EFTA01274387

*UTIS UBS Financial Services he 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 February 2014 CPZ6CO27549e9 Dila Yt 0 Your Financial Advisor. SCO77 STACKMAN/LYLE CASR1EL Phone Account name: GHI51AINE MAXWELL Friendly account name: Questions about your statement? Call your Financial Adv6or or the Account number: RMA Resourceline at 800-RMA-1000, account visit our website: www.ubscomffinancialseivices Your investment objectives: You have identified the following Value of your account Your account instructions • Your account cost basis default closing investment objectives for this account it on January 310) on February 28 (I) method is FIFO, First in, First Out. you have questions about these objectives, disagree with them, or weh to Your assets 0.00 I ,8C6,597.05 change them, please contact your Your liabilities 0.00 0.00 Financial Advisor or Branch Manager. You can find a full dexription of the Value of your account $0.00 $1,606,597.05 alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current income & capital aPPreciatiOn Change in the value of your account Your risk profile: February 2014 (1) Year to date ($) Primary - Moderate investment eligibility consideration - None Opening account value $0.00 $0.00 selected Deposits, including in vestments transferred in 1,793,384 45 1,793,384 45 Change in market value 13,212 60 13,212 60 Closing account value 51,806,597.05 41.806,597.05 SDNY GM 00021630 Member SIPC CPZ60C04C072$4949 PZ6000i 44729 COOOS 02 le 03067503e Moo ►age 31 of 48 CONFIDENTIAL EFTA 00132250 EFTA01274387 SUBS Resource Management Account February 2014 Account name: Friendly account name: Account number: Your 15 sandal Advisor: SCOTT STACK MAMLYLE CASRIEL Cash activity summary See Account 4Ctoity this moNhlor (kidIs Betances in your 'weep Options are indudedin the opening and closing blames value. FDIC insurance arOlt5 only to deposits at U85 Bank USA, rot to depo9ts at 1.185 AG, Stanford &arch or bank deposits placed t tromp the 085 Internationd Depose Account prog.am. SIPC protection applies to money market sweep fund holdings but rot bank deposits See important ingormation about your statement 04 the laSt MO pages ci this document for detals February 2014 (1) Year to date (S) Opening balances $0.00 $0.00 Additions Deposits and other funds credited 52,594.1 7 52,594.17 Total additions $52,594.17 $52,594.17 Net cash flow $52,594.17 $52,594.17 Closing balances $52,594.17 $52,594.17 CFZ60C04002254950 P26000I 44229 00005 0214 030575004 COMSNY_GM_00028W11 32 of 48 CONFIDENTIAL EF1'A_00132251 EFTA01274388 CHIIAINE MAXWELL Resource Management Account Account nanne: Your Financial Advisor: iltUBS February 2014 friendly account name: Account number. SCOTT STACK MAN LYLE CASkiEL Your assets %me finCeS, income and current vaUeS ShOnn may De approximate. As a its ul, gal rtS and IOSSCS may rxel be acurately reflected. See importanonformabon about yoor statement a the end of des dxurrent for more informalon Cash Cash and money balances Cash and money balances may include avalable cah balances. OBS Bank. USA deposit account Glances. UBS AG Stanton:I Branch &pont account baances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat hi n [WI( able limits, but are not protected by SIPC. UB5 AG Stanford Brant h deposit acoum Mance: n not insured by FDIC end am not protected by SIPC Money market sweep baronets are protected by SRC but are not insured by the FDIC. See the rmportant information about your statement at the end of this document for details about those balances. Openng Wane° Closmg taance Pnce per :hare Average DnIdence interest Dail in Hddng on Feb I(S) on Feb 28 IS) on Feb 28 (S) rate period penol Cap mount (I) MS BANK USA DEP ACCT 0.00 52,59417 250003.00 Equities Common stock Purchase pied Park !.Caber Average pace Price Per Share Vatie on uweerized Hddng Hddng dsle of shares per share (S) Cost basis (1) on Feb 28(1) Feb 28(1) gain or loss (I) period MB LID SPON ADR Symbol. ABB Exchange: NYSE EAI: $1,125 Current yield 2 99% 1.475 003 --This information was unavailable.- 25.480 37.583 00 PLSTOM ADR Symbol. ALSMY Exchange: OTC EAI: $356 Current yield 2.77% 4,875.000 —This information was unavailable- 2.636 12,850.50 ASTRAZENECA PLC WON ADR Symbol. AZN Exchange NYSE EAI: 41,022 Current yield: 4.13% 365.0e0 --Ibis information was unavailable-- 67.760 24,732.40 SAE SYSTEMS PLC SPON AC4I Symbol. BAESY Exchange OTC EAI: 11,289 Curent yield: 4.66% 1,000 000 --This information was unavailable- 27.650 27,650 00 continued next page SDNY GM 00021632 CP260004CO2254951 P26000144229 000050214 033575004 Y123572 550000000 ►age 33 of 48 CONFIDENTIAL EFTAJ30132252 EFTA01274389 Account name: GHISLAINE MAXWELL *UBS Resource Management Account F•Th-i.ry 20'4 Friendly account name: Account number. Your Ignandol Advisor: SCOTT STACKMANLYLE CASIVEL Your assets r Equities . Common stock (contmved) Purchase pica bade weber *wage price Price per share Vaue on urueazed Holding bcIdng dna of shares per than (I) Cost bade (S) on Feb 2801 Feb 28 (SS gain or lost (1) period BAYER A G WON AOR Symbol: BAYRY Exchange: OTC [Al: 4442 Current yield I 28% 245 000 ---This information was unavaiable--- 141 220 34,59890 BHP BILLITON LTD SPON AOR Symbol: BHP Exchange: NYSE EAI: $1,027 Current yield: 3.43% 435.000 ---This information was unavailable-- 68.903 29,971 50 BHP PARIBAS SA ADR Symbol. BNPQY Exchange: OK EAI: $81 I Current yield 1 66% 1,195.00) ---This information was unavailable-- 40.870 48,839.65 80C HONG KONG HOLDINGS LTD SPON AOR Symbol. BHKLY Exchange: OTC EAI: $1,749 °Arent yield. 5. 19% 555.000 ---This information was unavailable- 60.690 33,682.95 8RMSH AMER TOBACCO PLC GB SPON ACR Symbol. BTI Exchange: AMEX EAI: 42,777 Current yield. 433% 590.000 ---This information was unavailable--- 108.790 64,186.10 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange. OTC EAI:$3,826 anent yield. 5.31% 4,270.000 ---This information was unavailable-- 16.869 72,030.63 CEUTSCI-E POST AG SPON ADA Symbol. DPSGY Exchange: OTC EAI: $1,206 Current yield: 2.38% 1360.000 information was unavailable-- 37.320 50,755 20 GOF SUEZ SPON ADR Symbol- GDFZY Exchange. OTC EAI: $2,685 Caren yield- 5.33% 1,980 000 ---This information was unavailable-- 25.440 50371 20 GLAXO SMITHKLINE PLC ADR Symbol. GSK Exchange. NYSE EAI: $2,506 Cisrent yield: 4.41% 1,015.000 ---This information was unavailable-- 55.940 56,779 10 FISBC HOLDINGS PLC NEW GB SPON ADR Symbol. HSBC Exchange: NYSE EAI: $2,748 Current yield: 4.55% 1,145.000 ---This information was unavailable.-- 52.790 60,444.55 continued next page 0,2600040022 44962 M000144229 04005 0213 0305750)4 cocttnne_om_0002Ates 34 of 48 CONFIDENTIAL EF1'A_00132253 EFTA01274390 Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: SUBS February 2014 Friendly account narne: Account number. SCOTT STACK MANEYEE CASRIEL YOUE assets . Equities . Common stock (continued) Purchase pricer Trade hurter Average price Price per share value on Unrealized ticking Wiring date of shares per share (1) Coe basis <11 on Feb 28(3) Feb 28 (I) gain or loss (5) period IMPERIAL TOBACCO GROUP PLC YON ADR Sy:abet: 'WRY Exchange:OTC EAI: 11,961 Current yield: 4.66% 515.003 --This information was unavailable --- 81.750 42,101.25 KIRIN HOLDINGS LTD SPON ADR Symbol: KNEIWY Exchange: OTC EAI: 1534 Current yield 2.02% 3,010.000 --This information was %may:04We-- 13.710 41,267.10 WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: 13,784 anent yield: 6.72% 1,035.000 --This information was unavaiable-- 54.400 56,304 00 MIN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 11,929 Current yield: 4.04% 2425.000 --This information was unayaiable-- 18.200 47,775.00 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 31,618 Current yield. 2.83% 2410.000 --This information was unavadable-- 21.870 57,080.70 NESTLE 5 A SPONSORED *DR REPSEG REG 5H5 swnz ADR Symbol. NSRGY Exchange: OTC EAI: 12,146 Current yield: 2.70% 1,055.000 --This information was unavadable--- 75.440 79,559.20 MPPON TELEG & TEL CORP SPON ADR Symbol. NIT Exchange NYSE EAI: 51,613 Current yield: 2.58% 2210.000 --This information was unaniable--- 28.240 62,410.40 NOVARTIS AG SPON ADR Symbol: NW Exchange: NYSE EAI: 11,723 Current yield: 2.12% 975.000 --This information was unamiable-- 83.180 81,100 50 ORKLA ASA A SID SPON ADR Symbol: ORKLY Exchange: OTC EAI: 11,399 Current yield: 4.05% 4,115 030 --This information was unandable--- 8.400 34,566 00 PT. TELEKOMUNIKASI INDONESIA SPON ACR Symbol: TUC Exchange: NYSE EAI: 1841 Current yield 3.11% 690.000 --This information was unawaiable--- 39.230 27,068 70 SDNY GbriskYfgar page CP260004007254953 P26000144229 00005 0214 03057%04 O00000 Page 35 of 48 CONFIDENTIAL EFTA_00I 32254 EFTA01274391 Account name: GHISLAINE MAXWELL cat UBS Resource Management Account February 2014 friendly account name: Account number. Your Asandal Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets . Equities . Common stock (Conbnued) Purchase price Trade Writer Average price Price per shoe Valueon Unrealized Hddng Hddng date of shares per Mare (S) Cad bat (S) on Feb 28(Y) Feb 28(S) genes loss ($) period RECKITT 8ENCKISER PLC WON ADR Symbol: R8GLY Exchange: OTC (Al: 41,497 Current yield. 2.54% 3,540 000 --This information was unavailable-- 16.630 58,870 20 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 6 ORD SHS WON /OR Symbol: RDS.8 Exchange: NYSE EAI: 31,440 Current yield: 4.62% 400.000 ---This information was unavailable-- 77.920 31,168.00 SAWN WON ACill Symbol: SNY Exchange: NYSE (Al: 41,574 Current yield: 254% 1,195.600 --ibis information was unavailable--- 51.840 61,94880 AMENS A G SPON ADR Symbol: SI Exchange: NYSE EAI: 41,507 Current yield: 2.26% 500.000 --This information was unavailable-- 133.130 66,565.00 SNGAPORE TELECOM LTD NEW 2006 SPON Apt Symbol. SGAPY Exchange: OTC EAI: 12,249 Current yield: 4.46% 1,765.000 --This information was unavailable-- 28560 50,408.40 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $961 Current yield 2.64% 1,575.000 --This information was unavallable-- 23.150 36,461 25 STATOR. ASA WON ADR Symbol: STO Exchange NYSE EAI: 41,237 Current yield: 3.24% 1,450 000 -This information was unavailable-- 26.340 38,193.00 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 4333 Current yield 2.22% 830.000 ---This information was unavailable--- 18.070 14,998.10 TESCO PLC SPONS ADR UNITED KINGDOM Symbol: TSCOY Exchange: OTC EAI: 4980 Current yield 3.89% 1,520.000 --•This information was unavailable--• 16.590 25,216 80 TOTAL S.A. FRANCE WON ADR Symbol: TOT Exchange NYSE EAI: 42,941 Current yield: 4 24% 1,070 000 --This information was unavailable--- 64.900 69,413 00 continuedneAt page CP2600040022 54954 P26000144229 00005 0214 093575074 000gS1NICGM_0002445 36 of 48 CONFIDENTIAL EFTA_00132255 EFTA01274392 Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor: SUBS Friendly account name: Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) rgICtiate pica TIJO minter Average pace Pate per share WItie on unrealized Hdcing Hddng date of snares per share (S) Con bans (SI on f eb 28(1) Feb 28 (1) gin or loss (t) period UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: $1,992 Current yield: 3.09% 1.630.003 --This information was unavaiable— 39.560 64,482 80 UNTD OVERSEAS BK LTD SPONS ACR SNGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: $1,186 Current yield: 2.92% 1250.000 --This information was unavaiable- 32.5OO 40,625 00 ZURICH INS GROUP LTD SPON ADR Symbol: ZURVY Exchange: OTC 2,025.000 --This information was unavailable-- 3O.56O 61,884.00 Total 31.754,OO2AB Total estimated annual income: 559.314 Your total assets Pr(entaged Cost Estimated Urges4S Value on Feb 2801 your account oas6 (S) minuet income (II wino( loTS CS) Cash Cash and money balanoss 52,594.17 2.91% 32.594.17 equities • Common stock 1,754,002.0$ 97.09% 59,314.00 Total $1,806,597.05 100.00% $52,594.17 $59,314.00 • Missing cost tx4Is inlamallas Account activity this month Dale Atlhity Description Amount (1) Deposits and other funds credited Feb 26 Deposit CHECK DEPOSIT 52,594.17 Total deposit and other funds credited $52,594.17 SDNY GM 00021636 CS26OCO4CO72 54955 n6OOO144779 030050214 030575034 000000 ►age 37 of 48 CONFIDENTIAL EFTA_00132256 EFTA01274393 SUBS Resource Management Account February 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your Ilnancid Advisor: SCOTT STACK MAAY LYLE CASPIEL Account activity this month tconinueth Investment transactions For more Information about the oricei value shown or reudcted securities, see Important Worrnati,n about your :tatemert at the end of this docunent proceeds Iron Funds rnwsurent wrthdrawn Ici Accrued QSe Achim,/ Description Quantity ydue (5) Pnce transachcas rnvestrnents bcu9l (I) Imerest (5) Feb26 Receive Dtc ABB LTD WON ADR 1,475 000 37258.50 0.19P: 000375204 Feb26 Receive Dtc ALSTOM ADR 4,875.000 12,675.50 CUSIP: 021244207 Feb26 Receive Dtc ASTRAZENECA PLC SPON ACP 365.000 24.747.00 CUSP: 046353108 Feb26 Receive Dtc BAE SYSTEMS PLC SPON ADR 1,000.000 27,570.00 CUSIP: 05523R107 Feb26 Receive Dtc BNP PARIBAS SA ADR 1,195.000 48266.05 055654202 Feb26 Receive Dtc BAYER A G SPON ADR 245.000 33.699.75 CUSIP: 072730302 Feb26 Receive Dtc BHP BILLITON LTD SPON ADR 435.000 30,036.75 CUSIP: 085606108 Feb 26 Receive Dtc BRITISH AMER TOBACCO PLC G8 SPON ADR 590.000 62,056.20 CUSIP. 110448107 Feb 26 Receive Dtc BOC HONG KONG HOLDINGS LTD SPON ADR 555.000 33,651 87 CUSIP: 0%613209 Feb26 Receive Dtc OEUTSCFE TELEKOM AG DE SPON ADR 4,2 70.000 72,077.60 CUSIP: 251566105 Feb26 Receive Dtc DEUTSCI€ POST AG SPON ADR 1,360.000 50220.72 CUSIP: 25157Y202 Feb26 Receive Dtc GOF SUEZ SPON ADR 1,980.000 47,559.60 CUSP: 361608105 Feb26 Receive Dtc GLAXO SMITHKUNE PLC ADR 1,015.000 57,063.30 CUSP: 37733W105 Feb26 Receive Dtc FISBC HOLDINGS PLC NEW GB SPON ADR 1,145.000 59,872.05 CUSIP: 404280406 Feb26 Receive Dtc IMPERIAL TOBACCO GROUP PLC SPON ADP 515.000 41,788.64 CU9A 453142101 continued next page CP260004002254956 P26000144229 CCOOS 0214 030575034 caSonnecmood4ter 38 of 48 CONFIDENTIAL EFTA _00132257 EFTA01274394 Resource Management Account Account name: GHISLAINE MAXVVEU. Your el nandal Advisor: *UBS February 2014 friendly account name: Account number: SCOTT STACK MAN/LYLE CASRIEL Account activity this month (continued) Investment transaaions (continued) Proteects from Funds Investment vethdrarten ICI ACC flied Date ACnxly Desoloton QLL8nlity VS,* (24 Piite tranwitcos, (s) tnve5IrrlentS 06.14 (i) merest CS) Feb 26 Receive Dtc KRIM HOLDINGS LTD SPON ADR 3,010.000 40.123.30 CUSIP: 497350306 Feb 26 Recemie Dtc Mr N GROUP LTD SPON ADR 2,625.000 47,985.00 CUSIP: 62474 MI 08 Feb 26 Receive Dtc MUNICH RE GROUP ADR 2,610.0:0 56810.90 CUSIP: 626188106 Feb 26 Receive Dtc PESTLE S A SPONSORED ACIR REPSTG REG 5115 1,055.003 79.019.50 swaz *DR CUSP: 6411:69406 Feb 26 Receive Dtc liPPON TELEG & TEL CORP SPON Al:Ft 2210.000 62A98.80 CU9P: 654624105 Feb26 Receive Dtc NOVARTIS AG SPON AOR 975.000 81,324.75 CUSIP: 66987VI 09 Feb26 Receive Dtc LUKOR. OR. CO SPON ADR (25 RUBLES) 1.035 000 57.649.50 CUSP: 677862104 Feb 26 Receive Dtc ORKLA ASA A SHS SPCN ADR 4,115.000 33,660.70 CUSP: 686331109 Feb26 Receive Dtc PT. TELEKOMUNIKASI INDONESIA SPON ADR 693.000 26868.60 CUSP: 715684106 Feb26 Receive Dtc RECKITT BENCTISER PLC WON AEA 3,540 000 59,436 60 CUSP: 756255204 Feb 26 Receive Dtc ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 400.000 31328.00 ORD SHS SPON ADR CUSIP: 780259107 Ft b 26 Receive Dtc WRNS GROUP PLC SPON AOR 1,575.000 36288.00 83238P203 Feb 26 Receive Dtc SANDS SPON ADR 1,195.000 61,494.70 CUSP: 80105N105 Feb26 Receive Dtc SINGAPORE TELECOM LTD NEW 2006 SPON ADR 1,765.000 50,620.20 CUSIP: 82929R304 Feb26 Receive Dtc SEMENS A G SPON ADR 503.000 65,850.03 CUSP: 82619750I continued next page SDNY GM 00021638 CPZ60004C07254957 PZ6000144229 00005 0214 030575034 0,3:00 Page 39 of 48 CONFIDENTIAL EFTA_00132258 EFTA01274395 UBS Account name: GHIStANE MAXWELL Resource Management Account Your lq Banda Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL February 2014 Account number: Account activity this month (commis) Investment transactions (continued) Proceeds fran Funds inwsvnenl withdrawn In Accrued Die Activity Descepacm Quantity Value (S) iunce (I) transactions (5) investments bouiP1 (S) inieres1 (S) Feb26 Receive Dtc STATOIL ASA SPON ACR 1,450.000 38.077.00 CUSIP: 85771 P102 Feb 26 Receive Dtc TAIWAN SEMICONDUCTOR MFG CO LTD ADR 830.000 14,798.93 CLI9P: 874039100 Feb26 Receive Dtc UNILEVER NV N Y SHS NEW NETHERLANDS WON 1,630.080 63.879.70 ADR CUSP: 904784709 Feb 26 Receive Dtc TOTAL S.A. FRANCE WON APR 1,070.000 67859.40 CUSIP: 89151E109 Feb26 Receive Dtc TESCO PLC SPONS ADR UNITED KIF.GDOM 1,520.030 24,943.20 CUSIP: 881575302 Feb 26 Receive Dtc UNTO OVERSEAS 8K LTD SPONS ADR 1,250.000 40,937.50 SINGAPORE ADR CUSIP: 91127 1302 Feb26 Receive Dtc ZURICH INS GROUP LTD SPON ADR 2,025.000 60,993,00 CUSIP: 989825104 Total Securities transferred in 11,740,790.28 Date AcIrvrty Description Amount (S) Money balance activities Jan 31 Balance forward $0.00 Feb27 Deposit UBS BANK USA DEPOSIT ACCOUNT 52,594.17 Feb 23 Closing MIS Bank USA Deposit Account $52,594.17 The UBS Bank USA CeD09t ACCOUnt K your primary Sweep colon CP2600)40022 54958 P26000144229 COOOS 0214 03057W04 COVAIY_GM_0002%19 40 of 48 End of statement for account number CONFIDENTIAL EFTA 00132259 EFTA01274396 Important information about your statement LEIS Fiuncial Senates ix. (the F im or UBS Anemia! sent you the fin stamen on gigot the woof The Fitt together with certain affiliates, ha also account held, you choose one of the follnixi String is a merrter of all ',incise' Peony, canna:by problem *Pored. purchased applanental protection. The madmen inherent °Neches' and cptire eirthages. I.BS Frercial Senates and IBS - hone you- name ad accost number (of any) amount payable to al OBOEe dients, catch/eh take • iNodue CunentIrcome. I irtothei as seekng the Balk USA at rdrect subsdares of LES AG and — Deurbe the ova or the wander you me snare this protection is 15% million as of December 10, 2013. generation of income mole. affiliates of LBS Sectrain LIC. The Fits Ii ernial about aid.plan as clerk est:kJ can why you • Adam Capes!Appreciation: Investments waking statement is available upon reopen. The Finn went* believe t is an error a wary you need more kloOct to the pokyconditions ad limitations, cash X growth of prncjaal rather that the gereraion ol off ices au a: elomation the firm is further protected fa in to $1.9 million n the income. — Provide thedollar snot el the suspected error. aggregate for all your accounts held n a Donator • Produce Combinaton oilman. and Capital LBS Finned Segos Ix. capacity. A Iii copy of te poky waxing is /nibble Appreciatco, nesements seal* both the generation 1200 Harbor Boulevard The rim or Cad Issuer wa imiestign sour complaint Won re:writ ol name and gashof pitpll. Weehawken, to 07086 and MI correct any error prompt/. The SIPC protection and the upplemenUI protection Overall risk prairies Ibis =lament represent the ink official record of you Please make all chetah payable to the Fern or he both do not apply to. LBS Pi-uncial Senses account. Other words, rapt financial imitation edkarted on fro front of this • Conan fhagial ants controlled by (and heisted it • Conservative Seeks to mantan Sol pectoat with official tar document containing conflict-Oat; should low risk aid valeta* to the axon nal, henif Anna had:Mimeo souks accost fen accounts your account value) but held away from UBSSinacipl that men the accost does not generate signif 'cant not be relied Lyon If you bens, there is an error cr mai be subject to mailenrce fees, chars for ate Services (e.g.. certain* cash al UBS Bah (il cadn at omission, please report it armeciately n wiling to the income or returns name, not keep pace with partett for warns purchases and charges kr unpaid LOS AG Stanfordbunch (u) instate prootat. inflation. Bench Manager of the office way you account. amounts in Glib =wilt. Accounts that ate transferred including variable annatieS, sod (Iv) shun of rrutin to other httautions may be subject to a trendy tee. findt where such hares are registered dierny it the • Moderate Wang to accept tame rig to pinonal and Anach aligns shown We Mended to be accurate. name of the account holler on the bags and rank tolerate some von,* to seek higher returns. statement data shouli not be used fa tar purposes Rely UBS Sweep Options of the applied* inter a transfer agent); • Aggrene: Wiling to accept high lig to phopal aid soak Goys-end tax forms, fie.. Form 1039. Sat UBS offers options to sheepng cash bine; Winces high volatility to seek high returns over tins. 10425, etc) whinpreprregyour ter return. The Fim a to bag deposits al UBS Bat USA and UBS AG Stamford • Certain runnel contracts or Mestment interest required by low to report to tie IRS all to able anent. bra-ch (Bank Sweep Pregame, money make maul (eg., limited partneshix and prime placements) the Statement Imuseholdne reportable rattaxable *ands and eat Menet fun PaorraFung) and theInternationalDevote we rot ennead sake tie Securities Act of 1933; We may consoldase al related account statements with end on vacuities held in you wcant, net prate* Art-ant ODATfor customers nthalInternational ad the same adders n the sae envelope. Accounts may on sag transactor:a, aid cot basis cncenain covered Renate Management Account. Through tie Bank be related la this purpose Lotasio they haw owners warns. Sweep Progeny, cash balances re swept to U26EUrk • Commodities contacts (e.g. listen adage and who also mai-aain the accent rerniontbs win other USA up to ark esubkhodierd ad thento WS AG pa ins metal content. excluding fans contacts clients at the sane address. This practice's known as Communications win the Finn Stanford Brandt a a Money Fund. Deposits at UBS ad mffmnotitY anion contracts. • househoking II you prefer to retake idiv4ual • Please re-coriurn arty oral cormxncatoris in wring Bak USA are FDIC rated in accordaxe with FCC statements toted n separate envekpes — you may to further protect your eggs incladrg your nth rules. For more Hi:emotion please veil mwrldicgor. the SIPC protection and to suppiernental protection do date householang by (*erg you Frontal Advisor. Leder the Strains nests Ironton Act (SWAT Deposes a UBS AG StanfordBrach ad Sum of not apply to these awn evens they otherwise appear Money Funds aro rot inured by the FCC. on yos siaternins. fig SEC protection and the Friendly acceugname • If thefinned hstitution on the top left of Ike fro-4 scnilarrentalprotenion der not protect agora changes fi e Frendh scant name reflects rdormation that you of this statemert is not UBS Anatol Sentkes. LEIS %ratty, the 04, Milt& tO Cans balances we swept to in the main vale of you investments (whether a a mated on the Firm's onlne senices websee. Rea Handal Services caches gar account a cleanng depose accounts al UBS AG New Yak Branch and UB5 result of market mosement, issuer baicruptcy customizable 'molter e' den by you to aria you ager by ahargernent van the hdcated instanter AG Cayman Bunch Thew deposits are not insured by otherwise) tenth you reconeeping. It has * legal effect on your to FCC. Balance, Fold at to LEIS AG Cowin Bade err.nt. You can charge yep hiendk account names, We Stormed you of the relanionchn nen you opened this accost. est* case. your twit and are tempera* exposed to the sovereign risk of the More a tension is awed* Wan request You may through Ogre Services or by contactrgyourFrancial sear/ Wag located a LBS financial Services and rot Capin elands, and there is no 'wane Cr other •btan nacre hfonnation afoot the SIPC Ankh the iwocbcng broker. ad you mist make venal obligalon of WS AG to repay*. Saxes while co the Brock" by contacting SIPC at or by el any ester or *finnan to both NITS. UBSCwman's Brech's books. usitng the 51K went. arMewleotOy A000%ffilt overview • tate eine, accoonnoredgra Net of assets and A II accctnt statements shall be deemed complete ad Deposes a LEIS Bag LEA and eachUBS AG Bench are Dividend ReiWetblbecill Program (DRIP) accurate f not objected ton wrong within 60 days. not protected by SIPC. Money Fund shores we protected The age reflected is an average price. You may obtan • Assets hulas await!. cash balances, van for by SIPC. Ste 116 F hernial Serval Acorn Protection' the acb.el price Iran yin Financial Advisor. Only Wok restricted seamy lest 1, and Global line Deposits, • Please died customer carplaints or • • • bebw Same are purthwed under Olt; partial shires wil be urreolied mats to nate, and cedars ants not held Firn's CInt '1yplgkk eet a won rd tot oath wa be dented in your account. The by the Fim. Does rot induce unonced StItritifill assets atoll-frees 8:03 A. .to : Upon yin rta.est, Waxes n tie Bank Sweep 6viderd reiwesvnent price applied by the issuer may at the end of the prior art norm statement periods, or ET Monday through as a in yeti* to U36 Programa OA may be withdraw\ and shares of a • from the nwket price at which thepartial shires private imestrewits, pasted stock options ad Financial Shiites lx., Client Relations Detriment Money Fund my be liquidated, ind the proceeds n sold encash* stock onions P.O. Box 766 Union City, N107087. returned to you attar octant accant. • Ennis Include, debt bale-ces, °Amara* rrurgn Caohnlieu loans. credit lne, don avant balances. • ti tate of orrOn Or OAKInnS and an electronic Fisher formation about available snip options, ChN whole units may be held n year account. If you are • Cash/money bamices. Total of uninvested avertable cards Wander (ET) l> BS Wedeln nothing aster* merest rate, and yelds, a nibble at earned to a partul use a a mutt of a dviderd parent cash balances. plus UBS Bak USA deposit balaxes. UBS card trantectom, call a wile to UBS - from your F Sec al Ann a otherwise, the Firm welsher sell penal tau at AG Suring Conch deposit balances and money market Fence' Senior, ex., 1000 Harbor Blvd., 6th floor, or by oiling rivulet sae a- accept an axone determined by a maul fund sweep Sans, at tlx cbse of he Week/Men N/ 07036, AtIrr RIANBSA Services registered cleate agency, and credit your accost ahem period. Nortcormlocky tee credit balances in UM Financial Serena accost protection your account we rot segregated from other balances Cal a write as soon as you cart if you hit yes The F rem name-ger of the Startles invell01 Protection Investment objectives and he Fan may use any of these funds is the ordinay staerrent or receipt is rang cf 4 you need more Corporation GIPC), which protects securities account, of The nester, oblates rd risk profile we specific to course of tattiness. these funds ate payable upon name ion about a trader on the slatornort or its members up to 1500,000 Crash* S2B),000 for each account and may ay between Please advise the your derma d, This total is includedin he none period rotrojot. The Finn or Card bear (8, toPlcablE mud dams kr cash). Th2SIPC asset protection Ines XI* to Sem prorrphy in wagof any talker* change in you clostg value. hew horn's° re later tin, 60 days after tie Fim all account that you hold n a particular capacity. Maxie' situation or cowmen objectives. For each SDNY_GM_00021640 CONFIDENTIAL EFTA _00132260 EFTA01274397 Important information about your statement (Continued) Lending ideation you would alualy recede n the market Prices we - •Dobbs cm to date' may made return of — h added" to covirroscnireceived n connection For deeded information oh the Eris lending places obtaeied from vaious third party sources Mi d. use caottal, triton'? ce both wth the sale or chstnbikon d array contracts and tastes,refer to you Client Relalorship beta to be relitle, but we do not strafe, their — 'Crignaltrn see • represents the initial ollang andint owestrnent mast units toots <lents, we Ageernen or toot Agreement aid the General accuracy. price per unit and may not ;elect yaw cost basis motor our allbeta mote ravens sharing Terms at Conditions UBS Statement of Credit Practices — We gene* use the closing price when watt is oartensation from many of the instranc• available in Agreements andDirks:urn at the mean of tie bid ad ask prices folded • Restricted seasities Restrded want Os generally companies credential-9th. anity contracts, mew do cottarcerindalgagas settees and <tors a o* It prices fa OTC are rot currently &glob toe public sale. UBSFina-col *dates of to turat oinpats or sponsors of stashes. tykes as tie mate price of the unrestricted stock Metro imesvnent its we disvLee. Yaw mete - Less arity waded securities may be priced ushg l the same issuer as an mputed value for go - O.11 taint also recite trading commests and Your natament titan securities endother awns held valuation model or to moo recent prt we restricted stock for purpons of this 'Women 0.4, To other cortersalit from total finds and lathe account at the end of the sterner* period. You Wart and may not reflect an actual matt rite the tent that reariaed sectrition are elgbki la sale, ntnnce arrithin whose prootts we distribute. may ark fordeivey of ftey paid seosties at ry time. or vitae the vald retied may be stagnantly less than the - %Vertu's* an anal fee from UBS Bait OA and You may receive securities used as loan collateral after - Certain position may appear without a price aid ittpied value town UES AG Stanford Branch of up to szs per ocean paying any balance due on them. My securities will thow as 'price was rot available' if se re sweeping to the hart under the UBS Bak Sweep Irandened to he Fiat dri-g the Stan penod are untie to °been a pnce for a warty • En. (Witted) incrw current yields end rates. Frcgrat. listed al market value as of the end of the &Metre - Deposits or stouts denteninated 6 currencies An (*din.* of a-rual income is based an turned period. ocher than U.S. dollars are reflected at the eichinge dated ad interest rates, assuming h states will Activity • Can basis. In detirmning the cod basis of tie rate as of the staternmt date. be held for one yea from statement date or until hbrinationreoudng<attests and otter charges strain included in this statement, were indicated - Fa certain tubes trading 6 noniron(ormng filitisity, This estinaletor* again& accuracy tuned in tanneden with tie ettmof wades, win the nuntee UBS horridServices M relied deriannatccis. rice at qua-rayRace 'ka) may ad continued incono are not gueranteed ndudng option transactions ha beerrincluded cn oninForrrotion obtained from sources other Slant/35 have teen adsted to facilitate prq:er vdusixt - Estimated anal nccme ad etrent yield fa CCellernrOnS previously filtrated to you. ad wall be Ehancial 5eriece, including nf°erosion Iran another To obtain current quotations. whin wait*, contact certain tapes of states could include a tun of prowled to you IA-unpile at recited. aim a Matt may hat provided to yea Fin:teal your Financial Atha. prncpalor repeal gat in &hit case the est Actor. The Finn does not ideperdently verify a income Ordcurrent yed would be overstated. Short aalliig spirant the acaracy or vaklity day information • Prints irreatmants and trusted producb. — Estimated anal tome at current yield and tie f Irk are engaged in that ward a WIJIty, youmay provided by sates other tan LEGAantral Services. hitte thine,* stunts (ncldid driest sclual tans ad yield might be kwer a higher hoar a change the to certainbarterg costs for that participation roam ad real estate investment its than the emanated amounts. particular security. h tali" although II€S Finaxel Senses generaly searits) zed structed pita are gently highly — An estrnate ol trusteed ncome (deedend enact yobbo tie Hamatian as karate:ad, the firm AktAid. Gmbh stnacted products have not been interest) divded by the current marts Open orders dos not provide any astarances that the information registered wit the Securities and Exchrt valetaverage balance is based on the last distend tilting ten or •gxdtilkancelled* cedes tit text 'Cost basis- and "Lhrealized gar/loss' is Corn anion a under any state sautes laws. We or hterest payment made by the issuer and were not etcued by the statement date, open buy and accurate as or the date ol the statement. As suck proide estimated watts for private investment tanes tie seositieSdeposts will be held for one tel stop orders are redxed by the mount of dividends please do not ray on the Hamden to make wadis and structured products for edormatbrul year from the statement date or until manly. or rights on an exidividerds or totes date unless wawa a Tale decisiont forms paten cr purposes only. Amity knot guaranteed. :secrecy ad continued weld we not gars-net 'trucked otherwise by yet. You are reeponebk fa otherwise. Accounts transferred to to rim may - These values may differ abstrtiaby from prices. if orders that we erected the to your failure to rex& reflect gent loss Hantstisn onY for the period of any, at which a private rwe*nenl security a • Assets not held by UBS Financial Service& Certain pasting open orders. tine they ao held at to F rm More historical structured 'Dolt may be bolt -e or told and do at ets we rot held by the Ft and not thin the tombsion tan be added by yotr Fend Advisor. not necessarily represent the Mayo-I may receive Fern's possessi:n or control. These assets de Privet upon reluidation. displayed on yar statement fa informational To obtain a copy tat as current Clime Fitt Noise. • Um-edited gat/losses When data is aailith ▪ Thad pity tsbmates of male ore as of a certab purposes only. Positions ad values presented syr please contact sour Francis' Athisor or vat as %%tette estinated u -realized gaits lases we altated fa date ad are supplied to UBS Ena-cial Services on a Wooded by the issurg Inn U6SFrancial Sere-ices is at 111112dalliralg0ttkia212b.. havitalsett lots. Re Bankston data for regukr bass by an indecencies vitiation Sim. not revertible for to ?formation and des not ndiridal tot may or may not watt enteritis, - Issue general partner or sponsor estimated vats, gutantee es accuracy. These assets we rot protected UBS Financial Services a rot a bark The RMA, Busiest charges ands 'acuity reorgenizalit rats ary, aro supplied to torero by Do Mut by Slit or the Fits suppktentalSIPC covens?. Seniors Account GSA and IRMA a brokerage accounts Dividend and otarre nor:imam lots rd systematic crenrialpainer or spate and may be tabulated which provide access so barking services at products padose tots are each arrthined to display cne based on Meer information Iran tat used by • RVIO1111.10 shoring and additional compensation. though arrangmords soh affiliated bat at other averagedIota)* • Trade date • coltnassents the tadparties laden.* tat titled values. — In addition to corrmissons on sales and 12b-1 fees thrdpaly banks, and provides access to nsura-ce and origrul transaction trade date. - You can obtan Stitt Hemmen regarding received n correct on wort the distnbution of atuty prate, hued by unaffiliated thinlipty the methodology used to determine the estimate of mutual bra to our c lent we mock( our AIMS Stance ccmpats through reurana agency • Callable securities Bah* ands:referred stock that value at the date of Me Hermalenthd is the receive mime Sharing Patents from diaributors subsidiaries of UBS Finarcial Services Inc. the tarotfor eat Fee/en-Won veil be selected basis for to want by contaarg your &uncial ardor advisors of the maul funds that we sell. nowely by lot ban armed all seoseies of that Advisor. These amounts are based on two deferent Iniestment nsura-ce. aid rutty products: aster held hour name or in nominee name lee os - mid party *started wits may be reflected as coirconeett- tie amant of sake by UBS of a Not IDIC inured • No bank gonna** May tat vitae clients. Call bate Hennatian is dashed from third •Not cited' nova I sit dins. nio n patter mutual fund I amiy to our clients: and Cs) patties and es accuracy isnot Qua-sated Other <all idependent Dilation tim NS not suited or is the asset value of a particu Ls mutual fund I amity's RYA. Resource Management Acccunt, Business Services feats mates& which cat affect geld complete t able to assip a vat. Mien we beanie aware shares held at the 1mi Account 85A, IRMA at alternation& Resource tortnaton worded upon request that a material event has °cowed that may call a — We and a affable also reat net:eking and Management Amon we registered service marks of pretty reported vat it question. or ten a ormtus proceming lees n castration For UBS Fruncial Services Inc • Certificates of deposit (CDs) CDs are FDIC Mut value would be highlyoptative due to the nate water agent setts that we trait to the tp to S293,0OO n prioisal and accrued interest per ▪ the sectrey. mad fads. Thew lees generally are pad from Via Signatse is a regidered service mirk of Visa depostor ad per &pastyinstal:oh h accordance - When neither al suer, general panne or sponsor imestor tea in the mutual fund and are a fated Intonation& CBS V113 Sonar* credit cards and UBS vah FDIC rules. *stinted vale nee a thrdparty estimated vela is dela- amount based on to outer of accounts at Visa debt cards we dewed by UBS Bank USA with mad the value of the sebrrty will be differenI the broke-dealer holdng maul( Itrds oi that fund in/mission from Vita U.S A Incorporated. • Preetalue iron diluted for securities and oter horn itspurchasePrat ramiy products may be higher or lower than &wake that UBS Financial Services Inc P.4.v. 2O14O2 SDNY_GM_OOO21641 CONFIDENTIAL EFTA 00132261 EFTA01274398 UBS Financial Services Inc 4tUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 March 2014 CNP70064797950314 Xl YI LL Account name: GHiStANE MAXWELL SNEW YORK NY Friendly account name: Account number Your Knancial Advisor- SCOTT STACKMANLYLE CASICEL Phone Questions about your statement Value of your account Call your Financial Advisor or the RMA Resourceline at 800-RMA-l000, (5) on February 28 on March 31(1) account Your assets 1,806,597.05 1,956,311.16 14sit our website: Your 'obiI les it 000 0.00 www.ubscomifinanciatsennces Value of your account $1,806,597.05 31,956,311.16 Items for your attention y If you use UBS Online services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled/ Go to Sources of your account growth ubs.com/onineservices Tracking the value of your account during 2014 Value of your account S Thousands at year end 2013 10.00 19563 Net deposits end ')316 withdrawals $1,936,618118 Your iwestment return Dividend and interest income 1513.38 Change in market value 11910860 Value of your account Mar 2014 on Mar 31, 2014 $1,954311.16 Feb 2014 SDNY GM 00021642 Member SIPC CM170003006479795NP70003C0405 00035 0314 030575004 100000 Page 49 of 86 CONFIDENTIAL EFTA_00 I 32262 EFTA01274399 SUBS Resource Management Account March 2014 Account name: Friendly account name: Account number: GHISLAINE MA.c1hELL Your Bimodal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of March 31 (I) your account . Cash and money balances may include A Cash and money balances 80,806.79 4.13% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch A deposit account balances and money market C Equities 1,875,504.37 95.87% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 a 00% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $1,956,311.16 100.00% C Value of your account 51,956,311.16 Eye on the markets Percentage change Index March 2014 Year to date S&P 500 0.84% 1.81% Russell 3000 0.53% 1.97% MSC I - Europe, Australia & Far East -0.57% 0.77% Barclays Capital U.S. Aggregate Bond Index -0.17% 1.84% Interest rates on March 31, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% 00700090C)54,9796 NP7003300405 COCOS 0314 030575004 1011019YGM0002/IBIS SO of 86 CONFIDENTIAL EFTA_00132263 EFTA01274400 Resource Management Account Account name: Your M mandril Advisor: UBS March 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Wises reported below exclude products for which gans and losses are not dectifitd. March 2014 (1) Year to date (I) Realized gains and losses Unrealized Opening account value $1,806,597.05 $0.00 March 2014 (I) Year to date (1) gains and lases (S) Deposits, including investments transferred in 143,304.73 1,936,689.18 Short term 0.00 0.00 69,515.13 Dividend and interest income 513.38 513.38 Long term 0.00 0.00 82,156.98 Change in market value 5,896.00 19,108.60 Total $0.00 $0.00 5151,672.11 Closing account value $1.956,311.16 21,956,311.16 Cash activity summary Dividend and interest income earned See Account activity thou month for detals Glances in your Sweep Options are indutedin the cpentng and closing bdances vane. FDIC insurance applies only to deposits at UBS (tank USA, not to deposits at UBS AG. Stamford Branch of bank deposits pla«dthroucb the UBS internetronal Depose Account recgam SteC Foe purposes of this statement, tau/ally of interest and dnidend income has been determined lions a US valetIron applies to money market sweep fund holdings but not bare deposits. Soo impottant intonnotion tea repotting perspesaist. Based upon the residence of the account holder, account type, or product type, about your Ifsfetnent on the last two pages of this document for cetats some Interest ardor dvidend payments may not be subject to united States (US) and° Puerto Rico (BR) income tares. The tient monthly statement is not intended lo be used as carrot be retied upon for tar March 2O14 (5) Year to date IS) purposes. Clients should refer to the aporape tar reporling forms Ihey teethe from MS annuals,, such as the form!, 1099 and the Faint 480, foe tae reD3Ihn9 intormatron It Is the practice 01 L1B5 to rile the Opening balances $52,594.17 $0.00 applicable tas repomng forms with the US internil Revenue Semce and PR Treasury Depart:rent. and in suth forms accuratety das0fy dndencbanlor Interest est, exempt or tagibit IfKlYne_ Please consult your Additions Indgclual tar prepare/ Deposits and other funds credited 27,699.24 80,293.41 Match 2014 (1) Year to date (S) Dividend and interest income 513.38 513.38 Taxable dividends 513.30 513.30 Total dal/trans $28,212.62 $80,806.79 Taxable interest 0.08 0.08 Net cash flow $28,212.62 $80,806.79 Total currant year $513.38 $513.38 Closing balances $80,806.79 $80,806.79 Total dividend & interest $513.38 $513.38 SDNY GM 00021644 CriP70303305479797NP7003303405 00005 0314 030575001 ICCOOD Page Si of 86 CONFIDENTIAL EFTA 00132264 EFTA01274401 Account name: *UBS Resource Management Account March 2014 Friendly account name: Account number: Your Mancha Advisor: SCOTT STACK MANLYLE CASR1EL UBS Bank USA Deposit Account APY Interest period Feb 7 - Mar 6 Opening UBS Bank USA Deposit balance Feb 7 50.00 Closing UBS Bank USA Deposit balance Mar 6 552,594.25 Number of days in interest period 28 Average daily balance 815,026.91 Interest earned 30.08 Annual percentage yield earned 0 01% Your investment objectives: You have identified the following investment objectives for this account. If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager Youcan find a ful description of the alternative investment objectives in important information about your stammant a t the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligbibty consideration - None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, first Out. CNP703033C6479738NP70C0300405 00005 0314 030575004 lottriticomoodliss 52 of 86 CONFIDENTIAL EFTA 00132265 EFTA01274402 Resource Management Account Amount name: CHISLAINE MAXWELL Your Pi nandal Advisor: *UBS March 2014 friendly account name: Account number SCOTT STACKMANLYLE CASRIEL Your assets Sane Wes, income and current uaUe5ShOrin may be approximate. As a mink gat and IOM'S may rat be acutately refleded. See importanonlarmabon about your statement a Me end ol this ctgurreM tot mate Informalon Cash Cash and money balances Cash and moray betimes may mdule avalable cah balances, UBS Bank USA *Toot account balances. UBS AG Stardord Branch &pow account balances and money maker mutua fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC velten applicetale limits, but are not potected by S1PC 1)85 AG Stanford Banc h devout acoum briames ere not emoted by FDIC aid ale tot potected by SIPC Money market sweep balances are protected by StC but are not insured by the FDIC. See the Important information about eroor statement at the end of this document for details about those balances. Openngbiage Cloung baaxe Pnce per shade Average Dividend interest Dam in Hddng on Mar 1 (S) on Mar 31 (1) on Mar 31 (0 rate period period Cap amount (S) Cash 0.00 1,033.35 UBS BANK. USA DEP ACCT 52,594 17 79,773.44 250.00000 Total 552,594.17 580,806.79 Equities Common stock Purchase mice TI3C.! leania« Average price Price per share Value on Unrealized Nord ng mddng date of snares per share (5) Con basis (V on Mat 31 CM Mat 31 (5) gain or loss (t) Period MB LTD SPON ADR Symbol. ABB Exchange: NYSE EAI: $1,125 Current yield: 2.96% Jan 29, 13 825.030 21.573 17,797 89 25.790 21276 75 3,478.86 LT Apr 22, 13 650.000 21 211 13,787 15 25.790 16,763 50 2976.35 ST Security total 1,475.000 21.414 31,585.04 38,040 25 6.45521 ALSTOM ADR Symbol. ALSMY Exchange: OTC EAI: $356 Current yield 2.74% Aug 20, 13 2.425.000 3.634 8,812 78 2.670 6,474.75 2.338.03 ST Aug 21, 13 2,450.030 3.656 8,958 13 2.670 6,541.50 -2,416.63 ST Security rota 4,875.000 3 645 17,770 91 13,01625 .4,754.66 continued next page SDNY GM 00021646 C5/P7C007006473799NP7003303405 00035 0314 030579004 Y123572550 100007 Page 53 of 86 CONFIDENTIAL EFTA_00 132266 EFTA01274403 Account name: cat UBS Resource Management Account March 2014 Friendly account name: Account number. GHISLAINE MAXWELL Your Ilnancial Advisor, SCOTT STACK MANLYLE CASRIEL Your assets t Equities . Common stock (continued) Pashas. OW Trade Weber Average price Pose pet state Vdue on Unreedred Picking Hddng date of slates per than (S) Cost basis (S) al Mat 31 (5) Mar 31 (S) gen or ion (5) period ASTRAZENECA PLC SPON APR Symbol: AZN Exchange. NYSE EAI: 41,022 Current yield: 4.32% Jan 29,13 210.000 50.130 10,527.30 64.880 13.624.80 3,097.50 LT Apr 22, 13 85.000 51335 4,363.53 64.860 5,514.80 1,151.27 ST Jul 12,13 70.000 49.441 3,460.92 64.880 4,541.60 1,080.68 ST Security total 365.000 50 279 18,351.75 23,681.20 5329.45 ME SYSTEMS PLC SPON 4CR Symbol: BAESY Exchange OTC EAI: 41,289 Current yield: 4.60% Jan 29,13 1,000.000 22.160 22,160.00 28.030 28,030.00 5,870.00 LT BAYER A G SPON AOR Symbol: BAYRY Exchange: OTC EAI: 3515 Current yield 1.55% Jan 29,13 200.00 99.560 19,912.00 135.260 27,052.00 7,140.00 LT Apr 22, 13 45.000 101.760 4,57920 135.260 6,086.70 1,507.50 ST Security total 245.000 99964 24,491.20 33,138.70 8,647.50 BHP BILLITON LTD 90N APR Symbol: BHP Exchange NYSE (Al: 41,027 Current yield: 3.48% Jan 29,13 320.000 78.520 25,126.50 67.770 21,686.40 .3,440.10 LT Apr22. 13 30.000 61865 1,915.95 67.770 2,033.10 117.15 ST 1J 12,13 85.000 61.002 5,185.23 67.770 5,760.45 575.22 ST Security total 435.000 74.087 32,227.68 29,479.95 -2,747.73 BNP PARIBAS SA ADR Symbol: BNPQY Exchange: OTC EAI: 9872 Current yield 1.88% Jan 9, 14 710.000 40.003 28,402.76 38.720 27,491.20 -911.56 ST Jan 13,14 485.000 39.735 19,271.70 38.720 18,779.20 -492.50 ST Security total 1,195000 39 895 47,674 46 46,270.40 •1,404.06 BOC HONG KONG HOLDINGS LTD SPCN APR Symbol: BRIKLY Exchange: OTC EAI: 41,749 Current yield: 5.55% Jan 29,13 175.000 69.539 12,169.48 56.810 9,941 75 .2,227.73 LT Apr22, 13 220.000 66.403 14,608.84 56.810 12,498.20 -2,110.64 ST Jul 12, 13 160.000 62.770 10,043.20 56.810 9,089.60 -953.60 ST Security total 555.000 66345 36,821.52 31,529.55 .5,291.97 continued next page CNP70303006479930NP7030300405 00005 0314 030575004 l OttAY_GM_00021429 S4 of 86 CONFIDENTIAL EFTA _00132267 EFTA01274404 Resource Management Account Account name: GP:ISLA:NE MAXWELL Your Pi sandal Advisor: *UBS March 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASNEL Your assets . Equities . common stock icontmuPdi Pu«hase Meer Trade librebee average price PMe per Shit Yedue on Unreellied Hddng Hddng date of snares per shale (S) Coo basis (S) au Mar 31 (1) Mar 3I (1) gain or loss 0) period BRITISH AMER TOBACCO PLC GB SPON ADR Symbol: DTI Exchange: AMEX EAI: 42,777 Current yield: 4.22% Jan 29,13 340.000 104.097 35,393.08 111.430 37,886.20 2,493.12 LT Apr 22, 13 150.000 107325 16,09678 111.430 16,7:4.50 615.72 ST lul 12,13 100.000 105.544 10,554.44 111.430 11,143.00 588.56 ST Security total 590.000 105.163 62,046.30 65,743.70 3,697.40 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 42,640 anent yield: 4.10% Sep 16, 13 1,275.000 13387 17,069.45 16.220 20,680.50 3,611.05 ST Sep 17, 13 1,150.000 13359 1562 85 16.220 18,653.00 3290.15 ST Sep 18. 13 990.000 13393 13259 17 16.220 16,057.80 2.798.63 ST OCt 10, 13 855.000 15.481 13236.68 16220 13,868.10 631.42 ST Security total 4,270.000 13.801 58,928.15 69259.40 10,331.25 CEUTSCPE POST AG SPON ADR Symbol: DPSGY Exchange: OTC EAI: 41,206 Current yield: 2.38°/o Jan 29,13 640.000 23100 15,296.00 37.200 23,808.00 8,512.00 LT Apr 22. 13 720.000 22.581 16,258 75 37.200 26,784 00 10,525.25 ST Security total 1360.000 23.202 31,554.75 50,592.00 19,037.25 GDF SUEZ SPON ADR Symbol: GDFZY Exchange: OTC EAI: 42,685 Current yield: 4.96% Jan 29, 13 720.000 20.779 14,960.95 27.340 19,684.80 4,723.85 LT Apr 22. 13 380.000 20.919 7,949.37 27.340 10,389.20 2,439.83 ST Jul 12,13 215.000 20.144 ' 330.97 27.340 5,878.10 1,547.13 ST Aug 21, 13 285.000 22100 6,327.10 27.340 7,791.90 1,464.80 ST Aug 22, 13 140.000 22.508 3,151.20 27.340 3,827.60 676.40 ST Aug 23, 13 240.000 22.418 5,380.51 27.340 6,561.60 1,181.09 ST Security total 1,980.000 21263 42,100.10 54,133.20 12,033.10 GLAXO SMRHK UNE PLC ACE Symbol: GSK Exchange: NYSE EAI: 12,506 Current yield: 4.62% Jan 29,13 330.000 45.615 15,052.95 53.430 17,631.90 2,57&95 IT Feb 13, 13 320.= 45.645 l 4,606 46 53.430 17,09760 2491.14 LT continued next page SDNY GM 00021648 OW7000300647%01 NP70003C0405 03005 0314 030575004 100000 Page SS of 86 CONFIDENTIAL EFTA_00132268 EFTA01274405 SUBS Resource Management Account March 2014 Account name: friendly account name: Account number. GHISLAINE MAXWELL Your Ignandal Advisor, SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pow clad` Harter Average price Pere per stsare value on Unrealized Hddng irking cute or than per thaw (S) Goa basis (S) an Mat 31 (5) Mat 31 (4) gain or loss (E) period Apr 22, 13 245.000 50.630 12,404.47 53.430 13,090.35 685.88 ST lul 12, 13 120.000 52.904 6,348 48 53.430 6,411.60 63.12 ST Security total 1,015.000 47.697 48,412.36 54231.45 5,819.09 HSBC HOWINGS PLC NEW GB SPON ADR Symbol: leSIK Exchange: NYSE EAI: 42,805 Current yield: 4.8r6 Jan 29,13 570.000 56.908 32,437.90 50.830 28,973.10 3,464.80 LT Apr 22, 13 430.000 52.120 22,411.73 50.830 21,856.90 -554.83 ST Jul 12, 13 145.000 54.904 7,961 20 50.830 7.370.35 -590.85 ST Security total 1,145.000 54.857 62,810.83 58,200.35 4,610.48 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: 'Trey Exchange:OTC EAI: $1,961 Current yield: 4.68% Apr 25, 13 60.000 70.891 4253.51 81.360 4881.60 628.09 ST Apr 26, 13 375.000 70.792 26,547.34 81.360 30,510.00 3,962.66 ST Jul 12,13 80.000 68375 5,470.00 81.360 6,508.80 1,03880 ST Security total 515.000 70.429 36270.85 41,900.40 5,629.55 KIRIN HOLDINGS LTD WON ADR Symbol: KNBWY Exchange: OTC EAI: 9634 Current yield 2.00% Apr 3, 13 1,250.000 16.177 20,221.50 13.850 17,312.50 -2,909.00 ST Apr 22, 13 600.000 16320 9,792.00 13.850 8310.00 -1,482.00 ST Jul 12, 13 325.000 16380 5,323.50 13.850 4,501.25 -822.25 ST Aug 5, 13 400.000 15.655 626236 13.850 5,540.00 -722.36 ST Aug 6, 13 435.000 15888 6,911 50 13.850 6,024.75 -886.75 ST Security total 3,010.003 16.117 48,510.86 41,688.50 -6,822.36 WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: 53,784 Current yield:6.54% Jan 29,13 410.000 67.030 27,482.30 55.925 22,929.25 4,553.05 LT Feb 13, 13 35.000 66951 2,34329 55.925 1,957.37 -355.92 LT Apr 22, 13 435.000 58.678 25,524.97 55.925 24,327.37 •1,197.60 ST Ai 12,13 155.000 60.812 9,425.94 55.925 8.668.37 -757.57 ST Security total 1035.000 62.586 64,776 50 57.882.37 4,894.14 continued next page CNP70003006479402 NP7000303405 00005 0314 030575004 106geRiYGM00021149 56 of 86 CONFIDENTIAL EFTA_00132269 EFTA01274406 Resource Management Account Account name: GHISLAINE MAXWELL Your Fl nandal Advisor: *UBS March 2014 Friendly account name: Account number. SCOTT STACK MANILYLE CASRIEL Your assets . Equities Common stock (continued) Purchase pacer Trade lagrbtf average price Peke per share Vdue on Unredlzed Hddng Hddng date of snares pee share (I) Cost basis 01 on Mar 31 (1) Mal 31 (1) gSn of loss (S) period Mrly GROUP LTD SPON ADR Symbol: MINDY Exchange:OTC EAI: 42,116 Current yield: 3.92% Jan 29,13 1,660.000 19.580 32,502 80 20.550 34,11100 1,610.20 LT Apr 22, 13 590.000 17.390 10260.10 20.550 12,124.50 1,864.40 ST Jul 12,13 375.000 19219 7207.31 20.550 7,706.25 498.94 ST Security total 2,625.000 19036 49,97021 53,943 75 3,973.54 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 41,801 Current yield:3.15% Jan 29,13 1,650.000 18280 30,16200 21.940 36201.00 6,039.00 IT Apr 22, 13 425.000 19.544 8306.29 21.940 9,324.50 1,018.21 ST la 12,13 535.000 19.059 10,196 73 21.940 11,737.90 1,541.17 ST Security total 2,610.000 18.646 48,66502 57263.40 8,598.38 (NESTLE S A SPONSORED Apt P.EPSTG REG SHS SWITZ ADR Symbol: NSRGY Exchange: OTC EAI: 42.146 Current yield: 2.70°4 Jan 29.13 570.000 70.160 39,991.20 75.220 42,87540 2,884.20 LT Apr 22, 13 290.000 69.918 20,276.22 75.220 21,813.80 1,537.58 ST Jul 12,13 195.000 67.417 13,146.41 75.220 14,667.90 1,521.49 ST Security total 1,055.000 69.587 73,413.83 79,357.10 5,943.27 NIPPON TELEG & TEL CORD SPON ADR Symbol: NTT Exchange NYSE EAI: 41,613 Current yield: 2.68% lid 22,13 1,700.000 26.445 44,957.18 27.240 46208 00 1350.82 ST Aug 6,13 510.000 26309 13,417.69 27.240 13,892.40 474.71 ST Security total 2210.000 26.414 5837487 60200.40 1,825.53 NOVARTIS AG SPON ADR Symbol: NV5 Exchange: NYSE EAI: 41,723 Current yield: 2.08% Jan 29,13 590.000 67.877 40,047.61 85.020 50,161.80 10,114.19 LT Apr 22, 13 240.000 72.512 17,403.02 85.020 20,404.80 3,001.78 ST Jul 12,13 145.000 73.450 10,650.38 85.020 12,327.90 1,677.52 ST Security total 975.000 69.847 68,101.01 82,894.50 14,793.49 continued next page SDNY GM 00021650 0070304006419€03Nr70003C0rOSOOCOS 0314 030575004 1000W Page 57 of 86 CONFIDENTIAL EFTA_00132270 EFTA01274407 Account name: GHISLAINE MAXWELL. UBS Resource Management Account March 2014 friendly account name: Account number. Your IIcandid Advisor, SCOTT STACK MANLYLE CASR1EL Your assets Equities . Common stock (Continued/ Purchase WKS Trade heater Average price Price per store Vdue on Unrealized Haring licking rile of charm per than (3) Cott bads (a) cri Mar 31 (3) Mai 31 (S) gain of loss (S) period ORKLA ASA A SHS SRON ADR Symbol: ORKLY Exchange: OTC EAI: 42,757 Current yield: 7.84% Jan 21,14 710.000 8.052 5,717.56 8.550 6,070.50 352.94 ST Jan 22,14 220.000 8.190 1,801.84 8550 1,881.00 79.16 ST Jan23,14 315.000 8282 2,608.92 8.550 2,693.25 84.33 ST Jan 24,14 185.000 8.147 1,507.25 8.550 1,581.75 74.50 ST Jan 27,14 135.000 8.019 1282.58 8.550 1,154.25 71.67 ST Jan 28, to 265.000 8045 2,132.08 8.550 2265.75 133.67 ST Jan 29,14 390.000 7991 3,116.53 8550 3,334.50 217.97 ST Jan 30,14 245.000 7.849 1,923.23 8.550 2,094.75 171.52 ST Jan 31,14 260.000 7.878 2,048.46 8.550 2223.00 174.54 ST Feb 3, 14 185.000 7.794 1,441.96 8.550 1,581.75 139.79 ST Feb 4, 14 235.000 7.671 1,802.69 8550 2,009.25 206.56 ST Feb 5, 14 245.000 7.727 1,893.29 8550 2,094.75 201.46 ST Feb 6, 14 165.000 7.561 1247.70 8.550 1,410.75 163.05 ST Feb 7, 14 310.000 7.528 2,333.87 8.550 2,650.50 316.63 ST Feb 10, 14 250.000 7.609 1,902.25 8.550 2,137.50 235.25 ST Sootily total 4,115.000 7.913 32560.21 35,183.25 2,623.04 PT. TELEKOMUNIKAS1INCONESIA SPON ACR Symbol: TLK Exchange: NYSE EAI: 1841 Current yield 3.10% Jan 29,13 690.000 39442 27215 25 39.370 27,165.30 -49.95 LT RECKITT BENCKISER PLC SPON ADR Symbol: RBGLY Exhange: OTC EAI: $1,497 Current yield: 2.57% Jan 29,13 2,590.000 13.560 35,120,40 7.32360 42,683.20 7,562.80 LT Apr 22, 13 510.000 14.360 161483 480 8,404.80 1,081.20 ST Jul 12,13 440.000 14.331 6.305.99 16.480 7,251.20 945.21 ST Security :total 3,540.000 13.771 48,749.99 58,339.20 9,589.21 ROCHE NDG LTD SPONS ADR SW1TZ ADA Symbol: RHHBY Exchange: OK EAI: 5972 Current yield 1.84% Jan 29,13 1,100.000 27.545 30,29950 37.720 41,49200 11,192.50 LT Apr 22, 13 300.000 30.267 9,080.31 37.720 11,316.00 2,235.69 ST continued next page CNP70303005479/04 NP7003300405 000050314 030575001 leeffie/Y_GM_0002ene Se of 86 CONFIDENTIAL EFTA 00132271 EFTA01274408 Resource Management Account Account name: GHISLAINE MAXWELL Your el sandal Advisor: (;ItaUBS March 2014 Friendly account name: Account number- SCOTT STACK MAULYLE CASRIEL Your assets . Equities . Common stock (continu.d) PutthaSt Ole Trade Reda« Average pace Pitte per share wlue on unreaated Holdng Hddng dm of snares per share IS Cog basis(1) an mar 31 (I) Mar 3i (I) on a loss (I) Period Security total 1,400.000 28.128 39,379.81 52,808.00 13,428.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL Et ORD SEG SPON ADR Symbol. RI358 Exchange. NYSE EAt $1,440 Current yield: 4.61% Jan 29,13 185.000 74.585 13,798 31 78.110 14,450.35 652.04 LT Apr 22. 13 215.000 65.856 14,159.06 78.110 16,793.65 2,634.59 ST Security total 400.000 69.893 27,957.37 31,244.00 3,286.63 SAVOR SPON ACP Symbol: SNY Exchange: NYSE EAI: 41,574 Current yield: 2.52% Jan 29,13 720.000 48 754 35,103 55 52.280 37,641.60 2,538.05 LT Apr 22.13 275.000 52.654 14,480 06 52.280 14,377.00 -103.06 ST Jul 12,13 200.000 52.424 10,484 90 52.280 10,456.00 -28.90 ST Security total 1,195.000 50.267 60,06851 62,474.60 2,406.09 SEMENS A G SPON ADR Symbol: SI Exchange: NYSE EAI: $1,507 Current yield: 2.23% Jan 29,13 250.000 110.110 27,527.50 135.150 33,787.50 6260.00 LT Apr 22, 13 200.000 100.134 20,026.84 135.150 27,030.00 7,003.16 ST Jul 12, 13 50.000 107.256 5,362.83 135.150 6,757.50 1,394.67 ST Security total 500.000 105.834 52,917.17 67,575.00 14,657.83 SiNGAPORE TELECOM LTD NEW 2006 SPON AOR Symbol: SGAPY Exchange: OTC EAI: $2,249 Current yield: 4.38% Jan 29,13 1,060000 28260 29,955.60 29.116 30,862.96 907.36 LT Apr 22. 13 440.000 29.820 13,121.15 29.116 12,811.04 -310.11 ST Jul 12, 13 265.003 30.551 8,096.17 29.116 7,715.74 .380.43 ST Security total 1,765.000 28.993 51,172.92 51,389.74 216.82 SMITHS GROUP RC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $959 Current yield 2.83% Jan 29,13 1,245.003 19.750 24,588.75 21.500 26,767.50 2,178.75 LT Apr 22, 13 330.000 18.685 6,166.05 21.500 7,095.00 928.95 ST Security total 1,575.000 19.527 30,754.80 33,862.50 3,107.70 continued next page SDNY GM 00021652 CNP70007006479E05Ne70003C0035 00005 0314 03057500r 100000 Page 59 of 86 CONFIDENTIAL EFTA_00 I 32272 EFTA01274409 SUBS Resource Management Account March 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your linandd Advisor, SCOTT STACK MANLY/LE CASRIEL Your assets . Equities . Common stock (continued) Furthest Mad Trade Water Average pact Price per share Vdueon Unrelated Hddng Hddng date of slum per than (I) Cost bads (S) an Mai 31 (3) Mai 31 (S) gain or Ion (S) period STATOIL MA SPON ADR Symbol: STO Exchange NYSE CAI: 41,237 Current yield: 3.02% Jan 29,13 610.000 26533 16,185.31 28.220 17,214.20 1,028.89 LT Apr 22, 13 205.000 25.765 5281.88 28.220 5,785.10 503.22 LT Apr 22, 13 170.000 23274 3,956.72 28.220 4,797.40 840.68 ST Apr 22. 13 135.000 25.785 3,481.05 28.220 3,809.70 328.65 LT Jul 12, 13 330.000 21.423 7,069.66 28.220 9,312.60 2,242.94 ST Security total uso.000 24210 35,974.62 40,919.00 4,944.38 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exdiange: NYSE EAI: 4333 Current yield 2.00% Jan 29,13 800.000 17200 14,240.00 20.020 16,016.00 1,776.00 LT Jul 12, 13 30.000 18.434 553.04 20.020 600.60 47.56 ST Security total 830.000 17223 14,793.04 16,616.60 1,823.56 TESCO PLC SPONS ADR (KITED KINGDOM Symbol: TSCDY Exchange: OTC (Al: 1980 Current yield 4.32% Jan 29,13 435.000 17210 7,48635 14.930 6,494.55 -991.80 LT Apr 22, 13 660.000 16.910 1 1,160.60 14.930 9,853.80 -1,306.80 ST Jul 12, 13 425.000 16.023 6209.78 14.930 6,345.25 -464.53 ST Security total 1,520.000 16.748 25,456 73 22,693.60 -2,763.13 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE (Al:S2,941 Current yield:4.19% Jan 29,13 460.000 54.547 25,092.04 65.600 30,176.00 5,083.96 LT Apr 22. 13 510.000 46.879 23,908.70 65.600 33,456.00 9,547.30 ST Jul 12, 13 100.000 50.459 5,045.96 65.600 6,560.00 1,514.04 ST Security total 1,070.000 50.511 54,046.70 70,192.00 16,145.30 UNILEVER NV N Y SHS NEW KTHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 41,992 Current yield: 2.97% Jan 29,13 930.000 40.500 37,665.00 41.120 38,241.60 576.60 LT Apr 22, 13 445.008 41.074 18,278 06 41.120 18,298 40 20.34 ST Jul 12, 13 255200 41271 10,524.33 41.120 10,485.60 -3873 ST Security total 1230.000 40.778 66,467.39 67,025.60 558.21 continuednext page CNFT0309006479836 NFT000300405 00005 0314 030575004 lottffirsm0002Ress 60 of 86 CONFIDENTIAL EFTA_00132273 EFTA01274410 Resource Management Account Account name: GHISLAINE MAXWELL Your /Inandal Advisor: UBS March 2014 friendly account name: Aaount number SCOTT STACKMAN/LYLE CASILEL Your assets . Equities . Common stock (continued) Purthate OW Trade Number Avetage pdce Price pet shse vdue on uniesIzed Noldag tithing date of shares per shaie ($) Con basis (1) an mar 31 (I) mat 31 (1) gain or IOSS CO Period UNTD OVERSEAS BK LTD SPONS ACE SINGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: $1,186 Current yield: 2.74% lan 29,13 900.000 30.540 27,486 00 34.570 31,113.00 3.627.00 LT Apr 22, 13 100.000 33.492 3,349.24 34.570 3,457.00 107.76 ST hi 12,13 250.000 33.180 8,295.00 34.570 8.642.50 347.50 ST Security total 1,250.000 31 304 39,130.24 43,212.50 4,082.26 VEReON COMMUN/CAT1ONS INC Symbol: VZ Exchange: NYSE CAI: 41,062 Current yield: 4.46% lan 29,13 383.969 461361 17,993 39 47.570 18,265.41 272.02 LT Apr 22, 13 1.315 46.859 61.62 47.570 62.55 0.93 ST hi 12,13 115.716 46.861 5,422.64 47.570 5,504.61 81.97 ST Security total 501.000 46862 23,477.65 23,832.57 354.92 VODAFONE GROUP PLC SPON ACC Symbol: VOD Exchange: OTC EAI: 43.072 Current yield:8.03% lan 29. 13 796.294 50.164 39,945.60 36.810 29,311.58 -10.634.02 LT Apr 22, 13 2.727 54.627 148.97 36.810 100.38 -48.59 ST lul 12.13 239.979 54.033 12,966.80 36.810 8,833.63 -4,133.17 ST Security total 1,039.000 51.070 53,061.37 38,245.59 -14,815.78 ZURICH INS GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC lan 29,13 1,050.000 28.470 29,893.50 30.740 32277.00 2,383.50 LT Apr 22, 13 685.000 26.251 17,962.21 30.740 21,05890 3,074.69 ST Jul 12,13 290.000 26.739 7,754.57 30.740 8,914.60 1,160.03 Si' Security total 2,025.000 27 472 55,630 28 62,248.50 6,61822 Total $1.723,832.25 31,675,50437 $151,672.11 Total estimated annual income: $65,351 SDNY GM 00021654 CNP703030C6479837NP7000300405 00005 0314 030575004 100000 Page 61 of 86 CONFIDENTIAL EFTA 00132274 EFTA01274411 Account name: *UBS Resource Management Account March 2014 Frie ndly account name: Account nuntber: Your K 'meid Advison SCOTT STACK MANYLYLE CASRIEL Your assets iconInvedl Your total assets Percentage of Con Esnmated unrearzed Value on Mat 31 (S) your PCCOunl base (S) anno( interre (3) gan or loss (S) Cash Cash and money belenen 80206.79 4.13% 80,806.79 equities Common stock 1275,506.37 95.17% 1,723232.25 65,351.00 151,672.11 Total $1,956,311.16 100.00% $1,804,639.04 $65.351.00 $151,672.11 Account activity this month Date ActIely Description Amounl (S) Deposits and other funds credited Mar 10 Deposrt CHECK DEPOSIT 26,1 58.81 Mar 17 Deposrt CHECK DEPOSIT 507 ,08 Mar 31 Deposrt CHECK DEPOSIT 1,033.35 Total deposita and other funds credind 627.699.24 Date Des<nption Artpin( (S) Dividend bad interestinoonse Taxatie dtvidends Mar 26 Foreign BFP BIWTON LTD SPON ADR PAIDON 435 513.30 Cnadend CUSiP. 088606108 Total taxable dividends $51330 Taxatie Interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF nou14 0.08 Total taxable internt 60.00 Total dividend and interest income 651338 investment transactions For more infomotion *out IM piiwivalue thown lor rettricted secuiliet. we Important information aboot your Rotenten at the end of teis doctrnem eroceeds irrni funds tnbestment v.Ithdraven tn Accrued Die Adri«). DesolptOn Quenlily vue* (S) Price (1) m2/flaneert (S) .rivellments bant' (S) riterell (S) Mar 10 Recerre Dtc VERZON COMMUNICATIONS INC 501.000 23.562.03 Mar 10 Receite Dtc VODAPONE GROUP PLC SPON ADR 1,039.000 39.627,46 CUSIP: 92857W308 Mar 10 Receive Dt< ROCHE HLDG LTD SPONS ADR SWITZ ADR IA00.030 52,416.00 CUSIP: 771195104 Total Securities transferred in 5115,605.49 CW7000306479808 Ne7000303405 00005 0314 030575004 10&411YGM00021MS 62 of 86 CONFIDENTIAL EFTA_00132275 EFTA01274412 CHISLAINE MAXWELL Resource Management Account Account name: Your Nnandal Advisor: (SUBS March 2014 friendly account name: Account number: SCOTT STACKMAN/LYLE CASRIEL Account activity this month iconinvecli Dale Acwity Dr:coon Amount 8) Money balance activities Feb 28 Balance forward 652594.17 Mar 7 Deposit 1.1B5 BANK USA DEPOSIT ACCOUNT ASOF 03/06(14 0.08 Mar 11 Deposit 085 BANK USA DEPOSIT ACCOUNT 26,158.81 Mar 18 Deposit U85 BANK USA DEPOSIT ACCOUNT 507.08 Mar 27 Deposit 085 BANK USA DEPOSIT ACCOUNT 513.30 Mar 31 Closing UN Bank USA Deposit Account $79,773.44 The UBS Bent USA Deposit Account Is your primary sweep colon SONY GM 00021656 CNP70003006479839NP7000300035 00005 0311 030575004 100000 Pogo 63 of 86 CONFIDENTIAL EFTA 00132276 EFTA01274413 *UBS Yournotes 57... 'MOW 44.1-611001. 64 01 86 '"'"3"74617°N"7:7= CONFIDENTIAL EFT,00132277 EFTA01274414 Important information about your statement LES Fiuncal Senates ix. (the F im or UBS Financial Sent you the fin Ornament on which the error or The Finn, together Mth certain affiliates, ha also wow,' held, you choose one of the following Senaires), is a merrter of all ',Moira security, ammo* problem *Pared. purchased spplernatal protection. The maximum imestrient °bedew and opterins exchages. LES Ft-encial Semites and IRS - Prow:kyr)," name ad accost number Of any) amount path to al &gide clients, cobecurea crds • frogs. Cementer-come. I inntem its seang the Sink USA n rdrect subsdares of LES AG and — Desoto the enor or the wander you aro arose this protection is 1500 million as of December 10, 2013. generation of income cribs affiliates of LES Seriatim TIC. The Rim's Handal about and emlan as clear/ asru can why you • Achim Capra, Approbation Inentmenttwaking statement is available upon feast. The Firds weetaire believe t is an error a why psu need more kloPot to the poicy conditions ad limitations, cads X growth of prncpal rather than the generation of off roes are a: formation the Firm is further protected tor mo to El .9 million n the income. — Provide thedollar anon 01 the suspected error. aggregate For all your accounts held n a poicular • Peplum Combination oilman. and Capital UBSFinanovil Senses Pc. capacity A hi copy of tie poky waxing is ertailible Appreciation: 'vestments seeking both the generation 1200 Harbor Essulened The Fins or Cad Issuer rahl igesagXe your complaint upon request. of mane and gowth of plit011. Weehawken, to 07086 and MI correct any error prompt/. The SIPC protection ad the supplemental protection Derail risk profdos Iris statement represent the any off icier record of pas Please mate all &gas payable to the firm or tie both do not apply to. LES Muncie! Memos account. Other records, eggpt Shamed initifution Skated on fro front of this • Cowan Ewa-trial Mats controlled by (std Sabaed it • Conservative Seeks to maintain ratid precirel, with official Inc donsnent cothaning coracle-9 date should low risk and volatility to the arson theral, teenif staPammt had:What° regular accord fax accounts your account value) but held away from US$Fine-col that mews the accost does not generate significant not be relied Lyon B you bedew there 6 an error cr may be subject to mailenrce fees, chars for late Services (e.g.. certain(* cash at UBS Bag, Di cad, at omission, please repent it irrmedately n *Ming to the income a returns std may not keep pace with parent for securities purchases and charges fa unpaid LES AG St rokedbunch (1) insurers proiCtS, inflation. Ranch Manager of the office sentigmes account. arrcunts en cataccents. Accounts that are vonsferred including writ)* enmities, and 00 shires ol mutual to other nstitutions may be subject to a wander tee. finds whore such shares are registered din/ in tot • Moderate: vearrg to accept some rig to principal and Ateach al figures shown We Mended to be accurate. name of the account holder on the bags ad records tolerate some votatety to seek hgher returns. statement delete:0i not be used for tat purposes Rely UBS Sweep Cations of te applicdge issuer or transfer agent); • Aggressiere: Wiling to accept high Sc to psnopal aid sae/ on yeaend tax forms, (Lev Form 1030. Sat UBS offers options to sweepng cash Where; Winces hit volatility to seek highreturns one tint 10425, etc.) whinpreperigyour tax return. The Firm a to bag deposits al UBS Bags USA and IRS AG Morticed • Certain rniestmerit contracts or nrestment interest required by law toreport to ti IRS all taxable Evidence, brach (Bank Sweep Programs), money market mutual (eg., limited partneshix and white placements) the Statement liouseholdne month§ rcatambh dui:hods and taxtle Panne grids (Morey Funds) ad theInternationalDeposit we rot regrind under tie Securities Act of I S03; We may consolidate al related account statements with earned on securities held in your araant, net prccee:b Accaat (OAlfor customers withal Intenstional ad the same aidress n the same envetsre. Accounts may on site transactoro, and cost toms on certain covered Resource Management Account. through the Bank be related la this purpose betase they have ounces wardin. Sweep Pregame, cash balances re swept to USGEterk • Commodities contacts (e.g, foreign exchage and who also marain pia acorn relationships wth other USA up to en rad:4W knit rd then to LES AG once:corneal ocntradg Mdudi-g futures contacts dials at the sane address. This practice's known as Corranunications with the Firm Stanford Brands. cr a Money Fund. Deposits at UBS ad WITM0440rilkn contracts. • househsling • II you prefer to reseed edivedual • Please resorium as oral cormarcatorts in wig Bak USA are FDIC rowed in accordaxe with FCC statements mailed in separate envetsces - yOU may to further pr sect your raft incbdrg your NM rules. For more formatia please seit ithavldiogor. fi e 51K protects:en and to supplemental protection do drape householding by Ealing your F nancial Advisor. order the Seared' Inaestor Promotion Act (SWAT Deposes at WS AG StanfordBranch ad Owes of not apply to these assets menif try otherwise appear Money Funds are rot inured by the FCC. on you. slaarnenh. Tlw SVC protection ad the Friendly accutat name • If the6one' nstitution on the top led of the front daPlerrentalprotenion do not protect agora changes The Friend scout name reflects information that you of this sfatemere is not UBS Feiner Seukes. IRS Throup the OA, atailebk loath balances are swept to in the maim vatie of your investments (whether a a entered on the Firm's onlne sauces websee. II is a Pamela' Services canes your account as oleanng depose accounts at UBS AG New Yak Branch and UB5 result of market mosement, issuer bakruptcy cr customizable thielrerner chrism by you to auks you broker by anargerrent wet, the isdcated &lesion AG Cayman Bunch These deposits are not enured by otherwise} &eh you recce&*vim. It has res effect on your We Wormed you of the relationship when you the FIX. Balances Fold at the LES AG Comm" Brach Nees re. You can dirgepas hiendbr acccunt names. opened this wooxre. lithe case. your Ards aid are tempera* exposed to the sovereign risk of the More information is avalAge man reqwst You may through Onire Services or by contactrgyourFrancial searkina-e located a UB5 financial Mneces and rot Careen elands, and there is no 'santee Cr otter obtain no, information aboU the SIPC the intothecng broke., and you nut make a racer obligation of U8S AG to repay the biases whit on the Brochure, by contacting 51K a or by of any aux or anittiOn to both firma. UBSC grans Bradt. books. twang the Sift website ar voravalocrup A0O0alt overview • kW. Of fl Or accoaabbordolia Net of assets and A 0 accent statements shall be deemed complete ad Deposa at 185 Bark LEA and eachUBS AG Bench are Dividend ReiWetblbefilt Program (DRIP) accurate f not objected to Ws *deg within 60 days not protected by SIPC. Money Fund shares are to:tested The pike reflected is an swage price. You may obtan • Asset tweaks available cash balances, vases for by SIPC. Ste 116 Financial SWAM Accent Protection' the actual peke frompax Financial Advisor. Ora whole reseeded smeary lest 1, and Global tine Deposits, • Please direct *stoma complaints a' bobw tire se purchased under Olt; partial shuts wil be urrealied marts to market, and certain mots not held Firn's C lent era solird tot cash wM be &potted h your secure The byte Firn. Does non induct* unOnCed 5.U:40assets or toll-free at 8:03& .to Upon yen reg.este beings n tie Bane Sweep caddied renvestnera price applied by tie ewer may al the end of the prior and curent statement periods, or ET Monday through as a in twerg to IRS Programsor OA may be withdraws and shares of a dTer from the market price at which thepartial shares prorate ligaments, parented stock options aid Manual Seneca )x., Client Relations Department, Money kind may be liquidated, and the proceed ae sold emanate stock options P.O. Box 766 Union City, dl 07087. returned so you ardour swain aro:eat. • Einanas Includes debt balemes, wading rrurgn CM loans. credit the, text actant balances. • In case of ern oryasterns and an electronic Furter formation about available 'neap options, CM, whole units may be hekl yobr wow*. If you a-e • Cash/money balance Total ot unimested avalable bads transler On BS Wedeln ncleing on Serest rate, and yelds, a soak le at entitled that:raid rad as crews of a dviderd Banat cash balances plus UBS Bak LISA deposit Wags. UBS cardwanucbom, tranuctorn, call of wile to UBS wvereassc from your F rare ial Advisor is otherwise, the Firm Vial ether ell parhal art at AG Marraotd Branch depose balances and money market Frunciathenrtes her., MOO Herbs Blvd, 6th floor, or by calling rivulet pike a accept an amount determined by a mixed fund sweep Saxes, at the cbse of the Weak/Men NS 07036, Atte MAMMA Sermes registered create agency, and credit your accost. statement period. Noncom-nada Pee credit balances in UM Financial Services account protection your scours are rot segregsed from other balances Cal or write as soon as you cant you tik yes The Fin dementia ate Mattes Ins/ellen Protection Investment objectives and the Fine may use any of these funds in the ordinary statement or receipt is twang a 4 you need more Corporation EIPC), sigh protects wcuritin account, of the rnatmere objectives rd risk profile we speclk to faits' of tipsiness. These funds a* payable upon names ern about a tierner on the stattrnent or its members up so 5500,000 including S2B),000 for each account and may mybetween Please arldse the your clamed. This total is intruded ris the current period M. O. The Finn or Card boar (8, aParableMnraff clams kr cash). the SIK asset protection boa cop/ to Ern prormody in wrong of any sign',eant change in yar doseg value. hear torn you ro later that ISO days after the Fpm all account that you hold n a pa-limier capauty. (alexia situakei or mailmen a:Minket. Fa each SDNY_GM_00021658 CONFIDENTIAL EFTA_00132278 EFTA01274415 Important information about your statement (con inued) Sanding ilonnation you would array reek* n the mallet frees we — •Darin cm to date may incite :mom of — h ackle con local-inserter-recent n connector fa detaled information cn thefits fending practices *bait from vaious third party sources Mich tee cater. income a both wth the safe or astnbehon o1 curvy contracts and dockets, refer to teas Clem Relatcreship being to be retitle. but we do not gbratee their — 'Orignaltra see' represents the initial dewing and the investment mat units toots <lents, we Agemeunt or team Agreement nd the General accuracy. Once per unit and may not reelect tear ton basis ante our elf:ref& recent reveres sharing Tams at Conditions UBS Statement of Credit Practices — We generate me the closi-g pricewhen amble a aremensaion frommany of the insane* available in Agreement and:Jet:nun at the mean of to bid ad ask prices folaed • Restricted securities Posited strain general& companies undentti-g the arruittorbacts, ungutharamirsgartgaukults acuities and <atom a on& It prices fa OTC are rot curet& bgble Ice public sale. UBS Finnal thates of to Mace acreages or sponsors of seosities. knees wee to menet price of the unrestricted send theme imestment mots we ambit Toe abets - Less 'an& waded securities may be priced using of the same issuer as an reputed value for de - Oar affiliates also receive trading canmeekra and Your amement Bemires securities ad other wets held valuation model or the most recent peke we restricted stock for purposes of this ,fatemere on, To other compercatin from metal finds and h the moat at the end of the statement period. You obtaned and mat not reflect an ackal matt rice the tent that reariaed secaties are elite Ice ea "trance ampates whose practices we distribute. may ask forager:ay of ti er paid secuties at anytime. a Yak* the vale remised may be selostantial& less than the - Wetmore an anal fee from U8$ Bale OA and You my receive securities used as loan collateral after - Certain partials may appear without a price and iffp-ted vale gnaw& USG AG Stanford Brash of up to szs per accost Dating any balmy due on them. k -y *curries will Maw at *price was rot amiable if we are swathe to the bark( under the UBS Bat Sweep transient to the Fire dad the statement penod are untie to obtain a pnce for a stony • Eat batirneled) ineerne orient yields end rtes. Fragrant lined al market value as of the end of the statemwt - Deposits or mates denaninated n currencies An estimate of meal income is based an current period. other tan U.S. dollars are reflected at the &Aching& Sicked at interest rates, attuning tee smithies will Activity • Can bass h detemnireg the cost basis of the rate as of the statement date. be held for one year from statement date or until hbrmaticriregudng commissars and otter charges unties included in this statement, where indicated - Fer canon securities tang in non.coneammo matisity. This minute Oa* Aga:Saint accuracy nand n connedon with the euecutcn of roan nth the number 'I,' UPS f kraalServices has relied ckrannalcia price at quany 0ace Mari may and continued income are not guaranteed imIudng option transactions ha keerrinduced oninformation obtained from sources other tent/2S have been adisted to facilitateprow vauaion. — Estimated anal tome at current yield fo- cceriirrnfions pfirousfy forested to you, ad wall be Ft-antral Seraces, including hifamnion Iran another To obtain current quotations, when babble, contact certain types of sentries could include a return of prouded to y0u promptly cue fewest. fim a teat youmay ham warded to you Sinatra' par Financial Adder. pmcpalor capeal gars h which case the est Ackisor. The Finn does not helependently verify a income Ord current yeti would be omitted. Shat.11mg spirant** the &rosary or vaklity day idomhaion • Private areestmener and drucland moducb. — Estimated areal kerne and current yeld and tie f cu are engaged in short unit a security, youmay provided by sans otter thin tAiSFroncral Services. ?Mate ruestrrert secunies Oxidic Meet actual Mane at yield misty be laver a higher haw a chage the to certain betroth-9 costs foethat patxipation proprn and real estate resentment trust than the estimated amounts. particular security. h sicitira although LIDS Financial Services general& stades) ansisitand proton ale generally highly — An es mate of avuarced income (divdend ante raxtritee me tamatim as it is recerad, the firm Anvil. Certain straturd protests haw not been interest) divded by the anent market Open atm does not provide any emarances that N incrmatisn registered with the Securities and Excha- vabeaveram balance re based on the bet dividend Renting War or • goatitilleancelken aden fiat under "Cost basis" and 'Lrirealned garlloss' is C omission a under an/ state mulles taws. We Of interest payment made by the issuer and were not executed by the statement date, open buy at accurate as cif the date of the statement. As such prode estimated vibes for pwate investment wearies the seositiesteposts will be held for one set stop orders are redxed by the mount of dividends please do not reSt on the Hermitian to make wades and structured products for inormatiarul year from the statement date or until manly. or rights on an ex-dividends a waits, doe unless pachice a sole decisions, fame prawn or purposes only . Accuracy knot guaranteed. Accuracy at continued weld are not dyermiteed instructed otherwise by you. You are reeponeble for ahem's*. Accounts Wandered to to him may - These values may differ %Snit from pricer. orders that are meant dm to your Ilium 10 caxel reflect girlloss itematim on& for the period of any, at which a prime iwesanent security a • Panes not held by UBS 'rancid Services. Certain eating open orders. tine they we held a to F rm More higcnical structured product may be tot -a or sold and do assets are rot held by the fern and not Mba the Mama en tan be added by you Fewncia Advisor. rot necessarily represent the vat you may receive fern's possessing or cawol. These assets are Privacy upon rquidition. deplwed on yaw statement for informational To obtain a copy of at amine Client Aiwa Naice. • Unedited gat/losses Wien data is This paly tsbmates of vale cue as of a certain urposes only. Positions ad values presented ase please contact sot Fruncianichisor or vhit ou website estimated 'nett gang ban we calculated Ise inviter seosty lots. Re transaction data for date and are twit to US$ Fina-cial Services on a regurr bass by an independent vitiation fim. p provided by the itsurg fern UBS Spheral Services is not respasble for the ilaination and does not ate. nsliciiml lab may or maynot !effect animists, - bum, general partner or sponsor estimated meek quanta es accuracy. These assets are rot protected UBS Financial Services a rot a brit The 1144, Bushes, deems ands'acuity reorgenrial en events if ant are supplied to therm by Ow name by SIC or tie Finis umplemental Siff coverage. Seniors Account BSA and IRMA are brekerage /daunts Dividend and otarrenwstment lots and systematic genwal pariner or spate and may be calculated which provide access to bating services and products pafine bur are eachcombined to display one based on different Wonnation from that used by • Revenue shoring and additional compensation. through anagram-es eel ablated bat and other averagedlathe • Trade date • [Mannmesents the It'dparties to dere:eta( estimated values. — In addition 10 commiseons on sales and 17b fees thedpary banks, rod provides access to nuance and aigrul transaction wade date. - You can Mesh addecrul Hammen regrading received n cavemen well the disuibution of snit prodacts head by unaffnot third-paw the meihodology used to determine the estimate of nasal bed to our we arida our fl aw instance ccmparon through reura-ce agency • Callable securities Ban* and ;referred stock that value and the date of fie itemalentha is the subsitsies of UBS finwcial Services Inc. basis for to enirate by contaarg your francial flan twonut, Sharing Payments *O111diaributon te eater cats for ea-br recite-peen will be selected odor athiscrs of the metal funds that we sell. morel& by lot Iran among all seo.feresof tat Advisor. These arrant, are based on two delvers testament nsura-ce. ad fl utyproducts attar held hour name or in nominee narne la as - TAW party estiemed vitas may be reflected as conlsonenis 0 ten amant of sales by UBS of a Not neriC inured • No bet gunfire* May Me vela clients. Call team itinatim is dotted from third •Not Freed' harm I sa *ens. wise n partimler mutual fund family to our clients; and CO parties and es accuracy snot guaranteed. Other call rdependent witation tem RS not suppled or is the asset valued a partimLa mutual hind family's RIM. Reenact Management Account, Business Services feats mamma !Mich cat affect yield conpfete that to assign a vale. when we become aware Sharei held at the fern Account 854, IlMA and ntematioral Resource itortnatcn ellbe provided upon request that a material event has °coated that may call a — We and as afleiate also recewe nemaking and Management Accost are registered service marts of petit, reported vats it question. or when a embusprocessing lees in consideration for UBS Francis' Services Inc • Cartifirates of deposit (men COs are FDIC reused value would be highly speottire due tote nave trader agent set-vies that we provide to the ep to Se 9),000 in arena' and accrued interest per of the searity. ✓rulual fads. Thew tem genet* are Dad from Via *hate is a resigned senice mark of visa &poste at per deposity inertial:co, rhaxadance - When neither al eater, genera panne or sponsor investor awns in the mutual fund and are a fried Intonational CBS Via Start cede cads ard LES with FOIC rules. estimated value nor a Uteri estimated kite if de la amount based an tie number of accounts at yea debt cards are based by UBS Bank USA with mad. tha value of the many all be &anent the broker-dealer holdngmaul lends of that fund permission from Vim U.S A Incorporated. • PriceAralue Prom displayed for securities and *her iron itsDacha.price. products may be higher or lower than Omega that UBS Finendel Services Inc Pry 7014102 SDNY_GM_00021659 CONFIDENTIAL EFT" 001;2279 EFTA01274416 UBS Financial Services Inc. UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 April 2014 CNP702593867I 0414 VI 0 1.1.1YORK NY 116MI NEW 1 Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKIAAWLYLE CASRiEL Phone Questions about your statement? Call jog Einarcia AdvJsor or the Value of your account RMA Resourceline at 800-RMA-I000, on March 31 (5) on April 30 (5) account Your assets 1,956,311 16 2,003,256.88 1Asit our website: Your liabilities 000 0.00 xvew.ubS.comifinantia4Sennces Value of your account $1,956,311.16 $2,003,256.88 Items for your attention r If you use UBS Online Services, consider changing your User Name and Password regularly to protect your personal data. Not enrolled? Go to Sources of your account growth ubs.comfonlineservices Tracking the value of your account during 2014 Value of your account S Thousands at year end 2013 10.00 Net deposits and 1,956.3 2,003.3 withdrawals 51,936,687.37 Your tiveStrnent return MO:lendand interest income $8,361.45 Chance in martin value $S820806 Value of your *lawn Mar 2014 on Apr 30, 2014 n003.26618 40i 2014 SDNY GM 00021660 Member SIPC CNP20303005698671 NP2000191745 00005 Otte 030575004 006000 Page 49 of 98 CONFIDENTIAL EFTA_00132280 EFTA01274417 Account name: I Jr MA.. ELL Your K mental Advisor- *DUBS Resource Management Account April 2014 Friendly account name: Account number: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentage of April 30 (4) your XCOunt • Cash and money balances may include A Cash and money balances 92,548.60 4 62% Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch A deposit account balances and money market C Equities 1,910,708.28 95.38% mutual fund sweep balances See the lmponant information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 000% $2,003,256.88 100.00% Value of your account 52.003.256.88 Eye on the markets Percentage change Index April 2014 Year to date S&P 500 0.74% 2.56% Russell 3000 0.12% 2.10% MSC I - Europe, Australia & Far East 1.53% 2.31% Barclays Capital U.S. Aggregate Bond Index 0.84% 2.70% Interest rates on April 30, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.15% OW70009005888672 NP7000191745 00005 0414 030575004 COMY_GM_0002%61 SO of 98 CONFIDENTIAL EFTA 00132281 EFTA01274418 Resource Management Account Account name: GOV Your Financial Advisor UBS ;C1: Friendly account name: Account number. SCOTT STACK MAP/LYLE CASRIEL Change in the value of your account Summary of gains and losses &dues reported telow exclude products for which gam And losses are not decsifint April 2014 (11 Year to date IS) Realized gains and losses Unrealized Opening account value $1,956,311.16 30.00 April 2014 (1) Year to date (t) gains and bsses (1) Deposits, including investments transferred in 1,156.11 1,937,845.29 Short term 0.00 0.00 32,264 87 Withckawals and fees, Long term 0.00 0.00 154,611 16 inckiding investments transferred Total $186,876.03 $0.00 $0.00 cut -1,157.92 -1,157.92 Dividend aid interest income 7,848.07 8,361.45 Change in market value 39,099.46 58,208.06 Cash activity summary See Account activity this MOW) for detals. Balances in your Sweep Options are includedin the opening and Closing account value $2,003,258.88 52,003,256.88 closing &lances 'taut. FDIC insurance spoilt% only to deposits a U85 Bank USA, not to deposits at LOS AG. Starnfoid (ranch or bank deposits paced t hroudi the LISSInternational DepccA Account program SIPC protection apiaries to money marinat sweep fund hddingc but not bank deposits. Sr* important inSornatissn about your statement on the last two pages d this document for Letal5 Dividend and interest income earned Aprd 20t4 (5) year to date (S) For purposes of INs statement. taxability of interest and ditidend Income has been determined from a US Opening balances $80,806.79 $0.00 to reporting penpectiw. Baud upon the residence of the account hoklet, =count type, or product type, some Interest andor dvidend payments may not be subject to United Stan (US) ardor Puerto Rico (PR) Additions Income tares The dent monthly statement is not intended to be used and cannot be Med upon for tar purposes. Clients should refer to the applicable tar reporting forms they teethe fran LOS annualy, such as Deposits and other funds credrted 1,156 11 81,449 52 the Forms 1099 and the Forms 480, for las reportng information It is the practice of UBS to file the &gargle tar reporting forms with the US intern& Rewrite Service aid PR Tree/fury 0epartrrent and in Dividend and interest income 7,848.07 8,361.45 such forms accurately class fy dhdenct antra interest as tar exempt or tact* income. Pleat consult your Indwdual tar prepare/. Proceeds from investment transactions 3,895.55 3,895.55 April 2014 (1) Year to date (1) Total additions $12,899.73 993,708.52 Taxable dividends 7,846.09 8,359.39 Subtractions Taxable interest 1.98 2.06 Fees -144.16 -144.16 Total current year $7,848.07 $8,361.45 Other funds debited -1,013.76 -1,013.76 Total subtractions -$1,157.92 -$1,157.92 Total dividend & interest $7,848.07 38,361.45 Return of caprtal1pmcipal 3,895 55 3,895.55 Net cash flow 311,741.81 392,548.80 Closing balances 592,54840 392,348.80 SDNY GM 00021662 CeIPTC009305038673 NP7003191745 COCOS 0414 030579004 000000 Page 51 of 98 CONFIDENTIAL EFTA_00132282 EFTA01274419 Account name: *UBS Resource Management Account April 2014 Friendly account name: Account number: Your linendel Advisor: SCOTT STACKMAJILYLE CASFUEL Withholdings and tax summary Apnl 2014 (S) Year to date II) Foreign taxes paid -1,013 76 -1,013.76 UBS Bank USA Deposit Account APY Interest period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 852,594.25 Closing UBS Bank USA Deposit balance Apr 6 880,808 77 Number of days in interest period 31 Average daily balance ¶76,087.02 Interest earned $1.98 Annual percentage yie kl earned 003% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact Your Financial Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document. Your return objective: Cuirent income & capital appreciation Your risk profile: Pnmary - Moderate Investment eic,br',ty cenVierat cn - `Jose acted Your account instructions • Volt account ,fault closing method is FIFO, First In, First Out CNP7C004)3054588674 NP70C0I91745 00035 0414 030575004 00MY_GM_00028firt 52 of 98 CONFIDENTIAL EFTA_00132283 EFTA01274420 Resource Management Account Account name: CHISLAINE MAXWELL Your Pi vandal Advisor: *UBS April 201- Friendly account name: Account number. SCOTT STACK MANLYLE CASRiEL Your assets Shale pnCeS, ,nwne and current vanes Shonn may be approximate. As a seise, gam and losses mai niN be acutalely reflected. See important information about your statement a the end ol the dxurrent for more infornalon Cash Cash and money balances Cash and money balances mar include avalable cah balances, LISS Ban. USA &pont account Wanes. UBS AG Stardord Branch &pont account baances and money market mut ua fund sweep baances. UBS Bank USA deposit account balances are insured by the FOC val to n applicable limits, but are not pointed by DPC U85 AG Stanford Brant hdepout accord balances are not insured by FDIC mai are sot proleded by SIPC Money market weep balances are protected by SIPC but we not insured la/ the FDIC. Set the important information about scot statement at the end of this document foe del airs about those balances Openng balance Closing Wale Pace per :hate average Dande no Interest Daps is Hddng on Apt 1 Di) on ape 30 11) on Apr 30 (1) sae period MAO/ Cep arounl (1) Cash 1,033 35 1,087.75 (SS BANK USA DEP ACCT 79,773 44 91,460.85 250,000.00 Total $80,806.79 $92,548.60 Equities common stock Purchase vice Track. lairroer Average price Price per share Value on Unezdized Hddng Hddng date of snares per share (1) Cost basis (SI on Apt 30 0/ Apr 30 (S) gain or loss (S) Period ABB LTD SPON ADA Symbol. ABC Exchange NYSE EAI: $1,125 Current yield: 3 19% ran 29, 13 826.000 21.573 17,797 89 23.920 19,734.00 1,936.11 LT Apr 22, 13 650.020 21 211 13,787 15 23.920 15,548 00 1,760.85 LT Security total 1,475.000 21 414 31,585.04 35282 00 3,696.96 AESTOM ADR Symbol. ALSMY Exchange: OTC EAI: 4356Current yield 1.79% Aug 20, 13 2.425.000 3 634 8,812 78 4.070 9,859 75 1,056.97 ST Aug 21, 13 2,450.000 3.656 8,95813 4.070 9,971.50 1,013.37 ST Security total 4,875.000 3 645 17,77091 19,841.25 2,070 34 continued next page SDNY GM 00021664 CMP7C007005668675 NP7003191745 00035 0414 030579004 001000 Page 53 of StS CONFIDENTIAL EFTA_00132284 EFTA01274421 Account name: GHISLAINE MAXWELL UBS Resource Management Account April 2014 Friendly account name: Account number. Your 14nandal Advisor, SCOTT STACK MAIN:LYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pricer Trade hinter Average pike Prke per store Velue on Unrealized Wang Hddng date or them per shad (I) Cost basis (S) on Apr 30(3) Apr 30(4) gun or loss (S) period ASTRAZENECA PLC SPON AOR Symbol: AZN Exchange NYSE EAI: 41,022 Current yield: 354% lan 29,13 210.000 50.130 10,527.30 79,050 16,600.50 6,073.20 LT Apr 22. 13 85.000 51335 4,363.53 79.050 6,719.25 2,35872 LT Jul 12,13 70.000 49.441 3,460.92 79.050 5,533.50 2,072.58 ST Security total 365.000 50 279 113,351.75 28,853.25 10801.50 ME SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC EAI: 41,289 Current yield: 4.71% Jan 29,13 1,000.000 22.160 22,160.00 27.380 27380.00 5,220.00 LT BAYER A G SPON MDR Symbol: BAYRY Exchange: OTC EAI: $517 Current yield 1.52/. Jan 29,13 200.000 99.560 19,912.00 139.220 27,844.00 7932.00 LT Apr 22, 13 45.000 101.760 4,57920 139.220 6264.90 1,685.70 LT Security total 245.000 99964 24,491.20 34,108.90 9,617.70 BHP BILLITON LTO SPON AOR Symbol: BHP Exchange! NYSE EAI: 31,027 Current yield: 3.35% Jan 29, 13 320.000 78.520 25,126.50 70.540 22,572.80 -2,553.70 LT Apr 22. 13 30.000 61865 1,915.95 70.540 2,116.20 200.25 LT Jul 12,13 85.000 61.002 5,185.23 70.540 5,995.90 810.67 ST Security total 435.000 74.087 32,227.68 30,684.90 -1,542.78 8NP PARIBAS SA AOR Symbol: BNPQY Exchange: OTC EAI: 1872 Current yield 1.94% Jan 9, 14 710.000 40.003 28,402.76 37.696 26,764.16 -1,638.60 ST Jan 13, 14 485003 39.735 19,271.70 37.696 18,282.56 -989.14 ST Security total 1.195 000 39 895 47,674 46 45,046 72 .2,627.74 BOC HONG KONG HOLDNGS LTO SPON ACIR Symbol: BHKLY Exchange: OTC EAI: 11,749 Current yield: 5.38% Jan 29,13 175.000 69.539 12,169.48 58.629 10,260.07 .1,909.41 LT Apr 22, 13 220.000 66.403 14,608.84 58.629 12,898.38 -1,710.46 LT Jul 12, 13 160.003 62.770 10,043.20 58.629 9380.64 -662.56 ST Security total 555.000 66345 36,821.52 32,539.09 .4,282.43 continued next page CW70303005688676 NP7000191745 00005 0414 030575004 ccoSSNycm0002Rets S4 of 98 CONFIDENTIAL EFTA_00132285 EFTA01274422 Resource Management Account Account name: GHISLAINE MAXWELL Your El nandal Advisor: UBS April 2014 Friendly account name: Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . common stock (continued) Purchate PICO Trade Panto average pact Pnce per Share Value on Unrettlzed Holcing ticking date or snares per share (I) Cog bath (S) on Apr 300/ apt 30(1) gSn or loss (1) Period EIRMS14 AMER TOBACCO PLC GB SPON ADR Symbol: 87) Exchange: AMEX EAI: $2,777 Current yield: 4.09% Jan 29,13 340.000 104.097 35,393.08 115020 39,106.80 3,713.72 LT Apr 22, 13 150.000 107-325 16,09878 115.020 17253.00 1,154.22 LT lul 12,13 100.000 105.544 10,554.44 115.020 11,502.00 947.56 ST Security total 590.000 105.163 62,046.30 67,861.80 5,815.50 CEUTSChE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: $2,840 Current yield: 3.97% Sep 16, 13 1,275.000 13387 17,069.45 16.750 21,356 25 4,286.80 ST Sep 17, 13 1,150.000 13359 15,362 85 16.750 19262.50 3,899.65 ST Sep 18, 13 990.000 13393 13,25917 16.750 16,582.50 3,323.33 ST Oct 10, 13 855.000 15.481 13,236.68 16350 14,321.25 1,084.57 ST Security total 4,270.000 13.801 58,928.15 71,522.50 12,594.35 DEUTSCHE POST AG SPON ACA Symbol. DPSGY Exchange: OTC EAI: $1,206 Current yield: 2.36% Jan 29,13 640.000 23.900 15,296.00 37.600 24,064.00 8,768.00 LT Apr 22, 13 720.000 22.581 16,25835 37.600 27,072 00 10,813.25 LT Security total 1,360000 23202 31,554.75 51,136.00 19,581.25 GDF SUE SPON ADR Symbol: GDEZY Exchange: OTC EAI: $3,041 Current yield: 5.83% lan 29,13 720.000 20.779 14,960.95 26.350 18,972.00 4,011.05 LT Apr 22. 13 380.000 20.919 7,949.37 26.350 10,013.00 2,063.63 LT lul 12, 13 215.000 20.144 4,330.97 26.350 5.665.25 1,334.28 ST Aug 21, 13 285.000 22.200 6,327.10 26.350 7,509.75 1,182.65 ST Aug 22, 13 140.000 22.508 3,151.20 26.350 3,689.00 537.80 ST Aug 23, 13 240.000 22.418 5,380.51 26.350 6,324.00 943.49 ST Security total 1,980.000 21263 42,100.10 52,173.00 10,072.90 GLAXO SMITHKLINE PLC APR Symbol: GSK Exchange: NYSE EAI: $2,597 Current yield: 4.62% Jan 29,13 330000 45.615 15,052.95 55.370 18272.10 3,219.15 LT Feb 13, 13 320.000 45.645 14,606 46 55.370 17,718 40 3,111.94 LT continued next page SDNY GM 00021668 0070003005603677 Nr70o0i9i 745 Oo0o5 0414 030575004 0000S0 Pap SS of 98 CONFIDENTIAL EFTA_00 I 32286 EFTA01274423 Account nen*: UBS Resource Management Account April 2014 Friendly account name: Account number: GH1SLAINE MAXWELL Your Knondal Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase pace/ track leurreate Average pace Price per that Val* on Ureeeared HoldIng Hddng carte of therm per than (S) Cost befit (S) on Apr 30(5) API 30(S) gain ot lon (I) period Apr 22, 13 245.000 50.630 12,404.47 55.370 13,565.65 1,161.18 LT lti 12,13 120.000 52.904 634848 55.370 6,644.40 295.92 ST Security total 1,015.000 47.697 48,412.36 56,200.55 7,78819 FISBC HOLDINGS PLC NEW GB SPON ADR Symbol: FISK Exchange: NYSE EAI: 42,805 Current yield: 4.77% Jan 29,13 570.000 56.908 32,43790 51.320 29,25240 -3,185.50 LT Apr 22, 13 430.4%0 52.120 22,411.73 51.320 22,067.60 -344.13 LT Jul 12,13 145.000 54.904 7,961 20 51.320 7,441.40 419.80 ST Security total 1,145.000 54.857 62,81083 58,761.40 -4,049.43 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: nyey Exchange. OTC (Al: 11,951 Current yield: 4.37% Apr 25, 13 60.000 70.891 4253.51 87.190 5,231.40 977.89 LT Apr 26.13 375.000 70.792 26,547.34 87.190 32,696 25 6,14891 LT Jul 12,13 80.000 68375 5,470.00 87.190 6,975.20 1,505.20 ST Security tots 515.000 70.429 36270.85 44,902.85 8,632.00 KIRIN HOLDINGS LTD SPON AEC Symbol: KNIIWY Exchange:OTC EAI: SEEM Current yield 1.98% Apr 3, 13 1250.000 16.177 20,221.50 13.960 17,450.00 -2,771.50 LT Apr 22.13 600.000 16320 9,792 00 13.960 8376.00 -1,416.00 LT Jul 12,13 325.000 16380 5,323.50 13.960 4,537.00 -786.50 ST Aug 5,13 400.000 15.655 6262.36 13.960 5,584.00 -678.36 ST Aug 6,13 435.000 15888 6,911.50 13.960 6.072.60 -838.90 ST Sectsity total 3,010.003 16.117 48,510.86 42,019.60 -6,491.26 LUKOIL OR. CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OTC EAI: $3,784 Current yield. 6.91% Jan 29,13 410.000 67.030 27,482.30 52.920 21,697.20 4,785.10 LT Feb 13, 13 35.000 66.951 2,34329 52.920 1,852.20 -491.09 LT Apr 22, 13 405.000 58.678 25,52497 52.920 23,020.20 -2,504.77 LT Jul 12,13 155.000 60.812 9,425.94 52.920 8202.60 -1.223.34 ST Security total 1,035.000 62.586 64,77650 54,772.20 -10,004.30 continued next page CNP70009009338678NP7000191745 00035 0414 030575004 00593i4YGM0002ritAli 56 of 98 CONFIDENTIAL EFTA_00 II 32287 EFTA01274424 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor SUBS • .r.l 2: 1 : Friendly account name: Account number. SCOTT STACK MAK/KYLE CASRIEL Your assets Equities . Common stock (continued) PJI(Ntt ❑i(d Trade hunter Average price Price per sale Vdue on Unseated Hddng Hddng date of sham per snore (S) Cost basis (I) on Apr 30(0 Apr 30(1) gain or Ions (t) period 'town GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 42,116 Current yield: 3.98% Jan 29,13 1,660.000 19.580 32,502 80 20270 33,648 20 1,145.40 LT Apr 22, 13 590.003 17.390 10.260.10 20.270 11,959.30 1,699.20 LT Jul 12, 13 375.000 19119 7207.31 20.270 7,601.25 393.94 ST Security total 2,625.000 19036 49,970 21 53,208 75 3,238.5,1 MUNICH RE GROUP ADR Symbol: MURGY Exchange: OTC EAI: 31,801 Current yield: 3.08% Jan 29,13 1,650.000 18280 30,16100 22.390 36,943.50 6,781.50 LT Apr 22, 13 425.000 19.544 8,306.29 22.390 9,515.75 1,209.46 LT Jul 12, 13 535.000 19.059 10,19613 22.390 11,978.65 1,781.92 ST Security total 2,610.003 18.646 48.665 02 58.437.90 9.772.83 PESTLE S A SPONSORED Apt REPSTG REG SHS SWITZ ADR Symbol: NSRGY Exchange: OTC EAI: 42.146 Current yield: 2.64% Jan 29.13 570.000 70.160 39,991.20 77.180 43,992.60 4,001.40 LT Apr 22, 13 290.000 69.918 20,276.22 77.180 22,382.20 2,105.98 LT Jul 12, 13 195.000 67.417 13,14641 77.180 15,050.10 1,903.69 ST Security total 1,055.000 69.587 73,413.83 81,424.90 8,011.07 MPPON TEJO & TEL CORP SPON AEA Symbol: MT Exchange NYSE EM: 41,613 Current yield: 2.62% Jul 22,13 1,700.000 26.445 44,957.18 27.840 47,328.00 2,370.82 ST Aug 6, I3 510.000 26309 13,417.69 27.840 14,198.40 780.71 ST Security total 2,210.000 26.414 58374.87 61.52640 3,151.53 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 41,749 Current yield: 2.06% Jan 29,13 590.000 67.877 40,047.61 85.940 51294.60 1124699 LT Apr 22, 13 240.000 72.512 17,403 02 86.940 20,86560 3,462.58 LT Jul 12, 13 145.000 73.450 10,650.38 86.940 12,606.30 1,955.92 ST Security total 975.000 69.847 68,101.01 84,766.50 16,665.49 continued next peg* SONY GM 00021668 CNP70003005698679 NP7000191745 00005 0414 030575004 000000 Peg* 57 of 98 CONFIDENTIAL EFTA_00132288 EFTA01274425 SUBS Resource Management Account April 2014 Account name: Friendly account name: Account number. GHISLA1NE MAXWELL Your Amends( Advisor: SCOTT STACK MANLYLE CASRIEL YOLK assets Equities Common stock (Continued) Pomba,. pacer Trade Knew Average price Prke per share Vein on Unrealized Hokin; HeIcing date of therm per dime (S) Con basis (S) on Apr 30(7) 4P130(5) gain or loss (S) period ORKLA ASA A SHS WON ADR Symbol: ORKLY Exchange: OTC EAI: $1,354 Current yield: 3.95% Jan 21,14 710.000 8052 5,717.56 8320 5,907.20 189.64 ST Jan 22, 14 220.003 8.190 1,801.84 8.320 1,830.40 2856 ST Jan 23,14 315.000 8282 2,608.92 8.320 2,620.80 11.88 ST Jan 24,14 185.003 8.147 1,507.25 8320 1,539.20 31.95 ST Jan 27,14 135.000 8.019 1,082.58 8320 1,123.20 40.62 ST Jan 28, IA 265.000 8.045 2,132.08 8320 2,204.80 72.72 ST Jan 29,14 390.000 7.991 3,116.53 8320 3,244.80 128.27 ST Jan 30,14 245.000 7.849 1,923.23 8.320 2,038.40 115.17 ST Jan 31,14 260.000 7.878 2,048.46 8.320 2,163.20 114.74 ST Feb3, 14 185.000 7.794 1,441.96 8320 1,539.20 97.24 ST kb 4, 14 235.000 7.671 1,802.69 8.320 1,955.20 152.51 ST Feb 5, 14 245.003 7.727 1,893.29 8.320 2,038.40 145.11 ST Feb 6, 14 165.000 7.567 1247.70 8.320 1,372.80 125.10 ST Feb 7, 14 310.000 7.528 2,333.87 8.320 2,579.20 245.33 ST Feb 10, 14 250.000 7.609 1,902.25 8320 2,080.00 177.75 ST Security total 4,115.000 7.913 32,560.21 34,236.80 1,676.99 PT. TELEKOMUNIKASI INDONESIA SPUN ADR Symbol: TLK Exchange: NYSE EAI: 1841 Current yield 3.07% Jan 29,13 690.003 39.442 27215 25 39.700 27,39300 177.75 LT RECKITT BENCKISER PLC WON ADR Symbol: RBGLY Exchange. OTC EAI: 11,497 Current yield: 2.59% Jan 29,13 2,590.000 13.560 35,120.40 16.350 42,346.50 7,226.10 LT Apr 22, 13 510.000 14.360 7,323.60 16.350 8,338.50 1,014.90 LT Jul 12, 13 440.000 14.331 6,305.99 16.350 7,194.00 888.01 ST Security total 3,540.003 13.771 48,749.99 57,879.00 9,129.01 ROCHE Hite LTD WOW ADR SWITZ MDR Symbol: RHHBY Exchange: OTC EAI: 1981 Current yield 1.91% Jan 29,13 1,100.000 27 sas 30,299.50 36.650 40,315.00 10,015,50 LT Apr 22, 13 300.003 30 267 9,080.31 36.650 10,995.00 1,914.69 LT continued next page CNP703030058886130NP700019174500005 0414 030575004 009SONY_GM_00024,9 58 of 98 CONFIDENTIAL EFTA_00132289 EFTA01274426 Resource Management Account Account name: CHISLAINE MAXWELL Your Financial Advisor: *UBS April 2014 Friendly account name: Account number. SCOTT STACK MANILYLE CASRIEL Your assets Equities . Common stock (conbnuedl Purchase puce Trade hunter Average price Prue per share Yaue on urretAted Hddng Hddng date of shares per shape (S) Cost basis CO on Apr 30 O/ Apr 30(S) gain or loss (1) period Security total 1,400.000 28.128 39,37981 51,310.00 11,930.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 Cl B ORD SHS SPON ADR Symbol: RD5,13 Exchange. NYSE (Al:11.504 Current yield: 4.44% Jan 29,13 185.000 74 585 13,79831 84.650 I 5.660.25 1,861.94 LT Apr 22, 13 215.000 65 856 14,159.06 84.650 18199.75 4,040.69 LT Security total 400.000 69.893 27,957.37 33,860.00 5,902.63 SANOR SPON ADR Sym1:01. SNY Exchange: NYSE EAI: $1,574 Current yield: 2.45% Jan 29,13 720.000 48.754 35,103.55 53.800 38,736 00 3,632.45 LT Apr 22. 13 275.0O0 52.654 14,48006 53.800 14,795 00 314.94 LT Jul 12,13 200.000 52.424 10.484.90 53.800 10,760.00 275.10 Sr SeCurity total 1,195.000 50.267 60,068.51 64,291.00 4,222.49 SEMENS A G SPON ADR Symbol: SI Exchange: NYSE EM: 41,507 Current yield: 2.29% Jan 29,13 250.000 110.110 27,527.50 131.830 32,957.50 5,430.00 LT Apr 22, 13 20013O0 100.134 20,026.84 131.830 26,366.00 6,339.16 LT Jul 12, 13 50.000 107 256 5,362 83 131.830 6,591.50 1,228.67 ST Security total 500.000 105.834 52,917.17 65,915.00 12,997.83 SINGAPORE TELECOM LTD NEW 2006 SP0N A0R Symbol: SGAPY Exchange: OTC EAI: 52,249 Current yield: 4.17% Jan 29,13 1,060.000 28.260 29,955.60 30.580 32,414.80 2,459.20 LT Apr 22. 13 440.O00 29.820 13,121.15 30.580 13,455.20 334.05 LT Jul 12, 13 265.000 30.551 8,096.17 30.580 8,103.70 7.53 ST Security total 1.765.000 28.993 51,172.92 53,973.70 2,800.78 SMITHS GROUP R.0 SPON ADR Symbol: SMCIZY Exchange: OTC (Al: 1962 Current yield 2.69% Jan 29,13 1,245.000 19.750 24,588.75 22.690 28,249.05 3,660.30 LT Apr 22, 13 330.000 18.685 6,166.05 22.690 7,487.70 1321.65 LT Security total 1,575.000 19.527 30,754.80 35,736 75 4,981.95 continued next page SDNY GM 00021670 CNP70309005038681 NPVC0lal 745 00005 0414 030575001 000000 Page SS of 98 CONFIDENTIAL EFTA_00B2290 EFTA01274427 Account name: GHISLAINE MAXWELL UBS Resource Management Account April 2014 Friendly account name: Account number. Your A Bendel Advisor, SCOTT STACK MANLYLE CASRIEL Your assets h Equities . Common stock (continued) Purchase peas Trade Water Average pace Price per share Value on Oneetzed Holdng Iddng date of therm per Aare (5) Cost basis (S) on Apr 30(5) Apr 30(5) gang lost (5) period stay'. ASA SPON ADR Symbol: STO Exchange NYSE EAI: 11,237 Current yield: 2.80% Jan 29,13 610000 26.533 16,185.31 30.470 18,586.70 2,401.39 LT Apr 22.13 205.000 25.765 5281.88 30.470 6246.35 964.47 LT Apr 22, 13 170.000 23274 3,956.72 30.470 5,179.90 1223.18 LT Apr 22.13 135.000 25.785 3,481.05 30.470 4,113.45 632.40 LT Jul 12,13 330.000 21.423 7,069.66 30.470 10,055.10 2,985.44 ST Security total 1,450.000 24.810 35,974.62 44,181.50 8206.83 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exdiange: NYSE EAI: 3333 Current yield 2.00% Jan 29,13 800.000 17.800 14,240.00 2aloo 16,080.00 1,840.00 LT Jul 12,13 30.000 18.434 553.04 20.100 603.00 49.96 ST Security total 830.000 17)323 14,793.04 16,683.00 1,889.96 TESCO PLC SPONS ADR UNITED KINGDOM Symbol; TSCDY Exchange: OTC EAI: 41.064 Current yield: 4.73% lan 29,13 435.000 17210 7,486.35 14.800 6.438.00 -1,048.35 LT Apr 22, 13 660.000 16.910 11,160.60 14.800 9,768.00 -1,392.60 LT AA 12,13 425.000 16.023 6,809.78 14.800 6,290.00 -519.78 ST Security total 1,520.000 16.748 25,45673 22,496.00 -2,960.73 TOTAL S.A. FRANCE SPON ADR Symbol; TOT Exchange. NYSE EAI: 32,940 Current yield:3.86% lan 29,13 460.000 54.547 25,092.04 71.240 32,770.40 7,678.36 LT Apr 22.13 510.000 46.879 23,90870 71.240 36,33240 12,423.70 LT Jul 12,13 100.000 50.459 5,045.96 71.240 7,124.00 2,078.04 ST Security total 1,070.000 50.511 54,046.70 76226.80 22,18010 UNILEVER NV N Y SHS NEW KTHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 12,052 Current yield: 2.94% Jan 29,13 930.000 40.500 37,665.00 42.820 39,822.60 2,157.60 LT Apr 22.13 445.000 41.074 18278 06 42.820 19,054.90 776.84 LT Jul 12,13 255.000 41271 10,524.33 42.820 10,919.10 394.77 ST Security total 1,630.000 40.778 66,467.39 69,796 60 3,329.21 continuednext page CNP70003005688682 NP7000191745 00005 0914 030575004 600iniVY_GM_00024.1 60 of 98 CONFIDENTIAL EFTA 00132291 EFTA01274428 Resource Management Account Account name: GHISLAWE MAXWELL Your IInand/A Advisor: *UBS April 2014 friendly account name: Account number SCOTT STACK MANYLYLE CASRIEL Your assets Equities . common stock (continued) pause.< VICO Trade tart:per Average price Price per sale \glue on UrreSted tiddng Hddng date of snares per share (S) Cost basis(!) on Apr 30(1) /4x 30(S) gain a loss (t) period UNTD OVERSEAS BK LTD SPONS ACE SINGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: $1,388 Current yield: 3.21% Jan 29,13 900.000 30.540 27,48600 34.550 31,095.00 3.609.00 LT Apr 22, 13 100.000 33.492 3,349.24 34.550 3,455.00 105.76 LT hi 12,13 250.000 33.180 8295.00 34.550 8.637.50 342.50 ST Security total 1,250.000 31.304 39,130.24 43,187.50 4,057.26 VEReON COMMUNICATIONS INC Symbol: VZ Exchange: NYSE EAI: 41,062 Current yield74.54% Jan 29,13 383.969 46861 17,99139 46.730 17,942.87 .50.52 LT Apr 22, 13 1.315 46.859 61.62 46.730 61.45 -0.17 LT Jul 12.13 115.716 46.861 5,422.64 46.730 5,407.41 -15.23 ST Security total 501.000 46262 23,477.65 23,411.73 -65.92 VODAFONE GROUP PLC SPON AOR Symbol: VOD Exchange: OTC EAI: $3,072 Current yield: 7.79% Jan 29.13 796.294 50.164 39,945.60 37.960 30,227.32 -9.718.28 LT Apr 22, 13 2.727 54.627 148.97 37.960 103.52 -45.45 LT 10 12, 13 239.979 54.033 12,96680 37.960 9,109.60 -3,857.20 ST security total 1,039.000 51.070 53,061.37 39,440.44 -13,620.93 ZURICH INS GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC Jan 29. 13 1,050.000 28.470 29,893.50 28.760 30,198.00 304.50 LT Apr 22, 13 685.003 26.251 17,962.21 28/60 19,700.60 1,718.39 LT Jul 12,13 290.000 26.739 7,754.57 28.760 8340.40 585.83 ST Security total 2,025.003 27.472 55,630 28 58139 00 2,608.72 Total 31,723,832.25 51,910,708.25 5186,876.03 Total estimated animal income: 664,894 SDNY GM 00021672 CNP70003005688683 NP7000191745 00005 0414 030575004 000000 Page 61 of ce CONFIDENTIAL EFTA_00132292 EFTA01274429 SUBS Resource Management Account April 2014 Account name: Friendly account name: Account number: GH1SLAINE MAXWELL Your Amanda' Advisor: SCOTT STACK MAMLYLE CASRIEL Your 85.581.5kontrxrecb Your total assets Percentage of Cost Estimated Unreaized Value on Apr 30(S) your aCCOurit basis (5) annual incore (51 gain or loss (S) Cash Cash and money balances 92,548.60 4.62% 92,548.60 Equities Common stock 1,910,708.28 95.38% 1,723,832.25 64,844.00 186,876.03 Total 52,003,256.88 100.00% $1,816,380.85 $64,844.00 $186,876.03 Account activity this month Date Actlity De:cootie° Amount (5) Deposits and other funds credited Apr 14 Deposit CHECK DEPOSIT 1,156.11 Total deposits and other funds credited $1,156.11 Date Adkoly Descnplion ArnOuot (I) Dividend and interest income Taxable dividends Apr 10 Foreign MTN GROUP LTD SPON AIR PAD ON 2625 I .647 90 Dvidend CUSIP 62474M108 Apr 10 Foreign NOVARTIS AG SPON ADR PAID ON 975 2.690,79 Dvidend CUSIP: 66987V109 April Foreign TOTAL S A FRANCE SPON ADR PAID ON 1070 867,08 Dvidend CUSIP: 89151E109 Apr 24 Foreign ROCHE HLDG LTD SPONS ADR SWITZ ADR PAID ON 1400AS OF 1,552.57 Dvidend 04122114 CUSIP' 771195104 Apr 30 Foreign HSBC HOLDINGS PLC NEW GB WON ADR RADON 1145 1,087 75 DviS • . I CUSIP. 404280406 Total taxable dividends 87.846.09 Taxable interest Apr7 Int,- m • IBS BANK USA DEPOSIT ACCOUNT AS OF 040414 1.98 Total taxable interest 61.98 Total dividend and interest income 57.848.07 Date A:th.1) De,:rOlien Amoust Fees Apt 10 Fee MTN GROUP LTD SPON ADR -52.50 Apr 10 Fee NOVARTIS AG SPON ADR .7.31 Apr I 1 Fee TOTAL S A FRANCE SPON ADR •5.35 Apr 22 Fee ZURICH INS GROUP LTD SPON ADC AS OF 04)21114 -40.50 mote-rued next page 007COCA)005688694Ne70C0191745 00005 0414 030575004 cogStriur_ou_0002ittas 62 of 98 CONFIDENTIAL EFTA_00132293 EFTA01274430 Resource Management Account Account name: GHISLA1NE MAXWELL Your Finandd Advisor: UBS ;r.1,c1.: Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month centerued) Oate A(ihdy Des<nplion Arnotot 11) Fees Icontinue:0 Apr 24 Fee ROCHE HLDG LID SPONS ADR SWIZZ ADR AS OF 04122/14 -38.50 Total foss 4144.16 oat ly Oescnpbon Anxn.ml (S) Other funds debited Apr 10 Foreign Tax MTN GROUP LTD SPON ADR -247.19 Withheld Apr 10 Foreign Tax 143YARTIS AG SPON ADP -403.62 Withheld Apr 11 Foreign Tax TOTAL S.A. FRANCE SPON ADR -130.06 Withheld Apr 24 Foreign Tax ROCHE FILIDG LTD SPONS ACR SWITZ ADR AS OF 04, 22/14 -232 89 Withheld Total other funds debited 41,013.76 Investment transactions For more informalon about the once Out Shown for restriCtedSeCurnties, see Important IntormatiOn about you, statement at the end of this oac Proceeds tram Funk investment withdrawn fee ACOued Oat ACtiaty Descepnan Quantity Vat/ (I) Pnce CS1 transactions (S) investments bought (5) 'merest (S) Apr 22 Return ZURICH INS GROUP LTD SPON ADR AS OF 3,895 55 Of Capital 04121114 CUS1P: 989825104 Total 53,895.55 Oat Activity DescrgliM ArnOunt (3) Money balance activities Mir 31 Balance forward $79,7734 Apr 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,033.35 Apr? Deposit UBS BANK USA DEPOSIT ACCOUNT AS OFO4i0N14 198 Apr I I Deposit UBS BANK USA DEPOSIT ACCOUNT 3,628.07 Apr 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 731.67 Apr IS Deposit UBS BANK USA DEPOSIT ACCOUNT 1,1 55 1 1 Apr 23 Deposit U85 BANK USA DEPOSIT ACCOUNT 3,855.05 Apr 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 1281.18 Apr 30 Closing UPS Bank USA Deposit Account $91,460.65 The UBS Rant USA DePOr ACCOurt Is your Ornery sweep town SDNY GM 00021674 CF1P7C00;005682685 NP7003191745 COCOS 0414 030579004 000000 Page 63 of 98 CONFIDENTIAL EFTA_00132294 EFTA01274431 *UBS Yournotes <1.0=a0feleMeNIRCOMPISOMISOMM99.M3372550,.., ,,,, pp...64 .98 End ern.a0.1...V.. CONFIDENTIAL EFT,00132295 EFTA01274432 Important information about your statement LEIS Financial Services ex. (the F im or UBS Anemia! sent you the fin stsemera on Veridn the error or The Finn, together with certain affiliates, ha also account hekt you choose one of the following Saiites)t is a merrter of all principal seanly, cow** problem appeared. purchased applemental protection. The madmen Wes-Went objectiies: and opter6 exchanges. tb5 Fe-encial Winces and LES - Prow:leyou- name ad aware number Of any). amount payable to al elgibte clients, codex-web trdie • %educe ConantImam. l,.es0 um seekrg the Bank USA we rdrect substieres of LES AG and — Dyabe the mar or he transfer you ant inane this protection is 1500 million as of December 10, 2013. generation in income crib,. anilines of LES Sartritin UC. Ter Firm's I henna' tout and 'mean as <kat dyer cm why mu • Addy* °padAppreciation Insestrnenttyoking statement is available upon reopen The Firm's erects:* believed is an error a why youneed more kloha to the poky conditims ad limitations, cash X grown of prnchal rather than the generation of off ices are a: ricrmation the firm is further protected kr iwo to $1.9 million n the income. — Proud. the &ear anon d the suspected error. aggegate for all your accounts held n a vesicular • Produce Combinaton of lncoee and Capital Lessner:oil Semen W. capacity. A fin ccpy of tepoky mating h insaibble Appreciabrot :vestments 'Mix both the generation 1200 Harbor Boulevard The Fim or Cad Issuer nel ecotone your complaint upon mourn. of wane and 'myth ol Weehawken, to 07086 and erdl correct any error promptly. The SIPC protection ad the supplemenUI protection Oewiall risk precise Ibis tenement represents the any official record of yam Please mate all Maks payebk to the Fern or tie both do not apply to. LES France! Straws account. Other rear* except financial imitation rotated on tie front of this • Corbin thalcial islets controlled by (and incladed • Conservarive Seeks to mantain nisi wet hat with office' tar documnb containing conflicted date should low risk and voktility to the accord meal, evenif statement had:Mtn to regd., accord few accounts your account valut) but held away from US$Fine-col that meals the accost does not generate signif tare rot be relied ram B you believe there 6 an error cr may be subject to crideetrUnce fees, charges for late Services (e.g.. certain(* ash at UBS Bark. (il can at mission, please report it irrmedately narking to the income or returns end may not keep pace with parent for seo.rnes purchases and charges sat unpaid WS AG Surnlord bunch (I) insurarce grestrC1S, inflatkn. Bench Manager of the office setting you account. arrcunts in cash=cuts. Accounts that ate transferred including variable enmities, and (iv) darn of nasal to other :lineations may be subject to a transfer tee. funds where such shares are registered diectly n the • Moderate: Willix to accept sane Mc to principal and AEcuch ellipses shorn are eilended to be accurate. name of the account holder on tie bodes ad records tolerate some volatAty to wet hoer returns, statement data shani not be used for tat purposes Rely UBS Sweep Options of the applicable issuer or trader agent); • Aggress e: Wiling to accept high Sc to principal and week on wmend tax kerns, form 1099. Salk UBS offers options for sweepng cash bin e; Winces high Motility to seek highreturns over time. 10425, etc.:whin prepwrgyour tae return. The Fine it to bin& deposits m UBS Bat USA and WS AG Slanted • Certain rnestmere contracts or inestment Merest required by law to report to to IRS all taxabk Evidence, brach (Bank Sweet, Progams), money market intuit (eg., limited panned* and whine placements) that Statement liouseholdne * wen* rabtaxabk cletirknds and taxable imennt fixds (Money ands) ad theInternationalDeposit we rot nattered irder tee Securities Act of 1933; We may consoldate at related account statements with end on %unties held in you accent, net proceeds Aoccent ODAlfor customers withwthn Memational ad the same address n the sate erweixe. Accounts may an sale transactors, ri d cost base cocertain covered Rebut. Management Account. through te Bank be related Ia this purpose base they haw owners searities. Sweep Prommk cash balances re swept to LEGSr* • Cornnodides contacts (el, lateen excha-ge and who also marnain pia aware rot/nonslip. Mh other USA up to ark ratithed Fed ad then to LES AG pm cue metal caleirdA ndudix faults contacts clients at the sane address. This practice's known as Communications with the Finn Stanford Branch or a Money Fund. Deposits at UBS ad tormeilitroPticn contracts. • householing'R you prefer to receive Pdivilual . Please reconfirm ay oral cormancatorts in twang Bak USA are FDIC nand in accordrce with FCC statements mailed sepaate eneelcce, — yOu May to further protect your rghts. incladrig your New nicks. For nxre niamatim please volt mwrldicgov. The 5IPC protects:a and the supplemental protection do chnlree householdmg by Ealing pass F ramie' Advisor. train the Sewrides Wester Protection Act (WA). Deposes at UBS AG StanfordBlatt and sum of not apply to these asset event they otherwise appear Money Funds are rot bawd by the F . on as twernenh. Tee WC protection and the Friendly accoult name • If theGnome' nstitation on the top left of lee front sulsolarreental protection do not poled agent changes the Frendb, accuse name reflects remotion that you of this statement is not UBS Finacit Sebikes,LBS %soup the OA, andable toad, balances we swept to in fie make vain of you investments (whether as a emend on the firm's onlne winces webute. II is a Fn ancial Services carries your scout aS oleamg depose accounts at UBS AG New Yak Branch and UB5 resin of market movement, issuer bankruptcy cr customizable 'rich-urn? drown by you to atria you Werce by anargerrant rah the indcated Wilma% AG Cayman Bunch Thew deposits are not Wand by orlserwe) wkh you recordkeepix. It has no legal effect on your We Wormed you d ht relationship when you the FIX. Balances Feld at the LEIS AG Carnal Braxh afer• rt. You can change yes hiendb amount names, opened this amotre. Ilan case, your lint aid are tempera* exposed to the sovereign Mc of the More information is amain:demo, req.all You may through °nine Services or by contactexhourFkanrial sedates a-e located at LES Fnancial Semites and rot Cayman elands, and there is no gamete Cr other obtan ewe nfcmweion abort the SIPC Achisw. the imrootecng broker. al you nut make a Maori obligalon of WS AG to repay the biomes while on the &white, by contacting 51K at or by of ay bra or omission to both linen. UBSC a/mat Beidl's books. asitng the SIM subset stVAIWSIOACUgi Account overview • vatp of sow arrounertornbli, Net of assets ad A II acoce.nt statementsshall be deemed complete and Deposes a WS BM LEA and eachUBS AG Batch are Dividend ReMentbibent Pirogran (DPP) liabilities. accurate if not objected ton were within 60 days not protected by SIPC. Money Fund shares am protected the pr te reflected is an average price. You mar obtan • Awe_ atlas avast* cash balances, vats for by SIPC. See Fiuncial SWAM Accent Protection' the actual price Iran yaw Financial Advisor. Orly Wok restricted searey lest 1, and Global Tine Deposits, • new died ontomer complaints or ' bobw tares are purchased under Delft partial shares wil be untanned marks to make, and ceneh mats not held Fivn's C lent • en kalird the each wa b doodad h your account. The by the Fim. Does not include unwired Wt./Stingassets or tollree at 8:03A. .to Upon yaw want bale-ices in tie Bane Sweep Eddied renvesvnent price applied by tie issuer may at the end of the prior and ourent statement periods, a ET Mondey through as a in mai* to LES Pa:gransor OA mar be withdraw\ and shares of a ENer from the nude ate at which thepartial shares private irnanwits, Panted stock options wed Financial Services lx., Client Relations Deanne* Money Fund my be liquidated, end the proceeds are sold everaseble stock anions P.O. Box 766 Union City, dl 07087. returned so you <flour seostin accant. • (Maces Includes debt bilirces, ante de mar Cat lt.iiau loan credit kw, tel =cent balances. • X tag of errors Os Westr:ns about an electronic Further formation about available sweep options, I;Mr whole units may be hekl you' account. If you am • Casb/Noney balances. Total of animated amiable hrds randy (Ell b BS Wedeln nothing anent serest rate, and yelds, a walk k at entitled to a palel inn as amok of a dviderd Parent cash balances. plus UBS Bark USA deposit Winces. UBS card transactiorts, call or wile to UBS www.doc < from your F rarc al Advisor mean ise, the Firm wit ether sell partial and AG Stafford french depose balances and money market Frenuel Semen hc., IMO Mohr BIM, 6th floor, or by calla* m pike a accept an amount determined by a meal fund sweep Saxes, at the cbse of the Weehankere N/ 07036, Atte RMNBSA Services regidered cleat.; a;ency, a-do-edit you accost. Osman period. Noncom-nod* tee credit balances in UBS Financial Services account protection your accourt are rot segregated from other balances Cal or write as soon as you cart it tou three yaw the Fie is a member of the Sautes Inveitili Protection Investment objectives and tie Fine may use any ol these funds in the ordinary statement or receipt is were of 4 you need more Corporation (UPC), *nth crouch securitin account. of The rmisimere objectives rd risk profile we specific to course of ib business. these funds are payabk upon Hammian ikon a tiers* on the statement or its member. up X S5O0,000 include* S2 53,000 for each account and may vary between Please Mine the your darned. This total 6 included in to anent period roceint. The Firm or Card Issuer Cis acElcable)nInt dams kr cash). the SEC asset protection Imes spy to rare promote/ in men; of any sionkare change in you. olostg mkt.. hew horn you ro later ham ISO days after ter Fim all accounts tet you hold n a particular capacity. *axial situation or nankeen objectives. For each SDNY_GM_00021676 CONFIDENTIAL EFTA 00132296 EFTA01274433 Important information about your statement (coninued) Little ilonnation you would anuy recthe h the market Pries are - •Pato an to date may made return of — h ate on to canmoscre recent n conneacn fa tidedinformation cn thefeats tending practices oblate(' tom vaious third party sources 'whit me canna( income a both wash the sale or distnbikon of a-ruey contracts and &clothes, refer to your Client Relatcrehip berme to be retitle. but we do not garalee their - 'Orgnaltrd see • represent t he initial Wang anditt investment tat units to our <lents, we Ageerrenf or teat Agreement and the General accuracy. price per unit and may not ;elect k011 cost basis ands our affiliate maw revena sharing Tarns and Conditions UBS Statemord of Credit Practices — We goner* at the closing price when avalabba compensation tram many of the insunance available in agreements andDiarbsures at ihe mean of the bid ad ask prices fatted • Restricted securities Pocketed sentin grirmalit companies underwritirw the amity contracts, musaassafirsaurtgdflobsots Rarities and cplors cc on& tad prices fa OTC are rot current& engble kit oublk sale. UBS Firacal athletes of fie turn* corpren or sponsas cd settees. Services ides to matt price of the unrestricted stock tea* investment mats we disitirme Yaw —eta - lass acts sly traded securities may be priced ushg of the same issuer as an Snouted value for the - Car affiliates ako neon.* trading cornrnetkra and Your sterement bemires securities ad other awes hell valuation model or the moo recent pet we restricted stock for moons of this fragment on. To other corripercant from mutual finds and h the account at the endof the steamer* nand. You Wroth and may not reflect an ackal matt trice the tient that reerined lecithin are ergbk la a ., trance timpani:is whose podxts we distribute. may ark fordetay of tit paid seosaies at anytime. a vitae the vats retied may be sit:mantel& less than the - We recerie an anti fee from U8$ Bait OA and You may receive securities used as loan collateral after - Golan position may appear without a mice and inured value Smarm_ LIES AG Stanford Brant of up to szs per accost prying any bairns due on tem. My securities will taw as *price was rot available' if se are sweephg to the barks under the UBS Bark Sweep transient to the rim dreg the stathrent pond are unfit. to obtain a pnce for ;scatty • En. (edirneted) intents anent yields end rates. Fregramo. Wed al market value as of the end of the steerage - Deposits or swishes denbrninated n currencies An estivate of a-rual income is based at cant period. ocher tan U.S. dollars are reflected at the &Aching& tidied ad interest rates, assailing fie stakes will Activity • Case bas's del detemning The cost basis of to rate as of the statement date. be held for cat year from statement date or arm hbrynation regard:1g commissars and otter charges scathes included in this statement, where indicated - Fa Galan securities tracing n non.confcomng Malaita This sate* holy a ga:Salne, entirety ilcurred in towed cn with he oecutcn of tack* writ the numbs. 'I,' UPS fnerd& Scats has relied okra-lance's, price and quaty 0ace vats) may rd continued income are not guaranteed ncludny option transactions ha beennaiad on oninforwation obtained from sources other tient/1G have been adisted to facilitatepraxes vtaion - Estimated anal income tin:rent yield for athrrnfions previously hunted to you, ad wit be Feencial Seraces, including hformation Iran another To obtain current quotations, when bailable, corded certain toes of stakes could include a retun of provided to you wavily at rawest Sim a that youmay hasemovided to you finaxial son Financial Ater. pmcpalor captal gat h %kids case the est Macs The Finn does not idopendently verify a income Ordtuner., yeti would be overstated. Share ailing grmantee the accuracy or vatclity day irdorrthrion • Private ertesrmenw and nructured producb. - Estimated anal icane and cared yeld and the f you are engaged in short selling a security, you may provided by wen other tan t.85Frontal Senates. ?Mate rnestrneit saints (xlidny *ea actual tone and yield misht be lower a higher its a Cage the to certain betrowe9 costs for that paucipation wain and real estate investment mast than theestinated amounts. particular security. h thetist although LIDS tinrical Services general& stages) and stand pinatas are general& highly — An estmate ol rruateed income (divdend armor spdsties elk Hamann as it k rocevead, the firm Certain dna-tared crotch have not been interest) divdth by the caeca market Open order* does not provide any athrances that the idamacit registered wit, the Securities and Exchange valthaveram balances based on the lact dividend Receding open or • sixdlitcancellnr ceders tat levier "Cost basis- and %tweaked gar/loss' is Commission o- under any state secure*, laws. We or interest payment made by the issuer and were not tintedby the steamer( date, open buy at accurate as a the date of this statement. As such provide efimated wakes for pwate investment rmanes the seosties/deposas will be held fee ale at stop orders are refixed by the mount of dividends please don:army on this Hatton to make secedes and structured products for ntormatibrul year born the statement date or until manly. a rights on an exidividerds a antes date unless hachure a fare decision& fain papas( ce purposes only Accsracy knit guaranteed. Accuracy at continued weld are not wartriteed intructth otherwise by lie. You are responsible fa *theme's*. Accounts transferred to tie rim may - These values may differ abstantiabt ban prkes. orders that are teased crm to your failure lo caxel reflect girlloss rdamatkn on& for the period of any. at +Allah a prorate noesanent security a • Assets not held by UBS 'rancid Service& Certain eating open orders. tine they a* held a the F rm More historical structured ratan may be torn or sold and do assets we rot held by the fern and not &Whin the eriormat in anbe ackled by yar Fermis' Adtkor. not necessarilyrepresent the vase you may receive Fen's possession or ccnvol. These assets are Privity upon rquidition. dnplwed on yos statement for informational To obtain a copy of at cornet Chant Fenny Noises • Urreelited gat/losses When data is available. ▪ Thal pity tsbrnates of vale cue as ol a certain purposes ort. Positions ad values presented ana plate contact your Francis' Achisor or visit our webst entered arealized gaits lases a* alculated la dread are sated to US$ Financial Services on a Muted by fie issuing fern UBS Francial Services is at wittidGrmoddiarmrmirm, intidalseasty lots. The transaction data for regulit bass by in independere vitiation tint not respasble for this ilcanalion and does not rrmeistal lees may or may not tenni *rumens*, - suer, general panne or sponsor estimated vats& guarantee as accuracy. These assets we rot protected UBS Financial Services a rot a bark the RIK Business charges motor *entity reorgsnizal ewnts ary, are supplied to the Fm by the naves by SIK or to Finn ostplemontal SIG revenge. Services Account RSA and IRMA are brayer accounts Oieidend and twat nwstment lots ad wsternatic gennal pater or spew* and may be tabulated which provide access to barking services and products padine bas are eachcombined to display are based on deferent information Iran tat used by • Revenue sharing and additional compensation. tough arrangemths bah affirmed bat and other averagedlathe • Trade date • eclat presents the thid parties laded* tar estimated values. — In addrtion 10 commissions on sales and 12b1 fees td -pay bat, rod provides access to nurses and eight vansaction wade date. - You can obeah addianA Neonatal regarding received n correction web the dianbution of annuty prodst blued by unaltilisethihrm.pany the methodology used to determine the rain** of mewl finds to trains we ante our alMate insurance comae-en through 'sumach agency • Callable securities Batts and ;referred stock that value ad the date of the itrmalim that is the subsrmaies of UBS financial Services Inc. basis for the want by contacteg your f &yodel mete MvOnUa spring Parivents tole diaributon the thaw cats for eais redemption will be selected ardor ethers of the metal funds that we sell. morel& by lot Iran among all seo.raies of tat Advisor. Thesearrant, are based on two <Warn Investment, nsura-ce. and ruttyproducts: ewe held hour name or in nominee nen* lee as - TAW party estnrmed writs may be reflected as enn.P:nents- tee amantol sales by UBS of a Not VIC inured • No bank guwantee• May bse vela clients. Call Watt itinattn b cbtaned from third •Not pirked* h sever I sit tier, the n pa-titter MAYA fund fermi& to our client& and 4) parties and es accuracy snot guaranteed. Other call independent vatation inch RS not stippled or is the asset value of a panirmw mutual fund I amika MM. Restate Management Account, Business Services fealties may ens' which ca/c1affect yield complete usable to asap a warm, when we become aware shares held at the Inn Account BA aMa and ntemarioral Resource temiatcnrent provided upon request that a material event has °coated that May call a — we and as afMate aBo recewe nemaking and Management Accost are registered service marts of pieta& reported site iko question. or when a embus processing lees in consideration For UBS Fruncial Services Inc • Certificates of deposit (04 CDs are FDIC inured value would be highly3;4.'4*th due to fie nave hinder agent sink*, that we provide to the tp to 5250,000 ' precnal and accrued interest per a the secuify rrulual funds. Thew lees relent are pad from Visa *naive is a residered sernice mark of Visa deposes' ad per deposity inane:as h acccrdence - When neither al estier, general partner or sponsor investor assets in the mutual kind and are a hied International CBS Via Signet'se cede cards ard UBS wt FDIC *satiated value nit a thrthparly estimated vats is de la amount based on tie number of accounts at yea debt cards are isp.red by UBS Bank USA with matt the value of the scatty wit be different the broker-dealer holdngmaul lads ot that fund prmnsion from Vs* U.S A Incorporated. • Prieatalue arts difitomd for securities and oiler from itspurchaseprice. products may be higher or lower than the price that UBS financial Services Int P.4.v. 201402 SDNYGM_00021677 CONFIDENTIAL EFTA 00);2297 EFTA01274434 1.035 Financial Senices he 44)UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 May 2014 CNP70056316930514 V1 0 111"YORK NY116 NEW Account name: GHISLAINE MAXWELL Friendly account name: Account number Your N nuncio' Advisor- SCOTT STACKMANLYLE CASFIEL Questions about your statement? call yOur Finana Advisor Or tLe Value of your account RMA aesourceLine at 800-RMA-1000, on April 30 (S) on May 30 (1) account Your assets 2,003,256.88 2,044,624.69 Malt our %whale': Your liabilities 0.00 0.00 1wrw.Lbs corn? Imam:is:services Value of your account $2,003,256.88 $2,044,624.69 Sources of your woomit growth Tracking the value of your account dogleg 2014 Value of your account S Thousands at year end 2013 $0.00 Net deposits and 3,003.3 2.0446 $1,934,505.47 withdrawals Your rvestmentreturri ['Wend aryl interest income 121475.67 Change in market value $88,643.55 Value of your scant Aar 2014 on May 30. 2014 $2,044.624.69 May 2014 SDNY GM 00021678 Iflombor SIPC CNP70009305631693 NP7000193246 00005 (514 0305750Cht 000000 Page 49 of 98 CONFIDENTIAL EFTA_00132298 EFTA01274435 Account name: GHISLANE k,lA • Vt ELL Your R nuncio' Advisor. *UBS Resource Management Account May 2014 Friendly account name: Account number: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 30 CO your account A Cash and money balances 103,480.92 506% Cash and money balances may include Your current asset allocation available cash balances, UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances, UBS AG Stamford Branch A deposit account balances and money mai ket C Equities 1,941,143.77 94 94% mutual fund sweep balances See the Irnponant information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $2,044,624.69 100.00% Value of your account $2,044,624.69 Eye on the markets Percentage change Index May 2014 Year to date S&P 500 2.35% 4.97% Russell 3000 2.18% 432% MSC I - Europe, Australia & Far East 1.76% 4.11% Barclays Capital U.S. Aggregate Bond Index 1.14% 3.87% Interest rates on May 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.15% CNP7C00e009531694 NP7000197246 COCOS 0514 030579004 03460/Y_GM_00024#9 SO of 98 CONFIDENTIAL EFTA 00132299 EFTA01274436 Resource Management Account Account name: GHISLAINE MAXWELL Your IImandril Advisor: UBS May 2014 Friendly account name: Account number. SCOTT STACKMA:9*MS CASRiEL Change in the value of your account Summary of gains and losses Vel yes reported belch exclude products for which gain and losses are not deasilltd. May 2014 (4) Year to date IS) Realized gains and losses Unrealized Opening account value $2,003,256.88 $0.00 May 2014 (1) Year to date (1) gains and bses(1) Deposits, including investments transferred in 0.00 1,937,845.29 Short term 0.00 0.00 39,762.21 Wilhckawals and fees, Long term 0.00 0.00 177,549 31 including investments transferred Total $0.00 $0.00 3217,311.52 out -2,181.90 -3,339.82 Dividend and interest income 13,114 22 21,475.67 Change in market value 30,435.49 88,643.55 Cash activity summary See Account sonny the month for detali glances in your Sweep Options are inductdin the q:enng and Closing account value $2,044,624.69 $2,044,624.69 closing balances ears. FDIC insurance applies only to deposits at UBS Bank LISA not to deposits at LOS AG. Stamford Bench or bank deposits paced throuM the LIBSInternaronal Depose Account program. SIPC protection applies to money market sweep fund holdings but rot bank deposits. Sao Amino/tint inSormation apart your statement on the last two pages of this document for detals Dividend and interest income earned May 2014 (1) Year to date (S) For purposes of IN, statement tenability of interest and dnidend Income has been detemined horn a US Opening balances $92,548.60 $0.00 tag reporting penpecti.e. Based upon IM residence of the account holder, recount type. or product type, some Interest antra dvidend payments mat not be subject to United Stan (US) ardor PIRO° Rico (PR) Additions Income tares The (Sent month statement is not intended lo be used and cannot be reted upon for to purposes. Clients should refer to the applicable tar reporting forms they receive from UBS annualy. such as Deposits and other funds credited 0.00 81,449 52 the Forms 1099 and the Fowls OO foe lair reporting information It is the practice of UBS to file the Mplicatte tan reporting forms with the US internal Rexente SenrICe aid PR treasury Crepararent and in Dividend and interest income 13,114.22 21,475.67 such forms accurately classify dodenot ardor interest as tar exempt or tacit* income. Pleat consult your indedual tic prepare,. Proceeds from investment transactions 0.00 3,895.55 May 2014 (3) Year to date (S) Total additions 313,114.22 3106,820.74 Taxable dividends 13,112.00 21,471 39 Subtractions Taxable interest 2.22 4.28 Fees -393.86 -538.02 Total current year $13,114.22 321,475.67 Other funds debned -1,788.04 -2,801.80 Total subtractions 42,181.90 -33,339.82 Total dividend & interest $13,114.22 $21,475.67 Return of captIalipnncipal 0.00 3,895.55 Net cash flow $10,932.32 5103,480.92 Closing balances $103,480.92 $103,480.92 SDNY GM 00021680 Ckle70003305641695NP700319:1246 COCOS 0514 030579004 ooccco Page SI of se CONFIDENTIAL EFTA 00132300 EFTA01274437 Account name: GHISLAINE MAXWELL *UBS Resource Management Account May 2014 Friendly account name: Account number: Your IIBenda Advisor: SCOTT STACK MANILAS CASRIEL Withholdings and tax summary May 2014 (S) Year to date (S) Foreign taxes paid -1,78804 -2,801.80 UBS Bank USA Deposit Account APY Interest period Apr 7 - May 6 Opening UBS Bank USA Deposit balance Apr 7 880,808.77 Closing UBS Bank USA Deposit balance May 6 S94,461 48 Number of days in interest period 30 Average daily balance $87,999.66 Interest earned $2.22 Annual percentage yield earned 003% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Pnmary - Moderate Investment eligibility consderabon • None selected Your account instructions • Your account cost basis default closing method is RIO, First In, First Out CNP7C0C0305631 696 NP7OCOIS0246 COCOS 0514 030575004 00alikY_GM_00028firl $2 of 98 CONFIDENTIAL EFTA 00132301 EFTA01274438 SUBS Resource Management Account Account name: GHISLA1NE MAXWELL Your Fl nancla Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL May 2014 Account number. Your assets Some {Wei, income and current va uNShOern may be approximate. AS a mut, gains and loStts mai not be axurately refkded. See importanoniarntabon about yogi statement a the end of this Cccurrent fee mate Infornaion Cash Cash and money balances Cash and money balances may include avalable cah balances, UBS Bank USA &peat account balances. UBS AG Stardom Branch depoat account naances and money market mutual fund sweep tames UBS Bank USA deposit account balances are insured by the FOC vet hn vatic Sate limits, but are not protected by SIPC. 1)85 AG Stanford Brae h depose account nuances We not insured by FDIC ad are rot protected by SIPC Money market sweep balances are protected by SIPC but are not insured by FDIC. St* the important information *boot sour statement at the end of this document for details rout those balances. OpenngbdanCe closingnuance Pnce per :hare Average Dnidend Interest Days in Hddng on Ns/ 1 (S) on May 30 (S) on May 30(1) rate petiod period Cap ariaLall (1) Cash 1,087 75 2,141 38 UBS BANK USA DEP ACC 91.46085 101,339 54 250,000.00 Total 192,548.60 1103,480.92 Equities Common stock Purchase OW Trade legit« Average price Pnce per share Value on Unrezdized alddng mdeng date of snares per share (S) Cog basis ($) on May 300/ May 30 (S) pain or loss ft/ period ABB LTD SPON ADR Symbol. ABB Exchange: NYSE EAI: $1,134 Current yield: 3 24% Jan 29, 13 825 000 21 .573 17797 89 23.740 19,585 50 1787.61 LT Apr 22, 13 650000 21 211 13,787 15 23.740 15,431 00 1,643.85 LT Security total 1.425.000 21 414 31,585.04 35,016 50 3431.46 ALSTOM ACR Symbol. ALSMY Exchange: CC EAI: $356 Current yield 188% Aug 20, 13 2.425.000 3.634 8,812.78 3.890 9,433.25 620.47 ST Aug 21, 13 2450.020 3.656 8,958 13 3.890 9,530.50 572.37 ST Security total 4,875.000 3 645 17,770 91 18,963.75 1,192.84 continued next page SDNY GM 00021682 C P/P7C003705631697 MI003150246 00035 0514 030575004 Y123572550000000 ►aye 5307 98 CONFIDENTIAL EFTA_00 I 32302 EFTA01274439 SUBS Resource Management Account May 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your linandal Advisor, SCOTT STACK MAMLYLE CASIVEL Your assets Equities Common stock (continued) Purchase OW Trade Minter Average price Price per share Vdue on Unrealized Hadlzg licking date of them per than (S) Con befit (S) on May 39(I) WY 30 (4) gang lost (4) period ASTRAZENECA PLC SPON ACR Symbol: AZN Exchange: NYSE (Al: 41,022 Current yield: 3.884/4 lan 29,13 210.000 50.130 10,527.30 72.200 15,162.00 4,634.70 LT Apr 22.13 85.000 51335 4,363.53 72.200 6,137.00 1,773.47 LT Jul 12, 13 70.000 49.441 3,460.92 72.200 5,054.00 1,593.08 ST Security total 365.000 50 279 18,351.75 26,353.00 8,001.25 BAE SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC EAI: 11,289 Current yield: 4.51% Jan 29,13 1,000.000 22.160 22,160.00 28.560 28,560.00 6,400.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: 3517 Current yield 1.46% Jan 29,13 200.000 99.560 19,912.00 144.469 28,893.80 8,981.80 LT Apr 22, 13 45.000 101.760 4,579.20 144.469 6,501 10 1,921.90 LT Security total 245.000 99.964 24,491.20 35,394.90 10,903.70 BHP BILLITON LTD SPON AOR Symbol: BHP Exchange NYSE (Al: 31,027 Current yield. 3.48% Jan 29,13 320.000 78.520 25,126.50 67.880 21,721.60 -3,404.90 LT Apr22. 13 30.000 63.865 1,915.95 67.880 2,036.40 120.45 LT Jul 12,13 85.000 61.002 5,185.23 67.880 5,769.80 584.57 ST Security total 435.000 74.067 32,227.68 29,527.80 -2,699.88 8NP PARIBAS SA ADR Symbol: BNPOY Exchange: OTC EAI: 9872 Current yield 2.09% Jan 9, 14 710.000 40.003 28,402.76 34.900 24,779.00 .3,62376 ST Jan 13,14 aes.coo 39.735 19,271.70 34.900 16,926.50 -2,345.20 ST Security total 1,195.000 39 895 47,674 46 41,705 50 .5,968.96 BOC HONG KONG HOLDNGS LTD SPON ADR Symbol: BFIKLY Exchange: OTC EAI: 41,424 Current yield: 4.25% Jan 29,13 175.000 69.539 12,169.48 60.330 10,557.75 -1,611.73 LT Apr22, 13 220.000 66.403 1/1,608.84 60.330 13,272.60 -1,336.24 LT Jul 12, 13 160.000 62.770 10,043.20 60.330 9.652.80 -390.40 ST Security total 555.000 66345 36,821.52 33,483.15 -3,338.37 continued next page 0NP70003005531698NP7000190246 00005 0514 030575004 OONNVY_GM_000246,9 54 of 98 CONFIDENTIAL EFTA 00132303 EFTA01274440 Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor: *UBS May 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL YOLK assets . Equities . Common stock (continued) Perna* prIcei Trade Minter Average price nice per Share Value on Unrealized Hoking Hcidng date of awes per share (S) Cog beds (S) an may 30(7) May 30 0/ gain a loss (t) period BRITISH AMER TOBACCO PLC GB SPON ACR Symbol: DTI &change: AMEX EAI: $2,800 Current yield: 3.91% Jan 29,13 340.000 104.097 35,393.08 121.260 41,228 40 5,835.32 LT Apr 22. 13 150.000 107325 16,098.78 121.260 18,189.00 2P90.22 LT lul 12,13 100.000 105.544 10,554.44 121.260 12,12600 1,571.56 ST Security total 590.000 105 163 62,046.30 71,543.40 9,497.10 CEUTSCPE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 42,840 anent yield: 3.96% Sep 16, 13 1,275.000 13-387 17,069.45 16.800 21,420.00 4,350.55 ST Sep 17, 13 1,150.000 13359 15,362.85 16.800 19,320.00 3,957.15 ST Sep 18, 13 990.000 13.393 13,259.17 16.800 16,632.00 3.372.83 ST Oct 10, 13 855.000 15.481 13,236.68 16.800 14,364.00 1,127.32 ST Security total 4,270.000 13.801 58,928.15 71,736.00 12,807.85 DEUTSCHE POST AG SPON ACA Symbol: DPSGY Exchange: OTC EAI: 41,451 Current yield: 2.87% Jan 29,13 640.000 23.900 15,296.00 37.130 23,763.20 8,467.20 LT Apr 22, 13 720.000 22.581 16,258 75 37.130 26,733 60 10,474.85 LT Security total 1,360000 23.202 31,554.75 50,496.80 18,942.05 GDF SUEZ SPON ADR Symbol: GDFZY Exchange: OTC EAI: 42,758 Current yield: 4.97% Jan 29,13 720.000 20.779 14,960.95 28.020 20,174.40 5,213.45 LT Apr 22. 13 380.000 20.919 7,949.37 28.020 10,647.60 2,698.23 LT lul 12, 13 215.000 20.144 4,330.97 28.020 6,024.30 1,693.33 ST Aug 21, 13 285.000 22.200 6,327.10 28.020 7,985.70 1,658.60 ST Aug 22, 13 140.000 22.508 3,151.20 28.020 3,922.80 771.60 ST Aug 23, 13 240.000 22,418 5,380.51 28.020 6,724.80 1344.29 ST Security total 1,980.000 21.263 42,100.10 55,479.60 13,379.50 GLAXO SMITHKLINE PLC ACIt Symbol: GSK Exchange NYSE EAI: 12,597 Current yield: 4.74% Jan 29,13 330.0E0 45.615 15,052.95 53.940 17,800.20 2,747.25 LT Feb 13. 13 320.E03 45.645 14,606 46 53.940 17,260 80 2,654.34 LT continued next peg. SDNY GM 00021684 CNP7Oot0305631699NT7000I93746 00005 0514 030575001 COM Page 55 of 98 CONFIDENTIAL EFTA 0(1132304 EFTA01274441 Account name: UBS Resource Management Account May 2014 Friendly account name: Account number. GHISLAINE MAXWELL Your A nodal Advisor: SCOTT STACK MtinLYLE CASRIEL Your assets . Equities . Common stock (co.-bonus) Purchase pricer Trade Morter Average price Price per shire Vdue on unrealized Holding Hddng date of them per share (S) Con bails (3) on May 30 (3) May 30(S) genes loss ($) period Apr 22, 13 245.000 50.630 12,40447 53.940 13,215.30 810.83 LT Jul 12,13 120.000 52.904 6,348 48 53.940 6,472.80 124.32 ST Security total 1,015.000 47.697 48,412.36 54,749.10 633634 HSBC HOLDINGS PLC NEW GB SPON ADR Symbol: HS9C Exchange: NYSE EAI: 42,805 Current yield: 4.65% Jan 29,13 570.000 56.908 32,43790 52.720 30,050.40 -2,387.50 LT Apr 22, 13 430.000 52.120 22,411.73 52.720 22,46940 257.87 LT Jul 12,13 145.000 54.904 7,961 20 52.720 7,644 40 -316.80 ST Security total 1,145.000 54.857 62,810.83 60,364.40 -2,446.43 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol. ITYBY Exchange:OTC Ea 11,961 Current yield: 4.19% Apr 25, 13 60.000 70.891 4253.51 90.920 5,455.20 1,201.69 LT Apr 26, 13 375.000 70.792 26,547.34 90.920 34,095.00 7,547.66 LT Jul 12,13 80.000 68375 5,470.00 90.920 7273.60 1,803.60 ST Security total 515.000 70.429 36270.85 46,823.80 10,552.95 K IN HOLDINGS LTD WON ADR Symbol: KMIWY Exchange: OTC EAI: lead Current yield 1.95% Apr 3, 13 1,250.000 16.177 20,221.50 14.233 17,791.25 -2,430.25 LT Apr 22, 13 600.000 16320 9,792.00 14.233 8,539.80 -1,252.20 LT Jul 12,13 325.000 16380 5,323.50 14.233 4,625.73 -697.77 ST Aug 5,13 400.000 15.655 6,26236 14.233 5,693.20 -569.16 ST Aug 6,13 435.000 15.888 6,911.50 14.233 6,191 36 -720.14 ST Security total 3,010.003 16.117 48,510.86 42,841.33 -5,669.52 WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LUKOY Exchange: OK (Al: 32,871 Current yield. 4.90% Jan 29,13 410.000 67.030 27,482.30 56.560 23,189.60 -4,292.70 LT Feb 13, 13 35.000 66951 2.34329 56.560 1,979.60 -363.69 1.1. Apr 22, 13 435.003 58.678 25,524.97 56560 24,603.60 -921.37 LT Al 12,13 155.000 60.812 9,42594 56.560 8,766.80 -659.14 ST Security total 14035.000 62.586 64,776 50 58,53960 4,236.90 continued next page CNP703C0305631700NP7000190246 00005 0514 030575004 00ligbiliY_GM_0002,615 56 of 98 CONFIDENTIAL EFTA_00132305 EFTA01274442 Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor: *UBS May 2014 friendly account name: Account number. SCOTT STACK MAMLYLE CASNEL Your assets . Equities Common stock (continued) Purchase picti Trade taunter *swage pdre face pin share value on unrealized sicking Hddng date of shares per shape ($) Con basis (1) 04 m8730(0 may 30 9/ gain a loss (S) period wise GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 42,116 Cirrent yield: 3.78% Jan 29,13 1,660.000 19.580 32502 80 21.300 35,358 00 2,855.20 LT Apr 22, 13 590.000 17.390 10.260.10 21.300 12,567.00 2,306.90 LT Jul 12,13 375040 19219 7207.31 21.300 7,987.50 780.19 ST Security total 2,625.000 19 036 49,970 21 55,912 50 5,942.29 MUNICH REGROUP ADA Symbol: MLAIGY Exchange: OTC EAI: 41,796 Cwrent yield: aim Jan 29,13 1,650.040 18280 30,162.00 22.200 36,630.00 6,468.00 LT Apr 22, 13 425.000 19 544 8,306.29 22.200 9,435.00 1,128.71 LT Jul 12, 13 535.000 19.059 10,196 73 22.200 11,877.00 1,680.27 ST Security total 2,610.000 18.646 48,665 02 57.942.00 9276.98 PESTLE S A SPONSORED ADR PEPSTG REG SHS SWI12 ADR Symbol: NSRGY Exchange: OTC EAI: 42.138 Current yield: 258% Jan 29. 13 570.000 70.160 39,991.20 78.575 44,787.75 4,796.55 LT Apr 22, 13 290.000 69.918 20,276.22 78.575 22,786.75 2,510.53 LT Jul 12.13 195.000 67.417 13,146.41 78.575 15.322.12 2,175.71 ST Secwity total 1,055.000 69.587 73,413.83 82,896.62 9,482.79 MPPON TELEG & TEL CORP SPON ADR Symbol: NTT Exchange NYSE EAI: 41,613 arrent yield: 2.46% lui 22,13 1,700.000 26.445 44,957 18 29.680 50,456 00 5,498.82 ST Aug 6,13 510.000 26309 13,417.69 29.693 15,136.80 1,719.11 ST Security total 2,210.000 26.414 58,374.87 65,592.80 7217.93 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 42.280 Cwrent yield: 2.60% Jan 29,13 590.000 67.877 40,047.61 90.060 53.135 40 13,087.79 LT Apr 22, 13 240.000 72.512 17,403.02 90.060 21,614.40 4,211.38 LT Jul 12,13 145.000 73.450 10,650.38 90.060 13,058.70 2,408.32 ST Security total 975.000 69.847 68,101.01 87,808.50 19,707.49 continued next page SDNY GM 00021688 CNP70003005631701 Nr7000193246 00005 0514 030575004 000000 Page 57 of 98 CONFIDENTIAL EFTA_00132306 EFTA01274443 SUBS Resource Management Account May 2014 Account name: friendly account name: Account number. GHISLAINE MAXWELL Your Alsondol Advisor: SCOTT STACK MANLYLE CASR1EL Your assets . Equities . Common stodc (continued) Purchase pricer Trade Sorter Average price Price per share Yaiueon Unrealized Hddng Hddng date or there& per snare (5) Cott basis (3) cn May 30 (3) User 30 (3) gain or Ion CO period ORK LA ASA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: $1,354 Current yield. 3.69% Jan 21,14 710.000 8.052 5,717 56 8.910 6,326.10 608.54 ST Jan 22,14 220.000 8.190 1,801.84 8.910 1,960.20 158.36 ST Jan 23,14 315.000 8282 2,608.92 8.910 2.806.65 197.73 ST Jan 24,14 185.000 8.147 1,507.25 8.910 1,648.35 141.10 ST Jan 27,14 135.000 8.019 1082.58 8.910 1,202.85 120.27 ST Jan 28, l4 265.000 8.045 2,132.08 8910 2,361.15 229.07 ST Jan 29, 14 390.000 7.991 3,116.53 8910 3,474.90 358.37 ST Jan 30,14 245.000 7.849 1,923.23 8.910 2,182.95 259.72 ST Jan 31,14 260.000 7.878 2,048.46 8.910 2,316.60 268.14 ST Feb 3, 14 185.000 7.794 1,441.96 8910 1,648.35 206.39 ST Feb4,14 235.000 7.671 1,802.69 8.910 2,093.85 291.16 ST Feb5, 14 245.000 7.727 1,893.29 8.910 2,182.95 289.66 ST Feb 6, 14 165.000 7.561 1247.70 8.910 1,470.15 22245 ST Feb7, 14 310.000 7.528 2,333.87 8.910 2,762.10 428.23 ST Feb 10, 14 250.000 7.609 1,902.25 8910 2,227.50 325.25 ST Security total 4,115.000 7.913 32,560.21 36,664.65 4,104.44 PT. TREKOMUNIKASIINXNESIA SPON ACR Symbol: TLK Exchange: NYSE EAI: 1805 Current yield 2.67% Jan 29,13 690.000 39.442 27215 25 43.680 30,139 20 2,923.95 LT RECKITT BENCKISER PLC WON ADR Symbol: RBGLY Exchange. OTC EAI: $1,501 Current yield: 2.47% Jan 29,13 2,590.000 13.560 35,120.40 17.195 44,535.05 9,414.65 LT Apr 22, 13 510.000 14 360 7,323 60 17.195 8,769 45 1,445.85 LT Jul 12,13 440.000 14.331 6,305.99 17.195 7,565.80 1,259.81 ST Security total 3,540.000 13.771 48,749 99 60,870 30 12,120.31 ROCHE Rae LTD SPONS ADR SWITZ MDR Symbol: RHHBY Exchange: OK EAI: $1,281 Current yield: 2.48% Jan 29,13 1,100.000 27.545 30,299 50 36.890 40,579.00 10,279.50 LT Apr 22, 13 300.000 30 267 9,080.31 36.890 11,067.00 1,98649 LT continued next page CHP7C00930563i 702 HP7000190246 00005 0514 030575004 oloNORW_GM_0002ft? 58 of 98 CONFIDENTIAL EFTA_00132307 EFTA01274444 Resource Management Account Account name: GHIS&AINE MAXWELL Your Nnandal Advisor: UBS May 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets . Equities Common stock (continued) Purchase mica Trade minter Average price Price per share vane on Unrealized Hddng Hddng date of shares per share (S) Cost basis (0 on may 30(1) May 30 ($) on a loss ft) Period Security total 1,400.000 28.128 39,379.81 51,646.00 12266.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR Symbol: RDS8 Exchange: NYSE EAI: 11.504 Current yield: 4.59% Jan 29,13 185.000 74.585 13,798 31 81.840 15,140.40 1342.09 LT Apr 22. 13 215.000 65856 14,159.06 81.840 t 7,595 60 3,436.54 LT Security total 400.000 69.893 27,957.37 32,736.00 4,778.63 SAVOR SPON ACIR Symbol: SNY Exchange: NYSE EAI: 11,574 Current yield:2.47% Jan 29,13 720.000 48.754 35,103.55 53.300 38,376.00 3,272.45 LT Apr 22. 13 275.000 52.654 14,480.06 53.300 14,657.50 177.44 LT Jul 12,13 200.000 52.424 10,48490 53.300 10.660.00 175.10 ST Security total 1,195.000 50.267 60,06851 63,693.50 3,624.99 SIEMENS A G SPON ADR Symbol: SIEGY Exchange: OTC EAI: $1,507 Current yield: 2.27% Jan 29,13 250.000 110.110 27,527.50 132.920 33,230.00 5,702.50 LT Apr 22, 13 200.000 100.134 20,026.84 132.920 26,584.00 6,557.16 LT Jul 12,13 50.000 107.256 5,362.83 132.920 6,646.00 1,283.17 ST Security total 500.000 105.834 52,917.17 66,460.00 13,542.83 SNGAPORE TELECOM LTD NEW 2006 SPON AOR Symbol: SGAPY Exchange: OTC EAI: $2,249 Current yield: 4.10% Jan 29,13 1,060.000 28.260 29,955.60 31.095 32,960.70 3,005.10 LT Apr 22. 13 440.000 29.820 13,121.15 31.095 13,681.80 560.65 LT Jul 12,13 265.000 30.551 8,096.17 31.095 8,240.17 144.00 ST Security total 1,765.000 28.993 51,172.92 54,882.67 3,709.75 SMITHS GROUP MC SPON ADR Symbol: SMGZY Exchange: Olt EAI: 1962 Current yield 2.74% Jan 29,13 1,245.000 19.750 24,588.75 22.308 27,773.46 3,184.71 LT Apr 22, 13 330.000 18.685 6,166.05 22.308 7,361 64 1,195.59 LT Security total 1,575.000 19.527 30,754.80 35,135 10 4380.30 continued next page SDNY GM 00021688 CW70003005631703 NP7000193746 00005 0514 030575004 009000 Page S9 of 98 CONFIDENTIAL EFTA 00132308 EFTA01274445 Account name: GHISLAINE MAXWELL UBS Resource Management Account May 2014 Friendly account name: Account number. Your linandul Advisor, SCOTT STACK MAMLYLE CASRIEL Your assets Equities . Common stock kononueM Patellas. pticel Trade Martel Average pate Price per share Value on Untedlied HMIng Melting date of Mien per dime (S) Cott bath (S) on May 30(31 My 30 (S) gin or loss (S) period STATOIL ASA SPON ADR Symbol: STO Exchange NYSE CAI: 41,277 Current yield: 2.89% Jan 29,13 610.000 26.533 16,185.31 30.500 18,605.00 2,419.69 LT Apr 22, 13 205.000 25.765 5,281.88 30.500 6252.50 970.62 LT Apr 22, 13 170.000 23274 3,956.72 30.500 5,185.00 122828 LT Apr 22. 13 135.000 25.785 3,481.05 30.500 4,117.50 636.45 LT Jul 12,13 330.000 21.423 7,069.66 30.500 10,065.00 2,995.34 ST Security total 1,450.000 24810 35,974.62 44225.00 8250.38 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 4333 Current yield 1.95% Jan 29,13 800.000 17200 14,240.00 20.560 16,448.00 2,208.00 LT Jul 12,13 30.000 18.434 553.04 20.560 6)6.80 63.76 ST Security total 830.000 17223 14,793.04 17,064.80 2271.76 TESCO PLC SPONS ADR UNITED KINGDOM Symbol: TSCDY Exchange: OTC EAI: 41.064 Current yield: 4.58% Jan 29.13 435000 17210 7,486.35 15.280 6,646.80 -839.55 LT Apr 22, 13 660.000 16910 11,160.60 15.280 10,084.80 -1,075.80 LT lti 12,13 425.000 16.023 6,809.78 15.280 6,494.00 -315.78 ST SeCtsity total 1,520.000 16.748 25,456 73 23225.60 -2,231.13 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 42,940 Current yield: 3.96% Jan 29,13 460.000 54.547 25,09104 69.450 31,947.00 6,854.96 LT Apr 22, 13 510.000 46279 23,93270 69.450 35,419.50 11,510.80 LT .h.1 12, 13 100.000 50.459 5,045.96 69.450 6,945.00 1,899.04 ST Security total 1,070.000 50.511 54,046.70 74,311.50 20264.80 UNILEVER NV N Y 518 NEW NETHERLANDS SPON SPON ACR Symbol UN Exchange: NYSE EAI: 42,052 Current yield: 2.90% Jan 29,13 930.000 40.500 37,665.00 43.410 40,371.30 2,706.30 LT Apr 22, 13 445.000 41.074 18278 06 43.410 19317.45 1,039.39 LT Jul 12, 13 255.000 41.271 10,524.33 43.410 11,069.55 545.22 ST Security total 1,630.000 40.778 66,467.39 70,758 30 4290.91 continued next page Ctie700030054al 704 NP7000190246 00005 0614 030575001 oNgtoikcenc0002Ret9 60 of 98 CONFIDENTIAL EFTA_00132309 EFTA01274446 Resource Management Account Account name: GHISLANE MAXWELL Your /Inandal Advisor: *UBS May 2014 Friendly account name: Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets . Equities Common stock (continued) Purlhate PRO Trade iatrelpo Average price nice pee share value on Unrealized Horing Hddng date of snares pet share (5) Coo beds (II on May30(5) May 30 (5) gain or loss (S) period UNTO OVERSEAS BK LTD SPONS ACE SINGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: 41,388 Current yield: 3.07% Jan 29,13 900.000 30.540 27,486 00 36.210 32389 00 5,103.00 LT Apr 22, 13 100.000 33.492 3,34924 36.210 3,621.00 271.76 LT Jul 12, 13 250.000 33.180 8,295.00 36.210 9,052.50 757.50 ST Security total 1,250.000 31304 39,130.24 45,262.50 6,132.26 VEReON COMMUNICATIONS INC Symbol: VZ Exchange: NYSE EAI: 41,062 Current yield 74.24% Jan 29,13 383.969 46.861 17,993.39 49960 19,183.09 1,189.70 LT Apr 22, 13 1.315 46.859 61.62 49.960 65.70 4.08 LT lul 12, 13 115.716 46.861 5,422.64 49.960 5,781.17 358.53 sr Security total 501.000 46262 23,477.65 25,029.96 1,552.31 VODAFONE GROUP PLC SPON ADR Symbol: VOD Exchange: OTC EAI: 42.372 Current yield:6.52% Jan 29, 13 796.294 50.164 39,945 60 35.010 27,878.25 -12,067.35 LT Apr 22, 13 2.727 54.627 148.97 35.010 95.47 -53.50 LT Jul 12, 13 239.979 54.033 12,966 80 35.010 8,401.66 -4,565.14 ST Security total 1,039.000 51 070 53661.37 36,375 39 •16,685.99 ZURICH INS GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893.50 30.090 31,594.50 1,701.00 LT Apr 22, 13 685.003 26.251 17,942.21 30.050 20,611.65 2629.44 LT Jul 12, 13 290.000 26.739 7,754,57 30.090 8,726.10 971.53 Si' Security total 2,025.000 27 472 55,630 28 60,932 25 5,301.97 Total 31,723,832.25 31,941,143.77 3217,311.52 Total estimated annual income: 363,726 SDNY GM 00021690 007030S005631705NP7000193246 00005 0514 030575004 000303 Page 61 of 98 CONFIDENTIAL EFTA 0(1132310 EFTA01274447 SUBS Resource Management Account Account name: Friendly account name: Account nuntber: CH LL Your Ilmincid Advisor: SCOTT STACK MANLYLE CASRIEL Your assets (contnvedl Your total assets Pexentage of Cost Estimated UnteSized value on May 30 (S) your account tans (S) annual incur* (51 gun or loss (5) cash Cash and money balances 103A80.92 5.06% 103.480.92 Equities Common stock 1,941,143.77 94.94% 1,723,032.25 63,726.00 217.311.52 Total $2,044,624.69 100.00% $1,827,313.17 $63,726.00 $217,311.52 Account activity this month Date Adhity Desciption mime (I) Dividend aid interestincome Taxable dividends May 1 Dividend VERIZON COMMUNICATIONS INC PAID ON 501 265.53 May 2 Foreign smrnis GROUP PLC SPON ADR PAID ON 1575 337.28 Dividend CUSP: 83238P203 May 5 Foreign OKLA ASA A SH$ %ON ADR PAIDON 4115 1,715.27 Dividend CUSIP: 636331109 May 12 Foreign BAYER A G SPON ADR PAID ON 245 709.29 Dividend CUSIP: 072730302 May 13 Foreign BRITISH AMER TOBACCO PLC GB SPON ADR PAD ON 590 1,946.83 Dividend CUSIP: 110448107 May15 Foreign A88 LTD SKIN ADR PAID ON 1475 1,163.26 Dividend CUSIP: 000375204 May 19 Foreign MUNICH RE GROUP AORPAID ON 2610 2,615.28 Dvidend CUSIP: 626188106 May 27 Foreign GDF SUEZ WON ADR PAIDON 1980 1,8C6.95 Dividend CUSIP: 361608105 May 30 Foreign NESTLE S A SPONSORED ADR REPSTG REG Sit SINITZ ADR AS OF 0512914 2,550.31 Dvidend CUSIP: 641069406 Total taxable dividends $13,112.00 Taxable interest May 7 Interest UM BANK USA DEPOSIT ACCOUNT AS OF 0906114 2.22 Total taxable interest $2.22 Total dividend and interest income 613.11422 DAe *doily Descrption »nowt (1) Pees May 2 Fee SMITHS GROUP PLC SPÖN AEA 47.25 oontawed next page CHP70303005631 706 NP70C0I90246 00005 0514 030575004 OCWILY_GM_00022194” 62 of 98 CONFIDENTIAL EFTA 00132311 EFTA01274448 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor UBS May 2014 Friendly account name: Account number. SCOTT STACK MAN LYLE CASRIEL Account activity this month (contrued) Date Ninny Oeunplion Anoint (1) Pees (continued) May 5 Fee ORK LA ASA A SHS SPON ADR -102.88 May 12 Fee BAYER A G SPON ADR -4.90 May 13 Fee BRITISH AMER TOBACCO PLC GB SPON ACR -295 May 15 Fee A88 LTD SPON ADR -29 SCI May 19 Fee MUNCH RE GROUP ADR -130.50 May 27 Fee GDF SUEZ SPON ADR -49.50 May 30 Fee NESTLE S A SPONSORED ADR REPSTG REG 5145 swriz ADR AS Cf 092914 -26.38 Total fees 4393.86 Oat Athaly Descapnon Amount (1) Other funds debited May 5 Foreign Tax ORKLA ASA A SH5 SPON ADR -257.29 Withheld May 12 Foreign Tax BAYER A G SPON ADR -187.08 Withheld May 19 Foreign Tax MUNICH REGROUP ADR -689.78 Withheld May 27 Foreign Tax GDF SUEZ SPON ADR -271 34 Withheld May 30 Foreign Tax NESTLE 5 A SPONSORED ADR REPSTG REG SHS SWITZ ADR AS Cf -382.55 Withheld 092914 Total other funds debited 41.788.04 Ode AO. vity 0c-schist's° Amount (S) Money balance activities Apr 30 Balance forward 891,46085 May I Deposit UBS BANK USA DEPOSIT ACCOUNT 1,087.75 May 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 265.53 May S Deposit UBS BANK USA DEPOSIT ACCOUNT 290.03 May 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 1355.70 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT ASOF 0906114 2.22 May 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 517.31 May 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.943.88 May 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,133.76 May 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,795.00 continued next page SDNY GM 00021692 CHP7C0:0305631707 NP7003193246 00035 0514 030575001 000000 ►age 63 of se CONFIDENTIAL EFTA 00132312 EFTA01274449 Account name: H MAX ELL Resource Management Account UBS May 2014 Friendly account name: Account number: Your lqnandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (Contrived) Date *nasty Dettrpti0n Amount (S) Money balance activities (continued) May 28 Deposit U8S BANK USA DEPOSIT ACCOUNT I AS& I I May 90 Closing UIS Bank USA Deposit Account 1101,939.54 The U85 Bank USA CeD09t ACCOunt Is your primary sweep option CNP7000000563I 708 NP70C0193246 00005 C1514 03057W04 ILY_GM_000211M9 64 of 98 End of statement for account number CONFIDENTIAL EFTA (()132313 EFTA01274450 Important information about your statement LEIS Financial Senates ex. (the F im or UBS Anoxia sent you the km statenwe on vekhine error or The Fim, together with certain afflicts, ha also mast held, you choose one of the following Services) is a merrter of all orinciaal smartly, canna* problem *Pared. purchased lipplemental protection. The madmen lined oblates' and cptcris eischages. LES Ft-errtial Selects and LBS - howde you name ad accost number 6f any) amount payable to al eligible dents cobriony imam • Endre Ementbncome. lin*e es seekng the Bank USA at rdrect sutodares of LES AG and — Desoto* the arm or the wander yeu we mese this protection is 1500 million as of December 10, 2013. generation of income my. affiliates of LES So:stein U.C. lhe Fim's fbannal about, and .clan as cleat as ycu can why you • Arnim °peelepprociatket Internment seeking statement is available upon moped. The Fin* erode* believe t is an error a why sciu need more filiMa to the pokyconditions ad limitation, cads X growth of prnepelrather than the gereraion of off ices am a: limitation the firm is further protected la up to 11.9 million n the income. — howde the dollar arnamt of the suspected error. aggegate for all you accounts held n a pasioalar • Produce Combleaton of Mom, and Capital LES Finnol Serous Fr capacity A fed ccpy of he poky wiring is /nibble Appreciation liesiments seekeg both the generaticn 1200 Harbor Ertubvad The Fie or Cad Issuer wit rusestigete your complaint Won request. of name and month of prixpol. Weetsmken, tU 07086 and wel correct any error promptly. The SIPC protection and the supplementl protection 0:veroll risk mocks Ibis cerement represent the my offidolrecord of mu Please erne all checks payable to the Fern or tie both do not apply to. LBS Financial Smits account, Other nerds event financial innitution notated on tie front of this • Certain theorist assets controlled by (and instant in • Conserve*. Seeks to mantas ittel peeper, with officielli4 docuncrits containing ecrilide* data should low risk and volatility to the accost overal, send strammt had:Ern to mod, accost fen accounts your account value) but held away from UBSFinrcbil that means the atone does not generate signibcant not be relied upon B you beanie there is an errs or may be subject to mai-Oren* fees, chars for late Services fe.g.. certain(*cash at UBS Bak fel cain at omission, please report it immediately nwritng to the income a mount end may not keep pace with parent for ladies purchases and charges for unpaid LES AG Startedbran* (1) insurarce pro:U1S, inflati:n. Ranch Manager of the office serving sow access's arrcunts in cash accosts. Accounts that we transferred including variable enmities, and (iv) shares ol mutual to other institutions may be subject to a wander fee. funds whirr such theirs are registered diectly in the • Moderate: tang to accept some ride to principal and Arout al figures shorn ere intended to be accurate. name of the account holder on she bait ad meads tolerate some vottfity to seek higher returns. statement data shadi not be used for tar purposes Rely UBS Swoop Options of the applied* issuer or trawler agent); • Awns*: Wiling to accept high lit to pronosial and solar Goys-end tax kerns, te.. Form 1099.54A UBS offers options for sneepng cash telexes biances high volatility to seek highreform owe time. 10425, etc.) whin preptergyour to return. The km is to bar deposits at UBS Bat USA and UBS AG Stariced • Certain rniestmert contacts or nestment interest required by law to report to he IRS all taxabk dividends. branch (flank Sweep Progamd, moseyrano mutual (eg., limited partneships and prime plarments) not Statenoot hounholdhe reportable rontrable de/kinds and tarok aliened Ards (Momy Fu ds) ad theInternationalDeposal we rot *awed ender tie Securities Act of 1933; We may consolidate at related account statements with end m acunties held in you arteent, net proceeds Meant ODAlfor customers with an Memational ad the same adieu n the sane envetce. Accounts may on sale transactixo, and cost tests cc certain covered Resource Management Accord Through tie Bank be related Ice this purpose berate their Iwo owners Eakin. Sweep Proman cash balances re swept to LES Berk • Commodities contacts (e.g Imam exchange and who also mai-aain pia exedra relationships with other USA up to an estabkhed knit rd then to LES AG yeti:usenet/A cutrads) Mudeg futures contacts dints at the sane address. This practice's known as Communications with she Finn Stanford Branch a a Money Fund. Deposits at UBS • househaling • II you prefer to remise 1-diva:tool • Please re-confirm try oral corrmencations in Pretty rd ArmoditFcolico contract. statements mated in separate erwelcces - yOU may Bak USA are FDIC rated in accordace with FDIC to funher protect youtroMb. incladrg your Ned nabs. For nue Homan:en please vat wwwidiegov. The SIPC protector, and to suppkimental protection do dal* householding by (slag your Fruitiest Advisor. under the Sneaks nester In:4•CtiOn Act (StA). Deposes at UBS AG StanfordBurch ad turn of not apply to these assets menif they otherwise appear Money kinds an rot insured by the FDIC. on you. siderneries. The SEC protection and the Friendly assault name • If the financal hstitution cn the top left of the Irma sullakonental protection do not protect agoras changes the FrendYaccant rune reflects alormation that you of this statemert is not LES Financial Sakes LOBS ThrouM the OA, *lila to ash balances are swept to in tie main vaLe of you imestrnents (whether as a erased on the Firm's onlne 'owes websee. II e a Feencial Serceces carries you account as cleanng depose accounts al UBS AG New Yak Branch and LOBS result of market mosement, issuer billkibptCy u customizable 'nick-urn? chosen by you to astift you three by anargentint rah the hicated &Eakin AG Carron Bunch Thew deposits ate not Muted by otherwise) with sour recortheeph;. It has no legal effect on your she FCC. Babnces Feld at the LES AG Cayman Borth won rt. You can change yes hiendY accost names, We Wormed you et this relaniantio when you opened this accost. int* case. your bunt and are tempera* exposed to the sorreir ride of the More information is available woo nosed You may through entre Services or by contactegyourFhancial secuiesa-e located at LBS financial Serwes and rot Casten kinds, and Owe is no grantee Cr otter obtan more hfornation abet' the SIPC Achim.% the erociacng broket. a-4 you must make a relkorl obligason of 1.8$ AG to may the Wines while co the Brochure, by contacting 51K a or by al ery aux or minim to both nom. UBSCapriais Beach's books. string the Sift **kite ervetw.alotarg A000%ffilt overview • Mer ofnor accottitiPortfolia Net of assets and A account statementsshall be deemed cemplete ad Deposes at LES Bale LEA and eachUBS AG Branch are Dividend ROIWOtblbehlt Preston (DPP) liabildies. accurate if not objected ton *meg within 60 days not protected by SIPC. Money Fund shares are protected the peke reflected is an average price. You mar obtan • Asset hulas salable cash balances, van for by SIPC. See 'LES Fiuncial Swats Acacia Protection' the actual price from you Financial Advisor. Only whole restricted seasey lest 1, and Global tine Deposits, • Mean diectortomer complaints or bebw tem are purchased under Dar; partial shires will be urrealied meats to market, and caftan assets not MC Fim's CInt ' eat at sold rd lo* cash wi be deposited in your &court U. by the Firrs Does not include unpriced S.CUititill assets or toll-free at 8:00A .lo : Upon your retest, banes in the Bank Swig *deed reinvestment price applied by the issuer may at the end of the prior and curent statement periods, or ET Mond* thrcugh aA cr in rang to U2S PitgrallS at OA my be withdrawn and shares of a cafe from the nuke pia at which thepartied shares prorate ewestrrents, untested stock options and Financial Sakes Ix., Client Relations Demo-rent, Money tad may be liquidated, end the proceeds are sold anecdote stock anions P.O. Dr 766 Union C iy, rtl 07087. returned so you cr sour seoskin account. • Ciakities Includes debt balances, °Annan; moron Cadmnfieu loans. credit Wit, drop arrant balances. • hear of (men Or trelims about al electronic Further formation about available sweep options, pay whole units mg be held. your accent. If you re • Cab/money barna,. Total of unimested available funds transfer allb BS Visedebit nctaing ores* ketest rates and yelds, a available at entitled to a partel use as a result of a dviderd Parini cash balances, plus UBS Bak USA deposit balances UBS card transartiort, call cc trite to UBS *snubs< from your F barsE Advisor or oterwise, the Firm veil ether sell anal ata at AG Surrawd &anch depose balances and money market Feenuel Semen WOO Harbor Blvd, 6th floor, or by cat* market peke a accept an amount *ermined by a natal fund sweep braces at the case of he Weehawken N/ 07036. Atte RMNI3SA Sermes registered dewily agency, and credits:at «coin statement period. Nooconwocky We credit balances in UBS Financial Services account protection your accourt at rot segregated from other balances Cal or write as soon as you cart it mu shit your TheFrrn is a member of the Startles hunts Protection investment objectives and he Few may use any ol these funds in the ordinay statement or receipt iS merg a 4 you need more Corporation (SIPC), ralrh protect securities account, of The none:nem °teaks and risk profile attack to course of it business. these funds ere payable upon Henna an tout a turner on the flattnient or its members up so 5500,000 including S29),000 for each account minty mybetween Please edam the your darned. This total is included tw cement period rOCOOt. The Finn or Card boar as 4:91ciableEnsto dams kr cash) The SIC asset protection Imes copy to limn prompter in ming of any sionkant change in your clang value. her horny* no later new BO days after to Fim all account tat you hold n a pat:saki capacity. Maxie' situacn or ',women objectives. For each SDNY_GM_00021694 CONFIDENTIAL EFTA 00132+14 EFTA01274451 Important information about your statement (Continued) lending information you would Musty reek* n the market Prices ore - • Ornbe as to date' may meta returnof - h aide& to arinasinvyteised n conned& For detested information an the Cris lending practices obtained from vaious third party sources Mich we metal. income Cr both wth the sale or distnbikon d array contracts and &ensues, ceder to you Client Relatorthip beim to be retitle. but we do not geralee their - 'Crignal see' represents the initial otlerng and crie investment trust units to our <lents, vs Agreement or &cant Agreement and the General accuracy. price per unit and may not ;elect Will cost basis ardor our affiliate nick* resins sharng Terns ad Conditions UBS Statement of Credit Practices - We generator oath* closi-g price when avagabb corrpensekti frommany of the instance available in agreements andDisbrow: at the mean of the bid and ask prices fa lined • Restricted nowities Restrded sea:4in generally companies underpin-9 the athirty &reach, .yes ant morlarrnirredrtrollai warns and cplons a on& bd prices fa OTC are rot currently etgble Sor public sale. UBSFina-ool afliales of tit Murtha carpal& or sponsors of stades. Services des to matel price of the unrestricted stock Metre imesvrent mats we diserbue Use —es - Less Adis& traded securities may be priced ushg a the same issuer as an inputed value fade - Qn Alias also receive trading cammeark and Your osement itemise. securities end other was held valuation model or the most recent peke we restricted stock for moon; of this 'Women on. To other corrwersalith from rnsual finds and late accant at the end of the statement period. You obtaned and may not relent an actual market price the want that redrined acuities are elgbk fa a nannce companies whose voids we *tribute. may ask for deka& a fully paid searties at ary time. Of Not* the vale reared may be sit:martial& less than the - We resits an annual he from UBS Bak LEA and You may recent securities used as loan collateral after - Certain positions may appear without a vice aid inpsed value drown USS AG Stanford Blanch of up to $zs per accost prying any balance due on tem. k -y saurian will ran* at 'price was rot available' if we re sweeping to the barks under the UBS BM Sweep transferredto the him clri-g the Osterent period are undole to obtain a pnce for a wanly • Est hetirneted) Mame. anent yields and rates. Frowns listed at market Mut as of the end of the staterned - Deposits or started denominated encurrencies An .,time of meal income is bawd an current period. other tan U.S. dollars are reflected at the eichinge Sicked ad interest rates, attuning Me scarves will Activity • Cast basis. In &hymning the cost basis of the rate as of the staterrent date. be held for caner from statement date or until hbrmationmood& <unmakes and otter charges starves included in this statement, where indicated - Fa certain wasines trading in nascentorimng Matisite This retinal. imeW age:faint, accuracy Muted in conned& with the oecutcrt of wades, wash the nutria*. - 1,• UPS Fiord& Services has relied ckeymnatceis. price and queerlyflee valor) may ad continued nconw are not outwitted ndudng opoon transactions ha been included on cninforrotion obtained from sources other tanl.8$ have been adisted to facilitatepr.:per vausion. - Estimated anal nccme and anent y.eld fa- ccearrnthons peeved& twisted so you, and sell be Financial Senices. including Mornwicm Mtn anothe- To obtain current quotations, when sailide, cordaa certan tapes of swishes could include a retain of prowled to yOu wavily at fewest Sim a that youmay have pnovided to you finaxial your Financial Adriscr. pmcpalor cave gains in which case the est &Mot The Finn does not nelependently verify a income Ord cures yek$ would be overstated. Shan milky warn* the acaracy or varclity dry irdormation • Prints kreesbesete and rtruclared pod de. - Estimated reel icane and timed yield and the I Kuare engaged in short selling a security, youmay provided by sans other then linFiOfitial Seances. ?hate nagrrese swaths (holdig drect aye Mane and yield might be bwer a higher her a charge the to cergin tarowig costs for that participation acqam and real estate investment mat than theist:matedamounts. particular security. h addlixt although UBS Fifkitel Services general& sear ans) ad strucised poi& as Otrefalkr highly - An estmate ol aruateed ncome (divdend ands penes tic Hammier as Ukase:sad, the firm AktAid. Certain sen_ctcred voicts hove not been interest) divded by the anent market Open aides does not provide any emsances that the Mama& registered with the Securities and Excha- valktaverage balance is based on the last dividend Regarding wee or • soodtikancellecr orders tat under "Cost basis" and lthireakzed oar/loss' is C omission a under any Pate mulles laws. We Of interest payment made by the issuer and were not mouted by the statement date. open buy ad accurate as of the date of this statement. As suck proide estimated gases for private investmem manes the seas-it/deposes will be held for ore sins stop orders are solaced by the mount of dividends please do not re& on FP danution to make secures and structured products for 1*mm:crud year from the statement date or until manly. a rights on an ex-dividerds a emotes date unless &Masa Tale deckions, forme papa& cr purposes only Acasacy knot grarenteed. Accuracy rid continued weld we not gawked intruded otherwise by you. You are regionsble for ahem's*. Accounts transferred to the Fim may - These values may differ abstetiaby from prices. a orders that are sealed &re coyote Illure to caxel reflect gent loss Mama& only for the period of any, at *kith a prime inresanent security a • Asses not held by WS Financial Services Certain ensting open orders. tine they ate end at the Frm More historical structured inxIxt may be bough or sold and do assns au rot held by the fern and not wthn the iikniatcn tribe added by you Tend Advisor. rot necessarily represent the vet ti may receive firm's possess& or unto'. These assets are Privity soon laydwion. &Mired on yar statement for informational To obtain a copy of az current Client Rimy Noisy • Us-Mired oanelowee When data is arailth. - Th en prly 'Ornate of vale ore as of a certain purposes only. Positions and values presented the please contact your Francis' Achisor or vbit a s website ertinated ,malted gang Imes we ciesiated fa date and are sioplid to UBS Fna-cig Services on a provided by the issvig lent US$ F rerial Services at sftweibltagigataggEigs. ?divided secuty lots. Oct transact& data for segue bass by an independert satiation tint not resicrable for to Manion and des not exlitdal lob may or may nor reflect commissary, - ks e., general panne or sponsor estkrated vales, guarantee as &curacy. these assets we rot prattled UBS Financial Services a riot a lurk The RMA, Busness charges ands 'acuity reorgenizatith mints il any, are supplied to the Fran by the Suer, by SEC or the Finis supplemental SIC coverage. Services Account GSA and IRMA are brokerage accounts Dividend and Many nwstment lots rd systematic gemeal paten or sponsor and may be tabulated which provide access so baking services aidproducts pathos kits are exh combined to display one based on different irdonnation from that used by • Revenue shoring and additional compensation. through arangments wet affiliated bats and other averagedlot The • Trade date • &Ismpresents the IMO peas to derive heir estinated values. - In addition to commissions on sales and 12b1 fees third-Daly banks, ad provides access to nsura-ce and aigiul transaction trade date. - You can obeah addled-al idarnain regarding received n cornecuon with the dktnbution of annirty praises hued by unaffiliated eh/downy the methodology used to data-mine the tartrate of mild Ands to °ardent we nuke our fl ee Murals compares through i-oura-ce agency • Callable securities Ban* and preferred stock that value ad the date of the Mame& the is the receive mvonua taring Payments from distributors subsidiaries of UBS Finical Services Inc. the Peer cats for eabr redemption wig be selected basis forte nitrate by contactig your Financial a-dor athiscrs of the mAkil funds that we sell. mural& by lot van arrong all seo.reies of tot Advisor. These amounts are based on two &term Iniestment nsurace. and amityproducts: ism held hour nave or in nominee nee fee as - mid party estimatedMuss my be reflected as COMI:OnerAL tlY amantol &elm by UBS as Not VIZ inured • No bank guaantes May tee value clients. Call bane ilametan k cbtaned from third •Not pried' nave Ise aims. who n paths mutual fund family to our clans and Cia parties and as accuracy snot guaranteed. Other all idependere station hen NS not &opted or is the asset value of a palku W mutual fund family's RYA. Resouce Management Account, Business Services teases mays's' which could aged yield complete unable to assign a vale. Mien we beanie avare shares held at tie Itm Account BSA IRMA ad ntematioral Resource Mortnater still be provided upon request that a material event ha ccomed hat may call a - We and as attaine also recess nethaking and Management Accost are registered service marks of pithead& reported vale Me question. or Men a orrntus proceteing lees in consideration Tor UBS Fruncial Services Inc • Ceetificates of deposit (CDs) CDs are FDIC hared value would be highly sprolative due to the nacre transfer agent wen that we provide to the up to 5250,000 n pritbal and accrued interest per of the seardy mutual sat, Thew lees generally are pail from Visa Sipabse is a reggered senice mark of Visa &cos& ad per deposhay institution in accer&ince - When neither an issue, general partner or sponsor investor asses in the mutual fund and are a fired Intonational uBs Via Sigmas cede cards and UBS web FDIC rules. *stinted vats nor a lewd-pry estimated vale if data amount based an the weber of accounts at yea debt cards are iseed by UBS Bar* USA with voided the slued the seasrty will be &hunt the broke-dealer holOngmica luds cd that fund permission from Vea U.S A Incorporated. • Preehalue iron dilates& for securities and other Iran its purchase price. famiy ;exclude may be higher or lower than the price that UBS Financial Services Inc P.4.v. 20t402 SDNY_GM_0002 1695 CONFIDENTIAL EFTA_00 I 323 IS EFTA01274452 UBS Enancial Services Inc. SUBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 June 2014 CNP7C05•909370614 X123 Y1 0 LL vow NY 1111111 NEW Account name: GH1SLANE MAXWELL Friendly account name: III Account number: Your Financial Advisor: SCOTT STACKNIANLYLE CASRIEL Phone Questions about your statement? Call fOJt hrhancrei AdvJsor of tie Value of your account RMA Resourceline at 800-RMA-1000, on May 30 (1) on lune 30 (1) account Your assets 2,044,624 69 1,945,163.86 %lair our website: your liabilities 0.00 0.00 Aww.ubscornifinanciatenAces Value of your account $2,044,624.69 $1,945,163.86 Items for your attention • Reminder. Certain mutual fund shares held in select UBS Investment Achisory Programs will be converted starting in lune. See your statement activity for Souroes of your account growth details Tracking the value of your account duriag 2014 Value of your account S Thousands at year end 2013 1000 Net deposits and 2,044.6 1,945.2 withdrawals 31,816,411.69 • Your iwestment return Disidend and interest income 136,084.53 Change in morket value S92.663 64 Value of your octant May 2014 or An 30, 2014 $1,945.163.46 Jun 2014 SDNY GM 00021696 Member SIPC CNP700030C6498937Nr7003297741 00005 0614 030575004 woo° Page 51 of 102 CONFIDENTIAL EFTA 00132316 EFTA01274453 T UBS Strategic Advisor June 2014 Account name: Friendly account name: Your Financial Advisor: Account number: Your account balance sheet Summary of your assets Value on Percentage of June 30 (1) your account A Cash and money balances 0.00 0.00% Your current asset allocation • B Cash alternatives 0.00 0.00% C Equities 1,945,163.86 100.00% D Fixed income 0.00 0.00% E Non-traditional 0.00 a00% F Corrmodities 0.00 a00% G Other 0.00 0.00% Total assets 31,945,163.86 100.00% Value of your account 51,945,163.86 Eye on the markets Percentage change Index June 2014 year to date S&P 500 2.07% 7.14% Russell 3000 2.51% 6.94% MSC I - Europe, Australia & Far East 0.99% 5.14% Barclays Capital U.S. Aggregate Bond Index 0.05% 3.93% Interest rates on June 30, 2014 3-month Treasury bills: 0.04% One-month LIBOR: 0.16% OW70003006498938 NP7003298741 00635 0614 030575004 11 geillY_GM_000fM9752 of 102 CONFIDENTIAL EFTA 00132317 EFTA01274454 UBS Strategic Advisor Account nate: CHISLAINE MAXWELL Your PI nodal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL *LJBS June 2014 Account number. Change in the value of your account Summary of gains and losses Velues reported below exclude products for which gam end losses are not Ossified. June 2014 (1) rear to date (1) Realized gains and losses Unrealized Opening account value $2,044,624.69 $0.00 June 2014 ($) Year to date (1) gains and bsses (1) Deposits, including investments transferred in 856.49 1,938,701.78 Short term 0.00 0.00 43,282.15 Withckawals and fees, Long term 0.00 0.00 178,049.45 including investments transferred Total $0.00 $0.00 $221,331.60 out -118,950.27 -122,290.09 Dividend and interest income 14,612.86 36,08853 Change in market value 4,020.09 92,663.64 Closing account value $1,945,163.86 $1,945,163.86 Dividend and interest income earned FOI purposes of Ws statement, tenallty of Inkiest and drildend income has been detennined ban a US tar reporting perspective. Based upon the residence of the account holder, account type, or product type, sane Interest and« dvidend payments me not be cubist to united States (US) ardor PURI10 RiCO (PR) Income uses. The Sent monthly staternem 4 not Intended to be used and (soot be fined upon foe tar purposes. Clients should refer to the applicable tat reporting farts they receive train OBS amualy, such as the Forms 1099 and the Fan 480 (or tax repoibng infounabon n is the practice Of U85 to file the lockable tax repOrting forms with the US Intend Revenue Strike and PR Treasury Decerenent. and in such forms accurately dairy doss tench andier interest attic exertpt or Usable Income. Pleat consult you Inchtdual tat preparer. June 2014(1) rear to date IV Taxable dividends 14,609.35 36,080.74 Taxable interest 3.51 7.79 Total current year $14,612.86 $36,088.53 Total dividend & interest $14,612.86 $36,088.53 Return of capitallpnncipal 0.00 3,895.55 SONY GM 00021698 CN110009006498939NP7000293741 00005 0614 030575004 It IMO Pegs S3 of 102 CONFIDENTIAL EFTA_00132318 EFTA01274455 UBS UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL. Your It sandal Advisor: SCOTT STACK MAIILYLE CASRIEL June 2014 Account number. Cash activity summary UBS Bank USA Deposit Account APY See Account Kt/My tht MOMlot decals Balances In your Sweep Options are IncludedIn the opening and closing balances vd i.e. FDIC Insurance epodes only to deposits at Lies Sank USA, not to deposits at UBS AG, Interest period May 7 - Jun 5 StarrIced &arch or bank deposits placed t hrough the UBS international DepOS4 ACIOUnt peogarrt siPC protection applies to money market sweep fund hddings but rot bark deposit. seeImportant ing0001•60.1 Opening UBS Bank USA Deposit balance May 7 $94,461.48 about your stscemert on the last two pages d this document for detals. Closing UBS Bank USA Deposit balance Jun 5 81,443.95 June 2014 (1) Year to date (1) Number of days in interest period 30 Opening balances $103,480.92 $0.00 Average daily balance $85,158.94 Additions Interest earned 53.51 Deposits and other funds credited 856.49 82,306.01 Annual percentage yield earned 005% Dividend and interest income 14,612.86 36,088.53 Proceeds from investment transactions 103,480.92 107,376.47 Total additions $118,950.27 $225,771.01 Your investment objectives: You have identified the idlowing investment objecthes fa this account if you have Questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Financial Advisor or Branch Manager. Youcan find a full description of the alternative related services -346.36 -346.36 investment objectives in Important information about your statamont at the end of this document. Other fees -251.36 -789.38 Your retain objective: Other funds debited -118,352.55 -121,154.35 Current income &capital appreciation Funds withdrawn for investments Your risk profile: bought -103,480.92 -103,480.92 Primary - Aggresswe investment efigbitty consideration None selected Total subtractions -$222,431.19 -$225,771.01 Net cash flow -5103,460.92 $0.00 Your account instructions Closing balances $0.00 $0.00 • Your account is currently coded for margin • Your account cost basis default closing method is FIFO, First In, First Out Withholdings and tax summary lune 20 I a (1) Year to date (1) Foreign taxes paid -1,25464 -4,056.44 CrlF7COM06499940NnOCO?98141 U0035 05l 4 030575004 gffigYGM000lillIng.54 of 102 CONFIDENTIAL EFTA_00I 323 I9 EFTA01274456 T UBS Strategic Advisor June 2014 Account name: Friendly account name: Account number. Your Finandd Advisor: SCOTT STAGK MANLYLE CASRIEL Your assets 50mt pat" income and current vaues Shown may bt apprCedmale. Asa mutt, gains tAø ansses met not Le acuratehi reflected See IMpOrtYkt ~sine son about your statement a the end of Ms &current for mare Infoanston Cash Cash and money balances OpeningDa axe Closing bamce Price per share ~rage Drridendlnierest Oafs n Hddng on Juni (1) onJun30W on Jun 30(S) rate period period Cep [flaunt 01 Cash 2,141.38 0.00 UBS BANK USA DEP ACCT 101,339.54 0.00 250,000.00 Total 6103,480.92 $0.00 Equities Common stock Parch= pater Trade Hunter AVtine Plitt PifiCt pet share Vaue on linrealzed Hddng Hddng date of SWIM per shoe 01 Cod bans (S1 cn tun 300) Jun 30(t) galn Of 1055 CO Period P86 LTD WON ADR Symbol: ABB Exchange: NYSE EAI: $1.134 Current yield 3.34% Jan 29,13 825.000 21.573 17,797.89 23.020 18,991 50 1,193.61 LT Apr22, 13 650.000 21211 13,787.15 23.020 14,963.00 1,175.85 LT Socially total 1,475.000 21.414 31,585 04 33,954.50 2369.46 ALSTOM AI* Symbol. ALSMY Exchange: OTC EAI: $356 Current yield 2.04% Aug 20, 13 2,425.000 3.634 8,812.78 3.580 8,681.50 -131.28 ST Aug 21, 13 2,450.000 3.656 8,95813 3.580 8,771.00 •187.13 Sr Security total 4,875.000 3.645 17,770.91 17,452.50 -318.41 ASTRAZENECA PLC SPON ADR Symbol: AZN Exchange: NYSE EAI: $1,022 Current yield: 3.77% Jan 29,13 210.000 50.130 10,527.30 74.310 15Ø.I0 5,077.80 LT Apr22, 13 85.000 51.335 4,363.53 74.310 6,316.35 1,952.82 LT Jul 12,13 70.000 49.441 3,460.92 74.310 5,201.70 1,740.78 ST Socially total 365.003 50279 18,351.75 27,123.15 8,771.40 continued next page SDNY GM 00021700 CHP7000X)05458941 NPI000793741 00005 0514 030575004 111000 Page SS of 102 CONFIDENTIAL EFTA_00132320 EFTA01274457 4tUBS UBS Strategic Advisor lure 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your lquandal Advisor, SCOTT STACK MANY LYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase price Trade Herber Average price Price per share vane on Unreel:NI Holdrg Holing cute of mares pc than (S) con taut (S) cn run 30(s) Jun 30(S) gain or loss (S) period BAE SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC EAI: 41,293 Current yield: 4.33% Jan 29,13 1,000.000 22.160 22,160.00 29.860 29,860.00 7,700.00 LT BAYER A G SPON ADR Symbol. BAYRY Exchange: OTC EAI: 4517 Current yield 1.49% Jan 29,13 200.000 99.560 19,912.00 141.270 28254.00 8,342.00 IT Apr 22, 13 45.000 101.760 4,579.20 I AI .270 6,357.15 1,777.95 LT Security total 245.000 99.964 24,491.20 34,611.15 10,119.95 BHP BILLITON LTD SPON ADR Symbol: BHP Exchange NYSE EAI: 51,027 Current yield:3.45% Jan 29, 13 320.000 78.520 25,126.50 68.450 21,904.00 -3,222.50 LT Apr 22, 13 30.000 61865 1,915.95 68.450 2,053.50 137.55 LT Jul 12, 13 85.000 61.002 5,185.23 68.450 5,818.25 633.02 ST Security total 435.000 74.087 32,227.68 29,775.75 -2,451.93 8NP PARIBAS SA ADR Symbol: BNPQY Exchange: OK (Al: 4854 Currentyield 2.10% Jan 9, 14 710.000 40.003 28,40276 34.025 24,157.75 -4,245.01 ST Tar, 13,14 485.000 39.735 1927 1.70 34.025 16,502.12 -2,769.58 ST Security total 1,195.000 39895 47,674.46 40,65987 -7,014.59 80C HONG KONG HOLDINGS LTD SPON ADR Symbol: BIAKLY Exchange: OTC EAI: $1,424 Current yield:4.43% Jan 29, 13 175.000 69.539 12,169.48 57.900 10,132.50 -2,036.98 LT Apr 22, 13 220.000 66.403 14,608.84 57.900 12,738.00 -1,87084 LT Jul 12,13 160.000 62.770 10,043.20 57.900 9264.00 -779.20 ST Security total 555.000 66345 36,821.52 32,134.50 -4,687.02 BRMSH AMER TOBACCO PLC GB SPON ADR Symbol: BTI Exchange: AMEX EAI: 42,800 Cr-Trent yield: 3.99% Jan 29,13 340000 104.097 35393.08 119.080 40,487.20 5094.12 LT Apr 22, 13 150.000 107325 16,098.78 119.080 17,862.00 1,763.22 LT Jul 12,13 100.000 105.544 10,554.44 119.080 11,908.00 1,351% ST Security told 590.000 105.163 62,046.30 70257.20 8210.90 continued next page CNP70009005498942NP7000298741 00005 0614 030575004 NykneGmoocitaggi56 of 102 CONFIDENTIAL EFTA_00132321 EFTA01274458 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor Friendly account name: SCOTT STACK mAfa LYLE CASRiEL UBS June 2014 Account number. Your assets Equities . Common stock (continued] Purthate Witt( Trade Number Average pike Me per share Vdue on unreeeted tidcIng 14ddng date of sham per strait ($) Cot basis (0 al bin 30(R Jun 30 (4) gain or loss (t) Period CEUTSCHE TELEKOM AG DE SPON AOR Symbol: DTEGY Exchange: OTC EAI: 42.763 Current yield: 3.69% Sep 16, 13 1275.000 13387 17,06945 17.520 22,338.00 5268.55 ST Sep 17, 13 1,150.000 13359 15,362.85 17.520 20,148.00 4,785.15 ST Sep 18, 13 990.000 13393 13259.17 17.520 17344.80 4,085.63 ST Oct 10, 13 855.000 15.481 13,236.68 17.520 14,979.60 1,742.92 ST Security total 4,270.600 13.801 58,928.15 74,810.40 15,882.25 CEUTSCI-E POST AG SPON ADR Symbol. DPSGY Exchange: OTC EAI: $1,451 Current yield: 2.95% Jan 29,13 640.000 23.900 15,29600 36.220 23,180.80 7,884.80 LT Apr 22, 13 720800 22581 16,258.75 36.220 26,078 40 9,819.65 LT Security total 1,360.000 23.202 31,554.75 49,259.20 17,704.45 GDF SUEZ SPON ADA Symbol: GDFZY Exchange: OTC EAI: 42,758 Current yield: 5.03% Jan 29.13 720.000 20.779 14,56095 27.680 19,929.60 4,968.65 LT Apr 22, 13 380.000 20.919 7,949.37 27.680 10,518.40 2,569.03 LT lul 12,13 215.000 20.144 4330.97 27.693 5,951.20 1.620.23 ST Aug 21, 13 285.000 22200 6327.10 27.680 7,888.80 1,561.70 ST Aug 22, 13 140.000 22.508 3,151.20 27.680 3,875.20 724.00 ST Aug 23, 13 240.000 22.418 5380.51 27.680 6,643.20 1262.69 ST Security total 1,980.000 21.263 42,100.10 54,806.40 12,706.30 GLAX0 SMITHKLINE PLC ADR Symbol: GSK Exchange. NYSE EAI: 12.597 arrant yield: 4.78% lan 29,13 330.000 45.615 15,052.95 53.480 17,648.40 2,595.45 LT Feb 13, 13 320.000 45.645 14,606.46 53.483 17,113.60 2,507.14 LT Apr 22, 13 245.003 50.630 12,404.47 53.480 13,102.60 69813 LT Jul 12, 13 120.000 52.904 6,348.48 53.480 6,417.60 69.12 ST Security total 1,015.000 47.697 48,412.36 54282.20 5,869.84 HSBC HOLDINGS PLC NEW GB SPON ADR Symbol: FISK Exchange: NYSE (Al: $2.805 Current yield: 4.82% Jan 29,13 570.000 56.908 32,437.90 50.800 28,956.00 -3,481.93 LT continued next page SONY GM 00021702 CNP700030064989r3NP7000298741 00005 0614 030575001 111000 Pig* S7 of 102 CONFIDENTIAL EFTA_00132322 EFTA01274459 SUBS UBS Strategic Advisor lure 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Hounds' Advisor: SCOTT STACK MANYLYLE CASR1EL Your assets . Equities . Common stock (continued) Purchase pricer Tiede Weber Average pert Price pa stare VolueOn Unreal:4d licking irking thee of awes per share (S) Cod beat (I) on run 30(0 Jun 30($) gain or loss (S) period Apr 22, 13 430.000 52.120 22,411 73 50.800 21,844.00 -567.73 LT Jul 12,13 145.000 54.904 7,951.20 50.800 7,366.00 -595.20 ST Security total 1,145.000 54.857 62,810.83 58,166.00 .4,644.83 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: 1TYBY Exchange: OTC EAI: $2,073 Current yield: 4.45% Apr 25, 13 60.000 70891 4253.51 90.410 5,424.60 1,171.09 LT Apr 26, 13 375.000 70.792 26,547.34 90.410 33,903.75 735641 LT Jul 12,13 80.000 68375 5,470.00 90.410 7232.80 1,76280 ST Security total 515.000 70.429 36270.85 46,561.15 10290.30 KIRIN HOLDINGS LTD WON ADR Symbol: KNBWY Exchange: OTC EA!: 4834 Current yield 192% Apr 3, 13 1250.000 16.177 20221.50 14.460 18,075.00 -2,146.50 LT Apr 22, 13 600.000 16320 9,792.00 14.460 8,676.00 -1,116.00 LT hi 12,13 325.000 16380 5,323.50 14.460 4,699.50 .624.00 ST Aug 5,13 400.000 15.655 6262.36 14.460 5,784.00 -478.36 ST Aug 6,13 435.000 15888 6,91 1.50 14.460 6290.10 -621.40 ST Security total 3,010.000 16.117 46,510.86 43,524.60 -4,986.26 WKOIL OIL CO SPON ADR (25 RUBLES) Symbol: LVKOY Exchange: OTC MI: $2,871 Current yield: 4.64% Jan 29,13 410.000 67.030 27,482.30 59.820 24,526.20 .2,956.10 LT Feb 13. 13 35.000 66.951 2,343.29 59.620 2,093.70 -249.59 LT Apr 22, 13 435.000 58.678 25,524.97 59.820 26,021.70 496.73 LT PA 12,13 155.000 60.812 9,425.94 59.820 9,272.10 -153.84 ST Security total 1,035.000 62 586 64,776.50 61,913.70 -2,862.80 MTN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: $2,116 Current yield: 3.80% Jan 29,13 1,660.000 19.580 32,502.80 21.200 35,192.00 2,689.20 LT Apr 22.13 590.000 17390 10,260.10 21.200 12,508.00 2,247.90 LT Jul 12,13 375.000 19219 7.207.31 21.200 7,950.00 742.69 ST Security total 2,625.003 19.036 49,97021 55,650.00 5,679.79 continuednext page CNP700030064989MNP7000293741 00005 0614 030575004 I I gfill/YGM0001,913358 of 102 CONFIDENTIAL EFTA_00 I 32323 EFTA01274460 UBS Strategic Advisor Account name: Your II nandal Advisor: 411UBS June 2014 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (continued) rwittiate P1W Trade Wrrber Average price Price per share Vdue on Unretated Halting wiling date of shares per shame (S) Cost basis (0 co itin 30(1) JIM 30($) gain a loss (S) period MUNICH RE GROUP API Symbol: MURGY Exchange: OTC EAI: 11.796 Current yield: 3.10% Jan 29,13 1,650.000 18 280 30,162 00 22.170 36,580.50 6,41&50 LT Apr 22, 13 425.000 19.544 8306.29 22.170 9,422.25 1,115.96 LT Jul 12,13 535.600 19.059 10,196.73 22.170 11,860.95 1464.22 ST Security total 2,610.000 18.646 48,665 02 57,863 70 9,198.68 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR Symb01: NSRGY Exchange: OTC EAI: 42,138 Current yield- 2.61% Jan 29,13 570.000 70.160 39,991.20 77.670 44,271.90 4,280.70 LT Apr22, 13 290.000 69.918 2027422 77.670 22,524.30 2,248.08 LT Jul 12.13 195000 67.417 13,146.41 77.670 15,145.65 1,999.24 ST Security total 1,055.000 69.587 73,413.83 81,941.85 8,528.02 MPPON TELEG & TEL COPP SPON FOR Symbol: N1T Exchange NYSE EAI: $1,653 Current yield: 2.40% Jul 22,13 1,700.000 26.445 44,957.18 31.210 53,057.00 8099.82 sr Aug 6,13 510.600 26.309 13,417.69 31.210 15,917.10 2,499.41 ST Security total 2210.000 26.414 58,374.87 68.974.10 10,599 23 NCWARTiS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 42.280 Current yield: 2.58% Jan 29,13 590.000 67.877 40,047.61 90.530 53,412.70 13365.09 LT Apr 22, 13 240.000 72.512 17,40302 90.530 21,727.20 4324.18 LT Pi 12, 13 145.000 73.450 10,650.38 90.530 13,126.85 2,476.47 ST Security total 975.000 69.847 68,101.01 88266.75 20,165.74 ORKLA ASA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: 41.354 Current yield: 3.66% Jan 21,14 710.000 8.052 5,717.56 8.990 6382.90 665.34 ST Jan 22,14 220.000 8.190 1,801.84 8.990 1,977.80 175.96 ST Jan 23,14 315.000 8282 2,608.92 8.990 2,831.85 222.93 ST Jan 24,14 185.000 8.147 1,507.25 8.990 1,663.15 155.90 ST Jan 27,14 135.000 8.019 1,082.58 8.990 1,213.65 131.07 ST Jan 28,14 265.003 8.045 2,132.08 8.990 2,382.35 250.27 ST continued next page SDNY GM 00021704 CNPT000)006498945NP7000298741 00005 0614 030575004 111000 page 59 of 102 CONFIDENTIAL EFTA_00132324 EFTA01274461 SUBS UBS Strategic Advisor lune 2014 Account name: Friendly account name: Account numbor, GHISLAINE MAXWELL Your Amends' Advisor, SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pricer Trade Martin Average price Price per shoe Velue on Unrealised Hotting ncidng date of therm per than (5) COIL bat (S) cn tun 30(S) Jun 30(S) gin or lost (S) period lan 29,14 390.000 7.991 3,116.53 8.990 3,505.10 389.57 ST lan 30, 14 245.000 71349 1,923.23 8990 2202.55 279.32 ST Jan31,14 260.003 7.878 2,048.46 8.990 2,337.40 288.94 ST Feb 3, III 185.030 7.794 1,441.96 8.990 1.663.15 221.19 ST Feb4, 14 235.000 7071 1602.69 8.990 2,112.65 309.96 ST Feb 5, 14 245.000 7.727 1,893.29 8.990 2,202.55 309.26 ST Feb6, 14 165.000 7.561 1,247.70 8.990 1,483.35 235.65 ST Feb 7, 14 310003 7.528 2,333.87 8.990 2,786.90 453.03 ST Feb 10, 14 250.000 7.609 1,902.25 8990 2247.50 345.25 ST Security total 4,115.000 7.913 32,560.21 36,993.85 4,433.64 TELEKOMUNIKASI INDONESIA SPON AOR Symbol. ILK Exchange. NYSE EAI: 1805 Current yield 2.80% lan 29,13 690.003 39.442 27215.25 41.660 28,745 40 1530.15 LT RECKITT BENCKISER PLC SPON ADA Symbol: ROGLY Exchange: OTC EAI: 51,501 Current yield: 2.42% lan 29, 13 2,590.030 13.560 35,120.40 17.500 45325.00 10204.60 IT Apr 22, 13 510.000 14360 7323.60 17.500 8,925.00 1,601.40 LT RA 12, 13 440.000 14331 6,305.99 17.500 7,700.00 1,394.01 ST Security total 3,510.003 13.771 48,749 99 61,950.00 13,200.01 ROCHE HLDG LTD SPONS Apt swgz ADR Symbol: RHHBY Exchange: OTC EAI: $1,281 Current yield: 2,45% lan 29,13 1,100.000 27.545 30,29950 37.300 41,030.00 10,730.50 LT Apr 22, 13 300.000 30267 9,080.31 37.300 11,190.00 2,109.69 LT Security total 1.000.000 28.128 39,379 81 52220 00 12,840.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS WON ADR Symbol: RDS.8 Exchange. NYSE EAI: $1,504 Current yield: 4 32% lan 29,13 185.000 74.585 13,79831 87.010 16,096 85 2,29854 LT Apr 22, 13 215.000 65.856 14,159.06 87.010 18,707.15 4,548.09 LT Security total 400.000 69293 27,957 37 34,804.00 6,846.63 continued next page CNP70003006498946NP7000298741 00005 0614 030575004 II NYGM000f1,9900 Of 102 CONFIDENTIAL EFTA_00132325 EFTA01274462 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your /Isandal Advisor: UBS JUne 2014 Friendly account name: Account number: SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock Iconbnued: pilOct i'41(tiatt Trade aurber Average pace Price per share Value on unrealized Picking ladling date of shares per share (S) Cost bests (0 ce, pun 30(S) Jun 30(1) gain or loss (1) Period SANOR SPON ADR Symbol: SNY Exchange: NYSE EAI: $1,574 Current yield: 2.48% Jan 29,13 720.000 48.754 35,103.55 53.170 38,282 40 3,17885 LT Apr 22, 13 275.000 52.654 11,48006 53.170 14,62175 141.69 LT Jul 12,13 200.000 52.424 10,484.90 53.170 10,63400 149.10 ST Security total 1.195.000 50 267 60,06851 63,538 I 5 3,469.64 SIEMENS A G SPON ADR Symbol: 9EGY Exchange: OTC (Al $1,507 Current yield:2.28% Jan 29,13 250.000 110.110 27,527.50 132.190 33,047.50 5,520.00 LT Apr 22, 13 200.000 100.134 20,026.84 132.190 26,438.00 6,411.16 LT Jul 12,13 50.000 107256 5,362.83 132.190 6,609.50 1246.67 ST Security total 500.000 105.834 52,917.17 66,095 00 13,177.83 SINGAPORE TELECOM LTD NEW 2006 SPON ADR Symbol: SGAPY Exchange: OTC EAI: 12.249 Current yield:4.11% Jan 29.13 1,060.000 28.260 29,955.60 31.010 32,870.60 2,915.00 LT Apr 22, 13 440.000 29.820 13,121.15 31.010 13,644.40 523.25 LT Jul 12,13 265.000 30.551 8,096.17 31.010 8,217.65 121.48 ST Security total 1,765.000 28.993 51,172.92 54,732.65 3,559.73 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC (Al: $962 Current yield 2.71% Jan 29,13 1245.000 19.750 24,588.75 22.560 28,087.20 3,49845 LT Apr22, 13 330.000 18.685 6,166.05 22.560 7,444.80 127875 LT Security total 1,575.000 19.527 30,754.80 35,532.00 4,777.20 STATOIL ASA WON ADR Symbol: STO Exchange NYSE EAI: $1,277 Current yield:2.86% Jan 29,13 610.000 26.533 16,185.31 30.830 18,806.30 2,620.99 LT Apr22, 13 205.000 25.765 5,281.88 30.830 6,320.15 1,038.27 LT Apr 22, 13 170.000 23274 3,956.72 30.830 5,241.10 1,284.38 LT Apr22, 13 135.000 25.785 3,481.05 30.830 4,162.05 681.00 LT Jul 12,13 330.000 21.423 7,069.66 30.830 10,17190 3,104.24 ST Security total 1,450.000 24.810 35,974.62 44,703.50 8,72888 continued next page SONY GM 00021706 Ctie70009006498947Ne7000293741 00005 0614 030575001 111000 Page 61 of 102 CONFIDENTIAL EFTA 00132326 EFTA01274463 Account name: GH1SLANE MAXWELL *UBS IBS Strategic Advisor June 2014 Friendly account name: Account number. Your II sandal Advisor: SCOTT STACK MANTLYLE CASIVEL Your assets . Equities . Common stodc (continued) Neches. pica Trade hunter Average pace Pnce per shaft Yrlye on Unreal:NI Hddng Nei dog as. of Oven per than (S) Cod beds (3) co run 30 (S) Jun 30(S) gain ot lon (1) period TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TW Exchange: NYSE EAI: 4333 Current yield 1.88% Jan 29, 13 800.000 17.800 14240.00 21.390 17,112.00 2,872.00 LT Jul 12,13 30.000 18.434 553.04 21.390 641.70 813.66 ST Security total 830.000 17.823 14,793 04 1 7,753 70 2,960.66 TESCO PLC SPONS ADR UNITED KWGCOM Symbol: TSCDY Exchange: OTC EAI: 41,064 Current yield: 4.78°4 Jan 29,13 435.000 17210 7,486.35 14.650 6,372.75 -1,113.60 LT Apr 22, 13 660.000 16.910 11,160.60 14.650 9,669.00 -1,491.60 LT Jul 12,13 425.000 16.023 6,809.78 14.650 6,226.25 -583.53 ST Security total 1,520.000 16.748 25,456,73 22,268.00 -3,188.73 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 42,923 Current yield: 3.78% Jan 29, 13 460.000 54.547 25,092.04 72.200 33,212.00 8,119.96 LT Apr 22, 13 910.000 46.879 23,908.70 72.200 36,822.00 12,913.30 LT Jr.4 12,13 100.000 50.459 5,045.96 72.203 7220.00 2,174.04 ST Security total 1,070.000 50.511 54,046.70 77254.00 23207.30 UNILEVER NV N Y 5115 NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 42,052 Current yield: 2.88% Jan 29,13 930.000 40.500 37.665 00 43.760 40,696.80 3,031.80 LT Apr 22, 13 445.000 41.074 18278.06 43.760 19,473.20 1,195.14 LT Jul 12,13 255.000 41271 10,524.33 43.760 11,158.80 634.47 ST Security total 1,630.000 40.778 66,467.39 71,328.80 4,861.41 UNTD OVERSEAS BK LTD SPONS ADR SINGAPORE ADR Symbol: UOVEY Exchange OTC EAI: 11,389 Current yield: 3.07% Jan 29,13 900.000 30.540 27,486.00 36.190 32,571.00 5,085.00 LT Apr 22, 13 100.000 33.492 3,349.24 36.190 3,619.00 269.76 LT Jul 12,13 250.000 33.180 8,295.00 36.190 9,047.50 752.50 ST Security total 1,250.000 31304 39,130.24 45,237.50 6,107.26 continued next page CNP70009006498948NP7000298741 00005 0614 03057%04 IIMikr_cm_oorkiss762 of 102 CONFIDENTIAL EFEA_00132327 EFTA01274464 UBS Strategic Advisor Account name: GHIS&AINE MAXWELL Your Nnandal Advisor: Friendly account name: SCOTT STACKMANLYLE CASRJEL Account number. Your assets . Equities . Common stock iconnnoet r.mti,r.,e Pl(t$ Trade Hunter Average price Price per share Value on Unedited Halting Hddng date of shares per snow (S) Cost bads (0 co Jun 30(A IUD 30 (S) gain a loss (S) period VEMZON COMMUNICATIONS INC Symbol: VZ Eoxhange: NYSE EAI: 11.062 Current yield: 4.33% Jan 29,13 383.969 46861 17,993.39 48.930 18,787.60 794.21 LT Apr 22, 13 1.315 46.859 61.62 48.930 64.34 2.72 LT Jul 12, 13 115.716 46.861 5,422.64 48.930 5,661.98 23934 ST Security total 501.000 46 862 23,477 65 24,51393 1,036.27 VODACCNE GROUP PLC WON AOR Symbol: VOD Exchange: OTC EAI: 52,372 Current yield:6.84% Jan 29,13 7%294 50.164 39,945.60 33.390 26,58826 -13357.34 LT Apr 22, 13 2.727 54.627 148.97 33.390 91.05 47.92 LT Jul 12,13 239.979 54.033 12,966.80 33.390 8,012.90 -4,953.90 ST Security total 1,039.000 51.070 53,%I 37 34.69221 -18,369.16 ZURICH INS GROUP LTD SPON ADR Symbol: ZURVY Exchange: OTC Jan 29,13 1,050000 28.470 29,893.50 30.100 31,605.00 1,711.50 LT Apr 22.13 685.000 26 251 17,982.21 30.100 20.618 50 2,636.29 LT hi 12,13 290.000 26.739 7,754.57 30.100 8,729.00 974.43 ST Security total 2.025.000 27.472 55,630 28 60,952 50 5,322.22 Total $1,723,832.25 S1,949163.86 $221,331.60 Total estimated annual income: $63,771 Your total assets feicernaot alt Cost EStmated VOIR on lun 3015) your account 6914 annual incur* Ill gam ., S [quints Common stock 1,945,163.86 100.00% 1,723,832.25 63,771.00 221,331.60 Total $1,945,163.86 100.00% $1,723,832.25 $63,771.00 $221,331.60 Account activity this month Date Actb4ty Description Amount (5) Deposits and other rands credited Jun 9 Deposit CHECK DEPOSIT 856.49 Total deposits and other funds credited $856A9 SDNY GM 00021708 CNP70303006493949NP1000293741 00005 0614 030575001 111000 Pegs 63 of 102 CONFIDENTIAL EFTA_00132328 EFTA01274465 *UBS UBS Strategic Advisor June 2014 Account name: Friendly account name: Account number: i:ii-IISLANE MAXWELL Your lq Banda Advisor: SCOTT STACK MAAILYLE CASRIEL Date AclIoN Deur/pion Amount (t) Dividend and interest income Taxable dividends Jun 4 Foreign STATOR, MA SFON ADR PAIDON 1450 1,703.16 Dividend CUSIP: 8$771P102 Jun 5 Foreign P.T. TELEKOMUNIKA9 INDONESIA SPON ADR AS OF (604114 962.65 Dividend CIAO): 715684106 JunS Foreign P.T TELEKOMUlli:ASI INDONESIA SPON ADR PAID ON 690 262 54 Cividend CUSIP 71 5684106 Jun 5 Foreign SANOFI SPON ADR PAID ON 1195 2282.15 Dividend CUSIP: 80105N105 Jun 6 Dividend UBS SELECT PRIME INVESTOR FUND 0.12 Jun 9 Foreign RAE SYSTEMS PLC SPON ADR PAID ON 1000 809.73 Dividend CUSIP: 05523R107 Jun 9 Foreign DEUTSCHE POST AG SPON ADR PAID ON 1360 1,478 81 Dividend CUSIP. 25157Y202 Jun I I Foreign UNILEVER NV N Y $HS NEW NETHERLANDS SPON ADP PAID ON 1630 641.89 Dividend CUSIP 904784709 Jun 12 Foreign 8 NP PARIBAS SA ADR PAID ON 1195 1,220.25 Dividend CUSIP. 05565A202 Jun 18 Foreign DEUTSCHE TELEKOM AG DE SPON ADR PAID ON 4270 2,891.56 Dividend CUSIP: 251566105 Jun 20 Foreign TOTAL S.A. FRANCE SPON ADR PAID ON 1070 E182.95 Dividend CUSIP: 89151E109 Jun 26 Foreign ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B CRDSHS SPON ADR PAID ON 376 00 Dividend 400 CUSIP. 780259107 Jun 26 Foreign UNTO OVERSEAS 8K LTD SPONS ADR SINGAPORE ADR PAID ON 1250 I ,097.54 Dividend CUSIP 911271302 Total taxable dividends 314.60935 Taxable interest Jun 6 interest UBS BANK USA DEPOSIT ACCOUNT AS OF 000914 3.51 Total taxable interest $331 Total dividend and interest income 314.612.86 4.1c L.;libtly DeZn,DItOn AMOUnt (S) Fees Jun 4 PPP STATOIL ASA SPON ADR -7.25 Jun 5 Fee P.7 TELEKOMUNIKASi INDONESIA SPON ADR AS CF 0604114 -13.80 Jun 5 Fee P.T. TELEKOMIJNII:ASI INDONESIA SPON ADR -13.80 Jun 5 Fee SANOFI SPON ADR -29.88 continued next page CNP7C000306498950NP70C0793741 00005 C6I 4 030579004 11 031YGM000/IllgElg64 of 102 CONFIDENTIAL EFTA_00132329 EFTA01274466 Account name: SUBS UBS Strategic Advisor Your Finandd Adviser: Friendly account name: SCOTT STACK MANILYLE CASRJEL June 2014 Account number. Account activity this month trOntritiern One Arliety Mutton Arnornt Fees .-e ,.1) Jun 9 Fee RAE SYSTEMS PLC SPON ADR .20.00 Jun 9 Fee DEUTSCHE POST AG SPON ACR .27 20 Jun 12 Fee BHP PARIBAS SA ADR -5.98 Jun 18 Fee DEUTSCHE TELEKOM AG DE SPON ADR -128.10 Jun 20 Fee TOTAL SA FRANCE SPON ADR -5.35 Jun 26 Fee Charged INITIAL FEE -346.36 TotalprofemionalmenagNmmfen 4346.36 Total other fees 4251.36 Dee Actirty Desception Armed (S) Other funds debited Jun 4 Foreign Tax STATCIL ASA VON ACR -255.47 Withheld Jun 5 Foreign Tax P.T. TELEKOMUNIKASI INDONESIA SPON ADR AS OF 0904/14 -192.53 Withheld Jun 5 Foreign Tax P.T. TELEKOMUNIKASI INDONESIA SPON AEA -52.51 Withheld Jun 5 Foreign Tax SAWN SPON ADR -342.32 Withheld Jun 6 Transfer TO Y1235750100 -107)83.86 Jun 9 Transfer TO Y1 235750100 -3.63 Jun 10 Transfer TO VI 235750100 -3097.83 Jun 1I Foreign Tax UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR -96.33 Withheld Jun 12 Foreign Tax SNP PARIBAS SA AIM -183.04 Withheld Jun 16 Transfer TO Y1 235750100 -1376.79 Jun 19 Transfer TO Y1 235750100 -2,763.46 Jun 20 Foreign Tax TOTAL S.A. FRANCE SPON ADR -132.44 Withheld Jun 23 Transfer TO V1235750100 .745.16 Jun 27 Transfer TO Y1235750100 -1,127.18 Total other funds debited 4118352.55 SONY GM 00021710 CNP70009006499951 NPI000799741 00005 0614 030575.004 111000 page 65 of 102 CONFIDENTIAL EFTA_DOI 32330 EFTA01274467 4tUBS UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your Mounds' Advisor: SCOTT STACK MANY LYLE CASRIEL lune 2014 Account number: Account activity this month (Contnued Investment transactions Fog more Information about t ne Nice/value shown for remitted securities, see Important informaixt about your #atement at the endof this docuntnt ircKeedS Iron FundS investment withdrawn fa Accrued Date Activity Description Quantity Value (0 Prue is) transactions (I) onsesiments bought (0 interest (S) Jun 2 Bought U85 SELECT PRIME INVESTOR FUND 103,480.920 1.000 -103,480.92 Jun 6 Sold UBS SELECT PRIME INVESTOR FUND ,103,480.920 103,480.92 Total S103A$0.92 -1103.480.92 Date Activity Deurption Mount (S) Money balance activities May 30 Balance forward 1101.33930 Jun 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,141.38 Jun 3 Withdrawal MIS BANK USA DEPOSIT ACCOUNT AS OF 0902/14 -103.480.92 Jun 5 Deposit UBS BANK VSA DEPOSIT ACCOUNT 1.440.44 Jun 6 Deposit LIBS BANK USA DEPOSIT ACCOUNT AS OF 06405114 3.51 Jun 6 Deposit UK BANK USA DEPOSIT ACCOUNT 2.862.50 Jun 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0606/14 -4,302.82 Jun 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,094.20 Jun 11 Withdrawal Lin BANK USA DEPOSIT ACCOUNT AS OF 06/10114 -3.097.83 Jun 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 545.56 Jun 13 Deposit tin BANK LISA DEPOSIT ACCOUNT 1,031.23 Jun 17 Withdrawal UN BANK USA DEPOSIT ACCOUNT AS OF 06/16114 •1,576.79 Jun t9 Deposit LIBS BANK USA DEPOSIT ACCOUNT 2,763.46 Jun 20 Withdrawal WS BANK USA DEPOSIT ACCOUNT AS OF 0919114 -2,763.46 Jun 23 Deposit OBS BANK USA DEPOSIT ACCOUNT 745.16 Jun 24 Withdrawal UM BANK USA DEPOSIT ACCOUNT ASOF 0923114 -745.16 Jun 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,127.18 Jun 30 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0627/14 .1,127.18 Jun 30 Closing UBS Bank USA Deposit Account 10.00 The 08$ Bank USA 0ep09t A<COunt Is your primary sweep option CNP7C0030064989S2NPVCO298, 41 COWS 0614 030575004 V123572550 I I gtiky_Gm_0001/ 4911166 of 102 End of statement for account number - CONFIDENTIAL EFTA 0O132331 EFTA01274468 Important information about your statement LEIS Fiuncial Services ix. (the F im or UBS Anemia! sent you the fin cerement on which the error or The fin,, together with certain affiliates, ha also roast held, you choose one of the following Services)( is a merrter of all orinciml Rarity, cannot* problem *Peered. purchasechipplemental protection. The moirrun Finer objecther and colons trim-get LES Fe-encial Semites and U3S - how:Myth.- name ad accost number Of any) amount payable toy ekgibie dents, &briery trcke • Pod& Current/income. h.esb,e es seekng the Bank USA n rdrect subsdares of LES AG and — Drab: the axe or the Lander you me are this protection is 1500 million as of December 10, 2013. generation of income my. affiliates of LES Secuitin LIC. The Firm's Ihenna' about, and widen as dear y asp& can why you • Achim °obi Approciatan: Irnestrnentt soaking statement is available upon roan. The Fun's excite* believe t is an error a wary you need more Worn to the pokyconditions ad limitation, cash X growlh of prncpalrather than the generation of off ices re a: formation the firm is further protected kr irti to $1.9 million n the income. — Provide thedollar armirt of the suspected error. aggegate for all you accounts held n ape-titular • Produce Combination of Income and Capital LE5Fironoul Sr was Pc. capacity. A hi copy of tit poky wiring is inedible Appreciation laestments seen* both the generation 1200 Harbor Boulevard The Fim or Cad Issuer war imentigate your complaint upon mount of name and gowth of Weehawken, t6 07086 and MI correct any error mammy. The SIPC protection and the skoplemental protection Overall risk precise Ibis statement represent the any official record of pi' Please mate all [half payable to the fern or the both do not apply to. LES Financial Sevres account, Other rear& ehapt financial institution Seemed on fro front of this • Certain Francis! Assets controlled by (and &lad in • Conservarre Seeks to maintain ni ial prectial with offkid lac docuncritt containing ccrilideg data should low MP aid volatility to the accord thecae, not if Aram& h actlitim to regular accost fees accounts your account value) but hell away from US$Fine-KM that mewls the accord does not generate significant not be relied upon If you befew there is an ernx or may be subject to mailenrce fees, charges for late Services fe.g.. certain(0 cash al UBS Bat fel oath at income or dorm ad may not keep pace with omission, please report it immediately nwritng to the parent for marries purchases and charges for unpaid LOS AG Starnlcrd branch kii) insigne procirtS. Ranch Manager of the office servig sou account. arrcunts in cat =rants. Accounts that ate transferred including variable enmities, and OH shares of mutual to other nakutions may be subject to a transfer tee. finds where such shares are registered diedly in 11* • Moderate: Willi* to accept some risk to mincipal and Allmach ellipses shown are intended to be accurate. name of the account holler on the bucks aml womb tolerate some :rotate* to seek hirer returns. statement data should not be used fa to purposes Rely UBS Sweep Option, of the applicable sea or trrider agent); • Aggressire: Wiling to accept high rek to mnopal ad sole& onmmend tax forms, Form 1098 Bak UBS offers optOns for serepng cash &lakes, Winces high retail* to seek highreturns over tine. 10425, etc.) whinprepregyour ter return. The Fin, is to balk deposits at UBS Bak USA and OBS AG Stant& • Certain rneslmert contracts or niestment interest required by law to report to the IRS all taxable dividends. branchEta Sweep Pregame), money norkre mutual (r.g., limited partneshix and Rhyme placements) the Statement 'household:1C mond& romtrable &Mends and taxable edennt km& (MoneyFut) ad theIntonationalDeposit tre rot regrind trader tie Securities Act of 1983; We may consolidate al related account statements with eared m securities held in you accent, net proceeds Accotnt ODAffor customers with am international ad the stem dirileSS n the sere envetoe. Accounts may On Sae transacts:re, and cost base cn certain covered Resource Management Accort. Though tie Bank be reined Ice this purpose brane they have owners learn in. Sweep Progannt cash balances re swept to IBS Berk • Commodities corrects (e.g foreign oxha-ge and who also mandain pre accord rot/Honchos with other UM up to an estabkhod knit ad then to IBS AG pmc turret.' conked%) exclude* futures contacts clients at the sane address. This practice's known as Corranunications with the Firm Stamford Brady a a Money Fund. Deposits at UBS ad FormoditeoPtion contracts. • hotaehPling • II you prefer to receiee a-diva:oe • Please retortirm any oralcorm-runt:tom in kwiti-g Bat USA are FDIC fluted in accordaxe with FDIC statements mailed in separate envelmes — you may to further protect your rights intbdrig your Ned rules. For nxre nlomatitn please keit werwidicgot the 51K protects:en and the supplemental protection do &clime householding by Ealing your Fruiter Advisor. under the Stares.Ineestor Pral•CtiOn Act (SSA). Deposes at UBS AG StanfordBrach rd tun, of not apply to these *Urn earn they otherwise appear Money Funds aro rot inured by the FDIC. on you siaternents. fly SVC protection ad the Friendly amour name • If thefinancial nstitution on the top lett of Be fore arOkerental protection do not protect again changes the Frendk account name reflects of ormation that you of this statement is not LES Elate! Sexkes,IBS Throup the OA, milt& to cash balances are swept to in the maim vale of your investments (whether as a entered on the firm's onlne sown webste. hea Feencial Services carries your account a &amp deport accounts at UBS AG New Yak Branch and UB5 result of market mosement, issuer bricruptcy customizable 'rich-urn? chman by you to assist you broker by anargerrant wake the indexed intlitulan AG Cayman Bunch These deposits ate not insured by otherwise) wah your record:toping It has & legal effect on your We Wormedmu c4 this relationship when you the FCC. Balances Feld at the LEIS AG Carnal Bramth afer• nt. You en change you hiendk accost names, opened this accost. h this case, your V& and are temporary exposed to the sovereign risk of the More information is avaltik tom richest You may through Onfre Services or by contactegyourfloncial seashore located a UB5 RnancUl &nixes and rot Cayman blends, and there is no 'santee or otter obtain nut information Mott the SIPC the FrocUng broker. al you mat make a rhino obligalon of UBS AG to may the bine, while Co the Ecru" by contacting 51K a or by al ray area or mistier to both arms. UBSCaymares Brach's books. Acmes% overview usitng the Sift webs& or WoOKOIDC,01, • pate ofnOr aCCOUntiPOrt6lia Net of assets ad A Decoct& statementsshall be deemed complete ad Deposis at LES Birk LEA and eachUM AG Branch are Dividend ReiWeernbent Program (DRIP) •AAsses. accurate d not objected ton *meg within 60 days. not protected by SIPC. Money Fund shares ere protected Terre reflected is an swage price. You mai obtan Assets_ kolas salable cash balances. vases,for by SIPC. See *U3S Franc& Serial Account Protection' the acttel vice from you' Financial Advisor. Only Mole restricted storey lest), I, and Global time Deposits • Ilene divot ortomer complaints or • • bebw awn are purchased under DPP; partial shares wil be urrealied mats to market, and caftan mats not held Fitn's C lent ' eat S solird tlw cash war & deposited in your record The by the Fern. Does not include unpriced Sea/idea assets or toll-free at 8:03A. . : Upon you: most batrces in the Bank Sweep dvickni reilvestment price applied by the issuer may at the end ot the prior and 'Parent statement periods. or ET Monday thttugh aA cr in mei* to UBS PO:Varna CIA may be withdrawn and shares of a ale from the market price at which thepartial shires mecca prorate irrestrrent. eau...seed stock options and Feenoal Services lx., Client Relation Dees-rent, Money Raid may be liquidated, and the proceeds a'e sold stock anions P.O. Box 766 Union C iy, W 07087. returned so you a mut sense& account. • I iatuffeek Include, debt Wines, off vardirg mar Caderefieu loans. credit rne, Tat octant balances. • kr case of Perrat Or Wesrnas about an electronic Rather formation about available sweep options, Cnk whole units may be held in you: acme. If you a-e UBS. Total of unimested evadable • Casb/rroney balances. funds Cnder(512b BS Visedebit nclaing ono* 'merest rates and yell, a mailable at entered to a palial unit as smolt of a dviderd Darien' cash balances. plus Irk 1.6A deposit belaxes, UBS card trantactiorn, call cc voile to UBS wwwtlx c from your Fiver ial Advisor or otherwise, the Firm ail either sell parhal air at AG Marraord Den& deposit balances end money market Fe-uncial Sermon ex., WOO Herby BIM, 6th floor, or by calling rivulet peke or accept an amount determined by a moat fund sweep Saxes, at the case of the Weehawken N/ 07036, AtIrr RMAIBSA Serven *erred clearing awry, and credit yew accost statement period. Noncormodey free credit balances in UBS Financial Services actor protection your rout are rot segregated from other balances Cal or write as soon as you can it youIN* your The F IMO a mantra cl the SeardeS Inveitill Protection Investment objectives and the Firs may use any of funds a in the ordinary statement or receipt is wring a 4 you need more Corporation (SIPC), *nkh protects securities account, of The rammed otpecurs and risk profile re speclk to coursed *business. these funds a* payable iron informal on tad a rat on the gannet or its members up so 1500,02)(ncladimgi2K),000 for each account ender* my between Please edam the your chewed. This total is included., the cement period r9Cejot. The Finn or Card burr (as milikiable)man dams kr cash) The Slit asset protection Imes rtilk to Fan prow*, in mugof any signikant change in you closing value. her horn you no later Tam 60 days after the Fim all account trey& hold n a palkular capacity. *axial situmm or nvestrnert objectives. kr each SONY_GM_00021712 CONFIDENTIAL EFTA_00132332 EFTA01274469 Important information about your statement (continued) landing information you would Arty recte n the market Prices ore - •Dalt cm to date may include returns — h Arleen to coentscni received n connencen For debatedinformation cn theFinis fending practices °Wad from various third party sources which we ceded. income Cr both wth tee sale or de-Abash of ,nay contracts and dnclosues, refer to yos Clem Relatertip belts to be reheat but we do not gwratee their - 'Crignalint see • represents the initial Otero; and rant 'treatment tort units to our <lents, vie Agee-runt or team Agreement and the General accuracy. price per unit and may not reflect pod cost basis arida our edit mat rams sharing Terns ad Conditions UBS Statement of Credit Practices - We gem* we the closi-g pricewhen avalabba cormensarion from many of the insance available in Agreement andDatums at the mean of to bid ad ask prices fatted • Restricted letrities Restled wardin arneralY companies underwrithg the atittortract, ungrakusafirsguaglgotusats swain and <plow a on& lag prices fa OTC are rot currenty eigble toe publk sale. UBSFina-col titles of to Wane extant or sponsors of setts. Services ekes the matt price of the unrestricted stock tetra inwstment nests we distract Vasmeta - lass wee& waded turbos may be priced ushg a of the same issueres an touted tut for the - 0.11 aftrigs also receive trading comcnetird and Your Oefaibent itetnim inuribes ad other was held valuation model or to most recent pra we ands' stock for purposes of this 'Women on. To other congersation from tuba' finis and h the woad at the end of the statement period. You °blared and may not reflect an ackol matt rice the rant that restricted secirkies are elite fa a ,,}once Companies whose vocals we detfibUte• may ask fordefvey of tut/ paid setts at anytime. or note the vale reared may be Monancial& less than the — We receive an areal fee from UBS Ba* OA and You mayreceive acuities ad as loan collateral after - Celan partials may appear without a tee aid inured value tarn LIES AG Stanford Brana of up to szs per wait prying any balms, due on them. My securities will tow as *price was rot available if we re sweeping to the bark( under the UBS Bak Sweep taraned to the Firm dri-g the Saar period are untie to obtain a once for a warty • ES. (stated) income. Gwent yield. and rates. Frogram. hated al market value as of the end of the gatemen - Deposits or setts denominated recurrences An estinate of oral income is based on current period. other tun U.S. dollars are reflected at the etchinge clacked ad interest rates, assuning tie secakies will Activity • Can basis. In attaining the cost basis of the rate as of the statement date. be held for one yea from statement date or Lea hbrynation agate cannissCers and ogler charges worts included in this statement, where indicated - Fa argon takes tang rat non.conformng Matteity This stint iorW a akkalne, accuracy incurred in tonnesco wash the ef eft:1[n of ends wih the nutria. 'I,' UPS Fivircial Services his relied dertenacc s. tee and gunny (face vat) may rd continued tome are not gueranteed includng option transactions ha keen included on cninfom'ation cbtained from sources other Chant/11S have been adated to facilitatepreps vausion. - Estimated a-ntal income and cement yield for wants dens meow& Cashed to you. and well be Financial Senates: including informant Iran another To obtain current guitars, when bailable, contad certain types of setts could include a ream of provided to y0u trunptly co fewest. lim a that youmg has avided to Kw Finaxial yea Financial Ater. conceals capeal gars h aria case the est Mato. The Finn does not intlepwantly verify a income (rd current yeti would be masted. Short wiling operant the astray or vardity day irtormation • Prints ineebnents and dructemd prudent - Estimated anal icane rd current yeld and the f you aro engaged in short tetra a security, you may provided by sates cher than LEGAuncial Services. hitt mesas* swats Balding drect actual i-cane aridyield mi;fit be kwer a higher Mar a change sae to certain bcerowhg costs for that participation roam and real estate investment trust than the estimated amounts. particular secunty. hi attirt although LIDS Financial Setts general& warts) and strutted prodxte are general& highly — An estmate of a-mead tome (dividend andor watts tie damnation as it is received, the firm id. Certain tittered proists have not been interest) dryad by the anent market Open Gran caws not provide any isterances tat the information registered will the Securities and Exchange vale:taverna balance is based on the act dividend Regarding oari or • gx4tillicanceilea a-does tat briar "Cost basis" and "threalsed gar/loss' it (omission o- under ay state acuities laws. We Of interest payment made by the issuer and were not meadby the statement date, open buy and accurate as a the date of this statement. As such prone estimated vases for state investmem manes the setts/depot will be held for ore sel stop orders are redid by the mount of dividends please do not reay on this rtemation to make leashes and structured products for rdormattul year from the statement date or until mab.rity. a rights on an ex:Steeds a bags date unless pinta a fie decisions, fame prase or purposes only. Acores knot guar/toed. Accuracy and continued yield me not garinteed inctructed otherwise by you You are nispornble for otherwise. Accounts Wandered to the rim may - These values may differ abstatialy from prat if orders that ore executed dR tont lila to cancel reflect gaintloss edamatit on& for the period of any. at *ha a private ieresanent security a • Assets not held by UBS Fianna Services. Certain Vatting open orders. tine they at held a the F em More historical structured product may be bough or sold and do assess ore rot held by the Fern and not either the total cn tan be added by yar Financial Advisor. not necessarily represent the valve you may receive Fern's possession or contl. These assets de Privacy Won raloidati0n. ableed on yes statement for informational To obtain a copy et at current ChM Stay Nett • Urrealieed gat/loom When data is tildole. ▪ Thal paty ',Oblates of wife ore as of a certain purposes any. Portions ad values presented me please contact mur Francis' Advisor or visit sr trash eninated 'retailed gaits loses at ciattaled la date ad are ,.pilled to UBS Fine-cal Services on a rated by the Wang fern. UBS F renal Settees is at sawAIRGABAcdgagla a-dentalsett lots. Re innate:In data for reguer baw by an independent vitiation Iml. not resit-Able for is ilanation and does not stela lab may or may not select commissions' - tat general partner a Mentor Aimed vats, gurame es accuracy. These assets ate rot trotted UBS Anemia Services a rota berk The WA. Busts charges astir meaty reorganization rents ery, are supplied to the by the tar, by SOP or at Fiat la:elementalSIC coverage. Services Account BSA and ISM are brokerage accounts Dividend and averre reactant lots ad systematic gennal palm or sponsor and may be calculated which provide access to barking services a-idproducts pada bts are eachcombined to display one based on &area Bierman from tat used by • Revenue sharing and additional compensation. trough Braganca weh aftlined bat and other averagedloll)* • Trade date • cash consents the tadparties laded* ter estimated values. — In Aaron to commissions on sales and 12b-t fees thenpary banks, rod provides access to nsura-ce and argrul transaction wade date. - You can okaah addiicnt infarnater regarding received n catcbon writi the distnbution of anmay prodts Sued by unaffiliated thridery the methodology used to determine the rate of mutual lends to Cordell% we alicke our Alfas Seance compants through neura-a agency • Callable securities Bat and ;rehired stock that value ad the date of to a-dormant tha is the subsidiaries of UBS Financial Services Inc. basis for to emirate by contaarg your Financial metres revenue *Wing Parents frOMartributors to is,aer cats for ea-kr redemption wit be selected a-dor advisors of the metal funds that we sell. mpaaal& by lot Iran arrorg all seo.rcies of tat Advisor. Thee anoints are based on two deferent Investment, nsurat ad ruttyproducts: iota held how rumor in nominee name la as - Thant party *stated toes may be reflected as CoMP0nentt- tlY amantol sale, by UBS of a Not VIZ inured • No balk guests May bse vale climb Call Satre hdamation is obtained from third •Not abed' n era I sit Acne wfw n partkulm mutual fund family to our slims and Cs) parties and es accuracy isnot guaranteed. Other <all hdependent negation Cm has not espiedor is the met value of ape-thaw mutual fund lamb's RYA. Rebut Management Account, Business Senices feats may exist ankh cat affect yield complete unable to assign a volt when we become avare shares held at to len Account BSA BMA and ntematioral Resource tortnatir SOW provided upon request that a mama event has wowed that may call a — We and or alMate also rest newerking and Management Accost are registered service marks of prettily reported saw it question: or awn a art:usprocessing lees in consideration tor UBS Financial Services Inc • Ceetificates of deposit (mar COs are FDIC mused value would be highly speottire due tote natre transfer moot secures that we 'Novi* to the bp to S293,000 n petal and accrued interest per of the steady. mutual kinds. Thew kern geocralle are pad from Via *rata is a reggered service mark of Visa demostor aid per depositoryinane:a inaccordance - When neither al sue, general panne or sponsor investor awes in the mutual kind and are a freed International U3S Via Signet'se cede cards and CBS will POI( rules. stetted vale nor a thrthany estimated vela if Jolla amount based an tie number of accounts at yea debit cards are 'stied by UBS Bank USA with matt the value of the sway will be atm' the broker-dealer holdngmaul lends ot that fund in/minion from to U.S A Ineorporred. • Pritenralua Pres dirket for securities and awl Craw Spathe. price. products may be higher or lower the, cheat that UBS Financial Sereicee the Rev. 201402 SDNY_GM_00021713 CONFIDENTIAL EFIA_00132333 EFTA01274470 SUBS U85 Financial Services thc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 July 2014 CNe70057994670714 S2Y1 0 NEW YORK NY Account name: GHIStAINE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACK NIANLYLE CASRIEL P'none Questions about your statement? call your Financial Advisor or the Value of your account RMA ReSOurCetine at 800-RMA-1000, on lune 30 (S) on July 31 (5) account Your assets 1,945,163.86 1,594,884.72 Visit our website: Your liabilities 0.00 0.00 www.ubscomainancianerviCeS Value of your account $1,945,163.86 $1,594,884.72 Souroes of your account growth Tracking the value of your account duriag 2014 Value of your account S Thousands at year end 2013 5O00 1,9492 Net deposits end withdrawals $1,512,467.52 1,5949 Your eivestrnentretunt Dividend and interest income 541,516.76 Chance in market value 140,9W 44 Value of your mown wail 31, 2014 $1,5948$472 Jun 2014 kr ?Ole SDNY GM 00021714 Member SIPC 0910001001769467Ne70001E06650000S07I 0301750CM OICOOD Peg. 51 of 100 CONFIDENTIAL EFTA_00132334 EFTA01274471 SUBS UBS Strategic Advisor July 2014 Account name: Friendly account name: Account number: <i cu 'A ELL Your Fi nandal Advisor 7' STACK PAANLYIE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 31 a) your account A Cash and money balances 1,217.86 0.08% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 1,593,666.86 99.92% D Fixed income 0.00 a00% E Non-traditional 0.00 0.00% F Commodities 0.00 000% G Other O.CO 000% Total assets 31,594,884.72 100.00% Value of your account 51.594.884.72 Eye on the markets Percentage change Index July2014 Year to daW S&P 500 -1.38% 5.66% Russell 3000 -1.97% 4.83% MSC I - Europe, Australia & Far East -1.96% 3.08% Barclays Capital U.S. Aggregate Bond Index -0.25% 3.66% Interest rates on July 31, 2014 3-month Treasury bills: 0.03% One-month LIBOR: 0.16% CNP7000)005789468 NP7003183565 00005 0714 0305750N 010preGitoccaq9102 of 100 CONFIDENTIAL EFTA_00132335 EFTA01274472 ; '1: LIA.V.EL SUBS UBS Strategic Advisor Account name: Your Financial Advisor Friendly account name: SCOTT STACK MALI LY LE CASRIEL July 2014 Account number. Change in the value of your account Summary of gains and losses \glues reported telcw exclude products for which gam and losses are not classified. July 2014 (3) Year to date (I) Realized gains and losses Unrealized Opening account value 51,945,163.86 $0.00 July 2014 ($) Year to date (94 gains and lasses (S) Deposits, including investments transferred in 2,451.44 1,941,153.22 Short term -10,372.89 -10,372.89 21,540.54 Withdrawals and fees, Long term -17,192.77 -17,192.77 175,593.53 including investments transferred Total -$27,565.66 $197,134.07 -$27,565.66 cut -306,39561 -428,685.70 Dividend and interest income 5,428.23 41,516.76 Change in market value -51,763.20 40,900.44 Closing account value $1,594,864.72 $1,594,884.72 Dividend and interest income earned For purposes of Iris statement, tatatitty of interest and candend income has been determined fran a uS tar reporting person-flee. Bawd upon the residence of the account holder, account type, or product twat, some interest and°, thidendPaYments may not be subject to United States (US) ardor Puerto Rico (FR) Income tares. The (lent mend* Statement is not intended lo to used and ramoi tie reied tarn fa lac purposes. Clients should refer to the applictle tar reporting forms they recent. from 185 annualy, such as the forms 1099 and the FerrnS 480. fa rePeang information n is the practice of U85 to Ille tht typitcatie tin reporting forms Ynth the US InternN Revenue Service and PR Treasury Department, and in sue h forms accuratecy (.Sac ly duCknct ard•a interest ars lac exempt or tacatthe incest*. Meese comult aver indvdual tax preparer July 201 4 ($) Year to date IS) Taxable dividends 5,428 23 41,508 97 Taxable interest 0.00 7,79 Total current year 35.428,23 541,516.76 Total dividend & interest 35.42823 $41,516.76 Return of capitaVonncipal 0.00 3,895.55 SONY GM 00021716 CelP7C008305789469NP7003198665 00805 0714 0305790CM 010000 Pogo 53 of 100 CONFIDENTIAL EFTA_00132336 EFTA01274473 *UBS UBS Strategic Advisor July 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your li nodal Advisor. SCOTT STACK MAI/LYLE CASRIEL Cash activity summary UBS Bank USA Deposit Account APY See nCrOunt ortnity the moNntot detdIs Balances In your SveeP Options are inductedin the opting and closing balances die. FDIC insurance apoies only to deposits at U8S Bank USA, not to deports at UBS AG, Interest period Jun 6 - Jul 7 Startoal &arch or bank deposits placed t hrougti the UBS International Depose ACtOtiftt reo7am. SIPC protection applies to money market sweep fund hording, but rot bank deposit. SeeImporunt inaarmanon Opening UBS Bank USA Deposit balance Jun 6 51,443 95 about your statement co the last two pages 0( this document for Mats Closing UBS Bank USA Deposit balance Jul 7 $0.00 July 2014 (1) Year to date (Si Number of days in nterest period 32 Opening balances 50.00 $0.00 Average daily balance $165.33 Additions Interest earned $0.00 Deposits and other funds credited 2,451.44 84,757.45 Annual percentage yield earned 000% Dividend and interest income 5,428 23 41,516.76 Proceeds from investment transactions 299,733 80 407,110.27 Total additions $307,613.47 $533,384.48 Your investment objectives: You have identified the following investment objectives for this account if you have questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Friancial Advisor or Branch Manager. You can find a ful description of the alternative related services -2,451 44 -2,797.80 investment objectives in mponant automation about your statement at the end of this document Other fees -75.46 -864.84 Your return objective: Other funds debited -303,868.71 -425,023.06 Current income &capital appreciation Funds withdrawn for investments Your risk profile: bought 0.00 -103,480.92 Pitman; Aggiessive Investment eligibt'Ity ccasideratron None selected Total subtractions -$306,395.61 -$532,166.62 Net cash flow $1,217.86 $1,217.86 Your account instructions Closing balances $1,217.86 51,217.86 • 't account cost basis default dosing method is FIFO, First In, First Out Withholdings and tax summary July 2014 (1) Year to date (I) Foreign taxes paid -628 85 -4,685.29 CH1'70109005769470 NPTOCOI89665 000:6 07I4 0302%04 V123572550 0l Y GM 000114911154 of I CO CONFIDENTIAL EFTA_00132337 EFTA01274474 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Fl sandal Advisor: *UBS July 2014 Friendly account name: Account number. SCOTT STACKMAMLYLE CASNEL Your assets Some prices, Income and current values shorn may be appro.:1m*. AS nese*. gains tnellOSSe4 ma; not be acturaldy reflected set rnpomnr IMO)",POI) atrata your sttglemeM a the end of this etcurrent for mule Informason Cash Cash and money balances cuttingbilmce Closing belerce Pike per Mat Average Dividend Interest Days In on hi Ida on lul 31 (3) on Jul 31 (t) rate period period 0.00 1217.86 Equities Common stock Purchase pacer Trade hurrbef Average pike Mce per shin value on Unrefined HOICang tithing date of shares per Warne (5) Cosa basis (s) °mutat (5) lu131 (5) gang loss (s) WWI P88 LTD WON ADR Symbol: A88 Exchange: NYSE EAI: 11,134 Current yield: 3.34% Jan 29,13 825.000 21.573 17,797.89 23.000 18,975 00 1,177.11 LT Apr22, 13 650.000 21211 13,787.15 23.000 14,950.00 1,162.85 LT Security total 1,475000 21.414 31,585.04 33,925.00 2,339.96 ASTRAZENECA PLC SPON ADR Symbol. AZI1 Exchange: NYSE EAI: 11,022 Current yield: 3.85% Jan 29,13 210.000 50.130 10,527.30 72.790 15285.90 4,758.60 LT Apr 22. 13 85.000 51.335 4363.53 72.790 6,187.15 1,823.62 LT Jul 12, 13 70.000 49.441 3,460.92 72.790 5,095.30 1,634.38 LT Security total 365.000 50 279 18351 75 26,568 35 8,216.60 BAE SYSTEMS PLC WON ADR Symbol. BAESY Exchange OTC EAI: 31,293 Current yield: 4.47% Jan 29,13 1,000.000 22.160 22,160 00 28.930 28,930.00 6,770.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: $517 Current yield 1.60% Jan 29,13 203.000 99.560 19,912.00 131.676 26,335.20 6,423.20 LT Apr 22, 13 45.000 101.760 4,579.20 131.676 5,925.42 1,34622 LT Socially total 245.003 99.964 24,491.20 32,260.62 7,769.42 continued next page SDNY GM 00021718 CNP70003005769471 NP7000193665 00005 0714 030575004 010000 Page SS of 100 CONFIDENTIAL EFTA_00132338 EFTA01274475 Account name: GH1SLAINE MAXWELL *U BS UBS Strategic Advisor July 2014 Friendly account name: Account number. Your IA nandd Advisor, SCOTT STACK MANY LYLE CASR1EL Your assets . Equities . Common stodc (continued) Purchase price/ Trade Mater Average Oct Price per share VoNeon Unrealized Making Haring date of therm per dean (S) Con barit (S) oniuI31(I) Jul 31 ($) gain or loss (4) period BHP BILLITON LTD SPON ADR Symbol: BHP Exchange: NYSE EAI: 41,027 Current yield: 3.32% Jan 29,13 320.000 78.520 25,126.50 71.090 22,748.80 -2,377.70 LT Apr 22, 13 30.000 63.865 1,915.95 71.090 2,132.70 216.75 LT Jul 12, 13 85.000 61.002 5,185.23 71.090 6,042.65 857.42 LT Sect-city total 435.000 74.067 32,227.68 30,924.15 -1,303.53 BRMSJI AMER TOBACCO PLC GB SPCN ACe Symbol: BT1 Exchange: AMEX EAI: 42,882 Current yield: 4.16% lan 29,13 340.000 104.097 35,393.08 117.400 39,916.00 4,52Z 92 LT Apr 22, 13 150.000 107325 16,09818 117.400 17,610.00 1,511.22 LT Jil 12,13 100.000 105.544 10,554.44 117.400 11,740.00 1,185.56 LT Security total 590.000 105.163 62,046.30 69,266.00 7,219.70 DEUTSCA TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 42,763 Current yield: 3.97% Sep 16, 13 1,275.000 13387 17,069.45 16.310 20,795.25 3,725.80 ST Sep 17, 13 1,150.000 13359 15,362.85 16.310 18,756.50 3393.65 ST Sep 18, 13 990.000 13393 13259.17 16.310 16,146.90 2,887.73 ST Oct 10, 13 855.000 15.481 13,236.68 16.310 13,945.05 708.37 ST Security total 4270.000 13.801 58,928.15 69,643.70 10,715.55 CEUTSCHE POST AG SPON AOR Symbol: DPSGY Exchange: OTC EAI: 41,451 Current yield: 3.34% Jan 29,13 eact000 23.900 15,296.00 31.950 20,448.00 5,152.00 LT Apr22, 13 720.000 22.581 16,258.75 31.950 23,004 00 6,745.25 LT Security total 1,360.000 23.202 31,554.75 43,452.00 11,897.25 GDF SUEZ SPON ADR Symbol: GDFLY Exchange: OTC EAI: 42,758 Current yield: 5.39% Jan 29,13 720.000 20.779 14,960.95 25.820 18,590.40 3,629.45 LT Apr22, 13 380.000 20.919 7,949.37 25.820 9,811.60 1,862.23 LT Jul 12, 13 215.000 20.144 4,330.97 25.820 5,551.30 1,220.33 LT Aug 21, 13 285.000 22200 6,327.10 25.820 7,358.70 1,031.60 ST Aug 22, 13 140.000 22.508 3,151.20 25.820 3,614.80 463.60 ST continued next page CNP70003005789472 NP7000188665 00005 0714 030575001 0141Biicem0002101556 of 100 CONFIDENTIAL EFTA_00132339 EFTA01274476 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your III nandal Advisor: SUBS L. :Y.; Friendly account name: Account number. SCOTT STACKMAN/LYLE CASRIEL Your assets Equities . Common stock (continued) Purchase puce Trade Welber Avtiage Ott Mee pet Mete vdue on Unrealized Picking Jeddng date of shares per snare 01 Cost basis (SI onlur31(1) Jul 31 (4) gain of loss (t) period Aug 23, 13 240.000 22.418 5,380.51 25.820 6,195.80 816.29 ST Security total 1,980.003 21263 42,100.10 51,123.60 9,023.50 GLAXO SMM1K UNE PLC ACR Symbol. GSK Exchange: NYSE EAI: 52,694 Current yield: 5.49% Jan 29,13 330.000 45.615 15,052.95 48.370 15,96210 909.15 LT Feb 13, 13 320.000 45.645 14,606 46 48.370 15,478 40 871.94 LT Apr 22, 13 245.000 50.630 12,404.47 48.370 11,850.65 -553.82 LT Jul 12,13 120.000 52.904 6,34848 48.370 5,804.40 -544.08 LT Security total 1,015.000 47.697 48,412.36 49,095.55 683.19 IMPERIAL TOBACCO GROUP PLC SPON AOR Symbol: INDY Exchange:OTC EM: $2,073 Current yield: 4.63% Apr 25, 13 60.000 70.891 4,253.51 86.850 5,211.00 957.49 LT Apr 26, 13 375.000 70.792 26,547.34 86.850 32,568.75 6,021.41 LT Jul 12, 13 80.000 68375 5,470.00 86.850 6,948.00 1,478.00 LT Security total 515.000 70.429 36,270.85 44,727.75 8,456.90 MIN GROUP LTD SPON ADR Symbol: PvITNOY Exchange:OTC EAI: 42,116 Current yield: 3.90% Jan 29, 13 1,660.000 19.580 32,502.80 20.660 34,295.60 1,792.80 LT Apr 22, 13 590.000 17390 10,260.10 20.660 12,189.40 1,929.30 LT Jul 12, 13 375.000 19219 7,207.31 20.660 7,747.50 540.19 LT Security total 2425.000 19.036 49,970.21 54232.50 4,262.29 MUNICH RE GROUP Apt Symbol: MURGY Exchange: OTC EAI: 41,796 Current yield: 3.24% Jan 29,13 1,650.000 18.280 30,162.00 21.214 35,003.10 4,841.10 LT Apr 22, 13 425.000 19.544 8,306.29 21.214 9,015.95 709.66 LT Jul 12, 13 535.003 19.059 10,196.73 21.214 11349.49 1,152.76 LT Security total 2,610.000 18.646 48,665.02 55368.54 6,703.52 hESTLE 5 A SPONSORED Ace REPSTG REG SHS SWIZZ ADP Symbol: NSRGY Exchange: OTC EAI: 12,138 Current yield: 2.73% Jan 29,13 570.000 70.160 39,991.20 74.150 42,265 50 2,274.30 LT Apr 22, 13 290.000 69.918 20,276 22 74.150 21,503 50 1,227.28 LT continued next page SDNY GM 00021720 001000005769473 NP7000193665 00005 0714 03057500I oi cOCO Page 57 of 100 CONFIDENTIAL EFTA 00132340 EFTA01274477 Account name: GHISLAINE MAXWELL *U BS UBS Strategic Advisor July 2014 Friendly account name: Account number. Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pine Trade Moron Average price Price pet share Velue on Unedited Hddng Melon') date of tharn per Wore (S) Cost bads (5) on1d31(t) itt131 (S) gain or loo (I) period Jul 12, 13 195.000 67.417 13,146.41 74.150 14,459.25 1,312.84 LT Security total 1,055.000 69.587 73,41383 78228 25 4,81442 NPPON TELEG & TEL COPP WON ADR Symbol: NTT Exchange: NYSE EAl: 31,653 Current yield: 2.25% Jul 22, 13 1,700.000 26.445 44,957.18 33.260 56,542.00 11,584.82 LT Aug 6,13 510.000 26309 13,417.69 33.260 16,962.60 3,544.91 ST Security total 2210.000 26.414 58,374.87 73,504.60 15,129.73 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 12,280 Current yield: 2.69% Jan 29,13 590.000 67.877 40,047.61 86.940 51294.60 11246.99 LT Apr 22.13 240.000 72.512 17,40102 86.940 20,865 60 3,462.58 LT Jul 12, 13 145.000 73.450 10,650.38 86.940 12,606.30 1,955.92 LT Security total 975.000 69.847 68,101.01 84,766.50 16,665.49 ORK LA ASA A SFIS WON ADR Symbol: 08c LY Exchange: OTC EAl: 51,354 Current yield. 3.61% Jan 21,14 710.000 8.052 5,717.56 9.120 6,475.20 757.64 ST Jan 22,14 220.000 8.190 1,801.84 9.120 2,00640 204.56 ST lan 23,14 315.000 8282 2,608.92 9.120 2,872.80 263.88 ST lan 24, 14 185003 8.147 1,502.25 9.120 1,687.20 179.95 ST Jan 27,1d 135.000 8.019 1,08258 9.120 1,231.20 148.62 ST Jan 28,14 265.000 8.045 2,132.08 9.120 2,416.80 284.72 ST Jan 29,14 390.000 7.991 3,116.53 9120 3,556.80 440.27 ST Jan 30,14 245.000 7.849 1,923.23 9.120 2234.40 311.17 ST Jan 31,14 260.000 7.878 2,04846 9.120 2,371.20 322.74 ST Feb 3, II 185.000 7.794 1,441 96 9.120 1,687.20 245.24 ST Feb4, Id 235.000 7.671 1,802.69 9.120 2,143.20 340.51 ST Feb 5, 14 245.000 7.727 1,89129 9.120 2234.40 341.11 ST Feb6, 14 165.000 7.561 1,247.70 9.120 1,504.80 257.10 ST Feb 7, 14 310.000 7.528 2,333.87 9.120 2,827.20 493.33 ST Feb 10 14 250.000 7.609 1,902.25 9. t 20 2,280.00 37775 ST Security total 4,115.000 7.913 32,560.21 37,528.80 4,968.59 continued next page CNP70009005709474 HP7000108665 00005 0714 03057%04 041410hcom_000lleitttiss of 100 CONFIDENTIAL EFTA_00132341 EFTA01274478 GHISLAINE MA (WELL sUBS UBS Strategic Advisor Account name: Your Finandal Advisor: Friendly account name: SCOTT STACKMANLYLE CASRIEL July 2014 Account number. Your assets Equities . Common stock (continued) rgI( riatt pi(ct nade NUITtle Average pace erne per share Value on unrernzed tidcIng Hddng date of shares per shale (1) Con bans (S) on n431(t) lul3i (s) on or loss (t) period RT. TELEKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange: NYSE EAI: 1805 Current yield 260% Jan 29,13 690.000 39.442 27215 25 44.910 30,98790 3,772.65 LT RECKITT BENCKISER PLC WON ADR Symbol: RBGLY Exchange: OTC EAI: 41.543 Current yield: 2.44% Jan 29,13 2,590.000 13.560 35,120.40 17.893 46,335.10 11214.70 LT Apr 22, 13 510.000 14360 7.323.60 17.890 9,123.90 1,800.30 LT Jul 12, 13 440.000 14331 6,305.99 17.890 7,871.60 1,565.61 LT Security total 3,540.000 13.771 48,749.99 63,330.60 14,580.61 ROCHE HLDG LTD SPONS AUR SWITZ MDR Symbol: RHHBY Exchange: OTC EAI: 41,281 Current yield- 2.52% Jan 29,13 1,100.000 27.545 30,299.50 36.325 39,957.50 9,658.00 LT Apr 22, 13 300.000 30267 9,080.31 36.325 10,897.50 1,817.19 LT Security total 1,400.000 28.128 39,379.81 50,855.00 11,475.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADP Symbol: RDS.8 Exchange: NYSE EAI: 11,504 Current yield. 4.36% Jan 29,13 185.000 74.585 13,798 31 86.140 15,935.90 2,137.59 LT Apr22, 13 215.000 65.856 14,159.06 86.140 18,520.10 4,361.04 LT Sect-city total 400.000 63893 27,957.37 34,45600 6,498.63 SAVOR WON ADA Symbol. SNY Exchange: NYSE EAI: 41,574 Current yield: 2.52% Jan 29,13 720.000 48.754 35,103.55 52.270 37,634.40 2,530.85 LT Apr22, 13 275.000 52 654 14,480.06 52.270 14,374 25 •105.81 LT hi 12,13 200.000 52.424 10,484.90 52.270 10,454.00 -30.90 LT Security total 1,195.000 50267 60,06851 62,462.65 2,394.14 SIEMENS A G SPON ADR Symbol: 9EGY Exchange: OTC EAI: 31,507 Current yield: 2.44% Jan29,13 250.000 110.110 27,527.50 123.515 30,878.75 3,351.25 LT Apr22, 13 200.003 100.134 20,02684 123.515 24,70300 4,676.16 LT continued next page SDNY GM 00021722 0070xsoos709475 Nr.700019366500005 0714 0305793d 010000 Page 59 of 100 CONFIDENTIAL EFTA_00132342 EFTA01274479 UBS UBS Strategic Advisor Account name: friendly account name: GNISLAINE MAXWELL Your Ignimcid Advisor, SCOTT STACK MANY LYLE CASRIEL July 2014 Account number. Your assets . Equities . Common stock (continued) Purcnase pricer trade veneer Average price Price per snare verse on unedited Halting Hcidng date or diem par 111311 (I) Con bads (5) onit431(I) iu131 (5) gain or Ion (I) period Jul 12,13 50.000 107 256 5,362 83 123.515 6,175.75 812.92 LT Security total 500.003 105.834 52,917.17 61,757.50 8,840.33 SINGAPORE TELECOM LTD NEW 2006 SØ AC« Symbol: SGAPY Exchange: OTC EAI: 12,286 Current yield: 3.99% Jan 29,13 1,060.000 28.260 29,955.60 32.450 34,397.00 4,441.40 LT Apr 22, 13 440000 29820 13,121.15 32.450 14,278.00 1,156.85 LT Jul 12,13 265.000 30.551 8,096.17 32.450 8,599.25 503.08 LT Sect-thy total 1,765.000 28.993 51,172.92 57,274 25 6,101.33 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: 4962 Current yield 2.83% Jan 29.13 1245.000 19.750 24,588.75 21.581 26,868.34 2279.59 LT Apr 22, 13 330.000 18.685 6,166.05 21.581 7,121.73 955.68 LT Security total 1,575.000 19.527 30,754.80 33,990.07 3235.27 STATOIL ASA SPON ADR Symbol: STO Exchange NYSE EAI: $1,594 Current yield: 3.87% Jan 29,13 610.000 26.533 16,185.31 28.440 17,348.40 1,163.09 LT Apr 22, 13 205.000 25.765 5,281.88 28.440 5,830.20 548.32 LT Apr 22, 13 170.000 23274 3,956.72 28.440 4,834.80 878.08 LT Apr 22. 13 135.003 25.78$ 3,481.05 28.440 3,839.40 358.35 LT Jul 12,13 330.000 21.423 7,069.66 28.440 9,38520 2,31554 LT Security total 1,450.000 24.810 35,974.62 41,238.00 5263.38 TAIWAN SEMICONDUCTOR MFG CO LTD ADA Symbol TSM Exchange: NYSE EAI: $333 Current yield 2.01% Jan 29,13 800.000 17.800 14,240.00 20.000 16,000.00 1,760.00 LT Jul 12,13 30.000 18.434 553.04 20.000 600.00 46.96 LT Security total 830.000 17.823 14,793.04 16)500.00 1,806.96 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 42.923 Current yield: 4.24% Jan 29,13 460.000 54.547 25,092 04 64.500 29.670 00 4,577.95 LT Apr 22, 13 510.000 46.879 23,908 70 64.500 32,895.00 8,98630 LT 1512.13 100600 50 459 5,045.96 64.500 6,450.00 1,404.04 LT continued next page CNP70009005799476 NP7000189665 00005 0714 030575004 V123572550 01~yGmgggliar2360 of 100 CONFIDENTIAL EFTA 0O132343 EFTA01274480 UBS Strategic Advisor Account name: Your /1sandal r SUBS account name: Account number. SCOTT STACKMAN1LYLE CASRJEL Your assets Equities . Common stock (continued) Purchase piker Hunter Average pike Price per shat Verve on Unrealized Halting Hddng of shares per she* 01 Cost basis(S) onluI31 (5) Jul 31 (5) gain or loss (S) period Security total 1,070.000 50.511 54,046 70 69,015.00 14,968.30 UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange. NYSE EAI: $2,187 Current yield: 3.26% Jan 2.'3, 13 930.000 40.500 37,665.00 41.130 38250.90 585.90 LT Apr 22, 13 445.000 41.074 1827806 41.130 18302.85 24.79 LT Jul 12, 13 255.000 41.271 10,524.33 41.130 10,488.15 -36.18 LT Security total 1,630.000 40.778 66,467.39 67,041.90 574.51 U4TD OVERSEAS BK LTD SPONS ADR SINGAPORE AOR Symbol. UOVEY Exchange: OTC EAI: $1,389 CuTent yield: 2.91% Jan 29,13 900.000 30.540 27,48600 38.200 34,380.00 6,894.00 LT Apr 22. 13 100.000 33.492 3,349 24 38.200 3,820.00 470.76 LT hi 12, 13 250.000 33.180 8295.00 38.200 9,550.00 1,255.00 LT Searity total 1,250.000 31304 39,130.24 47,750.00 8,619.76 VOOMONE GROUP PLC WON AOR Symbol. VOD Exchange: OTC EAI: $2,389 Curent yield: 6.92T° Jan 29,13 796294 50.164 39,945.60 33.220 26,452.89 -13,492.71 LT Apr 22, 13 2.727 54 627 14897 33.220 90.59 -58.38 LT Jul 12, 13 239.979 54.033 12,966.80 33.220 7,972.10 -4,994.70 LT Security total 1,039.000 51.070 53,061.37 34,515.58 -18,545.79 ZURICH INS GROUP LTD 59014 ADR Symbol. ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893 50 29.060 30,513.00 619.50 LT Apr 22, 13 685.000 26251 17,982 21 29.060 19,906 10 1,923.89 LT Jul 12, 13 290.000 26.739 7,754 57 29.060 8,427 40 672.83 LT Security total 2,025.000 27.472 55,630 28 58,846.50 3216.22 Total $1,396,532.79 $1,593,666.86 $197,134.07 Total estimated annual income: $53,228 SDNY GM 00021724 CNI10000005769477NP7000183665 00005 0714 0305750CM Olc000 Pogo 61 of 100 CONFIDENTIAL EFTA_0013.2344 EFTA01274481 Account name: CHISLAiNE MA ..V.ELL *UBS UBS Strategic Advisor i , .1 Friendly account name: Account number Your Knanået Advisor. SCOTT STACK MAHLYLE CASRIEL Your assets cc nt,ed Your total assets Percentaoe of Cost Esornated Unreaszed Vue on Al 31 (I) your accouns basis (S) annua) incare (S) gan or loss (S) Cash Cash and mono,/ Wanen 1.217.86 0.08% 1.217.86 &luiden common stoa 1,593,666.86 99.92% 1,396,532.79 53,228.00 197,134.07 Total $1,994,884.72 100.00% $1,397,750.65 $53228.00 $197,134.07 Account activity this month Ode Activa), Dexription knount (S) Deposits and other funds aedited Jul 14 "transfer FM Y1 235750100 2,451.44 Total toon and other funds endited 52.451.44 Date Acthely DeUrotion Arrown (S) Dividend eed interestiaoome Taxabk dtvidends Jul 7 Foreign BOC HONG KONG HOLDINGS LTD SPON ADR PAID ON 555 665.80 Dodend CUSIP. 096813209 Jul 7 Foregn NIPPON TELEG & TEL CORP SPON ADR PAID ON 2210 98038 Dodend CUSIP. 654624105 lul 10 Foregn GLAXOSMITHKUNE PLC ADRPAIDON 1015 649.63 Cividend CUSIP: 37733W105 Jul 10 Foregn H58C HOLDINGS PLC NEW GB SPON ADR PAID ON 1145 57250 Dodend CUSIP: 404280406 Jul 14 Poregn TESCO PLC SPONS ADR UNITED K INGDOMPAD ON 1520 790.55 Duidend CUSIP: 681575302 lul 31 Foregn LUKOIL OIL CO SPON ADR(25 RUBLES) PAID ON 1035ASOF 07130114 1.769.37 Dvidend CUSIP 677862104 Total taxable dividend. $5,428.23 Total dividend and interest ineome $5,428.23 Date Aclowly Oexnption Amowit (S) Faal lul 7 Fee BOC HONG KONG HOLDINGS LTD SPON ADR .11 10 Jul 7 Fee NIPPON TELEG & TEL CORP SPON ADR •13.26 lul 14 Fee TESCO PLC SPONS ADR UNITED K INGDOM -3040 Jul 24 Fee C harged QUARTERLY FEE .2,451.44 contnued next page CrIP7C0C0305789478NP70C0188665 03005 0714 030575004 ol 9Stokr_cm_000tei92542 of I00 CONFIDENTIAL EFTA_00132345 EFTA01274482 Account name: GHISLAINE MAXWELL Your Financial Advisor UBS Strategic Advisor UBS July 2014 Friendly account name: Account number. SCOTT STACK m,c44 LYLE CASRIEL Account activity this month kontrued1 OSe Acihily Dexnplion Arnoi.eit 11) Fees (co- rd) Jul 31 Fee LLKOIL OIL CO SPON ADR (25 RUBLES) AS OF 07130/14 .20.70 Total professional management fees 42.45144 Total other fees 475.46 Date Actinly Desception Arrowil (4) Other funds debited Jul 7 Foreign Tax NIPPON TELEG 8., TEL CORP SPON ADR -9804 Withheld Jul 8 Transfer TO Y1235750100 -1,523.78 Jul 11 Transfer TO Y1 23575 0100 -1)2213 Jul 18 Transfer TO Y1 23575 0100 -299.733.80 Jul 25 Transfer TO Y1 23575 0100 -760.15 Jul 31 Foreign Tax LUKOIL OIL CO SPON ADR (25 RUBLES) AS OF 07/3014 -530.81 Withheld Total other funds debited -330326831 Investment transactions For mote I nformSion etout the powYalu' Shown for restricted SeftielleS. See important mlotmuion 000 year statement at the end 01 this Oar when! Pro<ehiS from Funds investment wthdown Ice AC( rued 0,Ste ACUNly DeSCiplohn Quantity Yalt(5) nice (s) transactions (5) inwesirrlentS Deuced (5) interest (1) Jul 18 Sold ALSTOM ADR -4,875.000 3.54 17,257.12 C1J9P: 021244207 Jul 18 Sold BNP PARIBAS SA ADR -1,195.000 32.74 39,123.44 CUSIP: 05565A202 Jul 18 Sold BOC HONG KONG HOLDNGS LTD SPON ADR -555.000 60.69 33,682.21 CUSIP: 096813209 Jul18 Sold KAN HOLDINGS LTD SPON ADR -3,010.000 14 210830 42,773.65 CUSIP: 497350306 Jul 18 Sold TESCO PLC SPONS ADR UNITED KINGDOM •1,520.000 14.51 22,054.71 CUSIP: 881575302 Jul 18 Sold HSBC HOLDINGS PLC NEW GB SPON ADR • 1,145.000 51.362100 58,808.30 CUSIP: 404280406 Jul 18 Sold LUKOIL Olt CO SPON ADR (25 RUBLES) -1,035.000 58556000 60,604 12 CUSIP: 677862104 continued next page SDNY GM 00021726 CNP7000;005789479 NFT0001$8665 COCOS 0714 030573004 Y123SnSSO 010000 Page 63 of 100 CONFIDENTIAL EFTA_00 B2346 EFTA01274483 SUBS UBS Strategic Advisor July 2014 Account name: Friendly account name: Account number: GHISIAINE MAXVvElt. Your i5 auntie' Advisor, SCOTT STACK MAI4LYLE CASF0EL Account activity this month «ontnuedi Investment transactions (continued) Proceeds from Funds investment withdrawn fcr Accrued Date Activity Oesception QL-ansity Value (S) Price (S) transactions (S) investments bought (S) 'merest (S) Jul 18 Sold VERCON COMMUNICATIONS INC -501 COO 50.760100 25,430.25 Total $299,73320 Date Activity Desorption Amount (S) Money balance activities ban 30 Balance forward $0.00 Jul 8 Deposit U85 BANK USA DEPOSIT ACCOUNT 1.523.78 Jul 9 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS Of 07/08r 14 -1,523.78 Jul 11 Dew t UBS BANK USA DEPOSIT ACCOUNT 1,222.13 Jul 14 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07f 1 If 14 -1222.13 Jul i5 Deposit UBS BANK USA DEPOSIT ACCOUNT 3211 59 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/24/14 -2,451.44 Jul 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07125/14 .760.15 Jul 31 Closing UBS Bank USA Deposit Account $0.00 The UBS Bank USA Deposit Account is your primary sweep option Realized gains and losses The estimated reeked gains and losses Shown belt*/ are na for tea purposes. Please note that On or loss Information. we nily not SW gans end losses la as capital changes. We automatic/4y adjust cost bars for recognized on the sae or redemption of certain Structured Products, ekeContingent Debt Securities, may be taoeverrpt and AMT coupon munitipa securities for estimated anonration or tend prerreLms aid for emceed OID adnary. and not capita, gran a loss, Please check with your tar achnor To talc dae gans hod lasses. we fix securities issued at adscoont if you requested that uBS Oust cost baps for the bond premium amonzaton on liquidate the eldest security lot Best. This is known as the first.in. first out or FFO accounting method we We twat'e debt securities then cost twin reflected for these securities has beenalarmed Estimates in the Unchisified this method unless you specified which tar lot to dose when yoz placedyour order. This is known as a versus section can not be classified as short tensor long term tecaise information is rristing or the produd is one in which FonthaSeS Or 16P order. See Important inforni8bOn abOulyOve statement 8 the Mdof Ihlsdarsneol fa more the gannets cáculaton is not pre:aided Short-term capital gains and losses WaSh salt Cawley or Purchase Sae Sae Cost tat basis Secunly destrotion MeM0d face Yang date date amount (S) basis (S) gullmenhp LOSS (S) Gain (1) ALSTOM ACR FIFO 2.425.000 Aug 20 13 Jul 15.14 8.584.31 8,812.78 -228 47 FIFO 2,450000 Aug 21, 13 Jul 15, 14 8,672.81 8,958.13 -285.32 BNP PARIBAS SA AN RFO 710000 Jan 09.1d Jul 15, 14 23244.89 28.402.76 -5,157 87 FIFO 485000 Jan 13, 14 lull 5, 14 15,878.55 19,271.70 -3,393 15 continued next page CNP7C00305769480 N1'7000188665 00005 0714 030579304 0,1telewDm0002,192764 of I00 CONFIDENTIAL EFTA _00132347 EFTA01274484 Account name: GHISLAINE MAXWELL Your Financial Advisor UBS Strategic Advisor LJB S July 2014 Friendly account name: Account number. SCOTT ST ACK1.1Am? KYLE GABRIEL Realized gains and losses (continued) Short-term capital gains and losses (continued) waan sale Quantity or Purchase Sale Sde C0St cost basis Sectrity descrWion Ktethcd Ian Mue doe date amown (S) bast (S) aijuslment(S) Las (S) Gain (S) KIRIN HOLDINGS LTD WON ADR FIFO 400.003 Aug 05, 13 lul 15. 14 5.684.21 6262.36 -578.15 FIFO 435.000 Aug 06, 13 Jul 15, 14 6,181.57 6,911.50 -729.93 Total 66824634 678,619.23 410,372.89 Net short-term capital gains and losses -610,372.89 Long-term capital gains and losses Walt sale Ouanhly or Purchase Sale Sale Cost cost basis Securdy description Method hoe vate date date amount (S) basis (S) allustment(S) Las 0/ Gain (S) BOC HONG KONG HOLDINGS LTD SPON ADR RFO 176000 Jan 29, 13 Jul 15. 14 10.620.52 12,169.48 •1,548.96 FIFO 220.000 Apr 22,13 lul 15, 14 13,351.50 14,608.84 •1,257.34 RFO 160.000 lull 12, 13 lull 5, 14 9.710.19 10,043.20 -333.01 HSBC HOLDINGS PLC NEW GB SPON ADR FIFO 570.003 Jan 29, 13 Jul 15, 14 29275.75 32,437.90 -3,162.15 RFO 430.000 Apr 22.13 Jul 15, 14 22.085.21 22,411.73 -326.52 RFO 145.003 lul 12, 13 lul 15, 14 7,447.34 7,961.20 .513.86 KIRIN HOLDINGS LTD WON ADR FIFO 1250.000 Apr 03,13 lul 15, 14 17,763.14 20,221.50 -2,458.36 RIO 600003 Apr 22,13 Jul 15, 14 8,526.31 9,7 92.00 -1,265.69 RFO 325.000 Jul 12, 13 lul 15, 14 4,61&42 5,323.50 -705.08 LUKOIL OIL CO SPON ADR (25 RUBLES) RFO 410.000 Jan 29, 13 Jul 15. 14 24.007.43 27,482.30 -3,474.87 RFO 35.030 Feb 13, 13 Jul 15. 14 2,049.41 2,343.29 •293.88 RFO 435.000 Apr 22,13 lul 15, 14 25,471.30 25,524.97 -53.67 RFO 155.000 1,412, 13 Jul 15, 14 9,075.98 9,425.94 -349.96 TESCO PLC SPONS ADR UNITED KINGDOM FIFO 435.000 lan 29, 13 lul 15, 14 6,311.71 7,48635 -1,174.64 RFO 660.000 Apr 22,13 Jul 15, 14 9.576.39 11,160.60 -1,584.21 RFO 425000 Jul 12, 13 Jul 1 5. 1i1 6.166.61 6,809.78 443.17 continued next page SDNY GM 00021728 0070003005769481 NP7000193665 00005 0714 030575001 oio0o0 Page 65 of 100 CONFIDENTIAL EFTA 0(1132348 EFTA01274485 SUBS UBS Strategic Advisor Account natty: Friendly account name: Account number: GHIS.LArNE MAXWELL Your 19nancial Advisor: SCOTT STACK MANLYLE CASR1EL Realized gains and losses (continued) Long-term capital gains and losses (continued) Wash sale Oualityo Nochase 5* 5* Cost coo basis Seco* cascriation Method face vale date date amount(!) bass(!) adjustment(S) toss(S) Gain (S) VERIZON COMMUNICATIONS INC RFO 383.969 lan 29,13 lul 15, 14 19,489.88 17,99339 1,496.49 FIFO 1.315 Apr22, 13 lul 15, 14 66.74 61.62 5.12 115.716 Jul 12, 13 lul 15, 14 5,873.63 5,422.64 450.99 Total $231,487.46 6248,680.23 -519.145.37 61,952.60 Net long-term capital gains or losses -S17,197.77 Net capital gains/losses: 327,565.66 CNP70009005789482 NP7060108665 00005 0714 030575004 0141i9itne_cm_ocioN72966 A ICO End of statement for account number CONFIDENTIAL EFTA 00132349 EFTA01274486 Important information about your statement UBS Femoral preenn Inc (to rim a UK Fiume Sitrime. TheFirm0e Cod Kann Mee» me Complain ad hotly on the brats mid records of te xplicable Moo or Codelepei — pu nay nedre househoiln3 by ding your is a menter ol al pm:palsecurity. carrnodety and euxis ellconed and error prooptly tinder agere) Fnatoad Admor eidirges F remcbal Savor ad IAS Band USA zee idea phut/Mot uBS AG ad Maims of uBS *rain Plowrare al ditch past* to tee krnor tie finsuil • Conan nveprintni contexts or norm Menu big. Mora, account name U.( **Fen's Matra ftmeere it arable upon Moen trainon ndemed on en front of this statement h adde bob ra ged ~ships and praxe ~ems) tat are na Tee Mena, mown name of lets earthen that hu the fen's efeatteolicesm a to hive aXoubt fees. Mann mad be urhosta to registered ~the Months Act of 1933. and mere on the Hrns onine sores *Mae It 6a nuntenet. bes cheep I« um payee« for ucurte: natoininbh 'marmot anon by you to me you wth 185 %mein Myra ix ourchaws aidcrams Ia tread arrants h CLh moints • Corneoran commit(09. fore9. tramp ald your recrateng n hu no itga Mel on >ow mount 1200 Harbor Bukrad AimouniS Ad de trd6ftalld 10 oiiw elltauten5 ma) be rebus not craned. ncladke tutees contras an You ai 01~ pis Frrtirn aØ nanes. troop Oahe Nrattikert NI 07086 "Wpm to a master lee Seven oe by0Xedelinj yw instalA*6A'. oin woddY eben contracts Th6suteeiem ra nee the My Muhl reed of berUBS UBS Sweep Ophim The Sle protection aid the M91~41 ~On do net Accounrawbriew Frial031 Simms aohunt Other reords.rapt °float taic UBS oners operas lor ~ere cat braided bfleces to amen these assets even X they Memo* abbey mr • vat» of rag 4k- calm/pa hle‘ d a5:•••5 and doomenn convening conectng date should not be teed bet depouts a unseat LISA and waS AG Raeford Oath summon The SK proteaw2n and the sppbfrwit a Ilhdnn • pon X you Whom that ab «roof .naten (Bak Swap tow.rnsl. ra tty market enteral hauls 0loncy protedon do rot protect emu cranes h the ra t« • Ames Inch*" amiable COT bllaYel ra m la remr, n ~dimly n wring to teBratch ~apt of tie Frals) ante 'terraced? Depose Accown (0kfor vim d txr if...stanch0a~ l a ra h d ra t* remitted whiny *it 1 ma ChM, Tme ~It unregiod once semng your xcoum ra ttans ti ds al ~whaled lemma Irangetnent mowenint. ra n emaruptcy of otherwise/ mats to matel. and ~an asra not held byte Fan Arsouni llueugh Elind Sweep frerms. cat braces Does rot riClaleunpncei StelafteeditetS a ireens of the Althigh al kinin tom are traded to be ache*. are swept fa 18$ Bat BSA p bal estabIshed Won ab Mote Mammon 6 oath Ie upon request You may obun pm and heat statement pooh a or ate ra nee Pamunt data Todd rot be used for tarImposes lee hello les AG Stanford Brand, a a Money Ford Deposes rat 'normal:fin aloc agiln9 the SPC Brehm wrested t1Ø col Wu mil noon» b slot Mom solely on yeaend lar lamb . Fan 1099. 5498. 1048 . at bak Bal USA me FOK inured n modem with fpC bycoaxing SK at ix by mitng tie SPC • Chtehtes behdei CAR baiones. outstaningmagn *claim' ~mg fur to return Tretur is volute by "lift for elm Wen:~ plea. inn waw Inc 9>w wet6ne at ra w hopop loan. ra in Me. shat *mourn Mimes Ian to reen to the RS al taxabhiliedends. repontle non- Dempits a UK AG Bamford Branch and tarn ca Mosey • Cab/Monty aalarcce Tota of Lnirbesied apiabbe cab laubh drawls ard tattle mete exiled en securities funs nemt nsured by the FDIC Dividend pMasment Program We) bSarion. oat U35 Ent USA deposit balbnch UBS AG MU n your saum red proceeds as soh transaction, and The oce kneed ism awe. pnee you may hen the Surrera Branch depoo baisras and Maley mat« putl ti d bamoncotah wend »aura Though Re 0A5 ra bble to cab botines are swap to ettvalire from your /inmate Meer Only wink shores Iuld sweep Mmei a the close of the 31.31(~ perm/ demo accounts a 18$ AG ~York Brash aid 185 AG are pommel to:leeMP. partial tares wit be 5011 and te Non.convnodlly he °edit Damn IN pa ~inn« Cemmuniatione Mth Me Firm Caplan Brant These deposits ate MC nets by tin FDIC ash nil be deposed n paaØrt Tehrad serene from oho balm*, white byname tn. my oil • Nast re crAitimi ail oral omerinamons fleeing to Salmon held a ere its AG Comm Brattre temporally retwestrem pese apple by the issuer my Oefre from ne these fords n the ordiwy come ol tts turass lhese funt further prone your ryet inchdin mangles under the <obi:40d TO the ~ram le of theCarat rand and aria ;So at Me the para tam in sold depayable upon pa demand The total 6 Inclided in ne Marra ra urce Protection Act (SPA) tee is ro guxame cf oter ob ratios of LK AG a> repay ann• period dosi-9 Mu* the!tiaras Mk on the 185 Caymats Brach's Ø.s Casleiblieu • M /no Mural insult/don onto top We ce the Iron of this Only Mrk units may be held in pur noun *you are Lending informatian stabnwnt it not UK kunote ketch tXS Moira Deposit; at UK Bat USA ad eachUK AG Bratt nrcl entitled to 'panelLAC al areal of a *Mold wren or Toe dose hionnaton on tot rir> Iran; Priebe and Shen canes yea accord zdearing brokeby preened by SIC Money Fund toes are omen by SPC otrareie tie km wit ether tel partial ines amok« price demure Salto yota Cl«n add beit.p Aymara or oragemenrath the crated nsttran We interact See ISS Matra Myra ACrant Fetes:KM below or accept an maim dieumrad by aregistered ra ng Account Armen, and the General tine ad (odium you el thoreutiontp alien you wood Ibis Keane in agery. microdot you account Upon pta repay,. Metes n tie Bat Mop Program or USS Stamen ot (fee ;halms nab* n Agrenetts this cat Mur Mais ane ~Mies re located x t$5 erdecacratre YplyY.hNrIIMilefl,,O.f." ~oaf Simon aid na the etroducang braer ad you OA may be ~ram ad shoes of a Penney Fund maybe levermentebealves must ~areal of my mor of ontssem to bath ben, madam, aid the piocteds returned to you a yta The ra iment cArcives and rit prof ile are specific to ra h tensile% accvni Yeomen* accord aud may van between Mae Ora the linn Yes summon aerates stratus and other 335(4Sheld n All aCeOunt tatererts tal be deemed fond:mod horspit in nAn9 of any teracam ra nge h your Mama Meer Menra m tout mailable thee opens. nrang the arrein! at the cod of the umenbenc pond You may acarane 6 riot obleCei to n varig wen 60 day. station or inhume cractim For eadb account heit fee deliitey d hay pad wilialbes x ay One YOU may omen niel ram ard yields. 6 ra ttle x you choose one of the fo lowng mestment <them o t Mel your Mahal Peer o by recede securah used a has collateral ala Palt9.anian • ineate dam omen« meta to the ra rr: **NH aillirM • Anita Cuing.: axon* hecestments mein; te Dime the on them Myminim tundra.] the almant at or toilet* eating genera in of ra m only doing de stamen period ate lintel x ~14 rah* af d a II 800AM to 6 CO t Monday U.S %anti& Swims Moran prebrim • Afnebe Cirarepecncion Werra' seeing wrath the end et the statement period thug+ n * or in *hang to uBS ?manual km« mc. el prexpal rapa than th grind.» of munch The Finn n a mMOa of the Semmes Mew Protection • Con Wm PI detionhng the PM basis of the seats Clem An Cepatnnot PO Box 766 Unon City NI Coporatien (SPO. Met prows seamen moms of is • ITCKA/CeCOmAnan,n of (name ex1Cnal APPemoch ra ided n this summit. Mme Mira' will et. 07037 motifs to 1,1500.000 MUM; 1250.000 for dams tor ~rant toolny both the generaion of More aid matte. UBS antral Seventh noted on govi hai prneal imams ion Obtained from sources other hob 133$ rat) The WC ra t poret«, tamt Øh lo all accans • beast of «rasa cumeons Mtn an ekeonc bids Finainal anicak hooting nleanation Iron rioter ST trend« 0711 Di Saba. dei card Ad pi hOld n a poncho" comity The Fra together nth man Meth ha also puthand Ovaull tick preflIca or to you may Are preeded » yout brine...1~6a tranactions, call or tire, to 18$ Enamel oppionotat protection Meman anoint payable to • Con vades Seeks 10 mainam Mb low The Finn doh not ~pendent., wily or guarne *eras lic. IOW KM« hol . 6th I exit Vameralon. N) all NgIble okra. colectmlyundo protection M 551:0 risk ad bolalily to the axon ra t he (Mho means marry er beidny of any mammon ported by sources O7086. Ann RIVAISSA Sewn minor, as of ~re W. 2013 the åØn1 does not gineratesimdcm informor .tartan USSFranal Serehes ItturnSa+0 may nce Me pace wt jellkeno Ca «toless Pion as >co cart d muted' bizur in addtion *tough UBS Fnnial Sankv rodally Wars tote poky orations awl hrdatcci cal. at te • Atbderaat INIIIng to ta ept sonervt tO pØ and statement« met 6 elOng Or if ski need ra re updates iris rf Mae as C 6 mood teem dots net Fem next «Wooed fix up ics $19Milkn ti me ohm r«nieldamyb soh higher rattans nfminim Loot atrenhor on the sramtrit or ream agoega for an you accomis hen is a palely capack • Aerate Wdng to med hgh nit 10 ValdPal ad hgh veldt any amrames dul the nf«maim weer Cost The Fan «Card Mud (as ap took) must her tom pi A-full copy of me poky *Øn9 aaaaLL4Øre9a2 vOlataly10 seed hht rhumb her tine boa' and tioralitird gat" is mats sot the dim ro Wee 0 /141160 dads aler the /onset you the fro of Thi; nee' AS 9X71 please do not rely on this swarth on Mich the woe or probkm~sod pst 5PC proutran ti d to supplemental oracle both do Statement rheneeholding' informalen lo makeoxbow ce se ra ses. ha la - trade you nine and arrant umber (il and purposes a ra nee ~nu Pauline to the ern - Devote te envt or the water you ae muse Lou not SMY to We may oinsoklate el rented meted statements wit the • C man emit, axes controlled bylad ra ided n mat sal* ~As n the sane er~ romans rosy be relied ma/reflect stanlbss nformairi My for the pored of ti d *Man as Pealka 7Wø , why you Mime e is al time theyateheld x the Fire. I/bookrack' filarram error a My pa nod me. nlomxim mount vain) but hel ra y from WIS einatra Myra he this papule ham they haw comas Mo aim ~Min (e g . Man *cat ZUBSBa& «UM mu% AG on, mount renion sles birth oter rams at the sane cm be added by pis Poundal Adam - Trade te dollar arrant of the 'wooded as Snead Bran'. IM nutlet morals mixing want* Maw TM praCtCe 6 Mom as "howeholdng • I you Trunks ad I'M Owes of mutual Leah ra w vat nix to ra ke inhibit...II mterrenis ra iled in arme • Unwonted gairalmees htion data b hakete shares re remora deeply el te nor* of the aeCOtrit epeitam arealtel I/nub:toe a2 Ca.Dialel for SDNY_GMS10021730 CONFIDENTIAL EFTA 00132350 EFTA01274487 Important information about your statement (continued) tt rivichalimaity kits The taxation data for horchal - 11,k0 parry Menaced wales may be reflected as 'Not mutt or =oils at the troble-dear hotting mutual Aotourt are registered settee mats of UBS Foaxial Strikes lab mayor may non ref tact conmiisant pages area puce' n sheaf meta% Von an 'fllepenfent lures of ha fund laniV but seamy reorgenuaion eAtts Dirifend and other valuation In, Annot sighed Otis math so awgi a - m Plot an to OMMuiSeMS Reeved ri Ornedion wan romehrerin lots and swornak pad are lots at eats vane when no be:Orn. awa* IAA a maaral and ha the tabor darbuton of aviary ova= ad Inks Yea S5031100 is a agitated Write mark el vita combined to dttlay one nage lot lhe • Trade dig.' occured that may ell a (Rnnusly reponed vahe iec mg.,•nc t601unit 10 OW darns. we alder our inwnxIcnal LEK Wa Signature creed cads and LEG Wa rotten presents the Mimi banal all treedate paean& Ce whin make moue be highly speculawe altMr* ricer* ramie Thing coupons co then cads are issued byIRSBat USA Seth huthispon from duo to ono tutu* of the early Mrryol The rearrance °meaner. indemnity Ita yea u S A is xporacce • Callable warkias Bonds and peefeentd stork that the - Wien reeve an issuer general wow a sponsor a-euity cceittas 04amor the ingrano, cowmen issuer calt la ealy ralerfaronwIl bewailed rarely et:Ward 'abettor atirdpaly ea Mae ease is re sponsors ce t Burn invintrOcal tugs ue dartute UBS Financial Streets Inc Rev 204207 by lot ban ammo all scants of that awe WSJ n our priardel the Yam of the warty wet bedf*elt ton - Our Oilmen also reale tea" COMMISWIS anI over names, comme nave for as demo Calleave der portage pm* ConpIntation from mutual haMy nd amine beomelet, is Moine tom thrd panel aid as 'cora" - r Oiltbaiorts to else' met hard* ream of cant* Corecalies atom procbcts we diwbute is rot gurafleed °Mar Call leases may eat ...nth exam a both - We mein an anus fee from LES Sank USA ail USS could ilea yell cariplete olormako gmar bepleaded 'Cigna aut see' reaeseints the natal ollteng pave Stanford Match or up w 12$ per a:Count open (fl ag per alit a-.5 may not rifled you cost bab swooping tO the bats ink , the LIBS Bart Sweep program • CertirCaleS of deposit (CO.) CDs are MC mired opt • tostricted stories Regncted whales gerieraly ae $293.000 n prinopal and Saud nttrea pa dtposeor not array Mgr:410 pubic late IRS inancita Swan *Sew and pa dttosite-y imitation. is acocidana with iDo: uses the enrSe priceof the tnrestrided stock of the sane Information rower., corrmidom and elm demos RIM shit:am name cake lathe restaged goer for hawed is annecton bee the ettaition atrades ncbiong purposes of This au:exert( on* To the owns ten option valsnons has been marled on cordon:ions • prawn.* Fixes *mime fa SitOrmies aid One fee oted smuttier arc allot for sale. Me wide etched amour* lun chef to you. aid oil be puree to you rem *on “ 10.101I products may be hiller a bistro' dun Yep prier Mal you nay be senora* Ins maai the invited raw show+ /AuId a:tuella receive in the maim PrCeS are obtaned Iron various mid pityWM Mud:. Ay these to be • In. lestinatod) ham% anwityialds and raw An Short soiling rata*. Wt we do not grate., tea a:cracy tstiMMe Manua name is based on curer. dndend it you re engages in tort Who a warily. you may our a - We germaly use Me dosng pew whoi aoalthko cr rev and harm ram. mooing the acuities will be held for thrge due to cenah borrowing costs to tat palcula mon or the be aid ask paces Ice 'sea seances and Pie yid from gamma date or and IMO-Way This *Gray oputos Or on tid promI or OTC sear, to tStirdte is ony a guttene. exuraq and Centred - Let aaveiy treed search maybe pr cad uing a norm* are not garaweed Open ends *alarm nosh a theme; Mani trig we Mahe - :mated mull income and amen eel for ratan Regarding Open or rgoodrilicarelled • orders rho cope not and may not rel lea an Mug math prig or vale them , *ohms could Mule a Mum of ;hba or mewled by the lawman, dare open buy and Sell Sap - Cettanposfans may £pea MIMS apra and roll • gam in anti 014. the Mt 00:M* (aid CUrreM ciders are mixed by the amount of dividends a (On on show 'pace was not mailable' if we are triable to yeld)would be meowed • of diedinchor 'orioles date unless nonmed othenyia obtain a price for a security - Estimated annual name and ascent held aid to by you You are remorse* la orders Vol re executed doe - Deposes a Searles denominated et artences other actua hoar* ald used night be Iowa hgher thth to your false to cancel hang open ceders Why S ahem are re Woe a the en:Purge/4oz of the mamma amens the natroment date - An FA iNteol rewialued interne Ovid's! atter Tax eitheldimgm creorbutions from UK Pinatas' - For ceaan sem:Ares tadeg interest) dieted bythe otter. make, watalateraw Services IRAs deromeethos. ace aid quality (face vibe)mar hae balance is based on the lag de red or coma Federal tar law mama ILSS lewd. Servos to withhold been wetted to Imitate proper' MUM-m pal ti made byte war and assiartes the trier* to from his stable aen dignbat cos. W t you may To obtain0.MM WAN*" Man maze. WOO yat sear.ittehhoes wet bo Melta one ear from the den oat Soh*. marelaw willeelf or. instead. you may Francs. gebsor statement date or woe mourty Angers" and elect to haw lac wthhelcI a brae °coerced anoint at =Moe hie re not wadi:reef you choow YO/ Soon vii wain in effect untA • Prima leensumme and etrueuriod product. [Wale by you You may reed* your election a a-ry I Me by marng Magmas mimes ancleng dire pahrgation • Amu not held by WS financial Seneca Cones anew olicten If you do not haw moot. roomette progran and real acute nestmem tug secants) aid assts are not NObytekm aH not vithn the fits vetted Itin your dattulliOnS. you maybe rehoinsbe la sinclued prechas attained., hOhly eagle Cavan possession or envoi The* asses are devised on yam the prim of twitted tae you may nat praxes d the steuctaed ward s ham not been regeiatd owe. the gateman foe irdonnananal puma. onre Reunions and mottos with] and his esthete rr pennons at not Seanux aid eninrea Canmshon a under any stare vabli present ao retry:led byte Mung lion IRS equal to Sit la obliptios statutes lam We prove* estmaed valises for Bente lnancia Watts i not rehonsble for this atom:vim nwstmott smarms are striated products for and doesrot suarlee to arettcy these assets tenet Privacy Montt rnalpuhoom only AConayi rot 9Unnife/ prowled by SIC or the FM's supplitmema SIC To Wean a copy has memo Clime Priory WM pkwe - thew vaues maydiffer sthstantally froth prices if ary coverage ontal you F natal indium cerise our meant al at who aureate nestrnere stonily a structured ymw uncomenrommay moa, ma be boor a sold red do not necessarily • Revenue dialing and addkionelawypeaudah wean, the wade you may roma then bate:Jaen - h additim to mrruninuM en 'JIM and Ohl i.e. LES Tinmcial Semen trot a bat Tho thiA. Fume. - Thal patty egmaes of vahe are as of a ran dae ermine is conneaco with thedeflation of arts Sown Aaant BSA Yard IRMA Jetsetter3w leXtertS aid re implied to UtS Stroll Watts on aregiIt fires to our dents sew area our aliae ream* SUM provide access to bare ou serttes and pada., brie by an retpereent valance' Irm /tale Mann; pa/luauIrom darbutors anttor though marina with atfiloted bats red oh.* Mied Senn paper Walter estimated vain d raison of the mho. funds that we sell Thew pany banks aid pewee; watt to norm. and ahoy my. are stapled to te Frm by the tsar, general amosetts are bawd an two different arroorents pnxticts isutd by unit doted thud party' etvranCe panne a sponsor and may beabate bred on t* amount 01 saksbyullS of a parttutt mutual hand carpal*, through naasice agency subseaesof utS afferent tt orthation from that usedbyend pones to fury to oix Meets. and the rah rate of a FelSkial Servos dense that intimated vim; paned, wawa fund fang. lyres lhe a the I inn - You ca obtain addamal internam regaling the - We rear Mt* abo niche ratmering rid inrepnw. nsufaxe, and armuiytwodirts rrethololow used to determine the mune of vide onntosprottoung leas n airrsideraton Ion trailer 1.3t 10/C haired • no bank gamma* May low van and the dace of the Ofennivon that it the base foe the agent ,calm that Ao poem to the whir funds mannbifaces:Oh your Wird. Adler Thaw fern generally re pad km inethor am; n the MIA RSOutaliAnynvol account Business Smogs mutual land and to atitrd dollt atom base on One Account BSA. WA and Wenn/AN Resource IASI-Wren SDNY_GM_0002 1731 CONFIDENTIAL EFTA 01)132351 EFTA01274488 UBS Financial Services inc. SUBS 299 Park Avenue 25th Floor UBS Strategic Advisor• New York NY 10171.0002 August 2014 CNP70057829870014 X1 YI 0 i NEW llilialYORK NY ir Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKNIANLYLE CASRIEL Phone Questions about your statement? Value of your account On July 31 (3) on August 29 (S) Your assets 1,594,884 72 I ,606,645.16 Visit our website: Your liabilities 0.00 0.00 Aww.ubscomanancialservices Value of your account 11,594.884.72 51406,645.16 Items for your attention r Certain mutual fund shares held in PACE Multi Strategic Advisor and Strategic Wealth Portfolio were converted in July and August. See your statement Sources of your account growth activity for details Tracking the value of your account during 2014 Value of your account S Thousands at year end 2013 10.00 Net deposits and isea 1,64;66 Wthdramars S1,508,547.75 • Your MeStMen t return Disidend and interest income 145,595.60 Change in market yaw $52,501.81 Value of your atone 1u12014 on Aug 29. 2014 $1,606.645.16 Aug 2014 SDNY GM 00021732 Member SIPC 0070001005787997NP7000193156 00005 0014 0305750d 04000 Page 45 of 90 CONFIDENTIAL EFIA_00132352 EFTA01274489 Account name: (...II LL *DUBS UBS Strategic Advisor August 201 4 Friendly account name: Account number: Your Bimodal Advisor SCOTT STACKMANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 29 ($) your account A Cash and rrxmey balances 1,376.93 0.09% Your current asset allocation B Cash alternatives 0.00 0.O0% Total asset $1,606,645.16 100.00% Value of your account $1,606,645.16 Eye on the markets Percentage change Index August 201A Year to date S&P 500 4.00% 9.89% Russell 3000 4.20% 9.23% MSC I - Europe, Australia & Far East -0.15% 2.93% Barclays Capital U.S. Aggregate Bond Index 1.10% 4.81% Interest rates on August 29, 2014 3-month Treasury bills: 0.02% One-month LIBOR: 0.16% OW70003005782988 NP70001981 56 00005 OBI 4 030575004 104MYGM0002Fing 46 of 90 CONFIDENTIAL EFTA_00132353 EFTA01274490 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Handal Advisor: *UBS friendly account name: Account number. SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gans and losses are not classified August 2014 (3) Year to date (I) Realized gains and losses Unrealized Opening account value $1,594,884.72 $0.00 August 2014 (1) Year to date (1) gains and losses (I) Deposits, including investments transferred in 10.00 1,941,163.22 Short term 000 -10,372.89 9,581 14 Withdrawals and fees, Long term GOO -17,192.77 199,15431 including investments transferred Total $0.00 -$27,565.66 $208,735.45 cut -3,929.77 -432,615.47 Dividend and interest income 4,078.84 45,595.60 Change in market value 11,601.37 52,501.81 Closing account value 51,606,645.16 51,606,645.16 Dividend and interest income earned for cuipostf. of r,s daterneni, ',rob dy of Fnlefes1 anj d.ndend in( Ome hat been determined from a US ter rep:ding permed:re. eased upon IM residence of the account holder, account type, or prolut twe, some interest ander dvidend payments mar not be subject to United St*es (UA ardor Puerto Rico (PR) Income tares. The [lent month)/ statement is not intended to be used and carnot tie reeed ubOn for tar purposes. Clients should refer to the amlicaole tar reporting loans they recent. from U8S annualy, such as the fOrmS 1099 and the Forts 480. for It* rePOMf19 information 11 is the make M U8S to file tht asplicaUt tar mooning forms with the US intern.3 Revenue SemCe and PR Treasury Department and in such forms accuratery ossify dmdena arc➢a Interest ants) eterrpt or tact*. income. beau consult your indudual tax prepare( August 201 4 ($) Year to date (3) Taxable dividends 4,078 84 45,587 81 Taxable interest 0.00 7.79 Total current year $4,078.84 545,595.60 Total dividend & interest $4,078.84 $45,595.60 Return of capitallpmcipal 0.00 3,895.55 SONY GM 00021734 CUP705093057829849NP70031sei 00005 Cele 030575004 100000 ►age 47 of 90 CONFIDENTIAL EFTA_00132354 EFTA01274491 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Yourfinandal Advisor: *UBS August 2014 Friendly account name: Account number: SCOTT STACK MANLYLE CASIVEL Cash activity summary UBS Bank USA Deposit Account APY See Account Sanity gm moNhtot decals Bdances In your Sweep Options are induded n the cperkny and closing balances idit. FDIC insurance orgies only to deposits at UBS Bank USA, not to depots at 085 AG, Interest period Jul 8 - Aug 6 Surnfoict &arch or ea* deposits placedthrough tne UBS Internationd Deposit AM:WM proqam. SIPC protection applies to money market sweep fund boding, but rot bane. deposits. see important inkormation Opening UBS Bank USA Deposit balance Jul 8 50.00 about your statement on the last two pages c( this clOc °moil for cetals Closing UBS Bank USA Deposit balance Aug 6 50.00 August 2014 (1) Year to date (I) Number of days in nterest period 30 Opening balances 51,217.86 $0.00 Average daily balance $1,015.37 Additions Interest earned $0.00 Deposits and other funds credited 10.00 84,767.45 Annual percentage yield earned 000% Dividend and interest income 4,078 84 45,595.60 Proceeds from investment transactions 0.00 407,110.27 Total additions 54,088.84 5537,473.32 Your investment objectives: You have identified the following investment objectives for this account If you have questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Friancial Advisor or Branch Manager. You Can find a full description of the alternative related services 000 -2,797.80 investment objectives in important information about your statemenrat the end of this document Other fees -66.08 -930.92 Your return objective: Other funds debrted -3,863.69 -428,886.75 Current income SicaPital appreciation Funds withdrawn for investments Your risk profile: bought 0.00 -103,480.92 Primary • Aggressive investment eligibility consderatton • None selected Total subtractions -53,929.77 -$536,096.39 Net cash flow $159.07 $1,376.93 Your account instructions Closing balances $1,376.93 $1,376.93 • account cost basis default closing method is FIR), First In, First Out Withholdings and tax summary August 2014 (S) Year to date (S) Foreign taxes paid -82 91 -4,768.20 CNP7C0C0305782990 NP70C0I98I 56 00005 0814 0302%04 0613i1YGM_0002,995 " of 90 CONFIDENTIAL EFTA_00132355 EFTA01274492 UBS Strategic Advisor Account name: Your Pi nandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL *MIS 2C11 Account number. Your assets Some paces, income and current vaues shown may be apprce4rnale. Asa result gains and losses may not be accurately rellened See Importenr ,n5waranion aboux your statement a the end of tNs clxur4nt lot more inlomaton Cash Cash and money balances Opening Offence Closing belence Pike per share Average DMclen0 interest Dap in elating on Aug 1(1) on Aug 29(8 on Aug 29a) rare wad period 1,217.86 137693 Equities Common stock Kriebel* OW Trade Bunter Average price Nice per Shen vaueon Unrealized Holcing Haring dote of shares per shame (S) Cog bags (S) cn Aug 19 (S) Aug 29(3) gain or loss (S) penal P88 LTD SPON ADR Symbol: 488 Exchange: NYSE EAI: 11,134 Current yield: 3.38% lan 29,13 825.000 21.573 17,797.89 22.770 18,785.25 987.36 LT Apr 22, 13 650.000 21211 13,787.15 22.770 14,800.50 1,013.35 LT Security total 1,475.000 21.414 31,585.04 33,585.75 2,000.71 ASTRAZENECA PLC SPON ADR Symbol. AZI1 Exchange: NYSE EAI: 11,022 Current yield, 3.68% Jan 29,13 210.000 50.130 10,527.30 76.010 15,962.10 5A34.80 LT Apr 22, 13 85.000 St 335 4,363.53 76.010 6,460.85 2,097.32 LT Jul 12,13 70.0® 49.441 3,460.92 76.010 5,320.70 1,859.78 LT Security total 365.000 50 279 18351 75 27,743.65 9391.90 BAE SYSTEMS PLC WON ADR Symbol. BAESY Exchange CC EAI: 31,322 Current yield: 4.48% Ian 29,13 1,000.000 22.160 22,160.00 29.510 29,510.00 7350.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: 1517 Current yield 1.57% Jan 29,13 207.000 99.560 19,912.00 134.300 26,860.00 6,948.00 LT Apr 22, 13 45.000 101.760 4,579.20 134.300 6,043.50 1,464.30 LT Security total 245.003 99.964 24,491.20 32,903.50 8,412.30 continued next page SDNY GM 00021738 CHP70303005791991 Ne70001931 56 00005 0814 030575001 100000 Page 49 of 90 CONFIDENTIAL EFTA_00132356 EFTA01274493 *UBS UBS Strategic Advisor August 2014 Account name: Friendly account name: Account number- GHISLAINE MAXWELL Your Amanda' Advisor, SCOTT STACK MANLYLE CASIVEL Your assets Equities Common stock (conbn0ed) Purchase pacer Trade Harrier Average price Price per stare valueon unrealized Holding Hazing date or sham per than (I) Cost basis (S) en Aug 29 (1) Aug 29(S) gain or Ion (1) period BHP BILLITON LTD SPON ADR Symbol: BHP Exchange NYSE EAI: 41,053 Current yidd: 3.53% Jan 29,13 320.000 78.520 25,126.50 68.630 21,961 60 -3,164.90 LT Apr 22, 13 30.000 63.865 1,915.95 68.630 2,058.90 142.95 LT Jul 12, 13 85.000 61.002 5,185.23 68.630 5,833.55 648.32 LT Security total 435.000 74.087 32,227.68 29,854.05 -2,373.63 BRMSH AMER TOBACCO PLC GB SPCN Apt Symbol: BTI Exchange: AMEX EAI: 42,882 Current yield: 4.12% Jan 29,13 340.000 104.097 35,393.08 118.420 40262.80 4,869.72 LT Apr 22, 13 150.000 107.325 16,098.78 118.420 17,763.00 1,664.22 LT Jul 12, 13 100.003 105.544 10,554.44 118.420 11,842.00 1,287.56 LT Security total 590.000 105.163 62,046.30 69,867.80 7,821.50 CELITSCA TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al: 42,763 Current yield: 4.34% Sep 16, 13 1,275.000 13387 17,069.45 14.900 18,997.50 1,928.05 ST Sep 17, 13 1,150.000 13359 15,362.85 14.900 17,135.00 1,772.15 ST Sep 18, 13 990.000 13.393 13259.17 14.900 14,751.00 1,491.83 ST Oct 10, 13 855.000 15.481 13,236.68 14.900 12,739.50 -497.18 ST Security total 4270.003 13801 58,92815 63,623.00 4694.85 CEUTSCHE POST AG SPON Apt Symbol: DPSGY Exchange: OTC EAI: 41,451 Current yield: 3.25% Jan 29, 13 640%0 23.900 15,296.00 32.7% 20,985.60 5,689.60 LT Apr 22, 13 720000 22.581 16,258.75 32.790 23,608.80 7,350.05 LT Security total 1,360.000 23.202 31,554.75 44,594.40 13,039.65 GDF SUEZ SPON ADR Symbol: GDEZY Exchange: OTC EAI: 42,758 Current yield: 5.66% Jan 29,13 720.000 20.779 14,960.95 24.600 17,712.00 2,751.05 LT Apr 22, 13 380.000 20.919 7,949.37 24.600 9,348130 1,398.63 LT Jul 12, 13 215.000 20.144 4,330.97 24.600 5289.00 958.03 LT Aug 21, 13 285.000 22200 6,327.10 24.600 7,011.00 683.90 LT Aug 22, 13 140.000 22.508 3,151.20 24.600 3,444.00 292.80 LT continued neat page CNP7o009005762992 NP700019ei 56 00005 COI 4 030575004 logtfikir_cm_0002A9S9 SO of 90 CONFIDENTIAL EFfik_00I32357 EFTA01274494 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Fl windei Advisor: UBS August 2014 friendly account name: Account number. SCOTT STACK MAKYLYLE CASRiEL Your assets Equities . Common stock tconnnuecij Purchate pricer Trede Nurrber Average okt PrKe peg share Ydue on unrerdzed Jiddng Hddng date of shares per share (I) Con bads (SI al Aug 29 ($) Aug 290/ 9aln ot Ion d) Peridd Aug 23, 13 240.303 22.418 5,380.51 24.630 5,904.00 523.49 LT Sectrity total 1,980.003 21263 42,100.10 48,708.00 6,607.90 GLAXO SMI IKUNE PLC Apt Symbcd. GSK Exchange: NYSE EAI: $2,694 Ctrrent yield: 5.41% lan 29,13 330.000 45.615 15,052.95 49.100 16203.00 1,150.05 LT Feb 13, 13 320.000 45 645 14Ø6.46 49.100 15,712 00 1,105.54 LT Apr 22, 13 245.000 50.630 12,404.47 49.100 12,029.50 -374.97 LT Jul 12, 13 120.003 52.904 6,34848 49.100 5,892.00 -456.48 LT Security total 1,015300 47.697 48,412.36 49,836.50 1,424.14 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: ITYRY Exchange: OTC EAI: $2,059 Ctrrent yield: 4.56% Apr 25, 13 60.000 70891 4253.51 87.700 5262.00 1,008.49 LT Apr 26, 13 375.303 70.792 26,547.34 87.700 32,887.50 6,340.16 LT Jul 12.13 80.000 68375 5,470.00 87.700 7,016.00 1,546.00 LT Security total 515000 70.429 36,270.85 45,165.50 8,894.65 MIN GROUP LTD SPON ADR Symbol: MTNOY Exchange: OTC EAI: 13,003 Ctrrent yield: 5.02% lan 29,13 1,660.000 19.580 32,502.80 22.780 37,814.80 5,312.00 LT Apr 22. 13 590.000 17390 10,260.10 22.780 13,440.20 3,180.10 LT Jul 12, 13 375.000 19219 7,207.31 22.780 8,542.50 1,335.19 LT Sectrity total 2425.000 19.036 49,970.21 59,797.50 9,827.29 MUNICH RE GROUP ADR Symbol. MURGY Exchange: OTC EAI: 11296 arrent yield: 3.43% lan 29.13 1,650.000 18.280 30,162.00 20.034 33,056.10 2,894.10 LT Apr 22, 13 425.000 19.544 8,306.29 20.034 8,514.45 208.16 LT lul 12,13 535.000 19 059 10,196.73 20.034 10,718.19 521.46 LT Security total 2,610.000 18.646 48,665.02 52288.74 3,623.72 IsESTLE 5 A SPONSORED K* REPSTG REG SHS SIMTZ ADA Symbol: NSRGY Exchange: OTC EAI: 12,138 afrent yield. 2.61% Jan 29,13 570.000 70.160 39,991.20 77.570 44,21490 4223.70 LT Apr 22, 13 290.303 69.918 20276 22 77.570 22,495 30 2.219.06 LT conffnuod ned page SDNY GM 00021738 cnnoomos292993 HP7000193156 00005 0314 030575004 100000 Page SI of 90 CONFIDENTIAL EFTA_00132358 EFTA01274495 *U BS U BS Strategic Advisor Account name: GHIStAINE MAXWELL Your Amends' Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL August 2014 Account number Your assets . Equities . Common stock icononvedi Purchase pacer Trade Weber Average pike Price per :bare Vdue on Linearized Hddng Hddng date of awes per share (S) Cost basis (S) on Aug 29 (I) Aug 29(S) gain or lost (1) period Jul 12, 13 195.000 67.417 13,146.41 77.570 15,126.15 1,979.74 LT Security total 1,055.000 69.587 73,413.83 81,836.35 8,422.52 NPPON TELEG & TEL COPP WON ADR Symbol: NTT Exchange: NYSE EAI: $1,653 Current yield: 2.22% 14 22, 13 1,700.000 26.445 41,957.18 33.640 57,188.00 12,230.82 LT Aug 6, 13 510.000 26309 13,417.69 33.640 17,156.40 3,738.71 LT Security total 2210.000 26.414 58,374.87 74344.40 15,969.53 NOVARTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: $2,280 Current yield: 2.60% Jan 29,13 590.000 67.877 40,047.61 89.840 53,005.60 12,957.99 LT Apr 22. 13 240.000 72.512 17,403.02 89.840 21,561.60 4.15853 LT hi 12, 13 145.000 73.450 10,650.38 89.840 13,026 80 227542 LT Security total 975.000 69.847 68,101.01 87,594.00 19,492.99 ORK LA ASA A 5145 WON ADR Symbol: ORKLY Exchange: OTC (Al: $1,354 Current yield: 3.62% Jan 21,14 710.000 8.052 5,717.56 9.100 6,461.00 743.44 ST Jan 22,14 220.000 8.190 1,801.84 9.100 2,002.00 200.16 ST Jan 23,14 315.000 8282 2608.92 9.100 2.866.50 257.58 ST Jan 24,14 185.000 8.147 1,507.25 9.100 1,683.50 176.25 ST Jan 27,Id 135.000 8.019 160258 9.100 1,228.50 145.92 ST Jan 28,14 265.000 8.045 2,132.08 9.100 2,411.50 279.42 ST Jan 29, II 390.000 7.991 3,116.53 9.100 3,549.00 432.47 ST Jan 30,14 245.000 7.849 1,923.23 9.100 2,229.50 306.27 ST Jan 31.14 260.000 7.878 2,048.46 9.100 2,366.00 317.54 ST Feb 3, 14 185.000 7.794 1,441 96 9.100 1,683.50 241.54 ST Feb4,14 235.000 7.671 1,802.69 9.100 2,138.50 335.81 ST Feb 5, 14 245.000 7.727 1,89129 9.100 2,229.50 336.21 ST Feb 6, 14 165.000 7561 1,247.70 9.100 1,501.50 253.80 ST Feb 7, 14 310.000 7.528 2,333.87 9.100 2,821.00 487.13 ST Feb 10 14 250.000 7.609 1,902.25 9.100 2,275.00 372.75 ST Security total 4,115.000 7.913 32,560.21 37,446.50 4,88629 Continued next page CNP70003005782994NP7000199i 56 00005 OBI 4 030575001 102iONY_GM_0002q9S9 52 of 90 CONFIDENTIAL EFTA (()132359 EFTA01274496 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your PInandri Advisor: UB S August 2014 Friendly account name: Account number. SCOTT STACKMANLYLE CASPAL Your assets Equities . Common stock (continued) eActiaa Trade minter Average price Price per share Vdue on Unedited Holt:tog Hddng date of shares per shale (S) Cost bags (II on Aug 29 ft) Aug 29(S) on or loss (t) period PT. TELEKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange: NYSE EAI: 1805 Current yield 2.53% Jan 29,13 690.000 39.442 27,215 25 46.060 31,781.40 4366.15 LT RECKITT BENCKISER PLC WON APR Symbol: REIGLY Exchange: OTC EAI: 41,543 Current yield: 2.49% Jan 29,13 2,590.000 13.560 35,12040 17.500 45,32500 10,204.60 LT Apr 22, 13 510.000 14360 7,323.60 17.500 8,925.00 1601.40 LT Jul 12, 13 440.000 14331 6,305.99 17.500 7,700.00 1,394.01 LT Security total 3,540.000 13.771 48,74919 61,950.00 13,200.01 ROCHE FILDG LTD SPONS AIXt SWITZ ADR Symbol: RHHOY Exchange: OK fAl: 41,281 Current yield- 2.51% Jan 29,13 1,100.000 27.5x5 30,299 50 36.510 40,161.00 9,861.50 LT Apr22, 13 300.000 30.267 9,080.31 36.510 10,953.00 1,872.69 LT Security tow IA00.000 28.128 39379.81 51,114.00 11,734.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SH5 SPON ADP Symbol: RDS.8 Exchange. NYSE EAI: 41,504 Current yield: 4.43% Jan 29,13 185.000 74.585 13,79831 84.850 15,697.25 1,898.94 LT Apr 22, 13 215.000 65.856 14,159.06 84.850 18242.75 4,083.69 LT Security total 400.000 61893 27,957.37 33,940.00 5,982.63 SANOR SPON ADR Symbol: SNY Exchange: NYSE EAI: 41,574 Current yield: 2.41% Jan 29,13 720.000 48.754 35,103.55 54.700 39,384.00 4,280.45 LT Apr22, 13 275.000 52 654 14,480.06 54.700 15,042.50 56244 LT hi 12,13 200.000 52.424 10,484.90 54.700 10,940.00 455.10 LT Security total 1,195.000 50267 60,068.51 65366.50 5,297.99 9EMENS A G SPON ADR Symbol: 9EGY Exchange. OTC EAI: 31,507 Current yield: 2.41% Jan 29,13 250.000 110.110 27,527.50 125.300 31,325.00 3,797.50 LT Apr22, 13 200.000 100134 20,02684 125.300 25,060.00 5,033.16 LT continuednext page SDNY GM 00021740 GNP's:9303005702995 NP2000193I 56 00005 0314 030575001 100000 Page 53 of 90 CONFIDENTIAL EFTA 00132360 EFTA01274497 *UBS U BS Strategic Advisor AugUSI 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Mounds' Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets Equities . common stock (continued) Purchase pacer Trade Writer Average pace Price per share Value on Unrealized Hddng lacking date of shares per lame (f) Coo basis (S) cri Aug 29 (1) Aug 29(S) gain or loss (S) period Jul 12,13 50.000 107256 5,362.83 125.300 6265.00 902.17 LT Security total 500.000 105.834 52,917.17 62,650.00 9,732.&3 SINGAPORE TELECOM LTD NEW 2006 SPUN ADR Symbol: SGAPY Exchange: OTC EAI: $2,284 Current yield: 4.14% Jan 29,13 1,060.000 28 260 29,955.60 31.222 33,095.32 3,139.72 LT Apr 22, 13 440.000 29.820 13,121.15 31.222 13,737.68 616.53 LT Jul 12,13 265.000 30.551 8,096.17 31.222 8,273.83 177.66 LT Security total 1,765.000 28.993 51,172.92 55,106.83 3,933.91 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $962 Current yield 2.78% Jan 29,13 1245.000 19.750 241,938.75 22.010 27,402.45 2,813.70 LT Apr 22, 13 330.000 18.685 6,166.05 22.010 7,263.30 1,097.25 LT Security total 1,575.000 19.527 30,754.80 34,665.75 3,910.95 STATCIL ASA SPON ADR Symbol: STO Exchange NYSE EAI: $1,594 Current yield: 3.87% Jan 29,13 610.000 26.533 16,185.31 28.390 17,317.90 1,132.59 LT Apr 22, 13 205.000 25.765 5,281.88 28.390 5,819.95 538.07 LT Apr 22, 13 170.000 23274 3,956.72 28.390 4,826.30 869.58 LT Apr 22. 13 las.oca 25.78$ 3,481.05 28.390 3,832.65 351.60 LT Jul 12,13 330.000 21.423 7,069.66 28.390 9,368.70 2,299.04 LT Security total 1,450.000 24.810 35,974.62 41,165.50 5,190.8$ TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol. TSM Exchange: NYSE EAI: $332 Current yield 1.91% Jan 29,13 800.000 17.800 14,240.00 20.940 16,752.00 2,512.00 LT Jul 12,13 30.000 18.434 553.04 20.940 62820 75.16 LT Security total 830.000 17.823 14,793.04 17,380.20 2,587.16 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 42.941 Current yield: 4.17% Jan 29,13 460.000 54.547 25,092 04 65.960 30,341.60 5249.56 LT Apr 22, 13 510.000 46.879 23,908.70 65.960 33,639.60 9,730.90 LT lir 12.13 100.000 50.459 5,045.96 65.960 6,596.00 1,550.04 IT continued next page CNP70309005782936NP7000198156 00005 COI 4 030575004 waStoivrsm000211941 S4 of 90 CONFIDENTIAL EFTA_00132361 EFTA01274498 Account name: GHISLAINE MAXWELL UBS Strategic Advisor friendly account name: Your Financial Advisor: SCOTT STACK MAK/LYLE CASki EL sUBS August 2014 Account number. Your assets Equities . Common stock (continued) Purchase peke Harrber Average pike ante per shut Vara on Unrealized Holdng Hddng of shares per share (S) Con basis (SI as Aug 29 (S) Aug 29 (S) gain or loss a) period Security total 1,070.000 50.511 54,046 70 70,577.20 16,530.50 UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPCN ACR Symbol: UN Exchange. NYSE EAI: 12,187 Current yield: 3.22% Jan 2.9, 13 930.000 40.500 37,665.00 41.640 38,72520 1,060.20 LT Apr 22, 13 445.000 41.074 18,27806 41.640 18,529.80 251.74 LT Jul 12, 13 255.000 41271 10,524.33 41.640 10,61820 93.87 LT SKurily total 1,630.000 40.778 66,467.39 67,873.20 1,405.81 WM OVERSEAS BK LTD SPONS ADR St1GAPORE AOR Symbol.. UOVEY Exchange. OTC EAI: 11,398 Current yield: 3.04% Jan 29,13 900.000 30.540 27,486.00 36.850 33,165.00 5,679.00 LT Apr22. 13 100.000 33.492 3,34924 36.850 3,685.00 335.76 LT Jul 12, 13 250.000 33.180 8,295.00 36.850 9,212.50 917.50 LT Security total 1250.000 31304 39,130.24 46,062.50 6,932.26 VOCMFONE GROUP PLC SPON AOR Symbol. VOL) Exchange: OTC EAI: 12,389 Current yield: 6.70% Jan 29, 13 7%294 50.164 39,945.60 34.340 27,344.74 -12,600.86 LT Apr22, 13 2.727 54 627 148 97 34.340 93.65 -55.32 LT Jul 12.13 239.979 54.033 12,966.80 34.340 8,240.88 -4,725.92 LT Security total 1,039.000 51.070 53,061.37 35,679.26 -17,382.10 ZURICH INS GROUP LTD SPUN ADR Symbol. ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893 50 30.250 31,762 50 1,869.00 LT Apr 22.13 685.000 26251 17,98221 30.250 20.721 25 2,73904 LT Jul 12, 13 290.000 26.739 7,754 57 30.250 8,772 50 1,017.93 LT Security total 2,025.000 27.472 55,630 28 61256 25 5.625.97 Total 61,396,532.79 51.605,26823 5208,735.45 Total estimated annual income: 554,180 SDNY GM 00021742 CHP7O0O;OO5782997 NPT000193I 56 00095 0814 030575001 100000 fag* SS of 90 CONFIDENTIAL EFTA_00132362 EFTA01274499 SUBS UBS Strategic Advisor August 2014 Account name: Friendly account name: Account number: '3414A NE MA).14, ELL YoerlInancial Advisor: SCOTT STACK Mtd‘r LYLE CASRIEL Your assetskonterivedi Your total assets Percentage of Cost Estimated Unrealized Value on Aug 29 (5) your aCCOuill bests (S) annual incur.) (S) gain or loss (S) Cash Cash and money balances 1,376.93 0.09% 1,376.93 Equities Common stock 1405,268.23 99.91% 1496332.79 54,180.00 208,735.45 Total $1,606,645.16 100.00% $1,397,909.72 $54,180.00 $208,735.45 Account activity this month Date Actiety Dexriptlon Amount 15) Deposits and other fonds credited Aug 22 Transfer FM Y1235750100 10.00 Total deposit and other funds credited $10.00 Date Afthely Description Amoral (S) Dividend arid interestiaconne Taxable drvidends Aug 1 Dodend VERIZON COMMUNIC AT1ON5 INC PAID ON 501 265.53 Aug6 Foreign VOOAFONE GROUP PLC SPON ACM 1,322 69 Dvdend CUSP 92857W308 Aug6 Foreign TAIWAN SENCONDUCTOR MFGCO LTD ADR PAID ON 830 414.55 Dvidend CUSIP. 874039100 Aug 26 Foreign IMPERIAL TOBACCO GROUP PLC 5/CN ADR PAID ON 515 663.84 Dvodend CUSIP. 453142101 Aug 29 Foreign SINGAPORE TELECOM LTD NEW 2006 SOON ADR PAID ON 1765 1,412 23 nwdond CUSIP 82929R304 Total taxable dividends $4.07824 Total dividend and interest income 54.07824 Oae /Lonny Dexronon Amount (S) ren Aug 6 Fee VOOAFONE GROUP PLC SPON ADR .20.78 Aug 21 Fee SIEMENS A G SPON ADR •10.00 Aug 29 Fee SINGAPORE TELECOM LTD NEW 2006 SPON ADR .35 30 Total fees -$66.08 Cate Acisty Descapoon Amouil (S) Other funds debited Aug 1 Transfer TO Y1 23575 0100 -1217 % Aug 4 Transfer TO VI 235750100 -265 53 continued next page CNP7C003305782998 W700019315600005 CEll 4 030575004 miStrittcom_oodins 56 of 90 CONFIDENTIAL EFTA_00132363 EFTA01274500 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Mnandal Advisor: *UBS August 2O14 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (continued) oat< Actiaty Desorption Amoon IS) Other funds debited (Continued) Aug 6 Foreign Tax TAIWAN SEMICONDUCTOR MFG CO LTD ADR -82.91 Withheld Aug 11 Transfer TO Y1235750100 -1.633.55 Aug 28 Transfer TO Y1 235750100 -663.84 Total other funds debited .93.963.69 Date Activity DescrolIcn Mount Money balance activities kiI31 Balance forward 50.00 Aug 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,217.86 Aug 4 Withdraws UBS BANK USA DEPOSIT ACCOUNT AS OF 08,01114 -952.33 Aug 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08104/14 -265.53 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,633.55 Aug 12 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF Oted 1 I/14 •1,633.55 Aug 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 663.84 Aug 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06128114 -663.84 Aug 29 Closing MIS Bank USA Deposit Account 9090 The UBS Bank USA Depoit ACCOUrit It your vinery Sweep COCA SDNY GM 00021744 C Nr70D0g005782999 M7003198156 00035 0814 030575004 Y123572S50100000 Page 57 of 90 CONFIDENTIAL EFTA_00132364 EFTA01274501 *UBS Yournotes cw.................e. ..,,,,,, ,,,.. se . 90 ...tune. .... baccouninumbm CONFIDENTIAL EFT,001.32363 EFTA01274502 Important information about your statement UBS Fnancial Sent; la Caw Fins or ten Finaxial Soaked. The fill110, Cud law ad fumigatepa carotin, ad baba on thebooks aid records of the ;plod* tow a rkopoi, — you 'ray define househokirg by ding your is a ranterof al pircaral scanty. CalYnOddy aid epuns will cornea dry error pronatty bard« awn/ Fnman .tor e4ninges UBS F ~cell karces and UK Bank USA ve idioq srubaliaan of IBS AG and Milian of tBS Stories tom make al duet payallo lo tho Armor t. I hail • Conan etwarnoni contra" or runment ctowold (9 g Friendly «mum name TLC lheF on's &axial etaa « if walk* upan remit mama, ndcated on ex Iron of the slaument h madden., trued ~rips and mwaeptamments) that are floc 11-* Plenty axon nett:K.1km Maranon tut pu The fends eneartra abase* a to fogs accoust fem. a:COLeT n+.3,/ be kmbia to regipered uidee the Sautes Aci of 1933. and entered On the Freni onto unades wtbste It a a menu:nonce lea target l« umpayment far taunted cugoinizible 'mdrume• chow, by you b ac you ouch IBS Feasmaal Steams Ix pu'd'ras macheat Ice raped nuts n oath =ants • Conn:4bn COnlrXU g . foram maingo ald your rrandreeperg ha: no legal effect on mkt nourn 1200 Hata %Mead Accouas ta "transferred to Ohm onteutens may be pre:busnets ~as/ nadtplutia commas and YOJ C2/1 tape yov Fret:day main nines. troop Onto ~hank th IN 07086 Akita to a easter lee Somas or by0XIXting p.N1 &tattle, AM« COnTe r*Y OPIKel comas 1h6StaWnern repreives tre raily *flab' rated of pur UBS UBS Sweep Optkom Tho SF< protection ad eho applorreinti ',mutton do not Mcount ~Mew Fesaga SenteS non Other reOldS.exampt *Heal tal UBS offers opals for sweeing ads Waxes. biances to many to thFse assets enn if they ottnerse appev «saran • Val» of tor mourn/painto PM 01 assets and doweent. conuhng donating data souk not be reefed bank spouts at tesen LISA arid Lid AG karlord brad talenen The SEC protesen and the Skppbastil liardnes upon If you Wen? that 6 an env or mein. pleate (Bark Swap Rograns). money market mutual hodsMai protedon do rot voted fl ans* change, n the ,axtet • Axons incbctel Seattle Cat Mazes yakkedla neon h ~dam>, h Mene teBraich ~moot tre Funds) and the harhational Depose Amen C0Alfor val» Os yov nyesetunts ~es a resuh <4 maim reacted 'maltyto:I rid GlobalPm* Creporitt unreal:al once serving pur mama ~Caen with 31 Internalialal Resorme Idauganent toreavant. mac ~pay« otherwise/ marks to ~et and anal Slat MR held byte Fyn, Awned Through the PS , Sweep Steyr». Cat balances Does not ncladeunanced saudtelassem a te enf ol the Atcugh al hart tow are irifinded atr beacon.. are swept au WS Bat USA m kr r ests hued lm,, ad Mote itomiaon 6aait Puma repast You may obun pax and meat turreintin moat. a P..4» het5~ 11. palmett daatould rot be used for LT Nooses lark then to LETS AG Surread Brant, a a May Furd Deposes race ,fotheroin Aping the SEC Brecht,. untamed That col Mrs aid evetrubb Mick Worn solely on et tend la tanz Pe. Form 1099. 5498. 10421 atLes Bat USA are HNC enured n accordance was NA: by «nixing SPC at «by vamp te SEC • Ced6deeS KIJOeS OLe barmat outundry mign etc) then mpaing sour lac return the/ im isretuned by mks for slat hfamakon p lea* mit worn Pc gav webfde al mwe a9C au loan. credit Me. Mat account balances Ian to reven tote RS al taxab le dialends. repent:le non Deposits a UPS AG Vaasa Brant and tomtit/a -4y • cznimaney ataxic Toes of tithe:10d snubs. ati ~to dedends aid untie merest caned on seamy.% Evas snot nured by the FCC. DB/ideal Re kreefement Program OM had n par xaeu net proceeds on sak trarrUcti:e6, and blanch pM.1.8S Bat USA depart bala-cr. UBS AG the ace minced ai ammo pm Ytti (nay °Man the Suniced Branch depose balances and mathmake< /nn sul cost bantonconah cased senvraks 'trough the DA. evadable lo cab balmars re swept to ectuel pro, fro* your rsonoil Admit Only %kph shoes fend sweep balsaes a the dose of the Parent pealed deposit accounts a tes AG Newyork Branch and U3S.14 are pourzed abler CAP. patal shams coil be sold and me Non.cormodIty tree Clede bins h yew amount arena Camearnicellond wit the Ferm Cavan Brant Them Spouts are ria mixed by tit FDC cash ml be decosend n you acourt The dvidend • muse reconfirm au oaf comexwatons n thong to segregaed from aka balaxes and Pe Fmnimay um my of datinces hoU at the CIS AG Garin Bra-ds ae terporaily remenmern ace bipund by the Issuer may Mar from the these ftrds n the ordenry tune of astute-vs *these funt further protect your nint, ekbdin you* rights undo, the <opined 10 the scamper re-A of theCapri Naids, and tabu pike X Pat the partial than ye sold depayable i.pon ~demand This total a inclekd in the knites hams Protemon Act 'SEA) thereto.> quarztee a other .Moran of t6S Kak repay orent petzl doskg vak» mhoDamn whk n the Li15 eke:maid Brad's boas. CaSpheu • PI tn. ~oat instamon onto tefen a the fruit of the Only Whole onts try be held in you 3:03int r you are Lending information stalerrwnt is not ten Runoff ~et. Ufa Feats Deposits X UBS Bat USA rd each UBS AG Brach risrot entitled to 'pane me at arced: of a dviecnd ~tot or roe deo.hd fikeTatOn on CIO rn's »Meg p.a.>, and StitesGenet you acannt as tering broke by praecied by SIC Wonky Fund ism are pawed by SVC ~Me, wil ether ml panelist-tat maket price dadosura, Mee TO eate C tern Rai iterAp Agreervan or negement rah the dt ated minkon We Wormed See -CBS Finndal Sauces Acccunt Rotation' below a maim an mow Ottenred by aendured (Pang Amman Agewant aid the General Tema aid Condemn mu of Mn ration*, melon you opened tat name in agency. am cede you account USS Staff/mu of Cade Macias ~table n AVeroent$ this cat nar heels ans ~aim are bared I TAM Upon per rKkrog baterCe1 el ere Bat Swoop Program or rtayore..,nfrP9x.nni erdtecicoure ~oaf Smart aid not the rtroduang broker. ad ya OA may be entmckarn and dives of a ~fund maybe Inweetwent °bleak/es roust ~arnica of my n« Of nab() to teeth fln ipumaxed and the proceed: returned to you a yar The mesanen objectives am4 fit molt are sack lo ears toarritet lOCcunt Your meats aCCO011 aid my vary Mutt Rowe atie. the lem You' statement [emcees sautes and Oder SUSSheld et All accoutre sutereros tiol be deerNd cwm•kie end prompt k n fining of any meta, anzure h yo fnandi Further nfamicn about mailkle wimp optons. ,aiding the axorni at the end of te sunernem period You may aft acarate d ner objectedto n ~tag onto 60 dap avatar of ~trier apctem For account heed for d. cony ol Ivey paid 2Xleihei a Al./ trn. You may omen meet rate ad yetis. 6 wartett you choose one of the fo loving ~Pineal «mattes new ifeld ken yea /naked, Advisor a by reeve se råm. used a ban colliefi ate Paring ai • Please tact outlaw mewl ' to the tin: • Reduce Current name hresenents seeking Me balance the on them My mantas irrteakb them alment X or tollfree caring moralen of ham. only Ming the swan«. mood are hood at nutlet ea* a of aII 800AM toe CO t Monday UN Roane& Services data phateenien • Achte CartblUPpac000n twelertnts5Ming growth the end of the natement period throuir Indy. or h going to uBS ?mama Son *d pretpal film than:1W gketraon of name The Fern 6 a megrim of the Smart Mesta Protection • Con be* n dettenhng the cog bass of tee sewities Clem Raton, Dopatrant. PO Box 766 Unon City NI • ~Tee Co rebektaen of Income r e1 Cep& APPTO•00^ Comeau(' (SPC). With protects seozhes fult of z enduded n this katemene attire nitled web the 07(37 ~tall tool by both eio gerwaion of ran rd martin m »1500.000 (ncbdo; 1250.000 for dams tor flintier '1 • UBS Finena,i Savant.), toted on <TN Tre SEC arse, oxen«, time‘ TO, to all 40: 00ffit yowt,« PrnaPal indams on Mated Iran sources other tan LBS • n case ol errors« ~ions about an thy-non< kart Faye:di Sauces. nOudng Marmon Item anihre. I in trend« fin in Suet Mtn cud tabouhold n aperitif:1'c~ The Fyn »mare wets cenan finites. has also pachamf ~allelic profiles or tat you may Puke previUd to your franca Maw »Madge', Call or tire. to ten inaxel • Conamthe Seeks to mantin here/ mitpal. web low TM firm dom not ~pendently way or guarantee* :tumour:eta: proncion The ~apt anoint payable to Season K. MAO Harbor taa . 6th Ike We€te.Acs N) rita ad rota airy to the ocean merit Peal d ma means arvacy a validity of any itirmaon prowled by sources clog& Ann emarBSA time.: all NOW cant. cabana, united-as prate:on o 550) melon as of ~ea 10, 2013 the azouni does not generate tracer moan.« otit tan USSFrancalSeNtes returns ald rn..ynce keep pace with inibbOn CM ix limey soon as iou can d sou nk pur en addtion *toughUfa FinancialSwat gnarly PArct tote pokyordains and khu(om of at te • nederoom tang to estop' sonwria to omsve aid snug rearm 6 won; oedsu need root updates Ms rionnkam as c 6 reaved the Fah does rat nf canary Lout merrier on the statoment or recept Fein /Jut er accented fa up to II 9 milkn nth. »Wye someviaay» sot higher mints anegte fix XI put AX04.nIShoU it a patina., capably • Amman, Nang to .1:Cepl Sigh rips to Velnial ad hgh bromide any mamas tat te nfinnatem alder 'Cost The kin «Card Mua atia lathe) mun her *Om pit bale and ^Unreplited gateau is =gas am the die A full mpy ol the poky waning 6 JhreLtde UPC° red-og Watley» seed high returnsma tme no We" teal 60 0,6 alter the fan sent you the list of Sr, tandled As "ich please do not rayon this gatemanon Muds te error or probiern ~ref ny an im lo makeTun:hake a Me ~sons. IT lar The SIC prOlKlixt rd te sumle~al Brewton both do Seatament -hemeholding' - armed. tow nine and man' ardor fil try purposes a Crhen./e.o ~lb trlillified to Mr Fyn not Sect* We ram consoklate al aided accomt summon with the - Dena* the eror or the eater you ve titre god may reflect garibss nformaim orly for the pertid of andegran as deate punt sty you bile* A is • C!flan InaNCial peels Controlled byled Massed n ytur urn* nuts in the sane «metope ACometsrmy be relined account vim) but held away rom ceitS liana Seisms fce Si; Mme bow* toy haw owner: oho in martin time they am held a the Pan ParthiMend niarnaCiDel error a ety you need mac nlamation can be added by you Faunal' Acle60r - Rovide te dollar anturn of te seeped wee reg. man fecal, a UBSBaly «Teat a AS AG ant account relaionshm wit caw dents at the sate Stamford brands. OM nsuraxe mochat naming vadbke albets The prance PrOpria, 'h0Weeoldng ' you arun Old 04Own of mutual hitch vane kut prefer to remake inchrilual tutornents nuked in kepaxe • Unwanted miniboom ktre die t aNabk shares re mg~ Meaty n dte nit* of the acomit pgr•red anal me, near:arc 2-2 Claialed fee SDNY_GM_00021746 CONFIDENTIAL EFTA_00132366 EFTA01274503 Important information about your statement (OCO Untied) headcheese:reify lots the tamextion data fa ialindal - TIM parry ~aced vans may be fefacted as 'Not rioter of roams at the hone dean holdingratan Account au regitared serum mats ce US'S Fruntial Services lots may a may noe reflect cenenksexu Chasesate paced' n analseam" tien an idepennal loads of tat find tang, Inc Maim).messa. aim went Dalfend aid OM« tuba's.' fat ism not Masted ad unable afar a - in aktlion lomninYM1ieCeMid n cornection wati rorwsmoni lots and sytom tic pirchze lot are eat value whenwe Damn aral that a maordl mom has the sale or distrbuton of anurycorarain rd wiz Ina Srscaturo is a manned seMce mat of visa ~Min to daps, one a:erased let the • Made dz.' ~What may olla ~mg reponed vat» Soo syn.me tNA unit to our dents, %waxierour Imenunnal UPS Wa Signalise cede cads and ISS Vaa Timm peasants the «One, tramatun Unmake watten. a warm leak* nadd te highly reCailatae alatiane recew mien* trang antenna from don cads ao issued by IRSBin USA tab stamson from duo to the net" of the seamy riniyof the terna companies indenting one V ca U 5 A haseparated • GANN aura tos Pond; and praened nod" that Te - Men an kw« general panaler a SpOneat may cataracts aPiezeo of the iipimamnpntt Yon ant tor earby roderqxon sod beselected magnatey estimated van« 3t fdpaly KUMain What if «sponsors ci te uric eiWSVIVell !NZ we *Saute UPS Financial SennOes Inc Rev 201407 by lot tan aØ el snafflesof that issz rull n out provdel the taut ol tre zany sea becalerent tun - Out ailitates also reale wading commisansani oar name a n ~nee flare for as dents Callean est Nrchst pow compernation freers muna finds aid insierce 'nfcmul en is obtainedfrom third paled aid its 'cogat, - 'Clantorions to dare' my hcbde woo of cashal ConVaiies whose pent:axes we disebute 6 rot gunned OT« call lenses may cost vlich wane « both - Wereceiveas nasal fee hem LI358aik USA an1USS <OM affect men ~Ste inlommi ion tva beraided - • Oftini f tat me' rea'eSsita te dieselolleng prce AG Stanford Watch ol up to 525 pet acount ofrol regaelit eser unit ail may not reflect you cos bask sweeping to te banks vid« the terser* Sweep ingrains • ~as of *paella CDs are øC nosed opt • lbettliatd securities Restricted securest greserayae I2S.O.CCO n pimple and ~tad Merest pre depositor not damn,Higbee for pik tale trBS Fesmil Sows ASA" and pa ~zany enliMion, n ~Ganz with SDK uses the make price of ter entestri:tod 'lode of the wane Infoonatian rogardng cormlit -is rd milieu/urges NIOS asur x r rfouted vain lot the leseused non its' malted n annecon mil the meomion of van making purpose of ta sun a t orsy TO the maim Tx option nasaMons has been n ed on warm:tons • ~hiatus Pncesckplewd ta 'Mures aria Other reacted sec:lies are elglek lot sals ne eat* recleled permute/ kneeled to you, and nil be um•MM to you Product ma/ be hr« a blur that t e orce dial you nay be substastialy lets thin the insisted o/d shown aumpi a on rebuesi Mu kJ actually recewe in the maket PrCeS are °blamed from vanes tid pity ;corm andi we beans to te • It (*United) hØ arm« yields and rms. An Short Sling retina but we do not gamin ewe xcuracy emirate of ~al mome is based on anent unand If you r• engsp1al tort ouhgasearae ycu may ma a - We "mealy use the deng peke when *ratable ce the and Cann Para among to acuities will be held for chige On to anar Mew" cons la that panesla mean p the bid aid ask peCeS for 'sad tsarreim and one year from statement date «an mammy thrs away *pews orshyled penisfor OTC smal e% *Sinai* is onya guideGne. accuracy and 0:ntnued - Las amwer tread warms maybe Aced usng name se not gartneeed Open «den meat en model a the MSS Mani pia we Maned - Est:nand ora income andante yield for Wan Regaling (*en « '900clailirairelled • °KIM Thal Mee no, andnagnot reflect an actua mark« Me Or What typesol masets muld Mute arrun of sencjaa or CoMstel byte stdernern dam open buy and sell stop - C Oman poslions may Alen YAMPA apene and roll canal gait ei wadi Ose the MI OCcme laid curve «den re [edited by the amain of demands (ohm on show z 'prim was not writable' rf we are enable to mkt/ would be oventintd • nelaidindsor imagist date inlets rammed otherwise Obi* a pee for a snuffy - Talmud annual imame aid current yield aid Mie by you You ae reTionable tor orders that are finned due - Deposes ot stones denctrmand n ~ors other actua Tours a d yeld mgM be Isms« hgher Tag to your lane to cancel smug open «den tvi u 5 *Mtn as al listed a the entienaorSe as of the astmatel amons the Seamen! dae - An minute ol lletalged income Glidden! ender Tax witilwiditg en fanriwtions tom LOS financial - For rortan 'carnet min.g ri non-ant:4mm «east) Maned Dynamo.« maket vat/Vans Semites IRAs detumnatuis. ace aid quality dace vaiet may hale balance e based on the Ida, desSind or interest kaua tar kirt retires IRS &WWI SeneCeS to senerad been naiad to frame Fop« vauson parts moe byte issuer and nines the income tai from you unable IRA Menhir cro. tut you may To obtain orient antis" when asallalle. mesas year' seam indeposet wlI be held'« on. sax han the obici Oat lobar. in:cawIse wileholl or insteat you nay Fruncial Achy statement dap or usse~arty Anna" aid de° tO haw la ~Mid x arie tu n a Ind anoint as oartintsd yeti are noe guaardeed you ChOOSe 4fECOn vil lender, n effect 'At rsoVed • Priem Inineanums and seruauned produces. Mate by you You mayrevoke your election i ay lino by mazy Mesterwee sautes (mining direct paler'pains • Meet not hold WU'S Pinandal Soma Conan anew elmain If you da rot haw crotch no/meta Vegan aid real aim** rag-sewn Men Mattel/ and Wars an not MUbyteMal an not with te fins writtielfirAll your dombuliOnS. you maybe reepOrtble lea structured products sestina., hghtyheimla (elan possess's, or envoi Thee assets re capand m your the pan« of estanxedtay Wu may no./ praxes da anathema premidt hzie noe born reagored mein* gatemen' for irdomnonal ~son, Posibins ars 'Timms velnhell and par estimated la pa/swots verpt Wa l ls and efartal Carman a under any state eon presented are rem:1M by the Tung limn LES pull tO YOU' la obli>ater *OMNI lad We prOrdeestmaed scalars la airste F nancia Semon is not reparable for this nfornabn ~Amen ^rues ass strundef produis lot and does not giantess es acancy MPS* distils tenet Privacy edam.* cnalpuesoan only Acdaacye rot gua'amml protected by SVC Cr the Fern's supplemental SaC To obtain a copy of as anent Chen Priexy lestice phxe - llweyaueS maydifter stbstantally from nears a as coverage motarv you FnatislA•Msor ritt oufwetisne Y. Man fl oat rentrnere wary« SleuCtured exam uer comtniacieolry picdua mei be licur et sold aid do not necessnly • Ilmnue during and addkbaalcompeosation. review, the yaw you may Mao* olfcci Igaidaon - es addinni to caminissom on ales aid Obi lees inaicial Simian erm a bark She WA timon - med paw emmaes of vale are rot a ran <Me name/ et tonneaus, with the datrtulon of tuna SovcesAccofq BSA all MBSS are Ma«age accunts aid at walled to ISS enroll Services ana 'cgs hands to our denser an« ow algae repine nit 'soma access to bat nu serums and prodins bans by an ndepenteent satiation fern fen:rueflag ~tau troen &flexors soolor tØ maximum UM /Mind bat awl other MS. Roof, %metalPam« SpCnsoe mimed whet if »Mors of the mutual funds that we sell Thew party basks and pr.:vile:amass to Murree aim rues, am. are stgpled to te FIT by the MOM general atiants ae based en two dilater, arsponints 0 onaleCtS istsed by unallilottO thed tarty isran partner or *visor and may be °Waled based en the amount el altars U:6 ol a pancuM mutual hod corms*, Haug', narres agency tubs/Ta es of uty diette Afornabon from that used by tend pates to limey to maTerns ad Id Me net sate of a mnaidal Snakes et doMie thee estMatcd valves prosily (rum' laid lanais shares reed a B. Inn - Youcn obtain ANK41.1d adamain regaling the - We aid aur stare abs recent ragnotng aid trarearremt, macs and anionic products mono lonsgy used to deteranne the elm*, of via omnbusprocesung lees m corodeiaon lor uante lest IOC hawed • NO bank Guarantee* May lose vela and the date of the nfonnaton ta is the base for the agent swekes tut we posed* to rhomieual funds mina by anlacthg your Anasdi Medlar Thine lets gene.S as pad *Cr manor awn in the RPSOLIMMaiagEnVill &Øt, &Jinni Servead mutual land and as a tasd dolts amium based on the accost BSA, »MA and ~national ReaisCe lAatagegrent SDNY_GM_00021747 CONFIDENTIAL EFTA 00132367 EFTA01274504 UBS UBS Financial Semites Inc 299 Park Avenue 25th Roor UBS Strategic Advisor New York NY 10171.0002 September 2014 CNP70065526310911X12 VI 0 NEW YORK NY 11"t riS Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions a bout your statement? Call JOS hriarroCires' AthrriOr Or ti Value of your account RMA Re9surreline at 2m-um-IOK On August 29(3) on September 30 (1) account Your assets 1,606,645.16 I ,570,684.78 %Stour website: Your liabilities 0.00 0.00 verivr.ubs.comifinancialservices Value of your account $1,606,645.16 31,570,684.78 Sources of your account growth Tracking the value of your account during 2014 Value of your account 1 Thousands at year end 2013 3000 Net deposits and 1,606.6 1,570.7 withdrawals 11,5C6,65-943 • Your tivearnent retumc Dindendarx1 interest income 149917.54 Chance in market value 314.10981 Value of your account on Sep 30. 2014 $1,570.6114.78 Aug 2014 Seo 2014 SDNY GM 00021748 Member SIPC CNP70009006552631 NP700O293600 C0005 0914 030575004 VI23572550 110360 Pogo 47 of 100 CONFIDENTIAL EFTA_00132368 EFTA01274505 $UBS UBS Strategic Advisor September 2014 Account name: Friendly account name: Account number: Your l5 asocial Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of September 30 a) you account • Cash and money balances may include A Cash and money balances 3,809.55 024% Your current asset allocation available cash balances. UBS Bank LISA deposit B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 1,566,875.23 99 76% mutual fund sweep balances See the Important information about yaw statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.0O 000% F Commodities 0.00 000% G Other 0.00 0 00% Total assets 11,570,684.78 100.00% Value of your account $1,570,684.78 Eye on the markets Percentage change Index September 2014 Year to date S&P 500 -1.40% 834% Russell 3000 -2.08% 6.95% MSC I - Europe, Australia & Far East -3.81% -0.99% Barclays Capital U.S. Aggregate Bond Index -0.68% 4.10% Interest rates on September 30, 2014 3-month Treasury bills: 0 One-month LIBOR: 0.16% CNP7000B006552632 NP70C0298800 00005 0914 0305750O4 I tffilkecomoodA9tes of IC° CONFIDENTIAL EFTA_00132369 EFTA01274506 Account name: C riI AMt dar EL Your Financial Advisor UBS Strategic Advisor *UBS September 2014 Friendly account name: Account number. SCOTT STAC,1.tAel LYLE CASRIEL Change in the value of your account Summary of gains and losses values reported below exclude products for which gam and losses are not classified September 20l4($) Year to date (I) Realized gains and losses Unrealized Opening account value $1,606,645.16 $0.00 September 2014 (1) Year to date (S) gains and kisses (4) Deposits, including investments transferred in 0.00 1,941,16122 Short term 000 -10,372.89 4,494 91 Withdrawals and fees, Long term GOO -17,192.77 165,847.54 including investments transferred Total $0.00 -$27,565.66 $170,342.45 cut -1,889.32 -434,504.79 Dividend and interest income 4,321.94 49,917.54 Change in market value -38,393.00 14,108.81 Closing account value $1,570,684.76 $1,570,684.78 Dividend and interest income earned For purposes of iris statement, taxatiatv of interest and addend Income has been determined Iran a u5 tax reporting perspedive. eased upon the residence of the account holder, account t)pe, or product typo, sane interest ardor dvidend payments may not be subject to United St*es (US) ardor Puerto Rico (PR) Income tarts The (Vent month), statement is not Intended to be used and orrice be read tarn for tac purposes. Clients should refer to the applicable tar reporting forms they recent. from 185 annualy, such as the forms 1099 and the Cams 480, fa la reaming information n is the placate or lies to lite tee asai(atre tax reporting forms with the US interns! Revenue SennCe and PR Treasury DeP5Itment. 8,4 in such town accurately usury dwcknct ardot Interest as tax everrpt or facia* income. fleece comult your indudual tax prepare( September 2014 (S) Year to date IS) Taxable dividends 4,321 94 49,909 75 Taxable interest 0.00 7.79 Total current year $4,321.94 $49,917.54 Total dividend & interest $4.321.94 $49,917.54 Return of capitaVpmcipal 0.00 3,895.55 SONY GM 00021750 CNP7C007006552633 WPM:0218800 00005 0914 030575001 110000 ►ug* 49 of 100 CONFIDENTIAL EFTA 00132370 EFTA01274507 UBS UBS Strategic Advisor September 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your Finundul Advisor: SCOTT STACK MANY LYLE CASR1EL Cash activity summary UBS Bank USA Deposit Account APY See Account activity the moNntot deals seances in your Sweep Options are Indudedin the wrong and closing balances wilt. FDIC Insurance orOlt, only to deposits at UBS Bank USA, not to deports at UBS AG, Interest period Aug 7 - Sep 7 Stanford Pawn or bank deposits placed throw,' tne UBS intemationd Deposit Account popam. SIPC potedion applies to morn market sweep fund boding, but rot ban/ deposits. See important information Opening UBS Bank USA Deposit balance Aug 7 $0.00 about your statement CO the last two paps ct tnis document for detals Closing UBS Bank USA Deposit balance Sep 7 $0.00 September 2014 (3) Year to date (I) Number of days in nterest period 32 Opening balances $1,376.93 $0.00 Average daily balance $224.94 Additions Interest earned $0.00 Deposits and other funds credited 0.00 84,767.45 Annual percentage yield earned 0.00% Dividend and interest income 4,321 94 49,917 54 Proceeds from investment transactions 0.00 407,110.27 Total additions $4,321.94 $541,795.26 Your investment objectives: You have identified the following investment objectives for this account If you have questions Subtractions about they objectifies, disagree with them, or wish to change them, please contact your Professional management fees and Financial Advisor or Branch Manager. You can find a full description of the alternative related services 000 -2,797.80 investment objectives in important information about your statement at the end of this document Other fees -138.01 -1,068.93 Your return objective: Other funds debited -1,751.31 -430,638.06 Current income Sr capital appreciation Funds withdrawn for investments Your risk profile: bought aoo -103,413a92 Primary Aggressive investment eligibility consideration . None seected Total subtractions 41,889.32 -$537,985.71 Net cash flow $2,432.82 53,809.55 Your account instructions Closing balances $3,809.55 53,809.55 • account is currently coded for margin • Your account cost basis default dosing method is FIFO, First In, First Out Withholdings and tax summary September 2014 (1) Year to date (I) Foreign taxes paid -374 38 -5,142.58 CNP7C009306552634 NP700O298800 00035 0914 030575004 I1 4Y of I oo CONFIDENTIAL EFTA_00132371 EFTA01274508 CHIIAINE MAXWELL UBS Strategic Advisor Account name: Your /Inandal Advisor: *UBS September 2014 Friendly account name: Account number. SCOTT STACK MAULYLE CASRIEL Your assets Sat* pnces, income and current vaues Shear, May Ix approximate. ASS kit*. gam ancllosses may mg be &moldy refkaed sat xnportanontonnafron about your gatemen, dine end of ins clxumem for more infornmon Cash Cash and money balances Cash and matey balances may include avalade cash balances, UBS Bant USA deport account balances, UBS AG Stanford Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl n applicable limits, but are not protected by SIPC uBS AG Stanford Brant h deposit re oum barites an not insured by FDIC and re rot protected by StPC Money market sweep balances are protected by 9PC but are not insured by the FDIC. See the important information about your statement at the endof this document for details about those balances. Openng bdence Closing balance Price Pet share Average OnIckncl Interest Days Hddng on Sept (I) on Sep 30 (S) on Sep 30(1) rate period period cepmount (S) Cash 1.37693 0.00 (ES BANK USA DEP ACCT 000 3.809 55 250.000 00 Total 51,37693 53,809.55 Equities Common stock Purchase pricer Trade tcurrber average price Peet per share Value on Unrealized Hddng Hddng date of shares per share (5) Cost basis(S) on Sep 30(5) Sep 30 CS/ gain or lOSS (1) period MB LTD SPON ADR Symbol: ABB Exchange: NYSE EAI: 41,134 Current yield: 3.43% Jan 29,13 825000 21.573 17,797 89 22.410 18,48825 690.36 LT Apr 22, 13 650.003 21 211 13,78715 22 410 14,56650 779 35 LT Security total 1,475.003 21 414 31 ,585 04 33,054.75 1A69,71 ASTPAZENECA PLC WON 4CR Symbol AZN Exchange: NYSE (Al: $1,022 Current yield. 3.92% Jan 29, 13 210.000 50 130 10,527 30 71.440 15,002 40 4,475.10 LT Apr 22, 13 85.000 51 335 4,363 53 71.440 6.072 40 1,70687 LT Jd 12,13 70.003 49 441 3,46092 71.440 5,003 BO 1,539 r33 LT Security total 365.000 50179 18,351.75 26,075.60 7,723.85 continued next page SDNY GM 00021752 C HP7000;005552635 MO003218800 COCOS 0914 030579004 110000 Page 51 of 100 CONFIDENTIAL EFTA_00132372 EFTA01274509 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IImodal Advisor: Friendly account name: SCOTT STACK MANLYLE CASR1EL September 2014 Account number Your assets Equities . Common stock (continued) Purthase pace/ Trade Hurter Average price Price per share VaNeon Unedited Wenn Itching date of charts per than (B Cost basis (S) on Sap 30 (SS Sep 30 ($) gain or loss ($) period ME SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC MI: 11,322 Current yield: 4.31% Jan 29,13 1,000.000 22.160 22,160.00 30.670 30,670.00 8,510.00 LT BAYER A G SPON ADR Symbol. BAYRY Exchange: OTC EAI: 1517 Current yield 1.51% lan 29,13 200000 99.560 19,912.00 140.110 28,022.00 8,110.00 LT Apr 22, 13 45.000 101.760 4,579.20 140.110 6304.95 1,725.75 LT Security total 245.000 99.964 24,491.20 34,326.95 9,835.75 BHP BILLION LTD SPON Apt Symbol: BHP Exchange NYSE EAI: 11,053 Current yield. 4.11% Jan 29,13 320..800 78.520 25,126.50 58.880 18,841.60 LT Apr 22, 13 30.000 61865 1,915.95 58880 1,766.40 4: 216494755 LT 1J12,13 85.000 61.002 5,185.23 58.880 5,004.80 • 180.43 LT Security total 435.000 74.087 32,227.68 25,612.80 6,614.88 BRMSH AMER TOBACCO PLC GB SKI, ADR Symbol: BD Exchange: AMEX EAI: 32,882 Current yield: 4.32% Jan 29,13 340.000 104.097 35,393.08 113.080 38,447.20 3,054.12 LT Apr 22, 13 150.000 107325 16,098 78 113.080 16,962.00 863.22 LT Jul 12,13 100.000 105.544 10,554.44 113.060 11,308.00 753.56 LT Security total 590.000 105.163 62,046.30 66,717.20 4,670.90 CEUTSCIE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al: 12,763 Current yield: 4.28% Sep 16.13 1,275.000 13387 17,059.45 15120 19,278.00 2.208.55 LT Sep 17, 13 1,150.000 13359 15,362 85 15.120 17,388.00 2,025.15 LT Sep 18, 13 990.000 13393 13,259.17 15.120 14,968.80 1,709.63 LT Oct 10, 13 855.000 15.481 13,236.68 15.120 12,927.60 .309.08 ST Security total 4270.000 11801 58,928.15 64,562.40 5,634.25 CEUTSC1-E POST AG SPON Apt Symbol: DPSGY Exchange: OTC (Al: 11,451 Current yield: 3 33% Jan 29,13 640.000 23 900 15,296 00 32.025 20,496.00 5,200.00 LT Apr 22, 13 720.000 22.581 16,258.75 32.025 23,058.00 6,799.25 LT Security total 1360.000 23202 31,554.75 43,554.00 11,999.25 continuednext pago CNP70003005552636NP7000198800 00005 0914 030575004 1196ffiscom000NIS352 of 100 CONFIDENTIAL EFTA_00132373 EFTA01274510 T UBS Strategic Advisor September 2014 Account Elaine: Friendly account name: Account number: GHISEAINE MAXWELL Your Financial Advisor: SCOTT STACK MAN LYLE CASRIEL Your assets Equities . Common stock (continued) r4f (rote co(ct Trade hunter Average price Price per shse vague on unrwand Hddng Hddng date of sham per share (i) Cost bags (S) on 54930(1) Sep 30(S) gain or loss (S) period GOF SUEZ SPON ADR Symbol: GDFZY Exchange: OTC EAI: 13,619 Current yield: 7.29% Jan 29,13 720.000 20.779 14,960.95 25.075 18,05400 3,093.05 LT Apr 22, 13 380.003 20.919 7,949.37 25.075 9,528.50 1,579.13 LT Jul 12, 13 215.000 20.144 4,330.97 25.075 5,391.13 1.06016 LT Aug 21, 13 285.000 22.200 6,327.10 25.075 7,146.38 819.28 LT Aug 22,13 140.000 22.508 3,151.20 25.075 3,510.50 359.30 LT Aug 23, 13 240.<XX) 22.418 5,380.51 25.075 6,018.00 637.49 LT Security total 1,980.000 21263 42,100.10 49,648.50 7,548.41 GCVO SMITHKLINE PLC Al441 Symbol: GSK Exchange: NYSE EAI: 42.694 Current yield: 5.77% Jan 29.13 330.000 45.615 15,052.95 45.970 15,170.10 117.15 LT Feb 13, 13 320.000 45.645 14,606.46 45.970 14,710.40 103.94 LT Apr 22, 13 245.000 50.630 12,404.47 45.970 11262.65 -1,141.82 LT Jul 12, 13 120.000 52.904 6,348.48 45.970 5,516.40 -832.06 LT Searity total 1.015000 47.697 48,412.36 46,659.55 -1,752.81 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol. ITYBY Exchange:OTC EAI: 12,059 Oren( yield: 4.61% Apr 25. 13 60.000 70.891 4,253.51 86.770 5,206.20 952.69 LT Apr 26. 13 375.000 70.792 26,547 34 86.770 32.538 75 5,991.41 LT Jul 12, 13 80.000 68.375 5,470.00 86,170 6,941.60 1,471.60 LT Security total 515.000 70.429 36270.85 44,686 55 8,415.70 MTN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 12.218 anent yield: 3.97% Jan 29,13 1,660600 19.580 32,502.80 21.280 35,324.80 2,822.00 LT Apr 22.13 590.003 17390 10,260.10 21.280 12,555.20 2,295.10 LT Jul 12, 13 375.000 19219 7,207.31 21.280 7,980.00 772.69 LT Security total 2,625.000 19.036 49,970.21 55,86000 5,889.79 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC (Al: 41,796 Current yield: 3.48% Jan 29,13 1,650.000 18280 30,162.00 19.760 32,604.00 2,442.00 LT Apr 22, 13 425.000 19.544 8,306 29 19.760 8,398.00 91.71 LT SONY Glicate t page CHP70001006552637NPI00O293900 00005 01•14 0305750047123572550110000 Page S3 of 100 CONFIDENTIAL EFTA 00132374 EFTA01274511 SUBS UBS Strategic Advisor September 2014 Account name: Priendly account name: Account number. GHISLAINE MAXWELL Your K nancid Advisor, SCOTT STAOMANYLYLE CASRIEL YOUr assets . Equities . Common stock (continued) PutChaSe gire Trade Mater Afliegt gakt Prett per share Vdue on UnredIzed Hddng Hddng data of Mees par Met (3) CM basis (S) on Sap 30 (S) Sap 30 ($) gagn or Ion (I) period kg 12,13 535.000 19.059 10,196.73 19.760 10,571.60 374.87 LT Security total 2.610.000 18646 48,655.02 51,573 60 2,908.58 NESTLE 5 A SPONSORED ADR REPSTG REG SHS SWIT2 ADR Symbol: NSRGY Exchange: OTC (Al: 12,138 Currerd yield: 2.75% Jan 29,13 570.000 70.160 39,991.20 73.630 41,969.10 1,977.90 LT Apr 22, 13 290000 69.918 20,276.22 73.630 21352.70 1,076.48 LT lul 12,13 195.000 67.417 13,146.41 73.630 14,357.85 1211.44 LT Secuity total 1.055.000 69.587 73.413.83 77,679.65 4265.82 LAPPON TELEG & TEL CORP SPON ADR Symbol: NTT Exchange NYSE (Al: $1,653 Curomt yield: 2.40% JU 22,13 1,700.000 26.445 44,957.18 31.110 52.887 00 7,929.82 LT Aug 6,13 510.000 26309 13,417.69 31.110 15,866.10 2,448.41 LT Security total 2210.000 26.414 58374.87 68,753.10 10378.23 NOVART15 AG SPON ADR Symbol: NVS Exchange: NYSE (Al: 12.280 Cisrent yield: 2.48% lan 29,13 590.003 67.877 40,047.61 94.130 55.53670 15,489.09 LT Apr 22, 13 240.000 72.512 17,403.02 94.130 22,591.20 5.188.18 LT Jul 12,13 145.000 73.450 10,650.38 94.130 13,648.85 2,998.47 LT SeCvrity total 975.000 69847 68,101.01 91,776.75 23,675.74 ORKLA ASA A SHS SPON ADR Symbol: ORK LY Exchange: OTC (Al 11.354 Current yield: 3.62% lan 21,14 710.000 8.052 5,717.56 9.080 6,446.80 729.24 ST lan 22, I4 220.000 8.190 1,801.84 9.080 1,997.60 195.76 ST lan 23, 14 315.000 8.282 2,608.92 9.080 2,860.20 251.28 ST lan 24, Ie 185.000 8.147 1,507.25 9.080 1,679.80 172.55 ST Jan 27,14 135.003 8.019 1,082.58 9.080 1,225.80 143.22 ST lan 28, 14 265.000 8.045 2,132.08 9080 2,406.20 274.12 ST lan 29, I4 390.000 7.991 3,116.53 9.080 3,541 20 424.67 ST Jan 30,14 245.000 7.849 1,923.23 9080 2,224.60 301.37 ST Jan 31,14 260.003 7.878 2.04846 9.080 2360.80 312.34 ST Feb3, 14 185.000 7.794 1,441.96 9.080 1,679.80 237.84 ST contllued next page CNP70009005552638 NP7000293800 00005 0914 030575004 nsgtentom000llgssss4 of 100 CONFIDENTIAL EFTA 00032375 EFTA01274512 Account name: GHIStAINE MAXWELL UBS Strategic Advisor Your Finandal Advisor: *UBS September 2014 Friendly account name: Account number. SCOTT STACK MAMLYLE CASRIEL Your assets . Equities . common stock (continued) Purchase price Trade Writer Average price Frio per share value on Unrealized Hddng Hddng date of shares per snare (S) Cost basis (t) on Sep 30 0/ Sea 30 (t) gain or Ion (t) period Feb 4, 14 235.000 7.671 1,802.69 9.080 2,133.80 331.11 ST Feb 5, 14 245.0CX) 7.727 1,893.29 9.080 2,224.60 331.31 ST Feb 6, 14 165.000 7.561 1,247.70 9.080 1,498.20 250.50 ST Feb 7, 14 310.000 7.528 2,333.87 9.080 2,814.80 480.93 ST Feb 10, 14 250.003 7.609 1,902.25 9.080 2270.00 367.75 ST Security total 4,115.000 7.913 32,560.21 37,364.20 4,803.99 P.T. TELEKO4AUNIKASI INDONESIA Wei ADA Symbol: TV Exchange. NYSE (Al: 4805 Current yield 2.43% Jan 29,13 690.000 39.442 27215.25 48.100 33,189.00 5,973.75 LT RECKITT BENCKISER PLC SPON ADR Symbol: R8GLY Exchange: OTC EAI: 31,515 Current yield: 2.46% ran 29,13 2,590.000 13.560 35,120.40 17.390 45,040.10 9,91930 LT Apr 22, 13 510.000 14360 7,323.60 17.390 8,868.90 1,545.30 LT Jul 12, 13 440.000 14331 6,305.99 17.390 7,651.60 1,345.61 LT Security total 3,540.000 13.771 48,749.99 61,560.60 12,810.61 ROCHE HOG LTD SPONS ACR SWITZ ADR Symbol: RHHEIT Exchange: OTC EAI: 41,281 Current yield: 2.47% Jan 29,13 1,100.000 27.545 30,299.50 36.990 40,689.00 10, 389.50 LT Apr 22. 13 300.000 30.267 9,080.31 36.990 11,097.00 2,016.69 LT Security total 1,400.000 28.128 39,37951 51,786.00 12,406.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS WON AOR Symbol: ROSS Exchange: NYSE (Al: 51,504 Covent yield: 4.75% Jan 29,13 185.003 74.585 13,79831 79.120 14,637.20 838.89 LT Apr 22, 13 215.000 65.856 14,15906 79.120 17,010.80 2.851.74 LT Security total 400.000 69.693 27,957.37 31)548.00 3,690.63 SAMOA SPCN ADR Symbol: SNY Exchange: NYSE EAI: 41,574 Current yield: 2.33% Lan 29,13 720.000 48.754 35,103 55 56.130 40,629 60 5,526.05 LT Apr 22, 13 275.003 52.654 14,480.06 56.430 15,518.25 1,03819 LT continued next page SDNY GM 00021758 CHP70003006557639NP700029380000005 0314 030575004 110000 Page SS of 100 CONFIDENTIAL EFTA (0132376 EFTA01274513 *UBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your II:sandal Advisor: Friendly account name: SCOTT STACK MANY LYLE CASRIEL September 2014 Account number: Your assets Equities . Common stock (continued) Purchase Kars Trade Morton Average prke Price per dun Vdue on unreeized Hddng 'Atkin') date of alarm per share (S) Cost bat (1) on Sep 30(3) Sep 30 (S) gain or lon (I) period Jul 12, 13 200.000 52.424 10,484.90 56.430 11,286.00 801.10 LT Security total 1,195.000 50 267 60,068 51 67,433 85 7,36534 9EMENS A G SPON ADR Symbol: SIEGY Exchange. OTC EAI: 41,507 Current yield: 2.53% Jan 29,13 250.003 110.110 27,527.50 119.070 29,767.50 2240.00 LT Apr 22, 13 200.000 100134 20,026 84 119.070 23,814 00 3,787.16 LT Jul 12, 13 50.000 107.256 5,362.83 119.070 5,953.50 590.67 LT Seas* total 500.000 105834 52,917.17 59,535 00 6,617.83 SINGAPORE TELECOM LID NEW 2006 SPcti AOR Symbol: SGAPY Exchange: OTC EAI: 42.284 Current yield: 4.33% Jan 29.13 1,060.000 28.260 29,955.60 29.890 31,672.80 1,717.20 LT Apr 22, 13 440.000 29.820 13,121.15 29.880 13,147.20 2605 LT hi 12,13 265.000 30.551 8,096.17 29.880 7,918.20 •177.97 LT Security total 1,765.000 28 993 51,172.92 52,738 20 1,565.28 SMITHS GROUP PLC SPON AOR Symbol: SMGZY Exchange: OTC EAI: 4962 Current yield 3.00% tan 29,13 1,245.000 19.750 24,588.75 20.390 25,385.55 796.80 LT Apr 22, 13 330.000 18.685 6,166.05 20.390 6,728.70 562.65 LT Security total 1,575.000 19.527 30,754.80 32,114.25 1,359.45 STATOR. ASA SPON ADR Symbol: STO Exchange NYSE EAI: 41,594 Current yield: 4.05% Jan 29,13 610.000 26.533 16,185.31 27.160 16,567.60 382.29 LT Apr 22, 13 205.000 25.765 5,281.88 27.160 5,567.80 285.92 LT Apr 22, 13 170.000 23.274 3,956.72 27.160 4,617.20 660.48 LT Apr 22, 13 135.000 25.785 3,481.05 27.160 3,666.60 185.55 LT Jul 12.13 330.000 21.423 7,06966 27.160 8,962.80 1,893.14 LT Security total 1,450.000 24810 35,974.62 39,382.00 3,407.38 TAIWAN SEMICONDUCTOR MFG CO LTD AOR Symbol: TSM Exchange: NYSE (Al 3332 Current yield 1.98% Jan 29,13 800.000 17.800 14,240.00 20.180 16,144.00 1,904.00 LT hi 12.13 30.000 18.434 553.04 20.180 605.40 52.36 LT continued next page CNP70309004552640NP7000293900 00005 0914 030575004 gtflYGMOOOPIS756 of I 00 CONFIDENTIAL EFTA_00 I 32377 EFTA01274514 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account name: Your Pisandal Advisor: SCOTT STACK MANTLYLE CASRIEL 4&UBS September 2014 Account number. Your assets . Equities . Common stock (continued) Noche* price Trade larrrber Average pdce Price per share Wlue on Unedited tidclng I4dOng date of sham per share (I) Cost 1)&515(0 on 5ep 30(11 Sep30(P on or loss (1) period Security total 830.000 17.823 14,793.04 16,749.40 1,95636 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange. NYSE EAI: $2,941 Current yield. 4.2656 Jan 29,13 460.000 54.547 25,092.04 64.450 29,647.00 4,554.96 LT Apr 22, 13 510680 46.879 23,908.70 64.450 32,869.50 8,960.80 LT lul 12,13 100.000 50.459 5,045.96 64.450 6,445.00 1,399.04 LT Security total 1,070.000 50.511 54,046.70 68,961.50 14,914.80 UNILEVER NV N YSHS NEW NETHERLANDS SPON SPON ACR Symbol. UN Exchange. NYSE EAI: $2,093 Current yield:3.24% Jan 29,13 930.000 40.500 37,665.00 39.680 36,902.40 -762.60 LT Apr 22, 13 445.000 41.074 18278 06 39.680 17.657.60 -620.46 LT lLi 12,13 255.000 41271 10,524.33 39.680 10,118.40 -405.93 LT Security total 1,630.000 40.778 66,467.39 64,678.40 -1,788.99 UNTD OVERSEAS 8K LTD SPONS AOR SMGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: 41,398 Curent yield: 3.18°/0 Jan 29,13 900.000 30.540 27,486.00 35.190 31,671.00 4,185.00 LT Apr 22.13 100.000 33 492 3,349 24 35.190 3,519.00 169.76 LT Nil 12,13 250.000 33.180 8,295.00 35.190 8,797.50 502.50 LT Sootily total 1250.000 31304 39,13024 43,987.50 4,857.26 VODAFONE GROUP PLC SPON ADR Symbol: VOD Exchange: OTC EAI: $2,389 Current yield:6.99% Jan 29,13 796.294 50.164 39,945.60 32.890 26,190.11 -13,755.49 LT Apr 22.13 2.727 54.627 148 97 32.890 89.69 -59.28 LT he 12,13 239.979 54.033 12,966.80 32.890 7,892.91 -5,073.89 LT Security total 1,039.000 51.070 53,061.37 34,172.71 -18,888.66 ZURICH INS GROUP LTD 90N ACR Symbol: ZURVY Exchange: OTC Tan 29,13 1,050.000 28.470 29,893.50 29.809 31.299.45 1,405.95 LT Apr 22, 13 685.000 26251 17,982.21 29.809 20,419.16 2,436.95 LT Jul 12,13 290.000 26.739 7,754.57 29.809 8,644.61 890.04 LT Security total 2,025.000 27.472 55,630.28 60,363.22 4,732.94 continued next page SONY GM 00021758 CNP700030C6552641 NPT000293800 00005 0914 030575004 110000 Page 57 of 100 CONFIDENTIAL EFTA 00132378 EFTA01274515 *U BS UBS Strategic Advisor Account name: Your Ignandel Advisor. Friendly account name: SCOTT STACK MANYLYLE CASRIEL September 2014 Account nuntber. YOLK assets Equities . Common stock (continued) Purchase Vi(.. Tab Rutter Average pn, Price per snare VaNeon Untested sicking .1dri,; (talc of shares pr that (Si COO bask (S) on Sep 30 NI Sep 30 (I) gain or loss (I) period Total 51.396.532.79 51,566,87523 S170,342.45 Total estimated annual income: $54,134 Your total assets Pe 'tentage of Cost elmated Uri/ea/lied value on Sep 30 (s) your account tosis annual inccene (5) gain or loss (0 Cash Cash and money balances 3,509.55 0.24% 3,909.55 Equities Common stock 1.566,97523 99.76% 1,396,532.79 54.134.00 170.342.45 Total $1,570,684.78 100.00% $1,400,342.34 $54,134.00 $170,342.45 Account activity this month Ciate Adept ()eruption :motel (0 Dividend and int:mast income Taxable dondends Sep 5 Foreign STATOIL ASA SPON ADR PAID ON 1450 42157 Dividend CUSIP: 85771P102 Sap 8 Foreign UNTO OVERSEAS EiK LTD SPONS ADR SINGAPORE ADR PAID ON 1250 400.13 Dividend CUSIP: 91 1271302 Sep 10 Foreign UM LEVER NV N Y SSG NEW NETHERLANDS SPON ADR PAID ON 1630 626.25 Dividend CUSIP 904784709 Sep I 1 Foreign KIRIN HOLDINGS LTD SPON ADR PAIDOPI 3010 54296 Dividend CUSIP. 497350306 Sep 11 Foreign MTN GROUP LTD WON AOR 0.74 Dividend CUSIP: 62474.4108 Sep 1 1 Foreign MTN GROUP LTD WON ADR PAD ON 2625 1,086.39 Dividend CUSIP: 62474M)08 Sep 15 Foreign ASTIMZENECA PLC SPON ADR PAID ON 365 32850 Dividend CUSIP: 046353108 Sep 23 Foreign 1319 8ILUTON LTD SPON ADR PAIDON 435 53940 Dividend CUSP 088606108 contmoed next page CNP70309005552642 N1,7000291380000005 0914 030575004 II9Stiltcom000tiIsts9se of I00 CONFIDENTIAL EFTA_00132379 EFTA01274516 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: *UBS September 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (renewed) 0ate Aah.Iy DetaOlion Amount 41) Dividend and intemstinoome (continued) Taxable dividends (continued) Sep 25 Foreign ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS SPON ADR PAID ON 376.00 Dividend 400 CuSIP 780259107 Total taxable dividends $4.321.94 Total dividend and interest income $4.321.94 Date Afliwty Description Amount U) Fees Sep 5 Fee STATOIL ASA SPON ADR -7.25 Sep 11 Fee KIRIN HOLDINGS LTD SPON ADR -78.26 Sep I 1 Fee MTN GROUP LTD WON ADR -52.50 Total fees 4136.01 Odle Actiuty DeStapb0n ArroLnIfIl Other funds debited Sept Transfer TO Y1235750100 -1,376.93 Sep 5 Foreign Tax STATOL ASA SPCN ACR -63.23 Withheld Sep 10 Foreign Tax LNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR -93.89 Withheld Sep I I Foreign Tax K IN HOLDINGS LTD SPON ADR -54.30 Withheld Sep I 1 Foreign Tax MTN GROUP LTD SPON ADR -16286 Withheld Total other funds debited 41.751.31 0.4e Actrvrty Descnolvon Amount ($) Money balance activities Aug 29 Balance forward $0.00 Sep 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 1376.93 Sop 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 09/02114 .1376 93 Sep 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 351.09 Sep 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 400.13 Sep I 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 532.36 Sep 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 1282.07 Sep 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 328.50 Sep 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 539.40 continued next page SONY GM 00021760 CW70003305553643 NP700:1293800 00005 0914 030575004 110000 Page 92 of 100 CONFIDENTIAL EFTA 00132380 EFTA01274517 UBS UBS Strategic Advisor September 2014 Account name: Friendly account name: Account number: GH1SLAINE MAXWELL Your II nancial Advisor. SCOTT STACK MAI/LYLE CASRIEL Account activity this month (actritied) Date Achvity Desuption Amount (S) Money balance activities (continued) Sep 26 Deposit U85 BANK USA DEPOSIT ACCOUNT 376.00 Sop 30 Closing UBS Bank USA Deposit Account 53.009.55 The UBS ear* USA WON ACC0unt is your primary sweep Colon CNF700090C6552644 NP7000298900 00005 0914 030575004 1 li§011ty_Dm_000lill3B160 of Ico End of statement for account number CONFIDENTIAL EFTA 00132381 EFTA01274518 Important information about your statement UBS Frontier Senote5 Inc OneFM or U85 FinaxialSerkes). 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MOM protectssee-mks rams of • Foreckce Contammon of income and Cana APPeonon onoluded n tha stain" Mme rikted svit a* masters mi to 1500.000 Mohan; 1250.000 for dams tor ~rail toothy both are generalen of name 34 number IBS firmnda Soremeshaa ekdon ca) 7n•SSC we omen«, nines oath to ail 403>on” gromh N stenopal internalion oblated from sources other tan SS • n case of «ma ~tons aeon an Moon< balt Mani Maces. noltudng nrarnalen Iran roan I in trend« (ST) DI Sectdebit card tknOVhOld n apalicarmacitt The Frua together wth anon Anita ha abo put ased Overall risk profiles in ta you may lane preorad tl you( Timor Mew Balsas'," Call or nose to WS Enamel • Consomme Seeks to main briar grehim( Mtn low TM f iwn doer not independenik Lorry or gunmen* sooppranontai ptomain The ragman anoint payable to Seems ht. 100) narbor Ott . 6th I bat ~AMY NJ risk and yolality to the account mil men Atha means axvacy a vdiday of any Matron medal by sources 07086. *an IMIAll3SA unmes all Nigble dent. colactiolf undo' tis protecion o 550) notion as of Deceit« It/ 2013 the amount does not 94~ bpdant name« other tan Una~ Sentes IS", SW evince keep pace wan iseden Cal «miter soon asyta an d put nkyow en addrion atooghLOS Fns. dal Sonia gnarly SJ:pa tote pokya:editions and ~du cat at the • AlloSent Main; to rapt sanerat tO prnCpe ail statement Or recept 6 wog mime need more updates Ms ntortnnan as c Is rocevat Me Fen does not rdinnatoon Lout atbrofer on the swarm ow reap, Frio ironer promoted for up to 119 main n the tolerate me err any» seek higher reruns aware for al put mounts heat in a oxtail, capaay • Ammo, Worn; to meal hgh IipP to analaal ad hgh ortorde any assvanan Mat the nrcimatin wag 'Cost The Fem ce Card Mow la atploble)mut hear tan pi bail' and 'reedited ganisyw is warate a of the Otte A full mayor he polcywadng6 »winkupon ~ 2 valaity to reelhip returns mer Erne notate," Val 60 days alter the fns sere you the rest of Mk namnni As suet, please do not rely on this summon want the «ra or problem4mM information to takepurchase er Me Moons la tar The SIC pottoton and te suppleflntal prceecico both do Statement lwatieholdirdr - kovilt for nine ad acorn, amber (il me purposes a Olt!~ ar.Oxint trlillifin1 to thee ern - Deverite the MO, or the ranter you ae wore Lou not SW* We raaymnsoklate el retited account statements wit the • Omni foxier *MI Controlled by (and Mimed nyve urn* roues on Me sane avelopo Montt my be related mayreeled Maim Memento aln for tie penal of auleoran as deate you can My psi ber mt is al time they am had a the Fins letrehinornal Monoton error a rim you need more Marnxion account value) but held may fromtealimbo, Pawn fa this Fe/Tole beano they ha. owners Mo alm mr intain reg. man Mot ZUBS Bark re) cat ilea AG pm account relaionshm rah olle clews at the Sane Can be added by yoisFirunaa Aden« - FroWle he dollar >mum of the sveaed Mainford brand+. De nsurame mama namingmute» adtteSS No pprratets krom as'howeroldn6 'typo arruniet rod MY twos of mini knit awe sat, paler to mane initiated stattrenismakd in atpage • Unedited gelnOloses Nam data c ataioblo awes re rig~ dreary on te not d the ammo eamated urreal moo ne,1›: ;US Y. cat'and tee SDNY_GM00021762 CONFIDENTIAL EFTA_00132382 EFTA01274519 Important information about your statement (Continued) Wiridualsoority Inks lbe ~ion data fa idinzdal - 11,k0 parry ~rated valesmay be reflected as 'Not rimer of amend at the trododeater holding mutual Accoue at registered *nee mats r Liss ~al Services lots maya may not rel ba connksarts. diagesar priced t sellers safaris Wen an idepenhint hinds of tat find lardy sewneynorgunitalon weals Dtákind rid (Met vabixion IT twi n* ~flea wound:do to assign a - m Wit ion to comwssens 'waned n ornecton wen reeweamote lots and entande pre!~ lots re eat vwo when xis becorie min that a maw* worn haw the tabor dead/ton of arnury mrarace ad Leh Yea Sgnaturo is a agitated »dice ~O. ol visa ambtsel to WOW one leramd hat The • Wade dae warred that may al la ~tidy reponed vale too ;wettaac tin unit to our dents. we ad re our trim' coal LBS Visa Signals* cede cads and LBS Visa <Warm 'resents the agar arsixt en Paiedre Wagon. ce *Animates ~Ad be highly SpeZulatree allaihe recew revenue tang OrnpenSaticei Iron dote cads at issued by USS Ba* USA vith wymedon from duo to to nar us of the rorty Werryof the mane °moaner. indemnity to v ca u S A harparacd • QUM" norldis Ponds and preened St0d, tat the - Men n1~ an isSue, real panne< a Sponsor a -rety ccnexti atifann of that inwancocompred iS9air (alb for ealy rtderploOn MI be SeleCted rrpalialy esimaud vs/tenor lh✓(Openly Winkled What if «Boonton on the tint eat DUOS we Pettus. US'S Financial Servers Inc Rev 201407 by bt tan snag al StforiteS Of that 6~ hike in out prOvde4 the wive of the warty wi beddl* sit tin - Oa Wilde also recele trading communeaid ~et name a n ~nee na.• for as chime CalIcahn p.rchast poet carpi/nation from munual held, and imtrax, Merriam is Manedfrom 'bed patio redes 'carry - 'Cligrbutiont to On' may include~ of c-vi al, congatin tpOie protibxts we distbutp 6 rot ~awed Otte call I eatimi ~yeast Mol wane a both - We remit.* an anus tee frontes Balk USA are USS could ailed yell ~plate dlormakin Ira be podded - • OnSlena lat sir' extents the natal attiring pace AG Scanlon, Walt ol up to 125 pee mcount ofral ' ant prunes ns may not reien yaw coo barb ~win to the barks Leda the Liner* Sweep Programs • Crrarcates of deposit (CDs) (Ds are Rh( Mad apt • ammicted securities Restncted "fames genetaty are 1293.0:0 irt patiopal and squid interest pre dcportor not (twentyeagtle for pdok la* IRS f alexia termes Aellaity aid pa depository inliblion n axcidanoi with WC egos the market prico of the ennestridod stock of the aam Wounded rogardrg corentrons and ot hen charges rules 6SUir a n wound value for the retorted stoat tt nosed ti connection wit the ~mien of vales. ~rang purposes of Oisszeake:ent onk To the omen tea option Vaisactons has been ~Ada , wens:ions • ~value Prices CkplaWd fa »Oases and Otte reStrKted sonnies re ebgblo lor aap. the.ral.it iteted promudy Ian del to you. and wit be peon~ to you ~CI may be hr.' ce btu., thr ea prat that yoke may besubeNntity less nun the invited what town yummy On ~ea Muff alually recede in Que ~kg PrCeS are °Waned from *adat tree party sources ~di webete/eh) te • Esc («United) hams. curraityields and raw An Short Sling reality but we do not gamin Qee aaasacy tstinate of raw, ncome is based on wawa wished If you as engaged in Mort Wing a washy you may nar a - We ~rat, the to dcong pm* Mn a'abblo cv the aio naos rates awning te veudties *ill be held for (have due to canal beam" Costs Ice that paleula mean rebid aid ask paces Ice 'stad manes and one yea from stamen' date or veil mammy The ~ay enure or cny be prces tor OTC toasts ellirdte 6 Onbr a gudidne. aCCuraCy and OXItnued - Lot Jana/ turd soviet maybe peed omga Kin* ac not g,urameed Open eiden valance InOcItt a Tenn, Warn ;rite we Maned - Ell noted annual ~me and sweat Wiel lomen Whiling Open te '900clailarlailtd • orders that ewe not and rnay rem reflect an aduil matte pee or vaag Vas° , townies mud ~de atheism of cr ',WM or emoste0 by the *dement date open buy ad sell stop - Swain p011iOnS may appear ~Ian apex ad null eyada gans en Out Cade the tit OCCine la» darter steers re wired by the amount of &MOMS« rghli show z 'pace was not available' if we are usable to yell) would be oventred al oedindintor mingles dato mire mended othenvite obtain a woe for a stony - Estenated amid ~se and Qom, 141.1 and the by you You are rel»MblefOr Orders eke are !mated die - Depasth a Wane, denrirennd n canoes other actud node and yeld mgM be homer higher than to your false to canal wising open orders than U S ~Ws are rel Pet« at the widurgorre m of the notated amount the Panne date - An we reof mreuleed ~me Welders! andor Tax withelddren ~on§ den UK Financial - For Conan soothes vadeg non-0~(min merest dated by the citron made valdnatft 541ViCa . dentidateds. vice aid Quality dace vale) may hat balars e baled m O* lag duchnd or weed Feder tar law eyries UBS ~UP Services to withhold boon Maned% Ire.» prow< **man parent made by the ewer and attunes te now* lac from >cis Isubla IRA &Mai Km. but you my To obtain anent quotas:a. Men ratable. WOO yard swam indigoes wil he IWO« one nut ban the °teapot What, men-and venae or instead. you nay Snared Adige statensint date or red maurty ~will ad Sc, to has lac wehheld a era. area deed amount as continued red at not gewariteel you choose Vox Soon war tomato is effect untd tasked • /Mina dinamems and werteaund produau Potato by you You mayreed* your election a ay lino by ~Jig ~were worries Cnclidng direct paler'pain, • Asia net held byUKtin.ndal Sonia Certain anew electen a you do not haw orwit income to. prOgrall and real estate ~swear Matt S4i3antrag aid assets aio not held byte en, ad not mein the Finks *ChM Iran your distributions. you maybe repOnSble r studded pew/mu rewash fighti Meld (elan possession or ant& Thee assets re «played an your the pasroux of emnredut. You may nar pen atie. strip:trod podia' ewe not Dom rettioned wit the statamem for irnommonal mesa ony Potnies ad ',wanes Meted ani yet, estimated law payments seint StKul beR and en:ha»t Commss,on a under any stare tale, presented re provikd byte eying firm tad egoar tO you. tacobli~ *writes Wes We peon*. eslmaed tales Ia win" FnanciS Seers e not reponsble ion this idumpion ~tuners ^reel ad stated produas lor aim does not geraitee ns aa nCy nieSe assets genot Privacy derma onalpueown only Managua rot 9n. 011~ prOleCled by SVC Cr the amps *postman»! SaC To obtain wore of or curet (Nee Peery Antice please - thee wiles maydifter ohnintally Iran MCC" Bay covaagf of ntad pas F natal Minor tension, webs% a: at alien a pwate mermen *way« structured wet ur comonianeary pumps maybe [coot a sold aid do not nocest.aily • itovanue Sating and addkbnal comps:~ ~wont the tale you may rodeo upon liandron - et Widen to mminissom on sale; awl 12b.1 hes U3Sfinaicial Sears á not a bat de WA. Emote - Bird party ehmaes of vale are as of a anan Ore racewed in conneaun with the deututon of truly* SkirsiCOSACCOut BSA na IRMA re bicamage laurel and at Siepbed b LBS inroad Saviors on aregulr funds to our dents we alder or that mere ri d porde access to bat nu serves ns prodsds bale by an ndepentlent tabation Inn renews tang paymnu from adubutors ardor trough anangements with arrhatoi brats rid other mid Wreeal Praia or Gregor Sowed who. ef »don of the mutual ends tat we sell Peso party balks and provdes aocoswo nurser and anuity any. ate ~Ind to re Frm by tie mom general ruses are based in two different amounts 0 prootds fished by unit doted thrd {tarty ~ran, partner ir was« and may be °Waled based in the amount el saksby LBS 01 a Olt COW (Mull had immune, through ~in agency lubS153 es of UtS Mew* Wornation from that usedbythe/ pan is to lamas to ow deems. ad Id One awe err ol a Financial Savers to donee thee estimated yahoo pamlirruoval fund fan y% 9~1~ a the Inn - You can anain adhienal Wormalen regaling the - We aid een aflame and rettee retweeng rid iniegmee. ~farce, ad annuity products rrededology seed to okeennine the sterna. of war ormeemprocestng lees n mrialwaton lor binder Not IOC haired • NO bank ~mew May lose tale au0 de date of the hformacon that Is the base fa the agent weekre out we provdt to rho mutual funds manse by enlacing your dutch; ~hoe Thew lees sew" at pad torn nestor awn in the ROM fteSOUCeNtana~ accent. Buwess Swoon mutual lend aid are a tied doll? armruil baste on the ~Dam BSA. WM and ~mahout Resouce lAtaament SDNY_GM_00021763 CONFIDENTIAL EFTA_00132383 EFTA01274520 UBS Financial Semites Inc. UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 October 2014 CNF70057490251014 VI 0 I A LL NEW YORK NY Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKLIANLYLE CASRIEL Phone Questions about your statement? Call your Finan,:la: Advisor or the Value of your account RMA ReSOurCeli ma at 800-RMA- 1000, on September 30 (S) on Oclober 31(5) account- Your assets 1,570,684.78 1,531,864.24 Visit our webs1te: Your liabilities 0.00 0.00 rivitew.ubscomfI inancialsewices Value of your account 81,570,684.78 51,531,864.24 Sources of your account growth Tracking the value of your account during 2014 Value of your account S Thousands at year end 2013 10.00 Net deposits and 1.5707 19319 • • withdravals Your investment return 51,504269.40 Diedend and interest income 154.253 03 Change in market value -$26.658 19 Value of your accotnt on Oct 31, 2014 0.531.1164.24 Sera 2014 Oct 2014 SDNY GM 00021764 Member SIPC CW10001005748026 NP7000193796 00016 1014 030575004 cococ0 Pap 47 of 98 CONFIDENTIAL EFTA_00132384 EFTA01274521 Account name: *DUBS UBS Strategic Advisor October 2014 Friendly account name: Account number: Your Nnuncid Advisor. SCOTT STACK M ANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of October 31 (S) your account • Cash and money balances may include A Cash and money balances 5,756.01 038% Your current asset allocation available cash balances. UBS Bank USA deposit Cash alternatives 0.00 000% account balances, IJES AG Stamford °ranch B deposit account balances and money market C Equities 1,526,108.23 99 62% mutual fund sweep balances See the Important information about yoor statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 11,531,864.24 100.00% Value of your account $1,531,864.24 Eye on the markets Percentage change Index October 2014 Year to date S&P 500 2.44% 10.99% Russell 3000 2.75% 9.90% MSC I - Europe, Australia & Far East -1.45% -2.42% Barclays Capital U.S. Aggregate Bond Index 0.98% 5.12% Interest rates on October 31, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.16% CNP700040057413026 NP70C01$3796 00005 1014 030575004 cotklikre_enc0002R911S 48 of 98 CONFIDENTIAL EFTA_00132385 EFTA01274522 Account name: LrIIILAINE MAr %NEL Your Finandal Advisor: UBS Strategic Advisor UBS Friendly account name: Account number. SCOTT STACK MANILYLE CASNEL Change in the value of your account Summary of gains and losses Varies reported below exclude products for which gam and losses are nos classified. October 2014 (3) Year to date (I) Realized gains and losses Unrealized Opening account value $1,570,684.78 $0.00 October 2014 (1) Year to date It) gains and kisses (I) Deposits, including investments transferred in 0.00 1,941,163.22 Short term 0.00 -10,372.89 -792.41 Withdrawals and fees, Long tens 0.00 -17,192.77 130,367.85 including investments transferred Total $129,575.44 $0.00 -$27,565.66 cut -2,389.03 -436,893.82 Dividend and interest income 4,335.49 54,253.03 Change in market value -40,767.00 -26,658.19 Closing account value 51,531,86424 51,531,864.24 Dividend and interest income earned For purposes of Iris statement, ta‘abity of interest and dadend income has been determined frcrn a us tar reporting perspedrit Breed upon the residence of the account holder, account type, or product tsp., some interest ardor deidend payments may not be subiect to United States (US) and cc Puerto Rico (PR) Income tares. The [lent month,' Statement is not intended to be used and carrion be (eked upon for tar purposes. Chenls should refer to the applictle tar reporting forms they recent. from 185 smugly, such as the Points 1099 and the PCMIS 480, for Ita reDOMPO information 11 is the practice or U85 to file the rtoricabe ten reporting forms with the US intern8 Revenue Semis and PR Treasury Department. and in suchforms accurately daafy dindenct ardice Interest as tax exempt or racabSe income. flea. comult your in:Eldon' tax prepare( October 2014 (S) Year to date IS) Taxable dividends 4,335 38 54,245 13 Taxable interest 0.11 7.90 Total current year $4,335.49 $54,253.03 Total dividend & interest 14,335.49 $54,253.03 Return of capitaVpmcipal 0.00 3,895.55 SDNY GM 00021766 C1.0,70307005748027 NP700318e796 00035 1014 030575004 000000 Pap 49 of se CONFIDENTIAL EFTA_00132386 EFTA01274523 SUBS UBS Strategic Advisor October 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your financial Advisor: SCOTT STACK MANYWLE CASRIEL Cash activity summary UBS Bank USA Deposit Account APY See Account activity Om month tot decals. Baarxes in your %ten Options are indudedin the opervny and closing balances value. FDIC Insurance applies only to deposits at U8S Bank USA, not to dep091, at 085 AG, Interest period Sep 8 - Oct 6 9anford &arch or bank deposits placed t hrough the UBSInternationd Deposit Account progvym. SIPC protection applies to money market sweep fund hddings but rot bank deposits. See important information Opening UBS Bank USA Deposit balance Sep 8 $0.00 gout your rtatement on the last two pages at this document for detals Closing UBS Bank USA Deposit balance Oct 6 $6,015.36 October 2014 (3) Year to date (1) Number of days in nterest period 29 Opening balances $3,809.55 $0.00 Average daily balance $3,153.38 Additions Interest earned SO 11 Deposits and other funds credited 0.00 84,767.45 Annual percentage yield earned 0.04% Dividend and interest income 4,335.49 54,253.03 Proceeds from investment transactions 0.00 407,110.27 Total additions 54,335.49 5546,130.75 Your investment objectives: You have identified the following investment objectives for this account If you have questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Fnanoal Advisor or Branch Manager. You can find a full description of the alternative related services -1,979 49 -4,777.29 investment objectives in important information about your statement at the end of this document Other fees -98.05 -1,166.98 Your return objective: Other funds debited -311.49 -430,949.55 Current income & capital appreciation Funds withdrawn for investments Your risk profile: bought 0.00 -103,480.92 Primary Aggressive investment eligibiSty consideratnn • None selected Total subtractions -$2,389.03 -$540,374.74 Net cash flow $1,946.46 $5,756.01 Your account instructions Closing balances $5,756.01 $5,756.01 • lour account cost basis default closing method is FIFO, First In, First Out Withholdings and tax summary October 2014 (1) Year to date (1) Foreign taxes paid -31149 -5,454,07 CelP7COMOS748028NnOCOI88796 00005 1014 030575004 11Y GM SO of 98 CONFIDENTIAL EFTA (10132387 EFTA01274524 UBS Strategic Advisor Account name: Your Finandd Advisor: $UBS October 2014 Friendly account name: Account number. SCOTT STACK1.1444LYLE CASRJEL Your assets Solne pnces, income and current values ShOnn may teappfoximate. AS a resell. galas a14/tosses may rbol be accuralely reflected. Set Aperient into/mason about your statement a the end 01 ths dtcumeM for mote infornason. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bank USA depout account balances, UBS AG Stamford Branch ',poet account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the MK villein makable limits, but are not protected by S1PC 085 AG Stanford Brant h deposit SC oum finances an not illitaad by FDIC and are not protected by WC money model sweep balances are protected by SIPC but eve not insured by the FDIC. See the important information about your statement at the end of this document for death about those balances. Coning baance Clovng Wen« en ce per share Average Dnidend interest Days Hddng on Od 1 (1) on Oct 31 (S) on Od 31 (0 it, period period cep atonal (1) U35 BANK USA CEP ACCT 3,809 55 5,756.01 250.00000 Equities Common stock Purchase pricer Trade Mather Average price Pate per shave value on unietilzeg liddng lacking date of shares per share (5) Con basis (SI on Oct 31 (5) Oct 31 (1) gain or loss (1) period ABB LTD SPON ADR Symbol: 488 Exchange: NYSE EAI: $1,134 Current yield:3.50% Jan 29,13 825 003 21.573 17,797 89 21 940 18,100 50 302.61 LT Apr 22. 13 650.000 21 211 13,787.15 21.940 14261 00 473.85 LT Sectrity total 1,475 000 21.414 31,585 04 32361 50 776.46 ASTRAZENECA PLC SPON ACR Symbol. AZN Exchange. NYSE EAI: $1,022 Current yield: 3.84% Jan 29,13 210.003 50.130 10,527.30 72.940 15,317.40 4,790.10 LT Apr 22, 13 85.000 51 335 4,363 53 72.940 6,199 90 1,836.37 LT hi 12,13 70.000 49.441 3,460 92 72.940 5,105.80 1,644.88 LT Sectrity total 365.000 50 279 18,351 75 26,623 10 8271.35 84E SYSTEMS PLC SPON ADR Symbol. BAESY Exchange. OTC EAI: 41,322 Current yield:4.50°in Jan 29, 13 1,000.000 22.160 22,160.00 29.370 29,370.00 7,210.00 LT contnnoecl next page SDNY GM 00021768 C NP7C003305748079 Ny7003183796 00035 1014 030575001 1301:003 Page Si of 98 CONFIDENTIAL EFTA_00132388 EFTA01274525 *UBS UBS Strategic Advisor October 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWEU. Your Honda' Advisor, SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock IConbnuecll Purchase price Trade Martel Average pace Price per stun Vdue on Unrerezed Hating Melting date of therm per than (S) Cott basis (S) on Oct 31 0) Ott 31 ($) gain or lots ($) period BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC (Al: iSI 7 Currant yield 1.49% Jan 29,13 200.000 99.560 19,912.00 142.030 28,406.00 8,494.00 LT Apr 22. 13 45.000 101.760 4,579.20 142.030 6,391.35 1,812.15 LT Security total 245.000 99.964 24,491.20 34,797.35 1030615 BHP BILLITON LTD SPON AOR Symbol: BHP Exchange NYSE EAI: $1,053 Current yield: 4.07% Jan 29,13 320.000 78.520 25,12680 59.440 19,020.80 -6,105.70 LT Apr 22, 13 30.000 63.865 1,915.95 59.440 1,783.20 -132.75 LT Jul 12,13 85.000 61.002 5,185.23 59.440 5,052.40 -132.83 LT Security total 435.000 74.087 32,227.68 25,856.40 4,371.28 BRMSH AMER TOBACCO PLC GB SPON AC* Symbol: BT1 Exchange: AMEX EAI: $2,844 Current yield: 4.24% Jan 29,13 340.000 104.097 35,393.08 113.560 38,610.40 3,217.32 LT Apr 22, 13 150.000 107325 16,098 78 113.560 17,034.00 935.22 IT JS 12,13 100.000 108544 10,554.44 1 13.560 11,356.00 801.56 LT Security total 590.000 105.163 62,046.30 67,000.40 4,954.10 DEUTSCPE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al 42,763 Current yielcE4.32% Sep 16, 13 1,275.000 13387 17,069.45 14.980 19,099.50 2,030.05 LT Sep 17, 13 1,150.003 13359 15,362.85 14.980 17,227.00 1,864.15 LT Sep 18.13 990.000 13393 13,259.17 14.980 14,830.20 1,571.03 LT Oct 10, 13 855.000 15.481 13,236.68 14.980 12,807.90 .428.78 LT Security total 4,270.000 13.801 58,928.15 63,964.60 5,036.45 DEUTSCHE POST AG SPON ADR Symbol: DPSGY Exchange OTC EAI: 41,451 Current yield: 3 37°4 Jan 29,13 640.000 23.900 15,296.00 31.680 20,275.20 4,979.20 LT Apr 22, 13 720.000 22.581 16,258.75 31.680 22,809.60 6,550.85 LT Security total 1,360.000 23202 31,554.75 43,084.80 11,530.05 GC( SUEZ SPCN ADR Symbol: GDP-2Y Exchange: OTC EAl: $3,604 Current yield: 7.48% Jan 29.13 720000 20.779 14,960.95 24.340 17,524.80 2,563.85 LT continuo('next page CNP70309003748030NP7OCOle8796 00005 1014 030575004 cogbillY_GM_0002/1969 92 of 98 CONFIDENTIAL EFTA_00132389 EFTA01274526 Account name: GHISLAINE MAXWELL SUBS UBS Strategic Advisor Your Financial Advisor Friendly account name: SCOTT STACK MANLYLE CASRIEL October 2014 Account number. Your assets . Equities . common stock (continued) Purees* prIcel Trade Number Average price Price per share vane on Unredlied HdcIng Hddng date of shares per share (S) Coe bads CR on Oct 31 (4) O41 31(1) gain or loss ft/ period Apr22, 13 380.000 20.919 7,949.37 24.340 9249.20 1,299.83 LT Jig 12, 13 215.000 20.144 4330.97 24.340 5,233.10 902.13 LT Aug 21, 13 255.000 22200 6,327.10 24.340 6,936.90 609.80 LT Aug 22. 13 140.000 22.508 3,151.20 24.340 3,407.60 256.40 LT Aug 23, 13 240.003 22.418 5,380.51 24.340 5,841.60 461.09 LT Security total 1,980.000 21263 42,100.10 48,193.20 6,093.10 GU1X0 SMITHKLINE PLC ADR Symbol: GSK Exchange: NYSE EAI: $2,691 Current yield: 5.83% Jan 29,13 330.000 45.615 15,052.95 45.490 15,011.70 -41.25 LT Feb 13, 13 320.009 45.645 14,606.46 45.490 14,556.80 -49.66 LT Apr22. 13 245.000 50 630 12,404.47 45.490 11,145.05 •1,259.42 LT Jul 12,13 120.003 52.904 6,348.48 45.490 5,458.80 -889.68 LT Security total 1,0151:00 47.697 48,412.36 46,172.35 -2,240.01 IMPERIAL TOBACCO GROUP PLC SPC44 Apt Symbol: IlYBY Exchange:OTC (Al: $2,059 Current yield: 4.59% Apr 25, 13 60.000 70.891 4,253.51 87.120 5,227.20 973.69 LT Apr 26, 13 375.003 70.792 26,547.34 87.120 32,670.00 6,122.66 LT Jul 12, 13 80.000 68375 5,470.00 87.120 6,969.60 1,499.60 LT Security total 515.000 70 429 36,270 85 44,866 80 8,595.95 MTN GROUP LTD WON ADR Symbol: MTNOY Exchange:OTC EAI: $2,218 Current yield: 3.80% Jan 29,13 1,660.000 19.580 32,502.80 22.230 36,901.80 4399.00 LT Apr 22, 13 590.003 17 390 10,260.10 22.230 13,115.70 2,855.60 LT Jul 12, 13 375.000 19219 7,207.31 22.230 8336.25 1,128.44 LT Security total 2.625.000 19.036 49,970 21 58353 75 8383.54 MUNICH REGROUP ADR SyrntOl. MURGY Exchange: OTC EAI: $1,796 arrant yield: 3.51% Jan 29,13 1.650.000 18.280 30,162.00 19.620 32373.00 2211.00 LT Apr 22, 13 425.000 19.544 8,306.29 19.620 8,338.50 32.21 LT Jul 12, 13 535.000 19.059 10,196.73 19.620 10,496.70 299.97 LT Security total 2,610.000 18.646 48,665 02 51208 20 2,543.18 continued next page SONY GM 00021770 CNP70003005748031 NP7000193796 00005 1011 030575004 000000 Pegs 53 of 98 CONFIDENTIAL EFTA_00132390 EFTA01274527 Account name: *UBS UBS Strategic Advisor October 2014 friendly account name: Account number. GHISLAINE MAXWELL Your lqoandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities common stock (continued) Purchase pick Trade Wither Average pace Prke per share Valueon Unrealized Holdng Haling date of shares pet snore (1) Cad bads (1) on Oct 31 (1) Oct 31 (1) gain or loss (1) period PESTLE S A SPONSORED ADR REPSTG REG SHS SWIT2 ADR Symbol: NSRGY Exchange: OTC EAI: $2,138 Current yield: 2.76% Jan 29,13 570.000 70.160 39,991 20 73.330 41,798 10 1,806.90 LT Apr 22, 13 290.000 69.918 20,276.22 73.330 21265.70 989.48 LT Jul 12, 13 195.000 67.417 13,146.41 73.330 14,299.35 1,152.94 LT Security total 1,055.000 69387 73,413.83 77363.15 3,949.32 !IPPON TELEG 8, TEL COPP SPON ADR Symbol: NIT Exchange NYSE EAI: 11,653 Current yield: 2.38% Jul 22,13 1,700.000 26.445 44,957.18 31.480 53,516.00 8,55382 LT Aug 6,13 510.000 26309 13,417.69 31A80 16,054.80 2,637.11 LT Security total 2210.000 26.414 58,374 87 69,570.80 11,195.93 NOVAFtTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: $2,280 Current yield: 2.52% Jan 29,13 590.000 67,877 40,047.61 92.690 54,687.10 14,639.49 LT Apr 22, 13 240.000 72.512 17,403.02 92.690 22,245.60 4,842.58 LT Jul 12, 13 145.000 73.450 10,650.38 92.690 13,440.05 2.789.67 LT Security total 975.000 69847 68,101.01 90,372.75 22271.74 ORKLA MA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: $1,354 Current yield:4.26% lan 21,14 710.003 8.052 5,717.56 7.720 5,481.20 -236.36 ST Jan 22,14 220.000 8.190 1,801.84 7.720 1,698.40 •103.44 ST Jan 23,14 315.000 8.282 2,60892 7.720 2,431.80 -177.12 ST Jan 24,14 185.000 8.147 1,507.25 7.720 1,428.20 .79.05 ST Jan 27,14 135.000 8.019 1,062.58 7.720 1,042.20 -40.38 ST Jan 28, IA 265.000 8.045 2,132.08 7.720 2,045.80 -8628 ST Jan 29,14 390.000 7.991 3,11653 7.720 3,010.80 •105.73 ST Jan 30. 14 245.000 7.849 1,923.23 7.720 1,891.40 -31.83 ST Jan 31,14 260.000 7.878 2,048 46 7.720 2,007.20 .41.26 ST Feb 3, 14 185.000 7.794 1,441.96 7.720 1,428.20 -13.76 ST Feb 4, 14 235.000 7.671 1,802.69 7.720 1,814.20 11.51 ST Feb 3 14 245.0® 7.727 1,893.29 7.720 1,891.40 -1.89 ST continued next page CNP70009005748032 NP7000i 88798 000051014030575004 OpaStiiklY_GM_00021,991 S4 of 98 CONFIDENTIAL EFTA_0013239 1 EFTA01274528 T UBS Strategic Advisor October 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Ft nandal Advisor: SCOTT 5.TACKMANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase price Trade Number AV11.40 PACt Pike per share vane on Unrealized Hating Hddng date of Owes per shoo. (f) Cog basis (f) on Oct 31 ($) Oc131 ($) gain or loss (S) Period Feb 6, 14 165.000 7.561 1247.70 7.720 1273.80 26.10 ST Feb7,14 310.000 7.528 2333.87 7.720 2393.20 59.33 ST Feb 10, 14 250.000 7.609 1,90125 7.720 1,930.00 27.75 ST Security total 4,115000 7.913 32,560.21 31,76780 -79241 P.T. TREKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange. NYSE EAI: 4805 Current yield 2.57% Jan 29,13 690.000 39.442 27,215.25 45.350 31,291.50 4,076.25 LT RECX NT BENCKISER PLC WON ADR Symbol: RBGLY Exchange. OTC EAI: 51,515 Current yield: 2.55% Jan 29,13 2,590.000 13.560 35,120.40 16.800 43,512.00 8,391.60 LT Apr 22, 13 510.000 14.360 7,323.60 16.800 8,568.00 1244.40 LT Jul 12,13 440.000 14331 6305.99 16.800 7392.00 1,086.01 LT Security total 3,540.003 13.771 48,749.99 59,472.00 10,722.01 ROCHE FIDG LTD SPONS ACR SWITZ ADR Symtol. RHHBY Exchange: OTC EAI: 31,281 Current yield:2.49% Jan 29,13 1,100.000 27.545 30,299.50 36.810 40,491.00 10,191.50 LT Apr 22.13 300.000 30267 90130 31 36.810 11,043 00 1,962.69 LT Security total 1,400.000 28.128 39,379.81 51,534.00 12,154.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR Symbol: RDS.8 Exchange. NYSE EAI: $1,504 Current yield: 5.04% lan 29,13 185.000 74.585 13,79631 74.670 13,813.95 15.64 LT Apr 22, 13 215.000 65.856 14,159.06 74.670 16,054.05 1,894.99 LT Security total 400.000 69.893 27,957.37 29,868.00 1,910.63 SANOFI SPON ACR Symbol: SNY Exchange: NYSE EAI: 31374 Currant yield: 2.85% lan 29,13 720.000 48.754 35,103.55 46.240 33,292.80 -1,810.75 LT Apr 22.13 275.000 52.654 14,480.06 46.240 12,716.00 -1,764.06 LT lul 12,13 200.000 52.424 10,484.90 46.240 9248.00 -1,236.90 LT Security total 1,195.000 50267 60,06831 55256.80 -4,811.71 continued next page SDNY GM 00021772 CW70003005718033 Ne7000193796 00005 1011 030575001 000000 Pegs 55 of 98 CONFIDENTIAL EFTA_00132392 EFTA01274529 Account name: GHISLAINE MAXWELL *UBS U BS Strategic Advisor October 2014 Friendly account name: Account number. Your lq sandal Advisor, SCOTT STACK MAI/ LYLE CASRIEL Your assets Equities . Common stodc (continued) Purchase ante Trade Sorter Average price Price per share Vdueon Unrealized Hddng Hddng date of shares per than (S) Cad basis (S) on Oct 31 (51 Oct 31 (a) gain a Ions (5) period SIEMENS A G SPON ADR Symbol: SIEGY Exchange: OTC EAI: 41507 Current yield: 2.67% Jan 29,13 250.000 nano 27,52750 112.740 28,185.00 657.50 LT Apr 22, 13 200.000 100.134 20,026.84 112.740 22,548.00 2,521.16 LT Jul 12, 13 50.000 107256 5,362.83 112.740 5,637.00 274.17 LT 5w-city total 500.000 105834 52,917. 17 56,370.00 3,452.83 SINGAPORE TELECOM LTD NEW 2006 SPCN ACR Symbol: SGAPY Exchange: OTC EAI: 42,284 Current yield: 4.38% Jan 29,13 1,060.000 28.260 29,955 60 29.540 31,312.40 1,356.80 LT Apr 22, 13 440.000 29.820 13,121.15 29.540 12,997.60 • 123.55 LT Jul 12,13 265.000 30.551 8,096.17 29.540 7,828.10 -268.07 LT Security total 1,765.000 28.993 51,172.92 52,138.10 965.18 SMITHS GROUP PLC SPON ADR Symbol: Stv1DZY Exchange: OTC (Al: 1934 Current yield 3.35% Ian 29,13 1,245.000 19.750 24,588 75 18640 23,206 80 -1,381.95 LT Apr 22, 13 330.000 18.665 6,166.05 18.640 6,151.20 -14.85 LT Security total 1,575.000 19.527 30,754.80 29358 00 -1,396.80 STATCIL ASA SPON ADR Symbol: STO Exchange. NYSE EAI: 11.998 Current yield:6.00h Ian 29,13 610.000 26.533 16,185.31 22.950 13,999.50 -2,185.81 LT Apr 22, 13 205.000 25.765 5,281.88 22.950 4,704.75 -577.13 LT Apr 22, 13 170.000 23274 3,95612 22.950 3,901.50 -55.22 LT Apr 22, 13 135.000 25.785 3,481.05 22.950 3,098.25 •382.90 LT Jul 12, 13 330.000 21.423 7,069.66 22.950 7,573.50 503.84 LT Security total 1,450.000 24.810 35,974.62 33,277.50 -2,697.12 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol. TSM Exchange: NYSE EAI: $332 Current yield 1.82% Jan 29,13 800.000 17.800 14,240.00 22.020 17,616.00 3,376.00 LT Jul 12.13 30.000 18434 553.04 22.020 660.60 107.56 LT Security total 830.000 17.823 14,793.04 18,276.60 3,483.56 continuer/next page CNP70309005748034 NP70001e6796 00005 1014 030575004 COaSbelYGM0002R999 56 of 98 CONFIDENTIAL EFTA_00I 32393 EFTA01274530 Account name: GHIS1AINE MAXWELL UBS Strategic Advisor Your Pi sandal Advisor: UBS October 2014 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL Your assets Equities . common stock (continued) Purchase pricer TtiO Number Average price Pexe per share vane on Unreiked tiolcIng Wiling date of shares per shalt (I) CoSI basis (SI on Oct 31 (1) Ocl 31 (1) eon or loss (1) period TOTAL S.A. FRANCE SPON ACJI- Symbol: TOT Exchange NYSE EAI: 42,902 Current yield: 453% Jan 29,13 460.000 54.547 25,092 04 59.890 27,549.40 2,457.36 LT Apr 22, 13 510.003 46.879 23,908.70 59.890 30,543.90 6,635.20 LT JS 12, 13 100900 50.459 5,045.96 59.890 5,989.00 943.04 LT Security total 1,070.000 50.511 54,046 70 64,082 30 10,035.60 LNILEVER NV N Y SHS NEW NETHERLANDS WON SPCN ACR Symbol: UN Exchange: WISE EAI: 42,088 Current yield: 3.31% Jan 29,13 930.000 40.500 37,665.00 38.730 36,018.90 .1,646.10 LT Apr22, 13 445.000 41.074 18,27806 38730 17,234.85 -1,043.21 LT Jul 12, 13 255.000 41.271 10,94.33 38230 9,876.15 -648.18 LT Security total 1,630.000 40.778 66,467.39 63,12990 -3,337.49 UNTO OVERSEAS BK LTD SPONS ADR SINGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: 41,398 Current yield: 3.08% Jan 29,13 900.000 30.540 27,486.00 36.300 32,670.00 5,184.00 LT Apr22, 13 100.000 33.492 3,349.24 36.300 3,630.00 280.76 LT Jul 12,13 250.000 33.180 8,295 00 36.300 9,075 00 780.00 LT Security total 1,250.000 31304 39,130.24 45,375.00 6,244.76 VODAFONE GROUP PLC WON AOR Symbol: VOD Exchange: OTC EAI: 42,389 Current yield: 6.92% Jan 29,13 796294 50.164 39,945 60 33.220 26,452.89 • 13,492.71 LT Apr 22, 13 2.727 54.627 148.97 33.220 90.59 -58.38 LT Jul 12,13 239.979 54.033 12,966 80 33.220 7,972.10 -4,994.70 LT Security total 1,039.000 51970 53,061.37 34,515.58 -18,545.79 ZURICH IN5 GROUP LTD WON ADR Symbol: ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893 50 30.240 31,752 00 1,85850 LT Apr 22, 13 685.000 26251 17,982.21 30.240 20,714.40 2,732.19 LT Jul 12.13 290.000 26.739 7,754.57 30.240 8,769.60 1,015.03 LT Security total 2.025.000 27.472 55,630.28 61,236 00 5805.72 Total $1,396.532.79 $1,526,108.23 $129,575.44 Total estimated annual income: 554,469 SONY GM 00021774 CNP70003001748035 NP7000193796 00005 1014 030575004 000000 Page 57 of 98 CONFIDENTIAL EFTA 00132394 EFTA01274531 SUBS UBS Strategic Advisor October 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your Anandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets (con tinvS1 Your total assets Percentage cif Cost Estimated unrealized Yaue on Oct 31 (5) your account basis ($1 annual incore (51 gen or loss (s) Cash Cash and money balances 5,756.01 0.38% 5,756.01 Equities Common stock 1,526,101.23 99.62% 1,396,532.79 54,460.00 129,575.44 Total $1,531,864.24 100.00% $1,402,288.80 $54,460.00 E12%575.44 Account activity this month Date Adinly De:cry:mon Amount IN Dividend and interestincome Taxable dividends Oct 2 Foreign BECK ITT BENCK1SER PLC SPON ADR PAID ON 3540 692.08 Cividend CUSIP 756255204 Oct 2 Foreign GLAXO SMITEIK UNE PLC ADP PAID ON 1015 657.93 Dividend C0518 37733W105 Ott 3 Foreign BRITISH AMER TOBACCO PLC GB SPON ADR PAID ON 590 908.79 Dindend CUSIP. 110448107 Oct 10 Foreign TOTAL 5.A. FRANCE SPON ADR PAID ON 1070 827.30 Dividend CUSIP. 89151E109 Oct 30 Foreign GDF SUEZ SPON ADR PAID ON 1980 1,249.28 Dvidend CUSIP. 361606105 Total taxable dividends 54.33538 Taxable interest Oct 7 Interest UBS RANK USA DEPOSIT ACCOUNT AS OF I 0'0E/14 0.11 Total taxable interest 50.11 Total dividend and interest income 94,335.49 Date oescroon kTtt%,t (I) Pees Oct 2 Fee RECKM RENCK ISER PLC SPON ADR 44.25 Oct 3 Fee BRITISH AMER TOBACCO PLC GB SPON ADP -885 Oct 10 Fee TOTAL S A FRANCE SPON ADP -535 Oa 2d Fee Charged QUARTERLY FEE -1,979.49 Oct 30 Fee cs SUEZ WON ADR -39.60 Total professional management fees -S1.979A9 Total other fees 398.05 CNP7COMOS748036NP70C0188796 00005 1014 030575004 COISSWGM00021,99S Se of 98 CONFIDENTIAL EFTA_00132395 EFTA01274532 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your financial Advisor: m©v UBS October 2014 friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (contrived) Date Mikity Otsceptian Arnow' (1) Other funds debited Oct 10 Foreign Tax TOTAL S.A. FRANCE SPON ADR -124.10 Withheld Oct 30 Foreign Tax GOF 511E2 SPON ADR -187.39 Withheld Total other fonds debited -$31149 Ode ACIrvily orscronal Amount (3) Money balance activities Sep 30 Balance fosveard 53209.55 Oct 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.30676 Oct 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 89994 Oct 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 1010914 0.11 Oct 14 Deposit UBS BANK USA DEPOSIT ACCOUNT 697.85 Oct 27 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 1024/14 -1,979.49 Oct 31 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.022.29 Oct 31 Closing UBS Bank USA Deposit Account $9756.01 The UBS Pant USA Depot kcourit Is your primary sweep colon SONY GM 00021776 0070oC6005748037Ne7000183796 00005 1014 030575004 Yi23572s50 000000 Pegs 59 of 98 CONFIDENTIAL EFTA 00132396 EFTA01274533 *UBS Your notes CNI,C00.05748038NI,OCOU38796 WOOS 1014 0305750G c.illa Y_GM_00021999 60 o f 98 End of statement for account number - CONFIDENTIAL EFTA_00 I 32397 EFTA01274534 Important information about your statement UBS France, Seven SIC (the Fin or b85 FarichIStrices). The Fiona Cad law ail Westgate far coretet aid hallo on the books and records of the ;probe Eva ce wolves —you nook-et househollig by Gang her is a member of al preepal seamy. Cannodity and epees will correct try error droopily vele are Fnince Adm.°, adages UBSFirsakal Seven and UBSBank USA as idiod trubuf iris of (BS AG and edam of (BS Soosities Pleas make al Meeks pwatto to the krnor the • Cone rorwroni conowts or nementot Mann (99. Feudal/ Amount name TIC **Fars Instil noe*ce it arable teal fecund Asthma Mated im the front 0f this stamen, h adder., lmed parowshos aid petite platments) tot ae not 11.Frienly account name ref els Marrem that you hit fin's /ceding OISCOSU at to rtgs accomt fees. axourn may be %bail to kippered vide the kg/Us Act of 1933. and weed on the Hrws online screws robs.. 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SOO. 10475. at LE Bak USA are FOC muted n accordare with (DC by commeg SPC at ite by witty the SIC • CI .creel Mixes debt baieco. cwswend mem tic) Mn peeping gut to return team isedited by rulet For now itemaion payee nit wow kto wane armor ter ail loan. credit rte. she accoum bates man to teen tote RS al oat, le defends. repeale non- Deposits a LOS AG Bamford karch and Tams et Maw/ • ono.mmy otuxei Toul of uhrwetrod bauble/at treble donee' ad wee mewl owned on securities Fonds MAO edur.3 by the FDC. Disideni Ito Inewinent Program OR/P) held n your acCourf, net proceeds on sale tranUctiasS, and bronc Des LOS BM, LISA Oman baleen, UBS AG theca" kfieCed is as Mirka pea. SW may Obtan the Stanford starch depose balances and monomrloo miter on baton cairn weed securnes Through the OA, wadable ton balands an swept to actual ergo tan your rinsed Athoor Only Sole eres demo: accounts a IBS AG Nerrork Branch ed US$/4 hold sweep banes. a the close of tee known pond an pseud inlet CAP. partial shares coil to soli and me won.ommodity ker man banes is yew acoum are not Comettnicallons with Fins Caplan &arch These deposits tie ra need by the MC cash ant be (*dosed in you amours lhedvi)ond • PIN* reccrthrm any oral AnveuseAtor6 nwmngto Salyut he11 a me 18$ AG Carman Beath ire tern owily segregaed from otter baleen rod tee brunt Ise any non renewed pro 'imbed by the issuer may dee from the these fords n iheordiwy course of as banns These funds further wood your rdett wean yokeryas undo the oboe, so the sualogn rid of the Cahn Waldo and islet FS:* s MA the pea dimes at sold Lre 'nob*upon wur daIlland ils5 total 6 Incbdtd ne *ammo Mecca Protect= Act (SPA) Mere is no guaranteeat other co agape of LISS 44 to reeky the It Saws *I) iee Oct the 185 Camires Bracks boas. corm pfchd dot kg value Ca -bleu • el the frunnal inset/eon on the top kft of the from of this Only ink ones Inn be held in ler anoint t you are Lend ng infermation it not IBS Chanel Sown UBS instal Deposits at UPS Bat USA rd each UPS AG Brach mem entitled to apatialet as a rewit of a dokleid barren or Rs detakd Menem onthe riesMks; •Moe and Stokescaries you acccur ail:Wring broke by preened by SP( Mete/ Fund shies me protected by SPC of the From wit ether al panelists, mrket price do:locum Mato yovC Wm Onto Ageohnaii or wagered roth the adicated melon We Intoned See 'WS lineca Sevres Account Rotation' blew a ixtept r null ileanrond by a registered cleang Account Aileaknt and the General tifITS ad Conditom you of therationale alien you owned file =cum In agency. andcede you' account US$ Steepest of Credo Practices alai* n Aperwas this taw. /OW hrds and earn is are looted a 185 Upon otr mew, balances n the BM Sweep Program or and Decedent a atm nth en•verern.,••••,••••• knout Santos aid not the wroducre Weer, aid you OA may be wt *inn aid dwes of a WmBM maybe leyestroontabloalves must may a rope of an moorage:4bn to both Wm. Aoudad aid thepaced' returned to you a you, the nwstmein carcase and nth prole ae Sp2CIC to eat teurites lOCcunl Your awes aceem aid may way bonen neat Woe the Inn You' statement itences Berme and other assesheld n All ACCOutIC Stawrencs shall be defined COMplate and pommy is sang of any Karam Marge in your finanon furter mlomtgn tout tattle stem opiate. oaring the anointed* cod of the Annum period You may dk acaratedra oblate:Ito n retro wen 60 days Olathe or naStIN/4 CorCtiVe; For oils account hell for deitery ol keypad wakes ar any tune You may anent Owed rated and golfs ,' mate* a you d ee one of the fo bwrg nostment °thetas ware Was Iron you rnaciitutMorcrby reeky secoren used a ban collated MP Pae9.arlim • Please direct customer merge to the • inteduce Curren: worm Mostments wee; the balance to on teen My se.3010/5 tranderred the CI menet or lobate catIn9 rOfell bit of income only thing the sooners peed or. heed a meet vale a of at I800AMWOCO t Monday • Ache* CapW/Appppa0n kwearets seeing growth the end of the sternal penal theuyt Indry. or ks tertng to MS Financol Senn:HIM. IIBf Fearetiol Semen matey protection The Fie is a Minter 01 the Sea/US them brOlOCliOn of demi rah. than Ma gamete of name • Con Wm h dettenheg the cost bus of the see ices Clem Aetna, Depernm PO Box 766 Unon City NI • firceeceCoreoestaw of Income soc1CMUJAPPeonth indeed n the statement. SWer ndLitetleAhlhe 07(67 Cotorahoo (WO. MIST protects SeatIbil accounts of es morturs op lo 1500.000 (mean; 1250.000 for clamskr awstewis suing both Ow gowsion of MOM /10 number ' UBS Fronde Stniceshe reed on call) Me SSC we oneem tenet troth to all Amounts 91)Mh 04 erne/Pal Mamas ion Obtained from sources other the 15$ • h case 0l errors a themes about al thaw.< tunas Finecol Seam. mixing nfonnalon Iran artew fir trade 0711 bi Svctdebn card that you hold n a palthda casein The Fen together wth arum Ifikaes. ha also thalami Onrollrbk profiles or tat you Try nth. prootlfd b your lirecol Mena tresabook call or woe to 18$ FranCal • Conserved* Seeks to 'nankin haieritCpat rah km The Firm does not Mierondenily wdy Of garnet* Wow ht. IOTO nailer 81a.60I axe. Wrehmem. N) sieptonceed prostate The roman mount payable to all NOW Orin colActroleunde this protection 6 550) risk rid roll lily to the account writ eon ft ma mom annoy a validity of any Menem provided by sources Wolk. 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Be as:amour norms cnal 1.85 Wa Segnebre aide fads aidUEd Vdd ohm posents the aignal tensest Bon baledate uelon. a ~deal» mad be highly ipeablere aftdanerseeeer~ Mang OWPOOSalue Inem date cads ae issued byU(358"k Vas nth commion from duo to to rut" of the zany marvol to romance coirpala Ind/waling tre Yea U S A noreorsed • CANN *whin Bonds and ;Weaned STOd that te - Men nether an eV« real panne' a Waffler a-etaty camas aeiblaol The iwtanorco~rs insole for ea redenenn nil beselected ispatiater eginats1 wen« a eh rdpany esi aloud value is «Ølos e4 teurt 1~011 trUPS We Oa/tat US'S Financial Streets Inc REY 201407 by lot tom among al secono of That isne held in out prowled. the sobt of me acuity sea bedinerent ton - Our aliases also recce/eluding come/bonsai/10Mo new a et ommimen re ler our dots Calfeature no ridisse pia ~talon from Melia aide aid *mama Morenaen is charted from thed paten ad es xara -f - 'Ditrbutiorn to dare' new betideram of cal. omtand via. pew:bats we diabuto is not ~anted OtH all leases may ego vandl wane a both - We realte al amide fee horn LBSBalk USA ail USS could allot yell ocereete enema en wit beprodded •00310B ink PO* refloat, me nasal awes price A4 Stanford Wadi ol up ka RS pet account eØ rp.int wait a -.5 may not reflect per cost bak sweging to to banks knew tro Lin Bs* Swop Programs • Crarcataa °Sapodilla:as) CosaleloC muted ups, • lbestilool Makin Rounded sources ;nook as $293.0:0 in vernal mel naked interest pa depositor not anottytegible for oleic sak taBS enamel Soon Acted" and p. clontory entente. n accordance with SDK uses the mad« precool the esersuidod tolod of the mine Infornaten rogardng corn-not" ad oh« Marge rules outran mooed value toe the restreeed sera Bor emoted ei remmalmeatthe benlim ol vales nckidre purposes of This szeneemoney To the oleo 4uå opbon ansactons has been madded a oxilensitons • ~inka Faxes deployed fa unewes other rest, uted soureies are obit* lee sale. the sal.t toned prevoinly latithed to you. aid nil br po.tetd to you product, mat be high. a bwwthal the pro ma you may be subtuntialy less Than thrimeind vila ~WI pomp* on moot would adualle receive in the make< PrCeS are °blared from vasiud third partysources Much webeboelo be • In. 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Wt we do not panty ewe away NINY of annual mow* is based on Gansu dunked it you as engaged en mort sehg a warty. ycu may nos a - Wo anoraly ino tue tomg pia when *rabble or ow aid :nog ran among eke onaities oill be hold for lagedue to cone borowng coos bertha paleula men or te b4 aid ask aCeS fa toed tarmlo and one year from Paternal' date a isis Roomy This wordy *puns or on ybd pros or OTC stones estimate is haya goalie& omnag and antnued - Lot aawee traded stashes maybe p(rad tanga name se not gurameed Open <Son salaam model ee the nng roam pia we °Waned - Ell:nand «nual tame and drat rafl lor arlan Regaling Open Or gealail.Carlalled • orders that were not aidmaynot reflect an sated mane Pna Or WA» 11Peal Weenies owe lotte a rotten of papa or veiled by the damee's dater open buy ad dell SUM - Cmanposowns may £pea rorart apse and all C£Ra gains n aid, talt the at Wane (ad anent own" at tensed by the amnia of &Mends« rghis en show z 'pea was not addable' if we re neat to yoke would be °walled • oydedindsor eunghts dale unless monad atoned.* obue a one for a sooty - Parroted Nadi tame aid anent yal aid the by you You ae rensenble 1or orders that at rooted Cue - Deposes a snakes den remed n anendes Oho actua noire ad yield night be lower or hgher that CO pur lakes to Goal ~leg open orders tun U S otters as reelected a the <-41:Nob*e as of the oiknated awns the statement di,' - An se n«teol ~lad name Olviderdandor Tax wiTheelditg on ~ono felon UK financial - For certan sonnies natg ttnomantemeg feting dialed Dyt eCurrent mak« valadoerage Sono» IRAs deomnatois. oce aid quality dace value) may hat balars 6 Dared WO* la2 daland or alien, Ft* al tav Law requreSUBS Immoral Semees to wedded boon neared» Irate. pope< vausen payment made by the oar and agates me income to from aos takle IRA &Went den tut you my To obtain onto con:~ Wien main*. cacao yobt soot indeposes rill be hold'« one pa kan the, elect not lobate name in Mena or instead you may Prandial Adia« statement Meteor wee miurty Ameaultald elect to hat la ~Mc I a arne or malted anoint as conleved wed ae not guaareeed you choose al Soon sea tomato n of fact unte rooked • Mena Inennenlima and graduated produou Moo by you You mayrota. air Palen a ny kno by ~mg Oestmere souses enclidng direct pasedpation • Aetna hold ley WS Ilinandal Bonita Conan a now actin If you do not haw erotato none tre program aid as , estate roetereett ULM Sedated and aniel ate not NedbytePM ad ret Heiden me feln'S wanted Inn yOur dartutiOnS. yo u maybe redonstde to SINGIVed wads terrine., eighly illad <elan possess on or anal Thee aSSet5 ae 46plaWd m yaw the papmos of (stenved tax You may not pen no d the nodded promos hare not Dom readocal Prim the Valenta for inlormakonal psniosmonay Poinals ,red mores wined and ~estimated to parrnems aerot ~ Perks and Ørige Conmsenn a under any stare vases nreumed as oronled byte isseng lion UM elude CO your is/obligation *Wad lam We rook estmaed vates for Knott ~Oa Sodas n not roponsblelor this acme» mourners scoots are striated prodon for and does net galita to ant ay These assets as not Privacy Marna cnalputoan only AcaraCyd rot guffawed prokid by SEC or tre erns supplemmul SaC To obtan a cony ot our onot One Prusay lance please - lhEavalueS mayddler mbsurnally from Fnat, if ay coverage onto' yam F naicel Ado°, arrestor wahine a a oho negate mestmen worry co SlruCtured ymow ulixcemtn,acwotry product nab< boogie a sold aid do not modally • Revenue meting and addkbnal compensation. avian the eat. you my reawe upon landadn maissom on saes and 12b,1 him tin Pin anal Soren is not a bark The RIVA. &mum - med pro esimaes of via are as of a ran dam r ~ace with the Mitre:Non of ~me Sevces Accosa BSA and MLA a» boa «age aactrrts aid a. aplied 10 ISS /TWOS Strati on a reg( • ands Ø afliae redeye Slidt proode access to bating sereces aid produns bald by an ~pendent abaci, Urn r we de ...ar papenu f rom (monitors and« tØ anaipments wit /Blood bats al other tat gentral p ena,* et Speeder Sowed whn if adders of the nine ends Tat We sell Thew partybalks and provides area to bona aid neater awer ase stapled to te Frm by the moo general amounts arebased on two different acroonents prodects issied by wolf Mated ti ed {tarty Moran, partner ix *ono and may be °band toed en the amount ol ratby IRS ot a palICUla ~WI lund woman*, Hough nutatce agency subsna es ol utS Of foot Wormation from that uxd by thrd parlkel to lames to oaderils. ad Id the aat ate el Fnandal Soren et ado? Thor estimated aka; paraula mutual lurid ladys "wet Mil a IN Inn - You cal ti tan addnetel &canon roosted the - We aid oe Jidda and rcceue retreaung and Inosweit. roagn .a products methodology used to determine the noise of via ormetoprocessing lets n consideration for traWer Int 'DC head • NO bat* guanniao May law vale and the dace of to efornaton my is the bait foe Mr agent sakes that we pade to the maual funds itemise by antang pur Praidal Adrisor 'Noe lets ~it as pad Bon Wailer mole in the RMA ?ascot. Ma,agorwm now" Business Saone mutual Ion sid se a teed dolts anaum timed on the boom BSA. ifea and nternaonal RWaree atagerrat SDNY_GM_00021779 CONFIDENTIAL EFTA 0(1132399 EFTA01274536 UBS Financial Services Inc. UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 November 2014 CNP7005675283 1111>2 Y1 0 ""rl L NEW YORK NY lMi Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKL1AN/ LYLE CASRIEL ne Questions about your statement? Call your kinanaal Advisor or Value of your account 8m* Resotxceljne at 800-8MA- IG0°, on October 31 (S) on November 28 (1) account Your assets 1,531,864.24 I ,537,770.79 %Stour website: Your liabilities 0.00 0.00 www.ubstomlfinancialservices Value of your account 51,531,864.24 $1,537,770.79 Sources of your account growth Tracking the value of your account during 3014 Value of your account 1Thousands at year end 2013 sO00 Net deposits and 1,5311 1,5371 vathdrattals 51,4933,513.08 • • Your nvestmnnt return: Nandand interest income $54253.34 Chance in market vaue .11499563 Value of your extant Oct 2014 NOv 2014 on Nov28, 2014 31,537,770.79 SDNY GM 00021780 Member SIPC Calle/001005675ND Nr700019l 999 00005 1114 030575004 mean ►egs 47 of 96 CONFIDENTIAL EFTA_00132400 EFTA01274537 SUBS UBS Strategic Advisor November 2014 Account name: Friendly account name: Account number: LL Your Bimodal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of November 28 ($) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 1,537,770.79 100.00% D Fixed income 0.00 G00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 11,537,770.79 100.00% Value of your account $1,537,770.79 Eye on the markets Percentage change Index November 2014 Year to date S&P 500 2.69% 13.98% Russell 3000 2.42% 12.56% MSC I - Europe, Australia & Far East 1.37% -1.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 5.86% Interest rates on November 28, 2014 3-month Treasury bills: 0.01% One-month LIBOR: 0.15% CNP70003005675284 NP7000191999 00035 1114 030575004 olifteitont000219ti a of 96 CONFIDENTIAL EFTA_00132401 EFTA01274538 SUBS Account name: 'JL t.14.1SEL UBS Strategic Advisor friendly account name: Your PIRandal Advisor: SCOTT STACKMANILYLE CAMEL November 2014 Account number. Change in the value of your account Summary of gains and losses Year to date (1) yaws ',ported below exclude products for which gam and losses are not classified November 2014 (S) Realized gains and losses Unrealized Opening account value $1,531,864.24 $0.00 November 2014 (5) Year to date (1) gains and losses (4) Deposits, including investments transferred in 0.00 1,941,163.22 Short term 000 -10,372.89 -1,615.41 Withdrawals and fees, Long term 0.00 -17,192.77 142,853 41 including investments transferred Total $0.00 -$27,565.66 $141,236.00 out -5,756.32 -M2,650.14 Dividend and interest income 0.31 54,253.34 Change in market value 11,662.56 -14,995.63 Closing account value $1,537,770.79 $1,537,770.79 Dividend and interest income earned For purposes of iris statement, taabity of merest and dnciend income has been determined (ran a uS tat repotting perspective. Based upon the residence of the account holder, account type, or product twee. some interest ander dvidend payments may not be subject to United St*es (UA ardor Nano Rico (PR) Income tarts. The tient month statement is not Intended 10 be used and cannot be weed tam Ice tat oncosts. Clients should refer to the applicable tar reporting (omits they recent. frcm 185 annualy, such as the FORM 1099 and the coons 480, for tar report 89 intormation It is the practice of U85 to file tht avircalle tar reposing forms with the US internal Revenue Sennce and PR Treasury Department and in suchfon accurately cisafy dwdenct ardor interest as tax exempt or (stab* income. Mese consult you indedualtu prepare( November 2014 (8) Year to date (S) Taxable dividends 0.00 54,245.13 Taxable interest 0.31 8.21 Total current year $0.31 $54253.34 Total dividend & interest $0.31 $54,253.34 Return of capitalfprncipal 0.00 3,895.55 SONY GM 00021782 CelP70309005675285NPIOCO 191999 00005 1114 030575004 010000 Peg* 49 of 96 CONFIDENTIAL EFTA_00132402 EFTA01274539 SUBS UBS Strategic Advisor November 2014 Account name: Friendly account name: Account number: GHIELAINE MAXWELL Your financial Advisor. SCOTT STACK MAMLYLE CASRIEL Cash activity summary UBS Bank USA Deposit Account APY See Actount actteity thrs monthlot OKIIS Babel(el In your sweep Options are indudedin the ccereng and closing balances 'die. FDIC insolence apples only to deposits at 085 Bank USA, not to deposits at UBS AG, Interest Period Oct 7 - Nov6 Stanford Branch of bank deposits placed t hrougb the UBS Internet:oft:I Deposit Account piogam. 8PC potedion applies to money marvel sweep fund boding, but rot bank deposit. See imporunt NA:moat:3n Opening UBS Bank USA Deposit balance Oct 7 S6,015 36 about your statement on the tag two pages of this document for detals Closing UBS Bank USA Deposit balance Nov 6 $5,756.32 November 2014 (1) Year to date ll) Number of days in nterest period 31 Opening balances 55,756.01 $0.00 Average daily balance 55,892.51 Additions Interest earned $0.31 Deposits and other funds credited 0.00 84,767.45 Annual percentage yield earned 0.06% Dividend and interest income 0 31 54,253.34 Proceeds from investment transactions 0 00 4)7,110 27 Total additions $0.31 $546,131.06 Your investment objectives: You have identified the following investment objectives for this account If you have questions Subtractions about they objectives, disagree with them, or wish to change them, please contact your Professional management fees and Financial Advisor or Branch Manager. You Can find a full description of the alternative related services 000 -4,777.29 investment objectives in important information about your statement at the end of this document Other fees 0.00 -1,166.98 Your return objective: Other funds debited -5,756.32 -436,705.87 current income &capital appreciation Funds withdrawn for investments Your risk profile: bought 0.00 -103,480.92 Primary • Aggressive Investment efigibli:ty consideration • None se!ected Total subtractions -$5,756.32 -5546,131.06 Net cash flow -$5,756.01 $0.00 Your account instructions Closing balances $0.00 $0.00 • Your account cost basis default closing method is FIFO, First In, First Out Withholdings and tax summary November 2014 (1) Year to date IS) Foreign taxes paid 000 -5,454,07 CNPM0C0305675286NPT000191999 COCOS 1I la 030575004 Y123572S500180wGm000211ge 50 of 96 CONFIDENTIAL EFTA_00132403 EFTA01274540 Account name: GHISLA1NE MAXWELL UBS Strategic Advisor Your PI fl uidal Advisor: $UBS November 2014 friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some prices, Income and current veues shown may be apron:maniere. AS a itSult. gains andlosses ma/ not be accurately reflected. See imponerninicatafron about your statemete a the end of des dxterem for more 'Monosson. Cash Cash and money balances Opening belaXe Closing balenCe Pke per that Average DividendIntent Ciao in Hddng on Nov 1(t) on Nov 28($) on Nov 28d) rat puled period cap 1111O1.1t Ci) UBS BANK USA CEP ACCT 5,756.01 0.00 250,000.00 Equities Common stock Path/4e OW Trak Nutter Average price Price per Shire VaueOn unrealized tioldng Hddng dote of shares per snare (5) Cosl basis(S) on Nov 28(9 Nov NM gen or loss (t) period /188 LTD SBON ADR Symbol: ABB Exchange: NYSE EAI: 41,134 Current yield: 3.43% tan 29,13 825.000 21.573 17,797.89 22.420 18,496.50 698.61 LT Apr 22. 13 650.000 21211 13,787.15 22.420 14,573.00 785.85 LT Security total 1,475.000 21.414 31,585.04 33,06950 1,484.46 ASTRAZENECA PLC WON ADR Symbol. AZN Exchange: NYSE EAI: 41,022 Current yield: 3.78% Jan 29,13 210.000 50.130 10,527.30 74.170 15,575.70 5,048.40 LT Apr 22, 13 85.000 51.335 4,363.53 74.170 6,304.45 1,940.92 LT Jul 12, 13 70.000 49.441 3,460.92 74.170 5,191.90 1,730.95 LT Security total 365.000 50 279 18,351 75 27,072 05 8,720.30 BAE SYSTEMS PLC WON ADR Symbol. BAESY Exchange OTC EAI: $1,322 Current yield: 4.40% Jan 29,13 1.000.000 22.160 22,160 00 30.060 30,060.00 7,900.00 LT BAYER A G SPON ADR Symbol BAYRY Exchange: OTC EAI: $517 Current yield 1.41% Jan 29,13 200.000 99.560 19,912.00 150.070 30,014.00 10,102.00 LT Apr 22, 13 45.000 101.760 4,579.20 150.070 6,753.15 2,173.95 LT Security total 245.003 99.964 24,491.20 36,767.15 12,275.95 continued next page SDNY GM 00021784 CNP7004:6005675287 NP7000191999 00005 1114 030579304 010000 Page 51 of 95 CONFIDENTIAL EFTA 00132404 EFTA01274541 4tUBS UBS Strategic Advisor Account name: GHISLAME MAXWELL hientily account narne:=MI Your 15 sandal Advisor: SCOTT STACK MANY LYLE CASRIEL November 2014 Account number. Your assets . Equities . Common stock (continued) Purchase pace/ Trade Marge, Average peke Price per sane Vdue on U WedIced Hddng I4ddng date of shares per share (S) Cost bads (S) on Nur 29(S) Hoy 28 (S) gain or lass (I) period BHP BILLITON LTD SPON ADR Symbol: BHP Exchange NYSE EAI: 41,053 Current yield: 4.69% Jan 29,13 320.000 78.520 25,126 50 51.630 16,521 60 -8604.50 LT Apr 22, 13 30.000 63.865 1,915.95 51.630 1,548.90 -367.05 LT Jul 12, 13 85.000 61.002 5,185.23 51.630 438355 -796.68 LT Security total 435.000 74.087 32,227.68 22,459.05 -9,768.63 BRMSH AMER TOBACCO PLC GB SPON ACR Symbol: 811 Exchange: AMEX EAI: 42,844 Current yield: 4.08% Jan 29,13 340.000 104.097 35,393.08 118.170 40,177.80 4,784.72 LT Apr 22, 13 150.000 107.325 16,098/8 118.170 17,725.50 1,62632 LT hi 12, 13 100.000 105.544 10,554.44 118.170 11,817.00 1262.56 LT Security total 590.000 105.163 62,046 30 69,720.30 7,674.00 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAL 52,763 Current yield: 3.82% Sep 16, 13 1,275.000 13387 17,069.45 16.930 21,585.75 4,51630 LT Sep 17.13 1,150.000 13359 15,362.85 16.930 19,469.50 4,106.65 LT Sep 18. 13 990.000 13393 13259.17 16.930 16,760.70 3,501.53 LT Oct 10, 13 855.000 15.481 13,236.68 16.930 14,475.15 1,238.47 LT Security total 4270.000 13.801 58,928.15 72291.10 13362.95 CEUTSCHE POST AG SPON ADR Symbol: DPSGY Exchange: OTC EAI: 51,451 Current yield: 3.21% Jan 29,13 640000 23.900 15,296.00 33.220 21,260.80 5,964.80 LT Apr 22, 13 720.000 22.581 16,258.75 33.220 23,918.40 7.659.65 LT Security total 1,360.000 23202 31,554.75 45,179.20 13,624.45 GDF SUE SPON ADR Symbol: GDFZY Exchange: OTC EAI: 43,604 Current yield: 7.39% Jan 29,13 720.000 20.779 14,960.95 24.620 17,726.40 2,765.45 LT Apr 22, 13 380.000 20.919 7,949.37 24.620 9,355.60 1,40623 LT kJ 12, 13 215.000 20.144 4,330.97 24.620 5,293.30 962.33 LT Aug 21, 13 285.000 22200 6,327.10 24.620 7,016.70 689.60 LT Aug 22. 13 140.000 22.508 3,151.20 24.620 3.446.80 295.60 LT continued next page CHP7030)005675288NP7000191999 00005 1114 030575004 0I9Stii4com_0002litss 52 of 96 CONFIDENTIAL EFTA_00132405 EFTA01274542 Account name: GHIS(AINE MAXWELL UBS Strategic Advisor Your Finandal Advisor: $UBS November 2014 friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets . Equities . Common stock (continued) eunro:c pow Trade hunter Average price Hite pet share Wlue on Urceinzed Holdng Licking date of shares per share (I) Cog bars CS) on Mr 2801 Hoy 28 (S) gain a loss (t) Period Aug 23, 13 240.000 22.418 5,380.51 24.620 5,90880 528.29 LT Security total 1,980.0EX) 21263 42,100.10 48,747.60 6,647.50 GLAXO SMITHKLINE PLC ACC Symbol. GSK Exchange: NYSE EAI: $2,691 Current yield: 5.71% Jan 29,13 330.000 45.615 15,052.95 46.450 15,328.50 275.55 LT Feb 13, 13 320.000 45 645 14,606 46 46.450 t 4,864 00 257.54 LT Apr 22, 13 245.000 50.630 12,404.47 46.450 11,380.25 -1,024.22 LT Jul 12,13 120.000 52.904 6,34848 46.450 5,574.00 -774.48 LT Security total 1,015.000 47.697 48,412.36 47,146.75 -1,265.61 IMPERIAL TOBACCO GROUP PLC SPON AEA Symbol: IVRY Exchange:OTC EAI: 52,136 Current yield: 4.50% Apr 25, 13 60.000 70)391 4253.51 92.223 5,533.38 1,279.87 LT Apr 26, 13 375.000 70.792 26,547.34 92.223 34,583.62 8,036.28 LT Jul 12, 13 80.000 68375 5,470.00 92.223 7,377 84 1,907.84 LT Security total 515000 70.429 36,270.85 47,494.84 11,223.99 MTN GROUP LTD SPON ADR Symbol: LATNOY Exchange:OTC EAI: 42,218 Current yield: 4.29% Jan 29,13 1,660.000 19.580 32,502.80 19.680 32,668.80 166.00 LT Apr 22. 13 590.000 17390 10,260.10 19.69:1 11,611.20 1351.10 LT Jul 12, 13 375.000 19219 7,207.31 19.680 7,380.00 172.69 LT Security total 2,625.000 19.036 49,970.21 51,660.00 1,689,79 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 41,796 Current yield: 3.34% Jan 29,13 1,650.000 18.280 30,162.00 20.620 34,023.00 3,861.00 LT Apr 22, 13 425.000 19.544 8,306.29 20.620 8,763.50 457.21 LT Jul 12, 13 535.000 19 059 10,196.73 20.620 11,031.70 834.97 LT Security total 2,610.000 18.646 48,665.02 53,818.20 5,153.18 NESTLE s A SPONSORED Ace REPSTG REG SHS SWill Apt Symbol: NSRGY Exchange: OTC EAI: 42,138 anent yield. 2.70% Jan 29,13 570.000 70.160 39,991.20 75.050 42,778.50 2,787.30 LT Apr 22, 13 290.000 69 918 20,276 22 75.050 21,764.50 1,488 28 LT continued next page SONY GM 00021786 CNP700C03056752139Nr1000191999 00005 1114 030575004 Y123572550010000 Pogo 53 of 96 CONFIDENTIAL EFTA_00132406 EFTA01274543 *UBS UBS Strategic Advisor Lo,ernrer 2014 Account name: Friendly account name: GHISLAINE MAXWELL Your Ilnancial Advisor: SCOTT STACK MANLYLE CASRIEL Account number. Your assets . Equities . Common stock lconbnued) Purchase pacer tiJcl, Norton Average prke MO per share Moe on uneanzed Hddng Hd dna date of sham per share (S) Con Gas (S) on Harr 28(1) 14ov 28(S) gain orlon (1) period 10 12, 13 195.000 67.417 13,146.41 75.050 14,634.75 1,488.34 LT Security total 1055.000 69.587 73,41383 79,177.75 5,763.92 NPPON TELEG & TEL COPP SPON ADR N17 Exchange NYSE EAI: 41,638 Current yield: 2.76% Jul 22, 13 1,700.000 26.445 44,957.18 26.830 45,611.00 653.82 LT Aug 6, 13 510.000 26309 13,417.69 26.830 13,683.30 265.61 LT Security total 2,210.000 26.414 58,374.87 5929430 919.43 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 12,280 Current yield: 2.42% Jan 29,13 590.000 67.877 40,047.61 96.650 57,023.50 16,975.89 LT Apr 22. 13 240.000 72.512 17,403.02 96.650 23,196 00 5,792.98 LT lul 12,13 145.000 73.450 10,650.38 96.650 14,014.25 3,363.87 LT Security total 975.000 69.847 68,101.01 94,233.75 26,132.74 ORK LA ASA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: 41,354 Current yield: 4.38% Jan 21,14 710.000 8.052 5,717.56 7.520 5,339.20 -378.36 ST Jan 22,14 220.000 8.190 1,801.84 7.520 1,654.40 •147.44 ST lan 23,14 315.003 8282 2,608.92 7.520 2,368.80 .240.12 ST Ian 24,14 185.800 8.147 1,507.25 7.520 1.391.20 -116.05 ST Ian 27,Id 135.000 8.019 1,082.58 7.520 1,015.20 -67.38 ST Jan 28,1d 265.000 8.045 2,132.08 7.520 1,992.80 -139.28 ST Jan 29, la 390.000 7.991 3,116.53 7.520 2,932.80 -183.73 ST Jan 30,14 245.000 7.849 1,923.23 7.520 1,842.40 -80.83 ST Jan 31,14 260.000 7.878 2,048.46 7.520 1,955.20 -93.26 ST Feb3, 14 185.000 7.794 1,44196 7.520 1,391 20 -50.76 ST Feb 4, Id 235.000 7.671 1,802.69 7.520 1,767.20 -35.49 ST Feb 5, 14 245.000 7.727 1,893.29 7.520 1,842.40 -50.89 ST Feb6,14 165.000 7.561 1,247.70 7.520 1,240.80 -6S3 ST Feb 7, 14 310.803 7.528 2,333.87 7.520 2,331.20 -2.67 ST Feb 10, 14 250.000 7.609 1,902.25 7.520 1,880.00 -22.25 ST Security total 4,115.000 7.913 32,560.21 30,944.80 -1,615.41 continued next page CNP700C000567S290NP700019199900005 1114 D30575004 OINgigysm00021Ing S4 of 96 CONFIDENTIAL EFTA 00132407 EFTA01274544 UBS Strategic Advisor Account name: GH1SLAINE MAXWELL Your Finandd Advisor: $UBS November 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued' i'JI(fidtt piltd Trade hurrber Average price Nice per share Ydue on thweinzed Hddng Hddng date of shares per share (I) Con basis(S) on ibr 28(A Nov 28 (S) gain or loss (t) period PT. TELEKOIAUNIKASI INDONESIA WON AM Symbol: TLK (change: NYSE EAI: 1805 Current yield 2.53% Jan 29, 13 690.003 39.442 27215 25 46.100 31,80900 4,593.75 LT RECKFTT BENCKISER PLC WON ADR Symbol: BOW Exchange: OTC EAI: $1,515 Curent yield: 2.60% lan 29,13 2,590.000 13.560 35,120.40 16.140 42,579.60 7,459.20 LT Apr 12, 13 510.000 14360 7,323.60 16.440 8,384.40 1,060.80 LT Jul 12, 13 440.000 14331 6,305.99 16.440 7)33.60 927.61 LT Sectrity total 3,540.000 13.771 48,749.99 58,197 60 9,447.61 ROCHE HLDG LTD SPONS ACR SWITZ MDR Symbol: RHHOY Exchange: OK EAI: 41,281 Current yi/Id- 2.44% lan 29, 13 1,100.000 27.5x5 30,299 50 37.460 41,206.00 10,906.50 LT Apr 22, 13 300.000 30.267 9,080.31 37.460 11,238.00 2,157.69 1.7 Sectrity total 1,400.000 28.128 39,379.81 52,444.00 13,064.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD 5H5 SPON ADP Symbol: RDS.8 Exchange. NYSE EAI: 11,504 Currant yield: 5.41% Jan 29,13 185.000 74.585 13,79831 69.140 t 2846.40 -951.91 LT Apr 22, 13 215.000 68856 14,159.06 69.140 14,929.60 770.54 LT Sectrity total 400.000 69.893 27,957.37 27,776.00 •181.37 SANOR SPON ADR Symbol: SNY Exchange: NYSE EAI: 41,574 Current yield: 2.73% Jan 29,13 720.000 48.754 35,10155 d&290 34,768.80 -334.75 LT Apr 22, 13 275.000 52 654 11,480.06 48.290 13,279.75 -1,200.31 LT Jul 12, 13 200.003 52.424 10,484.90 48290 9,658.00 -826.90 LT Sectrity total 1,195.000 50267 60,068.51 57,706.55 -2,361.96 SiEMENS A G SPON ADR Symbol: 9EGY Exchange. OTC EAI: 31,507 Current yield: 2.55% Jan 29,13 250.000 110.110 27,527.50 118.000 29,500.00 1,972.50 LT Apr 22, 13 200.000 100 134 20,026 84 118.000 23,600.00 3,573.16 LT continuednext page SONY GM 00021788 CAP700C0305675291 NP70C13191999 C0035 1111030575004 Y123572550010000 ►age SS of 96 CONFIDENTIAL EFTA_001 32408 EFTA01274545 4tUBS UBS Strategic Advisor Account name: friendly account name: GHISLAINE MAXWELL Your lq sandal Advisor, SCOTT STACK MANY LYLE CASRIEL November 2014 Account number. Your assets . Equities . Common stock (continued) Purchase pricel Trade Motet Average price Mee per share Vdue on UnredIzed Hddng Hddng date of dares per sham (S) Con bask (S) on Nov 28(0 Hoy 28 (S) gain or lon (I) period Jul 12,13 50.000 107 256 5,362 83 118.000 5,900.00 537.17 LT Security total 500.000 103834 52,917.17 59,000 00 6,082.83 SINGAPORE TELECOM LTD NEW 2006 SPCN ADR Symbol: SGAPY Exchange: OK EAI: $2,266 Current yield: 4.30% Jan 29,13 1,060.000 28260 29,955.60 29.880 31,672.80 1,717.20 LT Apr 22, 13 440.000 29.820 13,121.15 29.880 13,147.20 26.05 LT Jul 12,13 265.000 30.551 8,096.17 29.880 7,918.20 -177.97 LT Security total 1,765.000 28.993 51,172.92 52,738.20 1,565.28 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: 4967 Current yield 3.41% Jan 29.13 1,245.000 19.750 24388.75 18.020 22,434.90 -2,153.85 LT Apr 22, 13 330.000 18.685 6,166.05 18.020 5,946.60 -219.45 LT Security total 1,575.000 19.527 30,754.80 28,381.50 -2,373.30 STATCel. ASA SPON ADR Symbol: STO Exchange NYSE EA!: $1,897 Current yield: 6.85% Jan 29,13 610.000 26333 16,185.31 19.110 11,657.10 -4,528.21 LT Apr 22, 13 205.000 25.765 5,281.88 19.110 3,917.55 -1,364.33 LT Apr 22, 13 170003 23274 3,956.72 19.110 3,248.70 -708.02 LT Apr 22. 13 135.000 25.78$ 3,481.05 19.110 2,579.85 -901.20 LT Jul 12,13 330.000 21.423 7,069.66 19.110 6,306.30 .763.36 LT Security Intel 1,450.000 24.810 35,974.62 27,709.50 -8,265.12 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: $332 Current yield 1.70% Jan 29,13 800.000 17.800 14240.00 23.470 18,776.00 4,53600 LT Jul 12,13 30.000 18.434 553.04 23.470 704.10 151.06 LT Security total 830.000 17.823 14,793.04 19,480.10 4,687.06 TOTAL 5.k f RANCE SPON ADA Symbol: TOT Exchange NYSE EAI: 42.861 Current yield: 4.81% Jan 29,13 460.000 54.547 25,092 04 55.630 25.589 80 497.76 LT Apr 22, 13 510.000 46.879 23,908 70 55.630 28,371 30 4,46260 LT JO 12.13 100.000 50 459 5,045.96 55.630 5,563.00 517.04 IT continued next page CNP70009005673292NP7000191999 00005 1114 030575004 01461w_cm_0002R9t9 96 of 96 CONFIDENTIAL EFTA_00132409 EFTA01274546 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your N mandril Advisor: *UBS November 2014 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL Your assets Equities . contrnon stock (continued) Purchase price TIJO Number Average price Mt per share Value on Untetend Holdng Hefting of shares per snare IN Con begs CR on the 28(14 row 2e (A gain or loss (t) period Security total 1,070.000 50.511 54,046.70 59,524.10 5,477.40 UNILEVER NV N Y 51-15 NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange. NYSE EAI: 32,088 Osrent yit4d: 3.15% Jan:9, 13 930.000 40.500 37,665.00 40.640 37,795.20 130.20 LT Apr 22, 13 445.000 41.074 18,27806 40.640 18,084.80 -193.26 LT Ai 12, 13 255.000 41271 10,524.33 40.640 10,36320 •I61.13 LT Security total 1,630.000 40.778 66,467.39 66,243.20 -224.19 UNTD OVERSEAS BK LTD SPONS ADR SINGAPORE ADR Symbol: UOVEY Exchange. OTC EAI: 11.398 Current yield: 3.03% Jan 29,13 900.000 30.540 27,486.00 36.900 33210.00 5,724.00 LT Apr 22. 13 100.000 33.492 3,34924 36.900 3.690.00 340.76 LT Jul 12, 13 250.000 33.180 8295.00 36.900 9225.00 930.00 LT Security total 1250.000 31304 39,130.24 46,125.00 6,994.76 VODAFONE GROUP PLC SPON ADR Symbol. VOD Exchange: OTC EAI: 41,872 Current yield: 4.93% Jan 29,13 796294 50.164 39,945.60 36.550 29,104.55 -10,841.05 LT Apr 22. 13 2.727 54 627 14897 36.550 99.67 -49.30 LT Jul 12,13 239.979 54.033 12,966.80 36.550 8,771.23 -4,195.57 LT Sootily total 1,039.000 51.070 53,061.37 37,975.45 -15,085.92 ZURICH INS GROUP LTD SPUN ADR Symbol. ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893.50 31.370 32,938.50 3,045.00 LT Apr 22.13 685.000 26251 17,982 21 31.370 21.488 45 3506.24 LT Jul 12, 13 290.000 26.739 7,754 57 31.370 9,097 30 1342.73 LT Security total 2,025.000 27.472 55,630 28 63,524 25 7.893.97 Total $1,396,532.79 51537,770.79 5141.238.00 Total tabulated annual income: 553,828 SDNY GM 00021790 CNP70000305675793 NP7000191999 C0005 1114 030575004 Y123572550 0103C0 Pegs 57 of 96 CONFIDENTIAL EFTA_00132410 EFTA01274547 SUBS UBS Strategic Advisor November 2014 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your IIsandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets (coninveth Your total assets Percentaged Cost Estimated Unrealized Value on Noe 28 (1) your account teus (SI annual inccree (SI gen or loss (S) Equities Common stock 1337,770.79 100.00% 1.393532.79 53.828.00 141,238.00 Total 51,537,770.79 100.00% $1,396,532.79 $53,828.00 $141,238.00 Account activity this month Date Actiaty Oescronon Anoint (S) Dividend and interastincoma Taxable interest Nov 7 Interest UBS BANK USA DEFCill f ACCOUNT AS OF I 1/06111 0.31 Total taxable interest 10.31 Total dividend and latest% income 8031 Oat, Mikity Once:San Amount (S) Other funds debited We 19 Transfer TO Y1 235750100 -5,756.32 Total other funds debited .$5.756.32 Cate Activity Deletipliat Arrtaunt (I) Money balance activities Oct31 Balance forward 55.756.01 Nov 7 Deposit 1JB5 BANK USA DEPOSIT ACCOUNT AS OF 11106/14 0.31 Nov 20 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11119/14 -5,75632 Nov 28 Closing UBS Bank USA Deposit Account f0.00 The ues Bent usA Deposit Amount Is your primary sweep cplon CNP70000ODS075294 NP7000191999 00005 1114 030575004 Y123572S5001 ymo,002/Ips 58 of 96 End of statement for account number - CONFIDENTIAL EFTA 00132411 EFTA01274548 Important information about your statement UBS FacialSents he (tart a USK FaitItems). lb?Fin a Cad flier ail imestigate yaw curt tint ad kilt on the tau .rd records of mo ;pliable auer or entombs —you may deck. handwhig bycing yet a a member of al papalseamy. caw:soak and tpbts willcourt arry tat promptly trait< agent). 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(Bak Swap nograwn mayaka mutt lusdiancy protection do not voted name changes n the ~Set • ASalts !nth*" wobble ram balsas vatsla rigor, it ~ditty n wring to Melkanch Mama of the funds) adthe bkrretional Depot Accota (061For vat* d pa evestmtnts(inneds a arrest d mat rennet mark ast and Gkbau Trne Deposits unreirsd one: seat» your tam aiment win as matt torte lainganent twat. at tbatiptcy othermse) mats to mart and Certain tets not held byte Prn Account through eta Sweep hogras. mb balances Does na naideunpnced Øtetahels at Ae en.1of the Agio gav al ban town ant intended fs be atone are swept » 18$ Bat USA up is al estatished lean and More "ram e rabbi/bum request You may obun ma andMet iliteintnt pact a tale astral> gamin! data mould rot be used for tat puposes Rey then to 185 14 Stork» Brant or a Many Fura Deposes me inornmenn aloc IggIng the 6PC Brat unrested t1Ø col tea and meat»a Ma colons sose ; on yenred tar lat . Fot 1099. 5498. 0416 at 18$ Bat USA se FOX enured n aomidance with le< bycomae» SK at te by mitng tie SIC • Oates eickdes tar bakes. outstanding~go etc) Men peeping your to arum Met rot isfait by nil» For slat Waxen pate nut tea lde me wft»ne attars/able loan. cra lete short »bum bakbas It to repan tote RS al tab le faults, repontle non Oast a UBS AG Sea Toed Brad, and mams et Mang • Ca»/Maney aitecco Totti of Lnin.r.led anti». wt. Mat Mat at late nap tamed en secant ads rent nsured by the FDIC Unbend 1bMeamontRwgram ORR) held n your acCourk reel proceeds at sale tanuction, aul bSances. pM.185 Bane USA deposit tacos UBS AG The ~Neat 6n dage pate you may obean the Surrical Branch depose babas and mask ma..x mutual cods bat/soncan weed smart Though the 0A. actable lo at, bilnos at :nip? to avail:re frorn your fiat Ad/Ø Dmey Mole Xeres al sweep tam a the close of tee ~eat pad depot accounts a 18$ AG ~York Batch awl LOS AG are pax» al« P. petal giros til be oh asd me Nonixevriodly he eh« batman h yea ant arena Communiationa withUm Firm Caen» Brach Wiese deposes arena mixed by the FOX ash til be«costa puacaum Mediad seregaed from the-beam wet Me Ova» use my of • No te.crAihrrn any oral Orren~atons fl writing to Balaxes hell a te 18$ AG Comm Binh se tarp...lily rename prise tippled by the issus may Oft from the ApOSid TO the tunteig. na of theCalmat ads and these hunk n the ordimy Otto( as bwass lime funds knit peeled your ritts including yokerights under the maiet dem a whdt the panne Mars in sold påyable upon >as demand Ma Mal 6 incbdtd in AC kmates ten Probe/on Act (SPA) mere is ea guaalfece other oe lab» of US'S AU » aft ann• p«Ø doSi-g vat themaces Mk on the u15 Canals eras boas CasItelieti • el be fat inseam ate top We cd the trent of this Only mole unit may be held in >Our »coat a you are Lading information stoat is not 185 ~cue~ les Ott Deposit; a UBS Pa USA ad each UBS AG Branch art mail to apatite al a net of a tided treat or Toe Mott inlamaton on the rn'S tendm3 atlas at Semitescaries pr acoaret aiming ben«by proeeced by SIC Many Fund shies are prow»by SPC othawit the Firms sop ether tel partialknes a mat mice deAloturm See» >Ott Chan Rua bap Aroma or ameigemenath the »and edam We Mona See "UBS 'anneal Seto Atom Rotation' below a aØ an taint Mart by a registered clang Atcant arrant and the General Tema ad CalditOni sou ol tenrelit/ant Men mu art bit actrit In agency. ard cede pa account Upon ear ram balances n tip Bat Step Program or UBS Stamen of Cite balms abbe n Agrnarghet this Oh: 'Our funds ant Wain re looted a UM erd Orackcaares airs na• ranVeye, onvh..ei hunos *Wan aid noe tee ieroducing biter al you OA mar be ~am SKI net of a treyFund maybe Immanent °bialys must ~apt of ay na or omess»n to both In twat, and the moceed: returned to you a you The ~ma obrchies aidMt prof ik are specic to toacitot aaccvni Yourma eat Jul nay vary team Sae Mee the a Yea state antar saunas and oter assetsheld n All amount statements mal be Mined «TOW .and promptamend of any bream enige h your fnana pater Abeam tout ~Ink sweep options. ndaing the tot at the end of the ~anent peebsd You may at acneae 6 not oblate:Ito n wag tan 60 /Ms sett of iweStfrere ~we; for eads eater helt for debt d fink pad matt a ay tme You may arten allart" rat» ad betls. 6 abbe a you choose one of Meblot» mestment abbot's now Was ban your /natal tenor a by ate gag% used a ban collated ser pag ai • Pleasedirt cutter ample ' ' to the but: • Pedigo Cuireht :Norge Inantmenti seeding die balance me on teen My matt 'unbent to them CI ~ant at or labia. eating gnat bus of I-wormonly deng the amen ',Mod an listed a abut watt of 00A64 toOe0 t ~Aar • AtAche CAMDMPPX0400n hveprralts Spiking Toy" the end of the natant period theougs n sy. or in rang to uSS /Manual Seta inc. IIBf latooreebl Sort» oaten moat The Fern ammeter of the Stems Wax Protection X papal fat than as, genera.» of name • CMbasic A detemnbng the coX basis of the seatines Clem Tritons Department PO Box 766 nano City NI • Reduce eonbbenbsn of (name and 1Cep& APflod00^ «aided n the aurae. Ste naiad well die 07(67 COLOrXen (SPO. MIT protects mitts moats ot es Psalms to 1,1500000 (nclan; 1250000 for darner ~twit teeing both bo gprberaton of maw aid number l8$ fbankt Seveeshas Paled on ca) TAOS."( we amen«, tamt Ø. to acaunt$ grown od prnal item»ion Omland from tureen other than 185 • n cab of ernes a cantons am an electron< tuts Nadal Stenices. eaudng nlarnation Men ram It trawl« (771 bi 566Xdash card Matto/On dual/cut:7~ The Firm togetl»f wth when ditties has also /unhand Ovalle» profiles or tat you may hie pradal » yout Tinto' Mesa transactions call a tee to LAS Fnancel • Commit Seeks ro maitan JINX pieta( web low The firm does not isdependereb vak or bane tie Seam lic. IOW narbor Stal . 6th I bat Vdeetwa. N) Ølamta tam» The~mum moat payable to all Nibble dent. cobcteekunda prottion a SOX risk »I roll lily to the roan att. enn d ma mom annoy or vaiday of any Mormaon prondel by tut o7o86 Ann ehm/SSA stma the amount dOeS not generate s»ndicnt income or otar ban Utfaioal Sebas melon as of Darter It/ 2013 IS", SKI myna keep pace was ird leaco Cal amme 35 soon as :Ou Cart A hatII. hie sew addrion *toughUSS Facialbats genaly ~at tote pokyau-aim at ~Is cab at The • matt Mang so ampt saerit. to racgal ad St*nwltor acepos wrong«At) need ete updates be ntatnabal aS C 6 New./ barn does not stasraun nØ alma» on the eta:mint ot ream km allam«beta» fa up ab 119 mits n the taw some tab b souk higher rains aiggegate for all you ~xis held n a pawl. aback • kart» wing to apl hgh nsis tOTenwi ad hgh prank any ~tad MX the mermana isider "Cost The Fan urea Mow (X Xi)loble) mud hear trom you NM' and "tat» merlon' is art a of Me Oa* A full Copy ol me poky ~log 6 ~LA» upon ~ 2 wobbly» meant tumor «, um no tee thal 60 days alter the fanst you the kst of Thi; Otte» Mee" please do fled rely en this soma on at the «ra or probkmma» ird«ma isn lo makecuret» ce sae deans. la la - Prot. you wine and wham, ate (N an) the SK motet and be supplemental drachm bob do Statomentlwaweboddinr not SPA/ to We nay consoklate el Mated teat statements wah the purposes a obeneem awes tautened to the ein - Devaibe Me error or the want you Ve awe abaft mar refit suirlbss nformaim orly for the period of adimam asclearly x you can why mu Mere C 6a • Countnatal tots coma» bylad Mined ngvor sane tedirr s in the sane amebae Acounts may be retired moat value) but held away I rem tell5 Cina•cial Sean for Ms renew bate they here omen who at mantein time theyaheld a the Lint Morehinormal Martial error a My >ou need mete Marnan Cis be added by gmFauna Adm.« - Pak the dollar aunt of tie sweat wee (eg tan (a Cab a Les tat b)Calh MIAS AG pm amount taionshps ~Pk oter pats at the salte Sated leant (d) swat eMoat nammg tube eats Ths pcaCtCe kr as howeholdng I you arum, ad 04 than of mutual Itch ende soh feeler to mat inilbilme twat, nted n septet • Unmated gait lost hen data t tab Mates re mgpert «ay the nave of the afoot 19M.Y.0 urrial:ed letY1:19S r2 CaCialfd fee SDNY_GM_00021792 CONFIDENTIAL EFTA_00132412 EFTA01274549 Important information about your statement (CColbOued) Mdvicbalwarity kits lbe tammion data far edircbal - Thal parry *stewed vibes may be reflected as 'Nat turbo. of accords at the troamdear hoeing mutual Amount ao roginerod since mats of OBS Fran:Sal Semites lob mayor may non ref Boa conmissrant Wages roar power n senora auwans whin an nlepentent hot of eIa fend laity ino smuntyworgewaien 'weds Dirifend axe other valuation firm Anent eupplea a rs wale to awn a - m saloon to cominsions waived n cornealon wen roimarronn tots and %ram* purdah, lot se eats vat* when we beano aral that a ratend worm ham the sal. or darbutfon of arnury ova= ail wiz yea Sayi runt is a regisbcrod *vice mat.of visa combned to disciae one award kit The • Trade dae' *cartedtea may ell a premeds reported vatic re* wedi.nc XXI unit to dr dents, we alder our Inwnivanal IRS Med Sagnabre de* cads and MG Vdd coins p.esents the oei)M orals. t all traledate wester. a whin dyad would te hghty ipeatatree alt date recent remota Mang Carpenter. km dart cads at issued byIRSBat USA wait pee misaion from duo to coo the :early mairyol me rename cordate. indemnity to VG U S A harporated • GUNN stawitios Bonds and poefeved trod Mai the - When might an Muer general panne a sponsor truity carats anilandol the hurance corona-Ws bowcafe for ealy rtderption wit beselectod rasa* egmated mance a th intpany minuted vine Is Or SpOrten Of the urit m s neeu MRS he Carta. UK Financial Xmas Inc Rev 201407 by lot Wm amony a smurnes of that 69.* lib in our an:6AS. thevibe ol Me warty wA bedeormt ton - Ott alitaes also mare trading commbaosaM other nano n nom to nate for as dents Cal leave es podia* pow conmmution tom mina faro aid man, enemean is Wanedfrom thrd pale; aid es 'carry - 'Didier:tem to tae' may odic rein of Casa* townies Mow proorts we diwbuto is rot guraMed Over call leases miry tog...itch none cr both - We renew at ante fee from (SS Sask USA .n1 USG could ilea wad. complete Warne an gal be provided - • OOPS tent sae' re:lessor the mai olleng pee AC Stanford Match of up to 125 per mcount upon mead per ohs rd may not roiled your coo bath sweopng to the hats tern the UPS Bora Sweep Program • Certircalos of deposit ICS/ Cos are XX mood opt . expected neuritis Restricted secures do-meaty at 12910C° n prinapat sal sour Mara pat &motor not anat./ <Outlet' petit la* 1/85 formal Xmas Atthily aid pm ckpahlo-y enliMtw. rt accord-toot with MC uses the mete proof to intorkton1 stock a the sane Montanan regarding armload,* ad other charges niYS muff a an mutedvalue for the remiaed voidi for Warred n annittion won the eremtion ot dales ncbeding patinas of mssznexereomy To the mum teal option Vans:Wens has been melded on conlomaons • prafrakei rocas &pined 'Cr PKurwes and otte testi cted seamier it ewe* Icr sale. Me value roomed parrot.* Ian rhol to you. adwit beam:Rd to you product maybe4m me blow dal Yep pro that you nay be manumit, Ins man the invited yaw sows armpit on reared ereu mtualla receve in the madam Prces are °Inane(' from VaIKUS thrd pityswat Much webeeveto be • Ea festinated) hank con'onyielOs and rates. An Short soiling folir, but we do not garnet thee acurary tAIMMt of Nowa name is based on amen, Weaker it you are engaged in don a:Mg axorayy. yai may tax a - Wo worry use the dosng dna when afalabla cr the awl ninon rah. awned the smarties wIlb• held for (hated* to tenon borrowing costs for OW palcula mean a rte b4 aid ask aces Ice toed SeCureeS and one yea from siaement date or and fanny This story outset or co bd pats I or OTC secures estimate is alb 3 guranne. Xcuraqadantnued - let aancei traded WattleS maybe pearl usng a Male se not garaleted Open (Sew *abater ntOdel Cr IMMO, Mani yeti we Maned - Ed Waled arnual mono artel argot Mel for modem Rt9zEint Open a hanalailanalled • Ordenthat Wife not ra -nano' reflect an alai mate pop or 'aka lades°, *GEM could eicluie a return of anotod or veiled by the Adman, dae Opel buy and sell stop - <Mandan:01S may appear rollout Apra:tad will coati gam in Mesh Oa the eft name WO (area ceders We waxed by tie amount of dwdends cr right on shoe/flit was not mailable' if we are amble to held) would be overstated • oodigidindsor gamins taste unless mowed otherwise *bun a price for a security - Barnard anus mono awl arrent Mil and the by you YOu ae reporablelor orders lea are toasted due - DePaSes a Searles domains& n cneoes other actud more and oefd night be Wm or hgher to put lease to cancel exisirg open adds tai iet S dollars are rel Wed a the exturgerre as of the manatee aeons the natenont dot, - An ninite ol mroalued morn. (dvid's! aloe Tart withhold:twat frarberions foam LOS Pinatas' - for moan sedates tiadeN nOrmaenormin mean) eluded by TheOahu make, e.t.a/raft Samos IRAs deforentions. ace aid quality dace vale) may hae balance is lased on the lad diedend or meet Ftehaal tax taw adorn IRS &Wad Services to rionhOld beet mewedto 1aolfre proper 'abeam payreM nude by the ram awl asiam tie Moro tar from you Ideal* arch disthbacam tut you may To *Duna-rem imams. Mon wattle. axed yam Hare Marpools MI be Nadler one waken the dm oat toter Marais( trehholl or. inward you ray Francs:a dolma steamed date or trod =urn Acacia, and rafcl 0) haw tar weird a brae anal tad anoint at coMowd yak at not Guaanteed you 0,0014 Wit Saran wit lessen n effect unta reeled • Prima Maritime and et/named products. irate by you You nay rota* your election t ay tam by mitog Modems seas tin Gnawing diral palfapation • Awns not held by WS financial Seneca faun a now Oman If you do not haw moult roomm tar Cagan and realmut+ naltmem tort SWAIM) and asses me not byte hint a 6inOt wain the yea's wafted from your dartutiOna you maybe relaanble la sliwtsced precluas are geWaly hghlf diem/ Conan posseSuco or enrol Thee Meta re deplal/ed en yaw the payrnem of etitnredua you may nod winds it the nructaw roams hat not been rendered with the statement for irdonnatronal pupates Poulmos and anoints Method and your estimated law pwrritins re not Seansi anr Eidalr9lOseronseon a utak( any state ram presented re panned byte iSsung firm tA56 Nut tO vat tar delibatios *Cartel OM We prom* esimaed stated for private nancid Somas 6 rot repOnSblelorthiS nfOlmann mama[ seaman sus situated prodims for and does net gantlet es away These assts Tenet Privacy whim' analpunom only ACCIPXY b rot 9unmeed protected by SVC a V. front suppleinomal SaC To obtain a copy of menaced Claw Primay MAW. pare - Mee vaties maydiffer sthstantallf from ;MK Il ay covorago anal you Hurd& Adesor or riot our wear* a. at Midi acreage nwstrnert searya 'Valved eew lascamOniumeofet mama not be haunt a sad aid do not necessaily • Revenue dealing and addklonalconensation. represent the ear you may Man* upon lieiidaon - ti albino to earaissom on sales aid 11h1 lees UBSrnatcial Savors 6 not a bat The WA. towns - Th rd Orly XimaeS Of vahe are not a ran Ore ✓ooted in conneacci with the dotaadon of mutual SarcesAaount BSA and AMA are braerage aacult rid re unpaid to ISS enroll Sentas on a regu Ir arida toots dins we aflor ow *Mae rewire MO Morrie access to bat mg sauces and prodaM bald by an ridtpurent ',ration Inn roame illanng phments from datrbutors aid or ansgh anrwommts wen affiliated brats ref other mm - Indy, Sentra prmaa sponsor enionzed vabn if adfison of the annual furs that we sell These partybalks. and provides amass to Mon and refry my. ate stapled to to Fin by the mum general amounts ae bared on two ditherer, antionents prodaCtS iStied by wad doted thodmarty Canna partner or *razor and may be abided lased as V* emote of saksby ItS of a OditCuLT Mutual fund convenes through nwisice agetcy lubslar es a utS drama ntorthadon from that use by thfd pales to lamer to oar drat ad Id the ran vabe of a Rancid Safian he donee Thor ecanated valor orally maxi fad fangs shares tend a the fan - You cal obtain addamnal Mama, regaling the - We and as *Are also rewire relnereng and Wm:met nut-ante. andamuletproducts rreholology used to determine the tamale of Vita arnewprocesung lees n corisaviawn for Virile rot WC haired • No bat* gunnies. May Bost vain and the date of the hforrn.von that h the bass fa the agent awl:.' that we proud to the rratual funds name by ameactiN Our Rancid Adisor Those lets gene" at. pad from imtnor awn in the RarufailAn)enneil &Gault Susanna Stfvf:f5 meta laid and are a tiod doilt anal baShl on the ACCorit SSA. IIMA and nternabonr RelOaCe lAragenant SDNY_GM_00021793 CONFIDENTIAL EFTA 0[)132413 EFTA01274550 *UBS UBS Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 December 2014 CNP70090734571314 X13 Y1 0 "ligilYORK NY ir NEW Account name: Glill5LANE MAXVVEU. Friendly account name: Account number Your Knancial Advisor- SCOTT STACKIAANLYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeline at 800-RMA-l000 on November 28 (S) on December 31(S) account YOur assets 1,537,770 79 I ,469,481.00 Vlsitour voebs/te: Your liabilities aoo 0.00 vinew.ubstorallinancialservices Value of your account 11,537,770.79 Si A69,481.00 Sources of your acosunt growth Tracking the value of your account during 2014 Value of your account S The Lic-anc.:5 at year end 2013 90.00 Net deposits and 1,37 1,469.5 withdrawals 91,498203.69 S Your nvestment return DM:lendand interest income 157610 76 Change in malign Yalta -506333.45 Value of your account Nov 2014 Dec 2014 on Dec 31, 2014 01,469,441.00 SDNY GM 00021794 Member SIPC CNPAX110008072457 NP7000305739 00005 1214 030575004 Imo° Page SI of 104 CONFIDENTIAL EFTA_00132414 EFTA01274551 sUBS UBS Strategic Advisor December 2014 Account name: Friendly account name; Account number: Your Fi nuncio! Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 31 (1) your account 3,054.91 • Cash and money balances may include A Cash and rrxmey balances 021% Your current asset allocation available cash balances. VEIS Bank LISA deposit B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 1,466,426.09 99 79% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,469,481.00 100.00% C Value of your account $1,469,481.00 Eye on the markets Percentage change Index December 201a year to date S&P 500 -0.25% 13.69% Russell 3000 -0.00% 12.56% MSC I - Europe, Australia & Far East -3.44% -4.48% Barclays Capital U.S. Aggregate Bond Index 0.09% 5.97% Interest rates on December 31, 2014 3-month Treasury bills: 0 04% One-month LIBOR: 0.17% CNP70010003072450 NP7000305739 COCOS 1214 030575004 100NYGM000§/19.552 of 104 CONFIDENTIAL EFTA_00132415 EFTA01274552 SUBS UBS Strategic Advisor Account name: Your N nandal Advisor: friendly account name: SCOTT STACK MANILYLE CASRiEL December 2014 Account number. Change in the value of your account Summary of gains and losses Values reported below exclude products for which gans andlosses are not classified. December ZOI 4 ($) Year to date (I) Realized gains and losses Unrealized Opening account value $1,537,770.79 $0.00 December 2014 (•.I.) Year to date 04 gains and beseS (S) Deposits, including investments transferred in 0.00 1,941,163.22 Shod term 000 -10,372.89 -4,989 71 Withdrawals and fees, Long term 1.30 -17,191.47 74,888 60 including investments transferred Total $1.30 -$27,564.36 $69,898.89 cut -309.39 -442,959.53 Dividend and interest income 3,357.42 57,610.76 Change in market value -71,337.82 -86,333.45 Closing account value 51,469A81.00 $1,469,481.00 Dividend and interest income earned for purposes of its statement, taabity of interest and ditdend Income has been determined Corn a us tax reporting persprdire. Broad upon the residence of the account holder, account type, or prolutt twat, sane interest ardor dvidend payments may not be subject to United St*es ft./A ardor Puerto Rico (PR) income tares. The c7ent monthU Statement is not Intended to be used and camot be rota upon for lac purposes. Clients should refer to the applicable tar reporting forms they recent. frcm 165 smugly, such as the Tom 1099 and the FCMIS 480, fa reporting information 11 IS the practice ce U85 to Zile the applicaUe tat reporting forms with the US intern4 Revenue SendIt and PR Tfee6WY [repairmen). and in such taunt accuratety usury dindenct and et Interest as tan exempt or tatable income. Pleat consult your Indudual tax prepare( December 2014 tn Year to date (I) Taxable dividends 3,357.30 57,602.43 Taxable interest 012 8.33 Total current year 53,357.42 $57,610.76 Total dividend & interest 53,357.42 $57,610.76 Return of capitallonncipal o 00 3,895.55 SDNY GM 00021796 CHP70310003072459NP7003305739 00035 1214 030575004 101000 Peg. 53 of 104 CONFIDENTIAL EFTA 00132416 EFTA01274553 Account name: Your IIsandal Advisor: UBS UBS Strategic Advisor December 2014 Friendly account name: Account number: GHISLAINE MAXWELL SCOTT STACK MAMLYLE CASRIEL Cash activity summary UBS Bank USA Deposit Account APY See Account activity this moNhlos decals Bdances In your 'weep Options are Inductedin the cperbny and dosing balances velLe. FDIC Insurance arches only to deposits at UM Bank USA, not to depovis at UBS AG, Interest period Nov 7 - Dec4 Stanford &arch or bank deposits placed ihrouch the ueS intemationi Deposit ACIOUnt proqam. SIPC protection applies to morn market sweep fund hording, but rot bane deposits. See important inbtmation Opening UBS Bank USA Deposit balance Nov 7 55,756.32 about )out stalemere on She laSt MO pars ci this document for detals Closing UBS Bank USA Deposit balance Dec 4 5677.74 December 2014 (1) Year to date (1) Number of days in nterest period 28 Opening balances $0.00 $0.00 Average daily ba lance 52,539 60 Additions Interest earned 10 12 Deposits and other funds credited 0.00 84,767.45 Annual percentage yield earned 006% Dividend and interest income 3,357.42 57,610.76 Proceeds from investment transactions 6.88 407,117 15 Total additions $3,364.30 $549,495.36 Your investment objectives: You have identified the following investment objectives for this account If you have questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Financial Advisor or Branch Manager. You Can find a full description of the alternative related services 000 -4,777.29 investment objectives in important information about your statemenrat the end of this document Other fees -82.11 -1,249,09 Your return objective: Other funds debited -22 7 28 -436,933.15 Current income &Capital appreciation Funds withdrawn for investments Your risk profile: bought 0.00 -103,480.92 Plenary - Aggressive Investment eligibitty conSderahon • None selected Total subtractions -$309.39 -$546,440.45 Net cash flow $3,054.91 $3,054.91 Your account instructions dosing balances $3,054.91 $3,054.91 • r, azccunt cost basis default closing method is FIFO, First In, First Out Withholdings and tax summary December 2014 (1) Year to date (1) Foreign taxes paid -22728 -5,681 35 CHP7C0100C6072460NPVC0305739 COCOS 12I 4 030575004 ingtfiqyGht oocilegen:54 of 104 CONFIDENTIAL EFTA_001324 17 EFTA01274554 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Maandal Advisor: *UBS December 2014 Friendly account nairree: Account number. SCOTT STACKMANLYLE CASRIEL Your assets Some pnces, income and current vaues Shoran May be EpprOviMble. AS a moue gains anCllosses ma/ mot be accurately reflected. See Pivot:ant intomafron about your statement a the end of this etcumem tot more informs on. Cash Cash and money balances Cash and money balances may include avatar& cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch &boat account balances and money market mutual fund sweep basances UBS Bank USA deposit account balances are insured by the MK eat hn applicable limits, but are not protected by 9PC UBS AG Stanford Branchdeposit account balances an not tided by FDIC and ase rot protected by 9PC Money market sweep batances are protected by sac but an not insured by the FDIC. See the Important information about your statement a the end of this document for details about those biances. Goering balance ClosingNome Price per share Average Dtrickncl Interest bays in Hddng on Dec I (I) on Dec 31 (t) on Dec 21 (S) period period Cap mount (S) Cash 0 00 6.88 MS BANK 1.1SA DEP ACCT 0 00 3.04803 250.00000 Total $0.00 $3,054.21 Equities Common stock Purchase price/ Trade l(untser Average price Price per share Value on unrealized Hold ng lacking date of shares per share (5) Cott basis (SS on Dec 31 (SI Dec 31 (S) gain or loss it/ period MB LTD SPON ADR Symbol: 488 Exchange: NYSE EAI: 41,134 Current yield: 3.64% tan 29,13 825 000 21.573 17,797 89 21.150 1 TAM 75 -349.14 LT Apr 22, 13 650 003 21 211 13,78715 21.150 13,747 50 -39.65 LT Security total 1,475.003 21.414 31,585.04 31,19625 -388.79 ASTRAZENECA PLC SPON AC( Symbol AZN Exchange: NYSE (Al: $1,022 anent yield. 3.98% tan 29, 13 210.000 50.130 10,527.30 70.380 14,779 80 4252.50 LT Apr 22. 13 85.000 51 335 4,363 53 70.380 5,982 30 1,618.77 LT Jul 12,13 70.000 49 441 3,46092 70.380 4,92660 1,46568 LT Secisity Baal 365.000 50.279 18,351.75 25,688.70 7,336.95 continued next page SDNY GM 00021798 GIP703100Ce073461 MO003305739 COCOS 1214 030575004 Y123ST2S50 101000 Page 5S of 104 CONFIDENTIAL EFTA 0[1132418 EFTA01274555 Account name: GHISLAINE MAXWELL *UBS U BS Strategic Advisor December 2014 Friendly account name: Account number. Your A nodal Advisor, SCOTT STACK MANYLYLE CASRIEL Your assets r Equities . Common stock (continued) Purchase price/ Dade Mater Average price Pnce per shire Value on unrelated Hcking Hddng date of charm per share (I) Cod Cris (I) on Dec 31(1) Dec 31 ($) min or lost (1) period ME SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC (Al: 11,285 Current yield: 4.41% lan 29,13 1,000.000 22.160 22,160.00 29155 29,155.00 6,995.00 LT BAYER A G SPON ADR Symbol. BAYRY Exchange: OTC EAI: 3517 Current yield 1.54% lan 29.13 200000 99.560 19,912.00 136.840 27,368.00 7,45600 LT Apr 22, 13 45.000 101.760 4,579.20 136.840 6,157.80 1,57&60 LT Security local 245600 99.964 24,491.20 33,525.80 9,034.60 BHP BILLITON LTD SPON ADR Symbol: BHP Exchange: NYSE EAI: 11,053 Current yield: 5.12% Jan 29,13 320.000 78.520 25,126.50 47.320 15,142.40 -9,984.10 LT Apr 22, 13 30.000 61865 1,915.95 47.320 1,419.60 •496.35 LT lul 12,13 85.000 61.002 5.18523 47.320 4,022.20 .1,163.03 LT Security total 435.000 74.087 32,227.68 20,584.20 a 1,643.48 BRMSH AMER TOBACCO PLC GB SPON AOR Symbol: B71 Exchange: AMEX EAI: 32,844 Current yield: 4.47% Jan 29,13 340.000 104.097 35,393.08 107.820 36,658.80 1,265.72 LT Apr 22, 13 150.000 107325 16,098 78 107.820 76.17300 74.22 LT lul 12,13 100.000 105.544 10,554.44 107.820 10,782.00 227.56 LT Security total 590.000 105.163 62,046.30 63,613.80 1,567.50 CEUTSCI-E TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 12,763 Current yield: 4.07% Sep 16.13 1275.000 13387 17,069.45 15.890 20259.75 3,190.30 LT Sep 17, 13 1,150.000 13359 15,362 85 15.890 18,273.50 2,910.65 LT Sep 18, 13 990.000 13.393 13259.17 15.890 15,731.10 2,471.93 LT Oct 10, 13 855.000 15.481 13236.68 15.890 13,585.95 349.27 LT Security total 4270.000 13801 58,928.15 67.850.30 8,922.15 CEUTSCPE POST AG SPON Apt Symbol: DPSGY Exchange: OTC (Al: 41,451 Current yield:3 29% lan 29,13 640.000 23.900 15,296 00 32.450 20,768 00 5,472.00 LT Apr 22, 13 720.000 22.581 16,25815 32.450 23,364.00 7,105.25 LT Security total 1360.000 23202 31,554.75 44,132.00 12,577.25 continued next pogo CNP70010008072462 N1,70:030573900005 1214 030575004 lomgwGm000tag9956 of 104 CONFIDENTIAL EFTA_00132419 EFTA01274556 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI sandal Advisor: $UBS December 2014 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) PUI(fhltt p i( CI T1,1O Hunter Average mice Nice per sure value on Uniettlzed Halting sidling dee of shares per there (4) Cost bees (S) on Dec 31(1) Dec 31 (1) gain or loss 0) period GOF SUEZ SPON ADR Symbol: GDPZY Exchange: OTC EAI: 42,071 Current yield: 4.49% Jan 29,13 720.000 20.779 14,960.95 23.297 16,773.84 1,812.89 LT Apr 22, 13 380.000 20.919 7,949.37 23.297 8,852.86 903.49 LT Jul 12,13 215.000 20.144 4,330.97 23.297 5.008.86 677.89 IT Aug 21, 13 285.000 22.200 6,327.10 23.297 6,639.65 312.55 LT Aug 22,13 140.000 22.508 3,151.20 23.297 3,261.58 110.38 IT Aug 23, 13 240.000 22.418 5,380.51 23.297 5,591.28 210.77 LT Security total 1,980.000 21_263 42,100.10 46,128.06 4,027.97 GLOW SMITHKLINE PLC API Symbol: GSK Exchange: NYSE EAI: 92,691 Current yield: 620% Jan 29.13 330.000 45.615 15,052.95 42.740 14,104.20 -948.75 LT Feb 13, 13 320.000 45.645 14,606.46 42.740 13,676.80 -929.66 LT Apr 22, 13 245.003 50.630 12,404.47 42.740 10,471.30 -1,933.17 IT Jul 12,13 120.000 52.904 6,34848 42.740 5,128.80 •1,219.68 LT Security total 1.015.000 47.697 48,412.36 43,381.10 -5,031.26 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol. IlYBY Exchange:OTC EAI: 12,136 anent yield: 4.74% Apr 25.13 60.000 70.891 4,253.51 87.500 5,250.00 996.49 LT Apr 26.13 375.000 70.792 26,547.34 87.500 32.812.50 6265.16 LT Jul 12,13 80.000 68-375 5,470.00 87.500 7,000.00 1,530.00 LT Security total 515.000 70.429 36270.85 45,062.50 8,791.65 INDIYIOR PLC SPON ADR Symbol: RsIVVY Excharge. OTC Jan 29,13 103.000 9.300 957.97 11.300 1,163.90 205.93 IT Apr 22, 13 20.400 9.849 200.93 11.300 230.52 29.59 LT Jul 12,13 17.600 9.829 173.00 11.300 198.88 25.88 LT Security total 141800 9.446 1,331.90 1,593.30 261.40 MTN GROUP LTD SPON AOR Symbol: AMOY Exchange:OTC EAI: 42,221 Current yield: 4.48% Jan 29,13 1,660.000 19.580 32,502.80 18870 31,324.20 -1,178.60 LT Apr 22. 13 590.000 17390 10,260.10 18.870 11,133.30 873.20 LT continued next page SDNY GM 00021800 00,70910008072463NP70c030573900005 1214 030575004 v123572550101000 Page 57 of 104 CONFIDENTIAL EFTA_00132420 EFTA01274557 *U BS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Amanda' Advisor, friendly account name: SCOTT STACK MAIILYLE CASRIEL December 2014 Account number. Your assets . Equities Common stock (conbnuedl Purchase care/ Trade Motet Average price Price per share Vdueon Unedited Hddrg Hddng date of shares per share (5) Core basis (1) on Dec 31 (3) Dec 31 (1) gain or loss (1) period Jul 12,13 375.000 19.219 7,207.31 18.870 7,076.25 -131.06 LT Security total 1625.003 19036 49,970 21 49,533 75 -436.46 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: 41,796 Current yield: 3.47% Jan 29,13 1650.000 18280 30,162.00 19.840 32,736 00 2,574.00 LT Apr 22, 13 425.000 19 544 8,306 29 19.840 8,432.00 125.71 LT Jul 12,13 535.000 19.059 10,196 73 19.840 10,614.40 417.67 LT Security total 2.610.000 18646 48,665.02 51,782 40 3,117.38 PESTLE S A SPONSORED ADR REPSTO REG SHS SW112 ADR Symbol: NSRGY Exchange: OTC EAI: 42,138 Current yield: 2.78% Jan 29, 13 570.000 70.160 39,991 20 72.950 41,581.50 1,590.30 LT Apr 22, 13 290.000 69.918 20,276 22 72,950 21,155.50 879.28 LT Jul 12,13 195.000 67.417 13,14641 72.950 14,225.25 1078.84 LT Security total 1,055.000 69.587 73,413.83 76,962.25 3,548.42 MPPON TRIG & TEL CORP SPON ADR Symbol: NTT Exchange-. NYSE EAI: 41,596 Current yield: 2.82% hi 22,13 1,700.000 26.445 44,957.18 25.610 43,537.00 1,420.18 LT Aug 6,13 510.000 26.309 13,417.69 25.610 13,061.10 -356.59 LT Security total 2,210.000 26.414 58374.87 56,598.10 -1,776.77 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: $2,280 Current yield:2.52% Jan 29,13 593.000 67.877 40,047.61 92.660 54,669.40 14,62179 LT Apr 22, 13 240.000 72.512 17,403.02 92.660 22,238.40 4,835.38 LT Jul 12,13 145.000 73.450 10,650.38 92.660 13,435.70 2,785.32 LT Security total 975.000 69.847 68,101.01 90343.50 22,242.49 ORKLA ASA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: 31,354 Current yield: 4.91% Jan21,I4 710.000 8.052 5,717.56 6.700 4,757.00 -960.56 ST Jan 22, IA 220.000 8.190 1.81)1.84 6.700 1,474.00 -327.84 ST Jan 23,14 315.000 8282 2,60892 6.700 2,110.50 -498.42 ST Jan 24, 14 185.000 8.147 1,507.25 6.700 1,239.50 -267.75 ST continued next page CHP70010008072464 NV7000305739 000051214 030575004 100NY_GM_000/14113158 of 104 CONFIDENTIAL EFTA_00132421 EFTA01274558 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Financial Advisor UBS December 2014 Friendly account name: Account number. SCOTT STACK MAN LY LE CASRIEL Your assets Equities . Common stock (conenued) PUIChtfit price Trade Humber Average price Plitt pee share Wlue on Urreenzed Hddng Hddng date of shares per share (S) Cost beds (S) on Dec 31 0) Dec 3i (S) gain or loss (S) period Jan 27,14 135.000 8.019 1,052.58 6.700 904.50 • 178.08 ST tan 28,14 265.000 8.045 2,132.08 6.700 1,775.50 -356.58 ST tan 29,14 390.000 7.991 3,116.53 6.700 2,61300 -503.53 ST Jan 30,14 245.000 7849 1,92323 6.700 1.641.50 -281.73 ST Jan 31,14 260.000 7.878 2,04846 6.700 1,742.00 -306.46 ST Feb3, 14 185.000 7/94 1,441.96 6.700 1239.50 -202.46 ST Feb4,14 235.000 7 671 1,802.69 6.700 1,574.50 -228.19 ST Feb S. 14 245.000 7.727 1,893.29 6.700 1,641.50 •251.79 ST Feb 6, 14 165.000 7.561 1,247.70 6.700 1,105.50 -142.20 ST Feb 7, 14 310.000 7.528 2,333.87 6.700 2.077.00 -256.87 ST Feb 10, 14 250.000 7.609 1,902.25 6.700 1,675.00 -227.25 ST Security total 4,119000 7.913 32,560.21 27,570.50 -4,989.71 PT. TELEKOMUNIKASIINDZNESIA SPCN ADR Symbol: TLK Exchange: NYSE EAI: 1805 Current yield 2.58% tan 29,13 690.000 39 442 27215 25 45.230 31208 70 3,993.45 LT RECKM" BENCKGER PLC WON ADR Symbol: RBGLY Exchange: OTC EAI: $1,515 Current yield: 2.58% Jan 29, 13 2,590 000 13.187 34,156.85 16.570 42,916.30 8,759.45 LT Apr 22, 13 510.000 13 966 7,122 67 16.570 8,450.70 1,328.03 LT Jul 12, 13 440.000 13.938 6,132.99 16.570 7290.80 1,157.81 LT Sectrity total 3,540.000 13.393 47,41251 58,657.80 11,245.29 ROCHE I4DG LTD SPONS ADR SWITZ ADR Symbol: RHHBY Exchange: OTC EAI: 41,281 Current yield: 2.69% Jan 29,13 1,100.000 27.545 30,299.50 33.990 37,389.00 7,089.50 LT Apr 22, 13 300.000 30267 9,080.31 33.990 10,197.00 1,116.69 LT Security total 1,400000 28.128 39,379.81 47,586.00 8,206.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS WON ADE Symbol: RDS.8 Exchange. NYSE EAI: 11,504 Caren yield: 5.41% Jan 29,13 185.003 74.585 13,798 31 69.560 12,868.60 -929.71 LT continued next page SONY GM 00021802 CHP70310008072465NP7000305739 00005 1214 030575004 Y123572550101000 Page 59 of 104 CONFIDENTIAL EFTA_00132422 EFTA01274559 SUBS UBS Strategic Advisor December 2014 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Knandal Advisor, SCOTT STACK MANY LYLE CASIVEL YOLK assets Equities . Common stock (continued) Purchase pees neck Writer Average price Pnce per share Velue on Unrealized Hddng Hddng carte of chafes per share (3) Cost bads (S) on Dec 31 (3) Dec 31 (1) gain or loss (1) period Apr 22, 13 215.000 652356 14,159.06 69.560 14,955.40 796.34 LT Security total 00.000 69:693 27,957 37 27,824.00 -133.37 SAWN WON ADR Symbol: SNY Exchange: NYSE (Al: 41,574 Current yield: 2.89% Jan 29,13 720.000 48.754 35,103.55 45.610 32.83920 -2,264.35 LT Apr 22. 13 275.000 52.654 14,480.06 45.610 12,542.75 -1,937.31 LT Jul 12, 13 200.000 52.424 10,484.90 45.610 9,122.00 -1,362.90 LT Security total 1.195.000 50 267 60,068 51 54,503 95 .5,564.56 SIEMENS A G WON ADR Symbol: 9EGY Exchange: OTC (Al: 41.493 anent yield: 2.67% ban 29.13 250.000 110.110 27,527.50 112.000 28,000.00 472.50 LT Apr 22, 13 200.000 100.134 20,026 84 112.000 22,400 00 2373.16 LT hi 12, 13 50.000 107.256 5,362.83 1 12.000 5,600.00 237.17 LT Security total 500.000 105834 52,917.17 56,000.00 3082.83 SINGAPORE TELECOM LTD NEW 2006 SPCN ACe Symbol: SGAPY Exchange: OTC EAI: 12,266 Current yield: 4.36% ban 29,13 1.060.000 28260 29,955.60 29.460 31227.60 1,272.00 LT Apr 22, 13 440.000 29.820 13,121.15 29.460 12,962.40 •158.75 LT hi 12, 13 265.000 30.551 8,096.17 29.460 7,805.90 -289.27 LT Security total 1,765.000 28 993 51,172 92 51,996.90 823.96 SMITHS GROUP PLC SPON APR Symbol: SMGZY Exchange: OTC EAI: 4967 Current yield 3.65% ban 29,13 1,245.000 19.750 24,588 75 16.840 20,965.80 -3,622.95 LT Apr 22, 13 330.000 18.685 6,166.05 16.840 5,557.20 .608.85 LT Security total 1,575.000 19.527 30,754.80 26,523.00 4,231.80 STATOR. ASA WON ADR Symbol: STO Exchange NYSE EAI: $2,224 Current yield:8.71% Jan 29,13 610.000 26.533 16,185.31 17.610 10,742.10 -5,443.21 LT Apr 22, 13 205.000 25.765 5281.88 17.610 3,610.05 1,671.83 LT Apr 22, 13 170.003 23274 3,956 72 17.610 2,993.70 .963.02 LT Apr 22, 13 135.000 25.785 3,481.05 17.610 2,37735 -1,103.70 LT hi 12, 13 330.000 21.423 7,069.66 17.610 5,811 30 -1,258.36 LT continued next page CNP703i0008072466 NP7000305739 00005 1214 030575004 l OgtONYGM000N1113360 of 104 CONFIDENTIAL EFTA_00132423 EFTA01274560 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Fl nandal Advisor: *UBS December 2014 Friendly account name: Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets , Equities . Common stock (continued) ruithOW OW Trade Herne. Average pike rare pet share vdue on tirrealzed Hokin() Hddng date of shares per shalt (f) Cost basis (S) on Dec 31 (1) Dec 31 (S) gain a Ions (1) period Security total 1,450.000 24.810 35,974.62 25,534.50 -10,440.12 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exthange: NYSE EAI: 3332 Current yield 1.79% Jan 29, 13 800.000 17.800 14240.00 22.380 17,904.00 3,664.00 LT Jul 12,13 30.000 18.434 553.04 22.380 671.40 118.36 LT Security total 830.000 17.823 14,793.04 18,575.40 3,782.36 TOTAL S.A. FRANCE SPON AOR Symbol: TOT Exdrange NYSE EA1: 32,855 Current yield: 5.21% Jan 29,13 460.000 54.547 25,092.04 51.200 23,552.00 -1,540.041 LT Apr 22, 13 510.000 46.879 23,90870 51.200 26,112.00 2,203.30 LT Jul 12, 13 100.000 50.459 5,045.96 51.200 5,120.00 74.04 LT Security total 1,070.000 50.511 54,046.70 54,784.00 737.30 UNILEVER NV N Y SHS NEW PETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EA1: 32,088 Current yield: 3.28% Jan 29,13 930.000 40.500 37,665.00 39.040 36,307.20 •1,357.80 LT Apr 22, 13 445.003 41.074 18,278.06 39.040 17,372.80 -905.26 LT lul 12,13 255.000 41 271 10,524 33 39.040 9,955.20 -569.13 LT Security total 1,630.000 40.778 66,467.39 63,635.20 -2,832.19 UNTO OVERSEAS BK LTD SPONS ACR SRIGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: 41,398 Current yield: 3.03% Jan 29,13 900.000 30.540 27,486.00 36.970 33,273.00 5,787.00 LT Apr 22, 13 100.000 33.492 3,349.24 36.970 3,697.00 347.76 LT Jul 12, 13 250.000 33.180 8,295.00 36.970 9,242.50 947.50 LT Security total 1,250.000 31304 39,130.24 46,212.50 7,082.26 VODAFONE GROUP PLC SPON ADA Symbol: VOD Exchange: OTC EN: 11,872 Current yield: 5.27% Jan 29,13 796194 50.164 39,945 60 34.170 27209.37 -12,736.23 LT Apr 22, 13 2.727 54.627 148.97 34.170 93.18 -55.79 LT hi 12,13 239.979 54.033 12,966 80 34.170 8,200.08 .4,766.72 LT Security total 1,039.000 51.070 53,061.37 35,502.63 -17,558.74 cooteioed neat page SONY GM 00021804 CNP70010003072467 Nr7000305739 00005 1214 030575004 Y123572550101000 Pogo it of 104 CONFIDENTIAL EFTA_00132424 EFTA01274561 UBS UBS Strategic Advisor Pnr.h.r Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your Ilaandel Advisor: SCOTT STACK MAMLYLE CASR1EL Your assets . Equities . Common stock (continued) Purchase pricer Trade Humber Average pate ante per share Value on unrealized Hddng Aching date of sham per than (S) Con basis (S) on Dec 31 (1) Dec 31 (S) grin or loss (S) period ZURICH INS GROUP LTD SPON ADR Symbol: ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893.50 31.200 32,760.00 2,86650 LT Apr 22, 13 685.000 26.251 17,982.21 31.200 21,372.00 3389.79 LT lul 12,13 290.000 26.739 7,754.57 31.200 9,048.00 1,293.43 LT Sects* told 2,025.000 27 472 55,630 28 63,180 00 7,549.72 Total $1,396,527.21 S1,466,426.09 569,898.89 Total estimated annual income: 552,526 Your total assets Penentagrd Cost Estimated un(egired value on Dec 31 CP your account toss (1) annual inccme gen or lots (5) Cosh Cash and money balances 3,054.91 021% 3,054.91 Equities Common stock 1,466,426.09 99.79% 1,396,527.21 52,526.00 69,898.89 Total 51,469,481.00 100.00% 51,399,582.12 552.526.00 569,8913.89 Account activity this month Date nanny DescrOtion Amount (S) Dividend and interest income Taxable dividends Dec 1 Foreign SMITHS GROUP PLC SPON ADR PAID ON 1575 677.62 Dividend CUSIP: 83238P203 Dec 5 Foreign STATOIL ASA SPON ADR PAID ON 1450 374.47 Dividend CVSIP. 85771P102 Dec 8 Foreign BAE SYSTEMS PLC SPON ADR PAID ON 1000 515.29 Ck vidend CUSIP: 05523R107 Dec 10 Foreign UhlLEVER NV N Y SHS NEW NETHERLANDS SPON ADR PAID CN 1630 592.83 Dividend CUSIP: 904784709 Dec 15 Foreign NIPPON TELEG 8r TEL CORP SPON ADR PAID ON 2210 821.09 Dividend CUSIP: 654624105 Dec 22 Foreign ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SHS SPON ADR PAID ON 376.00 Dvidend 400 CUSIP 780259107 Total taxable dividends 53,35730 CNP70310008072468 NP7000305739 00005 1214 030575004 loMilay_cm_000lillses62 of 104 CONFIDENTIAL EMU/DI32425 EFTA01274562 Account name: GHIS1AINE MAXWELL UBS Strategic Advisor Your Pi nandal Advisor: *UBS December 2014 frie nd ly account name: Account number. SCOTT STACK MANILYLE CASRIEL Account activity this month kontrued Oate De:croon *meent (1) Dividend and interestinoome (conbnued) Taxa» interest Dec 5 Interest UBS BANK USA DEPOSIT ACCOUNT AS Of 12104114 0.12 Total taxable interest 50.12 Total dividend and interest interne 8335742 Date Actioty Dernntion *motte (I) Pees Dec 5 Fee STATOIL ASA WON ADR -7.25 Dec 8 Fee BAE SYSTEMS PLC SPON ADR -20.00 Dec 15 Fee DEUTSCHE POST AG SPON ACR .13.60 Dec 15 fee ROOIE HLDG LID SPONS ADR SWITZ ADR -28.00 Dec 15 Fee NIPPON TELEG & TEL CORP SPON ADR .13 26 Total lees -n2.11 Date A(thtty Desception (1) Other funds debited Dec 5 Foreign Tax STATOIL ASA SPON ACR -56.17 Withheld Cec 10 Foregn Tax UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR -89.00 Withheld Dec 15 foreign Tax NIPPON TELEG &TEL CORP SPON ACR .82 11 Withheld Total otter funds debited -5227.28 Invesanent transactions Fot moto Information aboot the ptectivalue ShOwt, lor restrIctedsectunles, see Important Miormaion adout yam :tamme« at lbo end of th' docurtent to:cao:151ton Funds inteStrtient Wikken/n ICF ACctued Cate Actnily DeSCIption Ootintity vedue(t) PrIce transactices (S) st1WSPnen15 bOOgni (1) internt(t) Dec 31 Cash In Ueu INDIVIOR PLC WON ADR SYMBOL INVVY 6.88 CASH-IN-UEU RATE: 11.46 CUSJP 45579E105 Dec 31 Spui Off INDIVIOR PLC SPON ADR SYMBOL INVVY EROM 141.000 RECKITT BENCKISER PLC WON ADR SYMBOL RBGLY RATE 0.04 45579E105 Total 56.88 SONY OM 00021806 CW703100%072469 Ny7003305739 00075 1214 030575004 Y123572550101080 Page 63 of 104 CONFIDENTIAL EFTA_00132426 EFTA01274563 *UBS Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your lq sandal Advisor: Friendly account name: SCOTT STACK MAIILYLE CASRIEL December 2014 Account number: Account activity this month iconinuern Die Activity Description Arrount (5) Money balance activities Nov 28 Iltdanc• forward S0.00 Dec 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 677.62 Dec 5 Deposit UBS BANK USA DEPOSIT ACCOUNT A5 OF 12)04/14 0.12 Dec 8 Deposit LIDS BANK USA DEPOSIT ACCOUNT 311.05 De< 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 495.29 Dec 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 503.83 Dec 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 664.12 Dec 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 376.00 Dec 31 Closing UK Sank USA Deposit Account $3.048.03 The U85 Rank IAA Ceprtat Account Is your primary sweep colon Realized gains and losses The estrous:I re/111(O9am and losses shown below are not Ice tar purposes. Please rote lhal gin or Ion Information. We mw not aclust gans and losses la tie capita, changes. We automatic* adjust sou basis for recognized on Ilse sae or redemption of ce flan Structured Products, likeContingent Debt SecuImes. may to tasiererrpt and AMT coupon municipd sec unties for estimated amonization of bond primLens end for accreted OD ordnary, and not capital, gain a loss. Please chock with your tar advisor To cotedare gam and losses, we Ice He teaks issued at a dscount If you requested that UBS alma cost bras for the bond premium amortisation on liquidate l he driest security lot first. This is known as the first Iq lint out or CFO accounting methcO We use Wade debt securities then cost bads reflected for these securities has been assed Estimates in inn undassiled 0'0 method unless you specified which Is lot to dose when yof placedyour order. This is known as a kertuS secs ion can not be classified as short tern Of Sono term becaise information is rris0ng or the product is one in which Protheses or V$Pori*r. See important information about your statement al the mid this ciccurretil for more the garitoss cic ufatcn is not provided Long-term capital gains and losses Wash sale °wally or Purchase sage Sae Cost cost basis SKunly CleSCrOtiOn MethOd f oKe sate date dale amount IS) basis (SI ZOSUSIMeill(S) LOSS (S) Gin (5) INDIVIOR PLC SPCtl ADR FIFO 0.600 Jan 29, 13 Dec 31, la 6.88 5.58 1 30 CHP70310008072470Nr000305739 COCOS 1214 030575004 S123572550 liCIONy_Gm_00011t374 Of 104 End of statement for account number CONFIDENTIAL EFTA 00132427 EFTA01274564 Important information about your statement UBS Fnancialkakei bdc (tie rim or (XS Fassicial Smoked the Firma Cad Byer will inesetwati oar canplabit ard half« on the hocks aid records of Itm applicable knia or ruon<n- may Swine ausehokIng by sang your is a relent« of al primpal security. canooday aid moons will coxes arg error proeptly paid« agent). Fanadads-soi eidnages uBSFfJINlSewce>andt.tSBatUSAbe Mares sutallacin of CBS AG and Milian of uB5Sroxiiin Please make al decks pays, b the Arno, te ?hail • (tray reenneni connes or ~Smart Merin (eg. Friend>, «count name u.0 lhe F rents &axial szemere it mottle uocn realest Autism Saud on Cm Sow of this Havant h adds,,, Mined ~ships and paste ~teats are not llmfmnay roan font that elfarretien *X my the rents ececubie Mikes ate at to regla accoun Nes. ~rib may be object to regisidel wider the Saunas Act of 1933. arid entered on Seamsonline seozes waste It 6 a mamm a. bes charge:Ice (sepayment for ~rem custoonziale 'ilk/some« &Am by you » azA you nrth U3Shnrecial Sorven purchases aidcamas for aped nuns h can «Cann • Coffer:dims comsat g . romp ~ego /Kt An/ reantemng n ha no OgS effect on oar szoure 1200 Harbor &mind AccouniS ma are tranneTel to 01M1 anittutOn$ nu/ be preaus metal contact &Lag tutees camas and You Mama mix FrefiCry %COAX nanes. arm* Mae Neenzsten N107086 yaps to a under fee. Sewn or tioxormill )\u' Fnancel A0Mor Oler110«Y ebtel contracts sutenere represses the ally Oda record of iceirUBS UBS Sweep Ophom The SIX protection and the amPlarmmarpropmon do not Account evoeviow Finanoa knees «Malt OA« reCOldS.ACeptothaaltac U85 offers opals for ~naafi babrxes, bdafeS10 £ply to lame assets men cl they mt.!~ dopesvow • Vabe or row fttounttsomblo Ale &ages ad discontent conueing callang dau should noe be itWd bank deposni al Leta« USA ad UK AG ~Ord braid sexmenn The SIX protection and the Appbewit IldDdnp up«, X you Whew Mow 6 ai error or ransom please (Bark Sweep nogranst evary market mutual lads (Mona ;maiden do rot protect name change, n the matet • Ames Mcbdoi sealable COT blazes value, tor mow n ~dwelt n wring to aelasich Malayaof tie %MX arid the bandana? Depost Arrant (0Alfor val» 01 y6.1 evesrments (Weds as armen d matel retorted mashy Hrti aid GkbarTmeDepokft unreased once semis your amount antOrnen eta ai meinabonal *Mute Management exnernalt. *sun bakruptcy or othereiw) marks to sweet and certain abets not held byte Frrn Account llucugh Iht Belk Sweepratans. airs babnces Does not MIJdeunpneed Saritelazets a 8.* en! of the Alackigh al Bann Mown ;etiolated so be acne. are swept fo WS Bark USA W i> ai eiiLllwd LW and Mote Morniaon a rat/Datum asses, Yew may *bun prier and din« sideman, pooch « Foam ~mewls sament6xa Todd rot be used for ow pewposes FMB then le ISS AG Started Branch, a a tAcney Fund Deposes rat nformatbn aloc awing the SPC Branham urvesed Boa col km and mown» b Hod: Mom $01elf on yea.end la< lams Ge.. Fan 1099. 5498. 10415. at CBS Bak USA are FOK muted n acid:dance with HO< by comming SIC at «by Mang tie SIC • Ciadates MIA% Mat WOVE& OutStandiesanlYgn etc) when ~mg your ta ream Therm is r <lured by rules For not Wannavon p ease nut tam Fle woe wente at wive six MI loan. credit lete short account Dawes Ian» recon to the IRS al tomb b eands, repent/le non Decoscesart.S5 AG Halted Dana and tamd ~et • CaNtronty balamin Toed of ulnae:led 'eatable call arable dvaewlf ad tavta men caned on sedintes Finds rectal nsured by the FCC Dividend Re kremonent Program IDF4P) held n your «Our& net proceeds on sale trarrUctnnS, aid banes. oks UTS Bat USA deposit balawn LE AG the yaw reneSed bai ~SW Fnee You may °bean the Saran] Branch <Mow balances and maim mates mutual con bamon ratan crewed smarm nvough the Onc wobble to cab balances are Walla to actual rye front your ~I Ad<oor airy "hob shoes fold sweep lazes a theclose of the ~event pent deponi aCCOure a LEIS AG New<Tods Brach add IBS AG are amazed tone Cl P. prrtial Maces MI te sob ard die Nonixerincdlly her on« batman n yox ant arena Conamicollorw with the Firm Caman Ekana These deposits diem awed byrose FIX cat wit be deposiad n you ardourr lhedviand sewegxed from eaubatmen awl de Fannin uie any of • Nose reoulfirrn any oral Oarrrandens n sang a Balances held a the LØS AG Corm Beech ase terpoweily renvestrow prim applied by the twee may Off« from the these fads n the ordicsa came of as babas Diese kinds further peeled your oafs cabling paroles under the 4e0Sed CO the SOMT rid. 01:heCairns, Wands, and maim :Mx X Ana the palial shares an sold scepayobie upon ps demand no total 6 Incbeled in no kma-Mes awes« Prows« Act (SPA) ewe is no quaraweecr OØ OblfatiCn el USS.44 >0 relay Ann wind dosing vat» the baldIC% fe on the SS Casmaks Brach's boats Casleblieu • X the fruatal imtduaononthetpkh of the leint of this Only *to le units may be held in your noire 1 you are 04909 S at UPS Bra USA rid esaUBS AG Brach agnet Lending information sawrimi is not MS ~oaf ~rt. uf6 instal entitled to spatial me al a mark of a dariecnd Neat or ror deeskel Mammon on MO re> tenting wears and Senters caries you aware as deteta trot« by proeecwd by SIC Money Fund threS are paused by SPC otherwise, me Firm wit ether tel panel mks se msket Fria cadmium Sato >ow C hem RAM boAp Agrownmi or ~Bement ma the pasted mil :ton We Wormed See 'WS hnslool Sevres Account ~Winn' below a drape an roan Mermaid by a registered cleans Account Arena and the Great Tow; aid Cavirtons you ed this rebtenap Men you mened als accuse in agency. and credit you' account Upon you ream,. balrxes a to Baer Sweep Program a U45 Seaman% of Cade Dachasflab» newer/Ws this Cate. Ø ked$ ant ~Mies re bated MISS erdetacratres .1311a5ukjeteg=aayma OA may be wawa^ sd shaes of a Mae/ kind maybe 4 Rasnor Seances aid not the rtrOdUCM baker. aid you loveilment objects« gnat Ad* a rpm of in «Or OrM11651)4110 both In Nodded, aid the ;sound: returned to you apt The ~Men, oba,ftweS and fit prof lb are tpelliC to ext. tea% azati Your moats aCCAJM aid my vary between raze sae* Om Inn YOS Stal~1 CAM% selvnes aid Oder issers held n All aCCOuriC SUterereS than be deemed feeetne and pommy in rang of any nspie.anC chzee yOur fnandd Futter mlennten tout tattle sweep axons. ndudng des «owl al Me et of Me ~anew (mad You may alk acarate f no objected To n rang win 60 cad stolion Ce ineena etectre; For beda xcouw held. fee denney (AMYpaid maires a any ture You may oar* meow rates ad sirens. 6 ~HMV a you choose one ol theblowing reestment Objetta% own bits limn pur f naafi, Ør « by rowed search used a ban collated amer paying aninn • Please dims astern« carob to the trier: • Aetna Cutter:name Incoirmenit ~kind Me ba sketae on them Mymantes trananed b> the CI alment at or taint* C.dIng grawlime of name only dung the summers penal an hoof x ~el rat» a 01 a 00AM toro t ~dal • Mane CaParAPplecuoon kireorrmis seeking goy" the end of the saloon«. period away% n by or n sting to u3S ?manna' Seams M. U.S %arena Swims Amen pneetkan or prapal tabs am tref genaldOn 01 nccme • Cost basic 14 derurnhng teach basis of the seatibes Clem tendon, Depactrant. PO Box 766 Union Cia NI The Phil a amener of the Semmes reed« Proteaen Corpora«, (SPC). wet ch promos scones amma of z • feolua•COneminon of Øne end Cant nillYeanal shaded n Mrs sun" where M kaedwlhthe 07(87 ~Melt toothy both Ow general« of noose aid nimbus tes to 1500000 (aban; 1250600 for dansar waster I. UBS ririondal Stevathal meted on cash) The SIC now ;Mena, !Wuxi ØY lo all an growth of Factal inlmnal ion °Waned frail sources other lt•i'll335 • ti case of erma« canons arms an 6es-son< kinds Fill31031 Stata mating nlormation Iron rota IT trend« (7T) bl Svcs. dine card Ad pi n norticas~ The Fort together wets censn Axes. ha Mo sachem, Sewall Wok snaffles or ma you may heie pro!~ to your fitment Adv.« irmsacons, call «note to Les Friancel • Conservame Seeks to mantra Mari -doe( web tow theFinn does not ~pendently way Or guarmire Ølannal omseden The ~anon anoint payable to anion hc. WOO ItattOr Bud. 6A I Ixet Weekeekm. N) risk and rob lin to the accoue meta. Ere d ma mews starry re vSidey of any ~maim prceted by auras o7a36 Ann INAJI3SA Senen all etigble cant. colt/am/Sunda Mis promeion b 550) million as of ~Fr IO. 2013 the maraca does not ?mawe ardent income or marts, USSF ndnual Sewbes returns and evince keep pace wit, edition Ca «"(bori sØ as you art d you ant yaw addrion *tough UBS Fianna Serf km9~y Subled tote polry weaken and ~fit att at to • Avarua, silitng to map: some MA to Cr~l aid ant or accept 6 d Org«d you need more updates Ms Mammas as c 6 reateed toe P.m does not Fem hfurberprOOKad fa up kf SI 9 ~bet nine tolerate tonevara Sty » seek hit« roans Mammon Loa *track< on the signal or reap, The Fem «Card Mue (as ap ken) must hear torn >mi assegai fa al paaccomis held n a polka. apace>, • Aggress. Nam to al hgh "I tO Graopal ad hgh Orchid/ any awakes MX the ell cnnaliontmar 'Cost A full copy of he poky an9 Inflable Won ea-ie2 soWMyb 'eel. fol. tedans ova orrir bra' rod tUnredlired garbs," is mama a of the die no We thm 60 days alter the olm see you the eg of this unarm As eat please do not whim This siseernom on Mich one era or probkm ~red fa «mat en lo make curthase a sae decades. la la The 5PC protection aid te supplemental prawns, both do Statement Mossehoidier - troika oow nine ad accent number (il drip purposes a omenere ~ma tautened to thee ern - Describe to amr or the tat« you se wow* sad not Spilt° We rnayenSOklate el reseed «man State~ with the • (innenasal smia controlled bylad aided fl y's', sane a)Jer.s in the sane envelope Admixes soy be related ma/reflect suirlbss Mani>, only br me period of massfan as clearly as you an why witi Mew C h al time They ace held a the Fern heorehihormil narrnaCen «rot a why >co reed mom Marnzfon moan value)but heel sway fmmlØSFina of Season for Alt Arrow bear/obey ham owner; who So mantra too sawn( relaionshtz will sew dents at the sate cm be added by you Furumal AØ - Øe the dollar ~urn of tre seemed arm (eg. man re can ZUBSIlfark (t) ca;h du% AG Stamford trana. nsurafte roxica ricammg omit)» adOKS Thy pracice s aeon as tharfeholdng il you anon in. and Maros of mutual lads awe son eel,» rective indailual statements mailed n fcpaa • Urnaltred gainer bens >Men dia c aurae shares le leg~ dray n the none of the move esmated urreal.Nd ne/Y>:;n5 a -2 få1 iles tee SDNY_GM00021808 CONFIDENTIAL EFTA_00132428 EFTA01274565 Important information about your statement (continued) Mbickalseanty lots the rata:liondata fa Henn' - 11,k0 parry estimated wakesmaw be reflected as 'Not rune. of accent at the trolar-dear holckg mutual Ararat am registered knee mats of IPS Wanda Semites lot mayor may not ref tea conmissank charges snot weed' n wind StuaeOS bbth an 'thleptribtrIl lards of that turd ISM, Irx 'saint reasons:aim needs DirlSend an, other valuau:n Ice ha rot ambled a d unake x afar a - In aidt ion to 0)mM:dad reCe,ed n corneakon wen tome/mut lots and swam* pun:Ns. lot an oath vivo when we boon* aria* that a rnienil wort haw the Salo or drarbuton of arnuey corer= ad an um Sargon, it a regiibirod ServiCornark ol visa combned to daps, one ataawd lot the • trade dr.' oowedtha may oll a pervert,/ reporsed babe it0 iiirOluu.5 trot unit 10 of dl.lts, We and b• our Inwramial ISS WaSognabre creed cads and 165 Wa cobra, weskits the *Simi taken:as traedare Quenon. a whin a wade mord be hghly peCutarte atKane nave retain thing CarpinSation from debt cards are issued by lin Bak USA Mrs ommispon torn duo to mho rutue of thy uarly mato( me reasance companies moknonity the v ea u S A inarporatta • CASA natio Pans and prefeatd stork thai the - Pawn minor an awe rent paw a tensor retry commacts Odom or the inatance °amain issuer cart for early rodeo-peon wit beseleawd rim-tray Clinatfd Yak* net 3tirdpaiyeslroared value is or sponsors et IN VA thebtienl INAS tve &Astute UK Financial Serene, Inc Rev 201407 by lot than among as wraps of that owe WSJ in out provde4 the Yam ol the war Ry wit bechterent ton - Ott arises also melte tralinp commisAcos and other nailer:ninon:wenn for os cleats Calleave es purchaser pna compenution from muted had' am mama 'Mammal is othanth from Mod palm aid ds way - '0inrbtiom to dam' mat nob* roam of calla torlthain Wont prockpts weeks:bum rot guralkeed once Call earn may east Wirth name a both - We receive a annual tee from U3S Valk USA anf USS could affect yeld. complete MamaIon wt be prodded - • Ongna unit sue' rexesents the OltQlollitog price AG Stabbed &Will °Iwo RS per Kaure upon re9-et pa wit ad may not WW1 your cost bath siraopiig to the banks ink , the tin Bank Sweep Program • CertirCalaS of deposit (CIN) CDs afe RUC mad apt • taancrad Markin Regncted 'mimes gmerafy are $293OCO at pampa and Saud sloe/ pa dtpaktor not cuantly. Ogg* fa pi& sale OBS fruiter, Saran Atthiti and p. depookry nuitaist n accord-via with MC uses the mines pries of the ttiretikted mock of the sane Homes:an royardng corrn6ons ald other charges nibs mum a a routed Yak* for the resnaed sods ter ironed n connection e the thermion of vas& rdiOng pumas of Mdummermorny TO the einem IAN option trabactons has been dulled co conlematons • prialhalue PnCesdoplastd fa UtOyraes and Otte restricted seoarile it NIP* kr sale. the mak. ecemid promo* lun myou. end well be panned t0 you produces Taybp41o, et Inver that to prim Tat you may be substatMay Ins than the invite's wive shows stumpy on MOMS, y[0uld a3ually receive in the make; PrCeS are Obtaned Iron vanxis Ted partysources Muth we Wiese to te • It Nitenated) tsarist aanntyialOs and rats. An ShortsNling relate, but we do not gamin eel' away talent of snub, mom. is based on rumen, denRstyd It you a engaged al ton Who a warily. y5u may rata - We gorsoray me to doing pm* Alien aeatabk? tr ibe and Maw ran. awing to martin Wilk* held tot chargeOre to anal bemown0 costs Petrol palcula neat or Ire byl ad ark prces fa 'sea seascrts and one yea from siaement date or Vail irtitunly Mrs wont optunoray tad pros I or OTC stove es emirate is onk a goketent accuracy and Ottittlued - Lets acute.). traded secure*: may be prow snag a 'name se not suurameed Open onion mbar. mock, a the mot Mani reiCe we Knifed - annual nom0 and anent Mfg for MOO Regarding Open a '900ebtilariCelled • orders that tae not ad myna, Mita an aloe main pore or van tYPeol wanes mold nine a felon of ancPa or aeited by the staernent datle open buy ad Sell "Op - (man pOslals may £pea wrliout apex ad weal C£M OM Si anti CI* the et VICCene (3d wean orders a related by the amount of dr/Mends cr tights on show x 'once was not nibble' if we are amble to yob) would berm/need • ovdnidinchor 'bright date unless mewed otherwise obtan a price for a wavy - Eitinited anus *come aid CuTOnt *Id aid the by you You are revonsible for orders lea ae executed tae - Deposes or smiles denominate" et Games other actua now* and ved mght be Sawa hgher tha to your laitse tO canal coating open orders than u S albs at reflected a the eodurger4e as of the esiknate amount the stafirnint date - An el :nate ol sneaked income (dvidend andor Tax witheldip on Anrbutions town LOS Sinaloa' - For certan senates vadrg er non-conk:4min merest) dined by the aorta make, vats, bora" "Minn IRAS deromnateas. ace and quality dacevainmar hae balance a based as the lag dienind or elect. Federal tat Law tenures 16$ tnacia Services to withhold been admsted to frame propmvsumon ;wrenn nude by the *am and anises the arcane tadtomwis savable KA dlpitacro tut you may To obtain Current Cantata" MOO aallask. coma° yos senmbrd.posis sal bo heldfoe ones,. irons the ton rapt to have roam tax winnolf or impart you may Prandial 'Amor statermil dr. or trinmiurty Apart" and elect to ham tar withheld a etre or n a lead anoint at craned rid ae not guadriteed you 0,00w Yom Ninon Ma Kerwin II elfect unte remled • mbar Inicarrama end seruaurod products. Prom. by you You may (redo stir 444u-don a a-rylino by maung -mostrwe secure* anclidng dined pal:engin, • Aetna held Irf WS financial Sant Cellar anew omen If you rio not hate emugt ncome tan vegan aid real estate n*Stmem tit maws) and asset', are n011nen byte Wm a+1not within the fire, wettnelIrfen 'Our d'artutiOnS. you maybe remonsbie fa finalised produas ireIMMO, hghly ilkOsid Chan possession or envoi Thee assets re cdpamand an yam the payment of etined Ian You troy nor moron tI the struck/al prodidikaoe not Dom rettiored wt. the statemeed for Monnatonal meioses only Positions an, moats within and your estimated tax pa/minis se not Stones and ExaaVe Canniss;:o a %INS( any state cams presmiltd at reonakd by the Stung liim U6S equal to yOur ix obligation *curates tarn We vow* estmaed Yaws fa Kinte manna Smian n not reponsblk for this bloats:inn mourners smarms ad Stinted produiS for and does not guise(( es affank, Thee assets gene Privacy Marna cnalpupoma only Acanayn not 9nzalletd prowled by SVC a the amps supparnormal SaC To obtan a copy of our anent (Kw ;teary Nuke pbom - thee vaues maydifkr vastantany from tinCeS, t ay coverage cent*" yos F nada Maser or visit out mosne yIudi fl oat, nwStrnere "KUM a SlruCtured nww ups comenraworry produa maybe [cur a sold aid do not noceswly • Revenue dialing and addbanalcamypemdation reveSent the vale you may Mama upon litlidaten - w additcn to mentrissom on sale al 11b-1 lees U8Sinancial Savors 6 not a bat lho MM. towns - lhrd party etmaes of vane an, as of a anan tae reword a common, with the daveuton of maul SeevCeS Aaount BSA and ifihrik Ye VOA.age latte aid ae implied so Its Inroad Savors on a regu far hands t0 our dents we anici our *Mae rearm Men prose access to bat eng serinces art prods as baps by an Wenn:fent valaiion fern /tale Mann; pifiltalS tram darbutOrS3ndor teeth* anagenbus wed deigned balks ad other thld suer, germParma &sponsor evirnied vats.. d ' ,bison of the mow. Rinds the we sell Bea pany balks aid provide; aCICOWO 11217'11P and rimy My. ate smelled to t (Fen by the mum, general arrant are bawd an two &name arroonants 0 Kiddie isued by unfit doted 'ha/party romance pawner a 'masa and MybeOW.3W bated en the amount of salebyuBS of a pancula mutual fund compass through OMSo agency subsidisesof MSS Ober* Kansan from that used by thfd pmPs to Imlay to ow dierns. ard One ram memo a Fewer Simian Inc dente Pier estimated vans panda. mutual lad fang. shamlbld a the Inn - You cal rattan addnonal Kaman, regaling the - We and OS *Are at ware rettorking and Inenemert. ma ce. and amuly products meholology used to determine the emanate of vale( ownb.riprothsung lees in oartsidefaton for bailer rat irCaK Muted • No batik gamut* May lose vain and the date of the hfonnacon tha Is the base la the agent sake that we pronde to rho eLtual kind, thane* by ctedacting your Prircial Adria These fees generale re pad am ithirmor awls in the fasAA Recast.Knoroni Account %Press WW:f5 nbtual had &A ae a toed d011* anoum bawl on the Kaunt BS& WM and estemabona Resource Maagervent SDNY_GM_00021809 CONFIDENTIAL EFTA 00132429 EFTA01274566 UBS U85 Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 January 2015 CM-70057347230115>d Y1 0 Account name: GHIStANE MAXWELL 11111111 NEW YORK NY U Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions a bout your statement? Call foJr hriarcia AdvJior or 11.2 Value of your account RMA Resotacetine at 800-RMA-1000, On December 31 (1) on ,Ianuay 30 (9) account Your assets 1,469,481.00 1,501,245.03 %Stour websIte: Your liabilities 0.00 0.00 www.ubs.cornifinancialservices Value of your account S1,469,481.00 $1,501,245.03 Sources of your WOO unt growth Tracking the value of your account during 2015 VA* of your account 1 Thousands at year end 2014 41,4695081.00 Net deposits and 1,469.5 1,501.2 withdrawals -31,973.21 • • Your nvestrnent return. DhOdend and interest income 12,328.96 Chance in market value 431,408 28 Value of year *moult on Jan 30.2015 31501245.03 Dec 2014 ran 2015 SDNY GM 00021810 Member SIPC CNP70003005734723 NV7003189425 00035 0115 030575004 Y123572550100000 Page 1 of 14 CONFIDENTIAL EFTA_00132430 EFTA01274567 SUBS UBS Strategic Advisor January 2015 Account name: Friendly account name: Account number: Your R Bendel Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of January 30 a) your account • Cash and money balances may include A Cash and money balances 3,410.66 023% Your current asset allocation available cash balances. US$ Bank USA deposit B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford °ranch deposit account balances and money market C Equities 1,497,834.37 99 77% mutual fund sweep balances See the Important information about yoor statement on the last D Fixed income 0.C° 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.C0 000% G Other 0.00 000% Total assets $1,501,245.03 100.00% Value of your account $1,501,245.03 Eye on the markets Percentage change Index January 2015 Year to date S&P 500 -3.00% -3.03% Russell 3000 -2.78% -2.78% MSC I - Europe, Australia & Far East 0.50% 0.50% Barclays Capital U.S. Aggregate Bond Index 2.10% 2.10% Interest rates on January 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.17% CNP7C00005734724NP70C018342503C05 0115030575004 Y123572550 10apteGii0002.fte 2 of 14 CONFIDENTIAL EFTA_00132431 EFTA01274568 Account name: . i. UBS Strategic Advisor Friendly account Your Fi nand," Advisor: UBS January 2015 Account number.name:~ SCOTT STACK MANILYLE CASRIEL Change in the value of your account Summary of gains and losses values reported telow exclude products for which gam andlosses are not classified January 2015(1) Year to date IS) Realized gains and losses Unrealized Opening account value 31,469,481.00 $1,469.481.00 January 2015 (1) Year to date (1) gains and Armes (S) Withckawals and fees, including investments transferred Short term 0.00 0.00 -589.40 out -1,97321 -1,973.21 Long terrn 0.00 0.00 101,896.56 Dividend aid interest income 2,328.96 2,328.96 Total $0.00 $0.00 $101,307.16 Change in market value 31,408.28 31,408.28 Closing account value $1,501,245.03 $1,501,245.03 Cash activity summary See Account activity the month tot dela Is Balances In your Sweep Options are includeclin the opening and Dividend and interest income earned closing bdances eau.. FDIC insurance aopier only to deposits at UK Bank USA, not to deposits at UBS AG. Smirked Branch or bank deposits paced throudi the UBS Intentioned Depose Account propam sec protection applies to money market sweep fund hddings but not bank deposits. Seeimportant inSarmarion for purposes of thls statement, tematrilty of inkiest and dividend Income has been determined horn a US abOut your StaleMent on the last two pages d this document for detals to/ repoding perspective. Bared upon the residence of the account holder, account type, or product type, some interest ancror dvidend Payments may not be subject to United states Ws) anlor Nene Rico (PR) January 2015(5) Year to date (t) income tames The (tent month); statemeM is not intended to be used and carrot be retell upon for lac purposes. Clients should refer to the ap;Ikide lax reporting forms they receive Iran 165 annuity, such as Opening balances $3,054.91 $3,054.91 the forms 1099 and the FUME, 487. fee 1.3X reporting information II is the practice of UB5 to file the etzlicatte IS( reposing forms vAth the US Mternd Revenue Service and PR Treasury Department and in Addkiorrs such forms accurately classify ohm:fend ardfor interest astir( exerrpt or taubSe income. Please consult your Dividend aid interest income indsedual tat preparer. 2,32896 2,328.96 Total additions $2,328.96 $2,328.96 January 2015 (I) Year to date (1) Subtractions Taxable dividends 2,328.96 2,328.96 Professional management fees and Total current year 32,328.96 $2,328.96 related services -1,81169 -1,811.69 Total dividend & interest 32,328.96 $2,328.96 Other fees -40.65 -40.65 Other funds debited -120.87 -120.87 Total subtractions -$1,973.21 -$1,973.21 Net cash flow 3355.75 $355.75 Closing balances $3,410.66 $3,410.66 SDNY GM 00021812 C elP7C00?30573472S NP7003183425 COCOS 0115 030579004 mo3:0 Page 3 a 10 CONFIDENTIAL EFTA_00132432 EFTA01274569 Account name: UBS UBS Strategic Advisor January 2015 Friendly account name: Account number: Your linendel Advisor: SCOTT STACK MANLYLE CASRIEL Withholdings and tax summary January 2015 (S) Year to date (S) Foreign taxes paid -120.87 -120.87 UBS Bank USA Deposit Account APY Interest period Dec 5 - Jan 7 Opening UBS Bank USA Deposit balance Dec 5 $677.74 Closing UBS Bank USA Deposit balance Ian 7 $3,054.91 Number of days in interest period 34 Average daily balance $2,454.23 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or. Branch Manager. Youcan find a ful description of the alternative investment objectives in Important ithrmation about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary - Aggressive Investment eligibiSty consideration • None selected Your account instructions • Your account cost basi default closing method is RIO, First in, First Out. CNP70t10)005734726 NP7000183425 00005 0I IS 030575004 VI 23572550 I0Q1fYGmcouilyille 4 of 14 CONFIDENTIAL EFIA_00132433 EFTA01274570 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI vandal Advisor: UBS ranUary 2015 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some pnces, income and current vanes shoed, may be teptosimaie. As a itstm. gam aid kisses may nol be accurately ietkcied. Ste meporrant inrounabOn about your statement a IM end of Ms docurnem for mote infornason. Cash Cash and money balances Cash and money batances may Ind uae. avalrale cash balances, UPS Bank USA deport account balances, UBS AG Stanford Branch ',boat account balances and money make mutual fund swetp balances. UBS Bank USA deposit account balances are insured by the WC vat te n applicable limits, but are not protected by PPC UPS AG Stanford Branch deposit accoum balances re not insured by FDIC and re not protected by Silt Money market sweep batances are protected by WC but are not inSured by ine FDIC. See the Important information about your statement al the end of this docunent for details about those trances. Goering Ware Clot/notrance ince per share Ammar Digt,:km:I Interest Dap n Hcldng on lam I (s) on tan 30 (S) on /an 30 (Ca tae period period Co. mount (S) Cash 6.88 0.00 L85 BANK USA DEP ACC 3.04803 3,41066 250,000 00 Total $3,054.91 53,410.66 Equities Common stock Purchase poce/ Trade tooter Average price Price per share Value on unman:ea Homing laddng date of Shares Per share (S) Con basis (SI On Ian 30 (5) /an 30 (S) crin or loss (5) period MB LTD SPON ADR Symbol: A8B Exchange: NYSE EAI: 41,134 Current yield: 4.02% Jan 29,13 825 000 21.573 17,797 89 19.140 15,790 50 -2.007.39 LT Apr 22, 13 69) OCO 21 211 13,787 15 19. 140 12,441 00 -1,346.15 LT Security total 1,475.000 21 414 31,585 04 28,231 50 3,353.54 ASTRAZENECA PLC SPON 4CR Symbol. AZN Exchange: NYSE (Al: 41,022 anent yield. 3.94% Jan 29, 13 210.000 50.130 10,527.30 71.040 14,918.40 4,391.10 LT Apr 22, 13 85.000 51.335 4363.53 71.040 6.03840 1,674.87 LT NA 12,13 70.000 49 441 3,46092 71,040 4,972 80 1,511.88 LT Security total 365.000 50179 18351.75 25,929.60 7.577.85 continued next page SDNY GM 00021814 ctiP70307oc6734777 n8,7003189475 COCOS 011503057`004 Y1235T2SS01000C0 Pag• S of ld CONFIDENTIAL EFTA_00132434 EFTA01274571 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWEU. Your linandal Advisor Friendly account name: SCOTT STACK MANLYLE CASRIEL January 2015 Account number. Your assets Equities . common stock (continued) Purchase pried Trade Mater Average price Pike per shire Vdue on Unit/need Holdrig Helena at. or (hares per than (I) COIL basis (S) on ran 30 (3) ran 30 (I) gain or Ion (I) period BAE SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC EAI: 41,285 Current yield: 4.23% Jan 29,13 1,000.000 22.160 22,160.00 30.350 30,350.00 8,190.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: 4517 Current yield 1.47% Jan 29,13 200.000 99.560 19,912.00 143.480 28,696.00 8,784.00 LT Apr 22, 13 45.000 101.760 4,579.20 143.480 6,456.60 1,877.40 LT Security total 245.000 99.964 24,491.20 35,152.60 10,661.40 BHP BILLITON LTD SPON ADR Symbol: BHP Exchange: NYSE EAI: 11,053 Current yield. 5.22% Jan 29,13 320.000 78.520 25,126.50 46.330 14,825.60 •10,300.90 LT Apr 22, 13 30.000 63865 1,915.95 45.330 1,389.90 -526.05 LT lul 12.13 85.000 61.002 5.18523 46.330 3,938.05 -1247.18 LT Security total 435.000 74.087 32,227.68 20,153.55 -12,074.13 BRITISH AMER TOBACCO PLC GB SPON Apt Symbol: BP Exchange: AMD( EAI: 32,844 Current yield: 4.28% Jan 29,13 340.000 104.097 35,393.08 112.650 38,301.00 2,907.92 LT Apr 22, 13 150.000 107325 16,098 78 112.650 16,897.50 79872 LT Jul 12, 13 100.000 105.544 10,554.44 112.650 11,265.00 710.56 LT Security total 590.000 105.163 62,046.30 66,463.50 4,417.20 CEUTSC1-E TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al: 12,763 Current yield: 3.76% Sep 16. 13 1275.000 13387 17,069.45 17.200 21,930.00 4,860.55 LT Sep 17.13 1,150.000 13359 15,362 85 17.200 19,78000 4,417.15 LT Sep 18, 13 990.000 13393 13,259 17 17.200 17,028.00 3,76883 LT Oct 10, 13 855.000 15.481 13,236 68 17.200 14,706 00 1,469.32 LT Security total 4,270.000 11801 58,928.15 73,444.00 14,515.85 CEUTSC1-E POST AG SPON ADR Symbol: DPSGY Exchange: OTC EAI: $1,451 Current yield: 3.29% Jan 29,13 640.000 23.900 15,296 00 32.420 20,748 80 5,452.80 LT Apr 22, 13 720.000 22.581 16,258 75 32.420 23,342.40 7,083.65 LT Security total 1360.000 23202 31,554.75 44,091.20 12,536.45 continuednext pogo CNP70003005734728 NP7000189425 00006 0115 030575004 Y123572350 1003,,wGht00024lie 6 of 14 CONFIDENTIAL EFTA_00132435 EFTA01274572 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Meander! Advisor: *UBS January 2015 Friendly account name: Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . Common stock (continued) 1, 4fcrkte pi(t$ Trade mintier Average price Price per share Vdue on urredited tiddng Hddng date of shares per snare (S) Con bras (0 on Jan 30(0 /an 30 ft/ gain a Ions (5) period GDP SUEZ SPON ADR Symbol: GDF2Y Exchange: OTC EAI: $2,071 Current yield: 4.69% Jan 29,13 720.000 20.779 18,960.95 22.290 16,048.80 1,087.85 LT Apr 22, 13 380.000 20.919 7,949.37 22.290 8,470.20 520.83 LT Jul 12, 13 215.000 20.144 4330.97 22.290 4,792.35 461.38 LT Aug 21, 13 285.000 22.200 6327.10 22.290 6352.65 25.55 LT Aug 22, 13 140.000 22.508 3,151.20 22.290 3,120.60 -30.60 LT Aug 23, 13 240.003 22.418 5,380.51 22.290 5,349.60 -30.91 LT Security total 1,980.000 21263 42,100.10 44,134.20 2,034.10 GUVO SMITHKLINE PLC API Symbol: GSK Exchange: NYSE EAI: 42.691 Current yield:6.03% Jan 29.13 330.000 45.615 15.052.95 44.000 14,520.00 -532.95 LT Feb 13, 13 320.000 45.645 14,606.46 44.000 14,080.00 -526.46 LT Apr 22. 13 245.000 50.630 12,404.47 44.000 10,780.00 -1424.47 LT Jul 12,13 120.000 52.904 6,348.48 44.000 5,280.00 •1,068.48 LT Secu'ily total 1,015.000 47.697 48,412.36 44,660.00 -3,752.36 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol. ITYBY Exchange:OTC EAI: $2,136 Current yield: 4.44% Apr25.13 60.000 70.891 4,253.51 93.420 5,605.20 1,351.69 LT Apr 26.13 375.000 70.792 26,547.34 93.420 35,032 50 8.48516 LT Jul 12,13 80.000 68.375 5,470.00 93.420 7,473.60 2,003.60 LT Security total 515.000 70.429 36270.85 48,111.30 11,840.45 INDIVIOR PLC SPON ADR Symbol. INVVY Exchange. OTC Jan 29,13 103.000 9300 957.97 13.450 1,385.35 427.38 LT Apr 22. 13 20.400 9.849 200.93 13.450 274.38 73.45 LT JS 12, 13 17.600 9.829 173.00 13.450 236.72 63.72 LT Security total 141.000 9.446 1,331.90 1,896.45 564.55 MTN GROUP LTD SPON ADR Symbol: AMOY Exchange:OTC EAI: $2,221 Current yield: 4.86% Jan 29,13 1,660.000 19.580 32,502.80 17.420 28,917.20 -3,585.60 LT Apr 22. 13 590.000 17390 10260.10 17.420 10277.80 17.70 LT continued next page SDNY GM 00021816 CW70003005734779 Nr700018942500035 Oils 030575004 100000 Page 7 of 14 CONFIDENTIAL EFTA (x1132436 EFTA01274573 *UBS UBS Strategic Advisor January 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your A sandal Advisor, SCOTT STACK MANLYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase price Trade hunter Average price Pnce per share Velueon Unrerelzed tioldng Helena date of sham per share (S) Con basis (S) on Jan 30 DI Jan 30 (S) gain or loss (I) period Jul 12, 13 375.000 19 219 7,207.31 17.420 6,532.50 -674.81 LT Security total 2,625.000 19 036 49,970 21 45,727.50 -4242.71 MUNICH REGROUP ADR Symbol: MLAGY Exchange: OTC EAI: 41,796 Current yield: 3.44% Jan 29,13 1,650.000 18280 30,162.00 20.020 33,033.00 2,871.00 LT Apr 22. 13 425.000 19 544 8,306.29 20.020 8,508.50 202.21 LT Jul 12, 13 535.0® 19.059 10,196.73 20.020 10,710.70 513.97 LT Security total 2.610.000 18646 48,665.02 52252 20 3,587.18 PESTLE S A SPONSORED ADA REPSTO REG SHS SW112 ADR Symbol: NSRGY Exchange: OTC EAI: $2.138 Current yield: 2.65% Jan 29.13 570.000 70.160 39,991 20 76.510 43410.70 3,619.50 LT Apr 22, 13 290.000 69.918 20,276 22 76.510 22,187.90 1,911.68 LT Jul 12,13 195.000 67.417 13,14641 76.510 14,919.45 1,773.04 LT Security total 1,055.003 69.587 73,413 83 80,718 05 7304.22 MPPON TELfG & TEL CORP SPON ADR Symbol: NU Exchange- NYSE EAI: 41,596 Current yield: 2.44% Jul 22,13 1,700.000 26.445 44,957.18 29.540 50218 00 5260.82 LT Aug 6, 13 510.000 26.309 13,417.69 29.540 15,065.40 1,647.71 LT Security total 2210.000 26.414 58374.87 65283.40 6,90843 NOVARTIS AG SPON ADR Symbol. NVS Exchange: NYSE EAI: $2,327 Current yield: 2.45% Jan 29,13 590.000 67.877 40,047.61 97.400 57,466.00 17,41839 LT Apr 22. 13 240.000 72.512 17,403.02 97.400 23,376 00 5,972.98 IT Jul 12, 13 145.000 73.450 10,650.38 97.400 14,123.00 3,472.62 LT Security total 975.000 69.847 68,101.01 94,965.00 26,863.99 ORKLA ASA A 5145 SPON ADR Symbol. ORKLY Exchange: OTC EAI: $1,354 Current yield: 4.45% Jan21,I4 MOM 8.052 5,717.56 7.390 5246.90 -470.66 LT Jan 22,14 220.000 8.190 1,801.84 7.390 1,625.80 -176.04 LT Jan 23,14 315.000 8282 2,608 92 7.390 2,327.85 -281.07 LT Jan 24, 14 185.000 8.147 1,507.25 7.390 1367.15 -140.10 LT continued neN page CNP70303005734730 NP7000183425 00005 OHS 030575004 VI23572550 I CCONklYGM00021tte 8 of 14 CONFIDENTIAL EFTA_00132437 EFTA01274574 UBS Strategic Advisor Account name: GHISLA1NE MAXWELL Your Financial Advisor tius Friendly account name: Account number. SCOTT STACK MANLYLE CASRiEL Your assets . Equities . common stock (continued) Purchase pace Trade HuMoer Average price Peke pit shay vdue on Unreiated Hddng Hddng date of shares per SNOW (6 Cost basis (Si on Ian 30(0 tan 30 if/ gain a Ions (4) Period Jan 27,14 135.003 8.019 1,052.58 7.390 997.65 -84.93 LT Jan 28,14 265.000 8.045 2,132.08 7.390 1,958.35 •173.73 LT Jan 29,14 390.003 7.991 3,116.53 7.390 2,882.10 -234.43 LT Jan 30,14 245.000 7849 1,923.23 7.390 1,810.55 -112.68 ST Jan 31.14 260.003 7.878 2,04846 7.390 1,921.40 -127.06 ST Feb3, 14 185.000 7.794 1,441.96 7.390 1,367.15 -74.81 ST Feb4,14 235.000 7.671 1,802.69 7.390 1,736.65 -66.04 ST Feb 5, 14 245.000 7.727 1,893.29 7.390 1,810.55 -82.74 ST Feb 6, 14 165.000 7.561 1247.70 7.390 1,219.35 -28.35 ST Feb7, 14 310.000 7.528 2,333 87 7.390 2290.90 -42.97 ST Feb 10, 14 250.000 7.609 1,902.25 7.390 1,847.50 -54.75 ST Security total 4,115.003 7.913 32,560.21 30,409.85 -2,150.36 PT. TELEKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange; NYSE EAI: 1805 Current yield 2.65% Jan 29,13 690.000 39.442 27215.25 44.100 30.42900 3213.75 LT RECKM" BENCKISER PLC WON ADR Symbol: RBGLY Exchange. OTC Jan 29,13 2,590.000 13.187 34,156.85 17.010 44,055.90 9,899.05 LT Apr22, 13 510.000 13.966 7,12167 17.010 8,675.10 1,552.43 LT Jul 12,13 440.003 13.938 6,132.99 17.010 7,484.40 1351.41 LT Security total 3,540.000 13393 47,41151 60215.40 12,802.89 ROCHE HOG LTD SPONS ACR SWHZ ADR Symbol: RHHBY Exchange: OTC EAI: 11,281 Current yield: 2.71% Jan 29,13 1,100.000 27.545 30,299.50 33.760 37,136.00 683650 LT Apr 22, 13 300.000 30 267 9,030.31 33.760 10,128.00 1,047.69 LT Security total 1,400.000 28.128 39,379.81 47264.00 7,884.19 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SKS SPON ADR Symbol: RDS.B Exhange. NYSE EAI: 41,504 Current yield: 5.88% Jan 29,13 185.000 74.585 13,798.31 63.990 11,838.15 -1,960.16 LT Apr22. 13 215.000 65 856 14,159.06 63.990 13,757.85 -401 21 LT SONY GagETRI12leAt page OW70003005734731 NP700018942S MOOS MIS 030575004 Y123572550100000 Page 9 of 14 CONFIDENTIAL EFTA_00132438 EFTA01274575 *U BS UBS Strategic Advisor Account name: GfilS/ANE MAXWEU. Your A gondol Advisor, Friendly account name: SCOTT STACK MANLYLE CASRIEL January 2015 Account number. Your assets Equities Common stock (continued) PLI(C1183e price Trade Hunter Average price Price per store Veue on Unrealized Holder; HcicIng date of sham per than (1) COIL basis (1) onIan 30(1) JAI 30 (S) gain or loss (I) period Security total 400.000 69.893 27,957.37 25,596.00 -2,361.37 SANOR SPON ACP Symbol: SNY Exchange NYSE EAI: $1,574 Current yield: 2.86% Jan 29,13 720.000 48.754 35,103.55 46.090 33,184.80 -1,918.75 LT Apr 22, 13 275.000 52.654 14,480.06 46.090 12,674.75 -1,805.31 LT Jul 12,13 200.000 52.424 10,484.90 46.090 9,21800 -1,266.90 LT Security total 1,195.000 50/67 60,068.51 55,077.55 -4,990.96 SIEMENS A G SPON ADR Symbol: 9EGY Exchange: OTC EAI: $1,380 Current yield: 2.64% Jan 29,13 250.000 110.110 27,527.50 104.590 26,147.50 -1,380.00 LT Apr 22.13 200.000 100.134 20,026.84 104.590 20,91900 891.16 LT Jul 12,13 50.000 107256 5,362 83 104.590 5,229.50 •133.33 LT Security total 500.000 105.834 52,917.17 52,295.00 -622.17 SWGAPORE TELECOM LTD NEW 2006 SPON ACP Symbol: SGAPY Exchange: OTC EAI: $2,243 Current yield: 4.22% Jan 29,13 1,060.000 28260 29,955.60 30.090 31,895.40 1,939.9) LT Apr 22, 13 440.000 29.820 13,121 IS 30.090 13,239.60 118.45 LT Jul 12,13 265.000 30.551 8,096.17 30.090 7,973.85 •122.32 LT Security total 1,765.000 28.993 51,172.92 53,108.85 1,935.93 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $967 Current yield 3.62% Jan 29,13 1,245.000 19.750 24,588.75 16.950 21,102.75 -3,486.00 LT Apr 22, 13 330.000 18.685 6,166.05 16.950 5,593.50 .572.55 LT Security total 1.575.000 19.527 30,754.80 26,696.25 -4,058.55 STATOIL ASA SPON ADR Symbol: STO Exchange NYSE EAI: 42.137 Current yield:8 77P/0 Jan 29,13 610.000 26.533 16,185 31 16.800 10248.00 -5.937.31 LT Apr 22, 13 205.000 25.765 5,281.88 16.800 3,444.00 -1,837.88 LT Apr 22, 13 170.0)0 23274 3,956.72 16.800 2,856.00 -1,100.72 LT Apr 22, 13 135.000 25.785 3,481 OS 16.800 2,268.00 •1,213.05 LT Jul 12,13 330.000 21.423 7,05966 16.800 5.544.00 -1,525.66 LT Security iota 1,450.000 24.810 35,974 62 24360 00 -11,614.62 continued next page CNP70003005734732 NP70031139425 00005 0115 0305750Ot V123572550 101iStgkwGRA000211,99 10 Of 14 CONFIDENTIAL EFTA_00132439 EFTA01274576 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: Friendly account name: SCOTT STACK MAN LY LE CASRiEL *U BS January 2015 Account number. Your assets . Equities . Common stock (continued) ruicrkr.e Pri(e/ Trade minter Average pike Price per share Wlue on Unreeled Hddng Hddng date of shares per skate (S) Cost bags (S) on 30(1) Ato 30 (5) gain ce loss (S) Period TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 4332 Current yield 1.76% Jan 29,13 800.000 17 800 14,240 00 22.710 18,168.00 3,928.00 LT lul 12, 13 30.000 18.434 553.04 22.710 681.30 128.26 LT Security total 830.000 17.823 14,793.04 18.84%30 4,056.26 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: $2,745 astern yield: 4.98% Jan 29.13 460.000 54.547 25,092.04 51.510 23,694.60 -1,397.44 LT Apr 22, 13 510.000 46879 23,908 70 51.510 26,270.10 2,361.40 LT lul 12,13 100000 50459 5,045.96 51.510 5,151.00 105.04 LT Sootily total 1,070.000 50.511 54,046.70 55,115.70 1069.00 UNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 12,088 Current yield: 2.95% Jan 29.13 930.000 40.500 37,665.00 43.370 40,334.10 2,669.10 LT Apr 22, 13 445.000 41.074 18,278.06 43.370 19,299.65 1,021.59 LT lul 12,13 255.000 41271 10,524.33 43.370 11,059.35 535.02 LT Security total 1,630.000 40.778 66,467 39 70,693 10 4225.71 UM OVERSEAS 8K LTD SPONS ADR SINGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: $1,398 Current yield: 3.28% Jan 29.13 900.000 30.540 27,48600 34.090 30,681.00 3,195.00 LT Apr 22, 13 100.000 33.492 3,349.24 34.090 3,409.00 59.76 LT JJ 12,13 250.000 33.180 8,295.00 34.090 8,522.50 227.50 LT Security total 1,250.000 31 304 39,130.24 42,612.50 3,482.26 1.0DAFONE GROUP PLC SPON ADR Symbol: VOD Exchange: OTC EAI: 61,851 Current yield: 5.07% Jan 29,13 796.294 50.164 39,945 60 35.130 27,973.81 -11,971.79 LT Apr 22, 13 2.727 54.627 148.97 35.130 95.80 53.17 LT Jul 12, 13 239.979 54.033 12,966 80 35.130 8,430.46 -4,536.34 LT Security total 1,039.000 51.070 53,061.37 36,500.07 -16,561.30 continued next page SONY GM 00021820 CNP70003005734733 W7000189425 00005 0115 030575004 Y123572550100000 Page 11 of 14 CONFIDENTIAL EFTA 00132440 EFTA01274577 SUBS UBS Strategic Advisor !an ory 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your %asocial Advisor: SCOTT STACK MAHLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pew trade lent« Average pace Price per share Value on Unrealized Hddng licldng date or shares per Man (5) Con bees (5) on ím30(1) Jan 30 (1) gain or lon (5) period ZURICH INS GROUP LTD SPON ADR Symbol: ZURW Exchange: OTC Jan 29,13 1050.003 28.470 29,893.50 33.110 34,765.50 4,872.00 LT Apr 22.13 685.000 26.251 17,982.21 33.110 22.680.35 4,698.14 LT Jul 12,13 290.000 26.739 7,754.57 33.110 9,601.90 1,847.33 LT Security iota 2.025003 27.472 55,630.28 67,0.47.75 11,417 47 Total 11.396.52721 $1497,63437 1101.307.16 Total estimated annual income: 550,704 Your total assets Percentage of Cost Estrnated Uwe*zed Wive on Jan 30 (1) your mourn Oasis (S) anntgi inegne (SI gain or lens (t) Cash Cash and money balances 3.410.66 023% 3,410.66 equities Common stock 1,49743437 99.77% 1.396.527.21 50.70440 101307.16 Total $1,501,245.03 100.00% $1,399,937.87 $50,704.00 1101,307.16 Account activity this month Ciate Activity Cres<401100 Amount (S) Dividend and interestincome Taxable dividends Jan 7 Forágn TOTAL S.A. FRANCE SPON ADR PAID ON 1070 805.77 Dvidend CUSIP: 89151E109 Jan 8 Foreign 61,040 SMITIKUNE FLC ADR PAID ON 1015 622.21 Dvidend CUSIP: 37733W105 Jan 22 Foreign SINGAPORE TELECOM LTD NEW 2006 SPON ADR PAID ON 1765 900.98 Dvidend CUSIP: 8292%304 Total taxable dividends 52.328.96 Total dividend and interest income 12428.96 ciate Agiuly DtXfiPtiOrl ATOUS (S) rees Jan 7 Fee TOTAL S.A FRANCE SPON ADR -5.35 Jan 22 Fee SINGAPORE TELECOM LTD NEW 2006 SPON ADR -35.30 Jan 23 Fee Charged QUARTERLY FEE .1.911.69 Total professional management km 4121149 Total other fees 440.65 CNP70009005734734 NP7000189425 00005 0115 030575004 104892/YGM000211114 12 of 14 CONFIDENTIAL EFTA_00132441 EFTA01274578 T UBS Strategic Advisor January 2015 Account name: Friendly account name: Account number. Your Financial Advisor SCOTT STACK mit:ILYLE CAMEL Account activity this month (continued Date Actiaiy DeS(AptiOn AMOtill (1) Other funds debited Jan 7 Foreign Tax TOTAL S.A. FRANCE SPON ADR -120.87 Withheld Total other funds debited 412027 Date Activity Deicnpbco Amount (1) Money balance activities Dec 31 Balance forward 63,048.03 Jan 2 Deposit UBS BANK USA DEPOSIT ACCOUNT 6.88 Jan 8 Deposit UBS BANK USA DEPOSIT ACCOUNT 679.55 Jan 9 Deposit U85 BANK USA DEPOSIT ACCOUNT 622.21 Jan 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 865.68 Jan 26 Withdraws UBS BANK USA DEPOSIT ACCOUNT As OF 01)23r iS .1,811.69 Jan 30 Closing MIS Bank USA Depodt Aocount $3.410.66 The UBS Bank USA Deposit ACCOUnt is your primary sweep option. SONY GM 00021822 C me7C00?005734 73S NV7003169.25 C0M 0l IS 030575004 M3572550100300 Pap* 13 of 10 CONFIDENTIAL EFTA_00132442 EFTA01274579 *UBS Your notes CNP70.005734736 NP70001.25 00005 01 I 5 030575004 3123572.010(9)piy0,,A22 14 of 14 End of statement for account number - CONFIDENTIAL EFTA_00132443 EFTA01274580 Important information about your statement US$ Mandel Servos no Morin MSS FimcialSerices). the Finn on Cad Mumma Mostigre war corolatt aid hotly on the toots aid records of the ;pliable Mon or ervelopes —you may *dm icuseholdng by ding your K a member of alFirma searrty. acintOdly ald mums willcoma mitt& pantry tinder art. Fusical Advsor edam., U85 F ersincit Serve's and MBank US.. re rdnod fiubulirks of uSS AG and /Mims of UM Securities Plea* make al docks payrene to the krnor to Mini' • (*man nentrrent contra-nor mormart yawn (eg. Friona, Jeanne NM LIG Thelon's &axial rimer( it avrtable man *wen nulincn ndrated co to front of the Matetnetx haddticn limed parowships aid prvae plaments) that strict the friendly room name refarts Ormolus ter you the inn's eceartmi ollices re a to regukt accome fees. maortM may be kbyed to registered vita the kg/Us Act of 1933. and entered on the Hrne online undoes wfbme It ea momente am charges Ice Ise pyre.* (a secure ce customizable •ndarunw• chosen by you so azO peu rah U3S Analoal Smears purcham aid charm for marl nuns n oath *Spain • Comm:rams contraw to 9. forwm enchanyi aid You recenterynng It hn no Ma effect on por mourn 1200 tab* Daslerad Accounts to are twasered to odor nstAncess may be preima metal antracts). EWAN totes commas and Yea on mazy. your trendy watt naives. throup Mae Monneen Na07086 Mpa to a veneer fee 01nWOOY OPIKI1 contacts Sevres or Micanacun; yes Waxer AO•bor. 1116 StaWilern Norman/se cot Mat recrd of satin UBS Sweep Optim The MK protection rid the mplerrsmoi protecton do not rearanwwiew f hamar Sinmes account Other *crat(eapt olloal tar U8S otters °pans for sweeping cat balances torsices to mkt to these assets eon if hey ratenvee atter mr xr • vibe of sea attounttixtcoa MP of assets and doormen-a. conuhng coition) dada should not be Med bank depots at u8SBat LISA ad185 AG Stanford Candi summon The SIX proteaw and the utp6. wita liabillte$ upcn deco NUM? twit 6 al error a OM/at plea. (Bark Swap twang mawmarket maul hot Wooer protedon do rot protect fl ans* changes n the mate • Asset IMAM aral.lDle cell Macea valuesIce noon it nynedirely n wing to telryrch Mawr of to Cunt) and the by/national Depose Acosta Ceara vats of pt Memnon, Otherher as a result cf mathet ailed warilytor rid GUM, Tem Deport unrealized Morse/Mg your mouni cusarnen with at miernmaud Ammo Management Account llow9h theBat Sweep Fr011anS. cat brutes snowman. rzuer hat-uptcy cc otherwise/ m arks to mated aril MEW Mrs not held trite Fun Does rot ncludrunpnod umudtelassets a the extol the At eugh al Mom tom are intended to beacon.. are swept so 185 85*. USA up t .rankled tale arid Mote Minor, s mit upm mount You may *bun prof andmeat strerrom pooch a Were kwanonts, tainsint dratted.] rot be used for tat purposes key then to 185 14 Stairlord Brant", a a Matey Fund Deposes . $.4gIng the MK Brochoe roe inerreasbn rocipa.ii. unased sod col ryes aid eoeceabe stud Mom solely on yeaend ix lam 0 e . 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We. 10rli.. at 18$ Bat USA are FOK inured n accordance with spa; by centring SIC at a by earwig tie SEC • Crattres handes At I brawn °out:tidingmrgn alC1alto piepring )Our ta< return the/son is respired by rules For Inca it common pImo and www atc gee welate at rrmw on oe0 loan. rata me Mal accoum banes Ian to recon tone CIS al taoh le Medina. napritsle non- Deposit a LISS AG gasified Borth ad tarn it ..hone/ • CaNMOIMV bison Toes of inlevesied avaiabbe cart lauble dvdends ad ta3M men caned en securities finds semi nsured by the FDIC DNidend Re Invemment Program OW) held n par Keane, net proceeds on sale I/analog, and branded Pm LE Sat USA depots barrier, US$AG the cue reneged Sas aoliear Once YOU may °bean the Stanford Branch depose balances aid money maim maul cost honon combs owned Sectintin Through to OA. markt to cab nano ere mom to that fru ',on your firmest Mier Uty Mole shams from sweep bairn a the Jose 01 the Stalneent pro/ depose accounts a 18$ AG Newnan Brrch aid U3S AG are preased rod.' ClP. partiallbws nil to soli and the Nen.wmmodity free oven bans hype nom are not CemmunicatIont with the Firm (amen Brarch these deposers are rice navel by to FDIC cath aril be deposed in you amours nedirdend sena ed from NWbeaters arid We Fannon use any of • please recctifern any oral CenerusCatorn nwmngto ead/Ke'S held ante 18$ AG Carlin Brat re unwary rernemem pro amphed by the issuer may dew noes the opined to the Saereget MA of theCamas Panda and these Ards n the ordthary course of es busies, these fords further peeled your nietl, netrIng you* rgliel under the ',Wet ;eke id Midi the rata them at sold repayable upon pa demand Use total 6 braided me Sesames nina Protection Act (SPA) there is ro markt cc other ohM.6m of LISS AG to real thePalms who on the 185 Camas's BraCh'S burs cure' maxi dosi-9 value Casbayliou • if /no Mona instritoon once top set of the Inns of US MI/ Mole ones win be held in you nowt a you are Lending information labernInt it not tAIS Fignoal SINUS IBS remnant Deposits a URS Bak USA ad each URS AG Bach mem ontithol to wane we at a molt of a (kicked peewee or rot deta.M nIcnnalon on the my, lerxteg peach-viand Seat antes your acceart as dewing take by protected by SP( Meow Fund ties it protected by SPC othewire. tie From we ether tel partialirks* malsee price did:locum, Mato you Clem ecial bete Agronewn or atangemerni enth the prated rattan We Wormed See '1857naloal Seem Account Protection' below. a awls, an worm dreurnred by a registered (king Accomt Agmedem ate the Gennal tows rod Conditom you of this retthonsho %hen gm tamed Ms acorn in agency. ant cede yew account Oren you rearm, baleroes t to fa* Sweep Program a US$ kronen of Crede PraCtices arab* n Agreements the cake sty rods and WO/Us re loped A LeS ereI Ce..acreee YyayYnh r weerneeeete eue.eA Frunoal Swan red not the mroducang broker. ad you OA may be vnIxtmet. ad awes of a Ivbney Fund maybe layeetnent °bitchier must mese a mum of my Wa mom:46n to both WS madam and theproceeds returned to mat pm The nwitrilenlobraves ardMr prate are specic to eali Waite% laCkell Yewsuet mom and may vary between froze free the inn YOrStatenleill tilnaeS Signet and Other *sees held n All =Our, Sta0WencS shall be deemed aniplete and prompt in hrmg of any :vacant dap I your franca further Montego tom allege sweep *pions. nclAng the 40:0tni a the cod of rte annual period You may dk rotate d riot elm:redto n velem Mho 60 day, strata a neeftirklin odes Les For eads move hell foe deiteef d July pad wakes ar aw tme You may anent arrest rats yields. 6.,ait** a you choose one of the fo lowng mestmern MACthers iron your I nrcel MviAce ce by racer. searcim used at here collateral Ober ramg at • Please dined cutlemer carob' ' to to tents wawaillitnIA• • induce CUITHIMCOOle twentieth steldn; the balance cue on teen My smote, Iran/tend WU*m CI runt at or tolled* crag moralMr of tome only duty the summit pniod ore head a males whets of aII 800AM ton CO t Monday • Ache* Cip:441I Appl0000n treelnuntsieddng Tenth U.S Runtial Semites eats* meanie, the erd of the 'mimeo period thwart Andy. Or In *fang tO u3Shisincol Serve* Inc. or pmcpal rah* than:he gewgaw of name Clent Retrials Depatrunt PO Box 766 linen City NI The Finn is a mete 01 the Seaton imemx Protection • tort bast er dettentng temps: basis of the seantes Covoraucei (WC). Mm pretEOSSE0-enleS ammo of es • Awn:, Cornarkwiri of name and CePWAPPeW00^ warded n ihrs statement awe nd tiled eitti the 07(67 *emits ming both to gerwaion of noon. ad motes irs to 1500.000 lenban, $250000 for dams tor flirter ' UOS truncial Swieneiht need on cat) Tlie SIC aset pomp, isms aplart lo allKaman govt 4,4 antral inlconal ion Oblaned from sources other to USIS • to case of errand( WHOM atean Si ekmono firm-Ica Senrces. oducIng Monnaion Iran rote. In, untie (EMI Di Ste/ deta can nryouhold n a prank* croaky the arm forks wet. corm if dates. ha also pircham1 Overall risk profiles or tat you may Are prowled to your Unmoor Aker trassachoot call or nrce to 18$ Fnancal • Con:renew Seeks to mantain Miami-6par wth how Kw firm does not naserndenny way or guarantee he tames hc. 1000 tabor Bw.6t I bat Weerawyked Nl monk:mentor rtotocuin The martian matt payable to all MOM came, colecteoleundw this protection o SSCO risk ad told lily to the roan emit ten A the, men nay a validity of my knermzen provided by sources O7086. Ann IMM8SA Servas the account does not onerate Ordain income or Morten Mr natal SUMPS mike as of DegErftif W. 2013 returns and dmnokeep pace with in Won Cat amerce as soon as wu cart dr:utast( • ArtgYeas 'Ming to amp: sorra Mr to rflePal rod In addeon Shotgh LISS Fnandal Sankt morally stawnem or recem 6 wrong a if yeti nee:Swore Sawa tote poky arditian aid twatom cat at the Nen 6 Cunha proteaed ice up to $I9milkn n the tolerate corm mar ritym seek higher retinas updates the dormers as e e mewed II* Frm dots roc Munro" rout atroalt ter the smarm or reams prod& any maxim that the fif collation ander 'Cost The arm a Card Mow (as atplOble) must her st n you aggregate for al you accornis haft a pandit, canonry • Anwar, Wring to ram hgh risk to Geappal .r4 hgh • mpy ol the peley eeeleg iaiattk WOO rega2 volatitmo winger rams over tem base end 'Unreel:9d gatiloss" is roma a of the dye rio lee 0 1/41160 day alter the fmita you the test of this fl irted As suet, please do rye Myra the warner-non iamb the ow or problemroman, srdormt It make purchase or sae drown la- tar - hah . we rant ad wow number an) The SIC prOl(sign rid the supplemental prceetan both do Statement liceseheklior not SPIT to We way consolidate al Mime eCCOust Staten/OS wit the pummel a otterstra /saw& Orlilated to thefern - Describe the wet or the water you re rem abed may Mims prism morose, only for to pared of aulettan as clearly you on My you Wed C is as • (enaranatil awls Controlled try (and Mulled nye°, sane address n the sane envelope Amens cony be relied account value) but hell way rom tet$Finalee Services for this prom boom they haw owner Mo olio mailman rim they re held a the arm Morehizonsal Marnahon eror or any you need awe nlanixiin cm be added by peg Stoma' Acleur - head. the dollar >mum of tre mowed error reg. Celan Meat aUBSBai(Jcana UBS AG pent account rilaionshps rah other dents al the same Stamford Panda. Id/ mune Moans. nclongmob* address the practee e known as 'hteneeroldng • fru monies. aid Minns of trawl law mauve stet "let lemon'," inclintual Arent/Tit nukd in Norge • Unmarked galnabroes the data is amaze tacos re mgImre:I dreary e. die nan• M the acceltf egelred *rewire) )actin sus a2 radialw toe SDNY_GM00021824 CONFIDENTIAL EFTA_00132444 EFTA01274581 Important information about your statement (continued) Marithisermity lots the Morino data For ithional - inn paw Menaced maws mar be reflected as 'Mt numb.' of nouns at the trObrethear hotting mutua AMOunt ao regillead servce mats or UBS Frtarcial Semites Ion mayor may not ref kin COnmiisms, rages MOW priced' n metal MSC.% when an 'nlepenfent firthsof ma hod laniV Int 'aunty (*asuman(' mess Daftrel and other valuate, firm Knew( 'thole(' a es unatle to assign a - m akle ion to 0)minSerd reeSed won rerwermont lots and Systernalk purchte lots are each via. when we beans away that a rnienil &err hag the Snot darbutun of armory tam= ad wit VG Smature is a regioatd smitemath of visa COmbiled to doclar one theased lot lhe • trade dal' cncured that trey oft a crevisusly reporsed vahe lea tned units to cur dens. sw austir our Imarrmicnal LEK Visa agnate* and cads and Lea Wa COlfilth peesents the alpha, taisa tstet trmedate dUeSeen. Ce whin mats mad be VW thent3the altar*recs.Wen* Mang CarproSanco from don cads ae sated by ISS Bak USA was gammon horn duo to the rutue of the seamy Mrryof the romance companies inclemency the Ina U S A rosrporatext • GUIS, searkigs Bonin and refeettd stock the the - Yawn rather art Muni gmenl banner a sponsor rruity warms armor. of she nrmancecorrcumes iSSialf (it for ealyrwlerphonml be sawed mail* minuted Mtn a th napany meowed taw is Or SpOnSOIS 01 the urn investment ousts we dwtute UM Financial StrthOes Inc Rev 201407 by lot tom rug a manes of that 69.* Mkt in out prOwledi thew/ma the %fatly wet bedinerent tons - Ott alitates also melte trading <omit/imam oaf over name a n panne nave for as dans Cat Mary its gisrchao pate comminution from mutual holds and (armee Monaco is Weaned froth third pre; aides 'cora" - 'Ontrbuions to dm' mat thcbdo ream of MAO, Orecalies tow proobrts we dist bute rs not giaralleed Othe Call I eatres may east Wirth neon* a both - We nate an antra tee turn LBSBank USA ask USS could affect mkt complete olorma kin w i be provided • OnSioR or,* represents the glottal °HMV puce AC Stanford thatch alum12S pet attount ups armor pa unit ma may not reflect notr cost ban swathing to the banks corm the UBS Bat Swap Program • Caracas' of deposit (CDs) CDs ate MC round apt . inaticted securities Regottedacurees generafy ae S2SOCCO si pampa and Saud Mora pre &porter not anittyeigible for pLeblc late tAISInaxial Stenzel mashy and per cimosoo-y trunnion n accudaya with MC Was the mote pries of the tethrstikten1 stock of tho sane Mooatim regardng c ons and othe charges rules mum as an muted Yaw for the rearraed stole for ironed is connection entt the thermion ot traies. eirmang purposes of mssznexent on* To the awn that option trenattons has been nchied co confirm:tons • price/aka Pisces asplemd fa alone, ane other rest cted swathe it elle* for sale. ne mite tensed wean* funned to you. sod well be parka(' to you products may be bra ce *menus der pro that you nay be manumit/ less Than the imputed .ad shown amply on rowel MNIf a3ually recove in the make' Prces are Owned from radon mid pity scums %Null we loam to be • In lostinated) name. Caronyields and eau. An ShoM1pNling reline. 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In vAN.B or instead. you may Franca than( statement dale or true mourry AciarrY aid arcs to hate tat Mbheld a brae or n a lewd mourn as continued yet ae not Guadiana you choose You Mann wit leelatn n effect until rtholod • Meats avolunrms lad 'endured anoxia Moat. by you You may revoke your election may I Me by maker; -mostmere secure* anclicing direct esti:Orion • Assets not hold by lass financial Sermon Conan a now Mann If you do Where ercush ., taw tar pagan rod re.), mate n*arnall trUft senates/aid anthl at riot heNbyteFyn ad not "elm the ;Ore; watinal from 'Our dattutiOnS. you maybe rethonsb* toe sincivedvaluas teegaeraly hghli mllpdd Celan possession or envoi Thee assets re aciptawd m your the etyma* of rannedui. You may not peons mI the structuod prothashaa nor been rettioned mt. the stammers for informational mamas oaf Pothims ask amours velltheth and yea estimated la payments se not Starnes and ExthaVk Conmssi:n or oath( any stag raw, prownled re pronthed byte issung film UM equal tO yam mitelthation secure*, Lams We peon* estmaed mix" fa private FnanCir /OS n cot reparable 10r thiS Montibn mourners smashes ski situate., protium for and donut guaraithe is murky these Men tenet Privacy Bonnmammon only AcathiCY n not Waalleel prosecied by SSC a the imps supplemental SPC To Wean a copy of our await Caere Priory NAM pax* - thew vanes maydiffer scbstantalt from Mai, if ay coverage to ur yea F nactal Advisor °miaow websne Y. at ohm actuate resestrnere stoutly a structured wow vex conithowntorry prawn my be tax*, a 'De and do not noes:ally • Revenue Sating and addklonalcompensatlen. represent the .ana you may term.unet baidaon - ti additim to wranissom on ales aid 12bil hum WS Financial Swam 6 not a bark The OM Shawn - Thrd pony menses of vane are as of a ran date emend in connecter with thedna:Non of note.' Sevres Account BSA ans iRMA aWattage le Ohms aid re suppled to UBS firlinaal Savors on a 'ego La funds to our dents we and. ocr aine tease vassal prtlide access to baling serums ant pothMS Daus by an ndeperthent saltation fern MeV* Manna paffitntS from ddUbutOrS andOr though armaments at affirmed balks awl other thud mss, generalPallet a SWIM estimated whet if adeison of the nowt wads that we sell These pasty basks aid revile; atom to Murat, and rutty Joy. are snored to the rem by the Mee general arcatts are bawd an two dints/ ccencrents worm:Is rived by unatlilated thnitharty etvrante paint. a Roma and may be calrmaioi based at the amount of saksby uBS ot a macula mutual had wow*, through mon agency tunny es of utS Miaow nfornation from that used by tend binis to lamity to merman and Id the can vane as Marcia Savior he donee thee MS-mated vans panty mama auk fang. shwa Mal a the Inn - You cri obtain add/anal Woman regaling the - We and as aftAre also mate retereking aid meson. n%ifl. and amuly products methodology used to deennine the mane of v*ee onmtusprocesung leas n orrsidelmon for trailer NM FOC hilted • NO batik comma Mat lose vain and the date of the hfonnacon that is the base for the agent rakes that we probide to rhentrual funds mann byname:Mg your Anoxia Adeisor These fees germane aro pad than ithanor awn in the FM& RecetiCeNtnynwil Bosons Urvr:f5 mutual fund and se anted dont ammo basil on the scaum BSA. I1MA and ntemabona Resource lAmagerrent SDNY_GM_00021825 CONFIDENTIAL EFTA_00132445 EFTA01274582 UBS UBS Financial Services Inc. 299 Park Avenue 25th Boor UBS Strategic Advisor New York NY 10171.0002 February 2015 Clue70058i03550215 vl 0 L "Sill NEW YORK NY itiE Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACK MANVLYLE CASRIEL Phone Questions about your statement? Call your Finan:ig Advisor or tl.e Value of your account RMA eesourceline at 800-RMA- 1000, on January 30 (1) on February 27 (5) account Your assets 1,501245.03 1,562,063.98 Visit our websIte: Your liabilities 0.00 0.00 www.ubscomainancialsewices Value of your account $1,501,245.03 $1,562,063.98 Sources of your account growth Tracking the value of your account sludgy 2015 Value of your account S Thousands at year end 2014 41,469,481.00 Net deposits and 1,501.2 1,562.1 42,464.91 1,4693 withdratals • • • Your meg:merit return ()Wend and interest income 56,17841 Change in market value $93.869.88 Value of year mown on Feb 27, 2015 61,562,063.98 Dec 2014 tau 2015 Feb 2015 SONY GM 00021826 PA•mbor SIPC CNP700030058103S5Ne7000206088 0002S 0215 030575004 0040c0 Page 1 of 14 CONFIDENTIAL EFTA 00132446 EFTA01274583 SUBS UBS Strategic Advisor February 2015 Account name: Friendly account name: Account number: col <Ic1r r • %-LL Your K sandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 27 (11 your XCOunt • Cash and money balances may include A Cash and money balances 53,060.99 3.40% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances. VIIS AG Sumford Branch A deposit account balances and money market C Equities 1,509,002.99 96.60% mutual fund sweep balances See the important information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets 51,562,063.98 100.00% Value of your account 51,562,063.98 Eye on the markets Percentage change Index February 2015 Year to date S&P 500 5.75% 2.57% Russell 3000 5.79% 2.85% MSC I - Europe, Australia & Far East 5.99% 6.52% Barclays Capital U.S. Aggregate Bond Index -0.94% 1.14% Interest rates on February 27, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.17% CHP700030058I0356NP7003X60139 00005 0215 030575004 02202W_GM_00024/17e 2 of 14 CONFIDENTIAL EFTA 00132447 EFTA01274584 Account name: Your Financial Advisor UBS Strategic Advisor *CBS Friendly account name: Account number. SCOTT STACK 1,MAN' LYLE CASRIEL Change in the value of your account Summary of gains and losses Values reposed below exclude products for which gans andlosses are not classified. February 2015 (11 year to date (1) Realized gains and losses unrealized Opening account value $1,501,245.03 $1,469,481.00 February 2015 (V Year to date (1) gains and losses (4) Deposits, including investments transferred in 6.30 6.30 Long term 6,913.17 6,913.17 151,855 59 Withdrawals and fees, including investments transferred out 498.00 -2,471.21 Cash activity summary See A0fOlief adentytttn month f01 dealt. Balances in your SvetD0060r6 are inducledin the openng and Dividend and interest income 3,849 05 6,178.01 closing balances taw. FOIL insurance apples Only to deposits at U8S8ank USA, not to &COSTS at U85 AG, Starriord Branch or bank deposits owed througi the ORS Internahona Depose Account progan SrPC Change in market value 57,461.60 88,869.88 protection applies to money market sweep fund hddIrgs but rot bank deposits. SeeIMportant into:mown about your statement an the tau two pages d this document for deals. Closing account value $1,562,063.98 $1,562,063.98 February 2015(11 Year to date (5) Opening balances $3,410.66 $3,054.91 Dividend and interest income earned Additions For colporres of iris statement, rarabay of interest ml clordend inrome NY. been determined from a US Deposits and other funds credited 6.30 6.30 tar rop:tting perspirdire. Greed upon the residence of the account hokkr, account type, or product twit, some interest and,* deidendMments may not be subject to United Staler (US) ander Puerto Rico (FR) Dividend and interest income 3,84905 6,178 01 Income 18,05. The [tent menthe, statement is not intended to ce used and (amen be reited unOn for la purposes. Clients should refer to the appictie tar reporting forms they recent. from 165 annually, such as Proceeds from investment transactions 46,292 98 46,292.98 the FOrtriS 1039 and the Forms 480, for lac reporting infOlerlabOO It IS the practice Of U85 to file the asplicatte tar reporting forms WU% the US intend Revenue Service and PR Treasury Department and in Total additions $50,148.33 $52,477.29 such forms accurately (ratify chicknct mda interest as tar exempt or tact* incore. Pleat comet your In:fed.'s' tax prepare( Subtractions February 2015 ($) Year to date IS) Professional management fees and related services 0.00 -1,811.69 Taxable dividends 3,848 86 6,177 82 Other fees -25.59 -66.24 Taxable interest 0.19 0.19 Other funds debited -472 41 -593.28 Total current year $3,849.05 $6,178.01 Total Sv!)714C,r "S -$498.00 -$2,471.21 Total dividend & interest $3,849.05 $6,178.01 Net cash flow $49,650.33 $50,006.08 Closing balances $53,060.99 $53,060.99 SDNY GM 00021828 °IPPON:03058103S? NP7003705088 00035 MIS 030575004 cococo Pags 3 of 14 CONFIDENTIAL EFTA 00132448 EFTA01274585 Account name: UBS UBS Strategic Advisor February 2015 Friendly account name: Account number: Your Kneed.; Advisor. SCOTT STACK MANLYIE CASFOEL Withholdings and tax summary February 2015 (1) rear to date (S) Foreign taxes paid -4,22, 05 -608.92 Prior year(s) adjustment 21.94 21.94 Total withholdings and taxes 4466.11 4586.98 UBS Bank USA Deposit Account APY Interest period Jan 8 - Feb 5 Opening UBS Bank USA Deposit balance Jan 8 $3,054.91 Closing UBS Bank USA Deposit balance Feb 5 $3,960.62 Number of days in interest period 29 Average daily balance $3,897.48 Interest earned $0.19 Annual percentage yield earned 0.06% Your investment objectives: You have identified the following investment objectives for this account tf you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager You can find a ful desciipticn of the alternative investment objectives in imponant information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility consideration • None selected Your account instructions . Your account cost basis default closing method is FIFO, First In, First Out. CH1'700080058103% NP700O2064168 00005 0215 030575004 CeikdklY_GM_00021tifir 4 of 14 CONFIDENTIAL EFTA 00132449 EFTA01274586 CHISLAINE MAXWELL UBS Strategic Advisor Account name: Friendly account name: Your PI minder' Advisor: SCOTT STACKMANLYLE CASRIEL *UBS February 2015 Account number. Your assets Some fanCes, income and current vanes Shoed) may teapprOxiMalt. AS a learn. gam and lOsses may nol be accurately refkcled, See Remnant infonnabon about your statement a the end of ths et°mem for more infornmon. Cash Cash and money balances Cash and matey balances may include avalaale cash balances, UBS Barn USA deposit account balances, UBS AG Stariord Branch deposit account balances and money malice mutual fund sweep balances UBS Bank USA deposit account balances are insured by the FDC vat hn applicable limits, but are not protected by SIPC ties AG Stanford Branch deposit accoum balances are nor insured by FDIC and be not protected by 9PC Money market sweep balances are protected by 9PC but ale not insured by the FDIC. See the important information about your statement at the end of this doctrnent for detaik about close blames. Openng blame Cloung Went Price per share Antoci. Dnlde nd Interest Oaf' WI Hddng on Feb 1 (1) on Feb 27 (2) on feta 27 (1) Faro period period cep arouni (11 UBS BANK USA CEP ACCT 3,41066 53.060.99 250.00000 Equities Common stock Purchase price Trade Weber Average price Price per share wive on uniedized boldly) Hddng dale of snares per share (5) Cost basis IS) on Feb 27 (SI Feb 27 (1) darn or loss (I) period ABB LTD SPON ADR Symbol: 488 Exchange: NYSE EAI: 9847 Current yield 268% Jan 29, 13 825 000 21.573 17,797 89 21.390 1 7,646 75 -151.14 LT Apr 22. 13 650.000 21.21 1 13,787.15 21.390 13,903.50 116.35 LT Security total 1,475 000 21.414 31,585 04 31,550.25 -34.79 ASTRAZENECA PLC SPON ADR Symbol. AZN Exchange. NYSE EAI: $1,015 Current yield. 4.04% len 29,13 210.000 50.130 10,527.30 68.900 14,46900 3,941.70 LT Apr 22, 13 85.000 51 335 4,363 53 68.900 5,856 50 1,492.97 IT Jul 12,13 70.000 49.441 3,46092 68.900 4,823 00 1,362.08 LT SeCtrity total 365.000 50 279 18351 75 25,148.50 6,796.75 SAE SYSTEMS PLC SPON ADR Symbol. BAE5Y Exchange OTC EAI: 41,234 Current yield. 3.77% Jan 29, 13 1,000.003 22.160 22,160 00 32.740 32,740 00 10,580.00 LT contooed next page SDNY GM 00021830 C NP7C0070051310359 NV7003206088 COCOS 0215 030579004 coc0C0 Pager S of 14 CONFIDENTIAL EFTA 0(1132450 EFTA01274587 *U BS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your IS vandal Advisor, Friendly account name: SCOTT STACK MAI/ LYLE CASRIEL February 2015 Account number. Your assets . Equities . Common stock (continued) Patches. pexcl Trade Norter Average pike Nice per share Value on Um.Ilred Hddng Hddng date of dimes per share (S) Cost bask (S) on Feb 27 (I) kb 27($) grin or loss (S) weed BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: 1517 Currant yield 1.43% Jan 29,13 200.000 99.560 19,912.00 147.727 29,54540 9,633.40 LT Apr 22, 13 45.000 701.760 4,579.20 147.727 6,647.71 2,06951 LT 5ectally Mal 245.000 99.964 24,491.20 36,193.11 11,701.91 BHP BILLITON LTD SPON AOR Symbol: BHP Exchange NYSE EAI: $1,079 Current yield:4.72% Jan 29,13 320.000 78.520 25,12650 52.520 16,806.40 -8,320.10 LT Apr22, 13 30.000 63.865 1,915.95 52.520 1,575.60 -340.35 LT PA 12,13 85.000 61.002 5,185.23 52.520 4,464.20 -721.03 LT Sectrity total 435.000 74.087 32,227.68 22,846.20 -9,381.48 13RMSH AMER TOBACCO PLC G8 SPON Apt Symbol: BT1 Exchange: AMEX EAI: $2,726 Current yield:3.97% Jan 29,13 340.000 104.097 35,393.08 116.470 39,599.80 4,206.72 LT Apr 22.13 150.000 107325 16,098 78 116.470 17,470.50 1,371.72 LT lul 12,13 100.000 105.544 10,554.44 116.470 11,647.00 1,092.56 LT Sectrity total 590.000 105.163 62,046.30 68,717.30 6,671.00 CCUTSC/4E TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al: 42,763 Current yield: 3.48% Sep 16, 13 1,275.000 13387 17,069.45 18.590 23,702.25 6,632.90 LT Sep 17, 13 1,150.000 13359 15,362.85 18.590 21,378.50 6,015.65 LT Sep 18.13 990.000 13393 13,259.17 18.590 18,404.10 5,144.93 LT Oct 10, 13 855.000 15.481 13,236 68 18.590 15,894 45 2,657.77 LT Security total 4,270.000 13.801 58,928.15 79,379.30 20,451.15 CEUTSCHE POST AG SPON ADR Symbol: DPSGY Exchange: OTC EAI: 31,451 Current yield:3 13% Ian 29,13 640.000 23.900 15,296.00 34.080 21,811 20 6,515.20 LT Apr22, 13 720.000 22.581 16,258.75 34.080 24,537.60 8,27685 LT Sectrity total 1,360.000 23202 31,554.75 46348 80 14,794.05 GCE SUEZ SPCN ADR Symbol: GDFZY Exchange: OTC EAI: 42,071 Current yield: 4.74% lan 29,13 720.000 20.779 14,960.95 22.080 15.897 60 936.65 LT centime:44am page CNP7OOO)OO581O36ONP7OCO2O6O88 00005 02I 5 03057%04 °°1 9l6WGM00021(gle 6 of 14 CONFIDENTIAL EFTA_00132451 EFTA01274588 Account name: GHISLAINE MAXWELL sUBS UBS Strategic Advisor Your PI mandril Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL February 2015 Account number. Your assets Equities . common stock (continued) NOWA price Trade Hunter Average price Mt per share Value on Unredbed Holing ticking date of shares per share (51 Con basis (SI onFeb27M Feb 27 ft) gen or loss (S) Period Apr 22, 13 380.000 20.919 7,949.37 22.080 8,390.40 441.03 LT Jul 12, 13 215.000 20.144 4330.97 22.080 4,747.20 416.23 IT Aug 21, 13 285.003 22200 6,327.10 22.080 6292.80 -34.30 LT Aug 22. 13 140.000 22.508 3,151.20 22.080 3,091.20 -60.00 LT Aug 23, 13 240.003 22.418 5,380.51 22.080 5,299.20 -81.31 LT Security total 1,980.000 21263 42,100.10 43,718.40 1,61230 G1AXOSMITFIKUNE PLC RDA Symbol: GSK Exchange: NYSE EAI: $2,635 Current yield: 5.47% Jan 29,13 330.000 45.615 15,052.95 47.420 15,64660 595.65 LT Feb 13. 13 320.000 45.645 14,606.46 47.420 15,174.40 567.94 LT Apr 22. 13 245.000 50630 12,404.47 47.420 11,61790 -786.57 LT Jul 12, 13 120.003 52.904 6248.48 47.420 5,690.40 -658.26 LT Security total 1,015.000 47.697 48,412.36 48,131.30 -281.06 IMPERIAL TOBACCO GROUP PLC SPON ACR Symbol: ITYBY Exchange:OTC EAI: $2,073 Current yield: 4.10% Apr 25, 13 60.000 70.891 4,253.51 98.250 5,895.00 1,641.49 LT Apr 26, 13 375.003 70.792 26,547.34 98.250 36,843.75 10,296.41 LT Jul 12.13 80.000 68375 5,470.00 98.250 7,860.00 2390.00 LT Security total 515.000 70 429 36,270 85 50,598 75 14,327 90 INDIVIOR PLC SPON AD11 Symbol: INVVY Exchange: OTC Jan 29,13 103.000 9300 95797 13.455 1,385.86 427.89 LT Apr 22. 13 20.400 9.849 200.93 13.455 274.48 73.55 LT Jul 12, 13 17.600 9.829 173.00 13.455 236.81 63.81 LT Security total 141.000 9.446 1331.90 1,897.15 565.25 MN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC (Al: $2,221 Current yield: 4.77% Jan 29,13 1,660200 19.580 32,50220 17.740 29,448.40 -3,054.40 LT Apr 22.13 590.000 17,390 10,260.10 17.740 10,466.60 206.50 LT Jul 12, 13 375.000 19.219 7,207.31 17.740 6,652.50 -554.81 LT Security total 2,625.000 19.036 49,970.21 46,567.50 -3,402.71 continuednext page SONY GM 00021832 2NP70001005810361NP7000706088 00005 0215 030575004 000000 Page 7 of 14 CONFIDENTIAL EFIA_00132452 EFTA01274589 Account name: 4tUBS UBS Strategic Advisor February 2015 Friendly account runt: Account number. GHISLAINE MAXWELL Your A sandal Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase pica Trade Hurter Average prke Peke per share Vdue on Unrealized Hddrg Hddng date of shares pal SAM (5) Con basis (1) on Feb 27(1) feb 27(5) gain or loss (5) period MUNICH RE GROUP ADR Symbol: MURGY Exchange: OTC EAt 41,796 Current yield: 3.33% Jan 29,13 1,650.000 18.280 30,162.00 20.650 34,072.50 3,910.50 LT Apr 22, 13 425.000 19.544 8,306.29 20.650 8,776.25 469.96 LT Jul 12, 13 535.000 19.059 10,196.73 20.650 11,047.75 851.02 LT Security total 2,610.000 18.646 48,665 02 53,896.50 5,231.48 NESTLE S A SPONSORED AC REP5T0 REG SHS swrrz ADR Symbol: NSRGY Exchange OTC EAI: 52,052 Current yield: 2.49% Jan 29,13 570.000 70.160 39,991.20 78.145 44,542.65 4,551.45 LT Apr 22, 13 290.000 69.918 20276.22 78145 22,662.05 2,385.83 LT lul 12, 13 195.000 67.417 13,146.41 78.145 15,238.27 2,09185 LT Security total Loss.oco 69.587 73,413.83 82,442.97 9,029.14 MPPON TELEG & TEL CORP SPON ADR Symbol: NTT Exchange NYSE EAI: $1,596 Current yield: 2.32% ha 22,13 1,700.000 26.445 44,957.18 31130 52,921.00 7,963.82 LT Aug 6, 13 510.000 26309 13,417.69 31.130 15,876.30 2,458.61 LT Security total 2210.000 26.414 58374.87 68,797.30 10,422.43 NOVARTIS AG SPON ADR Symbol: 14V5 Exchange: NYSE EAI: $2,327 Current yield: 2.33% Jan 29,13 593.000 67.877 40,047.61 102.400 60,416.00 20,368.39 LT Apr 22, 13 240403 72.512 17,403.02 102.400 24,576.00 7,172.98 LT Jul 12, 13 145.000 73.450 10,650.38 102.400 14,848.00 4,197.62 LT Security total 975.000 69847 68,10101 99,840.00 31,738.99 ORKLA MA A 51-6 SPON ADR Symbol: ORKLY Exchange: OTC EAI: 41,045 Current yield: 3.28% Jan 21,14 710.000 8.052 5,717.56 7.740 5,495.40 -222.16 LT Jan 22,14 220.000 8.190 1,801.84 7.740 1,702.80 -99.04 LT Jan 23,14 315.000 8282 2,608.92 7.740 2,438.10 -170.82 LT Jan 24.14 185.000 8.147 1,507.25 7.740 1,431.90 -7535 LT Jan 27,14 135.000 8.019 1,082.58 7.740 1,044.90 -37.68 LT Jan 28,14 265.000 8.045 2,132.08 7.740 2.051 10 -80.98 LT continuednext page CNP700C0005810362NP7000205088 00005 0015 030575004 CONACGM_00021ftle of 14 CONFIDENTIAL EFTA 00132453 EFTA01274590 T UBS Strategic Advisor February 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Fi sandal Advisor: SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (conhnuezu NICha9t pace Trade Panel Average price nice pH stow Ydue on tinredlied Holdng Wang date of shares per snare (S) Cost bites(0 on Feb 27 (I) Feb 27 (S) gain Of Ions ($) period Jan 29,14 390.000 7.991 3,116.53 7.740 3,018.60 -97.93 LT Jan 30,14 245.000 7.849 1,92123 7.740 1,896.30 -26.93 LT Ian 31,14 260.003 7.878 2,048.46 7.740 2,012.40 -36.06 LT Feb 3, 14 185.000 7.794 1,441.96 7.740 1.431.90 -10.06 LT Feb 4, Id 235.003 7.671 1,80169 7.740 1,818.90 16.21 LT Feb 5,14 245.000 7.727 1,893.29 7.740 1,896.30 101 LT Feb6,14 165.000 7.561 1,247.70 7.740 1,277.10 29.40 LT Feb 7, 14 310.000 7.528 2333.87 7.740 2,399.40 6533 IT Feb 10, 14 250.000 7.609 1,902.25 7.740 1,935.00 3175 LT Sectrity total 4,115.000 7.913 32,560.21 31,850.10 -710.11 P.T. TELEKOMUNIKASI INDONESIA SPON ADA Symbol: TLK Exchange NYSE EAI: 4805 Current yield 2.59% Jan 29.13 690.000 39.442 2721625 45.100 31,119.00 3,903.75 LT RECKITT BENCKISER PLC SPON AEA Symbol: ROW Exchange: OTC (Al: 41,451 arrent yield: 2.28% Jan 29, 13 2,590.000 13.187 34,156.85 17.980 46,568.20 12,411.35 LT Apr 22,13 510.000 13.966 7,122.67 17.980 9,169.80 2,047.13 LT Jul 12,13 440.000 13.938 6,132.99 17.980 7,911.20 1,778.21 LT Security total 3,540.000 13.393 47,412.51 63,649.20 '6,236.69 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SH5 WON ADR Symbol. RDS.9 Exchange: NYSE EAI: 41,504 arrant yield: 5.52% Jan 29,13 185.000 74.585 13,798.31 Ear% 12,607.75 .1,190.56 LT Apr 22, 13 215.000 69856 14,159.06 68.150 14,652.25 493.19 LT Security total 400.000 69.893 27,957.37 27260.00 -697.37 SANOF1SPCN ACR Symbol: SNY Exchange: NYSE (Al: 31,306 anent yield: 2.24% Jan 29,13 720.000 48/54 35,103.55 48.860 35,179.20 75.65 LT Apr 22,13 275.000 52654 14,480.06 48.860 13,436.50 -1,043.% LT PA 12, 13 200.000 52.424 10,484.90 48.860 9,772.00 -712.90 LT Security total 1,195.000 50 267 60,068 51 58,387.70 -1,680.81 SONY Gluraiklalit At page CNP700:6005610363 NP7000706088 00005 MIS 030575004 000000 Pep 9 of 14 CONFIDENTIAL EFTA 0(1132454 EFTA01274591 SUBS UBS Strategic Advisor FebruarY 2015 Account name: friendly account name: Account number. GHISLAINE MAXWELL Your Amends Advisor, SCOTT STACK MATILYLE CASRIEL Your assets Equities . Common stock (continued) Purchase price/ Trade Monad Average price Price per that Value on Unrealized Hddng Haring date of sham per share (S) Con basis (5) on Feb 27(4) Feb 27($) gain or loss (I) polled SIEMENS A G SPON ADR Symbol: S1EGY Exchange: OTC EAI: 41,380 Current yield: 2.47% Jan 29,13 250.000 nano 27,527.50 111.620 27,905.00 377.50 LT Apr 22, 13 200.000 100.134 20,026.84 111.620 22,324.00 2,297.16 LT Jul 12, 13 50.000 107256 5362.83 111.620 5,581.00 218.17 LT Security total 500.000 105834 52,917. 17 55,810.00 2,892.83 SINGAPORE TELECOM LTD NEW 2006 SPON ADR Symbol: SGAPY Exchange: OTC EAI: 42,2.43 Current yield: 4.08% Jan 29,13 1,060.000 28.260 29,955 60 31.115 32,981.90 3,026.30 LT Apr 22, 13 440.000 29.820 13,121.15 31.115 13,690.60 569.45 LT Jul 12,13 265.000 30.551 8,096.17 31.115 8,24647 149.30 LT Security total 1,765.000 28.993 51,172.92 54,917.97 3,745.05 SMITHS GROUP PLC SPON ADR Symbol: SMOZY Exchange: OTC EAI: 4967 Current yield 3.43% Jan 29,13 1,245.000 19.750 24,588 75 17.920 22,310 40 -2,278.35 LT Apr 22, 13 330.000 18.685 6,16605 17.920 5,913.60 -252.45 LT security total 1,575.000 19.527 30,754.80 28,224.00 -2,530.80 STATCIL ASA SPON ADR Symbol. STO Exchange. NYSE EAI: 42,137 Current yield: 7.84% Jan 29,13 610.000 26.533 16,185.31 18.810 11,474.10 -4,711.21 LT Apr 22, 13 205.000 25.765 5,281 88 18.810 3,856.05 -1,425.83 LT Apr 22, 13 170.000 23274 3,95672 18.810 3,197/0 -759.02 LT Apr 22, 13 135.000 25.785 3,481.05 18.810 2,539.35 -941.70 LT Jui 12,13 330.000 21.423 7,069.66 18.810 6,207.30 -862.36 LT Security total 1,450.000 24.810 35,974.62 27,274.50 .8,700.12 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol. TSM Exchange: NYSE EAI: 4332 Current yield 1.63% Jan 29,13 800.000 17.800 14,24000 24.530 19,624.00 5,384.00 LT Jul 12.13 30.000 18.434 553.04 24.530 735.90 182.86 LT Security total 830.000 17.823 14,793.04 20,359.90 5,566.86 continued next page CHP700090058I0364 NP70002C6088 00005 MI5(00575004 00ifftyomoodless 10 of I4 CONFIDENTIAL EFTA_00132455 EFTA01274592 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandd Advisor: Friendly account name: SCOTT STACK MANI LYLE CASRJEL Account number. Your assets . Equities . common stock (continuo) rant att POW Trade minter Average price end per shte Yaue on unreented siddng tithing date of shares per share IR Cost basis (S) onFeb27(1) Feb 27 (4) gains loss (t) period TOTAL S.A. FRANCE SPON AOR Symbol: TOT Exchange NYSE EAl: 42245 Current yield: 4.78% Jan 29,13 460.000 54.547 25,092.04 53.630 24,669.80 •422.24 LT Apr 22, 13 510.003 46.879 23,908.70 51630 27,351.30 3,442.60 LT Jul 12, 13 100.000 50.459 5,045.96 53.630 5,363.00 317.04 LT Security total 1,070.000 50.511 54,046 70 57,384.10 3,337.40 LNILEVER NV N Y SHS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 42,039 Current yield: 2.88% Jan 29,13 930.000 40.500 37,665.00 41470 40,427.10 2,762.10 LT Apr22, 13 445.000 41.074 18,27806 43.470 19_344.15 1,066.09 LT Jul 12,13 255600 41.271 10,524.33 43.470 11,084.85 560.52 LT Security total 1,630.000 40.778 66,467.39 70,856.10 4,388.71 (1FITID OVERSEAS BK LTD SPONS ADA SINGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: 41,398 Current yield: 3.29% Jan 29,13 900.000 30.540 27,486.00 33.960 30,564.00 3,078.00 LT Apr22, 13 100.000 33.492 3,349.24 33.960 3,396.00 46.76 LT Jul 12, 13 250.000 33.180 8,295 00 33.960 8,490.00 195.00 LT Security total 1,250.000 31304 39,130.24 42,450.00 3,319.76 VODAFONE GROUP PLC SPON AEA Symbol: VOD Exchange: OTC EAI: 41,851 Current yield: 5.15% Jan 29, 13 796.294 50.164 39,945 60 34.560 27,519.92 -12,425.68 LT Apr 22. 13 2.727 54.627 148.97 34.560 94.25 -54.72 LT Jul 12, 13 239.979 54.033 12,566 80 34.560 8293.67 -4,673.13 LT Security total 1,039.000 51.070 53,061.37 35,907.84 -17,15333 ZURICH INS GROUP LTD SPON ADR Symbol: ZURVY Exchange: OTC Jan 29,13 1,050.000 28.470 29,893.50 31.970 33,568.50 3,675.00 LT Apr 22, 13 685.000 2625) 17,962.21 31.970 21,899.45 3,917.24 LT Jul 12,13 290.000 26.739 7,754.57 31.970 9,271.30 1,516.73 LT Security total 2025.000 27.472 55,630.28 64,739 25 9,10&97 Total $1,357,147.40 $1,509,00299 $151,855.59 Total estimated annual income: $49,606 SDNY GM 00021838 CW70001005810365 NF7000206088 00005 COI 5 030575004 000000 ►age 11 d 14 CONFIDENTIAL EFTA 0(1132456 EFTA01274593 *UBS U BS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL. Your financial Advisor: SCOTT STACK MANYLYLE CASRIEL February 2015 Account number: Your assets (contrived! Your total assets Pescentage of Cost Esimated Unrealzed Vaue on Feb 27(9 your account bans (5) annual inccrre (3) gain or loss (3) Cash Cash and money balances 53,060.99 3.40% 53,060.99 Equities Common stock 1509,002.09 9610% 1357,147.40 49,606.00 15135539 Total $1,562,063.98 100.00% $1,410,208.39 $49,606.00 $151,855.59 Account activity this month Date Activity Description Amount If) Deposits and other fends credited Feb20 Foreign Tax BNP PARKAS SA ADR 6.30 Reclaim Total deposit and other funds audited $630 Date Actioty Description Amount (4) Dividend ad interestincorne Taxable dividends Feb 4 Foreign VODAFONE GROUP PLC SPON ADR PAID ON 1039 565.36 Cividend CUSIP: 92857W308 Feb 5 Foreign SIEMENS A G SPON ADR AS OF 02504/15 1,874.20 Dividend CUSIP: 826197501 Feb 24 Foreign IMPERIAL TOBACCO GROUP PLC SPON ADR PAID ON 515 1,409.30 Dividend CUSIP: 453142101 Total taxable dividends $3.84826 Taxable interest Fob 6 Intonest UBS BANK USA DEPOSIT ACCOUNT AS OF 02/0915 0.19 Total taxable interest $0.19 Total dividend and interest income 93,849.05 Date ActbIty Description Amount CO Fees Feb 4 Fee VODAFONE GROUP PLC SPON ADR -1559 Feb 13 Fee SIEMENS A G SPON ADR -10.00 Total fees 425.59 Date Mikity Descdption Amauni (S) Other funds debited Feb 5 Foreign Tax SIEMENS A G SPON ADR AS OF 02icwis -494.35 Withheld continued newt page CNP70009005810366NP70CO205088 000050215 030575004 COMONY_GM_0002%9 12 of 14 CONFIDENTIAL EFTA_00I 32457 EFTA01274594 T UBS Strategic Advisor February 2015 Account name: hlendly account name: Account number. CHISLAINE MAXWELL Your Ill nandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (contelvec) Date Actively Cur Vann Amount (1) Other funds debited (continued) Feb 17 Foreign Tax SAWA SPCN ADR As OF 090914 21.94 Withheld Total other funds debited 447241 Investment transactions For more information about the priedwin shown for restricted acuities, see important ifirormatoo ASO your statement at the end of this 'tamest. Proceeds flan Funds investment withdrawn la Accrued Date ActKily DescOption Quantity vdve (t) Pike CO tonality,' (I) investments [mold (5) interest (5) Feb 12 Sold ROCHE FILOG LTD SPONS ACR swaz ADR -1,400.000 33.067142 46,292.98 CUM): 771195104 Total 54629298 Date Activity oescriphon Arrount (I) Money balance activities Ian 30 Balance forward $3A10.66 Feb 5 Deposit UBS BANK USA DEPOSIT ACCOUNT 549.77 Feb6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/05/15 0.19 Feb6 Deptait UBS BANK USA DEPOSIT ACCOUNT 1379 85 Feb 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 46292.98 Feb 17 Withdrawal UB5 BANK USA DEPOSIT ACCOUNT 45 OF 02/13115 -10.00 Feb 18 Deposit UBS DANK USA DEPOSIT ACCOUNT 21.94 Feb 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 6.30 Feb25 Deposit 085 DANK USA DEPOSIT ACCOUNT 1,409.30 Feb 27 Closing UBS Bank USA Deposit Account $53,060.99 The UBS Bait. USA Cepant ACCOUlt is your primary sweep colon SONY GM 00021838 Cale700C0005810367NP7003206088 00005 02 15 030575004 000000 Page 13 of 14 CONFIDENTIAL EFTA_00132458 EFTA01274595 *UBS Account name: GHIS.LAINE MAXWELL UBS Strategic Advisor Your II vandal Advisor: Friendly account name: SCOTT STACK MANY LYLE CASRIEL Cebriklry 7015 Account number: Realized gains and losses The estimated realized gam and losses s town below are not for tac purposes. Please rate that gain or loss informaron We mai not agust ga ns and losses Ice al taxa chawets. We autcmaucay adjust cost basis for recognized on the Sae Of reCkWptiOn of cenaln Structured PrOduCtS, Ike Contingent Dett Securities. raw a tak.ekerret and AMT coupon municipa sec unites lot (-AMMO anonizauon 0mndwenrens aid rot accreted Oil) ad nag, and not <vita, gain of loss. Please check wan your tax tchisor. To calcd ale gain and tosses. we for sectaints issued at a CISCcunt g you iegsesledt hat VIES aluSt cost baps lot the D0'4 premium arronzation on liquidate t he d dest security lot first. This is known as the first.'rt lint out of FO accounting method We use tootle debt sec unties then cost bats reflect KJ for these securities has been adjusted Estimates in the Unclouded Ihn met bad unless you specified whit h lar Ice to close when you paced your order. This is known as a 'emus stdion can nce be classified as short term of tong torn tee ewe inform sbon is rrisung or the product is one in which purchases or VSP order. See important information about your statement as the end of thisdocument for more the Esa Moss calculation is no provided Long-term capital gains and losses Wir,h sale Otiariny or Purchase Sae Sae Cost Cog baSis Security accretion Method face saw date date amount (S) basis (El adjtelrneM(S) las (S1 Gain (S) ROCHE HMG LTD SRONS Apt SWiTZ ADR FIFO 1,100000 tan 29, 13 Feb09, IS 36,373 C6 30,299.50 6073 56 pH) 300.000 Apr 22, 13 Feb09, 15 9,919.92 9,080.31 839.61 Total $46392.98 $39,379.81 $6,913.17 Net long-tern, capital gains or losses $6,913.17 Net capital gains/losses: $6.913.17 CNP7e0C0309310368NP70CO205088 00005 0215 030575004 000apitGito00211m, 14 of 14 End of statement for account number CONFIDENTIAL EFTA_00132459 EFTA01274596 Important information about your statement 1185 FhancialSetvian Inc Ow Fin a USK riniricialSerion). The Fano- (aid tole int tit= cox nu' ocetparr ni holler on the books aid records of the antral* caw or eneethaes —sou nay Paine householleg by ding your Is a mentor of al prorpal sentry. cawnodey aid gams will often ary tea prorrpny trader sacra Frouth Aiwa achieves UBSF irtawal *vac and tinBankVA ay indied frubtaliris of u8S AG and /Niro% of uBS Sorkin Please thee at checks p with, b the Furor the lanai • Conan tentornen contexts or mond ',tarns (o 9. Friona/ mum nano U.0 metrics ataxia sweet it rattle won rep= visit =rated on the front of this staiernent haddtia, 'mad prowshws aid petite plawents) that arena Therrien* annum nano reacts narration tea sou the fan's execrate offices iwe a to regular accotht fen. axard may be arbae0 to legislated =Of the *vibes Act of 1933. and motel ai the Firm's one= wars webste It is mananaco ler. Marge: Its Utepayrent far tearrite: custoinizable •thasumo• choyen by you to au you wth U3S Tetrad Smarts ourtharn and olwrats for u-pad nuns I =ft =cults • Conwothes own= to 9 . forays orchanso and your recteekeryang It has no legal afoot on sour noun 1200 Haber Br/Award Amounts to are Vats, mud 10 oboe netarcns may be predousnas contractt nclAng Waxes commas and You on Owl= tov FrealOy atOalt flaws. throuth Mae %taw.*en NI 07086 sada to a bane lee cemnxidAY option contacts *moo of *eructing war ironer Ackbor. 1116 StatIelent acreages.* maid[tattooed of )our UPS UPS Sweep °palm The SSC protection rid the paplorramta protenon do not Account eventiow Finanaal Senores account Other records. except ofloal tar U8S diets °plc= for sweeprapara babrcei bar-Kest. app/ to these assets then if they Othenwee apnea wr • veld of sour fttounrpoen*, Na of assets and docueterts. contanng coating dau should nix be abed bank &posts at MSS Sat USA IndISS AG Su tam brad. swam= The SSC prated= rod the Apenninea lie ilnp upon if you Wow Mort 6 an *MX a antral. plea. ark Swop hoard. many chard maul finds Nona prate:ton do rot bra= again thong., to the note • AZOIS Ilbaltki :walk* coa baron wary la repot n swrityliately n wring to thelarch Madar of the Fixds) arid the haat:Waal Depose Accotrit cOMfor vats d yov twesanints fithether a a Faun of mater r mhos 'minty (el rid Gkball-me Dewitt unmated oncesewing your aanium customers win a manaiona Aerate Matigernent ha'Aruptcy or otherroese) mats to market and obtan ascot elOt held by the Fan ACCOur4 Swarth the Bak Sweep raglans. can Wanes Does not nctideunpriad sowiltelassets a doe enl01 the Albasgh alFrio Ix= are intended b be atone re swept so tAIS Bark USA IS to al eslabIlhed LW and More Wormaon eaaliblergm requeo You may obtan pron andthroe starred pooch a Pada h 451TX4IS. stairtent daa Todd rot be used for tar puposes keg then to 18514 Standard Branch, a a May Fund Digests more inorrnathn g the SPC Broths* united trod vales aid wad= le nod options solely on yediend to tam 0e.. Fora 1099. SOB. I0+25. at LOS Bak USA are FOC routed n accordance with FD1: by runway SPC at co breathy tie SP( • bathos Wades dbt ba131/15. OUISUACINmrgn tic) then peeping sour to "turn thief no is aiutyd by rules For now donnas= pane .,,it www We go. "debate atone six all loan. credit Int sheet accoum banes Ian to (eon to the PS al mob **rands. reponale non Dothan a U95 AG Seated Dranth ad awes d Mena • CaM710/*/ baicen Toes of war-vested avaiable cat WO* dviands ad oath dead tamed on swamies Folds arenor nsuted by the FDC. Dieid.nd phvemmntPrograt OFIPI het:laps ;Court, net proceeds On tae tranUctra, ad broncos. pko 165 Bat USA 6thoth balathr. UBS AG these= abeCal dal thecae pnce You may °bean the Swath:IMarch depose balances aid nxnamatie mAtul cost baconwith weed Hainan Through the DA. sealable to cabalism so newt to noeleta 'ran your hianoal Adeoor Only whole shays I end Sweep Drexel al the close of the Stalneent proud deposit accounts a 10$ AG NewYork Bra= ad US'S /4 are poniard inlet CAP, partial ties the be toll and me Hai:Damp:J*55w oath Da Wins n yOS %COMM Anna Communicellona with the Firm Carman Bonn. Thea deposits Pee Fice rovel by X* f DK cash we be decosixd n sots accoutre tedvidad segrepaed from otha bathos arid the Firrimay use tut of • Neale tO.C.C.Ofirttl aly Ofd 0:0VTUICater6 •1miuig to Ilalytais hell if the 10$ AG Cap= Brad. ay =parity renyeslnere prKe tippled by the issuer ma/ dee from the ..posed so the there= ri-V of theCarnal Want and these ftrds n the ode's* cora of Mausnns these funds furrier proton your nfritt =bay you* rigid undo Ow resist ciijett Mid. the pania than an sold are payabie upon yea demand Thei Mal IrKbded a the Soda es Wane Protect= Act (SPA) there h m quaratee or other °bigot= of LISS A6 to tern the barn thee on the IS Capnws BraCh'S boca.s. arras NSW doseg value Cus • if /he ftwthal ascii/von on the top kft a the arm of this Only Mole units may be hold in yrs axotnt Syrree Lending infematiwt lalernmt is not tAIS FitIOCISSINCin, UPS inning Deposits SUES Bat USA ad eachORS AG Brach TOW entithl to 'paha the al are= °lab/Wend parent or procoed by SPC Many Fund shies are protected by SPC fa detak4 erlarnalon on thee rriV> lento) a/CO-viand Stakescaries your account as clearkg tether by ~wife, **Firm wil ether sal partialthis,make price diclortsmi, Ma to ythr Cam eataberrip Agnomen or arangement with the reacated nnuton We Intoned See 'IBS Poland Sev[es Account leotenion- below a ()WO an nun &wowed by a registered dare/ ACOCUlt Ageernent aid the General Taws ass Conditions sou of urn fatalitp ram you owed this =tont in agency, and at= yov account la= your recUo2 batarces n to Oa* Sweep Programs or US$ Stara= of 0€04 Prato,nab* a Agreements this cafe sou finds and work id are noted a UBS eaDearth a Isoue rthytheiona ernes Frunoal Sanas aid not the droducrig baler. ad you DA may be valWas ad gores of a Money Fund maybe Intrestmentablealves must mare a repot of ay eta aortas= to Iwth en Nu-Cad, awl the;moods returned to you et you' the MVS1/11elllobraves anent prof ik are speck to each teraile% aannl Your an KOTirll NW mot way Whiten neat Ode the Inn YDS Stateritent telnatISentiteS and Other assets held n All =Our, StaWrence Shall be deemed COMplete and anti= sung of any natant dowe h your fnanor ruiner ntonto. tout &tattle sweep opium. =rang the amour a the aid of the salantot period YOU Wei acarare d not °bp:tento n nottrg =he 60 days stuatOn or iletRIN/4 CorCtiVe; For each accord hell for rthitay of lutapaid ramekin atr ay tone You may anent nine% rates ad yields. as.ebb* at you 0005e One of the f0 bwrg trgeStillerd ObitClatS wave SW, Iron you tnacWlwtrior Cr bY recede searaw used a loan collated ate Pa/09.44inn • Please direct cutlemer °mob to the fmr: • Arden Cunene node Imestnientsseeldna dye balanceire on them My $4./011itS tranvia= the Cl relent ac or tollfret catIn3 generation of ',come only dans the softeners period are lira a nuna whoa of al 00 A lat tobwPM t Wiley • Adie*CepsWaPple04006 tweOrrents544ing Torah the eat of the stared penal thnuyt Ind/. a In rang tO t85Fano,' StIVCS he. UBS Irwerniel Sa uk*.nowt protection The Finn kat...TOM of the Ware% Nene PtOlOCriOn of penCpal raise than:re grelatOn of Mere • Cost basic ki dettannng theon basis of the senates Clint Retrials Doparrent PO Box 766 Unon City NI • prearce Combetabon or income and ChurriaPPerurrh Cotorahref (WO. whoth protects 560/1116 accounts of es added n this statement vitae edLited vat the 07037 therstawnts wok ng both le gerwaion of MOM /10 cxertas too lo 1500000 (=ban; 1250.000 for darns for number ' UBS Feurdat Swooshes meted on <the the 5PC sae varmestinsi *Ph10 all accounts 9"00.th d PrnaPal iniconalion °Waned frail sources other the 10$ • n case of masts thatons about an ekcoonic kinds Firtwor %VCRS. neudng nfamapn Iran Mohr lit transit.' (7T1 hi SV6tdcio'n card tha wo hod n a partafa" *sooty the Fret together wth cacao aldates. ha also I/unhand Conan risk paha or that you may ha. piptikki 10 $01incur Athaa tranacoms, call or nrce to LOS Friancal • COnaniete Seeks lo ',tannin heist pri*at vat, how The Filth does not nairendenily way or guarantee the Sanas ht. IOW Haber Ind 60 Ilea, Water..et N) siapionontat cancan the manna afloat payable to all Nigh* dons. colacteoltunla this protonion 6 SSW rah and rotaMyth the =ant oat eon it That mere axvacy a vaida of ay Marna= provided by sources 07086. Ann INW8SA SereCe: the =oat does not nenerate. %WITCO! income of otter to totalisator SerrOS millon as of Deceits* W. 2013 Mornsold myna keep pea yeah inl LOCO Cal a wrote as soon as you can. f ?thank Kw • AlbSeJi 1Vling m X.0411 Som.rit. tO Frndpal awl In addnen ShoujhUSS Fnathal Sada seaway stawnem or tea= 6 YVON a If you need rrore Sub= to the policy arditiorn and thoutoni cart at the Fes 6 FunhEr paced Fix up io SI 9 mil= ti the tolerate sointhareityn sod higher Mani updates this carman= as e 6 moved the Fen does not manna= Lour aerate on the Yarn= or react othide any accretion that the af(match saner Cost The Fnn a Card Mute (as cep lOble) mutt heat Iran sou ani egre fa al sour accords n a rota, capaca • AnceSla.e Wring to axial hgh risk to anoint ant hgh Kfut mpyol the potty =dog 6 sirsktair WO Mgin totality to swinish rams the tine base ad -lidealital gaivbst" is =gaud the die no Off tha 60 days alter the Cm, Sent you the fest of this 92401011 AS suet, Saw do not rely on "14 Carry=on othith the era or probe= apered miceInSirin to rake curchthe a sae decision Iota - Frodirl• sou nant awl now antra ang The SPC prOleCten aid the ttappleinental protecicn both do Statement lwasehokling" not SPIT to We nayconsolidate al relied amen StatenlentS Mal the purposes a otherwise =aunt trantated to the Fern - Describe the error or the ranter sou are owe afar mayreflect stardom Marna= oily kr tie scrod wthan as deray as you On dry you Wed 4 is al • C truth=awl 16%4S controlled by (and MAASS n yCAr sant =ass n tie =waterloo. ACODultirroy be n1 ed &man yam) but held away from10$ Finscial Seem fa this snow beam they hare wren vao ain Marin time they ay held a the Fim Morehinornal Haman:a error or era you need more nlanolon cri be added by perFinthar Acted.% - ProAde the dolor amount of the stnpecod MCC Ceg. man (lc= aUBS Bat Inc=a 1165 AG ant amount rilaionshpstahOtere. dents at the same Stanford train+. On mane ponds raided *nth," address the pranced know, al 'thisseradng • d you area les. ad Minns of mutual lads =tee soh peels to reath Indiana flittrntOt,INI/td n Week • Unedited paimrb th Nhm data 6 aralablo shares re tog eared &Kirundi. nine of the afoul eamated umealtw Oan9Iisse5 are CaCcial(4 foe SDNY_GM_00021840 CONFIDENTIAL EFTA_00I 32460 EFTA01274597 Important information about your statement (Con Untied) Miatialsearity kw the fl ea:liondata fa Mamba - Thad party *stirred vibes may be reflected as 'Not noire of =anis at the troker-dear hottingmutual ACCOult am rflidlOred mace mats a LOSS Fnaxial Services lot mayor ma, not ref km conmissans chages ace priced' n sewed saran when an ittlepentent lads of Mat had laniV M sewmy reoisuncalat, moms DrIfend terl other valuation IT Ids not %poled cc 6 unable IS assign - m aka ion to comnsvonS teemed n ornection wen terrorism lots and systomutio pods. lots at oath value when we Damao awn Mal a rniOnli evert ha the dorbution of aviaryaro= ad wit yea $91311110 is a review...0 smitemar of visa orttmed to dispay one weaned lot the • trade dae created tha may calla creviyusly reporied vat* no wo b,•ac Matt unit to our dents we ands our tern coal LEK Wa Sognabre reed cads ad MG Wa cobra, piestats the *Simi Magri co Vardar CpUbSIOn. a +Monroe)? nand be hgry mecutatre ark* races* mere* Mang <O'Meara:0 km din cads at issued by USS Bak USA weh matnoson from duo to coo naus. of the :tarty Marfa( coo narrancocompauts indemnity the v ea u S A torparauxi • Gleba* korkint Porch and preferred nook thai Me - Men !skim an Muer rent wow a sponsor awry contacts atilass of Ma instancenormal:Ps issuer cant for estyradercnonml best/Wad email* inflated warned a 1,rdpagy est Maud oh* is or sponsors 04 the urn lloniffbell WOOS we &Astute UBS Financial Senres Inc P4v 201407 by lot tom anon 8A skunk-sof that oar held now provided the Mut of the ratty wA bediliatni ton - Ott /Mimes also rake trading coma/Issas an1 other name a n nom:rename for o.s claws Cat fern As piths•• pna compassion from mina had, aid mkt axe 'Mammal is oared loom thrd palm aid iis roar, - 'Dittrbaiorn to Aso' mar Mawr Man of GAAS. Coocalits *taw For:bats we dist butt, is not skimmed Othe call leases nay Bost Mich racer* a both - We trate as &mai tee tarn LBSSaili USA ad UBS could affect mkt compkte Mama Ion war be goaded • 00344 uno sew' re:resents.Me natalobeying price AG Marked Brach 01up to 12$ per account upon reCue0 per oat a-.5 may not rifled you cos bath swotting to to banks wok, tee IBS Bra Sweep Program • Cerrircatos of deposit (CDs) CDs ate FIX mad opt • ItlyStriCted nebritin Restricted senates ;merry are $293.000 si atonal and Saud fetter pa depositor not away agiae for p.014 Salo IRS Inaxia Strna*1 ASA" and per climmory imitation rt accordasa with iDe: Wes the matte price of Ma inntsuidod nod( of Ow sane infoonaten rasurdng catmint" ad other charges nibs atonal mutedwar for the retard ma Pr roared annemon miti the meorlon ot wages YAWN purposes of and safes.tit ohif To the cairn area (Oen Valsactons has been educted co conlinnrons • trip/value roes doplawd fa YKUnaes aid Otte ter cted seurnel it ebible for sale. Me NW imelnd promutty frothed ayou. and wit be proticktf to you produces may by!who, a lower that Yep price that you may be wintantity less man the impend nitre thoen pomp* on Nary YrOUI2 a3ually reCeve in the make; PrCeS are atoned from vanXiS tad party sources rah wetermto to • Est. Imairnatod) ncaa, arreatyitlds and rata. An Short selling reline, but we do not gamma eel' ataxy tstinato 01 aw,S name is based on amen, canker it you asengaged in Ton se4hp a warily you may cos a - Wo gorsoraly use sew dosng pm* when sealable a ten and ninon ram, waning tee rarities will be hold lot Mate** to canon borrowing cosis la teal talons Mee', a IM bid aid ask Aces Ice Iasi] WIC** and one yea from siaement date or vita marry This 920X4y optscis OF on bd pros I or OTC sort es estimate is on a grating accuracy and antnued - Lac aaveli bated wanes maybe rate tang a ocome se no marked Open Orden ratan model a Moms; mean pia we aboard - E4 rated arnual Mame and amen yield for Cerlan RO9rdio2 (Oen selled • orders that were not ridmayor ret lea an action maltA prix or WM IWO'S°, *cokes mold induct* a rettrn of drincloa or 0090;ted by the gd date open buy ald sell Step - C enan porton may £pea YnalCut Apo:band sill Gnat gam n nOkt, 014.the tit Wane (aid come orders are reduced by Me annum of Widest or rghis show a force ens not mailable' II we at talkie to yeld)would be °remised an ow &Windsor armies date ram nonfood athwart* obtan a pone for a security - Estimated antra exome aid Nan{ *al aid the by you You ae rettornble for orders that are executed dr - Down or smiles denominate." n artatoes other actua 0.00a4 and veld mght be lower or hgher thm to your fakir to cancel exorg open orders Mn u S dollars are reflected a the wdubgerat as of the ni -noted morns the slatarrent date - An tritinate ol inroolgal worn.(dvidind ander Tax withaditg en faserbsitiono fume UK Pinatas' - For attar' 'entities vadeg n non-can:4min mewl) laded by the &real maket variant Sento IRAs deromnatnew. pce and quality dace vane) may ha* b3131CaelalSed CO the LW dirobid or mired itarsal tar tarr tenures LOS filarial Services to withhold been Mg-Medea frigate propevauson pogrom made byte tom and assures cur Moro tat from pa la/Skim elfstnbicen tut you may To obtain Cumin: rertran. Wan eatable. areas yos seam WsMoors MI be hold fa one you Mon the dm not Ion** Kano la* wehholi or instead. you nay Fraancrl 44, 6or statement dm, or torn-worry Anoxia and Nees to have la( writeld a brae a ri a Mad anoint at conthred mid ae not warner you choose Yes Moon ea Wain n effectuntirewind • Mena Invostrrenla tend Muddied products. Pneate by you You may mock* your election a ny lino by m.tog Mamma seaman Cnotning dire, pairmaion • Arra not held by has Binomial Snake Conan a nen Owen If you do non haw *much name tat prOtyall aid real our onamem tan rooms/ aid asset', le cot held byte km ad not with' the Inns wettn44.11r011 'Our dariautiOnS. yOu maybe remomble la Waived produas se gnWaly hghly MSG d Celan possession or anvol rhea assets at comtkod on your the prior of klittttallat. YOu rnaynarptnaldS d the disarm Koala s tare nor brem roadored wen the stakown for inionnatonal proses one Positionsad anoints *AM..] and yda estimated tat paininis se not Seatoes and &Oat+ Carywnsion a under any state yam premed are prosiled by the swig Min IRS Olual to yOu'ixobliprioi statutes tams We provide esimaed sakes la abate f 'sancta Sindon n not corona,* kr this idormann Mennen SectinteS and stoats produces for and does net gine* es dowry these assets Zeno, Privacy Marna coalpumom only Acanacye rot 9onolool protected by SVC or MO Fern's Supplemental Sat To obtain a cony of or arced Cane hasty Nair Ira* - the* vattes maydiffer sthstantany Man VICK day conaga anion, yam F natal Advisor arrow waterer Y. at ends fl oat, mostrnere securty a endued awry wat <monocracy promo maybe naught a sold aid do not nets:ally • Revenue dialing and addklonalcenmentaden. worn, the war you may Naar uPan 'Written - m additnn to caninissom on sales awl I 2b.1 hes IOSFinaxialSawees 6 rot a bat the NM. Fumes - BIM prty ',SIMMS of Yak are as of a anan Ore wowed in connects" with the data:Non of masa SOVCOSAaotot BSA and MIA aebraerage a0XuntS aid re molted to UtS Sward Sonars on a regulb funds to or chants we mdice our Striae rare vtilm provide access to bat rep services and produces bass by an ereperrent oration km Meru* Marna papitnu from doubutors ardor though anzgenients with affilatel bilks rd other thid mew, royal PaTar Cespcosor Sowed wart if 'Orson of the otnual kinds Mat we sell Motto partybalks. and Fordo; across to barrio and amity my. ate wiled to tieFrm by the mom general assorts ae bared on two different comporonts fJ prod.laS iszed bysnailnoted Minitarty Moan" painer a sponsor and may be Obraled based en the mount 01 saksby uBS of a OMICULWrfuluil lund conmams through man agency lubstaa es of utS allarent Mornation from that used by thtd pries to !inlay to ow dens. ad SI, Me me wake of a Malden Savo.% IX dente thee estiroted Yarn pamilr maul 1tnd fanet "wet heal a the I ivn - You cal cbtarn al:InKtud ittormato regaling the - We aid cu alfAre *xi image retworkng and irreprnast. mutate aid amuly products rrottodology used to Onetime the tweak of venue onmtmprocesong lees n mrtskiaton for transfer Pat IDC hind • No bank summer May Ion vain and it* dace of the hfonn.von that Is the ban fa Me agent sakes that we proud* to the ri tual funds mann Mat-mond your Acacia Adisor Thew foot genet" at pad Iran loonier arts n the teA& ReSOLIO2PAziaordni Acosta. Burins Smack mutual hod rd at a tied doll? Snarl based on the ACCOMII BSA. Iltela and ntemabona Resource Mmagerrent SDNY_GM00021841 CONFIDENTIAL EFT' 00132461 EFTA01274598 UBS Financial Services Inc UBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 March 2015 Cm7CO55764610315X1 Yr 0 NEW YORK NY Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call your Finarog Advisor or the Value of your account RMA ResourceUne at 800-RMA-1000. on February 27 (S) On march 31(3) account Y0ur assets 1,562,063.98 1,511,538.09 %tour website: Your liabilities 0.00 O.00 www.ubs.comifinancialservues Value of your account 11,562,063.98 $1,511,538,09 Sources of your account growth Tracking the value of your account duriag 3015 V.Sue of your account S Thousands at year end 2014 $1,469A81.00 Net deposits and 1,562.1 1,511.5 -32,611.37 1,469.5 inrithdratirals • Your nveStrnent return. Dividend and interest income 38,667.85 Change in inalkot vat* 136,000 61 Value of your account on Mar 31, 3015 $1,511531.09 Dec 2014 Feb 2015 Mar 2015 SDNY GM 00021842 Member SIPC CuPa0o0;006576461 Nr.7000304051 00005 0315 030575004 100000 Page 1 of 14 CONFIDENTIAL EFTA_00132462 EFTA01274599 SUBS UBS Strategic Advisor March 2015 Account name: Friendly account name: Account number: YourKnancid Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of March 31 (S) your account 3.67% • Cash and money balances may include A Cash and money balances 55,404.37 Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances. UBS AG Stamford Branch deposit account balances and money market C Equities 1,456,133.72 96.33% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Corrrnodities 0.00 000% G Other 0.00 000% Total assets 11,511,538.09 100.00% Value of your account $1,511,538.09 Eye on the markets Percentage change Index March 2015 Year to date S&P 500 -1.58% 0.95% Russell 3000 -1.02% 1.80% MSC - Europe, Australia & Far East -1.43% 5.00% Barclays Capital U.S. Aggregate Bond Index 0.46% 1.61% Interest rates on March 31, 2015 3-month Treasury bills: 0.03% One-month LIBOR: 0.18% CNP70303006576462 NP7000304051 00035 0315 030575004 VI 235725.50 10alikeGM5021ftse 2 of 14 CONFIDENTIAL EFTA_00132463 EFTA01274600 Account name: . i. Your Finandd Adviser: UBS Strategic Advisor *DUBS March 2015 friendly account Account number.name:_ SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported teicw exclude products for which gans and loses are no classified March 2015 01 rear to date (1) Realized gains and losses Unrealized Opening account value $1,562,063.98 $1,469,481.00 March2015(1) Year to date (5) gains and losses CS/ Deposits, including investments transferred in 0.00 6.30 Long term 000 6,913.17 98,986 35 Withdrawals and fees, including investments transferred cut -146.46 -2,617.67 Cash activity summary See Account &Inky Rut month for dela is sciences in your Sweep OpilPro are includedin the openng and Dividend and interest income 2,489.84 8,667.85 ClOSing beams vale. FDIC insurance applleS only 10 demiAts a U85 Bank USA, nOt to deposes at U85 AG, Starriord Eranch or bank deposits placed through the UBS mu-mamma Depose Account progarn. SIPC Change in market value -52,869.27 36,000.61 protection spokes to money morsel sweep tuna hddirgs but rot bank deposits. Steimportant inSottnetsen about your statement on the tact two panes d this document for wars. Closing account value $1,511,538.09 $1,511,538.09 march 2015 IA Year to date (S) Opening balances $53,060.99 $3,054.91 Dividend and interest income earned Additions For con:roses of ins statement, taiabdy of 'nines] ant 'intim° income has been determined from a Lt5 Deposits and other funds credited 0.00 6.30 tar repotting perspirdine. Baird upon the residence of the account holder, account type, or product twat, some interest ardor deidend payments mat not be subiect to United States (UA ardor Puerto Rico (FR) Dividend aid interest income 2,48984 8,667 85 Income tarts. The rent monthly statement d not intended to ce used and camps be reeked upon for lac purposes. Clients should refer to the applcaale tar reporting forms they recent. Iran 185 annually, such as Proceeds from investment transactions 0.00 46,292.98 the forms 1099 and me Rams 480, fa lair rePahn9 information it is the peace Of U85 to tile tht typricatle tar reporting forms with the US internN Revenue sencce and PR Treasury Department. and in Total additions $2,489.84 $54,967.13 sue h Tonto accurately (Leafy chicknct area Interest aster exerrpt or taxable income. Pleat consult your indgdual tax Plenary Subtractions March 2015 (V Year to date (I) Professional management fees and related services 0.00 -1,811.69 Taxable dividends 2,488 78 8,666 60 Other fees -14 55 -80.79 Taxable interest 1 06 1.25 Other funds debited -131 91 -725.19 Total current year $2,489.84 $8,667.85 Total subtractions -$146.46 -$2,617.67 Total dividend & interest $2A89.84 $8,667.85 Net cash flow $2,343.38 $52,349.46 Closing balances $55,404.37 $55,404.37 SDNY GM 00021844 CelP7C007005576463 NV7003304051 00035 MIS 030579004 locOce Pag• 3 of Id CONFIDENTIAL EFTA_00132464 EFTA01274601 Account name: GHIKAINE MAXWELL Your Ii sandal Advisor: UBS UBS Strategic Advisor March 2015 Friendly account name: Account number: SCOTT STACK MAMLYLE CASRIEL Withholdings and tax summary March 2015 (1) Year to date (S) Foreign taxes paid -131.91 -740.83 Prior year(s) adjustment 0.00 21.94 Total withholdings and taxes 4131.91 4718.89 UBS Bank USA Deposit Account APY Interest period Feb 6 - Mar 5 Opening UBS Bank USA Deposit balance Feb 6 $3,960.62 Closing UBS Bank USA Deposit balance Mar 5 $53,062.05 Number of days in interest period 28 Average daily balance 1A0,520 71 Interest earned $ I 06 Annual percentage yield earned 0.03% Your investment objectives: You have identified the following investment objectives for this account tf you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the alternabve investment objectives in important information about your statement at the end of this document Your cetera objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility conaderatvon • None selected Your account instructions • Your account cost bass default closing method is pro, First In, First Out. CNP70003306576464 NI•70C0304051 00005 0315 030575004 Y123572550 lOW#teGivi0002434St 4 of 14 CONFIDENTIAL EFTA_00I 32465 EFTA01274602 SUBS GtillAINE MAXWELL UBS Strategic Advisor Account name: Your PI nandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL Mardi 2015 Account number. Your assets Sane PnCes, inconle and current vaueSShOan may be Epp,Oannale. AS a intl. Ord andlOsses may nol be accurately refkcled. Set Aportant intosertabon about your statement a the end of tats dxurneM for role information. Cash Cash and money balances Cash and money balances may include avalade cash balances, UBS Bank USA deport account balances, UBS AG Stanford Branch depout account balances and money market mutual fund sweep baiances UBS Bank USA deposit account balances are insured by the FDIC vAlhn applicable limits, but are not potected by SIPC UBS AG Stanford Branch deposit sec oum balances am not insured by FDIC and are not protected by SIPC Money market sweep batances are protected by SSC but are not insured by the FCC. See the Important information about your statement at the end of this cbctrnent for details about those balances. Opertngbdance Closing telaxe ence per share Average Putt/endInterest Days Hddng on Ma 1 (S) on Mar 31 en on Mil 31 (1) rate period period Cep ritual (5) Cash 0.00 539.40 MS BANK USA DEP ACCT 51060 99 54,864 97 250,000.00 Total 553,060.99 $5540437 Equities Common stock Purchase pricer Trade kunber Average price PliCe Per shse Value on uneven:ad Hold og Siddng date of shares Per shaft (5) Cost basis (V al Mar 3t pp Mar 31 (5) gain or loss (I) period MB LTD SPONADR Symbol. ABB Exchange: NYSE EAI: 9847 Current yield 2.71% Jan 29,13 825.000 21.573 17,797 89 21.170 17,465 25 -332.64 LT Apr 22, 13 650.003 21 211 13,787 IS 21. 170 13,760 50 -26.65 LT Security total 1,475.003 21.414 31 ,585.04 31225 75 -359.29 ASTBAZENECA PLC WON 4CR Symbol AZN Exchange. NYSE EAI: 41,015 Curent yield. 4.06% tan 29, 13 210.003 50 130 10,527 30 68.430 14,370 30 3,84100 LT Apr 22. 13 85.003 51 335 4,363 53 68.430 5,816.55 1.453.02 LT NA 12,13 70.003 49 441 3,46092 68.430 4,79010 1,329 18 LT Security total 365.030 50_279 18,351.75 24,976.95 6,625.20 continued next page SDNY GM 00021846 CHP7000?305576465 N77003304051 OCCOS 0315 030575004 1=00 Page S of 14 CONFIDENTIAL EFTA_00132466 EFTA01274603 t;It UBS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor, Friendly account name: SCOTT STACK MANLYLE CASRIEL March 2015 Account number. Your assets . Equities common stock (continued) Purchase pace/ Trade Norton Average price Pirke per shire Vdue on Unieanzed Hddng I4ddng date of therm per share (3) Cod basis (1) on Mar 31 (3) Mat 31 (S) gain or Ion (I) wind ME SYSTEMS PLC SPON ACEI Symbol: BAESY Exchange. OTC EAI: 11,234 Current yield:3.99% Jan 29,13 1,000.000 22.160 22,160.00 30.955 30,955.00 8,795.00 LT BAYER A G WON ADR Symbol. BAYRY Exchange: OTC EAI: 1517 Current yield 1.40% Jan 29,13 200.000 99.560 19,912.00 150.265 30,053.00 10,141.00 LT Apr 22, 13 45.000 101.760 4,579.20 150.265 6,761.92 2,182.72 LT Security total 245000 99.964 24,491.20 36,814.92 12,323.72 BHP BILLITON LTD SPON ADR Symbol: BHP Exchange: NYSE EAI: 11,079 Current yield. 5.34% Jan 29,13 320.000 78.520 25,126.50 46.470 14,870.40 -10256.10 LT Apr 22, 13 30.000 61865 1,915.95 46.470 1,394.10 -521.85 LT lul 12, 13 85.000 61.002 5.18523 46.470 3,949.95 -1.235.28 LT Security total 435.000 74.087 32,227.68 20,214.45 -12,013.23 BRMSH AMER TOBACCO PLC GB SPON Apt Symbol: Bit Exchange: AMEX EAI: 32,726 Current yield: 4.45% Jan 29,13 340.000 104.097 35,393.08 103.770 35,281.80 •111.28 LT Apr 22, 13 150.000 107325 16,098.78 103.770 15,565.50 -533.28 LT Jul 12,13 100.000 105.544 10,554.44 103.770 10,377.00 •177.44 LT Security total 590.000 105.163 62,046.30 61,224.30 -822.00 CEUTSCFE TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al: 12,763 Current yield: 3.55% Sep 16.13 1275.000 13387 17,069.45 18.235 23249.63 6.180.18 LT Sep 17, 13 1,150.000 13359 15,362 85 18.235 20,970.25 5,607.40 LT Sep 18, 13 990.000 13393 13,259.17 18.235 18,052.65 4,793.48 LT Oct 10, 13 855000 15.481 13236.68 18.235 15,590.93 2354.25 LT Security total 4,270.000 13801 58,928.15 77,863.45 18,93531 CEUTSCI-E POST AG SPON ADA Symbol: DPSGY Exchange: OTC EAI: $1,451 Current yield:3.41% Jan 29,13 640.000 23.900 15,296 00 31.320 20,044.80 4,748.80 LT Apr 22, 13 720.000 22.581 16,25675 31.320 22,550.40 6,291.65 LT Security total 1360.000 23202 31,554.75 42,595.20 11,040.45 continued next page CNP700030C6576466NP700030405100005 0315 030575004 Y123572550 10MyGm0002.0Age 6 of 14 CONFIDENTIAL EFTA_00132467 EFTA01274604 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Fl nand,' Advisor: Friendly account name: SCOTT STACK MANTLYLE CASRIEL Account number. Your assets Equities . Common stock lconbrived Nicha:e PoW Trade minter Average price Price per share Wlue on Unstilted Hddng Hddng date of shares per skate (5) Cost basis ($) an mar 31 (I) Mar 31 (I) gain a loss (S) period GDP SUEZ SPUN ADR Symbol: GDFZY Exchange: OTC EAI: 31,709 Current yield: 4.36% Jan 29,13 720.000 20.779 14,960.95 19.815 14,266.80 -694.15 LT Apr 22, 13 380.000 20.919 7,949.37 19.815 7,529.70 -419.67 LT Jul 12, 13 215.000 20.144 4330.97 19.815 4,260.23 -70.74 LT Aug 21, 13 285.000 22.200 6,327.10 19.815 5,647.28 -679.82 LT Aug 22, 13 140.000 22.508 3,151.20 19.815 2,774.10 -377.10 LT Aug 23, 13 240.000 22.418 5,380.51 19.815 4,755.60 -624.91 LT Security total 1,980.000 21263 42,100.10 39,233.70 -2,866.39 GLOX0 SMITHKLINE PLC ADR Symbol: GSK Exchange NYSE EAI: 32.635 Current yield: 5.63% Jan 29,13 330.000 45.615 15,052.9$ 46.150 15229.50 176.55 LT Feb 13, 13 320.000 45.645 14,60646 46.150 14,768.00 161.54 LT Apr 22, 13 245.000 50630 12,404.47 46.150 11,30615 -1,097.72 LT Jul 12, 13 120.000 52.904 6,348.48 46.150 5,538.00 -810.48 LT Security total 1.015000 47.697 48,412.36 46,842.25 -1.570.11 IMPERIAL TOBACCO GROUP PLC SPON ACR Symbol. ITYBY Exchange:OTC EAI: 32,073 Current yield: 4.58% Apr25. 13 60.000 70.891 4,253.51 87.960 5,277.60 1,024.09 LT Apr 26.13 375.000 70.792 26,547.34 87.960 32,985 00 6,437.66 LT Jul 12,13 80.000 68-375 5,470.00 87.950 7,036.80 1,566.80 LT Security total 515.000 70.429 36270.85 45299.40 9,028,55 INDWIOR PLC SPON ADR Symbol. 1NVVY Exchange OTC ian 29,13 103.000 9300 957.97 14.070 1,449.21 491.24 LT Apr 22. 13 20.400 9.849 200.93 14.070 287.03 86.10 LT Jul 12,13 17.600 9 829 173.00 14.070 247.63 74.63 LT Security total 141.000 9.446 1,331.90 1,983.87 651.97 MIN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 42,250 Current yield: 5.03% Jan 29,13 1460.000 19.580 32,502.80 17.055 28,311.30 -4,191.50 LT Apr 22. 13 590.000 17 390 10260.10 17.055 10,062.45 -197.65 LT continued next page SDNY GM 00021848 CNP700030C6S76467NP70C0304051 00005 0315 030575004 100000 Page 7 of 14 CONFIDENTIAL EFT.A_00132468 EFTA01274605 UBS U BS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your 'gonadal Advisor, SCOTT STACK MANLYLE CASRIEL March 2015 Account number: Your assets . Equities . common stock (continued) Purchase pacer Trade hurter Average pike ante per share Value on Unrealized Hcedrig lddng date of sham per share (S) Cost Gds (S) an Mat 31 (S) Mat 31 (S) gain or loss (S) period 1012,13 375.000 19 219 7,207.31 17.055 6,395.62 -811.69 LT Security total 2,625.000 19036 49,970 21 44,769 37 -5,200.84 MUNICH REGROUP ADR Symbol: INURGY Exchange: OTC EAI: 43,291 Current yield: 5.85% Jan 29,13 1650.000 18280 30,162.00 21.555 35,565.75 5,403.75 LT Apr 22, 13 425.000 19 S44 8,306 29 21.555 9,160.88 854.59 LT Jul 12,13 535.000 19.059 10,196 73 21.555 11,531.93 1,33520 LT Security total 2.610.000 18646 4846502 56,258 55 7,593.54 NESTLE S A SPONSORED ADR REPSTG REG SI-IS SWITZ ADR Symbol: NSRGY Exchange: OTC EAI: $2.052 Current yield: 2.59% Jan 29.13 570.000 70.160 39,991.20 75.220 42,875.40 2,884.20 LT Apr 22, 13 290.000 69.918 20,276.22 75.220 21,813.80 1,537.58 LT Jul 12,13 195.000 67.417 13,14641 75.220 14,667.90 1,521.49 LT Security total 1,055.000 69.587 73,413.83 79,357.10 5,943.27 MPPON TELEG & TEL CORP SPON ADR Symbol. NU Exchange NYSE EAI: $725 Current yield- 1.06% Jul 22, 13 1,700.000 26,445 44,957.18 30.820 52,394.00 7,436.82 LT Aug 6,13 510.000 26.309 13,417.69 30.820 15,718.20 2,300.51 LT Security total 2210.000 26414 58374.87 68,112.20 9,737.33 IIDVARTIS AG SPON ADR Symbol. NVS Exchange: NYSE EAI: $2,327 affront yield: 2.42% Jan 29,13 590.000 67.877 40,047.61 98.610 58,179.90 18,132.29 LT Apr 22.13 240.000 72.512 17,403 02 98.610 23,66640 6,263.38 LT JO 12,13 145.000 73.450 10,650.38 98.610 14,298.45 3,648.07 LT Security total 975.000 69.847 68,101.01 96,144.75 28,043.74 ORKLA ASA A SHS SPON ADR Symbol. ORK LY Exchange: OTC EAI: $1,045 Current yield: 3.37% Jan21,I4 710000 8.052 5,717.56 7.530 5,346.30 -371.26 LT Jan 22,14 220.000 8.190 1.801.84 7.530 1.65660 -145.24 LT Jan 23,14 315.000 8282 2,60892 7.530 2371.95 .236.97 LT Jan 24,14 185.000 8.147 1,507.25 7.530 1,393.05 -114.20 LT continued next page CNP700030C6576468NP7000304051 0000S CRIS 030575001'M 23572550 lOglyikneGm0002Mie 8 of 14 CONFIDENTIAL EFTA_00I 32469 EFTA01274606 Account name: GH151.ANE MAXWELL UBS Strategic Advisor Friendly account name: Your /Inodal Advisor: SCOTT STACK IAANLYLE CASRIEL sUBS March 2015 Account number. Your assets Equities . Common stock (continued) Purchase price trade Number Average pdce Pnce per Owe Vdue on Uwe/Sized Hddng Hddng date of dam per share (I) Con basis (0 an mar 31 (1) Mar 31 (S) gain or loss (4) period Jan 27,14 135.000 8019 1,032.58 7.530 1,016.55 •6603 LT lan 28,14 265.000 8.045 2,132.08 7.530 1,995.45 -136.63 LT Jan 29, 14 390.000 7.991 3,116.53 7.530 2,936.70 • 179.83 LT Jan 30,14 245.000 7849 1,923.23 7.530 1,844.85 -78.38 LT Jan 31,14 260.000 7.878 2,04846 7.530 1,957.80 -90.66 LT Feb 3, 14 185.000 7.794 1,441.96 7.530 1,393.05 -48.91 LT Feb4,14 235.000 7.671 1,802.69 7.530 1,769.55 -33.14 LT Feb 5, 14 245.000 7.727 1,893.29 7.530 1,844.85 -48.44 LT Feb 6, I4 165.000 7.561 1,247.70 7.530 1,242.45 -525 LT Feb 7, 14 310.000 7.528 2,333.87 7.530 2,334.30 0.43 LT Feb 10, 14 250.000 7.609 1,902.25 7.530 1,682.50 •19.75 LT Security total 4,115.000 7.913 32,560.21 30,985.95 -1,574.26 PT. TELEKOMUN1K AS1 INDONESIA WON ADR Symbol: TLK Exchange. NYSE EAI: 1805 Current yield 268% lan 29,13 690.000 39 442 272 15 25 43.540 3O,O42 60 2.827 35 LT RECXM" BENCKISER PLC WON ADR Symbol: R8GLY Exchange. OTC EAI: 11,451 Current yield: 240% Jan 29,13 2,590.000 13.187 34,156.85 17.110 44314.90 10,158.05 LT Apr22, 13 510.000 13 966 7,122 67 17.110 8,726 tO 1,603.43 LT Jul 12, 13 440.000 13.938 6,132.99 17.110 7,528.40 1,395.41 LT Sectrity total 3,540.000 13.393 47,412.51 60,569.40 13,156.89 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL Et ORD SHS SPON ADP Symbol: RDS.8 Exchange: NYSE EAI: $1,504 Current yield:6.OO% Jan 29,13 185.000 74.585 13,798 31 62.700 11,599.50 -2,198.81 LT Apr22, 13 215.000 654356 14,159.06 62.700 13,480.50 -678.56 LT Security total 400.000 69893 27,957.37 25,080.00 -2,877.37 SANOR SPON ACR Symbol: SNY Exchange: NYSE EAI: $1,306 Current yield: 2.21% Jan 29,13 720.000 48.754 35,103.55 49.440 35,596.80 493.25 LT Apr 22, 13 275.000 52.654 14,480.06 49.440 13,596 00 -884.06 LT SDNY GturatitiMeAt page CW70003006576469 Ne7000304051 00005 0315 030575004 100000 Page 9 of IA CONFIDENTIAL EFTA 00132470 EFTA01274607 4tUBS UBS Strategic Advisor Account name: Friendly account name: GH1SLAINE MAXWELL Your Hounds' Advisor: SCOTT STACK MANY LYLE CASR1EL March 2015 Account number. YOLK assets . Equities . Common stodc (continued) Purchase pave Trade Mader Average pace Price pet share Vdue on Unfeared Hddng Hddng date of charm pet than (1) con basis (S) en Mai 31 (1) Mat 31 (U gain or lass (I) period lul 12, 13 200.000 52.424 10,484 90 49.440 9,888.00 -596.90 LT Security total 1.195.030 50.267 60,068 51 59,080 80 -987.71 SIEMENS A G SPON ADR Symbol: 9EGY Exchange. OTC EAI: 41,380 Current yield: 255% Jan 29,13 250.000 110.110 27,527.50 108.200 27,050.00 -477.50 LT Apr 22, 13 200.000 100134 20,026 84 108.200 24640 00 1613.16 LT Jul 12, 13 50.000 107256 5,362.83 108.200 5,410.00 47.17 LT Security total 500.000 105834 52,917.17 54,100.00 1,182.83 SINGAPORE TELECOM LTD NEW 2006 SPON ACR Symbol: SGAPY Exchange: OTC (Al: 42.243 Current yield: 3.99% tan 29,13 1,060.000 28.260 29,955.60 31.865 33,776.90 3,821.30 LT Apr 22, 13 440.000 29.820 13,121.15 31.865 14,020.60 899.45 LT Jul 12.13 265.000 30.551 8,096.17 31.865 8,444.22 348.05 LT Security total 1,765.000 28.993 51,172.92 56241 72 5,068.80 SMITHS GROUP KC SPON ADR Symbol: SMGZY Exchange: OTC EAI: 4962 Current yield 3.70% Jan 29,13 1,245 000 19.750 24,58825 16.500 20,542.50 -4,046.25 LT Apr 22, 13 330.000 18.685 6,166.05 16.500 5,445.00 -721.05 LT Security total 1,575 000 19.527 30,754.80 25,987.50 -4,767.30 STATOR. ASA SPON ADR Symbol: STO Exchange NYSE EAI: 12,130 Current yield: 8.35% Jan 29,13 610.000 26333 16,185.31 17.590 10,729.90 -5,455.41 LT Apr 22, 13 205.000 25.765 5,281.88 17.590 3,605.95 -1,675.93 LT Apr 22, 13 170.000 23.274 3,956.72 17.590 2,990.30 -966.42 LT Apr 22, 13 135.000 25.785 3,481.05 17.590 2,374.65 -1,106.40 LT lul 12.13 330.000 21.423 7,06966 17.590 5.804.70 -1,264.96 LT Security total 1,450.030 24.810 35,974.62 25,505.50 -10,469.12 TAIWAN SEMICONDUCTOR MEG CO LTD ADR Symbol. TSM Exdiange: NYSE (Al: $332 Current yield 1.70% Jan 29,13 800.000 17.800 14,240.00 23.480 18,784.00 4,544.00 LT Jul 12.13 30.000 18 434 553.04 23.480 704.40 151.36 LT continued next page CNP70003003576470NP70C0304051 00005 0315 030575004 V123572550 10361*(ywc0002Rigri 10 of I4 CONFIDENTIAL EFTA_00132471 EFTA01274608 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandd Advisor: SUBS Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets . Equities . common stock (continued) Pilftheat price TWO writer Average price enc. per shut Yam on Unfeeked Holdng Hddng dslr of sham per snare (I) Cost basis (S) an Mar 31 (1) Mal 31 (I) gain or Ions (I) period Security total 830.000 17.823 14,793.04 19.48840 4,695.36 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange. NYSE EAI: 32,745 Current yield: 5.17% Jan 29, 13 460.003 54.547 25,092.04 49.660 22,843.60 -2,248.44 LT Apr 22. 13 510.000 46279 23,908.70 49.660 25,326.60 1,417.90 LT Jul 12, 13 100.000 50 459 5,045.96 49.660 4,966.00 -79.96 LT Security total 1,070.000 50.511 54,046.70 53,136.20 -910.50 UNILEVER NV N Y SNIS NEW NETHERLANDS SPON SPON ACR Symbol: UN Exchange: NYSE EAI: 12,039 Current yield: 3.00% Jan 29, 13 930.000 40.500 37,665.00 41.760 38,836.80 1,171.80 LT Apr 22, 13 445.000 41.074 18,278.06 41.760 18583.20 305.14 LT lti 12, 13 255.000 41.271 10,524.33 41.760 10,648.80 124.47 LT Security total 1,630.000 40.778 66,467.39 68,068.80 1,601.41 16I7D OVERSEAS 8K LTD SPONS AOR SINGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: 41,348 Current yield: 3.35% Jan 29,13 900.000 30.540 27,486.00 33.350 30,015.00 2,529.00 LT Apr 22.13 100.000 33 492 3,349 24 33.350 3,335 00 -14.24 LT Jul 12, 13 250.000 33.180 8,295.00 33.350 8,337.50 42.50 LT Seer-wily total 1250.000 31.304 39,130.24 41,687.50 2,557.26 VODAFONE GROUP PLC WON ADR Symbol. v00 Exchange: OTC EAI: 11.851 Current yield: 5.45% Jan 29,13 796/94 50.164 39,945.60 32.680 26,022.89 -13,922.71 LT Apr 22.13 2.727 54 627 14897 32.680 89.12 -59.85 LT Jul 12,13 239.979 54.033 12,966.80 32.680 7,842.51 -5,124.29 LT Security total 1,039.000 51.070 53,061.37 33,954.52 -19,106.85 ZURICH INS GROUP LTD WON ADR Symbol: ZURVY Exthange: OTC (Al: 13,574 Current yield: 5.23% Jan 29,13 1,050.000 28.470 29,893.50 33.745 35,432.25 5,538,75 LT Apr 22, 13 685.000 26.251 17,982.21 33.745 23,115.32 5,133.11 LT Jul 1,2, 13 290.000 26.739 7,754.57 31745 9,786.05 2,031.48 LT Security total 2,025.003 27.472 55,630.28 68233.62 12,703.34 continued next page SONY GM 00021852 011,703030C6576471Nr7000304051 00035 0315 030575001 103000 ►aya 11 d 14 CONFIDENTIAL EFTA_00132472 EFTA01274609 (at UBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your lq sandal Advisor: Friendly account name: SCOTT STACK MANY LYLE CASRIEL March 2015 Account number: Your assets Equities . Common stock (continued) Purchase pus Trade Fester Average puce Pnce per share Vdue on Unrealized Hceng date of shares per snare (I) con basis(S) on Mat 31 (5) Mar 31 (S) gain a loss (5) period Total 51.357.147.40 $1,454133.72 $98,986.35 Total estimated annual income: 553.459 Your total assets Percentage of Cost Estmated unrealzed value on Mm 31 (5) your account OMR CU annual income IN gain or loss (5) Cash Cash and money balances 55.404.37 3.67% 55.404.37 Equities Common stock 1,456,133.72 96.33% 1,357,147.40 53,459.00 98,986.35 Total $1,511,538.09 100.00% $1,412,551.77 $53,459.00 $98,986.35 Account activity this month Crate Activity INIC(OtiOn Amoult (5) Dividend and interest income Taxable dam:lends Mar 6 foreign STATOIL ASA SPON ADR PAID ON 1450 341A9 Dividend CUSIP: 85771P102 Mar 11 Foreign UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR PAID ON 1630 538.39 Dividend CUSIP: 904784709 Mar 20 Foreign ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SI-IS SPON ADA PAID ON 376.00 Dividend 400 CUSIP 780259107 Mar 23 Foreign ASTRAZENECA PLC SPCN ADR PAID ON 365 693.50 Dividend CUSIP: 046353108 Mar 31 Foreign BFD B1LUTON LTD SPON ADR PAID ON 435 539.40 Dividend CUSIP: 088606108 Total taxable divideads $TAMM Taxable 'Merest Mar 6 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0310915 1.06 Total taxable interest $1.06 Total dividend and interest income $248924 Dale Pettily Dexiction AMOLee fees Mar 6 Fee STATOIL MA SPON ADR .7.25 Mar 23 Fee ASTRAZENECA PLC SPON ADR -7.30 Total fees 414.55 CNP703030(16576472 NP7000304051 00035 0315030575004 10MgyGm0002Ilms 12 or 14 CONFIDENTIAL EFTA_00132473 EFTA01274610 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: *UBS March 2015 Friendly account name: Account number. SCOTT STACKMAMLYLE CASRIEL Account activity this month (contrived) Dale AcOnly testiOben AMOW11(1) Other funds debited Mar 6 Foreign Tax STATCL ASA SPON ADR -SI .22 Withheld Mar II Foreign Tax UNILEVER NV N Y SHS NEW NETHERLAN0S SPON ADR -80.69 Withheld Total other funds debited .4131.91 Date Activity oescnislial Amount (3) Money balance activities Feb 27 Balance forward $53,060.99 Mar 6 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 03/0915 I£6 Mar 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 283.02 Mar 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 457.70 Mar 23 Deposit UBS BANK USA DEPOSIT ACCOUNT 376.00 Mar 24 Deposit UBS SANK USA DEPOSIT ACCOUNT 686.20 Mar 31 Closing UPS Dank USA Deposit Account $54,864.97 me u8S Bank USA Deposit mcouni Is your primary sweep cake SDNY GM 00021854 CNP30003006570473Ne7000304051 00035 MIS 030575004 VI 23572550 100000 ►age 13 of 14 CONFIDENTIAL EFTA 0(1132474 EFTA01274611 *UBS Your notes CNP)pp.....,.......1005 , 000...5.1),.., , M,..... Gm 0,,,,kgs . 01 .4 End of statement. account number - CONFIDENTIAL EF7,00132475 EFTA01274612 Important information about your statement UBS Friancial Snore Inc ON Fin, or be FrOwialSeicet The Fan a Cad Maw al They» yew comptait ad WI« on Tiptoe« ad records of Te Milkable Ow or romp- deine herwhokIng by ding your IS a renter of al pm:palsaint/. cannodity aid «sans will cone« ery error pronely. Haider aye). Fence Minot ecturges UBS F ranee hears ind WSBMUS% ee indirect subsea:not teS AG rid :Mira of UK Seoritin Please make al ewers parka b the km« To «whir • Cenain nersentro corer= or imenent Marne (9 9. FrieMes immune niem LC lhef en's Medal Yuma( it eatable won fewest alitece Sated cm te bon of this Pawnee h eke kn lined pahreshus and prvaeplaaments) that are na llurfrierrar atrium name mikes efarreen that au the fines Tecutne ol kRs ee a to roger amen fees. mount may be ',be to registered ushe the Searles Act of 1933. and entered on the Frees wine servos west. 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N) nepinnawai protecwin the murmur amont payable to all Nigblo charm. collectookund«Int protection o SS% rit ma role My to Te accent here ewe rl that means may « Micky of my inormaon pronded by sources 07086 Ann imu8SA 5e tes the mount dos not generate *yearn income« otter thm US'S f natal Sodas mean as of Dime& IQ 2013 returns aid men« keep pace wet it Mon Cal «nee z soon as you cart d puthnle year • modem rang to accept son» re, to Kalaal ad in oedema Stoughtea toner Scree generally St*nwtor wept is wrong «d peu need mon Sewn tote poky anditimit and ketems era at re fen I tut« premed foe up» SI Imilkn n she tolerate sanie spa My h tek hip« ream updates es ntormaren as c 6 reamed et fern does re irfenrunicn hoe *treed« on the tarot or reap, Mile my asstreas ea tie nicenaticn war 'Cost The Fm «Card Muer OS MP lobe) must hear from en aggregate he al your axants hat n a paticule camas, • Aggrnaie Wring to apse hgh rye te pampa ant hgh no isle the 60 gips alter the flet set you the fast AAA way ol due pokywordng6 arawhle won ,e9a2 vo WMyb eel. hereuns one we aid naralired garias' is mum a of to die of TO SIIMMH11 As sad please do not «Om this si enta on Moth rip ara or problem mama onl «maim to makeswam « see deramms, le le - noire pow nine and note owe« (il eve The SIC protector aid lee supplemental prcleen both do Statement Imaisholdior not STY to We may consolidate al retard moult stateless wit thé purpose a centre/re eases unshed to theta, - Deere the error or the ranter aria act testa More ma reflect swam nformatim any for tie peed re Tolan aschary a)/von My yes Were 4 is al • C man f necks, resets controlled breath head newt sane gams n the sane «whop. mamasme be related accent abet but held awayfrom ta$ Ababa Sernon fa this purrs beau» they have owner: who an mermen time they to held a the Piro leorehaonzal alormarial error or why pm need mere Mœmenn cm be added by per hrunge Ache« - Proride Te dollar antrum of ere summed en« erg. Caen ()cati a UBSIBric <Jae MUSS AG pent mount relannshie rah an« clefs ai Te Sere Sleeked barde merits pagan Arleen 'daub» address The pence rs known al 'housetroleng »gym mure, ad 04 Men of mutual lima verge sus tree Io receive inebriate >laments nuke in xparra • Unearned palm/ben Theo data it matte taies ere reg areal away n the nano el the Mena metro:, meal pee )afar:sus ar ca Ames tee SDNY_GM_00021856 CONFIDENTIAL EFTA 00132476 EFTA01274613 Important information about your statement (Cal tined) harickalseanty km The Vara:lion data fat i-dinThal - 'Mad parry estimated vibes may be reflected as 'Not number el =cants at the War-dear holden mutual Account at registered sena mats of UBS Friarrial Semites Ian mayor may not Mk., Cenlilkdran, Cages au' priced' n sewed unworn tip an independent lads of ma fad fang seamy reasons:airs mans Dirifend and other valuation fat has net suppled a 6 untie ea assign a - m anon to comosaanS reCnved di cornection win renverawn lots and noterrutic pada* lots Ire rah vat when we boar* awn that a mare' werr ha the tabor derbuton of aromaarra= ad inis Yea Square is a redacted writema of visa combned to dada/ one weard lhe • bade dire' *cartedthat trey oil a maw* reporied vain Coo olim“ IPA units to of dons, we and a our Imernacoal LEG Vasa Sograture OOP cads and 185 Ma cobra presents the oripnal traria ein traedate (MOPE a +Ann inns rain be 19.ly iptCutatort affiliate aces* reran Pang OrrproSabro from dad cads in issued by IRS Bak USA web ;amnion from duo to the tutu. of the :early fl oral the reasancecorpanos indemnity the Veer USA roorporatew • Callable Parkas Bonds and prefaved oak Pat Me - IPM neither an aver anent banner a sponsor an-uity camas abilas of the hams cowmen issuer calt to oak coded-atonal be wand 'wait? rammed vane a ihrOpany estimated ease is a sponsors of One Urit nontlYbent MOO 1ve Cledttute UK Financial Sermon Inc Rev 201407 by lot tan among all WaritO of that 69.* tad non priWdel the van of the rat Ry war beaten:at from - Oa ildres also recent trading comasacos ea other name a o trmswe name for our deers Cat leave as prase pna compmtation from moral hands and mama nfsmut co is obtainedfrom IBS pawl and as rap/ - •Dirrattions to dare' may Calaram of canal. compass to., pearls we datum rot guthalUied Ore Call teases nay egg rani same a both - Wecanna annual fee from LBSBals USA as USS could ilea wil complete olormat kin we beraided • 0090 .1ues lat. ft:feigns the natal ottani; are Ar Stardord crawl a up 4135 pet acount open feaded per alit and may not refloct pa coo bath swooping to the bares train the 185 Bra Swap PrOgrans • CertifrataS of deposit (CDs) (Ds ate MC mandate . hMaed securities Restricted secures gamely a $293.000 si pampa' ad Salad mitred pa &candor not avidity tegble b pabk salt IRS Ina/alai Screws Attlylla and poi Cloodolo-y inliMim. rt acoarsa with SDK uses the mar price of the lelltAii10,1 stock of the Int Wanation roordng corrniadan ere NA other charged rubs carnal moundvain for the rewitsed stock tr in:WO di co won the ot wadet marap purposes of ms sane ra or* To the edord that roan Iransaons has been naded co cordon:ions • pricavalue Cruces deans/ fa Waded aria Otte reacted wadies a* eligble for salt me valet wand prewously lunched to you, and wit be crocked to you product, that be luar ce bona that to ace an you may be subsuritity Ins man the iInguttd Whit thOwl soapy on ream atoIf KWH/ recewe in the market PrCeS are atoned from varies Tied pitySC.0On etkdi webeWelo te • ER lestirnated) recta t curroityiela and raw An Short ailing radar but we do not guarantee toe xcuracy estimate of sour fair* n based en OSA clnotheid it you a engaged m short 'Oho nosiy. you may ems a - Wo nay me the doing brae nhin aoalable cc the arum ithwed ram nanny the LKWilin ell be held for chage On to anan bccrowing costs to that palcula Mall or to b4 and ask aces fa lewd sedates and one yea from statement date or ant runny This seamy *pans OF cinU tad picas la OTC roars estimate is onbi a Banat accuracy and OXitnued - Let saneld traded wawa maybe proof mega Maine at not gdirameed Open Orden wiatm moat a Thema recent deice we Malted - Est hated anus interne and an vital for tens, Regarding Open a 'goodailicancelled• orders that wine not ad row nol reflect an and mater pride or ease wares mad hduee a return of anclor or treaded by the sideman date. open buy an sell stop - main positions may eta villiCift apex add roll CLAW gam n Midi Olt the en name laid current orders are faxed by tie amount of ardends a rola on show a'ptice was rot mailable' if we are male to ye would be awaited an adiedndsor congas date intro enacted otherear obtain a ace for a security - Thoinated anus same aid carat peel aid the by you You ae reponsble sit orders that are executed due - Deposes or stories denominated n orrercas other actur adore and aid night be lowara hgher tha to your fadsn to cancel easing open ceders than u S alas are related a the end',agorae as of the manatee moues the slaternent date - An eanute of arualged octane (dvid's! ander Tat, witheldip on Anriwtions town UK Pianos' - For caftan secretes nap tondo-and:thng attest) dotted bed* deem maker vats, nap Stakes IRAs clecomodans. pre and quanta (face win)may hat balance ts lased on the laSt dlioald or merest FSeta ratan ri.aunel$5 Nara Services to withhold beat »yntoda laradale prow vauson payment male by the non and anises the arcane tar from pis tarn AA disteibut pan. W t you may To obtain Curren Catetrank Men a alla*. Coma° you searawdepons sail be heldfor one yea from the am not lona. income eta wsNhetl or. instead. you may Prandial rasa statenat dreier ate many Aoarla aid elect to haw far valgarla a brae Or n a lend ammo coMmutd an at not guaanteal you choose Pm' Becton snit amain in a lect untaboled • Parma lerestrrema and serumuradpreducla brook by you You may node your election a a-ty I Me by ma.9 mottmat secure*, ancladng difict pal.dpation • Asa not held by WS financial Sanaa Cavil anew eacten a you a not haw pavan name tar program ad realestate naarnem tin securities/and Pal re nakedbytekw ad not Wan the has vottield Iran your darioutions. you maybe reponsble la Waved preduaS are ineWaly hghlr Mat/ (elan possessco or carol Them assets re aptaftd M your to payrnur of manadtay you may not penma it the strumrod road s 11.1.* not been regoiaid with the drawn for inlonnatranal papaws oat Positions ma amours wanton and pa nailed tat papas se not Willi* and Brawn+ Canmsson a under any state eats presand re provind by the iswng lion LES NVa tO vac lax atligetion Parra ars We prow* estmaed wins for private nada Sivas n not reponsbn for this Ofornrion chessman seaman ad started prodan for and does not guerane es away These assts tenet Privacy Myrna *mauve*, only ActanCe a rot 9unntotd prowled by SVC or tie Fran supprenemai SaC To Man aerosolow area Cat Priory Intim pax* - Sher vases maydifkr substantallr from plan, it ay coverage anal you F taxa nano, or rise our websne Y. vitth novae rnestrnert secretly a structured ?awe utscomemastofry porta my be brio a sold aid do not necesonly • avenue dialing and adrenal ampensation. wenn, the raw you myrecant upa louidaton - m 46litil41 to omunissom on sate aid 12bil lees WSFinancial Swam 6 not a bat The WA. &dam - Intl pay imams of vain are as of a anan Oae rased in continua with the dartuton of mutual SWOPS Aaoont BSA and tn.% a brokerage aatilltS and at sward to UBS Imararia Senors on a regiIt funds to our damn we aids ow tiiae re0Nee Svdt Pitoide access to bank og sena, and products bap by an nOtanchni relation tarn Meale mrev pa/luau froes darbutors ardor era* marmots with atriatel basks ad MAI( Thied SennDraw ed taiilliod video tf 'orison of the mutual Ands that we sell Thep palirbZki and brooded:JO:Onto normco rid awn), an y, are agplied to to Frew by the oar general amounts at bred on two dinerent comoorents fJ comas issued by on:Piloted Moan Placa pair a swear and may beCanard Aided en me amount of saksby l85 ad macula crawl fund convenes Hough OLISICe1301Cy lubS/S.V *Sof Lin afferent Ofornabon from that ma by thtd pries to Ian to at dirk and Id the rant vain of a Franca Swam tic claw thee estkrutcd vanes prod, mar fad fangs shyestad a the Inn - You can titan ad:Mona accrual regaling the - We and air arra abo recewe retarking and liwtdmalt. Insurance. ad aauty products nneencidology used to determine the mama of vibe onadprocesung leas n airalmaton for bade NM FOC haired • no bank guaranua May lose win and the dace of due hfonnaon Na is the Dada fa the agent weel:n mat we 'Mato the natal funds mania by canasta; your Fnrdi Adam Thew fen general, re pad tsar khan nu in the Pisa Thisarceadananuni account Business WW:f5 mutual fund and are a tiod doll? amounl bawl on the ACCOJAI BSA WA and fiteMabalal Recource aThatirrent SDNY_GM_00021857 CONFIDENTIAL EFTA 00132477 EFTA01274614 UBS 1.435 Financial Services Inc. 299 Park Avenue 25th Root UBS Strategic Advisor New York NY 10171.0002 April 2015 CN770057743110415 Y1 0 "" NEW YORK NY r Account name: GHISLANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL encele Questions about your statement? Callto Jr hnancia AdvJior Of Ile Value of your account RMA Resourreline at 80O-RMA- 1000, On March 31 (1) On April 30 (1) account Your assets 1,511,538.09 1,572,079.07 VIsItour website: Your liabilities 0.00 0.00 www.ubScomainancialservieeS Value of your account 51,511,538.09 51,572,079.07 Sources of your account growth Tracking the value of your account during 2015 Value of your account S Thousands at year end 2014 $1,469A81.00 Net deposits and 1,4633 15ms 3,5721 withdrawals -55,361.13 • Your MeStinenI return Disidendard interest income 417936.54 Change in market value 190,022.66 Value of year etcant on Apr 30. 2015 31,572,079.07 Dec 2014 Mar 015 A0i 2015 SDNY GM 00021858 Member SIPC CNP700030057743I1 NP7000191488 00005 0415 030575004 000000 Pegs 1 of 14 CONFIDENTIAL EFTA_00132478 EFTA01274615 Account name: GillftAINIE MA .1A ELL UBS UBS Strategic Advisor April 2015 Friendly account name: Account number: Your Financial Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of Apnl 30 a) your account • Cash and money balances may include A Cash and money balances 61,923.30 3.94% Your current asset allocation available cash balances. kin Bank 1.15A deposit B Cash alternatives 0.00 000% account balances, 11115 AG Stamford Branch deposit account balances and money market C Equities 1,510,155.77 9606% mutual fund sweep balances See the Important information about yaw statement on the last two pages of this statement for details about those balances E Non-traditional ace 000% F Commodities 0.80 000% G Other 0.00 000% Total assets 51,572,079.07 100.00% Value of your account 51,572,079.07 Eye on the markets Percentage change Index April 2015 year to date S&P 500 0.96% 1.92% Russell 3000 0.45% 2.26% MSC - Europe, Australia & Far East 4.16% 9.37% Barclays Capital U.S. Aggregate Bond Index -0.36% 1.24% Interest rates on April 30, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% CNP 70007)0057743 i 2 NP70C0 I 91488 COCOS 0415 030575004 COMY_GM_00021fte 2 of 14 CONFIDENTIAL EFTA 00132479 EFTA01274616 UBS Strategic Advisor Account name: Your Nmedal Advisor: SUBS Friendly account name: Account number. SCOTT STACK MANYLYLE CAMEL Change in the value of your account Summary of gains and losses Year to date (I) Values reported below exclude products for which gain and losses are not classified April 2015 (S) Realized gains and losses Unrealized Opening account value 51,511,538.09 $1,469,481.00 April 2015(1) Year to date(S) gains and losses (4) Deposits, including investments transferred in 0.00 6.30 Long term 0.00 6,913.17 153,008.37 Withdrawals and fees, including investments transferred cut -2,749.76 -5,367.43 Cash activity summary Set Account early Um month for dealt. Etaanfe5 in your *reed 0080(6 are indudedin the %thing and Dividend and interest income 9,268.69 17,936.54 cicsing DalanaS %Aut. FDIC insurance Matti 0:1410 (*POLLS at U85 Bank USA, to not deposits at U85 AG, Stamford Bench or tank deposits paced throurp the UBS intemanorsa Depose Account program. SiPC Change in market value 54,022.05 90,022.66 0otection *plies to money mete sweep fund hddingS but rot bank deposits. Seeimportint intotmeben /boat your statement on the tad two pages d this document for deals. Closing account value $1,572,079.07 $1,572,079.07 April 2015(5) Year to date (1) Opening balances $55,404.37 53,054.01 Dividend and interest income earned Addtions For cuipOshs of Ins statement, taiabsty of interest and doidend 'Nome has been determined (ran a US Deposits and other funds credited 0.00 6.30 la repotting penpedire. Bared upon the residence of the account holder, account t)qy, or product twit. some interest ands dvidend payments may not be subject to United States (US) ardor Presto Pico 040 Dividend and interest income 9,268 69 17,936 54 income Imes. The tient month statement is not intended to a used and coma tie rued upon la lac purposes. Clients should refer to the amictie tar reporting fonns they recent. from 185 smugly, such as Proceeds from investment transactions 0.00 46,292.98 the fOnnS 1039 and the FCM)S 480, fa sac rePOWn9 in1010181,311 It is the come Of U8510 file the maicatle tas tenoning forms with the US Interne Revenue Semis and PR liet61O), DeRO111OO11. 440 in Total additions $9,268.69 $64,235.82 such town accurately Ossify dodenct arch interest as las exempt or to tie More. Mese coma! ycur Ind VOW' lax prepare( Subtractions April 2015 0) Year to date (S) Professional management fees and related services -1,884.25 -3,695.94 Taxable dividends 9,267 38 17,933 98 Other fees -109.19 -189.98 Taxable interest 1.31 2.56 Other funds debited -756.32 -1,481.51 Total current year $9268.69 $17,936.54 Total subtractions 42,749.76 -$5,367.43 Total dividend & interest $9268.69 $17,936.54 Net cash flow $6,518.93 $58,868.39 Closing balances $61,923.30 $61,923.30 SDNY GM 00021860 CriP7C007005774313 NP7003191408 00005 0415 030579004 oococo Page 3 a 10 CONFIDENTIAL EFTA_00132480 EFTA01274617 Account name: GHIKAINE MAXWELL *UBS UBS Strategic Advisor April 2015 Friendly account name: Account number: Your Ignanrial Advisor. SCOTT STACK MANLYLE CASIVEL Withholdings and tax summary April 2015 (1) Year to date (1) Foreign taxes paid -756 32 -1,497.15 Prior year(s) adjustment 0.00 21.94 Total withholdings and taxes 4756.32 41A75.21 UBS Bank USA Deposit Account APY Interest period Mar 6 - Apr 7 Opening UBS Bank USA Deposit balance Mar 6 853,062.05 Closing UBS Bank USA Deposit balance Apr 7 $55,405.68 Number of days in interest period 33 Average daily balance 854,302.45 Interest earned $1.31 Annual percentage yield earned 0.03% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponam information about your statement at the end of this document. Your cetera objective: Current income & capital appreciation Your risk profile: Primary Aggressive Investment eligibility consideration • None selected Your account instructions . Your account cost base default closing method is FIFO, First In, First Out. CNP7C00900577431 4 NP70C0191488 C0005 0415 030575004 opogilw_Gro_0002itese 4 of 14 CONFIDENTIAL EFTA_00132481 EFTA01274618 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your 14 nodal Advisor: *UBS April 2015 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL Your assets Some prices, income and current vaues shown may teepproxinvale. AS a meat. gains MdlOsses mar viol to accurately refkcled. See xnporunt intormabon about your statement a the end of the dxumern for more infornason. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bank USA derout account balances, UBS AG Stanford Branch Cepovt account balances and money market mut ua fund sweep balances. UBS Bank USA deposit account balances are insured by the FDIC vat hn acplicetrle limits, but are not protected by 9PC UBS AG Stanford Branchdeposit account balances ate not insured ty FDIC and are not protected by SIFC Maley market sweep balances are protected by PPC bin ale not insured by the FDIC. See the Important information about your statement * the end of thin docunent for details about those balances. Openly; balance Clovng tedaxe Price Per share Aresage Dividend 'merest Dols in ticking on Apr 1 (1) on Apr 30 (I) on Apr 30 (0 rate period period Cep amount (1) Cash 539.40 0.00 L85 BANK USA DEP ACCT 54.864 97 61,923.30 250000 00 Total $55,40437 $61,923.30 Equities Common stock Purchase price/ Trade Number Average price Price per share Value on Unrealized Hold no iaddng clay of Shares per shale (5) Con basis (S) on Apr 30 (SI Al* 30 (S) gain or lOSS (I) period MB LTD SPON ADR Symbol: ABB Exchange: NYSE EAL 9847 Current yield 2.64% fan 29,13 825000 21.573 1 7,797 89 21.770 17,960 25 162.36 LT Apr 22, 13 650 003 21 211 13,787 15 21.770 14,15050 363.35 LT Security total 1,475003 21 414 31,585 04 32,110 75 525.71 ASTRAZENECA PLC WON ADP Symbol AZN Exchange: NYSE (Al: 31,015 anent yield. 4.06% fan 29, 13 210.000 50.130 10,527.30 68.480 1 4,380 80 3,853.50 LT Apr 22. 13 85.000 51.335 4,363 53 68.480 5,820.80 1,457.27 LT ld 12,13 70.000 49 441 3,46092 68.480 1,79380 1,332.68 LT Security total 365.003 50_279 18,351.75 24,995.20 6,643.45 continued next page SDNY GM 00021862 C HP7030;005774315 NV7003191488 COCOS 0415 030579001 000000 Pigs 5 of 14 CONFIDENTIAL EFT/L00132482 EFTA01274619 UBS UBS Strategic Advisor April 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your financial Advisor, SCOTT STACK MAIOLYLE CASRIEL Your assets b Equities common stock (continued) Purcnase price( Trade Winter Average pike Price per anene vaueon untainted Hcidng Malang clete of sham pm snare (5) Con Glis (S) on Apr 30(1) 443f 30(/) gain or lose (5) period BAE SYSTEMS PLC SPON AØ Symbol: BAESY Exchange OTC (Al: 41,234 Current yield: 3.94% lan 29,13 1,000.000 22.160 22,160.00 31.320 31,320.00 9,160.00 LT BAYER A G SPON ADR Symbol. BAYRY Exchange: OTC (Al: 4517 Current yield 1.45% lan 29,13 200.000 99.560 19,912.00 145.300 29,060.00 9,148.00 LT Apr 22, 13 45.000 101.760 4,579.20 145.300 6,538.50 1,959.30 LT Security total 245.000 99964 24,491.20 35,598.50 11,107.30 BHP BILLITON LTD SPON ADR Symbol: BHP Exchange: NYSE EAI: 11,079 anent yield. 4.84% Jan 29,13 320.000 78.520 25,126.50 51.290 16,412.80 -8,713.70 LT Apr 22, 13 30.000 61865 1,915.95 51.293 1,538.70 -377.25 LT hi 12,13 85.000 61.002 5,185.23 51.293 4,399.65 -825.58 LT Security total 435.000 74.087 32,227.68 22,311.15 4,916.53 BRITISH AMER TOBACCO PLC GB SPION ACR Symbol. BT1 Exchange: AMIN EAI: 32,726 Current yield: 4.20% Jan 29,13 340.000 104.097 35,393.08 110.110 37,437.40 2,044.32 LT Apr 22, 13 150.000 107325 16,098 78 110.110 16,516.50 417.72 LT Jul 12,13 100.000 105.544 10,554.44 110.110 11,011.00 456.56 LT Security total 590.000 105.163 62,046.30 64,964.90 2,918.60 CEUTSC1-E TELEKOM AG DE SPON /OR Symbol: DTEGY Exchange: OTC (Al: 12,763 Current yield:3.52% Sep 16, 13 1275.000 13387 17,069.45 18.370 23,421.75 6352.30 LT Sep 17, 13 1,150.000 13359 15,362.85 18.370 21,125.50 5.762.65 IN Sep 18, 13 990.000 13.393 13,259.17 18.370 18,186.30 4,927.13 LT Oct 10, 13 855.000 15.481 13,236.68 18.370 15,706.35 2,469.67 LT Security total 4270.000 13801 58,928.15 78,439.90 19,511.75 CELITSCHE POST AG SPON AOR Symbol: DPSGY Exchange: OTC EAI: 41,451 Current yield: 3.2" Jan 29,13 640.000 23.900 15,296 00 33.010 21,126 40 5,830.40 LT Apr 22, 13 720.000 22.581 16,25815 33.010 23,767.20 7,508.45 LT Security total 1360.000 23202 31,554.75 44,893.60 13338.85 continued next page CNP70003005774316NP7000191488 00005 0415 030575004 0~Y_GM_00021kle 6 of 14 CONFIDENTIAL EFTA_001 32483 EFTA01274620 Account name: GHISIAINE MAXWELL sUBS UBS Strategic Advisor Your N sandal Advisor: Friendly account name: SCOTT STACKMANLYLE CASRJEL April 2015 Account number. Your assets Equities . Common stock (continued) ruf(tkne pi& Trade Hunter Average price rite per Share Wine on Unrealized Hdcang ticking date of shares per skew (0 Cog basis CO on Apr 30(0 ape 30(0 rin ot Ions (t) period GOF SIC SPUN ADR Symbol: GDFZY Exchange: OTC EAI: 11.709 Current yield: 4.25% Jan 29,13 720.000 20.779 14,960.95 20.290 14,608.80 -352.15 LT Apr 22, 13 380.003 20.919 7,949.37 20290 7,710.20 -239.17 LT Jul 12,13 215.000 20.144 4,330.97 20.290 4,362.35 31.38 LT Aug 21, 13 285.000 22.200 6,327.10 20.2S0 5,782.65 -544.45 LT Aug 22,13 140.000 22.508 3,151.20 20.290 2,840.60 -310.60 LT Aug 23, 13 240.000 22.418 5,380.51 20.290 4,869.60 -510.91 LT Security total 1,980.000 21263 42,100.10 40,174.20 -1,925.90 GLOXOSMffHKLME PLC AM Symbol: GSK Exchange NYSE EAI: 42,635 Current yield: 5.63% Jan 29. 13 330.000 45.615 15,052.95 46.150 15229.50 176.55 LT Feb 13, 13 320.000 45.645 14,606.46 46.150 14,768.00 161.54 LT Apr 22, 13 245.000 50.630 12,404.47 46.150 11306.75 -1,097.72 LT Jul 12,13 120.000 52.904 6,348 48 46.150 5,538.00 -810.48 LT Security total 1,015.003 47.697 48,412.36 46,842.25 -1.570.11 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol. flYBY Exchange:OTC EAI: 12,073 Current yield: 4.14% Apr 25, 13 60.000 70.891 4,253.51 97.230 5,833.80 1,580.29 LT Apr 26.13 375.000 70.792 26,547 34 97.230 36,461 25 9,913.91 LT Jul 12, 13 80.000 68-375 5,470.00 97.230 7,778.40 2,30840 LT Security total 515.000 70.429 36270.85 50,073.45 13,802.60 INDIVIOR PLC SPON ADR Symbol. INWY Dcharge OTC Jan 29,13 103.003 9300 957.97 15.370 1,583.11 625.14 LT Apr 22, 13 20.400 9.849 200.93 15.370 313.55 112.62 LT Jul 12,13 17.600 9.829 173.00 15.370 270.51 97.51 LT Security total 141.000 9.446 1,331.90 2,167.17 835.27 MIN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC (Al: 42,286 Current yield: 4.26% Jan 29,13 1,660.000 19.580 32,502.80 20.420 33,897.20 1,394.40 LT Apr 22. 13 590.000 17390 10260.10 20.420 12,047.80 1.787.70 LT continued next page SONY GM 00021864 04.70003005774317NP7000191488 00005 0415 030575004 000000 Page 7 of 14 CONFIDENTIAL EFTA 00132484 EFTA01274621 *U BS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your A sandal Advisor: friendly account name: SCOTT STACK MANYLYLE CASRIEL April 2015 Account number. Your assets . Equities Common stock (continued) Purchase pace/ Trade Weber Average prke Price per share Vdue on unedited Hddng Meng date of shares per share (I) Con bans (S) on Apr 30(5) aPr 30(1) gain or loss (I) period Jul 12,13 375.000 19 219 7,207 31 20.420 7,657.50 450.19 LT Security total 2,625.000 19036 49,970 21 53,602 50 3632.29 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAt 41,477 Current yield:2.91% Jan 29,13 1.650.000 18280 30,16200 19470 32,12550 1,963.50 LT Apr 22.13 425.000 19 su 8,306.29 19.470 8274.75 -31.54 LT Jul 12, 13 535.000 19.059 10,196 73 19.470 10,416.45 219.72 LT Security total 2.610.000 18646 48,665.02 50,816 70 2.151.68 NESTLE 5 A SPONSORED Apt REPSTG REG SIG SW112 ADR Symbol: NSRGY Exchange: OTC EAI: 42.052 Current yield: 2.51./0 Jan 29,13 570.000 70.160 39,991.20 77.620 44,243.40 4252.20 LT Apr 22, 13 290.000 69.918 20,276.22 77.620 22,509.80 2,233.58 LT JIA 12,13 195.000 67.417 13,14641 77.620 15,135.90 1,989.49 LT Security total 1,055.003 69.587 73,413.83 81,88910 8,475.27 MPPON TELEG & TEL CORP SPON ADR Symbol: NTT Exchange- NYSE EAI: 4725 Current yield 0.97% 1,1 22,13 1,700.000 26.445 44,957 18 33.680 57256 00 12298.82 LT Aug 6,13 510.000 26309 13,417.69 33.680 17,176.80 3,759.11 LT Security total 2210.000 26.414 58374.87 74,432 80 16,057.93 NOvARTIS AG SPON ADR Symbol. NVS Exchange: NYSE EAI: 32203 Current yield: 2.22% Jan 29, 13 590.000 67.877 40,047.61 101.900 60,062.00 20,014.39 LT Apr 22.13 240.000 72.512 17,403.02 101.900 24,432 00 7,028.98 LT Jut 12,13 145.000 73.450 10,650.38 101.930 14,761.00 4,110.62 LT Security total 975.000 69.847 68,101.01 99,25500 31,153.99 ORKLA ASA A SNS SPON ADR Symbol: ORKLY Exchange: OTC EAI: 14,029 Current yield:3.21% Jan21,I4 710000 8.052 5,717.56 7.800 5,538.00 •179.56 LT Jan 22.14 220.000 8.190 1,801.84 7.800 1,71600 -85,84 LT Jan 23,14 315.= 8-282 2,608.92 7.800 2,45700 -151.92 LT Jan 24,14 185.000 8.147 1,507.25 7.800 1,443.00 -64.25 LT continued next page CNP70003005774318 NP70001914138 00005 0915 030575004 cosifigiw_om_oomiler 8 of 14 CONFIDENTIAL EFTA_00132485 EFTA01274622 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Finandd Advisor: *UBS April 2015 Friendly account name: Account number. SCOTT STACK MAN/ LYLE CASRIEL Your assets Equities . Common stock (continued) Purchase price Trade Number Average price Price per snare value on Unierdlzed Hdring Hddng date of shares per snare (I) Cost basis CO on Apr 300/ rex 30(S) gain or ID'S (t) period Jan 27,14 135.000 8.019 1,082.58 7.800 1,053.00 -29.58 LT Ian 28,14 265.000 8.045 2,132.08 7.800 2,067.00 -65.08 LT Ian 29,14 390.000 7.991 3,116.53 7.800 3,042.00 -74.53 LT Ian 30,14 245.000 7.849 1,923.23 7.800 1,911.00 -1123 LT Ian 31,14 260.000 71578 2,04846 7800 2,028.00 -20.46 LT Feb3, 14 185.000 7.794 1,441.96 7.800 1,443.00 1.04 LT Feb4,14 235.000 7.671 1,802.69 7.800 1,833.00 30.31 LT Feb 5, 14 245.000 7.727 1,893.29 7.800 1,911.00 17.71 LT Feb 6, 14 165.000 7.561 1,247.70 7.800 1,287.00 39.30 LT Feb7, 14 310.000 7.528 2,333.87 7.800 2,418.00 84.13 LT Feb 10, 14 250.000 7.609 1,902.25 7.800 1,950.00 47.75 LT Security total 4,115.000 7.913 32,560.21 32,097.00 -463.21 PT. TELEKOMUNIKASI INDONESIA SPON ADR Symbol: TLK Exchange: NYSE EAI: 1653 Current yield 2.29% Lan 29,13 690.000 39.442 27,215.25 41.380 28,552.20 1336.95 LT RECKM" BENCKISER PLC SPON ADR Symbol: R8GLY Exchange: OTC EAI: $1,451 Current yield: 2.29% Jan 29,13 2,590.000 13.187 34,15685 17.920 46,412.80 12,255.95 LT Apr 22, 13 510.000 13.966 7,122.67 17.920 9,139.20 2,016.53 LT Jul 12,13 440.000 13.938 6,132.99 17.920 7,884.80 1,751.81 LT Security total 3,540.000 13.393 47,412.51 63,436.80 16,024.29 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SF* SPON ADR Symbol: RDS.8 Exchange: NYSE EAI: 31,504 Current yield: 5.82% Ian 29,13 185.000 74.585 13,798 31 64.590 11,949.15 -1,849.16 LT Apr 22, 13 215.000 65.856 14,159.06 64.590 13,886.85 -272.21 LT Security total 400.000 68893 27,957.37 25,836.00 -2,121.37 SAWN SPUN ADR Symbol: SNY Exchange: NYSE EAI: 41,306 Current yield: 2.16% Jan 29,13 720.000 48.754 35,103.55 50.550 36,396.00 1,292.45 LT Apr 22, 13 275.000 52.654 14,480.06 50.550 13,901 25 -578.81 LT SDNY Otralienthr t page CNP7000)0057, 43I 9NV7000191480 00005 0715 030579301 000000 Page 9 of 14 CONFIDENTIAL EFTA 00132486 EFTA01274623 SUBS U BS Strategic Advisor April 2015 Account name: Friendly account name: Account number: GHISIANE MAXWELL Your Knandal Advisor, SCOTT STACK MANY LYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase pacer nark Istintret Average prke Price pet shire Vdueon Unedited Making Scidng data of chafes per share (1) Core Øs (S) on ape 30(1) API 30(1) gain or loss (I) period Jul 12,13 200.000 52.424 10,484.90 50.550 10,110.00 -374.90 LT Security total 1,195.000 50 267 60,068 51 60,407.25 338.74 SIEMENS A G SPON ADR Sym1:01. 9EGY Exchange: OTC EAI: 41,380 Current yield: 254% Jan 29,13 250.000 110.110 27,527.50 108.790 27,197.50 -330.00 LT Apr 22, 13 200.000 100.134 20,026.84 108.790 21,758.00 1,731.16 LT Jul 12,13 50.000 107256 5,362.83 108.790 5,439.50 7667 LT Security total 500.000 105834 52,917.17 54,395.00 1,477.83 SINGAPORE TELECOM LTD NEW 2006 SPCN ACR Symbol: SGAPY Exchange: OTC EAI: 12.243 Current yield: 3.80% Jan 29,13 1,060.003 28.260 29,955.60 33.480 35,488.80 5,533.20 LT Apr 22, 13 440.003 29,820 13,121.15 33.480 14,731.20 1,610.05 LT Jul 12,13 265.000 30.551 8,096.17 33.480 8,872.20 776.03 LT Security total 1,765.003 28 993 51,172.92 59,092.20 7,919.28 SMITHS GROUP PLC SPON ADP Symbol: SMGZY Exchange: OTC EAI: 1972 Current yield 3.52% Jan 29,13 1,245.003 19.750 24,588.75 17.510 21,799.95 -2,788.80 LT Apr 22, 13 330.003 18.685 6,166.05 17.510 5,778.30 -387.75 LT Security total 1,575.003 19.527 30,754.80 27,578.25 -3,176.55 STATOIL ASA SPON ADR Symbol: STO Exchange NYSE EAI: 12,130 Current yield:6.92,10 Jan 29,13 610.000 26333 16,185.31 21.230 12,950.30 -3,235.01 LT Apr 22, 13 205.000 25.765 5,281.88 21.230 4352.15 -929.73 LT Apr 22, 13 170.000 23.274 3,956.72 21.230 3,609.10 -347.62 LT Apr 22, 13 135.000 25.785 3,481.05 21.230 2,866.05 -615.00 LT Jul 12,13 330.000 21.423 7,06966 21.230 7005.90 -63.76 LT Security total 14450000 24.810 35,974.62 30,783.50 .5,191.12 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol. TSM Exchange: NYSE (Al: 4332 Current yield 1.64% Jan 29,13 800.000 17.800 14,240.00 24.440 19,552.00 5,312.00 LT Jul 12,13 30.000 18.434 553.04 24.440 733.20 180.16 LT continued next page CNP70001 3005779320NP7000191988 00005 0915 030575004 00fflayGm0002lint 10 01 14 CONFIDENTIAL EFTA_00132487 EFTA01274624 UBS Strategic Advisor Account name: GHIRAINE MAXWELL Your PI mandril Advisor: *U BS April 2015 Friendly account name: Account number. SCOTT STACKMAHLYLE CASRIEL Your assets Equities . Common stock lconhnuedi Purchase peal Trade taunter Average pace Nice per share Vane on Unmerited Hddng Hddng date of shires per sheet (5) Cola basis (S) on Apr 300) Ape 30(S) gain a loss (S) Period Security total 830.000 17.823 14,793.04 20285.20 5,492.16 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 32,725 Current yield: 4.71% Jan 29,13 460.003 54.547 25,092.04 54.100 24,886.00 -206.04 LT Apr 22, 13 510.000 46.879 23,908.70 54.100 27,591.00 3.682.30 LT Jul 12,13 100.000 50.459 5,045.96 54.100 5.410.00 364.04 LT Smelly total 1,070.000 50.511 54,046.70 57,88700 3,840.30 UNILEVER NV N YSHS NEW NETHERLANDS SPON SKIN ACR Symbol. UN Exchange NYSE EAI: 32,013 Current yield: 2.84% Jan29,13 930.000 40.500 37,665.00 43.480 40,436.40 2,771.40 LT Apr 22, 13 445.003 41.074 18278.06 43.480 1924860 1.070.54 LT Jul 12,13 255.000 41.271 10,524.33 43.480 11,087.40 563.07 LT Security total 1,630.000 40.778 66,467.39 70,872.40 4,405.01 LTD OVERSEAS 8K LTO SPONS MDR SINGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: 41,328 Cured yield: 2.88% Jan 29,13 900.003 30.540 27,486.00 36.850 33,165.00 5,679.00 LT Apr 22.13 100.000 33 492 3,349 24 36.850 3,685 00 335.76 LT Jul 12,13 250.000 33.180 8,295.00 36.850 9,2)2.50 917.50 LT Security total 1250.000 31.304 39,130.24 46,062.50 6,932.26 VODAFONE GROUP PLC SPON ADR Symbol. VOD Exchange: OTC EAI: 11,851 Current yield: 5.06% Jan 29,13 796.294 50.164 39,945.60 35.200 28,029.55 -11,916.05 LT Apr 22.13 2.727 54.627 148 97 35.200 95.99 -52.98 LT Jul 12, 13 239.979 54.033 12,966.80 35.200 8,447.26 -4,519.54 LT Security total 1,039.000 51.070 53,061.37 36,572.80 -16,488.57 ZURICH INS GROUP LTD 90N AC4I Symbol: ZURVY Exchange: OTC EAI: 33,479 Current yield: 5.57% Jan 29,13 1.050.000 28.470 29,893.50 30.820 32,361.00 2,467.50 LT Apr 22, 13 685.000 26.251 17,982.21 30.820 21,111.70 3,129.49 LT Jul 12,13 290.000 26.739 7,754.57 30.820 8,937.80 1,183.23 LT Security total 2,025.000 27.472 55,630 28 62,410.50 6.780.22 continued next page SONY GM 00021868 CNP70009005774321 NP7003191488 00005 0415 030575004 000000 Page 11 Of 14 CONFIDENTIAL EFTA_00 I 32488 EFTA01274625 SUBS UBS Strategic Advisor A il pr201 5 Account name: Friendly account name: Account number: GHISLANE MAXWELL Your Knancid Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pelts Trade Web« Average price Price per share Write on Unrealized Heating I4ddng Ode ot stam per stun (D Con basis (5) on Apr 30(5) Nat 30(1) gain or loss (1) period Total $1.357,147A0 $1,510,155.77 $153,008.37 Total estimated annual income: $51,188 Your total assets Percentage d Cost Estimated unrealized Value on Apr 30 (5) your account b0S6 (I) annual interne ID gain or loss (5) Cash Cash and money balances 61,923.30 3.94% 61,923.30 Equities Common stock 1.510.155.77 96.06% 1,357,147.40 51,188.00 153,008.37 Total $1,572,079.07 100.00% $1,419,070.70 $51,188.00 $153,008.37 Account activity this month Date ACIlttly DeSCrePtiOn ArnOtAlt (s) Dividend and intenestincome Taxable dividends Apr 9 Foreign MTN GROUP LTD SPON ADR PAID ON 2625 1,726.90 Dividend CUSIP: 62A7AM108 Apr 9 Foreign GLAXOSMITHKUNE PLC ADRPAIDON 1015 705.67 Dividend CUSIP: 37733W105 Ape 15 Foreign TOTAL SA. FRANCE SPON ADR PAID ON 1070 715.93 Dividend CUSIP: 89151E109 Apr 20 Foreign ZURICH INS GROUP LTD SPON ADR PAID ON 2025 3,519.58 Dividend CUSIP: 98962510a Apr 20 Foreign NOVARTIS AG SPON ADR PAID ON 975 239930 Dvidend CUSIP: 66987V109 Total taxable dividends $926738 Taxable interest Apr 8 Interest UB5 BANK USA DEPOSIT ACCOUNT AS OF 0410W15 1.31 Total taxable interest $1.31 Total dividend and interest income $9,268.69 Ode Adaity DtgreptiOn Amount (S) Fees Apr 9 Fee FAIN GROUP LTD SPON ADR -52.93 Apr 15 Fee TOTAL 5.A FRANCE SPON ADR -5.35 Apr 16 Fee INDIVIC41FtC SPON ADR -333 contiwed neat page CW70003005774322 AlP700319I 488 00005 0415 030575004 XtnalyGm00028ain 12 of 14 CONFIDENTIAL EFTA_00132489 EFTA01274626 Account name: GHIIAINE MAXWELL UBS Strategic Advisor Friendly account name: Your Finandal Advisor: SCOTT STACK MANLYLE CASRIEL April 2015 *UBS Account number. Account activity this month (contrived) Date Actlety Delectation Amount IS) Pees (continued) Apr 20 Fee ZURICH INS GROUP LTD SPON ADA -40.50 Apr 20 Fee NOVARTIS AG SPON ADR -7.31 Apr 23 Fee Charged QUARTERLY FEE -1.884.25 Total professional management fees 4138425 Total other fees 4109.19 Date *dimly Desception Amoted (3) Other funds debited Apr 9 Foreign Tax MTN GROUP LTD SPON APR -259.04 Withheld Apr 15 Foreign Tax TOTAL S.A. FRANCE SPON ADA -107.39 Withheld Apr 20 Foreign Tax NOVART1S AG SPON ACR -389.89 Withheld Total other funds debited -S75632 Ckle Actney Oescreben Amount (S) Money balance activities Mar 31 Balance forward SS4.864.97 Apt I Deposit UBS BANK USA DEPOSIT ACCOUNT 539.40 Apr 8 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 04107115 1.31 Apr 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,121.03 Apt 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 603.19 Apr 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/1611S -3.53 Apr21 Deposit UBS BANK USA DEPOSIT ACCOUNT 5,681.18 Apr 24 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04123115 -1,884.25 Apr 30 Closing UBS Bank USA Deposit Account $61.923.30 The UBS Bank USA Oepast Account is your primary sweep option SDNY GM 00021870 01110003005774323 W7000191493 C0035 0415 0305750041123572550000300 Pogo 13 of 14 CONFIDENTIAL EFTA_00 I 32490 EFTA01274627 *UBS Yournotes <w—= --or o.rzr—, ..V_CAI_pXd.g,14.31la CONFIDENTIAL EFT,001.32491 EFTA01274628 Important information about your statement (BS Fhancial Soots Inc (the Pim or USK FinnUISmices). 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Deposits undid«, ono:our/sigma amoum customers whn al inienufiami 'moues Management tommht. man bastruptcy or otherwise) mats so market Xd certan .3100t5 not held by the Fm. Aconite %mgt. Iht Bet Sweep FrOgralt oath batterOeS Does not ncbdeunpnad smaltelassets at teen' a the AthCV9h al Pura tnnti are intended 10 be ;Carat*. Ye Swept so LeStre USA IS b al egad-hod LW arid More Marna on a wait uptn request You may obun pre and mem starrom prods a Fern Mohnen. gasohol dada Toted rot be used for tar purposes key then to UPS AG Stanford Brant, a a Money Furd Deposes rem Moms:on g the SPC BrOchre armed Milt colors and tretestk stale oplom sok* on 'exult to lam (m., Fan 1099. Wt. 10415. at WS Sat USA are FOK inured n accoefaxe with IDY by contrag SPC at or bye:Nig tie SP( • Otrektos hauls dAe Dawn. outstanding mars OK) Nita peeping your to non theCm is diuted by rules For rem ilama'on p Wee out www Idu goo ...bone at *mot arch" loan. credit lie short account banes Ian 10 report to tie RS al lamb le declines. retontle now Deports a UPS AG ahead Burch ad *aMothe:co, • CortNnamy bison Toes of inarresiod sealablecat Mob* dynode ad matte men towed en seartes Furs arm nsurat by the FDC, Dirideml les Invevenent Pawn Ofer) held n your acCoum net proceeds on sale tranUcto:c6, aid brandn. plu; IBS Bat USA depose batch UBS AG the are reelected 6 al away. are you may obtan the Surdced Branch depose balances at miter mater maul cost baysoncotah weed Hamner Through the OA. wadable lo fah balms ay wept to ittlignzefrcen your FMosul Admor Only whole stres depose accounts a IBS AG Ned/creek Brach and IBSAG Iced sweep banes. a the close or the seatennt pond are paean infer DIP. partial shays win to soli and the Non.convocdlty free coedit balm) n yet 'Mount arena Communiallom with Um Firm (than Brant, these deposits tie rice roved by the FDIC oath we be damned in you accost Andiron ! from Wee baron awl the Famish use any Of • Neale recoritern airy oral OrneviCatons n *Ming 10 Bathos h$d ate vI35 AG Camas Binh are temounly remesinere prKe tippled by the issuer may defer fen the meow' TO The SOrreengn ha of the C areal Wads, and serepas/ these hods n the ma's), course of estates' Mese kinds furter peon your oho, wham ydsrafts under the nixtet ;Sot a what the paha tares in sold are payabso upon pa demand This total a Incbdoet Ae *ahem tetra Protection Act (SPA) there is ro guinea Other 0011,367. Of LISS tr4 to repay the bialas whet on the SS Camel's tam's boas. anent ptc;:d dosi-g value Caslonliou • el to Mona insmaton onthe top het ce the lint of this Only thole sent mar be held in 'Our axoent r you are Lading information lalimmt it not LUIS Finned SwVoln UBS inner Deposits a UPS Bal, USA ad each UPS AG Brash nom carol to apatite seit as armee of abeldend parent or awned by SIC Money Fund ties are protected by SPC fa detadd stem mon on the riV> beNe9P•aClistand Senescence yoke accost tottering broker by ~why tie Firm wit ether wl phial mesa matte price diclocurn Mato meChem eats tett Agrotcron or arhgement wed. the adiaCed rattan We Intend See 'UPS 'mama Sevres Account Rower Wow a adept an nowt darenrced by aregistered deny Awn Admvon aid the General Tenn ad Conditom you 04 this retnianhp nhen yua meted tie =tune in agency awl cede you account Upon par recks02. batnes n to Bale Sweep Program or UBS Stamm% of (tale 'ludas matable n Averments this heds an) SOOrk IPS arts looted a WS arder..closures rowed rrM owntren.,o4fb4.in Frunoal Somas aid not the aroducn atelet cow you OA may be velfxrath at net of a MonetFad maybe levertownt °brakes must mace a repot of al Ma oromabn to both In Igoe:Wed, aid the proceeds returned to you a your the Men:Vent obscure and Fit prof ink are specic to eat Waite% arum Your wets mom at nay vary Wham Rae fiet the loin Y01 Statelleill tirinaeSSenrekS and Other a/Wsheld n All account sutereds shanty deffriEd COrepine prompt n Arcing of any Urrikant Mange in your fnanca Furter olomoon tout tallitle sweep optons. ndAng the ACCOlnl a if cod of tie smarm, peen You mar ae odor*. d riot °bp:redto n Antal? Mho 60 days Munn Cr neterrnin Cbtective; For eads nowt hell for deem of July paid me net a ay tme You may anent nine% Frei and yield,. 6 asaitibte a you choose one of the to lowng mestmerd agates wove Weft bow your 'final Advisor a by redid secret used 4 hal collated ha partg at • Please direct customer' conolr ' ' to the mr: • Roam CUIPMI :NOON' Ineennients man; the balance me on teen My wastes traneletdd w them CI 'Peron, at or Ionia. genital on of :'come only dons the sumacs toned ad hood a math who a of a1 I 800AM WO CO t Monday Nwuy.lndy. Or In rang tO u3Shrorstal Serval. AC. UBS Fwarsiol Serfdom mown ptomain • Adhthe Glisrabliopromon heeorrentsseaing growth the end of Ike stahment period The Finn it a Tarter of the Stumm Mesta Protection 0 anti rake than In? grelatOn 01 name • Cost basic h dettantng the co% Whale* sedates Clem Realms Dmattrrom PO Box 766 Unon City NI • imam do nthestasn of intorno and Chotaaitehelth inCuded n this statement. SW'? niteed vetti die 07(07 Cosh:caw (WO. Mats protects scones scoars of es marten wo to 1500.000 (noban3 $250.000 for clamsfor Inarstrnalt loot 116 both the gennton of name aid number -a' UBS Firorrial Strath.'s reed on oath) the 5PC atm ;mesas thread:krto allscam growth 44 prewPal tonal ion °Maned Iran sources other than Leh • h case of errors a quesons about al ekmons fund Finhcal Seams. noudng nfonnalon Iron another IT trendy. (Era bl S vOa• debit card eta mu hold n a panda" three the Ferri upstart well anon agleam ha also pu•chaKrril Orwell ask profits or tat you may hie proetkel to your hnnCOIA4vact threacons, call or writ to LOS Enamel • COnawrate Seeks TO ',tartan Filialpc itipat wet, kner theFinn 0041 not neltiptridenIty only Or gunmen Simon hc. IOW KS BW .6th Ina, Weehawken N) steplonoreal prolocion The courant mount payable to all MOW obanu coltarolcunter the protection 6 550) rick role lity to the acmes omit even d Ma means scary a vii sty of am Mormon provided by maces 07636. Ann IMOJSSA Sayan the exam does not generate firdMIlt ifiCOttleOf °Thoth UPS f nthoal SetdCeS maw as of Decanter tO. 2013 leermsand mat nee keep pace wth in11.010 Cal a mites soon as you cart d youth rk your • Arboreta 1.41162 to aCO;p1 some rid to ;ropy ad In adeltion ShoujbLISS Feuncial Somer homily stawnem or rads 6 worg ot d you need mole 9.60c, to the pokyordain aid Ineutons cat at the Fen 6klthaprotected for up to $I9 milkn n the lane sorry Ma but Seek higher moue updates this efonnawcn as t is dared the Fen dot roc nfonnahon Loa corner on the smarm, of recept moil& any assurasors that the Merman seder Cost The Fern Ce Card buy cos at0 lOble) must ma ran you a9gepee to all your scans held is a patchy copeck • Aggresehe ening to apt hgh nge 10 Octropal ate hgh A full Oopyol lw poky ontedng 6 atalable upon 'A , vanity 10 teeth."' retain o'er In* bale and 'Unrealized garbs," is harm a of ihe die no fate tht 60 Gays alter the frmsai you the frst of this tealMall At sod', ream do not rely fn this susernern on Meth the era or probian spored inkelnit On 10 needachas. a sae dames fa to - ROSIIC you- nom ad scow number a ave1 The SIC prOlfcliXt old dye supplenental prafacn both do Statement -houselneling" not Sply to We may consoldate al felted eCCOLrit Staten16615 with the pieposes a Creterebt Acawrm traliltned to thee ten - Describe the ono. or the rater you ay smut abas mayreflect webs, nformaim ore( kr the pared of awl rotan asCearly a yOUtdri why MI Were 4 is al • (man enamel toms controlled brand nand n your sent rarest n the Sane (metope Aometsrroy be rand aoccent vibe) but had away f nom Ltil$finalcial Sennotri for this rapes bean toy haw omit; Mot, martin time they ay held XX* FM Morehhormil edarnatnn era a My to nom mete hanution km be added by yinFourth' Rek6Or - froMe the dollar mourn of the mewed era (kg. anal (kat a UPS an (Scat ant% AG lent account rilaionshps wen one dents at the seer& Stamford brand). 06 moose amirls notong mob* address the prods 6 knom as I hasatadng • if you mean old Minim of Matra knot atm such prefer to real* indkrilual A/Content, inakd n %pre* • Urmalttedgalretbsoss Mho. dos e vatic. shaves re entered Meaty n the nine of the Salm OVmated umealhed Vor, 1r: ;95 3-2 dal ate] to SDNY_GM_00021872 CONFIDENTIAL EFTA 00132492 EFTA01274629 Important information about your statement (CM tinu.d) ilthrithiscanty lots The fl ea:andata fa ialircbal - Thad pity mamma vibes may be ref Wed as f at malts of aranis at ale ham -dear halmmutual ACCOLtit am reginead fervce mats of UBS Friaxial Services lot mayor may not reflect conmiisan3 Chapsair priced' n aural stoma am an Meanderl hags of mat hat Bony Inc Sethntyreorsqvaiw, mein DOI3end and Other valuation Ins An Mt Applied a d male ty assign a - m Most ion to roam *Med m ormaion woh roe...mown lots and asthmatic pet ro lot at oath vat* wan we boon axe that a inierdi wort hag the sale or darbuta of a -naycora= ad use Yea Saynturo it a regiscred sake rett. of visa Mottled to dopay one awapd lot lhe • bade dr.' armada.* may olla menus,/ reposed sae Igo a.si .mc Mot unit to our dents, we a/ ix our mina cnal 1.85 Wa Signabre creed cads a LBS Wsa cotton pithisitS the Veinal tratatim bandah Welton. Cr when a vat wand 191y ipecutatote aniline races* rearm thinly Ortpenation Iron deed cads a mad by IRS Bak USA wth ammo from duo to the natue of the seamy mrryol me romance thrones inclementhy the v ea u S A horpseatcm • O&M warkias Bonds and phand wok that he - Men !Pala an Ma menl paw a sponsor a'cuit'y coronas anilsonol The harancecorames Oswalt for oath. roderponml be selected email* estimated Manor 3tirdpaly a Mad aise is SpOnS00 a me urrt nvethrunt PUPS we dwtute UBS Ananall arsine' InC Pro 201407 by lot tan among as saunas of that isthe Man our Model the wfue OI the warty wet tn.:SWAM ton - Our al dates also meltetrading <ornament a other nano a n nom/wenn for our dents C al leave As psalm• ono comenution from /nutty fields am insane 'nf cmuten is attired nom thrd pia ri d its aorta/ - 'DiOrkutiorn to die' may Meta non of canal. CoMain vase moats we disc boo is rut outdated Other call feaens may ant each mom. a both - Werheaas alma tee earn tBSBalli USA a UBS could alba ywla Carithete manna kin war be provided • 003021 Vat we* re:leant, the dirndl ellinhg prce AC Seareord Bronchi of aio 125 pet acount Lan Mown per int ri d may not reflect tar cost bath sweofing to the bats war the LBS Bat Sweep Programs • Centrcolus of deposit KIN) COs are RX noted opt • lbastricrad neuritic; Restricted senoras gmerayae $293.000 si cannot and armed street pa dtpouter not unity thgthe for pthIc sale IRS Mama Strath Aaw and ow otheautufy entionion rt accordance with SDK uses the nwtot pries of me inntstrila stook of tat lam Mama royardng corn-aka ad other arson nibs coaxal ncuted va.* for the reamed mac b/ Waited al annechon went moan of was Mang puma of This uses. ref Ork To the glean that cpbon trasactons has been mastled co onlimMons • pricohroluo Pnces *opined fa tomes anSater restricted maks it eligble for sale. Meal* naffed mama kindled byob sad wit be pack* to you produces maybpMohr ce boor that dot price that you may be thtntantity less man the imputed vim shows comply on ream was IS Pually ranee in the marker PrCeS are Obtaned from wrath Toed party sources Ouch we telowte to • In. lehirnated) ncaaE corronyields and ran An Short soiling ankle but we do not garraro away mane of annual ma is based en coma clorthsta b you ay engaged in tort sang autarky. you may ra t a - Wo porgy modes dosng pont wan aeatabb ce the aim intend oath aseniry mo maities will be held for chage flue to anal hammy coos fa Om palcuLv PM a IM bid aid ask Dices for feted Senna ri d one yea from Meant date or until inturrly This Pearrty *pans cmybd prces for OTC sauna estate is onk 3 guanine. acuraq and °allowed - Ix minor traded warners nay be priced Conga iXothe se not prameed Open orden thlatra moat a the frost roam trice we Maned - Ail :mated saw' mono and path yised for caftan 4 9arding Opel goodtilicancelled • OrderS that wore not a-Magna Mkt an aaut make pm or vat* Mao , moriews oaf nichaie arena of ;cap* or emoted by the lama Me. opm buy al sell stop - C main positions may pima wear a pat and ran Cthlui payload, Ca the to name Wid Went acts a waxed by the wawa old/Mendsor rotas on show 'price was not mailable' if we are salable to yeld)would be °wonted mdinbnchor 'Angles dse oat mewled Myra:* *ban a pee Ito a Warty - Parroted anus income rid anent ail and tree by you YOu ale riathrable Ior orders that are emicueed doe - Depots a sautes denannatal n orrenoes Other taut nom and yield mght be Mac ot hgher tha to your fare to cancel our/erg open orders has I) 5 Mtn are ref Wed a the marg./4e as of the animated moues the Pasoan! date - An vat nolo of aimalcal inane Blvidr4 ander Tax witheld'ngm farbutions fan LOS Pinola,' - For certain scathes loam re nore-ccanmeng WOW) carded by TM Pant make, valsateap Salvias IRAs clamnahms. ace and quatty (face ma) may hae balra 6 lased on the tat thethEnd or man Felval tax law regureS LBS ranch' Services to nahold bees atpsedm laalothe proper warms papal nude byte none awl Manes de *come in from pa swath* WA divas* cers. tut you may To obtain cumin quota" fawn salable. meta yes sown ithathens oil be Wafer one your froth the feat oat lobes. icano say yenta or instead, you may Francs. Moor stabonent date or wita murky Acarit ad Nett to ha. la vatheld a aria or n a had anoint at Conlnotd Mkt de not suaarceal you choose War Soon al man n effect until reveled • Praia Monsuams and stemmata protium Mote by you You nay rota* par Makin a ay lino by many Mamie swore* anoluing deal paithpation • ant not held by USS 'Mandel Sanaa Cahn a now Mean If you do not he,. moult room. tar Diagram aid real estate rrsarnem nun mama aid aka are MOWN tefim rd not anon the Inns weItnekl lrom your dartuliOnS. yo u maybe womb* la Solved colons se goad., hghly nyud (elan posseSsm or anal Theo stets re 46thand m your the canny of amoral ta• You may nest pen atm if the masted pomace s Nana Mon retuned ph the gateman for irdonnhanal pupaeoat Positions aim moans withal and yar Minted tr payments so not Seamus as ExmanyeCominshm a wider any state yam presented re peusiled by the dung LAS WIWI CO yar itabliptim sewrites 4/45 We roma estmaed values fa pante Fnand$ Seeiian i not reportsble for this afeemgbn rhoUrnert septa ad ovate" products for and does net yo.vamee is away these assets Sena Privacy nforont cnalputows only Accuracy., not 9uhanthth probated by SVC ate Finns supplemental SP( To attar a copy of throne -6 Oka Proxy lance play - the* values maydifkr substantalty from plea if My maga contaci your treat:Machina centaur wash al Mt wore nwstrnert sedum a 'tortured am , or combnoneoloy thaw: may be bough a sad aid do not neass.thly • Manus Yang and addkkand componsation wrath, the vitro you may now* upon 'Madam^ - h addiliwi to caninissom on saki rid 12b.1 lees li3S financial Swan 6 not a bale the Wm. amps - BIM pay inmaes of vale are as of a anan Oaci mead n connochn with thedata:Non of rata SOVCeSAaoult BSA and MIA JO became lauritS shire aphid 10 UtS amaze Sasses as a recto tar faidS toot, d assa andox ow alto redflee PM sande access to bang servos a doodads balm by an noteperane valuation fern /Web* Mann; pa/mats from adubut3rs ander trough ravenous wit /flood basks rot otter mat. Ifsolr Cenral Palle,' Cr spew estimated varlet if atison of the name funds that wo sell lase party balks. and provides acoct to Murtha aid fl uty my. are stalled to the Com by the maw general anants are bad at two dame amorms fJ proaCtS iSthed by unall doted tadtarty Mean" partner cosponsor and may Malaita based en the baba 01 saksbyuBS ot a pancula mutual had o f through moat agency subsea es of LASS althea isfananon from that used by tad patio to fah to ott clans. end Id the me rate of a Finial Service% the dace thee intimated via: imolai mutual fad fangs teethed a a lien - sou cal ern* addauni strmalcn regaling the - We aid as aka abso recta retowang and t orestrant. moray and amuly pro&cts rrehadology used to determine the tamale of via, areausprocesvny feat n orademon for trailer Nat SOK hind • no bait gamma May Imo vale and the dace of the hfoornivon that Is the bass fa the agent Wykes That we pcobid• to to ntrual funds thine hymns:ay your Fnrdi abhor Them fees general,/ aro pad *CO incisor awn nth* ReSOLICeMitagellWil aCCOUlt. %PM Sayan moat fad and se a tead dolt. anxim basil on the Massa BSA. IIMA and nternabonal RethexCellAthaprent SDNY_GM_00021873 CONFIDENTIAL EFTA_00132493 EFTA01274630 UB5 Financial Services Inc SUBS 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 May 2015 CNP7005671623 0515 111 0 ifill NEW YORK NY iiirSE Account name: GHIStANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKMANLYLE CASRIEL Phone Questions about your statement? Call /0 Jr Eiriancia AdvJier Cr II.2 Value of your account RMA Resolin-eline at WO-RMA- 1000, On April 30 (5) on May 29 (5) account Your assets 1,572,079.07 1,554,867.09 %Stour website: Your liabilities 0.00 0.00 www.ubsoomlfinancialservices Value of your account 51,572,079.07 $1,554,867.09 Sonroes of your account growth Tracking the value of your account during 2015 Value of your account S Thousands at year end 2014 $1,469A81.00 Net deposits and 1,469.5 1.572.1 1,554.9 vinhdratrals -57925.26 Your nvestrnent return; Dividendand interest income 528990.41 Chance in rawket value $63,420.94 Value of your ecootnt on May 29. 2015 $1554867.09 Dec 2014 Apr }WS may 2015 SDNY GM 00021874 Member SIPC CNP7000E005671623 NP7000191539 00005 0515 030575001 00C0C0 Page 1 of 14 CONFIDENTIAL EFTA 00132494 EFTA01274631 SUBS UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number: Your A Rancid Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 29 a) your account • Cash and money balances may include A Cash and money balances 71,313.04 4.59% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances. UBS AG Sumford Branch deposit account balances and money market C Equities 1,483,554.05 95.41% mutual fund sweep balances See the imponant information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets 91,554,867.09 100.00% Value of your account $1,554,867.09 Eye on the markets Percentage change Index May 2015 Year to date S&P 500 1.29% 3.23% Russell 3000 1.38% 3.68% MSC I - Europe, Australia & Far East -0.40% 8.93% Barclays Capital U.S. Aggregate Bond Index -0.24% 1.00% Interest rates on May 29, 2015 3-month Treasury bills: 0.01% One-month LIBOR: 0.18% CNPT00C6005671624 NP7003191539 00005 0515 030575004 CONOPIY_GM_00021tne 2 of 14 CONFIDENTIAL EFTA_00132495 EFTA01274632 UBS Strategic Advisor Account name: Your Financial Advisor: UBS May 2015 Friendly account name: Account number. SCOTT STACK MAT/LYLE CASNEL Change in the value of your account Summary of gains and losses Values reported telow exclude products for which gaits and losses are not classified May 20I 5 (S) Year to date (S) Realized gains and losses Unrealized Opening account value $1,572,079.07 $1,469,481.00 May 2015 (1) Year to date (1) gains and kisses (S) Deposits, including investments transferred in 0.00 6.30 Short term 0.00 0.00 -127.02 Withdrawals and fees, Long term 0.00 6,913.17 124,967.66 including investments transferred Total $124,840.64 $0.00 $6,913.17 cut -1,664.13 -7,031.56 Dividend and interest income 11,053.87 28,990.41 Change in market value -26,601.72 63,420.94 Cash activity summary See Account activity the month tot delaIt &lances in your Sweep Options are indueedin the cpenng and Closing account value $1,554,867.09 $1,554,867.09 closing balances value. FDIC insurance a:pies only to deposits a u8S Bank USA, rot to deposits at u8S AG, Starriord Ranch or bank deposits paced through the UPS Intemecond Depose Account Decigram Dec protection applies to marry market sweep fund holdings but nal bar* deposits SeeImportant information Dividend and interest income earned about your statement on the last tv,o pages a this document for atals May 2015 (i) year to date (1) For ciapotes of Ins statement, taisb:ity of 'nines] ani cliodend intome ha: been determined horn a US Opening balances $61,923.30 $3,054.91 tar reporting perspedine. eased upon the residence of the account holder, account type, or product twat, some interest ander dvidend payments may not be subject to United States (UA ardor Puerto Rico (PR) Addkions Income tares. The (lent mOnthki %Mullent d not intended to De used and ramose tie rested Won for tar purposes. Chents should refer to the appictile tar reporting forms they recent. from 185 annually, such as Deposits and other funds credited 0.00 6.30 the FORTIS 1099 and the eons 480, for lac reP011ing information n is the practice Of 1185 to file the axiicatle tar reporting forms oath the US intern.e Revenue Semce and PR Tpeoury Derailment. and in Olvdend and interest income 11,053.87 28,990.41 sue h forms accurately usury chlekna ardoi interest as tar exempt or tau*. income. Mese comsat your 'Sudo* tax PrePater Proceeds from investment transactions 0.00 46,292.98 May 201501 Year to date IS) Total additions $11,053.87 $75,289.69 Taxable dividends 11,053.00 28,986 98 Subtractions Taxable interest 0.87 3.43 Professional management fees and related services 0.00 -3,695.94 Total current year $11.053.87 $28,990.41 Other fees -360.41 -550.39 Total dividend & interest $11,053.87 $28,990.41 Other funds debited -1,303.72 -2,785.23 Total subtractions -$1,664.13 -$7,031.56 Net cash flow $9,389.74 S68,258.13 Closing balances $71,313.04 $71,313.04 SDNY GM 00021876 C elP7C003305671625 NPIOCOPII 539 00605 0515 030575004 000000 Pag• 3 of 14 CONFIDENTIAL EFTA 00132496 EFTA01274633 Account name: taUBS UBS Strategic Advisor May 2015 Friendly account name: Account number: Your lq asocial Advisor: SCOTT STACK MANIA/LE CASRIEL Withholdings and tax summary May 2015 (1) rear to date (S) Foreign taxes paid -1,303.72 -2,800.87 Prior year(s) adjustment GOO 21.94 Total withholdings and tans 41,303.72 42,778.93 UBS Bank USA Deposit Account APY Interest period Apr 8 - May 6 Opening UBS Bank USA Deposit balance Apr 8 855,405.68 Closing UBS Bank USA Deposit balance May 6 $61,924.17 Number of days in interest period 29 Average daily balance 860,039 47 Interest earned $0.87 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Francial Advisor or Branch Manager. You can find a ful description of the alternative investment objecuves in nnportant information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary Aggressive Investment eligibility consideration • None selected Your account instructions • lots account cost bass default closing method is FIFO, First In, First Out. O470:V8005dB 626 Ne70q0I9I 539 00005 0515 030575004 CeiffitlY_GM_00021§$4 4 of 14 CONFIDENTIAL EFTA_00132497 EFTA01274634 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Finandd Advisor: *UBS May 2015 Friendly account name: Account number: SCOTT STACK MAN/LYLE CASRIEL Your assets Some pnces, income and current vaues shorn may teapprOxervale. AS a seat. gains aidlosses ma/ 001 tie eccuralely retkded. Set smportant infonnabon about your statement a tne end of the dxurnem tot more infornason. Cash Cash and money balances Cash and manly balances may include avalade cash balances UBS Bar* USA cSposn account balances, UBS AG StanSord Branch Cepout account balances and money market mutual fund sweep balances. UBS Bank USA de sit account balances are insured by the FO[ vulthn applicable limits, but are not protected by 9PG tills AG Stanford Branch deposit account balances Si. not insured by FDIC and are not protected by SIPC Money market sweep balances are protected by SEC but ale nal insured by the FDIC. See the rmportant information about MO statement at the end of this document for details about those balances. Opertng balance Clc9ng tulaxe Price per share Average Derldend imerest 041n Hddng on Ma/ 1 (S) on May 29 (3) on Mat 29(S) rate period period Cep anounl (S) Cash 0.00 2316.42 l/35 BANK LISA DEO ACCT 61,923 30 68.396 62 250.000 00 Total 461,92330 471.313.04 Equities Common stock Purchase prices Trade lkintier Average price Pl.( t per shaft Value on unrealized Mold ng Hddng date of shares per shale (SI Coss basis (S) on may 29 (SI May 29 (5) gain or loss (S) period MB LTD SOON ADR Symbol: ABB Exchange: NYSE EAI: 9842 Current yield 2.61% Jan 29,13 825.000 21.573 17,797 89 21.840 18,018 00 220.11 LT Apr 22, 13 650.003 21 211 13,787 15 21.840 14,19600 408.85 LT Security total 1,475.003 21.414 31,585 04 32,21400 628.96 ASTRAZENECA PLC SPON AER Symbol AZN Exchange. NYSE EAI: 91,015 Current yield. 4.12% tan 29, 13 210.000 50.130 10,527.30 67.550 14,185.50 3,658.20 LT Apr 22, 13 85.080 51.335 4,36353 67.550 5,741.75 1.378.22 LT Jul 12, 13 70.000 49 441 3,46092 67.550 1,728 50 1,267.58 LT Security total 365.003 50.279 18,351.75 24,655.75 6,304.00 continued next page SDNY GM 00021878 CHP70309005671e2 NP7000191539 COCOS 0515 030575004 31123572SS00002C0 Page S of 14 CONFIDENTIAL EFTA_00132498 EFTA01274635 *UBS UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number. GH1SLAINE MAXWELL Your Anandal Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets Equities Common stock (contrived) Purchase peicel Trade Mater Average pace Price per share Velue on unedited Hddng Hating date of shares per Man (3) Con Gds(1) en May 29(3) May 29 (I) gain or loss (S) period ME SYSTEMS PLC SPON ADR Symbol: BAESY Exchange OTC EAI: 11,234 Current yield: 3.90% Jan 29,13 1,000.000 22.160 22,160.00 31.620 31.620.00 9,460.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC (Al: sass Current yield 1.30% Jan 29,13 200.000 99.560 19,912.00 142.810 28,562.00 8450.00 LT Apr 22, 13 45.000 101.760 4,579.20 142.810 6,426.45 1,847.25 LT Security total 245.000 99.964 24,491.20 34,988.45 10,497.25 IMP BILLITON LTD SPON ADR Symbol: BHP Exchange NYSE EAU 11,079 Current yield: 5.56% Jan 29,13 320.000 78.520 25,126.50 44.630 14281.60 • 10,844.90 LT Apr 22, 13 30.000 61865 1,915.95 44.630 1,338.90 -577.05 LT Jul 12,13 85.000 61.002 518523 44.630 3,793.55 -1391.68 LT Security total 435.000 74.087 32227.68 19,414.05 -12,813.63 BRITISH AMER TOBACCO PLC GB SPCN ACR Symbol: BU Exchange: AMD( EAI: 32,700 Current yield: 4.13% Jan 29, 13 340.000 104.097 35,393.08 110.720 37,644.80 2251.72 LT Apr 22, 13 150.000 107325 16,098 78 110.720 16.608 00 509.22 LT lul 12,13 100.000 105.544 10,554.44 110.720 11,072.00 517.56 LT Security total 590.000 105.163 62,046.30 65,324.80 3,278.50 CEUTSC1-E TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 12,255 Current yield: 3.07% Sep 16.13 1275.000 13387 17,069.45 17.220 21,955.50 4,886.05 LT Sep 17, 13 1,150.000 13359 15,362.85 17.220 19,803.00 4,440.15 LT Sep 18, 13 990.000 13393 13,259.17 17.220 17,047.80 3,788.63 LT Oct 10, 13 855.000 15.481 13,236.68 17.220 14,72310 1,48642 LT Security total 4,270.000 132301 58,928.15 73,529.40 14,601.25 Darrscre POST AG SPON ACfi Symbol: DPSGY Exchange: OTC EAI: $932 Current yield 2.27% Jan 29,13 640.000 23930 15,296 00 30.250 19,360.00 4,064.00 LT Apr 22, 13 720.000 22.581 16,25675 30.250 21,780.00 5,521.25 LT Security total 1260.000 23202 31,554 75 41,140.00 9,58625 continuednext page CNP70009005671628 NP7000191539 00005 0515 030575004 15045MY_GM_000241$0 6 of 14 CONFIDENTIAL EFTA 00132499 EFTA01274636 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandd Advisor: *UBS May 2015 Friendly account name: Account number. SCOTT STACK MANILYLE CASNEL Your assets Equities . common stock lconbnued) rmtkne Pil(ct TIJO 111.1013ef Average price Me per share wlue on unrelated Raking Hddng date of shares per shape (I) Cost basis (S) cn Hey 29(1) mew 29 CO gain or loss ft) period GDF SVC SPCN ADR Symbol: GDF2Y Exchange: OTC EAI: 11,746 Cwrent yield: 4.34% Jan 29,13 720.000 20.779 14,960.95 20.310 14,62120 -337.75 LT Apr 22, 13 380.000 20.919 7,949.37 20.310 7,717.80 -231.57 LT Jul 12, 13 215.000 20.144 4330.97 20.310 4366.65 35.68 LT Aug 21, 13 285.000 22.200 6,327.10 20.310 5,788.35 -538.75 LT Aug 22, 13 140.000 22.508 3,151.20 20.310 2,843.40 -307.80 LT Aug 23, 13 240.000 22.418 5,380.51 20.310 4,874.40 -506.11 LT Secwity total 1,980.000 21263 42,100.10 40,213.80 -1,886.30 GLAXO SMITHKLINE PLC ACR Symbol: GSK Exchange: NYSE (Al: 42,566 Current yield: 5.70% Jan 29, 13 330.000 45.615 15,052.95 44.370 14,642.10 -410.85 LT Feb 13, 13 320.000 45.645 11,60646 44.370 14,198.40 -406.06 LT Apr 22, 13 245.000 50.630 12,404.47 44.370 10,870.65 -1,533.82 LT Jul 12,13 120.000 52.904 6,348 48 44.370 5,324.40 •1,024.03 LT Security total 1,015.000 47.697 48,412.36 45,035.55 -3,376.81 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: [IVRY Exchange:OTC EAI: 12,411 °Arent yield:4.53% Apr 25. 13 60.000 70.891 4,253.51 103.380 6202.80 1,949.29 LT Apr 26, 13 375.000 70.792 26,547.34 103.380 38,767.50 12220.16 LT Jul 12,13 80.000 68.375 5,470.00 103.380 6,270.40 2,800.40 LT SeCLeity total 515.000 70.429 36270.85 53240.70 16,969.85 INDIVIOR PLC SPON ADR Symbol. INVVY Exchange. OTC Jan 29,13 103.000 9300 957.97 17.700 1,823.10 865.13 LT Apr 22. 13 20.400 9.849 200.93 17.700 361.08 160.15 LT Jul 12,13 17.600 9.829 17100 17.700 311.52 138.52 LT Security total 141.000 9.446 1,331.90 2,495.70 1,163.80 MTNGROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: $2,286 °Arent yield: 4.86% Jan 29,13 1460.000 19.580 32,502.80 17.920 29,747.20 -2,755.60 LT Apr 22, 13 590.000 17390 10260.10 17.920 10,572.80 312.70 LT continued next page SDNY GM 00021880 CNP7000X)05671629NPVC0191539 00005 I:515 030575004 o700c0 Page 7 of 14 CONFIDENTIAL EFTA_00132500 EFTA01274637 *U BS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Advisor, friendly account name: SCOTT STACKMAI/LYLE CASRIEL May 2015 Account number. Your assets . Equities . Common stock (continued) Purchase pried Trade Morton Average price Nee per share Vdue on Unedited Hddng Hddng date or shares per share (S) Corr basis (S) on May 29(S) May 29 (S) gain or loss (S) period Jul 12,13 375.000 19219 7,20731 17.920 6,720.00 -487.31 LT Security total 2.625.003 19036 49,970 21 47,04000 -2,930.21 MUNICH REGROUP ADR Symbol: MURGY Exchange: OTC EAI: $1,477 Current yield: 3.07% Jan 29,13 1,650.000 18280 30,162.00 18.450 30,442.50 280.50 LT Apr 22, 13 425.000 19.544 8,306 29 11450 7,841.25 465.04 LT Jul 12, 13 535.000 19.059 10,196 73 18.450 9,870.75 -325.98 LT Security total 2.610.000 18646 4846502 48,154.50 -510.52 PESTLE S A SPONSORED AC* REPSTG REG SHS SWITZ ADR Symbol: ISSAGY Exchange: OTC EAI: $2,015 Current yield: 2.47% Jan 29,13 570.000 70.160 39,991.20 77.440 44,14010 4,149.60 LT Apr 22. 13 290.000 69.918 20,276.22 77.440 22,457.60 2,181.38 LT la 12,13 195.000 67.417 13,14641 77.440 15,100.80 1,954.39 LT Security total 1,055.000 69.587 73,413.83 81,699,20 8,285.37 MPPON TEI1G & TEL CORP SPON ADR Symbol:. NTT Exchange- NYSE EAI: $1,459 Current yield: 1.90% la 22,13 1,700.000 26.445 44,957.18 34.670 58,939.00 13,981.82 LT Aug 6,13 510.000 26.309 13,417.69 34.670 17,681.70 4,264.01 LT Security total 2,210.000 26.414 58,374.87 76,620.70 18245.83 NOVARTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: $2,203 Current yield: 2.20% Jan 29,13 590.000 67.877 40,047.61 102.730 60,610.70 20,563.09 LT Apr 22, 13 240.000 72.512 17,40302 102.730 24,655.20 7,252.18 LT Jul 12,13 145.000 73.450 10,650.38 102.730 14,895.85 4,245.47 LT Security total 975.000 69.847 68,101.01 100,161.75 32,060.74 ORK LA ASA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: $1,029 Current yield: 3.20% Jan21,14 710000 8.052 5,717.56 7.820 5,552.20 •I65.36 LT Jan 22, 14 220.000 8.190 1,801.84 7.820 1,720 40 -81.44 LT Jan 23,14 315.000 8282 2,60192 7.820 2,463.30 -145.62 LT Jan 24,14 185.000 8.147 1,507.25 7.820 1,446.70 -60.55 LT contincted next page CNP700090055:1630NP7000191539 0000S MI5030575004 COMAY_GM_00021ter S of I4 CONFIDENTIAL EFTA_00132501 EFTA01274638 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nandal Advisor: friendly account name: SCOTT STACK MANLYLE CASILEL sUBS May 2015 Account number. Your assets Equities . Common stock (continued) PUICha9t PtiCtl Trade Hunter AWILICit price rote pet share ',clue on Unrealized Hddng Hddng date of shares per than (I) Cost bads (S) DI may 29(1) may NW gain or loss (S) Period .lan 27,14 135.000 8.019 1,062.58 7.820 1,055.70 •2688 LT lan 28,14 265.000 8.045 2,132.08 7.820 2,072.30 -59.78 LT lan 29,14 390.000 7.991 3,116.53 7.820 3,049.80 -66.73 LT lan 30,14 245.000 7849 1,923.23 7.820 1,915.90 -7.33 LT Ian 31,14 260.000 7878 2,04846 7.820 2,033.20 -15.26 LT Feb3, 14 185.000 7.794 1,441.96 7.820 1,446.70 4.74 LT Feb4, 14 235.000 7.671 1,802.69 7.820 1,837.70 35.01 LT Feb 5, 14 245.000 7.727 1,893.29 7.820 1,91590 22.61 LT Feb 6, 14 165.000 7.561 1,247.70 7.820 1,290.30 42.60 LT Feb7, 14 310.000 7.528 2,333.87 7.820 2,424.20 90.33 LT Feb 10, 14 250.000 7.609 1,902.25 7.820 1,955.00 52.75 LT Security total 4,115.000 7.913 32,560.21 32,179.30 -380.91 PT. TELEKOMUNIK AS1 INDONESIA SPON ADR Symbol: TLK Exchange: NYSE EAI: 1644 Current yield 2.16% lan 29,13 690.000 39.442 272 15 25 43.260 29.849 40 2,634.15 LT RECXM" BENCKISFR PLC SPON ADR Symbol. R8GLY Exchange. OTC EAI: 41,451 Current yield: 2.25% Jan 29,13 2590.000 13.187 34,156.85 18.240 47,241.60 13,084.75 LT Apr 22, 13 510.000 13 966 7,122 67 18.240 9,302 40 2,179.73 LT Jut 12,13 440.000 13.938 6,132.99 18.240 8,025.60 1,892.61 LT Security total 3,540.000 13393 47,41251 64,569.60 17,157.09 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL B ORD SFIS WON ADR Symbol: RDS.8 Exchange: NYSE EAI: 41,504 Current yield:6.20% Ian 29,13 185.000 74.585 13,798 31 60.690 11227.65 -2,570.66 LT Apr 22, 13 215.000 65.856 14,159.06 60.690 13,048.35 •1,110.71 LT Security total 400.000 69893 27,957.37 24276.00 -3,681.37 SANOR SPON ACR Symbol: SNY Exchange: NYSE EAI: 41,299 Current yield: 2.20% Jan 29,13 720.000 48.754 35,103.55 49.410 35,575.20 471.65 LT Apr 22, 13 275.000 52.654 14,480.06 49.410 13,587 75 -892.31 LT SDNY GIngirifid ext page CNP700:60056716.31 NP7000191539 00005 0515 030575004 000000 Page 9 of 14 CONFIDENTIAL EFTA_00132502 EFTA01274639 *UBS UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWEU. Your lloandsi Advisor: SCOTT STACK MANLYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase pacer Trade Mmtser Average prke Price per slure Value on Unrealized Hddng Hddng date of shares per share (1) Cost bask (S) on May 29(1) May 29 (1) gain or loss (1) period Jul 12, 13 200.000 52.424 10,484 90 49.410 9,882.00 -602.90 LT Security total 1,195.000 50 267 60,068 51 59,044.95 -1,023.56 SIEMENS A G WON ADR Symbol: SIEGY Exchange: OTC EAI: $1,380 Current yield: 2.62% Jan 29,13 250.000 110.110 27,527.50 105.300 26325.00 -1202.50 LT Apr 22, 13 200.000 100.134 20,026.84 105.300 21,060.00 1,033.16 LT Jul 12,13 50.000 107256 5,362.83 105.300 5,265.00 -97.83 LT Seaway total 500.000 105234 52,917.17 52,650.00 -267.17 SINGAPORE TELECOM LTD NEW 2006 SPON Apt Symbol: SGAPY Exchange: OTC EAI: $2,243 Current yield: 4 15% Jan 29,13 1,060.000 28.260 29,955 60 30.640 32,478.40 2.522.80 LT Apr 22, 13 440.000 29.820 13,121.15 30.640 13,481.60 360.45 LT Jul 12.13 265.000 30.551 8,09617 30.640 8,119.60 23.43 LT Security total 1,765.000 28 993 51,172.92 54,079 60 2,906.68 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: 5972 Current yield 3.36% lan 29,13 1,245.000 19.750 24,588.75 18370 22,870.65 -1,718.10 LT Apr 22, 13 330000 18.685 6,166.05 18370 6,062.10 •I03.95 LT Security total 1,575.000 19.527 30,754.80 28,932.75 -1,822.05 SOUTH32 LID SPON ADR Exchange: OTC May 18, 15 128.000 9.000 1,152.00 8.270 1,058.56 -93.44 ST May 18, 15 34.000 9.000 306.00 8.270 281.18 -24.82 ST May 18, IS 12.000 9.000 108.00 8.270 99.24 .8.76 ST Serially total 174.000 9.000 1,566.00 1,438.98 -127.02 STATOR. ASA WON ADR Symbol: STO Exchange: NYSE EAI: $1,111 Current yield: 4.12% Jan 29,13 610400 26.533 16,185.31 18.580 11,333.80 .4,851.51 LT Apr 22.13 205.000 25.765 5,281.88 iasaa 3,808.90 -1,472.98 LT Apr 22.13 170.000 23 274 3,956 72 18.580 3,158.60 -798.12 LT Apr 22, 13 135.000 25.785 3,481.05 18.580 2,508.30 -972.75 LT Jul 12,13 330.000 21,423 7,069.66 18.580 6,131.40 -938.26 LT Security total 1,450.000 24.810 35,974.62 26,941.00 .9,033.62 continued next page 04P70000005671632 NP7000191S39 00005 0615 030575004 00appe_Gm_00021MIS 10 Of 14 CONFIDENTIAL EFTA_00132503 EFTA01274640 Account name: GHIRAINE MAXWELL UBS Strategic Advisor Your Fi minder! Advisor: UBS May 2015 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Equities . common stock (continued) 1,4f that< F,1(O Trade Hurter Average pike Peke pee snare Whit on Wreaked Halting siddng date of shares per share (S) Coa basis (I) en may 2901 May 29 (1) gain or loss (V period TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: $332 Current yield 1.65% Jan 29,13 800.000 17800 14,240.00 24.280 19,424.00 5,184.00 LT Jul 12, 13 30.000 18.434 553.04 24.280 728.40 175.35 LT Security total 830.000 17823 14,79304 20,152 40 5,359.36 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exdiange. NYSE EAI: 12,587 Current yield: 4.79% Jan 29, 13 460.000 54547 25,092.04 50.490 23225.40 -1.866.64 LT Apr22, 13 510.000 46879 23,908 70 50.490 25,749 90 1,841.20 LT lii 12,13 100.000 50.459 5,045.96 50.4% 5,049.00 3.04 LT Security total 1,070.000 50.511 54,046.70 54,024.30 -22.40 LNILEVER NV N Y SHS NEW IsETHERLANDS SPON SPON ACR Symbol: UN Exchange NYSE EAI: 42,013 Current yield: 2.89% Jan 29,13 930.000 40.500 37.66500 42.700 39,711.00 2,046.00 LT Apr 22, 13 445.000 41.074 18,278.06 42.700 19,001.50 723.44 LT Jul 12, 13 255.000 41271 10,524.33 42.700 10,888.50 364.17 LT Security total 1,630.000 40.778 66,467 39 69,601.00 3,133.61 UNTD OVERSEAS 8K LTD SPONS ADR SINGAPORE AOR Symbol: UOVEY Exchange: OTC EAI: 41,338 Current yield: 3.11% Jan 29.13 900.000 30.540 27,486.00 34.380 30,942 00 3,456.00 LT Apr22, 13 100.000 33.492 3,349.24 34.380 3,438.00 88.76 LT Jul 12, 13 250.000 33.180 8295.00 34.380 8,595.00 300.00 LT Security total 1,250.000 31 304 39,130.24 42,975.00 3,844.76 VODAFONE GROUP PLC SPON ADP Symbol: VOD Exchange: OTC EAI: 41,760 Current yield:4.34% Jan 29, 13 796294 50.164 39,945.60 39.030 31,079.35 -8,866.25 LT Apr 22. 13 2.727 54.627 148.97 39.030 106.43 -42.54 LT .1L4 12, 13 239.979 54.033 12,966.80 39.030 9,366.38 -3,60042 LT Security total 1,039.000 51.070 53,061.37 40,552.17 -12,509.21 continued next page SDNY GM 00021884 CNP70003005671633 NP700019I 539 00005 0515 030575004 000000 Page 1s d 14 CONFIDENTIAL EFTA_00132504 EFTA01274641 SUBS UBS Strategic Advisor .I • Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your ItBendel Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase pricer Trade Madan Average price Pace per share Vdue on Unrealized Herding Ncldng date of shares per share (S) Cott basis (SI on May 29(1) May 29 (S) gain or loss (I) period ZURICH INS GROUP LTD SPON ADR Symbol: ZLIRVY Exchange: OTC EAI: 13,479 Current yield: 5.37% Jan 29,13 1,050)303 28.470 29,893 50 31.970 33,568.50 3,675.00 LT Apr 22, 13 685.003 26.25i 17,932.21 31.970 21,899.45 3,917.24 LT Jul 12, 13 290.000 26.739 7,754 57 31.970 9271.30 1,516.73 LT Security Iota 2,025.003 27.472 55,630 28 64,739 25 9,108.97 Total 51,358,713.40 51,483,554.05 5124.040.64 Total estimated annual income: 149.817 Your total assets Percentage or Cost Estimated Unto*zed value on May 29(S) your account basis (1) annual interne (SI gain or lost (1) Cash Cash and money balances 71,313.04 4.59% 71,313.04 Equities Common stock 1.483,554.05 95.41% 1.358,713.40 49,817.00 124,840.64 Total $1,554,867.09 100.00% $1,430,026.44 $49,817.00 $124,840.64 Account activity this month Date Actiaty Descrption Amoral (1) Dividend and interest income Taxable dividends May 6 Foreign smmis GROUP PLC WON ADR PAID ON 1575A5 OF 05/01115 310.05 Dividend CUSIP: 83238P203 May 8 Foreign ORK LA ASA A SHS SPON ADR PAID Cie 4115 1329.20 Dividend CUSIP: 686331109 May 11 Foreign MUNCH RE GROUP ADR PAID ON 2610 2.184.97 Dividend CUSIP: 626188106 May 12 Foreign BRITISH AMER TOBACCO PLC GB SPON ADR PAD ON 590 l)3C6.38 Dividend CUSIP. 110448107 May 14 Foreign AB8 LTD SAON ADR PAID ON 1475 871.47 Dividend CUSIP: 000375204 May 26 Foreign UNTOOVERSEAS BK LTD SPONS ADR SINGAPORE ADR 93.69 Dividend CUSIP: 911271302 continued next page CNP700:0005671634 NP700019I539 00005 0515 030575004 00105Y_GM_0002111M 12 of I4 CONFIDENTIAL EFTA_00132505 EFTA01274642 T UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number. GHI!LANE MAXWELL Your Pi nandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (continued) Otte Acinity DeKnalion Dividend and interestinoome (continued) Taxable dividends (continued) May 26 Foreign UNTO OVERSEAS 81( LTD SPONS ADR SINGAPORE ADR PAID ON 1250 936.89 Dvidend CUSIP. 91 1271302 May 29 Foreign GDF SUEZ SPON ADR PAID ON 1980 1.118.90 Dvidend CUSIP 361606105 May 29 Foreign NESTLE S A SPONSORED ADR REPSTG REG 5145 SWITZ ADR PAID ON 2.401.45 Ovidend 1055 CUSIP. 641069406 Total taxable dividends $11.053.00 Taxable interest May 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 090915 0.87 Total taxable interest $017 Total dividend and interest income 311.03327 Ole DegNotion Mount (4) Pees May 6 Fee SMITHS GROUP PLC SPON ADR AS OF 0901/15 -1675 May 8 Fee ORK LA ASA A SHS SPON ADR -102.88 May 11 Fee MUNCH RE GROLD ADR -130.50 May 12 Fee BRITISH AMER TOBACCO PLC GB SPON ADR -5.90 May 14 Fee 488 LTD SPON ADR -29.50 May 29 Fee GDF SUEZ SPON ADR -49.50 May 29 Fee NESTLE 5 A SPONSORED ADR REPSTG REG SHS SWIZZ ADR -26.38 Total fees 4360.41 Date Acliely Desceplion ATOwli (S) Other funds debited May 8 Foreign Tax DULA ASA A SHS SPON ADR -199.38 Withheld May I I Foreign Tax MUNICH RE GROUP ADR -576.29 Withheld May 29 Foreign Tax GDF SUEZ SPON ADR -167 83 Withheld May 29 Foreign Tax NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ACR -360.22 Withheld Total other funds debited -31303.72 SONY GM 00021886 C NP70008005671635 NP700314153900035 0515 030575004 000000 Page 13 of 14 CONFIDENTIAL EFTA_00132506 EFTA01274643 *UBS UBS Strategic Advisor May 2015 Account name: Friendly account name: Account number. MA:(1NE1L Your lq sandal Advisor: SCOTT STACK MANLYLE CASRIEL Account activity this month (continued) Invesbnent transactions For mote Intomaion about the price/value shown for reudcted secuntles, see important information about y011f tement at the end of this cbccrnent Proceeds tram Fubet investment vatechaven la Accrued DAe ACb4ty Desception Quantity vale (S) Price 01 transactions (5) snvestments bcuqu (S) Immo (5) May 29 Spin Off SOUT1132 LTD SPON ADR SYMBOL NA FROM 174.000 BHP BRUTON LTD SPON ADR SYMBOL BHP RATE: 0.40 CUSP: 844731105 Total oat AftwIty Descripbon Amount (1) Money balance activities Apr 30 Balance forward 561,92330 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 090915 0.87 May 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 294.30 May II Deposit UBS BANK USA DEPOSIT ACCOUNT 1,026.94 May 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,47818 1v1ay 13 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,800.48 May Deposit UBS BANK USA DEPOSIT ACCOUNT 841.97 May 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,030.58 May 29 Closing UBS Bank USA Deposit Account 568.39662 The UBS Ban,. USA Depasa ACCOUnt Is your primary sweep Colon CNP7C008005671636 N1'7000191 539 00005 0515 030575004 oNSUNY_enc0002,11519 14 of I4 End of statement for account number CONFIDENTIAL EFTA 00/32507 EFTA01274644 Important inforraation about your statement URS Fardal Sonar be (tie Fem or URS Smiar/. 119? Fim Or CM taum Ml inrpi9aeyarcomOtlm ad hotler on the tonn tel notes of tia mlicabln 69X• Or encelopes —pm mat dedine handwhig by mang ytur is a menner of al priorpaisectrity. canksoday ald moms Mfl correa arg timt pronntly tender agn). Fnindal Advisor ~gr UBS F renna Servaes ane UP35 Bank Van re hilied 18S AG and /Niar of u135 Smale, Plosornia al ditch p/mfl to ro Onnor ne inni • (ertan nvennani renn or normer isterM (Og. 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Ør Maniptcy or otherme) mars tO matet sid aftan 35GetS net held byen Inn Accoure thicuyri ire Elet Sweep FrOjram• tab barnes Dor na nchdeunanced smontelasms at ne en! ol the Arcugh al harm tinn are irnmend b be amma re swept fo ten CM USA to b a estabIlhed kyle and Mote adandeon e &atti upcn nquest noa enn obun prp and ramm Illteintnt penn a Maate kanstmcmh stamant daa non] rot be used for tar punoses Reg then lo URS AG Stairked Brannc ct a ~ny Ford Deposts ram Mormann aloclåtålif. . ^..,Igging the WC Brocha undested stor ml Mb nd mentab le stor innom »kaien yerend ta< famne. Forn 1099. Søt 10415. at 1.85 Bit USA re FOK muene n aen:ilda». el', H* by armring WC at as by koring ne SPC • Ordna 11CladeS MOR banal, CuiStOrldiNmeSn old ohm pepsin pur tar nam Telin is munn by otiet For exm :amnion p Mo nut vim Inc gov wttorte al irmaritePo on? knm. men re snart accoum banes lan te recon to tie nal tann diremes. nporitle non- Cremots a URS AG Ramford Brann an *vag in Msner • CAWITanni bAtiecin Tout of snirund paiar: can teank dvddids ard trane men tann en muntres Funn remi nsurn by the MIG Dividend ne rt aement Program IDRIP) baanot okt 165 Rask VW Omen barar. UBS AG fur n ps acCourt, nil proceeds on tab trarnactnen, and elle urnsy relleded arr mann anm Yta' (nil °titan the Stramt Brian <Mon balinces and manymrka mnal mil baroninn orren murer TØ IN On. pron* lo ah baron are svøpt to eiCtual pie tran par einrosa Anm 0,66 ~le satset hin men banei al the dose of the stamel period dflotiSt accounis a UBS AG ~York Brann mi ISSAG arepremi valet PIP. mnalsnar MI be soll and ne Nonioorned ly freo na baron tr yos .10»unt roms Cammunicitiona Mr the Fim C adnan Brann Nese Mases are na hand by the FOK ørt ri be emosind n pts mots re CliiSend aningane frem ofrm• balmms ande Femmar me ret on • PlAnetp.crAlfiern a-6 ord Oottru‘etons fl eting tO Bakom held a the 18S AG C mon bann re teroordtily imam priv mote by the iver mig Ond fron the tire hes n the ordiwy omn ot as tuinass lbese funn furer muse your nirta nchdirg pv:gies uno« ne <opOSAI Tota oppronn risk of theCa:mai hans and maiet 6S:e a MA thepanel tan n sold 8.ep4tibie tpon p.r ~land na mal n incland in ne Warrirs na« Promp:lon Act (SPA) nem is ra guirtmcr oner obleatir d 1.135, 4 60 Mat ment mad dosin valp the Da.nui eie on the ISS C.dienat's erach's botns Casloiniese • rf /ne frwinal inantron Onne tOp lat cf the Inri of tht$ Only ~b unn nuy be held in pur mort I )06 re Onposns a URS Ran USA an mb URS AG Braoch an ral Lenclin information summa is not ISS ~cal~ URS Firda entidtd to amt:alun as amme namna -d pant or ra detand ramm etan on nen an', lenden mormon Senkesarr ymt* acome as dearin preker by antegne by 9PC Min Pund stwes are pranced by WC ~ria ne Firm rop enker on patronat; at maket prim &Malm mf« to ymt C lem Rora isernp nonernmi or rammen wN. the nemnd mituton We intormect See 1.13Shnanosl Senens Acccum Frotealon• hel» ce munn an atom Ominnion by a tegiStef ed (karg A(coum ammen, an the Grual bin an CC41660.11 you oa thisrentiorohm vann you mened nis ertetomt In agency. amt adle yotr account Upa, yov roann harm n ne Bar Ramp Programs or LIS kanel% of Onn nectras tana n ~en trip car, pur eds alt mak as re locand a les ~Orde:duns juacyksmtr iat;sgaludz . Flana ~i an not tro rtroducin brekny. an pr On mw ~cram ml nes of a MonnFund may be inveitmentoblealves möt mare a mat ot ry 670e OrOM6S6n LO botn hom hundara and the moden retorned so pa cd gov lhe moment abraves and nr prof are simla lo eau ~tos azaani Yournati accam an mad van tamen /tem anm ne Inn YOS summe mimes kortas ad ot« 315(1s bold n All xenon suterents natte Mened «enga% ond tramsig n hrhn9 of any stricam dunge h your fnanca Furter ntinnagn Son a.alnle meg optans. ndueng Oie ^nam al the end of te saumen, ptein kov may åt amtene d n% Obl!~ to n vartng ontlen 60 dm stueion Cf ~Uroe ctiteceve for e4' nuv hen la clerffy cl fun girl fl yt, a xrl In» you may arm ømma rat.» ard nekls n anitible you choose onn of the ro Ing nvestment (6.6046 rivi igla korn vad Fnxicai Advisor <6 by reve* matties used i br Miami MP paien ri • Alsated.rect cutiernef merplA to WA Irret: • Attlate Co trent »COM, ihrostmentt mang ne hame re on nem My ~non thremed P them Cl almen, at Or tolliet C.3flog gena en of ommeny ring the snurren noe an Mnd a ner 6.1.• Z Of 6I 00AW Ion t ~dal • Mine ChathoWDPAnnon lit*Orrelssekin; Toe" th. erd of fl stammt perad theauyt n st or in mang to u3S ?manna Senit« Inc. 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Ann IIMAISSA ~on all Nigbln donn. colkotaarundr nis proncion i 550) millon as of Deoriber Ir 2013 the mourd dons not gald» initiert /monene otar non Utar nor Serdtes ItturnSaxl rotnakm pace wds kiØ CM «miter non as pm can dgautnkpur ▪ addrion anoughlallS Fnancial Senk,: genadlly SMict tone pokyarditiorn ri d ~nr car at ne • »dra stollig lo armt ovra ni to StemPal ad namnam« recept 6 lotet; eitt% nen nare upPales n6 Atansator 35 c 6 rederred lite Fim 6)ES rat ratmunon &out *turnert cn the fl erren or motor Fim b furew procemd fm up irs II 9 milkn n che lorte virra vax aty » snok high« mams anegae for al pur ~triohekt n a paiar capaccy • tanceshe Mini; tO hgh net n1~ ad hgh turne any ~ras na te nrvralta ulde 'Con Troe Fen nid Mur <as ap loble) mua her rom som A fall copy of tepolcy ~Ing 6 AtaLloleupOn n`,6J62 Plenty» steling/ terms mei In • ud orre:~ ganilass' is tarane as of the da no latral 60 da/n alter the fem sett you the hist of nis anar At SU" slost. do nat rerY on t6 summa on Min the dra or probkmmand information lo nake narra or sile densans. hr ta ihe GPC minna/ re ta supolermta prcermin bon do Sunt rousohondior - trodd. sov nam ard mort mener (il an purpons cf manna mcours amene to innfinn - Describe te tror or tetamter you ae trave rov not SfirY WA endyCOnSOklati al retina iccosnt stawrams inn the • C «un inrcial :oms connolled by (and hOused n pv hom arms in ne samer/eine Apmuns ryn be rekved mp renna gualbss nicansins orly forte parad of an «Agn as clearly a pa ran Mig pa bale* e b al tire they an held i the Fere itorehinornal Marnanan end cr My you ram ame Marnation at vaka) bul held away horn inin Finn, Sømma fa ris IMrole Maur> ty han omnen Mo Sn ~Man (eg. Gran 10 can a las Brøt <J can au% AG rent »sunn rinaionshm mb odar daua al ne safta cst be added by you' Farga Admor - Arne ne doar num cd tre smeded arm ~Imf nans. nsuraxemonalt iximr g vautia altets The urtaua know as notbeholdng • au annun in. rid 04 'hes of mulmet kna viite• pits meler te renn inntre Antent, make in amme • Unna«. gainorlonns nhon dyra L aranablo snares re reg~ «My n ne nar* of the nve 19MirriO ;Mnal :ed lorrilictsrs a2 CAO:alei tir SDNY_GM_00021888 CONFIDENTIAL EFTA_00132508 EFTA01274645 Important information about your statement (CialbnUeC) baricbiscanty as the tan:andata fa Natal - 'Mk.) parry aimed van may be reflected as 'Not numb.' or =culls at the abindear hotting mutual Account at registered sauce mats of UPS Faecal Semites let mayor may not reflect aninissaans. Chagas ace priced' n sena swans wan an ndepenSent lords of eua hand laniV seaintyreorsunema awns DI/and and other vane" Irm has mat tweed of 6 tn*e b assign a - In akil ion to 0)nranSeXIS referred m corneakon wen rerwerna lots and wawa padre la re 'sad% value when we Warm aware Pal arnierill were hat die tabor darbutran of aromaoar= ad ine Yea Sanaa is a misted sakema of visa combned to dtmlay onto:wad lhe • 'bade axe' *coned that trey oda creavaly reported Iola too Ward.ma tnni unit toil dams. we a/Hour alone cnal LEG Mesa Sograbre Had cards and 165 Visa cobra peewits the veinal anal on le4edae dUeSIOn. a whirl awls would be highly meculaa off Nene rata Mang Cerranalgo from din cards at issued by IMS Brit US• wish ammispon Iron duo to the tutu. of the :early maof me manna corimar. lndmmy to v ea u S A haparated • Callable aunties Rends and Heard stork Mal the - %Wen endue an ewer rent paw a sponsor a-ma wars enamel tee nuancecowman &ire calt foe ealy adman ea be seated traria estimated Naar ailed-poly *mina wade is ix sponsors ea the urn tamed trusts he dwtute UBS Financial Strata Inc Rev 201407 by lot tom any dt WasiteS of that 69.* harkl si out penned the wax of the marRy we bedeartnt teen - Ott al dates also re:eatrading commiswin and °Mei neaten name nano for a cats Cat!t*tt its paha pea conmenution from mental hobs aid inseam idsmut is chant tom third alai and its aorta - •Caratioris to doe' may tare? rea of cal Canna whose proexls we distbute is rot guramed One call feasts nay egg each ncome a both - We mane a anal fee tam LESBali uSA ad UPS could affect yea corneae manna end be provided • OngeW en* she' remants the Metal ellen.; price AG %sited &mill al up to 12$ pH =aunt open rea-red wen ass may not reflect your cost bath aiming to the bats inn the MS Bat Sweep Prograns • CartifrateS of deposit(COs) COs ate MC mad opt . 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Wt we do not Haute eel' a:cracy - Wo rarely coo the dosng dna Aram aralebk• cr the Meal or to bid 14 ask aces fee Isla stones and tstiMate of sad name is based on anent Hand al :used ern. annirg the moan will be held for one yet from siaenunt date or snol away the tea it you aengaged in tort stelhg a warily. you may Mar a Magna to anal knowing coos la Yana pada' *pan Or ay a eras for OTC warts estimate a onb a plane. aCCuraCy rid OXItelued - tee away bald warren maybe priced conga reface re not garrameed Open tam awea mods a lamest Mani at we <kneed - E9nutedanua mane and amen yield /Of tartan Regaling Opel or 'goodailicanceled • orders that ape not ray not Mkt an ars mate Ewa or mat Waist mans auk neRide drain of ancloa or Heated by the Adam dater Opel buy ad Sell Step - Cenan postai may awe, maul a pa aid caul gam n Man case the eSt rare (ad ahem eiders re taxed by the arrant of Wide nsa ran on show 'price was rat mailable' if we are able to veld/ would be matted • adianchor angles doe unarm enacted ethane obtan a pia for a way - Emma renal naome aid rant 5441 aid the by you You re resoonsble for orders al are executed die - Deposes Or stories dawns& n orricroes otter actua name and WM night be lower or higher tat to your foam is cancel enswg open Has fore D S altars are related a the traturgor4e as of the named amens the Parra! date - An ovate of analsed inane arida ander Tar witheylditg en fabeations fan UK Pianos' - For canon sedates Imam on011-CCeralthrig meat Mated Dynecora makes vatalatema anion IRAs dernmetatas. Hoe and quality dacevane/may bale taloa a lased co the lag die and or man Federal tar [Swamies LOS area Semias to withhold been We-Medea WM:Meprow %warm paynem made byte ear and estates a inane In from at tackle MA diorama tut you may To obtain Can: Gala nt Men arallaele.COrcaa yos sena et dames ell be Nelda one sue am the rata nor lob*. kernels( weltholi or. instead. you nay Franca name statue a dation ate matey Andra aid elect to ham lee wheat a aria or naiad award as continued lad at not guaranteed you choose Yes Heston ea remain n ef act until rented • Pan beentrnas and armored produca await by you You may revoke your election a ay I Me by main ensnare was ancbang direct priacioation • Asset not held by WS Financial Seam Corun anew oaten If you a not he eoo9i nisi tar pagan a real estate natmem fist saxes/ and ass.; ale not NObyteWm an not withn the Fars wettoold lean yOUrniOrIS. you maybe revocable to 'leased peduaS eternal', hgley rlkpad (elan possession or antral rhea assets re coptad en your of pram of attardui. You may nom wawa rI to mama past ran not been rettiored owe) the award for Monnatronal names only Poseas aid moults rata and yes estimated la. pawls a not Sthan*S and EathaNe Ccenmss,an a oar any state wan panted re rata by the issung lion IRS Equal to your tar rkliptar sauna lads We mode estmaed valises a pirate f nada Steams e not remonsble fobs nloanabn mestmett somas ad snared products for and does rut guava es adia, mese awls tenet Piracy edema rinalpumootanly AcathICY a rot 9uthanieed prosard by SVC ate Fenn sopplawmal SaC To obi an away of a anent O m Pray Ahem Rae - Mem yaws maydiffer sthstantally been pica day coverage anted F nab, Advisor Haltom wane Y. al aim area nyestrnere securarce structured yaw vas comeihaeoley gala maybe tall, a sold and do not nasally • Baena Sating and addkional capensatat avant the vat you may ranee upri lculdaton - et additnu to darilninoni or, sake aid I2b.1 lees 1.8S Rena-lel Sakes eat a bals The Ma banns - Th rd any inmates of vibe are as of a ran Ome nand in demean with the datreuton of nava awesAi:cant BSA and iRMO ae beCaef age learns aid re implied lo UBS Maid.a Sawn on area It finds toots clientswe mace ow tame re0Nee MO bade anis to bang services ad products base by an ndtpenclent satiation fern /tale tang pa/luau Irom darbutors aid or though augments wt affiliated balks an other tad l“nte, papa Parma Ce Sprit milliard viret if aison of the mutual funds that we tell Pew party bas ad pavan aCICO% !Cr novae aid amity my. Out stapled to the rem by Bierman general nants are bad en ono Mara arroments anaCtle isertd by omit doted the/many teranCe pane co sprat and may be Cab-NW based Cei the anent of salebyula of a partcuLt mutual and comas through mince agency ands so of Uri Okra Woman from that uxd by tend penes to laity to ote Meets. an to raft rate of a areal Sean bc dare thee estkrutcd van prowl, mutual fat fags shares ad a a lin - You cal obtain addaenal iceman n regaling the - NPe alder alba also rata rawang aid t impani. natal:4. and aauly products methodology used to damage earns, of YAK onamprowang lets in oarisaraton for trailer Nat SOK aired • No bank manilla May lose vale and the date of the tifonn.von to is the boa a the agent makes that we Kende to !hem:coal funds enema by ccedaang your Nadi Adria These fees genera re pad nom imenor awn, in the PaAA Berrettce artmaynuni bCCOUlt. %Sire% SeN4f5 mutual and and ae a tied doll{ marl bawl on the aceum BSA. IlMA and nteMabralal RECOute Aallaretat SDNY_GM_00021889 CONFIDENTIAL EFTA 00132509 EFTA01274646 c;It UBS U85 Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 June 2015 ONF70055663470615x12356Y1 0 LL "111111 NEW YORK NY1 Account name: GHI5tANE MAXWELL Friendly account name: Account number Your financial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourcebne at 800-RMA-1000, On May 29 (5) On lune 30 (S) account Your assets 1,554,867.09 I ,521,095.06 Msit our website: Your liabilities 0.00 0.00 www.ubscomifinanciafsemces Value of your account 11,554.867.09 51,521,095.06 Sources of your sew mat growth Tracking the value of your account during 2015 Value of your account S Tnc u5and5 at year end 2014 $1,469,481.00 Net deposits and 1041 I 57.19 1,521.1 withdrawals 48,128.07 • Your Mestmentreturr, Dividend and interest income 538,572.72 Change in marker value $21,169.41 Value of your account Dec 2014 on Jun 30, 2015 S1,521.095.06 Mar 2015 run 2015 SDNY GM 00021890 Member SIPC CNP7000)006556347 NP7000304218 00005 C615 03057500i 111011 Page 1 of 16 CONFIDENTIAL EFTA_00 I 325 I0 EFTA01274647 Account name: *UBS UBS Strategic Advisor lune 2015 Friendly account name: Account number: Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets value on Percentaga of tune 30 ($) your account • Cash and money balances may include A Cash and money balances 79,793.94 5.25% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 0.00% account balances. UBS AG Stamford Branch A deposit account balances and money market C Equities 1,441,301.12 94.75% mutual fund sweep balances See the important information about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,521,095.06 100.00% Value of your account $1,521,095.06 Eye on the markets Percentage change Index lune 2015 Year to date S&P 500 -1.94% 1.23% Russell 3000 -1.67% 1.94% MSC I - Europe, Australia & Far East -2.80% 5.88% Barclays Capital U.S. Aggregate Bond Index -1.09% -0.10% Interest rates on June 30, 2015 3-month Treasury bills: 0.02% One-month LIBOR: 0.19% CNP7000)006956348 NP70003042 18 COCOS 0615 030575004 11 goilY_GM_00021tee 2 of 16 CONFIDENTIAL EFTA_00132511 EFTA01274648 UBS Strategic Advisor Account name: Your PI sandal Advisor: UBS Friendly account name: Account number. SCOTT STACKMANYLYLE CASRIEL Change in the value of your account Summary of gains and losses Values reported below exclude products for which gam and losses are riot classified. Joie 2015 (3) Year to date (1) Realized gains and losses Unrealized Opening account value $1,554,867.09 $1,469,481.00 June 20i 5(1) Year to date ($) gains and losses (3) Deposits, including investments transferred in 0.00 6.30 Short term 0.00 0.00 -398.46 Withckawals and fees, Long tens 0.00 6,913.17 82,644 10 including investments transferred Total $6,913.17 $82,245.64 $0.00 out -1,102.81 -L134.37 Dividend aid interest income 9,582.31 38,572.72 Change in market value -42,251.53 21,169.41 Cash activity summary See Account activity tha month for dela Is. Balances in your Sweep Options are includedon the cpenng and Closing account value $1,521,095.06 $1,521,095.06 closing balances vain. FDIC insurance awes only to deposits at UBS Bank USA, not to deports at MIS AG Stamford Barth or bank deposits placed through the UBS international Depose ACCOUnt pc:grant SIPC protection app ion to money nwtel swoop fund holdings but rot bark deposits. Seeimportant iniormation lamyour statement on the raft two pages d this document for teals, Dividend and interest income earned June 2015(S) Year to date IS/ For purposes of nes statement, tacablty of I/Detest and do ndend income has been determined fran a US Opening balances $71,313.04 $3,054.91 Jar ;sporting perspective. Breed upon the residence of the account hoicks, account type, or product bye, some interest ardor deidend payments may not be subject to United States (US) aridly Puerto Rico (RR) ,4c1clkions Income tares. The (lent monthig statement is not intenCe0 to to used and (amen be *led utOn for tin purposes. Clients should refer to the apical, lac reporting karts they receive from UBSannualy, such as Deposits and other funds credited 000 6.30 the Forms 1099 and the Fan 480, for tin reporting intormauon, It is the practiced UBS to file the epplicatie tent repOrling forms with the US interred Revenue Service aid PR Treasury Depararent and in Dividend and interest income 9,582.31 38,572.72 such fount accurately dainty dividends ardor Interest alai tempt or tarfl incase. Please consult you In:Indus' tax preparer. Proceeds from investment transactions 1.40 46,294.38 June 201 5 (SI Year to date (S) Total additions $9,583.71 $84,873.40 Taxable dividends 9,581 20 38,568.18 Subtractions Taxable interest 1.11 4.54 Professional management fees and related services 0.00 -3,695.94 Total current year $9,582.31 $38,572.72 Other fees -340.14 -890.53 Total dividend & interest $9,582.31 $38,572.72 Other funds debited -762.67 -3,547.90 Total subtractions -$1,102.81 -$8,134.37 Net cash flow $8,480.90 $76,739.03 Closing balances $79,793.94 $79,793.94 SDNY GM 00021892 C NP70003006566349 NP70003042I Er COCOS LEAS 030575001 111011 Page 3 of 16 CONFIDENTIAL EFTA 00132512 EFTA01274649 Account name: UBS UBS Strategic Advisor lune 2015 Friendly account name: Account number: GHISLAINE MAXWEU. Your Amends" Advisor: SCOTT STACK MANLYLE CASRIEL Withholdings and tax summary June 2015 (1) Year to date IS) Foreign taxes paid -762.67 -3,563.54 Prior year(s) adjustment Q00 21.94 Total withholdings and taxes 4762.67 43,541.60 UBS Bank USA Deposit Account APY Interest period May 7 - Jun 4 Opening UBS Bank USA Deposit balance May 7 861,924.17 Closing UBS Bank USA Deposit balance lun 4 $74,574.42 Number of days in interest period 29 Average daily balance $67,253.79 Interest earned $1.11 Annual percentage yield earned 0.02% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objecuves in bnponant information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive Investment eligibility conscleratan • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. 00703024306566350 Ny70033042 le 00005 0515 030575004 11 151‘ri_GM_0002 AM° 4 of 16 CONFIDENTIAL EFTA_00132513 EFTA01274650 T UBS Strategic Advisor June 2015 Account name: Friendly account name: Account number. CHISLAINE MAXWELL Your PI nandal Advisor: SCOTT STACK MANtLYLE CASRIEL Your assets Some pnces, income and current vaues shown may teapprOxiinate. ASS ref ull, gains aldlOssts may not te accurately reflected. Set Aporunt intosenabon about your statement a the end of the etcumem fOr more intommon. Cash Cash and money balances Cash and money balances may include avalaole cash balances, UBS Bant USA dercat account balances, UBS AG Stariord Branch Cepoat account balances and money market mutual fund sweep balances. U8S Bank USA deposit account balances are insured by the FDIC vallin appleMk limits, but are not protected by SIPC u8S AG Stanford Brant hdepout sec oum baantes an not 'muted by FDIC aid are not protected by 911C Money market %veepbalances are protected by SVC but ale not insured by the FDIC. See the important information about your statement at the endof this docunent for details about those balances. Goering bdence Cloung Wine en ce per shale Average DnidenclInlesell Deo in Hddng on run l(1) on tun 30 (I) on Jun 30(1) tale period period Cap artual (1) Cash 2,91642 0.80 LES BANK USA DEP ACCT 68.396 62 79,793 94 250.000 00 Total 571,313.04 $79,793.94 Equities Common stock Purchase price Trade lkinter Average Price Nice per snare Value on unrealized Hddng Hddng date of shares ref share (1) Con basis (1) on Jun 30 (5) Ain 30(S) gain or loss (5) period MB LTD SPON ADR Symbol. ABB Exchange: NYSE EAl: 1842 Current yield 2.73% tan 29,13 825.000 21.573 17,79789 20.880 1 7226 00 -571.89 LT Apr 22, 13 650.030 21 211 13,78715 20.880 13,572 00 415.15 LT Stagily total 1,475.000 21.414 31,585 04 30,798 00 -787.04 ASTRAZENECA PLC SPON ACR Symbol AZN Exchange: NYSE (Al: 31,015 anent yield. 4.36% tan 29, 13 210.000 50. 130 10,527.30 63.710 13,379. 10 2,851.80 LT Apr 22, 13 85.000 51.335 4363 53 63.710 5,415.35 1,051.82 LT hA 12, 13 70.000 49 441 3,460 92 63.710 4,459 70 998 78 LT Sactrity total 365.050 50.279 18,351.75 23,254.15 4,902.40 continued next page SDNY GM 00021894 CHP7C00?305566351 NP7000304218 00035 0615 030579304 111011 Page 5 of 16 CONFIDENTIAL EFTA 00132514 EFTA01274651 SUBS UBS Strategic Advisor June 201 5 Account name: Friendly account name: Ao:ount number: GHISLANE MAXWELL Your IRBendel Advisor, SCOTT STACK MANY LYLE CASRIEL Your assets Equities . Common stock (cononuecn Putchase pacer Trade learber Average pace Price per shut Vdueon Unrealized Hddng Hddng data of elven per share (I) Coil basis (S) cn lun 30(0 fun 30(f) gain or lois (I) period ME SYSTEMS PLC SPON ACE Symbol: BAESY Exchange OTC EAI: 11,222 anent yield: 4.31% Jan 29,13 1,000.000 22.160 22,160.00 28.370 28,370.00 6210.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC EAI: 1439 Current yield 1.27% Jan 29,13 203.000 99.560 19,912.00 140.985 28,197.00 8,285.00 LT Apr 22, 13 45.000 101.760 4,579.20 140.985 6,344.32 1,765.12 LT Security local 245.000 99.964 24,491.20 34,541.32 10,050.12 BHP BILLITON LTD SPON ADR Symbol: BHP Exchange NYSE EAI: 11,079 Current yield: 6.09% Jan 29,13 320.000 78.520 25,126.50 40.710 13,027.20 12,099.30 LT Apr 22, 13 30.000 63.865 1,915.95 40.710 1221.30 -694.65 LT Jul 12,13 85.000 6t.002 5.18923 40.710 3,460.35 -1,724.88 LT Security total 435.000 74.087 32,227.68 17,708.85 -14,518.83 BRITISH AMER TOBACCO PLC GB SPON Apt Symbol: BT1 Exchange: AMEX EAI: 32,700 Current yield: 4.23% Jan 29,13 340.000 104.097 35,393.08 108.250 36,805.00 1,411.92 LT Apr 22, 13 150.000 107325 16,09818 108250 16237.50 138.72 LT Jul 12,13 100.000 105.544 10,554.44 108.250 10,825.00 270.56 LT Security total 590.000 105.163 62,046.30 63,867.50 1,821.20 CEUTSCPE TELEKOM AG DE SSON ADR Symbol: DTEGY Exchange: OTC (Al: 32.276 Current yield:3.10% Sep 16.13 1,275.000 13387 17,069.45 17.215 21,949.13 4,879.68 LT Sep 17, 13 1,150.000 13359 15,36185 17.215 19,797.25 4,434.40 LT Sep 18, 13 990.000 13393 13,259.17 17.215 17,042.85 3,783.68 LT Oct 10, 13 855.000 15.481 13236.68 17.215 14,718.83 1,482.15 LT Sect-wily total 4,270.000 13.801 58,928.15 73,508.05 14,579.91 CEUTSCI-E POST AG SPON ACE Symbol: DPSGY Exchange: OTC (Al: 41,238 Current yield: 3.09% Jan 29, 13 640.000 23.900 15,296 00 29.460 18,854.40 3,558.40 LT Apr 22, 13 720.000 22.581 16,25875 29.460 21,211.20 4,952.45 LT Security total 1,360.000 23202 31,554.75 40,065 60 8.510.85 contincydnext peg, CNP700090C6566352 Ne7000304218 00005 0515 03057%04 11WohlYGM00021fte 6 of 16 CONFIDENTIAL EFTA_001325 I 5 EFTA01274652 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Ill sandal Advisor: UBS June 2015 Friendly account name: Account number. SCOTT STACK MAN/LYLE CASRIEL Your assets Equities . common stock (continued) PIJIthatt WI( T1,1O Nuntet Average price Pike per share Whit. on Unrealzed Nohing Hddng date of sham per snare (S) Cost basis (S) co Jun 30(1) Tun 30 CS/ gain a loss (4) period GOF SUEZ SPON ADR Symbol: GDFZY Exchange: OTC EAI: 41,746 arrent yield: 4.73% Jan 29,13 720.000 20.779 14,960.95 18.625 13,410.00 -1,550.95 LT Apr 22, 13 380.003 20.919 7,949.37 1&625 7,077.50 -871.87 LT Jul 12,13 215.000 20.144 4,330.97 18.625 4,004.38 -326.59 LT Aug 21, 13 285.000 22.200 6,327.10 18.625 5,308.13 -1,018.97 LT Aug 22, 13 140.000 22.508 3,151.20 18.625 2,607.50 -543.70 LT Aug 23, 13 240.000 22.418 5,380.51 18.625 4,470.00 -910.51 LT Security total 1,980.000 21263 42,100.10 36,877.50 -5,222.59 GLAXO SMITHKLINE PLC API Symbol: GSK Exchange NYSE EAl: 42,566 Current yield: 6.07% Jan 29.13 330.000 45.615 15,052.95 41.650 13,744.50 -1,308.45 LT Feb 13, 13 320.000 45.645 14,606.46 41.650 13,328.00 -1278.46 LT Apr 22, 13 245.000 50.630 12,404.47 41.650 10204.25 -2,200.22 IT Jul 12,13 120.000 52.904 6,348.48 41.650 4,998.00 -1,350.48 LT Security total 1.015.000 47.697 48,412.36 42,274.75 -6,137,61 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol. flYBY Exchange:OTC (Al: 42,411 Current yield: 4.85% Apr 25. 13 60.000 70.891 4,253.51 95.500 5,790.00 1,536.49 LT Apr 26.13 375.000 70.792 26,547.34 96.500 36,187.50 9,640.16 LT Jul 12, 13 80.000 68375 5,470.00 96.500 7,720.00 2250.00 LT Security total 515.000 70.429 36270.85 49,697.50 13,426.65 INDIVIOR PLC SPON ADR Symbol: INVVY Excharge OTC Jan 29,13 103.000 9.300 957.97 17.950 igsdass 890.88 13 Apr 22. 13 20.400 9.849 200.93 17.950 366.18 165.25 LT Jul 12,13 17.600 9829 173.00 17.950 315.92 142.92 LT Security total 141.000 9.446 1,331.90 2,530.95 1,199.05 MTN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: 42,286 Current yield: 4.65% Jan 29,13 1,660.000 19.580 32,502.80 18.740 31,108.40 •1,394.40 LT Apr 22.13 590.000 17390 10260.10 18.740 11,056.60 796.50 LT continued next page SONY GM 00021898 CR1'70003006556353 NP70003042 I13 00005 C6I 5 030575004 111011 Page 7 of 16 CONFIDENTIAL EFTA_00132516 EFTA01274653 SUBS UBS Strategic Advisor lure. 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL Your Knuncid Advisor: SCOTT STACK MANY LYLE CASRIEL Your assets . Equities . Common stock (continued) Purchase peicei Trade Nurber Average pact ante per that Vdueon unreeized Wading Hcieng Ø of them per thare (S) Cod brat (Si co Jun 30(P orn30($) gain or lop (I) period Jut 12, 13 375.000 19 219 7,207.31 18.740 7,027.50 -179.81 LT Security total 2.625.000 19036 49,970 21 49,192 50 -777.71 MUNICH RE GROUP ADR Symbol: MURGY Exchange: OTC EAI: 11,477 anent yield: 3.18% Jan 29,13 1850.003 18280 30,16200 17.800 29370.00 -792.00 LT Apr 22. 13 425.000 19 544 8306.29 17.800 7,56800 441.29 LT Jul 12, 13 535.000 19.059 10,196.73 17.800 9,523.00 -673.73 LT Security total 2.610.000 18.646 48,665 02 46,458 00 .2,207.02 NESTLE S A SPONSORED ADR REPSTG REG SHS SWITZ ADR Symbol: NSRGY Exchange: OTC EAI: $2.015 Current yield: 2.65% lan 29.13 570.000 70.160 39,991.20 72.160 41,131.20 1,140.00 LT Apr 22, 13 290.000 69.918 20,276.22 72.160 20,926.40 650.18 LT Jut 12,13 195.000 67.417 13,14641 72.160 14,071.20 924.79 LT Security total 1,055.000 69.587 73,413.83 76,128.80 2,714.97 MPPON TELEG & TEL CORP SPON ADR Symbol N17 Exchange' NYSE EAI: $1,441 °Arent yield: 1.80% lul 22, 13 1,700.000 26.445 44,957.18 36.290 61,693.00 16,735.82 LT Aug 6, 13 510.000 26.309 13,417.69 36.290 18,507.90 5,090.21 LT Security total 2,210.000 26.414 58374.87 80200.90 21,826.03 NOVARTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: $2,203 Current yield: 2.30% lan 29.13 590.00K/ 67.877 40,047.61 98.340 58,020.60 17,972.99 LT Apr 22, 13 240.000 72.512 17,403.02 98.340 23,601.60 6,198.58 LT Jut 12,13 145.000 73.450 10,650.38 98.340 14,259.30 3,608.92 LT Sects* total 975.000 69.847 68,101.01 95,881.50 27,780.49 ORKLA MA A 5145 SPON ADR Symbol. ORK LY Exchange: OTC EAI: $1,029 Current yield: 3.15% lan 21,14 710.000 8.052 5,717.56 7.937 5,635.27 -82.29 LT lan 22.14 220.000 8.190 1801.84 7.937 1,746 14 -55.70 LT lan 23,14 315.000 8282 2Ø8h92 7.937 2,500.15 .708.77 LT Jan 24,14 185.000 8.147 1,507.25 7.937 1,468.34 -38.91 LT continued next page CNP70009005566354 NP700030421800005 0515 030575004 WIDNYGM00021Pfte 8 of 16 CONFIDENTIAL EFTA_00 132517 EFTA01274654 Account name: GHIRAINE MAXWELL sUBS UBS Strategic Advisor Your Pi nandal Advisor: Friendly account name: SCOTT STACK MANLYLE CASRIEL June 201 5 Account number. Your assets Equities . Common stock lconhnued1 Purchase price Trade Hurter Average price Pnce per slum value on undesired Halting Hddng date of shares per Mae ($) Cost basis (0 co Pun 30(11 Jun 30 (5) gain or loss (t) Period Jan 27,14 135.000 8.019 1,032.58 7.937 1,071.49 •11.09 LT Jan 28,14 265.000 8.045 2,132.08 7.937 2,103.30 48.78 LT Jan 29,14 390.000 7.991 3,116.53 7.937 3,095.43 .21.10 LT Jan 30,14 245.000 7.849 1,92323 7.937 1,944.56 21.33 LT Jan 31,14 260.000 7.878 2,04846 7.937 2,063.62 15.16 LT Feb 3, 14 185.000 7.794 1,441.96 7.937 1,468.34 26.38 LT Feb4,14 235.000 7671 1,802.69 7.937 1,865.19 62.50 LT Feb 5, 14 245000 7.727 1,893.29 7.937 1,944.56 51.27 LT Feb 6, 14 165.000 7.561 1,247.70 7.937 1,309.60 61.90 LT Feb 7, 14 310.000 7.528 2,333 87 7.937 2,460.47 126.60 LT Feb 10, 14 250.000 7.609 1,902.25 7.937 1,984.25 82.00 LT Security total 4,115.000 7.913 32,560.21 32,660.75 100.50 PT. TELEKOMUNIKASI INDONESIA SPON ADR Symbol; TLK Exchange. NYSE EAI: 1644 Current yield 2.15% Jan 29,13 690.000 39.442 27215 25 43.390 29,939 10 2,723.85 LT RECK1TT BENCKISER PLC WON ADR Symbol. R8GLY Exchange. OTC (Al;41,448 Current yield: 2.36% Jan 29,13 2,590.000 13.187 34,156.85 17.360 44,962.40 10,805.55 LT Apr 22, 13 510.000 13 966 7,122 67 17.360 8,853.60 1,730.93 LT Jul 12,13 440.000 13.938 6,132.99 17.360 7,638.40 1,505.41 0499 LT Security total 3,540.CCO 13.393 47,412.51 61,454.40 14 ROYAL DUTCH SHELL PLC a A SKIN ACR Symbol: RDSA &change; NYSE EAl: 419 Current yieid: 5.55% 6.000 --This information was unavailable-- 57.010 342.05 ROYAL DUTCH SHELL PLC ADS PEPSTG 2 CL 8 ORD SHS WON ADP Symbol: RDS.8 Exchange: NYSE EAl: $1,504 Current yield:6.56% Jan 29,13 185.000 74.585 13,798.31 57.350 10,609.75 -3,188.56 LT Apr 22, 13 215.000 65856 14,159.06 57.350 12,330.25 -1,828.81 LT Security total 400.000 64893 27,957.37 22,940.00 -5,017.37 continued next page SONY GM 00021898 CHP70003005556355NP7000304218 00005 0615 030575004 111011 Page 9 of 16 CONFIDENTIAL EFTA 00132518 EFTA01274655 *UBS UBS Strategic Advisor Account name: Friendly account name: GNISLAINE MAXWELL Your Pi sandal Advisor: SCOTT STACK MANLYLE CASRIEL Jure 201 5 Account number. Your assets Equities 5, Common stock (continued) Purchase pace/ Trade Wader Average prke knee per stdire Vdue on Unrealized Hddng Hddng date of charm per share (1) Cost bast (Si co Jun 30(I) kin 30(S) gain or loss (1) period SAMOA SPON Ace Symbol: SNY Exchange: NYSE (Al: 11,299 Current yield: 2.19% Jan 29,13 720.000 48.754 35,10355 *530 35,661.60 558.05 LT Apr 22, 13 275.000 52.65.4 14,480.06 49.530 13,620.75 -859.31 LT Jul 12, 13 200.000 52.424 10,484.90 49.530 9,906.00 -578.90 LT Security total 1,195.000 50 267 60,068.51 59,188.35 4380.16 SIEMENS A G WON ADR Symbol: SIEGY Exchange: OTC EAI: 11,380 Current yield: 2.72% Jan 29, 13 250.000 110110 27,527.50 101.530 25)82.50 -2,145.00 LT Apr 22, 13 200.000 100.134 20,026.84 101.530 20,306.00 279.16 LT Jul 12, 13 50.000 107256 5,362.83 101.530 5,076.50 -286.33 LT Security total 500.000 105834 52,917.17 50,765 00 -2,152.17 SINGAPORE TELECOM LTD NEW 2006 SPON ADA Symbol: SGAPY Exchange^. OTC EAI: 13,611 Current yield: 6.53% Jan 29,13 060.000 28260 29,955 60 31.340 33,220 40 3,264.80 IT Apr 22, 13 440.000 29.820 13,121.15 37.340 13,789.60 668.45 LT Jul 12, 13 265.000 30.551 8,096.17 31.340 8,305.10 208.93 LT Security total 1,765000 28.993 51,172.92 55,315.10 4,142.18 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: 3972 Current yield 3.46% Jan 29,13 1245.000 19.750 24,588.75 17.830 22,198 35 -2390.40 LT Apr 22, 13 330.000 18.685 6,166.05 17.830 5,883.90 -282.15 IT Security total 1,575.000 19.527 30,754.80 28,082.25 -2,672.55 501771. 02 LID SPON ADR Symbol. SOUHY Exchange: OTC May 18, 15 128.000 9.000 1,152.00 6.710 858.88 -293.12 ST May 18, 15 34.000 9.000 306.00 6310 228.14 -77.86 ST May 18, 15 12.000 9.000 108.00 6.710 80.52 -27.48 ST Security total 174.000 9.000 1,566.00 1,167.54 -398.46 STARA ASA SPON ADR Symbol. STO Exchange NYSE (Al 31,103 Current yield. 4.25% Jan 29,13 610.000 26.533 16,185 31 17.900 10,919.00 -5,266.31 LT Apr 22, 13 205.000 25.765 5,281 88 17.900 3,669.50 -1,612.38 LT continued next page CNP7INK00116566356NP7000304218 00005 0615 03057500t 11 AshyGm00021%., 10 of 16 CONFIDENTIAL EFTA_00132519 EFTA01274656 UBS Strategic Advisor Account name: GHISI.AINE MAXWELL Your Financial Advisor: *UBS June 201 5 Friendly account name: Account number SCOTT STACK MAK/KYLE CASRIEL Your assets Equities . Common stock (continued) Rachel* price Trade Number Average price Pntt per share vane on UnretAted Picking Hddng date of sham per thew (S1 Cost basis CO cri iun 30(9 Jun 30 (S) gain Of IOSS (t) period Apr 22, 13 170.000 23274 3,95612 17.900 3,043.00 -913.72 LT Apr 22, 13 135.000 25.785 3,481.05 17.900 2,416.50 -1,064.55 LT Jul 12,13 330.000 21.423 7,069.66 17.900 5,907.00 -1,162.66 LT Security total 1,450.000 24.810 35,974.62 25,955.00 -10,019.62 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: $815 Current yield 4.32% Jan 29,13 800.000 17.800 14,240.00 22.710 18,168.00 3,928.00 LT Jul 12,13 30.000 18.434 553 04 22.710 681.30 128.26 LT Security total 830.000 17.823 14,793.04 18,849.30 4,056.26 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE (Al: $2,587 Current yield: 4.92% Jan 29,13 460.000 54.547 25,092.04 49.170 22,618.20 -2,473.84 LT Apr 22, 13 510003 46.879 23,908.70 49.170 25,076.70 1,168.03 LT Jul 12,13 100.000 50 459 5,045.96 49.170 4,917.00 •128.96 LT Security total 1,070.000 50.511 54,046.70 52,611.90 -1,434.80 UNILEVER NV N Y SHS NEW PETHERLANDSSPON SPON API Symbol. UN Exchange: NYSE EAI: $2,013 Current yield: 2.95% Jan 29,13 930.003 40.500 37,665.00 41.840 38,911.20 1,246.20 LT Apr 22, 13 445.000 41.074 18278.06 41.840 18,618.80 340.74 LT Jul 12, 13 255.000 41.271 10,524.33 41.840 10,669.20 144.87 LT Security total 1,630.000 40.778 66,467.39 68,199.20 1,731.81 INTO OVERSEAS BK LTD SPONS ADP SINGAPORE ADR Symbol. UOVEY Exchange: OTC EAI: $1,338 Current yield: 3.11% Jan 29,13 900.000 30.50 27,48600 34.435 30,991.50 3,505.50 LT Apr 22, 13 100.000 33 492 3,349.24 34.135 3,443.50 94.26 LT Jul 12,13 250.000 33.180 8,295.00 34.435 8,608.75 313.75 IT Security total 1250.003 31_304 39,130.24 43,043.75 3913.51 VODAFCNE GROUP PLC SPON ADR Symbol. VOD Exchange: OTC EAI: $1,760 Current yield: 4.65% Jan 29,13 796294 50.164 39,945 60 36.450 29,024.92 -10,920.68 LT continued next page SDNY GM 00021900 CNP70003006SS6357N11000304218 00005 0615 030575001 mon Page 11 of 16 CONFIDENTIAL EFT/L00132520 EFTA01274657 Account name: GHISLAINE MAXWELL UBS UBS Strategic Advisor Jure 2015 Erie ndly account naine: Account number: Your Knancial &biser: SCOTT STACK MANY LYLE CASRIEL Equities . Common stock (continued) Your assets .E Purchaie priori rude iairrber average once Pft(e per Shift Velue on Unredized Huang Hddng date of :haret per claie (S) Cou basât (SI cn iun 30(11 Jun 30(1) gain or lois (1) Pericd Apr 22, 13 2.727 54.627 148.97 36.450 9940 -49.57 LT JU 12.13 239 979 54 033 12,966 80 36.450 8,747 23 -4,219.57 LT Security total 1,039.000 51.070 53,061.37 37,871 55 -15,189.82 ZURICH INS GROUP LTD SPON ADR Symbol. ZURVY Exchange' OTC EA1 13,479 Cirent yield: 5.65% Jan 29, 13 1,050.000 28.470 29,893 50 30.400 31,920 00 2.026.50 LT Apr 22, 13 685.000 26251 17,532.21 30.400 20,824.00 2,841.79 LT hi 12,13 290.000 26.739 7,754.57 30400 8,81600 1,061.43 LT Security total 2,025.000 27.472 55,630.28 61,560.00 5,929.72 Total 51,358,71340 41,441,30112 $82245.64 Total es6mated annual ;aconit: $51.957 Your total assets Percentae d colt asmatea unreezed vdue on han 30 (1) your aeccord basis (1) annual axone (S) gain or lor., (S) Cash Cash and money balances 79,793.94 5.25% 79,793M Equities • Common stock 1.441.301.12 94.75% 1,358,713.40 51,957.00 82,245.64 Total 51321,095.06 100.00% 51,438,507.34 $51,957.00 $82,245.64 • Missing rosi bais inlamMicn Account activity this month Dyle Actliny >KR:ilion Arnount (S) Dividend and interestiawme Taxable dmdends Jun 2 Foreign SANOFI SPON AOR PAID ON 1195 1,923 I 1 Duidend CUSIP. 80105N105 Jun 3 Foreign DEUTSCHE POST AG SPON ADR RAID ON 1360 1264.55 Cividend CUSIP: 25157Y202 kin 3 Foreign UNILEVER NV N Y SHS NEW NETHERLANDS SPON AOR RAID ON 1630 519.97 Dvdend CUSIP: 904784709 Jun S Foreign RECKITT BENCKGER PIC SPON ADR PAID ON 3540 848.88 Civil:fend CUSIP. 756255204 continuel next page CNP7C0C0306566358 RIF70C03042 18 00035 C615 030575004 wmiyGm0002Iler 12 of 16 CONFIDENTIAL EFTA_00132521 EFTA01274658 UBS Strategic Advisor Account name: OMISSIVE MAXWELL Your Financial Advisor: *UBS Arne 2015 friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Account activity this month (contrived) Date Adbay (nee Amount (S) Divided oud interestinoome (continued) Taxable dividends (continued) Jun 5 Foreign P.T. TELEKOMUNIKASIINCOMSIA SPON AAR AS CS 06/0015 779.33 Dividend CUSIP: 715684106 Jun 5 Foreign P.T. TELEKOMUNIKA9 INDONESIA SPON ADR PAID ON 690 155.86 Dividend CUSP 715684106 Jun 5 Foreign STATOIL ASA SPON ADR PAID ON 1450 334.82 Dividend CUSIP: 85771P102 Jun 8 Foreign BAE SYSTEMS PLC SPON ADR PAID ON 1000 746.71 Dividend CUSP 05523R107 Jun 8 Foreign BAYER A G SPON AD« PAID ON 245 602.96 Duidend CUSIR. 072730302 Jun 24 Foreign DEUTSCHE TELEKOM AG DE SPON ADR PAID ON 4270 2A05.01 Dividend CUSIP: 251566105 Total taxable divideads $9581.20 Taxable interect Jun 5 Imorest UBS BANK USA DEPOSIT ACCOUNT AS OF 06,04/15 1.11 Total taxable interest $1.11 Total dividend end interest income 9958231 axe Adlety OncrInkin Amount ($) Pees Jun 2 Fee SANOFI SPON ADR -53.78 Jun 3 Fee DEUTSCHE POST AG SPON ADR -27.20 Jun 4 Fee MUNICH RE GROL? ADR AS OF 0911115 -130.50 Juno Cancel Of MUNICH RE GROUP ADR AS OF 0911115 130.50 Fee Jun 5 Fee RECKITT BENCKGER PLC SPON ADR .4956 Jun 5 Fee P.T. TELEKOMUNIKASIINCONESA SPON ADR AS OF 090415 -13.80 Jun 5 Fee P.T. TELEKOMUNIKASI INDONESIA WON ADR -16.83 Jun S Fee STATOIL ASA SPON ADR -7.25 Jun 8 Fee BAE SYSTEMS PLC SPON ADR -20.00 Jun 8 Fee BAYER A G SPON ADR -4.90 Jun I I Fee SOU7)132 LTD SPON ADR AS OF 092915 -21.75 Jun 24 Fee DEUTSCHE TELEKOM AG DE SPON ADR -128.10 Jun 29 Fee P.T. TELEKOMUNIKAS INCOIEStA SPON ADR AS CF 090915 -13.80 continued next page SDNY GM 00021902 C NP70303005566359 NP7003304218 00005 13615 030579304 111011 Page 13 of 16 CONFIDENTIAL EFTA_00132522 EFTA01274659 *UBS U BS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your 6 sandal Advisor: SCOTT STACK MANYLYLE CASRIEL lune 2015 Account number: 212-821-7000f 800-308-3 MO Account activity this month «ontnued Date AcIndy Descnation Amount (S) FINIS (continued) Jun 29 Cancel Of P.T TELEKOMUNIKASJ INDONESIA WON ADR AS OF 0610915 16.83 Fee Total fees -$340.14 Date Actigry Description AMOstd (5) Other funds debited fun 2 Foreign Tax SAVOR SPON ADR -288.47 Withheld Jun 3 Foreign Tax UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR -77.91 Withheld Jun 4 Foreign Tax MUNICH RE GROUP ADR AS Of 05111/15 -576.29 Withheld Jun 4 Cancel Of MUNICH RE GROUP ADR ASOf 05111115 576.29 Foreign Tx Wh Jun 5 Foreign Tax P T TELEKOMUNIK ASI INDONESIA SPON ADR AS OF 0E/04115 -155.87 Withheld Jun 5 Foreign Tax P T TELEKOMUNIK ASI INDONESIA SPON ACR -31.17 Withheld Jun 5 Foreign Tax STATOIL ASA SPON ACR -50.22 Withheld Jun 8 Foreign Tax BAYER A G SPON ADR -159.03 Withheld Total other funds debited -$76247 Investment transactions For rpm InformallOn about the pore value shown for restricted SKUlltitS, see Important Intorrnetbn .bout your statement at the end of this document ProceedS Iron Funds tnwsUnent v.f indrawn fa Accrued Date DeSCiplOn Oudistily vSue (t) Price (S) IffilddCtiCidt .nvesIrments bOurpf (S) interest (3) Jun 22 Cash In Lieu ROYAL DUTCH SHELL PLC CL A SPON ADR 1.40 COP 790259206 Jun 22 Spun Off ROYAL DUTCH SHELL PLC CL A SPON ADR 6.000 CU9P: 780259206 Total $140 CNP7C009306566360Ne70C0304218 C0005 0515030575004 ware_Gm_0002,4§ 14 of 16 CONFIDENTIAL EFEA_00132523 EFTA01274660 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Finandal Advisor: *UBS June 2015 friendly account name: Account number. SCOTT STACK MAMLYLE CASRIEL Account activity this month (continued) Cate Actmly OtSCription Amount IS) Money balance activities May 29 Balance forward 568,396.62 Jun I Deposit UM BANK USA DEPOSIT ACCOUNT 2,916.42 Jun 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,58186 Jun 4 Deposit UM BANK USA DEPOSIT ACCOUNT 1.679.41 Jun S Deposit IBS BANK USA DEPOSIT ACCOUNT AS OF 0904/15 1.11 Jun 8 Deposit LIBS BANK USA DEPOSIT ACCOUNT 1,794.19 Jun 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,165.74 Ain 10 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06/0815 -21.75 Jun 23 Deposit MS BANK USA DEPOSIT ACCOUNT 1.40 Jun 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 3.03 Jun 25 Deposit UBS BANK USA DEPOSIT ACCOUNT 2276.9 Jan 30 Closing MIS Bank USA Deposit Account 979,793.94 The UB5 Bank USA Cepost A<COunt is yam primary Sweep %Plan Realized gains and losses The tgifteltd reelitedgeens and lossesPewit below ate not for sac purposes. Please rote that gbh co loss Irdormation. We may not &fuse grin and losses fa al capital changes. We autcmalcaty adjust cost basis for recognized on the see or redemption of certain Structured PrOans, Ike Contingent OW securities, 'ivy be taseierrot and MAT coupon municipal Securities for estimated analizallon of bond prernitens and for accreted 00 acInary, and not capita, gain or loss. Please check with your tar ainsor. To cakulaire gain mdlopes, we for sec waits Issued at a dscount. If you requested Out Ulildalud cost basis for the bond premium arnanzabon on liquidate IM ddnt faculty lot first. This is krtvm as the first.in (knout a FF0 accounting method We use tarede debt sec unties then felt bases refleded for these securities has been adsissed Estimates in the Unclassified ties method unless you specified wNch tar lot to dose when you pacedyour order. This is known as a *MSS section can not be classified as short tumor long term because informalon is misang or the product Is one in which purchases or VSPorckr. See Important information about your statement * the endof this docurnest Ice more the gin Moss cato.dalics is not provided Gains and losses not calculated With Sale Ouanlity a Purchase Sale Sde Cost <Ost basis Secuily descrption methoi fae sate date date amount (S) bases (S) apsIment(S) Las CS/ Gan (SI ROYAL DUTCH SHELL PLC CL A SPON AOR RFO 0.022 Jun 22, IS Jun 22, 15 1.40 0.00 --This information was unavailable... SDNY GM 00021904 CuP7C00;005566361 MI0033042 I 8 00005 CPIS 030575004 111011 Page 15 or 16 CONFIDENTIAL EFTA_00132524 EFTA01274661 *UBS Yournotes :::.... .,IEN,C,,opol.16.31 I6 CONFIDENTIAL EFT,00B2525 EFTA01274662 Important information about your statement UBS FriancialSeakes Inc Marini Oran Fnawill Seams/ the Firn or Cad astir will Margate par catmlint ad holier on the books ad records of Si. asplicable Mae or eniSpen —yOu may act* hamhotIng by ding your Is a mentor ol al mapal seamy. “rtanadely aid mums will correct try ettor proppdy balder ague). Enamel Admot e4singes UBSFfJ1NISavtnandlyFSBnI.USAam Indio aubutries of WS AG and :llama of CRS Seoskies Pleas make al Meeks papde b the Armor to Mail • fetes eminent contra" or reernrment Mann (99. Friend/if account name TLC lheF en's fnalcial stamen it amiable Loan repast nutuwn ndcaed an te kart of t6 slaement n udde 'maid ~mhos and moat placements) tat are era lltfrientre return none reflects durance) that you The Fn's etectire alias au a to regla eau t fem. axonts mal be delbta to registered aide the Semmes Adi of 1933. and enema on thebrasonline serces webste It as melt:name Inc fe ge: la umpayment for ammo: cunoindible 'nKkrume' chosen by you b acta you wth LOS Aninal Servars ',umbras andchars fa anad areu'ts h cat, xcants • C°den:dines conirxti Ce 9. forbad ~Et and your norden pig It ha no Mgr effect on ma nonal 1200 Habor Elculerad Accounts ta an CMS, erred le ones mittutem may be pridous meal contact »delin futireS commas and YW cat Mawr pta Fridy no ta naffed. trough OM.* 1M9hInk eel NS 07086 :MO to a binder lee Sans or by0XnaCtin) >at Instal Acne« POPYPOOM *Meal comas 1h6Staternern repreans te crib 0431 rated of put UBS UBS Sweep Optbnt The SIK protection ad tho prplermotai protectors do not Account *review Flfettel Strung account Other reardS.«Cept 011Oal tar U85 offers °plan for moon? cash barytes bdaxes lo aver to those aSSEIS men ti they on!~ apnea coarxr • Value a l ma accents:read Fate of asses and document. conuang ceasing data should ner be gibed bat diposts al uB56.wk LISA End utS AG Stamford Limes statements The WC protean, and the Appbowit Iltelnes upon If you bane teen» ena a moan Ooze (Bark money market mutui fund, (Money protean do rot voted fl annelling*, n the market • Axons Maack: ealrok cat bogrces velumlot mom ri ~diary n entim neeranCh ~per of the Fads) and the bkrnatienal Depast Accown (I0Nfor takes:ram Mesenents Oates a a resun d mate resumed %maltyMt rid GkbalTme Depotitt merited ofhasentg pta ado:sum customers syM di reneguing Peso^ Management averrent. mast batniptcy otherwise) mats to motet and anal saes not held byte km ACCOuni Meant. teem' , Sweep FrOgrans. can banes Does not naideunonced seantelassets at teed of the Athough al bum: down are Mended to by atone. are swept so WS Bark USA is b n estabkhed lone and More Wormion asler» bum request You may *bun mod and omen, damn prods a pr ate hesattents aahtint dad Mould rot be used for tat Nooses key dun to LIDS AG Stardord Brandt a a Mrey Ford Detests me Momston gtleSPC Brochno. unrested slot Goten rad erecisLlp stock osttom sober on paced ta km fre. Form 1099. 5498. I OMS. at EMS Bat USA are FMC mured n de:Mane with FIX by comxing WC at Ex by mites Ise WC • CedenteS Meads dAe boraxes. outstandegmagn tic) when peeping your tar nom the err isro: bed by rules roe mat nermata, p lea* nut men Inc gav ware armies:swot loan. area Mt short accoum banes Ian to regon tote RS al tam) le dinfends. neponale non- Deports a UBS AG 9aTrood But and tares d Money • cartimomy brides Tots of mind-sled >radiok can Webb dvdends ad wade meet tamed en secretes Fads tenot nsured by the FDC Dividend Re Memonent Program OFIR) hed n your amain nit proceeds on sak tranUctonS, rad biram. pke U35 Bat USA apart balalvs LOS AG the pre, rekded6 an a...ponce vat mar Oran the barked Branch depose balances and maser mata ~bar mil barson «nab weed smite though the DA. addable lo cati Mason are swept to actual ace from your Amami Adios Only enok tres fend sweep Meares a the dose of tie statement period depose accounts a CRS AG Nearer Bra-41 rad IIBSAG are momzod kalettlitP, partialthan vnl be tell and lie Non.aernolity tee aechl batman is yea am let not Communiallom With the Firm Carman Brands These deposits arena nasal by tee FIX cash ml becks:mend in dots attars The dvidend • please re.cornmrey ord Onara.Matons en meng tO segregaed from onebalm?, rod 0* Pommy use any Of Palincen heM a the IBS AG Corm Brads fe ternMaily em -inert once mnplid by the mod maydefer frost the these hrds n the ordiwy course of fts banns these drab further mood your rents ncbding your note under tlw opoled to no ~rap ha of the Capri Wands, and male pros at Mud) the baba toes tre sold mepain* Jinn nos demand Ito »MI6 Incladed in ti o keambes Mien Protemon Act (SPA) there is co qua:a:teea other tolvton Of U35.6 » repay arrant penal dosi-g value thebalms the on the MSS raymaTs Brach's books. Cask-Mine • dtefnadaimntluaonon the top left et the hall of the Only mole units nuy be held in your oxotmt I you re Laid ng information lianment 13 not t€S Rama~ Ufa Faunas Deports a UN Brit USA ad each UBS AG Brach at rid entbrd to 'peter me as aroma of a dodend pientat or roe detak4 nIcematon on ter rres lending prod as and Sentes cries you acoxan adoring broker by awned by WC Money rund MIPS re a005240 by SPC of te From wk ether MI portals-resat maker rice der:bared Me. to nehr Clem Mae inerhp Agreernon or atonement 'nth the (dated nattton We Intoned See "UBS ManCul Severs ?<aunt Frotealon" tea»! a aCCEpt an rout Odennmed by a «assured ckaing Amt Agnomen: red the General Tams ad Condemns you of ta mantrap when you opened fhb account in /epoxy. an:Icredo you aortnt UBS Statnet of Cfecle Macias eatable n A~$ this rat, Sr fads ans smokes re bated a UBS Upon pir rggio2 balances n **Bat Sweep Programa erditaccure Y wanrnbt enmyvrn,nvnvb nn.‘ Finnoal Sames aid not tee rtrOdUCang bend. and you 0A maybe vrnstrann act awes of a Whey Fund maybe lovinneett **alma möt mat a regal of any era or omessbn to both lam. equedma, and the emceed: returned so you a you The mermen, obrafees and nt prof ik are specilc lo eau mantes rooms Your omets Mani and may wry between item oboe the Inn Yom 9.31Miefel »fenan SeCulted and Other MUM held n All Pans, stateless ',halite deemed rampve end prampty n rerfing of any barman, crszt in your fnanan Furrier »tammin Lout prattle Meek aptom. nnang the mooted at the add the stateeneil paled You may acorate d rit objected To n tenon veto 60 dars guano or nrearrare ~es For zoom held for denim el lung panl 'sermon an tme You may oar* intent rates and fiolis. is imitable a you moose one of theblowing mestmenl obbabas new igh from you Fn31CWtwtMOr aber retire ramie:used a ban collated Me Pa/P9.oni • Mom dired outlaw carob ' to the l mrs • Produce Current »come mantments seeing ere balance cue on teen My slottet teangened b> thenn CI /Merit X or »Infra caring genital an of Mimeonly ding the stamen paled are listed a ~la nab* a Of .31 00AM 106 CO t ~day • Aatese Caseartfoprectoon mreanints seeking growth the erd of the Parent period Moseys n y. or n Mango uBS Ammo' SenMel UK %anti& Services *came provbien The Firn e a manta of the Wanes meace Protection pretpal rah' than the genrerom of Mane • Cog bait n dettenhng the cog basis of te secutes Clone '<Wiens Department PO Box 766 linen City NI • Redos CornAmbon of Income and ChatiaPPehata Coporaucn (WO. et IT protests bombes accounts of is mailed n the stain" vim? nitled wen the 07037 »ro»a»s tee by both to georealen of mono aid martin tes to 1500.000 (nchdem $250.000 for dams tor number UBS Manna Sonmeshos mind on cat) Tne SSC sae ;oxen«, inns spy to ail maums "opt 04 prnmPal imam ion obtained from sources other than IBS • mast of eresa preseons aka an ekcoona funds Firwmal St:ices. natudng nlarnation Iran fl er fin trend« (7T1 bl Sv6ndalenW nannuiend n a panicaacemaciry The Firm together wen denim all dotes. ha also prichaud 0~11 dak profiles oe tat you may hone preedol to yew Isnanor Abaci' tranachonS, Call or %roe to LBSFnancal • Conamume Seeks to marten heiapridipa( Mtn km The f inn does not hdependenry verb or guarantee* Nubor :uppancotas merman the rtaanufn mount payable to Sotnots hc. 100) Bw.6th Ilse, tfeehoMan. N) rid and r011 liry to the roam merit eon dta means araracy a Middyof any Minton presided. by ~on 070136 Ann IMMBSA SenMes all Niglolo dent. codfctooleundertis on/toe:on o SSW maces as of ~Me It/ 2013 the around does net generate sett ant tnarne at« tan teSFnanda Streets moans old myna keep pace wit Milano Cal «wore es soon aspe can d >outland tor an addelen "ugh LOS Feasdal Seam generally Sara tote pokyordain, and ~en of at te • Modern many b acam sonant to SenCINI awl seamenor recept 6 erg Ordeal need ant updates t6 revro 1m as c Is reared the tim does roc necnnaton Lout atratneer on the natemern of reayl Fern öklter pawed fe up to II 9 milkn n tie tolerate sorroorx My» seek higher mums aggregae fa al your a:cardsheld is a polkaed capay • Aggredase asdeg ta «ea hgh nn to annial eld hgh preside any ~mom ta the nf cnnalan alder Cost The Fem «Card hoer ap IOW) Mug he Iran >Om ban' and "Unrealized ganon' is torde a of ihe Mee A dl mpyol he polcy ~dog a »rank Won Mesee2 Tatty» seethe» tegument< Erne no later thin 60 days alter the fasen you the kst Of Thi; aninfoll As suds please do not eery «) tå slimmest on Muth tie Ma Or probes", ar.perted informal:me maketun:hate or sae deoscat la ta The SIC prowlito rad fie supplemental protector, both do Sant lteu.Woldrny - ProOde )otr nine and axone ~Magi ing purposes a otherwise ACCcurrn Pinioned to the Mtn not SPA, to Vfe rnaymnsoklate el reaed acmes, statements with the - Deviite be arm or the waster you Ve wove atm.' mayreflect grab» Merman" as for the peed of • C Man InanCial ands Generated bet(and Minted nyord urn* nicest frs the sane antelope AComelsrroy tee reeved ae4 €QUn as teary x you can why you Were e å m time they at held a **Fars MorehiPormal rdormanon error a why pta nom two nlametion account value) tut hell away fromLOSrimed,' Sermon fa this MiTme bemire try hare amen who alb maintain (ea. ratan e0 dab a UBSBart «Trash at U3S AG pnt occount rationshm tab omta dents at the sank cat be added by pa Finareal Adnsa - Fraside te Max mum ol te 'weeded we Stamford braid). (i) nsufaxe poste= nclucmg mob» alert» ThS prates a kram as 'howeholdng I you amid in and 04 shims of ritual lynch Mee sun prefer to rearm indbilual suterventsmokd n seprete • Unneelitedgalredloseen Hhan dala amiable shares re rod~ dreary n die nave of the arena,' eartved urrealra OPPI ',WS Y2 1/4 ,3;a1F2 fee SDNY_GM_00021906 CONFIDENTIAL EFTA_00132526 EFTA01274663 Important information about your statement (continued) Madam:may lots The tatation data fa i-dircbal - mod parry eStimaced vita may be reflected as 'Not maw of ~Is at is trobodear holdingmutual Anna ap registered servee mats of IIRS Nadal Sakes lots maya may not aka cemnkames, drages as Tad' n metal Maas when an 'Nlepenant lads el et had Isny ix seamy reorgencan east Derefend aid eater wawa fa NS AP a.ppled a d unaVe to assign a - in all ion to comme Ms rased an comma wen remnant lots and systemarie ardAr.0 bh are eats via when we beans axe that a raorul sort hag the sat or darbutan of a -nycoma= at ask WA Saar, is a agitated Twice ark of Visa ambnedtodaplay one ambit lot the • trade dz.' *cared that rey al a creausly reamed valm R03 Mebane lop units to our dais. we ale -our imernanal 1.85 Wa Sagnattre aede fads aid V% Oda roam Tesents the agar taxi on Saida (tuba& a ~awls add be highly beculabre afteinertiate raft* lung COMPenSallen from dan cads ae issued by UPS Bane UM wth ammo from duo to the talte of the sassy enamel be nuance ceramic adewarg the 'Naas roorparam • CANN mart° Bone aid Tamed sind that be - Men Nether an Asa gaol paw a mentor amity antals anifasol The iwtana carc,r Ma art a ealy redemption al be selected repaliab rammed varte not a rApany at Mad vatris Ø54n a daunt ~en trusts we cabs. UPS FinanCial Sarvicnlne Rey 201407 by lot tom rag al smarmof that 6%held ngir prevail the atte 01 the xtuvry war bednentnt tan - Our ridges also re:el/eh-Ming commemosa Tat name a in name n asse ler CAR dents Calleas no pia hapia ~Mon from menial fiat ad *wax, Nana a is 0~dfrom thed paws aid Rs arose - 'Obibutiors to MN' IAN bar:I.mum of cabal. OPRPARRI Rix». 'Inapt; An/is:huh? is rot awaited Obc call I eatas mayea vadi flume a both - We ream anus fee fan LCS8ailr USA .ad USS could Mat yell ~ate »Norma kin a be provided - • OrtTnilf um siee' retreats Te MAP ollpAg pine A4 Stanford Bads el up 14135 pee aount IØ rp.int per ak a-.5 may not read yew cos bak sweang to te bat saw tro Ungar* Sweep Programs • ~as of deposit (CON CDs an MC narre opt • lbasolaed «etnat« Restricted saunas generaly ae S293.020 in whoa al squad Mast pis dtpositor not ~Wade fa Tar Mt UM Emma Sams Attlee and per apacry mania n madam» with SDK uses the matte precool is armed« abode of the orne blatant:an tegldag corn-Watt* ad other Tama HIBS Tana raved Yaks tads retread nods Bor incised anneacon at the ertomion ol vbet. Madeg purposes of as stoweemony To the total til cp ben kractens has been ostaled m «Mot:tons • ~into Plat:tatted fa sexanes ant *the' rented banes as elgble lot sMe. 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NM and ntemmonal Raab latagatot SDNY_GM_00021907 CONFIDENTIAL EFTA_00 I 2527 EFTA01274664 UBS UBS Financial Services inc. 299 Park Avenue 25th Floor UBS Strategic Advisor New York IV 10171.0002 July 2015 CNe70058411010715 vl 0 11"1YORK NY 11 1. NEW 1 Account name: GHIStANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCO73 STACKNIANitYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000. On lune 30 (31 on July 31 (1) account - Your assets 1,521,095O6 I ,428,945.99 %sit our websIte: Your liabilities 0.00 0.00 www.ubst.ornifinancialservices Value of your account $1,521,095.06 $1,488,945.99 Source of your account growth Tracking the value of your account duriag 2015 Value of your account S Thousands at yea: end 2014 $1,469A81.00 Net deposits and 1469.5 1,521.1 1,488.9 WitldraNlIS -S90,330.51 • • • VOX nvestment return. Dividend and interest income $41,69395 Change in market value 163,101 65 raki, of year amour card 31, 2015 $1,4118.945.99 Pee 20i4 aun 2015 el 2015 SDNY GM 00021908 Member WPC CeiP20101005841101 Nro0C0‘95794 00Cc6 0715 030575004 oococ0 Page 1 of 14 CONFIDENTIAL EFIA_00132528 EFTA01274665 SUBS U BS Strategic Advisor July 2015 Account name: Friendly account name: Account number. Your Financial Advisor- SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of July 31 (1) your account , Cash and money balances may include A Cash and rrxmey balances 67.06 0 00% Your current asset allocation available cash balances, VBS Bank USA deposit B Cash alternatives 0.00 0 00% account balances, VBS AG Stamford Branch deposit account balances and money market C Equities 1,488,878.93 100 00% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 0.00 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,488,945.99 100.00% Value of your account $1,488,945.99 Eye on the markets Percentage change Index July 2015 year to date S&P 500 2.10% 3.35% Russell 3000 1.67% 3.65% MSC I - Europe, Australia & Far East 2.08% 8.08% Barclays Capital U.S. Aggregate Bond Index 0.70% 0.59% Interest rates on July 31, 2015 3-month Treasury bills: 0.08% One-month LIBOR: 0.19% CHP 7C00)005841102 NP70C0195794 CCC0S 071S 03057;004 COWSIY_OM_00021§W 2 of 14 CONFIDENTIAL EF1'A_00132529 EFTA01274666 UBS Strategic Advisor Account name: your Si medal Advisor: UBS friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Change in the value of your account Summary of gains and losses wives peporied telow exclude products for which gam andlosses ale not classified JUly 2015 (3) Year to date (S) Realized gains and losses Unrealized Opening account value $1,521,095.06 $1,469,481.00 July 2015 (5) Year to date 04 gains and losses (5) Deposits, including investments transferred in 1,500.00 1,506.30 Short term 0.00 0.00 -462.42 Withdrawals and fees, Long tens 0.00 6,913.17 129,637.51 including investments transferred Total $129,175.09 $0.00 $6,913.17 out -83,702.44 -91,836.81 Dividend and interest income 3,121.13 41,693.85 Change in market value 46,932.24 68,101.65 Closing account value $1,488,945.99 $1,488,945.99 Dividend and interest income earned for purposes of Iris slaternenl, fait 'ity of 'nines] anj ditdencl income rhY. been determined limn a US Jai reporting penprdive Bared upon the residence of the account flakier, account type, or product type. some interest ander dvidend payments may not be subject to United States (US) ands Puerto Rico (PR) income tares. The dent mant* statement is not intended lo be used and (amen be feted u>an 53( tac purposes. Clients should refer to the apt:kJ:4 tar reporting tarns They recent. Iran 185 smugly, such as the Forms 1099 and the Fermi 480. fa tae rePothh0 information. It IS the make of U85 to Vile the aadiCade tar teponing forms with the uS internm eewnue Semce and PR Treasury Department and in such forms accurately astir), cindenct area& interest as tat exempt or ratable income. Mese consult your inchrdual tax prepare( July 201 5 (41 Year to date IS) Taxable dividends 3,119.81 41,687 99 Taxable interest 1 32 5.86 Total current year $3,121.13 $41,693.85 Total dividend & interest $3,121.13 $41,693.85 SDNY GM 00021910 OW70003305841103 NP70:0195794 00035 0715030579004 cococo Pugs 3 of 10 CONFIDENTIAL EFI'A_00132530 EFTA01274667 *UBS U BS Strategic Advisor July 2015 Account name: Friendly account name: Account number. GHISLAINE MAXWELL YourIgnandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary UBS Bank USA Deposit Account APY See Account Oateity tht 010Nh tot dela Is Mantes in your Sweep Options are includedin the opertng and closing balances vale. FDIC Insurance arches only to deposits at U85 Bank USA, not to deposits at UBS AG, Interest period Jun 5 - JO 7 Stanford Batch of bank deposits piacedihrough the UBS International Deposit Account proaam. PPG protection applies to money market sweep fund bedding, but rot bank deposits. See important inbanation Opening UBS Bank USA Deposit balance Jun 5 $74,574.42 about yam( statement oil the laSt MO pages of this document for detals Closing UBS Bank USA Deposit balance Jul 7 $80,510.15 July 2015 (1) Year to date (S) Number of days in nterest period 33 Opening balances $79,793.94 $3,054.91 Average daily ba lance $78,131.38 Additions Interest earned $1.32 Deposits and other funds credited 1,500.00 1,506.30 Annual percentage yield earned 002% Dividend and interest income 3,121.13 41,693.85 Proceeds from investment transactions 0.00 46,294 38 Total additions $4,621.13 $89,494.53 Your investment objectives: You have identified the following investment objectives for this account if you have questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Financial Advisor or Branch Manager. You can find a full description of the alternative related services -1,91700 -5,612.94 investment objectives in imponant information about your statement at the end of this document Other fees -26.27 -916.80 Your retain objective: Other funds debited -81,759.17 -85,307.07 Current income &capital appreciation Funds withdrawn for investments Your risk profile: bought -645.57 -6.45.57 Primary Aggressive Investment eligilargy ccnSderahon • None selected Total subtractions -$84,348.01 -$92,482.38 Net cash flow 479,726.88 -$2,987.85 Your account instructions Closing balances $67.06 $67.06 • Your account cost basis default Closing method is FIFO, First In, First Out Withholdings and tax summary July 2015 (1) Year to date (1) Foreign taxes paid -31660 -3,880.14 Prior year(s) adjustment 0 00 21.94 Total withholdings and taxes -$31&60 -$3,858.20 CNF7COOF)005841 104 NP7000195794 00005 0715 030575004 034iffitlYGM00021/3iie 4 of 14 CONFIDENTIAL EFTA_00132531 EFTA01274668 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your /Inandal Advisor: SUBS July 2015 Friendly account name: Account number. SCOTT STACKMANILYLE CASRIEL Your assets Some prices, income and current values Shown may be POpsOntnefIe. AS a in VC Olen and1055es may rbol be accurately reflected. See unporzant inionnabon about your statement a the end of tuts dzurnem for more information. Cash Cash and money balances Cast, and money balances may include avalade cash balances, UBS Bant USA cO7nt account balances, UBS AG Stariord Branch depoet account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC sNlhn applicable limits, but are not protected by SIPC UBS AG Stanford Branch deposit accoum balances are not nutted by FDIC and are not protected by StiC Money market sweep balances are protected by WC but ane not insured by the FDIC. See the Important information about your statement at the end of this cbarnent for del aik about those balances. Openng Wane. Cloung tultexe en se per :hat, Average Dnidencl Interest Oars Hddng on Jul 1(1) on Ail 31 (S) on Jul 31 (1) rate period period C/omount (S) UBS BANK USA CEP ACCT 79,793.94 67.06 250.003.00 Equities Common stock Purchase pncs Trade tarn-bet Average price Price per share Value on Unrealized Proldng Hddng date of shares per shale (1) Cost basis (S) on lur 31 (11 Jul 31 (S) gain or loss (1) Period ABB LTD SPON ADR Symbol: ABB Exchange: NYSE EN: 1842 Current yield 2 81% Jan 29, 13 825.003 21.573 17,797 89 20.280 16,731 00 -1,066.89 LT Apr 22, 13 650.000 21.211 13,787.15 20.280 13,182.00 .605.15 LT Security total 1,475003 21.414 31,58504 29,91300 -1,672.04 ASTRAZENECA PLC SPON ACR Symbol. AZN Exchange. NYSE EAI: 11,007 Curent yield: 4.081,0 Jan 29,13 420.000 25.065 10,527.30 33.790 14,19180 3,664.50 LT Apr 22, 13 170 003 25 667 4.363 53 33.793 5,744 30 1,380.77 LT lc/ 12,13 140.000 24.720 3,46092 33.790 4,730 60 1,269.68 LT Security total 730.000 25.139 18351 75 24,666 70 6,314.95 BAP SYSTEMS PLC Pen ADR Symbol. BAESY Exchange OTC EAI: 41,222 Current yield: 4.07% Jan 29,13 1,000.003 22.160 22,160.00 29.990 29,990.00 7,830.03 IT conNnued next page SDNY GM 00021912 CdP70307005841 105 NP70O3195794 00005 0715 030575004 cox= Pap S of 14 CONFIDENTIAL EFIA_00132532 EFTA01274669 UBS UBS Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your linandd Advisor: SCOTT STACK MANILYLE CASRIEL July 2015 Account number. Your assets r Equities . Common stock (continued) Purchase price/ trade moron Average price Price per share Vidueon Weidner' Hddng Hddng date or mares per New (5) Cost basis (S) ortiul31(5) Jul 31 (5) grin or Ion (5) period BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC (Al: 4439 Current yield 1.21% (an 29,13 200.000 99.560 19,912.00 147.760 29,552.00 9,640.00 LT Apr 22. 13 45.000 101.760 4,579.20 147.760 6,64920 4070.00 LT Security total 245.000 99.964 24,491.20 36201.20 11,710.00 BHP BILLITON LTD SPON ADA Symbol: BHP Exchange NYSE EAI: 11,079 Current yield:6.46% Jan 29, 13 320.000 78.520 25,126.50 38.370 12,278.40 -12,848.10 LT Apr 22, 13 30.000 63.865 1,915.95 38.370 1,151.10 -764.85 LT 1,412,13 85.000 61.002 5,185.23 38.370 3,261.45 -1,923.78 LT Security total 435.000 74.087 32,227.68 16,690.95 -15,536.73 BRMSH AMER TOBACCO PLC GB SPON ACES Symbol: Bil &flange: AMEX EAI: 42,706 Current yield: 3.85% Jan 29.13 343000 104.097 35,393.08 119.000 40,460.00 5,066.92 LT Apr 22. 13 150.000 107325 16,098 78 119.000 17.850 00 1,751.22 LT Jul 12,13 100.000 105.544 10,554.44 119.000 11,900.00 1,345.56 LT Security total 590.000 105.163 62,046 30 70210.00 8,16320 CEUTSCI€ TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC EAI: 42,276 Current yield: 2.96% Sep 16, 13 1,275.000 13387 17,06945 18.000 22,95000 5,880.55 LT Sep 17, 13 1,150.000 13359 15,362.85 18.000 20,700.00 5,337.15 LT Sep 18, 13 990.000 13393 13,259.17 18.000 17,820.00 4,560.83 LT Oct 10, 13 855.000 15.481 13,236.68 18.000 15,390.00 2,153.32 LT Security total 4,270.000 13.801 58,928.15 76,860.00 17,931.85 CEUTSCHE POST AG SPON ADA Symbol: DPSGY Exchange: OTC EAI: 51,238 Current yield:3.01% Jan 29,13 640.000 23.900 15,296.00 30.280 19,379.20 4,083.20 LT Apr 22. 13 720.000 22.581 16,258.75 30.280 21,801.60 5,542.85 LT Security total 1,360.000 23202 31,554.75 41,180.80 962605 ENGIE WON ADR Symbol: ENGIY Exchange OTC EAI: 41.746 Current yield: 4.57% Jan 29.13 720.000 20.779 14,96095 19.280 13,881.60 -1,079.35 LT continutdnext pep? CNP70009005841106NP7000195794 00005 0715 030575004 C°6014YGM00021%. 6 of 14 CONFIDENTIAL EFTA_00 I 32533 EFTA01274670 Account name: GHINAINE MAXWELL UBS Strategic Advisor Your Financial Advisor UBS JUly 2015 Friendly account name: Account number. SCOTT STACK MANYLYLE CAMEL Your assets Equities . Common stock (continued) PWChElIt price Trade Hurter Meter pike Price per share value on unmerited Hddng Hddng date of sham per she* (0 Cost basis (0 oniuni 91 ha 3i (s) gain 01 IOSS (1) period Apr22, 13 380.000 20.919 7,949.37 19.280 7,326.40 -622.97 LT Jul 12, 13 215.000 20.144 4330.97 19.280 4,14520 •I85.77 LT Aug 21, 13 285.000 22200 6,327.10 19.280 5,494.80 -832.30 LT Aug 22, 13 140.000 22.508 3,151.20 19.280 2.699.20 -452.00 LT Aug 23, 13 240.003 22.418 5.38051 19.280 4,627.20 -753.31 LT Security total 1,980.000 21263 42,100.10 38,174.40 -3,925.70 GLAX0 SMITHKLINE PLC ADR Symbol: GSK Exchange: NYSE EAI: 42,514 Current yield: 5.70% lan 29,13 330.000 45.615 15,052.95 43.440 14,335.20 -717.75 LT Feb 13. 13 320.00) 45.645 14,606.46 43.440 13,900.80 -705.66 LT Apr22. 13 245.000 50630 12,0447 43.440 10,642.80 •1,761.67 LT Jul 12,13 120003 52.904 6,348.48 43.440 5,212.80 -1,135.68 LT Security total 1,015.000 47.697 48,412.36 44,091.60 .4,320.76 IMPERIAL TOBACCO GROUP PLC SPCN ACat Symbol: ITYBY Exchange:OTC EAI: 42,416 Current yield: 4.48% Apr 25, 13 60.000 70.891 4253.51 104.760 6,285.60 2,032.09 LT Apr 26, 13 375.003 70.792 26,547.34 104.760 39,285.00 12,737.66 LT Jul 12.13 80.000 68375 5,470.00 104.760 8,380.80 2,910.80 LT Security total 515.000 70.429 36,270 85 53,951 40 17,680.55 INDIVIOR PLC SPON ADR Symbol: INVVY Exchange OTC EAI: 423 CuTent yield: 0.80% Jan 29,13 103.000 9300 957.97 20.430 2,104.29 1,14632 LT Apr 22, 13 20.400 9.849 200.93 20.430 416.77 215.84 LT Jul 12, 13 17.600 9.829 173.00 20.430 359.57 186.57 LT Security total 141.000 9.446 1,331.90 2,880.63 1,548.73 MTN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: $2,286 Current yield: 5.21% Jan 29,13 1.660.000 19.580 32,502.80 16.730 27,771.80 -4,731.03 LT Apr 22, 13 590.000 17390 10,260.10 16.730 9,870.70 -389.40 LT Jul 12, 13 375.000 19219 7,207.31 16.730 6,273.75 -933.56 LT Security total 2.625.000 19.036 49,970 21 43.916 25 -6,053.95 continued next page SONY GM 00021914 CNP10003005e41107NP7033195794030% 0715030575001 000000 Page 7 of I41 CONFIDENTIAL EFTA_00132534 EFTA01274671 Account name: GHISLAINE MAXWELL UBS U BS Strategic Advisor July 2015 Friendly account name: Account number. Your A sandal Advisor: SCOTT STACK MANYLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pica Trade Weber Average price Price per Mere Vdue on unedited Hddng Melting elate of shares per share (5) Cod bads (S) onid31(S) Jul31 (S) gain or loss (5) period MUNICH RE GROUP ADR Symbol: MURGY Exchange: OTC EAI: $1,477 Current yield:3.08% Jan 29,13 1,650.000 18.280 30,16200 18370 30,31030 148.50 LT Apr 22, 13 425.003 19.544 8,306.29 18370 7,807.25 -499.04 LT Jul 12,13 535.000 19.059 10,196.73 18.370 9,827.95 -368.78 LT Security total 2.610.000 18.646 48,665 02 47,945 70 -719.32 NESTLE 5 A SPONSORED ADR REPSTG REG SHS swrrz ADR Symbol: NSRGY Exchange: OTC EAI: 12,015 Current yield: 2.53% Jan 29,13 570.000 70.160 39,991.20 75.600 43,09200 3,100.80 LT Apr 22, 13 290.000 69.918 20,276.22 75.600 21,924.00 1,647.78 LT Jul 12,13 195.000 67.417 13,146.41 75.600 14,742.00 1,59539 LT Security total Loss.000 69.587 73,413.83 79,758.00 6344.17 (IPPON TELEG & TEL COPP SPON AOR Symbol: NTT Exchange NYSE (Al: 31,441 Current yield: 1.69% Jul 22,13 1,700.000 26.445 44,957.18 38.630 65,671.00 20,713.82 LT Aug 6,13 510.003 26309 13,417.69 38.630 19,701.30 6283.61 LT Security total 2,210.000 26.414 58,374.87 85,372.30 26,997.43 NOVARTIS AG SPON ADR Symbol: NVS Exchange: NYSE EAI: 42,203 Current yield: 2.18% Jan 29,13 593.000 67.877 40,047.61 103.750 61,212.50 21,164.89 LT Apr 22, 13 240.003 72.512 17,403.02 103.750 24,900.00 7,49638 LT Jul 12,13 145.000 73.450 10,650.38 103.750 15,043.75 4,393.37 LT Socially total 975.030 69847 68,101.01 101,156.25 33,055.24 ORKLA ASA A SHS WON ADR Symbol: ORKLY Exchange: OTC EAI: 41,0290-trent yield: 3.14% Jan 21,14 710.000 8.052 5,717.56 7.970 3658.70 -St% LT Jan 22,14 220.000 8.190 1,801.84 7.970 1,753.40 -48,44 LT Jan 23,14 315.000 8282 2,608.92 7.970 2,510.55 -9837 LT Jan 24,14 185.000 8.147 1,507.25 7.970 1,474.45 -32.80 LT Jan 27,14 135.000 8 019 1,082.58 7.970 1,075.95 -663 LT Jan 28,14 265.000 8 045 2,132.08 7.970 2,112.05 -20.03 LT continued next page CNP70009005841108 NP7000195794 00005 0715 030575004 COgRAY_GM_00021%lig S of " CONFIDENTIAL EFTA_00132535 EFTA01274672 sUBS Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account name: Your Financial Advisor: SCOTT STACK MAK/LYLE CAMEL JUly 2015 Account number. Your assets Equities . Common stock (continued) Purchase price Trade Hunter Average price Price per share Value on Unreithzed Hoicing Itching date of shares per share (S) Cog basis (2) oniuni(5) luI31 (3) gain or loss (t) period Jan 29,14 390.000 7.991 3,116.53 7.970 3,106.30 -823 LT Jan 30,14 245.000 7.849 1,923.23 7.970 1,952.65 29.42 LT Jan 31,14 260.003 7878 2,048.46 7.970 2,072.20 23.74 LT Feb 3, 14 185.000 7.794 1,441.96 7.970 1,474.45 32.49 LT Feb 4, 14 235.000 7.671 1,802.69 7.970 1,872.95 70.26 LT Feb $, 14 245.000 7.727 1,893.29 7.970 1,99.65 59.36 LT Feb 6, 14 165.000 7.561 1247.70 7.970 1,315.05 67.35 LT Feb 7, 14 310000 7.528 2333.87 7.970 2,470.70 136.83 LT Feb 10, 14 250.000 7.609 1,902.25 7.970 1,992.50 90.25 LT Security total 4,115.030 7.913 32,560.21 32,796.55 236.34 P.T. TELEKOMUNIKASI INDONESIA SPON ADA Symbol: TLK Exchange- NYSE EAI: $644 Current yield 2.17% Jan 29. 13 690.000 39.442 27,21525 43.010 29,676.90 2,461.65 LT RECKFTT BENCKISER PLC SPON AM Symbol: RBGLY Exchange: OTC EAI: 41,317 Current yield: 1.92% Jan 29, 13 2,590.000 13.187 34,156.85 19.400 5024600 16,089.15 LT Apr 22, 13 510.003 13966 7,122.67 19.400 9,894.00 2,771.33 LT Jul 12,13 440020 13.938 6,132.99 19.400 8,536.00 2,403.01 LT Security total 3,540.003 13 393 47,412.51 68,676 00 21,263.49 ROYAL DUTCH SHELL PLC CL A SPON ADR Symbol: RDS.A Exchange: NYSE (Al: $19 Currant yield: 5.51% 6.000 --This information was unavaiable--• 57.480 344.88 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CL 8 ORD SHS SPON POR Symbol: PDS 8 Exchange: NYSE EAI: $1,504 arrant yield: 6.47% Jan 29,13 185.000 74.585 13,798 31 58.150 10,757.75 -3,040.56 LT Apr 22, 13 215.000 65856 14,159.06 58.150 12,502.25 1,656.81 LT Security Iota! 400.000 69.893 27,957.37 23260.00 -4,697.37 continued next peg. SDNY GM 00021916 CNP70003005841109NP70C0195791 00005 0715 0305750N 000000 Paig• 9 of 14 CONFIDENTIAL EFTA_00132536 EFTA01274673 Account name: GHISLAINE MAXWELL UBS UBS Strategic Advisor July 2015 Friendly account name: Account number. Your IIsandal Advisor, SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (continued) Purchase pried Trade Kerber Average pike Price pet share Value on Unrealized Hddng Hddng date of sham per share (S) Con basis (S) oniuI31(I) iu131 (S) gain or loss (S) period SANOFI SnOel ACR Symbol: SNY Exchange: NYSE (Al: 11,299 Current yidd: 2.01% Jan 29,13 720.000 48.754 35,103 55 53.990 38,872.80 3,769.25 LT Apr22. 13 275.000 5265.4 14,48006 53.990 14,847.25 367.19 LT Jul 12, 13 200.000 52.424 10,484.90 53.990 10,798.00 313.10 LT Security total 1,195.000 50 267 60,068 51 64,518.05 4,449.54 SIEMENS A G WON ADR Symbol: SIEGY Exchange: OTC EAI: 11,380 Current yield: 2.58% Jan 29, 13 250.000 110110 27,527.50 107.070 26,767.50 -760.00 LT Apr22, 13 200.000 100.134 20,026.84 107.070 21,414.00 1,387.16 LT Jul 12, 13 50.000 107256 5,362.83 107.070 5,353.50 -9.33 LT Security total 500.000 105834 52,917.17 53,535.00 617.83 SINGAPORE TELECOM LTD NEW 2006 Stl04 ADR Symbol: SOAPY Exchange: OTC EAI: 13.611 Current yield: 6.80% Jan 29,13 1.060.000 28260 29,955 60 30.070 31,874.20 1,918.60 LT Apr22, 13 440.000 29.820 13,121.15 30.070 13,230.80 109.65 LT Jul 12, 13 265.000 30.551 8,096.17 30.070 7,968.55 •127.62 LT Security total 1,765.000 28.993 51,172.92 53,073.55 1,900.63 SMITHS GROUP PLC SPON ADR Symbol: SMGZY Exchange: OTC EAI: $972 Current yield 3.49% Jan 29,13 1,245000 19.750 24,588.75 17.670 21,999.15 -2589.60 LT Apr 22, 13 330.000 18.685 6,166.05 17.670 5,831.10 -334.95 LT Security total 1,575.0(X) 19.527 30,754.80 27,830.25 -2,924.55 SOUT143 2 LID SPON ADR Symbol: SOUHY Exchange: OTC May 18, 15 128.000 9.000 1,152.00 6.370 815.36 -336.64 ST May 18, 15 34.000 9.000 306.00 6370 216.58 -89.42 ST May 18, 15 12.000 9.000 108.00 6.370 76.44 -31.56 ST Security total 174.000 9.000 1,566.00 1008.38 -457.62 STATOR. ASA SPON ADR Symbol. STO Exchange! NYSE EAL $1,028 Current yield. 4.19% Jan 29,13 610.000 26.533 16,185.31 16.910 10,31510 .5,870.21 LT Apr22. 13 205.030 25.765 5281.88 16.910 3,466.55 -1,815.33 LT continued next page CNP7000300513411IONP70C0195794 00005 0715 030575004 009k1hyGm00021,0011 10 of 14 CONFIDENTIAL EFTA_00132537 EFTA01274674 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account name: Your Financial Advisor: SCOTT STACK MANLYLE CASSIEL sUBS July 2O15 Account number. Your assets Equities . Common stock (continued) Purchase price Trade Humber Average price Peke per share Ydue on urretilted Hddng Hddng date of shares per Shale (i) CoO basis (4) onsul31 TO Suns (5) gain or loss (l) period Apr 22, 13 170.000 23274 3,956.72 16.910 2,874.70 -1,082.02 LT Apr22, 13 135.000 25.785 3,481.05 16.910 2,282.85 -1,198.20 LT Jul 12, 13 330.000 21.423 7,069.66 16.910 5,580.30 -1,489.36 LT Smelly total 1,450.000 24.810 35,974.62 24,519.50 -11,455.12 TAIWAN SEMICONDUCTOR MFG CO LTD AOR Symbol: TSM Exchange: NYSE EAl: 1480 Current yield 2.62% Jan 29,13 803.800 17.830 14,240.00 22.110 17,688.00 3,448.00 LT Jul 12, 13 30.000 18.434 553.04 22.110 663.30 110.26 LT Security total 830.000 17.823 14,793.04 18,351.30 3,558.26 TOTAL S.A. FRANCE SPON ADR Symbol: TOT Exchange NYSE EAI: 32,621 Current yield: 4.91% Jan 29,13 460.000 54.547 25,092.04 49.290 22,673.40 -2,418.64 LT Apr22, 13 510.000 46.879 23,908,70 49.290 25,137.90 1,229.20 LT Jul 12, 13 100.000 50 459 5,045.96 49.290 4,929.00 -116.96 LT Earnings 13.000 49.659 645.57 49.290 640.77 -4.80 Security total 1,083.000 50.501 54,692.27 53,381.07 -1,311.20 UNILEVER NV N Y SHS NEW tETHERLAIOS SPON SPON AC$ Symbol: UN Exchange: NYSE EAI: 12,013 Current yield: 2.75% Jan 29,13 930.000 40.500 37,665.00 44.830 41,691.90 4,026.90 LT Apr 22, 13 445.003 41.074 18,27606 44.830 19,949.35 1,671.29 LT Jul 12,13 255.000 41271 10,524.33 44.830 11,431.65 907.32 LT Security total 1,630000 40.778 66,467 39 73,072 90 6,605.51 UNTO OVERSEAS 8K LTD SPONS ADR SEGAPORE ADR Symbol: UOVEY Exchange: OTC EAI: 11,338 Current yield: 3.2844 Jan 29,13 900.000 30.540 27,486.00 32.640 29,376.00 1,890.00 LT Apr 22, 13 100.000 33.492 3,349.24 32.640 3,264.00 -85.24 LT Jul 12, 13 250.000 33.180 8,295.00 32.640 8,160.00 -135.00 LT Security total 1,250.000 31304 39,130.24 40,800.00 1,669.76 continuednext page SONY GM 00021918 CNP700090050411I 1NP7000195794 00005 0715 030575004 004000 Page 11 of 14 CONFIDENTIAL EFTA_00132538 EFTA01274675 UBS UBS Strategic Advisor ?Ts Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your Nsandal Advisor: SCOTT STACK MANLYLE CASRIEL Equities . Common stock (continued) Your assets .E Purchase peke Trade Wreber Average price Prue per that Vdueon Unedited Hddrg Mona date of shares pet snag (S) CCM bads (S) onlul 31 (1) iu131 (5) gain or loss (5) period VODAFONE GROUP PLC SPON AEA Symbol: VOD Exchange: OTC EAI: 11,766 Current yield: 4.50% Jan 29,13 796.294 50.164 39,945.60 37.780 30,083 99 -9,861.61 LT Apr 22, 13 2.727 54.627 148.97 37.780 103.03 -45.94 LT Jul 12,13 239979 54.033 12,966.80 37.780 9,066.41 -3,900.39 LT Security total 1,039.003 51.070 53,061.37 39.25142 -13,807.94 ZURICH INS GROUP LTD SPON ADR Symbol: ZURW Exchange: OTC (Al: 13,479 Current yield: 5.64% Jan 29, 13 1,050.000 28.470 29,893.50 30.480 32,004.00 2,110.50 LT Apr 22, 13 685.000 26251 17,962.21 30.480 20,878.80 2,89639 LT Jul 12,13 290.000 26.739 7,754.57 30.480 8,839.20 1,084.63 LT Security total 2025.000 27.472 55,630 28 61,722 00 6,091.72 Total 81,359,358.97 31,488,878.93 8129,175.09 Total estimated annual income: 551.430 Your total assets vercenrar of Cost Estimated Unmerited %taut on Jd 31 (S) your account tens (5) annual Income gain or loss (0 Cash Cash and money balances 67.06 67.06 Equities Common stock 1.488,878.93 100.00% 1,359,358.97 51,430.00 129.175.09 Total $1,488,945.99 100.00% 81,359,426.03 $51,430.00 $129,175.09 • missing cosi tesIs infcrmeticn Account activity this month _ *dimly Description Amount (5) Deposits and other funds credited Jul27 Transfer FM Y1 235750100 1,500.00 Total deposits and other funds audited 81,500.00 Ode Aclibity De:ere:410D Amount (5) Dividend and interestinoome Taxable dividends Jul 6 Foreign NIPPON TRIG & TEL CORP SPON ADR PAID ON 2210 809.06 Dvidend CLISIP. 654624105 continued nestpage CNP7000SOOSS41112 NP7000195794 00005 0715 0305750Cht OCSIONGpt0002Ipms 12 of 14 CONFIDENTIAL EFTA_D0I 32539 EFTA01274676 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Finandd Advisor. *UBS July 2015 Friendly account name: Account number. SCOTT STACK MANILYLE CASRIEL Account activity this month (COnbeitred Dale Mikity Deane:Mon Amount (S) Dividend and intemstinoorne (continued) Taxable dividends (continued) Jul 8 Foreign SERIAL TOBACCO GROUP PLC WON ADR PAID ON 515 344.49 Cividend CUSIP: 453142101 Jul9 Foreign GLAXO SNANKUNE PLC ADR PAIDON 1015 594.94 Dvidend CUSP: 37733W105 Jul 20 Foreign TOTAL SA FRANCE SPON ADR AS OF 07f 10/15 771.36 Dvidend CUSIP: 89151E109 Jul23 Foreign TAIWAN SEMCONDUCTOR MFG CO LTD ADR PAID ON 830 599.96 Dvidend CUSIP: 874039100 Total taxable dividends 33,11981 Taxable interest Jul 8 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 07107115 1.32 Total taxable interest 31.32 Total dividend and interest income $3,121.13 oat 4c:they DegniXion Pees Jul 6 Fee NIPPON TELEG & TEL CORP SPON ADR •13.26 Jul 8 Fee IMPERIAL TOBACCO GROUP PLC WON ADR •1.93 Jul9 Fee GLAX0 SMITHKUNE PLC ADR -5.08 Jul 24 Fee Charged QUARTERLY FEE •1,917.00 Jul 28 Fee TOTAL S.A FRANCE WON ADR AS OF 07/1015 -0 65 Jul 28 Fee TOTAL S A FRANCE WON ADR AS OF 07110115 -5.35 Total professional management fees 41,917.00 Total other fees 42627 Date AciSly Desciiption Amount Other funds debited Jul 6 Foreign Tax NIPPON TELEG & TEL CORP SPON ADR •80.91 Withheld Jul20 Transfer JOURNAL TO Y1 23575 GHISLANE MAXWELL -81,442.57 Jul20 Foreign Tax TOTAL S.A. FRANCE SPON ADR AS OF 07/10/15 -115.70 Withheld Jul23 Foreign Tax TAIWAN SEMICONDUCTOR MFG CO LTD ADR -119.99 Withheld Total other finds debited 441,759.17 SDNY GM 00021920 CNP70003005841113 NM/00195794 00005 0715 030575004 000000 Page 13 of 14 CONFIDENTIAL EFTA 0(1132540 EFTA01274677 *UBS UBS Strategic Advisor Account name: Friendly account name: GHISLAt/E MAXWELL Your Knandal Advisor: SCOTT STACK MANLYLE CASRIEL July 2015 Account number: Account activity this month rcontinued) Investment transactions rot mote infomielon about the price/value shOWII for reunctedsecuntles, see important Worrnati,n about your :teemer4 at the end of thn docunent Proceeds Iron Funds investment emhdrawn la Accrued rite ACtnity Descepton Quantity wharf) Pnce transactions ,nwslments bcocAl (a) interest (5) Jul 20 RenveStment TOTAL S.A. FRANCE SPON ADR AS Of 07/ 1CF 15 13.000 -645.57 CUSS': 89151El 09 Jul 27 Diud end ASTRAZENECA PLC WON ADR STOCK SPLIT 365.000 SYMBOL AZN RATE 1.00 PAID ON 365 CUSIP: 046353108 Jul 31 Exchange ENGIE SPON ADR 1,980.000 CUSIP 29286D105 Jul 31 Exchange GDF SUEZ "NAME CHANGE EfF. 0712015" -1980.000 SPON ADR CUS1P: 361608105 Total -0645.57 Dole ActMty Descipan Airount (I) Money balance activities Mn 30 Balance forward $79,793.94 Jul 7 Deposit UBS BANK USA DEPOSIT ACCOUNT 714.89 Jul a Deposit U85 BANK USA DEPOSIT ACCOUNT ASOF 07/07/15 1.32 Jul 9 Deposit UBS BANK USA DEPOSR ACCOUNT 342.56 Jul 10 Deposal UBS BANK USA DEPOSIT ACCOUNT 589.86 Jul 21 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/20/15 -81.432.48 Jul 24 Deposit UBS BANK USA DEPOSIT ACCOUNT 479.97 Jul 27 Withdrawal U85 BANK USA DEPOSIT ACCOUNT AS Or 07124115 -490.06 Jul 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 73.C6 Jul 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/28/15 -600 kit 31 Closing UBS Bank USA Deposit Account $67.06 The UK B3nt USA Depagt Account Is your primary sweep colon CNPA:00,1305$41114 NPAX0195794 COCOS 0715 030579304 0000pcom_0002Ilasu 14 of 14 End of statement for account number CONFIDENTIAL EFTA_00132541 EFTA01274678 Important information about your statement LIBS FnancialSents he ~Fim of ISS Fnincial Strid«. 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NI • padva Conrawoon el(nome and C:~ ~om mduded n ih 6 sunne, swe ndtsed wth ete 07(07 Got/omen (SEC). MIT pretta setrnies taluro of ~Pers tp 1,1500000 akban; 1250000 for dam, ~rann stang bot to gefirt/on ol roane lid ~ber '1' MF:un:ta SeVaf/13, relea on cal) Te SPC the Frierral times ti», lo allKahahs Towns« panspat inlmnal ion Oblaned frem souroes *lb« atal lth • stall el «rors« ckTions abtut an eletton< keit Finnoal Savnet. netudng nformation Iran new lin trend« 0711 bi Svette:a earl thryhuhOldn a Panada"~rty The Fro »gt orth canan allikates. has also puddered On/TUS menns ot tat you mag kre promp/ b hor krake' Atew trahadtons, call a eiret to 165Fnancel • Con/enn/p Setts tomamen heia/ phanal van love The han don not hdependent6 vedy Ot gufne ete Sensors lx_ 1000 Mater Bud. 6th lb«. ~evt N) stpoknuota: prost:~ 1Nmrabn tutt payabk to all Nigblit dens. coil/at/ro/runda tis protocion a 5503 rid and vej litt' to te acceunt hett. vin d nat men xaracy or vanka of aor itormxon prosided. by puten O7086 Ann IIMAISSA Sohn:ce the adcouni does net gaume sis/lent titan.or otslhan USSEnnsalSerdkes millon as of ~er It/ 2013 (Rumsind Tar na rep pace vid tnt labOn dalawire ds Ton as polit d hit/tnt hor • Alberta 1111Ing b acap: sotra rei CO tanga and addtion Stopp USS Fl-atalt Soreaos gerwelly statnMtor recept 6 %VON ord per nes mue 5Weict totte poscy audn a° and ferttatcni rant at dat Fem a furtet' prewczed fa up to II 9 milan the lotte samvela dyb sak higher navns upOtes N6 rf ormaacn as t 6 Tende/ te Fan does rat :Brunnrun Lovt aura« ah the ',Sement ot mæla, Mede ny asstexides Na toe nfermatan wder 'Cosi The Fen «Card asur (X ap Ithble) alun MY teart )06 aggregat tor all pv aecanisheU n a detail. eapady • Annan. Trang to axed hgh nø: tet ;MON' ad hgh • copy ol NepolcywØn96 aeaUble U600 rea-62 volahey lo sed high rettimS Over !Me bant' ah "tereffired gansaw is xat a sol the de* riv lde the, 60 aks alter the fral sent yxf the fist 01Int SIZOMM1 As dan please do not dynn til sisterenn on With the «ra or probkm~sid informaki,n lo make con:hase er sle ~sans la ta - Profitle par rane ard aotoint uerer (il Til The, 5PC prowlan nd tw supplertental proeden bot do StaternentMousehoklior not SPi)/ to Vie nhayamr60161,112 al rgitad rave StatenentS yeth the poposts cr «tende ~ro opalane to To nn - Oesaibe Ne error or the water pude trave ated maraellat gielbss utform/at orly for the periad of ettan ascleady as ru tan My mf beite e is • C«uninncol fikes co/melka TUM ~ed nava sant first n Te saneten~ ~tres eray be rekved nar: valuo) bu, held away franies inatcial Savnas fer tis pnwe bet~ ter hate onnen Mo den mimen time tinteheld X theFins leterehiaorntil rdarnation «ror a neg pu odd mad nlarnxion an be addtkl by pv hrundal Ada.« - Provide te dollar am:ont of tua stnpectod Tie (eg. cenan Cal, ZUBS Bark W cath af 685 AG tnt Pecount retna/hø vid. otte dens al the 5.3116 Stamfat aandt. ravaraynaleds ixfdang vada an, 115.5 prxtce a knomi arteholdng • if per »nuet ies. adIT Tros of innval kwh ride sutt tele to valp intrikat flittrnent,~led n othas* • Unnet/red palnellogess ttesto daa L hank. Taes re reg 6terpl ~ty n le nat** of the accove 16ch-C6J Jrnal 1.6,',Y,:,;65 a2 C.6.Dialel tfe SDNY_GM_00021922 CONFIDENTIAL EFTA_0013 2542 EFTA01274679 Important information about your statement (Caladed) backbite:hay lots The tamavion data fa indirdal - Tad parry Menaced vibes may be related as 'Not nab* of =calls at the trokendealer hoking mutual Account are registered servee mas of UK ~al Services Ø ~yid may nol rol led ceornksnins, Chases ace weed' n areal~Mars Wien an inepeident IWiof Tat lind lady, Inc 'aunty reorsairann mans DOlfend ad odic vandion fai inks), laded or is unaSte by assign a - in ~lion to conmessen ~eked n cornection win reiwenmem lots and sytonic peraze lots as eat vane wham boom* awa* that a maset ware has troy ~or dank:aim of arriurycontracn ad in Yea Sgenture is a ~Mired deice mad ol Visa Catned to dnhanine~dad Bot lhe • Wade dz.' oared tha way isla oseviyusly reponed vain do imeslid“ din units toal dams. we ~scour entonic onal UPS V6a54nature den fads and IRS Vila cobnn pdsents the agnat nasalKn baNdare Crean. Co when dead mad te hghly medlar* aniline~Me dieted tang OXIMWahtn from dad cads ae nued by IRS Bank USA rah pannon from duo to trio ruide of the ready rnaryol lho rusand carpal.* adman; ite Ina USA harms« • CANN ratkit. Bonds andpanned mod, tal Te - when nnther an nap, gendl isrens a Donor away tresats anionof the henna' animas Gear nit for early «orphannisi be selected ~May elinadd via nOt 3 lb✓(Cpaly di dated vaue Is a Ø5M One und "al IMPS we Wade UPS Financial Stapes Inc Rev 201407 by bat tan rag al manna that iste held in out prowled. the vare Of Te wady war Denham* tun - Ott anises also read trading commisaas and ~et name a ri ~red nary. for chi dents Calleave p.rddedinte tinpension from mad/ finds rid imirne 'Marra en is 0~ndfrom IMS pan aid di zone, - -Distrbutiorn to an may hClubirtNrn of tribal. CO.T.1iti 1.~ tvtatar we diasbue is not guraneed Ond call I eases may east Wed name a both - We repel,* anus fee hem LCSBaok USA and CBS amid anal yell ~Me Mormann sea be prodded - • deigned a* retesens Me ~al alas pine AC Stanford Nairn of up to 125 pa MCount upon ~an ~ad and may not reflect your cost barb sweeping to the bads uWr tro l8S Bonk Sweep ~Vans • Cr ass of Pipes* lass) CDs ale MX «red up so . Ifietzicts0 ~whin Restricted Wards anorak ale $293.020 in phone aid sound direst pa dtpidtor not onateier.gible fee pink sale IRS [llama Soma Auld, aid per depoday minaion. n accordance with ~2 uses the mirk« prim of the annliktod stook of the sane deruden ~ping oorrmians and other char Riles Oar a an ncutid yak* fa the fanned scoa ;St ironed ei tanddo win the TentiOn 01 Wades ~rag ~had Of This Stenent0~ TO the telord tha fundres has been added a cordinnitons option tasactons • ~value 'nondairy*/ fit Wass and otte restricted wanes are tibiae km sale. Me hold staked prevosay to you, aid Nlbe pd.Mod to you produces maybe hiphor a bwer thai isre pris tal you nay be substanaly less Tan the imitzei wive novas amply on rapsed wain aaually reame in the ~kg erCeS are anted from vershus Tie* pay sources audi we batmen te • BA Natinated) kØ annityadds and rata An Shortsilling reline, but we do not parand tee ~any estlente of annual hamfe e based on anal ~Mind you ae engaged in short sang a wady. you may ens a - We nary me the Øreg prior *ha ~LT* a the and awed ram. zoning de ~Mtn *II be held for (navedueto cosh lenowing cons lath* palcula mean or Me b4 aid ask ices Ice IMO *Ones and one yea from Paternal date a ~I rerommy thrs 's oftly *plan °ray tid peas facitt wales riliente d onC a guideline. accuracy an annued - Lem acwory traded mart*: my be pace usrig a ~me se not duradeed Open anian data ~on a demos, Nam ace we °Waned - Bedard anus ~me and anent yen for ~an Regxding Open or "goodhilanCelled • orders that ewe not aid may not felled an actual malt« pine or 'at teasel tetroen muld bade a return of pinta or Tented by the Staernent date Open buy and Yell Ma - enan post horn mayannex ~oat apex ad nil Cnnal ganS n ondi Cafe the en Same land~rent ceders re maned by Te annum of ~dads« 'On on show z 'ace was not mailable' if we ae ~Isle to 'mkt) would be ovalind • adbidind,or tangle' dale inns riddled admeiw Obtan a pea for a smutty - Estimated anus 'dyne rid ~rem yield and the by you You ae readablefor orders Illa are ~opted dere - Creases aWades dawns& n wanes other lea ~mead held night be ~seer hgher than to your fare to canal edirg open orders ihnUSdatirs se rel kited a the enturgorae as of the thawed amazes the ~want date - An Menureol «talc« ~me folvidad owlet Tax witiladditg en ~ant noon IS financial - For coma secedes ming nonandrinng me!~ deded by the opred make, vamixtram Sondes IRAs denenciathen. rete aid (Natty dace hae balarne e Lered on the IMI timand or deed Fedn tar Law ~urn LISS knaidal Services to rntiok/ been Mined» lain* poper ubszin pawed made by the near and runs tie income tai from pa dub* stA ~did ern, tut you ow To obtain ~mu quota~ wan makable. dada yox send *Samosas to Media one Tat Tun the elect eat lo haw Wawa waken or. nun* you nay Fnancial eaten( statemmt (not at. mzurty Adak, aid elect to hare lee ~McLane or 'tab.', anoint as stismed yetis ae not guaadeed you istese Yes Sawn wit 'Main n Effect MUrealved • mama leareamtma and endured proclaim ~ate by you You may dyad your senen a ay dio by naing -mestrryze sondes Criclidng diced pair'pzion • Mauna held laylattermiss Sprite Conan a now Owen If you do not haw tronsi notam tan pagan and real estate ~swam din Mahn) and assess ale int heldbyteFM ad not ~a the fines ~MIN Iran your &fluxion you maybe recast,* la SIndited ~AMY Seeded., hghty Mtn./ (elan possesses or astrol Mx* stets re C6plkEd on your the payrn« of amazed tak You may nor pains hI We mudded donnas had nar been repaired lea the Valelltell for donna/dal ~sod/ Poplins rel moan wtiwki and par *tinged ix amnia, seriet Stones and Øx>24 Canmssion a underane State eats presented re peonned by the iseng film UCS equal o Nu' lac Oblipation temanen lain We prOnSeeStmaed vales fa ante inanda Midas n not ~zombk Bor this Manzi» nwitmed seta n rd ~died prodas Bor and does Mt 9.1.1/2114t IS away these awn tenet May irloma enalpusman only Accuracy., not ,urarme prowled by SW or ter Fern's supplemental SaC To Man a copy of ~omen (tere Prezy ~ice pax* - She* yaws maydiher *Diurnally Iron aces, day nonage zonal pas F natialManor cannon, wens% a: at inch woad ~maned seerrya structured nninv win comeniaorol ~dud my be tour a sokl aid do not nods:ally • donna flaming and addlekanalcampensation. repined the vale you may tease upon ~Wad^ - w additen lo onnviissom on saki aid 12b-1 Nos CBS;*axial Semen is not abate; She RIVA. Finn« - din pay emmaes of vale are sot a anan dae resented n ønneacti MT the distrtuton of mina Swvicei ØØ BSA and AMC as brohage mans aid re sun« to UPS /firma Services on a regi er finch toots dents we max our a 41ae reave eind procde axes to bad al s~CeS cns produns base by an dada:Sent satiation Cm reran Tang papunUfrorn datitutors»dot dØ anagenfints win treated balks rid other Mk* Saccadansfr «sponsor aimed vaneid ~bon of the annual funds Tat we soft These payloads aid prwiles aeons to nomara aid nun, any. ate stzpled to the Frm by Te ISM«, general Wants are based en do different caporals fJ models immid by unalldated dad barty rwrance palter a coma and may be °dilated based en the »Cal el filleSbyUBS Oa salad% Mutual land carman Hough nuns agency funds es of UtS drIkrent hfornabon from Tat used by tend piney to lanai to ~dents. end Id Ow anode» of a mads Saviors he dare the. estimated warn panla crawl fund fandis Truthad a the Inn - You~ obtain addneria Monza regadrig the - mad~ altaad also recent retrackng and t irestrreast. ~rate. and amuly praludi methodology used to detennne the cams, of vane ormitaprocesung lees in eneternen for urener rim FDIC inured • No bar* 9Af301«.• May lose nab< and the dare of de nfonnaton Tar Is Te base fit lea agent woke" dur we monde to rhomaul fUndt estime by aniazing your *radar Adrizr These lets 9enecabf re pad from ~nor sans n the ene Pomace Managøreni Account Busmen Sams «awl lad aid se a teed dolt< anoint ~el On the ~sum BSA. Nabs and ~manna ReNute tenag ~ret SDNY_GM_00021923 CONFIDENTIAL EFTA 00132543 EFTA01274680 UBS 065 Financial Smites Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 August 2015 CFP700576473t 0815 VI 0 YORK NY 1rIS 11111.11 NEW Account name: GHISIANE MAXWELL Friendly account name: Account number: Your Financial Advisor: SCOTT STACKNIANILYLE CASRIEL Phone Questions about your statement? Call /chit hinancia: Advsor of the Value of your account RMA Rea/sun-cine at 800-RMA- 1000, on July 31 (1) on August 31 (5) account Your assets 1,488,945.99 1,371,541.00 V1sItour website: Your liabilities 0.00 0.00 www.ubs.comifinancialsennceS Value of your account $1,488,945.99 $1,371,541.00 Sources of your account growth Tracking the value of your account during 2015 Value of your account 1 Thousands at year end 2014 51A69.481.00 ¶,469.5 1.4889 Net deposits and 1.371.5 withdrawals -191,930.86 Your nves0nent returA Dividend and interest income 144.533 43 Change in market value 450542 57 Value of your account on Aug 31.2015 5%371.541.00 Dec 2014 Al 2015 Aug 2015 SDNY GM 00021924 Member SIPC CNP70006005764731 NP7000193090 00005 oe s o3onsoo4 000000 Page 1 of 14 CONFIDENTIAL EFTA_00132544 EFTA01274681 SUBS UBS Strategic Advisor August 2015 Account name: Friendly account name: Account number: r,hag_ArkIE MA rN ELI Your K sandal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 31 a) your account • Cash and money balances may include A Cash and money balances 121,343.80 885% Your current asset allocation available cash balances. VEIS Bank USA deposit B Cash alternatives 0.00 000% account balances, UBS AG Stamford Branch A deposit account balances and money market C Equities 1,250,197.20 91 15% mutual fund sweep balances See the important information about your statement on the last D Fixed income 0.C° 0 00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.CO 000% G Other 0.00 000% Total assets $1,371,541.00 100.00% Value of your account $1,371,541.00 Eye on the markets Percentage change Index August 201 5 Year to date S&P 500 4.03% -2.88% Russell 3000 -6.04% -2.61% MSC I - Europe, Australia & Far East -7.35% 0.14% Barclays Capital U.S. Aggregate Bond Index -0.14% 0.45% Interest rates on August 31, 2015 3-month Treasury bills: 0.04% One-month LIBOR: 0.20% CNP30003005764732f4P70C0I99698C0C05 OBI 5 030579004 COMY_GM_00021§W 2 of 14 CONFIDENTIAL EFTA 00132545 EFTA01274682 SUBS Account name: UBS Strategic Advisor Friendly account name: Your Finandd Advisor: SCOTT STACK MANY LYLE CASFOEL August 2015 Account number. Change in the value of your account Summary of gains and losses %/Sues reported below exclude products for which gain and losses are not classified. August 2015 (S) Year to date (1) Realized gains and losses Unrealized Opening account value $1,488,945.99 $1,469,481.00 August 2015(1) Year to date IS) gains and losses (R) Deposits, including investments transferred in 0.00 1,506.30 Short term -89.21 -89.21 -624.66 Withdrawals and fees, Long term -13,985.37 -7,072.20 25,257.43 including investments transferred Total -$14,074.58 $24,632.77 -$7,161.41 cut -1,600.35 -93,437.16 Dividend and interest income 2,839.58 44,533.43 Change in market value -118,644.22 -50,542.57 Closing account value $1,371,541.00 $1,371,541.00 Dividend and interest income earned For purposes of int statement, taiab:ity Of 'nines] anCI (linden° 'Woolf NY. been determined from a us to Reeding bengaline. eased upon the residence of the account holder, account type, or proluo type, some interest ander dvidend payments may not be subject to United States (US) ardor Puerto Rico (PR) Income tarts. The (lent month statement is not intended to ce used and camot tie resed oars far lac purposes. Clients should refer to the asplictile tar reporting forms they recent. from U8S annualy, such as the Forms ITS and the Forms 4130, for lea repamng informanon It IS the PraCIICe Of URS to file the zpplicatle tat reporting forms with the US mternN Restnue Senile< and PR Treasury Department, and in sue h forms accurately da.sify diveknct ardor Interest as tat exempt or tae income. Prem. consult /air Including tax prepare( August 2015(S) Year to date IS) Taxable dividends 2,839.10 44,527.09 Taxable interest 0.48 6.34 Total current year $2,839.58 $44,533.43 Total dividend & interest $2,839.58 $44,533.43 SDNY GM 00021926 CelP7C003305764733 MI003193698 00®S 08IS030579001 000000 Page 3 of 14 CONFIDENTIAL EFTA_00132546 EFTA01274683 *UBS UBS Strategic Advisor August 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your linandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary UBS Bank USA Deposit Account APY See Account 4Ctivity the monthlot deals Saances in your Ynteia Options are includedIn the °Derma and closing belances value. FDIC insurance applies only to ck•cosits at tios Bank tisk not to deposits at OB5 AG, Interest period Jul 8 - Aug 6 Startotd french of bank deposits placed t brow,' the UBS International Depose Account plogam. SIPC protection applies to morn market sweep fund hording, but rot bank deposits See important at/nation Opening UBS Bank USA Deposit balance Jul 8 580,510.15 about your statement on the laSt MO pages c( this document for detals Closing UBS Bank USA Deposit balance Aug 6 51,544.27 August 2015 (1) Year to date (1) Number of days in nterest period 30 Opening balances $67.06 $3,054.91 Average daily balance $32,599.21 Additions Interest earned $0 48 Deposits and other funds credited 0.00 1,506.30 Annual percentage yield earned 002% Dividend aid interest income 2,839 58 44,533.43 Proceeds from investment transactions 120,037 51 166,331.89 Total additions $122,877.09 $212,371.62 Your investment objectives: You have identified the following investment objectives for this account if you have questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Fnancial Advisor or Branch Manager. You can find a full description of the alternative related services 000 -5,612.94 investment objectives in important information about your statementat the end of this document Other fees -66.08 -982.88 Your return objective: Other funds debited -1,534.27 -86,841.34 Current income &capital appreciation Funds withdrawn for investments Your risk profile: bought 0.00 -645.57 Primary Aggressive Investment eligibillty consderatton • None selected Total subtractions 41,600.35 -$94,082.73 Net cash flow $121,276.74 $118,288.89 Your account instructions Closing balances $121,343.80 $121,343.80 • Vets account cost basis default dosing method is FIFO, First In, First Out Withholdings and tax summary August 2015 (1) Year to date (I) Foreign taxes paid 000 -3,880.14 Prior year(s) adjustment 0 00 21.94 Total withholdings and taxes $0.00 43,858.20 011d0301005764734 NPF000199698 00005 OBIS 030575004 C0 41911Y_GM_00021trie 4 of 14 CONFIDENTIAL EFTA 00132547 EFTA01274684 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Ilnandal Advisor: *UBS August 2015 Friendly account name: Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some penes, income and current vaues Sheen) May be appiOnirrane. AS 8 left. gam and losses may 1101 be &wady reflected. See spoor:ant intomaaon aticiur your statemera a the end of INS dxumem for more information. Cash Cash and money balances Cash and money babies may include. avalkie cash balances, UBS Bane USA deposit account balances, UBS AG Startord Branch deposit account balances and money market mutual fund sweep taantes UBS Bank USA deposit account balances are insured by the FOC vAl Fe n applicable limits, but are not protected by PPC uBS AG Stanford Branch deposit aecoum balances an not insured be FDIC and se not protected by SiFC Money market sweep balances are protected by sac but se not insured by the FDIC. See the Important information about your statement at the end of this document for deans about those balances. Goering Wane. Cloung btlence Pn re per share Average Cetittentl Interest Oafs n Hddng on Aug (1.) on Aug 31 (I) on Aug 31 31 rate period period Cep mount (a) Cash 000 25,947.65 LEtS BANK USA DEP ACC' 67 06 95,396. 15 250000 00 Total $67.06 $121.343.80 Equities Common stock Purchase pricer Trade tontier Average price Price per share Value on unrezdized Hddng Hddng date of shares per shale al Cob bars (V eel Aug al (5) Au9 31 (5) cain or loss (5) period MB LTD SPON ADR Symbol. ABB Exchange: NYSE EAI: 9842 Current yield 296% Jan 29,13 825 030 21873 17,797 89 19.310 15,930.75 -1,867.14 LT Apr 22, 13 693 003 21 211 13,787 15 19.310 12,551.50 -1,235.65 LT Security total 1,475.000 21.414 31,585 04 28,482.25 -3,102.79 ASTRAZENECA PLC SPON ACR Symbol AZN Exchange: NYSE (Al: 31,007 Current yield: 4.41% Jan 29, 13 420.010 25.065 10,527.30 31.280 13,137.60 2,610.30 LT Apr 22, 13 170.COO 25.667 4363 53 31.280 5317.60 954.07 LT Jul 12,13 140.000 24.720 3,46092 31,280 4,37920 918.28 L7 Sectrity total 730.000 25.139 18,351.75 22,834.40 4,482.65 continued next page SDNY GM 00021928 C HP70009305764 735 NP700019B69B 00005 OBIS 030579004 000000 Page 5 of 10 CONFIDENTIAL EFTA_00132548 EFTA01274685 UBS UBS Strategic Advisor August 2015 Account name: Friendly account name: Amountnumber: GHISLAINE MAXWELL Your linandel Advisor, SCOTT STACK MANYLYLE CASRIEL YOLK assets Equities COMMON stock (continued) Purchase peke( Trade Mortar Average print Nice per share Value on Unrealized Holding lacking date of shares pin shad (1) Cott bans (I) cm Aug 31 (1) Aug 31 (5) gain or loss (I) period BAE SYSTEMS PLC SPON ACN Symbol: BAESY Exchange OTC (Al: 11,231 Current yield: 4.47% Jan 29,13 1,000.000 22.160 22,160.00 27.560 27,560.00 5,400.00 LT BAYER A G WON ADR Symbol: BAYRY Exchange: OTC (Al 1439 Current yield 1.32% Jan 29,13 200.000 99.560 19,912.00 135.595 27,119.00 7207.00 LT Apr 22, 13 45.000 101.760 4,579.20 135.595 6,101.77 1,522.57 LT Security total 245.000 99.964 24,491.20 33,220.77 8,729.57 BHP BILLION LTD SPON ADA Symbol: BHP Exchange NYSE EAI: 11,079 Current yield: 6.73% Jan 29,13 320.000 78.520 25,126.50 36.830 11,785.60 -13,340.90 LT Apr 22, 13 30.000 61865 1,915.95 36.830 1,104.90 -811.05 LT Jul 12,13 85.000 61.002 5,185.23 36.830 3,130.55 -2,054.68 LT Security total 435.000 74.087 32,227.68 16,021.05 -16206.63 BRMSH AMER TOBACCO PLC GB SØ AØ Symbol: Bli Exchange: AMEX EAI: 12,706 Current yield: 4.33% Jan 29,13 340.000 104.097 35,393.08 105.980 36,033.20 640.12 LT Apr 22, 13 150.000 107325 16,098 78 105.980 15,897.00 -201.78 LT Jul 12,13 100.000 105.544 10,554.44 105.980 10,598.00 43.56 LT Security total 590.000 105.163 62,046.30 62,528.20 481.90 CEUTSChE TELEKOM AG DE WON AM Symbol: DTEGY Exchange: OTC EAI: 12.276 Current yield: 3.13% Sep 16.13 1275.000 13387 17,059.45 17.050 21,738.75 4,669.30 LT Sep 17, 13 1,150.000 13359 15,362 85 17.050 19,607.50 4,244.65 LT Sep 18, 13 990.000 13393 13,259.17 17.050 16,879.50 3,620.33 LT Oct 10, 13 855.003 15.481 13,236.68 17.050 14,577.75 1,341.07 LT Security total 4270.000 13801 58,928.15 72,803.50 13,875.35 CELITSCHE POST AG SPON Att Symbol: DPSGY Exchange: OTC EAI: 11,238 Current yield: 3.29% lan 29,13 640.000 23.900 15,296 00 27.640 17,689.60 2,393.60 LT Apr 22, 13 7211000 22.581 16,258.75 27.640 19,900.80 3,642.05 LT security total 1360.003 23202 31,554.75 37,590.40 6,035.65 continvidmmt page CNP70006005764736 NP7000193098 00005 OBIS 030575004 GOMIY_GM_00021§fle 6 of 14 CONFIDENTIAL EFTA_00 I 32549 EFTA01274686 Account name: GHIS&AINE MAXWELL sUBS UBS Strategic Advisor Your Financial Advisor: Friendly account name: SCOTT STACK MAI,/ LYLE CASRIEL August 2015 Account number. Your assets Equities . common stock (continued) nomaxtruu TWO minter Average price Price per share value on unrealized Nolcbg Hddng date of shares per share (I) Cost bads (S) cn Aug 31 (S) Aug 31 (3) On or loss (I) period SPON ADR Symbol: ENGIY Exchange OTC EAI: 41,746 Current yield: 4.92% Jan 29,13 720.000 20.779 14,960.95 17.920 12,902.40 -2,058.55 LT Apr 22,13 380.000 20.919 7,949.37 17.920 6,809.60 -1,139.77 LT Jul 12,13 215.000 20.144 4,330.97 17.920 3,852.80 -478.17 LT Aug 21, 13 285.000 22.200 6,327 10 17.920 5,107.20 -1,219.90 LT Aug 22,13 140.000 22.508 3,151.20 17.920 2,508.80 -642.40 LT Aug 23, 13 240.000 22.418 5,380.51 17.920 4,300.80 -1,079.71 LT Smelly total 1,980.000 21.263 42,100.10 35,481.60 -6,618.50 GLOX0 SMITHKLINE PLC ADR Symbol: GSK Exchange NYSE EAI: 42.514 Current yield: 6.05% Jan 29.13 330.000 45.615 15,052.95 40.930 13,506.90 -1846.05 LT Feb 13, 13 320.000 45.645 14,606.46 40.930 13,097.60 -1,508.86 LT Apr 22.13 245.000 50.630 12,404.47 40.930 10,027.85 -2,376.62 LT Jul 12,13 120.000 52.904 6,348 48 40.930 4,911.60 • 1,436.83 LT Security total 1,015.000 47.697 48,412.36 41,543.95 -6,868.41 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol: MTV Exchange:OTC EAI: 12,094 Oren( yield: 4.23% Apr25.13 60.000 70.891 4,253.51 96.075 5,764.50 1,510.99 LT Apr 26.13 375.000 70.792 26,547.34 96.075 36,028 12 9,480.78 LT Jul 12,13 80.000 68.375 5,470.00 96,075 7,686.00 2216.00 LT Security total 515.000 70.429 36270.85 49,478.62 13207.77 INDIVIOR PLC SPON ADR Symbol: HWY Exdarge. OTC EAI: 123 Current yield: 0.94% Jan 29,13 103.000 9300 957.97 17.275 1,779.32 821.35 LT Apr 22.13 20.400 9.849 200.93 17.275 352 41 151.48 LT Jul 12,13 17.600 9.829 173.00 17.275 304.04 131.04 LT Security total 141.000 9.446 1,331.90 2,435.77 1,103.87 MIN GROUP LTD SPON ADR Symbol: MTNOY Exchange:OTC EAI: $2,210 Current yield: 6.30% Jan 29,13 1,660.000 19.580 32,502.80 13.360 22,177.60 -10,325.20 LT Apr 22, 13 590.000 17 390 10,26010 13.360 7,882.40 -2.377.70 LT SDNY GP sitsvAzext page CW70003005764737 NP7000193698 00005 OBIS 030575001 000000 Pogo 7 of 14 CONFIDENTIAL EFTA_00132550 EFTA01274687 (SUBS UBS Strategic Advisor August 201 5 Account name: friendly account name: Account number. GHISLAINE MAXWELL Your Nsandal Advisor, SCOTT STACK MAHLYLE CASRIEL YOLK assets Equities Common stock (continued) Purchase peace/ Trade Motet Average price Price per that Vdueon Unrealized Holdng Hddng date of them per share (S) Cog bads (S) ai Aug 31 (I) Aug 31 (S) gain or Ion (I) period Jul 12, 13 375.000 19 219 7,207 31 13.360 5,010.00 -2,197.31 LT Security total 2,525.000 19 036 49,970 21 35,070 00 -14,900.21 NESTLE S A SPONSORED ADR REPSTG REG SHS SVIIT2 ADR Symbol: NSRGY Exchange: OTC EAI: $2,015 Current yield: 2.59% Jan 29,13 570.000 70.160 39,991.20 73.648 41,979.36 198916 LT Apr 22, 13 290.000 69.918 20,276.22 73.648 21357.92 1,081.70 LT Jul 12, 13 195.000 67.417 13,146.41 73.648 14361.36 1214.95 LT Security total 1,055.000 69.587 73,41383 77,698,64 4,284.81 NPPON TELEG & TEL CORP SPON ADR Symbol: NTT Exchange' NYSE FAL $1,441 Current yield: 1 71% hi 22, 13 1,700.030 26.445 44,957.18 38.240 65,008.00 20,050.82 LT Aug 6, 13 510.000 26309 13,417.69 38.240 19,502.40 6,064.71 LT Sect-city total 2,210.000 26.414 58374.87 84,510.40 26,135.53 NOVAFMS AG SPON ADR Symbol: NVS Exchange: NYSE EPA: $2,203 Current yield: 2.32% Jan 29,13 590.003 67.877 40,047.61 97.220 57359.80 17312.19 LT Apr 22, 13 240.000 72.512 17,40302 97.220 23332.80 5,929.78 LT Jul 12, 13 145.000 73.450 10,650.38 97.220 14,096.90 3,44652 LT Security total 975.000 69.847 68,101.01 94,789.50 26,688.49 ORK LA ASA A SHS SPON ADR Symbol: ORKLY Exchange: OTC EAI: $1,029 Current yield: 3.42% Jan 21,14 710.003 8.052 5,717.56 7.315 5,193.65 -523.91 LT Jan 22,14 220.030 8.190 1,801 84 7.315 1,60930 •192.54 LT Jan 23,14 315.000 8.282 2,608.92 7.315 2304.22 -304.70 LT Jan 24, II 185.003 8.147 1,507.25 7.315 1353.27 -153.98 LT Jan 27,14 135.000 8.019 1,082.58 7.315 987.52 -95.06 LT Jan 28, IP 265.030 8.045 2,132.08 7.315 1,938.47 -193.61 LT Jan 29,14 390.000 7991 3,116.53 7.315 2,852.85 -263.68 LT Jan 30,14 245.000 7.849 1,923.23 7.315 1,792.17 -131.06 LT Jan 31,14 260.003 7.878 2,048.46 7.315 1,901.90 • 146.56 LT Feb3,14 1135.000 7.794 1,441.96 7.315 1353.27 -88.69 LT continued next page CNP70003005764738NP7000193098 00005081S 030575004 °°0111Y_GM_00021§114 $ of 14 CONFIDENTIAL EFTA_00132551 EFTA01274688 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account name: Your Financial Advisor SCOTT STACA PAAN LYLE CASRIEL UB S August 2015 Account number: Your assets Equities . Common stock (continued) Purchase peke Trade muMset Average price wice pet share 1: 741u9e0 on 2 gantiontreios tasted m Hpe ddrio ng Hddng date of sham per stunt (I) Co basis 0) an Aug 31 (0 Feb 4, le) 235.000 7.671 1,802.69 7.315 -83.67 LT Feb5,14 245.000 7.727 1,893.29 7.315 m 993277) 1,7 •101.12 LT Feb 6, 14 165.000 7.561 1,247.70 7.315 1,206.97 -40.73 LT Feb 7, 14 310.000 7.528 2,333.87 7.315 2267.65 -66.22 LT Feb 10, 14 250.003 7.609 1902.25 7.315 1,828.75 -73.50 LT Security total 4,115000 7.913 32,560.21 30,101.22 -2,459.03 P.T. TELEKOMUNIKASI INDONESIA SPCN ADA Symbol: TLK Exchange. NY% EAI: 3644 Current yield 2.32% Jan 29,13 690.000 39.442 27,215.25 40.210 27,744.90 529.65 LT RECKITT BENCKISER PLC WON ADR Symbol: R8GLY Exchange: OTC EAI: 41,317 Current yield: 2.10% Jan 29,13 2,590.000 13.187 34,156.85 17.740 45,946.60 11,789.75 LT Apr 22, 13 510.COD 13.966 7,122.67 17.740 9,047.40 1,924.73 LT lul 12, 13 440.000 13.938 6,132.99 17.740 7,805.60 1$72.61 LT Security total 3,540.000 13.393 47,412.51 62,799.60 15,387.09 ROYAL DUTCH SHELL PLC CL A SPCN ADR Symbol: RDS.A Eichange: NYSE EAI: 419 Current yield: 5.98% 6.000 --This information was unavaiable-- 52.920 317.52 ROYAL DUTCH SHELL PLC ADS REPSTG 2 CLB ORD SITS SPON ADR Symbol: RDS.8 Exchange. NYSE (Al: 31,504 Current 7.10% lan 29,13 185.000 74.585 13,79831 52.930 9,792.05 -4,006.26 LT Apr 22, 13 215.000 65.856 14,15906 52.930 11,379 95 -2,779.11 LT Security total 400.000 69.893 27,957.37 21,172.00 6,785.37 SANOR SPON ACC Symbol: SNY Exchange: NYSE EAI: 41,299 Carom yield: 2.22% Jan 29,13 720.000 48.754 35,103.55 48.920 35,222.40 118.85 LT Apr 22, 13 275.000 52.654 14,480.06 48.920 13,453.00 -1,027.06 LT Jul 12, 13 200.000 52.424 10,484.90 48.920 9,784.00 -700.90 LT Security total 1,195.000 50267 60,068.51 58,459.40 -1,609.11 continued next page SONY GM 00021932 CNP7001:0305764739NP70C0193938 00005 08l 5 030575001 000000 Page 9 of 14 CONFIDENTIAL EFTAJ30132552 EFTA01274689 *U BS U BS Strategic Advisor Account name: GHISLAINE MAXWELL Your Asandal Advisor: Friendly account name: SCOTT STACK MAMLYLE CASRIEL August 2015 Account number. Your assets . Equities . Common stock icononvezn Purchase aka Trade Muter Average pace Price per share Value on Unrealized Hddng Hddng date of shares per share (S) Con bans (S) cm Aug 31 (I) Aug 31 (S) gain or Ion (I) period SIEMENS A G SPON ADR Symbol: SIEGY Exchange: OTC EAI: 11,380 Current yield: 2.78% Jan 29,13 250.000 nano 27,527.50 99,140 24,78500 .2,742.50 LT Apr 22, 13 200.000 100.134 20,026.84 99.140 19,828.00 -198.84 LT Jul 12, 13 50.000 107256 5362.83 99.140 4,957.00 -405.83 LT Sectrity total 500.000 105834 52,917.17 49,570.00 -3,347.17 SINGAPORE TELECOM LTD NEW 2006 SPIN ACR Symbol: SGAPY Exchange: OTC EAI: 12.173 Current yield: 4.65% lan 29,13 1,060.000 28.260 29,955.60 26.480 28,068.80 -1,886.83 LT Apr 22, 13 440.000 29.820 13,121.15 26.480 11,651.20 -1,469.95 LT la 12, 13 265.000 30.551 8,096.17 26.480 7,017.20 -1,078.97 LT Security total 1,765.000 28.993 51,172.92 46,737.20 -4,435.72 SOLITH32 LTD SPON ADA Symbol: SOUHY Exchange: OTC May 18, 15 128.000 9.000 1,15200 5.410 692.48 -459.52 ST May 18, 15 34.000 9.000 306.00 5.410 183.94 • 122.06 ST May 18, 15 12.000 9.000 108.00 5.410 64.92 -4308 ST 5/amity total 174.000 9000 1,566 00 941.34 -624.66 STATOIL ASA SPON ADR Symbol: STO Exchange NYSE EAI: $1,028 Current yield: 4.58% /an 29,13 610.000 26.533 16,185.31 15.490 9,448.90 -6.736.41 LT Apr 22, 13 205.000 25.765 5281.88 15.490 3,175.45 .2,106.43 LT Apr 22, 13 170.000 23274 3,956.72 15.490 2,633.30 -1,323.42 LT Apr 22, 13 135.000 25.785 3,481 OS 15.490 2,091.15 -1,389.93 LT lul 12,13 330.003 21.423 7,069.66 15.490 5,111.70 -1,957.96 LT Sectrity total 1,450.000 24 810 35,974.62 22,460.50 -13,514.12 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 1480 Current yield 2.91% lan 29,13 800.000 17.800 14240.00 19.880 15,904.00 1,664.00 LT Jul 12,13 30.000 18.434 553.04 19.880 596.40 43.36 LT Sectrity total 830.003 17.823 14,793.04 16,500.40 1,707.36 continued net page CHP700C0005764740NP7000190838 000050815 030575004 COMyGhtporlins 10 of 14 CONFIDENTIAL EFTA_00132553 EFTA01274690 Account name: OHIIAINE MAXWELL UBS Strategic Advisor Your Ill nandal Advisor: UBS August 2015 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL Your assets Equities . Common stock (continued) rmriate Pn(o Trade hunter Average pace Pnte pet share Wlue on UnredIzed Haring Hddng date of sharp per shale (S) Cost beds (I) cn Aug 3t (S) 44 31 (5) gain or loss (t) period UNILEVER NV N Y 51-15 NEW NETHERLANDS SPON SPON ACP Symbol: UN Exchange: NYSE EAI: 42,016 Current yield: 3.08% Ian 29, 13 930.000 40.500 37.665.00 40.120 37,311.60 -353.40 LT Apr 22, 13 445.000 41.074 18278.06 40.120 17,853.40 -424.66 LT Jul 12,13 255.000 41 271 10,524.33 40.120 10230 60 -293.73 IT Security total 1,630.000 40.778 66,467.39 65,395.60 •1,071.79 U4T0 OVERSEAS fIK LTO SPONS AOR SINGAPORE ADR Symbol: UOVEY Exchange OTC EAI: 41,559 Current yield:4.51% Ian 29, 13 900.000 30.540 27,486.00 27.630 24,867.00 -2,619.00 LT Apr 22. 13 100.000 33.492 3,349.24 27.630 2,763.00 -586.24 LT Jul 12,13 250.000 33.180 8295.00 27.630 6,907.50 -1,387.50 LT Security total 1,250.000 31304 39,130.24 34,537.50 -4,592.74 VODAFONE GROUP PLC SPON ADR Symbol: VW Exchange: OTC EAI: 41,766 Current yield: 4.93% Jan 29,13 796.294 50.164 39,945.60 34.490 27,456 22 -12,489.38 LT Apr 22, 13 2.727 54.627 148.97 34.483 94.03 -54.94 LT lu112,13 239.979 54.033 12,966 80 34.480 8,274.48 -4,692.32 LT Security total 1,039.000 51.070 53,061.37 35,824.72 -17,236.64 ZURICH INS GROUP LTD SPON ADR Symbol: ZURW Exchange: OTC EAI: 43,479 Current yield: 6.26% Jan 29,13 1,050.000 28.470 29,893.50 27.450 28,822.50 -1,071.00 LT Apr 22. 13 685.000 26251 17,982.21 27.450 18,803.25 821.04 LT Jul 12, 13 290.000 26.739 7,754.57 27.450 7,960.50 205.93 LT Security total 2,025.000 27.472 55,630.28 55,586.25 -44.03 Total $1,225,246.88 51,250,197,20 624,632.77 Total estimated annual income: 544,757 SDNY GM 00021934 CNP70009305764741NP7000193698 00005 0315 030575004 000000 Page 11 of 14 CONFIDENTIAL EFTA 00132554 EFTA01274691 SUBS UBS Strategic ACMSOr August 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your ilnanciel Advisor: SCOTT STACK MAMLYLE CASRIEL Your a55e1Skontnued1 Your total assets Pescentage at Cost Estimated unreaded Value on Aug 31 (S) your account toms (S) annual incur* (S) gam or loss (S) Cash Cash and money Labium 121,343.80 8.85% 121.343.80 Equities • Common stock 1,250,197.20 91.15% 1,225246.88 44,757.00 24432.77 Total $1,371,541.00 100.00% $1,346,590.68 $44,757.00 $24,632.77 • Missing cost tans intormairon Account activity this month Dale 4<thity Descrijation Amount (S) Dividend and interest income Taxable dividends Aug 5 Foreign A68 LTD SPON ADR PAID ON 1475 259.74 Cividend CUSIP: 030375204 Aug 5 Foreign VOOAFONE GROUP PLC SPON ADR PAID ON 1039 1,237.77 Cividend CUSIP: 92857W308 Aug 26 Foreign SINGAPORE TELECOM LTD NEW 2006 SPON ADR PAID ON 1765 1,341.59 Cividend CUSP: 82929R304 Total taxable dividends 52.839.10 Taxable interest Aug 7 Interest U8S BANK USA DEPOSIT ACCOUNT AS OF 0809 15 0.48 Total taxable interest 50.48 Total dividend and interest income 52.83948 Dale Actinty Cle(4rOtion Arnow( (S) Fees Aug 5 Fee VOIDAFONE GROUP PLC SPON ADR -20.78 Aug 14 Fee SIEMENS A G SPON ADR -10.00 Aug 26 Fee SINGAPORE TELECOM LTD NEW 2006 SPON ADR -35.30 Total fees 448.08 Date Acthely Oesolpbon Amount (S) Other funds debited Aug 18 Transfer JOURNAL TO Y I 23575 GHISLAINE MAXVVELL -1,534.27 Total other funds debited -51434.27 CNP7COCE005764742 W7030193698 00005 Cell 5 030575004 0393702/Y_GM_0002111354 12 of 14 CONFIDENTIAL EFTA_00132555 EFTA01274692 Account name: CHUAINE MAXWELL UBS Strategic Advisor Your Nnandal Advisor: SCOTT 5.TACKMANILYLE CASRIEL *UBS August 2015 Friendly account name: Account number. Account activity this month (continued) levestment transactions For more information stout the pricaholue shown for restricted secwities, see Important Information about your statement a the end or this document PrpteecIS hem Funds investment vAthdreven for Acciued DSO ACtinrity Descopt.an (hanky Wiwi (0 Pike (1) transactions (S) tmestments bcostti interest (S) Aug 28 Sold MUNICH REGROUP ADR -2.610.000 18.291915 47,741.02 CUSP: 626188106 Aug 28 Sold TOTAL S.A. FRANCE SPON ADR -1083.000 42 797500 46,348 84 CUSIP: 89151E109 Aug 31 Sold SMITHS GROUP PLC SFON ADR -1,575.000 16.475000 25,947.65 CUSIP: 83238P203 Total S120.037.51 Date Activity Des(viplico AMOUR( (5) Money balance activities HI 31 Balance forward S67.06 Aug 6 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,476.73 Aug 7 Deposit UBS BANK USA DEPOSIT ACCOUNT As oF mem/ 15 0.48 Aug 17 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08,14115 -10.00 Aug 19 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08118115 -1,534.27 Aug 27 Deposit UBS BANK USA DEPOSIT ACCOUNT 1306.29 Aug 31 Deposit UBS BANK USA DEPOSR ACCOUNT 94,089.86 Aug 31 Closing UBS Bank USA Deposit Account $95,396.15 The UBS Bank. USA Oepout Account is your Ornery sweep option SDNY GM 00021936 Cirr7C0C0305764743 NV700315069800035 0815 030575004 Y123577550000000 Page 13 of 14 CONFIDENTIAL EFTA_00132556 EFTA01274693 SUBS UBS Strategic Advisor August 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your llonndal Advisor. SCOTT STACK MAIILYLE CASR1EL Realized gains and losses The estimated realized gam and losses s town below are naffs/ tat purposes. Please rate that gain or loss intormaron We may not ad ust Bans and losses Ice al taxi hanrs. We autcmaticSty adjust cost basis for recognized on the sae Of reCktr011On Of Certain Structured Products, Ike Contingent Dem Secumies, may oe tituererrpt and AMT coupon municea sec unties for estImaedanorizauon of bond preen sans end for accreted 010 ordinary, and not capita, gain or loss. Please check with your tax advisor To (Mcdale Oaf and losses. ow foe sec Wines haUed al a clxcuni you IV:MVO t hat U6Saclud coil bars lot the 004 premium arronizabon on liquidate the ddet security lot first. This is kre4wn as the &min lint out or FIFO atCOulstillgi Mantel We use No-ode debt secuntiesthen cost tend relied cd for these securities has beenadjusted ESIlmates In the VOCIOSSA•4 this method unless you specified which lax lot to dose when you placedyow order. This is known as a ‘ers131 section (an not be classified as short term or tong term teowe inkumsbon is rritung or the product is one in which purchases or VSP order. See Important information about your statement a the end of this doctenent for more the 9a diets calc Waco is not provided Short-term capital gains and losses Waft, Salt Ouanlny or Purich&e. Sae sae Cost (051 basis Security desert:410n Method fae eau? date date amount (4) basis (4) adjthlment(4) teas (41 Gain (4) TOTAL S. A. FRANCE SPON Arai FIFO 13.000 kJ 10, IS Aug 25, 15 556.36 64537 -89 21 Long-term capital gains and losses Wash sale Quantity or PUrChe sae sae Cope COSI baSIS Security defecation method (ace vat* date date amount (I) basis (s) adjustment(1) LOSS (4) Gain (S) MUNICH RE GROUP ADR RIO 1,640 OW Jan 29, 13 Aug 25, IS 30)8t 10 10,162.00 19 10 RFO 425.000 Apr 22, 13 Aug 25,15 7)73.93 8,306.29 -532.36 RFO 535000 hi 12,13 Aug 25, IS 9.785.99 10,196.73 -11074 SMITHS GROUP PLC SPON ADR FIFO 1,245.000 San 29,13 Aug 26,15 20,511.00 24,588.75 .4,077.75 FIFO 330.000 Apr 22,13 Aug 26,15 5,436.65 6,166.05 -729.40 TOTALS. A. FRANCE SPON ADR FIFO 460000 Jan 29, 13 Aug 25, 15 19,68649 25,092.04 .5,105 55 FIFO 510.000 Apr 22, 13 Aug 25, 15 21,82632 23,908.70 -2,082 38 FIFO 1.60000 Aug 25.15 4,279.67 5,045.96 -766.29 Total $119,481.15 $133,466.52 414,004.47 $19.10 Net long-term capital gains or losses -$13,965.37 Net capital gains/losses: 414,074.55 0070000305764744 NR7000193698 00005 C615 030575004 039gtAwfim_0002714/11 14 of 14 End of statement for account number - CONFIDENTIAL EFTA_00132557 EFTA01274694 Important information about your statement 1185 Fhancial Soots Inc Me Pim or IRS FharicialStrices). TMFinnor Cad twat Mestigatt sou carplint ad balky on the totes ad mats of the ;pliable Sys cc oneolopes —you may tacthe frost Wig by ding your is a mentorof al prospal saucy. commoday nd toms will COrrea thy Prof promptly taller agent). Fmaian Ades°, achieves UBSF haat *wet and MBankUSA are idiot fiubthlithm of uBS AG and Milian of ulltS Storitim pleas make al d,ed piySe to the krnor the lamoii • (erten rontaront cone:nor nevamtrit More= (e g. Friona/ taunt mem LLC the Frod's Thirst sweat it fl at* upon repast nsifineo ndcated on to front of ths statement h akt Imsed paroweships and prvaeptroments)that arena ketkientry recurs name ref kat Marten gut pa The Irm's execrate offices are a to regtAw a:COMt fem. arourM may be thluci to fegisiered coda the Semmes Act of 1933. and meted on the Hrns online votes %ohm It 63 mammon/stem charges Ice isopayeent for smote custoinizoole *mourns tom by you at aza you web U3S Fortal Saver; to mocha's; andchar; a uwad moults h crh =arts • Commaties commit Co 9. romp atom* aid your recordoemfg It ht no le9$ effect cm )w noun 1200 Harbor Boulevard Accounts ma are trthshnnid to othic mauteris may be precious metal antsacts). mats, tutees commas ant lefu cat MalcesOse FNMA/ >runt nays. through Ont. Weehnthert N107086 sited to a banter tee FenToSAY Wan contracts Sanas of by miaow; eke Marcel Achbor 1116SUWilent merman?* ally oflahl record of suntan UBS Sweep Optims The SIC protection rot tho P..cplerrmtai prertepon do not Amman *wait f Malta Sesta., account Other north. tuft °Moat taK UBS Offers °plan foe sweeping ads batices, baxices to spay to these assets ean d they of kente appear enfour • Vabe of pour ectountrpteSto Na of AS:PISand doctored. conuhng wnllttng dap should not be ;Mal bane &posts at MS Bark LISA NAM AC Stardom Mond statement en The SIC protean, rid the sappboure litattes upon If you b oe them 6 as enact 0m41.0h. pleat (Bark Swap horn). inamy market mutvi fuels (Maw? protechan do not lobed awn chin?, is the nulutt • Atm Includes salitle ark balarces vAles lot moor h renedirelf n singe thermal Marupir of the Fu -4O) and the hfirrationat DeposeAccoost CONfor value 0 'or Memnon, eneverher as a result 0 maim rontietod mashy(od0 rid Global Teal Deposits unrealized office semng your ataum customers Min al intermitted Astute Management moment. rash( Partuatcy cc otherwise) marks to matet and certan arses net Mkt by the Arm Aomori thicm9h iht Bet Sweep netrathS. <An batsman Dom not nateunprzed atiltelassets a the en) ca the Although al Funs tonal are intended b be pthrate. at Swept so tea flat USA WV'S) estatitted LW and Moot adormwon s ratably upm must You may obun pay and onus sutentm pooch a Mese hmsomast szairoint data TWO rot be used for tnpuposes key then to 18514 Started Brant, a a Matey Fund Deposes rim Moms:on aloo y) the SIC BrOdure unmated step colts aid torch* e slot oplom solely on 'mend to Ian 0 4 . FOrm 1099. SOO. WS. at WS Bak USA at FOC muted n accordance with IC< by anizug SPC at abyea9tng tie SVC • Oatelles hates (Mat [QUICK outstandemm.vgn OK 1 Mm pepsin your to morn Twin, is routed by mkt For tom tampon p leze nut woo No gm menthe vmW loan. eta Inc theft accoum banes Ian to neon to the RS al tam le dkilends. atonal. non Deposits/RUBS AG Bamford kart ad thares ot hinney • CathAronty (lawn Tots of mutated salable un Mote dvdends ad trade men earned en seasmes finds ream mired by the FDC, Dividend preemantPregram IDFIP) held n your Kean& net proceeds on sae tranuctons, and blames. okt LE Bat OA deposit baron 185 AG them" mfieCed sot akar pace you may Obtan the Surf ced Branch depose balances at moneymatzo maul cost baton satin aimed %edam Through the OA amiable to at bastes am smut to actual pax tan your Filunoi Armor Only snot, shin deposit accounts a 10$ AG New York Brarch aid 18514 cad sweep telexes a the dose of the stash** period are pithaPd %Mee OR P. palliate/11M ail to soli and me Non.urencdlty he °edit balms n yes account arena CommtmlatIona with the Firm Caplan Branch Thesedepositsat ria nasal by the FDIC of wit betook-Adopts amour. The Orden! wets ent from etabalm?, aml the kenos>, use any 0 • Peperecceihmny oral pertrusCatons n *Meth tO thdirgldheS1 mem 105 AG Carol Brat we toopoutily retnestrem ace stated by the issuer nu/deter from the oposod 10 the Sineenr ri-1 of the C aynari lands and these fords n the ordirry course of rts busies, These funds further peeled your rrSitt netting your rots undo the motel pia at Mt the paha than sto sold prepayable sport pu demand Pm total el Incbded ne *aunts WM( Protection Act (SIN there is ro guinea other oblgatim of L85 M3 to repay the Dimas oh k on the LOS Camas's BUCK'S boas. arra,' pail dosing aka Cask-blieu • fl the Mime insult/ion on the top kit ot the font of this Only mole unit Ink be held in sou as I you at l nclip information oakimmt is not MS FittnemiStheelp MS Pravda DepoOts a URS Bak USA ad each UPS AG Bath a'e n91 acted to 'patios me at arrant of a *Mond pmenteit or procectod by SIC Money Fund shies areprotectedby SPC Fa deta.htl clean aton on mein roo tenag P• OAS'S and Se okesaeries you acccum as <Jests broker by othenvite, the Firm wit ether tel partial...Us, make price didOitir et, Sir to pit ChM R,Miteitp Agroecrom or amergement oath the °Mated matron We Intoned See "UBS Pinata Sevott Accord Frotection- NON a accept an null Mumma by aregistered clang Account >tart: std the General Tows ad Conditom sou othhnrebtionthm "hen yea opened tilt acetone in agency. accede you account Upon pis repaen. batroes n the Bak Sweep Programs or UBS Statutes of Cite Fractias stab* n Agreotera this cat Ms heds an) SKuth in Ye bated a WS andtcctrunt Sara& as owntren.or4ofb4.in kurioal Sofas arid not the rtrodumg broker. aid you OA mat be wthatik aid shares of a Mmey Fund maybe Westmont °Noakes roust nuke a repro of ay ma orate:aim to both In liquidated, and the posted' returned to you ir your The nostmein Mecum and t profile are itYCIC to eat mottos tang Your aura aanant aid nay soy tether Pete nese the Inn Yea StMelleill MRCS SiOntth And Other AMPS held n All e000un StathrencS Shall be definEd COMplete and pommy throng of any ottani amp. in your frunoX Further of anat. tout rattle sheep optons. etudng the atom a the crud of the summit peed You may a* acarate d riot One:red:0 Onen1-5) worm 60 dris stuithr a theStrein ctraive; For eat scout hell for term of July pad stashes ar ay time You may anent mined tart rd etas. m kittbe a you choose one of the fo bang mestment Ouches Awn istld Iron your enamel lessor ce by rearm secustio used a ban collated six PrIM9.anian • Please414C summer carob' ' to the taw: • Reduce Odom:Marne Motown wing the balanceClie On nem Myth:Linton tordred bthe CI galena or toiler cafing renal no of acorn( only thing the summers prod au lined a nudes mhos of at I 800AM WO CO t Monday UBS Fmareciol Sondes maga paptschen • /tame CaismaAPpachmon hthorrents setting growth the end of the statement prof though lndy. Or N rang tO Firanoal Stint. tic. pmcpal rape than the geneeaon of roam Clint Innen, Depatermnt. PO Box 766 Unon City NI The Finn it amnrba of the Stunts Mesta' Protection • Cot bask h detecraing the act Axis of the setts Cotottatda (SPO. %tit prows stones tams of is • yersauce Comboaten of income and Capar Ai:Peony' mated n this statement. Wrote atiLited wet the 07(07 mentorts soot 119 both the gammon of mono ad (neuters tp to 1500.000 (ncbding $250.000 for dams kr numbp 1. ' UBS Fiwidal Senveshm meted on cash) the SSC atset ;meat tout *Ph to all accounts growth a prnoPal into -station oblaled Iran sources other than 18$ • n case of errors of cantons about Si ektono eat F instal Savers. naming nformaion Iran antra fir rendre 0711 Di S YAM dth cad th•trUhOkl n a palatal" cattily The Foot together well anon stdates has to orchard owean dek profiles or tat you may hoe 1)10/110.1 ID MO Straka Musa Bantam call or rife. to 18$ Friancel • Commove Seeks to roma% heial ;chapel. wits low The Finn clots not ittoondenk oak Or guarantee no Tames hc. IOW Red. 6th Ina, Wetheekm. N) vietionontai protect the thrown mount payable to all IOW dom. colktookundorthi; protector. o SSCO risk all sota liA to the acmes overt eon fl eta means ataxy a validity of sty Mangan provided by sources 07086. Ann thwBSA Urea: the =ant does not 9inelleSMAdallt inCON*Of of than LISS f natal SeFdtti mars as of Deserter tO. 2013 returns ath myna keep pace won int Palo Cal a motet soon as you art dyouthnk yaw • AttSeJi 1Vling 10 MEW sans rid, to NIKO aid In MUM Mime. LISS Fiavcial Sankt: ramify stawnem or raw 6 Wong ot d you need aloe Stem to the poky craters aid hotatom ark at the Fern A Cunha protected fcf up to $l9 milkn n the tolerate corm tax ilium soak hither NUM updates this donnaacm as t is Naiad the Fen does roc riformaion Loa ataxia on the suterntnt or reap! croft any Kara es that the nlmnaa tether 'COSI The Pm cc Card Mug US Xplobley must hex Iran you ow- eget to all your scourds halt A a pallets capack • kagretie wing to tat hgh risk to vempal aid hgh A full asps of the poky emedng 6 mastic upon Man Watley to *tamp news owe time and rUrrolited ganitott" is mats sot the dose nO L3te" Val 60 days alter the MI Mt you the fig of MS tilatiMall AS sud's fate do not rely on TINT asumanon with tie too or proton stored stoma ion to mite curchte a sae decants la tat - Fronk you nine ad =ant number (II app The SIC peOlKlixt nd the supplemental Fromm both do Statement immoshothrig" not SPN to Vte rnay COnStdate Al 'SCAM SCCOust statements wilh the purposes a Cretewefr Aacmith unstated to the f en - Oeicrite the Pon or the barter you are mitre abaft mayreflect grins, eilormaim orly for the pyrod of aides/tan as Oeady Wu you totem 4 is al • C man taxis, axes controlled by Mined nem, sag address n the salutation ACauts may De related account value) but hal wayfrom util$Finalizial Sermon foe this snow beta they ham mom Moab, maiman time they are had a the Firn MorehiZormal Harnett, era or My you need moo nit:my:en cto be added by your Fhran>l Adeotx - Fronde the data maenad the steamed wee kg. Cram Oath a UBSBalf (t) cat ail.% AG on, amount rilaionshps will O&M dorm at the sure Stamford brands ON mutate moats naming um** address the praace known al rhakeholdng • I you annuities. and 04 Owns of mutual NMI acre such MIS to realm indkasn Anenentomlikd n %pre* • Unntofired 'tranees vi r dap L Vatb shares re reg marl efrectly n the nine 0 the a0Mmt ecrUPS unreal ma ased oasts re coo:sled to SDNY_GM_00021938 CONFIDENTIAL EFTA_00132558 EFTA01274695 Important information about your statement (Continued) intreidultareity lots the tannin data fa i-dierbal - TIN party estimated yams may be ref ruled as nat minter of ~Is at toe tragic-dean holding mutual Attoun ae ragitlered since mats or lØ5 Friantial Brakes lots maya may not refon cemnksans, dragesape p ear rr sewer airman Urn an ',reptant I irds of e.4 ftrd 'ma seamy reorginizan Tau Dalfend ad oder valuation firm NS AA Applied or d made so assign a - m nation to commstan matted et annearon win roiworman lots and »Pail* pArdAs0 bh are men yaw wan we beano awa* that arnwora Tort had tor sabot dare:imam of an-wrycoma= ad Inis Yea Sgraturo is a regrind S•rifemae.ol visa manned to dtigiaf out weragml lhe • traded.' marred that trey dia ~wry ironed vat. R03 Itnni units to cur deres. we alder our anernarnal 1.85 V6a Segnature Cede Cads ad UPS Vila cobra presents the «gnat tratut Kil Valedate <mean a Minna» marl be fugl,/ maytatree Blaine rams* meow al,lag COMPENalla from dotal cars ae issued by MS Barr USA rah pardøn from duo to the rut" of the seamy rnmyol The rusans> corrpsuro indemnity de 'Janata Tarp:era • Cal NN matar Bonds and parted stod IAA the - ?Men Mill*, an isve( general panne( a SpOnlOr a-nuity =owls "Imes ol The isms corn-La-4s issua cat fa ea relongeon mil be salaamd mania*? eginatal vadenot a Trapany egiamd taut is ix sponsors a near inv4SPIell SUSS we *Saute LUIS Ananall Servroes 'PC PP 201407 by lot tom rag al seurnes of aha 6%e held in our prOwled. the Nut ol me mama al badgered tan - Ott agitates also recent trading commispas air arm nane pi in ~awe n are ler ~Meets Callean nt prch/a pia compenation kom mina finds ad ipmcw..p Nana an is otaarrod from thal prim ad Os xcura-f - 'CliSrbutiorn to dare' may nicludt awn of cal, OPRPARIS vtios.proaxts we disorbute is not gurawied On« call I eatints nay etsi Nall name a both - We receive as anal fee turn Le58ar USA anl USS could ilea yell complete mlomabn or Pt prodded • Off9gg and sae* 'exeunt, Pm MAP ollpAg price AG Stanford Brarch of up to 125 per =cum AKA warn yaw relit m5 may not reflect sow cos bask around to tie tars any Ito Mates* Sweep Programs • ~Was of deposit (CM CDs ate RaC mixed ups, • Ititsolatd Warn« Restricted Truces generaty are 1293,CCO n papa and road infest pea iguana not armny ewe* for palc sale IRS financial Sena Paley aid pa canary trunnion n aoradance web itia: uses the mrtat prior of coo esurniktod stock of To say Information regardng corninkaa ad ogre charges rules mute a an reputed raw fa the retuned neat tt roared it anedon ilm the ewodion ol valet Nidrig purposes of Ts stmexemony To the omen ma option tratactons has been ncalled cordenutons • ~Naga aces &Mawr fa seernes ard other restated startle at enable for sale. mermat remind anorak fanned to you. aid wail be uwiirad to you products maybehigher a byre thai the pris tal you nay be satsuma/Sy less Than Intimated Wive shoal pommy on revren year 17 arnalla Nowt in the Markel PrCeS are °Maned from arias mid pattyarm ends we bebrelo te • In. (.stimatod) bØ arrattyields and rap An Short selling ratable but we do not gumbo eel' a:curacy engine of anal morn. is based on ward canker if you n engaged et Mort sang a parity ycu may nos a - We "away meth clangpia when sealable cr lhe and Enna mot awning dm acuities all be held for dragedue to wan laworang cogs lanai palaula meat or IN b4 and ask ilces fa laced PairteS and One year from siaterned date a ate enigma This runty *pans or on ybd preen or OTC sense an estimate is oq a guPline. accuracy and Øvered - Lot adore,/ traded seamen maybe priced tung name se not g,urmeted Ow <San aalatan node a the nap MC« pia we started - Ednut.d anus ammo and anent NM for anal Regaling 4666 a 'AIXICIPI.CAllaad • ordersthat were not adnagnot refreflect an aqua mak( prr or ran Nino, Storing mutdiscluie a return of anaa or ormuted by the staernern (Net open buy al sell StOp - (wain positions may aura alma ay.:wand roll cagy( gas di Mira case the est Tame (ad Ganem ceders re rented by the amount of &wands« rgens on show z 'price was not wailablet if we re ante to NM) would be werand • oadadondsor extras dato unless naiad otherwise obi* a are for a saucy - Estimated arena' name aid aunt yield aid the by you You ae remorolote tor orders Oa are ericuted doe - Deposes a Searles denallitnd n ~es OPP actua nowt and seed night be lowers hgher that to pa fare to canal existing open orders thi U S dolbrs se ref keled a the err) Ego rSe as of the maraud among the Pannone data - An mainatool amalged income <dotard ads Tax wiThaditg en ~ens goon UK financial - for certan seanhes mica el non-cafformig manta dulled brim cram matte, vatrearewat Sworn IRAs denoninatros. ace and quality das vane) mart hae balance is lased as the lag diaand or napred rediva tac taw requres 1.85 Nadal Sevres to wentiold been attuned» lapPale Kopp vcupAn parfait, made by the muer and Nunes Tit income tat from its unable IRA &WHAM AAR but you may To obtain clam antrum Wien wattage «Nan yor seam evince:es rill be Wild'« one mar ban the eke not lobate ~UN vdlegBor. impart you nay Primal eatwor states-rat rigor ate ~prey Apart" ard Peet to hare lie ~Mc a era, or maned row as Palmed Tied ae not goaanteed you choose VP: ~on RA warn n effect IAN reRolcd • Preen leormanuma and structurod Nadu« Itinute by you You may mocke your aneion a ay lino by ~mg Inestriore taunts Crictidng direct prapation • gannet had try UPS Mandel Soaker Conan a now onain a you do rot haw weigh nonm a progran aid real Mate (warrant inid *and agora are rot UN byte Prm .3-4 not Minn the Fint's wanted Ironi 'Our d'actulialf. "Wililytie remora* la Structured goo -AIM aerated., hghly NW./ (elan possessed or anted Thee Puts Pe 46pta,ed at yam the paymera of ettand tat you may oar pares d vie monad prams hare no been rettiored with the statement for inlormannal ~one, Roans end moats renewal and your estimated tr parrninis rerat ~Pet and &Male Canaan a wafer any sure raps presented ae prosaed byte iseng lien Urn eta CO van tar obligation secures UM We prorate estmaed saws la agate fi nancra Snag n not reiponsble Bormis Mann» magmas saran arm senate., prodas tor and does net grantee to awry guise assets ate not Macy manna*cnalpupoen only Acatacyo rot gonnifCl prowled by Sara or IN Ffin-C supplemental Sat To obtain amen:Oar omen One finery Basic. please - 111(RAIWNP maydiger %Diurnally from alai day coverage gonad you F natal mater cruise ow ?Aisne at a inch wire niestrnere sectary« structured ymrov wax ccrnenrrworry Nana isy be Lair a sokl aid do not necessaily • fannus Sating and additional anmensatlea represent the eatr you my rearoo upon Igridaon - ti addita to ammissom on saks aid 12bil fees Let natal Satan pmt a bark the WA. Suwon - Tied pay enmats of vim are as of a anen due noted in enflame wits the &Paula of fradva Sevres Accont BSA and iRMA ate Wattage adocurrts aid ae utplied so ISS Nadal Saxes on a regi It fads to our dents we atla a starlap rente Wirt prorede access to barring seams aid pats,' bass by an ntlependent YAWN., Inn rensue it)wirr; pa/maul rorn tutu bungs and« dØ anagenntt wed affiliaetd bras awl other MS. Isav, ROIRIRIP~C(CPRISOr ecrimzed vabOR if addson of the antra funds Tat we telt Thew partybalks and prcvdtes access to aurae ad znuIy ay. are stapled to te Frm by the mug general runts are based an tWo different arroonints prodacts ittud by until dated medpart' nstrame panne aanor and maybe 0W~ Axed on tre amount ol saksby let of a pancuW metal lad carman*, Heugt fivISICe agency Lobar es ol tills afferent mornation from that uxd by thrd part is to amity to outTerns erd Id Ow arm varelv a Nadal Sala etc donee thee estimated valor; prowl, naafi fund Landis ShIrOt Nil X IN IRA - You cal obtain addnana ntarnalan legator the - We aid at Stare and rage retrang and ~ I. mace, and annuity aortas methodology used to determine the mutate of vase ormtasproasong lees in consideration lot ender POI 'DC heated • No bank p.Anni«R May tow vain and the date of the Nonnaton Ty Is the bin for Tr agent spikes dat we proud. to the ntrual funds mange hyaena:an your Amaral maser 7hp.e fats gaff" at pad loco imtnor arel: in the MAA Resonate Ma,agrnuni await Signets Wincrig mutual lad sid se ristid delft amaum bascl on the Atarnt Sta, iffar and neemmonal Baotou ~arrant SDNY_GM_00021939 CONFIDENTIAL EFTA ((1132559 EFTA01274696 4`UBS 1)65 Financial Senices nG 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 September 201 5 ONF-700552654t 091s xi Yi "1111 LL NEW YORK NY 1 Account name: GHStANE MAXWELL Friendly account name: Account number Your financial Advisor. SCOTT STACKMANILYLE CASRIEL Phone Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on August 31 (51 on September 30(4) account Your assets 1,371,541.00 1,194,795.62 Msit our website: Your liabilities aoo 0.00 viww.ubscornifinanciatservices Value of your account 11,371,541.00 31,194,795.62 Sources of your account growth Tracking the value of your account during 2015 1/Sue of your account S Thc-L6311:$ at year end 2014 31,469A81.00 AFS9 5 Net deposits and 1.371 S withdratials 3234034.46 1,1948 Your iwestrnent return NW:lendand interest income 147,814.79 Chance in market value .488A6571 Value of your aceocrit on Sep 30, 2015 31,1941795.62 Dec 2014 20iS Sep 2015 SDNY GM 00021940 Member SIPC 0000001006526541 WM030339000005 0915 030575004 locoo0 Page I of Is CONFIDENTIAL EFTA 00132560 EFTA01274697 SUBS UBS Strategic Advisor September 2015 Account name: Friendly account name: Account number: • C. ELL Your Si modal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of September 30 ($) your account • Cash and money balances may include A Cash and money balances 51,987.08 4.35% Your current asset allocation available cash balances. UBS Bank VSA deposit B Cash alternatives 0.00 0.00% account balances. UBS AG Stamford Branch deposit account balances and money market C Equities 1,142,808.54 95.65% mutual fund sweep balances See the important infomm6an about your statement on the last D Fixed income 0.00 0.00% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $1,194,795.62 100.00% Value of your account $1,194,795.62 Eye on the markets Percentage change Index September 2015 Year to date S&P 500 -2.47% -529% Russell 3000 -2.91% -545% MSC I - Europe, Australia & Far East -5.04% -491% Barclays Capital U.S. Aggregate Bond Index 0.68% 1.13% Interest rates on September 30, 2015 3-month Treasury bills: 0.00% One-month LIBOR: 0.19% CNP70003006526542 NP70033033130 00635 0315 030575004 10igt#IY_GM_0002190Be 2 of IS CONFIDENTIAL EFTA_00132561 EFTA01274698 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Si nandal Advisor. Friendly account name: SCOTT STACKMA:401E CASRIEL September 2015 Account number: Change in the value of your account Summary of gains and losses values reported below exclude products for which gans and losses are not classified September 2015 (31 Year to date (S) Realized gains and losses Unrealized Opening account value $1,371,541.00 51,469,481.00 September 2015 (1) Year to date (1) gains and lases (I) Deposits, including investments transferred in 0.00 1,506.30 Short term -715.16 -804.37 0.00 Withdrawals and fees, Long term -6,911.78 -13,983.98 -5,954.83 including investments transferred -$7,626.94 -$5,954.83 Total -$14,788.35 cut -142,103.60 -235,540.76 Dividend and interest income 3,281.36 47,814.79 Change in market value -37,923.14 -88,465.7! Closing account value 51,194,795.62 51,194,795.62 Dividend and interest income earned For purples of iris staterneni, taialti:ity of interest and dinden0 interne rtaS been determined (KM a US lax reporting perspective. Based upon the residence of the account tale,, account t)pe, or proluet twit, some interest ardor dvidend payments mat not be subject to United Staes (US) ardor Puerto Rico MO Income tares. The tient months, statement is not Intended to to used and calmed tie seised upon for ta( purposes. Clients should refer to the app ette tar reporting forms they recent. from 185 smugly, such as the fOrMS 1099 and the courts 480, fOr tar reporting information. It is the make Of U85 to file elk (pdicatle tea reponing forms Wth the US interne Revenue semis< and PR neenury DePattrnem. WO in such forms accurately clarify dwcknct Bra ot interest as tax everrpt or tank income. Plea.. consult ycur indiedusi tax prepare( September 2015 (1) Year to date II) Taxable dividends 3,281 31 47,808 40 Taxable interest 0.05 6.39 Total current year $3281.36 $47,814.79 Total dividend & interest $3,281,36 $47,814.79 SONY GM 00021942 011171:003005526513NP7003303380 00035 0915 030575001 loom Page 3 of LS CONFIDENTIAL EFTA_00132562 EFTA01274699 *UBS UBS Strategic Advisor September 2015 Account name: Friendly account name: Account number: GHISLAINE MAXWELL Your If sandal Advisor: SCOTT STACK MANLYLE CASRIEL Cash activity summary Loan summary See ACtOunt activity chit moNI)101 decals Mantes In your 'weep Options are indudedin the opening and closing balances vtlue. fDIC insurance applies only to deposits at IUBS Bank USA, not to depyats at uBs AG, Opening loan balance on August 22 80 Stanford Erarch or bank deposits placed hroucti the UBS internatond Deposit ACC0Unt proaam. SIPC protection applies to 'morn market sweep fund holdings but rot bank deposit. See important Mbrination Closing loan balance on September 21 $0 rthout your statement on She laSt MO pars c( this document for detals Average loan balance 816,782 September 2015 (I) Year to date (I) Loan interest period August 22 to September 21 Opening balances $121,343.80 $3,054.91 Number of loan (debit) days 6 Additions Average loan interest rate 9.875% Deposits and other funds credited 0.00 1,506.30 September 2015 ban interest $2 7 62 Dividend and interest income 3,281 36 47,814.79 Year to date loan interest $27.62 Proceeds from investment transactions 69,465.52 235,797.41 Total additions 572,746.88 5285,118.50 UBS Bank USA Deposit Account APY Subtractions Professional management fees and Interest period Aug 7 • Sep 7 related services 000 -5,612.94 Opening UBS Bank USA Deposit balance Aug 7 $1,544.27 Other fees -67.05 -1,049.93 Closing UBS Bank USA Deposit balance Sep 7 $0.00 Other funds debrted -142,036.55 -228,877.89 Number of days in nterest period 32 Funds withdrawn for investments Average daily balance $3,674.01 bought 0.00 -645.57 Interest earned 30.05 Total subtractions -$142,103.60 -$236,186.33 Annual percentage yield earned 002% Net cash flow -$69,356.72 $48,932.17 Closing balances $51,987.08 $51,987.08 Your investment objectives: You have identified the foflowing Investment objectives for this account if you have questions Withholdings and tax summary about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager You can find a full description of the afkernative September 2015 (1) Year to date (3) investment objectives in Important information about your statement at the end of this document. Foreign taxes paid -267 76 -4,147.90 Your return objective: Prior year(s) adjustment 0 00 21.94 Cutrent income & capital appreciation Total withholdings and taxes -$267.76 -$4,125.96 Your risk profile: Primary - AggreSSive Investment eligibility consderat,on None selected CNP7C003306526544 NP7000303380 00005 0915 030575004 loilaiLY_GM_000203934 4 of 18 CONFIDENTIAL EFTA_00132563 EFTA01274700 Account name: CHIIAINE MAXWELL UBS Strategic Advisor Your PI nandal Advisor: UBS September 2015 Friendly account name: Account number. SCOTT STACK MAN/LYLE CASPAL Your account instructions • Your account is currently coded for margin. • You account cost basis default closing method is FIFO, First In, First Out SDNY GM 00021944 CNP70003006516545 NFT00030.3390 C00% 0915 030575004 100000 Pogo S of is CONFIDENTIAL EFTA_00132564 EFTA01274701 *UBS Yournotes 0.9.0.6526.1.17001.33000000501.30375004 mg., Gss sms.s. s al is CONFIDENTIAL EFT,00132563 EFTA01274702 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your PI nandal Advisor: UBS September 2015 Friendly account name: Account number. SCOTT STACK MANILYLE CASRIEL Your assets Some Prices, inconle and current values Shag' may be zoom/knit. AS a 'eat. gam aidlOsses may real be accurately reflected. See Aporunt infosivabon about your statement a the end of the dxumem for more infortnalon. Cash Cash and money balances Cash and moray balances may include avalaale cash balances, UBS Bent USA deposit account balances, UBS AG Stanford Branch depout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vat hn applicable limits, but are not patented by SIPC UBS AG Stanford Branchdeposit accoum barites an not insured by FDIC and se not protected by SlPC Money market sweep balances are protected by WC but ale not insured by the FDIC. See the Important information about your statement at the end of this cbarnent for detain about those Sancti. Goering beam. Closing bwaxe Nice per :tie:e Average Daidencli Interest Dees en Hddng on Sep I (S) on Sep 30 (S) on Sep 30 (I) rate period peered Cepmount (S) Cash 25.947 65 49,027.89 LEIS BANK USA DECI ACC 95,396 15 2,959 19 250.00000 Total $121,343.80 551,987.08 Equities Common stock Purchase pricer Track Nurcber Average price Price per share Value on unrealized Hold n; teldng date of shares per share (S) Cost basis (S) on Sep 30 (S) Sep 30(S) gain or loss (I) period MB LTD SPONADR Symbol: MB Exchange: NYSE (Al: 4571 Current yield 3.23% Jan 29,13 350030 21.573 7,550.62 17.670 6,184 50 -1,366.12 LT Apr 22, 13 650 003 2t 211 13,787 15 17.670 11,485 50 -2,301.65 LT Security total 1,003.000 21338 21 ,337 77 17,670 00 -3,667.77 ASTRAZENECA PLC SPON 4CR Symbol AZN Exchange: NYSE (Al: 31,007 Ghent yield. 4.34% Jan 29,13 420.000 25.065 10,527.30 31.820 13,364 40 2,837.10 LT Apr 22, 13 170.000 25.667 4,363 53 31.820 5,409.40 1,045.87 LT Jul 12,13 140.000 24.720 3,46092 31.820 1,454 80 993 88 LT Security total 730.000 25.139 18,351.75 23,228.60 4,876.85 continued next page SDNY GM 00021946 CHP70309305526547NP700330338000035 0915 030579004 100000 Page 7 of 18 CONFIDENTIAL EFTA_00 II32566 EFTA01274703 SUBS U BS Strategic Advisor September 2015 Account name: Friendly account Aso e: Account number: GHISLAINE MAXWELL Your Nonacid Advisor: SCOTT STACK MANLYLE CASRIEL Your assets Equities . Common stock (cononuon Purchase OS Trade Kerber Average pike Price per share Vdue on Unedited Hddrg licking date of shares par shad (S) Cost basis (S) on Sep 30 di Sep 30 (S) gain or loss (I) period ME SYSTEMS PLC SPON ACel Symbol: BAESY Exchange OTC (Al: 41,231 Current yield. 4.56% Jan 29,13 1,000.000 22.160 22,160.00 27.010 27,010.00 4,850.00 LT BAYER A G SPON ADR Symbol: BAYRY Exchange: OTC (Al: 4439 Current yield 1.40% lan 29,13 200.000 99.560 19,912.00 128.040 25,608.00 5,696.00 LT Apr22, 13 45.000 101.760 4,579.20 128.040 5,761.80 1,182.60 LT Security total 245.000 99.964 24,491.20 31,369.80 6,878.60 BHP BILLITON LTD SPON ADR Symbol: BHP Exchange NYSE EAl: 31,079 assent yield: 7.84% Jan 29,13 320.000 78.520 25,126.50 31.620 10,11640 •15,008.10 LT Apr22, 13 30.000 61865 1,915.95 31.620 948.60 •967.35 LT 1J 12.13 85.000 61.002 5,18523 31.620 2.687.70 -2,497.53 LT Security total 435.000 74.087 32,227.68 13,754.70 -18,472.96 BRMSN AMER TOBACCO PLC GB ¶DCN Apt Symbol: 871 Exhange: AMEX EAl: 32,706 Current yield: 4.17% Jan 29,13 340.000 104.097 35,393.08 110.080 37,427.20 2,034.12 LT Apr 22, 13 150.000 107325 16,098 78 110.080 16,512.00 413.22 LT lkA 12,13 100.000 105.544 10,554.44 110.080 11,008.00 453.56 LT Security total 590.000 105.163 62,04630 64,947.20 2,900.90 CEUTSCI-E TELEKOM AG DE SPON ADR Symbol: DTEGY Exchange: OTC (Al: 42.276 Current yield: 3.00% Sep 16.13 1275.000 13387 17,C69.45 17.770 22,656.75 5,587.30 LT Sep 17, 13 1,150.000 13359 15,362 85 17.770 20,435.50 5072.65 LT Sep 18, 13 990.000 13393 13,259.17 17.770 17,592.30 4,333.13 LT Oct 10, 13 855.000 15.481 13,23568 17.770 15,193.35 1,956.67 LT Security total 4,270.000 13.801 58,928.15 75,877.90 16,949.75 carrso-e POST AG SPON Apt Symbol: DPSGY Exchange: OTC EAl: 4910 Current yield 3.28% lan 29,13 280.000 23.900 6,692.00 27.720 7,761.60 1,069.60 LT Apr 22, 13 720.000 22.581 16,25675 27.720 19,958.40 3,699.65 LT security total 1,000.000 22.951 22,950.75 27.72000 4,769.25 continued niMt peg, Ctie70303005526548NP70C0303380 000050315 030575004 1044619YGM00021§119e 8 of 18 CONFIDENTIAL EFTA_00132567 EFTA01274704 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi vandal Advisor: S UBS - friendly account name: SCOTT STACK MANLYLE CASRIEL Account number. Your assets . Equities . Common stock Iconbnuedl Par/rinse Pun Trade Neuter Average price Price per share vdue on unrealized Hddng Hddng date of shares per share (f) Cog basis (S) on Sep 30(5) Sep 30 (1) gam a loss CO period ElsGIE SPON ADR Symbol: ENGIY Exchange OTC EAI: $1,370 Current yield: 5.67% Jan 29,13 240.000 20.779 4,986.98 16.100 3,864.00 -1,122.98 LT Apr 22, 13 380.003 20.919 7,949.37 16.100 6,118.00 -1,831.37 LT Jul 12,13 215.000 20.144 4,330.97 16.100 3,461.50 -869.47 LT Aug 21, 13 285.000 22.200 6,327.10 16.100 4,588.50 -1,738.60 LT Aug 22, 13 140.000 22.508 3,151.20 16.100 2254.00 -897.20 LT Aug 23, 13 240.000 22.418 5,380.51 16.100 3,864.00 -1,516.51 LT Secially total 1,500.000 21.417 32,126.13 24,150.00 -7,976.13 GLAXO SMITHK UNE PLC ACR Symbol: GSK Exchange NYSE (Al: $2,498 Current yield:6.40% Jan 29,13 330.000 45.615 15,052.95 38.450 12.688.50 -2.364.45 LT Feb 13, 13 320.000 45.645 14,606.46 38.450 12,304.00 -2,302.46 LT Apr 22, 13 245.000 50 630 12,404.47 aaaso 9,420.25 -2,984.22 LT 12,13 120.000 52.904 6,348.48 38.450 4,614.00 •1,734.48 LT Security total 1,015.000 47.697 48,412.36 39,026.75 -9.385.61 IMPERIAL TOBACCO GROUP PLC SPON ADR Symbol. ITYBY Exchange: OTC EAI: $2,094 Current yield: 3.93% Apr25. 13 60.000 70.891 4,253.51 103.500 6210.00 1,95649 LT Apr 26.13 375.000 70.792 26,547.34 103.500 38.812 50 12265.16 LT Jul 12,13 80.000 68-375 5,470.00 103.500 8280.00 2,810.00 LT security total 515.000 70.429 36270.85 53302 50 17,031.65 MTN GROUP LTD SPON ADR Symbol: MTNOY Exchange: OTC (Al: 11,638 Current yield: 6.43% Jan 29,13 1,025.000 19.580 20,069.50 12.800 13,120.00 -6,949.50 LT Apr 22.13 590.003 17390 10,260.10 12.800 7,552.00 -2,708.10 LT Jul 12,13 375.000 19_219 7,207.31 12.800 4,800.00 -2,407.31 LT Security total 1,990.000 18.863 37,536.91 25,472.00 -12,064.91 NESTLE S A SPONSORED ACR REPSTG REG SHS SWITZ ADR Symbol. NSRGY Exchange: OTC EAI: $1,719 Current yield: 2.54% Jan 29,13 415.000 70.160 29,116.40 75.240 31,224 60 2,108.20 LT continued nod page SDNY GM 00021948 CM10303005526549Nr70C030.3390 00005 0915 030575004 7123572550100000 Pegg 9 of 18 CONFIDENTIAL EFTA_00132568 EFTA01274705 UBS UBS Strategic Advisor September 201 5 Account name: friendly account name: Account number. GN1SLAINE MAXWELL Your Knew:id Advisor: SCOTT STACK MAMLYLE CASRIEL YOLK assets Equities . Common stock (continued) gutchase price nark Kerber Average price Prie Per share Winton Unrealized Hddng Hddng date of shares per share (S) Coa Gas (S) on Sep 3D(I) Sop 30 (S) gain or loss (I) period Apr 22, 13 290.000 69.918 20276.22 75.240 21,819.60 1,543.38 LT Jul 12, 13 195.000 67 417 13,146.41 75.240 14,671.80 1,525.39 LT Security total 900.000 69.488 62,539.03 67,716.00 5,176.97 NIPPON TELEG & TEL COPP SPON ADR Symbol: NTT Exchange NYSE EAI: 11,441 Current yield: 1.85% A4 22, 13 1,700.000 26.445 44,957.18 35.310 60,027.00 15,069.82 LT Aug 6,13 510003 26309 13,417.69 35.310 18,008 10 4,590.41 LT Security total 2,210000 26414 58,374.87 78,035.10 19,660.23 NOVART1S AG SPON ADR Symbol: NVS Exchange: NYSE EAI: $2,203 Current yield: 2.46% Jan 29.13 590.000 67.877 40,047.61 91.920 54232.80 14,185.19 LT Apr 22, 13 240.000 72.512 17,403.02 91.920 22,060.80 4,657.78 LT ../ 12,13 145.000 73.450 10,650.38 91.920 13,32840 2478.02 LT Security total 975.000 69.847 68,101 01 89,622.00 21,520.99 ORKLA ASA A SHS SPON ADA Symbol: ORKLY Exchange: OTC EAI: $1,029 Current yield: 3.43% tan 21,14 710.000 8.052 5,717.56 7.300 5,183.00 -534.56 LT Jan 22,14 220000 8.190 t AD i .84 7.300 1.606.00 •195.84 LT tan 23,14 315.000 8.282 2,608.92 7.300 2,299.50 -309.42 LT tan 24,14 185.000 8.147 1,507.25 7.300 1,350.50 • 156.75 LT Jan 27,14 135.000 8.019 1,062.58 7.300 985.50 -97.08 LT Jan 28, IA 265.000 8.045 2,132.08 7.300 1,934.50 -197.58 LT Jan 29,14 390000 7.991 3,11953 7.300 2,847.00 -269.53 LT Jan 30, I4 245.000 7.849 1,923.23 7.300 1,788.50 -134.73 LT tan 31,14 260.000 7.878 2,048 46 7.300 1,89800 -150.46 LT Feb3, I4 185.000 7.794 1,441.96 7.300 1350.50 -91.46 LT Feb4, 14 235.000 7.671 1,802.69 7.300 1,715.50 .87.19 LT Feb5, 14 245.000 7.727 1,893.29 7.300 1,788.50 •104.79 LT Feb6, 14 165.000 7.561 1247.70 7.300 1,204.50 -43.20 LT Feb 7, I4 310000 7.528 2,333.87 7.300 2263.00 .70.87 LT Feb 10, 14 250.000 7.609 1,902.25 7.300 1,825.00 -77.25 LT Scarily total 4,115.000 7.913 32,560.21 30,039.50 -2,520.71 continuednext page 0,70003006526550NP7000303380 00005 0915 030575004 1011611pcom_00021SIS 10 01 18 CONFIDENTIAL EFTA_00 I 32569 EFTA01274706 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI nandal Advisor: UBS Friendly account name: Account number: SCOTT STACK MANLYLE CASNEL Your assets Equities. Common stock (continued) Purchase price Trade Humber average price Price pet share Velue on Urreeated Hoking Hddng date of shares per sham (S) Coe basis ($I on Sep 300/ Sty 30 (S) gain a loss (t) period PT. TELEKOMUNIKASI1NCONEsiA SPON ADR Symbol: TLK Exchange: NYSE EAI: 4644 Current yield 262% Jan 29,13 690.000 39.442 27215 25 35.650 24,598.50 2,616.75 LT RECKI1T BENCKISER PLC WON ADR Symbol: REIGLY Exchange: OTC (Al: 41,299 Current yield: 2.01% Jan 29,13 2,590.000 13.187 34,156.85 18250 47267.50 13,110.65 LT Apr 22, 13 510.000 13.966 7,122.67 18.250 9,307.50 2,184.83 LT Jul 12,13 440.000 13.938 6,132.99 18.250 8,030.00 1,897.01 LT Security total 3,540.000 13.393 47,412.51 64,605.00 17,192.49 ROYAL DUTCH SHELL PLC a A SPON ADR Symbol: RDSA Exchange: NYSE EAI: 438 Current yield: 6.68% 12 000 ---This information was unavaiable- 47 390 568.68 ROYAL DUTCH SHELL PLC ADS REPSTO 2 CL 8 ORD SHS SPON ADR Symbol: RDS.8 Exchange: NYSE EAI: 41,504 Current yield: 7.92% Jan 29,13 185.000 74.585 13,798 31 47.480 8,783.80 -5,014.51 LT Apr 22, 13 215.000 65.856 14,159.06 47.480 10,208.20 -3,950.85 LT Smithy total 400.000 69.893 27,957.37 18,992.00 -8,965.37 SANOR SPON ADR Symbol: SNY Exchange: NYSE EAI: 41.087 Current yield:2.29% Jan 29,13 525000 48.754 25,596.34 47.470 24,921.75 -674.59 LT Apr 22, 13 275.000 52.654 14,480.06 47.470 13,054.25 .1,425.81 LT Jul 12,13 200.000 52.424 10,484.90 47.470 9,494.00 -990.90 LT Security total 1,000.000 50.561 50,561.30 47,470.00 3,091.30 SIEMENS A G SPON ADR Symbol: SIEGY Exchange: OTC EAI: 41.380 Current yield: 3.09% Jan 29.13 250.000 110.110 27,527.50 89.300 22325.00 -5202.50 LT Apr 22, 13 200.000 100.134 20,026.84 89.300 17,860.00 .2,166.84 LT Jul 12,13 50.000 107256 5,362.83 89.300 4,465.00 -897.83 LT security total 500.000 105.834 52,917.17 44,650.00 -8,267.17 continuednext page SDNY GM 00021950 0070303006426491 NP7M:03033$0 00005 0915 030575004 IOCOOD Page 11 d 18 CONFIDENTIAL EFTA_00132570 EFTA01274707 SUBS UBS Strategic Advisor September 2015 Account name: Friendly account name: Account number- GHISLAINE MAXWELL Your A sandal Advisor, SCOTT STACK MANLYLE CASRIEL Your assets Equities a Common stock (continued) Purchase Nice Trade Writer Average prxe Price per snare Value on Unrealized lidding Hddng date of dares per tease (2) Cost bads (S) of Sip 30(t) Sop 30 ($) gain or Ion (S) palled SIUGAPORE TELECOM LTD NEW 2006 SPON ADR Symbol: SGAPY Exchange: OTC EAI: 32,173 Current yield: 4.88% Jan 29.13 1,060.000 28.260 29,955.60 25.230 26,743.80 -3211.80 LT Apr 22, 13 440.000 29)320 13,121.15 25.230 11,101.20 -2,019.95 LT hi 12, 13 265.060 30.551 8,096.17 25.230 6,685.95 -1,410.22 LT Security total 1,765.000 28.993 51,172.92 44,530.95 6,641.97 STATOIL ASA SPON ADR Symbol: STO Exchange: NYSE (Al: 41,022 Current yield: 4.84% Jan 29,13 610.000 26.533 16,185.31 14.560 8,881.60 -7,303.71 LT Apr 22, 13 205.000 25.765 5,281,88 14.560 2,964.80 -2,297.08 LT Apr 22.13 170.000 23.274 3,956.72 14.560 2,475.20 -1,481.52 LT Apr 22, 13 135.000 25.785 3,481.05 14.560 1,96560 -1,515.45 LT Jul 12.13 330.000 21.423 7,069.66 14.560 4,804.80 2,261.85 LT Security total 7.450.000 24.810 35,974,62 21,112.00 •I4,862.62 TAIWAN SEMICONDUCTOR MFG CO LTD ADR Symbol: TSM Exchange: NYSE EAI: 4480 Current yield 2.79% Jan 29,13 800.000 17.800 14240.00 20.750 16.600.00 2360.00 LT Jul 12, 13 30.000 18.434 553.04 20.750 622.50 69.46 IT Security total 830.000 17.823 11,793.04 17222.50 2,429.46 1.441LEVER NV N Y SHS NEW NETHERLANDS SPON SPON ADR Symbol: UN Exchange: NYSE EAI: 41,936 Current yield: 2.95% Jan 29, 13 930.000 40.500 37,66500 40.200 37386.00 -279.00 LT Apr 22, 13 445.000 41.074 18278.06 40.200 174389.00 -389.06 LT Jut 12, 13 255.060 41271 10,524.33 40.200 10,251.00 -273.33 LT Security total 1,630.003 40.778 66,467.39 65,526.00 -941.39 UNTO OVERSEAS OK LTD SPONS ACR SINGAPORE AUR Symbol: UOVEY Exchange OTC (Al: 41,309 Current yield: 4.78% Jan 29,13 700.000 30.540 21,378 00 26.100 18270.00 -3,108.00 LT Apr 22, 13 100.000 33.492 3,349.24 26.100 2,610.00 -739.24 LT Jul 12.13 250.000 33.180 8.295.00 25.100 6,525.00 -1,770.00 LT continuednext pogo CNP70009006526552 NP7000303380 000050915 030575004 101StlitiCGM_0002IPS1 12 of 18 CONFIDENTIAL EFTA 00132571 EFTA01274708 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: Friendly account name: SCOTT STACK MANLYLE CASSIE'. September 2015 Account number. Equities . Common stock (conbnued) Your assets .E Purchase pace Trade tamtbee Average prke Price per she Value on unedited Prolong Hddng dine of snares per shale (SI Cost basis ($1 on Sep 30(11 Sep 30 (S) gain or loss (1) period Security total 1,050 030 31 450 33,022 24 22,405 00 -5,617.24 VODAFONE GROUP PLC SPON AoR Symtx>1. VOD Exchange: OK EAL $1,766 Current yield. 5.36% Jan 29,13 796.294 50. 164 39,945.60 31.740 25,274.37 -14,671.23 LT Apr 22. 13 2.727 54.627 148.97 31.740 86.55 -62.42 LT la 12,13 239979 54 033 12,966 80 31.740 7,61693 -5,349.87 LT Security total 1,039.000 51.070 53,061.37 32,977.86 -20,083.52 ZURICH INS GROUP LTD SPC41 ADA Symbol' ZURVY Exchange. OTC LAI. $3,092 Current yield:699% Jan 29,13 825.000 28.470 23,487 75 24.560 20,262 00 -3,225.75 LT Apr 22. 13 685.000 26251 17,982 21 24.560 16,823 60 1,158.61 LT lul 12,13 290.0® 26 739 7,754 57 24.560 7,122 40 -632.17 LT Security total 1.800.000 27347 49,224 53 44,20800 -5,016.53 Total 51.148,194.68 11.142.80334 -55354.83 Total estimated annual income: $41,941 Your total assets Percentage of Cost ES54O4red Unrearzed value on Sep 30 (5) your account bans ($) ennui interne Id) gain or 105$ (I) Cash Cash arid money balances 51,987.08 435% 51.9;37.08 Equities • Common stock 1.142.808.54 95.65% 1.148.194.68 41,941.00 -5.954.83 Total $1,194,795.62 100.00% $1,200,181.76 $41,941.00 -$5,954.83 • Missing cost basis mformaticn Account activity this month oae A0lirty DtX40tiOn AMOunt (3) Dividend mid intomstiocoma Taxable dividends Sep 3 Foreign STATOR ASA SPON ADR PAID ON 1450 312.59 Ovidend CUSIP. 85771P102 continued next page SONY GM 00021952 C HP7000;006526553 NP7003303380 COCOS 0915 030579004 Y173572550100= ►egs 13 of 18 CONFIDENTIAL EFTA_00132522 EFTA01274709 4It UBS UBS Strategic Advisor Account name: GHISLANE MAXWELL Your rinandd Advisor: Friendly account name: SCOTT STACK MAHLYLE CASRIEL September 2015 Account number: Account activity this month (Continued Date Actnety Description Amount Di Dividend and interestincome (continued) Taxable dividends (continued) Sep 8 Foreign UNTO OVERSEAS BK LTD SPOLAS ADR SINGAPORE ADR PAID ON 1250 622.38 Dividend CUSP 91 1271302 Sep 9 Foreign UNILEVER NV N Y SHS NEW NETHERLANDS SPON MDR PAID ON 1630 534.97 Dividend CUSIP: 904784709 Sep 10 Foreign MIN GROUP LTD SPON ADR PAD ON 2625 937.83 Dividend CUSIP: 62474M108 Sep Id Foreign ASTRAZENECA PLC SPON ADR PAID ON 730 328 SO Dividend CUSIP' 046353108 Sep 21 Foreign ROYAL DUTCH SHELL PLC CL A SPON ADR 5.64 Dividend CUSIP: 780259206 Sep 29 Foreign BHP BILDTON LTD SPON ADR PAO ON 435 539.40 Dividend CUSIP. 088606108 Total taxable dividends 43.281.31 Taxabio intern Sop 8 Internt URS BANK USA DEPOSIT ACCOUNT AS OF 0904115 0.05 Total taxable interest $0.05 Total dividend end interest income $3281.36 Date *chitty Nun:neon Amount (5) Pees Sep 3 Fee STATOIL ASA SPON ADR -7.25 Sep 10 Fee MTN GROUP LTD SPON ADR -52.50 Sep 14 Fee ASTRAZEKCCA PLC SPÖN ADR .7.30 Total fees 46745 OcKe Attlity Cestaption Amount (5) Other funds debited Sep 1 Transfer JOURNAL TO Y I 23575 GHISLAINE MAKWELL -121.343.80 Sep 3 Transfer JOURNAL TO Y 1 23575 GHISLAINE MAXVVEU_ -20,397.37 Sep 3 Foreign Tax STATOIL ASA 90N am Withheld Sep 9 Foreign Tax UNILEVER NV N Y SHS NEW NETHERLANDS SPON ADR -80.20 Withheld Sep 10 Foreign Tax MTN GROUP LTD SPON ADP -140.67 Withheld Sep 22 Loan Charge LOAN NTEREST CHARGED -27.62 Total other funds debited 4142.03665 CNP7C009006526554 NP7000303390 C0005 0915 030575004 Y123572550 10~y_Gm_0002/fess 14 of 18 CONFIDENTIAL EFTA 00132573 EFTA01274710 Account name: GHIStAINE MAXWELL UBS Strategic Advisor Your finandal Advisor: *UBS September 2015 Friendly account name: Account number. SCOTT STACKMANULE CASRIEL Account activity this month koninuern Investment transactions For mare I nformaion tout the twice valve shown for resle«, securities, see Important Information about your gatemen: a the end of this 03curnent trc<eeds tram Funds investment vätbaumen fa Accrued O10 Kb»ly Cretcreption Oummity vita ($5 Price (4) trantactions (5) ;Aunt,» 444 ber-Ol (5) i mewl (9 Sep 8 Sold MTN GROUP LTD SPON ADR -635.000 13317874 8,456 69 62474MI 08 Sep 8 Sold INDIVIOR PLC SPON ADR .141.000 16.50 2,326.46 CUSIP 45579E 05 Sep 8 Sold SANOH SPON ADR -195.000 49 304600 9,614.22 CUM): 80105N105 Sep 21 Cash In Lieu ROYAL DUTCH SHELL PLC CL A SPON ADR 40.26 CU9P: 780259206 Sep 21 Spin Off ROYAL DUTCH SHELL PLC CL A SPON ADR 6.000 CUSIP. 780259206 Sep 30 Sold DEUTSCI₹ POST AG SPUN ADR -360.000 26.93 9,694 62 CUSIP 25157Y202 Sep 30 Sold ENGE SPON ADR -480.000 16.345000 7,845.46 CU9P. 29286D105 Sep 30 Sold NESTLE S A SPONSORED AEA REPSTG REG SHS .155.000 74 305000 11,517.07 SWITZ ADR CUSP: 641069406 Sep 30 Sold UNTD OVERSEAS BK LTD SPONS ADR -200.000 26.43 5,285.90 SINGAPORE ADR CUSIP. 911271302 Sep 30 Sold ZURICH INS GROUP LTD SPON ADR -225.000 24.71 5,559.65 CUSP: 989825104 Sep 30 Sold ASS LTD SPON ADR .475.000 17.42 8,274.35 CU9P: 003375204 Sep 30 Sold SOlffH32 LTD SPON ADR -174.000 4.89 850.84 CUSP: 844731105 Total 569.465.52 SDNY GM 00021954 02:70007005576S5SNP7003303380 00005 0915 030575004 100000 page 1S of 18 CONFIDENTIAL EFTA_00132574 EFTA01274711 * UBS Account name: CIHISLAINE MAXWELL UBS Strategic Advisor Your 'gonadal Advisor, Friendly account name: SCOTT STACK MAI/LYLE CASRIEL September 2015 Account number: Account activity this month (contnuedi Cate *aunty Description Amount (S) Money balance edivitses Aug 31 Balance forward $95,396.15 Sep I Deposit UBS BANK USA DEPOSIT ACCOUNT 25,947.65 Sep 2 Withdrawal LIBS BANK USA DEPOSIT ACCOUNT AS OF 0901115 •12134380 Sep 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 880.88 Sep 10 Deposit UB5 BANK USA DEPOSIT ACCOUNT 454.77 Sep 1 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 744.66 Sep 15 Deposit UBS BAhll: USA DEPOSIT ACCOUNT 321.20 Sep 22 Deposit UBS BANK USA DEPOSIT ACCOUNT 45.90 Sep 23 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 0922115 -27.62 Sep 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 539.40 Sep 30 Closing UK Rank USA Deposit Account $2,959.19 The UBS Bata USA (*pout Account Is yam primary sweep option Realized gains and losses The estimated /edited gains and losses shown below are not for las purposes. Please rote that On or loss Informaxon We meg not adust gans and losses for di capital charges. We auto-notice/Ay adjust cost basis for recognized on the sae or redemption of cenain Structured Products, Ike Contingent Debt Securities may be tat.enerrpt and MAT coupon municiPa securities for estimatdanalzation of bond 0mMurns aid fOr accreted 01D orcinary and not capita, gain or loss. Please check with your tat advisor TO calculate oaths and losses. we fa see 'Jilin issued at a dsccunt It you requested that U8Saclust cat baes for the bald premium anortration on liquidate the ddest security lot first. This is knom, as the first.in first-out or FFO accounting entitled We use tackle debt se<unties then cost bags reflected for mese securities has been adjusted Estimates in it* unclassified this method unleSS you SPeCitied whch lac lOt 10C10Sewhen you paced your order. This is known as a uerSuS section can not be classified as short term or Song lean becase intimation IS reiSSffict or the product is one in which putcheritS Of VSP Matt. See impatient information about your statement a the end of this document Ice mote the ga Moss nacciamon is not provided Short-term capital gains and losses Wash ale OuaMay or Purchase Seth Sae Cost cost basis Security decryption Method face vase date dote amount (I) basis (I) adjatrnent(1) LOSS (S) Gain (3) SOUTH32 LID SPON ADR RIO 128003 May 18, IS Sep 25, 15 625.91 1,152.00 -526.09 FIFO 12 030 May 18, IS Soon, IS 58.67 108.00 .49 33 f :F0 34.000 May 18, 15 Sep 25, IS 166.26 306.00 -139.74 Total 5850.84 $1,566.00 -$715.16 Net short-term capital gains and losses -$715.16 continued nest page CW70009306526556 NP7000303380 00005 0915030575004 logtiiticom_0002rins 16 of 18 CONFIDENTIAL EFTA_00132575 EFTA01274712 UBS Strategic Advisor Account name: OHISLAINE MAXWELL Your IInandal Advisor: UBS September 2015 Friendly account name:~ Amount number SCOTT STACK MAN/LYLE CASRiEL Realized gains and losses (continued) Long-term capital gains and losses Wash sale Ouant4y or PurdsaSe Sale See Cost <OR basis Swirly descrebon Heine] fae valte dee date amain (I) basis (S) aljusenent($) tas (S) Gan (1) ABB LTD SPON APR RFO 479000 Jan 29,13 Sep 25, 15 8274.35 10247.27 -1,972.92 CEUTSCPE POST AG SPON ADR FIFO 360.000 Ian 29,13 Sep 25, 15 9,694.62 8,604.00 1,090.62 ENGE SPON ADR RFO 480003 Jan 29,13 Sep 25, 15 7845.46 9,973.97 -2,128.51 INDIVIOR PLC SPON ADR RFO 103.000 Jan 29, 13 Sep02, 15 1,699.47 957.97 741.50 FIFO 20A00 Apr 22,13 Sep 02, 15 336.99 200.93 135.66 RFO 17.600 Jul 12, 13 Sep02, 15 290.40 173.00 117.40 MTN GROUP LTD SPON ADR FIFO 635.000 Jan 29,13 Sep 02, 15 8,456.69 12,433.30 -3,976.61 PESTLE S A SPONSORED ADR REPSTG REG SHS SVRTZ ADR RFO 155.000 Jan 29.13 Sep 25,15 11,517.07 10,874.80 642.27 SANOR SPON ADR RFO 195.000 Jan 29.13 Sep02, IS 9,614.22 9,507.21 107.01 UNTD OVERSEAS BK LTD SPONS ACA SINGAPORE ADR FIFO 200.000 Jan 29,13 Sep 25, 15 5285.90 6,108.00 -822.10 ZURICH INS GROUP LTD SPON APR PK> 225000 Ian 29,13 Sep 25, IS 5,559.65 6,405.75 -846.10 Total $68,574.42 $75486.20 -$9,746.24 $2.834.46 Net loag-tennapital gains or losses -66,911.78 Net capital gains/losses: -$7,526.94 Gains and losses not calculated wash sale °vanity or PUKhaSt Sle Sete COSI <0R basis Security description Method tre vase date date amount (I) bases (I) alitalment(5) Las (S) Gain (I) ROYAL DUTCH SHELL PLC Cl. A SPON ADR RFO 0.719 Jun 22, IS Sep 21, IS 40.26 0.00 --This information was unavailable— SDNY GM 00021956 0070303006526557NP70003033$0 00005 0915030575004 Y123572550100030 Page 17 of 18 CONFIDENTIAL EFTA_00132576 EFTA01274713 *UBS Your notes c,,,,......8anac........,5. ,5,.., , m ,.. ,,N., G. .0 .,,..9 ,8 0 .8 CONFIDENTIAL EFT,00B2577 EFTA01274714 Important information about your statement UBS Friancial Swabs Inc (to Arm or UPS Financial Series). TheFina Cad Issues tel investigate you Ccerplint vd holder on thebooks and records of the golicable Muee or ecuokoi, — you may Saint fausehokIng by Gang your IS a menter of al prnspal scanty cattnaddy aid cows willconed argmor prowptly nand« agel). Fnas or /tor emhinges UBSF nodal Swats and LIS Bare USA art idioq pubehriesol UBS AG and elitism o118S Stortes Pleasmake al decks payrdo to the Armor to lamer • Certain nuesontim contrxt or rwarritat ateest (e g Friendly account name LLC lhe r on's toweled sta~ it sable upon rowed mast ndcaed an te from of this 'lament h addera 'TOM ownerships and twat plavments) that are na 11. trendy acmorn nane reflects Marmite that mu The fan's refute offices ate a to regukt amain fres account ma/ be flitsal to registered rid« the karat Act of 1933. and entered on tehovs online sences webste It as mummer«, lem argot.la Ise paynant for ucurte: custrrenble tresume• amen by you a ant sou «eh LOS Financial Sevian Ix purchmes andcharges fa taped amounts in cash am-ents • COrneodlbe; COnItXtt * . borer manor Xtd your rrordrenorg n Kt no kid effect on your maw 1200 Hator Kahn Accounts Oa are transferred. to am inttutims may be pridare twat antacid, adding lutlieS commas at YCke can mange rev Rendy na tt oars. through Ofine ~hawkes N107086 :tarot to a end«lee orttradAY *Pro contraCts Severs of bye:mane/ ps instal AM«. This strewn reprewts te coy acid remed of mot UBS UBS Sweep Optant The SIX protection ad the amplareeniprotecton do not Amount eveavitre Ethanol Sauces nun Other reaeds, inapt ofloal ta< UBSOnea Ogren foe ~rig cat bonfires. Oda-nesto mesr to thise assetsten A they otenvise »pea en xr • tram ohm« attoundporeeck0 Pia of 3556‘5201 docunent. co~hog conteng data rouldnre be greed upon If you teem> teen» err«a morn. please bank trouts at uBSBack LISA vidtas AG Barreiro dam statements The SIC macaw and the simpbfrwit ar listlans (Bark Sweep hograms1 ~my Market mina hat (Monty rotenon d> not protect ,gana changes in the market • AZets Innate nitre aril balsas Manlot reoce at ~direly n Wing to tel3ranch Manager of the Funds) and the harraticad Depose Ace (Naha vas of year arestments(nesert« as a resub <4 maim redacted awayact rid Global Time Deposits unrealized officeseeing rest amount CuSbUllerS with at mernahmal Rescrue Management morenunt. ram bas oxeye< otherwise) marks to market arid Certain MOD not Mkt byte Fn,. Account through the Bank Sweep Mayans. cash balances Does not nciadeunpread seartedasseu teenfol the Allsough al bast tom are inunded b be aoarte. are swept 53 1.658ark USA up bat estabited Ion and Mote Womixon e matt upcn reauest You may obun par andmeet stamen perett. a Wise arestmems, la Bini das Trodd rot be used for tat Nooses Frey tea to UPS AG Startord Brant. a a May Fund Deposes . %tagr9 the WC Brochm. ave aforrofflön docieljg. utm ed sleds colits and monist le stock oplom sorely, on yeaend ta< Ian P e. Form 1099. 54911, I OAK at LOS Bak USA are HNC muted o accordance with sias; by«nixing Spi at « by mitzig Ise SIC • Creettes trades date balances. cutstainingmaim etc) dian pepsin pur ta< /Mum thefts isrouted by odes For exit Flamasen plea* snit Aram Ner gar rebate alines apt ap loans. dit sage aceoum barexes law to reson tote Mal text le dbileods. repootle non Deport a IRS AG Bakad Brent ad tares of Mufify • catimamy alarm Toes of ininfesied avalabbe aft ~le dvnends and Made merest tamed en secretes rads anent nsured by the FCC. MASS Re knesment Program OM had n your accourk ren proceeds on sale tranuctits, and biancos rat 185 Bank USA deposit bananer. UBS AG the pm reknit' AM Meter once You mas ottan the Sward Branch depose balances and minty manet mama cost batoncondo weed smartie nvough the OA avalable loco Manors re seer to actual price from your mamma Atari' OM Mole shin find meet) balsa a the close of the gatemen pen:d depose accounts a UPS AG NemaYork Brvnch and U3S AG are pazatal alder PIP• patal sham •nl be sold and me NOn.aorren011ty he audit batman e am am ate not Communicellorre tat the Fern C aman Brent These <Moores arena nara by teePM cash ml be depashad in mat amours "reek:lend segregaed from re« batmen and tee Pommy use aye • memereccrtms air oral orrarkescamns nwmn9 to Balances had a the tiB5 AG Carat Brant ace Neroorrily mesart prce tippled by the mum maydefer from the ..posed 10 the smarm rir of the Comm Nandi, and these !Ards n the ordiniry mane of mala nn, lhese fun:, fortser proton ytor eV" adding mangle under the maim prices Mid. the pentad than it sold paptue tpan yois demand Tla total ci hole:kid in the korstes even Pretence Act (SPA) there is re guarantee« other cab 0036:n of UPS A6 na repay thebatmen Mk on the LOS Caiman's Bras books. narrot pease closing value CadeMeru • PI /no frunaal inseremon on the top kit of the Inni of 1.1u$ Calf mole unes may be mid to pur 3:03itt fyou are LendMg information lalinwnt 13 not lei FaanoalSereas UBS Faaxial Deposes at IRS Bak USA and each UBS AG Branch are rei entitled to mettle here as armada of a dmidend ~wit or Foe detak4 filormatOn on mes rn's pm") pr." as and Stokes Gear you aCOMM as dosing broker by prceened by 9PC Money Pond shies are pieced by SPC ~it*. te From wit ether tel partial...imamate' pace do:twos Motto revelers Rear hate Agne ven or ~general tot the inflated rotation We Informed See 'UPS Finsmal Savors Account Rateable below a accept an row determined by a endured &airy Ammo >arena: and the General Tenn and Coaditom pta of Ma rottenl> sten rat tamed Nis accent in agency and cede you amount U45 Statement el °eat reaCtices ratable n Ageetlrean this care Sr frids and Selni Os re loaned a UM Upon you reran balnos n the Bala Sweep Program or OA may be wthamm. aid sim of a (AxelFund maybe • Oalcoures .110We 4416 •ont , aotna ttonm Finanoal Stirkes aid not the inroduckg borer. and you havettnrentoblealvet roust ~mom of any mot or omnsim to both fln Aoudad, aid the rocked: returned to >au a yet The mystment obraves anent prof ik are medic lo eat ratites «morn Maur«tat aconto and may may between Pere allire the lam You' statement tomes seortes and other assetsheld n All account sucerenes shad be deemed comobar end romp,1r n sung of any ugnicanc dvnge in your fnancia tut« mfammitn about analnu. wimp *pions. ndudng the ,CCOled X the end of ere sunemem peed You may Mk acarte d ner objectedto omen? edam 60 dad. snusbo of etrest~ obeective; For endi account held. for &limy ol luey o.avert awed rates ant pens. n «AM« a you choose one of :het lowing avestment °Metres marten a any tme You may ww« ifels ken you, f name, Advisor a by mere ramie; used a ban collateral ater PP/A51.1nr • Please direct cuarmer ample' ' ' to the Omer: • Peace Curtail axone Intatmonts wan; the balance due on teen My tmenties trandened bthe anent X or toilet caring 'await° of ammoonly ding the stamen 'Mod ate heed a ~44 mires of a 00AM to 6 CO t ~day • Achese CascP/APPlereoon lieagnens seeking gmyah thee dclth. statement period dewy% n ty. or In 'tang to uBS inancal Seams inc. UN roared& Sandes damn pretectim The Fen is a member of the Semmes Mesta Protection retool fah« than Ma generate 01 name • Cott bait h dettanhng the act basis Of the »sae Clem Ireton, Depatrrent PO Box 766 Unön City NI • Reduce Censbentasse of minne and Caata APPeantot et sad n this steam" ntme flitted web ene 07037 CODOrabel (SPC). Mich promos semenies asmatt of ~Inn to to 1500.000 lechery $250.000 for damstor mammon sere ay boas to generalen of race 310 numb« '1. • UBS Arenas' Sonmeshas rendon cat) The SSC we auxecia, tars rah to ailKaun, S goads prnaPal inharem Maned from sources other than IRS • n case ol emus« cremons Mean an theme< lunds Finsans Sevres. nOtidng nIcanation Iran ~ha an trand«UT) bl Sect debit card tknOnOld n apalicracmacity The Firm tognhir wets «rim alhus. ha also dominant', 0~11tbk profits Or ta you may haw provided 10 rut Face Alva« transacoas, call cc nrce to 1•35Fnancal • ronavvete Seeks to moisten heir grinder Mb low The f inn does not isdependeniA wady« guaramette Season hc. IMO Harbor MAI . 6th lima Marehmkem. N) sicapancreal rameden The ~mum anoint payable to all «gbh chant. cobactveltund« des protenion o 550) risk and volt lily to the accost (nett tan Atha (nets acaracy a Micky of any Mormaon sondro by worms cloak Ann thmaBSA seam.: the amount does not generate ard ant marmot otir to USSF ~Dal SeNtes mace as of DeCelltoff IQ 2013 rebmsand evince keep puce with FA LOCO Cal «Mee as soon as sou can fly:ethnics.« • AlbStuat taro so acorn some rid to anCital and addtion *toughUBS (henna Serene memally Amman« recto, is won; «Amu need more Stken tote policy arditions and ~du of at the Fern ö further ratected fr up to 119 milkn n the tolerate sorer vota lity » se* higher Nana updates tis Mennen as c it revered the Fern does roc Mortara Lout airing« en the statement or reap( predde any anvasres ta tie reconatm under 'Cost The Fan ce Cad slow (aS uppsila) mud her tom pta ~egret ta il pur %034a115114U h a pandit, capary • Ammo., Nang to amen hgh risk to amnia ad hgh A full mpy ol tepolcyesdngetiar.Dktpmregaa Watley» strati.» returns me Erne bait' and "Unredired garrets is acorate a of the doe ro Later Ca l60 Oars alter the anm sere you the fist of MO SEZeffelll As such please do not rayon this daternent on stasch te era or problem4re~ informal Ca to makecumber a tak °earns Mr la - tread. you nine and acorn ~ter (il and The SIC rower' and to supple~al preface, both do Stattmenttemeholdirg not SC* Vyer rnaymnsoklate al rgilfd Smut statements with the purposes a oterwbt ~an tr11114.1ed to the Pan - Detribe te mo, or the taster >co ae muse Lou mayreflect suiribss Mormon:a oily forte peritd of amleolan as needy sou can why you bate l is al • Conantramie, *MI Conliolled by (and antAed nyok urn* roues in the same envelope Acme-surrey be related account value) but hr l array fromLOISfinest:4 Sermon for this PrISSIO Maturate/ ham canonIto am maintain tin'. they are held X the Fite hforehinonal Marnatial error or My you need mate nlamxion cat be added by ear Pumas Admix - (rovide te dolor annum of te mowed arm reg. roan fa CM aUntil'« («Cat ales AG rent amount relaionshos will alver dens at the Satre Manfred brands. (d) emote;Mama nclimgmob» adttelf T1.s prao o kram as asoweeekling you armadan axl fid Owes of mutual Iva Moe suit peel, to retake indented deterrents mailed in sera • thweelbalgalndbess thes data c ataiable shares re eg tiered Orwly n tee nacre of the acorn 'amazed «real aid W ,1>: ;95 Y. Cläialei tda SDNY_GM_00021958 CONFIDENTIAL EFTA_00132578 EFTA01274715 Impor tant information about your statement (CCO United) Vidvidalscoaity kott The ta-nagion data la Mantal - Tag party ~red vatles may be reflected as '1401 fluid'« el =tyds at be trobtr-cleakr holdkgmutor Aorta» nigerer] serene mats ce URS Fnaxial Serrites ht may« may not roi amnbank drages ad« pinctor n smord smak" ohm an 'nlepenkoi Itrds el hal had I &nib' seorrtyreorgancabon ments Dedød inf oter vala* , hin Anno, 54ppled of d urea,. to amin a - m uromon to roman ieCewed n corteedion ope remegrrom bit and »sak puiduse bh» ran vak» whennes beCOrre arra» tal a rniOnil uranhi te a or ddtrbutiOn of antiry mora= rd enis vol ironi it a regirwrod semiterna* ol vita onitned iodirldiOne3.4rned hot The 'Trade da.' ocarrwl thai rrey ralla powitusly reponed vaka too i dep..mc knall ~10 OUrcle1111. 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SES «smid allor yekt samplete olorma lon vd be grodded • On9AS und we' te:tennis te Orkat ollerng pose AC Siankn/ gravt °Sup» BIS per 4:Couni yorn recueg per obs ad may not talen yoal ett bark serreping to te barks udso te URS Dant Sweet, Prograns • ~as of deposillass) (Ds are WC nured up» • ItesaiCted nalritin ftednCted14Curde$ generaty ae STWOCO n pinopal and ~al muren p« dimmor nol ~ity <ogine ta pik salt VBS mands Icfnzeo ARM* and po drpoloory rimitAirm. h aotc«Uno> Min SDK !nos te ~et prior of the enrestridod flock el rio tant iiikenahm «gardng min-nånsin ad ettov Magres rons mkr a as «und vak* ta the rearkged stor tt «vred omkom with the ert:odon on vaks ncbdrg purposa of Sisun.sent ork To Me onani ing option twisagons has been nclided on otnInutons • pylowvalue ences ~Mod Ict SKUM% bd Other rensstred stortim» ebgble ror sak te kala °gned piwoury Itenekied io you end wil be inovided to you ottan,' my be tr yta ge byn. the, te yra mal you okay be wtounthity lett mrs te inrymd Wow lova ~piks On reduen world taska,«ca« in te maka Prces are obtaned from vurm tio/ pary ;Gottas encli we barr. ab) te • Est NEEinEted) bmw. conwityielOs and ram. 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