Halting date of :harm per than (S) Cod bads (S) on Aug31 (I) Aug3I (S) gain or Ion (I) period Nov23, 11 22.000 32.655 718.43 55.860 1228.92 510.49 LT Nov25, 11 7.000 32.460 227.22 55.860 391.02 163.80 LT Nov28, 11 30.000 32.951 988.55 55.860 1,675.80 687.25 LT Nov29, 11 18.000 33.472 602.51 55.860 1,005.48 402.97 LT Nov29, 11 5.000 33.622 168.11 55.860 27930 111.19 LT Apr 24, 12 30.000 37.567 1,127.01 55860 1,675.80 548.79 LT lan 23,13 1,056.000 43209 45,62881 55.860 58,988 16 13,359.35 LT Apr 22, 13 4139.003 42.447 20,756.68 55.860 27,315.54 6,558.86 LT Secteity total 1,751.000 41.990 73,523.89 97,810.86 24286.97 AUTOMATIC DATA PROCESSNG INC Symbol: ADP Exchange OTC EAI: 32,493 Current yield: 2.53% Aug 4,11 146.000 42343 6,182.08 77.320 11,288.72 5,106.64 LT Aug 12, 11 4.000 40.955 16182 77.320 309.28 145.46 LT Jan 23, 13 767.000 52320 40,129 93 77.320 59,304.44 19,174.51 LT Apr 22, 13 355.000 56.870 20,189.01 77.320 27,448.60 7259.59 LT Security total 1,272.000 52.409 66,664.84 98351.04 31,686.20 BAXTER INTL INC Symbol: BAX Exchange: NYSE CAI: $716 Current yield 1.20% Jun 20, 12 30.000 28496 854.88 38.450 1,153.50 298.62 LT Jun 20, 12 17.000 28.455 483.75 38.450 653.65 169.93 LT Jun 21.12 29.000 28.762 834.12 38.450 1,115.05 280.93 LT Jun 21.12 7.000 28.444 199.11 38.450 269.15 70.04 IT lu)21.12 5.000 28.838 144.19 38.450 192.25 48.06 LT Jun 22.12 61.000 28.658 1,74819 38.450 2,345.45 597.26 LT Ian 23,13 768.000 36.815 28,274.47 38.450 29,529.60 1,255.13 LT Apr 22, 13 355.CCK) 38284 13,591.05 38.450 13,649.75 58.70 LT Sep 19, 13 74.000 39857 2,949.45 38.450 2,845.30 -104.15 LT Sep 19, 13 6.000 39.696 238.18 38.450 230.70 -7.48 LT Sep 19, 13 3.000 39.700 119.10 38.450 115.35 -3.75 LT Sep 20, 13 47.000 39.758 1,868.67 38.450 1,807.15 -61.52 LT Oct 3, 13 154.000 35.679 5,494.57 38.450 5,921.30 426.73 LT Security total 1,556.000 36.504 56,799 73 59,828 20 3028.47 continuednext page CNP70003005764698NP7003199938000M OBIS 030575004 VI 23568550000aky_Ghtp002~ 6 of 16 CONFIDENTIAL EFTA_00131408 EFTA01273615 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your t5 Randal Advisor: friendly account name: SCOTT STACK MANNYLE CASRIEL Account number. Your assets Equities . Common stock (continued) rurtho:e UMW TWO Hunter Average puce Prke per share Ydue on unredized fiddng Hddng date of shares per share 91 Cosi basis CO en Aug 31 (I) Aug 31 (I) gain a loss (A) period BLACKRCCK INC Symbol: BLK Exchange: NYSE EAI: 43,244 Current yield: 288% Oct 5, 12 7.000 189.932 1329.53 302.470 2,117.29 787.76 LT Oct 5, 12 3.000 187220 563.46 302.470 907.41 343.95 LT Oct 5, 12 2.000 186.670 373.34 302.470 604.94 231.60 LT Oct 8, 12 8.000 188.783 1,510.27 302.470 2,419.76 909.49 LT Oct 9, 12 15.000 189.186 2,837.79 302.470 4,537.05 1,699.26 LT Oct 9, 12 2.000 189.010 378.02 302.470 604.94 226.92 LT Oct 10, 12 3.000 187.720 563.16 302.470 907.41 344.25 LT Oct 10, 12 2.000 187.670 375.34 302.470 604.94 229.60 LT Oct 10, 12 2.000 187.995 375.99 302.470 604.94 228.95 LT Jan 23,13 224.000 236.966 53,080.41 302.470 67,753.28 14,672.87 LT Apr 22, 13 104.000 251.093 26,113.69 302.470 31,456.88 5343.19 LT Security total 372.000 235.218 87,501.00 112,51284 25,017.84 CATERPILLAR INC Symbol: CAT Exchange: NYSE EAI: 13.419 Current yield: 4.03% Jun 19.13 72.000 84.718 6,09975 76.440 5,503.68 -596.07 LT Jun 20, 13 121.000 83.141 10,060.15 76,440 9,249.24 -810.91 LT Jun 20, 13 78.000 83.030 6,476.39 76.440 5,962.32 -514.07 LT Jun21,13 204.000 82.904 16,912.44 76.440 15,593.76 -1,31828 LT Jun 24, 13 111.000 81.517 9,048.46 76.440 8,484.84 -563.62 LT Jun 25.13 73.000 82.354 6.011.86 76.4140 5.580.12 -431.74 LT Jug 26, 13 69.000 82259 5,67590 76.440 5,27436 -401.54 LT Jug 27,13 141.003 82.951 11,696.12 76.440 10,778,04 -918.08 LT Jun 27, 13 7.000 82.925 580.48 76.440 535.08 -45.40 LT Jun 28, 13 169.000 82.774 13,988.92 76.440 12,918.36 -1,070.56 LT Jul 1, 13 65.000 82.781 5,380.78 76.440 4,968.60 -412.18 LT Security total 1,110.000 82.821 91,931.25 84,848.40 -7,082.85 CDK GLOBAL INC COM Symbol CDK (change: OTC (Al: 5204 Current yield 0.97% Aug 4,11 48.667 18379 894.45 49.540 2,410.95 1,516.50 LT Aug 12, 11 1.333 17.775 23.70 49.540 66.05 42.35 LT continued next page SDNY GM 00020789 CNP700C4005764699 W00019%98 00002 OBIS 030575004 Y123558550000000 Page 7 of 16 CONFIDENTIAL EFTA_00131409 EFTA01273616 SUBS UBS Strategic Advisor August 201 5 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your 15noncid Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets . Equities Common stock (continued) Purchase peed Trade Wrrber Average price Pnce per store Value on Unadlted 11(..(dng IWdng Ø of share per sham (S) Con Øs(1) al Aug 31 (I) Aug 31 (S) On at Ion (I) period Jan 23,13 255.667 22.709 5,806.16 49.540 12,665.73 6,859.57 LT Apr 22, 13 118.333 24 684 2,921 03 49.540 5,862.23 2,941.20 LT Security total 424.000 22.748 9,645.34 21,004.96 11,359.62 COLGATE PALMOUVE CO Symbol: CI. Exchange: NYSE EAI: 12,292 Current yield: 2.42% Aug 4,11 174.000 41.632 7,244.05 62.810 I 0,928 94 3,684.89 LT Aug 12, 11 4.000 42.450 169.80 62.810 251.24 81.44 LT Jan 23,13 910.000 54.240 49,35863 62.810 57,157.10 7,798.47 LT Apr 22, 13 420.000 59.788 25,111.32 62.810 26380.20 1268.88 LT Security total 1,508.000 54300 81,883.80 94,717.48 12,833.68 ECG RESOURCES INC Symbol. EOG Exchange: NYSE (Al: 4335 Current yield 0.86% Jan 28, 15 500.000 90.411 45,205.72 78.310 39,155.00 4,050.72 ST FORTINET INC Symbol: FINT Exchange: OTC Jan 28.15 500.000 31.942 15,971.36 42.140 21,070.00 5,098.64 ST Jan 30,15 250.000 29.431 7,357.75 42.140 10,535.00 3,177.25 ST Security total 750.000 31.105 23329.11 31,605.00 8275.89 GEM. MILLS INC Symbc4: GIS Exchange: NYSE EAL 13,312 Current yield: 3.10% Aug 4, 11 191.00X) 36265 6,926.77 56.760 10,841.16 3,914.39 LT Aug 12, 11 5.000 35.754 178.77 56.760 283.80 105.03 LT Jan 23,13 1,001.000 41.387 41428.89 56.760 56,816.76 15,387.87 IT Apr 22, 13 464.000 50287 23,333.21 56.760 26,336.64 3,003.43 LT Jul 17.13 148.000 49.739 7,361.45 56.760 8,400.48 1,039.03 LT Jun 18, 13 73.000 49.836 3,638.07 56.760 4,143.48 505.41 LT Security total 1,882.003 44 031 82,867.16 106,822 32 23.955.16 10144SON & JOHNSON COM Symtol:11.1) Exchange: NYSE EAI: 13,198 Current yield: 3.19% Aug 4, 11 123.000 62377 7.672.38 93.980 11,559.54 3,887.16 IT Aug 12, 11 3.000 63.730 191.19 93.980 281.94 90.75 LT Jan 23,13 642.000 72.736 46,696.71 93.980 60335.16 13,638.45 LT Apr 22. 13 298.000 84.721 25,247.10 93.980 28.006 04 2,758.94 LT Security total 1,066.000 74.866 79,807.38 100,182.68 20,375.30 cortnnued next page CNP70009005764700NP7000199898 00002 0815 0305750047173568S5003~ymt0002ffiler 8 of 16 CONFIDENTIAL EFTA_00 I 3 14 10 EFTA01273617 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor: * UBS August 2015 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase OW Trade Number Average pdce Price per Ode Ydue on Unrealized liddng 14ddng date of shares per shale (S) Cost basis 01 01 Aug 31 (S) Au9 31 (S) galn or loss ti) period MCDONALDS CORP Symbol: MCD Exchange: NYSE EAI: $3,461 Current yield: 358% Aug 4,11 95.000 84.969 8072 06 95.020 9.026.90 954.84 LT Aug 12, 11 3.000 85.910 257.73 95.020 285.06 27.33 LT Noy 29, 12 8.000 86.456 691.65 95.020 760.16 6831 LT han 23,13 555.000 93.053 51,644.75 95.020 52,736.10 1,091.35 LT Apr 22, 13 255.000 99318 2532632 95.020 24,230.10 -1,096.22 LT Sep 19, 13 78.000 97.879 7,634.63 95.020 7,411.56 -223.07 LT Sep 19, 13 22.000 97.425 2,143.36 95.020 2,090.44 -52.92 LT Sep 19, 13 2.000 97.830 195.66 95.020 190.04 -5.62 LT Security total 1,018.000 94.269 95,966 16 96,730 36 764.20 PEXTERA ENERGY INC COM Symbol: NEE Exchange. NYSE EAI: $3,579 Current yield: 3.13% Aug 4,11 134.007/ 52.960 7.09625 98.410 13,186.94 6,090.19 LT Aug 12, 11 3.000 52.530 157.59 98.410 295.23 137.64 LT Jan 23,13 700.000 71.610 50,127.21 98.410 68,887.00 18,759.79 LT Apr 22.13 325.000 79.757 25,921.06 98.410 31,983.25 6,062.19 LT Sectrity total 1,162.020 71.689 83,302.61 114,352.42 31,049.81 OCCIDENTAL PETROLEUM CRP Symbol: OXY Drhange: NYSE EAI: 12,907 Current yield: 4.11% Feb 12, 14 148.000 88.959 13,165.96 73.010 10,805.48 -2,360.48 LT Feb 12, 14 117.000 88.989 10,411.82 73.010 8,542.17 -1,869.65 LT Feb 12. 14 32.000 89.002 2,848.07 73.010 2,336.32 -511.75 LT Feb 12, 14 7.000 88.857 622.00 73.010 511.07 -110.93 LT Feb 13. 14 110.093 88685 9,777.41 73.010 8,031.10 -1,746.31 LT Feb 13, 14 68.000 88.708 6,032.19 73.010 4,964.68 •1,067.51 LT Feb 13, 14 33.000 88369 2,916.19 73.010 2,409.33 -506.86 LT Feb 13. 14 6.000 82.421 53053 73.010 438.06 -92.47 LT Feb 14, 14 334.000 92.065 30,749.82 73.010 24,385.34 0,364.48 LT Feb 18. 14 114.000 92.677 10,565.23 73.010 8323.14 -2,242.09 LT Security total 969.003 90.422 87,619.22 70,746.69 •16,872.53 continued next page SDNY GM 00020791 CNP70009305764701 NP7000193698 00002 09l 5 030575004 Y123568550000000 Page 9 of 16 CONFIDENTIAL EFTA_0013 141 1 EFTA01273618 SUBS U BS Strategic Advisor August 2015 Account name: GHISLAINE MAXWELL friendly accou et name:Ind Account number Your Ilaiincid Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Equities . Common stock (continued) Neches. peicel Trade Hunter Average pike Price per shire Vdue on ureedited Hddrq Haling date of slum per task (I) Cog beat (S) at Aug 31 ($) Aug 31 (I) gain or Ion (1) perkd PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 13,243 Current yield: 3.02% Aug 4,11 115.000 63979 7,357.65 92.930 10,686.95 3829.30 LT Aug 12, 11 3.000 63023 189.07 92.930 278.79 89.72 LT May 16, 12 6.000 68.535 411.21 92.930 557.58 146.37 LT Oct 24, 12 1.000 68.690 68.69 92.930 92.93 24.24 LT Oct 25, 12 2.000 68.810 137.62 92.930 185.86 4824 LT Oct 26, 12 1.000 68.890 68.89 92.930 92.93 24.04 LT Oct 31, 12 1.000 69.370 69.37 92.930 92.93 23.56 LT Nov6, 12 1.000 69370 69.37 92.930 92.93 23.56 LT Nov7,12 1.000 69.150 69.15 92.930 92.93 23.78 LT Nov8, 12 2.000 69.090 138.18 92.930 185.86 47.68 LT lan 23,13 699.003 72.166 50,444.31 92.930 64,958.07 14,513.76 LT Apr 22, 13 322.003 82151 26,484.85 92.930 29,923.46 3,43841 LT Suavity toti 1,154.000 74.097 85,508.36 107241.22 21,732.86 PROCTER &GANIBLE CO Symbol. PG Exhange. NYSE EAI: 43.007 Current yield: 3.75% Aug 4,11 118.000 60.103 7,092.22 70.670 8,339.06 1,246.84 LT Aug 12, 11 3.000 60.896 182.69 70.670 212.01 29.32 LT lan 23,13 619.000 69.941 43,293.73 70.670 43,744.73 451.00 LT Apr 22.13 286.000 81.332 23,261.18 70.670 20,211.62 -3,049.56 LT Apr 24, 13 108.000 77.762 8,398 32 70.670 7,632.36 -76586 LT Security toti 1,134.000 72.512 82,228.14 80,139.78 -2,088.36 TRAVELERS COS NOTHE Symbol: TRV Exchange- NYSE EAI: 12,811 Current yield:2.45% Apr 24, 12 20.000 63.432 1268.64 99.550 1,991.00 722.36 LT Apr 24.12 4.000 63350 253.40 99.550 39820 144.80 LT Apr 24. 12 1.000 63.560 63.56 99.550 99,55 35.99 LT Apr25, 12 10.000 63.520 635.20 98550 995.50 360.30 LT Apr 25, 12 10.000 63.617 636.17 99.550 995.50 359.33 LT Apr 25, 12 10.000 63.659 636.59 99.550 995.50 358.91 LT Apr25, 12 2.000 63.545 127.09 99.550 199.10 72.01 LT Apr 25.12 2.000 63.645 127.29 99.550 199.10 71.81 LT continued next page CNP700C0305764702 NP7000199638 00002 0815 030575004 Y123568550 0~yGp,,t000269.2 10 of 16 CONFIDENTIAL EFTA ({1131412 EFTA01273619 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandd Advisor: *UBS August 2015 Friendly account name:Ind Account number. SCOTT STACK MANLYLE CASRiEL Your assets Equities . Common stock (continued) Purchase pace Trade taunter Average price Price per share Value on Unreenzed NoIcing Hddng date of shares per skate (S) Cog basis (S) cn Aug 31 (5) Aug 3) (i) gain or loss (t) period Apr 25, 12 2.000 63.745 127.49 99.550 199.10 71.61 LT Apr 26, 12 5.000 63.928 31964 99.550 497.75 178.11 LT Apr 26, 12 2.000 63.920 127.84 99.550 199.10 71.26 LT Apr 26. 12 2.000 63930 127.86 99550 199.10 71.24 LT Apr 26, 12 1.000 63.720 63.72 99.550 99.55 35.83 LT May 1, 12 15.000 64.637 969.56 99.550 1,493.25 523.69 LT May 1, 12 6.000 64.715 388.29 99.550 597.30 209.01 LT May 1, 12 6.000 64.975 389.85 99.550 597.30 207.45 LT May 1, 12 2.000 64.850 129.70 99.550 199.10 6940 LT May 1, 12 1.000 64.820 64.82 99.550 99.55 34.73 LT May 2, 12 7.000 64374 450.62 99.550 696.65 246.23 IT May2, 12 4.000 64.410 257.64 99.550 398.20 140.56 LT May 2, 12 2.000 64320 128.64 99.550 199.10 70.46 LT May 3.12 4.000 64.960 259.84 99.550 398.20 138.36 LT May 3, 12 2.000 64.675 129.35 99.550 199.10 69.75 LT Maya, 12 2.000 64.910 129.82 99.550 19910 69.28 LT lan 23,13 629.000 77.560 48,785.62 99.550 62,616.95 13,831.33 LT Apr 22, 13 290.000 84.719 24,568.68 99.550 28,86950 4,300.82 LT May 22, 13 111.000 83.807 9,302.58 99.550 11,05005 1,747.47 LT 1,152.000 78.533 90,46950 114,681.60 24212.10 Total $1,240,116.40 $1,447,236.85 9207.120AS Total estimated annual income: 541,023 Short options Trade Writer Sale price Sale Price per contract Contract value on Unrealized Hddng Hddng date of centrals per conuact (3) Proceeds (S) on AUg 3) (5) pWrilLIM(i) Aug31 (s) gain Of IOSS(S) period CALL AUTOMATIC DATA PROC DUE 1(Y1E/15 80.000 Expires: Oct 15 Symbol. ADP Aug 26, 15 -12.000 1599 -1,91996 135.000 1.350 -1,620.00 299.96 ST continued next page SONY GM 00020793 CNP7C0C0305764703 NP7000193698 C0002 0815 0305750041'123568550000000 ►ago 11 of 16 CONFIDENTIAL EFTA_00B14B EFTA01273620 SUBS UBS Strategic Advisor August 201 5 Account name: GHISLAINE MAXWELL Friendly account name:Ind Account nuntber: Your Maandag Advisor: SCOTT STACK MANFLYLE CASRIEL 212.821.7000/800.308.3140 Your assets . Equities . shortoptions (tonnnved) Trade Nurrber See pace Sale Price per contract Contract Vatre on Unrealired Hddng Hddng date of «uitwis pee contract (S) pozeeds(S) on Aug 31 (S) pierturnU> Aug31 oen or loss pedal CALI JOHNSON & JOHNSON C CVE 1016115 100.000 Expires: Oct 15 Symbol. JNJ Aug 26, IS •10.000 0.999 499.98 66.000 0.660 -660.00 339.98 ST CAL BAXTER INTI INC CVE 1016115 40.000 Expires. Oct 15 Symba BAX Aug 28, 15 •15.000 1.029 •1,54497 95.000 0.950 -1,425.00 119.97 ST Total -$4,464.91 -$3.705,00 3759.91 Your total assets Percemage of Cost Dtmated Irriterend value on Aug 31 (S) your account Oase (D agnost wurmt (9 gein or loss (f) Cash Cash and money balanas 132.854.76 8A3% 132.854.76 Beultjes CcetnOn Stock 1,447,236.85 1,240,116.40 41,023.00 207,120.45 Short options -3,705.00 -4 ,46491 759.91 Total snuitten 1.443.531.85 91.57% 1235551.49 41,023.00 207,880.36 Total $1,576,386.61 100.00% $1,368,506.25 $41,023.00 S207,880.36 Account activity this month Ode Mláty Dex opt ton Afnaait (S) Dividend and interestincome Taxable cloadends Aug 3 Dividend GEM. MUS INC PAID ON 1882 828.08 Aug 14 Dividend COLGATE PALMOUVE CO PAID ON 1508 573.04 Aug 17 Dividend PROCTER & GAMBLE CO PAID ON 1134 751.73 Aug 20 Dividend CATERPILLAR INC PAD ON 1110 854.70 Aug 26 Dividend XIUNX 1NC PAJDON 1798 557.38 Total mol!, divideads $3.564.93 Taxable interest Aug 7 Interest UEIS BANK USA DEPOSIT ACCOUNT AS OF 08705115 0.36 Total taxable interest 50.36 Total dividend and Interest ineome 53.565.29 CNP70X0005764704NP700019969800002 0815 030575004 v123568S500~y Gm0002rem 12 of 16 CONFIDENTIAL EFTA_00131414 EFTA01273621 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Pi nandal Advisor: * UBS August 2015 friendly account name:Ind Account number. SCOTT STACK MANYLYLE CASRIEL Account activity this month (contrived Date A.tigly UescIpt Amount (SI Other funds debited Aug 18 Transfer JOURNAL TO e23575 GHSLAINE MAXWELL •2301.57 Total other funds debited .$2,301.57 Investment transactions Fa mate Infonnalon abotr tee price/value pawn for restricted sKuttles, see important information about your statement at the end of this dacumet. Proceeds Iran Funds investment withdrawn) for Accrued Date Activity Desulpton Quantity )(Sue (5) Price liana-tons (5) investments truplst (51 (merest (5) Aug 27 Sold CALL AUTOMATIC DATA PROC CUE 1a 16115 • 12.000 1.60 1,919.96 80.000 OPEN CUST GURO Aug 27 Sold CALL JOHNSON &JOHNSON C DUE 10116115 •10.060 1.00 999.98 100.000 OPEN COT CVRD Aug 26 Sold CAUFORNIA RESOURCES CORP -387.000 2.810048 1087.47 Aug 28 Sold BAXALTA INC UNSOUCITED •1556.CCO 34.860100 54,241.32 Aug 31 Sold XIUNX INC •1,798.000 39.85 71,648.98 Aug 31 Sold CALL BAXTER NTL INC DUE 10116115 40.000 -15.000 1.03 1,544.97 OPEN CUSTCVRD Total $131.442.68 OF. Activity Description Amount (5) Money balance activities MI31 Balance forward $143.36 Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 828.08 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF mows 0.36 Aug 17 Deposit UB5 BANK USA DEPOSIT ACCOUNT 573.04 Aug 18 Deposit U115 BANK USA DEPOSIT ACCOUNT 751.73 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08118/15 -2,301.57 Aug 21 Deposit UB5 BANK USA DEPOSIT ACCOUNT 854.70 Aug 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08124/15 •1.76 Aug 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.76 Aug 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 557.38 Aug 28 Deposit UB5 BANK USA DEPOSIT ACCOUNT 2,919.94 Aug 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 55328.79 Aug 91 Closing UBS Dank USA Deposit Account S59,66021 The UBS B3rik USA Detegt Account it your primary Sweep cphon SDNY GM 00020795 CNP7004:»305764705NP7000199698 00002 0815 030575004 Y123568550000000 Page 13 of 16 CONFIDENTIAL EFTA_00131415 EFTA01273622 Account name: GHISUAINE h1AXVr ELL *UBS UBS Strategic Advisor August 2015 Friendly account name: Account number: Your Amends' Advisor: SCOTT STACK MAMLYLE CASRIEL Unsettled transaction activity The following transationd) are pendng settlerrom Trade Settlement date date Actiory Description Quantity OWE) I Value (4) Amount (1) Aug 27, 15 Sep OI, 15 Sold CATERPILLAR INC .1,110000 75 116200 83,410 75 Total needing investments sold $$3.41035 Realized gains and losses The estimated realized gains and losses stem, below ale not fa lea purposes. mast rote that g:in coots inforrna:on We may riot aQust gans and losses la an (swarths-cies. We automaticsty adjust cost basis for recognized en the tale or rederrption of °titan Structured Products, Ike Contingent Debt Securities. may to ta..ennept and AMT coupon municipal securities foe intimated anonration of tone premiums aid for accreted OiD adnary. and not capita, gain or loss. Meese check with your tar advisor. To calculate gem and losses. we fa sec traits issued at a C/SCCorita you requested that U8Saclust cat basis for the bend premium amortization on licwicLaie the eldest security lot first. This is krb:orn as the first-In first-out or FF-0 accounting method We use taiade debt securities then cost basis reflected for these securities has been fl ossed Estimates in the undastified this method unless you specifiedwhich tar lot to dose when you placed your order. This is known as a versus section canna Declassified as short tern,or long term tecwse intormaton is missing or the product is one in which pirchaSeS Or YSP order See important intorreavon strew your statement a the end of this dOCument tor mere the ga 'on CdCufalai is not provided Long-term capital gains and losses wash sale [Manley or Purchae Sale See Cost cost ban Saucily CleSC(Olioi Method feet vac date dale amount (I) basis (S) alitnimem(1) toss (S) Gain (S) BAXALTA INC HFO 30.000 tun 20. 12 Aug 25,15 1,045.78 692.96 352.82 FIFO 17.000 Jun 20, 12 Aug 25, IS 592.61 392.14 200.47 FIFO 29.000 Jun 21, 12 Aug 25, I5 1,010.93 676.13 334.80 RFO 5.000 Jul 21, 12 Aug 25,15 174.30 116.89 57 41 FIFO 7.000 Jun 21, 12 Aug 25, IS 244.01 161.39 82.62 FIFO 61003 Jun 22, 12 Aug 25,15 2,126.43 1,417.10 709.33 FIFO 768003 Jan 23, 13 Aug 25,15 26,772.06 22,919.33 3,852 73 HFO 355.003 Apr 22,13 Aug 25, 15 12375.11 11,01695 1,358.16 FIFO 74.000 Sep 19, 13 Aug 25,15 2,579.60 2,390.83 188.77 RIO 3.000 Sep 19, 13 Aug 25, IS 104.58 96.54 804 FIFO 6.000 Sep 19,13 Aug 25, I 5 209.16 193.07 16 09 FIFO 47 COO Sep 20, 13 Aug 25, IS 1,638.39 1,514.74 123.65 FIFO 154.000 OCt 03, 13 Aug 25, 15 5368.36 4,453.92 91444 CALFORNIA RESOURCES CORP RIO 12 200 Feb 12, 14 Aug 25,15 34.28 98.02 -63 74 RIO 2.80) Feb 12, 14 Aug 25, IS 7.87 22.46 -14.59 FIFO 46800 Feb 12,14 Aug 25, IS 131.51 375.95 -244.44 Rio 59203 Feb 12, 14 Aug 25, IS 166 35 475.39 -309 04 continued nen page CNP70X0305764706NP7003199698 C0032 {615 030575004 V123568S5003WayGrk0002avie 14 of 16 CONFIDENTIAL EFTA_00131416 EFTA01273623 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your flnandal Advisor: UBS August 2015 Friendly account name: Account number. SCOTT STACK MAMLYLE CASRIEL Realized gains and losses (continued) Long-term capital gains and losses (continued) Wash Sale Quantity of Purchase Sale Sge Cost cost baSiS Secunly description Method fae vat» date date arrount (14 bast; (S) adusirnent(S) Las CH Gain (i) RIO 2.400 Feb 13, 14 Aug 25,15 674 19.16 -12.42 RIO 27 200 Feb 13, 14 Aug 25,15 76.44 217.81 -141.37 RFO 13200 Feb 13, 14 Aug 25,15 37.09 105.30 -6821 FIFO 44.000 Feb 13, 14 Aug 25,15 123.64 353.04 •229.40 RFO 133.600 Feb 14, 14 Aug 25, IS 375.41 1,110.31 -734.90 RIO 45.600 Feb 18, 14 Aug 25,15 128.14 381.49 -253.35 NUNX INC FIFO 25.000 Sep 07,12 Aug 26,15 996.23 869.27 126.96 RFO 5.030 Sep 07, 12 Aug 26,15 199.25 174.23 25.02 RFO 37.000 Sep 10,12 Aug 26,15 1,474.42 1289.29 185.13 FIFO 3.000 Sep 10,12 Aug 26,15 119.55 103.98 15.57 FIFO 20.030 Sep 11, 12 Aug 26,15 796.98 697.06 99 92 FIFO 18.000 Sep 12,12 Aug 26,15 717.29 630.11 87. 18 RFO 21.000 Sep 13,12 Aug 26,15 836.84 73261 104.23 FIFO 19.000 Sep 14,12 Aug 26,15 757.13 675.19 81.94 FIFO 7.000 Sep 17,12 Aug 26, IS 278.95 246.06 32.89 RFO 3.000 Oct 24, 12 Aug 26, l S 119.54 97.57 21 97 HFO 5.000 Oct 25, 12 Aug 26, IS 199.25 162.61 3664 FIFO 3.000 Oct 26, 12 Aug 26,15 119.55 98.33 21.22 FIFO 1.000 Oct 31, 12 Aug 26,15 39.85 32.77 7.08 FIFO 2.000 Nov 01.12 Aug 26,15 79.70 66.72 12_98 RFO 1.000 Nov01.12 Aug 26,15 39.85 33.52 6.33 RFO 1.000 Nov 01. 12 Aug 26,15 39.84 33.53 6.31 RFO 1.000 Nov 02.12 Aug 26,15 39.85 33.55 630 FPO 1.000 Nov 05, 12 Aug 26, I S 39.85 33.19 6.66 FIFO 3.003 Nov 06.12 Aug 26, I S 119.55 101.66 17.89 FIFO 2000 Nov 07,12 Aug 26, 15 79.70 68.05 11.65 FIFO 1.000 Nov 07, 12 Aug 26,15 39.85 33.91 5.94 FIFO 1.003 Nov 08.12 Aug 26,15 39.85 33.86 5.99 FIFO 4.000 Nov 08, 12 Aug 26, 15 159.39 136.13 23 26 continued ne)a page SDNY GM 00020797 C HP70303305764 707 NV7003148698 000O2 OBIS 030579304 Y122568S50 000000 Pap 15 of 16 CONFIDENTIAL EFTA_00131417 EFTA01273624 *UBS UBS Strategic Advisor August 201 Account name: GHISLAINE MAXWELL Friendly account name:Ind Your II sandal Advisor: SCOTT STACK MAANYLE CASRIEL Account number: Realized gains and losses (continued) Long-term capital gains and losses (continued) Wash sale Ouantlty ce Putchase We xijustme COSI basis Method fae rite date date arnounSlie tlI) Cr$) basis Las Gin 0/ FIFO 4.030 Nov 28, 12 Aug 26, 15 159.40 137.25 22.15 HFO 3.000 Nov 28, 12 Aug 26, 15 119.55 103.23 1632 FIFO 16000 Nov 29, 12 Aug 26, 15 518.75 7899 FIFO 3.000 Nov 29, 12 Aug 26, 15 1 5919 717 545 1038 4 16.07 FIFO 1,087.000 Jan 23, t 3 Aug 26, 1 5 43,316.15 40,008.01 3308.14 FIFO 502.000 Apr 22, 13 Aug 26,15 20,004.33 17,917.23 2087 10 Total $126,977.77 $114,372.07 42,071.46 $14,677.16 Net long-term capital gains or losses $12.605.70 Net capital gains/losses: $12,605.70 CNP700C0005764708 W7000193098 00002 0315 030575004 Y12356600 cOMY_GM_0002tI989 16 v' o End of statement for account number .= CONFIDENTIAL EFTA_00 1 3 14 18 EFTA01273625 Important information about your statement UBS Fnancial Sperm Inc ~rim aIBSFnscialSeivcaa, The km orC ad issuer veil meagre your ~lane xel hobo on the books red records of the aplerthe corer or envelopes —you may doh househollny by ding your is a menter of al priarpalsecunty. unaroddy aid grans will coma any error pronttly tong« agerd/ Fnoucal Myna ~merges UBSFnaiNlServersandLKBaI.USAae Mier subaliries of IBS AG and Milian of uBSStorgem More mire al docks pays. b the Finror tR ?hair • Conan nymerreni coon" of norm: ~me et 9. Friend>, «count INTIM u.0 tekerstrancial ~aerie it arstable Loon repro! Asa ndeated on do kora of f1651aerwn h akt izer Mood parowersheps and prvae plxwents) that are no< llonfnenry aØ nane ref Ixts edurretien Mat you The entes eyeastee of re a to regular roust fees. axecemb may be Nbted to registered laid« the ~Lies Act of 1933. and aloud on Ito Hors online Sewn webste It 6a mammary.. On change:Ice tie payrera far acute: conanizable 'macaw« drawn by you to aza you wth U35 runeia Sevirs lie porthase, ~chirps la %road moults h cab a:cants • Corm:dims coninon * g . forop eetamo aid your ~aging n hm no ega aler on >our ~UM 1200 Harbor &Plaid Accounts Mat ere traWerred to other. TAU:uteri, may be precious rear «moat ticleclkse funies commas and Yter can Mange pv trondy xcemet nanes. through Mine Vaanmsk et NJ 07086 steeps to a rmslor lee Sevres of IY/0"Xlinj »NS /name, Ache« 01madddY *PI« contracts Shissutonem mown the plyoflcialrecod of >cm UBS UBS Sweep Optims The SF< protection aid tho arnal~lproteabn do not Aaron morello Franke Saual a0Ø1 Other reCOICIS.Wrgpt01103Ita UPS offers oplau for ~care bakers braces:0 spy to these assets ern d theyotinvese appear cnrxr • valjo of 1,0t (Couritehr PPS, Nec 01 assets 2W1 downewd. comanng molten? data should not be abed bank Stows at U55 Bart( 1184 anilVIS AG Surfot Cahn suientms The SIX protector, and the spp Wrwita !Widnes upon el you Whore Moo n an mecca widow. please (Bark Swap ograns), maneyntrket mutual hate/one; ', Meehan do not pad agars changes h the market • Arens !whiles Sealable Cat Maces vises la report n ~doper n wring» tel3ranch ~ape of the Mph) ard the nekrUtiOnal Decor Account (Clalfor vat.* of your ihrestmens DAM« as arreter d maim renneed ware, <en 1 rid Glob', Ter* Deposits, unrealized "room; your irmeum ~Men Mrs ei morsaboned kesouxe legnagement encommt. resurs ~lc/ ot Mimin' ) maid to market and metan stets net held byte Prn Amur. thicogh the Birk Sweep nitro mite balsas Does not ncLdeunanced stanItedassets a ne en1 of the Alitechgh al harm tom are emended Be be ranee re swept to tea Bare USA ist b n enatished lene and Mote Yaommon e rattle wpm nicest Vat nay ',bun pax and owe« niter/yin pow« a Wale ~awls. sera datatout] rot be used for tat putoses FOB Memo UPS AG Stamford Branehor a here), Fura Deposes more Morena:on Paul SIC. irecludng the SPC Brodeur. unrested shale cut ho and wanit*le Stoa options »leg On yed.and ir lams. . fan 1099. 5498. I 048. at WS Bat USA ~HNC murred n dOCOrdarde with FOK byco-nag SPC at 202-37I 4300 ex by riteig tie SIC • Ordees InChdeS CAR tdanCe5. outstandng mars etc) when petheing your la< arum Twfvr is re:hindby rules For ewe Poonahon plea* ma worn Wu gar wetale al ~a Site loans. credit leie shpt account Dazes Ian to «son to fie RS al tamb Y deafen& uporitle none 096•Min a IlB5 AG Panted Branch ad taps ce ~et • CeaNnanty birxec Total of unnioned evadable can treble dude's:Is ad merle non owned on secontes Funds ream toured by the FDC Dividend Re irremonent Program ORS) held re your taum n.e proceeds on sale Unbars, aul human. aka I-6-5 Bank USA deposit bakerror-. UPS AG rep, relleded 6a adopt pace You ma/ OtAan the Surrad /rancho/epos< balances red money maket aural con baps on «rah ocuerod wham through Mr DA. sealable to cote banal at sear to &WS 5re frurn, your femora Acer cot Only ,60le shoes lisp sweep Winn a the dose of the gale*** p404 depose accounts a UPS AG ~York Brach and ISS AG arewoad km*, PIP. partial sham oil be moll adore Nonwennonly keg Cled/I balances n yea aCCOunt ~not Cemmuniationa with U.. Firm Caplan Dante These deposits are rea nuel by ttePDIC • meas. re «Minn awl oral onninancatons owing tO telexes hoSi al the ve$ AG Capon Brach re untoutily cash Ad be deposited n psi accoutre the aurora reirestmerc oter tippled by the lists may drer from the segregate from Poebalances and top Femme/ tne ry of these lards n the ordenry course of es/ashes, Rose funds further protect your repo, rubding your rgles undo the eipoad to the scerogn rit of the C mmai Idands, and malt via it whin the patral :hies n sold ▪ payable upon you demand Rio total e inclakd in ne kambes tome Protemon Act (SPA) ther e a ro quaranteece other oh tpaion of UPS AG to rimy curer pnixl doseg value thePalms sti le m the LIPS Cyymaas Brach's boces. Catlehelieu • BAefrnmol inummon onto top kit cd the hail of to Colt Mole ones Inn be NS to your axoun f you re Lensing information fisonnent n not lei Finnor Sews. UBS Feminize (»poses a UBS Bra USA red each UPS AG Brach rena entitled to 'panelpc as aroma Pad/Mad porn or fa dashed relormaton on net rm's lending priers and Sent'scries per acopree as death; broker by preened by SPC MoneyFund tres are wowed by SPC ~wise. te Finn wit ether tel patial imes at market price &clown Mato stuetert Mialbeit9 Agraron or airmgement with the aerated nsauton We intoned See 'UPS (Inmost Sevres 0.:Ccont Frotealon- below a accept an arroyo defornred by a registered dewing Acorn Agoonent ale the General Terns ard Coe-eaten you es this reutionshm Mn you opened this axiom In ageroy. ar dc you account UPS Seat/none of Code Fratas ~able n 49flemer+11 thes case. pa heels arr wu,kies re looted a 585 Upon )01rrnaki.2. brines uta Bat Swap Program a erdeeclosures jis• .aiM •naviv••• ,nfrwex•wm Flynor reefers and noe the rtroaxng broker. and yea/ OA may be wtheaten and shoos of a tithe/ Fund maybe Met «Italy« mist ma. a repot of ny «Tor OrOnier Mk to bath fint% hquidawd, and the proceed: retuned to you a yew The ~anent cArchies and fit prof ile &espial< lo trali ~silos rasel Your at; 4Øm arid mayr vary einrem newt ordrat the Inn Your stMenteni ~d es Startes and Whew a/SetsNM n All actOure mutants shall be deemed compare end ',comply in ninn9 of any bgreicam dunge in your Manor tute enfamatm rout realte sheep *pions. coining the ^owl at the edd the %wont period You may dt acarate 6 nr obierezIP n ~Mg weihn 60 days skitsogn a noment ~we; For eadn accourc held. for delirery ol keypad exurites at any tune You may ~ern knew, hies ans )40,1%. d aminbse you choose one of the lo loving neestnx-nl <broths wnw sbs earl sheterriYils born you F Lai Adv:sor bY taro ~Pm used a ban collar-4 Per Partig.m • ilea:* daa cusurner maplants agnroato the Iran • Pedigo Cane »Corne Monnenli whin.; tlw bare due on teen Any hauntees random] as the inn Cued Rebhan Norman at 201.3521699ot toldra erg SON/cd-::S gain' im of norm only dving dr strewn period are lined a sweet ral» if 01 al $00-354-9, 03. 8 00A ha 106 CO Phl ET ~dell • Atal Carkleelopromon hvennwils seeking growth the end of the ~Merit period thug\ ;tidy. a h rang to uBS Panama' Sows« Inc. 1191 Financial Sperm account protectitn The Fenat a ~ter ot If R Sh5aries New( Protection penCpal rapa than thy gineratOn of nann? • Cost bait » detaming the Pr bases of the sedates Cleni Relalions Departrront PO Box 766 Unon City NI • ProckCeCondarianyn of (Øme and 1C.a.& ~Om Cosporaon (5C). %NM prowssea:nos accounts of ss marled n this sun" SWt whuted web Ore 07B37 ~Po n% tering bah to general« of noont aid martin so »1500.000 ackedeng 1250000 foe dams for nutria« '1: UBS Fite Swooshes riled on free ase WC arm ;men«, time‘ XVII* Mao" srowth d prncelsal adermrØ oblaied from sources other Mr Les • In case of pots a protons about an ekcoonc cads finalcul Savers. inducing nlarnation Iran ~ha In, thryouholcin apaleculactritt tondo (sn bit Peron; ce ursvar dash cad trans-Peons, call æO762.1000 te nrce to L85 Freancel the firm torte wth anal if area has also perchaml Overall risk profiles or ta you my ka » pl»/Ykd to your feruncul Mew repienuntat grosocion he ~ream move payable to • Conan.", Seeks tomistro heir pith.% van low TheFain does net itdependenig way or guringre no Sauces lic. 1000 Matoelgid. 6th I lea, Were~. N) rak and rolelip to the roan oat eon el tamers naseryer vBidky of any Mormaon proneded. by peaces 07066. Arm IMM8SA Sexes all Niabbr dents. colirteelrundor protecion o 550) minor, as of ~et IO. 2013 the account does not porn* *phone town.« other tan USSE ~col Sehres raumsnd evincekeep pace win Winch CM «meter kon as sou cart d you eh Pt per addtion *hough UBS Fiundal Serinoo. gmaylly surbod to to pokyor-editions old hntartan oh at the • mbreern reling to amply:war& tO pØ and staternem or Poem 6 wag Only% need rote updates th e Paternal as c 6 rerCewed it* inn 60e5 rot ceneunim about *tondo on the sera or matt rem eldeter protected fa up ite SI 9 makes n the tolerate sore sax ray » so* higher MUMS ~ogre. toe al put axotnis hell h a estate. apar y • Appespee Ming to apt hgh resit tOrsloPal ad hgh fume& ay ~Pas Ma the Pamela% vide( 'Cost The Fein «card Mute (as ass Mabee) mutt hear tom yam bear aid ~hod Ohm" is exit.. a of Mr chit A lull copy ol thepoky hordng 6 sealble upon re•ao.2 volablepo seeleop returns erto ant no NW 4øn 60 days alter the ferm sent you the fast of nr. raiment A5 a)" please do net rely on this samemon Moth the pa or probkm ~red ink(Inal kin 10 makepurchase or silo ~sons. la la The SPC prourim and the supplemental prorechtes both do Statement lsousehoklior - hold. you nine red mant ~tor (il red purposes or artenvo Account saestmed to thee ern - Deysibe the error or die roofer pp se pure atom. not 49lY to We may 0)Ø1!a12 el resoled accept statements wit the • Conant ranch, mars controlled by (and belated tyro, tas» acuress n the Sarno~ Aca•n‘s maybe rotted may rolled garbs, olanabo orly for the perked of aulocran as clearly æ you can shy you inhere C h as time they are held a the Ferm MorehiPormal reformation error a shy you 6~ more nlarnxiyn aØ valuo)but hell away rom Igg flowerer Swoon for this are boar* they he. owner, eho air ~min (e g . man (0øN a UPS Bark (Neat au% AG on, account refaiontps wan ote dents at the same cm be added by peshrunral Adroa - hoar tas dory num of The smeared any Stamford &dada (d) nstsaxe mochas. examong salable ant The peau 6 Mown as "nowerad'n9 • I you monies red OA shins of ruler Iona vitae sure refer to recent inderdual mimerok might in soproa • Unwontedsaintliness Va‘m dia L a‘atiblo shoes re mg~ ~he n ne norne of the moire spored areal :re yarn eras re caairre for SDNY_GM_00020799 CONFIDENTIAL EFTA_00 1 3 14 19 EFTA01273626 Important information about your statement (continued) Masbate:natty lots The tan:lion data far iniiirthal - Thad parry estinated vibesmaw be reflected as 'Not roster of arms at the holy-dear holdersmutual Athoren at registered sere mats a IRS Randal Servers Ian mayor ma, not reflect coninkarsor Chases ardor ended' n real Irmo% when an 'nlepangeni ladsof tat find liniV inc Sear cyreorgwittaian even Wolfed tied Other valuabcn Irm has rot steeled a d unatle to assign a - m all ion to crthers mowed ri cornechon wen reiworrnnsi lots and %Necrotic paths* lots ',oath value when we boon awa* INT a tnieng wort ha the sale or darbuten of rumream ad Ink VG Seoture is a inhered ricemaof visa 0ombned tot:Oat one award 1st the • trade dae cm:caredthat trey ell a previsinly rro0md rare coo Imtiknc inn unit toot doM11. we ado our Imernmasal LEG Vida Sognabre aide cads aid IRS Ma colon pinentS the Nippur banal on traedate ClUeSIOn. C/ Mho a vibe nould be hghly Speculate. affiliate rase Revue Mang Careemach foam dna Cat to red by IRSBrit USA wet IX.TMIS9011Item duo to the nacre of the seamy matis( The reran companies iodinating the yea USA innagoratoa • Callable sersalties Bonds aid peered wok that the - %then Nigher art issue. rent parer a manor acuity ccoracts Orbits of the hatance cornea-on humsalt for eatyrederipbonhol be selected mall* estimated vino a oh idealy est imad vase is or sponsors a to VA fiviethnfill MPS WP Clartute UPI Financial ServiOes Inc PM 201407 by lot tom arming al sethenes of that esve now pared the vex of me marry vol bedew's:Meow - Our /MUMS also Nicene trading amnions an ore, name a n panne* n are for our times Cat feature ns prose pow remotion from mina hods aid •thr ate iirmut co is &time:Ifrom thrd pale; aid Os xfuray - 'Corrbutions to dare' may includemem of cal Conthalies Nose pew:bats we dimbuto rot quarried Odic call leases may eog Nosh wane a both - We tea** an rug tee fran LBSBakt USA awl USG could affect Veil Campine 'NormaIV ea be provided - • Co011f and ere' reoesentsthe dirdloller g pnCe AG %imbed &WO. 01up to 125 pew mccunt upon roCued per rah rid may not reflect yaw cos bath swooping to to banks weer the UBS Bat Sweep Progrard • Cerdfcates of deposit (CDs) CDs ale MC mad opt • lbestoicted nenritia Restricted sears giateraly are 52'93.000 sr pampa and salad newel the depositor not annotryeigthe for peAk sale IRS inthcia Stream Ankle, r0 pit depoolo-y rulitalios rt norm with iDe: Was the made price of ti0 toorstridod stock of the sane Irritation regardng carrot" and etheir/woos rules • pricohaluo Pnces clothed fa sedates aid Otte MAC a an MutedNW to the rewitsed sine for dowses of °mug:examen* To the mum that b an annecron with creation ot wales naidng on traknons has been oared co cordon:tons entomb lunthed iso you. and wit be pared to you aft Ned seamier it enble for sale. Me valet I eceeed produces may by Orr ce bye than to prior that you may be round* less ma tie invite] yaw town enompik on (num Muff 2aually ramie in the mail PrCeS are °Maned from variaas mid party smarm Much we belimet0 be • Est (estimated) MOM% orrentyialds and amts. An Short ailing relate. but we do not grange ten ax racy .Irate ol rub, nor is based on omen, dreasnd it you a engaged on short 'Ohs a warily you may flora - Wo "mealy use tie doingpro wan aralabta re IN aid ht. rav moan the voitaitim will be held lot (have clue to rail kern cost for that pascals mean or IN b4 axl ask oats Ice Isted *Caret and one yea from siaement date or cool many This yearn opuses ot on tad rumsfor OTC serums estimate is onli a guorene. accuracy and Oxithued - Let atheey ran washes maybe pad tang a Nome are no, payareed Open (Sem valuate, moth, cr therein NMI a a we obtained - Est Muted arnui from. and amyl yitel for canal Regarding Open a "gooditilocacelled • orders Mat wee not admgnot Vara an aorta maker Moor wade bees°, searites auk Mute afar of oncea or thearted by the Staernere date. Opel buy al sell sap - Cnan position may Joe, warred a prat and hill cent gam n *filch Oath. Nome tarldoreM orders as messed by to amount of dwdends or rights on show 'price vas rot mailable' if we re rustle to yea) would be overstated • oodiaSindsor nonplus date unless entrusted Niemen. obi* a pee for a security - Earner anus mount nd current rail aid to by you YOu are reaornblefor orders that are executed de - Deposes a sedates derma& n artencses Other actua home and yield night be lower or hgher tha to put fare to cancel existing open orders tan U S Oates are ref Wed a the endangeore as of the trinted aeons the slatertent date - An ninite ol inrualced insane Ovid'sd aids Tax witholdirg an faserbutions for UK Pinar:al - For conan senrines PaOrg m nOroCCordthrig florist chided bythe °Nem make, variatrne Swaim IRAs deromnatau. pce aid quality dace vase) may hare balanced bated Co the In dieutend or creel Nostra tad Saw enures MS fnalcia Services to wdubold been awards° frigate prow %Waco parent made by the mint and attunes the income to from ao" tackle MA distribat oss tut you may To obtain curt motor wen wart*. coma° your sewnhider s ell be Neldfa one war from the earl not lobe.. Mono lay wahholl or. Mast you nay Enamel Ad se' statement date or remarry AoarrY aid Nees to have la( wieterld a acre or n a teed anon as continued rid ae not guaarneal you co0se Vol Heron wit warn n effact untilrented • Prima Ineratnume rand muddiedproduces. Potato by you You nay remand your election a any IV* by many -mortuary securtes anclning direct palkpation • *amine held by WS financial S woke Conan anew Nano a pu do rot haw moult tire tai pagan and realmate n*Strnem trial Matte* and • are not luidSloytePom an not Men the frets reed Iran 'Cur dartutiOnS. yOu maybe rethOnStde for Oructseed pathos are gowaly highly ilkOdd Certain posseSsco or antol Thee assets re antmed cn yam the payrnor of esitnxed to you may oar praxes A the unichrod podia& tare not Dem retorted wit the strewn' for inlonnabonal osmosesoh Prow ad mounts withhold ara ma estimated tar payments senor Wales and Etallante Conmssen cr under any are rases presented are iwo-Sod byte issues. firm IRS equal to yOf ramblisatioi SPOONS OM We New* estmred rains kr pirate fnanCia SerithiS i not reiponsbly for this Ofeensiso rumen tortes ad seniors products eor and does net gunge m awry These insets Tenet Privacy itonnatcnalpupo,e, only AcaraCY a rot guffawed prowled by SVC or tor inns soppermal SaC To obtan a copy of cur nowt Ohre Proxy AWN. pax* - ibex values maydifkr 'internally from plait day coverage contact Nis F nate,motor orrisa our wthine at a MO white mestrnere sterna endued mow was cramonacworry protha maybe [cur a sold aid do not necessary • Revenue doming and addblonacareensaram reptant the rase you may Nara upon IGuellaten - h additi74I 10 mminissom or sales ad Ube fees U3S Nowell Servos 6 not a bat the WA. tumors - Mid pay .man of vale art as of a anan dare rased in corium with the tritium of instal ServasS Account BSA and AMA a brceerage lattitS aid are Thoplitd to ISS Natal Savors on a regular hridt toots chentS we rot our tare rearm MIm preside access to baling serwoces and pram Dal by an ndepentfent halation Iron /Web* Mann; papunts fcorn asubut3rs antler trough anationwnts wed WINN banks red other MS. Berra Darner &Sponsor minuted vim if 'orison of the muter funds that we sell Theo partybasks and prudes ars to inmate and fluty my. ate swelled to tieFrm by the mum general rants are based on two &Snit arroonints prOttle iStittl by unar dated thrd early Swam partner a swear and may bealb-dated based co the amount of saksby uBS 01 a precut% mutual fund anon*, trough mire agency ads/Sr es of UM Ober* Nervation from that used by thrd panes to fair to or dens. end (4 the tate vate of a Fonda Saviors e.c clothe thee intimated rases prowl,mar fad fangs shares lokl a rim Inn - You car obtain adrift:nal stormalco regaling the - We aid CO aaare an mange retorng and batter. nuance. and amuly products methodology used to determine tlie esthiae of via onatosprocesong lees n ortedeiron for trailer Not MK haired • No bane motor May lose vain and in, date of toe hfonn.von anal Is the bass fa the agent smilres That We proud. to [he neual funds encore by aedactin your Fonda Adler These fees generabi as pad trim imenor men f the litatA ReSOuireeAvonuni ACCOult Susanna Swan roma lac ad to a tird dolte anon) basal on the ACCoal SSA. IVAA and ntemaborial RerOurCe lAtagerreent SDNY_GM_00020800 CONFIDENTIAL EFTA_00I 31420 EFTA01273627 UBS UBS Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 September 2015 O4P70065265030915X1I. GHISLAINE MAXWELL 116 E 65TH STREET NEW YORK NY 10065.7007 Account name: GhliSLANE MAXWELL Friendly account name: In& Account number SS Your rinandal Advisor. SCO11 STACK1AANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor Or the Value of your account RMA Re50urCeline at 800-4MA-1000, on August 31 (4) on September 30(4) account 029023568 Your assets 1,576,386.61 1,332,724.47 Visit our websIte: Your liabilities 0.00 aoo vaidvi.ub&COMIlinanCialServiCeS Value of your account 11,576,386.61 31,332,724.47 Sources of your account growth Tracking the value of your account during 2015 Value of your account SThe Lr...3,1C1$ at year end 2014 $1,721,172.36 Net deposits and • ,721 1.5764 withdrawals 4297,41505 1,332.7 Your ilveStMent return Dividend and interest income 434,478.52 Change in market value -4125.511.36 Value of your account Dec 2014 on Sep 30. 2015 0.332.724.47 Aug 2015 Sep 2015 SDNY GM 00020801 PA•mber SIPC CNP70003006526503 NP7000303380 C0007 0915 030575004 Y123568550 100000 Page 1 of 14 CONFIDENTIAL EFTA_00131421 EFTA01273628 SUBS UBS Strategic Advisor September 2015 Account name: cj iirtJal, ' Friendly account name:Ind Account number: • LL. Your K mental Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of September 30 (14 your account • Cash and money balances may include A Cash and money balances 7,126.05 0.53% Your current asset allocation available cash balances. UBS Bank VSA deposit Cash alternatives 0.00 0.00% account balances. V95 AG Sumford Branch B deposit account balances and money market C Equities 1,325,598.42 99.47% mutual fund sweep balances See the important information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% Total assets 11,332,724.47 100.00°0 C Value of your account $1,332,724.47 Eye on the markets Percentage change Index September 2015 Year to date S&P 500 -2.47% -529% Russell 3000 -2.91% -5.45% MSC I - Europe, Australia & Far East -5.04% -491% Barclays Capital U.S. Aggregate Bond Index 0.68% 1.13% Interest rates on September 30, 2015 3-month Treasury bills: 0.00% One-month LIBOR: 0.19% OIP700C9006526504NP700330338000C02 MI 5 03057506423568550 lowitGiumcsitee 2 of 14 CONFIDENTIAL EFTA_00131422 EFTA01273629 UBS Strategic Advisor Account name: Your Financial Advisor SCOTT STACK MANLYLE CASRIEL UBS September 2015 Friendly account name: Account number. Change in the value of your account Summary of gains and losses Values reported telow exclude products for which gans and iosses are DOI dtsified September zoi 5(Si Year to date (1) Realized gains and losses Unrealized Opening account value $1,576,386.61 $1,721,172.36 September 2015 (1) Year to date (1) gains and bsse5 (4) Deposits, including investments transferred in 0.00 2,200.00 Short term 0.00 0.00 4,898.78 Withdrawals and fees, Long term 2,353.26 23,991.77 192,285 63 including investments transferred Total $2,353.26 523,991.77 $197,184.41 cut Q40,954.67 -299,615.05 Dividend and interest income 5,635.22 34,478.52 Change in market value -8,342.69 -125,511.36 Cash activity summary See Account &dusty the month for dela lk Balances in your Sweep Options are Ind ueed n the opening and Closing account value $1,332,724.47 $1,332,724A7 closing balances we ue. FDIC insurance pier only to deposits a u8S Bank USA, rot to deposits at UBS AG. starriord Eranich or bank deposits paced tnrouli the UBS internetiond crow Account prcgram. S/PC protection applies to money market sweep fund holdings but nal bar* deposits SeeImportant MS:yogi:1n ,bout your statement on the last two pages Cf. this document for coals Dividend and interest income earned September 2015 (1) Year to date (/) FOI purposes of iris slater- Mn', of 'nines] and biidend income ism been determined frcm a U5 Opening balances $132,854.76 $6,517.57 tar reporting penprdire. Based upon the residence of the account holder, account type, or product type, some interest ardor chidend payments may riot be subiect to United States (US) ardor Puerto Rico (FR) Additions Income tares. The dent months/ statement 2 nos intended to be used and cantos be relied upon ice tai Nrposes. Clients should refer to the apeletile tar reporting forms they recent. from 165 annualy, such as Deposits and other funds credited 0 00 2,200.00 the Forms 1099 and the Tenni 480, fOr lac reporting information It is the make Of U85 to Me the Ebblicade ta( tenoning forms with the US intern8 Revenue Semce and PR Treasury Department and in Dividend and interest income 5,635.22 34,478.52 such forrrn accurately usury chucknct amtlot interest as tar erenot or tattle income. Pleat Lomat your InChldbaltax prepare( Proceeds from investment transactions 109,590.74 347,943.03 September 2015 ell Year to date (t) Total additions $115,225.96 $384,621.55 Taxable dividends 5,635.19 34,473.67 Subtractions Taxable interest 0.03 4.69 Professional management fees and related services 0.00 -6,396.16 Total current year $5.635.22 $34A78.36 Other funds debded -240,954.67 -293,218.89 Prior year adjustment 0 00 0.16 Funds withdrawn for investments Total dividend & interest $5,635.22 $34,478.52 bought 000 -84,398.02 Total subtractions -5240,954.67 -1384,013.07 Net cash flow -$125,728.71 $608.48 Closing balances $7,126.05 $7,126.05 SDNY GM 00020803 CUP70303003526505 NMI:0303390 00002 0915 030575004 Y123568550100000 Page 3 of 14 CONFIDENTIAL EFTA_00131423 EFTA01273630 Account name: GHISLAINE MAXWELL UBS UBS Strategic Advisor September 2015 Friendly account name: Account number Your linanciel Advisor: SCOTT STACK MANLYLE CASRIEL Loan summary Your account instructions Opening loan balance on August 22 • Your account is currently coded for margin. $O • Your account cost basis default dosing method is FIFO, First In, First Out Closing loan balance on September 21 $0 Average loan balance $20,519 Loan interest period August 22 to September 21 Number of loan (debit) days 5 Average loan interest rate 9.875% September 2015 loan interest $28.14 Year to date loan interest $28.14 UBS Bank USA Deposit Account APY Interest period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 $976.80 Closing UBS Bank USA Deposit balance Sep 7 10.00 Number of days in interest period 32 Average daily balance $2,828.48 Interest earned $0.03 Annual percentage yield earned 001% Your investment objectives: You have identified the following imestrnent objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Froancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document. Your return objective: Capital appreciition Your tisk profile: Pnmary - Aggresswe Investment eligibility consideration - None sleeted CNP7C0093C6526506NP70C0303390 00002 0915 030575004 M23564550 10%ftyGro0002aletae 4 of 14 CONFIDENTIAL EFIA_00131424 EFTA01273631 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: *UBS September 2015 Friendly account name: Account number. SCOTT STACKMAN/LYLE CASRIEL Your assets Some potes, income and current values Shdern May be EppithrirMe. AS a tesull. gains addlossesmey sal be accurately reflected. See enponent in/ameba, about your statement a the end of INS etcurnera tol more infornaton. Cash Cash and money balances Cash and mosey balances may include avalade cash balances, U85 Bant USA deposit account balances, UBS AG Star/Ord Branch Cepovi account bsarces and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC ealhn apart<Ide limits, but are not protected by SIPC u85 AG Stanford Brant Adeposit account bemires are not insured by FDIC and at not protected by SIPC Money market sweep batances are protected by 9PC but are not insured by the FDIC. See the important information about your statement a the end of this document for details about those Sancti. Openng bean«. Closing tueuxe ente per share Average Addend Interest Oaf' in Hddng on Sep I (S) on Sep 20 (I) on Sep 30(1) tale period period Cap /mount (I) Cash 73,193 95 0.00 LES BANK USA DEP ACCT 59.660 81 7.12605 250.00000 Total $132,854.76 $7,126.05 Equities Common stock nuMmise pro,/ Trade larrrber AVtlar price Price per sheet Value on unresized Hord ng sicedng date of shares per Shalt (1) Crab baSit (Si on Sep 30(1) 5p30(1) Ben Or IOSS (1) period AECOM Symbol. ACM Exchange: NYSE Jan 28, 15 500.000 26.619 13,309 95 27.510 13,755 00 445.05 ST Jan 30, 15 ICO 000 25.532 2,553 24 27.510 2,751 00 197.76 ST Security total 600.003 26.439 15,863 19 16,506.00 642.81 ANALOG DEVICES INC Symbol, ADI Exchange OTC EAI: 12,802 Current yield: 2.84% Nov 16, I I 13.000 37 316 485.12 56.410 733 33 248.21 LT Nov 17, 11 13.000 35393 460.12 56.410 733.33 273.21 LT Nov 18, II 35.000 35.502 1,24258 56.410 1,974 35 731.77 LT Nov 2 I, I I 18.000 34371 618.68 56.410 1,015.38 396.70 LT Nov22, I 1 15.000 33338 50007 56.410 846.15 346.C6 LT continued next page SDNY GM 00020805 C HP7030?0065.76507 NV7003303390 00032 0915 030579304 MI23568550 10:000 Page S of 14 CONFIDENTIAL EFTA_00131425 EFTA01273632 (S UBS UBS Strategic Advisor Account name: GISSLAINE MAXWELL Your Ilnandai Advisor, Friendly account name: SCOTT STACK MAN LYLE CASRIEL September 2015 Account number. Your assets . Equities . common stock (continued) Purchase pricer Trade learbee Average price Price per :here Vdueon Unredzed Prang louring dab of shares per Aare (S) Cott basis (S) on Sep 30(3) Sep 30 (S) grin a loss (S) period Nov23, 11 22.000 32.655 718.43 56.410 1,241.02 522.59 LT Nov25, 11 7.000 32.460 227.22 56.410 394.87 167.65 LT Nov28, ll 30.000 32.951 968.55 56.410 1,692.30 703.75 LT Nov29, 11 18.000 33.472 602.51 56.410 1,015.38 412.87 LT Nov29, 11 5.000 33.622 168.11 56.410 282.05 113.94 LT Apr 24, 12 30.000 37.567 1,127.01 56.410 1,692.30 565.29 LT Ian 23,13 1,056.000 43209 45,62881 56.410 59,568.96 13,940.15 LT Apr 22, 13 481000 42.447 20,756 68 56.410 27,584.49 6,827.81 LT Security total 1,751600 41.990 73,523.89 98,773.91 25,250.02 AUTOMATIC DATA PROCESSNG INC Symbol. ADP Exchange: OTC EAI: 32,493 Current yield: 2.44% Aug 4, II 146.000 42343 6,182.08 80.360 11,732.56 5,550.48 LT Aug 12, 11 4.000 40.955 16182 80.360 321.44 157.62 LT Jan 23,13 767.000 52320 40,129 93 80.360 61,636.12 21,506.19 LT Apr 22, 13 355.000 56.870 20,189.01 80.360 28,527.80 8338.79 LT Security total 1,272.000 52.409 66,664.84 102,217.92 35,553.08 BAXTER INTL INC Symbol: BAX Exchange: NYSE $716 Current yield 1.40% Jun 20, 12 30.000 28.496 854.88 32.850 985.50 130.62 LT Jun 20, 12 17.000 28.455 483.75 32.850 558.45 74.70 LT Jun21,12 29.000 28.762 834.12 32.850 952.65 118.53 LT Jun 21.12 7.000 28.444 199.11 32.850 229.95 30.84 LT kr 21,12 5.000 28.838 144.19 32.850 164.25 20.06 LT Jun 22, 12 61.000 28.658 1,748 19 32.850 2,003.85 255.66 LT Ian 23,13 768.000 36.815 28,274.47 32.850 25,228.80 -3,045.67 LT Apr 22.13 355.000 38284 13,591.05 32.850 11,661.75 -1,929.30 LT Sep 19, 13 74.000 39857 2,949.45 32.850 2,430.90 -518.55 LT Sep 19, 13 6.000 39.696 238.18 32.850 197.10 -41.08 LT Sep 19, 13 3.000 39.700 119.10 32.850 98.55 -20.55 LT Sep 20,13 47.000 39.758 1,868.67 32.850 1,543.95 -324.72 LT Oct 3, 13 154.000 35.679 5,494.57 32.850 5,058.90 -435.67 LT Security total 1,556.000 36.504 56,799 73 51,114.60 -5,685.13 continued next page CNP70009006526508 NP7000303380 00002 0915 03057500423503550 lOrictSw_Gm_000200se 6 of 14 CONFIDENTIAL EFTA 00131426 EFTA01273633 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your PI nandal Advisor: *UBS September 2015 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (continued) PUIthit.e Pil(d TIJO wpbs Average price Price per shse \glue on Unreerized Holdng Hddng dtle of stern per skate (1) Cost basis (1) on Sep 30(1) Sep 30 (1) gain or loss (1) period IBLACKRCCK INC Symbol: BLK Exchange NYSE EAI: 13,244 Current yield: 2.93% Oct 5, 12 7.000 189.932 1329.53 297.470 2,082.29 752.76 LT Oct 5, 12 3.000 187.820 563.46 297.470 892.41 328.95 LT Oct 5, 12 2.000 186.670 373.34 297.470 594.94 221.60 LT Oct 8, 12 8.000 188.783 1,510.27 297.470 2379.76 869.49 LT Oct 9, 12 15.000 189.1% 2,837.79 297470 4,462.05 1,624.26 LT Oct 9, 12 2.000 189.010 378.02 297.470 594.94 216.92 LT Oct 10, 12 3.000 187.720 563.16 297.470 892.41 329.25 LT Oct 10, 12 2.000 187.670 375.34 297.470 594.94 219.6O LT Oct 10, 12 2.000 187.995 375.99 297.470 594.94 218.95 LT Jan 23,13 224.000 236.966 53,080.41 297.470 66,633.28 13,552.87 LT Apr 22, 13 104.000 251.093 26,113.69 297.470 30,936.88 4,823.19 LT Security total 372.0O3 235.218 87,501.00 110,658.84 23,157.84 COLGATE PALMOUVE CO Symbol: Cl Exchange NYSE EAI: 42,292 Current yield: 2.40% Aug 4, 71 174.000 41.632 7244 05 63.460 11642.04 3,797.99 LT Aug 12, 11 4.000 42.450 169.80 63.460 253.84 84.04 LT Jan 23,13 910.000 54240 49358.63 63.460 57,748.60 8389.97 LT Apr 22, 13 420600 59.788 25,11 1.32 63.460 26,653.20 1,541.88 LT Security total 1,508.000 54.300 81,883.80 95,697.68 13,813.83 E0G RESOURCES INC Symbol: EOG Exchange: NYSE EAI: 3335 Current yield 0.92% tan 28, 15 500.000 90.411 45,205.72 72.800 36,400.00 -8,805.72 ST FORTINET INC Symbol: FTNT Exchange: OTC Jan 28.15 500.000 31.942 15,971.36 42.480 21,240.00 5268.64 ST Jan 30,15 250.000 29.431 7357.75 42.480 70,620.00 3,262.25 ST Security total 750.000 31.105 23329.11 31,860.00 8,530.89 GEM. MILLS INC Symbol: GIS Exchange: NYSE (Al: 33,312 Current yield: 3.14% Aug 4, 11 191.000 36265 6,926 77 56.130 10,720.83 3,794.06 LT Aug 12, 11 5.000 35.754 178 77 56.130 280 65 101 88 LT continued next page SDNY GM 00020807 CNP20003005526509 NP1000303390 00002 0915 030575004123568550100000 Pogo 7 of 14 CONFIDENTIAL EFTA 00131427 EFTA01273634 UBS UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your 15 asocial Advisor, SCOTT STACK MANYLYLE CASRIEL September 2015 Account number. YOLK assets Equities . Common stock (continued) Purchase pricy Trade Weber Average prke Price per shoe Vdue on Unrealized Hddng Hddng date of shares per share (1) Con basis (I) on Sep 30(1) Sep 30 ($) gain or loss (1) period Jan 23,13 1,001.000 41387 41,428.89 56.130 56,18613 14,757.24 LT Apr 22, 13 464.000 50287 23,333.21 56.130 26,044.32 2,711.11 LT Jim 17, 13 148.000 49.739 7,361.45 56.130 8307.24 945.79 LT Psi 18.13 73.000 49.836 3,638.07 56.130 4,097.49 459.42 LT Security total 1,882.000 44.03I 82.857.16 105,63866 22,769.50 JOIMSON & JOHNSON COM Symbol:1Ni Exchange: NYSE EAI: 13,198 Current yield:3 21% Aug 4,11 123.000 62377 7,672.38 93.350 11,482.05 3,809.67 LT Aug 12, 11 3.000 63.730 191.19 93.350 280.05 88.86 LT Jan 23,13 642.003 72.736 46,696.71 93.350 59,930.70 13233.99 LT Apr 22, 13 298.000 84.721 25247.10 93.350 27,818 30 2,571.20 LT Security total 1,066.000 74.866 79607.38 99,511.10 19,703.72 ts/CDONALDS CORP Symbol: MCD Exchange: NYSE EAI: 33,461 Current yield: 3.45% Aug 4, 11 95.000 84.969 8,072.06 98.530 9,360.35 1,28829 LT Aug 12, 11 3.000 85.910 257.73 98.530 295.59 37.86 LT Nov29.12 8.000 86.456 691.65 98.530 788.24 96.59 LT Jan 23,13 555.000 93.053 51,644.75 98.530 5.1,684.15 3,039.40 LT Apr 22, 13 255.000 99318 25326.32 98.530 25,125.15 -201.17 LT Sep 19, 13 78.000 97.879 7,634.63 98.530 7,685.34 50.71 LT Sep 19.13 22.000 97.425 2,14336 98.530 2,167.66 24.30 LT Sep 19.13 2.000 97.830 195.66 98.530 197.06 1.40 LT Security total 1018.000 94.269 95,966.16 100,303.54 4,337.38 PEXTERA ENERGY INC COM Symbol: NEE Exchange NYSE EAI: 13,579 Current yield: 3.16% Aug 4, 11 134.003 52.960 7,096.75 97.550 13,071.70 5,974.95 LT Aug 12, 11 3.000 52.530 157.59 97.550 292.65 135.06 LT Jan 23,13 700.003 71.610 50,127.21 97.550 68285.00 18,157.79 LT Apr 22, 13 325.000 79.757 25,921.06 97.550 31,703.75 5,782.69 LT Security total 1,162.003 71.689 83302.61 113,353.10 30,050.49 OCCIDENTAL PETROLEUM CRP Symbol: OXY Exchange: NYSE EAI: $2,907 Current yield: 4.54% Feb 12. 14 148.000 88.959 13,165.96 66.150 9,790.20 -3,375.76 LT continued next page CNP70303006526510NP7000303380 00002 0315 030575004.23568550 10~1YGM00020,111Ir 8 of 14 CONFIDENTIAL EFTA 00131428 EFTA01273635 UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your PI nandal Advisor: UBS September 2015 Friendly account name: Account number. SCOTT STACK MA:417LE CASRIEL Your assets Equities . Common stock (continued) Purchase OW Trade neater Meat, price Price pet share \glue on tweaked Holdng HcIdng date of shares per sheet (S) Cost basis CS/ on Sep 30 (0 Sep 30If/ On or loss (1) period Feb 12, 14 117.000 88.989 10/111.82 66.150 7,739.55 -2,672.27 LT Feb 12, 14 32.000 89.002 2,848.07 66.150 2,116.80 •731.27 LT Feb 12, 14 7.000 88.857 622.00 66.150 463.05 •158.95 LT Feb 13. 14 110.000 88885 9,777.41 66.150 7276.50 -2.500.91 LT Feb 13. 14 68.000 88.708 6,032.19 66.150 4,498.20 -1,533.93 LT Feb 13, 14 33.000 88369 2,916.19 66.150 2,182.95 -733.24 LT Feb 13, 14 6.000 88.421 530.53 66.150 396.90 -133.63 LT Feb 14, 14 334.000 92(65 30,749.82 66150 22,094.10 -8,655.72 LT Feb 18. 14 114003 92.677 10,565.23 66.150 7,541.10 -3,024.13 LT Secwity total 969.003 90.422 87,619.22 64.099.35 .23,519.87 PEPSKO INC Symbol: PEP Exchange: NYSE EAI: 13,243 Current yield: 2.98% Aug 4, 11 115.000 63.979 7,357.65 94.300 10,844.50 3,48685 LT Aug 12, 11 3.000 63.023 189.07 94.300 282.90 93.83 LT May 16, 12 6.000 68.535 411.21 94.300 565.80 154.59 LT Oct 24, 12 1.000 68.690 68.69 94.300 94.30 25.61 LT Oct 25, 12 2.000 68.810 137.62 94.300 188.60 50.98 LT Oct 26, 12 1.000 68.890 68.89 94.300 94.30 25.41 LT Oct 31, 12 1.000 69.370 69.37 94.300 94.30 24.93 LT Nov6, 12 1.000 69.370 69.37 94.300 94.30 24.93 LT Nov7, 12 1.000 69.150 69.15 94.300 94.30 25.15 LT Nov8, 12 2.000 69.090 138.18 94.300 188.60 50.42 LT lan 23,13 699.000 72.166 50,444.31 94.300 65,915.70 15,471.39 LT Apr 22, 13 322.000 82251 26,484.85 94.300 30,364.60 3,879.75 LT Security total 1,154.000 74.097 85,508.36 108,822.20 23,313.84 PROCTER ES GANABLE CO Symbol: PG Exchange: NYSE EAI: 43,007 Ogren( yield: 3.69% Aug 4,11 118.000 60.103 7,092.22 71.940 8,488.92 1,396.70 LT Aug 12, 11 3.000 60.896 182.69 71.940 215.82 33.13 LT lan 23,13 619.003 69.941 43,293.73 71.940 44,530.86 1,237.13 LT Apr 22, 13 286.000 81332 23,261.18 71.940 20,574.84 -2,686.34 LT Apr 24, 13 108.000 77.762 8398.32 71.940 7,769.52 -628.80 LT SDNY Gaagiá"P89. CH770003006526511 NP70003033$00002 0915 030575004 Y123568550100000 Pegs 9 of 14 CONFIDENTIAL EFTA_00131429 EFTA01273636 *U BS U BS Strategic Advisor Account name: GH1SLAINE MAXWELL Your Ilaancial Advisor: Friendly account name:Ind SCOTT STACK MAMLYLE CASRIEL September 2015 Account number: Your assets . Equities . Common stodc (continued) Purchase pricel Trade Harter Average pace Price per share Vdueon Unedited Holding Hcldng date of charm per dust (1) Cost basis (S) on Sep 30(11 SeP 30 4/ gain or loss (I) period SeCueity IOW 1,134.000 72.512 82228.14 81,579.96 -648.18 TRAVELERS cos INOTHE Symbol: TRV Exchange NYSE EAt 42,811 avrent yield:2.45% Apr 24, 12 20.000 63432 1268.64 99.530 1,930.60 721.96 LT Apr 24,12 4.000 63350 253.40 99.530 398.12 144.72 LT Apr 24.12 1.000 63.560 63.56 99.530 99.53 3557 LT Apr 25, 12 10.000 63.520 635.20 99.530 995.30 360.10 LT Apr 25,12 10.000 63617 63617 99.530 995.30 359.13 LT Apr 25, 12 10.000 63.659 636.59 99.530 995.30 358.71 LT Apr 25, 12 2.000 63545 127.09 99530 199.06 71.97 LT Apr 25, 12 2.000 63.645 127.29 99.530 199.06 71.77 LT Apr 25.12 2.000 63.745 127.49 99.530 199.06 71.57 LT Apr 26, 12 5.000 63.928 319.64 99.530 497.65 178.01 LT Apr 26.12 2.000 63.920 127.84 99.530 199.06 71.22 LT Apr 26, 12 2.000 63.930 127.86 99.530 199.06 71.20 LT Apr 26, 12 1.000 63.720 63.72 99.530 99.53 35.81 LT May 1, 12 15.000 64.637 969.56 99.530 1,492.95 523.39 LT May 1, 12 6.000 64.715 388 29 99.530 597.18 208.89 LT May 1, 12 6.000 64.975 389.85 99.530 597.18 207.33 LT May 1, 12 2.000 64.850 129.70 99.530 199.06 69.36 LT May 1, 12 1.000 64.820 64.82 99530 99.53 34.71 LT May2, 12 7.000 64374 450.62 99.530 696.71 246.09 LT May 2, 12 4.000 64.410 257.64 99.530 398.12 140.48 LT May2, 12 2.000 64320 128.64 99.530 199.06 70.42 IT Maya, 12 4.000 64.960 259.84 99.530 39812 138.28 LT May 3, 12 2.000 64.675 129.35 99.530 199.06 69.71 LT May 3, 12 2.000 64.910 129.82 99.530 199.06 69.24 LT Jan 23, 1.3 629.000 77.560 48,785.62 99.530 62,604.37 13,818.75 LT Apr 22, 13 290000 84.719 24,56868 99.530 28,863.70 4,295.02 LT May 22, 13 111.000 83.807 9302.58 99.530 11,047.83 1,745.25 LT Sectrity total 1,152.000 78.533 90,469.50 114,658.56 24,189.06 Total 31,138,539.81 S1.331,193.42 $192,653.61 Total estimated annual income: $37,400 CRP7OCCOOC65265i 2 NP7000303380 00002 0915 030575004.235685S01006ftyGatmoan 10 of 14 CONFIDENTIAL EFTA_00131430 EFTA01273637 Amount name: GHISLAINE MAXWELL UBS Strategic Advisor Your PI nandal Advisor: *UBS September 2015 Friendly account name: Amount number: SCOTT STACKMAN/LYLE CASRIEL Your assets a Equities (continued) Short options Ttecte Nurrbet Sale orke Sale Price per context Contract Value on Unrealized Hddng H(IcIng date of contacts per convect (S) proceeds (f1 on Sep 30 (11 prerraurn(S) Sep 304) gain or lost (1) pelted CALL AUTOMATIC DATA PROC DUE 1016115 80.000 Expires Oct 15 Symbol: ADP Aug 26, 15 -12.000 1599 -1,919.96 160.000 1.600 -1,92003 -0.04 st- CALL JOHNSON &JOHNSON C DUE 1016115 100.000 Expies Oct 15 Symbol: PO Aug 26, 15 -10.000 0.999 -999.98 11.000 0.110 -110.00 889.98 sr CALL BAXTER INTL INC DUE lateIS 40.000 Expires: Oct 15 Symbol: BAX Aug 28, 15 -15.000 1.029 -1,544.97 8.000 0.080 -120.00 1,424.97 sr CALL TRAVELERS COS NOT DUE 10 16115 105.000 Dpires Oct 15 Symbol: TRV Sep02, 15 -10.033 0.519 -519.99 16.000 0.160 -160.00 359.99 sr CALL ANALOG DEVICES INC DiE 101E/15 57.500 Dpires Oct 15 Symbol: AD1 Sep02, 15 -17.000 1.459 -2,481.95 95.000 0.950 4,615.00 856.95 ST CALL ICCEERA ENERGY INC DiE 1016115 100.000 Wires: Oct 15 Symbol: NEE Sep02, 15 -IOC® 1.139 -1,139.98 65.000 0.650 -65003 489.98 ST CALL BIACKROCK INC DUE I v2015 320.000 Wires: Nov 15 Symbol: BLK Sep 25, 15 -3.000 5.063 -1,51897 340.0® 3.400 -1,02000 498.97 ST Total -910,125.80 -85.595.00 94.530.80 SONY GM 00020811 CNP703030C6S2651 3 NPX)00303380 00002 09IS 0305750Gt M23568550 100000 Pogo 11 of 14 CONFIDENTIAL EFTA_00131431 EFTA01273638 UBS UBS Strategic Advisor Account name: GHISt.,ANE f<1AXVr ELL Friendly account name:Ind Your Enancial Advisor: SCOTT STACK MAMLYLE CASRIEL September 2015 Account number: Your assets (con trued) Your total assets Percentage of Cost Estimated Unrealized Value on Sep 30 (SI your account basis annual mccrne (51 gam or loss (5) Cash Cash and money balances 7,126.0$ 0.53% 7,126.05 Equities Common stock 1,331,193.42 1,138,539.81 37,400.00 192,653.61 Short options -5,595.00 -10,125.80 4,530.80 Total equities 1,325,590.42 99A7% 1.1284414.01 37.400.00 197,18441 Total 61,332,724.47 100.00% 61,135,540.06 637,400.00 6197,194.41 Account activity this month Dalt Acti.ity Description Amount (I) Dividend and interest income Tan* dif.idends Sep 8 Dvidend JOHNSON & JOHNSON COM PAD ON 1066 799.50 Sep 9 Cividend ANALOG DEVICES INC PAID ON 1751 700.40 Sep IS Cividend NEXTERA ENERGY INC COM PAID ON 1162 894.74 Sep 16 Dvidend MCDONALDS CORP PAID ON 1018 865.30 Sep 22 Dvidend 8LACKROCK INC PAID ON 372 810.96 Sep 29 Dvidend CDC GLOBAL INC COMMD ON 424 50.88 SeP29 Dividend PEPSICO INC PAD ON 1154 810.69 Sep 29 Dvidend TRAVELERS COS INCITHE PAID ON 1152 702.72 Total taxable dividends 65435.19 rarebit intereS Sep 8 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF 0904115 0.03 Total taxable interest $0.03 Total dividend and interest income 65.63522 Date ActIttly Oescaptson Armee (S) Other funds debited Sep I Transfer JOURNAL TO 23575 GleSLAPIE MAXWELL ,216,265.51 Sep 3 Transfer JOURNAL TO M 23575 GSISLAINE MAXWELL .24,661.02 Sep 22 Loan Charge LOAN INTEREST CHARGED -28.14 Total other funds debited -$240.954.67 CNP700030065265I 4 NP7000303380 00002 C915 030575004 VI 2356855010MgyGmgogan 12 of 14 CONFIDENTIAL EFTA_00131432 EFTA01273639 (SUBS Account name: CHISLAINE MAXWELL UBS Strategic Advisor Your ll nandd Advisor Friendly account name:Indr SCOTT STACKMAHLYLE CASRIEL September 2015 Account number. Account activity this month (continued) Investment transactions For more I nformalon stout tee priceivatue shown tor restricted securities, see Important Wormation about your statement at the end of !tits croc velem ProteedS hurl Funds investment vAthdrewn fa Accrued Delo Activity Descept.on QUarnity Val0($) PM. N) tramactions (5) mwsunenls Occertit (5) irterod (5) Sep I Sold CATERPILLAR INC -1,110.000 75.146200 83,410.75 Sep 3 Sold CALL TRAVELERS COS a4C/T DUE 1016/15 -10.000 52 CENTS 519.99 105 000 OPEN CUST CVRD Sep 3 Sold CALL ANALOG DEVICES INC DUE 1016'15 -17.00D 1 46 2481.95 57.500 OPEN CUST CVRD Sep 3 Sold CALL NEXTER A ENERGY INC DUE 101915 -10.030 1.14 1,13998 100 000 OPEN COST Cl/RD Sep 8 Sold CDK GLOBAL INC COM -424.000 48.395030 20,519.10 Sep 28 Sold CALL BLACKROCK INC DUE I1120115 320000 -3.030 5.063333 1,518.97 OPEN CYST CVRD Total $109,590.74 Date Activity Descirptcn Arnount (I) Money balance activities Aug 31 Balance forward $59,660.31 Sep I Deposit UBS BANK. USA DEPOSIT ACCOUNT 73.193 95 Sep 2 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 0901115 -132,854.76 Sep 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 799.53 Sep 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 700.40 Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 894.74 Sep 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 865.30 Sep 23 DepOSit UBS BANK USA DEPOSIT ACCOUNT 782.82 Sep 29 Deposit U85 BANK USA DEPOSIT ACCOUNT 1518.97 Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,564.29 Sep 30 Closing UBS Bank USA Deposit Account $7,126.05 The UBS Bank USA Deposit Account is your primary sweep cplion SDNY GM 00020813 C11F7C0011305526515Ne700330331110 000O2 0915 030575001 Y123568550100000 Page 13 of 14 CONFIDENTIAL EFIA_00131433 EFTA01273640 Account name: OHISLAINE MAXWELL *UBS UBS Strategic Advisor September 2015 Friendly account name:Wed Account number: • Your Pi nandal Advisor: SCOTT STACK MANLYLE CASFOEL Realized gains and losses Tre estimated realized gam and losses shaven below ale not fa tar purposes. Please rate that gan or loss information. We may not ad ust gans and losses la al septet changes. We ascmancafy adjust cost basis for recognized on the Sae Of reCkue0fiOn Of Ce flan Structured PrOauCtS, Ike Contingent OM Secuotes. rruy De tin-exempt and AMT coupon municepa set unties for estimated armizauon of bond wen tins and fOi aareeed 010 adnary, and not (Old, gain or loss. FleaSe filed. with your lax athesof To calf Jae gam end losses. we to. securities issued at a dscount If you 'counted that tlEtS Oust cost bas4 for the bad premium arnonzaton on liquidate the ddet security lot last. Ins is knOwn as the first.la lint out or FIFO accounting rnethol We use tattle debt secuntiesthen cost basis reflected for these securities has been Ousted Estimates in the Unclouded Ins method unless you specified whic h las la to close when you fixedyou( order. This is known as a vertu, section can not be ctassified as ssort term or tong term because inform abon is 'stung or the product is one in which purchases or VW order. See important information about your :tenement a the end of this document for more the gal Moss caculaico is not provided Long-term capital gains and losses Wath Sale Ouamtyor Purchase Sale Sae Cost cost basis Security description Method fae eau? date date amount (S) basis (S) adnalrnent(1) loss (5) Gan (S) CATERPILLAR INC FIFO 72 000 Jun 19, 13 Aug 27,15 5,410.43 6,099 75 .689 32 HFO 121.000 Jun 20, 13 Aug 27,15 9,092.52 10,060.15 -967.63 RFO 78.000 Jun 20, 13 Aug 27, IS 5,861.30 6,476.39 -615.09 FIFO 204.000 1Vr21, 13 Aug 27,15 15,329.54 16,912.44 -1,582.90 FIFO 111.003 Jun 24, 13 Aug 27,15 8341.07 9,048.46 -707 39 FIFO 73.000 it., 25, 13 Aug 27,15 5,485.58 6,011W -526 28 FIFO 69.000 Jun 26, 13 Aug 27, 15 5,184.99 5,675.90 -490.91 FIFO 141.000 Jun 27, 13 Aug 27, IS 10,5%42 11,696 12 -1,100 70 FIFO 7.000 tun 27, 13 Aug 27, 15 526.01 580.48 -54.47 RFO 169.000 Jun 28, 13 Aug 27,15 12,699.48 13,988.92 •1,289 44 RFO 65.000 11101, 13 Aug 27, 15 4,884.41 5,380 78 •496.37 COK GLOBAL INC COM HFO 48666 Aug 04, 11 Sep 02, I5 2,355.18 894.45 1,460.73 FIFO 1.333 Aug 12, 11 Sep 02, 15 64.53 23 70 40 83 FIFO 255665 tan 23, 13 Sep 02, 15 12,372.76 5,806. 16 6,566 60 RFO 118 333 Apr 22, 13 Sep 02, 15 5,726.63 2.921 03 2,805.60 Total 1103,02915 $101,576.59 .$2,520.50 $10,673.76 Net long-tens capital gains or losses $2,955.26 Net capital gains/losses: $2.353.26 CW70009006526516 W7000303390 00032 0915 030575004M23568550 lOggiticom000215en 14 of 14 End of statement for account number .= CONFIDENTIAL EFTA_00131434 EFTA01273641 Important information about your statement LIBSFiaancialSookes Inc Megrim or 18S Financial Swedes). The Lem or Cad tsar wit nonigate vote cniptint ad bent on Inbares and records of the spinet Ma or envelopes —sou may didne householled byning yam is a ranter of al prordalsearity. canmoday aid gaps widower any nor promptly binder agent), Froxyll Advent emternes LOAF learn awns and Meat USA at naiad trubtelinal of 185 AG and Oftiaras of tAIS Segskies Please mate at diet payatfo to the Furor to Inlaid • Conan enorreni contra" or non% ntowit (99, Friona/ ateinlet name ti.0 the Fren's Maria amen 4 dyable sine recueS1 nutole, ndcaled on lie front of this slaiement haddlicn Imbed parowsh0s and prvae placements) to are na Tee Sterna =ma nane ref kat Oberman that you the erm's exeCliwealliCeS at a to regun mutt fees. axons may be %bra to inisiend under the Spumes Act of 1933. and entered on theFanspane sarmes webste It 6a malmsey. ten charges Ice mepayment (or ucurte: custanimn •neerume thorn by pub ant you rah 185 Simnel SlilloS he mothers and clwges foe aped awes es cash axants • Commaditescontxn to 9. forwp erochanye rod your ratalteryned n Nn no legal effect an yam aroum 1200 Haber Wend Accounts mat am tralsternid to oliner matrons may be preitsustreal cannot eicLdn9 foxescommas an l'Cu on range sew Freamdk ateisst navies. indult Ono. theamak en N107086 :Mad to a bawler fee wnnodty *PISS contacts Amos a tiothoon; SN Franca keelson. 1116 rawnerm represeas the only Octal reord of ram VA SA Sweep Optird The5K protection ad the pappleirmota protecton do not Acrountentylw Fmanaa ScAles aCCOunt Other *One, exCept On all taic LIS5 otters opWen for sweetencar baton e5 to‘axes to Apty to thee assets even if they Ottenne Zipper Char • Vabe of sca athounthneflab NW f asset ard downed. coaches oolong data shouldno< be and bank dtpoutS al MS Ilarl( LISA AIDA AG Stamford bat stalerwols The WC protean', rid the mppOnwl upon deco bane top's an water 0•1654.1 please Sark Swop horns) : monmarket mutual prOtt0911 do rot point agent* den?, e the note • ants Often araltle cat balsa. values lot anon l ;tannage, n wring to theSranch Manpir of the Fu-4OSad the Inersegral Detest Account COArforforte vat* Ce yOir nesenints neennee as a resin cf mates reelected paritykit rid GkbalTme Depodtx unrealized one: sewing your ce rium cuncenen with at nensiona Astute Madgenent inoarant. maw banana0r 011015',90 mats to market. and Certan asses net held byte Fern Account Wolf. theBat SweepAwns, cant bhIPX9$ Dom not nadeunanced saturitelassets at eye end 01 the Athaap al ewes tnn are emended m be X0.010. are swept so WS Bare USA t0 b m esiab1shed lair arid More Wornixon st mink hew request Vas may obtan prof and nowt linnet pooch Ce Prose kwarma granter dieToad rot be used for tac pup0SeS Red then to 18514 Stamford Banco, a a Maley Fund Deposes roue normal:en *cut SIC. indudn9 the SPC Brogue wonted seed col tte6 thacitable sloth opium solely on yeaend tar kern 0e.. Form 1099. SOO. I WS. at ten Bat USA are FOC enured n accordance with by coaxing SP( at 202-3718300a by vaitng tie SP( • Ciabaes Wades tat balmoi. outran's/map etc) Non prepaimg whir ta< return Shen ret is rapine by rules For wee trans p leap nut tam lac re lobate at innate in loan. credit ine. that account banes late to report to the FIS al Iamb le deaden& Assonant non- Deposits a UPS AG raneed Dant and dares or Mtn" • c athrmaney batman Toes of wnd-sled baler seacable cat Made dvdends ad Wire wenn eared on securities Funs Brno enured by the FOC. Dividend p reesinein Program OAP) heU n your roan, ne proceeds on sale tranuctits, rod baton. plus LDS Bale USA deport 1.55 AG theca, ranged eat aerate pace you may otran the Shad we depose balances and nxner maker made of barsoncotin weed %flaw; Through the On. mantle to coalmines are swept to actual pin from your hiunn Ad,00r Only whole toes find sweep balances. a the dOSe of the gateTtot 99n4 deposit aCCOuntS a LOS AG Herrin Brr‘h and 18S/4 are poetized trelette P. partial ties nil to soli and die Non.orrenol Ey free ciedit in n ye/ haount arena *mown atlas with the Nem Caplan Ennis There deposits tierce nets by the FDIC cash wit be deposird n yeti acmes The derided • plea* re.c.cilhon airy oral 0:riveule.ater6 Aribrici TO snags ed from otter balm?, and the nonnvi use at" 0 Bal/Keshea at the MAAS Carol Ptah at teadvaily rethestrier6 pox duplied by the issuer may defy frog, the these Imes n the ordinry axese of its kens, These fords fuser peeled your 'nib narks yamrips under the entre to the sameedn 6 1- of theCarnal bans and malt pi:* at whch the partial tins at sold Se pays,* tpon yn Conant This total 6 inchded in te *antes hien Protect= Act ISEld there C rn guaraneep• other eloicoltka of L8514 b repay carat peced dose.; value the Darius she* on the IS eraCh'S boas Cadanlieu • 6 the !non inset/Jon on the top het ce the km of the Only Mirk units few be held in pal axosnt t you are Deposits a LC Bait USA ad eath UPS AG Bra-mh aro no Lending inforfnatien lanni is not ICS FTMOSS.eva. UPS Fnascial tetrad to atonalLea at a man! of advised panne or Rs detadd elcenaton on they ries iendeg pacers and antescaries your acccur as deang bent by paean by SP( Money Fund ma,, are protected by SPC otherwise, to Fern was ether tel paahatasa menet rice do:locum rya to youChem Raz bean Agretenre or athangemerd rah the plated net on We blamed See 'Ll35 lensmol 5evmes Account Rotation" below r and( an noun detinirewl by a registred dens Awn Agnefeml and the General Tows ad Cannon you of the n1001010 Mn you owned 4dh man in agamy. and cede yew account this Carl en hrds an) seams se located a 105 Open you rfc../92, dances m to Bale Swap norms a UPS Statement Of Cade Deane, ratable n egfeenen me/Chcbtaree sr nee •otrytnotorfiv horn) knanoal Sawn and not the nrodum9 brawn and you OA may be wentarm. and then of a Msney Fund maybe Investment abitalves rant mace a report of sly Ma or amain to bath aim. liquidated, and the mans returned to puce you, The nwitnient obrCluT and net prof it are 5p2CIC to exm terisitot xranl Y.:cranes roan an may vary between nem free the Inn Yea stakolini aeons Stereos and other asses held n All athoune StaterenCS Shall be deemed conplee and ;roman in Meng of any usencent dvnpe in your hamar Furter incentan tout arattle weep *Vols. extAng the .10:OtAl at the end of the ninon( petite You may ft acosae d nth oblate:Ito n rang wain 60 days Stunt or net$IIMM (block*: For eadnaccoug hell for eintrat of July pad trains z any tine You may ante. Mtn?, rata. AM reds. 6 wit** a you choose one of the fo loving re/estate-re object.,, ram sibscorrineepyiens tom your Formal Ateilor a by renew warns used o ban cotton Imin ftxXs9.my • Please direct canna complants a inane to to arms • Prolate Cuomo, axone Internments Avian) the balance cue on tem Any seamier, trarnatned bthe Fm Chen Retina Dairtment s 201.3521699 or toiStee cairn 800.762-1000 rocealiT of Incomeonly chine the steamer: peal an lipid a males eat* a ol a 030-3544103. 8 00AM tot WM FT Madly • chase* BelS•h•blnPaCason heefirrents *Wing growth the end of the suntan price theoup nay. a h retng to utSlimancal Serval. lirg. US$ Iroandel Swiss atoms Kebab, The Fon is ameba of the Stones ensue Proteaion pmcpal rain than to gementOn 01 Man? • Cott bait h deleanhng the con bail of the wastes Clan Realm, Department PO Box 766 anon City NI • nearce Cernbrman of more sod ChttOMOM0400A avarice, (SPC). welch protects seosnies ratans of es enCuded n the statement. warn nd need wan die O7037 inantnnis toothy both to generator. of MOM /10 manes is td 1500000 (nayan) 1250050 for damsfor number 1.' UOS Nereid Seerweshas nen on can the Sac may accaten tors *Ph to all Kant 91)Wth 1,4 prneVal nettle ion Oland from sources other tan 185 • Si cake of errorsa WHOM about as ekcoonm tint Fintscal Satan. nfanng nforfnalon Iran Ansa Ins tirpuholdn a prima" cairn raw' (St* bib Parnont ce usYs, dash cad Oswalt risk prelims or tat you may ha. prole I to your swami Myna tramacnoes, Call BOO-7620000 or own to LOSFnancal the Ferri togenne wth onan Aloes. hb aiso pirchard appiancntat crenate The magnum =oust payable to • COnawnew Seeks 10 ',tannin htiairiNipat rah Ow infirm does not ndrenendenn strayer guarantee lho 5iences hc. IOW eater BW .6t Ow. Weekeeken N) fir and rota lily 10 the account °wit Pt* d tea mess WaraCy a validly of my Manson mead by sources O7086. Ann IMtJ8SA Sawa all dinge dent. coambennunter the protection is 5550 mace as of Dieentre IO, 2013 the =ant does not generateseprom incomeOr other tan 10$ F nYpol Sew tee returns aid mayneekeep pace wth inl Won Cale cote as soon as pa cart drouchnkskf m addtion Shogyh LISS FiverialMear. generally Skied tote pokyor-din:en and nitateei cat ate • Ailodern %Wing so rapt soma to 0'044 and stawnern or fence 6 tinny et if you need more updates the dormaracn as c 6 reeled. Innen 604i Mt Font 4 luta protected fa up 10 $l9 Make n to tolerate brawls fey m sat taper roam nommen Lout atcrofw cet the starnint or react a %re toe all your axons held n a paten" capaay • Aydrespse Wring to prel hgh rot to ;mewl an hap Prod& any as:0TM Or to &IMAM usder -Coll The Fen ce Card tug DS rid 1, le) mutt hear Yom yea and 'Unedited gaivtass 6 seas, a of to doe A full ropy of the poky holedng 6 aeabible upon teen volnatylo seek hep rams over woe nO lea Val 60 CPIS alter the MI Hot you the fist of the slapMfoll As oat, please do not rayon this slaternern on nut the race or probate440nd informskin to make ;enthuse a sae detentt la tar The SIC prolkiwe rod tie supplenental printlen both do Statement teustheklirdp" - frofehr sow nine eed non mart. and purposes a emenne Acceunb Unstated to dor en - Oenibe the eto. or the tannery:4r an ante and not SedY to We rayconsolidate al rgitEd 7Ccebet station% wish the • C SUM Mate axes controlled by (an) existed n rut sane Auess n the sane enselope Acorns rosy be relined mayreelect saran nlormairs only for to read of o an eaten as clealy SO On shy you Were 4 is al time theyrehad a the Lim More historical alitethaM arc or new you need awe nlamxisn &occur, value)but heel away from L$5 inaozial Saner for tit hews. beam toy haw owner; eho abs mairtain 09 anal (0 car aIBS inark (2) caz an U3S AG oat amount rdaionsnds win other gents at the same cm be added by you Farad Adair - hoed. the dollar num of to swelled Stamford bank I re) mane moans. naming snob* address The prance a known 35 howelsoldng • 'fru annuities. an One than of fruited lads ado soh pale to motive inlet...ha mserrenttnuskd h span • Unnara•dsairstbsess Oho. d*a is araitle shales re mg wend *ray n the nate of the aCiatml eStenamed WealPSC ne,1'..:195 as cadialet SDNY GM 00020815 CONFIDENTIAL EFTA 0[)131435 EFTA01273642 Important information about your statement (continued) nferithiscority Mt the rata:lion data fa Mamba - 11,k0 parry earriald yank may be rebated as 'Mt nutter of awards at to troandent hitting mutual ACCOLftt at ragtime' sewn mats a LOS FriaXial Seine, lot mayor may not reflect conmitan3 Chagos mega kneed' n sena steam whin an itlepenkol lads of Mat had littiV kx Seamy misnomer, ewes Deland mil other valuation him Mat suppled ad untie to assign a - In MI on toranted rased m ornedion wen interim' lots and andrutio pad aso lot re oath value when wo boon mon that a rtheoni oat ha the sole or darbution of aromaarrest ad unit Yea S5m11110 is a retinae twicert. of visa ambled to data oiled:ward lot lhe • 'Bade dr.' armed tha may calla creviiusly reporled van too nen tool unit to as dent we akin our nernithcoal MS Wa Signature and fads ad LBS Wa cobra, pieseits the oripnal natal co traltdate Cher Cr Manakin naidtehghly ipecutatra andeerangrhea* tang rrpensaia+Iron den cads at issued byIRSBak USA nth per from duo to the name of the misty maryol me reasanoo corers unenrirg the V ea U S A learcoratcd • Callable Markin Bondi and corn stock mat Me - Men!Mr an aver serial panes a sponsor aria cortinds aPilatool the name cornea-an Moir-At for exty Mentionml be selected maliater tainted Ware nor 3tirdpaly ellMad valve Is Or SpOnSai Of the unit eiveSTMell !NZ Clartute CBS Financial Stoves Inc Rev 201407 by lot tan amcog II 'aunties of that owe lino our prOvded the nue Of the tarty wet tn.:Metal from - Ott alines also mare trading commlwoos an other nano an nom:wenn for our casts Calleant As psalmpnot componaion from mina holds aid merry 'ofomutcn is antedrtom thrd palm and Pi ataxy - 'Ohabaiorn to Ave' may nth* wan of tenni Conant tar pecans wean:buns not gunned Or call feast nay cog each rate a both - Wereceiveal Mug fee horn LEIS Balk USA an UBS could affect yell ample% olormalm con Peroxided • 00344 unel sae* re:deismthe glINdlollweog pin Ar 54araord etWill a OP 125 per aXount open Moot per unit rid may not reflect yin coot ban sywophg to to bans won the LOS Bra Swap Program • Cecinas et deposit (CDs) CDs are MC oared ups, • IIIIMiCtled noirkiu Restricted sewing genwayae 093.0W se pampa ad salad Marl pa decimator not omen;Mgt* for petit lab YES indexed Sonny ASA, and low drcontay enliMiwi, rt accordance with iDs: uses the matte pries of in yonnektod 'lock of the lane Moaner rogardng cormisams and other Marrs nibs owes a an Muted VW fa the rearward vadi let ironed ei aethecon witi the meCultin 01 pales mating mama of monk:ex.:won* TO the main that oaken travactens has been mewled co conlonitons • priartraluo Pnces &payed fa army aid Ode rest iced ,toile it alb* for sale. Me Yak* trued amnia lunehed a you. aid tallboy:mind to you product man4w or twain, ea prior that you may be sutntantialy less man the angutte vim shawl amply on reCuell would a3ually Min in the maker PrCeS are Maned Iron tuna mid partymom Much we belereth be • ESA losairilltOd) Mar. arialtyialds and rata. An Siert soiling relate, but we do not garnet en scuracy 4.21Matt of mud mine is bayed en cumin Word It you at engaged in ton withg nosily au mat cos a - Wo array motes dungpar ation acalata or the ad meta ran. amnia en amities Wen Ilea for (nage As to wean baring costs la that palate meal or pee bid aid ask pita Ice Isted SeturcieS and one yea, from seaman date or urn Rimy this Minty *pry oy on ybd pyreslaOTC maim eilimate is onk 3 gelatine. accuracy aid Mimed - Let acme.; asked yearns my be proof yang 3 name so not gsrameed Open cordon charm met or inmost roam cia we Maned - Ea Mated aroui income and arront net ler cerlao RO9arding *Den '9000.1il elled • orders that yore not aldnay nol reeled an adthi mane PnCe or Walt tpe:ol*mins mold Mute drawn of aincka or erectidh by the ISOM, dare. pel buy axl Sell Sap - C Mainpans may £pea vollart lento and mil C£M gam coral, Olt the en name bib ahem orders are nand by the amount ofdi/nods a rgens show 'price vim rat natio' Awe are male to yold)woull be overand • audiddindsor nighty date unless needed otherwise anan a era kir a security - Ertinweid must nome aid came tad aid The by you YOu are revOnible for orders Int are executed the - Deposes a Wanes Mara& At Nn noes other data non and pad mgM be owes hgher that to your faint to canal exaing opM ors Man Li Si Mtn are reflected a the enturgotAeos of the esknated amens the taternent dot, - An ninata al inimical acorn. Ovider4 ander Tax witholditg on featibtetiona foam LOS Piro,' - For corm Yearns vadog tenon:Mama; rimiest dined by the wince malice vaniaiwaft Sanden IRAs clennoatat pea and quality dace vibe)may hat balance is Med Co the lag dieciend or clink nasal tar tart regureS LOS inn Servia510 withhold been eta ndy° imirme proper vaimon payer made byte neer and aynney the income tar from pis tackle AA dlnikw cos. tut youmay To obtain crown mimeos wan actable. mina your yecutindepoity we be Neldfer one war lean the cam root Wham nanny willera or. inured, you ray Frontal 34xcer statement dale or ma murky non" ad acct CO hat Ia wittedd a arse or oohed mom as cartel pad at not guaireal you Chant WM' eielen vu remain n effort unhanded • Parer leenstrrems and seruaured produce. Inn by you You my reales your Mann a any in* by rag Myra mare* rixtidng Aired pakapaion • Aar not hold ley WS financial Swaim falai, anew War If you do not haw coo9i name tar progran and realmute n*arnem tan Urns) and assays are rat MO byte Pon MI not within the Frirti WIM(4.1 from 'OUT dattuTieltt. you maybe revertible fa tanned pa/oaf tetra., hghli ilk4G d Conan pokiest(' or ante Chas ayes re niplead on ycer the payment of eywneduy You may not Farm if the tructuod parr s tare not hem amend whin the Menem for inlonnational pianism oar Poshims ad roots ward and yes ettinated la parts se not Wales and edariaeCainmsenn a under any aloe yam panned re posted by the issuog firm IRS pun to yar ear obliBatiol inane am We Mole eilmaed Mkt" la prorate inanCia Grins C not cabanas* kir this Ole:maim inotmott somas ad simnel prodicis for and does not giant es mom" these noes tenet Privacy genera cnalpumosey only Accuracy., rot 9unni../ errand by SaC or 'MUM'S yeapponerda SaC To Man acoMOlar mom Cita Priory Aorta pare - Shea vatres maydiffer sthstantally from pa's A re coverage anted your Fnaxendmor octet ow wean Y. al Wm wan itestrners secuay a nurtured new vie athenioneofre wand rho boor a sold aid do not nes:ally • Revenue Seeing and addbanalcampeasana reptant the wan you may name upon Igaidaon - et Milani Io canenissom oo yaks aid 12bil hey 105;Orel Seines neat a bat the WA. Enemy - Thrd ecmaes of vabe are not a anan tne rased n connect, with the dartuton of 'tuba Semmes Mai BSA and AMA at braerage aatilltS and re sampled to Its formal Savors on a regu hods toot, dents we Mac ors *Mae tease Mid, protde axe's to basing smiles are products brio by an ndeprent violation Irm Kibbe Mann; w00% from dottbutors onelor Ora* enmeshing Mt affilind bins ad caw mod. 1“ 1" , Sen/talPaTONCesixosor earthen vain d adrison of the mina hods hat we all those pany balks. aid payday JO:Ott to Osman and amity my, are implied to sib Fen by the rite general Mounts are baced an two dreamt armor% 0 products isued by unartilated shed party nywranCe partner avatar and may be cabana, bayed on the aslant Of hileby IRS 01 a painuLe mutual lund commas through glossae agency maid yes a UPS different nformation from that used by thid panty to lima to ow elects. ad Id the raw van of a FelJegial SeViCIPS aK done thee eitinatcd vain; prowl,mesa 1Lnd iawy. sham thAd a ihr Imo - You cal obtain aoliactud stormacn regaling the - We aid Cu aflae lop receive reasang aid n esernet. nsurance, ad amully prOdirt$ mendology used to determine the nuns, of vex owneaprocesung lees n oraderaton for trailer rot !OK haired • No bank goanniete May lose vain and the dace of the nfonnacon ma ly the bass fa the agent savlay mat we prone* to the maw,Nibs etrme hyaena:Mg your Anoxia Atkins These fees arab, at pad awn insolor mit n the PMA Pesaro& Kmayermi Account Bennet Santee mutual fad end at a tind doll? null tent On the <COAT BS& BMA and ritemairna ReaurCellit.thearren SDNY_GM_00020816 CONFIDENTIAL EFTA_00131436 EFTA01273643