Deutsche Bank El
Account Holder
Name
GCIS if
Case 4 a Type of KYC New Relationship
Internet Searches—Clei
Account Holder Member ≥ 25% Member < 25% Managing Member Other Signatory Source of Wealth Street Address
Productis) Banking
products It
Manager Photo ID
Account Value <$1 MM
B al ¢
Enter Country USA nt el e
r.)i 05
Entity Type LLC Name R O & cc ci
comments x x x x x n/a x x x y
/W0%
x x x x x x 2 x x y
owner soe member)
Richard Kahn (Manager) x x x x x 2 2 x y
Articles of
Ownership Association/Inc./Org.
Operating Agreement
Articles of tirganization •
Filing Receipt and EIN
other: Confirmation Letter
Articles of
Legal Existence Associationlinc./Org.
other: Operating Agreement
Certificate of Good Standing
Articles or Organization -
Filing Receipt and EIN
Confirmation Letter
Signing Authority Articles of meets receivedComments
Operating Agreement e.c. • existing client
Articles dt Organization -
Filing Receipt and EIN 11 Richard Kahn has been KYCds please refer to KYC #01133377 and #01133113 for more information.
other: Confirmation Letter
Entity Powers i Articles of 2) When doing searches for Richard and we received PCR and ROC Alerts that are false positives
Structure Associationtinc.lOrg. and have been cleared by AML Compliance. Please refer to the attachments on the KYC Case for more
Operating Agreement information.
Articles of Organization - 3) Ran internet searches on all parties involved. Nothing indicating money laundering, tax evasion, fraud,
Filing Receipt and EIN financial or other criminal activity was uncovered and there was nothing that indicated a significant
other: Confirmation Letter reputational risk which may lead to a bar of client adoption or further escalation
Reviewed By. Melisa Venegas Approval Date: December 2. 2014
KYC Checklist For use only SDNY_GM_00064P99
CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DI3-SDNY-0027824
EFTA_00 II 75499
EFTA01299223