03032014 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 1039
INCOMING WIRE BOOKING Date: 06/30/2014
Value Date: 03 03 2014
Bankaccount: (UBS-FINSVC RETAIL)
Amount:
Wire: 000417 PW Book Date: 03/03/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER GHISLAINE MAXWELL
PH Client/GL. Y1 23575 Type: 1 Multi? N
Status: JOURNALED IE: S5 QP: Code: IN
Ordering Customer (Tag 50):
/002916490721
GHISLAINE MAXWELL
1
Ordering Institution (Tag 52D):
//CP0002
CHASUS33
Details of Payment (Tag 70):
/RFB/OS1 OF 14/02/27
Final Beneficiary (Tag 59):
/Y123575
GHISLAINE MAXWELL
Information for Beneficiary :
/REC/RCVD VIA CHIPS, SSN
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930062KQ0612575 03/03/2014 09:44:51
03/03/2014 09:44:51
2) 21 IBK INITIALLY BOOKED SYSTEM 03/03/2014 09:44:51
3) 41 APP APPROVED 8U2D 03/03/2014 09:53:47
4) 65 JRN JOURNALED 03/03/2014 19:30:55
SDNY_GM_00027943
CONFIDENTIAL
EFTA_00I38563
EFTA01279167
04112014 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 26587
INCOMING WIRE BOOKING Date: 07/31/2014
Value Date: 0
Bankaccount: (UBS-FINSVC RETAIL)
Amount: 1,183.17
Wire: 001068 PW Book Date: 04/11/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER ,RisTAINE MAXWELL
PW Client/CL. Y1 23575 Type: 1 Multi? N
Status: JOURNALED IE: $5 QP: Code: IN
Ordering Customer (Tag 50):
/2916490721
IHISIAINE MAXwRiJ
Ordering Institution (Tag 52D):
//FW021000021
CHASUS33
Details of Payment (Tag 70):
/RFB/OS1 OF 14/04/11
Final Beneficiary (Tag 59):
/Y123575
GHISLAINE MAXWELL
Information for Beneficiary (Tag 72):
/REC/RCVD VIA FED, IMAD
//0411910IGCO6C01371204111719FT02
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930101KT0794564 04/11/2014 17:19:19
041181QGC06C013732 04/11/2014 17:19:19
2) 21 IBK INITIALLY BOOKED SYSTEM 04/11/2014 17:19:19
3) 41 APP APPROVED 15FU 04/11/2014 17:44:35
4) 65 JRN JOURNALED 04/11/2014 19:31:02
SDNY_GM_00027944
CONFIDENTIAL
EFTA_MM38564
EFTA01279168
04172014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 43115
OUTGOING WIRE DETAIL Date: 07/31/2014
Value Date: 04 17/2014
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,156.11
Wire: 005769 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABAK 021000021 JPMORGAN CHASE BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 3149920008
Third Party? N Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: AALY
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0417B6B7IK1C002125
Memo. BANK reference Number: US01107KU0118506
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 04/17/2014
12:03:04
2) 2)55 REL TREAS RELEASE / SENT 04/17/2014
12:08:15
3) 3)80 COM TRANSFER COMPLETE 04/17/2014
12:09:17
4) 4)85 JRN JOURNALED 04/17/2014
19:31:05
SDNY_GM_00027945
CONFIDENTIAL
EFTA_MM38565
EFTA01279169
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 04/17/2014 12:03:04
LAST UPDATE TO WIRE AALY 04/17/2014 12:08:15
SDNY_GM_00027946
CONFIDENTIAL
EFTA_00138566
EFTA01279170
05012014 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 460
INCOMING WIRE BOOKING Date: 08/29/2014
Value Date: 05 01/2014
Bankaccount: (UBS-FINSVC RETAIL)
Amount: 1,232.79
Wire: 001103 PW Book Date: 05/01/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER CRISLITAIR WAYWRIT
PW Client/GL. Y1 23575 Type: 1 Multi? N
Status: JOURNALED IE: S5 (2P: Code: IN
Ordering Customer (Tag 50):
/Q52167006
niriTTMO UTVWOTT
r33139-1043
Ordering Institution (Tag 52D):
/000099997550
JPMC INTERNAL ACCOUNTS PROCESSING
GROUP JP MORGAN PRIVATE BANK
NEWARK DE 19713-2105
Details of Payment (Tag 70):
/RFB/OS1 OF 14/05/01
Final Beneficiary (Tag 59):
/7123575
CHISLAINE MAXWELL
Information for Beneficiary T 72):
/REC/RCVD VIA CHIPS, SSN
/INS/CP0002
//JPMORGAN CHASE BANK. N.A.
//US-NEW YORK.NY 10017
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 99301211(00139215 05/01/2014 16:51:49
05/01/2014 16:51:49
2) 21 IBK INITIALLY BOOKED SYSTEM 05/01/2014 16:51:49
3) 41 APP APPROVED MX01015 05/01/2014 17:20:25
4) 65 JRN JOURNALED 05/01/2014 19:30:56
SDNY_GM_00027947
CONFIDENTIAL
EFTA 00138567
EFTA01279171
06062014 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 13466
INCOMING WIRE BOOKING Date: 09/30/2014
Value Date: 06/06/2014
Bankaccount: (UBS-FINSVC RETAIL)
Amount: 856.49
Wire: 000471 PW Book Date: 06/06/2014 Credit Party (Client):
Credit Type: CREDIT TRANSFER GHISLA1NE MAXWELL
PW Client/GL. Yl 23575 Type: 1 Multi? N
Status: JOURNALED IE: S5 QP: Code: IN
Ordering Customer (Tag 50):
/V49920008
33139-1043
Ordering Institution (Tag 52D):
/000099997550
JPMC INTERNAL ACCOUNTS PROCESSING
GROUP JP MORGAN PRIVATE BANK
NEWARK DE 19713-2105
Details of Payment (Tag 70):
/RFB/OS1 OF 14/06/06
Final Beneficiary (Tag 59):
/Y123575
CHISLAINE MAXWELL
Information for Beneficiary (T 72):
/REC/RCVD VIA CHIPS, SSN
/INS/CP0002
//JPMORGAN CHASE BANK, N.A.
//US-NEW YORK.NY 10004
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 99301571(00040541 06/06/2014 14:10:14
06/06/2014 14:10:14
2) 21 IBK INITIALLY BOOKED SYSTEM 06/06/2014 14:10:14
3) 41 APP APPROVED MX01015 06/06/2014 14:10:46
4) 85 JRN JOURNALED 06/06/2014 19:31:04
SDNY_GM_00027948
CONFIDENTIAL
EFTA_00I38568
EFTA01279172
06102014 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 19934
OUTGOING WIRE DETAIL Date: 09/30/2014
Value Date: 06/10/2014
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 856.49
Wire: 005400 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLATNE MAXWELL
QP.
ABA* 021000021 JPMORGAN CHASE BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 3149920008
Third Party? N Statue: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B -Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Nome Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: MB06730
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0610B687IK2C000625
Memo. BANK reference Number: US01161KU0930623
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 06/10/2014
10:40:03
2) 2)55 EEL TREAS RELEASE / SENT 06/10/2014
10:40:59
3) 3)80 COM TRANSFER COMPLETE 06/10/2014
10:41:46
4) 4)85 JRN JOURNALED 06/10/2014
19:31:11
SDNY_GM_00027949
CONFIDENTIAL
EFTA_00B8569
EFTA01279173
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 06/10/2014 10:40:03
LAST UPDATE TO WIRE NE06730 06/10/2014 10:40:59
SDNY_GM_00027950
CONFIDENTIAL
EFTA_00138570
EFTA01279174
07292014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 59184
OUTGOING WIRE DETAIL Date: 10/31/2014
Value Date: 07/29/2014
Bankaccount: =1.1..(UBS-FINSVC RET OUT)
Amount: .
Wire: 005100 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABA* 026007993 IBS AG IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Wealth Management New York Addr. Stamford, CT
City. Acct. 10014A891233.000 OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). YR868168
Third Party? Y E. Pagan Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: AA4C
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number:
Memo. BANK reference Number: US01210KU0522516
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 07/29/2014
09:11:03
2) 2)55 REL TREAS RELEASE / SENT 07/29/2014
09:20:02
3) 3)80 COM TRANSFER COMPLETE 07/29/2014
09:31:30
4) 4)85 JRN JOURNALED 07/29/2014
19:31:07
SDNY_GM_00027951
CONFIDENTIAL
EFTA_00138571
EFTA01279175
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 07/29/2014 09:11:03
LAST UPDATE TO WIRE AA4C 07/29/2014 09:20:02
SDNY_GM_00027952
CONFIDENTIAL
EFTA (()138572
EFTA01279176
07312014 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 66885
INCOMING WIRE BOOKING Date: 10/31/2014
Value Date: 07 31
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 5,000.00
Wire: 000313 PW Book Date: 07/31/2014 Credit Party (Client):
Credit Type: PAYMENT ADVICE GHISLAINE MAXWELL
PW Client/GL. Yl 23575 Type: 1 Multi? N
Status: JOURNALED : ab code: 1
Ordering Customer (Tag 52D):
/10178
WA/YR OMNIBUS CLEARING AC
10178
NEW YORK, NY
Ordering Institution (Tag 56D):
UBS AG STAMFORD BRANCH
US-STANFORD,CT 06912-0305
Ordering Institution Ref. (Tag 21):
00510020140729PW
Information for Beneficiary (Tag 72):
/SNP/RETURN YOUR PAYMENT ORDER 103
//REFERENCE 00510020140729PB
//DATED 29-JUL-14
//AS BENE IS UNABLE TO APPLY
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING US01212KU0561271 07/31/2014 10:52:46
2) 21 IBK INITIALLY BOOKED SX01506 07/31/2014 11:11:13
3) 41 APP APPROVED ZI NB 07/31/2014 11:12:35
4) 85 JRN JOURNALED 07/31/2014 19:30:53
SDNY_GM_00027953
CONFIDENTIAL
EFTA_MA38573
EFTA01279177
08292014 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 60509
OUTGOING WIRE DETAIL Date: 11/28/2014
Value Date: 08/29/2014
Bankaccount:womp (UBS-FINSVC RET OUT)
Amount: 50,000.00
Wire: 006716 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABA* 021000089 CITIBANK, N.A. IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 4987854239
Third Party? Y Ghislaine Noe1le Maxwell Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: MR06730
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0829B6B7IK1C004510
Memo. BANK reference Number: US01241KU0919350
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 08/29/2014
14:31:02
2) 2)55 REL TREAS RELEASE / SENT 08/29/2014
14:31:55
3) 3)80 COM TRANSFER COMPLETE 08/29/2014
14:34:14
4) 4)85 JRN JOURNALED 08/29/2014
19231:07
SDNY_GM_00027954
CONFIDENTIAL
EFTA_(())38574
EFTA01279178
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 08/29/2014 14:31:02
LAST UPDATE TO WIRE ME06730 08/29/2014 14:31:55
SDNY_GM_00027955
CONFIDENTIAL
EFTA_00138575
EFTA01279179
11202015 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 41214
OUTGOING WIRE DETAIL Date: 02/29/2016
Value Date: 11 20/2015
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 50,000.00
Wire: 006399 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) ;UST &ThII' %WORN I
QP.
ABAO 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Statue: JOURNALED
C., COLTAF Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 2E00405
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1120B6B7IK1C003062
Memo. BANK reference Number: US01324KUO285280
Treasury Department:
Memo.
Wire Approvals Wire Status
Status TYPe User ID Dept Dace Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 11/20/2015
14:38:03
2) 2)55 REL TREAS RELEASE / SENT 11/20/2015
14:39:21
3) 3)80 COM TRANSFER COMPLETE 11/20/2015
14:40:03
4) 4)85 JRN JOURNALED 11/20/2015
19:30:50
SDNY_GM_00027956
CONFIDENTIAL
EFTA (x)138576
EFTA01279180
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 11/20/2015 14:38:03
LAST UPDATE TO WIRE 2E00405 11/20/2015 14:39:21
SDNY_GM_00027957
CONFIDENTIAL
EFTA_00138577
EFTA01279181
02232016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 44279
OUTGOING WIRE DETAIL Date: 05/31/2016
Value Date: 02/23/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 20,000.00
Wire: 005579 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: $5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
11-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RB08472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0223B6B7IK1C002171
Memo. BANK reference Number: US01054KU0297965
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 02/23/2016
11:69:25
2) 2)55 REL TREAS RELEASE / SENT 02/23/2016
11:55:11
3) 3)80 COM TRANSFER COMPLETE 02/23/2016
11:55:57
4) 4)85 JRN JOURNALED 02/23/2016
19:30:54
SDNY_GM_00027958
CONFIDENTIAL
EFTA_00138578
EFTA01279182
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 02/23/2016 11:49:25
LAST UPDATE TO WIRE RE08472 02/23/2016 11:55:11
SDNY_GM_00027959
CONFIDENTIAL
EFTA_00138579
EFTA01279183
03292016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 58849
OUTGOING WIRE DETAIL Date: 06/30/2016
Value Date: 03/29/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 1,000,000.00
Wire: 006243 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) GHISLAINE MAXWELL
OP.
ABAO 026009593 BANK OF AMERICA, H.A., NY IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 483043627177
Third Party? Y CargoMetrics Compass Fund LP Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes. Ghislaine Maxwell
Loa Document: Momos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RE08472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0329B6B7IK2C001314
Memo. BANK reference Number: US01089KU0692018
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Dace Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/29/2016
13:30:37
2) 2)55 REL TREAS RELEASE / SENT 03/29/2016
13:41:56
3) 3)80 COM TRANSFER COMPLETE 03/29/2016
13:43:20
4) 4)85 JRN JOURNALED 03/29/2016
19:31:00
SDNY_GM_00027960
CONFIDENTIAL
EFTA_00I38580
EFTA01279184
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 03/29/2016 13:30:37
LAST UPDATE TO WIRE RE08472 03/29/2016 13:41:56
SDNY_GM_00027961
CONFIDENTIAL
EFTA_00138581
EFTA01279185
05062016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 14863
OUTGOING WIRE DETAIL Date: 08/31/2016
Value Date: 05/06/2016
Bankaccount: =RM.. (UBS-FINSVC RET OUT)
Amount: .
Wire: 005943 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) OHTSTATHR MAXWFT
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Statue( JOURNALED
C., COLTAF Trust Account Fee( 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: R608472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0506B6B7IK1C002115
Memo. BANK reference Number: US01127KU0163888
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/06/2016
12:45:21
2) 2)55 REL TREAS RELEASE / SENT 05/06/2016
13(08:46
3) 3)80 COM TRANSFER COMPLETE 05/06/2016
13:09:32
4) 4)85 JRN JOURNALED 05/06/2016
19(31:04
SDNY_GM_00027962
CONFIDENTIAL
EFTA (()138582
EFTA01279186
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 05/06/2016 12:45:21
LAST UPDATE TO WIRE RE08472 05/06/2016 13:06:46
SDNY_GM_00027963
CONFIDENTIAL
EFTA_00138583
EFTA01279187
06142016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 30252
OUTGOING WIRE DETAIL Date: 09/30/2016
Value Date: 06/14/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 150,000.00
Wire: 005765 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABAN 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Best). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0010
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0614B6B7IK1C001896
Memo. BANK reference Number: US01166KU0572515
Treasury Department:
Memo.
Wire Approvals Wire Status
Status type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 06/14/2016
12:02:12
2) 2)55 REL TREAS RELEASE / SENT 06/14/2016
12:21:56
3) 3)80 COM TRANSFER COMPLETE 06/14/2016
12:22:48
4) 4)85 JRN JOURNALED 06/14/2016
19:30:50
SDNY_GM_00027964
CONFIDENTIAL
EFTA_00138584
EFTA01279188
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 06/14/2016 12:02:12
LAST UPDATE TO WIRE 0OUD 06/14/2016 12:21:56
SDNY_GM_00027965
CONFIDENTIAL
EFTA_00138585
EFTA01279189
07272016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 54767
OUTGOING WIRE DETAIL Date: 10/31/2016
Value Date: 0
Bankaccount: RET OUT)
Amount: 160,000.00
Wire: 006281 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ARAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: OONH
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0727B6B7IK1C003473
Memo. BANK reference Number: US01209KU0064514
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 07/27/2016
14:36:38
2) 2)55 REL TREAS RELEASE / SENT 07/27/2016
15:24:45
3) 3)80 COM TRANSFER COMPLETE 07/27/2016
15:25:39
4) 4)85 JRN JOURNALED 07/27/2016
19:31:16
SDNY_GM_00027966
CONFIDENTIAL
EFTA_00138586
EFTA01279190
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SNK 07/27/2016 14:36:38
LAST UPDATE TO WIRE 00NH 07/27/2016 15:24:45
SDNY_GM_00027967
CONFIDENTIAL
EFTA_00138587
EFTA01279191
09152016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 31279
OUTGOING WIRE DETAIL Date: 12/30/2016
Value Date:
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 100,000.00
Wire: 006573 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABAit 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Destl . 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notee. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: OONH
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0915B6B7IK1C003672
Memo. BANK reference Number: US01259KU0618163
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 09/15/2016
15:20:29
2) 2)55 REL TREAS RELEASE / SENT 09/15/2016
15:29:54
3) 3)80 COM TRANSFER COMPLETE 09/15/2016
15:31:27
4) 4)85 JRN JOURNALED 09/15/2016
19:30:58
SDNY_GM_00027968
CONFIDENTIAL
EFTA_00B8588
EFTA01279192
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 09/15/2016 15:20:29
LAST UPDATE TO WIRE OONH 09/15/2016 15:29:54
SDNY_GM_00027969
CONFIDENTIAL
EFTA_00138589
EFTA01279193
10172016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 31213
OUTGOING WIRE DETAIL Date: 01/31/2017
Value Date: 10/17/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 50,000.00
Wire: 005718 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final neat). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status( JOURNALED
C., COLTAF Trust Account Fee( 0.00 Exempt. WIRE
Intl. N UNITED STATES
11-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0013D
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1017B6B7IK2C000942
Memo. BANK reference Number: US01291KU0968313
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 10/17/2016
11:43:37
2) 2)55 REL TREAS RELEASE / SENT 10/17/2016
12:01:26
3) 3)80 COM TRANSFER COMPLETE 10/17/2016
12:02:37
4) 4)85 JRN JOURNALED 10/17/2016
19:30:52
SDNY_GM_00027970
CONFIDENTIAL
EFTA_00I38590
EFTA01279194
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 10/17/2016 11:43:37
LAST UPDATE TO WIRE 00UD 10/17/2016 12:01:26
SDNY_GM_00027971
CONFIDENTIAL
EFTA_00138591
EFTA01279195
11212016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 43269
OUTGOING WIRE DETAIL Date: 02/28/2017
Value Date: 11/21/2016
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 50,000.00
Wire: 006864 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Statue: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 000D
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1121B6B7IK1C003797
Memo. BANK reference Number: US01326KU0360098
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 11/21/2016
15:41:03
2) 2)55 REL TREAS RELEASE / SENT 11/21/2016
16:10:57
3) 3)80 COM TRANSFER COMPLETE 11/21/2016
16:11:31
4) 4)85 JRN JOURNALED 11/21/2016
19:30:59
SDNY_GM_00027972
CONFIDENTIAL
EFTA (()138592
EFTA01279196
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 11/21/2016 15:41:03
LAST UPDATE TO WIRE 0OUD 11/21/2016 16:10:57
SDNY_GM_00027973
CONFIDENTIAL
EFTA_00138593
EFTA01279197
12022016 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 6263
OUTGOING WIRE DETAIL Date: 03/31/2017
Value Date: 12/02/2016
BankaccountImPIR UBS-FINSVCRET OUT)
Amount: 9,748.50
Wire: 006401 Model. By order of (Client):
PW Yl 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABA6 021001088 HSBC BANK USA, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 048714909
Third Party? Y Withers Bergman LLP Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1202B6B7IK1C003419
Memo. BANK reference Number: US01337KU0498218
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 12/02/2016
14:40:00
2) 2)55 REL TREAS RELEASE / SENT 12/02/2016
14:40:38
3) 3)80 COM TRANSFER COMPLETE 12/02/2016
14:57:55
4) 4)85 JRN JOURNALED 12/02/2016
19:31:45
SDNY_GM_00027974
CONFIDENTIAL
EFTA 00138594
EFTA01279198
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 12/02/2016 14:40:00
LAST UPDATE TO WIRE CE10312 12/02/2016 14:40:38
SDNY_GM_00027975
CONFIDENTIAL
EFTA_00138595
EFTA01279199
12062016 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 13479
OUTGOING WIRE DETAIL Date: 03/31/2017
Value Date: 12/06/2016
Bankaccount (UBS-FINSVC RET OUT)
Amount: 370,000.00
Wire: 006740 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABA* 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Best). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notee. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: RB08472
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 1206B6B7IK1C003360
Memo. BANK reference Number: US01341KU0532121
Treasury Department:
Memo.
Wire Approvals Wire Status
Status 'AS* User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 12/06/2016
15:59:23
2) 2)55 REL TREAS RELEASE / SENT 12/06/2016
16:11:39
3) 3)80 COM TRANSFER COMPLETE 12/06/2016
16:12:26
4) 4)85 JRN JOURNALED 12/06/2016
19:31:07
SDNY_GM_00027976
CONFIDENTIAL
EFTA_00138596
EFTA01279200
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 12/06/2016 15:59:23
LAST UPDATE TO WIRE RE08472 12/06/2016 16:11:39
SDNY_GM_00027977
CONFIDENTIAL
EFTA_00B8597
EFTA01279201
01312017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 65560
OUTGOING WIRE DETAIL Date: 04/28/2017
Value Date: 01 31 2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 260,000 00
Wire: 006932 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CR10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0131B6B7IK2C002606
Memo. BANK reference Number: US01031KU0115361
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/31/2017
16:21:16
2) 2)55 NIL TREAS RELEASE / SENT 01/31/2017
16:22:59
3) 3)80 COM TRANSFER COMPLETE 01/31/2017
16:23:40
4) 4)85 JRN JOURNALED 01/31/2017
19(30:44
SDNY_GM_00027978
CONFIDENTIAL
EFTA_00138598
EFTA01279202
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 01/31/2017 16:21:16
LAST UPDATE TO WIRE CE10312 01/31/2017 16:22:59
SDNY_GM_00027979
CONFIDENTIAL
EFTA_00138599
EFTA01279203
02062017 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 11537
OUTGOING WIRE DETAIL Date: 05/31/2017
Value Date: 0=1=42_
Bankaccount: MIIMINIMM(UBS-FINSVC RET OUT)
Amount: 25,000.00
Wire: 005202 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
ABA* 322271724 CITIBANK, N.A. IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 203198247
Third Party? Y Jones Day Client Trust Account Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes. Ty Childress
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 00UD
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0206B6B7IK2C000752
Memo. BANK reference Number: US01037KU0165908
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 02/06/2017
09:46:50
2) 2)55 REL TREAS RELEASE / SENT 02/06/2017
10:00:18
3) 3)80 COM TRANSFER COMPLETE 02/06/2017
10:54217
4) 4)85 JRN JOURNAL/3D 02/06/2017
19:30:53
SDNY_GM_00027980
CONFIDENTIAL
EFIA_00138600
EFTA01279204
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 02/06/2017 09:46:50
LAST UPDATE TO WIRE 00UD 02/06/2017 10:00:18
SDNY_GM_00027981
CONFIDENTIAL
EFTA_00138601
EFTA01279205
02292017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 55956
OUTGOING WIRE DETAIL Date: 05/31/2017
Value Date: 02/28/2017
Bankaccount: PRIMPONIMPIM(UBS-FINSVC RET OUT)
Amount: 43,500.00
Wire: 007026 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) GHISLAINE MAXWELL
OP.
ABA* 026013576 SIGNATURE BANK IE: S5 12P: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 1501785640
Third Party? Y Marks Paneth LLP Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notee. Invoice numbers 467557 and 476539
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0228B6B7IK1C005299
Memo. BANK reference Number: US01059KU0394120
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 02/28/2017
15:50:47
2) 2)55 REL TREAS RELEASE / SENT 02/28/2017
15:52:15
3) 3)80 COM TRANSFER COMPLETE 02/28/2017
15:52:53
4) 4)85 JRN JOURNALED 02/28/2017
19:30:50
SDNY_GM_00027982
CONFIDENTIAL
EFTA (()138602
EFTA01279206
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 02/28/2017 15:50:47
LAST UPDATE TO WIRE CE10312 02/28/2017 15:52:15
SDNY_GM_00027983
CONFIDENTIAL
EFTA_00138603
EFTA01279207
03142017 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 29982
OUTGOING WIRE DETAIL Date: 06/30/2017
Value Date: cuughagy2_
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 25,000.00
Wire: 006188 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABAS 322271724 CITIBANK, N.A. IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 203198247
Third Party? Y Jones Day Client Trust Account Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
11-Notes. invoice number 33022420 / Ghislaine Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: OB03682
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0314B6B7IK1C002872
Memo. BANK reference Number: US01073KU0537710
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 03/14/2017
15:34:17
2) 2)55 REL TREAS RELEASE / SENT 03/14/2017
15:35:03
3) 3)80 COM TRANSFER COMPLETE 03/14/2017
15:49:10
4) 4)85 JRN JOURNALED 03/14/2017
19:30:43
SDNY_GM_00027984
CONFIDENTIAL
EFTA_00138604
EFTA01279208
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 03/14/2017 15:34:17
LAST UPDATE TO WIRE GE03682 03/14/2017 15:35:03
SDNY_GM_00027985
CONFIDENTIAL
EFTA_00138605
EFTA01279209
04182017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 38850
OUTGOING WIRE DETAIL Date: 07/31/2017
Value Date: 04/18/2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 31,746.50
Wire: 007498 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABA* 322271724 CITIBANK, N.A. IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 203198247
Third Party? Y Jones Day Client Trust Account Status: JOURNALED
Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notee. Ghislaine Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 0010D
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0418B6B7IK1CO°4016
Memo. BANK reference Number: US01108KU0899485
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 04/18/2017
16:18:47
2) 2)55 REL TREAS RELEASE / SENT 04/18/2017
16:32:15
3) 3)80 COM TRANSFER COMPLETE 04/18/2017
16:36:59
4) 4)85 JRN JOURNALED 04/18/2017
19130:48
SDNY_GM_00027986
CONFIDENTIAL
EFTA_00138606
EFTA01279210
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 04/18/2017 16:18:47
LAST UPDATE TO WIRE 0OUD 04/18/2017 16:32:15
SDNY_GM_00027987
CONFIDENTIAL
EFTA_00138607
EFTA01279211
05182017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 41023
OUTGOING WIRE DETAIL Date: 08/31/2017
Value Date: 05/18/2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 180,000.00
Wire: 006656 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) ,I4TSTATNP MAXMF1,1,
QP.
ABAO 121000248 WELLS FARGO BANK, NA 1E: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dost). 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Status: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CE10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0518B6B7IK2C001169
Memo. BANK reference Number: US01138KU0229100
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/18/2017
17:02:41
2) 2)55 REL TREAS RELEASE / SENT 05/18/2017
17:17:53
3) 3)80 COM TRANSFER COMPLETE 05/18/2017
17:18:47
4) 4)85 JRN JOURNALED 05/18/2017
19:30:48
SDNY_GM_00027988
CONFIDENTIAL
EFTA_OOB86O8
EFTA01279212
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 05/18/2017 17:02:41
LAST UPDATE TO WIRE CE10312 05/18/2017 17:17:53
SDNY_GM_00027989
CONFIDENTIAL
EFTA_00138609
EFTA01279213
05242017 101WA258649000 FED FUNDS TRANSFER SYSTEM PAGE: 52653
OUTGOING WIRE DETAIL Date: 08/31/2017
Value Date: 05/24/2017
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 247,000.00
Wire: 005406 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) GHISLAINE MAXWELL
QP.
ABAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Deatl . 2016571606
Third Party? Y Haddon, Morgan and Foreman, P. Statue: JOURNALED
C., COLTAF Trust Account Fee: 0.00 Exempt. WIRE
Intl. N UNITED STATES
B-Notes. Client Account Number 2592.0001 / Maxwell
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: CR10312
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0524B6B7IK1C001772
Memo. BANK reference Number: US01144KUO285869
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/24/2017
10:47:00
2) 2)55 REL TREAS RELEASE / SENT 05/24/2017
10:47:05
3) 3)80 COM TRANSFER COMPLETE 05/24/2017
10:47:47
4) 4)85 JRN JOURNALED 05/24/2017
19230:50
SDNY_GM_00027990
CONFIDENTIAL
EFTA_001386I0
EFTA01279214
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 05/24/2017 10:47:00
LAST UPDATE TO WIRE CE10312 05/24/2017 10:47:05
SDNY_GM_00027991
CONFIDENTIAL
EFTA_0Ol386Il
EFTA01279215
09182017 101WA258641000 FED FUNDS TRANSFER SYSTEM PAGE: 32837
INCOMING WIRE BOOKING Date: 12/29/2017
Value Date: 0aUdiagi
Bankaccount: (UBS-FINSVC RETAIL)
Amount: 218,791.31
Wire: 000563 PW Book Date: 09/18/2017 Credit Party (Client):
Credit Type: PAYMENT ADVICE GHISLAINE MAXWELL
PW Client/GL. Yl 23575 Type: 1 Multi? N
Status: JOURNALED IE: S5 QP: Code: IN
Ordering Customer (Tag 50):
/000203198247
JONES DAY IOLTA INTEREST
555 S FLOWER ST 50 LOS ANGELES C
A 900712300
Ordering Institution (Tag 52):
CITIBANK CALIFORNIA
OLD MASTER CIF FOR SETTLEMENT
Intermediary (Tag 56):
//CP0008
CITIBANK N.A.
US-NEW YORK 10022-4617
Ordering Institution Ref. (Tag 21):
C0172614451301
Information for Beneficiary (Tag 72):
/REC/RCVD VIA CHIPS, SSN 0425192
/BNF/F/C CLIENT A/C NAME: GHISLAINE
//MAXWELL, CLIENT A/C NUMBER
//Y123575. REFUND.
Wire Status
Status Description Reference Date Time
1) 11 PBK PEND BOOKING 9930261KQ0799796 09/18/2017 15:00:28
09/18/2017 15:00:28
2) 21 IBK INITIALLY BOOKED 2E0E 09/18/2017 15:11:30
3) 41 APP APPROVED AX01389 09/18/2017 15:36:35
4) 85 JRN JOURNALED 09/18/2017 19:31:15
SDNY_GM_00027992
CONFIDENTIAL
EFTA (()138612
EFTA01279216
01082018 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 16220
OUTGOING WIRE DETAIL Date: 04/30/2018
Value Date: a
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 2,504.13
Wire: 006113 Model. By order of (Client):
PW Client/GL. Y1 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ARAM 121000248 WELLS FARGO BANK, NA IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Destl . 4122846652
Third Party? Y Soho House New York Inc Status: JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
B-Notes. Ghislaine Maxwell, Member ID 4001372
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 05AM
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0108B687IK1C002280
Memo. BANK reference Number: US01008KU0670677
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/08/2018
12:59:48
2) 2)55 REL TREAS RELEASE / SENT 01/08/2018
13:01:44
3) 3)80 COM TRANSFER COMPLETE 01/08/2018
13:02:24
4) 4)85 JRN JOURNALED 01/08/2018
19:10:59
SDNY_GM_00027993
CONFIDENTIAL
EFTA_00138613
EFTA01279217
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 01/08/2018 12:59:48
LAST UPDATE TO WIRE G5A14 01/08/2018 13:01:44
SDNY_GM_00027994
CONFIDENTIAL
EFTA_001386I4
EFTA01279218
05152019 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 35559
OUTGOING WIRE DETAIL Date: 08/31/2018
Value Date: 05 15
Bankaccount: (UBS-FINSVC RET OUT)
Amount: 347.00
Wire: 006460 Model. By order of (Client):
PW Client/GL. Yl 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP.
ABAM 042000314 FIFTH THIRD BANK IE: S5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. ACCL. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 75521599
Third Party? Y Insurance Office of Central Oh Status: JOURNALED
io Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
-Notes.
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: INEF
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0515B687IK1C002856
Memo. BANK reference Number: US01135KU0062257
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 05/15/2018
14:17:29
2) 2)55 REL TREAS RELEASE / SENT 05/15/2018
14:19:23
3) 3)80 COM TRANSFER COMPLETE 05/15/2018
14:22:29
4) 4)85 JRN JOURNALED 05/15/2018
19:31:21
SDNY_GM_00027995
CONFIDENTIAL
EFTA_00138615
EFTA01279219
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 05/15/2018 14:17:29
LAST UPDATE TO NIPS INBF 05/15/2018 14:19:23
SDNY_GM_00027996
CONFIDENTIAL
EFTA_00138616
EFTA01279220
01082019 101WA258649000 FBD FUNDS TRANSFER SYSTEM PAGE: 16153
OUTGOING WIRE DETAIL Date: 04/30/2019
Value Date: 01/08/2019
Bankaccount: .1.1441 (UBS-FINSVC RET OUT)
Amount: 2,534.13
Wire: 006809 Model. By order of (Client):
PW Client/GL. 71 23575 Type. 1 (CASH) OHISLAINE MAXWELL
QP. 139A CHARLES ST.
APT 231
ABAM 121000248 HELLS FARGO BANK, NA IE: $5 QP: Code: IN
Further Credit Instructions: SI: AFLNT35 DIV: 32
1 Name. Addr.
City. Acct. OR ABA.
2 Name. Addr.
Acct. OR ABA.
3 Name. Addr.
Acct. OR ABA.
Beneficiary Acct (Final Dest). 4122846652
Third Party? Y Soho House New York Inc Status( JOURNALED
Fee: 0.00 Exempt. SYS FREE
Intl. N UNITED STATES
11-Notes. Ghislaine Maxwell, Member ID 4001372
Loa Document: Memos. (NONE)
RPDS Memo:
Initiator Message to Home Office:
Memo.
Margin or Commodity Credit Department:
Memo.
Retail Credit Department:
Memo.
Document Review Department:
Memo. Releaser ID: 05AM
Lending Services Department:
Memo.
Correspondent Services Department: FED Reference Number: 0108B6B7IK1C002476
Memo. BANK reference Number: US01008KU0701747
Treasury Department:
Memo.
Wire Approvals Wire Status
Status Type User ID Dept Date Time Status Description Date
Time
1) 1)50 PTR PEND TREAS RELEASE 01/08/2019
15:40:04
2) 2)55 REL TREAS RELEASE / SENT 01/08/2019
15:41:25
3) 3)80 COM TRANSFER COMPLETE 01/08/2019
15:42:03
4) 4)85 JRN JOURNALED 01/08/2019
19131:56
SDNY_GM_00027997
CONFIDENTIAL
EFTA_00138617
EFTA01279221
5) 5)
6) 6)
7) 7)
8) 8)
9) 9)
10) 10)
11) 11)
12) 12)
INITIATOR OF WIRE SWK SWK 01/08/2019 15:40:04
LAST UPDATE TO WIRE G5AM 01/08/2019 15:41:25
SDNY_GM_00027998
CONFIDENTIAL
EFTA_00B86I8
EFTA01279222