EFTA01273824

UBS Financial Services he *UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 February 2014 CP260022549330214 YI 0 Your Financial Advisor. SCOTT STACK MAN1LYLE CASRIEL Phone' Account name: GHIRAINE MAXWELL friendly account name: Questions about your statement? Call your Financial Advisor or the Account number: RMA Resourceline at 800-RMA-1000, account Visit our wank*: www.irbscomlfinancialservices Your investment objectives: You have identified the following Value of your account Your account instructions • Your account cost basis default closing investment objectives for this account If on January 31 (S) on February 28 method is FIFO, First in, First Out. you have questions about these objectives, disagree with them, or web to Your assets 0.00 991,747.68 change them, please contact your Your liabilities 0.00 0.00 Financial Advisor or Branch Manager. You can find a full description of the Value of your account $0.00 $991,747.68 alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital appreciation Change in the value of your account Your risk profile: February 2014 (1) Year to date 04 Primary - Moderate Investment eligibility consrleration - None Opening account value $0.00 $0.00 selected Deposits, including investments transferred in 991,783 20 991,783.20 Change in market value -35 52 -35.52 Closing account value $991,747.68 $991,747.68 SDNY GM 00020997 Member WPC CP160004007254933 P26000144229 i20003 0214 030575034 c03030 Page 15 of 48 CONFIDENTIAL EFTA_00I 3 1617 EFTA01273824 UBS Account name: Your Ignandal Advisor: Resource Management Account Friendly account name: SCOTT STACK MANY LYLE CASR1EL February 2014 Account number: Cash activity summary See Account act/MyInc moronlot W Sls. Bdances In your sweep 0ptica are includedIn the opening and closing balances value. FDIC Insurance apples only to deposits at UBS Bank USA, not to deposits at UBS AG, Stamford Erarch or bank deposits placed hrough the UBS international Deposit ACCOUnt progarn. SIPC protection goats to money market sweep fund headings but rot bark deposit. SeeIroportant inionnaobn about your stsemert on the last two pages el this 0ccurnent for *tills February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credned 30,535.25 30,535.25 Total additions $30,535.25 $30,535.25 Net cash flow $30,535.25 $30,535.25 Closing balances $30,535.25 $30,535.25 CF2600040022 54934 126000144229 00003 0214 030575004 CCONSNY_GM_00026%. 16 of 48 CONFIDENTIAL EF1'A_00131618 EFTA01273825 Account name: GHISLAINE MAXWELL Resource Management Account Your Ill nandal Advisor: *UBS February 2014 Friendly account name: Account number SCOTT STACK MANLYLE CASRIEL Your assets Sate prices, inCane and Current vautS Sham may be Approxirrty1t. As a (KW, gairtS alC1105545 may nal be acurately refleded. See important onlormabon about your statement a the end ol this dxurrent for more infornalon Cash Cash and money balances Cash and money balances may include avalable cah balaxes, U85 Bank USA &pout account balances. UBS AG Stanford Branch &pout account baances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat hn apPiccble limits, but are not potected by SIPC. U85 AG Stanford Brae h deposit account balances we not insured by FDIC end ate tot pOlteled by SIPC Money market sweep batances are protected by 9PC but ate not insured by the FDIC. See the important information about your statement at the end of this document for details about those balances. Openng Wane. Closing balaxe once per :ban Average ()MeteorsInterest Days in Hddng on Feb I It) on Feb29(5) on Feb 28 (S) rate period period Cap mount (s) V85 BANK USA DEP ACCT 0.00 30,535.25 250,000.00 Fixed income Mutual funds Total reinvested is the Iola d at reinvested dvdends M does rot include any cash Ondends. n is rot a Unrea(zed aid gain or loss is the dfference between the current vaue and the cost basis and woad tat lot for the purposes of deeerminng herding periods or cost bass. The shares you receive each time you generally be your taxaale gan or loss if the security was sold colitis dale. The up/taxed (tar) gan er loss mat reinvest cludendS become a separate tax l01. need 10 be alusted for return or capita Payments in order to &termtie the realized gan Or CiSSIOr tat reporting puiposeS Cost basis is the total purchase cost of the security. inducing reinvested ci vdends The con basis may needle be agusted for return of (OW payments in order to cletennne the aisl rased cost bass fill tar investment return Is tar Current value MnuS the amount you invested r does not Include Oats that are not reporting poposes. reflected on put statement, inducing shares that hate been matted as either a gan or a loss. It also does net include Cash °Wands Ihat were not reinvested Purchne Cane/ flurrber Average pine Client Cost acne per share value on unrealized Rad investment Hddng Hddng Of SNIPS per SNIP (5) mvestrrent (i) basis CI) on Feb 28 (1) Feu 29 (s) gain or loss (5) return (5) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol. DBLTX 4,490.660 • ••Th8 information was unavailable--- 10.960 49,217.63 EAI: $2,510 Curent yield: 5. 10% EATON VANCE FLOATING RATE FUND I continued next page SDNY GM 00020999 CPZ60004CO2254935 F76000144229 00003 0214 030575004 COCCOO Page 17 of 48 CONFIDENTIAL EFTA_00I31619 EFTA01273826 Account name: GH1SLAINE MAXWELL *UBS Resource Management Account February 2014 Friendly account name: Account number: Your 15 sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase price Number Averaw price Client Cost Price per share value on unrealireciCia-0 IllbnITbeld Hddng Hddng of sheen Faiths'. (S) investmmt CS) bads (1) on Feb 28(5) Feb 28 (5) spin or loss (S) return (S) period Symbol: BBLX 8,191.630 --This information was unavailable-- 9.180 75,199.16 EAI: 12,932 Current yield: 3.90% GOLDMAN SACHS STRATEGIC INCOME CL1 Symbol: GSZIX 13,465.623 ---This information was unavailable-- 10.600 142235.60 EAI: 54,349 Current yield: 3.05% Hsi< TOTAL RETURN RIND CLASS I Symbol: HTRIX 5,780.066 --This information was unavailable-- 10.050 58,089.66 EAI: 31,110 Current yield: 1.91% JP MORGAN STRATEGIC INCOME OPPORTUNITIES RIND CLASS S Symbol: .60SX 10,517.975 ---This information was unavailable-- 11.940 125,584.62 EAI: 52.850 Current yield: 2.27% .11, MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol JSISX 9,651.542 ---This information was unavailable--- 10.370 100,086,49 EAI: 32,519 Current yield: 252% PAACO UNCONSTRAINED BOND RIND CLASS P Symbol: PUCPX 14,308.333 ---This information was 11.200 160253.32 EAI: 51,245 Current yield: 0.78% PRUDENTIAL ABSOLUTE RETURN BOND FUND Z continuedmot peep CP260004002254936 PZ6000144229 03003 0214 033575004 COMSNY_GM_00028iie 18 of 48 CONFIDENTIAL EFIA_00131620 EFTA01273827 Resource Management Account Account name: II;LAINE MAXWELL Your Financial Advisor UBS Friendly account name: Account number. SCOTT STACK MAN' LYLE CASRIEL Your assets Fixed income . Mutual funds (c0ntlnUed) Purchase owe' coNusrhrtareses Ape veragra(pellet Client Cost Price per share Value on Unrealized (tad investment Holdng siching ) investment CU basis (S) on Feb 280/ ri b 28(S) gain °doss ($) return ($) period Symbol: PADZX 9,610.855 —.This information was unavailable-- 9.870 94,859.13 EAI: 42,998 avrent yield: 3.16% R8C BLUEBAY ABSOLUTE RETURN FUNDCIASS I Symbol: RBARX 14,793.787 --This information MS unavailable-- 10.490 155,186.82 (Al:12,115 Curent yield: 1.36% Total $0.00 $96121243 $0.00 Total estimated annual income: $22,628 Your total assets Percentage ci Cost Unmated Untested Value an Feb 28 (5) your &taunt bath (5) annual income (S) glin a loss(I) Cash Cash and money balances 30,535.25 3.08% 30,535.25 NIS income • Mutual funds 961,212.43 06.92% 22.628.00 Total $991,747.68 100.00% $30,535.25 $22,628.00 • Mining oast basis idormatico Account activity this month Date ActSty Oescripdon AITOunt (5) Deposits and other funds credited Feb26 Deposit CHECK DEPOSIT 30,535 25 Total deposits and other funds credited 830,535.25 SDNY GM 00021001 0260(04032254937 P26000144279 00003 0214 033575(04 co o Page 19 of 48 CONFIDENTIAL EFTA_00131621 EFTA01273828 Account name: GHISLAINE MAXWELL *UBS Resource Management Account February 2014 Friendly account name: Account number. Your II sandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (Contnued) Investment transactions For more Information abate the pricer value shown for restricted securities, see Important informatixt about your statement at the end of this document r.roceedS Iron Funds inwstrnent withdrawn I a Accrued Date AchWty Deicer:item Quantity value (t) ante 1) transactions (I) investments bought (S) Interest (S) Feb26 Receive EATON VANCE FLOATING RATE FUND I 8,191.630 75,199.16 Feb 26 Receive JP MORGAN STRATEGIC INCOME 10,517.975 12%689.80 octorcruNmcs FUND CLASS S Feb26 Receive FsMCO UNCONSTRAINED BOND FUND CLASS P 14,308333 160,396.41 Feb26 Receive DOUBLE UNE TOTAL RETURN FUND iNSTL 4,490.660 49,442.16 Feb26 Receive GOLDMAN SACHS STRATECK INCOME CL I 13,465.623 143,004.91 Feb26 Receive PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 9,610.855 94466.92 Feb26 Receive JP MORGAN MULTI-SECTOR INCOME FUND 9,651.542 99,893.45 SELECT SHS Feb26 Receive HSBC TOTAL RETURN FUND CLASS I 5,780.066 57,916.26 Feb26 Receive RBC El LUE8 AY ABSOLUTE RETURN FUND CLASS I 14,793.787 155,038.88 Total Securities transferred in 5961.247.95 Date Activity Descrelion An'ount (S) Money balance activities Jan 31 Balance Forward $0.00 Feb 27 Deposit U135 BANK USA DEPOSIT ACCOUNT 30535.25 Feb 28 Closing UIS Bank USA Deposit Account 530,53525 The DRS Bant LISA Deposit Account is your primary sweep gallon CF260C04CO22 54938 l26000I 44229 00003 0214 0)0575004 iSMYGM0002Ilte 20 of 48 0030 End of statement for account number CONFIDENTIAL EFIA_00131622 EFTA01273829 Important information about your statement LEIS Financial Services ix. (the F im or UBS Anemia! sent you the fin stamen: on Oath the error or The Finn, together with certain aftEawes, ha also account held, you choose one of the following Strang is a merrter of all orincgal Pony, coring* problem appeared. purchasedI/parentalprotection. The mann instant candler and cplora achwges. IRS Fe-erxial Semites and U3S - Proneyou- name ad accost number 0 arty) amount payable so al eligible Winn, cobra& war • Roden Cureentaxone. hatthe es seekng the Bank USA et rdrect tuba :fares of LES AG and - Cesabe the ono or he transfer you re snare this protection is 5500 million as of December 10, 2013. generation of income crib, affiliates of LES Setritin LIC. The Fias I handal about and explan as cleat as pea can why you • Adieu* °pratOpprociaeou Insectrnents seeking statement is available upon repot. The Fitt ereonee belt* t is an error a why youneed more Wad to the pokycondition ard limitation, cash X growth of prncpal rather than the prorate:not off ices aw a: riamation the Firm is further protected kr La to $1.9 million n the income. - Proud. the doter arnosit d to suspected ente aggregate for all you accounts held n ape-liner • Produce Combinaton a Mame and Capital LES Sinned Snots It capacity. A hi copy of tie poky wodng h nibble Appreciation nesiments stag both the generation 1200 Harbor Boulevard The Firn or Cad Issuer wel inentigett yew complaint upon reqUill. of name and gambol papal. Weehawken, to 07066 and all correct any error promptly. The SIPC protection and the supplementl protection Cerra risk profit Ibis statement represent the any official record of you Please make all checks papbb to the Fern or to both do not apply to. LES Shwa& Saxes account. Other rcards, except financial inflation Oacated on fro front of this ▪ Cain &ncial assets controlled by (and aided • Conservaar Seeks to martian nilel pi-c Pal with office,' the docurnent contenting conflicting date shoved low risk aid volatilty to the accord owe., mend 'anent had:Jilin to regular accost fen accounts your account value) but held away from MSFin-Mt that men the accost does not generate significant rot be relied Lyon N you beam there 6 an error cr may be subject to mailenarce fees, charges for late Services (e.g.. certain* cash at UBS Bat fil cat at income or awns std may rot keep pace wit omission please report it armedately narking to the parent for stuns purchases and charges for unpaid LES AG Strand branch (1) innate pro1C1S, Enrich Manager of the office swag you account. am:tints in cannons. Accounts that re transferred including variable awaits, and (iv) shares of mutual inflation. o other notations may be subjcci to a transfer fee. finds where such harm are registered dieoly n tot • Moderate: vearrg to accept same ride to principal arid arcugh al figures Sham as intended to be accurate. neon of the account holier on to tots a-4 records tolerate some Panty to 'seek hirer returns. statement data shxdi not be used kr tar purposes Rely UBS Sweep Caine of the applicable issuer a transfer agent); • Aggressite: Wiling to accept high ink to pnopal and tab.Gigs-end tax forms, (le., Form 109 5498. UBS offers options for sampng cash bane; biances high sober* to seek high returns over time. 10425, etc.) whinprepargyour to return. The Firm a to bat deposits at UBS Bat USA and UBS AG Starrnd • Certain maniere contracts or nestment interest required by low to won to tor IRS all taxable Evident, bunch (Bank Sweep Program), morncount mutual Seg., limited partneshix and piste placements) the Statement Imuseholdre report** rcruncable andends and taxable edenele surds (Mora Fu-ds) and theIntonationalDeposit are rot registered under tee Securities Act of 1933; We may consolidate at related account statements with earned on Ecunties held in you woon, net proceeds Arrant ODAffor customers with wantentional ad the same address n the sae entrap.. Accounts may an safe trareacten, and cog base cncenain cowered Resource kinagemeni Accost. Through tie Bank be related Ice this pintos* betas:. they haw owners learns. Sweep Progart cash balances re mem to LBS Berk • Commodities contacts (e.g, foreign excha-ge and who also maintain pia *cora relationships wit other USA up to an esubthed knit ad then to LES AG precin metal contracts), excluding faults contracts client, at the sane address. This practice's known as Communications win the Firm Stafford Brandt or a Money Fund. Deposits at UBS • householing you prefer to recede rdivedual . Please re-confirm arty oral cormtncatorts in vet* rd corneae atm contract. statements mead n separate enveins — you may Bak USA are FDIC mired in accordaxe with FDIC to funher protect youtrarts. includrig your rad ruts. Fort mere nlamatOn please mit menclicgov. declne household,* by Ealing your Frontal Advisor. the 51K potectsm and to suppemental protean do order the Senates franca Protection Act (Stab Deposes at UBS AG StandBurch std tares of not apply so these assets even 4 they otherwise appear Money finds aro rot inured byline FCC. on you. sisternot. Tie SEC pieteceim rd the Friendly accourt name • If the financial natation cn the top left of the front APPlzerentalprotedion do not protect tarot canon the Frendkaccant name reflects alormation that you of this statement is noLES Matta Senes, LEIS Throup the OA, thane to cash balances are swept to in the mat vale of your investments (whether as a erteted on the film's onlne senores webote. II e a Prenoal Services carries yon nowt as clearng depose accounts at UBS AG New Yak Branch and CBS result of market movement, iSSuer bwkruptcy customizable thiclrerre - cFosen by you to Mtift you bather by anargenent web the endowed intlitutiXt AG Capron Branch Thew deposits ate not awn by OtherWat) fah you recordkeepig. It has no legal effect on your We Wormed you c4 to relationship when you the EX. Babnces Feld at the LES AG Carnal Bath account. Yea can charge yos hiendb• account names, opened this toast. fins case, your trots and are tempera* exposed to the so...reign risk of the More information is neine tton raped You may though Onfre Services or by contactrgaurFrancial searkina-e located a LES Rnancel Semmesand rot Cayman blends, and there is no gannete Cr other obtan more nfornation Lou Sit. incising the 51K Athisor. to hrodsngbroke., ad jourut make a rePcrl obligation of LES AG to nay the barns while on the Brochure, by contacting SIPC a 202371.8300o by of try ester or *Tuition to both limes. UBSC trans Brach's books. %tang the SRC abode sr YAW/.140‘041 ACCOYlt overview • yam ofnor accountiPortiolia Net of assets rd A N arrant state-rentsshall tie deemed complete ad Depost a 185 Bat L6A and eachUBS AG Etch are Dividend ReiWetblbOlit Program (DPP) accurate i not objected ton wren; within 60 days. not protected by SIPC. Money Fund shares ere protected The are reflected is an aver price You may obtan • Ant 'Plots sealable cash balances, vales for by SIPC. Ste 'LBS Franca Sates Acton Protection' the actual price Inn tots Financial Advisor. Only Pan restricted sent MP), and Global tine Deposits, • Please died customer complaints a iNUiieS to tie bobw tarts are purchased under DIM; partial shares wil be urrealied marks to market, and caftan ants not held Firn's C lent kaolin Catarlment a 201,352.1699 est ad tot rah wa b apnea in your account. The by the Fim. Does non include unpiced S9Ctritifill assets a tollree a 800-35d-9103, &CO A.M. to 6:00 P.M. Upon your retest, balances n to Bank Stet dviderd reinsvnent price applied by to ister may al the end ot the prior and norm statement periods, or ET Monday through Freclap a in mire to LES Programer OA ma be withdrawn, and shares of a dff er from the want pia at which the partial shires prorate ivestriwits, brwested stock options ad Financial Senores Ix., Client Relations Depalment, Money Fund may be liquidated, end the proceeds n sold tamable stock anions P.O. Dm 766 Union City, NJ 07087. returned so you cc pour sonnet accant. • Einbries Include, debt blIIM•1, °Sara* rrargn Cannlieu loans. credit lne, text accent balances. • 11case of (*men or pant On; about an electronic Furter 4-donation about available sweip options. Cnbr whole units may be held in jar arrant. If you at • Casts/money Wares. Total ot unimeseed wadable funds Wander (Wit bi puymm or UBS Visedebit ncleing anent attest rates and yet*, a available at entad to a palel Inn as smut of a dviderd Dann' cash balances. plus UBS Bak USA deposit W.:nest-8S card transaction, call 62-1000, or yea to UBS aim comrsseeppea from your Filar id Maar or otherwise, the Firm MI ether sell tonal int at AG Saran Stanch depose balances and money market Financial Senna ex„ 1000 Harbor Bat, 6th floor. or by calling 800.762.1000 rivulet pin a accept an amount datamined by a mita fund sweep boracesat the cbse of he Wrenn/en W 07086. Min RIAMBSA Sans registered clerin agency, a-idcredit tor wain daemon period. Norecormority free credit balances in UM Financial Serena account protection your accourt we rot segregated from other balances Cal or write as soon as you cart if you ri ds jolt The is a member of do SeardeS inveltill Protection Investment objectives and the Fern may use any of these funds in the ordinary statement or receipt is rag or d you need more Corpora:en (SIPC), wah protect securities account, of The nation attunes and risk profile we speak to route of tattiness. these funds are payable mon inkrmaiin aboat a Una on the stetnert or its members up so 5500,0a) (inn* $79),000 for each account and may vary between, Please Seise the your dernard. This told 'n included., to current period n2990 The Firm or Card Meer (as aPfrableknuff dams kr cash/ The Sit asset protection Ina spy to awn promote, et *nag of any senarant chance n your closi-g value. her from you no later than 60 days aher to Fim all account tat you hold n a particular apathy. finaxial stunt or nvesunen objectives. Far each SDNY_GM_00021003 CONFIDENTIAL EFIA_00131623 EFTA01273830 Important information about your statement (coninued) lancliw iteration you would aclualy rect. n the mallet Prices we - • Derto crs to date may inch)* returnof — h ate cem to comitscres recent n connedcp Per *teed erif°motion Hi the Finis landing prates °bait from vaiorn third party sources tit. we capital. income a both wth the sale or distribUion of curvy contracts and discbsaes, raker to you Client Relate:thin Delve to be relite, but we do not pate, tear — 'Cri alsnt see • represents the initial oll ern; and list inmestrnent tat units to our <lents, we Ageemen or Accord Agreement aid the General accuracy. price per unit and may not ;elect Will COO basis ands our affiliate met mew sharing Toms ad Conditions UBS Statement of Credit Practices — We gent* tae the clochg price Own avalta a oarrpenstin from many of the intent* available in Agreements andDixfoxeres at the mean of the bid a-desk prices Soloed • Restricted securities Restled wan in gsnosaltr companies underwriting the amity contracts, moratassagrrsagadainoss. securities and <plots a orky bd prices fa OTC are rot twenty engiole for publk sale. UBSEina-col iliates of to turat wrote, or sponsors of setts. Services tries to matt price of the unrestricted clock tetra imesvnent tests we distribute Was mob - Less arta& traded securities may be priced ustg a of the same issuer as an mputed value for to - OJT affiliates also receive trading corwricers and Your parament Bernina sericite( endother meta held valuation model or the moo recent rite we mended stock for purposes of this statement on. To other competent from annual finds and lathe account at the end of the staterners pvisd. You °blared and may not reflect an actual maket rice the relent frost reacted sectrities are tube le a nsurance companies whose prodxes we tribute. may oak fordeivery of fully paid seo eiesat an/lime. or wax the vela* retied may be sal:nun:Val& less than the - bermew an atual fee from UBS Bait OA and You may receive securities wed as loan collateral after - Certain position may appear without a peke aid imputed value Snoon IBS AG Stanford Bart of up to SZS per accent prying sty blame due on them. Pry snorts will taw as *price was rot available if we re sweeping to the bat under the UBS Brie Sweep irantind to the Lien datg the statrent penod are untie to obtan a pace for ;berry • Est (estimated) incites current yields end rates. Programs. 'bed al market value as of the end of the stat ement - Deposits or starts detninated 6 currencies An estanate of a-rual income is based an current period. ocher tan U.S. dollars are reflected at the exhingt Welched and interest rates, assuning tie stakes will Activity • Cast basis. In *limning the cost basis of the rate as of the statement date. be held for cat year from statement date or until Situate-. regardrig comments and oter charges %eerie' included in this statement, were indicated - For wean *curet trading n non.conformrig Matisity. This estate ten* age:Ste, accuracy vaned ei cowedco with tie e.ewmof eat, wake the runt. UBS Fnarcial Services to relied chrieranatcris. rice and quaty (face eke) may rd continued Deane are not gurranteed Ddudny option transactions ha been Deluded on on inforrrotion obtained from sources other Chant/35 have been adisted to facilitate proper veusion. - Estimated a-ntal Home at talent yield fe cceritrrnalOnS [MMUSy fUlTeited to you. ani will be Ftencial Semite, including nf omission Iran another To obtain current quotatne, when asailebt contact certain types of seat-hies could include a tarn of prowled to yOu ramptly ash rawest tem a tfratou may hat provided to you Fintial par Financial Atte. mantel or cants' gat in tit case the est Actor. The Finn does not Dabney:4>mb verify e income Ordcurers yeti would be overstated. Sheet spirant the &annoy or vardity day idorrnsion • Privets enosbnwsts and etre/clawed producb. - Estimated arual icon and current yield and tie f lout engaged in that strew a security, you may provided by sans oiler than 1**Eluncial Senates. Private tette stunts (ncldig drect actual hateme and yield milt be twee a higher hair a Haw the to certaintart/iv costs for that participation roam aid real estate investment its than tenanted amounts. particular security. aicitixt although UBS tintual Services general& se rites) end strutted prodxts ale gleteralkr highly - An estinate ol a-netted ncome (divdend ands penes tit Hematites as t arented, the firm CHM anxbred poises have not been interest) divded by the current make) Open Arden does not provide any strances that the itormatit registered wit the Securities and Excha- valetwerage balances based on the last distend Betiding Wen or • gxcltilkancelled* ceders tit stbr 'Cost basis" and 'treaked gar/loss- is Commission a under any state securties laws. We or term payment made by the issuer and were not Hewedbythe statement date, open buy at/ accurate as d the date of this statement. As such proverb estimated vibes for pmate investment manes tie strain/deposes will be held for an sap stop orders are redxed by the mount of dividends please do not ft on the Hottion to make wait is and structured products for itormatkrul year from to statement date or unhl manly. or rights on an weividerds or tots date unless peewee sale decisiont fete paten ce. purposes only testy knot geurantoed. Accuracy ad continued weld me not wetted instructed otherwke by you You are risponsble for otherwise. Accounts trancferred to to Fim may - These values may differ abstamtiab from prim a orders that we evecuied Oae to your lilt to caxel reflect gent loss Hanunit on& for the period of any, at which a private tesanent security a • Assets not held by WS Financial Services. Certain pasting open orders. time they et held a to F em More historical structured product may be text or sold and do assets arc rot heed by the fern and not thee the Hon/wen it be added by you knatt Advisor. not necessarily represent the vats you may receive ferns possession or control. These assets are Privacy upon rquidatiOn. dealeyed on sox statement for informational To obtain a copy of car current Client piney Noire. • Untitled gat/losses When data is available, Th ad pat), tsbmates of vale arc as of a certab purposes only. Positions at values presented ma please contact pour Francis' Advisor or vie as weenie eeinated utaiied gain9 Ixstes we ciciAated la dread are supplied to UBS Fna-cial Services on a provided by to issui-g lam UBS Troncial Services is at sestistIRCRigkackOmpla edvitalseoty lots. The transictson data for regale bass by in independent vitiation fins. not resixtble for to itomation and des not needs( tot may or may not tenet ammistem, - Issue general panne or sponse estimated rakes, guaantse as accuracy. These assets we rot protected UBS Fiancee Services es not a bet its RLIA, Bunsen charges ate weeny reorgannal ewmts ef ry, are toppled to the Fm by Ow inner, by SOP or the Tits supplementalSIC coverage. Sties Account RSA and IRMA are brokerage accounts Diridend and otarre mitten lots ad systematic cormalpater or tensor and may be tabulated which provide access so barking services a-Idproducts patens toss are each canbined to display cue based on different in tam tat used by • Revenue shoring and additional compensation. trough arrangements wah affiliated bat axe other averagedlot. The • Trade date • [Hann pesents the lt'd parties lo deb. ten estimated values. — In addition to cormissions on safes and 12b-I fees thrdpasy banks, and provides access to nsura-ce and aged transaction wade date. - You can obtan additrol Haitian regime/Mg received n correction wit the datnbution annuty proixt awed by unstated therd.pasy the methodology wed to determine the Minato of mewl herds to our dents we ands our fl aw insurance empamies through teura-ce agency • Callable securities Bads and ;referred stock that value ad the date of tea itamanon that is the receive rtvorkw *wing Parente *0111dettributors subsitries of UBS Finarcial Services Inc. the tercelsfor eat Feet-pion wit be selected basis for the Hint by contacteg your Ftuncial odor adviscrs of the maul funds that we sell. motel& by lot Iran am:rg all see...besot that Advisor. Theseanoints are based on two *Cerra Investment, nsurat. and rutty products: issue held hour mint or in trete nen* lee ex - MAW party *started Woes may be reflected as COWP:inentf- tiv amount ol ale by UBS of a Not MAC inured • No bank guwantee• May bee vitae clients. Call feat hfcrinatit a dotted from third •Not tread' n weer I sit airs. wake n tett mutual fund Iami& to our climb and CO parties and is accuracy isnot guaranteed. Other call tdependent volition tem RS not suppled or is the asset value of a pretty mutual fund family's MM. Resource Management Account, Business Services feabres maybes' itch cat affect yield compfete usable to assign a vale. Mon we became avare shares keld at the 1ms Account BA IRMA ad alternation& Resource Homan:re will* provided upon request that a material event ha orated that may call a — We and 0.1" Abate also recewe nempking and Management Amon are registered service marks of pettily reported vats ib question. or ten a ormtus preening lees in corttation for UBS Fruncial Services km • Certificates of deposit (CDe) CDs are FDIC teed value would be highlyspectate due tote nave under agree stem that we troy& to the et to S29),000 n pritPal and accrued interest per the sectrdy. maul ftrds. These lees generally are pad from VW *rate is a rebbered senice mark of Visa depositor rd pee deposty institutes inaccordance - When neither an suer, general panne or sponsor investor assets h the mutual fund and are a feed Intentional WS Vila Sgnatixe credit cards and CBS vat RAC rules. estimated value nor a lewd/tab estimated *AA if dota- amount based on to neater of accounts at yea debt cards are dewed by UBS Bark USA with matt the valued the warty will be defeated the broke-dealer holdng taut lads of that fund pa/modem from Vas U.S A Incorporated. • Pricehalue trots disobeyed/or securities and *ter hen its purchase price. Fmiy products may be higher or lower than tette that UBS Fineries' Services Inc kw 201402 SDNY_G M_0002 1004 CONFIDENTIAL EFIA_00131624 EFTA01273831 UBS Financial Senecas Inc. SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 March 2014 CNP70064797710311 XI Y1 0 HI IN MAX a Account name: GI-BRAME MAXWELL Friendly account name: Account number: Your Financial Advisor. SCOTT STACKNIAN/LYLE CASRIEL Phone Questions about your statement? Call your Finan:hse, Advisor or the Value of your account RMA aesourcetine at 800-RMA-I000, on February 28 (S) on March 31(5) account Your assets 991,747 68 1,013,875.67 %Stour website: Your liabilities 0.00 0.00 vnew.ubstomflinancialservices Value of your account $991,747.68 $1,013,875.67 Items for your attention . if you use UBS Online Sernces, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to Sources of your mosmet growth ubs.coneonlineservices Tracking the value of your account duriag 2014 Yak* of your account S Thousands at year end 2013 $000 Net deposits and I 013.9 withdrawals $1,011054.19 991.7 • Your tiveStMent return. • Dieu:lendand interest income 11,493.42 Chance in market value 41.328.06 Value of your meow& Feb 2014 Mar 2014 on Mar 31, 2014 $1,013,875.67 SDNY GM 00021005 Msmber SIPC CNP70003006479771 NP7000300405 00003 0311 030575004 Sege 25 of 86 CONFIDENTIAL EFT/L00131625 EFTA01273832 Account name: GHlkAiNE hiA•.NELL *UBS Resource Management Account March 2014 Friendly account name: Account number: Your No/nu:id Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (3) your account 50,068.76 y Cash and money balances may include A Cash and money balances 4.94% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives a co 0.00% account balances, UBS AG Stamford Branch deposit account balances and money market C Equities a co 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 963,806.91 95 06% two pages of this statement for details about those balances E Non-traditional 0.C0 000% F Commodities ace 000% G Other 0.00 0.00% Total assets $1,013,875.67 100.00% Value of your account $1,013,875.67 Eye on the markets Percentage change Index March 2014 year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -0.57% 0.77% Barclays Capital U.S. Aggregate Bond Index -017% 1.84% Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% CNP 70003006479772 NP70C0307405 00003 0314 030575004 'elltifer_em_0002ISI 26 of 86 CONFIDENTIAL EFTA_00131626 EFTA01273833 Resource Management Account Account name: Your IInandal Advisor: UBS March 2014 Friendly account name: Account number. SCOTT STACK MAIILYLE CASRIEL Change in the value of your account Summary of gains and losses WILMS ieported below exclude products (or which guns and losses are not dectlfitd. March 2014(S) rear to date (S) Realized gains and losses Unrealized Opening account value $991,747.68 $0.00 March 20,4 (9) Year to date(.) darns and losses (3) Deposits, including investments transferred in 19,2 70.99 1,011,054.19 Short term 0.00 0.00 2,243 52 Dividend and interest income 1,493.42 1,493.42 Long term 0.00 0.00 -3,128.01 Change in market value 1,363 58 1,328 06 Total $0.00 $0.00 -$884.49 Closing account value $1.013,875.67 $1,013,875.67 Cash activity summary Dividend and interest income earned See Account eternity this month for decals. &dances in your Sweep Options are inductdin the opening and closing bdances value. FDIC insurance applies Only to deposits at U8S Bank LISA not to deposits at UBS AG. Stamford (ranch or bark deposits pia«ci nroutli the UBS Internetonal Depose ActOtillt program Sift For purposes of Iris statement, tacebdity of inkiest and dnidend income has been determined horn I U$ peolection applies to Monty market sweep fund holdings but not bank depOtils See imporunt inSornhation tier 'tootling perspective. Bared upon the residence of the account holder, account type, or product type, about yogi statement on the last NA pages cf this document for detais some interest enact dridend payments may not be subject to united States (US) anda Puerto Rico (FR) income taxes. The dent manthy statement is not intended to be used aid cannot be retied upon for tar March 2014 15! year to date IS) purpOSel. Clients should refer to the appocatie lax reporting forms they receiie from US$ annualy,SuCh as the coma, 1099 and the Fawn 480. for cal repotting information. his the practice 01 UBS to flit the Opening balances $30,535.25 $0.00 agolicalde tar reporting forms with int US sterna Revenue Semce and PR Treasury Department, and in such forms accurate/ clasOfy dndencb arced Interest est, exerrpt or tenable income. Please consult yOur Additions indudual tax prepare/ Deposits and other funds credited 19,270.99 49,806.24 March 2014 (3) Year to date (S) Dividend and interest income 1,493.42 1,493.42 Taxable dividends 1,493.34 1,493.34 Total additions $20,764.41 $51,299.66 Taxable interest 0.08 0.08 Subtractions Total current year $1,493.42 $1,493.42 Funds withdrawn for investments bought -1,230.90 -1,230.90 Total dividend & interest $1A93.42 $1,493.42 Total subtractions -$1,230.90 -$1,230.90 Net cash flow $19,533.51 $50,068.76 Closing balances $50,068.76 $50,068.76 SDNY GM 00021007 CHP70:03006479773 NV7003303405 00033 031.1 030579004 Page 27 of 86 CONFIDENTIAL EFTA 00131627 EFTA01273834 SUBS Resource Management Account March 2014 Account name: Friendly account name: Account number: Your A sandal Advisor. SCOTT STAcEMAMLYLE CASRIEL UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 80.00 Closing UBS Bank USA Deposit balance Mar 6 830,797.77 Number of days in interest period 28 Average daily balance 88,744.14 Interest earned 80.08 Annual percentage yield earned 001% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager You can find a full description of the altemabve investment objectives in important inkirmation about your statomant at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderat on - None Se4eCted Your account instructions • Your account cost basis default closing method is FIFO, First In, Frst Out. CNP7C002)306479774 NP7000300405 0000.3 0314 030575004 1883681Y_GM_00028109 28 of 86 CONFIDENTIAL EF1'A_00131628 EFTA01273835 Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor: UBS March 2014 Friendly account name: Account number SCOTT STACK MANLYLE CASRIEL Your assets %ale pnces, income and current vaueS ShrOven may be approximate. As a ItlUlt, gains alC110SkeS may not be acutately reflected. See important inforntation about your statement a the end of this clocumem for mote infornaion Cash Cash and money balances Cash and money balances may include avalable cash balances, UBS Bank USA &pont account beam's. UBS AG Stanford Branch deposit account odances and money makes mut ua fund sweep taiances UBS Bank USA deposit account balances are insured by the FOC villein applicable limits, but are not pointed by S1PC 1)85 AG Stanford Branch depout =cum banes are not insured by F DIC end at not potected by SIPC Money market sweep batances are protected by 9PC but are not insured by the FDIC. Ste the important information about your statement at the end of this document for death about those balances. Openng baance Cloung taaxe Price per share Average Offhand interest Days in Hddng on Mar 1 (S) on Mar 31 on Mar 31 (S) tete period period Cep arounl U8S BANK USA DEP ACCT 30.535 25 50.068,76 250,000.00 Fixed income Mutual funds Total reinvested is the Iola d renvested cividends II does rot include any cash dviderds. It is not a lirtreafzed (far) gain or loss is the dfference between the current vaue and the cost basis and woad tax lot for the purposes of deerminng hdding penoch or cost bass. The shares you receive each time you generay be your latile gain a loss d the security was sold on Iris date. The unreaded (tax) ga n a loss may reinatSICIWCINICIS become a separate tax 101. need to be Ousted for return or capita payments in Wert() delerMne the I!eked oxen or Kiss f Or tax reporting puooses Cost basis is the total purchase cost of the security. inducing re nvested ci vdends The cost basis manay need to be aclusted for return Cl cartel payments in order to cletermne the a:lased cost Dabs for tax Invf$J0ent refuters the current value trims the amount yOu invested. t does no Include shares that are not reporting purposes. reflected on your statement, inducts); shares that hare been mailed a either a gain ce a foss. It arso does not include cash 'Sudeten that were not reinvested Purchase owe rivrOer Average price Client Cost erKe Der share Value on Unrealized Rad impurnent Hddng taking or shares per snare(S) investment Cs) basis 0) M mar 31 (SS Mar 31 (S) gain °cross CS) return (8 CenS0 DOUBLE LINE TOTAL RETURN RIND INSTL Symbol: D6LTX Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.900 48,948.19 -2.155.52 LT Total reinvested 18.527 10.960 203.C6 10.900 201.94 -1.12 EA': 32.525 Current yield- 5 14% Security Iota 4,509.187 1 1.378 51,103.71 51,306.77 49,150.13 -2.156.64 -1,953.58 continued next page SDNY GM 00021009 CrIP7000;006479775NP7000303405 CO003 0314 03057%01 Page 29 of 86 CONFIDENTIAL EFTA_D0131629 EFTA01273836 SUBS Resource Management Account March 2014 Account name: Friendly account name: Account number. CsHrthih1E Nikon Err Your A sandal Advisor: SCOTT STACK MAHLYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase puce Nurrbei *maw pace Client Cost Pete per share value on unrealized Raul In estment Hddng Hsiang of shares ;either. (S) investment (I) bash (1) at Mar 31 (I) Mr 31 (1) "In or loss (S) often (S) period EATON VANCE FLOATING RATE FUND I Symbol. DBLX Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.160 50,04931 •10929 LT Trade date: Jan 21, 14 2327.687 9.210 25,122.00 25,122.00 9160 24,985.61 •13639 ST Total reinvested 22.255 9.179 20430 9.160 203.86 -0.44 EAI: 42,899 Current yield: 3.85% Security total 8,213.885 9.190 75281.00 75,48530 75239.18 •24612 -41.82 GOLDMAN SACHS STRATEGIC NCOME CL I Symbol: GSZtX Trade date: Am 24.13 4,731.710 10.469 49.541.00 49,541.00 10.640 50,345.39 80439 ST Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.640 19,949.74 31874 sr Trade date: Oct 2, 13 2.068.768 10.469 21,660.00 21.660.00 10.640 22011.69 351.69 ST Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51,15900 10.640 50,967.39 •191.61 ST Total reinvested 27.967 10.599 296.45 10.640 297.57 1.12 EAI: 44.183 Current yield: 2.91% Security total 13,493.590 10.545 141,991.00 142287.45 143,571.79 1,284.33 1,580.78 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.140 48,917.36 -723.64 LT Trade date: Ha 27, 13 955.868 9.969 9,530.00 9,530.00 10.140 9,692.50 162.50 ST EAI: $1,110 Current yield: 1.89% Security total 5,780.066 10.237 59,171.00 59,171.00 58,609.86 .561.14 -561.14 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: )SOSX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.930 125,479.44 •210.36 LT Total reinvested 16.737 11.940 199.84 11.930 199.67 -0.17 antinvednext page CNP70009006479776 NP7000303405 00003 0314 030575004 IONONY_GM_00020kin 30 of 86 CONFIDENTIAL EFTA_00131630 EFTA01273837 UBS Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor (Pit Friendly account name: Account number. SCOTT STACK MAre LY LE CASRIEL Your assets Fixed income . Mutual funds (conbnued) Purchase PIKS ge p1cc Client Cost Price per share value on Unrealized (tad Investment Hokin) Hddng Ape veir share (4; investment en oasis(!) an Mar 31 (4) MM 31 (5) On or loss (4) return (8 Period (Al: 12,792 Current yield: 2.22% Security total 10,534.712 11.950 125.689.80 125,889.64 125479.11 -210.53 •10.69 JP MORGAN MULTI-SECTOR INCOME FUND SELECT 5145 Symbol: )SISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.390 100,279.52 1,254.69 1254.69 LT EAI: 42.297 Current yield: 2 29% Pie.4C0 UNCONSTRMNFO BOND RJND CLASS P Symbol: RJCPX Trade date: Jan 29, 13 14308.333 11.520 164.832.00 164,832.00 11.170 159,824.08 -5,007.92 LT Total reinvested 9.004 11.199 101184 11.170 100.57 -0.27 (Al: 11,203 Current yield: 0.75% Security total 14317.337 11.520 164,832.00 164,932.84 159,924.65 -5,008.19 -4,907.35 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADD( Trade date: Jan 29, 13 7,400957 10.046 74,351.21 74,351.21 9.890 73,195.46 -1,155.75 LT Trade date: Oct 2, 13 2209.898 9.799 21456.11 21456.11 9.890 21,855.89 199.78 ST Total reinvested 22.939 9.870 226.41 9.890 226.87 0.46 (Al: $2,957 Cereal yield: 3.10% Security total 9,633.794 9.939 96.007.32 96233.73 95278.22 ' 955.51 -729.10 BBC BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: /an 29, 13 12,911.799 10.164 131239.70 131239.70 10.550 136219.48 4,979.78 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120,13 19,120.13 10.550 19,854.97 734.84 ST (Al: $2.278 Current yield: 1.46% Security total 14,793.787 10.164 150359.83 150,359.83 156,074.45 5,714.62 5.714.62 Total $963,460.49 $964,69139 $963,806.91 -$884.49 $346.42 Total estimated annual income: $22,244 SDNY GM 00021011 CNI10003006479777 Nri0C0300105 00003 0311 0305750d Page 31 of 86 CONFIDENTIAL EFTA_00131631 EFTA01273838 SUBS Resource Management Account March 2014 Account name: Friendly account name: Account number: i5HIScAINE MAXWELL Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets (contrived) Your total assets Percentage of Cost Estimated Unreaued vake on Mat 31 (S) your aCCOurit basis ($) anus intone (5) gan or loss ($) Cash Cash and money balances 50,068.76 4.94% 50,068.76 Axed income Mutual funds 963406.91 95.06% 964,691.39 22,244.00 -884.49 Total $1,013,875.67 100.00% $1,014,760.15 $22244.00 -$884.49 Account activity this month Date ActInly Degnptlen Amount (S) Deposits and other funds credited Mar I 0 Deposft CHECK DEPOSIT 19270 99 Total deposit and other funds credited 319,270.99 Date Attluty Description ArrOunt (4) Dividend aced interest income Taxable thvidends Mar 3 Dvidend EATON VANCE FLOATING RATE FUND I ASOF 02/28/14 204.30 Mar 3 Dvidend P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 199.84 Mar 3 Dvdend PIMCO UNCONSTRAINED BONDFLND CLASS P AS OF 02, 28114 100.84 Mar 3 Dvidend DOUBLE LINE TOTAL RETURN RIND INSTL AS OF 02128(14 203.06 Mar 3 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 02f26/ 14 296.45 Mar 3 Dividend PRUDENTIAL ABSOLUTE RETURN BONO FUND Z AS OF 07/2&14 226.41 Mar 3 Dvidend HSBC TOTAL RETURN FUND CLASS I 28.90 Mar 4 Dividend ROC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 0021314 233.54 Total taxable dividends 61.49334 Taxable mtefest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 03O614 0.08 Total taxable interest 10.08 Total dividend and Interest income 61,493.42 CNP7000%C6479778 NP7000300405 00033 0314 030575004 Y_GM_0002/33l3 32 of 86 CONFIDENTIAL EFTA_00131632 EFTA01273839 Account name: GHISLAINE MAXWELL Resource Management Account Your Finandd Advisor: TUBS March 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (continued) Investment transactions For mare Information stout ire pricer halve shown for restricted securities, see tarpon:tut Information about your 'roomer): at the end of this document etoceet Iron Funds investment vAthdrawn Ice Accrued Dale *cabby Cottonton Quantity via.(0 Price di tramactions (5) imestrnents bcurtit (5) inserest (5) Mar 3 Reinvestment EATON VANCE FLOATING RATE FUND 22.255 -204.30 DIVIDEND REINVESTED AT 9. 18 NAV ON 0212/914 AS OF 02/28(14 Mar 3 Reinvestment IP MORGAN STRATEGIC INCOME 16.737 -19984 OPPORTUNITIES FUIC CLASS S DIVIDEND REINVESTED AT 11.94 NAV ON 02128/14 mar 3 Reinhestment PMCO UNCONSTRAINED BOND FUND CLA55 P 9.004 -10084 DIVIDEND REINVESTED AT 11.20 NAV ON 0212e114 A5 OF 02128114 Mar 3 Reinvestment DOUBLE LINE TOTAL RETURN RIND INSTL 18.527 -203.06 DIVIDEND REINVESTED AT 10.% NAV ON 002E/14 AS OF 02/28r14 Mar 3 Reinvestment GOUDMAN SACHS STRATEGIC INCOME CL I 27.967 -296 45 DIVIDEND REINVESTED AT 10.60 NAV ON 0028/14 AS OF 02/28114 Mar 3 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 22.939 -226.41 DIVIDEND REINVESTED AT 9.87 NAV ON 02/ 28714 AS OF 02/28i 14 Total .81.230.90 Date AdMly Description Mmunt (I) Money balance activities Feb 28 Balance forward $30,53525 Mar 4 Deposit UBS BANK. USA DEPOSIT ACCOUNT 28.90 Mar 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 233.54 Mar 7 (WOW UBS BANK USA DEPOSIT ACCOUNT AS OF 03/06/14 0.08 Mar I I Deposit UBS BANK USA DEPOSIT ACCOUNT i 9,270 99 Mar 31 Closing UBS Bank USA Deposit Account SS0.068.76 The UBS Pa& USA Deposit Account IS your primary sweep cplion SDNY GM 00021013 CW713007006479779 NP700330340S 00033 0314 030579004 Page 33 of 86 CONFIDENTIAL EFEA_00131633 EFTA01273840 *UBS Yournotes CONFIDENTIAL EFT,00B1634 EFTA01273841 Important information about your statement LEIS Filene's' Services ix. (the F im or UBS Anemia! sent you the fen stamen on white the nor The Finn, togeeher with certain affiliates, ha also account held, you choose one of the following Sertes). is a merrter of all prince:el acuity, cannodty problem appeared. purchasedILDpInnental protection. The madmen issenent °bib-lees' and opteris shaves. U3S Fe-uncial Seerices and LES - how:ley*: name ad accost number Of any). amount payable so al eligible there, deeds& Lecke • bodge CunentIrcome. 'imbue as seekng the Bank USA n rdrect subsdares of LE6 AG and — Desoto the n or he transfer you are tare this protect*" is S500 million as of December 10, 2013. generation of income cr4. affiliages of LES Se/drilla UC. The Fim's Inmate' about and.,clan as desk as you cm why you • Adhere Capra!Appronetion Investmentswaking statement is available upon tidiest. The Fun's vermin, believe e is an error a why youneed more klMot to the poky aidlimitations, cash X growth of pent WI rather than the generation of off ices are a: efamation the firm is further protected candid fa mato $1.9 million n the income. — Providethetear anion d to suspected ens aggegate for all you accounts held n a patular • Produce Combinaton of income and Capital LES Finacol Swat M. tasty A full copy of ea poky wiring es audible Apprtoatco, Mesiments seekeg both the generation 1200 Harbor Boulevard The Fin or Cad Issuer Ma nentigete you complaint upon reciunt. ol mane and gowth of precteek Weehawken, to 07086 and will correct any error promptly. The SIPC protection at the *operetta/it protection Overeat risk erects Ibis statement represents the any official record of yeti' Please see all checks paste to the Fern or to both do not apply to. LES Piuncial Seven account. Other sort except lhancial instraution eltated on tie front of this • Certain Francial assets controlled by (and indeed A • Cooservarrarr Seeks to mai-dain nein pi-c isal with onkel Inc donsent containing torten-9dt; should low rid and volatility to the baud own., bend statement hadzlitim to rept, avert feu accounts your account value)b.d held away from US$Fine-col that mews the accost does not generate significant not be relied man If you bees there is an error cr may be subject to maivienne fees, chaps for late Services (e.g.. certain(* ash al UBS Bak, cash at omission, please report it *sedately n Sting to the income or returns eld may rot keep pace with pawned for sautes purchases and charges ice unpaid LES AG Stanfordbunch (1) insure-a pro1CIS, Each Manager d the office servig vs account. ascents in cash accuses. Accounts that we transferred including weenie enmities, and (,0 shires of mutual to other imitations may be subjecl to synth( fro. fonds where such shares are reentered dienly n the • Moderate: Mang to accept scene rid to principal and Meough al figures Moen We Mended to be accurate. nine of the account holier on dm boas ani nosh tolerate some +/dotty to seek hgher returns. statement data should not be used for tar purposes Rely UBS Sweep Option, of de applicable issuer a transfer agent); • Aggressee: Wiling to accept high tisk to Isobel ad sole& onmai-end tax kirms, de.. Form 1090. 5498. UBS offers options to sweepng cash bane; biances high solatildy to seek highreturns ma tiny. 10425, etc) whinprepregyour tax nets. The Flail to bank deposits 01 UBS Bat USA and LES AG Slanted • Certain el...Merl contracts or Segment Merest required by law to report to tie IRS all 'babe attend, branch (Etat Sweep Propene), moraymedia mutual (r.g., limited parenasegaz and prime placements) that Statement Ilousaholdne month° rstamble Sidends and taxable Mean kinds (Morey rued) axl theInternationalDeposit we rot regrind underte Securities Act of 1503; We may consolidate at related account statements with eared on mount's held in mu accent, net proceed Acesent (10Alla customers with an International aid the same n the same enveSe. Accounts may an sale transactixo, ad cost basis on certain covered ramose Matagemeni Accord. Though tie Bank be related la this purpose berate they haw owners mantes. Sweep Pregawn cash balances re swept to LES Sail • Commodity., corwacts (e.g. lategn exchange and who also maintain pot acorn relational-Ms wit other USA up to an enabrehed knit and then to LES AG prt *anneal °meads) iMudeg futures contacts clients at the sane address. This practice's known as Communications with the Finn Stamford Brand\ cr a Money Fund. Deposits at UBS • househsling *lime prefer to retake adie/dual . Please re-cores any oralcorm-scat/arts in rd eormoditY WAS contracts. statements mailed in separate enveives — you may Bat USA are FDIC roved in accorda-ce with FDIC to further protect your opts incbdrig your rad rules. For more narration please and wwwidicgov. fi e 51K voted**, and It* soppy/mental protects do dwIne houteholding by Ealingmut Frontal Advisor. rat the States Senor Protection Act (SWAT Deposes at UBS AG StanfordMirth and tees of not apply to these assets event they otherwise appear Money kinds are rot nand by the FCC on per teearocres the SK protection and the Friendly smart name • If theGnat* nstitution on the tcp left of dm front suriOnntalprotedion dr not protect aped dons the Frendbi account name reflects information that you of this statemert is notLW Anatol Seeces. U3S Throup the OA, erodible to cab balances we swept to in the maim vane of you investments (whether as a evened on the Firm's onlne seises webete. It is a Feenoal Selects carries you account a clearing depose accounts al UBS AG New Yak Branch and UB5 result of meta movement. issuer be-erupt* a customizable 'thus' Masan by you to mid you broker by ategenst wen the Matednista\ AG Capron Branch Thew deposits are not Mused by otherwise) wish sar recordkeephg. It has no legal effect on your We Wormed )0.1et this relationship Sun you sea FCK Balances Fold at the LES AG Cams Bra-d-, accord. Yana can dia-ge you hiendk acccunt names, opened this accost. li the case. your lads and are [emporia* exposed to the sovereign rick of the More information is battik upon redest You may through OS* Services or by contadegmurFewncial seareina-e located a 1185 Financial Services and rot Cams elands, and ten is no gaunt.e Cr other obtan moue Monnation about SK, Mixing the 51K Abhor. the ineodang broker. ad you nut make shoal obligation of UBS AG to repay the biomes while on the &cobs* by contacting SIK a 202.371.8300a by ol sry near or *Tuition to both firms. UBSC Nyman\ Bradt. books. usrang the 51K **tit. armscapteig ACCOollt overview • wake odmor accoentbortke Net of assets ad Aga-court statements shall be deemed complete a-d Deposes a LES Birk LEA and eachUBS AG Bench are Dividend ReiWettelbant Program (DPP) accurate i not objected ton wren; within 60 days. not protected by SIPC. Money Fund shares an, protected lhe prke reflected is an swage price. You may obtan • Assets hoists available cat balances, vela' for by SIPC. See *U3S Fitment Services Anna Protection* the actual peke kanyvr Financial Advisor. cry auk restricted testy lest 1, and Global tine sus s, • Please died customer complaint a iNUiin to te bobw Wares are purchased under Dli; partial gores will be marks to market, and caftan sets not held Fien's C lent Statism Depament a 201.352-1699 sod rd the cash wil be deposited in your account. The •by the Fin. Does not include unpnced Stfluitiell assets atog-free a 800-35d-9103, EGO A.M. to 6:00 P.M. Upon you repast, balances n to Barra Seen dviderd rein estmert price applied byte issuer may al the end on, the pior and ourent statement periods, or ET Monday through Ends a in *Meg to LES Program or OA may be %atheism" and shares of a One from the market pike at which thepartied shires private evestriwns, masted stock options aid Financial Smite, K., Clad Relations Depalrnent, Money Fund my be liquidated, and the proceeds at sold emicoobk stock orations P.O. Box 766 Union City, NJ 07087. returned to you or socurain atone • Elates Include, debt braces, mar Cadelelieu loans. credit rib, ton account balances. • tease of (*nen Or Westiat, about an electronic Futter ilornabon about available sweep options, Cnk whole wets may be held., you want. If mure • Cash/money balances.UBS. Total of uninvested amiable Sods transle (BD, bi puymm or UBS Vet debit nctdng orbit fewest rate, and mkt, e saints le at entered to a palal mit as a result of a dviderd Parent cast, balances, plus Bak USA deposit Wares. UBS card trankaborts, call 62-1000, or vat to UBS www.Lbscomtiweepyiekt, from your Fiscal Advisor or otervose, the Firm eel ether sell petal sand at AG Suneord Branch deposit balances and money market Feunoal Semen Fic„ 1000 Harbor Blvd, 6th floor. or by calling 800.762.1000. market peke a accept an amount donned by a nail fund sweep Saxes, at be obit of tie Went/Men W 07086. Min RIVINBSA Since, registered cleans any, at credit wyr accora gnomon period. Norecorsocky kee credit balances in UBS Financial Services accost protection your accourt as rot segregated from other balances Cal a write as soon as you cart it you thee gar 'IMPS', is a member of the Seurat ilveltal Protection Investment objectives ad the FS may use any of these funds in the ordinary statement or receipt is *rag ad you need more Corporation (SIPC), wth protect securities accounts of The nveurnere ablest and risk profile we sect to course of it business. these funds et payable upon edamatim alms a twofer on the state ere or its members up to 1500,0:0 (.,king 5250,000 for each account and may my between Please adela the your darned. This total is included., to anent period rq(901. The Firm or Card bus as aPicabldrneft dams kr cash). The SK asset protection knits XPV to Fern promptk among of any simkant Mange in Ste doseg value. For from you ns later then 60 drys after tie Fim all account tag's hold n a particular unmet'. Maxi& situate or semen objectives. Fa each SONY_GM_00021015 CONFIDENTIAL EFTA_00131635 EFTA01273842 Important information about your statement (Continued) Lending ilonnation you would stilly rake in the mallet Prices we - •Oselne an to date may meta return of — e, atria, to centrism-6 recent n tonneacn Fa defend information cn theFinis lending practxes °Want from vaious third party sources vanish the casual, income cr both rah the sale or danbikon of a-ruey contracts and &bosses, refer to gar Clent Retatbrailp being to be retitle, but we do not gasragee their - Crignat Ltd see represents the initial ottani; and tnt investment tat units to our <lents, roe Agetment or Accord Agrammt al the General accuracy. price per unit and may not reflect yur cost basis ander our affiliate recent revers :Nang Tarns and Conditions UBS Statement of Credit heats — We gentray it the closi-g pricewit swath a corrpensmion tram many of the insurance available in Agreements mdOtters, at the mean of the ad ask prices to lined • Escalated securities flasIrded sea:4in citneraly °wpm ies oraienwitin; the amity contracts, musarassailtaguadoolgults acuities and <peas a onhIt prices fa OTC are rot wrens? agble sec publk sale. UBS Fine-cal athletes of he turn" carpets or sponsors of seoties. Services ides lee matt price of the unnegided stock Swum investment tots we destrbute Yew mete - Less actew waded securities may be priced ushg a of the sane issuer:Ism mputed value lade ▪ Oar affiliates ako receive wading commetto and Your artement Semites securities end otlwr awns held valuatn model or the mon recent site we netted stock for porpons of this 'Women on. To other cornea-swim from rnsual knit and hag account at the end of the statement pewit. You obtart and may not reflect an actual matt rice the tent that restricted searities are 'Tube fa sae, rata, competes whose vortices we distribute. may ask for deity of fully paid seosities at anytime. or star the vale reared may be stionantialh less than the - Wetmore an anal fee from UBS Bark USA and You may receive securities used as loan collateral after — Celan positions may appear without a price ad ittp_eed vale gnash AG Stanford Blanch of up to szs per accost prying any balance due on tem. k -y securities will thaw as 'price was rot available' if se are vamping to the barks under the UBS Bait Sweep transferred to t. dim dai-g the fat rent period are unapt. to obtain a pnce for a savoy • Est (eitirneted) inecems current yield' and rates. Fragrant listed at market the as of the end of the statement - Deposits or starts deobcrinated in currencies An estimate of anal income is based an cunt Feria ocher tin U.S. dollars are reflected at the &Aching& &lard at interest rates, assuning tie stakes will Activity • Cast basis. In dettrmning the con basis of the rate as of the statement date. be held for one year from statement date or until &tarlatan Tasting commentsand otter 011agel settles inchded in this statement, where indicated - Fa certain inters eating in non.confcorm() Mali-city. This estinew bony 6ga:feint, accuracy Warred f. conned cn with tie teem:knot wades, wt the mortar 9.• UPS Fiera& Servings It relied clerrommatcre. Oct ad quality gace glad may and continued income are not playacted Secluding option transactions ha bwri included an cninformation cbtained from sources other thanIRS have teen addled to facilitatepram gluier,. - Estimated anal nccme ad hrrent Wild fa ccedernaions pettish furred-ad so you, and wall be Handal Senices, including illornwicm kern anothe- To obtain current quotations, when arailible, contact certain types of stakes could include a retun of provided to yew la-unpile co rawest. tem a that youmg have provided to you Finaxial par Financial Adviscr. pmcpalor cepaal gars in which case the est Adrisor. The Finn does not independently verify a income Ord current yeti would be overstated. Sheet anise gement the acaracy or vardity day information • Private immanent, and rtrucbrred product& - Estimated anal tone at cunt Weld and the F as engaged in short tarot a security, you may provided by sons other thin LESFivncral Services. hitt nsestrrert sautes fitted'"? drect actual item at yield mbht be Ismer a higher incur a charge the to certain bctrowbg costs for that patcipation ;acorn and real estate in trust than theist:matedamounts. particular secunty. adzitirt although LIDS Firamal Services general& stilted at stoat ppdacu ale genevelh highly — An entate of a-tufted name (divdend ander gidetes ink Hamann as it s received, the firm Abseil. Cent dna-tared crotch have not been interest) dryad by the anent market Open sedan ties not provide any sin:antes that eh& idamatim registered will the Securities and Extha- vaseaverage balance it based on the last dividend Reg ting wen or • goodtikanceied* ogees tat vow "Cost basis" and "threaked gar/loss' ie Com-nosion a under am, state securties laws. We or newest payment made by the issuer and were not tegtedby the statement date, open buy ad accurate as crE the date of this statement. As suck prote rated vanes for private investment wearies the seasat/depot will be held for ore sel stop orders are redxed by the mount of dividends please dome ray on this nfametion to mike secedes and structured (tags for nforrnatiarul year from tie statement date or until matuity. a rigus on an maividert a trifle date unless puchara a Tale decisiont false p-rposes cr purposes only tasty knot giurantoed. Accuracy rid continued weld we not garenteed inn-sated otherwise by yet" You are resporable for otherwise. Accounts Wandered to to Fim may - These values maydiffer ebstantiaby from prices. orders that we mewled the to your failure to coca reflect girlloss tdomatim onh for the period of any, at *hal a ante rwestnenl security a • Assets not held by UBS 'rancid Service& Certain elating open orders. tine they we held at to F rm More historical structured pralan may be bough or sold and do awes we rot held by the Fern and nor nth the tonnagn <sib, steed by yost Few char Advisor. not necessarilyrepresent the valat you may receive Fern's possession or control. These assets de Privacy upon kluidetion. dopleyed on you statement for informational To obtain a copy of ca canine Client FtrucyNaice, • Unedited panalosses When data is ▪ Thad paly esbrnates of vale cue as of a cereain purposes onfy. Paitions and values presented an please contact pour Francis' Acensor or visit cur website eninated isrealizad gait bsses we Undated Ise date ad are %maid to UBS Fem-ciel Services on anted by the Sit fern UBS F nancial Services atwwwwEGEBegataidgfala indebtedstorey lots. Re transaction data for regent bass by in independent religion Jim. not resarreble for this ilcanation and des not navies( lob may or May not teat °ruminant. - tsar, generalpanne or sponsor estimated mhos, guarantee as accuracy. These assets are rot wooed UBS Pinata Services a rota be -k The RIK Bunnies, aurges ander 'acuitymarginedlen events my, ere wooled to therm by the tar, by SIK or to Fern% ea:plementalSleC caverns. Services Account BSA and IRMA a-• brokerage accounts Dividend and ofierre enthrone lots at systematic gennal pater or Matr and may be tabulated which provide access so barkingservices at products padvse bts are each combined todisplay one based on dkerent information Iran tat used by • Revenue sharing and additional compensation. though arrangimmts walk Arland bat at other averagedloll)* • Trade date • [alto p'esents the hidparties Widen,* ter ennead values. — In addition to commissions on sales and I 2b-I fees that:Weary banks, rod provides access to nsura-ce and aged transaction wade date. - You can obtain adage-id nforrnaten regarding received n correction Mtn the distribution of anmay protcts hued by uneff thintiany the methodology used to determine the estimate of maul lends to °waren% vs Niece our ant insurance companies through neura-mi agency • Callable securities Brisk ands:rehired stock that value ad tie date of to efamalimtha is the receive revenue taring Cements from distributors subsiiieries of UBS Financial Services Inc. the truer cats for ea-h redemption will be selected basis forte &rant by contacteg your Fe-uncial a-dor adMices of the mAtal funds that we sell. mpavelh by lot Iran arrorg all seoseies of fiat Advisor. Thesearrant, are based on two delvers Investment nsura-ce. at fl uty products: iset held hour rune or in nominee num la oa- - TA id party esti-mod vitas mg be reflected as COMfonerAL amantol sales by UBS of a Not MEC inured • No bank guwantem May boe vela clients. Call Watt hecnnatim s cbtened from third •Not sited' n sewer I sit atnt wfe n pa-tkula MAYA fund I amib to our (lint and CO parties and is accuracy isnot guaranteed. Other call independent valasion fern has not soakedor is the asst value of a palter mutual fund I amih's RUA. Resource Management Account, Business Senices feast may've' which m idaffect yield conaete unable to assign a vat when we become avare shires held at the ern Account 85A, IRMA and alternation& Resource &domain MOW provided upon request that a materialevent has &coated due May call a — We and as agitate also recewe net :eking and Mai/gement Accost are registered service marts of petal, reported vats it question, or when a orrnbus processing lees in consideration For UBS Freemen( Services he • Certificates of deposit OW CDs are FDIC hewed value wadi be highly specate due to fie nave gender agent sereirs that we Fronde to the em to S29),000 h priehal and accrued interest per of the seatity. rrulual land, Thew fees generale are Pad from Visa *hate interbredservice mirk of visa depositor and per deposity inched:xi inaccerdance - Whin neither an suer, general panne or sponsor investor awes h the lethal fund and are a fired Intonational CBS Visa Sartre cede cads at LES with POIC rules. estimated &aka nor a thrd-pany estimated sake is dela- amount based an tie number of accounts at Vet debt cards are reseed by UBS Bank USA with presided. the value of fle tarty will be clamed the broker-dealt( holdngmaul lirds ol that fund prinession from to U.S A Incorporated. • Preenralue Prot, dimbeed for »tongs, and oher from itspurchaseprice. fatly. inducts may be higher or lower than Mesta that UBS Finendal Services Inc Pm 201402 SDNY_GM_00021016 CONFIDENTIAL EFTA_00131636 EFTA01273843 UBS FMancial Services Inc. (SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 April 2014 CNP70056836470414 Yi 0 HIS AN MAX Lt Account name: GHIStANE MAXWELL Friendly account name: Account number Your rinandal Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on March 31 (S) on April 30 (5) account Your assets 1,013,875 67 1,015,343.20 VI-t our webslte: Your habilttleS 0 00 0.00 www.ubSCOMIlinanCiakerviCeS Value of your account $1,013,875.67 S1,015,343.20 Items for your attention . if you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to Sources of your account growth ubs.cornionineservices. Tracking the value of your account during 2014 Value of your account S Tricusancis at year end 2013 $O00 Net deposits and ' 0'3 withdrawals 51,011,054.19 1,015.3 • Your OveStrnent realm • Macleod and interest income 43,10850 Change in market value 41,18051 Value of your account Mai 2014 Apr 2014 on Apr 30. 2014 $1,015.343.20 SDNY GM 00021017 Member SIPC CNI100010050380.7 err/00019r 74500003 0414 030575004 000000 Page 25 of 96 CONFIDENTIAL EFTA_00I31637 EFTA01273844 Account name: ChiriAINE N'A.V.ELL UBS Resource Management Account April 201/. Friendly account name: Account number: Your lq Randal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of April 20 (4) yOur account • Cash and money balances may include A Cash and money balances 50,297.51 4 95% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch A deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the imponant information about your statement on the Last D Fixed income 965,045.69 95.05% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Corrmodities 0.00 000% G Other 0.00 0.00% Total assets $1,015,343.20 100.00% Value of your account Si ,015,343.20 Eye on the markets Percentage change Index April 2014 Year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index 0.84% 2.70% Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% CNE2000900SE88648 NE7003191745 00033 0414 030575004 C0MUiy_Gmixmllitas) 26 of 98 CONFIDENTIAL EFTA_00131638 EFTA01273845 Yourli vandal Advisor: SUBS Account name: Resource Management Account Friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Change in the value of your account Summary of gains and losses Vann reported abase exclude products (or which gam and losses are not dectified. April2014 (SI Year to date (S) Realized gains and losses Unrealized Opening account value $1,013,875.67 $0.00 April 2014 (1) Year to date(1) gains and lasses (S) Deposits, including investments transferred in 0.00 1,011,054.19 Short term 0.00 0.00 1,645.% Dividend and interest income 1,615.08 3,108.50 Long term 0.00 0.00 -2,678.00 Change in market value -147.55 1,180.51 Total $0.00 $0.00 -$1,032.04 Closing account value $1.015,343.20 $1,015,343.20 Cash activity summary Dividend and interest income earned See Account acts.* this month for detals. Balances in your Sweep Options are indudedin the cpenng and closing beiances valLe. fDiC insurance applies only to deposits at UBS Bank USA, not to deposits at UBS AG. Stamford french of bank deposits placed throush the UBS Internetiond Depose Account pr cora°. SiPC For purposes of Wit statement, taratitty of inkiett and dnidend income has been determined from a US protection applies to money market sweep fund hoidirgs but rot bare deposits. Sao important inbronation tar repotting perspective. Baud upon the residence of the account holder, account type, or product type, about your statement on the last two pages ci` this document for dews some Interest andor dvidend payments may not be subject to United States (US) anda Plena Rico (PR) income tares. The dent moral* statement is not intended to be used ael carnol be reeed upon for tar Apnl 2014 (S) vear to date (I) purposes. Clients should refer to the aPphiCatte tau reporting forms they recent from u85 annually, such as the Forms 1099 and the RCM's 480, for tax feD3lb09 informatiOn it is the practice of UBS to file the Opening balances $50,068.76 $0.00 a;olicale tar reporting forms with the US interni Revenue Semce and PR Treasury Deparirrent. and in such forms accurately clasafy drdena arbor Interest as tau exempt or taeabtt inceme. Please consult ytur Additions includual tax prepare/ Deposits and other funds credrted 0.00 49,806 24 April2014 (S) Year to date (t) Dividend and interest income 1,615.08 3,108.50 Taxable dividends 1,613 88 3,107.22 Total additions $1,615.08 $52,914.74 Taxable interest 1 20 1.28 Subtractions Total current year $1,615.08 $3,108.50 Funds withdrawn for investments bought -1,386.33 -2,617.23 Total dividend & interest $1,615.08 $3,108.50 Total subtractions -$1,386.33 -$2,617.23 Net cash flow $228.75 $50,297.51 Closing balances $50,297.51 $50,297.51 SONY GM 00021019 ChIP70309305688649NPIOCOI91745 00033 0414 030579004 oococo Page 27 a 98 CONFIDENTIAL EFTA_00131639 EFTA01273846 Account name: Jr *UBS Resource Management Account April 2014 Friendly account name: Account number: Your lq sandal Advisor: SCOTT STACK MAMLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $30,797.77 Closing UBS Bank USA Deposit balance Apr 6 $50,297.51 Number of days in interest period 31 Average daily babnce 847,612.47 Interest earned 31.20 Annual percentage yield earned 0.03% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important inkirmation about your statement at the end of this document. Your return objective: Cuivent income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderat on - filcne Wecred Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out. CNP7C004)005,588650NP70C0I9I 745 00033 0414 030575004 COMILY_GM_00021Ifilte 2$ of 98 CONFIDENTIAL EFTA_00B1640 EFTA01273847 Resource Management Account Account name: Your Pi nandal Advisor: *UBS Av 2C 1: Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some prices, income and current values shOnn may be approximate. AS a ItS gales and losses mai nol te.xcurately reflected. See important intormabon about your statement a the end of this dxurrent for inore inforrivion Cash Cash and money balances Cash and money balances may include avalable cah balances, UBS Bank. USA *Toot account balances. UBS AG Stardord Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA &mil account balances are insured by the FDIC vAlhn applicable limits, but are not potected by SIPC. UBS AG Stanford Branch deposit accoum balances ate not insured by F OK and we rot proteded by SIPC Money market sweep balances are protected by SIPC but are not insured by tee FDIC. Set the important information about your statement at the end of this ckxument for details tout those balances. °tering biance Closing bane Price per share Average C....WendInterest Days n Hddng on Apr 1 (1) on Apt 30 IS) on Apr 30 CI) rate period period Cap arounl (1) V85 BANK ll5A DEP ACCT 50,068.76 50297.51 250,000.00 Fixed income Mutual funds Total reinvested is the told dal reinvested cindends M does not include asy cash detends. n is not a Linreafzed (tax) gain or foss is the dfference between t he current vaue and the cost basis and world tat lot for the purposes of determinng hciang penods or cost Lass. The shares you receive each tire you generally be your Wade gan or loss if the Security was sold on this date. The unreaized (tau) gan a loss may reinvest Ciwciends become a Separate tax 101. need 10 be &dusted for return of (vital Parents in order 10 WenIle the realized gan or loss f or tax reporting puiposes Cost basis is the total purchase cost of the security. indudng reinvested d Wends The cost basis mar need to be aclusted for return Cl cartel payments in order to determine the adiated cost baths (or la< investment return is the current value mous the amount you invested r does not Include Shores that are not mooning pnposes. reflected on your statement, indudng shares that hare been reacted as either a gam or a loss. It asp does rent include cash chidends that were not reinvested Purchase Owe/ f wbes ye asr aipe7ses Am invest cit it) Cost Prize oer shore value on Unrealized (tad investment Honing Hddng r basis (S) on Apr 30(51 Apr 30 ($) gain or loss (S) return (I) Pencil DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DElLTX Trade date: Jan 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.930 49,082.91 -2020.80 LT Total reinvested 37.087 10.929 405.36 10.930 405.36 EAI: 12,549 Current yield- 5 15% Security Iota 4327.747 1 1.376 51,103.71 51,509.07 49,48,3.27 -2,020.80 -1.615.44 continued next page SDNY GM 00021021 CHP70303005688651 NP700319174500003 0414 03057500E 000000 Pap 29 of se CONFIDENTIAL EFTA_00131641 EFTA01273848 Account name: UBS Resource Management Account April 2014 Friendly account name: Account number: Your 15 vandal Advisor. SCOTT STACK/allLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase puce Minim Arnow Dice Client Cost Prge per sheet Value on Uateefized Ree0 imestment Holdng Hcicing of slum per share (5) investawt (f) basil (1) on Apr 30(1) Apr 30(5) gain tidos& (f) return (1) period EATON VANCE FLOATING RATE FUND I Symbol. 0BLX Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,15901 9.130 49,885.80 -273.20 LT Trade date: lan 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.130 24,903.78 .21822 ST Total reinvested 47.205 9.169 432.84 9.130 430.96 -1.86 EAI: 12,892 Current yield: 3.84% Security total 8238.835 9.190 75,281.00 75,713.84 75220.56 .49328 -60.44 GOLDMAN SACHS STRATEGIC P4COME CL I Symbol: GSZtX Trade date: Jun 24. 13 4,731.710 10.469 49,541.00 49,541.00 10.600 50,156.13 61513 ST Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.600 19,874.75 243.75 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.600 21,928.94 268.94 ST Trade date: Ian 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.600 50,775.79 -383.21 sr Total reinvested 58.849 10.620 625.03 10.600 623.80 -1.23 EAI: 43.881 Current yield: 2.71% Security total 13,524.472 10.545 141,991.00 142,616.03 143,359,40 74138 1,368.41 FISEIC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.190 49,158.58 482.42 LT Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.190 9,740.29 21029 ST EAI: 51,110 Current yield: 1.88% Security total 5,780.066 10.237 59,171.00 59,171.00 58,898.87 -272.B -272.13 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 Symbol: /SOSY Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.910 125,269.07 .420.73 LT Total reinvested 36.164 11.934 431.60 11.910 430.71 -0.89 continued nevi Page CNP70303005888652 HP7000191745 00003 0414 030579004 cogttlitty_cm_0002ittilt2 30 of 98 CONFIDENTIAL EFTA 0(1131642 EFTA01273849 *UBS Resource Management Account Account name: Friendly account name: CHISLAINE MAXWELL Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL Account number. Your assets Fixed income . Mutual funds korionuezO Purchase pow Nurrber Average price client Cost Price per share value on Unrealized aad inrestmeet Holdng Hddng of shares per share (I) investment (1) basis (I) cm Apr 30(1) Apr 30(1) 93In or loss ($) return (1) period EAI: 12,607 Current yield: 2.07% Security total 10,554.139 11.950 125,689.80 126,121.40 125,699.79 •421.62 9.98 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: .1SISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.370 100,086.48 1,061.65 LT Total reinvested 1.858 10.387 19.30 10.370 19.27 -0.03 EAI: 42,558 Current yield: 2.56% Sleazily total 9,653.400 10.260 99,024.83 99,044.13 100,105.75 1,061.62 1060.92 FIMCO UNCONSTRAINED BOND FUND CLASS P Symbol: PUCPX Trade date: ran 29, 13 14,303.333 11.520 164,832.00 164,832.00 11.220 160,539.48 1292.52 LT Total reinvested 21.216 11.182 237.25 11.220 238.04 0.79 EAI: $1,232 Cured yield: 0.77% Security total 14,329.549 11.520 164,832.00 165,06915 160,777.53 1,291.73 -4.054.48 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: Mn 29, 13 7,400.957 10.046 74,351.21 7435111 9.880 73,121.45 -1,229.76 LT Trade date: Oct 2, 13 2,209.898 9/99 21,656.11 21,656.11 9.880 21,833.79 177.68 ST Total reinvested 47.149 9.880 465.85 9.880 465.83 -0.02 EAI: $2,955 Current yield: 3.10% Security total 9,658.004 9.939 96,007.32 96,473.17 95,421.07 -1052.10 -586.25 R8C BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: Mn 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.550 136219.48 4,979.78 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.550 19,854.97 734.84 ST EAI: 42,426 Current yield: 1.55% Secuity total 14,793.787 10.164 150359.83 150,359.83 158,074.45 5,714.62 5,714.62 continued next page SDNY GM 00021023 CNP70003005698653 NP7000191745 00003 0114 030575004 00000) Pap 31 of 98 CONFIDENTIAL EFTA_OO131643 EFTA01273850 UBS Account name: GHISLAINE MAXWELL Resource Management Account Your A sandal Advisor: Friendly account name: SCOTT STACK MAMLYLE CASRIEL April 2014 Account number: Your assets Fixed income . Mutual funds (continued) Purchase price Number Average price Client Cost Price per share value on Unrealized 044 Investment Hddng of shares per share (S) Tnvestrnenl (S) bash (5) cn Apt 30(1) Apr 30 (5) spinorloss (S) *turn (S) Prerincl Total S963.460.49 5966,077.72 1965,045.69 -11,037.04 11,585.20 Total estimated annual income: $22.210 Your total assets Percentage of Cost Estimated Unceaked Value on Apt 30 (1) your recount basis 01 annual income (5) gang loss (S) Cash Cash and money balances 50,297.51 4.95% 50,297.51 Fixed income Mutual funds 965,045.69 95.05% 966,077.72 22,210.00 -1,032.04 Total $1,015,343.20 100.00% $1,016,375.23 $22,210.00 -$1,032.04 Account activity this month Date ADhoty DesCrOlOn Amount (1) Dividend and interest income Taxable timderds Apr I Cividend EATON VANCE FLOATING RATE FUND I AS OF 03/31/14 228.54 Apr I Cividend 11, MORGAN STRATEGIC INCOME OPPORTUNMES FUND CLASS S 231.76 AprI Dividend PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 03)31/14 136.41 Apr I Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 0313If 14 202.30 Apr I Dividend GOLDMAN SACHS STRATEGIC INCOME CLIAS OF 03'31114 328.58 Apr I Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 02/31/14 239.44 Apr I Dividend 11) MORGAN MULT1-SECTOR INCOME FUND SELECT SHS 19.30 Apt I Dividend HSIIIC TOTAL RETURN FUND CLASS I 28.80 Apr 2 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 03/31114 198.75 Total taxable dividends $1.613.48 Taxable In teresY Apr 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 04/0414 1.20 Total taxable interest 61.20 Total dividend and interest income $1.615.08 CNP70009005688654 NP700019I 74500003 0414 030575004 00MiliT_Gm_00024ISIM 32 of 98 CONFIDENTIAL EF1'A_00131644 EFTA01273851 Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: $UBS April 2014 Friendly account name: Account number. SCOTT STACKMAN/LYLE CASRIEL Account activity this month (coniinvece Investment transactions for mare Information stet the price/value shown for restricted securities, see rinportant Informaion gout your statement a the end of INS doc anent Proceeds Iran Funds investment withdrawn fa Accrued Date AcWty Desciption Quantity Value (I) Price CS) transactions (I) MVISIfrottlh b01401)(5) intoned (S) Apr I Remestment EATON VANCE FLOATING RATE FUN) I 24.950 -228.54 DIVIDEND REINVESTED AT 9.16 NAV ON 03131/14 AS OF 03131/14 Apr 1 Reinvestment IP MORGAN STRATEGIC INCOME 19.427 -231.76 OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.93 NAV ON 03/31/14 Apr I Reinvestment FivK0 UNCONSTRAINED BOND FUND CLASS P 12.212 -136.41 DiviDEND REiNvESTED AT I I. I7 NAY ON 03/31/14 ASOF 03/31/14 Apr I Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 18.560 -202.30 CWIDEND REINVESTED AT 10.90 NAV ON 03131/14 ASOF 03/31/14 Apr 1 Reinvestment GOLDMAN SACKS STRATEGIC INCOME CL I 30.882 -328.58 CWIDEND REINVESTED AT 10.64 NAV ON 03131114 AS OF 03/31114 Apr 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 24.210 -239.44 CWIDEND REINVESTED AT 9.89 NAV ON 03731/14 AS OF 03/31114 Apri Reinvestment JP MORGAN MULTI•SECTOR INCOME FUND 1.858 •19.30 SELECT SHS DIVIDEND REINVESTED AT 1039 NAV ON 03/31/14 Total -$1,386.33 Date Activity Cescnplion Amount ($) Money balance activities Mar 31 Balance forward 650,068.76 Apr 2 Deposit U85 BANK USA DEPOSIT ACCOUNT 28.80 Apr 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 198.75 Apr? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04104/14 1.20 Apr 30 Closing ISIS lank USA Deposit Account $50,29731 The UBS Bank USA Depoat Account Is your primary sweep cation SONY GM 00021025 CNP70003005698655 NP7000191745 00003 0414 030575004 000000 Page 33 of 98 CONFIDENTIAL EFTA_00131645 EFTA01273852 *UBS Yournotes cl.mmomsenr.ammommo orwat ..SNY—.,.RM H. , . .1 elmnem.t bacemninurnkr CONFIDENTIAL EFTA,B1606 EFTA01273853 Important information about your statement LEIS Filene's' Services ix. (the F im or UBS Anoxia! sent you the fin Wannest on valid" the nor The Fim, together with certain affiRites, ha also account held, you choose one of the following Strows)t is a merrter of all orincitel Nosily, cannot* problem *Pared. purchased stpplorental protection. The madmen imesnrent objectieer and colons exchanges. LES Financial Seinen and UES - bowie you- name ad accost minter Of any) amount payable toy eligible dents, thane& trcht • Sodom CumentIrcome. location es seekng the Bank USA an rdrect subsdares of LES AG and - Desabe the nor he wander you ere 'ose this protection is 5500 million as of December 10, 2013. generation of income cr4. anilines of LES Seasitin UC. The Fim's I hancial about and.'clan an cleat as mu cm why you • Achim CapdalAppreciation: Instilment( egging statement is available upon nano. The Fin* naafi:* believe t is an error or Minim need more klaPct to the poicy conditions ad cat X growth of pence:el rather than the generation of onices ae a: eicnnation the Firm is further protected kr ma to $1.9 million n the mom?. — Proud. the dollar arrant d to suspected error. aggregate for all your accounts held n a articular • Produce Combinaton oflrcome and Capital !Assn/noel Sermon Ix. capacity A fiA ccpy of he poky wiring is mantle Appreciation: neesiments seeking both the generaticn 1200 Harbor Boulevard The Fim or Cad Issuer me ineestiane you complaint upon request of noon. and got/shot pit011. Weehawken, NJ 07066 and wen cared any error pomp*. The SIPC protection at the seaplane-IBS protection Overall risk precise Ibis statement represents the any official record of yaw Please mate all checks payable to the Fern or the both do not apply to. LES Financial Schwas account. Other tweeds, rapt financial innitufion inekated on the front of this • Certain &uncial Mies controlled by (and eyelike! A • Con.wvathm Seeks to mantan nilial pecioak with officialese documnt cordoning cordlicting date should love risk and volatility to the access overal, benif stakimmt h adtlitim to regular account fen accounts your account value)b.d held away from UBS Firm-col that meat the accost does not generate signet 'cant not be relied Lyon If pm bedew there is an error cr may be subject to maieenance fees, chars for late Services (e.g.. certain(* cash al UBS Bak In oath at omission, please report it irrmedately harking to the income or mown ad may nut keep pace with parent for securities purchases and charges kr unpaid LES AG Sta./Acedbunch (I) insigne predX1S, inflation Bench Manager in the clic. sentigmes account. arreunts in cash &wont. Accounts that we transferred including variable anwitiet, and (hi) shares of Mutual to other negations may be subject to a wander tee. funds whim such shares are registered dreg h the • Mocha: Wilk* to wean sant rids to pinonal and Athaegh al figures Moon T. edended to be accurate. nine of the account holler on the bock, ad mock tolerate some votataty to seek hirer returns. statement data should not be used kr tat purposes Rely UBS Sweep Option, of the applicable issuer or transfer agent); • Aggress*: Wiling to accept high fit to pummel and sae& onmmend tax forms, Be.. Form 10BL Salk UBS offers optics for sewepng cash balances, biances high wlatilig to seek highreturns over time. 10425, atc.)whinpreptregyour we return. The Fim to ben& deposits a UBS Berk USA and UBS AG Slanted • Certain nwslmert contracts or niestment interests required by law to report to t* IRS all taxabk dividend,. brand, (Clank Sweep Programe), moneyme/kw insult (tg., limited partnershix and privet* placements) that Statement Imuseholdhe repaid* rentwabk den:lends and tat imennt suds MoneyFun* and theInternationalDeposal we rot registered ender tie Secunties Act of 1933; We may consolidate al related account statements with eared Col sectilties held in pas axamt, net proceeds Meant (DAlfor customers with an Weernational ad the same Mims n the sane earn:ix. Accounts may on safe transattexe, std cost base cc certain covered Renee Managemern Account. Through the Bank be rented ler this purpose betase they haw owner parities. Sweep Progeny cash balances re weep to ISISBat • Commodities contacts (e.9, kneign eccha-ge and who also maimin jaht acorn rehtionshps with other USA up to en knit and then to LE'S AG yeti:usenet.' (ontracts). nduding futures contacts dents at the sane address. This practice's known as Communications with the Finn Stanford Branda or a Money Fund. Deposits at UBS ad wiTn0401C0icn contracts. • homeh"ling ' II you prefer to receine edivelual • Please reconfirm arty oralcorm...neatens in *rang Bak USA are FDIC enured in accordance with FDIC statements mailed in separate envetpts — yOU Tay to funher protect gout skids. incbding your Ned mks. For nxre nlamati:n pease mit worwidicgor. done householdng by Ealing sour Francis' Advisor. the SIPC patch:a and the suppernental protector' do order the Salsifies 'nester Protection Ace (SSA) Deposes at UBS AG StanfordBurch std two of not apply to these Mats mend they otherwise appear Money Funds no rot inured by the FCC. on yam seaternent. 71-. SEC plotecien and the Friendly accourt name • If heGnome' hsteution cn the top left of lee frcrd aMahrriental protection du not protect agave changes the Frendk accost name reflects information that you of this statement is noel% Financial Sakes. IBS Thoufre the OA, mailable local, balances we swept to in the makes vain of you investments (whether as a emend on the Firm's online services webute. II is a Financial Services canes you account as cleating depose accounts at UBS AG New Yak Branch and UEIS rest* of market mthement. issuer baisruptcy custcmizable 'nickname' &men by you to min you looker by anargenent web the helmeted &Mahn AG Cayman Bunch Thew deposits ate not inured by alarmist). with ear recordkeepi*. It has * legal effect on your We Rimmed you rat Ink relanianthia when you the FIX. Balances held at the LES AG Carnal Beni award. You can change you' hiendh account names, opened this accost. lithe case. your Ltd. and are tempera* exposed to the severely' risk of the More information is avalable tom manse Yoe may through Ordre Services or by contactegmurFeancial sectsaina-e located a UBS financial Services and rot Cayman glands, and tere is no gmantee or other obtan more edomation abou SIPC. Soloing the 5WC Advisor. the etwocbtng broke.. and you must make alnico-I obligation of UBS AG to IVO) tie biarces while co the Broths.., by condolingUPC a 202371.8300 or by of rap ma or *Tuition to both NITS. UBSCaymards Bradt. books. tositng the Sift websiw ar YAMADA*, ACCOellt overview • vete ofma accounapordcan Net of assets ad A anoint staternrits shall be deemed (caplete ad Deposes a UBS Bak LEA and eachUPS AG Each are Dividend ReiWatblbafilt Program (DPP) accurate a not objected to el wring within 60 days. not protected by SIPC. Money Fund shires ate protected The ake reflected is an swage price. You may obtan • Assets hulas evadable cash balances, vales for by SIPC. See *U35 Fruncial Services Accost Protection' the actual price Iran yas Financial Advisor. 0* eh* restricted sear* len I, and Global Tine Deposits, • Plea,. diect customer complaints or iNUiieS to he bobw tarn are purchased under DPP partial shires wil be urrealied maks to make, and cinteh assets not held Fine';Client Relations Dna-Meat n 201.352.1699 sold rd tlw cash war be &ponied .' your account. The by the Fim. Does rot include unpited Stfluitiall assets tolbfree n800-354-9103, 8:CO A.M. to 6:CO P.M. Upon pas reg.est, balances n tie Bank Sweep 6viderd pi-moment price applied by the issuer may al the end ot the pia and anent statement periods, or ET Monday through Fridao a in mien; to LES Programor OA Mai be vothelmem and shares of a ale from the market price at which &partied shires prorate imestrrents, 'nested stock options ad Feenoal Sauces lx., Client Retinae Depalment, Money Fund my be liquidated, end the proceeds we sold mendable stock anions P.O. Ben 766 Union City, NJ 07087. returned to you or sour seoskin atcamt. • Eiablibes Include, debit blIIM•5, cuturdingmar CaOwavlieu loans. credit Inc, tom meant balances. • in case of green orgapstinn about an electronic Fuller reornation about available sweep options, Chap whole wets may be held.' you' accout If you am • Cashkroney balances. Total of unimested avalable heeds trench( (Wit bi puymm or UBS Visedebit nctdng anent attest rates and yell, a mailable at entitled to a papal um( a a mull of a dviderd Paelment cash balances. plus UBS Bak USA deposit beircek UBS card Penman* call 62-1000, or wile to UBS www comeisotopia* from your Fiume' Advior or otherwise, the NM red other sell panel sna at AG Starraoid Branch depost balances and money market Financial Semen kic„ MOO Herber Blvd, 6th floor. or by calling 800.762.1000. rivulet li ke a accept an amount &Omitted by a nal fund sweep Saxes, at the obit of the Week/Men W 07086. Min RIMMESA Senkes registered demi* agency, rid credit you' accost. gnomon period. Noncom-n*6g Bee credit balances in UPS Financial Services OX01.191% protation your account are rot segregatedfrom other balances Cal a write as soon as you cart it you tit yes The Fnn is a molter el the Swanks InvegOl Protection Investment 'objectives and tie Firl may use any of these funds in the ordinay shearers, or receipt is maga s you need more C orporaticn (SIPC), wheh protests securities accounts of The nvesImert objectives aid risk profile we specie to course Messiness. these funds me payabk soon Hama' ian *cut a turn* on the statemert or its members sip to 1500,022 (nth** S2B),000 for each account andrnw wry between. Phase /thee the yew darned. This total is included in the cement pried narojat. The Firm or Card Issuer as aPinablieknust dams kr cash) The SIPC asset protection Imes XPV to Fern promote,' 'n writrg of any natant change in you closing value. her from you no later thm 60 days after the Fern all account that you hold n a palimbir cepa*. Maxis' skuaion or nom-wort objectives. FCC each SDNY_GM_0002 1027 CONFIDENTIAL EFTA_00131647 EFTA01273854 Important information about your statement (con inued) lending Hornet/on you would away receire h the mallet Prices cue - •Derkis crs to date may include return of — h silt c., to comments-6 received n connection Fa petered information cn theFinis lending pradthes obtained from vaious third party sources which we capital. income Cr both wth the sale or delnbetion ol only contracts and disci:sues, refer to yes Clent Rthatbrado beanie to be relit,* but we do not gora-tee their - see • represents the initial ottani; and an investment net ails to our dents, ye Agensunt or Accord Agreemmt atthe General scanty. price per unit and may not ;elect exr cost basis meta our affiliate resew reseal sharing Terms at Conditions UBS Statement of Credit Practises - We genet 'teethe closi-g price when aveldsb a compensation frommar*/ of the instance available in Agreements andOgdosures at the mean of the bid and ask prices fagged • Restricted securities ResItcled wantin generally companies undenatirg the amity contracts, anduakisamitoguadflobsucts mantes and <peons or onY bd prices Ill OTC cue rot curate/ ergiole for publk sale. UBS Firacal *dates of the innate cowries or sponsors of seosties. kwvices ides the menet price of the unrestricted stock fount in anent rusts we disirbute Vass amen - Less actW4 waded securities may be priced ushg a of the same issuer as an inputed value fade ▪ Cur affiliates ako receive trading commetas and Your Athement Semites securities and otter rats held valuation model or the move recent pi:e we restricted stock fa purposes of this summon on. To other cornea-deanfrom mewl kits and rntM socarit at the end of the statement period. You donned and may not reflect an real motet nice the intent that reariaed securities are elabb fa a mune, companies whose prOCIXIS we distribute. may ask for deivety d fully paid smites at an/ time. or vane the vale rented may be Abctantialy less than the - Wetmore an anal fee from UBS Bak OA and You may meive securities used as loan collateral after - Celan position may appear without a price oral Sewed value town UES AG Stanford Blanch of up to szs per accost prying any Wince due on tem. k -y securities will ;haw as 'prim was rot amiable' if we re sweeping to the barn under the UBS Ba-k Sweep Wanderedto the Um darg the stalernent penod are undole to obtain a pnce for a lastly • Est (astirnated) inane. current yields and rates, Fri:grams listed at market vatue as of the end of the Statimert - Deposits or sectritin deraninated incurrencies An estinate of assn) income is based an current retied. other than U.S. dollars are reflected at the exhinge Sicked at interest rates, assuring tie seethes will Activity • Cast basis. In determning the cost basis of the rate as of the statement date. be held for one nth from statement date or until hbisnationregsdng <atm:nets and otter Charger navies included in this statement, where indicated - Fa certain *canes visdng rat noteconformng nlatitity. This teams Sony a gthielne, accuracy ilcuned in connedco with the oecutcn of rade', wash the nurrbee UPS Famed& Servists has robed dertmatcris price avd cageySlate valor) may rd continued income are not outwitted ncludng onion transactions ha been included on cninformation obtained from SCUMS other thanIRS have been ode aced to facilitate pre:et valuation - Estimated anal nccme adherent yield fe MolirrnriOnS IMMUSly filtrated to you, ad will be Handal SeniceL including haforrrinicm been another To obtain current quotations, when arailible, corded certain tapes of scathes could include a return of goaded to you wavily at recpest. lam a that you mew have provided to you Finaxial yes Financial Adder. ',intim' r canal gars h esnith case the est Achisor. The Finn does not ithripentently verify a income Ord current yeti would be overstated. Short Wig gonna the watery or varsity day information • Prints irrestmentr and rtruclund prot atb. - Estimated anal icon and current Old and the I yauae engaged in short serrg a security, you may provided by sans other than Linnantral Senates. hint, emestmeir secants (landing drect actual i-ccene and yield might be kwer a higher haw a chape die to certain bcrroatg costs for that paticipation pagan) and real estate imestrnent trust than theist:matedamounts. partials security. aicitixt although UBS Simnel Services generaly stashes) and stacked nandts ale generally highly — An estmate of rruateed income (divdend ands want this itarnation as it is received, the firm eliari. Certain strixturd crotch have not been interest) divded by the event market Open cadre does not provide any esesances that the itemacian registered with the Securities and Excha- valthaveran balance is based on the last dedend Regarding Wen or • scaltikancelbe ceders that thin "Cost basis" and "threalded gar/loss- is Comnsion a under ami state securties laws. We or interest payment made by the issuer and were not thawed by the statement date, open buy at accurate as cid the date of this statement. As suck prowle estmAed vanes for pwae investmem wearies the seositiegdeposts will be held for one tel stop orders are refixed by the mount of diudends please donor reay on this nIcrination to make wades and structured products for Mormatisrul year from the statement date or until manly. a rights on an haividerds or antes date unless wears a tale decisions. fortes p-rposes purposes only. Accuracy knot guarenteed. Accuracy and continued yield ere not gerageed intruded otherwise by y:u. You are respontble fa *theme's*. Accounts Wandered to tie Fim may - These values may differ abstantialy from proor a orders that we executed du toyer failure to cexel reflect girlloss edionatith onbr for the period of any, at eh& a priathe Mennen' security a • Assets riot held by WS 'rancid Services. Certain hosting open orders. tine theythe held a the F rm More historical structured prixIxt may be teArt or sold and do assets se rot held by the Fins and not within the Hamann tan be added by you Finenciel Adenor. not necessarily represent the vela you may receive Fern's possession or carol. These assets de Privity soon liquidation. &pitied on yaw statement for informational To obtain a copy of ax current Client Aiwa Neice, • Unwiring/A gain/been When data is aailtb. - Thid prly 'Ornate of ale av as of a certain purposes they. Positions ad values presented me please contact mur Francis' Achisor or vhit as wash eninated Le-readied gent losses ay calculated la date and are espied to UBS Fna-ciA Services on a IMMO by the inueo fern UBS Francial Senekes ate. exhilialseosty lots. The transaction data for regret base by in independent vitiation tint not reversible for the ilainalion and des not ncliektalbts may or May not teethe atomism:4m, - Saar, general panne or tumor estimated vanes, guarantee es accuracy. These Assets au rot protected UBS Enamel Services a not a bat The WA, Busiest *urges ander socirityroorgenizalisn marts any are supplied to the Fm by the Muer, by SOP or the Finh uthplemeneal SIC coverage. Services Account BSA and IRMA an brokerage accounts Dividend and °termnvestrnmi lots rd systematic general manner or sponsor and may be tabulated which provide access so barking services ridproducts pachne kits are each combined to display are based on &keen information Van that used by • Revenue shoring and additional compensation. through arrangements we, affiliated bags rid other averaged lot. The • Trade date • canna presents the Indparties to derive their estinated values. — In addition to commissions on sales and 12b1 fees thief-Daly banks, rid provides access to roseate and aigrul transaction trade date. - You can obtan additcrul Hamann regarding received n correction with the dSbibution ennithy praticts hued by unaffiliated thed.pany the methodology used to determine the "innate of mutual lads to our dent we ilea our alMate insurance companies through reura-or agency • Callable securities Ban* ands:referred stock that value ad the date of the Hameln) that is the subsklissies of UBS Financial Services Inc. basis forte thane* by contideg your Fivncial 'ern* ilvonue 4hring Parents from dertributors the inter cats for eery recknpton will be selected odor attracts ot the mAtal funds that we sell. merely by lot Iran among all seo.rties of tat Advisor. These arrant, are based on two deferent Iniestment mutate. at fl utyproducts: issa held in our rumor in nominee maw la or - Thief party esernmed wines may be reflected as COMFOnents- 0 tem amantol sales by UBS of a Not MI( Mewed • No bank gusset.* May tise vela clients. Call bane hfcrinatkn b obtaned from third •Not prked* n mew Ise *ions. new n paS am mutual fund I amibi to our clients; and CO parties and es accuracy snot guaranteed. Other call edependent valuation time RS not %condor is the asset value of a pre& Sr mutual fund I amiy's Resource Management Accost, Business Semites knives mayeng which mid aged yield complete aide to assign a vane, when we become aware shares held a the Irma Account 854, IRMA and alternation& Resource neon/latch itillbe provided upon request that a materiel event has &oared that May call a — We and at atMate also recewe nemaking and Management Accost are registered service marks of pumas), reported vane no question, or yawn a embus protesting lees in corskleration for UBS Financial Services In • Certificates of deposit OW CDs are FDIC hared ✓alue would be big* sPeculetioe due to the mere tender agent services that we word* to the sp to S2 9),000 h annul and accrued interest per ▪ the steady mutual fads. These lees generally are pad from Visa *halve is a resigned sersice mark of Visa depostor ad per depository institutich Macccrdtnce - When neither an suer, general partner a sponsor investor assets in the mutual kind and are a heed Intonational las Via Sonatae credit cads at LES web FDIC rules. thawed vale ma a thrthpany estimated sake is de la amount based on tie number of accounts at Visa debt cards are issued by US$ Bank USA with podded the value of tee steely will be differ' the brokentheler holdng mature lads ol that fund permission from Vas U.S A Incorporated. • Prieekalue Press disobeyed for secants and other *an its purchase price. induces may be higher or lower than Menke that UBS Financial Services Int P.4.v. 20402 SDNY_GM_00021028 CONFIDENTIAL EFTA_00 31648 EFTA01273855 UBS Financial Services Inc. c;ItUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 May 2014 CNP70056316690514 Y1 0 HI AN MAX Li Account name: GHIStANE MAXWELL Friendly account name: Account number Your N nancial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on April 30 (1) on May 30 (1) account Your assets 1,015,343 20 1,018,909.37 1,15Itour website: Your liabilities 0.00 0.00 www.ubstomlfinancialservices Value of your account $1,015,343.20 81,018,909.37 Sources of your account growth Tracking the value of your account during 2014 Value of your account S Thousands at year end 2013 10.00 Net deposits and ' 0. 5? 1,0189 withdrawals 11,011,054.19 Vow MeStinent return • MO:lendand interest income 35,128.54 Charism in markot value 32.72664 Value of your account POI 2014 on May 30. 2014 11,018,909.37 mar 2014 SDNY GM 00021029 Member SleC CNP70009305631669NP7003193246 00003 0514 030575004 00c0c0 Page 25 of 98 CONFIDENTIAL EFTA_00131649 EFTA01273856 Year Kendal Advisor: *UBS Account name: GNIAANE MA. Vt ELL Resource Management Account Friendly account name: SCOTT STACK MANLYLE CASRIEL May 2014 Account number: Your account balance sheet Summary of your assets Value on Percentage of May 30 (11 your account • Cash and money balances may include A Cash and money balances 50,531.30 496% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch A deposit account balances and money mallet C Equities 0.00 0.00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 968,378 07 95 04% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,018,909.37 100.00% Value of your account 51,018,909.37 Eye on the markets Percentage change Index May2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 4.32% MSC I - Europe, Australia & Far East 1.76% 4.11% BarclaysCapital U.S. Aggregate Bond Index 1.14% 3.87% Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% CNP 70000009531 670 NP70C0 I 97246 00003 0514 0305750O4 C0Milliy_Gitoorfitin 26 of 98 CONFIDENTIAL EFTA_00131650 EFTA01273857 Account name: GH1SLAINE t , Your Financial Advisor: Resource Management Account UBS May 2014 Friendly account name: Account number. SCOTT STACKFAANLYLECASRIEL Change in the value of your account Summary of gains and losses Varies reported below exclude products (or which gam and losses are not dasilkd. May 2014 (S) rear to date (S) Realized gains and losses Unrealized Opening account value $1,015,343.20 $0.00 May 2014 ($) Year to date IS) gains and losses (3) Deposits, including investments transferred in 0.00 1,011,054.19 Short term 0.00 0.00 1,637.08 Dividend and interest income 2,020.04 5,128.54 Long term 0.00 0.00 -1,123.02 Change in market value 1,546.13 2,726.64 Total 40.00 $0.00 $514.06 Closing account value 41,010,909.37 $1,018,909.37 Cash activity summary Dividend and interest income earned See Account activity tins month for deta &lances in your Sweep Options are indudedin the q:enng and closing balances 'taut. FIX insurance applies only to deposits at uBS Bank USA, not to deposits at 1€5 AG, Slarra00 french or bank deposits paced!Wog, the UBS internat.:mar Depose ACIOUDI program SiPC For W rposes of INS statement, toutairty of interest and dmdend income het been determined hem a US protection applies to money market sweep hod headings but rot bare deposits 5**imporunt information tor repcitirg perspective. Based upon the residence of the accounl holier, account type. or product type, about your statement on the last two pages cf this document for crews some interest ardor deidend payments may not be subject to United States (US) araa PIRO'S, Rico (PR) income tarts The dent mant* statement is rot intended to be used and cannot be retied upon fa tar May 2014 (5) year to date IS) purposes. Clients should refer to the aPOKEtte lax reporting forms they recent from 1185 annualy, such as the Form!, 1099 and the Rtnill 480, fee 14x reporting information It IS the practice Of 1185 to Ole the Opening balances $50,297.51 $0.00 axlicatle tar reporting forms with the US mterriS Revenue Semce and PR Treasury Department, and in such forts accurately (Wary dwdenct ardor Interest as tar exempt or Unto* income. Pease consult your Additions indedual tar prepare/ Deposits and other funds credited 0.00 49,806.24 May 2014 01 Year to date (1) Dividend and interest income 2,020.04 5,128.54 Taxable dividends 2,018 84 5,126.06 Total additions $2,020.04 $54,934.78 Taxable interest 1 20 2.48 Subtractions Total current year $2,020.04 $5,128.54 Funds withdrawn for investments bought -1,786.25 -4,403.48 Total dividend & interest $2,020.04 $5,128.54 Total subtractions -$1,786.25 -$4,403.48 Net cash flow $233.79 450.531.30 Closing balances $50,531.30 $50,531.30 SDNY GM 00021031 ClIP7C0C0305631671 NP7003193246 00033 0514 030575004 coo0c0 Page 27 of 98 CONFIDENTIAL EFTA_00131651 EFTA01273858 Account name: *UBS Resource Management Account May 2014 Friendly account name: Account number: Your linancial Advisor: SCOTT STACK MANY LYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Apr 7 • May 6 Opening UBS Bank USA Deposit balance Apr 7 850,297.51 Closing UBS Bank USA Deposit balance May 6 850,531.30 Number of days in interest period 30 Average daily balance 850,315.91 Interest earned 81.20 Annual percentage yield earned 0.03% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full descnpticn of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility C0nSideratan - None selected Your account instructions • Vote account cost basd default closing method is FIFO, First In, First Out. CNP70:O005631672NP70C0IS0246 l>3033 0514 030575004 COMY_GM_00028164 " of 98 CONFIDENTIAL EF1'A_00131652 EFTA01273859 Resource Management Account Account name: GHISLAINE MAXWELL Your Ilinand/ Advisor: *UBS May 2014 Friendly account name: Account number SCOTT STACK MANITLE CASRIEL Your assets %me PK et, income and current values Sham may be approximate. AS a *SA GAM and ICAk'S May rol be accurately reflected. See importarionfarmabon about your statement a the end ol this dxurrent for more infornason Cash Cash and money balances Cash arc( monsy hatnwes may indtde avalable cah balances, UBS Bank. USA deposit account ()lances UBS AG Stanford Branch deposit account caances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vet hn aplic able limits, but are not protected by S1PC U85 AG Stanford Bram Isdevout account banes be not insured by FDIC and are rot potected by SIPC Money market sharp balances are protected by SIPC but are not Insured by the FDIC. Set the important information about your statement at the end of this docuwent for details about incise balances. Ocenng Wave Closing bane Pnce per :One Average DnIdend Interest Days n Hddng on May 1 (S) on May 30 IS) on May 30 (0 rate period Undo/ Ccp antiunl (1) UBS BANK USA DEP ACCT 50.297 51 50.531 30 250,000.00 Fixed income Mutual funds Total reinvested is the Iola et A reinvested cividends M does nal include any cash dedench. It is not a Unwired ftat)gain or foss is the dfference between the current vain and the cost basis and woad tat lot for the purposes of determinng hdckng pencds or cost bass. The shares you receive each time you generAy be your tattle gain or loss rf the security was sold on this date. The unrearzed (tax) ga n or loss may reirnesldvdendS te<Cole a separate tax lot. need 10 be &lusted for return 01 capita payments in order to (Mem-tine trie realized On or as for tax reporting purposes Cost basis is the told purchase cost of the security. inducing reinvesteddvdends be cost basis may need to be aclusted for return Cl cadtal payments in order to deteimne the a:Sated cost bass for tax investment return is the current value woos the amount you invested. R aces nOF i uCe shares that are not reporting purposes. reflected on your statement, inducing shares that hare been reacted a either a gain ce aloss It aso does riot include cash chiclends that wen not reinvested Purchase OM& 0fP(0sit0oti Average mvesi Cltir st) Cost PrKe per share Value on Unrealizedam intesernent Kicking Wang oasis (s) on mg 30(s) Mg 3()(5) gain 0(108 (5) return (s) petted DOUBLE LINE TOTAL RETURN FUND INSTL Symbol" DBLTX Trade date: Ian 29, 13 4,490.660 11.379 51,103.71 51,103.71 11.010 49,442.16 1,661.55 LT Total reinvested 55.884 10.929 610.81 11.010 615.28 4.47 EA': 32,555 Current yield- 5 10% Security tOtal 4546.544 11.374 51,103.71 51,714 52 50,057.44 -1,657.08 -1,046.27 continued next page SDNY GM 00021033 CelP7C0CE005631673 NP7003193246 00033 0514 030575004 cococ0 Pap 29 of 98 CONFIDENTIAL EFTA_00131653 EFTA01273860 Account name: *UBS Resource Management Account May 2014 Friendly account name: Account number. GH1SLAINE MAXWELL Your Ilnandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets . Fixed income . Mutual funds (cononued) Purchase price Number Average Floe Client Cost ante per share Value on thueallied Rea Imeslmeot Making Meng of shares per sham (5) invents-ma CS) Oasis (I) on May30(1) May 30 (I) spin afro's (S) return (S) period EATON VANCE FLOATING RATE FUND I Symbol. EIBLX Trade date: Jan 29, 13 5.463.943 9.180 50,159.00 50,159.00 9.140 49,940.43 •21857 LT Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.140 24,931.06 •19094 ST Total reinvested 71.058 9.156 650.62 9.140 649.47 -1.15 EAI: $2,867 Current yield: 3.80% Security total 8262.688 9.190 75281.00 75,931.62 75,520.96 .410.66 239.96 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZD( Trade date: Jun 24. 13 4,731.710 10.469 49,541.00 49,541.00 10.590 50.108.80 567.80 ST Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.590 19,855.99 224.99 ST Trade date: Oct 2, 13 2.068.768 10.469 21,660.00 21,660.00 10.590 21,908.25 24825 ST Trade date: /an 21, 14 4,790)69 10.679 51,159.00 51,159.00 10.590 50,727.89 -431.12 ST Total reinvested 87.660 10.614 930.43 10.590 928.32 -2.11 EAI: 43.903 Current yield: 2.72% Security total 13,553.283 10.545 141,991.00 142,921.43 143,529.26 607.81 1,538.24 HSBC TOTAL RETURN FUND CLASS I Symbol: UNIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.250 49,448.02 •192.98 LT Trade date: km 27, 13 955.868 9.969 9,530.00 9,530.00 10.250 9,797.65 267.65 ST EAI: 41,110 Current yield: 1.87% Security total 5,780.066 10.237 59,171.00 59,171.00 59245.67 74.67 74.67 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: )SOSX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.900 125,163.89 •525.91 LT Total reinvested 45.912 11.929 547.70 11.900 546.35 •1.35 continued next page 01P703C0005631674 NP7000190246 00003 0514 030575001 0000/Y_GM_00024MA 30 of 98 CONFIDENTIAL EFTA_00131654 EFTA01273861 Resource Management Account Account name: GHISLAINE MAXWELL Your II nandal Advisor: *DUBS May 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRiEL Your assets . Fixed income . Mutual funds (contrived) PurchaSe price Water Average price Client Cost Price per share value on Unrealized Cad investment Holdng alching of shares penile'. (t) investment (1) bads et) on Miff 30(1) Ma/ 30 (1) 93In or loss (0 return (0 period EAI: 12,461 Current yield: 1.96% Security total 10,563.887 11.950 125,689.80 126,237.50 125,710.25 .527.26 20.44 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISx Trade date: Lan 29, 13 9,651.542 10.260 99.024.83 99,024.83 10.360 99,989.97 965.14 LT Total reinvested 49.333 10.370 511.62 10.360 511.09 -0.53 (Al: 12,483 Current yield: 247% Security total 9,700.875 10.261 99,02483 99,536 45 100,501.06 96461 1,476.23 PerICO UNCONSTRAINED BOND FUND CLASS P Symbol: PUCPX Trade date: Ian 29, 13 14,308.333 11.520 164,832.00 164,832.00 11.300 161,684.16 -3,147.84 LT Total reinvested 35.214 11.197 394.31 11.300 397.92 3.61 EAI: 11,248 Current yield: 0.77% Security total 14,343.547 11.519 164,832.00 165,22631 162,082.08 -3,14423 -2,749.92 PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 Symbol: PADZX Trade date: Lan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.920 73,417.49 .933.72 LT Trade date: Oct Z 13 2209.898 9.799 21,656.11 21,656.11 9.920 21,922.19 266.08 ST Total reinvested 76.718 9.880 757.99 9.920 761.04 3.05 EAI: 13,042 Current yield: 3.17% Security total 9,687.573 9.939 96,007.32 96,765.31 96,100.72 -664.59 93.40 R8C BWEBAY ABSOLUTE RETURN RJNEKLASS I Symbol: RBARX Trade date: Lan 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.520 135,832.11 4,592.41 TL. Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.520 19,798.51 67838 Si EAI: 42,456 Current yield: 1.58% Security total 14,793.787 10.164 150,359.83 150359.83 155,630.63 5,270.79 5270.79 continued I*4 page SDNY GM 00021035 CNP700C0305631675 NP7000190246 00003 7614 030575001 000000 ►ase 31 of 98 CONFIDENTIAL EFTA_00131655 EFTA01273862 SUBS Resource Management Account May 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWEU. Your IR sandal Advisor: SCOTT STACK MANLYLE CASRIEL YOUf assets . Fixed income . Mutual funds (continued) Purchase price Number Angara, peke Client Cost Pnce per that value on unrealized 0e4 imesimem Holdng Mcrang of shires pet share (s) inatunent CS) bash(!) on may 30(i) May 30 (1) coin orloss (5) return (5) Maw Total 9963460.49 1967,86397 1968,378.07 1514.06 14,917.58 Total estimated annual income: 572,125 Your total assets Percentage of Cost Estmated unceeized value on May 30 (5) your XCOUill Oasis (5) annual income (1) gain of loss(!) Cash Cash and money balances 50,53130 4.96% 50,531.30 Mxed income Mutual funds 968,378.07 95.04% 967,863.97 22,125.00 514.06 Total $1,018,909.37 100.00% $1,018,395.27 $22,125.00 $514.06 Account activity this month Dale Acthtty DescriPPOri Amount (S) Dividend and interest income Taxable tImeerod May I Dvidend EATON VANCE FLOATING RATE FUND I AS OF 04130(14 217.78 May I Dividend )P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 116.10 May I Dividend PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 04/30114 157.06 May I Dividend DOUBLE UNE TOTAL RETURN FUND INSTI. AS OF 0430/14 205.45 May 1 Dividend COWMAN SACHS STRATEGIC INCOME CL I AS OF 0430/14 305.40 May I Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 0430/14 292.14 May I Dividend W MORGAN MLAT1-SECTOR INCOME FUND SELECT SHS 492.32 May I Dividend HS8C TOTAL RETURN FUND CLASS I 2890 May 2 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 0430114 203.69 Total taxable dividends 12.01834 Taxable interest May 7 Interest UFtS BANK USA DEPOSIT ACCOUNT AS OF 0906114 1.20 Total taxable interest $1.20 Total dividend and interest income $2020.04 CNP700C0005631676 NP7000193246 00003 0514 030575004 03ROLYGM0002,6313 32 o1 98 CONFIDENTIAL EFTA_00131656 EFTA01273863 SUBS Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL May 2014 Account number Account activity this month (continued) Investment transactions for mate Information stout the price value shown for restricted securities, see Mponanz Informaioa about your 'cerement at the end of this docurnent ProceedS Iran runs investment vAthdraven for Accrued Date Activity Description Quantity Wait 0> Price (I) tramztions (S) inwslants bocagt (5) inured (SS May I Reinvestment EATON VANCE FLOATING RATE FUND I 23.853 -217.78 DIVIDEND REINVESTED AT 9 13 NAV ON 04/ 3,014 AS OF 04/30114 May 1 Reinvestment JP MORGAN STRATEGIC INCOME 9.748 -116 10 OPPORTLe41RES FUND CLASS S DIVIDEND REINVESTED AT 11.91 NAV ON 04/30/14 May I Reinvestment PINCO UNCONSTRAINED BOND FUND CLASS P 13.996 -157.06 DIVIDEND REINVESTED AT 11.22 NAV ON 04/3014 AS OF 04/3014 May I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 18.797 -205.45 DIVIDEND REINVESTED AT 10.93 NAV ON 04/3014 AS OF 0430/14 May I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 28.811 -305.40 DIVIDEND REINVESTED AT 10.60 NAV ON 04 MI14 AS OF 04/3014 May I Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 29.569 -292.14 DIVIDEND REINVESTED AT 988 NAV ON 0413Cir Id AS OF 0413011d May 1 Reinvestment JP MORGAN MULTI-SECTOR INCOME FUND 47.475 •492.32 SELECT 5145 DIVIDEND REINVESTED AT 10 37 NAV ON 0413014 Total -51.786.25 Ode Activity Desuption Amount (0 Money balance activities Apr 30 Balance forward $50,297.51 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90 May 5 Deposit UBS BANK VSA DEPOSIT ACCOUNT 203.69 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 0906/14 1 20 May 30 Closing UBS Bank USA Deposit Account $50,531.30 me UBS Pant USA Devisor Account is your primary sweet, oPlion SDNY GM 00021037 CNPTC004305441677 NP7003193246 00033 0614 030575004 000000 Page 33 of SS CONFIDENTIAL EFTA_00131657 EFTA01273864 *UBS Yournotes onemommmenraonozaeowe aslomora. ..111V-.,.R.8 H. , . ...........^ , ^umb. CONFIDENTIAL EFTA,B165E EFTA01273865 Important information about your statement LEIS Fiuncial Services tc. (the F im or UBS Financial wit you the ha Ornament on *Sikh the error or The Finn, together with certain affiliates, ha also avant held, you choose one of the Toll:wig Services} is a marker of all prinokel sxvly, conrroilly problem *Pared. purdiasedlipplemental protection. The mariner knestrnent objectirer and colons wedirges. LES Frencial Sendai and USS - howde you name ad accost number Of any) amount payable toy eligible Wenn abates& Le-cke • Produe CunentIrcome. lin-Mom its seekng the Bank USA ate rdrect subskiares of LES AG and - Desoto the era or tie wander you re,mare this protection is 5500 million as of December 10, 2013. generation of income a*. affiliates of LES Secuitin LIC. The Fim's Handal about and etplan a cleark as you car why you • AcAiova CapdalAppreciation: Investmentswaking statement is available upon reopen. The FITS. excite* believe it is an error o- Wine° need more BiloRct to the pokyconditions ad limitation, cash X growth of prncpal rather than the generation of onices we a: eicnnation the Firm is further protected la up to $1.9 million n the income. — Staudtthe cbla antent of the suspected error. aggegate for all you accounts held n ape-Males • Pialoce Combinaton d Incline and Capital LES Finnol Sauces km capacity A hit copy of he poky evening is /nibble Appreciatcot 'vestments seeki-g both the generation 1200 Harbor Boulevard The Fim or Cad Issuer wit n.estgae your complaint Won oeciunt. of neon. and gowth of ftlittali. Weehawken, to 07066 and sal coned any error promptly. The SIPC protection at the upplemenUI protection Overall risk prairies Ibis statement represents the any official record of your Please make all cheeks payable to the Fern or the both do not apply to. LES Fe-uncial Senses account. Other record, wwpt financial institution Skated on ere front of this • Lenin Francid asses controlled by (and hcbided • Conservative' Seeks to manta* Sol pi-cloak with office' the documnte contaning conflicting date should low risk aid volatility to the axon overal, thenif Makatea hacklian to agar acme-it fees accounts your account valuo)b.:1 hell away from UBS Fine-cid that meths the waist does not generate signif 'cant not be relied Lyon If you beakie there is an error cr my be subject to maimenance fees, chars for late Services (e.g.. certain(* cash at UBS Bat (il cath at omission, please report it irrmakately n *Ming to the income a returns end may rot keep pace with parent for worries purchases and charges tor unpaid LES AG Started bunch (1) insigne pro1OS, inflation. Bench Manager of the office savigmw account. amounts in cash =cents. Accounts that we transferred including variable enmities, red OM shares of mutual lea other nsteutions may be subject to a transfer fro. finds whore such shares are registered dreg n the • Moderate: Willing to accept some risk to principal and Allnach al figures shows re edended to be accurate. name of the account holier on the books ad records tolerate some votatAty to seek hither returns. statement data should not be used fix tar purposes Rely UBS Sweep Options of the applied* issuer or tender age's); • Aggressive: Wiling to accept high risk to pinopal ad seer on wa'-end tat fams, key Form 1098 Seak UBS offers options for sweepng cash bine; Wanes high telatilik to seek high returns over time. 10425, tacit...hen prearegyour Lex return. The Fiona to ha* deposits at UBS Bat USA and UBS AG Starriked • Certain rneslmert contracts or nwstment inteesta required by law to report to he IRS all taxabk dividenck, arch (frank Sweep Preganss), money make. mutual (eg., limited panne-shins and whoa placements) the Staterna. fi ouseholdne report*le rantatable den:lends and tat enennt knit (Morey Fu-d.) ad theInternationalDeposit tro rot registered trder tee Securities Act of I S03; We may consolidate al related account statements with earned an acuities held in you accent, net proceeds Avant 00Alfor customers withal International a-d the same biota n the Sin* &MO**. Accounts may on safe transactore, red coR base on certain covered 'mune Malagement Account. Through the Bank be related ler this purpose beat. they haw owners seusein. Sweep Pregame oath balances re swept to USGEUrk • Commodities contacts (e.g, foreign exclave and who also mai-nein pia scorn relationships with other USA up ton raelakhod Find ad then to LES AG pew Os metal contredg ncludeg futures contacts clients at the sane address. This practice's known as Communications with she Finn Stanford Brea are Money Fund. Deposits at UBS • househsking II you prefer to recehe idivedual • Please re-confirm arry oral cornmencatons in wing rd tormodne anon contracts. statements snaked in separate anYttlata — yOU may Bak USA are FDIC Fined in accordace with FCC to funher protect your rotas incbdrig your nthn rules. For more nformation please vet wwwldicgov. fi e SIPC wotecton and to supplemental protectors do dalne householchng by wag your F nearer Advisor. ors:Yr the Searitin!Meat& Protection Ad (WA} Deposits at UBS AG StanfordBush and tarn of not apply so these assets event they otherwise appear Money Funds are rot inured by the FCC. an gar Materna*. Tor SEC egoisti . end the Friendly accourt name • If the finrcal nstitution on the top left of the front RIPPlerreental protection do not protect agora changes The Frendk accost name reflects elamnion that you of this statement is floe L66 Financial Sevees, LBS Throat. the OA, arailible to cash balances we swept to in the makes vats of p.r investments (whether as a entered on the Firm's onlne sown webste. II is a Prenoal Services carries yaw account a clearng deposit accounts al UBS AG New Yok Branch and UB5 result of market movement. issue bwkruptcy customizable lniclrurne- dine by you to Matt you taker by anargenront rah the indexed intlittaiNt AG Cayman Bunch These deposits are not insured by otherwise} wish you recordkeephp. It has no legal eked on your We Wormed you of tie relationship when you the FIX. Balance, Fold at the LES AG Carr.Bad, accost. You cal charge you Friendk account names, opened this accost. h this case, your Ws aid are tempera* exposed to the sovereign risk of the More information is waitle soon raped You may through Online Services or by contadegmurFeancial seoseina-e located a UB5 Rnancial Senecaand rot Caren glands, and there is no 'wanke Cr tithe obtan more eacanation abaft SRC. noising the 58C Athisor. the esoctiong broker. and you moat make a rePorl obligalon of UBS AG to messy the biomes while co the Brochure, by coraadingSIPC ae 202-371-8300a by of try anew or CiTlitO011 to both HMS. UBSC aymank Briclis books. ACCOYlt overview *Moth, Slit **kite at YAW/.140‘041 • vat. of;oft accountipordolia Net of assets ad A IIarrant statements shall be deemed complete ad Deposes a UBS Bak L6A and eachUPS AG Earth are Dividend Re:we/bun Program (DPP) accurate if not objected ton *meg within 60 days. not protected by SIPC. Money Fund shires are protected n-e rcke reflected is an away Fria. You may obtan • Assets_ hulas evadable cash balances, yawsIs by SIPC. See -U35 F hernial Seven Accost Protection' the whet prke kccnyou Financial Advisor. Onk ithsk restricted wary lest), and Global tine Deposits, • Mean divot customer complaints or ilaJii•S to tie bobw tarn at poetised under Dli; partial shires will be urrealted mares to rnerket,, and cattail mats not held Fitn's C Sem Relations Dope-Meat S 201,352-1699 solird tlw cash w8 be deposited We your arcourt The by the Fins. Does rot include unprioed SOIL/Ojaiassets atoll-free at 800-354-9103, 8:CO A.M. to 6:00 P.M. Upon you request, Pala-ices n tie Bank Sim* 6viderd rerniesvnent price applied by tie issuer may al the end of the prior and anent statement periods, or ET Monday through Frklas a in *gig to LE6 Pm:gransa OA may be withdrawn and shares of a rifle from the market ate at which Ws penis shares prorate evestrrans, krwested stock options wed Ftencial Services Ix., Clive Relations Depalment, Money Fund my be liquidated, end the proceed. are sold estimable stock anions P.O. Box 766 Union City, NJ 07087. returned so you a pour conceits accent. • Eialtaibes Indudn debit Winces onstardigmar loans. credit fi e Own =ant balances. • th case of (erten or Oastran abo Las electronic Fr.rd-er elormaron about available sweep options, Cn9 whole units may be held in rer *mut If you are • Casb/reoney bamices. Total of unimested amiable knots transle n bi payment or UBS Visedebit ncleing orient rarest rates and yet& a swank at entad to palul inn a a result of a dviderd Darien' cash balances. plus UBS Irk 1.6A deposit batrces UBS card transaction, call 62-1000, or wise to UBS www.LbscomIsseepyrekk, from your F nano al Maar or otherwise, the Firm tell either sell petal wen at AG Surraord Branch deposit balances and money market Premier' Semen lx„ MOO Harbor Blvd, 6th floor, or by calling 800.762.1000. rivulet peke a accept an "Mont detamined by a maters fund sweep biases at the cased Ow Weehawken NI 07086. Akin RIANIKA %von registered clewrg agency, thd credit you aware statement period. Noricormodey bee credit balances in UM Financial Services account protection your *court we rot segregated from other balances Cal or write as soon as you can, mu tit you The F name-Iterate Secs tea al./.1101 Protection Investment objectives and the Fern may use any se these funds in the adinany statement or receipt is wog or A you need more Corporation (SIPC), *Fah protects securities account. of the riven:nen &wain* rd risk profile we speak to course its business. These funds we payable upon Hamra:In about a turas on the statement or its members sip 10 1500,CCO fncluding S2B),000 for each account and may vary between. Please wleise the your darned. This total is includedin the anent period natotat. The Firm or Card bear (as XPleaeld mod dams kr cash/. The SIPC asset protection Imes XP4' to Fern prompt. in won; of any signifCant dunce in you closi-g value. her from you np later thin 60 days aher the Fim all accounts that you hold n a palkular caparty. (natal situation or manner% objectives. Foe each SDNY_G A40002 1039 CONFIDENTIAL EFTA_00131659 EFTA01273866 Important information about your statement (Continued) lending information you would acthaly recede h the mallet Prices cue - •Pstikocrs to date may include return of — h aide co 10 CrimenCniManed n connecicn Br Matedinformation cn the Faits lending practices obtained from various third party sources Mid. sae caudal. income Cr both wth the sale or drolnbracon of antsy contracts and disci:nu-es, are to sea Client Relatcrehip bathe to be retitle. but we do not gene, their - see' represents the initial Otero; and rant investment trust units toot/ <lents, we Agennera or Accord Agreement and the General accuracy. price per unit and may not ;elect pas cots basis anchor our affiliate receive mans sharng Timm and Conditions UBS Bateman of Credit Practices — We gentray use the closi-g price when avalabka compensation trammay of the instance available in Agreement andOisfoxtres at the memo/the bid ad ask prices fa lined • Rationed securities Restrded warnin generally companies &dement.; the amity contracts, szuraksrsagmagainges. amities and <peons a on& led prices Ice OTC are rot twenty eimble for publk sale. UBSFina-col athletes ith to Isaac* companes or sponsors of seosities. Services thee to math price of the unrenicted slack the um irwestment mats we &edict Yewieseta - Lest active& waded securities may be priced ushg a of the same issuer as an Snouted value for to - Cur affiliates also mode trading commeskre and Your stament is unwire( end other meta held valuation model or the move recent rite we restricted stock for purposes of thin statement odd, To other compereadrifnan mutual knit and in the avant at the end of the statement period. You obtained and may not reflect an actual market rice the rant that rearined learition are efrobk la sae, insurance companies whose prOCIJCIS we distribute. may ask fordeivery of fully paid seeseies at anytime. or was the vats reared may be tibstantial& less than the - We reams an anal he from UBS Bak OA and You may. receive securities used as loan collateral after - Cedar, positions nay appear withcut a price aid Orpied value drown lIBS AG Stanford Branch of up to szs per accost prying any balance due on them. Ary securities will thew at *price was rot available it we re sweeping to the bade under the UBS Bark Sweep Irenslened to the Fire casing to setherrent period are undok to obtain a peso or a wanly • Eat (eatirneted) incomes current yields and rates. Fragrant listed al market value as of the end of the gatemen - Deposits or sedates denteninatied n currencies An estnide of an-ual income is based an cared period. other than U.S. dollars are reflected at the ea:hinge Sided and interest rates, assuring to seethes will Activity • Can basis. In detemning the cost basis of tie rate as of the statement date. be held for ant yew from statement date or until hbrmatcriregadrigoommissnors and *tier &WOK gasket indicted in this statement, where indicated - amen securities ening ri nonieonformno rAllinte This minima Bony a gadolne, accuracy iwurred in conned cn with the wecutcn woad wilt the number UPS Fa-vernalServices has relied clo-crninatona p^m ad qua-bey(Iaco vats) may ad continued name are not outwitted ndudng option transactions has bear mcluded an cnintonation cbtained from sources other thanIRS have been a:listed to facilitatearca" vausion. - Estimated anal ixane ant herent yield fa casein-Mons provousey fur...shed so you, and wit be Financial Semites. including kifomen& Iran another To obtain current quotation, when avertible, contact certain toes of acuities could include a retun of provided to yOu promptly co rawest. am a that youmay have provided to you Finaxial your Financial Athlete. paid' or capeal gains in %di& case the est Mesa. The Finn don not itheepathently verify a income (rd contra yeti would be overstated. Shot senile gaunt** the accuracy or vardity day information • Private inwsbeilints and rtrucland producb. - Estimated an dame rd wren yield and the F you am engaged in chat selli-g a security, youmay provided by sans other thin 1**Ftuncial Senices. hint, nsestrreat secutes balding deed actual ixcene and yield night be deer a higher haw a shave Os to certain bcrrowng costs for that participation vegan) end real estate investment trust than theist:matedamounts. particular security. h aicitirs although LIDS FininCel Sennces general& stashes) and grunted ptcdsu are generally highly — An estMate of rruatced n<ome (divdend andor ithcbtet this iroamation as "groaned, the firm Airoid. Conan dna-tared pro:Lets how not been interest) deededby the anent market Open anima cases not provide any asturonces that the irocrmatian registered with the Securities and Excha- valeraverage balance it based on the tact dividend Receding Wen or •oxdtiCcancellecr ceders that sdkr "Cost basis" and lthreakzed gar/loss' it Commesion o- under ani state mulles laws. We Or interest payment made by the issuer and were not tintedbythe statement date, open buy ad accurate as of to date of this statement. As such provide estimated vases for private investment wattles the seositieddeposts will be held for one la stop orders are redxed by the amount of dividends please donee re& on this nil:mach to make secretes and structured products for ilkelnalked year from the statement date or until manly. a rigits on an ex-divider& a ewritits date unless puchsee a sole decisions tams drpates or purposes only &assay knot giurintwd. Accuracy ad continued weld we not &amend intruded anti-with by pa. You are respontbk for otherwise. Accounts transferred to to rim may - Thew values may differ robstantiaby from prices orders that we theosed die to your failure to ca el reflect grintloss taanutifi on& for the period of any, at Midi a prorate rwestnenl security a • Assets not held by UBS 'rancid Services. Certain Wafting open orders. time they a-e held at the F rm More historical structured ratan may be ticeAra or sold and do assess we not held by the Fern and not refire the Hams en tan be ackled by you. Financia Advisor. not necessarily reword the day& may receive Fen's possession or canto'. These assets de Privacy Won lAwidation. depltied on yos statement for informational To obtain a copy of at current Clime Finny Notice, • Unedited gain/losses Wien data is arailak. Thni patitsbrnates of vale av as of a caftan purposes army. Petitions add values presented a please contact your FronciatAchisor or visit apt websiee estinated streatized gaind losses we uttAated fa date and are supplied to UBS Fina-cial Services on a Pounded by fie nue-9 tern. UBS Financial Services is at sthwesitGrathoththththgla indeiliat secret lots. Re transaction data fat regalia' bind by in independent vitiation Jim. not rest:cable for the ilaination and des not Medal lot may or may not reflect atomism:0s. - thud general panne- a thernor estimated vales, guarantee es accuracy. These assets are rot preened UBS Financial Services a not a birk Ste WA. Business <Forges ander 'entity martini:dim nines a ay, are thpplied to the by the roue, by SteC or tie Firth uthplementalSIPC coverage. Services Account GSA and IRMA at/ brokerage accounts Oiridend and otherrenwstment lots rd systematic general passer or thalar and may be calculated which provide access to barking services adproducts pachthe kits are eachcombined to display one based on dfferent information from tat used by • Revenue sharing and additional compensation. trough arrangements wet affronted bats and other averagedlot The • Trade date • [Mann presents the hidpartite to derive heir estimated values. — In addition to commissions on sales and 12b1 fees thedgasy banks, and provides access to nsura-ce and aigrul transaction wade date. - You can obeah addinna Neonatal regrading received el correction wen the disuibution of ennuty product teed by unaffiliated thither& the methodology used to determine the &int* of maw' 'Inds to Ourclenti we ander our anew insurance companies through I-aura-co agercy • Callable securities Back and ;referred stock that value and tie date of to iroctmalicn that is the receive revenue *Wing Parents from distributors subsiiieries of UBS Financial Services Inc. to sea cats for eair tea/siphon will be selected basis for to ethreate by contort erg your Financial ado advisers of the mutual funds that we sell. nthasel& by lot Iran among all seta-lies of tot Advisor. These armunts are based on two deferent Instalment, nsurace. ad rutty products: its& held how new or in nominee none la as - Thiro party estimated weds may be reflected as encrftnentf- O.* aniaint al fillet by UBS of a Not IIDIC Mewed • No bank guwantee• May bse vats clients. Cell bane ilamatifi s cbtaned from third •Not add' h send I set Sion wfe n partkula mutual fund fermi& to our climes and CO parties and is accuracy isnot guaranteed. Other call independent valuation fern RS not suppledor is the awn value of a panda mutual hind I amihrs RYA. Benne Management Account, Business Services teases may east which mid affect yeti& comPete u nable to assert a valth when we become avare tares held at the tem Account 85A, IRMA and international Resource tacmiatcn willbe provided upon request that a material event has &dared tat may call a — We and os afMate also recewe nemetking and Management Accost we registered service marts of prewsusly reported wife irto question, ce when a orrnbus protesting lees in consideration for UBS Francis! Services Inc • Certificates of deposit (per CDs are FDIC enured value would be highly specuktive due to the nate transfer agent serviies that we prod* to the sato 5250,000 ' gimbal and accrued interest per of the seosay. mutual bra Thew Ives generally are pad from Visa *rave is a regniered service mark of Visa &costa ad pet deposkayinaitutices rhaccadance - When neither an thud, general panne at sponsor investor assets h the mutual fund and are a fated International CBS Via Signet'se cede cards and CBS vet FOIC rules. "stinted vale net a thrdipatly estimated vale if Jolla amount based an tie number of accounts at Vera debt cards we isthed ty UBS Bank USA with meark the valued the wanly wit be &Sewn' the broker-dealer holdng(mewl IBM of that fund at/mission from Vas U.S A Incorporated. • Preehralue Prot, displeased for securities and other tram itspurchaseprice. products may be higher or laver than the price that UBS Financial Services Int Per 201402 GDNY_GM_0OO21O40 CONFIDENTIAL EFTA 001;1660 EFTA01273867 UBS Financial Services Inc UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 June 2014 CNP700649a9130611 X123 Y1 0 HI AN MAX Li_ Account name: GHStANE MAXVVEll. Friendly account name: Account number Your linandal Advisor- SCOTT STACKMANLYLE CASF1EL Prcine Questions about your statement? Call /cit inandsil Advisor or the Value of your account RMA Resourceune at 800-RMA-1000, on May 30 (1) on lune 30 (S) account Your assets 1,018,909 37 969,515.06 11sit our website: Your liabilities 0.00 0.00 youw.ubs.comifinanciaisecnces Value of your account $1,018,909.37 $989,515.08 Items for your attention . Reminder. Certain mutual Fuld shares held in select 11135 Investment Atheism Programs will be converted starting in lute. See your statement activity for Sources of your account growth details. Tracking the value of your account duriag 2014 Value of your account S Thousands at yea. end 2013 50.00 Net deposits and 1,018.9 withdrawals 1560,354.70 969 • • Your avestment return Di*lendarcl interest income 46,850.18 Change in market value 42,31018 Value of your account May 2014 sun 2014 on Jun 30, 2014 $969.515.06 SDNY GM 00021041 Member SIPC CNP70003006493913 NP100O293741 00003 0614 030575001 111000 Page 27 of 102 CONFIDENTIAL EFTA_00131661 EFTA01273868 T UBS Strategic Advisor June 2014 Account name: Friendly account name Your K sandal Advisor- SCOTT STACK MANLYLE CASRIEL Account number: Your account balance sheet Summary of your assets Value on Percentage of June 30 you account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities ace 0.00% D Fixed income 969,515.06 100.00% E Non-traditional 0.00 a00% F Corrmodities 0.00 ace% G Other 0.00% Total assets $969,515.06 100.00% Value of your account $969,515.06 Eye on the markets Percentage change Index June 2014 year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index 0.05% 3.93% Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% CR1'70009005498914 W7000299741 00033 0614 030575004 gripiyGm0001M020 of 102 CONFIDENTIAL EFTA_00131662 EFTA01273869 SUBS UBS Strategic Advisor Account name: your Sisandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL June 2014 Account number. Change in the value of your account Summary of gains and losses values reported below exclude products for which gam ancllosies are not dessified. Arne 2014 (5) Year to date (S) Rear:zed gains and losses unrealized Opening account value $1A18,909.37 $0.00 June 2014 (14 Year to date (1) gains and losses (5) Deposits, including investments transferred in 173.06 1,011,227.25 Short term 0.00 0.00 667.13 Withckawals and fees, Long term 0.00 0.00 -569.48 including investments transferred Total $97.65 $0.00 $0.00 cut -50,872.55 -50,872.55 Dividend and interest income 1,721.64 6,85018 Change in market value -416.46 2,310.18 Cash activity summary See Account sternly the month for details. Balances in your Sweep Options are inducedin the gaffing and Closing account value $969,515.06 $969,515.06 ciceing balances rate. FDIC insurance apples only to deposits a Ulnae* USA, not to devil's IA 105 AG, Stamford Bench or bark deposits owed through the UBS intern/nom Demi Account program ARC Detection appal to money mortal sweep held holdings but not bark deposits. Sr...Important inkormanon about your statement on the last two pages d this document for details. Dividend and interest income earned June 20,4 (5) year to date (S) For Pr IPOSes of this Statement, tenability of interest end dindend income has been determined from a US Opening balances $50,531.30 $0.00 tor reputing perspective. Bared upon the residence of the account holder, account type, or product twat, Sane imerest antra avidend payments mcw not be sublect to United States (UA ardor PuertO Rico (PR) Additsons Income tan. The (lent monthly statemem is not Intended to be used and cannot be refied upon for lac pirposes. Clients should refer to the applicable tat reporting forms they receive from 165 annualy, such as Deposits and other funds credited 173.06 49,979.30 the forms 1099 and the Fan 480, for tar reporbn9 information. It IS the pradiCe of U85 to file the appeale tar reporting forms with the US mterfa Revenue SeMCe Cod PR Treasury DepartMent &rd In Dividend and interest income 1,721.64 6,850.18 such forms accurately dairy dwdende ardor interest aster everrpt or ramble income. Please consul, yoar In&Aclual tax paperer. Total additions $1,894.70 $56,829.48 June 20140) Year to date (1) Subtractions Taxable dividends 1,719.54 6,845.60 Professional management fees and related services -173.06 -173.06 31.:4? 2.10 4.58 Other funds debited -50,699.49 -50,699,49 Total current year $1,721.64 $6,850.18 Funds withdrawn for investments Total dividend & interest $1,721.64 $6,850.18 bought -1,553.45 -5,956.93 Total subtractions -$52,426.00 -$56,829.48 Net ash flow -$50,531.30 $0.00 Closing balances $0.00 $0.00 SONY GM 00021043 ClIPTC00;006498915NP7000298741 00003 0614 030575004 111000 Page 20 of 102 CONFIDENTIAL EFDLOG131663 EFTA01273870 T UBS Strategic Advisor lure 2014 Account name: Friendly account name: Your Ilnandal Advisor: SCOTT STAC1(MAIILYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest period May 7 - Jun 5 Opening UBS Bank USA Deposit balance May 7 $50,531.30 Closing UBS Bank USA Deposit balance Jun 5 $50,699.49 Number of days in interest period 30 Average daily balance 850,543.34 Interest earned 82.10 Annual percentage yield earned 0.05% Your investment objectives: YOU have dentified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Cunent income & capital appreciation Your risk profile: Primary - Moderate Investment efigibrIity consderat on - None Wected Your account instructions • You account is currently coded for margin • You account cost basis default closing method is Fit°, First In, First Out CNP7C0(03064989l 6 NP70C0i90741 00033 0514 030575004 11 gtli1w_cm_00041111430 of 102 CONFIDENTIAL EFTA_00131664 EFTA01273871 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandal Advisor: *UBS June 2014 Friendly account name: Account number. SCOTT STACKMAN/LYLE CASRIEL Your assets Same prices, income and current eaue$Shonn may be approximate. AS a recut, gym Endlossesmat not be curateiy relteded. See ;ethos-tanoath/dawn about your statement a the end ol des cixurrent for more intonvion Cash Cash and money balances Cloning Planet Closing tsaxe Price per snare Average Dindend Interest Oar in nyJic On Jun I (0 on Jun 30 (1) On Jun 300) 'Se period period Cap ((room (S) 1.035 BANK USA UP ACCT 50,531.30 0.00 250.000.00 Fixed income Mutual funds rotas reniveste n the total <I al reinvested dodends n does not include any cash chiclends It is not a Mealy:el (rev) gat or lac ts the dfference between the current value and the cost basis and would tat lot for the OurPOSeS Oldeterminno hcicing periods Or cost Oasts. The shares you receive each time you neraly be >our lamb* con a IOSS d the security was sold co this we. The unrealzed RECO pan 41(lOSS may dimest dudends become a separate tax aos need to be alluded for return or capita paimems in order to detennne the realized genor bss for lad reporting purposes Cost tosis is the tots purchase cost of the security. indudng reinvested d %Mends The cost basis may needtote adusted tor return d captal payments in order to (*terrine the alusted cost bags for tax investment return is the current value minus the amount you invested. I does not include shares that ay not reporting ptripOSel. reflected on pave statement, includng shares than bats been realized aseither a gain ce a loss Il also does not include cash dvdends Ina were not reinvested Purchase pike/ Nurrber Average Aire Client Cost Price per shat Value on Unrealized dz.) imesirnent Hcidnig Hddng of shares per share (5) investment (1) basis (S) on tun 30(5) in 30 (S) spin or loss (S) return (S) period DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DBLTX Trade date Jan 29, 13 4,459.660 11.379 51,103.71 51,103.71 10.990 49,352.35 -1,751.36 LT Total reinvested 74.037 10.949 810.67 10.993 813.67 3.00 EAT 12,560 Current yield: 5. 10% Security total 4664.697 11.373 51,103.71 51,91438 50,166.02 -1,74836 -937.69 EATON VANCE FLOATING RATE FUND! Symbol: El8LX Trade date: Jan 29, 13 6463.943 9.180 50,159RO 50,159 00 9.150 49,995.07 -163.93 LT Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25.122 00 9.150 24,958.33 -163.67 ST Total reinvested 95.999 9.151 878 58 9.150 878.39 -0.19 continued next page SDNY GM 00021045 COP7C0070C64909I 7 eP7003210741 00033 0614 030575004 111000 Page 31 of 102 CONFIDENTIAL EFTA_00B1665 EFTA01273872 *UBS UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your 15isoncial Advisor: SCOTT STACK MANY LYLE CASRIEL kW.? 2014 Account number. Your assets . Fixed income . Mutual funds (continued) Purchase price' Merlon Aileen price Client Cost Price per share Value on Unrealized (tad Investment Holdng Wiring of shares per sham (S) investment (S) basis (s) on tun 30(1) son do (s) gain or loss (S) *tuff, (S) period (Al: 12.851 Current yield: 3.76% Security total 8287.629 9.190 75281.00 76,159.58 75,831.80 -327.79 550.79 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: Ain 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.580 50,061.49 520.49 LT Trade date: Sep 3. 13 1,874.976 10.470 19,631.00 1%631.00 10.580 19,837.25 20625 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.580 21,887.57 227.57 ST Trade date: Jan 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.580 50,679.99 -479.01 ST Total reinvested 117.740 10.607 1248.98 10.580 1,245.69 -3.29 (Al: 53.830 Curent yield: 2.67% Security total 13.583.363 10.545 141991.00 143239.98 143,711.98 47101 1,720.99 HSBC TOTAL RETURN RIND CLASS I Symbol: NTRIX Trade date: Ian 29, 13 4.824.198 10.290 49,641.00 49,641.00 10.230 49,351.54 -289.46 LT Trade date: Ain 27, 13 955.868 9.969 9,530.00 9,530.00 10.230 9,778.53 24853 LT EAI: 11,110 Current yield: 1.88% Security total 5,780.066 10.237 59,171.00 59,171.00 59,130.07 -40.93 -40.93 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FL/ND CLASS S Symbol: .50SX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125.689,80 11.900 125,163.89 -525.91 LT Total reinvested 58.340 11.923 695.59 11.900 694.25 -1.34 EAI: 42.464 Current yield: 1.96% Security total 10,576.315 11.950 125,689.80 126,38539 125,858.14 427.25 168.34 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.390 100279.52 1,254.69 LT continued next page 0Ne700090C64989i 8 NP7003338741 00003 0514 030575004 gtfiw_G000lleigl632 of 102 CONFIDENTIAL EFTA_00131666 EFTA01273873 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account name: Your Financial Advisor SCOTT STACK MAN LYLE CASRIEL lune 2014 *UBS Account number. Your assets a Fixed income a Mutual funds (continued) Purchase Pixel Water Average price client Cost Price per share value on Unrealized Rae inrestmeict HolcIng ticking of shares per share (t) investment(1) Oasis (I) on Jun 30(1) Jon po (1) gain or toss (1) return (5) period Total reinvested 66.188 10.368 68624 10.390 687.69 1.45 EAI: 52,488 Current yield: 2.46% Security total 9,717.730 10.261 99,024.83 99,711.07 100,967.21 1,256.14 1,942.38 PMCO UNCONSTRAINED BOND FtJND CLASS P Symbol: PUCPX Trade date: /an 29, 13 14.308.333 11.520 164.832.00 164,832.00 11.310 161.827.25 -3,004.75 LT Total reinvested 51.885 11.230 582.69 11.310 586.82 4.13 EAI: 51,292 Current yield: 0.80% Security total 14.360.218 11.519 164.832.00 165,414.69 162,414.06 -3.000.62 -2.417.93 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: /an 29, 13 7.400.957 10.046 74351.21 74351.21 9.920 73,417.49 -933.72 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.920 21,922.19 26608 ST Total reinvested 106.575 9.891 1.054.17 9.920 1,057.22 3.05 EAI: $3,119 Current yield: 3.24% Security total 9,717.430 9.968 96,007.32 97,06149 96,396.90 -664.59 389.58 RBC BLUEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: /an 29, 13 12,911.799 10.164 131239.70 131239.70 10.480 135315.64 4,075.94 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.480 19,723.23 603.10 ST EAI: 42,382 Current yield: 1.54% Security total 14,793.787 10.164 150359 83 '50359.83 155,038.88 4,679.04 4,679.04 Total 5963.460.49 5969.41741 $969,515.06 $97.65 16.054.57 Total estimated annual income: 522.096 SONY GM 00021047 CHP7030/0064903919NP7000293741 00000 0614 030575001 111000 Page 33 of 102 CONFIDENTIAL EFTA_00131667 EFTA01273874 SUBS UBS Strategic Advisor June 2014 Account name: Friendly account name: Account number: GNISLAINE MAXWELL Your IIsandal Advisor: SCOTT STACK MANLYLE CASRIEL Your aSSetSkomnueth Your total assets Percentage Cost Esimated Unrealized value on Jun 30 (0 your xcount basis annual income (S) gen or loss (S) road income Mutual funds 969515.06 100.00% 96941741 22,096.00 97.65 Total 6969,515.06 100.00% 9969,417.41 $22,096.00 997.65 Account activity this month Date *entity Description Amount IS) Deposits and other funds audited Jun 27 Transfer FM VI 235750100 I 73 06 Total deposits and other funds aedited $173.06 Elate *Misty Description Amount 10 Dividend and interest income Taxable drodends Jun 2 Dividend EATON VANCE FLOATING RATE FUND I AS OF 0930114 227.96 Jun 2 Dividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS 5 147.89 Jun 2 Dividend PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 0930/14 188.38 Jun 2 Dividend DOUBLE UNE TOTAL RETURN FUND INSIL AS OF 0513014 199.87 Jun 2 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0930114 318.55 Jun 2 Dividend PRUDENTIAL ABSOLUTE RETURN BOW FUNDZ AS OF 0930/14 296.18 Jun 2 Dividend JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 174.62 Jun 2 Dividend HSBC TOTAL RETURN FIND CLASS I 28.90 Jun 3 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 093014 137.19 Total taxable dividends $1,719.54 Taxable 'merest Jun 6 Interest L/85 BANK USA DEPOSIT ACCOUNT AS OF 06/ 09 14 2.10 Total taxable interest 92.10 Total dividend and Interest income $1,721.44 Date Actinty Description Ammo (S) fees Jun 26 Fee Charged INITIAL FEE -173.06 Total professional management fees 4179.06 Date Acnboy Description Arnatel (5) Other funds debited Jun 6 Transfer TO 1'1 235750100 -50.69739 Jun 9 Transfer TO Y1 235750100 -2.10 Total other funds debited 450,699.49 CW70003005498920 W7000293741 00003 0614 030575004 11 gtACGM_000§4,4834 of 102 CONFIDENTIAL EFTA_00131668 EFTA01273875 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your /I nandal Advisor: T June 2014 Friendly account name: SCOTT STACK MANLYLE CASRJEL Account number. Account activity this month (contrved Investment transactions For more information stout the price/value shown for restricted securities, see important Mformabn about your moment a the end of this dot anent Fraeeds flan Funds investment withdrawn fa Accrued Date Activity Description Quantity veto (I) Price CO mina-Nan (I) invistrienis bought (S) interest (S) Jun 2 Reinvestment EATON VANCE FLOATING RATE FUN) I 24.941 -227.96 DIVIDEND REINVESTED AT 9.14 NAV ON 0513014 AS OF 093014 Jun 2 Reinvestment JP MORGAN STRATEGIC INCOME 12.428 -147.89 OPPORTUNITIES RIM) CLASS S DIVIDEND REINVESTED AT 11.90 NAV ON 05/30114 Jun 2 Reinvestment IMMCO UNCONSTRAINEDOOND FUND CLASS P 16.671 -18838 CsviDEND REINVESTED AT 11.30 NAV ON 09 3of 14 AS Of 0930f 14 Jun 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 18.153 -199.87 DIVIDEND REINVESTED AT 11.01 NAV ON 0930014 AS OF 053094 Jun 2 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 30.080 -318.55 DVIDEND REINVESTED AT 10.59 NAV ON 0930,14 AS OF 0930'14 Jun 2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 29.857 -296.18 DIVIDEND REINVESTED AT 9.92 NAV ON 30I4 AS OF 0930'14 Jun 2 Reinvestman JP MORGAN MULTI-SECTOR INCOME FUND 16.855 -174.62 SELECT SHS DIVIDEND REINVESTED AT 1036 NAV ON 05/3014 Total -31,553.45 Dae Activity Cescedilion Amount (S) Money balance activities May 30 Ilalancs forward 350,531.30 Jun 3 Deposit U85 BANK USA DEPOSIT ACCOUNT 28.90 Jun 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 137.19 Jun 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 06/05/14 2.10 Jun 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0610914 -50,697.39 Jun 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0909114 -2.10 stn 30 Closing USS lank USA Deposit Account $0.00 The UBS Et3rA USA Decent Account Is your primary sweep option SONY GM 00021049 Oro700060064939.71 Nr7000798741000c0 0614 03067500e 111000 Page 3S of 102 CONFIDENTIAL EFTA_00131669 EFTA01273876 *UBS Yournotes := 570. , . , N6N,CAI,ONSS0.6 a I Cii CONFIDENTIAL EFT,00B1670 EFTA01273877 Important information about your statement LES Fiuncial Services tic. (the F im or UBS Anemia! sent you the fin stsemera on Minh the error or The Fim, together Wth certain afflicts, ha also accent held, you choose one of the following Serkes)l is a merrter of all praetor searily, cannodty problem *Pared. purchased apparent* protection. The madman inestrent objectives' and nacre eruhages. 1.036 Fe-erxial Semites and 1165 - howde you name ad accost number Of any) amount payable to al eligible clients colleclize& adet • Wodue CumentIrcome. lin-Aim es seekng the Bank USA we rdrect subsiiares of LES AG and - Desoto the era or the wander you ste true this protection is S500 million a of December 10, 2013. generation of income cra. affiliates of LES Sawitin U.C. the Fim's I bomb' about and explain ao clear& atria can why you • Addy* CaprafAppreciation: Investment seating statement is available upon receo. The Fara *eau:* believe t is an error o- ann.:0 need more Skid to the poicy conditions ad Imitations,cash at growth of prncpal rather than the generation ol onices re a: ilormation the firm is further protected to Leo to $1.9 million n the income. — Proud. the cblar arnant ol the suspected error. aggregate for all your accounts held n a patioiar • Produce Combinaton oilman. and Capital LES Finencul Sermon It capacity A hi copy of in poky waxing is /nibble Appledatco, Iniesements seeking both the generation 1200 Harbor Boulevard The Fim or Cad Issuer wit inessigre your complaint Won mount. ol name and 'pathof prix al. Weehawken. to 07086 and wel correct any error promptly. The SIPC protection and the supplemental protection Overall risk prairies Ibis statement represent the onb official record of yas Please mate all decks payable to the Fern or the both do not apply to. LES Financial Samos account. Other wads rapt financial irethution ecicated on tie front of the • Conan truncial routs controlled by (and indicted it • Conservative Seeks to mantan ndBl ptecioal, with official tat documents, containing conflicting date should low risk aid vanity to the axon meal, sent Oakmont had:leen to regrew accost fees accounts your account value) but hell away from UrnFine-col that means the accost does rot generate significant not be relied Lyon If you bele* there is an error a my be subject to makterunce fees, charges for late Services (e.g.. certain(* cash at UBS Bark. cad' at omission, please report it ermalately narking to the income or returns and may not keep pace with papeett for marries purchases and charges for unpaid LES AG Started branch (id insigne geo1C1S, inflation. Bench Manager c4 the office swagsow account. amounts in cashawns. Accounts that me transferred including variable enmities, and (n) shires of mutual to other institutions may be subject to a windy tee. finds where such shares are registered diedly n the • Moderate: Wittig to accept sane risk to principal and AtInxigh al figures shorn re intended to be accurate. name of the account holier on the becks ad records tolerate some notably to seek hirer returns. statement dated-0M not be used fa tat purposes Rely UBS Sweep Options of the applicable issuer or transfer agent); • Aggressive: Wiling to accept high riot to anopal and sole& onma•-end tax forms, ge.. Form 103O SlalS UBS offers options for sweepng cash bine; finances high volatility to seek high returns our time. 10425, ea.)whinpreperigyour we return. The Fim to bra deposits at UBS Bat USA and UBS AG Starrind • Certain meant** contracts or Mewled Merest required by law to report to ihe IRS all taxabk Widen*. breech (Bank Sweep Pregame), money market maw! (eg., limited partneshix and prime placements) ties Statement Isousaholdre reportiok nontaxable den:lends and tat Merest kids PAomy Funds) ad theInternationalDeposit as rot registered under tre Securities Act of I S03; We may consolidate at related account statements with earned a vacuities held in you axant, net proceeds Accant (Mona customers withal International ad the same aSiress n the sure envekce. Accounts may on sale transactor% and cost two on amain cowered Resource Management Account. through the Bank be related Ice this purpose betase they haw owners martin. Sweep Proaarns cash balances re swept to UISSerk • Commodities contacts (e.g, loveign exchange and who also mai-nain pi-a acorn rolationshps with other USA up to an esubkhodirrd ad then to LES AG red:usenet.' calredst nduding futures contacts dents at the sane address. This practice is known as Communications with the Finn Stanford Brands or a Money Fund. Deposits at UBS ad tormoditY canon contracts. • householing ' II you prefer to recehe eche:bat • Please retorium any oral corm-sneaker* in swing Bak USA are FDIC reefed in accordance with FCC statements mated in separate twelves — you May to further protect your nits. inciting your rite rules. For more nlamatin please volt onwrldicgov. the SIPC protectan and the supaemernal protection do decree houveholdeng by Ealing your Frontal Advisor. raw the Sawicki Inastor Prnection Aar (SWAT Deposes at UBS AG StanfordBerm and tures of not apply to these awe. event they otIvrwise appear Money Funds ere rot bond by the FCC. on you statement. the SEC protection and the Friendly accourt name • If the finrcal institution on the top lift of the Iran TaPakorientalprotedion der not protect agora changes the Friencl accord name reflects Wormation that you of this statemert isnot)ES financial Servers U3S Throup the OA aunt& toads balances we swept to in the make vas of gar investments (whether as a entered on the Firm's wile* genus webste. II e a Frontal Semites carries yea scout as cleamg depose accounts at UBS AG New Yak Branch and UB5 rest* of market movement. issuer bricruptcy cr customizable 'nicer-urn• chasm by you to aceia you baker by anargerrent watt the ideated intlitlitiXt AG Cayman Bunch These deposits are not iround by otherwis) with sow recordkeepig. It has no legal effect on your We irtormed you of the relationship when you the FCC. Babnces hold at the LES AG Cairim Brad, account You MlChEfigeyel hiendbr account names, opened this axons friths cast your Ws and are tempera* exposed to the sovereign risk of the More nfomyion is anti* cam whist You may through 0i*ie Services or by contactegmurFnancial save:awe located x UB5 RnancUl Services and rot Conan blends, and there is no guarantee or other obtan note encemaion abou SIPC, eadng the 51K Athisor. the fl ocking broker. and you nut mice a (Won obligation of UBS AG 10 mow the Wines while on the &ochre, by contacting SIPC 24 Z02-371-8300 or by el any bra or OrtlittiOn to both lint. UBSC gran's Bradt. books. esitng the MK wean. ar YAW/.140‘041 &roust overview, • vats eine, accountfporofdro. Net of assets rd A II arcane statements shall be deemed aerolete ad Deposa at LEIS Bat LEA and eachUBS AG Branch are Dividend Reiwattewant Program (DPP) accurate if not objected ton wrong within 60 days. not protected bySlPC. Money Fund shires re protected The ake reflected is an average price. You mag obtan • Assets_ atlas available cash balances. vans lot by SIPC. See 1J3S F haunt Seines Accord Protection' the actual peke lromyw Financial Advisor. Ora whisk restricted scatty lest I, and Global Tine Deposits, • Plea,. died °nom', complaints or iNtliin to tie bobw *ire arc purchased under Dli; partial thins wit be urrealied mares to make., and cedar, assets not held Fan's Client Relations Depannent at 201.3521699 solird ton cash wa b depotited he your account The by the Fem. Does rat include unpriced secuttiesi assets atoll-free at 800-354-9103, 8:CO A.M. to 6:00 P.M. Upon you reg.est, Waxes in tie Bank Sweep 6viderd rerniestnient price applied by tie ewer may al the end of the prior and norm staterreM periods or ET Mindy through Fridas a in ming to LES Frontonsor OA mat be withdrawn and shares of a differ from the main pte at which thepa:tied shires piwase ivestnwns, invested stock options ad Financial Senates lx., Client Relations Depalment, Money Fund my be liquidated, end the proceeds at sold amenable stock options P.O. Box 766 Union City, NJ 07087. returned so you <flour contain accard, • Eialatret Includes debt b.IIIM•1, eimardirgmar Cmleielieu loans. credit rra, too octant balances. • Incase of nrrOrSor Patten; about an electronic killer formation about available 'neap options., CM, whole units may be hold n yet" account. If you an • Cash/money belares. Total of uninvested amiable bads Wanner (ffn bi puymm or UBS Wedebit reining onent rarest rates and yeas, a audible at entitled to a papal use a a mull of a dviderd Paemerd cash balances, plus UBS Bak 1.6A deposit batrces LBS card Vantiotiore, call 62-1000, or wise to UBS wwwinscomrsseepysekt, from your F tune ial Advisor or oilmen., the Firm wi either sell panel ants at AG Surriord Bench deposit balances and money market Faunae' Minces Inc„ 1000 Harbor Blvd, 6th floor, orgy olhrip 800.762.1000 rivulet peke a accept an amount deemmined by a maul fund sweep Sates. at the case of he Week/Men NI 07086. Ann RMNESA Serviros reordered clearin agency, rid credit you' accuse Pitmen period. Noncom/laity We credit balances in UM Financial Services account protection your accourt ire rot segregated from other balances Cal a write as soon as sou cart if sou that wet The F rm is a member of the Starnes Insftit01 Protection Investment objectives and the Few my use any of these funds ands is the ordinary statement or receipt is *rag or A you need more Corporation SIPC), *fah protect' securities account. of the nun:ma objectives rd risk profile we speak to course it laziness. these funds payable upon iticrmation *cut a Uttar on the statement or its members up to 1500,000 including 5250,000 for each account and may vary between. Please whist the your dernard. This total is intludechn the anent period rent* The Firm or Card Issuer fat norkiablIB mast dams kr cash) the SIC asset protection lints aTO4' to Firm prorrpti, in mon; of any signifCant change in yow closi-g value. her from you np later than 60 days aver the First all account that you hold n a palioular warty. fnaxial situarcn or mamma objectives. For each SDNYGM_0002 1051 CONFIDENTIAL EFTA _001 3 167 1 EFTA01273878 Important information about your statement (coninued) Larding alternation you would satiety reek* n the maiket Prices we - •Perko cm to date may 'lai? returnee — h able a locoman:mouthed n connect:in For deteed elf°mutton on the Finis kneeing practices obtained Bran vetoes third party sources ranch we canal. kW*. Cr both wth tie sale or distribigon of ati-urry contracts and discrosues, rear to you Client Relationthip Delve to be regale, but we do not ganalee their — i Crignal sce • represents the initial allergy; and snit owestrnent mat units toots <lents, we Ageerrunt or Maui Agreernern aid the General accuracy. price per unit and may not reelect lois cod basis ands our affiliate main trans sharing Terns ari Conditions UBS Satanical of Credit Freaks. — We gene* um the closi-g price Oen ankles cr corrpensakn Franmany of the henna available in Agreement andDixfosures at the mean of to bid ad ask prices foamed • Restricted securities Restided warnin generally companies underwritirg the m-nity contracts, wzgraksoicalaccfluadzigual Parities and colors a ong bd prices fa OTC a-e rot curently eigble sec publk sale. UBS Finial *bates of to iburare carcases or sponsors of seofinies. kences toes de mate price of the unrestricted stock Mein imesvnent mats we dstrbute Yew meta - Less acuity waded securities may be priced using of the same issuer as an mputed value for the - Qn &Milian also nmeire trading conmesaa and Your namment itemizes securitim end other assets held valuation model or he most recent price we restricted stock for purposes of this statement 0.4, To other conroorsalka from annual Eyck and tithe account at the end of the statement period. You obtained and may not reflect an acne market price the relent that marina' learition are elQble la see, (nuance ornparon whose products we *tribute. may ask fordeivey of ftey paid senates at ary time. or wade the vale maned may be sdonantialy less than the - We receim n anal he from UBS Bak USA and You mayreceive securities used as lea, collateral after - Certain pantos may appear without a mice and inp_eed value down UTS AG Stanford Brandi of up to szs per accost paying any balrrce due on them. k -y securities will thow as 'price was rot available' if we are sweeping to the bared under the UBS Bair Sweep Iranslernd to the elm dsi-g the sterner ponod are ✓ideo to obtain a once for a manly • Est (aitirnated) in.:erne current yields and rates. frcgrams lined al market value as of the end of the statemere - Deposits or securities denaninated recurrences An ostinate of anal income is based an current Pena ocher Run U.S. dollars are relented at the en:hinge decked and interest rates, attuning tie securities will Activity • Case basis. In *limning the cost basis of the rate as of the statement date. be held for <ne yew from statement date or call hbernationregudng came:nem and otter charges semritin indeed in this statement, Mere indicated - For wren secutitin tadng in nonconforimng Mali-city. This estimate it only agar:bine accuracy named n conned on with he ef ocutcn of wades, wake the marbe. UBS Fe-kerneServices Inn relied ekriim natan. mice and quevily (face min) may rd continued income are not guerantiod includno option transactions has been induced on cninformation obtained from sources other thanl.85 have been adeasted to facilitateproper sausion. - Estimated a-risal Same ad anent yield for cceeirrnaninS peYOrilly hinted to you, ad will be Fi-encial Seruces. including nfomission Iran another To °blies current quotations, when mailnale, cornacl certain types of securities could include a rein of provided tOyOu promptly co fewest. am a that Journey ham provided to you Finnial par Financial Arnier. prncpalor came gees in tenth case the est Actiesor. The Finn does not indepordently verify a income Ord(went yell) would be *masted. Sheet mollies waran . the astray or vardity day id°trunnion • Privets Wevestmenta and dructured producb. - Estimated amoral Scone and curert yeld and the f cute engaged in short meow a security, youmay provided by tomes other than LEGAuncial Senates. him* raceme securities (kWhp drect aclual hcane ad yield milt be Inver a higher hair a charge the to certainWroth-9 costs for that paticipation acqam ad real estate investment trust than the minuted amounts. particular security. h micitirt although UBS eintiCel Services generally se rtes) and grunted prodxts ale generaly highly - An essinate ol a-ruateed ncome (divdend ands spinet his Harnatian as it is amine, the firm llifpfid. Certain senstired voices hove not been interest) divded by the anent made Open endue does not provide any marances that the incrmatian registered wit the Securities and Excha- valeaveram balance is based on the last diedend Regarding Wen or • gxclitillicancebe cedes that twin 'Cost basis- and 1,hrealced gas/loss' it (omission a under any state securties taws. We Of hterelt payment made by the isaer and were not mowed by the gatemen date, open buy ad accurate as cif the date ol the statement. As suck provide estimeted Wats for private investment aeries tie seostiendeposts will be held for one se stop orders are reduced by the anoint of dividends please done nay on this Hetmitian to make mash as and structured products for incemataul year from the statement date or until mah.rity. or rights on an exidividerds or enigma date unless webers a ale decisions, fain prates cr purposes only Accuracy knot guirenteed. Accuracy ad continued yield we not galunteed intructied otherwke by ya.r. You are responsble for coherence. Accounts transferred to tie Fim may - These values may differ abstantiatie born prices. if orders that an bread die to your film to (axe reflect gint loss Hannekn °Mr for the period of any, at *tato private nregnent security a • Assets not held by WS Financial SallOOK. Certain wasting open orders. tine they me hied a the Frm More histoncal structured pakten may be torn or sold and do assets me rot held by the Fern and not vs-thin the Siknnalkn tribe ackled by yar Faunae Advisor. not necessarily represent the Mayon may receive Fen's possessisn or annul. These assets me Prints Won lit uidation. *payed on your statement fa informational To obtain a copy o1 as currant Choi friaryNotice. • thwedized gains/Imes When data is mailbag, ThH prly tsbrnates of %ale are as of a certab purposes only. Positions aid values presented re please contact sour Francis' Achisor or visit our rehash. eninated tweaked gain lases we cicenated fa date ad are suppled to UBS Fna-cial Services on a rhea/ by de issui-g arm US$ F nancial Services at wegswiRCBLoBakagnuitla Scrivd.eal sewn/ lots. Re transaction data for regales bass by in independent venation firm. not resarroble for the Hoemation and des not ndvictal lot may or may not reelect <immense, - Muer, general panne- or sponsor estimated vales, gumantie as accuracy. these assets are rot preened UBS Financial Services a rot a bark its RLIA, Busies charges andor 'acuityreorganizeern mints ry, as supplied to the Fran by the ewer, by SIPC or the Finns supplemental SIPC cover:2gs. Seniors Account GSA and IRMA we brokerage accounts Dividend and °termnvenment lots ad systematic gennal pa-tner or sponsor and may be calculated which provide access to barking services adproducts patine kits are each combined to display one based on different information from that used by • Revenue shoring and additional compensation. though arrangenwns wets affiliated bats and other averaged lot. the • Trade date • colann presents the thadpartiec leadeire ten estimated values. — In addition lo commissions on sales and 12b1 fees third-Daly WM, and provides access to nsura-ce and «give transaction wade date. - You can obean addiann incernaten repairing received n carseetion witi the distribution of atiney prodict owed by unaffiliated thid.pasy the methodology used to determine the Minato of matinee lards to our clones we ander our affirm insurance coma-Ws through inura-cie agercy • Callable securities Earn* and ;referred stock that value ad the date of to Hamel:in that is the subsiiimies of UBSFinarcial Services Inc. na ive fivonue *wing laapvento Iron distributors tie Oat cats for eat Fee/en-Wm will be selected basis for to eranatebycontacag your Fe-uncial odor advisers of he nage funds that we sell. mpasely by lot Iran ameg all seeing,of tat Advisor. These anoints are based on two *terra Insestment nsurace. ad artaly products: mss held hour rare or in norreiee nen* la as - Thin party estirnmed wakes may be reflected as COMP:nentf- taw anon ol sale, by UBS of a Not IDIC inured • No bank guarantee* May bse Val* clients. Call foam ilennatirn i datanod from third •Not pied' 'seer Ise gin. new n parthen mutual fund I amiy to our clients; and CO parties and as accuracy isnot guaranteed. Other <all independent venation tem RS not suppled or is the asset value of a particular mutual fund lamb's RUA. Resource Management deco" Business Senices fealties maybes' which could affect yield complete u nable to assign a vale. Mien we become mare Owes held at the Irm Account 85A, BMA and nternaUoral Resource iroonnater will be provided upon request Mat a material event ha °coated the may call a — We and 0.1" alliate also rem* neva:eking and Management Accost are registered service marks of permusg reported vibe Ski question. or neon a ormtus processing lees in conkleration for UBS Financial Services Inc • Certificates el deposit (04 CDs are FDIC inured value would be highly spealative due to the nature tundra wont wee; that we provide to the Lp to 5.29),000 h praise and accrued interest per of the sewny. mutual fads. These ties generally are pad from Visa *halve is a regigered sync* mirk of Visa depositor and per &posh:ayinstitute:4 in accordance - When neither al sue, general panne or sponsor imestor assets in the mutual fund and are a fared Intonational uBs Vila Signet'se cede cards and LES vah FOIC rules. *stinted yaks nee a thedgany estimated vela if dela amount based as the nutter of accounts at Vea debit cards are bated by UPS Bonk USA with 'Decoded. the value of the many wit be *tenni the broker-dealer holdngmewl lads ol that fund permission from Vim U.S A Intervened. • Prnenralue Press dirolemd for enmities and ohm ban itspurchasePrice Family products may be higher or lower than Wearier that UBS Financial Services Inc Rev. 20402 SDNY_GM_00021052 CONFIDENTIAL EFIA_00131672 EFTA01273879 SUBS U85 Financial Semites tt 299 Park Avenue 25th Floor UBS Strategic Advisor New York IV 10171.0002 July 2014 CNF70057894430714 >QV? 0 HK AX LL Account name: GHISLA1NE MAXWELL Friendly account name: Account number: Your Financial Advisor: KOTT STACKNIANILYLE CASRIEL Phone Questions about your statement? call yOur Finan:ig Advisor Or tie Value of your account RMA aesotsriceiine at 800-RMA- 1000, on June 30 (3) on July 31 (9) account Your assets 969,515.06 968,730.08 VIskour webilte: Your liabilities 0.00 0.00 vnew.ubscorrtifinancialservices Value of your account $969,515.06 5968,730.08 Sources of your account growth Tracking the value of your account during 2014 Value of your account 1 Thousands at year end 2013 1O00 969.5 9617 Net deposits and veddranals 1%0,161.54 f • Your miestment return Diedend and interest income 18637.07 Change in market value .168.53 Value of your mown Jun 2014 on Jul 31, 2014 $964730.01 la Ma SDNY GM 00021053 Member SIPC OO7000)005769443 W00016%6500003 07i 4 030575004 oicoc0 Paws 27 of 100 CONFIDENTIAL EFTA_00131673 EFTA01273880 SUBS UBS Strategic Advisor July 2014 Account name: Friendly account name: Account number: r i x ELL Your Nnandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 31 (14 your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 968,730.08 100.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $968,730.08 100.00% Value of your account $968,730.08 Eye on the markets Percentage change Index hely 2014 Year to date S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC I - Europe, Australia & Far East -1.96% 3.08% BarclaysCapital U.S. Aggregate Bond Index -0.25% 3.66% Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% CNP70009005789444 NP7003183565 Goon 0714 0305750N a420 of 100 01ifffiliyGmimollelle CONFIDENTIAL EFTA_00131674 EFTA01273881 Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS Strategic Advisor *UBS . ; Friendly account name: Account number. SCOTT STACK MANLYLE CASfuEL Change in the value of your account Summary of gains and losses values reported below exclude paellas for which gars andlosses are not classified. July 2014 ($) Year to date (I) Realized gains and losses Unrealized Opening account value $969,515.06 $0.00 July 2014 (1) Year to date ($) gains and losses (S) Deposits, including investments transferred in 1,221 85 1,012,449.10 Short term 0.00 0.00 841.16 Withcfrawals and fees, Long term 0.00 0.00 -3,122.25 including investments transferred Total -$2,281.09 $0.00 $0.00 out -1,415.01 -52,287.56 Dividend and interest income 1,786.89 8,637.07 Change in market value -2,378.71 -68.53 Cash activity summary See Account &Waythis month cot decals. Balances in your Sweep00cm are includedIn the cpenng and Closing account value $968,730.08 $968,730.08 closing bdances eau.. FDIC Insurance applies only to deposits at UBS Bank USA, not todeposits at WS AG, Stamford Barth or bank deposits placed through the UBS International Deposit Account reogam SIPC protection applies to money market sweep fund hddings but rot bare deposits. Se*Important information Dividend and interest income earned about your Statement on the tat two patgS id this document for Niels. July 2014 (5) year to date (S) For purposes of Iris statement, toraterty of interest ano cliccieno income has been determined from a US Opening balances $0.00 $0.00 tar reporting PirsPKIW. eased upon the residence of tho account holder, account type, or product type, some interest andior deidend payments may root be subject to United States (US) ardor Puerto Rico (PR) Addkions Income tares The (tent mom* statemem is not intended to be used and tempt be need utOn for tax purposes. Clients should refer to the aprlectle lac reporting foam they Nicene from UBS annualy, such r Deposits and other funds credited 1,221.85 51,201.15 the fOrMS 1099 and the Pam 480, for tax reporting Information_ It Is the practice of UBS t0 flue the zooltotee tar repOnIng forms with the US Interred keens.* Seence and PR Treasury Deparirent. and in Dividend aid interest income 1,786.89 8,637.07 such forms accurately dasthfy dedends anilo Interest as tar exempt or taut* Income. Please consult your Ind vdual tax prepare,. Total additions $3,008.74 $59,838.22 July 2014 (j) Year to date If ) Subtractions Taxable dividends 1,786.89 8,632.49 Professional management fees and related services -1,221.85 -1,394.91 Taxable interest 0.00 4.58 Other funds debited -193.16 -50,892.65 Total current year $1,786.89 $8,637.07 Funds withdrawn for investments Total dividend & interest $1,786.89 $8,637.07 bought -1,593.73 -7,550.66 Total subtractions -$3,008.74 -$59,838.22 dosing balances $0.00 $0.00 SONY GM 00021055 Ce/P70009305789445 NV7003193665 00003 0714 030575004 010000 Page 29 of 100 CONFIDENTIAL EFTA_00131675 EFTA01273882 Account name: GH1SLAINE MAXWELL $UBS UBS Strategic Advisor July 2014 Friendly account name: Account number: Your financial Advisor: SCOTT STACK MANY LYLE CASR1EL UBS Bank USA Deposit Account APY Interest Period Jun 6 - Jut 7 Opening UBS Bank USA Deposit balance Jun 6 $50,699.49 Closing UBS Bank USA Deposit balance Jul 7 $0.00 Number of days in interest period 32 Average daily balance $1.10 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for thisaccount If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate investment eligibiSty cons4eration None selected Your account instructions , .- account cost bass default closing method is FIFO, First In, First Out. CNP700030057138446 NP7003189665 00003 0714 030575004 OnetlilYGM000§119$630 of IC0 CONFIDENTIAL EFTA_00131676 EFTA01273883 Account name: GPIMAINE MAXWELL UBS Strategic Advisor Your Pi nandal Advisor: S UBS Friendly account name: SCOTT STACK MANLYLE CASRIEL July 2014 Account number. Your assets Some prices, income and current vaues shorn may be approximate. Asa ream. gains aidlosses may nol be accurately reflected. Set Aporunt intomeanon about your statement a the end of ths documem for more infornmon. Fixed income Mutual funds Total reinvested is the Iota d at reinvested dvdends n does not include any cash chidends. A is not a Unleatzed (ravJ gain or foss is the dfference between the current value and the cost basis and ward tat tot for the purposes ol determinng hdcang periods or cost bass. The shares you receive each tine you generaly be sour tattle goo ix loss if the security was sold coitus date. The unrealized MO gan a loss may romest d %Wench becomes separate tax lot. need to be adusted for return of CaPlal DerlentS in ceder to determine the realized gan or °SS la tax reportingpurposes Cost base is the total purchase cost of the secunty, inducing renvesteddMends The cost basis may need to to alustedfor return of capital payments in order to determine the aUtustedcost bass for tax Investment return rs the current vaue onus the amount you invested. t dues MA Include shares that are not reputing puipOStS. reflected on you statement, inducing Shares that hare been ruined& either a gan or a lo55 It asodOeS not include cash d4dends that were not reinvested Purchase turCer fainter Aveiace pXe Client Cost Pn(e Der stirre Value on Unrealized dad ImesIment HOldng Wiring as shewes IX' Shalt (S) investment (i) basis (S) On lU 31 (S) Jul 31 (I) gain 0' 10% (3) return 01 retied DOUBLE LINE TOTAL RETURN FUND INSTL Symbol. DBLTX Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103 71 10.940 49,127.82 -1,975.89 LT Total reinvested 92.006 10.957 1,008 15 10.940 1,005 55 -1.60 EAI: 12.575 Current yield- 5 14% Security tots 4,582.666 11.372 51,103.71 52,111 86 50,134.36 •1,977.49 -969.34 EATON VANCE FLOATING RATE FUND I Symbol: EMU< Trade date. Ian 29, 13 5.463.943 9 180 50,159.00 50,159 00 9.120 49,831.15 .327.85 LT Trade date. Mn 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.120 24,876.50 -245.50 ST Total reinvested 121.189 9.151 1,109.07 9.120 1,105.24 -3.83 EAT 12,851 Current yield: 3 76% Sectrity total 8,312.819 9.189 75281 00 76,390.07 75,812.90 -577.18 531.89 GOLDMAN SACHS STRATEGC INCOME CL I Symbol. GSZIX Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.630 50,298.08 757.08 LT tonmued next page SONY GM 00021057 CelP7(:007005789447NP700318966500033 0714 030575004 or coop Page 31 of 100 CONFIDENTIAL EFTA_00B1677 EFTA01273884 T UBS Strategic Advisor July 2014 Account name: Friendly account name: GHISLAINE MAXWELL Your lq Banda Advisor, SCOTT STACK MANLYLE CASRIEL Account number: Your assets . Fixed income . Mutual funds (continued) Purchase pow Water Avers? price Client Cost Price per that Value on yore/Need Gaol imusuneut Haring of shores per sham (I) investment (5) boils (I) onId 31 (1) Jul 31 (1) coin or loss (5) return (5) period Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.630 19,930.99 299.99 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.630 21,991.00 331.00 ST Trade date: kin 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.630 50,919.50 -239.50 ST Total reinvested 146.213 10.598 1,549.65 10.630 1,554.24 4.59 EAI: 43,920 Current yield: 2 71% Security total 13,611.836 10.545 141,991.00 143,540.65 144,693.81 1,15116 2,702.81 HSBC TOTAL RETURN FUND CLASS I Symbol: HIM Trade date: lan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.260 49,49527 • 144.73 1.7 Trade date: kin 27, 13 955.868 9.969 9,530.00 9,530.00 10.260 9,807.20 277.20 LT EAI: 41,116 Current yield: 1.88% Security total 5,780.066 10.237 59,171.00 59,171.00 59,303.47 132.47 132.47 JP A4DRGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: JSOSX Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.860 124,743.17 -94663 LT Total reinvested 75.227 11.917 896.55 11.860 892.19 -4.36 EAI: 42,309 Current yield: 1.84% SeCiaily total 10,593.202 11.950 125,689.80 126,56635 125,635.37 -950.99 -54.44 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISX Trade date: San 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.340 99,796.94 772.11 LT Total reinvested 86.765 10.373 900.04 10.340 897,15 -2.89 EAI: 42,376 Current yield: 2.36% Security total 9,738.307 10.261 99,024.83 99,924.87 100,694.09 769.22 1,669.26 FIMCO UNCONSTRAINED BOND FUND CLASS P Symbol: FIJCPX contnued nevi page CNP70309005789448 NP7000108665 00003 0714 030575904 09014ccm_000Rilise32 of 100 CONFIDENTIAL EFTA_00I 31678 EFTA01273885 UBS Strategic Advisor Account natne: CHISLAINE MAXWELL Your PI sandal Advisor: UBS lUly 2014 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL Your assets o Fired income a Mutual funds (conbnued) Purchase pow or sht es er l Averagempete Client cost Price per share Value on UnrealizedQ.0 Investment Hokin) elddrig ) investment (T) bads (S) on Jul 31 (0 Jul 31 (S) gain orlon (I) return CO period Trade date: /an 29, 13 14,308333 11.520 164,832.00 164,832.00 11.250 160,96873 -3.1:63,27 LT Total reinvested 67.817 11.249 762.88 11.250 762.94 0.06 EN: 31,394 Current yield: 0.86% Security total 14376.150 11.519 164.832.00 165,594.88 161,731.68 -3,663.21 -3.100.33 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: /an 29, 13 7,400.957 10.046 74,351.21 74351.21 9.880 73,121.46 -1,229.75 LT Trade date: Ott 2, 13 2209.898 9.799 21,656.11 21,656.11 9.880 21,833.79 177.68 ST Total reinvested 133.808 9.897 1324.32 9.880 1,322.02 -2.30 EAL 13,186 Current yield: 3.31% Security total 9.714.663 9.988 96,007.32 97,331.64 96277.27 -1,054.37 269.95 R8C EIWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: /an 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.440 134,799.18 3,559.48 LT Trade date: Sep 24, 13 1,881.989 10.159 19,120.13 19.120.13 10.440 19,647.95 527.82 ST EAU: 32,470 Current yield: 1.60% Security total 14,793.787 10.164 150359.83 150359.83 154,447.13 4,087.30 4.087.30 Total $963460.49 $971,011.15 $968,730.00 -$3,381.09 $5269.59 Total estimated annual income: 522.197 Your total assets Percentage of Cost Esemated Unteaized fl ue on AI 31 (I) your account bases (1) annual incare On or loss (S) Fixed income Mutual funds 968,730.00 100.00% 071,011.1S 22.107.00 -2.281.00 Total 5968,730.08 100.00% $971,011.15 $22,197.00 -$2,281.09 SDNY GM 00021059 CNP70003005769119 NP7000193665 00033 0711 030575004 010000 Pogo 33 of 100 CONFIDENTIAL EFTA_00131679 EFTA01273886 SUBS UBS Strategic Advisor July 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your A:sandal Advisor: SCOTT STACK MANY LYLE CASRIEL Account activity this month Die AtOnly Description Amount (I) Deposits and other funds credited Jul 14 Transfer FM Y1 23575 010! 1221.85 Total deposit and other funds credited $1.221.$5 Cute *entity Deter:anon Amount (S) Dividend and interest income Taxable cinindends Jul I Cividend EATON VANCE FLOATING RATE FUND I AS OF 06130/14 230.49 Jul I Cividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 200.95 JulI Dividend PiMCO UNCONSTRAINED BONDFl1ND CLASS P AS OF 06i30/Id 180.19 Jul I Cividend DOUBLE UNE TOTAL RETURN FUND INSTI AS OF 06130'14 197.48 Jul I Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0630/ 14 300.68 Jul I Cividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 093W14 270.15 Jul I Cividend JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 213.79 Jul 1 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90 Jul 2 Cividend RBC BLtJEBAY ABSOLUTE RETURN FUND CLASSIAS Of 06/30f 14 164.26 Total taxable dividends $1.7116.89 Total dividend and interest income $1,78629 Cgt Aintly Descrotion Amount (I) Fees Jul 24 Fee Charged QUARTERLY FEE -1221.85 Total professional management fees 41.22135 Date Athaly Desolation Arnawil (1) Other funds debited Jul 2 Transfer TO Y1235750100 -28.90 Jul 3 Transfer TO VI 235750100 -164.26 Total other funds debited .$193.16 CW70309005789450 NP7000tee66s 00003 0714 030575004 ouNtfikwGm000N88634 of 100 CONFIDENTIAL EFTA_00131680 EFTA01273887 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your /Inandal Advisor: *UBS July 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (continued) Investment tiansactions For rote Information about tee price/value shown for restricted secunties, see rovorrant Information about your **en** a the end of this document ProCeedS Iran Funds investment withdrawn fa Accrued WI0 Activity Desciption Duality Viur) (1) Price CO tranuctions (1) ;minimaNs Ocudit (5) imam* (S) Jul I Reinvestment EATON VANCE FLOATING RATE FUND I 25.190 -230.49 DIVIDEND REINVESTED AT 9 IS NAV ON OE/ 3014 AS OF 0630114 Jul 1 Reinvestment JP MORGAN STRATEGIC INCOME 16.887 -200 95 COPORTUNMES FUND CLASS S DIVIDEND REINVESTED AT 11.90 NAV ON 06/30/14 Jul I Reinvestment PMCO UNCONSTRAINED BOND FUND CLASS P 15.932 .180.19 DIVIDEND REINVESTED AT 11.31 NAV ON Off 30,14 AS OF 06/30 IA Jul I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 17.969 -197.48 DIVIDEND REINVESTED AT 10.99 NAV ON 06'3014 AS OF 0930/14 Jul I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 28.473 -300.66 DVIDEND REINVESTED AT 10.56 NAV ON 06130(14 AS OF 0,930/ 14 Jul Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 27.233 -270.15 DIVIDEND REINVESTED AT 9 92 NAV ON ON 3014 AS OF 0630/I 4 Jul 1 Reinvestment JP MORGAN MULTI-SECTOR INCOME FUND 20.577 -213.79 SELECT 5145 DIVIDEND REINVESTED AT 10 39 NAV ON 06/3014 Total -51.593.73 D.Ae Activity Deseriptice Annum (S) Money balance activities Jun 30 Balance forward 60.00 Jul 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90 Jul 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 135.36 Jul 7 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/03/14 -164.26 Jul 15 Des*** UBS BANK USA DEPOSIT ACCOUNT 1221.85 Jul 25 Withdrawal UBS BANK. USA DEPOSIT ACCOUNT AS OF 07124114 -1221 85 Jul 31 Closlag UBS Bank USA Deposit Account SO-00 The UBS Bank USA DeTOSt Account Is your primary sweep canon SDNY GM 00021061 CH1,70003005789451 NP7003193665 00033 0714 03057500/ 010000 Page 3S of 100 CONFIDENTIAL EFTA_00131681 EFTA01273888 taUBS Your notes 0,,, 00090.,., ar.....n. 0,,a.05,.., '40igycman4.82. 0, I00 End of s.........n, nun.. CONFIDENTIAL EV1,00131682 EFTA01273889 Important information about your statement UPS Fa/nodal Sonars Pc Cta rim or UnFirwrocialSeaces). The km or Cad Soar wit thiraigateyOtrCallptint ale Wier en the books and worth of the apices* Oar or ervelopth —you may *Gine householln3 by ding your M a member of al pnv:Pal security. conmodity aid coma will Carted Slyer& pratptly under awe). FnaioS Adveor edurges UBSfirmical *Yoe, and MBank USA ay relied "LAMLein of 165 AG and Milian of LITS Smarkii Plosonate al awes payakto to the Furor to finswii • (tem ennermant contemn or namtmeen Mann Da 9. Friendly WOW* nano U.0 The F arra enodal erten it evadable upon rehuee aglow nrkaed oct the Men 01 this slarement h rat 'ruled parowshos and prvaeplawents) that are not flakier.* eastern none ref acts Of anthem that you the fern's memo* offices re a to agar axouit km. axerta may be abaci to wgismed maw the kg/US All of 1933. and entered on Pe fent aim swam waste It e a contralto Ma charges Ice utepayrent for teams: customizable •tharunw• anal by you to au Sou 665 Famed Sovias he ourehmo and dames for aped awaits es care axants • Cann:dims amino Co 9. foram uthanje and your retallempag n ha no Mir effect al au arum 1200 Haber Dalward Accounts ma Weir-MO(4'M' 10 OlIker nStatitOnSrna, be preitus metal animas/, ncleclasitufires commas and YOJ can Orig. say Finley atecnt navies. mouth Onlne Yetunnkat N107086 :bed to a bawler fee. commoraY option contracts *mos of by°moon; yaw &taxer Mart This =toner" roprewts me ally °MOP reard of yam UPS UPS Sweep Optbns The SLY protection add the omplarantai protedon do not Mount emoriew Noma Services aide nn Other *COW except off all rat UPS offers °Mau for sweep*? caa bans braces to apy to these assets earn it they Ottawa appea• • Vara of sua eccountenteda tia6 01 assets end documents. co manng conflian3 data afield not be abed bank deposits at UBS Bat LISA and Ur AG Stamford bonds slawnents The SEC promo:a and the coal liabillteS upon If you below ray 6 an error a Orkiral. paxe (Bark Sweep heyeanG nomay Marked Tient awls Nona prate:Inn do rot Droned agans1chanyes in the ma .et • Asia InClucks adaliole call Marcel "San for Poor. is rithidiasety n wring to theerrich Mataer of the kals) arid the hatnatonal Depot Accotat C0A/for vat* M yes rwestments fahrther as a result of mater ailed woody ) rid Gkbaf Tine Deposits unrealized alioserving you aocoum customers with a therubonal *solace Mauganent Apure Walt. the Bat Sweep fr011atn. ran betimes innoirnint. Muer NalkUptCY Cr othereow) m aid to market deal Cenral 3:063 not held by the arm Does not nazdeunpnird kaufitelassets a tieenrol the Alekvgh al f9n tram ant 'menthol b be aCarte. are swept to LDS Oat USA IS is an egad-tied lean and More Wornoon s rabble wpm reques Yo.t may obtan pm• andturret stand* pron. a Purr*. PmermIS gairunt dratufuld rot be used for tar puposes Bey then 1016514 Stafford Broth, a a Matey Furd Depots acre nfornman about S.C. alludrigi the SP( Protium unemed shod WM6 and muds*" stods °Mons so4e on rerend tar lam 0e.. Forth 1099. 5498. 10125. at LOS Salt USA re FOC routed n acconlaxe with for: by conwrg SPC at 202.37143300er byea/wig tie Mk • Ciaakres bads debt bralan. cumindindmrgn etc "hen peeping sour to return lb,/ en is rerpred by rules For nom idormaion pleat nut mew Idto gam mbYte *AVM SVC Ort? ban. at* Ine shirt account bates Ian to refon tote RS al trot, dirdends. repent:Ile non Deana a LOS AG 9arf =I Branch ad *am oh Money • CaNrronty barn Toes of wan/ester] anti:dec.:II Orate drama ad macabre then tatted en securities Fn& nr101 nutted by the FDC. Dividend It Invernient Program ORM) heU n your amour" rot proceeds on sale tranuctons, lt d barleys Op LOS Bat USA deposit batmen UPS AG the pax wfieCed not Meade pnce You may obtan the Starr ced Stanch depose balances and money matte mutual cost 6as/soncairn cowered Seamtel Through Or On wadable to ark Miaow are wept to atual rage ton your Fuunzal &Door Only 'nor shies ham sweep balsam a the close of the Statererint period deposit aCCOuniS a LeS AG tilewtora BranCts and LOS /4 re greased talet OR P. partial ties coil be soli ad me utwommos ty h e oath barges di you ant art not Communiallons with the Firm Caplan 8w4,. Thine ifepOSIS Zee rer nosed by theFDK cash sal be deposiad n kotr amours the drown segregaed from other baron rod tte Emma tae any a • None reconfirm any ord Oarerule.ator6 nwrtugto Stances WI a the WS AG Caythn Brea ere tothowily rensessner prize applied by the issuer may defy from the these kat n the ordiwy course of as harms Mese funds furrier peon your nyitt okay yokefetes undo the oposed to The SO apt rid of theCroat liras and rixtet gar a Mai thepaha mace st• sold trepaythte upon yu demand dabs 6 Inthded in me *antes tweets Protection Act (SPA) there is ra guinea other obis:tarn of 1.65 AG as way can pni:d doSi-9 value the Dims walk m the uSS Camel's Bras boas. COPMilieu • Mme feurnal instrItAiOn On the top aft of the from of this Only Mole anti my be held in toot ascoot f you are Lacing reformation larrnmi is not IBS FiUnOrikUUS IBS instal Deposits a UPS Bat leSes rd each UPS AG Brash asanol rasa to aortalmu as a marl! of ark/Wind paring or fa detakd rikernaon on they rith Man) prolix and Severnan* yew aCCoult aclearing CORK by predened by 9PC MA,/ Fund ties ere proceaed by WC otherwise. the From MI ether al parfaits-I-es, make face diciocuret Mato pts'C NMI RPM beitp Agawam or avadgenent *nth the adicated nit on We Maimed See %IBS Finale* Sevres "(aunt Ithacan' below a acam n atom daellaka by a regiSteed eking ACCOult Ageernml ad the General Tenn and Conditons sou on Inn animosit, nhen you mend this account in agency. aril cede you account U.65 Statement of (fele Fractoes *Sob* n arsenals this cam your hods and soaeries re looted a U8S Upon pi/reg.:02. batrres el tie Bat Soso Programs or OA may he villarfirt 74 Pins of a Mono Rea maybe err' Cieetrures a 32:p:ggy Frunoal Sawn red not thy arodum9 broker. aid you himarment °Noakes ant ma* a report of Sly error or onthslon to bath in bquared and theproceeds returned to pia you, The Men:Vent obraves annt profile are 5p2CIS to earls sauttot aocani Thwarter account and mag way between flea fa* the inn Yea statement minces senates /Mother darts held n All account vaporous shall be deemed complete .and proptY n wrong of any tartan dump. in your honor the =Ow a the cod of the steamers period YCv may dk acarate d rer °bp:redTO n antrg than 60 day. Furter nlonnagn Lout smartie sory outcry. alleging stuatim or *mums aware" for each acclaim hell osiers mtwee uses .ltd yekh. o wit** at for deirey of fury pad aurae,: ry nth You may you choose one of the fo loweig thestment attests recta" searaifil used a bar coateri ate pap* an • Please direct outlaw complants or roams to the ferns wets averrismiewias from your f moat &tenor a by • Pedigo Cu lemt :Non* Ineelenents Atkin; the cidIng 806702-1000 balance ale on rem Any *dentin ushered b the im Client kal anis Darriant X 201.352.16990r tollfree general kin of thorn. only duty the statement period an lined a riUrtel rah* af 01 a 806354-9103.8 00Am rod 03 Pre ET Monday • NAme Capsublasymmon arennyntssmedni gromh the end of the 'Moment pried throup fay. a h wrens, to UBSIonancial Sereal. VIC. Uhf Irearecial Sank,s aunts pentaien The Finn karts/abet of the Semmes Mesta Proteaan pracpal ram than the ginelatOn of name • Cost basic ri cfilethang the col basis of the seats Cleat Relations Deipatrunt PO Box 766 Unon Car NI • Ream Cornamath of income soclCno.1APPeoloon Metaled n the statement Moe nit red web the 07637 C000raucei (SPO. with pro tells aortas roans of a martyrs tgo to 1500 000 (nokideu 1250.000 for darnsfor thientunnis toothy both the yerwaion of Mono aid number Lin Finder* Servneshas meted on cash) The SPC ace mamas into spy to all allams 9"owth cab synodal inicoution oblaiied am auras other than 16$ • hods* of errors a CrotlIOnS able al *coon< knits finkical &aces. thicidng nforrnagn Iran near fat transfer 0711 bid camera ce ll s rot din" cad ma you had n a prink**Nook the f rrrt together wth llnal Ablates. has also Fathead Overall risk profiles or that you may An prowled to your FinsiCol Advaa trassachom, call806762.1O00 a "me to L6SFnanCal • Conserved* Seeks to manias hair prinpat win low The Finn dots not nadornolenny only Or gunny* ta Sanas Mc. ate Harbor 8W .6th I bat Wecathimi. NJ appsonontai month the marenuen =oust payable to caulk Ann iMMSSA Savor all dgbit carts. colimbalrunda this protean 6 SSD) risk and wearily to the =oust earit eon ft that means nary a array of my ithrtnaon provided by somas minor, as of Dearth& IO, 2013 the mount does not gene:Ile *dant (nor* Or of eta UPS f natal Striae. mumsaid fnar not keep axe "eh kilam Cat a oce as san as pe cart ri youth a tar • ArbderJa %%MN to accept some rch tO Prricanl ad it addecin Shouth LOS F.-widest...mkt: roma stawnem or *Cepa 6 *erg a deal need male Ward tote poky ardaions and Innatons can at the rem Junket protected Pup to SI 9milka n tie tolerate seminar rityth sea higher SWAMI updates ths anemia:4 as c 6 ranted Taira does riot <minion Lout atranfor on the enured or recept pre.lde any macros that the nkrmation under 'Cost The Four afoul snow (aS cup table) must hew ea" )ai aflepire fir all pa =anisheld n a patina, caps ay • AinreSThe wring to axial hgh ns< totempi ad hgh A full (boy 01 the poky onadng 6 NaLible upon Max, vanity so seethe"' rams am test base and 'Unrealized daribss" a asame• a of the dae nO kWthat 60 day alter the fret Sent you the fist of thi; ti MrtheM ds AKIN please do not rely on this gatemen on Mich the era or probiernapera information to rake purchase a sae dazes la tar - Frugal. wur nine ale account number rip The SIC prOlKlat rid the supplesanta proahrn both do StaWnentthousehokliog" not SPIT to We mayans.:Mate al RUM ZSCOLnt StatenleMS with the purposes a others** &awl& tr/151.0e1 to thee en - Describe the Ma a the water you ire arrive atom mayreflect winnow nformaith only forme pared of athostan a$dealya you On why pie bet*1e 4 is al • Cement natal **Is controlled Lifland advised n sal* address n the Sane Mokpo ACoDultsriky be relined account value) but held way rom Swann for this wpm* beam they haw *nun eh* air maroon tiny they re held a the fern Isiorehieonal Hamann error or ray sou nod awe nano ion Can be added by yor F'Waal AcInkr - Freida the dollar num.:dew stnpeaed Ma (eg. anan (Scat PUBS Bark (Jcafh affU3S AG tor mount rationsh0s igah atm dents at the sane Stamford branch. W) rotate modals. naraig salable address Tho padre 6 Moan 'howelsoldno • r you anal les. rid 04 Owes of rutted Ism& Mesa soft, vele to realer indif Huai fl annels mailed is range • Unmarred gala/bias whom dae e arable maws ere reg awed *way n the nine of the aCOku OVMated aerial t.1 nerliclUS a, cal awn mfr SDNYG Ps 0002 1063 CONFIDENTIAL EFTA 00131683 EFTA01273890 Important information about your statement (continued) Miridalsamity lots The taxadon data fa i-dircloal - Tad parry eSernaced vibes may be reflected as 'Not rutter of ~is at tie tram-deals hotting rnutug Anoint a registered servoe mats or UPS rnasda Seakes lots maya may not ref km ccmnksafts, drages ace pnCed' n moralMoan Wien an 'txlepenant lirds of Tat find 'snit ix seamy rearmost stem Dulled aid odes vale/awn lam (asset Applied a d unaVe b asagn a - in Øl an to comma:of 'Mewed m arnedion wan newsmen lots and frtornalic pastao lot mesh value when we beam am* Mat arnsorul wort hag the sabot darbutian of amity coraracs ad wit Vas Smarm, is a regirbirod swimmot of visa ~Ms to dikes one armasy$ lhe • trade da.' *cased that my ell a previsusly reponed vain:so imestimerd hug units to our Mims, we as:lemur Imirnsmal L85 Wa 5/gnature aede fads aidUE8 Wa colon dements the agar Winston baledare Mehl& a MY/naval» rmuid be highly rental.* aftSane NM** Mien.* Mang OargenSiXdr Inm detail Cat at issued by LinBark USA elk ;wisdom from duo to the rut" of the smarty manor The mans> orgasm indemnity to yea USA narporam • CANN mildt Bends andpenned nod that the - Shen nether an issus general panne< a sponsor amity invads Memos ol The finmi corrcw. Mae (alb lot eatyrefienphonsil be selected roan*? estinatel vaunted a rdpany egiMind iegue is SpOnSaS Ce the urn ~es trusts we *White Finan011 Services Inc Bey 201407 by lot tom aØ al seams of that essa Iced n our gnarled. the vaneol Te warty vol bed/Whitt ton - Ott gleams also rem/minding commits/main oteree name a er rarnme n Tar ler PX Meets Calfears its puts. pia ~ration from mu is hams aid mama Marna en is obaned from Used pans aid es xora-f - 'Dittman to die' may hdirdereirn of canal Osrdiaties Mop products wodiabuto is not game/se OT« call I eattses nay ems vadi mane a both - We ceders* as antral tee tan tlfSgaik USA anlUSS amid Mt« viede Okripete nlomabn sea be prodded • 004348 mg see' repesmUme gilt,31011(nng pone AC Stanford erasti el up to RS pet Mount eØ "tint pa unit and may not rdlea ye...cos ban snepog to the barts ~or the UPS Bank Savens Pnagrans • ~as of deposit (CDs) Cos are RS< mad opt . ~cud neuritis. Resincted Semmes ;cinerary it $293.020 in pampa an aloud firerest per dips/tor not oirentkelyble for plak sale t/B5 Fnincial Stences ACM, sid pirr creposory cisterns.. n ~Man» with Mk uses the ~et proof the uhrmuktod stock of the sane Momation ti regardng cormisams aid other charms ruts over a an moundYaks faMersa/1..0 steds ler ironed annection wit" the emo ed on of valet eh:WM emboss of an stoscerdony To the man d93å option tranactons has been nclad on osilesaons • niaivalue 'fides &OA*/ fa Sedum*, ard otter rested snails are sybh for sale. Me Yak.(mead at/mu* landied to you, aid ailbe pm•MM to you produces mar be highor a byte tan ea pris era you ray be %Miamian less Than the imputed vad shows pommy on redies would aduallif reuse in the marks erces are Waned from vasion mid nary worms Modi weben/tea te • In. Nfliniatad) beam cerrent *Ids and rms. An Short selling relage but we do not goatee era many enigma of snug moen is based on mina cannitid you aengaged in Tort 'Ong a Bonny you may inos a - Wo prusraly mot', doingpia when sealable sr the and :saes ran. zoning the mosities sill be held tor thagede to radian banneng doss la Idet pa dela mean or gm b4 aid ask paces fa leered smarms and ere year from siaterned date a and matures this »arty optorn or my tad pastor OTC scarlet estimate d onk a pidgins accuracy aid antmed - Lot moray traded seamen maybe gad Lang a /mime se not puraseed Open anine Mahn mocha a Mann, MC« pia we °bladed - Est Mated anus mom and anent pal for anal Regaling Open or "goodtilariCelled• orders that were not aidmg! not ref lea an MO matre Pria Or min 11MOIWaill$5 mud "ncluie a return of anepi or abated by the issmil dater opm buy al sell sop - Cenalnpostims may £plea Patna a pa and yell dicks( gam in Midi 014. the tit kiccme lad dansen ceders re wigged by the annuls of Me/1mM a (gem on show z 'price was not writable' if we are make to mkt/ would be °negated • eydiddindsor tangles date sass /studied otherwis obsara pear for a smutty - Esmond anus moms asd nobs yield aid ren by you YOu ae remornlble I or ariers due ae emicuted due - Deposes a Mamas dendamated n mrendes Mega aCtug Mom ad yeld night be kw« hgher than to put range le anal emirs open «den inn U 5 dollars as Misted a the odhitso fSe as of the milmated anions the statement date - An samre of simalrad name øviderd andor Tax drialdadditg en ~ens fawn UK financial - For denim maims mind innoncanormisg merest deled bythe area mako valximerage Sande» IRAs denannatge11. ride and quality das value) mar hae balanced bated on the lag clinSand or mecum ~al tackler reauresieS Frirdal Servas to withheld been alpeeden Fropetvåbx4n pay re made by the mar and ~es the neon tar from your arable ste MMus lax tul you may To obtain dam centime. Moan anigge. cones your setae imdeposis ell to held fa one nat Iran the act oat lobar., mason MIMS or. instead you may handle Adios statement dale or mtemgurty Mande aid elect to haw ler ~Mc I a era. a ct a feed anoint as Conlnord pied ae nol guadriteed you Chant Your MC.» sig Masan n eneCt 'AUre.01k4 • Preen leateetnums tend sunned products Mean by you You may Cream pair 444,-tion a ny lino hymang -magma taunt (nordkg dins pib bation • Ain net held lay WS financial denim Conan a now Omen If sou do not haw ermsti name tar progran aid mar esum renseridt reid *and MSS are not NMbytekm ad not wain the Finns written from 'Cur dartuliOnS. )Ou filly be regottsbie Ted Much/red predoaS Strand., hghly filard (Man possession or canal Them assets re depland m yam the layman of essnxedtay You may boor penales d the stuchted procbas ham not bom regnered width ValMited for inlorrnmang ~son>, Poulin ad moires wiertal and your Minded Is pa/minis se not Seatmes and 868~ bommosen a underand Stare eats presented re ponied byte issung film U85 Mug CO year tar obligatim 'ethanes gob We prink»egmaed vates fa pirate Fnancig Wens d not reparable for this bleengim megrim starem arm mama palms ler and does net goatee es acancy These assets as net Privacy Manna mammon only Ada/racy., rot guaale•l pained by 51"g or ten ins, supplemental SaC To obtan a copy of oir dawn Clem Sway Wide pax* - lheXvalref maydifter onsurnally from pad d my coverage dental your Fragraladmor °mist our vebsneY. a ohm agnate restmen smutty a structured ymw uses phatia raw he Mira sold aid do not necoumly • Revenue abating and addkbnaleampeosadoet represent the rake you may reamupon handatun - et adlitat lo ammissom on sake aid 12bil lees U8Stimicial Senekos h not a bark The RIVA. &mum - Thrd pan esimaes of via are as of a anan dare remed in connected, with the distreuton of nsrlog SevaS Accost BSA IM MAO asPMsage aactrrts aid ore supplied lo lgt5 Sternal Senors on arcs/ Ur funds to our dents we aura on ditllae none Smidt proide access to bare nil semCeS ant produ3S bad by an ndepentfent Yalation Inn renrue navg aapenu ftern dauber%rs and« tam* anagemints was amend balks aid °thrall. 90n.talPan‘intSreASCor Saiaed WS, if ' ,idiom of the smug funds that we sell limo pan balks aid preens armos to barn rnwty any. are addled to Ike Frm by the MU«, general alinnts arebled en two difkres arroonints fJ products isutd by unaffiliated thrd {tarty Manna partner is spasor and may be calbgaled lased en IT* ^Cunt Ol Sagsby LÆS M a maculae /tug esiO ogress Trough glossae agency udsilo es oh UBS dif bent btomstion from that used by thnd panes to ramie to oir Mans. red the amt wake of a Fnandal Sagas Ix done thee estimated via; gamer cram' fund fantis tomsMil a IN Ion - You cm Main addridnal edam/inn regadng the - We aid our *Sae and recent retsodung and Inressmmt, mace. and annuly producls methodology used to determine the emanate of Vibe ormtusprocesung lees n condermon for transfer Hot lot hared • No bat* 9Anifica May law value and the date of the Morena/in that Is the base fie Tr agent sakes that we monde to the mang funds Mango by Øst etg pur letaxial Adrisor thine fees genrally as pad koen inemor awn on the SAO Msotece Ma,agorwm 400mit Business Xmas rrutual had sid as a tied doge' alunl based on the Accrum B54. irMis nternmonal rtmoute ~agents SDNY_GM_00021064 CONFIDENTIAL EFTA_00131684 EFTA01273891 UBS Financial Services Inc SUBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 August 2014 CW70057829650814 xt Yi 0 HIS IN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACK NIAWLYLE CASRIEL Phone Questions about your statement? Call jOdr hriarcia AdoSof Of tie Value of your account RMA Resourceline at 800-RMA-l000, on July 31 (1) on August 29 (1) Your assets 968,730.08 970,207.64 Visit our website: Your liabilities 0.00 0.00 www.ubs,cornifinanciaiservices Value of your account $968,730.08 $970,207.64 Items for your attention • Certain mutuJI fund Wares held in PACE Multi Strategic Adveor and Strategic Wealth Portfolio were converted in July and August. See your statement Sources of your account growth activity for details. Tracking the value of your account duriag 2014 Value of your account S Thousands at yea: end 2013 1O00 168.7 9;2 Net deposits and • vethdratiah Your nvestrnent rebxn. 1959,926.83 Dividend and interest income 510,501.97 Chance in market value .1224.16 Value of your octant on Aug 29, 2014 9970207.64 Jul ?OM Aug 2014 SDNY GM 00021065 Member SIPC OO70001005787965 NP70C0I93I 56 00000 0814 030575004 Page 23 of 90 CONFIDENTIAL EFTA_00131685 EFTA01273892 Your R vandal Advisor *UBS Account name: 1.1B5 Strategic Advisor Friendly account name: SCOTT STACK MANLYLE CASRIEL August 2014 Account number: Your account balance sheet Summary of your assets Value on Fercentagu of August 29 (8) your xcount A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 970,207.64 100.00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 5970,207.64 100.00% D Value of your account $970,207.64 Eye on the markets Percentage change Index AuguSt 2014 Year tO date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% OW7000)005782966 NP7000198156 00033 0814 030575004 v_ont0002fltfte 24 of 90 CONFIDENTIAL EFTA_00131686 EFTA01273893 UBS Strategic Advisor Account name: Your Mnandal Advisor: *UBS Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gam and losses are not et/mined August 2014 ($) Year to date (I) Realized gains and losses Unrealized Opening account value $968,730.08 $0.00 August 2014 Year to date (5) gains and losses (S) Deposits, including investments transferred in 0.00 1,012,449.10 Short term 0.00 0.O0 -6182 Withdrawals and fees, Long term 0.00 0.00 -2,373.88 including investments transferred Total $0.00 -$2,436.70 -234.71 $0.00 out -52,522.27 Dividend and interest income 1,867.90 10,504.97 Change in market value -155.63 -224.16 Cash activity summary See Account MtIvIty Me MOtailfor decals. Balances In your sweep Oplices are inducedIn the opening and Closing account value $970,207.64 $970,207.64 closing balances edit FDIC Insurance Wes only to deposits at UK Bank USA, not to deposits at UBS AG, Stardom! Branch or bank deposits placed throuch the UBS Internationd Deposit Account ;grogram SIPC protection applies to money market sweep fund holdings but rot bank deposits. Seelmpontint information Dividend and interest income earned oboe,' your statement on the last two pages of this document for mills. August 2014 (5) Year to date (I) For proposes of ibis statement, tatabity of interest ano clininend income has been cleternInecl from a US Opening balances $0.00 $0.00 tat reporting PmPectins. Bead upon the residence of rho account hock% account type. or product bye, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (FR) Additions Income tares The dent mom* statement is not intended to be used and cannot be celed utOn for tax purposes. Clients should refer to the acclictie tax reporting loans they receive from U€S annualy, such as Deposits and other funds credited 0.00 51,201.15 the Forms 1099 and the Fan 493. for la( reporting 'Memnon_ n is the practice 01 UBS to file the applicatie tat reporting forms with the US tolerate Revenue Service and PR Treasury Department. and in Dividend and interest income 1,867.90 10,504.97 such roans accurately classify dOcknct arclfor Interest attic/ tempt or task* Moyne. Please consult your Inch dual UP prepare,. Total additions $1,067.90 $61,706.12 AuguSt 2014 Sj Year to date (f) Subtractions Taxable dividends 1,867.90 10,500.39 Professional management fees and related services 0.00 -1,394.91 Taxable interest 0.00 4.58 Other funds debited -234.71 -51,127.36 Total current year $1,867.90 $10,504.97 Funds withdrawn for investments Total dividend & interest $1,867.90 $10,504.97 bought -1,633.19 -9,183.85 Total subtractions -$1,667.90 -$61,706.12 Closing balances $0.00 $0.00 SDNY GM 00021067 C NP7C007005782967 NP7003103I 56 00033 0814 030579004 Poo* 25 of 90 CONFIDENTIAL EFTA_00131687 EFTA01273894 *UBS UBS Strategic Advisor Account name: Friendly account name: AINE MAY1A Ett Your Ksandal Advisor: SCOTT STACK MANLYLE CASRIEL August 2014 Account number. UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 6 Opening UBS Bank USA Deposit balance Jul 8 $0.00 Closing UBS Bank USA Deposit balance Aug 6 $0.00 Number of days in interest pentad 30 Average daily balance $374.38 Interest earned $0.00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important infonnation about your sraremenr a t the end of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CNPTC0C030S782968NPTOCOI98I 56 00003 OBI 4 030575004 ,060kr_cm_0002ilett 26 of 90 CONFIDENTIAL EFTA_00 I 31688 EFTA01273895 (SUBS Account name: UBS Strategic Advisor Your Financial Advisor Friendly account name: SCOTT STACK MAN, LY LE CAMEL August 2014 Account number: Your assets Some pines, income and (urgent 'Moe Shonn may teEpOrOxlrhale. At a rests. gains aicllossesm 001 be ecanalely refkded. Set tmportant intostonon atiout your statement a the end of the document for more infornoson. Fixed income Mutual funds Total temvested is the total ct at reinvested dvdends n does not include any cash chicOnds. it is not a tratea Wed (tad gas or toss is the dfference between the current value and the cost basis and wodd tat lot for the purposes of detenninng hdcing periods or cost bass. The shares you receive each time you generally be your Isidore gain or toss if the security was soldcoins date. The unreaued (sax) gan a lets may reinvest dvdends becomes separate tax lot. need to be &lusted to. return 01 capital Payments in ceder to determine Ile 'tallied von or loss for tax reportingpurposes Cost bases is the told purchase cod of the security. inducing nvested cl vidends The cost basis may need to to a:lusted for return cl capital payments in order to diterrnne the adjusted cost bats tot lac investment return ts the current value onus the amount you invested, t aces not Indite shares that ate not repetIng purposes. reflected m your statement, inducing shares that hale been red izeci as either a gam or a toss it aso does not Include cash dvdends that were not reinvested Purchase DrKef Humber Ave149e price Client Cost PnCe Der share Value on unrealizedOM investment Nordic Wen') of shares pet share (S) investment (3) basis(S) on Au9 29 (S) Aug 29 (5) gainer *SS 0) return (f) Celled DOUBLE LINE TOTAL RETURN FUND INSTL Symbol. D8LTX Trade date: Jan 29, 13 4,490.660 11.379 51,103.71 51,103 71 11.000 49,397.26 -1,706.45 LT Total reinvested 1 11.461 10.954 1220.99 11.000 122607 508 EAI: 12,582 Current yield 5 10% Security total 4,602.121 11.370 51,103.71 52,324 70 50,623.33 .1,701.37 -480.38 EATON VANCE FLOATING RATE FUNDI Symbol: EMU< Trade date: San 29, 13 5,463.943 9 180 50,15900 50,15900 9.100 49,721.28 .437.12 LT Trade date: )an 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.100 24,821.95 -300.05 ST Total reinvested 147.303 9.145 1347.23 9.100 1340.46 -6.77 EAI: 42,852 Current yield: 3 76% Sefton). total 8338.933 9.189 75281.00 76.62823 75,884.29 •743.94 603.29 GOLDMAN SACKS STRATEGIC INCOME CL I Symbol. GSZIX Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.530 49,824.90 283.90 LT tonbnued next page SDNY GM 00021089 C HP70007005782969 NP70031%156 00033 0814 030579004 100000 Pap 27 of 90 CONFIDENTIAL EFTA_0013 1689 EFTA01273896 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your linandul Advisor, Friendly account name: SCOTT STACK MANLYLE CASRIEL August 2014 Account number. Your assets . Fixed income a mutual funds (continued) Purchase pied NumberAverage peke Client Cost Price per share Value on Unrefined Gad Investment Hddng Meng of shares per share (1) investirrmt (1) basis (1) co Aug 29 (1) Aug 29 (1) gain or loss (1) return (5) period Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.530 19,743.50 112,50 ST Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.530 21,784.12 12412 ST Trade date: San 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.530 50,440.47 -71853 ST Total reinvested 173.673 10.603 1,841.55 10.530 1,828.78 •12.77 (Al: 44,024 Current yield: 2.80% Security total 13,639.2% 10.545 141,991.00 143,832.55 143,621.78 -21078 1,630.77 I4SBC TOTAL RETURN FUND CLASS I Symbol: HTRIX Trade date: lan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.310 49,737.48 96.48 LT Trade date: km 27, 13 955.868 9.969 9,530.00 9,530.00 10.310 9,855.00 325.00 LT (Al: 41,173 Current yield: 1.97% Security total 5,780.066 10.237 59,171.00 59,171.00 59,592.48 421.48 421.48 JP .ORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 Symbol: JSOSX Trade date: /an 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.860 124,743.18 -94662 LT Total reinvested 86.838 11.910 1,034.26 11.860 1,029.90 -4.36 EAI: 42,206 Current yield: 115% Security total 10,604.813 11.950 125,68980 126,724.06 125,773.08 -950.98 83.28 JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS Symbol: JSISX Trade date: San 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.320 99,603.91 579.08 LT Total reinvested 109.368 10366 1,133.76 10.320 1,128.68 -5.08 EAI: S2,411 Current yield: 2.39% Security total 9,760.910 10.261 99,024.83 100,158.59 100,732.59 574.00 1,707.76 IRMO) UNCONSTRAINED BOND FOND CLASS P Symbol: FIJCPX continued next page CNP70003005782970NP7000193156 00003 0814 030575004 1C9N111W_GM_000241041 2$ of 90 CONFIDENTIAL EFTA_00131690 EFTA01273897 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Pi nandal Advisor: *UBS /Mug 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets r Fixed income Mutual funds (coal-wed) Purchase Plea Hurter Average price client Cost Price per shire value on UnrealizedRag investment HoIcing Hddng of shares per share if/ investment M beans ($) en Aug 29 (5) Aug 29 (5) 93In °rims (I) return 01 period Trade date: /an 29, 13 14,308333 11.520 164,832.00 164,83200 11.320 161,970.33 .2361.67 LT Total reinvested 89.376 11.249 1.005.42 11.320 1,011.74 6.32 EAI: $1,555 assent yield:0.95% Security total 14397.709 11.518 164.832.00 165,83742 162,982.06 -2,85535 -1349.93 FRLIDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PAM Trade date: lan 29. 13 7,400.957 10.046 74,351.21 7435121 9.910 73,343.48 -1,007.73 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.910 21,900.09 243.98 ST Total reinvested 161.776 9.894 1,600.64 9.910 1,603.20 2.56 EAI: 13,235 Current yield: 3.34% Security total 9.772.631 9.938 96,007.32 97.607.96 96,846.77 -761.19 839.45 RBC BLUEBAY ABSOWTE RETURN FUNDCLASS I Symbol: RBARx Trade date: lan 29, 13 12,911.199 10.164 131,239.70 131239.70 10.420 134,540.95 3,301.25 LT Trade date: Sep 24, 13 1381.988 10.159 19,120.13 19,120.13 10.420 19,610.31 490.18 ST EAI: 32,589 Current yield: 1.68% Security total 14,793.787 10.164 150359.83 15035933 154.151.26 3,791.43 3.791.43 Total $963.460A9 0972,644.34 $970,207.M -$2,436.70 $6.747.15 Total estimated annual income: 522.627 Your total assets Percentage of Con Estmated Urreas ed value on Aug 29 04 your account base (I) ~rid inccrre con or loss (S) Fixed income Mutual funds 970,207.64 100.00% 972,644.34 22.627.00 -2,436.70 Total $970,207.64 100.00% $972,644.34 $27.627.00 -S2.436.70 SDNY GM 00021071 0070009005782971 NP7000193156 00003 0314 030575004 Pogo 20 of 90 CONFIDENTIAL EFTA_00I31691 EFTA01273898 Account name: GHISLAINE MAXWELL *UBS UBS Strategic Advisor August 2014 Friendly account name: Account number: Your IS mincing Advisor: SCOTT STACK MAIILYLE CASRIEL Account activity this month Date ACINty microIon Amount (S) Dividend and interest income Taxable dividends Aug 1 Dividend EATON VANCE FLOATING RATE FUNDI AS OF 07131(14 238.16 Aug 1 Dividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS S 137.71 Aug 1 Dividend PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 07(31114 242.54 Aug 1 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 07/31/14 212.84 Aug 1 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 07131114 291.90 Aug 1 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 07/31114 276.32 fug 1 Dividend JP MORGAN MULTI-SECTOR INCOME FUND SELECT SHS 233.72 Aug 1 Dividend HSBC TOTAL RETURN FUND CLASS I 57.80 Aug 4 Dividend RBC BLUE BAY ABSOLUTE RETURN RUND CU>SSIAS OF 07/31/14 176.91 Total taxable dividends $1.867.90 Total dividend and interest income $1.867.90 Date ACtialy DeSCopt•0n Amain' ID Other funds debited Aug 4 Transfer TO xI235750100 -57.80 Aug 6 Transfer TO Y1235750100 •176.91 Total other funds debited -$234.71 Investment transactions F0F more inforrnaton atOut Ire preCtiralue shown for restricted securities, see Important information aboot your sweetens at the end of this downent Proceeds flan Funds investment withdrawn fa Accrued Date actnity Descionon Ono-airy fl ue (0 Price II transactions (5) inveslments bour (S) interest (S) Aug 1 Reinvestment EATON VANCE FLOATING RATE FLINDI 26.114 -238.16 DIVIDEND REINVESTED AT 9.12 NAV ON 07131/14 AS OF 07/31/14 Aug 1 Reinvestment lP MORGAN STRATEGIC INCOME 11.611 -137.71 OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.85 NAV ON 07/31/14 Aug 1 Reinvestment PIMCO UNCONSTRAINED BOND FUND CLASS P 21.559 -242.54 DIVIDEND REINVESTED AT 11.25 NAV ON 07/31114 AS OF 07/31114 Aug 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 19.455 -212.84 DIVIDEND REINVESTED AT 10.94 NAV ON 07/31/14 AS OF 07/31114 continued nextpage CNP70003005782972NP7000193156 00003 0814 030575004 leggifillYGM0002%12 30 O1 90 CONFIDENTIAL EFTA_00131692 EFTA01273899 GHI54.AINE MAXWELL UBS Strategic Advisor Account name: Your ?I nandal Advisor: SaUBS August 2014 Friendly account name: Account number. SCOTT STACKMAN/LYLE CASRIEL Account activity this month (contrived) lavesbnent transactions (continued) Proceeds (ran Funds investment wt drawn Ice ACCrued Date Acbnty DestiOtoon Quantity Yaw CO Price CS) tranuiccioos (s) InwesimentS bought CS) 'merest Aug 1 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 27.460 -291 90 DIVIDEND REINVESTED AT 10.63 NAV ON 07/31114 AS OF 07/31/14 Aug I Remwstment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 27.966 -276.32 DIVIDEND REINVESTED AT 9.88 NAV ON 07/3914 AS OF 07/31114 Aug 1 Reinwstment JP MORGAN MULTI-SECTOR INCOME FUND 22.603 -233.72 SELECT S1iS DIVIDEND REINVESTED AT 1034 NAV ON 07/31/14 Total -$1.633.19 Die Activity Descrocn Amount (5) Money balance activities MI 31 Balance forward $0.00 Aug 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Aug 5 Deposit LIES BANK USA DEPOSIT ACCOUNT 119.1I Aug 7 Withdrawal 035 BANK USA DEPOSIT ACCOUNT AS OF 01506/14 -176.91 Aug 29 Closing UBS Bank USA Deposit Account 10.00 The UBS Bait USA OtO09t ACcOunt Is your primary sweep ca.on SONY GM 00021073 CNP70009305782973 NP7003158I 56 00003 0814 030579004 100000 Page 31 of 90 CONFIDENTIAL EFTA_00131693 EFTA01273900 *UBS Your notes C.20009006]919ta Nex100,93, 26 00.3 .2 .0,2.. 030,cmono2.4 32 of 90 End of statement. account num.' CONFIDENTIAL EFT,00131694 EFTA01273901 Important information about your statement UBS Fhancial Sakes Inc Merin or U3S Non* Serises). TheFinnor Cad fl ier wil knontigattymr corsaint ad holler on Mel:ode ad records of the ;prober awer or coolopes —you nay ado household's by cling your M a reenter of al pard0al somas. Cairnaddy aid ohms will =Tea arm mot promptly trawler agent). Forma Advisor eaves., MIS Fnahall *we, and MBankUM ire haven eubtalizin of LABS AG and Milian of tan Stosities Plea* rate al tacks pays. to the Furor the Nokia • (*man finnerrioni anima or myna ran= to 9. Friendly mount name tic lheF (Ms Install stammer( is ?Fable urn Mont miaow ndcaed on to front of this daemon h addt sth Ironed pathenfos and vitae placements) fat erencc Tie Frienly account name reflats Okamoto, that you the kin's meanie offices at at to regukr accuse fees. acourth may be thIsed to Inlayed coda the *Vitas Act of 1933. and entered on the Hras online stores webs.. It 6a romenano foes charges for uteparront far mono: custoinizabh •norunw chosen by you at ais you wth 185 koodal Saver; to purchaos andchases ter trpael "Witt n oath airOintS • Comm:dimscontrol 9. fore9i "Pahang* rod your nortecolg It Ion no but WNW on dour 3:count 1200 Haber Bouthard AccountS ma ace traaterred 10 ollw Masons may be predcus metal animal. &Wks Wives contracts ad Yolu on Mase you* FrealdFy %Matt manes. through Caine Weolookat Nd 07086 :Mad to a bather fee. comFroXY pion contracts Stenos Or Maroon; ros &late' Athisor. 1116 Slatanern repreliaS the ally °Mutated:44 of >cumin SIBS Sweep Optine The SF< promotion rid the naphorrontai protectors do not Accounoveyiew Fmatrai Sinices acomnt Other records. wart 103153< LISS often opWeid foe 'mon? cat batmen. baaxes to *prey to these assets~ A they Oteenyee appea mr • Vabe of Sir .thounittortetho We of asset and door'**. conuiong conlbeng data should not be toed bank deposits at UBS Bat USA Ind UErS AG Standard tom summon The SF( protean, and the sapbtrostta Iladwe upon (you bet me there 6 an awn O*161.01 pirate Oak Swoop hosraing nithey market mutual Irds (Moo protedan do rot protect aganst wages n the rote • Awns MAO" nitk on. been. values 10f • arrodiaety n wring to thel3rach thadyer of tie Finis) arid the harriranal Dacia Accotnt (0Alfor aka cre or remanent, (Onalser as a result of maim rostr iced woollytog rid GkbasTme Doors unrolized ono:emoting your athoum customers won al intonational Amour./ Mauganent mrsorrent. easel bath-W(y 44 01IscIPPP) mats to mate,. aid othan Men net held byte Pan Aconite Through the Bat Sweep Faialarril oath barns Dom not nCladeunpnad SarttedalietS at We end or the Although al Sins tenon are inienclod b be aC0.010. are Swept to WS Bat. USA is to al estab1thed Iron and More Worm...antral/a4wpm request ro, may ebten pity and mot staterrom pnadt lorraSe areelatontt. szaifefinf data ToW rot be used for tar plep05€6 e*, then to 1135 AG Stamford Banco, a a fathey Fund Deposts nor. Monsen tout SIC. ncludng the 5PC Brothoe urvested itods col ise6 aid earCilab le 51.(4. oplar6 solely on ehr.end it lam 0e., Fora 1099. SOB. I0425. at WS Bak USA are 'DK inured n accordance with FD.; by COnWra) SIC at 202.37143300a by vaitng tie SP( • Chidatei etaide5 CAR batmen. outstandm mrgn OK) sdirn MOO )our to velum the/ rm is remeed by mks For no becommon please me weth So goe attune 'cep loan. Pearl brae. short account baton late to (eon tone RS al Tao) le thrift& re:donate non Depots a UB5 AG Soveced Brandi and ammo/Mr" • Catheronty Siren Taal of snlivesied sealable cash WM* dvnyintis ad made meted eaned en securthes Finds aenol nsured by the FDC. Dividewi Re Invesinern Program ORW) • your acCoure, nit proceeds on sale tranUctuni, rod broncos oks V3-5 Bat USA deposit hairier. WS AG the pro" reeleCal 6 al anear once you may °titan the Surf ced Braids deposit balances and mane matte moor cost baroncoon armed Sectintin Through the Ow ratable to all balances at inept to actual ate fan your Fourtaal Adeoor Gears...Usk that hod sweep Wilson a the dose of the Statement prod dpost accounts a Lin AG New York Brach aid IlSAG ere Fusaarad toiler CAP. partial tens wil be sold and lie Non.correncd Ey free aedit bataion Si yew account arena Communicitiont with the Firm Carman Sara, Dose *pools arena meth by the FIX cash wil be deptenth emote acorns the CMOS segrepaed from NWbarred, ath tee Femme' use aye ce • please recorason air oral Ourersalesatons es twang TO flaIrsces had a the 10$ AG Capon Brash are tewounly rteuestner6 pea' am:pled by the is miff defy from tto mposof To the sooresn 6-1 of theCarnal Sands and these !Ards n are ordiiry course of ds bons, These funds furrier wound your firm nclehrs yom rotes to the asset vise it Midi thepartial :hies an sold arepayable upon pa demand Oa total 6 Incladod note kazoos hien Protect= Act (SPA) tee b ro quartheecr other obigIttan of LISS A6 no repay ones prith doses value the bal(101. thee m the IS (smiths bal.'s books Centerline • ri the honor instruston own( top eh or the from of the Golf Wholesale] may be held in 'Our avant f you re Leading information staawrwnt it not ICS FitInColSwVori UPS korai Deposits aft UN Bat USA rd ea& UBS AG Bach anew entelnl to 'paha, Lea as arm" of a *Mend parent or Rs detamd rilennaton on the en's hides •aloe and Smokes caries )Pin Jerome as <Wag broker by proeecwd by SPC Money fund shies are protected by SPC mho-wise. toe Firm wit ether mil partialities, make' rice diclocurot her to you Clyn Ra+al ;strap Ageetersini or air-avow( with the adoXed natution We Intoned See '155Finthosl Seriors Account Rotation' below. a ammo an newt deurenred by a registered (hang Accouo Arenom ad the Canal Tows ad Condemns you of thoretnionthp ahen you coned this account in agercy. andcede you account Oren rut recant, W ta-COS el tie Bak Stop Program a U95 Stamm of Credo Practicesratable n Agmenonts this car Sr heds and soak its re looted X US and Decestre a drank Cd1O'Vevp ,0•AV rOn Faunal Sermon aid net the mrodutrig Weer. aid you OA mar be valottarin. aid Owes ',fathomkith maybe lavennent alewives rant mote a report of sly era awn/sir to both arm. hquelso and theproceeds returned to mos you, The nwsbnent roams and nth prof Mare speck to eath wailer moo Your oat account rod emery boom here three the inn YOS Statement ea/Wel SenritaS and Other Snellheld n All ACCOunt Staterenn Shall be deetird corrobee ad pronely in wrong of any UgliCant danpe I your finanot the account at the cod of the sonerntio paled YOU mar alv acarate 6 nr oblate:Ito n rang Who 60 days Further elltna.lan tout sealtle sheep *plant. eXtOng stuatir Cr net:Warn Oblectivel For eado account held. current eittntst rat, and Mids. 6 rat** a for &Were °flutypaid writhes at an tine You may you choose one of the to lovas ornament °backs recta? ramie; used a hart °Hoed :ger earnil. • Pleasedirect cuslomer owplantsa Solna to the (mrs was itiscerrimeepyiels born your Femoral &tarot a by • Italia Currant. xone Inernenenti math; tlw Mantle die On them Pay fiyuntsrS battered Ks the Fm atm beWonoDpatmem x 2014521699*r labiate'. caring 806762-1000 royalbe. of 1-Komionly chine no stamen period an holier's/lei mhos ol 1)30-354-9,03. 8 00AM to 6 03 P7t ET herder • Ache* Cipoohloatel000n Vivesinvalsiesadng Torah the end of the stamen' period throng. Mdse. a In Mango ulitShisincyl Sinters UBf FwancialServkes wow* peotharien The Fen kat...peter of the Stories ranee Protection of pnxpal rah. than:ra gene att:a Ol nacre • Cost basis Si chtermring tars et the searities Clang Relation, Departrrent. PO Box 766 Union City NI • atithoe Cornammon of loco rev and CePOJAPPeW00^ n the statement. SWe Mkazd vath the 07(07 (notation DPC2 Whim protects scones moons of es courses is to 1500003 (nobars $250.00) for dams for notonwes took is both the gerwthon of Mono aid number -a • MS Counsel Servenhas meted on oat) Me 5PC thset drommen toys *Ph lo all Karns 9"osieh a rnaPal information °Maned from sources other Mao 185 • Si case of errors w Cr.sellOns about 31 elecoonic tools Floor Soros. naming narration Iron 3151•Ar IT ran' (ra bib Parrott cells Vet dash cad distruhaldn a partial, cahoot, The Frrrt together wth onan lfelates. ha to pyrchamf atoll risk plefIlle or that you may face prattled to your Franca Advace trassachons, call 800-762-1003 or nrce to LOS Fnancal • Conseermie Seas to roman 30 Lot pitapat w*hbw The Firm does not ithrtodenk way Or guarantee the Wines hc. 1000 Maori Bid. 6th Ors Wecathauth. N) oppionontat venom The rounuin anount payable to all digbbe dent. colloteolrunda this protocion 6 550) risk ancleohelieffo the account emit own rf the men waras'y a validity of any inarmnon provided by auras 07086. Ann ervaiSsA serve es the account does not ?Aerate *SMOOT iriOant Of Oa tan LSS Normal SenteS mition as of Dinette IQ 2013 Mumsaid myna keep pace won int Won Cal cc heiress soon as sou cart d you Os nk stir • AitaSersar Vining to maps somervt. tO artePal nod m addrion *tough LIM Fioscial Sayer. generally stawnem or recem 6 mots affect, need more Sikos to the poky wraith, rid Snit:tau earls at the Fern blusher protected for up a$1 9 milkn n tie tolerate arm wig My so so* hither mum updates h6 dermas:in as c e WOK tie Fan does rot nOnnation Lout ostler on the starred or recap) ortolde any abortion hat tie intimation solder 'Cost The Fein Cr' Card Mow (as atO I, le) mug her Van you a %ale for all your axioms held n a patrol, capaay • Aggrothe Wring to slant Sigh nit to tempi aaihgh A full may ol the poky onthIng 6 Nalable upon 'Sian vanityto seek NO ratans over tine bat' and narcotised panidtra" is wane a of We date no tatettal 60 days alter the r nm seat you the hist of this 'MOHO As AKA please do not rayon this silkworm on Moth the race or problem xperted informal:in to make curdlese a Me Oozes. fa tar - Amide you- nine ad =ow number 0 and The SIC prOleCtaa aid the supplemental ;roam both do Statement lweselniklinp" not ;ply to We map:On:Oda* al rented eCCOselt Statallenn with the pupates a otherwise ACCualb a/10MS to thee en - Devaite the yon. or the watery:4f aie von atom may reflect suprinn nlormairm at for the prod of thew:titan as clearly; you an My rill blew 4 is al • (than Maxie, toms controlled try (and Voided o)O°, saw aditess a the sane alielOpe AComstsraty be retard roan value) but held away rom Servael for this ;tome Mauve they haw owners rho afro mairmin time they an held a the Limn Marehrbornal Hi:tint:an error or My you need nom nformxion CS1 be added by yorsholnaa Ade6Or - Proride the dollar aourn of the ssnpeaed woe (ego anon (loth aIBS tat (i)carh at 185 AS pont amount relaionshiss an other dents al the same Stamford brand+. 00 remare poacs nadmg mob* address Ths Beata is Moan al litniseholdry • I you trodles. aid (Minas of mutual lads acre sum "le to math indent...4 ;miaow, norkd n wane • tarnalited helm/bens nano data e anorak shares re registered finch, n the or* 01 the Mart !Striated Weal :al ;YS 3"2 Cadialel to: SDNY_GM_00021075 CONFIDENTIAL EFTA_00 I 31695 EFTA01273902 Important information about your statement (continued) ildwinistanty Ions The Varna:liondata Ip isdindaal - 11,k0 pay minuted vases may be refWed as 'Not manor of ascents at the Poker-dean holdno mutual Account are mastered face mats of UBS Fetarmial Sakes lots mayor may not ref bd conmisskink wages vigor mad' n sewn' sanacen wfmn an ntepentent fads of Oat find lalliSt Inc Searntyreorsrnscanin toms DIAftrol and other "ham' fa, hes mil Paned connate m assign a - m anon to commostoos teemed et ornomen wah renvearnorn lots and wstornalk pfd ere lots are eat' value whenwe boson* awn That a riven* wort ha the sap or darbuton of a-nayover= ad mit Yea norm., is a inhumed smitemaof visa almbiltd to dinay one aerand The' had. dd.' omarredtha may calla preveusly reported rare no ineslinot th01 to ma dams. Wt aid sour trownacnal LEG Mesa byname cede cads and Lab Vim <ohms inSentS the VON, tranSa1K*1 traieda. Celearns. CI when VOW wan be nghy ipecutatree affnate raw* remora Mang Cantrhation from dam cads it issued by IRS Bak USA with namtwon from Veto To own> of the wanty may of Te narrance company. inclierthry tin vea USA marsoratod • Callable wreaths Bonds and wawa nod Mai the - Mhen neither an tall.. general paw a sponsor acuity ccnrads aBilave of the natanco cornor initrcalb to oak refdevotion wit be soloacd Wont* estimated vane' aIt Mpany egMad war is Or SpOnSOrS a me tint nveSTMen Tarn we Canute UBS Financial Servnes Inc Rev 201407 by lot nen among ifA swam of that mut hen ti our promded the wade ol Me warn wit Indifferent from - Ott atilateS also re:Pretrading C0MMIThan5 alai other nano et n rrenewe nary for as dents Cat lean* ns pallor* pna componution from nuntr hems and inane Nem.' kn is ottroad from thrd pair, and it /foray - to dote' mat nob* mum of carnal, Contain whose proorts we diwbute 6 rot ginaneed Odle call least may Test Nods wane a both - We recast as anal tee from U3S8ask uSA USS could all(Ct NIB Candle% olormalon tel be Fronded • OOPS as see' teressm the nitolollmng puce AC Stardord Beach of up 125 per acount Lem near patriot ma may not taloa yarn ma barn swining to the baits ram the MS Bra Sweep Program • Cracow, of deposit (CDs) (Ds ate PDC mad apt • ItiasOicted securities ReStn:ted Spann;Merely it 1210.033 si palatal aid salmi nitre/ per depositor not comity Mgno for stoic Sale IRS Narita Somas Anal" NA par deposito-y enliMtm. rt accord-ma with SDK uses the made priesof tee ummuktod stock of the sane Infoenaten rogardng oortenteens ad other dunes rules canal muted Yak* for the reareted moor by Wowed is annecron bit, the emonion of Vases ruckiOng purpose of ms noes.nt on* To the edam that option Vasactons has been marled co conlenrons • priameakie Pnces &plan fa Nadas anif Otte rest Kted yanks it elighle lot Sale. me rola reCemsd tremor* Sundial to you. and wit begraded to you producri mac by cr blocUrns tee pro dal you may be substantlay Ins Than Ihe angutte yaw show+ portlyon reared Mold taunt ream* in the make PrCeS are °Maned from vanorn Ned pitysoon isfsids we belaiNIO be • In. latinated) Mama anwetyields and rates. An Sea is relent, but we do not giaranre roe away estivate of as name is based on adorn caernstrn it you amengaged tr. tort 'tang a wanly you may rat a - Wo wooly use dosng pose whin aealabb sr the an Neer ran. ammin th011Clailitt will be held lot chameda to anon borrowing costs Mensal panda mian or IN bid and ask aces tor Isted Vann and one yea from Premed date or vita rants, the morn optoanotcnybd prom for OTC stints *saute is on 3 guiddine.rncuraq rd antnued - two alley baled warms maybe priced mega name ae not panted Opon orders valaton mock, cr Inns>, recta cite we °Waned - Einutedanui intorno and vont NV 'Of anal Re9ading Open cc hoodtilaXelltd • orders Mat were not nt -naynot ref lea an actug mat pride or rain tpesol warm mold name organ of onnoPS or emasted by the strewn datb open buy and sell stop - Main positions may £pea wincut prte and sill C£M Barn n Math Ole the ea name CVOadorn orders we snood by the annunt of dividendssr opts co show x 'price was rot mailable' if we we noble to told/ would be °weaned an or diedinchor isonghts date unless reamed atomise Obtin a ace ter a Sniffy - Earnatod anus income rid current nail aid the by you You ere revOrnbrlor orders led are executed doe - Deposes or stories denominated n arrows other actur name ad veld night be Iowa rthn to your lane to LIMO eaten open orders than US dollars are reflected JI the en:Purge/atm of the minuted amuses the slasornmt date - An a Uwe ol aresolged acorn. Oduidr4 ander Tax withaldin on fwerbutions from UK Pittman - For Nan secretes man tinOrearneormisg WPM Tested by the woos make vatriatmaa Services IRAs dernmetatems. ate and quality (face mite)may hae balance 6 WOO Co the In diedind or mew Federal tar taw enures UESS Solana Servos to withhold been Mg:mann Instate prow witimon parka made byte mar and avertes tit mono IM from your tootle PA distilbat ons. tul you may To obtain oaten contrast wan valaSlo. cotta yar seam imapotes eel be Nitta one war from the dim oaf Soh>t Moro to tonna or. Elston you may Prenatal Parte( statement date or true matey Aoama ad Nees to haw lee wTheld a arse or slanted anoint at Continued mold at not gurareeed you Q0092 VP: NedOn wi laalattl n ellect unta rented • Mena Intestmams tend sunned donna Meat* by you You nuy credo your election a ay shy* by macrg inostmare span* (nclatIng dirci panpation • Awns not held by MIS financial Unica Conan a now Owen If you do not haw mouth name tar prrnyall and realMite oWarnern tad secuntes) and WPM at MI WObytekm an not width the Inns wattould IWO 'tag dianbutittlf. yOU maybe repOnSble for Structured produas ere goWaly hghly and (Olen possession or envoi Thew nod re coptemd m your the prom of outmanua you may nat wine A the andarned prockia s have no been rendered wits the mama for inlonnaironal pommel onae PoOlcos ad moults wt wed and you estimated las payments se not Seannts and eullaak Common:a a under any state ratan presented re monad by the issung Eton U6S pal tO yar lanseligaten seamen tams We Drownnoted OWNS for Orate inane Services n rat relSonSbhIcc this &anal, " nwstmott seances area seniors prodtms for and does nut grantee tsacoacy These assets am not Privacy trforenarnalpurodescnly Acoaacye rot 9Unnifel promoted by SeC a the FIT13 suppernmmal SeC To otitan a copy of cream Clime nary Intim pare - then vatses maydnfr SthStantally Bern NICK day coverage melba you F nacial Admix aerator mein al a vildi apItige mestrnert wary co aruCtured new urn comentavorry promo mai be bripa a sad and do not netts:ally • Ravenue Sating and addaanalcomponsatlea. reptant the in* you may reams upon liguidaten - n odditert to manissom on sales aid 11b.1 lees U8Sinawial Savizes 6 moats,* the MM. Emmen - Thrd pay nurses of rata a as ot a anon no mowed in oarsman" with the Manion of trulur Semmes Mart BSA and iRMA re brokerage aatalltS sot it sapplita to UBS Naval Sawn on a reps Lir fundS tOGU dents we ablor ow attiiae teattee vadlm preside access to bat ng serums and otioduaS barn by an mleponctent witation Mtn Meate Nang paplenUfromdarbutorsaMor ens* anagentents with *flood basks an other thld suer, Wen'Parrner spvser Sown yakit d addson of the musual Sands Tat we sell Pose partybasks. and porde; access to Inman ad avuty my. ate smelled to to rem by Te mum, general aslant; at bared as two &Pena arrporents fJ prod:KIS insed by untildoted thatmarry inmate patter or sponsor and nuy beobtain based cn the amount of salesbyuBS of a ninonMANI tad corns*, through misuse agency lubsibr es of utS Ohm* Nervation from that used by this/ panis to limey to ow' <litres it'd Id the ant oho Na hundal Smian no done thee estimated rand patent mar fad fangs shares held a the Inn - You car obtain additional hfccrnalon regaling the - We rams alfAre alp wen reenockng and arestmat. nsufaxe. and amuly products methodology used to *Winne the estate of true onmemprocesung lees n ourrairon for transfer Nat IOC hawed • no bank gamma May lose vain and the date of the hforrn.von Tat Is the bass for the WVItti that we atiaad100 the rratual funds threat by contain your Panda Aditor 'Neer lees gunwale re pad Iran imenor awn in the MIA ReOurnehtnagdrani account Busted Servi35 mutual laud ad re a tad eolor anvil haSrn On the Mont SSW ifedd and tsternaldnal RernorCe M.V.Verront SDNY_GM_00021076 CONFIDENTIAL EFTA 001;1696 EFTA01273903 UBS UBS Financial Services Mc. 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 September 2014 CW70065526070911 X12 11 0 HK MAX LL Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKKIAN/ LYLE CASRIEL Phe.,ne Questions a bout your statement? Call your Finan,:ial Advisor or the Value of your account RMA aesourceLine at 800-RMA- 1000, on August 29 (4) on September 30(4) account Your assets 970207.64 968,660.80 Visit our webelte: Your liabilities 0.00 0.00 www.ubscomtlinanciaksetvices Value of your account $970,207.64 $968,660.80 Sources of your account growth Tracking the value of your account doriag 2014 Yak* of your account S Thousands at year end 2013 4O00 970.2 969.7 Net deposits and withdrawals 4960O28.16 Your nvestment return DM:lendand interest income 412,6%.01 Chance in markot yaw 44,063.37 Value of your account on Sep 30. 2014 $960.660.80 Aug 204 Sep 2014 SDNY GM 00021077 Member SIPC CNF70001000SS2607NP7000293800000:0 0914 030S7SCOI co00 Page 23 of 100 CONFIDENTIAL EFTA_00131697 EFTA01273904 SUBS UBS Strategic Advisor September 2014 Account name: Friendly account name: Account number: r,, <i cm: 'A ELL Yourigvandal Advisor. SCOTT STACK MAIILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of September 30114 your ACCOUnt A Cash and money balances 232.73 0 02% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 968,428.07 99.98% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $968,660.80 100.00% Value of your account $968,660.80 Eye on the markets Percentage change Index September 2014 Year to date S&P 500 -1.40% & 34% Russell 3000 -2.08% 6.95% MSC I - Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10% Interest rates on September 30, 2014 : I One-month LIBOR: 0.16% CNP70009006552608 NP7003296800 00033 0914 030575004 II tiyGm000IIMegt4 of 100 CONFIDENTIAL EFFA_00131698 EFTA01273905 . i. UBS Strategic Advisor Account name: Friendly account Your Finandal Adviser: UBS September 2014 Account number.name:~ SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Wives reported below exclude products tot which gam andlosses are not dassitcld September 2014 (1) Year to date (5) Realized gains and losses Unrealized Opening account value $970,207.64 $0.00 September 2014 (1) Year to date (S) gains and bsses (5) Deposits, including investments transferred in 315.09 1,012,764.19 Short term 1.75 1.75 -1,062.85 Withdrawals and fees, Long term -3,434.00 -3,434.00 -1,780 83 including investments transferred Total -$3,432.25 -$2,843.68 -$3,432.25 cart -213.76 -52,736.03 Dividend and interest income 2,191.04 12,696.01 Change in market value -3,839.21 -4,063.37 Cash activity summary See Account eatery the month tot dela is Blanes In your Sweep Options are includedin the cpenng and Closing account value 4968,660.80 4968,660.80 closing balances vel ue. FDIC insurance 4:eliet only to deposits a UBS Ronk USA, rot to deposits at UBS AG. Parntoid Erand) or bank deposits paced through the UBS Intemehond Depcsa Account program. SIPC protection applies to innnty market sweep hold holdings but not bank deposits. Seeimportant ineermation about your summer* Co the last tens pages c% this document for atals Dividend and interest income earned September 2014 (5) Year to date (4) For cutposet, of Ins statement, raft ity of 'nines] .101 (Soden° in( ome ',os been determined frail a US Opening balances $0.00 $0.00 tot 'craning penned:re. Brad upon the residence of the account holder, account type, or product twit, some interest ardor dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Add bons Income tares. The (Vent mOnt* statement ti not Intended to be used and cannot be retied upon for tar purposes. Clients should refe, to the amicable tat reporting Ions they recent. from 165 annualy, such as Deposits and other funds credited 315 09 51,5)6.24 the (OM 1039 and the Forms 480, fa tart rep3Mng Information It IS the make or U85 to Me the asorclabe tar reporting forms with the US Mternd Revenue Sengt MCI PR Treasury Department and m Dividend and interest income 2,191.04 12,696.01 such forms accurately asafy dn.:Roca ardor Interest as tar exempt or taablt income. neat coma! your indvdual tan preparer Proceeds from investment transactions 162,684.91 162,684.91 September 2014 (1) Year to date (S) Total additions $165,191.04 $226,897.16 Taxable dividends 2,191 04 12,691 43 Subtractions Taxable interest 0.00 488 Professional management fees and related services 0.00 -1,394.91 Total current year $2,191.04 $12,696.01 Other funds debited -213.76 -51,341.12 Total dividend & interest $2,191.04 $12,696.01 Funds withdrawn for investments bought -164,744.55 -173,928.40 Total subtractions -$164,956.31 -$226,664.43 Net cash flow $232.73 $232.73 Closing balances $232.73 $232.73 SONY GM 00021079 CUP70303006552609NP70CO293800 00003 0914 03057500( 110000 Page 25 of 100 CONFIDENTIAL EFTA_00131699 EFTA01273906 Account name: UBS UBS Strategic Advisor September 2014 Friendly account name: Account number: GNISLAINE MAXWELL Your linenciel Advisor: SCOTT STACKMANLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Aug 7 - Sep 7 Opening UBS Bank USA Deposit balance Aug 7 80.00 Closing UBS Bank USA Deposit balance Sep 7 $O.OO Number of days in interest period 32 Average daily balance 81.81 Interest earned 80.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you financial Advisor or Branch Manager. You Can find a full description of the alternative investment objectives in important infomation about your sraremenr at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consdera non None selected Your account instructions • You account is currently coded for margin • You account cost basis default closing method is FIFO, First In, First Out. CNP700033065526I 0 NP70C0798800 00033 0914 030575004 niStriticom_oorbleso26 of Igo CONFIDENTIAL EFTA_00131700 EFTA01273907 Account nen*: . i. UBS Strategic Advisor Your Financial Advisor: Friendly account SCOTT STACK MAN/ LY LE CASRIEL *UBS September 2014 Account number.name:~ Your assets Some pnces, income and current vaues shorin may be approximate. Asa Nat grins and losses may not be acuralely refkcied. See msporuor intounabon stout your statement a the end of the Oxumem for mote infornason. Cash Cash and money balances Coning Oriente Closing Waite Price per share Average Drrldend IntereSt DaeS in wising on Sep I (S) on Sep 30 (S) on Sep 30 ($) rate period period Cash 0.00 232.73 Fixed income Mutual funds TON reinvested is the Iota d at renverieddeidends h Ices not include any cash dock nds. it is not a Unrealized (tad Cob a Mss is the dfference between t he curie rn vane and the cost basis and would tar lot for the purposes of deierrninng hdding penods or cod Dabs. The shares you receive each time you generaly be your latetie gain or IOSS rf the security was sold on INS date. The unrealized Mb 9an or loss may reinvest d udends become a separate tax lot. need lobe deluged for return or capital payments in order to ()Menne the realized On or 1055 COI I& reporting purposes Con DM is the total purchase cost of the security. indudng reinvesteddwdends The cost basis may need to be Oustedfor return a capita teyrnentS in order to cletertrine the aluste0<oe De6rS tot tar mmedment ream IS the current value anus the amount you invested. it does not include shares that are not reportind purposes. reflected on your statement. indudng Shares that bait been red008S either 8 gain or a IOSS II EIS° COeS riot include cash dvdends that were not reinvested Purchase pricer Number Average price Client Cost Price per shay Value on Unrealized dam) imeprnent Holdnd tiddrid of shares per share (5) investment (i) basis (S) on Sep 30(S) Sep 301S) gain or loss (5) return (5) period BLACKROCK STRATEGIC INCOME I Symbol: BSIIX Trade date: Sep 26, Id 15.825.243 10299 163.00000 163,000.00 10.280 162483.49 -316.51 -316.51 ST EAI: 33,845 Current yield: 2 36% DOUBLE LINE TOTAL RETURN FUND INSTL Symbol: DEILTX Trade date: Jan 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.940 49,127.81 -1,975.90 LT Total reinvested 130.093 10.960 1.425.94 10.940 1,423.22 -2.72 EAI: 12,555 Current yield: 5 05% Security total 4,620.753 I 1.368 51,103.71 52,529 65 50,551.03 -1,97842 -552.68 EATON VANCE FLOATING continued next page SDNY GM 00021081 C tIP7030;0C6SS26I I NP7003293800 00033 0914 030579004 110000 Page 27 of 100 CONFIDENTIAL EFTA_0013 170 1 EFTA01273908 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ilnandsl Advisor, Friendly account name: SCOTT STACK MAHLYLE CASRIEL September 2014 Amount number. Your assets . Fixed income . Mutual funds (cononued) Purchase Arco Nurrber AVC14¢ poet Client Cost Prxe per share Valls! CA LIAttentt0 Cia-0 imestrnent Hddng Hddng of states pet than (S) insist:11w (S) bnis(S) on Sep 30(s) Sep 30 (1) colin cams (0 return(S) period RATE FUND I Symbol: BEILX Trade date: lan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.020 49284.76 .874.24 LT Trade date: Jan 21, 14 2,727.687 9.210 25,122.00 25,12103 9.020 24603.73 -51827 ST Total reinvested 174.137 9.138 1,591.42 9.020 1.570.72 -20.70 EAI: 32,861 Current yield: 3.79% Security total 8,365.767 9.189 75281.00 76,872.42 75,459.21 -1,413.21 178.21 COWMAN SACKS STRATEGIC INCOME CL I Symbol. GSZIX Trade date: km 24, 13 4,731.710 10.469 49,541,00 49,541.00 10.590 50,108.81 567.81 LT Trade date: Sep 3. 13 1,874.976 10.470 19,631.00 19,631.00 10.590 19,856.00 22500 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.590 21,908.25 248,25 ST Trade date: lan 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.590 50,727.89 -431.11 ST Total reinvested 201.293 10.593 2,132.39 10.590 2,131.69 -0.70 EAI: 44,031 Current yield: 2.79% Security total 13.666.916 10.545 141,991.00 144,123.39 144,732.64 609.25 2,741.64 HS8C TOTAL RETURN FUND CLASS I Symbol: HTRIX Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.310 49,737.48 96.48 LT Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.310 9,855.00 32500 LT EAI: 31,191 Current yield: 200% Security total 5,780.066 10.237 59,171.00 59,171.00 59,592.48 421.48 421.48 JP MORGAN STRATEGIC INCOME OFFORTUNTIES RIND CLASS S Symbol: JSOSX Trade date: /an 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.830 124,427.63 -1 26117 LT Total reinvested 99.357 11.903 1,18234 11.830 1,175.39 .7.35 EAI: 42,102 Current yield: 1.67% continuednext page CNP7000901:6552612 NP7000293900 00003 091403057'9304 I ngt41YGMDOONS8228 of 100 CONFIDENTIAL EFTA_00131702 EFTA01273909 (SUBS Account name: GHISLAINE MAXWELL UBS Strategic Advisor friendly account name: Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL September 2014 Account number. Your assets s Fixed income a Mutual funds (contnuet0 Purchase Cad Number Average pnce Client Cost Price per share Value on UnrealizedRad investment Holdng leddng of shares per share (A Investment (S) basis (1) on Sep 300) Sep 30 (s) 93In °doss (I) return (S) period Smutty total 10,617.332 11.950 125,689.80 126,872.54 125,603.03 -1269.52 •86.78 JP MORGAN MULTI-SKTOR INCOME FUND SELECT SH5 Symbol: JSISX Trade date: Ian 29, 13 9,651.542 10.260 99.024.83 99,024.83 10.210 98,542.23 •es2.6o LT Total reinvested 139.634 10.356 1,446.11 10.210 1.425.66 -20.45 EAI: $2,741 Current yield: 2.74% Security total 9,791.176 10.261 99,024.83 100,470.94 99,967.90 -503.05 943.06 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74351.21 9.810 72,603.38 -1.747.83 LT Trade date: Ott 2, 13 2,209.898 9.799 21,656.11 21,656.11 9.810 21,679.10 22.99 ST Total reinvested 188.417 9.896 1,864.65 9.810 1,848.37 •16.28 EAI: 13,214 Current yield: 3.34% Security total 9,799.272 9.988 96,007.32 97,871.97 96,130.85 -1,741.12 123.53 RBC BWEBAY ABSOLUTE RETURN RJNDCLASS I Symbol: RBARX Trade date: MA 29, 13 12,911.799 10.164 13123910 131,239.70 10.390 134,153.59 2,913.89 LT Trade date: Sep 24. 13 1,881.988 10.159 19,120.13 19,120.13 10.390 19,553.86 43173 LT EAI: $2,589 Current yield: 1.68% Security tote' 14,793.787 10.164 150,359.83 150,359.83 153,707.44 3,347.62 3,347.62 Total $961.628.49 $971,271.74 $9$8A21.07 -922143.68 16.799.58 Total estimated annual income: $25,129 SDNY GM 00021083 CNP70003006552613 NP7000293800 00003 0914 030575004 110000 Page 29 of 100 CONFIDENTIAL EFTA 00131703 EFTA01273910 SUBS UBS Strategic Advisor September 2014 Account name: Friendly account naine: Account number GHISLAINE MAXWELL Tour Knancial Advisort SCOTT STACK MANLYLE CASRIEL Your assetslcontrivedl Your total assets Percentae cd Cost Estmated Dnrealzed Vaue on Sep 30 (S) your tt couru basas (S) annualmccrre (S) gan or locs (S) Cash Cash and money bolonais 232.73 0.02% 232.73 rixed income Mutuel funds 968,428.07 99.98% 971271.74 25,129.00 -2.843.61 Total 8968,660.80 100.00% $971,504.47 $25,129.00 -$2,843.68 Account activity this month Date r.:Indy Dexription Amauntd) Deposits and other fonds tredited Sep 29 Transfer FM YI 23575 0100 315.09 Total disposas end miter funds (redites' 3315.09 Date Actibity Description Arnount ($) Dividend and inte rest income Sep 2 Cividend EATON VANCE FLOAllh-G RATE FUND I AS OF 08129114 244.19 Sep 2 Cividend .IP MORGAN STRATEGIC INCOME OPPORTUN/TES FOND CLASS S 148.47 Sep 2 Ovidend PIMCO UNCONSTRAINED BONDPUND CLASS P AS OF Ce 29114 279.74 Sep 2 Cividend DOUBLE LINE TOTAL RETURN A./ND INSTL AS OF oa 29'14 204.95 Sep 2 Cividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0829114 290.84 Sep 2 Ovidend PRUDENTIAL ABSOLUTE RETURN BOM) FUNDZ AS OF 08/29/ 14 264.01 Sep 2 tividend 1P MORGAN MULT-SECTOR INCOME FUND SELECT SHS 312.35 Sep 2 Ovidend HSBC TOTAL RETURN FOND CLASS I 57.80 Sep 3 Cividend RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 08/2914 155.96 Sep 30 Cividend PIMCO UNCONSTRAINED BONDFUND CLASS P AS OF 09/29/14 232.73 Total taxable dividends $2.191.00 Total dividend and j'ouest interne 32.191.04 Actiely Descrpuan turroal (1) Otter fonds debited Sep 3 Transfer TO YI 235750100 - 57.80 Sep 4 Transfer TO Y1235750100 -155.96 Total miter funds debited 4213.70 CNP7000900655261 4 NP7000298800 00003 0914 030575004 I I eflerY_GM_0001M8430 of I 00 CONFIDENTIAL EFTA_00131704 EFTA01273911 (SUBS Account name: GHI!LAINE MAXWELL UBS Strategic Advisor Friendly account name: Your Finandal Advisor: SCOTT STACK MAN LYLE CASRIEL September 2014 Account number. Account activity this month (continued) Investment transactions for mare Information about the pricanolue shown or restricted securities, see (mooniest informaion gout your 'cerement a the end of this document Proceeds ficm funds investment WIN:lawn la Acctued Die mtnity Cescepton Ouanit7 ?duo ($5 Price (1) trarvLeetions (s) invoilants becalvi (5) imeren (S) Sep 2 Reinvestment EATON VANCE FLOATING RATE FUND 26.834 -244.19 DIVIDEND REINVESTED AT 9. 10 NAV ON 08/2914 AS OF 0829'14 Sep 2 Reinvestment 1P MORGAN STRATEGIC INCOME 12.519 -14847 COPORTUNMES FUND CLASS S DIVIDEND REINVESTED AT II.% NAV ON 08129114 Sep 2 Remwstment PICO UNCONSTRAINED BOND FUND CLASS P 24.712 -279.74 CIVIDEND REINVESTED AT 11.32 NAV ON 0812914 AS OF 08'2914 Sep 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 18.632 -204.95 PVIDEND REINVESTED AT 11.00 NAV ON 0812914 AS OF OP12914 Sep 2 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 27.620 -290.84 PVIDEND REINVESTED AT 10.53 NM, ON OB/ 2914 AS OF 0829'14 Sep 2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 26.641 -264.01 DIVIDEND REINVESTED AT 9 91 NAV ON 0&2914 AS OF 082914 Sept Reinvestment 1P MORGAN MULTI-SECTOR INCOME FWD 30.266 -312 35 SELECT SHS DIVIDEND REINVESTED AT 10 32 NAV ON 08129e14 Sep 29 Sold PMCO UNCONSTRAINED BOND FUND CLASS P -14,422.421 11.280 162,684.91 FBOID 42697848095 Sep 29 Bought BLACKROCK STRATEGIC INCOME I ROD 15,825.243 10.300 -163.00000 42697891913 Total 5162,684.91 -S164,744.55 Ode Aanfey CM( optal Amount (S) Money balance activities Aug 29 Balance fawned 50.00 Sep 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Sep 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 98,16 continued next page SONY GM 00021085 CNP7000700S5S7615NP70CO293800 00033 0914 030579004 110000 Page 31 of 100 CONFIDENTIAL EFTA 00131705 EFTA01273912 T UBS Strategic Advisor September 2014 Account name: Friendly account name: GHIScAiNE MAXWELL Your II sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Account number: Account activity this month (Continued) Date Activity Description Arrount (5) Money balance activities (tconnued) Sep 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 09(04/14 -155.96 Sep 30 Closing UBS Bank USA Deposit Account $0.00 The 1165 Pant USA DePeat ACC0unt IS your primary sweep cptedn Realized gains and losses Inc entreated !tallied gains and losses sloven below are not for tat pumoses. Please note that gain or toss informaon. We may not adint gans and losses to ell (Vial changes. We aummomaly adjust Cost basl S Tor recognized co the sale or reckaoticn of cenan Structured PrOduCts, Ike COntingkill Debt SecorriseS, may be to eeerept and AMT coupon munkett sec woks for estimatedant:citation of bondarenatans ate top accieteciOID cednary, and not capita, gain or loss. Please check with your ute achnot To caddie gains and losses. Ira for securities issued at ad:count you requested teat u85 scion coat ban for the bend premium arrortzation on liquidate t he oddest security lot first. Ins Is knomi as the 'loin lint out or CFO accounting method We use tacatie debt securities then cost basis reflected for these securities has been adjusted Estimates in the unctaudted its method unless you specified which tat lot to dose when you placed your order This is known as a anus section can not be classified as snort terns or long term became informrnion is missing or the product Is one in which purchases or VSP order. See temoreant information about your statement a the end of this document for more the patriots eau/non is not provided Short-term capital gains and losses Wash sale Quantity a RurchaSe Sat Sae Cat COO basis Security description Method fee wake date dale amount (S) base (I) adjustment(!) toss (5) Gain (5) PASO UNCONSTRAINED BOND FUND CLASS FIFO 9.004 Feb 28, 14 Sep 26, 14 101.56 100.84 072 FIFO I2212 Mar 31, 14 Sep 26, 14 137.75 136.41 1.34 RFO 13.998 Apr 30, 14 Sep 26, 14 157.90 157.06 0.84 FIFO 16.671 May 30, 14 Sep 26, 14 188.05 188.38 -0.33 RAO 15932 tun 30, 14 Sep 26, 14 179.71 180.19 -0.48 1110 21.559 1J 31, 14 Sep 26, 14 243.19 242.54 0 65 TO 24.712 Aug 29, 14 Sep 26, 14 278.75 279.74 -099 Total 51.286.91 51285.16 .$1.80 $3.55 Net short.term capital gains and losses $1.75 Long-term capital gains and losses Waal sale (Joann:), or Purchase Sale Sae Cost cost basis *Unity (*Kronen Method face tea to dare date amount (5) oasis (1) altotment(1) 1(aS (51 can (SI PACO UNCONSTRAINED BOND FUND CLASS P FIFO 14,308 333 tan 29, 13 Sap 26, 14 161,398 00 164,832 00 .3,434 00 Net capital gains/losses: .S3A32.2S CNP7C0093065526I 6 NP7000298800 00003 0914 030575004 niftliir_oic000liglita32 of 100 End of statement for account number CONFIDENTIAL EFTA_00131706 EFTA01273913 Important information about your statement trA35 kande, Sleuth no Fit a U35 Fowl* Socket The Pima C ad Muer of lattigate yOtrOMOIAnt and Wife on rebooks and records of the Athol* OW or eneekom — sou may acne heuseholing by ding your is a mentor of al pronal smarty. eamory aid gams will anal any eta prorptly tinder agent Fonda Aden, odunges MOP renal' Servos and IS Band USA ay tidied 9ribullyin of 565AG and neat of 565 Soothes Plow mire al checks payalto to the Furor the financial • (erten roormeni contra" or norm% roams (e9, Friendly mount norm LC theFats Mart tonere 4 tattle won renal nudism ndcated on ter front el the. datement haft in Imbed parowshos aulprvaeplxwents) that se rice tuition* recur nate retkas Warman that you the fens enema* °keret rwe a to agar wont tees. wourn may be tbfri to registered cadet the *Vibes Act of 1933. and morn on the Minx online Dozes vette It 6a memento (0% charge: kr tae wont for seartus customizable *mature chosen by you Yr au you will 665 Ronal Serial lx purchases and amyl for toped rots es ash. wants • Como:dims annul to 9 . fangs erethary* and nor reaecfreirrli It em no kpa effect on tour arum 1200 Hater Wean! Act:0961111a at tottered to olhor nittutensrnay be preiam teal contact &Win fuwes commas and You on done sox Frealdfy wan Hanes. through CM ese Yetielosa en NJ 070PS wino to a vaster fee o' foWY WW1 comas Somas a bye:noon pas Mance) At boy 1h6StatiMent regrown the ally Warred:44 of pm UPS UN Sweep Options The SF< protection aid trer wiplerremai prowton do not Account our vie Fiona Senices account Other records. tan olloal sal U8S offers °plan for sweeping cat balances. bances to tray to these assetseon if They Otter* appix Cart • Vabeitf Set accounapxant NOt 01.35SetS aid (100.1fien”. conuhng conlOng doe should not be ;Wed bank &pouts at uln Bar LISA !SUBS AG Sonora halt swentints The WC proton and the Apphowit hat:Altos upon if you beret tart 6 an area Con6We,. please Sark Swap hoirant now market maul Inds (Moncy prOtt0911 do rot greriecl again change, n the nine • Asset Inch*, acaltte cat balarad ohm to. • oo n trisidaety n tieing to thel3rach Manager of the funds) and the hrvationt Depose Accoint C0Alfor vale of nos fuestinents harther as meson of Matti roseteed wonky 1 rid Gkbarme Dwain, unroll:of once smog your traium customers wed a, intentional trace Maugernent nourrent. rzuet barrepaY0F 'Maw) marks to martet and ratan a:RCSea held by he Fern Arsouni 190..09* Bat Sweep Yr011ans. oth betimes Does rot nchdeunanced omaltelassets at dyeerrant the Atheugh al norm ton are intended b be aC0.010. are swept so 56$ Ora USA 1 kr estate-hid lene and More Wootton a rabblewen request Yu, may ',bun pror and trot wawa pooch a Pone Monmerls) newt data Toad rot be used for sac 90'99%9 Fay then to 66514 Started Brant a a Varney Fund Deposes roue Morten abort SIC. ndudng the 5PC Shaft,. moved int colter and tee6Le Ott [plum solely on yearend la larm 0e., Forel 1099. SOO. 10t1S. at LOS SW USA are FOC muted n accordwe with by cormwr6 SIC at 202-37I 43300 cc by tang tie SIC • Ones harts at I baincet outstandit mans etc) then peeping sour "tom Tot rt is r Ward by oaks For war newton pate .,,it mow fee gor veto armor auc ect? hat croft ine shot account balances lad to man to the RS al taol le detects, repent/le non Depots a UBS AG Paired But an *ranch/Am, • Ca Marty bison Toes or windy-led aniabse cat Oink dviands and taunt men eared on seclartes Finds tenet nsurn by the FCC. Dividend Re invesmont Program ORW) held n your ;Cour& nel proceeds on sale tranUctomi, and brances. DO U35 Bar VW Copan babies. 5115 AG theta, aneCed al treat prier VW map °bean the Surf ad Boot depose balances and axon mast mutual ma baksOncotah Cowered Snares Through the iDA. width to rah balances are stow to actual prce from your friumal Adios Only Mole thief Ind weep Waxes. at the dose of the statement penad deposct accounts x UK AG Newyork Branch an UPS /4 Me Fe/Coaled under MP. patelyres coil be sold and the Non.(orrencd Ey tee aeclit balral n yew aCCOuni arena Cammitiotione with the Firm Caplan Brant theserkposes zee rice need by We FIX cat unl be deposixd n you wart to triton incepted from onto batten an tee Pommy use ci • 919.0ete.c.alforrn any oral 0:ennale.ater6 el mitng to Baltic., heU a the LOS AG Carat Brat are toupounly ratestnea pro tithed by the Issuer may deter from the oposeil to the scortar rcli of theCarnal hands, and these finds n entry course of es Wats These funds furter prowl your unti ncladm yoke roles undo the MOO Frke a whdl the partial don re sold Ire 9.99bit tpon pLf demand This total 6 I/larded in to Wirth fl ew Protedon Act (SPA) there 4 no marinate( other ob linen of 165M3 no way the tralalCeS Mee On the ul5 Copious Brady, boas wins pored dash; value Cattisrlion • el foe Mont inset/iron on the top act of the fon of this Only mole unin Int be held in y9ur axont f you are Linden information noncom IS not ICS FinnOal Smear& ulln Maria Douses at uBS Bat USA and each UPS AG Brashneat entitled to atonalme at amen of a addend phront or Rs toad clonnanon on dyer run Teuton p• nos and Sevrescanes ref ncu" as darin broker by proton by PPG MoneyPond shies are pawed by SPC ~pity the kw wit ether al partialness mate rice do:locum, Mato rhr Chins Relli oahp Mreenell or aralgernerd wed the Seated ndituton We Intoned See 'WS Fenalcal Seures taunt Froth:non' Olio a atom an now daunt by a registered &art 49:01.nt Arl•Ten: rod the Genera Tows ad Condemns Kw of this reurtionthp Mn you opened till adapt In agency and cede you account Staftalelt a Cfecit halosaaaafk n Agreetert this cant por finds and *wet re looted al% Open you roper:f, batres n tie Oar Step Programs or DA may be vim/am and dotes of a Wanedfend maybe and Der&vas a 122322iledgatjarigagnagra Wanda Sates rid na the orodung brchar aid you lavestont °bleats riot mat a repot of ay ow or ommisn to Wth In hquidata and thewatt returned to per er your The ont Macon and nt prof in are speck to eat studies lackal fluctuate aCCCuM aid mhr vary (elseei flea. adrere the Inn Yost Stateriltril telnCeSSeCulteS and Other a/WSheld n All name StaWrenc5 Shall be deemed COMM> and prompt Ir in wring of any Kilkant done in your Manor father nlemorn tout taltle weep opium. ncludng the .KCOulnai the end of the salernint period You may ale aurae 6 WA Opp:redto n WAN other 60 days stuaten or ticestimo Moore; For each xcoure held. to &toy of July pad ratites ar sy one You may anent merest ram, and yields. 6 a.itibie you choose one of thetoloran out obrectits wen. ubSCOrrlemrepvii0t km your Floral MvilOr Cr by recto wont used a her collateral ate Wan an • Please direct cuslunor conplants roan to the tins • Paola Currey :acorn, Mestments who; the balance cue on teen My Wanton triertief led no the im Client Rations D0pp atmema 201.3521699ot Ionia. Wing 8067624000 rOfeJ11,41 of nom eonly tang the women period an hod at MOW va• a of al 000-344103. 8 00AM tot 00 PM ET Panda/ • AthereCepeablaplonon rognyntswering growth the end of the statement period duoup friday. a in sang to uBS Mutat Seneat he. UPS Futrecial Services awns peetutien The Fin liar...enter of the Secure.; Mega Protection prncpal OW than the gennaon °I name • Cott but n ditionnng newt tans of the sedates Cleo, Relelions Crepartment PO Box 766 Unon City NI • fwarceCorobernon of more and CaphaillY*wpm inflated n this statement. Moe notated web the O7(07 Gnomon (WO. With pro teas tomes wouns of es mortal to to 1500000 (naeda; 1250000 for dams tor n. mans sea en both he pertain of Mont std tinter ' (IBS Final Stroceshat meted on oat) The 5PC we memo, tarot apish to all nows gobs 44 prnciPal Wanton Maned f ran sources other than IBS • hose of *mist( chresons atcut al &wont lands Finnoal %Neff. iletidng Illanntern Iran wets fin undo Ort) WI parrot ce U35 V4a• dith card that neaten n a patter* twat to fort together wfh anti Adam. has also Fantod Orton ask profiles or that you may An pro/Molt you Inmost tura tratadot call 806762.1000 o 'roe to L6SEnancal • Cornier, Sett to mint Mit thipat Mahbw The Finn does not nawnderdly way Or guaranty to Won no. ICICO Harbor 8ud.6th I bat Weament. N) uppiancoas ammon The nomun mount payable to all WOW dorm conMvel/undvthis protwron is WO risk and rat lity to the acccvnt writ wend era mean way a unity of any itorrnaon prondod by sources O7436. Ann INW8SA Seretes the aocount does not ginerate Ostrom 4%00190f Wotan 56S Enna, Stith millon as of Detarter tO. 2013 rRamsnd myna keep pace will inl Loon Cale Access can as 0W cart d you nk yWf • A4344Ntia ii4969 to accept some OD to cenaPall ad in addrien though UPS Fiancial Sankt queenly stawnem or rearm 6 %Ong Of 4 to need more Sawa to the poky waken aid Inuatcni oh at ere Fern 6UnSpaeaed let ape SI 9 mdkn none tolerate corm sat lit t seek higher routs updates the domain as e 6 renal the Fit does rot Motto" Lout atrayier on the siternint of recent prod& any assminas that the niumation ender 'Cost The Fred Cr* Card Muer (as ap lOble) mug her tom you a)Jegate to all your atanis held n a pall:War canonry • Aggrosnie Ming to wet hgh nit to atopal aid hgh A full copy ol the port-arm...dog 6 tailorupon retest vatting teeth."' mum over tont bale at 'Unrealized pariahs" is atrate a of the doe no tater tral 60 days alter the fim SOY you the fret of this Unalall At suet, please do not rely On this SIXernent on Moth the env or probion towed intent On to make widow cc sae dedans la tar - hone you nine and accont onto DI an The SIC pro learn rid the stoolenentai ;ratan both do Statonontiouselokling" not 4919 to We nay consolidate al ceded eCCOLrit StatiMMIS Mel the purposes a creservia ACCcealb tautened to teem - Denise the ear or the ratter you ay awe goo may Whet guirito nlormain orey kr to pead of an rotten as dimly A )040n rely you Were 4 is • Courranancial axes controlled by (and tided n)Wr unit addicts in the Same Mokpo Adorns rrdy be related account mho) but held awayfromlASFina,cal Sewn fa this prewie beano they haw omen oho alt matin tine they ay held a the Piro Morehizonol nitration arc or hey you need mere nlanution car be added by yOu'Firtina9 Admix - Parade the donor num of thro mowed era leg anan (lot a IBS Bark )caXi U3S AG pint account rilatontps rah oho dents at the same Stanford brands. (d) nsuraxe moans. ricking unable address Ths practce a known as thouteradng • t you amain. and 04 Owes of mutual lads acre sour relit to realm iMirdual Asterrentl.nuiled n wow • Unlimited palm/buts Won data is /ratio shares re registered rawly n the nine of the antint comet anyartcl lam 'ilia or crocliand ice SDNY_GM00021087 CONFIDENTIAL EFTA 00131707 EFTA01273914 Important information about your statement (Con Untied) Miatialsearity kw the fl ea:liondata fa Mamba - Thad party *stirred vibes may be reflected as 'Not noire of =anis at the troker-dear hottingmutual ACCOult am rflidlOred mace mats a LOSS Fnaxial Services lot mayor ma, not ref km conmissans chages ace priced' n sewed saran when an ittlepentent lads of Mat had laniV M sewmy reoisuncalat, moms DrIfend terl other valuation IT Ids not %poled cc 6 unable IS assign - m aka ion to comnsvonS teemed n ornection wen terrorism lots and systomutio pods. lots at oath value when we Damao awn Mal a rniOnli evert ha the dorbution of aviaryaro= ad wit yea $91311110 is a review...0 smitemar of visa orttmed to dispay one weaned lot the • trade dae created tha may calla creviyusly reporied vat* no wo b,•ac Matt unit to our dents we ands our tern coal LEK Wa Sognabre reed cads ad MG Wa cobra, piestats the *Simi Magri co Vardar CpUbSIOn. a +Monroe)? nand be hgry mecutatre ark* races* mere* Mang <O'Meara:0 km din cads at issued by USS Bak USA weh matnoson from duo to coo naus. of the :tarty Marfa( coo narrancocompauts indemnity the v ea u S A torparauxi • Gleba* korkint Porch and preferred nook thai Me - Men !skim an Muer rent wow a sponsor awry contacts atilass of Ma instancenormal:Ps issuer cant for estyradercnonml best/Wad email* inflated warned a 1,rdpagy est Maud oh* is or sponsors 04 the urn lloniffbell WOOS we &Astute UBS Financial Senres Inc P4v 201407 by lot tom anon 8A skunk-sof that oar held now provided the Mut of the ratty wA bediliatni ton - Ott /Mimes also rake trading coma/Issas an1 other name a n nom:rename for o.s claws Cat fern As piths•• pna compassion from mina had, aid mkt axe 'Mammal is oared loom thrd palm aid iis roar, - 'Dittrbaiorn to ego' nit Mawr Man of GAAS. Coocalits *taw For:bats we dist butt, is not skimmed Othe call leases nay Bost Mich racer* a both - We trate as amuse tee tarn LBSSaili USA ad UBS could affect mkt compkte Mama Ion war be goaded • 00344 uno sew' re:resents.Me natalobeying price AG Marked Brach 01up to 12$ per account upon reCue0 per oat a-.5 may not rifled you cos bath swotting to to banks wok, tee IBS Bra Sweep Program • Cerrircatos of deposit (CDs) CDs ate FIX mad opt • ItlyStriCted nebritin Restricted senates ;merry are $293.000 si atonal and Saud fetter pa depositor not away agiae for p.014 Salo IRS Inaxia Strna*1 ASA" and per climmory imitation rt accordasa with iDe: Wes the matte price of Ma inntsuidod nod( of Ow sane infoonaten rasurdng catmint" ad other charges nibs atonal mutedwar for the retard ma Pr roared annemon miti the meorlon ot wages YAWN purposes of and safes.tit on* To the cairn area (Oen Valsactons has been educted co conlinnrons • Eras/value roes doplawd fa YKUnaes aid Otte ter cted seurnel it ebible for sale. Me NW imelnd promutty frothed ayou. and wit be proticktf to you produces may by!who, a lower that Yep price that you may be wintantity less man the impend nitre thovn pomp* on Nary YrOUI2 a3ually reCeve in the make; PrCeS are atoned from vanXiS tad party sources rah wetermto to • Est. Imairnatod) ncaa, arreatyitlds and rata. An Short selling reline, but we do not gamma eel' ataxy tstinato 01 aw,S name is based on amen, canker it you asengaged in Ton se4hp a warily you may cos a - Wo gorsoraly use sew dosng pm* when sealable a ten and ninon ram, waning tee rarities will be hold lot Mate** to canon borrowing cosis la teal palcula Mee', a IM bid aid ask Aces Ice Ivied WIC** and one yea from siaement date or vita marry This 920X4y optscis OF on bd pros I or OTC sort es estimate is on a grating accuracy and antnued - Lac aaveli bated wanes maybe rate tang a ocome se no marked Open Orden ratan model a Moms; mean pia we aboard - E4 rated arnual Mame and amen yield for Cerlan RO9rdio2 (Oen selled • orders that were not ridmayor ret lea an action maltA prix or WM IWO'S°, *cokes mold induct* a rettrn of drincloa or 0090;ted by the gd date open buy ald sell Step - C enan porton may £pea YnalCut Apo:band sill Gnat gam n nOkt, 014.the tit Wane (aid come orders are reduced by Me annum of Widest or rghis show a force ens not mailable' II we at talkie to yeld)would be °remised an ow &Windsor armies date ram nonfood athwart* obtan a pone for a security - Estimated antra exome aid Nan{ *al aid the by you You ae rettornble for orders that are executed dr - Down or smiles denominate." n artatoes other actua 0.00a4 and veld mght be Mom or hgher thm to your fakir to cancel exorg open orders Mn u S dollars are reflected a the wdubgerat as of the ni -noted morns the slatarrent date - An ninth. el inroolgal worn.(dvidind ander Tax withaditg en faserbsitiono fume UK Pinatas' - For artati ware es vadeg n non-can:4min mewl) laded by the &real maket variant Sento IRAs deromnatnew. pce and quality dace vane) may ha* b3131CaelalSed CO the LW dirobid or mired itarsal tar tarr tenures LOS filarial Services to withhold been Mg-Medea frigate propevauson pogrom made byte tom and assures cur Moro tat from pa la/Skim elfstnbicen tut you may To obtain Cumin: rertran. Wan eatable. areas yos seam WsMoors MI be hold fa one you Mon the dm not Ion** Kano la* wehholi or instead. you nay Fraancrl 44, 6or statement dm, or torn-worry Anoxia and Nees to have la( writeld a brae a ri a Mad anoint at conthred mid ae not warner you choose Yes Moon ea Wain n effectuntirewind • Mena Invostrrenla tend Muddied products. Pneate by you You may mock* your election a ny lino by m.tog Mamma seaman Cnotning dire, pairmaion • Arra not held by has Binomial Snake Conan a nen Owen If you do non haw *much name tat prOtyall aid real our onarnem tan rooms/ aid asset', le cot held byte km ad not with' the Inns wettn44.11r011 'Our dariautiOnS. yOu maybe remomble la Waived produas se gnWaly hghly MSG d Celan possession or anvol rhea assets at comtkod on your the prior of klittttallat. YOu rnaynarptnaldS d the disarm Koala s tare nor brem roadored wen the stakown for inionnatonal proses one Positionsad anoints *AM..] and yda estimated tat paininis se not Seatoes and &Oat+ Carywnsion a under any state yam premed are prosiled by the swig Min IRS Olual to yOu'ixobliprioi statutes tams We provide esimaed sakes la abate f 'sancta Sindon n not corona,* kr this idormann Mennen SectinteS and stoats produces for and does net gine* es dowry these assets Zeno, Privacy Marna coalpumom only Acanacye rot 9onolool protected by SVC or MO Fern's Supplemental Sat To obtain a cony of or arced Cane hasty Nair Ira* - the* vattes maydiffer sthstantany Man VICK day conaga anion, yam F natal Advisor arrow waterer Y. at ends fl oat, mostrnere securty a endued awry wat <monocracy promo maybe naught a sold aid do not nets:ally • Revenue dialing and addklonalcenmentaden. worn, the war you may Naar uPan 'Written - m additnn to caninissom on sales awl I 2b.1 hes IOSFinaxialSawees 6 rot a bat the NM. Fumes - BIM prty ',SIMMS of Yak are as of a anan Ore wowed in connects" with the data:Non of masa SOVCOSAaotot BSA and MIA aebraerage a0XuntS aid re molted to UtS Sward Sonars on a regulb funds to or chants we mdice our Striae rare vtilm provide access to bat rep services and produces bass by an ereperrent oration km Meru* Marna papitnu from doubutors ardor though anzgenients with affilatel bilks rd other thid mew, royal PaTar Cespcosor Sowed wart if 'Orson of the otnual kinds Mat we sell Motto partybalks. and Fordo; across to barrio and amity my. ate wiled to tieFrm by the mom general assorts ae bared on two different comporonts fJ prod.laS iszed bysnailnoted Minitarty Moan" painer a sponsor and may be Obraled based en the mount 01 saksby uBS of a OMICULWrfuluil lund conmams through man agency lubstaa es of utS allarent Mornation from that used by thtd pries to !inlay to ow dens. ad SI, Me me wake of a Malden Savo.% IX dente thee estiroted Yarn pamilr maul 1tnd fanet "wet heal a ten I ivn - You cal cbtarn al:InKtud ittormato regaling the - We aid cu alfAre *xi image retworkng and irreprnast. mutate aid amuly products rrottodology used to Onetime the tweak of venue onmtmprocesong lees n mrtskiaton for transfer Pat IDC hind • No bank summer May bat vain and it* dace of the hfonn.von that Is the ban fa Me agent sakes that we proud* to the ri tual funds mann Mat-mond your Acacia Adisor Thew foot genet" at pad Iran loonier arts n the teA& ReSOLIO2PAziaordni Acosta. Burins Smack mutual hod rd at a tied doll? Snarl based on the ACCOMII BSA. Iltela and ntemabona Resource Mmagerrent SDNY_GM000210&B CONFIDENTIAL EFTA_00131708 EFTA01273915 /It UBS UBS Financial Services he 299 Park Avenue 25th Root UBS Strategic Advisor New York NY 10171.0002 October 2014 CNP7005748001 1014 Y1 0 HIS IN MAX LL Account name GHISLANE MAXWELL Friendly account name: Account number Your Miranda Advisor. SCOTT STACK MANILYLE CASRIEL Phone Questions about your statement? Call your Ananc4 Advisor or the Value of your account RMA Resoureeline at BOO-RMA. I 00n. on September 30 (S) on October 31 (5) account- YOur assets 968,660.80 968,500.65 Kat our websIte: Your liabilities aoo 0.00 www.ubscomffinancialservices Value of your account $968,660.80 $968,500.65 Sources of your account growth Tracking the value of your account during 2014 Value of your account ThcLr,and$ at year end 2013 $0.00 968 7 968.5 Net deposits arid withdraNalS 5960,10738 • • Your tiveS1311eilt return( Dividend and interest income $1427906 Change in maybe vat* .55.885 79 Value of your account on Oct 31.2014 3968.500.65 Sep 2014 Or.1 2014 SDNY GM 00021089 Member SIPC CNP70003005748001 NP7000189796 00003 1014 030575004 000000 Page 23 of 98 CONFIDENTIAL EFTA_00 I 31709 EFTA01273916 Account name: *UBS UBS Strategic Advisor October 2014 Friendly account name: Account number: Your Nnuncid Advisor- SCOTT STACK MANLYLE CASK'. Your account balance sheet Summary of your assets Value on Percentage of October 31 (1) your account 531.31 • Cash and money balances may include A Cash and money balances 005% Your current asset allocation available cash balances. VEIS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 967,969.34 99 95% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 000% Total asset 3968,500.65 100.00% D Value of your account 5968,500.65 Eye on the markets Percentage change Index October 2014 year to date S&P 500 2.44% 10.99% Russell 3000 2.75% 9.90% MSC I - Europe, Australia & Far East -1.45% -2.42% Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12% Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% 047000005748007 W7000183796 00003 1014 0305750O4 ONION_GM_0002Rie 24 of 98 CONFIDENTIAL EFTA_0013 1710 EFTA01273917 UBS Strategic Advisor Account name: GHISLAINE t , Your IIsandal Advisor. *TTBs October 2014 Friendly account name: Account number. SCOTT STACKMANLYLE CAMEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which grans and losses are not classified. October 2014 (5) Year to date (I) Realized gains and losses Unrealized Opening account value $968,660.80 $0.00 October 2014 (1) Year to date (1) gains and losses (1) Deposits, including investments transferred in 1,300.00 1,014,064.19 Short term 0.00 1.75 -2,222.66 Withdrawals and fees, Long term 0.00 -3,434.00 -2,443 43 including investments transferred Total -$4,666.09 $0.00 -$3,432.25 cut -1,220.78 -53,956.81 Dividend and interest income 1,583.05 14,279.06 Change in market value -1,822.42 -5,885.79 Cash activity summary See Account actowty the month tot deta Is &dances In your Sweep Options are indudedin the cpenng and Closing account value $968,500.65 $968,500.65 closing balances value. FDIC insurance acciies only to deposits MUDS Bank USA, not to deposits at LOS AG, Siarr/ord Ranch or bank deposits placed throngs she UBS intetneruarted Depose Account program. SIPC protection applies to money market sweep fiord holdings but not barn deposits. Seeimportant information Dividend and interest income earned abhor your statement on the lad two cars d this document for Cetals October 2014 (1) year to date (S) For purposes of t rrs statement, tacabty of 'nieces] am doirdena income nor, been determined from a us Opening balances $232.73 $0.00 rag repotting perspedire, eased upon the residence of the account holden, account type, or product two, some interest ander deidend payments may not be subiect to United 51*es (US) ardor Puerto Rico (FR) Additions Income tares. The tient monthly statement is not intended lo be used and (*riot be reked upon for tar purposes. Clients should refer to the apiglictle tar reporting forma they recent. from OBS annualy, such as Deposits and other funds credited 1,300 00 52,816.24 the Forms 1099 and the Forms 480, for tar reporting information It IS the precut Of U85 to Me the doplicatle tin reporting forms with the US intern.8 Revenue Senice and PR TItt6Ugy Department. and in Divdend and interest income 1,583.05 14,279.06 such forma accurately clsofy thidenct ardor Interest &slat exempt or tat income. Pleat comeult your indvdual tax prepare( Proceeds from investment transactions 0.00 162,684.91 October 2014 (3) Year to date IP Total additions $2,883.05 $229,780.21 Taxable dividends 1,583 05 14,274 48 Subtractions Taxable interest 0.00 4.58 Professional management fees and related services -1,220.78 -2,615.69 Total current year $1,583.05 $14,279.06 Other funds debned 0.00 -51,341.12 Total dividend & interest $1,583.05 $14,279.06 Funds withdrawn for investments bought -1,363.69 -175,292.09 Total subtractions -$2,584.47 -$229.248.90 Net cash flow $298.58 $531.31 Closing balances $531.31 $531.31 SDNY GM 00021091 CW70008005718(103 NP70C0183h86 00803 1014 030579004 000000 Pegs 25 of 98 CONFIDENTIAL EFTA 00131711 EFTA01273918 Account name: UBS UBS Strategic Advisor October 2014 Friendly account name: Account nuntber. Your financial Advisor: SCOTT STACKMANYLYLE CASRIEL UBS Bank USA Deposit Account APY interest Period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0.00 Closing UBS Bank USA Deposit balance Oct 6 $452.09 Number of days in interest period 29 Average daily balance $80.40 Interest earned $0.00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you France' Advisor or Branch manager You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Rimdry Moderate investment eligibility consvferauon None selected Your account instructions • Yew account cost basis defaultclosing method is FIFO, First In, First Out. CNP7C0C9305748034 Ne70C0I88796 00003 1014 030575004 coggyjwGm00021lnat 26 of 98 CONFIDENTIAL EFTA_00131712 EFTA01273919 UBS Strategic Advisor Account name: Your Financial Advisor taUBS ()tither 2014 Friendly account name: Account number. SCOTT STACK MANILYLE CASRIEL Your assets Sale pines, incoMe and current values ShOrrn May be Epproxenene. AS a testi. Ord aid5055es may not tie accurately refkcled. See Assonant intantabon anout your statement a the end of the dxurneM for more infornalon. Cash Cash and money balances Cash and money balances may include avaldole cash balances, UBS Bar* USA cpost account balances, UBS AG Startord Branch deposit account balances and money marled mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC vat n applieeble limits, but are not poteded by SIPC MS AG Stanford Brant h deposit account Mantes are not insured by FDIC and are not protected by SiPC Money market sweep balances are protected by SEC but a* not insured by the FDIC. See the Important information about your statement at the end of this document for de ails about those bSances. Covina Wane. Cloung tdaxe Price per share Average Drilekncl Interest O291 Hddng on Oct 1 (S) on Oct 31 (I) on Oct 31 (1) rate period period cepmount (S) Cash 232.73 0.00 l/35 BANK USA DEP ACCT 000 531.31 250.000 00 Total $232.73 $53131 Fixed income Mutual funds a Total reinvested is the total al reinvested dwdends does nc4 include any cash cludends. II is not a Unreabzed (tar) gam or loss d the dfference between the current value and the cost basis and word tax lot tor me purposes ol determinng hddng perpds or cost bass. The shares you receive each titre you generaly be yew unable gain a loss if tre security was sold on this date. The unreshred (tax)gan cr loss may reinvest dudench become a separate tax PI need to be alusted for return of captal payments in ceder to determine the reviled gain or kiss Ice la( reporting purposes Cost OM is the total purchase cost of the security. Inducing renvestedcludends The cost basis may need to te alustedfor return cl capital payments in order to deteernne the a:lastedcost basis for tax mvestment return 4 the current value anus the amount you invested. a does nos include shares that ale not reporting purposes. reflected as your statement, inducing shares that hare teen realized as either a gain a a los: It also does nee include cash d5idends that were not reinvested Purchase pncV WIMP( Average price Client Cost Prue per share value on Unrealized dam) initstmeM Hddng Hcldng of shal es pe r share (S) investment (5) basis (S) on Oct 31 (5) Oct 31 (3) gain or loss (S) return (5) period BLACKROCK STRATEGIC INCOME I Symbol: BSIIX Trade date: Sep 26, id 15.825243 10299 163.000.00 163.00000 10.260 162,366.99 -63101 ST Total reinvested 0.858 10.279 8.82 10.260 8.80 -0.02 continued next page SDNY GM 00021093 C HP70307005748005 NV7003183796 00033 1014 030575004 0000co Page 27 of se CONFIDENTIAL EFTA_00 1 3 17 13 EFTA01273920 4tUBS UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your 14nandal Advisor: SCOTT STACK MAI4 LYLE CASRIEL October 2014 Account number. Your assets . Fixed income b Mutual funds (cononved) Purchase once' Humber Average peke Client Cost Pre, per Share Value on !Area:lied Rag Investment Hddng Hddng of shares per %hate (1) imminent-it (S) bask (3) on Oct 31 (1) Oct 3I (1) gain odds (5) return (5) period EAI: 33,846 Current yield: 2.37% Security total 15,826.101 10300 163.00000 163,00882 16237679 -633.03 -624.21 DOUBLE UNE TOTAL RETURN RIND INSTL Symbol: DBLTX Trade date: /an 29, 13 4,490.660 11.379 51,103.71 51,103.71 10.970 49262.54 -1,841.17 LT Total reinvested 147.438 10.958 1,615.69 10.970 1,617.39 1.70 EAI: 42,514 Current yield: 4.94% Security total 4,638.0% 11.367 51,103.71 52,719.40 50,879.93 -1,839.47 -223.78 EATON VANCE FLOATING RATE FUND I Symbol: 080X Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.010 49230.12 -928.88 LT Trade date: Ian 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.010 24,576.46 -545.54 ST Total reinvested 200.563 9.123 1,829.78 9.010 1,807.07 -22.71 EAI: 12,878 Current yield: 3.81% Security total 8392.193 9.188 75281.00 77,110.78 75,613.65 -1,497.13 332.65 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.480 49,588.32 47.32 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.48) 19,649.75 18.75 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.480 21,680.69 20.69 LT Trade date: Ian 21, 14 4,790.169 10.679 51,159.00 51,159.00 10.480 50,200.97 -958.03 ST Total reinvested 224.296 10.593 2,375.99 10.480 2,350.62 -25.37 EAI: $3,915 Current yield: 2.73% Security total 13,689.919 10.545 141,991.00 144,366.99 143,470.35 -896.64 1,479.35 HSBC TOTAL RETURN RIND CLASS I Symbol: HMO( Trade date: Jan 29, 13 4,824,198 10.290 49,641.00 49.64100 10.390 50,123.41 482.41 LT continued next page CNP70009005748006 NP700018879600003 1014 030575004 COMINT_GM_0002%18 28 of 98 CONFIDENTIAL EFTA_00131714 EFTA01273921 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nnandel Advisor: UBS October 2014 Friendly account name: Account number: SCOTT STACK MANILYL£ CASNEL Your assets . Fixed income . Mutual funds (contnuecD Purchase pike' Number ver e ien Cost Pnce per share value on Unrealized844 irwestment tiolOng Wiring of shares Apet share (f) investment(1) Oasis (1) on Oct 31(7) Oct 31 (f) gain odors CO return (f) period Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.390 9,931.47 401.47 LT EAI: 41,191 Current yield: 1.98% Security total 5,780.066 10.237 59,171.00 59,171.00 60,054.88 883.88 683.88 JP IV/ORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: /SOSX Trade date: lan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.800 124,112.09 -1,577.71 LT Total reinvested 109.229 11.897 1299.53 11.800 1288.90 •10.63 EAI: 42,104 Currant yield: 1.68% Security total 10,627.204 11.949 125,689.80 126,989.33 125,401.00 -1,588.34 -288.81 JPAAORGANUNCONSTRANED CEBT FUND CLASS SELECT Symbol: .ISISX Trade date: /an 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.230 98,735.27 .289.56 LT Total reinvested 171.280 10.329 1,769.22 10.230 1,752.19 -17.03 EAI: $2,750 Current yield: 2.74% Security total 9,822.822 10.261 99,024.83 100,794.05 100,487.46 -30659 1,462.63 PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 Symbol: PADDC Trade date: /an 29, 13 7.400.957 10.046 74351.21 7435121 9.830 72,751.40 -1,599.81 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.830 21,723.30 67.19 LT Total reinvested 213.214 9.886 2,107.91 9.830 2,095.89 -12.02 EAI: 43,203 Current yield: 3.32% Security total 9,824.069 9.987 96,007.32 98,11513 96,570.59 -1,544.64 563.27 RBC BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: /an 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.350 133,637.12 2,397.42 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19.120.13 10.350 19,478.58 35845 LT continued next page SDNY GM 00021095 CW70303005748007 NP7003193796 00003 1014 030575001 000000 Page 29 of 98 CONFIDENTIAL EFTA_00 I 3 17 15 EFTA01273922 Account name: 4t UBS UBS Strategic Advisor October 2014 Friendly account name: Account number: GHISLAINE MAXWELL Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL YOU/. assets . Fixed income . Mutual funds (continued) Purchase puce NurrOcit Average vice Client Cost Price per share Value on Unrealiredlta-0 imestinent Hddng I4ddng of shares psi sham (I) investnamt CS) twit(!) on Oct 31(!) Oct31 (S) coin orlon(!) fetus(' (I) petiod E.AL 42.618 Current yield: 1.71% Security total 14,793.787 10.164 150359.83 150359.83 153,11569 2,755.87 2.75587 Total 5961528.49 3972,535.43 $967,969.34 44,666.09 55.340.85 Total estimated annual income: 525,019 Your total assets Pexentaged Cost 81rnaterl unreasztd liSue on Oct 31 (5) your account !MOS (S) MMUS in(Ceme (gin or loSS (S) Cosh Cash and money balances 53131 0.05% 53131 Fixed Income Mutual funds 967,969.34 9955% 972,63543 25,019.00 .4,666.09 Total $968,500.65 100.00% $973,166.74 625,019.00 44,666.09 Account activity this month Date AMA, Description AMOunt (5) Deposits and other funds credited Oct 16 Transfer FM Y1 235750100 1,300.00 Total deposits and other funds credited $1,300.00 Date ACII,.Iy Description AnlOunt (S) Dividend and Interests acorns Taxable dividends Oct 1 Cividend EATON VANCE FLOATING RATE FUND I AS OF 09/30/14 238.36 Oct 1 Cividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 116.79 Oct 1 Dividend BLACKROCK STRATEGIC INCOME I AS OF 093a14 8.82 Oct 1 Cividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 0930' 14 189.75 Oct 1 Dividend GOLDMAN SACHS STRATEGIC INCOME CLI AS OF co3o Id 243.60 Oct 1 Dividend PRUDENTIAL ABSOLUTE RETURN BOW FUND Z AS OF 0930/14 243.26 Oct 1 Ctvidend .IP MORGAN MUL11-SECTOR INCOME FUND SELECT SHS 323.1I Oct 1 Dividend HSBC TOTAL RETURN FUND CLASS I 57.80 Oct 2 Dividend RBC BLUEBAY ABSOLUTE RETURN FUND CLASS I AS OF 0930114 161.56 Total taxable dividends 51.583.05 Total dividend and interest income 41583.05 CNP70003005748038 Nen:alma% 00003 1014 030575004 00NONY_GM_0002%98 30 of 98 CONFIDENTIAL EFTA 00131716 EFTA01273923 UBS Strategic Advisor Account name: Your Finandal Advisor: SUBS 2 MI Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month rcontilvec0 Date Acthity Desc0rMon Anxnell Fees Oct 24 Fee Charged QUARTERLY FEE -1,22038 Total professional management fees 41220.70 Investment transactions For me Information about Ite price/Wye shown for mudded securities, see important informai:* about your statement at the end of this dxtrnent Proceeds Iran Funds investment Wthdrawn fo Accrued Ole Acthity Desoloon Quantity %Sue ft) wice nans.actions (s) inweSlmentS bough (S) imerest (S) Oct 1 Reinvestment EATON VANCE FLOATING RATE FUND I 26.426 -23836 DIVIDEND REINVESTED AT 9.02 NAV ON 09/ 3('14 AS Of 0930114 Oct 1 Reinvestment 11) MORGAN STRATEGIC INCOME 9.872 -116.79 OPPORTUNMES FUND CLASS S DIVIDEND REINVESTED AT 11.83 NAV ON 0930/14 Oct I Reinvestment MACKROCK STRATEGIC NCOME I DIVOEND 0.858 -8.82 REINVESTED AT 10.28 NAV ON 09'30,14 AS OF 03,30I4 Oct 1 Reinvestment COME UNE TOTAL RETURN FUND INSTL 17.345 -189.75 DIVIDEND REINVESTED AT 10.94 NAV ON 0913014 AS OF 0930'14 Oct 1 Reinvestment GOLCMAN SACHS STRATEGIC INCOME CL I 23.003 -243.60 DIVIDEND REINVESTED AT 10.59 NAV ON 093014 AS OF 091014 Oct 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 24.797 -243.26 DIVIDEND REINVESTED AT 9.81 NAV ON 093014 AS OF 0930'14 Oct 1 Reinvestment .IP MORGAN MULTI-SECTOR INCOME RIND 31.646 -323.11 SELECT SHS DIVIDEND REINVESTED AT 1021 NAV ON 09/30,14 Total -11863.69 Odle Activity Oescrotion Amount(I) Money balance activities Sep 30 Balance forward $0.00 Oct 1 Deposit U95 BANK USA DEPOSIT ACCOUNT 232.73 Oct 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Oct 3 Deposit U85 BANK USA DEPOSIT ACCOUNT 161 56 Oct 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 1300.00 continued next page SDNY GM 00021097 OW70003005748009 NP7000193796 00003 1014 030575004 000000 ►age 31 of 98 CONFIDENTIAL EFTA_00 1 3 17 17 EFTA01273924 Account name: 4tUBS UBS Strategic Advisor October 2014 Friendly account name: Account number: GHISLAINE MAXWELL Your II nuncio' Advisor: SCOTT STACK MANY LYLE CASRIEL Account activity this month (contrived pate Activity Desuption Amount (5) Money balance ec0vities (continued) Oct 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 10124114 -1220.78 Oct31 Closing UBS Bank USA Deposit Account The U85 Bant USA Depot ACcount Is your primary Sweep colon CNP700030057480I 0NP7000188796 00003 1014 030575004 OONBAY_GM_00024MB 32 of 98 End of statement for account numbet CONFIDENTIAL EFTA_0013171 8 EFTA01273925 Important information about your statement UBS Fnancialkages no (terns, °OAK FinaxelSeriket. The km oeC atl ase we ~rigs. you ~plait ad baba on thebecks and mart of te «babe mata or you may *Hrie how/hot:leg by main yew is smelter of al perepal seamy. carrnoday aid moms Mll comer any ego( promaly (rasa« agent/ Fnmeial Admor adsrges UBSFtJINtServ.eandltSBat.USAae Mina subukats of uBS AG and Milian of LUIS Semeine Slope ma* al cheeks p.ySe to the Furor the hnMi1 • (elan nee:anent contexts of ~rent ~ails fog. Friend>, account name u.0 metrics Instal stamen it amiable man eve° nu amen ndealtd on et has 0f the. slannent medlen Invited ~aka and great placements) that are na The fnenty aØ name reflects nfarresien that yet The bins aeon° Mates ire a ro regalet rasene fem. acanh may be stbaci to egiared aide the ~toes Act of 1933. and «Sete] On AeHrwsonine severs webs.. 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SW) prowssea:tea accounts of es , Induded n this etanet, ate nliuted wan te 07(67 ~rents reel iv both than generalat of room 34 meatus a to 1500.000 (ncharg $250.000 for dams for orb« 'I.' UPS finamta Snvaeshas meted on mail The SIC we Fm erica tinet Øylo alaoDw'm goads of Fascia inlarnation obtained (ran sources eta thin LEIS • h case of emirs a °aeons abaft as elk-Done kinds finmetta Sreve.ei. flouring nlarnation Iran nets IS, treda bit Permit ce 185 yea dei can/ tayochol0 n apaniniaammity The firm togeow wth 'arum all dam has also putaaml Overall rek profiles or tat you Ty/ KA» prydd » your Memo' teras tramadions, call/300-762-1300 or mare to WSEnamel • Consteraw Seeks to mantas halal e4pral ate low Thefirm doe, not ~pendently way or gearmemo semomentai finsacom te merman anoint payable to Stemas lac. IOC° Mahar Bed . 6th Iba, treehman. N) rik a4 sola lay to the accent merit am dinar meals nay er Micky of any Marmon presided by sources O7086. 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INAA and nceinabonai Resource Mmayerent SDNY_GM_00021100 CONFIDENTIAL EFTA 00131720 EFTA01273927 *UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 November 2014 CM-70056752 59 1111 Y2 YI 0 GHISI ANF MAXWELL Account name: GHIStANE MAXWELL Friendly account name: Account number Your financial Advisor. SC077 STACKMAAULYLE CASRIEL Phone Questions about your statemeat? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on October 31 (5) on November 28 (1) account Your assets 968,50a 65 968,765.10 14sit our website: Your liabilities aoo 0.00 www.ubscomifinancialservices Value of your account S968,500.65 $968,765.10 Sources of your account growth Tracking the value of your account during 2014 Value of your account g uc...and$ at year end 2013 5000 9sa 968.8 Net deposits and withdrawals 1959,354.04 • • Your nvestment return Dindend and interest income 416,49944 Change in market value 47,069 38 Value of year account on Nov 212014 S961765.10 Oct 2014 Nov 2014 SDNY GM 00021101 Member Slit CNP7000500567S2S9 NP7000I 91999 00003 1111 03057500t OICOCO Page 23 of 96 CONFIDENTIAL EFTA (()131721 EFTA01273928 SUBS UBS Strategic Advisor November 2014 Account name: Friendly account name: Account number: ."-II i. Your K asocial Advisor SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 28 ($) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 G00% D Fixed income 969,765.10 1oa 00% E Non-traditional 0.00 000% F Commodities a oo 000% G Other 0.00 000% Total assets $968,765.10 100.00% D Value of your account $968,765.10 Eye on the markets Percentage change Index November 2014 Year to date S&P 500 2.69% 13.98% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% BarclaysCapital U.S. Aggregate Bond Index 0.70% 5.86% Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP70003005675260NP7003191999 03003 1114 030575004 cetfilatoit00021042 24 of 96 CONFIDENTIAL EFTA_00131722 EFTA01273929 SUBS GH1SLAINE t UBS Strategic Advisor Account name: Your Financial Advisor: Friendly account name: SCOTT STACK MAN LyLE CASRIEL November 2014 Account number. Change in the value of your account Summary of gains and losses Vanes reported below exclude products for which gain and losses are not classified. November 2014 (3) Year to date (S) Realized gains and losses Unrealized Opening account value $968,500.85 $0.00 November 2014 (1) Year to date (S) gains and loses (4) Deposits, including investments transferred in 0.00 1,O14,O64.19 Short term 0.00 1.75 -2,053.14 Withdrawals and fees, Long term 0.00 -3,434.00 -3,796.56 including investments transferred Total $0.00 -$3,432.25 -$5,849.70 cut -753.34 -54,710.15 Dividend and interest income 2,201 38 16,480.44 Change in market value -1,183.59 -7,069.38 Cash activity summary See Account actwty the month for dela Is. Balances in your Sweep Options are includedIn the cpenng and Closing account value $968,765.10 $968,765.10 closing balances value. FDIC insurance aropries only to deposits at pat Bank USA, not to deposits at UBS AG. Siarriord Branch or bank deposits placed through the UBS Intemaional Depose Account program. SIPC protection applies to money market sweep hod holdings but not bank deposits. SeeImportant information Dividend and interest income earned about yaw statement on the last two pages cf this document for atals. November 2014 (3) Year to date IS) for purposes of ins statement, taiabiity of interest anJ Oniden0 income has been determined from a US Opening balances $531.31 $0.00 to repotting permedina Bawd upon the residence of the account holder, account type, or proluet two, some interest ardor dvidend payments mac not be subiect to United States (US) ardor Puerto Rico (PR) Addlions Income Tares. The tient monthy statement is not Intended 10 be used and CaM01 tie row upon foe lac purposes. Clients should refer to the applicaole tar reporting loft they recent. from 165 smugly, such as Deposits and other funds credited 0.00 52,816.24 the FORM 1039 and the Coons 480. for tax reporting information. IS the make or UBS to Ilk the tppitcatle tar tenoning forms with the US mtern.3 Revenue Service and PR Treasury Department and in Dividend and interest income 2,201.38 16,480.44 sac h town accurately clasa fy ducknot ardor interest as is( exempt or tea income. Pleat consult your indvdual tax prepare, Proceeds from investment transactions 0.00 162,684.91 November :Ole (1) Year to date (4) Total additions $2.201.38 $231,981.59 Taxable dividends 2,201.38 16,475 86 Subtractions Taxable interest 0.00 4.58 Professional management fees and related services 0.00 -2,615.69 Total current year $2201.38 $16,480.44 Other funds debited -753.34 -52,094.46 Total dividend & interest $2201.38 $16.480.44 Funds withdrawn for investments bought -1,979.35 -177,271.44 Total subtractions -$2,732.69 -$231,981.59 Net cash flow -$531.31 $0.00 Closing balances $0.00 $0.00 SONY GM 00021103 CelP7030)305675261 NP7000191999 00003 1114 030579004 010000 Page 25 of 96 CONFIDENTIAL EFTA_00131723 EFTA01273930 Account name: UBS UBS Strategic Advisor November 2014 Friendly account name: Account number: Your Ignendel Advisor. SCOTT STACK MAKILYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Oct 7 - Nov 6 Opening UBS Bank USA Deposit balance Oct 7 1452.09 Closing UBS Bank USA Deposit balance Nov 6 1753.34 Number of days in interest period 31 Average daily balance $797.60 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this accowit. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmanoal Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your statementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary • Moderate investment eligibiSty consideration • None selected Your account instructions • You' account cost basis default closing method is FIFO, First In, First Out. CNP7C0C000567S262 NPI000191999 00003 lite D30575004 OitlyOneGm000211,* 26 of 96 CONFIDENTIAL EFTA_00131724 EFTA01273931 UBS Strategic Advisor Account name: Your Nnodal Advisor: *UBS November 2014 Friendly account name: Account number. SCOTT STACKMAIKYLYLE CASRIEL Your assets Some prices, income and current values shorn may be approximene. As a %WC cairn aidlossesma/ rql be &ornately reflected. See Aporunt inlonianon about your statement a the end of ins Xcurnem for more Mtorrolon. Cash Cash and money balances Oberon° bd ante Cloying baznce Price pet Shbre Arkrage DnICIPICIr IntertSt Dap ticking on Nov 1 (1) on Nov 28 (3) on Nov 28 (1) rate period period Cap anounl (rS) 1.65 BANK USA CEP ACCT 531.31 0.00 250000.00 Fixed income Mutual funds Tot& reinvested n the tot/horst reinvested dvidends n does not include any cash du4endS. II is not a meowed Raw) yarn or loss is the of fference tetween the current vane and the cost basis and world tar lot tar the ourPoses of determinng tiding periods Or COO baOS. The shares you receive each time you generaly be your mottle gain alms it the security was told oaths dale. The unrealized da0 clan Cr KOS may %men d %Mends become a separate tax 101. need to be aluSted for return of (apt& borstals in order to determine the realized gain or loss for lac reporting purposes Cos: aria is the total purchase cost of the security. Indudng reinvested of v4ends The cost basis may need to be alusted for return Cl caOtal payments in order to &Ramp the %lustedcost baps for tax investment return us the current valuecoons the amount you invested t does not include shares that ate not remain; potose.S. reflected on your statement, in0 udng shales that nag. been red ized as either soon co abSS It also does not include cash %Oen% that were not reinvested Purchase once' Number Average pike Client Cost Price per show value on unrealized (tar) investment Hddng Hddng of shares per share (S) investment (i) basis (4) on Nov 28(1) Nov 28 (5) gain or loss (1) return (5) period BLACK ROCK STRATEGIC INCOME! Symbol' BSI& Trade date: Sep 26, 14 15.825.243 10.299 163,000.00 163,000.00 10.300 163,000.00 ST Total reinvested 29.215 10.260 299.76 10.300 300.91 1.15 Erni 13,853 Current yield. 2 36% Security total 15,854.458 10.300 163,000.00 163299.76 163,300.91 1.15 300.91 DOUBLE LINE TOTAL RETURN FUND 1NSTL Symbol. DBLTX Trade date: Ian 29, 13 4,490.660 11.379 51,103.71 51,103.71 11.010 49,442.16 -1661.55 LT Total reinvested 164.046 10.959 1,797.85 11.010 14806 I 5 8.27 EAI: 12,485 Current yield 4 85% continued next page SDNY GM 00021105 CrIP70509305675263 NP700319199900033 1114 030575004 ot coon Pogo 27 of ce CONFIDENTIAL EFTA_D0131725 EFTA01273932 4tUBS UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your II sandal Advisor, SCOTT STACK MANLYLE CASIVEL November 2014 Account number. Your assets . Fixed income . Mutual funds (continued) Purchase mud Hunter Average pike Client Cost Price per share Value on Unrelated Red Investment Holdng Haring of shires petal:ire (S) insestiftmt basis (I) en Nov 20(1) Nov 29 (1) gain or loss (S) Main (S) petted Security total 4.654.706 11.365 51,103.71 52,901.59 51248.31 -1,653.28 144.60 EATON VANCE FLOATING RATE FUND I Symbol: DEILX Trade date: Jan 29, 13 5,463.943 9.180 50,159.00 50,159.00 9.010 49230.12 421188 LT Trade date: Jan 21, 14 2,727.687 9.210 25,122.00 25,122.00 9.010 24,576.46 -54954 ST Total reinvested 227.038 9.110 2.068.32 9.010 2,045.61 -22.71 EAI: 42,887 Current yield: 3.81% Security total 8,418.668 9.188 75281.00 77349.32 75,852.19 -1,497.13 571.19 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,941.00 10.390 49,162.46 -378.54 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.390 19,481.00 -150.00 LT Trade date: Ott 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.390 21,494.50 •165,50 LT Trade date: Jan 21, 14 4,790.169 10679 51,159.00 51,159.00 10.390 49,769,85 -1,389.15 ST Total reinvested 251.498 10.580 2.661.07 10.390 2,613.06 -4901 EAI: 13,813 Current yield: 2.68% Security total 13,717.121 10.545 141,991.00 144,652.07 142,520.88 -2,131.20 529.67 HSBC TOTAL RETURN FUND CLASS I Symbol: HMV Trade date: Jan 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.440 50,364.62 723.62 LT Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.440 9.979.26 449.26 LT EAI: 41,162 Current yield: 1.93% Setteity total 5.780.066 10.237 59,171.00 59.171.00 60343.88 1,172.88 1,172.88 JP MDRGAN STRATEGIC INCOME OPPORTUNITIES RIND CLASS S Symbol: JSOSX Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 125,689.80 11.770 123,796.56 -1.893.24 LT continued next page CHP700C0005675264NP700019I99900003 1114 030575004 OI MINYGM000284/43 28 of 96 CONFIDENTIAL EFTA 00131726 EFTA01273933 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Si nandal Advisor: UBS November 2014 Foiendly account name: Account number- SCOTT STACK MAIALYLE CASRIEL Your assets . Fixed income . Mutual funds (cot-Mown Purchase pi.W Nurrties Average price Client Cost Price per snare Value on uoreallred Rao Investment HolcIng twang of shares per share (f) investment (1) basis(!) cn Nov 28(1) vbv (1) gain or loss (SS return CD period Total reinvested 124.539 11.885 1,480.19 11.770 1,465.82 •14.37 EAI: $1,937 anent yield: 1.55% Security total 10,642.514 11.949 125,689.80 127,169.99 125262.38 -1,907.61 -427.42 JPMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT Symbol: JSISX Trade date: Jan 29, 13 9.651.542 10.260 99,024.83 99,024.83 10.210 98,542.24 -48159 LT Total reinvested 199.126 10.315 2,054.08 10.210 2,033.08 -21.00 EAI: 12,827 Current yield: 2.81% Suavity total 9,850.668 10.261 99,024.83 101,078.91 100,575.32 -503.59 1,550.49 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74351.21 9.790 72,455.37 -1,89584 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.790 21,634.90 -21.21 LT Total reinvested 265.905 9.871 2,624.99 9.790 2,603.21 -21.78 (Al: 13.160 Current yield: 3.27% Security total 9.876.760 9.986 96,007.32 98,63231 96.693.48 -1,93883 686.16 RBC BLOOMY ABSOLUTE RETURN FUNDCLASS I Symbol: R8ARX Trade date: Jan 29, 13 12,911.799 10.164 131239.70 131239.70 10.340 133,507.99 2,268.29 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.340 19,459.75 339.62 LT EAI: $2,559 Current yield: 1.67% Security total 14,793.787 10.164 150,359.83 150,359.83 152,967.75 2,607.91 2,607.91 Total $961,628.49 5974614.78 $968,765.10 -55,849.70 57.136.61 Total estimated income: $24,683 SDNY GM 00021107 CNe70009305675265Nr70P0191999 00003 1114 030575004 ol core Page 29 of 96 CONFIDENTIAL EFTA 00131727 EFTA01273934 Account name: GHISLAINE MAXWELL *UBS UBS Strategic Advisor November 2014 Friendly account name: Account number: Your Ilnancid Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets (contrived) Your total assets Percentage of Cost Estimated Unrealzed Value on Nov 28 (9 your account test 01 annual incarr(5) 9414 Of loss Mad income Mutual funds 968,765.10 100.00% 974,614.78 24.683.00 .5249.70 Total $968,765.10 100.00% $974,614.78 $24,683.00 -$5,849.70 Account activity this month Dale *ditty Descrption Amount (5) Dividend aed interestinoome Taxable r:bvidends Nov3 Dividend EATON VANCE FLOATING RATE FUND I AS OF 10/31/14 238.54 Nov 3 Dividend 1P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 180.66 Nov 3 Dividend KLACKROCK STRATEGIC INCOME I AS Of Ica il l 4 290.94 NOV 3 Dividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 1031/14 182.19 Nov 3 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF I CI31/ 14 285.08 Nova Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 10'31114 232.78 Nova Dividend 1PMORGAN UNCONSTRAINED DEBT FUND CLASS SELECT 284.86 Nov 3 Dividend HSBC TOTAL RETURN FUND CLASS I 57.80 Nov 4 Dvdend RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 10'31/14 164.23 Nov 28 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 11/26114 284.30 Total taxable dividends $2.20138 Total dividend and interest income $2201.38 Cale Aclialy Oesoiption Amotril (1) Other funds debited Nov 19 Transfer TO Y1235750100 •75334 Total other funds debited -875334 OW70300005675266 /07000191999 00003 1114 030575004 011WIYCIM0002IPtie 30 of 96 CONFIDENTIAL EFTA_00131728 EFTA01273935 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your N nandal Advisor: (SUBS November 2O14 Friendly account name: Account number. SCOTT STACK MAIILYLE CASRIEL Account activity this month (contrived) Investment transactions For more Information abet the pricdvalue shown for feStli(ted securities, see important Information *bout your statement a the end of this docunem Proceeds lam Funds investment withdrawn fa Accrued Data Activity Discpi:on Quantity value (I) Price CS) transactions (s) investments boustit interest (S) Nov3 Reinvestment EATON VANCE FLOATING RATE FUND I 26.475 -238.54 DIVIDEND REINVESTED AT 901 NAV ON 10/31/14 ASCF 10'31/14 Nova Reinvestment IP MORGAN STRATEGIC INCOME 15.310 -180,66 OPPORTUNMES FUND CLASS S DIVIDEND REINVESTED AT 11.80 NAV ON IEV31/14 Nov3 Reinvestment 8LACKFICCK STRATEGIC NCOME I DIVIDEND 28.357 -290.94 REINVESTED AT 10.26 NAV ON 10131/14 AS OF 10131/14 Nov3 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 16.608 -18219 DIVIDEND REINVESTED AT 10.97 NAV ON 10/31/14 ASOF 1Cf31/14 Nov3 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 27.202 -285.08 DVIDEND REINVESTED AT 10.48 NAV ON 1031/14 ASOC 1('31114 Nov3 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 23.681 -232.78 DIVIDEND REINVESTED AT 9.83 NAY ON 10/31/14ASOC 1031/14 Nova Reinvestment JPMORGAN UNCONSTRAINED DEEIT FUND 27.846 -284.86 CLASS SELECT DIVIDEND REINVESTED AT 10.23 NAV ON 10/31/14 Nov28 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 29.010 -284.30 DVIDEND REINVESTED AT 9.80 NAV ON II/2914 ASOF 11126114 Total -$1,979.35 one Activity Description Amount II) Money balance activities Oct 31 Balance foe/said $53131 Nov 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 57.80 Nov 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 164.23 Nov 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 11119114 -75334 Nov 29 Closing UDS Bank USA Deposit Account $0.00 The UBS Rani. USA Groom Account Is your primary sweep cation. SDNY GM 00021109 CN070000005675267 Nrr000lgi 999 00003 1114 030575004 010000 ►ago 31 of 96 CONFIDENTIAL EFTA_00131729 EFTA01273936 *UBS Your notes clavonomeasasexraannsemoa memorala ols.y 960,666 92 al 96 End *9 baccount nur696 CONFIDENTIAL EFT,00B1730 EFTA01273937 Important information about your statement UBS FerrolSertes Ire Me Fini a UfeS tutti Sint* the Fion or Cid les ad Margate pu torpbin rd hall« on retors rd records of the ;probe 6b« or enrekor —you my <Serre hasetrokIng byartng leur is a monter of al ptitmOalseanty. cammoday ed imams Milcortex dry reor prowptty urger agie« Fedine Advsor enharges uBSinnCblsevice>andltSBSIkUSAbe inlie "kW Win ol ugS AG and /Nier cl Un Stosais Pleasmnake al tecks payetto lo tho Foror te fend' • Cenon nverrnem oixeres or neemseit Mann (reg. Prim*, mœurs orne ti.0 the F ers ferciii ormet< if niable toon recuira nurse edeaud ce te Iront of this natement h ett Ireed palmerez and vitae platneents) rat je na lkenentir retint nese miles erfarroncn do pi the Wei neare aces am at to Niger armur fer. axourn nue be atbria to reginered ter( the Seournes Act of 1933. and errer on the Emre ceinte sentes webste It a montrer ter chargez lite Ise perce* la seturte custonizable "nerume• rom, by you a ne Sou wth U3S Nnarial Sevian ne mornes rd rivoir; f a trpad amen n cash axants • Coron:dames coneraan to 9. forer «dure ed Ymf receedettopre9 et lez no kiwi tette on pour noua 1200 Harbor Batleard Acteurs na are tresionid. t0011w miner:es:na/6e preiwsnetal unuae0. ndacksi toses cornas ars1 YW on mange yOu*FrerneAr xceen nases. throur Orne Weenkaen N107086 tuber toa Orner fée COnYnen*Y OPleal comas Sobres or twortaung Nor &taxai AO•ben Tu statisme reprevas the celyoticialreixed of wurUBS UBS Swap Optiam The Sie< protection rd th? PJWIOr(aineal pnxerton do not Arnim ravier Fermi Sauces natt Ors records. rapt ensal tac U85 Mers opta» for smegma cash baser b‘axes Io »paru theSe assez non A My otenese roter • vase wor amountipx/kr lkb el omets air documents. conuiring confiteor data souk na be retsd bat repors ai Ur lek LISA end LAS AG Serier becte surnom The WC proteace and Me seppknwed habilite apan d you trek» short n an mai ce ruer. pitre (Bark Sworp hoqam). encroy market minai fende Meer proteCton do nad roba agent ahae" n the manet • Amen Incisks arabbit car babxel sires le nom n sirriediary n ring to relkech Ma-Lowe re Furs) rd the hwirnmenar >post Accort COAltor vat» cri pas in/estimais lineether as renia cf main rate«, ',ratifie, Gkbai Tee Demies unteirxd • > seren mir amour assnurrs wIth M Inlemeemal Resoute Maternent nomment. rus bekru yor 011$416146 marks to motet and artel mets sot held byte Fern Aixourri Issue the Onk Sm., empans. cash boiras Dois rot ncladeunpnced staeltelassets at dbbeen ol the Alhough al hase Moden are ininded » bis orne. are svept 531.858re USA tep 1> m Meade/Ad lene and More Wornixontaraiablerepcn moue« YWmaychue pre and rem, stareninit pende. a PteXe imestrems. sueront dxarould rot be ised for tac popoks Bey Men Io LAS 1G Stairked Brant", ce a helaiey Ford Cirres rem n'omission about WC. isdudng the WC Brochai. usrésed stols col ton rd ereiciub le 'tort oplem son.; on semer ta tank be.. Form 1099. 5498. 10428. at Un Sri USA are FOC muted n accordasse with fOC Gycommue/ WC at 202.3714300ce by witng Ise SPC • Cratrkees bolides &te talai. CutStalderle Mer etc) Mn pipera saur te téton retro, is roquer by culs For mat Hannon pitre mit mine rit 90v mitre OMM,' SOC nell lors. crédit W,e short accour brames m Piron tore Mal ta:abledistends. repentie nos Compas ai UPS S6 kamkred Brand, and /MT; d Mme/ • cameronry bison Imad of tamnod avale,. cade iambe «dors and terre titeln tard on menties Purs naos nia«, by the FOC. Diu:demi Re invernern Provos, IWOP) blancen. Dle188 Bat leSA demie talson 185 AG heU n par ardeur& rte promet on sit susurres and the axa trier nie arege One? Tou Ale Otan the emel bamon cotai, coared securten Proue the O, niable lo ah Pignon are mess to Startad ranch degost balances and aimer Mirer «muai &tuait:tehan eue rinin:41 Arma Orny Mole rxes Iton sumo baierez a the close of tie stag e« per/ dipoet accoure a teS AG Mer Yods Bra-4. ale IlSSAG are ritvrid tale CAP, partial sis ares MI te soli and me Non.convnellty fret aide balte, hyu am arena Cariutnications rit the Frn Capait, Bett. fresedeposils arena muet by the FDIC cash mi beretnred n ms amure lhe dvinend segrepaed Worn ore bolet*, rd eieFitnrnay use dey of • Meuse reconterm erg ord unveteceons *Men tO Balren heU a te U3S AG Carin Penh ire trepourily murmurera orne appir by the issue( my nef« front the these furs n the ordisry cane of as bries lisse funk lurtorr probe your reetf, nolehrn yoergles undre the eipord tore semer risk of the Grena, Idars, and met prior te rend, the panike ras in sold eepAuteo capon sas detnand Ile6 totale Incleded in neo kelercee bien« Protecten Act (SPA) rem is ro outrance ce ore cab irrite of IÅ5 AG M repat arme. prend doshg vase the ornai vine on te te3S C.Mmass eues bocks Caslektiliau • dnefru.oainuna.n one. top 841 of Me rem of tho Onk Molé unes my be eld o par =oint I sou are Lendng information narrent 6 not 185 Paumai Sliven seS Perde (»poses a URS Bais USA rd each UPS AG Brants se no entend to 'pelletait ae arme of a devilind pmenmt or osa detarad nIcenaon on Mea cm.> enfen) rades, ana Sentesans yott acccult air:Marna berce by praeOed by WC ArtneyFund Shen are paceaed by WC °remise. te Fim wri nitr spi patial inies al mer peke donosures rem soir Chenil PMI bers> isgremen or airegenwil not the tricard nidton We intormed See 1.65Pinnosl Sevres Acccunt Protection" bebor. or arum an rotos druenred by a regiswed Ckery Accoent armereme ord the Cirerai tifin ad Cernons you ail Mo relationthp elfe you opered Mie accoure In egercy. aricredn mir account UBS Stawnem of Ciele skactoeserab» n Agreements thn Ca.. eV fends ana W.:lekes aP letated x 5.05 Upcsi tour repsed. balreas elle Bans Smart Program OA rat bewthaer axl ahans of a feney fend ratte *rd Drebfuns a amanyedjeeeegesyou Frimai Serin rd not the rtrodurn8 barker. a-td ym leweenteet °black« must rra a mord ot ity «for or «vessie) tiboth fln bquedeed, and the peoceed: returned lo YW m yoe the mesanen, redues ard rit prof Mi are liman lo ear tatunlan lang Vomi rats staren nd nwir wary tereen nome raie the Inn rata steeneel temaes scandes eld obier stem hela All acOunc expireras shel te rimmad complété rd prompt b n isrmg of ny ur (cane dure h tour fnanca the 'moult at the ond el te saleron pond ru me tra. acarite d n'A obsectedto h venir 'KW 60 dan Fun« Marmot about »ortie miro optons. indudng Sluatie ce Mesure OtgecT»t For ear accoure heU. asrom mare, rates and aiehle n amanite* e fa detanyy ci futypard Wileitei i el lme You rai >ou d1005e one ot thefoIowa/g miestinel encres terre senteinused s ban colt ed aber Painitanion • Moab> derme cunemer co planta foiresto the Sierra Amy eleA out Awami:417 Von rte $ nef id tuarior ce by • Perm Curer imam beeltmentiseelmin; tee ',king 30n 7G, 2.0o balance die on tient My sames thirdened le the Client Refilées Dentrnent ai 201.352116WOr tallit* genrene of hcorneonly ring the steamers perd ore liste ai Rude salie es of 80035•-9103.8 00Am ton 03 Phl El Mondai • Acarne CWna/Appena0m tweerrenes **in; grena the rd oe the narre period throue Inde,. «h seing to uBS inancel Servir inc. VOS Firmin Services «oant protection than lb? genereOn of Mon? Tho Fraisa nw1tr. ol 1hP Sevres mina n0iealn e preCpal • Con basic ri 6ittenking the con bais cf de marres Citrin Reliions Giceistrrent PO Box 766 Union Citr. NI • Redur Cornasse/on of (nonne nx1Cnre.nAPPeonon Induded n tfn Signet beetwe edifited te et. Onza Caprera, (SloC). Md proteus morues accours of ta inertes to lo 1500000 (ecisan; 3250.000 for clams for barmans teol ng bah ne germaine of nome ad nimber 1.• UBSFininsial Smashas reled on rash) 7n• WC =fi «:Cana tan« ;Pir to allacaunts grnon d prncPal inIcerealim ovaned f men sources otite the 185 • h case ol mena wagons abris an necton< tint Finecal Semes. naucing nionnation Iran arnete. Inb manda Un bill pesantce U3S Une dibin car MXyouhoU n a paradarcwary the Prat togelbe wth crue AI dates has also pirchamd Overall dit profiles or rat you my nate preeiftllo youl 1erunCee Arlyou tresactioes, Cati )Ö-762.1000 ce tinte to U3SFeancal • Conservas, Sveksto mantes /rial wirpat won low Me Fan don na irependerk ver'« aune>. no Mmes hc. I000 nartrx Enid Oth lb«. Warrantas, N) orpionatai reobecoon lhernaanuen anomi payable to 07086. Ann 17AUSSA Sem.0e1 all Niable dent. modve /und«ri, proton:on 6 SUC risk ad yOlifily le tee accosta omit men ena men soaracy a vaiday of arr Mammon proecied by sources mulon as of Deomber IO. 2013 th! 33COunt does net ?atermoieront tramé« °terre LISSE nacra Sentes murs rd rente kcep paa nids Miras Cal «mirez won as yu cas d mur na pur • Abonni %slang to aconit sonenvt to and9.6 3red addere aroughWIS Fresnel Sonke: getnefely staternem Cr recept 6 %Verger el ru treed more Sikra toto pokyccrditiorn and risses car at ne Pen nitre« proreaed 1« up to SI 9 milkn n ne mine vent wiany sak h:Werner upOd1K ta nommas as e 6 retard te hm don roc Mormon noie atra-ofe ce the ormest or recept (annelle ny armais rat tbe ntannxbn Vider 'COSt The Fan **fard Muer (as xi> lobai) must Nor *or awregre ta il put axoteisheU n a paras capaccy • Antreate Wang to axes hgh risk teGrimpai ad hgh A full copy ol tepoleywodng 6 »aide won ,e9a2 votablityn '<rem» retumsower tme baie' and ellemeired adra. a of nie die no taleths 60 Ceps alter the hm sent you te ksi of this nenni As Sud', please do net My«, Sn daim ait on efor the «ne or probes", edaexed ordonnaiion lo rtecuira> a sale cieozns. le te - Aride wu nanti rd accon, nitre« (il atp The WC motrice rd ree supplemetal promace bote do Statement rhouselnadire noleSPfleto Vare emy consolidait al retar asmun smegmas e t thé papous ce crecorre Araxe tester to the trn - Droite te Brom or the s'abstenait se terre Wou me renne griloss Mainmise orly for the penid of nd€atan as clealy mu un My you belee ers al • C Onan Iran, *bels controlled byfand halteted ferait urne armos n the une «varlope Acomeetsrreyberelmed accent veuvebut hold away rom 1113$ finnen Service» for this carme beaux. ny han °mien Mo Sn mariner timetleyaphedXtefnm Morehinoral elOrmatiel urox a SI pu ne« nixe Marnais, Ge be added by sui Finardal Mans« - horde the data arttam d rhe 'tansad ma tee; man car kW* Bakut car at 185 AG ont reput NI-moeres rab Oter. rotts al the Safre Warka brands n'urate (godet eckiongweabk arum The pradce 6 anone as ehoweleoldno 6 you end les rd Od rien of redue lusts rate sut, pale le rectite imbu«, eletereentomakd n sien • Unniaketed g/rallumes Men dia s amiable rares aie somma drecibi es ne nanti:6re rouit estrnata urrealed gantoise le caktrated (fe SDNY_GM_00021111 CONFIDENTIAL EFTA_00131731 EFTA01273938 Important information about your statement (Continued) Meithalsearity lots The tatted data fa idecfflal - Ted party »Ormeid errsmay be reflected as 'Not rota of ~Is at the troffle-deals holdingmutual Mars as registered serve» mats ol LIPS Frunal Sends lots maya may not reflect ccmnksafts, drages ador pneer n war abeam Wen an 'adepenat ads el m( and lanffl Ire 'runty reorgendan was (nand and edes estuarial al AnMI Applied a d unaVe b asagn a - in all an to omris Ms Mewed ri corredion wen remnant lots and frtornalic pueduse ht a oat value wren bean»marital a rnsorel wort hag the sabot darbutian of ansury codas rd diit Vet Senalue is a agitated service maffl. ol visa ombned tote*, one award et the • trade daed oohed tear trey al a reausly reponed alarm rasa:, Mid mks to our dear, he ardour Ineramal U35 Visa Mints's~ Casa U88 Wa poljon resents the agar tart en Saida Mean. a Media» mud be highly teary* afderie rase Mena agile On/Mar Iran Ma ads at issued byU(358a USA all ammo from duo to the narreol the zany maul the mans> areas 'Menace Tr treauSA harrorad • CANN eecerldet Bends andpasted nor deas the - Mhen sinew an Asa anal banner a sponsor amity °taxis again ol The Aptanorcorrorns Mow Age for easy Mangumnil be selected espaliatr estinatel an« aprdparyetlrolled value is Or SpOnSaS a aunt mestreet trusts WP Watt. UPS Finanall Servioes Inc Rey 201407 by lot tom are al imamof that 6% al in our prevail the vabe Of Te awry sea bedana tom - Ott rats also recea trading comobsensarid oar name a n name n ase ler PX dent C al ears its pasha pia ~Ian from mare fimds il d mina 'Scram is Mead from third pea aid Us away - 'Offlibutiorn to die' may include reorn of c£4(. Martin are groat we dahuto rs rot "waffled Ots call I eatas nay dog art mane a both - We raffle at awl tee from L8S8ask USA and UPS Mud Meet yell ~ate edemaa ird be prodded • Ongele at Pre' ranged Te ditt31011inng pie A4 Stanford each el up to RS pet navure upcn "Lint Fryunit ad may not need you- cos bask warming to me barts ads the Ungar* Savens Pnagrans • ~as of deposit (CDs) (Ds are RX mad opt . ~cud neuritis. Restricted Semmes gmeraty ae $293,020 n aner and scud attest pre depositor MI oandy Setae for pak salt IRS Fnannal Services ASA, sid pw denary enema n aoadance with SDK uses the nag prim of the rand« dock of the sane Homan regardng commas" as other Tarps moaned nibs Maras n'euted safe for the restrad steds Air annemon wen the efflodion ol vas naiad purposes of This storcemody To the cam as rhea trractens has been eddied ed omleatons • niaivalue 'des &OA*/ fa Sams ard otter minded smarm are deble for sale. Me said(mead pcsmay fared to you aid al be ymMed to you produces mac be higher a byte than te prior mal you may be suffluntigly less Than the impaled are shoed yrompip on nfflues woo kJ sauallr reorm in the marks heles are °Maned Iron aka mid paysauna Midi webekyeto te • In. Nfliniatad) beam cerrent *Ids and rms. An Short selling abbe bat we do not gamins ere awry enigma of snug mom. is based on mrteni road you aengaged in Tort st4dg aatarity you may nova - Wo away me neo ten-rigprior when sealable cc the and dines ram alarm ew wain will be held for ragemare so email became one a Ilal palcula mean or ire b4 aid ask paces fa Isted smarms and asie year from statement date a erred matures this earty *pan is on ybd peals OTC sales estimate d oily a paint accuracy aid anima - Let agar trad warders maybe gad tung a came se not garaseed Open ordn disarm twat a tMmo Mani tola we Mired - PSMated snug mom and arrant 14.1 for Marl Regaling Open or ' goodtilaneelled• orders that are not aidmaynot A4 lea an ring makro enror an IlDe;OISeCin$5 muld "ncluie artium of rimer or reined byre Stream date opm buy al sell Step - Cenaln godsons may £pea wilted apnea's° all cagy( gans n ads Ole the tit riccme laid dunem odes re wand by the aslant old:Wends« teens ea show fl ea was not awilable' if we re wire to tel would be oventratd • oydraindsor exinghis date unarm reared cam e. obsais a price ler a scurry - Ward anus inane aid amens yal aid te by re You as remornfolelor orders due at mead sae - Deposes a sires denansata n artemes oar adult More and geld night be bwerer hgher thai to pus fare le untel exisirg open Wen tin U S alla as allotted a the odhir•aorSe as of the maimed awns the gamine date - An *Ovule of andad name raided aka Tax withelditg en ~ens from UK financial - For certan sonars mere innomadiormid mad dated bythe omens make vafflaccgage Sande» IRAs deannatere ice and qua/44)03C. value/ me' hae brae is bared en the lag dovisid or cam ~al tackler reauresieS Masai Services to watiold been anode, laole.ale FropetvaJzszn pay re made by the ma and ~es me income tar from yor table iRA dada ens tut you may To obtain awns atims when 'alga coma yor seat adopoird ell te hold's one yea Mtn the den not lame ransom ahead or. inton. you my Primal Adder statement dale or mterngurty Mara aid elect to haw ler ~Mc a era. a ct a lad raw as °offload vole ae not guadffleed you MOOS. WM Soon era remain n S4leCt unt resSokid • Preen leateetnums tend seructualpiSina hide by you You mayrate pan eloctIon a affl Ono by roam mestmen scares (neldne disci pa reation • Ain net held lay WS financial denim (email anew team If you do not he,, rat matt mega ad reg epee neernatt trtitl Seililtrei) and Mega ale not ledbytePm asi not wan the &WS waged Ironi 'Our dartuliOnS. you maybe reponsbie lee grudged parluds regard., hehly alpel (Pan possession or antel Ma assets re aplabsd m yam the prows of rstenxedtay You may nar pensas d the snared broads ha no bom 'wadded width Val<nWil for diocesans pupas on>, Roans and modes wad] and you, endued Is parents se not Seatmes and Exfflasae Lommesin a underand State vase profaned re aided byte elude firm U85 Slug CO yOu. lac obligaten Setae lam We prOwieedmaed tabeS fa rag Fascia baits n not rpponsbe for this Mermen maimed %arms aid stemma paint eOr and does net grata es rangy These assets tenet Privacy Marra snalpupom only Agapacys rot gualt•l racird by Seig or the inns suppernenul SP( To Ø4n a copy or madamt Olds Pray Aida pea - lheMivalref maydifler mesurnally from am day coverage itontrl rod FaselAchrsor °minor wane a: a etch agnate mestmen seemly« structured yaw ras ccmconfacwofra palm ensi be Øgela ad aid do not neemaily • Revenue abating and addkbnaleampeosadoet represent the ma you may recta upon leuelaml - ti adlitai to manissom ore sake aid Mil fees UBS;natal Snags O not a bark the RIVA. tows% - thrd pay esimaes of via as as of a anse sae nosed es 'ennead" with the &Stolen of nuara SevaS Accost BSA and IRMA re Oa sage aortas aid ore sampled lo LI* /Taal Sewers mincerUr ads toots drags we alga or afire reduce art bade access to bat ricl saCeS are prodias bas by an ndependent Yalation Inn renrue navg aapenu ftern dauber%rs and« taros* anagrams wen aimed bats ad °thee TIM Pan‘Int WeASOr mimed vibe{ if »Mon of the made tads that we sell lMae paybalks and provides ass to Mace and army my. are steeled to iteFrm by the ISWer, general nuts are bled en two ease armored; (O products isued by unaffiliated tined {tarty Moran, partner is sponsor and may be °bodied tad en the rani Ol agesbyuBS ol a macula rffltual Raid enflame trough mamma agency areaesor UM Okra bformstion from that used by thid panes to lamas to ordmis. erd iise fat area a Fnandal Sakes Ix dace thee estimated via; paar smug fund fantis tomsNil a IN Inn - You em eaten addneng rdermaign reaming the - We aid ea alga and recent retweffldg il d Imesamt. mace. and amuse products methodology und to determine the estate of Via ormtesprodessing lets n conderaton for transfer Hot RCM hoard • No bate garnten May law value and the dare of the Monnaton ma Is the base fa Tr agent swiss Tat we sonde to Mara funds Mirna by aniaddg your Racial Attar 'fad as gensale re pad ern insider awn on the WA ?Insole«.M.anagferuni Aran %sass Seam mutual ha aid as aflod dolls anium based on the Marc BSA. ifertis rd «among Rmoisce latigarat SDNY_GM_00021112 CONFIDENTIAL EFTA 0[)131732 EFTA01273939 UBS Felancial Services Inc. UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 December 2014 CNF7008072431 1214 X13 Y1 0 HI AN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor. SCOTT STACKNIANILYLE CASRIEL Phone Questions about your statement? Call your Finan,:ia', Advisor Cr the Value of your account RMA ResotxceUne at 800-RMA-1000, on November 28 (5) on December 31(S) account Your assets 968,765.10 967,050.04 Visit our websitin Your liabilities 0.00 0.00 v•ww.ubs.conVeinancialservices Value of your account 5968,765.10 5967,050.04 Sources of your account growth Tracking the value of your account during 2014 Value of your account S Thousands at year end 2013 Soca 968.8 967.1 Net deposits and withdrawals 1959,354.04 Your OWStrnent return. MO:lendand interest income 429,019.91 Change in market value 421323 91 Value of your become Nov 2014 on Dec 31. 2014 $967.050.04 Der 2014 SDNY GM 00021113 Member SIPC CNP70010008072431 NP1000305739 00003 1214 0305750Ch1 1o1003 Page 25 of 104 CONFIDENTIAL EF1'A_00131733 EFTA01273940 SUBS UBS Strategic Advisor December 2014 Account name: Friendly account name: Account number: <, .EL Your Financial Advisor KC- 7 - • LYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 31 (14 your account • Cash and money balances may include A Cash and money balances 5,184.25 0.54% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances. VBS AG Sumford Branch A deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the imponant information about your statement on the last D Fixed income 961,865.79 99.46% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $967,050.04 100.00% D Value of your account 59 67,050.04 Eye on the markets Percentage change Index December 2014 Year to date S&P 500 -0.25% 13.69% Russell 3000 -0.00% 12.56% MSC I - Europe, Australia & Far East -3.44% -448% Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97% Interest rates on December 31, 2014 3-month 'treasury bills: 0.04% One-month LIBOR: 0.17% CNP70010006072432 NP7000305739 00003 1214 030575004 loggivont000Nisten of 104 CONFIDENTIAL EFTA_00131734 EFTA01273941 UBS Strategic Advisor Account name: GHISLAINE Your Si medal Advisor: UBS December 2014 friendly a ccou nt name: Account number. SCOTT STACK MAIWLYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gans and iosses are not classified December 2014 (3) Year to date (5) Realized gains and losses Unrealized Opening account value $968,765.10 $0.00 December 2014 (5) Year to date (5) gains and loses (3) Deposits, including investments transferred in 0.00 1,014,064.19 Short term 0.00 1.75 -6,007 12 Withdrawals and fees, Long tens 0.00 -3,434.00 -14,097 C6 including investments transferred Total -$20,104.18 $0.00 -$3,432.25 cut 0.00 -54,710.15 Dividend and interest income 12,539.47 29,019.91 Change in market value -14,254.53 -21,323.91 Cash activity summary See account actaaty the month for decals. Balances in your Sweep Options are indudedin the disering and Closing account value 4967,050.04 5967,050.04 closing balances eau.. FDIC insurance apples only to deposits at UBS Bank USA, not to deposits at MS AG, starrhord aanch or bank deposits placed through the UBS internaiorui Deposit Account program siPc protection applies to money market sweep fund holdings but nal bare deposits Sao important inaannation abOut your statement on the last tv,o pages cif his document for (*leis Dividend and interest income earned December 2014 (5) Year to date (5) Foe puipmes of Ito statement, tacatvity of inkiest ant cluidend inform ha. been determined Dan a US Opening balances $0.00 $0.00 to top:ding percptdive. Based upon Ow residence of the account hokki, account type, or prolucl type, some interest ander Miclend payments may not be subiect to United States (US) ardor Puerto Rico (P8) Additions Income tares. The r7tnit monthat statement is not intended lo be used and (amen be rand upon for tar purposes. Clients should refer to the apikaole tar reporting forms they recent. 1tom 185 annualy, such as Deposits and other funds credited 0 00 52,816 24 the forms 1099 and me POMS 480, for ear rePOITA0 information It is the Make of U85 to file the =lane tat reporting forms yrith the in interne Revenue Semce and PR Treasury Degortment, and in Dividend and interest income 12,539.47 29,019.91 such town accurately astily dwdenct ands Interest as lac exempt or taxable income. Pleat corault your indedual tax PrePatel Proceeds from investment transactions 0.00 162,684.91 December 2014 (1) Year to date IS) Total additions $12.539.47 $244,521.06 Taxable dividends 11,341.62 27,817 42 Subtractions Long-term capital gains 1,197 85 1,197 85 Professional management fees and related services 0.00 -2,615.69 Taxable interest 0 00 4.58 Other funds debited 0.00 -52,094.46 Total current year $12,539.47 $29,019.91 Rinds withdrawn for investments Total dividend & interest $12,539.47 $29,019.91 bought -7,355.22 -184,626.66 Total subtractions -$7,355.22 -$239,336.81 Net cash flow $5,184.25 $5,184.25 Closing balances $5,184.25 $5,184.25 SDNY GM 00021115 C1070310308072433 NP7000305739 00(103 1214 030575004 101000 Pag• 27 of 104 CONFIDENTIAL EFTA_00131735 EFTA01273942 *UBS UBS Strategic Advisor December 2014 Account name: Friendly account name: GHISLAINE NIAXWEU. Your Mounds' Advisor: SCOTT STACK MAMLYLE CASRIEL Account number UBS Bank USA Deposit Account APY interest period Nov 7 - Dec 4 Opening UBS Bank USA Deposit balance Nov 7 5753.34 Closing UBS Bank USA Deposit balance Dec 4 $144.74 Number of days in interest period 28 Average daily ba bnce $334.23 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or wish to change them, please contact you Fruncial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Pnmaiy Moderate investment eligibility consideration NOtle sewed Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out. CNP7C01030•072434NF70C030573903203 1214 030575004 lOglt#4CGM00011,19,628 of 104 CONFIDENTIAL EFTA_00B1736 EFTA01273943 UBS Strategic Advisor Account name: Your ?I nandal Advisor: *UBS December 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASR1EL Your assets Some pnces, income and current vaues ShOon may teEpprOximalt. AS a result gains attosses may no be accurately reflected. Set smporrant info:matron about your statement a the end of the dxurnem for rrore infornson. Cash Cash and money balances Cash and nosey balances may include. avalade cash balaxes, UBS Bant USA depopt account balances, UBS AG Starlord Branch depont account balances and money market mutual fund sweep balances. UBS Bank USA deposit °Muni balances are insured by the FOC wllhn applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit account balances Sr. not insured by FDIC and are not protected by SIPC Maley market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the end of this doctrnent for del aih about I hose balances Opening basic< Clot/nub/Once Price per share Average Cut:lend Interest Dann Hddng on Dec I (1) on Dec 21 (5) on Dec 21 (S) rate period period Caps ount (S) UBS BANK USA CEP ACCT 0.00 5,184.25 250.000 00 Fixed income Mutual funds Total reinvested is the Iola of a reinvested dvdends. II does not include ay cash dinctrids. Its rat a trnrealzed (ter)gam or loss s the dfference between the current value and the con basis and woad tat lot for the purposes of determining hddng periods or cost bass. The shares you receive each tine you generally be your taxade gain or loss if the security was sold on this date. The unreaued (lax) 93n a toss may reinvest cludends become a separate tax lot. need to be adusted for return of capital payments in ceder to detertnne the realized con or boss for Is reporting purposes Cost bases is the told purchase cost of the security, indudng renvesteddvdends The cost basis may need to be alusted for return d biota] payments in order to determne the a:lustedcost bass for tat investment return is Iht Culfehl clue MOUS the amount yOu invested it does nee Include sieges that Se riot repOrting purposes. reflected on you statement. mooting shares that hate been itehted as either a gain or a loss. Il also does not include cash citidends that were not reinvested Purchase DKr/ Nirber Average pre Client Cost Price per stile Value on Unreari2edns0 iniegrnem HOICIng Honing of shares pe t share (1) investment CO basis (11 on Dec 31 (S) Dec 31 IS) gain or loss (5) khan 01 period 8tACKROCK STRATEGIC INCOME Symbol BSIIX Trade date: Sep 26, 14 1%825.243 10.299 163,000.00 163,00000 10,110 159,993.21 -3,006.79 ST Total reinvested 339.090 10.148 3,441.42 10.110 3.428.20 -13.22 EA1: 43.960 Omen yield. 2 42% Sectrity total 16,164.333 10.297 163.000.00 166,441.42 163,421.40 -3020.01 421.41 continued next page SONY GM 00021117 OW70310003077435 Ne70033C6739 00023 1214 030579004 101000 Pag• 29 of 104 CONFIDENTIAL EFTA_00131737 EFTA01273944 SUBS UBS Strategic Advisor December 2014 Account name: Friendly account name: Amount number. GMIcr PINE MA +V EU Your Ignandal Advisor, SCOTT STACK MANY LYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase puce/ Nurtbet Averaw price Client Cost Prue per share value on unrealized Cad Investment Holdrg Melting of shares 'mishear (I) invent/1mi I) Deane) an Dec 31 (3) Dec 31 (1) gain or loss (5) return (I) period DOUBLE UP* TOTAL RETURN RIND inisn. Symbol. DOLTX Trade date: Mn 29, 13 4.490.660 11379 51,10321 51,103.71 10.970 49262.54 4,841.17 LT Total reinvested 180.209 10.954 1,975.83 10.970 1,976.89 1.06 EAI: 42,447 Current yield: 4.78% Security total 4.670.869 11.364 51,103.71 53,079.54 51239.43 -1,840.11 135.72 EATON VANCE FLOATING RATE FUND I Symbol: DBLX Trade date: /an 39, 13 5.463.943 9.180 50,159.00 50,159.00 6910 48,683.73 -1,47527 LT Trade date: Mn 21, 14 2,727.687 9.210 25,122.00 25,122.00 8910 24303.69 -81831 ST Total reinvested 254.971 9.099 2,320.00 6910 2,271.79 -48.21 EAI: 42,905 Current yield: 3.86% Security total 8,446.601 9.187 75281.00 77,601.00 75259.21 -2,341.79 -21.79 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: km 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.280 48,641.93 .899.02 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.280 19274.75 .35625 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.280 21266.94 -39106 LT Trade date: Ian 21, 14 4290.169 10.679 51,159.00 51.159.00 10.280 49242.94 -1,91606 ST Total reinvested 369.647 10.506 3,883.86 10.280 3,799.97 -83.89 EAI: 43,749 Current yield: 2.64% Security total 13,835.270 10.544 141,991.00 145,874.86 142,226.57 -3,648.28 235.58 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.250 49,448.02 -19198 LT Trade date: Jun 27, 13 955.868 9.969 9,530.00 9,530.00 10.250 9,797,65 267.65 LT EAI: 41,139 Current yield: 1.92% continued neat page CNP70010008072436 NP7000305739 00003 1214 030575004 10gtrikiromo002491630 of 104 CONFIDENTIAL EFTA_00131738 EFTA01273945 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your FlRandal Advisor: *UBS December 2014 Friendly account name: Account number SCOTT STACKMANLYLE CASRIEL Your assets . Fixed income . Mutual funds (contrite:9 Purchase Pore Number Average once client Cost Price per share value on Lima/Ind (tad Investment sicking Wiring of sharesper share CO investment (f) basis (1) on Dec 3t 0) Dec 31 (1) gisinorloss return CP period Security total 5,780.066 10.237 59,171.00 59,171.00 59245.67 74.67 74.67 JP MORGAN STRATEGIC INCOME OPPCATUNMES RIND CLASS Symbol: JSOSX Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.720 123270.66 -2,419.14 LT Total reinvested 159.035 11.851 1,884.80 11.720 1,863.89 -20.91 (Al: 11,986 Current yield: 1.59% security total 10,677.010 11.949 125,689.80 127,574.60 125,134.55 -2,440.05 -555.25 JPMORGAN UNCONSTRAINED LEST FUND CLASS SELECT Symbol: JSISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.030 96,804.97 -2,219.86 LT Total reinvested 393.593 10.179 4,006.67 10.030 3,947.74 -58.93 EAI: 44,389 Current yield: 4.36% Security total 10,045.135 10.257 99,024.83 103,031.50 100,752.70 -2,27879 1,72738 PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 Symbol: PAD2X Trade date: .lan 29, 13 7.400.957 10.046 74,351.21 74,351.21 9.720 71,937.30 -2,413.91 LT Trade date: Oct 2.13 2209.898 9.799 21656.11 21,656.11 9.720 21,480.21 -175.90 LT Total reinvested 286.736 9.865 2,828.93 9.720 2,787.07 -41.86 EAI: 13,108 Current yield: 3.23% Security total 9,897.591 9.986 96,007.32 98,83625 96204.58 -2,631.67 197.26 ABC BWEBAY ABSOLUTE RETURN RJNOCLASS I Symbol: RBARX Trade date: Jan 29, 13 12,911.799 10.164 131,239.70 131,239.70 10.030 129,505.34 -1,734.36 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.030 18,876.34 -243.79 1.7 EAI: 12,396 Current yield: 1.61% Security total 14,793.787 10.164 150359.83 150359.83 148381.68 -1,978.15 •1,978.15 continued next page SONY GM 00021119 CNP70014008077137 NP7000305739 00003 1211 030575001 101000 Pogo 31 of 104 CONFIDENTIAL EFTA_00131739 EFTA01273946 UBS U BS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your Ignancial Advisor: SCOTT STACK MANTLYLE CASRIEL December 2014 Account number: Your assets Fixed income . Mutual funds (cononue4) Purchase mud Nurrbet AvtI47 price Client Cost Price per snare value on Unrealized 0a4 investment Hddng ifddng of shares pet sham (I) investment CS) basis (1) on Dec 31(1) Dec 31 (1) gain or loss (1) ietum (S) Felled Total 8961.628.49 $981,970.00 5961,865.79 -820,104.18 $237.30 Total estimated annual income: $26,079 Your total assets Percentage d Cost Blinded Unrealized Vdue on Dec 31 (1) your account basis (1) annual imam (1) wince loss (0 Cash Cash and money balances 5,184.25 0.54% 5.18425 Igxed income Mutual funds 961,865.79 9946% 981,970.00 26,079.00 -20.104.18 Total $967,050.04 100.00% $987,154.25 $26,079.00 -820,104.18 Account activity this month Date AclIsty Decittion Ampull(1) Dividend and interest income Taxable dividends Dec 1 Cividend EATON VANCE FLOATING RATE FUND I AS OF 11/28(14 251.68 Dec 1 Cividend P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 74.50 Dec 1 Cividend BLACKNOCK STRATEGIC INCOME I AS OF 11128/14 327.63 Dec 1 Cividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 11129'14 177.95 Dec 1 Dividend GOLDMAN SACHS STRATEGIC INCOME CL IAS OF 1 1128.114 400.20 Dec 1 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 1 V28114 203.94 Dec I Dividend /MORGAN UNCONSTRAINED CEBT FUND CLASS SELECT 118.21 Dec 1 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90 Dec 2 Cividend RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I AS OF 1112& 14 115.84 Dec23 St Cap Gain BLACK ROCK STRATEGIC INCOME I SHORT TERM CAPITAL GAIN 2.814.03 Dec23 St Cap Gain RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I SHOIIT TERM CAPITAL 3,134.80 GAIN AS OF 12119114 Dec 24 Cividend HS8C TOTAL RETURN RIND CLASS I 706.86 Dec 29 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I 822.59 Dec 31 Dividend .IP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S 330.11 Dec 31 Dividend PMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT 1,834.38 Total taxable dividends $11,941.62 CNP700100013072438NP7CC0305739 00003 1214 030575004 1°M4YGM000IIIIII2032 of 104 CONFIDENTIAL EFTA_00131740 EFTA01273947 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Mendel Advisor: (SUBS December 2014 friendly account name: Amount number. SCOTT STACKMANLYLE CASILEL Account activity this month (contrueth Oat Adiiny Desorption Amount (S) Dividend and intemstincome (continued) Long-turn capital gains Dx 23 Lt Cap Gain RBC BLUE BAY ABSOLUTE RETURN FUND CLASS I LONG TERM CAPITAL GAIN 1,197.85 ASOF 12/19/14 Total long-teen capital gains 1,197.85 Total divided and interest income $12839.47 Invesbnent transactions For more information &out die mit/value shown for restrictedSecurities. see important infoimation stow your statement at tne end CI inn document Pr.:Kends (ran Funds investment wsthcInsiten iCr Acciued Otte Actinly DeSciptron Quantity vast HO erste (3) transxocoso) investments bductit (S) interest CS) Dec 1 Reinvestment EATON VANCE FLOATING RATE FUND I 27.933 -251 68 DIVIDEND REINVESTED AT 901 NAV ON II/2'804 ASIDE 1 I/28/14 Dec I Reinvestment .11, MORGAN STRATEGIC INCOME 6.330 -74.50 OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.77 NAV ON 11122/14 Dec I Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND 31.809 -327.63 REINVESTED AT 10.30 NAV ON 11/28714 AS OF II/Z314 Dec I Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 16.163 -177.95 DIVIDEND REINVESTED AT 11.01 NAV ON 11121314 AS OF 11/2E/14 Dec I Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 38.518 -400.20 DIVIDEND REINVESTED AT 10.39 NAV ON 11/28/14 AS OF 11128114 Dec 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 20.831 •20394 DIVIDEND REINVESTED AT 9 79 NAV ON II/28/14 ASOF 11/28/14 Dec 1 Reinvestment .INvIORGAN UNCONSTRAINED DEBT FUND 11.578 -118.21 CLASS SELECT DIVIDEND REINVESTED AT 10 2 I NAV ON 11128r14 Dec 23 Reinvestment BLACKROCK STRATEGIC INCOME I ST CAP 278.066 -2,814 03 GAINS REINVESTED AT 10 12 NAV ON 12122114 Dec 29 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 79.631 -822.59 DIVIDEND REINVESTED AT 10.33 NAV ON 12/26(14 continued next page SONY GM 00021121 0470310003072439Nn700330573900033 1214 030575004 101000 Pigs 33 of 104 CONFIDENTIAL EFTA_00B 1741 EFTA01273948 T UBS Strategic Advisor Account name: Friendly account name: GH1SLAINE MAXWELL Your IIBendel Advisor: SCOTT STACK MANY LYLE CASRIEL December 2014 Account number: Account activity this month (ccotentec0 investment transactions (continued) Proceeds Iron Funds investment yrithdravel for Accrued Date *Unity Descaption Quantity Ydue CS) Pnce CS) transactions (S) mestments bouqd (51 interest (5) Dec 31 Reimestment 11, MORGAN STRATEGIC INCOME 28.166 -330.11 ORPORTUNMES FUND CLASS 5 DIVIDEND REINVESTED AT 11.72 NAV ON 12130(14 Dec31 Reinvestment .IPMORGAN UNCONSTRAINED DEBT FUND 182.889 -1834.38 CLASS SELECT DIVIDEND REINVESTED AT 10.03 NAV ON 12130'14 Total -$7,355.22 Gate Activity Description (1) Money balance activities Nov 28 Balance forward $OSO Dec 2 Deposit U8S BANK USA DEPOSIT ACCOUNT 28.90 Dec 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 115.84 Dec 24 Deposit U8S BANK USA DEPOSIT ACCOUNT 4332.65 Dec 26 Deposit 085 BANK USA DEPOSIT ACCOUNT 706.86 Dec31 Closing UBS Bank USA Deposit Amount 55,184.25 The UBS Bank USA Dep09t AaOunt IS year Duman/ sweep Celion CNP70010008072440NP2000305739 00003 1214 030575004 10101YGM000,M11234 of 104 End of statement for account number CONFIDENTIAL EFTA_00131742 EFTA01273949 Important information about your statement (18S Friancial Servos Inc (ta rim MSS FnathalSoricod. The PenaCad isuer wit no:agate you- caviare ad holder on the bode arid records of the mob:ably ewer or erveloree —you may Serino househoiln3 4c:erg your Is a ranter of al priscpal security. cannoddy aid toms will ort(ct any error praTpfly trader agent/ Frieda Advisor adoirges 1185 F rads' Serve's and UMBank UM. as belied aubtaliris of LOS AG and Milian of CRS Socurithe Pleas make al decks payablo to tho robot the hided • Coma natant contexts or ridoamatt ',team 999. Fried,/ Kce4JM nem LI( The F an's toenail swarm 4 Wattle uthan meal nohow ndoated on de tore of this dawned Si adder., Imbed pavoirships aid poste plawents) that arena Tlydrierrie mare nano reflats informal that you the teas execitherothoes area to regt8a =ant fed. axone ma/ be subad to agisierea vide the Stunt{ Aci of 1933. and mead an the Ferns orInt arras hobs.. It 6a manunance Inc charge: Ice Isepyre.* far socurim custorlzabb indrunw• moan by you si aza you wth CRS Pnadal Smears lx purchren aid Charge he srpael alrount$ n oath =cants • Corwin:dem arenas to 9. forath eedsar90 and your recadreryang it ha no legal after on rev nowt 1200 Baba Boulevard Aopunts ma are tranf erred 10 Olive ostaflons may be preitas mai antracts), noLdid foxescommas and l efu on wage vox Rader darn naves. throup OnIne Weehawken NJ 07086 stein to a order fee Somas a by °macho; thy Frtaxei AO,bor. cenr odflY *Pan coronas This showmen repreliaS the cnly Octal ward of thouUM L185 Sweep Opt:me The SCC protection ad oho orpplorrimui preseeton do not Ammon overview Freida Sawa, aCOPall Oder reardS. thapt Mall tar yes often 0;Soni fa sweepmg.odl batPX13. "tn ." apply to those assetsyen Ober Ottende appear Crlra • vibe of fart acountroxecoo NW 01assets and downerea. conuhng ccolan3 data should not be abed bat deposits al MS flat L6A adt.5 AG Stamford &sub statenent The SPC protection aid the sapbatoota habillteS upon d you b iwi? data 6 an emir or once," please Bak Swap hoard marayrneket moue hods theory peoteacn do not protect aganst dwipet n the market • Asia Ink*" Wattle cell bifaces vAses la noon n cernedheety ri wring to theflrach Makdir of the Fuels) and the thavational Depose Account CO or vat* a you iweStinintS hawed( aS a reSub a mallet eek-Ted wade,(m ) aid Gkbar 1-me Deposits unmade:I once sernng your aarunt CuStanerS Nth a thienthona Adana Minagenent Aosouni Mouth itit Oink Sweep reoparis oath baboon nodnent. rem baeruptcTor 011.147601 m ats to market and certain assets nor held bytheca'. Dom not nadeunprod mialtdassets at thetold the Alticv9h al no taw are intended to be X0.010. are swept 53 LeS Bat USA it. to ai esiabIshed inn arid More Wormton a rat* le teln erne ear may don pox and curet staterrem pooch a aware reentflenth darthint deeToad rot be used for tic Nooses Rey then to UPS AG Scanted Brady a a Matey Fund Deposes tae nfortnation about WC. included the SPC BrOdide Uniessed stag COI hen ad creditable stid options solely on yeryiend tar lam be. Foal 1099. So911. WS. at LS5 Bak USA are 'DK nutted n accordaxe with (OK by commrg SPC at 202-37l 43300a by vette the SP( • Oakeres nada dote bathax. cautaidnimar ex) whin prepang war la "tom the Iwo is retpred by rules For nay :demotion plea. nut www Ida thy Attune at rnite app Ply loan. deal the. sheet accoum balms lax to mon to the RS al taro) le OW:lends. repoottle non- Departs a UPS AG 9abford Burch ad dares cr Maley • cash/maw balaxei Tots of inirresied wadable cat bauble <Maids ad late wen tamed en startles Fulda renoi nosed by the FDC, Dividend Re Mealier Program IDP/P) biancoh di61.R5 Bath VSA dopobT bather. 05 AG held n par accurk net proceeds on sale trrnatonl, and them, reeked ear deckle pna You may oaan the Stanford Branch depose balances and mono/ matte pullul cost bat on condo yawed Nan., Through the OA evadable to cat, bin's aro shops to actualpee horn your hinnoi Ade oor Only whole that bald Peep baffles. a the Jose of the galena period deposit accounts a 1.13S AG Nor/teak Brandi ad IPSlG ye pothead inlet CAP. partial shares oil be soli and die Norhoorrenoe Ey he credit baron nyea axount arena Cammuniallom with the Arm Caplan Esardo thesedeposits ore ria nosed by the PDC cash sal be deposed n die amours lhedvidend seyegaea from °Ow batmen ad tire Fitunly use eh or • Nesse rnalfsen ersorel arieronCatons n *nog to Betsy'shart at the Lin AG Caret Bra-th are to woraily renvestmerr pox tippled by the rawer mayday free, the those fords n the ordthry came of as banns these funds further mud your him notating you* rotes ode the oposed to the soarer rd of the Cayes, Minds and Mahn ;eke le Mob thepaha then Ye sold at payable upon demand Tha total 6 Inarded ne kaolin hien Protection Act (SPA) thee b no quarxteecr other di icatia ol 1J35 M3 to repay arrant wad dosig value thebalms wink on the LOS Cayman's etas books Carlebiliou • tithe Medi matron on the top left of the lroot of the Only Ashok ones Inn be hold in tOur noire I you are landing information nalernmt is not LUIS FitinCulSenCen IBS Pravda Deposit am IRS Bat USA ad each UPS AG Brasth aro no axed to 'petalme at a read! of ark/Wend parent or Fa detaM ?donnaion on the rn 's VW.) P• acicvs and Soares caries you accord as dearkg broke by amend by SIC Miner Fund shaes aP accededby SPC • therwise, the Firm wA ether partialnos a makes price didocum Mee to yawl it heal arise Agroirran or arongemett oath the Mated mouton We Intoned See 'WS Foaled Seven Account Retortion' below. a ampt a atom ditethrod by a reptieed rifling Arun agrearimi and the General Taos ad Caldrons you on this reblionthp %hen yea (*.red this =urn In agerCy. and cede joist account Upon you rP;u02. baSTOS el fi e Bali Swoop Program or UPS Statement d Credo Plaices alatab* n astretavers the caok far finds and weak ith se looted 21135 and Decbsufes al:run*. enmItno..0.thvitunsi Feurioal Satan and not th? reroduag bearer. aid you DA may be wildard and shares of a Money Fund maybe lavorentm °bleaker mist mat a report of thy era orate:slat to lent bad madam, aid theproceeds returned to puce yaw The meaner obpcives andFit profile ae speak lo eath teasitos =ant Your an aCCOunl and nyevary hetstin SINN adeee OW Inn Yea stationed Winces Seosites and other &Gets held n All atone stateroom Pal be clearad compete ad promptly n wrong of any badcant dyne. in your taanoX Further nformaxn tout sailnie temp optax. edoing the amine* cod or Be Amain peke rOu may aft acarate fl ri objected to n vastrg teethe 60 days stuatan or thiesumm awake For eads acourc held. omens inmost rates ad gods. 6 wit** a for deitey of furypad reared at ay one You may you choose one of the to loving nvestinerd ObaCtae$ woes stearritheepyitifs bon your 'nab.), &tenor a by recede secedes used a loan collated enter Pa/0 9.7 li an • Phase wee cusiomer eityplakes a room to the I mrs • Podia Guinn: "come beeltnients seeldn; the balance due on them Any Wanton ordered the atm AtWomp0ppatnoma 2017521699*r totted Caring 800462-1000 royal bit of name only third the steamers period or. lead at nUtiti vela* ee w al 030-35441,03. 8 00AM to6 00 PM El Monday • Ache* Carda . fappreCiation Vivednants Spain; Torah U85 Irsontiol Stryker me ova peels tion the end of the stared peal twat flId a h rang to u8SIdincol Settee nc. prncpal rah. Mantra, gineratOn of Man? The Finn is a melba of the Securnes invertor Protection • Con basic et dslethnng thecae; Mead* searthes Clem Rohde,' Dopartment. PO Pox 766 Unon Cite NI • itcarce Cordwood of income er/ChataAPPeadon Coporaorn (SPC). von oh peace-hue -ones waives of es inducted n mho gitenont. Sae Misted web the 07037 medal tor to 1500000 (ncirdeg $250.000 for darns for thantiarts soot id both dig goner' of noon and number '1' UOS ramie Serreceston roiled on ads) the SSC we caudal tom *Ph lo allKasen growth se prociPal intNeutron oblaised fran sources other than 1111$ • Si case of *mesa Whom about al Soon< hods tha du had n a paned, boomer fr anca Sevres. adding oloonalon Iran soother IT transfer 0711 bad pedant ce 165 veal dark cad Camilla* prelim or to you may An prvedel to your hi...EN Arlyar Nomadism, call 800762.1000 a ma to LOSFriancal the Fort together wth anal ifu ad ha also pachawd stepionental posychon The macaroon mount payable to • Conant/be Seeks to mantas brie ridge( wth low The Firm dots not hairoodenth wry Or guarantee No Sienots hc. 1050 Mafia SW .6th bar. Wo€kvervo, NI all diplob them. colitcbalrunderthe protection 65S0) rid and rotalily to the accant omit Preen fl ma means annoy a validity of my knoithaon provided by sources 07036. Ann INWSSA Sanaa maim as of Minter 18 2013 the mount does not gorse-de bracer WON* or other to USSForioal SerrkeS mums ad myna keep pia wth a61010 Col en wrap as soon as you cart d "outlaw Sara to the poky arditions aid hatabas oath a the • Arbansia Vining to accot sarong. to arced ad in added" Stough LOS Fiddat Straka rarely stawnem or receix 6 swag ot d you need more updates the donnarion as c 6 record reform does rot Fen 6Utherprotected kr upits $l9 mild es the diem sorrevola aye, se* higher Muni of<melon Loot donde on the slanntrit or ',apt aow- egae for el your axosnis held es a paha, capaay • Agrees, Ming to dpapil hgh risk to anode! aid hgh broil& any assvame that the of ameba mkt 'Cost The Fen ce Card Muir (as cep lobo) must her torn you nO Wirth:11 60 days alter the Hensel you the fed A full (boy DI the poky nedng 6 nib* upOn Men vanity to seatuth duos cow time base and 'Vented gainless a duet* a of the die of this 9124Mfal As AKA please do not rayon this summon on vstuth the era or problemwad The SIC proeslat and tie supplethental remit° both do Statement ineurobekling" .lama on to make curdle* a sae dean *. fa tat - horde you- nano ad mow newer (II an) purOsel a catteWor Waceinn Unfelt:I to the fern nth apply to We rnay ConSoldale al railed acOvit Statelier% with the - Describe the PTO. or the renitence ay teem aloft mar melee suirrim nlormaim orly for me pond of ad eaten as clearly a you on cony pti Wed 4 is al • Conantnatal ems controlled tided kidded ore sat additos n the sane envelope ACostosts may be related account vain/but held away from lAil$Finalizial Services for this ones. beano my ha* ownalv.ho oho maitan time they re held a the Fim Morehthordil olarnahon error a Why you We awe nlanntion oat be added by youFirunaal Adeda - Provide the data num of rew mowed sera kg. man float 308Si:tat (i)ca;fi at 1185 AG pont mount rgaiontps rah OW dents at the salon Standard tooth (d) nitrate mans. naiad vaubvir address The Fracas 6 known 'howeitoicIng • I you mulles. ad Minns of mutual finds were sob "Cr to Robe ind4dual Agents,' rnailtd is Metre • Unleaded gelredbotos %Mao data maws are tog betted dearly n the nine a the a000at Ontred natal red Oafas ty5 ere Cedialel for SDNY_GM_00021123 CONFIDENTIAL EFTA 00131743 EFTA01273950 Important information about your statement (continued) infrrickinoraity lots the Pa-nation data fa intlintbal - 11,h0 party *stewed vibes may be reflected as 'Not manor of amounts at the hew -dear Irking mutual Account an roginered once mats ol UBS Frarcial Semites on mayor may not re riot ammissam charsnee priced' n meal SCuarator ten an 'nlepenfent lads el kat had laniV kx seumyreorywmairi tams Weekend airl other valuation firm has rot suppled or es on*e to asugn a - m aka an to commaroS reeved m ormenion web rerreernan lots and systornaic puedme lots at eat' vane when we beaarne arra* that a rnienil more ha the sale or darbution of a -naryore= rd unit Yea brew, is a mitered Write mat. ol visa combred to dare one award ki the • bade die' oacared that trey oll a prensinly reported vibe into r oroh. t;“ huh unit to OW dents. He aldo our avernmenal LEG Wa Ugrian need cads and LOG Wa cobem presents the original banal son trakdate <Nene& Cr when aver would be hghly ipeCartatire alder reek Manse *tang areptoSation Iron den cads an issued byU(0Bit USA rah surintspon tom due to the rutue of tho urarray martin the te rra compile. indemnity the v ea u S A emorsorated • CANN korkies Bonds andpremed stock that the - Wien minket an Uwe general panne a tenor array ortrans Oasesel the neranos censurers issuer calt for ealy raterneton tat be selected ape-bey estmated whence a th (Gamy estimated yaw is Or Stakes Of haute investment trusts vin dartute UBS Financial Sermon Inc Rev 201407 by lot torn amen) it sateen of that awe held in out toted& the war ol the marry wet bednerent ton - Ott aliases also re:eketrading COMMISnO.314 other name a en penmen:me for as dens Callen* its psalm pia coropmtation hem Ruby bras am rotten, nfcmut en is Waned from thin pre; aid its 'cora" - 'Manatee,' to dee' mar MondeKinn of tend* Corrinalin vtdw pro *its we disc bee it rot gunmen Ogee Call teams nay east arch ream a both - Ink feces* an acme tee from tEt$13thlt USA ad USS could alien yell complete interne1m wi be provided • OrGee 'are ate 'Presents the metal off erg pnCe AG Stained Berth of up 125 pH athount upon recap per unA and may not reflect yo✓ cost bark sweeping to the bats trek, the MS Br* Sweep Program • CertifrateS of deposit (CM) Cos are MC mind °pm . Itomictied monde, Resin:ad Securers deneraly tee $29a000 in prong and Saud etre/ pe Mumma not curtothi age* fa p.lak lair IBS Fnrmui km:el ASA, and per deposing nannies. n acordasm with SDK uses the ether prior of the unntorkted stock of the sane Information regard...a eormarcen and other charges nibs saw a an muted vale* foe the restated nods lot Waned n annitton wan the (situation ot tales nanand purposes of and nine ra or* To the omen tun cp bon Vakatons has been ncbtled on conlonetons • priceuvabo Fixes &band We $40Jraes and bite minuted wanes seep/ale for sale. Me NW wend trevotrity Ian died to you, aid wit be proceed to you Patatets may be hr. , re beer thin the pro* that you nay be suthuntlarey Ins man ea invite's vim sown empty on mama would atually renew in the make Ate are 'uned tom vasisus mid narysources Muth we be be • In, kianated) Mamn anwetyields and ram An Sloe selling relabb bat we do not gamin eel' marry tstinate or snub, nine is based en amen, clavo.ktid it you re engaged n Inn sehg a warily. yco may rat a - We rangy the the doingprize when waleb se the ad neat ran. awning the otorities will be held for chine clue to csnan Denning cost lethal pabanv men or the bid an ask paces kr Seed *Wein and one yea from staement date or vie maturity Mrs *orgy opuses Or atybd prces lor OTC sonsts estimate is any a guortine. aCCuraCy and OXIttlued - tat acres/ uadtd marries me be priced mega Mame se not tarrameed Open ti de, volt: en mock, a themes; Otani Mee we <kneed - Est Mated annual Mame aid Omni viral for tartan Re9rdinn Open or goontilicancelled • orders that rare not and one not tenet an atlas mate pact or vane Noes°, worine mukl Mute a ream of wincbe or emosted by the flown den open buy ad Sell Sep - Colon positions may accrei villiCut co prce and yell cklul gam in Math C31t the lest 00:Me (aXICIarreM ceders we taxed by the amount of dredends or (On on show price was not mailable' if we are enable to yeld)would be ovented • eedkidindsor 'eights date wan mowed othenvit abeam a prce for a security - Estimated anus @Kemp aid nrrent held aid the by you You ale rersornble for orders the are executed dm - Deposit or Searles denominated n oractoes other acne norm and yak night be homer hgher thar to your Nese to canal exisirg open ceders Mr, U S dollars are rel knee a the naturger4e as or the minuted amens the oatornent date - An eanuteol fl uted interne (Madre ander Tart veitheldig on erweirbertions from Upf Pinandal - For certan senates vadrig mmrcabmmg wenn) dad el Orb,. deem taste varlatewat Semites IRAs dermnatuns. ate and quality (lace vane) may hap balanced Lased at the last duidend or meet Federal tactIrt requite Le$ harCial Servos to withhold been wetted,' Notre your- Nukes parent made by the nom and assaries the secant tr from aor lark utA dank* icen tut you may To *bun Curran Waren. Men arall2le. WOO yam seen karkpoes nil be held f cc one nue tons the eke oat to have roanstat withheld or insteat you ray Frannal Adsor statement depot via =nay Aosta" and elect to bar tar witneld a brae anal tad anoint at coninutd prid ale not gunned you choose Your Becton wt amain ei elect one remlad • Mena berostnums and ertaaured produce. Mute by you You myrevel* your eledien a a-ryitho by mar.tt -mestere saute* anclidng Aired pmarpation • Aetna held lei WS Financial Sent Corun anew erten d you da not ham routs roomette brogan and real ectate nmamem trun secants/and assets are not INNbyte0th 74 not "On the Free; mitred Iran your distributions. you maybe reticent,* for structeed peiductS tee genera., hghly tempted (elan possession or envoi rinse assets re atoned an your the payrnen of earned tat You may nod Winn ml ow amassed pedant Fran not been retracted worm the stateneen for inlonnational peepmes only Posnins ad amens waned and sour estimated law pairntots se nos Barnes Sea EfothaNe Conmssi:n a under any state ram preseltd re poniard by the era" lion LES Nun tO hat tag rkliptirai securers tans We vow* estmaed salamis( private nancia Sernon n not renonsb* kir this aloanann nest:non warmth arm senate., protasis for and doesrat grantee is 3COOXy Thee assets nines Privacy Morn *troupers only AconCY s on 9onnle./ protected by SIC ate Fats supplemental SIC To obtain a copy of as area Cheri Prinry Abhor pore - the* values maydner substantally from piths, B any coverage contact you F nancial Advisor orrisroot me Y. at ohm annexe resestrnere stoutly a structured snow comemanbery value mw be bugs, a 'old and do not flees:ally • Revenue dealing and addkrinalcomperdation. reptant the vale you rnharKerveup:er Inuidaton - h additon lo moimirsoni on kiln aid 12b-1 lees UBS inane-Sal Savor 6 not a bat The kVA. knew - Shed pm inmates of talk are as of a anan die reeved in connecur with the drubs,on of manual knees Aae'a BSA and AMA tee beeerage aOrantS aid are implerd lo ItS Imaici Senoan an a recta& finds to ow clientswe mace our fl ee renew amen prtride access to balkeg semis ant panda,' baps by an nOtpenchint *ration Inn Meru* Mann; papenu rom daubutors ander trough anrgavents with affilatel brats rid °thee thin. If1ofr, Sentra Prow et SparcOr Sexed vim. if athison of the mutual funds that we tell These partybalks. aid rakes accent to him and amity My. ate stapled to the rem by the ma general amounts are bred an she dearer, aerponnts portals isued by unit dated Shed tarty revranCe partner a wane and may be Cibraled bated en the moue of saksby idea 013 pandit retrial hen connakis through nwisice agency rubbaS n of It S different Nervation from that used by tend pates to lanky to me dens. and Id the sae vote of a Frinial Sather% 1K donee thee ettimatel prat, mike fund fangs sham Nild a the lien - You can obtain addnenal Methanol reganng the - We and as aff bre abo mese retrocking rd t uestennt. marten, and &holy ;odic', rrathadolow used to determine the ennui, of vake onvutusprocesung lees n orrsidetaton for hailer Nat IDC heed • No bank gunman May lose vain and the date of the hfonn.von that t the bass kr the agent sakes that We prohde to rhernrtual fund; manse by comet your Anoxia Athisor Thew lets genera re pad kw in stem h the PirdA Resonate dAnyntent account. %Prins Uthr:f5 mast land ad ae a tired doll? amount bawl on the ACeeunt BSA. BMA and riten3bOnal RerOtiCel.411-breelt SDNY_G M_00021124 CONFIDENTIAL EFTA 00131744 EFTA01273951 SUBS UBS Financial Seniors Inc 299 Peek Avenue 25th Floor UBS Strategic Advisor New York IV 10171.0002 January 2015 CNP7005734699ot 15>n YI 0 H Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANULYLE CASRIEL Phone Questions about your statement? Call j0-Jr Financial Advoor Cr the Value of your account RMA Resourcetine at sno-RMA- MOO, On December 31 (1) on Mousy 30 (1) account Your assets 967,050.04 966,819.21 VWt our website: Your liabilities 0.00 0.00 www.ub&comifinancialiervices Value of your account $967,050.04 $966,819.21 Sou roes of your acco oat growth Tracking the value of your account duriag 2015 Value of your account S Thousands at year end 2014 S967.050.04 967.1 966.8 Net deposits and vathdravals -51,192.25 • Your iwestment return DM:lendand interest income 41,500.15 Change in market value -1538.73 Value of your meow& on Jan 30.2015 0966.89.21 Dec 2014 Jan 2015 SDNY GM 00021125 Member S1PC OW7000;005734699 Ne7000189425 000[0 MIS 030575001 mcoo0 Page 1 of 10 CONFIDENTIAL EFTA_0013 1745 EFTA01273952 SUBS UBS Strategic Advisor January 2015 Account name: Friendly account name: Account number: LL SCC- : Your Financial Advisor -• ";r1LYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 30 a) your account • Cash and money balances may include A Cash and money balances 4,181.15 0.43% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 000 0.00% account balances, UBS AG Sumford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the imponant information about your statement on the last D Fixed income 962,638.06 99.57% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $966,819.21 100.00% D Value of your account $966,819.21 Eye on the markets Percentage change Index January 2015 Year to date S&P 500 -3.00% -3.00% Russell 3000 -2.78% -2.78% MSC I - Europe, Australia & Far East 0.50% 0.50% Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10% Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% CNP7000)005734700NP70C0033425 00033 0115 030575004 leigiNVY_GM_00021filte 2 of 10 CONFIDENTIAL EFTA_00131746 EFTA01273953 UBS Strategic Advisor Account name: GHI. . Your PI nandal Advisor: UBS January 2015 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gain andlosses are not classified. January 2015(S; Year to date (1) Realized gains and losses Unrealized Opening account value $967,050.04 $967,050.04 January 2015 ($) Year to date (1) gains and bses (4) Withckawals and fees, including investments transferred Short term 000 0.00 -2,198 61 cut -1,192.25 -1,192.25 Long term 0.00 0.00 -18,444.32 Dividend aid interest income 1,500 15 1,500.15 Total -$20,642.93 $0.00 $0.00 Change in market value -538.73 -538.73 Closing account value $966,819.21 $966,819.21 Cash activity summary See Account activity tha moitthfot decals Balances In your Sweep Options are Indneedin the cpenng and Dividend and interest income earned closing balances value. FDIC insurance aches only to deposits a MUDS Bank USA, rot to deposits at LOS AG. Starrioid Branch or bank deposits placed through the UFO Interneconi crops./ Account prcgam S/PC yxotection applies to money market sweep and Adding); but rot bar* deposits Steimportant ea:valerian For purposes of this statement, taatilty of inkiest and dividend Income has been determined from a US *kit your fraternal* on the lad two pars of this document for detals tat reporting perspective. Baud upon the residence of the account holder, account t)pe, or product type, some interest ancror dividend payments may not be subject to United Sties (VA ardor Puerto Rico (FR) January 201511) year to date (1) income taxes The (tent monthly statement is not intended to be used and carrot be fele(' upan Ice tar purposes. Clients should refer to the ap0kide lax reporting forms they receive from LABS annuity, such as Opening balances $5,184.25 $5,184.25 the Forms 1099 and the Forced 4130, foe lac reporting information 1115 the practice of UBS to file the axlicatte lei reporting forms with the US Mterni Revenue Sento< had PR Treasury Crepartnynt, and in Addkions such fonm accurately dassfy dwdends arced Interest astir( exempt or tadble income. Pleat consult your Dividend and interest income 1,500. 15 1,500,15 indudual tat propane. Total additions $1,500.15 $1,500.15 January 2015 (3) Year to date (S) Subtractions Taxable dividends 95.62 95.62 Professional management fees and Taxable interest 0.07 0.07 related services -1,192.25 -1,192.25 Total current year $95.69 $95.69 Funds withdrawn for investments bought -1,311.00 -1,311.00 Prior year adjustment 1,404.46 1,404.46 Total subtractions -$2,503.25 -$2,503.25 Total dividend & interest $1,500.15 $1,500.15 Net cash flow -$1,003.10 -$1,003.10 Closing balances $4,181.15 $4,181.15 SDNY GM 00021127 C NP7C007005734 701 NP7003‘6942S 00033 0115 030579004 Page 3 of to CONFIDENTIAL EFTA_00I 31747 EFTA01273954 Account name: UBS UBS Strategic Advisor January 2015 Friendly account name: Account number: • Your Kneed' Advisor. SCOTT STACK MANYLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Dec 5 - Jan 7 Opening UBS Bank USA Deposit balance Dec 5 $144.74 Closing UBS Bank USA Deposit balance Jan 7 35,373.40 Number of days in interest period 34 Average daily ba bnce $2,338.54 Interest earned 80.15 Annual percentage yield earned 0.07% Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Friancial Advisor or Branch Manager You can find a full description of the alternative investment objectives in imponant information about your sraremenra t the end of this document. Your return objective: Current income Er capitaI appreciation Your risk profile: Primary • Moderate In vestment eltg tbr5ty conWera bon None selected Your account instructions .• is RFC), First In, First Out CW700(9305734702 N1'7000189425 C0M 0115 030575004 10481911YGM000211414 4 of 10 CONFIDENTIAL EFTA_00131748 EFTA01273955 sUBS Account name: UBS Strategic Advisor Friendly account name: Your Financial Adelson SCCil STACK MAN, LY LE CASRIEL January 2015 Account number. Your assets Some pnces, income and current values ShOetn May te approximate. AS a result. gam atIOSSeSn'W not be accurately reflected. Set Smportant intosmabon about your statement a the end of the tecumem for owe infornason. Cash Cash and money balances Cast, and manly balances may wit.* ayalaile cash balances, UBS Bant USA deposit account balances, UBS AG Staring! Branch ',pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FDC yAlhn applicable limits, but are not protected by SePC UBS AG Stanford Brant h depot.' account balances an not insured by FDIC aid se not protected by SIPC Money market sweep balances are protected by SEC but Be not insured by the FDIC. See the rmportant information about your statement at the endof this document for details about those Sancti. Opering balance Cloung Wince Pnce per :haze Average Dnicknd Interest Days in Hddng on !an 1 (S) on Jan 30 (5) on Ian 30(s) rate period period Cep amount (1) UBS BANK USA CEP ACCT 5,18425 4,181.15 250900.00 Fixed income Mutual funds Total reinvested is the total ct a reinvested dvdends. n does not include any cash cltict nds. It is rot a timeatzed (ray) gam or toss is the dfference between the current vaue and the cost basis and wooed tae lot lot the purposes ot dee/minno hdding periods or cost bass. The shares you receive each time you generaty be your taxade gain a loss if the security was sold oaths date. The unreaued (iax) gan a loss may reinvest dedends become a separate tax 1OI. need to be adusted for return of capital payments in order to &terrine the realized on or boss tor lax reporting outposts Cost basis is the total purchase cost of the security, inducing reinvested dudends The cost basis may need to be alusted for return d cilia' payments in order to deteunne the ad usted cost bails for tax investment return is the current ea ue mmuS the amount you nested a ti3ts not Include shames that tee not reporting curpcses. reflected en you, statement. inducing shares than bait teen tea ited as either a gala or a loss. II also does rot include cash ctsidends that were not reinvested Purth3Se AtatOtt Average pyre Client Cost STK! Per share value on UnrealizedBM iniesiment Hddng Hotting of notes per share (4) investment (5) basis CS) on tan 30(4) Jan 30 (5) gain or loss (5) return 01 period RACKROCK STRATEGIC INCOME! Symbol: BSIIX Trade date: Sep 26, 14 1%825.243 10.299 163,000.00 163,000 00 10.180 161,100.97 .1,899.03 ST Total reinvested 366.985 10.146 3,723.44 10.180 3,735.91 12.47 (Al: 43.983 arrent yield- 2.42% Security total 16,192.228 10.297 163.00000 166,723.44 164,836.88 -1,886.56 1 836.88 cent'rued next page SDNY GM 00021129 CHP7000?30S734703 M70034405 00003 ONS 03057%04 100000 Pogo S of 10 CONFIDENTIAL EFTA_00131749 EFTA01273956 T UK Strategic Advisor January 2015 Account name: Friendly account name: GHISLAINE MAXWELL Your IIsandal Advisor, SCOTT STACK MANLYLE CASRIEL Account number: Your assets . Fixed income . Mutual funds (cononued) Purchase once Number Mein late Client Cod Price pet snare Value on unman:ad044 ImeStment Hddng Hddng of shares per sham (S) inveStimmt (S) Oasis (1) on Ian 30 (S) lon 30 en coin or loss (I) tetum CO period DOUBLE LINE TOTAL RETURN RIND INSTL Symbol. DI3LTX Trade date: /an 29, 13 4.490.660 11379 51,103.71 51,103.71 11.090 49,801.41 -1,302.30 LT Total reinvested 198.838 10.964 2,180.19 11.090 2,205.11 24.92 EAI: 32,401 Current yield: 4.62% Security total 4.689.498 11.362 51,103.71 53,283.90 52,006.53 -1277.38 902.81 EATON VANCE FLOATING RATE FUNGI Symbol: NIX Trade date: /an 29, 13 5.463.943 9.180 50,159.00 50,159.00 8.9® 48,629.09 -1,52591 LT Trade date: /an 21, 14 2.727.687 9.210 25,122.00 25,122.00 8.900 24276.41 -84559 LT Total reinvested 284.292 9.079 2,581.25 8.900 2,530.20 -51.05 EAI: 42,873 Current yield: 3.81% Security total 8.475.922 9.186 75281.00 77,862.25 75,435.70 -2,42655 154.70 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZIX Trade date: kin 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.060 47,601.00 -1,940.00 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.060 18,862.26 -768.74 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.060 20,811.80 -84820 LT Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51.159.00 10.060 48,189.10 2,969.90 LT Total reinvested 397.348 10.491 4,168.63 10.060 3,997.32 .171.31 EAI: 43,757 Current yield: 2.69% Security total 13,862.971 10.543 141,991.00 146,159.63 139,461.48 -6,698.15 -2,529.52 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.210 49,255.06 -38594 LT Trade date: kin 27, 13 955.868 9.969 9,530.00 9,530.00 10.210 9,759.41 229.41 LT EAI: 41,173 Current yield: 1.99% continued next page CNP70009005734704 NP7000109425 00003 0115 030575004 10%MiLYGM00021111486 6 of 10 CONFIDENTIAL EFTA_00131750 EFTA01273957 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor ;It UBS 2 friendly account name: Account number. SCOTT STACK MAN I LYLE CASE/1EL Your assets Fixed income . Mutual funds (continued) Purchase Mel Witter meracy price Client Cost Price per share value on unrealized (ta4 investmeot Hddng Hddng of sharesper share (I) investment (9) basis (S) on Ian 30(9) Ian 30 (9) gianorloss (5) return (5) period Security total 5,780.066 10.237 59,171.00 59,171.00 59,014.47 •15653 •156.53 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: JSOSX Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.710 123,165.49 -2,524.31 LT Total reinvested 164.501 11.847 1,948.86 11.710 1,926.31 -22.55 (Al: $1,965 Current yield: 1.57% Security total 10,682.476 11.948 125,689.80 127,638.66 125,091.79 -2,54686 -598.00 JPMORGAN UNCONSTRAINED CEBT FUNDCLASS SELECT Symbol: /SISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.060 97,00.1.50 -1,930.33 LT Total reinvested 393.593 10.179 4.006.67 10.060 3,959.55 -47.12 EAI: $4,108 Current yield: 4.07% Security total 10,045.135 10.257 99,024.83 103,031.50 101,054.05 -1,977.45 2,029.22 FAUDENTIAI. ABSOLUTE RETURN BOND FUND Symbol: PAD2X Trade date: lan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9,710 71,863.29 -2,487.92 LT Trade date: Oct 2. 13 2209.898 9.799 21,656.11 21,656.11 9.710 21,458.11 -198.00 LT Total reinvested 308.808 9.855 3,043.47 9.710 1998.53 -44.94 EAI: $3,055 Current yield: 3.17% Security total 9,919.663 9.935 96,007.32 99,050.79 96319.92 -2,730.86 312.61 R8C BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: Mn 29, 13 12,911.799 10.164 131239.70 131,239.70 10.100 130,409.16 -83054 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.100 19,008.66 -112.05 LT EAI: 12,204 Current yield: 1.48% Security total 14,793.787 10.164 150359.83 150359.83 149,417.24 -94159 -942.59 continued next page SDNY GM 00021131 CNP70003005734 705 NP7000189A25 COMO 0115 030575004 Page 7 of 10 CONFIDENTIAL EFTA_00131751 EFTA01273958 SUBS UBS Strategic Advisor January 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your Ilnandel Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase pIK& Weber Angara once Client Cost Pnce per share value on unrealized040 investment Holdng of shares pet shale (S) tnvestrnenl (S) Owls (S) on Ian 30(1) ran 30 (1) rein or loss (1) return (I) period Total $961,628.49 $983,281.00 $962,638.06 -$20,642.93 $1,009.57 Total estirturted annual income: 975,519 Your total assets Percentage of Cost Estimated uncedszed Value on Ian 30 (S) your account basis (1) annual income (f) gain or loss (1) Cash Cash and money balances 4,181.15 0.43% 4,181.15 Fixed income Mutual funds 962,638.06 99.57% 913281.00 25,51940 -20,64233 Total 5966,1319.21 100.00% 8987,462.15 $25,519.00 -920,642.93 Account activity this month Ode ',duty DeicTotion AMNIA (1) Dividend and interest income Taxable dividends Mn 2 Dividend HSBC TOTAL RETURN FUND CLASS I 31.56 Jan 30 Cividend JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 64.06 Total taxable dividends 59542 Taxable interest Jan 8 Interest U85 BANK USA DEPOSIT ACCOUNT AS OF 01107/15 0.07 Total taxable interest $0.07 Wad/awns Jan 2 Dividend EATON VANCE FLOATING RATE FUND I AS OF 12/31/14 261.25 Jan 2 Dividend BLACKROCK STRATEGIC INCOME I AS OF 12131114 282.02 Jan 2 Dividend DOUBLE LINE TOTAL RETURN FUND INSTL AS OF 12131114 204.36 Jan 2 Dividend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 12/31114 284.77 Jan 2 Dividend PRUDENTIAL ABSOLUTE RETURN BOND FUND Z AS OF 12/31/14 214.54 Jan 2 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1213 u 14 0.08 Jan 5 Cividend RBC BLVEBAY ABSOLUTE RETURN FUND CLASS I 4.5 OF 12/31114 157.44 Total miscellaneous 5140446 Total dividend and interest income $1500.15 Date Actirty Desolation Amount If) Fees Jan 23 Fee Charged QUARTERLY FEE .1,192.25 Total professional management fees 41.19225 CNP70009005734706NP70C018942500003 0115 030575004 loNtlIllay_Gm_000211Sis 8 of 10 CONFIDENTIAL EFIA_00131752 EFTA01273959 T UBS Strategic Advisor January 2015 Account name: Friendly account name: Account number. GHISLAINE MAXVVEU. Your el nandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (contnued) Investment transactions For trot Information stout Ire price'value shown for restricted securities, see rtnecoment Intormaion about your 'cerement a the end of this Mocurren1 Proceeds Iran Funds investment vAthdreven la Accrued Coco Activity Oesception Ou.enity Vito (SS Price ell rram.actions (5) inenenents Ocushr (5) interest (5) Jan 2 Reinvestment EATON VANCE FLOATING RATE FUND I 29.321 -261.25 DIVIDEND REINVESTED AT 8 91 NAV ON 12/31/14 ASOF 12131(14 Jan 2 Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND 27.895 -282 02 REINVESTED AT 10.11 NAV ON 12131114 AS OF 12131/14 Jan 2 Reinvestment DOUBLE LINE TOTAL RETURN FUND INSTL 18.629 -204.36 DIVIDEND REINVESTED AT 10.97 NAV ON 12131/14 ASOF 12131(14 Jan 2 Reinvestment GOLDMAN SACHS STRATEGIC INCOME CL I 27.701 .284 77 DIVIDEND REINVESTED AT 10.28 NAV ON 12131/14 ASOF 12/31/14 Jan 2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 22.072 -214 54 DIVIDEND REINVESTED AT 9.72 NAV ON 12/31/14 ASOF 12/31/14 Jan 30 Reinvestment .IP MORGAN STRATEGIC INCOME 5.466 -64 06 OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.72 NAV ON 01/29/15 Total -$1,311.00 Date Activity Description Amount (5) Money balance activities Dec 31 Balance forward $5,18425 Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 12/31114 0.08 Jan 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 31.56 Jan 6 Deposit UBS BANK VSA DEPOSIT ACCOUNT 157.44 Jan 8 Doposd UBS BANK USA DEPOSIT ACCOUNT AS OF 01107/15 0.07 Jan 26 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 01/23/15 -1,192.25 Jan 30 Closing UBS Bank USA Deposit Account $4,181.15 The UBS Bahl USA oepoot Account Is your primary sweep won SDNY GM 00021133 eiP7C0C9305734707 NV7000199425 00003 0115030575004 100000 Page 9 of 10 CONFIDENTIAL EFTA_00131753 EFTA01273960 *UBS Your notes O., 00.0"..., ,,, ,..”.. 0, '5.5/.0, NSCIN,mono24.1 . 0 ,. End ot ...mt..... numb. CONFIDENTIAL EFT,00B1754 EFTA01273961 Important information about your statement Fancial Sakes Inc ON rem or WS Fawecial Barked The km orC rd b ar will ~agate your °simian, xrl hoar on the kicks and records of to aplabki mar or enrekom you may Sake focuseholdrig by ding your IS a menter el al prinpalsecunty. ourraddy and tows willco:tea any mor promptly torn« agent/. Fnanal Adwor %/urges OBSF naadal Serva> and UK Bank II» en rand kola:lira of 18S AG and Milian of WS Warta Mete mat al aecks peytto to the Fenor to Inail • Conan nvertmern conna-tt or rentrent ~me (ei 9. Men*, «aunt name U.0 lbe ken's instal caner« it wade won read! aka» ndcaud on tin front ol th6 slaemenf haddliT land ~Ones and prvae ~ens) that are na llarfnendf aØ nane ref Hots marruticn that you the fens weak* olliceS an at to regna stunt fees. arsounn may be Nbah to registered sank the ~sties Am of 1933. and «ten on the Fenn online sac es waste It 6a manures« km ann. lor wepayment far want.: custanable -ndrrome• tam by you a auk you wth U3S Panel Senais he Duran; an Hwy" Ice tread rants n can abcosnts • Corr/roam conirxit W g. War ~et aid your mordeepng It ha no egr Merl we your ~UM 1200 Harbor Baleen Accounts ta are trail erred to War nitCutcres rink be prenus meal commas/. %Wen luares commas and You can mange pv Freak acute navies. trout Galen rhlaNink cm N107086 sadist to a Dank e. OrnwetaY Wtrai contraCts Sands or ble:ntalinj »NS &tarot, AO•bc< 'Ras sutunem Norwegian car oftchlread of >he IIBS NIBS Sweep Options The SIC protection and the apil~alprotrabn do not Mown *Tench% Finanda Wines xØ Oter records. 4% 9t °Heal tar UBSOlkneplaiSlOr nMeN Cat baknet toaseces to spy to these assets enn d helot!~ »pea cnictr • Va.% dinar acoseraparkdo raet or assets ard doomema. ænuhng ØBØ dau should not In kind bad depots at MS Bark uSA anted AG seaSord Cann stannems The WC prated% rod the swpWrwit bathes upon if you barn end 6 an mag cancurni plea (Bank Sweep hogramb nicriey market mutual lends Money aneøen do not paned flans* dunges n the market • ntaett Inch*" suable on. bala-cm witart lot rpr n ~dank n vrangho telkante ~spit of the Fuels) arid the barn:tonal Detest Accoint allor vas d yov %erata natter z armed d matel remand wank/ t GkbasTrne Deposit unrealized Weakening your stoma customers wen al rneentonal Amoy% Management %%mint. ant temanaPKY of otherwise) marks to market and nitan dads not held by he Ern Account laugh Oak% Sweepers:grans cat bans Does not nciaeunionud sowitelassets a teal of the Athol, al Sara tow ocean-Hied b be aconite re swept to WS Bat USA up b n egabkhed Mir and Moen Womixon e ratable...pm daunt Yat may ',bun put andane. Illtentent pant a kale ~Was swiroint data Todd rot be used for tar (deposes 49 then to 15$ AG Starlord Bantu, a a Many Fura Deposts more nformation and WC. redudng the WC Brodie,. unrested skids Wens and methane stink oceans solely on yediencl bk Iamb Ge.. Font 1099. 5498. 10425. at WS Bat USA are WC enured n acootake wit FIX by waxing SPC at 202.37 W300 ix by poitng tie SPC • Cindees %Wes Øi, banns. outstandingmaw etc) am pepsin your to nit" Wet no is required by mkt For ewer islawann pinto nut new klic 9,v wasie ~swell loan. sedd Woe Part account bands 14.4 lureran tote RS al than ardent, reporitle non- OPpOnt5 41,5 AG Hanord (oat ad tendrils», • casMroney bedew Tota of intresiod nabs. cash hable dvands ad tattle ken named en names Funds rend nsured by the FCC. Dkieleni Re kreesment Program IDF4P) held n your accoure, ren proceeds on sak aractons, sod blames. eke; WS Bank USA deposit baubr. OBS AG the sna ratan Can arBaje Mee TOu Ma) °ken the Stamtad Branch depose balances sod money maka natal ml bapsonconah coed »cumin TØ the DA. enable to can bane» an crap? to &tulip-ate9n" your /Puma reboot Wry Wide Owes lean sweep batch a the dose of tre alma« P40:4 «pose accounts a CBS AG ~York Branch an LOS AG are pressed knife OR P. panial shoes wil be son and me Nonarennity free nede balances n yeti, amount ~not Cemainicetkinc with Use Firm Carman kant Then flepons are rea need by the FDIC ash nil be depostel n you amours lhe Wand seyegaed from okra bartel an the Fronnon use aye • please re ccal.mi airy oral onentrwons n sang to Salsas heSS If the WS AG Capen bant re Newark Nina.% prize tippled by the ester mayday from the these has n the ordetry course of MI:vans Deese funt further prone your 'Wet raiding you* rgros unar the se wed tote shah» r of the C hmai Hans, and meet prior ye Midi the partial tan are sold de awake upon pet dennnd The Iona Incbded in the nattes torala Protecan Act (SPA) tiere h it quaraancr other ob /gait of USS AG to repay arras pan doseg value doe Darks Wee on the WS Cayman's Brach's boas Casio-MI% • 6 /he ~al insult/ton on the top Wt cd the lam of this Only ank unit flay be tad in pv =oat s you re Lend hg information suinewnt n not MS ~oaf ~vs. UBS Waked Deposits a SAS Bat USA aid eachWS AG Branch an nO1 estiatid to 'patios we man-AM death% phrretnt or rot anal Mama.» on doff rm.> rendag pad ten and Senkes arts you, accwrit as death; broker by preceded by SPC Money Fund sham are downed by Sec ~wire. te Finn wil ether 3?-1 partial hasa madet price cludoran Mato kvalmt R4aliteititp rignememi or ~vended wt the %and mituton We Wormed See 'WS Fermat »tan Mann Ro salon- below a accept an aroma denimorked by a registered Wang Account apeman, add the General Tan and Condom you or Ws retitionshp am you opened shlr 4:avnt In mercy. and nede you account WS Stan/ant of Creole Practices watie n 49nemer4" thrs can sew heels ans WiffkiPs re Icand a WS Upon you rP4a.2. barces n Coe Bank Sweep Programs or erdeeckaires aØera rinveirm any omun Faunal Siiwas aid not the %rutting broker. aul you OAmaybewt4awnadtaesofaMaeyFen maybe hivettmeret Skala% must ~earn» of soy woe Oritnakel to bath fin inadsted and the Janata returned to you a pa We ~wens obrives »Ind prof ile are spar< to eat vesuitos Atretkell Yew wets account and may vary between Steam ahem the Inn Yof Yak-Mini temaet seantes and other assets reekl All account harems shrine deemed canna:Ad portpik in sang of any ;Natant dunge h your Cana the anoint a the al et the salaam pain You may dk aerate 6 rex objected Co n ~try wean 60 days ruta mt.:ma% tout »shale weep maws. %hang station d idestirkre ~An For eat accourr hen cart rand ram and yekls. n ....little x for money ol !Lay paid .4turits, zany tme You may you choose one of at ?oboe% mead% Wrecks tenet sentries used a han cotter-Jana pavery ny • itemse direct custernen aterplants irguret to the frier: www ubsoretweepyals ban your Sewed ~or a hir • Pedigo fumy,: :Nome Imostrisents seeking tin calling 806762-1000 bake die on tern Any Nantes trånaned Ulu Client Rebhan Wormed X 201.3S/1699ot token genet nn d tonne only dtriog the runners period are listed a swim Tatar of al $00.354-9103.8 00A NI to 6 CO Phil ET ~Ay • Aden CaahlrIPPahnOn klingrrallt *Eking growth the add the suntan period throuae ray. a in sting to uBSIlinancsal Senn« inc. UBf Fehancial Services scans prank» The Fern is a member of the »curries rypa Proteaion e /annual rang than ten generate» of name • Con bah r, denweing the oda Dais cf the wanes Cie% Radom Depanwed PO Box 766 Onion City NI • Reduce Conebrunon of income and CyX.dx0flonfIf paned n the staierrind SW? %Wed ern he 07(07 COLOratti (WC). Wit protects seosnies xcocens of es morays as to 1500000 Wading 1250000 for damsfor thastwans nor in boa to drown« of name ad number WS Woad $m ashes reled on wail We WC and ;oxen«, tams Øylo all awes Town d prnaisiel 'Mannion Obtained from some:moth« tar 15$ • Tr case of enesa unisons about so ekcoonc lufg, Finmal Sevres. intudng nlarnation Iran ~Ws few ~arena n apanicadhanty nand« (Sn bit Phenix or 15$ Visa dash cad the Firm 'owl» wet arum al atm. ha ai,» pet:bawd Overdid* profiles or tat you may hate plOidtd 10 your Sassari Advent tranneons, call æO762.1000 a ame to LAS Fnancel • ronsairow Seeks to freeman Mealding./ win km The Finn does not independents, vedy or guano» to Seeman he. IOW Nan BW .6t I bk. Weehawi. N) sapienuntat stones.» We manure anoint payable to all Nigble clan. corkteekundertis pottedon o 550) risk an sola la tote roan herd. eon 4 that means sparacy en eXidey of any insormacn derided by sources one& Arm ths/r3sA sae% the =idiom does not gneste Upfront income« ete to USSFranal SeNCes mikes as of ~Wu ID 2013 Fesandal myna keep pace wt r/1Ø CM donna non as you win d put% your • Aitttketia Vining so ampt syne reh to Laden end addrion Stough WS Sandal Seriker. genally Hammier new 6 Prong (edam need more skied tote pony ordain an ~a cat at she rem elite praected fd up Er SI 9 mak» n *be tolerate some ada » sod higher rams updates his Mona's» as c 6 acorn he fern does red elf onnam abut athrofer on the swam% or receipt (*hide any ~ands Ma she dermal% under 'Cost The kin ce Cad mew (as ado kable)must hear tom you aggregate< il pur axocreishieb n a panda- aktsak • Andhra %Ong to axed hgh risk oppmiks aid hgh tfoll copy ol te poky *sang es nekton uPon matal Wanly» wangle returns am tern bans' and 'tweaked gabs," is ranee a of the die no uta the 60 days alter the fra sent you the kst of this azemfm As SM please do rutt rely ca this swam% on With the en« or problem ~red informalen to make Cunha' er sae dazes. laid( - ProPtfir you nine ad acoxxf ~ter (If asp The SP( prowls» and Pie supplemental pranks, both do Statement doeusadding' not SPIT to We nay consoklate el rand scoot, statements wit the popos« cr warn ~in taunted to the fem - Describe the error or the rank yen se van 'Lou. madellent godson nformakr oily forte period of Maud» as clearly æ you can sty you bane C hat • Count nand ants copal% brand Ian% nun, selt adirros Mille Sane er,~ Acaints ray De relined aØ van/but hell asw rom te5 Wain for this Whale Down they haw math eho also nankin lb% they ad held a the Pen, Worehitormal nlormanal error a why you r4+3 mete Mumation cm be added by pv hrundal Adind - knelt tur dot% ~urn et the surpassed wee (eg. Cenan (0øt a LIBSBark, (Heat MU% AG lent amount raionshus tern otw dents ei the salen Stamford &and+. OD %taste docbas %Lang Taub» antes, 1% prat% 6 known as "nowneldng • I you true% an Minim of mutual lads Were own peels to mate %Intuit flaterttenbintikd n ~at* • Unedited geld, knees Yard daa arable shares re registered ~ken die nand d tin move edentived »added ban sink re carawfd ffr SDNY_GM_00021135 CONFIDENTIAL EFTA 01)131755 EFTA01273962 Important information about your statement (CCel (Muted) kidvidalscOrity Its the Vacationdata fa Nadal - Thad parry minuted earsmay be reflected as 'NM narrow of axamisat the brow-dear honing mttual AO:ount are registered servoe mats of UPS Fnaxial Services lots mayor may not eel onmissess. Chavesalder prime n snivelrumens two an inlesseneent Ism:hot ma he'd family Inc SeCuntyleoroincalon averts Dalfe dlid Omer valuator" firm Isnot %poled mesa:le to assign a - In addl on tecomertslienS Masted et consaion writ rens:awe lets and *Kau* padre lots at each yam when we tummy awl. %Manson* trot hat the sale or darbutan N arouty over= ad irk Yea S5naturo it a misted service mabar of visa 0>mbased 10 %SOS one Sward tot the • lrade dr.' oo,sredtha may olla menus,/ reporsed lobe too irrentrnere tool units to or dlrnts, we and a our Imernmcnal tee Visa Signature re& cm:haul IRS dia colas presents the asps, waists traNdete (NO'S. Ce when aurae vexed te hglify "'torah* affdarn Nome redeem Prang COmpinsaticei Iron dient cads to issued by IRSBfl Ube wth mymoyon from duo to the nacre of the seamy mrryof The masm companies todervenry the yea U S A normeatem • Callable morities Bonds andpeeked trod tie the - then ruitlw an Eva portent parer a sponsor awing coducts atilses of the norance corms:6 nos calt foe eayrcderponwil beskald crust-tidy eginaud oar me 3mrdpmyesIand Nisi is Of Veined Of the VA elueSelleell PUPS he darts. USSFnmrial ServieeS Inc Pet 201407 by lot torn amcsj 8A sonniesof that ape Winos mended the Nue of the nasty wA bedaoront ton - Ott /MS'S alSo recelee traeirg come/sums are other name a n sensate nave for es clones Cat leas nt pstraw pna compensation from mina feeds and mucads 'Mesta co is Standtom thrd pale; aid as wry - 'Dhabi:Um, to die' nny Vebde redo of GIS* Corrnalies ekes proorts we 6 rot %Waited Otis call leabses may cast vasch scene a both - We receive al anus fee Mtn USISBalli USA en1UBS could Sett Ski Cantle% olorma kin ewe beprodded • OOPS um sk`e* re:fei(nses owl oaring puce AG Manion/ Bookie of tip to RS pee rcount open regent per sit ad may not rifled you. cod bath swioNag to to balm use, lee LOS Brit Sweep Program • Cremates of deposit (CDs) Ws ale MC roved INV • Ilisteicted searitias Restricted serrates gmerafy ae S2SOCCO n pampa' ad scud Serra pa &pouter not and/ Sob* for %tic sale UPS foaled, Stress ASA, and per clepotio-y tnliMim. n acordena with Was the make price of Vs tonestrided stock of the sane m Informatan respedng contr.-oder* ad other charges rules our a a,mutedvan lathe rearMed noir ibr annecrion win the ereartion of wales nchring proses of moue:enamor* To the omen dare cpbon namactons has been nciatled on conlinnrons • priadvalue Puss cloplkoed ICJ Wades ad Other rest, hied clatter serge* for Sale. Me Slat reCeked reyoulay Kindled to you. and well be pemirel to you produces 'nay be hots a lower that Yep pep coal you may be manumit, less Than the inland visa town empty on WWII Yreul Khalif reoeve in the matte PrCeS are Oblaned from sicus toed paly soon Sudi webelated be • It lodiritatod) nes amenyields and rams. An *OM Selling relate. but we do not %rads VS a:cracy tulnwe of emir mom. is based on amen, cleeSsnd If you at engaged in short 'Oho a warily. you may nos a - Wo nay use the dosng ors when salable a the aid Mime ram awry the rorities wipes. held fee chageweto anon basowng cons foe tna palouLv mean or the bid as/ ask aces to feted SedirceS and one yet from Patented date a rats manly The rarity opuses or on b bd prces for OTC seared estimate a rya guidrine. accuracy aid Centoued - let amt.% bald securim maybe priced rung a name se not %scooted Open <Sem disco mock, a %end Mani pia we obtaned - EdMuted royal some and amen yie4I for Cerlan 4 9arding open '9000.tilanCelled • O that ant may nol re lea an add matte price or WM Vase, secerites mold brute a return of plocpr or merited by the strement dete. opei buyaid sell stop op - C enan posbros may £pea woad aprize and all carve OAS n Midi Olathe en 'i onise laid anent ceders at related by the amount of deedends or rotas on shoe/arose was not mailable' if we are enable to veld/soul! be overstated • etdiddindsor eandlos /are unless rummer othenyito obtan a prise for a security - Earnated anus .come aid cuvantsrield aid the by you You ae rimensble for orders that are executed doe - Deposes a stories dencrtmated n arterioes Other actua name and yield night be lowers hghwthai to purr false te Canal orating open ceders Mn LI S Cotters are ref Wed a the saturgerae as of the reivated amens the dawned date - An nava.ol swalcal interne Ovid's! actor Tar witheldito en ekirbutions town WS Pinatas' - for dens 'entities tmdem tr noreccenormive retest chard by TheCorea make, var.nap Senna, IRAs denomnatais. mce and quality race valid mar hae balaCeetSed Co the laSt deradd or mired Triad me Saw redureS lUES5 snauia Services to withhold been Wpm:deo frigate prepays's/an payhd nude byte nos and estates die rooms to from yos sable UM develba arn tut you may To obtain crown matrons. San salable. oscaa yos sear* kirk/pods MI be held'a ones,. tom the ekes net lobe. roosts "Shell or. instead. you nay Fermi rimer statenst %Sot wildmisty AoavICY aid Nett tra has lee wetted a arae a n a lead anoint as coMnued and ae not guaa%eed you choose Yes Moon %gateman n efSect untilreeled • Preen Mtnarsms and traduced product. Plicate by you You may rester your election a at; t Me by many inesendre seas* dnetnIng direct pridpation • Ames net held by WS Ifinertial Sontiom Conan anew ;Vann If you do rot haw onouto home tar pagan aid real estate rt.Stroem train Seaulted aid WPM ate cot heldbytekm ad not ends the Inn's wafter Iran 'Cur dartuliOnS. you maybe re%OriSble foe finch ed paductS aegwmraey hght iliaId Conan postdate, or antel These asses re eeptend m your the perdu of essixedtak You may nod pines d tie drucsed podia s hare no been reordered wen the sratensom foe Sonnatronal popoSesody Position ad awns washed NU pis estimated to payments at not Stalmes and en2haVk Co nmalon a unsafe any State rases preVeled are peoided by the issung finh IRS equal to Wu' lee Oblipti01 *Cured" Wm We von* estmred misses la innate Fnand$ Seniss t not reportsble for this afeemgbn mermen stainers ad striate, prodsis tor aid does net 9.kirlitte Ey armory mete assets tenet Privacy donna sapwood only Acourarye not 9UnnWed protected by SPC re to WWI suppleinreaf SP( To atm a copy otos( wren Clive Prihry Nuke. pare - Them yams maydiffir mintentally from pices, if a'w coverage mntaci yew Niro:al:4mm centime wrone Y. al whim a;Nate imestmere seamy a endued mow pis cememeneolry sods, maybe licuOt a foe aid do not necessity • Itananua during and addkiendereepensatiem represent the war you may roman upon halidaten - ti additi741 to comnissom en ski and 12b1 lees UBSinaxial Servos 6 not a bat The WA. Fumes, - Med paly flimaeS Of valet are aS Ot a ran Oae reamed es conneam with the dartuton of vulva SOVCeSAaant BSA and MIA 3e beckerdoe latiritS aid at sunned to GCS Insole Savors waspUr Rinds toot chentS we mice ow *Are Nome Miidl provide access to bat ng services ad produces base by an Wenn:fent miration Inn /Web! Mann; papunts from daltbutors soder though anrodunts with affilaud bats aid ogee ti ed Psua TenniPermit cd sponsor Sewed vire if adeison of the nuts, finds ma we sell These party basks. and scads aeon to Om rid mut y my. are striated to is Frm by the our, general *norm are bred an two drawer, aerporents fJ prods.= iSfeed by untallMeter tadpanty Morena panne a swear and maybecab-SW based on the amount 01 saksby IRS of a yritcuLn mutual her cows through nwisice agency subsibr eS of UtS different Nervation from that our by thfd panes to limey to medents. ad Id the me vabe as Coaxial Session he deer thee estimated vats; priory mbar far fangs shamMal a the lien - You car obtain addeenal itcrmatcn regaling the - We alder ant* cep Radie retecenng aid Sense& man. aid amuly products mettodology used to determine the enmae of Vlibt onvemprocesung lees in orredeiron for t aisle( rot FOIC haired • No bank SWUM** May lose yam and the date of the hfonnacon ma Is the bass fir the agent wykee teat we sonde to rhemoual funds vino by apeactiN your Pesdal Adds Three lets genet" re pad torn incisor mem tithe Seth Rdeudt 2Analereol &coy" Business Wean mutual fume end to a tiad delta anorem basal on the ACCoen1 SSA. INAA and estemabedal RdOsCe lettiagerren SDNY_GM_00021136 CONFIDENTIAL EFTA 00131756 EFTA01273963 065 FMancial Services Inc. SUBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 February 2015 cNrmoseio33t cats Y1 0 HI AN MAX L: Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANILYLE CASRIEL Pho,e Questions about your statement? Call your finan:ia. Advisor or the Value of your account RMA ResourCeLiRe at 800-RMA-1000, on January 30 (1) on February 27 (1) account Your assets 966,819.21 976,075.81 VlsIt our wehslte: Your liabilities 0.00 0.00 www.ubstomainancialservices Value of your account 1966.819.21 $976,075.81 Sources of your accent growth Tracking the value of your account during 2015 Value of your account 1 Thousands at year end 2014 S967:050.04 967.1 9668 976.1 Net deposits and vathdramals -11,192.25 Your investment return Dividend and interest income 43.021.90 Chance in market value 47,19612 Value of your aceo.nt on Feb 27, 2015 5976.075.81 Dec 2014 tan 2015 Feb 2015 SDNY GM 00021137 Member SIPC 0070001005810331 Nr7003206088 00003 0215 030575001 COCOOD Page 1 of ip CONFIDENTIAL EFTA_00131757 EFTA01273964 SUBS UBS Strategic Advisor February 2015 Account name: Friendly account name: Account number: C., Cl ri I ELL Your lq modal Advisor. SCOTT STACK MANLYLE CASFUEL Your account balance sheet Summary of your assets Value on Percentage of February 27 (S) your account , Cash and money balances may include A Cash and money balances 4,210.34 0.43% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances. VBS AG Sumford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the imponant information about your statement on the last D Fixed income 971,865.47 99.57% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $976,075.81 100.00% D Value of your account $976,075.81 Eye on the markets Percentage change Index February 2015 Year to date S&P 500 5.75% 2.57% Russell 3000 5.79% 2.85% MSC I - Europe, Australia & Far East 5.99% 6.52% Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14% Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% OW70003005810332 NP7CC0205089 00003 02I 5 030575004 C0MY_GM_00021/ine 2 01 10 CONFIDENTIAL EFTA_00131758 EFTA01273965 UBS Strategic Advisor Account name: Your IInandal Advisor: *UBS Friendly account name: Account number. SCOTT STACK MANTLYLE CASRIEL Change in the value of your account Summary of gains and losses vSues reported term, exclude products for which gans and losses are not classified. February 2015 (SI Year to date (S) Realized gains and losses Unrealized Opening account value $966,819.21 $967,050.04 February 2015(11 Year to date (9) gains and bsses (4) Withckawals and fees, including investments transferred Short term 0.00 0.00 -1,399.56 cut 000 -1,192.25 Long term 0.00 0.00 -11,508.53 Dividend and interest income 1,521.75 3,021.90 Total -$12,908.09 $0.00 $0.00 Change in market value 7,734.85 7,196.12 Closing account value $976,075.81 $976,075.81 Cash activity summary See Account activity the month tot decals balances In your Sweep Options are indueedin the cpenng and Dividend and interest income earned closing instances yd ue. FDIC insurance applies only to deposits MUDS Bank USA, not to deposits at UOS AG, StanWord Enrich or bank deposits pieced through the UBS intemaiorra Deposit Account program 5iPC protection applies to moray market sweep hod holdings but not bank deposits. Onimportant inSormation For outposts of His statement, tantlIty of Inkiest and dtridend Income has been determined From a US about your statement on the last two pages a this document for Gelato tax repating perspective. Based upon the residence of the account holder, account type, or product two, some Interest anent deldend payments may not be subject to United Stites (UA arch Puerto Rico (PR) February 2015 (1) Year to date (1) Income tares The (tent monthly statement is not Intended to be used and cannot be retied upon for tar purposes. Clients should refer to the actietie tax reporting forms they receive torn UBS annuity, such as Opening balances $4,181.15 $5,184.25 the corns 1039 and the AIMS 487. for lay reporting nes:matron it is the FYFICIlar of UBS to file the typercaUe tar reporting forms with the US Intend Revenue Service and PR Treasury Oepairrent and in Addkiorrs such forms accurately daily dindends andia Interest as lac exempt or tarots* income. Pleat consult your Dividend and interest income 1,521 75 indwdual tax propane. 3,021 90 Total additions $1,521.75 $3,021.90 February 2015 (S) Year to date (I) Subtractions Taxable dividends 1,521 46 1,617.08 Professional management fees and Taxable interest 0.29 0.36 related services 0.00 -1,192.25 Total current year $1,521.75 $1,617.44 Funds withdrawn for investments bought -1,492.56 -2,803.56 Prior year adjustment 0.00 1,404.46 Total subtractions -$1,492.56 -$3,995.81 Total dividend & interest $1,521.75 $3,021.90 Net cash flow $29.19 -$973.91 Closing balances $4,210.34 $4,210.34 SDNY GM 00021139 ClIP7COCEO05810333 Ny300:005088 00003 0215 03057500e 000000 Page 3 of h) CONFIDENTIAL EFTA_00131759 EFTA01273966 *UBS UBS Strategic Advisor February 2O15 Account name: friendly account name: Account number. GHISLAINE MAXWELL Your linancial Advisor: SCOTT STACK MAMLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period fan 8 - Feb 5 Opening UBS Bank USA Deposit balance fan 8 $5,373.40 Closing UBS Bank USA Deposit balance Feb 5 $4,210.34 Number of days in interest period 29 Average daily balance $4,800.82 Interest earned $0.29 Annual percentage we'd earned 0.O8% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Emanuel Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibttity conodeatton Uccle selected Your account instructions • Your account cost bass default closing method is FIFO, First In, First Out CNP70003005810334 NP700O206088 00003 0215030575004 COCSINLY_GM_00021414 4 of 10 CONFIDENTIAL EFTA_00131760 EFTA01273967 T UBS Strategic Advisor February 2O15 Account name: Friendly account name: Account number. Your Financial Advisor: SCCT1 STACK MANLYLE CASRIEL Your assets acme prices, excme anClCurrent vanes ShOern may teappooximene. Asa result. gam aidlossesmay not he accurately relkded. Set smporunt inloseneeon about your statensent a the end of this okcurnern for more intornaron. Cash Cash and money balances Cash and money balances may include avalade cash balances, US'S Bank. USA deport account baances, UBS AG Stanford Branch deport account balances and money mattes mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vál n tap& ebte limits, but are not protected by 9PC UBS AG Stanford Branchdeposit account balances an not insured by FDIC and are not protected by 9PC Money market sweep balances are protected by 9PC but are not insured by the FDIC. See the Important information about your statement x the endof this cbctrnent for details about hose balances. Openng balance Clovng tulaxe hue Pet share Average Dnidend Merest Dofs in Hddng on Feb I ($) on Feb 27 (S) on Feb 27 (1) rate period period cep arount (S) UBS BANK USA CEP ACCT 4,181 15 4210.34 250.000.00 Fixed income Mutual funds Total reinvested is the Iota ct a reinvested dvidends n does not include any cash dsictrods. It is not a Umeafzed Pad gam or lass lithe dfference between the current value and the cost basis and world tar lot lor the purposes of determinng hdctng peloods or cost bass. the shares you receive each time you generally be sour tactile gam a loss if the security era sob on this date. The unrealized (13,093n a loss may reinvest dvdends became a separate tax lot. need to be adusted for return of (dotal payments in ceder to deterinne the realized gan or kiss lor la, reportingpurposes Cost basis is the iota purchase cost of the security, indudng reinvested dMends The cost basis may need to be alusted for return or coal payments in order to detennne the aausted cost bass for lac Investment return is the current value conus the amount yOu invested. it aces na Include skates that se not reporting proposes. reflected an your statement, inducing shares than bade been 'tatted as either a gan or a MS It aso does not include cash dederich that were not reinvested Purchase PreCa Number Average pate Client Cost Nee Per Share Value on Unrealized04N iniedment sidelng Hddng of shares cell share (I) investment CS) basis (S) on Feb 27(S) Feb 27(S) gain or loss (S) returns) Period PLACKROCK STRATEGIC INCOME Symbol. BSIIX Trade date: Sep 26, 14 15.825 243 10.299 163,000.00 163,00000 10.220 161,733 98 • t ,266 02 ST Total reinvested 392.943 10.148 3.987.69 10.220 4,015.88 28.19 (Al: 13.973 CuTent yield. 2 40% Security total 16218.186 10.296 163.000.00 166,987.69 165,749.86 -1,237.83 2.749.86 continued next page SDNY GM 00021141 CelP70303305810335NP7003705088 00003 0215 030579004 000000 Page Sof 10 CONFIDENTIAL EFTA_00131761 EFTA01273968 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Hounds' Advisor, friendly account name: SCOTT STACK MAMLYLE CASRIEL February 2015 Account number. Your assets . Fixed income . Mutual funds (Continued) Purchase price Humber Average price Client Cost Price per share Value on Unrealized Gave Imestment Hddng menu of shares pi share (1) investment CS) balls (1) on Feb 27(1) Feb 27 (1) eosin orlon (s) return (0 period DOUBLE UNE TOTAL RETURN RJND INSTL Symbol. DBLTX Trade date: /an 29, 13 4.490.660 11.379 51,103.71 51,103.71 11.020 49,487.07 •I,616.64 LT Total reinvested 214.164 10.973 2,350.16 11.020 2360.09 9.93 EAI: 42,352 Current yield: 4.54% Security total 4,704.824 11.362 51,103.71 53,453 87 51,847.16 -1,60671 743.45 EATON VANCE FLOATING RATE FUND I Symbol. NIX Trade date: /an 29, 13 5,463.943 9.180 50,159.00 50,159.00 8.990 49,12084 -1,03216 LT Trade date: /an 21, 14 2,727.687 9.210 25.122.00 25,122.00 8.990 24,521.90 -600.10 LT Total reinvested 312.183 9.063 2,829.48 8.990 2,806.52 -22.96 641: 42,891 Current yield: 3.78% Security total 8,503.813 9.185 75,281.00 78,110.48 76,449.27 -1,661.22 1,168.26 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: 621X Trade date: tun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.200 48263.44 -1277.56 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10200 19,124.75 .506.25 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.200 21,101.43 -55857 LT Trade date: /an 21, 14 4,790.169 10.679 51,159.00 51.159.00 10.200 48259.72 -2299.28 LT Total reinvested 427.122 10.461 4,468.16 10.200 4,356.64 • 111.52 EAI: 43,737 Current yield: 2.64% Security total 13,892.745 10.542 141,991.00 146,459.16 141,705.99 4,753.18 -285.02 HSBC TOTAL RETURN RIND CLASS I Symbol: HTRIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.300 49.689.23 48.23 LT Trade date: kin 27, 13 955.868 9.969 9,530.00 9,530.00 10.300 9,845.44 31544 LT EAI: 41,173 Current yield: 1.97% continued nag page CNP703C0005810336N100CO206088 00003 621IS 030575004 COMIY_GM_00021IIMe 6 O1 10 CONFIDENTIAL EFTA_00 I 31762 EFTA01273969 GHISLAINE MAXWELL (SUBS UBS Strategic Advisor Account name: Your if sandal Advisor: Friendly account name: SCOTT STACKMAJILYLE CASRIEL Felxuany 2015 Account number. Your assets r Fixed income a Mutual funds (continued) Purchase pow NurrberAverage price Client Cost Pnce per share Value on Unrealized aso investment Holdng mcicIng of sharesper share (I) investment (s) basis ($) on Feb 27 0) Feb 27 (s) 93In or loss return 01 Period Security total 5,780.066 10.237 59,171.00 59,171.00 59,534.67 36347 363.67 JP MORGAN STRATEGIC INCOME OPPCATUNMES RAID CLASS S Symbol .1SOSx Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.790 124,006.93 -1,682.87 LT Total reinvested 189.914 11.836 2247.97 11.790 2239.09 -888 (Al: 42,066 Current yield: 1.64% Security total 10,707.889 11.948 125,689.80 127,937.77 126,246.01 -1,691.75 556.22 JPMORGAN UNCONSTRANED CEBT FUND CLASS SELECT Symbol. JSISX Trade date: ran 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.180 98252.70 -772.13 LT Total reinvested 393.593 10.179 4,006.67 10.180 4,006.78 0.11 (Al: 14,108 anent yield: 4.02% Smarty total 10,045.135 10.257 99,024.83 103,031.50 102,259.47 -772.02 3234.65 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: /an 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.760 72,233.34 -2,117.87 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.760 21368.60 -87.51 LT Total reinvested 330.588 9.845 3254.95 9.760 3226.54 -2841 (Al: 13,032 Current yield: 3.12% SeCkeity total 9,941.443 9.985 96,007.32 9926227 97,028.48 -2233.79 1,021.16 RBC BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: Jan 29, 13 12,911.799 10.164 131239.70 131,239.70 10.210 131,829.47 589.77 LT Trade date: Sep 24, 13 1.881.988 10.159 19,120.13 19,120.13 10.210 19215.10 94.97 LT (Al: 11,894 anent yield. 1.25% Security total 14,793.787 10.164 150359.83 150359.83 151,044.56 68434 684.74 continued next page SONY GM 00021143 CNP200C0305810337NP70CO206088 000:0 0215 030575001 000000 Page 7 of 10 CONFIDENTIAL EFTA_00131763 EFTA01273970 SUBS UBS Strategic Advisor February 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your A nand', Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase price Humber Amara price Client Cost Price per share value on unite:lied 044 investment Hddng of shares per share (I) investment IS) basis (I) on Feb 27 0/ Fee 27(5) WI° 441541(f) return (5) Pined Total 5961.628.49 9984,773.57 5971,865.47 -$12.908.09 $10.236.98 Total estimated annual income: 525,126 Your total assets rexentage d Cost Estimated Unrearzed Vilue on Feb 27 ($1 your account basis 0/ annual raceme (4) gain or loss (5) Cash Cash and money balances 4,21034 0.43% 4,21034 Kited income Mutual funds 971165.47 99.57% 984,773.57 25,226.00 -12,908.09 Total $976,075.81 100.00% 3988,983.91 $25,226.00 -$12,908.09 Account activity this month Oat Mikity Oeicribtion Amount (I) Dividend and interest income Taxable diwdends Feb2 Dividend EATON VANCE FLOATING RATE FUND I AS OF 01/30115 248.23 Feb 2 Dividend BLACKROCK STRATEGIC INCOME I A5 OF 0113015 264.25 Feb 2 Dividend DOUBLE UNE TOTAL RETURN RAND INSTL AS OF 01130, I5 169.96 Feb 2 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 0 U301I5 299.53 Feb 2 Dividend PRUDENTIAL ABSOLUTE RETURN BOW FUNDZ AS OF 01/30(15 211.48 Feb 2 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90 Feb 26 Dividend 1P MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS 5 299 II Total taxable dividends $1,521.46 Taxable interest Feb6 Interest 085 BANK USA DEPOSIT ACCOUNT AS OF 0210915 0.29 Total taxable interest 90.29 Total dividend and interest income $1.521.75 CHP70009005810338 NP700020508I3 00003 MIS 03057500e 00%1318Y_OM_000211109. 8 of 10 CONFIDENTIAL EFTA_00131764 EFTA01273971 UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your Finandal Advisor: (SUBS February 2015 Friendly account name: Account number. SCOTT STACK MAN LYLE CASRiEL Account activity this month (contrived] Invesbnent transactions For more I nfowision about the Pncelvalue shown for restricted Prairies, see automate Mtormaion about your 'cerement a the and of this 0°comit Proceeds Iron Funds investment withdrawn ice Accrued Date ActMly Dasoiptinn Quantity Value (4) Price Cf) Rana-dons (5) invourrwnts boustet interest CR Feb2 Reinvestment EATON VANCE FLOATING RATE FUND I 27.891 -248.23 DIVIDEND REINVESTED AT 8.90 NAV ON Oil 3,3( IS AS OF 01/3015 Feb2 Reinvestment FAACKIICCK STRATEGIC NCOME I DIVCEND 25.958 -264.25 REINVESTED AT 10.18 NAV ON 01/30/15 AS OF 01(3C/15 Feb2 Reinvestment DOODLE UNE TOTAL RETURN FUND INSTL 15.326 -169.96 DIVIDEND REINVESTED AT 11.09 NAV ON burrISASOF 0 U30115 Feb2 Reinvestment GOLDMAN SACKS STRATEGIC INCOME CL I 29.774 -299.53 EXVIDEND REINVESTED AT 10.06 NAV ON 01/3015 ASOE01/30'15 Feb2 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 21.780 -211.48 DIVIDEND REINVESTED AT 9.71 NAV ON 0U3(YIS AS OF 01/30'15 Feb 26 Reinvestment JP MORGAN STRATEGIC INCOME 25.413 -299.11 OPPORTUNITIES FUND CLASS S ONIDEND REINVESTED AT 11.77 NAV ON 0212915 Total -S1A92.59 Date Madly Descriptor Armunt (1) Money balance activities Jan 30 illataece forward $4.181.15 Feb 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90 Feb6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02i05/15 0.29 Feb 27 Closing UBS Bank USA Deposit Account $4.210.34 the UBS Ram USA Deposit Account Is your primary sweep colon SDNY GM 00021145 CNP70009305810339NP7000206088 00003 0715 030575004 000000 Page 9 of i0 CONFIDENTIAL EFTA_OO131765 EFTA01273972 *UBS UBS Strategic Advisor February 2015 Account name: friendly account name: Account number- GHISLAINE MAXWELL Your PI nodal Advisor: SCOTT STACK MAPY LYLE CASRIEL Realized gains and losses The estimated realized gain and losses sawn below ate not for tat purposes. Please rate that gain or loss informaion We may not ad ust gans and losses fa al taxa <haves. We autcmaticaty adjust cost basis for recognized co the sae of ream-plias of analn Structured Products, Ike Contingent Pea Sectaitts, may be Werent:it add AMT coupon municipal sec unites for 6flmaeoanonzation of wog wens tens end foiaaretedOID ad may, and not apita, gain of loss. Please Cheek with youi tax altacii To calci4 ae gains and losses, we fa securities issued at a clxeum if you ieqs*Sledthat US$ Oust cat bas 101 the braid premium arnonzatron on liquidate I he ddest security lot first. 1Ns is knann as the fIrssin lint out or FIFO accounting method We use tattle debt sec unties Iran cost beats reflected tot these secuithes has ben &Sussed Estimates in the WrCbssduc/ this method unless you %moiled which tar Id to close when you placed your order. This is known al a onus section can nd be classified as short term of long term !sec ade infolmsbon is rrisang or the product is one in which purchases or VW order Set onportFnt Wormation about your :totement a the end of this document for more the ga moss cage ulaton is nd provided Prior month or year activity adjustments Gan and loss dealt, presented here reflect (haws to previously reported gains and losses. restating Iran a sae transaction, the anaunt of the dsal weed loss has been added to the cost ban d the securities of the sane issuer track cancellation wash sae transacticn a an tackle to cost basis If the ail mtment is a resat d a wash that you had stbseguent to the wash sae Short-term capital gains and losses With sale Quantity°, Purcisze sae Sae Cost cost basis SeCunly description Method face value date date amount (5) baSiS (5) adjustment(S) LOP (S) Gan (S) PMZO UNCONSTRAINED BOND CLASS FUND P Adjustment 9.004 Feb 28, to Sep 26, 14 ICP 56 100.80 0.76 Long-term capital gains and losses wash sale Quantity or Porch/be Sate Sae Cost cost basis Secunly descrptien method rae vdke date dale amount (S) bases (5) afluslment(S) Las (5) Gan (5) PMCO UNCONSTRAINED BOND FUND CLASS P Adjustment 14,308 333 fan 29, 13 Sep 26, 14 161.39800 164,666 75 -3,268.75 Caen:008005810340 Ne7OCOX6088 000:13 0215 030575004 034Stlikrcam_0002AIIIS 10 of 10 End of statement for account number CONFIDENTIAL EFTA_00131766 EFTA01273973 Important information about your statement UBS Famed Sennas no Pe Fin °VACS FinashalSenam), The Fim« Cad Over wit ~agate yocr ~Urn and NUS on Id bricks rd records of Me amiably mice or envelmm—pu madman* heuseholln) by ding yew b a menter of all pro:palscanty. corrnorny and mum willconed any ono( promptly trader agent), Emma Advtor strges UBSF rend' Servces and us Bat US.. en indirect sulnUirias of IBS AG ånd of uB5Stoxiiin Plea. tie al checks prptio to the actor Me ~if • Cuts nvezernes merrur or MOTOTICOO I,O70,6 (9 g . Friend>, account nos, U.0 lheFrers %social ant it wade umn rem% molten ndeated on the front ol this slawnsit madders limed ~films and peat platemend tat au na fisfnentry room name reflects atomnisa that you the fern's etedithe °aces ag a to itigukt aCCouit foes. arsounb ma/ be abject to registed ~ the Semmes Act of 1933. and en(ern] On ne Hen's wing segues tuba. It as manumneelst dirge:Ix umpays:no la yourem customizable 'cuhrume' moss by you a and you wth 105 finseil Sots be Durchas aid drips Ice vpad rests h cash xcennts • Corrsartes %mat kg. forop strip rid your nacktfprog n na no bgr off% en )w socoum 1200 Harbor Bedews:I Accounts and are tfalPgrgg 10 other nItCutOnSfnailge pradius tad analog. merdag lines %mats aid YOU Cal mange your kends/ aØ manes. trout Gala. %%MSen N107086 tubp2 tO a Unst9f lee. 0mhodY pli" contra% Sends or tiOXgaginj you FnaCW Ackbc< Ma %%mom reprovenhe sly *Pc% resat of )our UBS UBS Sweep Options The SRC protection ad the aagli~al ~in do not Mess evseim Friapa antes accost Other records.empt °Heal cm Utt$ Pen Opleell IX ~can batames, barices to smarm these assets even X they otter* apeel"ar • Vibedraft accountpart elet d aØ and dooms's. conning conflicting date should not be dud balk deposits a Milled %a ant toll AG kardom balm minus The WC protean, and the swp»frwit nilene ups X you bets* ens n a erns or snow plea. Sark Swop hoard trey market mutual Itnds Orono Onateagn do not protect awn dunges n the .etat • Asia !NW*" sealable cot Marcel vats lor moon n ~taxer n wring» teed& daraar of tie Fun:Islandthe barryttsd Decost Acrid (Odor vibe d yov Sestmonsfirether as s result d maim rentreal nay (9a GSM, Tens Ditotitt unrogrod once suing your %count antimers Mt al temurra Ruche% littrugunent riournint. must ~KY 0T oftwraikkt0 marks to market and Certain ascend< NUJ byte Frrn Awful lhrwgnlhe Bak SweepIT<tams. <de Minces Does rat ncialeuncinsd ~tetanus a tie en1 ol the tatugh al harm tow are 'mended a be aeons re swept m U35 Bat USA is b a egalgIshed ken db More lsbmaona &ado le teen reps Vey may otoUn pew ad arran meson, pent a Sate roranemi, Pairost data mould rot be used for tar pupoes Reg then to 18514 Started Brach, or a Wray Fund Deposes more nformann add SIC. Cecludrig 'SW( Brody* un.ned Pod Wins ad modulo D stadi Won; »key on yea end ta< lams. he . Form 1099. 5498. CMS at WS Bark USA ate WC visored n aciondaxe wt FIX: by conixing SPC at 202.3718300« bySittig the SIC • Ciattes bcbdes Øt balances, outstandm sago tic) ohs popang sir tm nit" Mett iss quid by Mu For env itceinahon shoe nut sow Mc gm mince alvsva MX 019 loss. act ane. she aceournbalsees lan to reInn ID tie RS al tamb le dints& repent'e non Deposits a V% AG Hattori Branch and trend/loner balsa sealable cadN • commonty eStee, tots of inirrosiod dude tided) rid ladle den owned en sesames Finds ...not muted by the FCC Dieidend Re invessent Proem IMP) bland,. DS to35 Bat USA Upon 185 AG assure nit proceeds at de transalens, ad ahead relleCol is xi and). Mite You may °titan the Stark% Branch depose balances and mist matt< Alibi and barion comb weal stunts through the CAc addable.» cab badion at s8Ø to &tool gee *Cm your Normal Miser Only yi.ob shies Mal seep balle. a the dose of the gatennt pen:4 deposit accounts a llaS AG ~trot BraDlo and WS AG are psi:ha:el kales CI P. partialtat vil be cost and me Nm Ødty 119 Wadi, batman in your am aen« CemosidestIone with the Fes Caplan Brant Then' deposes dengt nand by the FDIC cash sot be dottosixd n pot accourt adds:Send segregate from <KW Winces sit at Montt mengd • PIN* tp.confiern ang oral OgggrulCatons fl writing to Baboon hen a the te$ AG Capon Bran at terpoutily resinous price tippled by the inns nay OS Son the »p0Sed to the sconign rid ot the Cams Want and these ftrds n the ordinry sum of as totems Mess. fonts lumber pros your opt tabdirg sr rights undo, the melt Fed at whdo the pste taes re sold karnies Men Protection Act ($n) there is ro quartet et other oblcoris dll55.4 a eddy repayable upon yois demand This Mal 6 MC Wed in tee theD.1~01)40n the 185 Cayman erodes boots. arrant pØ dosing va» Caoloirlipe • 6 ene !mesa mammon on the top loft el the Hem of this Only Mole tunes may be held in your noun I you re landing information fiserrant is not 16$ Rune* Sondes. URS Futta Of9Ogn at UPS Bali USA rd eachORS AG Brach rend entitled to 'pant ist mamma Untitled ~ha or fa dots% nlormson on tiff cm', lends; orators and Sent'scotes you acoars dsdeang brae by protected by SIC Money Fund taes at protected by WC otherwise, Me Firm a/nether tel partialites, make peke derlosiss do to st Clem R4.31beitp seerrir or araigement with the Maid noleuton We Wonted See 1.55 talel Sevres account FlOteCTIOn• below or accept an room iliciomdd by areposed deamg Accost egoontint and the General Tris5 and Condom you of this restionthp Mm you opened tas most in aged. added pm account Upon yov rOCU92, balsa, n tie Bad 5weeti Pregnant or bØ %Meant of Code trice, rabbit n Agnemeh'S this few, lw heds ant namn re located a UBS led Ceeddyres enVevin,o.tvburni Froarmal Sources ad na thy rtrodurig broaer, aid you OA may be wtheatet sd shags of a Wane/ kind maybe Westmont ettlealves must mace a reps Nay «Tor Or MMUS to Dett hind madam sd the toyed: returned to you a you' the ~anent obecives andet profile are specie lo eali ~nos yang Your stat road and mot vary between (teat Oise the Inn tor stmonfes testes secuntes and other sues held rt all atfOura .Utelem) Shall be defined carp» and tangly in hang of any optcart Pang. in your fnonca Further mliandan tout tattle step options. exbdng the ~Am a the and of the summer« poled You Inaj aR acatae 8 not odd% to n vaarg when 60 dad stuatbn of Ode:~ ~es For elde accourt held fee &limy X fully pad swim ar ay tene You may orient most egos ard yleitt n aStoble pts choose one of Met lowing ~fitment Object.,, ward t.4b‘ gmgfoyi4St hon ycta matt Ør o-by otthe sendsused a ba collated Per Pallfgarlino • glem. dad cusiernef con-plantsa blyrosa the Imo • teduo %awe »<Ord ancritmenti webing me bodice we on tern My ~Mt trandsed b the Used Reblkim Dents« at 201.357.1699ot tali(' ding 30D.Cti.t.' 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UPS Financial Suvias amount protection The Fen n a .Mender Ot ng ~en rem« Protection el pf»Cpal ra he man the gre.lann of name • Con brat PI ~Ong tie con basis d the mates Clem Renton, Cepartrest PO Box 766 Union Citt NI • teturo COMAvtangn of (MOM anclCaPWAPflonen «lauded n the mum" wise ndt.ted will at. 07(07 CO/pOTMOI (WC). wfiegl prows seems fe ast ot Rs mentors to 1,1500000 endeng 1250,000 for dansar ~Mgt tool ng bah the generation of Mon, aid nette 10$ Firuntal Scroneshat meted on CST) 7n• WC we emnene tines Øglo growth fa prnMal iMoinilion Maned firs sources other than lo115 • ti case of enosa megons atxut at elocoonc tint afauffiS thayouholdn apanataMmet Fireroa Sew." notdag narration Iran ~vs fin treda (ST) bla Moan cc lis Vat &Oil cad Overall risk profits. or tat you may Are prov dd to yout Finsicol Advisor thrisadions, call 800-762.1000 cr see to L85 Frianeal The Fist agens web wean if dates. ha also Dunham, tumonstm Fesotta 1M radium anost payable to • Conan.", Seeks to maimen /Vial minim( Sh km TheFinn Ian not ildependenly wily Of sunset* Sern(n Inc. 100) Max Bld.6th Ids. ~Ss N) ria ail Salt to the road merit tun rl ma means onyx), er Sicilyof any itormaon pronclot by suds 07086. 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Callio-Jr Eiriarcia Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on February 27 (Si Cn MarCh 31(5) account Your assets 976,075.81 974,103.07 VIsitour website: Your liabilities 0.00 0.00 www.ubs.cornifinanciatervices Value of your account 3976,075.81 $974,103.07 Sources of your account growth Tracking the value of your account during 2015 Value of your account 1 Thousands at year end 2014 1967050.04 967.1 976.1 974.1 Net deposits arid withdrawals -$1,192.25 0 • • vcur avestment return Dhidend and interest income 14.146.69 Change in market value 14:098.59 Value of your eccouse on Mar 31. 2015 ffr/4.103.07 Dec 2014 Feb 2015 mar 2015 SDNY GM 00021149 Member SIPC CNP700030065%437NP700030405100033 c0 IS 030575004 Paige 1 of 10 CONFIDENTIAL EFTA_00131769 EFTA01273976 SUBS UBS Strategic Advisor March 2015 Account name: Friendly account name: Account number: Your R nuncio' Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (1) your account • Cash and money balances may include A Cash and money balances 4,239.36 044% Your current asset allocation available cash balances. VEIS Bank LISA deposit B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.00 0 00% mutual fund sweep balances See the Important information about yaw statement on the last D Fixed income 969,863.71 99 56% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $974,103.07 100.00% D Value of your account 5074,103.07 Eye on the markets Percentage change Index March 2015 Year to date S&P 500 -1.58% 0.95% Russell 3000 -1.02% 1.80% MSC I - Europe, Australia & Far East -1.43% 5.00% Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61% Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% CNP700000626438NPMC0304051C00O3 03150305750O4 10aPecotaoco2IIMP 2 of 10 CONFIDENTIAL EFTA 00131770 EFTA01273977 SUBS UBS Strategic Advisor Account name: Your Financial Advisor: Friendly account name: scou STACK MANLYLE CAA EL March 2015 Account number: Change in the value of your account Summary of gains and losses Values reported below exclude products for which clans and losses are not classified. March 2015 (3) Year to date (t) Realized gains and losses Unrealized Opening account value $976,075.81 $967,050.04 Mardi2015(3) Year to date (3) gains and losses (S) Withdrawals and fees, including investments transferred Short term 0.00 0.00 -1,46486 out 0.00 -1,192.25 Long term 0.00 0.03 -14,540.77 Dividend and interest income 1,124.79 4,146.69 Total $0.00 $0.00 -$16,005.63 Change in market value -3,097.53 4,098.59 Closing account value $974,103.07 $974,103.07 Cash activity summary See Account activtly the 0700.11fo, decals. &lances in ycor Sweep OplICCIS are induCeclin the cpenng and Dividend and interest income earned closing balances were. FDIC insurance apples only to deposits S UBS Bank USA not to deposits at UBS AG, Stamford Parich or bank deposits placed through the UBS intemenons Depose Account program. SIPC protection applies to money rftildati sweep fund Adding; but not hart *posits. SeeImportant intortnaton For purposes of ttis statement tairatilty of interest and civIdend Income his been determined horn a US ebout your statemert on the last two pages cf this document for *lats. tC crating PersPective. Based upon the residence of the account holder. recount type, or product type, some merest and* dvldend cements mar not be subject to United States (US) ardor Puerto Rio, (PR) Mardi 2015 (3) Year to date (S) Income faces. The tier mom* statement is not intended to be used and camel be toed upon for tar purposes. Clients should refer to the appicale tax reporting fan they receise from UBS amualy. itch as Opening balances $4,210.34 $5,184.25 the C0M 1099 and the Fonts 480. fix tax reporting information rt Is the prance of u85 to tile the looficatie tat repotting toms with the us interred Revenue SenaCe and PR Treasury Department aid in Additions such fon accurately dasefy doldendi ardor interest ea tat exempt or taut* Income. Please consult your Dividend and interest income 1,124.79 4,146.69 inSedual tar prepare,. Total additions $1,124.79 $4,146.69 March 2O15 (1) Year to date IS) Subtractions Taxable dividends 1,124.67 2,741.75 Professional management fees and Taxable interest 0.12 0.48 related services 0.00 -1,192.25 Total current year $1,124.79 $2,742.23 Funds withdrawn for investments bought -1,095.77 -3,899.33 Prior year adjustment 0.00 1,404.46 Total subtractions -$1,095.77 -$5,091.58 Total dividend & interest $1,124.79 $4,146.69 Net cash flow $29.02 -$944.89 Closing balances $4,239.36 44,239.36 SONY GM 00021151 OrP7C0O7006S76439NP7003304051 00033 03 IS 030575004 Page 3 of 10 CONFIDENTIAL EFTA_00131771 EFTA01273978 Account name: 6414.PINE Nikl1A Et UBS UBS Strategic Advisor March 2015 Friendly account name: Account number. Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL UBS Bank USA Deposit Account APY Interest Period Feb 6 - Mar 5 Opening UBS Bank USA Deposit balance Feb 6 $4,210.34 Closing UBS Bank USA Deposit balance Mar S $4,239.36 Number of days in interest period 28 Average daily balance $4,213.44 Interest earned $0.12 Annual percentage we'd earned 004% Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Curren; mccsne &capital appreciation Your risk profile: Primary Moderate Investment eligibility conwlerahon None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CHP700074006576440N770C030405I 00033 0315 030575004 IOCOLYGM0002tflgte 4 of 10 CONFIDENTIAL EFTA_00 I 31772 EFTA01273979 Account name: UBS Strategic Advisor Your Financial Advisor: *UBS March 2015 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some pats, income and current waves Owen may be approximate. AS a rent. gains at tOsses may not be accurately relkded. See Aportant infanta:ton arbour your statement a the end of the docurneM fOr more infornsion. Cash Cash and money balances Cash and mores, balances may include avalade cash balances, UBS Bar* USA deposit account balances, UBS AG StanSord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA depOsit account balances are insured by the FOC vAlhn applicable limits, but are not ',ahead by UPC UBS AG Stanford Branch deposit account balances are not insured by f DIC and as* not protected by SIFC Money market sweep balances are protected by PPC but ale not insured by the FCC. See the Important information about your statement at the end of this doponent for details about those blames. Openng Wane< ClosingNI:ex! vice per share Ave sfrae PIP:lend Interest Days Hddng on Mal (d) on Mar 31 fS) on Mar 31 (t) ;So period period Cr.mount ft/ UBS BANK USA CEP ACCT 4,21034 4239.36 250.003.00 Fixed income Mutual funds Total reinvested is the total ct a reinvested dvidends. h does not include any cash dUctrods. It is rat a limeaffeci itsidgam or loss is the dfference between t he current value and the coo basis and wooed tat ice for the purposes of determinng hdang periods or cost bags. The shares you receive each time you generally be your taxade yin a loss A the security was sold on Ins date. The unrealized Oa/ 93n a oss may reinvest dvdends acme a separate tax lot. need to be adusted for return of capital payments in cock, to Omanne the feasted gmn or kiss la Is rep/sling puipenes Cost basis is the iota purchase cost of the security, indudng reinvested dodends. The cost basis may reed to te alusred for return d capital payments in order to determine the aciusted cost 1,391 Salta( Investment Jetsam is the current Ira ue :anus the smarm you invested. I does na Include skates that at not reporting purposes. reflected co your statement. indudng shares that hart been red ded as either a San Or a loss It also does not include cash dYdends that were not reinvested PurchaSe Dna/ weber Average rote Client Cost Pat vet share Value on didezeized dm) iniedment Hddng Hddng or shares per share (S) investment (V basis CS) CP Mar 31 (a) Mel 31 (1) 931n Or IOSS (3) return (5) period BLACKROCK STRATEGIC INCOME I Symbol BSID( Trade date: Sep 26, 14 15,825.243 10.299 163,000.00 163,00000 10.220 161,733.98 • I ,266 02 ST Total reinvested 417.694 10.152 4240.65 10.220 4268.83 28.18 (Al: 43.914 Cisrent yield 2 36% Security total 16242.937 10.296 163,000.00 167,240.65 166,002.81 -1,237.84 3.002.81 continued next page SDNY GM 00021153 Ole70307006576441 NP7003304051 COM 031503057'001 100000 Pigs S of 10 CONFIDENTIAL EFTA_00131773 EFTA01273980 UBS UBS Strategic Advisor March 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your linandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase pace' Humber Average price Client Cost Price per share Value on Unrealized Red imestnxed Hddng Hddng of shares per sham (5) investment (S) basis (1) at Mar 31 (5) Mr 31 (5) coin orloss (S) return (5) period DOUBLE Ur,* TOTAL RETURN FUND INSTL Symbol. DBLTX Trade date: /an 29, 13 4.490.660 11379 51.103.71 51,103.71 11.040 49,576.88 •I,52683 LT Total reinvested 228.133 10.976 2,504.10 11.040 2518.59 14.49 EAI: 32,331 Current yield: 4.47% Security total 4,710793 11.360 51,103.71 53,607.81 52,095.47 -1,51134 991.76 EATON VANCE FLOATING RATE FUNGI Symbol: NIX Trade date: /an 29, 13 5.463.943 9.180 50,159.00 50,159.00 8.990 49,120.84 -1,038.16 LT Trade date: /an 21, 14 2,727.687 9.210 25,122.00 25,122.00 3990 24,521.90 -600.10 LT Total reinvested 337.403 9.058 3,056.21 8.990 3,033.25 -22.96 641: 42,908 Current yield: 3.79% Security total 8,529.033 9.185 75281.00 78,337.21 76,676.00 -1,661.22 1394.99 GOLDMAN SACHS STRATEGIC INCOME CLI Symbol: GSZIX Trade date: km 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.060 47,601.W -1,940.00 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.060 18,862.26 -76874 LT Trade date: Oct 2413 2,068.768 10.469 21,660.00 21,660.00 10.060 20,811.81 -84819 LT Trade date: Kin 21,14 4,790.169 10.679 51,159.00 51,159.00 10.050 48,189.10 -2,96990 LT Total reinvested 455.414 10.444 4,756.74 10.060 4,581.46 475.28 EAI: 13,731 Current yield: 2.66% Security total 13,921.037 10.541 141,991.00 146,747.74 140,045.63 -6,702.11 •1,945.37 FISBC TOTAL RETURN FUND CLASS I Symbol: HMV Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.320 49,785.72 141.72 LT Trade date: fun 27, 13 955.868 0960 9,530.00 9,530.00 10.320 9,864.56 334.56 IT EAI: 41,173 Current yield: 1.97% contnued nevi page Cele700090C6576442NP700030405100003 0315 030575004 104931WGM00021Ilgle 6 of 10 CONFIDENTIAL EFTA_00131774 EFTA01273981 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IIsandal Advisor: *UBS March 2015 Friendly account name: Account number. SCOTT STACKMAULYLE CASNEL Your assets r Fixed income a Mutual funds (continued) Purchase Owe Hurter Average price Client Cost Price per share value on Unedited (tad investment NolcIng Hddng of sharesper share (I) investment 0) basis (S) an Nat 31 01 Mar 31 (5) gain or loss (s) return 01 period Security total 5,780.066 10.237 59,171.00 59,171.00 59,650.28 47,128 479.28 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS S Symbol: .60Sx Trade date: Jan 29, 13 10,517.975 11.949 125,689.80 Q5,689.80 11.770 123,796.57 -1,89123 LT Total reinvested 189.914 11.836 2/47.97 11.770 2235.29 -1168 (Al: 11,831 Current yield: 1.45% Security total 10,707.889 11.948 125.689.80 127,937.77 126,031.85 -1,90591 342.06 IPMORGAN UNCONSTRAINED LEST FUND CLASS SELECT Symbol: /SISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 10.140 97,866.63 -1,158.20 LT Total reinvested 393.593 10.179 4,006.67 10.140 3,991.03 •15.64 (Al: 14,088 Current yield: 4.01% SecLeity total 10,045.135 10.257 99,024.83 103,031.50 101,857.66 .137184 2,832.83 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: Ian 29, 13 7,400.957 10.046 74,351.21 74,35121 9,730 72,011.30 -2339.91 LT Trade date: Oct 2, 13 2/09.898 9.799 21,656.11 21,656.11 9.730 21302.31 •IS380 LT Total reinvested 348.371 9.841 3,428.51 9.730 3389.65 -38.86 EAI: 12,978 Current yield: 3.07% Security total 9,959.226 9.564 96,007.32 99,435.83 96,903.26 -2,53157 895.94 RBC BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARX Trade date: lan 29, 13 12,911.799 10.164 131/39.70 131,239.70 10.180 131,442.11 20141 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.180 19,158.64 38.51 LT EAI: 11,568 Current yield: 1.04% Security total 14,793.787 10.164 150359.83 150359.83 150,600.75 240.92 240.92 continued next page SDNY GM 00021155 CNP70009006S76443 NP70003040S1 00003 00I S 030575004 moOrk Page 7 of 10 CONFIDENTIAL EFTA_00131775 EFTA01273982 * UBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL March 2015 Account number. Your assets . Fixed income . Mutual funds (continued) Purchase price Number Avatar pace Client Cost Price per share Value on Unedited Rao Imestment Hddng tithing of shares per share (S) Tnvestrnen1 (S) basis CO on Mar 31 (S) Mr 31 (1) coin or loss (5) return (I) period Total 5961.628.49 5985,86934 $969,863.71 416,005.63 14235.22 Total estimated annual income: 524.522 Your total assets Percentage of Cost Estimated unrealized Value on Mai 31 (S) your tt town befit (S) annual infant (1) ono/ loss CO Cash Cash and money balances 4.239.36 0.44% 4.239.36 fixed income Mutual funds 969,063.71 99.56% 915469.34 24522.00 -16,005.63 Total 5974,103.07 100.00% 5990,108.70 $24,522.00 -$16,005.63 Account activity this month Date WSW ()Pathan AmOult (5) Dividend and intisnist income Taxable dividends Mar 2 Dvidend EATON VANCE FLOATING RATE FUND I AS OF 02/27115 226.73 Mar 2 Cividend BLACKROCK STRATEGIC INCOME I AS OF 02/27115 252.96 Mar 2 Cividend DOUBLE UNE TOTAL RETURN FUND !MTh AS OF 02127/15 153.94 Mar 2 Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 02J27115 288.58 Mar 2 Cividend PRUDENTIAL ABSOLUTE RETURN BOND FUNDZ AS OF 07/27116 173.56 Mar 2 Cividend HSBC TOTAL RETURN FUND CLASS I 28.90 Total taxable dividends $1,124.67 Taxable interest Mar 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0310915 12 Total taxable interest $0.12 Total dividend and interest income $1,124.79 CNF70003005576444 NP7000304051 00003 (GIS 030575004 104ffiv_ontoormilleir II of 10 CONFIDENTIAL EFTA_00131776 EFTA01273983 Account nanne: CHISI.AINE MA {WELL UBS Strategic Advisor Your ft vandal Advisor: *UBS March 2015 friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (contnued) Investment transactions For mate Information stout Ire price/value shown for restricted securities, see troportent Informaion Mont your statement a the end of this document Proceeds Iran Funds investment vt1Indrawn la Accrued Delo Activity Cosciptean Ouanity VA,* (5) Price CP rreuseetions (5) inentments benign (5) interest (5) Mar 2 Reinvestment EATON VANCE FLOATING RATE FUND I 25.220 -226.73 DIVIDEND REINVESTED AT 8 99 NAV ON 02/27/15 AS OF 02/27/15 Mar 2 Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND 24.751 -252 96 REINVESTED AT 10.22 NAV ON 02127/ 15 AS OF 02/22/15 Mar 2 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 13.969 .15394 DIVIDEND REINVESTED AT 11.02 NM/ ON 02/27/15 AS OF 02/27/15 Mar 2 Reinvestment GOLDMAN SAC NS STRATEGIC INCOME CL I 28.292 -288 58 DV1DEND REINVESTED AT 10.20 NAV ON 02/27/15 AS OF 02/27/15 Mar Z Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 17.783 -173.56 CWIDEND REINVESTED AT 9.76 NAV ON 02/27/15 AS OF 02/27115 Total -S1,095.77 Die Activity Desorplicn Amount (S) Money balance activities Feb 27 Balance forward $4,21034 Mar 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90 Mar 6 Deposit UBS BANK USA DEPOSIT ACCOUNT As OF 03/0915 0.12 Mar 31 Closing UBS Bank USA Deposit Account $4239.36 The UBS Bank USA Cepost Attount is your primary sweep option SDNY GM 00021157 CNP7C003305576445NP7003304051 00033 0315 030575001 Page 9 of 10 CONFIDENTIAL EFTA_00131777 EFTA01273984 *UBS Your notes C.....5....X...5 , ..3 Ea ,,../... ci.,,moao2fte a0 0l ,0 E. ot ..... ac.,. numb.. CONFIDENTIAL EFTA_00131778 EFTA01273985 Important information about your statement 'SS Fhandel Seats Inc MOW or t85 Floral Sericeg. The Pim or Cad bsuer eel revatigateyOtrCenplant holder Co the books ad records of to amicable GPO a erialopos —you may diKine households+) by ding your Is amentor ol al prorthr seavity. Cannaday aid COWS WIoral any era protwey tral4er agent). twat Advtor odurges UBSF next Some and IS Bank USA ay indiect fiubsaliris of ul3S AG and :Shan of LOS Somali Ploatnake al docks eaytto to the Amor tie Waif • (enact misfire arra" or rwormot name big. Friona/140MM nom LC the Fews Marne noc*ce 4 tattle urn recur mart ndrated on to Wes of the Patent h adder. 'rated parowthos and prvaeplawents) that re not TM Frier.* war nano reekas Marron that you the hen's exedawe of at a to regukt want fees. acounn may be herd to !waved undo the StartXsAci of 1933. and awed on the Firms onlne somas War It 6a maim:nano ten charges lot lie Rymer far searite: custoinIzabh *macaw' awn by you Bs au you will U3S Railed WNW tic ourchar anddrops foe aped accnnts n oath a:COrtS • Comment await to 9. Wows prang* and your nortecolg n Nn no Mr ONO on mut arum 1200 Haber litculwad Accounts ma aetrasUmrd 10 011w matronsmay be prakius metal aratad adding totes comnas and Yea on dove you* Frearty watt naves. rout Wine Wahmken. Ne 07086 wino to a barer fee. 80mtroOY Oar contacts Sanas a Mormon) apt &taxa tabor. The stawnem represommhe only °tarred:44 of >wain UN Swoop Optim The SLY protection and the Papplarerral protectors do not Armen *widow Furor Sears account Other records. matt Owl tae LISS °tiers oplan for sweeping at balances. braces to me* to these assetsPin it ibeyOleiteee appear* • Vabe of sow wountpoeflcoo tie‘ 01 asses and doomeerd. conuhng conlOng data should not be ;Med bank deposits at MS tar USA all utS AG Sordoni &sit swamis The SIX aerate+ and the sperm% habillteS wands° berme tort an Meta Con4tewi. pleaso Olark Swop Werra maw mire' mutual hods (Mono protecton do not pined agansl throes tithe mates • Amen Inckski *alb* cat Mar mkt lot • eon it armdirty h writing° teSranch Mampir of the NM) arid the Pkirratonal Depose Accomt (041For vat f yor Metmots OnerOwir as a mull of matt regard ',way (el ) aid Gkbae 'Irma Desalts unredized roasting your amum CuStanen MTh n monamed tiptoe Management mann waif barupta or Oa* marks to market ard wean MOO net held by tie Pim Awam through theBalt Sweep FrOgirern. cat tiros Does not ncbdeunpnad sautelassets at die end ca the though al Fres haw are Mended b be ;Carte. are swept so UM Bat USA up to an warted Icon and Mote iromoon 6 aaite own noon Vat may discs piwe and trot worst pooch a Pewit hastmems, gamma We Toad rot be used for tic puposes key then it> IBS AG Stamford Brant, a a Matey Fund Deposes moo Morreasbn awl SPC. hcluen9 the SVC Broder. waved slot col km aid motet b stoa atom solely on yeadod to Ian 0e . FOral 1099. SOB. 10425. at 185 Sat USA are 'DK muted n accordance web FDI: bye:entry SPC at 202-3Pb/330Oct by yettng tie SEC • Oablees trades Wax bairdt. wounding mrign ac) alto pooping yOur ta< return lief it is arguer by rules For ma hIcemaion plane out www SW re wade aumw apcap loan. credit Me tat accoum balers Ian to won to the RS al Tao) le Odor. nepontle non Deport a UM AG Xxrced March arid tales ot Maio • CashAranty bar.wces Toes of ravened avaiable car lark dmands ad made maw tamed en securities Funds rent mum" by the FDC. Derideoi Re Imesument Program OR/P) held tryout Kean& nil proceeds on sale tranUctorl, aid broom Or 165 Bank USA depose batrir LBS AG the ate reakited ism wry. pace you may Oran the Startad Branch detest balances and mono/ mato mate cost 6as/soncorn oared %edam Through the Oa evadable to call Warn re mop' to actual pece tan your hnr241Adeoor Only %hole that Wpos4 accounts a 15$ AG Newyork Brant and IBS/4 IUId sweep Waxes. a the close of the statement period are peered info GAP. partial ferns coil be sold and the Non.mrrincd Ey tee °edit batman et yea .0:cunt arena Comouniallom wIth the Firm Carman pant. Mesedeposits at Mt nand by the FIX cat hedge:66M el you amours lhe attend wetted from other batmen and tee use ay of • plerereconforrn ry oral Orm.nr.ator6 nnwngt0 Balman hot' a the WSW C spun bade at tomoutity remortem price word by the issuer 111111 defy from the oposed to rho mango W. of the C arm Nava, and these funds n the ordint course of as baits Mese funds furter awn your tits nobility you* rotas undo the coals prior it whdl the panel tees at sold ▪ payabse upon pa demand Ste total 6 Incbdtd in Thee Wears Men Protect= Act (SPA) there b nor charm.e or other °twat of 1.651E to way the batalC*S4h ie on the 15$ Carnets BOCK'S boas. norm' peed dosing value Caseritlew • re the fewer instritton on the top left oe the frcen of the Only Ono le units mw be held in you axott you are lending infermation laaimmt is not ICS FitinColStryCe. IA5 Fnaxial Deposits SUES Bat USA and each UPS AG Branch ay no entibrd to 'panelLea as areal: of a dviird barren or protected by SP( Money Fund ties ore weeded by SPC Fa Woad olcnnaton onthe on' binary p• Woe and Seers caries reface:ma as deatky looker by otherwise, eve Firm wit ether ad panelists, make' pace do:Sturm Mato piClyn RPM hot p AgrOtenall or t averner vett the indicated nruton We Mooned See '15$ einawal Swan Account Fraction' below. a accept an null ditifilred by a nEgiStered (kali) ACC4r1 Arran: ad the General Tows ad Conditom you of thoretnionthp nhen you opened This axam in agerCy. and credo you account USS Stamen% f Code Frachoes fl ab* ri Agretenes this cap, Fora hrds an) to if re looted a 185 Wm you reale,, baterres n to Bar Swap Program a erdreckeure M) .M(nh• edvntow-tonvh.noi kronor Sinias aid not the &educing atm and you OA may he wItctatt and tars of a Monet Fuld maybe lemstnentobleakints roust mat a roma of my eta or onmsbn to both fined liquidate and the pocceds returned to poet yea The Men:Vent Weaves and at prof It are specie to hall sea-Mot laill11 Yew outs roam aid nay vary mown neat atee the Inn Yost Statement teinCeSSeCulteS and Other aSetS held n All aCCOunt sourness Shall be defined COMplete and prompt0 n ern9 of any UriCant Mange in your Mama Furth& krilam Ate. tout maltle star *pions. ell:Wag the arum a to end of the women( period You n1010 acatat 6 not obeatei to n wag 'Who 60 days ratan a nterrerr arctic,: For eat xcoure held. for ahoy of July paid twee, a any um You may wort wean rsesard pekes, 6 air* a you dome one of the fokway notion' Wears yew« ubSCCalSweepyieUS. IrOn your ;natal beteilor a by rote searf IN used a ban collars rer Pral9.alian • Please direct du:tuner complainsa hikes to the /nen • Parr Curren:Mora Ineestments searing the balance ale On them My maintops trot to the Client Rations Nommen a 201.3521699 or lotto. callry 806762-1000 glottal bel a ',comeonly (Arent* Pawners paned are lined a malt habeas of al 000-3441103. 8 00AM to 6 CO Pad FT Monday • Adire Capda'faPple04004 neennvnts **Mg growth the end of the Wow' Foetal (Agar friday. a h rang tO uSSFortancel Senri he. list Mosnciol takes mans protean The Fern Bar...Yaw of the Securers tame Protection prnCpal rah. tante generaon of name • Cot bast h ciseconhap them% bans of the starers Clint Raton' Depattint PO Box 766 Unon City NI • pretice Contwayn of elcone and CapOJAPPeoseen madded n 1M Pawnor. Watrte odi:Ited wth It* 07(87 Cotorancel (SRO. WW1 protects Points ratans of es motet tp to 1500 000 (ncbarg $250.000 for darns tor marmots teeing both the gerWalon of noon aid flutter -1.' tin (iii Sanfesht relent on was) The WC awl wart tows *Pt to all Karam growth od ernaPal inhonation Maned Iran sources other than 18S • h case ol *mesa mown" about an ekceont Pods F twat Sentces. nOrIng neonatal Iron areas lin undo (71). bat parnmt ce lls Vet WM cad this hold n apathies caner the Fort together wth arum Adam has also Fathead Cowell dek profiles or that you may Are provided to your Mood saws tramactiam, call 800762.1000 a vote to LOS Fnancal • Contend., Seeks to mantain heir patina Whew the Finn does not admentlental way Or guarantee to Sanas hc. IMO Harbor BW .6Th I bat Weiehmkt. N) appionontai protwon The rthsanuin =duct payable to all Oiglay chant coatchatundor the proton Is SSD) risk and vOLT lit4 to the account writ eon re ma (nerd annoyer validity of ay iformacn provided by swim Wogs. Aan INWBSA Saver the count &OS not generateSigAdCalt (KOMI Of of er tan USSF natal What malt as of December tO. 2013 MUMS SW myna keep pace v.* inl IOC° Cal a meets sow as pr cart d tut a yr • Modems IAIIIng to accept some rch tO anCitaal and m adduce. Stough LISS Fianna Writs genway stawnem or mcept 6 %Vag a It Su need mare Sikpa tote pokya:edition' and Wartom oh at the Fee funhEr protected for rpm $I 9 miter n Pe mine sorm 'oda ety m sods higher ottani Update, m6 rectenson as c 6 reseed Pe Fern Wes roc idsonation tout attache on the torrent or ream eralde any rotas tat tie ed samara war 'Cost The Fnn Gerard Mow (aS cep lOble) must he& tom you ani egae fa all your axocnis held n a pricier cepa+, • Agignmase Wring to apt hgh nth tO annul and hgh A ullmpyof the polcy ontedng 6 /eatable upon rea./e2 Warty to marls mum met tent ban' and 'Untried ganton" is awake a of the die /41160 Gay alter the fret sent you the frst no tater 01 of the rarer AS sucA please do ex aye(' this Pawnee on Mush the ors or proton4par Mame On to make curtase a tae devisons. la la - Fwd. pas nom ad acorn nutter (II amp The SIC prORClor rd alp supplefenfal ;room-ion both do Stetanontivosollekliag" not SPlY to We may COnSOIdate al resoled eCCOult StatenlEMS with the purposes a Catenrice ACCealb waned to the fern - Describe the or or the raider you ay ware atom may reelect Writs nformakm orey for the periad of me tree as dearly a you On hey yeti Wed 4 is al • ( enan Innis, **Is controlled by (and Mined awe sale address n the sane tMelOpe ACootras tray be relied account vibe/but held Nay from ull$ insIcial Semen for This pnOse be-wrathy hate owner, 'Po ai maitin time they at held a **Pin, MorehM0rOl rdOrmanal air a May you need mat neamton Cr be added by per Fenanaal AdnSa - Frtide the dollar num of ma ssopaced mix (mg anan (loth alaS Bark )cats at U3S AG pnt mount Minato van Ws dents at the Sate Stafford trait. Id) rotate moa ts. nokiong web* address Ths pyre cur is know al 'houseirdry • I you walk. rid 04 1111sn of ennui fur Mit sun ado to maim Marital eserrentmarkd in xpage • Urinated gain/lbws MMn dsa Is Scalable taws re twittered de nine f the WW1 er mat" irreal:e6 larniNS45 a, Cad. ale; Ice SDNY_GM_00021159 CONFIDENTIAL EFTA 00131779 EFTA01273986 Important information about your statement (Cal tinUed) affritalscasity kots lbe ~ion data fa inzlimbal - TIN parry vaas may De reflected as 'Not ~er of ~nis at te trokerwlear hokkig enttual Arcort ae regenend ferme mats of UPS ~al Services ba way or ma, nol rel ka ~Me" chagesaidor p3)å-0' n ~ral stam" men as peperkol ladsol Mat And lanik bx sewntyreorancalen bent k/tolkend and cao valuabr lat lasent topled of n unaVe co abgn - In ar c ion to comms~ metsend n orneton wem remeornmi bis and srtornálic ~abt are vådt vak» 'Ma we be:~ aren Mal a mama boa ha Ne ab or darbution of arnuryorreadn ad rit Vet Ssnaturo is a regisand ~co mrt of vita cortned 10 dinade One defraSed b1 lhe • Trad. dae' ocarredthat way alla crevitudy reponed vatte nO3 drahna lno unit[ 10 af dens. me ~woon torrnsanal UPS Sta Segnabre aedf cards and LED Sta col" present, Me aunal balsag K3) traUdate goten. a ~n a vade rmtdd te Nghly speet/tab, MAM!reces* reiende tang Orpen5Mcn Ironi doen cards at naad beUPSBalt USA mek pkamtsion trom duo to to rut" of the Øy Werryol me reasance °rome. mamma) er v ca is S A marpormd • aas. nonbios Bont and peeteed 5100, tal te - Mhen netter an issum graml pannen er sponsor antey contra's aelfaersol iho harancecornehmes issue alt for eany mc:protonml besekted raait* estmaud wener amrdpnymnaad vr» is «sponsen C4 Qkurd nvestrnent nut me cartute UBS Pinang:al ServOes Ine Rev 201407 Dy bt tom aØ al sen:nesof teat isme held n out p0vdel envade of me acuty wi bedneertt tem - Ote afdam Me recelee traan; 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paner*ion • amemnot held led UPS Innam:kil Service Conan a ncw eltern Mpudorolhaw«mag+noametav decigram and real entre eMerfnen1 toen SKUTIMM) Yd asser, are ent heb byte kern aH nOlyrithn me hts wereld trom muf dartutions. you may be «Nota* f SIrtxtVed »tics tegens., hghly olkOd d (elan rosser«, or aneol These assets re aotmed ca yam the papnom of esenxed You may nar pensen d me situatie., prooien beo not bom rettiortd wit th. talmt/nl for irdonnatonal reposesonft Poften, and mores wthell ani >'nl eltiruttd tm ombers afret Stamnes and EM~COmniSMM a undte any state vakken presemed n moserd byte issung firn+ 185 eQual to Nu' Irobllgmon aardes tials We prondeestmaed akst la private ~da Senrias n not remonsble krats &pent» memmen smots ad staand produels br and does net gaatte fs aeinCy Theo assets genot Privacy Manna enalpumonnonly Acaragro not 9otanl(Cd prOletled by SEC « tre UW, Supplemenial SP( To obtan a «boy°,~onnet Ome Prery farce pbxe - Theo vatte% maydiffer mOstantollyfrom plan Ray coswage anion pas F nataal Admor eenst out wetone Y. al *heb agaat, immunere seapey« structured emoe WISCOMPOteneare vota nu/be toomt « fokl stel do not necemaily • havenua Santo and addkbnal compensatie& repten, the vak* you nov mare.upon INntlann - h adlitnn to mmenissom on kees sid MI ben LeSTinancial Senckes k not a bals The MA. &neon, - Th rel gab emmaes of via art as of a aam die name/ n aureool mies thedettuton of aanval SMMeSAccoult BSA and MAA ae bek erar latilt5 Ølled b UPS /maai Smoes on a regiIr funds toon dunis we andor our affnae reone vrvlN prtl(de access to bani.rn ~as ad prots,' bar by an ndepentfent valortion lim reeteue merg painenu trom dtveutors and« terough anrgernents alt ad:meed lonkt ak otor - "m4 SODA"'Papwc sponsor edimaed vaatra raison of da nutst funds 1.3 we solt These party bask‘ and prov des aow% to brave ad atudy any. are stapled to te Frm Oy te ms" generpl amts are baad on neo afbreit weroonans 0 »tas isted by wulf iluted tets". eurana partner er Nana ard may be Calataled end en te "ouzo ol sagsby l85 of a partcula «muil tra oregano, Heugt mora Nency wesaa es of utS dalamt ~ron from Nal uxdbythtd pal el to faire to ou tem. ad Cd te met walde of a Fnanciad byvas aK done ther timod vans prat, maan fund fandt luwt twal a te Olm - Vooral drain addrinni meimaten domino the - We and te alfAre ab> recette retmdrg and ~ 1. nurap. and amulet product, metrolcgy wed to anenok the cantate of via ormeknproceseng lees n orbderaton lor vader tot tot haute • NO tank grennier Mag ise win ad tM dae of to Mformacon Na h tw bat (Or te agent "km dut we proudt to te ~ooi funds mine by ante:tin pur Romlo Adisor These Iets generale re pad *cm innam' sens is Me RMA ReStraMalagdrEni &mort Business Serv/a5 reutual luid and ae a tiod dolt< all baast! 03) Ons Accort BSA. ifnA4 and ntemabonal Retouce Malagerftnt SDNY_GM_00021160 CONFIDENTIAL EFTA 00131780 EFTA01273987 *UBS UBS Financial Services he 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 April 2015 CNP70057742870415 Y1 0 HIS AN MAX 1.1. Account name: GHIStAFIE MAXVVEll. Friendly account name: Account number Your Nnancial Advisor. SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement Call your Financial Advisor or the Value of your account RMA Resourcetine at 800-R MA -1000, on March 31 (S) on April 30 (1) account Your assets 974,103.07 975299.20 VisItour websIte: Your habilthes 0.00 0.00 yenw.ubstOnrfinarrialServiCeS Value of your account 5974,103.07 $975,299.20 Sources of your account growth Tracking the value of your account during 2015 Value of your account S hroLr,and5 at year end 2014 5967,050.04 9E7 '374 I 975.3 Net deposits and withdrawals -32,405.54 0 Your evestment return Dbidendarxl interest income 47,838.06 Change in market value 42,817 64 Value of year amour on Apr 30, 2015 $975.299.20 Dec 2014 ma 2015 Ala 2015 SDNY GM 00021161 Member SIPC CNP70003005774287NP7000191493 00003 0415 030575004 000000 rage 1 of 10 CONFIDENTIAL EFTA_00I31781 EFTA01273988 Account name: GHISt AIME MA 'NEIL Your lq Randal Advisor. UBS UBS Strategic Advisor April 2015 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of Apr,' 30 a) your account • Cash and money balances may include A Cash and money balances 3,053.97 0 31% Your current asset allocation available cash balances. UBS Bank V5A deposit B Cash alternatives 0.00 0.00% account balances. V95 AG Stamford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the important inforrnaxion about your statement on the last D Fixed income 972,245.23 99.69% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets 5975,299.20 100.00% D Value of your account 5975,299.20 Eye on the markets Percentage change Index April 2015 Year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24% Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% CNP70003005774288 NP700019I 488 00033 0415030575004 03%001Y_GM_000211112. 2 of 10 CONFIDENTIAL EFTA_00131782 EFTA01273989 Your Finandd Advisor- SUBS GHII.. . UBS Strategic Advisor Account name: Friendly account name: SCOTT STACK MANILYLE CASRIEL April 2015 Account number. Change in the value of your account Summary of gains and losses Values reported below exclude products for which gam and losses are not classified April 2015 (1) Year to date (S) Realized gains and losses Unrealized Opening account value $974,103.07 $967,050.04 April 2015(5) Year to date (S) gains and bsses (5) Wilhckawals and fees, including investments transferred Short term 0.00 0.00 -1,946.82 cut -1,214.29 -2,406.54 Long terrn 0.03 0.00 -15,339.73 Dividend aid interest income 3,691 37 7,838.06 Total $0.00 -$17,286.55 $0.00 Change in market value -1,280.95 2,817.64 Closing account value $975,299.20 $975,299.20 Cash activity summary See Account activity the month for dela'', Balances In your Sweep Options are indudedin the wenn; and Dividend and interest income earned closing balances value. FDIC insurance 4odies only to deposits MUDS Sank USA, not to deposits at u8S AG, Starriced 9anch or bank deposits placidthroes/1 the UBSInternehord Deposal Account program. WC protection applies to money market sweep fund holdings but not bar* deposits. See important ineormation For purposes of His statement, tacablty of Interest and addend Income has been determined firma US abOut your statement on the last two pages d this document for deals lax reporting perspective, Based upon the residence of the account holder, account type, or product type, some Interest ardor dviCend payments may not be subject to United states (UA ardor Piano Rico (FR) April 2015(1) Year to date (S) Income tires The dent monthly statemeM is not intended to be used and cannot be Med upon for tar purposes. Clients should refer to the applkide lax reporting forms they teethe arum U85 annuity, such as Opening balances $4,239.36 $5,184.25 the fOrMS 1039 and the BOrrns 400. for las re0311,119 information 11 is the Make of UB5 to file tne tnplicaae tat reporting forms with the US Mterni Revenue SeNct and PR Treasury Department, and in Addkiorrs suchtown accurately classify dwdends andice interest as lax exempt or taxable income. Pleat consult your Dividend and interest income 3,691 37 induduel tax paperer. 7,83805 Total act/mons $3,691.37 $7,838.06 April 2015 (5) Year to date (S) Subtractions Taxable dividends 3,691 37 6,433.12 Professional management fees and Taxable interest 0.00 0.48 related services -1,21429 -2,406.54 Total current year $3,691.37 $6,433.60 Funds withdrawn for investments bought -3,662.47 -7,561.80 Prior year adjustment 0.00 1,404.46 Total subtractions -$4,876.76 -$9,968.34 Total dividend & interest $3,691.37 $7,838.06 Net cash flow -$1,185.39 -$2,130.28 Closing balances $3,053.97 $3,053.97 SDNY GM 00021163 CHP7C003305774289NP7003191488 00033 0415 030575004 0000c0 Pegs 3 of i0 CONFIDENTIAL EFTA_00131783 EFTA01273990 *UBS UBS Strategic Advisor April 2015 Account name: friendly account name: GHISLAINE MAXWELL Your Ilanncial Advisor: SCOTT STACK MANLYLE CASRIEL Account number. UBS Bank USA Deposit Account APY Interest Period Mar 6 - Apr 7 Opening UBS Bank USA Deposit balance Mar 6 $4,239.36 Closing UBS Bank USA Deposit balance Apr 7 $4,268.26 Number of days in interest period 33 Average daily balance $4,244.61 Interest earned $0.00 Annual percentage yield earned 000% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratemenrat the end of this document Your return objective: Current raceme & capital appreciation Your risk profile: Primary Moderate investment eligibility conselerattin None sektited Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. Clifle0Cra305774290NP70C0I9I488 00003 0415 030575004 009SONYGM00021fitile 4 of I C) CONFIDENTIAL EFTA_00131784 EFTA01273991 UBS Strategic Advisor Account name: GHlaAINE MAXWELL Your VI nandal Advisor: *UBS April 2015 Friendly account name: Account number. SCOTT STACK MANWLE CASRIEL Your assets Some paces, income and current va ueS Sawn may be Epprodmaie. AS a ream. OM dnolopes mar riot be tatiolely refkcled. Set Assonant intopttabon about your statement &Me end of ths dxurnent fOr more Intoenson. Cash Cash and money balances Cash are, money balances may include. avalade cash balances, UBS Bant USA &post account balances. UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAlhn applicable limits, but are not potetted by SIPC UBS AG Stanford Branchdeposit account buries are not insured by FDIC and we not protected by 911C Money market sweep balances are protected by WC but ale not insured by the FDIC. See the important information about your statement at the end of this doctrnent for details about those balances. Opereng ;Mance Cloung Wrote Pnce per share Avesoje Dnidend Interest Coats in Hddng on Apr 1 ft) on Apr 3O(S) on Apr 3O (1) mate period period Cap mewl (i) U3S BANK USA CEP ACCT 4,23936 3,053.97 250.00000 Fixed income Mutual funds rota/ reinvested d she toli cr a renvested dvdends. n does not include any cash chictrods. It is not a Unmake:I (far) gas' or foss is the dfference between the current vaue and the cost tam and wooed tar lot for the purposes of determinng hdding peisom or cost bass. the shares you receive each time you generally be your laude gars a loss 4 the security was sold on this date. the unreaded na3)93n or loss mei renvast dvdends become a separate tax lot. need to be a:lusted to return of captal payments in Otclei to deem sne the leaked gun or boss la IS reporting puiposes Cost basis is the iota purchase cost of the security, indudng reinvested d %deeds. Ire cost basis may need to be alusted for return d tie tal payments in order to determine the alluded OSt bass for tax investment return is the current vaue minus the amount yOu invested. I ddes na IndWe shares that are not tepOrtillig purposes. reflected an yow statement. indudng shares tnat bait been tea ded as either a gan or asps:. II also does not include cash ciNdends that were not reinvested Purchase Dad Minter Average pace Client Cost Price Per Share Value on Que.:WedRae trnepment Hddn9 Halting of shares per share (S) investment (S) basis (1) cn apt 30(5) Apr 30 (I) gain or loss 01 return 01 period 8tACKROCK STRATEGIC INCOME I Symbol: BSIIX Trade date: Sep 26, 14 19825.243 10.299 163,000.00 163,06000 10.190 161,259.23 .1,740.77 ST Total reinvested 443.714 10.156 4,566.57 10.190 4,521.45 14.88 EAI: 43.823 Ofirent yield: 2.31% Security tote/ 16268.957 10.296 163,000.00 167,566.57 165,780.67 -1,725.89 2.780.68 continued next page SDNY GM 00021165 CHP7C00330S774291 NP7003191 488 00(103 0415 030575004 OO0O0O Page S of 10 CONFIDENTIAL EFTA_00131785 EFTA01273992 (SUBS UBS Strategic Advisor April 2015 Account name: Friendly account name: Account number: Your Amanda' Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase pncd Porten Average peke Client Cost Price per Share Value C41 unredlred Raj Investment Holding lathing of shares pi share (S) investment CS) bask (I) on Apt 30(S) Apr 30(S) spin or lost (5) return (I) period DOUBLE UNE TOTAL RETURN RIND INSTL Symbol. DBLTX Trade date: /an 29, 13 4.490.660 11.379 51,10331 51,103.71 11.000 49,397.26 -1,70645 LT Total reinvested 244.676 10.980 2,686 73 11.000 2,691.44 4.71 EAI: 32,296 Current yield: 4.41% Security total 4,735.336 11.359 51,103.71 53.790.44 52,088.69 -1,701.74 984.99 EATON VANCE FLOATING RATE FUND I Symbol. EIBUL Trade date: /an 29, 13 5.463.943 9.180 50,159.00 50,159.00 9.030 49,339.41 -81959 LT Trade date: /an 21, 14 2.727.687 9.210 25,122.00 25,122.00 9.030 24,631.01 -490.99 LT Total reinvested 367.687 9.052 3,328.46 9.030 3,320.21 -8.25 EAI: $2,953 Ct,rent yield: 3.82% Secixity total 8,559.317 9.184 75281.00 78,609.46 77290.63 -1,31&83 2,009.63 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZLX Trade date: Jun 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.050 47,553.69 -1,967.31 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.050 18,843.51 -787.49 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.050 20,791.12 -868.88 LT Trade date: /an 21, 14 4,790.169 10.679 51,159.00 $1,159.00 10.050 48,141.20 -3,017.80 LT Total reinvested 488.424 10.418 5,088.82 10.050 4,90886 •180.16 EAI: 53,740 Current yield: 2.67% Security total 13,954.047 10.540 141,991.00 147,079.82 140238.17 -6,841.64 •1,752.82 HSBC TOTAL RETURN FUND CLASS I Symbol: HTRIX Trade date: /an 29, 13 4,824.198 10.290 49,641.00 49,641.00 10.460 50,461.11 820.11 LT Trade date: kin 27, 13 955.868 9969 9,530.00 9,530.00 10.460 9,998.38 46838 LT EAI: 41,173 Oxrent yield: 1.94% continued next page CNP70009005774292NP704:0191488 00003 0415 030575004 COMY_GM_0002111ter 6 of 10 CONFIDENTIAL EFTA_0013 1786 EFTA01273993 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: *UBS April 2O15 Friendly account name: Account number: SCOTT STACK mcsNiLYLE CASNEL YOU/. assets . Fixed income . Mutual funds (cononued) Purchase pike NurrberAverage prke client Cost Price per share vas on Unedited (tad investment Hddng Hddng of sharesper share (I) investment 01 basis (5) co Apr 30 CU Apr 30(5) gain or loss (5) return 0) period Security total 5,780.066 10.237 59,171.00 59,171.00 60,459.49 1,285.49 1288.49 JP MORGAN STRATEGIC INCOME OPPCATUNMES RIND CLASS S Symbol. )SOSX Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.760 123,691.39 -1,998.41 LT Total reinvested 252.741 11.817 2,986.82 11.760 2,972.23 -14.59 (Al: 42,466 Current yield: 1.95% Seaway total 10,770.716 11.947 125.689.80 128.676.62 126,663.62 -2,013.00 973.82 JPMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT Symbol: JSISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 9.990 96,418.90 -2,605.93 LT Total reinvested 562.351 10.125 5,694.25 9.990 5,617.89 -76.36 (Al: 35,352 Current yield: 5.25% Security total 10,213.893 10.253 99,024.83 104,719.08 1021036.79 -2,682.29 3,011.96 PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 Symbol: PAD2X Trade date: Jan 29. 13 7,400.957 10.046 74,351.21 74,351.21 9.730 72,011.30 -2339.91 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.730 21,502.31 -153.80 LT Total reinvested 367.195 9.835 3,611.67 9.730 3.572.81 -38.86 (Al: 12,914 Current yield: 3.00% Security total 9,978.050 9.564 96,007.32 99,618.99 97,086.42 -2,53157 1,079.10 RBC BWEBAY ABSOLUTE RETURN RJNOCLASS I Symbol: RBARx Trade date: /an 29, 13 12,911.799 10.164 131239.70 131239.70 10.180 131,442.11 202.41 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.180 19,158.64 38.51 LT (Al: 11,346 Current yield: 0.89% Sect-411y total 14,793.787 10.164 150359.83 150359.83 150,600.75 240.92 240.92 continued next page SDNY GM 00021167 CNP70003005774293 NP7000191488 00003 0415 030575001 000000 Page 7 of 10 CONFIDENTIAL EFTA 00131787 EFTA01273994 *UBS U BS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your li sandal Advisor: SCOTT STACK MAINILYLE CASRIEL April 2015 Account number: Your assets . Fixed income . Mutual funds (Continued) Purchase pied NurrOet Amur price Client Cost Price per shot value on unrealized gag investment Halting of shares per shwa (S) investment CU Oasis (1) cn Apr 30(f` Apr 30 rt) gain or loss (5) return (I) period Total $961,628.49 5989,53121 5972,245.23 -517.286.55 110,616.74 Total estimated annual income: 126.063 Your total assets Percentage at Cost Estimated UnceoliZed Value on Apr 30 (5) your account basis CP annual income If/ On or loss (5) Cash Cash and money balances 3,053.97 031% 3,053.97 Fixed income Mutual funds 972245.23 99.69% 989.531.81 26.063.00 -17296.55 Total 9975,299.20 100.00% $992,585.78 326,063.00 -S17,286.55 Account activity this month Date Adhsty Descrotion Amoco ID Dividend and interestincome Taxable dividends Apr I Dvidend EATON VANCE FLOATING RATE FUND I AS OF 03/31/15 272.25 Apr I Cividend BLACKROCK STRATEGIC INCOME I AS OF 03131115 265.92 Apr I Cividend DOUBLE UNE TOTAL RETURN FUND INSTL AS OF 033 V 15 182.64 Apr I Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 03/3I/ IS 332.08 Apr I Cividend PRUDENTIAL ABSOLUTE RETURN 80ht, RIND Z AS OF 0231/15 183.16 Apr I Cividend HS8C TOTAL RETURN FUND CLASS I 28.90 Apr 29 Dvidend MORGAN STRATEGIC INCOME OPPORTUNITIES FUNDCLASS S 738.84 Apr 29 Cividend /PMORGAN UNCONSTRAINED LEST FUND CLASS SELECT 1,687.58 Total taxable dividends $3.691.37 Total dividend and interest income $3.691.37 Dale Actinty Descrolion arrtoost (5) Fees Apr 23 Fee Charged QUARTERLY FEE -1,214.29 Total professional management fees 41.214.29 CNP70009005774294 NP7000191488 00003 0415 03057%04 03%91/47_GM_00021ggille S 01 10 CONFIDENTIAL EFTA_00B1799 EFTA01273995 (SUBS Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account name: Your Financial Advisor SCOTT STACK LIAN LY LE CASRIEL April 2015 Account number. Account activity this month (contrived) Investment teinsections For ROM Infornalon stoat tne priceivalue shown for restricted securities, see unoorraor Aformaiort *bout your troreroera at the end of this docunem Pit:Ceti:A man Funds investment 'Atheneum fa Accrued DAY Acting Desciption Ouamity vim CS) Pike CS) transactions CS) investments bought (9 interest CS) Apr 1 Reimestment EATON VANCE FLOATING RATE FUND I 30.284 -272.25 DIVIDEND REINVESTED AT 699 NAV ON 03/ 31/t5ASOF 0301115 Apr 1 Reinvestment eiACKRCCK STRATEGIC NCOME I DIVDEND 26.020 -265.92 REINVESTED AT 10.22 NAV ON 03131/15 AS OF 03/31/15 Apr 1 Reinvestment DOUBLE UNE TOTAL RETURN FUND INSTL 16.543 -182.64 DIVIDEND REINVESTED AT 11.04 NAV ON 03/31/15 AS OF 03/31115 Apr 1 Reinvestment GOODMAN SACHS STRATEGIC INCOME CL I 33.010 -332.C8 CNIDEND REINVESTED AT 10.06 NAV ON 03/31/15 ASOE 03(31/15 Apr 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND 2 18.824 •183.16 DIVIDEND REINVESTED AT 9.73 NAV ON 03731/15 AS OF 03/31115 Apr 29 Reinvestment JP MORGAN STRATEGIC INCOME 62.827 -738.84 OPPORTUNITIES FUN) CLASS S DWIDEND REINVESTED AT 11.76 NAV ON 04128115 Apr 29 Reinvestment IPMORGAN UNCONSTRANED DEBT FUND 168.758 •1,687.58 CLASS SELECT DIVIDEND REINVESTED AT 10.00 NAV ON 04128015 Total -$3,662.47 Date Activity Cescnphon Amount 0) Money balance activities Mar 31 latent* forward $4,239.36 Apr 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 28.90 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Oa 23115 -1214.29 Apr 30 Closing UBS Bank USA Deposit Account S3,053.07 The UBS Bank USA Creant AecOunt Is your primary sweep CIDICA SONY GM 00021169 CNP7OOO3OO5774295 Nur/00019mM 00003 0415 030575004 000000 Page l of Kt CONFIDENTIAL EFTA_00131789 EFTA01273996 *UBS Yournotes .^b. CONFIDENTIAL EFT,00131790 EFTA01273997 Important information about your statement UPS Fitment Seiebas he the Fim Or 11$ Fared* Sibricog. The kin or C ad Oat vil ~shoat. yotr Priparrt and hold« on Me boas and mama of the mambk cop or orirelopes —pu nay again. ausehoilog by crag pa is a mentor el al pampalSeataty Caren06ty aid wax will comet any mot prOrrpily traitor agent/ Mamma Adsnsor exhirges OBSF ~MI Services and UBS Bank Vat se infirect 9/abaft/idol DOS AG ad :ahem of ull5 Somali Plopmite al checks payallo to the Armor he lmavix • (*rms. nvenntniconnea or morment ittarat(eg. Friendly lailUnt nlnb tic lhe f ran's f it amiable loon rennin miaow odeated on lde front of this stamen h addf sal lamed parnarships and pratepia:went:1 tat are net TMfrkndy aØ nane reflects nfarruticn that you the arras meative offices ae at to regla POP Net asounn may be fulNen to registered PP the Marries Act of 1933. and entered On lhe Hrn's online amazes webs.. It as ~larvae ten charge:Ice utepayrent for ~rite: custoininblt 'nk•nrne' chosen by you to azW you wth I.PS Fooled SoPon he purchases aidcharge; fix srpad somas n era points • Corr/madam conirxn * g . forop arMaao rid fror raplaping it bin no lognt effect on pas arum 1200 Harbor Betakvad Accounts that are trars1qrs] to allyr n1lCutOnS mar be ~anneal among. &Who taxescommas and You ri t mage pv Fremdy Whitt naves. [Stoup Oahe ~task en N107086 papa to a mash fee OnTOddY OPIK.1 contacts Services t. by exitacuni you &lancet Atka< lha %%pampa apropos re colyollcislrecod of >a•IrUBS UN Swop Optkom The SP< protection ad the ampleamoh ~On do not Mown twontiow Firdel031Semdet aozeunt Other records. exam of oaf tor VPS offers opals lor sweeping ¢r batirxei fiances a any 10 these assets even A they maths* apex «b r • ~eh' sour XeOurt~feca Na of anal and doopems. containng ccollteng data should not be Mott ban &posts al MSS's* NSA octal AG karfold tams summon The SF( protean and the sophism% a liatdnp upon fl you base ham ri am «War Orn6Wal pleat. Park Sztom hogrons) money market mutual luthOloner orotteldn do not pined ,garn chin-des n the market • Awns inclide sealable cat MlaXel vAse, la Man' n orrn≥cliaely n wring to helafranch ~per of he %Ps/ and the hkrnittiona (»lost Attain (0afor vase of you Prestmons MOM« as a north of maim restricted mashyam) aid Global Tao Downs unrealized once serving pv acaium CuStOtnerS who xi ~national kesope Management vonreken. asun ~tg« Market ind ~an 353E<StICt hal byte kin Although al harm how are intended to be ate ne. Accouro though Melish/ Sweep 'regrows. afar balances are swept so WS flat tan It. to an estabIlhed Inv and ollwrosse) Mare ~reason it rattklem request You may obun Do•es Does not meat pia and smi staaltelårde“ te end Ol the eICIAeunpnced peak a Emote hashems, aertni daa rodd rot be used for tar famous Rey that to 18514 Stamford Brandt or a ~my Fund Deposrs more nforroxion tout SIC. including the 5PC Bodue Cia untested sad, col in and <martian nod: plom Sake; on parad to lams. e Fan, 1099. 5498. I 048. at WS Bat USA are FINK ~red n amidasce with (OK byantra/ SIC at 202.37 MOOD rx by vartmg at SP( • hcludes Aar barhas. outstanding ~go tiel Pon peeping pur to hum Ihef rot is aphid by rules For hair Flomarm plea* nut wow Mx gyv mbhe ammorasocoal to/ea./doh Me. sheet amount babas Ion to roan to tie RS al taxab* halm& 'apostle non- Derom as talta AG Staves-id Brant and tams of Mho • cautimomy euteara Toes of Lninntsityd »Ltd.cab ~de dvdoxls and mane enema owned en spumes Finds renel assured by the FCC DNidend no inveshent Preplan IMP) MU in pa xi:Ourt, net proceeds on salt Partial's-it aul bana,, Om ISIS Bank VSA depart balanon 1.65AG lheVX.R regle ed 6a5 allear price You may °Pan the Stanford Branch depose balance's and ~ear malt« ~ma mit bamon condo comad ~rem through the DA. ~able to cab balanon at swept to actual tee fron your Normal Adtoor Only whok saves fixed Weep beachat the <IOW of the Statement pen:4 depot. accounts a LOS AG ~York Brag, oh ISSAG are premised under COP. phialMies evil be sold ad me Nonixernodlly tret ~it ban, nyew niani pas Communicollont with Me Firm Carman Parba These deposds se na mad by Ma FD/C ash al Mashhad el ptr amours lhedvhend segreased from Pia balances hid 0* Emma tn. ate of • pase cream, a-t oral urinanatom n mango> Saban MU a the 18$ AG (ohm Bra-db are tommixily rena ms pox wippliol by the isvare ray die fron te 4,p0Ud 10 CM SC•Cogi ri-1. of the Capri Maas. and these ftrds n Me ordiftry muse of as tarms Mae funds further peeled your opt mbar* pisopts under the maim shor x aids the paniul shies in sold are p»lbst upon yois demand Th6 total 6 Inds:led in fy :entinn ~six Protemon Act (SPA) Mere is a quaraleme oter ob Isonzo of IS5S4 b reply theDames banal the tad Camois Brahs boas anent prei:d dosig value Caslokoline • trefnm al mammon Ont. top beft of the Inni of to Cola Mole unit In» be held in >Our =Wit I you are Lending information stamens is not tla ~oaf 54.~. MIS Fonda Dames at 115 Bat VSA and mat/RS AG Branch and entnstil to 'patios he wan-Mt Pad...Pod ppront or rat deild olismaion on ter rn's Soap whirs and Stokes caries ph acatret as dearkg broker by pretested by SPC Monet Fund shah are protected by SPC ~win. te Firm wit ether net pan/Mph xmatet peke &domes Soto youClem kustasap Agawam or avaigement bah he othcatis0 niteuton We Wormed See 'WS ensboal Semmes Account FlOtealOn• below. a ACCfpt an null atomred by areputed cleaning Alun >potent aid the General Tina and Covirtons >ou of this motional/iv ohm you wened his aCc.tunt in agetcy. macredo yov account Van pv roam. harps o to Bat Sweep Prooram or tin Stiattomt of °Mt ;Taira: fl ab» n agreereents this d., lØ hods and ~le: re looted X Via Old ~Iowa ijedarykajglyg;aggi 4. . a2 Fiarboal 5~ and not the arodueng hear. ard you OA ma Pe ~0~ ad rin of a !Pricy Fund maybe layman« obloahrei roust ~tampon of ny «Tar On:41165bn 10 both NM, ovad~, and the hotted: returned to you a you The ~anent abaci*: anon) prof ik are sped< to matt ~trot aeon Papaya. &Øm and may vary between fled. Ores he Inn rost stamnam minces Maenad aid 00W SISNS held n All 3CØMtt SUterentS shaft be deemed COMP1de awl vompila in Wring of any Karma Pape h your fnanca Furrier mfamhan tout »hale sheep options. odudng the myna at the cod of the summon read You may rit acarate 8 n-X °trifleda n shag win 60 don stuanon ce ~soma apavel For oath account held. fa &I:my c4 ltairpard'harftes ar any trne you may argent atom rates aryl yields. is nibbles you choose one of the fo loving noe toran ObiNtat$ yam stscernmeepyikat hom your f ~col Ør a by rape seatties used a han (Gifted Per Paing.inn • Clone direct dot/nr°replants0e irgures to the /ma • Peace Cutara axon* »iestments steliln; de balaiCe doe On *tat MySe:Wirt, trandened b the Chant Reialan Daphnia at 201.3521699 or toilet/ calkag 806762-1000 gloreal kin of :amme only dvng On. swoon: pniod x• liped x ~el wahe a of al 500-354-9,03. 8 00AM to 6 CO P hl ET ~Aar • name CaPdSMPprectmon hvestivents *eking growth the end of the %OMNI peered thugs ado,. or h sting to undlinancol Serums inc. US1 Rumal Soviet mans protean The Flan is a manta of the Secretes Oahe Protection el pteXpal fah* than Ma genera.» ol name • Cost basic r, detienhng the coF basis of the seatilies Clint Relations Cepotroant PO Box 766 then Ca. NI • prohee Coo/hymn of (name and CaataAPPeoncn Coporatem fSPO. %%hill prows seohtles rooms of a abraded n lina stain" SW? nil Liter, nth he 07(67 ~tom voting both he generator of rope ad lt5iNadxSevttfhahØon ~raps tp to 1500.000 (ncbding 1250.000 for dams for number ma) The 5K aset ;axes«, ant‘ arat lo allaomsens grown tie prnetsai inlomat ion Planed from sources other thab 185 • h case ol emus a pentons atxut Pecan< lanth Finhcol Sava:. nerudng nloonation Iran axes IT cond** UT/ bill Parma at U35floe dab cad tawbuholdn opal/W.7~r The Firm together wen omart zinnia ha also malband Overall risk profiles or ta you may tube prov~ to your Moan' Mew thrisadroos, call 1300-762-1000 or twee to Lo35Fnarcal • Conaeniew Seeks to maintain htialphdpal nth low The Finn doet not ~pendent., wily Or guaramee Sernces hc. IOW Hat« Bld.6ta lb«. ~Mot N) stppioncotas vosecwo The rtaxinuen anoint payable to all MOW casen. aliactoolrunder *Ps potetion o 550) risk and rolllily to he accost omit Pend That means xaracy a Mickyof any ~risen provided by auras 070.96. Ann 11~135.6 Sevdes the haunt does not genbate sashay inoome Or other tan USSF~oal Stokes mdion as of Dminter IO. 2013 (Sans old myna keep pact wlh in111600 CM «mites/ Pan as pu cart d you lb nk pur • AbderJar 1111162 so am:pc:44mnd, CO Frncpal aid em addrion Stomp Via Fnancial Sank.: treiraly statement or reap 6 «Ong a d $4.1 need mat Sara tote poses arditivn and ~a eat at he Fern further pawed fa up its II milkn vi te tolene he* via My so so* biter mums updates en e dammal a51 6 reallad he Fyn dots MI nftniman Lox *throat co the stamen or reap Orchid/ any ~ado ha she of «mhos PP 'Cost The Fen «Card avow <as 2£1,101A19 must hear San )04J 397.9.aeht al MA Parris held n ar/oxtails caparay • Aggrmase Nang ta apt hgh rigor to Vogul ad hgh A full copy ol te poky ~log O »WWI. Won ~ 2 volahlty so seek augh ream:, Over tent bait' and -torealind pasha" is xarate a of the Oa* n013ter th31 60 days alter the emit« you the fra of hb nhOlfni AS hen please do not rely«, this moment on Mph the era or probkm ward illama kin lo make Cunha' or sae decisions. la la - Prorate you nine aid aommt metier fil asp The SPC prontlito and tin supplenental prcepaen both do dtatanont'householdior not SP1Y to W. nay COnsoklate el rented rurun smash with thP purposes a otherwise ~nib animal to term - Describe the error or **water you se wave abaft may Mho pass nlormairs orer forte period of hid Phan asdesk/about:an way you Mimet ts • C!flan Ina's, oses controlled bylad aided nilur sant arMer.S in he sane envelope Acapitsrmy be related heart mho) but held army komigSfinatiza Sermon fee his Parole bØ they ham owners ii o abs maintain time they re held a theFins Morehinormal rdarnation error a why sou need hp/ intern:km cm be added by nor Mynas' Ada« - ~Me tie dolly num of tre sumach ha fag. canal fleaX 31.135MM, Mean atlas AG lent ~are ramonshps nth Ph dents 31 the sore Stamford Nanno msuraxe paths ixhicmg what)» ad~s the pence e kram as "householdng • It you annual" and 04 shams of mutual Inds awe Vat, oafs to realm indiantral deterrents n•rikd n more • thnoltred gains, lams Ohm data a /rabble shares re Mg~ olrecrly n t. naile of the maim Idenred urreal see WeedJ:45ES ay calculated foe SDNY_GM_00021171 CONFIDENTIAL EFTA_00 1 3 179 1 EFTA01273998 Important information about your statement (CodribnUed) nforicialloority Ins the rain:lion data fa rdiekNal - Shto parry estinated ones may be reflected as 'Net runtw of asps% at the troker-deahr hooking mutual Amount are registered ince mats of SIBS Frtantial Services lot mayor may not reflect coninissons Charges ace pnCedi n sena Mann ten an Merlinl I erds of tat fungi,* Irk Snooty reorgrecalm non Doled end other valuation In, has not moped a d untie to assign a - In Po:Ilion to cominsionS mewed n ornethon win tenet/own lots and ulna* pentne lots are tads van when we bean awn that a rhiehi evert ha the sale or darbution of armoryon= ad vet Yea Signature is a minted writenet ol Visa Cembeidd tonine one award lhe • 'Bade dare' occurred that irey oft a dredienly reported vane ino mamma tin unit to of dents we aidmoue Imernernial WS Ursa Stepan. Creed fads aid l85 WM <nem resents the rigout Banat an rendre deuetion a +Ann a vne would be Vey tpeculatoee elan NCO* Peewee thing COmpenatien from dna cads an awed byIRSBan USA nth;summon from duo to the ruin> of the sooty mrryof the roisance companies incleweirg the Yea USA harporsc.! • Callable Moritios Bonds and refuted stock the the - Wien mien' an awn gown' patter a sponsor reurty =rads eilaresol the norance cornea-Ws nag(al. foe ealyrKlery;monwA bewaded rrpalidy trinatEd Winner athrdpalyeslrend tan is a SpOrdaS 01 the urn nvernell!NZ tee Canute WM Financial ?trots Ind Rev 201407 by lot tom snag as secures of that isne held in out pinned the nut of the pasty wit benne:at tan - Ott noises also reden trading COMMIS9h95aN of et name or n punnetnave for our Parts Calleave in pods/steno coronation from mental fads aid insane Meerut en is eternalnom thrd pain and as Foray - 'Ontrbutions to On' MN nob'e fermi of caaila townies to., point; we dimbute rs not gunned Only call leaarn may east ankh wane a both - We fen* al nor tee frern ISS Salk USA .n1USS could ?led pet Cann% olorma Bon sea be provided • Cortold volt sun' Wrenn the ditch ollwing urn Ar Stainord ?nth 01polo 125 pet =cunt open coned per ohs a-.5 may not reflect yen cost bath pooping to Toe barts eon the UBS Bra Sweep Programs • Caracoles of deposit 1C0s) Ws die MC anted opt • ItIPSOICNISIONiSS Restnotel swumes gmerayae 12SOCCO n pinopal ad squid Merest pa throne not on my Mgt* for prolc tale UBS reunite Senn sandy NA per clepoulo-y minstion n acccedna with iDt: uses the mate price of Is. enntrillod elook of he sae Monition rogardng carmine* rd ethic charges ndes 69.RCZ al Muted vak* tithe rearmed hods /sr ironed n connection NT the erantiOn 01rade& nobrOnB purposes of Ms Sterfatereon To the &ten IAN ?bon trainotons has been eulaile0 co conlinions • priconalure Pncescloplawd fa saran aid other rest do senile an Noble for sale. tonal.. teethed peetenn amend le you and wet be roan to you products may be hr. ce blow the, the pra that you nay be wheuretlrly less than the imputed whet shorn pomp. on Naiad would nually rerun in the mane Prces are Planed from won Toed paty scenes ends we ben? to be • ESL lellinet.d) ncaa, gionnyielOs and rap. An MOP selling relable but we do not gasket NM away Masse of mina name n based on omen, awned If lin are engaged rn tort serhg astersy hoe may era - We general/ coo the dosng pre, whin salable ce the aid Meow ran. awned ew ironies oill be held for chant Ore to anal barrowng costs la that henna' mean or Re b4 aid ask ;UNIce laced wanes and one yea from uremia' date a an morn thos Panty *ph:etch <oh trd prcts I or OTC smuts ellimate n ay 3 gunshot accuracy aid Onnued - Ins acne./ rad warms maybe peed meg a gnome are not panted Open Orden wimp, modal cr therms; won eta we °Pared - Ea Waled atop' name and non rail for renal Regarding Open or "goodailandelled • orders that were not ald may not felled al alela mann pace or 'able MPS°, warns mold Muie a retern of prolor or Pealed by the Strenni date, open buy rd Sell Stop - C Oman position may appear rollout a on? and well Gnu( gain in Anon OP the es none Mid Curren ceders we waxed by the amount of dtedendscr 'gnu on show x 'pin was not rattle' if we are noble to veld/would be °welted • oydiebnchor weights date unless neaten clone, Obtan a pee ter a worn - Earnated annul ncome aid cement nil aid The by you YOu are rescOnStle to orders 1hr are executed de* - Deposes a Searles dencinnatul n orrenoes other aluP noon aaddedd night be lower or hgher thth to put fadse to cancel emirg open ceders than U S Plan are ref Wood a the odurgo fat as of the estimated mown the hattrinnt date - An rainate el mrNalcod income Ovine! ander Tax withrlditg on erwirbutions ban UK Pinion' - For Pan sentries vadrg n noreconnlog innocent Orden bythen/rem matte vat/Valera? StniOn IRAS deronnatan pin aid quality Bade vale)may ha. Isolate 6 bated on the laSt therdend or merest Federal tad Law retires LOS Linda Servos to withhold been Munn, laolune prow vabrun pagreni male by ne Starer and nines tie non tac from pm tauhlo aA dloribet cen tut you may To obtain Clan: C.JA2441S. ration arable. opera you sena nnwooes MI be WOfa one?. Yom the der oat Nino noon we wittein or nueal, you run France. Miser statement &Nor trite miurty Annanrid Nett a have tar wereld a Inn a n a Ind nowt at Conloutd rad at not gurarreed you dhOOSe net tholOn soh Nolan n efleCt unte rattled • Meats Intnistmems tend otneautod prone. Mote by you You nay tone your apron a any tine by many inshore pant anclacIng direct paikpation • Aetna hold by MIS financial Sontione Calais anew ennui if you do not haw cooed, none me ow?, aid real estate n*Stmem tom Sa:Unters) aid anal are not MMbyth.Prol alt not widen the Fires watered Iran yOUT dattuti0115. you may be regoinbie fa Structured produas are gannet hgh'eliwd Crean possessors or anent Them stets re replayed cn yam the merman of monmedus you may nor prates el the mooned pfeeLiCh tae no Dare readapt own nit statentro for Ponnaironal porous pie Ronan its mons wren] and wur estneted la patrons re not Wares and Goillaohs Cannon:a or under any State rani presented re ponied by the issuers. film IRS Nun to yOtf lag Oliptiol Senn" laNs We Von* thmred vale" kr Bente lnanci$ anion a not rerponsba kr this nfoannbn !Maher< Sehatte13fh standee protheis for and does not garnet es adray nine assets are net Penury Porna mann", only AcCIPXY 0 not 9hzahlhed protected by SVC ate Fens supplemental SaC To Plan atopy of or saran Chem Perry Intim pbre - Shen ones maydifkr sthstainalty kern prices Ray coverage enact you Snow:PP/Pot printout warn al at With apace rresmsert stourty co structured rm../ comematwooten pinta maybe [cur a toe aid do not nectosnly • liana dialing and additional compeasanot wren, the vase you may mane upon hands"on - h aMithh lo commission, on sales rod 12n1 lees SCISrinawial Scans 6 not ant The WA. Finns - Trd pm egmaes of yaw are sot a Celan Ore 'toned on ontacen with the chstrtuton of ruin Sevres Aaount BSA and MLA are Onto? =VATS aid at supplied to LISS lemma Savors on erectile tenth toots don, vie ardor or Ohre renee MICh provide axes to bat rep se' sees alt ptcdo1S bast by an ndeperWent rotation km /Male two; painenU from darbutors ardor trough aringeownts with /Non basks rte other mS portalDarner h'SrChS0C Sound vanes if nelson of the ono. funds that we sell Thou partybalks and provide; aeon to human and amity am. awe strolled to to Finby the Mr central ancients am bred as two denim components ?nods issued by unstinted Ihni party enemata palter a nada and may be calnalm1 toned en The Plant 01 SakSbyUBS 013 partCuLT Mutual fund compaws through turret Nulty ads/la mot UtS Ober. Noma/on from that usedby thrd panis to lanes to or dents aid 0) Ow add vane of a Fethloal SihrilhhC clone thee eVinat(d When pruner men fend fangs shunNM a the inn - Youral obtain addanal sternal*, regaling the - 1Ne rid cu ?than aro mate ratemerng rod ✓rpprt Bet. risuranot not amultyprOOMS methodology used to determine the enema, of Volt onntusprocesung lets in aironiaton for transfer NM IOC hand • No bank ?anima May lose win and the date of the hfonnacon that Is Ow bass for the agent smokes ma we provide to rhonon funds thane hyaena:6N Your ends Adelson Thep lets suntra' as pad Iron incisor nom in the ResounehAnaymeni Accouit 13OhreS$ SLAWS mutual fund ad ae ailed doll? anon based on the axon SSA itMA and titemarnal Resoune Mthagerrent SDNY_GM_00021172 CONFIDENTIAL EFTA 0013179? EFTA01273999 U05 Fewncial Santo's Inc. SUBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 May 2015 CNP70056715990515 Y1 0 HI AN MAX LL Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACK MANLYLE CASRIEL Phone Questions about your statement? Value of your account Call,,,Jr ilfkarCie' AdvicOr Or tl e RMA ReSOurreLine at a)O-RMA-1000, on April 30 (S) on May 29 (S) account Your assets 975,299.20 976,405.13 VMtour webdte: Your liabilities 0.00 0.00 www.ubstornifinancialservices Value of your account $975299.20 $976,405.13 Source of your account growth Tracking the value of your account duriag 2015 Value of your account S Thousands at year end 2014 S967:050.04 967.1 975.3 976.4 Net deposits and withdrawn -32,405.54 Your Wastment return: DWI:lendaryl interest income $9,75420 Change in menet value 32.007 43 Value of your amount on May29. 2015 $976405.13 Pee 2014 Apr2015 May 2015 SDNY GM 00021173 Member WC 0010001005671599NPX/C019153900003 (515 030575051 0000t0 Page 1 of 10 CONFIDENTIAL EFTA 00131793 EFTA01274000 SUBS UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number: ,fiftOitir ' Your K nand) Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 29 a) your account • Cash and money balances may include A Cash and money balances 3,082.87 0.32% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.O0% account balances. VIIS AG Stamford Branch deposit account balances and money market C Equities 0.00 0.00% mutual fund sweep balances See the imponant information about your statement on the last D Fixed income 973,322.26 99.68% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $976,405.13 100.00% D Value of your account $976,405.13 Eye on the markets Percentage change Index May 2015 Year to date S&P 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East -0.40% 8.93% BarclaysCapital U.S. Aggregate Bond Index -0.24% 1.00% Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% CNP70003005671600NP7000191539oom 0515 030575004 02MYGM00021,Kle 2 of 10 CONFIDENTIAL EFTA_00131794 EFTA01274001 SUBS UBS Strategic Advisor Account name: Your rinandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL May 2015 Account number. Change in the value of your account Summary of gains and losses takes reported below exclude products for which gam and losses are not classified. May 2015 (S) Year to date (I) Realized gains and losses Unrealized Opening account value $975,299.20 $967,050.04 May 2015 ($) Year to date ($) gains and losses ($) Withdrawals and fees, including investments transferred Short term 0.00 0.00 -2,414.53 cut 0.00 -2,406.54 Long term 0.00 0.00 -15,682.23 Dividend and interest income 1,916.14 9,754.20 Total $0.00 $0.00 -$18,096.76 Change in market value -810.21 2,007.43 Closing account value $976,405.13 $976,405.13 Cash activity summary See Account activity the month for details. Wane, in your Sweep Options are inaucteclin the abetting and Dividend and interest income earned dosing balances eau'. FDIC insurance applies only to deposits at uBS Bank USA, not to deposits at uBS AG, Stamford Branch or bank deposits placedthrough the UBS Intetnaiond Depart Account peocyam SIPC protection applies to money market sweep fund headings but not bank deposits. Se*IMpOrbin iniarmation For purposes of this statement tasatilty of Interest and &Idend Income has been determined from a US about your statement on the last two paces of this document for (*IA. tC reporting FenPechre. Based upon the residence of the account holder. account type, or product type. May 2015 (1) Year to date (5) some I Wren andoe dviden0 Pbenents may not be subject to United States (US) ardor Puerto Rico (PR) Income tares. The client monthly statenvnt is nee Intended to be used and carrot be reed upon for tar purposes. Clients should refer to the applictie tax reporting toms they Keel* from UBS annualy. itch as Opening balances $3,053.97 $5,184.25 the FOrMS 1099 and the Fairs 480. (or tar reporting intormaboo It Is the prance or U85 to Me the Wire* lac reporting forms with the US Internet Revenue Service and PR Treasury Depanrrent. and in Addkions such tarns accurately clarify (Manch andier Interest attar exempt or tenable encore. Pleat consult your Dividend and interest income 1,916.14 9,754.20 indeiclual tar prepare,. Total additions $1,916.14 $9,754.20 May 201 5(5) Year to date (3) Subtractions Taxable dividends 1,916.14 8,349.26 Professional management fees and Taxable interest 0.00 0.48 related services 0.00 -2,406.54 Total current year $1,916.14 $8,349.74 Funds withdrawn for investments bought -1,887.24 -9,449.04 Prior year adjustment 0.00 1,404.46 Total subtractions -$1,887.24 -$11,855.58 Total dividend & interest $1,916.14 $9,754.20 Net cash flow $28.90 -$2,101.38 Closing balances $3,082.87 $3,082.87 SONY GM 00021175 CH878003005671601 NP7003191539 00033 0515 030575004 000000 Page 3 of to CONFIDENTIAL EFTA_00131795 EFTA01274002 Account name: UBS UBS Strategic Advisor May 2015 Friendly account name: Account number: Your Iluendel Advisor. SCOTT STACKMANLYLE CASFOEL UBS Bank USA Deposit Account APY Interest period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 $4,268.26 Closing UBS Bank USA Deposit balance May 6 $3,082.87 Number of days in interest period 29 Average daily balance $3,685.04 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for thisacme-it If you have questions about these objectives, disagree with them, or wish to change them, please contact you friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibtSty consderation • None selected Your account instructions e Your account cost basis default closing method is FIFO, First In, First Out CNP700C000567I 602 NP7000I 91539 00003 0615 030575004 0114MY_GM_00021,4114 4 O1 10 CONFIDENTIAL EFTA_0013 1796 EFTA01274003 T UBS Strategic Advisor may 2015 Account name: Friendly account name: Account number. GHI5LAINE MAXWELL Your PI nandal Advisor: SCOTT STACKMANIYLE CASRiEL Your assets Some pnces, income and current vdues Owen May be apprOxiMene. Asa reSIA. gam NidlOsses May not Pe accurately reflected. See enportant intormatton about your statement a the end of ths acumen' for more Information. Cash Cash and money balances Cash and money balances mat include avaldole cash balances, UBS Bar* USA cOrrat account balances, UBS AG Stallard Branch ',coat account balances and money market mutual fund sweep balances. UBS Bank USA deposit account Meats are insured by the FOC vAlhn applicable limits, but are not protected by SteC UBS AG Stanford Brant h deposit account bsances an not insured by FDIC and are not protected by SiFC Money market sweep balances are prole<ted by WC but are not insured bi the FDIC. See the important information about your statement at the end of this cbctrrent for detaih about those balances. Operetta bdance Cloung Wine Price per :nee Axsage Dun:fend leanest Dap en Hddng on Marl (S) on Mal 29 (S) on May 29 (1) ate period period Cep anoual (S) UBS BANK USA CEP ACCT 3,053.97 3,082.87 250.000 00 Fixed income Mutual funds Total reinvested n the told ct a reinvested din:lends 11 does not include any cash dal:ends. It is not a Unleaded ftedgam or loss is the dfference between the current vane and the con basis and world la lot for the purposes of determinng haling periods or cost Was. The shares you receive each here you generaly be your taxable tarn a loss if the security was sold on Ins date. The unrealized (tax) gin a loss may refinest d gdends become a separate tax lot. need to be adusted for return of carttal payments in Older to Omanne the realized gin or kiss for tax Cost bases is the told purchase cost of the security. indudng renvesteddvdends The cost basis may reporting purposes reed to te a:lustedfoe return d caotal payments in cider to deteunne the a:lustedcost bags for tax investment return is the current vdue mmus the amount you invested a dais na Include shares that are not repatIn9 proposes. reflected of your statement, inducing shares than hait been redder:las either a gam or alas Il Me does no include cash dgdends that were not reinvested PurchaSe DM& mintier Average pat Client COSI Price Der share Value on Unredi2ednaN initsiment Hada) Helping of shorty per shale (I) investment (S) basis TS) on May 29(1) May 29 (S) 93in or loss (Si returns) period BtACKROCK STRATEGIC INCOME I Symbol EGO( Trade date. Sep 26, 14 15,825.243 10299 163,000.00 163,00000 10.160 160,784.47 .2,215.53 ST Total reinvested 476.988 10.158 4.849 63 10.160 4,846.20 0.57 (AC 43.782 Crawl yield' 2 28% Sectsity total 16,302.231 10296 163,000.00 167,845.63 165,630.66 -2,214.96 2.63067 continued next page SONY GM 00021177 C ele7C006005671603 NP7003191539 00033 0515 030575001 000000 Page S of 10 CONFIDENTIAL EFTA_00131797 EFTA01274004 UBS UBS Strategic Advisor may 2015 Account name: friendly account name: Account number. GHISLAINE MAXWELL Your Knandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Fixed income . Mutual funds (continued) Purchase Numb,. Avetaw vice Client Cost PAM per share Value on Unreallied Odd Investment Hddng Meng of shams per sham (5) invettmmt (t) bask (1) on Meg 79(1) My 29 (S) criln cams (S) plum (1) period DOUBLE UNE TOTAL RETURN FUND INSTI. Symbol. DBLTX Trade date: /an 29, 13 4.490.660 11.379 51.103.71 51,103.71 10.980 49,307.45 -1,79626 LT Total reinvested 260.699 10.931 2,862.98 10.980 2,862.48 -030 EAI: 32,280 Current yield: 4.37% Security total 4,751.359 11.358 51,103.71 53,966.69 52,169.92 -1,79636 1,066.22 EATON VANCE FLOATING RATE FUND I Symbol. OBtX Trade date: /an 29, 13 5.463.943 9.180 50,159.00 50,159.00 9.000 49,175.49 -98331 LT Trade date: /an 21, 14 2.727.687 9.210 25,122.00 25,122.00 9.000 24,549.18 -57182 LT Total reinvested 396.398 9.050 3,587.72 9.000 3,567.58 -20.14 EAI: $2,997 Current yield: 3.88% Security total 8,588.028 9.184 75281.00 78,86812 77292.25 •1,576,47 2,011.25 GOLDMAN SACHS STRATEGIC INCOME CL I Symbol: GSZ1X Trade date: kin 24, 13 4,731.710 10.469 49,541.00 49,541.00 10.130 47,932.22 -1.60838 LT Trade date: Sep 3, 13 1,874.976 10.470 19,631.00 19,631.00 10.130 18,993.51 -637.49 LT Trade date: Oct 2, 13 2,068.768 10.469 21,660.00 21,660.00 10.130 20,956.62 -703.38 LT Trade date: kin 21, 14 4,790.169 10.679 51,159.00 51.159.00 10.130 48,524.41 -2,634.59 LT Total reinvested 526.600 10.393 5,473.25 10.130 5,334.46 •13839 EAI: $3,820 Current yield: 2.70% Security total 13,992.223 10.539 141,991.00 147,464.25 141,741.21 -5,723.03 -249.78 HSBC TOTAL RETURN RIND CLASS! Symbol: MINX Trade date: /an 29, 13 4,824.198 10290 49,641.00 49,641.00 10.490 50,605.84 964.84 LT Trade date: km 27, 13 955.868 9.969 9,530.00 9,530.00 10.490 10,027.06 497.06 LT EAI: $1,173 Current yield: 1.93(Ye continued next page CNP700C0005671604 NP7000191539 00003 0515 030575001 000111Y_GM_000211Pir 6 of 10 CONFIDENTIAL EFTA_00131798 EFTA01274005 T UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Financial Advisor SCOTT STACK MAN LYLE CASRIEL Your assets a Fixed income a Mutual funds korionued1 Purchase pi.W NurrberAverage price Client Cost Pnce per share value on Unrealizedas.) investmeet Holdng Hddng of sharesper share (I) investment (5) basis 0) co May 29(1) Ms/ 29 (s) panorloss return CP period Security total 5,780.066 10.237 59,171.00 59,171.00 60,632.89 1,461.90 1,461.90 JP MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS Symbol: JSOSX Trade date: Jan 29, 13 10,517.975 11.949 125.689.80 125,689.80 11.750 123,586.20 -2,103.60 LT Total reinvested 278.407 11.811 3288.40 11.750 3271.28 -17.12 EAI: 42,623 Current yield: 2.07% Security total 10,796.382 11.946 125,689.80 128,97820 126,857.48 -2,12032 1,167.68 JPMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT Symbol: JSISX Trade date: Jan 29, 13 9,651.542 10.260 99,024.83 99,024.83 9.950 96,032.83 -2,992.00 LT Total reinvested 586.938 10.119 5,939.38 9.950 5,840.03 -99.35 EAI: 15,426 Cured yield: 5.33% Security total 10238.480 10.252 99,024.83 104,96421 101,872.87 -3,091.35 2,848.03 PRUDENTIAL ABSOLUTE RETURN BOND FUND Z Symbol: PADZX Trade date: Jan 29, 13 7,400.957 10.046 74,351.21 74,351.21 9.700 71,789.28 -2,561.93 LT Trade date: Oct 2, 13 2209.898 9.799 21,656.11 21,656.11 9.700 21,436.01 -220.10 LT Total reinvested 385.852 9.830 3,793.20 9.700 3,742.76 -5044 (Al: 12,799 Current yield: 2.89% Security total 9,996.707 9.983 96,007.32 99,800.52 96,968.05 -2,83147 960.73 R8C BWEBAY ABSOLUTE RETURN FUNDCLASS I Symbol: RBARx Trade date: Jan 29, 13 12,911.799 10.164 131,239.70 131239.70 10.150 131,054.75 -184.95 LT Trade date: Sep 24, 13 1,881.988 10.159 19,120.13 19,120.13 10.150 19,102.18 -17.95 LT (Al: 11,228 Current yield: 0.82% Security total 14,793.787 10.164 150359.83 150,359.83 150,156.93 -202.90 -202.90 continued next page SDNY GM 00021179 CNP20009305671605NP700019153900033 MIS 030575004 coc0c0 Page 7 of 10 CONFIDENTIAL EFTA 00131799 EFTA01274006 *UBS UBS Strategic Advisor May 2015 Account flan*: Friendly account name: Account number: GHISLAINE MAXWELL Your 'gonadal Advisor, SCOTT STACK MANY LYLE CASRIEL Your assets Fixed income . Mutual funds (continued) Purchase once' Hunter Average price Client Cost Price per share value on UnredIred0ae Imestmed Hddrg Hddny of shares pet share (I) investment (I) Omit (1) on May 20 (I) May 29 11) coin or loss CP return (I) period Total 5961.628.49 5991,419.05 5973,322.26 -518,096.76 $11.693.77 Total estimated annual income- 526.128 Your total assets Percentage of Cost Estimated Urredized Value on May 29 0/ your account oasis (1) annual morn (St con ot loss OS Cash Cash and money balances 3,082.87 0.32% 3,082.87 Axed income Mutual funds 973,322.26 99.68% 991.419.05 26,128.00 -18,096.76 Total *976,405.13 100.00% 5994,501.92 $26,128.00 -518,096.76 Account activity this month Date Mikity Descnolion AMOtett (I) Dividend and interest income Taxable dividends May I Dvidend EATON VANCE FLOAT** RATE FUND I AS OF 0430/15 259.26 May I Cividend BLACKROCK STRATEGIC INCOME I AS OF 04130f15 339.06 May 1 Cividend DOUBLE UNE TOTAL RETURN RJND INSTL AS OF 04/30115 176.25 Mays Dvidend GOLDMAN SACHS STRATEGIC INCOME CL I AS OF 04/30/IS 384.43 May 1 Cividend PRUDENTIAL ABSOLUTE RETURN 80ND Ft.lNDZ AS OF 0413(715 181.53 May 1 Cividend HSEIC TOTAL RETURN FUND CLASS I 28.90 May 28 Dvidend )P MORGAN STRATEGIC INCOME OPPORTUNITIES FUND CLASS 5 301.58 May 28 Dvidend PMORGAN UNCONSTRAINED CEBT FUND CLASS SELECT 245.13 Total taxable dividends $1,916.14 Total dividend and interest income $1.916.14 CNP700C0005671606 HP700019I 539 00003 0515 030575004 ootinkcom_000tifler 8 of 10 CONFIDENTIAL EFTA_0013 1800 EFTA01274007 SUBS UBS Strategic Advisor Account name: GHlaartelE MAXWELL Your Financial Advisor: Friendly account name: SCOTT STACNMANLYLE CA5RJEL May 2015 Account number. Account activity this month (continued) Investment transactions For mare Information about the price/valve shown for restricted securities, see rmoorronz Informaion about you: frozenly): at the end of aid Oxurrent Proceeds Iran Funds investment withdrawn la Mooed Dario ACtialy Oesciption Ouamity Yaks (5) Nice (I) rratmatriont (s) ,norstrnents besellr (5) inierost (S) May I Remvestment EATON VANCE FLOATING RATE FUND I 28.711 -259.26 DIVIDEND REINVESTED AT 9 03 NAV ON 04/3015 AS OF 04/30115 May 1 Reinvestment BLACKROCK STRATEGIC INCOME I DIVIDEND 33274 -339.06 REINVESTED AT 10.19 NAV ON 04(30115 AS OF 04/30(15 May I Reanestmeot DOUBLE LINE TOTAL RETURN FUND INSTIL 16.023 -176.25 DVIDEND REINVESTED AT 11.00 NAV ON 04/ 3015 AS OF concv IS May 1 Reinvestment GOLDMAN SAC EIS STRATEGIC INCOME CL I 38.176 -384.43 DIVIDEND REINVESTED AT 10.07 NAV ON 04/ 3O 15 AS OF 04130115 May 1 Reinvestment PRUDENTIAL ABSOLUTE RETURN BOND FUND Z 18.657 -181 53 DIVIDEND REINVESTED AT 9.73 NAV ON 04/ 3scr Is AS OF 0430/15 May 28 Rem vestment 1P tviORG AN STRATEGIC INCOME 25.666 -301.58 OPPORTUNITIES FUND CLASS S DIVIDEND REINVESTED AT 11.75 NAV ON 0927115 May 28 Reinvestment 1PMORGAN UNCONSTRANED DEBT FUND 24.587 -245.13 CLASS SELECT DvIDEND REINVESTED AT 9.97 NAV ON 05127/15 Total -$1,187.24 Otte Activity Deltripaal arnaunt (I) Money balance activities Apr 30 Balance forward $3,053.97 May 4 Deposit UBS BANI: USA DEPOSIT ACCOUNT 28.90 May 29 Closing UBS Bank USA Deposit Account $3,082.87 The UBS Sam USA tirep39t a«Olint Is your primary sweep Won SDNY GM 00021181 HP70303305671607 NP700315153900033 0515 030575004 000000 Page 9 of IO CONFIDENTIAL EFTA_00 1 3 180 1 EFTA01274008 *UBS Your notes cu,, ....”..”0.9,39.00.5,5.0,,,. .4419,GP,0002.4 ... . '0 End of statement ..... num.' CONFIDENTIAL EFT,00B1802 EFTA01274009 Important information about your statement MS ninonWein hc (the Wm or 115 Fenn Wing. The km or Cod kw eel nektigate you Orintint art Mace on the books and records of the tact* Gin a creator. —sou may decbw househaleg by cling your is a menther of al pristal seamy. cahrocky aid nuns willmew any ecor brotherly trait er agent. FrisioS AdveOr ensign MOE irencel Seven and MBankVA ace indiet 9uboliais of 565AG and /splines of 565 Stones Plot> en* al checks paten to the krnor the Instil • Cents reetarrom contexts or noormon 'noon: (o 9. Friendly account name LC **Friss twill stereo it tattle won renal nulecn ndrxed me front of the slawnent naddt it Imes prowships aid prvaeplawerrts) that are non Te*Frienth account easements Of arenas that you The bias exenthe offices at a to moon axamt fees. wourib mat be kbpl to registered ono the Statues Act of 1933. and mart at the Was online wens tette It ea mantenant lee charge: for lie payee,* for wurcus customizable •norunw chosen by you at au you wily 185 Fennel Wens purchase; aid dens for srpad aeons n cash a:CantS • forwent antram g . keep totharge and Yea reCacittiptg It em 60 le9$ effect on yet aSoUnt 1200 Haber Boulevard Accounts that ere tonsil* to ore ninths:eh few be preious metal antecit ncleng tunes commas as3 tea on Mahe see Freenty wen naves. °rout Oahe Mane at NJ 07086 Wad to a enter lee. anyonY plies contacts Senn, a tie:neon; you Force Akar. 1h6Stattnent regrows he ally Wen rend of synth UN Swoop Optthm The SFC portico and the noknoth prottaon do not Account wersiow Finaroal Sinices a:count Other records. beet olloalta" U8S otters °plan for maenads balances. tonices nose to htil e assets then they Winn apex CO • Vabe of tact wounzlnencos Na ol.35SetS and downed. conuhng conleng dace should not be rthal bank &pouts at LOS On USA !SUBS AG Stanford helm stawnents The SEC proteeen and the Appnwit habitat/ • pon if you bate tare 6 an a a Oin6Ster pew ark Sweep hoping maw market missal nth (Monet prOttaCn do rot pined ,gain tents n the mat • Asset Inane *alio* case banns wets la report, n yernediarty ri tieing° theerthch Mirepir of the Funds) arid the hfivetionat Depose Accoont (0Alfor vent:eyes thestmentstheether as atrial a Matti row iced worth (ea 1 aid Ckbal Tyne Deposits unrealized &Costae; your koaum customers en ai onemaional kesoace Maugenent notrrent. eon Wenn or 016FArs'ef marks to market std certan setseKR held by the Frm Account through the Bat Sweep FrOgranS. oh batman Does not nchdeunonced weltelassets at the end of the Atheoh al Fens Inn are intended b be aCarate. are swept so WS USA up ki an minted leno and Mote Wotnaons tan le upon request Vat may shun prwr and weer titer...cm WOW. a Want kn./looms. oaten data Toad rot be used for sacputout Feb then to ICS AG Started Branch, a a Whey Fund Deposes none nforreaten tee WC. inducing theSPC Stature trwesnid italt COI Ian and wercitte stet. Worn soles on yetend to tam be.. FOro 1099. Wt. 10415. at te5 Sat USA are FOC need n accordance with FOC by cormnrg SIC at 202.3718300er by wing the SP( • Ciablees ticlades debt banish. ouistandolmrgn etc) nn peeping sour to non theerr is toted by Ws For rot :twain pine .,,it mew Odic 90w Mbyte at cimw Sac WI loan. can knt short account balances lace to reran tote RS al on le dialects. repontle nob Deposits a Uth AG Haan Booth and tam et Maley • Casitlronni Mates TOM of yolooned salable cab Webb cleetWs ad trade maw eared on sehmes Fins rent enured by the FDC Dividend Pa newnent Program OFIP) held n your ;Conn nil proceeds on sale tranUcton, and bnnon. polo 1.85 Bat USA deposit batmen 5185 AG the an reelected ea aunt Ma You may °bean the Surto:I Branch depose bateces and erne, mote maul ma batten cotah awed *dam Through the DA. svelte. to Waitron are wept to actual eta ton your hianUal Adios tot, %hie thin het weep betakes at the dose of the naleollot period depose accounts x 1.6$ AG New York Brach at 11SatG are pleated vase 011 P. petial tees coil be soh and the Non.corrincd Ey tee aedit banal n yea amount arena Cemmunicollom with the FS,n Canon Bern theseethots sae rin weed by the FIX cadhwil be deposed n you wart Penned sweated from other bents and the Fawn use aryl • please *argn any oral 0:eremerCatort nwrwn9 /0 Onion hai If the WS AG Carlin Binh we enormity rennet pro wean by the Issuer mindere from the wposed to the semegn rin of the C aynaci Idands and these krds n the ordiwy course of es berths these kinds further proton your rant nclen yes rites under the natal vitt it *toil thepent :hen a* sold are /nob* upon yos demand this 6 Inclided in nee Wanes Mew Protean Act (SPA) there is no wt./meta other ob Intim of 185 A6 eo way cunt twit des eg value the baLOOK thee n the llt5 Cannal'S loam's boas. Casberliou • el the hewn nekton on the top eh ce the Inn of the Only tole units Int be held in ha anoint I you are Londng information laimml it not ICS FitIntolSeonark 185 natal Deposits a LC Bat USA ad each UPS AG Ilf rich aprni entitled to aorta on at a "tweed ,*Mend patron or preened by SPC Mersey Fund shies at pawed by SPC Fa detain Menne:on on the resiet4 52 Fr Woe and Stinson) yea avant as nine broker by ~wit the Fin wk ether set panelists, mate face didocutet feta to rat Chia ROM not*. Aretconli or d ralgernent *nth the ante oaten We Jawed See 1.65 noise Sexes Account Intechoir below a accept an noun deuenrhe by a registered nanny ACaurri AgenTenl aid In General Tans ad Condemns you on thrsrentionthp nhen you opened his excite In agency. at cede you account Van you cfasot batrces n tie Bat Sean Programs or URS Statement a (cede Fractostaathe n Agnomen this cat, we keds and *wen ere loafed at LOS ad timbales at 122322iledgatjarigagnagra Wenn Sown and not tee reroduag braes and you DA may be wthatin aid esaes 00 0 ndheld mai be hworment obtains must more a report of sly woe woman to nth In benne aid the weeds returned to you a you the Own:ilea obraueS and Olt prof lb are Sp2CIC to eat. want.* rear. Youmans aCCO.ain 410 my way towel Hen tee the Inn You Statentril COMPS Starnes andother 3/U4S held n All adhune Staterenk Shall be deemed aerplee and aoapty n wrong of any uri tcant erne in your Nunn Father ntainten tout tattle veep opium. etudng the 4CCOomat the end of the Salionnt period You may at tarn d Fa ODIC:led:0 n henna YAW 60 days stunt er ensurer twee; For pads wove held. for Wine of July paid earns at any ton You may cumin minced ores and yields. m a.itibit a you choose one of the fo loverg neestmerd °Watts www yOSCerrinneepyttS. Iron your lone Motor ce by retie toren used as ban collate ate pang at • Pleasedirect cuelomer morphine a inn:tote the (rows • Pavia Curren: acorn, neestments seeing the balance cue on them My tante% trarrtiened kr them Client teens Dthrtment x 201.3521699er tenet callno 806762-1000 910.411,41 of none only chino the wen n peed an lifted at ended them of al SOO-344103. 8 00AM to 6 00 PM El Made/ • tort CapinAppinton twegnvills**ing Torah the end of the mammy period thrOup friday. a n Mango uBSIkuncol Senn) nt. UO5 Meanest Sinks. mow* protectien The Fern 6 ameba of the Seturnses thence Protaion 0/ peoCpal rah* than the gennson of name • Cott bask et dettenhng the act basis a the tarns Cleo, Relations Depaerront. PO Box 766 Unon City NI • teckceCortheizath el Income act CapOIAPPeodhe^ nand n the stainer awe tented wth the 07037 Cothoraucn (SPC). WO protects seaman tarns of es menthe's to le 1500 000 (then; 12500:0 for dams for hantnwes teeing both he generated of MOM lid mother -1.' UOS Nunn Servceshas reed on nth) the SIC net airecton tow apPlelo allKann 91Mth 4,4 pawn' inlarnahon Oland f am sources other than leS • nose of *wise onions about al element kinds Firescal %Nat Oardrig abortion Iron axes If, transfer 0711 bid wenn ce 1.65 Vet We card thy hunt n apnoea's:way the Fret together wfh anon into ha also punned Orwell ask profiles or hat you may Ant profiled to your lance than trahnions, 04600-762.1O0e a ,rte to LOSEnancal • Conewthe Seek to 'nankin Mei st luta) nth low The Finn dots not thltendenk way Or guarantee the Simon hc. 10(0 Harbor BW .6h Inc Weceenthr, N) hopioncreas Frown The rnainuin mount payable to all NOW dont. colectueleundathi; prow:on 6 551:0 risk and eon lity to the account own. wad that means annoy a validity of my itenton provided by haws O7636. Ann IMJ8SA Sava* the anount does not anorakOstrom incomeor °theta) Minna, With mitten as of Dionne IO. 2013 wins at myna keep nce Loon Cal a excess soon as sena dsouhnkyWr • AttSeJi Ming to atOpt some rit to cenapal ad addict numb UOS Feiner Wier rarely stawnem or tan 6 WOrg Or if yth need Mon Sinn to the pokyordain and known en at the Fern tint* prObeCted let up 10 SI 9 mako n the tolerate wee sax My oti seek higher rains updates 06 et°maw as e 6 Nicene the Fen does rot nf omen Lout atrant on the flowed or recent °hack ay weans that the nf amain under Cost The Fen te Card Muer (as MO lOble) mum her *OM pa sow- %ate for all yon tcoonis hat n a patina stack • A/prestos, Nana to axial hgh net to paws ad hgh A full oapy ol the poky onledng 6 nun upon man entity so seek high rams ter ter* ball' aid 'Unrealized gains," is karate a of the tae no taste that 60 0,6 alter the CM Salt you the *St of this Unnoll As suet, please do not rayon this harmed on with tie error or proberstown irdanalon lo make curthaye a sae the fa lac - Froth sots nine and town mete (II ant The SIC pro HOW old the supolenental practial both do Stennontlyousishatfire" not Spilt° We may consolidate al relited eCCOyelt StatententS wit the purposes a othente ACCoalb untied to the fern - Dente the ton or the ranter you ate nee We reflect Orion nformsith ore for tie period 44 ad ripen as Okay a pu an My you bathe 4 is • Cenainfnexel an controlled tenni) existed Oro sane address n the sane trlyelOpe ACountsroty be relined may actor/ van) but held away tom ult$Finalizial Sewn fa** Os es. beano by hart owner; oho also maimin time they at had at the PamMorehinorcal Mormann error or why you need nee Mannion cin be added by hies Enron new - Freide the clan amount of the sunned as Cep canal (kat aUBS Bark nen ant AG tont mount rilatonshps rah other Ohms at the same Stamford brands. Oh rwaxe am ens. nclocmg wan address The pprrated now as hOonetoldng • !fru annul la and Minxes of mutual Itch Woe VAI meet to wan imeikia gittrrtnil. nuled n Horn • Unwind paintinses sew d Xs is scalable Maces ace agnate cloddy n the or* Ol the anal ecmve- areal :CC 14*11:195 re CaOralnl for SDNY_G M_0002 1183 CONFIDENTIAL EFTA 00131803 EFTA01274010 Important information about your statement (ate bellied) Mercbaneority kits The Invadion data la isitecbal - Tied parry estimated vibes may be reflected as 'Not rooter of amens at the trbIter-dear holcfng mutual Aetna,* re registered fervce mats of UPS Palatial Strikes Ian mayor may non ref ltd commtrnond napes ardor prod' rt smutswam Min an PlepenSent funsof ma turn many Irk seamy reorstawatIon mem Darner and other Nkomo lam Anent suppled of is on*e so asvgn a - In akIl ion to 0)mMe•XIS RCWed el corneakon wth remement tots and mom* pennte lot at each value when we beam. awn that a mewl wars h. the Salt or darbuten of ornerycorer= an test Yea Spil atm is a inland micemak of visa ornband !Odin:PM One deraged ton the • 'Bade d re' *Cared that may on a ceernyusly reported value in than unit to our dams. we at/roue linembrial lEtS Wa Sognabre geed cads met LEG Wm cobrm presents the mama, ratans , traderate (Nene& Ce Min a yaw mukaehghly iperft3tree antenna...reins.* ruing Oreptinialto Ircm din cads ore issued by US$ Bant USA will NTM690n Iron duo to tie tutu. of the :early manof The mince coinsure. inclemmirg me Yea U S A tone sea • Callable warkies Bonds and mimed no* nal the - Innen mini an Eva men tanner a Donor avuity mean Oran oll no Marano. cornmen ituff calt for env ralenntion he be selmed npalialef es mated unmet a ihrodpaly *nimbi Moe is • Spernern Of the UM lluniMell INKS wP 06Ittute UBS Anancul Streaks Inc Re, 201407 by lot tom among a warm of that 69-se hod si our provided the new of me seasey wit Dentin:at ton - Ov rinses also receke trading commauns ant Met name eel pannename for as deem Cat lean Ps Naha* once umpentation from maul horns red nanny nfcmut co is &haledfrom thrd pales and its room - 'Clintburions to die' may include Mtn of non,. commies whose ponces we ristbute es not gamma Me call f eatms may tog inbKh mune a both - We reniwn anus fee tam LEG Balk USA anf UBS could area yell complete alma Stin sea be •OnrkImm sre' represents doe natal olloang prose AG Stanford Braun 01 up to 12S per account open (*Sued per unit an may not reflect you. cop bab swropng to me bairn tone the 185 Bra Sweep Programs • CartifrateS of deposit (CIN) (Os are ROC mad up m . Itimicted markies Resincted Nantes generaly t293.000 n Mona and mourn sloe/ pre Mond not ming alb* for Mk sale UBS &mid Stream sandy aid per deporne-y nanny.. ri acardrom with SDK uses Ile market price of the untruktod mon of the sane Momenta rdeardng corrni6cos at other magus nes our a a muted %Pk* lathe remind non tr n annetton win the mtrion of rank ac110ng rowan of This stone rd on TO ?e mum eha cpbon Vaxactons has been oared anlinnons lien • priminekie Pins artpland fa Wades and Other resekted 5.02110 eyelid/Pe la sale ne ialat tanner gem* thel to you. and well be rtemiled to you Veducri may be bra a bwe that the erre that you may be manumit, less Than the imputed what nom frornpit on NOW° Mu Id a3nally rec*e in doe make Pieces are Manor from anats tar pan 'curets Much we bele* to to • In. (enintater) inane. convinyiplOs and rata. An Stort ailing relable. Wt we do not garnet eel' apaday etanate 01 mud norm is baser on mere owned you al short sena a warily. sew may nos a - We "way use To doing via Mien aialabko a the at interne !SS. amity no martin yell be held for chant Ow to weld, Decrown0 costs Refloat palmat Men of rte bid and ask otes fa Ind *Otte an one yea from Menai date or me imam This matte opmnor ply tid picts for OTC stores estimate is orni a dui to aCCuraCy and Oxitnued - Let artwoof trim warmed maybe priced usrtg a name aie not gmaireer Oda arden almm mond a the mint ream aim we notated - EPMated artier imam and dried rile for celam Ralzding Open or 'goal itilfcatelled • ordersthat wife net aid ma' not fel lea an actUti mate pity or Mae MINS°, swains mutt helde mein of Mena or emoted by the Adenine date. Opel buy an Sell nip - (enamours's may Ave, /M out eon:err will avail eminence, oft the est knene too Oa ceders be teSaad by the amount of dwelonrs cc (Ms on show x 'nice was not wattle if we are intik to yekb woula be °mated al e•-di.idondsor ex.nglta date untie mooed othmeive obtain a price for a security - Earner mini omen red anent MI aid the by you You be repOrdablelOr orders 114 are executed Ore - Deposes a Mites reincarnated n arnendes Met actur Poore and Bed mght be lowers hgher than to your lane to Canal extswg open caters than u S dolls are ref IMO a the edurgerSe ds of the Nieman amens the rtaternent date - An trn into of enfolded interne Bluirrod ruler Taal veitholditg on fairbutions from UK Bimodal - for dynast senates PPM; n nOn-CCASallni19 merest rind by the Cadent makevaleta/nap Senecas IRAs deromnatms. price and quality race vale) may hale balance ts trier en the lasi dtekind or mein Federal tat Uw re4tIrelltS Fnaclr Services to robber been wearer to Nome prom vauson pagrem nude by the awe and mines the Moon tar from your tackle IRA elliebat ram but you may To obun orals cotarken. Man vaLnle. coma yar soma indeposes MI be Naar one yea bon the dell oat lone. intonelay rdtbald or. instead. you nay Armor Mesa statement dale or wad =urn AatiftY aid elect to haw la( MINKI a erre or n a Iced morn as coMmued pied re not goateed you choose Your Heston vAl remain n effect until roofed • Mear lemetnms end serraurar protium Oman by you You nuy woe sor election a a"; I Mo by m...19 iwastemre semen anclicIng dire panpation • Mem not held fri WS Financial Sonnet Conan anew Malan If you dun not haw mut. atom tar program aid real estate n* Shea nun securities/aid assay, ate net held ytefim at not Mom the Inn; wrtatield lrom yOur dattutiOnS. you maybe revertible for struchser VeductS at gMaly hghly dint/ Celan possesuco or envoi Then 41(45 at cdpayed a your the prim of mined to You may nor prism iI OS sirudaod pm:Wins* not Dem rettiored with the ammo' for Monnahonal ammo one/ Ponies at anoints wren.] vii wee estimated 'Si payments resat Scenic and Eleaatte Conmssin a under any stare tram presented at reuniter [Moe ilsueld lion IRS equal tO rat iaokliptiai sews. stall We mire estmaed vetoes la private Fnanda Sri/3n i rat repornble tor this alormabn nommen seances at Stinted produiS for aid does net gsataitte Es accancy Thee asses Zeno, PANG,/ atonal inalpupoirmly AcanCY 0 net 9nbanleed protected by SIC or too Fens suppotmemal SIC To Man a copy of marine (Peri Prim Mice pare - These values mayddivr seminallynen plCeS, d any coverage cc F natal Armor or yin out webineY. contact yos at Midi nefrate rnetrnere SeUrty structured wow vas pima my be MO a toe and do not meanly • Revenue darning and edrkkandempeasatlern repesent the van you my receveum Ikuklaton - h additial to CernmittoM a sale red 12b.1 lees UBS Nonni Sovian 6 not a bat The WA. Fuseirns - Thal pan emenses of vat* are as ot a anan awe maned o connect:to with the dartuton of vulva Sams Account BSA an IRMO aebetkerape laCulltS ad ae amber to LISS lemma Savors mare:sun ands to our dentswe nate our *Mae reme Mum preside access to baring senses ad trona, bats by an nOrnenctent valdation Inn MeV* thanng papitnu f tom ddubutors ander Oro* maiming Mt /Natod baits an other Mkt 1“00% genre Dante sponsor edirnied valse d ' ,arson of the mpg karts that we sell Peso pallybaths. and profiles .toast to imam* aid muty an. are applied to termit/ %ensue* central amounts at band on two dinarent conforms products ISZtd by Unall iliattd !bedtarty ParanCe damn or sponsor and may be Arad en roe amount of mislay WS of a partcuLtrrutuil fund conams through OLISICe agency 'LaMar es of utS efdleront ntornation from that usedbytend pries to lain to or deeps. at Id Me am vane of a humor Savors 1•C don thee eatimated vises email, mar and fangs shamNM a rte lion - You cal cbtain addemal Mamma, regaling the - We and cu *an abo Nan remand rid exenl pt. narrate, and amuly products methodology used to demise the emote of vim onntosprocesund lea n ortsMaton for trailer rot IOC Sated • No bait mann° May Ion vain ale the dam of the tronnzon *ma is the tan fir the agent that we pond* to the neual kinds client by <Macho your Fnrdi Adehor Vim fees gement re pad Inn impor am is the WA Resource Mnayereni Account Business Sawn nwtual Ilya ad ore a Mid delft mourn basel on the Acorn BSA. iftda and eiteMalibrial ReOute Mliagereell SDNY_GM_00021184 CONFIDENTIAL EFTA 00131804 EFTA01274011 UBS UBS F4144168I Services inc. 299 Park Avenue 25th floor UBS Strategic Advisor New York NY 10171.0002 June 2015 CNr10065663230615 X12356 Y1 0 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMAN/LYLE CASICEL Phone Questions about your statement? call your Finarcra Advisor or the Value of your account RMA ReSOurCeline at 800-RMA-1000, On May 29 (5) On June 30 (5) account Your assets 976,405.13 970,395. 38 Visit our website: Your liabilities 0.00 0.00 www.ubs.comifinanciaterinceS Value of your account S976,405.13 $970,395.38 Souroes of your account growth Tracking the value of your account dariag 2015 Value of your account S Thousands at year end 2014 S967.050.04 967.1 976.4 97i).4 Net deposits and withdraw's -52,40584 Your tiveStrleilt return Dividend and interest income $11,823.02 Chance in market value -36.071.14 Value of your extant on 30, 2015 5970395313 Dec 2014 May 2015 bin 2015 SDNY GM 00021185 Member SIM CNP70003006556323 NP7000304210 00003 0615 0305750d 111011 Page 1 of 10 CONFIDENTIAL EFTA_00 I 31805 EFTA01274012 Account name: UBS UBS Strategic Advisor lune 2015 Friendly account name: Account number: Your lq nodal Advisor. SCOTT STACK MAtakYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of lune 30 a) your account , Cash and money balances may ',dude A Cash and rrxmey balances 3,11 1.77 032% Your current asset allocation available cash balances. VEIS Bank LISA deposit B Cash alternatives 0.00 000% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 0.C0 0 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 967,283.61 99 68% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 0.00 000% Total assets 5970,395.38 100.00% D Value of your account $970,395.38 Eye on the markets Percentage change Index Lune 2015 Year to date S&P 500 -1.94% 1.23% Russell 3000 -1.67% 1.94% MSC I - Europe, Australia & Far East -2.80% 5.88% Barclays Capital U.S. Aggregate Bond Index -1.09% -0.10% Interest rates on June 30, 2015 3-month Treasury bills 0 02% One-month LIBOR: 0.19% CNP 7000006566324 NP70C03042 la 00003 0615 030579004 II SlablYGM00021%. 2 of to CONFIDENTIAL EFTA_00131806 EFTA01274013 UBS Strategic Advisor Account name: Your Pl amide! Adelson ), $urs friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses values reported telove exclude products for which gam and losses are not classified June2015(3) Year to date (0 Realized gains and losses Unrealized Opening account value $976A05.13 $967,050.04 lune 2015 ($) Year to date (I) gains and losses (S) Withcfrawals and fees, including investments transferred Short term 0.00 0.00 -3,853.76 cut 0 00 -2,406.54 Long term 0.00 0.00 -22,321 59 Dividend aid interest income 2,068 82 11,823.02 Total $0.00 $0.00 -$26,175.35 Change in market value -8,07837 -6,071.14 Closing account value $970,395.38 5970,395.38 Cash activity summary See Account activity the month for dela Is Balances in your Sweep Options are induCeclin the cpenng and Dividend and interest income earned closing balances value. FDIC insurance aches only to deposits at MUSS Bank USA, not to deposits at UBS AG, Siaraced Tench or bank deposits paced thtougn the UBS Intemaiond Deposit Account program SIPC protection applies to minty market sweep fad holdings but nal bank deposits Seeimportant inSormarion For outposts of thls statement, texabilty of inkiest and caidend Income ha been determined Iron a US about your stetemenr on the last two pages Ci this document for (*leis tar reporting perspective. Barbed upon the residence of the account holder, account type, or product type, some interest ender dvidend payments me) not be subject to United stags (UA ardor Puerto Ptc0 (PR) June 2015 (S) year to date (S) income fats The (tent months) statement is not intended to be used and cannot be read upon for tat purposes. Clients should refer to the arpladde lax reporting forms they receive horn IBS annualy, such as Opening balances $3,082.87 $5,184.25 the FOrtnS 1039 and the PUMS 480, fa Ides iettoitat9 information. It is the Wake of UPS to file the appirtatle la reporting forms vAth the US Inland Revenue SeMce and PR Treasury Depaterent and in Addkiorrs such forma accurately clarify cludends ardor interest as lac exempt or taxable situ me. Pleat consult your indstdual tax octant Dividend and interest income 2,068 82 11,823 02 Total additions $2,068.82 $11,823.02 June 2015(51 rear to date (S) Subtractions Taxable dividends 2,068.82 10,418.08 Professional management fees and Taxable interest 0.00 0.48 related services 0.00 -2,406.54 Total current year $2,068.82 $10,418.56 Funds withdrawn for investments bought -2,03992 -11,488.96 Prior year adjustment 0.00 1,404.46 Total subtractions 42,039.92 -$13,895.50 Total dividend & interest $2,068.82 $11,823.02 Net cash flow $28.90 -$2,072.48 Closing balances $3,111.77 $3,111.77 SDNY GM 00021187 ChIP70003006566325 nPs0033042 10 00003 C615030579004 111011 Page 3 of 10 CONFIDENTIAL EFTA_OOI 3 1807 EFTA01274014