EFTA01275237

;It UBS UBS Financial Services inc. 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 December 2015 Men:0430751071215 X12 Y1 0 GHISI AINF MAXWFI I Account name: GHISLANE MAXWELL Friendly account name: Account number. Your financial Advisor- SCOTT STACK MAN1LYLE CASIBEL Phone: 212-821-70001800-308-3140 Questions about your statement? As a service to you, your portforrivalue of Call your Financial Advisor or the Value of your account 51,311,717 81 includes accnred interest RMA ReSourCeUne at 800-RMA-1000, on November 30 (5) on December 31(5) account 029323574 YOur assets 1,351,897.60 1,311,717.81 Visitour websIte: Your liabilities 0.00 aoo www.ub5comainancialservices Value of your account 11,351,897.60 $1,311,717.81 Accrued interest in va'ue above 53,080 52 15,17888 Sources of your account growth Tracking the value of your account during 2015 Value of your account S mcUanes at year end 2014 51,584,344.34 Net deposits and 'SPA 3 1 '.St withdrawals 4303,350.40 311 7 • Your oveStinent return DM:lendand interest income $71278.97 Change in value of accrued interest 41,76501 Gunge in market value -138.790.09 DK 2014 Nov 2015 Dec 2015 Value of your =pant on Dec 31., 2015 31,311,717AI SDNY GM 00022480 Member SIPC EelPI00040313075107 Ne70003118760CCO5 12150305750N Y1235745501100% Page I of 12 CONFIDENTIAL EFTA_00I33I00 EFTA01275237 SUBS UBS Strategic Advisor December 2015 Account name: Friendly account na Account number: r. SI Your n vandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Your account balance sheet The value of your account inducts assets held s 185 and cenan assets held WM/ Iron 085 See page I for fnCuelriOnnatiOn. Summary of your assets Value on Percentage of December 31 (t) your account Cash and money balances may Include A Cash and money balances S41.48 0 04% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch A deposit account balances and money market C Equities 427,085.10 3256% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 884,091.23 67 40% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% 0.00 0.00% Total assets $1,311,717.81 100.001E Value of your account $1,311,717.81 Eye on the markets Percentage change Index December 2015 Year to date S&P 500 -1.58% 1.38% Russell 3000 -2.05% 0.48% MSC I - Europe, Australia & Far East -1.33% -0.39% Barclays Capital U.S. Aggregate Bond Index -0.32% 0.55% Interest rates on December 31, 2015 3-month Treasury bills: 0.17% One-month LIBOR: 0.43% ENP700:54025075108 HP2C(10311€12600206 1215 030525C04 VI23574SW litimy_Gm_000224me 2 of 12 CONFIDENTIAL EFTA_00B3101 EFTA01275238 UBS Strategic Advisor Account name: Your risandal Advisor: *UBS December 2015 friendly account name Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Change in the value of your account Summary of gains and losses Vaues reported telow exclude products for which gam and losses are not classified December 20'5 (Si rear to date (I) Realized gains and losses Unrealized Opening account value $1,351,897.60 $1,584,344.34 December 2015 (•S) Year to date (1) gains and Losses (I) Deposits, including investments transferred in 0.00 3,998.72 Short term 0.00 14.17 660.98 Withdrawals and fees, Long tens -12,229.74 -12,229.74 68,766.60 including investments transferred Total -$12,229.74 $69,427.58 -$12,215.57 cut -24,799.11 -307,349.12 Dividend and interest income 541.48 71,278.97 Change in value of accrued Cash activity summary interest 2,098.36 -1,765.01 See Account activity the monthtot dela Is. Mantes In your Sweep Options are includedin the opening and closing bdances yaue. FDIC insurance scones only to deposits at UBS Bank USA, rot to deposits at LOS AG, Change in market value -18,020.52 -38,790.09 Dank,d french or bank deposits pacedtwos* the LIES Intern/lona Deposit Account prcgram. SiPC protection applies to money market sweep fund holdings but not bank deposits Steimportant information Closing account value $1,311,717.81 $1,311,717.81 about your statement on the last too pages of this document for decals December 2015 (S) rear to date (S) Dividend and interest income earned Opening balances $5,167.87 $464.36 Add bolts For purposes of Inis statement, taiatilly of interest and dnidend income has been determined from a uS lam reporting cerennne Based upon the residence of the account holder, ac count type. or product type. Deposits and other funds credited 000 3,998.72 Some interest ands clvidend payments ma) not be subject to United States (US) NOV Puerto Rico (PR) income fates. The dent monthy statement is not intended to be used and cannot be rated upon for tat Dividend and interest income 541.48 71,278.97 purposes. Chen% should refer to the axlicrlde tar reporting forms They recent Ircen U8S annualy, such as the Forms 1099 and the Fars 4130, for lax repotting infoimatuto It Is the practice of 1.185 to file the Proceeds from investment transactions 19,631 24 232,148.55 tookaste tar reporting forms with the US Internal Revenue Service and PR Treasury Departrrent and in such forms accurately dasJfy dwdend ardor interest as tar exempt or tact* imam. Please comult your Total additions $20,172.72 $307A26.24 irdvdual tar prepare/ Subtractions December 2015 (1) Year to date IS) Professional management fees and Taxable dividends 541 48 8,528 72 related services 000 -7,654.88 Taxable interest 0 00 49,522 55 Other funds debited -2h,79€ I1 -299,694.24 Total subtractions -$24,799.11 -$307,349.12 Tax-e>empt interest 0 00 10,000 00 Miscellaneous 0.00 3,227 70 Net cash flow -$4,626.39 $77.12 Total current year $541.48 $71,278.97 Closing balances $541.48 S541.48 Total dividend & interest $541.48 $71,278.97 SDNY GM 00022482 re1870004C0807SID9 riP7C0)31187600305 1715030575031 Y123574550 110003 Pegs 3 of 12 CONFIDENTIAL EFTA_00133102 EFTA01275239 *UBS UBS Strategic Advisor December 2015 Account name: friendly account name LL Your Fi nancial Advisor SCOTT STACK MANLYLE CASRIEL Account number 212-821.7O0O/8OO-3O8-3140 UBS Bank USA Deposit Account APY Interest Period Nov 6 - Dec 6 Opening UBS Bank USA Deposit balance Nov 6 12,383.89 Closing UBS Bank USA Deposit balance Dec 6 $0.00 Number of days in interest period 31 Average daily balance 13,18253 Interest earned 10.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - moderate investment eligibility consderaum None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. EnflOCO4CO8O75I 1O NP7O0O3I 1876OO:O6 121S O3O575CO4 YI 2357455O 1106MyGpvL00022§gle 4 of t2 CONFIDENTIAL EFTA 00133103 EFTA01275240 6VBS GHISLAINE MAXWELL UBS Strategic Advisor Account name: Friendly account ntedle Your Pi nodal Advisor: SCOTT STACKMANLYLE CASRIEL December 2015 Account number. 212-821-70001800-308-3140 Your assets Sank ones, tricorn! and current values shorn may teepprOxiinale. AS a Intl. gdlns diCHOSSeSMey riol be ecofialely refkcled. Set attpomon intomnabon Maur your statement a the end of this document for more infornalon. Cash Cash and money balances Cash and money balances may include avalable cash balaxes, UBS Bant USA deposit account balances, UBS AG Stanford Branch deport account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by tne vAl to n yak able limits, but are not protected by SIPC USS AG Stanford Stanchdeposit SCOunt Prances an not insured by FDIC and se not protected by SIPC Money market sweep balances are protected by SEC but are not insured by the FDIC. See the Important information about your statement at the endof this document for detain about those Mantes. Doering bdance Cloung tulence ince per share Average Deaden:I Interest 0411 vi Hddng on Dec I (I) on Dec 31 (1) on Dec 21 ft) rate period period Cy anounl (S) L135 BANK USA CEP ACCT 5.167 87 541 48 250.000 00 Equities Common stock Purchase pixel Trade laorber Average price Price per share Velue on unrealized Hddng Hddng date of shares per snare (S) Cost basis (S) on Dec 31 (S) Dec 31 (1) oath or loss (1) period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 119% May 17, 11 303.003 11 .860 3,593 84 16.830 5,09949 1,505.65 LT Jun21, II 313.000 10.670 3,33986 16.830 5267.79 1,927.93 LT Aug 2, 1 1 328.000 9.802 3215 15 16.830 5,520.24 2305.09 LT Security total 944.000 10 751 10,148 85 15,887 52 5,738.67 OTIGROUP INC Symbol: C Exchange NYSE EAI: 172 Current yield: 0.39% May 17, 11 115 000 AI 249 4,743 71 51.750 5,951 25 1.207 54 LT lun 21, 11 121.000 38 285 4,632 57 51.750 6261 75 1,629.18 LT Aug 2, 1 1 122.000 38 297 4,672 24 51.750 6,313 50 1,641.26 LT Sectrity total 353 000 39 242 14,048 52 18,526 50 4,477.98 continued next page SDNY GM 00022484 reae7000400807Si I1 HP7030311876 00006 1215 0305750)1 Y123574550 110000 Page S of 12 CONFIDENTIAL EFTA_00133104 EFTA01275241 Account name: GHISLA1NE MAXWELL 4It UBS UBS Strategic Advisor December 2015 Friendly account name Account nuntber. Your 15nandd Advisor: SCOTT STACK MANLYLE CASFUEL 212 -821.70001800-308.3140 Your assets Equities r Common stock (continued) Purchase price back Number average price Price per share Value on unformed Hddng Hddng date of shares per share (5) Cora basis (5) on Dec 31 (51 De< 31 (y) gain or loss (I) Pined GENERAL MOTORS CO Symbol: GM Exchange: NYSE EAI: 31,977 Current yield 4 23% Nov 18, 10 1373003 36 416 50,030 00 34.010 46,695 73 .3,304.27 LT PR PARTNERS INC A Symbol PiT Exchange NYSE Oct 1,15 27.003 3809 102.85 28.290 763.83 660.98 ST SCHLUMBERGER LTD NETHERLANDS ANTILLES Symbol. SLR Exchange. NYSE EAI: 3226 Current mkt 2.87% May 17, 11 37.000 13I 270 3,007.00 69.750 2,580.75 -426.25 LT Jun 21, 11 40.000 82 436 3,297 45 69.750 2,790 00 -507.45 LT Aug 2, II 36.000 89 433 3219 59 69.750 2,511.00 -708.59 LT Security total 113.000 84 284 9,524.04 7,881.75 -1,642.29 Total 383.62426 189.75533 15.931.07 Total estimated annual income: 32,464 dosed end funds & Exchange traded products lotal reinvested is the tota d a renvested chxtencts n does not Fricludt any cash docends. n Is not a tat Untealeed ((åe) gem or toss is the Olference between the current vdue and t he cost bass and would lot for the purposes of determining Nildng periods or cost basis. The shares you receive each hma you generary be your tamable gan or loss II the security was sold as this date. The unteakzed (tad gen or loss reinvest dwdends became a separate tax lot may need fa be "dusted for return of capild perimeMs In older to 'mine the 'edited galn or IOSS la tax est bald is the total purchase cost of the security, inducing tonvestedcludencts Ire cost basis trey need reporting purposes. to be °titled (or return d (*aid payments in order to determine the adusted cost can la tar reporting IrwestmeM return Is the current value minus the «noun( you 'mead: It does not include shares that are not purposes. reflectedon your statement includng shares Chat have been *Ailed as either a gin or a loss It also dars not include cash dudends mal were nol *Invested "Knelt! WKS NUMbet Averdgt price Client Cost Price per snare value on unrealized (tad 'incliner* Hddng Hddng of shares per Shale (Y) investment (5) basis (4) on Dec 31 (3) Dec 31 IS) gain or loss (5) return (5) Puled SPCA S&P 500 ETF TR Symbol. SPY Trade date: Jul 12, 13 1,495.000 167.496 250,407.85 250,407.85 203.870 304,785.65 54,377.80 54,377.80 LT EAP 36,288 Current yield 2.06% EAP70C04008075112 HP70003118760CC061215 030575034 Y123574593 I10"yGit 000224ese 6 of 12 CONFIDENTIAL EFTA_00133105 EFTA01275242 Account name: GHI5LAINE MAXWELL UBS Strategic Advisor Your if 'sandal Advisor: *UBS December 2015 Friendly account name: Account number. SCOTT STACKMAMLYLE CASNEL 2124321-7000/800-308-3140 Your assets . Equities (COntinued) Other equity investments Cost basis and gans and losses haw not been adjusted autonsiically for return of capital payments. ResIncled sec urIty eel ties ace estimaled Ice Informational purposes See wporr4nr informovon about your statement at the end c( this document for additional information Purchase peke Trade lawber Average glee Cost Price per share Value on unrealized Hdckng wiring die of shares per share (S) best CP on Dec 31 (St Dec 31(1) gan or losS (IS Pened BLACKSTONE GROUP LP1THE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange' NYSE EAT $3,228 Current yield. 9.92% Sep IS, la 1,113.000 32 319 35,972.05 29.240 32,544.12 .3,427.93 LT Fixed income Corporate bonds and notes P (maned from independent quotation bureaus that use ccerpteened va Wheel formulas to ascrnscally actustedfor arnornetion of bond prerreum using the coastal yieldmetNW If you have talc .are current values Actual market eaves may vay and thus gaindlosses may not be accurately made a tax election to deduct the vernuni ancrlization on taMple debt secunties, you may request UBS reflected COSI basis has been &lusted for OCC ieted °Nina] issue dscount (DID). COSI basis has been alust cat basis fa the tondpremum roan/ration. Trade Iota fae yaw Purth&e Agusted Nice on Valle on unreaired edam; sicking dae a mat any (1) vete (S) cat bass (5) Dec 31 ($) Dec 31 (1) gan co loss (I) per GEM, NEC CPTL CCeP AO) RATE MATURES0911/16 CU90 3696262/5 Moody. Al SSP: AA. EAI: $139 Current yield 0.56% Dec 11, 09 50,000.000 90.789 45,394.50 1 100.000 so,c0000 4605.50 LT BANK OF AMER iNTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST $690.00 CUSH) 06050WOW2 Moody Baal S&P- NEN EAI: 15,400 arnant yield' 3.55% Nov 01, 10 150,000000 ICOOCO 150,000.00 101,446 152,169.00 2,16900 LT continued next page SDNY GM 00022486 ENP70004C08076113 riP7C003I 1876 00036 1215 030575031 Y123574550 110000 Page 7 of 12 CONFIDENTIAL EF1'A_00133106 EFTA01275243 SUBS U BS Strategic Advisor December 2015 Account name: Friendly account name Account number: Your K asocial Advisor: SCOTT STACK MAI/LYLE CASRIEL 212.821.7000/800-308.3140 Your assets Fixed income corporate bonds and notes (continued) trade rani •xt vaue PufCrio,: holusted Fife on vaueon (Inreelized Hddog HclOng date roahoily (I) pace (s) eon bass (5) Ot( 31 ($) DeC 31 (5) gen or loss (S) period JP MORGAN CHASE & CO NTS 8/E RATE 07.900% MATURES 04/29149 ACCRUED INTEREST 31,97500 CUSS' 46625HHAl Moody Baa3 S&P' BBB. EAI: 111,850 Current yield: 7.76% Original cost basis 3157,909 17 Dec 22, 09 150,000.000 105 100 157,650.09' 101.800 152,700 00 .4,95009 LT Total $350.000.000 $353,04459 $354,869.00 $1,824A1 Total accrued interest $2,665.00 Total estimated annual income: $17,389 ' Irk s'es cost basis intoonaton provided bor ycu of xicf her Mini ba-ty. UR'S ES has not verified Isis informateon and does not guarantee ns accuracy Municipal securities Pikes are obtained from independent quotation bureaus that use computerized vitiation formulas to dscoum for securities issued at a dr.ccunt When original cost tarn is desolated, anorbtation ha been calculate current values Actual market vaues may vary aid thus gar/glosses may not be accurately done uung ire constant geld met hod cauterise amonizarion has been done using the straight line (Owed Cost basis has been °off:010(81y aclusted for maxim, amonizaiien of bOnd Prerrium on method coupon tax-erempt municoa sec unties using the constant yell method and for accreted 'sigma issue trade Taal face value Punhat Aciuded Price on value on unrealzed Holing Hddng date a maturity (I) pnce(S) cat basis (El Dec 31 (5) Oec 31 (5) gen or loss CO period MICHIGAN MUN 8D AVTH RV PREF BEM PRE•REFUNDED RATE 05.000% MATURES 10(0 I/ 26 PREREFUNDED 10101/16 9 100.00 ACCRUED INTEREST 3562.50 CUSP 59455T3R1 Moody Not rated S&P: Not rated EAI: 32,250 Current yield: 4.84% Orignal cost basis 346.406.60 Nov 22, 11 45,000.000 101.900 45,855.38 103.406 46,532.70 677.32 LT continued next page rda70034C08075114 HP700031187600:05 1215030575004 Y123574550 t 10M,reGrit 00022fee it of 12 CONFIDENTIAL EFTA_00133107 EFTA01275244 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Handal Advisor: *UBS December 2015 Friendly account name Account number. SCOTT STACK MANLYLE CASRIEL 212-821-7000800-308-3140 Your assets Fixed income . Municipal securities (continued) Traie total face we ue Funnece Aclusle0 Nice on v4ueon Unreaed Hddng Melting date a maturity (I) rafIce(S) ant bast (I) Dec 31 (0 Dec 31 (3) grin or loss (1) POW DROWSE TX INDPT SCH D PREF BEM/ PRE-REFUNDED RATE 05.000% MATURES 02/1929 PRERERJNDED 0211917 0 100.00 ACCRUED INTEREST 31,70000 CUSP 000874U5 Moody. Aaa SW: Not rated EAI: 34,500 Current yield: 4.77% Original cost basis. 393,704.74 Nov 14,11 90,000.000 102.591 92,332.13 104.818 94,33620 2,004.07 LT MICHIGAN MUN BD AUDI RV EON RATE 05.000% MATURES 1001126 CALLABLE 10/01/16 0 10160 ACCRUED INTEREST 162.50 CUSP 594557485 Moody Aaa SW: AAA EAI: 4250 Current yield 4.84% Original cost basis. 35,034.35 Nov22, 11 5,000.000 100.430 5,021.52 103.383 5,169.15 147.63 LT BIRDVILLE TX INDPT SCH D BEI& RATE 05.000% MATURES 031929 CALLABLE 02/15/17 0100.00 ACCRUED INTEREST 3188.88 CU9B090874W6 Moody Aaa SW: AAA EAI: 4500 Current yield 4.78% Original cost basis. 310,056.85 Nov 14, 11 10,000.000 100.331 10,033.13 104.593 10,45930 426.17 LT Total 8150.000000 $153242.16 $156.497-35 83255.19 Total accrued interest $2.513.88 Total estimated annual income: $7.500 SONY GM 00022488 ENPT00040360751151,107000.3111316 003061215 030575001 Y123574550 110003 Page 9 of 12 CONFIDENTIAL EF1'A_00133108 EFTA01275245 *UBS UBS Strategic Advisor Account name: Friendly account name: Your financial Advisor: SCOTT STACK MAIILYLE CASRIEL December 201S Account number: 212.821.70001800.308.3140 Your assets Fixed income (continued) Preferred securities Tod* hunter Purchase Not Price pet shore Value on unrealized lidding 14:1cing PSI Of shares per ',II (1) rst twos (S) on Dec 31 (1) Dec 31(1) gain or Ion (1) P•140111 OTIGROUP CAPITAL XII EXCIFLT TRUST PFD 7.875% DUE 10'30/2040 Symbol: C.PRN 6change: NYSE EAI: 419,690 Current yield: 7.58% Oct 4, 10 10,000.000 26 130 261,300.00 25.990 259,900.00 •1,400.00 LT COUNTRYWIDE CAP V 7.000% CUE IVOI/36 CALLABLE Symbol. CFC PRB Exchange: NYSE EAI: $7,350 Current yield. 6.83% Oct 26, 10 4,200.000 23.518 98,778.96 25.630 107,646.00 8,867 04 LT Total $360,078.96 $367,546.00 $7,467.04 Total estimated annual income: 527,040 Your total assets Percentage ot Cost Stanated Untealzed yaw. on Dec 31 (S) your mown' basis (5) annual infant (S) roan or loss (5) Cash Cash and money balances 541.48 0.04% 541.48 Equities Common stock 89,755.33 83,824.26 2.464.00 5.931.07 Closed end funds & Exchange traded products 304,785.65 250,407.85 6,288.00 54,377.80 Other equity investment 32,544.12 35,972.05 3,22800 -3,427.93 Total *guides 427,085.10 32.56% 370,204.16 11,980.00 56.880.94 lived income Corporate bonds and notes 354,869.00 353,044.59 17,389.00 1,824.41 Municipal securities 156,497.35 153,242.16 7,500.00 3,255.19 Preferred securities 367,54600 360,078.96 27,040.00 7,467.04 Total accrued interest 5,178.88 Total fixed income 884,091.23 67.40% 866,365.71 51,929.00 12,546.64 Total $1,311,717.81 100.00% $1,237,111.35 $63,909.00 $69,427.58 ENP70C04038075I IS NP70C03118760M061215 03057%01 YI23574550 110StilfeGm00021,1141, 10 of 12 CONFIDENTIAL EFTA_00 I 33109 EFTA01275246 SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pinandal Advisor: Friendly account name SCOTT STACKMANLYLE CASRIEL December 2015 Account number. - 212-821-70001800-308-3140 Account activity this month Date Mihaly Description Arnotet (S) Dividend and interest income Taxable dividends Dec 24 Cividend BANK OF AMER CORP PAID ON 944 47.20 Dec 29 Dvidend GENERAL MOTORS CO PAID ON 1373 494.28 Total taxable dividends $541.48 Total dividend and interest indsne $541.48 Dde Adiety Desc6pbon Arnment (5) Other funds debited Dec 1 Transfer JOURNAL TO VI 23575 GISSIANE MAXWELL -5,167.87 Dec 24 Transfer JOURNAL TO VI 23575 GHSLAINE MAXWELL -19.631.24 Total other funds debited -$24,799.11 Investment transactions F • ‘,. to price/wan ;Flown tar restricted securities, see Overton: information eØ sot a,5:eit,er:• ar ire end of this dl cunent Proceeds Iran Funds investment withdrawn for Accrued Dolt Actiliy Desdiption Quantity yaw (S) Price (5) reanrocuons (s) intinUnents Ocuppt (0 interest (1) Dec 24 Sold SPOR GOLD TRUST •190.000 103.324200 19431.24 Total $19431.24 Cult Activity Cies0Vlicci Amount (S) Money balance activities Nov 30 Balance forward 35.16747 Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/01/15 -5.167.87 Dec 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 47.20 Cec 30 Deposit UBS BANK USA DEPOSIT ACCOUNT 494.28 Dec 31 Closing URS Rank USA Deposit Acosunt $541.48 The UBS Bent LISA Depost Accour< is your primary sweep cplion SDNY GM 00022490 ENP70004C08075117 W703031187600:05 1715 0305750811 Y173874550 110000 Page 11 of 12 CONFIDENTIAL EFTA_00133110 EFTA01275247 SUBS U BS Strategic Advisor December 2015 Account name: Friendly account name Account number: GHISLAINE MAXWELL Your Knoncial Advisor: SCOTT STACK MANY LYLE CASRIEL 212.821.7000'800'308.3140 Realized gains and losses Tne estimated realized gam and losses stows below ale not fa tar purposes. Flease rate that gain ce loss informaron We may not ad ust Bans and losses fa al camelchives. We autcmalicaty adjust cost basis for recognized on the sae Of recentotion of cenain Structured Prioducts, Ike Contingent DM Securities. (OY De taKieeerhot and AMT coupon muniCePa sec unlit, 101(-Shrgalle0 anctizatron 010M0 prep um and tot Matte0O10 granary, and not <vita, gain or loss. Please Cheek with your tax achnor To calcJele dans ano losses. live fa securities issued at a dgcunt If y0u *quested trvit UtEsSalud cost basis lot the 00r4 premium arontaa0n on liquidate the ddest security lot first. This is knann as the first4A lint out or FIFO accounting method We use taiatle debt sec unties then (Oft bakd reflected for these securities has beenadjusted Estimates in the this method unless you specified whir h la< la to close when you piecedyour order. This is known as a venal section can net be classified as short tensor long term bee ate information is 'Muni; or the product is one in which purchases or V5P order Set Important information about your statement a the end of this document for mote the gal nnoss calculation is not provided Long-term capital gains and losses Waft Sale Quantity or Purchase Sale Sae Cost Cod basis Security descrtation Method fat value date date amount (S) basis (51 adjuslment(S) las (S) Gan (5) 9DR GOLD TRUST FIFO 150000 Sep 11,12 De:21,15 19,63 I 24 31,860.93 -12,229 74 Summary of approved payees and recurring payments eased Ca your instructions, the rollohing payees and recurring payments are considered •approved The payees and recurting payments sealed tubs do not include XV Payments E*ctronic funds Transfers and weer Ale renut (7)you may authorize ad010'Onal transfers to thesePast veleudY and (2)M, are no fettles Other trentltn between ['Counts 41085 :fry) have ockiikmal payees ainf/Or reCtitrifig irnfluCtOnt longer rerevirg ndrektual contents:eons Aor payments to these payees. on nte you wit rerun, separate conlirmatsons from your finance; 'kismet To update Of canter My Of theft dtsfructions. prone confect yew fonafiCiaAOSYSOf Cnbursement Last used Payee description Amount (S) method TyperEvent Frequency Start date End dale dale Y123575 varied Transfer Payee on file Upon request Ma Na Dec 24, IS Ee1P70004008D7SI IS MR7000311876 005051215 03057%04 vt 23574593 t etqw_Gpk geogiert 12 of 12 End of statement for account number Y I 22574 55 CONFIDENTIAL EFTA_001331 I I EFTA01275248 Important information about your statement LBS Firuncial Services tc. the F im or UBS Financial - r na-nr rd rr np-rhn t APri, daim for cask). The SIPC asset prates-6:n limits apply to account Mkt, you choose One o6 the following Sonakes), is a merrter of all orincthal entity, cannnity — Mute the error or tie trawler you re snore all accouns that youhold in a panicLtr sagacity. nesment °Nestles' and splits exchaves. LA36 Financial Semites and LEG $0.1l, and explah as dealt as you cal shy you The Fem, together with certain aNhates, has also • Prague amentincome. l,.earer as seekng the Bank USA we rdrect %badmen of LBS AG and belies t is an error a why you need more purchased osophrrental protection. The megrim generation d income cribs affiliates of LBS Secvitin U.C. The Fim's Handal narration amount payable to al eIgiale clones, colecleek Le-der • Achim Opt*, Approciatan: Insertments seeking statement is available upon %gag. The Fin's maculae — amide the dollar arnan of the suspected emu. this praecicn is 1500 millon as of Decanter 10, 2013. power of prncpalrather that the generation of off ces ye a: e. The Firm a. Cad Issuer MI engage% sour cam:girt Stoma to the policy corditons ad Imitations, cash a • Produce Combination of arcane ad th e CBS Simnel Since, Iv. and MI correct any error tromp*. I we take nog tan the Firm is further protected fa Lp to SI 9 million n the of seektg both the gerwatcn 1200 Harbor Boulevard 10 banns claw to do thin we mil credi your ascots* exregate for alma amounts heed is a particular of ncome and Taisho' pritpil. Weehawken, NJ 07086 For the angst you Theis a herr.% so tat you will hat capacity. Alai °spy of he poke/ wading is available tie use of the money dreg the tine h takes us to upon request. silk profiles Oen' This statement represents the colt official record of you complete Our Mestgation. 1.85 Financial Services account. Other march, rapt The SIPC protect in and the supplemental potation • Conservative Seas to matitain nhit prirc.pai, with official tar docuTunts. containing cordlidtg data should Pleasemake all ducks payable to the hen or to both do not apply to* bar risk and volatility to the accost swat even rot be relied ran t youbathe there is an ems or tut means the accost does not generate 59111cant Ii. vial Mantuan rdcated on the front of this • Certen financial assets controlled by (and nicked n norm a nears and may rot keep pace with emission pease mood h immediately n siting to the statement hadditonto regales- accost fees, anoints your account value) bee held away fcorn CBS Fine-cal Branch Manager of the office Naha you account. my be subject to magentas lees, champs for late Services (e.g., certain 0) rah at LBS Bat (il cab at halation. paummt for want purchases and charges kr unpaid LBS AG Stamford brands (id i -surarce maga • Moderate Willing to accept sane rids to pincPal and Athaiti al figures shows are ntended to be accurate. wants ti Cash accou-its. Accounts that at marderred including variable annuities. and Stares of rrub.al tolerate some votatairty to seek hgher returns. statement data should not be used fa to purposes Rely to other institutions May be subject to a trawler tee finds where such shares are registered drecdy n the • Aggressne: Wang to accept high rile to prnopal and sae& on yethend lax (i.e., Form 1099, SRA nave of the account holler on the books and records high volatility to seek high returns over tin% 10425, etc.) whinpreptregyour tax return. The Pim is UBS Sweep Options of the applicable beam a triter agent). required by low to report to the IRS all taxabk dhiclena, UBS offers optiom for sweeping cash balances, balances • Certain nvinnent contracts or immanent interests Statement Thouseholdthe report** rcntaicable eltridends and taxable nieren to bank deposits at UBS Brk USA and U35 AG %mean pig., limited peter:Mx and private placements) tat We may consolidate al related account statements with earned en secteties Mid nyas wean,nit procee:b trench (Bank Sweep Programs), money market mutual ere rot registered under the Securities Act of 1933; the sane elites n the sent eavetce. Accost may an sale transactors, and cog tam co certain covered Ards (Money Re-4) rd the intenut gnat Depose ad be related la this purpose Mame they have owner teaseits. Ocean (0.4)1a customers with an international • Commodities contacts (e.g, foreign ',charge and who also maintain Olt accord relationships with other Reran. Management Account. Through the Bank prec Pusmetal antrettg includtg futures antracts client at the sine address. This practice 6 Than as Corramications with the Fine Sweep Program cash balances T. swept to 1185 8a-k arc commodity option COntraCIS. *1-aseholdrg. t you prefer to receive individual • Please re-confirm ant oral cormetcabores inert-9 USA up to an est.:tested knit ad then to UBS AG statements mated n separate aftVelOpeS — you may to further protect your rips, nixing yat mpg' Stanford Branch a a Money Fund. Deposits at U85 The SIPC potectco and the suppkmental polestar, do decline Museholding by calIngyour Financial Adriscir. viler the Sautes Investor Protection An (SPA) Bank USA are FDIC enured in accordance with FDIC not apply to these asset, <SI 4 they °hirers< appear • II the finax ial nteution cn the tip lets of the front nix. For mare ilcrinatith peas kit wrmidic got. on you gaternents. TM SEC protedion ad the Friendly accoemt name of this statement is not UBS Fa-rancid Services, LSS Deposes at UBS AG StanfordBrach aid shores of gr/Olgriental protection do not protect agent changes The Therdy accoug name reflects 1-definition that you Financial Senses canes you account as clearng Morey Finds at rot ire red by then:AC. in the market vale of you investments (whether as a entered en the firm's rankle senates webste. It it a broker by ana-gerrent well the nokated ingauton result of market mosernent, issuer batruptcycr catorniuble 'nicIrserre • chosen by you to as% 1,0J We Wormed you of this relatorchP when you Through the Ok 'mein toad. baleen are mete to otherwise) witi your recordkeeping it hat no legal effect an your opened this attars. h thie case, your fads and depose accounts a UBS AG New York Benched LBS account. You can change yar Riendhccotnt Want, segrities are located a UBS financial Services and rot AGCasrun Bravh These deposits are not Raved by More idormution is avenge term regast You may thmeth Once Services a by contactrg yov Fina-cial tie ironadxtg broker, ad younut mace a %pan the FOC. Balances held at the LES AG Cayman &arch obtati more information about SPC, a-slide* the 51K Adieux. of ay ems or mission to both firms. are tempo's* avow' to the sovereign rile of the Brochure, by contacting 51fC at /02-37141300a by Cumin Man& and there is no %warts, a other Accost overview Listing the SIX website awww.aptoug All accarit statements shall be deemed cemobte ad *ligation of LBS AG to repay the balances while clothe • ease othoo• accounbbornbes. Net of assets and accurate t not objected ton wring within 60 days. • Cayman's Brach's books. Dividend Renvertment Program (DRIP) The price reflected is an average lark, You may obtan • Asset. Inclas avail* cash balances, vases lot • Please diect customer complaints or tepees to The Deports at LBS Bat USA and eachUBS AG Branch are the actual age from yos Financial Athnsor. Orey whole restricted storey leg 1, and Global tine Deposits, RM.Clint Relations Depavnent a 201.352.1699 not protected by SIPC. Money Fund than are protected nuts re purchased vder DRIP; partial three will Le La-roared marks to market, and caftan assets not hell or toll-free at 8C0.354-9103, 8:00 A.M. to 6:00 P.M by SIPC See #U35 Financial Services Acorn Thatcher.- wed ad the each call be deposited h your *aunt TM by the aim. rot include unpriced %strike; assets FT Monday through Friday, a in writtg to UBS bens.. dvideed reiwestment pricesuppled byte issuer may at the end of the pior and curtnt statement periods, or Financial Senses ti., Client Relations Dein-nerd, Offer from the market price at which the partial lures prvale irveanwas, awned stock options and P.O. Box 766 Union City, NJ 07087. Upon 'Ur repast, balances in to Bank Sweep at sold 'womb* stock options • h caw of errors or pentium about an electronic Rogers or CA may be withdrann and share, of a • Lierubtos Includes debt bilirces, oohlarding magn kids transfer WMlot psyment sr UBS Wedge Money Fund may be liquidated, ad the premeds Cadenlieu tort, credit We, ern accuse bale-ices. card transactions, call 980-762-1000, awrte to UBS returned to you a your season acogn. 018 whole urns may be heal in yov *cove if you at • CashAeoney balances. Total of uninvested available Financial Semis., Is., 1000 Hatallsd, 6th floor, egged to a palial snit as a result of a cbriderd awoken cash balances, plus UBS Bark USA deposit balcrces,UBS Weehawken NI 07086, Mrs RIA4035A Seams. Firkin domution about available sweep options, et otherwise, the Firm call other sell palial Was at AG Stamford Stanch depose balances and money market ineksing arrant tang rates and Welck„ k available at matt ;fie a accept an annunt determined lag a Mutual hold sweep hi:Incas, at the claw of the epoottbswoloweeprel*, horn your Francial Advisor regateed closing agency, aid credit year weo.re statement period. Nornetrenosity Vet credit balances in Cal a onte as soon a; yar cat if mu Mils you- statement or receipt 4 swag or if youneed more or by %ling 800-762-1000. your accost at rot segregated from other balances tecemation axest a transfer on the %gement or Investment objectives a-4 to Fin. may use any of these funds in the ordinary reaps The Firm or Card bear (as applablB must UPS %natal Service' amount protection The nvestmere °locums ad nsk profile ao speck to course of its Maine's. these funds are payable upon hear from you no Ina tan 60 days after tie inn The Fern a a member of **Steve*, Investor Protection each account and may say Canton Please edge% the your demard. This total is included in tie current period sent you tie fig statement en neigh the arts or Corporatim 151K), which protects beanies a-co.ras Firm prompt& in min; of any eignilkart change in pa closi-g value. problem xpeaut its members up to S500,000 (ncludng 42t0,000 for financial situacn or miasma objectives. For each SDNY_GM_00022492 CONFIDENTIAL EFTA_001331 12 EFTA01275249 important information about your statement (contorted) tinued) Lending information pu wouldamok, recent n the ntarket Feces ah — 'Dstrragions to date' may nckde retumol - h ackltion to commesMs received in comedian Fce Maned informal:xi on the Fin's lending practices obtained fran various tied patty maces Mich me capital Some a' both. wth the sale or astrbiAion of anhay contracts and «ramises. refer to yaw Cent Relate:ship bekve to be reliable, but ate do not guarantee thee — 'pgnalv.t six.' represents the Mot off errh andurn investment trust units loots clients, we Agreement or A«cme Aweenieni and the General accuracy. price per me and may rot reflect your cost bass anace or, affiliate receive rewnut theng Terns rd Coedit ons UBS Stalemen of CreedIrankes — We ten«At vie the dosing price when wad* or compernation from merry of the Murano mailable in Agnomens an<1Dimbones al the men of the bid ad at prices fee lined • Restricted amities Restristed Starint,recall( companies urderwreith the ern* contracts. want atm rmiterrv irtirekseems securities ad %Marts or oney bid prices la OTC ere not ores& Nigible for public sale. 1.85 Financial all bates of she insurance «thanes or sponsors of SeCtaite. SHVICCS uses the mrket price of the unrestricted stock the ins immanent etmts we casaba Yew ants — Less active& traded murk in maybe priced using a of If,. same issuer as an routed value for the — cur aft aisles alsoreceive trading cormissions and You statement Reties securities and other assets held valuation model or the most recent pie we restricted clock For purposes of the statement ony. To other commuter:from renal Ards and in the smolt at the end oil the statement pried. You ebta•-•id and may not reflect an actual market peke the esters that rooted securities' are NOM to a insurance companies whose products we &Rau* may ask for deanery of luny paid securties at art! tine. a wale. the wake received may be stbstantielk less than the — We receive an anvil fee kom LOS Bat USA and You mayrecent securities used as loan collateral after - Certain petitions may appear wife.% a price and imps ed value sham CS AG Suerdold Branch or up to $25 per acorn paying any balance die on them. Arty statutes will show as 'price was not avelable• ft we re sweeping b the banks uncle. the UBS Bank Sweep In of.IUJ to the lien citing the statenvnt pored are unable so cbtain a priceI or a storey • a (ostirneted) income, cumine yields and sew. Swans Feudal rocket vale as of the end of the staemere - Deposits or societies desxminated in currencies An minuet% anal income it based on currant Pena& other thanU.S. daLrs are reflected at the &change dnidind and interest rates, moving the securities will Adivity • Cost bad% h determining the cost basis of the rate as of the statement date. be held fee one yea keen statement date a troll Sornotionregerdng «0111VISCelf and otter charges smiles included in this statement where indcated - For teen searities tracing it nonconformim maturity. Its estimate is any a guideline, accuracy Stoned n comedian wth the execution of trades. wth the nimble 'I,' LOS fnacial Services An relied denarninatern ;et ant SluartitY (Iace salts) may ad centinuml inccene a. not gurranteect incldng Men tramxions has been included on al Sarmatian cbuined from sources other thanUBS have been adiated to faciliale proper vabstian. — Este:wed arnuel income and caret yield for «intimations venous& furnished to you. and will be f /uncial Services. including nip:motionIran another To obtan current isolations, Moen amiable, coma certain byes of motile; could nctde a ratan of provided to you pretreat& on reepest. tint et that you may haveprovidedto you Fnancial matr FnancialAdisa. watch% or captal gans n vanish case the est. Advisor. The Nom does not indepenitabi a' wily a ammo (end cummt weld) would be overstated. SAM selling grantee the accur. a wide): of Somation • Private Maleness and structured products. — Eginated arrnul Scene and cum% yield and the f you at engaged in that selling a security, eaumay provided by lanes Ow than LES Fivixial Seethes Mate inestnwa morale*(ec Wing drect actual iectre and yield might be lower or higher incur a charge it. to ceninbaroreg cos% for that partichatian program and real estate iniestmern trust then the estmred amounts. palkW./ security. almigh LOS Financial knees generally securities) and strucued peodicts are generally hr:fily — An emanate of amialited income (divelend alder plates this isthmus:mat it is received., the Fin: Said Cron structured predicts have not been intent) deded by the curet rturtort Open orders ekes not amide at assume.. that the infonnaihn «grand with the Securities and Exchar.r vehelavrimp• balance is based on the host dividend Regarding open CR '9:od.tileancelled* ceder: that under "Cost basis` and linealced gara loss' is Commissim a seder any state securities laws We or Mere% Parrett made by the issuer and were not executedbythe %semen date. open kWand actuate as of the date of this statement. As such provide estimated vain for private investment assures the sear beedepouts will be hell for one sell slop orders are reduced by the aware of disalenzb please do not rely on this Somalian to make secuities and stamen:I products to informatanal yea from the statement date a until matunty. et righs on an exavidends cm thrights dr. unless prchese a sale decision, for ue mimosas« Folsom my. Accuracy is not guaranteed Accuracy and continued WAS are net guaranteed Strutted otherwise by yo.i. You we moon:able fa othenrise. Accounts Oasttoed to the firm may — These +akin maydiffer substantiaay from prices, if orders that are executed due to you lailure to cancel reflect gadloss eicernahra only for the period ct any, at *hitt a private Megrim:I secuity ix • Assets not held by UK financial Services. Certain s aga ? chin Orders. tine they are held a the Firm Mae historical %strayed product may be bastil or sold ad do assets are not held by the Pim and not we the ettermalen can be added by your Annie' Advent. not necessarily represent the yak* you may receive Fern's possessira or control. These assets are Privacy upon Ikuktition. deployed on mar statement for Sometiml To obtain a copy el as omen Clime Privacy Wake. • Unrealised gaiis/tmeos When data is available. - lhid partyname's of value aro as of a torten poposes only. Positions and vans presented are please contact your Financial Advisor a Sit or websert emanated uveafaed gaing bases are calculated for date and are applied to UBS Financial SMACK on a provided by the swig fns. UBS Fiancal Serves is at 3yeew obi tortithrivarenoliev eh/std.:al seosey lots. The transaction data for regale bass by an independent valuation tins. not resposble for to infornuton and does not rekintot lots mayor may not /Men carmen:an btu, general Partner a sponsor estimated values. guarantee its accuracy. These assets re nal protected UBS enancial 51/VOS is nal a bat The RMA, Business cemegn XXIV :acuity reorganitatim evens. if are aro :unshed to the Fen by the our, by Sitar. Finis nahlernental Slit coverage. Services Account BSA and IRMA are brokerage accounts Dildind and other reiweament lots and systematic gneral parries* or spans« and may be calculated which provide access to barking services and products archese kits are each cartned to display one based an dfferert at:maim fran that used by • Revenue clearing and additional compensation. though arrangements vain ael hated barks and other averaged lot. The Trade dale' solemn presents the third patios to dente thes Mead values. — In ad6ticn to CCOVVIiSSCaS on as and 12b1 fees thed-party banks, and provides access to entrance and aged trarnacton trade date. - You an ottin additianal ihormatenregarding received n ecenetton with the chWitistien of annuty prodacts issued by unathliated thedpany the methodology used to deteemine the estimate of trutuil find to our CIICI3 we ada err afore nuance companies through Surma agency • Callable I:maiden Bends and preload stock that value end re date of the Somalian that is the receive some sharing Pefineres from d.tributen subsidiaries ol UBS Financial Services Inc. the issuer cats fa eat regime:non sea be selected bassi« the minute by contacting your Financial arida advisors of the mutual funds that we sell. ethanol& by lot Iran among all Noses of that Advise These amounts are based on two dIfeent truelavanh nsurarxe. arhd annuny products: issue held in out fume or in nominee mane lee cur - Thid tarty *stewed vibes may be reflected as corepcnents 0 the amount of sales by LOS of a Not FDIC rend • No laink gutsrte.* May lose vets clients Call brave infamakin it obtained from third 'Not priced' in several that:ens: ashen an penult. MIAS find fen& to out clients. and 40 parties and n accuracy is not guaranteed. Cher call independent valuation Inn has not neaPhed a s the asset value of a particular mutual find lamiys RMA. Resource Management Accord. Business Services teams may est whch could affect yiekt carolete unable to assign a vabe, when we become aware shares hetd a the lien Account 85k BMA and international Resource eternal«) will be pr &tided then request that a material event has occurred that may call a — We and cis allhate ate atone nem:tieing and Management Accord are registered service marls of peeviusly waned rake ineci question, or Men a combs processing lees in cankleraten ter UBS Financial Saha* he • Certificates of deposit (ma). COt are 10K nutted yak* would be high& speculate* der to the mere transfer agent crevices that we provide tots up to $299.000 n ancPal and accrued interest per c4 the Notify. mutual turd: These fees generally are pad from Visa Signature is a room-Need service mrk of Visa depositor ad per depository'VitenCre inaccordance - When other an mute, general partner a sponsor investor assets in the mutual fund and are a fired Imerrotionel LOS Visa Sgriahre cm& cads and U3S wth FOIL rules. estimated value nee a thrd-party estimated value is doter mount based on the molter of accounts at Vila debt cards at axed by LOS Bank USA with laroveled the value of the seconty will be different the brokendealer holden; trawl finds ol that lund omission from vna USA sorporred, • lariadvalue Snort Maned for moriten and came from its owthase price finely predicts may be higher or lower than the price that UBS financial Services Inc Rev 201511 SDNY_GM_00022493 CONFIDENTIAL EF1'A_001331 B EFTA01275250 UBS 085 Financial Services Inc 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 January 2016 CN470056899250I16X1 Vi 0 GHISLAINE MAXWELL Account name: GHISLANE MAXWELL Friendly account name Account number Your Financial Advisor: SCOTT STACKMAN/LYLE CASRIEL Phone. 212.821.7000/800.308-3140 Questions a bout your statement? As a service toyou, your partfofrovalue of call yOur FirlanCig AdviSOf Or Ore Value of your account 11275,55079 includes accrued interest RMA ReSOurCeline at 800-RMA- WOO, on December 31 (1) on January 29 (1) account 029723574 Your assets 1,311,717.81 1,275,550.79 Malt our websIte: Your liabilities 0.00 0.00 vmw.ubstontlfinanCiakerviCeS Value of your account $1,311,717.81 $1275550.79 Accrued interest in value above $5,178.88 17,13680 Sources of your account growth Tracking the value of your account duriag 2016 Value of your account 5 113c 36aill5 at year end 2015 91,311,717.81 Net deposits and '.544 3 withdrawals -1599.71 1.3117 1,275.6 your MeStMellt return Dividend and interest income 41,867.77 Change in value of accrued interest 11,957.92 Change n market value .139423.07 Dec 2014 Dec 2016 /44 2016 Value of your account on ken 29,2016 S1,275.5%79 SONY GM 00022494 Member SIPC 0070909305659925 Nr7000187084 Coerce CI IA 03057504 712357.4550 100000 Page 1 of 12 CONFIDENTIAL EFTA_001331 14. EFTA01275251 SUBS UBS Strategic Advisor January 2016 Account name: Friendly account name: Account number. GHISLAINE MAME!) Your Nnancial Advisor. SCOTT STACK MANLYLE CASR1EL 212-821.7CC0/800-308-3140 Your account balance sheet The value of your 3count inducts assets held 3 IJES and cenan asses held Way Iron U8S. See page for more I donation. Summary of your assets Value on Percentage of January 29 (II your account Cash and money balances may Include A Cash and money balances 82,143.30 6 44% Your current asset allocation available cash balances. 085 Bank USA deposit B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch deposit account balances and money market C Equities 314,089.79 24 62% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 879,317.70 6894% two pages of this statement for details about those balances E Non-traditional 0.(:0 000% F Commodities 0.00 0.00% G ' 0.00 0.00% Total assets B1,275,550.79 100.00% Value of your account $1275,550.79 Eye on the markets Percentage change Index January 2016 Year to date S&P 500 -4.96% -4.96% Russell 3000 -5.64% -5.64% MSC I - Europe, Australia & Far East -7.22% -7.22% Barclays Capital U.S. Aggregate Bond Index 1.38% 1.38% Interest rates on January 29,2016 3-month Treasury bills: 0.31% One-month LIBOR: 0.42% CNP7001:0005669926NP70C0187084 C0036 0116 030579004 Y123574550 10MjyyGitocozane 2 of 12 CONFIDENTIAL EFTA_00133115 EFTA01275252 Account name: GHISLAINE MAXWELL SUBS UBS Strategic Advisor Your Pi sandal Advisor: Friendly account name: SCOTT STACKMANYLYLE CAMEL January 2016 Account number. 212-821-7000'800-308-3140 Change in the value of your account Summary of gains and losses Year to date (1) Values reported helm exclude products for which gam and losses are not destined. January 2016111 Realized gains and losses Unrealized Opening account value $1,311,717.81 $1,311,717.81 January 2016(5) Year to date (1) gains and losses (S) Deposits, including investments transferred in 1,600.00 1,600.00 Short term 586.02 586.02 0 CO Withckawals and fees, Long term 1,422.30 1,422.30 28,35423 including investments transferred -2,169.71 -2,169.71 Total $2,008.32 $2,008.32 $28,354.23 out Dividend and interest income 1,867.77 1,867.77 Change in value of accrued Cash activity summary interest 1,957.92 1,957.92 See Account Kielty the month Cos decals. Maces in your SweePOPOOM are indudedin tne cpenng and closing balances edit. FDIC Insurance apples only to deposits at UBS Bank USA, rot to deposits at WS AG, Change in market value -39,423.00 -39,423.00 Stamford Branch or bank deposits paced through the UBS International Depcsii Attain! program PK Protection aPfeitS to money model sweep fund Adding: but rot tent deposits. Se*IMpOrtant inionnaeon Closing account value $1,275,550.79 $1,275,550.79 gout your statement on the tat two pages of this document for mars. January 2016 (1) Year to date IS/ Dividend and interest income earned Opening balances $541.48 1341.48 Addkions For purposes of this statement, tstAlty of interest and chidend income ha been determined from a US tae reporting PersPectiee. Based upon the residence of the account holder. account type. or Product type. Deposits and other funds credited 1,600 00 1,600 00 some Interest rondos dvidend payments may not be subject to United States (UA 8037 Puerto Pico (FR) Income takes. The dent montlay statement is not Intended to be used and (amen be 'eked Ken ice tar Dividend and interest income 1,867.77 1,867.77 purposes. Clients should refer to the applied:le tax reporting loans they mane from UBS annualy. such as the Forms 1099 and the FCM'a 483. fa ler reporting Information It IS the practice Of U85 to file the Proceeds from investment transactions 80,303.76 80,303.76 eppli(aUe Jar reporting forms with the US Interred Revenue Service end PR Treasury Department. end in Sue h forms accurately classify chidends and/ Cl interest attar exempt or tattle income. Rea consult your Total additions $83,771.53 $83,771.53 indvdual tax preparer. Subtractions January 2016 (1) Year to dale IS) Professional management fees and Taxable dividends 1,867.77 1,867.77 related services -1,628.23 -1,628.23 Total current year $1,867.77 $1,867.77 Other funds debited -541.48 -541.48 Total dividend & interest $1,867.77 $1,867.77 Total subtractions -$2,169.71 -$2,169.71 Net cash flow $81,601.82 $81,601.82 Closing balances $82,143.30 $82,143.30 SDNY GM 00022496 CelP7COCE005669927 W7000187084 00036 0116 030575004 Y123574550100000 Pogo 3 of 12 CONFIDENTIAL EFTA_00133116 EFTA01275253 Account name: *UBS UBS Strategic Advisor January 2016 Friendly account name: Account number: Your linundd Advisor: SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 UBS Bank USA Deposit Account APY interest period Dec 7 -Jan 7 Opening UBS Bank USA Deposit balance Dec 7 SOW Closing UBS Bank USA Deposit balance Jan 7 $0.00 Number of days in interest period 32 Average daily balance $87.56 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about )O(.1r statementat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary - Moderate investment eligibibty consideration • None selected Your account instructions • - - account cost basis default closing method is FIFO, First In, First Out. CNe700C0005699928NPA:001137084 00005 0116 030575004 VI 23574550 1OMyGitgoomilyie 4 of 12 CONFIDENTIAL EFTA_00133117 EFTA01275254 T UBS Strategic Advisor January 2016 Account name: Friendly account n Account number. GH151 AINE MAXWFI Your Pinandal Advisor: SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Some pnces, income and Current 'Mires ShOnn May be apprOxinVale. AS a recut. gains arCllOsses may rids be accurately refkaed. Set Apoaint into meson about your statement a the end 01 the document 10r more infornason. Cash Cash and money balances Casts and mousy balances may include avalade cash balances, UBS Bank USA deposit account balances, UBS AG Stanford Branch ',pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAlhn applicable limits, but are not protected by SIPC UBS AG Stanford Brant h deposit a< oum balances au not 'enured by FDIC and are nor protected by SiFC Money market sweep balances are protected by SEC bin are not insured by the FDIC. See the Important information about your statement at the endof this document for details about those Sanas. Openng balance Cloyng bdaxe ince per share Average Dnidend rm.:est Days en Hddng on Jan 1 (S) on tan 29 (1) on tan 29 (1) rate period period cep mount (1) UBS BANK USA EV ACCT 541.48 82,143.30 250.000.00 Equities Common stock Purchase price Trade Renter Average prke Price per share Value on Unrealized Honing Hddng date of shares per shale (5) Cost basis (S) on ian 29 15) Jan 29 (1) gain or loss (1) Perim' MW OF AMER CORP Symbol: BAC Exchange: NYSE EA', 1189 Current yield- I 42% May 17, 11 303.000 11 860 3,593 84 14.140 4284 42 690.58 LT lin 21, II 313.000 10.670 3,33986 14.140 4,425.82 1,085.96 LT Aug 2, 1 1 328.000 9.802 3,21515 14.140 4.637 92 1A22.77 LT Security total 944.000 10 751 10,148 85 1 3,348 16 3,199.31 GENERAL MOTORS CO Symbol GM Exchange. NYSE EAt 11,473 Current yield 4 86% Nov 18, 10 1023 003 36 416 37,254 19 29.640 30,321 72 .6,932 47 LT Total $47,403.04 $43.669.88 •$3,733.16 Total estimated annual income: $1.662 SDNY GM 00022498 C NP7COCE1305669929 NP70031E17084 COCOS 0116 030575001 Y123574S50 100000 Page 5 of 12 CONFIDENTIAL EFTA_00133I 18 EFTA01275255 *DUBS UBS Strategic Advisor January 2016 Account name: number:amel Friendly account Account n GHI4 AINE MAXW LL Your A nandd Advisor SCOTT STACK MANLYLE CASRIEL 212 821 7000/800308 3140 Your assets . Equities (continued) dosed end funds & Exchange traded products Totalreinvested is the Iota of s reinvested dudends dots not induct any cash dridends. it is not Unreakel (MO gem or loss a the 61Itrence between the current value and t ft cost bates aid would lot far the purposes of determining hakt rg periods or cost basis. The shares you receive etth time you ge netaaf be your taralde gan or loss if the sec laity was sold on the date The u wasted (Iee) ga n ce loss reinvest dug:tench became a separate tax lo1 may need to be acbtrsted for return of capital psfineres in order to determine the nand gain or last for tax Cost Casa i5 the tout purchase cost of the Security. Inducing reinvested d Wends The cost basis may need "'Patin purposes to be OlUSZed fee return of rapid payments in order to detect-nine the adjusted coil basis to to repanng ;Amanita( term is the current value minus the amount you imeste6 It does not include shares Thal aie not purposes reflectedon your tImement, inducing shares that have bean rmlisecl at either a gun ce a toss It Ito duel not include cash Ow:lends that were not *invested Purchase pow %rite, Average price Clio% Cost PrKe per share value on unrealized dm) imtstment Hddng Hddng of shares per share (S) investment (s) basis p) on Ian 29 (1) Jan 29 (5) ;Snot toss CS) ',turn 0/ Period SPCA S&P 500 ETC TR Symbol. SPY Trade date: Sul 12, 13 1245.000 167.496 208,533.63 208,53163 193.720 241,181.40 32,647.77 32.647.77 LT EAI: 35,236 Current yield: 2.17% Other equity investments Cost basis and guns and losses haw not been adjusted atAcoHIHMly tot return of caplet payments Restncted '<curtly %faun Me estimated foe informational purposes See Important inkirmanon about yew statement at the end of the daturrern for addruorai information Purchase poser Trade lUurrbet Average puce Con PDC e ref Sr2te Vaue on unreatrzed Huang Hddng dat of shares per shore (5) oasis (5) on Ian 2901 Ise 29 (0 gam or loss (I) period BLACKSTONE GROUP LONE uNrr REPSTG LTD PARTNERSHIP INT Symbol. BX Exchange: NYSE (Al: 33,038 Current yield. 10.39% Sep IS, 14 1,113.000 32.224 35,866.06 26.270 29,238.51 -6.627 55 LT CNP7C000005689930 NP7000187084 COM 0116 030575001 V123574$50 I °CO264YGM000221i11 6 6 of 12 CONFIDENTIAL EFTA_001331 19 EFTA01275256 Account name: GHISLA1NE MA (WELL UBS Strategic Advisor friendly account name Your Financial Advisor: SCOTT STACK mikr4 Lr LE CASkiEL *U BS January 2016 Account number. 212-821-7000'800-308-3140 Your assets (Continued) Fixed income Corporate bonds and notes Prices are dotanrd from independent quotation bureaus that use cavpuenzed valuation formulas to ascrnaticarly aclusted for amortizaion of tonal prernum using t he constant y.eld met hod If you have (*Watt current wakes Actual market vaues Milivay and thus gam/losses may not be accurately made a tap( election to deduct the parent um snarlration on taraole rblar sec unties. you may request UBS reflected Cost basis has been &lusted for acc (Ned ouginal issue &count (01D) Cost basis nes been alust cost bais for the bondPrawn amarlitatiOn. Trade Total race viue PUIChae Ai:lusted Price on Value on Unrealized Hdding Wiring day a mattatly (S) pite (I) cost basis (S) tan 29 (S) Is. 29 (i) gan of loss (1) penod GEM. ELEC CPTL CORP AD) RATE MATURES0911/16 CUSP 36962G2V5 Moody. Al SW AA. EAT $139 Current yield 0.56% Dec 11, 09 50,000.000 90.789 45,394.50 100.020 50,010.00 4.615.50 LT BANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 41,110.00 CU9P 06050WDW2 Moody Baal S&R 888+ EAP $5,400 Ctsrent yield 3 SS% Nov 01, 10 150,000 000 ICO 000 150,000 00 101 458 152,18700 2,18700 LT P MORGAN CHASE & CO NTS EYE RATE 07.900% MATURES 04(29149 ACCRUED INTEREST $2,92999 CU9P 46625HHAl Moody. Baa3 5&p B88- EAI: 111,850 Current yield 7.83% Dec 22, 09 150,000.000 105100 157,650.09 100.938 151,407 00 -6,243.09 LT Total 5350,000.000 $353,044.59 $353,604.00 $559.41 Total accrued interest $4,039.59 Total estimated annual income: $17,389 SDNY GM 00022500 CNP7O3 NP7003187084 000:6 0116 03057S004 VI 73574S50 100000 Page 7 of 12 CONFIDENTIAL EFTA_00133120 EFTA01275257 *U BS Account name: GHISLAINE MAXWELL. UBS Strategic Advisor Your Pi sandal Advisor: friendly account naml SCOTT STACK MANLYLE CASRIEL January 2016 Account number. 212-821•7000f 800-308.3140 Your assets Fixed income (continued) municipal securities Prizes aN °Maned from Independent quotation bureaus the uSe carpuleitzecl a melon formula to osmium for StaidlleS Issued a a discount. When °Mined cost basis Is cfspleryed, anortuaton ha been arc tate current %dues. Actual musket values rmy way and thus calnillosses may ncl be accurately done usinglM constant yea met hal *theme se canonization ha been done using the straight line reflected Cat bait has been automatic* aciested for mandatory am:dilation of bond wont= on method Coupon tamemerrpt munIcipa sec unties using the constant Oelci method and for accreted cured issue Trek TN" l&e vtlue Purchase A:lusted Rice on trim on unrealized Hdding Hddng dare a matuity (S) pnceCR cost bass CR ran 29(P Jan 29 CR gan or loss 0) period MICHIGAN MUN BD AVM RV PREF BEM/ PRE-REFUNDED RATE 05.000% MATURES 1001/26 PRERERJNDED 1001(16 0 100.00 ACCRUED INTEREST 4737.50 CUSIP 5945513R1 Moody. Not rated SW: Not rated (Al: 12,250 Goren( yield: 4.85% Original cost Baas: S46,406.80 Nov 22, 11 45,000.000 101.704 45,767.05 103.115 46,401 75 634.70 LT G1RDVILLE TX INOPT SCH D FREE BE/P/ PRE-REFUNDED RATE 05.000% MATURES 0211929 PRERERJNDED 02/1917 0 100.00 ACCRUED INTEREST 32.05000 CUSIP 090874U5 Moody. Asia SW: Not rated EAI: 14.500 Current yield: 4.78% Original cost bras- S93,704.74 Nov 14, 11 90,000.000 102.414 92,172.92 104.663 94,196.70 2,023.78 LT MICHIGAN MUN BO AUTH RV BE/PI RATE 05.000% MATURES 1001/26 CALLABLE 10/01116 0 tr:O.00 ACCRUED INTEREST $81.94 CUSIP 594557485 firtiody. Ma SW: AAA EAI: 1250 Current yield 485% Original cost basic $5,034.35 Nov 22, 11 5.00080) 108386 5,019.31 103.115 5,155.75 136.44 LT continued next page CNP70009005039932 NP70001070134 00006 0116 030575004 V123574550109MgcGrit 00022ljele II of 12 CONFIDENTIAL EFTA_00133121 EFTA01275258 Account name: GHISLAINE MAXWELL sUBS UBS Strategic Advisor Your Mnandal Advisor: Friendly account name SCOTT STACKMANTYLE CASRIEL January 2016 Account number: 212-821-7000/800-308-3140 YOLK assets Fixed income . Municipal securities (continued) Trade Torsi fete value NI(haSe Alluded Price co Vdueon Unrealized Hddng Hddng die al maturity 04 pae0) cost tam (8 Jan 29 (S1 )an 29 ft/ °an or losS (1) period 84ROVILLE TX INDCT SCH D BEM RATE 05.000% MATURES 02(1929 CALLABLE02/15/17 IP 100.00 ACCRUED INTEREST 4227.77 CUSP 090874LM8 Moody An 58P: AAA EAI: 4500 Current yield 4.79% Original cost basis. 410,056.85 Nov 14, 11 10,000.000 100.309 10,030.90 104.427 10,442 70 411.80 LT Total 9150300400 $152,990.18 $156,196.90 $3,206.72 Total accrued interest: $3.097.21 Total estimated annual income: $7,500 Preferred securities ' 1411Tbe Purchase pact Puce per share Whit on outsized licking Hddng Of flares p.m thare 11) Cott oasis CO on ran 29 (5) Lin 29 04 gun or loss(;) period OTIGROUP CAPITALMil FXDFLT TRUST KO 7.875% DUE M3012040 Symbol: C.PRN Exhange: NYSE EAI: 119,690 Current yield: 7.70% Oct 4, 10 10,000.000 26.130 261,300.00 25.570 255,700.00 -5,600.00 LT COUNTRYWIDE CAP V 7.000% CUE t V01/36 CALLABLE Symbol: CFCPRB Exchange: NYSE EAI: 47,350 Current yield: 6.89% Oct 26, 10 4,200.000 23.518 93178.96 25.400 106,680.00 7,901.04 LT Total 4360378.96 9362.380.00 92301.04 Total estimated annual income: 127,040 SDNY GM 00022502 0NP7000)305669933 NP7003107084 C0006 0116 030575004 Y123574550 100000 Page 90112 CONFIDENTIAL EFTA_00133122 EFTA01275259 (SUBS U BS Strategic Advisor January 2016 Account name: Friendly account name Account number: GFIRAINE MAXWELL Your Amanda' Advisor SCOTT STACK MANLYLE CASR1EL 212.82I -70001800-308a 140 Your assets (continued) Your total assets Percentage el Cost Esimated Unrealzed Yaue on Jan 29 (S) your account basis (1) annua near gan or loss Cl) Cash Cash and money balances 82.14330 6.44% 82.14330 Equities Common stock 43,669.86 47,403.04 1,66200 -3,733.16 Closed end Bids & Exchange traded products 241,181.40 208,533.63 5,236.00 32,647.77 Other equity investments 29,238.51 35,866.06 3,03800 6,627.55 Total equities 314,089.79 24.62% 291,802.73 9,936.00 22287.06 Irmed income Corporate bonds and notes 353,604.00 353,044.59 17,389 00 559.41 Municipal securities 156,196.90 152,990.18 7,500.00 3206.72 Preferred securities 362,380.00 360,078.96 27,040.00 2,301.04 Total accrued interest 7,136.80 Total fixed income 879,317.70 68.94% 866,113.73 51,929.00 6,067.17 Total 51,275550.79 100.00% 51,240,059.76 5610365.00 528354.23 Account activity this month Date Actlety Description Amount (Si Deposits and other fends credited Jar 19 Transfer FM Y1235750100 1.60000 Total deposits and other funds credited $1.600.00 tie Aaroy 1)exiction ArnOtell ($) Dividend and interest income Taxable dividends Jan 8 Foreign SCHLUMBERGER LTDNETNERLANDS ANTILLES PAID ON 113 56.50 tividend fan 28 Dindend SPOR S&P 500 ETF TR REPORTED TAX YEAR 2015 PAID ON 1495 1,811.27 Total taxable dividends $1,867.77 Total dividend and interest income $1,867.77 Oa. Aclioty De:creation Anoint (S) Fees Jan 22 Fee Charged QUARTERLY FEE •I.628.23 Total professional management fees 41.628.23 Date Acth4ty Description *mated (S) Other funds debited Jan4 Transfer JOURNAL TO Y I 23575 GHSLA1NE MAXWELL -541.48 Total other funds debited .154148 CNP70000009589934 NP7000187084 00006 0116 030575004 Y123574550 Gitocoakie 10 of 12 CONFIDENTIAL EFTA_00133123 EFTA01275260 SUBS UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your Si vandal Advisor: Friendly account name: SCOTT STACKMANLYLE CASRIEL January 2016 Account number. 212-821-7000/800-308-3140 Account activity this month centnued) Investment transactions For more Information atout the price/value shown for restricted secwities, see unportare Informaiort about your women: a the end of this document Pm,teeth from Funds investrrent WO*even Ice Accrued We Activity Desception Ournity yduif(S) Price en transactions (5) inworrents bOc4 (5) interest (5) Jan 27 Sold GENERAL MOTORS CO -350.000 29.242700 10,234.76 Jan 27 Sold C(TCROUP INC -358.000 41.13 14,724.27 Jan 27 Sold RFT PARTNERS INC A -27.000 25.514030 688.87 Jan 27 Sold SCHLUMBERGER LTD NETHERLANDS ANTILLES .113 000 64 22 7)56 73 Jan 27 Sold SPE* S&P 500 ETF TR -250.030 189.60 47,399.13 Total 560.303.76 Date ACIrvity Description amount (I) Money balance activities Dec 31 Balance forward $541A8 Jan 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 01/04/16 -541.48 Jan 11 Deposit UBS BANK USA DEPOSIT ACCOUNT 56,50 Jan 20 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,600.00 Jan 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT ASOF 01/22116 -1.628.23 Jan 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 60,303.76 Jan 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 1,811.27 Jan 29 Closing UBS Bonk USA Deposit Account 142,143.30 me UBS BMA USA Deposit ACCOUN Is your primary sweep option SDNY GM 00022504 CNP7COOE005039935 Ny700318708400036 0116 030575004 Yt23574550100000 ►age 11 of 12 CONFIDENTIAL EFTA_00133124 EFTA01275261 *UBS Account name: GHISLANE MAXWELL UBS Strategic Advisor Your Amanda Advisor: Fr account n amel SCOTT STACK MAI4LYLE CASRIEL January 2016 Account numbe r: 212-821.70001800-308.3140 Realized gains and losses The estimated realized gam and losses s town below are not for tar putt:esti. Please note that gan or toss informaton. We may not ad ust Bans and losses fcr al canal c barges. We autcmaucary adjust cost basis for recognized on the sae Of reCkiffplitSr1 of cenaln Structured Products, Ike Contingent OM Secuuties, may Pe ttn-titerpt and AMT coupon munlotaa secumIts for estIrnaecianonzatcon of Ccodprerrourfs aid rot accreted OID ordinary, and not <vita, gain or loss. Please check with your tax ahnor to (alaiSe gain and losses, we Ip secuntits issued at a dsccunt I you leguested that U85 adult <05f 0.054 101 the 00od premium ZWOrtzatiorn on liquidate the aces( security lot Fest lhs is known as the firsuin lint out or CFO accounting method We use Unable debt sec unties then cost onus reflected tof these secunbes has beenadjusted Estimates in the VOCIOgifrd the met had unless you specifiedwhich la Id to close when you FISedyouc order. Thit is known maw nu, section can not be classified as short tensor long term bet arse infotmason is missing or the pro:audit one in wtricrt purchases or VSP order. See Important information about your zratemont a It. end of this document for mote the co MOSS Calculation is not provided Short-term capital gains and losses Welsh Salt Quantity or Puxhae Sae Sae Cost COSI basis Security description hrelhot fae v4 u? dab? date amount (S) base (S) adjiztrnentell Ices (5) Gain (5) PIT PARTNERS INC - A FFO 27 000 Oct 01, 15 Jan 22, 16 688.87 102.85 586.02 Long-term capital gains and losses WaSh sale Quantity or Purchase Sae Sae Cost cost basis Security descrotico face value date dale arnauni (I) bass (s) asitsimem(3) Loss ($) Gan (3) OTIGROUP INC FIFO 115.000 May 17, I 1 Jan 22, 16 4,729.86 4,743 71 -1385 FIFO 121.000 Jun 21, II San 22, 16 4,976.64 4,632.57 344 07 FIFO 122.000 Aug 02, 11 Jan 22, 16 5017.77 4,672.24 345.53 GENERAL MOTORS CO FIFO 350.000 Nov IS, 10 Jan 22, 16 10234.76 12,745.81 -2,511.05 SCHLUMBERGER LTD NETHERLANDS ANTILLES FIFO 37.000 May I7, I I Jan 22, 16 2376.10 3,007.00 -630 90 FIFO 40000 Jun 21, 11 Jan 22, 16 2,568 75 3,297.45 •728.70 FIFO 36.000 Aug 02, 11 Ian 22, 16 2,311.63 3,219.59 -907.71 SPDR 58,F, 500 ETC TR FIFO 250000 1(112, 13 Jan 22, 16 47299 13 41,874 22 5,524 91 Total 679,614.119 676,192.59 44,792.21 56,214.51 Net long-term capital gains or losses $1,422.30 Net capital gains/losses: 62,006.32 CNP70380305669936NP70C0187084 00036 0116 0305750041023574550 lOglikw_Gp,c000±11sr 12 of 12 End of statement for account number Y I 23574 55 CONFIDENTIAL EFIA_00133125 EFTA01275262 Important information about your statement U3S Firancial Services tic. the F im or UBS Financial - Nwle you. ran r r nirriror r for GM. The SIPC asset protectir limits wetly to account MId you choose one Of the following Sonotes). is a merrter of all Berta:el rosily, ocennwity — Descrte the error or tie transit( you ere inure ad among that yob hold in a pangua two/city. imesment °badges' and Entre exchanges. LBS Financial Winces and LES Exult andespial as okay as you cal shy you The Fern, together with certain aftnates, has also • Worse Conant/imam.. awaye as seang the Bank USA an rdrect skinichares of LES AG and belga t is an error or new you need more purchased eapbrnental protection. The moo -run generation of income crib.. affiliates of LBS Secuitin U.C. The Fim's financial information amount payable to al •Igbie chars, coin-lab ceder • Adieu* CapttafApprociatan: Investments making statement is available upon reopen. The Firrn'S rear* — Pronde the dollar amour of the suspected elect this praecicn is 1500 millon as of (*center 10, 2013. growth of prncpalrather than the generation of off ices re a: e. The Firm or Cad Issuer MI ...emigre sour cenflaire kloject to the poky corditons ad Imitations, cash a • Produce Combination oiMoorne and Capita/ LES Normal Sancet and MI correct any error promptb. I we take rine tan the Wm is further protested for W toff 9 million ri the Appreciator Wesiments of seeki-g both tie generator 1200 Harbor Boulevard 10 banns days to do tit in all meat your assort agg'egae For admix amounts held in a particular of income and 'myth faitptl. Weehawken, W 07086 for the a-notrit you theic t in error, so tat you will have capacity. A ftA copy of tango, wadfg is available tie use of the money dreg theIre it takes us to upon request. Overall Sc penes DE statement represents the only official record of you complete Our Mennation. LBS Financial Saigon amount. Other march mat The SIPC protect ir end the supplemental probation • Consenteve: Seeks to mantain nhial princni, with Official tar drumlins. containing cordlideg data shard Please make all chars payable to the aim or te both orb not apply to' low risk and coMility to the amou-n owral, even rot be reliedIan If youbelieve there is an emx or franca' insttutton rdcated on to front of this that means the accost does not generate signd cant • Certan financial assets controlled by (and naiad n none or return, and may rot keep pace with emission, please report h immediately n wring to the statement hadditir to regra accost fees-accounts your account value) last held away from U8S fMama &inch Manager of the office serving you account. my be subject to maitenate lees, charges for Me Services (e.g., strain(i) cash at LES Birk. (i) cash at Collation. pajmmt for senses purchases and charges kr unpaid LBS AG SurnIcrd bunch, (id i-icurarc• proelicts, • Mafeent Wang to accept scent risk to pincital aril Artmixt. al homes shown are ntended to be accurate. annfls n Cast, accou-its. Accounts that are cinferred including variable annuities. and fig tares of mutual tolerate sure *Way to seek hgher returns. statement data snub not be used kr to purposes Rely to other inStalitiOnS May be subject to a transfer li e. finds where such shares are registered drectb n the • Aggrespie: Wiling to accept hit risk to prnopal and bay on arend tax IC0115.0.t.. Form 1099, 5498. nave of to account holier on tie books ad records high volatility to seek highreturns oar tint. 10425, etc.) whinpreprogyour tot return. The Finn k UBS Sweep Options of der appliuka iaaer or transfer agent). requiredby law to won to tie IRS all taxabk divident. URS offers optian for wowing cat barges. balances • C•clain rmnImeed contracts er hactneed interests Storer liouseholdhe report** raytauble drands and tattle interelt to ba-A deposits at UBS Ba-k USA and U3S AG Stanford (fg., limited partratkos and private placements/ tat We may consolidate al related account strternents with eared on acuities held nyoxr amort, net proceeds branch (Bank Sweep Reignite), money market mutual an rot registered trder the Securities Act of I933; the sane dioiceSS n the same envetpe. ACCCultS may on tie transactors, and cog bar atcertain covered fords (Money FtnE) and theInterat Knell:ghost ad be related Ice this purpose betas:e they have owners acuities. Amour (OA)tor customers with an knernatiral • Cornnoditoes contacts (e.g, foreign exchange and who akomanain p' int won relationships with other Itefara Managwerd Account. Through tie Bank pmCosmetal contrats), includiw futures antracto clients at the saw address. This practice 6 known as Communicotione with the Finn Snap Prance. cash balances are sww4 to UBS Bak ad commodity option contracts. *I-ousel-olcag R you reefer to recent idiaclual • Please re-confirm ay oral cormitnatats in mmHg USA it, to an established lint ad then to UBS AG statements reeled in separate envelopes — you may to further protect your rig.; incasing you ropes Stanford Branch a a Money Fund. Deposits at U85 SIPC protects:a and the suppkomental uotecton do decline Museholding by calling yOUr F nimbi Achicor. utter d-e Swear Investor Protection Ace (EMT Bank USA are FDIC Stored in accordance with FDIC not apply to these assets Cr.4 they othecaise appear • B theIra-gni bonbon with* top left of te ford nits. For mere Cdcrinatir ram kit werefdic gor. on you Materna*. 11-a SEC protection ard the Friendly account name of this statement is not LISS Franca Servkes, LOS Deposes at LES AG StanfordElramh ad she-es of skflarrantal protection do not protect agar changes The Friend& account nine reflects information that you Financial Services caries you account as cleamg Monty Funds are rot ions red by the FDIC. in the maker vela of you investments (whether as a entered cep the Firm's onlne services websee. It a a broker by amagement with the ndcated triSlitutOn result of market movement, issuer banruptcy Cr cutorniuble 'nicInaim • chosen by yes to err you We informed yw of this rib:ton:kW when you Through the Os/ salable touch Manors are owes( to otherwite) nth your recordkeeping It KM no legal effect an your opened this accord. In Kg case, your Ards and depoU accounts at UBS AG Mr Yok Wench ard LBS accotnt. You can (ha-gen:kr Riendhccotrt Marron. stashes are located a UBS financial Services and rot AGC wan Branch These deposits are not rased by More information is avail** tpcn when Yom may tra4uErre Services or by contactrg yov Fina-cial ter ironsdreg broker, ad younut mace a repon tieFOC. Balances held at tie LES AG Cayman Brach obtain more hfamation about SIC, i-clidorig the 51K Asher. of ay error or cminion to both firms. are temporary ...posed to the sovereign irk of the Brochure, by contaning 51fC at 202.371.8300u by Cann Wands, and there is no wane or otter 9sitng the 51K *abide sr raw.Mocaig ACCIPAlt overview All accart statements shall be boned connobte and ablation of LBS AG to repay te balances nhilt <tithe • V*e ofjouaccounthortirio Net of assets and accurate t not objected to in nriii-g vrthin 60 days. LIES Cayman's Brach's books. Dividend Reiweratent Program (DRIP) liabilities. The [tee reflected is an average price You may obtan • Asset. narks as cash balances. vitas for • Please divot customer complaints or imphies to tie Deposits at MS Bat USA and eachUM AG Branch are the actual price from you Fnancial Advisor. Orsay *hole restricted storey list), and Global tine Deposits, Wm'sClew Relations Depavnent a 201.352.1699 not protected by SIFC . Money Fund shaves are protected rams are purchased order DRIP; partial shares wil be u-realzed marks to market, and coyish swats not held or eatable at 803.354-9103, 8:00 A.M. to 6:00 P.M by SIPC See *UFA Financial Services Account Wotection- sold ad the rah wg b deposited h your account. TM by the Firn. Does rot include warted secure; assets ET Monday through Friday, or in lung [DUBS bebve. dviderd reinvestment pricesupplied byte kg-et may at the end of the prior and arrant statement periods, or Phancial Semites Inc, Client Relations DePatmento offer from the market price at which to partial shares pram* rareanwns, arrested stock options and P.O. Box 766 Union City, W 07087. Upon vas reread, balances in to Bark Sweep a. sold tameable stock options • in caw of errors or manna about an electronic Brogans or CA may be withdraw and sham of a • tirtatos Includes debt Warn outotarding megn fun* transfer WT WI parent or UBS Wedebit Money Find may be liquidated, ad the proceeds Caiderolieu low, credit I'M 001accord balances. card transactions, call 990-762-1000, certif.to UBS retuned to you or your secures accart. Only whole units may be hekl n you account. If yw are • CashAtoney balances. Total of uninvested available Finn/jai Sehices M., 1000 Hatcr Blvd, 6th floor, mired to a partial unit as a result of a &Wird payment cash balances, plus LES Bak USA deposit balances, LOS Weehawken. NI 07086, Attrc RIA485A Stores. Foster Hofmann about available amp options, or anemia, the Firm call ether sell panal ales at AG Stamlord Branch deposit balances and money market inckaang oarent newt rates and yields, is available at marirt prke orr accept an anent determined Iv a MALI fund sweep bilancet, at the oboe of the Cal or note at loon at you can if you the+ yar wynotth <cerise/Ny*1:k from your Financial Advisor regoord closing army, andcredit you actors statement period. Noncom/lock We credit balances in statement or receipt 4 wrong on youneed more or by eating 800-762-1000. your accost are rot segregated from other balances ircemation Amor a transler an the statement or Investment objectives ad the Fan may use any of these funds in the ordinary wept. The firm or Card bear (as applcalr must UPS lorenciel Service' ocean peotectien The mestmere arrow ad nsk profile at specie to course Of its ttainess. These funds re payable upon hear from you no later thin CO days after toe Fite The Fkm is a member of We Searles Investor Protection each Moen and may mybetween Please sane the your domed. This total is included on to tarot period sent you he fir statement on With the acv or Comoratir 6IPC). *Nth [roasts acuities awarits of Rimpromptly ,n saw of any significant change in yos closig value. problem append. its members up to S500,0:0 fncladng 5250,000 for financial siturr or ntestmere objectives. For each SDNY_GM_00022506 CONFIDENTIAL EFTA_00133126 EFTA01275263 Important information about your statement (coritrued) Lending information You would aunty receive n the market Pin' are — *Dortrixtions to dote' may include retumol — h added, tocommove.", received n el:meets', Far detain information on the Etnis boding practices dinned from various thrd pry sources reach we capital, income cr both. w th the saber distrinion of a-rut/contracts and doclostres. Mir to you Clem Relatornhip believe to be retitle, but we do not %wane< their — 'enamel's." see• rearestrrts the nilul °deity aunt swestment suit Inds to our dents, we Acronym or Accurst Agreement and the General acuracy. Cote per use and may not reflect you cost bass and« cur attire reoe:.* revins stung Terms ad Conditions UFS Stawnent of Credit Practices - We eimerakir use the, dosing price when available or compensation from may of the nuance notable in Aprisenumrs andClixfasuros the mean of the bd ad ask prices for listed • Reebictod sear-Pies Restricted mutts oneralEr companies urdenwitin the amity <owns. Wien al: comi.renur•eirall tins setteribes and oplons or onty bid pekes tor OTC St not currently eligible for public Salt LEIS Finn-Kral all hates of the insurance ccerpank-i or sponsors 04 securities. Sennett uses the mane" price of the unrestricted stock the use tuts we due tote. 'deur Matt - lass maw& traded securities may be priced using a of the same issuer as an floated value lo. the — Cur affiliates also receive trading (Mrs tskris and Your statement Sends recision and other sots held valuation model or the most refine pin we restricted stock for purposes of Our tenement only. To other componst Cal Dorn mutual lurch and en the amount at the End 01 the statement period. You obtained and may not reflect an actual matet price the Mont that restricted securities are eligiab for sale, insurance cc pries ksh09? products we cbstrixne. may ask for deWecy of tidy paid securities at any tire. or value. the value received may be substanbalb less than the — We receive an anal fee from UBS Balk USA and YOU may recent startles used as loan coarseral after - Certain pollens may appear maxis a price and imputed value shown UBS AG Stanford Branch it up to $25 per moan paying any beim. due on them Any secures, yell 'how a, • pike was not sealable' if we are sweepng to the bats under the IBS Bank Sweep Wandered to Swim, dying the statement period are unable so detain a price for a steely • Est. histineted./ Marne. tenni yields and rates. Programs listed at market vitae as of the end of the Patentees - Nposhs or sentries denominated in currencies M (Phute of arrual nome is bated on current period. ether thinU.S. ddlars se reelected a the ....china* trio:rand and interest rates, musing the sentries Will Activity • Cast basis. In determining the cost basis of the rate as of the stalemem date. be held for ore yea from statement date or and Mannino regarding rennesscen and other charges secure*. Skidded in this statement where indicted - for certain securities wading n noricenfamng maturity 7th estimate is onty a gudelne. MLitt(y norred n correction well the executors of wades, wet the note IS$ Finincial Services Ms relied deorninanny price and purely (faze value) may and continued mane we not gunmen enduing option transactons has been included en on information obtained tom sources other than LEIS have been admted to facilitate termer vakartion — Mimed and non and current yield for confirmations previously furnished to you. and will be Financial Seines, nluding information Iran another To obtain current Cluataliant, when evatable, contact cedar types of securities could .nude a return of crowded to you porptay on (mint sin a that you may haveprovidedto you Fins-cast your F nano.' Athisor. larndoal or captalgans n which case the est Advisor. The Firm dm nal andeperdently wady or income fand current yek0 would be overstated. Sheet Swig guano* the accuracy or validity of ay damson • Private ertestments and structured products. — fainted anal noon and current yield arid the I you are engaged in short selling a wunly, you may provided by panes other than WSSi-uncut Services. Private Investment wishes Encasing deed actual income and yield mids be lower en hastier hem a charge due to rertinborrowrg costs for that pans cation program and real estate trimmest Om than the estmwed ankonts. particular security. en eddlort although LOS Financial Scenes general& recoils.) and structured pro:luta ale generally 14+4 — An minute of ern/deed lame (dividend arida teadates the rif ennation at it is receimd the hen raid Conn structured products have not beers entries) divvied by the current made Open garden does not provide any assurances that the infarnahon regebred with the Securities and Exchange van/eying. balance is based an the last dividend Regarding open or • wadailicakceike orders that u-der - Cost basis' and "Urrealced gat-Moss' is Con-mission or under any state secure*, be" We or ^toren payment made by the issuer and were not limitedby the st atement date, open tuyxt accurate as of the date of this statement. As such. provide ettkinated ViaLtS fee private investment assures the sectriteSdeposts will be held for one set slop orders are reduced by the won't dradends please do not rely on this information to make securities and structured products for rOormatonal yea from the statement date Cr until maturity. rights on an ex-dividends or tenth date unless purchase et sale deck:int for iv pupate. or purposes only Sconce is not guaranteed Accuracy and continued yield are not wararesed. :wonted otherwise by you. You are resperoble fa Otherwise. Accounts transferred to the rim my - These values maar differ wilmantialty from prices if odors that we executed due toyer blare to cancel ref km gin/loss Horn'kn cety for the period of my, at *Nth a private armament sensity or • Assets not held by UBS Financial Service. Certain "MS? open orders. tine they are held at the firm More hi ton sonved prone' may be basynt a sold and do .assets are not held by the Fim and not wthn the nfornsehn can be added by your Margit Advisor. not necessarily represent the vane you may receive urn's possession or control these assets are Privacy upon IMiilation displayed as your statement la nf°motional Toobtain/now of vs current Chen Nita Wire. • Unrealised gaits/kones When data r available. - Thid paly mignon of value re as cie >certain purposes only. Positions and yam presented are please contact your Financial Advisor cent as "Atte tainted unrealized gang lasses are °Rutted fa ravinalsearty lots. The trans action data for date and am applied to UBS Financial Services cn a krauts basis by an independert valuation Inn. provided by the 'pang Inn LOS Financial Seines is at prim nth emehwiewstelor not respcnsble for IM Manuton ad does not rxkvilial lots my or may not reflect carrnisscns, - Issuer, general partner or sponsor estimated values. guarantee as accuracy These assets are not protected UBS Annual Services is Inaba.* The Jur A. Bosses, chart axter security reorgarreatim events arry erg walled to the F ins by the mar, by $WC or the Fa*, supplemental SIC connect Services Anon BSA and IRMA are Inking* mounts Dhiciend and other reinvestment lots and systematic general partner or sponsor and my be calculated which provide access b bolting service, and products purchase lots are each cembhard to dig:dayare based en dfleen information tam that used by • Revenue sharing and additional compensation. through arrangements with Piplated banks and other averaged lot The • Trade dale damnpresents the third parties to darn thee estimated wilts. — In adoticn to conwrssions cn Wm and 12b-1 fees thrd-paty banks, and vowed access to nuance and dyne' transaction trade date - toucan obtan additional information who regarding received in archaism with the Mobs/ion of annul), products inutd by untI deed thrd.psty the methodology used to determine the of mutuil fsndt to ors c lents at and*, out affrole eisurance compan'iec through tiara ice agency • Callable wean-kith Bends and velarred stock that value art the date of the ncemation that is the receive revenue sharing ;tyros-es from dart:um subsidiaries of UBS Enna' Services Inc the inute cats for ea rederrotion oil be sented basis for the estente by contacting your Financial ardor nelson of the mutual funds that we sell. tranalty by Ice Item among all stoners of that These anztorts are based on two dffreens kuestmem, insurance. ad amity inducts: Mut held is Our Mint or n nOinnte mare lot our - mid party esrented valid may be reflected a components U the amount ol sales by LEG of a Not FDIC rand • No bunk gunmen* May lose vette clientc Call $eatxe i fem,atcn i obtained from third 'Not priced' h Senegal Stuattint when an Piniculat mutual fund family to our chows. arid (*) parties and is accuracy is not guaranteed. Other call to valuation Ian has not second ad independent the asset value of apatinae Mutual laid :mills RhIA Resource Management Amount Business Services ftastes may east whch could affect yield andel, triable e value, wens we become aware shires held t the tam Account BSA, BMA and international Resource nlonnalca will be provided upon request gal material nen has occurred that my call a — We and cu Of bate ato receive neuvockng and Mantgernent Attakte are registered service mart, of Venus's( reported value no questa\ a Mon mots processing lees in consideration fet MIS financial Winos kric • Cettificats, of deposit (Md. COs are FDIC toured yak/ would be highly speculative are to the rune transfer agent wins that es provide to the up to $250.000 in pricPal and accrued irterm per a the deny mutual lunch These fees generally are pad front V6a 59131 e 6 a registered service mark of Visa deposcor ad per depository ingittnon reaccordant — %hen reithet an Issuer, genital partner sponsor investor assets in the mutualkind and are a teed Inaimationai LISS Visa Sanitise cede cards and 185 watt FDIC ores estimated titre no a thrd-pany estimated value is &la amount based on the ranter of accounts at Visa debt cads me owed by UBS Ban USA with poii ts the value of the tensity MU be clifferent the twolerikaler Noldng a1ala funds of that fund remission from visa U S A hcaporawd. • Price/valuer Frees displayed for Secure*, end other from its purchase Mee family podxls may be higher or lower than the price that UBS Financial Services Inc Fey 201511 SDNY_GM_00022507 CONFIDENTIAL EFTA 001;3127 EFTA01275264 UBS U85 Fnanoal SeNices hc 299 Park Avenue 25th Floor UBS Strategic Advisor New York. NY 10171.0002 February 2016 CM:005749191 0216X1 Y1 0 GHISLAINE MAXWELL Account name: GHISLAIVE MAXWELL Friendly account name: Account number: Your Financial Advisor- SCOTT STACKIAANNYLE CASRIEL Phone- 212.871.70(01800.308.3140 Questions about your statement? As a unite to you, your portfoio value of Call /Our Financia Advisor or the Value of your account 11,195,86341 includes eic rued interest RMA Resourcetine at 800-RMA-1000, onlantaary 29(1) r February 29 (1) account 029323574 YON!' isISSel5 1,275,550 79 1,195,863 41 Melt our website: Your liabilities 0.00 0.00 www.ubscomifinancialservices Value of your account 11,275,550.79 31,195,863.41 Accrued interest in value above 17,136 80 $6,69928 Sources of your account growth Tracking the value of your account derive 2016 Value of your account 1 Thousands at yea' end 2015 11,311,717.81 Net deposits and 1,584.3 withdrairaki -382,71301 1,311.7 1,275.6 1,195 9 Your nvestrnent return Dividend and interest income 111,183.59 Change in value of accrued interest 31,52040 Change in runlet v:Aue .j45,845 38 Dec 2014 Dec 2015 Ian 2016 Feb 2016 Value of your account on ?eh 29, 2016 61,195863.41 SDNY GM 00022508 Member SIPC CHP70309305749191 NV7003202277 00035 0216 030575004 \, 123574550 101;000 Page 1 of 12 CONFIDENTIAL EFTA_00B3128 EFTA01275265 Account name: UBS UBS Strategic Advisor February 2016 Friendly account name Account number. Your Fi asocial Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.3083140 Your account balance sheet The value of your acount inducts assets held .3 MS and cenan assets held ateiw from UBS, See page I for more Idonation. Summary of your assets Value on Percentage or Febniary 29(4) your account Cash and money balances may include A Cash and money balances 9,315.82 0 78% Your current asset allocation available cash balances. 08S Bank USA deposit B Cash alternatives 0.00 000% account balances. UBS AG Stamford Branch A deposit account balances and money market C Equdies 311,822.81 26 07% mutual fund sweep balances See the important information about your statement on the last D Fixed income 874,724.78 73.15% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets $1,195,863.41 100.00% Value of your account S1,195,863.41 Eye on the markets Percentage change Index February 2016 Year to date S&P 500 -O.13% -5.09% Russell 3000 -0.03% -S 67% MSC - Europe, Australia & Far East -1.80% -8.89% Barclays Capital U.S. Aggregate Bond Index 0/1% 2.10% Interest rates on February 29, 2016 3-month Treasury bills: 0.32% One-month LIBOR: 0.44% CNP7COEGOOS749192NU00O202277E0036 0216 030579004 Y123574550 tomigy_Gm_000221Isse 2 of 12 CONFIDENTIAL EFTA_00133129 EFTA01275266 Account name: LL Your financial Advisor: UBS Strategic Advisor friendly account name SCOTT STACK MAN LYLE CASRIEL Account number. 212-821-70001800-308-3140 Change in the value of your account Summary of gains and losses values reported below exclude products for which cons and losses ale not damned. February 2016 (11 Year to date (I) Realized gains and losses Unrealized Opening account value $1,275,550.79 $1,311,717.81 February 2016($) Year to date ($) gains and losses (5) Deposits, including investments transferred in 0.00 1,600.00 Short term 0.00 586.02 0.00 With&awals and fees, Long term 0.00 1,422.30 22,221.09 including investments transferred Total $0.00 $2,008.32 $22,221.09 cut -82,143.30 -84,313.01 Dividend and interest income 9,315.82 11,183.59 Change in value of accrued Cash activity summary interest -437.52 1,520.40 See Account activity the month to, dela Is. Banes in your Sweep OPO au are inductedin the opento and closing Mantes edit. FDiC insurance apposes only to deposits at UBS Bank USA, not Widens:nits M UBS AG, Change in market value -6,422.38 -45,845.38 Stamford Branch or bank deposits placed through the UBS International Deposit Account pavan. UPC prole< hon awaits to money market sweep fund Adding: but rot bark deposits. Se*Important inionnation Closing account value $1,195,863.41 $1,195,863.41 about your Wrentent CO the last two pages cf this document for teals. February 2016 (1) Year to date IS) Dividend and interest income earned Opening balances $82,143.30 $541.48 AddEions For purposes of tNs statement, tepatility of interest and dnidend Income has been determined lam a US Is lePaling perspective. Weed upon the residence of the account holder. account type. or product twat Deposits and other funds credited 000 1,600.00 some Interest ardor *Attend payments may not be subject to United MOM (UA 80301 Puerto RICO (PR) Income teats The dent montt4 statement is not Intended to be used and cannot be feked upon for tat Dividend aid interest income 9,315.82 11,183.59 purposes. Clients should refer to the apactle tar reporting loans they receive from UBS annuals,. such as the Forms 1099 and the Farts 480. fee tat reporting information. It IS the prance C4 U85 to file the Proceeds from investment transactions 0.00 80,303.76 IPPIrcatie tar reporting forms with the US 'Mani Belem* Sarin and PR Treasury Deparerent, and in suc h (omit accurately dairy chianti aria interest as to earrpt or Usable income. Mae consult your Total additions $9,315.82 $93,087.35 Incledual tar preparer. Subtractions February 2016(S) Year to date (S) Professional management fees and Taxable dividends 0.00 1,867.77 related services 0.00 -1,628.23 Taxable interest 6,136.89 6,136.89 Other funds debited -82,143.30 -82,684.78 Tax-exempt interest 2,500.00 2,500.00 Total subtractions -$82,143.30 -$84,313.01 Miscellaneous 678.93 678.93 Net cash flow -$72,827.48 $8,774.34 Total current year $9,315.82 $11,183.59 Closing balances $9,315.82 $9,315.82 Total dividend & interest $9,315.82 $11,183.59 SONY GM 00022510 CW70:03005749193 Nn7003702277 00006 0216 0305750CM Y123574550100000 Page 3 a 12 CONFIDENTIAL EFTA_00133130 EFTA01275267 Account name: HI AIN MAX 1 *UBS UBS Strategic Advisor February 2016 Friendly account name Account number: Your financial Advisor: SCOTT STACK MAMLYLE CASRIEL 212.821.7000'800 308-3140 UBS Bank USA Deposit Account APY Interest Period Ian 8 - Feb 4 Opening UBS Bank USA Deposit balance Ian 8 80.00 Closing UBS Bank USA Deposit balance Feb 4 81,837.70 Number of days in interest period 28 Average daily balance 812,602.45 hiereSt earned 80.20 Annual percentage yield earner: 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your sratemenr a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary - Moderate Investment eligibility consderabon None selected Your account instructions • • • a:count cost bases default closing method is FIFO, First In, First Out. CHMOaC0305749194 NM0C0202277 00C06 0216 030575004 Y123574550 l0clayGm00022itiie 4 o 2 CONFIDENTIAL EFTA_00133131 EFTA01275268 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account nal Your fl sandal Advisor: SCOTT STACKMANYLYLE CASRIEL *UBS February 2016 Account number. 212-821-70001800-308-3140 Your assets Sane Onces, income and Current values ShPan may be Epptoafnlate. ASS telt*. gdln5 and losses ma/ nal be accurately reflected. Set Aporunt infosmafron stout your sfetentere a Ine end of the etcumem for more Informason. Cash Cash and money balances Cash arai money balances may include avalaale cash balances, UBS Bar* USA deport account balances, UBS AG Stanford Branch otpo9t account balances and money market mutual fund sweep balances UBS Bank USA deposit account balances are insured by Irk WC vAltrn topic et* limits, but are not ototetted by 9PC ties AG Stanford Branch deposit sec oum balances an not insured by FDIC and se not protected by 9PC Money market sweep batances are protected by 9PC but ate not insured by the FDIC. See the important information about your statement at the end of this doctrnent for details about those blames. Openly; brIence Cimino Wince het Per these Average Onidend Interest Daft in Hddng on Feb I(1) on Fob 29 (I) on Feb 2g (S) IMO period period Cepmount (1) U3S BANK USA CEP ACCT 82.14130 9315.82 250.000.00 Equities Common stock Purchase pricer Trade Mother Average Prke Peet per share Value on uniezdized Holdng tad dng date of snares per Shalt (S) Cost basis (V on Feb 29 (5) Feb 29(1) gain or loss (1) period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 4189 Current yield- 160% May 17, 11 303.000 11 .860 3,593 84 12.520 3,793.56 199.72 IT kin 21,11 313.000 10.670 3339.86 11520 3,918.76 578.90 LT Aug 2,11 328.000 9.802 3215 15 12.520 4,166 56 891.41 LT Security total 944.000 10 751 10,148 85 11,81888 1,670.03 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: 11555 Current yield 5 16% Nov 18, 10 1.023 000 36 416 37254 19 29.440 30,117.12 -7,137.07 LT Total M7,403.04 $41,936.00 -$5,467.04 Total estimated annual income: 11.744 SDNY GM 00022512 c fir7c007.7c6749195 N770037022 n 00036 0216 030579004 V12367aSSO loc0C0 Page 5 of 12 CONFIDENTIAL EFTA_00133132 EFTA01275269 *DUBS U Strategic Advisor K February 2016 Account name: Friendly account namel Account number: GHIsLAINE MAXWELL Your 15 nodal Advisor: SCOTT STACK MANYLYLE CASRIEL 212-821.7000/800308.3140 Your assets . Equities (continued) Closed end funds & Exchange traded products kW reinvested is the total of al reinvested thedends It does not moues any can chide ndS. n IS not a tar Unteaked (fa)gein Or 10:4 is the Ofference between the current value and the cost basis text would lot for the purposes of determining holdrg periods or cost basis. The shares you receive eah time you general, be your tasalde gain al tos If the security was sold on this date The unrealized (tax) gen a loss reinvest d sedan& become a separate tax lot. may need to be *lusted for return of raptai payments in order to determine the reified gain or loss for tax Cost taus is the told purchase cost of the security. inducing reinveSteddvdencts The cost basis may need li to be altasted fee return of capitd payments in order to determne the atflasted cost bars for lax mooring Iftn erea ng mre e PU retTeS m Is the current value minus the amount you orwested n does not include Shares these At not purposes reflectedon your statement, includng shares that have been realized at either a glen cr a loss II alto does not include cash dvdends that were nol *Invested Purchase once' %rant Aveltify puce Client Cost Rite per share Value on Unrealized (tar) investment Hold rg Hddng of shares per share (1) investment (1) basis (I) on Feb 29(1) Feb 29 (1) gVn or toss (I) return (5) period SPCA S&P SWEEP TR Symbol. SPY Trade date: Sul 12, 13 1245.000 167.496 208,533.63 208,533.63 193.560 240,982.20 32A4 8.57 32,448.57 LT EAI: 15.236 Current yield: 2.17% Other equity investments Cost basis and gems and losses have not been adjusted atilonalicerly for return ce capita payments. Restncted security values ace estimatedfoe Informational purposes See Important information about your statement at the end of this docurrem for axlitional information Purchase puce Trade loarbe Average price Cost Puce per share Value on Unrealized Hddng Hddng date of snares per sheet (5) bass (5) on Feb 29(1 Feb 29(1) gan or loss IS) Food BLACKSTONE GROUP LP/THE UNIT REPSTG LTDPARTNERSH1P INT Symbol. BX Exchange: NYSE EAI: 33,038 Current yield. 1051% Sep IS, 14 1,113.000 32 224 35,866 06 25.970 28,904 61 6,961 45 LT CNP7C008005749196NP70CO202277 00036 0216 030575004 Y123574550 ICrift&y_Gm_000221itlie 6 of 12 CONFIDENTIAL EFIA_00133133 EFTA01275270 MAXWELL sUBS UBS Strategic Advisor Account name: Your Financial Advisor: friendly account naafi SCOTT STACKMAN LYLE CASRIEL February 2016 Account number: 212-821-7000i 800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes NKr: tie cbta ned from Independent quotation bureaus that use ccerputerized valuation formulas 10 automatically adusted for amortization of bond premium using the coonart yield method. If you have car date current valuos. Actual mason visas may vary and thus gout/losses may not be accuritly made a tar election to dectud the median anorlization on tattle debt securities, youmei request UK reflected. Cost basis has been a4usted for accretedorigin/1i issue dscount COID). Cost basis has been alust cost basis for the bond pre-rium anonizahon. Trade Toldlace vaue Purchase Adusled Nice on Vdue on Unredized Hddng Hcldng ode a maturity (9 pike (S) cost basis ($) Feb 29 ($) Feb 29($) gan or loss (1) period GEM. ELEC CPTL CORP AD) RATE MATURES0911/16 CUSP 36962G2V5 Moody Al S8P. AA. EAI: $103 Current yield 082% Dec 11, 09 50,000.000 90789 45,394.50 99.997 49,998.50 4,604.00 LT BANK OF AMER INTERNOTES NTS B/E RATE 03.600% MATURES 11/1916 ACCRUED INTEREST 41,560.00 CUSP 06050WDW2 Moody Baal SW 68B+ EAI: $5,400 Ctsrent yield: 3.57% Nov01, 10 150,000.000 100 000 150,000.00 100.741 151,111.50 1,111 50 LT 1P MORGAN CHASE & CO NTS IYE RATE 07.900% MATURES 04/2949 ACCRUED INTEREST 43,917 08 CUSP 46625HHAI Moody. Baa3 S&R 888- EAI: $11,850 Current yield 7.92% Dec 22, 09 150,000.000 105.100 157,650.09 99.750 149,625 00 -8,025.09 LT Total $350.000.000 $353.000.59 $350,735.00 4250959 Total accrued interest $5.477.08 Total estimated annual income: $17,353 SDNY GM 00022514 CNP703C0305749197NFI00O202277 00006 0216 030575001Y123574550100000 Page 7 of 12 CONFIDENTIAL EFTA_00133134 EFTA01275271 GHIct A1NF MAXWFI I *UBS Account name: UBS Strategic Advisor Friendly account n Your Pi Banda Advisor, SCOTT STACK MANLYLE CASR1EL February 2016 Account number: 212-821.7000f 800-308.3140 Your assets . Fixed income (continued) municipal securities Paces ere obtaned from Independent quotation bureaus the we computenzed vet talon formulas to discount for securities issued a a discount. When engine cost basis a Molt:Fed, anortitabon has been cdc Sate current %Sues. Actual make) vans msy very and thus gentilosses may not be accwaely done using the constant yield metIxct °themese anorlization ha been dine uslrq the Wright km reflected. Con basis hers been automaton alusted for rnenctkory ematizaficn of bond preniurn on method coupon teweserept munICipd sec unties using the constant yield method and for accreted mire issue Trek Teal It4t velue Purchase Aelufted Nice on Vaue on UnreSized Hdcing Hddng date a natio* (5) canted) cost ban (51 Feb 29 0/ Feb 29 (5) gan or loss (1.) period MICHIGAN MUN BD AUTH RV PREF BEIRI PRE.REFUNDED RATE 05.000% MATURES 1001126 PREREFUNDED 1001(16 0 100.00 ACCRUED INTEREST 4925.00 CUSIP $945513R1 Maody. Not rated S&P. Not rated EAI: $2,250 Cisrent yield: 4.87% Original cost basis- $46,406.80 Nov 22, 11 45,000.000 101.481 45,666.54 102.745 46,235.25 568.71 LT EIRDVtLE TX INGOT SCH D FREE 890 PRE-REFUNDED RATE 05.000% MATURES 02/1929 PREREFUNDED 02/1917 0 100.00 ACCRUED INTEREST $17499 CULP 090814U5 Moody. Ma S&P: Not rated EAI: 44,500 Cisrent yield: 4.79% Original cost basis- $93,704.74 Nov 14, 11 90,000.000 102.208 91,987.31 104.331 93,897.90 1,910.59 LT MICHIGAN MUN BD AWN RV RATE 05.000% MATURES 1001/26 CALLABLE 10/01/16 0 100.00 ACCRUED INTEREST 4102.77 CU9P 594557485 Moody. An SW: AAA EAI: $250 Current yield 487% Original cost basis $5,034.35 Nov 22, 11 5,O00 O03 1CO.327 5,016.36 102.743 5,137 15 120.79 LT continued next page CNP700C0005749198 NP7000202277 00005 0216 030575004 Y123574550 104algyGrit 00022tne i of 12 CONFIDENTIAL EFTA_00133135 EFTA01275272 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your IIsandal Advisor: friendly account n SCOTT STACKMANLYLE CASRIEL *MIS Account number. 212-821-7C00/800-308-3140 Your assets Fixed income . Municipal securities (continued) fetal face vtlue Pul(haSe AluStel Pnce on Wilton Unreand Fielding Hddng at maturity (1) pncetS) cost bens (S) Feb 29(S) Feb 29 (SI can or losS (11 SOW BIRDVILLE TX INOPT SCH D BBIV RATE 05.000% MATURES 0211929 CALLABLE 02115/17 0100.00 ACCRUED INTEREST 419.44 CUSIP 090874LM8 Moody. Aaa S&P: AAA EAI: 4500 Current yield 4.80% Odgn al cost basis 110,056.85 Nov 14, 11 10,000.000 100.307 10,030.73 104.102 10,41020 379.47 LT Total $150,400000 S152,700.94 $155,68050 $2,97956 Total accrued interest $1.222.20 Total estimated annual income: 57.500 Preferred securities Track Nuntoef PuicNaSe once PnCe per Store Moe on Unrealized Hddng Hddng OA* of sham pet sane IS) Cost bass (0 on Feb 29(S) Feb 29(P gan or loss (S) prod CITIGROUP CAPITALMI EXCIFLT TRUST PFD 7 875% CUE 14:nO/2O4O Symbol: C.PRN Echange: NYSE EAI: 119,690 Current yield: 7.74% Oct 4, 10 10,000.000 26.130 261,300.00 25.430 254,300.00 -7,000.00 LT COUNTRYWIDE CAP V 7.000% CUE 1 1/01136 CAU.ABLE Symbol: CFCPRB Exchange: NYSE EAI: 17,350 Current yield:6.85% Oct 26, 10 4,200.000 23.518 95,778.96 25.550 107,310.00 8,531.04 LT Total $360,078.96 $361,610.00 S1,531.04 Total estimated annual income: 127,040 SDNY GM 00022516 CHP7O0O3OO5749199NP7OCO2O2277 00006 CO16 030575004 Y123574%O1O0O0O Page 9 of 12 CONFIDENTIAL EF1'A_00133136 EFTA01275273 *UBS UK Strategic Advisor Account name: Friendly account name: GHISLAINE MAXWELL Your 15 nonciol Advisor SCOTT STACK MANLYLE CASRIEL February 2016 Account number: 2124214000/800-308a 140 Your aSSetkontared) Your total assets Percentage at Cost Estimated Unrealized Viue on Feb 29 (1) your account basis (I) annual income ft) gain or loss (I) Cash Cash and money Weems 9,315.82 0.78% 9,315.82 Equities Common stock 41,936.00 47,403.04 1,744.00 -5,467.04 Closed end funds & Bo:harge traded products 240,982.20 208,533.63 5,236.00 32,448.57 Other equity investments 28,904.61 35666.06 3,038.00 4,961.45 Total equities 311022.81 26.07% 291,802.73 10,018.00 20,020.08 Iroced income Corporate bonds and notes 350,735.00 353,044.59 17,353 00 -2,309.59 Munkipal securities 155,650.50 152,700.94 7,500.00 2,979.56 Preferred securities 361,610.00 360,078.96 27,040.00 1,531.04 Total accrued interest 6,699.28 Total fixed immune 874,724.78 73.15% 865224.49 51,893.00 2,201.01 Total $1,195,863.41 100.00% $1,166,943.04 $61,911.00 $22221.09 Account activity this month Gate ACIllity 0tiatti0n Amount (S) Dividend and interest MOM! Tavable interest Feb I Interest COUNTRYWIDE CAP V 7 000% DUE 11101/36 CALLABLE PAID ON 4200 1637 50 CUSIP: 222388209 Feb 5 Interest tin BANK USA, DEPOSIT ACCOUNT AS OF 0208 16 0.20 Feb 5 Interest CMGROUP CAPITAL XIII FXDILT TRUST PFD 7875% DUE 101302040PAC 4.228 9t ON 10000A5 0F 01/2916 CUSIP: 173080201 Feb 11 Interest GENL ELEC CPTL CORP 00.556% 051116 DIM 1ION-COSI 107 MED TERM 70.28 NTS PAID ON 50000 CUSIP: 36962G2V5 Total taxable interest 86,136.89 Tax-exempt interest Feb 16 Interest (intOvILLE TX t4DPT SCH DPREF 8985 DUE 021529010011507 2250.00 CALLABLE PRE-REFUNDED PAD ON 90000 AS OF 0211916 CUSIP: 09C674U5 continued next page CNP7C0C0305749200NP70CO202277 C0035 0216 030575004 Y123574550 106tfiqyGro0002Figie 10 of 12 CONFIDENTIAL EFTA_00133137 EFTA01275274 T UBS Strategic Advisor February 2016 Account name: Friendly account name Account number. GHISLA1NE MAXWELL - Your Mendel Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-n00800-308-3140 Account activity this month (Contritied) Date *Only ['twit:Mon Amount (S) Divided and intemstincorne (continued) Tax-exempt interest (continued) Feb 16 Inter*St BIROVILIE TX INDPT SCH D89 S DUE 021529 DID 011507CALLABLE PAID 250.00 ON 10000AS OF 0211916 CUSIP: 09013741MB Total tax-exempt interest *2.500.00 Wiscellaneous Feb 16 Conclend BLACKSTONE GROUP LPITHE UMT REPSTG LTD PARTNERSHIP NT PAID ON 678.93 1113 Total miscellaneous $678.93 Total dividend and interest income $931520 Cale Actinty Descipaon Arrow' (S) Other funds debited Feb 1 Transfer JOURNAL TO VI 23575 GMSLANE MAXWELL 82,143 30 Total other funds debited 412,14330 Dee Activity oeschotice Amount ($) Money balance activities ran 29 Balance toward 592,14330 Feb2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02/01/16 -75,383.92 Feb 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 02)04116 -4,921.88 Feb 5 Deposit UBS BANK USA DEPOSIT ACCOUNT AS OF 02/04/16 0.20 Feb8 Deposit UBS BANK USA DEPOSIT ACCOUNT 4228.91 Feb 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 70.28 Feb 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 3,178.93 Feb 29 Closing U.S Bank USA Deposit Account $9,315.82 The UBS eant USA Depaat Account b your unwary sweep colon. SONY GM 00022518 0070305005749201 NP7000XI2277 00006 0216 030575004 Y123574550 100000 Page 11 of 12 CONFIDENTIAL EFTA_00B3B8 EFTA01275275 *UBS Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your 15 nand', Advisor: Friendly account name SCOTT STACK MAI/LYLE CASRIEL Febri:r: 2016 Account number: - 212 821 7000/800 308 3140 Realized gains and losses The estimated realized gam and losses steno below ate no for tac puiposes. Please rate that gain or loss intormacon We mw not adjust gans and losses fcr al extra, chanrs. We aseemalicay adjust cost bass for recognized On the sae Of reCkfr0ti0n Of ce nolo Structured eno0uCtS, Ike COntincent De( SeCultheS. may to uaererrpt and AMT coupon munlcwa sec unties for eslImaedinondemon 01 Ccnd pre/nuns and (01accreted OD adnary, and not <Old, gain or loss. Please check with your tie achvsof To talcdate gins molasses. we for securities issued at 6 clams you requested that US$Sion <Mt Data for the toOnd premiumterrorizationon liquidate the nicks( security lot first. This is known as the first.'n lint out or FIFO accounting method We use Uvalde debt securities then cost basis reflected for these securities has been adjusted Estimates in lilt illodassile0 this met hod unless you specified vinic h Imp lot to close when you axedyour order. This is known as a anus section can not be elosofied as short to Qs tong term bet sae inkomition is missing or the product is main which purchases or leSP order. See impottJnt information about your tatemont a the end of thisdi:cu.-nen, for more the garAoss calculation is not provided Prior month or year activity adjustments Gan and loss twat, presented here reflect <krises lopreviouny sported gains and losses. resutting from a sae transaction, the amount at the dscilowed loss has been sided to the cost bas of the securities ot the sameIMMO u.ns rz.ne,:ninion cqA tit et an tc14e!ci rpst basis tithe alvelment is a resift et awash that you head sibSequent to the wash sae Long-term capital gains and losses wash sale Quantity or Purchze sae sae Cost cost basis Security deSCoption MethOCI tat saw die Cate amount (S) bass (S) Wjustrnem(4) Loss (S) Gale (SI SPDS GOLD TRUST Adjustment 190000 Sep 11,12 Dec21.15 19,631 24 31,772.29 -12,141.05 CelP7C0C0305749202 NP70C0202277 C0O36 0216 030575004 KI23514S50 l0rigeigy_Gm_0002S2afra 12 of 12 End of statement for account number Y I 23574 55 CONFIDENTIAL EFTA_00133139 EFTA01275276 Important information about your statement LES Financial Services lx. the F im or UBS Financial - an1 n tpri-ot trj claim for cash) The SIPC asset protection limits aPPIP to account kaki you choose One Of She following Services) is a merger of all orinciml moray, tannsity — Descsbe the error or tie transfer ycu ere enure ail anmunts that youhold in a panicuia- capacity. Mewled °toddles' and colons exchanges. LES Frargial Semites and LES tcck and explah as clap as you cal shy you The Frm, together with certain affiliates, has also • Prague Cement/mom.. 1snob rin as seekng the Bank USA we /effect sinkers of LBS AG and belies t is an error a why you need more purchased oabrnental protection. The magnate generation d income crib% affiliates of LES Sesritin U.C. The Fim's financial information anount ogre to al *Gable clans, cobectimb seder • Actin* °peelAppreciatan: Investments seeking statement is available upon (egad. The Firsts executes — amide the dollar amount of the suspected error. this praecten is 1500 millon a of Decanter 10, 2013. yowls of ancpalrather than the gel-oration of off ices ye a: e. The Firm a Cad Issuer MI inegigate sour ampairt Svoyect to the poky corditons ad Imitations, cash a • Produce Combination of and Capt.? WS etyma' Sass 1m. and MI canes any error premed/. t we take non tan the Firm is furter protected fa isp to SI 9 million el the Appreciation: Inesiments sedckg both to gereraten 1200 Harbor Spulevard 10 business days to do tit we will creek your account animate for alma amounts hold in a particular of income and gushol Weehawken, NJ 07086 for the want you thiric is in error, so tat you will haw capacity. A full apy of tie poky wadim is available the use of the morey drip the ter* h takes us to upon request. Overall risk penes This statement represents the only official record of you complete our instigation. LBS Financial Series account Other micacb swept The SIPC protect en and the supplemental protection • Conservative: Seeks to maroon nhis prircia with Official far dxunents. contahing cordlicleg data should Please make all cheat payable to the Fern or tre both do not aoPlyta law risk aid volgiley to the accost owrat even not be relied ran If you berme there is an ems or that means the accost does nee generate sired cant Wanda' tided/on rdested on to from of this • Certan financial assets controlled by (and teethed n nurne a returns and may rot keep pace with omission pease repot h immediately n wring to the statement haddeonto regista- scant fees, asserts your account value) bat held away fran U85 Financial Pinch Manager of the off ice servig you account. may be subject to mai-tenet. lees, cheeps for late Services (e.g., certain 0) cash at UBS But. (ii cat at inflation. payment for marlin purchases and chugs for unpaid LOS AG Stamford bunch, (id i-turarce pada • Maferate. Wilfrg to accept sane tit 10 pincPal arid ATheuti al figures shown are ntended to be accurate. arrants in Cash accares. Accounts that me hardened including variable annuli:. and Off shares of truism' tolerate some nobility to seek hgher returns. statement data sh:uld not be used li e tar purposes Rely to other inStalitrOnS may te subject to a trawler be finds where such shares are registered drectly n the • Apgressne: Wiling to accept hit lilt to pri-epal ad step on ws-end tax kOM.O.e.. Form 1099 Sage. nane of the account holier on the books ad records high volatility to seek 4hreturn!' over tinny. 10425, etc.)whinprepiregyour ter return. The Fins UBS Swap Optima of the septic:ha lose a transfer agent). required by law to report to the IRS all taxable dividers& URS offers optia for pimping cash balances, balances • Certain inuesimene convects or hannent interests Statement liouseholdhe mond* restaubh detands and tattle Merest to bank deposits at UBS Bak USA and WS AG Stanford (eg.. limited partnenhix and private placermnts) tat We may consoldme al related account statements with eared an mattes held n sou acant, net proceeds branch (Bank Sweep PrOgrarn), money market mutual are rot registered 'rider the Securities Act of I933; en sane &dress n the same envelope. Accosts may as sale transactors, and cog ban on certain covered Ards (Money Ftra) and the intera enalDepose ad be related Ice this purpose became they have owners Seosities. Accoat (M)ta customers with anImernational • Cornnodibes contracts (e.g, foreign barge and who also maimain pit aeon relationships with other Regan. Management Account. Though theBank vs numetal contratg included futures contracts client at the sae address. This practice 6 known as Corrantnications with the Fie Sweep Fri:yarnw cash balances ere SWC9t to 11135 Bak arc commodity Option contracts. •hotimbolirg t you pre(er to receive a-di/dual • Please re-confirm any oral cormkteateans in *Meg USA up to an esti:Stied knit ani then to UBS AG statements mated in separate envelopes — you may to twiner protect your rips. bylaw your rig*, Stanford Branch is a Money Fund. Deposits at U85 The SIPC potectan and te supplemental polectsan do decline householding by waling JOU, F handier Advisor. ceder the Seseiffis Investor Protection An (SPAS Bank USA are FDIC enured in accordance with FDIC not apply to these assets henif theyotherwise appear • t the linenial ineffution an the top let of the frail nits. For mere ilarnaten pease kit wermfdic got. on you staterneres. 11-w SEC protection ad the Friendly account name of this statement is not IBS Finaral Servkes, LES Deposes a L05 AG Stanford Want ad shares of sal:mentalprotection do not protect mann changes The Feiendb, account name reflects int°maim that you Financial Winces canes you account a cleamg Money Funds a rot ensued by the FDIC. in the market vane of you investments (whether a a entered cn the Firm's once services webute. It a a brdcer by ana-gerrent well the notated insoknon result of market movement issuer haThruptcy or cutorniuble *nictrarin • chosen by you to assig you We irdormed you of this rebtorchP whenyou Through the 0A, mailable to tat lulanon are mem to otherwise) rah you recordkeeping It KM no legal effect an your opened this attars. In this cast your ards and depoU accounts at UBS AG New Vol. Wench ad LOS account. You can cha-ge yar Men*resat MMUS, secunies are located a U85 financial Singes and rot AGC wan Bramh These deposits are not moored by More itorrrution is avalable .an recast say may trce4 Onto? Services a by contactrg your Fina-cial te ironarceg broker, ad younut mace a report the FOC. Balances held at tie LES AG Cayman Math obtain more information about SIC, kick* the 51K Advisor. of ay eta or amain to both firms. are tempted* exposer:to the sovereign reh of the Bath" by contacting 51K a 302-371-8300a by Cayman Islands, and thew it no warren a other wsitng the 51K website at www.goting Acciwnt overview All account statements shall be deemed cenwiete ad obligation of LES AG to repay to balances While cn the • Vibe of tore arreunblaOrniabd. Net of assets and accurate i not objected to in ve ring within 60 days. UPS Cayman's Brach's books. Dividend Retvertmont Program (DRIP) The ate reflected 6 an average price You may obtan • Asset. Inclas salable Cash balances. vatrs la • Please diect customer complaints or hashes to tie Deposits at LOS Bak USA and eachUBS AG Branch are the actual price from yor Fnancial Advisor. Or whole restricted storey less), and Global tine Deposit% Fhm'4Clern Relations Depatnent a 201.352.1699 not protected by SIPC. Money Fund shoes are protected tares re purchased ran DRIP; panel shoes wil be u-realred marks to market, and reclaim mats net beg or toll-free at 8C0-3S4-9103, BOO A.M. to 6:00 P.M by SIPC See *U35 Finmeial Services Accent Rotection- sold ad the cat wra be, deposited in your account. The by tie Firn. Does rot include unpriced wittiest assets ET Monday through Frday, or in writirg to U3S bear. dviderd reinvestment price supplied byte issuer may at the end of the prior and caveat statement periods, or Ftencial Senices hc, Client Relatirts DePa-tmentr Offer horn the market price at which ter partial shares prvase inoestnwits.. trusted stock options and P.O. Box 766 Union City, it107087. Upon vas reµnst, balances in to Bank Sweep ere sold esercoable stock options • h cam of errors or &stens about an electronic Prorate a OA may be withdraw and shares of a • Liablas Includes debt balrees, wrath-ding may, fu-ds transfer WO.bi psyment cr UBS Watched Money Fund may be liquidated, ad the proceeds Cadetelieu credit We, don accant balance.. card transactions, call 990-762-1000, cc ache to UBS returned to you a you seosein accant. Cn9 whole units maybe held in your scant. if you an • CashAwney balances. Total of uninvested available Financial Senices ex., 1000 Hata 8Iyd, 6th floor, sealed to a pa-lial unit as a result of a titled am cash balances. plus UBS Ban USA deposit brirces,UBS Weehawken. NI 07086, Agra RIAPESA Senses. Fuller ilommtion about available sweep options, • ot erense, the NM WM ether sell panal units at AG Stamford Branch depose balances and money market inckefing current tatted rate, and yields, t available at maim pine a accept an arrant determined by a MALI lund sweep balances, at the clue of the Cal a wnte as soon as you core if muIn+ you onew•bs CCM(SWeepyiell'n from your Financial Advisor regoond dozed agency, adcredit your scorn statement period. Norscannocity free credit balances in statement or receipt 4 wag or if youneed more or by callng 800-762-1000. your accost ye rot segregated from other balances erfamation dxsa a Manger en the smitten or Investment objectives ad tie Fern frig use any of these funds in the ordinay receipt. The firm or Card bsuer (as mottle)must UPS Nnancial Service' amount protection The rnestmere Sodas ad nsk profile an speck to course cd its testiness. These funds ase payable upon hear from you no later then CO days after tie Pim 71-re Firn e a member of to Seosities Investor Protection each account and may say behveen Please skim the your &med. This total n included in tie anent period sent you ter fig statement an whit the met or Corporation 6IPC), which protects securities amosels of Armprompt& ;n slew of any sicnileart change in your closig value. prcblan append. is members up to SSOO,C00 (mixing 42t0,000 for financial situates, or ntestmere objectives. For each SDNY_GM_00022520 CONFIDENTIAL EFTA_00133140 EFTA01275277 important information about your statement (Contraued) Lending information you wok:a-saki recent ti the market ince% an — 'Dmmtinions to date' may include retum of ▪ h acetion to commriskini Maned h connection Fce Maned inform:non on **Firs lending practices obtained fran vain.* thee' party sarces trench sue caohat ixome or both. wth the sale or distrbution of truly contracts and disclosises, refer to gem Clem Relatcnthip bekve to be reliable, but we do not guarantee they — •Coginalurn um' represents the nib& *Bern; and urst errestrnint teat units loots clients, we Agreement or A«ciast Aremern "AI the General accuracy. price per tole and may nOt tenet' yarr cost basis anifix err affiliate mews rewrite sturng Team and Conditions LAS Slaternml of Creed hadMs — We rrtwty use th• dosing price when swiLable or compernsion from marry of the insurance awitable in Agreementl AndDart:cures at the mean of the bid rid ask prices fee lined • Restricted sonorities Restrkted secuities general& coermnirs «decocting the annuity corwrads. ewe eat romiacccurAricerkam. securities and colonsor on& bid prices ke OTC me not carom& eligible for public salt LOS financial all bates of the ilium-se companies or sponsors of securities. Sena, uses the market peke of the unrestricted stock the um investment 016IS we «white. Yew Sett — Less actin& traded securities maybe «iced using a of the same issuer as an imputed value let the — Cur affiliates alsomotive trading ccernesions and You statement amts securities snd other sews held vakation model a the most recent price we restricted stock few purposes el tsar ann.* cent To other comp:mate° from mutual lurch and in the ac«unt at the end of the Manner% period. You <Maned and may not reflect an actual motel once the anent that moo-Med securities are reliable for cab, insurance companies show products we chflrbilei may ask for defreery of lady paid tarries at ray' time. ow yak*. the value received may be abstanial& less than the — We receive an anneal fee from LOS Bank USA and You ma/recent searities used as loan coaneral alter — Certain pceitian may appear without a price and imputed value shown GAS AG Sungoed Sandi of up to 115 per secant paying any balance dia on therm Any securities will thew as 'ark* was not avalable• ft we re sweeping to Ow banks under the UBS Bank Sweep IrinemIll to the Fins d.ring the statenwnt period are nimble to obtain a price for a scarily • Eq. (estimeted) income, current yields and rata Progrann. lends musket vale as of the and of the sidemen, — DecOSitS Cr searkies denominated in twenties An minxe of aryual income it based on current period. other thanU.S. dotal are reflected at the «change dnickind and Merest rates, manning the sentries will Mikity • Cost bads. In detemning the cost bad of the rate as of the statement date. be heldfor ale year from statement date or soil hteerrutiortregardng commissions and other charges teatimes itxtuded n this statement. where indcated - Ter «nen searities teeing is nonconforming maturity. This ennuie is any a guideline, accuracy insarred n correction with the extuAcrs of erodes, with the nerrbtr LOS f inancial Serene, has relied denaninalOnt. price land (Pariah' 0are valve) may ad continued Maine ;re not gurranteect aiding option transactions has been included en co informatim obtained from sources other thanUBS have been ademed to fmilitate«cm( vabneon. — Efirmted anal income and anent yield for confirmations venous& furnished to you. and vell be f /uncial Sakes. including nip:motionIran another To San Current ctotations, Men avaiabat contact cerlan bpes of securities could inclde a return of provided to you promptly on reopen. fins ce that you may have provided to you fnancial yet fnancialAMisor. PreinTal Or Capital gains n Atli*, case the est Adds«. The Fin don nol inckpw wrnya more ferxlcument yield) would be overstated. Skirt Sills gparanlee the occur. valdity of are nlomation • Private krembnents and structemed products. — Estimated arnuel acme and newt yield and the you are engaged in that selling a 'murky, you may provided by saves Om than LIBS Financial Stokes Private inestment securities (ix Wing died actual income and yield might be laver or higher hat a charge die to cedar, borrowing costs fa that pankgatian proseam and real estate mestmerd trust than the estmted amounts. palkular security. h merlin aftlxugh LOS financial Sawn general& situating and summed products are general he)* — An emanate of a-conned:fiat* (dirderd and« updates this Mental:an as it is received. the firm 114,4 Cense. structued «oaten haw not been intent) dirded by the anent market Open at does not provide any assuiances than the inforinatien registimed with the Securities and Exchaw cater avow« balance is based on the last dividend P.90,Clin9 con a iscocalitcancelled* «dew that under "Cost basis' and "Urevalced garlloss' is Carmen:xi a srdm any state securities laws. We or Henn payment made by the ismer and were not executed by the sidemen date. open buy ad acute as of the date of this statement. As such provide estimated yaks ler private nytitrnent assures the sectrkiendepouts will be held for one sell stop orders are reduced by the mare of «Men* please do not re& on this Monnation to make mantis and natured products for irgerrnatonal year from the statement date« until maturity. or rights on an exavidends or meights dote unless ;eschew or sale decisions, for In prposes PaliOws <nisi Accincy is nee gweardeed Accuracy AM continued yield are not pruiranteed. instructed otherwise by you. You am responsible foe Otheorthe. Accounts transferred to the fi n, my — Thew +taken maydiffer substantial& from «km if orders that re executed due to your failure to cancel ref ed °artless ricernathn on& for the period ce ay, at *heti a «WM investment secuity a • Assets not hal by UBSFisarleial Services. Certain eestng WWI orders. tent they are held a the Mn More historical Moved ;road may be basfil or sold and do assets are not held by the Firm and not wthin the ntamalien can be added by your Anoxia Adveor. not net...wilyrepresent the Mae you mid ware fern's possesscn or control. These assets are Privacy upon Ikuktation. deployed on yor statement for informational To obtain a copy of ou current Clem rrieacy Notice • Unrealised gairefiones Man data is available. - Thid parlyestinges of yak* re as of a certain purposes only. Positions and values :resented re please contact your Finamial Advisor or yin Our IVOSile minded urreaMed gate losses are calculated for date and are applied to UBS Fnaxial Services an a provided by the dating fin. UBS financial Services is at srow dateWV& aevbroliev Individual seamy lots. The transaction data for regular basis by an independent vatation I km. not respanble for tars intpennon and does not exkviatal lots mayor may not relied commix* - btu, general panne. Or sponsor minuted values, guarantee its accuracy. These assets are rot protected UBS financial Services is not a ban. The BMA, Business clurgn XXIV seaway reorganicalcn wanes. if are. are supplied to the F im by the our. by Silty*. Finis applemental Slit coverage. Service Account BSA and IRMA are brokerage accounts Dildind and otter reinveament lots and systematic primalpause or sponsor and may be calculated which provide access to larking services and products pscluse lets are each confined to display one based on dfferert Manton from that used by • Revenue Swung and additional compensation. through arrangernents win Of hated barks and other averaged lot. The • Trade dale coUnn tandems the third parties to drive they minuted vats. — In addition to CCOOliSSCaS on Ws and Obi lees tined-party banks, and provides access to entrance and original uarnacton trade date - You tinKean additional rionnationregarding received n cotnecton rah the dotribstion snug product, issued by unaffiliated thedpeny the nvninedology used to determine the *sinus* of initial finch to CV <In we ardor Our affable insurance companies through it-imam* agency • Callable securities Bends ad pretimed stock that value and the date of the dermal:tothat is the receive merit,' sharing Imernerts horn distributers subsidiaries of UBS financial Services Mc. the issuer cats for eat rederriAnn wit be selected basil« the esirate by contacting your Financial awoke advisors of the mutual finds that we sell. apartial& by lot Iran among all SenedIAS of that Advisor. Those arnafils are based on two deferent Inestnxink nsurance. ad arnuny products: issue held in out name or n non*** new ler cus - Mid piny estrinned mess may be reflected as components (I the amount of sales by US of a Not FDIC rimed • No fink guvantem May lose value clients Call baste infonnetkn is obtained from third 'Not piked' in several situations: wen an pankula neAuel fund fan& to out dents. and (*) pales and its accts., is not guaranteed. Other call independent solution Inn has not slppbeda is the met yak* of a particular mutual fund faniys WA Rename Managenwt Account. Business Services teams may exist witch could affect yiekt complete unable to assign a rata, when we become await shags held a the firm Anoint E6.4, AMA and nternaticcal ReSadte Marnalcen will be «ended upon request that a material event has occurred that may call a — We and cm afloat, ate receive netweekng and Management Attars are registered service mans of previously reported War into questkiacention combs processing lees in consideration kr UPS financin Services he • Certificates of deposit (a). COs are 10K inured Va* Ma i d hiiMispeculath* clue to the flare transfer agent myna that we pont to to up to $29G.000 n pricgal and accrued interest per of the security. mutual fund These fengenerally are pad from Visa Sign/ are is a regelired service mirk of Visa deposter ad per depository ', FOAM' its accordance - When te ther an rssuer, general partner a sponsor investor asset the mutual fund and are a fad Interrationat lbi Via Sgruare deck cards arid toes wth FDIC rules. estimated rake nor a thrd-party estimated valor is provided, the value of the tensity will be different id doer amount based on the rumber of accounts at the brokers:Wake holding image link of that find V0.3 debt cards are issued by UK, Bank LISA with permission from visa USA evaporated. • Prioehallue limn displayed lot warit4s and pew Iran itt purchase price. family prod.ds may be higher a lower than the ;eke that UBS financial Seevioes Inc Rev. 201511 SDNY_GM_00022521 CONFIDENTIAL EFTA_00133141 EFTA01275278 ;It UBS U65 Financial Services Inc. 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 March 2016 aw70065181870316x13 vl 0 GHISLAINE MAXWELL Account name GHISLANE MAXWELL Friendly account name. Account number. Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821.70001800.308-3140 Questions about your statement? As a service to you, your portfoici value of Call your Financial Advisor or the Value of your account $1,218,711.47 includes accrued interest RMA ReSOurCeLine at 800-IIMA- '000, on February 29 (S) on March 31(5) account 02%23574 Your assets 1,195,863 41 1,218,711.47 1fisit our website: Your liabilities 0.00 0.00 vmw.ubscomlfinancialservices Value of your account $1,195,863.41 51,216,711.47 Accrued interest in value above S6,699 28 18.866 38 Sources of your account growth Tracking the value of your account during 2016 Vzdue of your account ThcLiS3,11$ at year end 2015 41,311,717.81 Net *poop and 594 withdrawals -692,02983 ,,311 7 1, '95 9 1218.7 Vow tiveStenent return: Dividend and interest income 411,619.66 Change in value of accrued interest 53.68750 Change in market value -$16284.67 Dec 2014 Dec 2015 Feb2016 Mar 2016 Value of your account on Mar 31, 2016 51,218,711.47 SONY GM 00022522 Membn SIPC 0070001005618187NP7000309989 00004 03I6 0305750N Y123574550101000 Page I of 12 CONFIDENTIAL EFTA 00133142 EFTA01275279 SUBS UBS Strategic Advisor March 2016 Account name: Friendly account name Account number: E MAAMELL Your A Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.700O800-308 3140 Your account balance sheet The value of your 3count inducts assets relax IRS and cenan asses held alai from UBS, See page I for more I rtOnnatiOn. Summary of your assets Value on Percentage of March 3 (I) your account Cash and money balances may include A Cash and money balances 436.07 0 04% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.60 000% account balances. Uff5 AG Stamford Branch A deposit account balances and money market C Equities 332,007.82 27 24% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 886,267.58 7272% two pages of this statement for details about those balances E Non-traditional ace 0.00% F Commodities 0.00 0.00% G 0.00 0.00% Total assets $1,2113,711.47 100.00% Value of your account $1,218,711.47 Eye on the markets Percentage change Index March 2016 Year to date S&P 500 6.78% 1.35% Russell 3000 7.04% 0.97% MSC I - Europe, Australia & Far East 6.59% -2.88% Barclays Capital U.S. Aggregate Bond Index 0.92% 3.03% Interest rates on March 31, 2016 3-month Treasury bills: 0.21% One-month LIBOR: 0.44% CNP7C0CE006518188NP70C0 02004 0316 030579004 Y12357455010 gityjwGmoporpjae 2 of 12 CONFIDENTIAL EFTA_00133143 EFTA01275280 Your PI sandal Advisor: SUBS Account name: GHISLA1NE MAXWELL UBS Strategic Advisor friendly account name: SCOTT STACKMANLYLE CASRIEL March 2016 Account number. 212-821-7000/800-308-3140 Change in the value of your account Summary of gains and losses Wives peporled telc,v exclude pooucts for which gain Enohomes are not classified March 2016 (5) Year to date (S) Realized gains and losses Unrealized Opening account value 31,195,883.41 $1,311,717.81 March 2016(51 Year to date (1) gains and lasses (1) Deposits, including investments transferred in 0.00 1,600.00 Short term 0.00 586.02 0.00 Withdrawals and fees, Long term 0.00 1,422.30 52,054.10 including investments transferred Total $2,008.32 $0.00 $52,054.10 cut -9,315.82 -93,628.83 Dividend and interest income 436.07 11,619.66 Change in value of accrued Cash activity summary interest 2,167.10 3,687.50 See Account eche/Tythe month tot deta h &lances on your SweepOptions are induded on the opening and Closing balances race. FDIC insurance 4:poet only to deposits at USS Ronk USA, not to deposits at 25 AG, Change in market value 29,560.71 -16,284.67 starMoto Branch or bank deposits paced through the Liss intemmonzi Beppu+ Account program SIPC protection applies to /money market sweep fund holdings bul not bank dep.:sin. SeeImportant information Closing account value $1,218,711.47 $1,218,711.47 about your statement on the tact two pages d this document for atals Mardi 2016 (5) Year to date (S) Dividend and interest income earned Opening balances $9,315.82 $541.48 Additions for purposes of Ms statement, timbity of inkiest and dnidend income has been determined from a US lac rerating Peradhn - Based upon the residence of the account holder, account type, or product type, Deposits and other funds credited 0 00 1,600.00 some interest and°, dvidend payments may not be subject to United States (US) ant/or Puerto RICO (PR) Income ta.es Ttk tient months/ statement is VI Intended to to used and cannot be ram, rain for tat Dividend and interest income 436.07 11,619.66 papooses. Clients should refer to the axlicolle tax reporting forms they recent Iran PBS annualy, such as the towns 1059 and the Parrs 480, fa lac repotting inlomation It Is the protect of UBS to file the Proceeds from investment transactions 0.00 80,303.76 mpagaue Its reporting forms SIN the US Internal Revenue SeMCe and PR Treasury Department and in sue h fomm accurately dais fy dudenck ardor in S tag <MOTO or to “Sat infant. PieSt comult your Total additions $436.07 $93,523.42 Ind sodual tax prepare/ Subtractions march 2016 (5) Year to date (1) Professional management fees and Taxable dividends 435.94 2,303,71 related services 0.00 -1,62823 Taxable interest 013 6,137 02 Other funds debited -9,315.82 -92.00060 Tax-exempt interest 0 00 2,500 00 Total subtractions -$9,315.82 -493,628.83 Miscellaneous 0.00 678.93 Net cash flow -$8,879.75 -$105.41 Total current year $436.07 $11,819.68 Closing balances $436.07 $436.07 Total dividend & interest $436.07 $11,619.66 SDNY GM 00022524 CO1P70009305618169 W7003305'399 00004 0316 03057SOCM Y123674%0101000 Page 3 of 12 CONFIDENTIAL EFTA_00133144 EFTA01275281 Account name: *UBS UBS Strategic Advisor March 2016 friendly account naml Account number. GHISLAINE MAXWELL Your 15 nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308-3140 UBS Bank USA Deposit Account APY Interest period Feb 5 - Mar 6 Opening UBS Bank USA Deposit balance Feb 5 $1,837.70 Closing UBS Bank USA Deposit balance Mar 6 $0.00 Number of days in interest period 31 Average daily balance $5,857.09 Interest earned $0.13 Annual percentage yield earned 0.03% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponant information about your sraremenrat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility cOnWeration NOtle selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CuP70305006618190 WOW C0004 0316 030576004 Y123574550 1040ILY_GM_00022titie 4 of 12 CONFIDENTIAL EFTA_00B3145 EFTA01275282 (SUBS UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Nisandal Advisor: Friendly accouetaamel SCOTT STACKMANYLYLE CASRIEL March 2016 Account number. 212-821-70001800-308-3140 Your assets Some paces, income and current vaues shores may he Etapfoxirnene. AS a leiUR. OM and losses may not be &Quakily iefkaed. See Anporuat insomefron about your statement a the end of ths document for more lnfonnson. Cash Cash and money balances Cash and money balances may include avalaie cash balances, UBS Bar* USA dep3ot account balances, UBS AG Stanord Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FCC xlthn dyne /de limits, but are not protected by SIBC UBS AG Stanford Branch deposit accoum balances are not insured by FDIC and se not protected by SirC Money market sweep balances are protected by SEC but me not insured by the FDIC. See the Important information about your statement * the end of this docurent for del airs about those blames. Opertng bdance Closing balance Price per share Average Dnickncl 'Merest Days in Hddng on Man I (S) on Mar 31 CU on Mar 31 (t) tate period pMod Cy mount ft) UBS SANK USA CEP ACCT 9.315.82 436.07 250.00000 Equities Common stock Purchase VIC!! Trade Mother Average price Price per share Value on tiniealzed Hddng Hddng date of shares per share (t) Cost basis (S) on Mar 31 (11 Mar 31(1) gain or loss (t) period 8ANX OF AMER CORP Symbol: BAC Exchange: NYSE EAt 1189 Current yield 148% May 17, 11 303.000 II 860 3,59384 13.520 4,09656 502.72 IT km 21, 11 313.000 10.670 3,339 86 13.520 4,231 76 891.90 LT Aug 2, I 1 328.000 9.802 3215 15 13.520 4,434 56 1,219.41 LT Security total 944.000 10 751 10,148 85 12,762 88 2614.03 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: 11.555 Current yield 4 34% Nov 18, 10 1,023 030 36 416 37254 19 31.430 32,152 89 -6101.30 LT Total $47,403.04 $44,915.77 -$2,487.27 Total estimated annual income: $1.744 SDNY GM 00022526 c NeTc003306518191 NP7003309309 00004 0316 03057%04 Y123 5745501010C° Page 5 of 12 CONFIDENTIAL EFTA_00B3146 EFTA01275283 J Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Ignendal Advisor Friendly account name SCOTT STACK MANLYLE CASRIEL March 2016 Account number: 212-821.70001300308-3 140 Your assets r Equities (continued) Closed end funds & Exchange traded products row remveued is she told of .1 reinvested dstdends n does rot include any cash dsedends. it Is Mat& trnreaN:ed (tar) gem or loss es the cillerenct between the c went ...Sue and tin cost basis aid would lot for the purposes of determining baldrg periods or cost basis. The shares you receive etth here you generally be your t side grin or loss If the sec laity wen sdd on this date The u dad gen a loss reinvest dvdends become a separate tax may need to be atoned for "et urn of rapid pafiner4 s in order to determine the reared gain or lost for tar Cost taus is the tout purchase EOM of the security. Inducing reinvested dudends The cosi basis may need reporting purposes to be Ousted for return of capitd payments in order to determne the adjusted cost basis to tee mooring imeament rearm is the current v5ue minus the amount you irnested It does not Include shares this' at not purposes reflected on yap statement, includng shares that have been realized at either a gin or a toss H alto does not include cash cer:lends Mat were nol *invested Purchase price' Hunter Average price Client Cost Price per share Value on Llerealind (tai) Investment Hddng Hddng of shares per share (%) investment (5) basis (S) cis Mar 31 (5) Mar 31(S) gain or loss (1) return (1) period SPCA S&P 500 (IF TR Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208,533.63 205.520 255472.40 47,338,77 47,338.77 LT EAI: $5,385 Current yield: 2.10% Other equity investments Ccal basis and gems and losses have not been adjusted aulonsticaly for return of capital payments. Restricted security yaws are estrntted for informational purposes See Important information about your statement at the end of this docurrem for additional information Purchase price Ira l.hrrber Average price Cost Price per share Vaue On unrealized Hddng Hddng date or snares per stare (1) basis (51 on Mar 31 (S) Mar 31 (5) gam or loss (I) penod BLACKSTONE GROUP LPYTHE ()MT REPSTG LTD PARTNERSHIP INT Symbol BX Exchange: NYSE (Al: 13,038 Current yield. 9.13% Sep IS, 14 1,113.000 32 224 35,866.06 28.050 31,21865 .4,64641 LT CNP7C003306518192NP7OCO 03034 0316 030579304 x12357455010MAW GM 00022.S. 6 of 12 CONFIDENTIAL EFTA_00I33147 EFTA01275284 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Financial Advisor: SUBS md,{2 friendly account name: Account number: SCOTT STACK MAN LYLE CASRIEL 212-821-7C00/ BOO-308-3140 Your assets (Continued) Fixed income corporate bonds and notes Braes are cbta ned from I niecendenl quotabon bureaus that use carputenzed valuation formulas to autcrnaluay &lusted for amortization of bond premium using the construe yield method. Otto have (*date current values actual market vases may vary aid thus glimilosses may not be acctaitly made a iSS election to deduct the premium ancnization on textile debt securities. you aver /NOW UK reflected. Cost basis has been adusted for accretedorigina Issue dscount (OID). Cost basis has been aclust cost basis for the toad prerrium anonizafion. Trade Tdal face vaue Purchase Minted Price on value on Unreaized Hddng HcIdng date a maturity ($) once (S) cost bah (5) mar 31 (3) Mar 31(5) gan or loss (1) period GENL ELEC CPTL CORP AD) RATE MATURES osr 11/16 CUSP 36962G2V5 Moody. Al 58P Ake EAI: $103 Current yield 0.82% Dec 11, 09 50,000.000 90789 45,394.50 100.026 50,01300 4.618.50 LT BANK OF AMER INTERNOTES NTS B/E RATE 03.600% MATURES 1111916 ACCRUED INTEREST $2,040.00 CUSIP 06050WDW2 Moody Baal S&P BBB+ EAI: $5,400 Currant yield 3.57% Nov01, 10 150,000.000 100.000 150,000.00 100.959 151,438.50 1,438.50 LT P MORGAN CHASE & CO NTS B/E RATE 07.900% MATURES 04129149 ACCRUED INTEREST 44,937.50 CUSIP 46625HHAl Moody. Baa3 S&P 888- EA!: $11,850 Current yield- 7.93% Dec 22, 09 150,000.000 105.100 157,650.09 100.000 150,000.00 4650.09 LT Total 9350.000.000 9353.044.59 4351.05150 41.593.09 Total accrued interest $6.977.50 Total estimated annual income: $17,353 SDNY GM 00022528 CNP50001005518193 NPT000309989 00004 C016 030575004 YI23574550101000 Page 7 of 12 CONFIDENTIAL EFTA_00133148 EFTA01275285 Account name: *UBS U BS Strategic Advisor March 2016 Friendly account naml Account number: GHISLAINE MAXWELL Your lloondai Advisor: SCOTT STACK MANLYLE CASRIEL 212-821-7000/1300-308.3 140 Your assets . Fixed income (continued) municipal securities Noes ow chicaned from Independent quotation bureaus that we corpjeized vat union formulas to *stow* for securities issued a a docount when O$ AS cost basis Is dspleyed, anortgation ha been cdc Watt current Sues Actual meeket Sues may very and thus Gelassiosses may not be accwately done using tie constant Weld method chemise amortization has been done using the strdght Yne reflected. Cat back hit been automatically 'Ousted for mandatory anixtizatim of bond prenicrn on method coupon taveverrpt munlcipd images using the constant yield method and for accreted wird Issue Trade Toed lace Sue Purchase Adusted Nice on Sueon Unrealized Hddng Hddng date a matwity (i) pnceCN cat bass (PI Mar 31 (I) Mar 31 (S) ga n or loss (S) period MICHIGAN MUN BO AUTH RV PREF BUR PRE-REFUNDED RATE 05.000% MATURES 1001126 PREREFUNDED I 001:16 0 100.00 ACCRUED INTEREST S1,125.00 CUSIP 59455T3R1 Moody. Not rated S&P. Not rated EAI: 12,250 Cisrent yield: 4.89% Original cost basis 146,406.80 Nov 22,11 45,000.000 101.270 45,571.81 102.226 46,001.70 429.89 LT 61RDVILLE TX INDPT SCH D FREE BEM? PRE-REFUNDED RATE 05.000% MATURES 02/1929 PREREFUNDED 02i1917 0 100.00 ACCRUED INTEREST 357500 CUSP 090874U5 Moody. Ma S&P: Not rated EAI: $4.500 04rent yield: 4.82% Original cost basis- 193,704.74 Nov 14, 11 90,000.000 102.016 91,814.69 103.808 93,427.20 1,612.51 LT MICHIGAN MUN BD AU711 RV BE/Pt RATE 05.000% MATURES 1001/26 CALLABLE 100I/16 0 100.00 ACCRUED INTEREST 4125.00 CU9P 594557465 Moody. Ma S&P: AAA EAI: 1250 Current yield 489% Original cost basis 35,034.35 Nov 22, 11 5.000.203 100.281 5,014.06 102.288 5,114.40 100,34 LT continued next page CHP70309003518194 NPV000309989 00004 0316 030575004 Y123574550 10MiyGtkociorMit 1i1 of 12 CONFIDENTIAL EFTA_00133149 EFTA01275286 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Maandal Advisor: (SUBS March 2016 Friendly account namel Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7030800308-3140 Your assets Fixed income . Municipal securities (continued) Trade Taal lace vSue Pul(haSe Ai:lusted Pace on Vdtston Unrealized ticking Melting die * maturity 04 price(S) cat 0864 Ma 31 01 Mar 31(1) On or loss (1) Period BIRDVILLE TX INDPT SCH D BEM RATE 05.000% MATURES 02(1929 CALLABLE 02/15/17 0 100.00 ACCRUED INTEREST 463.88 CUSP 0908741M8 Moody- An S&P: AAA EAI: 4500 Current yield 4.83% Odgnal cost basis: 310056.85 Nov 14, 11 10,000.000 100.280 10,028.03 103.564 10,356.40 328.32 1.1 Total 9150000.000 9159428.64 915499930 92.97196 Total accrued interest: 11.888.88 Total estimated annual income: 57,500 Preferred securities Tiede motet PurtMse pie slice per snare Wise On linreSlied dicing Ming die of earn pet that (3) Cott ban 04 on Ma 31 (S) Ms 9104 gain or 1013 (3) Pen041 OTIGROUP CAPITALXIS FXCIFLT TRUST PFD 7.875% WE 10'30'2040 Symbol: C.PRN Exhanga: NYSE (Al: 119,690 Current yield: 7.49% Oct 4, 10 10,000.000 26.130 261,300.00 26.2% 262,900.00 1,600.00 LT COUNTRYWIDE CAP V 7.000% CUE 11101(36 CAU.ABLE Symbol: CFCPRB Exchange. NYSE EAI: 37,350 Current yield:6.80% Oct 26, 10 4,200.000 23.518 93,778.96 25.750 108,150.00 9,371.04 LT Total 5364078.96 1371.05040 010,971.00 Total estimated annual income: 127,040 SDNY GM 00022530 CNP7000005518195NP70003099199 00004 0016030575004 Y123574550101000 Pitt 9 of 12 CONFIDENTIAL EFTA_00133150 EFTA01275287 *UBS UBS Strategic Advisor March 2016 Account name: Friendly account name GHISLAINE MAXWELL Your K Bendel Advisor: SCOTT STACK wagLYLE CASRIEL Account number: 212.82 I-7000/800-308-3140 Your assets (continued) Your total assets Percenta;e of Cost Estimated Unrealized Value on Mar 31 (1) your account bass CP annual mcare (S1 gain or loss (5) Cash Cash and money balances 436.07 0.04% 436.07 Equities Common stock 44,915.77 47,403.04 1,744.00 -2,487.27 Closed end ItaidS & Exchange traded products 255,872.40 208,533.63 5,385.00 47,338.77 Other equity investments 31,219.65 35,866.06 3,038.00 -4,646.41 Total equides 332,007.82 2724% 291,802.73 10,167.00 40205.09 *old income Corporate bonds and notes 351,451.50 353,044.59 17,353.00 -1,593.09 municipal securities 154,899.70 152,428.64 7,500 00 2,471.06 Preferred securities 371,050.00 360,0)&96 27,040.00 10,971.04 Total accrued interest 8,866.38 Total fixed become 886,267.58 72.72% 865,552.19 51,893.00 11,849.01 Total $1,218,711.47 100.00% $1,157,790.99 $62,060.00 152,054.10 Account activity this month Date ActInty DefeetrtiOn Amount (S) Dividend and interestincome Taranto chvidends Mar 24 Cividend GENERAL MOTORS CO PAC ON 1023 388.74 Mar 28 Dvidend BANK OF AMER CORP PAID ON 944 AS OF 03/25/16 47.20 Total taxable dividends $435.94 Taxable interest Mar 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 030416 0.13 Total taxable interest $0.13 Total dividend and interest income $436.07 Date At linty Descapoon Amount 01 Other funds debited Mar I Transfer JOURNAL TO Y1 23575 GHSLAINE MAXVVILL -9,315.82 Total other funds debited 49.31522 C NP70X0306518196 NP7OCO DOM OM 030575004 Y123574S501001WGht0002tast 10 of 12 CONFIDENTIAL EFTA_00133151 EFTA01275288 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Fl nandal Advisor: *UBS March 2016 Friendly account name: Account number. SCOTT STACKMANLYLE CASNEL 212-821-7000/800-308-3140 Account activity this month (continued) Date Activity Description Amount 0) Money balance activities Feb 29 Balance forward $9.31512 Mar 2 Withdrawal UBS RANI: USA DEPOSIT ACCOUNT AS OF 03/01116 -9,315.82 Mar 28 Deposit UBS BANK USA DEPOSIT ACCOUNT 388.87 Mar 29 Deposit UBS BANK USA DEPOSIT ACCOUNT A 7 20 Mar 31 Closing 1)15 lank USA Deposit Amount 1936.07 The ttl3S Bant USA DePOPt ACCount Is your primary Sweep cation SONY GM 00022532 0470009305519197 NP7OCO 00004 03'6 030575004 YI23574550 10'000 Pegs 11 of 12 CONFIDENTIAL EFTA_00133152 EFTA01275289 *DUBS Your notes CNP700033C6518198 N0700030998900001 0316 030575004 Y123374550 101ffiliy,,,,,o2P20jig 12 of 12 End of statement for account numb.. Y1 23574 S5 CONFIDENTIAL EFTA_00133153 EFTA01275290 Important information about your statement U3S Financial Services tic (the Fern or UBS Fitarcial her Iromyou no later then 60 days after the Fein MOS Financial Swims Noon protection sigodcam change a your tunnel situation Seining it a member of all principal washy, ccmrrodey on you the tnt statalint on whih the erns or The Fen is a member of the Scathes nen 'Megaton investment objectives. For each accord held, ytu and options exchanges. UBS Financial Services and 1.8$ Problem appeased, Corporation f9PC). which protects seo.rties scam-got does* one of the Follove-g eminent cbjectorast Balk USA at Mita subsilanes of UPS AG and - toed, tow now and axon nwricer Of any) as members up to 5500.003 (including 5250,003 far • Prodore CcirrenrIncarre. nighim es seekng the *bats of U3S Seines LLC. The Fines nerioal - Cesate the error or the trawler you reinure dams for cash). The SIPC asset protection limits apply to generation of (tome ay. statement h available upon recites; The Finn execteire about, adPeden as dearly as you CT why you all ICCOUVI that youhog a pagoda capacity. • Aceieve CapitalAppreciation: Insestmeres seeking dins we a. believe a is anent a why ?au need mat The Finn, together with attain OfMtn, ha also growth of pwcoalrather than the generation of information purchased supplinental protection. The maximum oncorre. UB5Fina-cal Staga - Providethe dolar anent ci te suspected era. amount paid* to as Otte shwas. colteciaelyu- de • Produce Combination ofMean and Capital 1200 Harbor Boulevard this protection is 1500 million as of December 10, 2015. Appreciattut Invest unts seektg both this generation Weehawken, RI 07086 The Firm or Card Muer wit noestgate your <emplane h/pect to the poky corclittra bd limiutiens, oath a of ncowe and growth of prixtal. and will (cereal ay error promptly. For alleged errors the firm is further protected fa up to $1.9 million in the This state mere represents the only official record of you' a-oolong UBS Vea•deba cad transact:re. if we take agtegate For enrols accounts head h ova-tauter Overall risk profiles LBS Financial Semites account. Other wads, tape more dial 10 bw ions days to dates, we will credk twangy. A fWI copy of the poky wodrg is mail** • ConfavariVO Seeks to mairlain nail prixtad with official to dxunents. contanng contligng data should yaw wcoad for the amount you that 6 in error, so that won request. not be relied wan II you believe there 6 en emir cr low risk aid volatility to the accord owa4 even if you was have the use of the money dung he tine a emission phew report it immediately n writing to the takes us to campleig our iwestiptian. The SIPC protection red the applermntal protection that means the accost does riot generate signifkat Branch Manager of the office wvig your accost. both do not apply to: incorre a reams and may not keep pace with inflation. Please mike all checks payable to the Firm or the • Certain friancial assets controlled by (and maned Alban"' al tames shown are Mended to be accurate. tomcat incaution (Warted on the front of the • Madera* Willing to weed new risk to principal ad your account value) fait held away from WSFine-col statement dela Doug not be wed for to purposes Rely statement In addition to nods accotnt fees, accounts Services g., certain G) cash at UBS Bark USA, lig tolerate same volatility to seek higher returns. salehr on yerend tax krms. (iv Form 1099.549t may be abject to mai-gene-co lees. chines for We cash at LBS AG US.brard-in 6.0 inswa-ce product, • Aggressire: Wiling to accept hilt risk to principal ad 10425. etc ) whenDrepamg your lax return. The Film 5 parrot lac securities °willows and charges Ice unpaid including valet* enmities, sod (iv) stares of MAW high volatdity to seek high returns merlin*. required by law to repon to tie IRS all eatable golden& arnans n cash octants Accounts that we transferred faith irk•asuch shires are registited drealy n the • Intestneat NOW* Constitution: If selected a reportable nortunabk anima and uuble Merest to other instadcns my be subject to a bander tee. name of the account holder co the books fed record; portion of the ported', for that account may include erred en securities Feld in your scoot" net proceeds of do applicable aUfr a twofer agent), complex strafes, lined liquicky andrater on see tratactions, and cost basis on certain covered LIDS /weep Options • Certain nvennere contract a investment interest volatile?. seosaies. U65 offers options en magic cash bala-ces balances (e g.. landed partnerships aid pirate placements) that to bark deposits at UBS Ba-k USA and U3S AG Stanford are rot regitered wider the Securities Act of 1933; Statement dhoiseholding• Cavereedatkme wit ter Firm branch (Bark Sweep Progeny), money rnatet mutual end We may consolidate al related account statements with • Please recordiim ay oral cormonaatons in wring Ards gAoney Fins) rid the IntonationalDepose • Commodities contacts (e.g, foreign exchange and the Sara address in the same envoi:pc eg. because to further protect your ritds indudrg your rites Accord (DOor customers with an Intentional tree Cut metal areraig inducing futures cannot% they have owns who ako mantain jon ocean urger the Seoskies Intestor Protection Act ISDN- Ryon Management Account. Through the Bat a-d commodity option contracts. retitionsheos such aka dents a the sere address. If • It the financial ntitution cn the top left of tie been Sweep Program; cash balances we swept to ILS5 Bank you prefer to receive individual suternegs mailed 'n The SIPC protecton and tie supplemental proteclon do of this statement isnot LBS Ennui Servtes,U3S USA tp to an established Sent aryl then to UBS AG not apply so these asset thenif theydivinity appear separate err...lope; you my decline ho wrier by Financial Senates carries yea =aunt as gearing Stamford Stanch. or a Money Fund. Deposits at Les on yes statements. The SVC protection and the seat.; your Fiontral Advisor tacker by arra-gement woh the ndcated institution Bank USA are FIX hared in accordance whh FCC implemental protection do not prong aginst changes We informed you of this relatcnshio sdOen you tubs. For more cifemotion pease loaf wmvfdic goo. in the motet vain of yes investments (*tether as Friendly account name opened this ann. h the cast your fu-a and Deposes A WS AG StamfordBranch rd shares of result of market mthernent, issuer ba-kruptcycr The Friendly account name is a cusierntble 'neknane searlties we bated at UBS financial Services and rot Money Ftrds are rot hared by the FDIC. othernae) clown by you so assist you with your record; eepin; It the incdoci-g broker, red younowt make a opal has no legal effect on your account Vox can change of any error or omission to both firms Through tie OA, math to cath balaxes re swept to More information is avertable tpcn repast. YOU may your friendly account names, through OnIne Soirees at depose a-cconts al UBS AG NewYak Branch and LEG obtain more afaillai011 about 5K, nixing the SIPC by contacting yell F franca' Advisor. As desated lithe accouk ageerrents, you mat AG Cannon Branch These deposits are not hued by Brochure, by contacongSIPC at 202-371-8300 or by nattyus of any errors or fraud invohing domes tie FCC. Bairns held at the LDS AG Cayman Branch gong the 5/C website wow.stgoig ACCOLNI• oversew reflected an your statrript *Mtn 30 days after k was are temporary hpawd to the wankel risk of the • Va* of you, notnyorrfara Net of assets and mailed or made avadtb. All statement shall be Cayman Dads, and there is no gworanee or other Dividend Renvegement Program EDRIP) litanies <berried complete a-daconite ni al other respects if otrigabon of UBS AG to repay ew flalates FFFIik al the The once reflected is an average price. You may obtan • Asia Includes evadable cash balance; vales for red objected ton *rang within 60 days. LEG Cayman's Braces books, the actual price Iran yos Friencial Adviscr.Orty oh* restricted securer gat and Global Tine Deposits, shares are purchased under DPW; panel shiesme be unrealled marls to market, and ceetan buts not held • Please don anomie complain or ibuiles to to Depose. a LES Bark 1.611and eichUBS AG Branch are sold ail the cash wit be deported nyour account The by In Fim. Coes rot include unprical secuMinatets Fen's C led Relators Detained at 201.352.1699 rot protected by SIPC. Mom" Fund shares are protected dvideni reconnect pice applied by the issue mg at the end of Ike air and anent staterrent pnods, a or toll-free at 820-354-9103, 8:CO A.M. to 603 P.M by SIPC. See 'LBS Mandel Services Acauk Protecton' 6ffer from the market price at *bah **partial shuts prelate noesonents. uwested stock olkiOnS aid ET Monday through Frday, a in wring to LBS below. are sold eerceatae nod options Fioncial Semites ex., Client Relations Deportment, • Lingoes nixie debt Waxes, onstardng mewl P.O. Box 766 Union Cy, NI 07037. Upon your request, balances n the Bank Sweep loans, credit line, short =cum balinces. • In case of errors organ-lions about an electronic Programs or DA may be withdrawn arid shires of a Cn• Y whole Urn; May be held yea accant. if you are • Cash/money balances. Total of uninvested awed* fads transfer (EFIT, bi parent or UBS Visedebk Malegfinlmay be hoicked.; and the proceeds entitled to a partial unit a result of a dividend parrnend cash balances, PLis depxa balances at UBS Bank USA. card transactions, call WO-762-1000, or mite to UBS returned to you or you SOCadatilbaCall. or otherwise, the Finn will ether sell panel tros at UBS AG U.S Branches end °trey matte rrutuil fad Manual Senses ex., 1000 Barba Mid, 6thfloor, mart et price a accept an sonars determined ly a sweep balances. at doe cbse of the stmerrem plod Weehnsegn NI 07006, Atte RMNBSA Smogs Fitter niormalcn about available sweep options, registered cleat] gamy, rd credit year ward NalifOnITICaity free cede Dilates in you. meant are nclairg wren iraerest rates and yields, is mailable at not sevegved from other balances and the Fm. may Cal or write as soon as you can, if you rink yes ormv.ubscarioveepyolds, from your Fnancial Advisct Investment objectives use arry of these (Int lithe ordina-y course of es statement or receipt 6 wrcrg or if you need more a by calling 800762.1000. The nvestment °booties end tisk profile are caecac to Waits, Stew funds we payable upon your demand. idemsatcn tout a twofer on the statemmt or each account andmy vary between pa recants. This total is ex Wed in the anent period doting wen. may* The Firm or Card how Cm inoicableimust Plea, advise the Firm proems y in wring of ry SDNY_GM_00022534 CONFIDENTIAL EFTA 001±3151 EFTA01275291 Important information about your statement (Othantied) Winding information obtained from various third party sources which we — • Orgnal see' represent the initial °Berns3 — in addition to commissiens received in connection Fix deleted intormition on the Finis lendingFalun believe to be reliable, but we do not gurney ter prxe per one and may not reflect yoam cost basis with the sale a dstrbution of a-ruity contract and discbstres. refer to yes Clem Warm-Sy accuracy, rd unit nest:nerd but snits tows clients., we Agreement or Accost Agreement ad the Genral — We serer* we tie closi-g price when avalsbk • Restricted securities Restricted searitin general' a-dorms- affiliate strew rievinUe sharp Isms aid Conditions. LES Statement of Credit ?ratites the mean al the t•d and ask onus for listed am rot tawnier eligbk torpubric sale. UBSFina-cial compensation frommany of the instance audible in Agiermers andDisclosurn at tersritka ad optiors a ones bd prices la OTC Services uses the casket price of the onrestncted Pod companies uderwrang the trinity contracts, anew wearionterrountritirelnue•t. sccuitin. of the sane *suer as an mputed value for the Of bates of the insurerse conganies or sponsors of - Less actneS *rad wallies may be priced using a restricted stock for purposes of the; statement only. To theme irmornent rues we diStri:Ott Year mats valuation model a the mod recent price we the extent that resisted amnion are elgble fa sale, - Ott allhates also receive trading commorms and Your statement itemises acuities ad other assets held cbtaned and may not reflect an fl ail Markel price the wile rewired may be stbstantralS less that the other comeensation from weal knot and in the accord at the end of tie gatemen period. You a vas imputed value torm inesance companies whose products we daubs. may ask for &Ivey .24 fay paid stories of ry time. - Certain poutiro may appear without a price ad - Wereceive an anima fee frorn UBS Bari: LEA and You may receive securities bad as loan collateral afar will stow as 'eke was rot available' if we re • Eat. (estimated) incense. current Odds and rataa. UBS AG Stamford Bunch of tea to $75 per accoure paying any balance de on them. My securities unable to obtain a price for a nearby. An athlete of areal scare is based on doers romping to the barks under the UlitS Bark Sweep transfuse:Ito the Fins dreg the statement period are - Deposits or storms*, denominated ncurrercies draderd ad interest rates, assuning the wanton will Progarre. lied at market vase as of the end ol the statelier/ other tan U.S dollen se refkded al the ewe-tinge be held for one yer from statement dale or until period. rate at of the statement date. nutunty. she attune is ark a gudelne, accuracy Activity • Cat berm. In determining the cost basis of the — For certain searbies racing ihnonconfonig and corermad income art not guiranteed Information regardngammksiss and other charges secretes included in this statement. where indicated denornrationb pace ad guatity (face "ale) may — Estimated maul mean and current yield for incurred Si de-neat:en with the maul:sof trades, vet the nunter 'I,' LES FnancialServkes has relied have been adjusted to facilitate proper value's certain tees of searites cooed include a rettm of inducing option transactions ha Wen included tel oninformation obtained from sources other thanLES To cbtin osent quotations, when aratibb, contact usual or capital gait n which case the est confirmations previously !unshed to you, and will be Patina/IIService% including information from another ray' finarrial Adriscr. income gridCURS' yearn WO-dd be ownsated. provided to you pranaly onrepast. fin or that youmw have provided to yam Financial — Estimated maul front and cured yield and tie Adler. The Firm does rot ireieperdertly verty a • Private investments and structured products. actual Wane adyiell mite be beer or higher Short wiling gwrintee the accuracy a vadity of are Wonnation Private nvestmere mantes incl.:etc drect than the hintedmounts. II you are engaged in short selling a rm.Ulity, youmay provided by sauces other than LBSFiuncial Services. participation program end real estate investment tat — An °Pinot. of STaselaed income (divdend andor incur a thug* due to Catlin tanNfieg costs for that warned and stunted Freda are Slcrmalb highly interest) divided by the Current market palkular seasity. h aiitkry. *hotels LIMEttancal Services geneelly liquid. Orlin striated prodxts have not been valrmarmagt balance is based on the last dividend tcdates this tdormaticn as t is received, the Firm registered with the Securities and 5admaige or nterest payment made by the issuer and Open orders does not paid any anurances tut the Marnation Committal a trader Wry sale StKultirits. We amines to searmestdeposes will be held for cre Regarding open or fiy:Ccl-till-CalCeke cede that orator 'COM base ad "Uncealdedgernoss* is provide *dinned vibes for private investment year from he statement date or until indult". were not executed by the statement date, open buy and accurate as re de date of that statement. As such swarms ri d 'tinctured products for informalenal Accuracy rd continued Well am not gummed sal stop orders am redxed by the amount of diticknds Please dorm rely on this nformition to make papaws only Acosary snot guaranteed. or rights on an ex-dividertb a e' rots dee unless atduse or sale decisions, fa tanpaposesar — These sefLPS may differ abstintialy Van pekes, il • AMU not held by WS Financial Services. Certain insbruted otherwise by VOu are responsble for otenvise. Account transferred to the Fnll may any, at Myth a preiate ninfttrnent seamy a assets re rot held by the Fein and nee wthn the orders that are executed Os to you failure to cancel reflect gar/loss itrintition only for the period of seructured product may be boughs or sold and do Tams possession or corwol. These awls are reeling open orders, tint they sre held at the Fir More haorical rot neanibrIWrosard the vals you may receive deployed on year statement for informational information cube ad:Web/you- Financial Advisor. Loon licauidaticn. purposes only. Positions ri d values presented are Privacy — Third party estitufes of vale are as of a certain provided byte issuig fir. LIES Financial Services is To obtain a copy of our current Client AngryNuke. • Urinated gehellosees Mn data oarailabk. date and are supplied toUM Fria-Sae Services on a not rest:enable for this formation and does not please contact you F nancial Achiscr a nit as website *singed trrerieed gairrilosses n calculated kr Inas ban by an independent volution limn. guarantee its accuracy. These abets are nu protected at wsw mvhm rominfiwyr.,frr indvilatuasky lots. TM transaaton data for — lost, general paints orsponux estimated vales, by SOK at the Fires supplemental Sat coverage. indviclat lots may or may not reelect commisCons, ary, are moplied to the Fin by the issuer, UBS Nina Sermes is rot a ba-k The BMA. 13J5ifielf armor well reorganizat on events general partner or sponsor and may be cakulated • Revenue sharing and adcEtianal oempensaticen Seftifel kart BSA and IRINA are brokerage accant fetd and other reinvestment lob ad systematic based on &Were information than tut used by — In addlion to corrmiwons on sales and 12b1 lees which previa access so balking spices NMIproducts ;eschew bb are each combined toditpbyae taxipartin to Write their estinaied values. received in correction with the dot/bubo', at through arringenedi With affeated bat and other averagedlot The 'Trade date' colannpawls the — You cart obtain additional ila-mation regardig rrutual funith to our teems we ander our affiate third.pany barks, arid provides access to Munroe and <natal vansaaion trade date. the methodology used to determine the estimate of receive revenue sharing payments Wm daributors army products issued by unaHiliated third-pry value ad the date of the Wormalon that is the ardor advisors of theInJUli funds that we sell. sonnet companies through Warne agency • Callable emurities Bonds and preferred stock that basis for the estimate bycontacting yout FianOal These arrant are based on two deferent stbsiciares of CBS Financial Services Inc. the boar cats for eery redermion veil be selected Achim. comxnents U the &Mull of sales by UBS of a impartial& by lot from among all stunt of that — Third patyeainmed vases may be reflected as perticular mutual fund I arniS to our climb; and CO Ins-Wont, intense. and a-ruky products. issue held in our name or in nominee name for or 'MX paced' in several etuaticny when an the asset value of a particula- mutual fund amiS's Not FDIC inned • No balk qua-ante,. May toe value <lents. Call lease Wartatis is obtained from third eckperdent valuation Ism has not suiPled or shares held at tie Inn parties awl its accuracy is not guranteed. Other call unable to assign a vas. whenwebers:me aware — We and ar Abate ato receive networking and RMA. Resource Men/rent Aren nt. Business Services leases may east which could affect wekT complete that a material twit has °caned thee nay call a orrintus processing fees in consideration for Account BSA, lRMA rd nurmitional Resource Horrid On will be prosided upon recant permute/ reported value Ceo question, or when a transfer agent services that we prod* to the Ma-awned Account ae registered service marks of value would be highly speouttne due to the nature rrultal tuts. These fees generally are pad from UBS Financial Sinews hc • Certificates of deposit (CDs). CDs are FDIC rowed of the stoutly. investor asset in the mutual lend and are a feed tato $253,000 n principal and accrued interest per — When neither an issuer, general panne or sponsor dole amount based an the n.mber of accounts at Visa Silviae is a registeredservice murk of Visa depositor ad per depository institutors h Acton:knee edWaled tutu nor • thrdparty estimated vase is the broker-dealer Askingmutuil Krick al that fund Wmunion* UBS Yu Swoon cede ands rd 185 wt RAC ruin provided, the tate d Ihe ;easily will be diHerst family Visa debt cads are issued by UBS Beck LEA with from its puchese Price. permission tom Vna U.SA Incoporated. • Rice/value Prces dig:acted fa securities and otter — 'Distributions to date' may indude ream of protests may be higher or borer troll the price that capital. imam orboeh. UPS Finandel Services the Rev. 20161 you would adualb receive in the midst Prices a-e SDNY_GM_00022535 CONFIDENTIAL EF1'A_00133155 EFTA01275292 ;It UBS UBS Financial Services Inc. 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 April 2016 C4477005675125006 vl 0 GHISLAINE MAXWELL Account name: GHIStANE MAXWELL Friendly account name: Account number- Your linancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212.821.7000i800.308.3140 As a service to you, your portfoliovalue of Questions about your statement? Call yOa Financial Advisor or 1h4 Value of your account 11,220,04057 includes accrued interest RMA ReSOurCeLine at 800-RMA-1000, On March 31 (1) On April 29 (1) account 029323574 Your assets 1,218,711 47 1,220,040.57 Visit our webslte: Your liabilities 0.00 0.00 www.ubscomlfinancialsewices Value of your account 51,218.711.47 51,220,040.57 Accrued interest in value above 58,866 38 19,574 30 Souroes of your account growth Tracking the value of your account duriag 7016 Value of your account 1 Thousands at year end 2015 11,311,717.81 Net deposits aid 1,594.3 withdrawals -193,714.50 1,30.7 1,2197 1,220.0 Your nvestment return Dew:lendand interest income 114,176.42 Change in value of accrued interest 44,395 42 Change m marker value 416,53418 Dec 2014 Dec 2015 mar 2016 aor 2016 Value of your account on Apr 29, 2016 51,224040.57 SDNY GM 00022536 Member Ilk CNP70001005675125NP7000191098 00004 0416 030575004023574550000000 Page 1 of 12 CONFIDENTIAL EFTA_00I33156 EFTA01275293 SUBS UBS Strategic Advisor April 2016 Account name: Friendly account name] Account number: GHILLAINE MAAVcEIL Your Fi Asada' Advisor SCOTT STACK MANLYLE CASRIEL 2 I 2-821•7000/800-308-3140 Your account balance sheet The value of your account Inducts assets held .3 IRS and cenan asses held away from U8S. See page I for more I dOnnatiOn. Summary of your assets Value on Percentage of April 29 (1) your account Cash and money balances may include A Cash and money balances 1,306.76 011% Your current asset allocation available cash balances. VBS. Bank USA deposit B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch A deposit account balances and money mai ket C Equities 333,697.61 27 35% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 885,036.20 72.54% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total snots $1,220,040.57 100.00% Value of your account $1,220,040.57 Eye on the markets Percentage change Index April 2016 Year to date S&P 500 0.39% 1.74% Russell 3000 0.62% 1.59% MSC I - Europe, Australia & Far East 3.00% 0.04% Barclays Capital U.S. Aggregate Bond Index 0.38% 3.43% Interest rates on April 29, 2016 3-month Treasury bills: 0.20% One-month LIBOR: 0.44% CNP7000$00$675126 NP70C0191098 cepa; 0416 030579004 Y123574SS0COMywocoSe 2 of 12 CONFIDENTIAL EFTA_00B3157 EFTA01275294 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PIsandal Advisor: SUBS :.fell 2C IC friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Change in the value of your account Summary of gains and losses Year to date (I) Values reported below exclude products for which gam and losses ate not classified. April 2016 (SI Realized gains and losses Unrealized Opening account value $1,218,711.47 $1,311,717.81 April 2016(5) Year to date ($) gains and losses (S) Deposits, including investments transferred in 2,290.00 3,890.00 Short term 0.00 586.02 0.00 Withcfrawals and fees, Long term 0.00 1,422.30 52,068.95 including investments transferred Total $0.00 $2,008.32 $52,068.95 out -3,976.07 -97,604.90 Dividend and interest income 2,556.76 14,176.42 Change in value of accrued Cash activity summary interest 707.92 4,395.42 See ACCOWIf activity the month for decal;. Balances in your Sweep00cm are includedin the onento and closing balances yam. FDIC insurance aropues only to deposits at UBSEsank USA., rot to deposits at UBS AG, Change in market value -249.51 -16,534.18 Stamford Branch or bank deposits piano t Nouse, the UBS IMernitiond Depose Account program SIPC protection applies to money market sweep fund holdings but not bane deposits. See impoPnt information Closing account value $1,220,040.57 $1,220,040.57 abort your statement on the last two pages d this document for dents. April 2016(5) Year to date (S) Dividend and interest income earned Opening balances $436.07 $541.48 Additions For purposes of cis statement tem:Italy of interest and dnidend Income has been determined from a US tax lire-000 perspective. Based upon the residence of the account hoedet account type. or product type, Deposits and other funds credited 2,290 00 3,890 00 some IMertft ardor dvidend payments may not be sumo to United Stites (UA ardr Norio Poo (FR) Income WM. The dent monthey statement is not intended to be used and cannot be died upon fn tat Dividend and interest income 2,556.76 14,176.42 purposes. Clients should refer to the applicaie tax reporting forms they real* from UM annualy, such as the keens 1099 and the an 480, for lac mooning information. n is the prance ol UBS to the the Proceeds from investment transactions 0.00 80,303.76 elasticatee tar mooning forms with the US interned Revenue Sent(' and PR Tremury Departrrent and in such torn accurately dmiffy 4. Jena arctic, interest atm exempt or tarok income. Meat consult your Total additions $4,846.76 $98,370.18 inckedual tat preparer. Subtractions 4012015W Year to dale (S) Professional management fees and Taxable dividends 1,306.76 3,610.47 related services -2,263.39 -3,891.62 Taxable interest 0.00 6,137.02 Other funds debited -1,712.68 -93,713.28 Tax-exempt interest 1250.00 3,750.00 Total subtractions -$3,976.07 -$97,604.90 Miscellaneous 0.00 678.93 Net cash flow 5870.69 $765.28 Total current year $2,556.76 $14,176.42 Closing balances $1,306.76 $1,306.76 Total dividend & interest $2,556.76 $14,176.42 SONY GM 00022538 c eirTcondosseS127NP7003191098 00001 0416 030575004 yin574550000000 Page 3 a 12 CONFIDENTIAL EFTA_00133158 EFTA01275295 *UBS UBS Strategic Advisor April 2016 Account name: Friendly account name: Account number: GHSLAINE MAXWELL Your K Bendel Advisor: SCOTT STACK MAI/LYLE CASFUEL 212521.7000f 800.30&•3140 UBS Bank USA Deposit Account APY Interest Period Mar 7 - Apr 6 Opening UBS Bank USA Deposit balance Mar 7 $0.00 Closing UBS Bank USA Deposit balance Apr 6 $1,250.00 Number of days in interest period 31 Average daily balance $217.91 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Friancel Advisor or Branch Manager. You can find a full description of the alternative investment objectives in imponnt information about your sratemenrat the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary • Moderate Investment eligibility ccnsderahon None selected Your account instructions e You account cost basis default dosing method is FIFO, First In, First Out. CNP703C0305675128 NP70C0191098 03034 0416030575004 Y123574550 C4iffAsyGm00022%. 4 of 12 CONFIDENTIAL EFTA_00133159 EFTA01275296 sUBS UBS Strategic Advisor Account name: Your /Isandal Advisor: Friendly account name: SCOTT STACKMANLYLE CASRIEL April 2016 Account number. r 212-821-7000/800-308-3140 Your assets Some prices, income are:ICurrent values SbOtrts May teapprOxiMale. AS a teat. gdlns aidIOSStSM not be accurately reflected. Set /moor:ant intosmabon about your statement a the end of the clzcumeM lOr mare information, Cash Cash and money balances Casts and money balances may include avalaale cash balances, UBS Bank USA depout account balances, UBS AG Stallard Branch deposit account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC vAl to n applicable limits, but are not protected by S/PC UBS AG Stanford Branch deposit scowls bsances arie not insured ty FDIC and ate not protected by SIPC Money market sweep balances are protected by 9PC but ace not insured he the FDIC. See the important information about your statement at the end of this docunent for detaih about those Sanas. Operingtulance Cloung baaxe Price per that Average Dtridend invest 00j1 n Hddng on Apr l (I.) on Apr 79 (5) on Apr 79 (3) rate petted potiOd Clp STIOUAI (i) UBS BANK USA CEP ACCT 43607 1306.76 250.00000 Equities Common stock Purchase pined Trade Writer Average price Price per share Value on Unrealized Holdng Hddng date of shares per share (0 Cost basis (s) on Apt 29(3) Apr 29(3) gain or loss (I) period BAW OF AMER CORP Symbol: BAC Exchange: NYSE EAt 4189 Current yield 1 38% May 17, II 303.003 II 860 3,59384 14.560 4,411 58 817.84 LT Jun21, II 313.000 10670 3,33986 14.560 4,557.28 1,217.42 LT Aug 2, I 1 328.000 9.802 3,215 15 14.560 4,775.68 1,560.53 LT Security total 944.000 10 751 10,148 85 13,744.64 8595.79 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAl. 11,555 Current yield 4 78% Nov 18, 10 1.023 003 36 416 37,254 19 31.800 32,531 40 -4,722.79 LT Total $47,403.04 $46,276.04 -$1,127.00 Total estimated annual income: 51.744 SONY GM 00022540 curccOmosmS129NP7003191099 00001 0416 030575004 Yt 23574350000000 Page S of 12 CONFIDENTIAL EFTA_00133160 EFTA01275297 SUBS UBS Strategic Advisor April 2016 Account name: Friendly account name: Account number: GHISLAINE MAXWELL, Your li nandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821.7000,800-308-3140 Your assets . Equities (continued) dosed end funds & Exchange traded products Total remvested is the told d b reinvested declends n dal not meta arty (ash chide nds. it b natal& dtweaN:ed (Cadges, or loss 6 the dIfereort between the current value and the cost basis and would lot for the purposes of determining holdrg periods or cost basis. The shares you receive etth time you genera be your taratie gdn or loss lithe sec linty was sold on this date The unreakzed (ta) senor loss reinvest dedench become a separate tax lot. may need to be *lusted for return of rapid pmments in order to determine the mend gain or las for tax Cost taus is the total purchase EMI of the security. Inducing roneeSteddsedenct The cost bars may need (ocolinpurixses to be aciuszeo for return of capitd payments in order to detects-line the edfusted cod bad to tar cepor.ng in•estment realm is the current vealfx• minus the amount you 'retested It does not include shares that are not purposes reflectedon your statement, rncludng shares that have been relines as either a gain or a toss H also does not indork cash <aden& that were nol reinvested Purchase price Nurrbet Average pace Client Cost Price per share Value on Unmarried (tad Investment Hord at) HdcIng or shares per share (S) investment (S) basis es) on Apr 29(1) Apr 29 (S) spin or IOSS (5) return (5) period SPCA S&P 500 ETE TR Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208,533.63 206.330 256.86025 43,2A 7.22 48,347.22 LT (Al: 35,385 Current yield: 2.1004 Other equity investments Coil basis and Bans and losses have not been adjusted automatically for return of capital payments. Restncted security yaws are estmated for informational purposes See Important inkumation about sot statement at the end of Ns clocurrem for additiond informalion Purchase pricer Trade tsbrrber Average pace Cost Pere per share Value on Hmeaded ticicing ticking dale of snares per Mae IS) taus ($) cn Apr 29 (51 Apr 29 ft gan or loss ($) !Hood BLACKSTONE GROLP LPYTHE ()MT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange: NYSE EAI: 12,360 Current yield. 7.73% Sep 15, 14 1,113.000 32 224 35,866.06 27.440 30,540 72 5.325 34 LT CNP7C008005675I30HP70C0I9I 098 C0CO4 0416 030575004 V123574550 COISAYGM000222Ale 6 of 12 CONFIDENTIAL EFTA_00133161 EFTA01275298 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Flnandal Advisor: UBS April 2016 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes Phces are ctstanNS from Inclece ndenI quotation bureaus that use connseezed valuation formulas 10 axornalcally adusted for amongaion of bond rxernum using the constant reld met hod If you have cal{ watt current Yalu's Actual market vitas may vary and thus gairtsllosses may no be accurately made a tar election to deduct the prenium snort ration on tarDate cetx sec unties. you may request UBS reflected cost basis has been adusted for accreted original issue (Suount (O1D) Cost basis has been aclust cost bais for the band 0/019umarr011ilatiOsi. Trade Total Lae vaue Pulthae A4usted PriCe On Vaile on Unrealized Hdckng Ncicing dat a maluily (I) puce (S) cat bad (S) Apr 29 (5) NY 29(S) gan or 1051(1) Wad GEM. ELEC CPT. CORP AD) RATE MATURES0911/16 CUSIP 36962G2V5 Moody. Al S&P. AA. EAL $103 Current yield 0.82% Dec 11, 09 50,000.000 90 789 45,394.50 100.007 50,003 50 4.60900 LT RANK OF AMER INTERNOTES NTS WE RATE 03.600% MATURES 1111916 ACCRUED INTEREST 42,460.00 CUSIP 06050WDW2 Moody Baal SW BBB« EA' 16,400 Current yiald• 3 56% Nov 01, 10 150,000000 100 000 150,000 00 101.103 151,654 SO 1,654 50 LT P MORGAN CHASE & CO NTS EYE RATE 07.900% MATURES 04(29/49 ACCRUED INTEREST 15,892 09 CUSIP 46625HHA1 Moody. Baa3 S&P BBB- EAI: 111,850 Current yield 786% Dec 22, 09 150,000.000 105.100 157,65009 100.563 150,844.50 •6,805.59 LT Total 5350,000.000 $353,044.59 5352,502.50 $542.09 Total accrued interest S8.352.09 Total estimated annual income: $17,353 SDNY GM 00022542 Cs/6760O2O05676131 N67060191098 00604 0416 03057%04 Y173 574$5000000) Pegs 7 of 12 CONFIDENTIAL EFTA_00133162 EFTA01275299 SUBS UBS2016at Stregic Advisor April Account name: Friendly account name Account number: GHISLAINE MAXWE Your IIsandal Advisor: SCOTT STACK MAMLYLE CASRIEL 212-821-70009303089140 Your assets . Fixed income (continued) Municipal securities Puce% at cleaned from Independent quotation bureaus the use cerpUtertzed vaualon formulas to dsCount for securities Issued a a discount. when origins cost basis Is &played, anottuaton has been Sr date current Sues. Actual rnatket Sues may way and thus calmilosses may not be accurately done using tile constant yield met hcct. °themese centyllzation has been dune using the straight ine reflected. Cat basis has been automaticoty aclusted for mandatory arnortizafion of bond toren-awn on method ooupon tagAtterrpt munICipd Sec untleS using the constant )field method and for accreted cedes issue Trek Total fed due Purchase aduded Nice on Vitt on Unrealized Hddng Hddng date a matt:stya/ lanced/ cost bas (A Apr 29(S) Mr 29(9 gen or loss CS/ period MICHIGAN MUN BO AUTH RV PREF BRAE PRE•REFUNDED RATE 05.000% MATURES 1001/26 PRERERJNDED I001/ 16 0 100.00 ACCRUED INTEREST 4175.00 CUSIP $945513R1 Moody. Not rated SW: Not rated EAI: 32,250 Goren( yield:4.91% Original cost basis- 546A06.80 Nov 22, 11 45,000.000 101.064 45,479.17 101.878 45,845.10 365.93 LT 61ROVILLE TX INOPT SCH D FREE BE/F4 PRE-REFUNDED RATE 05.000% MATURES 02f 1929 PRERERJNDED 02J 19 17 0 100.00 ACCRUED INTEREST $92500 CUSIP 090874U5 Moody. Ma SW: Not rated EAI: $4500 anent yield: 4.83% Original cost basis- 393,704.74 Nov 14, 11 90,000.000 101.830 91,647.82 103.453 93,107.70 1,459.88 LT MICHIGAN MUN BD AUTH RV BE/PI RATE 05.000% MATURES 1001/26 CALLABLE 10:01/16 0 100.00 ACCRUED INTEREST $19.44 CUSIP 594557485 Moody. An SW: AAA EAI: $250 Current yield 491% Original cost basis- 35,034.35 Nov 22, 11 5.000.000 100.235 5,011.78 101.936 5.096 80 85.02 LT continued next par CNP70001005675132 NP700319I0980000t 0416 030575004 Y12357455000allicom000221Ase II of 12 CONFIDENTIAL EFTA_00133163 EFTA01275300 )( sUBS UBS Strategic Advisor Account name: t LL Your Mnandal Advisor: Friendly account name SCOTT STACKMANLYIE CASR1EL April 2016 Account number. 212-821-700(/800-308-3140 Your assets Fixed income . Municipal securities (continued) Trade ICtal lace roue Pul(haSe &lusted Price on Vdueon Unreaized ticicing liddng die al maturity (t) piked) cost bass CP Apr 29 (5) Aid 29(S) grin or loSS (1) POW 8IRDVILLE TX INUIT SCH D EIBIV RATE 05.000% MATURES 0211929 CALLABLE 02115/17 0 100.00 ACCRUED INTEREST $10277 CUSP 090874Liv18 Moody An SW: AAA EAI: $500 Current yield 4.83% Original cost basis 110.056.85 Nov 14, 11 10,000.000 100.255 10,025.51 103318 10351 80 32629 LT Total $150000000 $152,164.28 $154.401A0 $2,237.12 Total accrued interest: $1.222.21 Total estimated annual income: $7,500 Preferred securities Tiede hunter Purchase Once Pike per Share Value On Imre/bud ridding Hating doe or awes per wan (1) COQ WE'S (%) cn Ape 29 CA Apt 29(S) gin or loss (1) O•nocl OTIGROUP CAPITAL XIII FXDFLT TRUST PFD 7875% DUE 10'30/2040 Symbol: C.PRN Exhange: NYSE EAI: 118490 Current yield: 7.07% Oct 4, 10 10,000.000 26.130 261,300.00 26.150 261,500.00 200.00 LT COUNTRYWIDE CAP V 7.000% CUE I 1101/36CAUABLE Symbol: CFCPRB Exchange. NYSE EAI: 17,350 Current yield:6.87% Oct 26, 10 4,200.000 23.518 9%778.96 25.490 107,058.00 8279.04 LT Total 1360.078.96 5360,558.00 18.47904 Total estimated annual income: $25,840 SDNY GM 00022544 CNP70003305675133 HP7000191038 00004 0416 030575004 YI23574550 000000 Pogo 9 of 12 CONFIDENTIAL EFTA_00B3164 EFTA01275301 *UBS UBS Strategic Advisor April 2 Account name: Friendly account name Account number: Your Pi nand.' Advisor SCOTT STACK MAI1LYLE CASRIEL 212.821.700(4800.308.3140 Your aSSet(contexced) Your total assets Pocentage of Cost Estimated Unrealzed Value on Apr 29 (0 your account oasis CP annum incur* (1) can or loss (s) Cash Cash and money balances 1,306.76 0.11% 1,306.76 Equities Common stock 46,276.04 47,403.04 1,744.00 -1,127.00 Closed end finds & Exchange traded products 256,880.85 208,533.63 5,385.00 48,347.22 Other equity investments 30.540 72 35,866.06 2,36000 -5,325.34 Total equities 333,697.61 2735% 291,802.73 9.489.00 41294.8$ Iroced income Corporate bonds and notes 352,502.50 353,044.59 17,35300 -542.09 Municipal securities 154,401.40 152,164.28 7,50000 2237,12 Preferred securities 368,558.00 360,078.96 25,840.00 8,479.04 Total accrued interest 9,574.30 Total fixed income 885,036.20 72.54% 865,287.83 50.693.00 10,174.07 Total $1,220,040.57 100.00% $1,158,397.32 $60.182.00 $52,068.95 Account activity this month Date ActInty Description Amount (I) Deposits and other fends credited Apr 20 Transfer FM VI 235750100 2290.00 Total deposits and other funds credited $2,290.00 tie Dr:action Amount (I) Dividend and interestinoome Taxable dividends Apr 28 rivilend SPDR S&P 500 ETF TR PADON 1245 1306.76 Total taxable dividends 61,30636 Tax-exempt Merest Apr I Interest MICHIGAN MUM BD MPHRP PREF 89W 5 DVE 100126 DM 110206 1,125.00 CALLABLE PRE-REFUNDED PAD ON 45000 CUSIP: 5945513R1 Apr 1 Interest MICHIGAN MON BD AUTHRV EIBFV5 DUE 100126 DTD 110206 125.00 CALLABLE PAID ON 5000 CUSIP: 594551485 Total tax-exempt interest $125000 Total dividend and Merest Income $2,556.76 OW70060005675134 NP7000191098 00001 0416 030575004 V12.357455000%ffiyGit0002ten 10 of 12 CONFIDENTIAL EFTA_00133165 EFTA01275302 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Financial Advisor: *UBS April 2016 friendly account n Account number. SCOTT STACKMANLYLE CASRIEL 212421-7C00/800-308-3140 Account activity this month (contrived) Date Degr1/2:410r1 Arnoteil (1) fees Apr 22 Fee Charged QUARTERLY FEE -2263.39 Total professional management fins 4226339 Odle Mihaly DeItfipbon Amin' (/) Other funds debited Apr I Transfer JOURNAL TO Y123575 GNSIANE MAXWEU. -436.07 Apr 27 Transfer JOURNAL TO Y1 23575 GHISLANE MAXWEU. -1276.61 Total other funds debited 41212.61 Date A(Inity Desuplico Amount (S) Money balance activities Mar 31 Balance fonvard $436.07 Apr 4 Deposit UBS BANK USA DEPOSIT ACCOUNT 813.93 Apr21 Deposit UBS BANK USA DEPOSIT ACCOUNT 2290.00 Apr 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04/22/16 -2263.39 Apt 28 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 04127116 -1276.61 Apr 29 Deposit UBS BANK USA DEPOSIT ACCOUNT 1.306.76 Apr 29 Closing U9S Beak USA Deposit Account 61,306.76 The LISS Bank USA Cepont ACCOUnt is your primary sweep onion SDNY GM 00022546 CelP700C0305675135 NP7000191090 00004 0416 030575004 Y123574550000000 Page 11 of 12 CONFIDENTIAL EFTA_00133166 EFTA01275303 *DUBS Your notes CNP70009005675136NP7003191098 0000I 0916 030575004 Y123674150 CO9lAy_mtooutlen 12 of 12 End of statement for account number 1•1 23574 55 CONFIDENTIAL EFTA_00B3167 EFTA01275304 Important information about your statement U35 Fitment Services Pc. (the Firm or UBS hurtle! sent y0u the int statenwird on which the CM:for Corporation (SIPC), which protects 163-rlieS OCCO-VHS 01 • Mocks? Cunene income: hvolments seekng the Strokes). is a merrber of all principal acuity, commothey problem appeared. its mentors up to $920,000 (including 1250,003 kr generation of thorns onk. and cobra exchanges. UBS Financial Semler, and CBS - Proide your name ad scorn number of any) dahns for cash). The Slit asset protection limas altilY to • Achim Cope.,Apswedation. Investments seeing Bat USA re i-diect subsilenes of UPS AG and - Decoke the !MX Of the tiliolder you are inure all accost; that youhold it a particular tenacity. port of principal rather than the worths of affihaes of 1185 Skulks LLC. The Finis Menial about, and splain as cleari as you cal why you The Fitt together neth certainaffiliates, has also income. statement C available upon reetest The Font exeouthe believe a is senior a why you need more purchased fiaSkellenthIplOteCtiOn. The madman • Produce Combauttio ot babe and Capital offices ire a. niamsten amount payabb 10 al Spine dint, CONKliok under Appreoeton. groat freesentints seeking both the gereencn - Prot:dethe icier arrant et the suspected error. this protection is ZOO Whoa as of December TO, 201S. of name awl of Fascist. CBS Finricel Simms Inc. Subject to the poky on-ditons ad lmi ations. cash 1200 Harbor Boulevard The Firm or Card Issuer MI twestiote you tcompaaht the Finn is further protected fa up to fa .9 million n the Overall risk profiles Weehawken, NJ 07086 and cad correct my error promptly. For alleged mots swept* for allyour accounts held n a patkubr mueity. A fJ copy of thepoky wording is available • Conservative. Seeks to martin ittial pixipal, with inokiing UBS Viatrdebil cad breadirk if we take This statement represents the only official record of you' mere than 10 businnsdays to &this, we will credit sten request. low risk and volatility to the accost °mak nen if 116 Financial Services account. Other records, emelt thee means the accost does not generate sign it [ant your accord for the &WWII ytuthilk 6 in error, so tea Mom or return at may rot beep pre with official lac doornails, contanng conflictingdata should you id hwe the use of the money during tie tine it The Slit potent: ad the supplemental protection hIlation. rot be relied cps II youbane thee e an era a takes us to complele our nostgetion. both do not apply to Omn9Oh please report it immediately n mites; to the • Cason Unsocial assets controlled by (and inclatad n • Moderate. Willing to accept some risk to pimPal and Brand Manage of the office serving sour accost. Please mite all checks payee to the Fern or the your account value) but hell away from LOSFinancial tolerate some totality to seek higher returns, financial ossincn Mitated on he front of this Services (e.g., certain( cash at UBS Bat USA, 60 • Aggressive: Wiling to accept high ids to pnncpi and Allhouit a figures shown are Mended to be accurate. statement In addition to regular accost fees, accounts cash at Les AG U.S.banthes, (4 Murame point high solar lily to seek high returns owe tiff*. statement detaskicukf not be wed fa is purposes Rely may be object to mantissa* In., chinas for We including variable annuitee, and 60 Aarn of maw' • ?neatenEiSbaby Considefation:t select•P a used on yethend tax fonts. fie , Form 1099. 5498, payment kr securities purchases and charges kr unpaid funds where sigh thaws re moistened down it the POliOn of the porHolkifor tat account may exIxte 10425. etc ) when prepamg your lax return. The Fim s amounts n cash accasts. Accounts that re transferred name of the account holier on the books rd records complex strategic, feinted liquidly andrater required by law to(*NO to he IRS allUsable dividends, to other intik:firs may be subject to a transfer tee. of the applictff suer a transfer agent), mportakie rontauble dentin* and uxtk interest • Certain rmsb-nent contracts a intesement ravens erred is satiates held rimy scant ran reminds UBS Swoop OrAidins (e.g., 'Weed partnaships aid private placements) that Statement •hausheldier on see tratadixe, aid cost basinscertain covered LES offers options for stwoong cash balances. balances are rot metered irder tw Securities Act of 1933; We may <cootie* a related account statements with smelts- to be* deposits at UM Bak USA and LEG AG %asked ad the same adiess it the same enmetve, e.g. because bunch (Bak Sweep Procjarm), money matte mutual • Commodities contacts (e.g, foreign exchrge and they have 0rentri who a10 mantan Sol account Cteralitsedableitle with the Mien lads Money Fuca) end the IntensionalDepose meowsmetal contracts), includirg futures contracts ra4lcmhip oath other dens a the same address. If • Pleasremain, my oral corrrmniations in sting Aswan (DA)la customers with in nueretional ad commit, option contracts. you reefer to recent indlecial natmish mailed in to further protect your cistfts. inducingMir ottitS Resource Llanagernerd Account. Though the Back The SIPC protection and tie supplemental protect:silo separate ernelcoes you may decline hacr,eholing by Iron the Sectsines Investor Protecion (SWAT Sweep Program cash balsas re swept to LESBank not apply so these assets event they otherwise appear calling vex( Financial Alter • d thefinancial institution is the top left of die front USA to to an estebashed kni ad then to UPS AG on yes statements. The StC protection aid the of this statement is not USS F natal Serviet LEG Stanford Branch. or a Money Fund. Deposits at U26 kianffmental protection do not protect aganst changes Friendly smut name Menial Senices carries year account as clearing Bank USA are FDIC insured in accordant withFCC n the market value of your instilment> (whether as 4 The Frurity acccult nano is a custorncaple 'nickname' biker by arra-gemmt wsh the rdcated institutors mule. Format tiormatin please Mit wwwfdic rt. result of market movement issue balsruptcy a chosen by you to assist you with your recomffeePte0 We in you of the 'Vit.:115k, when you Deposes at LEG AG StanfordBradt ad shares of °Menke) his no legal effect on you account You can change opened this accost h the cast your kids and MoneyFadsare rot mitred by the FDIC. More Waitron 6 amiable itxn request. inendi scorn names., though Onnc SeniKe5 a stories re boated a LOS financial Strews and rot Youmay cbtan more irionnation about Slit, ticluddi by contact rg your eionctal Adoor the rwudcigbroker, ad youmat mike amps Through the DA, (salable to cad balaxes are swept to the SIPC Broths% by cordacting SIPC at 202371.8300 of sy a or omission to both firma. As described depost scants at UBS AG New Yak Branch and 185 or by suiting the SIPC :settee at smtreptorg Account overview tat account agreements, yOU must natty IA Of ary AG Cayman Ranch Thew deposits arena toured by • Value Meow accountlion(olo. Net of assets and errorsor Stud twoling chedcs reflected on your statement wthit 30 dins alter it was mailed or made the FDIC. Balaxes held at the CBS AG Cayman Branch are umpired, oposed to the sovereign Ink of the Dividend Reewestment theorem pun • Amer trcludes amid* can balances, mks, fa The ate reflected n an borax pike. You may 0btan available. Alinement shall be deemed corrplse Caiman Wads, and there is no guarantee or other the actual price banns inertial Advice. Onty *hoe merited steady let ), and Global Tim Depot its, and accurate n all other respects if not objected to in obligation of UBS AG to repay II* Saxes whiff fhe shares ere purchasedunder DRIP; partial slats we be areared marks to makes, and certain assets not held wring within 60 drys. LEG Caymens Brach's books. soli and the cash wi be riposted in your scant The by the Fint Does rix include unpaced sectritiMassets • Please deed cutromer complaints or I-a/nest° to &Mend reinvestment price applied by the inter may at the endhol the prior and anent statement periods, or Finri's C lent Renton Oepatnent at 201.352.1099 Deposal at LES Bak USA and eachUPS AG Branch are • ffer Isom the mead price al which the partial shires prune inessmenk invested stock options and a toilet* as 903.354-9103, 8:03 A.M. to 6 OP P.M not protected by SIK. Money Fund sham re protected are sold enrceable stock options FT Monday through Friday, or in retro to LES by SIPC. See 'LOS Financial Services Accost Protection' • Lathiletes Includes debtbetimes. outstanding margh Financial Satires ex., Client Relations Dept/neat, below. Cattrin-lieu bens, -aedit lire, short accord balances. P.O. Box 766 Union Coy, NJ 07037. Cnk whole urns may be held n yam accost. t pure • Cathhooney balances. Total of unimested available • In case of errors or guntore about an electronic Up:nits request balances in the Bank Sweep entitled bestial tril a s result of a thiderd pelmet cash balances, plus deposit telexes at UPS Bank USA, Keith transfer MU. bit permit a UBS Voathdebit Program or DA may be withdrawn and chats of a or otherwise, the Firm well tether sell partial unit at LES AG U.S Branches ad minty make mutual fund card transactions, call K0.762-1000, a write to UBS Money Fund may be liquidated, ad the proceeds marlin price a accept an /mead determined by a sweep balms. at the close of tie it:errant period Financial Senices Ix., 1000 arta 814, 6th floor. returned to you or your secuties accost. regitrered cleiriu agency. ad credit sox accord. Nxtrontredity free ask balances inpat account are Weehawken. NI 07086, Atth RIAA(88A Sakes. rat born other balances and the Fine may Ftrfhe• Hammon about available sweep *Seen Investment objectless sae sty of these lads it the ordnay course of is Caller rte as es you can, if you hick yea netting cumin: interest rates and WICK 5 available at The benimere objection and risk profile re spec ea to businno hese funds repayable won your downed statement a receipt k man or if youneed more wmviibs can't...egret:b. from your Manual Adviser each account and may maybetween you accords This total is eluded n 11-0 arrant period closing vaiJt Montanan than a transfer on the statement or or by along 80D-762-1000. Please elves the Firm empty in waning of ay receipt. The firm or Card Isker (as ipplicable)must smniScent change in youInancial stetson or Lending information her from you no later thin CO days steer the rim UN Financial Service' account protection investment objectives For each accord held, you Re cleaned inton ation an the Firm's kiting practices The 5,t-n rt a rroni-or SF the (te. Tao< I--ento• PrOortre. Moose areal the folbsiu insammt objectives. and declostret refer to you Chem Relationship SDNY_GM_00022548 CONFIDENTIAL EFTA_00133168 EFTA01275305 Important information about your statement (C011fillUal) Agnment or ACCOLII Agreerrenl and the General - We prefab, use he closing price when avarabka liquid and event they can be sold. tee aft — h addaion to cornmssists received n connection Tens ma Conditions U3S Statement of Credit Practices the mean of the bid and ask price, for listed received may be lei tan the per tare airrated with the sale or destitution of array contracts available in Agreements indeed:sures a auto and opticeo a only bet prices for OTC vitae provided n the scant statement. and art investment but inns tools clients, we jazar r.n norm, ninerho vet searities. ander our affiliate recent reverse shrug - Less acheir traded securities may be priced using a . Restricted searities. Resented searities general8 compensation frommany of the loosen. Yew assets valuation model a the most recent axe we are rot twenty elegble to public sale. U8S Financial companies Yarning the amity Contrails, Your statement itemizes securities ate other assets hell named ad may net reflect en actual market price Services uses the marvel prima I hp unrestricted stork aft/ins a to henna carrnies or sponsors of nth. accord at the end of ire elsemers period. You a vane of the same issuer as an imputed value for the he ant imesemmt tun we distbute. may ark for dein d fun paid seoskies al ay time. - Certain positions may appear barn a price ate restricted sick troogrees aegis statement ordy To - Our affiliates also recta trading commosions ad You may receive securities used as loin collateral alter will tar as 'price was rot avatlatee• it we se the extent hat resticled stories are elqbk to sale, otter compensator, from maul ands and paying any balance ca as them. Any securities enable to obtain a price fora seamy the value reread may be tbstartalbr less than the maxi companies whose precincts we der bute. Insinuate he Fkm cling the 10.1.111tIll period are - Depot a securities denominated ilCUM7con imputed vake down - We receive an anal fee from UBS Bat USA ad listed at market value as of the end of the state-nue otter thin U.S dolas are reflected at the towns LES AG Stanford Ranch of to to 425 per sent period. rte a of the statement date. • En. (estimated) income, anent yields and rates sweeping to the barks under the UBS Bank Sweep • Cost bets In deter:fling tie cost basis of he - fcr certain startles fading n non-conformrig M erketate of annual income is based on current Programs. securities incbded m this statement awe indicated denornnations, puce and enmity (face rata) may dnidend and interest rates, assailing tie strains will wile the number " l, • WS F minces' Services has relied have been slimed to adds paper whant be held for en, year from easement ate or until Adlvity Oninformation obtained from source, other than1.e5 To cbian turn train& when available, contact maturity Ins Minas sonny a gudelne; accuracy ikons:xiregardng commksins and otter chases Financial Semites. incleding crmation hem another yes Rea :el riana and continued income are not gum-anted haired h connection with he exeodlin of trades, lien a that sumac have grovided to )0J Gavial - Estimated anal itane and cement yield for &lading option transactions ha beenincbced on Atka,. The Filmam does rot idea-rarely venfy • Private investments and nevi:tura products. certain types of leashes could freak a fetish of confMaeicre premousy furnished to you, and wll be garantee the a vatdin d ry information !ovate enrolment sear nets (ex kilng cried parietalor capital gen in which ewe the est provided to you prerrptly onrepast. provided by sources of the, LES Financial Senices participation program and real estate investment trust income (a-d curried yield would be overstated. additin *hough UPSFe-trial Services seemly servant) andstuttered proiacts are general highly - Estimated anal norm and cunt yield and tie Short selling adates nformatin as el is received the firm ,paid. Celan sena-tend reedits have not been actual ?cane and yield reicht be Intro, higher H you are engagedin short selling a security, you may does not ;conch assurnes that tie norm:dim registered with the Securities and Exchl than the estimates's-roans. ha a charge der to entrain barscieng costs for that snider 'Cost bath ate Chi^Unnaked grim' is Commission a under ay state seeurtieTars. We - An estimate of realized income (diedend ancfcr partkubrsecuriy. accurate as of the date of statement As such peon de estimated values for pia.- investment interest) divided by the current market please do not reg on this narration to make searitis didnatured products for ndamatinal salmiaverage balance is based in the la dividend Open arta puthasea sale decisions for taxi:Le-poses a purposes cribs !Kong diet guranteed. or interest payment made by tie tar and Regaling open or • gad-till-canceled' oaten that otherwise. Accounts tonderred to he Sim may - These vanes may differ misstate* ban prices, il nines tie secuterIeptas will be het/ foe cot were not nosedby the statement date, open buy and flan gar lost hanker only for tie period if any. at which a alai nestnerri rim year from to statement date or until musky al slop orders are redaced by the amount of dinderds tine they re held at tie Fin Morehi:canal structured product maybe bought or sold and do Accuracy ate conteued yell se not staranteed a red-es en an ex-checked, a enntils date unless harmatcri can be aitkd by wer Fnaxial Advisor. rot necessztiirureser4 the vise you mayrecta. neenxted otherwise by yds You are responsbk for n on 'fadeless. • Assets not held bytes Handal Services. Certain orders gutare executed Ow to trair failure to cancel • Unreedind gans/losees Viten data is awilabk, - Third party *sense of vain are as a a attain ones are rot held by the Finn Nana wenn the nest leg op.. orders. eninated neaten suing:loot ore cactstalod Ice date ad an supplied to UBS Finarcui Services on a Ferm's possosin or carol. These nets ate lamina] swan lots. The transaction data for reg.Jr basis by an independent satiation firm. displayed on year statement for informational Sting nedvilial lots may or may not ref kct commissions, - baser. general oannr or sponsor estimated ral es. purposes cast Positions and values presented re To obtain a copy d car current Client PrivacyNage. any, are applied to the Fm by the issuer, plewe contact you F metal Achiscr a vat our websik rZ andor security reorgrintin events cl and otter reinvestmene lots id systemati ptschl4t bit are each combined lodge:day ore general partner or sensor and may be calculated based an dffEarn information from tat used by provided by tee are ins firm. UBS Financial ruces is not ennoble for his information and does not guarantee 0 accuracy. These assets re not protected at wsw ..hr er0iMeittnitt)fer awraged lot he 'Trade date' colonpresents the tad denies to derive tuff 'negated values. by UPC or he Fins supplemental SIPC coverer. lib Financed Sirens n not a ba-k The AMA, Busi-ess cegetil transaction trade date. - You can obtain aediloral formation regarding Services Account GSA and IRMA are brcicerage accounts tie metablegy used to determine the estimate d • Revenue sharing and additionalcompensation which provide access so banking services and protests • Callable securities Bonds and passed stock that value and the dale of the it em:Ianthat is the — in addition to cormissions on sales and 12b-1 lees tem* arngetwrits with Slimed bales ad other the tar cats for eat radon-pan wit be selected basis kr the esimate by contadig your Pi-uncial received el coreetiert with he distbutiai Ihniparty banks, ri d provides access to itera-ce and iromally by lot hem anong all states of ta Adekor mutual fads to ow dents we ander our Adak, anotitY [rodeos and by unaltiliatedthid-party issue held in ournarne or in nominee name fa as - Third party 'singed vales may be reflected as receive revenue sholln Payments Iran dianbutors notate companies through insurance agency clients. Call lean /dui:rata) is obtained from third 'Not pncect in several situations: when an it'd or advisas of thermal funds that we sell. subsdianes of UBS Financial Services Inc. pain and is weary is not gunned. Other call 1-dependent valuation lire has not tainted a These smarms are based on two cWereni fenes may out which add Art held cemodele arab/. to assign a valav wfwerwe become ware corrponents (k the amoad of ales by UBS of a nest-need, iturame, ad a-nuely producer ifermatin eillbe anis' upon request that a materialmot has caused tat may call a grinds mutual fund I amig to our clients and 8) Not 10K intend • No bank guanstew May lose Ida areoun reported vane into question, or wen a the asset value of a particular rrutual fund tanks • Certificates of deposit (084 CDs are FDIC aired value would be high spenthe due to tie nature shares held a tie trm RUA. Resource Management ben nt, Business Services epto 1233,000 in principal and served aunt per et the security. — We and as idlest* ako receive flunking aid Account BSA, IIMA and intonational Resource depot:sr and per &rockery inane h accordance - When neither an burr, general partner or torn combs procening fees it con-Mention for Management Acecum an registered service mats of win FDIC fl/es estimated value nor a thrd-paly estimated tie is transfer agent 142OSelth* we croak to the 135 hunted Services fix protricist, the sake d tie money will be diKerent rruttal lent These fees generally are pad from • Price/value Prices displayed for securtes and otier tram its suchen price. investor asses is the runelend and snaffled WS Sigma* is a regetered Servile milk of VILE cadets may be higher or lower than the price that - •Ditributicos to date' mt.include ratan of den amount bawd on the number of accounts at human:nal LES vise Septa credit cads and IBS )OJ would actually receive in tie nodes rake, are capital. ncome orboth. the broker-dealer Isokfing mutual Mae of that fund Visa debt cards re issued by UBS Rah USA with obtained from .arias hid party sources whit, we - 'Original unit size' represents tie hkial offeeing I a-nify PearISSI011 from Vna U SA Incorporated. tense to be reliable, but we do not spare-We thek price per unit and mat not reflect wur ad bald. accursy. - OPP rd udiseed FEn seoseies are not toted on a GIG Financial denies Inc Rev 201604 national securities exchange, and are gunman SDNY_GM_00022549 CONFIDENTIAL EFTA 00(;3(69 EFTA01275306 *UBS U85 Financial Services Inc 299 Park Avenue 25th Roor UBS Strategic Advisor New York NY 10171.0002 May 2016 CNP70055031290516 Nirl 0 GHISLAINE MAXWELL Account name: GHSLANE MAXWELL Friendly account name: Account number Your Anancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821.7000'800.308-3140 Questions about your statement? As a service toyou, your portfokivalue of Call your Financial Advisor or the Value of your account $1,169,317.37 includes accrued interest RMA ResourCeLine at 800-RMA-I000, on April 23 (S) on May 31 (S) account 029023574 Your assets 1,220,040 57 1,169,317 37 Visit our websIte: Your liabilities 0.00 0.00 www.ubscomainancialservices Value of your account 51,220,040.57 S1,169,317.37 Accrued interest in va'ue above 49,57430 13,11635 Sources of your account growth Tracking the value of your account during 2016 Value of your account S ThcLr,and$ at year end 2015 41,311,717.81 Net deposals and 544 3 withdrawals -$157,614.45 1,311 7 1,1200 1,169.3 YOir tiveStelleilt return Dividend and interest income 529,469.2t Change in sake of acaued interest .12,062.53 Change m market vat* .S12,192 67 Dec 2014 Dec 2015 Apr 2016 May 2016 Value of your account on May 31, 2016 41,169,317.37 SDNY GM 00022550 Member SIPC 0111000S005593129NP1000191995C00041:516 030575004\1235745500000GO Page I of 12 CONFIDENTIAL EFTA_00I33170 EFTA01275307 SUBS UBS Strategic Advisor May 2016 Account name: Friendly account namel Account number GHISLAINE MAXV,Ell Your Nouns's' Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.70001800.3083140 Your account balance sheet The value of your account Inducts assets held .3 U6S and cenan assets held atm/ Iran UBS See page I for rrore I fi0M18110n. Summary of your assets Value on Percentage of May 31 (1) your account Cash and money balances may include A Cash and money balances 2,700.00 023% Your current asset allocation available cash balances. 085 Bank USA deposit B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch A deposit account balances and money market C Equities 336,361.47 2877% mutual find sweep balances See the important information about your statement on the last D Fixed income 830,255.90 71 00% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G Other 0.00 0.00% Total assets 31,169,317.37 100.00% Value of your account $1,169,317.37 Eye on the markets Percentage change Index May 2016 mat to date S&P 500 1.80% 3.57% Russell 3000 1.79% 3.41% MSC I - Europe, Australia & Far East -0.78% -0.75% Barclays Capital U.S. Aggregate Bond Index 0.03% 3.45% Interest rates on May 31, 2016 3-month Treasury bills: 0.34% One-month LIBOR: 0.47% 0470003005593130NP7000191995 00034 0516 030579004 Y1235745500AffilyyGitoconiame 2 of 12 CONFIDENTIAL EFTA_00133171 EFTA01275308 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your finandal Advisor: UBS May 2016 Friendly account Met Account number. SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Change in the value of your account Summary of gains and losses Year to date (1) Wives reported telory exclude products for which gam and losses are not dNsifed May2016(4) Realized gains and losses Unrealized Opening account value 31,220,040.57 $1,311,717.81 May 2016(1) Year to date ($) gains and bsses (5) Deposits, including investments transferred in 0.00 3,890.00 Short term 0.00 586.02 0.00 Withdrawals and fees, Long term 4,605.50 6,027.80 52,078 43 including investments transferred Total $6,613.82 $52,078.43 $4,605.50 cut -63,899.55 -161,504.45 Dividend and interest income 15,292.79 29,469.21 Change in value of accrued Cash activity summary interest -6,457.95 -2,062.53 See Account activity the month for deals. Balances in your Sweep Options are induadin the cpenng and closing bdances roue. FDIC insurance applies only to deposits e u8S Rank USA, rot to deposits at WS AG. Change in market value 4,341 51 -12,192.67 slanlord Eran(%) or bank deposits paced throw", the ups intetnecorizi Deposit Account program. SIPC protection applies to money market sweep fund holdings but not bark deposits 5•9 important information Closing account value $1,169,317.37 $1,169,317.37 abOuf your Stafernent on the last MO pages cf this document for deters May 2016 (5) rear to date (S) Dividend and interest income earned Opening balances $1,306.76 $541.48 Additions For W rposes of Ms statement, tie/tatty of interest and oink:lend income has been determined tram a US lac reporting gercediee Based upon the residence of the account holder, account type, or product type. Deposits and other funds credited 0.00 3,890.00 some Interest andra dvidend payments may not be subject to United States (US) ardor Puerto Ri(0 (PR) Income faits The dent manlier statement is not Intended to be used and cannot be relied upOn for tat Dividend and interest income 15,292.79 29,469.21 purposes. Clients should refer to the a;plictie tat reporting forms they recent Iran UBS annualy, such as the forms 1099 and the forma 480. fa lax reporting information Ills the practice Of U135. to He the Proceeds from investment transactions 50,000.00 130,303.76 applicabe tar reporting forms with the US interns' Revenue Semite and PR Treasury Department. and in such fOnrn accuratey (rasa fy clindend arcya interest 45 tag <MTV or tact* imam Mese consult your Total additions 365,292.79 $163,662.97 Ind vdual tax prepare/ Subtractions May 2016 (5) Year to date (1) Professional management fees and Taxable dividends 0.00 3,610 47 related services 0.00 -3,891.62 Taxable interest 14,981 15 21,118 17 Other funds debrted -63,899.55 -157,612.83 Tax-e*mpt interest 0 00 3,750 00 Total subtractions -$63,899.55 -$161,504.45 Miscellaneous 311 64 990.57 Net cash flow $1,393.24 $2,158.52 Total current year $15,292.79 $29,469.21 Closing balances 32,700.00 $2,700.00 Total dividend & interest $15,292.79 $29,469.21 SDNY GM 00022552 CtIPPC003005593131 MI003191995 00(104 OS16 030579004 Y123574%0000:10 Page 3 of 12 CONFIDENTIAL EFTA_00133172 EFTA01275309 Account name: *UBS UBS Strategic Advisor May 2016 Friendly account naml Account number: GHISLAINE MAXWELL Your financial Advisor SCOTT STACKMAN:LYLE CASRIEL 212-821.70001800-308-3140 UBS Bank USA Deposit Account APY Interest Period Apr 7 - May 5 Opening UBS Bank USA Deposit balance Apr 7 $1,250.00 Closing UBS Bank USA Deposit balance May 5 $12,178.59 Number of days in interest period 29 Average daily ba bnce $2,385.72 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the Following investment objectives fa this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives in important information about your sratemenr at the end of this document Your return objective: Current income &capital appreciation Your risk profile: •nmary Moderate investment elicitor:fly consderat,on None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. CrIPAS0CE005583132Nn0C0I9I995C0034 0516030575004 Y123574550 CCifffiyGht000ntlit 4 of 12 CONFIDENTIAL EFTA_00133173 EFTA01275310 Account name: CHISLAINE MAXWELL UBS Strategic Advisor Your N vandal Advisor: *UBS May 2016 Friendly account name: Account number. SCOTT STACKMANYLYLE CASILEL 212-821-70001800-308-3140 Your assets Some prices, income and current vaues ShPan may be approximate. AS a tette. aidlOsses may not be accurately reflected. See Aporunt inromefron about your statement a the end of this docurnem for more infornason. Cash Cash and money balances Cash and morray balances may include avalaole cash balances, UBS Bant USA derout account balances, UBS AG Stanford Branch depout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC vat hn applicable limits, but are not protected by S/PC 085 AG Stanford Brant h deposit account balances an not 'muted by FDIC and are not prOleded by SIPC Money market sweepbalances are protected by PPC but and not insured by the FDIC. $ the important information about your statement at the end of this doctrnent for details about those bSances. Opering Wane. Clovng belaxe Price per share Average DnIdencl Interest Das n Hddng on My 1 (S) on May 31 (I) on my 31 It) rate period period Crid intent (1) IRS BANK USA CEP ACCT 1,30676 2,700.00 25090000 Equities Common stock Purchase pad Trade Mother Average prIce Pnce per share yam on untainted Hddng Hddng date of shares per shale 10 Cost basis(S) on May 3t (SI May 31 (1) on or loss (1) period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 1 35% May 17, 11 303.000 I1 860 3,59384 14.790 4,481 37 887.53 LT Jun 21, 11 313.000 10.670 3,33986 14.790 4,629 27 1,289.41 LT Aug 2, 11 328.000 9.802 3215 15 14.793 4,851 12 1,63697 LT Security total 944.000 10 751 10,148 85 13,961 76 3,812.91 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: $1,555 Current yield 4 86% Nov 18, 10 1,023 003 36 416 37254 19 31.280 31,999 44 -5.254.75 LT Total 147,403.04 145,96130 -$1A41.84 Total estimated annual income: $1.744 SDNY GM 00022554 C elP7C003305580133 NV7003191995 00034 0516 03057%04 Y123574$50000000 Peg • S of 12 CONFIDENTIAL EFTA_00I33174 EFTA01275311 *UBS may Strategic Advisor UBS2016 Account name: Friendly account name Account number: GHISLAINE MAXWELL Your 15 nandd Advisor SCOTT STACK MANLYLE CASRIEL 212.821.7000/800.308.3140 Your assets . Equities (continued) Closed end funds & Exchange traded products total reinvested d the Iota Cl S reinvested dudends n does not include any cash dv1dends. II is natal& UnleaN:ed(tar)gam or doss ef the clIference between the current value and Iry cost bars aid would lot for the purposes of determining troldrg periods or cost basis. The shares you receive tin time you generale be your t sable gin or loss if the sec why was sold on the date The unteakzed hex) ga n ce loss reinvest d widen& become a separate tax tot. may need to be ads riled for ret tan of cap tal payments in order to determine the reozel gain or lees for tar Cost bas. 6 the tots purchase cost of the security. lndudng reinvested dudencts The cost basis may need "Wiling purposes to be eluded foe return of capital payments in order ID determine the Austed cost basis lor tear reporang Imeament realm Is the current value r,fnus the anount you invested n does not include shares that aee not purposes reflected on your statement, includng shares that hare been realized as either a gin or a toss II Olio does not include cash dudends that were not reinvested Purchase price Nurrber Averiy price Client Cost Rice per share Value on Unrealized (tar/ Investment Hold rig Hcldng of shares per share (S) investment (5) basis (S) on May 31 (5) May 31(S) 9310 or loss (I) return (I) Period SPCA S&P SCOETE TR Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208533.63 209.840 261,250.80 52,717.17 52,717.17 LT (Al: 35,385 Current yield: 2.06% Other equity investments Coat basis and guns and losses have not been adjusted enlanytictlly for return of capital payments Restncted security values are estimatedfor informational purposes See important intolmation about your statement at the end of this document for additional information Purchase pricer Tra hunter Average price Cost Prat pet stare Vaue on Unregued ticking ticking die of shares per share (5) basis (5) en May 31 (5) May 31 (S) gan or loss (S) penod BLACKSTONE GROUP LATHE ()MT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange: NYSE EAI: 12,360 Current yield. 8 10% Sep 15, 14 1,113.000 32 224 35,866.06 26.190 29,149 47 -6.71659 LT CW70308005590134 NP70C0191995 00004 0516 030575004 Y123574550 COIMYGM00022,Ste 6 of 12 CONFIDENTIAL EFTA_00I33175 EFTA01275312 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your PI sandal Advisor: UBS May 2016 Friendly account naml Account number: SCOTT STACKMANLYLE CASRIEL 212-821-70001800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes Prices are cats nrd from IrdependMl quotation bureaus thee use catputenea valuation formulas to asornadcaily aclustedfot amortization of bond prernum using the constant reld met Nod If you have calc Watt current yaws Actual market vdues may vay and thus gairtsrlosses may nd be accurately nude a tai election to deduct the premium snort ration on tattle (*Di sec unties. you may request UBS reflected Cost basis has been ailusted for arcieleOorsainal issue &count (DID) Cost basis ha been adult cost bais for the tondPfEsoom amortization. Trade Total face vaue Purchase A4usled Price on Vaue on Unrealized Hdcang *icing die a matully (I) Pace (S) cost bars (S) may 31 (S) May31 (1) gan or loss (I) WOO BANK OF AMER INTERNOTES NTS WE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 1240.00 CUSIP 06050VYDW2 MOOdy. Baal S&P. 888+ EAI: 32,700 Curen1 yield- 3 57% Nov 01, 10 150,0130000 100003 1E0.000.00 100.795 151,192 50 1,192 50 LT JP MORGAN CHASE & CO NTS EVE RATE 07.900% MATURES 04129149 ACCRUED INTEREST $987 49 CU9P 46625HHA I Moody. Baa3 S&P 888- EAI. 311,850 Current yield. 7 73% Dec 22. 09 150,000.000 105100 157,650.09 102.250 153,375.00 -4,27509 LT Total $300,000.000 5307,650.09 5304,56750 43.082S9 Total accrued interest $1.227.49 Total estimated annual income: $14,550 SDNY GM 00022556 Cile70303305560135 NV7003191995 COCOS OS16 03057%04 Y123574$50000000 Pig. 7 of 12 CONFIDENTIAL EFTA_00133176 EFTA01275313 SUBS UBS Strategic Advisor May 2016 Account name: Friendly account name Account number: GHISLAINE MAXWELL Your IIBendel Advisor: SCOTT STACK MAMLYLE CASRIEL 212.821.7000800.306.3140 Your assets . Fixed income (continued) Municipal securities Prices me (Vaned from Independent quotation bureaus that we carpuseszed Suction formulas to ciscount for securities Issued a a discount. When origIned cost basis ks &played, mons/non has been St date current Sues. Actual rnmket Sues may way and thus ceinsilosses may not be accwately done using tit constant yield method, otheml se canonization has been done using the streight Yne reflected. Cost basis ha been autoenaticaty miusted for mandator; amortization of bond genius on method coupon tm.eterrpt munIcipa smuntles using the constant yield method and for accreted olignif Issue Trade Totalface Sue Purchase A4uSted Elite on Vatican Unrealized Hddng Hddng date a matt...10(P pncef” cost bass 01 May31 CP May31 (5) gan Of 105$ (i) Mood MICHIGAN MUN BD AUTH RV PREF BEM PRE•REFUNDED RATE 05.000% MATURES 1001/26 PREREFUNDED 1001f 16 0 100.00 ACCRUED INTEREST 5374.99 CUSIP 59.155T3R1 Moody. Not rated S&P. Not sated (Al: $2,250 Current yield: 4.93% Original cost basis S46,406.80 Nov 22,11 45,000.000 100.851 45,383.34 101.469 45,661 05 277.71 LT B1RDVILLE TX INDPT SCH D PREF BE/PI PRE-REFUNDED RATE 05.000% MATURES 0211929 PREREFUNDED 02f 1917 0 100.00 ACCRUED INTEREST $1.324 99 CULP 090874U5 Moody. An 58R: Not rated EAI: 14.500 assent yield: 4.85% Original cost basis 593,704.74 Nov 14, 11 90,000.000 101.639 91,475.20 103.067 92,760.30 1285.10 LT MCNIGAN MUN BD AUTH RV RATE 05.000% MATURES 1001/26 CALLABLE 1001/16 0 100.00 ACCRUED INTEREST 441.66 CU9P 59455T485 Moody. An SW: AAA EAI: $250 Current yield 492% Original cost basis $5,034.35 Nov 22, 11 5.000.0O3 100.188 5,009.42 101.530 5.076 50 67 08 LT continued next page CNP70009005590136NP7000191995 000040616 030575004 Y12357455000MyoktgcuSe i Of 12 CONFIDENTIAL EFTA_00133177 EFTA01275314 (SUBS Account name: GHISLAINE MAXWELL Your Mundell Advisor: UBS Strategic Advisor Frit nd ly account name: SCOTT STACKMANLYLE CASRIEL May 2016 Account number. 212-821-70001800-308-3140 Your assets Fixed income . Municipal securities (continued) trade feral fete vaue NI(1126e A4usted Price on IWdng date at maturity(S) Octet) cost Masa) M431 (I) May 31 gianUll orreloSS 44(.1d) HPe cking 000 BIRDVILLE TX INOPT SCH D BEN RATE 05.000% MATURES 02(1929 CALLABLE 02/1917 0 100.00 ACCRUED INTEREST 4147.22 CUSIP O9O874lM8 Moody An SW: AAA EAI: 4500 Current yield 4.85% Original cost basis 510,056.85 Nov 14, 11 10,000.000 100.228 10,022.85 103.082 10,308.20 285.35 LT Total 8150000600 5151,890.81 $153,806.05 81,91524 Total accrued interest: 51.888.86 Total estimated annual income: 57,500 Preferred securities Tiede Hate Pu (MSe Once Puce per store vsue On Uniellized Hddng Hddng dna of Own per Mao IS) Con baus(S) m May 31 (5) may 31 Cla gan or loss (S) rancid OTIGROUP CAPITALX.11 FXDIFLT TRUST PFD 7.875% CUE 1030'2040 Symbol: C.PRN Echango: NYSE (Al: 118,490 Current yield: 7.09% Oct 4, 10 10,000.000 26.130 261300.00 26.070 260,700.00 -600.00 LT COUNTRYWIDE CAP V 7.000% CUE 11101136 CALLABLE Symbol: CFC PPG Exchange: NYSE (Al: $7,350 Current yield:6.8O% Oct 26, 10 4,200.000 23.518 95,778.96 25.730 108,066.00 9,287.04 LT Total $360,078.96 $368,766.00 $8,687.04 Total estimated annual income: 525,840 SONY GM 00022558 CW70300305593137 NP7000191995 C0004 C516030575004 Y123574550000000 Page 9 of 12 CONFIDENTIAL EFTA_00133178 EFTA01275315 SUBS UBS Strategic Advisor may 2016 Account name: Friendly account name Account number: GHISLAINE MAXWELL Your IIsandal Advisor: SCOTT STACK MANY LYLE CASRIEL 212.821.700&800.308.3140 Your assetskontintieco Your total assets Percentage of Cost Esimated UnreiNed value on Mel 3i (5) your account basis CS) annual income (1) gen°, loss CS) Cash Cash and money balances 2,700.00 0.23% 2,700.00 Equities Common stock 45,961.20 47,403.04 1,744.00 -1,441.84 Closed end folds & Exchange traded products 261,250.80 208,533.63 5,385.00 52,717.17 Other equity investments 29,249.47 35,866.06 2,360.00 4,716.59 Total equidu 335.36147 26.77% 291,802.73 9,4119.00 44356.74 rated income Corporate bonds and notes 304,567.50 307450.09 14,550 00 -3,08159 munkipal securities 153,80605 151,890.81 7,500.00 1,915.24 Preferred secunbes 368,766.00 360,078.96 25,840.00 8,687.04 Total scatted interest 3,126.35 Total fixed income 530255.90 71.00% 819.619.66 47,590.00 7.519.69 Total $1,169,317.37 100.00% $1,114,122.59 $57,379.00 $52,078.43 Account activity this month Date Mikity Ot1CfniOn Amount (1) Dividend and interest income Tacabfo interest May 2 Interest COUNTRYWIDE CAP V 7 OW% DLJE 11101/36 CAU.A8LE PAID ON 4200 1,837 50 AS OF 05/01116 CUSIP: 222388209 May 2 interest P MORGAN CHASE & CO07.900% 042949 D1O0423064,O03008 NTS EWE 5,925.00 PAID ON 150000 AS OF WOO/ 16 CUSIP: 46625HHA1 May 2 Interest CMGROUP CAPITAL XIII EXCIFLT TRUST PFD 7.875% DUE 10/3O2040PA1O 4A16.09 ON 10000 CUSIP: 173080201 May I I Interest GENL ELEC CPTL CORP 00.820% 051116 D700511071-081107 MED TERM 102.56 NTS CUSIP: 36962G2V5 May 16 Interest BANK OF AMER INTERNOTES03.600% 111516 DTD11041CFC051511 NT5 2,700.00 81E PAID ON 150000 CUSIP: 06050WOW2 Total taxable interest $14,951.15 CNP70X00055.93138NP7000191995C0034 0516 030575004 7123574$5003MyGhtooS 10 of 12 CONFIDENTIAL EFTA_00133179 EFTA01275316 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your PI sandal Advisor: *UBS May 2016 Friendly account nameI Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Account activity this month (continued) Oate .401)tly DeS4 Dalton ArrICtuat Divided and interestingly (continued) Miscellaneous May 9 Dwdend BLACKSTONE GROUP LRTHE UA1T REPSTG LTD PARTNERSHIP INT PAID ON 311.64 1113 Total miscellaneous $311.64 Total dividend and interest income $15,292.79 Date Activly Descripton amoral (S) Other funds debited May 2 Transfer JOURNAL TO VI 23575 GHSLAIIIE MAX1ArElL -1,306.76 May 12 Transfer JOURNAL TO VI 23575 GINSIAINE MAXWELL -62.592.79 Total other fi nds debited -$63.899.55 Investment transactions lot more informal°, atotet the pactivalue shown for restrictedsecurities. see Important rntormation about your statement at tne end Ot MS 00C unent Proceeds fran funds Investment vothdrawn Icc accrued Date Activity Desceptebn Ottamity Vaue (S) Price transactions (S) imesurents bought (5) merest (S) May 11 Carl GENL ELEC CPTL CORP 00.820% 051 116 -90,000.000 50,000.00 Redemption OTCOS1107 FC081107 IVIED TERM NTS CUSP: 36962021,5 Total $50000.00 Date Activity Cescrebton Arrount (5) Money balance activities Apr 29 Balance forward $1.306.76 May 3 Deposit UBS BANK USA DEPOSIT ACCOUNT 10,871.83 May 10 Deposit UBS BANK USA DEPOSIT ACCOUNT 311 64 May 12 Deposit UBS BANK USA DEPOSIT ACCOUNT 50.102.56 May 13 Withdrawal UBS BANK USA DEPOSIT ACCOUNT As OF 0912116 -62,592.79 May 17 Deposit UBS BANK USA DEPOSIT ACCOUNT 2,700.00 May 31 Closing UBS Beak USA Deposit Account $2,700.00 The UBS Sant USA Deposit Account is your primary sweep cotton SONY GM 00022580 ClIP703011305580139NP7003191995 00004 0516 030575004 YI 23574S50 000000 Page 11 of 12 CONFIDENTIAL EFTA_00 I 33 I 80 EFTA01275317 *UBS Account name: UBS Strategic Advisor GHI5LAINE MAXWELL Your 14 nancial Advisor Friendly account name SCOTT STACK MANLYLE CASRIEL May 2016 Account number. 212-821-7CC0/800-308-3140 Realized gains and losses The estimated realized gam and losses stow, below ale not for tac purposes. Please note that gan or loss information. We ma, not ad ust gans and losses for al sista changes. We autcmaucaty adjust cost basis for recognized on the see or reckrrption of cenaln Structured PrOduCtS, Ike Contingent OM Securities, rnoy tie ta..exerrpt and AMT coupon munlopa sec unties for estimated anorizaton 01 bond wen um and for accreted 011) ord nary, and not capita, gain ot loss. Mtge Chetk wth your tar adeS0i TO (Olaf Se gam and IOW'S. we Ip sedzitieS issued at a clsccurn II you iegdSled that Ilt3S Slug COP Was lot the 0Ceid premium terorttation on liquidate the detest security lot first. This is known as the first.' n first out or FIFO azcou riling method We use tootle debt secuntiesthen cost Ono reflected for these securities has been adjusted Estimates in the WrOassifod Ow method unless you specified wbf h tar lot to close when you plaedyouf order. This O known as a wino section can not be classified as short tensor long term betas. inf.:UMW:On is rrisAng or the product is one in which purchases or VSF order See Important information about your aortae& a the end of this dectenent for more the gat Moss calculatco is not provided Long-term capital gains and losses wash Sale Quantity or PurchAe Sale yak Cost cost basis Security description Method face yard date date amount (5) bad (SI adjiziment(S) toss (SI Gain (S) GEM. ELEC CPTL CORP 03.820% 05111601'0051107 1C081107 MED TERM NTS 1110 50,000 000 Dec 11,09 May 11, 16 50,000.00 45,394.50 4,605.50 CelP1C0060055€0140NPMC0191995 00004 0516 030575004 ys 23574$50 CO'MY_GM_0002ftill 12 of 12 End of statement for account number YI 23574 55 CONFIDENTIAL EFTA_00133181 EFTA01275318 Important information about your statement U3S Fiume's' Services to. (the Firm or UBS Fins-cid sent yOu the Int statement on which the eta or Corporation (SIPC), which petteCtsItOalieS taCcntS 01 • arootece Cummt loam.: hvestments seeing the Serekes), is a merrber of all principal acuity, ccmrroity problem anted. its members up to $970,000 (including 1,250,003 kr generation of income enth. and options eschews. UBS Fisancial Semler, and CBS - beide yocr none rd score nester Of any) dams for cash). The MK asset protection limits arty to • Arbriv CAS*,Appreciation. Investments sang Balk USA re i-diect subsidenes of UPS AG and - Deco& to!MX Of the ender you Ye inure all accuses that youhold h a partible- caecity. /myth of principalrather than the gererstion of affihaes of U3S Stales LLC. The Files thanoal about, and splain as ckath as you cal why you The inn, together with certain aft Orates, has also roam. statemert C available upon recsest The Fine% exeosis believe a is alerror a why you need more parch/ad eSplarientel plebeian. The madmen • Produce Contbauebn or scene Capeta( offices we a. rikensim. amount pa/al:410 at •Igible chit, CONKlink code depot:non. freedinents bang both the genera's - hoed. the dolor arrant of the suspected IOU. this erasion is ZOO maroon s of Docents 10, 2015. of ham. and growth of pritcpal. WS Fine-cal Serbs Ix. Stbra to the poky orditorts ad limilatian, cash a 1200 Harbor Boulevard The Firm or Card Issuer wt hostiote put rampart the him is further protected fa up to SI .9 million n the Overall risk profiles Weehawken, NJ 07086 and eel correct my error promptly. for alleged eras aggregate for all your accounts held n a patioulor • Conseevabe. Seeks to manten nilid pi-cipal, with imolvng UBS Via debit cad tratradia if we take capacity. A fii copy of thepoky wordisg h sailebb This statement represents the only official record of you' more than 10 busCossdays to Si this, we will credit often request. low risk and valets to the acccan °weak nen if CBS f?uncial Semites account. Other records, soma tit means the accost does not generate signitPant yas accost for the anoint ytuthilk 6 in error, so tea 'roam or returns as1may rot reap pre with official is docunentx contanng conflictingdata should you will have the use of the money during tie tine it The Slit protection ad the suppkmental protection Minion. rot be relied spas II youbane thee e an Mee a takes us to complete our mestigstion. both do not mph to Omn9On please report it immediately n waiting to the • Cr.lin Unseal assets controlled by (and Mixed n • Moderate: Willing to accept sane risk to piroPal and Branch Manager of the office serviu your account. Please mice all checks payie to the Fern or the your account value) but hell away from LOS Fine-col totem* some notattity to seek higher returns, financial instinct Saluted on he front of this Services (e.g., certainty cash at UBS Bark Va. 00 • Aggnisseve: Wiling to accept high Ms to pnncpi and Alltoup a ligure. shown are Mended to be accurate. statement In addition to regular accost lees, accounts cash at 1.8$ AG U.S.banrhes, (4 Murano poolots, high vole lid to see high returns oar time. statement olio *cub not be wed fa to proposes Rely may be Saks to maiionarce leer, chins. for Ise including valible annuities, aid (in tares of Maud • /orLament ElOcrlay Cootileration:f sniffed, a sloth on yeawnd tax Iamb (L e , Form 1099. 5498, parent for securities purchases and charges for unpaid funds where such than re registered duvet& is the PtniOn of the poreloli, for that account may exist 10425. etc ) when prepamg your tax return. 1-*Fim s emus* in cash octants. Accosts that re transferred name of the account hobs on tie books ad records canplex strateges, limited Wacky andrate required by law town to he IRS all taxable dividends, to other instiutirs may be subject to a transfer fee of the applicasb des* a trader agent), voktiky. reportable nontaxable dstickna and =able Merest • Certain mesb-nent contracts or innesiment interests erred on simile, held rimy scant,rid swede UBS Sweep Oseiens (e.g., bleed pannwships and private placements) tut Statement Theuesheldier on sit betractiore, rd cost basi:incertain covered offers options for weeping cash biros balances are rol red's-toned taller tw Securkies Act of 1933; We may consordase al related account statements with seines. to teak deposits at UM Bak USA and LEIS AG Stanford ad the sane Wass in the sane emcee:ye, e.g. because bunch (Bat Sweep thwarts), money market mutual • Commode*, contacts (e.g, foreign silage and they have owners who abet martan Sol account Czeolitslieatilitle with de Finn lads (Money hods) sod the interrutionalDeposit preccus metal contracts), including futures contacts •etairrehips well other clews a the fame addressif • Please recortinn eta oral combine/bons in *eking Accant (DAffof cabmen with inIntarotional ad commodity option contras you peeler to wee indurdual statements mailed is tofurther protect your darts. inducing your icier Ancona Llanagarntra Accost. Though the Bak The SIPC protect Cin and tie supplemental protectiondo separate envelopes, you may dectre hsaholdno by under the Se:trines Investor Proteceon Act (M7A) Sweep Programs, cash balms we swept to LES Bank not apply so these assets thenif theyotherwise appear caging your Nona Admix • d the financial iatitotion cn the top let of to tat USA is to an established Irbil ad then to UPS AG on you statements. he StC protection ad the of this amens* isnot LBS fmita Sects, LBS Stanford Branch, or a Money Fund. Deposits at I_ES 9470hrnental protection do not protect against changes Friendly awardname Francis' Penises carries vas =aunt as clearing Bank USA an FDIC Mad in accorda-ce withFCK n the market vats of yar investments (Nether as The bade/ acccu-4 nano is a cusiornealo 'nickname' bicker by arra-gement with the re:bated institutors stn. format information phew esit wwwfdic rt. result of market movement, issuer balsruptcy a chosen by you to assist you with your recordleePre7 We in forced of this 'Vit.:115k, when you Deposes at LEG AG StanfordBrach ad shares of °think.) has no legal effect On yea account You can change opened this accost h the cast your lent and MoneyFadsare rot Owed by the FDIC. More irtonnaton n amiable son repast. yet triendth scowl names. through °nine Services a sealties tre located at LOS financial Services and rot bums °bun more Senn:vonabout SIPC, misfit") by contain; your FiVnoal Adtnor. the itred.orgbroker, ad youmat mcdue a epos Through the DA, (milable to cash Isolates are swept to the SIPC Brockm. by contacting SIPC at 202-371 -83C0 of any era or omission to bode firma. As described depose scants al UBS AG New Yak Branch and LES or by Meng the SIPC webae at wenn/mom Account overview to account agreements, youmust natty w d ant AG Cayman Ranch Thew deposits arena Muted by • vote Saw accostroorthoto. Net of assets and errors or fraud Thotrig chedcs reflected ion your statement wash 30 CItyl alter t was mailed or made to FDIC. Balaxes held at the LEG AG Cayman Brandi are temporary mooted to the sovereign Ink of the Dividend Reinvestment Pregame pun • Ana hcbdes an cash balances, vdues Ice The are reflected b an anew price. You may °Nan available. Agnomens shall be deemed complee Calms Wasik and there is no guarani** or other the actual price Iran you f rectal Advises. Or4 *hole restricted warty lest), and GlobalTim Deposit, and accurate n all other repels if not Seeded to in obbution of UBS AG to repay to balances whiff on The shares are purchasedunder DRIP; petal them wit be urea marks to make, and certain assets not held vettrg within 60 days LEG Caymon's Brach's books. soli ad the cash wit be Spotted your want The by the Fine. Does rot include unpriced seositiciassets • Please deect outromer cornetist or twines to to cividerd reinvestment price applied by the Seer may at the end a the ;nor and carent statement periods, or Fen's C lent Reborn Oepatneet at 201.352.1699 Depose, at LBS Birk USA and eachUBS AG Branch are • ffer from the mike pea a which the partial tires prate isesemene smelted stock options and a totes at 903.354-S03, 0:03 A.M. to 693 P.M not protected by SIK. Money Find shaves are protected re sold eraceable stock options FT Monday through Friday. or in writ -g to U35 by SIPC. See 'LOS financial Services Accost Protect-an' • Othildes Includes debt balances. Weaning moron Financial Senices lax., Client Relations Depalment, below. CS.-' lieu bins, credit lire, tats. orst balances. P.O. Box 766 Union Coy, NJ 07037. Dray whole urns may be held n yar accw-th If you ere • Cadtheriney Patinas Total of unimested amiable • In case of errors or gone:re about an electronic Upin you request balances n the Bare Sweep entitled to a petal unit a a result ol a chiderd payment cash balances, plus deposit Slates a UPS Bank USA, knob trainer (71). bit payment a UBS Votokbit Program or DA may be withdrawn and shares of a or Ohintrite, the Firm will ether sell partial use at LBS AG U.S Branches ad money make mutual fund card transactions, call 912762-1000, a write to UBS Money Furd may be lisidated, ard the proceeds market price a accept an amount determined by a sweep biros at the cbso of tie statement ;Sod Fronde' Senices Ix., 1000 Barbs 814, Fith floor. returned to you or your seoseies accost. regiaered ckarg agency. ad credit yes accost. lew-cceerrodity free credt balances in you' account are Weehankers NI 07086, Attrx MW855. Sakes. rot swegaed tom other balances and the fin may Ftrtho• Hammon about available sweep optcn Investment objectives sue sty of these lads in the ordinay course ol As Caller Write as soon o you can, if you tee yar nckedreg cumin ireerest rates and tit, 5 imitable at The isonlmeri objection and risk profile are spec lb to bunnies Tee funds re payable ism your downed. statement a receipt k song or if youneed more wmvubscorretweeprekk from your F natio' Advisor each account and may vay between you accarits This total is ridded in to arrant period citing Vain iicanaten Scut a transfer on the statement or or by calling KO-762-1000. Mese advise the Finn moot& in wining of ay receipt The firm or Card Issue (as esticable)must 59-Scant change in youIonia Weston or Lending information hear from you no later thin CO days after **Sim UN Financial Servkee attain protection investment objectives For eachaccost held you Re detached onloinlatIOn On the Firm's lending mattes The Fr-n rt a rroni-or of the <en plot I--ento• rettectrn choose one of the folbseu inseams chastises. and Santry,. refer to pas Client Relationship SDNY_GM_00022562 CONFIDENTIAL EFTA_00133182 EFTA01275319 Important information about your statement (COntintlet0 Agee/nerd or ACCOLII Agfeefterla and the General - We gent* Lae he closet price when avakke liquid and ever) if they am besot tie prke — In addtion to commissions received n connection Terms ad Conditions U3S Statement of Credit fraction the mean of the bid rd ask price, kr listed received may be lee tan the per dare estimated with the sale or destitution of array contracts avoidable in Agreements indeed:sures at sateen and optera or only Al prices for OTC vain provided n the a-coat statement and art investment but Irak 10 Ole clients, we yaw frotafarent intekrinto met sect:Wes. ands( our affiliate rectos revenue sha'rg - Less 3Ctivair traded securities may be priced LAN a • Restricted securities Restated sewn/A generally compensation from tasty of the insuance VOW Meets valuation model ate most recent ri ce we are not currently elglok to public sale. UBS Financial companies Undenrieg the amity Centrals, Your statement itemizes mattes and other assets hell obtained and may not reflect an actual matte price Servile, use. the maim priced the unrestricted stock Wises of Ho Aura carpals or sponsors of ro the avant at the end of to statement period. You a vase of the sane issue( as an imputed value for Iht teat irriresimmt rusts we distate. may ask for delved? Of K4 paid seariies al anytime. - Certain positions may weer video_d a price ad restricted Oak brouposesHA; statement oak To - Our affiliates abo receive trading commosions rd You may remise securities used as loin collaterit alter will Aar as 'take was rot awalable• it we re the extent tat netted sautes are elgbk to sale, otter convenience, from nasal fuck and paying any balance cis on them. Any securities triable to obtan a price fora sewn), the value reared may be sastartaly less thin the insurance companies lotto products we derbute. transient to At Firm dreg the statement period are - Dwain a securities denominated ilcurvercies imputed vain town - We receive an anal fee from UBS Bat USA ad listed at market vabe as of the end of the statement other thin U.S &Ors a reflected at the hoar LISS AG Stanford Brands °Aoki 425 per accord period. rate as of the Patriot date. • Est. (estinaed) income. arrant yields and rates. sweeping to the barks under the UBS Bank Sweep • Cart basis n detemining die cost basis of tie - for certain sectriles fading n non-conformrg M estimate of anus( income is based a current Program. securitiesincited in this statement, were indicated denornnstrons, price and qualityRace Hue) may dividend ad interest rates, assuming ter startles will wih the number" l, • WS F nonce.' Services has relied have been adjusted to facilitate reaper Human be had for ere war from statement date or ad Adivity aninformation obtained from sources other than1.85 To cbuin Arnim thatabris, when availabk. contact maturity The Hindle bony a gudolne; accuracy hketationrezoning anintsans and otter charges Ftracial Senices, including Acemation from another nor Fir snits Ades,' and continued income are not auratted tarred in conned/on with he exeada of trades, him a that scum./ have provided to yea Finaxial - Estimated email Home and curet yield for &tart option transactions has Henincbad on Athesor. The Firm does not indepenantly serty a • Private investments and 'structured products- certain types of washes could rekele a retie, of corifirrittare prewousy furnished to you. ri d veIl be garde* the aco_racy a validly day idormation !ovate Att u. secs nes fix Laing clittl pried:dor capital gain is which ease the est provided to you promptly onrepast. Provided by soave, other than LES Phancial Sonia. participation program ad real acute investment tuct income (a-dcurna yell would be overstated, atition although MA -acid Serects greralY crates) and struckred pro:Cysts are taffeta, highly - Estimated anal income and amid Weld ard tie Short sidling Le:dates fi b nIcemation as it is recent, the Finn desed. Caen sena-bad proolds have not been awl Aar* and yieU mitt be lower°, higher you are engaged in short selling a security, you may does not provide any assuarcet tut the Hamad, registered with the Securities and E.d,age than the estimated anoints. ear a charge die to eatenbanowig costs for that seder "Con base ad *Unmated gorf loss' is Commission ce under avy state seeurfieTars. We - An estinah of arrushed income (dirklend enter particular seasity. accurate as of tie date of this statement. As such von* ostmated value$ for private investment interest) divot by the current market please dons reky on this Hantion to make secant ird structured products for Hormatanal valataverage balance is based on the Last distend Open orders ;manta sale decisions fa tax puposes or purposes any. Atarary Sam °Lathed. or hired payment made by the si suer and Regading open or • gxotilkancelled' orders tat otherwise. Accounts natant to tie Firn may - These vitas may differ sastati0y ken prices, il tonnes tie sectrhAdepats will be held for one were not executed by the Stlittnitte date, open buy and reflect gee-floss adarroten only for the period cd any. at which a pride Aetna' lb year Iran the statement date or until remedy. sea slop orders are redad by the mount of dividends tine they are held ate Fim More historical structured product maybe bought or sold and do, Accuracy at continued yell are not guara-deed or rig-ds on an ex-dividerad or rraltds date unless information cab, aided by you' Fnaxial Advisor. rot necessarily represent the vaia you may receive instnxted °chemist by p.a. You are responsbk for spat liquidator. • Assets not held by UBS Financial Services. Certain orders that are executed da to yOur failure to cancel • Unrealised gaits/loss %teen data s wadable, - Third pay somas of vale ate as detrain Ads se rot held by the Fnn art not motel the wising open orders. unmated smeared duinilown we cactiated date rd an supplied to UBS Finarca Services on a Arn's possession se control. These assets ate itevitial teaser lots. The transacten data for rapier basis by an independent valuation firm. Waling on acts staternerd for informational Priem edvilial lots may or may not ref led commissions, - HA. general oannr or sponsor estimated vales. purposes only Positions and values presented re To obtain a copy d as current Client Primacy Notice, degas ender security reorganizatan events it ay, ate applied to the Fm by the issuer, provided by dal issuing firm. UBS Inancial services is please contact you F nett' Atha or vat our weloste cl and otter reinvestment lots ad systematic general partner or wows and may be Stated not rerperwble tor Ns information and don not at wsw rnm/egive•vne,fry carchne lots are each combined to display ore based an di(erent information from tat used by guarantee its accuracy. dyne assets rot protected averaged lot The 'Trak date' com mn presents the third parties to &nye their estimated values. by SRC or tie Fires suladasental Slit Own?. LEG Finawid Sates a not a ball The AMA Bustass cegiul transition trade date. - You can obtain additional nkernation regarding Services Account BSA and IRMA re brokerage accounts the metwoblogy used to decennia the estimate cit • Revenue shuts and additional oomputsatice. Mich provide sass so banking services and prodsts • Callable securities Bonds and pherred stock that wan and the dale die Hamadanthat is the — In ackSticn to commissions on saes and 12b.1 lees text* ATIalrllerlit with alldated baths and other ttre ever cats for eat redenthen will be selected basis kr the estimate by contacting your Financial received n correctionwith tie destributiai et Ihniparty bads, at provides access to rocrace and rya-tally by lot Crow arrow all mann of fee Advisor mutual fund to our dents we anchor our Ahab/ arrosty crixtrIs owed by unaHiliatedthid-party issue held hoarse/net:camomile. none fa or - Third party 'singed vales may be reflected as receive revenueshrirK) Payments from didnbotors insurance canpanes through troura-ce agency clients Call Gate itmsatia is obtained from third 'Not piked' in several situations when an ads( advisas of the nasal funds that vie sell. subsdiaries of UBS Financial Services Inc. patties and is accuracy is not gorantord. Other call Idependent valuation tiro has not scarfeda it These anoints are based on two Merril hares may Mai which void ailed yet comMete valet to Air a vals. Hero we become ware corrporents (Eta emoted of isles by UBS of a twastnere adura-co, ad arwity products, information Lek* croett upon request that a matenal event has caused tat may call a Patter mutual fund family to our clients: and CO Not FOC instred • No bank durance.. May lose vale ateaudy reputed value et question, or when a the asset value of a particular mutual fund famiya • Certificates of deposit (0.). CDs are FDIC aired value would be highy *Wane due to tie nature shares held a the Iran RMA. Resource Management Arm 1,Maness Seta sotto $230,000 in principal and accrued Ham per of the security. — LW and as MIAs* ako receive networking aid Account BSA, IRMA and international Resource depositor ate per depository inoituna in accordance - When neither an ester, general partner or wonsor combs processing fees n contention for Management Accuse re registered service maks of wit MK nit estimated value nor a third-pay Hinted take is transfer agent servces that we prow* to the 1.85 Fnancii Services fix wooded, the vela d tale secaty wilt* diderent nutud lint. These fees generally are pad from • Price/value Prices drat:mid for settles and toter from its paha* price. investor asses in the nukeI Cut and ate a Coed WS Signalise t a registeredAdd mark of Viso do:clots may be higher or lower than the price that - • ladtributicos to date' may indude ratan of dais amount based on the nabs- of accounts at hkmational LOS visa Gratin ova cards and ten wu would actualY receive in the mar likes capital, morn. orboth. the brokertealer tidingmutual fat of that fund ibsa debt cards are owed by UBS Beret USA with obtained from writs thid party sources whiti we - 'Original unit size' represents tie Anal offering fmiy permssion from Visa USA Incorpaated. tekew to be relable, bit we donor garadee thei pate per IA'S radmar not reflect you con bast accuray. - OPP ad unlisted REM sautes a not listed on a UM financial Settees We Rev 201604 national ocurines exchange. and as goner* SDNY_GM_00022563 CONFIDENTIAL EF1'A_00133183 EFTA01275320 `UBS UBS Financial Services inc. 299 Park Avenue 25th Floor UBS Strategic Advisor New York IV 10171.0002 June 2016 CNe70065052210616x1235v1 0 GMISLAINE MAXWELL Account name: GHSIANE MAXVVEU. Friendly account name Account number. Your financial Advisor- SCOTT STACK MAN1LYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions about your statement? As a service toyou, your portfoficivalue of Call your Financial Advisor or the Value of your account $1,162,82056 includes accrued interest RMA ResOurCeUne at 800-RMA-l000, on May 31 (5) on lune 30 (5) account 029023574 Your assets 1,169,317 37 1,162,820.56 Visit our website: Your liabilities 0.00 0.00 www.ubscomainancialsevices Value of your account $1,169,317.37 $1,162,820.56 Accrued interest in value above $3,116.35 55,143 04 Sources of your account growth Tracking the value of your account during 2016 Value of your account S Thc36311CS at year end 2015 51,311,717 81 Net deposits aid '.544 withdrawals 4160,314.45 1,311 7 1,169.3 1,1628 Your nwstrnen t return DiWdend and interest income 529,905.21 Change in value of accrued interest 435.84 Change in market vague -S18,452 17 Dec 2014 Dec 2015 Nay 2016 Jun 2016 Value of your account on kin 30, 2016 31,162,820.56 SDNY GM 00022564 Member SIPC CNP700C0305505721Ne70C030351 4 COON C616 030575001 vi 23 574550 111010 Page I of 12 CONFIDENTIAL EFTA_00133184 EFTA01275321 Your Amadei Advisor UBS Account name: GHICLAINE MAAVrEIL UBS Strategic Advisor Friendly account naml SCOTT STACK MANLYLE CASRIEL lune 2016 Account number: 212.821.7000' 800-308-3140 Your account balance sheet The value of your account inducts assets held .3 U035 and cenan asses held array from U8S. See page for rrore I dOnnatiOn. Summary of your assets Value on Percentage of June 30 ft) your account Cash and money balances may include A Cash and money balances 436.00 0 04% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch A deposit account balances and money market C Equities 329,587.17 28 34% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 832,797.39 71 62% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% G 0.00 000% Total assets $1,162,1120.56 100.00% Value of your account 31,162,820.56 Eye on the markets Percentage change Index June 2016 Year to date S&P 500 0.26% 3.84% Russell 3000 0.21% 3.62% MSC I - Europe, Australia & Far East -3.32% -4.04% Barclays Capital U.S. Aggregate Bond Index 1.80% 531% Interest rates on June 30, 2016 3-month Treasury bills: 0.26% One-month LIBOR: 0.47% CNP70003006505222NP70C0309514 00C04 0516 030579004 Y123 514550 11ge#eGm00022Rse 2 of 12 CONFIDENTIAL EFTA_00133185 EFTA01275322 UBS Strategic Advisor Account name: Your Pi nandal Advisor: $UBS June 2016 friend ly account name Account number. SCOTT STACKMANf LYLE CASRIEL 212-821-70001800-308-3140 Change in the value of your account Summary of gains and losses Values reported below exclude products for which gans and losses are not classified. lune2016(3) Year to date (1) Realized gains and losses Unrealized Opening account value $1,169,317.37 $1,311,717.81 June 2016(5) Year to date (1) gains and losses (4) Deposits, including investments transferred in 0.00 3,890 00 Short term 0.00 586.02 0.00 Withdrawals and fees, Long term 0.00 6,027.80 46,092.40 including investments transferred Total $0.00 $6,613.82 $46,092.40 cut -2,700.00 -164,204.45 Dividend and interest income 436.00 29,905.21 Change in value of accrued Cash activity summary interest 2,026.69 -3584 See account activity the monthfog dela la Balances In your SweepOptions are Indtidedon the cycling and closing balances Taut. FDIC insurance *awl only to deposits MUSS Rank USA, not to deposits at LOS AG, Change in market value -6,259.50 -18,452.17 starricod Branch or bank deposits pacedthrough the ins internarona Deposit Account program. siPc protection applies to money market sweep fund holdings but not bank deposits. See importanr inearmerion Closing account value $1.162,820.56 $1,162,820.56 about your statement on the last two pages cf this document for &tab June 2016 (1) Year to date IS) Dividend and interest income earned Opening balances $2,700.00 3541.48 Additions For purposes of this statement, terabit), of interest arc( dnidend Income has been determined from a US lac rep:ding Mreedive. Bated upon the residence of the account holder, wrote,: tape, or product type. Deposits and other funds credited 0 00 3,890.00 some Interest and°, dvidend payments may not be Subiect to united States (US) aria Puerto RICO (PR) Income tares. The (lent monde/ statement is not Intended to be used and cannot be relied utOn for tat Divdend and interest income 436.00 29,905.21 purposes. Clients should refer to the applied:4e tar reporting forms they teethe Iran UBS annualy, such as the Forms 1099 and the ram 480 for lax reporting information It Is the practice of 0B5. to file the Proceeds from investment transactions 0.00 130,303.76 (ppficaue tar reporting forms with the US Internal Remote SeMCe and PR Treasury Department and on such forms accurately Wbify <Indend redo cr interval as tar eoiroat or tact t 'mane_ nese consult you Total additions $436.00 $164,098.97 Ind vdual tax prepare/ Subtractions kme 2016 (3) Year to date IS) Professional management fees and Taxable dividends 435.94 4,046 41 related services 0.00 -3,891.62 Taxable interest 006 21,118 23 Other funds debited -2,700.00 -160,312.83 Tax-exempt interest 0 00 3,750.00 Total subtractions -$2,700.00 -$164,204.45 Miscellaneous 0 00 990.57 Net cash flow -$2,264.00 -$105.48 Total current year $436.00 $29,905.21 Closing balances $436.00 $436.00 Total dividend & interest $436.00 $29,905.21 SDNY GM 00022566 CriP7C009305505223 NPT000309S1 4 00034 d616 030575004 Yt23SzaSSO 111010 Page 3 of 12 CONFIDENTIAL EFTA_00133 I 86 EFTA01275323 cat UBS UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your financial Advisor Friendly account nail SCOTT STACK MANLYLE CASRIEL lure 2016 Account number. 212-821.7000/800-308-3140 UBS Bank USA Deposit Account APY Interest Period May 6 - fun 6 Opening UBS Bank USA Deposit balance May 6 $12,178.59 Closing UBS Bank USA Deposit balance tun 6 $0.00 Number of days in interest period 32 Average daily balance $3,568.59 Interest earned $0.06 Annual percentage we'd earned 0.02% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objecbws, disagree with them, or wish to change them, please contact you Friancel Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important information about your sratementat the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility consideration None selected Your account instructions • Vote account cost basis default closing method is FIFO, First In, First Out 0470008006505224 NP7000sWSI 4 C0004 CO 6 030575004 Y123574550 " Oikiy_cm_oamesge 4 of 2 CONFIDENTIAL EFTA_00133187 EFTA01275324 T UBS Strategic Advisor June 2016 Account name: friendly account ntill Account number. GHISLAINE MAXWELL Your financial Advisor: SCOTT STACK MANLYLE CASRiEL 212-821-7000'800-308-3140 Your assets Sane pnces, tricorne and current vaueS Shear' may be approximate. AS a Intel. galas aldlOSSeS may neil be ecoodlely reflected. See AporUntinlosenefron about your 'Cerement a the end011ns dxumeM for more intormagon. Cash Cash and money balances Cash and manly balances may include. avaladecah balances, UBS Bant USA post account baances, UBS AG Stardord Branch &pout account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC tNlhn topical* limits, but are not poteded by SiPC UBS AG Stanford Brant h deposit account balances arre not insured by FDIC and se not protected by SEC Money market sweep balances are protected by PPC bin ale not 'Muted by the FDIC. See the important information about your statement at the end of this document for details about those Sanas. Goering Want. Cloung bdaxe Price per share Axsage Prudence Interest Dais in Hddng on fun 1(A co tun 20 (I) on Jun 30 (s) rate period period Cepanew:II 111 U8S SANK USA CEP ACCT 2.700.00 436.00 250.00000 Equities Common stock Putchate pic Trade latinter Average price Pnce per shoe Value on Unrealized Hddng Hddng dale of shares pet share (I) Cost bags (S) on fun 30(11 Ain 30 (1) gain or loss (1) period MW OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1189 Current yield 1 51% May 17, 11 303000 II 860 3,59384 13.270 4,02081 42697 LT Jun21, 11 313.000 10.670 3,33986 13.270 4,153.51 813.65 LT Aug 2,11 328000 9802 3215 15 13.270 4352.56 1,137.41 LT Security total 944.000 10 751 10,148 85 12,526 88 2378.03 GENERAL MOTORS CO Symbol. GM Exchange. NYSE EAI: 11,555 Current yield 5 37% Nov 18 10 1.023 0:0 36 416 37,254 19 28.300 28,950 90 -8,303.29 LT Total $47,403.04 541,477.75 -$5,925.26 Total estimated annual income: $1.744 SDNY GM 00022568 007000300650522S NV7003309514 OWN C61603057`001 Y123S7ASSO 111010 Pogo S of 12 CONFIDENTIAL EFTA_00133188 EFTA01275325 *UBS UBS Strategic Advisor June 2016 Account name: Friendly account name Account number: GHISLAINE MAXWELL Your Pi sandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.70001800.308.3140 Your assets . Equities (continued) Closed end funds & Exchange traded products TOW et/ mated is the tote/ ofd reinvested dot:lends n does not include any cash duldends. it Is not a Is tintealced (arm) gam or loss is the Witte/Ice between the current "Sue and the cost trays aid would lot for the purposes of determining headrg periods or cost basis. The shares you receive esh time you generaty be your linable gain or loss if the sec laity was sdd on thes ctate The unmated dee genes loss reinvest dudench become a separate tax lot. may need to be acEinted for return of capti menses in order to determine the rented gain or less for tax Cost taus o the toted purchase cog of the security. Indudno reinvested d Wends The cost basis may need reporting purposes to tie °lusted for return of capita payments in order b3 determine the ar4usted cost basis for ter ceporang invemeMtetven is the current value trdnus the amount you 'retested It does not include sham's that are not purposes reflected on your statement, includng shares that have been realised at either a pan a a Inn It alto don not include cash dor:lends that were not reinvested Purchase pricd Number Avon price Client Cost Prue per ShSe value on unrealized dm) Investment Nordrig NcicIng of shares per share (I) investment CS) Desis(') on nun 30(1) in 30 (1) On or ICUS (1) return (I) Period SPCA S8.13 5C0 ETE TR Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208533.63 209.475 260,796.37 52,262.74 52262.74 LT Eat' 35.444 anent yield 2 09% Other equity investments Cost basis and gsns and losses have not been adjusted enionatic Sly for return al capital payments. Restncted security wives se estimated for informational purposes See Important inkvmation about your statement at the end of this document for additional information Purchase price Trade hurrber Average plce Cost Puce per shale Value on unrealized ricking ticking date or shares per street (5) Dash (S) an tun 30(5) run 30(1) ga n or loss (1) penod BLACKSTONE GROUP LOTHE UNIT REPSTG LTOPARTNERSHIP INT Symbol: BX Exchange: NYSE EAI: 32,360 Current yield. 8.64% Sep 15, 14 1,113.000 32 224 35,866 06 24.540 27,313 02 -8.553 04 LT CNP70305006505226 NP700030951 4 C0004 C616 030375004 Y123574SSO II gOiliyGht00022erie 6 of 12 CONFIDENTIAL EFTA_D0133189 EFTA01275326 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your II sandal Advisor: SUBS June 2016 Friendly account nail Account number. SCOTT STACKMANLYLE CASNEL 212-821-70001800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes Prices at cbtaned from I Niece ndenl quotation bureaus that use ca-rpteenzed yea wilco formula so aJtornadcally &lusted for arrortzaion of bond premium using the constant raid met hod If you have calculate current values Actual market yaws may vale and thus gaindlosses may nd be acc irately made a tar election to deduct the premium anonitation on twaile (Rd securities. you may request UBS renetted Cost basis has been eluded for accreted onginal issue dscoum (01D) Cost basis has been aitnt cost bale for the tend Prernorn amoniration. Trade Total lace yaue PUIChiZe A4usted Price on Vaue on Unreaixed Hdckng HcIdng dae a matmly (I) price (5) cost bars (S) tun 30(5) tun 30 (1) gan of loss (5) period BANK OF AMER INTERNOTES NTS WE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 467500 CUSIP 06050VVDW2 Moody. Baal S&P 888+ EAI: $2,700 Current yield 3 57% Nov 01, 10 150.000000 100 000 150.000 00 100.719 151,078.50 1078 50 LT P MORGAN CHASE & CO NTS WE RATE 07.900% MATURES 0429,49 ACCRUED INTEREST 31,975 00 CUSP 46625HHAI Moody. Baa3 S&P BBB- EAL 311,850 Current peld. 7.75% Dec 22.09 150.000.000 105. 100 157.650.09 102.000 153,000.00 -4450.09 LT Total 6300,000.000 5307,650.09 1304078SO 43.57139 Total accrued interest 52.650.00 Total estimated annual income: 514.550 SDNY GM 00022570 GIPTC0C0306505227 NP7003309SI 4 03C04 0616030575004 Y123574S50 111010 Pogo 7 of 12 CONFIDENTIAL EFTA_00 I 33190 EFTA01275327 Account name: *UBS UBS Strategic Advisor lune 2016 Friendly account name Account number: GHISLA1NE MAXWELL Your Ignandal Advisor: SCOTT STACK MANLYLE CASRIEL 21243.21.7000/800308.3140 Your assets . Fixed income (Continued/ Municipal securities Pats ore ()Waned from Independent quotation bureaus that use a:crowned vinuatIon formulas N discount for acuities issued a a &count. when engines cost basis is &played, anortaation nas been alc wale current %Suet Actual menet nun msy way and thus celnI/IOSSIS may not be scantily date using the C011gent yield method othemi se cencoltalon ha been done using the straight line reflected. Cost bait has been autanaticaty 'dusted for rnandatod =collation of bondsman= on method coupon taketerna municipt sec unties using the constant yeld method and for accreted digest issue Trade Total lace nue Purchase Aduded Nice on Valueon Unreaized Hdcing Hddng dae a moistlyIS) pnced) cost bast 01 30(S) an 30 04 gen or loss (S) period MCH1GAN MUN BO AUTH RV PREF BEM PREREFUNDED RATE 05.000% MATURES 1001/26 PRERERJNDED 1001/16 0 100.00 ACCRUED INTEREST $556.24 CUSIP 5945573RI Moody. Not rated SW: Not rated EAI: 12,250 °Arent yield: 4.94% Original cost basis: S46,406.80 Nov 22, 11 45,000.000 100.638 45,287.50 101.133 45,509.85 222.35 LT DRDVILLE TX INOPT SCH D PREF BE/PJ PRE-REFUNDED RATE 05.000% MATURES 0211929 PRERERJNDED 02/1917 0 100.00 ACCRUED INTEREST 41.687 50 CULP 090874U5 Woody. Ma S&P: Not rated EAI: 14.500 CLerent yield: 4.87% Original cost basis 490,704.74 Nov 14, 11 90,000.000 101.447 91,302.57 102.721 92,44890 1,146.33 LT MICHIGAN MUN BO AUTH RV REM RATE 05.000% MATURES 1001126 CALLABLE 10011160 100.00 ACCRUED INTEREST 461.80 CUSIP 594557485 Moody. An S&P: AAA EAI: 1250 Current yield 4.94% Original cost basis S5,034.35 Nov 22, 11 5,000000 100141 5,007.07 101.186 5,059.30 52.23 LT continued next page CNP700C0305505228 NP7000X9514 00004 06l6 030575004 VI 23574550 11 glekyork00022,1* B of 12 CONFIDENTIAL EFTA_00133191 EFTA01275328 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Maandal Advisor: *UBS Friendly account name- Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7800(800-308-3140 Your assets Fixed income . Municipal securities (continued) fetal Nee Niue PulChaSe At:lusted Price on vdueon unrealized Holding maturity(t) Pricers) cost basis CS) Jun 30(0 Jun 30 (S) grin or loss (S) Period BIRDVILLE TX INUIT SCH D DEIN RATE 05.000% MATURES 0211929 CALLABLE 02115/17 0 100.00 ACCRUED INTEREST $187.50 CUSP 090874LM8 Msbody. An SW: AAA EAI: 4500 Current yield 4.86% Original cost basis $10.056.85 Nov 14, 11 10,000.000 100.202 10,020.20 102.798 10,27980 259.60 LT Total 1150,000.000 1151,617.34 1153,29725 11,680.51 Total accrued interest: $2.493.04 Total estimated annual income: $7,500 Preferred securities Trade Winne PuichmelSere Me per share vMue on uniesized Hddng Hddng cut of shares pH 010e (1) Cott oasis (S) on Ion 30(S) ran 30 (1) aan or loss (I) period OTIGROUP CAPITAL MI EXIXFLT TRUST PFD 7.875% DUE 10'3012040 Symbol: C.PRN Exhange: NYSE EAI: 418,490 Current yield: 7.09% Oct 4, 10 10,000.000 26.130 261,300.00 26.070 260,700.00 -600.00 LT COUNTRYWIDE CAP V 7.000% CUE 1101136 CALLABLE Symbol: CFC PR8 Exchange. NYSE EAI: $7,350 Current yield:6.71% Oct 26, 10 4,200.000 23.518 98,778.96 26.0% 109,578.00 10,799.04 LT Total 1360.078.96 1370.27890 110.199.04 Total estimated annual income: $25,840 SONY GM 00022572 CNP70001006505229 NP700030951 4 00004 0616 030575004 712357455011I010 Pigs 1 of 12 CONFIDENTIAL EFTA_00133192 EFTA01275329 SUBS UBS Strategic Advisor June 2016 Account name: Friendly account n ame' Account number: GHISLAINE MAXWELL Your Knandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-82 1.7000/800-308.3 140 Your aSSetS(contritred) Your total assets PeKentage ci Cost Estimated Unrealized Value on Jun 30 (I) your account oasis (SI annua inane (5) gan or loss (S) Cash Cash and money balances 436.00 0.04% 436.00 Equities Common stock 41,477.78 47,403.04 1,744.00 -5,925.26 Closed end finds & Exchange traded products 260,796.37 208333.63 5,444.00 52262.74 Other equity investments 27,313.02 35,866.06 2,360.00 4,553.04 Total equides 329,587.17 20.34% 291,802.73 9,548.00 37.704.04 Mad income Corporate bonds and notes 304.078.50 307,650.09 14,550 03 -3,571.59 Municipal securities 153,297.85 151,617.34 7,500.00 1,680.51 Preferred securities 370,27800 360,078.96 25,840.00 10,199.04 Total accnied interest 5,143.04 Total fixed Jenard, 832,797.39 71.62% 819,346.39 47,890.00 8,307.96 Total 51,162,820.56 100.00% $1,111,585.12 $57,438.00 $46,092.40 Account activity this month Date ACtinty DeCttli0n Amount (5) Dividend and interest income Taxable dividends Jun 23 Cividend GENERAL MOTORS CO PAC ON 1023 388.74 Jun 24 Cividend BANK OF AMER CORP PAID ON 944 47.20 Total taxable dividends $435.94 Taxable interest Jun 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 0909 16 0.06 Total taxable interest $0.06 Total dividend end interest income 5436.00 Date Acthity OtSaptiOn Anatol (S) Other funds debited Jun I Transfer JOURNAL TO Y1 23575 GHSLANE MAXWELL -2,700.00 Total other fi nds debited -52.700.00 CNP70009005505230NP700030951 4 00004 0616 030575004 Y123574550 11gleitiyGitc,00215,91 10 of 12 CONFIDENTIAL EFTA_00133193 EFTA01275330 UBS Strategic Advisor Account name: CHISLAINE MAXWELL Your Mundt/ Advisor: *DUBS June 2016 friendly account name: Account number. SCOTT STACK MANLYLE CAMEL 212-82 l -7C00/ 800-308-3140 Account activity this month (continued] Date Attnly Desenpaon Amount (SI Money balance activities May 31 Balance forward S2,700.00 Jun 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 06,0If16 -2,700.00 Jun 22 Deposit U85 BANK USA DEPOSIT ACCOUNT 388.80 Jun 27 Deposit UEIS BANK USA DEPOSIT ACCOUNT 47.20 Jun 30 Closing UBS Bank USA Deposit Account S436.00 The UBS Bank USA 0e0aPt XCCount isyourDAM/ Sweep (capon SONY GM 00022574 CNP7000X)06505231NP7000303514C0C04 t616 030575004 V123574550111010 ►age 11 a 12 CONFIDENTIAL EFTA_00133194 EFTA01275331 *UBS Your notes CNP70009006505232 W000309514 00004 OM C005750O4 Y123574Z0 1 1 WMYGM0002t.S5 1, of 12 frtd of statement for account number Y1 2357a 55 CONFIDENTIAL EFTA_0011331195 EFTA01275332 Important information about your statement U3S fruncial Services Pc. (the Firm or UBS Finercial sent yOu die lest statenwei on which the error or Corporation (WC), which protects 110-flieS aCr-Ccr11101 • Frocks. Cunene become: nankeens seekng tre Serekies), is a meths' of all principal warily, commodity problem spored. its mentors up to 5500,000 (including 1250,003 kr generation of nom* thy. and cote:menthe-eget. UPS Financial Seniors and CBS - Presideyour rum" ad scant number Of any) thins for cash'. Tx SIPC asset protection limit, ;PDX to • Aehnie Cape*,Apantrinion Investments seek Co Bask USA re i-died subsilones of UPS AG and - Describe the STOr Of the wander you revere all accosts tot youhold be a particuts cwacity. gosh of priwipal rather than the genersais of aft'hags of U3S Season U.C. The Fein's 1ronoal about, and eplain as <kali as ye' can why you the Fern, togeths win certain aft hates, has also iscan. statement k available upon regsost The Fin% extant& believe t is as entre a why you need more purduthi eialnilentalpateCtiOn. The madman • Praha Comb/tubas of income atal Capitel tie alias ire a. infanunat amount payabb 10 al chit, CONK1ink cods Appredaton. freeninents metro both generals - Proinde the dolor an-anat. suspected error. this protection is ZOO mbar a of Decent* 10, 2015. a name ted growth of papist WSFinance' Sermes K. Sibpd to the poky corditorts ad limitations, cash a 1200 Harbor Boulevard The Firm or Card Issuer vii rerestigate put dominant the km is further protected fa up to SI .9 milbn n the Overall risk profiles Weehawken. NI 07086 and yell correct aw error promptly for alleged woes aggregate kr all your accounts held n apse:Wm • COnSetVAt Seeks to mantan ideal pi-cipal, with imolving UBS Vora debit cad crewed nevi. if we take slouchy. A fJ copy of thepoky *saw es salable low not and volatility to the accost overall eseruf This satanic-4 represents the only officialrecord of you' more dun 10 bus Coss days to do this, we will credit Won request. CBS &uncial Services account. Other records, exept tin means the scout does not generate sign it Cant par accost for the EMOL•11 ytuthilk is in error, so that 'ream a natant and may rot keep pace with official tat documents contanng cordlickg data should you reell hive the use of die money durng tie tine it The SIPC protectis ad the supokmenbl protection rot be relied was H youbane there is an tiler a lakes us to complete our reantigetion. both do not apply to Omi990n please report it immediately n miter; to the • Certain Sandal assets controlled by (and Skated n • Moderns Wiling to accept sane rick to percPal and Brandt Manager in the office servi6 your accost. Please mire all checks payek to the Fon or tie your account value) but hell away from LOSFinancial totems some votathty to seek hyper returns. Sanaa' instants exikated on to bait of this Services (e.g., certain( cash at UBS Bat USA. fig • Agonise: Wiling to accept high tok to sap* and AllhaeS alIgoes shown re attended to be accurate, statement In addition to regular acccut fees, accounts cash at Les AG U.S.Manrhes, (4 aurarce pothas, high *tat lily to sees high returns owe time. statement data sficukf not be wed fa to purposes Rely may be abject to matienarce Ins, charges for lee including variable amok's, aid OS Ant of ittituil • Ire.trmiter Edaibefire Consideration: I Wlifteol, a Wok on yerend tax forms. fie , Form 1099. 5498, payment kr securities purchases and chars kr unpaid funds when such shoes re moistened dried& is the P7500 of the portfolio for that account may existe 10425. eto ) when 'repass your lax return. The Fim anoints n cash accosts. Accosts that at transferred name of the accou-4 holier on to books and records canplex strategic, lined Haack and grater required by taw to report to to IRS alterable thicket* to other 'stemless may be subject to a transfer fee. of to applica* aster a tracer agent), yoblikey. aportabb rontauble cleibkna and uxtk niers • Certain nosb-nent contract a inosiment interests erred as steadies held rimy exant rid steeds UBS Sweep Option (e.g.. listed pannships rid private placements) that Stideffient Thoupehokfor on see breactions, rd cos* basi:no:thin covered LES offers options kr sewepho cash balances. balances are nal regotencd sider to Securities Act of 1933; We may corsoldate al related account statements with to bat deposits at UM Brit USA and (BS AG %oinked ad to sane address n the same envetpe, e.g. because branch (Bark Sweep Procjarre), moneymaker mutual • Commodities arrays (e.g, foreign eats? and they have owns who ako mantas, Use account Czenlitstilealleiell with the Finn hats Money Fong aid the internationalDepose preccus metal contracts), includerg futures contracts Sat crehips welt other dents a the sera address. If • Pleas rocordinn net oral corerminkations in wring Accost (DA)for c weans with inIntarutional ad commodity option contract,. you peeler to wont inditidual statements mailed is tofurther protect your cishtt inducing your rktit RescUCO Management Account. Though the BSc lh•SIPC protect On and tie supplemental pros-bindo separate entelcoet you may *dig kotneholdng by IISEkr the Seculies Investor Frotecbon (WM. Sweep Programs, cash balms re swept to LES Bank not apply so these assets eonif theyotherwise appear ailing16s f'natal Advisor. • 11 the financial tatitution on die top let of d-re hone USA to to an estabashed knit ad then to UBS AG on you statements. SPC protection aid the of this statement isnot LBS f naiad Strokes, LBS Stanford Branch, or a Money Fund. Deposits at U26 Failikrnental protection do not protect against (homes Friendly scant name Randal Series carries was account a dewing Bank USA ay FDIC inured in accordathe withFDIC n tie market yet* of sat intestments (whether at The frierdk accost name is a curtain:the 'nickname' broker by arra-gerrent wit, the Mooted institutes miles. format Sormatian Ovate net army/die result of market moverrem, issuer baltruptcy cl- chosen by scu to assist you with your recordkeeS4 We informed you of this relah1n5h101151entrat Deposes at (65 AG StamfordBrach ad shares of oths/4e) has no legal elect on you* account_ You can dunge opened this accost h the cast your kra and Money Finds ale rot insured by the FDIC. More Walston is eatabl intone won request. qtr Friendy *cost nano., though Ordne Services or stoats tre located a LOS financial Services and rot vourney cbtan more nationaboul SRC, ricluang by contacting your Enamel Admix. the, I-addict9 broker, ard younut make amps Through tie DA, sealable to cash balances an swept to the SIPC Brockne. by contacting SIFC at 202-371-830D of any error or omission to beds firms As described in depose scants al UBS AG New Yak Branch and LOS or by viiitiv the SIPC isebtite at amps/wow Account overview the account agreements, paUmust nirnla5 c4 Ty AG Cain's Ranch Two deposits arena nured by • Vote of yore asounWonYoko. Net of assets and errors or fraud roofing chedcs reflected a your statement Shit 30 dew alto d was mailed or made to FCC (Waxes held at the (.BS AG Caisson Brandi are tempi:are/ emoted to the sovereign rat of the Dividend Reesestment Program pun • .43.10b tricbdies sal** cash balance,, votes kr The pat reflected is an ate fax take. You MN WW1 available. All stamens shall be donned complete Caren Ida-dc, and there is no swans* or other the sual deice kmyar Fronde Advise'. Onfi whok nestekted stay ), and Global Tiro Deposit, and accurate n all other speck if not Seeded to in obtostion of UBS AG to MS We foams whileonthe shares are purchased under DPP; paha' shags wil be by marks to ma-ket, and certan assets not held venlig wthin 60 days LEG Cayman's Brach's books. sold ad the cashwi be deposited is your account The by to Fem. Does rot include spread sees/list assets • Please divot cuRomer complants or iv -West° tee cividerd renvestment price applied by to toyer may at to end a the prior and arrent statement EX41005, or Fierrs C lent Reborn ()tonne* at 201252.1699 Deposes at LBS Bark ($4 and eachUBS AG Branch are • ffer loomthe maker price al which the partial shares prince twesments. tatted stock options and a tolltreer al 903.3M-9103, 8,03 A.M. to 6 at P.M not protected by SIPC. Money Fund three are protected ire sold enrceeble stock options FT Monday through Friday, or in yeti-g to U35 by SIPC. See 'LOS fSocial Services Accost Protect-on' ▪ bribiAtes Inducts debit betakes. astaarding merges Financial Senices ix., Client Relations Department, below. Cash-Slieu bans, aedit lire, tat accost balances. P.O. Box 766 Union Coy, 14.1 07087. Cnheihole unts may be hedges°, acmust. pat • Cathhoonty balances. 50145 of unimested auadatee • In case of errors Or ClUellire about as electronic Ups your request balances in tie Bane Sweep entitled to a petal sit a s newsda chiderd pasmert cash balances, plus depose telexes a UBS Bank USA, knob transfer (61), bit poor a UBS Vasa:Wit Program or DA may be vathdrawrc and sham of a or caprice, the Firm will Sher sell parhal sesat (RS AG U.S Branches ad money market mutual fund card vantactions, call $26762-1000, or vitae to UBS McneyFurd Mae be liquidated, and the proceeds mo ie or accept an arose detantined by a sweep brims, at the thee of to statement period Fiancee' Senices Inc., 1000 Harbor 814, 6th floor. returned to you or yew seosties accost. registered clearers agency, rd credit sax accost. Ns-ccarredity free omit balances in you account are Weehawken. NI 07086, Afire RIA4855. Sakes. rot sec/Lighted from other balances and the fins may Bator Hammon about available sweep *Mos Invanneent objectives au any of these hods is the ordnay course of is Cat or write as soon symbol, il mu hi+ mos ncladrg (sent interest rates and MIS 5 amibble at The nommen objectives and risk profile n spec it to Seines hose funds re pestle son your Monad. cisterns a receipt k twin or if youneed more smvubsconlsweeprekk from your F nacre' Advisor each account andmw maybetween yam scout This total is ncluded in 1I-0 arrant period closing Vale i'damation to* a transfer on the statement or a by along 806762-1000. Please adze the Finn pronpely in wining of a-y receipt. The firm or Card War (as applicable)must seg-if Cant change in youInscial situation or Lendng information hear from you no In tun CO days after tie Fine UBS Financial Denies astern protection investment obscures For eachwant held you For &tared information al the firm's lendig padres The Fr-n rt a manta, 101 1--enee• h71 0 -ti n choose or, of the following intendant thistly's and disbars refer to gar Chen Relationship SDNY_GM_00022576 CONFIDENTIAL EFTA_00133196 EFTA01275333 Important information about your statement (COntitiUtd) Aggement or ACCOal Agreement and the General - We germ* use to closing price when avertablea liquid and town if they can be sold, tie price — h addition to co-animists received n connection Terms ad Conditions LBS Statement of Credit Practices the memo of the bid and Ink prices for listed received may be less than the per chore *dimmed with the sale or destitution of may contracts ;suitable in Ageeemenig indeed:ewes a securities and option a only bee prices for OTC mew provided n the n-come statement. and ant investment that with tows ciente. we 'net ~Watery ontekrintr met searities. ander our affiliaie receree resenue sha-reg - Less acting traded secants may be priced usig a . Resbicted securities. Restcted 'muftis generals, compensate:a Itornmany of the Osumie Yew .ts valuation model a the moss recent prce we are not mien, eigble for public sale. U8S finamal companies antennae-I; the amity contracts, Your statement itemises neuritis end other assets hell claimed end may not reflect in actual make price Salvias use the mrsie priced the unrestricted stook aft/win d the Nunn:• carnet or epornors of is the axon at the end of the .acmes period. You a value of the same issue as an imputed value for the team irriestmmt tugs we disertute. may ask for deiverY d full/Paid seosties al anytime. - Certain positions may wear vatoi a pice arid restnned slat brougxeses aegis statement orgy To - Our affiliates also receive trading commesions ad You may receive securities tried as loan collateral after will ?row as 'rake was not avatlable• it we se the extent that restiled seosties are elgble to sale, odor compensatenfran gaol kends and paying any balaxe d* as them. Any securities unable to dam a price fora seamy the value received may be stbstantialg less than the Metres companies whose products we derloute. translated to tie Firm cling the Ittlitlittllt period ale - Depost a securities denominated ilCUM71-00 imbued vibe town - We receive an aril he from UBS Bat USA wel listed* market vabe as of the end of the staternall Othet thlrl U.S clothes at reflected at the 'whiny LBS AG Stanford Ranch °Nolo 475 per wave period. rate as of the natement date. • Est festinated) income. cent yields and rates. sweeping so the barks under the UBS Bank Sweep • Cast bale, th detemining the cost basis of the - for certain sect/gees fading n non-conformrig M estimate of emu* income E based ca current Program. securities incbded ei this statement where indicated denornnations puce and quality (face Wu) may dnidend ad interest rates, assuring the seosites will wih the number" l, • WS Nunn* Services has relied have been *limed to I/cilium peeper valuation be NU for or, war from statement due or until Activity Cel information obtained from source, other than LES To cbuin &mem @nag when available, contact maturity This intimate thong aquiline*: accuracy hkemancinregardng commksiths and other charges Financial Semites, including if ormation Hatt another ccarcel Zen:Cr ad continued income are not guagriteed toured h connection with the execute:not trades, film a that sumer tattegrovided to you finaxial - Estimated Naval roan and curet yield for slay g option transactions has la...nine/odd on Ad . The Film does not irdeperokrtly verify a • Privets investment' and "augured products. certain types of leashes could rickede a retain of conlimitere FreA0U*Iumished to you, rid all be issarantee the nanny a verdy of are information 1).010 Investment :mules (miring drool pensioner capital gahs h which nee the est presided to you promptly on repast. provided by 30.,)05 otherthen LES Financial Sonic's participation program and real mute immuring these income (and currea yell would be ownlated. addeticra *hough UPS 'bagel Services general& mashes) and structsed prolocts are gennolg highly - &Meted and income and cured yield ard tie Short selling Le:dates this nIcrmation as if is reamed, the firm akpid. Colon sena-tired radial have not been anal ?cane aid yieU miStt be lower°, higher II you ale engagedin short selling a security, you may does not provide any aunts that the Mammal registered with the Securitees and Exch thin the estimated mounts. extractors* de to entrain tompwig costs for that seder 'Con bans^ woe ^Unrealized serf lore is Commesion under awe gate seeweile7ratin. We - An *Oink of numbed income (din:lend mace pertiulir nosey. accurate as of the date of this statement. As such von* estimated Mite for private investment interest) dividedbythe current market please donut rNei on this nfarrotion to make searitis ird structured productsfor rikanatirul valetaverage balance is based as the Inv dividend Open orders peschne or sale decisons. fa tax puposes or purposes any. Adaktic, snot gualateed. or ?Serest paiment made by tie issuer and Regarding open or • stifle -cancelled* odes that otherwise. Accounts mode/red to the Film may - These velar may differ skean* km prices, il amines tie sectreegdeptens will be held for one were not executed by the Stlittnitte dew, open buy and refer gar/loss informant., only for the period d any. at which a print nominee,' thy year from the gatemen date or until metwiey sea slop orders are reduced by the mount of diederds tine they we held at tie fim More hisorical subdued product maybe bought or sold and cb Accuracy ad continued yell xe not guara-deed or ritesen an ex-dividends or reidnn date sinless relamaton crib. aided by mer Flatlet Advisor. 11:4 necessarily represent the vat* you may receive reenxted otherwise by pa. You are er for span liceidatith. • Assets not held by LISS Financial Services. Certain odes that are executed datayour Inure to cancel • Unrealised sans/Iowa Yellen dies is soilable, - Third party estmees of vale see le a attain ones se rot teldby the f mm ad not twilit the east ig open melees. snared ismaithed guinflown ore acciated ler date ad an supplied to UBS Inarcial Services on a Firn's posansin or canoe These noels ere hangs* secant lots. The transition data for regilar basis by an independent volution firm. displayed on yaw statement for informational Priem idvilum bit may or may not ref kct commissions, - bwa, general Dann* or sponsor estimated valet purposes outs Positions and values presented se To obtain a copy of ar current Client Newsy Nonce. anctor security reuse-gratin events it any, are subbed to the Fern by the issuer, provided by tat Mang firm. UBS Fnvncal5erwces please contact you F ramie' Achiscr a vat our wet:isle r= d and other reinvestment lots erd systemetk general partner or wawa and may be calculated not reepanble for this intonation and does not at wstie r nminfivr• vmirev dram* bit are each combined to dieplei ale based on Menem information from that used by guarantee as accuracy. Thew Mans a• rot protected averagedlot The 'Gale date' colrnn presents the thid polies to delve their estimated values. by SRC or tie Fists suPelernagal Slit Own? . UE6 fiend Savnas 4 rota bark The WA, Busi-ess original transaction bade date. - You can obtain addiforol Normaten regarding Services Account ESA and IRMA we talons. accounts the methodology used to determine the estimate • Revenue 'berths and additional compensation. which provide access so banking services aid protests • Callable securities Bonds and weltered stock that value and he dale of U. ilamnin that is the — In addition to commissions on ales and I 2b.1 lees dra.4n avangernerits with af I Sated lurks ad other Nw ever cols for ray redemption will be selected basis fa the eaimate by contacting your f runnel received re correction with the destributiai Ihniparty bads, rid provides access to nness-ce and nthemalb by lee from am:cci all sentries of fir Advter mutual Suds to ow ciente we enact our AN*, onnowt foodios ivied by unaffiliated thid-party Eve held in our nameor in nominee name fee as - Third party 'singed vales may be reflected as receive revenue toll') Payments Iran dignbutors insurance ampanes through insurance agency <lents, Call leave ntanutith is obtained from third 'Not priced' in several situations: won an ardor advisas of the natal funds that we sell. stabil:Rants of UBS financial Semites Inc. parties and its accuracy is not garanteed. Other tall I-dependent valuation corn has not unded a it These anoints are based on two Menne tenses may eat which call Med mkt comedete seobitto astir a vela. when we become wore corrponents (* the monad of ale. by UBS of a ionisenet, Swat* and stuity products, inkrrnatign taillbe provided upon request tot a matenal ewnt has awed tot may call a Palicuter mutual fund Ierne), to our clients: and 8) Not 10K Mated • No bank quagreew May lose 14. prewousty reported value imo question, or when a the asset value of a particular mutual fund famig's • Certificates of deposit (ON). CDs are FDIC awed value would be high tumults:et due to tie nature shores held a the fa RUA. Resource Management bin nt, Business Services is, to 1283,W0 in principal and wens] incest per c4 the security. — We and as altEate ate receive networking rid Account BSA, IRMA and intonational Resource depot:tor ate per depository innituixt ens accordance - When neither are Muer, general partner or Noma amba accessing fees in consideration for Management Accord ag registered service mats of with FDIC nuns. estimated value nor a thed-paly estimated min is transfer agent woven that we croak to the UBS fronted Strikes he provided, the vela d We most', will bedi/event rrultel lint. These fees generally are pad from • Pricehalue Prces displayed for secuntes and other Irene its pirshase price. investor asses n the mate* etude mid neatened Signalise it a regat0dtellite Milk of VILE proicts may be higher or lower than the price that - •Ditributiens to date mar include tarn of dear amount baud an the nuribm of accounts at formations LGSMs-a Signets* credit cards and IBS )0J would ectualb receive in the maker tikes x• capita( name orboth. the broker-dealer holing mutual fund of that fund Visa debt cards ere issued by UBS ita-k USA with obtained from .arias thid party sources Meth we - 'Original unit size' represents tee Seal offering family permssion from Visa U SA Incorporated. teethe to be releble, but we donor garage* the* price per link wed may not reflect Our con bast accurxy. - DIP ate urliseed REM sedates are not listed on a UM Financial Service the Rev 201604 ration* securities exchange, and se gamely SDNY_GM_00022577 CONFIDENTIAL EFTA 00(;3(97 EFTA01275334 SUBS U85 Financial Services inc. 299 Park Avenue 25th Root UBS Strategic Advisor New York NY 10171.0002 July 2016 CNP70056542590716 vl 0 GHISLA1NE MAXWELL Account name: GHISLANE MAXWELL Friendly account nam Account number: Your Financial Advisor: SCOT/ STACK MANILYLE CASIOEL Phone 212.821.7000/800.308-3140 Questions a bout your statement? As a service to you, your portfolio value of Call your Finarog Advisor or the Value of your account 51,187,30651 includes accrued interest RMA ReSOurCeline at 800-RMA-1000, on June 30(3) on July 29 (31 account 029323574 Your assets 1,162,820.56 1,187,306.51 Malt our websIte: Your liabilities 0.00 0.00 sweveubscornainancialsenrices Value of your account S1,162,820.56 51,187,306.51 Accrued interest in value above $5,143.04 $7,13680 Sources of your account growth Tracking the value of your account duriag 2016 Value of your account S Thousands at year end 2015 91,311,717.81 Net deposits old 1.584.3 withdrawals 4160,738.93 1,311.7 1,1628 1,187.3 Your nwstment return eirm r+41 Dividend and interest income $35,676.76 Chance in value of accrued interest 31.957.92 Change in market viue -31,307.05 Dec 2014 Dec 2015 run 2016 hi 2016 Value of your account on Jul 29, 2016 31,167,30651 SONY GM 00022578 ftMmber SIPC CNP10001005654259 No7000195185 00004 0716 030575004 v 1235745500000GO Page 1 of 12 CONFIDENTIAL EFTA_00133198 EFTA01275335 SUBS UBS Strategic Advisor July 2016 Account name: Friendly account na Account number: 'P MAs,VVELL Your Fi Asada' Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000/800-308-3140 Your account balance sheet The value of your acount inducts assets held .3 IRS and cenan assess held WM/ Iran UBS See page I for more I rtOnnatiOn. Summary of your assets Value on Percentage of July 29 ft) your account Cash and money balances may include A Cash and money balances 4,484.19 0 38% Your current asset allocation available cash balances. VBS. Bank USA deposit B Cash alternatives aco 000% account balances, LIB5 AG Stamford Branch A deposit account balances and money mai ket C Equities 347,434.02 29 26% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 835,388.30 70.36% two pages of this statement for details about those balances E Non-traditional 000 0.00% F Commodities 0.00 0.00% G Ot^ ,- 0.00 000% Total assets $1,187,306.51 100.00% Value of your account S1,187,306.51 Eye on the markets Percentage change Index July2016 Year to date S&P 500 3.69% 7.66% Russell 3000 3.97% 7.74% MSC I - Europe, Australia & Far East 5.08% 0.83% Barclays Capital U.S. Aggregate Bond Index 0.63% 5.98% Interest rates on July 29, 2016 3-month Treasury bills: 0.25% One-month LIBOR: 0.50% Cl470D0EP00S654260 NPT0C0ISSI8S CM). OM 030579004 Y123514SS00NMyyGm00022Pme 2 of 12 CONFIDENTIAL EFTA_00133199 EFTA01275336 Your Nnodal Advisor: SUBS GI1151AINE MAXWFI UBS Strategic Advisor Account name: Friendly account name, SCOTT 574CW/wolf CAMEL July 2016 Account number. 212-821-7000/800-308-3140 Change in the value of your account Summary of gains and losses Yeas re/zoned below exclude products for which gain and losses are not classified July 2016(3) Year to date (1) Realized gains and losses Unrealized Opening account value $1,162,820.56 $1,311,717.81 July 2016($) Year to date (1) gains and losses ($) Deposits, including investments transferred in 2,200.00 6,090.00 Short term 0.00 586.02 3.84 Withckawals and fees, Long term 0.00 6,027.80 63,498 04 including investments transferred Total $6,613.82 $63,501.88 $0.00 cut -2,624.48 -166,828.93 Dividend and interest income 5,771.55 35,676.76 Change in value of accrued Cash activity summary interest 1,993.76 1,957.92 See Account aanrty the month tot dela Is. Balances in your Sweep 000M are indudedIn the cpenng and closing balance: value. FDIC insurance *pies Only to deposits at UBS Bank USA, not to deposits at LOS AG. Change in market value 17,145 12 -1,307.05 Starriord Banch or bank deposits placed through the LIEKInternaiond Deposa Account program. SiPC protection applies to money market sweep find holdings but nal bank deposits Seeimportent inkAmation Closing account value $1,187,306.51 $1,187,306.51 abhor yOuf statement cn the tact two pages Cl this document for 'Phials July 2016 (1) Year to date (5) Dividend and interest income earned Opening balances $436.00 $541.48 Addkiorrs for purposes of this statement to:satiety of interest and dnidend income has been determined from a u5 la( repining Peradne. eased upon the residence of the account hoiderr, acme,: type, or product type. Deposits and other funds credited 2,200 00 6,090.00 some inereSI ands dvidend payments may not be suniert to United State (US) ardor Puerto RICO (PR) Income tares. The dent mont4, statement is not Intended 10 be used and cannot be felled upon for tat Divdend and interest income 5,771.55 35,676.76 purposes. Clients should tete' to the applict4e lac reporting forms they recent from U8S annualy, such as the Forms 1099 and the Faros 480, fa tax rel>3lIm9 information It Is the practice of UBS to He the Proceeds from investment transactions 0.00 130,303.76 so/Katie ten reporting forms with the US mternal Revenue SeMce and PR Treasury Departrrent and in sot h fortrn accurately danafy chndenck ardor interest as tar evenot or taable income. Please consult your Total additions $7,971.55 $172,070.52 incivdual tar prepare( Subtractions July2016(3) Year to date 1$) Professional management fees and Taxable dividends 1,342 66 5,389.07 related services -2,188.48 -6,080.10 Taxable interest 4,42889 25,547 12 Other funds debited -436.00 -160,748.83 Tax-erempt interest 0 00 3,750.00 Rinds withdrawn for investments bought -1,298.88 -1,298.88 Miscellaneous 0 00 990.57 Total subtractions -$3,923.36 -$168,127.81 Total current year $5,771.55 $35,676.76 Net cash flow $4,048.19 $3,942.71 Total dividend & interest $5,771.55 $35,676.76 Closing balances $4,484.19 $4,484.19 SDNY GM 00022580 CH1,70009305654261 NP7000195185 00004 0716 030575004 5,1n574550000000 Page 3 of 12 CONFIDENTIAL EFTA_00133200 EFTA01275337 SUBS UBS Strategic Advisor July 2016 Account name: Friendly account name Account number: GHI IN MAX Your financial Advisor: SCOTT STACK MAW LYLE CASRIEL 212.821.700&800.30&.3140 UBS Bank USA Deposit Account APY Interest Perron) Jun 7 - Jul 7 Opening UBS Bank USA Deposit balance tun 7 $0.00 Closing UBS Bank USA Deposit balance Jul 7 $0.00 Number of days in interest period 31 Average daily balance 49328 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account if you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch manager `Mu can find a ful description of the alternative investment objectives in Important information about your sratementat the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate Investment eltg ty constferat,on None selected Your account instructions • You account cost base default closing method is FIFO, First In, First Out. CNP7C00800S6S4262NP70C0I95I85 00C04 07I6 030575004 yingyaSS0CCifyyjtaGM00022,gie 4 of 12 CONFIDENTIAL EFTA 00133201 EFTA01275338 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your Pi sandal Adelson UBS July 2016 Friendly account newel Account number. SCOTT STACK MANLYLE CASNEL 212-821-70001800-308-3140 Your assets Some pnces, mottle and current vanes shown may teeppronervite. Asa Mull. gal crs alCSIOsses ma/ n71 be accurately reflected. Set Assonant intantabOn about your statement a the end ol ttws dxuenem fOt mote Intornalon. Cash Cash and money balances Cash and moony balances may melts* avatar& cash balances, UBS Bant USA deposit account balances, UBS AG StainSord Branch depost account balances and money mattet mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the WC villein applicable limits, but are not potected by 9PC UBS AG Stanford Branchdeposit so oum baances ate not insured ty FDIC and are not protected by 9PC Money rnaiket sweep balances are protected by PK but age not 'inured by the FDIC. See the important information ?boot your statement at the end of this document for det as about those Sanas. Doering Wane. Closing tatrice Pere Pei th" Average Diadem:I 'Merest Dap in sicking as Jul 1 (1) on Jul 29(1) on Jul 7931 rate period period Cep atonal (1) Cash 0.00 4,472.67 l/35 BANK USA DEP ACCT 436 00 11.52 250.000 00 Total 8436.00 $4484.19 Equities Common stock Purchase pica Trade Norte( AWN(' price Poet Per t hel e \lane on unrealized Had no mddno date of shares per Seale (1) COD basis (S) on tut 29(S) Jul 79 (11 Dan or lOts (1) period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1283 Current yield 2.07% May 17, 11 303.000 117360 3,593.84 14.490 439D.47 796.63 LT Jun 21,11 313.000 10.670 3,33986 14.490 4,535.37 1,19531 LT Aug 2, I 1 328.000 9.802 3,215_15 14.490 4,752_72 1,537.57 LT Security total 944 000 10 751 10,14885 13,678.56 3,529.71 GENERAL MOTORS CO Symbol: GM Exchange. NYSE FAI: 41,555 Current yield: 4.82% Nov 18, 10 1,023.000 36.416 37,254.19 31.540 32,265.42 .4,988.77 LT Total $47,403.04 $45,943.98 -$1,459.06 Total estimated annual income: $1,838 SDNY GM 00022582 (HP70009005654263 NP2073195I8S 00031 0716 030575004 Yi 23574550 000000 Page S of 12 CONFIDENTIAL EFT/k_00133202 EFTA01275339 UBS Strategic Advisor Account name: GHIsLAINE MAXWELL *UBS Friendly account name Account number: Your 15 Banda' Advisor: SCOTT STACK 1.44/4LYLE CASRIEL 212-821.7000/1300-308.3140 Your assets . Equities (continued) Closed end funds & Exchange traded products foot (contested n the told of al reinvested dadends n does not induct any cash Chidemt. it is not alai Unteaked (tad goo or lox, n the devote between the current value and the cost bars aid would lot for the purposes of determining toldrg periods or cost basis. The shares you receive eah lift you generatry be your tette gain or loss if the stoutly was sold on this date The unmated gag gan or loss reinvest dude's& become a separate tax tat. may need to be 'tined for return of <weld pnenents in order to determine the remind gain or loss for tax Cost Afses 6 the told purchase cost of the security. lndudng reinvested d Wends The cost basis may need reporting Purposes to be adtruedfa return of mild payments in order to determine the adjusted cost bars Ice tar reponng Imeamerdmano is the current value minus the amount you Invested It does not include shares that are not purposes reflectedon your statement, includng shares that have been realized as either a gin or a loss nano does not include cash duclends that were not *Inverted Purchase pixel Number Average price Client Cost Axe per share value on Unrealized dttO Investment Holding Hddng of shares per share (1) Investment CO basis (s) oohs' 290) Jul 29 (1) gain or loss (I) return (S) Period SPCA S&P 500 LIT TR Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208.53163 208,533.63 217.120 270114.40 61,780.77 LT Total reinvested 6.000 216.480 1298.88 217.120 1,302.72 384 EAL 15,471 ardent yield: 2.01% Sectrity total 1,251.000 167.732 208,533.63 209,832.51 271,617.12 61,784.61 63,083.49 Other equity investments Cost basis and gans and losses have not been adjusted arlornanally for return of capital payments Resincted sec u city wirers ate estimatedIce informational purposes See Important ',Marmorean abouryour statement at the end of tho document for actlivonal informalion Purchase pow Trade tiumber Average peke Cod Price per share Value on Unmarred Hording Hddng dose of shares per than (9 basis (S) on ha 29(11 Jul 79 (5) gan or loss (i) period BLACKSTONE GROVP LPYTHE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange' NYSE EAI: 11,937 Current yield: 6.48% Sep IS, 14 1,113000 32 224 35,86606 26.840 29,872 92 .5,993 14 LT CNP703080056$4 26.4 NP7OCOI95I 85 C0004 07I6 030575004 Y123574SSOCOMIllYGM00022ttae 6 of 12 CONFIDENTIAL EFTA_00133203 EFTA01275340 UBS Strategic Advisor Account name: Your N mandril Advisor: *UBS July 2016 Friendly account name Account number. SCOTT STACKMANILYLE CASRIEL 212-821-70001800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes Prices are cbtaned from I niece ndml quotation bureaus that use carpaemed vausticn formulas to alonalcarly &dusted for arrortintron of bond prernum using the constant yield met hod If you have cork date current values Actual mascot Wu.; may vary and thus gairtsrlosses may nd be accurately made a taK elechon to deem the premium anonratan on tarade debt secunties. you may request ues reflected Cost basis has been actusted for accreted on0inal nsue duoum (O1D) Cost basis has been aIust cost bais for the tondIxernrurri anonisauon. Trade Total face vaue Purchase At:lusted Price on Vaue on Unrearzed Eiddmg tang ale a maturity (I) rote (S) cat bars (S) Id 29(S) Jul 29(5) ga n or 105s (1) period BANK OF AMER INTERNOTES NTS BfE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 11,110.00 CUSP 06050VYDW2 Moody. Baal S&P B88+ EAI: $2,700 Current yield 3 58% Nov 01, 10 150.000000 100 000 150.000 00 100 419 150,628 50 628.50 LT JP MORGAN CHASE & CO NTS WE RATE 07.900% MATURES 0429,49 ACCRUED INTEREST $2,929 59 CUSH) 4662SHHA1 Moody. Baa3 SW BBB- (Ai. 111,B50 Current peld. 7.60% Dec 22. 09 150,000.000 105.100 157,650.09 104.000 156,000.00 -1,650.09 LT Total 6300,000.000 3307450.09 1306.628.50 41,021.59 Total accrued interest 54.039.59 Total estimated annual income: $14,550 SDNY GM 00022584 CelP7C0O3305654765 Ny7003195185 C0CO1 0716 030579004 Y123574550000000 Page 7 of 12 CONFIDENTIAL EFTA_00133204 EFTA01275341 Account name: *UBS UBS Strategic Advisor July 2016 Friendly account name Account number: GNISLAINE MAXWFU_ Your 0 asocial Advisor: SCOTT STACK MAI/LYLE CASRIEL 212.821.7000 800-308.3 140 Your assets . Fixed income (continued) Municipal securities nos are Maned from independent guotabon bureaus the use carputeized ye union formulas to ciscoum for securities issued a a discount. when ongIref cost basis Is &prayed, anortrzabon has been St Sate current Sues. Actual market Sues may way and thus ceinsilosses may not be accurately done using tte cond.:en yield method, otherwise amortization ha been done using the straight line reflected. Cat basis he been autoenaticety a:lusted for mandatory arnortizatiol of bond prenium on method cotoon tar.orerrot munIcipe sec unties using the constant >it'd method and for accreted dire Issue Trade Teallee fl ue Purchase A4usted Price on vim on unredized Hddng Hddng clae a moult/Da pnceS) cost barb 01 M 29(S) Jul 29 (S) gan or loss (S) period MICHIGAN MUN BD AUTH RV PREF BED PRE-REFUNDED RATE 05.000% MATURES 10'01/26 PRERERJNDED ICY09 16 0 700.00 ACCRUED INTEREST $737.50 CUSP 5945573R1 Moody. Not rated S&P. Not rated EAI: $2,250 Goren( yield: 4.96% Original cost bays 546,406.80 Nov 22, 11 45,000.000 100.433 45,194.86 100.768 45,345.60 150.74 LT DRDVILLE TX INDPT SCH D FREE BE/Rf PRE-REFUNDED RATE 05.000% MATURES 02f1929 PRERERJNDED 02J 19 17 0 100.00 ACCRUED INTEREST $2,05000 CUSP 090874U5 Moody. Ma SW: Not rated EAI: $4,500 anent yield: 4.88% Original cost ba95 $93,704.74 Nov 14, 11 90,000.000 101.261 91,135.70 102.406 92,165.40 1029.70 LT MICHIGAN MUN BD AUTH RV BE/Pi RATE 05.000% MATURES 10*i/26 CALLABLE 1001/16 0 100.00 ACCRUED INTEREST 487.94 CUSP 59455T485 Moody. Ma S&P: AAA EAI: 1250 Current yield 496% Original cost basis 35,034.35 Nov 22, 11 5.000 000 100095 5,004.79 100.776 5.038 80 34.01 LT continued next page CNP7000900.5654266NP7000195185 00004 0716 0305750Cht Y12357465000(gljgyGit0002Mit 8 01 12 CONFIDENTIAL EFTA_00133205 EFTA01275342 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor: (SUBS lUly 2016 Friendly account net Account number. SCOTT STACKMA/XILYLE CASRiEL 212-821-7C00/800-308-3140 Your assets Fixed income . Municipal securities (continued) Trade Taal lie nue Furnace Ai:lusted Nice on vim.on Unrealized Ending tiding die at malunly (I) Priced) cost baus la 29 (0 lul 29 (S) can or loss CS/ Period 8IRDVILLE TX INDPT SCH D 089/ RATE 05.000% MATURES 0211929 CALLABLE 0211917 0 108.00 ACCRUED INTEREST $227.77 CUSP 090874LMl3 Moody An SW: AAA EAI: $500 Current yield 4.88% Original cost basis 310056.85 Nov 14, 11 10,000.000 100.176 10,017.63 102.412 10,241 20 223.57 LT Total $150.000000 $151,357.98 8157,791.00 $1A38.02 Total accrued interest: $3.097.21 Total estimated annual income: 67,500 Preferred securities Trade Number 'WOW! once PnCt Per share vSue on Unredlized Wing Wino din of darts pram 111.0* (i) Cott bans (1) COW 29 (A Jul 29 (1) gain of loss (s) 0•60d OTIGROUP CAPITALnil FXDFLT TRUST PFD 7.875% DUE 10'30'2040 Symbol: C.PAN Exhange: NYSE EAI: 418,490 Current yield: 7.06% Oct 41, 10 10,000.000 26.130 261,300.00 26.190 261,900.00 600.00 LT COUNTRYWIDE CAP V 7 000% CUE 11/01136 CALLABLE Symbol: CFCPRB Exchange. NYSE EAI: 37,350 Current yield: 6.87% Oct 26, 10 4,200.000 23.518 93,778.96 25.460 106,932.00 8,153.04 LT Total $360,078.96 8360,832.00 50753.04 Total estimated annual income: 125,840 SDNY GM 00022586 CHP7ROCE0056S4267 Nr.7000195186 00004 0716 030575004 Y123574S50 000000 Page 9 of 12 CONFIDENTIAL EFTA_00133206 EFTA01275343 SUBS UBS2016Strategic Advisor July Account name: Friendly account name Account number: GHISLAINE MAXWELL Your 15nenciel Advisor: SCOTT STACK MANYLYLE CASRIEL 212.821.7000/800.308.3140 Your 355et.5<contnveCO Your total assets Percentage of Cost Estimated Unmated fl ue on it( 29 (1) your account basis (51 annual Incare (51 gan or loss (5) Cash Cash and money balances 4,484.19 038% 4,484.19 Equities Common stock 45,943.98 47,403.04 1,838.00 -1,459.C6 Closed end funds & Exchange traded products 271,617.12 209,832.51 5,471 CO 61,784.61 Other equity investments 29,872 92 35,866.06 1,93700 -5993.14 Totul equities 347,434.02 29.26% 293,101.61 9.246.00 54.332.41 15xed income Corporate bonds and notes 306,628.50 307,650.09 14,550.00 -1,021.59 Municipal securities 152,791.00 151,352.98 7,500.00 1,438.02 Preferred secunbes 368,832.00 360,078.96 25,840.00 8,753.04 Total accrued interest 7,136 80 Total fixed income 835388.30 7036% 819,082.03 47.890.00 9.169.47 Total $1,187,306.51 100.00% $1,116,667.83 $57,136.00 $63,501.88 Account activity this month Date Ac11Mty oescripilon Amount (5) Deposits and other fends credited Jul 15 Transfer FM Y1 23575 0100 2,20900 Total deposits and other funds credited 52,200.00 0,2le Adimy Amount (I) Dividend and interestintome Taxable dividends lul 29 Cividend SPOR S&P 500 ETF TR 1342.66 Total taxable dividends $1,342.66 Taxable interest Jul 29 Interest CMGROUP CAPITAL XIII FXEYFLT TRUST WO 7.875% DUE 10/302010MID 4,428.89 ON 10000 CUSP, 173080201 Total taxable Interest $4.428.89 Total dividend and interest income $5.771.55 Cate Aclhay DeSCnotion aslant (1) Pen Jul 22 Fee Charged QUARTERLY FEE -2,188.48 Total professional management fees -$2.158.418 CRPT0009305654268 NP7003195I85 00004 0716 0305750CN Y12357455000ffiliywiggSggo 10 of 12 CONFIDENTIAL EFTA_00133207 EFTA01275344 T UBS Strategic Advisor July 2016 Account name: friendly account naml Account number. GHIStAINE MAXWELL Your Financial Advisor: SCOTT STACK MANILVLE CASRIEL 212-821-7000/800-308-3140 Account activity this month (contrived Date Aztiuty Description Amount (S) Other funds debited Jul 1 Transfer JOURNAL TO VI 2395 GI4SLAINE MAXWELL •436.1)0 Total other funds debited -6436.00 Investment trensactions For mare Information aboA the price/value shown Mr restricted sKurroes, see important in(ortnatkin stoat your statement at the end of this dxtrnent. Proceeds Fran Funds investment withdrawn fp Accrued Date Acthity Desolphon Quantity %Rue CS) nice tO transactions (S) investrrents trousitt (S) Interest CS) Jul 29 Reinvestment SPCA S&P 500 ETF TR AT 216.479748 REINVEST 6.030 • 1,298.88 PRICE REINVEST DIV ON 07129/16 EXECUTION CAPACITY: AGENT Total 41.298.88 Date Activity DtSCriSal Amount (S) Money balance activities ism 30 Selena forward $436.00 Jul 5 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07/01116 436.00 Jul 18 Deposit UBS BANK USA DEPOSIT ACCOUNT 220000 Jul 25 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 07122116 -Z188.48 Jul 29 Closing MIS Bank USA Deposit Account 511.52 The UBS Bank USA Deport Account is your primary sweep apices SDNY GM 00022588 01P7000)005654769 WT000195185 C0004 0716 03057500i Y173574550 000000 Page 11 of 12 CONFIDENTIAL EFTA_00133208 EFTA01275345 *UBS Your notes CNI, 000.056562, 0 Ne7000, 95, 04 00004 0716 WOW,. VI. ,7.1,,00,901YGAt0002§MS 12 01 12 End of statement for account number 51 23574 55 CONFIDENTIAL EFTA_00133209 EFTA01275346 important information about your statement IS Fiuncial Services Pc. (the Firm or UBS Firiercial sent yOu the int statement On Mskh the MC, or Corporation (WO, whith protects 163-flieS aCta-MSOI • Frocks, Cunene income: hvesbments seekng die Servkas), is a merrber of all principal cecssily, canmodey problem append. its marten up to $502000 (including 1250,ODOla generation of econa onbr. and option; exchanges. UBS Financial Seniors and LES - hordeyour name ad woort number B any) daims for caska. The Slit asset protection limes ;POP to • Achem Cape*,dporeriotion Investments seek rig Bank USA we idled subsilones of UPS AG and - Decal* the error or the Wander you revere all accork that you hoed h a particolw smeary. growth of principal rather than the generation of Ohba*, of U35 Sautes LLC. The Fim's fnanoal about, inisplain as cleat as you can why you The Fm,,, together mt. certain aft does, has also n tame. statement k available upon reckest The Firtrs exautiee belies* t is an ecru a why you need more purchased SiSpinlientelprOtatiOn. The madman • Produce Conebauboo of Warne aol the off kes we S. informakei. amount payable lo at iagible colleclink under newinents seeerg both the genssaan - Pros:dethe dolar arrant d tie suspected era this proses-ion is 1500 mafiosi at of Decent*, 10, 2015. of exam aid growth of pretrial. WS Financed Swath Inc. Stbrn to the poky medians ad limitations, cash a 1200 Harbor Boulevard The Finn or Card Issuer vii hastigme your compdatt the firm is further protected fa up to 61.9 million n the Overall Sc profits Weehawken, NJ 07086 and vial carat any error prompty. For alleged more agaegMe kr all your accounts held n apricot* • ConsavaOrt. Seeks to maintain initial arcipal, with Salving UBS Vela* debit card broaditro„ if we take caucity. A hi copy of the potty wading h wailabk low risk and volatility to the accord °wall rent This statement repiesents the only official record of you' more than 10 bus Ss,days to der this, we will credit upon request. that means the accost does not generate sir it kart LBS Financial Services account. Other *cads, exept yon acorn for the amount youthisk A in error, so that Mom co mum and my rot bap pace with official tax documents. contanng conflicting data should you vi have the use of the money during tie tin* it The Slit proles-lir ad the supplemental protection inflation. rot be relied Loan II joubane there is an error a lakes us to complete our instigation. both do not apply to OmiSPOn please report it immediately n miry to the • Cron 1na,cial assets controlled by (and nasal n • Moderate Wiling to accept sane ripe to pincjoal and Brand Manager of the office serving your account. Please mire all checks payek to the Fern or the your account value) but held away from WSFinancial tolerate some motility to seek hyper returns. financial instkeir intated on tie front of thA Minikes (e.g., certain() cash at UBS Bark Va. 00 • Aggress/re: Wiling to accept high fa to pampa and Althea:Sit a 'ivies shown are Mended to be accurate, statement In addition to regular accost lees, accounts cash at 1.8$ AG U.S.Manrhes, (4 reurance pods* high solet lily to sea high returns thee time. statement data triculd not be wed kr la purposes Ray may be abject to maionarke Ins, changes for lete including minable enmities, aid (iv) taros of trutuil • bboSim,•" Eli** Consileation:f alerted, a *WY on yea-4nd tax kirms. tre , Form 1099. 5498. parent kr securities purchases and charges kr unpaid funds where such awes are registered deed& nth. POrliOn of the portfolio for that account may route 10425, etc >Mienbreparg your tax return. The Finn arrotres n cash accounts. Accounts that re transferred name of the account holier on to books ad records complex oranges, feinted liquicity and grater requiredby law torepo to the IRS allUseable doe:knots to other eatratans may be subject to a transits fee of to appliciA its eat a transfer agent), volatiky. insportakie rantaxible detikna and =able interest • Crain rwstrnent contracts or inwsiment interests end on sweeties held hyous axant, net proceeds UBS Sweep Opiens (e.g.. limited partnerships and pirate placements) that Statement Thetweheldier on see breadkre, aid cos* basis on certain covered UM offers options Icr sweeping cash balancet balances are rot regitered under tie Securities Act of 1903; We may cockade* a related account statements with skulks- to bah deposits at UM Bait USA and LEIS AG Wankel and the sane adiess h the same erotism., e.g. because trench (Bak Sweep Pro: airs), money matte mutual • Commodities arrays (e.g, foreign excha-ge and they have Oontrs who ak0 maintain fit account Czeamardeallanswith the Finn leafs Money Fun30 and the internationalDepose precis°,metal contracts). including futures conracts ram crehips wall other dents a the same address. If • Pleat recording ear oral cortrmskations in *ring Accoug Otrafforoustanen wit. an Migrational ad commodity option contract. you peeler to receive individual statmunts mailed in to further protect your rights. inducing you itintS Rococo Manx/erne* Account. Though the Bat The SIPC protect kin and the supplemental protectiondo separate envelopes, you mat dicta Ixtr,eholcing by coder the Seanties Investor Proterbon Act °CAI Sweep Programs, cash balwices we swept to LIK Bank not apply so these assets nenif trey otherwise appear calling yes Farhat Acheor • II the financial institution cn the top lerit of toe Iron USA tp to an estabkhed Irk ad then to UBS AG on yea statements. The SIX protection aid the of this steams isnot U3SFroricill Senrkes,1_036 Stanford Branch, or a Money Fund. Deposes at 1.85 oakokrnental protection b not protect against changes Friendly acoatentname Financial Sonic* carries year ecocunt as clearing Bank USA are FDIC insured in accosts-re withFCC n the market vale of yet imestments (whether as The FraccISi acccu-4 name is a (Uncrna*le 'nickname' broker by arra-gement bah the rdcated inslikrion Ries. Format information please Mit wwwfdic result of market movement. issuer balsruptcy or chosen by you to assist you with your recordteeag We informed you of this Midis: fib went you Deposes at LEG AG Stamford Brweth ad shares of °think.) has no legal effect on your account You can change opened this accost h the case. your ke-a and Maley Finds are rot hared by the FDIC. More irtonnation is -aratable wxn request. txr hiend9 achOcill names. through °nine Services a seoshes ae boated at LOS financial Seneca and rot Youmw cbtan more irrionnation about SIPC, including by canticle-9 your eissancsal Athisor. the rexcbcrg Order, and younut make a mpst Through tie DA, (mailable to cash balances are swop to the SIPC Brochse. by contacting SIPC at 202-371 -83C0 of any error or omission to both firms As described depose &cants al UBS AG New Yak Branch and LBS or by Whig the SIPC wank* at wnwapearg Account overview the account agreements, youmust no* us of anr AG Capron Ranch Thew deposits arena roused by • veal. of yew accountabonfolo. Net of meets and errors or baud roofing chedcs reflected on your the FCC. Baines held at the LOS AG Casman Brandi Dividend Bei:west-event Paean (MP) kabala starter* wash 30 days alter it was mailed or made ale tempi:reef reposed to the weereign rok of the The prOe reflected is an average price. You may oaten • Asset lictides available cash balances, values fa available. Alinements shall be deemed compete Caren Wank, and ter.is no guarantee or other the actual price from you Fruncial Advisor. Ony whole restrkted seamy fed ), and Global Tim Deposes, and accurate n all other respects if not objected to in obagation of UBS AG so repay Be Wines whiff rin The shares we purchasedunder DRIP; palial shwes will be sweated marks to ma-ket, and certain assets not held ventrg within 60 days. LEG Cayman's Brach's boas. soli ad the cashwi be ckpoWed in your account. The by he Fern. Does rid include unasked seositiePassets • Please deed customer complaints or rarest° the dotted reinvestment price applied by the ester may at the end d the pior and current statement OC410dS, or Fetri's C lent Rebore °torment at 201.352.1699 Deposes *LEGBerk USA and eachUBS AG Branch are ofler from the market pikes winch tie partial tires pritate iswessmints. smelted stock options and a toll.froe m 900354.9103, U.00 A.M. to 603 P.M frOl protected by SIK. Monty Fund shwa we protected re sold exercisable stock options FT Monday through Friday. or in rating tol135 del SIPC. See 'LOS Financial Services Account Femecton" • bibiaes Includes debit betakes aistarding margin Financial Service Ix., Client Relations Deprment, below. °whin-lieu bans, credit are, shir account balances. P.O. Box 266 Union Coy, W 07037. achy whole unts may be held n your =art. f you at • Cashrmoney balances. Total of uninwsted rata* • In case of error or ganthro about an electronic Uponyour request baron in the Bank Sweep entitled to a petal knit a a result of a ckriderd parent cash balances, plus depose telexes a UBS Bank USA, firth transfer (EFT), bat parr a UBS VoOokbit Program or DA mw be wethdran and shares of a or ctheewiw, the Film will ether sell panel unit at LBS AG U.S Branches erd money make mutual fund card transactions, ell e00762-1000. or wise to UBS Money Ford may be liquidated, and the proceeds market price a accept an /morn determined by a sweep bala-on, at the chase of tie statement period Financial Seneca Irk, 1000 auto 814, 6th floor. returned to you or your seoshes regiaered cleirrg agency, and credits", accost lith-corwrodity free oak balances innos account are Weehawken. NI 07006, AIRY RIAAOSA Sakes. rim segregated from other balances and the Fins may Rate I-dorm/eon about available swap *Pont Investment objectives is. ay of these find in the Ordiney coursed As Caller voile as soon es yew can, if you hit you- nckedrg wren gyred rates and yields. 5 awikble at The investment objectives and risk profile are spec it to bestrew. Thew funds rehirable yam your domed staterrent or receipt k mono or if youneed more wmvubscordsweeppekb. from your Fnancial Advisor each account and ma/ may between you accounts This total is included in the arrant period closing vain rricanation tout a transfer on the statement or a by calling KO-762-1000. Nate ado* the Firm paned& in lacing day receipt. The Firm or Card Isker (as appleable)must sg-if joint change inrex I nancial siketion or Lending information her from you no In tun CO dearer tie Elm UN Financial Semites account protection hvestment &roves For eachwant held, you For &tared inf pulsation On the Film's ',SOSO practices The Fen, rt a rro-ri-orof She (en nine 1-eeno• Protects", choose one of the folowin investment objectives. and dod oes's. refer to yin Client Rationship SDNY_GM_00022590 CONFIDENTIAL EFTA_00B3210 EFTA01275347 Important information about your statement (COMItitled) Aueenent or ACCO-al Agreement and the General - We german use he closing price when avallak or liquid and °kaki they can be sold de prke - h addien to cornrassens received n connection Terms ad Conditions U3S Statement of Credit Practices the mean of the bid anal ask price, for listed received may be loss than die per dire edirnated with the sale or danbution of awn contract boilable in Armories andOrabotres at secultin ad optitra or only bid prices for OTC value provided n the accord statement. and trait imestment but trit toast clients. we mop ea< ~Alberni ontekrintr met securities. anda our affiliate recewe ',woe shalt; - Less 3Clefair traded secuities may be priced ushg a . Restricted securities. Res-toted sectaries generaly ompersaim frommany of the loosene Yew masts valuation model a the moss recent pee we are not many ingble for public sale. UBS Financial companies undenalh; the amity contracts, Your statement itemises securities and other assets hell drained ad may not reflect en actual maim price Service: uses the motet priced the unrestricted node Wises d de insurance cormato or manors of h (Marconi at the end of tie Mannar' period. You a vats of the COae issues as an Mooted value for the tie ant imesimmt rusts we disabuse. may ask for deiverr of fun paid seosiies al anytime. - Certain positions may axes **PS a price anal restricted slid brourposesolthis statement on4o To - Our affiliates also teethe trading commosions ad You may receive securities used as loan collateral alter will Ste rate was not avatlable• it we av the extent teat rentled seorities are elgbk to sale, ate compensationRan wadi knots and paying an balate d* on them. Any securities usable to obtain a price fora seamy the vale reeebed may be ststanualy less than the Striae companies whose products we dataise. transferred to tit Firm cling the statement period are - Deposal a securities denominated al cunercies in sled vabe down - We receive an anal fee from UBS Bat USA ad listed at market vine as of the end of the statism. other thin U.S dollars an reflected at the eachrise LIRS AG Stanford Ranch of to to 425 per accuse period. rennet the nation date. • Est. (estimated) income, arrant yields and rates. sweeping to the barks under the UBS Bank Sweep • Cost fare In detemining tie cost basis of he - fen certain secures racing n non-contemns An estimate of amual income 6 based on current Program. securities incbded in this statement where indicated denominations. price and quality (fan iota) may dividend and interest rates, assuming tie seosites will with the number" l, • WS F mincer Services has relied have been Aimed to facilitate Freer valuaten be heel for cne yes from statement date or until Adivity oninformation obtained from sources other thanUPS To cbtain anent guanidine, when sealable, contact maturity This Minsk San a gudolne; accuracy klionnanon reporting conmksens and otter chsges Financial Semites, including if amnion frcm another your Finacial Adviser. ad continued income are not guautreed hind h connection with he execute:not trades, trim a that sumer have provided to yea Finaxial - Estimated arrest kerne and current yield fa educing option tranuctions has been incbctd on Malta. The Firm does not irdeperantly verty a • Private irreestment" and struceared product'. certain types of leashes could ncksie a return of coilimaticre prewuef furnished to you. rid will be gaira-2•4 the accuracy a validity day Sarmatian hivate investment waits (ittding deed patio:star capahl gain in which ease the est Posited to yzu promptly on repast. Provided by sou, other than LESPi-uncial Sonnet. pankipaten program zed real estate investment suet income (a-d curried yell would be owniated. ▪ xklticru *hough UESPhricial Semites greralY washes) andstructured proins are gmeralb highly - Estimated anal income and open yield and to Short selling updates hb nktmaten as it is waved, the Finn akuid. Celan stnstred proctots have not been actual exam iniyieU miS1 be lower°, higher II you are engagedin short sellrg a security, you may does not provide any assurtroes that to illamation registered with the Securities and Exch that the entinateddritunte. nor a charge die to amain banters costs for gut seder 'Con bans° and *Unrealized gat loss' is Cam use er under any state seeunitilasn. We - An *stinte of nudged income (dadend ander priests- security. accurate as of to date of fhb statement. As such amide estmated values for private investment interest) divided by the current market please do not reef on this nil:amnion to make startles ird structured products for Scrmatenal valsraverage balance is based ok the tut dirdend Open orders ruchase or sale decisions, fa to ruboses a purposes any. Scam) is na4 gumanteed. or merest payment mode by the Misr and Regarding open or • stolid-cancelled' aden that otherwise. Accounts turderred to de Elm may - These vibes may differ ststatisty from peek il awns tie sear teSdettats will be held for cne wee not executed by the stattentre date, open buy and refine gailoss infamatim only for the period id any. at which a prate inestneril rid year from the statement date or until maturity. sell slop orders are rediced by the route of diederds tine they as held at tie Fin Morehi:tonal structured product maybe bought or sold and do Accuracy anal continued petal at not guaranteed cr rititscn an vadividend a ianSts sine knits intimation <abbe added by your Flatlet Advisor. not necessaly reprehend the vat* you may receive ranxted ahenvise by gay You are responsbk for upon licaidaten. • Assets not held by tl€S Financial Serviced Conan orden that are executed ds to yOur ladure to Cancel • Unmealbad sans/los' NI'hen data s awilable, - Third party estmaees of vale are as 04 a certain roses se rot held by the F im ire not *whin the *niter; open orders. orienatee sneaked guinilown re cittAalod Ice date and an supplied to UBS Instil Services on a rim's possession or control. These assets are roddial stony lots. The transition data for regular basis by an independent valuation firm. donned on leer statement for informational Prawn itivelial bat mayor my not reflect ammissions, - bait.. general panne- or sponsor estimated vain% purposes only Positions and values presented are To obtain a copy d err current Client Prive cyMake. ary, are suppled to **Flan by the issuer, pleat contst yas FrontalAdmit ot at our websik r= dandor security reap-Staten events and ober reinvestment lots ad systematic deduct bts are each combined RASO', cr. general patina or sparser and may be cakultied based an tifferent information ton tut used by provided byte Muting fem. UBS Financal5ereeces not resemble for do information and does not guarantee es accuracy. T's, assets we not protected at wsw in! rrventhirovmiriv enragedlot The 'Trade date cokinn presents the third parties to derive their 'negated values. by SRC or de Ferris supplemental SIC coverage. UEG Finatid Senkes 6 not a ba-k The WA, Business crgrul transaction trade dale - You can obtain additorel Sormataon regarding Services Account BSA and IRMA are brokerage accounts the metocblogy used to determine the estimate d • Revenue 'halals and additional compuniatim. which provide access so barking services and pockets • Callable securities Bonds end intend stock that value and the dale of dr ilamnin that is the — In addition to commissions on saes and Lib.' lees tem* sungenenits wih all Seed lurks ad other the aver tat for eat redenplom will be selected basis kr the ectimate by contanit your Financial received n erection with tit distribution if Ihniparty banes, an/ providers access to i-oisa-ce and TrOalially by lot frcm aments all senates of that Advisor rrulual funds to our dents we anda our Aisle anmatY Products abed by unaHiliatedthid-party Ewe held ri outrun* cr in nominee nom fa or - Third pity 'singed vakies may be reflected as receive revenues sing payments Iran distributors rouraice caftans through insurance agency <lents, Call tease ntanuten is cbtaned from third 'Not priced in several situations: Mien an at/ or adisas of the maul funds that we sell. subsdianes of UBSFinaroial Services Inc. parties and in accuracy is not garantewl. Other tall 1-dependent valuation lire has not tankeda is These amens are based on two cMermi tenses may end whit mid idled poet compete utile to assign a verb e. whame become snare torrpononts (k the amount of Yin by UBS of a lmast-no-S, neura-ce. ad aroily products, inkrrnatnn MO be provided upon request that a material meet has coasted tot may call a Patrols mutual fund I amikr to our clients: and OS Not FOC insured • No bask guanine. May tow value mown regaled vat* rep question, ot when a the asset value of a particular mutual fund famikns • Certificate' of deposit COX. CDs are FDIC muted value would be highy specula:re due to tie nature shores held a the lrrn RMA. Resource Management Arm nt, Business Services sp to $23),000 ik principal rid accrued interest per c4 the snaky. — We and as allneete ate receive num:eking aid Account BSA, IRMA and intonational Resource deponor and per depository inoiturion in accordance, - When miter an issuer, general partner or wonsor ambit accosting fees n col-adoration for Management Accord an registered service maks of wti FDIC riles estimated value nor a third-pay *Annelid yak* is transfer agent service, that we myrre to the Fnancii Smites vex providect, the eta d the security Mk be dikter* mutual lends. These fees generally are pad from • Prialvalue Prices divined for securities and oder kayo its pstruce price. investor asses nn the moral lured and &teetered WA Signalise it a regale...de/MO Milk 01 Visa packets my be higher or lower than the price that - • Ontributiens to date' may indude return of data amount blued al the number of accounts at Hemel knal LGS Visa Signature ova cads and IBS nu would actuary receive in the matte. him me capital ncome orboth. the broker.dealer holing mutual funds of that fund Visa debt cards a-e anted by UBS Orb USA with obtainedfrom vats he, party sources whiti we - 'Original unit size' represents tie oral offering family permission Iran Visa USA Incorporated. teeing to be reliable, bit we donor guarantee then peeper snit axial./ not rebel sots con bans acturxy. - OPP ad unlisted REn stasis are rot listed on a UM Financial Sanaa Me Fey 201604 national securities exchange. and are german SDNY_GM_00022591 CONFIDENTIAL EFTA_001332I I EFTA01275348 lies Financial Services Inc. r*UBS Private Wealth Management 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 August 2016 Che700563343350816 v1 0 GHISLA n\IE MAXWELL Account name: GHIStANE MAXWELL Friendly account name Account number. Your Knancial Advisor- SCOTT STACK MANILYLE CASPIEL Phone 212.821.7003/800.308-3140 Questions about your statement? As a service toyou, your portfoia value of Call your Financial Advisor or the Value of your account $1,185,383.34 includes walled interest RMA Resourceline at 800-RMA-1000, On July 29 (S) on August 31 (9) account 029323574 Your assets 1,187,30651 I , I 85,383.34 IRA our website: Your liabilities 0.00 0.00 vmw.ubstorntlinancialservices Value of your account 11,187,306.51 $1,185,383.34 Accrued interest in value above 47,136 80 $6.803.85 Sources of your account growth Tracking the value of your account during 2016 Yak* of your account Thousands at year end 2015 41,311,717.81 Net demon and 1484.3 withdrawals 4167,050.62 1,311.7 1,197.3 1,185.4 Your tiveStrnent return: Dhidend and interest income $40,414.94 Change in value of accrued interest 41,624.97 Change in market value -31)13.76 Dec 2014 De< 2015 Jul 2016 Aug 2016 Value of your account on Aug 31, 2016 $1,194311334 SDNY GM 00022592 Member SIPC CW7000%05633929 W000197198 00004 0816 030575004 v123574550 000000 Page 1 of 12 CONFIDENTIAL EFTA 00133212 EFTA01275349 Account name: GHI AIN" MAA Your Fi vandal Advisor. UBS UBS Strategic Advisor August 2016 Friendly account name Account number: SCOTT STACK MANLYLE CASRIEL 212-821.7030f 800-308-3140 Your account balance sheet Tne value of your 3count induces assets held .3 U6S and cenan assess held ava/ Iran 085 See par I for more I riOnnatiOn. Summary of your assets Value on Percentage of August 31 (I) your account Cash and money balances may include A Cash and money balances 2,900.68 0 24% Your current asset allocation available cash balances. 085 Bank USA deposit B Cash alternatives a00 000% account balances. U85 AG Stamford Branch A deposit account balances and money market C Equities 350,351.16 2956% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 832,131.50 7020% two pages of this statement for details about those balances E Non-traditional 0.00 0.00% F Commodities 0.00 0.00% 0.00 0.00% Total assets $1,185,383.34 100.001E Value of your account S1,185,383.34 Eye on the markets Percentage change Index August 2016 Year to date S&P 500 0.14% 7.82% Russell 3000 0.26% 8.01% MSC I - Europe, Australia & Far East 0.08% 0.92% Barclays Capital U.S. Aggregate Bond Index -0.11% 5.86% Interest rates on August 31, 2016 3-month Treasury bills: 0.33% One-month LIBOR: 0.52% ChiP7COOBOOSO33830 hiPMCOI97I98 POW. 03I6 030579004 Y123514SSOCOnlyyGhtocoSie 2 of 12 CONFIDENTIAL EFTA_001332I 3 EFTA01275350 SUBS Account name: CHISLAINE MAXWELL Your linandal Advisor: UBS Strategic Advisor Friendly account nal SCOTT STACKMANLYLE CAMEL August 2016 Account number. 212-821-7000'800.308-3140 Change in the value of your account Summary of gains and losses Values reported below exclude products for which gam and losses ale not destined. August 2016 (3) Year to date (1) Realized gains and losses unrealized Opening account value 31,187,306.51 $1,311,717.81 August 2016($) Year to date ($) gains and losses (9) Deposits, including investments transferred in 0.00 6,090.00 Short term 0.00 586.02 5.40 Withckawals and fees, Long term 0.00 6,027.80 63,773.60 including investments transferred Total $0.00 $6,613.82 $63,779.00 out -6,321.69 -173,150.62 Dividend and interest income 4,738.18 40,414.94 Change in value of accrued Cash activity summary interest -332.95 1,624.97 See &Could &ably this month for dela Is. Balances in your Sweep Options are includedIn the openng and clotting balances rail. FDIC insurance applaes only to deposits at UBSBank USA, not todeposits a as AG, Change in market value -6.71 -1,313.76 Starr/old Bench or bank deposits placed Wogs the UBS internsionai Deposit Account peogeen SIPC prole< tion applios to money medal sweep fund holdings but not bank deposits. Se•Important information Closing account value $1,185,383.34 $1,185,383.34 about your statement Co the test two pages d this document for detals. August 2016 (5) Year TO date IS/ Dividend and interest income earned Opening balances $4,484.19 $541.48 AddEions for purposes of tNs statement, terrabity of interest and dnicknd income ha been determined Iron a US to reporting perspective. Bawd upon the residence of the account header. account type. or Product type, Deposits and other funds credited 0 OD 6,090.00 some interest ardor (Mcleod payments may not be tuoien to United Patel (UP ardor Puerto I8C0 (PR) income faces. The dent monthey statement is not Intended to be used and cannot be Reed Ken for tae Dividend aid interest income 4,738 18 40,41 4.94 purposes. Clients should refer to the applicade tar reporting loans they receive from USS annuity, such as the Forms 1099 and the an 483. for lar reporting Information. It IS the prance 01 U85 to file the Proceeds from investment transactions 0.00 130,303.76 aPPricatre tar reporting forms with the US listener Revenue Service and PR Treasury Depanment. and in such forms accurately classify dricknct andict interest attar eserrpt or eatable income. Please consult your Total additions $4,738.18 $176,808.70 incledual tar prepare,. Subtractions August 201601 Year to dale ($) Professional management fees and Taxable dividends 0.00 5,389.07 related services 0.00 -6,080.10 Taxable interest 1,837 50 27,384.62 Other funds debited -6,321.69 -167,070.52 Tax-exempt interest 2,500 00 6,250.00 Funds withdrawn for investments bought 0.00 -1,298.88 Miscellaneous 400.68 1391.25 Total subtractions -$6,321.69 -$174,449.50 Total current year $4,738.18 540,414.94 Net cash flow -$1,583.51 $2,359.20 Total dividend & interest $4,738.18 $40,414.94 Closing balances $2,900.68 $2,900.68 SONY GM 00022594 Cerr70003305633031Ne70C0I97198 00031 091603057`004 Yt2ssyessoc00000 Pogo 3 of 12 CONFIDENTIAL EFTA_001332I4 EFTA01275351 * UBS Account name: GHIcLAINE NIA', 111Ett Your 15 nancial Advisor UBS Strategic Advisor Friendly account name SCOTT STACK MAMLYLE CASRiEL August 2016 Account number. 212-821.70001800-308-3140 UBS Bank USA Deposit Account APY Interest period Jul 8 - Aug 4 Opening UBS Bank USA Deposit balance Jul 8 $0.00 Closing UBS Bank USA Deposit balance Aug 4 $0.00 Number of days in interest period 28 Average daily ba bnce $478 SS Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you France' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your sratementat the end of this document Your return objective: Curren; income &capital appreciation Your risk profile: Primary • Moderate investment cOnWerabon • None selected Your account instructions • Ynv account cost basis default closing method is FIFO, First In, First Out. CNI170C01105633832 NP7003197198 COCOS MI6 Dammam y:235ussOCOM11/YGM00022,141e 4 of 12 CONFIDENTIAL EFTA 00133215 EFTA01275352 UBS Strategic Advisor Account name: CHI!A_AINE MAXWELL Your /Isandal Advisor: $UBS August 2016 Friendly account name Account number. SCOTT STACKMANLYLE CASILEL 212-821-7000/800-308-3140 Your assets Some OnCes, mcoMe and Current values Sheen) May be approximate. AS a kit*. OM ale fosses may nal te accurately reflected. See Aporunt infosenefron about your statement a the end of ttws document for more infornmon. Cash Cash and money balances Casts and mosey balances may include avalaole cash balances, UBS Bant USA depost account balances, UBS AG Stamford Branch depoot account balances and money market mutual fund sweep balances. UBS Bank USA deposit account balances are insured by the FOC valhn applicable limits, but are not potected by 9PC LMS AG Stanford Brant h deposit account balances an not 'Muted by FDIC aid se not protected by 9PC Money market sweep batances are protected by 9PC but Ene not insured by the FDIC. See the Important information about sour statement at the end of this document for details about those balances. Goering balance Cloong Wage Price per :hen Average 0:olden(' Interest Deo en Hddng on Aug t(t) on Aug 31 (I) on Aug 31 (1) rate period period cap &Yount (5) Cash 447267 0.03 t165 BANK LISA DEI> ACC" 11 52 2,900 68 250.000 00 Total $4,484.19 $2,900.68 Equities Common stock Purchase pied Trade litireber Average price Price per Shen Value on unrealized Hddng Hddng date of snares per male (II Con bans (V pis Aug 31 (5) Aug 31 0/ gain or loss (5) period BANK OF AMER CORP Symbol: MC Exchange: NYSE EAI: 1283 Current yield 186% May 17, 11 303.000 11.860 3,593 84 16.140 4,893.42 1296.58 LT hen 21.11 313.000 10670 3,33986 16.140 5,051 82 1,711.96 LT Aug 2, I 1 328.003 9.802 3,215.15 16.140 5,293.92 2,078.77 LT Security total 944.000 10.751 10,148 85 15236 16 5,087.31 GENERAL MOTORS CO Symbol. GM Exchange NYSE EAI: 11,555 aerent yield: 4.76% Nov 18, 10 1,023.000 36.416 37,25419 31.920 32,654.16 -4.600.03 LT Total $47.403.04 $47.89032 $48728 Total estimated annual income: 61,838 SDNY GM 00022596 0,700030305633833 NP7003197198 00034 0816 030579004 Y123574S5003C000 Pogo S of 12 CONFIDENTIAL EFTA_00133216 EFTA01275353 UBS UBS Strategic Advisor August 2016 Account name: Friendly account name Your K nuclei Advisor: SCOTT STACK MAI4LYLE CASRIEL Account nunsber: 212-821.7000/800-308-3140 Your assets r Equtties (continved) dosed end funds & Exchange traded products Total remeested iS me tot, of as reinvested dadendl it does nol Induik dry cash dvIdends. n Is not a lai untetived (to pon or Oss n Ine calleence Cervixen the c 'vrom warme and the tost traas end would Id for the parposes of deterrrining hddrg periods or cost basis. The shares you recove etth time you genera>, be your taalde gein or loss II t he sec Lolly was sold on ths date Ine unreaked (tm) giet na loss femelt dodend bttome a ~rare taR bl. may veed su be achnted lor rei urn of capita pasments in order to determine the realind glin or tas lot ta Cost boys is the total purchase tost of the security. Indudog renvested dudends The tost basis may ned "1"34119PUr1/05eS to be &lus:cdCc< return d capita payrnents in order b deterrnne the edjustedcost bars fa ter reporing Inee2menf Mum Is the c ment valare rNn us Ihe ontluist you imested n does nol entlude gl4feS thS are nol parposes reflededon your Ornement, includng sloom thx have been realired at enne( a pin oe a lott n alto does not include cash dodend; Mal wee nol .elmened Purchase pr.W Iesurber of share, Averfl pace alant Cosi PrKe per share value on Linrealized (m) imtstment Haan Hddng per share fl) investment basis(S) an Aug 31 (S) Aug 31 (4) yen or las (S) return (S) period SPD« S&P 500 ETT TR Symbol. SPY Trade date: frul 12, 13 1245.000 167.496 208,533.63 208,533.63 217.380 270,638.10 62,104.47 LT Total reinvested 6.001 216.480 1298.88 217.380 1,304.28 5.40 EAL $5,471 Cisrent yield: 2.01% Security total 1251.000 167.732 208,533.63 209,832.51 271,942.38 62,109.87 63,408.75 Other equity investments Cosi basis and gans and tosses have nol been adjusted automatie tfly tor return of capita pttrme nis itesincted sec u Aty Induts are estmtted fa irlorrnational purposes See Important information »out your statement at the end of dus document for acidieonal informat ion Purchase por& Trade lourrber Average rune Con Nice po share VaI ue on unregized Harding Hddng dae shares pet share IS) tom (S) on Aug 31 (5) Aug 31 (5) gan or loss (1) period BLACKSTONE GROU> IPYTI-IE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange' NYSE EAt 11,937 Drent yield: 6 35% Sep 15, Id 1,113000 32 224 35,866 06 27,420 30,518 46 -5,34760 LT CHP7C0C1005633834 NP7OCOI97198 C0004 Pel 6 030575004 Y123574SSO 03~y Ght000ntsge 6 of 12 CONFIDENTIAL EFTA _00133217 EFTA01275354 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your financial Advisor: UBS August 2016 friendly account name Account number. SCOTT STACK MANLYLE CAAkiEL 212-821-70001800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes Paces are Marino from independent gnomon bureaus that use cco-puenzeo va union formulas to a.rtanadcally &dusted for amortization of bond premium using lye convert yield method If you have calc Wait current values Actual market vaues may vay rid thus gairtsrlosses may na by accuately made a tar election to deduct the prenium snarlration on fatale debt secunties. you may request U85 reflected Cost basis has been Ousted for accreted original issue duoum (01D) Cost basis has been ust cost bais fa the tenni:german annanZatiOn. Trade Total lace value Pu!chase Aciusted Price on Value on Unrealized HcIdtng Hddng dae a mainly (S) puce (S) cost bars (S) Aug 31 (Si Aug 31 (1) gan or loss (I) period BANK OF AMER INTERNOTES NTS WE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 31,590.00 CUSIP 06050WDW2 Moody. Baal S&P. BBB+ EAI: $2,700 Current yield- 3.59% Nov 01, 10 150.000000 100 000 150.000.00 100.234 150,351 00 351 00 LT JP MORGAN CHASE & CO UTS EVE RATE 07.900% MATURES 04(2949 ACCRUED INTEREST 33,94999 CUSIP 466251-MAI Moody. Baa3 S&P B813- EAL 311,850 Current yield. 7.61% Dec 22.09 150.000.000 105. 100 157,650.09 103.759 155,625.00 -2,025.09 LT Total 1300,000.000 8307450.09 1305.976.00 -11,674.09 Total wined interest $5,599.29 Total estimated annual income: $14,550 SDNY GM 00022598 Gie7COCE005633835NP7003197198 00004 0816 03057%04 Y123574550000000 Page 7 of 12 CONFIDENTIAL EFTA_00133218 EFTA01275355 -HaAINE MAXWELL *UBS Account name: Your Asandal Advisor: UBS Strategic Advisor Account um accountr name' SCOTT STACK MANLYLE CASRIEL August 2016 ccou number: 212.82170001800.306.3140 Your assets . Fixed income (continued) municipal securities Prices are et:Reined from Independent quotation bureaus the we carputeized ea teflon 10fMtilt6 10 CiSCOUIll for sea/dies issued a a discount. When engines cost basis Is dsplayed, anortuation has been St date current Sues. Actual market Sues may very and thus calnillosses may not be accwately done using t te constant yield method otheml se cenortliation has been done using the straight km reflected. Cal basis has been autananicaly 'dusted for rnancbtory am:dilation of bond monism on method coupon tax.eserrpt munIciptf sec unties using the constant yieldmethodandfor &Crete() coigne Issue Trade Teal face value Purchase Aduded Price on Sue on Unrealized Hddng Hddng date a mattsity (4) pnced) cost basas Aug 31 (5) Aug 31 (51 gen or loss (S) period MICHIGAN MUN BO RUTH RV PREF BEM PRE.REFUNOECI RATE 05.000% MATURES 1001126 PREFERiNDED 1001(16 0 100.00 ACCRUED INTEREST 4937.49 CUSrP 5945573R1 Moody. WI rated S&P: Not rated EAI: 12,250 Cisrent yield: 4.98% Original cost Baas; $46,406.80 Nov 22,11 45,000.000 100.212 45,095.83 100.373 45,167.85 72.02 LT 61RINILLE TX INOPT SCH D FREE BeFte PRE-REFUNDED RATE 05.000% MATURES 0211929 PRERERJNDED 0211917 0 100.00 ACCRUED INTEREST $19999 CU9P 090874U5 Moody. Ma SW: Not rated EAI: 44500 Ciarent yield: 480% Original cost bags $93,704.74 Nov 14, 11 90,000.000 101.062 90,956.11 102,000 91,800.00 843.89 LT MICHIGAN MUN BO ALT' RV RATE 05.000% MATURES 1001126 CALLABLE 10'01116 0 100.00 ACCRUED INTEREST 4104.16 CU9P 594557465 Moody. Ma SW: AAA (Al: $250 Cur tent yield 498% Original cost bays $5,034.35 Nov 22, 11 5,000.003 100047 5,002.36 100.374 5.018 70 16.34 LT continued next page CNP70309005E33B36 NP7003197193 00004 0816 030575004 YI2357455000MyGhtcoorAtat 8 of 12 CONFIDENTIAL EFTA_00133219 EFTA01275356 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Nuandal Advisor: (Pit UBS August 2016 Friendly account nail Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 YOU( assets Fixed income . Municipal securities (continued) TAMe fetal feet Niue Pul(hd5e &lusted Pace on Valueon unreaized ridding Hddng elate at maturity(1) priced) cost Um (1) Aug31 (S) Mg 31 (S) gin or loss (1) Period BIRDVILLE TX1NDPT SCH D DON RATE 05.000% MATURES 0211929 CALLABLE 02/15/17 0 100.00 ACCRUED INTEREST 422.22 CUSP 090874LM8 Moody An SP: AAA EAI: 4500 Current yield 4.90% Ceign al cost basis. 310,056.85 Nov 14, 11 10,000.000 100.148 10,014.85 101.991 10,199.10 184.25 LT Total 1150,000.000 1151,069.1S VI52,185AS $1,11650 Total accrued interest: S1.263.86 Total estimated annual income: 57,500 Preferred securities Tiede tauter PuicM5e0aCe Puce per store Witt On unreedized Lidding Hddng dale of sham ref thin IS) Cott baut (S) on Aug31 (S) Aug 31 (5) gin or loss (5) period OTIGROUP CAPITALMil FXDFLT TRUST KO 7.875% WE 1030'2040 Symbol: CNN Exchange: NYSE (Al: $18,490 Current yield: 7.14% Oct 4, 10 10,000.000 26.130 261,300.00 25.910 259,100.00 -2,200.00 LT COUNTRYWIDE CAP V 7 000% CUE It/01/36 CALLABLE Symbol: CFC PRO Exchange. NYSE (Al: 37,350 Current yield:6.804/o Oct 26, 10 4,200.000 23.518 9%778.96 25.730 108,066.00 9287.04 LT Total 1360,078.96 2367.166.00 17,087.04 Total estimated annual income: 525,840 SDNY GM 00022600 CW0009305633837 NP7003197t90 00304 0816030575004Y123574550000000 Pogo 0 of 12 CONFIDENTIAL EFIA_00133220 EFTA01275357 *UBS UBS Strategic Advisor August 2016 Account name: Friendly account name Your Knancisi Advisor. SCOTT STACK MANLYLE CASRIEL Account number: 212.821.7000)800-3084140 Your assets lcon trwedl Your total assets Percentage or Cost Estimated Unrealized value on Aug 31 (I) your account Dane (5) annual tooter* (5) gsin or loss (5) Cash Cash and money Wallas 2.900.63 024% 2,900.68 Equities Common stock 47,890.32 47,403.04 1,838.00 487.28 Closed end funds & Excharge traded products 271,942.38 209,832.51 5,471.00 62,109.87 Other equity investments 30,518.46 35,866.036 1,93700 -5,347.60 Total equities 350,351.16 29.56% 293,101.61 9,246.00 37,249.53 Iroced income Corporate bonds and notes 305,976.00 307,650.09 14,550 00 -1,674.09 Municipal securities 152,155.65 151,069.15 7,500.00 1,116.50 Preferred securities 367,16800 360,078.96 25,840.00 7,087.04 Total accrued interest 6,803.85 Total fixed income 832,131.50 70.20% 813,79020 47,890.00 6,329.45 Total $1,185,383.34 10000% $1,114,800.49 $57,136.00 $63,779.00 Account activity this month Cote Adler; Description Amount (1) Dividend and interest income Taxable interest Aug 1 Interest COUNTRYWIDE CAP V 7 000% MX11/01/36 CALLABLEPAIDON 4203 1,837.50 CUSIP: 222388209 Total taxable interest $1.83750 Tax-exempt anterest Aug 15 Interest BIRDVILLE TX INDPT SCH DPREF BE/P/5 DUE 02I 529070011507 2250.00 CALLABLE PRE-REFUNDED PASO ON 90000 CUSIP: 090874U5 Aug 15 interest BIROVILlE TX INDPT SCH DBEIF7 5 DUE 021529 DM 011507CALLABLE PAID 250.00 ON 10000 CUSP: 0908741M8 Total tax-exempt interest $2,500.00 M1Scellaneous Aug 8 ()Mend BLACKSTONE GROUP LP1THE UNIT REPSTG LTD PARTNERSHIP NT PAID ON 400.68 1113 Total miscellaneo es $400.68 Total dividend and interest income $4,738.18 C NP7ODC0305633838 W7000197198 C0004 0816 030575004 V123574SSOceeffigyGht000ggri uf of 12 CONFIDENTIAL EFTA_00I33221 EFTA01275358 T UBS Strategic Advisor August 2016 Account name: friendly account nawl Account number. GHISLAINE MAXWELL Your IIsandal Advisor: SCOTT STACK MAP/ LYLE CASRIEL 212-821-7000'800-308-3140 Account activity this month (coati-WO Date Actinly Oesccpuon (1) Other funds debited Aug 2 Transfer JOURNAL TO Y 123575 GHISLAINE MAXWELL -6321 69 Total other funds debited -$6.321.69 Ode Activity Desoiplion Amount (1) Money balance activities MI 29 Balance forward $11.52 Aug 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,472 67 Aug 2 Deposit L185 BANK USA DEPOSIT ACCOUNT 1,837.50 Aug 3 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 08102116 -6321.69 Aug 9 Deposit UBS BANK USA DEPOSIT ACCOUNT 400.68 Aug 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 2.500.00 Aug 31 Closing UK Beak USA Deposit Account $2.900.68 me UBS Bent USA Deposit Account Is your primary sweePOPItoo SONY GM 00022602 CNP7034:030563.3839 NP7000I97I90 00004 MI6030575004 YI23574550000000 Pegs 11 of 12 CONFIDENTIAL EFTA_00133222 EFTA01275359 *UBS Your notes ""- ="7:===;:,75"--------2'""°' '' CONFIDENTIAL EFT,00133223 EFTA01275360 important information about your statement U3S Financial Services Pc. (the Firm or UBS Finarcial sent yOu the trst statenard on which the WC( Of Corporation (SK), which protects series *oasts* • Preen Cunene Income: twestments seekng the Strakal is a moniker of all principal security, canrrodey anablem appinad. its renters up to $502000 On( Wing 1.250,003 kr generation of income cinht and weirs exchanges. UPS Financial Services and LES - Prorate your name ad a-cord number (4 any) daims for cell The SIK asset protection limit, ;PP* to • Achim, Canaldpantrinion Internments seeing Bank USA re (died teak/ones of UPS AG and - Deco& the MOM Of the ante you are inure all fl ank that youhold h a particale cmacity. apish of regal rather than the minis of aftihaes of U35 Smite LLC. The Fares fhanoal about, and splain as ckaik as you cal why you the Fna togethn web certain aft hates, has also hcane. statement C available upon request The Font execute believe t is serer or why you need more purchased tagplerienteplOtatiOn. The Mairnall • Produce Combauthe of Man* and Capital oilices re a. infametis. amount peeatie to M *gibe clkgtc, cokaclieey undor Awed:non Iveninents seeing both the gennecn - Frondethe dole an -ant ca the suspected error. this area-ion is ZOO mbar x of Decent*, to, 201S. of nand rd groinh of rick* LESFinance Sereces Saud to the poky orditons ad limitation, rash a 1200 Harbor Boulevard The Firm or Card Issuer vii hoestigate putPampa* the hem is further protected fa up to 51.9 milbn n the Overall Sc profiles Weehewken, NI 07086 and vial correct my error promptk For alleged mots aggregate teat all your accounts held n a patioulei capacity A fJ copy of the poly wading is salable • COnSetVAt Seeks to mainUn niii ancipat with Menu UBS Vora4 debit cad tramed km, if we take This meatiest represents the onk official record of you' mote than 10 bus i-ess days to obligor we willcredit *son request. low risk and volatility to the accord moat rani LBS Finscial Services account. Other records, scent the means the *cost does not generate sir it Cant you accord for the EMOL•It ytuthaik is in error, so that acme a Mani and my rot keep pea with official taw Om/ninth contanng conflicting data should yea yell have the use of the money durng tie tine The SIK protection ad the suppkmenUI protection Manion. rot be relied wan 11 youbane thee is an tor a lakes us to complete our mestgetion. both do not apply to Orni990n plan report it immediately n memo to the • Caton trance assets controlled by (and ialded n • Moderate. Wiling to accept sane lips to pircPal and Branch lianacter of the office serving your accost. Please mire all checks payek to the Fan or the your account value) but hell away from UBSFina-cal tolerate some totality to seek hgher returns. Inancial inflation a-dated on he trait Ce the Services (e.g., certain( cash at UBS Bat USA. 00 • Aggress/a: Wiling to accept high a* to ponce,* and Mbar a fires shown are Mended to be accurate. statement In addition to regular acccul fees, accounts cash at Les AG U.S.Manrhes, (4 neurarce padtas, high valet lily to seek 4hreturns Ow air*. statement tea tcukt not be wed fa la proposes Rely may be abject to mantenerke Ian, chain for rte including variable ennui**, aid (in turn of Maud • anwean' Edaabefira Comiteration: I Contact a seek on yeaund tax Ism. (ie , Form 1099. 5498, payment kr securities purchases and charges kr unpaid kinds where such tram re registered drat& n the PaliOa of the portfolio for *at account may node 10425. etc ) when prepamg your tax return. The Fan 5 amounts a cash acacias. Accounts that re transferred name of the account holier on the books and records camas strategic, limited Reeky andrater required by law to temp to tie IRS all taxable dividends, to other instiulirs my be subject to a transler fee of to malice* agar a transfer agent), reporubb nortutuble clitaiind and uxtk Mere* • Certain mesh-nerd contracts or iniesiment interests erred en securities held apt/ exant ran atone UBS Sweep Oreiens (e.g.. lirnited partnerships end parse placements) that Statement •heuteholdier on see tratradire, rd cos* basison certain covered LES offers options kr sweeping cat balsas. balances are rot regitered tat tie Securities Act of 1933; We may cakordate all related account statements with seculars, to ha* deposits at UM Brit USA and LEG AG Stanford ad the same attfress n the same enmelax, a g. because Manch (Bak Sweep Ritcprrs)), money make mutual • Commodities cortrads (e.g, kreign *char and May have owners who ako maistain Sonl account Czenlitsliankiell with the Finn bads (Money Fuca) and the internetionalDepose roc°, metal contracts), includirg futures contacts relearohips well other clients a the same address. If • Please recortinn raj oral coureinkations in wring dawn (DA)Iorcuttanect with in antirational ad commodity option contract,. you safer to went individual **mien* mailed n tofurther protect your rights. inducing your rit Rqfp,r0a Maneprrierd Accost *tough the Bair The SEC protect ion and die supplemental protean do separate enalcoes, you may decline hocr,eholdng by ender tie Se:Lilies Investor ProtectionAO (SEAR Sweep Programs, cash balms we swept to LES Bank not apply to these assets nenif they otherwise appear calling your Finance Ai tor • n thefinancial institution is the top let of du fire USA to to an established knit ad then to UBS AG on your sUtements. The SEC protection aid the of this statement isnot U36 F ntricial Sakes, LEG Stanford Branch, or a Money Fund. Deposes at U26 54Tellanental protection do not protect against changes Friendly aware name Handal Smite carries year b=eet as dewing Bank USA ay FDIC inured in accorda-ce withFM n the market vela of yes inurement> bets (whether as The Fixedk acccu-d name is a custancazto 'nickname' baker by arra-gement with the ideated inslitution mules. Format iriormatian please *sit wwwfdic result of market movement, issuer a chosen by you to assist you with your recoreeePhi We in you of this ralahariShia when you Deposes at LEG AG StamfordBrad, ad shares of other** has no legaleffect on yOur account You can clunge opened this accost h the cast your kits and MoneyFadsare rot hared by the FDIC. More irtonnation is avaable spot. repast. your inend9 aCCOUll narnel. though Onkue Services a stories tee located a UK financial Services and rot You mey cbtan more irionnation about SIK, erclud09 by cantata-9 your Financal Athiscr. the neadang broker, ad younut make aern Through the DA, (mailable to each balancer ar• swept to the SIPC Boar by contacting SIPC at 202-371 -83C0 of ay error or omission to both firms As described depose &costs al UBS AG New Yak Branch and LES or by Ming the StPC inesee at wawa/more Account overview tie account agreements, youmust no* w of a AG Caplan Ranch lieu deposits are not Sauced by • vote of yon acothatrionfolo. Net of assets and errors or triad awaking chedcs reflected on your staterrent weal 30 Chyl alter t was mailed or made tie FCC. Betakes held at the UDS AG Carman Branch are tempests, reposed to the sovereign lit of the Dividend Reimestmene Program pun abiluK • Asxb ncLides weld* cash balance,, sakes fa the prin reflected is an etaay take. You may °Man available. All eternise shall be deemed corrplse Calms Mack, and there is no guarantee or other the ewe price transom F retie Adam'.04,i *hole merited *curdy hesf ), and Global Tire Deposita and accurate n all other respects if not objected to in obligation of UBS AG to renal to Saxes while al the shares aro purchased under DRIP; petal Alain MI be reared marks to make, and certain assets not held writng wthin 60 days LEG Cayman's Brach's books. soldad the cashMI be deposited your account. The • the Fim. Does rot include raked sectritieassets • Please divot cutromer complaints or notnes to tie &Wad reinvestment price applied by the tear may at the end the prior and arrent statement (*.nods, or Fints C lent Re strouDeanne* at 201252.1699 Deposal at LES Berk LISA and cab UPS AG Branch are • ffer from the make price al whch tie partial shires pane ineestrntritt invested stock options and a toll** r. 903.354-9I03, 8:03 A.M. to 6 at P.M not protected by SIK. Monet Fund chres are protected re sold enrusable stock options FT Monday through Fraley, or in awing to LES by SIPC. See 'LOS Financial Services Accost Protecton' • ulieees Induces debit baleces. cumarding margin Financial Senices Ix., Client Relations Department, below. Cedleinlieu loss, credit kith short accou-d balances. P.O. Box 766 Union Coy, NJ 07087. Cnk uncle unts may be head yam amount. If you au • Cetheoney balances. Total of uningsted *agate • In case of ears Or ClUtIliara about an electronic Uponmu repeat balakin in the Bare Sweep entitled to a petal sit a a nesun ol a minded parent cash balances, plus depose telexes at UBS Bank USA, ftricla transfer (61), bas parr a UBS Votclebit Program or DA may be arthdrawn and shires of a or otherwine, the Firm will either sell panel web* Lw5 AG U.S Branches ad money make mitial fund card vantactions, call KO-762-1000, a robe to UBS Money Furd may be licpidated, ad the proceeds made price a accept an /mord determined by a sweep balms. the cane of tie statement period Financial Senices lx., 1000 Harbor 814, 6th floor. returned to you or your seosdies acccui1. registered clearng a;ency, and credit you' attars. lartanirrodik free crib& Saxes in you' account are Weehawken NI 07086, Aare RIAMKA Sakes. not served born other balances and tie Fanmay Bator inform/ton about available sweep agora Investment objectives iAt ay these funds h the ordinay coura of is Caeca Write at nom in yeti can, if you Ptak your nokadrg wren it rates and Prick 5 available at The hanimere candies and risk profile an spec it to bushes These funds re path ran your downed stemmed a receipt k among or if youneed more wmyubs cense/tenni:ix from your F nano* Adam' each account and may vay between tar =cut This total is ridded in to went period caning Vain lawman:el toe a transfer on the statement or or by along KO-762-1000. Neese advese the Firm rapt& in wining of ay receipt The Firm or Card ester (as epicable)must smna joint change in I nor dial situation or Lending hformation hear from you no leer then CO days alter taken UN Financial Serrkee astern protection investment &actives For eachwant het you For cleared pnl°natation on the Fern's le dig pretties The 5,t-n r. A manta, ci (te. ran< 1--ea-eo• PrOta-tra. choose one of the following investment objectives. and declare. refer to you Client Rebtionthip SDNY_GM_00022604 CONFIDENTIAL EFTA_00133224 EFTA01275361 Important information about your statement (COMIntled) Aratement or ACCOLII Agfet*It'd and the General - We gemmed use the closing price when avalhka liquid and own a they can be sold, the pre. — h aaltion to cornmesims received n connection Terms ad Conditions U3S Statement of Credit Practices Ow man of the bid ad ask prices for limed received may be leis than the per shore estimated with the sale or &thbution ol array contract mailable in Agreements andOix&ores a acuities and optics ce only bid prices for OTC vain provided n the Award statement, endue investment but tries tows clients, we Bmay ratrmantansurvererletu tot. saintits. audit( our affiliate reemergesme sharp - Less actere4 traded secuities may be priced using a • Restricted securities. Restricted sedates general4 cempensation fromfumy of the instance Yow an valuation model a the moss recent ace we aw not tummy elcbk for public sale. UBS Financial companies Underlining the amity Centrals, Your statement itemises securities ate other ends held claimed and may not reflect air actual market price &arca Tat the mesa priced the unrestricted stock aft/rates et to beteara cormats or glamors of tithe account at the end of the risemers period. You a value of the same issuer as an imputed value for the the ant imestmmt tuts we anima may ark for debreW d hay pad seosities at re time. - Certain positions may appear mitoa a price and restOcted Pak 'troupes's of th4 statement orgy To - Our affiliates also receive trading commesions ad You may receive securities tried as loan collateral aher will thaw as 'peke was not awilide• it we are the extent tut reatted settees are eligbk to sale, odor compensate° from nand' tuts and paying any balance sea an them. Arrysecureves unable to obtain a price fora warty. the value raened may be sibstanual4 less thanthe rune companies talon products we &abut. Pentland to the Firm rising the statement penal are - Deposita a securities denominated ilCUM71-00 incised vahe *040 - We receive an aerial he from UBS Bre USA ad listed at market value as of the end of the staternall other thin U.S &errs are reflected at the 'whir& LES AG Stanford Rand, 0(0)10 $25 per accart Perot rate a of the statement date. • Est. (estimated) income. arrant yields and rates sweeping to the barks under the UBS Bank Sweep • Cost base. In determining the cost basis of he - fa certain senates rading n non-conformrig An estivate of annual income is based en current Programs. securities inebded in this statement, where indicated denornnations. price and quantity (face Wu) may dividend ad interest rats, morning the seosites will wih the number "I, • .BS F natal Services has relied have been adjand to facilitate paper vatuatim be MU for or,. yes from statement date or until Adivity VIinformation &lined from sources other thanUES To &tarn te em quotalene when avaittle. contact maturity This intimate early a gudolne; accuracy hkemabon repining commksims and other chsges Fnoncial Santis. including information from another you Financial Advisor. ad continued income are not guaranteed haired in connedim with the eye:taker of trades, fine a that sumac have provided to you finaxial - Estimated snail acme and cumin yield for etliefrg option vansections ha been inctstd on Adam The Film does not irdeperantly verity • Private inmarnems and arachnid products. certain types of leashes could &kale a tetra of conliMaiore prewousbr fuirthed to you, and vat be gairantee the actracy a vaklity of ary Wormation Private ratan most at Inching drat ethane:dor capital gains in which case the est provided to you prcrriptly on repast provided by 30S)05 Car than LESPi-antral Seneca, pankipati:n program and real Waite investment mist income (a-dcurrere yell would be ownlated. ▪ adatim *hough UPSfit-kW Serrices general& sessile.) and struclued proins are generalb highly - Estimated anal income and anent yield and tie Short sidling La:dates nfamatim as t is recerved, the him 44iid. Celan stnstised pecclets have not been actual exam and yield Mgt be lowers higher you are engagedin short selling a security, you mad does not provide any &unreel tut the int:emelt:a regotered with the Securer's and Exdsage than the estimated armunts. heir a charge dm to certain tomerag costs for that seder 'Cost bans° ad ^Unrealized god Ws' is Commesian ce undo. aed date seeuritiZein. INe - Are *Sinn of arrualeed income (dividend sada patbulase sty. accurate as of the date of fhb statement. A, such provide es:Initial Wee for private investment intend) divided by the current malet please do not relit on this nfanution to make senates irdMirrored products tor hilamatinal valkiaverage balance is based on the Inv dividend Open orders peschase or sale decisions for tax puposes a purposes any. !sang is rot guaranteed. or interest payment mode by die issuer and Regarding open or • gxottillicancelledi ceders tut otherwise. Accounts turderred to the Fiat may - These vahes may differ abstawised bons prices, il mans the seetrereadepasts will be held foe me were not executed by the StattalitIV date, open buy and reflect gait ca hfamatim only for the period d any. at which a private Setirntril thy year from 4-e statement date or until amen, sea slop orders are redmed by the amuse of dhichreds tine they are held at tie Fin More hiaorical structured product maybe bought or sold and do Accuracy at continued yell xe not guaranteed or rktits cn an ex-dividends a earhis Sae unless rilcrmaten can be aited by wer Faaxial Advisor. rot necessitibi represent the vaia you may receive inflated odserwee bysum You are responsbk for ipso litaidatim. • Assets not held bytes Financial Services. Cenah orders that are executed Oa toyer% lalure to cancel • Unwanted gant/lonee item data n - Third petty estmess of vain are as a ecertain mats are rot held by the Finn and not wean the misting open order,. euinated tamarind &initiates are cam/and la date ard an supplied to UBS fascia Services on a Fern's possessim or tan& These assets are • nosey lots. The transaction data for regrear basis by an independert valision firm. deplayed on tar statement for informational Perm navies' lots may or may not reflect ccmmissicns, - barer. general Tumor or sponsor estimated vales. purposes orify. Positions and values presented re To canaries a copy of as current Client PrivacyMake. if and, are 'aled to the Fm by he issuer, please coital you F name' Athiscr or net our mink rZ cedar security reorganizaten 'wets d and other reinvestment lot ad systematk puchisie lots are each combined to distally cr. general partner or paha and may be calculated based an &Jena information from tut used by provided by dal asu'rg fern. UBS Inancial Services not retycrwMt tor NS information and does not guarantee es accuracy. These assets aie rot protected at ttaaw 0), enagatatnartirer engaged lot IN 'Trade date' colan presents the third patties to &rive their estimated values. by SRC or he Fines suPalanentalSIPC Own?. IBS Financie Stakes 4 not a bark The MIA, Business original transaction trade dale. - You can obtain aedincrel informaton regarding Services Account EGA and IRMA are takinge accounts the metcoblagy used to determine the estimate • Revenue shuns and additional ampueesatica. which provide access so banking services and prophets • Callable securities Bonds and preferred stock that value ad the dale of Me Haman:name is the — In addition to commissions an saes and 12b-1 lees am* avangements with afI Sated lurks ad other the issuer cats for try rederepion wit be selected basis fa the ectimate by contanina your financial received in terrectiat with be distribution a 'hr.:loamy bares, at provide maw to notrace and irroalrallt by lot from among all seaman of hat Advisor rrulual hats to ow dents we ands our affaate emote products owed by unalfilWed thid-party tie held h ournarne or n nomixe name for os - Thirdparty 'singed valet may be reflected as receive revenue sharing Payments horn dienbeitors insurance amps- es through insurance agency clients. Call team recematicn m cbtaned lionwhird 'Not priced in several stumble when an ardor advisors of therata funds that me sell. subsdianes of UBS Financial Services Inc. parties and al accuracy is not &manned. Other call ideperdent valuation tiro has not %Willeda it These arnants are based on two &fermi haves may ant which could 'Mat nett campreie unable to assign a vat*. nelearwe become mare corrpononts (a the amant of ales by UBS of a Pronment. imuraxe. ad aruily products, rikrrnaticn will be crovi*d upon request that a matenal 'wet has ccosred that may call a Palicular mutual fund Pamir to our clients: and d) Nat MK Meted • No bank guaartew May Rive vela aevous/d repined value rep question, or awn a the asset value of a particular rrutual fund famiVs • Certificates of deposit (CDs). CDs are FDIC nsured value would be high speculathe due to the nature shares held a the Urn RUA. Resource Management Arm nt. Business Services rip to S2 b),000 in principal and ascend irtenni per the security. — We and as allAate ako receive flanking rid Account BSA IIMA and intonational Resource depositor ate per depository inaitunort h acccedance - When neither an num general partner or sponsor cumber accosting fen n consideration for Management Accord aw registered service malts of with FDIC mks estivuted value nor a third-pal/ Minuted Tula is trader agent amuses that we prate to the UBS humid Servkies Inc penarded, the vale el the study Mk be diherent mutual fir& These fees generally are pad from • Prim/value Prces dieplayei for secuntes and other Irene itseach& price. investor asses n the revalue leant and area load VISA Signalise is a moaned service mask 01 Visa predicts my be higher or lower than the price that - • Datributiens to date' may include robin of dais amount based on the iambs, of accounts at Immatimat IBS Via &gnatse are cads and UBS )0J would actually receive in the make. Mae are capital, ncome orboth. the broker.dealer linking mutual funds of that fund Visa debt cards are eared by UBS Bre URA with obtained from varkus grid party sources which we - 'Original unit size' represents tic hkial dieting fairy Prmssion from Vna U SA Incorpaated. &Wye to be relable, bat we do not gaunter then peke per exit at:I mar not reflect you cot bast. accuracy. - DIP at unlisted REn settees are not listed on a UM Financial Resvices Ms Rev. 201604 rational securities exchange, and are goner* SDNY_GM_00022605 CONFIDENTIAL EFTA_00133225 EFTA01275362 1.165 Fnancial Services Inc. UBS Private Wealth Management 299 Park Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 September 2016 CNP700545a7570916X13 VI 0 GI-1151ACE MAXWELL Account name: GHISLANE MAXWELL Friendly account name Account number: Your Financial Advisor: SCOTT STACK MANIISLE CASRIEL Phone 212.821.700QB00.308.3140 Questions about your statement? As a service to you, your portfokr value of Call yOur FinarKig Advisor Or the Value of your account $1,182,E61.13 includes accrued interest RMA Resourceline at 800-RMA- 1000, on August 31 (4) On September 30(4) account 029323574 Your assets 1,185,383.34 1,182,861.13 VisItour websIte: Your liabilities 0.00 0.00 www.ubS.COMIlinanCiakerviCeS Value of your account 51,185,383.34 $1,182,861.13 Accrued interest in value above $6,803.85 18,830 54 Sonroes of your account growth Tracking the value of your account derive 2016 Value of your account S Thousands at year end 2015 41,311,717.81 Net deposits aid 1,584.3 mrithdratials 4169,951.30 1,311.7 1,1821 1,185.4 Your nvestment return Dindendard interest income $40,874.48 Change in value of accrued interest 43.651.66 Change m market vat,. -13,421.52 Dec 2014 Det 2015 Au9 2016 Sera 2016 Value of your account on Sep 30, 2016 41,102,861.13 SDNY GM 00022606 Member SIPC CNP70005006454757 NP7000306144 00004 0916 030575004 Y123574550101003 Page 1 of 10 CONFIDENTIAL EFTA_00133226 EFTA01275363 SUBS UBS Strategic Advisor September 2016 Account name: Friendly account name Account number: t.tAaNNELL Your Fi sandal Advisor. SCOTT STACK MANLYLE CASRIEL 212-821.70301800-308-3140 Your account balance sheet Tne value of your acount induces assets held s LAS and cenan assets held awe/ Iran USS See page I for more I d0nnati0n. Summary of your assets Value on Percentage of September 30 (14 your account 459.54 Cash and money balances may include A Cash and money balances 0 04% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 000% account balances. 085 AG Stamford Branch A deposit account balances and money market C Equities 346,280.50 29 27% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 836,121.09 70 69% two pages of this statement for details about those balances E Non-traditional 0.60 0.00% F Commodities 0.00 0.00% 0.00 r 00% Total assets $1,182,861.13 100.009E Value of your account $1,182,861.13 Eye on the markets Percentage change Index September 2016 Year to date S&P 500 0.02% 7.84% Russell 3000 0.16% 8.18% MSC - Europe, Australia & Far East 1.27% 2.20% Barclays Capital U.S. Aggregate Bond Index -0.06% 5.80% Interest rates on September 30, 2016 3-month Treasury bills: 0 One-month LIBOR: 0.53% CNIve0030064547513NP7OCOX6144 COCO. 0916 030579004 n23514550 IONNWGit0002200e 2 of 10 CONFIDENTIAL EFTA_00133227 EFTA01275364 Your N sandal Advisor: SUBS Account name: GHISLAINE MAXWELL UBS Strategic Advisor Friendly account nal SCOTT STACKMANLYLE CASRIEL September 2016 Account number. 212-821-7000'800-308-3140 Change in the value of your account Summary of gains and losses Values reported telcw exclude products for which gam andlosses are not classified September 2016(Si Year to date (I) Realized gains and losses Unrealized Opening account value $1,185,383.34 $1,311,717.81 September 2016 (5) Year to date (5) gains and bsses (4) Deposits, including investments transferred in 0.00 6,090.00 Short term 0.00 586.02 -1.08 Withdrawals and fees, Long term 0.00 6,027.80 61,948 12 including investments transferred Total $6,613.82 $61,947.04 $0.00 out -2,900.68 -176,051.30 Dividend and interest income 459.54 40,874.48 Change in value of accrued Cash activity summary interest 2,026.69 3,651 66 See Account activity the month to de1als &lances in your Sweep Options are indudedin the opening and closing balances rave. fDiC insurance acches only to deposits at UBS Bank USA, not to deposits at 1185 AG, Change in market value -2,107.76 -3,421.52 Starriord Bench or bank deposits paceothrou0 the UBS Internaiond Deposit Account prcgram. 9PC rxotection applies to money market sweep fiord holdings but nal bar* deposits. S./timpani°, inearmation Closing account value $1,182,861.13 $1,182,861.13 goat your fraternal* on the last two pars ci this document for &leis September 2016 (5) Year to date (S) Dividend and interest income earned Opening balances $2,900.68 $541.48 Additions for purposes of Pis statement, tacabity of interest and dnidend income has been determined !tan a US tar reporting Percectne Based upon the residence of the account holder, ac count taw. or product type. Deposits and other funds credited 0 00 6,090.00 Scene Interest antler (laclend payments ma) 001 be Subject to United Stares (US) anaor Puerto PICO (PR) Income ta.es The (lent month)/ statement Is not intended lo be used and cannot be rated rain for tar 0lvdend and interest income 459.54 40,874.48 purposes. Clients should refer to the apt:lad:4e tax reporting forms they fertile (torn UBS annualy, such as the forms 1059 and the Farm 4e0. foe Ian reporting information It Is the practice of UBS to file the Proceeds from investment transactions 0.00 130,303.76 spigatie tar reporting forms SO the US internal Revenue Senice aid PR Treasury Department. and in sec h roma accurately dregly &item/ ardor interest as tar elan(' or tact * imam Please consult your Total additions $459.54 $177,268.24 Ind vdual tax preparet Subtractions September 2016 en Year to date (S) Professional management fees and Taxable dividends 459.54 5,848 61 related services 0.00 -6,080.10 Taxable interest 0 00 27,384 62 Other funds debded -2,900.68 -169,971.20 Tax-e>empt interest 0 00 6,250 00 Funds withdrawn for investments bought 0.00 -1,298.88 Miscellaneous 0 00 1,391 25 Total subtractions -$2,900.68 -$177,350.18 Total current year $459.54 $40,874.48 Net cash flow -$2,441.14 -$81.94 Total dividend & interest $459.54 $40,874.48 Closing balances $459.54 $459.54 SDNY GM 00022608 CHP7COCO3C6454759NP7000305144 00034 0916 030575004 Y17357455010100) Pogo 3 a to CONFIDENTIAL EFTA_00133228 EFTA01275365 Account name: UBS UBS Strategic Advisor September 2016 Friendly account name: Account number: Your Kneed. Advisor: SCOTT STACKMAIN/LYLE CASRIEL 212.821.7006800.308.3140 UBS Bank USA Deposit Account APY Interest Period Aug 5 - Sep 7 Opening UBS Bank USA Deposit balance Aug 5 $0.00 Closing UBS Bank USA Deposit balance Sep 7 $0.00 Number of days in interest period 34 Average daily balance $1,447.52 Interest earned $0.00 Annual percentage yield earner.: 0.00% Your investment objectives: You have identified the Following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager You can find a full description of the alternative investment objectives in Important inbmation about your sratementat the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary moderate investment eligibility consderahon None selected Your account instructions • You account is currently coded for margin. • lots account cost bash default closing method is FIFO, First In, First Out CrIPTC0C0306454760N/T000306I44C0004 0316 030575004 YI23574550 I0M4yGm000220se 4 of 10 CONFIDENTIAL EFTA_00133229 EFTA01275366 UBS Strategic Advisor Account name: GH17.LAINE MAXWELL Your Finandd Advisor: *UBS September 2016 Friendly account not Account number. SCOTT STACK MAN/LYLE CASNEL 212-821-70001800-308-3140 Your assets Son* ones, nicotine and current vaues Sherif May teapproxirnate. AS a feint. gains andlOsses may not be accurately refkcied. see Aporunt infosenabon about your statement a the end of the td cumem fOr more infornmon. Cash Cash and money balances Cash and money balances may include avalddecah balances, UBS Bant USA depaut account balances, UBS AG Startord Branch deposit account balances and money market mutual fund sweep baiances UBS Bank USA deposit account balances are insured by use WC auti ton applicable limits, but are not protected by SMC UBS AG Stanford Branch deposit accoum mantes arre not insured by FDIC and are not protected by 91,C Money market sweep balances are protected by SSC but are not innured by the FDIC. See the Important information about your statement at the end of this docunent for de Ms about those biances. Operang balance Closing tclaxe ante per that, Average Doldencl Interest Days n Hddng on Sep I (I) on Sp 30 (S) on Sep 30(1) rate period petiod anouol (1) LIB5 BANK USA CEP ACCT 2.90068 459.54 250.00000 Equities Common stock Purchase pritd trade reinter Avertipe bribe PK< per shtee Vdue on unietazed Hddng Hddng date of snares pet share (1) Cost basis (I) on Sep 30(S) Sep 30(1) gain or loss (1) Period BANK OF AMER CORP Symbol: BAC Exchange: NYSE EAI: 1283 Current yield 192% May 17, 11 303.003 II 860 3,59384 15.650 4,741 95 1,14a11 LT Jun 21, II 313.000 10.670 3,33986 15.650 4,898 45 1,558.59 LT Aug 2,11 328.000 9.802 3215 15 15.650 5,133.20 1,91805 LT Sectrity total 944.000 10751 10,148 85 14,773 60 4,624.75 GENERAL MOTORS CO Symbol: GM Exchange. NYSE EAk 11.555 Ctsrent yield 4 78°4 Nov 18, 10 1.023 003 36 416 37,254 19 31.770 32,500.71 -4,753.48 LT Total 147,40344 $47,27431 -$125.73 Total estimated annual income: $1.838 SDNY GM 00022610 CelP7C009306454761 Nn7000305‘ 44 COCOS 0916 030579004 Y123574550101003 Page S of 10 CONFIDENTIAL EFTA_00133230 EFTA01275367 *UBS UBS Strategic Advisor September 2016 Account name: Friendly account naml Account number: GHISLAINE MAXWELL Your A nodal Advisor: SCOTT STACK MANY LYLE CASRIEL 212-821.7000/800-308.3140 Your assets . Equities (continued) Closed end funds & Exchange traded products Total reinvested is the tole d al reinvested dad ends_ tt does not indite* any Leah dvIdends. It Is nal a la emreaNzed NOgemor loss is the alienate between the current "due and the cost Daus aid would lot for the purposes of determining holdrg periods or cost basis. The shares you receive etth tale you gene" be your Invade gen or loss if the seclaity was sold on the date The unreakzed dad gen or loss reinvest dudench become a separate tax Cl. may need so be adinted for return of capita pameres in order to determine the realized gain or ins for tax Cost Also o the told purchase cod of the security. inducing reinvested dudends the cost basis may need royolino purposes to be eluded for return of taped payments in order so detect-one the "lusted cost basis Ice to reponng Imearnenf maim is the current value minus the amount you wrested It does not include shames that ace not purposes reflected on your statement, mncludng shares that haw been realized as either a gin ce a toss li tho does not endue:teeth duclends that were nol *invested Purchase price Number Average pace Client Cost AKe per share value on Linearized dm) investment Hddrg Hddng of shares per share (I) investment (S) basis) on Sep30(1) Sep 30 (S) gain or loss (I) return (S) Period SPE* S&P 500 ETF TA Symbol. SPY Trade date: Jul 12, 13 1245.000 167.496 208,533.63 208,533.63 216.300 269293.50 60,759.87 LT Total reinvested 6.000 216 480 1298.88 216 300 1,297.80 -1.08 EAL 15,532 Ccsrent yield: 204% Security lOtal 1251.000 167.732 208,533.63 209832 51 270,591.30 60,758.79 62057.67 Other equity investments Cost basis and gans and losses have not been eluded aulmark aly for return of capital payments Resincted security values are estimated fee informational purposes See Important •Worrnafron about your statement at the end el this document for additional information Purchase price Trade Average price Cost Price per share Value on Unrealized Hddng Hddng darn of shares per three IS) basis 01 on Sep 30 (S) Sep 30(S) gan or loss ft period BLACKSTONE GROVP LPITHE UNIT REPSTG LTD PARTNERSHIP INT Symbol: BX Exchange NYSE EAII 11,937 aerent yield 6.82% Sep 15,14 1,11300D 32 224 35,866.06 25.530 28,41489 - 7,451 17 LT CNF7C000306454 762 N1,7003305144 00004 0916 030575004 Y123574550 IONNWGro00022tome 6 or + CONFIDENTIAL EFTA 00133231 EFTA01275368 UBS Strategic Advisor Account name: GHISLAINE MAXWELL Your financial Advisor: *UBS September 2016 friendly account name: Account number. SCOTT STACK mArl LYLE CASRIEL 2124321-70000300-308-3140 Your assets (continued) Fixed income Corporate bonds and notes Prices are claa nal from I nckce ndenl quotation bureaus that use ccomseenzed valuation formulas 10 axamdcally actusted for amortization of bond prerrtum using the convert yield met hod If you have calculate current values Actual market vitas may vay and thus gairtsrlosses may nd be nately made a tax electron to deduct the preniurn mot ration on untie Mbc secunties. you may mount UBS reflected. Cost basis has been Ousted for accreted original dsue duount (010) Cost basis ha been a4ust cost bars for the bond premium amortization. Trade Total face value Purchase A4usted Price on Vaue on Unrealized Hdding Iddng dee a matmly (I) cote (1) coat bad (I) Sep 30 (S) *:•30 (S) gan or loss (I) Period BANK OF AMER INTERNOTES NTS PIE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 12,025.00 CU9P 06050VVDW2 Moody. Baal S&P. B88+ EAI: 12,700 Current yield- 3.60% Nov 01, 10 150,000000 100 000 150400.00 100.128 150,19200 192 00 LT JP MORGAN CHASE & CO NTS WE RATE 07 900% MATURES 04129e9 ACCRUED INTEREST 34,937 50 CUSP 466251-1HAI IsAoody. Baa3 S&P BBB- EAl. 111450 Current relit 7.69% Dec 22, 09 150,000.000 105100 157450.09 102.750 154,125.00 -3,525.09 LT Total $300.000.000 9307460.09 930401740 43033.09 Total accrued interest 56.962.50 Total estimated annual income: $14,550 SDNY GM 00022612 C PiP7C009306454763 NV7003305144 C0001 0916 030579004 Y123574S50 101040 Page 7 of 10 CONFIDENTIAL EFIA_00133232 EFTA01275369 *UBS UBS Strategic Advisor Se ptember 2016 Account name: Friendly account name Account number: GHISLAINF MAXWELL Your IS nand) Advisor SCOTT STACK MANLYLE CASRIEL 212.821.70001800.306.3140 Your assets . Fixed income (continued) Municipal securities Plats are obtained from Independent queen& bureaus the we cortputented vacation formula to dscount for sectilles issued a a discount. when origins cost basis 4 &played, anottatagon ha been cat was current Sues. Actual market Sues may way and thus winillosses may not be accwately dote using tit constset yield method °theme amortization na been done using the straight Ione reflected. Can bait has been automaticity adusted for mandatory amortization of bond premium on method coupon tareserrpt municipal sec unties using the constant yield method and for accreted coigne issue Trade Teal fee value Purchase A4uSted Pace on Vinton Unreabed Holding Hdtlng date a rretuity pncet0 cat bans (9 Sep 30 (5) kp30(5) gan or loss (1) period MICHIGAN MUN BD AUTH RV PREF REM PREREFUNDED RATE 05.000% MATURES 100 1126 PRERERiNDED 1001/16 0 100.00 ACCRUED INTEREST S1,118.74 CUSIP 5945513R1 Moody. Not rated S&P: Not rated (Al: $2,250 Cisrent yield: 5.00% Original cost bat 446,406.80 Nov 22, 11 45,000.000 100.000 45,000.00 100.012 45,005.40 5.40 LT B1RDVILLE TX INOPT SCH D PREF B&W PRE-REFUNDED RATE 05.000% MATURES 02/1929 PREREFUNDED 02/15/ 17 0 100.00 ACCRUED INTEREST 3%2.50 CUSIP 090874U5 Woody. Ma S&P: Not rated EAI: 54.500 Current yield: 4.92% Original cost basis: 493,704.74 Nov 14, 11 90,000.000 100.868 90,781.21 101.558 91,402.20 620.99 LT MICHIGAN MUN BD AUTH RV BE/PI RATE 05.000% MATURES 10101126 CALLABLE 10/01116 0 100.00 ACCRUED INTEREST 412430 CUSIP 594557485 Moody. Aaa S&P: AAA EAI: 1250 Current yield 498% Original cost bear 35,034.35 Nov 22, 11 5.000.00) 100000 5,000.00 100.363 5.018 15 18.15 LT continuedmaps'. ChIP700C0005454764 NP7000305144 00004 0316 0305750N YI 23574550 lOgagyGm00022bie II Of 10 CONFIDENTIAL EFIA_00133233 EFTA01275370 CHISLAINE MAXWELL sUBS UBS Strategic Advisor Account name: Your Pi sandal Advisor: friendly account namel SCOTT STACKMA:aLYLE CASRIEL September 2016 Account number: 212-821-7000/800-308-3140 Your assets Fixed income . Municipal securities (continued) Dade Icor face rave fu,cnae A4usted Pore on Vdueon Unrealized Hddng Hddng dale at mabilly priced) Cost bean (S) Sep 30 (S) Sep30(t) gain or losS (1) pedal BRDVILLE Tx INDPT SCH D BEM RATE 05.000% MATURES 0211929 CALLABLE 02/1517 0 100.00 ACCRUED INTEREST $62.50 CUSP 0908741M8 Moody Aaa S&P: AAA EAI: $500 Current yield 4.92°k Original cost basis. $10,056.65 sloe 14, 11 10,000.000 100.121 10,012.14 101358 10,155.80 143.66 LT Total 9150,000.000 5150,793.35 9151,581.55 9788.20 Total accrued interest: $1.868.04 Total estimated annual income: $7,500 Preferred securities Trade Witter PUICI155e once Pace per store Witt On Unmerited ridding Hddng date of sham pin glare (5) Cost bmis on Sep 30 (S) Sep 30 ($) gap or loss (I) period OTIGROUP CAPITALMI FXCIFLT TRUST PFD 7.121% CUE 1030'2040 Symbol: CNN Echango: NYSE (Al: $17,720 Current yield: 6.73% Oct 4, 10 10,000.000 26.130 261,300.00 26.320 263,200.00 1,900.00 LT COUNTRYWIDE CAP V 7 000% CUE 11/01136 CALLABLE Symbol: CFC PPR Exchange: NYSE (Al: $7,350 Oorent yield:6.79% Oct 26, 10 4,200.000 23.518 9%778.96 25.760 108,192.00 9,413.04 LT Total 5360.078,90 9371.392.00 $11,313.04 Total estimated annual income: 125,070 SDNY GM 00022614 011,700:07064$476SNP70033C614400004 0916 030575004 Y123574%0101000 Pogo 9 of 10 CONFIDENTIAL EFTA_00133234 EFTA01275371 SUBS UBS Strategic Advisor September 2016 Account name: Friendly account n Account number: GHIS.ANE MAXWELL Your Knancid Advisor: SCOTT STACK MANY LYLE CASRIEL 212-82 I-7000/ 800-3C6.3140 Your assets icontnyedl Your total assets Percentage of Cost Esimated Unreaized Vaue on Sep 30 (5) your account bans (51 annual more (S) gain or loss (S) Cash Cash and money Wallow 459.54 0.04% 459.54 Equities Common stock 47,274.31 47,403.04 1,838.00 •128.73 Closed end funds & Exchange traded products 270,591.30 209,832.51 5,532.00 60,758/9 Other equity investments 28,41499 35,866.06 1,937 00 -7,451.17 Total equides 346250.50 29.27% 293.101.61 9,307.00 53,175.59 %zed income Corporate bonds and notes 304,317 00 307,650.09 14,55000 ,333.09 Municipal securities 151,581.55 150,793.35 7,500.00 788.20 Preferred securities 371,392.00 360,07&96 25,070.00 11,313.04 Total accrued interest 8,830.54 Total fixed income 536.121.09 70.69% 818,522.40 47,120.00 5.765.15 Total $1,1824861.13 100.00% $1,112,083.55 $56,427.00 $61,947.04 Account activity this month Date Actlety Descnollon ATOUnt Dividend and interestincome Taxable dividends Sep 23 Dividend BANK OF AMER CORP PAID ON 944 70 BO Sep 23 Dividend SENERAL MOTORS CO PAID ON 1023 388.74 Total taxable dividends $459.54 Total dividend and interest income 545954 Date Mikity Desteption Amatest (S) Other funds debited Sep 1 Transfer JOURNAL TO Y1 23575 GHSLANE MAXWELL -2,900.68 Total other funds debited 42.900.68 Date ACIntily Description Arrount (S) Money balance activities Aug 31 Balance forward 52,900.65 Sept Withdrawal 1)85 BANK USA DEPOSIT ACCOUNT AS OE 0901/16 -2.900.68 Sep 26 Deposit UBS BANK USA DEPOSIT ACCOUNT 459.54 Sep 30 Closing UBS Bank USA Deposit Account $459.54 The UBS Bank USA Deposit Account Is your prima sweep option CNP7C00:0306454766NP70003051440000t 0316 03057500t VI 23574S5010~yGht0002tteS 10 of 10 End of statement for account number Y1 23574 S5 CONFIDENTIAL EFTA_00133235 EFTA01275372 Important information about your statement U36 Fe-uncial Services no. (the km or UBS Finercial sent yOu the tent statement on which the error or Corporation (SIPC), Mid, protects ItO-rlieS taCcrltS 01 • Produce Cunene income: basements seang the Strokes), is a merrber of all prircipel Nasky, community problem anted. its mentors up to $920,000 (including 1250,003 kr generation of income ashy. and optians exchanges. UBS Financial Semler, and 1.8$ - Proide your rime ad scorn number 64 any) dans, for cash). The Slit asset protection limits ;PDX to • Adam CaprotApprocanion. Investments seeing Bank USA re i-diect subside: des of UPS AG and - Decoke Pm (Ma Of the wander ICU revere all amount that youhad h a particar cracity. /ova a premium' rather than the gereraan of affihaes of LBS Securities LK. The Fein's enamel about, indeplain as crab as you cats why you The Finn, together web certain aftirises, has also 'mane. statement R available upon regtest. The Font extant* believe t is an error a why you need more purchased faMplenientelplaatiOn. The Mairnall • Produce Conebaubon abase andCapital offices re at: infanuitan amount payabee to at agibe diet, collictink unda Appian:Row Iroestronts seeking both the gerinatcn - bade the dolt arrant l the suspected lent this protection is ZOO milion a of Decent*, TO, 201S. of axone at growth of priscisal. L€S Gina-col Serses I-c. Subject to the poky medians ad lmi Goons. cash a 1200 Harbor Boulevard The Firm or Card Issuer MI a-Instigate put comteaht the firm is further protected fa up to $1.9 milbn n the Overall risk profiles Weehawken, NJ 07086 and will correct ay error promptly. for alleged emus aggregate for all your accounts held n a pricam cipaity. A fJ copy of thepoky wading is sailebb • Consummate. Seeks to maintain SW pi-cipal, with reeking UBS Veendebit cad tremadere., if we take This statement represents the °thy official record of pax more tits 10 tus i-ess days to obeli's, we will credit uPon request. low risk and volatility to the scorn oral, tend LBS Financial Services account. Other records, esept dot means the scan does not generate sign it kart tar accord for the amount youthisk is in error, so that 'mono or roam and my rot lap pea with official ter. doornails. contanng conflicting data should you all have the use of the money durqg tie tine it The SIPC prolectOn ad the suppkmental protection not be relied tan II youbane thee is an tiler a lakes us to complete our reastigetion. both do not nay to Omi990n piste report it immediately n enitng to the • Ceriin anemial assets controlled by (and abated n • Maiera*: Wiling to accept sane risk to pircemi and Branch Manager of the office serving your accomit. Please mire all checks payele to the Finn or tie your account value) but held away from UBS Financial tamale some totality to seek higher returns. financial instertn rdcated on he holt of this Services (e.g., certain( cash at UBS Bark VA. OR • Aggress/a: Wiling to accept high ea to pnricpal and Alticup a figures anon are ifferided to be accurate, statement In addition to regular scan fees, accounts cash at LES AG U.S.banrhes, (4 name reedicts, high ,olat lily to sea high returns feat time. statement detainsub not be wed fa to purposes Rely may be Sopa to mantenarce Ian, slags for We including invidale annunietv rnd 00 tires of Maud • misonenfEli** Consideration: e selected, a slob on yea-rend tax forms. fie , Form 1099. 5498, paned for securities purchases and charges kr unpaid funds when such axes re moistened dreotb in the potion of the portfolio for that account may Smirk 10425. etc ) when prepamo your lax return. The Fim amounts n cash accounts. Accounts that me transferred name of the account holier on the books ad records complex straeges, Treated liguicity andrater required by law to report to tie IRS all taxable dividends, to other instimans may be subject to a tangier fee of the applicasff taxi a transfer agent), volatiky. report/tee ranutable detittsna and uxtk interest • Certain rash-nerd contracts a investment interests erred en secwities held hangs scant, net proceeds UBS Sweep Option (e.g.. Sided partnerships ad private placements) that Statement •heureholdier on see framactiris, rd cos* basis cn certain covered LES offers options for sweeping cash balances. balances are rot rept-toad ruder tee Securities Act of 1933; We may camordale all related account statements with seculars to bait deposits at UBS Bak USA and U35 AG Stamford and the sane alkyls n the same envelope, erg. because Ranch (Ba-k Sweep Pitcjarrs), moneymaker mutual • COMMOditrel contacts (e.g, foreign exchange and they have owners who also maintain nee account Czennstleatleins with the Phan hats Money Funds) at the InternationalDeposit preccus metal contracts), inducers futures contacts •elationships well other cants a the sense address. If • Pleauerercoriinn any oral comma-rations in wiling Auouit (DASor cuttomea with an Intarutional ad commodity option contracts. you peeler to raga manclual 'Laments mailed in tofurther protect your rights. inducingSir rktitS RoscvCO Llanagerrird Account. Through the Bak The SIPC proudOn and she supplemental protection do separate ensuebbet, you may decline hstr,eholdno by order the Sea ties Investor Proteobon Act (SBA). Sweep Programs, cash balsas we swept to LIK Bank not apply to these assets nenif theyotherwise appear tiling par financial Achoor • II the financial institution on the top left of te had USA co to an established knit ad then to UBS AG on you statements. The StC protection ad the of this stifle* isnot U36 f meta Straka, LBS Stanford Branch, or a Money Fund. Deposits at CBS PYPPlernental protection do not protect agar( changes Friendly arrant name Fe-andel Smits carries yea account as doming Bank USA are FDIC tared in secorda-ce withFCC n the market vale of par internments (whether as The frandb acccu-4 name is a cutters:Pole 'nickname' taker by arra-gement with the ideated inslibreon mule. Forma" idormation please Mil wwwfdic re. result of market movement, issuer baleruptcy chosen by you to assist you with your recordleeag We in you of this relatrOri5hto when you Deposes at UK AG StanfordBradt aid shares of otherwise) has no legaleffect Ca your account You can <hinge opened this scan. h the cast your kits and Money Funds are rot insured by the FDIC. More irtonnation is saable upon request. yaw hiendb aCCOUll flint% through Orittle Services a stories tre located at LOS financial Services and rot You may cbtan more ini°reason about SIPC, including by contsag your FiVnual Athisor. the, tutolacig broker, rd younut make a apart Through to DA, &Stable to cad, betakes as swept to the SIPC Brochre. by confiding SIPC at 202371.8300 of any error or omission to bode firma As described depose scants al UBS AG New Yak Branch and IBS or by viativ the SIPC wante at wmteptorp Account overview dm account agreements, youmust 50* US of arty AG Cayman Eranch Thew deposits arena toured by • Vette of dew accoun4onTolo. Net of assets and errors or fraud rwoing checks reflected al your statement with 30 drys alter t was mailed or made tee FCC. Eualrices held at the LES AG Cadman Branch are tempi:nay reposed to the sovereign nit of the Dividend Reiwestment Perron pun abilaK • Aseb tclydes sad* cash balances, saws for The price reflected Is an aterage trice. You my °Nan available. All statement challis awned con-ph° Cal men loads, and there is no swears* or other the actual price Irons yar f remise Adviser. Onair *hob reserkted mossy fest ), and GlobalTim Deposits and accurate n all other respect if not objected to in oblostion of UBS AG to repay line balms whiff on The shares are purchased under DRIP; partial Alava coil be created marks to ma-ket, and certain asset, not held to venti-g within 60 days LEG Cayman's Brach's boas. sold ad the cash wi be deposited in your scam. The by Fin. Does rot include unpriced seckritieRassets • Please deed cuRomer complaints or roans to to cividerd reinvestment price applied by she inter may at tie end a the pior and anent statement periods, or Firm's C lent Reborn ()torment at 201.352.1099 Deposal at LES Bark USA and eachUPS AG Branch are if le from the mead pia al winch the partial shires prone iviesbrItritt. trnested stock options and a toll(reer at 903.354-9I03, 8,03 A.M. to 6C0 P.M not protected by SIPC. Money Fund shres are protected re sold earosable stool anions FT Monday through Friday, or in mac to LES by SIPC. See 'LOS Financial Services Accent Protection' • Othildes Includes debit balances. Wardingma* Financial Services ix., Client Relaters Depalment, below. Cesteialieu tans, credit Ere, Pas arrant balances. P.O. Box 266 Union Coy, NJ 07037. CnV whole ants may be held n you. acccunt. If you ere • Cashatoney balances. Total of unimested available • In case of errors or crystals about an electronic Lip:inyour rase* balnes in the Bar* Sweep entitled to a petal urn a a result a a chiderd payment cash balsnces, plus dsart valances al UBS Bank USA, knit transfer (61), bit [weer a UBS Viteadebit Program or DA may be vethdraert arid shares of a or OhirVin, the firm will ether sell partial win at LES AG U.S Branches rd money maker mutual fund card transactions, call $20.762-1000, or trite to UBS Money Furd may be liquidated, ad the proceeds market pike a accept an amotrd determined by a sweep boraces at the close of be striernent period Financial Senices Vs, 1000 Rata MA, &Moor. returned to you or your sealant wean regiaered cleirtg agency, ad credit mar acod. N:n-controdity free creit balances in yds account are Weehawken. NI 070E6, Ann ITMAISSA Senses. rat segagsed from other balances and the Fernmai Rate informalon about available sweep sateen Investment (*Jodie*, ate my of these krds tithe ordinay courseof is Cal a write as soon as you can, if you hit sex nclydrg wrens interest rates and yields, 5 available at The ilonlment objectives and risk profile are spec it to Isminew Thew funds ere parable won your Canard. statement a receipt k wrong or if youneed more tymvsJbscordwieeppetk from your FnacialAdvior each account andmw raybetween war accords This total is included in the anent period timing vaiJt tdamatian tar a transfer on the statement or a by ceiling 80D-762-1000. rinse ale,. the Firm moony in wining of any recent. The firm or Card Ike( (as splicabledmust sc-dicant change in yr:vfnancial sit/donor Lending infonnetien hem from you no later than CO dawdler fie km UN Financial Services account protection investment obeeebves For eachwant held, you For Mated information on the firm's tering practices The Firm r. A nv-itor rrl 'my,*o• Proteetrn moose ore of the folberiv imenment and docents's. refa to you Chen Rebtionaga SDNY_GM_00022616 CONFIDENTIAL EFTA_00133236 EFTA01275373 Important information about your statement (COMmmed) Agnenent or ACCOul Agreaftera ad the General - We geiway tae the closing price when avails* a liquid and event they can besot, the prke — h addeion to cornrnissisns received n connection Tams ad Conditions U3S Statement of Credit Practices the mean of the bid ad ask pikes for listed received nay be leis than the per chore estimated with the sale or detrbution d a-ruey contract nobble in Agreement endOS:sures at secuilin and option; a only bid prices for OTC vale provided n the scant statement, and tat investment but units tows clients, we gap r1At combrew 0*Sb-fol.vet seantits. andce our affiliate recewe rasa sharp - Less 30.5.4 traded secuities may be priced using a . Restricted seesaw Restated searites aneralb compensation frommany of the insuance Yew .0 Susan model a the moss recent use we are al mania elgbk gor public tale. UBS financial companies unlearnt; the amity Contreras, Your statement Sans securibes /tether nuts held aimed end may not reflect in actual man price Service, use. the maw prima the mentricted stook aftAmes a the inswara ccerpses or warners of a.th• avant at the oriel of the stsemere petal You a vas of the sane issues as an inputed value for IN beta inirestmmt teas we attire. may ark for &kart Of ft* paid sallies at art time. - Certain positions may axes vrithca a price ate restated Pak brookases aegis statement way To - Our affiliates also receive trading commosions aal You may receive securities ised as loan collateral after will PP* as 'vice was nol awaslabb• it we at the extent tut restided searities are elgiok la sale, are compensator,km weasel Ards and paying any balance dR al them. Arty securities triable to obtan a price fora seamy the value received may be sibstanuala less thin the extraxe companies uhose atlas we dataute. tensioned to the Firm drag the statement period are - Deposal a acuities denominated 555.51mi-cies imputed vase ,ltwn - We receive an areal fee from UBS Bat USA ad 'Sada market value as of the end of the steamer* other thin U.S alias au reflected at the etripe LES AG Stanford Ranch of to to 425 per scare period. rate a of the Oatmeal date. • Est. (estimated) income. amen yields and rates. sweeping to the barks under the UBS Bank Sweep • Cost bait. In detemining fie cost basis of he - fa certain senates fading n non-coalormrig An estame of smut income is based on current hoorahs. securities incbded in this statement, were indicated automations. price ri d gummy (face NIA) may dadend ad interest rates, assuring tie secretes will wih the number "I, • LBS Fara& Services has relied hive been awed to tans paper valuamm be NU for cat yew from statement date or until Adivity oninformation dashed from sources other thanUS$ To obtain arrent quotatica, when avaiabIe, contact maturity This Mina natty aquatint accuracy ✓icmeanregardng commksisns and other charges Financial Senices, including information hem another you Pima-cis' Adviser. ad continued income are not guaranteed tared h connection with the execuli:n of wades, farm a that sum./ NW* grovided to yea financial - Estimated anal hcane and curent yield for alt deg option transactions ha beenincbad an Mona The firm does not indeperantly verty a • Private Irwestmento and struceared podia. certain types of leashes could riclude a retest of antMaim previous, birthed to you, and sill be swine* the aco-racy a valdh day Sarmatian hist swesaricra sectaries (iaLdig deed palatalor copal gains in which ease the est podded to asupecrrptly onrepast. Provided by 50."05.5 other than LESFinancial Senecas. participation program ad real estate investment tug income (a-dews-A yea would be overstated, In satin. although UESChricial Services gearalb seorilis) andPillared prodns are generalb highly - Estimated areal kora and cement yield and tie Short sidling sedates this Haman:in as il is waved, the firm Said. Celan encored proixts have not been actual ?cane andyield mitft be lower°, higher II you are engaged in short sellrg a seventy, you may does not provide mg assurers.' trig tie information regatered with the Sectarian and Exch than the estimated mounts. Sanctions, des to eaten towavetg costs for that seder 'Cost bat ad *Unrealized gadlose is Commesian or under ay satesinurainvs. We - An entente of retained income (daklend sake particular seasity. accurate as of the date of this statement. As such Provide amend vain for piste investment intoned) dividedbythe current market please do rce rem on this nfanution to make tiaras ird Sutured products for acematirial valsiaverage balance is based an the tat dividend Open orders perchne or sale decisions fce tax puposes a purposes cnbc Atarery snot guaranteed. or interest payment mode by tie Ssuer and Regarding open or • gad-till-cancelled' aden that otherwise. Accounts turderred to the fan may - These vibes may differ Salabay km peak il names too searbadepases will be held for one were not executed by the statmert date, open buy and ages galloss infarnatkn only for IN period cid any. at which a aka askant al year fin the statement date or until mammy. sell slop orders are nand by the mount of dividends tine they ye held at the firm Morehistorical structured product maybe bought or sold and do Accuracy ad continued pal are not guaranteed or rightson an ex-dividends cc ertarls date unless information can be added by you' Shaxial Advisor. rot necessaries represent the vats you may receive instructed ahenvise by pi. You are responsbk for ryas liquidsn. • Assets not held by IBS Financial Services Certain /den that are executed die to JO& ladure to cancel • Unrealised ganerlonee Yellen data n wadable, - Third party tunas of van are as ascertain assets Se rot held bytalent arena wenn the tasting open orders. tamed trnmmed guinflown re actlatocl Ice date ad an, Suppled to UBS Inarcisi Services on a Sevnis ;inaction or control. These eats are havaial snout lots. The transacan data for realer basis by an independerc volution firm. &Owed on yds statement for informational Piing iaYvoWl as may or may not Mkt commissions, - bast general panne- of sponsor estimated ratan purposes orig. Positions and values presented are To obtain a copy of at current Client Privacy Notice. dwges ri der security reoranizat cn events it any, are 'woad to the Fern by the suer, provided by the asu'rg fern. UBS Fnencal5ereces please carnal you ataxia' Saha or vat our wank deiZ d and other reinvestment lots ad systematk pineal partner or sponsor and may be calculated not resperwble foe his information and does not at maw intr magatainart fey pschau lots are each combined to dieplay cat based an deferent information from that used by guarantee es accuracy. Thine sans s• nal protected averaged lot. IN 'Ira* date' cobrapresentsthe third ponies to derive their 'gloated values. by SRC or the Fars senstriarrental SIT( leverages lEG Nina Services is not a bails The AMA Business /gal transaction trade dale. - You can obtain aedilorel teormation regarding Services Account EGA and IRMA are tetterage accounts the metablogy used to deconine the estimate of • Revenue elnartig and additional companatica which provide Kass so barking services ridprotests • Callable securities Bonds and prefeceed stock that value and the dal of dr Seaman that is the — In addition to commissions on sales and I2bil lees alangtMatilt with Skated bales ad other the issuer can for era redenplam wit be selected basis for the eaimate by contacting your Financial received n cancan with the daibution Ihniparty bares, so' provides MIMI to ittra-ce and irvalially by lot frcm arrag all setras of tin Advisor mutual finds to ow dents we antra our affAale annoor racists OAS by unabiliatedthid-party issue held in ournarne a in nominee nave fa or - Third party 'singed vales may be reflected as receive revenue tering payments from distributors tourrice companies through taurance agency clients. Call leave elanuan is obtaned from third 'Not priced' in several situations: Mien an arch adrisas of themats funds that we sell. sunsdianes of UBS Financial Services Inc. pinkie and its accuracy is not auranteed. Oita call tape-dent valuation lire has not sspphda is These anants are based on two cMerent leans may emt which avid eked yeti commas ugh/. to assign a saw Sanwa become ware corrpsnents (e IN arrant of Uln by UBS of a Imesmerd. towa-ce, ad a-ruity products, inkrmatisn raillbe panted upon request that a matenalmet has ccosced that may call a Palicutik mutual fund I amib to our clients: and O) Net FDIC tared • No bank guava.. May lose vale presusty reported ialue into question, or wen a the asset value of a priCUIF mutual fund famibk • Certificates of deposit (0). CDs are FDIC rased value would be highq specula's due to to nature shores held a the Iran RUA. Resource Management A". nt. Business Services sato 1293,000 in principal and accrued interest per the security. — We and as allAate ako receive networking and Account BSA IRMA and intensional Resource depositor ate per depository inaituixt h accordance - When neither an issuer, general partner or wonsor combs Faxesting Inv n consideration for Management Account aw registered service maks of with FDIC nAes estimated slue nor alai:I-pair annelid ala transfer agent 1.42nMe511-at we croak. to the UBS fnancit Sauces Fx crowded, the at. ca to stumwitbeddlerent rata Cut These fees generally are pad from • Pricehalue Prices displayed for secuntes and other lean its piths* price. investor asses n the minua I fund and are a feud Vila Signalise is a reposed Service Milk of Vial pada may be higher or lower than the price that - •Daributions to date' myindade Stan of dolls amount based a, the mamba of accounts at human:nal LOS Yu Signets cede cads and UBS mace would actually receive in the market. Pict are capital, income orboth. the broker.dealer takingmutual Iva of that fund Visa debt cards air issued by UBS Bar* USA with obtained from varkus thid pat sources whiti we - 'Original unit size' represents he hal offering family PrIVII59011from Visa U SA Incorporated. bane to be reliable, bit we donor aura-nee then stapes pike admap not relied yon cost bases accuracy. - DIP ad unlisted RUT salsas are not listed on a UM Financial Unica Inc. Rev. 201604 rational securities exchange. and a• gra* SONY_GM_00022617 CONFIDENTIAL EFTA_00133237 EFTA01275374 Ut35 Financial Services Inc Private Wealth Management SUBS 299 Pak Avenue 25th Floor UBS Strategic Advisor New York NY 10171.0002 October 2016 CNP70055918351016 V1 0 GHISLAINE MAXVVEL, Account name: GHISLAINE MAXWELL Friendly account name: Account number Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone. 212.821.7000/800.308.3140 Questions about your statement? As a service to you, your portfokr value of Call your Finan:hse. Advisor or the Value of your account 11,135,63052 includes accrued interest RMA 30501.matine at 800-RMA-l000, on September 30 (1) on October 31(1) account 029323574 Your assets 1,182,861.13 1,1 35,630.52 Visit our webs1te: Your liabilities 0.00 0.00 ynuseubsoomffinancialservices Value of your account $1,162,861.13 31,135,630.52 Accrued interest in value above S8,830 54 13,566 38 Sources of your account growth Tracking the value of your account during 2016 Value of your account S Thousands at year end 2015 51,311,717.81 Net deposits and 1.584.3 withdrawals 4216,641.51 1,311.7 1,182.9 1,1354 Vow rwestmeit return: Diedend and interest income 454051.91 Change in valte of accrued interest 41,612.93 Change in market value 411)385.19 Dec 2014 Ott 2015 016 OC1 2016 Value of yea account on Oct 31, 2016 31,135,630.62 SDNY GM 00022618 Member SIPC CNP7000930559tet3SseMS0193559 00004 1016 030575004 Y123574550 000000 Page 1 of 12 CONFIDENTIAL EFTA_00133238 EFTA01275375 SUBS UBS Strategic Advisor October 2016 Account name: Friendly account name: Account number: GHISLAINE INA$MELL Your Asandal Advisor. SCOTT STACK MANLYLE CASRIEL 212 -821.7CO0/ 800-308-3140 Your account balance sheet Tne value of your acount Induces assets veld 3 UBS and cenan asses veld anal Iran UBS. See page I for more I rtOnnalliOn. Summary of your assets Value on Percentage of October 31 (I) your account Cash and money balances may include A Cash and money balances 10,680.70 0 94% Your current asset allocation available cash balances. UBS Bank USA deposit B Cash alternatives 0.00 000% account balances. UBS AG Stamford Branch A deposit account balances and money market C Equities 342,936.54 3020% mutual fund sweep balances See the Important information about your statement on the last D Fixed income 782,01 3.28 6886% two pages of this statement for details about those balances E Non-traditional 0.00 000% F Commodities 0.00 0.00% G - 0.00 0.00% Total assets B1,135,630.52 100.00% Value of your account S1,135,630.52 Eye on the markets Percentage change Index October 2016 Year to date S&P 500 -1.82% 5.87% Russell 3000 -2.16% 5.84% MSC I - Europe, Australia & Far East -2.04% 0.12% Barclays Capital U.S. Aggregate Bond Index -0.76% 4.99% Interest rates on October 31, 2016 3-month Treasury bills: 0.35% One-month LIBOR: 0.53% CH1, 70003005591836 NU0C0193559 00O34 1016 030579004 Y123514SS0COnlyyGht0002~ 2 of 12 CONFIDENTIAL EFIA_00133239 EFTA01275376 GHII.: UBS Strategic Advisor Account name: Your Financial Advisor: *I_JES October 2016 Friendly Account account ccou number. SCOTT STACK MANKYLE CASNEL 212-821-70001800-30&3140 Change in the value of your account Summary of gains and losses Values reported below exclude poi:runs for which gam andlosses ale not dassified. October 20160 1 Year to date (I) Realized gains and losses Unrealized Opening account value $1,182,861.13 $1,311,717.81 October 2016 (3) Year to date ($) gains and losses (S) Deposits, including investments transferred in 2,250.00 8,340.00 Short term 0.00 586.02 -24.34 Withckawals and fees, Long tens 0.00 6,027.80 53,685 32 including investments transferred Total $0.00 $6,613.82 $53,660.98 out -48,930.21 -224,981.51 Dividend aid interest income 13,177.43 54,051 91 Change in value of accrued Cash activity summary interest -5,26416 -1,612.50 See Account minify the month for dela Is. Bdances in your SwetPOPtlee6 are inductedin the opeing and closing balances rate. FDIC Insurance apples only to deposits at UBSErank USA, not to deposits at MIS AG, Change in market value 4,463.67 -11,885.19 Stamford Banch or bank deposits pieced 'Nougt the UBS internsond maw Account program SIPC protection amain to money market sweep fund headings but rot bark deposits. Seelmportun inbrmatbn Closing account value $1,135,630.52 $1,135,630.52 about your statement on the last two pages d this document for Slats. October 2016 (1) year to date (I) Dividend and interest income earned Opening balances $459.54 $541.48 Adclkions For purposes of Ms statement tersabltyof interest and dividend Income ha been determined hem a US tax reporting Per;Pertly,. eased upon the residence of the account hoer, account type. cn Product type. Deposits and other funds credited 2,250.00 8,340.00 some interest ander dvidend payments may not be subject to United StateS (UA and herb) IBCO (PR) Income tare. The dent monthty statement is not intended to be used etvi cannot be feted upon for tar Dividend aid interest income 13,177.43 54,051.91 purposes. Clients should Niel to the applied:1e tax reporting loans they wet* ft= UBS annudly, such as the forms 1099 and the Fans 4130 for lax reporting information. It is the prance Of Uti5 to file the Proceeds from investment transactions 45,030.00 175,303.76 applicade lac reporting forms with the US intoned Revenue Service and PR Treasury Department end in sus h fort accurately dadfy cincknct ardict interest sits. etstrpt or tea income. Please consult yew Total additions $60,427.43 $237,695.67 inclvdual tax Diener's. Subtractions oinober 2016 It) Year to date (5) Professional management fees and Taxable dividends 1,353.67 7,202.28 related services -2,220.67 -8,300.77 Taxable interest 10,573.76 37,958.38 Other funds debited -46,709.54 -216,680.74 Tax-exempt interest 1250.00 7,500.00 Funds withdrawn for investments bought -1,276.06 -2,574.94 Miscellaneous 0.00 1391.25 Total subtractions -$50,206.27 -$227,556.45 Total current year $13,177.43 $54,051.91 Net cash flow $10,221.16 $10,139.22 Total dividend & interest $13,177.43 $54,051.91 Closing balances $10,680.70 $10,680.70 SONY GM 00022620 CdP70303005991837 NOT000197559 00034 1016 030575004 Y123574550000300 Pegs 3 a 12 CONFIDENTIAL EF1'A_00133240 EFTA01275377 *UBS UBS Strategic Advisor October 2016 Account name: Friendly account name: AENE MAYAS RE Your financial Advisor SCOTT STACK MAMLYLE CA3RIEL Account number. 212-821.7030/800-308-3140 UBS Bank USA Deposit Account APY Interest Period Sep 8 - Oct 6 Opening UBS Bank USA Deposit balance Sep 8 $0.00 Closing UBS Bank USA Deposit balance Oct 6 $0.00 Number of days in interest period 29 Average daily balance $126.77 Interest earned $0.00 Annual percentage yield earned 0.00% Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Franco' Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in Important information about your sratement a t the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary Moderate investment eligibility conwleration • None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. CNP7C008005531038WOCOIS055980804 t016030575004 M235aassOCOMItlYGM00022tHe 4 of I2 CONFIDENTIAL EFTA_00133241 EFTA01275378 UBS Strategic Advisor Account name: Your Financial Advisor UBS October 2 ). r; Friendly account nom Account number. SCOTT STACK MAP/ LY LE CAMEL 212-821-7000'800-308-3140 Your assets Some Antes, income and current mitre Shorn may befpprOxInlble. AS a result gams aidlosses May rot be accutalely reflected. See rmporunt infOltniben atour your statement a Ine end of the d cumem for more infornalon. Cash Cash and money balances Cash and money batances mai include avalaale cash balances, UBS Bant USA deposit account balances, UBS AG Stanford Branch depoot account balances and money matte mutual fund sweep balances. UBS Bank USA deposit aCcOunl balances are insured by the FOC v4Ihn awe< ebte limits, but are not protected by UPC USS AG Stanford Stanchdeposit account balances an not insured by FDIC and are not protected by SSC Maley market sweep batances are protected by SEC bin ale not insured by the FDIC. See the important information about your statement at the end of this document for details about those balances. °perms bdance Claims tulaxe Brae per than Aveiro, Addend Interest °WS in Hddng on Chi I (0 on Oct 31 (S) on Oct 31 (t) rate period period Cap anounl Cl/ Cash 0.00 4,726.37 l/35 BANK USA DEP ACCT 459 54 5,954.33 250.000 00 Total 1.459.44 810,680.70 Equities Common stock Purchase price/ Trade Number Average price Price per share Value on Unrealized Hddng Hddng date of shares per share ($) Cott basis (S) on Oct 31 (s) Oct 31 (1) gain or IOSS (1) relied BANK OF AMER CORP Symbol: MC Exchange: NYSE EAI: 4283 Current yield 182% May 17, 11 303.000 1 t ,1360 3,593 84 16.500 4,999.50 1,40666 LT Jun 21, 11 313.003 10.670 3,33986 16.500 5,164 50 1624.64 LT Aug 2, 11 328.003 9.802 3,21515 16300 5,412.00 2.196.85 LT Security total 944.000 10 751 10,148 85 15,576 00 5427.15 GENERAL MOTORS CO Symbol. GM Exchange: NYSE (Al: 11,555 Current yield: 4.81% Nov 18, 10 1,023.000 36.416 37,254 19 31.600 32326 80 -4,927.39 LT Total $47,403.04 $47,902.80 $499.76 Total estimated annual income: $1.838 SDNY GM 00022622 CrIPTC0C0305$91839 HP7003193659 00004 1016 030579004 v123574sS000C00) Page S of 12 CONFIDENTIAL EFIA_00133242 EFTA01275379 SUBS UK Strategic Advisor October 2016 Account name: Friendly accouenamel Account number: GHISLAINE MAXWELL Your Asandal Advisor: SCOTT STACK MANLYLE CASRIEL 212-821.70001800-308-3 140 Your assets . Equities (continued) dosed end funds & Exchange traded products Total reinvested n the IOW M S reinvested dvidends. n *XS rot include any cash dividends. n is not a ten UnteeN:ed(taggem or log 6 the cIfferenct between the current value and the cost basis endwould lot for the purposes of determining holdrg periods or cost basis. the shares you receive eeen time you generals, be your tenable On or loss If the sec unty was scld on this date The unrealizedOa-0 gen or loss reinwst deckech become a separate tax lot. may need to be *lusted for ret urn of rapid ps)meres in order to determine the relived gain of Az, for tan Cost bass is the told purchase (OP of the security. Inducing reuWeSteddeCknds the cost basis may need reporting PurCoses to be aduszedfcr return or capltd payments in order to determine the dusted cost basis Icr ter mooring InveSmeof letum is the current value minus the amount you I rnested It does not include shares that zre not purposes 'electedon your statement, includng shares that have been realized at either a gen or a Ion Naito does not include cash dedench Thai were not *Invested Purchase pricd leurrber Average priCe Client Cost Puto per shirt Value on Unrealized (tai) Investment Hddrg arching of shares per share (S) investment (S) basis (1) on Ocl (1) Oct 31 cs) gain or loss (S) return (11 period SPQR S&P 500 Elf TR Symbol SPY Trade date: Jul 12, 13 1245.000 167496 208,533.63 208,533 63 212.550 264,624.75 56,091.12 LT Total reinvested 12.000 214.578 2.574 94 212.550 2,550.60 .24 34 EAL 15,558 Current yield. 2.08% Security total 1257000 167.946 208,533.63 211,108.57 267,175.35 56,066.78 58,641.72 Other equity investments Cost basis and gans and losses have nol been aijusled acct emetic ally for return of capital payments Resincled security vd um are estmired for informational purposes See knportant •Mormatton about your statement at the end of this document for aO:litiOnal information Purchase price? Trade twitter Average price Cost PnCe pef share Value on Unredized HGdng Hddng cite of shares per :nee totes (S) on Oct 31 (5) Oct 31 (S) gin or loss CD period MACK570kt GROUP LPYTHE UNIT RERSTG LTD PARTNERSHIP INT Symbol.. BX Exchange NYSE EM: 11,848 Current yield- 6.63% Sep IS, 14 1,113 00D 32 224 35,866.06 25.030 27,858 39 .8007 67 LT 01P70:/06005591840NP70C0150559 C0004 to 6 030575004 srs 23574s50 COWIYGM00022tee 6 of 12 CONFIDENTIAL EFTA_00133243 EFTA01275380 SUBS UBS Strategic Advisor Account name: GNISLAINE MAXWELL Your PInodal Advisor: Friendly accout er n SCOTT STACKMANYLYLE CASRiEL Account numbe: 212-821-7000/800-308-3140 Your assets (continued) Fixed income Corporate bonds and notes Prices are obtained liom indecendenl eructation bureaus that use oxrpreenzed valuation formulas to ascrnadcally aclusted for amortization of tond prernum using the constant yield met hod If you have calculate current values Actual market yaws may vay and thus gairtsrlosses may nee be acc 'fatly made a tar Stetson to deduct the tarerri um snort ration on tarable rkla sec unties, you may request U8S reflected Cost Oasis has been Ousted for arc feted original issue &count (01D) Cost basis ha been a4ust cost bais for the tend Prentlin amortization. Trade Total lace value Purchae A4usted Price on Value on Unrearzed Hdckng dale a mat telly (S) price (5) cat bad (S) Oct 31 (S) Oct 31 (I) gan ci IOSS (S) r*nOd BANK OF AMER INTERNOTES NTS PIE RATE 03 600% MATURES 1111916 ACCRUED INTEREST 42,490.00 CUSIP 06050VVDW2 Moody. Baal S&P. BBB+ FM: 42,700 Current yield- 3.62% Nov01,10 150.000000 100 000 150.00000 99.537 149,305 50 .694 50 LT JP MORGAN CHASE & CO NTS WE RATE 07.900% MATURES 0429,49 CUSIP 416625HHAl Moody. Baa3 SEP BBB• EAI: $11,850 Current pelt 7.66% Dec 22, 09 150.000000 105 100 157,650 09 103.075 154,61250 -3.037 59 LT Total $300,000,000 $307,650.09 $303,918.00 -$3,732.09 Total accrued interest: $2,490.00 Total estimated annual income: $14,550 SDNY GM 00022624 CH870009305591641 MI003197559 00004 1016 030575004 Y173574%0000000 Pogo 7 of 12 CONFIDENTIAL EFTA_00133244 EFTA01275381 *UBS UBS Strategic Advisor October 2016 Account name: Friendly account naml Account number: GHISLAINE MAXWELL Your A sandal Advisor. SCOTT STACK MAMLYLE CASRIEL 212.821.7000800.308.3140 Your assets . Fixed income (continued) Municipal securities Price; are obtaned from independent quotation bureaus that use ccavutenzed vauatIon formulas to dscount for securities issued a a dncount. when origna cost basis rs displayed, anonization has been calculate current roues. Actual musket etas may vary and thus gal rallosses met not be a«uraely done using the constad yieldmethod othernite amonization has been done using the straght line reflected Cost bail has been autccruatcay /dustedfor mandatory amortization of herd premium on method coupon tmcierrpt munlcoel set unties using the constant yeld method and for accreted coigne' issue Trade haat fat vd ue Purchase Aclusted Pnceon Value on Unredired Holing Hddng dae a rral (3) pnce(f) cat bass (S) Oct 31 (ft Oct 3I (5) gan or loss (3) penod SIRDVILLE TX INOPT SCH D PREF 8E/Ft/ PRE-REFUNDED RATE 05000% MATURES 02f 1929 PREREFUNDED 02/1917 0 100.00 ACCRUED INTEREST 4950.00 CuSJP 093874US Moody. Aaa S&P: Not rated EAI: 34,500 CLerent yield: 4.94% Original cost basis 393,704.74 Nov 14, 11 90.000.000 100.673 90,606.32 101.220 91,098 00 491 68 LT MICHIGAN MUN 8D AUTH RV RUN RATE 05.000% MATURES 1001126 CALLABLE 11/30/16 9 100.00 ACCRUED INTEREST 320.83 CUSJP 59455T485 Moody. Aaa SSP: AAA EAL 3250 Current yield 4.98% Original cost basis S5,034.35 Nov 22, 11 5.000.000 100.000 5,000.00 100.366 5,01930 18.30 LT BIRDVILLE TX INDPT SCH D 8E/R/ RATE 05.000% MATURES 0111929 CALLABLE 0211517 * 103.00 ACCRUED INTEREST 310555 CuSIP 0908741M8 Moody. Aaa SW: AAA (Al: 3500 Current yield 494% Original cost basis. 310,056.85 Nov 14, 11 10,000.000 100.094 10,009.42 101.206 10,120.60 111.18 LT Total $105,000,000 $105415.74 4106.736.90 $621.16 Total accrued interest 51.076.38 Total estimated annual income: 55.250 CNP70X0305931842NP7OCOI93559 00034 1016 030575004 Y123574S500316ffiliyfim00022lytie it of 12 CONFIDENTIAL EFTA 00133245 EFTA01275382 Account name: GHISLAINE MAXWELL UBS Strategic Advisor Your Pi sandal Advisor: UBS October 2016 Friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Fixed income (continued) Preferred securities Tiede Punter Purchase pace Price per stare Wive on Unrealized Pdcing Hddng date of shares per IS) Con bats (S) on Oct 3t (S) Oct 31 (t) pan or loss ($) pedod CITIGROUP CAPITAL XII EXCIFLT TRUST PFD 7.121% DUE i0,30/2040 Symbol: CPRN Exchange.. NYSE EAI: $17,720 Current yield: 681% Oct 4, 10 10,000.000 26130 261,300.00 26.010 260,100.00 -1,200.00 LT COUNTRYWIDE CAP V 7.000% WE 11(01136 CALLABLE Symbol. CFC. PRB Exchange: NYSE EAI: 37.350 °Arent yield 6.79% Oct 26, 10 4200.000 23.518 96,778.96 25.760 108,192.00 9,413.04 LT Total $360,078.96 $368,292.00 $8,213.04 Total estimated annual income: $25,070 Your total assets Percentage of Cost emoted Unrelated Value on Oct 31 (1) your account bans (t) annual income (11 gain or loss (t) Cash Cash and money balances 10480.70 0.94% 10,68010 Equities 47,902.80 47,403.04 1,838.00 499.76 Closed end (knot it. Exchange traded products 267,175.35 211,108.57 5,558.00 56,066.78 Other equity investments 27,858.39 35,866.06 1,848.00 -8,007.67 Total *guides 342,936.54 30.20% 294,377.67 9,244.00 48,558.87 Axed income Corporate bonds and notes 303,918.00 307,650.09 14,550.00 -3,732.09 Municipal securities 106,236S0 105,615.74 5,25000 621.16 Preferred securities 368,292.00 360,078.96 25,070.00 8213.04 Total accrued interest 3,566.38 Total fixed income 782,013.28 68.86% 773,344.79 44,870.00 5,102.11 Total $1,135,630.52 100.00% $1,078,403.16 $54,114.00 653,660.98 SDNY GM 00022626 CoP70009:105591643NP700019355900:04 1016 030575004 Y123674S50000300 Pogo 9 of 12 CONFIDENTIAL EFTA_00133246 EFTA01275383 Account name: GHISLAINE MAXWELL *UBS 1.3B5 Strategic Advisor October 2016 Friendly account name Account number: Your 15 nandel Advisor- SCOTT STACK MAI/LYLE CASRIEL 212.821.70001800.306.3140 Account activity this month Date Aclinty Description Amount (s) Deposits and other funds credited Oct 17 Transfer FM Y1 235750100 2250.00 Total deposit and other funds credited $2250.00 Cote nanny DesaCtion Amour(I) Dividend and interest income Taxable dividends Oct 31 Cividend SPDR SW 500 ETF TR 1.353.67 Total taxable dividends $135347 Taxable interest Oct 28 Interest J P MORGAN CHASE & CO 07.900% 042949 DID0423C6FC1030C6 PITS WE 5,92500 PAID ON 150000 CUSIP 46625HHA1 Oct 31 interest CMGROUP CAPITAL XIII EXEYFLT TRUST PFD 7.121% DUE 10/302040 4,648.76 CUSIP: 173080201 Total taxable interest $10473.76 Tax-exempt merest Oct 3 Interest MICHIGAN MUN BD AUTH RY PREF 8E/R/5 DUE 100126 DTD 110206 1,125.00 CALLABLE PRE-REFUNDED PAID ON 45000AS OF 10,01/16 CUSP: 5945513R1 Oct 3 Interest MICHIGAN MJN BD AUTHRV BEM/5 DUE 100126 DTD 110206 125.00 CALLABLE PAID ON 5000 AS OF 1001116 CUSIP: 59455T485 Total tax-exempt interest $1,25000 Total dividend and interest income $13.17743 Dee Acuity Dercription mart (I) Fees Oct 24 Fee Charged QUARTERLY FEE -2220.67 Total professional management fmts 4222047 Date Acikily Description AMOUill Other funds debited Oct 3 Transfer JOURNAL TO Y123575 GI/SLANE MAXWELL -459.54 Oct 4 Transfer JOURNAL TO Y1 23575 GI4SLAINE MAXWELL -46250.00 Total other funds debited 446,700.54 CHP7C00800559i $4 4 NP7OSOISOSS9 C0004 1016 030575004 Y123 SUSS° CONffiliyfim0002ten 10 of 12 CONFIDENTIAL EFTA_00 I 33247 EFTA01275384 UBS Strategic Advisor Account name: GHI5LAINE MAXWELL Your Mnandal Advisor: SUBS October 2016 friendly account name Account number. SCOTT STACKMANLYIE CASRIEL 212-821-7000/800-308-3140 Account activity this month (continved Investment transactions for more Information stout the price/4ue shown for restricted securities, see knoortanz informaion about your statement a tse end of this detriment Proceeds flan funds investment vifthcfrawn ke Accrued Die Activity Dnciption Quantity value (5) Price CO transactions (I) investments buntin (1) interest (S) Oct 3 Cal MICHIGAN MUN BD AUTH RV PREF BEM -45,003.000 45,00000 Redemption 5 DUE 100126 DID 110206 CALLABLE PRE-REFUNDED AS OF 10/01/16 CUSP: 5945573111 Oct 31 Reinvestment SPCA S&P SOO ETF TR AT 212.676254 REINVEST 6.000 -1276.06 PRICE REINVEST DIV ON 10/31/16 EXECUTION CAPACITY: AGENT Total $45,000.00 -51276.06 Oate ACtnitty DegnptiOn Amount (5) Money balance activities Sep 30 Balance forward 5459.54 Oct 4 Deposit LOBS BANK USA DEPOSIT ACCOUNT 45,790.46 Oct 5 Withdrawal LIFIS BANK USA DEPOSIT ACCOUNT AS OF 1or Diu16 -4625000 Oct IS Deposit UBS BANK USA DEPOSIT ACCOUNT 2250.00 Oct 25 Withdrawal 085 BANK USA DEPOSIT ACCOUNT AS OF 1024116 -2220.67 0031 Deposit (IBS BANK USA DEPOSIT ACCOUNT 5,925.00 Oct31 Closing UBS Bank USA Deposit Amount 55,954.33 The 08$ Bank USA OeCOot Account Is your primary sweep coon SDNY GM 00022628 CNP70001305501845NP7000190559 00004 1016 030575001N/1235745SO000000 ►age 11 of 12 CONFIDENTIAL EFTA 0(1133248 EFTA01275385 UBS Account nary*: GNIS.LAINE MAXWELL Your K nendal Advisor: UBS Strategic Advisor Friendly account name: SCOTT STACK MANLYLE CASRIEL October 2016 Account number: 212 821 7OW/800-308 3140 Realized gains and losses The estimated realized gam and losses shown below are nor for tar pun:esti. Please rate that gan or loss 'mammon We may not ad ust gans and losses Ice al opticha-syn. We asecmalrcafy adjust cost basis for recognized On the sae Of redemption Of te naln Structured PrOatIaL Ike COotincenlOM SeCulltreS, fray tie tax.exerrOt and AMT coupon municeas sec unties for estimate(' arcrizaton 01 bond wen tenS aid (Or Matter:ICH() Ordnary, and not capita, gain or loss. Please Cheek web your lax atosor To sal(/ale gain aid losses. we for staxilits issued at 6 ciscani it you iecpested Oat UEIS Oust cost basis for the 00N premium arrortzauon on liquidate the ddest security lot first. This is known as the firm' n, lint out or FF0 accounting method We use times debt sectinties then cost bops reflected for these securities has been Ousted Estimates in the Unctossilwl this method unless you specified whic h Im lot to close when you paced your order. This is known as a se nus section can nog be classified as short tensor tong torn bet arse inkumsbon is rrisung or the product is one in which purchases or VSP order See Important information about your statement a the end of this document for more the ga Moss calculaion is no provided Long-term capital gains and losses Wash Nit Ouanlay or Purchase Sale Sae Cost Cost basis Security desorption Method fan vase date date amount (S) basis (SI adnalrnenten loss (SI Gain (5) MICHIGAN MUN 80 AUTH RV PREF BUN 5.000 100126 DID 110206 Original cost basis • S 46,406 80 FIFO 45,000000 Nov 22, II Oct 01, 16 45,000.00 45,000.00 OINC00030$9)1046 N1'2000197559 C0004 MI6 030575004 Y123574SSOCOMy_Ght0002teg 12 of 12 End of statement for account numbe Y I 23574 S5 CONFIDENTIAL EFTA_00133249 EFTA01275386 Important information about your statement U3S Financial Services Pc. (the km or UPS Finercial sea you tie list statement on which the WC( or Corporation aPC), what protects ItO-flieS haa-fltS 01 • Frocks Current Income: hvestments seekng tie Strokes) is a member of all principal securRy, ccmrroity problem appeared. its mention up to $502000 (inCkcling 1.250,003 kr generation of income of*. and optima exchanges. UBS Fihancial Semler, and LEG - Doke your rumw ad score number Crf any) dahns for cath. The Slit asset protection limits scaly to • Achet• C•peetAnon:Mon: Investments seeing Bank USA ate i-died subsdenes of UPS AG and - Desert* tie error Of tie I/WSW you are inure all accants tat you hoed it a particutv tweedy. stoat of principal rather than the generafim of athhaes of U3S Starnes LLC. The Finis faunae' about, and splain as ckab as you cal why you The Form, together war certain affiliates, has abo Ocam. statement b available upon reqwet The Font executhe believe n is alerror a why you need more parch/AM tiMplellentalplaStiOn. The Malkin • Produce Conebnutim of Moss and Capital cakes we a. erfanuran amount proato 10 at eIgible rfiern, CONICtiak coda Appreoaton. kesenents seeking both the generator, - amide the dolor arrant ate suspected error. this erasion is ZOO matron s of December to, 201S. of Sane ad growthof patriot WS Financial Serrces Stbra to the poky orditorts ad lmi actions, cash 1200 Harbor Boulevard The firm or Card Issuer vii hastigate your compdaht the km is further protected fa up to SI .9 milbn n the Overall risk profiles Weehanyken. al 07086 and coil correct any error promptly. For alleged eras aggregate kr all your accounts held n apse:Sr opacity. A fJ copy of thepoky wading is salable • Cons-walk. Seeks to mantan nta ancipa, with roofing UBS USDAdebit cad transact raw, if we take This statement represents the only official record of you' more dun 10 buslossdays to obit*, we will credit won request. low risk and volatility to the scorn overat men if U3S Ft-uncial SepAces account. Other records, skeet this means the scan doers not generate signloan you accord for the snood ycuthnk is in error, so that name or returns ed may rot keep pace with official Isdoosnenb. contanng conflictingdata should yea oil have the use of the money clang the tine it The MK protection ad the suppkmental protection irtlation. rot be relied iron II youbane then is an tar a lakes us to complele our twestqation. both do not apply to Omif9Oh please report it immediately n eking to the • Certain Croatial assets controlled by (and noldcied n • Moderate. Willing to accept sane fide to pircPal and Branch Manager of the office scram you account. Please mire all clacks payek to the Fan or the your account value) but hell away from WSFine-KM tolerate some votatirty to wek higher returns. I innceal insterin Skated on he front of to Services (e.g., certain( cash at UBS Bark USA. 80 • Aggress/re: Wang to accept high trA to paws' and Alltougn a limo.' shown are intended to be accurate, statement In addition to regular accon fees, accounts cash at Les AG U.S.aanrhes, (4 ifiurarce poixts, high valid lily to sea highreturns Owe time, statement elate thaukl not be used fa to proposes Rely may be abject to mantenroce Ina charges for We including variable annuitne, and 60 Aare. of Maud • linestment E‘oadirr Comaeration: I Canted, a sclobt on yethend tax forins. De , Form 1099. 5498, parent kr wakes purchases and charges kr unpaid lunch when such shares re registered direct& n the PatiOn of the portfolio foe that account may ixIsle 10425. etc ) wben orepamg your lax return. The Fim wants n cash accounts. Accounts that re transferred name of the account holier on the bodes rd records camas strategic, kneed limicky andrater required by law to reran to tie IRS all taxable dividends, to other instikirs may be subject to a tangier tee. of to erotica* be a transfer agent), volaiky. mporttiae nontaxable clatiokna and tout& interest • Certain nwsb-nent contracts a investment interests erred en amities held npas scant,nit state UBS Sweep Options (e.g.. liked partnerships and private placements) that Statement shownhoWne on see tranaclixis, ad cos* bake:neaten catered UM offers options kr sweeping cat banes. balances an rot regilened under **Securities Act of 1933; We may corsofdase al related account statements with mortis to bat deposits at UM Bak USA and LEIS AG Starnkrd and tie sane address in the same emekpe, eq. because trench (litalcSweep Prosfarr4 moneymaker mutual • Commodities COntOCIS (e.g, faeign excherge and they have wants who ako maintain jot account Carallatileallene with the Finn Arch Money Fuck) ad the internationalDepose preccus metal contracts), includirg futures contacts ram crehips will other clients a the tom address. If • Pleas nercordinn eel oral comma-Orations in wring Accord (DAyor c stances with inInteraional ad commodity option contracts. you Dopler to rook individual statements mailed n to further protect your rishtt inducing your nit Rooky Managernerd Account. Though the Bat The SIPC prOtIabn and the supplemental protearcn do separate envelopes. you may decline Ixtr,eholdng by War the Secintin Investor Protection Act (SRA). Sweep Programs, cash balms we swept to LES Dank not apply so these asserts evenif they otherwise appear cling yon finaxial Ackitor • 11 the financol intiartion en the top left of d-le Inard USA im to an estabashed knit and then to UBS AG on yea sUtements. The protection aid the of this stamen isnot U3S F manta Servket LDS Stanford Bnat or a Money Fund. Deposits at U26 Pazellernental protection cb not protect agars% changes Friendly esount name Finneial Senate carries yea arrant as clearing Bank USA ao FDIC inured in aceorda-cre withFCC en the market vela of Tar investments (whether as re The Friendly account name is a custorreuble • nickname' broker by arramemmt wit. the Mooted inshartai miles. Format itrormaticn pleas kit wwwfdic goer result of market morerrent, issuer ba-kruptcy a chosen by you to assist you with your recordkeePOrd We in you of this 'Vit.:115k, wile° you Deposes a LEG AG StamfordBrad, ad shares of °think.) hes no legalelectionyour account. You can change opened this accost litho cast your kits and MoneyFindsare rot hared by the FDIC. More irtonnaton is sable mon request. trickly accord names. though Online Services or works are located a LOS financial Senates and rot rodmar dam more irionnation about SIIC, erclud41 by coast am your Fe-soar Athwart the nitodacim broker, ad youmat make a mart Through the DA, (mailable to cad, balances an swept to the SIPC Brahma by contacting SIPC at 202-371 -83C0 of any ma or omission to both firm. As described in depose smarts al UBS AG New Yak Branch and LEG or by Skim the SIPC nwbOte at smite/x.0g Account overview the account agreements, yOUMust natty us of ay AG Cayman Ranch Tow deposes arena toured by • Value Seek accounMon(oto. Net of meets and errors or fraud rooky sheds reflected on your statement wen 30 dew alter t was mailed or made tie FCC. (Oakes held at the UDS AG Cayman Branch are tempi:rely reposed to the tovereign Ink of the Dividend Reinvestment Program pun • AMb Sad's avalebk cash balances, values fa The pito reflected is an average price. You may Obtan available. Alinements shall be deemed conk° Cann kirk, and there is no guarantee or other the total price Iran yes F rapid Advises. Orgy *hoe restrkted nosey lest), and Global Time Deposits, and accurate n all other respect if not objected to in obigation of UBS AG to repay Saxes while cel the shares are purchased under DRIP; palial thanes MI be trreared marks to malret and certain assets not held venting within 60 days LEG Cayman's Brach's books. sold ad the cashed be deposited your account The by the Firn. Does rot include waked seasickassets • Please dact cutromer complaints or amines to tee (Ward reinvestment price applied by the Soar may at the end a the ;nor andsorient statement fX410dS, or Fein's C lent Retook Depatnent at 201.352.1699 Deposal at LEG Berk LISA and eachUPS AG Branch are • ffer liom the mead price al which the partial than ante I vied:nem awnd stock options and a tolltree r. 903.354-9I03, 8:03 A.M. to 6 OD P.M rOt protected by SIK. Money Fund chores are protected se sold enrceable stock options FT Monday through Friday, or in wring to LES by SIPC. See 'CBS Financial Services Account Protection' • abbiAtes Indus debit berates. cumarding margin Financial Semites Ix., Client Relations Department, below. Carithitrlieu bans, credit Ire,shot accou-d balances. P.O. Box 266 Unon Coy, NJ 07032 Cnbroatiole unts may be held n you' account If pin • Censoring balances. Total of unimested available • In case of errors Or <peaked about an electronic Lam your request, balances in the Bank Sweep entitled to a petal and a nesuk da chiderd paymera cash balances, plus depose boraxes at UBS Bank USA, has transfer (61), tai pryer a UBS Votclebit Program or DA may be senthdrawn and sans of a or otherwise, the Firm well tether sell partial aria LES AG U.S Branches ad money market mitre' fund card vantactions, call K0762-1000, or wee to UBS Money Furd may be liquidated, ad the proceeds martin prima accept an amok determined by a sweep Sates. at the One of tie statement period FinncialSenices Inc, 1000 Harbor 814, 6thDom returned to you or your seoseies account. regidered clearim agency, ad credit you' accord. Nan-ccesredia free crectt Saxes in your account are Weehawken NI 07086, Atth RIAS855. Sakes. Ina segegaled torn other balances and tie Fine may rtre-se Hammon about available sweep *pawn Investment objectives rate ay of these finds in the ordinay sours ol is Calor write as soon in yeti can, A you hit you noladrg canna inkiest rates and yields, 5 available at The nominen objection and risk profile av spec lc to business These funds are pestle real your downed. statement a receipt kywom or if youneed more wmtrubscoksweeprekk. from your F name! Advisor each account and may may between you account This total is metaled in the arrant period closing vain idomatin for a transfer on the statement or or by caring KO-762-1000. Please advs. the Finn amplyin waning o4 ay receipt. The Firm or Card Mar (as applicable)most scrif joint change inmet Inahcial situation or Lending information hear from you no las than CO days after tie ken UN Financial Serfage attain protection investment &wows For eachscant held you For detared information at the firm's Itrodeg practices The Fin, r. A manor-of cf tha ( en Trio< 1--eneo• PrOtortrn Moos or* of the folowim investment clajtctivrt and Oakum . refer to your Chem Rationale, SDNY_GM_00022630 CONFIDENTIAL EFTA_00133250 EFTA01275387 Important information about your statement DOOMIMIND Agsement or ACCOLal Ai"taffatti end the General - We germak tee he cloak; price when svallak or liquid and event they can be sold, the price — h edition to cornrnissians received n connection Terms and Conditions U3S Statement of Credit Practices the mean of the bid ad ask price, for listed received may be 1016 than the pe than estimated with the sale or dotribution ol arnuey contracts boilable in Agreements endear/wan at secullin ad optima or only bid prices for OTC vain provided n the acorn statement, and wet investment but wins tooter clients. we ray nen froattareettinteatrinto mat. secants. alder our affiliate mew reserve sharing - Less 3Ctitti traded securities may be priced usig a . Restricted securities. Resin-led searnies pnecaly comperesaion frommany of the inswance VOW Meets valuation model a the moss recent pm. we ae not cumenty Viable for public sale. UBS Financial companies Widening the amity contracts, Your stahament itemises meatus end other assets hell %lamed and may not reflect en actual market price Service, uses Ill man prim d I he unrestricted stock aftRain ate Munroe contenies or warriors of ti the accost at the end of to statement period. You a vain of the sae issuer as an inputed value for the he ant irmsemmt tuns we disttote. may ask for &flea a SLY paid seoxiies al ay time. - Certain positions may appear without a price ad restrained stack for purposes of the statement oak To - Our affiliates abo recehe trading commissions rd You may remise secunties used as ban collateral aher will aux as 'rake was rot health • it we se the extent that resigned seorities are elgble to sale, Nee convenience,Dan natal funds and paying any balme dm an them. Any securities triable to obtan a price fora 'toady the value receieed may be tbstarvaly less than the insireme companies whose products we dayloute. tranderied to he Firm cisi-g the statement period are - Deposita a securities denominated iicunarcin inlayed vabe arm - We receive an smut fee from UBS Bs* USA ad toted at market value at of the end of the statement other thin U.S dales an reflected at the etching. LES AG Stanford EtanCh of to to 425 per accuse period. rate as of the nate-nem date. • Est festinated) income. assent yields and rates. sweeping to the barks under the UBS Bank Sweep • Cost bean. h detemining the cost basis of he - for certain startles racing n non-conformeg M estimate of anus income is based an current Program. securities incbded n this statement, nbere indicated denornnstrons, price and quantity (face Wm) may drvidend ad interest rates, assisting tie seosites will wile the number"I, • WS F flaxen Services has relied have been adjusted to ladles peeper unmakes be heldfor me yes from statement date or wee Activity oninformation obtained from sources other than 'WS To obtain &nem antaxn. Ma available, contact maturity The Minnie dont, a gudolne accuracy InScemaiOnregardngcommksbns and other charges Fi-encial Service,, including information (rcm another aecoi Aclencr and continued income are not gum-anted rand h connection wth the executiri of trades, rim a that mum* NW* grovided to yea finaxial - Estimated antral hcane and cumin yield fa roasting option vansactions has Lk...nimbi:kid on Atha,. The firm does rot indeperantly ye* a • Prnats investments and augured produas. certain types of seckrates could ncksle a retun of tontnein premusy !webbed to you. ri d cull be %aunt« the aaracy a veldt/ day idormation !ovate mama* saunas (ex Laing deed prat:IIor aped gains in which use the est prondod to you prcrrptly onrepast Provided by sant other than LESFinancial Senecas. participation program and realNate investment tun income (ad curare yield would be overstated, h addition although UESPhricial Seniors greralY soothes) and structred procbcts are generaly highly - Estimated and income and anent yield and to Shad aellinp updates fhb nIcrmation as it is reamed, the Finn aged. Celan sena-tend credits have not been actual income and yieU mitft be lower°, higher II you are engaged in short selling a seventy, you may does not provide ay assurers.' that the istormation regretted with the Securities and Exdil then the estimated mounts. Sox a charge der to entrain banging costs for tut seder "Coot bans" and "Unrealized gadloss' is Commission on under avy slate seaseieTaws. We - An *stint* of arrualeed income (dal:lend anew prebuilt sectray. accurate as of the date of hi statement. As such Porde enmated values for pint.. investment interest) divided by the current market please dons refer on this nfantion to make searita ird structured products for Mcnnatiml valeraverage balance is based on the tb-t dividend Open orders Nrchne or sale decisions for taxi:uprose, a purposes onbr. Marary snot guaanteed. or merest payment nude by he suer and Regarding open or • gx6till-cancelled' orders that otherwise. Accounts tordened to to Elm may - These vitas may differ s.bstakeiset kin Moe; il manes tie seareseSdepans will be held foe ate wee not executed by the itattmert date, open buy and refleci gad loss llamas, only for the period ce any. at which aeries Mara' thy year Iran the statement date or until mattria. sell slop orders are rediced by the mount of dividends tine they are held at tie firm Morehi:cornet structured product maybe bought or sold and do Accuracy and continued sell xe not cuarateed or rktits on an ex-dividends or eentes date unless relormation can be aided by you Friaxial Advisor. net necessalyrecresern the wax you mayreceive rignxted othenvise by yod. You are responsbk for Lyon lipridatin • Assets not held by UBS Financial Services. Certain orders that are executed da to your Idurt to cancel • Unrealind gansilones Yellen data n awilabG - Third pity fl u mes of rain ate en d a sequin assets se rot held byPrelim an not vdtrin the eislig open orders. reamed moaned guindlown re camAauel date rid an supplied to UK humid Services on a Ferns possessia or control. These assets a* havileal moray lots. The transaction data for replan basis by an independent relation firm. &played on year statement for informational Mew havizbal lots may or may not rhea commissions, - bate. general panne- or sponsor estimated vela,. purposes only Positions and values presented at To obtain a copy of or current Client PrivacyNage. it ay, are stppled to the Fm by the issuer, please contact >as F nerve' Advisor or vent our websne rZ ands security, reorganitaton events and other reinvestment lots eV systematk pitchai• lots are each combined to dieplay one general partner or menu and m ay be calculated based on dfferent information frau tat used by aoudad by dal issuing firm. UBS Fhancial inrices is not repayable for this information and does not guarantee es Acura. These assets are not protected at wew oat rambwatnartfer averaged lot The 'Trade date' com emn presents the third denies to delve their eninated values. by MK or to Rim's supplemental SITC coverage. 1.85 Finscii Senkes n not a ba-k The PM& Business original vansamon wade date. - You can obtain additional information regarding Services Account BSA and IRMA are brokerage accounts the metextolagy used to determine the estimate a • Revenue sharing and additional compensates.. which provide Koss so banking services and woolen • Callable securities Bonds and pretend stock that value and the date of Pr Hamblinthat is the — In addition to commissions on SAFI and I .1b.1 lees trot* 2/Thlrberlit wth ablated bat and other the ever cats for eat redenplean will be selected basis for the estimate by contanig your Financial received n correctionwith the distribution e4 Ihniparty barns, and provides Jacinto Haase and nasally by lot from arrag all seethes of he Advisor rrulual fund to ow dents we ander our great, antra Maas eased by unaffiliatedteed-party issue held in our name cr :mon.. nem for or - Thirdarty 'slanged vela, may be reflected as receive revenue shying Payments from dienbutors Murree conpanes through insurance agency clients. Call Ivan nkanati:n is obtained from third 'Not priced in several stumble when an drda advisas of thenatal lugs that we sell. subsdianes of PBS Financial Services Inc. ponies and in accuracy is not garanteed. Other call 1dependent valuation tiro his not ssePind a it These arna.nts are based on two cUterern leans moy int which mid Slew yeti* compete stable to assir a nide. Men we become ware corrpononts (a the amown of ales by UBS of a lwasmerd, enwa-ce ad a-ruily products' idcrmatim Mate provided upon request that a matenal event has named tat may call a Palicular mutual fund I amiy to our clients: and Rd Not FDIC instred • No bank guaantep May lose value premusfy reported value no question, or awn a the asset value of a particular mutual fund famikes • Certificates of deposit (0). CDs are FDIC ensured value would be highy speculate...due to tie nature shares held a tie Inv RMA. Resource Management Arun nt, Business Services two S2 B),000 in principal and earned Seam per et the security. — We and as altAate ate receive networking and Account BSA, IRMA and intonational Resource depodor and per depository inainsixe in accordance - When neither an Muer, general partner or sponsor combs, processing fees n consideration for Management Accuse an registered service maks of wen FDIC Ries estimated value nor a third-pa-et Minuted wig is transfer agent smites that we ran* to the 135 fnancii Sienna Inc provided the vale a tee seanty wilt* dilaerent rrutual lent These fees generally are pad from • Price/value Prices droplang for secunues and otter Item its %raze price. investor asses Si the Nubia I lured and me a Used Visa Signature d a regained Write Milk 01 Visa proricts may be higher or lower than the price that - • Daributions to dale' may inriude return of dais amount bleed on the number of accounts at eternalknit LISS Yu Signetn ova cards and IBS you would actually maim in tie make fetes capita( ncome orboth. the brokactealer holingmutual fads of that fund Visa debt cards re issued by UBS gat* USA with obtained from varkus aid party sources atilt we - 'Original unit size' represents tie hkial offering fain Permission from Visa USA hcaporated. been, to be rekable, bit we do not %era-nee ther paper true axiom, not reflect yow con bast accuray. - DIP rd unlisted RUT scant are not listed on a UBS Financial Swaim Me Rev 201604 national securities exchange, and are goner* SONY GM 00022631 CONFIDENTIAL EF1'A_0013325I EFTA01275388 UBS Fnancial Senices tx. UBS Private Wealth Management 299 Pak Avenue 25th Floor Resource Management Account New York IV 10171.0002 November 2016 CP0'70055355451 t16x135Y? 0 GMISLANIE MAXWELL Account name: GHISLANE MAXWELL Friendly account name Account number: Your Financial Advisor SCOTT STACK MANILYLE CASRIEL Phone 212.821.70C0/800.308-3140 Questions about your statement? Call )(Oa FinandaI Advisor or the Value of your account PIMA Resourceline at 800-RMA-1000. on October 31 (1) on November 30 (1) account 029023574 Y0ut assets 1,135,630.52 772.39 Visit our websIte: Your liabilities 0.00 0.00 v•ww.ubs.comffinancialservices Value of your account 51,135,630.52 $772.39 Accrued interest in value above 13,566 38 50.00 Sources of your account growth Tracking the value of your account sludge 2016 Value of your account Thousands at year end 2015 91,311,717.81 Net deposits and 1.594.3 withdrawn -31,366,60220 1.311.7 1,1354 Wur iwestment return Diadendard interest income 559045.75 Change in value of accrued interest -15178.88 06 Change in market value 91269.91 Dec 2014 Dec 3015 Oct 2016 Nov 2016 Value of yeti account on Nov30, 2016 6772.39 SDNY GM 00022632 PA•mber SIPC CHP70XS30SS35545 Nel0o0i eS2 9 C0Coi 111603057'004 Y123574550101010 Pogo 1 of 8 CONFIDENTIAL EFTA_00133252 EFTA01275389 SUBS Resource Management Account November 2016 Account name: Friendly account name: Account number: INA,N1ELL Your K Randal Advisor. SCOTT STACK MANLYLE CASRIEL 212.821.7000/600.308.3140 Your account balance sheet Summary of your assets Value on Percentage of November 30 (S) your account A Cash and money balances 772.39 100.00% Your current asset allocation • B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 a00% E Non-traditional 0.00 000% F Commodities 0.00 000% G Other 0.00 000% Total assets $772.39 100.00% A Value of your account 5772.39 Eye on the markets Percentage change Index November 2016 Year to date S&P 500 3.70% 9.79% Russell 3000 4.48% 10.58% MSC I - Europe, Australia & Far East -1.98% -1.86% Barclays Capital U.S. Aggregate Bond Index -2.37% 2.50% Interest rates on November 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.62% OW70003005535546 NP70C0I852 I 9 COCO' 111603057506i v123574550 100jyy_Gm_00022ase 2 of 8 CONFIDENTIAL EFTA_00133253 EFTA01275390 Resource Management Account Account name: GHISLAINE MAXWELL Your M sandal Advisor: SUBS November 2016 friendly account nail Account number. SCOTT STACK MAIILYLE CASRIEL 212-821-7C00/800-308-3140 Change in the value of your account Dividend and interest income earned November 2016(4) Year to date IS) For purposes of this statement, tartan of interest and cfrAdtnd income has been determined fran a US tar reporting perspKtive. eased upon the residence of the account tirade; accamt type, or product ex., Opening account value 31,135,630.52 51,311,717.81 same interest ardor dvidend paiments mar not be subject to United Stan (US) ands Puerto co (PR) Income tents. The dient month/ statement is not intended lobe used and camoi be relied Lam for tae Deposits, including investments purposes. Clients should refer to the applsatee tar reporting foam they *eel* nom UBS annualy, such as transferred in 0.00 8,340.00 the forms 1099 and the Forts 493, foe lac reporting informal:eon it Is the predict of UBS to rite tte applIcatle ten reporting forms vAth the in internal Revenue XMce and PR treasury Department, and in Withcfrawals and fees, such forms accurately dasefy &Mend and or interest a tag mama or ember income. Plea* corsair your irs:Nsrcbse tar prepare,. including investments transferred cut -1,149,960.69 -1,374,942.20 November 2016 (4) Year to date (1) Dividend and interest income 4,993.84 59,045.75 Taxable dividends 0.00 7,202.28 Change in value of accrued Long-term capital gains 160.27 160.27 interest -3,566.38 -5,178.88 Change in market value 13,675.10 1,72.9.01 Taxable interest 4,537.51 42,495.89 Closing account value 4772.39 $772.39 Tax-e>empt 'merest 0.00 7,500.00 Miscellaneous 296.06 1,687.31 Total Currant year 54,993.84 139,045.75 Total dividend & interest 34,993.84 559,045.75 Summary of gains and losses Wilts reported belay exclude pr0duCts 101 voliSh garb andl0WS are 001 classified. Realized gains and losses Unrealized November 2016 (3) Year to date (4) gains and losses (4) Shod term 0.00 586.02 0.00 Long term 0.00 6,027.80 0.00 Total 50.00 56,813.82 $0.00 SDNY GM 00022634 CNP7030930SS3SM7NP7000111S219C0C04 111603057`004 Y123574550101010 ►age 3 of 8 CONFIDENTIAL EFTA_00 133254 EFTA01275391 Your linenciel Advisor: *UBS Account name: GHISLAINE MAXWELL Resource Management Account Friendly account naml SCOTT STACK MANLYLE CASRIEL November 2016 Account number: 212421-7000/800-308.3140 Cash activity summary UBS Bank USA Deposit Account APY See ACSOunt Sanity Ma MoNbtot dela h Belon( eS In your %ems 0D11ons are indudedin the opening and closing bdances value. FDIC Insurance apples only to deposits at 1)85 Bank USA not to deposits aI u85 AG, Interest period Oct 7-Nov6 Stantoid &arch of bank deposits placedthrouch the UBS intemationd Deposit Account prog.am. SIPC protection applies to money market sweep fund ridding, but rot bank deposits. See important information Opening UBS Bank USA Deposit balance Oct 7 50.00 about your statement on the tact two pages c( this document for detals Closing UBS Bank USA Deposit balance Nov 6 $1,837.51 November 2016 (1) Year to date (1) Number of days in nterest period 31 Opening balances $10,680.70 S541.48 Average daily balance $989.83 Additions Interest earned $0.01 Deposits and other funds credited 0.00 8,340.00 Annual percentage yield earned 0 01% Dividend and interest income 4,993 84 59,045.75 Proceeds from investment transactions 150,000 00 325,303.76 Total additions 5154,993.84 $392,689.51 Your investment objectives: You have identified the following investment objectives for this account If you have questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Financial Advisor or Branch Manager. You can find a full description of the alternative related services 772 39 -7,528.38 investment objectives in important information about your statement at the end of this document Other funds debited -165,674.54 -382,355.28 Your return objective: Rinds withdrawn for investments Current income &caPital appreciation bought 0.00 -2,574.94 Your risk profile: Total subtractions -$164,902.15 -5392,458.80 Primary • Moderate Investment eligibility conSderat ion • None !elected Net cash flow -$9,908.31 $230.91 Closing balances $772.39 $772.39 Your account instructions • • azccunt cost basis default closing method is FIFO, First In, First Out CNP7C000005535548 W7003185219 C0004 1116 030575004 Y123574550 l OttrIkYGM000226§594 4 of a CONFIDENTIAL EFTA_00133255 EFTA01275392 Resource Management Account Account name: GHISLAINE MAXWELL Your /I sandal Advisor: *UBS November 2016 Friendly account name: Account number. - SCOTT STACKMANLYLE CASILEL 212-821-7000/800-308-3140 Your assets Sane paces, income and anent vanes sham may be approthrtax. AS a 'mut qam mcllosses mai me be accurately reflected. See imporuor infommbon abovi your statement a the endol ths dxurnem rot mon Infonmeon. Cash Cash and money balances °oaring Mance CIOSMO batnCt Me per share Average DnICIenglnlereSt Dais in Hcl dog on Nov 1 (1.) on Nov 30 (S) on Nov 30 (S) rate perked period cap annum ES) Cash 4,72637 772.39 UPS SAM: USA DEP ACCT 5,954 33 0.00 250,000.00 Total 510,660.70 677239 Your total assets Percentage el Cost B1irrgee0 ungeaszed value on N0 30 (1) your mount Oasts (11 smug Interne (I) aaln or IOSS (S) Cash Cub and money balances 77239 100.00% 77239 Total $772.39 100.00% $772.39 Account activity this month Date Acihily DescrotIon Amount (1) Dividend and interest income Long-term capital gains Nov 14 II Cap Gain BLACKSTONE GROUP LRTHE UMT REPSTG LTO PARTNERSHIP INT 160.27 Total long-tams capital gains 16027 Taxable interest Nov 1 Interest COUNTRYWIDE CAP V 7.000% DUE 11101/36 CALLABLE PAUDON 4200 I ,837.50 CUSIP: 222388209 Nov 7 Interest UBS BANK USA DEPOSIT ACCOUNT AS OF 1 1/0/16 0.01 Nov 15 Interest BANK OF AMER INTERNOTES03.600% t t 1516 DTD11041CFC051511 NTS 2,700.00 CUSIP: 06050WOW2 Total taxable interest $4537.51 SDNY GM 00022636 C NP70303005$35549 NP700311352 19 00034 1116 030579001 Y123574550 101010 Pegs S of 8 CONFIDENTIAL EFTA_00133256 EFTA01275393 UBS Account name: GHISLAINE MAXWELL Resource Management Account Your Pi nand Advisor: Friendly account name SCOTT STACK MANY LYLE CASRIEL November 2016 Account number: 212.821.7000.'800.308.3140 Account activity this month (Conti-US) Date *chitty Descntmion Anoint (f) Dividend and interest income (continued) /Ake/famous Nov 14 Dividend BLACKSTONE GROUP LPITHE UNIT REPSTG LTD PARTNERSHIP INT PAID ON 7.79 1113 Nov 14 Return BLACKSTONE GROUP L8THE UNIT REPSTG LTD PARTNERSHIP NT PAID ON 14.47 Of Capital 1113 Nov 14 Dividend BLACKSTONE GROUP LPITHE WIT REPSTG LTD PARTNERSHIP INT 273.80 Total miscellaneous $296.06 Total dividend and interest income 64.99324 Dale Adhey Description knots* (I) Dees Nov 30 Refund PRORATED ADVISORY FEE 772.39 Total professional management fees $772.39 bate Actiuty Desceplion Other funds debited Nov 1 Transfer JOURNAL TO VI 23575 GH1SLANE MAXWELL -10ß80.70 Nov28 Transfer TO Y1365092200 -154.993.84 Total other funds debited 4165.67434 Investment transactions for more Information about the prkeelue shown So, restricted securities, see important information about your statement a the end Of this CbCtment. Proceeds (torn Funds iniestment withdrawn to Accrued Date Actnity Description Quantity Vale ($) Price transactions(s) unestrnentsbougit (5) interest CS) Nov 15 Cal BANC OF AMER INTERNOTES 03.600% 111516 -150000.000 150080.00 Redemption CITC8 10410 FC051511 NTS WE CUSIP: 06050WCW2 Nov28 Transfer BIRDVIU.E TX INOPT SCH D PREP BEM/ 5 -90000.000 -90.777.60 CUE 021529 WO 011502 CALLABLE PRE-REFUNDED TO VI 36509 2200 CUSIP: 09087405 Nov28 Transkr BIRDVILLE TX 1NOPT SCH D 8Elle 5 -10000.000 -10,082.50 CUE 021529 DTD 011507 CALLABLE TO Yr1 36509 2200 CUSP: 090674a/8 continued next page CNP70309005535550NP7000185219 00004 1116 030575004 V123574550 10e#,IyGrit 000226efee 6 of 8 CONFIDENTIAL EFTA_00133257 EFTA01275394 Account name: • ir MAXWELL Resource Management Account Your Mtandal Advisor: *UBS November 2016 Friendly account name Account number SCOTT STACKMANLYLE CASRIEL 212-821-7000800-308-3140 Account activity this month (continued) Investment transactions (continued) Proceeds non Funds «vestment viithdrannIa Accrued Cate &linty DeSCIPteNt OutenRy Vdue (S) Price IS) tiareactIons (I) IMISIMNIN 00411 Interest (S) Nov28 Transfer MICHIGAN MUN 80 AUTH 1W BE/R/ 5 -5.000.000 -5,016.80 CUE 100126 DTD 110206 CALLABLE TO v1 36509 2200 CUSIP: 594551485 Nov28 Transfer COUNTRYWIDE CAP V 7.000% DUE 101136 -4200.000 -106,940.40 CALLABLE TO VI 36509 2200 CUSP: 222388209 Nov28 Transfer OTIGROUP CAPITAL XII FXDFLT TRUST PFD -10,003.000 -259.000.00 7.121% DUE 10302040 TO Y1 36509 2200 CUSP: 173080201 Nov28 Transfer BANE OF AMER CORP TO Y1 36509 2200 -944.000 -19,163.20 Nov28 Transfer BLACK STOW GROUP LP/THE UNIT REPSTG LTD -1,113.000 -28,726.53 PARTNERSHP INT TO Y 136509 2207 Nov28 Transfer GENERAL MOTORS COTO VI 36509 2200 -1,023.000 -34,833.15 Nov28 Transfer SPCA S&P 500 Elf TR TO Y1 36509 2200 • 1,257.000 -277,143.36 Nov28 Transfer P MCRGAN CHASE & CO 07.900%042949 -150,000.000 -153375.00 OTC042308 FC103008 NTS (YE TO VI 36509 2200 CUSP: 466251+1A1 Total $150.000.00 Securities transferred out -S935,058.54 Date Activity Descriplico amount (S) Money balance activities Oct 31 Balance forward $5.954.33 Nov 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 4,726.37 Nov 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11101116 -8.843.20 NOv 7 Deposit UBS BANK USA DEPOSIT ACCOUNT A5 OF 11104116 0.01 Nov 15 Deposit UBS BANK USA DEPOSIT ACCOUNT 456.33 Nov 16 Deposit UBS BANK USA DEPOSIT ACCOUNT 152,700.00 Nov 29 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 11128116 -154,993.84 Nov 30 closing MIS leak USA Deposit Account $0.00 The um Bent USA oepost Account Is your primary sweep colon SONY GM 00022638 CHP7001:0305535551 NPT0001135219 00004 1116 030575004 VI23574550 101010 Pose 7 of 8 CONFIDENTIAL EFIA_00133258 EFTA01275395 *UBS Account name: Resource Management Account Your 14 nancial Advisor Friendly account name: SCOTT STACK MANLYLE CASRIEL November 2016 Account number. 212-821.70001800-308-3140 Realized gains and losses The estimated realized gem and losses strum below me not for tar purposes. Please ride that gain or toss informaron We may rot ad ust gans and losses la al captal chairs. We autcmatcay adjust cost basis for recognized on the sae of reCkniptiOn Of (enact Structured PrOduCtS, eke Contingent OM SeCurittS. may be lia.enernpt and AMT coupon munlopa sec unites tot (-slimmed anorizemon 01 Con° prernans aid tot accreted OR) ordinary, and not (vita, gain or loss. Please check with your tat Cidc6C4 to caloa ale gains add losses. we fu sec unties issued at a CISCCont a you legtetled t Nit UEISZKItid COP basis lot the bond premiumaro/nationon liquidate the ri der security lot first. Itis is known as the Not o first dot or FIFO accou King method We use taiatzle debt sec unties then cost bald reflected tor these seCuribr has bet n **Sled Estimates in the Walasalwl lila method unrest you specified veNc h Ica lot to close when you dated your order. This is known as a temp section can not be classified m Odd tensor long trim bet are inloimiibon it ',tuns or the product is one in which purchases or VSP order Sr. important information about your :tateraent a the end of this document for more the ca moss talc ulna, is not provided Long-term capital gains and losses Wath Salt Quantity or PurChMr Sale sale Cost COSI basiS Security description Methdd tae yaw date date amount IS) basis (k) adjustment(S) Less (S) Gain (5) BANK OF AMER INTERNOTES 03.600% 111516 ()T0110410 FC0515 I I NTS 8/E 1110 150,000 000 Nov 01. 10 Nov IS, 16 150,000 00 150,000 00 CNP700C0305535552 N1,7000185219 00004 11 t 6 030575004 Y123574550 lOgrOjuyGm00022erive 8 of 8 End of statement for account number Y I 23574 SS CONFIDENTIAL EFTA (H)133259 EFTA01275396 Important information about your statement U3S Faocial Services ea. (the Firm or UBS humid sent yOu the lea steward on which the tier Or Corporation (SIPC), each protects starves taCcntS 01 • arooluce Cunene income: roamers seakng the Serene°. is a animal all principle warily, ccmrrothay problem anted. its mobs up to $512000 (indtcling 1.250,003 generation of income onp. and opterissehoues. UBS Financial Semler, and CBS - Proide your mime ad accord number Of art/ dohs for cash). The Slit ash protection limns aide to • Acheie Capitaappreciation. Incasements seeing Dank USA re i-dien subsilanes of UPS AG and - Deco& to filter Of the tansies you Ye inure all accosts that you hoed in a asthenia- wacky. same of principalrather than the gerersais of *thawof U3S Skulks LLC. The Fim's Wawa' about, indeoplain as <kap as you cal why you The Fhn, together with certainaffiliates, has also ticane. statement e available upon rept**. The Font exaste believe a is senor a why you need more purchased applementalinaction. The nuarnen • Produce Colobaubbn of Wane and Capital offices a. a. amount payabee to al Spike diet, CONKlie09 wider Appreciate& aesonents seekrg both the generation - had. the icier arrant ca the suspected lent this erasion is ZOO milion as of Docents- 10, 2015. of nccme and growls of pritral CBS Financial Seroces Stbra to the poky ordilons ad lmi ations, cash 1200 Harbor Boulevard The Firm or Card Issuer vii h•estaame your compdatt the fan is further protected fa up to $1.9 million n the Overall elk profiles Weehawken, NJ 07086 and wet correct sy error pasty. For alleged mob aggegate kr all your accounts held n a patials • Conservatree. Seeks to manta* seal patio* with roolving UBS Vita debit rad tremadiaa if we take capacity. A fii copy of the polcy wading h sable low risk and volatility to the award overat ran if This statement represents the only official record of yov more than 10 bus mess days to Wan, we will credit uPon request. tee means the aware does not gawk sign it [ant CBS Financial Services account. Other records, eke* par accord for the anoint ytuthiik is in error, so that official tadournents. contanng conflicting data shad you caul Nye the use of a money during tie tine it The Slit protection and the supplemental protection 'ram or returns end may rot env pace with not be relied wan II you bathe there is an tote a lakes us to compete. our nostgation. both do not mph' to Omi990n pleaw report it immediately n abaci to the • Cenen ancial asses controlled by (end tolicted n • Moderate Willing to accept scow risk to pircnal and Brand, lianacpc of the deice serving your accost. Please mire all disks isnot to the Fan or the your account value) but held away from LOS Financial tolerate some votility to seek higher returns. lanai kabobs ticketed on he front of the Services (e.g., certain( cash at UBS Bat USA, 00 • Aggresses: Wiling to accept high ilk to ascend and Allthaegn aR figures shown are intended to be accurate, statement In addition to regular acocuil fees, accounts cash at Les AG U.S.branrhes, (4 mane pans, high west lily to seek highreturm owe time. statement ins shwa not be wed fa to purposes Rely my be abject to mainenerce Ins, changes for Me including valible swat, and (ii tore. of Maud • an. stment E‘oadtiry Comeleation: I Hinted, a sat on yearand tax fast , Form 1099. 5498, parent for securities purchases and dates for unpaid funds when such thew re registered top h the P7605 of the portfolio for tilt account may task 10425. etc ) when 'repast your lax return. The Fim 5 amounts n cash accounts. Accosts that as transferred name of the accou-4 holier on the lacks ad records waist strategic, Mined Hulick and gvater required by law to ream to the IRS all table &lands, to other inking,' may be subject to a trawler fee. of to applica* o._nr a trader agent), voUtiky. iiportatie rentable cabana and uxtk inkiest • Crain nwst-nent contracts or iniesement interests erred en steuities held haat exarre, net:exceeds UM Sweep OpAions (e.g.. limited warships ad pate placements) that Statement •hareholdier on see trawadiore, ad con basis ono:Win corned LEG offers options kr owephg cath balsas. balances are nal regitened wider tie Securities Act of 1933; We may consoldale all reamed account statements with seaties. to bale deposits at UM Back USA and LEG AG Staked and the same adi-ess ii the sane envelope, e.g. because trench (Bak Sweep accfarrs)), money matte mutual • Commodities contacts (e.g n foreign exchange and They have owners who also maintain pa account Carnlieniallkall with the Man iamb Money Fiat) and the internationalDepose pricey,metal contracts), includirg futures contacts rad cramps well other dents a the same address* • Pleas recortinn sy oral corwrosations in wring Award (DA)for c weans with in Interutionel ad commodity option contracts. you reeler to recent individual statements mailed n tofurther protect your rishtt inducing your rit Ream Manaprnird Account. Though the Boa The SEC protect Cin and the supOwne-dal protection do separate ensiebriet you mat decline Isseholing by lrEkr the Soo.lies Investor Protection Act (SEAL Sweep Programs, cash balms we swept to LES Bank not apply to these assets thenif they otherwise appear caning your fine-col Ad for • t the financial institution en the top left of te tone USA to to an estabeshed knee ad then to UPS AG on yea sUtements. Tye StC protection aid the of this statement isnot U3SFruntiel Se ekes, LEG Stanford Bench, or a Money Fund. Deposits at U26 547Plernental protection do not protect against changes Friendly Gaeta name Fi-andal Senitee carries yar =cut as clearing Bank USA are FDIC hosted in accorda-ce withFCC n the market vele of yams investments (whether as The Fan* surd name is a custanciplo -nickname ackee by arra-gement with the tdcated insteution ales. Formore information please resit wwwfdic result of market movement issuer be-Musty or chosen by you to assist you with your recordatote7 We in you of the rela1M5ht, when you Deposes a LEG AG StamfordBrach ad shares of othernee) has no legal effect on your account You can change opened this accost h the cast your kits and MoneyFindsare rot insured by the FDIC. More irtonnation is amiable Ina regain. yam hiend9 aCCOUll names. through Onkle Services a stales tre located aims financial Seats and rot You may cbtan more irdoration aboue SIK, mildew) by contsag your FiVnoal Admsor. thr iscactg broker, ad yourat maw amps Through tie DA, (mailable toroth balances an swept to the SIPC Brodate by aneacting SIPC at 202-371 -83C0 of sy error or emission to bode firms As described depose &costs al UBS AG New Yak Branch and LE6 or by visiting the SIPC websee at www.aptorp Aecoure overview to account agreements, youmust 50* IA aF Try AG Cayman Ranch Thew deposits arena enured by • Vat,. of sew accountgonYoto. Net of *sets and errorsor fraud twang checks reflected an your statement wain 30 Wes alter le was mailed or made to FCC. Balances held at the UDS AG Carman Brandi are tapas ty reposed to the sovereign Ink of the Dividend Reiwertment Program pun • Amer babies seen* cash balances, slues fa the pier reelected is an average price. You may Wean available. Alinement% shall be deemed comply Cayman lira, and there is no currants or other the octal price tom yew Fatal Adis. Ory whole merited wady lest), and Globalrift Deposit and accurate n all other respect if not objected a in obligation of UBS AG to repay elk banes whilealthe shares are purchased under DRIP; palial thew wiabe streand marks to matt, and certain asset, not held veittg within 60 days LEG Cayman's Brach's books. soli ad the cash wn be deposited your account The by the Fim. Does roe include unpriced sectritiMassets • Please deect cutromer complaints or thanes to to civickrd reinvestment price applied by the ester may at theen:lathe prior and arrent statement periods, or Fints C lent Rana ()tonne* at 201.352.1699 Deposal a LES Bark LISA and cab UPS AG Branch are rifler Ism the ark* price al which the partial shires poene istements. wasted stock options and a tolltroe r.900354.9103, 8:03 A.M. to 6 CO P.M not protected by SIK. Monet Fund than are protected no sold earceable stock options FT Monday through Friday, or in weitiu to LES del SIPC. See 'LOS Financial Services Account Protect-an' • Inducts cleat bala-ces. awarding margin Financial Senices ix., Client Relations Dept/ant, below. Ceetetelieu bans, credit lib, shore accou-d balances. P.O. Box 766 Union Cy, tel 07037. Cnbi whole unts may be held in you accost. dye • Cashrmoney balances. Total of uninvested avalabie • In case of errors or wrist about an electronic Ups your requen, bahron in tie Bank Sweep entitled to petal sit a a nesult edam:Wiwi payment cash balances, plus depose telexes a UBS Bank USA, had, trawler 071). bat pasta a UBS Votclebit Program or DA may be vothdretat and shires of a or OhinVile, the Firm will either sell panel unit a LEG AG U.S Branches al money market mutual fund card inactions, call 912762-1000, a write to UBS MaleyFundmay be licsidated, ad the proceeds mart* price a accept an /mord determined by a sweep deems at the c bso of the starrent period Financial Senices ix., 1000 karat Blvd, 6th floor. returned to you or your searaies acccun. regiaered cleitiu acency, and credit wow accord. las-ccarriodity free ask balances in yos account are Weehawken NI 07086, Attix MAIESA Sakes. rot segegaled torn its balances and the fimmy Ftelhog tdormadon about available sweep option Invesnasent objedSee • ae sty of these finds lithe winery course of is Caller mite as won in yen can, if you hit your robing curse interest rates and yields, is available at The ilonlmer1 objection and risk profile ere spec is to basins,. Thew funds repayable won your darned. statement a receipt t wrong or if youneed more wwvabscornittieemeetb, from your F natal Advisor each account and may wy between you scants Tlin total is eluded in the arrant period closing Vain tdamation tat a transfer on the statement or or by calling KO-762-1000. Pease advs. the Firm pronotly in voting of ay receipt The Firm or Card lister (as appleable)must KO joint change in you Coaxial season or Lending information hear from you no later than CO days alter the Cam UBS Financial Serra' swum protection investment objectves For eachaccord held, you For detared onlonfotion an the inn's hang protects The Finn x o ants of the cn raw hier-in- Picienrin choose one of the blown)instant objectives. and declass. refer to yaw Client Rebtionthip SDNY_GM_00022640 CONFIDENTIAL EFTA_00133260 EFTA01275397 Important information about your statement (COMIIIUMI) Ageement or ACCO-rl Agfterraria and the General - We germ* Lae he closeg price when svaLatek liquid and men if they can be sod. fxprke — n edition to cornmissists received n connection Terms Ltd Conditions LBS Staunton, of Credit Practices Ow mean of the led rd ask price, for hued received may be keel tan tie par dare estimated with the sale or destitution ol arnuey contracts mailable in Agfeements andOixbecfros at mantis and option a only Al prices for OTC who provided n the axamt statement. and fret investment AM Irak to ow clients. we rint mentwenrinrekranto ores, searities. and"' our affiliate ream* resirue Mang - Less actireir traded securities may be priced useg a . Restricted mashes. Restected swishes generals, compensation frommaw of the instance VOW MSS valuate:re model ate moss recent ace we he not twenty elgble for public sale. Baileescol companies ladeftlifleg the amity follIflias, Your statement itemises *Cunt*, and other assets hell obtained and may not reflect an actual maim price Service:, use: the makes priced the wirestricted stock if/taus et de hewn conwynias or sponsors of htht want at the end of to stammers period. You a vats of to sane issue( as an inputed value for to he ant irmesemmt rusts we disitute. may ask for deisferY of lute paid startles at erg time. - Certain positions may weer *Stan a pace aryl restricted Oak Arouposes calth1statement may To - Our affiliates also meek, trading commosions ad You may receive securities used as ban collateral after will Amy as 'wke was col availatte• it we at the extent tat resekted secesties are elgble to sale, are compensatorsfrom mast kit and paying any balaxe cis at them. Any securities unable to obtain a price fora shinty the value reared may be tbstarmaly less thanthe adda x. companies wore predicts we darbse. transferred to At FirmBrig the Itrellelt period are - Deposib a securities denominated n curvet-cies imaged vabe down - We receive an arrest he from UBS Bat USA rd listed at market value as of the end of the staking. otter Ilan U.S dales are reflected at the etchinge LES AG Stanford Rand, d w to 425 per scare period. rate as of the gatelleilt date. • Est. (estinetad) income. owner yields and rata sweeping to the barks under the UBS Bank Sweep • Cost base h detemining the cost basis of he - der certain searites fading n non-conformrg An estimate of amual income is based on current Program. securities incbded in this statement, where indicated denornnations price and qualitytau value) may atidend ad interest rates, assisting ate seosites will with the number" l,• WS F minces' Services has relied hive been Asked to familiusepecper valumiak be Mkt for are( war from statement date or until Activity Oninformation obtained hem sources other thanLES To obtain curers quotatiors, when amiable, contact maturity This Mind* body a dud:Atte; accuracy hkemahonregarcingammksims and otter chases Fe-antral Semites including information from another you Pima-eta' Adige. aid continued income are not gu wended eased ei connection with tie exeoation of trades, rim a that youmay tuVegrovided to yea Finaxial - Estimated shut hcane and curent yield for roludeg option banuctions has Menindad on Adeisor. The Finn does not irdeperokntly merry a • Pante Swimmerets end strucesired pit certain types of washes could include a retun of coraIMAMS prevouty I wished to you. and wit be garentee the mammy a wildly of ay idormation Mate nvestrilent secsntin (i-cLdisg deed principalor capital gaga in which use the est proaded to you promptly onrepast. Provided by Wen other than LESFranco' Seniors pankipatim program ail real estate invennwnt income Ma-d cuffed yield would be ownstated. xditim although UK Fhascal Seniors ge-eralY seositis) and structred proirts are mneralY highly - Estimated anal incomes and anent yield and tie Short Ailing km:dates his ntarnatim as it is recessed, the Finn Sicand. Celan stnctised products have not been anal axon* and yield mitt be laver°, higher II you are engagedin short selleg a w.unly, you may does not provide any assuarces tut the info-maim registered with the Securities and Exch than the estimated ankountt. toff a charse dm to certain tanoweg costs for that seder 'Cost basis° and *Unrealised gar/ loss' is Commesicri a under my slate secuntileTaves. We - Are festinate of trusteed income (Adend ands particular acuity. accurate as of the date of he statement. As suck amide essmated Vale for private investment interest) divided by the current market please dons rely, on this nkermtion to make seositis zedstructured products for erlamatirol valsiaverage balance is based an the tut dividend Open aided peschne or sale decisions for tax purposes a purposes any. Atosary bnoe guaranteed. or interest payment nude by the si suer and Regaling open or • god-IA-cancelled' ceded tat otherwise. Accounts turderred to tie Fan may - These vstaes may differ a_lostaxi0y from prices il S59-etteS he secuterdepasts will be held for one were not awaited by the StAttelitte date, open buy and reflect gsei loss infamatim only for the period el any. at which a pride nvettrneell re, year torn the statement date of until makrity. sea slop orders are remixed by the mount of dashed, the they so held ate Fens More historical structured product rmy be bought or sold and do Accuracy and continued yell se not aura-scud or rigntscn an ex-dividerds a erartts dote unless erlamatim canine aided byKix Friaxial Advisor. net necessztiy represent the vas you myreceive ernxted °chemise by yo.s. You are re for Lyon liwidatim. • Assets not held by UEIS Financial Services. Certain orders that are executed ds to your Wart to cancel • Unreallted gant/lonee Ihtlen data is awilable, - Third pity *sunset of vale are as if a attain assets at rot held bytalent arena wenn the wining open orders. ottinated trroaleed suindlowes re card-lied Ice date rd an applied to UBS Iolanda Saviors on a Firms possession or control. These assets me eiskaial seas* lots. The transaction data for regilar basis by an independent solution firm. cloplorsd on nor statement for informational Priem idvSLal bin mayor may not reflect commisions, - bask general panne- or sponsor estimated vales purposes onty. Positions and values presented at To obtain a copy of as current Client Primacy Notice. ceder security frogs-if:sign events ark are applied to the Fm by the nsuer, provided by the Ssu'rg fern. UBS Inancial enlces please anted yea F nanual Abbot or net our meanie rZ cl and otter reinvestment lots ad systemstk pi:Chafe be, are each combined to display or* general partner or maw and may be calculated based en deferent information from that used by not mixable for Ns information and don not guarantee its accuracy. Thee meets we nal protected at mew oe, rnreren'wernfer averaged lot The 'Trask date' colonpresents the third parties to drive teir eninated values. by SRC or tie Firres suaelikantalIIPC coverage LIE6 Fiend Se-vkes is not a ba-k The PM A, Business ages' transaction trade date. - You can obtain additorel information regardeg Services Account BSA and IRMA ae teckerage accounts the metccblogy used to determine the estimate a • Revenue Awns and additional computesitice. which provide suss so banking services and prodsts • Callable securities Bonds and prelened stock that value and the dale of tht Hamelin that is the — In addition to conrnissions on sales and I altt tees tett* 2/Tentelltrilt watt Masted brays and other the over cats for eat redemplon will be selected basis for the estimate by contaning your Feancial received n correctionwith ter distributim Ihniparty banks. ad provides access to roesace and iromally by lot from arrorg all smarties of ha Advisor mutual krds to ow dents we ander our SCAM anntrtY products awed by unabiliatedthid-pany issue held ei our mine or am nominee nave for or - Thirdparty 'slanged vats, may be reflected as receive revenue shying payments from dianbutors notate <anises through eoura-ke agency clients Call lease eternalise, is obtaned from third 'Not priced* in several Sittalkell: Men an ad or salsas of thenasal fends that vie sell. subsdianes of UBS Financial Services Inc. pieties and is accuracy is net 9r:ranked. Other call I-dependent valuation hen has not aMPTed a it These amounts are based on two cMerem leans may oat which maid afoot mkt candele vials/e to assign a va w. when we become ware corrporents (a At amount of IAN by UBS of a Imesment„ mimeo. ad a-maven:ducts, inkrmatian lake Provided upon request that a materialmet has catered that may call a Patinas mutual fund I amiY to our clients: and (it) Not FOIC toned • No bank gurantew May lose vas mewouty repented vats no question, or when a the asset value of a particular mutual fund famks • Certificates of deposit (ON). CDs are FDIC aired value would be highy speadatime due to tie nature shares held a the fern RUA. Resource Management Ara. nt, Business Services iss. to $293,000 in principal and saved intense per c4 the murky. — We and as atlas* ado receive neemaking and Account BSA. IRMA and intonational Resource depositor ant per depository inainsion in accordance - When neither an Muer, general partner or Venter ameba accosting fees n consdration for Management Accost se registered service maks of win FDIC riles estimated value nor a thed-paly estimated vats is transfer agent 5421VCEI that we amok to the UK Franca Servkes tic market the maturate security Mite dderent nutuf krds. These fees generally are pad from • Peke/value Prices amiss/Li for securities and otter from its;ached price. investor assets ei the natallured and area lord WS Signalise is a featured Sonia Milk 01 Visa packets may be higher or brier than the price that - •Daributicns to date' may indude rain of dale amount based on the amber of accounts at Internal Ong LOS Visa Sanaa credit cards and IBS wu would musty wain in the market hies at capital ncome orboth. the broker.deahr holingmutual hard of that fund Visa debt cards ere inued by UBS Bat USA with obtained from was hid party sources whits we - 'Original unit size' represents he hhal offering fa-nily permssion from Visa USA Incorporated. tkeew to be retain'', but we do not garritee ter prkeper exit gona, not reflect pots con bast accurry. - OPP rd unlisted REST sautes are not listed on a UNFinancial gears Me FA 201604 rational securities exchange_ and are goner* SDNY_GM_00022641 CONFIDENTIAL EFFA_00133261 EFTA01275398 lies Financial Services Inc. *UBS Private Wealth Management 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 December 2016 CNP7007841101 1216X12 YI 0 GHISLAINE MAXWELL Account name: GHISLANE MAXWELL Friendly account name: Account number- Your financial Advisor- SCOTT STACK MANILYLE CASFSEL Phone: 212-821-7000'800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSolneline at 800-RMA-1000, On November 30 (3) on December 30(3) account 029023574 Your assets 772.39 0.00 Visit our websIte: Your liabilities 0.00 0.00 www.ub5comffinancialsewices Value of your account $772.39 $0.00 Items for your attention Help protect yourself from fraud arid review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth sinew. annuakreditreport .com Tracking the value of your account during 2016 Value of your account 5 the L63111$ at yea end 2015 51,311,717.81 Net deposits aid ' SPA 3 withdrawals -31367,375.55 Your nvestment return Dividend and interest income 359,046.71 Change in rake of accrued interest 45,178.88 0.8 00 Change in • market vat* $1,769.91 Dec 2014 ON 2015 Nov 2016 DeC 2016 Value of your account on Dec 30, 2016 $0.00 SDNY GM 00022642 Member SIPC CNP70310007841101 NP7000310136 CO304 1216 030575004 v123574550110000 Page 1 of 6 CONFIDENTIAL EFTA_00133262 EFTA01275399 Your Snoods' Advisor UBS Account name: GHIcLAFNE MAXWELL Resource Management Account Friendly account name: SCOTT STACK MANLYLE CASRIEL December 2016 Account number 212-821.700O800.308.3140 Your account balance sheet Summary of your assets Value on December 30 (4) A Cash and money balances 0.00 B Cash alternatives 0.00 C Equates 0.00 D Fixed income 0.00 E Non-traditional 0.00 F Commodities 0.00 G Other 0.00 Total assets $0.00 Value of your account S0.00 Eye on the markets Percentage change Index December 2016 Year to date 5&P 500 1.98% 11.96% Russell 3000 1.95% 12.74% MSC I - Europe, Australia & Far East 3.44% 1.51% Barclays Capital U.S. Aggregate Bond Index 0.14% 2.65% Interest rates on December 30, 2016 3-month Treasury bills: 0.48% One-month LIBOR: 0.77% CNP70010007841102 NP7000310136 00004 1216 030575004 Y123574550 IllgthyGm00022efftgo 2 of 6 CONFIDENTIAL EFIA_DDI 33263 EFTA01275400 SUBS Account name: GHISLAINE MAXWELL Your N nancial Advisor: Resource Management Account friendly account name SCOTT STACKMANLYLE GABRIEL December 2016 Account number. 212-821-7000/800-30S-3140 Change in the value of your account Dividend and interest income earned December 2016 (5) Year to date (I) ror purposes of this statement, taab.sty of interest ard ckiedend income has been determined (fern a us tar reporting perspective. eased upon the residence of the account healer, account type, or product type. Opening account value $772.39 $1,311,717.81 some interest andor chitend payments may not be sr-I:sect to United States (US) ardor Puerto Rico (PR) Income tarts. The gent rnonthtl statement is not intended to be used and carrot be relied uPOn for tax Deposits, including investments imposes. Clients should refer to the appicade tax reporting loans they receive from UBS &loudly, such as transferred in 0.00 8,340O0 the terms 1099 and the fowls 480. fee tar reporting information it Is the practice of UBS to file the eppticatte tar reporting forms with the US Internet Revenue Sernce and PR Treasury Department. and in Withdrawals and fees, sue h forms accurdety clarify dndend and or interest a tax *Kamm or rastg» worn Mae consult yew Miss:dual tax. prepare: including investments transferred cut -773.35 -1,375,715.55 December 2016 (1) Year to date (S) Dividend and interest income 0.96 59,046.71 Taxable dividends 0.00 7,202 28 Change in value of accrued Long-term caprtal gains 000 160.27 interest 0.00 -5,178.88 Change in market value 0.00 1,789.91 Taxable interest 0.96 42,496.85 Closing account value $0.00 $0.00 Tax-e>empt interest 0.00 7,500.00 Miscellaneous 0.00 1,687.31 Total current year $0.96 $59,046.71 Total dividend & interest $0.96 $59,046.71 Summary of gains and losses Wives reported below exclude DOOMS for which gars anOlOSSeS are riot dassified. Realized gains and losses Unrealized December 2016 (1) year to date (1) gains and losses (3) Short term 0.00 586.02 0 03 Long term 0.00 6,027.80 0.00 Total $0.00 $6,613.82 $0.00 SDNY GM 00022644 CHP703100071≥Al 103 NV7003310136 00004 1216 030575004 Y123574550110000 Page 3 of 6 CONFIDENTIAL EFTA_00 I 33264 EFTA01275401 SUBS Resource Management Account December 2016 Account name: Friendly account nom/ Account number: GHISLAINE MAXWELL Your I nancial Advisor SCOTT STACK MANLYLE CASRIEL 212-821.7000' 800-308-3140 Cash activity summary UBS Bank USA Deposit Account APY See Account activity tha monthlot dedls Balances In your sweep Options are includedin the opening and closing balances velLe. FDIC insurance copies only to deposits at 885 Bank USA, not to deports at 085 AG, Interest period Nov 7 - Dec 6 Stamicad &arch 01bank deposits paced t Nowt, the UBSIntetnationd Depose Account progAm. SIPC protection applies to money market sweep fund nog/dings but rot bank deposits. See important information Opening UBS Bank USA Deposit balance Nov 7 $1,837.51 about your statement on the last two pages at this document for detals Closing UBS Bank USA Deposit balance Dec 6 50.00 December 201611) Year to date (1) Number of clays in nterest period 30 Opening balances $772.39 $541.48 Average daily ba lance $62,564.00 Additions Interest earned $0.96 Deposits and other funds credited 0.00 8,340.00 Annual percentage yield earned 002% Dividend and interest income 0.96 59,046.71 Proceeds from investment transactions 0.00 325,303.76 Total additions $0.96 $392,690.47 Your investment objectives: You have identified the following investment objectives for this account if you have questions Subtractions about these objectives, disagree with them, or wish to change them, please contact your Professional management fees and Financial Advisor or Branch Manager. You can find a full description of the alternative related services 0.00 -7,528.38 investment objectives in Important information about your statement at the end of this document Other funds debited -773.35 -383,128.63 Your return objective: Funds withdrawn for investments Current income &cabital appreciation bought 0.00 -2,574.94 Your risk profile: Total subtractions -$773.33 -$393,231.93 Primary - Moderate Investment etc ibtkty ccnsclerat 'on • None selected Net cash flow -$772.39 -$541.48 Closing balances $0.00 $0.00 Your account instructions • , account cost basis defaultclosing method is File, First In, First Out cht70570007841 104 niel000310136 COON 1216 030575004 Y123574550 1 1tiffiit,wGm00022eine 4 of 6 CONFIDENTIAL EFTA 00133265 EFTA01275402 Resource Management Account Account name: GHISLAINE MAXWELL Your finandal Advisor: *UBS December 2016 Friendly account name: Account number: SCOTT STACKMANLYLE CASRIEL 212-821-7000800-308-3140 Your assets Some pnces, income and current varies shorn may be approimaie. As aresult. gales endlosses may not be accurately reflected. See Apollo!),inkintebon about your stazemem a the end of this dxument (of more Inforinnion Cash Cash and money balances Doering telaXe Closing belenCe Pike per Share Average Dividend Interest Dail In Wing on Dec I (I) on Dec 30 (t) en Dec 30(S) rate peilod pmcd Cash 772.39 0.00 Account activity this month Date Actively Omcription Arnow! (I) Dividend and interest income Tenable rntereg Dec 7 Interest VBS BANK VSA DEPOSIT ACCOUNT AS OF 1210E/16 0.96 Total taxable interest $0.96 Total dividend and interest income $0.96 Date ACthity DeSOlpoon Amtnot (1) Other funds debited Dec 1 Transfer JOURNAL TO VI 36509 ANGARA TRUST •772.39 Dec 13 Transfer JOURNAL TO VI 36509 ANGARA TRUST -0.96 Total other funds debited -577335 Date Activity Description Amount (S) Money balance activities Nov 30 Balance forward $0.00 Dec 1 Deposit UBS BANK USA DEPOSIT ACCOUNT 772.39 Dec 2 Withdrawal UBS BANK USA DEPOSIT ACCOUNT AS OF 12/01/16 -772.39 Dec 30 Closing UBS Bank USA Deposit Account SOHO The UBS Pant USA Depoet Account Is your primary sweep cplon SDNY GM 00022646 CNP7031C007641 IOS NPT000310136 C0004 1716 030575004 Y123574550110000 Page 5 of 6 CONFIDENTIAL EFTA_00133266 EFTA01275403 UBS Account name: GHI ct AIM MAXWFIL Resource Management Account Your 15 nenciel Advisor Friendly account name: SCOTT STACK MANLYLE CASRIEL December 2016 Account number: 212.821.70001800-308-3140 Summary of approved payees and recurring payments Based on your instructions. the toNcwing payees and recurring payments are consrdered 'approved The payees and recurring payments fisted Derow do not nclude em Payments. Electronic funds Transfers and payees'. As a result (II y0u may &Owe adOtiOnal anSlet rothesemyeer verAgly and (2/ you are no WOO Other Mite* tittAtert accounts at OBS f/yor have addoWnal payees and/G' reorrIng MONCTON knger receiving nduldual confirmations for payment to thee payees. on hilt you wet teen. separate contonatons from your MANN, A0MSOI. To update or cancel any of these untructions, please contact your nnanciel Aoituor PSPllsManl Last used Payee descnoon Ampuril Cs) methOCI TyperEvent Frequency Start date End dale date Y123575 varied Transfer Payee on file Upon request Pia nla 110v01,16 CNP703I0007841 106 Ne70CO3I0I 36 00034 1216 030575004 Y123574S50 n9fOkyGpk00022Attg* 6 of 6 End of statement for account number Y I 23574 55 CONFIDENTIAL EFTA_00133267 EFTA01275404 Important information about your statement IAIS Fe-uncial Services inc. (the Fern or UBS Finercial her frornyou no later than 60 days alter the Fern MS anemia Services account protection investment objectives. Fee etch&Wan held, you Strokes), is a number of all principal cecisily, commothey sent you the Int ttlitd014.11 on which the ems or them Gem n s member of the Swamies Mesh Aceection choose one of the Solbwrg ewestment objectives: and cote:mocha-lige,. UBS Financial Senior, and LES FeceTlem abemed. Corporation (9BC). which peons searein accounts of • Pioduce Current encomia trwelentres seal* the Salk USA an9 i-died subsilones of UPS AG and - heard, yow name and accoint number (4 any) its members up to 5500.0,3 (including 5250,0® ke generation of i -come only. affihaes of U3S Sautes LLC. The Fein's enamel - Cesabe tie error or tie trawler y0u we inure dains for cash). The SIPC asset protection limns apply to • Ache. CePea(APPreciation: Investments seeking statement h available upon recites,. The Finrs exwaice about, ad obtain as okay as you can why you all awaits that youhold ei a vanities capacky. growth of pmcipalrather than the gereraton of offices so a. Wine a is men or why y* need more 1110 Firm together with retain affiliate, ha ale axon*. So-manse purchased surplerental protection. The rracirrun • Insane Combination Simone and Coital UBSFina-col Sintef It. — holede the dolor amount of to suspected era. amount payable to all SOO clients. colecluely u-dw Appeedanon Inxttlinf•Itt With? both the generation 1200 Harbor Boulevard this protection is 1500 Slim as of December 10, 2015. of hcome ad 7ov/1114 cerrisol, Weehawken, NJ 07086 The Finn or Card Muer wit ivestgateyoue cowbird &beet to the poky mention and ImRaionL oath a and will correct my error promptly. For alleged errors the firm is furthee protected for up to $1.9 million h the overallrisk profiles This Stat*Mirit represents the °thy official record of you' imolving UBSVCa•clebil ca-dtransachms if we take Willa to alien accounts held it. a patia UN Muncie! Services account. Other records, sap( • Conservative- Seeks to monism in precpa with more than 10 bra has days to &this, we will credit meaty. Abel ccpy of tie poky wadi* is awilasle low nit and wilatilay to the account owe; even if °Nicol to. dxunents. contanng conflicmgdaa should you accord for the amount youth.* is in error, so that won request. not be relied wan R you beam* there is en en a you MI byre the use of the money dung the tine n that near to account does not generate signifkat 'nip:ion phase report it immediately n writing to the takes us to complete our iwntiption. The SIPC protection and the siamlermnial protection income a fettin5 and may not keep pace with Brandi Manner of the office wag your account. both do not apply to, inflation Please mike all checks payable to the Fern or tie • Certain fhancial assets controlled by (and eclad in • Moderate Uniting to accept some irk to pommel ad Alltane tangoes shown are Wended to be accurate, Mama incaution (-dated on the bat of th6 token* cane vdalay to Ink hithner return.. your account value) but held away from US$ Fina-col statement data skukf net be used kr tm purposes Ray statement In addition to spear account fees, accounts Services (e 9., certainPica& at UBS Bark USA, la • Aggress/et Willing to accept Nail risk to principal and solely on yemend tax krms. (he Form 1099. 5498. mw be abject to mai-done-co tee,. changes for We cash at 166 AG U S.Pardw% 6.0 rowace sockets, hit volatility to seek high returns ovp time. 10425, etc) when prepamg your fax return. The Pim cameo* ice securities purchases and charges ice unpaid • meestment &peaty Consdriation: F selected a including volatile enmities, and (iv) sham d fitituil required by law to easel to the IRS all tauble &eidetic% amounts n cash accounts. Accounts that ore tansterred funds where such shiresareregistered 'shay n the portion of the coracle, for Ihit account may eicludo reportable noritaubb anima and taufole raven to other instactens may be subject to a bander lee. name of the account holder an the books and scads compip strategies, limed 'iodide), andrater erred on Weiaitiel held in you account net proceed, of the applicable Muer a tinter agent), volatilte. as see tra-eactions, ad cost basis on certain covered UBS Sweep Options • Certain nwamer4 contract, a investment interest, sakes. uas offer: options Ice sweipig cash balances balances (e g.. limited partnerships ad private placements) that Statement liouselielarge to bark deposits at UBS Bat USA and LBS AG Stamford are rot (Ligatured under he Securities Act of 1933; We may consoldate al related account statements with Caverweileakma wid, die Firm branch (Bat Sweep Brogan*, moneymaker mutual and the same address in the same envekpe. e 9. because • Please reconfirm any oral cormuncateen, in wrilrg bade Money Fund') ad the InterationalDeposit • Commodities contacts (e.g. foreign excharge and they haw owes oro aho mantin joist account 1ofurther protect your rides. indudeg your nthnt, Ansa ODA)for customers with an International precious metal contracts). inclueSrg (aura contracts rations,* with other dents a the same address. if titer the Seoshies Investor Protection Act (SPA). %non Manaameed Account. Through the Bat ad commodity option contracts. you prefer to recente indietheal statements mailed P • If the financial istitution en the top lett of the front Sweep Program% cash balances we swept to WS Sank the SIPC 10protecton and tie pplemental protection do separate envelopes, you may &clew h:uSehOlifg by ol this Weems snot LBS Ennui Strokes, LBS USA kp to an established knit ad then to US$ AG not apply these assets evens theyal-m.4st appear eating your Fe-uncial Ades& Finencial Sonia" carries yoke arrant as dewing Stanford (ranch or a Money Fund. Depoeite at LBS on yarn sutements. The SVC protection and the broker by arra-gement with the edcated inslitutem Bank USA are FIX tweed in accordance whh FCC cablemental protection do not protect chino changes Friendly acestait name We informed you of this relatcnshio when you nibs Formate elfemotion there wit wwwfdic got a the maker vala of yxr investments (*tether as a The Friendly account none is a CuSlalliable "niknarte' opened this accost h the cast your kids and Deposes ALBS AG StamfordBranch ad shares of result of market movement. issuer ba-kruptcy or chosen by you to assist you with your recordieem* 11 seoalties tre located at UBS financial Strikes and rot MonFads are rot insured by the FCC. 'Aherne) he no legal *Hes criyow account You cm change tee iacctacigbraer, and younut maw a npm More information is avasibt• icon ro:pril. your Friendly moon' nano% though Onto, Scalier; a of any n or omission to both firms As described Through the DA &Mask to cat balaxes are swept to \tumor stein more eformation alma SIP( including by contacting yes Chino's' Advisor. the account agreements, yOU MOO relay IA of anti depose a-cants al UBS AG New Yak Branch and LBS the SIPCI3rochst by contacting SIPC at 202-371-83® errors or kaud Maley mods reflected on your AG Cayman Branch These deposits are not reured by or by visiting the SIPC webs& at mew sgeorg Account overview statement wail 30 days after it was mailed or made the FCC. Waxes held at **LEIS AG Cayman Barth • Vale ofmof moon iaifted.ca. Net of assets and available. Antigone-ft shall be deemed con-plat are temperate, reposed to the mention rick of the Dividend Reetwertement Program WW) liabilities and accurate in all other respects if not objected so in Oran Mods, and there is no garareee or otter The price reflected is an average vice You mar obtain • Assets Includes available oath, balances vela. for ventrg within 60 days olagabon ol UBS AG to raw/ ex loins while en the the atual price from yoke Fnaxial Advisor. OrAc whole restricted swum" (est ), and Global Thne Deposits • Please dhect customer complaints or hp leRS to the UBS CaymanBranch's books. dares are purchased under DRIP; partial shiresMI be unrealized marks 10 meta, and <erten assets not held FinrsC lent Kasten Department a 201.352.1699 soli and the cash vial be deposited in your account by tee FM,. Does no, include wonted secuMiellassets ce tollaree It 9003544103, 8.03 A.M. to600 P.M. Deposes a LBS Oak L6A and eachUBS AG Bench are onion* rerneslmen once 'applied by the ewer may at the end of the prior and anent thaternent periods. a ET Monday through Friday. a in nwiti-gto LGS rot protected by SIFC. Money Fund shires are protected ciffa from** market nice at neAnch the partial sham private ineemunts, invested stock options and Fhancial Senices Ire., Client Relations Department, by SIPC. See "S. Franc& Services Accant Protectesn' are sold tameable Pock options P.O. Box 766 Union C ey, full 07087. below. • [tobaccos kixtes debit tela-ces, outstaring magn • Fa TTY services. Call 844612.0986 or km cub.* Otelettlieu torn, credit line, short accord babnces. the US.; Cal 201.352.1495 Upon you request, baron n to Bank Sweep Cny whole units may be had in year moon. if yeti re • Carmanbalances. Total of uninvested malt* • h caw of errors or &intim, about an electronic Programs or DA may be withdrawn and shares d a evened to a earte unit as a result of a cividerd payment cash balances, plus &ma balances at UB5 Bank USA, knds wander (WI bit parried or UBS Viseckbit Money hadmay be liquidated, at the proceeds or oteenvise, the Firm will either sell partial toils at UBS AG U.S Branches ad money make, mutat bald card transactions, call BO -762-1000. or wile to UBS returned to you or you Seardief. market peke a accept an awl determined by a sweep balances, al tie clase of tie statement pe0d Fiancee' Semites Ix., 1000 Kart& Blatt 6th flooh regetered clean; agency, and (cadet was accost. Noniconmodity Irce we& balances in your accord are Fester eicernaton about available sweep options, Weehawken NI 07086, Min RMASSA Strain not negated from other basses and the Fine may note:kg cunt ireerest rates and yelds, o mailable at Investment objectives use any of these funds tithe ordinay course of its Cal or write as soon as yito can, if you tak you vemv.ubs,corrimeepwlds, from your Fnancial Maxi The nveirert objectives ad risk profile we speck to bushns These funds a-epatele tan your demaxl. statement a receipt 6 nrcrg or if you need more a by calling li00-762.1000. each account andmiy say between yes accents. This total is ncUded in the accent weed closing vabe ktomwixl ato.it a trailer on the statement or Please advee the Firm prorrpty in noting of try remise The Firm or Card num (as apple/Mama' tYrilicant change in year Inerrial elluation SDNY_GM_00022648 CONFIDENTIAL EFIA_00133268 EFTA01275405 Important information about your statement (COnlintled) Landing information believe to be fertile but we do not gortere their - DPI and inked REIT waits are not listed on a tat invesurem trust units to as diens, we ander Fcr delarectolormstron cn the Finis lending practices accuracy. national stales achange, and ere gentralk OS alike. receive reserve sterrig corromuden and docbstres. refer to ma Client Relalorm - Wegener* use tie closing once whinnark a liquid and *vend they can be saki, thei prise Iron may of the hstrance companies mcierwriting Acreeront or Accost Agreement ad the Gene-al the mean of the bid ad ask prices for lined received may be less than the pet Mare estimated the annuty attracts. Arta of the insuance Terms ad Condition& UBS Statement of Credit Prictkes rarities and Opts0r6 a or bd prices tcr OTC value provided h the excise statement. companies or sponsors of the vet investmem busts availed. in Agreenees andDiscloarres a roadies. we distribute. yyyw uronnthernorofire-none - Less actineb traded securities may be priced unha a • Rarrkeed rookies Restricted secuitin gene/sly ▪ Our ciliates afro receive trading corraniurns ad valuatkn wool a the most recent peke we an rot current, Orbit for public sale. UB5 Fine-Pal otercomperwatim from mutual funds and harem Yes, wets cbtined and may not reflect al actual market pice Services uses the market price of the unrestricted stock comperes whose products we Ostrieule. Your statement Omens rcurities ad other assets heti a vas*. of to same issuer as an imputed value f✓se the — We receive an irrualI ee ham Les Bank USA end h the acccu,t at the and of tie statement period. You - Cenan cos/tiro fry appear web:casette ad restricted stock ifor pores of this statement onW. To LES AG Stanford Bunch of we to 5.2 pe acorn may adi for dray of lay pail sewers at aro tins. will Maw fa •Fin was rot airalable• 4 we n the extent trot raticied /mallet are eligble tor ule, sweeping to the balks vender the LOS Bari Swam You may receive securities mod as loan collateral alter stable to cbtan a price for a rarity. the valve word may be abstantialk less than the Program. paying any balance de cri them. Any securities - Deposits or securities derceninated incurrrcies ward value sham transfer/Mt° the Fen dreg the statement period are Weer than U.S. doll's are reflected a the eschinge Activity liried at market value a of the end ol the strewn rate a of the statement date. • Ea. lestinated) ncome, current Welds and rotes Information reaming carimascre and other charges period. - fa certain waste tracing isnonconformig An *statute of anal kr* O toned an current incurred in correction with tie executor, of tads, • Can bar. In detsernning to cost basis of tie denomnitions, price and queerly (face valo) may deicked ad interest rates, attuning to raster will inducing option hare/inns has bean included on smokes included in this statement where indicated have been adjusted to facilitate Paper valueecn be held for one year from statement date or Lai confirmations preiriourr furnished to you. ad MI be rich the nunlier 'I,' LES FhancialServtes has relied To cbtan °am quotations, when amilieb, contact maturity. This Mena is ore/ a quidelne, accuracy provided to you promptly on reaiest. oninformation detained from sources other thanLES you financial Adapt. ad continuei ncome are not guaanteed Frunoal Services, including nformstion from another - Estimated arwl Wane ad curet yield for Sewn King fire a that you may has provided to you Fina-cial • Rivas inure rnants end stirrer products. certain laws of saran could include a Mum of If you are engaged in short selling a securay, you may Adrisor. The firm does nit independently vereY Cr Private hairnet acuities fieWig skeet priscipal or modal gains h which sae the est incur a charge due to certain taroweg costs kr that gannet the acaracy a rarity of ire iNonnation participatiw program ad real estate investment bet income (a-d surrera yield world be overstated. paliorr sectary. provided by races other thin LESlikenedSemites. roars) and struckred prodicia are prink, NOB - Estimated anal titan ant anent yeld and the h defuse, although LOS Simnel Sprite, rattly arid Cedar. starred Modals haw not been sir imam and yield mita be lower a higher Open order updates tit intonation as il is reread. the Sim registered with the Securities and Eitdiew thin the atirnsurd amounts. Regarding open or 'grcitilLcancellee asters tat dies not provide arty asstra-ces tat the inorinatim Camnissi:n or uncle ay state securities laws. We - An estimateof a-rualized income fairer antra were rot ea/curdbythe statement date, open buy and vender 'Cost bask' and "Unrealized girlloss' is rethideeminated yaws la private investment interest) divided by the current market sel stop ceders ae fraud bite moon of dividends accurate as of the date of this statement. As such roars and Amster products for intematcrul veteranage balance is based cni the last diverd or rides cri an ex.rividerck a ex.ritits date unless pram-dorot My on this insertion to make papas ay Acuracy snot guaranteed or Merest payment made by the tar and instated otranvist by you. You are remonsbb far thalmserule decisions, fa tat PaPeses cc - These tubes may differ sLbnintiaty from pros, if assures tie seareadeposks will be hell(or on orders that are executed die to your I alure to camel otherwise Accounts Oa-oferred to te Fins may ay, at which a private int security a year torn the statement date or until merely. Brain.; open cedes. reflect gar/loss intonation only for the period of structured product may be bought or sold and do Accuracyad contrwed yield it not warned tine three heed at to firm More historical not necesurifr represent the ire you my perm.* Privacy thicernat in can be Wad by war Feriarcid Adam mon liquidaticn. • Amer net held by UBSFinenalll Services. Certain To obtan a copy of car currant Client Privacy &Pict - Thirdpry eninaes of vale sr a of a cenain mats an rot held by the Rim ardne wehn the please (Oar Kis FivincialAthiscr or visit as /ratite • lJnrealizad gaits/lasses When data is agitate. dated at supplied to UBS Fna-cial Services on a fern's possessi:n or control. These arts are twin ohterwanniarventrv. *striated isrealeed gairelosses am calculated for regular bars by an independent valuation lino. dialeyed on yam' statement for informational - LES F henget Senises lira a Dark. The BMA, Bushes Medal stare/ lots the (inaction data for - issue gperinal palm( or sponsor estimated tries, purposes only. Positions and values presented at Services Account 65A and IIMA an brokerage :dada Ion may or may not reflect cowniniord, it an, an applied to the Fim byre issuer-, provdtd by the ruing firm UB5 F mood Semmes is accounts which provide access to barking Servos erns charges steer security reorganizatiw events. conical partner or spcnsor andmai be retarded not reqximble for this incomaion and dies not crodiets trough wangements with afraid banks Decked and oter reinvestment lots ad systematic based on deferent information fran tamed by guarantee as accuracy. These asses am rot protected and oter Med-party bank& aid s provides access to puchase tits are each combined to dialer ore 'had parties to denve thee trimmed values. Dy SIPC or the fans supplemental SIPC coverage. retrace and annuity prorixts issued by earlreed averaged lot The 'Trade date coLmnproms the - You can obtain adadnal iicematim regarding teriparty nuance canonic frost, inaser orqi-al barnacle° trade dale. the meticalwr used to determine the estimate of • Revenue Swing and additional compensation. agencyWM/Sara of LOS el-anti/I Writes Inc value ad the date of the Horrnanan that is the - h aidecn to comma/cm an sales a-d 126.1 Wes - Messner*, inura-ce, ad a-nuity prairie • Callable sea/rids Bonds and preferred stock that tars for the estimate by sontactrg your Fronoal received tin comedic, with the distrbalm of mutual - Not fCeC inured• No bank guarantee May bse sale! to issue cats for eery redemption veil be selected Advisor. Val to our dents eve anon our affiliate receive - WA, lescute Management Account, Banns Iranian, by lot Iran ammg all scossies of tat - Third party enamor vans may be reflected at reverse sharag camera tan daturas mite Brno" Account BSA, IRMA and oterutiorl Resource gen bald now name or in none.* nee fa cm 'Not priced' in swirl situations, "Ann an advisors of the maul had that we all Seer Management Accord Se registered service maks of clients. Call bare hfcrmati:n is obtained from third rdeperdent valuate, ten has not stocked a e arnars are based on tiro different conworentv LOSFrential Services hc. parties and its accuracy e not geranteed. Other call treble to assign a vale when we become awe the aeon of sales by LES of a particular nodal - NaSA is a registered tadeetalc owned by Visa teases may west which could affect yield anent that a married event has crowed that may call a hid family tool" dents; and BO tie asset vela of a hternaminal Seem Aro/aim adused wear enconstim will be provided upon request partisly reported valor inso question. a vie a radar mutual tad frays tires held at the IOVIS• the UBS Visa cede rods and the UBS Vea value would be highly speculative duo to the nature fin debt cards are stied by UBS Bar* USA with • Certifiable °fairerft:DM COs are FDIC ti red id the *runty. - We a-dour affiliate **redeye network rga-d perrnissien from Visa U.S.A. Ircorporated. AA other is to 52'93,000 h principal and accrued interest per - When near an issue, general prime a sponsor onnbus processhg fees in consiarattrifor transfer tadernaks, registered trackmeks, snce maks and &porta rd per depository institution haccontence estimated value nor a thadttny estimated vas is agent services that we provide to the mutual folds. registered silvere maks are of ter respective vet FDIC nit. pthecled, the vela of the sewer will be darned Thor fen gereralki are paid fromMester stets h companies Iron Bs cutest price. the mutual fund and are a feed Millar arrant based • Price/value Woes displayed for secures and °her - 'Distributions to date' may include rain of mi the renter-0i accords at the broker-Male- OrOTTLIS may be higher or lower the, the price that capital, mane orboeh. foldngmeal hods of that f✓trd family. you would actualhr receive in he mate Prices ire - 'original unit size • represents he red offering — h addltiza to ccomasiens received in connection obtainedfrom wines thid party sources rah we price per mil and may not reflect your cost base. withthe sae or cfatautian of annuity contracts ad UPS Fnandet Service. re. Rev 201612 SDNY_GM_00022649 CONFIDENTIAL EFFA_00133269 EFTA01275406