EFTA01278815

lies Financial Services kw- Private Wealth Management 44) UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 July 2017 CHP70056543150717 VI 0 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GhliStANE MAXWELL Friendly account • v lennium Account number. Your Nnandal Advisor. Sic-01— STACK c "-ASP Fl Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeLine at 800-RMA-1000, on June 30 (1) on July 31 ($) account Your assets 705,443.00 702,106.00 Visitour webilte: Your liabilities aoo 0.00 www.ubscomtlinancialservices Value of your account $705,443.00 5702,106.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during 2017 Vzdue of your account S Thc tt,and$ at year end 2016 5683,739.00 Your investmmt retunit 683 7 7054 70?1 Change m market Mire $18.367.00 Value of your account onMI 31. 2017 $702.106.00 2S) Dec 2015 Dec 2016 iun ?Crl 7 2017 SDNY GM 00027586 Member SIPC CHP700023056543I 5 HP70:0187303 00005 0717 030575004 v1287765500000:0 Page 1 of 6 CONFIDENTIAL EFTA_00138206 EFTA01278815 SUBS Resource Management Account July 2017 Account name: Friendly account n Account number • OHISLAINE MAXWELL Your R sandal Advisor: SCOTT STACK MANLYLE CASR1EL Your account balance sheet Summary of your assets Value on Percentage of July 31 ($) your account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 000% E Non-traditional 702,106.00 100 00% F C orrmodit ies 0.00 000% G Other 0.00 000% Total assets $702,106.00 100.00% E Value of your account $702,106.00 Eye on the markets Percentage change Index July 2017 Year to date S&P 500 2.06% 11.59% Russell 3000 1.89% 10.99% MSC I - Europe, Australia & Far East 2.89% 17.53% Barclays Capital U.S. Aggregate Bond Index 0.43% 2.71% Interest rates on July 31, 2017 3-month Treasury bills: 1.07% One-month LIBOR: 1.23% 01P70003005004316NP7OCO 187303 000;6 0717 030575004 Y128776S5003alyyGm_0002TiAge 2 of 6 CONFIDENTIAL EFTA_00138207 EFTA01278816 Resource Management Account Account name: GHISLAINE MAXWELL Your Moeda Advisor: UB S Friendly account name* Account number. SCOTT STACKMAIILYLE CASRIEL Change in the value of your account July 2017 (Si Year to date (1) Opening account value 3705,443.00 3683,739.00 Change in market value -3,337.00 18,367.00 Closing account wawa 3702,106.00 3702,106.00 Summary of gains and losses values reported telOw exclude OtOduttS for which ga re and losses are not oasslfied. Realized gains and losses Unrealized July 2017 (S) Year to date (S) gains and losses (S) Long term aoo 0.00 52,106.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your financial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current incase &capital appreciation Your risk profile: Primary AggreSSive Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out SONY GM 00027588 CNP7CODE0056543I 7 NP7003I97303 0003S MI 7 030579004 YI 28776S50 000000 Page 3 of 6 CONFIDENTIAL EFTA_00138208 EFTA01278817 $UBS Your notes .........6............,70.67.,,,.,......6%,_,,,,,,,,,,g, • a 6 CONFIDENTIAL EFT,0013A209 EFTA01278818 Resource Management Account Account name: GHISLAINE MAXWELL Your PI nandal Advisor: *UBS July 2017 Friendly account name- Account number. SCOTT STACKMANLYLE CASRJEL 212-821-7000/800-308-3140 Your assets Some pnces, income and current vanes Sheet(' may be EppiOxirnble. Asa Kluft. gains asdlossesMey not be moriately reflected. See enportant iniontabon about your statement a the end of ttus dacuenem for wore infortrwoon. Non-traditional Private eqUty funds, linage funds, M0 Other investments are held in your UEIS WOW/ Setvltts Inc, (tin Estimates of Mut SuPPlitd by Issuers of (Plan Ceograrts (which ate gene raly *net diet vaue estimakS) FS) gofers:, account. the pennons reported below reflect the reccoas of the issuers, and USS FS does not are shown as' issuer est. value pet unit'. For Private equty funds, 'Est. value per unir is a value updated grantee the accuracy of the Idom.:Ilion The vdue shown is not necessarily the vtlue you would receive quarterly, based on the Net Asset Value (*NATIin the fund m of the date sped fed 0/sledby hem the Issuer if you sd the assets. Funds actively sdd ty UBSFS are subject to ongoing due digence, cidtal calls and subtractirg clsInbutions unce the NAV date The NAV is pin-aril, based on estimated //though the level performed may vary A dosed fund may besieged to no ongoing dligence A fund that portfolio vim, peonckd by the underlying fund sponsor These two vdues nay vary because of differences you purChied elsewhere may never have been subsea to FS cllige nee. although LIES FS may receive a in the way they were estimated and because the ' Third patty est. value pet unit' nay have been prepared let from the funds managet, whit h May constitute a M40Oty of the rnanagernenvimem se fee. Flea% come basis of financial irionnation other than yearend Repotted estimates may not reflect resale, contact your financia nob's°. with questions. 'Est vdue per unit' is an estimate of value supplied by an liquidation or repurchase value, I any, and may rot reflect dstrbutions of cwirtal unit' the next valuation is independent valuation Inn and reflects alustrrents for factors such as the squidty of the units. reported generally on an annual or Serre.annualbaSis See knponenr info/mown *our your statement at the end of ths Statement. Hedge funds PurchaSe Pocer Natter Avelace price Client Cost Price per share Value on unrealized(tar) investment stoldng Hcldng of shares per share (S) investment CO basis (1) onn4 3I (l) Jul 31 (S) grin or loss (5) teturn period ALRHAKEYS MILLEN END BROKERAGE NO 930/17 Trade date: 650,000.00 650,000.00 1.000 702,106.00 52,106.00 Your total assets Percentages Cost Estimated Unrearred vaue on A/ 31 (1) your ac count bass Of annual infant (5) On or lOSS (1) Noo•traertionol Hedge funds 702,106.00 100.00% 650600.00 52.106.00 Total $702,106.00 100.00% $650,000.00 $52,106.00 SONY GM 00027590 C eiP7C00330S6S431 9 NV700:1187303 COCOS 0717 030575004 Y128776S500003C0 Page 5 of 6 CONFIDENTIAL EFTA 0(1138210 EFTA01278819 *UBS Your notes CNP700C0005654320 NP7000187303 00005 0717 030579304 Y128776550 00Nejtiy_GM 0002759ige 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_0013821 I EFTA01278820 Important information about your statement Fruncial Services Pc (the kern or UBS Firiarcii heat trornyou no later than 60 days alter the Frm (bins for call. Spbnatay broths* available upon • Produce Combination of Income and Capita( Strube!). is a menthe' of all principal sectrey, comrroday sera you the list statement on which the erns or request or at net. *c.o." The WPC asset protector, Aboard:non Investments seeking both One generation and cob:mocha-apes. UBS Financial Semites and 1.8$ Problem aPPered. knits apply to all waists that you roan a particular of income ad wombat prixpal. Bank USA ate i-diect subside:Wes of UPS AG and - horde pow name ad xCant nterter OF any/ capacity. aftihaes of 1165 Sautes LLC. The POWs tnanoal - Death* to error or tie tanner you we tenure the Fem. together with certain affiliates, ha also Overallrisk profiles statement k available upon request. The Funs exwafte about, ad olden as <bay as you can why you purchased samolementalinkrake The marmum • Consewasee. Seeks to mantan natal piximal, with often an a. believe a is anma or why you need more anomie peadab to a1elobb clients, collect...fey ader low nth ad volatility to the accost overall even it reformation this protector, is 5500 million as ot December 10, 2016. that meant 8, accost, does not generate signif jure 1€$ Finrcal Shrives Ix. - Provide the doter amotht of the suspected era. ktinct to the polo/ander:re at Imitations, cash a income a retort and may rot Peep pace with 1200 Harbor Boubeard the Firm is further protected for up to $1.9 million n the inflation. Weehawken NJ 01086 The Finn or Card Issuer wil Seagateyour ample..it ane9ane for all you accounts held n apanel:Wm • Medeal. Wiling to accept some rin to pincipal at and wal coated any error promptly. For alleged *non capacity. A he copy of the poky wordi-g is wailed, tolerate ,cme volalety to seek hater returns. This statement represents the coney official record of you' rnolvis; UBS Via', debit ea-dna-each:re if we take won request. • A9oressim: Wiling to accent hit irk to pnnopal and U35 Financial Services account. Other records, tape more than 10 bannsdais to cloths, we will credit high volatility to seek highreturns over time. official tax dwunet contanng cornicing daa should was acorn for the amount yea that a in error, Botha the SIPC protection and the supplemenUI protection not be relied lath II youbeim* there is an firer or you well have the use of the money dumg he One n both do no apply to • tomstment Ebaidibm Consedention: I selected a omission please report it immediately n writing to the taken us to ccmplete our iwestigption. • Certain liwncial mete controlled by (and inclabd OrtiOn of the pOrdolio for that account may include Branch lianaotto of the office wvi-q your accowt. your account value) but awl:Iarmy from UBSFinancol compbicstrategres. tented liquidity andgene Please mike all checks payable to the Firm or the valetiffy. Services (e.g.. certain(i) deposits at *Mimed and non- Attce4' Al 'igen shown are Mended to be masa*, financial iguana) iterated on the from of the affiliated bats (i0 nsuraxe products, noising statement data shoukf net be wed Per tar papaws Rely statement In addition to roods meant fees, accounts variable arruhes, and (ii) shires of mutual funds Stertementshoweholdne 'SD on yea-end tax fan's fte Form 1099, 5496 mei bo>sbject to rnaitinste has, chases for late when such shires an registered drooly in the, name We may consoldate tA related account statements with 10425, etc) whenDrepamg your lax return. The Fim pained kr securities purchases and charges kr unpaid of the account holier cr,the books and records of the the same address in the sure envelope, e.g. because required by law town to the IRS all tenable dividends, arncthn n cash accounts Accounts that we transferred they have others oho hk0 jolt' =gal issuer or tanner agent); mportade rontauble ckiiima and undo& interest to other instailons way be subject to a trainer lee. • investment contracts or nvestment nterests(e.ga rebtionshjon wit other dents a the same address. If emed on secteities held nmu awl" net proceeds limited partnenhips at private placements) that are you prefer to receive individual statemenft mailed n on see tranaclions, rd con basis then-lain covered UBS Sweep Options not registered under the Securities Act of 1933; ad sepa-ate melons, you may decline houwhdding by seosaies. 1165 oilers options kr sweepeig cash balances to bale caliq your Frunual Admor. • Commodities contacts (e.g. foreign excha-ge and depost acccuits al non-affiliated bats ad andated precious metal comractsX inducing faures corneas Cartresalatlen• with the Firm banks, rarity market mutualfunds (Money Finds) and Friendly mownnem, aid commodity option contracts. The Friendly account name is a wskinutike *nidena-ne • Please reconfirm ay oral communcatons in wring the MernationalDevote Amon (DA) fa natation The 51K protection and the supplemental protemon do to further protect your rites. indudrg your ridis with an Internet:oral Resosce Management Accost. chosen by you to assist you with your recordkeeproy not apply to these mob each of they otheawiw appear ha ro legal effect an your account You can thaxy utter the Seo_elies Intestor Protection Act (SPAT Depose account al UB5 Irk USA and non-affiliated on wax naemenes. The SIC protection ad the your Friendly account names, through Orlin. Satirises a • If the financial retention m the top left of led front banks panicipatng n the UBSFOK4nskred Deposit tpplerental protection do not protect against changes of this steams isnot 1_135 Ennui Senates, U35 Program are FDIC aimured in accordance with fDIC iules. bycontacting you F i-ancial Advisor. n the makel vela of yes investments (whether as a Financial Senates carries yea accounts dearing Fa more incnnatto, plea* visit nww fdiegw.Deposk . result of matket mommenq issuer barknaptcy or tether by arrangement wth the ideated insteuton accounts at UBS AG StanfordBranch and shies of Award overview othenvise) • Vase of your Amounttpouttcdo. let of assets and We informed you of this relationshi• W.enyou Money Ards are rot rased by the FCC. opened this accost h this cast your kr.t and Dividend Reivrettment Program PIP) karate> swates tre boated a WS financial Service, and rot Through the DA, cash balances we swept to depose the price reflected ban average price. You may obtan • Asseft Includes wobble cash balances. yaws for the iwolicigbraer. and youmist make a tapir accounts at UBS AG New Von Brarth a-dUBS AG the actual price from yoke Financial Adascr. Only vitnale restricted security (est ), and Global Tine Deposits, of any error or omission to both firms CSSW, Branch. These deposits are not inured by the Main we purchasedunder DRIP; partial 'hats WI be unrealized marks to make, and teeter, assets not held • Asdew-iced in the account ageements, you must FDIC. Balances held at he 1165 AG Cayman Branch are sold ard the cash we be deposited re your account The by tie Fan. Does rot include mated secuntiesfassets roily us of any enors or fraud animating decks tenwanly ("posed to the sovereign refs of the Cayman (bard reiwenmert price swished by the esker may at the end of tie plot and curet statement prods, reflected on your statement within 30 days after t was blind, end there is nocturne* or whet oblation of dna from the make price at *Nth the partial shorn preen* iventments, unwind stock options ad mailed or made available. 1.85 AG to repay the balances while on the UBS Cayman re sold rentable Rod options • Plenadied oatortor complains or ixpiies to the Branch's books. • Liaberees Incides debit balances, cutstanfrg margin Fion's C fent Relations Depirment a 201.352.1699 Cash-th-lieu loan. creole line, iron account balances. or toll-free at 800354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by UK. Money Fund Cr4 whole urns may be held n yds arrant. If won • Cash/moneybalances. Total of uninfestal ward* ET Mondry through Fedex or in wing to WS shires re protested by 51K. See "125 Fine cal Services entitled toe pa-tol land as s result of a dmani pent cash banes, OS deposit Wines at affiliated ad Fiuncial Semites kit. Client Retinae Depairmak Accent Protection' below. or dimwit,. the Film will ether sell panel trill, at noniallitufid bank, a-d tansy maker mutual tad P.O. Box 766 Union Cky, W 0700. manes ate or accept an Nonni determined by a swam balances. at the close of tie statement period • A 0 casements shall be deemed complete ad acosee lgxn your request, twines n the bark depositsmay be registered clean) agency, ad credit yes accost Non.connnodity free creek balances inma' accost we not cbbctonl to ri writing within 60 days *Mohawk and shots of a Money Fad may be not segregated from other balances and the Fm. may • Fa TTY services_ Call 0444120986 or acme outside lige:Wed and he proceeds nand to you a your Invesbweew objectives We any of these kinds in the ordnity route of As the US.: Cal 201.352.1495 sea-rites accord The Minimal objectives ad risk profile an spec lk to busiwe Thew funds are patio* won your demand. • In corm of *nets or cpwations abet an electronic each account and miry my between re, account This total a rolded in tie curet period closing yaks& Fuller remedial about available sweep options, Phase advs. the Firm prorrotbi in wining Walt krds Wander WO be payment or UBS Vea•debil iftLaIng current icier/It rates and yells, k available at card transactions, call B20-762-1000. Ca wile to UBS sg-dicant change in you' I nancial siluation or Undress Information Pramual semces Ix., 1000 Harbor Blvd, 6th floor. wrmubs comeweeppelds. from your Francial Advisor inveament cbnaiven For each arrant heti, you For deuseed hlamation cn the Firm's lenfing predees Wtebbinnm NI 07036, Attrt RIAARE6A Stokes. a by calling BO .762-1000. choose ow of the blowing investment objectives: at chcbsuret refer to yes Cheat Relation**, • hoax* Curnentincomt Investments seeki-q the hgraarl"mmtcr Accost Agreement and the General UBS Financial Services sawn protection generation of axone only. Terms and Conditions UBS Statement of Credit Notices Cal a write as soon as you can, if you tiro yes the Firm is a nwrter of the Setaein Artesia Protection awilabk n Agnomen endOisclosuyes at statement a receipt is nvorg or d you need more Corporation (SIK), which protects wankel customers • Aohthe CaprtatAppreciabom haestments seeking nknnaton teat a trader on the statement or growth of principal caber tun the generation or Wwwitht ruitfirrumidirlhwwi recite. The Film or Card beer (as alokabldetril of is merrters up to 1500,000 thcluding 5250,000 for income. SDNY_GM_0002 7592 CONFIDENTIAL EFTA 00138212 EFTA01278821 Important information about your statement (00nallUtd) Yes area obtained ad may not reflect an /awl market price • Restricted se:amities Restricted SeCadies gerreralb — Our affiliates also receive owing cenvnisurn ad Your llearrent &mites securities and other assets held a Ma are rot currently ehgble kr public sale. UBS Finns& other compereatimi Iranmutual funds end Mate fire axotant al the end of the streams period. You — Certain positions may appear will-weepier ad Services wet the menet primal& unrestricted stock companies whose products we ristrtute. may ask fordelevery of fully pad seasies at anar tine. vrill show as • peke was not availabb • if we are of *a sane issuer as an reputed value fa the — We recent an a-rualfee from 1.85 Bank USA ad You ma/receive acuities used as loan collateral aher triable to °Nan a pace for a acuity. restricted stock (or papeaes of magement oak To U3S AG Stanford Branchof tlli to VS per accent paying sly balance cam on them. Any securities - Deposits a securers denominated is tummies the extent hat resented 'metes are 'tuba la sale, sweeping to the banks erode the ties Bad Sweep tranderred to Ihe Fim drirg the statement period are aher then U.S dolls, at reflected at the ewl-unge the wtl.te neared my be Menantiala less than the Program lined at market vibe as of the end of the sterner rate as of the statement date. waxed value shown period. — fa certain senates eating innon-confoaring Adivity • Cart bask n deter ring the cost basis of tie denominations pnce and gray (face Mr) may • S. (estimated) income, current yields and rates. Information regatIng commasifis and other dunes skates induded n this statement, Mere indicated have been adjusted to lack& grope Maw& An estimate of antral none Is based on carer incurred in annectin with he execution of Wades, wih the number 'I,• LOS Financial Services has relied To *Urn current artations when amiable, centre &kited erd interest cedes, assuning hie tectrites will &luring oaten transactions he beeninducted an eninformation &tined from sources other thane-16S 'at Financial dancer. be &Mice one yea from slatement date or tree confirmations previously herr:shed so you, and will be Faantral %nicer'. including idarretion from anothe- meturity. This eslinaie is anti a punkin.; accuracy provided to you pranalydrirolatl. km a that youmay hare provided to you Fina-cial • Private investments did stated products. and continued mom* are not guaranteed. Adeisor. The Firm does not indkerdently verfy Innate rweswere skunk (rciring deed — Estimated aural -1cane rd oared yeld fa Short selling gaunt** the maraca a raiday of am iriornution minima, program end realeast, oilmen& hat certain byes of Nantes could include • omen of If you are engaged in that selling a security, youmay provided by coaxes other than U3SFhandal Senices &ma es) and structu-ed proixt are genwaly highly principal or capital gain in w ich cage the est incur a charge due to certainborrowing costs for that ackflicri, although UES Financial Strides generalbr Crean structued products love not been income (aid current yell would to overaated. particular sectry. updates this nfamaten as ihs receeteA the km registered with the Securities and Exchange — Estimated aural Mane and ctrrent yield and the does not provide any assurances that the hfamation Cornmesian or under ay setae securities laws. We actual name andyield mitt be lower a higher Open orders eider "Cott base rd •Unrealced gar/ be is prordemtinated vales fee private iivairant than the *stirred amounts. Regarding wen or 'good)ilkancellee ceders fist accurate as of re date of this statement. As such, startles a-data-lured products for Hamra& — An kiln& of a-ruaked income (dividend radar wore not executed by the stsenere date. open buy and please do not ivy on this rdamation to make arrows only. Acdrag ism guaranteed. interest) &ladby the current make set stop mars are reduced bi the mount of dividends puchase or sale decisions fa tar arposes or — These vibes may differ abstinent/ tom prces, d vat (average balance* based on the last dividend or refits on an redividerds a e*r4ds date unless otherwise Accounts larelmed to tie Fm may any, at which a prime imestmenl security a or rarest payment made by the issuer and instructed chemist by ycia. You are emporia& for reflect gra loss infarnalim only for the period of structured produce may be barfil or told and do runes tie soorifiestapasits will be held for all orders the re executed de to your faun to cancel tine they are held at the Finn Morehike:cal rot necesnlyrepreswe the value you myreceive year ern tie statement date or until many. Putting open orders. rdamatixi can be added by you Fnanciel Advisor. upon licuidatin. Accuracyan:I continued yell are not gam-deed — Third party estmatesol vas are as cl a certain Privacy • Unrealised yen/team VMen data n *marble. date ant we supplied to UBS Financial Services on • AMU not head by UBS Pinata Services. Cedar, to °ban a cow of as anent Client rtimy Mike. events& tweaked gainnlostes re cakulated fa regent bar by an indeandere Mahon firm. assets we rot held by the Fern and not we& the please caned race Financial Athior or visit or webske nand& securey lots. The transacten data for — Ise" gineralpfinee or sponsor estimated wars, Ferns posers:sr, or antra These assets are at imfarillCBMACiegaldillz iv bed& lots may or may not reflect ammissens. if ay, are kpplied tote Fun by the issuer, dellayed on nos statement for informetional — LES Financial anices is not a bait. The RIM, Business charges ander security reorganization events. general partner or sponsor andmy be calMated purposes only. Positions and values presented are Services Account BSA and BMA are brokerage Dinolend and osier reinvestment lots and traumatic based on Orem information Iran *mused by provided by the &Mg fern UBS Frunoal Services a accounts which provide access toter-king seeks and purdnese bit are eachcombined to dispLy re tidos-lin to chew their estinaled values. not resprarble for the &collation and does not prodresSercugh arangerrents with affiliated bares averaged lot The 'Trade date' colann presents the — You can obtain addinrial Mormo:en regardirg qua-antm its accuracy. These assts ar rot pranced end other 'hid-partybanks and arras access to age al transaction trade date. Ire meto:blogy wed to determine the estimate of by 51K or la Finns supplemental 51K coverage. hsurarce and away products issued by unaffiliated value ant the date of the ilonnaton that is the third-paity nsuurree amps-Ike trcutfi insurance • Callable seeurkiria Bona' and purNaid nod that bash for the animate by coat/entre your Finneal • Revenue shirty; and ideational compensation. agemyo_bsieiries of WS Financial anis Inc the ismer& for cab redemption wil be selected Advisor - h .deism to ccenmksiam an sales ad 12b.I tees — hwerrent. Murree, and arnuity accbcir neat* by lot Iran arrerg anima-dies of that — Third prty estinmed &Lies may be reflected as reared in connection with the data:Men of mutual — Nut FDIC Mured• No bank guarantee* May lose vale 6.,e held an our rare or in nominee name for as *Not paced' in several Austin: Men an this to ow carts we actor our affiliate receive - BMA. Reinke Management Account. Redress clowns Call karat 'tenuity, is obtained from third rdeperdent valuation Inn has not suPPLed cr revenue staring payments tan distrtutces enact Senoras Account SSA, IRMA and kernational Resource parties and its accuracy is not goaded. Other call tremble to astir a vats when we became avant advisors of the mated Kr& that we sell These Management Account re registered service maks of ferias may east which °AM affect yield complete that a material event has caured that may call a smarm are bred on ten different comp:ciente (0 LESFironrial Semi& lx. inkematifi will be provided upon request prevany reported vile fiso portion. or Sian a the arekre of sales by L85 of a Isertitula- rrunnl — VISA is a registered radon& owned by Visa value would be highly speculatne due to the nature &dimity to ourclents; and GO fie asset rake al a htemaknal Sent Aswallion and used under • Cietifiraes Odense (CDa. CO, are FDIC muted of the Wittily. particular mutual ford lanais threshed a the kense. The UBS Visa credit cads and the UBS Vela Le> to 1293,000 in principal and armed interest pet e When naive an burn; general panne or sponsor lint debt cards tee issued by UBS Bad USA with deposkr ad per depository insikion it accordance Milked value nor died-baby estimated value is — We adour affiliate also receive networkhoard permission from Visa US.A Morporated. M Sitar AM FDIC ekes. puked the rake of the seardy dikre4 cmnbus processrg fees in comic/rah:info, transfer eadernaks, registered traamarks, serva maks ad Worn its archase arm. agent services that re provide so tae mutual funds regatered service marks are of their respect& • Pricehake Paces die:dyedfor securities and other — 'Distributions to date may indude retun These fees generally ere paid from investor assets n menores products may be high.- or beer than the price that capital name or both. der mutual fund and are a fend dolls aenant baud yar would actually receive in the market. Prick are - 'Original unit size' represent, the reel offering on the number of accosts at the broter.dealer UBS finannal Serval inc. Rev. 201706 drainedfrom various ti ed pricy sources whirls we bribe get brit red may not reeled your cost basis hokingmutual furls of that ftrdfa-nily &ler to be retake, bat we do not guarantee thee' — DIP and unfilled PER startles are not listed an a - h adddon to commiskns received in correction accuracy. national sewenes exchange and ere genet* with the safe or astrbutionol annuity contacts and - We general& use the closing price when wilt& a Woad and own a they can be told. tat price ere investnant bust Let to ea clients, we ardor fie mean of the bid and a* aims kr hsted &ewe mW be kb, tan to per sham estimated ar aft Tete raise revenue sharing compensation searnes and options er only bid prices tor OTC value provided in the aCCCult gatellint. ban many of the imurace companies underwriting leashes. the annuityco:needs &lbws of the inkraxe — In actiway traded senates maybe paced usng a convokesor sooners of the tea investment trusts valuator model or the most recent price we we distribute. SDNY_GM_0002 7593 CONFIDENTIAL EFTA_00138213 EFTA01278822 lies Fmancial Services Inc Private Wealth Management (SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 August 2017 CW70056257090617 X2 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK W07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number. v i 28776 SS Your linancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone: 212-821-7000/800-308-3140 Questions about your statemett? Call your Financial Advisor or the Value of your account RMA ReSourCeLine at 800-0MA-I000, on July 31 (3) on August 31 (S) account 029028776 Your assets 702,106.00 708,775.00 lAsit our website: Your liabilities aoo aoo www.ubscomainancialseryiceS Value of your account 5702,106.00 $708,775.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free aedit report annually from Sources of your OCCO out growth www.annuakreditreportcom. Tracking the value of your account during 2017 Value of your account S it-lcL.6311GS at year end 2016 $683,739.00 Your rnvestrnent return 702 708.8 Charge in market value 125036.00 Value of your account on Aug 31.2017 S708.776.00 25)6 Dec 2015 D( 2016 Jul 2 017 Aug 2017 SDNY GM 00027594 Member SIPC <NP7000S005625709Nr700019:470 00005 0017 0305750Cm Y128776550010000 Page 1 of 6 CONFIDENTIAL EFTA 00138214 EFTA01278823 SUBS Resource Management Account August 201 7 Account name: Friendly account nam Account number: • I ' ' - Your Gooncial Advisor STACK MANS VI F CASRIFI Your account balance sheet Summary of your assets Value on Percentage of August 31 a) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 000% C Equities 0.00 000% D Fixed income 0.00 000% E Non-traditional 708,775.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets 5708,775.00 100.00% Value of your account 5708,775.00 Eye on the markets Percentage change Index August 2017 Year to date S&P 500 0.31% 11.93% Russell 3000 0.19% 11.20% MSC I - Europe, Australia & Far East -0.02% 17.50% Barclays Capital U.S. Aggregate Bond Index 0.90% 3.64% Interest rates on August 31, 2017 3-month Treasury bills: 1.00% One-month LIBOR: 1.23% CNP 700000056257I 0 NP7000197470 COM C617 030579004 Y128776550 01lMyGike,002751tne 2 of 6 CONFIDENTIAL EFTA_001382I 5 EFTA01278824 Resource Management Account Account name: GHISLAINE MAXVVEU. Your Financial Advisor: Su:Bs :c I - Friendly account n Account number. 11 n I SCCJT STACK MANYLYLE CASR,El Change in the value of your account August 2017 (3) Year to date (I) Opening account value $702,106.00 $683,739.00 Change in market value 6,669.00 25,036.00 dosing account value $708,775.00 $708,775.00 Summary of gains and losses Vaues reported below exclude tx0Oucis roe which gars anCliOsses are not Ossified. Realized gains and losses Unrealized August 2017 (1) Year to date II) gains and losses (4) Long term aoo 000 58,775.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager, You can find a full description of the alternative investment objectives in imporranr information about your statement al the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment erigibikty consideration - None selected Your account instructions • Your account cost bass default closing method is FIFO, First in, First Out. SDNY GM 00027596 CriP7COCE03056257I1NP70C0193470 00005 OBI 7 030579004 Y1287765500I0000 Page 3 of 6 CONFIDENTIAL EFTA 00138216 EFTA01278825 *UBS Yournotes CONFIDENTIAL EFT,00BE217 EFTA01278826 Account name: GHISLAINE MAXWELL Resource Management Account Your PI nodal advisor: *UBS August 2O1 7 Friendly account name:Indy Millennium Account number. SCOTT STACKMANLYLE CASRIEL Your assets Some pnces, income and current vaues ShOrrn may teappioxirnme. AS a Intl. gains aidlOsses May not be Examately refkclel. See AmasoninfosmafrOn about your stereneera a the end of ths dxurnem for more infornason. Non-traditional IMOe equty funds, Hedge funds, and Other inveStments4re held in yOur UBSFinarcial *MoS Mr. CUBS Estlinates of vat* Stppatd by ISSuerS Or urban Crowns (which are gene faly 'net asset value' estenateS) FS) teolerage account. The pootIons reported below reflect the reccods of the issueis, and UBS FS dies not are shown as ' issuer est. value pet unit'. For Privae equty funds, 'Est. value per uM1l' is a Value updaed oiatantee the accuracy of the lreommton The value shown Is me necessarily the value you would receive quavery, based on the Net Anti value C NAV') in the fund as of the date sped fed eduskd by ailing from the Issuer if you sddthe assets. Funds actively sdd by UBS FS alt subject toongoing due digence, radial calls and 'obiractirg dst nbutions Once the NAV date me NAV is primarily based on estimated although the level performedmay vary A dosed fund may be subject to no ongong digence A fund that pordolio vaues provided by the underlying fund sponsor Thew two values may vary became of differences you purchased elsewhere Tel never have been suteecl to UPS PS cillgence. although UBS FS may receive a In the way they were estimated and because the • Third party en. value per unit' may Nave been prepared fee from t he funds manager, which may constitute a macelty of ine rnanagernenvincenti* lee. Please come bean ofhnancia iriormflon othei than yea•end Repotted estimates may not reflect resat contact your financial Achtsof with questions. ' EA value per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may rice reflect dst ebutions of deal unth the next valuation is independent valuation f rrn and reflects adjustments for factors such as the lquidty of the units. *Parted, neraly on an annual Or Sentanntial basiS See knponara inkimattOn ArAwr your increment at the end of this stateineM. Hedge funds Purchale piKd hearties Average puce Client Cost ace per share value on unrealized OM mestment Holdreg wiring of shares per shale (s) investment CS) basis (S) on Aug 31 fa) Aug 31 (4) gain or loss (a) return CS) period ALPHAKEY5 !ALLEN FND BROKERAGE NO 713111 7 Trade date: 65O,OOO.OO 65O,OCO OO 1.OOO 708,775.00 56,775.00 Your total assets Percentages Cost enraged Unreenzed value on Aug 31 (5) your account oasts CP annual meant (f) gain or loss fag Noe•tradiitlonal Hedge leads 708,775.00 100.00% 650,000.00 58.775.00 Total 6708,773.00 100.00% 6650,000.00 658,775.00 SONY GM 00027598 C NP7C002005635713 NP7003‘93470 00005 0817 030579004 Y126776SSO 010000 Pegs 5 of 6 CONFIDENTIAL EFTA_00138218 EFTA01278827 *DUBS Your notes CNP700000056257i 4 NP70C0193470 00005 OBI 7030575004 YI 20776550 01MY_OM_0002769fir 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138219 EFTA01278828 Important information about your statement has Enamel& Services tics (the Fern or UBS Fnercial her I romyou no later than 60 days alley the F rm duns for cash). Ethenatay broths* available upon • Produce Combination of none and Cooker Strike). is a member of all principal acuity, ccmrrodiy on you the Int statement on with the erns or rtqatt or at ewe apc. org The SIC asset protection nitorticiaton Investments Mang both the generation and optima exchathes. UBS Fisancial Services and 1.8$ Problem athend. turne apply to all accants that you hall in a oracular of inane rd growth of eeriest Bank USA ore i-diect subsilanes of UPS AG and - horde pow name ad xcant nterter (if any) capacity. aftihaes of UES Swishes LLC. The Fiths manual - Cnsabe to error or she Rather you weinert The Fisk together with certain affiliates, ha also Overallrisk profiles statement a available upon regyen. The Fines exec rise about, ad elegem as dearly as you cal why you Purchased snplemantalinstrace the mas mum • Conewatere. Seeks to manUin nital prec Pal with cAlkas re at: blare d is then a why you need more amount payable to at elpble clients, co:ileum& under low re ad %eatery to the acorn °that even edamaeon this protecten is 5500 million as of Deemher 10, 2016. that meted to attune does not generate significant U35 Fina-col Sereces K. - hosed. the dolor anent of the suspected vra. Skeet to the poky cordite:a ad limitations, cash at income a resume and may rot beep pace wits 1200 Harbor Boulevard the Firm is further protected to up to $1.9 million n the inflatkn. thechneen. NJ 07086 The Finn or Card Issuer will hiestgete your compliant ample for all you accounts held n apentane • Makin.; VnIling to accept sane nit to pincipal ad and will correct ry error promptly. For alleged errors capacity. ABA copy of the poky wauclig is erodible tolerate gene volataty to seek Incher returns. This statement represents the °thy official record of you' envies? UBSVsaedebil ca-dMa-marlins if we take 'WM request. • Aggressive: Willrg to accept hi;h Mk to pongee end Lea Fhancial Semites account. Other records, exept more than 10 bus less days to datbs, we willcredit high volatility to seek high returns over tint. office le. documents. contanng confficing daa should you accord for the amount you theta in error, so that The SIPC protection and the supplemothl protection not be relied tom II youbelieve thee is an error or you wit have the use of the money during he One A both do not apply to • Owestment Eforkikv Consideration: I selected a omission. please report it immediately n writing to the takes us to complete our ithestiption. • Certain lieu vial wets controlled by (and related ei potion of the portfolios fix tat account may include Branch Manager of the office wvith your accoint. your account value) but hell away from UBSFinancel ocerpth *renege, tented hors* and geate Please mike all checks payabb to the Firm or the votatilty. Services (e g.. certain(I) deposits a affiliated and nn Allhafp a 'ivies shown Are Wended to be accurate, I euncial instaften muted on the front of thk ablated backs nsurrice products, ncicfng statement death:ad not be wed for tar purposes Rely steamer* In addition to nrgitar arrest fen, accounts variable arruhes, and (ii) shores of mutual funds Strthementliotaoholdne coley on yerend tax kerns, (Le • Form 1099. 5498. may be abject to maivenarte has, chaps for late Magee such share ante registered droctly at the name We may consoldate tA related account statements with 10425. etc) whenDrepamg your lax return. The Rim 5 parent ice securities purchases and charges ice unpaid of the account hot:len:tithe bochs and records of the the sane address in the sere envelope. e.g. because required by law to rexel to he IRS alllovable dividends, amounts n cash accosts. Accounts that aw transferred they have owners who ako moisten joint meant issuer or trawler agent); mporubb nameable thriabna and mute interest to other instoftens may be subject to a Vander lee. • investment contracts or wenn( eeerests (e.g., rebtionshth wit other dents at the same address. If end pct securities Fold h you account net proceeds limited partnerships ad private placements) that are you prefer to receive indiaidual statements mailed n on see tramactire, ad con bask/oncertain covered UBS Sweep Options not registered under the Securities Act el 1933; ad separate envelopes, you may decline houwhdding by stases. 1165 oilers options for swatheig cash balances to bat warp your Franual Admor. • Corrmoditan ontacts (e.g. foreign exchamw and depose accounts al non-thiliited bats ad Addled preciousmetal contraast incluctrpfaures contraMs Cavoresdatlans with the Firm bankt money mane mutual funds (Money Feeds) end Friendly accomt name and commodity option contract. IN Friendly account name is a wskenethh *nidename* • Please reconfirm ay oral communcatons in wet 'rig the hernatisnalOtheit neon (DA) fa casts:nen the SIPC voted on and the supplemental protection do tofurther protect your rills. indudrg your rutin with an Internet:erg Restate Mennen:int Accost. chosen by you to assist you with your recordteeprg. not apply to thew assets sewn f theyotherwise apace has ro legal effect coyote account You can chaxy utter the Seo_Mies Infector Protection Act (SBA) Depose account; al UB5 Be* USA and rion-athlitted on you statements. The SaTC protection and the banks participatng n the UBSFDIC4nstred Deposit your Friendly account name through Onthe Services a • If hefinahcot ithitution m the top left of to hen swpkmental protection do not protect against changes of this Weems snot UBS Ennui Service, LES Program are FDIC-insured in accordance vett fDIC rules. byes:Macao) you. F ran(ial Achiscr. in the motel valve of yes inaestments (eather' as a Pi-sweat Service ones yes accounts dosing Foe more hfornatians please visit new . fdic.opeDeposk moth of market movement. issuer bakruptcy bicker by arra-gement with the edcated inslituton accounts at UBS AG StamfordBrand, and shams of Account overview otherwise) • trate of your vaneaponfoto. Net of assets ad We informed you of this relatonshia fthenyaS Money Ruts are rot rased by the FDIC. opened this accan. h tits cast your kids and Dividend Reiweittment Program (DRY) liAilees stones a* boated a LOS financial Services and rot Through the DA, cash Winces re swept to deposit The price reflected is an sewage price. You may ottan • Asses Includes avalifte cash balances. vales for the ramodiceg breer. and youmist mak• a nom accounts at UBS AG New Yon Brardn a-d UBS AG the actual price from yos Financial Adviser. Only ohok restricted security (est ), and Global Time Deposits, of any error or omission to both firma. Carnal Branch. These deposits are not insured byte shares re purchasedunder DRIP; partial shags will be unreatzed marks to make, and certan assets not held • As desated in the account agwernents yw ril.Za FDC. Balances held at he LES AG Cayman Brand, are sold ard the cash *1 be deposited ea your account The by tie Film Does not include mowed secuntieslassets rowdy us of any emirs or fraud evening d-ecks temp:early eposed to the sovereign ra of the Cayman decked reiweffinent price applied by the seer may at he end of the poor and anent statemeM periods, a reflected on your statement within 30 days after t was blinds ad there is nocturne or other **thorn of differ from the make price at which the patial shares mane ithrstmenK unseated stock options and mailed a made available. UM AG to repay the balances while on the UBS Cayman re sold therckatie mock options • Please deed othorner complaith or Coen to tie Branch's boots. • Lialaithos Wide debit balances, outstanding merges Fiths C Fent Relations Department x 201.352.1699 Cash-thilieu loans, line, shoal account balances. or tolUree at 8020-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits re not protected by 9PC. Money Fund Only whole uMs may be had n you' accent. If you are • Cafleoney balances. Total of uninfestei avalgab ET Monday through Friday, or in awing to WS shines we protested by 51K. See 'WS Finarcal Senors entitled to a panel taut as a result of a eadeni payment cash balances, plft deportbanes at affiliated sal Reuncial %nice Ix.. Client Realms Department Aeon Protection' below. • abewise. the Firm wit ether sell panel aim as nonsaffneed baits. a-dummy mate mutual find P.O. Box 766 Union Cky, W 07C$7. made ca ke a accept an roan determined by a SWOP batances, at the starve( tie stakiment period • A 0Peewee shall be deemed complete adnote Ltwn sour request, banes n the bare deposits me be registered clean) agency, and credit you' account Non.cornmodity lree trek balances in yar attars are if not cbbctod to h waiting within 60 days *McRae\ ad thank of a Money Fat may be not semtgated from other balances and the F rm may • Fa ne services_ Call 1344-612.0966 or from outside licuchted and the proceeds rend to you a your InItattritent objectives ow any of these fonds h the ordnify course of ms the US.: Cal 20I.352-1495 wanes accens The I-Noumea objectives and risk prolile an sprit to berets Thee funds aremote upon your domed. • h us* of trees or centime akoul an electronic each accent andmy thybetween yos accomb This total is exlided in the curet period closing wake hasher intornlaICO about available sweep opbons, Please ate-se the Finn prom* in meting of an? hands transfer (FT). bit payer or UBS Vtia•debit rcledng turret interest rate. and yields, it available card transachons, call 020-7C2-1000. Ca wile to UBS screcant Mane in your Ina-Kiel situation or Unarms, Information Searwal Senates It,, moo Harbor Blvd, 6thBoers wym.ubs corrisene•pyil* from your Financial Advisor investmem Meares For each accant hekl, you For dnaaed hicrmalion al the FirmY lerdep punkas a by calling 8C0.762-1000. choose creel the Wowing investment objectives. ad basun., refer to Kis Client Rebtionchb WotharOnn NI 07086, Attrt RIANEeth Sentefts. • PeenCommeineone Investments seekith the Agraillvot a Accost Agreement and the General UBS Fiends! Smiths aware protection generation of rune only. Tema and Cordnions UBS Statement of Credit freebies Cal a mite as with asyoea can, if you tilt yes The Firm is a matter of the Sethilits Westin Protection available n Agreements andfactotum a staement a receipt swing or 4 you need more Capaation (SIPC), vetch protects menace antomen • Aches* Cape/ Mower/Dom twestments seeking 2wWW•dyr hlonmatith goat a transfer on the statement or growth of principal rather gun the generation of reciter The Firm or Cad Issuer (as applIcable must of is merrbers up to 1500,000 (including S250,OOOfor income. SDNY_GM_0002 7600 CONFIDENTIAL EFIA_00138220 EFTA01278829 Important information about your statement (SOIMMeqd) you —eta obtained and may not reflect an /awl market price • Restricted securities. Restricted SKI-edit gerteralk — Our affiliates also receive Tann; carenissnins aid Your staanent awakes securities rd other assets held a valet are rot currently elgble for public sale. UBS Pirrone offer (emanation Iran mutual funds end Mune kith, axafit al the erdofthe straws period. You — Certain positions may awear wilhoul a pier rd Services uses the math encircle& unresencted stock companes whose products we astrtare. may ask fordovery of Mkt paid seostes at any tine. nill show as 'price was rot avarlabk• if we are of to sane issuer as an masted value!a the — We recent ari arrualfee frail 1,85 Bank USA and You may receive securities used as loan collateral after triable to Wain a price for a sway. restricted slack (or papeaes of this stamen( oath To LES AG Stamford Brach of cote VS par account paying sly balance de on them. day securities - Deposits a securitiesdenominated r,cunerces the extent tet regraded souses are elgble kr sale, sweeping to the banks vole the LES Bank Sweep tranderred to Ihe Fim otairg the statement period are oho. then U.S dolls, at reflected at the 'whinge the was received my be otetantialy less than the Program liked at market value as of the end of the strawy rate as of the statement date. nepoderd value Moan period. — For certain searbes racing innon-cantor-me-9 Activity • Cart bask. In detwroning the cost basis of to denomretions pnce and qua-lay(lace &a) may • fat. (estimated) income, current yields and rates. Intormaton regatengcommasifis and ober clumps states induded n this statement where indicated have been adjusted to lack& WOK valuation An estimate ol awl rod& rs based on curer incurred in connection with fie execoon of Wades, wih the number 'I,• LOS Financial Services has relied To Wan current anise:re, when nibble, rental dividend rd interest rams, assuring to secures will Mewing optkn transactions he been included en oninformation obtained from sources other lhanIAS ear Financial dekko. be &knot one year from statement date or user confirmations prevonly fur:shed so you, and will be Fhencial Semites. including illarriation from another maturity. This eslinaie is only a gudeine; accuracy provided to you prays,* CaresPerl. I km a that youmay hare provided to you Fina-cial • Private investments and stambred products. and continued hone are not guaranteed. Adeisor. The Firm does not indeerdently verfy Private nvommert searches (roldisg duct — Estimated armee mane rd current yeld la Shan sating garirdin the maraca a wear of are idorrnition oanceme on program a-4 real wide investment hat certain hoes of Nahum could onclude • retun of If you x• engaged in short seller° a security, you may provided by sources other than U3SFhancial Senices. untie es) and structured pair& are &walk highly principal or repeal galls in which case the ea incur a charge due to certain torroarrog costs for that aisbirs although UES Paraxial Services generalk BOA. Conan structured prodzcts few not been income lardcurrent yell would be overstated. Particular warty. updates his nformation as n 6 rece*'e the him registered with the Securities and Exchange — Estimated anal home and ctrrent yield and the does not provide am assurances that the nfamation CannleSal or under any setae securities laws. We actual room ridpied mitt be lower a higher Open *edam order 'Cost base rd •Unrealced gar/ Iola' is porde *treated vales for pirate inveterate than the estimated amounts. Regarding open or 'goo& ilkanceled' ceders that accurate as of fie date of this statement. As such, ;earths a-4 structured products for Harnataml — An *Pirate of a-ruaked income (dividend radar were not nomadbythe statement date. open buy and please do not rely on this rdamation 10 make purposes only Acarary isnot guaranteed. interest) divided by the current market sel stop orders are mixed by the anoure of dividends purchase or sale decisions, fa to purposes or — These vales may differ Abstain* torn prces, valaefaverage balancers based on the last dividend or eifits on an eirdividerds a eughts date unless °them& Accounts twelwed to tie Fair may any, at which a pm& twesentril security a or Merest payment ma:lebythe issuer and &eructed &semis* by you. You are responsble for reflect gar/loss iskrrnatim only foe the period of structured product may be bouefil or sold and do as.,,,.. the soneatertdeposks sill be held for a-s orders that re executed am to your fakir, to cancel tine they are held at fie Fat Morehi:tonal rot necessai resresent the value you may receive year from the Racial date oruntil many. eating wen orders. erkanalon can be added by you Fnancial Advisor. span liquidation. Accuracy ad continued yell are not guaranteed — Third party estenatesol vans re as el a certain Privacy • Unreel's& geherbews VMen data n wadable. dote ant we supplied to UBS Financial Services on a • Anita not head by UBS Pinandel Services. Cenan To obtan a copy of as cement Client PrivacyNonce estinated urerized gainilosses are czkutred Ia regular basis by an independent relation firm. awn ae non held by the Finn and not whirl the phase contact rats Fisancial Abhor or Wit as website ranter securY lots. The transaction data for — atilt; general paint., or sponsor estimated walks, Firrns possnsiw or control. These assets are Beafaa&MsilltsaidOw2kOf. rofivi:Ual bit may or may Oct reflect commissions, ary, ate Applied to tie Fen by the issuer, displayed on sax statement for informational — LES Firencial Senices knot a bark. The BMA, Bus/less charges ands security reorganization everts. general partner or sponsor and may be calodated purposes only. Positions tel values presented are Services Account BSA and SMA are brokerage Dividend and &net reinvestment lots and systematic based on dfferent &emotion Iran hawed by provided by be aware? fens. LEG France& Services a accounts which provide access whisking arras and pardnese kph are eachcombined todisplayore third parties to daiw their estinaled values. not &potable for be information and alas not pookkes ihrough arrangements with affiliated banks avoraged lot The 'Trate date mecum presents the — You can obtain addnirial ilormation regarding qua-antw its accuracy. These assets T9 rot protected and other third-partybanks and ponies access to crank transacton trade date. the mehozblogy wed to determine the estimate of by SIPC or tie Firm's supplemental SIPC coverage. inurarm and armory products issued by Lnaftilialed value ant the date of be honnaton that is the Inel-party nsuance comport terawfi instance • Callable murkier, Bonds and prtheral stock that base for the 'amyl* by contathg your Ffiancial • Revenue serry, and additional compensation. agamyabeirkeies of LES Fiuncial &nits Inc the issuerciets for *ark rederrphon wil be selected Advi.or. - h adios to canmksiam on sales and 12lort Sees — hmarrant. Murree, arid arnuity podwir What* by lot from among &swishes of fiat — Third party estinmed vales may be reflected as reared hi connection with the distrioulifi of mutual — Not FDIC insured. No bank guarantee* May lose vela 6.,e held nomnameor n nomixe name for as 'Not piked' in several Austin: when an bat to Ote <bents we actor our affiliate receive - IMA. Resource Management Account. Buses dents Creates/v. rriamatonII &tared from third ideuerdent valuation Inn has not suppled a rk reveres shafig hymens tan distil:01as ands Strokes Account ESA, IRMA and enemational Resource parties and as accuracy is not goateed. Other call triable to wigs a vale, when we became avant Anson of the maul luck that we sell These Management Accoust ere registered service maks of features may east which could ilea Weld complete that a material event ha washed that may call a smarm are baud on two different comp:mac (0 LESFrancial Semi& yr. rdormatiw WOW provided upon request previousy reported vaLe into (lowlier; or viten a to amour of sakes by LSS of a Partin/la' "Owl — VISA is a registered radon& owned by Visa value would be highly speculatne due to fie nature krd fmerely to ourclents: and GO fie asset akar of a htematifial Sent Association adused order • CeetifirAtes °felspar& (CDs). CO, are FDIC muted ol the Meaty. parteutr rrufial ford I anys shares heed a the kense The UBS Visa creole cards arid the LBSVia Le> to 1293,000 On principal end untied intane pet ▪ When neither an tsar, general partner or sponsor lint debt cards am issued by UBS Bank USA with depositor rd per depository institution ha:cadence &IMPS value nor athird-party estimated wke is — We ad our affiliate also rewire meowing ad permission from Visa US.A. I-corporates! M ober rah FDIC mks. ponied. the aka of the security WI& dikkre-4 crenbus protean; fees in considerate:n(0r harder rademaks, registered trademarks, since marks and Iran itspurchase once. agent services that ne provide 10 tae mutual funds regatered service marks are of them roped** • Prkehalue. Prces die:rayed for sewrities and other — 'Distributions to date' may include room of These fees generally at paid from investor assets n (snores produes my be higher or event than the price Ow capita( name or both. to mutual fund and are a feed dells /worn baud you would actually receiw in the market. Peen an — 'Original unit size' represent, to heel offering on the number al accounts at be brolter.dealer 25 financial Serval Inc. Rev. 201705 &rainedfrom variow hid arty sources *hitt we price per (nit admay not reflect your cost bast hokingrrealtal fully ol that !trodfamily &levy to be reiable, bat we do not guarantee their — DIP axe unlisted REITsecures are not listed ma - h addeon to commaskris received in correction accuracy. national seturibes exchange and are genet* with the sale or darbutionol annuity cc/Warts and - We general& use the coning price when amilable cc illospd rid event they can be sold. the price milt known& butt set to Oa clients, we ads. to mean of the bid and a* pis fa listed Mewedmh be less ban be per sham estimated our &Tate nowise revenue sharing conpensation searnis ad options re only bid prices tor OTC value provided in the account statement. Iran many of fie Mune ampanWs usdemeiting swishes. the annoy arnracts &nixes of the inssance — In actiwy traded *Canes maybe paced usng a compares or sponsors of the inn investment trusts velumen model or the most recent prim we a• &tribute. SDNY_GM_00027601 CONFIDENTIAL EF1'A_0013822I EFTA01278830 lies Feuncial Services tic. Private Wealth Management (SUBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 September 2017 CNP70065613470917 X134 Y1 0 GHISLANE MAXVVEU. PO. BOX 308 TEANECK NJ 07666-0308 Account name: GHSLANE MAXWELL Friendly account name: Indy. Millennium Account number. Your Anemia Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821.7000/800.308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeline at 800-RMA- MOO, on August 31 (3) on September 29 (S) account 029028776 Your assets 708,775.00 719,160.00 Visit our website: Your liabilities aoo aoo ,..Lbs corn? linancia:services 5708,775.00 $719,160.00 Value of your account Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditreportcom. Tracking the value of your account during 2017 value of your account g Thc Lr,and$ at year end 2016 3683,739.00 Your ravishment return 7088 719.2 Change rn market value 135,421.00 Value of your account on Sep 29, 2017 9719.160.00 250 Dec 2015 Dec 2016 Aug 2017 firs 2017 SDNY GM 00027602 Member SIPC ChnOCCe006551347NP7000309008 00005 0917 030575C*1 V128776550101100 Page 1 of 6 CONFIDENTIAL EFTA_OOI 38222 EFTA01278831 GPI *DUBS Account name: Your IIRancid Advisor. Resource Management Account Friendly account na •Ind, • - SCOTT STACK MAIst LYLE CASRIEL September 201i Account number: 212-821.7000/ 800-308-3140 Your account balance sheet Summary of your assets Value on Percentage of September 29 ($) your account A Cash and money balances 0.00 000% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 719,160.00 10000% F Commodities 0.1;0 000% G Other 0.00 0.00% Total assets $719,160.00 100.00% Value of your account $719,160.00 Eye on the markets Percentage Change Index September 2017 Year to date S&P 500 2.06% 1424% Russell 3000 2.44% 13.91% MSC I - Europe, Australia & Far East 2.53% 20.47% Barclays Capital U.S. Aggregate Bond Index -0.48% 3.14% Interest rates on September 29, 2017 3-month Treasury bills: One-month LIBOR: 1.23% CW70003006561348 NP7003303008 0000503i 70305750N Y1213776550 igNikwGmoconage 2 of 6 CONFIDENTIAL EFIA_00138223 EFTA01278832 Resource Management Account Account name: GHISLA1NE MAXWELL Your rimedal advisor: UBS September 2017 Friendly account narvie:Indy Milennium Account number. SCOTT STACKM/14MR CASRiEL Change in the value of your account September 201701 Year to date (S) Opening account value 3708,775.00 3683,739.00 Change in market value 10,385.00 35,421.00 Closing account value 3719,160.00 3719,160.00 Summary of gains and losses values repOried DelOw exclude products for which gans andiosses are not OaSsifird Realized gains and losses Unrealized September 2017 (9) Year TO date IS> gains and losses (3) Long term 0.00 0.00 69,160 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a full description of the alternative investment objectives m /mportant information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary . Aggressive Investment eligibikty cons4eration - None selected Your account instructions • Your account cost bass default closing method is FIFO, First in, First Out SDNY GM 00027604 CW70003306561349 NP70033030080003509t793057994 Y178776550101100 ►aye 3 of 6 CONFIDENTIAL EFTA_00138224 EFTA01278833 $UBS Your notes .0.0...6.36,,,,.....on..7....,,.,6,...,,,,,,,,,,,,,,,,,• a 6 CONFIDENTIAL EFT,0013A22.5 EFTA01278834 Resource Management Account Account name: CHISLAINE MAXWELL Your flnandal Adviser *UBS September 2017 Friendly account name:Indv.Milenroum Account number. SCOTT STACKMANLYLE CASRIEL Your assets Some pnces, mone and current vaues shown may be epproximrde. AS 8 teak gains ~Sasses May not be &crudely reflected. Set mnporunt Mioneenon at'our your statement at the end of Ins docurneM for more infonu on. Non-traditional Private egtety funds, Her* funds, and Other insestments are held in your U8SFinarcial SPMces mc. (UBS Estimates of vdue %aged by Issuers 01 Uttan Crowns (wench am gene raty 'net asset estirnateS) FS) broterage account. the positions reported below reflect the recce& of the dwelt and UBS FS does not are shown as' issuer est. raw per unit'. For Private equty funds, 'Est. value per unt' is a value updaed garantee the &c utacy of the iriormation The vdue shown Is not necessarily the value you would receive quarterly, based on the Net Asset value (' Nay") in the fund a of the date specified allusled by &ling from the issuer if you sdd the assets. Funds acinrely sdd by UBSFS de subject to orgoing due digence, exile' calls end sodreefing dstnbutions since the NAV dale The NAV is primarily based on estimated dthaugh the level performedrosy vary A dosed fund may be subject tonoongoing dligence A fund that porlSoliovdues provided by the underlying fund sponsor These two urdues may vary because of differences you puichwed elsewhere may never have been suttect to UBS FS dligerre. although UBS FS may receive a In the way they were estimated and because the • Third party ed. value per unit' may have been prepared fee from the funds mana et. which may constitute a maionty of the rnana;ementri&poll* fee. Please on the basis «financial infonnahon other than year.end Reported estimates may not reflect reside. contact your Financial achnor with questions. 'Est value per unit' is an eshmate of value supplied by an liquidation or repurchase value, e any, and may rod reflect dst ebuhons of capital um' the nett vduatim is independent valuation tan and reflects adjustments for factors such as the equidty of Ire units. feCerte4, generay on an annual or sentannuar basis See Important infOrrneaOn altoser your statement at the end of tits statement. Hedge funds PurchaSe rourrber Avelage once Client Cost Price per share value on unredized (tail investment Holdng Hddng or shares per share (S) investment (s) basis (1) on Sep 29(5) Sep 29 (5) gain or loss (S) return (S) period ALPHAKEYS MILLEN FND BROKERAGE 410 8'31117 Trade date: 650,000.00 650,000.00 1.000 719,160.00 69,160.00 Your total assets Percentage <I Cost Estmated serversted Witte On Sep 29 (5) your account bass (S) annual income (f) gain or loss (S) Non.traditionol Hedge funds 719,160.00 100.00% 650,000.00 69,160.00 Total $719,160.00 100.00% $650,000.00 $69,160.00 SDNY GM 00027606 C HP70009(305561351 NP7003309» COCOS 0917030575Ø V128776550 101100 Pegs S of 6 CONFIDENTIAL EFTA_00138226 EFTA01278835 *DUBS Your notes CNP70009005561352 NP7000309000 00005 0517 030575004 YII8776550 I OyfikyGht000276ftge 6 of 6 End of statement for account number Y1 28776 55 CONFIDENTIAL EFTA_00138227 EFTA01278836 Important information about your statement L. Financial Services no. (the Firm or UBS lard' tea I romyou no later than 60 days alter the Frm claim for cage Splanatoey Poch,* available upon • Achieve CoprtatApprePation: Investments seeking Strobes). is a member of all principal acuity, commodey sent you the fist statellent on okikh the ores or nropeo or at ewe. spc.org The 9PC asset protection growth d pmcpalrather than the generation of and optima exchanges. UBS Financial Strikes and 1.8$ Problem MP•mad. long apply to all Koos. hat you hold in a particular income. Balk USA are i-diect subsilenes of UPS AG and - remade pow name and accant nutter (rf any) capacity. • Produce Combination ofMccene and Capital Miliags of 1.85 Smitten LLC. The Fens Inanoal — Cesote Ile error or tie trestle )Cu at inure The Fen, together with certain aff iliates, has alto Appnroationt Investments seeking both the generation statemert C available upon recite's. The Faros extoake about, rod engem as <tarty as you cm Mg you purchased opplinwital innate The maimum of nccme aid growthof pixisal. Off kos are a. believe • is men a *by you need more amount payable bas elgbe clients, coltatek tilde reformation this protection is 'SOO million as of December 10, 2016. Overall risk profiles LES Fina-kol Sermes — Providethe dolor amount of the suspected era. SLISa to the poky cordlike's at imitations cash a • Conn:now- Seeks to martin nit el giro pat meth 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the WechaMien, NJ 07086 low rat and volatility to the accord ororat even if The Finn or Card Issuer wd Seagate sue complaint aggregate for anyone accounts heel n a parieular that means to account does roe generate significant and will correct my error Fri:math For alleged errors capacity AM ccTryd he poky waroli-g is mailable income a retire and may not keep pace wit, This statement represents the only official record of you' involving UBS beat debt ca-dtransaclera if we take upon request. inflation. U3S Financial Services account. Other records, eroept more than 10 bannsdays to Mlles, we will credk • Moderate Willing to accept sem, ask to principal ad official th. documents. contanng confliOng data should yeti* aeon for the amount you that s in error so that Neither the SIPC protectionnor the ftpphrnental not be relied man II youbeteve there is an ince a you WI haw the use of he money dunng he tine n proteacn apply to: tolerate sane volatlity to wee biter returns. omission please report a immediately n writing to the takes us to ccmplete our iroestiption. • Algyaressim: Willing to accept hip risk 10 pincipal at • Certain fnencial roses controlled Ihr (end ixWadn Brandi Itanacw of the office wviv your account. your account value) but held away from UBSFinancol high volatility to seek high returns over time. Please make all checks payabt to the Firm or he • rnientment Elpitity Consobration: if selected a Services. For example certain 02 Insurance onxixts, Attce4' salivate sham are Mended to be actuate, Inns& instates) rocketed on tie front of he including wadable amities, and (it shares of crawl portion d the portfolio for tot account may include statement MUM:ad not be used for ta. proposes Rely statement In addition to reader accamt fen, accounts funds registered iv the name of the moan holder on empire strategin. linked liquidky andante' soleN on yerend tax kerns, , Form 1099, 5498 new be object to mantena-ce lees, chars for Pe the boots of the issuer or transfer agent), oddity. 10425. etc ) wben orepamg your lax return. The Fim pawing ice securities purchases and charges lee unpaid • Immtment contracts or iwornint interests P.4: required by law to repon to he IRS all thable dividends, arnorts n cash accounts Accounts that at tansferred limited partnerships and private placements) that are Statement •homeheldisg• report/kb non-mutt anima and Liable inured to other instaakns may be subject to a tender lee. not registered uncifr the %curtsiesAct ol 1933; We may consolidate al related account statements with end on roCinftiri held in you account net proceeds • Comnoditres contacts (e.9, foreign ethane and the sam address in the same envelope. erg. because on sea tresactions, adcon basis on certain covered UBS Sweep Options pre( me metal contracts), inducing futures contracts they haw omens who ate maintain jxn accent stashes. 1,65 offers options lee sweeping cash balances to bat aid commodity option contracts; and relationshiss rah other dents a the wee address. If detest accceres al non-affiliated barks ad affiliated you prefer to receive indisidual statements mailed 'n • Deposit accounts (except certificates deposit) at LES ware emelcoes, you may decline homehdding try Cavervailatftme wigs she Firm banks, acne, maim mutualfunds (Money Finia) s-4 Balc USA. UBS AG US. bra-obis and banks n the • Please reconfirm are oral communcatens in wig tg he eternal:nal GIMP Accent (DA) fa cuctanea FDIC Insured Deposit Program. caning your Financial Mew to further protect your ritits, mdudrg your riggs wilt n International Reroute Management Accost. The SOC protect on and the suppresses-del protecton do under the Seosiies Investor Protection Act (SPA). Deposer account al UBS Bark USA aid non-affiliated Friendly account name not apply to them asset even 4 they °Penes* appear The Friendly account name is a customizable 'nkkname • If thefin/nail Paitution an the top left of the Morn banks panicipatng n the UPS FDIC4nstred Daposit on you statements. 11-e WC protection at the of this steams snot LBS F melee' Strykes,U3S Program are FDIC rimmed in accordance with FDIC FUN. drown by you to not you with your reccedkeriong It ampkmertal protection do not protect against changes has no legal effect cn your account You can thange Frontal Sonia" carries mat meant as dearing For more infonmatkin, please visit ~iv . fdic.gov.Deposi to maim vela of year investments (*Felber att taker by arra-gement wit the rdcated institution accounts at UBS AG StamfordBranch and shares of anal of market movement, issuer berkruptcy your kindly account names, through Online Services a We in you of tic relatamshio tMen)rat MoreyFunds are rot Wined by the FDIC. by contacting yes Proncialedeeor. Ohomile) opened this axon. h the cast your kr.t old mashes Ire boated a LOS financial Services and rot Through he DA, cash balances are swept to deposit Dividend Reinvestment Program (ow Accasft overview the iroodaci-gbrder, and younut make areporl accounts at UBS AG New volt Brad, adUBS AG the ;eke reflected is an near got You may °Nan • yelp of tom eaounaborthilik Net of assets rd of any error or omission to both firma. Cairn.' Branch. These deposits are not Faired byte the actual eke licm yom that Advisor . Only *Fob litanies • Asdemi:cad in the account aggerrents, yw must FDC. Balances held at tie LES AG Cayman Branch are shares are purchased under DRIP; Pamal shags will be • Asset_ Includes available cash balances, vaLes for roily us of my errors or fraud itemising ducts temp:only composed to the sovereign rat of the Cayman sold ad the cash wit be divested in your account The restricted smutty (est), and Global Time D.1:0545, reflected an you statement within 30 days after t was blandk and there is nog...ante* or other oblation of &We'd armament puce applied by he Baer mat unread:ad Moth 10 market, Andaman assets not held mailed or made available. LES AG to repay the babies. while on the UBS Cayman diter from the market pike at inAvich the pada Mares by the Pim Does rot include unpriced Ofturitieslaira • Pleat* divot *mower complains or names tote Branch's books. at sold at the end of the pior and curent statement peneds, cr Fients C fent Relative Department a 201852.1699 male iroestrants u vd stock options ad or toll-free at 803-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Cashetlieu teetotal* stodc options ET Monday through Friday, or in wing to UPS shires are protested by 51K. See UBS Financial Senior, CnN whole urns may be held n yam account. if you at • Cietoices IncLides debt balaxes, cutsta-drgmar Financial Semites frov Client Relations Department, decant Protection' below. entitled to • grid mit as a result ol • Pricked gtment loam, credit lint short meant balances. P.O. Box 766 Union City, NI 07007. a chemise. the Firm well either sell partial units at • Cag/nromy balances. Total of uninvested avalabie • A II arxements shall be deemed complete ad acetate Li:onyour request, batixes n the bare depositsmaw be market price a accept an tenant determined by a cash balances, puts deposit balances at affiliated and if not ebbe-led to iv writing within 60 days wirotawn, and shoes of a Maw Fad may be registered cleartg agency, ad credit you' accost. nonaffikated basks an:Imoney matte mutual kid • Fa TN services_ Call 0444120986 or from outside hamtated and he proceeds Muriel to you a your weep balances, at the cbse of he statement period. the US.: Cal 201.352-1495 190.114$ want Interment objectives Noncormiodity free rode balances inper want are • In um el enen or cheroot about in electronic The irommere objectives and risk profile are specik to not seri paled from other balances and tie Firnmay Faun iriormation about available sweep options, each account and may ray between vas moans. use any of theseIn nthe ordina-y course of its knit transfer (FT). Ida payentra or UPS Veaftgroil rasing current introit raft. and yields, it available card transact/ens, call $33-762-1000. or wile to UPS Please Wyse the Firm promptg in wining day busness these funds repay** mon your derna-d. Fironoal $eruce, Ix., l000 Harbor Blvd, Stifled, mew ubs cornignewyekk from your Financial Advisor optimal change in you financial situationor mis total is &Laded in the anent period clueing wait. a by calling 920-762-1000 investment objectrin For each moron held you Weehawken NI 07086, Atfl RIMVESA Smokes, choose ore of the (cloying investment objectives: Cal a *eke as soon as you can, if you hit you- UM Financial Services accomt protection • Produce Cavennetcoree: Investments seetri-g the The Firm is a rewriter of the Seomnies Investor Protection staement a receipt is wag or 4 you need more Corporation (SIPC), which protects securities oatonws gereratm of name only. treasured teA a tratsfer on the statement or recipe. The Film or Cad boar (as amicable)must of es merrters up to 5500,000 (mckading S2S0,01)Ofor SDNY_GM_0002 7608 CONFIDENTIAL EFIA_00138228 EFTA01278837 Important inform atioll about your statement (continued) Lending information belies* to be reliable, but we do not gdrartee they - DTP and unlisted RUT washes we not listed on a — h addition to a:minimax ricotta in comedian detaied inf «nation cn the Penis lending Beaten tarty. meant washes exchange, and are generally wan the sale or destitution of masty attracts ad and dab-Am refer to yea Clem Relationship 9theralY use the closing Pico when ridable a BIM.] and even if they can be sold the price unit investment trust units tear diem we ardor Acitemmt or Accost Agreement rd the General the mean cf the bid and ad prices for lissed received may be less than the per share estimated our *Mite receive reverye that; compensation leas,, and Conditions. LISS Statement of Credit Practices savein and options a on/yr bd prices for OTC value amid n the secant statement. from many of the nsvance companies add-wrong available in Agreements and Oa<blurts securities. the amity cormats. Aiken of the insurance at jryonv ubs comfaccouothickratu - Less ado* traded securities maybe priced using a companin et sponsors of the an investrirom waste valuation model a the mod Went WKe we • Restrided severities Restricted acuities generalB we darbute Tea assets obtained and may net reflect an actual minket price are not curling, erg& br public sale LEISFinancial - Ow if ilutes also mem trading carrrisans ad Your stattimmx ilemetS seevites and other assetshell or vat. Services uses the mann price of the arearced stock Other conversation Isom mutual fads and matte in the *cat al the end of the statement period You - Certain posaits may appear vathetil a price and of the same issuer as an mimed value In the <anoints whose products we Coubute. may ask for &May of fully paid tar-rein N ay time. will show es 'price was not aerlabb• if we are marched oak Cot parposes of this sratement only. To - We fr<ewe an snit fee from 1.65 Bra USA and You may receive swunlies used as loan cameral slier unable to Obtain a price fora sassy the Merit that restricted seas-ries are retgba for tie, t $AO Stamford Branch of up to $25 per account payng any balance dye on them. Any securities - Deposits a securities denominated in curreeties the yaks reeehed may be alatarcialB less than the sweeping to the balks mite the LISS Bat Sweep transferred to the Inn dying the statement period are other than U.S dollars we reflected at the exhange Mooed value tom Program. lied at magnet value as of the end of the gatemen wee as of the statement date. paid - For certain wevites wading in nonce:info-meg • Eft. (eetineted) incomes anoint yield. and rates. Activity • Cost balsa. In deleting the cat basis of the dencennatonx price ard qua-thy(ftt vaL,f) may An estimate of actual income is bred on anent information regrdng commissions arid other charges sautes included n this amenem. Ware indicated have been adjusted to f*Irate PePer valuation (addend and der* rates, assuming the sat/cies will incurred in correction with the execution& trades, wen the nurbe LES FrancialSeneces Ws relied To obtan anent quotations. when sealable, contact be held for one yet from statement date ce inducingoptic/1 utsactons has been tudedon cn information obtained from sources other than UBS yas F Metal Actor. matvity. This estivate a ether a gudelne, accuracy confirmations previously funtshed to )ou, ad sell be Financial Saracen rclalirg idamation from emelt and continual income are not gurameed provided to you promptly on timunt fit or that you may haw provided to you Financial • Private investments end stmdated products. — Eannated anal income and anent yield for Ackiisce. The Firm does rot irdeperdently verity a Private nvalfr'ent seaman at lading dr* tenet) tapes of soothes could include a relisn of Short selling gmantee the accuracy a madly of any doention pancipatcn program and real estate investment trust prncval or capital cans n which case the est II you ate engaged n that wale* a wanly. youmay provided by saran other thrilled Franco' Sernen. securities) and struckeed products are getaway highb income findcurrent yekti would be overstated. new a charge die to certain borrohving costs fa that ackflon, althaugh LEK F Minced Semen gene-ago ilia d Certain structured products have not been — Estimated anal income and ournint yield and the panMar smoky. updates this Menialit mita received. the Trm registered with the Securities and Exchange aowal Scam and yield mete be laver or higher Ma not provide 8nY aSStranCeS that the nformason Carrnssion a tender any state securities Was. We than the estimated twits Open orders under 'Cast basis' the' and 'werealced garnets' 6 parade estimated mats for ornate nvestrnent — An estimate of reedited income (divdend ander Regaideng open or ' gatatrcancellecr orders that aCcurate x of the etatement. As sucds invites and shit add products for Mormathentl interest) divided by the current market were not executed by the deemed date, open buy and please do not rely on this information to math purposes only Amsacy is Mt guaranteed vabwaverage baste a based en the last dividend lel slop ceders are dated by the anon of dnidonch asthma or sale decisions. fa tee psposes — These values may differ abstantiaty from frees, if or interest pawned made by the issuer and or rights an an exidividends or neites date unless otherwise. Accounts transferred to the Firm may any. at which a write MeOrient seasity or *Ant the searresideposts trill be headier one Masted otherwise by yow. You are respamble for reflect garfloss Mammal only for the period of structured prodact may be bougle a sold and do year from the statement date or until naively. coati that are executed die to your lathye to cancel Inv they re Mid at the rem More historical not neeentnb'reOresert the vat* you my teethe Accuracy ad continued yell* not guaranteed. reeling open ceden, information can be *dad by was Fnancial Adrmor. upon liquidation. — Third pry estimates of value re at of a certain • Assets not held by UPS Financial Services. Certain Privacy • Unrealized gaintloass When data a await/. date and are supplied to UBS Fnancial Services on a assets are rot held by the F Pm and not 'rah., the To obtan a copy of art anent Chant Priacy Notice, estnatediseealtzed gansflosses are calculated for regular base by an independere valeta limn. hems possession or control. These assets are please cornett you Fnancial Achiser or vet as rotate ndatdast save/ lots the traroxlion data for - Muir, general panne.- or sponsor estimated rabies. chvalayed on you staterwa for informational al wcwv 0161 n1a , "1/.1/1, 1•Miet incividat Ian may or may na reflect ceennissions, fry, re evplied to the Fm, by the issuer. purposes only. Poston, and values presented are 185 Financial Sett is noa a bark. The RMA. &nom charges ardor sectrity reorgatral Sri rents. general partner or sponsor and may be calculated Provided by the issuing him UK Financial Services is Senates Account BSA and • IAA are broker*? Dividend andMt reinvestment lots and wstmulk based on deleyed edam aton from tat used by not moot-able for this efOrMiliOn and does not accounts ssrsdn provide access to baricng serves and thechme lots at each atertned to display one bled parlors to dense their Mewled values. thatantee es tasty. these assets are not protected products throat arrangements with affiliated banks averaged lot The • Trade date column pietas the - You can obtain add/text inkenucion regarding by STK or she F rds supplemental SIRC coverage. and oche. thickparty banks, and provides tease to Mint varnaction trade date the methedolaw used to determine the estimate of insurance and annuity prodxts issued by astriated value ad the dale of the dantion that is the • Revenue shoring and additional compensation. thidafarty mutatea:mates through Max*. • Callable securities Bonds and preferred dock that basis la the estimate by contacting your Financial — n addtcn to commtscris on sales and 12b-I Tees agency subsidiaries of LGSFirircal Smiths Inc. the issuer cats la tab redemption wit be selected Advisor. received in connection with the dairtiscn of mutual — hmuneire insurance, and amuty ;maxis. riparialh by lot Iran anKrag at SCOanbet of that - Third piety estimated sates may be reflected as hinds to our <lents we odor our afffiale receive - Not FDC muted • No bank guarantee. May lose vela nab hold in our rent or ra nominee runs* for as 'Net pnced' in several sec mans: Warn an name ihreg *mem from doubters ardor — WA Pesone Management Account. Business cants Call tease nformalion is obtained from third . valution Inn has not a/Med or 4 advisors of the mutual fads that we Pill These Seriroes Account BSA, IRMA and intonational Resource parties and es testacy snot guaranteed. Other call unable to anir a value, when we become aware wroth are based on two different conwents: Management Account are registered service marks of leaves may exist which could atm weld anted. that a material event has caned due may call a the smote of Sales by US of a pat cult mutual LABS enamel Sown Mormausi will be provided upon request previous/yr reported value ito question, a when a fag Iamb to our cleat and 4B the asset vats a a - VISA is a registered atom* owned by Visa value would be MOO, Speculeton, die to the nature parecular mutual fad (arrays tares held et the bternaional Sera. Assoc:nit and used under • Certificates of deposit (CDs). CDs are FDIC inured of the away fem kens. The U3S Visa eyede cads ard llne LIErS Visa up to 5250,000 n principal and accrued jawed per - When neither An 6Suer, general panne a sponsor — We and ow affiliate also receive networeng and debt crds are issued by 18$ Bank LISA with depositor and per depository ithArtate% in Jain:VICO estinaied value nor a thrd-party estimated value is amoeba protesting lees in consderrder for wander permission from Vas U 5.A Ircorpotated All other wit, FDIC Net. prowled the valve of the navy will beMaimed agent wain that we monde to the mutual funds eter ises. regained trademarks, acne marls and tram its Botha. price Thew fees generally we paid from investor assets in registered salvice owes .are of their respective • Price/value Peen displayed fa wanes and other - tastrbutions to date may nclude ream of the mutual furd and are a heed doll, amount based compiles tea: is may be higher or lower than the price that caprtat. Mane of both. en the norther of accounts at the broker-dealer you would Attu* receive in the mate. Prices are - • Carat unit we represents the Mal offering hc.klirg indusi finds of that fad family UPS Financial Services Inc. Per 201709 obtained from vaeu thrd party sources Own we price pre the and my not reflect me cat bash SDNY_GM_00027609 CONFIDENTIAL EFTA_00138229 EFTA01278838 UBS Financial Services Inc. Private Wealth Management *UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 October 2017 CNP70056493931017 vi 0 OHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: In& Millennium Account number. Your Nnancial Advisor. SCOTT STACK MAN1LYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions sboutyour statement? Call your Financial Advisor or the Value of your account PMA Itesourceline at 800-RMA-1000, on September 29 If) on October 31(1) account 029028776 Your assets 719,160.00 721,906.00 Vlsitour website: Your liabilities 0.00 0.00 swew.ubscomIlinancialservices Value of your account 5719,160.00 3721,906.00 Items for your attention • Help protect yourself from fraud and review bank, credit raid, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www. annuakreditreportcom. Tracking the value of your account during 2017 Vaue of your account ThoL6arld$ at year end 2016 5683,739.00 Your investment retum Change in market value 538.161.00 Value of your account on Oct 31,2017 S721.906.00 Dec 2015 Dec 2016 Sep 2017 CKI 2017 SDNY GM 00027610 Member SIPC 0.70001005603393 NP7000187706 00005 1017 0305750d v128776550000000 Page 1 of 6 CONFIDENTIAL EFTA_00138230 EFTA01278839 Account name: GHISIAINE ,WELL *UBS Resource Management Account October / 7' Friendly account name. • Account number. =1 rn Your Nnancial Advisor SCOT CTACV MANI Yi F (AGM Your account balance sheet Summary of your assets Value on Percentage of October 31 (5) JOTS account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 atm% E Non-traditional 721,906.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets 8721,906.00 100.00% Value of your account $721,906.00 Eye on the markets as of October 30, 2017 Percentage change Index October 2017 Year to date S&P 500 2.23% 1639% Russell 3000 1.99% 1617% MSC I - Europe, Australia & Far East 1.39% 22.14% Barclays Capital U S. Aggregate Bond Index 0.08% 3.23% Interest rates on October 30.2017 3-month Treasury bills: 1.12% One-month LIBOR: 1.24% CNP700030056$8394 NP7CC0107706 00005 MI 7 030575004 Y1213776550 COMpteGitoconentge 2 of 6 CONFIDENTIAL EFTA_00138231 EFTA01278840 Account name: GHISLAINE MAXWELL Resource Management Account Your financial Advisor: *UBS friendly account naevie:Indy Milennium Account number: SCOTT STACK MANLY LE CA SR,El Change in the value of your account October al 7 ($1 Year to date (1) Opening account value $719,160.00 $683,739.00 Change in market value 2,746.00 38,167.W Closing account value $721,906.00 5721,906.00 Summary of gains and losses values reported below exclude products for which gas androsses are not Ossified Realized gains and losses Unrealized October 2017 (9) Year to date IS/ gains and losses (S) Long term aoo 000 71,906 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Financial Advisor or Branch Manager, You can find a full description of the alternative investment objectives in tmportanr mfommtion about your statement at the end of this document Your return objective: Current inccme &capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty consideration None selected Your account instructions • You account cost baths default closing method is FIFO, First in, first Out. SDNY GM 00027612 C W70:03305648795 Nv7003I 97706 OCCOS MI 7 03057SXM Y128776S50000000 Page 3 of 6 CONFIDENTIAL EF1'A_00138232 EFTA01278841 *UBS Your notes cu,,,...... , ,, ,..,..... , ...e,,,,,,,,zenressocagg. G. .andpge e of 6 CONFIDENTIAL EFTA_00138233 EFTA01278842 Resource Management Account Account name: GHISLAINE MAXWELL Your Fl modal Advisor: *UBS October 2017 friendly account name:Indy Millennium Account number: scan [tier I.A4 i VI Your assets Some pubes, income and current vdues Shown may teepproxirnene. As a relit. gains aidlossesma/ mu be accurately refkcled. Set Aporunt info/moon ,tour your statement a the end of tins document fOt more informal on. Non-traditional Private equty funds, Hedge funds, and Other inwstments are held in you UBSFinarcial SPMces Inc. (UBS Estimates of vale Stippled by 'Slugs Of Cella n Orogmrns (which ate genially 'net asset value' eStelakP FS) brolerage account. TM poutions reported below reflect the records of the issuen, andUBS FS does rat are shown as' issuer est. value per unit'. For Prvide equty funds, • Est. value per unit' ea a value updated garantee the accuracy of the IWorm:Mon The value shown is not necessarily the value you would receive quarterly, based on the Net AsSet value New') in the fund as of the date sped fect adusted by adding ficm the Issuer it you sdd the assets. Funds acutely sdd by UBSFS ale subject to ongoing due digence, ea:lie' calls and subi rectirg dst ', bunions ante the NAV date The NAV is primarily based on ellitnottd athcugh the level performedmay vary A closed fundmay be sutiect tonoonyx:no dligence A fund that parPolio yaws provided by the underlying fund sponsor Thew two values may vary because of differences you purchased elsewhere may never have been sutseo to UBSFS dllgence. although ul3S f5 may receive a In the way they were estimated and because the • third patty' en. value per brit' fret Mve been prepared fee from l M funds ManaCel, whit h may constitute a maollty of the rnanagernenti wenn se lee. Please on the basis of financial infonnalon other than yea•Md Repoled estimates may not reflect resale, contact your Anancid Advisor with questions ' Est value per unit' is an estmate of value supplied by an liquidation or repurchase value, a any, and may rice retied dm Noonan of cilital urns' the next valuation is Independent valuation tcm and reflects adjustments for factors such as the lquidty of the units. fel:Pined. nerdy on an annual or serri.annual basis See knporunr infarnearn abour you( statement at the end of ths siattinem. Hedge funds Purchase pricer Number Average once Client Cost Pace per share value on unrealized0M Ifint1tment HOICInq Hddng of shares per shale (d) snvestrnent (1) basis(%) on Oct 31 (1) Oct 31 (1) 931114x toss (S) return (S) Ceried ALPHAKEYS KAREN FND BROKERAGE 093017 Trade date: 650,000.00 650,000.00 t.000 721$06.00 71,906.00 Your total assets Percentage CI cost EStMated UnteSized Value on Oct 31 (S) your ac count bass (S) annual incane 01 gem of loss (t) Noe•tmdidonoI Hedge feeds 721,906.00 100.00% 650,000.00 71,906.00 Total 9721,906.00 100.00% $650,000.00 $71,90600 SONY GM 00027614 CelP7C003305648397 NPTOCOIS7706 00035 1017 030575004 Y128776S500000O0 Pogo S of 6 CONFIDENTIAL EFTA_00138234 EFTA01278843 *UBS Your notes O47001.005648398N1, 000, 67706 0.5 , 017 MOW,.,26776.000My Gm_0,02.A.1,1 6 of 6 End of statement fo, account number Y1 28776 55 CONFIDENTIAL EFTA_00138235 EFTA01278844 Important information about your statement Fruncial Services ix. (the Bern or UBS Fnercial hes I romyou no later than 60 days ate the F rm thins for cash/. tobnatcry brochse available upon • Ackert CortarAppreciabon: Investments seeking Strike). is a merrber of all principal sway, ccmrrodty sent you the fret statesmen on with the erns or repast or at am six.org The 9PC awn protectcn growth d pmcpalrather than the ?wroth of and cptia exchanges. UPS Financial Semites and 1.85 Problem appeased, limits apply to all arises that you hold in a particular income. Balk USA are radiate subsilones of UPS AG and - Procrdeythr name ad xcant nterter (d any) capacity. • Produce Combination ofincow and Coital Maas of UM Season LLC. The Fim's fnanoal - Comex he error or tie ander you ate enure the Finn, together with terminal(Pates, has also Apprece*n.Investments wenng both the generation statement b available upon recited the Finis exeosire about, adaka as dear as you can why you port ased mammalinnate the marmum of nccme and growth of prixiel. offKM re at: believe a is anmu a ay aw need more amount payable to at thatb clan cohere...fib under Mamat ors this protection is S500 million a of Dicernber 10, 2016. Overall risk profiles UBSFina-rol Strite, k. - Providethe doles anent d the suspected sea. Woad to the poky credittes and Imitations, cash • Conroe/ea Seeks to marten real pi-coal wth 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low risk and volatility to the accord meal even it Weehawken, NJ 07086 The Finn or Card Issuer a Westgateyour carolint aggegae ball your accounts held n aparikular that means the accost does not generate significant and will coned ay error pampa y. For alleged ears capacity AM copy of anpoky wadi-9 is allele income a warns arid may rot keep pace wits This gateman represents the one official record of you' involving UBSVW•debil card transaclioa if we take tan request. inflation. LBS Financial Senates account. Other recalls, tape more than 10 6winnsdays to do this, we will credit • Moderato Wiling to accept some rids to principal ad official le. daunenta contanng coneliang data should you sawn for the amount situ that 6 in error. Botha Neither the SIPC proteclannor the wohrnental not be relied Loan II you tette there is an era cr you wt have the use of the money dung the tine potato apply to: tolerate some vOlatiray to Mt higher return,. omission please report t Owned** n witng to the takes us to camping our twetiption. • Algtvessioe: WON to accept hi") risk to principal and • Certain financial eons controlled by (and inclafed Branch Manager of the afire wvith your account. your account value) but held away iron, UBSFina-rol high volatility to seek highretums overtime. Please mike all checks payabb to the Fin or the • nmestment Elsa* Consdeation: If selected a Services. For enetple certain (i) insurance praises, Attce4' alHam shovel re intended to be accurate, Nasal insteutisn coated on the halt of this including wadable enmities, and 00 shares of math potion ce the portfolio for that account may include statement ditakkukf not be wed fa tae purposes Rey statement In addition to nosier accatht lees, accounts lunch registered in the name of the account holder on complex strafes*. linked blindly andante.. scieN on yerand tax lams fie , Form 1099. 5498. may be abject to mantena-ce lees, cages for late the boots of the issuer or transfer agent), volatiky. 10425. etc ) when orepamg your lax return. The Fim parnent kr securities purchases and charges for unpaid • Imeament <retracts or ithenna interests (e 4. required by law toran to he IRS alltaxable dividends, amounts n cash accounts Accounts that are tansferred limited partnerships and private placements) that are Statement •hwateholding• wportabb rontisubk anima and mute Werth to other ratans may be subject to a ander lee. not registered under the Securities Act of 1933; We may consolidate at related account statements erith end an etuties held n you accota, net proceeds • Commodities contacts (e g. foreign oicharce and the Sann address in the same envelope, eq. because the btheaclions, rd con basisoncertain covered UBS Sweep Options mac can metal contracts). including features centrals they have others whotake maintain krit acacia caries. 1165 offers cams /or Twang cash balances to bac arid commodity option contracts; and relationshlos was oar dents a the sea address. It depose accounts al non-aff diked bats ad affiliated you peens to receive individual statements mailed 'n • Doak accounts (except certificates cd deposit) at 1.85 stone modonet, you may decline howthcading by CwvareaslatIons with the Firm banks, Maley Mallet mutual funds (Matey Fund) ad Bali USA. UPS 46 U.S. brioches and banks n the • Please reconfirm ay oral cormoncana in wring the anal:nalOath Arran (CA) for contemn FDIC rased Deposit Program. calith your Frontal Achoor to further protect your ritds• inducing your ndos wit, ati International Roane Manama Accost. The SIPC rata on and the suppannal protath do Liar the Se sides Investor Protection Act (SPAT Depose account al UB5 Birk USA ri d non-affiliated Friendly account name not apply to thew anew even I theyotherwise appea- Ile Friendly account name is a cussomeable vni inane' • If the financial ithitution an the top left of to front banks participatng n the UBSFOIC4nstred Deposit on you slatemerds. The SRC orotenth and the of this stamen snot LBS Enna Sates, LBS Program ere FDIC awed in accordance wan fOIC Nes. chosen by you to assist you with your recordkeepith asokmental protection cis not protect against changes has no legal effect thyme account You crass? Framer Sean carries yew vaunt as dearing Fa more edovnatian, please visit nwwfdic.gai Deposit in the tel vale of yes investments bather as a locker by arra-gement wth the iterated inslaution accounts at UBS AG StanfordBrand, and shares of result of morn movement. issuer bankruptcy cr your Friendly airmen names, through Caine Services a We informed you of this relatcnshio Mnern you Wray Funds are rot ensued by the FDIC. by antacting yes financial Adult.% otherwise) opened this axon. h the cast your alit aid stark/es tee tested a LOS financial Services and rot Through the DA, cash balances n swept to deposit Dividend Reinvesbnent Program (CRP) Account overview the rierdicrg greet and younut make afar accounts at UBS AG New Yore Brarth a-dUBS AG We pike reflected is an average pt. YOu May obtan • Yak" eliour aactinerporntalso Net of assets a-d of aft wor or omission to both finm, Carnal Branch. These deposits are not inured byte the actual Frio Irtvn yos Farr Anne Only thole • As deleted in the account aftements, you must FOC. Balances held at he1.8S AG Cayman Brandi are shares are purchased under DRIP; Patel shafts will be • Assets_ Includes sealable cash balances, valesfor roily us of any eras or fraud irmolving docks tempanN goosed to the sovereign nett of the Cayman soli ad the cash wit be deposited in your account We restricted security (et),and Global Time Deposits, retlecied on your statement within 30 days after a was • ath there is no ocarina or other oblates of divided reinvestment price applied by the asue may unreezei ads to market, and certain assets not held mailed or nude LIBS AG to repay the balances while on the UBS Conn direr fromthe make wire at which the partial thaw by the Fins Does not include unpriced [nutria:MUM • Pleadna customer ccnolai-as or ixwifts to the Branch's becks. re sold at the end of the pnor and parent statement paned', a Filo% C fent Relation Department x 201.352.1699 prorate d nowmen u vd stock options and or toll-free at 802-354-90203, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Casthalieu (serenade sledoptions ET Monday through Friday, or in wing to WS shires se protested by 51K. See "125 Financial Sinai CnN whole urns may beheld n ythr acccunt. If you aft • Oakes alas debt balaxes, astathrg margin Financial Sean kr, Client Rebticre Deward, Acacia Noonan' below. era Med to • pink aril is a result ol • aided pigment loans, credit lint shat award balinces. P.O. Box 766 Union Ciy, W 07007. a otherwise. the Firm WI either sell partial units at • Cathay balances. Total of uninvested avalabe • All fl own shall be deemed complete ri d acosae Manpour request, banes n the bark depositsma be node price a accept an amarn detained by a cash balances, puts dethot balances al *Misted and if not objected to in eating within 60 days winchawn, and sham of a Maw Ford they be inland <Nino agency, ad credits:cis accord. nonaff rivaled banks, ininxney matt mutual kid • Fa TN services_ Call 0444124)986 or fran outside hthothect and the proceeds retuned to you a your weep balances, at she chose of the karrent period. the US.: Cal 201.352-1495 Sen.rde$ at Invertment objecting Nth.cormadity Ire. lea balances inpax accord a • h cased ears or antion abol en electronic The rwstmere objectives and risk profile are speak to not segregated from other balance and tie Firnmay Father reamer:in about available weep options, each account and may vay between yes adults. use any of these hat nthe ordina-y course of as kends transfer WO bk awned or UPS Vea•thbil talking Current ;Meant rate and yields, a available card transactions, call $20-762-1000. or wile to UPS Pftase these the Firm prorrptN in waking day buses.% These funds wet:04,0* won your derna-d. Fiftnoal nices It,, 1000 Rambo Blvd, 61111100r, wrew ubs corriwnearekle. fromyour Fracial Advisor scraicant change in you financial Niacin or The total is iaLded in the natant period closing Ws. cc by calling 920.762-1000 investment °bran For each sacra had you eaelastenn NI 07086, Aura MIMOSA Sevres choose the of the (plowing investment cbjectia Cal a carte as soon as yar can, if you tack yes Pisancial Services mown prOUCti011 • Produce Currentftwora Investments seetio the The Firm is a rafter of tie Seardies hate Protection statement cc receipt is wag or 4 pi need more genican of no:mealy. Homan aut a trader on the statement or Corporation (SIPC), which math securities oatonws recept. The Film or Card bar (as opkabldmuat of is members up to 1500,000 gickidina 1250.0X/for SDNY_GM_0002 7616 CONFIDENTIAL EFTA_00138236 EFTA01278845 Important inform atimi about your statement (03ounuec) • ending informamon believe to be reliable, but we do net quarareee tar - DTP and unlisted RUT *wiles we not listed on a — h addition to commetoons roenad n connection foe detailed inl ormat ion cn the Fras lending proton accuracy. national washes exchange, and se genteelly with the sale o distbstin of enraty extracts ad and clakores refer to you- CleM Relatcnship - We generaly use the closing Drib, "then avalablea Maud and even if they can be cold the price vet invostment trust units tow clients, ow odor Apvin-ent or Accost Agreement ad the General the mean of the bid and ad pekes for listed received may be less than the per share estimated of Akre receive reserve sharing conthenation lento and Conchtons USS Statement of treat hoboes sewn Ves and optans a) onty NJ paces for OTC wale protract n the Mara% statement. from many of the (nuance compasses underwriting available in Agreements and Orwlosures was El its. the annuty cortrOttS. ablates ol the mace corw contycourtrAZ ro ta - Leff affix* traded stoats maybe priced tag a companies a iceman of the an investment trusts valuation model a the most recent beef we • Reasbisted seetwkies Restricted stones gentralE YN distrbute. Your assets Warned and may not reflect an annual market price we not onto* eligble lc( pt.blk sale 1.85Financial - Our affiliates also recce...trail-en carerissnins and Your statement demees securities and other assets hekl a vale. kiwis uses the mina price of the telr&AriCted stock other compensation Irani-endue' funds arid nsisarce in the occont al the end of the statement wood You - Certain postern may appear ovillnoul a price arid 01 the sane issuer as an malted value Ice the ampsnies whose products we &Prate. may mt. for *Way of lolly paid :walks al army time. will show as 'prior was not avelabli• if we re ietrcted stock fon the001.1 of this safe/mint only. TO - We recent an moat fee Iron 116 Berl USA rd You may receive counties used as loan collateral after unable to obtain a price for a Sr<unty the Orient that retuned securities are *agar la tie, WS AG Stamford Branch of ve to $25 per account paying any balance de an thorn. Ant securities - Deposes or securrues denominated in currencies the vales reamed may be matarrialE less than the sweeping to the banks under the U9S Bank Sweep anOerrecl to the Fins daring the statement penod are other than U.S dollars are nellected at the schen?e 'prated value Toren Program. lied at market vaje as of the end of the statemere rate as 0 the statement date. gad - Fa certain moat wading in noreconf arring • Est. (enineted) norm anent yields and rates. Activity • Cost booth In Stemming the cod baus of the dencenhators price and artilyBarr vela) may An emanate 0 actual income is based on tureen atomisation regardng commissOns and other charges Parities included Si this areenerd, where indicated have been adjusted to facilitate Proper crustal dividend and sterol rates, assuning the secures will incurred ri correction with tae execution of trades, wen the ante "I? LES FeancialSovices has riled To abtan anent antra,. when ava table. contact be held to one year hoed statement date a teal abiding optien transactions has been raided en on information caained from sources other than UBS was F Outlast AcMsce. maturity. The estrnate is only a gudelne, accuracy confirmations previously fucrashed to you, ad will be FinanOal Stokes. aiding dominion Iran analw and continued none are not guwarteed provided to mu promptly on request kin a that you may have provided to you- Finnal • Privet* invnthwas and *wand products. - Estimated arwal income and current yield for Achim,. The Firm does not irdeperderaly way a Private nvestrNed se.O.rditS (fKladtp des certain tapes of securities coal include a Plan of Short selling guarantee the Taney or vaklity of ay elarnthon partcipascn program and real estate investment bust pncpala captal glans n which case the est II you re engaged n short selleg a Party, you may naiad by saxes other than LOS Pitman Seeman souriths) and structured prodects are gentealE hoghb income (Ind (went y*lt would be overstated. incur a charge die to certainborrowing costs la that ackftiort ardaugh LEK nanciel Services gene-alto Said Co-tan dructued broivets have not bean - Evolve/id a-nusl exam* and current yield and the palate-smoky. updates this Mama' a esti, received the arm registered with the Securities and Exchrw awal acme and yield mete be lower a hi a don not provide any assurances that the nformatvn Cantata a vide any state securities Was. We than the intmeed awes Open orders under "Cost base and 'Unrealeed garl loss' 6 proede earneted vacs for private Investment - An (amaze ol nuked income (dividend arida Regaidng open or • Ted-IvIcancbled* orders that accurate as al the date of the statement. As such rasa, rid stnxtured products for acme' awl interest) dread by the curers maim were not executed by the sidemen date, open buy and plate do not rely on this information to motor anoves only Accuracy is nor guaranteed vabwaywage balance is based on the Int dividend ul slop ciders we reduced by the artioure of &Ards puthase a sale decisions. fa tax psposes - These values may differ abstai'', from ates, if or interest payment made by the issuer and or rights an an ex-dividends or aced-es date unless Otherwise. Accounts Menders's' to the Fin may any, al which a was nvestment secuity or ammo the searres/deasts wall be held I or ore amerced otherwise by yos. You are respinsble for reflect gari loss Mamma only for the period of structured prodact may be bought oe sold ad do yea ham the statement date or until myttnly. ceders that re executed due to yas lalure to cancel tiro they re held at the Frm More historical rat ekNinetb. Wawa the paw you may receive Accuracy and contesutd yield we not guaranteed. thtliN open adept inkeinalith can be added by yar Financial Acktor. upon liquidation. - Third arty estinaies of value re as ol a certain • Assets not held by UN Financial Services Certain Privacy • Unmediated gainsfiones When data a avail** dale and are suppled to UBS Financial Services on a assets re net hell by the F rm and not within the To obtan a copy of as anent Client Papery Notice. estnnatedutealized gainflosses are calculated fa regular bath by an rodependert vatiatica Fern's possession or control. These assets re please contest you Fnancial Adroce or vat our mate rovidsal sonny lots. The tansaction data for - Mop, glows' pointy or sponsor estimated vales, displayed on your statement for a °manorial at WoNv ,,A, tow/nein...worn inchkbal toe may or may not reflect cannissiths, if any, we supplied to the Firn by the dwarf. purposes only. Pastas and vans presented we — 165 Financial Seneca is not a bank. The RAW, Eknrens charges anther 'easily POrgatal an events general partner or spear and may be alarlated Provided by the issuing Inn UBS Financial SartiCeS if Services Account BSA and SMA are brokerage Diedend and Crew reinvestment lots and wstemalk based on off went rdoematon from that used by not Placable for this Pformaton and does not accents wrsN provide access to bang serictes red archne lots age each combined to display one died parkas to drive then estimated values. guarantee es accvag. lane assets we not protected roams through arrangements troth Tinned bras averaged lot We • Trade date colunnperwrits the ▪ You can obtain additional Hamra:in regarding by STK or the F nos supplemental Slit coverage. and cents ihicl.party banks, and porno access to crignsl transaction trade dale the methodology used to determine the estimate of issuance and annuity products issued by unaffiliated value ad the date of the Stomata that is the • Revenue sharing and additional compensation. titd.paly insuranceamain:a Eta* insurance • Callable securities Bonds and preferred god that basis la the estimate by contacting your Financial • In adelea to commisions on sales and 12bl fees agency subsidiaries 0 WS Financial Services Inc. the issuer cats for earE redemption wil be selected Advisor. received en connection with the chartuan of mutual — hmansert, insurance, end Tway stoats. nthatalE by lot Iran anong N season of that - Third party *shamed vatth may be reflected at funds to ov <tents we set ov afffiate receive - Not FOC mind • No bent guarantee. May lase vat* issue held a our name or in nominee name for as 'Not pnced• ix several auationt wean an novena thatifig payments from clarbdors andor — WA Restart* Management Account, Business clients Call tense -Somata is obtained from third . . citation Inn has not supplied or n advisors of the mutual funds that we cell These Services Account BSA, IRMA and intonational Resource parties ani es accuracy snot guaranteed. Other call unable to assign a van when we become were anarts re based on two different conthoreMs: nit lAanagerneM Account re registered service maks of Peons may exist which could affect wail console'. that a material event has caned that may call a the STO-re of Sala. by 1.8$ of a pat cult rrulual 185 Financial Services Inc. abandon will be provided upon request previously reported value i'40 guava, or when a kny family to Mir (lens. and 40 the asset PIA oe e - VGA is a registered sad mark owned by Visa value would be highly speculate* die to the nature particular mutual had fanajs shares held at the hternxional Service Association and used under • Certificates of deposit (CDs). CDs are FDIC inured of the worts fern keno The VIP Visa (fedi cads ard the U8S Visa iv to 5293,000 n principal and accrued ireerest per - When Deter an 6Sutf, general panne a sponsor — We and our affiliate also receive retworkng and debt cads are issued by 185 Bark USA with deposeor and per depository insteincet n accordance estinated value nor a thrd-party estimated vela is omnbus processing lees in cortederinser for transfer permission from Vora U 5.A hooray/died All otter with FOIC rules. prowled the salved the sovity wit be alert agent wan that we park to She (victual funds roffinakt registered vaidemerth, lattice mats and from its purchase price thew fees rarely re paid from investor assets in registered service main are of their respective • Pricarvalue Preps displayed fo SOCuntrt4 and other - 'Distributions to date' may include acorn of the mutual bud and are a heed dolly amount based companies products may be higher a aver than the once that Captat. rota of both. en the writer of accounts at the broker-dealer you would actual/ receive n the market. Prices are - 'Carat unit we represents the initial altering honing inetull finds of that fun family UPS Financial ServicesInc Rev. 201709 obtained hom vincan tied paty sources welch we price pr tnft and my not reflect yea cat bast SDNY_GM_00027617 CONFIDENTIAL EFTA_00138237 EFTA01278846 Lies inencial Senices tic. Private wealth Management ;14) UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 November 2017 CW70055036091117 Yi 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number. Your financial Advisor- SCOTT STACK MANILYLE CASI0EL Phone: 212-821-70001800-308-3140 Questions about year itatemeiY2 Call your Financial Advisor or the Value of your account FAA ReSourCeline at 800-RMA-1000, on October 31 (S) on November 30 (S) account 029028776 Your assets 721,906.00 727,134.00 1AsItour websIte: Your liabilities 0.00 0.00 www.ubscomtlinancialservices Value of your account 5721,906.00 $727,134.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepott.com. Tracking the value of your account during 2017 Value of your account S mounds at year end 2016 5683,739.00 Your nvestmmt return 721 9 727.1 Change in market value 543395.00 Value of your account on Nov 30, 2017 $727.13400 25)0 Dec 2015 Dec kl 6 ?OK? Nov 2017 SDNY GM 00027618 Member SIPC CNP70300305550609 NP70001$2673 00005 1117 030575094 v128776550000090 Page 1 of 6 CONFIDENTIAL EFTA_00138238 EFTA01278847 Your N asocial Advisor. UBS Account name: GHISLAINE MAXWELL Resource Management Account Friendly account name SCOTT STACK MANLYLE CASRIEL Noyernber 2017 Account number: Your account balance sheet Summary of your assets Value on Percentage of November 30 (f) your account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 727,134.00 10000% F Commodit ies 0.00 000% G Other 0.00 000% Total assets 1727,134.00 100.00% Value of your account $727,134.00 Eye on the markets Percentage change Index November 2017 Year tO date S&P 500 3.07% 20.49% Russell 3000 3.04% 19.93% MSC - Europe, Australia & Far East 1.06% 23.61% BarclaysCapital U.S. Aggregate Bond Index -0.13% 3.07% Interest rates on November 30, 2017 3-month Treasury bills: 1.25% One-month LIBOR: 1.37% CNP70003005560610NP70C0102673 00005 1117 030575004 v128776550 C0MiyGht 000276inse 2 of 6 CONFIDENTIAL EFTA_00138239 EFTA01278848 GHISLAINE MAXWELL SUBS Resource Management Account Account name: Your Ili sandal Advisor: Friendly account name:Indy Milenntum SCOTT STACKMAN/LYLE CASRiEL November 2017 Account number. Change in the value of your account November 2017 ($) Year to date (1) Opening account value $721,906.00 $683,739.00 Change in rnaiket value 5,228.00 43,395.00 Closing account value S727,134.00 $727,134.00 Summary of gains and losses VautS reported below exclude products for which gala ancnosses ate not oassified Realized gains and losses Unrealized November 2017 0) year to date (1) gains and losses (S) Long term aoo omo 77,134 00 Your investment objectives: You have identified the following investment objectives far this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fnancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in smportanroformation about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty consideration None seletted Your account instructions • You account cost bass default closing method is FIFO, First in, first Out. SDNY GM 00027620 OW7030405560611 NP70031132673 COCOS 1117 03057'404 Y128776550000000 Page 3 of 6 CONFIDENTIAL EFTA_00138240 EFTA01278849 *UBS Your notes cNP.aBaalaa0al3 ,, ,,,,..4,424,,a444, ,,,, 4.4,,,,,., ,z4"4.44.., Gm ...nog. 4 of 6 CONFIDENTIAL EFTA_00B8241 EFTA01278850 Account natty: GHISLAINE MAXWELL Resource Management Account Your Finandal Advisor: *UBS November 2017 Friendly account name:Indy Milennium Account number. SCOTT STACKMAN/LYLE CASRIEL Your assets Some paces, income and current vaues ShOnn may teepproximene. AS a Intl. gains aid tosses may nal be accurately refkcled. See anporunt infointabon about your statement a the end of ths docurneM more information. Non-traditional Private equty funds, Hedge funds, andOther investments are held in your LISS Finarcial SerMces Inc. (UBS Estimates of vane suppled by Issuers at Cola n program (who are gene fairy 'net asset vane' estunateS) FS) brokerage account. The pootions reported below reflect the records of the issuers, and UBS FS cbes not are shown as 'Issuer est. value per unit'. For Inman equty funds, 'Est. value per unit • is a ea ue updated piarantee the accuracy of the iriomtaton The value shown Is not necessarily the value you would receive quarterly, based on the Net AsSet Value NAV') in the fund en of the date spedfed. Austed by ading from the Issuer it you sof el the assets. Funds actively sdd by UBSFS ate subject to ongoing due digence, cadtal calls and subtracting dstnbaions ante the NAV date The NAY is primarily based on estimated athough the level performed rriay vary A closed fund may be subject to no ongoing dligence A fund t ha portfolio yaws provided by the underlying fund sponsor These Iwo vat um may vary because of differences you purchased elsewhere may never have been suteect to US$ FS cllige nee. allhough U135 FS may receive a In the way they were estimated and because the • Third party est. value per unit' may have been prepared fee from I he fund's rawest!, which may constitute a majority of the rnanagernentrincentive lee. Please come bass of financial irionnaton other than yearend Repoled estimates may not reflect resale, contact your Anat.:4 Achnor with questions. 'Est value per unit' is an estimate of value supplied by an hquictalon or repurchase vane, if any, and may not reflect dst Muttons of caoital um' the next valuation is independent valuation arm and reflects adjustments for factors such as the lquidty of the units. retorted, vneraty on an annual or serrtannua basis See knpoaanr inicvntarion at/ouryam statements the end of this statement. Hedge funds Purchase Olota Number Meier poce Client Cost Pnce per share value on Unrealized Rev) tmestmer4 Holdng elcidng or shafts pet Shale (I) investment basis (S) on Nov 30(f) Nov 30 (5) con or loss (S) return (5) period ALPHAKEYS MILLEN FNO BROKERAGE NO 10,31/17 Trade date: 650,000.00 650,000.00 1.000 727)34.00 77,134.00 Your total assets Percentage at Cost Estimated Uruearzed valve on Nov 30 (f) your accent oasts (f) annual incant (5) gain or loss (I) Non.tra(RionaI Hedge funds 727,134,00 100.00% 650,000.00 77,134.00 Total 6727,134.00 100.00% 6650,000.00 677,134.00 SONY GM 00027622 CNP7C0033055606I 3 NV7003187673 00035 1117 030579004 Y128776S50 000000 ►ago 5 of 6 CONFIDENTIAL EFTA_00138242 EFTA01278851 *DUBS Your notes CNP703600055606I 4 NP7003i 82673 00005 I 1i 7 030575004 Yi 28776550 036MYGM000276/2966 6 of 6 End of statement for account number Y1 28776 SS CONFIDENTIAL EFTA_00138243 EFTA01278852 Important information about your statement 1.85 Famcial Services Pc. (the firm or UBS Fnercial her IroMyOu no later Man 60 ass alter the Frm clains for ma. Eabnatory Podia* avaiale upon • Acta CaptarApprecration: Investments seeking Serval). is a meter of all principal moray, ccmrrodey sent you the ant statelllent on which the erns or newest or at am sic.org The SVC awl protetcn geowth of omega' rather than the generation of and option; exchanges. UBS Fitancial Semites and 1.8$ Problem inered. knits apply to all xcouts that you hall in a particular income. Balk USA ate i-died subsilones of UPS AG and - Rade yotr roma ad accant nterter 64 any/ capacity. • Produce Com6nation of/nowt adCapita/ affihaes of 1.85 Sashes LLC. The Files I afloat - Costae he error or tie tater )Cu reinure The Fink together wish certain affkites. has also Apprab*n.Investments seeking both the generation statemert is available upon recites'. The Fres neat* about, rodmita as dearly as you can why you Purchased aeplememal innate the ma mum of name ad growthof petal. dirket are at: believe • is men a why ip:u need more amount swab* to al elegbie dunes, colas/fib /ride' edormanon this protection is 1500 million as of Detente 10, 2016. Overall nick profiles UB5 Financial StreCeS - Providethe doter amo_nt of to suspected era. SLIoact to the poky coedit:a and Imitations, cash • Conservanve- Seeks to manlin nilal mix pal teeth 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low FM and volatility to the accord meat even if Weehawken, RI 07086 The Finn or Card Issuer WI :testate your contain aggregate kr all you accounts head n a parikubt that meat the ant does not generate significant and stet coned any war promptly. For alleged eats capacity AM copy of the poky wadi-9 is mailable income a reams and may rot keep pace wits This Statement representsthe onN official record of par Molting UBS Viet debit fa-die-oaks-a if we take Won request. infant. UBS Financial Semites account. Other feted; eapt more than 10 but inns days to a ths, we MOcredit • Madam Wiling to accept some ride to pinupal ad official tadxunents. contanng coalingdata should year Maui for the amount you that a in error. Botha Neither the SIPC watch:floor the aparnental not be relied Lan H youbeat there is an era a you MI brie the use of the money dunng the tine it protector. wayto: tolerate sense volatity to seek higher return,. omission please report it inmedialy n wrung to the takes us to complete our iwestiption. • Algyaresshe: Wiling to accept high risk to pincipal ad • Certain fancid assets controlled by (and instead n Branch Manager of the office wvig your account your account value) but hell away from UBSFinancal high volatility to seek high returns overtime. Please mike all checks payable to the Firm or the • rnenteent Elgotay Consideration: If selected a Services. For evample certain (i) insura-cepralbb Allhoup aligner shovel re Mended to be accurate, lamsal ioste.eian roasted on tie ant of ht including variable ratites, and (i0 shares a mat portion d the portfolio for tot account may include statement ditastculd not be used kr to purposes Rey mania In addition to regdar accoat fees accounts funds registered in the name of the encase holder on compare serap e. linked liouickty andante 'SY on yerend tax kirms. (Le , Form 1099. 5498. may be abject to mai-boa-a tees cages for late the boots of the issuer or trader agent), volatiky. 10425. etc ) vanorepamg your lax return. The Fim Lama der securities purchases and charges kr unpaid • Investment are-acts or hunt/nerd interests (e.9. required by law toman to he IRS all arable deaths, Joann n cash accounts Accounts that a transferred limited partnerships and private placements) that are Statement amateholdinef mportabb rentable anima and tette twist to other neatens may be subject to a tale( lee. not registered under the Securities Act of 1933; We may consolidate at related account statements oath end cot families held n you account, net proceeds • Corrmoditoes contacts (e.9. foreign tiara and the saw address in the same erreape. eg. beause on sae bola-las, id con basis:noel-lain covered UBS Sweep Options /net:usmetal contracts). inducing futons contracts they have anus whotake manta ant account zanies. 1,85 offers options to weang cash balances to ba-k trot commodity *Pan contracts; and relationshiss wen oar dents at the sire address. If depost accounts al non-affiliated barks aril affiliated you pee to mare individual statements mailed 'n • Deposit accounts Incept cm'Cates of deposit) at 1.85 sepaute emelcon, you maydecline houwaiding by Crarearilatkma with the Firm banks, money marker mutual funds (Mcney Funds)and Birk LEA, UBS AG US. arches and banks in the • Please marlrim my oral corriancriont in wring the Herat:nal°Mat Accort (DA) for curtanon FDIC towed Deposit Praia. citing your Financial Advisor to further protect your rills. indudrg your redis will at Internet:on)! Fleenor Management Accost. The SIPC protection and the supplemental proteacn do eider the Sto_Mies Investor Protection Act (SPA). Depose account al UB5 Bak USA red rim-affiliated Friendly account name not apply to these asset ownif they Manta appear The Friendly account moot is a oatmeal* *nanane • If the financial ithitution cn the top let of to ant banks participeng n the UBSFDIC4nstred Deposit on pa statements. 11-* WC protean, ad the of this statement snot LBS Enna Servas,U3S Program are FDIC enured in accordance with FDIC an. clown by you to awl you with your retaking's.; It appkmertal protection cb not protect against changes has no legal effect cn your account You can chat? Fancial Sonia carries you =cunt as dearing Fa more infanata, please visit wewfdk.gay. Depose en te make vats of you investments (Mahe as a broker by arra-gement with the ndated insitutors accounts at UBS AG StamfordBranch and shays of remit of mode movement, issuer bliteptCy cc your Friendly account nines, through Dane Services a We informed you of this relalcnshin "AlenSi Mcrey ruts are rot tared by the FDIC. by contacting yms F hanualMesa. otherwise) opened this than. h the cast your but aid sear ties a located a LOS financial Services and rot Through the DA, cash balances ere swept to deposit Dividend Reinvestment Pogrom (DRIP) Alzeket overview the retodici-gbraer. all youran make a reccei accounts at UBS AG New von Brarch a-dUBS AG the stk. aided is Jn Jvtfir pike. You may obtain • Yet" ofPa eaountlparblb Net of assets ad of any error or omission to both firms Canal Branch. These deposits are not raced byte the actual srke teem you Fnrxia Advar . Only Meer liAilaas • As delisted in the account agreements, yw eruct FDC. Balances held at he LES AG Cayman Branch are shares are purchased under DRIP; Palial shoes wii be • Asset_ Includes available cash balances, vaLes for roily us of my ears or fraud nothing checks tenaranN (reposed to the sovereign rat of the Cayman soli ad the cash wit be deposited re your account The restricted aunty (eat), and Global Tine Defetts, reflected on you statement within 30 days after e was blends id there is no gwrentee or of ere obligati of divided renvestment price applied by the asuer may unrerkzei marts to market, and tenon assets not held mailed or made rabble. LDS AGM repay the balances while on the UBS Cayman Offer from the imam price at which the panial tares by the Ftrn. Does nor include unpriced ofturitiodaseets • Please died nearer complains or apries to the Branch's books. aso sold al the end of the pia and amtstatemeM gonads, cr Finess C lent Rata Department x201.352.1699 private Sesames u vd stock options ad or toll-free at 8020-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fuld Cash-alieu area* stud options ET Monday through Friday, or in wag to WS shies we panted by 51K. See 'LID Faunal SiteiCt CnN whole urns maybe aid n your acccunt. If you ate • Liatates abides debt balsas, outsta-dtrg mergn Feunual %niece Ix., Client Rakers Depairat Account Ranier below. entitled to • pinul Int assault ol • aiderd mart loam, credit shat account Dances. P.O. Box 766 Union Cay, NJ 07067. cc atomise. the Finn WI ether sell partial 'nits at • Ciftrommy balances. Total of uninvested amid* • A 0 staements shall be deemed complete aid acorte Weiyour request, batixes n the bark depositsmai be none prke a accept an arnarn determined by a cash balances, at deccot balances al affiliated and if not cbbaid to in meting within 60 days wthdawn, all shies of a Money Ford may be registered <Wag agency, aid credit pas accost noroafflaid banks, rd many make mutual kid • Fa nv services_ Call 044412.0SW or *cm outside licnatect and tie proceeds rend to you a your weep balances, at die cbse of the stament period. the US.: Cal 201.332-1495 stakes acccita Investment objectives Nthdornnedity free crieSt balances in sax want aro • h ea of ones or dates about en electronic the raiment objectives and risk profile a-• speck to not UlftgOed from other balances aid to Ronmay Father iriormatcn about available sweep options, each account and may vary between you /taunts. use any of these (tab nthe ordina-y course of as kids Veneto Mk bit pawn a UBS Watratit extaing current interest rate. and yields, r available at card transadons, call E03-7C2-1000. Of wile to UBS Please ease the Finn prorraN in tieing day buses.% these funds repay** won your dema-d. Sanual awes It,, moo Harbor Blvd, &aloe, era ubs cordeneethelth from your rancid Adviser pp-dant change in you fnaxial sit/manor This total is aLded in the arrest period closing vake. a by calling B20.762-1000 investment await For each wart held your We:harden ts3 07086, Atm RIVINEGO. Serval. choose area the 'plowing investment objectives: Cal a mite as soon asyoea can, if you *irk gar Fisancial Services mown trotwtion • ProduceCatentaorec Investments petal the The Firm is a rafter of tee Beanies Investor Protection stainer* a receipt is wagor 4 you need more Corporation (SIP°, which exacts aeries oatonws gentraan of ncome only. I-domainRaul a Order on the statement or recege. The Firm or Cad bar (as applicable)nartt of es metes up to 5500,000 (including 1250.0X/for SDNY_GM_0002 7624 CONFIDENTIAL EFTA_00138244 EFTA01278853 Importallt informalimi about your statement (Continued) Lendng reformation securities and options or ony bed prices la OTC moved may be less than the per share estimated the amity threats, Allows ol the mune For detaiseid inf ormt on cn the Fines tenancy pratem wadies. value provided et the:ease slalomed. ccmpanies or authors of the unit invenent truth and dischseres refs to yea Client Relatemship - Less *they traded secures maybe priced usthg a we detriaute. Acramert or Racers Agreement ad the General valuation model a the most mem price we • Res-bicted securities Restricted wanton peneralkr - had:Skin to caremseons received than the In and Conditions. LEG Statement of Cade Praake cblaned and may not reflect an actual market price are rot curraly ebgble for pkblic sale LOS Financial caches* aid sale of NemSkores fade we at os available in Agreements end Om%mutes at a vale Services uses the Main price of the unrestricted oak allilute recewe en athet•based revenue awing sew ubeceenuareiredechnerat. - Certain pose :ens may types without a price and of the sere csuer as an rnputed value foe the perm from NoxiSharos dittrimeors, as en as will Mow ar 'vice was not avalablel il we we restricted stock !or purponn of thia statement on4r. To fading fee exhnotow aveinere training and Yew assets unable to obtain a price for a secksety. the went that restrkted seciames are arable lot sale, nation. Your statement traces sashes ad other assets held - Deposes or smokes denominated thaunercies the vibe receivedmay be stbstantolSt less than the - Our if dales ate raermthading comnssions ad in the accent al the end of the statement penal You other tun U.S dollen are relkcled at the eichenge 'noted vale shown *the <anytime:on Rom tessual funds and thane may ra for &Way of IS.? paid Sea-flies At any time. rate as of the statement date ampthies ,hose products we cambia. You mat °cane munlies used as loan collateral alter — For (elan securities traing in nonce/Ili:MN • Est. (estinated) income, Gareth yields and rates. - We recent as a-maifee from LEIS Bank USA ad parg any balance ds an them. AN secuntes denomiutern, patted quaaily (lace yaks) may Am ea Mute of avual income is baled on current LEG AG Stamford Branch of up to 125 per account tranderred to the Fim &rig the statement paned are hove been adfusted to facilitate prize wham. dniderd and Meet rates, assuming the secure*c will sweeping to the banks ender the US$ Bari Sweep lath at maker value as of the end of the astern° TO obtain current tentative. Men available, contact be held for one yea from statement date or urea Program prod you Fruncial Addict maturity This estimate a any a gudethe. accuracy • Cost blab. In determining the oat base.of the and continued near* are not gummed Activity securities indicted it this Oatemea. where indicated • Private ifwestments and rased products. — Estimated areal income and current yield for Informatem regathIng CCO1M6SCCTS and otter dines rich the nutter "I,' Lescriancie Sennces has relied ?mate rroartIname wades (re Lacing drat certain taxes of seosioes coed mold. a :elan of nosed in connection with the executon of trades, m information cbtained from sources other than US$ ponce:mat program and teal estate imminent trust ancpalor °pealgain n ...tech case the est letedng option transactions hat been teethed m FinanOal Seniors, reltdirg thamation from another "post's) and senat predsts are genealy hglay mom (ad current yield would be overstated. conf eon; mammy furnnhed to you, and will be fin or that you ma/ haw provided to you- Financial Aided Certain aructired ;reduces have not been — Estimated anal income an/ current yield and the provided to you pamtly on reddest. Adis*. The Firm does cc rot irdeperdently vedy Cr registered with the Securities and Exchange actual income andyield rnight be lower or hater gamin the accuracy validity of any eicienthon Cawnssizn a under any state securities Was. We than the estimated mares Short sating provided by sodas other that LEG Filmy* Senate. prom* *emoted vales fa private nveltityM — An estimate of revalued income (dividend arida If you ate engaged em short selling a secures,, youmy In *Wort aethugh LEG F eureka Semices perorate securities and structured products for chimaera interest) dirded by the current mai* iNur a charges die to certainboning cons fa that updates this Mama ion 'see received, the Cm p.n.s al/ Accuracy is not guaranteed °Waverer balance is based an the Lao dividend pat kJ, searity. does not prow* any *seances that* nformaton — These values may differ sdostanlialty from prices, d or theme payment roadie by the issuer and under "Cost base and -Unrealced gas-floss' 6 any, al Mirth a aerate 'reorient security a asesnes the securithedeposes will be held for one Open orders accurate as of the date of the statement. As such structured induct my be aerie or sold and do year km the statement date ce vote maturity. Reaming open or • gthelidaanceled• ceders that pease do not nay en the information to maw not nOcessarib' rocresall the value you may receive Accuracy and continued yell a not guaranteed. wife not wreath by the slammed date, open buy and purchase cr sale decisions, fix taa paposes ce .OC0 licuidaticn. sal step orders ye reduced by the amuse of deaden,* immt... Accounts teadared tot e Fine may - Thfd party emanates of vale xe as of a aeon • Asset not heal by Unfitted/el Services. Certain argilsonan tsekvidends a makhh doe unless reflect garfloss a' Mental cn only fix the period of date and are suppled to MG Financial Services on a assets are not held by the f rrn and not wain the tinted othenvese by you. reel are respanbb for time they had at the Fine More histoical regular bass by an independent °Law I'm. Fan's possession or cent. These assets are orders that are executed die to you lalure to cancel reormation can be added by time Financial Advisor. - Mute arealarmee or sponsor estimated vales depbyed on you newt for informational "'fling then ordes. • Urrutind gaits/losses WV., data is sealable, if try, are oppled to the Finn by the issuer, purposes may. Positens and wens presented are eOnuadurreathed gardlosses are calculated fa general pane or sponsor and may be cathlated prowled by the issuing fern USS inmost' Serwes is Primacy exiviedal save/ lots the transacteen data fix based an afferent nil°matron Iran that used by not responsble for the riformaton ad does not To dean a copy of our Current Client Privacy Wet nand.* lots may or ma, not reelect commoicee, third pates to dense their elinewed values '..✓ante as accuracy. these assets we not protected please context your Financial Atheist or vise as web°e charges ardor security reagent:aten rants - You can obtain additional ielamatean regarding by SrIPC or the Fret's SuPplOrnOntal WC coverage. at pmsv ees dareneventare. Di/bend and other renvearnent lots and systematic the methodology used to determine the estimate of - Financial Strikes is ', Nebel*. The BMA, Bosoms purchase bus we each cal:tied to display one value and the date of the ilermalion that tithe • Revenue during arid additional componsatian. Seences Account BSA and SMA are brokerage averaged lot The • trade date coksmn presents the basis la the estimate by contacting your Financial — h actincn to commissions cm sales and 12th l fees accounts which prole access to bank fig Ssvicts and original transaction trade date Advisor. received n connedkm with the doebson of mutual products thrmacest a-renamed& with affiliated bans • Callable searkies Bonds and preferred stock that — TWO party estnused vases may be reflected as funds to ha dents we axle- our atMale resent and other thid.party banks, and penes access to the issuer cats for tab redemption ail be selected 'Nee priced' in several Matthew when an revert?, Sharhl payments from distrieelers ardor °tram and arrenty products issued btu-offhand ethereally by lot 'rem among all sashes of that indeperdere valuation km has not suppled a is advisors of the mutual funds that we sell. These Ihed•party roan companies thrcuas advance issue held n our name or n none name for as unable to assign a va... when we become aware s' nares are based on two different cooporents. (0 agency °Sektoren a IBS Fironcol Senses Inc. clam Call lease Monaco is Maned from third that a material event has occurred Mot my call a the nay of sales by WS &swear rnsual - huntmere, 63101,te, and arnuity prodxts • ••• dorateed Other call IreW3U0rr reported vakie into Question, cc when a knd family to our clients, and 60 the asset value a a — Not CDC Mad • No bans guarantee* May Sae rata • • - aid Elect *RI. complete value would be highy speculate due to the nature Particular ,unseal fad (web° sham hal* the — PMA. ReSOSCP Management Account. Business upon request. or the secunty. en knees Account BSA. IRMA aid international Resource • Le tittrotte of depose (Ws). COs at FDIC nsured - When nether an issue, genera/ partne or 'Dakar — We and our affiliate also receive reteackng and Management ken are repel seed service marks of .3 • . -•.„ r • ...tut and acthed intent per estimated valor nor att.-misery estimated wake is annbuS processing tee) in comic*shoo for transfer 1.85 Fr actal Serves hi. deposit« ad per depository inslesat naccordaree poskted„ the value of the seesaw win be deferent agent services that we provide to the mocha funds — VISA is a registered raceme* owned by Visa with FDIC riles. Rai its purchase price. Thew fees amid& we paid from Mester assets n hterrathrol SenxtAssoccation ad used under • Pricelvalue Prices displayed fa seethes and other - • Disteibutions to dale' mat mix* return of the mutual fend and are a feed dollar arrant bawd kerne. TIN. 18$ Visa credt cards ad the LEG Visa products may be higher or tower than the price that capita name or both. on the torte, ol accounts at the broker-duke debt cards are Med by UBS Sant VA with you would actually mem in the make. Pekes se - '0rignal unit size" represents the initial offering holcSng nuual lunds of that bad rawly permission from visa U S.A Incorporated All ocher cbuirsed from exam teed paly sources ranch we price per unit and may not reflect you cost basis. - In adiersi to ea-emits:tins nxeived in can trademarks, registered trademarks, service marks ard blame to be relabb, hid we do not pax** thei — DPP and tainted REIT secuans ate rot listed on a with the sae or cestrbutcn of arnitycomacts and registered same "narks are 01 their emplane accuracy national satiates exchange, and are generally unit investment trust tents to our clients. we ardor ewe:Ones - We generally use the closing price meta amiUbk or Aped and then If trey can be sold, the ;Moe as all Mee receive teeme sharing careternaten the mean of the bid and ale prices ler kited from nay of the iltulaXt <cmpalies tarderme Cited UBS Fhwancial Services Inc Rev 201711 SDNY_GM_00027625 CONFIDENTIAL EFTA_00138245 EFTA01278854 Lies Financial Services Inc Private Wealth Management 443UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 December 2017 CNP70080137851217 X123 Y1 0 GHISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHSLANE MAXWELL Friendly account name: In& Millennium Account number. Your Nnancial Advisor- SCOTT STACK MANILYLE CASRIEL Phone 212-821-7000'800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA aesourceUne at 800-RMA-1000, on November 30 ($) on December 29(S) account 029028776 Your assets 727,134 00 726,413.00 %isle our website: Your liabilities 0.00 0.00 www.ubs.comainancialservices Value of your account S727,134.00 S726,413.00 Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free crecht report annually from Sources of your account growth WWW.annuakreditreport.com. Tracking the value of your account during 2017 Value of your account S The Lnands at year end 2016 $683,739.00 Your Investment return 683 7 T7 i 726.4 Change in 0 market value 142,674.60 Value of your account on Dec 2A 2017 5726,413.00 25)0 Dec 2015 Ott kin N0r 2017 Dec 2017 SDNY GM 00027626 Member SIPC CNP70310008013785 NP7003313143 COCOS 1217 030575004 Y128776550111000 ►age 1 of 6 CONFIDENTIAL EFTA_00 138246 EFTA01278855 SUBS Resource Management Account December 201 7 Account name: Friendly account name:1r 1. Account number: C. ELL Your Finandal Advisor —I STACK MANLYIF CASRIEL Your account balance sheet Summary of your assets Value on Percentage of December 29 (8) your account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% Total assets $726,413.00 100.00% Value of your account $726,413.00 Eye on the markets Percentage change Index December 2017 Year to date S&P 500 1.11% 21.83% Russell 3000 1.00% 21.13% MSC - Europe, Australia & Far East 1.62% 25.62% Barclays Capital U.S. Aggregate Bond Index 0.46% 3.54% Interest rates on December 29, 2017 3-month Treasury bills: 1.32% One-month LIBOR: 1.56% CNP70010008013786NP7003313143 COCOS 1217 03057 5°G. GM 00027 2 of 6 CONFIDENTIAL EFTA_00138247 EFTA01278856 GHISLAINE MAXWELL SUBS Resource Management Account Account name: Your PI sandal Advisor: Friendly account name:Indy Millennium SCOTT STACK MANLYLE CASR1EL December 2017 Account number. Change in the value of your account December 2017 (3) Year to date (I) Opening account value 3727,134.00 3683,739.00 Change in market value -721.00 42,674.00 dosing account value $726,413.00 $726,413.00 Summary of gains and losses values reported below exclude products lot which gam am:mosses are not dassified Realized gains and losses Unrealized December 2017 ($) Year TO date 11) gains and losses (1) Long term 0.00 omo 76,413 00 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact you Fnancial Advisor or Branch Manager. You can find a ful description of the alternabve investment objectives in important information about your statement at the end of this document Your return objective: Current income &capital appreciation Your risk profile: Primary Aggressive investment eligibility consideration None selected Your account instructions • You account cost basts default closing method is FIFO, First In, First Out, 'Y GM 00027628 CW70310003013797 NP70033 1 3143 COCOS 1217 030579004 ►ap 3 of 6 CONFIDENTIAL EFTA_00138248 EFTA01278857 $UBS Your notes v_Gni_aconew • o s CONFIDENTIAL EFTP.,BE209 EFTA01278858 Account name: GHISLA1NE MAXWELL Resource Management Account Your financial Advisor: *UBS December 2017 friendly account name:Indv.Milennrum Account number. SCOTT STACKMANLYLE CASRIEL 212-821-7000/800-308-3140 Your assets Some pnces, income and current va ues Shown may teapproxiinene. ASS intl. gains aidlosses May nal be actoalely reflected. Set Assonant intomasen about your statement a the end of ths OxurneM fOr more infornason. Non-traditional Private equty funds. Hedge fundS, andOther inveStrments are held in yOur Ufl5Finarcia Ser tteS Inc. (Urn Estimates Of vat* Sippned by ISSuers of (Wan programs (which are generaly 'net asset vaue' estrnateS) FS) troterage account. The Donbass reported below reflect the records of the issuers, and UPS FS does not are shown as ' issuer est. value per unit'. For Private equty I unds, 'Est. value per unt' is a vaue updated guarantee the accuracy of the IrIomiation The value shown is not necessarily the vaue you would receive quarterly, based on the Net Asset value maw) in the fund a of the date specified edusted by 'ding ficm the Issuer if you sddthe assets. Funds acutely sdd by OBSFSale subject to ongoing due digence, ca:ital calls and subtractirg dslnbutions Once the NAV date The NAV is primarily based on estimated dthicands the level perforrnedmay vary A dosed fund may be subject to noongoing digence A fund the parHolio vd ties provided toy the underlying fund sponsor These two values may vary because of differences you nuOwed elsewhere may never have been subject to UBS FS cllige me. although 085 FS may receive a In the way they were estimated and because the • Third party en. value per UM' may have been prepared fee from l he fund's manager, which may constitute a maprIty of the rnanagemeneincentive fee. Meese cod* Oasis of financial irionnaton other than year.end Repdled estimates may not reflect resat., contact your Anancid adasor wth questions • Est value per ulit' is an estimate of value supplied by an liquidation or repurchase vaue, I any, and may rot reflect dst ebutions of capital until the next valuation is independent valuation arm and reflects adjustments for factors such as the Iquidty of the units. tettotted nerdy on an annual or serrtannua basis See important oblomsaban about your statement en the end or the statement. Hedge funds Purchale PIO& Number Average once Client Cost Price per share value on unrealized dad investment Hddng Hokin° of stores per share (S) investment (S) basis (S) on Dec 29(1) Dec 29 IS) 9310 or loss (1) return (5) period ALPHAKEYS MILLEN FND BROKERAGE NO 11130' 17 Trade date: 650,000.00 650,000.00 1.000 726,413.00 76,413.00 Your total assets Percentage d Cost Estimated Unrearzed Value on Dec 29(1) your account basis (5) annual income (5) gain or loss (1) No n 4ra"glen& Hedge feeds 726,413.00 100.00% 650,000.00 76,413.00 Total 3726,413.00 100.00% $650,000.00 376,413.00 SDNY GM 00027630 CelP7Oomo03013789 NV7003313143 00005 l2t 703057`004 Page 5 of 6 CONFIDENTIAL EFTA_00138250 EFTA01278859 *UBS Your notes YGLI0002.9. 6 of 6 -- "="7:Z=ZZ'y'77— CONFIDENTIAL EFIA_00138251 EFTA01278860 Important information about your statement Fr racial Services Pc. (the Fern or OBS Fnarcial her Iromyou no later then 60 days alter the F rm thins for milk &phaeton brochse available upon • Acker* CaprearApprecUton: Investments seeking Strube°. is a merrber of all principal away, ccmrrodey um you the list statement on which the erns or newest or at to spc.org The SVC awn protector, growth oe emcees' rather than the generation of and optima 'whelps. UBS Financial Seniors and 1.85 Problem XPered. renal apply to all xcarts tut you hold in a particular meant Bank USA ore i-died substiones of UPS AG and - posed. yow name ad accent Metter aT any) y. • Paola. Com(s0satran ofMoan. and Capera affihaes of UES Secuthes LLC. The Fun's Inanpal - Cesabe the error or tie brander you aminure the Fem. together meth certain aff Ares, has also Aporecia*n.Investments seeki-g both the generation statement a available upon recheck The Fem. executhe about, ad erplarn as chary as you can why you Pschased apPlarramtal inmate The marmum of nccme and growthof price:al. bakes a-. at: believe a is men a why cat need more amount payable to al ekgbk clients. collechwy tridg• Samanon this protection is S500 million as of Decerther 10, 2016. Overall risk profiles UBSFina-col Sante, It. - Provide the dolor anent of the suspected era. SkloOct to the poky ardeirs and Imitations cash a • Conservative Seeks to marlin nary Fri-opal wth 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low ride rd *Wiley to the accord overall even 4 Weehawken, NJ 07086 The Finn or Card Muer wi Seagate your complain aggregate kr ensue accounts held n sash:Liar that meals the accuse does not generate significam and will coned any error promptly. For alleged error& capacity MO copy of dm poky wording is nibble income a reams and may rot keep pace with This statement representsthe only official record of you' imolvng UBSVaa•dabil ca-dtransaelira if we take upon request. inflater. LBS Fhancial Services account. Other recads, eat more than 10 bannsdays to do ths, we will credit • evfederafe. Willing to accept some ride to pinata nil official tm.dxunents. contanng coriliong data should yes &coax for the amount you thick is in error. Botha Neither the SIPC pretence,nor the omphrnental rot be relied wan R youbeen* there is an ena or you wee haw the use of the money dunng the tine n protenon apply to: tolerate some volatility to seek Fisher return,. omission please report a immediately n witng to the takes us to complete our iwestiptien. • Aggrieve: Wiling to accept hip risk to pincipal and • Certain framers' assets controlled by (and exacted n Branch Mango of the office wvim your account. your account value) but held away from UBSFinancol high volatility to seek high returns over time. Please mike all checks payable to the Fern or the • (nonevent Elgikkey Consideration: If selected a Senecas. For enerplecertain insuraxe [roans, Attce4' tailgate tenon ae minded to be accurate. lemma' msttacn fidgeted on the front of th6 including variable enmities, rid 00 shares of mat portion oe the portfolio for that account may include statement ctstatkukf not be used kr tie purposes Rely statement In addition to *oder arson leek accounts funds registered ig the name ol the moan holder on conplrx strafes*. larked lictieidty andante.. stay on yerend tax kerns. (Le , Form 1099. 5498. may be abject to mane:ma-co lees, (haves for late the boots of the issuer or transfer agent), vobtiky. 10425. etc) when prepamg your lax return. The Fim parnent kr securities purchases and charges kr unpaid • Imeament contracts or nvermwett Merest; (e a. required by law to repon to he IRS all taxable derider-Ica arrests n cash accouns Accounts that are transferred limned partnerships and private placements) that are Statement •housahroldigg• wportabb nortutubh anima and taxable Merest to other inshulans may be subject to a Pander lee. not registered under the Securities Act ol 1933; We may consolidate al related account statements with eared on secants held n you. woo" net proceeds • Commodities contacts (e g, foreign *chars* and the Wm address in the same envelope, eq. because on see tranaklimo, ad con basis on certain covered UBS Sweep Options pre< cos metal contracts), includirg future contract, they haw ohnes whotake maven join accost zanies. 1,65 offers options kr sweepng cash balances to bale ad commodity opticn contracts; and relationshim wth other clerks at the hire address. II depose accords al non-aff diked bales and affiliated you prefer to ewer* indiedual statements mailed 'n • Deposit accounts (except cenificates cd deposit) at I.135 sepaate ernelcpet, yw may decline houwholding try Onvaremlatknswididn Firm banks, rnsley owlet mutual funds (Money Fin:Wend Bat USA. UPS 46 U.S. branchesand banks n the • Please reconfirm any oral cormunoahans in wring tht nwnatiarolDePoort Accort (DA) for cuttanon FDIC Mani Deposit Program. Nang your Fnancial Achnor to further protect your rites. indudro your nines win n International Resource Management Accost The SIPC protect on and the suppimental protection do utter the Seosiies Imenor Protection An (SPAT Deposit account al UB5 Irk USA and non-affiliated Friendly account name not apply to thew assets event they appear the Friendly account none is a customizable 'nianane • If the finirtchl he-Mutton an the top telt of the trent banks panicipatng n the UBSFOIC4nared Deposit on yes slatemeres. The SaC on:tenon and the of this slams isnot LBS Enna' %Nees, LBS Program are FDIC.imured in mead:axe with (DIC ales. chosen by you to hest you with your reccedkeepin sekokmereal protection do not protect agaett changes has no legal effect an your account You can &have Piandel &mien carries you itocarnt as *raring For more narration, plea* vise wwwfdk.gay. Depose in the mental vale of your investments (whether to a baker by arrangement wth the rdcated esteution accounts at UBS AG StanfordBrand, and shays of resin of moat movement. issuer 1,01kIllpICy your kindly account names, through Onine Services a We informed you of the relalcnshio nben you MangFut/ are rot tared by the FDIC. bycontacting year f eurioal 'Wino% otherwise) opened this axon. h the cast your h it and muskies are located aims financial Service, and rot Through the DA, cash balsam ere swept to deposit Dividend /enmeshment Program (00%) Account overview the eitoacegbraer. and younut make a cowl accounts at UBS AG New von Brass, a-dUBS AG she dap reflected 0 J11 Jverage pig< YOU may obis)) • Yak" 0/Mmir accountraoniolo Net of assets ad of any error or omission to both firms Cana) Branch. These deposits are not inured byte the actual prke hem yos relax Athetor . Only ?thole lithilites • Asdesisted the accoun agmements, you must FDIC. Balances held at the LES AG Cayman Brandt are shares are purchased under DRIP; partial shams wil be • Assets_ Includes available cad, balances, yawsfor readyus of arty errors or Laud nearing decks temp:only ("posed to the sovereign role of the Cayman soli ad the cash wit be deposited tar your account The restricted security lest), and Global Tine Deposits, retlecied an you statement within 30 days Andras blindk ad there is no guarantee or other °blows of dividerd I:enmeshment prise applied by the dsum may unrciPzed Mill1.110 market, andcanon assets not held mailed or made :milk**. UBS AG to repay the balances while on the UBS Camnan Oiler from the market pica at which the panial shares by the Tim. Does not include unpriced ufturitieslaseets • Plenadna amorrer complains or impries to the Branch's books. are sold at the end of the prior and orrent statement genets, or Pim% C fent Relattns Department x 201.352.1699 prune Puesenentku ed stock options ad or tolUree at 800-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Cadetylieu corosabre stod: options ET Monday through Friday, or in wing to WS shires are protected by 51K. See "125 Financial Sent., Cnb whole urns may beheld n your account. If you am • Ciathaties hcbdes debt balaxes, oasta-di-g margn Faunal Semites ex., Client Rebhan Depoimat Accant Protection' below. entitled to • part ul knit se a result ol • draderd payment loan, credit lint shot meant ',Minces. P.O. Box 766 Union fey, W 07067. a otherwise. the Firm well either sell partial ,nits at • CashMeomy balances. Total of uninsested avalabb • A IIrtaxemerds shall be deemed complete rd acarae Loan your request, batixes n the bare depositsmaw be market price a accept an arnard detemined by a cash barges, pin depout balances al alhated and it not objected to hi welting within 60 days withdrawn, and chats of a Macey Red may be imiginered cleatg agency, ad credit you accord. non-affiliated banks, ininxney mean mast al Ltd • Fa TN services. Call 044612.0986 or from outside hopechtect and tie proceeds retuned to you a your sweep balances, a M cbse of the statement peeled the US.: Cal 201.352-1495 sentries aoccknt Invanewent objecting Nal.cormiodity free awk balances in you sawn ire • h um of *mars or dank:re about in chthonic The enntmere objectives rid risk profile ant specie to not segregated from other balances and tea Firnray krther inamatcn about available sheep options, each account and may varybetween you' account use any of these hits tithe ordina-y course of its knit transfer (EFT). bil payment or UPS Visa•chbil calming amen it crest rat. and yields, i available at card transactions, call KO-Mg-1000. or wile to UPS Please advise the Firm prorrptb in wining day busness These funds are 'myth.* won your derna-d. Franca' %nines Ix., 1000 Harbor Blvd, 60, 1100r, www ubs corrihneetheelM from your Primers' Advisor hydrant change in you: Immoral stiabon or The total is &Leld in the want period closing mere. a by calling 800762-1000. investment <boohoos For each award held you Weehawken NI 07086, Ate, MAMMA %Nees choose ale of the (plowing investment objectives: Cal a mite as soon asp* can, if you thee& yes UM Paginate' Services accown protection • Produce Cterentrearome: Investments *MSc the The Finn is a meirter of the Seardies Investor Protect*, statement a receipt is wing or 4 you need more Corporation (SIPC), Mich protects securities oatonws gereratcn of nccme only. nlonmati:n tat a transfer on the statement or recePt. The Film or Card boar (as amicable)must of es menten up to 5500,000 (including 1250,OOOfor SDNY_GM_0002 7632 CONFIDENTIAL EFTA_00138252 EFTA01278861 Important information about your statement (Continued) Lendng information securities and opttee or ony bid prices Is OTC t rend may be less than the per snare estimated the smutty comets, allautes of the muscat Fs Means inlornut on on the Finis lending phattin mantas. vain provided n the scan sl element. companies or sporran of the rain *vestment mate and draburec refer to war Client Relaranship - Less veiny traded securities maybe priced using a we drartute. Agreement or Acttunt Agreement ad the General valuation model our the mot recent price we • Restided securities Restricted sectrilm generafft - In addition to commissions received frcen the leans and Conditions LEG Materna-1 of Credit Practices obtained and may not reflect an actual market price am rod tummy ebgble for pity sale LEIS Financial purchase and sale of NextShwes lads, we at rat nettle in Agreements and Oudouares at a mks. Services uses the make price of the istleftrated stock affilute reeve an amet.based revenue sharing zwv., ob. eM.net. - (erten posterns may appear without a price ins of the 42110 644Jer as an imputed value fee the pmment from NexitSlures diartuffes, as well as will now as 'vice was not evadable' il we we restricted stock !or purpow: of tha statement one To firding fa technology devekiornent. training and Yew assets Viable to obtain a once for a security. the mint that restrktecl securities are etijble is sale, education. Your gatemen, lemees securities and other assets hell - Deposits or securities denominated ?invent tee mkt. receivedmay be stbstantalp kiss that the - Our affiliates ato reeve tradng corn-mums and is the actin al the end of the statement period You one then U.S deices se reelected at the ethane Maned vat* shown corer compensation fromamuse funds and casino may me. for &Moly of My paid swain at arty time. rate as of the statement date rannenies what products we dr/dm& You may receive securities used as loan collateral after - For olefin securities rainy in nonconforming • Eel (rotinted) incomw current yield' and rates — We recent an a-matfee from LOS Bank USA axl payig any balance Os an them. Arty securities donontahons. Prxe and wavily(lete value) may An minute of anal income is bawd an currem LEIS AG Stamford Branch of up to $25 per account Iran/erred to the Fires &ring the statement pined are have been adjusted to facilitate proper vabacci clnider4 and Merest rates, assuming the sectaries will sweeping to the banks under the (EIS Bark Sweep fisted at trinket vale as of the end of the staternert To obtain mint quotations. when avatabre, contact be held for one year from statement date or until Program period your Fi-uncial Ada's. maturity This mimes is any a gradethe. accuracy • Cost basis. In determining the cog bays of the and continued infirm are not guaranteed Activity scant:es included n this taximem, where indicated • Private investments and mowed products — Estimated anal ixorne ad extent yield for Information regadng COTIMSSOIS and other charges rich the nuttier Lescriancie Services 'pled Private nwslmere seardies (roladt-g deed titan byes of secutes toad ock.de a return of incurred en acumenon with the execution of trades, on information obtained from sources other than UPS part <mat on pr ogram and Mal (Mate iniestment trust pinealor opts; gans n which case the est ixrang option transactions has been included oh Fismoal Seniors. relralirg nfamation from another securities) and stnamed palaces are generally hey oncixne (and current ywl would be overstated. COohcmstiOns previously honked to you, and will be inn or that you may haw provided to Kra Firing' &gala Canaan anLured croduns have not been — Estimated annual income and current yield and the Provided to you promptly on reramst. Ackisor. The Firm does not independently verity cr registered with the Sena-dies and Exchange actual income and yield night be lower or hips gmantee the accuracy a validity of any alocrinnon Cawnssion a under any crate secunues laws. We than the eistmited amounts Short piing voided by sons other than LEIS Fianna' Sewn. provide *stained vales for private meiltilynt — An esenme of arrualted neon* (dividend ands If you se engaged 4, that selling a smutty, youmay h ackflion, Plough LEK F ?uncial Semen gene-alb securities and structured products for Normal true interest) divided by the current made incur a charge die to certainborn:meg cons for that updates this Marro' less avers received. the Jim minxes only Accuracy is not guaranteed vaberaverage balance is based an the Can dividend patrol, searity. does not von* any assures that the nformation - These values may differ sLbstantiaby from prom, d or rnerest payment modebythe issuer and seder 'Cost basis' and Marealeed gaff loss' 6 any, al which a poise immanent Security a darneS tie sewribeadeposts will be held for one Open orders accurate M of IM date of the statement. As such, structured product may be bouda a sold and do year from the statement date or until mama/ Regarding open Or • Toilloricanceikicl' ceders that please do not rely on this efainution to mike not necessarily represent the value you may receive Accuracy and continued yell are not guaranteed. Were not earand by the summed date, open buy and purchase cr sale decisions. for tax pa:poses of term liouidation. sat stop Freers are reduced by the amount of dmdenck ote minis.. Accounts Pandered to the Fin may - Ihind party emanates of obe are as of a certain • Assets not held by UBS Fine/Kiel Seoticea Certain dripson an ex-dividends or monk date unless reflect gar/ loss nfixenai on only fix the period of date ad are applied to Uri Financial Sakes on a assets are not held by the in, and not wenn the narrated °newt* by you. var se responsbk for erne they se head rit the ism More hitorical regular base by an independent meatUn Sm. Firm's possession or control. These assets are orders that we executed due topes brae to cancel ?Ion/talon can be added by ya,f Financial Advisor. - Issuer, general banner or sponsor estimated raker, depbyed on na statement for infortnallanal .."0"3 open orders. • Urrutind gaits/losses YAW data is eatable, ay, ate emptied to the Fin by the issuer, purposes only. Positions and values presented are •Mnraredurreafized gain:losses recalculated for general paint* or sponsor and may be caktIated prov4ed by 'he issuing form UPS instal Services is Primacy smarty lots. The transactian data for based on deferent information mom that used by not responsible for Ow normabon and<a not To anon a copy of our current Client Primacy ltesoe, retinal lots may or may not reflect commonceis. It'd polies to derive their eilmated values. guarantee its accuracy. these assets we not protected please cornett your Financial Advisor or visit as imbuee charges ardor security reorganisation rents - You can obtain additional information regarding by SWC or the FIM'S supoleawall SIPC corner. at ge,w444 rtietornsimny. Dividend and other renvestment lots and systernalk the methodology used to &termite the estimate of - LOS Financial Senates is riot a bark. The RMA, Bosoms purchase lots are each conai-ed to clispW one value and the date of the ida-maton that tithe • Revenue shoring and additional coenpenration. Seniors Account SSA and BMA ate brokerage assayed lot. The • trade date cobra presents the basis la the estimate by contacting your Financial — n addition to cornmeffuns at sales an I201 lees aCCossItS Mach pond access to bank rig services Yid aging transaction trade date Advisor. teemed n cornea in with the dub-baton of maul' products Primp bemire-ft with affiliated barks • Callable securities Bonds and vehrred stock that - Thrd party estimated relies may be reflected as finds to our <lents we am our algole teem and other Ihidirortybanlit, and provides access to the nine oak for web, redemption wit be 'elected 'KIX priced' in several situations when an revenue Maim payments from dOrknacrs ands insane and aviary products issued btu-affiliated ?martially by lot train among at serrates of that ndeperdere valuation Inn has not smoked a is advisors 01 the n‘ausl funds that we sell. These lhed.party Mace Companies thromyh inskranre issue heid n our name or n nominee name IoW unable to assign a vale, teen we become aware norm are based on two different comperems: (0 ageing? sLbsiduries of IBS Financial Services Inc. clients. Call lean Mannar:nil obianed from third that a material event has vaned that may call a tie snare of sates by IBS of a particular timbal ▪ thellmetnl. 4, 11141,4e. nit smuCy products parties a-4 es accuracy is riot garanteed Oiler call Ireoromb mooned value no question, or when a had family to our clam, and 60 the asset value of a — CDC named • lb bank guaraMem May keg rata features may exist which [aid affect Wekt complete value would be highly speculative due to the nature PartrUlar mutual find famiy's sham held at the — IVA ReSCVM Learopenent AMMO!. Busness tacemalen will begot(ed upon request or the secunty. lam *vices Account BSA. IRMA a-d international Resource • to et depositCDs). COs are FIX nsured - When nether an 'Mute, general partner or sponsor — We and our affiliate also receive networkreg and Management Avant se regalsued seine marks of up to $250,0)0 n and accrued interest per estimated value net a thidthety estimated cake ir minims processing fees n comoderation for transfer UPS Fs-uncial Services bc depositor and per depository instMenes in accordant* pro‘liecl, the vabe of the seasky willbedeferent aged services that we prove* to the mutual funds — VISA kerne:toted racket-in owned by Visa wit, FDIC nips. from its cenhase price. These fees generally are paid from inestor assets n hticncerial 54wri? Association ad used sander • Pricelvalue Prices displayed for sectratis and other - •Dranbutions to dale nay nCludt return of tie mutual find and ate a fend dolls. amount based kerne The LOS thsa ctedt cads arid the LEIS Visa products may be hgher or brier than the pee that capitat name or both. an the rumba' of accounts at the brae-deals debt cards are issued by WS Bank USA with you wined actually receive in the marks Pekes se - -Orignal unit vie moments the initial offering Viking mania hinds of that lad faintly permission from visa U S. A Incorporated Al Other obtainedfrom vans tad paly sources *Fish we price per unit rod may not reflect you cost basis. - h at/Seine° ccennrasions received in connection wad/marks. registered trademarks, sentke mats and bolos to be rekabb, burl we do not guarantee thei - OPP and tainted REIF secuntas arc net tiled on a with the sate or dustrbuton of arruity overacts and registered service inns are of their respective accuracy nationalunwires exchange, arid are generally unit vestment trust 1.1eO3 to Pa clients. we ands “IFOXfies - We generally use the closing price Mtn araibble ce 414:4-14 and even It limy can be sold the vice W Abate receive rewire sharing compensation the mean of the bid and ad prices for kited from note of the 4,4441.1eKt <cmpalies tedmwit aid UPS 'Mandel Services Inc Rev 20171 SDNY_GM_00027633 CONFIDENTIAL EFTA (H) 135253 EFTA01278862 U85 Financial Services tic. Private Wealth Management *UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 January 2018 CNP70057465.31 0118 Y1 0 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GhliSLANE MAXWELL Friendly account name: In& Millennium Account number. Your linancial Advisor- SCOTT STACK MANLYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions aboutyour statement? Call your Financial Advisor or the Value of your account RMA aesourceline at 800-KMA-I000, on December 29 (5) on January 31 (9) account 029328776 Your assets 726,413.00 731,244.00 Visitour webslte: Your liabilities 0.00 0.00 www.ubscomffinancialsemces Value of your account S726,413.00 $731,244.00 Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepost.com. Tracking the value of your account during 2018 Vzdue of your account S Thc uc,and$ at year end 2017 5726A13.00 Your insestenent return. 893. 7 7464 731.2 Charge in • market vaue $4,831.00 Value of your account on Jan 31, 2018 $73124400 2S) Dec 2015 Dec 2016 Dec 2017 Mn 2018 SDNY GM 00027634 Member SIPC CNP70008305746531 NP7000197165 00005 0118 030575004 ►age 1 d 6 CONFIDENTIAL EFTA_00 138254 EFTA01278863 Account name: *DUBS Resource Management Account January 2018 Friendly account name Account number: rL, Scrrf Your Nnancial Advisor. STACY !AA Nil YIP recetei Your account balance sheet Summary of your assets Value on Percentage of 0.) January 31 your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 000% E Non-traditional 731,244.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets $731,244.00 100.00% E Value of your account $731,244.00 Eye on the markets Percentage change Index January 2018 Year to date $&P 500 5.73% 5.73% Russell 3000 5.27% 5.27% MSC I - Europe, Australia & Far East 5.02% 5.02% Barclays Capital U.S. Aggregate Bond Index -1.15% -1.15% Interest rates on January 31, 2018 3-month Treasury bills: 1.45% One-month LIBOR: 1.58% CAP700C6005746532 NP7003197165000:6 0118 030575004 Ilay_Gis_00027ebyle 2 of 6 CONFIDENTIAL EFTA_00138255 EFTA01278864 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: friendly account name:Indy Milenmum UBS Jr 3:13 Account number. SCOTT STACK mit:NILYLE CASkiEl Change in the value of your account January 2018 IS, Year to date (S) Opening account value 3726,413.00 3726,413.00 cud, ige in market value 4,831.00 4,831.00 acting account value $731,244.00 $731,244.00 Summary of gains and losses vanes reported below exclude Products roe which germ andlosses ate not classified Realized gains and losses Unrealized January 2018 (V Year TO date (4) gains and losses (1) long term aoo omo 81,244 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in lmportam infonnation about your statement al the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressnee Investment eligibility consideration None selected Your account instructions • Your account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00027636 CNP70303305746833 N87003197165 0000S 0118 030579004 Pap 3 of 6 CONFIDENTIAL EFFA_00138256 EFTA01278865 *UBS Yournotes ane=00574653.I.O1971.50.3501.0.99.MOMSSOM.My c4, ..,.. aa CONFIDENTIAL EFTA,BE257 EFTA01278866 Account name: GHISLAINE MAXWELL Resource Management Account Your Pi nandal Advisor: *UBS January 2018 Friendly account name:Indy Millennium Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some pnces, income and current Yates shown may be approximate. ASS recut. gains MidlOsses may nal be accurately refkaed. Set rmporunt infosegabon about your statement a the end of this dxurnem for mare Infornason. Non-traditional MOe equty funds, Hedge funds, and Other investments are held in your U8S Wargo, Stickel inc. (U85 Estimates of Yaw suppled by issuers Cr Cola n Leograns (which ere gene rally 'net asset vaue' estimates) FS) [(criers:, account. the positions reported below reflect the records of the issuers, andlin FS does not are shown as' issuer est. value per unit'. For Pnvae equty funds, • Est. value per unit • is a vaue updated ggiontee the accuracy of the Idamraton The vaue shown is me necessarily the value you would receive quanerly, based on the Net Asset Value NAY') in the fund es or the date spedfeet aAusted by adding from the issuer if you sd the assets. Funds ac rat sdd by Ulla VS ate subject to ongoing due disgrace, radial cells and subirectirg dstnbutions sine the NAY date The NAY is oilman', based on estimated ritheucyn the levet performedrelay vary A dosed fund may be subject tonoon:long dligence A fund that partfolio yaws provided by the underlying fund sponsor Thew Iwo varies rnay vary because of differences you nuAhmed elsewhere may never hare been subject to UBS FS dligence, although u8S FS may receive a In the way they were estimated and because the • Third party eq. value ter um' may have been prepared fee Iran I he funds rnalagel, which may constitute a mkoilty date rnanagernenvincenti* fee. Fleme en the basis of financial irionnaton other than yearend Reposed estimates may not reflect resale, contact your financial Advisor with questions, 'Est value per unit' is an estimate of value supplied by an liquidation or repurchase vine, if any, and may rot reflect dst Saultcm of caartal until the next valuation is independent valuation ton and reflects alustrrents for factors such as the squidty of the units. *Paned, Vneraly on an annual or Serriannua basis See knonanr intomatron arrout your statement at the end of this stderneM. Hedge funds PurchMe Prole %OOP Meta:, price CIIMt Cost Price per share value on unrealized (tag Investment Hddrvg Hdcing of shafts pet share (S) investment (5) basis (1) on Ian 31 (1) Jan 31 IS) gain or IOSS (5) Feign, (S) Period ALPHAKEYS tv1ILLEN FNE) BROKERAGE NO 12131(17 Trade date: 650,000.00 650,000.00 1.000 731244.00 81,244.00 Your total assets TeAentage d Cost Estimated Unrearied Value on Jan 3t (5) your acount bass (51 annual scare (51 pan or loss (S) Noa•traditional Hedge fads 731,244,00 100.00% 650,000.00 81244.00 Total 5731,244.00 100.00% $650,000.00 $81,244.00 Y GM 00027638 0470003305746535NP7003197165 00005 OI le 030579004 Pape 5 of 6 CONFIDENTIAL EFTA_00138258 EFTA01278867 *UBS Yournotes ---===0.=----- - CONFIDENTIAL EFTA,BE259 EFTA01278868 Important information about your statement U3S Fa-uncial Services Pc. (the Fern ce UBS Fnercial her frenyOu no later than 60 days alto the F rm dains for cash). Egobnatcny broChse audible upon • Acker* CopealAppreciaton: Investments seeking Straker), is a merrbier of all principal security, ccmrrodiy urni you the list statallent on which the erns or repast or it mew sbe.org The SIC asset protecton growth d imagist rather than the generatcri of and cptiraexchwages. UBS Financial Sonic., and 1.8$ Problem a:Pea-ed. anin apply to all marts that you hold in a particular income. Bank USA re i-died subsilones of UPS AG and - Proved, yotr name ad scant ntrricer Of any) capacity. • Produce Comanahen ofintone end Capital elf aes of 1.85 Soirees LLC. The Finis I ranoal - Cesabe tie error or the sinter you nu -cure The Finn, together wish certain affkites, has also Apprcria*m.Investment, Seek rg both the generation statemert is available upon repast The Fints twat:re about, a-detain as chart as you cat rely you PlloftaW1v-Wlemental innate the maimum of income and growthof prixPal. offices ere a. belied t is Brinier a why ),,J need more amount prelate to at elgble clients. coach...et ceder Samaticn this protect:so is 1500 million a of Decernwr 10, 2016. Overall risk profiles UBS Financed Seven ix. - Notede the dour amant of to suspected era. Subject to the poky ccediters at limitations, cash at • Consevenve. Seeks to martin haul li ed pal with 1200 Harbor Boulevard the firm is further protected to up to 1.1.9 million n the low re* and volatility to the accord overact even 4 Weehawken, NT 07086 The Finn or Card Muer wB iwessuste your emplane aggregate kr all your accounts head n soma:War that mean, the accost does rot generate signifPau and will coned my error promptly. For alleged anon cipanty A fiat ccpy of the poky wadi-9 is mailable income a rearm and may rot keep pace wit This Statement represents the only official record of yar iaolviva UBS Viet debil ca-dtransadisra if we take aeon request. inn-Man. U35 Financial Senates account. Other recalls, tape more than 10 tus ress days to then, we will credit • Moderate Wiling to accept some rids to principal end official tat daimons, contanng conllinng data should yOlLaCull for tie amount you that 6 in error. so that Neither the9PC watch:anot the apphroental not be relied Loan II you been* there is an aro- or you sW how the use of the money dunng t e tine it protectors apply to: tolerate some volatility to seek higher return,. omission please report it immediately n writing to the Lakin us to complete our iwestiption. • Aggress:be: Wiling to accept hip risk to pincipal at • Certain financial assets controlled by (and instated n Branch Alanew of the office warp your accoint. your account value) Li held away from UBSFinancol high volatility to seek high returns overtime. Please mike all checks payabt to the Fin or he • rntestment &gift Consideration: If selectol a Services. For example certain (i)insuraxerecd.rts. AllhaeSi a ligires shovel are Mended to be accurate, financial !Manion Muted on tie tan of thi including variable anrwities, and lib Shares 01Maui portion ce the portfolio for tat account may include statement detadrcuLl not be used kr tar purposes Rely statement In addition to regdar icon fees, BCCOUMS funds registered h the mane of the &cant holder on corrplex *depot linked liquidity and greater solet on yemend tax tams, (Le , Form 1099. 5498. Mil be abject to maivenarce lees, cargos for We the boots d the issuer or trends( agent), volatiky. 10425. etc ) when prepamg your tax return. The Fim paarniot Ice securities purchases and charges tor unpaid • Imeommt (detracts or hvebnent interests 0.9. required by law to reixn to tie IRS all tenable &Sends. amines n cash accants Accounts that aw transferred limited partnerships and private placements) that are Statement Phouteholding• reportekb noritarable claritkna and uxdok interest to other instodens may be subject to a batiste fee. not registered undo the Securities An ol 1933; We may consolidate a related account statements with end en families held n your account net proceeds • Commodities contacts (e.9, foreign odor's and the same address in the same erefelope, eg. because on see trreactore, rd con basis cn certain covered UBS Sweep Options pre oat metal contradsst including futures contract, they have cranks who ako manual Pit acct not zanies. LES offers options For sweepro cash balances to ba-k ad commodity option contracts; rid relationshios well Plan dents a the same address. If depose accants al non-affiliated birks rd affiliated you welts to receive individual sun...nerds mailed 'n • Deposit accounts (except certificates et deposit) at L135 stone echelon, you may decline houohciding by Crawrailatkins wit Me Firm barks. Wale/ made mutual funds (Money FLO:Wand Birk USA, UBS AG U.S. branches and barks n the • Please reconfirm ay oral communcationa in wrong tee HernatisnalDePorat akcart (CA) fa customers FDIC Insured Deposit Program. cairn your Financial Advisor tofurther protect your riSits• indudrg your rghts will n Internatiorol fornarce Management Accost. The SIPC pot/non and he supptimmul protoun do order tie Seo_rEies Investor Protection Act (SPAT Depose accounts al UB5 Birk USA and ram-affiliated Friendly account name not apply to the,. assets evenif theyotherwise appear the Friendly account none is a customizable -rnicrinS • If thefinancial rditution an the top left of led front banks panicipatng n the UBSFOC4nstred Deposit on you' statements. The 5410 protection and the of this statemert isnot LBS Enna Servos, LBS Progran are FDIC rimured in accordance with TOIC rules. clown by you to assin you with your recordkeming appkmentalpretection do not protect agaett changes has no legal effect cn your account You can cha44 Financial Smites carries you accant as Peering Fix rune edovninkin, please visit *way fdic.gar. Deposit in the make vat* of yes investments (*Felber as a brisker by arra-gemmt wiles the i-dcated inslitution accourts at UBS AG Stan(ord Brands and shies of result of norlat TOMMOM, issuer brkruptcy cr your friendly account nines, though Online Services a We informed you of this relatcnshio whit you MovwFuvds are rot rased by the FCC. by contacting yes FrurioalAdtiscr. othm-mge) opened this axon. h the cast your kra and Parities tre 'mated a LOS financial Services and rot Through tie DA, cash !valances ire swept to deposit Dividend fleitwasbnent Program (DPW) alacamt overview the ritolaci9 braer, arse younut make a (rpm accounts at UBS AG New von Brardn a-dUBS AG ter prize reflected is JO average li ke. You may obtah • Yahoo of your accountrportkolo Net of assets rd of my error or omission to both firm Cane, Branch. These deposits are not Ffiured by the the actual trio hem yar tamis Anna . Only whole • As demised an the account aieements, you rust FDIC. Balances held at tie1.8S AG Cayman Brands are shares are purchased under DRIP; pastel shases will be • Assets_ Includes available tat balances, webs for ready us of au enors or Laud noising decks tenpiant mused to the sovereign ran of the Cayman soli ad the cash wit be deposited in your account The restricted security (est), aid Global Tine DefOSOS, reflected an sect Statement withal 30 days after e was blends. id there is nog...mare or other oblepecn of dividend renvestmert pnce applied by fie star may unredzol marts to marks and canon assets not held mailed a made (milk**. LBS AG to repay the balances while on the UBS Cayman oiler from the none price at which the partial dares by the Fins Does not include unpriced sounieslaseets • Please di-eclat:tomer complains or Fruit to tie Branch's bales. are sold at the end of the pior and arrent statemeM genets, cr Fints C Fent Relative Department a 201.352.1699 private Onesanintsta eel stock options ad or toll-free at 8020-354-9103, 8:CO A.M. to 6 OD P.M. Bark deposits at not protected by 9PC. Money Fund Cr conned* stud options ET Monday through Friday, or in wing to UBS shares we protested by 51K. See '125 Finarcol 541,1a, Cnt whole urns may be hid n yos account. If you we • Iiabites atlas debt Waxes, cutsta-drg merges m anual Semites frc., Client Relations Departnat Accent Froknion- below. entitled to • pared ma as a result ol • indeed payment loans, credit line, slat moan' balances. P.O. Box 766 Union Cky, W 07C$7. a atomise. the Fumanti either sell partial units at • Cashiromy balances. Total of uninvested avalabk • A 0 statements shall be deemed complete and waste LOCOOur request, balixes o to bark depositsmy be market prke a accept an smart determined by a cash balances, old depoot balances al affiliated and if not clobctalto h mating within 60 days **dawn, ad ahem of a Monty rid may be registered <tato agency, rd credit yes accost notaffikated banks, End money mated mutual LEA • Fa nv services_ Call 044412-0%6 or tom outside ficpcktect and the proceeds Mired to you a your sweep balances. at the chose of the statement period. the US.: Cal201.352-1495 seines more Investment objectives Nonrcormodity free melt balances in you scant an • h um of ems or oath:re about ari electronic Tee ryntmert objectives and risk profile an speck to not segregated from other bat:ince; and to Firnray Fifer iriormatcn about available sweep options, each account and may vary between you' &cants. use any of these ftrds tithe ordinay coursed its kits ft/noirCFO. bit painint a UPS Vaa•debit nclaing culvert interest rates and yeti, it available card transact/0m, call KO-762-10OG a wile to UBS Pause advise the Finn portly in eating day busness. These funds repayable won your derna-d. Frencial nices lt., 1000 Harbor Blot, 6th floor, www ubs corristnemyela from your Friancial Advisor opticent change in you fnaxial sarabon or This iota is iscLded in Ow CLIThill period closing ware. a by calling 801762-1000 investment °banners For each aware hell, yea Weehawken NI 07036, Attn RIA41£64 Sikes. choose ore of the (plowing imeament tbiectivas, Cal a write as soon as you can, if you tit yes UBS Pisancial Services eaten protwtion • troduceCcerent/moret Investments seise-lathe The Firm is a minter of the Satoshi, Investor Protection staement a receipt as vitro or d you need more Corporation (SIPC), Mich dearth securities customers gereratcn of nccme only. Morn aten Scut a trawler on the stammer* or recent. The Film or Cad boar (as aislcable)mutt of its members up to 1500,000 Gockdiw2 1250.020 for SDNY_GM_00027640 CONFIDENTIAL EFTA_00138260 EFTA01278869 Important illfOrll la lioll all°lit your statement (03nunued) Lendng reformation securities and cpticre or ony bid prices lo OTC ,,:eive.tlIntly be less than the per share estimated the annuty cortrads, situates of the entrance Ice delayed int ornuton cri the lams lending practices sorties. a-ovded n the *awe statement. companies or sponsors of the unit investment trusts and deckeres. refer to you- Client Relationship - Less adney traded securities maybe priced ush9 a wf cfstreutt. Apriment or Accost Agreement ad the General valuation model or the mod were price we • Restricted securities Restricted startles gneraly - In addition to commissions received Iron the Imms and Conditions LISS Statement of Credit Practices obtained arid may not reflect an actual market price are rot tummy *1st* for DOAK sale LEIS Financial pachne and sale of ueraShares fads, we at cis available in Agreements and Ondosures at a yam- Services uses Ise market plce of the airestexted stock *flute recewe an awl-based revalue thwing oww obi comiarcaunetacclespea - Certain posit Urn may appear wencul a price a -if of the same issuer as an rnputed value for the permit Iron Nongures dktrtulors, as en as will scone as 'price war rot evadable' if we we restricted stock !or putpow: of tha sratomon. on4r. To fu-di-g for Technology development. tranng and Yeur assets unable to obtain a price for a security. the mein that restrktecf seordes are efrable Ice sale, taxation. Your Oriented dennal swetites and other assets held - Deposds Or *Writes denominated in cenercies tee rake receivedmay be sebstantialy less than the - Our if Sates alto recernading cownssions end in the account at the end of the statement period. You other thin U.S dodos se relkted at the eshange marof vats shown other 4r:impetuses bom rntual funds and instance may ra for &Way of 'Say paid s aunties at arty tine. rate as of the statement date oompanies whose products we drarbuse. Yet may receive secunlies used as loan collateral after - For certain securities train; in non-conforming • Est. histinsted) incense. current yields and rates. - We recent an a -rualf te from LEIS Bank USA ad meg any balance Os on them. Any securities dencimeutons. pretend quaxily (Iace value) may An eairate of arrival thcceme is bated on current LEG AG Stamford Beath of up to $25 per accord tranderred to the Fins dreg the statement period are have been admsted to facilitate proper storm deider4 ad rtereSt rates, assuming the secrets will sweeping to the banks under the LOS Bark Sweep toted at market vette as of the end of the statemere To obtan current guataliten, when avarlabee, contact be held for one yea from statement date or trail Program prod war Feuncial Adria. maturity This estimate is my a guideline. accuracy • Cost basis an determining the cost basis of the and co-anted Riccent ore not guaranteed Activity swerittes included ei this dasenent where indicated • Private investments and Minted products — Estimated areal income and curent yield for Intortnaton regadng (CMM6SiXTS and otter charges reel the matte "I,' Les criancie Sennces has reled Private mestment scythes (roleideg drect certain topes of secutes coad rick.de a relan of incurred in contemn with she execution of trades, on information obtained from sources other than US$ partopaten program and real estate rimesters trust prncpal or caper gare n which case the est irstadep option transactions hat been incbded on rnanOal Serket mledirg ids:emotion from an noy writes) and stilt lured paLicts are genearg highty income fendcumin welds would be overstated. COnfirrnlhOr* preminy hes -shed to you, rid wit be fins r you may haw provided to )01/ cial alca,J4 Cenan aructited predicts have not been — Estivuted road income ant current yield and the Provided to you prorriptly on reauest Acrisce. The Firm does rot indeperderaly way or registered with the Ewer-dies and Exchange actual intone and yield flight be lower or higher guarantee the rosary or validity of pry tiornsion Ccomusion or under any State securthes laws. We than theestmred recent, Short selling provided by loses other than LES Financial Senses. roadie *stringed sobs fr private invellitynt — An minute of arrwalged non* (dividend saga If you re engaged 4, short selling a securay, youmay ackfitiore allough LEK f Sancta Services ornery securities and structured products for Merrittmut interest) divided by the current made', incur a charge Are to truth bonuses cons fa- that updates this Marred en mars received, the Tem thnosas only Accuracy is not guaranteed valaaraverage balance is based on the tan dividend pat rubor security. dots not prover any asSUrances IKE the nformation - These values may differ sebstartialty from aces, d or Merest payment made by the issuer and ender "Cast bald' and - urrealeed gas-floss- 6 any, al which a roam investm ent security r Egan the searketdeposts will be held for one Open orders accurate as of II* date of this statement. As suck structured plain may be bouts or sold and do yea. loom the stelnint date r until maturity. Regarding open or - goodiresincelled- ceders that prase do rut rely on the infornation to mike not necessary Merest the vain you may receive Accuracy and cont.-mid yield a not guaranteed. were not rivaraated by the slatemere date, open buy and purchase cr sale decisions. Ice tae pa:poses or moon licuidaticn. set stop ore?'" ar e reduced by the amount of dmdenck ad emir. Accounts transferred to the Arm may - Thm party tamales of rats re as of a <man • Assets not held by UPS f fleeted Services Certain on rides on an nodsviderds r esirs;hts date unless reflect gait loss Mennen only for the period of date and are Sleplkli to MG Financial Senses on a assets are not held by the f inn and not wen the mauled otherwise by you. You re respontbk for ink they are head at the Fern More histotal regular base by an independem Salon frm's possession or control. These assets are orders that we executed &re to you- 'alum to cancel 'nformation can be added by you- Financial Advisor. - bur, general rennet or sponsor estinated rabies. deployed on tot 'trinket for informational "TOME gar orders. • Unruiited gaissfiosset Y(14(1 data is avertable, if ley, are swolied to the f ism by the ester, purposes a*. Positions and values presented are minted emerted gai-dlosses are calculated for genteel panne- or sponsor and may be <ablated provided by the Sung fern UEK Services et is Privacy stividral secumy lots. The transaction data for based on Oil vent information Ern that used by not responsbk for the Moms's anol Oss not to obtan a copy of our current Client Privacy hkekt astral:Val bit may or may not reelect commoUcea. third stiles to drive dew esimased values as accuracy. these assets re not protected please contact >car financial AdAscr or visit w webute charges and'or security reorgni:atcn hems. - You can obtain acId6:nal infamegn regarding by SIC or the emirs supplemental UPC coverage. al wren ht meirstherrelev. Dirdend and other renvestrnini lots and systematic the methodology used to determine the estimate of - LEIS financial Seences is rite a bark. The AMA, Bosons purchase bus are each osbisd to display one value and the dale of the ito -mrion that ti the • Revenue during and additional compensation. Senses Account SSA and SARA are brokerage averaged lot. The • Trade date' coUnn presents the basis for the estimate by contacteg your Chantal — n add: on to cornmosixs or, sales and 120-I fees .10t0I,S111 which provide access 10 barking Strvites.WKI areal transaction trade date Advisor. received n connection with the distrtossion of mutual products through mappens -its with affiliated bats • Callable securities Bond and preferred stock that - TWO party est inased mass may be reflected as finds to or <bents we actor out afrose resew and other thixtparty banks, and provides access to the issuer cats foe try redemption wit be selected 'No priced' n several situations. when an revenue swig payments from dela -Ors ardor intrarKe and am ity products issued btu -affiliated intensely by lot from antes all seceries of that andependent valuation fern has not supplied a advisors 0 the mutual fu-rds that we sell these thid.party estate companies trough inserance 6Sue held is Our name or n nOmnee name lot as unable to assign a vex. when we become aware worm re based on two different COMpOr*I111: (0 agency °Seibert' a LISS Financial Senses inc. clines Call kart rdarnalextri obtained from third that a material awns has occurred Eat may tall a the amine of sales by LEK of a particulw rnsual ▪ rmnirtont Murano*. end annuity pro:belt patios and m acaracy is nal gaanteed Other call Ima 0t 0)/ reported value ix* Quest ion, ce v.hen a find family to our clients. and 60 tie asset valor of a — Not PDC nand • lb bark guarantee May kee vale featires may east which mead Elect Wed. complete value would be highly sthsulatree due to the nature Partirldar mutual kind ra ses skins had the — PMA. Resarce Management Account. Business Marston will be provided upon regsst ca the secunty. fern Memos Account BSA. IRMA and international Resource • Catificates el deposit (CDs). COs re FDIC nsuted - When nether an ester, general NOW or sponsor — We and our affiliate also receive netviorPrg and Management Amite se repel esed sense marks 01 tip to $250,0)0 n wispier and accrued interest per estimated valor nor a thidtuny estimated wake it asters processing tees in comedrahon for transfer UPS Fruncial Services esc deposes and per depository inslitiazet it accordance troWied the value of the secerey will be deferent agent "mats that we provide to he Mi.eual funds — PISA is a registered nomads owned by Visa with FDIC naes. from its othhase price. Thew lees generally X. paid from investor assets n hternticcel Seance Association ad used girder • Price/value Prices dispLeyed for sena-nes and other - •Dssubutions to date' may nix* lets" of the mutual taxi and are a toted dollar amoral based [cense. The LEIS Visa credit cards ad the LEIS Visa proaxls mit be higher or lower than the price that capital,. mom or both. on the rurrbee Ol accounts at the broker-dealer debt cards re issued by WS Bank LOA with you would actually receive in the nude. Prices se • 'Orignal unit wre' represent the initial offering holcang nuual hinds of that land fatty permission from visa U 5.A Incorporated All other obtained horn vaticus tied patty source. which we once per unit and may not reflect vox cost basis. - n ackiden to commissions nxerved in connection Vadirrtarks, registered trackmarks, service marks and blow t be table tub* d ot guarantee tIvii - DPP and tainted REP secuntrs re rot Soled on a with the sate or datebuticn of arnity contacts and registered sense marks are of their respective accuracy nitionalseturnes exchange, and we generally unit investment trust units to our clients. we ardor etre:rants - We generally use the cbsreg price Mien arailatik Egad and even It they can be sold, the price aft rule receive retsinae sharing ccententation the owan of the bid and ink prices for listed from many of the intimate companies indwwideg UPS Financial Services Inc. Rev 20I7II SDNY_GM_OOO27641 CONFIDENTIAL EFTA_00138261 EFTA01278870 UBS Financial Services inc. UBS Private Wealth Management 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 February 2018 CNn70056580430218 Y1 0 GNISLAINE MAXWELL P.O. BOX 308 TEANECK NJ 07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Indy. Millennium Account number: Your financial Advisor- SCOTT STACK MANILYLE CASRIEL Phone. 2 12.821.7000/800.308-3140 Questions about your statement? Call yOur Advisor or the Value of your account RMA aesourceLine at 800-RMA- WOO, on January 31 ($) on February 28 lit account 029328776 Your assets 731,244.00 746,455.00 Idsit our website: Your liabilities 0.00 0.00 sweve.ubscomifinancialsetvices Value of your account $731,244.00 6746A55.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your accent growth verew.annuakreditrepotscom. Tracking the value of your account during 3018 Value of your account S Thousands at year end 2017 5726413.00 Your 'vestment return 726.4 731.2 746.5 Chave In 683.7 • market value 520,042.00 Value of your account on Feb 28, 2018 8746.455.00 250.0 Dec 2015 Dec 2016 Dec 7017 Ian 2018 Feb 2018 SDNY GM 00027642 Member Ilk CNP7000S0056580e3NP7000193073 00005 0218 030575004 Pegs 1 of 6 CONFIDENTIAL EFTA_00138262 EFTA01278871 Account name: GHISLAINE MAXWELL *DUBS Resource Management Account February 2018 Friendly account name:Indv.Milennium Account number. Your R fluidal Advisor SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of February 28(S) your account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 746,455.00 100 00% F Corrrnodit ies 0.00 000% G Other 0.00 000% Total assets $746,455.00 100.00% E Value of your account $746,455.00 Eye on the markets Percentage change Index February 2018 Year to date S&P 500 -3.69% 1.83% Russell 3000 -3.69% 1.39% MSC I - Europe, Australia & Far East -4.50% 0.30% Barclays Capital U.S. Aggregate Bond Index -0.95% -2.09% Interest rates on February 28, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.67% 001700030058880.4 N117000193073 00005 0218 03057500 _GM_000271,18911 2 of 6 CONFIDENTIAL EFTA_00138263 EFTA01278872 Resource Management Account Account name: GHISLAINE MAxWELL Your alnand/II Advisor: *UBS February 2018 Friendly account name:Indv Mrlennium Aaount number. SCOTT STACKMANLYLE CASRIEL Change in the value of your account February 2018 (S1 Year to date (1) Opening account value $731,244.00 5726,413.00 Change in market value 15,211 00 20,042.00 Closing account value $746,455.00 5746,455.00 Summary of gains and losses vaues reported below excluee products for which gans ancilosses are not dassified. Realized gains and losses Unrealized February 2018 (1) Year TO date (S) gains and losseS (4) Long term aoo omo 96,455 00 Your investment objectives: You haw• identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Friancol Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in /mportant mfonhation about your statement al the end of this document Your return objective: Current inccme & capital appreciation Your risk profile: Primary Aggressive Investment eligibikty consideration None selected Your account instructions • Your account cost base default closing method is FIFO, First In, First Out. Y GM 00027644 ciii7C00330569304SNF7003l$3073 00CoS 0218 03057'404 Page 3 of 6 CONFIDENTIAL EFTA_00138264 EFTA01278873 *UBS Yournotes CONFIDENTIAL EFTA_00138265 EFTA01278874 Account name: GHISLAINE MAXWELL Resource Management Account Your Pi sandal Advisor: *UBS February 2018 Friendly account name: Indv.MNenneum Account number. OTT <TACKMAK/I YIP CASRIFI Your assets Some prices, income and current values Shown may Ix tippradrnale. AS a 'Mull. gains and lOsses may nol be &widely reflected. See Amnonmfolmafron atom yoor scommem a the end of ttis dxumem for mote infernos on. Non-traditional Private equity funds, Hedge funds, andOther Investments are WO In you' U8$FInandat Services mc. (UBS Estimates of value suppled by Issuers of certain pogirms (inflict' are gentility 'net asset value' estimates) FS) brokerage account. The positions reported below reflect the records of the issuers, andUBS FS does not ate Mown as 'Issuer est. vase per unit'. For Riese equty I urds, ' Est. value per mut • is a value updated 'patentee the accuracy of the Irformaton The value shown Is not necessarily the value you would receive quarterly, based on the met Asset value (' NAY') in the fund as of the date sped feed spited by riding Iran the issuer if you sdd the assets. Funds actively sdd by UBS FS am subject to ongoing due degree, capital calls and subbedrig dstelbutions Once the NAV date. The NAY Is pnmarlly based on estimated although the level perforrntderwy vary A dosed fundmay be sulaect lona onping dkgmce. A fund that portfolio values provided by tlut underlying fund spernor. Thew two values may vary because of differences you purchased thee** may never have been subject to yes Fs dligence. ahhOugh u85. F$ may receive a In the way they were est matedSKIbecause the 'Third Perry est. value per um' may have been °feinted fee from the funds manager, which trey conslitule a (meaty of the managemenlincenthe fee. Please on the bases of financial irionnaion other than yeat•end. Reported estimates may not reflect resale. contact your Anascia Achisor hith questions. 'Est value per snit' is an estresle of value supplied by an liquidation or repurchase value,1 any, and may not reflect dstabuticra of deal until the next vitiation is indepentent valuation Inn and reflects adjustments for factors such as the Squab of the units. reported, gentraly On an annual Of Serri-annual basis See oportant infommeon about pm' statement at the end of the statement. Hedge funds Purchase pricer Nurrtet Average mice Client Cost Price per shale Value on Unrealized (tad imestment Holdng Hddng of shares per sham ($) investment ($) baSIS(s) on Feb 28 (5) Feb 28 en gain or loss (5) return MI period ALPHAKEYS MILLEN FI'O BROKERAGE MO 113111 8 Trade date: 650,000.00 650,00000 1.000 746,455.00 96,45500 Your total assets Percentage d COSI Estmated Unreaatd Value on Feb 28 (9 your account Oasts (5) annual 'none (SI gain or lOsS (1) Nowtracitiorsoi Hodge hods 7464455.00 100.00% 650000.00 96,455.00 Total $746,455.00 100.00% 8650,000.00 $96,455.00 Shea GM 00027646 C HP7000800565804 7 NP70001ES073 00005 02 18 030575004 Pegs S of 6 CONFIDENTIAL EFTA_00138266 EFTA01278875 *UBS Yournotes CONFIDENTIAL EFT,00BE20 EFTA01278876 Important information about your statement U3S Financial Services to. (the Firma UPS Fnarcial her I romyou no later then 60 days die the F rm thins for aft Ethbnatay bodes* available upon • Achieve CortdAppreciation Investments seeking Sambas). is a merrber of all principal cecisily, ccmrrodey sort you the fret statement on Mesh the ems or repast or at mow org The 9PC asset protectory growth of princes' rather than the generation of and optPro exchanges. UPS Financial Semites and 1.85 Problem athered. knits apply to all mouth that you hold in a particular income Bank USA are i-died subsidenes of UPS AG and - Pros/deyou name ad mart meter (if any) capacity. • Produce Cementation ofIncome and Capraf *fibres of U35 Seattle LLC. The Feces Inanoal - Cesabe Ile error or tie tinier )Cureinure the Fans together +nth certain aff Ares, has also Apprecia*n. Investments seta Pg both the generation statemert C available upon regxest. The Fm, s extodime about, adopter, as chary as you can why you purchased mthlerrental inmate the ma mum of nano and growthof viol:oat offices are a. believe d is anther a why mi need more amount payable to at ekabet clients, solve/hey ostler nformation this protection is 1500 million as of December 10, 2016. Overall risk profiles IBS Financial Seraes - Provide the dole arrant d to suspected era. Sebject to the poky ccedittes rd limitations, cash a • Conservalwe Soaks to marten nitul arc pal with 1200 Haber Boulevard the firm isfurther protected to up to $1.9 million n the Weehawken, NJ 07086 low rah and thlatikty to the accord owrat even if The Firm a Card bsuer we nestgae your cambia aggregate kr all your accounts held n emanate that mesa the accost does not generate signifkat and MI coned ay error promptly. For alleged errors capacity AM copy of the poky woolig is mailable mcorre or rams and may not keep pace with This aatement represents the onk official record of you rwokhq UBS Vaasa:obit ea-dtr mal:rm. if we take uPon request. infante). LBS Financial Services account. Other recads, meat more than 10 tidiness days to lotus, we will credit • Mootenee Wiling to accept same risk to principal end official tax documents. contanng conaliangdra should you morn for the moult put thisk is in error, Botha Neither the SIPC watt-Idanot the 9thphrnental not be relied tan IIyoubeam* there is an err or you we have the use of the money dunng the tint it protector apply to: tolerate sane volatility to se* higher Mums. omission. please report it immediately n writing to the tabs us to complete our ithistiption. • Aggrieve: Willing to accept hi risk to pincipal art • Certain Inertial assets controlled by (and evaded e, Brandi Manager of the *fire wvig your account. your account value) but held away from UBSFinancal high volatility to seek highreturns overtime. • rniestmat Elgthely Comederabon: If selected a Please mice all checks Death to the Firm or the Services. For exatple certain (i) Insurance pro:Mots, Allthaip al 'ivies shown re intended to be accurate. financial Oneida) ndcated on the tent of the including wadable enmities, and fig shares of fraud portion of the petiole, for that account may include statement data skald not be used kr tat purposes Rely suaernent In addition to regiAte accost lies, accounts funds registered in the name of the avant holder on complex strategin, tinted liquidaty andante( seek on yerand tax forms, (Le , Form 1099. 5498. may be abject to mantena-ce lees, chagn for late the boots of the issuer or transfer agent), volatiky. 10425. etc ) when ftrepathg your lax return. The Fim payment kr securities purchases and charges ken unpaid • Imeament coaracts or iwitanint rarest; (e 9. requiredby law town to he IRS all taxable dmidends imams n cash accotnts Accoteris that are tansferred limited partnerships and private placements) that are Statement •householding• mportabb rentable okikkna and uxdok inured to other instate:no may be subject to a ender fee. not registered under the Securities Act of 1933; We may consoldste as related account statements with eared pas feCtailiel held in you mast net proceeds • Commodities contacts (e.g., foreign oolong* and the sire address in the %arm envelthe, eq. because an see breartere, aid con basis on certain covered UBS Sweep Options prat cus metal contraCtg inducing futures contracts they have owners whotake maintain joint accent seises. uas offer: (vim: .kr swetveg cash balances to balm and commodity option contracts; and relationshjas wen oter dents a the same address. you piety to reek* indisidual statements mailed 'n depose accosts al non-aff tilted lurks rd affiliated Deposit acounts (except centicates deposit at 1.65 Caveradatkna with the Firm • Please reconfirm any oral communcatons in wee ag banks Wale/ owlet mutual funds (Money Firth) and the nternatithalOmPocit Amore (04) fa custanon •B USAcUBS AG U.S. branches and banks n)the FDIC assured Deposit Program. mate antelopes, you may decline houwhdding by calig your Financial Achoor to further protect your cities, indudrg your nthts will an International Raison Management Accost The SIPC protect on and the suppMmental protector do utter the Seosiies Investor Protection Act (SPAT Depose mouth al UB5 Bath USA and nth-affiliated Friendly account name not apply to than assets even 4they'll-ends* appear the Friendly account mime *a customizable 'thenane • If the financial ithitution an the top left of to froth banks panicipatng n the UPS FDIC4nstred Deposit on you statements The SrC °martian ad the ol this slims snot LBS f ntcul Sentes, LBS Program re FDIC oimured in accordance with MIC rtes. clown by you to anise you with your recordkceping sathkmental protection a not protect against changes has no legal effect cn you. account You can change Financial Services carries you ova rat as clearing Foe more infonnatian, please via own fdic.gpv. Deposit • the makes vaLe of you investments (*Fetter a broker by arra-gerrent with the in:Stated insitutors accounts at UBS AG StanfordBranch and ;Inns of result of mute movement, issuer balkruptCy Cr your Friendly account names, through Onine Services or We informed you of this relationshio Men you MoneyFut are not rowed by theFCC by ant/cling yell FirunoalAduse. otherwise) opened this man. h the cast your last and seo.rIties a* located at LOS financial Services and rot Through the FM cash!Maras are swept to deposit Dividend Reirwesbwent Program (DAD) Aizathe 'ake/ the ithodscrg broker, and younun make a repth accounts at UBS AG New YOrl Brarth ardUBS AG the pike reflected is an average pier YOu may obtain • Yak" of tau accountokanioks Net of assets and of any error or omission to both firma. Cairn.' Branch. These deposits are not insured byte the actual oat Iran you Financial Advisor. Ordy whack liAilales • Asdeleted in the account agreements, you must FOC. Balances held at tee LES AG Cayman Branch are shares are purchased under DRIP; partial shaves will be • Asset Includes available cash balances, vasesfor roily us of any emirs or fraud irrerving decks tempaany ("posed to the sovereign risk of the Cayman soli ad the cash cod be deposited in your rcount restricted seunty (est), and Global Tine Def0345, reflected an your statement within 30 days after t was blinds, ad there is nocturne* or other obligation of divided renvestmert pnce steadied by to 6Suer may uoredzed riVal1.110 market, andcanon assets not held mailed or made awakes SG'S AG to repay the balances while on the UBS Cayman Oiler from the node pike at *Nth the mania tares by the Fins. Does not include unpriced seuritiotassets • Pleasedivot osomer complaints or Methies to the Branch's books. re sold at the erd of the vim and torrent statement gonads, or Fimss C fent Regatta Department at 201-352-1693 private reeftmentsu vd stock options ad or toll-free at 920-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by 9PC. Money Fund Cash-rylieu earthed* dodo options ET Monday through Frday, or in *Nig to WS sham re panted by SIlt. See 'UBS Financial Sante, Cny whole urns may be held el you' account. if you are • Irak/des hoSides debt balances, outsterdeg margin Faunual Seniors fro, Client Relations Depairma theme Protection' below. entitled to • petal unit as a result ol • thiderd payment loans, credit link short morn balinces. P.O. Box 746 Urion City, NI 07007. a otherwise, the Firm will either sell partial units at • Casheioneybaleaks. Total of uninvested amiable • A 0 stremens shall be deemed complete ad accuse Upon jour request, betimes n the bank deposits miy be market price a accept an mart determined by a cash balances old depast balances at alltired and if not objected to n waiting within 60 days wthdawn, and sham of a Math mud may be registered deirig agency, ad credit yes acco.nt. nonaff toted banks, andmoney math mutual Ltd • Fa TT( ernes Call 844412.0986 or hum outside hachted, and the proceeds Mired to you a your sweep balances, at the dose of the statement period. the US.: Cal201.352.1495 SeCiliteS account Invertment Abetting Na.cormudity free ma balance in you accord • II car of *roll or optstire abed an chthonic The imamert objectives rd risk profile are speak to not sergaled from other balances and the FinsFray Father iriormatim about available sweep options, each account and may vary between you mants. use any of these bads lithe ordina-y course of its knob Wander WO. be payment or UPS thaftchbil robing current interest rate. and yelds, a available card transactions, call 920-262-1000 a wile to UPS Please Mrs. the Firm prorrpty in sorting day buses.% these funds repayable won your demand. Frontal mites Ix., 1000 Harbor Blvd, 61h floor, wine ubs corrisentegyakft from your Francis' Advisor screicant change in your I timid skabon or This total is &Wed in the Ctalnit period dosing vase. a by calling 920762-1000 investment obectms For each aeon had you Wm:banner% NI 07086, Attn. RON/AU Seeds choose area the (Mowing investment objectives: Cal a mite as soon myth can, if you tilt you UM Financial Services mown pratweien • /kedge COventkicorce: Investments welting the The Firm* a member of the Se roes Mesta Protection statement a receipt is wag or 4 you need more generation of ncaneork nionmatin daxst a transfer on the statemert or Corporation (SIPC), Mich protects securities oatonws recipe The Firm or Cad Mae (as applicable)must of its merrbers up to 1500,000 (including 1250.0 for SDNY_GM_00027648 CONFIDENTIAL EFTA 00138268 EFTA01278877 Important information about your statement (00MINUed) Lending information mouses and cpticre or ony bed prices la OTC teamed may Ix less than the per share eshnuted the am ity cortratts, rilikates of the reurarxe Ice *laced inf °mut cn the Tom's lendrig praottee *curdles. value provided in the saw.* statement. companies or sponsor of the is* investment inane and diecktures. refer to yam Client Relationship - Less aetheey traded securities may be priced osn9 a we disease. Acreanwit or Accost Agreement rd the General valuation node) a the most recent price we • Restricted securities Restricted marries anwalii - In addition to commissions received Iran the In and Conditons iSS Statement of Credit Prances cblaned and may not reflect an actual market price re rot currently edgble for Debts sale LOS Financial path's* and sale of Nes/Owes 'Lends, we ardor err available in Agreements end Oodosures at a salmi. Services uses the 'rocket pore of the islieStritted stock Seduce recewe an awl-based revenue shsing sews, ub• comircaunrclAcletteedi - Certain pose ions may appear without a price and of di* sane issuer as an mpated value for the maven, Iron NeaSheret dktrtulors, n well as will tow as 'vice was not available il we re restricted stock for pueposo: of the sratevant ongt To I trdivg fa *Oenology de...hymen,. Waiting and Your *nets unable to cbtan a pike for a mostly. the en that restricted securities are elijbte lot sale, education. Yaa statement demon wait*s and other assets hell - Deposes a *Writes denominated no:reran the vales received may be stbstantalir less thanthe - Orr alf Oates also recewe trading confessions and in the accord al the end of the statement period. You other thth US dollen se rel Acted at the ewhangt imPuted valet shown other compensation bornmutual funds and neerance may ra for &Wery of IS./ paid Scia-ettiet at any time. rate as of tho statement date companies 'how products cue driiituat You may fete*, woollies used as loan collateral after — For Ordain securities trading in nonconforming • Est. (.tin Led) inC0471% current yield' and metes. is We recent as mat fee from LOS Brie USA aid payig any balance de on them. Any securities denominations. price and quamily (lace value) may M enMate of nal imane is bawd on current LEG AG Stamford Branch of up to 125 per arcane landerred to the Fins cisi-g the statement period are have been admsted to facilitate prep. varbEcer. (bider.] and nitres-I rates, assuming the set/des will mustang to the banks cider the LOS Bart Sweep lead at market value as of the end of the statemere To cbtan current caratalicas. Men 'gait*, exact be held for one yea from statement date a until Procyon,' period tar Fancial Ackiscr. maturity This estimate is any a parkin.. accuracy • Cost baste. In Stearning the coo basis of the and continued neon are not gourmand Activity securties included n this Palement, where indicated • Private ilWetUTtellIS and flaunted products. — Estimated artal ncome rid anent yield for Information repairing CCOIM6SCOS and other Chace* wen the nutter "I,' Les criancie Services reliEd hnrate nveslment sorties (ix Lict? drect eerier types of secabes toad nclde a wean of nand n conneasn with the execution of trades, on information ctained from sources other than UPS participators wog, am and real estate incestinent trust ancpal or aped pans n which case the est. includng option transactions has been mbded on alums* Services. mlidirg idamation from another hasten) and senaheed poises are genre* hghly income (Ed current matte would be overstated. confirmation; venous* furnished to you, ad will be fine or that you may haw provided to you. Finersial Shoed Cavan structsed waxes have not been — Estimated anneal income and current yield and the Provided to you prctroptly on request. Ackisor. The Firm does not irdeperderaly verify a registered wet the Securities and Exchange actual 'M ire ad yield rnight be lower or hichr guarantee the accuracy or validity of ay elowithon Canimissith cc under any state serunties laws. We than thee-stinted emotes Short selling proved by tones other than 1.13S Selina* Setae. ;sonde *0vulated yaws for private nveiltireM — An esunate of arrualged intone (dividend arida If you re engaged in short selling a security, youmay In Joked:art aelough LEIS F inertial Saracen genrialit securities and structured products for Mormatcrial inheres° deeded by the current matte incur a cargo duo to certainboning cons fa. that updates this vide nee received, the inn paws* only Accuracy is not guaranteed valsraverage balances based an the Lan dividend Pal Yule' murky. does not ororde eV assurances thr the nformation - These values may differ stbstantialty Iran prices, d or Merest payment madebythe issuer and odor "Cost basis" and • Werealeed gal loss' 6 any, al which a private n*3611011 Security a assumes the sectritesideposts will be held for one Open orders accurate as of the date of the statement. As such structured induce may be boujnt or sold and do year kern the statement date a until nultrity. Anode* open or hazocalikancelled• ceders that please do not rely on this information to raker not necessarily represent the vain you may receive Accuracy and continued well we not guaranteed. were not wensed by the statement date, open buy and archase cr sale decisions. la to arposes or tan licaaidaticn. set stop orders are reduced by the amour, of dmdenck mil transferred to the Fan may othenrise. Accounts - Thinl party emanates oi rale re as of a rerun • Mates not held by UPS Financial Services Certain argilson an vockvidends a ev.r.;hts Ma unless ref tect gauss only fix the period of date and re suppled to UBS Financial Services on a assets are not hell by then and not wen the nsinsted mantis< by you. You me responsble for him they ere het:lathe inn More historical repute base by an independent vat...fon I Firm's possession or ccnvol. These assets are orders that are executed der [oyes 'alum to cancel information can be added by tax Financial Achisor. - thus, weal patina or sponsor estimated abet dopbted on yam statement fa infortnatenal "10°19 open order" • Ursuiited 'aim/losses loses data is wadable, if ley, are enured to line F am by the ewer, thrposes any. Positions and values awaited are monied trreakzed gareilosses are calcutated ficr general patina or sponsor and may be caktiated provided by the issuing fern UPS F mama' Serwes is Privacy exividal sentry lots. The transaction data for based on deferent rdormation bun that used by not ...womb* for the fronton aril dues not To obtan a copy of our Current Client Priocy Nake, charges lob may or may not reelect commmiccia, third parties to derive their minuted miss guarantee lb accuracy. these assets am not protected please contest you. Financial Advisor or visit at webute charges actor security reorgani:ai tin roams - You can obtain additional iskrinton regarding by WC or the Frnts supplemental SOK coverage. amw encnrwavarrecree. Dividend and otter reinvestment lots and systematic the methodology used to determine the estimate of - LOS Financial Services is rrie a bark. The RAM, Bosoms purchase lots are each de to dispLw one salve and the date of the Mormatran that tithe • Revenue ;luring and additional coinpenratian. Se vices Account BSA and AMA are brokerage averaged lot The • trade date date' colmn presents the basis la the estimate by contacting tots f rental — n addition to carnation co sales rod 1201 fees accounts which made access to bank ng Sown and curse transaction trade dale Advisor. ✓eceived n connedal with the disirbion of mutual proadne Arcot avangements with affiliated bats • Callable parties Bond and ;referred stock that - 'ad pity esenused yaws may be reflected as funds to at <lents we axI or our altaiale ran, and other ihielparty bats, and provides access to the issuer call for era rederrption wit be selected pnced n several stuatithe when an w ent*shanj payments from dart...Aces ardor inssrame rid amity products issued btu-affiliated imperially by lot Iran amorry all strafes of that mleperders valuation Inn has not supplied a advisors of the mutual funds that we sell. These tial.party 'nuance companies thircucth instance issue het() n our name or n nominee name for Cu unable lo assign a Oast Mien we Sworne nate annosts are based an two different comporems: (0 agency staid...nes a IBS Financial Secures inc. clients. Call lease Hamden n tinseled from third taut a material event has occurred that may call a the anon of sales by U3S &spinouts msual ▪ hveitment nsurance, rd amity paodicit patios and its acctracy is not guaranteed Other call press ouely reported value tco Question, ce when a find (lenity to our clients, rid 60 the asset value of a — Not CDC nand • No bank guarantee* May lase mire features may exist which cruel net yield complete value would be highly speculative due to the nature PortielAr mutual tad fra ses sharps held at the — ;MA. ReSOSCP Maragrenent ACCOtrit. Business rdorrnabon will be provided upon request. of the security. Senses Account BSA. IRMA and nternatioral Resource • Certificates cil deposit (CDs). COs ate FDIC nsured - When nether an than general partiW Cr Sperber - Can We ad our affiliate also receive netywarg and edam:vent Amuse se tepee wed servse marks of tp 10 5250,0)0 n priMpeland accrued interne per est noted value net a that" estimated vat, is processing feel in comb*tonms for transfer UPS Francial Senior, k. depositor and per depository institution n accouters, masted the value of the secuity will be different agent services that we Fronde to the funds — VISA is a registered vac:1mM, owned by Vacs wit, FDIC man. from its ruches. prste. These fees greatly am paid from investor assets n htentional Sena? Association and used under • Pricelvolue Pries displayed for secisnes and other - • Distributions to date' may 'elude return of mutual hind and are a (teed dolls want based Keane. The LOS Visa credit cards and the LEIS Visa products may be hgher a tower than the price thirt capitab mane or both. - 'Orignal unit pre• represents the initial offering althe rumba Cl aCCOLMIS at the broker-dealer koking mutual lunds of that lad lam& debt cards re eked by LOS Bank USA with permission horn visa U S. A Incorporated All of you would actual* receive in the market. Prices re &mired from mike hid prey sources which we price per unit and may not reflect you cost basis. -In ackiern to ccemniskins nxeived in correction vadwrsarks, registered trademarks, service marks ar4 bathe to be relabV, but we do not guarantee thei - DPP and tainted REP servers are not Weed on a with the sate cr astrbution of arnity carnets and registered 'enter inns are of their respective accuracy ilitiCnalSe(uritieS exchange, and re generally unit nwstment trust snit to our dents. we ardor emrittames - We generally use the closing price Mien salable re 'goad and even if they can be sell the price or affiliate receive ensue shsing correwnsation the mean of the bid and ado prices Ice Idled from nuny of the iviiii.ince<cmpasies undwwleirg AS Financial Services Inc. Rev 201711 SDNY_GM_00027649 CONFIDENTIAL EFTA (H)138269 EFTA01278878 065 Fnancial Services Inc Private Wealth Management SUBS 299 Park Avenue 25th Floor Resource Management Account New York Me 10171.0002 March 2018 CNP700558215sormxi Vi o ONISLAINE MAXWELL P.O. BOX 308 TEANECK NJ07666-0308 Account name: GHISLANE MAXWELL Friendly account name: Inchr. Millennium Account number: Your Financial Advisor SCOTT STACK MANILYLE CASRIEL Phone. 212.821 -7000/800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA Resourceune at 800-RMA- 1000, on February 28 (5) on March 290) account 029328776 Your assets 746,455.00 754,044.00 %Noir websIte: Your liabilities 0.00 0.00 vmw.ubscornainancialservices Value of your account $746,455.00 $754,044.00 Items for your attention • Help protect yc artelf horn !Liu] and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth wens/. annuakreditrepoct.com. Tracking the value of your account during 2018 Value of your account S Thousands at year end 2017 $726A13.00 Your investment return 726.4 746.5 754.0 Change in 683.7 • market value 327,631.00 Value of your account on Mar 29, 2018 S754.044,00 250.0 Dec 2015 Dec 2016 Dec 2017 Feb 2018 Mar 2018 SDNY GM 00027650 Member SIPC Ch1P707090C6932155 NP7000310276 00005 0318 0305750*i Y128776550100360 Page 1 of 6 CONFIDENTIAL EFTA 00138270 EFTA01278879 SUBS Resource Management Account March 2018 Account name: Friendly account name- , • Account number: Your Pi nandal Advisor. STACK PAANYWI E CASRffL Your account balance sheet Summary of your assets Value on Percentage of March 29 (8) your account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 754,044.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets 9754,044.00 100.00% Value of your account 5754,044.00 Eye on the markets Percentage change Index March 2018 Year to date S&P 500 -2.54% -0.76% Russell 3000 -2.01% -0.64% MSC I - Europe, Australia & Far East -1.87% -1.58% Barclays Capital U.S. Aggregate Bond Index 0.64% -1.46% Interest rates on March 29, 2018 3-month Treasury bills: 1.63% One-month LIBOR: 1.88% CNP70003005592156NP70003I0276 00005 0318 030575004 GM 000276319e 2 of 6 CONFIDENTIAL EF1'A_00138271 EFTA01278880 Resource Management Account Account name: GH1SLAINE MAXWELL Your Illmodal Advisor: SUBS r r, _ _ Friendly account name:Indy Millennium Account number. SCOTT STACKMAN/LYLE CASRIEL Change in the value of your account March 2018 (4 Year to date (S) Opening account value $746,455.00 $726A13.00 Change m market value 7,589.00 27,631.00 Closing account value $754,044.00 $754,044.00 Summary of gains and losses V4Iues reported below exclude Patducls for which garb andlosses are not Ossified. Realized gains and losses Unrealized March 2018 (II Year to date (4) gains and losses (5) Long term aoo omo 104,044 co Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document. Your cetera objective: Current income & capital appreciation Your risk profile: Primary Aggressive Investment efigibikty conaderatkin - None selected Your account instructions • You account cost basis default closing method is FIFO, First in, First Out. SDNY GM 00027652 CriP7C003005582157 NP70033 102 76 COCOS 0318 030575004 OCOOD ►ace 3 of 6 CONFIDENTIAL EFTA_00138272 EFTA01278881 *UBS Yournotes 01,706•X•912191,11.03102.0303501•0313379.YlielHISS010., cA .0 .pag• •as CONFIDENTIAL EFT,0013E273 EFTA01278882 Resource Management Account Account name: GHISLAINE MAXWELL Your PI needs' Advisor: *UBS March 2018 Friendly account nate*:Indy Milennium Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some ones, income and torten! values ShOwn may be apprOximerle. Asa result. Ors andlosses may nol be Econalely reflected. See rmporbtor inrolaraaro about your statement a the end of ths document fOr more informs:ion. Non-traditional Private Nut), funds, Hedge funds, and Other investments are held in rota UEISFinarcial Seivl(tS Inc. (UBS Estimates Of value stalled by hitters Of Certain wograns (which are generally 'net asset taut' esti:haws) FS) brolerage account. the postions reported below reflect the !Korb or the issueis, and UBS FS does rot are shown as ' issuer est. value pet unit'. For PliVae equty funds,' Est. value per um' is a value updated ghsrantee the actuary of the Idonnauon The value shown is not necessarily the value you would receive quarterly, based on the Net Asset value Nay') in the fund as of the date sped fect ad,usted by addng from the Issuer If you sd d the assets. Funds actively sdd by UBSFS ex subject to ongoing due digt,/ice, ceedtal calls and subtracting dslnbutions ante the NAY date The NAY is primarily based on estimated dthoucp the level performedmay vary A decd fund may be subject to no ongong digence A fund that portfolio vdues peonckd by the underlying fund sponsor These two values may vary because of differences you purchied elsewhere may never have been subject to t/B5 FS dllgence. although UBS FS may receive a In the way they were estimated and because the • third party en. value ter unit' ma/ have been prepated fee from l he fund's rnana;er, whichmay constitute a maonty of the rnanagementlincenti* lee. Please co the bass of financial irionnaton other than yeahend Reported estimates may not reflect reside. contact your Anancid Adnsor with questions • EA value per unit' is an estimate of value supplied by an liquidation or repurchase vlue, a any, and may rot reflect dst 'butt cos of coral until the next valuation is independent valuation arm and reflects adjustments far factors such as the equidty of the units. reported. general), On an annual or sentannual bNs, See Important insoartaach attour you( statement at the end of this statement. Hedge funds PurchaSe Mabel. Avelagt once Client Cost Price per share value on unrealized0S) imemment HdOng Hcldng of shares pet sham (S) investment CO basis(%) cn Mar 29(1) Mar 29 ($) cantor loss (S) return (5) period ALPHAKEYS MILLEN END BROKERAGE PIO 212&78 Trade date: 650,000.00 650,000.00 1.000 754,044.00 104,044.00 Your total assets PeKentax or Cost estmateo Unreaszed value on Mar 29 (S) your account oasts 01 annual incant (S) gam or loss (1) Noa•traditional Hedge Pe ads 754,044.00 100.00% 650,000.00 104044.00 Total 6754,044.00 100.00% $650,000.00 6104,044.00 SDNY GM 00027654 C HP700053(16597159 NP70033I 0276 00035 031Er 030575004 Page S of 6 CONFIDENTIAL EFTA_00138274 EFTA01278883 *UBS Yournotes '-=--7"-==.„ -.00....6 CONFIDENTIAL EFT,0013E273 EFTA01278884 Important information about your statement U3S Fiuncial Services inc. (the Firm or UBS enact' her I romyou no later than 60 days after the F rm tains for on. Eipbnatcry nobs* amine upon • Acne CaptaNipprecnion: Investments seeking Sakes), is a member of all principal acuity, ccmrroday Bert you the list st Std.114.11 on vAikh the erns or apex or at any. opc. org The SVC asset protewn growth of pmapalrather than the remain of and cptia nether. UBS Financial Seniors and 1.8$ Problem XPered. nits apply to all accctns tat you hold in a particular norm. Balk USA re i-died subsilones of UPS AG and - Prone you' rerre ad as-cant meter Ed any) copeck,. • Prole. Comte...I...Ono of/heave and CapPai Shinesof UES Season D.C. The Fim's Inanoal - Cesabe the error or tie bonder yea re inure The Fink togedow wish certain aft Asses, has also Aporerd*n. Investments teek i-g both the generation statement C available upon 'octet The F s minim about, anmita as drab as you can why you Purchased awltmmtal inoince The mat mum of nccme and growthof pritPal. alias are a. believe • is nen a why you need more meat pwthe to al eign chats, cont./fib under Hamann this protection is 1500 million as of Decerrber 10, 2016. Overall risk pain UBS Fine-col lances - Prone the dolor arrant of die suspected era. Subject to the poky corners and Imitations, cash at • COnS0•vave Soaks to mantan WWI etc pal with 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the Weehawken, NJ 07086 low ra and solatin to the accord meat wen 4 The Finn or Card Issuer will twestgate your complete aggregate kr all your accounts hell n annular that meat the icon does not generate signifka-e and stet coned ry error promptly. For alleged ear, capacity AM copy of hie poky wooleg is mailable income a rears arid may rot keep pace wills This AMMO", represents the only of icialrecord of pax Motet? UBS debil cad transactions. if we take Won request. inflation. LBS Financial Semites account. Other recalls tape more than 10 bitesdays to cloths, we will credk • Peon* Wiling to accept some ride to pinion/ and official tm.dxunents contanng cornicingdata should yes wadi for the amount you thinks in nor, Botha Neither the SIPC proteclennor the opphrmental not be relied span n youberme there 6 an err a you wR have the use of the money dung the tine k protection apply to: tokrate same wonky to seek higher returns. omission please report it immediately n wing to the takes us to complete our Castigation. • agoresshe: Sing to accept hip risk to p maps ad • Certain fancier assets controlled by (and incLeird n Branch Manager of the office wvtg your account. your account value) but hell away from UBSFina-col high von* to seek high returns over time. Please mike all checks payabb to the Fern or be • onestmont NOM* Consoled:ion: d selectet a Services. For example certain (i) insurance a odat Allhoup el fines shown are Mended to be accurate, kunsal instaion rotated on be front of this including wadable enmities, and (i0 shares of moist portion d the portIolio for tat account may nine statement data should not be used kr he purposes Rey statement In addition to reads /occult fees, accounts funds registered the name of the octant holder on carper strategies linked liquicky anion/ate web on yerend tax krms. (Le , Form 1099. 5490. may be object to mantena-ce lees, chops for late the boots of the issuer or transfer agent), volatiky. 10425. etc) when prepamg your tax return. The Pim 6 payment kr securities purchases and charges kr unpaid • Imetment coreracts or nytherent terns fe.4. required by law to resat to the IRS alllosable Mends noun n cash accounts Accounts that a'e transferred limited partnerships ad private placements) that are Statement houtehelding• nortabb rastauble dienna and uxdok hunt to other Mittens may be subject to a bander tee. riot registered under the Securities Act ol 1933; We may consolidate al related account statements with eared al NCl/ilia held in you nark net proceeds • Commodities contacts (e foreign mons* and the same address in the same rant eg. because on see tramactions, an cost basis cn certain covered UBS Sweep Options pews metal contracts), mcludirg future contract they have ones who aka mantan Pelt scowt settees. 1165 offers options der wenng cash balances to bale and commodity option contracts; and relationskos well ate dents at the same address. It depose accounts al non-affiliXed birks ad a blated you prefer to nee individual statements mailed 'n • Deposit accounts (except certificates a deposit) at I.135 none nalcies, you may decline househdding by Crivorallalkme wit ne Firm banks. money owlet mutualfunds (Money Finds) and Bark USA, UBS AG U.S. branches and banks n the • Please Noon/rim any oral cormoncatony in wring the ternationalDePoOt Arran (DA) fa cuttanort FDIC Insured Deposit Program. railing your Financial Acne to further protect your riats• indudrg your rignts win an International Rostra Management Accost The SOC protection and the suppnwital protectiondo utter the Se sides Minor Protection Act (SPAT Deposit accounts al UB5 Birk USA an non-affiliated Friendly account name not apply to them asset 0•11, I they otherwise appear The Friendly account none is a customizable -niisname- • If the financial teitution an the top left of die front banks pardoning n the UBSFOCinsured Deposit on you statements. The SRC protection and the of this slims snot LBS Enna Sates, LBS Program are FDIC-insured in accordance with MIC nes clone by you to assist you with your nankeen-9 II stopkmental protection gob not protect against changes has no legal effect cn your account You can cho-gy Financial Senn carries you =aunt as during For ma defamation, plea visit way fdic.gov. Deposi in die make vete of your investments (whether es a locker by arra-gemmt wilt the incated incaution accounts at UBS AG Stanford Branch and shies of result of mutat movement, issuer blinkIllptCy or your kindly account nines, through Onine Services a We informed you of this relatcnshio oftenyal MoreyFut are rot tared by the FDIC. by contacting yes F eunoalAdosa. otherwise) opened this ocean. h the cast your h it aid wallies are located aims financial Services and rot Through be DA, cash balances are swept to depos0 Dividend Reiwesbnent Program (DRIP) Aroma overview the tooditg braer, and younon make areport accounts at UBS AG New von Brarch ardUBS Tx eke reflected is an map price. You may obtain • YAM of tour accountfport6A, Net of assets a-d of any error or omission to both firms Canon Branch. These deposits are not Mond by the the actual pria Iran ants Finnial Adair:Jr Ordy whole finites • As cleated in the account agreements, rtIrriAl FDIC. Balances held at tie LBS AG Cayman Branch are shares are purchased under 0 R IP; Palial shoos a be • Ant Includes available cash balances, vibes for roily us of ay eras or fraud teasing checks temp:only (nosed to the sovereign rise of the Cayman sold ad the cash wik be deposited in your account The restricted yeasty (est), and Global Time DffeillS, reflected an your statement within 30 days after t was blinds an there is nog:mate or other oblation of divided fernenter* price applied by fie toter may uoren:cd mods to market, and carton assets not held mailed or made avelne. LES AG to repay the balances while seethe UBS Carlon drier from the market pke at which the panial shares by the Fen. Does not include unpriced OkUtitielaialf • Plea dente:tomer complans or Moans to he Branch's books. am sold at the end of the prim and current statement pen**, cr Fim's C fent Relations Department X201-352-169) prate easements u vd stock options an or toll-free at 800354-9103, 8:CO A.M. to 6 OD P.M. Bank deposits are not protected by 917C. Money Fun nrcsabie stods options ET Mondry through Frday, or in weng to UBS shires we protested by 51K. See " LES Financial Sel-naf •Cnb whole urn may be hinny:cur account. If you ore • (inns Wanes debt talices, ottstardtg mwgn Financial Seam Pc,, Client Relation Departnert Account Fraction' below. mined to • parte snit as a result d• nicked payment loan, unit lint shot accarn balances. P.O. Box 766 Union fay, W 07C$7. cc atomise, the dept will either sell petalunits at • CaMeraney balances. Total of Leawood mean • A 0 sliernents shall be deemed complete and waste Lk:ionJour request,Dines n the bark deposits me be market price a accept an arnarn detained by a cash balances pbs dean balances at affiliated and if not cbetatd to in writing within 60 days **dawn, and shies of a Moray Ford may be sneered clezttg agency, ada:edgy:ea non nowattikatid banks, admoney meat mutual and • Fa TN services Call 044412.0%6 or from outside hunted and be proceeds retuned to you a your weep balances, at the die of tie statement period the US.: Cal 201.332-149S stakes accent Invenent objectives Non.corardity free not balances in yax recent ay • It case of ems or canna about an electronic The investment objective a-d risk profile a speck to not segegsed from other balances and the FirnFro? Fisher alumna about available weep options, each account and may vary between you accounts use any of these bids tithe ordinate cornea its hens transfer (FT). bll parent a UBS Wa•deloil robing current interest rate. and yields, it available at card transachons, call 303-762-1000, a wile to UBS tease nee the Finn purply in sorting d ay business These funds reps** won your demon. Fronoal nices Ix., 1000 Harbor Blvd, 6th floor. remtabs corriwneftwells, from your Fronde' Advisor orticant change in you fnaxial snabon or This total is iftLded in the anent period fixing rake. a by calling B20.762-1000. investment obecten For each accord bin you Wtehanton NI 07036, An RIANESA Serval, choose area the (plowing investment objectives: Cal a ate as soon nye., can, if you tide you UBS Financial Services accent protection • hooka Correntinne: Investments seetg the The Firm is a rafter of the Seanits Investor Protection statement a receipt is won; or 4 you need more Corporation (SIPC), which tracts securities custonws gereratcn of no:meaty. nomiation tin a trader on the statement or recent The Film or Cad hair (as applicable) must of is members up to 1500,000 (mckading 5250.0X/for SDNY_GM_00027656 CONFIDENTIAL EFTA_00138276 EFTA01278885 Ilnportalit information Jib° tit your statement (ex/Obliged) Lending infarmation mounts and opticre or ong bid prices for OTC an iti m ,,ve less than the pee share !SIMMS the annuity cortratts, Alibates of the entrance For detailed inform:ion on the trays lending motets securities. use wooded n the Ann statement. companies or spoon of dm unit investment mats and *Mares. refer to your Client Relanywhip - Less wing traded securities maybe priced usn9 * Yee id/Mt:Ult. Arreement or Accost Agreement rd the Cameral valuation model or the mOSit reCeent price we • Restricted securities Restricted soviets generalg - In addition to commissions mewed from the hems and Conditions. LeaS Statement of Credit hedges obtained arid may net reflect an aduel market price are rot rummy Stable lea publk sale LOS Financial purchase and sale of Nexthoes funds, we nice os available in Agreements and eau:insures at a vat- Sevres Use, the market lame of the esileitretted stock affiliate recent an nut inned revenue sharing &Ant ub• comarcounrdnekinirs - Certain post Wins may appear without a price a.$1 of the sere issuer as an meted value fee the parent Iron Nekblures dittatAOrt, as tel at will Pixy at 'price was not evadable' if we we restricted stock For purpose: of the irOPPIOIlt on4r. To furding for kohnologt derethornent, training and Your asset unable to obtain a pnce for a security. the Sent that restricted secuthes are eli)bte lot sale, Moats:in. Your Raton-ern demies securities and other assets held - Deposes or smote, denominated Mourn/to the vats received may be skbstantolg less than the — Our affiliates ago recs./evading coorrassions and in the account al the end of the statement period You Otte thin U.S deign am reflected at the etIonge obteed rake shown other compamatian horntextual funds and anstrance may ra for &Way of lug paid sea-flies At any tine. rate as of the statement date <amanita whose products we &Oath& You mat recent studies used as loan collateral Ater - Fa (Klan securities raring in nonce/Veining • En. (estimated) ineaelw current yields and rates. - We recent an mat fee from Les en USA and pay'rg any balance Ode an them. Ant securities Omomnahons. Otte and quany (lace vats) may M estCuts of anal borne is laced on current ISS AG Stift(ord Branch of up to 125 per account tranPecred to the Fin, drip the statement period are have been adfusted to facilitate prep. vabOcer. drideril and merest filet assuring the seOliteS will sweeping to the banks under the LAS Boa Sweep toted at minuet value as of the end of the gamin To cbtan current quotations. when avatabre, contact be held for one yea. from statement date or um' Programs mood your Frunrial Arita. maturity This estimate 4 vet a guideline, accuracy • Cost bop. In determining the coo bays of the rd continued income are not guaranteed Activity seckanties included in this Paton" inhere indicated • Private ilWealWiteltS and *Pictured produces. — Est:ruled anal axone rid current yield for Information regadng CCMMISSOIS and other charges rah the number 'I,' Les criancie Services Nis repel Private nwSlment SeCtnlieS (rc With drect certain types of saran..cald (*We a return of intoned in corneaion with the execution of trades, on information obtained from sources other than US$ pan <oat un program and real estate imestment trust prncpal or capital gans n ;Mich case the est inttadng option transactions has been included on Financial Sources, rcludirg itormation Iron another mirrors) and structured porlacts are orinnalg income (awlcumin ywl would be overstated. COnfirmatiOns inwaus/y hannhed to you, rid MI be him or that you may haw provided to you Financial liacuaci Conan ;nurtured on:duns have not been — Estimated anal income and current yield and the Provided to you poi-taffy on moose. Athisor. The Firm does not.rderdently verity cr registered with the SeCuitiel and Exchange actual inCOITie andyield mag4 be lower or higher 9satanlet the mono or vlidity or ary elamtion Cannusion or under any State smuntres laws. We than the eslmaed amounts Shore seeing provided by sours other than LAS Franco' Sown. soothe estmtted vales for private nvestilynt — An imamate of arrwalved PKOnee (dividend *Ida If you re engaged n short selling a securey, youmay h acklitian, atbaugh LOS t ethical i s Fun, poking; and structured products for rilorrriat oral interest) dirded by the current mates incur a charge ciao to cerealbanning coos for that Workates this almost kin win received, the Mrp:641omit Accuracy is not guaranteed ration-ape balances baud an the Ian dividend palMaly security. does not envious an/ asSUraTeS that the nformattin - These values may differ SekStantiabi from prices, d a Merest payment madebythe issuer and under "Cost bast' and Lorealeed gad.loss- 6 any, al which a pirate imminent security a assumes the settritesrdeposts will be held for cm Open orders aCcurate as of the date of this statement. As such structured product may be bovnit or sold and do year from the statement date or until moray. Regarding open a • 9:O6lolicanceileer orders that please do not rig on this information to make not "Rerun& maroon, the value you may receive Accuracy and continued yield we not guaranteed. were root emoused by the statement date, open buy and purchase cr sale decisions. for tax purposes or 'Pon liquidation. tel stop orders are reduced by the amount of dmdenck Ott Accounts Premed to the Fim may - /hag party estimates of obs re as ol a certain • AIMS not held by CBS Fieriest San/ices Certain 'nips on an vodividends or ex.rghts thee unless reflect garlloss Myrna orn only fa the period of date and re applied to UBS Financial Services on a assets are not hell by the F rm and not tram the mauled otherwise by you. rot are respornbb for time they ire held A the inn More hive/cal regular base by an independent valastOrs firm. rem's possession or control. These assets are orders that are executed der [orate' 'alum to cancel information can be added by year Financial Achisor. - auto general panner or sponsor est:noted vales depbyed on goo ststemmt la informal:anal "fling Wen orders • Urreatited gaits/losses Noun data is available, if try, are supplied to the Fin by the sitar, purposes ong. Positions and values presented are egmbedumeafized gardlosses are calculated for general patner a sponsor and may be tabulated provided by the issuing fern UEK F nthcol Serwes is Primacy martial swum, lots the transaction data for based on deferent rdormation hum that used by not responsble for ter rtormanon and des not ro plasm a copy of our current Client Matey Notice. 61M:tat lots may or mat not reflect commmitto. shed polies to derive their fiblitlted V3k/PS guarantee es accuracy. these assets we not protected please contact goer Financial Advisor or vial ow webute charges awlsor security reorganital Ken events - You can obtain adorning Nanterre-paring by WC or the Pm's supplienwital comer at ayow ?Or mintarivanfirdex. Dividend and other renvestnent lots aid systernalk the methodology used to determine the estimate of - 1.85 Financial Senores is not a bath. The BMA, Mows pocking lots are each corbi-ed to display or* value ad the dale of the rt.:matron that tithe • Revenue sharing and additional compensation. Seniors Arrant SSA and IRMA re brokerage averaged lot. The • trade date' coiann presents the basis la the estimate by contacting your Fivexol — n addict, to commissions an sales and 12b' I fees aCCointS ?Mich provide access to bank ing 14.1%.0 and anginal transaction trade date Advisor. received n connect ith with the distrtaion of mutual products *mall mangemente with affiliated bats • Callable securities Bonds and preferred stock that - TWO party estenmed vales may be reflected as funds to out <lots we ands our atMate name and other her-party banks, and provides access to the issuer <all foe bog redemption wit be selected Not priced' n several situations. when an reverts Owing payments from drstrbaors ardor inraxe and am ity products issued btu-affiliated irpargally by lot from among all secuthes of that anclepemlica valuation km has not suppled a is adman of the mutual funds that we sell. These thrdparty raffle Companies throe.* invoice issue held in our name or n nominee none for or unable to assign a vast wren we become aware amounts are based on two different conporents: (0 agency subsidunes a LES Financial Seethes Inc. clients Call lean Mammal m obtained from third that a material event has conned that may will a the smart of sales by l.SS &spinout* mutual - Faimirstrt. 61Utlerte, rid annuity prOdsClt pales ad es accuracy is not guaranteed Other call previously reported yaks MP question, cc when a find family to our clams, and 60 the asset value of a — Not CDC nand • lb bank guarantee* May bse rata features may oast which cciad Elect Oak( complete value would be highly speculative due to the nature particular mutual Ord fry; shares hey at the — IMA ReSOSCe Mawr-rent Account. Business nth:matron will be provided upon request of the secunty. fon Serums Account BSA. IRMA and International Resource • Catificates of deposit (CDs). COs ate FDIC nsured - When nether an esuee, general partner or sponsor — We and our affiliate also receive networking and Management Account are tegol seed service marks of kp to $250,0)0 n mince:kg and accrued interest per est Mend value net a thirdpoty estimated rake is annburs processing tees in consedwaton for transfer UPS F conchal Services Inc. depositor and per depository inslitain inaccordance mothIed, the vats of the security will be deferent agent steno., that we provide to the mane, funds — vita is a registered radioed, owned by Visa sveh FDIC nips. foonrn its cenhase price. These fees scrotal& are paid from Mentor assets htionerianal Seine Association and used undo • Pricelvalue Antes dispLaged for securities and other - •Drsit buttons to dale' may include return of the mutual fetid and at a food dolls' ainoixt based kerne_ The LOS Visa cede cards rd the LAS Visa products may be hgher or lower than the Pthe that capital. exam or both. on the rioter oil accounts at the broker-dealer debt cods are issued by Led Pant USA with you would actually rams in the market. feces are - 'Orignal unit site' represents the rtial offering holding nuual funds of that find Limy permission from Visa U S.A Incorporated All Othel obtainedhorn vases arid pal, sources thCh we priceper unit and may not reflect etas cost basis. - In *M0P, to commissions received in connection rad/markt registered trademarks, service marks arid Marne to be nibble, but we do not guarantee thrii - DPP and wasted REIT secuntes arc not tried on a with the sale or castrbutcn of arnity protracts and registered service moles are of their respective accuracy national worms exchange, and re generally unit nuestment trust unts to our chents, we rider owl:lams - We generally use the closing price when bobble re &Mad and men t toy can be sold, the mice ors iterate receive revenue sharing carpensation ht mean of the bid and air prices la kited from num of the ilttllIrKi• <cmpalies undwWeitiN) UPS It:vandal Services Inc. Rev 20I7II SDNY_GM_00027657 CONFIDENTIAL EFTA_00138277 EFTA01278886 1.185 FeImolai Services etc Private Wealth Management *UBS 299 Park Avenue 25th Floor Resource Management Account New York NY 10171.0002 April 2018 CNP70056978330410 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXVVEll. BOSTON MA 02114-3252 Friendly account name: Inclv. Millennium Account number. Your linancial Advisor- SCOTT STACK MANSLYLE CASMEL Phone: 212-821-7000/800-308-3140 Questions sboutyour etsternest? Call your Financial Advisor or the Value of your account RMA ReSOurCeLine at 800-RMA-1000, on Marth 29 (s) on April 30 (1) account 029028776 Your assets 754,044.00 761,445.00 Msitour website: Your liabilities 0.00 0.00 www.ubscomilinanciaisewices Value of your account 5754,044.00 $761,445.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www. annuakreditrepot com Tracking the value of your account during 2018 Vafue of your account the usanc'S at year end 2017 $726,413.00 Your nvestmmt return 761.4 683 7 7264 75,30 • Change in market value $35032.00 Value of your account on Apr 30. 2018 $761A45.00 252 Dec 2015 Dec 2016 De( kl 7 SA81 018 sOf 2018 Y GM 00027658 Member 51PC CNP700CE005697683NP7000188720 00005 0418 03057500 Page 1 of 6 CONFIDENTIAL EFTA_00138278 EFTA01278887 SUBS Resource Management Account .'CIc Account name: Friendly account name:Ir: Account number: Your Finandal Advisor. STACK MANLYLE CASRIEI Your account balance sheet Summary of your assets Value on Percentage of Apr,' 30 (5) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives ace 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 761,445.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets $761,445.00 100.00% Value of your account $761,445.00 Eye on the markets Percentage change Index April 2018 Year to date S&P 500 0.38% -038% Russell 3000 0.38% -0.27% MSC I - Europe, Australia & Far East 2.57% 0.94% Barclays Capital U.S. Aggregate Bond Index -0.74% -2.19% Interest rates on April 30, 2018 3-month Treasury bills: 1.83% One-month LIBOR: 1.91% CNP70003005697084 NP7000leeno 00005 0418 030575004 Y_GM_00027FAIr 2 of 6 CONFIDENTIAL EF1'A_00138279 EFTA01278888 Resource Management Account Account name: GHISLAINE MAXWELL Your Finandal Advisor: *UBS April 2018 friendly account nami inriv Wienmorn Account number OTT CIAO:MANN VI F CASRIFI Change in the value of your account Apnl >C IC. (1.. Year to date IS) Opening account value $754,044.00 $726,413.00 Change in market value 7,401 00 35,032.00 Closing account value $761,445.00 $761,445.00 Summary of gains and losses values reported below exclude PrOducls for which gam andlosses are not Odslified Realized gains and losses Unrealized April 2018(1) Year TO date(3) gains and losses (4) Long term aoo 0.00 111,445 CO Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financed Advisor or Branch Manager. You can find a full description of the alternative investment objectives in Important information about your statement at the end of this document Your return objective: Current incase & capital appreciation Your risk profile: Primary • Aggressive Investment °ligibikty consideration • None selected Your account instructions • Your account cost base default closing method is FIFO, First In, first Out. SDNY GM 00027660 CriP7C003305697835NP70031eeno 00035 0418 030575004 Page 3 of 6 CONFIDENTIAL EFTA_00138280 EFTA01278889 4 UBS Yournotes v_.,oner 4.6 CONFIDENTIAL EFTA_00138261 EFTA01278890 Resource Management Account Account name: GHISLAINE MAXWELL Your Financial Advisor: UBS Si- en CIACI 1.”11] Friendly account n - .cu April 2018 Account number. Your assets Some pnces, income and current values ShOnn may be approximate. AS a 'nut gans aglOsses may riot be accurately reflected. See taiportain intoratabOn about your statement a the end of ttes docurneM for more inform son. Non-traditional Private Only funds, Hedge tunes, and Other investments are held in your UBSFinarcial ServiteS Inc. (UBS Estimates of vane Fratied b1issuers or 'Sedan program (which are gene ratty 'net asset vaue' estimattS) FS) trotera:je account. The potions reported below reflect the records of the Issuers, and UBS FS does not are shown as' issuer est. value pet For Private equty tunas, • Est. value per unit • is a ea ue updated patentee the accuracy of the I Wormaton The value shown is not necessarily the value you would receive panted', based on the Net Asset Value NAV') in the fund a of the date specified °lusted by acting from the Issuer if you sddthe assets. Funds sorely Kid by UBS FS ate subject to ongoing due digence, otatal rails and tete ractirg clst el:Anions since the NAV date The NAV is primarily based on estimated athough the level performed may vary A closed fund may be subject to no ongoing digence A fund t ha portfolio vaues provided by the underlying fund sponsor These two values may vary became of differences you purchased elsewhere may never hare been suttect to UPS FS ciligence, although PBS FS may receive a In the way they were estimated and because the • Third party eve. Otte pe r unit' may have been pupated fee from l lie funds manager, whir h may constitute a majority of the managernentrincenti* fee. Please CAIN. bass of financial irionnaton other than year•end Repoled estimates may not reflect resale, contact your financial Adersof with questions. • Est value per unit' is an estmate of value supohed by an liquidation or repurchase value, F any, and may not reflect dst Soutar; of caoital until the next valuation is independent waluation inn and reflects adlustrrents for factors such as the equity of the units. let:Cited, generally on an annual or serrtannua basis See Important intoratattOn abour your statement at the end of ths sick/went. Hedge funds PurchaSe PIA& Iv:tart:lei Meta% pace Client Cost Puce per share value on Unrealized (tai) imemnx-nt Hddrg widng of shares per share (S) investment CO basis (1) on Apr 30(S) Apr 30 (S) Odor IOSS (S) return (S) period ALPHAKEYS AMAIN MO BROKERAGE AIO 3131118 Trade date: 650,000.00 650,000 00 t.000 761,445.00 I 11,445.00 Your total assets Percentage cr Cost Estimated Unreaired Value on Apr 30 (t) your ac count bass 01 annual morns 01 On of loss (S) Non•tratfitionel Hedge feeds 761,445.00 100.00% 650,000.00 111445.00 Total $761,445.00 100.00% $650,000.00 $111,445.00 SDNY GM 00027662 04M:003305697N) Nr7003183770 0003S 041$ 03057900a0000 Peg* S of 6 CONFIDENTIAL EFTA_00138282 EFTA01278891 *UBS Your notes ErA of suremmt for account number Y1 281M ss CONFIDENTIAL EFTA_ I38283 EFTA01278892 Important information about your statement L. Fa-uncial Services Pc. (the Fern or UBS entail her Iromyou no later than 60 days ale the F rm thins for cashi. Ethbnatay brochre nubble upon • Acker* Capta/Appteckeion: Investments seeking Strobes). is a merrber of all principal washy, ccmrrodty sent you the list statesnent on which the erns or repast or at mine sac. org The WC asset protean growth of amuse' rather than the generates of and weirs exchanges. UPS Financial Semler, and 1.85 Problem appeal. knits apply to all xcasec tut you hold in a particular income Balk USA are retied subsilones of UPS AG and - Proved. yotr name ad xcant Metter 64 any) capacity. • Produce ComftWation ofincome and Gab! affihaes of UES Seabees U.C. The Files Inanoal - Cksabe try error or the nosier you re enure the Frt. together with certain aff Ares, has also ApereretMv Investments weang both the generation statemert C available upon recited. The Funs execute about, athbaton as <barb as you cm oily you Pedaled 94Plentental innate the maimum of nccme and growth of priximl. off bet ere a. believe d is anent a mew you need more amount pgrble to at ek)b.eclicts, colklwek Linde' itramatien this protection is S500 million as of December 10, 2016. Overall risk profiles UBS Financial Serece, - Providethe doles arrant a to suspected era. Stbact to the poky cordite:a at Imitations, cash a • Consomme Seeks to martin renal pro pal meth 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low ride ad volatility to the accare meat even el Weehawken, RI 07086 The Finn or Card bsuer we reassume your tempter., aggregate kr shwa accounts held n semi:Wag that means the accart does rot generate significant and stet coned any emir cremate/. For alleged emu capacity ALI ccpy of **poky wadith is nobble income a rearm and may rot keep pace with This stattrinnt represents the only official record of you' Molex; UBSVthe debit cad transact:am if we take upon request. infantry. LBS Financial Services account. Other feted; east more than 10 be inns days to cloths, we willcredit • Moderate Willing to accept some rids to principal red official th.dxunents. contanng conelidngdaa should you await for the amount put that is in error. Botha Neither the SIPC protectionnor the apphrnental not be relied wan II you berth* thee is en tier a you was have the use of the money during the tine it prottoth apply to: tolerate same volatity to seek hiker return,. omiseon please report it immediately n writing to the takes us to amplete our iwestiption. • Algtaressioe: Willitg to accept hip risk to principal at • Certain invite! assets controlled by (and inthied n Branch Manager of the office wvith your account. your account value) but held awayfrom UBSFina-col high volatility to seek high returns over time. Please make all checks payable to the Fern or the • amesement Elgiathey Consideration: If selected a Services. For gyrate certain (i)insuraxerorodths. Altheap saliva.' shown re intended to be accurate, threat incaution notated on the front of the including wadable enmities, MO 00 shares of meth portion of the portfolio for that account may include statement data thauk1not be used kr tat purposes Rely statement In addition to negthr bean lees, accounts funds registered in the name of the account holder on complex drain*. kneed liquidty andante. solely on yerend tax kirms. (Le , Form 1099. 5498. ma/ be abject to mantena-ce lees, (haves for late the boots of the issuer or transfer agent), volatiky. 10425. etc ) whenDrepamg your lax return. The Fim s phone* kr securities purchases and charges kr unpaid • Imeament ccrtracts or nverimmt interests kg. required by taw to rewn to the IRS all tauble der:lends, amounts n cash accouth Accosts that are transferred limited partnerships and private placements) that are Statement •householeing• mporubb noretztabk chided and uxdok inked to other instnecns may be subject to a transit( fee. not registered undo the Securities Act of 1933; We may consolidate al Mated account statements with end en securities held n wir accost, net proceeds • Commodities contracts (e g. foreign ethane and the same address in the same erreetpe, eg. became on the traroadthe, ad con basis on certain covered UBS Sweep Options meows metal contracts), mcludirg futures contracts they have canes take mantan join imam stashes. 1,65 offers options lor sweepreg cash balances to bat ad conmcdity contracts; and relationshios wen other clerks at the urre address. If depost accounts al non-affiliated bats ad Abated you pieta to retire individual statements mailed 'n optionept certificates et deposit at 1.135 • Deposit accounts (exc swathe ernelcoes, yw maydecline homehcading try CiathrtailatIona with the Firm banks, rnsley owlet mutual funds (Money Fred) ad B USA. UBS 46 U.S. branches and banks n)the • Please reconfirm eny oral cormroncaton, in wring the trernsitimal °Wont Accort (DA) for customers FDIC Insured Deposit Program. caning your Financial Admen to further protect your rills. indudrg your rigor wits as International Warm Management Accost The Sat protect on and the supplemental protection do utter the Seosiies Investor Protection Act (SPAT Depose account al UB5 Birk USA red non-affiliated Friendly account name not apply to thee assets eves 4 they otherwise appea- IN Friendly account mane 15 a customizable 'nkknane • If the financial ithitution an the top left of the trail banks participatng n the UBSFDIC4nstred Deposit on you slatemerts. The WC on:tenth and the of this statement snot LBS Enna Strokes, LBS Frogmen are FDIC.imured in academe wet fDIC nen. chosen by you to assist you with your recedkeepith abakmertal protection do not protect aganst changes has no legal effect thyme. account You tenths-op Financial &mien carries yob =ant as during Fa more defamation, please visit new fdic.gov. Deposit in the make/ vale of yes investments (whether at a tether by arra-gement nth the ideated insituton accounts at UBS AG Stanford Brands and shays of result of midst movement, kale( benkruptcy cr your Friendly account runes, through Online Services a We informed you of this relalithshio Wee° yea MenuFut' are rot eared by the FDIC. by contacting yes F inmost Adult.% othomme) opened this ocean. h the cast your h it aid start/es re located a LOS financial Services and rot Through the FM cash telexes re swept to deposit Dividend Reinvestment Program (DRIP) AD:aunt overview the imedacigbrae< and youmist make a repr accounts at UBS AG New von Brarth and UBS AG Tx poke reflected tan average once YOU may obtah • Yak" ofPour amountrporKeo Net of assets ad of any error or omission to both firms Cann Branch. These deposits are not itrured byte the actual the Iran yos Fart Adam.. Ordy whole litanies • Asdelisted tithe accoutt agxements, you one FOC. Balances held at he1.8S AG Cayman Branch are shares are purchased under DRIP; partial shags veil be • Assets_ Includes available cash balances, vales for roily us of any elms or fraud Writhing decks temp:only ached to the sovereign Mt of the Cayman soli ad the cash we be deposited nyour account The restricted security (est), and Global Time Deposes, retlecied an your statement within 30 days after a was blench and there is nog...ante or <thee °bloat of divided (en...semen price applied by the Baer may unrebroth narks to market, and certain assets not held mailed or nude sweetie. LBS AG to repay the balances while en the UBS Caplan Oiler fromthe make pica at which the panial therm by the Fins Does not include unpriced ofturitieslassets • Planedied othorror complaint or harries to the Branch's books. re sold al the end of Ilse prim and anent gatemtM weds, cr Finiss C fent Reati:ns Department x 201.352.169) prwale raesanints u od stock options ad or toll-free at 800-354-9103, 8:CO A.M. to 6 CO P.M. Bank deposits are not protected by gPC . Money Fund Cash-Mlieu ciercsabie stodi options ET Monday through Friday, or in wing to UBS shires ere protected by 51K. Pte.-LOS Finer-col SiteiCt Cnb whole urns may be Arid n yob acccront. If you re • (them' hcbdes debt bens, cutsta-drg margn Fiunual Semites ex., Client Re aticre Dep./neat daunt Protection' below. ernPed to • penal the ea a result ol • %third pitmen loans, credit lint, chat accent balances. P.O. Box 766 Union City, NJ 07007. or otherwise. the Firm we either sell panel units at • Cathritomy balances. Total of whetted avalaba • A 0 stamens shall be deemed complete I'd acarae LiXn your request, batixes n the bent deposits mag be mete price co accept an anthrn detemined by a cash balances, pbs dethot balances at affiliated and if not clapclid to in writing teeter, 60 days **dawn, and Mates ()lath:my knot may be inland clewtrg agency, ad credit you account. nonaffikated banks, anal nxney math/ mutual Ltd • Fa TTY services_ Call 044412.0986 or nom outside lcuchtect and tie proceeds retuned to you a your weep balances, at the cbse of the statement period the US.: Cal 201.352-1495 storks, ;occult Immortment objecting Nal.cormedity free ma balances in yar secant ay • h am of ones or cthestirre aboul in chthonic The Mechem objection aid risk profile are spectre to not UlftgOed from other balances and tie FireFrew Futter intormatcn about available peep options, each account and may ray between yes iccoutts. use any of these (this in the ordina-y course of its finis transfer (WO. bi parent or UBS Vorockbil ncloing current interest rate. and yields, it available in card transactions, call 920-7Q-1000. or thee to UPS Please advise the Firm prorrptb in weing d ay busness. These funds we 'myth* won your dema-d. Enamel $er.ices Ix., 1000 Harbor Blvd, 611-i floe, new ubs corriwnewyekh from your Fe-axial Advise significant change in you fnaxial situation or The total is incLded in the assent period closing vale. a by calling 920.762-1000 investment objectives For Nth warn Kett you Weehawken NI 07086, Nth RIMVESA Smiths choose ent of the (plowing investment doily-ties: Cal a mite as soon bath can, if you tile yes Pisancial Services accown protection • Produce Currentheorec Investments seelcith the The Firm is a member of tie Sevnin Melte Protector statement a receipt is thong or 4 pi mid more gereratcri of nccmeot. nionnaten extel a transfer on the statement or Corporation (SIPC), which pthaects securities oatonws receipt. The Film or Card hue (as amicable)must of es merrbers up to 1500,000 (including 1250.0X/for SDNY_GM_0002 7664 CONFIDENTIAL EFTA_00138284 EFTA01278893 Ilnportaut information about your statement (continued) Lending information swedes and epticat or only bed prices la OTC ,,:tived may be less than the per Shore !slanged the sinewy cormads, Alwates of the entrance For chlaied inn °ring cn Cr, the Ferns lending woken sew-slits. ', Jut crowded n the accost statement. companies or sporran of to snit invenment woe and dikbares. refer to yar Clem? Relate:whip - Less Aetna traded securities maybe priced usAg a urn castrieute Aerometh or Accent Agreement rd the General valuation model et the most went pro we • Restricted securities Restricted marines genralb - In addition to commissions recered (flan the In and (endless L85 Statemenl of Credit Preakes ebIaned and may not reflect an aduel market price re not enemy eliglole tor okblic sale LEIS Financial caches* and sale of Next/Ares fads. we ardor err available in Agreements end Oodcgures at a vase Services usti the market price of the unrestricted stork affiliate recess an asset -based revenue :Wring name ubamenracreredrerovems. - Certain postern may apnea *Mout a price rd of the Salle ewer as an 8-nosed value for the porn lean NexiSlures diarbaces, as well as will :tow al 'price was non avalable' ii we re restricted stock !or pudo:o: of the :Women. only To larding fa *chock% demesne training and Your *nets unable to obtain a price for a sexily. the even that restrkted secuthes are Arable lot sale, abdication. Your Memos, denletS smite. and other assets hell - Deposits or sources denominated in(mercies the yeas recessed may be stbstantialb fess than the — Our if dales also wee* tradag conmss.ons rd in the accountant* end of the statement period. You other than U.S dollars at reelected at the whinge tossed vat* shown other compensation fromreuse funds and insurance may ask for &teed of lutt paid ttn-rthes n any time. rate as of the statement date ompenies whose products we Subs. You mar receem counties used as loan collateral after - Fa awn securities trading in none:deeming • Est. hotinsted) income. cavern yields and rates. - We recent re mat fee born ($5 Bak USA red pay'rg any balance dr on them. Any securities denomeatonw price and qua-fay0re yaks* may An ea iate of null bcce* is bated on curers LEIS AG Stamford Brach of up to $25 per account IraMerred to the Fim drag the statement penod are have been athusted to facilitate proper velure's. dNicfer4 and nterkl rate, assuning the sentries will sweeping to the banks under the LAS Bari Sweep loted at market *be as of the end of the gatemen TO obtain current quataliton, eken avattabre, exited be held to ale year from statement date or trod Program prod par Fauncial Adria. maturity This estimate is ceder a gutters accuracy • Cost batik In determining the cot bays of the and cartnued nearer are not guaranteed Activity southies included in this awned. where indicated • Private investment and Minted products. — Estimated moral ixorne rid current yield for Informaten regkolng CCMM6SOIS and other changes wen the number 'I,' Lescrianciar Sennces NIS reliEd Private nvegment SktftleS (PC tacrog drect certain Apes of secutes toad nclde a *Ken of incurred n connection with the ex...au:not trades, on information obtained from sources other than US$ pat noon pogr am and real palate innnUrent trust [afloator capful gans en which case the ea. indadng option transactions has been redacted al Finanoal Stoke,. rclislirg infirm:Rion from another louden) and structured pedals are gentralks hghb income (end curer* ywl would be overstated. COniernItiOre previously furnished to you, axe yell be fan or that you may have provided to you- Fin.wial iticski Cagan aructuced predicts have not been — Estimated anal inceme and current yield and the Preened to ou promptly on moot. Adroit The Firm does not irdepardently verity a regrstered with the SeCuitiel and Exchange roar Iran* and yield mitt be lower or higna gesantee the accuracy or %tidily ot a Summon Cannusisn Cr under any State counties lass. We than the estimated amounts Short seeing provided by torus other than IBS Fiancee Strikes. prow* oersted vase for private nvegirtM — An eslariale of annualized won* (dividend sera If you se engaged in short selling a souray, youmay In ataitiort adnaugh LEK F nomad Semen throwalb securities and structured products for Mornay-el interest) chided byline anent mat* incur a charge dae tooftenboning cons for that updates this /Rama ion este received, the Frm ants al, Accuracy is the guaranteed webaravaagr balance k based on the Ian dividend palkulat seathy. MP not provide any anUranCeS that nformation - These values may differ sisbRantialay Iran prices, or merest paymerc made by the issuer and Ander 'Cost base- and 'Urrealeed gantlets' 6 any, at which a poste rmsteinerff Security a d19.MeS the securinesideposcs will be held for one 0p.m:seders accurate as of the date of the statement. As suck structured product my be bowie a sold and do year kom the stationer* date or until maturely. Residing open or loodnecancethdt ceders that pleases do not ay on the information mike not "Formlstk' Wetter* the vas you may receive Accuracy and continued yell re not guararceed. were not rmarand by the swarm date, open buy and arches a sale decisions. fa Ice the ce Lem licuidation. set stop orders we reduced by the rare of dmdends of *Ms.. Accounts Ira-Owed to the Firm may - Thad party estimates of vale re as of a coon • Assets not held by WS Financial Senrices. Certain rigks on an vedividerds or eetrAhk :Ste unless reflect galloss Hama im only fee the period date and we "spied to MG Financial Services on a assets are not head by the f inn and not wenn the winded °theme* by you. vat me respanbff for mina they Sc heel at the Fenn More historical regular base by an independent valastion f inn. Frm's possession or cannot These assets are orders that we executed die tortes nature to cancel 'nformalion can be added by you Financial Advisor - ksuer, general banner or spencer estimated ratio deployed on yos statement fa infernal:anal "Ming Men orders. • Urruiited gaitsfionet News data a avaitable, if any, ere soplied to the Finn by the thuer, purposes My. Positrons and values presented are eArnred soaked gear:losses are calculated ficr general panne( or sponsor and may be oaktiated provided by lhe issuing fern UEK F nano' Soots is Primacy ncividaff softy lots. The transactean data for based on deferent rdorrnation ban that used by not responsible for the ntormaton ad &es not To obtan a copy of err wont Client Primacy ka:cke. advilaal lob may or may not reflect commonoro. 'hod polies to derive thee ellimPrd guarantee as accuracy. these assets ate not protected please contact your Financial Adder or visa au webute charges rigor security resorgani:at en nests - You can obtain additional information regarding by SEC or the Frew's supolormstal CPC coverage atenwstennembeivenrwo. Dividend and other reinvestment lots and systematic the methodology used to determine the estimate crt - 1. $ Financial Strikes is not a bath. The RMA, Boons purchase lots are each combeed to display ore value and the date of the atamation that tithe • Revenue sharing and additional compensation. Seniors decant SSA arid IRMA are brokerage averaged lot The • trade date' co/awnpresents the basis la the estimate by contacting your Financial — an &Union to tornmesons an sake and 120- I lees accounts which prude access tobanka services and original transaction trade date Advisor. received n corned inin with the distrtacon of mutual products araiges arrangements with affiliated barks • Callable securities Bonds and preferred stock that - thief party estimated skates may be reflected as lints to our dents we adder our anyone recent and other Ihielparty banks, and provides access to the issuer cats for ea redemption wil be selected 'We priced' n several aurae-4' when an ✓everts Own, payments from drsta•Acrs ands Mine and amt aty products issued by staffdialed held by lot from among all secuthes of that iroaraly ncleperdent valuation km has not supplied a is adman of the rrutug funds that we sell. These fhidtpaity rearance comperes throc* insurance esue t n our rune or n nomnee name for or unable to assign a di*. when we become aware thorns are based on two different components: (0 agency straideres of IBS Financial Motes ix. clients Call feature Hairnets:qui obtained from third that a material event has ceased Out they call a the nay of sales by IBS of a particular nanual - hmegnent irourance. and smutty prodacts parties and is accuracy is rol thoranteed Other call IreWatAr reported yaks the question, cc v.hen a find family to our clods. and 60 the asset vats of a - Plot CDC Oared • fito bank guarantee* May be vela leases may eikt which card Elect Wekl. compete. value would be highly speculate.* due to the nature Patten's rnAttal fend1r4', shays held at the — WA. Roam Management ACCOOT. Business nlorthanon will be provided upon Se*guest c4 the secunty. hen Seems Account BSA. IRMA and international Resource • Catificatas of deposit (CDs). COs FDIC nsured - When nether an *Suer, general WOW a SpOrnOr — We and our affiliate also receive mercenary and Management Meant are *gni seed 'erect marks 01 tp to $250,0)0 n minus' and accrued intact per est Mated value nor a thideany estimated vela is omen processing lees in consorters for transfer LEA F runnel Servers IN. &pouter ad per depository instils:on nacerbate° gronded, the value of the security willbedeferent aged services tar we prove* to the mLeual funds - VISA is a registered wowed owned by Vita wits FDIC aims. from its arches prate. These fetes generally re paid from Mentor assets n thernrional SenkeAssocetion and used under • Price/value Pros dispLaped for sou-Cies end other - 'Distributions to date' may nix* return of the mutual hand and are a faced dolls. arcked bawd [cense. The 18$ Visa credit cards and the LEIS Visa produces may be hgher or Wee than the pr ice thkl capital,. north or both. on the meter ol accounts at the broltendealer debt cards are awed by WS Bank USA with you would actually lowe in the market Pekes me - 'Oregnal unit vs' represents the initial offering holdng nuked kends of that told faintly permission from visa U 5.A Incorporated All otter obtained from unan *hid prey sources thch we price per unit and mw not reflect you cost basis. - n addition to cam ics:am nxeived in connection trademarks, registered trademarks, service mats and beirne to be relabk, bid we donor guarantee thee - DPP and tatted RElf senates are not listed on a with the sale s eistrbuten of amity <attracts and registered senate marks are of their response accuracy natienal sources exchange, and are generally unit nwelment trust tents to our orients. we ardor can:lakes - We generally use the closing price what adilbleor Said and event they can be sold the price es MISS receive revenue shying comomaton the mean of the bid and ad` prices Icr kited from nary of the ittarKe<cmpalies undwweirag UPS Fivancial Services Inc Rev 201711 SDNY_GM_00027665 CONFIDENTIAL EFTA_00138285 EFTA01278894 lies financial services Inc- Private Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 May 2018 Chle70056936990518xe set o GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL. BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account number: Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of Oyour account RMA ReSOuraline at 800-RMA- 1000, on April 30 (5) on May 31 (3) account 029328776 Your assets 761,445.00 760,794.00 Visit our website: Your liabilities 0.00 0.00 www.ubscomIlinancialservices Value of your account $761,445.00 $760,794.00 Items for your attention • Our office at 299 Park Ave, 25th floor will be moving to the 26th floor on May 18th Our Branch phone numbers and your account numbers will remain the Sources of your account growth same. Tracking the value of your account during 2018 Value of your account S Thousands at year end 2017 S726,413.03 Your nveStMellt return 726.4 761.1 760.8 683.7 • Change in market value $34,381.00 Value of your account on May 31. 2018 $760.791.00 2500 Dec 2015 Dec 2016 Dec ki 7 4012018 May 2018 SDNY GM 00027666 Member SIPC CNP7003050056900a9m7000192652 00035 0518 030S75004S Pit101 6 CONFIDENTIAL EFTA_00 I 38286 EFTA01278895 SUBS Resource Management Account May 2018 Account name: (,,ia/4 Friendly account name:Indy Mdr n - Account number: • Your Finandal Advisor. SCOTT STACK MAAILYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of May 31 ($) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 760,794.00 10000% F Commodities a co 000% G Other 0.00 0.00% Total assets 3760,794.00 100.00% Value of your account $760,794.00 Eye on the markets Percentage change Index May 2018 Year to date S&P 500 2.41% 2.02% Russell 3000 2.82% 2.55% MSC I - Europe, Australia & Far East -2.11% -1.19% Barclays Capital U.S. Aggregate Bond Index 0.71% -1.50% Interest rates on May 31, 2018 3-month Treasury bills: 1.91% One-month LIBOR: 2.00% 01P70003005690690 NP7003192652 00005 0518 030575°GinG4-04:027 ebige 2 of 6 CONFIDENTIAL EFTA_00138287 EFTA01278896 Account name: GHISLAINE MAXWELL Your Financial Advisor: Resource Management Account UBS May 2018 Friendly account n Account number. ' SC "I STACK MANLYLE (.A)RiEL Change in the value of your account May2018 (S) Year to date (I) Opening account value $761,445.00 $726,413.00 i al ige in market value -651.00 34,381.00 Closing account value $760,794.00 3760,794.00 Summary of gains and losses Values Nomad below exclude products 101 which gam andlosses ale not dassified Realized gains and losses Unrealized May 2018(1) Year to date (S) gains and losses (1) Long term aoo 0.00 110,794 co Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives m important information about your statement at the end of this document. Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment etigibikty conderation None selected Your account instructions • You account cost bass default closing method is FIFO, First In, first Out. Y GM 00027668 OW70OO2OO5693691 NP7003192652 COCOS 051803057`004 Pegs 3 of 6 CONFIDENTIAL EFTA_D0138288 EFTA01278897 $UBS Your notes •a s CONFIDENTIAL EFT,0013E289 EFTA01278898 Resource Management Account Account name: GHISLAINE MAXWELL Your N nandal Advisor: *UBS May 2018 Friendly account name Account number. Your assets Some prices, income and current values Sherd' may he approximate. ASS *NO. gains aidlosses may not be &armlet refleded. See Assonant intaratanon anout your statement a the end 01ins documeM for more Infonnanon. Non-traditional Private egUty funds, wedge funds, and Other investments are held in yOur UBSFinarcial ServiMS inc. (UBS Estimates OF value swopied by Issuers of certain cvograms Minch are gene ray 'net asset value' estenaMS) FS) brolerage account. the positions reported below reflect the recceds of the issuers, and UBS FS Aces rot are shoed, as ' issuer est. value per unit'. For PflVde equty funds, • Est. value per und• is a %clue updated garantee the LK( wag of the Idom.:Pon The vdue shown is not necessarily the value you would receive quarterly, based on the Net Asset value NAV') in the fund a of the date spedfed. °gusted0y acting from the issuer if you sd the assets. Funds actively sdd by uBs PS ate subject to ongoing due digence, ca ital calls and subirecting dst noutions Once the NAv date The Nov is primarily based on estimated dthough the level performed may vary A dosed fund may be subject tonoongoing digence A fund that portfolio varies monad by the underlying fund sponsor These Iwo Mires may vary because of differences you purchased elsewhere may never hare been subject to UB5 FS dlige nee. although UBS FS may receive a In the way they were estimated and because the • Third party en. value pe t OW' may have been predated let from l lie funds manager, which may COttelitule a MkOilly Ol the rilanageMenainiCentl* lee. Please cosh. OM of finaNial irionnnon other than yeaf•end Retooled estimates ma/ not reflect resale. contact your Financial Achnor with questions. 'Est value per unit' is an estmate of value supphed by an liquidation or repurchase vdue, a any, and may not reflect dst phut ons of oval untl the next valuation is independent valuation inn and reflects alustrrents for factors such as the IgurcIty of the units. reCerted, generay on an annual or serni.annua b6US See Important infOnnabbn afoot your statement at the end of this statement. Hedge funds Purc 'WOK& taxrber Average pace Clot Cost Pace per shave value on unrealizedMN investment HdOng tacking of shares per share (S) investment (3) oasis (1) on May 31 (S) May 31(S) gaillor toss 0) return (5) Period ALPHAKEYS MILLEN FND BROKERAGE ,NO 4130118 Trade date: 650,000.00 650,000.00 1.000 760,794.00 I 10,794.00 Your total assets Percentage d Cost Estrnated unedited Value on May 31 (1) your ac count taws (SS annual inorrle (11 canoe losS (t) Nowt/111%0ml Hedge foods 760,794.00 100.00% 650,000.00 110,794.00 Total 5760,794.00 100,00% $650,000.00 $110,794,00 SDNY GM 00027670 C HP70003305693693 NV7003192652 00005 0518 03057500 Page S of 6 CONFIDENTIAL EFTA_00138290 EFTA01278899 *UBS Your notes r G ono2,69.. 6 06 "" =====a 1 " CONFIDENTIAL EFT,00138291 EFTA01278900 Important information about your statement Financial Services ex. (the Firm or OBS Fnercial hem I rom sou no later then 60 days alter the fa thins for oath. Eaftnatay brochse available upon • Achieve CapreaMpprecation: Investments seeking Straka). is a moan of all principal acuity, ccmrrothey sent you Us list statesmen on With the erns or rapist or at raw. sec.wig The SVC asset protection growth d amass' rather than the generation of and cptia exchanges. UPS Financial Saints and 1.85 Problem athered. limin apply to all xccikres that you hall in a particular income. Balk USA ere i-died subsilones of UPS AG and - Proved. yotr name ad xcant meter (d any) capacity. • laroloce Comeenation ofMeow and Cameaf *Inas of UES Sautes LLC. The Fim's I hanoal - Cosa))e the error or the tanner you at inure the Faint together path certain affnate', has also Apprecia*n. Investments saki? both the generation statement a available upon recast. The Fines exennee about, a-deafen as clear as you ca why you Paneled mammal inmate the maimum of nccme and growthof vita:al. off kos a-• a. believe a is thaw a why you need more amount payable to at ekabee clam, collet...fey under Haman this protection is S500 million x of Decerdwr 10, 2016. Overall risk profiles UBS Financial ServCeS It. - hosed. the doter amthnt of to suspected era. Sdota to the oak-you-dila and Imitations, cash at • Canasta Seeks to martin nilid plc pat with 1200 Harbor Boulevard the firm is further protected to up to $1.9 million n the low rash a-d volatility to the accord owat even el Weehawken, NJ 07086 The Finn or Card issuer wil Sempleyour complied aggregate ball your accounts held n a paaulat that means the Kama does not generate significant and sett coned thy emir promptly. For alleged eats capacity AM copy of **poky wadi-9 is ailable income a rears arid may rot keep pace with This gateman represents the only official record of you' enolving UBSVrta•clebil ea-dna-Gatti:cm if we take aeon request. inflaten. LBS Financial Singes account. Other recads, tape more than 10 but inns days to does, we will credk • Mean* Wiling to accept some rids to principal ad official la. document contanng contlidng data should yea sawn for the amount you think 6 in error. so that Neither the SIPC protalchnor the ftewhrmental not be relied wan II you believe thee is an era or you wel have the use of 0-e money dunng the tint n rotate:in apply to: tolerate same volatility to weft hitter returns. omission please report a n yang to the takes us to complete our Castigation. • Algtvessioe: Willeg to accept hip risk to pincipal and • Certain frontal assets controlled by (and ithafed Branch Manager of the afire wvig your account. your account value) but held away from UBSFina-col high volatility to seek high retums over time. Please mike all checks payabi to the Fern or the • nmestment Elgthely Comdata: If selecteci a Seats For exude certain (i) insurance pot its, Allthaep al fiats tam re intended to be accurate, Basal insteutisn mated on the halt of this including wadable enmities, and 00 shares of nasal portion d the portfolio for that account may include statement data gicukf not be used a tie purposes Rely statement In addition to nods swan las, accounts funds registered in the name of the account holder on complex quagga linked licsoicity andante.. solely on yethend tax Fames (Le • Form 1099. 5498. may be object to mai-genre lees, chages for late the boots of the issuer or transfer agent), volatiky. 10425. etc) whenDrepathg your lax return. The Fim manna kr securities purchases and charges ke unpaid • Imatment contracts or Manna Merest; (e O. required by taw torah to he IRS alterable decant.. &mugs n cash accounts Accounts that are transferred limited partnerships and private placements) lhat are Statement •householding• wportabb ranutobk anima and uxdok Merest to other instaans may be subject to a tanner fee. not registered under the Securities Act of 1933; We may consolidate al related account statements with end on fen/gin held h you account net proceeds • Commodities contacts (e foreign Inclunge and the saw address in the same envelat gig. because on see trreactore, ad con basis on certain covered UBS Sweep Options pracus metal contracts), mcludirg futons contracts they have others who ago maintain joint awn saran. 1165 offers options for weang cash balances to bale ard commodity option contracts; and relationshfos wets other dents at the sate address. If depose accounts al non-aff diked bats ad a ligned you welts to retire indiedual statements mailed 'n • Dacia accounts (except cenificates et deposit) at L135 wane inalcoes, you maydecline Maisano by Cavoralatkins with thee Firm banks, money Markel mutual funds (Money Fuld) ad Bags USA. UBS AG U.S. branches and banks n the • Please mania ay oral correancatens in wring ** Henan:nalDena Arran (DA) fa cuttanort FDIC ensured Deposit Program. carting your Financial Achnor to further protect your rit4s• mdudrg your rites will al International Won Management Accost The 51K protect on and the suppanereal protalth do utter the Seo_Mies 'nectar Protection Act ISM Deposer account al UB5 Bak USA arid non-affiliated Friendly account name not apply to than assets even 4 they otl-emise appea- the Badly account name is a cussmveabie'ni tisane' • If thefin/ma ithitution an the top left of the frag banks panicipatng n the UB5F0C4nskred Deposit on you statements. The SBC orotecten and the of this stemma isnot LBS Enna Sates, LBS Program ere IDICiimured n accordance wan MIC ales. chosen by you to assist you with your reccedkeeptg saalemental protection do not protect against changes has no legal effect on your account You can cha-ge Feancial Senecee carries you vaunt as daring For no. hainata, please visit van fdic.gov. Deposit in the tel vela of you investments (whether as a brdcer by arra-gement win the edcated insteuton accounts at UBS AG Stan,ordBrand, and shags of result of nutlet movemint, issuer birkruptCy Cr your Badly account names, through Onine Services a We in you of this relatcnshio "AVM you Mora Fuxb are rot egad by the FDIC. by antacling yes fFinancial Admscr. otherwise) opened this axon. h the cast your krth aid wallies a located a LOS financial Seats and rot Through the DA, cash balances n swept to deposit Dividend Reinvestment Program (DRIP) Account overview estothceg braer. and younut make a ran accounts at UBS AG New yore Brarth and UBS AG Me pike reflected is an average pike. You may obtain • Yak" ofgoss accountepornta lea of assets aid of any error or omission to both firm, Caytnn Branch. These deposits are not insured byte the actual prig Mom yos Fart ial Advisor . Only whole lithilites • As dated in the account aggements, you must FDIC. Balances held at te LES AG Cayman Branch are shares are purchased under DRIP; partial shags will be • Assets_ Includes sealable cash balances, valesfor roily us of any etas or rand erasing decks temp:only (noosed to the sovereign rat of the Cayman sold ad the cash wit be deposited es your account fi e restricted security (est), and Global Time Departs, reflected on yOur statement within 30 days nee was bath and there is nog...Rena or °thee obligati of divided rerwestment price applied by the rtsuer may amazed Math le market, and amen assets not held mailed or made Baas. LB'S AGM repay the balances while on the UBS Carman tiler from the mule prte at which the panial tares by the Fem. Does not include unpriced Ofturitielairat • Please died customer complaim or ixpiies to the Branch's books. re sold at the end of the Wor and arrent statement genets, cr Pim% C fent Rations Department X201-352-169) prate easements. ka vid stock options ad or toll-free at 8020-354-9103, 8:CO A.M. to602 P.M. Bank deposits are not protected by SMC . Money Fund Cashalieu arcade stods anions ET Monday through Frday, or in raging to UBS shires we protested by 51K. See Financial Sinai CnN whole urns may be ea n you account. If you at • Dances ectscles debt balances, cutsta-deg margin m anual Senile Pt. Client Relations Dew/rat Account Fraction' below. entitled to • palirt is a result ol • thiderd pameni loam, credit shon accent balance. P.O. Box 766 Union Ciy, NJ 07007. a otherwise. the Firm WI either sell panial snits at • Cathkamy balances. Total of stamina avalaba • AO slaernents shall be deemed complete and accrete Leansour request, bat:axes n the bane depositsmew be meat price a accept an small detained by a cash balances, pin depat balances at affiliated and if not objected to in writing within 60 days winclawn, and shaves of a Mthey keg may be registered cleireg agency, ad credit yes account. nonaffiliated banks, ininxney mate mutual kid • Fa TT' services_ Call 044412 0986 or fran outside Irtainfttect and tie proceeds retuned to you a you' weep balances, re the cbse of the natant period. the US.: Cal 201.352-1495 secretes aCCCIall Investment objectives Nth.cortimodity craft balances in sox accord ere • h area of *nets or opestian about in acetonic The investment objectives aid risk profile are spear to not segergaleCI from other balances and tta FirnFria? keener ilormatca about available rap options, each account and may vay between you accounts. use any of these funds lei the ordina-y course of its knob transfer OFT). bk prawn or UPS Wats/Mit rasing current ;Mall rale and yields, a available at card transactsons, call $20-7E2-1000. a wile to UPS Pause advise the Finn prorrptN in sorting d ay business These funds are congas* won your derna-d. Fimnoal Moines It,, 1000 Hata Blvd, 60,1100,, www ubs corrisrmeethrel* from your Frain Advisor mita change in you financial situationor The total is noLded in the Ctanill period dosing eke. or by calling 920762-100D investment obtain For each sward helk you eaelastenn NI 07086, Atth RIANESA Sevat, choose one of the (cloning investment objectives: Cal a ate as soon ayes., can, if you theft yes UM Financial Services account protection • Produce Ccerenancone: Investments seeteg the The Firm is a mate of tie Seweits hyena Protection statement or receipt is wag or .f yeti need more generation of nccmeork Homan abort a transfer on the statement or Corporation (SIPC), Mich thane securities oatonws recept. The Film or Card bar (as awkable)mon of as members a to 1500,000 (licks:kw 1250.0X/for SDNY_GM_0002 7672 CONFIDENTIAL EFTA_00138292 EFTA01278901 Impo rtant information about your statement (coilunued) Lerideig information securities and optics's or ony bd prices la OTC ,,eivtd May be less than the pee share estimated the annuty core:ads, Alibates ol the insurance Foe Orland in' °ownnn on the lenis lenden pradras securities. tae crowded n the accoss statement. companies or sponsors of the unit investment and deckdrek refer to your Cleric Relationship - Less *they traded securities maybe priced usn9 a vie (Wit:Ott. bailment or Account Agreement ard the Central valuation model or the mod recent price we • Ft's-traded securities Restated murales gintralY ▪ h addition to commissions received Iran the Jere and Conditcns LEG Statement of Credit Practices &limed and may not reflect an actual owlet price are rot rummy Mgt* tor DOAK sale LOS Firuaroal caches& and sale of Nexthares lads, we ardor or available in Agreements and OotIosures a van Services uses the market price of the ulleftntted stock affiliate recem an asset.based revenue :haring ▪ ub• comircauntclacloreti - Certain pont ions may appear without a pica and of tee same ester as an mputed value for the parent from Nevl$h dittattilors, as well as will tow ae 'price was not evadable' d we we restricted stock !or putporn of the steonont on4r. To furding foe kedrackpy drachmae. tranng and Your assets unable to obtain a once for a security. the awn that restricted secuees are arable lot sale, education. You statement demon securities ri d other assetshell - Deposes or smote, denominated inown-cies the vakc rec./redmay be substantoly less than the - Our if dates ate raw* tradrig ccarnesons mud in the accord al the end of the statement period You outer thin U.S dollen are reflected at the eehangt moped vale shown other compensation from:1%4u-* funds and MOAKe may rt. for *Wen o 'Say paid sauntiesai ay time. rate as of the statement date companies chew products we Mabee. You mar receive secunlies used as loan cameral after — For amain securities vain; in nonconforming • Est. hetinted) income. current yields and rates. - We recent re mual fa from LOS Bade USA a-4 piing any balance dm on them. Any securities denomi-donn prce and quareily (lace wake) may An emirate of anal 'nave is bawd on current LEIS AG Stanford Branch of up to $25 per accord Ira dented to the FM doing the statement penod are have been adfusted to facilitate papa valuMen. dvider4 and detest rain, assuming the satiates will smeming to the bash under the LOS Bark Sweep feted at market robe as of the end of the statemere To Wain current tantalite's, when available, anted be held for one yea from statement date or until Program • o your Fruncial Adder maturity This estimate a any a guideline. accuracy • Cost base. cur deternming the cost haus of the and colinued extent are not guaranteed Activity securities indicted n this qaximent 'Aber* indicated • Private investments and tthictured products. — Estimated anal ixorne and current yield for hibernation regmdng CCOIM5SOIS and other charges rah the hurts - 1,. Les cut Sennces Nis reined Private reestment StClnletS (noLedre drect cenan types of senatestoad nclde a :elan of incurred n ccnnea en with the examen of trades, cn information obtained from sources other than US$ pstripalcn program and teal estate noestment trust princpal or capealgans n which case the est isdicIng option transactions has been incbded rcludirg nearnstion from ensiles) and stemmed &abets ore german, hilly income (text current yield would be overstated. confirmations previously harnthed to you, and wit be fins Or that you may haw provided to MS Finsvcial ificsnd Certan aructued products ha* not been — Estimated anal income an/ current yield and the Provided to you prcerptly on newest. Adisor The Firm does not irdeperdently verify a registered with the Securities and Exchange actual Same and yield night be lower or higher guarantee the actuary or validity of ay dammon CanrntSAn Or under any Stat. securities last We than the estimated themes Short selling provided by sodas other than LOS Enthrall Stewed. provide *ranged robs for pnvate nvellItyM — An estimate of annualde4 income (dividend anger If you are engaged el that selling a securay, you may In *Work •Ahaugh LOS Runnel Seances drably vase*, rid structured products for Morrreeicrur interest) dialed by the careen rniatt incur a charge due to actin bonowing cons for that updates this Marneen 'see received, the tem pupates only Accuracy is not guaranteed vandaverage balances based on the Lan dividend PalMI, security. *es not prom* any assurances that the Mattison - These values may differ sLbstantialey from prices, d or Merest payment mode by the issuer and se "Cost base- and • Urrealded gad loss' 6 any, al Moth a prerate mestment security a damn the seosibeRdeposts will be held for one Open orders accurate as of the date of the statement. As such structured product may be bowie or sold and do year Iron. the statement date or until malady. Re9Oldng open a • Tallikancyllecr adios that pease do not nely on this rdaynation to trek* not noon'sank' rottOsaril the value you may receive Accuracy and (emceed yield et not guaranteed. were not emeand by the &tared date, Open buy and peschase or sale decisions, for tail:a:F*3cl CO upon lioddaticn. sel stop orders we reduced by the amour of dmdends Accounts transferred to the Fim may - Thin] party enemies of retie are as a a certain • Mans not held by OBS Eisend* Services. Certain a rights on an veduvidends or exaghh dare units reflect gars. loss nIcrinatith only fade period date and are suppled to UBS Fnarcial Simms on a assets are not held by the F ml and not wain the instructed otherwise by you. You se mixer/We for tine they are held atIlk* Font More histomal regular bash by an independent Yakut'on I'M,. Firm's possession or control. These assets are orders that are executed der to you Inure to cancel information can be added by you Financial Advisor - Muer, antralpaint. or sponsor estinated rakes. deployed on your statement fa infortnatend rmtel9 open orders • Unrealized garasfiosses Nttn data is mailable. ii any, are applied to the F en by the mad, purposes My. Positions and values presented are eanwed ',realized gardlosses are calculated fa general palm( or sponsor and may be cakurated provided by the issuing fern USS incased' Streets 4 Privacy ridvadadl secuty lots. The transaction data fa based on &leant of omation Iran that used by not responsble for the dommon ad does not To oaten a copy of out current Client Privacy WM, hdrvittal lots may or ma/ not reflect commosens. third parties to derive her esimard vaiAl guarantee its accuracy. these assets are not protected please context your Financial Advisor or vier acv webute charges arida security reorganitai en owns - You can obtain added.* information regarding by SVC or the Frm's supplemental SAC coverage. ai Inver rifit mrnrefivaronfey. Dividend and other firmament lots and systematic the methodology used to determine the estimate of - UKEnamel Sanas is riot a bark. The BMA, Business purchase Ids we each centred to dispLw one value ad the dale of the ilainahon that tithe • Revenue sharing and additional compensation. Services Account SSA arid SMA me brokerage averaged lot. The • trade date columnpresents the basis la the estimate by contacting your Chancel — h actdahon to comes:re on sales rd 12b.l fees JOCOISIIS Mich porde Jaen to bank ol.g canna' transaction trade date Advisor. received in connection with the &wheaten of 'ewl procan Ascot arrangements with affiliated bats • Callable searkies Bonds and preferred stock that - Thid party estenaeed vales may be reflected as funds to Oil dents we axe'or our affnale mem and other thhcaparty banks, and main access to the issuer cats for ea redemption wit be selected 'Not priced' n several situations when an revert?, Ihng payments from derbAcrs ardor nuncio and amity products issued try unaffeased riparteally by lot from among at sesames of that rdeperdere valuation Inn has not supplied a is adman of the mutual funds that we sell. These third-party ettaa-iCe companies taro.* iny.eance issue held n our name or n nominee Nene fa Cu' unable to assign a va.., warn we become an.. anoints are based an two different comporems: (0 agency sandurais of LBS Financial Senses Inc clients- Call tenure Monasteries otslaned from third that a nutria] event has occurred the may call a the snout of sales by LEIS of a particular rnrtual - emistriwnt reurance, and ernuity peochat patios and es accuracy is nal 9,saranteed Other call Vanattay reported value do question, or when a find famiy to our <lents, and 601e asset valm of a — Not CDC issued • fueo bank guarantee* May Me vale features may exist which cord affect *XL complete value would be highly speculative due to the nave parietals nylUal fund fth y's shares hal**. — WA. Resource klarmaenent Account. Business niamalon will be worded upon request of the security. fern Services Account BSA. IRMA and international Resource • Cedificates of deposit (CDs). COs are FDIC nsured - When neither an ester, general panne Cr sponsor - We and our affiliate also receive retriodrig and Management Amide se tegel reed service marks 01 up to $250,0)0 n pine al and accrued interest per estimated valor nor a thidrathy estimated rake it annbues processing lees in comicleation for transfer Lek F rains.* Service, bc. depositor ani per depository instnlizes n accordance mated. the value of the sectsity will be deferent aged services that we provide to he MOUS funds — *GA is a registered madman, ousted by CM Wit FDIC nioS. from is ruchase price. These Ices generally re paid from Mester assets n hterrelerel Sensce Association axe used under • Primeval& Prices dispLadd for securities and other - •Disithutions to dale' may nix* return of the mutual fund and are a toed dolls. arose based [cense. The LEIS Visa credit cards ad the LOS Visa maxis may be higher a Sower than the me that capital. ream or both. on the rumba ol NCOLMIS at the broker-dealer &be cards are sued by WS Bark LOA with you would actually' receive in the nude. trees se • 'Original unit vre' represents the initial offering holckrg MALI funds of that lad family permission horn visa U S. A incorporated All other cbtained horn various Pseud pal, source. winch we axe per unit and may not reflect you cost basis - h aditen to ccenmicskns received in connection Vadimarks, registered trademarks, service marks and baleen be Sable hew d ot guarantee thei - OPP and tatted RUT secules are not listed on a with the sae or cistrbuten of arnuityothlracts and registered service maks are 01 their respedme accuracy national securities exchange, and are generally unit investment trust unts to our dents, we ardor coal:Ones - We generally use the china price Men amiable a and even a they can be soil the price or *Kale receive reverue sharing concensation the nun of the bid and ink prices Ice toted from many of the Murtha companies unclerwarlivj • Fflnciel Services Inc Rev 2017II SDNY_GM_00027673 CONFIDENTIAL EFTA_00138293 EFTA01278902 WS Fele/Kral Services tic Private Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 June 2018 CNP70066358830618 X12 VI 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. MillenniUM Account number: Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone 212.821.70001800.30&3140 Questions about your statement? Call year Financig Advisor or the Value of your account RMA ReSOurCeLine at 800-RMA-1000, on May 31 CS) on lune 29 (5) account 029328776 Your assets 760,794.00 770,023.00 Visit our website: Your liabilities 0.00 0.00 www.ubscorrefinancialservices Value of your account $760,794.00 $770.023.00 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sea ran of your account growth WNW. annuakreditreport.com. Tracking the value of your account duriag 2018 Value of your account S Thousands at year end 2017 S726A13.00 Your investment return. 760.9 7700 683.7 726.4 11 • Change in market vaue $43,610.00 Value of your account on Jut 29. 2018 $770.0500 250.0 Dec iois Dec kl 0ec 20i 7 May 7018 run 2018 SDNY GM 00027674 member SIPC CNP70301006635883 Ne7000306430 00005 C6I 03057SONMI c000 ►ap 1 of 6 CONFIDENTIAL EFTA_00 138294 EFTA01278903 Account name: Your K vandal Advisor. *DUBS Resource Management Account lune 2018 Friendly account name- , • Account number: SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of lune 29 ($) your account A Cash and money balances 0.00 000% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 770,023.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets 9770,023.00 100.00% Value of your account $770,023.00 Eye on the markets Percentage change Index lune 2018 Year to date S&P 500 0.62% 2.65% Russell 3000 0.65% 3.22% MSC I - Europe, Australia & Far East -1.19% -2.37% Barclays Capital U.S. Aggregate Bond Index -0.12% -1.62% Interest rates on June 29, 2018 3-month Treasury bills: 1.87% One-month LIBOR: 2.09% C81,70003006635e84 NP7003305430 00805 0518 0305750Ot nlyy_Ght 000276fte 2 of 6 CONFIDENTIAL EFTA_00138295 EFTA01278904 Resource Management Account Account name: GHISLAINE MAXWELL Your Pi nandal Advisor: *UBS June 2018 Friendly account naine:Indv Millennium Account number SCOTT STACK MAMME CASRIEL Change in the value of your account kne20I81S) Year to date (1) Opening account value $760,794.00 $726,413.00 Change in market value 9,229.00 43,610.00 Closing account value $770,023.00 $770,023.00 Summary of gains and losses vsues 'coned below exclude products for which gals andlosses are not Classified. Realized gains and losses Unrealized lune 2018(8) Year TO date (1) gains and losses (1) Long term aoo omo 120,02300 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change thorn, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in fmportanr information about your statement at the end of this document Your return objective: Current mccme S capital appreciation Your risk profile: Primary • Aggressive Investment eligibikty cans:decal:on None selected Your account instructions • You account cost bass default closing method is FIFO, First in, First Out. SDNY GM 00027676 Crieno0FOOSEaSRSSNP7003305430 COCOS MI 8 030579004 Page 3 of 6 CONFIDENTIAL EFTA_00138296 EFTA01278905 *UBS Yournotes clOonsomeaseeenincemoSuommomore”. sNy Gm .02,... aa 6 CONFIDENTIAL EFT,0013E297 EFTA01278906 Account name: GHISLAINE MAXWELL Resource Management Account Your Financial Advisor: *UBS lune 2018 Friendly account name:Indy Milennium Account number. SCOTT STACK MANLYLECASRIEL Your assets Some ones, income and current vanes Slidell may be appitorinble. Asa result gains and losses mar nal be &widely refkaed. Set Aperient inroneefron about your statement a the end of ths dacumem for more information. Non-traditional Privet eguty funds, Hedge funds, andOther inwstments are held in yOtt U8SFinarcial SPMces Inc. (UBS Estimates Of vaue suppled by issuers d Cola n Ceograbs (vrfli(h are gene (sty 'net asset vaue estimates) FS) broilers:, account. The potions reported below reflect the recceds of the issuers, and UBS FS cbes not are shown as ' issuer est. value pet unit'. For PiiVde equty funds, 'Est. value per unit is a vaue updated garantee the acc wary of the I riormaton The vaue shown is not necessarily the value you would etc° ve (tumefy, based on the Net AsSet value NAV') in the fund as of the date sped fed Auskd by racking from the Issuer if you sd cl the assets. Funds actively sdd by UBSFSee subject to ongoing due digence, coital calls and sadrealrg dslnbutions 9nce the MAY date The NAV is primarily based on estimated although the level performedrray vary A dosed fund may be subject to noongdng digence A fund that partblio vaues provided by the underlying fund sponsor These two values may vary became of differences you purchased elsewhere may never have been subject to PBS FS dllgence, although UBS FS may receive a in the way they were estimatedandbecause the ' Third pare eft. value Per unit' nay have been prepared fee from l he funds manager, whichmay constitute a macnIty of the rnanagemenaincenti* fee. Please come bests of financial irionnaton othei than year.end Reported estimates mar not reflect resale, contact your Financial Achnor vath questions. ' Est value per unit' is an estimate of value supplied by an liquidation or repurchase vaue, if any, and may not retied dst ebutions of cqpiral until the next valuation is independent valualion inn and reflects altustrrents for factors such as the lquidty of the units. rebated, veer* on an annual or serrtannual basis See Freperrara inleraraagn detour your steremenr the end of ths stettmeM. Hedge funds Purchase owe Norrter Average pace Client Cost Price per share value on unrealized0M rinemment Hddng Hcldng of shafts pet share (S) investment CS) basis (5) on Jun 29(i) tun 29 (5) coin or loss (S) return (3) period ALPHAKEYS MILLEN END BROKERAGE MO 931118 Trade date: 650,000.00 650,000 00 1.000 770,023.00 120,023.00 Your total assets PeKentaged Cost Estimate' ()Waned Value on tun 29 lb your ac count 6516 (5) annual income (Si gain a loss (S) Non'trad'itional Hedge feeds 770,023.00 100.00% 650.000.00 120,023.00 Total 5770,023.00 100,00% $650,000.00 6120,023.00 SDNY GM 00027678 OrP7C003006056:97 Ne70033C6430 COCOS C6I e 03057S004 Ptge S a 6 CONFIDENTIAL EFTA_00138298 EFTA01278907 *UBS Yournotes CONFIDENTIAL EFTA,B11299 EFTA01278908 Important information about your statement U3S Fiancial Services nc. (the firm or UBS Fnercial her I romyou no later then 60 days alter the F rm dens for cash. Splanaecey Podia* avertible upon • Achieve CoptaNipprerhaeon: Investments seeking Strikes). is a merrber of all principal %eerily, ccmrrodey sent you the list stain on with the erns or recsiest or at amt.. sec. org The SVC asset proteen growth of omega' rather than the generation of and cobra exchanges. UBS Financial Seniors and 1.8$ Prthlarn aoemrd. line apply to all eases that you hold in a particular income. Bank USA ae i-died subsilenes of UPS AG and - porde yotr name ad accent nteriCtr (if any) capacity. • Produce Comb...Ivaco officourre and Capita! alba-esof 1185 Season LLC. The Fim's fawned - Casaba the error or tie trawler )Cu at UTAIre fi e Fam, together with certain aff bates, has also Apprscia*n. Investments seeking both the generation statemert is available upon recites,. The Fars extoate about, a-deaden as dray as you can why you purchased malenrental insisace the mar mum of nccme and growthof prixeml. alias re a. believe a is anneer or why you need more amount owe.* to at ekable clients colieclm* tridg• reformation this protection is 1500 million as of December 10, 2016. Overall risk profiles U35 Fina-col Serrces - Providethe doles amotnt of the suspected era. Sslota to the poky cedillas ad Imitations, cash a • Consomme* Soaks to marten nitial pri-c pat with 1200 Haw Boulevard the firm is further protected to up to $1.9 million n the Weehemken, NJ 07086 low rah and volatile), fo the accord owrak even if The Finn or Card Issuer we rwestgete your emplane anegate kr all your accounts hell n a pareubt that means the scout does root generate significant and vial correct ry war promptly. For alleged enon capacity AM copy of kw poky wading is mailable mcorre a rows and may not keep pace with This statement repesents the °thy official record of your involving UBS Vat debit cad transact:at if we take uPon request. inflation. U3S Financial Services account. Other wads, eked more than 10 data inns days to &this, we will credit • Moderate' Wiling to accept some rids to pincgal and official le. documents, contanng cornicingdata should you axon for the amount you think es in error, so that Neither the SIPC protectionnor the eaphrnental not be relied Loan II youbathe thee is an era or you wt haw the use of the money during the tine n protector apply to: tolerate some volatility to sr* hgher return,. omission. please report amebae n writing to the takes us to complete our iwestiption. • alggressae: Wiltg to accept hip rat to pincipal ad • Certain financial assets controlled by (and exhaled n Grand, liana:al' of the office wvig your account, your account value) tut held away from UBSFinancol high volatility to seek Ngh returns overtime. • (nommen! H9.641* Coraderatron: If selected a Please mike all checks payabt to the Fern or the Services. For warble certain (i) insurance praaats. Allthoup a live.' thew re intended to be accurate. lihnml inanian (tested on the front of the including variable routes, and 00 shares of manat portion of the portfolio for that account may include statement data thrukf not be wed fcc to purposes Rey statement In addition to ngtkr aeon fen accounts funds registered in the rume of the &can holder on complex straroges tinted liquidity and create 'debt on yerand tax kerns, Ge , Form 1099. 5498. maybe abject to mart:maw lees, Wages for late the bode el the issuer or Wander agent), volatiky. 10425. etc ) whenDrepathg your lax return. The Fim barren kr securities purchases and charges kr unpaid • Imes:mint retracts or Westmont :wrests leg. required by law toreal to he IRS enterable dividends intuits n cash accounts Accounts that ye transferred limited partnerships and private placements) tut are Statement •houtthalding• reportabb roritaubt o, and and uuble event to other instaaons may be subject to a Vander fee. not registered under the Securities Act ol 1933; We may consolidate al related account statements with end on fatuities held n you account net proceeds • Commodrires contacts (e.g., foreign exchange and the We address in the same envelat et. because on sae tramartire, ad cod basis cn certain covered UBS Sweep Options yet memetal contractf), inducer.; fumes contracts they have owners wedtake maintain joint account seosaies. LES ober, options kr sweepng cash balances to bads rd commodity option contracts; and relationsheos with other dents a the sore address. If depose accounts al non-affneed bats ad Stated you peter to retire individual statements mailed 'n • Deposit accounts (except certitCates d deposit) at I.I35 septa* names you maydecline bourehdding try Owearanlatkine wild's,Firm banks. Wale/ owlet mutual funds (Money Funds) and Bak USA, UBS AG U.S. branches and banks n the • Please reconfirm ry oral corrowncationt in v.e-eng she Hen:di:nalDread Accart (CA) for custaners FDIC floured Deposit lrOgran. can; your Financial Acker tofurther protect your rills, indudrg your ridis with an International Rescue, Management Accost. The Set protect on and the supreme-nal proteen do utter the Stosits Investor Protection Act (SPAT Depose account al UBS Bak USA and non-affiliated Friendly amount name not apply to thew assets even if theyotherwise appear Me Friendly account name Is a customizable 'Scam,' • If the financial beitution cis the top telt of to front banks panicipatng n the UBSFDIC-Instred Deposit on you statements The SVC protection and the of this stemma isnot LBS Entrada Strokes, US Program are FDIC-insured in mead:rice with (INC isles. clown by you to assist you with your recordkeeping sakmental protection do not protect against changes has no legal effect cnyott account You concha-go Financial Semites carries you =aunt as during For more renunatbn, please visit wow fdic.qpv. Deposit in the make vale of you investments (whether a a bucker by arra-come win the rckated instautai accounts at UBS AG StamfordBranch and chats of result a medal movement. 001.10102101101Cy or your kindly account names, through Online Services a We in you of this relatcnshio When you MoneyFut are rot nosed by the FDIC. by contacting ycur F ivnoal Adult.. otherwise) opened this axon. h the cast your hia and sealties tre boated a LOS financial Services and rot the ritolacigbrae pad younun make a war Through the DA, cash beanies re swept to deposit accounts at UBS AG New von Brardn adUBS AG Dividend Reinvestment Program (DRIP) Aeon overview • Yak" of your aaountrparreolb Net of assets and Doe puke reflected is an average pike. You may obtah of any error or omission to both firms Carnal Branch. These deposits are not inured byte the actual peke Wm you Famed Advisor . Only TAW litilaes • As deleted in the account ad-emelt% yw rust FDC. Balances held at tie LES AG Cayman Branch are shams are purchased under DR IP; Panol shoes wil be • asset_ Includes available cash balances, yawsfor ready us of any enoes or Laud Solving decks tenkaany teased to the sovereign or* of the Cayman soli ad the cash wit be deposited in your acount The restricted security (est), and Global Tine DefeUtS, reflected on year statement within 30 days after t was blinds, ad there is nocturne or other obligation of divided renvestmert pnce applied by the esuer may unreidzal Math 10 marker and canon assets not held mailed or made wakes SIBS AG to repay the balances while on the UBS Cayman Oiler fromthe mule price at which tie pada that, by the Fins Does not include unpriced wonder:lasses • Please diect *worrier complabes or boats to the Branch's books. re sold at the end of the pior and anent Reigned toned', a Film% C Fent Relatkns Department a 201.352.1699 private reesamentsu rd stock options and or toll-free at 803-354-9103, 8:CO .A.M. to 6 CO P.M. Be* deposits are not protected by 9PC. Money Fund CrRiMieea tweak,* mod options ET Monday through Frday, or in wag to UBS Owes are protested by 51K. See 'WS Finerkal Sena, Cny whole urns may be Add ri you account. If you see • Debars hcbdts debt balances, oastirdrg mugs Fe-uncial Semen frov Client Relations Depairnet Accent frounion- below. ert Med to • petal unit as a result ol • chided aired loam, credit lint shot account balms. P.O. Box 766 Union C ky, W 07067. a otherwise, the Finn well either sell partial units at • Cash/moms( balances. Total of uninvested avalabb • A 0 sitements shall be deemed complete ad acoste than jour request, betakes n the bark depose miy be market prke a accept an anent determined by a cash balances pbs devout balances at affiliated ad if not objected to in writing within 60 days wthdawm, and shoes of a Morey keg may be regiftered clearg agency, ad credit you accost non-aftrated banks, anilooney make mutual lard • Fa TN services Call 044-612.09,36 or from outside INA:Meet and the proceeds retuned to you a you sweep balances, at the cbse of the statement period. the US.: Cal201.332449S wastes account Immanent objetivos Non.corturnedity free crerk balances in you want av • h caged *nes or epestian about an Mechanic The hvestmert objectives ad risk profile are speak to not segr, paled from other balance and to Fran may keener itiormatcn about available sweep options, each accent and may vay between you accounts. use any of these ftrds nthe ordina-y course of its knit transfer (Ff). be panned a UBS Veadebil inclaing current ;reefed rate and yields, it available at card transactions, call E03-762-1000, wane to UBS Please attest the Finn prop-roar in toeing day busness. These funds aepaytle won your dema-d. mow ubs correwnemwelW from your Financial Advisor Knekant change in you Ningxia stationer This total is &Wed in the omen period closing vAae. Fnanoal$enices Ix., 1000 Harbor Blvd, 6th floor, a by calling 920.762-100n Waildvaan NI 07036, Ate% WANES& Senket, investment objectives For each account held you choose areal the (plowing investment objectives: Cal a pate as soon nye, can, if you thrk yet UBS Financial Stets accowet protetion • Produce Cement/more: Investments warmthe The Firm a a minter of the Se:units Investor Protection statement a receipt is wag or 4 you need more Corporation (SIP°, which protects securities oatonws gereratcn of nccmeork I-domain eau* a transfer on the statement or recent. The Firm or Cad Baer as applicable)must of its members up to 1500,000 1250920 for SONY_GM_00027680 CONFIDENTIAL EFTA_00138300 EFTA01278909 Iuiporlaut infornialion about your slatement (00ilbilued) Landthg information securities and options or ony bid prices for OTC r.eived may be less than the per stare estimated the annuty contacts, alt fates of the insurance For decried information an the Frnis lending praakes securities. sae wooded n the accost statement. campanitt or sponsors of tee unit investment Inns and rockwarn refer to you Client Relaronship - Less acting traded securities may be priced uSng urn dstriautt. Acreernent or Attcunt Agreement ad the General valuation model ce the most Waft pr ice we • Restricted securities Restricted attain anwalir - h addition to commissions received Iran the In and Conatons 1_65 Statemenl of Credit Prances obeaned ad may not reflect an actual market price are rot (unntity Mgt* for public sale LOS Financial paths* and sale of Nexthwes funds, we ardor err available in Agreements andDu :notes at a mks Services uses the market price of the unrestricted stock allot* cecina as ea:diluted revenue sharing lowly itcomisciworduckaspea - Certain pose ions may appear without a price a-if of the sane issuer as an mpated value foe the parent fro,, NedSlures diartulors, as well as will rimy al 'price was not evadable' if we we restricted stock for putpo:o: of the steoPionf on4r. To I - ding for *chock% develmenent. tranno and Your assets usable to °been a price for a security. tee niece that restricted sear-flies are elijbte for sale, abdication. Your gateman demon secuitos ri d other assetshell - Deposes or smite' deriannated no:rant the yaks receivedmay be w.bstantaly less than the - Our if Mates also ran* vadng coveressians ad in the secant al the end of the statement pined You roar eon US dean se relkcled at the ePhage 'oted veto Poen other comptedation frommisuse fads arid Mined! may ra for *Wow of fully paid hearties At any time. rate as of the statement date <aromas whose products we cfnutuse. You may receive seitunlies used as loan cameral atter - For eaten securities wrong in nonconforming • Eq. (notated) incense. cumin yields and rates. - We recent as rival fee from LEG Bank USA ad paying any balance die an them. Any securities dInOnli-catt3f1S, ("Meta quateilyBace vale) may An el irate of anal borne is based an curer,' U3S AG Stamford Brach of up to $25 per secant anOerted to the Fim &ring the statement rimed are have been adjusted to facilitate proper valuate.. clacked and nteresl rates, assuning the sect/Iles will sweeping to the baths under the USS Bari Sweep leted at market vaje as of the end of the stainer* To obtain current quotations. *Awn available, contact be held to one year from statement date or urea Programs period yote Feuncial Acbits. maturity This estimate is any a gudeline. accuracy • Cost biro. h deterinning the cod bans of the ad ccatinued mane are not guwarend Activity searities included this v.:Kneen. we indicated • Private invettenentS and ttnactured products. — Estimated anal ixorne and current yield foe Informaton reputing CCOVII6SOIS and otter changes with the nuttier 'I,' Lei F **uncial Sennces has felled Private meslment starves Licieg deed cenan taxis of sautescoo-1d nceade a return of Munro in cceinemen with the newton of trades, on information croained from sources other 'hen US$ parlous's program and real estate iniestment trust principalor obesegains n 'Stich case the est. ixtiolog tion transactions hat been headed m Feanal Serinces. rklidirg rocemaion Iran another amities) and sem tired attests are grossly ashy income (executer* ywl world be overstated. confirmations previously him/shed to you, rid will be fim or that you may have provided to you Fininial ificaed Cretan aructirod products have not been — Estimated ma inttnie arid current yield and the provided to you promptly on regiest. Ackisor. The Firm does rot irdepardently veroy a registered with the (*wain and Exchange aced' income ad yield mite be lower or hip* groantee the acuity or mealy of ary eiconsion Cernrnssial or under any nate sautes laws. We than the estimated amounts Short aging provided by tares other than laS Ennui Straces amide estimated yobs for private nueritilynt — An estimate of annualqed (Warne (divdend andu If you se engaged n short selling a securay, youmay h sklitiors eltrough LEK F ionise Seines gcntralY securities and structured products for niorrnat crud interest) divded by the norm made" incur a data ciao to certainborn:Wm cons for that updates this Marrakin neje received, the Cm ;owes only Accuracy is riot guaranteed valsraverape balances based on the Lan dividend pao Maly security. km riot provide any assurances INV the nformation - These values may differ si.bstantialty from prces, d or Merest payment madebythe issuer and under 'Cog baba' and • Umealsed gad loss' 6 any, at which a private rrostmene security a astenes to sectritesdeposts will be held for one Open orders accurateSS of IS* date of the statement. As such structured product may be bade or sold and do year from the statement date or until natuity. Regrading open a 'spAillitscancrilkie ceders that please do not rely on this infermation w mike not nocevurtb' represent the value you may receive Accuracy and contend yell we not guaranteed. were not extrased by the summed date, open buy and pschase cr sale decisions. for tax thrposes of 'Pon liquidation. sitT stop orders are reduced by the amount of cludench od emit. Accounts traraerred to the Fim may - Thiel party tamales of rats ore as al a certain • AMOS not held by RIBS Fiero:is' Services Certain art otson an ex.clividierds a oars;hts date unless reflect gm' loss Mammoth only fa the period of date and are applied to Uri Financial Services on a assets are not held by to im and not wetin the instructed otherwise by you. vas are responsbk for eine they .we held A the Fenn More historical regular base by an independent SAPon Tim. Firm's possession or (enrol. These assets are orders that re executed der voyeur failure to cancel roormalion can be added by yOur Financiel AchAsor. - Issuer, general panne* or sooners' estimated vales depbyed on psi statement for infortnatenal "'fling upon order, • Urrutind gairsfiosses then data is avaitable, ay, are applied to the Fim by the issuer, pupae. ally. Positrons and values presented are ronwedirreaked garolosses are calculated for ?meal Paine( a sponsor and may be caktIated provided by ihe issuing fern UEK Financial Servces is Primacy ;wields:II security lots. The transaction data for based on deferent nformation bun that used by not responsible for this riformaton and does not ro **an a copy of our current Client Piracy Ikkaict 61Ni:tat lots may or may not realest commoticeo. thed polies to derive their esimated guarantee its accuracy. These assets we not protected please context you. Financial Advisor or visit car webute charges ad's security reorgani:ai ion names - You can obtain addittrul Hamann regarding by StPC or the Funs suppleawital SIPC coverage. at zinsw ?Ai ecru/privacy • kg Dividend and other renvestrnini lots and systematic the methodology used to determine the estimate of - 165 Financial Services is rot a bark. The BMA, Bosoms purchase lots are each coroned to display one value ad the dale of the roormaron that is the • Revenue sharing and additional compensation. Sent.' Account SSA and 11MA re brokerage averaged lot. The • trade date colann presents the basis la the estimate by caltacting ycur Chan& — h acid:ton to commesons on sales and 12tel fees accosts Such provide access tobarknig services and agiul transaction trade date Advisor. recewed n connedith with the dnIrtwiton of 'tutus' products Pratt aniangements with affiliated barks • Callable searkies Bonds and preferred stodi that - Thaid party estinied vat*, may be reflected as furls to our <bents we swig( our affWate and other thindiparty banks, and provides access to the issue cats for ea redemption wit be selected Ite priced' n several author's. when an revenue 11114, 1 payments from detrinAcrs ardor inrarke and array products issued btu-affiliated Proarlially by lot kern among at soothes of that ndepeniera valuation Ian has not suppled a is advisors a the mutual funds that we sell. These hid-party mance companies throuth inaraxe issue held n our name or n nominee none for err unable to assign a fl irt when we become aware arrittros are based on two different (cinnamon: (0 agency si_teidures of 665 Financial Senses ix. clients. Call lean nIcanalwn n obianed from third that a material event has ocorod gut may tall a to wrote of sales by 1.65 of a particular mutual ▪ hveilment iteurarrf4, and irnuity products parties ad es acctracy is nal goateed Other call previously reported yaks nto question, ce when a find family to our clients. and 6) the asset value of a — Not CDC Mad • lb bank guaranitem May lase vats features may eat which mad Elect Weal combine value would be highly speculative due to the metre Particular mutual krid fry. shares head* the — PAO Pesaro* klannernent aocoune. Business rocentron will be provided upon request oe the secunty. fern Saloom Account BSA. IRMA arid international Resource • Certificates el deposit (CDs). COs re FDIC nsured - When neither an issuer, general NNW Or SpOrbOr — We and our affiliate also receive netwolltrig and Management Attars are gegenad service marks 01 sp to $250,0)0 n pineal and accrued resent per stinted value nor a thropay estimated vas is minty, processing fees n coroderation for transfer UPS F racial Services hi. depositor and per depository indecency n accordance pronned, the value of the security will be deferent aged services that we provide to the mutual funds — vita is a registered radioed, *read by Vita rah FDIC slots. from its anhase price. Shpo lees grata& re paid from Chester assets n Mina:tonal Service Association ad used under • Pricelvalue Prices displayed for sensitises and otter - •Deututions to date' may nCludt faun of the mutual find and sea feted dolls' arrcctd based kerne The LOS Visa credit cards and the LOS Visa prolix's may be higher or lower than the Price that capita. exam or both. an the minter Cl accounts a the broker-dealer debt cards re send by UPS Bart USA with you would actually likelve in the market Prices are • 'Orignal unit vie' momenta the initial offering Asking mutual hinds of that lad family permission from visa U S.A Incorporated Ail °thee croaked horn exicen hid party sources theh we price per unit and may not reflect you cost basis. - n stiiite.n to ccenrAucions received in connection trademarks, registered trademarks, service marks ad Mini to be relabb, burl we do not guarantee thei - OPP and tented RER sauces arc rot listed on a with the sale ce astrbutro of arnuity canals ad registered sense inns are of their &spathe accuracy nations securities exChange, and are gene:illy snit investment trust unts to our clients, we ardor wreathes - We generally use the closing price when addable a' Aged And even if Hwy can be sold, the price as affiliate receive reverue she'ing cormansation the mean of the bid and adi prices la listed from nary of the istufance<cmpaniet underwaRift) UPS Financial Services Inc r<, 2017N SDNY_GM00027681 CONFIDENTIAL EFTA 00 138301 EFTA01278910 U8S Falancial Services Inc. Private Wealth Management *UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 July 2018 CNP70057191950718 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indv.Millemium Account number. Your Unsocial Advisor- SCOTT STACK MANILYLE CASRIEL Phone: 212-821-7000'800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ResourCeUne at 800-RMA-1000, On June 29 (V on July 31 (3) account 029028776 Your assets 770,023.00 770,427.00 Msltour webslte: Your liabilities 0.00 0.00 www.ubscomainanciakewices Value of your account 5770,023.00 1770A 27.00 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free crecit report annually from Sources of your account growth wow. annuakreditreportcom. Tracking the value of your account during 2018 Value of your account g ThcLr,and$ at year end 2017 $726A13.00 Your mvestrnent return 7264 770.0 770.4 6$ 7 • Change in market value $44,014.00 Value of your account on Jul 31.2018 $770.427.00 2S2 Dec 2015 Dec 2016 Dec 2017 Jun 2018 2018 SDNY GM 00027682 Member SIPC CNP70001005719195 NP7000199378 00005 0718 03057500a000 Page 1 of 6 CONFIDENTIAL EFTA_00138302 EFTA01278911 SUBS Resource Management Account July 2018 Account name: Friendly account name:Ir Account number: Your Financial Advisor: Your account balance sheet Summary of your assets Value on Percentage of July 31 ($) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 770,427.00 10000% F Commodities 0.00 000% G Other 0.00 0.00% Total assets $770,427.00 100.00% Value of your account $770,427.00 Eye on the markets Percentage change Index July2018 Year to date S&P 500 3.72% 6.47% Russell 3000 3.32% 6.64% MSC I - Europe, Australia & Far East 2.47% 0.04% Barclays Capital U.S. Aggregate Bond Index 0.02% -1.59% Interest rates on July 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.08% CNP70003005719198NP700018937800C05 0718 03057500S y_Gitocynytie 2 of 6 CONFIDENTIAL EFTA_00138303 EFTA01278912 Account name: GHI5LAINE MAXWELL SUBS Resource Management Account Your Pi vandal Advisor: friendly account AST!:Indy Millenmum SCOTT STACK MANRYLE CASRIEL July 2018 Account number. Change in the value of your account July 2018 (Si Year to date (S) Opening account value $770,023.00 1726,413.00 Change in IT:al Value 4C,-1 44,014.00 Closing account value $770,427.00 $770,427.00 Summary of gains and losses WIues reposed telow exclude products for which gala anolosses ate not classified. Realized gains and losses Unrealized July 2018(1) Year to date(1) gains and losses (5) Long term aoo 0.00 120,42703 Your investment objectives: You have dentified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Friancial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in lmportain infonnation about your statement at the end of this document Your return objective: Curtent income & capital appreciation Your risk profile: Primary. Aggressnre Investment eligibility consideration None selected Your account instructions • Yotr account cost bass default closing method is FIR), First In, First Out. SDNY GM 00027684 CHP7C003305719197 NP7003102078 COCOS 07180305750x- Page 3 of 6 CONFIDENTIAL EFTA_00138304 EFTA01278913 *UBS Yournotes 0.-,.... ,....”....7.0.. ,,,... ,50 ,,,ocomato• . 0, , CONFIDENTIAL EFTA_00138305 EFTA01278914 Account name: GHISLAINE MAXVVEll. Resource Management Account Your Pi needs' Advisor: *UBS July 2018 Friendly account name:Indy Milennium Account number. SCOTT STACK MANLYLE CASRIEL Your assets Some Prices, income and current values shown may be approximate. AS a kit*. gains didlosses may not be accurately refkoed. Set anportant intomnatton about your statement a the end of thus document for more infornaaort Non-traditional Private eqUty funds, Hedge tuna, and Other investments are held in your UEISFinarcial Services inc. (UBS Estimates of vdue suppled by issuers of Certain CeograTs (which are geneldly 'net omit neut.' estimates) FS) broleraqe account. The poutlons reported below reflect the records of the issuers, and OBS FS does not are shown as' issuer est. value pet unit'. For Povae equty funds, 'Est. value per u1 t' is a value updated gar/inlet the LK( tasty of the I riormation The vtlue shown is rot necessarily the value you would receive quarterly, based on the Net ASSet value C Nan in the fund a or the date spedfeel [dusted by ading from the issuer if you sd d the assets. Funds acutely sdd by UBSFS are subject to ongoing due digence, capital calls and subtracting dstnbsitions since the NAV date The NAV is primarily based on estimated dthcsigh the level performed may vary A closed fund may be subject tonoongoing digence A fund that portfolio vdnet peonded by the underlying fund sponsor Thew two values may vary because of differences you purcnied elsewhere may never have been suteect to UBS FS dllgence, although UBS FS may receive a in the way they were estimated and because the ' Thad party en. value per unit' may have been prepared let tram the funds manager, which may CCOSiitUle a maollty of the rnanagement ncentl* lee. %ease on the Oasts oninancia itionnaton other than yea•end Reported estimates may not reflect resale. contact your Financial Adasor with questions. ' Est value per unit' is an estimate of value supplied by an liquidation or repurchase value, a any, and may not reflect dst 'butt cos of caoital until the next valuation is independent valuation arm and reflects altustrrents for factors such as the tqudty of the units. reported, generally On an annual Or Serrtannual bans See Important information atoor your statement at the end of tits sidemen). Hedge funds PurchaSe pricer hurcber moor pace Client Cost Price per share value on unrealized (tae imestrnent Hddng Hcldng of sharts per share (S) investment (S) basis (1) on lU 31 (f) Jul 31 (S) gain or loss (t) return (S) period ALPHAKEYS MILLEN END BROKERAGE 410 930118 Trade date: 650,000.00 650,000 00 1.000 770,427.00 20,427.00 Your total asset Percentage d Cost Estimated Unwashed value on PA 31 (0 your &count Oasts CP annual inccaw (S) gain or loss CS) Nowtracitionel Hedge Puede 770,427.00 100.00% 650,000.00 120,427.00 Total 6770,427.00 100.00% 6650,000.00 6120,427.00 SDNY GM 00027686 CNP7C00300571919g NV7003103378 COCOS 0718030575004- ►age 5 of 6 CONFIDENTIAL EFTA_00138306 EFTA01278915 *UBS Your notes 6666000.066,6,00 66, 0666.,6 00006 6,6,6 6666,606 IL, .0n.6,66 6 0l 6 CONFIDENTIAL EFT,00138307 EFTA01278916 Important information about your statement 1.85 inmost Sewn Inc. (the Fermis I.SS finrcial her I ron you ran law tai 60 drys Seer the Frm capacity. A tut copy of the poky wording is nettle acme or menu and may rot keep pace with Serving. is a mentor of all pri-cipal recurby, commodity sent you the fat st moment on which the woe or won request. inflation. and omens excharges. lies inancialSonicis and 1.65 problem appeared • Moderato. Warp to accept tae ride 10 pinatalrd Ban USA re ndrect sits:dries of 1.85 AG and - Rthele *Kr rent and accost number Of any) Nether the SIPC oneclionnor the avpaemental tolerate scene *latelytoseek higher returns. affihxeso11.855xutisttC. The F knisfi-unclat — Dna& the error or the wander you me unsure protection X0/ to: • Ai12 SS.4t! Wiling to accept high risk to precool aid statement n available upon request. The FErn's exiaailive tote, mud captain as <kart as you can whyyou • Cermet fauna& assets controlled by end ncladed n hap volatility to seek Int resins over time. offices aro at: believe a is an moor a maw you need mote your utast vela) but tellawayIron UBS Financial • Invetnett Eignerey Consdenten: d selected. a igormaton. Services. For nuntlecertain 0) insurance products. portion of the por golio fa that account may include IRS Fr/areal Services ric. — Ronde the dolor arnant of the suspected error. ecluding variable a-nuites. and (it shoes of mutual complex stages. lined liquidity and greater 1200 Hatbox Boulevard funds registered in the name of the accuse holder on mortality. **Menke* NI 07086 The Finn or Card bsuer vii investigate you complaint the books of the rue, or tanster agent and wit correct any new pram*. For alleged anon • kwesemmt contracts ce nvesemen Pewit (e.g, Statement Thousoholdier The Sealemthe rep Bents the only official record of you emoting UK Voaodebt cad transaction& of we take limited partnerships andprivete placements) hat are We mayconsolidate r related account statement with LES Frunceal Semmes 'onto& Other records inept more than 10 bus hess days to do this, we will credo not registered under the Seances Act of 1933; the sane address in the sane envelope. e 9. because official tat dosurient centering contliang data should your Rocunda the amount you Ihnk sin tool, so that • Cameditits cenracts (e.g. foreign ...dump and they hare ohnens ito also maintain ten account not be retied won II youbeim* thee is an error or you vat have the use of the money doing the the it nevusmetal toner/rig, including futures *roach relationshts web other clients at the sane address. If omission plea* report n arnedaSely n mint to the takes us to complete os imestegation. and oorrnecodity onion (Meads; and you peter to mere inclimdual statements mailed n Brands Manager of the office serving you account. • Deposit accents (except certificates of deposit) at (8$ sciwate ermel0044. you maydonne hotneholdre by Please make all checks payable to the Fema the Ban USA, UM AG U.S. bra-ches and bras re the yar Financial Advisor Although elIgefes shown se ntended to be accost., Inlin0/10Steuticn notated on the Wan of this FDIC inured Deposit Program. statement daa should not be used for tar purposes Het statement In addition to regular account lees acme* The SIPC potation mid the settlement' Oneidas do Friendly *coact name sok* on yothend Is forms. be . Fonn 1099. 5193. may be Abject to minions* fee. charges for bole not apply to these assets inn of they otherwise appear the Friendly *cane rune is a argoinctable -rickrurne 10425. etc )nrhenprepamg your lax return. The fan is payment kr wattle purchases and charges for unpaid Oil sot: sliAmisits. The WC protection rd the chosen by you to assist you withyar recordleePrg requred by taw to report to tie RS Ala/able dwidend& smarts n cashace:ants Accounts that are Pandered Reptmental protection do not protect against changes has ro legal effect on your account is no Mendedto resold* novesuble dividends and unable *wet to other instauton my be subject to a vender fee. n the market value of yxr invest ents (*tether as a relied any strategy. prodxt recarmrdation. caned on setuities held it you atcocrit, net proceeds relit of menet movement issuer bra/empty a reveMment obectne or rid prdk ar6OPeetel Writ 'Our On sale transactions, rd con bast on cartaineerrd UBS Sweep Options otherwise) *cant and es not a plan* or guarantee the wealth shureies. U6S often optic* foe emeprag cash balances to ban a any Inandalressills can or will be achieved. All deposit account at non-edited banks and Added Dividend Roinvortnwe Program (DRIP) irmestrnents emote the risk of bss, indudrig the risk of Genvomintions with the Pima banks and money make tralual lunds (Money Funds). The once reflected is an average act You may obtan loss of the fedi* kwestment. You can <hinge your • Please reconfirm any oat cornruntatiom in weep Deposit want at UK Bark USA and renominated the Reuel price from you Financial Advisor. Cent *Ade friendly scan names through Online Services a by et:anther acted yournitts. incite:fru your etas banks partkipaing n die UBS FPCthstred Deposit thanes re purchased union DRIP, panel sham wiltbe centring you Fruncial Anna. ender the Securities **sloe Protection Ad (WA) Program are FDIC onsured n accsniaxewth FDK rules sold and the cash wit be deposited in yOur &Merit The • If thefinancial natation on the top lett of the frcra For more information, please vise bonny f&gay. Depose dividend nemesis** ate applied by the 'Mar may Appoint oviineiow of this statement is not (8$ Fnancin Sevres, MS accounts N 1.85 AG Striae Branch and shoes of diner horn the meet price as Weds the pat.* shire • Vabe of put eccoontraorttofo. Net of assets and financial Semen aria you anca.nt as clearing Moneyfends are rod inured by the ENC. are sold IiabdsieF broker by arrangement wit the *Rated imitation • Assets *Wm available cash balances, values for we Wowed you cd the netabonstg when/Mu Ban deposits am not protected by SSC. Money Fiord Cadvindieu restricted O'Mara fret I and Global Tina Deposits, opened this accuse. h thos vast yen- lords and shires are protected by SIK. See "UBSF unreel knees Pty WhOk WAS may be held in you account. If you are Accoune Protector' below. tweaked mans lo market ands/yeah nets held semsam rt located a uB5 fnancul Senates and rot entailed to a panul an as a result of a divileed pat/Wont by the Fem. Don riot *aide unpnced secuntelasiels the nth:deinbroker, and you cruet make a report a othewee, the him yell ether sell panel ion at UPon your newest, balances in the bare deposits may be at She end on the prior and orient statement penods, or of ay error a: mitten to both firms mane peke or accept an imam determined by a private Pent/MIK uwested stock optem and • Asdescrbed Ode account agreements, you newt willodeavon, andshags of a Morey Fed maybe rag/tend clewing agency, ad credit yrs arcane mernatae nod options notifyusof any taco or fraud irmthing checks liquidated and the proceeds retuned to you or you • tiabaTites *lades del* balances, onsundre margin reflected onrase statement within 30 days after t was fatuities afoort. Investment objectives mailedor made milabto. loan credit lee, short scantbatanses. the nvesunen othectivn and risk profile st 'pectic to • Casblreoney &names Total ce oilmen(' available • Please diva customer complains or inuiles to the Funny Somali:a about avertible sweep optems. each acne* and may vay between you accout ✓eldrc Thrum iderest rates and yields, is nettleal cab balances, plus devout balances al affiliated and Pam's< firm detsions Depannent at 201.3521699 Please advt. the Inn morn* in writing of ay sweep butted brit, andmalty market mutual lead or tod-free at 800.354-9103.8:00 A.M. log AO P.M. wayeybscomsweeprods. from your Financial Advisor Ordicant change in par financial Mutton a Cr by calling 800767.1000. sweep balencek at the cbse of the statement period ET Monday throughFrclay, or in wing to LOS irwestrem objectives. For each account 11.4 you Fnancial Seven ix. Client Relations Detriment Nonocorrmodity free ore* bala-tes into, accost an dome one al the Rooming imestment CbjeCtiver not segregated from ocher balances and the Fim may P.O. Box 766 UnionCary, NI 07087. UBS Rnancial Swims fecootiot protection • Piedra Gwent:atonic Investments Weis) the The Finn is &member of the Seanties Mesta Protection use pry of then bads she oeclenay course of its • AllPremien shall be deemed corvette rod acorn genwatith of income only. barest. These ends repayable scan your demand. it not objected to in welting within 60 days. Corporation (MPG), rtich protects stung.; custornees • Achirm CapitatAapnciaeore kwesonents peeking of Es merbers to to 4503,000 (nckding $250,00014 This weal is *laded in the ovnnt ponied <losing value. • For TT( serves. Call 84A-6120986 of from outside growth of princtral rather than the generation of the US.: Cal 201.357.1.35 dains for cash). tplanatay brochure amaabb upon MOM& • h case of *non or past erns about an electronic reoun a al resew sue cap The SIPC asset protection lints apply to ad mounts that you hold in a pinwales' • foodia. Combnason of Wool* end Caplet Londreg information fiords transfer (EFTL bit payment a VBS. Vinodebit Appreciation: krouterreMs seeking both the "twat*, For *Wed Hammen con the Fares inning practices cad Pansastiores call 030762-1000, or write to UBS cap*y. The Finn, together with detail affiliates, has also of *oar Ind growth of principal. and cksobsures. refer to par Client Relatiomhio rename' Services le., 1000 Nita Blvd, 6Ih floor, Agreement or kora* Agreement and the General Weehonton. la 07086, ate. RMARMA Servo.. puttered supplemental tonna. The matirern amass payable to all eligble <bents. collectively under Overall risk galas Tents and Condi**. U8S Statement of Credit Practices this protedion is $500 melon as of December 10, 2016. • Conseavalke: Seeks to mint oritial anneal. with available n Agreements andDighton* Cale mite as soon as you can, Eyou thin you low risk and war My to the accent overall, even it at yvayjr one ennerournerterlovoner statement a recite is *nog;sty/xi need more Sobered to the policy condtkee and Imealces. cash at taw Pim is further protected la up to 51.9 mikes in the that men the account does not generate seonifeant nfoemattn about a twofer on the statement or receipt Meter/ *ICard biter (as *Plocable) must aggregatefor ad your accounts head n a particular SDNY_GM_0002768.9 CONFIDENTIAL EFTA_00138308 EFTA01278917 Important infantleaMil about your statement (continued) Your assets - Certain pieties my appear walnut a price ard restricted Oak ea purposes of the Statement oft To fading foe techniemy do its -nee, uanng aid Your eaterrent nentes recuieters and other assets held will ewer ea 'peke was not available • t we re the extent that restricted largos are eche to see, education. n the account at the end of the Slatemere Wed You triable to &Ian a prise for a Wu,* the yaks reeked may be o.bstantalb less than the - Our affiliates also sago tradins carrriseons and may ask for dekvery of fufty Paid securges al any tire. - IDepOSIS a SeCurdceS dernomnated ncrarercies inrieed value shag other compensation from nual funds and flexes' You may receive securities used as loan camerae alter Other than U.S dollies are related at the exhaage carparies whose products we dmutute. paying any Wince die on them. Any securities rate as of the statement date. • en. (estimated) Mame. current yields and rata - We noerw al ow-wallet Iran LASS BrA USA and tranaerred to the Fern doing the stmommt period are - Fa crlan securities raring ni non-conforming An at mate of annul inane is based ore current val AG Stanford Branch of teo to S25 per account teed at market value or of tho end of the stannwa denominations, price and pirely (lace was) may dhiciond and Mess rases, atsunirg the securities will sweeping to the banks u -oka IFv ILES Bark Sweep period have been adjusted so facilitate stow valueicn. be held for one yea' from statement date a tail Procyank • Cost basis. In datennnirg the cost bans of the To dam current quotations. when avaaabn, contact maturity. This estimate 6 any a gudeine; accuracy sestet aride l n this statement where indicated your Fnarcel Ades and continued income are not guaranteed. Activity with the number "I,' LISS Snarciat Services An relied — Estimated true scorns and current yield la Infonnaton sgerdng (CenmeSken and cast charges on information obtained from sourer. Mho than LES • Private inset:mots and structured products. certain types 01 saunas could me de a ream of incurred ri mesa ion wall the execution of trades. Financial Services. raluding Seamans Iran anther Private investrown securities (ircludng dreg a-Copalor capital gains in which case the est ixtodng option transactions has been studied on rim that mu may have grovkled to your Fnarceal participate:0 progam and real estate ors-stuns( trust income (and anent geld) would be overstated. calf entions previously luinahed to you. aid wdl be Advisor. the Firm does nol almendently reedy a securities) and structured sodxts are generaly hgney — Estimated argue income ad curet geld and the provided to mu promptly on sauce guarantee the aauraCy or vaklity of ani 4collation akpd Celan mussed products haw not been actual Mane ad yoki mete be lower or Provided by maces other than 1.3S Financial Sock.. righted with the Securities and Exchange than the singed snots. Short sling addlion, ethougn 1.85 Fnexial SeneCeS ginaralV Commission or under any Pate securities laws. We — An earnate of a-nuakted ixorne (dividend sea if you are engaged n short selling a Settary, youmay updates this rdamatirin as e is received, the km sonde es:rested vats tor pewee ~Irani merest) divided by the cement market incur a charge due to certain barowrg costs fa that *es not porde ary assurances the the ancrinatee securities and strum acid products for ritarnalk.nal messes-age balances based an the last dividend particular Searly. under - Cost bare and "Ureealced ace Wpoin only Accuracy is not guaranteed a neap payment made by the inter and as a the date of this statement. As suCh. - These vakos may diffeo itbstantiaPy from pies, if rases the secosineedmoses will be hell for or., °petards', please do not sly co this Mon-Intim to make any, al which a private meaner unary a year from the statement date or until moneray. Regarding open or -grixklincancellie ceders that purchaseor sale (*isms, la tat purposes or structured product may be toxfre or sold and do Accuracy and continued yield an not guaranteed wee not executed by the statement date, open buy and otherwise. Accounts transferred to the Fan may not necessary rarewe the vats you nay reCerve sat stop ceders se reamed by the snots of divands reflect getout inlertuan only fa the period d coon licuidation. • Assets not held by MS 'Maned Services. Certain or rignti on an ex-dividends co- argent deo unless tire they an heat at the Fern More K6torical - third party 41101MPS of vat* re as of a certain meets an not held by the Fine and rot within the ineructed otherwise by you. You are respansble fa akeltatiOn can be added by your Fnanced Advisor. dee and re appbed to WEIS Innis Services on a Fm's possession or control. Thane assets are orders that re executed due to your laftre to cancel • Mreroalited gent/losses. Vitien data s callable, regular bass by an irdependert station line. dtplayed as your statement for ntorrratdral eustorg open ceders. eemated arealized genflosses are <Mutated for - Issue generalpray or sponsor rambled vanes. purposes only. Pontoons and vakm presented an adviint teary lots lhe transaction data for any, re tie:plied to the Fen by the soar, provded by the twig Ism UK Crustal Sweet is Privacy g nckvdual loss may or may nit refreflect arrmissions. general panne or sponsor and may be cakulated not nisponsbki for the Seamans and does not To obtain a copy of at anent Client Privacy Wis. charges secrity reap-salon gents. based on drierent Sarmatian from that used by guarantee es exctracy these asses are not acceded please contact you Fe -axial Athesor or vett our website Dialed and Mem renveumee lots and t ystenak teed parties to &nye their estimated sakes. by SIPC or the Frites suPPiememal UPC coverage. at wow robs cosaliverookey. arches lots are each combined to display one - You can obtain addilithe Hammen repealing - LES Financial Services is not a bank. The RPM, Busness averaged lot Me 'Trade date' eolmn prevents the the method: used to determine the estimate of • Revenue sharing and additional compensation. Services Account BSA and IMA are bra amp anginal trainacoon trade dale. value and the date of the ificematen the is the - g median to ccenmirinns on tales and 12b.1 kw scares which provide access to barkina services and • Callable securities Bonds and selected stock that bash for the estimate try contactig mut ;Steal received in connecten with the diatom:en of mutual products tttocf,aranrents with affiliated bares the issuer cats la <ago rederrpnan nil be selected Advise Arida IOW <lents we ardor ow affiliate receive rid other ihrd-party banks, and sondes access to itparbally by lot Iran emery; at searges of that - thin prey estenated oaten may be reflected as revenue sharing payments from darbecrs actor Marne and annuity pratecto issued by unaffiliated issue held it our name a n norm of ram for at 'Noe priced' in several atuaticeit when an admen of the moue limn that vs sell These thin/party intrarce agnomen though karst* clients Call 'leas Sarmatian is obtained Irons third indeperectex valuation Inn has not stapled a is Jaunts re based on two deferent corrocsnity agency stbsidumes col (IBS chancel kirk*, kx. parties rdas money is not guaraMied. Other call unable to assign a vats, Oen we became aware the rouse of sales by t.85 of a pascal, mutual — Segment nuance, and annuity products leaves may mist which (add elect grid complete that a material event has awed the may call a Ind family to our dents, and 00 ex asset vane of a — Not FDIC sued • No bank guarantee May lose vale 'Mammon rate be provided upon request orevioutli reported value alo questicn, a when a particular mutual funl land/3 shies held at the - CMA. Remus Management Account. Busness • Certificates of deposit (CDs). CDs are FDIC inured value would be Sohn speculative are to the nature tern Services Account BSA, IRMA and international Resource to to 52292000 in principal and accrued Serest W of the scanty - We and our affiliate also receive networking and Management Account re registered service marks of depositor aryl per depository inputting game-dance - When neither an issue, general partner or spores Ornribt6 peaessrm fees incense:Reston for trawler 1.85 faecal Services tx. rah 10K rules. estimated value nor a thrd-party estimated ',six a agent testes that we sown to tie ague funds — v*4 tsar/gist/ad trademark owned by Visa • Price/maks YrkeS &Oared for secisaies and other provided, the yak* of the cavity will be different These lees generally are pad from investor assets n International Service Assoc aiion and used under scams may be highe or lower than the price that noon its cuxhase price the mutual lured and sea Foxed dolls anicere bawd ken.. The UBS Visa credo crds and the LOBS Vita you would actually reeve in the mat*. Prices se - • Crierbut ens to dale' may nduch ream of on the rioted amass at the brarerdealer debit cards ye issued by LISSBank USA with obtained from various third party sources which we ncome or bah. holdng mutual funds of that band tacitly. Permisson Iran Visa U SA Incorporated. An other bekne to be stable, but we do not guarantee thee - • Original unit We' represents the maul ollering - h addition to cavernssions received in conntchon vadtmeks. regretted oedemas, service maks and accuracy pnce per emit and mw not reflect you cost bass with the sake a darbuton of isles contracts rd registered wince marks are of their respective - We generallyuse the cbsing price vine available or - Oft and unlisted REF sectrea an not heed on a unit nyntment enact inn to or fiats. we ardor camas. he mean of the bid and as prices la heed nationalsecurities exchange. and re generally err afliiate receive ',Wean. Sharing forrpensaton securities and options a only bid sees for OTC Maud and even it they can be sold. the vice trait me/ o1 the Swam.companies ordealrig 1185 Filartfial Services Inc Rev. 201807 secrets received may be less than the per share estimated the amity contracts, affiliates of the nsurance - Less actively evaded marines maybe breed meg a value provided n the scant eateries cassia or sponsors d the unit twestrnent bush valuation model or the most recent price we vs detonate obtained and may not ref let an Weal market price • Resided muskies. Restricted securities generate h Mcleanto Ofenris6SqnS refereed from the or vane. ate not cureritly eligble Ice public sale. UM f natal prchase and sale of Neorshires lure* we actor cur Seam uses the market price of the isenInCled stock atI ilas receive an ane-bined revenue shaing of the same Murat m an imputed sew for the payment fromNo.15race cratrbacet as well as SDNY_GM_00027689 CONFIDENTIAL EFTA_00138309 EFTA01278918 FMancial Services tic Private Wealth Management c;ItUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 August 2018 CW70056798510818X1 Y1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: In& Millennium Account number. Your financial Advisor. SCOTT STACK MAW LYLE CASR1EL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSourCeLine at 800-RMA-1000, on July 31 ($) on August 31 (S) account 029028776 Your 855els 770,427.00 767,919.00 Visitour website: Your liabilities 0.00 0.00 www.ubscomainancialservices Value of your account 5770/127.00 $767,919.00 Items for your attention Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth vnivw.annuakreditreport.com. Tracking the value of your account during 2018 Value of your account Thc Lr,arICS at year end 2017 $726A13.00 Your investment return 7264 770 4 767.9 Change in 7 • market value $41,506.00 Value of your account on Aug 31.2018 $767,919.00 2SDC DK 7015 Dt 2016 ON kr 7 Jul1018 Aug 7018 SDNY GM 00027690 Member SIPC CNP70008005679861 NP70C0193757 C0005 Cele 030575004 Y178776550100000 Page 1 of 6 CONFIDENTIAL EFTA_00138310 EFTA01278919 SUBS Resource Management Account August 201 8 Account name: Friendly account n Account number • GH1SLAINE MAXWEU. n Your K Randal Advisor. SCOTT STACK MANLYLE CASRIEL Your account balance sheet Summary of your assets Value on Percentage of August 31 ($) your account A Cash and rrxmey balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 a00% D Fixed income 0.00 0.00% E Non-traditional 767,919.00 10000% F Corrrnodities 0.00 000% G Other 0.00 000% Total assets 3767,919.00 100.00% Value of your account $767,919.00 Eye on the markets Percentage change Index August 2018 Year to date S&P 500 3.26% 9.94% Russell 3000 3.51% 10.39% MSC I - Europe, Australia & Far East -1.92% -1.87% Barclays Capital U.S. Aggregate Bond Index 0.64% -0.95% Interest rates on August 31, 2018 3-month Treasury bills: 2.03% One-month LIBOR: 2.11% CNP70003005679852 NP7003188757 00005 0818 030575004 .,•Gtmcion,sgiige 2 of 6 CONFIDENTIAL EFTA_00B83I EFTA01278920 Resource Management Account Account name: GHISLAINE MAXWELL Your IInandal Advisor: SUBS Friendly account n Account number. • il n SCOTT STACK MAN/LYLE CASRIEL Change in the value of your account August 20'8 (V Year to date IS) Opening account value 3770,427.00 $726,413.00 Change in market value -2,508.00 41,506.W Closing account value 3767,919.00 3767,919.00 Summary of gains and losses VS ues reposed below exclude products tor which gins 8.1010sSeS are not Omitted. Realized gains and losses Unrealized August 2018 (3) Year to date (S) gains and losses (4) Long term aoo 0.00 117,919.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor of Branch Manager. Youcan find a full description of the alternative investment objectives in important information about )our statement at the end of this document Your return objective: Current interne & WOW I appreciation Your risk profile: Primary • Aggressive Investment digibikty consclerabon - None selected Your account instructions • You. account cost base default closing method is FIFO, First In, First Out. SONY GM 00027692 0070009305679863 NP7000103757 COCOS COI B 030575001 Page 3 of 6 CONFIDENTIAL EFTA_00138312 EFTA01278921 *UBS Your notes 05•50055555555565555055155555550555515555554WMID., ,45 . 02,..a a 5 CONFIDENTIAL EFT/5,B5313 EFTA01278922 Resource Management Account Account name: GHISLAINE MAXWELL Your linandal Advisor: *UBS August 2018 Friendly account n Account number. • a n m SCOTT STACKMANLYLE CASRIEL 212-821-7000'800-308-3140 Your assets Some paces, inconle and current vaues ShOrtn may be EpprOxfirKrie. ASS Mull. gam and losses may oat be Excurately refkaed. Set mtportant Antotenafron about your statement a the end of this document fOr more Informaon. Non-traditional Private egtaty funds, Hedge fundS, and Other investments are held in your U8SFIrtarcial SeinteS Inc. CUBS Estilnetes of value StePOred by Issuers or Certain Programs (which are gene raly 'net asset vaue' estimates) FS) brokerage account. the positions reported below reflect the records of the issuers, and 1185 FS does not are shown as 'Issuer est. value per unit". For Pnvae equty funds, 'Est. value per unt' is a value updated qv:motet the accuracy of the irionnaton the value shown Is nor necessarily the value you would receive quarterly, based on the Net Asset value NAV') in the fund a or the date specified alusted by adcIng ficm I be Issuer if you sd d the assets. Funds actively sddby isBSFSa* subject to ongoing due dagence, ccital calls and sutlractrg OilnbiAlcons 'nee the NAV date The NAV is primarily based on estimated deb.:cep the level performed may vary A closed fund may be subject to no ongcing dligence A fund that portfolio values provided toy the undertying fund sponsor Thew two vaues may vary berate of differences you purchied eisemere may never hare been suteect to UBS dllge nee. although 1)135 PS may receive a in the way they were estimated and because the ' Third party ea. value Eel oler may have been prepared fee tram l he fund's rrianaget which may ccentitule a maorfty of the rnanagernenviocenti* lee. Please on the basis or financier irionnaton °the, than year.end Reported estimates may not reflect resat contact your Financial Adnsor with questions 'Est value per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may not reflect dst ebuti cies of cgs al until the next valuation is independent valuation Ion and reflects adjustments for factors such as the lquidty of the units. reported, gereraly on an annuls or seri-annual bans See *portant inlosmatron atour your statement at the end of tits statmerd. Hedge funds PurchaSe PIK& hurrter Mimi% pace Client Cost Price per share value on unrealized OM imestment HdOng w.ldng of shares pet share (1) investment CO basis (S) at Aug 31 CS) Aug 31 (I) gale or loss (I) return CP period ALPHAKEYS MILLEN END BROKERAGE PIO 7131118 Trade date: 650,000.00 650,00000 1.000 767,919.00 117919.00 Your total assets Percentages Cost Estimated Unreaszed Value on Aug 31 (I) your account bas4 annual inccene gain or loss (S) Nee4facktionel Hedge feeds 767,919.00 100.00% 650,000.00 117,919.00 Total $767,919.00 100.00% $650,000.00 $117,919.00 SONY GM 00027694 CtiP7C0C6005679865NP7OCOl$9757 COCOS Cala 03057500IMOOCICO Pap S of 6 CONFIDENTIAL EFTA_00138314 EFTA01278923 taUBS Your notes ErA of sutemmt for account number CONFIDENTIAL EFT,00138315 EFTA01278924 Important information about your statement LBS F mescal Semmes kx. (the fern of LOS Francis her IranSi no later than 60 days after the Fern capacity, A lull copy of toe poky wcedng 6 available an or runs and may not keep pace with Seeker.). is a mentor ol all principal meshy, co-nrrodity tern you the fent statement on Mich the CaCC or won request. Minion and options meharges. UBS financial Sorrier: and 7185 problem append. • moderate Wiling to accept sane rids to raincoat and Bark USA am ndrect stbsoaries of LEIS AG and - Provideyes name and accost scriber thy) Neither the 51K Geo:edam rice the supplemental tolerate some voiallify to seek higher returns. affiliates of LOS Secrets U.C. The Fisn's harem) — Desabe the error or the transfer you re unsure protection epp&to: • ficwenn.: Wiling to accept high risk to princor and itattIntnt it available upon request. the Fim's decree about. and explain at clearly as you can why rov • Carom I naiCial assets controlled by (and (-Mudd n hig. volatility to seek hchreturns Over UM office, are believe * is an error a shy punted more your account vau)t:tit held awry from LOS Financial • invemiera fight& Conaration: t seketed. a nikernaeinn. Services For eurole certain (i) insurards procams, Portion of the. pot Hobo for that room may include LOS humal Salvoes Im — Providethe doter amount of the suspected ors kluding variable annuities. and (it tires of rutual complex sureties tanked liquidity and greater 1200 Harbor Boulevard finds registered n the name of the rout holder on totality Wethaviken, W 07006 The Firm a Cord Issues wil iwestgate you. complant the book, of the issuer or transfer agent), and wd correct art error prompt& For alleged errors • Invintmmt corneas of netiancii oltleitS kg, Statement shouseholdisr This Statement rePresentsthe on& official record of you nvoNn9 OBS Ihsa•debn card transaction. of we take lined nartnerdiPt and private placements) teal re We may consolidate at related account statement with LOS Fruncul Services accost Other records, except more Nei 10 busixis days to cb this, we will credit not registered under the Securities Act of 1933; the sane address in the sere erwebte, e o because offKul tau dxunents, contanng calking data should you accost for the amount you tlink is in error, so that • Corrrnoditss enacts (e.g„ foreign exchange and they have owners who ako mantan pot account not be relied upon II you berSeve there is an tiros a you wit hove the use of the money dreg No tine phis cus metal contracts), mann; loses contracts relationshm wits other <kerts a the sane ackkess. °mum please report it immedately n mitre; to the takes us to ccerpkie as nvestgat arid commodity op ion contracts, and you prefer to mesa irdiedual statements feuded n Branch Manager d the office wang us' account. • Deposit mewls (except certificates of dromit) at UBS 5411X11Om.elopes. you may decline howetioting by Please make all checks payabff to the Fein or the Brie USA, (IBS AGO S. branches and bales 6 the calling yor Financoal Advisor Although at fagots shown are mended to be accurate, (Anal nstoscn noksted on the front et Nis FDIC Insured Deposit Program. statement data should not be used for ten pupates Re& yummy In addition to regthr account lees. accounts The SIP( protection and the sodOwneotal protection do Friendly meow* name solely on year.end toxic:erns, e Form 1099. 5499. my be abject to mantonate Ines, charges for late not apply to thew anus everra they otherwise ripper the Friendly account nth* is a cugernestbk -ndrurne' 1042$. etc hufffn0soFshff'dYtur tat return the km is payment for securities purchases and charges to ugad on 'Ca statements The SIPC protections and the chosen by you to assist you with your recordleepmg routed by taw to repon tote RS all taxable dradends, muds n cash accounts Accorts that are tenses-red suppfrenertaluotection do not protect agentt changes has no legal effect en you account is not Mended to reportable ncestaubk dvdends and taut& Merest to other reditiliCni may be subject to a trawler fee. n the market valet of you. investments (Meth*" as a reflect any strategy, prodst, reuremercletion. caned cr. ruffian held n you accotnt net proceeds resat of market movement issuer banktUdIfy Cr rnestment objective or tea polite associated wit your an sae transact:art and cost basis on <erten cowered UBS Sweep Options otherwise) recounts. rid is not a proms* a guarantee that weak sects ties 1185 offers options ict sweepng cash balances to bate or any financial results, can or will be achieved. All depose axcests at non-alaired bates and affiliated Dividend Reinvesfrnent Program (3R1P) imestments Smoke the risk of lass anoldrg the risk of ConwoniatIons with the Firm banks and money mind crawl lads (Money funds). The price reflected is an average price. You may °Man loss of the ernix investrnent. You can change your • Please reconfirm any oral cormencatans in me rag Deposit accorat at LOS Bag USA and ft:deflated the actual price IMO, you firtaXill Advisor. Or. whole Frendly roam names through OnIne Services or by to further protect your rips, isludwg your rives balks panicau tog n the OBS FDIC-Inured Deposit ThOtti re purchased under DRIP. pahol shares will be contoctrg you F ruminl Adam.. seder the SKuntint Investor Protecton AC (SPA) Program am WIC soured n accordance wits FOK rules sold and the cash wit be deposited in yOur account The • It the Sinnill rititufron on the top lett of the Iran For mail nlanwlan, please visit wow tdK.9"/. Deposa candied renvestrremt price applied by to cower may Account overview of No statement is not LOS Fnaxiat Services. 1_131 accounts al LOS AG Stanford Brand. and Mires of Offer from the made grKt at Much the pater shams • Value of your e«ountloordoko. Net of assets rid SernCes carries you account as clearing Mosey Funds nee not mated by the FOC. re sold liabdaei broker by artargenvern wth the imforated instmaith • duets Includes available cash balances calm for We nonmed yu d ths relationshis when Bank deposits re not protected by SIPC Money Fund Cadtimlieu shares art protected by SIK. See' LOS f natal Senses restricted se<urity (est ), and Global Time Deposits, opened this accoure h the cash you Mds and On& Woole um, maybe held n you accotnt if you re urreaked make to market, and <mai+ assets not held secishes re located at UBS I euncul Services and not Accost Proinfron- behest entitled IC...panel Lon as a result oleo:Swami payment the itook.crg broker, and you nut mite a repeal by the. Fier. Does nonmark speed WCUrniestaffttS of ceherwm, the Firm ell other sell pa tan rifts al at theeA of the priOr awl Cunnt statement pouts, or of art mu a animal to both fins (pore rectoest, balarces in the bark deposits May be mad et peke a accept an mown determined by a witatawn, andshags of a Mum Fund may be prate ewesernerms, rotted stock option. and • Asdeka:ad n the attotal a7eements, you must regmered (turd agency, andcredit tar accost overeitatee nod options notifyusof any errors or fraud involug checks Ictudoted. and the proceeds retuned to you or your mums accord • tiabilliaes MOAK debt balances, outsundlny roargi. reflected ca you gatemen within 30 dyer alto a was Investment objectives lox's, erect* Inc, short accent balances mailed or male waldoio. the nvestmere obseetnes and ink profile are speeds to • Pleasediva customer <cowling of it-curies to the hater iMurnafron about available romp options, • CashMoneyhafriton Total of uninvested aurae* each accost and may vary between you aucums. cash balances, plus deposit balances 31 affiliated ad tam's Clem Retalicns Detriment a 201.352.1699 rockidng current interest rates and Welts. s addable at Please adwse the Fen promptly n Acting of art wiroubs sorrisocomyekh. loom yOS Frwricul Advice • fballed s, and money makes manual kid or toll-free at 800.35491098;00 A M. to 6 CO P.M. sordrunt change in your fnancied situation or sweep alances at the close of the statement period ET Monday trough frday. or in ontig to IBS cc by clang 900 762•1000 divestment cbseclefes For each accord held, you FinalX.IStniCei ix., Client Relations Department Noneornmodrty free unit balances in you account am choose one of the loaciwing investment (bitch*. P.O. Box 766 taMonCry. W 07037 UBS Financial Services account protection not segregated from ocher balances and the Fran may • Prods* Current/mono Investments wee irg the use any ol them hods ti the ordinary (*not es • All tremens s all be deemed corrolere and urine the Finn 6 a member of the Marries Investor Protection genfrun of scone only rl not objected to 6 setting withal 60 drys Corporation (StPC), whch protects steadies customers • seamy CaMarAppreciafrom twestments main busn'a Them funds the getable icon your dema-d. X Is merrbees to to 1500,000 frickdirg 1250,0:0 for this total is notaded in the otrramt period closing value • Fa TTY services. Call 844612.0986 0, from cubde growth of principal rater than the generation of the US.: Call 201.352.1495 clarinet.. cash) f 'pantry brochure availabbe upon OCOine. • hearse of anon or gent ims about an electronic request cr at wow siAC ord The SIPC asset protection • Add,* Cornlynalion ofincome and Capital lines apply to all accords that you hold 6 a war Lending information knob framer am. bill payment or LOS saisa• debit Appreciation: kwourroms seeking both the generation For deterred nIumation an rho form's Iffidig practices cad transactions. call $00-762-1000, or write to UBS <ahacty. The Finn, together with eaten affiliates. hs. alto of Mum and growth of principal and &closures. refer to yon Client Relationship Frontal Semmes Inc.. 1000 Harbor BIM, 6th floor, Agreement or Auer( Agreement and the General Weehawken. W 07096, Ann RMAIISA Services peschased supplemental dune ,. The inevi-n.rn arium payable to all elryble clients, collectively and( Overall risk profiled Terms and Con:Mons Ull6c. Statement ol Creel* Practices ths protection is $500 motion as of December 10, 2016 • Conservable, Seeks to auntie. 'nasal prixpal, with availabk nitre:send andDisclosures Cala smite as soon as you on, if you that you' Whore to the policy comfeicris and limadons, cad. at ION eel aid west Aly to the account overall even al Wave ,hr , 000/secoelotthvintio,y statement or recect is wrong offal need more itseFim is foster protected for up to 11 9 maion in the that means the account does not generate significant Monnalcon atoll a transfer on the statement or recege the hrm or Crd bug (es atwkabk) must allgrecate for all yotr acccurrs held n a palKula. SDNY_GM_00027696 CONFIDENTIAL EFTA_00138316 EFTA01278925 Important inforntation about your statement (00tIbilued) Your assets - Certain positions may apex withicut a price rd restricted MP tot dodos.; of this statement owy. TO I undeg for iechnolocy develagment, twang and Your afterment tenons recutibet and other assets held sill OCH 3 . price was not available • il we re tat *Awl that restricted saunas are *babe la see, n the account at the ern of the Slaterneat period. You unable to obtain a price for a wculy the value reamedmay be a.bstantialY less th.th the - Ott affirclos atso None trading ccarisstas and may ask for delvers of Ida Paid securities al any Pro. - DepoSils a securities denominated in tuiretties netted vale shoms other compensation from mutual funds an nmearce You ma/ receive securities 'odd as ban coteere alter Other than U.S dotes are ref dieted at the exhale" companies whose products wit denstele. paying any berce do on them. Airy securities rate as of the statement date. • en. (en:noted) neon.. current yields and rata. - We woe perconsation from UM Bs* USA, LOS tranderred to the cern ding the statement poriad are - Foe certain Nettie rasing n nonconfameg An minute of nue ream is based on anent AG Stantotel Branch anclandflilisted bats Icted at mane value as of the ern of the fl ows denominations, price and quantified wad) may dhicitnel and Sorest rams assuring the spokes will thecur our cash twerp roodarris Ibis period hive been adjusted so facilitate proper valuxicn. be held for own from statement date or until compensation may be a incerhy pie accost fee or • Con basis ri determining the cost basis of the To cbtan current quotations liken /Yodel*, contact maturity. This estimate is any a guideline; accuracy may be a percentage of enrage defy deposit seamen included in this italenlant wtere indicated your Fnarcol Adapt and continued intone are mot gueranteed beeps with the number - US-S Partial Services has relied — Estauted areal iriCcen and current yield for on informatien obtained from sources Mho than UBS • Private invest:mots end structured products. certain types 01 securities could nettle a relkal d Activity Financial Semites. ridding I-donation Iran another Private emestriont securities (roLdirg deed pancoal or capital gains in which ease the est Informaton reaming commissens and ocher changes lien or that you may havenotsceovkied to your Fnarcol parteipalia program and real estate investment trust income (andcement yield) would be overstated. routed in connection with the executionof trades, Adviser. Finn does indesenitmly way a securities) and structured podxts are genetaly hat ,y — Estimated anal storm and current meld and the tido:leg open transactions has been exuded on guarantee the epoxy or vaklity of any damson akpid Celan seructind podads have not been actual inane and yield mote be louver or hider cmfrmerom proviousy furnished to you. and wit be provided by sources other than U3Shriancial Sea;c4. Nattered with the Securities and Excha-ge than the estimated waxer,. provided to you premptly an repast. addlicei ethougn S*PeCeS general Darasion of under any gate securities laws. We — An festinate of arnualeed income (dividend anda updates the rdonnatia as it is wowed the item pot& estmated oaken lot puree nvestrnent interest) divided by the current make Short piing des not pow* ai ant/antes that the ellomaticei r y securities and maxiwed pockets for nicenettene verriaverage balance st. based on the last de lend It you set engaged in that selling a security youmay wider "Cost base and starrealcod gat loss' is papaws only Accuracy is not guaranteed or "lean payment made by the issuer and Irmo a charge duo to detain borrowing costs for that accurate as of the date of this statement. As NON - These oaken may dine. substantialy eon paces, if enrol the secisieScamoses will be hell foe one pin'rule seosey. please do not rely ca this nlorrnatica to make any, al which a private investertim stony ce yea Cron the statement date or until madras purchase or sale decisions, fix la purposes ce structured product may be be or sold and do Accuracy and continued MU at not guaranteed Open cadets otherwise. Accounts twittered to the Fin may rW necessarily renews the VA* you in,/ receive Regredng open or grodliteanceled ones that reflect °idiots inforrutian only Co ON period ol t4DOn • Assets net heed by DOS PiWrrial Services. Certain went not encited by the looms date, open buy and tiro they re heed at the Fan More K6t0hCal - mid party ectinateS Of vale re as of a certain assets are not hell by the F im and not nicht, the set stop orders re reduced by the amour of dividends akelltabCa can be added by your Marxist Advisor. date and are stepped Co UE6 financial Services on a Fines possession or centrol These assets are orrigaon an ex.dmidonds or marches date unless • Unwanted gainnosset Neon data n awilzba, regular base by an irdepmdert vitiation limn deglirted on your statement for nforrrotorol extruded otherwise by you. You ate respasble for eatutedurrealized garnflosses are calculated for - Issue generalpaint. or sponsor estimated yeas purposes only. Positions and vales presented are orders that Kt executed do to your Inure to cancel ncividtal society lots the transaction data for it ary, re applied to the Pim by the sear provided by the nein; fern UPS ironed Saxes is misting open orders. individual lots may or may nee reflect ctcrmissions. general panne or sponsor and may be cakulated not ntsponsbki for this damnation and does not dirges ander secuity reorganization ewnts. based on dfftrent information from the used by guarantee is securely these asses we rot weeded Privacy Deaden and other renveument lots and systematic then parties to canoe their estenated values. by SIPC or the fern's suPPlememal SIPC coverage. To obtain a copy of on, curvet Chant Macey Notice, pith's. lots re each combined to display one - You can attain additional itamation regarding please paten you. Fronde Adam of vet as website enraged lot 71• • Trade date eolmnpfesonts the the mothablocar used to determine the estimate of • Revenue sharing and adifitional cempensinien. creuw fiat nentogwinevisy oc he tranwonon trade dale. value and the date of the Women, the is the - m additin to commissions cn sale and c ab. I fees — 1.85 Financial Services is riot a bad. The RNA Burnes • Callable securities Bonds and peened basis for the estimate try contacting your financial reeved n connection with the digression of mutual ServicesAccount BSA and IRMA re brokerage the issuer cats la tab, redemption veil be selected Advisor. fends to our dents we ardor our altiiale re( ewe accounts which provide access to baidng services and martially by lot hem among as seastes of that - Thid party ostenated vein may be reflected as revels sheen ammonia from derbecrs andor pockets troop anangenwritt with affiliated banks issue held in our run* Cf a nominee mime Ice or • Noe priced' in several etuationt viten an admen of the mutual fad that we ell These and other et/partybanks, and pada access to clients Call feature Somalia is cbtanted Irons third independent valuation In,, has not healed or 6 mounts re based on two d ff trent orrocants: iidearte and annuity products issued try unattained pates rid as rosary is not gaarantmid. Other call unable to assign a vat*, Mien we become aware the ran of sales by 1.85 of a particular rnotual hid party nuance <an:units through instance leaves may eon which can. Meat yield. complete that a material event has Pored the may call a find 'amity to our dents; and at he asset vat* of a agency sandpits d IBS Financial Samos no. info/mama will be provided upon request Feevioutli reported value into amain. or when a precuts' mutual hid I awys shares held at the ▪ hvestmere, insurance, and enmity frodits • Certificates of deposit (CDs). CDs re FDIC enured value would be highly speculate. due to the nature fan — Not FDIC awed • No bad quainter May toe vaLe up to 52 9 ,000 noincipal and accrued egoist per ol the parity - We and ow affiliate also receive reworden and — WA. Resource Management ACCOUr4. Business deposer and pee depository ins:neon netted/nee - When neither an issue, general partner a spoor OrnillX6 plOCESSing fees in consickeamon to transfer Services Account BSA IRMA and international Resource wet, 10K rules. estimated value nor a thedgarty estimated vale agent semen that we povele to the mutual funds Management Account me revolved service marks of • Pricekalue Pr(eS 4601)14 fOr SeCuntits and other poode4 the yaks of the Nosily will be different Thew lees generally re pad from owed assets n L65 Financial Semites asc. podia may be higher or beer than the price that from its purchase pave. the endue cud and are a feed doll, ancant based — ViSA is a registered tads neck owned by Vasa you would actually receive n the market Ate NO - •Distrist ins to dale' may ado* real of on the nodded accounts at the brderdealee International Service Association and used under obtained from various tad piny sources Poch we cased. room or both. holdng mutual Ions of that fund family kern. The LOS Visa creole cards ard the LOS Visa be/en to be reiable, but we do not gwrantee thee - • Orognal unit sae represents ex newt oaring - h wSdncet to ctarnissiaris received in connection debt cads are nsied by LOS Bak USA with accuracy pr ice pa at and mw not reflect 'outcast base. with the sale or &tauten of tenuity contracts and permission (men Visa U 5,4 exasperated All other — We generallyuse the cbsirig price neon anilable or - 09P and wasted REF manna are not toed on a unit nvestment Inet saes to cur dents, we ardor vadenurks, registered trademarks, sereke mans and the mean of the bid and ask deices kr listed national securities exchange. and ate generally at Ariale receive revenue sharing corrpensaten registered sake marks ye of their respects* spines and opens or any bid totes to OTC &god and non it lhey can be sofa the vice frommiry of the insurance companies undone/mg corroaries Notts reefed may be less than tie per that estimated the amity CCOVeCti, affiliates of the nuance — Less active/ bated lealiteS maybe arced wen a value provided n the accost nattiness Ctrepariet a portion of the ail investment ousts LOS I Utmost Services Inc Rev. 701807 valuation modal ce the most recent price we we cintrbute attained and my rot ref Oct an actual market price • Restricted sensitise Restricted securities prorate - h addenn to CCenen6TgaS received Iron, the or vale. re not °sherry *liable for public sale. U6S Fnancial pschase aid sale of NetShares tun* we anchor as Naps uses the mean price of the ovessided stock al1il We receive n asset-bawd revenue shaing of the sane nester a an imputed vats for the paymore fromMeagan.: &abates as well Sc SDNY_GM_0002 7697 CONFIDENTIAL EFTA_00138317 EFTA01278926 1785 Felancial Stink's tic, Private Wealth Management cat UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 September 2018 CNP70055589930918X14 Y1 0 GHiSutoNE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account number. Your linancial Advisor- SCOTT STACK MAN1LYLE CASRIEL Phone 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeline at 800-RMA-1000, on Avtarst 31 (4) on September 28(4) account 029028776 Your assets 767,919.00 778,916.00 tiskour website: Your liabilities 0.00 0.00 lwew. cabs corn? linancilservices Value of your account S767,919.00 $778,916.00 Items for your attention . Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth www.annuakreditrepoet.com. Tracking the value of your account during 2018 Value of your account S Thc uc...anc$ at year end 2017 S726A13.00 Your investment return 726 4 767.9 778.9 687 7 • • Change in market value $52,503.00 Value of your account on Sep 28 2018 S778.916.00 2i)0 Dec 2015 Dec 7016 Dec 2017 /tug 0113 5e0 2018 SDNY GM 00027698 Member SIPC CNP70009366558993 NV700330797360005 0918 030575004 M8776550100160 ►age 1 of 6 CONFIDENTIAL EFTA_00138318 EFTA01278927 *UBS Account name: GHISLAINE MAW, ELL Your K Randal Advisor Resource Management Account Friendly account name. 7' STACK MANLYLE CASR1EL September 2018 Account number: Your account balance sheet Summary of your assets Value on Percentage of September 28 (8) volt aCCOunt A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 778,916.00 10000% F Commodities 0.00 000% G Other 0.00 000% Total assets $778,916.00 100.00% Value of your account 5778,916.00 Eye on the markets Percentage change Index September 2018 Year to date S&P 500 0.57% 10.56% Russell 3000 0.17% 10.57% MSC I - Europe, Australia & Far East 0.91% -0.98% Barclays Capital U.S. Aggregate Bond Index -0.64% -1.60% Interest rates on September 28, 2018 3-month Treasury bills: 2.12% One-month LIBOR: 2.26% CNP70003006558934 NP7003307973 00805 0918 1:80579361 .11y_Ght0002Tdifie 2 of 6 CONFIDENTIAL EFTA_00138319 EFTA01278928 Resource Management Account Account name: GHISLAINE MAXWELL Your IInandal Advisor: UBS September 2018 friendly account name:Indy Millennium Account number. SCOTT STACKMANLYLE CASRiEL 212-821-7000800-308-3140 Change in the value of your account September 2018 (3) Year to date (I) Opening account value $767,919.00 $726,413.00 Change in market value 10,997.00 52,503.00 Closing account value $778,916.00 $778,916.00 Summary of gains and losses Values Ironed below exclude products rot which gars andlosses are not Classified Realized gains and losses Unrealized September 2018(9) Year to date (I) gains and losses (%) Long term aoo omo 128,91600 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Frtancial Advisor or Branch Manage/. You can find a ful description of the alternative investment objectives in (mportant mtomation about your statement at the end of this document Your return objective: Current inccme & capital appreciation Your risk profile: primary - Aggressive Investment eligibility consideration - None sewed Your account instructions • You account cost bass default closing method is FIFO, First in, First Out. SDNY GM 00027700 Criv700O9006558995NP7003307973 00O35 09180305 001[O ►aps 3 of 6 CONFIDENTIAL EFTA_00138320 EFTA01278929 *UBS Yournotes .,IfiNv_._mon.s. a a 6 CONFIDENTIAL EFTA,BE32I EFTA01278930 Account name: GHISLA1NE MAXWELL Resource Management Account Your Haandal Advisor SCOTT STACK Mani VIE rAcRIEL *UBS September 2018 Friendly account name:Indy Milennium Account number. Your assets Some prices, income and current values shorn may teepproximene. AS a int*. gam aidlOsses ma/ ml be accurately refkcled. Ste Aporunt infofinefron atour your statement a the end of tins dxurneM for more infornason. Non-traditional PliValt eguty funds, Hedge funds, and 01110 investments are held in your 085 Finarcial Services MC. (UBS Estimates of vaue suppled by issuers Of Certain Program (which are generally 'net asset vaue' estirnateS) fS)broter3je account. the pootions reported below reflect the records of the issuers, and UBS Fitt., not are shown as' issuer est. value per unit'. For fl oat equty funds, 'Est. value per uM' is a vaue updated guarantee the act tnacy of the iriormation The vaue shown Is nd necessarily the value you would receive quarterly, based on the Net AsSet Value NAV') in the fund ea or the date specified aAuskd by ading from the Issuer if yousdd the assets. Funds actively scld ty UBSFSare subject to ongoing due degree, capital calls and subtracting OAoblations ante the NAV date The NAV is primarily based on estimated athough the level performedrelay vary A dosed fund may be subject to nooreocing degree A fund that pardon° yams provided IN the underlying fund spcosor These two values rnay vary because of differences you purchmed elsewhere may never have been suttect to UBS FS dlige nee. although U85 FS may receive a In the way they were estimated and because the 'Third party est. value per unit' ma/ have been prepared fee from the funds manager, which may constitute a maority of the rrtanaaernentrincentive lee. Please co toe Oasts cttnancia itionnaton Other than year•end Reported estimates ma, not reflect resat contact your Financial Achnor wth questions. • EA vaue per unit' is an esemate of value supplied by an liquidation or repurchase 418, if any, and may not reflect dst 'buttons of caoital untl the next valuation is independent valuation I rrn and reflects adjustments for factors such as the equidty of the units. teParted. generaly On an annual Or Serri.annual basis See lenporzant Woman about your statememat the end of this statement. Hedge funds Purchase price Number Areiage lance Client Cost Price per share value on unrealizedOM trwestment Holdrg teddng Of shares per share (S) investment (S) basis (1) on Sep 28(1) Sep 28 0) grin or loss (S) return (S) period ALPHAKEY5 MILLEN Fh0 BROKERAGE PIO 8'31118 Trade date: 650,000.00 650,000.00 1.000 778,916.00 128,916.00 Your total asset Percentage or Cost estimate° Unteenied value on Sep 28 (1) your account oases (I) annual income (Si oath or loss (S) Noa•tradrtionel Hedge feeds 778,916.00 100.00% 650.000.00 128.916.00 Total $778,916.00 100.00% $650,000.00 $128,916.00 SDNY GM 00027702 CW70003305558997 NP7003307973 00005 0918 03057500/ 100100 Pap S of 6 CONFIDENTIAL EFTA_00138322 EFTA01278931 *UBS Yournotes --==,:-.. - -------.' CONFIDENTIAL EFTA,BE323 EFTA01278932 Important information about your statement L85 Financial Services W. (the Firma UBS Fnencia hex Iran you en law than 60 days Ater the Frm capacity. A la copy of the poky iwrdrip es available inCelne a mums and may rot keep pace with Servise0, is a member of all principal meshy, ocemodity sent you the fist statement on which the wee or coon request. inflation. and Wanexchanges. 1)85 Financial Sakes and 1.85 Mated, *Coved. • Moderato. Wiling to accept soros rick 10 pincPal and Bank USA are indeed sthsoaries of (,85 AG and - Prose:Jewett Inane ad accost number (f any) Nether the SIPC PrVeclion nee the stattemerdal tolerate sane volaility to seek In:ter returns. affiliates of 1135Seceskies U.C. The Finisfisaxia — Dna& the NON or tie transfer you are unsure protection epply to: • fax:cease,: Wiling to accept hit rid to tncpal and Statement is available upon request. The Firm's exasileve aka, and ....plain as <Park, as you can whop& • Cent truncul assets controlled by (arid nclackiel n het uolathey to seek Mt MOMS over time. office; re at: believe a is neon a new you need mare your anoint vela) but heist awayIran UBS Financial • inuntwerit 6sgaiety Consdention: I selected. a dormant Services For Pante certain 0) insurance products. portion of the portfolio fa that accoure may include LEIS Entail Services tc. — florae the dol. arrant of the suspected era. including variable amites. and Gd shres of mital complex strategies tinted liquidity and gnaw 1200 Harbor Boulevard funds registered n the rune of the accord holder on wolatilty. Wellman, NJ 07086 The Finn or Card bsuer tai investigate yes amain the books of the two or transfer agent), and WA comet lop *nor tarok. For alleged mon • hrestment contacts or rniesimene Mem& leg, Staternent Thouseholdthe This statement iliaeSaltS the on/er official record of you innoking Visa•debit cad tranactonno 4 we take lanad pannershin and whole Placernera0 Cm are We may consoldate ark nand account statement with LISS Feta& Services account. Other north. thraPt mote than 10 business days to do this, we will credit not registered under the Sautes act of 1933; the same address in the urnh envelope. e 9. because official tar dzunents. antanng coratarg data shoal your tan la the amorality the* as in enot so thal • Cares odden contracts (e.g., foreign exchange and they haw ants hiip aka maintain joint account not be relied upon II youbane there is an ma or you wa have the use of the money doing tie tint prectus metal convats), recludong lUtureS contacts retationgrops with other dors a tee sane address. it omission please nport n anworoSely n writrig to the tan us to complete as investigation, and orrniedity pt ion (WOW: and you prefer to mere irdiakol statements mailed n Brandi Manager of the office cevrg you amount. • Deposit amines (except certificates of &posh) at MS Waite melaues. you may decline Isoishokli-9 by Please make all checks payable to the Femor the Bala USA, 1185 AG U.S. branches and barks r the rata yOur Financial Advisor Although allgrin shown re mended to be accurate, feirKJl inSleuticn notated on the halt of this FDIC Insured Deposit Program. statement datashould not be used for tau imposes Ray statement In addition to regular account lees. accounts The SIPC protection and the implemental pot/clando Friendly /acme* name sole/eon yoznend la( forms. (i.e Form 1099. 5198, may be abject to mantenarce tem charges fable not apply to these assets mend they otherwise appear The Friendly account name is a custernosale •narurne 10425. etc ) when prepamg your ear return. The Fan payment for securities purchases and charges for urpaid on yOts Statements. The StC protection and the chosen by you to assist you withyas nicordteeprg required by law to report to he RS as trable addends, arrcurcs n cash accounts. Accounts that are trarclored astkenental protection do not protect against changes has ro legal effect on your account is non Mender/10 reportable nontaxable &akin& and taxtte interne to other instaacen may be subject to a vender fee. n the market Yak* of yar inwsbnents teethes as a ary strategy. prodact recommendation. eared on patties held n you account, net proceeds eestt of motet movement, issuer bakeuptcy intik...At objective a nth profile anociated wet. your ices on sate transaction,. and cat basis on&tin comred UBS Sweep Options othavdat) accounts. rd is not a take or m.wamee that vnellh seasilies. mg$ offers options for %wiping cash balances to bat or any financial rosollt. can a Will be achieved. All depose accounts at non-affiliated banks and affiliated Dividend Reinvertnwt Program (DRIP) "moments imam the risk of lass, including the risk of Coomamicatiens with the Firm banks and money make" nasal lunch (Nam Funds). The price reflected is an average price `Mu may obtan loss of the entire irmstment. You can <hinge your • Pleasereconfirm any oral cornrunostions in raking Deposit accusals at (AS Sark USA and non-affiliatd the actual price Wm yore Fenno ial Advisor. Orly whole Friendly account names through Online Services a by to further protect yourrighis. incks5r9 your rites barks partkipaing in the 1185 FINC-Insred Deposit shanty we purchased under DR", panial twos win& contacting your Fluncial Minor order the Seosities &ester Protection An MA) Program are FDIC rnsured n accadaxenwh FDK rules sold and the cash wit be deposited in yOur KCOutit The • If the tinatal institution an the top lett of the front For more inkmotion, please visa owsv Wan,. DecOse dividend renvesboont ace supplied by to 'mar may ACOOtalt OvIirvinf of this StatOrneill is not tES Fnaxial Sevres, UM accounts al 1135 AG Ranked Branch and shin of offer I tom the market peKt at Atwell Ine pat,* shares • Vette of put actoontlaortiofo. Net of assets and Financial Simi& an& you roan as clearing MoneyFunds an rot ironed by the FDC. are sold listidaies broker by amen none waro the inckated ni stitution • Assets Includes available cash balances, value for we timed you od this retaborchb Wlwh you 8a* deposits are not protected by WC. Money Fund restricted security telt), and Global Tim Deposits, opened this accuse. h this vast your lords and shares are protected by SIPC. See "U8SF naval Stites Only whole urns MeVbeheld in trod accoult. data are Account Protedon' below. unreakaid marts to wont', aidcertain assets not held secures re looted a ISS f oriental Sauces and rot enteled to a partial unit as a result deny:deed payrnenl by the Fim. Does not made unpnced securitelasiels the Malangbroker, and you fruit make a Mal a otherwise, the km MIMar sell partial uses at Mtnyour request, balances in the bark deposits may be at the end of the tot arid current staWnent penods, or of any error or omission to both firms mar* et price a accept en aware determined a private iWestriler11s unwonted stook optiom and • As &sorbed n the account aterents, you act withdrawn. and shares of a Money Fund may be moaned clearing agency, ad credit war accomi exercisable nook options readyusof any tin& or fraud irmthirg checks liquethte4 and the proceeds retuned to you a your &ton account • tiaras &Wes de& Waxes, &teeming margin related on your statement within 30 days after a was 'nutriment objectives loan. credit krie, shoat arrant batmen. mailedor made milabb The &tonere objectives and risk prod& are 'triadic to • Pleasedna customer ratlines or imaies to the Further nikanation about avertible sweep options, • CasblrecneyPawn YOts d unimested available each account and may vary between you aucum oath balances, plus devout balances al affiliated ad Piny's< hem Relations Depannent a 201.352-1699 riadrg current interest rates and yields, 6 available al Please advise the Firm pronely in wrung d any werryaths,cornisweeprads, Irom your Franco' AdM0e norkeif doted banks, and money market mutual tied or loafree at 800.354-9103, 8:00 A.M. to 6 AO PAC Prdcant change in you financial situation a swam babooes at the cbse of tie statement period ET Monday throughFrclay. or in writing to UPS or by calling 800.762.1000 weal/lent objectives For each matt heti, you Fiuncial Wean et, Client Relations Department, Noncorrmedity free ore* balances inyvxr account are choose one of the Ioloving investment objectives: not served from other balances and the Fern may P.O. Bo 766 Union City, NI 07087. lies Fnalml Services moo* protection • Procto Current Meant *ointments WHIR) the The Finn Can:weber of the Seardies bwestor Protection use /mot these funds tithe °Sauey came of us • All aaemerts shall be deemed convolve and acorn gersaim of exam only. burns. Those fords repayable upon your demand. it not objected to in wearing within 60 days. Corporation atrC), which protects securities customers • Ache.* CapitalAhapnriadora k-westrnants peeking of as thereben op to 4504000 (nckding 1250,000 for This total is &Wed in the oar& period <losing vela. • For TTY sauces. Call 844412.0986 Ca from thick growth of crimPal rater than the generation of the t/ S.: Cal 201.352.1.35 <tains for cash) Eiplanatory brochure &Meta ist non • hose of orlon a omits about an electronic recuea a al motto orp The SIPC asset protection lints apply to all mounts that you hold in a pinata • Potato Contination orimorm and Caper Lancing information fads transfer (EFTL bi payment or UBS Vostok& Appreciation: IrmarreMs seeking both the gerwation For &arid nformetion on the Fans Mixing predicts cad transactions, call 830.762-1000, or was to UBS capnicey. The Fkon, together with eaten affiliates. has also of income led(rowel of ontxioat ad &Omen, refer to sxr Clem Relationship Franc al Services Ix., 1000 Harbor Mod, 6Ih floor, Agreement or Arran ATeement and the General Wee-haat eal 07086, Min RMAISA Storm arches& supplemental insurance. The main& amour* payable to all eligble <bents. collectively woke Overall risk galas Teems and Cacao& UN. Statement at Credit Practices thisprotection is I-SOOmelon as of Number 10, 2016. • Conservathe: Seeks to masoninitial pa-not:el, with available n Agreements endDabbles C al a write as soon as you can, if you trek your low risk and war My to the accord overall, even as twee (An eofinforeoonaliolponl statement a recOr 6 meg a a you need more Subeed to the policycan:16a and Ernie's.b ash at the Finn 6 halm protected for up to 71.9 macro in the that men the account does not generate significant eacematt about a twofer on the statement or reap'. The Firm or Card boar (as Cloacable) mast aggregatefor all your tans hid in a parlcular SIDIVYGM_0002 7704 CONFIDENTIAL EFTA_00138324 EFTA01278933 Important inforntation about your statement (OMNICued) Your assets - Certain positions may apex withicut a price rd restricted MP tot dodos.; of this statement owy. TO I undeg for iechnolocy develagment, twang an Your afterment tenons recutibet and other assets held sill OICHI 03 . price was not available • il we re tat *Awl that restricted saunas are *babe la see, n the account at the ern of the Slaterneat period. You unable to obtain a price for a wculy the value reamedmay be a.bstantialY less th.th the - Ouf affirclos atso None trading ccarisstas and may ask for delvers of Ida Paid securities al any Pro. - DepoSils a securities denominated in tuiretties netted vale shown other compensation Nanmutual funds an nmearce You ma/ receive securities 'odd as ban coteere alter Other than U.S dotes are ref dieted at the exhale" companies whose products wit denstele. paying any berce do on them. Airy securities rate as of the statement date. • en. (en:noted) neon.. current yields and rata. — We woe perconsation from UM Bs* USA, LOS tranderred to the Fin ding the statement poriad are - Foe certain sautes rasing n nonconfameg An minute of argue ream is based on anent AG Stantotel Branch anclandflilisted bats Icted at mane value as of the ern of the fl ows denominations, price and quantified wad) may dhicitnel and Sorest rams assuring the spokes will thecur our cat twerp roodarris Ibis period hive been adjusted so facilitate proper valuxicn. be held for own from statement date or until compensation may be a incerhy pie accost fee or • Con basis ri determining the cost basis of the To cbtan current quotations liken /Yodel*, contact maturity. This estimate is any a guideline; accuracy may be a percentage of enrage defy deposit seamen included in this italenlant wtere indicated your Fnarcol Adapt and continued intone are mot gueranteed beeps with the number - IBS Partial Services has relied — Estauted areal iriCcen and current yield for on informatien obtained from sources Mho than UBS • Private invest:mots end structured products. certain types 01 securities could nettle a relkal d Activity Financial Semites. ridding I-donation Iran another Private emestriont securities (roLdirg deed pancoal or capital gains in which ease the est Informaton reaming commissens and ocher changes lien or that you may havenotsceovkied to your Fnarcol parteipalia program and real estate investment trust income (andcement yield) would be overstated. routed in connection with the executionof trades, Adviser. Finn does indesenitmly way a securities) and structured podxts are genetaly hat ,y — Estimated anal storm rd current meld and the tido:leg open transactions has been extuded on guarantee the epoxy or vaklity of any damson akpid Celan seructind podads have not been actual inane and yield mote be louver or hider cmfsmerom proviousy furnished to you. and wit be provided by sources other than U3Shriancial Services. Nattered with the Securities and Excha-ge than the estimated waxer,. provided to you premptly an repast. addlicei ethougn S*PeCeS general Darasion of under any gate securities laws. We — An festinate of arnualeed income (dividend anda updates the rdonnatia as it is wowed. the item pot& estmated oaken lot puree nvestrnent interest) divided by the current make Short piing desnot pow* ary ant/antes that the ellomaticei securities and structured pockets for nicenettene verriaverage balance st. based on the last de lend It you set engaged in that selling a security youmay wider "Cost base and starrealcod gat loss' is papaws only Accuracy is not guaranteed or "lean payment made by the issuer and Irmo a charge duo to detain borrowing costs for that accurate as of the date of this statement. As NON - These oaken may dine. substantialy eon paces, if enrol the secisieScamoses will be hell foe one pin'rule seosey. please do not rely ca this nlorrnatica to make any, al which a private investertim stony ce yea Cron the statement date or until madras purchase or sale decisions, fix la purposes ce structured product may be be or sold and do Accuracy and continued MU at not guaranteed Open cadets otherwise. Accounts twittered to the Fin may rW necessarily renews the VA* you in,/ receive Regredng open or grodliteanceled ones that reflect °idiots inforrutian only Co ON period ol t4DOn • Assets net heed by DOS PiWrrial Services. Certain went not encited by the looms date, open buy and tiro they re heed at the Fan More K6t0hCal - mid party estinates Of vale re as of a certain assets are not hell by the F im and not nicht, the set stop orders re reduced by the amour of dividends akelltabCa can be added by your Marxist Advisor. date and are stepped Co UE6 financial Services on a Fines possession or centrol These assets are orrigaon an ex.dmidonds or marches date unless • Unwanted gainnosset Neon data n awilzba, regular base by an irdepmdert vitiation limn deglirted on your statement for nforrrotorol extruded otherwise by you. You ate respasble for eatutedurrealized garnflosses are calculated for - Issue generalpaint. or sponsor estimated yeas purposes only. Positions and vales presented are orders that Kt executed do to your Inure to cancel ncividtal society lots the transaction data for ary, re applied to the Pim by the sear provided by the nein; fern UPS ironed Saxes is misting open orders. individual lots may or may nee reflect ctcrmissions. general panne or sponsor and may be cakulated not ntsponsbki for this damnation and does not dirges ander secuity reorganization ewnts. based on dfftrent information from the used by guarantee is securely these asses we not weeded Privacy Deaden and other renveument lots and systematic then parties to canoe their estenated values. by SIPC or the fern's suPPlememal SIPC coverage. To °bean a copy of on, curvet Chant Macey Notice, pith's. lots re each combined to display one - You can attain additional itamation regarding please paten you. Fronde Adam of vet as website enraged lot 71• • Trade date eolmnpfesonts the the mothablocar used to determine the estimate of • Revenue sharing and adifitional compensation. creuw fiat nentogwinevisy oc he tranwonon trade dale. value and the date of the Women, the is the - m additin to commissions cn sale and c ab. I fees — 1.85 Financial Services is riot a bad. The RUA, Burnes • Callable securities Bonds and peened basis for the estimate try contacting your financial reeved n connection with the digression of mutual ServicesAccount BSA and IRMA re brokerage the issuer cats la tab, redemption veil be selected Advisor. fends to our dents we ardor our altiiale re( ewe accounts which provide access to baidng services and martially by lot hem among as seastes of that - Thid party ostenated vein may be reflected as revels sheen panmerth from derbecrs andor pockets troop anangenwritt with affiliated banks issue held in our run* Cf a nominee mime Ice or • Noe priced' in several etuatent viten an admen of the mutual fad that we ell These and other et/partybanks, and pada tows to clients Call Nakre Somalia is cbtanted Irons third independent valuation In,, has not healed or 6 mounts re based on two d ff trent orrocants: iidearte and annuity products issued try unattained pates rid as rosary is not gaarantmid. Other call unable to assign a vat*, Mien we become aware the ran of sales by 1.85 of a particular rnotual hid party nuance <an:units through instance leaves may eon which can. Meat yield. complete that a material event has Pored the may call a find 'amity to our dents; and at he asset vat* of a agency sandpits d IBS Financial Samos no. info/mama will be provided upon request Feevioutli reported value into amain. or when a precuts' mutual hid I awys shares held at the ▪ hvestmere, insurance, and annuity frodits • Certificates of deposit (CDs). CDs re FDIC enured value would be highly speculate. due to the nature fan — Not FDIC awed • No bad quainter May toe vaLe up to S7'9,000 noincipal and accrued egoist per ol the parity - We and ow affiliate also receive reworden and — WA. Resource Management ACCOUr4. Business deposer and pee depository ins:neon netted/nee - When neither an issue, general partner a spoor amts plOCESSing fees in consickeamon to trawler Services Account BSA IRMA and international Resource wet, 10K rules. estimated value nor a thedgarty estimated vale agent semen that we povele to the mutual funds Management Account me revolved serene marks of • Pricekalue Pr(eS 4601)14 fOr SeCuntits and other poode4 the yaks of the Nosily will be different Thew lees generally re pad from owed assets n MS Financial Semites ex. podia may be higher or beer than the price that from its purchase price the endue cud and are a feed doll, ancant based — ViSA is a registered tads neck owned by Vasa you would actually receive n the market Paw NO - •Distrist ins to dale' may ado* real of on the nodded accounts at the brderdealee International Strike Association and used under obtained from various tad piny sources Poch we cased. room or both. holdng mutual Ions of that fund family kern. The LOS Visa creole cards and the LOS Visa be/en to be reiable, but we do not gwrantee thee - • Orognal unit sae represents ex newt oaring - h wSdncet to ctarnissiaris received in connection debt cads are nsied by LOS Bak USA with accuracy price pa at and mw not reflect 'outcast base. with the sale or &tauten of tenuity contracts and permission (men Visa U 5,4 exasperated All other — We generallyuse the cbsirig price neon anilable or - 09P and wasted REF manna am not toed on a unit nvestment Inet saes to cur dents, we ardor vadenurks, registered trademarks, sereke mans and the mean of the bid and ask deices kr listed national securities exchange. and ate generally at Ariale receive revenue sharing corrpensaten registered sake marks ye of their respects* spines and opens or any bid totes to OTC &god and non it they can be sofa the vice frommiry of the insurance companies undone/mg corroaries Notts reefed may be less than tie per that estimated the amity CCOVeCti, affiliates of the nuance — Less active/ bled lealiteS maybe arced wen a value provided n the accost nattiness Ctrepariet a portion of the ail investment ousts LOS I Utmost Services Inc Rev. 701807 valuation modal ce the most recent price we we dstrbute attained and my rot ref Oct an actual market price • Restricted sensitise Restricted securities proraTY - h addenn to CCenen6TgaS received Iron, the or vale. re not °sherry *liable for public sale. U6S Fnancial pschase aid sale of NetShares tun* we anchor as Naps uses the mean price of the ovessided stock • receive n asset-bte.ed revenue shaing of the sane noaa a an imputed vats for the paymore fromMeagan.: &abates as well Sc SDNY_GM_0002 7705 CONFIDENTIAL EFTA_00135325 EFTA01278934 1)65 FMancial Senices nc Private Wealth Management (SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 October 2018 CNP70057899671018 V1 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 4233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account number. Your financial Advisor- SCOTT STACKMANILYLE CASPJEL Phone 212-821.70001800.308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurCeLine at 800-RMA-1000, on September 28 IS) on October 31(5) account 029328776 Your assets 778,916.00 786,991.00 VIsItour webslte: Your liabilities 0.00 0.00 www.ubscomffinancialsewices Value of your account 5778,916.00 $786,991.00 Items for your attention , Help protect yeomen from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth swew.annuakreditrepottcom. Tracking the value of your account during 2018 Value of your account 5 Mt utand$ at year end 2017 S726,413.00 YOur inveStrnent return 7781 787,0 7264 Change in 6$ 7 S • market value $64578.00 Value of your account on Oct 31.2018 S786,991.00 2500 Dee 2015 Dec 2016 Dec kl 7 so 2018 W 2018 SDNY GM 00027706 Member SIPC CNP700050057139967NP7003109388 00005 1018 030575004 Page of CONFIDENTIAL EFTA 00138326 EFTA01278935 Your R nancial Advisor. 4tUBS Account name: GHI$LAINE MA, _ Resource Management Account Friendly account na SCCrT STACK Meryl YI F CASRIFI October 2018 Account number: • Your account balance sheet Summary of your assets Value on Percentage of October 31 (9) your account A Cash and money balances 0.00 000% Your current asset allocation B Cash alternatives 0.00 000% C Equities a CO 000% E Non-traditional 786,991.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets $786,991.00 100.00% Value of your account $786,991.00 Eye on the markets Percentage change Index October 2018 Year to date S&P 500 -6.84% 301% Russell 3000 -7.36% 2.43% MSC - Europe, Australia & Far East -7.95% -8.86% Barclays Capital U.S. Aggregate Bond Index -0.79% -2.38% Interest rates on October 31, 2018 3-month Treasury bills: 2.33% One-month LIBOR: 2.31% O470oCe00$769968NPAX01$9388 00005 1018 030579004 GM 000277t49. 2 of 6 CONFIDENTIAL EFTA_00138327 EFTA01278936 GHISLAINE MAXVVEU. SUBS Resource Management Account Account name: Your Miranda Advisor. fine ndly account name:Indy Milenmum SCOTT STACKMA:4MR CASRIEL October 2018 Account number. Change in the value of your account October 2018 (3 I Year to date It) Opening account value 3778,916.00 3726,413.00 Change m market value 8,075.00 60,578.00 Closing account value 3786,991.00 S786,991.00 Summary of gains and losses vSues reported below exclude products for which gars am:Mosses are Not Oassified Realized gains and losses Unrealized October 20180) Year to date (1) gains and losses (S) Long term 0.00 0.00 136,991 00 Your investment objectives: You have identified the following investmentobjectives for this account If you have questions about these objectives, disagree with them, or with to change them, please contact your Financial Advisor or Branch Manager, You can find a ful description of the alternative investment objectives in rmporranr information about your statement at the end of this document Your return objective: Current income & capital appreciation Your risk profile: Primary • Aggressive Investment eligibiFty consideration None selected Your account instructions • You account cost bass default closing method is FIFO, First In, First Out. SONY GM 00027708 Ormr0020057Erg969NP7003188388 COCOS 1018 030579004 Pogo 3 of 6 CONFIDENTIAL EFTA_00138328 EFTA01278937 *UBS Yournotes <.........,............... ,e_c,ntacontw • a CONFIDENTIAL EFT,00BE329 EFTA01278938 (SUBS Account name: CHI5LAINE MAXWELL Resource Management Account Your Financial Advisor: Friendly account n ' SCC TT STACK MANLY LE CASkiEL October 2018 Account number. Your assets Some ones, incase and current values shown may be approximate. Asa res UR. gains &dresses fray 1)D1 be Ercurately reflected. See smporhurtimonretron aboulyour statement a the end of revs document f0r more infornaon. Non-traditional PnvEle eguty funds, Heekje funds, and Other investments are held in y0ur U85 FlnalXia ServIteS mc. (UBS Estimates of aue Started by Bates of Certain Programs (which ere generally 'net asset am.' estinareS) FS) broleraae account. fhe pootIons reported below reflect the records of the issuers, and U8S FSdoes not are shown as' issuer est. value per unit'. For Pnvae equty Funds, 'Est. value per unt• is a value updated garentee the accuracy of the iriorm.aton The value shown is not necessarily the value you ward receive quarterly, based on the Net Asset value (' NAY') in the fund a of the date specified a:Lusled by ading from the Issuer if you width, assets. Funds adnrely sold by UBS FS et subject toongoing due digence, ccital calls and sublreding dstnbutIons once the NAY dale The NAV is primarily based on estimated dthaugh the level perfumedrelay vary A dosed fund may be subject to no onvcing dligence Mundthat portfolio vdues paneled by the underfying fund sponsor These two valnos may racy because of differences you puicheaed elsewhere may never have been subject to UB5 r5 dlh;e nee. although U85 r5 mat receive a In the way they were estimated and because the • Third party est. value per unit' May have been prepared fee from the funds manager,whit h May COnSlitule a MM.:miry of the illana;effientliniCentl* fee. Flea% on the basis cfhnantia inronnmon«het I ban yeae•end Pepe-led estimates may not reflect resale. contact your Financial Achnor with questions 'Est value per unit' is an estimate of value supohed by an liquidation or repurchase value, e any, and may ea reflect dst 'barons of caaal until the next valuation is independent valuation trrn and reflects a:austrrents for factors such as the lquidty of the units. feinted, <;enerdly on an annua or serrtannua basis See kny,Pdant inkifinnban afoot your statement the odor this statement. Hedge funds Por(baSe OK& Nabei Avela9t pace Client Cost Price per share value on unrealized (ten) investment Hording HdOng of styes pet shale (S) investment (1) bads(%) on Ott 31 (1) Oct 31 (1) gain or loss(!) return (S) period ALPHAKEYS MILLEN FND BROKERAGE 9301l 8 Trade date: 650,000.00 650,000.00 1.000 786,991.00 1;6,991.00 Your total assets Percentage of Cost Estimated Unredized Value on Oct 31 (5) your account bass(!) annual incdre (S) gain or loss (S) Non.trainional Hedge feeds 786,991.00 100.00% 650,000.00 136.991.00 Total $786,991.00 100.00% $650,000.00 $136,991.00 SDNY GM 00027710 CNP70.308005789971 NP7003183388 00005 1018 030579004 300000 Page S of 6 CONFIDENTIAL EFTA_00138330 EFTA01278939 *UBS Yournotes - 17,=:.=,.. .---- - CONFIDENTIAL EFTA,BE33I EFTA01278940 Important information about your statement • ISS F newel Services Inc (the Firma UBS Fent/ her fromyouno law than 60 days after Oaf orm upecity. A ILA copy of the poky wording is available income or Men and my not keep pace with Stryker.3 is a mentor of all principal minty, commodity sent you the fat at Megneat on which the emit or con request. inflation and oaten exchanges. UBS inancial Services and 1.85 Problem append. • Modena Wring to accept tone rid to united ad Bank LISA ay ndrect sttsidaries a U3S AG and - WOO:leyou- rent and accost number tot any) Nether The SIPC onreclionnor the suaremental tolerate sane vanity to seek hther returns affiliates of UM Sautes U.C. The Fits keret - Dew& the tor or the vaster you me unsure protection /pay to: • knressibt: Wiling to accept high risk to pincpal ad Statement it available upon request. The Firs txtrnAive abet*, and Obtain as <kerb as you can whyyou • Certain enamel assets controlled by (and nand n hicp volnlity to seek het ream ore not offices are at: barn/kis an twee a ity you need man your account vat be Int away horn IFS Financial • Imestner2 Eltioarly Consideration: II Salted. a information Services. For tarot. certain Is) insurance protasis. portion of the whale fa that account may inctide 103S Fetancial Styes re - Provia the dotr amount of the suspected arra. including variable annuities. and 00 shoes of mAul complex stragen, tinted liquidly and peter 1200 Harbor Boulevard funds registered in the mane of the account holder on that/ Wetanken, NI 07066 The FM1a Card bsuer wi investigate pis emplane the books of the is or transfer nen), and ell correct newer promptly. For alleged tors • rwestment corrals a nvesimint newish. lit.g Stetiament Thousehattivr The Statement represents the only official record of per anteing UBS Visaed/bit cad tra-nacitre of we take linthed pannenhts andPrivate PlacernemOtRa we We myconsolidate ore ratted account statement with LBS France' Spokes account. Otter records. nett mae than 10 buskins days to do this, we will credit not registered under the Searities Act of 1933; the sane address in the um envetpe, e o because caboul lac doonnts. contanng waliang data shoal you axon la the amount you think win enoi, so that • Ccemoditits contracts foreign exchange and they haw onners who also maintain Pen account rot be relied upon d you be%eve thee* is an wee a you wit have the use a the m inty durng the tar* it mots/net/I centrals), mokOng futons ormaas rationing,' wart other clients at the sane address. omincn pleat mon m irenedately in wring to the takes us to CO-Mktg Cos inintiation. and earniodity option contracts; and you reefer to mere individual statements molt n Brandt Manage/ of the office wring you amount. • Deposit accounts (except certificates cif deposit) at MK separate etwal0Pas. you may dean* Inutabokleg by Please make all checks payable to the Fern Of the Bark USA, UBS AG US. bra-thes and talcs n the tang you Financial Advisor Allthough algae. shown me intended to be accurate, financial inSteution notated on the fen a this FDIC Insured Deposit Program. statement datashould not be wed for ten purposes Rea statent In addition to etas account len. -mounts The SIPC protection and the soppirmotal protection do Friendly amount name softy onprend tar toms. (i.• Four 1099. 5196. 'nay be subject to enintenance fen charges for We not apply to there assets awn if they otherwise appear The Friendly account nevi it a arnanaable *ncerurne 10425. etc ) when prepamg your tat return. The Pon is payment for shames purchases and charges kr unpaid in Ws., statement. The S%C protection ad the chosen by you to mist you *type necordleepng muted by law to report to he RS Wearable dnidends, amounts in cashace:ins. Accounts that are transited supplemental protection der not protect against changes ha no legal effect on your account is not Mended to reportable neretarable dividends and taxable Wrest to other instant may be subject to a vender fee. n the market vats of you- investments (whether as a reflect any strategy, prodxt reconswedattn, caned on mutes held in pis amount, net proceeds mot of market movement, issuer batorupgy inn/to...rot objective a Sc profile associated wen your • Gale transactions, ad con basis onmean <owed UBS Sweep Options otherene) accents. and is not atomise a guarantee that vitas smureies. tk1$ °Wen options toe %wrong <ash balances to bat oe any financial resullc can a will be achieved. All depose axons at non-affiliated banks and affiliated Dividend Reinvennwit Program (DRIP) inenenents /maw the risk of lost including the risk of CanvemeatIons with the Fenn banks and money market nasalInds (Mona fads). Thiene reflected is an average net You may obtan loss of the title ineitnellt. You can Thange your • Pleaserennin" any oral cannteatiom in teng Depose axone at UBS Bak I-6A and non-affiliated the actual price from year Financial Advisor. Ora Wok Puna/ swum names through Online Services a by toloiter potoct your rights. enduing your rifras banks pentane-to in the UBS FPC-thered Deposit Owes re purchased under DPP, ptial than willbe contectig you' F runcial Aden. under theSeas/6es Inane Protection An (WA) Program are FDIC-ensured n accordance wan FIX rules sold ad the cash wit be deposited in yOur ICC0unt The • If thetenni:A instartion on the top lets of the front for more info:maim, please visa own. fdc.scry. Depose chard rowed/rent nee applied by the 'Mar may Arran overview ol this statement is not tES Financial Services. LOS taunts al IFS AG Stanked Branch and shoes of offer loom the makes price at iinKh the pat.* share, • vase of your amountemerflofo. Net of assets and Financial Stem caries wen arca.rn as clearing MoneyPunch are roe hart by the FDIC. are sold Rabat_ broker by antarnent wen the irked inerution • nsfers Includes avalable cash balances, vases for We itortratdyCv of this retabontho when you Bank deposits ao not prOletted by SDC. Money Fund shores are protected by SITC. See •LIBS rata Serous remitted security test ). and Global Tit Deposits, opened this accord. le this use, puked, and Only whole units may la held In you account. If you are unreallad marts to morel, andMean asses not held saint ere located a LBS financial Seems and rot Account Notetten' below. enleled to a parlol unit as/result 01 a &Oland payment the into:Inn; broker, and youmust make a Mal by Ilse Fim. Does not nth* unpnced securennlasias a otheowne. the Fiim wdl Whet sell pan& uns at at the end of the poor and anent statement pewit or of any error a anion to both ferns Inn your request, balances in the bare depositsmar be mane price a accept an anon determined by • private inWstnienti. snvested stock options and • As *sorbed n the account agreements, you must withdrawn. ad shares of a Mat held maybe menet clewing gamey, a-adcredit you axone ewarcaable Pock options naryusof any eines or fraud irmang checks lemehtect and the proceeds retuned to you ape securities account • (iaba.TAWS relates dart banes, analog riwgin refitted <a pa statement within 30 daytaflet a was InverUnent objectives lore credit In, short account banes. mailed a mule avalable. The ewer/nem obactien and risk profile are 'pudic to • Pleasediva customer complaints a inns to the Fuller remnant about available sweep options, • Cash/money balames. Total of tninested avalable each account and may say between you accounts cash balances, plus devout balances at alt bated and Fent< bent Relations Department x 201.3521699 noldrg currier interest rates ad yields, is wattle at Please acme the Finn prom* in wring of any yeeptubseorrysweepr ods, hem yin Financial Mew mat dated ball, anion:et market mutual kind or totiree al 800.3549103, 8:00 A.M. to 6 AO P.M sandicant change in ycer financial abate° or sweep balance& at the close of to statement period ET Mondry throughFriday, or in vinterg to UBS of by calling 8007621000. investment obis:olives. For each account hNf, you Financial Services Ix., Client Relations Deptment, Non-commodity free molt balances into, ton ae choose one ol the (Wang imesment objectives: net secyegned from ocher balances and the Fim may P.O. Box 766 tenonCry, w 07067. UBS Fenancial Service aO:O1.87l protection • Mode* CurrentPeon. Int Monts WHIR) the The Finn is anteater of the Searches trestor Protection use my of these Ina ti the oideuey course ol • Allneenwes dell be deemed coreplue and acorn gerwraten of none pry. banns. These funds repayable goon your demand. it not objected to in wring within 60 days. Corporation DIPC), tech protects securities cunt:own • *chine Capital Appreciatforr ketestrneMsseekeN of es members so to 15(1,000 including $250,0001a This total is nolided in the ovrent polka <lotto who • far TTY metes. Call *444120986 or from ante growth of reincOal rather than the generation of the US.: Cal 201.352.1.15 den foe cash). Etlanatory brochure rabble upon MOT*. tenting inlomation • blase of enon a banns goal anelectronic ✓ent a ale/mysix or,. the SIPC asset protection limes apply to all accounts that you hold ei a parasite • Pada* Conbeuton ofincome and Cartel For cleated Monition on the I ere's lensing practices bras transfer (EFTL lei parent a LBS Vet debit Appeerration: Imiestments Setkinglinth the generation ma intuit. ram to you Clem Relaitailli> cad transactions. call WO-762-100a or write toUM smeary. The Fitt together with mien affiliates. has the a niftier* and growth of principal. Agnomen a Anon Arawnent and the General Financial Services n., 1000 Harbor SM, 6th floor, Tres and Conditions. LOS Statement of Credit Practices WM-met NJ 07046, Mtn RMUSGA Service. Purnesed supplemental innate. The manrrurn nett payable to all eligable clients. collectively under Oren. risk profiles awe** n Agreements and/Pee/ow/es this protection is I-SOOmoron as of December 10, 2016. • Consemone. Seeks to maintain onkel prectel, at raw nun en•niateneinerbvinuorpl, Cal a 'mite as soon as you can/drool 'hit your low M. ad van thy to the account overall, even if statement a recit4 is wrong a d you need more Subyea to the potty cadein and Errata ash at therim is Wave protected toe up to 1 I.9M6Cei in the that means tine anoint does not generate signifier< ntorrnatnn tout a tint on the statement or react The time/Card tut (as Claciable) must garnet for all your accounts head in a particular SDNY_GM_00027712 CONFIDENTIAL EFTA_00138332 EFTA01278941 Important inform atimi about your statement (Continued) Your assets - For certan noshes racing Ilnon-conformng • Est. festinated) incomw current yields and rates. — We inn,. <Cnceatildel Irons PBS Brit. USA, CBS Your taterrent Menses retailers and other assets held denomnatons, price rd corny dace value) may An est maw of arrival mane n bated on ono, AG Suerdoid Branch and nataff awed barks n the account a the end of the Statement period You have been adjusted to facilitate proper neural chidex$ and Menem rain, attuning the warnos will throuths our cash sweep proga's. this may ask for delivery of futy, Paid securities al and tire. To obtain anent quotations. when availabi, contact be held for one yea- from statement date or until compensation may be a mere by per rocise fee or You may redo* twenties used as loan coMeedi alter your Fs-wool Adieu. maturity. This esti-nate is calf a guider*, accuracy may be a percentage of atorage day deposit paylo any bataxe dr on them. Any wcuitties and continued Nicene are not guaranteed brines bundemed to the Firm &trig the idadmmt period are • Private invostmente and structured products. — fretted ennui name end current yield for Fred ai market value as of the end of the strewn Private nwstrriene sect:airs (PK lain; deed certain types of swathes could riCiado a rerun of Activity period NetkiPal in aotram and real estate imminent trust prnepala caper gains n which case the est Information regating commissions and other chrges • Con basin n detennning the cost basis of the securities) and strut teed products ale generally highly income (rd current yield) would be overstated. irsturred in CaveCttan Wel the newtonof trades, searem included ei this statement %%tete indicated /gaud. Certain struck/x-4 pecans hew not been — Este-toted mute exam and current yield and the incLoSingopticn transactions has been included on with the nunter - I,' LEK fiunialSenntes hat relied registered with the Snakes and &charge actual imam a-4 )ton n-4 be haw oe hiper confirmations previously furnished to you and wll be on information obtained from sources other than UK Commssith, or under any state securities laws. We than the ntenged anions provided to you proenotly on mount. Financial Services. rkluding rdarnaiim Iran another pow& estimated values for vivre ruestrnert — An estinate of antalized income (dividerd aidcr Inn or that you may have provided to your Figaro& stones and structured products for normal coal int./ee)dialed by the current market Short Sting Acaaisca. The Firm does nal nolmeniently way a pitons only Money n not guaranteed vaktidaverar balance a based on the last divdend II you se engaged en shot selleg a wady, you new guarantee the rosacy a val.:14<in lof collation - Then values may differ abstaniiety Iran prices, it or moan payment made by the issuer and incur a charge der to anon torroveng costs fa that provided by sources other than U3S Financial Serene any at which a private' ste in d security a wsunes the secisheideposes will be hell foe one pan Ode- security. adduct, although LBSFnixel Seeds gerneraly structured product may be bou-kl or sold and do year from the statement date °curt,' maturity. updates the etionatim as 0 is received, the fern rot necessity represent the vain you may recto. Accuracy and cottoned yeld re not guaranteed. Open orders *es not vow* airy assurances Otst the eformaines Loon liquidation. Regaidng open ce -goodahcanceled- aders that vole "Cost base and the arced ni si is - Third piety *senates of value are at a ocean • Ana . not held by LSS Financial Services, Certain were not nosed by the stamen date, open buy and accrete as of she date of this statement. As sutth, date ad are suppled to UBS Financial Sentes on a assets re not held by the Fins and not within the eel stop orders re reduced by the amount of divided. please do not rely an this nit:motion to make recs.* base by an independent valuation fir m, possession or control. These assets are argots on an exidndolerds or writhe date unless aschase or sale decisions. Ice tar pa-poses or - tater, general pannte Cr sponsor *ginned values, deployed on your statement for reformational ndructect otherwise by you You re responsbb for otherwise. Accounts transferred to the Fins may 'T re. re oared to the Fon by the issuer, purposes only. Positions and values presented re order, that re fa:Muted due to yeas faun to cancel reflect garner interne ins only hi to period of general pother or wawa and may be cakulated provded by the issued; fern UBS Financial Seines 6 "Ming OW orders. tire they re held at the Fan More haocal based on deferent information from that used by not responsethe for the ilk:enrol and does not retematon can be wiled by you Forint Advisor. that pauses to dense their estrnated veins. gunnel- es retry. These assets are riot reeled Privacy • Unwanted gain/losses. When data 6 sante, - You can obtain addecral elarnson regarding by SVC or the Firm's supplemental51PC coverage. To casan a copy of as current Client Friary Nage, eernated unerized ganflosses are calculated for the methodology used to determine the niceste of please anent you- Financial Mesa or vet w websde notviial storey lots the transaction data for value and the dale of the normal:xi that: the • Fbneenuo sharing and adifitianol compensation. al wv.v.wrht enearviyaratw&-t. hchtisal lots may or may nee reflect commissions. basis la the estimate by corneal-xi your Financial - h addition to commissions on lain and I glo1 tees ▪ UBS Fharxial Serkes is noe a bark. The RMA, Busmen charges anchor secuity reap-oaten mints. Advisor. received n connection with the &Teuton of mutual Services Account BSA and IRMA are brokerage Diebold and other renvestment lots and systonatk - And party tenured vales may be reflected as funds to at dents we anctor Oct attire recess accounts Moth provide access to barking senates and eschew lots are each combined to display ore • Not piked- in several StuatienS: Mtn an rewires ahatg payments from dettbuon aria Products arcuct alal191MMIS wth altered banks averaged lot Bo 'Trade date' colmn peewees the noloperdent valuation Iron has err suppled a is advisors of the rraaual funds that so soli Thew and other ti-d.party bags and provides access to tight transaceon trade dale. u nable to assere a value, when we become aware a-noins re based on two different components, (4 mime and array Produces issued by u-aftdined • Condole securities Bonds and preferredstock st that that a material event had occared ter may calla the mate of sales by U3S daps -Ocular- mutual thiel.party assurancecompanies through instrance the issuer cats la eery redenoton veil be selected prenomy reported value no question, ce when a find fanny to our dents; and 60 the asset eats, of a agency sclusidares of (IBS Financial Seven lx. opartully by lot lean among al washes of chat value would be holey speculate* due to the nose Nodular Mutual had lanais shoes Add at the — hwItmere, insane. and annuity predaCts. :Sue held n our Mine a is nonewe ram fa os cd the warty fine — Not FDIC inured • No bare guararen• May lose rata clients Call lean is Somme:a is obtained from third - Wnen neither an issuer, general partner oe sponsor - We and our affiliate also receive networking and — tMA Peseta Management Account. Business Parties and es rotary not guaranteed. Other call estinaled value me a thed-pity estimated value is annbus processing fees in considerate:en for wander Seances Account BSA, IRMA and international Resource leaves may end which could MM weld complete prithOed, the value of the scanty will bedifferent agent services that we provide to the nuual funds Management Account are rendered service marks of infoemaion will be provided upon request from its purchase pace. These Ices generally in pad from investor assets LBS Financial Sennett ax. • Price/value Petal. displayed for securities and other - • Dierbut ions to date' may include roam of the mutual fund and are a feed dolly amant based — S a a registered iradireurk owned by via products new be higher or beer than the peke that capital name or both. at the risrbir of amounts at the brceerdealer eneektnional Service Association and used undo you would actually, recew, in the marke. feces - • ongn31 tat size represents the nitel offering holding mutual funds of that find faintly loense. The LEIS Via credi cads aril the IBS Visa drained from wren tied poly sources winch we peke per int and may not reflect soca cal base. — en actlecn to Carnill6Sian received in cotyledon debut cads are *sued by UK Bank LISA with benne to be elabee. LA we do not stamen thee - Of P Ind Wand RErt SeCtrtim are not listed on a with the sake or datibuton of annuity contracts at permission from vise U S. A Incorporated All other accuracy national sources exchange, and re generally int reentrant Innt tripes to ws dicta% we new tadernarkt registered trademarks. servee marks and — we generally use the cbsing price win or &gird ani even 0 they can be sold the price az af I date receive sewn* sharing corrpensaton registered senice marks are of thee respectsee he mean off the bid and ask pr ices la tested maned may be less ton the per share estimated from Mr/ of the nwrance companies underwriting corripanes stones and options a only bid pikes ta OTC value provided in the wean statement, the annuity OritertS, affiliates of the instance snakes con-panes or sponsors of the Val enestmeot vents UPS Financial Services Inc Rev. 701810 — Less actively traded securities maybe poked using a • Resriaed securities Rnetioted securities goner* we distribite vabaten model or the most recent peke we are not arrerey thigble for public sale. UBS Financial — In adder, to commissions received from the obtained and may non reflect an actual market price Services uses the motet pence of tee urredixted stock pschase and sale of Nertfuleares kids, we and or Ot a rake. of the sure issuer as an ineuted ale for the allitre receive an asset-based revenue sharing - Certain positions may Icy*. ca ntos a price and restricted stock foe purposes of the stoteanot only. To payment from aketthaves 6subuirk as well as wit thew as Ince was not available 0 we a-e te extent that restricted securities are ebgble for sale, fuming for technology development, training and triable to obtain a pr ice for a stony. the value trend may be abstain* less than the education. — Deposes a swishes denconated n [sermon awed value shown. — Our athletes also receive trading correnissons and other than US. Oaliss re reflected at the exchange other oinwreal on from mutual funds and marmot rate as of the statement date. carpaniec wawa wombat we cliffrbst0 SDNY_GM_00027713 CONFIDENTIAL EFTA_00138333 EFTA01278942 UBS FMancial Senices tic. Private Wealth Management UBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 November 2018 CN770057070851118 1r1 0 GHISLAINE MAXWELL 139A CHARLES Si APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. MillenmiUm Account number: Your financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone' 212.821.700D/800.30&3140 Questions about your statement? Call your Financia Advisor or the Value of your account RMA ResOurCeline at 800-RMA-1000, on October 31 (S) on November 30 (S) account 029026776 Your assets 786,991.00 778,512.00 1.4sit our website: Your liabilities 0.00 0.00 sweve.ubscomainanciaservices Value of your account 5786,991.00 $778,512.00 Items for your attention , Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report am-ashy from Soarers of your account growth WWW.annuakreditreport.com. Tracking the value of your account duriag 2018 Value of your account S Thousands at year end 2017 S726A13.00 Your mestmmt return 787.0 778.5 683.7 726.4 Change m market vaue $52,099.00 Value of your account on Nov 30, 20113 5778.512.00 250.0 Dec 2015 Dec 2016 Dec kl 7 0(1 2018 Nov 2018 SDNY GM 00027714 PA•mbor SIPC CHP100010057070aSNP70C0187918 00005 1118 030575001 000000 ►age 1 of 6 CONFIDENTIAL EFTA_00 138334 EFTA01278943 *UBS Account name: ru. Your Nnancial Advisor: Resource Management Account Friendly account name. srnn store t &ANY, YIF recntei November 2018 Account number: Your account balance sheet Summary of your assets Value on Percentage of November 30 a) your account A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 778,512.00 10000% F Commodities 0.00 000% Total assets $778,512.00 100.00% Value of your account $778,512.00 Eye on the markets Percentage change Index November 2018 Year to date S&P 500 2.04% 5.11% Russell 3000 2.00% 4.48% MSC I - Europe, Australia & Far East -0.11% -8.96% Barclays Capital U.S. Aggregate Bond Index 0.60% -1.79% Interest rates on November 30, 2018 3-month Treasury bills: 2.30% One-month LIBOR: 2.35% CNP700030057070B6NP7003187518 008051118 030575004 walkY_Gia_0002TRefie 2 of 6 CONFIDENTIAL EFTA_00138335 EFTA01278944 Resource Management Account Account name: GHISLA1NE MAXWELL Your tlnandd Advisor: SC TT STAtv a t...vivo c rAcoin *UBS November 2018 friendly account narne:Indv Millennium Account number. Change in the value of your account November Z018 ($1 Year to date (0 Opening account value $786,991.00 S726,413.00 Change in market value 8,479.00 52,099.00 Closing account value $778,512.00 5778,512.00 Summary of gains and losses Vaues reported below exclude products for which lylns andlosses ate not Ossified. Realized gains and losses Unrealized November 2018 (9) year to date IS/ gains and losses (1) Wog term 0.00 0.00 128,512 00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in important information about your statement at the end of this document Your return objective: Current mccme & capital appreciation Your risk profile: Primary • Aggressive Investment eligibility consideration None selected Your account instructions • Vote account cost base default closing method is FIFO, First in, First Out. SONY GM 00027716 CW70303005707007 Isle7000197518 00005 1118 030575004 Page 3 of 6 CONFIDENTIAL EFTA_00138336 EFTA01278945 *UBS Your notes 01,03110057070881,11.01•751501713511. OM.. YI287765506.. Gm .00*.• • m. CONFIDENTIAL EFT,00BE337 EFTA01278946 Account name: GHISLAINE MAXWELL Resource Management Account Your Financial Advisor: *UBS November 2018 Friendly account name:Indv.Milennrum Account number. SCOTT STACK MAN, LYLE CASNEL Your assets Some vices, income and curter)! vaues Shown may Ix apprOrdrnble. AS a int*. gains WS1055es May not be accurately reflected. Set Aporeent infoneabon about your sterement a the end of ths dxurnem for more infonnas on. Non-traditional PiiVet eouty funds, Hedge fun% MOOther Invesments are MO In your U85 Financial Services bc. (U8S Estimates of Niue Suppled by issuers of tartan program (ntacn ate geneidly 'net asset value esteem S) FS) brokerage account. the positions reported below reflect the wads of the Issuer. andU8S FS does not are shown as 'Issuer est. yaw per unit'. For Private equty funds, • St. value per unt • is a value updated yuatantee the moiety of the Information The value shown Is not necessarily the vane you would *cave quarterly, based on the Net Asset value e NAV') in the fund as of the date spedRed adjusted by Wing frcm the Issuer if you scl the assets. Funds achy.* sdd ty UBS FS are subject to ongoing due cligmce, capital calls and subtracting dslabullons Once the NAV date. The NAV is primarily based on estimated although the levet perfumedmay vary A doted fundmay be suNect tono onoceno ciNgenct Attend that portfolio vines provided by the underhing fund sponsor. Mese two values may vary became of differences you purchased Sweetie* may never have been subject to UBS FS diligence. allhOugh U8SF$ may receive In the way they were estimated arid because the • Third perry est • value per may ham been prepared fee from the funds manager, wNch may ccnslitule aMOO of the rnanagernenthrentlw fee. Please on the bases of financial Infonrialon other than yeatend. Reported estimates may not reflect ratan, contact your Anaxia Advisor wth questions. 'Est eau, per mit' is an estrnae of value supplied by an liquidationor repurchase tate, 1 any, and rim not reflect &tat:Mons of caditS until the next valuation is Independent valuation arm and reflects adjustments for talon such as the lquicity of the units. reported genet.* on an annual or semi-annualbasis See kep0rtant intomation abOet your statement at the end of ths statement. Hedge funds Purchase PIK& Hurter Average price Client Cost Price per Nitre value on unrealized (tad investment Holdng HdOng of shares pet share (S) investment dl baSIS(S) on Nov 30(S) joy 30 es) gain orloSS (S) return (S) period ALPHAKEY5 MILLEN FND BROKERAGE NO 10,31/18 Trade date: 650.000.00 350,000.00 1.000 778,512.00 1213,512.00 Your total assets Peicentage d Cost EStillate0 Unft$IIK1 Value on Nov 30 (1) your account tests 01 annual inCort (St gin or loss (S) Nowt/talon& Hedge funds 778,512.00 100.00% 650000.00 128,512.00 Total $778,512.00 100.00% 8650,000.00 $128,512.00 SDNY GM 00027718 CW000)305707039 NP7003187518 OCCOS 111803057a00000 Page 5 of 6 CONFIDENTIAL EFTA_00138338 EFTA01278947 *UBS Yournotes CONFIDENTIAL EFTA01278948 Important information about your statement Ii26 Fru/scut Services K. (the firma UBS Financial her Iran you en law: than 60 dos tier the f ern capacity. A lot copy of the poky wading is available Kane or ran and may not keep pre with Stroke°, is a mentor of all principal %ashy, ocamoOty two you the fin statilflUnt on which the error or uPOn request. inflation. and oparnashangts. UBS Financial Services and UBS Problem aPP•red. • Moderate Willing to accept KeOf rids to prinroal and Bank USA are ndrect sttskaaries of U3S AG and - Female you name aid accost number Of any) Nether the SIPC protectionnor the swpaemental tolerate sate Watery to seek higher returns. affiliates of LOS Sectaries LLC. The Fitris I inarksal — Desabe the end or the transfer you are ordure protection "My to: • oressibt! Wiling to accept high tit to pNncor rd statement is available upon request. The Firm& axone about, and molar, as shady as you can whyyou • Certain tnancul assets controlled by (and ncticksd n hoh volateity to seek NO tnuMS Over time. offices an at: believe a is anern:fanny you need mete your anoint vats) but breklawayIran LeS Financial • fthelteler2 Niperry Consideration: N selected. a Wormalart Services. For Prick certain 0) insurance products. portion of the ponfolio fa that account may inclak 18$ Frtancial Services — Proude the dal:fervent of the suspected error. a-Chatting variable anvites. and 00 shres of mutual complex serapes, lirked liquidity and grater 1200 rater Boulevard funds registered in the rune of the account holder on atria/. Walarken, NI 07086 The Finn or Card bsuer win investigate you caviare the books of the Sat or transfer aged), and WA correct ley elelf pro:veg. For alleged ears • kwoomme contracts or Mermen, Molests (e.g, Statement 'howdah:kW TNS statement represents the only offdalrecord of gar Smoking UBS Vraodebd cad buntadd& f we take lirnited partnertings and private placements) hat are We ntryconsoldat• al Mated account statement with (.BS Fruncial Services accovt. Other records. swept mire than 10 business days to do this, we wigged* riot registered under the Securities Act of 1933; the sane address in the sarne envelope. e o because offaral las dxunents. contanng ccedhang data should your :gauntlet the amour you think is in swot so that • Carrnoditits contracts (e.g. foreign nclunge and they haw onners who aka mantas Peit account not be relied won t you bedew thee is an era a you sea have the use of the money dreg tie tine it mowsmetal contracts), rakeing ItelitS «roach re/atlantic was other cares a the same address. If cation please report il innedakely in visiting to the takes us to complete or Meditation. and commodity option controcti; and you prefer to mere irdialsal statements mailed n Brandn Manager of the office won(' yces account. • Deposit accents (except certificates of deposit) at ties Write *taloa& you may de line Inuteholdng by Please make all checks payable to the Erma to Bads USA, UM AG U.S. bra-khes and bats n the cairns) you Financial Advisor Although alIores shown re intended to be accurate, Manna nSleuticn notated on the front of this FDIC Pored Deposit Program. statement data should not be used for tai puppies key staierrent In addition to regular account lees. accounts The SIPC protection and the upplemtnial Potation do Friendly account name stray on yer end tax forms, 0.• Form 1099. 5198. rnw be Abject to reakenarce fen charges for late not apply to those assets evenif they otherwise appear The Friendly account name is a cunemnble 'ndirurne I C475. etc when prePamg yOur tax return. The Fan 6 payment Sr securities purchases and charges for woad on ytla statements. The WC protection ad the chosen by you to assist you whhyor rose:draping b reared by Lew to report to to RS relatable doidoxfs, amounts in cash accounts. Accounts that are tanslered otplernental protection do riot prole« against changes has ro legal effect on your account is not mended to reportable nentauble derderds and taxable irNemt to other easter rens may be subject to a transfer fee. in the market oak* of You invariants 64-ether as a reflect ary strategy, prodxt reccarrandatir. earned on wearies held is you amount, net proceeds owe of market movement. issuer barruptcy a Meaner-A objective a reek profile associated roil par co safe trreactions, rd con brit on certain cowered UBS Sweep Options other:ale) scoo nls. and is not a pecombe or guarantee that wrath worries. (BS offers prams for sweeping cash balaxes to bat any linancialresullt can or will be achieved. All depose accounts at non-/Hired banks and Sedated Dividend Reinverbowit Program (DRIP) irnestrnents Mira the risk of kiss, including the risk of Gonwemications with the Firm banks and money make! MASI lunch (Money finds). Reprice reflected is an average pnce. Voumapobtan loss of the title inestment. You can <lunge your • Pleaseretrain" any owl cartrunkatiom in swung Deposit mares at LOS Sark USA and nonaffiliated the actual price kern war Financial Advisor. Only Vole henry aeon names trough Online Services or by tofurther protect your rights. inducing your raid barks partkipaing it the UBS FDIC-rstrod Deposit styes we purchased under Ott gunial sheen wall» contain; you Financial Ashlar. water the Seosities Investor Protection Act (WA) Program are FDK.nsured n scan:la-6e was FDIC rUes sold and the cash wet be deposited in yOuf KCOvflt The • If thefinancial institution an the top left of the front For more inkanation, please 'ASA wenvfdpgair. Depose *Mend remained peke %prod byte e issuer may Axon overview of this deemed is not I.RS Financial Services, (BS accounts at IRS AG Seward Brach ant shares of Offer from the maker Priced' VfitCh pito* shad • Yabe of your NCOU04:041010. Net of assets and Financial Services caries gar erase as clearing Money Funds are roe rand by the FDC. we sold litiliiet broker by avengers* will the ikkated insiOution • Area Includes avert* cash balances, oaken for we Worried yds ce this refalsonthb when au Bark deposits are not protected by SJPC. Money Ford Cadvislieu opened this accuse. h this rasa your kinds and shays arts:erected by SIK. See'1BSf naval Snows 'Insisted security ). and Global Tiro Deposits, Onisr whole units maybeheld In you account. If you are unrinand marts to rural. and cash assets me held souffles am dated at LIG financial Services and rot Account Protectsan' below. (MOW tear:until unit as a result of a divilierli payment the ntrodrio broker. ant you crust make a rpm by the Fim. Does not ricks* unpnced securiteslarets a otwnwse, the Firm wdl either lei pert& trot at at the end ot the Voir and current statement penods, or of ay error or omission to both fans UVarsur request, balances in the bar* deposits may be mar et price or wont an snare determined by a private investments, wanted stock ophom and • As descrbed re the account entreat you mat withdrawn. and shares of a Money Ford maybe regained clean; agency, and credit your avant misers-cable stock options wayusof any eras or fraud irmohirg checks latiklated and the proceeds retuned to you or your securities assort • (iatabos Irclades debit Waxes, Panning magi, reflected onraur statement within 30 dap after a was Investment objectives ion credit eye, accarrt balances. milady made available. the nvestmere objection and risk profile ar e spade to • Pleasedace customer compliers or irories to the Further inkanatirs about available sweep options, • Cash/money Praxes. Total of one-nested available each account and may wrybetween got scout cash balances, plus devout balances at affiliated and Finn's< ant Relations Department a 201.352.1699 ✓ickdrg(urea interest rates ant yields. 6 available at Please ado* the Finn porter n writing of ry wwwibscornseeepred, trom year F runcial Admix dwarf doted banes, andmaw, market mutual fund 0, tell-bee al 800.354-9103, 8:00 A.M. lo 6 AO P.M. soyaKant change in you financial station or sweep at the cbse of the Cann period ET Monday through frelay, or in :snag to UBS cat by wring 803.762.1000 inveilireht CbytCtreel For each want hat you sect' NoricorrmorkO free Mot balances in yds accord as Snivel Sewn ta, Client Relations Doormen, choose ow al the Icooning investment &skewer P.O. Bo: 766 UnonC ay, w 07087. UBS Financial Services axon protection use from other balances and the Fim may • Peoces• Current Income Investments WHIN the use roof these funds el the admit spy course of its • All oatmeal dull be deemed corvine and acorn The Finn remember of the Seardies Mesta Protection generation of income caly. Corporation (StPC), which protects securities CUMMINS business. These fads re payable your demand. d not objected to in neat; within 60 days. • Ache.* CapratApporiarom a-treatmentsWang The total is ridded in the current period doing vahe • For TT( services. Call 844612.0986 of from adult of as marbles w to $500,000 Riddling 8250,030 for cams for cash). Esplanatay brochure ratable upon growth of prixpal r#ner than the generation of the LS S., Cal 201.352.1195 Lending information • haw of orlon or pasha about an *karate «vet or al mow Moo orp The SIPC asset protection lanes appg to all accounts [hit you hold in a panivir • 00$,X•Comboason of corm erforCapeal For cktred nlarnabon on the Omit lerafro practices knob transfer (EFT/ lei parront a UPS Vet debit Appreciation. Investments seeking both the generation ad cincbsures, rein to you Cher Retricnshp cad eansactions, call 030.762-1000. or wile to UBS captor the Finn, together with cyan affiliate& has also of Ware andgrowth of principal. Agreement a Account boyeernem and the General F n' aval Strikes W., 1000 Carta Shed, 6th floor, Tema and Conditions. Statement of Credit Practices Wet-harem. ta 07086, Attn. IMMEGA Services purchased suppkmental instance The nuaran amour payable to all eligisle <fonts. collectivelyr under Overall risk porta available n Agreement and0kebsures this protection is SSOO million as of December 10, 2016. • Conservative Seeks to apnea:, ineal priatoal, with Cala write as soon as you can, if you tha aos low ink ad vanKeyto to account overall, non if Subject to the policy cadade and arraalan. (ash at statement a recece is awn; or f you need more theFins it hither protected tor up 1011.9 mifices in the that risers the avant don not generate son:Scar nformatcn *cut a !Fenster on the statement or recap. The Fim or Card burr Las adolsable) most aggregate for air your accounts held it a particular SDNY_GM_0002 7720 CONFIDENTIAL EFTA 00138340 EFTA01278949 I II 'portant information about your statement (continued) Your assets - For certain moles racing n nOn-C011terring • Est. (estimated) acorn*, current yields and rates. — We fame <ColpeMblpas kern UBS lierio USA, L65 Your statement Minces *nukes and other assets held denomnatons, price and gunny (face value may An mom of arida rtcdre it bated on often, AG Suerdoid Branch index:it-MN:wed bards n the account a the end of the statement mod You have been adjusted to facilitate proper valumal dnidend and inteont rain, assuring the mines will Mout, our cash sweep lorMaM The may ask for dekvery of fulloi paid securnies al any tire. To obtain nevem quotations. when available, contact be held for one yea from statement date or Mil compensation may be a mcoehk per account fee or You may recew manes used as loan collateral alter ycce Fr-wool Acinsa. matority. T es entente is key a gudelne, accuracy may be a percentage of name dak deposit paying any balance do on them. Airy mums and tortnued tome are not guaranteed. Maces bunderred to the Fen dreg the scater mt period are • Private investments and structured products. - Estensted amul mow and current yield for Wed a market value as of the end of the Memo hivato nnestmerst secunItts (m Lain; drect twin, types of mikes <cold inCiado a rerun of Activity period PankiPal inn oroiram and real estate imestenent trust prelf Oat or captal gain in which case the est nionnaten repaying commissions and other chokes • Cost base. In detennoing the cost bays of he mulles) and strut teed precious ale generally highly income (rd current yielo) would be overstated. intursid n ccer*ctson was the executionof trades, sectown included in this itaternent, whet, indicated /MM. Certan snuck/ad daixis haw not been - Est/need arnual exam and anent yeld and the including option toreactons has been kidded on wit: the numbei - I,' LEK Finakial Services Ms relied registered with the Semites and &charge sail scone and yield melts be lover a h4otr canemotions previously I umished so you. and wll be on information <Mined from sources Ow than U8S Commun." or under any state securities laws. We than the ntrneed marts Provided to you promptly on request. Financial Stenos. rkluding Hamann, born another prokeesonated values for viva' mestrnern - An estimate of a-nualded income klividerd aidsr lien or that mu may have swovided to your Finical senates and structured products for Mame coal interest) divided by the current market Short wiling Agra. The FM does on indmenienly te ny porous only Musty d not guaranteed veld average balance a based on the last drvdend II you are engaged en short selleg a undly, you ivy guarantee the acosacy or vaedity d any -remutton - Thew values may differ nbstarie bay Iran peees, it or merest payment made by the issuer and Mut a charge die to certain taming costs fa the Waded by swan other than U3S Financial Serkes any, at which a private mob m rt security a mines the seoskieedeposts will bo held foe one pan Ma-security. addlicet "though 1.85 Fnincial Semis generalk structured maxi may be baskt or sold and do yea torn the statement date aunts maturity. updates the rkenutim as it is received, the fern not rakescrthe represent the value you may rectae Accuracy and teemed kid are not guaranteed. Open orders does not um* ary 'nuances that the hoc gar liquidator. Regionng open co 'gmsdiscancelee ceders that "Cost base and stkeealcod ged Ms' is - Thin pony ethyl**, of value re' at •actin • Meets net held by WS Financial Services Caton were not micuted by the yeoman date, open buy and accurate as od she date of hat statement. As such date ad .e supplied to UBS Financial Savises on a assets ate nol held by the Fin and not within the old stop orders re waxed by the amount of divdenck. please do not rely en this nlanntion to make regal* base by an idepereko vat/Sion limn Fim's possession or control. These assets re Or rightS on an ex-dividerds o enectits date unless ;mime or sale decisions. Ice tan purposes - ear, generalpartner Cr sponsor estimated values, deployed on me statement Ice of ormational Masted otherwise by you. You ate respornbb for otherwise. Accounts if:mimed to the Fin may if ere: we APPlied to the Fon by the Muer, puppies only. Positions and values presented re coders that are executed die tO roa Wore to cancel reflect gallon in kin only For the period Cl general prone or sponsor and may be obviated poked by the Meg fern UPS Finance! Services is "in? *Pen ceders. tik they at held at the Fan More historical based an deferent infarnaten Iran that used by not responsiole for the eicanainc and Mt not nicematica can be added by your Marxist Advisor. shed panes to derive thee estimated values. guarantee as acasacy. These assets we rot protected Privacy • Ureitalked ganadossiss. Man data is Nabob, - You can ocean additional Herrn-mon regarding by SVC or the f yen's supplemental51PC coverage. To Man a copy of as current Client Penney Notice, Manned umalized gorklosses are calculeed for the methodology used to determine the estenate of please canal yds Financial Advisor or viol as wencher nofivilul smarty lots The transaction data for value ad the date of the Mormaticei that n the • Revenue snaring and adckional compensMion. at ykon nt,:cmurvivievadet. nckvidal lots may or may net reflect con-missions. basis la the estimateby contacting your Financial - h addition to co-minim an sales and 12b.1 Wes - 185 Financial Services is not a bark. The OM, Rumen charges ado secuity reorgraalort moots. Advsor. notated in caned ices with the distrtulim of mutual Services Account BSA and IRMA me brokerage Diedexl and other renvestment lots and systematic - Wird patty Metaled values my be reflected as finds to as dents we ado err affiliate receive mourns Mich provide access to bartung senses and puchne lots se each combined to display an • Not laced' in several Stuatiena when al reverse Mateo payrnmes from dotrtmo ands products Ihretacji an.ingenwrts with affiliated banks avenged lot 11-• 'Trade date colmn mimes the independent valuation fern has not suppled a is advisoes of the mutual funds that so still Thew and other heel-party banks, and provides access to anginal transaction trade dale. unable to assigo a value, when we became awe* annum, are based or, two different commeenty (4 1w-tame and arm* Products issued by u-affiliaked • Callable securities Bonds and deferred stock that that a material event has tamed tha may calla the murk of sales by 113$ of a particular mutual herd-party noorancemmpanes through insane the issuer cats la *ark rederrpton wil be selected peekonk reported value it question, or when a fond fanny to our dents; and 64 the asset vale of a agency Absidents of 185 Financial Seances Inc martially by lot Iran among all sautes of that value would be hghly specubwe due to the name ponicular mutual fund lanai's thwes held at the — enellniert„ ressance, and annuity modals :Sue held in our mow or in nornem rum Ice our al the security Inn — Not FDIC insured • lie bar* guarantee: May late raw clients Call leak- Mormakn is obtained from third - Wnen neither an issuer, general parer ce sponsor - We and our affiliate also receive network eg and — tMA Femme Management ACCOute, Business pries and es away is not guarantied_ Other call estenaled value For a thed-pany estimated vale ornnbus processing fees in cornideralco fa transfer Sento Account ESA, IRMA and international Resesce leaves may exist which could elect weld. complete pecnded, the value of the securty will bedifferent agent services that we provide to the nuual funds Manage rent Account are registered service marks of Mammon will be provided upon request from its machine pro, These fees generally Me pad from investor sses n LIOS Financial Minces inc. • Price/value Preen displayed for securities and other - •DM rasedCM to date' may nixie mum of the mutual fund and are a fled doll. amply based — is a registered vaclitrurk owned by Visa reelects man be higher or lower than the price that capital raceme or both. at the rumba of accounts at the bane-dealer Menaional Science Association and used under you would actually reme in the market fists - •Orgeol IPA sce• represents the Mu& offering holding moral funds o1 that find fanny kerne The LEIS Vna credi cads ad the IRS Visa obtained from vanous thrd partysources which we peke per isin and may not reflect mu cost base — h kthur to COMill6SkrIS received in connection debt cads are road by UPS Bank LISA with bedew to be dab* tut we do not guarantee them - Of P and Wined RErt entree% are not Ink on a with the ea or &Mouton of annuity <mom and permission from Vet U S. A Incorporated All other accuracy national securnies exchange. and ate generally mil investment Innt unto to our dials, we ado andernarkt registered trademark, stoke marls and - we generalk use the cbsng price when available or itmed ani eaten a they can be sold. Ow price as af I AM receive revaue during compensation registered sehice milks are of their asp:Mk he mean ol the bid and ask pr ices la nested received may be less than the per share estimated from may of the murance companies underwrt corn/dames sea adoptions or coif bid pikes ta OTC value provided n the mourn gateman. the annuity erteaCti, affiliates Of the nuance washes crerpmes or sponsors of the unit ensistment Kegs IRS Financial Services Inc. Rev. 701810 - Less actively traded securhis maybe pnced wisp • Restricted securities Restricted securities goner* we charbute vabation model a the most recent peke we are not monk ehgble for pubk sale. 165 Financial — In addium to commissions received from the obtained and may non reflect an actual market price Services uses the market peke of tie urresIncted stock pschase and sale of NedShares tords, we and or cur a oak*. el the WOW WOK as an :muted vale for the alI ilute receive an asset-based revenue sharing ▪ Certain mak.% may mew w "has a pace end restricted uock for purposes of the; stotement cayt To Payment from NentSenves 6st:bums as well as will *ow as • price was not available' B we are the extent that restricted sawn ies are MON for sale, finding for technology development, training and mable to Mean a price for a serve;. he value teetered may be sobstantially less tor the education. - Deposes a samties dencomated n curer:din awed value shown. — Our Alleles also receive Padre (amino% and other than U S. dollars re reflected at the exchange other cornMenal ken from mutual funds and entrance rate as of the stramere date. carparine Wtefe peon eve derb.40 SDNY_GM_00027721 CONFIDENTIAL EFTA_00138341 EFTA01278950 yes Fnancial Services tic Private Wealth Management (*MS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 December 2018 CNP70080898371218X12 VI 0 GHISLA1NE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account number. Your linancial Advisor- SCOTT STACK MAIWI.YLE CASDEL Phone: 212-821-70001800-308-3140 Questions about your statement? Call your Financial Advisor or the Value of your account RMA ReSOurceline at 800-RMA- MOO, on November 30 (5) on December 31(S) account 029028776 Your assets 778,512.00 756,359.00 %Isle our website: Your liabilities 0.00 0.00 swew.ubscornainancialservices Value of your account S778,512.00 5756,359.00 Items for your attention • Help protect yourself from fraud and review bank, credit card, and brokerage statements regularly. Also, get your free credit report annually from Sources of your account growth WWw.annuakreditreport.com. Tracking the value of your account during 2018 Vzdue of your account S 7hcLr...311d5 at year end 2017 S726A13.00 Your nvestrnmt return 776 756.4 6$177 726 4 Change in market vaue S29,946.00 Value of your account on Dec 31.2018 5756399.00 2500 Dec 2015 Dec kl 6 Dec 7J1 7 Nov 2018 Dec 2018 SDNY GM 00027722 Member SIPC CSIP20010008038837W000306521 00005 1218 030S 110000 Page 1 of 6 CONFIDENTIAL EFTA_00138342 EFTA01278951 UBS Account name: GHI$LAINE MAW. ELL Your R nancial Advisor Resource Management Account Friendly account na nyr STACK MANS VI F CASRIFI December 2018 Account number: • Your account balance sheet Summary of your assets Value on Percentage of December 31 (11 your XCOunt A Cash and money balances 0.00 0.00% Your current asset allocation B Cash alternatives 0.00 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 756,359.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets 3756,359.00 100.00% E Value of your account 5756,359.00 Eye on the markets Percentage change Index December 2018 Year to date SW 500 -9.03% -438% Russell 3000 -9.31% -5.24% MSC - Europe, Australia & Far East -4.83% -13.36% Barclays Capital U.S. Aggregate Bond Index 1.84% 0.01% Interest rates on December 31, 2018 3-month Treasury bills: 2.42% One-month LIBOR: 2.50% OW70010008088838 NP7003X652I 000:6 1218 1Y GM 000277 2 of 6 030575°) CONFIDENTIAL EFTA_00138343 EFTA01278952 Resource Management Account Account name: GHISLAINE MAXWELL Your Si nandal advisor: SUBS December 2018 friendly account ROT!:Indy Wienmum Account number. SCOTT STACK MANLYLE CASREL Change in the value of your account December 2018 (V Year to date (1) Opening account value 3778,512.00 3726,413.00 Change in market value -22,153.00 29,946.00 Closing account value 5756,359.00 $756,359.00 Summary of gains and losses %/Sun te0OntO COM mita otoducts for which gNr6 enolosses are not 0assinel Realized gains and losses Unrealized December 2018($) Year to date (S) gains and losses Long term 0.00 0.00 106,359.00 Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact your Fmancial Advisor or Branch Manager. Youcan find a full description of the alternative investment objectives in imporrant information about your statement at the end of this document. Your return objective: Current income &capital appreciation Your risk profile: Primary - Aggressive Investment eligbifty consideration • None selected Your account instructions . Your account cost basis default closing method is FifO, First in, First Out SDNY GM 00027724 CNP7001t008038839NPT000305521 COM 121$ 030575004 10000 ►aye 3 of 6 CONFIDENTIAL EFTA_00138344 EFTA01278953 *UBS Your notes 6StreGuaconest" , s CONFIDENTIAL EFT,00BE343 EFTA01278954 Account name: GHISLAINE MA (WELL Resource Management Account Your Nnandal Advisor: Sc nrr <T Al" Ir A kit vo C rnCO,CI *UBS December 2018 friendly account name:Indy Millennium Account number Your assets Son* pnces, income and current values ShOem may be Epprovirnme. AS a intl. gains adlOssts May ren be Eccurately refkcled. Set msporunt intomnanon about your statement a the end of this docurneM fat more infornason. Non-traditional Private equity funds, Hedge funds, andOther investments are held in you DEIS Finarcial iln(tS Inc. CUBS Estimates of vaue stocriell by issuers 04 Cohan programs (which ere generally 'net asset \Our estenakS) FS) brokerage account. the poutions reported below reflect the recce& of the issuers, alidUBS FS does not are shown as' muer est. value per unit'. For Private equity funds, 'Est. value per unt' is a value updaed galenite the accuracy of the I riormation The value shown is not necessarily the value you would receive quarterly, bated on the Net ASSet value Nrsv” in the fund es of the date sped fled aluskd by addng from the issuer if you sddthe assets. Funds actively sdd ty UBS FS ate subject to ongoing due diligence, coital calls and soberating dmobi/lions since the NAV date The NAV is primarily based on estimated rithosigh the level performed may vary A closed fund may be subject to no ongong digence A fund that portfolio yams remitted by the underlying fund sponsor These two values may vary because of differences you purchmed elsewhere may never nave been suteect to085PS Once nce. although UBS FS may receive a in the way they were estimated and because the ' Third Party en. value per unit' fro/ have been Predated let from t he funds manager, which may constitute a maority of the roanagernentincentive fee. Please or, the basis cer financia irionnaton other than yeanend Reported estimates may not reflect resale. contact your Anancia Advisor wth questions. ' EA value per unit' is an estimate of value supplied by an liquidation or repurchase value, if any, and may rot reflect cist ebutions of cAdital until the next valuation is independent valuation f cm and reflects a:ljustrrents for factors such as the Iquidty of the units. reParted. generaly On an annual or serre.annual basis See Important infonsaman at/our your statement at the end of this statement. Hedge funds Purchale PhW %Mae: Avelar puce Client Cost PMe per share value on unreSized dm) imemment Holdrag HdcIng of shares pet snore Cs) snvestrnent (S) basis (S) on Dec 31 (S) Dec 31 (S) winos loss 0) return (S) Celled ALPHAKEY5 KAREN FND BROKERAGE PIO 11/30118 Trade date: 650,000.00 650,000 00 1.000 756,359.00 106,359.00 Your total assets PerCentage d Cost ESIllaft0 Unreared Value on Dec 31 your tt count oases (S) annual Income CS) on or loss CO Non4ratfitional Hedge kids 756,359.00 100.00% 650,000.00 106,359.00 Total $756,359.00 100.00% $650,000.00 $106,359.00 SDNY GM 00027726 CelPdoot0003038841 MI003306521 COCOS 1218 03057900. 110000 Page 5 of 6 CONFIDENTIAL EFTA_00138346 EFTA01278955 *UBS Yournotes CONFIDENTIAL EFT,00BE347 EFTA01278956 Important information about your statement 1.85 inmost Services tic (the Firma. UBS Finrcial her Iran you to later that 60 days after the Fern capacity. A lot copy of he poky wording n available inane a mans and may not keep pate with Serried, is a member of all«rein' fitourhy, commodity sent you the fist statement on which the error or won request. inn**. and option exchanges. UBS MandelUnion and CBS Problem OPP•ted. • Moderate Wang to accept wrote di* to pintoal ad Bank USA am ndrect subsidaries of IRS AG and ▪ Prottleyou- norm and accost number Of any) Nether the SIPC oraeclion nor the swplemental tolerate sane volatility to seek heeler returns affiliates of 185Securries LLC. The Finis linnet — Desabe the eta or the venter you me unsure OfOltairid/Xdy to: • AIX:re-44r Wiling to accept high rim to pnncpal statement is Ovaillt310 upon request. The Firmr bean* about. axe explain as chatty as you can May* • Certain tonne assets controlled by WA nankol n hgh volablity to seek no wars OW Oat offices are at believe d is theme a may you need mete your =mat ninths Mkt away Iran UBS Financial • IIIWIteler2 fist/4y Consclentean: II selected. a Worm** Sakes For eingleortain 0) insurance otookots, portion of the poi Hole for that account may inekode IRS Frurrial Services er. — Prot.:lethedo's anoint of the suspected era. including variable acuities, and OD shoes of mutual combs strategies, linked liquidly and greater 1200 Marta Boulevard funds registered in the rwne of the accent holder on Wet ane.% NI 07086 The Fit or Card bsuer vli investigate nu angler* the boas of the Muer or transfer agent'; and sea coma try error prenip*. For alleged mon • twestment cortrots a nyesiment teerets (e.g, Stetament ehousehoklair The Statement «Peones the ony official record of you rooting UK Via•debit cad transacham f we take land pannershiss and private placements) to are We mayconsolidate r related account statement with 1.85 Fruncial Services account. Other records. tape mete than 10 bus iness days to do this, we will credit not registered under the Securities Act of 1933; the sane address in the same envelepe. e 9. because official laud:anent,. contanng cortharg data should year occurn la the snots-two thnk oi in error, so that • Corm oditin contacts (e.g, foreign exchange aid they hare goners who abo maintain join account not be relied upon II youbeim* thee is an ma or you wa have the use of the *mg thing the tine it peccus metal antrattsL oncludag Iuues COntracIS refationtips sett other charts a the same address. If CMOPOn plea,. report n irrnedately in wring to the tan us to arriplete ow inseagation. and fofnmodity arnica contacts; and you prefer to mere irdimlual statements mailed n Brandn Manager of the office serving you mount. • Deposit accosts (except certificates of deposit) at 1.8$ alma* amino you may decline lainholiro by Please make all decks payable to the Elmer the Bak USA, UBS AG US. branches and bras 6 the canto your Minn' Advisor Although algae. shown se mended to be actuate, nonce' OSItutices Malted on the front el this FDIC Insured Deposit Program. statement delashould not be used for tar pump* Rey statement In addition to ranter account lees aomums The SIPC protection and the supplomental protean do Friendly account memo society on yor.md to hams, lie Penn 1099. 5498, mg be subject to mintename ten charges for bite not apply to there asset own if they otherwise appear The Friendly account name if a oracencable *nclaurne 10425. e< ) when pregame your to return. The Fie payment kr securities purchases and charges for unpaid on Ka statements The sr< yaMion and the chosen by you to assist you whhyos recordleepro It adored by how to report to he RS are &W ends, emotes n cash accounts Accounts that are tendered orpokenental protection Mr not protect >gone changes has no legal effect on your account is nos Mended to reportable nentexable dividends and unable interest to other institutions my be subject to a monster fee. in the market vett of your investments (nether as a retied are Matey predict, recommendatan. caned on mutts held it pis account, net proceeds mut of motet movement, issuer Contumacy or int./tn./It objective a raft profile associated wen your on sale transactions, rd cost basis on Wen coated UBS Sweep Options other-Min acetate% at es not a jambe or guarantee that wealth shorties. Le often options for sweeprg cash balances to bat or any litantialresulli, can et will be achieved. All depose accarrts at nonaffiliated banks and affiliated Dividend Roinvortnwe Program (DRIP) immanent awoke the risk of loss, including the risk of Cannications with the Firm banks admoney rnatet metal ILMS (Money Furds). The axe reflected is an average nee You marobtan loss of the entie inestment You can thange your • Please retrain" any oral coweruneatiem in mein Deposit Karts at 18$ Bark USA and non-affiliated the actual ace Iran you Fe-axial Advisor. CMC Mole Friendly atone names through Online Services a by to further peatat your rights. incite:fro your riles banks partkipang it the UBS Frachsured Deposit thing are purchased under DPP, penal Mtn win* contacteg you. Financial Athens. order the Sectaries Innate Protection Act (SPA)- Program are FDIC onsured n acconiaxewth FIX rules sold and the cash wit be deposited'n yOur &Mani The a If the Coaxal instiotion on the top left of the front for more Somali*, please visa menvIdc.goo. Depose chard renvestrent Pace svorilod bdvtie Afutr may ACOOldld OVOnillVf of this statement is not LES Ennui Services, 1185 noun al 185 AG Stanlad Brandt and stirs of dlle Itom the maker FIX< al Much shade, • Vatic of pour accomMorttofo. Net of assets and Financial Swan arras your moan as during MoneyFinds are not inured by the FO C. re sold lie broker by armorer* wile the notated Mitnon • *spa Includes avatable cash balances, sakes for We donned you of this refaboritho Menyou Bank deposits are riot protected by WC. Money Feed Cadvinlieu opened this accost. h this raw you kends and toes are reelected by SIK. See 'CBS runceal Senices manned secular fest and Global Tim Deposits, On/co %Mph urns may be held on your accord. If you are natant mats to market. andanal, assets MR held sect-revs are located al LOBS fmaul Sawn and rot Ana* Prawn' below. edged to annul unit as a result of a sided payment the Stollen) broker, ad you crust make a report by the Fim. Does not token unpnced secureinf assets a *theism'. the km MI Mho sell pan& uses at at the end of the not and agent galem ent periods, or of ant anon or anion to both firm Lionyour rawest, balances in the bare deposits my be mad et pit* a accept an ernarn determined by a private invefinldnli. untested stook options Ind • As *sorbed 6 the account agreements, you mist witidtawn, andshares of a Morey Farce maybe regained dearin agency, and credit war arcane arrentae nook options notifyusof any man or fraud iimohirg checks katlaed and the proceeds retuned to you or your • ciaboYities Irclades debit Waxes, «stoning margin reflected on your statement Mho 30 days tae d was seasibas secant. Invariant* objectives loon. credit ere, scout balances. mailed or made zwilabh. The investment oblation and risk prod ole are spate to • Pleamedint customer cornplires oe inkjet to the Further inkernauxt about available sweep options, • Cash/money hearses. Total of oil-nested available each account and may raybetween you accepts. cols balances, plus depose balances al Aldred and Pim% Client Relations Dworman a 201.352.1699 radrg currea rarest rates ad yields, s hatable at Please advise the Finn pronpoy n wring of ay wwweincornsweepyelds, from you F mantel Advisor nanifilated bons, indexing market mutual fad or toll-free at 800.354-9103, 8:00 A.M. to 600 Pig serfKent change in poet financial sib** a sweep balance% at the thee of tie statement period ET Monday throughRoby, or in rooting to Le, sr by eating 900762.1000 swearrent cbactoves. For each want belt P-1 rtc., Client Relations Doormen, Normorrmoday free malt balances in yea octant are Moose one ol the mowing insentient objectives. not secyegsed from other balances and the Fie may P.O. Box 766 Union Cry, w 07087. UBS Financial Services Wan protection • nods* Current (morn Investments *tire the the Finn is a member of the Securities tatter Protection use ary ol these funds lithe wonky coon ol as • ARPao -enacts shall be deemed complete and accosse gown* of income ago. brans. These fads are payable Lcon your demand. it not objected ton writirg within 60 days. Corporation (WC), rtach protects securities OateditlfS • Arnie.* CapitalAppreciate.= Capstans Peeking of Es members up to MORD) including 9250,000 Ice hes total is Marled in the cane pored <long veto • For TTY services. Call 844612.0986 of from whin grovel, of prince* father than the generation of the U S., Cal 201.352.1495 dains fa cash) forlanatcry brochure ratable upon Mr& Lending information • h ease of *non or quest eras about anelectronic rework a al share sot org The SIPC asset protection Imes appr to all accounts that you hold in a pinata • hods* Combination ofhome and Capital For detaled rdCnnaliOn on the Inn's lending placates fords transfer (EFT/. tat payment or UPS Vet debit Apple;Sion. Investment seeking both the generation rd adman, rev to you Clore Retainshp cad tansaction% call 930.762-1000. or wile to UBS cancey The Fan together with cat* affiliate% hat to of name ard growth of principal Agreement cr Account Agreement and the General FilarialServices ex., 1000 Harbor Blvd, 61h lion Tens and Conditions Ufb Statement of Credit Radices Wettuoten. ea 07086, Mtn FcMtai6A Sera* Indus* sunkmeMal insurance. The rowieurn amour* payable to all NON awns collectively unckr Orem. risk sable; antra n agreement andOise/awes this protection is 1600 mien as of December 10, 2016. • Conserv/an Seeks to remnants/al prixpal, with al yfra, . Cal a write as tan as tow can, if nu mile sour low net and vanlily to the account owed, ewe if statement or rece# is ming a if you need niece Stabled to the pokey candekte end tratalonw ash at the Sim h father protected Ice up to 11.9 ashen in the that means the account don not generate sentoant eannalon tad a Minster on the statement or recent. T e Sim a Card Issuer Las linkable) most aggregate for *your novas held n aparticular SDNY_GM_0002 7728 CONFIDENTIAL EFTA_00138348 EFTA01278957 Important information about your statement (Continued) Your assets - For (ertar) SeCUllieS wading ri norsconenvy • Est. (estimated) Acorn«. anent yields and rates. - We went nynrxenteen Iran LeS Berk USA. WS Your stale ert temers acuities ard other ones held denonwatonk pace ard curtly (We .aloe) nay An ("linte of mete reeve us bred cn once AG Stamlord Branch endears:affiliated barks in the account at the end of the flattener. period You have been adjusted to facilitate proper velure° dhidera and Meow rates, awning the unites will thou-inour cash sweep Frogrant This may ask for delivery of Wry Paid 'counties al any line. To obtain want quotations when avaiabb. tented be held for one yet from statement date or Unta compensation may be per were fee a You ma/ receive acuities used ås loan camera after yam Franca Ada«. !tinselly Rid estimate is agora guideline, accuracy may be a percentage of cent dzry deposit pang any brace de <n them. Any acuities ard continued /acme are not guaranteed. telexes trinderad to he Fen ding the statemme peed are • Private investment, and structured products. - bunted annual now and anent yield for lined at market value as of the end of the strewn Nirate mesteren wart*, (nekte) drett uerar types of steatites could include a return of Activity period PartiCiPali:n;foram and real estate imminent trust preen:la op-Wigan n which caw the esi Wormaten regaing commissions and other chivies • Con basis. In deternwirg the cost basis of the securities) and Strutteed want ate generally hghry income (andcurrent yiela would be overstated. incurred n layeat:n with the ea:colonof trass, setae included in this statement where indicated acad. Chan stwoored pradxIS haw not bee - Estimated emu.' income and curet yield and the includingoption transactions has been naiad on will rho number I Fin/nisei Serves las relied registered with the Waite and &charge actual none irclyiekl might be lower a hither cmfimsrions previously funned to you, and will be on infornwices <blainied Iron. seen other lhan Catamaran or seder any state amain laws. We than the *laniard awes Maned to you promptly on repast. Financial Scarce..eluding nfarnation I rorn another own.estimated values for private investment - An estimate of actuated income Winked ~cc lima that mu ma have monied to yam Farrel securities and structured products for normal knee interest) aided by the current market Short soling Amer. The Fen does nor independently cl ways pupaemy Accuracy n nog guaranteed canaverage balance a based an the last dividend If >cyst engaged in hat selling a awry, youmay guarantee the aspracy a vaklet' aner damson - Thew values may differ Lawrie bey Iran etes a new payment madeby the issuer and incur a char doe 10 (*nab txtroving cost, fa that provided by sources other than WS Financial Services any. at which a private' .nsth., d security or anew he searkessdatosts will bo hell for one pan kola- sae/. h addlicin, although 1.85 Frown Serious generalry structured model may be bouit or sold aid do year born the statement dale aunts' maturity. wales this idemorian as tareceived, the fens not wawa represent the yak* you nay recce Accuracy and contend yield re not guaranteed Orin orders does not eon* an? assurances Oat the idemeier awn birdmen. Regesd•ig open or 'gwititerneetke ceders that tear "Cost bans- and "Urvealced gee-Doss* is - hid party *sumac of vale se as a '<stain • Awes not hold by Mirka/WM Service. Cater were not sewn by the stuemon date, open buy and moire as ot ise of this statement. As suth. date aH are suppled to UBS Financial Services on a assets ere not held by the Fim and net within the sel stop orders se reduced by the anane of &Mends Meese do ert rely ea this narration to make regular bass by an independert valuation limt Fins possesam or torero'. These assets are Genghis on an exidekkreds or Perkin date unless puthase a sale decisions. fa te mixes or - Boat generalperm or sponsor estimated vales, disphyed on you statement IS informational nsinxied otherwise by you. You are response)* for otherwise. Accounts transferred to Minim may 4 itch re supplied to the Fim by the mum serous only. Positrons and values presented re orders that ere executed &le to yes taltre to aneel reflect gallon inkmw thein only fix Ow period d general pane- or mama end may be calcined provided by he issung fern UBS Financial Sews is rating apen ceders. th* they re head at Fan More historical based on deferent infant-on from tat used by not rep:none for the inkernahon and does noe ~maker can be added by you* Fnarxite Advisor. had names to derive the ear:used values. garalee is accuracy New assets at rot Detected Privacy • Urania:ad gabarkessite wren data ri amblabk - You can churn adateul nfamatCh regarding by SlIC or the Firm's supplemental9PC coverage. To titan a copy of as wow Chat Pricey ',Mice, estrratedu-reaked glniltan Jr. credited for the methodology used lo determine the nitrate of please contact you Francis' kaiser or vie as what isdvitua toasty The transaction data for value end the date of the itawation that is the • Revenue sherkig and adcrotionol cornwsnion. ewe saresceriveree< -roar-dual loss may or may na reflect carmissions. basis la the enimale by cortadina your Fiwxal - h additiv to ccerninew on lain ad 121a1 tees - UBS Financial Woke is rot a bark. The RMA, BUMPS, charges minx acuity reagacean~eft. Advber. ✓eeved in connection with the &Wuhan of mutual Services Account ESA and IRMA me brokerage Dedend and other renvegmem lots and astern:ilk - Then party esimated values may be reflected as tuna to at dents we motor od affiliate Femme accounts which provide access to barking serves and prschase lots se each combined to display ore 'Not piked' in Several Ltuatiten: Mien an reverse Wring payments Iron: &Paulus soda products IØ arangernents nth affliated banks award lot The 'Track date' <Anon creams the hdeparxlent valuation fem has nat supplied er Mews of the moor funds that we vall These and other hid-my bags and provides awe to ØZ 1 trade date. unable to wren a value. when we become awn amounts se based on two affront correponents: (3 issvanend amity Products issued by snaftnated • Callable securities Bonds and preferred stock that that a material event has metered that may he "We of sales ty U3S of a Reticule- mutual thid.party nuance companies hrough insure: the issuer cats lor tarry reekrrptan Pail be selected Frewousiy rented value do qUestiOn, a Wien find family to our denU; and ER he asset value of a agency Woidares ot IRS FirilItidl Strict" IX. mortally by lot Iran among aurae of that value would be briny speculate* due to the nature prude mutual fund lamas shires held at the Tetterm, nsaance, and annuity pred-ids. Moe held n eur name or nominee rume for os al the warty Inn - Not FDIC awed • No bark guarantee May lose ale clients Call ake i omalen is obtained I rorn third - Were neither an mum, general partner cr sponsor - We ad our affiliate also receive nand in; and - SMA Fescue Management Accent, Busness pates and sh money is uarantied Other call estimated value ow a tined-pry estimated vale is omnbus protean; fees in consideration for Bander Sernes Account BSA, IRMA and enteenational Resoute leans may exist which card MI ect wad complete pronded the value d the aunty wit bedecreed agent services that we provide to she endear funds Manageren Account are registered service marks of -name...bon all be provided upon request from is pudase prey The., Wegener& re pad from insestor stets n F•111X.JI Services H. • Price/value Prices displayed for securkin and "or - • Wombat mu to date' may coke* ream of the mutual ford and are a feed dolly antitert based - VISA is a registered vademark owned by UM motarts may be higher or bier than the price than capital ',cane or both. on the nether of accounts at the broker-dealer Ye:maenad Wee Association and used under you would actually aunt in the market Pries se - • Orator unt size' represents the nee' dieting holing matual funds of that fund family icense 11* 165 Visa «Si csds and the LeS Visa obtained from wee tad party sources yeah we mkt per i-nri and May iset reflect >Cur COO base. - en eldten to CannI6SialS received in OarrieChen debt cards are wad Ø UBS Bark LISA with frame to be nab* tut we dona guarantee lesi - OPP and unlisted REIT seven art net lead on with the sak a &Bhutan of annuity areacet and permission horn vise LI S. A Worpamed M oden accuracy national wureen ~go. and re grorally unit nvestrnent hust ones to or dices, we ada zadernarks, regstered trademarks, Wyke marks and - We generalry use the (bang price mean available or jean ad hen t they can be sob', tee price or aft slate reeve reamer haring compensators registered senice marks ye of their respective herren of the bid and ask mites la listed reeved may be less ten the per hare estimated Iran may of the n9JranCt companies uncewnting merpanres sevens and omiona only bid pekes la OTC clue provided re the scum' statement. the acuity Contracts, affiliates of the ine.rance sewRes enpares or sponsors of the knit •INSt~t fruits ISS I:sanded Senior Nc Rev. 701810 - lees actively traded ~bin maybe priced vein, a • seiurd geositint Retread securities general? we CM-Vint.. valuation model or the mon recent peke we re not covertly thgble la public sale. UBS Finance) — h adduce', to commissions received born the obtained and may not reflect an actual market price Stances uses the maket pee of he urresexted stock puthase and sale of NenShares Weds, we andor cv a rake of the same aver as an imputed vale lot the al date receive an asset-based revenue sharing - Cenain positions may maw what a price end earned stock for purposes of the staneonnt only. To Fklyment fromlikaShires anyhow.. as will as will how at 'eke was not availabb' t we are he extent that restricted seas-din are eighte for salt funding for technology development, training and :able to cbtan a price for a septa. he value reeved may be mbstantially less tun the educe' en. - Deposes a seines &nonrated n want rowed value shown. alloales also receive trading (011171i1/01$ ad other than LI S. dotes se reflected at the exchange Other ~real ion from mutual funds and intent rate as of the Warner< date. turpanieo whoa moans we derbre SDNY_GM_00027729 CONFIDENTIAL EFTA 00)38339 EFTA01278958 U8S Fnancial Services Inc UBS Private Wealth Management 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 January 2019 CN?70057930870t19 el 0 GHISLAINE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE MAXWELL BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account number: Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone' 212.821.700QB00.30&3140 Questions about your statement? Call yoa knanaail Advisor or the Value of your account RMA ReSOurCeline at 800-RMA- 1000, on December 31 (11 on January 31 (S) account 029328776 Your assets 756,359.00 761,416.00 1fislt our website: Your liabilities 0.00 0.00 www.ubstornainancialservices Value of your account $756,359.00 $761A16.00 Items for your attention Help protect ycastel' her, liaul and review bank, credit card, and brokerage statements regularly. Also, get your free credit report amtally from Sources of your account growth WWW. annuakreditrepat.corn. Tracking the value of your account during 2019 Value of your account 1 Thousands at year end 2018 $756.393.03 Your nvestrnent return 726.4 756.4 761.4 683.7 Change • • market value $5057.00 Value of your account Golan 31.2019 8761A16.00 250.0 Dec 2015 Dec 2016 Dec kl 7 Dec kits ran 2019 SDNY GM 00027730 Member SIPC CNI1000S005750C07NP7003197332 00005 Crl 19 030575004 °veer° Peg* 1 of 6 CONFIDENTIAL EFTA_00138350 EFTA01278959 Your K vandal Advisor *UBS Account name: GHI$LAINE Resource Management Account Friendly account name:Indv.Milennium 7' STACK MANY LYLE CASFUEL January 2019 Account number: Your account balance sheet Summary of your assets Value on Percentage of January 31 (I.) your account A Cash and money balances 0.00 000% Your current asset allocation B Cash alternatives 0.00 000% C Equities 0.00 000% D Fixed income a co 000% E Non-traditional 761,416.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets $761,416.00 100.00% Value of your account $761,416.00 Eye on the markets Percentage change Index January 2019 Year to date S&P 500 a 01 ox, 8.01% Russell 3000 8.58% 838% MSC I - Europe, Australia & Far East 6.59% 6.59% Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06% Interest rates on January 31, 2019 3-month Treasury bills: 2.36% One-month LIBOR: 2.51% CHF 70003005793080 NP7000197332 COCOS 0119 030579004 '11-GIII-000277131 9. 2 of 6 CONFIDENTIAL EFTA_0013835 I EFTA01278960 Resource Management Account Account name: GH15LAINE MAXWELL Your Handal Advisor: Friendly account n - SCOTT STACK MANLYLE CASRIEL *MIS ' Account number. Change in the value of your account January 2019(1) Year to date (3) Opening account value 3756,359.00 $756,359.00 Change in market value 5,057.00 5,057.00 Closing account value $761,416.00 $761,416.00 Summary of gains and losses values reported below exclude Products for winch gar andlosses age not classified. Realized gains and losses Unrealized January 2019 (5) Year to date 11) gains and losses (3) Long term 0.00 0.00 111,416W Your investment objectives: You have identified the following investment objectives for this account If you have questions about these objectives, disagree with them, or wish to change them, please contact you Financial Advisor or Branch Manager. You can find a ful description of the alternative investment objectives in lmponanr information about your statement at the end of this document. Your reborn objective: Current income & capital appreciation Your risk profile: Primary Aggressive Investment digibikty consideration None selected Your account instructions • You account cost bass default closing method is FIFO, First In, First Out. SDNY GM 00027732 Ceir70:O3305793039NP70C0197332 00005 011903057500nC 00C0 5 CONFIDENTIAL EFTA_00138352 EFTA01278961 $UBS Your notes ..'x....,,o...,',...,....".....”o' aztve_c,m_oaoznttn • a CONFIDENTIAL EFT,00BE353 EFTA01278962 Account name: GH1SLAINE MAXWELL Resource Management Account Your Meander! Advisor: *UBS January 2019 friendly account name: Account number. SCOTT STACKMANLYLE CASRIEL Your assets Some pnces, inccole and current va utS stiOfin may Ix approximate. AS a int*. gains and tosses May not be eranalely reflected. See rmporunt intosmefron about your statement a the end of this docurnem fOr more information. Non-traditional rhyme equty funds, Hedge funds, andOther investments are held in yOur U85Finarcial ServiceS Inc. CUBS Esiirnalles of value suppled by issuers d [Man prograws (which eve generally 'net taste vaue' estimates) FS) broterme account. the postIons reported below reflect the tecceds of the issuers, and u8S FS does roe are shown as' issuer est. vaue per unit'. For PnVae equty funds, 'Est. value per unit • is a vaue updated patentee the accuracy of the I riormation the vaue shown is not necessarily the value you would receive quarter, based on the Net AsSet value C now') in the fund a or the date sped fect &tunedby arldng hem the Issuer if you sd the assets. Funds actively sdd ty UBS f Sate subject to ongoing due da pence, cadtal calls and subtracting OAobi/Non, 'nee the NAY date The NAV is primarily based on estimated athough the level performedrelay vary A dosed fund may be subject to no ongong drigence A fund that portfolio vases prodded by the underlying fund sponsor Thew two ea ues may vary became of differences you purchased elsewhere may never have been suteecl to085PS Once nee, although UBS FS may receive a in the way they were estimated and because the • Third party en. rave per unit' mag have been prepared fee from thefunds manager,which may COOSIltUle a maculty of the rnanagernenai wenn ve fee. Neat come bass Cl financial irionnaton other than yeanend Retried estimates may not reflect resat contact your financia Advisor with questions • Ed vaue per unit' is an estimate of value supplied by an liquidation or repurch&e walla, it any, and may rot reflect dst ebuti cos of caaital until the next valuation is independent valuation inn and reflects adiustrrents for factors such as the lquidty of the units. rePated, generally on an annual or SentannUa basis See Important info/maw atIour your statement at the end or this statement. Hedge funds PutchMe PK& t0.1013el Avela9t price Client Cost Price per share value on unrealized (tail investrnent Holdng itching or shafts pet share (S) investment basis(%) on Ian 31 (1) ten 31 (5) pain or loss (5) return (41 period ALPHAKEYS MILLEN FNO 8RCCERAGE NO 12/3 ff2018 Trade date: NOv 24, 15 650,000.00 650,000.00 1.000 761,416.00 111,416.00 LT Your total assets rercentede cr Cost Estimated Unrearzed vaue on tan 31 your account bass (41 annual inccrre gain or loss (4) Nontraditional Hedge funds 761416.00 100.00% 650,000.00 111,416.00 Total $761,416.00 100.00% $650,000.00 $111,416.00 SONY GM 00027734 C HP7000E/305750091 NP7003‘97322 COCOS 0119 030579:)04= 000000 Pap S of 6 CONFIDENTIAL EFTA_00I38354 EFTA01278963 *UBS Your notes ---===ielm CONFIDENTIAL EFTA,I3E353 EFTA01278964 Important information about your statement LOS Fnncial Semmes M. (the km Cr UBS FelanCiat her Iranyou no later than 60 days after theism «peaty. A lug copy of the poky wording 6 available an Cr land and may not keep pace with Sorviara k a mentor of all principal away, ourrodity sent you the That statement on which the env, or UlffOri request. ii1stcn and opThenvircharges. UBS Financial hence and OBS ['tibial+ appeared. • Moderate WAIN to accept sane risk to pincPal and Bank USA are ndred stbsoaries of 1,85 AG and - Prow:Seyou- name ad scan number any) Neither tat 51K proleclannce the suaSeernental tolerate sane wearily to seek briar rattans affiliates of LOS Sectsthes LLC. The Fim's filarsial - Doubt the error or de transfer you an unsure protector) apply • )(foresaw: Wiling to accept hit rii* to pnncoal ad 'Inerrant is available upon request The Firm's narwe about. and ...Pain as clearly as you ca why sou • Certain truncel loses controlled by (and csluckd hagh vOlablity to seek high returns over tine. offices are believe * is an um a why you need more your account vabe) bat hell awry from LBS Financial • wheitaien Efosefirry Consideration: e sekeect a ricirrnahat Services For example certainOainsurance pedals, portion of the portfolio lot that account may include LOS Fennel Saxes H. - Provide the doter amount a the suspected war irludirg variable annuities. and OA stores of mutual complex strategies, linked liquidly and rater 1200 harbor Boulevard finds registered in the name of the scant holder on waatilly Wethanken, NJ 07096 The Firm a Cad Issuer vac iwestigate you' cancfant the boob of the issuer or transfer gent), and oral correct erry error promptly Foe alleged errors • threstmmt contras or nvennwii interests leg, Statement shouseiholdnie Thk Paternal recreants the only official record of you rule"; 1/BS Msa•dtbd card tramactakR we take limited aartnifethiat and private placements) that are We mei consolidate at mimed account statement with 1.3S Fruncul kraces accost Other recadS, essaPe mere tha 10 bus tress days to do this, we will credit not registered under the Sepsis:es Act of 1933; the sane address in the in erwetem. to because off col sac dxunents, contanng calking data should you accoutre the amount you Rink is in error, so that • Corrrnoclities contracts (.g„ foreign matrix and they have owners who ako mantan bat scant not be relied upon II you baSeve thew is an error or you wit have the use a the money daring he tent it preccus metal contracts). attain; futures contracts relations/ma wth other chres r the same sicken. If amnion pima report it immediately n writ rig to the takes so to carpthe w inethpat kn. and sensibility option contracts, and you prefer to mere rdirdal statements mailed n Ranch Leaner off the office smug nu account. • Deposit scores (except certificates of deposit) at LBS separate emulous, you may decline Ismacali-6 by Please Mace all checks payabb to the Fan or the Brk USA. UBS AG U S. arches and bans 6 the (Missy you Financial Adria Aelocur at I.garee shown are mended to be accurate, humid nsteAcn nalcsted on the front of this FDIC hsured Deposit Program. statement data should not be used for Is. pupates Rely 'daemon' In addition to ragas account fees. accounts The SIP( protection and the supplemental potation do Friendly moult name soieh on yea .end tax lams, e Form 1099. 5496 my be pAdect to mantenance lam charge, few late not apply to thew fusels ewes if they otherwise appear tae Friendly accent rune it a CuSICennale 'rskrurne 10425. etc ) when dredem^9 tax tat return. The Fan is payment for securities purchases and charges for unpaid an yas Statements The SPC prohichan and the chosen by you to assist you withyour wadi...pop II recpred by law to repot to the XS erasable dracaenas assorts n cash accants Accounts that are translated supplemertal protection do not protect against changes has ro legal effect al you' account is not Mended to reportable nontauble didends and taxable merest to other restaithms may be subject to a venter fee. n the market vats of yoir inn-shunts (*Meths as a reflect arw strategy, prodst recommendation. caned on wrath held you scant net proceeds waft of market movement Issuer bankruptcy a mestment objective cr risk profile associated wet, your a tale transactions. and con basis on cenan cowered UBS Swoop Options otherwise) scants. and es not a proms< a guarantee that wealth seciseks UBS otters options for PrvaPn9 cash balances to ban or any linancial results, can or will be achieved. All depose scosits at nOn-aliltiteCI bans and affiliated Dividend Reinvestment Program (DRIP) imestments involve the risk of bus, inctdrg the risk of Comersmications with the Firm banks and money noted astral finds (Money kali). She aba reflected is an average price. You may obtain loss of the enure investment. You can change your • Please reconfirm ay oral coreruncatans in me ng Douse accords at UBS Tura USA and run•atliliited the shall pat Ircm you financial Advisor. Only whole Friendly accost names thro6hOrine Services a by to further protect your rips, ixtudeg your nits banks panicpa1iil n the VEIS FPCbsured Dmosit than are purtheicKI under DRIP, partial shares will be contain; you Crustal Adasa. order the SKuntir.t Luna Protection An (SPA) Program an FOIC•nsured si sardine< wt FOK rules sold and the cash wit be deposited in your account The • If the liars ill esteution cei the top lett of the front For more rifCmlatiOn. please rise WNW Depose deskied renvestrunt price svdPlied bd.*** 'saw may Account overview of this statement is not LBS Finns Senates, 1.85 accounts at UBS AG Starnlad Brands and shims of differ from the market (rice at Math paella styes • Value of your e«ountleortIolo. Net of assets and Fi-araul Serkes carries you' account as dianng Money Funds we not rested by the FDC. tie sold Astacus_ Laker by artangeurs weh the imitated inntulan • Assets Includes available cash balances. mars fa We Worried yen d this relationshO <Awn you Bank deposits are rot protected by SPC Money Fund Cosibitelieu shares are protected by SIPC Ste - OAS Portal Sawa itstritted security (en ), and Global Tim Deposits, <paned this accost. h the case you knps and Only whole urns maybe Nth:In)oex account. you are urembed nests to market, and cash *sets not held seances are located at UBS I natal Services and rot Accoull Punta' below. entitled to a panel raid as a result 01 a rood payment the infockarg broker. and you nut nub • a repel by the Finn Does rot include awed SeCUMiesla$14.1S • otherwise, the Sum wll ether sell petal acts at at me end of the prior and current statement pans, a of arty error or anissaf lo both firm tlicayour serest, balances 6 the bark deposits May be man et prise a accept Sr amass determined by a with:lawn. and shays of a Money Fund may be pante investments, ;fatted stock options and • Asdeka:ad ti the account aromas, you must registered c1exrs agency. and credit yam scant creirciiabee stock options notifyusof ay errors or baud invohng checks lizmidated. and the proceeds retuned to you a you' secants acute • LiablAties nudes debit balances, caste-46o margin reflected as you statement within 30 days alto t was Investment objectives lams. credit Ine, shot rant balances. make a nub whirl.. lore minim's( tenants and nsll, profile arc specific to • Pleasediva customer complaints of indines to the Fisher incansion about available sweep options, • Cashfritontyhalanced Total of uninvested avant* each account and may vary bmwa you scout cash balances, plus deposit balances 31 all 'hated an Fines C lent ReLaticns Depart ent a 201.352.1699 socksing current a-barest rates and Yields. IS available at Please advise the Fin prompts in writing of airy Amman rorrissemyekt, loom yOUt Financial AdvisCe non affdated Del s, ad money makes mutual li d or toll-free at 800.3549103. BOO A M. to 6 :CO P.M. Present charge in joie financial situation or sweep balances, at the close of he statement period ET Monday through Frisby, or in writi6 to LBS a by (*ling 900 762• 1000 byeament obranes. For each &cant hekt you FirtaX4ISeniCet H., dent Relations Department Normorrmodrty free crake balances in you across an choose one of the backeng inseam** cbjechses not segregated trot oche balances and theism may P.O. Box 766 Unon COY. NI 0 70e7 • All *menthes shall be deemed ca rols. and accuse UBS Financial Senka account protection The Firm 6 a member of the beanies Investor Protection • Prodia Current Wan Investments seeking the use any a these Ira in the ordinary course ol es prewar of Hone ono. banks These fads aro pal ter upon your domed. I not objected to n hating voila 60 days Corporation (NM), whch protects securities customers • Attune Capita/Appreciation; Imestments seeking of es members to to 1500,060 (nadir.] 5250000 for This total is included in the canal period closing <she • For TTY senates. Call 844412.0986 or from <utak growth of prespal ratter than the generation a Ow US.: Call 21.352.1495 darns for cab) Emaannory brochure available isxn mom.. Landing information • hcase of errors or pal am about en electronic requen a at www siDe org The SIPC asset protection • Podia Corn (*Won of income sad Capp( lines spay to all accounts oat you hold in a particular For <Snared etramation m he tern s lending erect ces funds transfer (Mt bit parrs a U26 Yea debt Appredetisw Investments staing both the generation ad its Munn, refer to you Clem Ramionshp cad transactions. call $00-762-1000, or write to UBS cap key. The Finn together with certan affiliates. has the of HOT* and wraith of principal Agreement cr Across. Agreement and the General F Ciancial Semmes H., IOW Marta Blvd, 6019004 Terms arid Conditions LBS Staleunt of Credit Practices Weehanen. Ns 07096, Ann RIAMISA Saxon Puchased supplemental The inmerun anus* payable to all e16ble clients, collectively under Overall risk gorilla avaiktk napes/eras and Oixbsures 0)5protection is $500 million as of December 10, 2016 • Consenlaw. Seeks to Marten neel pampa', with A pow nAx cwwwc(cuwefnew Cal a smite as son as you on, if you thin your kw risk rd van sly to the sham overall, it statement a rah% if wrorb or if la; need more Sashed to*. policy comfikcis ad &mations, cash at the Sim is further protected for up to 11 9 maim in the that means tat scout days not generale significant information abaft a transfer on the shaman, a recept The firm or Cod Inure Las amicable) must Ailgrecate f or all your accounts held n a pal mar SDNY_GM_00027736 CONFIDENTIAL EFTA 00138356 EFTA01278965 Ilnportant information about your statement (Continued) Your asses - For cenan seances igen; n nonacnIcemng • Est. (estimated) interne, current yields and rates. — We recent <Cenper6tiliell kern WS 8eA USA, LDS Your statement itemizes recutites rd other assets held denomrsatons, price and wetly (face vein may An to male of cruel r‘diee n bared on (c.o.,' AG Surrloid Branch and noreaft deed banks n the account at the end of the Statement reread You have been adjusted to facilitate proper vein , dNidend and intOoKI rate, attuning the sec rites will thearin our cash weep Fro;raTh may ask for delver of ft* Paid securities al am tire. To obtain anent guotatkos. when available. contact be held for one yea- from statement date or until compensation may be per Amon fee or You may reel,* unities used as loan coMosui alter yos Fruncol Mks«. mataity. TF6 estimate is calf a guider*, accuracy may be a percentage of odorant dak deposit paying any balance de on them. Any securities and continued income are not guaranteed blares tranderred to the Fm, ding the statemmt period are • Private investments and structured r) products. - Cotnuted wrath name red current yield for Teed at market value as of the end of the starlet hivate nwstrnent ward*, (IN dire certain types of Starke <cold rifled. a return of Activity period Dentinalion program and real estate inestment trust princPal or cap-tatsans is which ease the est information repaying commissions and other chages • Con basis. ri detemnirg the cost basis of thw securities) and strut mad pretexts are generally highly income (rd current yielo) would be overstated. incurred n curection with the extouton of trades, securces included ei this itaternent, wbtie indicated &swot Certan souctered votes haw not been - Estimated atrial cicala and curet yeld and the nailing Gotten tranactons has been inclded on wit. the number 'I,' LeS Fanciest Services Ms relied registered erith the Socaities and Exchange actual inane and yieMnighe be hive or hater confirmations previously fuemuited to you ed wit be on information chained from sources other than t Cerriasen or undo. any state securities laws. We than the *limited amounts Provided to )our proudly on roams ernr al Streets. skluding HamarOn nom meek. proideevirnated values for page reestrnent - An estimate of annualized income (dividerd aockr In or that you may have voided to your Finarkal stakes and structured pockets for Menai crud interest) divded by the current market Short Sling kleiser. the Firm does AM indepenietly way cr purposes colt Autrey d riot guaranteed valsiaveragr balance a based an the last divdend ml yet ere engaged n short tang a amity, you moy guarantee the aCOSaCy or valday N any OMemotion - These vases may differ abstant key Iron Fetes, it or merest payment made by the issuer and incur a charge Me to than borrowing costs foe that vended by sources other than U3S Financial Drees ay. at which a private' aim rt security a esumes the securtiegdeposes will be hell for one pan lady security. es addle% although L6S inertial Seneca gerseralk structured product may be boarkt or sold and do yea from the statement date °tuna maturity. updates this nIcematim as it is received, the fen not retests* represent the wee you may rearm Accuracy and continued yeld ere not guaranteed. Open orders does rot von* any entrances dna the information yaw liewidatkrt Regaidng open co • roblitcancelee odes that crcler "Coat base and "Ureealcod gadloss' it - Third pry *striates of value re as gai a <actin • Meets net held by WS Financial Services. Certain were not aerated by the summon date, open buy and activate as it the date of this statement. As suthc date aH are supOed to UPS Foxe sal Services on a assets ar e not held by the Fin and no within the tel stop orders we mowed by the anon of Modem's please do not rely en this nlanution to make regular bass by an ideperkkre valueion lima Files possession or control. These assets are Or nyhtS on an exidividerds a eaatits date unless pathos. or sale decisions, for tap:poses or - Rae, generals/1w or sponsor («mated yaws, deployed on yak statement IC. ntow:national nstructect otieevose by you. You we respcnank for othenvise. Acccums transferred to the F Cm may lob we satilied to the Finn by the 6Sulf, purposes only. Positions and valets presented re orders that at executed due to yoi failure to cancel reflect gallon inferno kin only Ice the period or general owner or sponsor and may be eakulated provided by the slung ('em 1185 Financial Dimes is "in.; OW ceders. tire theywe held at the Fin More bigot:cal based on deferent infamaten Iran that used by not rep:rah for the infernaton and does not (kernels', can be added by you* Fnarxise Advisor. that panes to derive their minuted vales. guarantee IS accuracy these assets at rol tweeted Privacy • Womanised gent/losses. Mien data 6 availabk, - You can cttan additional nlemutean regarding by SK or the Fir's supplementalDK coverage. To Aeon a copy of as current Client Fealty Notice, tempted unrealized gansflosses are calculated for the methodology used to determine the estimate of please collect you. Fnancial Achio or viol as weave nchaiial toasty lots the enaction data for *vii value ad the dale of the eicrinatiCel that is the • Revenue sharing and Maim/A compensation. at >wen gin ensurvivierr,frt. lots may or may rice ref act arrmissions, basis la the estimate by contacting your Financial - h addition to commission on sales and 12b.1 fees - 1.8$ Financial Drakes is rot a bark. The RMA, Dawes charges antkr acuity reorgweal on events. Adv60r. reeved in connection with the desolation of mutual Services Account BSA and IRMA we brokerage Deeded and other reoveoment lots and systematic - Turd patty esunated vain may be reflected as funds to or <lents we ardor or anewe recede accounts *bah provide access to barking SeViCes and pith's. lots are each combined to display tee 'Not priced' in several leuatienS: Mien an reverse thee° payments from detrbuices andix redacts thinticji alarigernirritS wth affliased banks averaged lot 71-e 'Trade date «damn pawns the independent valuation fern has not suppled or advises of the mutual kids that so sell Thew and other *teenybanks, and provides access to orient transaction trade dale. unable to asap a value. when we become aware amounts we based on two different moots-ems, FR issuance and amity Products issued by unaffiliated • Callable stock that that a material event has °tarred that my calla the arrest of sales by 1.13$ of a particular rrutual thind.party nuance companies through instance the avercats for eery rederrpton wit be selected prewocnk reported value am question, a Wan a had family to our cams; and 60 tie asset vats of a agency %Redoes of LDS Financial Seem Inc niparbally by lot Iran among al scarlet of that value would be highly speculate* due to the neve particular Mutual fund forays therm teased* — entstmere, inswance, and annuity pred-icts. :Sue hind n rum. or in none*. rem Ice at ea the county fin — Not FDC insured • No bane guarani... May late vale clients Call lease oformalkn is obtained front third - Wnen neither an issuer, general partner ce sponsor - We and or, affiliate also receive networking and — tMA lasarce Management Account. Busyness pales and es accuracy is not guaranteed. Other call estimated value nor a thrd-pmy estimated val.* is ornnbus processing fees in consideration for transfer Series Account BSA, IRMA and nternalionil Resource leaves may exist which cold! ect weld. carbine pcnded, the wax of the warty wit bedeferent agent services that we provide to the ratual funds Management Account are registered service marks of information rill be provided upon request from its pedurie These lees generally re pad from inwstor stets o LSI Financial Services Inc. • Price/value hien displayed for securities and other - 'Distributers to date' may irickwk When of the mutual fund and are a lied dony amour based — VKA is a registered vactirrurk owned by visa products may be higher or hear than the price that capital extent or both. en the noise of ;occults at the broker-dealer tnermitional Service Associnicn and used undo you would actually reeve in the market Prkes ap - • Original IPA size• represents the ritual offering holding mutual funds of that fund laxly license. LEIS Vna credi cods ard the WS Visa obtained from vacua gird party sources With we price pis snit and may riot reflect jots cost base — en Atka, to CCenril6SkinS received in connection debt cods are smed by LOS Bann USA with Wert to be elabte, tat we do not garner the - DPP Ind unfilled RErt entities are not listed on a with the sate a datibuton of annuity contracts and pirmissen from visa U S. A Incorporated All other accuracy national securcin exchange. and we generally unit investment least ins to our diets, we ardor vadernarko registered trademarks, strike marks and - We generally use the thane price when available or acted ad even if they can be sold, the price as aff oat, receive reveease during corrpensaton registered senice nudes are of their respective tie mean of the bid and ask prices for listed reefed may be less ton the per share estimated from many of the opera t< companies unckrwolins corrpanies reviles and options a onk bid pekes Ice OTC value provided n the account statement. the annuity contracts, affiliates of the nuance wctikes commies or sprees of the VM nostmet trusts LIES Financial Services Inc Rev. 701810 - Less actively traded secwhis maybe priced tong a • Resirided securities Restricted securities general" we derange valuation model or the most recent price we are not arrerey encible for pubk sale. LIBS Financial - In addition to confessions received from the obtained and may not reflect an actual market price Services uses the market price of tie urreancted stock pichase arid sale of NedShares finds, we actor cur a rake. of the Sarre twat as an inflated value lee the anlute receive an asset-based revenue shaming ▪ Cenail positions may taper sio Woo a price and restricted stock for purposes of the StOfteltat only. To payment from NestShares distrbuxn. A well as wit show as 'once was not available B we an the extent that restricted seam ies are eligNe for sale, nicks; for technology development, training and triable to cbtan a price for a wanly. tie value received may be obstantially less tun the education. - Deposes ce seaities denomnated n arrences awed value shown. — Our athletes also receive trading «omissions and other than U S. dollars re reflected at the exchange other compensation from mutual funds and entrance rate as of the sitemere date. «meanie; Mime prookin we chtuttne SDNY_GM_00027737 CONFIDENTIAL EFTA_00138357 EFTA01278966 U85 Ina/Kai Services inc. Private Wealth Management SUBS 299 Park Avenue 26th Floor Resource Management Account New York NY 10171.0002 February 2019 CN770056032590219 XI Y1 0 GHISLA1NE MAXWELL 139A CHARLES ST. APT 0233 Account name: GHISLANE maxvvEu. BOSTON MA 02114-3252 Friendly account name: Indy. Millennium Account numbe. Your Financial Advisor: SCOTT STACK MANILYLE CASRIEL Phone' 212.821.7003/800.30&3140 Questions about your statement? Call your Finan,:hse. Advisor or the Value of your account RMA Resourceline at 800-RMA-1000, on January 31 (S) on Febe.lary 28(1) account 029328776 Your assets 761,416.00 770,445.00 Visit our websIte: Your liabilities 0.00 0.00 www.ubscomilinancialservices Value of your account $761,416.00 $770,445.00 Items for your attention • Help protect yc.mel! Itori: frau] and review bank, credit card, and brokerage statements regularly. Also, get your free credit report anntally from Sources of your account growth ?new. annuakreditreporecom. Tracking the value of your account during 3019 Value of your account S Thousands at year end 2018 $756399.00 Your nvestment retina 72&4 756.4 761.4 770.4 683.7 • • • Dividend and interest income S38.168.00 Change in market yaw -S24,082.00 250.0 Value of your account on Fab 28.2019 $270A45.00 Dec 2015 Dec 2016 Dec 2017 Dec 2018 Jan 2019 Feb 2019 SONY GM 00027738 Member SIPC CNI10003005608259NP7000186856 00005 0219 03057500i OCOOD Pegs 1 of 6 CONFIDENTIAL EFTA_00138358 EFTA01278967 SUBS Resource Management Account Account name: GHI$LAINE MrVAN ELL Friendly account namerIndv.Milennium Account number: Your Financial Advisor SCOTT STAr. " 411YIF CASRIFI Your account balance sheet Summary of your assets Value on Percentage of February 28 a) your account A Cash and money balances 0.03 0.00% Your current asset allocation B Cash alternatives ace 0.00% C Equities 0.00 0.00% D Fixed income 0.00 0.00% E Non-traditional 770,445.00 100 00% F Commodities 0.00 000% G Other 0.00 000% Total assets $770,445.00 100.00% E Value of your account 5770,445.00 Eye on the markets Percentage Change Index February 2019 Year to date 58P 500 3.21% 11.48% Russell 3000 3.52% 12.40% MSC I - Europe, Australia & Far East 2.56% 9.32% Barclays Capital U.S. Aggregate Bond Index -0.06% 1.00% Interest rates on February 28, 2019 3-month Treasury bills: 2.40% One-month LIBOR: 2.49% Cte70003005608260NP70C0105856 00035 0219 030575al0Mliy_Gm_000277PARe 2 of 6 CONFIDENTIAL EFTA_00138359 EFTA01278968 Account name: GNISLAINE MAXWELL Your Finandal Advisor: Resource Management Account *UBS frit nd ly a ccou nt nate*: Account number. SCOTT STACKMAIWLYLE CASNEL 212-821-7000800-308-3140 Change in the value of your account Cash activity summary February 2019 (11 Year to date (I) See Account activity the MONA for dela Is Banes in your Sweep Options are indueedin the opening and dosing balances Niue FDIC insurance apples to deposits at UBS Bank USA and an banks participating in the UBS FDIC insured Deposit mann, n does not apply to deposits at UBS AG. stayirow &arch. 51K Opening account value 3761,416.00 $756,359.00 protection applies to money markal sweep find hddirgs but not bare deposits Seehnportant iokamation about your statement on the tat Mo Pages cf this document for detals Dividend aid interest income 38,168.00 38,168.00 February 2019 (1) Year to date (4) Change in market value -29,139.00 -24,082.00 Opening balances $0.00 $0.00 Closing account value $770,445.00 $770,445.00 Additions Dividend aid interest income 38,168 00 38,168.00 Dividend and interest income earned Total additions $38,168.00 $38,168.00 For purposes of tNs statement, tacabity of interest and dlidend income hs been determined from a US Subtractions tar repating perspedixe. Opted upon the residence of the account honer, account qve, or product twit, some Interest ands cividend payments may not be subject to United States (US) anao Puerto Rico (PR) Funds withdrawn for investments income taxes. The dent monthly gatement is nol intended to be used and camp! be ref ed upon for tau purposes. Clients should refer to the zothatle tax reporting forms they recebe from Les annualy, sun as bought -38,16800 -38,168.00 the Forms ICSS and the farm 480. foe id( reporting information It is the practice of UBS to file the gar:Pratte tar reporting forms with the US Interni Rewrite Sens(' and PR Treasury Departrrent. and in Total subtractions -438,168.00 -436,166.00 such forms accurately 0650 fy cindenct and Cr Interest as taF eFertpt or toot* income. Meese consult your Ind...dual tax prepare/ Closing balances $0.00 50.00 February 2019 (1) Year to date (1) Prior year adjustment 38,168 00 38,168.00 Your investment objectives: You have identified the following investment objectives for this account if you have questions Summary of gains and losses about these objectives, disagree with them, or wish to change them, please contact your Fnancol Advisor or Branch Manager. You can find a full description of the alternative vauts reported telow exclude mauls for which gars andlosses are not dassified. investment objectives in important mformatan about your statement at the end of this Realized gains and losses document Unrealized February 2019 CD year to date l4) gains and losses (S) Your return objective: Current income & capital appreciation Long term 0.00 0.00 81,848.00 Your risk profile: Primary - Aggressive Investment eligibikty consideration None selected Your account instructions • You account cost basis default closing method is FIFO, First In, First Out. SDNY GM 00027740 CriPTC003305608261 NP70031$51356 COCOS 0219 0305790CFF 00000 Page 3 of 6 CONFIDENTIAL EFTA_00138360 EFTA01278969 *UBS Yournotes CONFIDENTIAL EFTA,I3E3fil EFTA01278970 SUBS Account name: GHISLAINE MAXWELL Resource Management Account Your II nandal Advisor: Friendly account name M SCOTT STACK !anti YIP CAtRiti February 2019 Account number. Your assets Some ones, income and current values Shown may be approximate. AS a blue. Wins aidlossesmN nol be &weakly reflected. See haportga infosenebon about your steamer', a the end of ths dacumem fOr more infornason. Non-traditional Private equty funds, Hedge funds, andOther investments are held in your UBSFinarcial 5ervltts Inc. (UBS Estimates of vale supplied by Issuers a (ertan crowns (which ate generally 'net asset \taut' eStrriateb FS) brolerage account. The potions reported below reflect the recordsof the issuets, and USS FS does rot are shown as 'Issuer est. rate per unit'. For Privae equty funds, 'Est. value per unit' is a value updated garantee the acc teary of the I Wombhon The value shown is not necessarily the value you would receive quavery, based on the Net Asset value C NAV') in the fund m of the date specified a:Lustedby ading hem the Issuer if you sd d the assets. Funds actively sdd by UBSFS ate subject to ongoing due digence, capital calls and sad ractiNOMobi/Bons unce the NAV dale The NAV is primarily based on estimated although the level performed may vary A closed fund may be subject to no ongoing dligence A fund that portkilio vdues provided tby the underlying fund sponsor. These two values may vary because of differences you purchased elsewhere may never have been cut:led to UBS FS (lade nee. although UBS FS Ref receive a In the way they were estimated and because the • Third Reny en. value pe r OW* may have been prepared fee from I he funes manager, whit hrnay constitute a masonry of the mannemenvimem ve fee. Please cot,* basis of financial irionnaton °the, than yeac.end Recoiled estimates may not reflect resale, contact your Financial Achnor with questions • Est value per unit' is an estimate of value supplied by an liquidation or repurchase vlue, if any, and may rot reflect dst 'but oat of caortal urot the next valuation is independent valuation inn and reflects adtustrrents for factors such as the Iquidty of the units. rePOted, VnerSly On an annual or serrtannual basis See Important inkvaetrcin abour your statement en the end of this statement. Hedge funds RurchaSe OK& NuMber Metal:, price Client Cost Price per share value on unrealized Ron) invemment Holdng wdOng of shares tel Shale (S) investment (S) basis (3) on Feb 28(S) Feb 28 (3) gain or loss (S) return (S) period ALPHAKEYS hALLEN FAO BROKERAGE NO 01/3919 Trade date: Nov 24, 15 650,000.00 650,000 00 1.000 731,848 00 81,848.00 LT Initial trade date: unavailable 1.000 38,168.00 ST Initial trade date: unavailable ---This information was unavailable.-- 1.000 38,168.00 Security total 650.00000 650003.00 731,848.00 81,7348.00 ALPHAKEYS MILLENNIUM FO I LLC CLASS 8 NO 01(31/19 Initial trade date: unavailable 1.000 38,597 00 ST Total 1650.000.00 $650,000.00 $770,445.00 $81,848.00 SDNY GM 00027742 C HM009305608263 NP70031$5856 COCOS 0219 030575004 1- Pegs S of 6 CONFIDENTIAL EFTA_00138362 EFTA01278971 UBS Account name: GHISLAINE MAXWELL Resource Management Account Your Flnandd Advisor: Friendly account n • I SCOTT STACK MANLYLE CASRIEL February 2019 Account number: Your assets (continued) Your total assets Percenta;* at Cost Estimated Unrealized value on Feb 28 ( your &count basis CP annual income (S) gam or loss (S) Non-traditional • Hedge Funds 770,445.00 100.00% 650,000.00 81,848.00 Total $770,445.00 100.00% $650,000.00 $81,848.00 • missing cost basis information Account activity this month E.,I v Aaihrty DesceO110n Arnotrit (S) Dividend and interest income Mscellaneous Feb 7 Pvidend ALPHAKEYS MILLEN FND BROKERAGE NO 12/31/2018AS OF 12/31/18 38,168 00 CUSIP: 90293k9K2/ SYMBOL MFQGDC Total miscellaneous $38,168.00 Total dividend end interest income $38,168.00 Investment transactions For more infonnsion about the once/ value shown for restncted secunties, see Important information about your statement at the end of this docu-nent. Proceeds fran Funds inwsbnent withdrawn fa Accrued Otte Actraty Descepbon Quantity Vale (S) Price 0) transactions (S) investments boucht (5) interest (S) Feb7 Reinvestment ALPHAKEYS MILLEN FND BROKERAGE NO 38,168.000 -38,16800 12/31/2018 ASOF 12/31/18 CUSIP: 90293X9K21 SYMBOL MFQGDC Feb 7 Exchange ALPHAKEYS MILLEN FND BROKERAGE NO -38,168.000 12/31/2018 AS OF 01/02/19 CUSIP: 90293X9K21 SYMBOL: MFOGDC Feb 7 Exchange ALPHAKEYS MILLENNIUM FD I LLC CLASS 8 NO 38,168.000 AS OF OHO? 19 CUSIP: 02076)19M61 SYMBOL KAFSBME Total 438.168.00 CNP7COCE0056003264NP700018585600005 0219 CO 7 OWne_Gm_000277ttge 6 of 6 End of statement for account num CONFIDENTIAL EFTA_00138363 EFTA01278972 Important information about your statement LISS Fru/soul Senkes ix. (the tam a UBS FirtanCiat her fran you no later Ilan 60 days af ter the Fern caparty. A lug copy of the poky wadng d available an or ions and my rot keep pace with Serviuk k a mentor of all pri-cipal cushy, commodity tun you the fait statement on which the ate or UI:00o request. inflation and opens exchanges. UBS Financial Services and UBS Problem appeared. • Moderate Wiling to accept sane risk to pinclool arid Bank USA se ridrea stbsidaries of LEES AG and - Provide you- nrne ad roue number (4 any) Neither de 51K volectionnce the Ucternental tolerate vane volatility to seek beta reams affiliates of LBS Secuthes LLC. The Fiths figrocul — Desabe the woe or the transfer you de unsure protection appglo: • apdressne: Wiling to accept hit, rids to pnncoal rd itattalat it available upon request The Firs execute about. and hplain as cleat' as you en why you • Cenan financial assets controlled by (and exuded n high volatility to seek high returns over time. off ices are x believe * is ar, wa a why you need mu you account vau)t... held away tram LBS Financial • fivesteren Pigoeffey Consideration: I selected a ifformahon. Services For exanCl• certain (i) nuisance masts, portion of the portfolio lot that account may noble LBS huthal Sinus InC — Provide the dokr amount of the suspected roc including vaiabie nukes. and 93 tires of mutual complex tangles. talked liquidly and vexes 1200 Harbor Boukvad funds registered n the mane of the accent holder on oototiley Wethanken, NJ 07086 The Finn a Cad Issuer wit imiestigote you canprient the books of the issuer or transfer &gent), and will conk, any error prompt& For alleged errors • Investmmt cornetts a notation ravens kg. Statement shousoholdire The Statement represents the onk official record of you nook/nal/ITS linsia•dtbn cad transaction:, of we take liked partatriliPt and private plaamOints) that at We may consolidate se related account statement with LBS F *uncut knees account Other records PUPS more than 10 bus en days to d> the, we will credit not registered under the Secuitds Act of 1933; the sane address in the same orreekcie e 0 because offxul tat documents, contanng calking data should you accost la the amount you Oink is in prat so that • Commodities centracts (ego foreign exchange and they ha* oonen who also mantan brit account not be relied upon B jou bedew Owe 6 an war or you wet hive the use of the money dung the tine it paten metal contracts), incleng futures contracts retitionshu wits other (baRS at the same address. II omission please report it unocknly n smith; to the takes us to complete as imoshgat and cornodity option contract,, and you prefer to mere irdivdtal statements mailed n Brandi Manager d the office wiring you account. • Deposit uproots (except certificates d deposit) at UBS separate envelopes, you may decline houtffickin by Please Mae all checks payable lo the Fain or the Brie USA. UBS AG U S. branches and bat 6 the called you Financial Adesor Although at 1 gun shown are minded to be mom*, fruncal nsteacn a:Saud on the front et this FDIC Insured Deposit Program. statement data should not be used for Is. porposes bay sidemen In addition to regular account las, accounts The SIP( protection and the upplerneoul protection do Friendly accomt name colob on yea .end tax Tams. o Form 1099 5498, my be object to mintonance fort charges for bete not apply to there onsets own if they otherwise appear Tie Friendly %Count An it a tutleMeible guarurne' ":475.etc )when prKing VOW tae return. The Fen c parent for securites purchases and charges kr unpaid on yw statements The WC protection and the chosen by you to assist you withyour recordloonn3 It Poured by law to repot to the RS all taxable dr...Pods, mugs n cash accents. *wants that are transfored supplemertal protection do not protect along changes has no legal effect on you account is not intended to reportable nonitaubk Pidends and taxable assets to other insteutorm nay be subject to a tinter fee. • the market vale of your investments (whether as a reflect n strategy, product, reartninlatko. caned on notes held you octant net proceeds resat of market movement. issuer bankiuptcy investment objective a roc pork associated weal your on sale transactions. and cost basis on preen coned UBS Swoop Options otherwise) mcctrils. and is not a pomp a guarantee that wealth secretes 1165 offers coffins Icr sweepng cash balance. to bat or any financial nob, can a will be achieved. All depose uouits at nen-at aided banks and aftskated Dividend Roinvostmont Program% awe) imeffinents nvokie the risk of lost include"; the risk of Communications with en Finn banks and money their natal holds (Money hat). The price reflected a an average once You may obtan loss of the enlie investment. You can change your • Please reiconfirm any oral perniuncatin Deposit account at NOS Bet USA Std no-outfit:sad the actual price Iran you Fnincol Advises. Only new* Friendly accost names thrpoghOnIne Services or by tofurther protect your rips, noludeg your rights barks particpaing n the VBS FPCittsued Deposit thorn aro punned under DRIP. petal shares will be contact Cg your Fru-oral &duo. seder the SauntiFt Yugo/ Profficton Act (SPA) Program am FDIC insured n accordance vesh FDIC rules sold rd the cash wit be deposited in you account The • It the Tian it retartion cci she top lett of the Iron For more itemalial, please vise Mae fdiCilai. Depress dindend renverent pr ice %finked bd.* ** wear may Account overview of this statement is not LES Fans Snots, LISS accounts al UBS AG Stamen &nth aid shores of offer Isom the market price at Much to • Vette of your a«ountlaorttold Net of assets rid Filartiall Stakes writs you account as channg Man Funds ale rot insued the tie sold habitues_ Poker by antrum weh the ixfocated institution • Whets Includes available cash balances. were for We ilonvied yw d that relabonshi, tMttn you Bank deposits are not protected by 9PC Monty Find Coninilisu shares are protected by SIFC See' LBS F runoff Strokes rourinM security Colt ), aid Global Time Deposes, cpmed this accuse. h the case you li ds and Only whale ores maybe held in you want. If you are ironed merit to market, and <elan assets not bald secisms are located at UPS I inancul Servos and nal Account Noniron' below tithed to a nand ism as a result 01 a 6vidorod parent the invoker.; broker, and you nut mai• a repel by dotter, Does non include winced securneslassets or otherwise the fern wll other sell panul knits at at the end ot the prior and curet statement pawls, or of rumor or omission to both fin.* Lbcrn you repast, balances 6 the bank deposhs May be maned price a accept an noun determined by a withdrawn. and shags of a Money Find may be pule iwestrnerms, autted stock options and . Asdeka:ad n the account ointments, you mast registered {loin? agency. andcredit yw account urban stock options notifyusof any errors or fraud invohn checks liztuidred and the proceeds retuned to you or you wanes 'put • Linke. Wins debt balances, tutor-di-9 rowan reflected onyou 'Urn within 30 dan alto it was Invernent objectives loam. credit he, she account balances. mailed or mole Noldolo. The Investment objectives and nil, profile arc specific to • Pleasedivot customer conwlirns a it-pales to the hither i-fferrnation about available soup options, • Casnoneybobreet Total or uninvested aurae* each account and may vary between you accounts. cash balances, plus depose balances 3131148W and Frig C lent Relations Depagment a 20I -352.1699 nclodng coffer* ireerett rates and Pelds. IS avillthlt at Please advice the Fern ponce b n wing of avy wwwAdis corrisrunekk. horn you F runcul Adieu noniaff dated Dail t rod money makes mutual bid cr toll-free al SC0.3549101 BOO A M. to 6th P.M. Portent change in yet filarial situation or sweep balances, as the close of the stoney period ET Monday though Frday, or in tinting to LBS cc by <ding 800 762.1000 nveument nuns. For each scam held, cv Firinal Snots ire, dent Relations Deportment Nonsorrmockty free creckt balances in you account at 0,00te one of the loaning inonnent object... not segregated from other balances and the in may P.O. Box 766 Union CRY. Ni 07067 UBS Financial Services account protection • hodxe Current Promo investments seeking the use any of these Inds in the waylay cask of es • All emeritus shall be deemed conches. and occur. The Finn is a member of the Secvnes Investor' Protection generation of erne only. Caperoton atPC), whch protects securities customers bunk. These funds at park* gun your doma-d. I not objected to n editing vothri 60 drys • AchipveCapitalAppnaJaorK haainiatt catkin TIN total is included in the nun period closing vale • For TTY onyxes. Call 844412.0986 or from outede of es morrbees so to 1500.060 (nckdirg 1250140 for clams for oath) bpaannory brochure available upon growth of prikwal rater than the generation d the US.: Cal 201352.1495 ncome. Lancing information • hen of nuns oe gamins gout an electronic request a at www ahac org Tie SIPC asset protection • rocker Corn laniaaon ot income and Capital lines apply to all scouts thff you hold in a pagoolv For detailed nlarnaliOn on the lenis lending piaci CeS fords transfer (EFT). bat parent or IRS Vet debit Appreciation: Investments takingboth the generation sod Pthmunrs. refer to you Chem Retisionshb cad VonsactiartS. call $00-762-1000, or write to UBS caPrlyi The Finn, together with certain affiliates. her also of Irian* and groveh of principal agamall a Accost Agreement ad the General F runcoal Services tic., IOW Harbor BM., 6th HOP kerns and Conditions UBS Statement of Credit Practices Weehawken. to 07086, Ann RIAMISA Scent Puhased supplemental inuanct. The mainern arnant payable to all eligble client collectively onoer Overall risk profits avaffitle n Ageemeres udDiocbures theprotection is 1900 million as of December 10, 2016 • Conroy/raw. Seeks to reunion oneul precool, with at ;they go. e. ,,. Cal a write as soon as you on, -4 you ?hit you kw risk a-dyadMy to the wan overall, ewer ii statement or recti% is wrong Pim need more Subject to the policy covkiecis and limittiont cash at the Fim is futer protested for up to II 9 maion in the that means the account does not connate iinificalt ntormalon abase a turd.' en the strum. a receipt. The firm or cad but Cos appkabk) must &throgate f or all your &occur*s held n a pal Kula. SDNY_GM_00027744 CONFIDENTIAL EFTA 00138364 EFTA01278973 Important inforn Mil about your statement soidinurio Ye.. assets - For certain stranin wading n nOn-CCnICerting • Est. (estimated) income, current yields and rates. - We We've <CocerntiliCri Iran OBS Bare USA, 165 Your Walerrent nonce> *Cunt*, ard other assets held denommatons, puce ad queerly (Iace wen) may An est nwe of nova rcorre is bend ern ruler AG Sunned Branch andronoffMated barks n the account at the end of the Slatement period YOU have been adjusted to facilitate proper winner dkidend and relent rain, attuning the securities will Maur our rash sweep re°70Th This may ask for dekvery of fulll Paid securities al an tire. To Mein anent quotations. when availabb, contact be held for one yea- from statement date or until ccmpensation may be per account fee or You may recent seculties used as loan cotifivai alter yccr F nada! Adied. mataity Thu estimate is can a gudelne, accuracy may be a percentage of enrage defy deposit paying any Wince«a on them. Any securities and continued maw are not guaranteed beeves franderred to to Sim ding the staummt peed are • Private investments and structured products. — Estimated annual name zed curem yield for Ida at crone value as of the end of the sinew« ?Mato nwslment SAKL•lin (retying drect entail types of securities could include a Min of Activity period partcipativt ;foram and real enate imminent trust or-clonal or capital gains n which case the est Information regating commissins and other dirges • Con barb. h <Reims-dreg the cost basis of the securities) and structured pretexts are generally highly income (rd current pelt) would be overstated. incurred di COrreCtCrt With the executionof Valet, secureen induckd in this statement MAO! indicated ifitadd. Chan structued toxins haw not been — Estimated rat al exorne and anent yield and the inctong option transactions has been flooded on WM the nunion • taiS Fannin Services An relied registered with the Socaitin and GI:harts actual income a-4 yield mop be lone a hetet cordemotions previously furneshed to you, aril wit be informaikei obtained from sources other than UBS COrnmeSian a under any state securities laws. We than the ntenged tuna its Provided to you«nab on request. Financial Stinker. ncluding Hannifin ' corn nether Senn* estrnated values for (note mestrnmi — An estimate of annualized income (dividend ads im er that you may have provided to your karate' Nantes red struct seed ;redacts for Mormalmai interest) divided by the current market Short Sling Adana. the Fern doesnot inelmeniently way ce pupates «di Actuary a not guaranteed windavear balance a based an the last dividend II you are engaged in short selling a SeWrdy, puma/ guarantee the aauraCy or valday Jay canation - These values may differ %aware bey than peen, it or merest payment madeby the issuer and incur a charge due to certain borrowing costs the that vote:baby sown other than 1.65 Fiwecal Secede. any, at which a vivre On d security Cr assumes the securifief/darrosOs will bo hell fa one pan ioale- security. h addlin aithougan LBS Financial Seeds generaln structured product may be Ward a sold aid do year from the statement date or until maturity. talate5 the Hamelin as it is received, the f cm rot recesses* (eyesore the van you may recent Accuracy and contused yield ate not gaaranteed. Open orders des not yen* any assurances Out the idoematicei yam licpaidaten. Regaideg open co • yostikcancele« coders that abler "Cost basis- and ^Unvoiced gaidkW is - 'Chid pry ingrown of vain are as demean • Meets not held by UBS Financial Services. Caton were not irercuud by the stewed date, open buy and amine as of the date of this statement. As such. date ani are suppled to UBS Fennel Services on a WPM ere not Mid by the Fim and not wenn the sal stop orders re reduced by the anent of divdonck. please do not rely on this information to crake regale bast by an edeperiden valuation limn Fim's possession or control. These assets are or riPtS on an extfividerds a «motifs date unless tartest or sale decisions, for tar pa-poses or - is9n, general panne Cr sponsor estimated vetoes, displayed o you statement Ice oformational nsinxted otherwise by you. eau are respcenbb for otherwise. Accounts trinderred to the Fins may 'I lob are 'Welted to the F rm by the nue purposes only. Poti ons and okays presented re coders That se executed due tOrcas ladure to cancel reflect ginclow ink:mute" only fix period d genteel partner or sponsor and may be calculated provided by the siting fern 08$ Financial Sewers is "in? *Pen orders. tire they are held at Ite Fan More bigot:cal based on deferent infarnation from that used by not responsible for this incornamc and does not (11CeMatien can be added by yea Mahal Advisor. thee panes to drier their este:used values. gannet its acasacy. These assets an rot tweet:id Privacy • Ureroanted gains/losses. wrendata el audabb, - You can obtain additional Mcmuton regardlig by MK or refire's supplemental 51K coverage. To «tan a copy of as current tient Privity Notice, esututed«realized garnflosses are calculated for the methodology used to determine the estimate of please comet you- Financial Aches« or visit as wend. nebtaaal security lots The transaction data for value and the dale of the infinnation that is the • Revenue daring end adifitional compenertion. al 'wen sib, en./rviviert.>( e. inckvickal lots mayor may nor reflect con-missions, basis la the estimate by contacting your Financial - h addition to ccerninken on labs and 12b.1 Nos - 185 Fnarxial Services is not a bark. The RMA, Busness chvges and« secuity reagrnl loss erects. Ades«. received n cornedion with the distriouton of mutual Services Account BSA and IRMA it brokerage Dirdend and other reinvestmen end systenatk - Wird patty gummed values ma/ be reflected as fakes to as dents we rector Oct affiliate recta.* accounts inch provide access to bariong services and paths« lob an each combined to display use • Not jotted' in several Ltuatiatl: Mien an rearna that° payments Iran datibncrs ardor Products *roots 11.1119111W41 with affiliated banks award lot The • Trade date colmn talents the inckoardent valuation I cm has not suppled«e alvitas of the mutual finds that so will Ikea and other thicl.party bunk; and provides access to crignal vansacoon wade dale unable to /wen a value, when we become awne amounts we based an two different components, (4 issuance and arrtelY PrOckedi issued by «offfined • Callable securities Bonds and preferred stook that not a material event R36 occurred that may calla the rm.« of sales by 165 of a «Ocula rrittual thud-party nuance«moan's through insane the issuer cab la tub redemption wit be selected poeviosny reported value in question, or Men a find family to our dents; and 60 the asset vale of a agency wbsidents d LBS Financial Seinen Inc. manfully by lot Iron among as serums of that value would be highly speculative due to the nature potent mutual had lanais shires held at the — meaner; mean« and annuity ptd-Clt issue held in out rume cr in nominee maw for loos cie the minty — Not FDIC insured • No bare guarantee, May IMO vela clients Call Nate rikomalon is obtained from third - When neither an auff, general pater ix sponsor - We rd ow affiliate also receive networking and — tMA Pesos« Management /want Busyness pales ad ea acaxacy is not gdaranterd. Other call estimated value me a thednew estimated vale nimbus processing fees in considerate, or transfer Services Account BSA, IRMA and nterational Resource lenses may exist which 'void elect yold. complete pocmdied, the yak* of the scanty wit bedeferent agent services that we provide to the nxdual funds Management Aware are registered service marks of intoemaim will be provided upon request from is puthase These fees generally re pad from investor swan 1.8$ Financial Seines . • Price/value Prices displayed for securities and °her - • Oistratutions to dale • may nob* return of the inlitol• fund and are a fled dollar amont based — VISA is a registered sucbtrurk owned by Visa pea:kids may be higher or lower than the price that capital, name or both in the rorrber of adonis at the btheer-dealer huerkstional Service Association aid used seder you would actually region n the market. Prkes ere - Orgrwl tai sae reprised, the Mel offering holding rrtitUd feeds ca that had tansy license The 1.85 visa crede [ids ad the LeS Visa <Yawn from men third partysources whet we price per rand and May not reflect phi cost basis - h «Moon to commasons received in connection debt cads are eased by 18$ Bann USA with been to be dab*, to we do not yawl« ther - OfP it s unlined KR seven are no Idled co a with the taw or defibuton of many ; ontracs and permission firm vissU S. A Incorporated All other accuracy national«wren exchange. and re greatly unit minim.« bust «us to o« client, we ardor trademark; registered trademarks, service maths rd - We generally use the closing price when available a anted awl even if they can be sold the price as at hate receive tenone sharing conthensaton registered sehice mucks are of their mutton he mean of the bid and ado prices for fisted received may be less tun the per share estimated from many of the noorance companies unckrwritin COrriparaeS securities and options or only bids:ekes fa OTC what provided en the account statement the annuity entriCtS, affiliates of the Nuisance washes ccerpses or sprain athe mitt nvestmeet moos tSS Fesncisl Services Inc Rev. 701810 - Lett actively traded searbas maybe priced using a • Reariaed securities Remitted securities «neat we distrimeo. valuation model or the most recent prke we are not tureen eligble for public sale. 18$ Fnancial — n addition to commissions received from the obtained ad may not reflect an actual market price Services uses the motet price of the urrestricted stock puxhase aid sale of Neethhares finds, we anclor cur a rake of the sire ewer as an repined value sit the Ifisle receive an asset-based revenue sharing - Celan potherb may awn *thou a price And restricted stock for purposes of rha statement on/y To Payment fromNentShers datibtaxet as well as wit show as'or« was not available ewe are the extent the restricted tear.irs are olvitilo for sale Von; for technology development, training and «sable to obtain a «ice for a steely. t* vale received may be stbstantially less thin the education. - Detests or seculies denomnated n currencies awed value shown. - Our allelates also receive trading cormilsens and other than U S. dollars Me reflected at the exchange othe a:mono-Hon from mutual funds and instsowe rate as of the statement date. carpanies *foie prontint we data* SDNY_GM_0002 7745 CONFIDENTIAL EFTA 00138365 EFTA01278974