UBS Financial Serwes tic
nagemeni
UBS Business Services Account
ew a NY 10171-0032 January 2019
Account name: L _e.1AX, LLC BOSTON MA 02114-3252
Friendly account name: ELLMAX LLC
Account number.
Your Financial Advisor
''C2. r,i2.rLt Fl
Questions about your statement?
Call your financial Advisor cc the Value of your account
Resourceline at on December 31 (SI on January 3! (1)
account
YOUP assets 11,828 70 7,832 C6
Maoist wails: Your liabilities 0.00 000
WWW corn,fnanciaksvges
WIWI of your account 311.828.70 $7,832.06
Items for your attention
, Please note. Average Dady Balance and
APY values n the Deposit Account APY
section or your December statement were
misstated January statement values haw Sources of your account growth
been corrected
Tracking the value of your account during 2019
Yaw of your &count
I Thousands at year end 2018 S11.82870
Net depositsand
962
87.5 wthdraevals -14.00)C0
Your imestnent reium:
Chinclervi and
489
interest income $336
Change in
168 marbei value $000
78
Value of your moan
on Jan 31.2019 $7,1132.06
Dec 2014 Dec 2015 Dec 1016 Dec 2017 Dec 3010 Ian 2019
Member MK AnP7000.20C0749265 0119 rye 1 of 6
S0NY_GM_00325427
EFTA_00198202
EFTA01307468
Account name: [ ' LLC: Your 15.encial Advisor:
*UBS Business Services Account
January 2019
Friendly account narne:
Account number
n. SCOTT STACKram:LYLE CASPIEL
Your account balance sheet
Summary of your assets
value on Percentage of
fanuary3III) your accomt
A Cash and money balances 7,832 05 100.00% • Cad/ and money balances may include
Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives 0. CO 0.00% account UBS FDIC insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual bald
sweep balances. See the important nkirmadon
D FiKed income a00 0.00% about )ow statement on the last two pages of
this statement for detais about those balances.
E Non-traditional a00 0.00%
Total assets $7,832.06 100.00%
A
Value of your account $7,832.06
Eye on the markets
Percentage change
index January 2019 Year to date
S&P 500 8.01% 8.01%
Russell 3000 858% 8.58%
MSCI - Europe, Australia & Far East 6.59% 6.59%
Barclays Capital U.S. Aggregate Bond Index 1.06% 1.06%
Interest rates on January 31.2019
3-month Treasury bills 2 36%
One-month LIBOR: 2 51%
n14170CC2OTOT49266 0119 Pete 2 of 6
SONY_GM_00325428
EFI'A_00198203
EFTA01307469
Business Services Account Account name: EU/s4AX, LLC Year Amadei Adviser:
UBS January 2019
Friendly account name: ELLMAX U.0
Account number.
SCOTT STACKMANLYLE CASRIEL
Change in the value of your account Cash activity summary
January 2019 (S) Year to (NNW See Account anny Ws monthlot beak Warred in your Sweep °Picea fi inducbd in tlw organ; and
/Wing balances ad us FDIC insurance apron to dryads at US$ Sant USA and all banks partcpaang n the
UBS FDIC Mused Deposit Rogan. IT does not apply 10 deposits at UBS AG. Stanford Parch SEC
Opening account value $11,828.70 $11,828.70 wanton arches to money market sweep fund Isoldinds but rot banA reports. See Irepolant oformation
toot your :ailment cm the lat two pages d the ciccumeni for deist
Wrthdrawals and fees,
nckrding investments transferred January 2019 (S) Year to date NI
out -4,000.00 4,0CD 00 Opening balances $11,828.70 $11,828.70
Dividend and interest ncome 3.36 3.36
Addoons
dosing account value 37.93246 S7432.06 Dividend and interest ncome 136 3.36
Total additions $3.36 33.36
Dividend and interest income earned Subtractions
for pu poses cif the slaternenL taratrily <4 Interest and canclend ncome has been dtierenned Pram & US Checks and bill payments -4,000.00 -4,000.00
UN Inset n0 Peractrie Based soon the residence Cl the account hacks eccount Ia, or product Mat
'doe interest ardor dwiend pasmenb inn, not be shied to United States (US) alder Puerto Rim (PR) Total subtractions 44,000.00 -34,000.00
ncome tan. The diem monlNy Wreaker is rid Intended to be used ma cannot be Med coon For is
Cull:05es Cknts shells/ melee to the taxlicetleuri reporting forms Ihey redid horn UBS annuals,. such Net cash flow 43,996.64 -$3,996.64
the Forms 1099 at the Forms 480, to tar repxong nlfamalm n It the practice of UBS to fie the
Writable to (money wants Mih the US !mewl Revenue Sande ma PR Treasury Depariment. asci In Closing balances 37,832.06 37.832.06
such Scans &prated (taffy &Mee area littered a bar extra a treoltre income. heat roman yOrt
includual to Manna.
January 2019 (SI Year to claw IS) UBS Bank USA Business Account APY
Taxable interest 0.65 0.65 Interest period Dec 7 - Jan 7
Total current year $0.65 $0.65 Opening UBS Bank USA Business balance Dec 7 S14,003 70
Prior year adjustment 2.71 2.71 Closing UBS Bank USA Business balance Jan 7 89,832 06
Total dividend & interest 33.36 $3.36 Number of days in interest period 32
Average daily balance 512,079.29
interest earned $3.36
Annual percentage yield earned 032%
Ar.70002000749267 F 0119 moment Sage 3 of 6
SDNY_GM_00325429
EFTA_00198204
EFTA01307470
Business Services Account Account name: Your Plsaucial Advisor.
UBS January 2019
friendly account name:.
Account number:
WOTT STACKkeefelVlf C4SRIFt.
Your investment objectives:
You have identified the following investment objectives for this account a you have questions
about that objectives. disagree with them, or wish to change them, please contact your
Financial Admsor or Branch Manager. You can find a full description of the alternative
"vestment °Elective, in Important of atron about )Orr statement at the end of this
document.
Your retire objective:
Current rotor"0 8, capital ancrociation
Your risk profile:
Primary. klbotrate
anestment efigiafity consideration - t30ne selected
Your account instructions
• You account cost basis default closing method is FIFO. Pest In, Pest Out
AtairgX20CO7492nO:O00 Pogo 4 of 6
SDNY_GM_00325430
EFTA_00198205
EFTA01307471
Business Services Account Account name: ELIARIO, tt( Your Financial Adoitor:
Niendly account name: EUMAX LLC SCOTT STACK MAKILYLE CASSIEL
UBS ISOtlary 2019 Account nutuber,
Your assets
Sant prse. 4XOTC ondere« edues staren me be asortnimale Asa estet san sextiotres my nol
be traidelyrenecled See import.«Maneter Ökadpur stekment te the end of ths ¢re for
mat information
Cash
Cash and money balances
Orn are /2O1,4y balance May enda avalarie <ah balancet UBS Bana USA ceitosit ac want turaxet, OBS east USA and SI UBS aDC Museet Rots" Batat depart &fnatt btlinitS tre lossad ty the FISK MIN*
OBS Fc C Hurra ProsanSant Knarkets UBS AG Starnford Butan agoni xcount toraxer and rrcney apyluble buds, tut an not pciecied ty WC UBS AG Stamlord tranch datos* accoum ~cm an not omred
mom mul ud lund sweet> ~tes by lOiC and ae not Umebo«, by WC Wire/ maltet Sang plances are paSeded by Sa tvl de rot *Utredty
Me ;OK
See the /apor/ont rer0nnenal abOut dag Stereaent at time end ol this riavnen fa *tals abbot irae
Manats,
Ctertag ttlarue ClosergtSince bife per Share mene pockat/intets, Dars n
Udring on /an I (1) on fan (I) on ten 3I (1) rate period brodd Ca> knutit (S)
UBS BANK USA BUS ACCT 11,828.70 7,83206 250~00
Your total assets
Potenta:je Ca COSI Bbmated UnteSiZed
strut cn lan 3I you. aCCOunt te«(D arma infart (fl gana IOSS (t)
Cash Cash end ~eg balances 7.832.06 10000% 7,13206
Total $7,832.06 10000% $7.832.06
Account activity this month
rotset infortnation atout tre peke/ Mua storm for tettncled stot at" see »pottan? nto, neon öbo«?
)alt sr.rement at the enda ais Ox omse
YOU, Nanley Cash Ca'', end
DSe Actsty Obr(rlptIon espene rock rote yrke nucelvalue (G «rotat G) oroney balance (5)
Dec 31 Cub aed ~eeg betana 311228.10
Ian 2 intorost UBS BANK USA BUONESS ACCOUNT ASCf 12131/18 2 71
lan 2 Withdrawal ACH TO Bnan Yurasits AT CAPITAL Ort NA -2.00000 9,831.41
on 8 inwroSt UBS BANK USA BUSINESS ACCOU tir AS OP 01107119 65 9,832.06
Jan 15 Virthdtawal ACH TO Bnan Yutasits AT C ANTAL ONE, NA -2.000 CO 7,83206
Me 31 aning ask and meny balsop 87032.06
AW7C0020C0749269 me engccacodoo Page 5 of 6
SDNY_CM_00325431
EFTA_00198206
EFTA01307472
Business Services Account Account name: EU.N1AX, LIC Your Swindell Advisor:
UBS lae.uary 20!9
friendly account name•nw Oink lir
Account number:
<trail crap, /ICC) (OFFI
Account activity this month continued)
Dale Attatly OtH.0101 NI134011 (I)
Money balance ectivitlim Dec 31 Belance forward $11426.70
Jan 2 Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 12131118 2.71
/an 3 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 01/02/19 .2,00000
Jan 8 Deposit UBS RANT. USA BUSINESS ACCOUNT AS Cf 01/07119 0 65
Jan 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 01/1919 .2,00000
Tam 31 Closing UPS Bank USA Business Account $7.832.06
The VBS Bank USA Bus mess ACC0unt is your re nary snutp coon.
A hP7C002CC0749270 t. 999= 0119bl ►oge 6 of 6
End of statement for account mum
SDNY_GM_00325432
EFTA 00198207
EFTA01307473
Important information about your statement
IS &were' Senecas hc. (The Firma UBS Financial her from >a no Lit« tun CO days ra the tam tac Cy. A tut copy ~Poky twang s prattle insane a taunt aid ^n1 not taro Pace eth
Sawed, s a muter of al armpit seamy, commxity con pr Ova test clåtamcce al i•anch the wet or soon mart "-Odra,
and cobra essha-tes UBS Faecal Seneca and LEG Problan, :Mend • Mod•nr• toning to xcept cane na te ptaeal ard
Bark USA an mired absdOriesed UM AG red - Iroodo yar rire rd roan nunte Gt any) fatter the SIC ~Man me the ~metal tolerate sane weighty to sod Nix Mum
ilikalet WS 5ea ibes WC the Fin.; entreat - Dalobt re Hoff a llna Yonder >CUtestue prCOCIanyaky IO: • Anezase With; to accept "*
statement navYbOkØreQVeN The Fern's ente•rese about and mpLin tebela as yx/ sehl ear • Carlin le-WIWI aitatt «availed by fund Yidydrd AO rabble, lo tidl. hign (*hint ow tent
offices re at ble. el h an sea a why pa need more pot, Ware vaLel bat held array Irons UPS belåtKul • frattnt•r-tfårAty Comdr.!~ I valoctod, a
donnas" Snwnyt-n Foe antrox• ~It natal of tro palloba la tun account .11.1y rnalude
- Prank the dads errant of Me waned error. na.drg mrubb, ruled and (4 arts of !NAAS carper. adages, lamed ladrty and Tex«
hadsrortred net* name of the wove hold« oa Walk,
Die Fern or Cad but nil nvest5ute your <emplane Nor Poda of the sour a Order art),
rd ora cored name Frmµb• For sapped Orton • horenam collra(lf a reel~? merest, (e 0, Miasmata Toused ry
IM (*antes (wean's th. *Mr GM Kea, rwed of pr ~Nay LIBSVesa•debs eadtra(*actos. e *old* kneed patnenhps ard arrte placement,) hat Me We my (Cf60-Klitt tit related want ~Ms wit
LBS Fnanrial Services wart GIkK watts. +WWI mane ihr 10 banns days 10 do rY, ne rya and( not rognacdado. dor Sexrise Act of 1933, the same aktess n the same enselope, e.9. because
offal tar cloarrern, <onlanng co.-dicing OSshatid hoel want ke 0e anon you the* is n MOE. 93 th•I • Cannxitescasant (e and they here orwm> edd also marten pas wore
not be ram/ upOn I you ewe 6 andra a you me has* the use oI heronry dung ee tire t pre as metal canal* raludra luktet <crows relronaps with olher dents al the on edleen I
*mown. pip,* nepal 6 mirredialbely n metric, to the talar tale complete ax n.enagat.r
Branch Manager of the off« servn; >as wart Ind renevna (later crows. and >a prefer to meat rod its statements mailed re
• Depose worts (move catboat*, of chase) al Les tow •WeO0b4:4, you try ildne hoischadno by
Pieta mix all arets paydble b te rem or the Bak LISA. UBS AG U S peahen and [attend* cairns./ infra Achnee
All~ alfarm dawn re mended tot* actuate. f nancial nattala Mice...den ibe Iron of ea rot astral Daman Mayan
darner dra dad not be tied lee ta papaws Bay summers In addition to regular acme's foes. accounts The SIK protedon edd lhanta~benialprctElon do Friendly wawa name
*4‘;yenra 4nd lolamtbe. Form I099. 5498. may be abera to mantra-se fees. chars fa late flat apply to these aset ems if they aflame tie:ces Te!leek* ECOuill Nest Ra<Wexner» •rn‘kn.årr*•
10s tic hyhtn FranlY:iS far taum The Fern s parent fer wearies psnases and <hart fee u-pal on >at sediments We SlIC potation and the doren by you to aunt you wits you rearelkelana
round by law to mar tote atS all untie drglyr4, rasa n ash accounts Account Ma are transferred upplernanal protection dam (rota' against ~gm has ro legal «lett on pour across. is not intended to
reportable n:n-tercabb andends end table raciest tooth« en.livlac$14 may be sub/WIC. a owns lee a the market vets of was investrneres Warr« as fallen ny wae t. pa0dAl, anorrnnyrdalan.
earned bed n >as want. net ;1O~ ol market movement. ewer batrØrya immanent <bade* a rek profile a:noted wit par
On SikatarealCe6.1.4 east bats on cerlan <mimed WS ~Willow otheensal warts. ' ,dorsal • promo> a aural« Obit swath
wanes Les oifien W.*" km, reepru <ash Rance, ea bark any Internal raut. rna ord b• xhewd. Al
drools accara at non-dilated bats ard Iterated Dividend Reinvessenena Program (DWI /NOWYsIalt WbOev3 te rei of tat incbcrgito nit of
Commenicelions with the Fn bane; and wavy market maw' hedt IdOne~ The gear ref~ n an swage ace. YOJ may olatan loss of tee mere "manes YouGmdunge your
• new reanfien an/ «al carrancabons n Anted (boo« xccurct 41185 Bar* LISA and nr.ah,Ined the »dual race Icons pta financial Allisa Gny abate handy scam runes train Once Serval a by
to futher praal you mitt rcb-6 "9 raw 7 4, banes par clang n the U8S FDriC tared bopel than Mt puthased ad« DRIP. paid sham ull be antadep yes invitee Admor
vclar Sacv. Os hatter Notation An CS A) Program aw ECK-nosed n accordance ~Fit rim sold ad the <ah ell be &passed you account The
• II the flared OCIRLtal on the ap bel d lee freer ice IT rdomtabon, pass me maw kk.gpv. Depose dindendre~arint once manta' la, the owe, net Meant —ipw
of as stawiers is na LeSteirial Serra. UBS warts el LISS AG Slarrlad &arch ard lures el dater horn the mad« bete a1bhoh te Pineal OM«, • Vats of bees anounapam'olaNet of asses ad
inanNal Sams Gaffe. you ~um at <tarp Morey Fisch ere not iwed ty tie ICC reØ
Øe by arrasemere with the mkt.] mina on • Assets bncluden anaitabla Cyl*. &rat val.*, Ice
We nfornsed >ad the reblianrPatin.Yar EOM. dly0OIS sins protected bY SIFC Monty fred Caoh-in4ieet ~Wad ~V reds test), and Global Time Deposes,
0~. this Waal an taCase.>at hall and aunts are protected bykas. See "WS Innis' Santee Gray whole um may be held m pat etere d you re armload to market, and «Olin ~If nOl held
wades se baret UBS Fnanas, Services and roe ACCOrl ~Cie' blow. mead Idea panelire at a result ol å yInnlend~ by the dam Does not mask ~cal seasihriassets
as meats ro tacker, and pa ens. mike a ',ton or ~vet. Ow bon wl elate sell brut east at the edd tot poor and CLIb101 C310/03•3 30000‘. a
of sy ena a omrssein lo both firms blpbb >0o. Narst barai nta bark dap se may be meta be te a arorot at Snarl Ottemted try a
ashtray" rd sham of a Wray turd may be Wag atIOnlifet. ~ad stock opens and
• As dewbed n 'awe warrens. you mal notered etesnasarty. ard «ed.! you «card oreecdabb nod ophono
nobly as of any OM>: Ce le wd 01101•11:KI ladatect and tht crowds returned to >a a >as
ty<uri e, a«orl • tubless Kledet dabs balances, atoning magn
reflected en your remmen ..an 30 after n win ~art objectieee lord <raft Ire, that account balances
Mad« made rail*. The ~amen *bacteria rain* profile are aptcdklo
tut« rienagors aØ ~table ~eta options. • Catheroney baron Total of ~trod "'lab
• KIM OrKI afflomair arnplanl. Or (VT account and may nay batman~ "rat cad, barm p1.4 Opal binag al all Need and
rani Chtni mat nc,..dng <untie interest ram and yields. 0 4•44.1bib el Pease ~a the Fen prornalbr ordn9 arr
toUrta BOO A.M. to 600t M. wind tin komyokr F annulAmaze nee.*hard bras, rd moray main naiad ltd
°recant change n >as hand tamer a snoopbar" a the the of the IblMat•el wed
IT Øy tymy,h n ,a en inn re)10 le* lar calm innserere ~cam For meth arouseMkt >a
es nx.. Ci la Reeporis Department larronves4ty beet wedd babnces nor 4«01.0^4 se
chooseore ol the I okeing imminent dajatmes nr se from other balances end the Fern ma
ruion City, tv 07087. t N financial Strios ma:~ rotedån • Proace CurrentIncome nestmen teeing the
The Fern «amnia's of theScants r'acta Pramton vs ryåd thew fLrds me ordnary caked es
• At statements shell be deemed <arcane and awns, prance, of rant only harms Wex tint re payable tpon your derved.
it mol *breadto in - • fC niry Corporator, (WC), whkh proleas securees customs% • A<••••• ~AK...ninon( le imminent !sang
• for Tty wry< el es members is, to 1».000 firxhard 12540) for D., total s ncesled m the one prod clang rake.
CSI of Ironoutside growth of benros rater ~rah:nod
US clam fee cash> &planar brochure ~table war
rappel «arrow atX 019 the SIK as« ~ton "ore Landing irefilentaien
• hose of tebbl a .1.3lbba aØ nekton( • tads* Con/mar:a or income siriCadda Fa dared recension on the tan's lender; practices
lint appli to ill aCCOLret that you hold n a pralx
Is& &antler (Vet Vea•ddas Appiecan'on (*utmemo seeking tads the generation ad &clown refer to >at Clore Retitiorshp
<ad transactions, cal (ao•cial of 'Nome and gromh of windrul
The inn, togrett at ~an *lints, ham 3133 Agreement a account Age~ 3•4 **GOOKS,
inwol Savor. K. Tern and Conditions LIEtS keened of Credit 'mikes
~harken. NI 070$6, Ann IffilabSA Wean ~Mated wpflernmtal ewe « Temanns,
amass payable to all Wade dems. roleeneb under Ove era flak pot Bea seatabk nAgreemani, and D'abscatis
the palehon w SØ melon at of Dart« W. 7016 • Co~fre Seek, to nr rt.rn Mg, bental web al mom it.,
Caller mile t sea, a >a cr. 4 raa hele sag Sutipot to me poky aside tam and Intean. (.1‘b bi rid( ad solatiley to the ware ornal. menn
statement a wept is menu or you need more eV, meal, the 4Oosel Øs nO1 gene, * reinfitant
~avow, roue a tinter an tha italeineni **Fob n firt« rsoNkted la ay to Si 9 miler in the
(*apt. lbe Fern or Cad bastes applicable) risi ~Nate fa al you wanes Fred n a pariah,
SDNY_GM_00325433
EFTA 00198208
EFTA01307474
Important information about your statement (COntatued)
Yew sea - Fa catte‘hxvion wed.g nnencorternirg • En (emanated) Wane. cement yields andantes. .• We eat* compansaton IranUN DIY 1.66.
Your eneenere ~es :auras and other amts held denomnaces, [Wee and away dace SWmay An mernas d sre1/44 satSaa is banal fa (Want AG Surrdord Chinch and nonallilited bras
«the want a the end of die italcmetl prod You Her been Sorted to frikm proper valuator. dividend rd merest enes, iss~le *wain via *resat. we cash 9000p pr0grt lert
OW >Si tor Whwycfluly paid stones e arry Inn To obey inaren arotatons. when «Ida*. wart be held fa one yer kom geese dele a tel compensann may be anomaly pa wort fee a
You myreene wanes used at INA <flaw' aim par leunewl At tur. armte/ fM nall.310 tcry a guaSIICO, af«ay may be a percentage of «mage Way depart
Meg any balrate due on them Any secure.) and waved«inn 3,1not guwanteed bilinces
Wrefened totifim deeg the statement period are • INS it venrnenta and ~tad prodwas• Esernatel a-nail near* and current raid Ice
heed al make yak».n of the end of the statement anew «remnant 146Vd*$ (rcisteg deal ((elan ryger Of seciaries add include ern" ol Activity
pace/ WISP**, Mgr "Metal Weft earthmen Mel PralYal a Wile iwrs n Mich caw the at informaion regsdna caw:seals and ocher dugen
• ~SW In determinng the cost base savtes) and mutant ~Is are gentrify higMy norm fed anent Webb would be °notated incurred in caned icn win the ene «ton of wades.
startles included es the wdement.wfwee ndueed digad. Oman *wind prociais hart not been - EsSed rasa axane ad anent yield and the rdludr9 toem varcactans ha bean included on
wth the numi«' %BS frontal Sam« hanged ragweed weh the Stones and &clump actual axone rd yield mete be haw a here cadineuhons p<4, n)inkr furnshxI tonat and nth be
on Sermon:« dylaned lions <an<« al« thin let Camo,ana udet ry ane ft,n/ribtl bour We than the .6m:teddy/torts provided to so troneS/ an racears
franca' Sinnott enha ep SmarmIran another aovd• *dermal vathi tor pence. «seam« - An senate ol m«1Ø «coma (dwderd antler
Irma the you may haw worded to you financial sees ref sturtuvol acducts fa nlorensficng «West) deeded by the cumin male< Short Slim
Adniat Renal, does not "Apra-deeperufy ce IffsPOffs <Me Aukeacy 4 not guaranteed ioluerarcrige balance r; Axed on the last dvdend you so engaged ri short sating assay, you may
guarantee the fKo.rxya of my Monaco - These valmin«dala Waterlog, Iran lanes. a mead payment man by No mor and two a ~Cie Mt 10 <Slab baTa.vn) anls la "8
any. at *hid, a prune rnestenent wale Tror
Ø P uss other that Le3Sf«snout Swot
n *hough LIM FannetSteve*, genera
rattan in ~Wain el o mewed the fore
*attiredproduct mey be boat* a sok aid do
not mass-vet teornat the value you mw mare
astann tie lecanintdepasts wit be held la one
>am /ran the ass* We or untilmat".
Atonic),.ni cortnurd ye.] se not guaranteed.
t>anouly sewity.
Own Ss
does rot vow* any inkram« tut the Hamster uidon daidanon. Regarding own or gad idlancelet «din to
vow 'Cost bad' rd 'I ea%d girlloss' n - Bird tarty Smiles of reis se a of • oaten • Maim not syld by linarcial Seneca Cedar. owe not nand by the Weaned dale. open buy and
accurate at of Nand the <unman As such dia and are suppler:110 UPS ernmul Saven on a «retsre not held by Bairn and rot Sewn the sell top «den se reduced by the amount ol chido-kis
plow ¬ rery on fes Smarm so nuke reges base er an ~Wit "elution hen I inWs ~sins ormot The roeem a rites on a-. ordniands w.ridnh date unless
arches.« jah [oceat la to papaws a - tam. ~at namee cr awn& senated rat." deplaned on was west for efonnattnal instructed ~eve byso You re responsbie lot
<Men nen Accounts Wrists' tote fem may d ry, an, ~SKI tote Film by the muse afoot« urly Paeans and whet lased se ad'« net if. ~met] 0.* topr false to cireret
felled gamba Murmalm only for ix perod ol genteel pas a sterna and may be ablated pronded by the Murg ben. Ue6 anritui Starane resting own ceders
line they se hed at hies More historical baked on Menem Marne.* Iran that Awed by not respande foe nrs «anem uddonna
realn3tOn can be added by pas raga, Acktot did panes to Wrier tier essmated Suet guarantee M waxy lbw awls era not waded
• Nulied winfloans Whin date is notable. - You can Wain add!~ rfamatian~fern; by MK a the inwstmaanntal WC coverage Øn
To a copy ol as carat Client hamry Notke.
estmatal vrelecd gannets., are </lotted for ex n.te~ used to *terrine the estmate of Please~ yet, ret"BilAdKia «vel w waste
/duds),May hit the trans« 4.6 den for value and the date ol h riltrwssion that n. the • Revenue 'hails end additOnal ma penation a anew •nm.n.nrano-aet
relindaa lots ~la myr collect carrnstram. bitis la the «taus* by antartrgyour ennui - In Sin to conemsanm saks aid I 2b.1 lem - 16S TnincialSenices e rol e turn The RMA. Byanen
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waved lot The Trade date' <Øn assents the eckparkirt valaon tern rot Øled or 6 admat a the rtutual etilt ren we all then ed oder thadwrty hints. and peonies access to
a906flidnblIt66 Ibytlå dote ~10 41.601 war ~we become se masts ye based en ~deferent orrpriceest inane and arty and" issued by ~Mated
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the issuer ails nor eery ~eon wit be wiested aC reitSal value rno altan,or *hen had tr to as <twat% and OB the awl rat» cf a *arty sktndurin ol %RS Tauntid Sar ken Inc,
mastraffe by lot enm w gal saunbes that value na./d be hapy specula,se tae 10 lhe naive partner or-duets.' famifs shires fed al the - hannere Same. and a-nuky rodacre
owehS in out rune or ri nonroe one lot at al the "aunty fim hbn WIC roved • No bath. gunner May lose rel.*
dents Cal lab" ideremis obtained Irons thrd - WhOnno!~ an tut, general geesipamera tpcaa - We and or etkarpe el» rectat netwariq and - MIA Resource lAminemem Attar& Bovmis
pren rd es xwacy rs nol guaranteed Other all Hvalod 41» me a ~dory einted rat is onabus watteg lees inconstants for owlet Sondes Account BSA RMA and minces Rest*
leans may ern wheh could es yeld amok* greeted the rate of eht sonny seal be defata awe unites new M Øde to the mutual hads. Managneent Accost re rflaaed sow< mrs
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- 'Omsirs the mewlhand and ae alcod dolly use bawd - ViSA rs a registered Vedanta« owned by Una
peatint maybe hip« or ter« dunte once that miter, a both on tee nubad scorn at the brelar-ckale Merriman Saw. Awe wen and eted Leda
you would anualyrocaw ih the markst has al, ▪ 'Origrui unit site repfewls the nut Awing holing ~WI finds of that I und lynly kense The U3S los credit aids .red the LEIS VW
dmanKIIron. vanfvflkwdPiety, IC•Jef whgh we peke pa Ana and myna relied you ant base - tt addlin to ormatans reamed es sanction debt cads am owed by IAA NM. USA with
belwe to be nuble. by se do DOI gnave taw - DPP and Wined Riff wanes re not listed ar a wiA te lak a dilrbution d a-fluty convicts rd Pernisten IranVna USA incorporated Maher
scanty. nytnnal:satin toemne, and arc CIFT•W new enetimen VIM VHS 100U, (tern. we ado' rdnekt regotwed ydemats. Sawa meta and
- WegenUty use the <lasing peke when~Lib,. or ilhad and uren l their can be sold. the tyke as ablate ran. tewrwe etting tenVenstaran red wad serviceman se of fee respect:*
the manof theIS and ad. akt b bled reamed may be less ~toper share sauced trem may of the Hune ~nines unekrmeng oornpann
swats rd ',pion a air bid taken kr OTC value uro akd n the warn aatenixt the annuity weraas, miltnas of the nonte
/~4.1 COrrpånel a tp410563 of di cane ~we mists ILOS Fimredel Srevicse ?OlE00
- 1.9“ actual,. trackd teen« may be Brad tea» a • Boalricted ~In Pawned sew genwaly ~da cha%
valshonmaid a the mon nxem price we are not army •AØ for pa:Jet sale U3Sina-cul - n Adair to enmusens «amid from the
!Waned andmay riot rated n actualmarket via Savo" uses the market once ol dp urrestreled Ito* ',Snag and sak of NedShurseshads. we rila
a vas* of Me sane issuer as as hp led rakt lo the aftlahe ream? an asassbasad ~LAS awing
- Caton poshins mar tweer without a Wee and retretal slat for passes of 6,4 stammer*. To >anent from Nedgures chniaudort «well as
wd show as 'ace was net sale' if we se the <nerd that resIbc led smiles are elgble for sale. f‘ncli-gfor technology development manna and
unable to chi«, a Via Many- the .Me raeiøed may be ubsfstrike has think educaten
Osca s a saunas denomnaed in wanes ised vale shown. - 0v etiktes rho recs.. frazing corraisscen ard
abet than u.S. dotes Jteerfloned at the whange oho carponater from mutual lords ad same
rate not the statmere date <Govan« taws prolacts in dab*
SDNY_GM_00325434
EFTA_00198209
EFTA01307475
U8S Financial Senkes Inc
Iranagemen
SUBS t
Business Services Account
New Y NY 10171-0002 February 2019
FLLmAx LLC
Account name: L —MAX, LLC BOSTON MA 02114-3252
Friendly account name: ELLMAX LLC
Account number
Your IS nodal Advisor.
SCOTT STACKMANIVAE CAMEL
Phone
Quinces about your staternent?
Call your Financial Advisor or the Value of your account
Resourceline at on January 31(S) on February 28 (1)
account
Your assets 7,832.06 3,834 40
lAdtonr %valuate: Your liabilities 0.00 0.00
unvwxbscorNfbancialservices
Value of your account $7.832.06 $3,834.40
kerns for your attention
. Help protect yourudf from fraud and
renew bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually horn Sources of your account growth
www.annualueotreport.com.
Tracking the value of your account during 2019
Yoke of your mcount
S Thousands atyez end 2018 Si 1.82&70
Net deposits at
2
97.5 wthdravals 98,000.00
Your mesvrent return:
ChwdeM and
189
interest ixome $570
Change in
7S martet vim 5000
18
Value of your mond
Dec kr., or< Zois Dec 7016 Dec 1017 Om M18 Ma. Isi te019
on lib 24 2019 $aw*
Iletriber SIM AhP700CQ0CO966981 Ci
rPage 1 of 6
SDNY_GM00325435
EFTA_00198210
EFTA01307476
Account name: ELWAX, tic Your lenencial Adviser:
*UBS Business Services Account
February 2019
Friendly account namtrEufrA ay us
Account number
<Emir STACt MANI YIF CASPIFt
Your account balance sheet
Summary of your assets
value on Percentage of
February 2841) your =OSA
r Cam and money balances may include
A Cash and money balances 3,83440 100.00% Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives G 03 0.00% account UBS FDIC waxed Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities CI 03 0.00% account balances and money market mutual bald
sweep balances. See the important nkumedon
D FiKed income 003 0.00% about Awl statement cn the last two pages of
this statement for detais about those balances.
E Non-traditional 0 03 0.00%
Total assets 53,834.40 10040%
A
Value of your account $3,834.40
Eye on the markets
Percentage change
Index Wu." 2019 Year to date
S&P 500 3.21% 11.48%
Russell 3000 3.52% 12.40%
MSCI - Europe, Australia & Far East 2.56% 9.32%
Barclays Capital U.S. Aggregate Bond Index 4106% 1.00%
Interest rates on February 28, 2019
3-month Treasury billy 2 40%
One-month LIBOR: 2.49%
M.70X20:06969432 0259 00XCOODD ►age 2 of C
SDNY_GM_00325436
EFTA_00 9821 1
EFTA01307477
Business Services Account Account nane: EU.MAX,LLC VoarRufada' Advisor:
Prientily account nem," ELLMAX LIC
• UBS February 2019 Account numben
SCOn ST4aMAI1ILYLE CASMEL
Change in the value of your account Cash activity summary
'danar/ 2019 1S) tear to date IS) Séte Amover atum>, riu: meninice d>tan Balarcetertycut *Ama Opa= se ,neluded us Me aperre.; and
daing balmen 'Au. FDIC tenutance sobes to dtpoan a UBS Bank USA andai baniu partoaMs9 n IS
UBS FC1C Amei Denosit anua n does na a0c910 ~Os s UBS AO. $130100 NacCh 51K
Opening account value 57,832.06 511,829.70 setessim alies to money market sereno lund hadrzys MA na bank depotits Seefraportant informaton
•botit your tirem.« c.% the Ist Mo penes d llus domment
Wrthdravvals and fees,
nckding investments transferred obuses, 2019 (1) Year to date (S/
out -4,000 00 -8,0C0 00 Opening balances 57.832.06 111,829.70
Divdend and interest ncome 2 34 5 70
Addinons
Closing account value $3.934A0 13.83440 Dividend and interest nome 2 34 5 70
Total addltions $2.34 15.70
Dividend and interest income earned Subtractions
Foi pua/SM0f Ihs slaentnt ituattlny of Intato ard chatta InCOMe Piai bttn deliroso», trais a US Checks and blll payments -4,000.00 -8,000 00
111. 1~ra teu:unha Based l.100n the residente Of lhe *COMI ttCrelel aCtOunt ot proibi (soe,
sorne inter.,' onero« dviskadpasments mar rol be st-120d lo Urded SISes (UB ando Potro Nua (RR) Total subtract,ons -54,000.00 -58,000.00
Aterre Ima The área moniNy ldemer* is rol Intended to te used std tannol be sim] tilas br ler
turpzet. Clenit shOt03 Pele: lo lhe tal itelat tal inxlmng loura lhe, receite 11011 UBS annuely. sue h as Net cash flow -53,997.66 -17,994.30
the tom 1099 ara lhe farra 480, too És teia:anu aosmauco n II lhe Bestice o1 UBS to fie ene
alua Ia reponng tom, MUI lhe US muros Retem* Seria atol PR -unau), Depanrnent ato n Closing balances 53,834.40 53.834.40
such lama awatecy Vanty ctvbera soa Alerta a lar eterna ol Iaaae exornt. tatue cOMNI raro
ndvdual Lar prepater
Faxuary 2019 (SI Voar to date (1) UBS Bank USA Business Account APY
Taxable interest 2 34 2.99 tnterest period Jan 8 - Feb 6
Total current year 52.34 32.99 Opening tias Bank USA Business balance Jan 8 89,832 06
Pror year adjustment 000 271 Closing UBS Bank USA Business balance Feb 6 85,834 40
Total dividend & interest 52.34 15.70 Nurnber of days ire metem period 30
Ayerage VAly balance 87,898 73
hterest earned 82 34
Annual percentage yield earned 0.36%
ABP7000.20C06569•33 MI 0219 isrmennnne Paga 3 of 6
SDNY_GM_00325437
EFTA_00198212
EFTA01307478
Business Services Account Account name: Your Masada! advisor:
UBS February 2019
friendly account name-.
Account number.
' <COTT STACY MM./1'11P CaUtIFI
Your investment objectives:
You have identified the following investment objectives for this account d you have questions
about thede objectives. disagree vnth them. or wish to change them. please contact your
Financial Advisor or graxh Manager. You can find a full descn ohm of the alternative
Investment ohlechtes in Important mformatron about ma statement at the end of this
document.
Your mum objective:
Current interne 8 capul *frac/soon
Your risk profile:
Primary • krUclorate
investment efigbility cog...Aeration - None selected
Your account instructions
• Your account cost basis default dosing method is KO. First In, Fist Out
Anfr7C0:2030996984 O2l9 Page 4 of 6
SDNY_GM_00325438
EF1'A_001982B
EFTA01307479
Business Services Account Account name: CLIMAX, LLC Your finandal Advisor:
Friendly account name' CLIMAX Lit
*UBS Febrk.ery 2019 Account number,
SCOTT STACK MAATLYLE CASRIEL
Your assets
SOme Pren, income oricl(wine nitres shown may te ecorairmole Al a eM. (poi and losses m* fbi
be tounaely nattered See imporlent alotountrol <dad we see:erne, a the end of tuts &omen to
mere infoansion
Cash
Cash and money balances
Cain and noisy Nuance may *scrum avalase can balances. UBS Bar* USA avow account Malan. UBS Bent USA and di UST FIX Inured RaganBank *pox Acorn Matti at (noted by the FDIC vAINn
UBS F Cif Matted RoganBank taarok UBS AG Stamford Bunch drop! xcount Waxes and n-oney ;soluble imts. tisi are not recanted by WC MS AG Stamford Branch demur xcoum boraxes ale not enured
makel mutual fundsweep tiataXes by fOIC arc ae not motet-HO by SiFC Morey market Song [Make, are peClealea by WC tor a* weaved0y
the FCC
See the important 'oanoon .tout your Steeesent at the end cpi th6 doornem fog detals about those
balances.
°Gering Oaarce Closing balance Pace per share Ave case DmideralMeet, Darin
Hddng on Feb (1) co kb 28 (I) on Feb 28(0 UM. period Permed Gip irroxit (S)
U8S BANE USA BUS ACCT 7,832 06 3,8.34 40 250,000.00
Your total assets
Percentage ce Cost Brimaled Unicaind
WM. on Peti2EI He your account Dab (D armee iliCare (SI censor loss (S)
cash Cash and money balances 3.33040 100.00% 3.33440
Total 53,834.40 10000% 53.83440
Account activity this month
for more intormadm about the WelMoe shone for minded %Hu ores, see Amportant riotneon about
your ateeneent a the end of this Ox tank,
YOU! Name, Cash Cash and
Dale Acting Delcaption expense code Face wax receives.* (V amount (V matey balance IS)
lea 31 Cash aid rnoaey balance 17,43246
Fob 1 Withdrawal ACH TO Brun YuraDIS AT CAPITAL ONE. NA .2.000 CO 5.832.06
Feb? interest UBS BANK USA BUSINESS ACCOUNT ASCC 0203919 234 5,831.40
Feb IS Withdrawal ACH TO 8nan Yulac/IS AT CAPITAL ONE. NA .2.000 CO 3,834 40
Feb 23 Closing ash and money balance 33014.40
ArP7O00.2000SS69E6 MN 0219 020020030 Page S of 6
SDNY_GM_00325439
EFTA_00198214
EFTA01307480
Business Services Account Amount name: ELLMAX,LLC Your Finandal Advises:
*UBS February 2019
Friendly amount name:EWMAX LLC
Awaunt number:
SCOTT STACK MAN t.?LE CA SPIEL
Account activity this month COriloued1
title AtIn4ly Deist dot Amount 0)
Money balance acivities Ian 31 galena forward 67,632.66
Feb 4 withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 02/01/19 2.00000
Feb? Deposit UBS BANK USA BUSINESS ACCOUNT AS Of 02/0919 234
Feb 19 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 02/1919 -2,00000
Feb 28 Closing UBS Bank USA Business Account 83.834A0
lte U135 Bank US.‘ anness A«cunl pug pinery swerocploon.
~20309369W Ne7000064t 4~ 02190 Page 6 of 6
End of statement for account numbe
SDNY_GM_00325440
EF-fik_001982I5
EFTA01307481
Important information about your statement
LaBS Francis' Sanicts hc. (the firma LIBS firma' her born you no late thane° days ante the cm, caloaC ay. Alia <Copy of the poky wadeg n addable 'went a roans and my nOl keep pre vah
Servant is a muter of al anneal uonty, comm.:Sty ear you to Mot anonym on reicher eau' or teen roast nnfam
*adoption...mho-gin LIC6 Enamel Swims and 1.8$ Prelim *Pend • togCdoors Wino to accept tone nsk to pneopal and
Bark USA an naked sLbsolaresct LDS AG rd - hood, mr nano and mart nuntee d any) teethe the SIC poxeclon roe the maplantreal tolerate scene Matey fa seek biter
MEM, of WS Mullin ftC the Fim'i frontal - Dasalm the error or the transfer sou se unite p0.4fitle1 ggiolir 10: • Arfe::ae Wiling to accept l41"* f*inrc'D'i and
Stinnent re wadable won request the F erns eimutir about and 0pLin Xcleayasyoucrlwhl )co • Ginn I nmail alien antraied by fug retried n ho.olatrIty 10 WO. ht/1 natant One Itne
ofkes are at Wove n k n era a why you net., teen )011 AC (0411 ear) but heti away ROM lla$ financial • franateng flare* COninkrIOCif I **cod, a
rionnacri. Sem<ef Foe enovilt ante. CO innewe geoids, paten Nth unable, for that wart my include
—'made the dcAv arnawit of the waned error. ncladrn voted metes. rid li) *we" of madual corn*. graters, leered lipthisi and rang
Ands goateed nen name of the want holder on Mashy
the Firma Cad Merril nvestgate your emplane the becks of the OM, a Ulniltr flat),
and war cared any arkpremptb• Foe alleged ands • Ineetneyn contracts a nwsinerst nlereSn (eg, Statamarhamitoontr
The flagmen gement( the o,l arta, weed of yaw' man-glen Vaaockbo cad transacto-o.l we late tented ortnenhps and prate placements) Mal Ye We may ccesso-diet al eetedd account itaWnerti ewe,
LOS f flannel knits want CAM noted". +Meta owe than 10 Mew clam to do the, we we erode not ro9c.seed under the Snuntre Act of 1931. the am Mins .n the mere emekpe. e.g. because
*Nal tar Mineral. <*Mating <Oracle'''.:lat. s1/4 4A0 sur axdown fee Or armee+ you thee is n mot. so tha • Common's,. <cream (o g, fire gn **charge and they ham omen Ma abs merman pert wont
not be rated upOn f you beim. MK. 6 an 4fra a you ma tag the use of Me mory &erg the tin• pre< on meta' scrlixls). indadan) banns coelrwt relnonstem with Other clans al the same Mtn, if
mown. please neat rt ennedattly n twang to the tales into complete cis nemliganan
Branch Mar.:prod the office omen; sea occove ref ormelt`f datum comracts. and yea prefer to elton. red Mai statements marled n
• Depose accounts Cameo geminates of depost) al IBS apart. enwermee, you Miry &on. howetokkg by
nem make all Beets payable to the rem or the Bra LISA. UBS AG U S branches and bran n dm calrg you lomat Adasce
Although Altman thorn ye mended lobe acorn. f nancialmttaicn Mated on te frog of the IDK ,weed Depose Program
staltener* Ma *cull nor be used lee tar paean rely 41.11•Inint In addition to gouts aCCOull foes, accounts The WC pintoes and the itInernintalprcenton do Friendly mown name
tohon)lnend tar town ae. Form 1099. 5498. may be ablest toman:mance fees. chroes fa late not *pit loth... assets rani/they citerwat pear Re Frendly account name et actacnulble •ruckram•
h"'". tic )Men Warn, gar Ian mum the Fern parer+ fa securers purchases and <harget fce u-paol on gar swernents Dr SIPC °relation and the chosen by you to asset you wit, yew recossIkeepro t
gored by law Kamp:nu) Me RS Aunt. &Morels. mown n ash xtcwis otoCCUes that itoranstornd supplemental perstmon <b me protect mans* changes ha no Intl effect on yaw octant. is not emended to
reportabk or-Mak dnklends and !nab* nines tootle( nom men. may be sub/nth) a &min tee in the mare goat arms ruestrnerts (inheiSer as a glint any sunny. oral.AL reCerrirkellilen.
caned on 't ones held n yaw am," net ;rands moult of market movement, mar barktweya imertment *teethe a re& pofile MICCUted Web tear
on safe !greed and toil base on cenan <coined WS Swam awn otherwool maw% ref es not a prom•oa Ce gamma that wrath
tecallwt IBS olle., who fa sweep.) ceoh balmy to bark or wry Inannal mutt. an or wit be xhamd. Al
depart &corm at ncrvailiated bats rd attired Dividend Reinvestment Program nuyarniate nutter ed el tsc nacre; to nit Of
Carminkstiona with the FM banks and money market fix/oaflin& (Money iirdd. the fence *hood it en Sneer tea. You may obtain loss of the meet .. ,easel You <an change you
• Deese reconfirm ay oral orremnorbons n Depose =sac at LOS Bari, LISA and nr athlete! the actual ace km aes inancal AdasCe On **me handy scant eaerws tern* OnIne Soma a by
tofurther pram, you ntm. rad.? pow tarts proming n the UCIS RIC hand DpoW sewn are puthamdunde DRIP. partial shoes all be Itnladeg yes f nix el Admor
axle, thy Sessile% Vs.sillee Protecltel Act (SPA) trootarn am PDC-nsal n accordance wetiltrule: sold andthecash WI be depouted n your acco-nt The
• II Me finaic.cil cacao, on the up Mt cl re Mote Pa IT rilomuton, please woe vim 'dopy. Depot dredged rennienent woe mailed by the note fly/ Amortmerview
of temsaitam cool IBS Fnelcal Sanwa. Uli") scour*, at UM AG Stamford arch ird toes of defer Iran the made OfC0 31 nand, IV Panni OW°, . vats Owe accooMeporo1/444 Net of assets rid
MANN Sews cartes your woum at (Meg Nary krols Are not ivied by the FOC resold
ttokfr by rare* •vih the rekatod r61.4 • Assers hcludts marble Myth baia ..aties for
we informed mud the re4anthO tihnrs, Bare &mils se not protected hYSIPC Mono/ rind CadMnaiesa
. the X(cssil rte Mt case. tote lint end
niCesssd shares are protected by SIPC See "LDS Inmost Services rettnord smote (eat), end Gobi TimeDeposes,
Atcoint Bectecten' below 0 * whole tan MY be held rn you ware d you re veghted marts to retake, and email Wen not held
wadies se located r UBS Fnan<ul Senors and ern IelltIlfd Ma pale, wit as a retry of a &Mendmaw. by Refer Does not vela& weaned seositiriassels
Ve nods cog bicker, and you rmr min a (pat or ~rm. the inn wB oche rtfl what ands al at the end a de prior and cant natermet ponocla
of dry mc, a °mown to both fare um sou remit Nimes nth/bark dopOtec may be nwin pct a wept at &TWO determand by a
whdram and ;Met of a limey rand may be arse errestnwek anted flock &mons and
• As dexrbed r. the meant artements, you mat rerienel clean mercy. and credit me accord ...wadable nod mom
roidy us of any arras of had ingteret.rts Iliadeled. and reamed, refined to '<gaps • habitat Kish debit baron, omming mgt.
reflected on you smunront mho 30 day, eta 6 Yen UN. et a«C‘rd teammate objectives
MAIO 0. nude naming loam. <rod+ In, that accoure bison
the nrestem *beamsbe ask predie aope<ek to • Cashe.ormy Wynn Total of ummod ratable
• Mom <Wel acssomos angling' a !Late nfonwon boa sealable sweep oplvos. mho account and may vary between you =OS0.
arm'sClem mat , cladno current interest rues erd o agaable al cafe talwee, pee depots tolnet al Anned and
Napa advice the inn proteplbr n ol ry no. *hated bares, rd roomy mated ma.* lund
tol/r4.0 * BOO A.M. ID 6.00 t M. wmen nAssc homy's, Admsce OatinClfq Chan). al pta Intend tlialliCel sweep Mayen. a the ales of the "ware peeod
IT Mandy Mw9n ,a m w4 M to US$ Of calm) Inoslrore oblectim Foe each accost heti you lam-commity het mide balances in your a(Cars at
(lent Reatons Deparenert. chooseone of thy obeing imminent cbjnom
Lam City, lb 07087. LIN financial Services mount protection not stapned from other balances and the fern my
• /*Mee CurrentWont Momenta, seam the we ryda these funds nee adnry cause N es
• Al strewn shall be deemed <orrokte and &wme the yam semester of the Saute; berm Promoter generic. of recent way
Camino (SVC), which prattle Wurein custom. bawd. Thew funds re payable won your &meld.
d not objectedto n • 'C day, • Aram' Captor Amwonorg sabres many This total is ext.:1Sn the cureet prod clang glut
• for Try wire or hemoutside of es remixes to to SS00,000 MIA.; SMOCK/ for growth atonal why Wan MO gssnialcnci
the S clam for cash) tylanatory tecchure nit* won
ncome LAMing itykrenotion
• hose of ennallot wen." about an &tetra maim, a et mme SW 019 the WC met Mention • eprice Covisnateo anyone MS000 ,
lints &ply to SI accoLnu Mn you hold in a petty Manned recension on the ren's lerdrg mains
fats pander 0711 Vea•delat App0.1NOn Infeltintrils seekirg tces the generation ad declaim ran to yas Clere telateonthp
card 'answers, cal <soma, of 'Nome evicroseh of aincipal
The inn, together mho certain *DM, has abo Agennent a done AdyereWV antler Gerona,
areal Sewn . Terns and Conations LBS katernent of Credit Practices
Weenantln. NI OTC€6, Ann Maine Sawn pschased supplemental rostra The marrun
assn payable to allarable elms. colitorn1/4 wider °ma airmen amiable n A pielion': end Oatocues
the prolechon w MO mllon at of Deanter 10. /Ole. • Comma**, Seeks to marten nial Wilmot web
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SDNY_GM_00325441
EFTA_00198216
EFTA01307482
Important information alm ut ru ur sta te menn (COMmued)
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SDNY_GM_00325442
EFTA_00198217
EFTA01307483
Lies Financial Serkes M.
nagernent
SUBS Business Services Account
New Yak NY 10171-0002 March 2019
iimAX LLC
ElLM
Account name: L _MAX, LLC BOSTON MA 02114-3252
Friendly account nine: ELLMAX LLC
Account number
Your Kneed./ Advisor:
SCOTT STACKMANLYLE CASRIEL
Rhone -
Questions about your star...mime
Carl your Ananci4 Advisor ci the Value of your account
Resource On February 28(S) on March 29(1)
accoun
Your assets 3,834 40 15,835 56
16sit our %maltase: Your liabilities 0.00 0.00
WNW Llosconvfnancialsecyros
Value of your account $3,834.40 $15,835.56
Items for your attention
• Help protect yourself from fraud and
review bank. credit card, and brokerage
statements regubrfy. Also. gel your free
credit report annually horn Sources of your account growth
www.annualcrechtreport.corn.
Tracking the value of your account during 2019
Vake of your &count
I Thousands at yew end 2018 511,828.70
Net depositsaid
962
87.5 wthdravirs 1400000
Your meg/rent return:
Droderxl and
489
interest ixome 5686
Change in
168 ISS market value 1000
Value of your mond
on Meat 2019 915936.56
Dec lOra Dec 1015 Dec 7016 Dec 1017 on ion, FelsiOi9 mar 2019
Member SIM ANP70003031074889 0719 rage 1 of 6
SDNY_GM_00325443
EFTA 00198218
EFTA01307484
Account name: A •, Your Pieeeicial Adviser:
*UBS Business Services Account
March 2019
Friendly account name: I
Account number
A• SCOTT STACKMae/O1E CAMEL
Your account balance sheet
Summary of your assets
value on Percentage of
March 29 (1) flu ACCOLVA
• Cash and money balances may include
A Cash and money balances 15,835 56 100.00% Your current asset allocation avalable cash balances, U85 Bank USA deposit
B Cab alternatives 0.00% account, UBS mused Deposit Program Bank
accounts. 1185 AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual fund
sweep balances. See the important information
D Fixed income ace 0.00% about yaw statement on the last two pages of
the statement for detais about those balances.
E Non-traditional 00 0.00%
• 0.00%
Total assets $15,835.56 100.00%
A
Value of your account $15,335.56
Eye on the markets
Percentage change
rdox march 2019 Year to dm
S&P 500 1.94% 13.65%
Russell 3000 1.46% 14.04%
MSCI - Europe, Australia & Far East 0.74% 10.13%
Barclays Capital U.S. Aggregate Bond Index 1.92% 2.94%
Interest rates on March 29, 2019
3-month Treasury billy 2 31%
One-month LIBOR: 2.49%
AteigX9001074690 oc of 0319 Page 2 of C
SDNY_GM_00325444
EFTA 00198219
EFTA01307485
Business Services Account Account name: EUA4AX,LLC Your linadal Advisor:
Friendly account name- FLUME( {IC renn STACir MANI VI c (- Again
UBS March 2019 Account number.
Change in the value of your account Cash activity summary
March 2019 ($1 Year to date IS) See Account arm,* Our montnloc arta IL/Lames on your Sweep &pore ate winded in Mg comm.; and
closing imanon Mut KIK insurance xasrt toappals at ORS Rank USA and SI bank% partcPahr9 at IM
UBS FOC Voluted Deposit riogin. a Does not *coy to deposes al UBS AG. stymied &NMI SIK
Opening account value 33,834.40 $11,828.70 actecton =dim to money market wimp fund holdings tul nor bank deposits Seernporcare inbematvn
about yout .111CeMent on theist Mop:cmof Itondecarnent kr &tat
Deposits, including investments
transferred n 16,00000 16,000 00 Mardi 20i9 (SI year to claw (SI
Withdrawals and fees, Opening balances $3,834.40 $11,828.70
nc Wing investments transferred
out .4,000.00 -12,000.00 Additions
Deposits and other funds credited 16,000.00 16,000 00
Dividend and interest ncome 1 16 6.86
Dividend and interest ncome 1.16 6 86
Closing account value $15,835.56 $15,835.56
Total additions $16,001.16 $16,006.86
Dividend and interest income earned Subtractions
Checks and bill payments .4,000 00 -12,000.00
rot putoosesoe the stietintne losattlity ci inkiest and CIACknel irKOrne haS been dtlenrined (Km a vs Total subtractions -$4,000.00 -$12,000.00
tat norm.? DerSAtOrre Bored upon the residence of the *reprint holder. acount type. a pkm.ct type,
some intmest ands dvierid payments may not De Atoka to United Slates MA anScr Puerto Rico (PP)
Oxon* tarn The there monthly AreenWre is MI InteiXled to be used and canna De rebel LOCO be Irk
Net cash flow $12,001.16 $4,006.36
NONA, ' C lents mould Om to the aPOAdtre tai APOrting forms they receive flan UBS elinritiaty. MAN a
the Fanny 1099 at the Forms astp for to reporting mtorrivocn n It The Macke of UBS to sae the Closing balances $15,835.56 $15,835.56
Weak IP tenoning toms pith the US 'MHO Revenue SenrCe at PR beauty Department. MOM
such tams arCuratdy ChNsity dvdenCt and interest attar Pomp or taraD*MCOIX Ream COnkli yOur
eidvelual tat prepare,
March 2019 al Year to date (5)
UBS Bank USA Business Account APY
Interest period Feb 7 - Mar 6
Taxable interest 1 16 4.15
Opening UBS Bank USA Business balance Feb 7 15,834.40
Total current year $1.16 $4.15
Closing UBS Bank USA Business balance Mar 6 $1,835.56
Pr or year admstrnent 0 00 2 71
Number of days in merest period 28
Total dividend & interest $1.16 $6.86
Average daily balance $3,977.26
interest earned $1.16
Annual percentage yield earned 0.38%
AeP70003031074891 co19 coecocCg or
SONY_Ghl_00325445
EFTA_DO198220
EFTA01307486
Account name:
Business Services Account Your rimencial Advisor:
*UBS March 2019
friendly account name:
Account number
SCOTT STACCMANIYIECACRIR
Your investment objectives:
You have identified the following investment objectives for this account if you have questions
about these objectives. disagree with them, or wish to change them. please contact your
financial •clusor or Branch Manager. YOU can find a full descnptitn of the alternative
investmenlotiechves In Important Somata:to about )oor statement at the end of tilt,.
doctrnent.
Your retire objective:
Current income & capital apOr00300A
Your risk profile:
Primary. Wbbarate
investment eligibility consideration - None selected
Your account instructions
• Your acorn cost base default dosing method is ArO. First In, Fru Out
anp70003001074892 03190XCCCOXI Page 4 of 6
SDNY_GM_00325446
EF1'A_00198221
EFTA01307487
Business Services Account Account name: CLUMP°, U.( Your hnenda Advisor:
UBS March 2019
Friendly account name:WA/1AX U.0
Account number. I
SCOTT STACK MAKILYIE CASRIEL
Your assets
5Ornt pmts. eKonit andsutrml Vaus shcwn may be appratimale As a tint WPM am losses in* no:
te &starkly tenet-WO see kepOrtent Wormer about wee statement a the end of ths &cornea tot
mere ,nlertnetrr
Cash
Cash and money balances
consamo. boa', -; may ,nn vie ayalaYe ran baleen UBS Bank USA Wont account waxes, 1)55 Bent USA MUM UST FOC :Weed eOgenBo* depot Aware beireet are Intoned Ity he FDIC el:No
wits FOC enured no-JamPant Beams. UBS AG Stamford stanch °mow account banes and n-oney moluble I Pres bA an not pawed by 9PC UBS AG slanted Branch deposit xcoum Pinnies ale not OSUIP3
(Fusel nNud Ioniasweep bataxes by 10K and are not prattled by 9PC Thnney market Seem tetanal are wanted0e WC Ott ant rot 'routedCy
the FOC
Seethe important oloannfon aixwoow sweolent at the end el the Cocvnent ton Beats about those
Whence,.
Coenng [dance awry mace Ma per snare Awn* code:wowed Darn
Pacing on Mal ES) on Mat 29(1) on Mat 2911) ace ceded paned Cm annul/1)
UBS BANK USA BIDS ACCT 3,834 40 15,835 56 2S0):00.00
Your total assets
Stunts:2d COSI Bbmated tavennd
Value on Mar 29 0) your account Paso C) araga Ware (SI pan or land)
cash Cash and money balances 15835.56 100.90% 1523536
Total 515,83536 100.00% 515,83556
Account activity this month
rot more it'd:a/lesion abort Ire pad vase shown for reStrktedfauritieL see hot:wont nfornarbnabx4
you argentine a the end of an Sanwa
Your Ouentily Cash Cash end
can Actiely Description manse code Fate PC* rricervahn ft) aeOurn PS) (many What ()
Feb 28 Cash sad moan balance fl at*
Mar I Withdrawal ACH TO Brian Turas:as AT CAPITAL CtiE, NA .2.000 00 1,834.40
Mar 7 mairest UBS BAN( USA BUSINESS ACCOUNT AS CC 0310E/19 1 16 1,835.56
Mar 14 Transfer FM Y1 235750100 1200300 17235.56
Mar 15 Withdrawal ACH TO Brian Ywasits AT CAPITAL ONE, NA -2.00000 I %Ins.%
Marti Owing sash sad moan Wan 815,835.56
AsP70403001074693 0319 OdOCCCOUr
SDNY_GM_00325447
EFI'A_00198222
EFTA01307488
Business Services Account Account name: LLC Your Ilecincial Advisor:
UBS mcircr 2019
friendly account name
Account number
`.1AX LLC SCOTT STACK/JAN/I ?I f CASRIFt
Account activity this month rconlinueth
Ore Allah OturCtion Amount (I)
Mean balance aantities hb 2$ Balance forward $323440
Mar 4 Withdrawal U85 BANK USA BUSINESS ACCOUNT AS Cf 03/01119 •2.000.00
NW 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 03/0919 1.16
futir IS Deposit UBS BANK USA BUSINESS ACCOUNT 16,000 00
Wer 18 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS OF 03/1919 4,00000
Mar 29 Closing UPS Beak USA Oneness Account 11%13536
The UBS Bank USA BMW's ACCOUM is your canny sweep coon.
A7,70073071074E94 07194 Page 6 of 6
End of statement for account Marl
SONY_GM_0012c4AR
EFTA_00198223
EFTA01307489
Important information about your statement
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and opters«hrges UBSFnrsialbwrcosrdl.8S Problem:Ppered • Modalen Wiling to accept cane me to pnapal rd
Bark USA re rdnet absdrksd ISS AG and --- hoed. vas nave and roast ante d any) nerd Ne SiC warden me the ~metal tolerate serrevalabley +a tor brier rant
/felrpsdlBSS*wsesLLC theiim'i I nwetkel - Dastrbe the HIP er the wander pa se wood pretences cob to: • Ann:~ Wilig to accept l'4 1 "t
gatemen. dabble won request The Fern's ~cubs,. *out and neaten tekal/ as rarer eid >co • Conn Inner aid% (derailed by fend ridded n hgh rabbIty 10 del. tureen:me ma In
office, re at Wove e h taro a why oar ~I~ yore •C(6.0 ~) NA heed away Ism inral • frplendr.likpidlyCadtddr.~ • PIOCIPI, a
rionnalen Senenes For mare* («Inn CO inmate acacn, paten d the padddla tot xcetet my «bd•
- bask the doffs rant of Ix a-facade= etldng dretbk rules. and feJshorn et mainek cowpan alålegiet, lensed ladrty and Tex«
knds regard, n the name of the rant hold« en oar%
The Ann re Card bps oil nvesteete your <emplane the heat d the our or brake ark),
and all cored ant lend premptb• For all Orton • Irdett~ «eneler a ~omen, merest, (eg. Sterkatom Tamnese M•
IM drawn aceecents the *Mr OttKed word of >at ~Nap LEK Vedockbn cad transactons. t metre kneed patnenheas ard arme Placemen1011‘r Me We my <C4dOklit• related woad ~as with
Fational Senatet rant 0thr watts. need mane awe 10 banns days 10 do the, we MII Rode not rearmed under the Seernes Act of 1911, the same aftes) n the seem eenelcpe, e.9. because
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not be relied upOn f you bete.. Ildry 6 rarer or you nil had do use of be money &erg re time pen at metal «roast* nchadra tram desracts relronst, en withother (leas el the tree .Ste,, I
*mod" dead Ø6 derreclotol/ twang to the tales te 10 COnlett ett fireddital rd vanerette *tor coma; and >a prefer to meat and ear statements mailed re
Bergh Manger of to office wren; yo axon • Depose rants (neta «ribcages of depose) at .85 wane entap«, pr may oecon hoi te by
Plane malt all ducts payable to de rem or tee Bak LISA. UBS AG U S antes and bras n tit calrg >at inroalAdroce
~al fgures thOwo r• ridded 10 by ams ia. financial enfirmien okra:Ian re leant of rib FDK toyed Deponi eroyam
,armert data dam not be used dor tar paoses rely tusenent In addition to regular xccure feen «trama The SK (wanton "Jibe wakmenial prctElc. do Friendly wow% name
yenrrand tar lonet Pe. Fenn 1099. 5498. may be %OKI to rnanledoP !Pt throes foe late
soFo;s . t ic »Men ~n0~ ta. The Fern s parrs fa secure« oxbows and <Forges Ice wad
not apple to these assets men k they crew« taxed
on yo datasess. kle SlIC protection eel the
Ihe 'leek* d< Odd Nese in <Waned* •rbtriblX•
chosen by you to snot you wit, your reardtertand
reared by bee to opal to the RS Sheddd dream*, rant n ash >awls A«ours that art tranddred supplemental protection eland protect aninit dugs has no kgal etlet on your accost. is not reemkd to
reportable n:n-tnabb cfrt;Sends and eatable enterer tooth« stuertfut maw be aspect 10 a dadle fM te ~et veer of yew ~so-wet Inhered as relied any draw. pealAt redeem:niece%
caned en lases, held n rant net crate* mat of market movement inner batØrya nee:Went cbretne a rek probe arcattd wet KV
cn safe trerem cm. set tor bases ondamcared WS ~Doak« oteesisel Mar% ard 0 nc• • prom« or gasrana tet wrath
~Met option
IBS Ohm sareepro ash Wands to bark a Ord 1~P doubt <ale wen b• «heed. Al
depots access at nan-aelloud bats rd related Dividend Reinvestment Program MP) nidtines« indlp Niro of Ids. enobcfrg to rep el
Cowniunkartions with the Finn baner and may natal mail lends <Money f.rds). The der reelected n an sewage axe. Yd., May *tan loss of the rat eon:~ YouGmdung. your
• debere.COdino ono dal cariancabont re ~tog Depose ream at MS Bar* VSA and nr rid* the »dual pre. Irons »Vt./ financed Ad isa Only stole howdy «[ant mows trot* OnIne Samos or by
to better pram per insets. eki-clng pow re banes partecoeng n the U8S RIK Inured Depoet sewn Mt ;daubed ender DRIP, peetel 'ham mil be contadep >eke Freaked Admor
under re Sodarys maned hotetten Act CS A) Program» FOC-rmsed n JeanI arc* wehlr rob: sold Jedthetaw:a be &paned i, you acco-nt len
• II Me erred MAYA«, on tie asp lan el re front ea mors POmiabOn, dyra ,MA wow fdcgay. Depose dredendr~stment once bop/alb/ the svar me/ Amon amanita
of ted arran a not leS retrial Semen- UBS recut/SUBS AG Stamford &arch rd shies of dam ban The ~lee petit at Port Id. Idddl , har, • vatic dear anoundpomblia Net of abets ard
nenNal ~4 Carnet yOur ~Wig at ~nip We...Ikea de not inured by the FCC reØ
Ød by regimet rib the rckatod noniron . Asters includes adibble <die &rot oaten f
We nfonned >ad lets rebbane,P eden pa Bank dlypdb sena protected by SIK Money rad Cash•indhu
0~4Morani to Ono Gyp. >PP fast and Poem re protected by SIK See "WS I market Simms r•wictild (et), ard Gobi Ind Dewitt,
Deb' whole Inn may be held in Irre *care t you r erealized nods to ~leek and snub ends not held
nadirs re lard M UBS (named Semen and not Swart Palekai below ombad to a panelmel es a darn ol å dmalendpd~ byterem Does not ar d ~ad nositeriessen
re ',babe ng bicker, and pa mel mike a rØ or ~rot. IN boo roll either sellord awl al
tbon ykroobset bares nNo bark ttepoer may be at the~nd ca the prior ard ~tit Milan« ganOck,
of ay end a ommen to both finn math are a !MP an ~PI Cleternted try a pod. ~Unit" anted stock opens and
• Az dexriatd n te aceant arementa you mal evehdrain. and than of a Money nerd may be ~end <kan4 "itaty. ad«ed., yei.. «card eme«4abb nod lass
rotdy t•3 0, any erno, me 1..4 odder" &Of 1 I ladated and the [rode& rancho pact >as
~4 aPosil • batJest efleirs dabs balannet outstaying sagn
rdiedird on your striddrnt Mind 30 dap alter et wa ~neat objectieee fort <rock In*, then accoure ~cot
mated« made amiable The mermen *beam rinse peed ie re OXPIC tO • CxAbncoley Wane*: Total of ~trod salt ri
• new Otroci customer «enplanes a Firt« ~aeon aØ addable Met, OpIdns. PPP. account and may may betoor yet rases. oath totres, pee (41)00 balances al alfatad rd
rm's Chtni to t dddrod <ureld «Ind rod, and yields. s 4•443ble Pere rime therms proverlen *Ming of ry
van, esla,« hao ycv inynoslArbito mmalf lobed braes, and money mates mbar lind
atoiirdet 800 A.M.Io660t ht syner cK,rige >as lønd as14:4P
IT dmigb in or brain; snoop balances. t te dated the ibirael pared
Øy n ,a milIWO le5 Irront~ °trams
cl For meth rear< Mkt you
Non-cormeolty bet wedr balances net a«C•e• ye
!SOO . (Idol Ream Department.
S ara Crly. IB 07087.
• Al statements shall be deemed eorrctte a-.1 ranee
ui Finrcial Serdces account protection
The Fem it a merrter of tie Sonnet nada Praecton
dome ore the I dating entommen object...es
• Proace CurrentIncome arrestmeas stamp the
gendrer of tame orer
noe seawaned from other balances and feFml may
toe vryT died fnch n te,dewy care d as
harem These finch re payable tpon your clemrd.
et not abetted ton t clary Corpctron (SK). &lid, amens %Curdle; Guteraet • Acanni. Cap/fad Aoraninon ~omens wear)
of esmember) .4)10 1»,000 remliard 1254000 for D., total o ncØin the one penadebang value
• for TN dive or from amide womb of prndaal rather Wen tee ~ram« ci
lens Cal doers for cash) baffler by-huie notable Lpon
"one Leårbø irefaeralitien
• bode of HMI a PAPP5 *Out art tletln~ reOrat a el 'rem Sao" The SIK asset detection • ~et Comknac"or worn. It401M.P,
Ides aapb to all aced" that you hold in a przn.dr Fee detailed nIcemabon on te tons brag practices
Iris dander (MI Voa•ddas AU/"Of tb• arreorrerns seekeg tore the generation ad dulosa, ref sr to pas Clore Relanonthp
<ad Pander" cal <4040,1
The inn toiS nuh cedar, SHIPP, bus atro of recent and growth of principal Agedement a Attar' Ary~ t* Ginnal
instal SOW.: 1-6 . Tames tadConditions tEtS kaletnent of Credit tileies
~hash^ NI OTtea5, Ann ItInaibSA Savn pschowd inpplernintal rasa'« Ike madmen
anar payable to **able dems. tolecreab did« Owen•N rigkinfiln *air* oared...es and Drbscon
the aolechon it 1500 Piton at of Drab« TO. 7016 • Cenareane Seeks to martarbalea petal. ads al awn r
Caller veile at too, es Saco. 4 sa Mrk sea low rid, and %drab to the *cart metal. drene
statement a inept rs radio or you ned mire Sabered io Ne poky antiirer and lintarbdt bdb
Me Fun s Astir douchedid ay to $1 9 miler en he that mere the accost does not grant ravpert
Sorenson rxe a transfer an the statement a
recces The Feror Card blur fat arroleablebast aagtegald fee al par *tarts bed en a prickle,
SDNY_GM_00325449
EFTA_00198224
EFTA01307490
Important infommtion abo ut y our statemeta (COntinued)
veta ratro - Fer (telewlu(the, irring n noneetormro • kl (astenateGietome. nemnt yie kb andratt& - IV* wen* componsato, Iran U3S L6A. LGS
Volt ialma< ~es ~sees ed *er anet. held denemreces, pece ret yrte/ ore vade) mbr An «mine ol aspe roane is banden wiren, AG SetedordEbech a-d nrialf utmed barks
n the stant at the ed of de årenål p«od You KW) bom atjusted to fritene proper rituala, . tinden/ ed nkr« rees, ~rann.? the startes nil trast. om cash oneop prog ens Ten
rnry ad, for ck>h<eyd 'uty nagd trones e arr/ Irre To oboenonn gudson. *hen nabb». <areal be held la ant yta kom sten« date a anti tomponstanmay be a ~Ny per ~i t« cr
You may wire ufoar« used at ban <flåeri atter ymt ~tg AdntOr matry IT,' Mate» 4 my a gudIlne, aCtinCy rnåy be a patenta.). d araratga dalr depoot
• fierd ilry batna-ds ro den Arv festat m ed ~naki «Kome re not gusantaed bilinces
tordened rotefån dåna the sparål perod åre • leteellell invnlenninte and ~ed terredas. Estrnred mnal mane and asrent raid lar
Med al midel vakent d the <ml d the itatement arna. ~net 14014*$ (f4144-9 <lend ((elan Ma.n Of mases, «ad inide annan of Actbtity
pene/ 424 end 41Milt nulmat tryl rant a opitil gant netion tnt the ni Mornation rtordna commosens and ah« ~ote
• Ciafilfirein ia detanwreg the <ost ba» el the trestes) sd strutaredarodJch re grendt hitdr ;norne ferd tuner, >ieldi «od be annalri nattrad n tenecten me, the tan-nonet Vadet.
~nes intbded n ens liatement. New nisand "yd. Cetanstnictarederoclds hare not bann - Estinded ~ni «ane ed <ni yeld ind the rndad^3 gren vireattons bann ncluded on
wth the rortoa' ISS Frontal Senen ha toled re;estred wen th. Satanos and &dump staut ixtrne ånd yeld «41 be bitar or inter C011arrueorn rxrnauf furnnneed lona. sd roli be
Neinaten cblarnd horn taren eder the LGS Csbwwaenw irder sy 3131e et‘nfinn, klen Ytt Usu the ff trnited imounts leonded to >co ecnvelf an niciala
~cd Savorm, reladeg ~matten ben ~ha provde *simrad vikes ter erne* nsestrntre - An *rimma ol a-radt:od nome (dvdord rotor
fem« ths you mag hae pron:led to yoga' Palea.' manns rot ~lund orrolicts ta 'afronet', ridaren) dinded ty lite arve« madet Shott soling
Adm« %rann don not rud•patbreb, ~dy er ~at enry Lutter 4 not Man!~ ~nano bale« 6br6d on the lan dvdond you ro erosed in troet roing aneny, year may
~eke the KNKyd vabdty od wri dorenr on - The,* Vil"611,1y tilli« SU,Senl0/11 0,, Ctg^ d a ~fit paret rna bi the nosar and «Mf aerour die lo <son bonown) tos% f« "24
Ø ~as othff the, Fninaal
akhorigh LEK FaradServen genera
todata M naerniecn as o mened the Frm
e
bry, aneitha pnare nntnnwel se“rity er
grimut& product rna/ be baute e seld ed do
not ric<ensdy revner. the vals ara myr 'neie
innrim de mcaelhestdposts ml be hell tegn
>.$ kon, the st sener* ctste unbl ~sal ,
Atosaty corenind eld se not ~setet
pella» stavry.
Open ene
dom rot vonie d.y Mitti« tat tro Samabe aPon Souidmen. PoBeeing open g:ed Utan:elet «das tot
~Con ban" sd •Urrediced gardinsi e - party nimako of »Ia se at d • oeldn • Ame° not hold by VIS liniecial kevician. Cermn visene annen by tt slalanall dale. opm bue and
imam* at ot tv dato ot the cisternen At niob. date and se stol:~ OBS inarbul Senene a amt, et rot held ty the FrmrådrM nithn the sel Ilen/ adm se nedadbr tit sneisa ol dadexis
platdon. ir* on enn nlarnSca aci malte ågs bana lot a, edet: dett "Marie f rrn I mfl powstian ot cceirol Nese amtet are anta ca ri ordmdends or t. ork det entes
~cha. a Yle basens, kr tri panpotes « - bare. ganter panne or opent& armmad di" drolayed on ryas stamner. loe Sandrod nansted anewede bg yoy Vat re responsbly let
Olenelelln Uireferted totehm mal d n. rev n 4~« to te Fim by ths easuer. Nepa« el, nesegrus ind tåtet attened re ordet Kåt n ~Med ølt tones false lo caroi.
fenad gardloss Samav only lot te perod ol general pin ~noe and may be cablated pronded by ne «eglen UBSFrumd Seeren «eling open ordets
leme iley se led at te Fem More hetoncal bladd, dike.« ~on korn aud not irspentde loa "5 rronnaten ad don ne
turnion fri be adled by >as fea-cal Acktof tidpenes lo derne Iler *simrad vabes graaure 45 seurey. New analt at rol poeff tvi Privers
• Unrealired ginAllossa tetv, data ei ~labb. - Tau fan dean adb~ nformaronrearcfng by SIK or the Fate tm:daamentål SPC co
-stage To obtan <on ol as ant« Glem 'neie, Nek*.
rimard arte/sed ten/torv., se </kuttet ku the ,ntiv4.4,,er 01<dbdeanene the ntinate desse~ itv ~ost *OM« le vet Cea miste
nductsat nynu bh The kanal en data for valte and the dase ot te ntannationthat e the • Revenue 'hating and addildnal compeneation ywm rom/amstroet
rdttd-ot be: my« ~inne ml ad carniesere. Luis ty the nenne by tontattrgyas inancul - n /Maie, to conemsern ai saks and I 7.b. I len - ISS Fnincial Stinte, b rot ebank The BMA. &wen
dorget rot«ubåtry norga• x.ca ~nu Adrnor mened n connedcn wth the denbarlon el mnal Seien Account BSA ed RIM re broken,
Ornknd ad oter ren.~ lon ns instatue - Ihrd party *simrad vatas my be refirmi as fards to os dreis ne at as tilde mais m<ouni‘wh‘h padde rogat to beding urven and
archam bli ro exit «mened to diatar prood' n stinta, munna r• nem revna trang omnens Iran ds kumet andu poden Boarsirat es renn idfilabd brik
a,ffigad lot Tat? 'Tradedate' <dann ~ritt de rekende. valurna lem hat rot kePted or addend the matual Lad tal no ull ~a rot mede flipry bads. and pronks som to
0-9.14 ildendelllo trade dale tobak to vagn van Menne broene intet ~arts re bradd, tero «kront orenxneest murte and anrorty prat" nord by unalfile110
• [Sable netpen. Budand ankeed mod the tel amak.ial eva has coosred ~olla te ran of tak-, by UBS of a panmila napsal thedairty mante «moens trastrinsurarxe
the inur <dh for tarv ~ion nil be tekoted Pre~Y sold rePorled vals mo cuesron. or *hen IW frniy to oss <lent% and OB lM asset ratid a serby tabw:lunn of LBS Fr-tinast Sences
flart" by lot Iren gned dl ~es d tidt egne behenla„pe...Amme dat to the nave ~cut.' ~lue land I ri/ s ~es Neid al - ~mere, ~roe. and ~uty remba
eks bed n out narre Ot n nornene* romt fot car cd the romarry fim - Hel FGK nyed • No bant gyset«. Mal lose~
dent, Cal krise ~kones obtared kom *urd Wheulnortim an 49~,r1MS favner «yard - Wt ir4 ar ak de ab> rett., networtng and - MIA Reiar«. Mrnigemem Atm". Bautet
paien ard as son g, n nol gieranteed Othe moraled take rot a ~dory ritellt•nl rale e ~gau% Vennleg len ncondernen kr banke Senet Attom @SA, RNA and nternitami Ramn*
forme; myr enst who, orda aften nekt. comples prowixt the tabe of the meny Ml be detre< agent unice. tot ta Ødes to the matual tun& Management Accotre re agered sent« mrk, od
(nonnarv vid bi rionted tGon raguen fromt pinchimproa Nito tea general, ro pod from mana auet en IBS tninealScnxes he
• ~vaia Feen dydsed Ismar-bm and dine - ta. un to date my "lyde ravn of de en-Nalhand and atal erd doar ~ase barod - VISA rs a regowed tamlit am»! by una
crabent mai be hør or byde tan the pre tnt apital, roene or bod, en the runbe of scoret at to brokar-bakt Malm <nil Sev«, Amauten ind utad ad,.
would traua* Nano n the ~br Prat se ▪ 'Criorui unit svt' Mf ~II Itle MM dl«ing Skig ~ull bedi of the lund lynly Rense The ISS Iss onda <sd' ed the LOS Vita
doLåned Iren vargan ?brd Party rovt,, *high ne pakt ps run idd may na renta yar «nl base - n addebri to convnesran ',temd n ~eden Ø CJIS Pen.rd by ISS Sml. USA with
belte t° be Sable. bue ne do not %snike der - Daa ånd blelad Kfr utartet re roe latarena Wien lee sale or dfirbution d amtry <onkel. ed PermisnellrenVea tl SA Pc orporated Mollet
atttelley. nittenalseestim anhonae, ånd re orer", urd nwstrnml avl ana bai (lent,. roe arria INdemirks, moer ed naderrods, tetne mye, rot
- %Ve gerittalk Uff ti cbsing peke *hen »dobble ot ildne and ewn they tin be sold, the tete os arme racere eterase .Kring aert>entabel etg deed temte marki se el tty respechw
the rend debet ond od pikes kr åsted ner.« mat be km lute per sivets-tint«, kan may of the rourarce ~drei tråvseng «teipenes
uroep ad<gtmw sir bdpecnW OTC niks promekd n lb* stant arrnst the årouityorerame, elben cd ti norna
uterep torrpinot et sponset of tre rene ~net budt ILOS Fiaineal Servise Mc Per 41B10
- Lie, staelf tradad wtsniet my te Deltø tam» a • Realricted ~Me P•anined ~alle seewaty mdarbuto
valsa:nn.~0r the non rotent price art not «jetry digrbk t« patIc og tas F na-Kul - n såleis. to ccemnsartre(esed from de
cieined ard may rot ralle« a". Merl maket eke Sonet ut" the mark« tinte el tue vinmad otod ~e and sak cd Ne•xSitints fink. ver anda os
or vale. od the sene sivet as an inpaded •abe la lb= arid. ',tann an fiv+hated ~LA sharing
- Canon petitem rna, «te withcan a prist and restrkled stod for pepases of ti itatemerdondy. To >mimen, from lintShres danar-dora. en nen as
vål 1hOS al .17C. roard solide' d ne se tie enirs tue isten lad seant es an elgble for salt. lareli-g for tothrekoty clnelopmeni, traneg ed
vable to cbbn a vice le r,avty de vake wc-Nedme, be ubstentital less Kn tre educaten
- Oepons w savuro denomnred n aneces neotad vake *onn. - Pat ålinie, ah* nare trid.; connist.cen ed
der tron u.S. døla% se erfkfied a tM ~hange oPier carpernabe from nitual hirda and no.ra-ot
ratt mol tro stmernere date oarpinos netem proa.c. neo dintbst
SDNY_GM_00325450
EFTA (H)198225
EFTA01307491
UBS Financial Seneces vx
nagemenl
UBS Business Services Account
New York NY 10171-0002 April 2019
EU.MAX,11C
Account name: L —MAX, LIC BOSTON MA 02114-3252
Friendly account C
Account number
Your financial Advisor.
SCOTT STACKMANILVIE CASRIEL
Phone:
Qe•Mons about your steternere
Call your Fmanci.9 Advisor or the Value of your account
Resourcelme at on March 29 al on April 30151
account
Your assets 15,835 56 11,838 79
1/idt webs's: Your liabikties 0 00 000
mum tbsconv Inancialsennces
Value of your account S15.1135.56 511,838.79
Items for your attention
. Help protect yourserf from haul and
reMCW bank, credit card, and brokerage
slatements regularly. Also, get your free
credit report annually from Sources of your account growth
wwwannuakrechtreportccen
Tracking the value of your account during 2019
Vake ',trout &count
S Thousands atvers end 2018 S11,828 70
Net depositsand
962
07.5 yethirarvals $000
Yourmesvmmumum.
Dividend and
interest non* 51009
Change in
martat value $000
Value of your mond
on Apr 30. 2019 $11.1311.71
Dec 2014 Dec Zois Dec 2016 Dec 2012 Dec 2010 kra, 2019 bat 2019
Member SIPC Are7000.200070590S 041902000CCarge of 6
SDNY_GM_00325451
EFTA_00198226
EFTA01307492
Business Services Account Account name: ELLNIAX,11C veer Allem:IS Adviser-
*UBS April 2019
friendly account nametic..
Account number:
SCOTT STAKE mANLYLE CAMEL
Your account balance sheet
Summary of your assets
Value on Percentage of
April 30(11 your aCCOLMI
• Cash and money balances may include
A Cash and money balances 11,83879 100.00% Your current asset allocation avalable cash balances, UBS Bank USA deposit
B cash alternatives 0.03 0.00% account, UBS FIX insured Deport Program Bank
accounts. UBS AG Starnfcgd Branch deposit
C Equities 000 0.00% account balances and money market mutual f..rd
sweep balances. See the important information
D Fused income a00 0.00% about va statement on the last two pages of
this statement for detais about those balances.
E Non-traditional ace 0.00%
F Commodities
Total assets 511,838.79 10040%
A
Value of your account $11,838.79
Eye on the markets
Percentage change
index spri 2019 Year to date
S&P SOO 405% 18.25%
Russell 3000 3.99% 18.60%
MSC I - Europe, Australia & Far East 2.91% 13.33%
Barclays Capital U.S. Aggregate Bond Index 0.03% 2.97%
Interest rates on April 30, 2019
3-month Treasury bills 2 38%
One-month LIBOR: 2.48%
OS700320:0705905 Ott 9000000000 Sege 2 of 6
SDNY_GM_00325452
EF1'A_00198227
EFTA01307493
Business Services Account Account name: WANK, LLC Your Miriade/ Advisor:
,z S' UBS April 2019
Friendly account nacre:PUMAS LLC
Account number.
SCOTT STACKMANLYIE CASRIEL
Change in the value of your account Cash activity summary
April 2019 (11 Year to dale (1) See account aciwny rho mann+ lu again faxen in your Swap Opeorc area:had in the apemen and
cam; Piantes ran ;DK insurance apple( to &pouts a UPS Yank USA and smank, partcpaorg n tee
UBS FDIC aural Deposit PrOdam atei net aCCiy 10 &pan al UBS AG, Starnfoef BrariCh SVC
Opening account value $15,835.56 $11,828.70 wan ton ap:1.e: to money market :weep fund iddirati./ net oso. &poets See/important tobrmatzin
above yout Itseemere ea theist Means d Ito: cannent ler War.
Deposits, including investments
transferred n 0 00 16,000 00 *Ind 2019 (1) Year to date IS)
Withdrawals and fees, Opening balances $15,835.56 $11,828.70
nckAing investments transferred
out 4,000.00 -16,003.00 Ackkons
Deposits and other funds credited 0.00 16,000 00
Dividend and interest ncome 3.23 10.09
Dividend and interest ncome 3.23 10.09
Closing account value $11,838.79 $11,838.79
Total addrtions $3.23 $16,010.09
Dividend and interest income earned Subtractions
Checks and bill payments fin 00 -16,000.0D
rot ou VOUS ot the Stnemtnt letabla or Mimed and Chianti Interne tus been &Senna ran a US Total subtractions 44,000.00 -$16.000.00
'Si naiad lierreCure Baled Pia the reliance of the account hoar. (count type, a pricat type,
some interest antra daend payments met not to stbieo lo United Slant (US) ends Patio Rico (PR)
imyre tali The Oren rroninly stalerren as me intended to a used MO cannot be relied spat br las
Net cash flow -$3,996.77 $10.09
PACOSeL Cants ihOuG tele: to the alanatre to irt:Ortrng loran they rereim tom UBS ennualhiuCh as
the forms 1099 and the Rams Mid or la repareng micernaticm It is the arena ot UBS to Ire the Closing balances $11,1338.79 $11,838.79
Eppli(atit I& Needing Item an the US interne Raenue anise d'od PR assay DKOrtMent, IV In
sat lain &Curate). ratty Clvidera and or mitred Alp .ante Or haat.* mean bean COAPA yap
inelvdual las prepare.
Ape/ 2019 (1) Year to date (4)
UBS Bank USA Business Account APY
Interest period Mar 7 - Aprzl
Taxable interest 323 7.38
Opening UBS Bank USA Business balance Mar 7 11,835 56
Total current year $3.23 $7.38
Closing UBS Bank USA Business balance Apr 4 $13,838 79
Pr Or year adpstment 0 00 2.71
Number of days in merest period 29
Total dividend & interest $3.23 $10.09
Average daily balance 111,697 63
interest earned $3.23
Annual percentage yield earned 0.35%
MA7000.20C070S907 Page 3 of 6
M G" 9 Ceel3CC°3 1
SDNY_GM_00325453
EFTA_00198228
EFTA01307494
SUBS Business Services Account
April 2
Account name: WPM; tic
friendly account narnt:ELLMA). LLC
Account number
Your11.8.dd Advisor:
SCOTT STACK mew eftECASPIFt
Your investment objectives:
YOu have klentrfied the following investment objetures for this account, d you have questions
about theSe objectives, disagree with them, or wish to change them, please contact your
Financial Advisor cc Branch Manager. You can find a full description of the alternative
investmeol ollechves in Important intormataan about )our statement at the end of this
document.
Your rotors objective:
Current inCOrn0 & Capital appreciator,
Your risk profile:
Primary - Wiadowatie
hveltrnenteligaity consideration - None selected
Your account instructions
• YOU, account cost basis detauk closing method is nro. rust In, Ftst Out
ane70002030705900 OII9 page 4 of
SONY_GM_00325454
EFTA_00198229
EFTA01307495
Business Services Account Account new: EU.MAX. LLC Your Financial Advisor:
SUBS April 2019
Friendly account nanurn [MAX t1C
Account number.
crrsTT eACr MANII YI F r4SAlF,
Your assets
Sae Pecs. IIXOTC maewer' eaves shown may be recroilmale in a RSA Gard $41055.3 me/ nOI
be tniciaely reflected. Se importers nformeeon Moots:en statement a the end of ths &cornea ice
nice intamation
Cash
Cash and money balances
Cain and navy cleave may eau& avalatie can balantes. UBS Bank USA Main account barites. 065 Beni USA anal UBS FIX Insured Rogan Busk devout &taint Maass. Insured by the FDIC wino
UBS F Cif Unwed RoganSan &dawn UBS /1G Stamford Bunch dessool account Waxes aridwavy acorable Imin. but are not vowed by LPC UBS AG Stamford Blanch deposit account taints are not insured
natal mama lund Sweep tatinaS by tOIC and Se na rotated by PBC money market Soap tetanal are Fraleted by ScC but de rot mitred ty
the FOC
Set the important inlonnaton Set aoue Sneeeent at the end Ors document foe detals about trose
balances.
Oceneg baste Closing berme rare per share A ve use Deana/ Inters, Dap in
Hddng on Apt 1(S) on Apt 30 (4) on NY 200) Fate Pefloci period irRoom (S)
teS BANK USA BUS ACCT 15,835 56 11,818 79 250003.00
Your total assets
Petentagecg Cost Estimated Unierylted
Vika on Apt 3D($) your aCCOunt bass (II Saud infant GI gin a loss
cash Cash and money balances 11.935.79 100.00% 11,8311.79
Total $ian 100.00% $11.O179
Account activity this month
COI Mae infortnalcw about tee piker wale shown for mincedsaunas, see resonant eSonearen otos
saw agaves S the end& this document
YOUI Gunny Cash Cash and
Date Actin,/ DeSCOptIon name code Face Mut isnanialuelP amount 01 money balance (0
Mar 29 Cash sad mousy balance 9151.01554
Apr I Withdrawal ACH TO Bnan Yurana AT CAPITAL ONE. NA .2.000 00 I 32135 56
Apr S Intern UBS BANK USA BUSINESS ACCOUNT ASCC 0440419 323 13,83879
Apr 15 Withdrawal ACH TO Brian YulaLtS AT CAPITAL ONE. NA . 2.00000 11,838.79
Apr 30 dosing cash and money balance 311.9311.79
ArFle00.20C011590) ON 9M Page S of 6
SDNY_CM_00325455
EFIA_00198230
EFTA01307496
Account name: EUMAX.„11.0 Your Ilaaneial Advisor:
ES UBS Business Services Account
April 2019
friendly account name.ri I MAY it
Account number.
crtirt <ranII Ant vl f emote
Account activity this month (continued)
Oat Activity Cesciodon amount 11)
Money balance activities Marts Ilalamot forward 615.855.56
Apr2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 04101/19 .2,000.00
Apr 5 Deposit UBS DAM. USA BUSINESS ACCOUNT AS OF 04104/19 323
Apr 16 Withdrawal U85 BANK USA BUSINESS ACCOUNT AS Cf 0111919 -200000
API 30 Closing ISIS lank USA nosiness Account $11,638.79
the UBS Bare USA 9Nnos ACCCUM is JOU! pi teary sweepcoon.
ArF700020C0705910 011900 Pogo 6 of 6
End of statement for account number
SDNY_GM_00325456
EFTA_0019823 I
EFTA01307497
Important information about your statement
LBS fnencial Semites et (The firma UBS Financial her I m >p.e no It.. than 60 days rer K Inn caps ty. A tut copy of the polry tordrg n anailYale tame or roans ard may not Imo Freer..
Sondra, d a member ol of rental~nay, ccmmcdty cent >a lee bet cownere ~etch the re< or won mane nitro",
and ophons«hrtes. UBS Faerial Seniors and UBS ande:taper • Modern Wiling to accept vane me to pnncpal and
Bark USA an ~ea 'daycare, to UM AG and - le >or rise* rd roast nunte Gt ally) nether the StC ~when me the~metal totter sane volatility» se* traor return
ANN, of U35 Searbees ftC thaiim'iInn, - Deer be Ow air a the wander pa se vane thelatert Ca/ IV • Anyzne Wiling to =Oat had, rik to enepol
slam«. eueldalr tort mount The Fern's entc•rese about and notice X der/ syoucn ere >co • Conan leser att.% worried by (ad ncticled n rd
hop rabble, to u•l, higri reams ow lee
office, re at Mere I it an ems' a why >cm~CIinn YOU retie vat) tut heed array Iraffi LtbS financial • (ratterrafåratey Consdrrate f tactod, a
clonnahm SenCra Foe circle«den Qinwr ce vcatch, pattco of the ordainlot hat accou,t may klode
- horde the *Aar aflame of Inc vaned *my mice; dretbk ~tea. rd feJ tern of retread coroner arregel tarred 14adey and Tex«
Ardsregistered n the mere of the rant hold« on Walk,
The Fem oe Card ~Wail romarte Ma <replant the bmas d the our a arde are),
and od cored dry ear pr omptly Fa ~Orton • breionen ccolrattf a tiel~ nitrate. (e 9. Stemde Touskitokfriar
IM firemen receecentc the *Mr oatdia, wad of you, mohma CBS Ver debit cad tredachs. 0 ~tr. kneed patnenhps ref Len" Fletemmll)lhn re We may ~VAS» al edited wort ~Ms mts
Lan Fitava Sava ~cant Olha Werth t*.dd more than 10 accent days lada iht. we allmat not rogrand unfree Seanties Act of 1931, the same rtes n the sane ernekce, e.g. because
of4.c ta docurrerta, onlanng torøletregelaa4~1 yes/ tern fa theaware youMr* es n mol, todel • Comma:~«mods (e9, tango ...charge and
not be relied upOn f you bete* ~re 6 neva a they here omen who also maitan pal ~ova
younil hent the wee of ~money darn; he tmie • pro/ ea metal <anal* inthedre3 lava ~arts thonataf rah Other (kerns el the on often I
*mom' please near it ~direly n twang to the tales Into complete out Amapa:~
Berth ~can of to office sent; ps axon Ind Oren, FIFT Øen contra; and >a prefer to recent tnd ear statements mailed re
• Depose account, Grape <tether*, of ~dinas CBS utrate 1•11OLtitt, you may axlee harrer oØ by
fiera mix all~is payable to the rem or te Bak LISA. UBS AG U S branches and brat n the calrg >at inroalAchme
Aft~ alfates ~era one Minded hob amnia, Fronde' midi-sir riddateden KØ of the FDK hand Depace hogram
nanny% data dakl not be 'red ala paoses ray ferment In addition to regular '<coax lont massar The WC rotten:in rd ihe tutotent~lapritteacn do Friendly texas% name
on)orend ter toms, e Form 1099. 5498. may be P.ID/tft toenamoa o. hos. charges foe late
4tys . lc
ehvhbnFear.° you la. mum The Fern b
reared by law torn:ere to the RS ilea:dde duderds,
perm for secure« p.axh.~ and charges Ice erpacl
rant n ash accounts Account that are trantleor
not apply 10 these asser t-~ if they atemnse appear
on beer tar ements Thin WC protection and the
Itteherta/ account Arne it Senatarlaibb •rOlitOiltR•
&men by you to asst you wit, your remed~ref
tipplers-44 protection cb not protect paint denge, has no1.911*W on your avast. is not Mended to
reportable n:n-trabb ~lids and tattle innen tooth « et.littlatt may be sublact toa untie 14. in the market veer of yes enwstrnerts Wed'« an • felled any sunny. prat.<4 rthorrntadaan.
tamed ere weft«, held n >our act'Cut net melds ~I of ~kin ~tome" *tat twill/WRY a mestment *rte. a re& Øde as:noted wet. sae
re bale named CM. erd to4 ban On~Ian(Oohed WS Swap Optiona otheesisel row,. and o not • promo> a guarantee that wrath.
teasitien. CBS deaten br »reepro fish balances to bark any Internal rea <na and b. xheted Al
deposit start at nrallesed bats and limber Dividend %investor* Program (DPM elOOVIONItt /KO* Krek d tee rebcang to st el
Communicetione web the Fine banes and money main revue' lends 1"m~ The pee messed n an enrage ora. yOJ may obtain ton of the rare "mama You ean dunge you,
• rinse rc.confinn an, oral carmnrabona uraner; Depose ream at LB5 Bar* CIA ananralfilrod the ;rust farce Iran Ay, financed Act..ita Only ste:Aa hardy ram names trot* Ordne Seances a by
to ðer prated pfi nyro. ecb-cr9 pow ern banes pandating n the UBS FDK -awed den me puthated end« °Rt. prat 'hen wll te (cntaarbi)~ Pewit ul Achnor
P
*rd. K Sectal en ~MeePredrosAct CPA) Program ar•TOC-nosed n atterda-ce vahDrC drults sold Jedtheta WI be &prated:Near accc•-nt The
• II the tinted tegltal on the lop laei ei te from rot IT rdomtabon, pima ost wow 'd(.9», Oecon dwdendre~lment PRO toppled be Ike mud met Accoort0earview
of taut saromere ana CBS Fehr eel Sancti- UBS rears el UBS AG Stamford Bade ard,hares el differ horn the neket woe at vt,toth *0Pinta' Ohre, • ante of you attocateåortfoth Net of ~eh and
runc.al Sams urns you ~um at ~no) keenly fasilt re not ~by Me ICC. ate *kJ
Øa by engrue« with the rekatsd mina man • Aster Included ~Akita:110.4nm vat*, fa
We nformed >ad the rebliantOnheneu Y Brit dipailet ri not protected by SIT`C Money kid Cadh-in•lieu rewitfild (est), and Global Ten. Depart,
0~. this«Mail tacat. en~ lend, and shoes re protected by SIP( See "LOS lineal Senors whole tmet nay be held en yor ware draw re erealized ads to ~kn, and emanate, not held
seaden re beredt UBS emneul Sown and not Accord ~en' below. ~ad lea pndlwF åt a fetal 01 å deaden] phattni byheler," Don not nth* ~chi stairheaMth
the nticacro tacker, and pa man ~Fe a ',ton or ~v. ~Fan we tithe sellDr el wets al a the add
day encr a ommon to both Inns Lan ytikat apsit. lurk depota may be Ør and ~tent can« ~ad( or
matte prce a !Mt* al retell Onernted try a evre stahmerel. ts~~01100. *belle and
• An dexriaed n the accant ecrements. you ~SI *threw,. ard threat of a Wray Turd may be • And han yØ. ard«ed., you «card
fadea and the crowds eared to pa ce >as eme«dabb nod ethane
eddy us 0, any cars or kald erriolar I I • (abates rdtdes debn balanced, atoning magn
~ ached en you ~amen, ninth 30 Mas air it win ~Nees ~had ~neat objectieee
mated« made real*. fort <rock In*. than acoaurel>»-Kot
The ~stet« *breams rein* profile re *SIC to • Cathtaoney Wand*: Total ol ~trod zwalabb
• newCW.(1~0~f ~haw« a Father ilfammtat aØ Sabha Mato options. PKIN account and may dny Weer pa rases can bairn. OA 001)00t Latexes al Alined rf
irrn't (tint mat •X‘.4,19 «onto, wleottt rate, and yields. o 43
/4141t* al Feapa sdwee the Fen proYeAbr n wring ol an/
a tollroce a BIM Aid 10690 t M. men, tint bonne inmost Allnisa nanalf tubed brat marey maid naiad kind
sapidant ^ant,. n >as!Arai Carer a seep balances. at Ow dosed le danemen prod
IT ØyMwgh n , ty. in mil ty 10 1.431$ ortw eating ItailoMet ~don For each acount fat you larcormally fee wedl balances net 4«01.0^4 se
41~ . Chen Patehons °torment. choose ore of the folloong imminent dajettnes nal 1eØ from other balances ad the Inn entry
Cyan City, tv 07087. f ~POI Sameiss account protection • Pro-dace Current Income arnstmeres seekrB the
he Fern it a ranter of the~an "min Protedon eta ryåd tyre fesus n tie minty caned its
• Al statements shall be deemed <owlet* and acorn (antra" of mane orly barns Weu finch re payable upon your demand.
it nog abetted ton • t0 dory Corporation (SPC), whith wheat 4~1~1totomat • ArbtnCµlaAppwaror. reniment tram)
• for ITY wrve of es/reranto to IBCO.000 l'encliarf 12S4C90 for Ths total o metaled m the ant prod0ring ealue
a IranWade groath of prmpal tree ten tn.~ram« ci
hr U S Cal dorm fce cash) &parser bechtne ~fable Loon
more Led% ireffTentlitien
• hose of ~On Cr Ora," *Ka r tettrat( req-el a ei weer *X 019 The SIP( asset ~ion • flotte Con/snit/en ot income sir/CaPdef
lints ;ply to all ear" that you hold h a prik‘lar Foe detailed Manton on the Fien's arcing practices
Iasi: tender (I71), Voa•debc Apprecaron Inn-wren% ward tote the generation ad dulosun, refer to you Clem Itelahonthp
<ad 'answers. cal ono,'
The Inn, loathe nee.~Ian *lints, KR *0 of mane and growth of privical Agyeement a Aware Acr~ 4r4t*Ginteal
Fnrcd heva« rc . Terns rdCondtions LIEeS kalement of Credit Parkes
~hash^ NI OTC€6, Ann WilailaSA Tarwes pschated wpflernantal eon« The maim"
roue payable to all diabey dems.o>leerrebtnder anvil
DnraBrikpreffae ratable oared...es and C4t blunts
the prolechon w ISCOmIlon at of Drab« tO. 7016 • Comes", Seeks to mortar.mid we pal ~IN al wow. i.e.,
OA« twite at won as >Gaut. 4 5,..,Ihrk pa been* ealatiley to the want ~al. men if
stnernent a recepl o mere a f you need more Suppe, to he poky oxidetam rid liraltant. cM 41
sofasnar bala a unto an the grement te Fin, el lenter rlectdef tp to St 9 mllen en its that mere the 4(Cotsit clan not gene, * >entity*
mop/ Fern or Cord bluer (as afrolcable)rmsti ataoCate la al you trast, held en a pendular
SDNY_GM_00325457
EFTA_00198232
EFTA01307498
Important infommtion about your stmement Kootameot
Vov sta - Fer «etan secvnes vading n noniortornirg • Ca hatimated)income. on n% yeltb andras. .• IV* wen* torrponsato, Iran LeS Bel L6A. LGS
Vott ealanax ~et ~Am ed *er aret held *nemner:es, pre sd gurtity Ila« rat) may An <erna ol mai 'tane o basa/ on current AG SuiedordEtech ad neiet eleed barks
n the eta« at the rodd de nalcm•nl prial You hm botn »utlad to boret proper statuane. dniitrot ed sneet Ilt% *51~1* tetranes val ert•at. aue cash temp pog en Ihn
my ad for depryd 'uty nagd bones r ane Irre To oboen airem gudson. herten anda*. «eitel be hella one yta komsten« dam or ytt ~nem, mal be a mett* per ~i Im cr
You ni.hr besne (4<urnxt ved at ban «bese aller yak /UlntOr. trotyncy tvt mine. r Cl+ a gudetro, acciary mag te a patentet. d seiar dak dedot
refrad an bale« dat ro tten Ary urtale, ad conteuld «ant re not gusanteed teines
transfered beef en dsed the slatement pen:d me • Peohnit• invnIrnenti and ~od ~due. Estrnead mel mant and ciarent >vald la
Istid al medet vakrest d Ilse ml d the stane« Private nemnet ittoinnt (c4144-9 &Kl <anane/Pel Of baskes «urd melde net" of 4c8v4,
pene/ RtettitetCn C•09tInt indthtiltttat aeltrntnl tatt ratl a «DMg" n ethilh mr the ed inkerneen regsdna commosens and ah« ~os
• ~barin ia ddtemnnolhe<ost ben of the most« ad servtised~ts are genera/ batik ;norne (ed tunene >egi temd be eneste& ricurrea n <cenecocn "ilt, the tur -nonet vades.
~Mer indoded n lennemenl. *tele mdcad "Bed («tan druknet orodsh hare not ben - Cstintaed armee «ane ed en« yeld and the stenerg gaten varcactoos hann nudd on
»Mehe nerts 'l,' ISS Frontal knott he reidd re;eareed wth the Senat es and (sarg* roet :scene and yeld inePri be bmt or hett cedrnmeons pranausk furnarod lona. ed ali be
m entoms^ cblaned horn ~on nr 'han LGS Camosona ur re fy state >tunn*, Unn Wc enn the egen/tad smititt leonded to su ecnid/Y onna»,
nanaalt Snes. andeg~mat*" ben nott ha phavdeetlenaled vinn lor pinn% Il dnat - An omme* ol matrod neon» (dvdord anda
lama mag have preeded to sis stane, ad mulved prectacts kr ',larmahem, internt) draird ty te are« meiet Stien saling
Motor Ile Onn doet not rdryatnintll ~dy er ~cf* AiAtelty n tnt garantied ~nano bale« C~ on the last dvdond you ra eroarsd n Moet sang a bata', may
gant the x«.racy 'friday wri «onetMon - Thett vilt6 (Ml« stlystetek kan eget d a ment Nyrene rna by the nu-et and «Mf å chege de lo <son bongen, em% la tal
am, .stika p•• rare ral
Ø~ed tys:vas0th« the, f nanail Seiv«.
3dd...et aha.* LEK Forhol dServices «neia
enda.« *n «nonas g o mened the Ina
untrityce
«Nuv& product mai be boar* e sold and do
not reeessaily revnert the sale su my 'neie
utnesle bevar/Mp:nu ml be helle air
>er kon, she sn« bate uned ~sal ,
Aeoracy cortnind yed se not ~eltet
thrhallf ~kr
Open «dm
Ø rott arp' Mitti« tat *e Semske ‘Port Souidenn. PaBedina open ca '9:ed Mk" elet eders tot
~Coat bed' and' Urreddedgarlloss' - %ni purty ellevtes of valene ot • «dan • Am° not hold by VIS linarcial ~ML (titan viIlnat ~tind pest stattenati dale, open buy and
*tete,» at ot ta datt d *i datamare Atti" date and re supt:~ OBS green, Servan on a aset, ire rot held ty the ren ed nat *enn the tel skoeden se nedved by the anerite ol cfradetls
pine duren aµ on fin rl«enflom mitt regns ben by an adhordent "Åene Inn lesi possessian or <reol Nase attest se « rites car st eadradeds cr orn date unless
~thea«YII 6Kei:413, k/ tar OtAtOWS « - Kase. 94~31prin« crtponsof &amma ra drolned on sur rubiner. lor ednatenal nanxbd onewee by su Var ae responsbit lor
Olhenntnt A«turitt Unletted to te hm may d ry. ara saal•ed tofe Fim byte mua. Nepa« tely Potrant and vast pernod ae adr, Chat let *rated CLOU> yett båre lo or«n
blad 91 1051 damalen only loe te berodd rent panna" or ~nor and may be cablated prondtd byte mus-glam UBS ~ar Seedet emning ocen orden
leme ihey se led at fe Fem More avrettet bardon diket« olaneon Iran the used by not ~stae fet en «omsen a-ddenne
Hamran cri be ansat by svfnecial Adrtot tid pines lo deie per essmated .akts %reel« ds seurey finne smeis se rot grated hirse
• Unradired sysinAllossa neon daues ' ,slabb. - Tau an dean addia‘al Hamtun regatta; by SIK or the arms ~santal SPC romere, To obtan a copy ol as ant« Glein Prinacy Notke,
estimata! ratened °anatom" se talcuteed fa dit used to detnint the tenkt cl desse~ eter Fesaee.IAØ a vet as fniste
nedsal savry bh the traud tan dau for vake ed the dra ot kw intannation the rs. the • Revenue 'hating andada:anal a.., t'. Il >4~ obs rombmstroat
Medul te: maya stry nr folket carrnssore. basis sr the «enet by tontacteg yak inancul - an ~besto conemwern ai saks and I :bl km - ISS Truncel Sen«, erot, ba* The BMA. Busen
Arte eder to:umy borgriaxion ~nu Adr«, mened n connedcn ord, Me (Innbua«, ral manual Seien Account ISA ed EMS we broken,
Orniknd and olh“ mai lon ant snuse< - Ihrd party osimaled van myk ribsed as kad. to os <lenes we at os tilde mais uroml* ranch Ødt Utett lo bal, ing ~n ed
~db bst ro who:tron:d to die,/ c« pasod' n santal undans• *son an revane Mang parmats Iran ~ett ~or poden le~arranonnents enn brik
~ryd lot ten?' Tradedatt' <Mann essants the rdaperde. valurna bm he rot ~led n• adittat ot the mnal tunt rat we ull ~e and ofl< ihrdperty bads. andpa:rakt sans to
0-9nlIkarnacten vade data vubk to assein van eten we Onne isse ~sti re bied cre tao «kront oxrpznallit ~ rat and an rorty profet. ur by ~Mana
• Callable smaeltlet Beda anandered mak dut *ml emden,' evre has «ened Mr ~tala **ran of sen by LIBS of a PanCtilY Ilritual Midaarty emir« «minner troti mautkro,
the es.sur <ah for tarY ~ion nil be wtested graaust tel:~ yale mo lathon. ca ne«, 'ltd falli!), to oe <lems and OB te bie ras da ~ty stAncluttn ol LGS Trunad Sences
~etg bylot kom ned al ~es ca the vite *end betedd, speculaue dit 10 the nattre ~cut,' (naue edd Isrys tam" teid at tb - ~nem navar«. rid metyl:K[1X%
enstert n oienarra or ri nome« romt lot as d the x< unty fim - ete MK reved • No bant mette Mal lose sa*
dent, (al teatre ~kones obtared kom eird When noti'« an 49~, 9~11 favner of (parcl - Wt and os antire alsO 'ccm, ne, wedi+9 ard - RIA Reiar« Metagenen Acta," Benros
pales ed as xosacy rs not vannbad Od-stal Moraled tabt ror a tedpaly *Unett ratt rt ~trut notsteg ber in consdersers for unte Sanger Attom KA, s and ri murt Reiar«
bann rroy onn wen:hoa-da eten yekf templa« peowdat the »be d te sonny MI be detre< agent sari«. Inn ta Øde to the nr-tuehen& Matre« ~x« re re resstmed sne enses d
eilernaccen ml be racudid i.Gon regien from es pirchabprxe Pest> toet grer" se pod troen ~na rust en LGS ilmal Snes re
• Pritetraba Pron Olptty•O lor te<vitt• andeler - 'ottetel canto Ose' mag indrAe revn of the niel hand and at a hent dolbe unen biset - ViSA d a regmered Vidna *vad by Vda
senxtras mai be hør os bra< ten the pron tie apital, roene or both onde runt« of "røt at to brckerdeake Vrarnswiii Sxwa Atwuoca åndutad Lad«
yanyould rene,/ mone n ste nyhet nat a. ▪ 'Ordrui una sve ettlewli te mal Bleig holding nual Ji d of the lund lynry Rene The ISS Isa «edb <aids ed the LOS Vita
~rom vennefed Party ICentes *high ne vice p« ert and ~yret tellet, >tas «ni bate - b addtiri to («mesan «temd n WV1Kliør, Ø <4105 ett evnes by ISS Sel USA with
bele* to be bleik. be ne do not wirane tier - OPP ard u'IMed Kfr sec-es re noi lakdon a \Va" tVe sale or darbution d ~uty <onkels ed Pennen IrenVna V SA he sporated Alder
•CCISX.y. nemne bevares ~e, and art central/ vat mermenn Inn/ unt lo Ot/ (lent,. we ander Iradnarks, rtootsed nademal 5, snet Takt and
We "nen* uu the <kano pk* *Na ~Lab,. cr daztad ede ende*, ca' be sold, the pme ora athlote tetne te~ thttith;1 otattenlatnn regentred bnr« marka n ol Mer respebe
Ihe 'nec^ d the bd and ae. pekes la åsted nemnd may be hes ~tape Mare sakne«, han enry ot the reserie ~arm raseseng ~andes
~mas ret open e eie bi:lines OTC vas praackd n Me sea« aen« ta arnUity «mele, elben cd the 110.1,11CO
•~444 torrpinot a tpnatert 04 ~une en~int bunt LUIS ~Servise Mc Rov 41BIO
- Iss aarwytradaelbaska may te prided uer» a • Raelacted ~Mo Rntnint CW6144 sønwaty witdatbuTO
vals:nn.~0r the mon moen -'M are not osretk rigebb la pr.4:ak sag Les F na-Kul - n scIthtUn in «entssuenn•cetvid from th•
deaned ard may nol rafte« r actual maket orke Swvtts ut" the ~c« tnt al te untstreled Rock ~e and sak cd ~sivdl. ert anda os
aval. *.• mane grat as an iteptatd vale lot ete attlate rer w• at brattyv( I!~ shering
- («lan 'dilik.« rna, «eat %valdta a pie and restrkied slo:k kr parpases of Mi ten« Ody. To >ramen, from Ne *Stae chariadora b ned as
vål show as 'pr« sand solide' 1 we re the tan Mat MOI( bed steva es at egbk for sak, husdag for i« hrology clnelapment, traneg ed
uno* to cblan a prot to I SeCiany. de vare wc-Nedmag be ubstentital lett the tnt *dilte en.
- Otposts ««ratesdanomnsed n orreem imperd vake Monn. - Om "LINS aha recne audn; cornerocers ed
der tron u.S. dollars av> r•fleci•d M te ~ronga odbicarperneen from OLOflitirdl ad .,arre
rate ed the steamen date «spana !ah:« groaett rare darbsa
SDNY_GM_00325458
EFTA (H)198233
EFTA01307499
UBS Financial Serwes M.
UBS
nagement
Business Services Account
New York NY 10171-0002 May 2019
Account name: L BOSTON MA 021 14-3252
Friendly account nein*: ELLMAX U_C
Account number
Your Kneed/A Advisor.
SCOTT STACKMAN/LYLE CAMEL
(Merle
Questions about your statement?
Cal your Financial Advisor or the Value of your account
nesourcaine at on isonl 30 ft/ on May 3t (I)
accoun
YOur assets 11,838 79 7,842 33
1Asit website: Your liabilities 0.00 000
www. tbscorNfnancialsonnces
Value of your account 311.838.79 $7,842.33
Items for your attention
. Help protect yourstrif horn fraud and
reeew bank, credit card. and brokerage
statements regularly. Also, get your free
m 61 Wert annually horn Sources of your account growth
wwwannuakreddreporrocen
Tracking the value of your account during 2019
View of your ,xcount
I Thousands atwas end 2018 $11.82870
Net deposits and
wthirawalt -14.00000
Your enestrrent return:
Oindend and
interest nosme 81363
Change in
marbet value $000
%nue of your mare
one/Wynn**
Member WC nis970002020668477 0019 Page 1 of 6
SDNY_GM_00325459
EFTA 00198234
EFTA01307500
Account name: •.•r, Your lemoncial Advisor-
UBS Business Services Account
May ji!
Friendly account name:
Account number
A• SCOTT STACK Mont vt F CASPIFt
Your account balance sheet
Summary of your assets
value on Percentage of
May al (I) your accamt
• Cam and money balances may indude
A Cash and money balances 7,842 33 10000% Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cash alternatives 000 0.00% account UBS rpC insued Deposit Program Bank
accounts, MS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual ford
sweep balances. See the important nkvmadon
D Fixed income 000 0.00% about )OW statement on the last two pages of
this statement for detais about those balances.
E Non-traditional 000 0.00%
Total assets 57,842.33 10040%
A
Value of your account $7,842.33
Eye on the markets
Percentage change
Index May 2019 Year to date
S&P 500 4.35% 10.74%
Russell 3000 -6.47% 10.92%
MSCI - Europe, Australia & Far East -a66% 8.05%
Barclays Capital U.S. Aggregate Bond Index 1.78% 4.80%
Interest rates on May 31, 2019
3-month Treasury billy 2.27%
One-month LIBOR: 2.43%
ma)700O20:06854 CiSs 9 00X03000 Per 2 of C'
SDNY_GM_00325460
EFTA_00198235
EFTA01307501
Business Services Account Account name: EIIMAX,LLC Year Nomad./ Advisor:
Friendly account nom/aFUME( C erfITT STACTUANI VI c CACRIFI
*UBS May 2019 Account number:
Change in the value of your account Cash activity summary
May 2019 ($) Year 10 date (S) see ACCOUIR armory this montnIu anti Maras in your sweep Opiate Xe wedudtd in the opening and
cluing balance( value MK insurance xophes toabout at Urn Rank USA and SI bank; partcpabng nits
UBS CDC hared Deposit no:yarn it does net illy 10 &ROOS at was AG. Starn1Old &MCA SWC
Opening account value $11,838.79 $11,828.70 prole-flan ataXte: to money market :weep lund hddirqs but not bank deports See Important tobrmatvn
Mover your :tseemere ca the tat two pay: d thtelcarnent kr &lats.
Deposits, including investments
transferred n 0 00 16,0C0 00 May 2019 IS) Year 10 date (S)
WrIhdrawals and fees, Opening balances $11,838.79 $11,828.70
ncluding investments transferred
out .4,000 00 -20,000.00 At/aeons
Deposits and other funds credited 0.00 16,000 00
Dividend and interest income 3 54 13$3
Dividend and interest ncome 3.54 13.63
dosing account value $7,842.33 $7,842.33
Total additions $3.54 316,013.83
Dividend and interest income earned SUbtfaCtIOAS
Checks and bill payments -4,0^0 00 -20,000.00
rot pu 00SeS d MS ailment, lately of intrertSI end Claknd ifKOrne has been delempued tan a US Total subtractions -$4,000.00 -$20,000.00
to '<CoshKt Rusptchue 'Med rara the tesidence of the acount ankh account tat or mac, type,
scent 'nines( ands cin*nd parnents may not be object to Unite Slates (Us) anicr Puerto Rico (M)
know* Uots The Oat monthly Raman! is Ml keendeda be used End cannot be relied copra to lac Net cash flow -$3,996.46 -$3,986.37
Pu rases Cleat anal *let to the 40 Katie tax inactingIota they recta horn UBS ennualpsuCh
the forms 1099 aust the Rains 480, to, tar reportag information nit the Paint of UeS to It, the dosing balances $7,842.33 $7,842.33
Walt* itpottrno loans war the US Menai nnenue Senice 340 PR luxury Otanment, a10 in
tuatara a(Cucatny deify dvOena ado Plena at lac eceral Or Watt* mCCvnt Heart (XVII you,
ndvdual tat ',repent
may 20i9(SI Year to date (1)
UBS Bank USA Business Account APY
Interest period Apr 5 - May 6
Taxable interest 354 10.92
Opening U85 Bank USA Business balance Apr 5 $13,838 79
Total current year $3.54 $10,02
Closing UBS Bank USA Business balance May 6 $9,842.33
Pr or year admstrnent 0 00 2.71
Number of days in merest period 32
Total dividend & interest $3.54 $13.83
Average daily balance $12,088 79
interest earned $3.54
Annual percentage yield earned 033%
MX7C00.20C0u0S479 MN OS19CCCCCOtOrga of 6
S0NY_GM_00325461
EFTA_00198236
EFTA01307502
Business Services Account Account name: Year Neriecial Advisor:
41D UBS May 2019
friendly account name —
Account number.
SCOTT STACY MANIYI EC-4%1Ft
Your investment objectives:
You have identified the following investment objectives for this account d you have quest
about these objectives. disagree with them, or wish to change them, please contact your
Financial Advisor or Branch Manager. YOU can find a full description of the alternative
mvestinent olaechves in Important mformatton about you/ statementat the end of this
document.
Your retire objective:
Current inCOrne & capital .42p00200i1
Your risk profile:
Primary - Moderate
hvestmeni eligibility consderatten - None selected
Your account instructions
• You accoteit cost basis default closing method is RFD. First in, Fest Out
ANP700320005854n Pert 4 of 6
SDNY_GM_00325462
EF1'A_00198237
EFTA01307503
Business Services Account Account nome: EU.Max, U.0 Year Roande/ Adulte,:
SUBS ay 2019
bien" account nam,- Fl I MAX Itr
Account number,
ernm <JIM- Yklen, VI c CA(PIGi
Your assets
Somt pre" re/rente ala (vast vakta Shawn may e Csarannsle Al a kita. GOM and kaSeS "Vy na
be Zmuietely refleclel ytt important alomoirtan abostiow Seksere a the ere of ths &cornere for
mae ,nfamalion
Cash
Cash and money balances
Cash an/ noss baisset frys sildar mala» cash balances, OBS Bank USA ~sit account VISS Ball USA ascl SI U BS FCS insurecl Rog" Bas* ckpost steurt bøsses se **red by i he FISK wriNn
uBSSCse muren RessnelanA Bass«, OBS, AG Sankt:AG Beaten Ushohl account tasses ane rroney ~lunk imts. btA ase not paesied by WC UBS AG Stamtrel Brant h deyosit scouni /stamn ale not insurea
~Mi mnd lund hamp batanees by fOiC ana se not prometect by WC Masy manet heng tutane ti are sect«ted by WC bul as nal entitet ty
the SOK
Se the important siOnnabal *away)» stakene» at 'he end of tha rammen, fa *tal, aboui trose
['gances.
~nag baby. Closen3NISnce Pme per Shale Assge Psidenci Stein, Dap n
Haram? an May 1(S) on May 31 (D on May 31 (N rate Pensel penoi Gap fansen (S)
UBS BANE USA BUS ACCT 11,83839 7,84223 250;03.00
Your total assets
aksentar 44 Coil Blimateel UnreSiZed
Vakre on May 31 (5) your accouni bess (fl annan l nccnie (SI onnor loss (5)
Cash Cash and money bolenes 7.84233 100.00% 7.842-33
Total $7.84233 10OØ% 37.842.33
Account activity this month
fot repe uslonnallos absut tre piker vakte showa for restricied snu etes, se »port») nforroarem Mos
Jour uttene» aa the end of Sis riacsment
VOVI Ouseek Cash CaSh eld
Date SUM), Orscaption nyanse mek ase mase »falla» (D ernount (1) money Palasset ISS
Apr 00 Cash mad man batane, 511.$38.79
May I Virthdraval ACH TO Bn.an SUMMIS AT CAPITA/ ONE, NA •2.000 00 9.838.79
May 7 Internt UBS BANK USA BUSINESS ACCOUUT AS Cf 090&19 3.54 9,842 33
May 15 Withdhiwal ACH TO Bnan YusabtS AT C APITAL CNE, NA .2.00000 7,847 33
May31 Glosing cash and money balance 57.84233
.097C032000WS4,91 0519 CCCOCC000 Page 5 of 6
SDNY_GM_00325463
EFTA _00198238
EFTA01307504
Business Services Account Account name: ELLMAX LLC Your Ilaancial Advisor:
UBS an
!blandly account nanw-Fli MAX Ilr
Account number:
Sri- TT STACI SA 8IVvt c CLAM
Account activity this month (continued'
Oar minty 0tIVIVIC0 All)00111
Money balance salukis Apr Beane@ forward 611,6311.79
May 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 0901119 -2,000.00
FAsy 7 Deposit UBS 04111. USA BUSINESS ACCOUNT AS OF 05106/19 3.54
May 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 0511919 -2,00000
May31 Closing Ulf lank USA Simians Account d7.342.33
um 880k USA BAN% Account Is Tout Mimi wow" coon.
Awn:0020009354n Ne7000062910= 0515 ►ogo 6 of 6
End of statement tar account nurn
SDNY_GM_00325464
EFFA_00198239
EFTA01307505
Important information about your statement
LOS lemma' Swint at. (the firma LIBS tinnier hoe Nom you no Igo thane° days an* to Fro rePac Cy. Aka copy of to poky waving it seeable 'recent ce toms and may nol .440 Pad* dn.
Soong, as a member ol of anapal sway, witty ten p.m to In Varna, co *Nth the Ma of loon mount .rf;abet;
and Wens +schwas LISS Entreat Santos and LOS PrObl.n, :Mend. • Moderate Wino to rapt sane me to prate:rat ard
Bark USA re rdreet sLbsclaws a LISS A6 and - frond. nay nano ad warn nunte fit any) Nether the SIC praracn or the seaplane-sal tolerate screw Walaeyto seek h•por rams
Oda*, of WS Units11C 1MFiml lnnval - Daserbe the eta or the transfer sou Se~ Wadcra apply to: • Aorieseve Wilirg to accept NO Ft* 1*
anima n nobble Loon request the Frm's twain< P•cf”I ad
about and npLin Malta* as you can ail/ sou • Colin 'natal alien anthoried by fad molded n than ealatIty o add hp want ow ilen.
°Ikes re at blew n h enema a why soa need inn you Wan valel COI Mai away ROM Laa5 finance' • frwfrnertffgtky CrkadtreNOn I tynoctod, a
clormalio• Since Foe temple cceleh pinsarne geoLtgis, paten of Os bola° for that worn nmy made
- horde the dollar emote of the wasted erra. ncLdro drub, note". and li)thwei d narteal couple. anklet, hewed leardmy and awn
Ands registered nib name of the roan holder on valency
The Firm a Cad basin. nveitate yaw caroler* the tads of the me, a osier wed,
and wal corned anyerror prarptb• Ia apedsews • Partnere (coon a nwsiment nitre+, (e 9. Sea leousecoldeter
nartamern (wean'sthe ore" afro, road of yoar motag LOS Wareham sad tratacto-c.l we late limed partnenhps n1 aerie placements) hat re We may ccoso-Wele aft related Account itaWnertsmth
LBS inisoal &ears want Other nowt". +WV man than 10 haw days 'Gob the, we nal and( not moaned under the Skantin Act of 1931. the Noe *Sins the same ernekb. e because
*Nal to cloarrertS. <*Mating COkklinge.lars1/4 440 sad watt fee Ike wan you tae then mot. so thi • (aromatics ea-tracts (a ca. faegn **charge and they hen omens who A* mint,, pre ascent
nol be rthed upOn f you bele* Marc 6 antra a woad hew the use of themoney durrg M tete n avow metal <carat* ncludro hewn corneas relienthew nth other clot el the ere ertletee
*mown. ohm* report it minechately n twang to the tires tato complete az in ad arm:4h clotericomracts. ad 'Cu prefer to man rd ed.r.a statements mailed n
Branch Manager a to office wen; )w o:coLet • Depose accountsBrawl golden, of deposer CBS warn enedocot, you minribonol hosier:odor) by
Ilene make all trotis payable to the form or the Bark LISA. UBS AG U S bathes and bras n to crInnov inanoalAdata
Atha* at fgures thorn, re niandod lob amen. fnancial innwicn Masada(' te front of the IDK hawed Drain Proem
slalomed oblad-cukl nol be used kr La rowan Boy Pittman. In addition to nogulw acorn fon. moans The WC protectors and the ia.Partmenhol pranks, do Priwwly wan name
t ey,onra md tar lam, . form 1099. 5498. may be zipped tomantra-a fees, throes fa late not apply to these assets ben if they oterwee epoto RE 'leek* Ecouni Noe in la tuntcyneable •nakrarn•
5. tic ).Awn Oran, Yea' tax worn the Fern c paymona fo' apart.; purchases and charges la aped on yoLr diernenh SlaC protection and the chosen by you to ascot yOu wit, you re<ofdttepto t
regured by Ws to few tot* RS Auntie dud/eds. rotes hash warn Account that aro trarcland wpplerrenal protection obit' protect aging changes h is no kcal elk a al your admin. is not mended to
reportablenntecabb dnidends and !stable Merest toother neh men. my be subrnt TO a cadge N. the make volt a you reestrnens (whether es felled ow yummy. prockAt nearer...diet%
toned enacting, Madams want net maids •end ol market movement. awn baknpya ono...Int...4**ln,, a re& pd.* aslotutttl web pouf
on sole transalcet. ad toot basis on(Man awned OAS Sweep Oplkev otherwrsel moult ado not a promco a garnet that wrath
wanes. LOS offers options fa sonepr) tech Winces to bark any InaKiat resust canoe wit b• ahead. Al
deposit accorft at ncnalliated bats and attar/AS Dividend Reinvestment Pro)rama 03Bin moments ma* the rile of IrA audit; to redo'
Cannunkationa with the Fins Dalai and money inane maual lint (Money isrdd.
• Dew reconfinn arty teal coneramorbons n Depose =int al LOS Bak LISA and or athlend The V" ** I A a an aMarle era. you my obtain loss of the ran rwranveit You <an thing. your
the aloe, VC. Iran leo, Inomal Adis* Only Mole handy want nacres troupe:nine Sweet or by
tofurther pant you 'Ott rebraln9 you ern bents particoing n the UBS KIK-bared *urn me puthased under DRIP partial sham all be anfactrg your innalAdmor
anew the 54<yd Os V•drile• ProwItal Act (Sea. aroaam re PDC-newel n acordwe withDrr rule: sold adtheetcher& be deposced n your acco-nt The
• II rho Maiid cacao, on the up lent cl Pe Mere Foe more nommon, please not rte. Idcgaa Depose dredged 'treatment once avplcd be the oar, mat Accoratoverview
of Vic salaam 6 rot IBS Feirxidl Soma, 1.61 4(Out el UM AG Sloth:4 E• arch ad Uwe% of der than the malee p.c. al +nth to PacialPan • Yates of you accoundpambia Net ol asses all
natal Sews cartes you wont 44 (hang Nary held we not nr.red by the FOC. resold
bin by arraventra •vih the routed minden • Assets rellthdts nibble Meth turances..ates fa
we nformed pail Iha releheritho oftn,Y00 Baal deposits are not protectedV/ 9 PC Money find Cash-Misr
coned thestout. h dm case. you lands and therm at protected by SW( See "LOS Inner Services Intriehd wont/ (est). end Gobi Trim Depaws,
01/ wholesnot maY be held rn yar wan ism ay arreindmats to market and (nun owes not held
swathes Se located at UBS Inmost Services and not 'Wart erotectai blow. nrildlx, lea paneltwl se a fetish of a &Mendpeewit by the;cm Does not nark waked seoninnaels
tho rdroctxrg bicker, ad you ensl mike a report or ~roe. the firm sal ether sal parlor unit al
Won soar repast barrow wherein alum nay be a the end a the poor rid omen catentra prods. a
of stow a °mown to both ferns matte prce a wept al raun dettrmastd by a prate onstmearl awned stock wont and
• As toted n the arrant cements. you mat vatanyn. and sham al a Money fund nay be re:Wend steam army. rd voila yeti strove +wadable nod corona
eddy user any ono; of frau) erdoInt.. , ads 'readied and the proceed, returned to ran you
Yen ..<<osd • Warless attain debit balances artordng nuegn
reflodied m you neuron' mho 30 after it our teammate* objectives lows. crodi Int. Oen wan Watts
MAIO a nude availed. The nrestnee objecteres adink prdie week to
Ifine nfcmmton boa nalable nano Wens. • CrA,money Wenn Total ol Lanwrod >wadable
• Me we trio arab. ampler-a a ern account and away beterecnica =met.
iencs Cline nclana <wren fl aw. Wes and yields. is e•ntable oath tolanK plc &pot batnee al allNeed and
mat Nap. .adato th•Fnn es prOttylb. n wing sty
worn ad scam. hom yoke inmostAcme, nonetoad barks, ad money rosin mad lead
or toUroo * SWAM to 600 t unciel &unix pt.-flora/a maxima
a biting sweep batmen, a the dosed the "team perod
IT Monday Mwgn i , ann.rote 185 nenterere obese% For enyh account you Nentormsodly Inee cad. balances 'you accotril ere
ts ax.. Cheat Reseals Department. <boa am a dm follaang madman <Onus,
LOS Firtmcill Services account protection me sevhanrd Porn other balances end the irrn may
Leven fly, N107087. • hocks& Current Income arrestmeras toting the
The inn cementer of tie honer nada Prottacn toe rydd thew lust nth* minty can ol at
• Al statements shall be deemed earckte and wine generim of recent only panne Item fink re payable aeon your demand.
d not objectedto n • fC dory Corpawon(SPC). which protects peones curt won • Aram,CoptiAopwrion hasinwits wean;
ol nsrmebefs <o to SSOCI,000 finclialna 12%000 for Rat total rs waddin the carat prodclomp value.
• Fa fl y wive or y oversell of pitapat rather than the genralen
S Cad dare for cash) &planetary brochure "alb* as
axone Le4ireg infoweremieet
• how of mots a <Vesta+ abut an elettfond 'net a el Yam sae 019 the WC fowl ',Whom • thwax• Combnatenorinayme andCaddi
limes oply toil accotno that you hold n a prtitader fa detailed Scallion on the f nWs lerdro practices
Inds &antler 071), Voao deb Apple(alto atontinerns seeking tads the generation ad Outman ran to tar Clare Ralattornhp
sat tramectens, cal end,
The inn, together nein sedan *hats, has ape of 'Nome ed comb of principal Agenrent a adlOat dultrilted ad the Genteel
inreol Sewn at . Time and Cadrtiors LOS kelernent of Credit audios
ma-chased supplemental rostra The manure
Wish^.En. NI MOS, Ann ReAtiithA Swedes Owe& Ski:Silo avaktle n Arena: and CX56:thoes
wow payable to all arable dam coleconb under
the prolechon o MO mien as of Deanter 10. 7016 • Comes", Seek, to merlonnial ;oncost sae
Calla mite as sore as soul. C raa the* Sat bond( adedwAy to the account canal. men if
Sabo(' to the poky confirm and Innen" csh .01
statement a inept rs map a two need more that mew the want does not genre*,conficent
Samara about a transfer al the 'manner+ a the ism n funhw yawedkr tip to SI 9 mden in the
nag. The Fern or Card basun epolceble) win &Wean fa Am,/ wants hed es a particular
SDNY_GM_00325465
EFTA 0[)198240
EFTA01307506
Important information :Mo ul o ur sla te me ni (continued)
Vov sta - Fa cedtepnwvike, vaday n nonadormrd • la (estimata* :lama nemnt yieleb andras. • tnt <antonym on Iran Le5 Bel ISA. ISS
Vott stamma ~en secisites ed *er enet, held denemnsces, ond r.cl ant ey ode vadeny An «,male ol arne/ eterne is baddm surren, AG SurrdordEtech ånd nznalletred bads
the Jaord at the rodd re staldmmprialYou hase botn zjusted to f selane atom rane. denied ad ~min. ~rann? the stades val *fax) od cash eneop prog ens len
utry ad for ~y d 'uty paid trones s arr, Irre To oboen nanam gunsten...hen nalable. «del be held la ant yta kom etatement dale e utal compmsrenrnay be a mcntely per ~i Ia cr
`feta mai rem«.,Madalt idd at ban totalral atter yde Frontm Adder tnatiscy Tlvt annialo 4 nirya gudiltha accidacy may be a patente d amer dak depas
pinlig enry betente ase collien Arv wcurbm ad ~naki interne se net guranted balexes
transfered rotet en dei-dthe slatement primte • Ikkat• invnIrminta and strand produas. Estrnred ansa moene and arde raid lor
Idd al midd vaken d the end of the stabenent Private nwetrment 14(.14*$ (rCiddrq &Kl talane/Pel d morten <edd indad. aret" of Actbåty
pene/ etteten logran and feal Wat aeltrnenl inled a <apar gant sh(h tat the ni Murration reqsdn; trimmens and ah« ~es
• ~berå. In ektemann? the <ost bein of the Savtes)ad senettned~ti ere genera, hi". ;norne bed tunene Weldi *muld be °notat& norred n tenecten wen the tien-nonet vades.
seastbn incloded n his teamet *tele indueed togid Cetan *utamd croids hare not ban - Estimated end «ame ed <ni yeld and the ^d d"? gaten vnattens hann ncluded on
wen the auste 'I; LeS an:etan knott ha edd ntystsed wth I. Seeda es and &dump aul man and yeld «41 be bmen or hete ccolarrohonn pftn)inkr furns.44 tora. ed +dl h•
ei ni°max^ <bland horn tina« dier 'han Les Carmosion irder ry state ,enveile, ben Yte than the estrnated anode pro,idtd to >co vevd/ an redfs''
O ~cd Sinnes. ndadeg ~maken hen ~ha provdeoslenaled valen for [redde ewl.mmt - An *nonne ol radlud ncoma(dvdord anda
feene the you mag has prorded to s e linanc ial sendes and ,turkald eccbcts ta nlarrnaficnat internt) dinded ty ledamen manet Short soling
Adm« the Pren don not ndryatecbmb, ~dy er ~US 0' Aukeary d stel Qatån1410 ~nano bale« ebxed on the lan dwiend you re ennd n drei seing a team', y uutry
garntet the x«.racy 'friday of nyarma. — The,* Vil"611,1y tilli« SU,Senl0/11 0,, Ctg."4 a meda palmene rna% by the nest and neid aUhu ge dd lo <son bonowed costs f«IN14
~ed ty searces eke than ISS f nanail $tevica am, at whith a p• rare nntstnwel smit or ~enn te weadhesdipatts vel be neid lone rarbeÅr smeit/
Ø akhoadh ISS Feia-cd Senkes genera stridd& product maj be boar* e sold and do ds korn the sl sendt bate or unbl ~sel ,
raide> th? amtro* a o mened the fem not ric<ensdy resomre the valde su mei reterre Atoracy cortind eld se not gsranteed. Open ordets
don nail Ødt arry Mitti« nat the idernalee I.Pon Souidenn. PaBseln? °PV, cd • ixod hitan:det adm tot
ande 'Coat bat" a-d • Ura:Ici:d gad lon o - Thi detg 'dennes of dia se as d • talen • Austa not hold by VIS linarcial ~od. Cdten ane ~tad by the statantal dale, open bud and
*tete,» at ot tv mated the sesamet. As euch. date and re svp~tio OBS grisent Smeraon a amtsm rot held ty the f ren ard rot *Onn the sel lied enden se nedad by the anevi ol dmd0.45
please dorm 1.4 on fnis nlarnalca to malte retara bau by a, edhenkeit valasicei feen Tertit ~sei or cceirol Thad aset. am «nats ca re oedridends or n rarls dre unless
enheta« Yle basens le lav penows « - Kose. gemini panner «sponsor eammed vinm( depland on se summet lor Somrene' nitisted ~dd by yta rav ae responsble let
othennwe. A«Odritt Utenaud totehm mal d ry. are anele tote Fim by troesuer. mpot“ inly Pectoris and vass pmanted ae ordet livt att ~Med ølt topas båre lo tanta
illed gad loss donnalen oply loe te (send of rent panne' or ~nor and mag be cablated pronded byte «arg ler UBS neiar Seede ending open orden
lime ibey se etl at he Fem More hbtorical bereden Uke.« ~maori Iran livt used by not respentae fot thi ~maten a-ddanne
iennmation can be amme by se fearcial AdMot. tid pines lo denne !Net simrad eten %reelle M reurey. nuet. aukt er rot pneedd Priese
• Unnedired gint.flossas «tern datais ~labb. - Tau can dean act~ ntcrmetionrectacfno by SIK or the Inne ttadramentel SPC co
-stege To obtan a copy ol as ant« Glem Privacy beke,
alt «ard artedidnd ~limen se teleutted ku stue
det ...thidd uånd to deanene the estmate ol desse~ sa feirast AdlaSe le vel tv midte
iductdt *nury bh the trandm, dau for vas and date ot he informationtimt e the • Rane 'hating and addildnal compeneation al nem combmsaseet
edmd.t bb my« ni,ly n« ml br correnostore. basis kv the nemt* by antactrg ryte inred - b /Meiesto tommestene saks and I .7b.1 len - Tnencrel Seiene rot ab,* the RMA, Steens
dorget eder tamtg morordxrca annet Advar mened n annedcn wth the donlearlon el manual Stemt; Aceount BSA ed EMS re bed<ra?e
Orniknd and oter r.n..-~ lett ns syttimine - Ihrd party ormeled van essay be rabatod as hede to car elenes we at as rade meis at<ouni‘wh‘h Øde 3«trit to bre fig ~H ard
~ds? bli ro who:renn:d to dials, 'Ne etat n sneen ~anane veen re revenue Stang permens Iran debulers ride godets le~arranotmems ne ledard bris
~ryd lot Th. trade date' <dann essenes thr. uddada. valta on lem has rot ~led cd adnecn ot the «dual tint Tal wo rel lis ad der thrdparty ba nan ande miks rest to
0-9ntflumactnn ask data titta totiven vas Menuve betene isse ~ses re bander tao «kront nedpapyrus meree and annaty prat" mod by unalfilated
• [Sable montlet. Beat and ondsved mak due *ml a ~risi evre has vaned ~olla åre anta« of lan by TØS of a pasha *sd-O.M ~ne ocmpanin trast inst.,raxe
Ille -muer utte for tarY ~ion wil be setested flirt
~ vals mo ~støn, ce sten Ile d falliPylO oV demt, and Ba Ile aset rals of a ~ty steddun of IBS Fnantol Senen Inc,
inartalk by lot kom gned al stosities d tess Witle s cald be tv914 speolakse dine 10 the nave ~cut,' ~lue land I ri/ sladres edd al te - ~annet, narrne and a-ndyP, XLCIf
kapbed in oie run", or n nomi** ovne lot car ed the se< unty fim alm ICK nasal • No bant g‘ssurter Mal lose~
dimt, Cal tedde ~kon is obtared kom *urd Wh0rinortw an kur, gysa damur of CpCs-af - W. *Har akar abc netwedno and - MIA Anode Management Atm" Bosness
pele, ard as xosacy es nol ydrenteed byer <al val» Kn a twd.paly ranet, ra» ~bus proCeinag Inn n corn•deraficn for trede Sawee Adam ISA. Raa and riternitami Ratane
feenes myr enst Nedhegle alba yekt. amplse. gramixt the »be of te sonsty ill be detre" agent unice. tvi ta Øde to the ~Anal Mede Mangerem ~art re resstmed ~te mrs of
(nonna«. ml be recreded i.conroduen from es teschad pm. Nase ten game" ropind troen mene tut n ltd nennet Semn
• ~vald Preet Oadayed 'einvist edda'« - 'Nedad ent to date mår "lide ravnot te ~.,valtad and ar a hald dolbe snart head - VISA es a regrtwed Vadarnark *smed by Vita
podast (nype bør or bede ten the pnce that <sela, istame a bod, on the runt« d scoret al te brekte-4Se Vremsbenii Seire Atti:edb:n ånd ~d Ltd«
sve/odd actualldecome in the ~ml Preet le ▪ 'Ordrui una site etpleinnts tit nid Merino holding nuual keds of 'hr lund lam ly Renn the ISS Ise orda aids ed the ISS Vita
ddaised f rom vardd *sd Party 1O,1es Mitt ne eke p« un una and media enka ycoicog base - n addliri to tormnisrensrecesed n Wviedien Ø cills se ned by ISS Sel. LISA with
busen ro be Sable. br es do not %inne Mer - OPP end Kfr seosaies re roe lined cn a *ia, the sale or dedrbution d tevy <onkel. ed PermissodrenVea OSA harporated Mehet
~tty. nrecnal doseres ~e, and art havelv urd n.n.strwl IRA/ talt lo (leret. yre ander fadmiks, reonsed nedervd 5, lervce mat, and
- %V* 'ensa k Ute the deng peke whe ~Labb or ilicuid and eve d they cal be sold, the tem oV eldme menn eser.* Skred tdrOentatal me:stad eneemtes se el nos riemne
the ~d the bel and mk orke, la åsted ~red mer be kis ~taper shine estime«, fit...vy of the .«,sauce ~penes unckmatng COMIlfnan
~dies ad totem e eir bid den la OTC vald. pro.rOcd ri Me raten arrmue the mute actrace, elben d the ilGrand
~dl en toal«« « tponset of te une ~sunn matt ILOS Finneid Servise Mc Per 4IBIO
- Lese rtudr vaddanta« my ba ridd owg a • Reelneted ~Me P•annedCW4.14 9l•Waty ~data:ute
valda:nmodala the mon nxem ame yd are not «reirdy Sari:~ sale Les Fna-cul - b addlin to «emmi^ recemd Iran the
ottaned ard my eted ratid n actual meldt tue Serven kreel the marka ond ol te urresketed mak ~e and sak cf NedShrest,n8. %ve arde car
aval*. cd the sn enm as an inpaded vas lor le "lde magre si aset.based reren* seerug
- Cslan patten rily gler WilhoUl a eke and reserkied slo:k for perpases of ted statement ode. To >samen, homineitSeres Odda-don. a well as
*ål show al .17C. *ard snitte dweae the <dem Mat ,eter( led teard es are <teak for uk. fu-dise for techn:boy cledbenem, tranng ed
uno* to cbbn a ete lei Miner de vake wc-Nedmer be ubstreital less Kn le dues«,
- Omosts «uordna denomnred n orrrem imweed vald dras,. - Ov allkilts ab> recne kad.g cornenscns ed
der *un u S. dollars "(Wien«, Julie ~hange oPer aspensden hom ~Mal furda sd nara-et
rate not the strimer. date ~panel shce.o gdoalcit vLo dabs•
SDNY_GM_00325466
EFTA 00198241
EFTA01307507
UBS Financial Senecas Inc
nagement
it4 UBS
Orr
Business Services Account
New Yor NY 10171-0202 June 2019
ELLMAX, LLC
Account name: ELLMAX, LLC BOSTON MA 02114-3252
Friendly account name: ELLMAX LLC
Account number.
Your Financial Advisor.
SCOTT STACKMANLYLE CASRIEL
Phone
Quirsdons about your statement?
Call vow financial Advisor of the Value of your account
ResourceLine at on May 31 (S) on lune 28 (1)
account
Your assets 7,842 33 3,844 10
1fisit our webs/to: Your liabilities 0.00 0.00
mow tbscornifrianuaiseeeices
Value of your account $7,842.33 $3,844.10
items for your attention
• Help protect yourself from fraud and
rr•iew bank, credit card, and brokerage
statements regubdy. Also, get your free
credit report annually horn Sources of your account growth
www.annualcreotreport.corn.
Tracking the value of your account during 2019
Value of your &count
I Thousands at year end 2018 311,82870
962
Net deposits md
87.5 vathdravas .18.000.00
Your owsment return:
189
Om:lend and
interest nome 11540
Change in
`168 11.8 'meet value $000
7.5 18
Value avow smart
Dec ioia Dec 20IS Dec 7016 Dec 2017 OK 2018 1,442r1,rW rt.M019
animal 2019 salami)
Ilutrior S1PC ANP7OCOS009929alia= 0S19 Piga I of 6
SDNY_GM_00325467
EFTA_00198242
EFTA01307508
Business Services Account Account name: Veer Pieesicial Adviser:
$UBS 2019
Friendly account name: I
Account number
Vr• • SCOTT STACK BA ANI Tt F CASPIrl
Your account balance sheet
Summary of your assets
value on Percentage of
lune 28 CO Tour =WV
3,84410 • Cash and money balances may include
A Cash and money balances 100.00% Your current asset allocation avalable cash balances, UBS Bank USA deposit
B Cab alternatives 0.07 0.00% account, UBS insured Deposit Program Bank
accounts. UBS AG Stamford Branch deposit
C Equities ace 0.00% account balances and money market mutual turd
sweep balances. See the important nfonnation
D Fixed income ace 0.00% about you/ statement on the last two pages of
this statement for detals about those balances.
E Non-traditional a00 0.00%
Total assets 53,844.10 100.00%
A
Value of your account 13,844.10
Eye on the markets
Percentage change
neex haw 2019 Year to date
S&P 500 7.05% 1834%
Russell 3000 7.02% 1831%
MSC I - Europe, Australia & Far East 5.97% 1449%
Barclays Capital U.S. Aggregate Bond Index 1.26% 6.11%
Interest rates on June 28, 2019
3-month Treasury bills 2.06%
One-month LIBOR: 2.40%
nt4,700C6CO3929•90 0619 Page 2 of (
SDNY_GM_00325468
EFTA_00198243
EFTA01307509
Business Services Account Account name: ELLIttaX.,LLC Your linedal Advisee
Friendly account name:FlcMAX Lir crorr sTarr Miusli Yi C rA5Riel
UBS lune 2019 Account number.
Change in the value of your account Cash activity summary
hate 2019 151 Year to date IS) Ste Account arm,* tnu montnIce <Yeah &lames in your Sweep Cpaorg re included in the openrg and
daunt:igen:et vats eraurancoaapbes to Spoon at UPS Bank USA and al banks partAPahr9 in the
UPS FOIC !IMO Deposit nrcsyxn n Oks not acetyl.) deposes al UPS AG. Stamfoid &arch 5PC
Opening account value $7,842.33 $11,828.70 ptotecton cam to money matte sweep lund haderqs tut =I Brit Spouts Seetraportane inbemabon
about your ;Innen< r theist Mo one: el Ito:data-mut kr [etas.
Deposits, including investments
transferred un 0 00 16,0C0 00 lune 209 IS) Year to date (SI
Wrthdrawals and fees, Opening balances $7,812.33 $11,828.70
ncluding investments transferred
out 4,000.00 -24,000.00 Additions
Deposits and other funds credited 0.00 16,000 00
Don:lend and interest income 1.77 15.40
Dividend and interest ncome 1.77 15.40
Closing account value $3,844.10 $3,844.10
Total additions $1.77 $16,015.40
Dividend and interest income earned Subtractans
Checks and bill payments -4,0nD 00 -24,000.00
rot ouposes el the Aternent, latabety ci Inkiest and clecknd Prime has been MAP-tined ftcm a US total subtractions -$4,000.00
tar nail"? PersPtclee Based CITOn tne residence d the 04COunl noon aCCOunt tpt, or onxtxt type, -$24,000.00
sprit inteest ands dvi:And dements trey not be sblen to United Slats MA ada Puerto RAO Ind
rxon* taxes. The dient Monthly Pattern( Is MA Intended 101e used SKI cannot be Felted tan for is, Net cash flow -$3,998.23 -$7,984.60
ourcetn.Clents should *let to the app Katie tax rePteting IOM' Ihey re(elke (Ken UPS comely. such as
the Form' 1099 at tne Parrs 480. lot tax remitting 'Mammon n is the practice of UBS to tie the Closing balances $3,844.10 $3,844.10
cafe/Yet& reporting loan AIM the US Internal Reuenue SerNICI aid PR beauty Deportment, and In
WO kens a(Curatdy ClaStIty dvidena anti intereit ASIA. tamp or maitre exam Peke (Meal year
inc/dual to prepare
lino 2019 (S1 Year to date (S)
UBS Bank USA Business Account APY
I 77
Interest period May 7 -Jun 6
Taxable interest 12.69
Opening U85 Bank USA Business balance May 7 19,842 33
Total summit year $1.77 $12.69
Closing UBS Bank USA Business balance Jul 6 S5,844 10
Pr or year adjustment 0 00 2.71
Number of days in Merest cenod 31
Total dividend & interest $1.77 $15.40
Average daily balance $8,100.39
nterest earned $1 77
Annual percentage yield earned O26%
ATP7C00500092949I 0619 Page 3 of 6
SDNY_GM_00325469
EFTA_00198244
EFTA01307510
Business Services Account Account name: WNW, tic Your eleoncial Advisor:
UBS lune 2019
friendly account name•El lMa) LLr
Account number.
SCOTT Siorr mall Yr ECACIIIR
Your investment objectives:
You have identified the following investment objectives for this account if you have quest S
about theSe0b;eCtrwes. disagree with them, or wish to change them. please contact your
Financial Advisor or Branch Manager. YOU can find a full descnpticn of the alternative
Investment ntleOlves in Important mlomaatron about wet statement at the end of the
document.
Your ran objective:
Current inCOMO & aqui apfrocraton
Your risk profile:
Primary - Wkxlerate
Investment eligibility congderat fkne selected
Your account instructions
• The aaouit recoid , Admix and approved by a Pnnopal of the
Firm
• Your account cost bass default closing method is FIFO, Fest In, FIR Out.
AfP70C0C603892,692 0619033213008 Pogo 4 of
SDNY_GM_00325470
EFTA_00198245
EFTA01307511
Business Services Account Account an: ELLMAX, LLC Your Fn4dd Advisor:
friendly account name" FII MAX C ccriTT STACK MANI YI F r45RIP
UBS line 2019 Account number:
Your assets
Son priCH. axone aid Oaricni vitas heen may be cboemlmate As a in^ ono ~Imes mat no
be tanned/ (enacted See import.« alormelico <boot your steterneeit a the end ot eh, &comert for
more intonation
Cash
Cash and money balances
Cain and noisy balance may .ixtude avatar° can balances. UBS Bank USA aicosit account Galax" UBS Bent USA and UPS NYC Inured Rote" Bank cletKat Execute Waxes tee owed by the FDIC Man
UBS FDC Intuted HoganSant Glances, UBS AG Stanford Enrich *cool account Waxes andmoney apt:citable infs. but ate not prattled by StFC UBS AG Stamlord Branch deposit account ~es at not enured
inykel mutual findPam OattinCes by WIC and ae na pioinied by SIC. Phone, market sweet balances are prated by SP< but ate nOtirntred ty
the FIX
See the frepodant oloonainon atoutaouc stateceent at the end oi this documem Co. Octal, about tros.
Wances
Openng Want. Closers' belénce Paceper share Amapa Oniderel inkiest Dap in
Hotting on Jont (S) on Jun 28 15) on dun 113 (I) rate gonad Period Dip frown (S)
U85 BANK USA BUS ACCT 7,842 33 3844.10 250,000.00
Vow total assets
Percentage d Cost Bummed unedited
Value on An 20 (S) you. X(Ount bath (S) annual inCOrne (11 »not loft (S)
cash east and money balances 3244.10 10000% 3244.10
Total 53,1344.10 100.00% 53.844.10
Account activity this month
rot trope intortrtabon atout tte pike/value shorn) tor mantled statutes, see import.« nib/ninon»ma
)our itIlea etet at the eerlol INS Oxon«.
YOU, Our«, Cash Cash and
cote mom Description tonne Code Fate vdur voetvake 11) mount 0) want" ballinCe
May 31 Cash and money balance $724233
Jun 3 Withdrawal ACH TO Brun YuraLIS AT CAPITAL ONE, NA .2.000 00 5.842 33
Jun 7 interest UBS BANK USA BUSINESS ACCOUNT ASOf 000019 177 5,844.10
Jun II Vinhdrawal ACH TO Brian Yulabtr AT CAPITAL CNE. NA 2.000 CO 3.844 10
kin 20 dosing cash and money balance $3244.10
ArX7t003009929493 0619 Page 5 of 6
SDNY_GM_00325471
EFTA_00 198246
EFTA01307512
Account name:
*UBS Business Services Account
lune 2019
ELLMAX,LLC
friendly account name. ELIMAX
Aaount nuenb•r:
Your Miranda! Advisor:
SCOTT STACK NI ANLYLE CASRIEL
Account activity this month konhnueco
Data Minify Cre100101 amount (S)
Money balance activities May 31 Balance forward 67242.33
ILA 4 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 06103/19 -2.000.00
Jul 7 Deport UBS BANK USA BUSINESS ACCOUNT AS OF 06/0919 1.77
Jun 17 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 06111119 -2,000.00
Jun 28 Closing UBS Bank USA Business Account 63244.10
era UBS Bank USA Eatr nett n«ouni 100 pi trey sweep gnat
m.700:60%929494 0619 Page 6 of 6
End of statement for account nurn
SDNY_GM_00325472
EFTA_00198247
EFTA01307513
Important information about your statement
Le2S &uncial Santee ht. (the firmer LIBS fivmid bar Morn as no Ude thane° drys rite the rm (pkey. Aka <coy of the poky wadeg o boilable intone or taunt and my nod .440 Pre yak.
Servant is a muter of al anapaluorty, comm.:Sty call yae to km daternat al *rich the eau' ot Loon moan *tarn
and options mehrges UM Eternal Sakes and 1.8$ Problem *Pend • Moderns Wing to accept sob net to pnncoal ad
Bark USA re rote* sLbsciaries a UPS AG rd - horde yas nano rd =arc ranter (0 any) nether the SIC praklen ref the st*Orneetal tatere sane validity to seek barn return
*Maim of WS Stouts 11.0 the int naval - Deialat 'he Wd or the wander you me kilos+ prattler apply to: • Aganwe With; to accept her 'I* to tycl”I and
Strinent n wobble mar request therein's enecutio *out and *vier. *alert as you cr.eel Wu • GinnInnate alias ormatied by (ad raided ring* *lathy to CM hg (Want our leo
officer re at. belts OK enema a why paned met YOY AC0.411 natal tar Mai away ROMLin f Arai • fealtner-t Artery CoMeltrANW I t+Ioctod, a
rionnelo+ SOM., Foe ehnolt anon 6).inteexeprodan, paean of the patio* lot that wart may web&
- Proak ...iodate smart of Ix expected error na.deg web. ietutes. and *we, et madual comple+ 012.1egothl•TrOdlipdmy and tyalt4.
Ands moaned nib nine of the rove holder on Wading
SAS The fern or Card thin MI nvesteute your <emplane the tocks of the our a Orrice fl ea),
rd awed err tem prarptb. Foe alleged Onset • Irreepoefrt «mots a nwsiment ntereSts leg, Statternetr011otoaholitrie
narrernern operant< the ore" oft au. Nat'l of yaw' neshvg UBSVaa•cklan cad ursacto-o. a we tit kneed patnenhps aryl were placements) tat re We ran (C030-4.4t tll reteA0 accoant itaWnerti mt .
LeS Ennui Semites wart Other records. e**91 con than 10 Wass day; to da tn, we tellmade not ro9c.dec<l.rolltrtho Secuntin Act of 1931. the same adders n the sane seta*, e.g. because
*flea tie clocurertS. <analog Cantina claa shotid weir wart foe the roan you ttink It n mot. to that • Commode.. cortrach (o g. kregnachaego and they hen wenn lab ado mentan pm road
nol be ratod upOn I you bier!Ifi.r. 6 enamor or you ell hese the use of the money durg the tine n pert* met.' conlead1.4 inflodn) hewn cortral1 labonsteas *Ahab, (bens el the sere attest
racoon. Olt.115 report 6 rrenedately n twang to the ties tato complete az ne•sligaten ad tenrodt`f Waco comraas. and you prefer to MOwe rid its stremenla mailed n
Branch Manacen of ths office omen; sou wort • Depose accounts (tato ander., of depose) a 185 wart. aronnaot, pa nay &ono housetebbing by
lime make *treeis payable to te rem or the Irk LISA. UBS AG U S branches and bras new air-grant innoalAdnor
Alta* at Egan thorn, ar• Maned lob* aconite (Andel insttak.n fdcatedcn to front <f the iDK Wend Cepa* PrOymn
stelemert cite tail not be used kr tar rowan wy Vadtmord In addition to regular Itccat foes, accounts The fJPC DeOlt<lon Ind Ihes...XArnenialprotedc. 00 Primly &coots% name
sc:ey,onYli-md tar tonne. Pe. Corn 1099. 549s. may be 9.bect to manterace fees, chaos fa be not apply to these math eon if they atom s<al:cen Me Hoorn, racoon nen< it fa tuatAntible •0•1.0.1nr*•
' 5 to)Mel Prang Yee: to worn the Fern o paymern fa secure.; tautens and charges kr u-pacl on you diernenn The SIPC prof actin and the chow, by you to sent you wit. you recordation) b
mound by taw to few to te s.5 alluntie dud/eels, anions n ash warts Acccurs tea are rornternd supplementalprotection oh nOt VOW aganU changes het nolegal 010 0 on your accost. is not mended to
reportable nrthabb dnidends Ind!habit Merest tooter noetnirs my be cubic, 10 a yrs* N. the market fl ea a you maternal' (whether es a (elkt dry stn. IMAM, dtcornrkalean.
tamed cei 'curbs held n )our wart. net proceeds mu, a market movement. now larlinioltY eminent <bide* a rd made anceuted web KY
On tie Mensal cm. a4 toil hose on ertencovered WS whenkay otheentsel 'COMM and es not a promos of grerrite Out nitro
wishes, 1.65 o s fa swoop cash blanch to bark a fey IrateLW moue% <e. Or well be arhooed AN
&pout accost at nenAloud bras rd attired Dividend Reinvestment Program IONri •3
400Irsifet /Woe 04.r4 d la; net/degto nO of
/
Canninkationa with the Fins banks and money market *Veal linos doney ruts)
• nem re.COnfinn dry teal anaerobes n retro Depose W.COSet at MS Brit LISA andnr ,rimed The price **led tan ard•arld' Cede Yoe may obtain loss of the aerie rteerrrent You <ail <King. yea
the actual pro, Iran .0.• Itat,alMesa Goll shale handy ran+ names tern* °nine Sena' or by
toque., protect yw r4Ao. r<b-6,9 you 9i1. Dent; parnaping n the UCK RIC hand ran me ;Le thastd unde DAP. panel sham all be antactrewar Faun tat Admor
the S4<yd V•driled ProtecItal An(5 A) Program re PDC-nswel n accadance wehltrule: sold andthecash oil be &pouted in you rcc•-nt The
• II the finaidwil radars', on the fop lie cite feat Pa not riomnbon. please est ahVefticspv.Cepost dottrelrennin,* price ROPI64 IN the 0,00 nay Mont overview
of tut subvert 6 era LESF•Itx..l SNmet, U61 4C<Otert. a UM AG Slorlad arch rotes of dildor leen, the main pet* ai end, to trialthan • Vete of you accountgaambg Net ol assets ard
!UMW Sows cartes your roken at (hanng Wray Fisch are not ivied by the FOC resod n.
bob fr by artnenert •Wil the routed minden
we adorned load the reblento elen,Y00 Bard dtposiis are not protected by SIC Monty rind Caohimliate
A
• Assets held, nobble ter Cafts brances..eles for
Goer Inn. Deposes,
Weedthe wort h ey C.Y.. )0V loch* 4.1.1 Owes zee protected by SW( Sc. "WS Inmost Services restricted taunt/ (err),
Secant Prolectai blow 0 * whale tint may be held m you ware dr.)" inealod marts to retake, and (man Wen not held
'nudes se located a UBS Crum., Settees and n)1 'road to a panel use as a retell a a chnlend patentee by the rem Don not include waned stariorinaels
the ovate fig tacked. ad you ens. make a report or ~roe. the NM all elder sea prof urn, at se the end a the prior and ono caterrem *nods, Cr
of acne, a omown to both Imo upon raven...ft biros rite bark down may be matte pro a rapt an &TWA Clettentedbd
wradrawn. and than of a Mawy rued rimy be Wale reestnweet anted dock coons and
• As dexrbed n the name are ems, you mat reentered Own)arty. rd credo Ate KCC..ed emercaabb nod apricot
roi4y vl of any errs oe had erniortecls 'readied and the moods returned to pace pas
'.Curd to ..<<0..rd • (ablest Y.ILKIrd dean bate. ofordng roman
reflected myou clamant wino 30 after t reds Irreannant objectives lore. nod+ In, that wart bases
MAIO a nude wailed. The nestmat obearres ad nsk anal* speedk to
!Late nfcmmton tout hatable meet, oplvels. • Cashe•oney Ware*: Total of umearod sealable
• Ilene den' anTomde OrnplAnl. Or eat. account and may very between you =cut. cash blares, p1.4 0pm 6.11rdet al allNod ad
erneChem mat nckeIng amen wive.. reef andyields. o aentable al • adve. the Fore promplbra ending a an/
Cr tol/roo * 800 OA lo t M. *war ant horn you. nenul Ades°. • en*Wood bares, and worn motet naafis-id
0111.001change* ea-eland MAW Cr snoop baleen, a the <bee of the sternum petal
IT man,* Magri re ,a in ore rr)10 lee bt See) frerelrore obiectom Foe each Account Mkt you larcormedty het wed. balances in tau a(Cart
OS . Clent Pottexere Dtpelneeht. domeore ol the foliaang imminent abacus; not seat anrd from other balances ski the Fern may
U100 City, IP 07087, tAIS financial Serekes account protection • hake& CurrentWont I -refitment' seam the
lb fern darned:or of theSwam nada PrOttaCn toe wryold Ora ILnis me adnry cane ol as
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SDNY_GM_00325473
EFTA 00198248
EFTA01307514
Important information about yam statement (continuo)
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netracy. ortnnal itO,Ren rrene, and re orreaPy unt ~roet MAR ~110 as <Ier" we "dor Iradrarks, re9otred trallens. sen.« mals and
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SDNY_GM_00325474
EFTA_00198249
EFTA01307515
lifts Financial Seroces NC
SUBS
nagement
Business Services Account
ew cif. NY 10171-0002 July 2019
ANP7003713401 0119 VI 0
Account name: L..LMAX, LLC BOSTON MA 02114-3252
Friendly account name: ELLMAX LLC
Account number
Your lenodal Advisor:
SCOTT STACKMANLYLE CASRIEL
Phone
Questions 'boot your 'Winton°
Cal your Financial Advisor or the Value of your account
Resourceline at on June 28(11 on Asly 31 (1)
accoun
YOU' assets 3,844 10 9,844 97
IAdtonr website: Your liabilities 0.00 0.00
www.toscorNfruncialsennces
Value of your account 33,844.10 $9,844.97
Items for your attention
welp protect yourself from fraud and
review bank, credit card, and brokerage
statements regularly. Also. get your free
°odd report annually horn Sources of your account growth
wwwannuakreditrepoctcoen
Tracking the value of your account during 2019
VdhY 01 you: xcount
at year end 2018 S11.828.70
S Thousands
Net deposits and
962
974 wthdoarvalt -12,00000
Your TheStrielt MUM:
Oundend and
499
interest Mcorne 11627
Change in
168 ye
90 nutlet value 5000
3.8
Vans of you arcoun
co Ad 31, 2019 tag44.97
DK 2014 Dec 2015 Dec 2016 Dec 2017 DK Zola run 2019 Ail 2019
Minter SIPC *m*70002000713401 0719000020CW Y123680550000000 Page 1 of 6
SIDNY_GM_00325475
EFTA_00198250
EFTA01307516
SUS Business Services Account
Uly
Account name: CLUAAX,I.LC
Friendly account name' El War Lc
Account number.
Your l4 mamba Advisor:
crmif STAci Nagy I ?I F CASPIFL
Your account balance sheet
Summary of your assets
Value on Percentage of
PAY 3l (t) your account
A Cash and money balances 9,84497 100.00% • Cam and money balances may include
Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cash alternatives ace 0.00% account UBS CDC Insured Deposit Program Bank
accounts, UBS AG Stamford Branch deposit
C Equities 000 0.00% account balances and money market mutual find
sweep balances. See the impottanonkirmadon
D Fixed income ace 0.00% about ow statement on the last two pages of
this statement sot detail about those balances.
E Non-traditional 00 0.00%
Total assets 19,844.97 100.00%
A
Value of your account $9.1144.97
Eye on the markets
Percentage change
index Alb. 2019 Year to dam
S&P 500 1.44% 20.24%
Russell 3000 1.49% 20.48%
MSC I - Europe, Australia & Far East -1.26% 13.05%
Barclays Capital U.S. Aggregate Bond Index 0.22% 6.35%
Interest rates on July 31, 2019
3-month Treasury billy 2.07%
One-month LIBOR: 2.22%
Awvoxec00n3402 ceivooxoxon Per 2 of C.
SDNY_GM_00325476
EFTA_D0 9825 I
EFTA01307517
Business Services Account Account name: ELLMAX, DIX veerNola/Ida Advisor:
*UBS July 2019
Friendly account n
Account number.
-MASA% liC tenT7 STACYMANI NIG ("Again
Change in the value of your account Cash activity summary
A* 2019 (5/ Year to daiel1) sie AICCOUOT activily tn4 monthIce clotati Roamer as your Sweep0;40m are ,ndudtd in the opening and
:burg halarget au* FDIC 'mutant. zphes to &mats at UBS Bank USA and am bans partetaahT9 .1, li fe
US$FDIC nsuit0 Cuposit FsCKyam. it aseS nor soy 10 gel:OWal UBS AG. stantoio Brand 51K
Opening account value $3,844.10 $11,828.70 proteeton ;pin to money market waltz. fund holding: tul nct bank deposits Stemporcant information
abogit your ligament are the list hero page: d Into:want kr deals.
Deposits, including investments
transfwed n 10,00000 26,000 00 July 2019111 Year to date (II
Wrlhdrawals and fees, Opening balances 93,844.10 311,828.70
nckxling investments transferred
4,000 00 -28,000.00 Addteems
out
Deposits and other funds credited 10,000.00 26,000 00
Dividend and interest ncome 0.87 16.27
Divdeftcl and interest Some 0.87 16.27
dosing account value $9,844.97 $9.844.97
Total didetrons $10,000.87 $26,016.27
Dividend and interest income earned Subtractions
Checks and bill payments -4,000.00 -28,000.00
Fos ourOses or thS Staement, lesablity of lamest ea! decked Interne ha been cleitnnnal fkm a US Total subtracteores -$4,000.00 -$28,000.00
tat nab"; PeoPtcose Baled strOn the residence d the aCtount holdel (Mont type, or pkkot type,
sant inkiest ander dtiondpaments may not bt scblen to ureed Slats (US) Leda hal° Rico (FR)
lour* tate{ The Client Monthly Statter*ft Is MI blended TO bt Ned end cannel be Mud copal 10r las Net cash flow 36,000.87 -$1,983.73
Par0Sei. Clean snoop *let to the aPaCatre to repeating forms (hty retelk flan UBS annuay. such a
the forms 1099 and the Farris 480. foe tar reporting 'Magmata IT is the practice of UBS to la the Closing balances $9,844.97 59,844.97
imitable Tali nepOding loins Atih the US Meng knenue Sehlte and PR lomat: OKOrtnient, ad in
such sums acarattiy catty clodena am/ a oared alai tamp or taratte acme Beare <oath poi
indwdual tat prepare.
July 2019 (SI Year to date IS)
UBS Bank USA Business Account APY
Interest period Jun 7 - Jul 7
Taxable interest 0 87 13.56
Total current year $0.87 $1336
Opening UBS Bank USA Business balance Jun 7 $5,844 10
Closing UBS Bank USA Business balance Jul 7 $1,844.97
Pr or year admstrnent 0 00 2.71
Number of days in merest period 31
Total dividend & interest 30.87 916.27
Average daily balance $3,844. 10
merest earned $0.87
Annual percentage yield earned 0.27%
Atp70009000713403 MN 0719 CCOX0000 Page 3 of 6
SDNY_GM_00325477
EFTA_OO198252
EFTA01307518
SUBS Business Services Account
July 2019
Account name:
friendly account name::
Account number
Your riseadel Advisor:
SCOTT STACKMANME CASRIEL
Your investment objectives:
You haw• identified the following investrnent objectives for this account. I you haw• quesoons
about these objectives. disagree with them, or wish to change them. please contact your
Financial Advisor or Branch Manager. You can find a full descnption of the alternative
"vestment otleehves in Important informatron about wur statement at the end of tilts
document.
Your retire objective:
Current income & capital *fox/atom
Your risk profile:
Primary - Moderate
Investment eligibility consideration - None selected
Your account instructions
• You account cost bass default dosing method is RIO. First In, Fru Out
AeP7C0:12030"3404 0719 Page 4 of 6
SDNY_GM_00325478
EFTA_00198253
EFTA01307519
Business Services Account Account name: ELLMASL LLC Your Rmadd Advisor:
Friendly account name: ELLMAX LLC
UBS July 2019 ~Cunt number.
SCOTT STACK MAJELVLE CASRIEL
Your assets
Some prem. lxote anclelftreril vd•RfShONn may te ~0.~ Asa eiui. wed and»pee may rol
be &model/ reflecled See important alommato Moot pour Oateraera zi the end of Ms &corneae for
mere Foriormarion
Cash
Cash and money balances
Cam and nosy Dance: may include avalarie cads balances. UBS Bant USA clososit acrouni 0aLunces, tors Awl use and SI yes Fix Unused leogemleank deposit want beluga% me insured by Int FDIC SIN]
UBS FMC Insured hogrltan1 &darer, UBS lsG Pardon, Mayo *pool account blaxes andrroney apprIcable Iron, bul an nix wooedby Sc u135 AG Strolord Sancti deposit account balances are nol insured
mold rued lundlyrem tOtasCes by 10iC arc se not prdeseed by PK M0ney market ~balances are woceded by SPC Dui a* not wigged by
the r0iC
See she ampodant olommon Amu/sour Patentee at the end d trui document for Meals about those
balances.
Operand Nance Closers; Nance Meader share Average cortege 'mere« oars In
on Jul 1(1) on Jul 31 (t) oi is 31 el) Ise period Period Cap irn0talt (1)
UBS BANE USA BUS ACCT 3,844 10 984497 250):00.00
Your total assets
Pocemaw d Cost Estenated unmans
Value on Jul 31 (5) your account biso(S) MMUS infCme OnceI:6SM
cash Cash and money bokinces 9.84497 100.040% 9944.97
Total 39,844.97 100.00% 39.844.97
Account activity this month
for doe inlomsaricn about de parer value shown lor restrictedwales: see Important information stout
pour sitter:rent et the end of IN, doc orient
Your curtly Cash Cash and
Die Acridly DeSCripti0n ~nu code ReAt value lincenealue asmum 0/ money spinale (1)
Ala te Cash sad many balance $3.1144.10
Jul 1 withdrawal ACH TO Bnan Twasits AT CAPITAL ONE, NA .2900 00 1,844.10
Jule IniereSt UBS BANK USA BU9N€SS ACCOUNT ASCC 07/0919 87 1,844.97
Jul 15 Transfer FM VI 235750100 1090000
Jul 15 Withdrawal ACH TO Bnan Yurasits AT CAPITAL CNE, NA -2.00000 9,844.97
AI 31 dosing cash mid mousy kiln 39944.97
APA7t00.211C071340S 0759 OCCOa Page 5 of 6
SDNY_GM_0032 5479
EFTA 00198254
EFTA01307520
Business Services Account Account name: ELUWAX, LIC Your Pinaadal Advisor:
*UBS July 2019
friendly account name. EtiliAAX tLC
Account number:
Account activity this month (continued)
oat Actrely 004.001 Amount M
Money balance activities lug 28 ilalamoe forward 83444.10
AA 2 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 07/01/19 .2,000.00
Jul 8 Deposit UBS BAWL USA BUSINESS ACCOUNT AS OF 07/0919 087
J1116 Deposit UBS BANK USA BUSINESS ACCOUNT 8,00300
M 31 Closing UIS lank USA easiness Account 69,844.97
)lie URS880k USA Witness ACCOunl is gout pima° tweedPaton.
sne7OCC0030n3406 ►age 6 of 6
End of statement for account
SDNY_GM_00325480
EFTA_00 198255
EFTA01307521
Important information about your statement
1.85 reuncialSonicm .c. (Me firma UPS Fins-cid hear fromycu no It.. thanethlays alma th• ton caOaC ey. A hal Copy Of the polcy wading it addable imam ce roans and may not imp Poe Irak
Sonces), a a motor of alpampa wanly, ammo:Sty ant yam IMIn [atonal as *Arch the ecru' or upon moat. *ream
*adoption...throes UM rimegal Sakes andIRS ProbiKr, *Pend • Modena. Wiling to accept same nal to ponce:rat ad
Bark USA an rdeeet ILlasciariesct UPS A6 rod - hoed. you' name rd ware nada, d any) Wetter to SIC proceden ea thestool:mortal toleMe sane volatility fa seek h4 er return
ilitaln of WS Stant.% ILC the Firm% froonat - Desoto the all or the transfer sou se wane protectors gply to: • Aorcave Will'? to =Kt NO n* 10 P. CIP.I n
'tame. n avalablr spat request the Fern's enecutio *out and **Lan as chafe as you creed was • Colin Inroad atom or/rated by fad nchded n i
hq, robbery to u•l. (cant ohw tan
offices re at telew et is an omo a why pa reedinn Se" Waft vela) tut hetiaway Korn1.65 inancul • fenont•r-ttAgiaty Canod•roran I **cod, a
elormolcn Same, Foe euanole talon CO antewe prodals, paean of the patldala Me ware may nolude
- Promte Medals arum-Mal tar wooded era na.dro wrubk ferutos. and f. ) tufts of mutual coma. craegntlmnad tpsdry and rang
Ands regMeetel me etre of the wove holder on yobtioi
The Firm a Cad bsramnil nvestaute your carotene the becks of the our a brace ne-(),
and wal correct spy error prarptb• For reged won • imeanern «mots a nwsiment nierestf (e 9. Statement Thotaahoorte
IM narternern operant( the ore Odra record of yaw' man-tat-8S Vtwooklan cad transacto-e. a we late lensed patnenhps aryl arab placements) ihm re We may ccesso-drat Si reteA0 account itaWreti wit
LBS Emanuel Sams want 0th.. records. tMetd core thr 10 banns days web Mc. we Adl mode not togcard u-dir the Sommws Act of 1932. the tone *Stets er the same setae. e.g. because
office, to clomerortS. <alloying COrnanpiatos1/4 440 yat watt fee II* ammo you their no error. to Ma • Commocitin <amacu (eq, firegnachargo and they hem wenn who **mental, pie account
nol be rat/NJ upOn t you beta* ISK. 6 rhea a pond tow to use of to money &erg tie tone pre< an metal <MO aRiCa. ncludro 'Vint (0eirIRS relmonshow men Other clans el the some eaten I
*mown. Olean mart 6.rmedately n rekng to the tales Leto complete me mmloatan ad ta-modh *tan co each: and you prefer to recent rid adsal statement' marled n
Branch Marucpr of to office wren; 'ea occount • Depose accounts Prato tendeates of devouta LI35 copra. anweefot, you thro Malmo homerodog by
Fleas make all dwelt payable to Me rem or to Bak LISA. UBS AG U S branches and [weenie* afro you inroal Arleta
Attmegh at foam damn ant mended lobe arcuate fordain:lair Mar...dant* Mora ci IDK above Divan PrOymn
stalemert data teal not be used fa tar rowan ray stittrnent In addition to moult octant foes, accounts The WC protector, IndIt* suatArnenial voted°, do Priady occowit name
irey$e").04,14 tar lora..
n he. kern 1099. 54%. may be pOpect tomaraca-a fem. Mona; fa late not apply to these asseh emir they aflame mom IheRena, account naps a aCeacmdabe'ndrtms'
tut )won ream, Yas to worn The Fern es paymern foe secure.; purchases and charges fa (pad on yaw sidenienk The SOC protect» and the chasm by you to asset you WWI your re<oiclkeepro t
remind by law *sepal TO to RS Auntie dudecls. roses n ash watts Aerates terx ate roansfornd supplementalprotection dam voted aganU changes Km no legal effect al your account. is not rterwkd to
reportablenamtacabb dm:lends and to Mews, tootle( rowans may be .41(110 a &nit lee the market veto a you rwestmerts (whether as a waled any monk rtlOrnrardalan.
toned on secure,' held n sOce Want. net CrOatt4f renal of market movement, ouar bank 'wag a mertment **tam a rd rofde ancouted wit pact
On Yr !WOW at. ad coil basis on oaten routed WS Sweep °plans othownel manly. and n not a promo> agar/we that wrath
sectoni. VB5 often Worm fa wrap., cash Winces to bark or ary frame, mutt <ma sad be ahead Al
depow acccam at ncrvalluted bats ardaffilated DividendRoinvoarnont Program By • hunInUatt /motet* n.at d km; rebcfro to na of
Caneunicstiona with the Finn bath and money markel wt/WIIt** (Money krds)
• Ilene reconfirm fl oralmereruncatons n wrens, Oopoic xcont at LOS Bari. LISA ana orathlood The ri.C.I,DNIod if an ann)a are. You May Wan loss of the ante /vegan You <an dunge yore
the &dual pore Icon area Iiwnal AMMO, Only Mee handy ocean names enough OnVte Seencei or by
tofather pate you clam. eatarr9 Parr pants Newnan n the 1)05 RFC rand Drools *wet me puthamd unde DRIP. petal sham tell be (Cntactaa you, Fern tal Admor
vela thy Sovlm PoshProtect*, Art (SPA) ProgramamFOC-nsuml n m adame wir th C rule: sold andthecash Ma be &pouted in your occult The
• II the finance. nocacn on the up leh ci te pat Fa IT riomuhon. please two wow 'dope. Depot( dredgedre...Wore Once M>P164 tY the ciao Ian Accartomnriew
of Mr.Patna' is OW IBS Feiroial demure, t U95 AG 5lonlad arch ad toes of dater horn the make tree at mewl, to Newt tam • Vete of we accountepam/1444 Net of assets ad
MANI Sown ores your xcomi at (Isom Nary kelt are not Maed by the IOC. re sot, hadtin.
broker by rarer* .vih the rocated minien • Asters Preludes M‘Alble cashbadreet.•010 Ice
we nformed wand the reteharrro shin Yau Bare Mt:gills are not protected hYSIPC Money rand Cads-Mies
coined the 45(a.nt In thoct6e. Mt h,nds and chars ire protected by SIPC Sc. "LIK. I manta knees lattinid “<kati (elt). and Cabal Tent Deposes,
'saran, Protectai below 0 * whole tales meY be held m you accoul d you ay treealued marts to retake. and rerun Wes not held
teasers se coaled al UBS f etyma5nm. and nal maned 10a pink., tall as a result of a &Mend parented by Ow ;cm Does not nark troicod seosittriassels
the ervoctxna baker, ad pa Ins. nuke a report or ~ow. the Pon all ether salDana Ledo at a dm *oda the poor ad oaten astern:et pera a
of arena a omamn to both ferns upon sour comet harem new bark alum may be nwle4 pee a wept el In%till dotermastdby a
votanser. and shoes of rod may be rose mustnwers. ~sled dock worn and
• At <barbed in the account oramentt you mat regrAertel ctooma sway. ad aide yoke accord ereecdabb nod *phone
eddy us of any err, or Mad ntolong awls Itiadeld rd tht vowed, returned to '<yap:a • (away MLA*. debit balanlet. Culgalcing megn
reflected an your traument ..tit 30 days alter it Yea U.Ourd wows loreannanterbioctirtes Ion. vocal Ire, than wool balances
Maeda rode 4.4444 The mostrom objector; od nsk are lotodic to
Pitt.. nfommton acia addable sweep Opbaas. • Ca:Mammy babram Total ol armarod amiable
• MOM <IrkI custom, amplenti or ext. account and Toy my bearer you xroses. oath talwo.s. OA dpoot laaLtam al allNeed and
Fowl Chem mat .04 , ocurrent rerun reef ad veld% o 43
/4atitale al Nap. .orls•coth•Fem promslb, a writing a 0,1
cc tol/ree PCOAAI to 600 t re vista anti Many* Frsmnmut Athosa nasalC CI11.194, pt.-flawed ta.macn a nonaffluod brim rd tram maim masa end
IT Maxie/ through • ,ern ening to V95 a bt Sang sweep balances. at the coxed the Immure wed
arse.'
CI For each acO.nt you NoThoormadly het ov.de balances in you scants'. at
es nc.. Cleft Raman Department chooseor. the °bang imminent objatmes not seawaned from other balances aral the Fern ma
Lawn OA lb 07097. tAIS fawned Serekos account probation • hake& Current Income InreitMerts inknai the
The Fern 6 a mentor of theSects.. nada Protect*, me recd thew Ina is me minty can of is
• Al statements shall be darned complete o-.1accuse 4i1 , of name Orly
Otahr0 harms Thew It** re payable town your demrd.
it not objectedto n t days Caporeon (WC). whkh protects %Cahn customon • Adm..Cap ulAopwobax nsminwits Prang
of es morebto to to 19C(1.000 (nclufro 1254000 for Dm total ts nett:Win the cutlet prod cawing oboe
• Fa TTY saw of from outside growth ot anted swum than the gavials". of
thews cat clams fa cash) &planetary brochure nobble an
nfOnt Lending ireftemetien
• how of MOM Oa 0.611413 *Oa an electront Molts, a t emo• at* 019 The 5IPC owl 'Medan • proeAx• Comb.natelothwome stir/000,
lints *pair to JI sacknu that you hold n a ortio.dar dnaltd nicemahon on the nWs toning pocket
hat tamfer (Mt Voa•debe AppreCgtiOn InreltmentS seekiag WS. the generation ad disdains, refa to your Clem Relattornhp
<ad tranuctens. cal wood, of acme and goneh of principal
The km, together at cedar. *halm has abo Agreernent or Adorn Acreernant aryl toGenteal
nreol Sorroto nc. Term tad Cceettions U3S Shane of Credit hanks
Wishastan. NI 07C€6, Ann Reilaint Sawn pschowd supplemental rosinco The merman
ray +prphle to all arable clam colecretb undo On& fiat;Skil araiabk n Agreements and OCatocurs
the prolechon w IWOmike 46 of damper 10. 1016 • CeaatoVeloe Spas to tortennle, conccol. web Awn
Calla write^ tool a suer. it you Put yes bar rnk rd salatilly to the mane oreml, own it
statement a re<e4,1 ts wrong a dyou toed more Sabra to to poky <nlliaM •ral Intik" cnk
the fun n banteraotatedbrLp to St 9mai:non the that mese the ocean does not generate natant
nionnaran about a transfer al the summers a
(eg Furor Card Moots arolcale)rmto *Tepee fa rxr accounts held in a prola
SDNYGM_00325481
EFTA_00198256
EFTA01307522
Important infommtion abo ut year statement ((Ontinued)
Vov satt - Fer «nen ~an, trade, nonortormeg • la (estimat:d) Samt. armm yieltb andras. - Wit ment toredentato, Iran LeS Dei L6A. LGS
Vott netmare ~to secuntes ed *er ara held dencmreces, pece ert hurt ty daa eaGmay An e>tmite ol arm,/ ramt o basa, cn taren, AG SuredordEranch ad n:n*4~ barks
n the rava at the rodd re narrem nrc<1 'neo enn botn zjusted to bora proper rabatm. dinitnt ad orrtal rates, *51~ Ille Stae«n nil *reist. out cash temp proarm len
my ad for depryd 'uty Øltala a ane irre To oboen airen quotatom. when neotok. «rad be held la ene yta kom teen« daa ce saml ~sera, ray be a mett* per ~i la a
You mai raene tenten Ved at ban <otrar aller yta ~tg AelmOr treaty Na «tan» 4 en y a gudIltok afaeaCy myb*a paantagt d atarar dale deport
• ang arry balost dut on t hen Arv wcurbe, ad ~nake «Kome se not gurantatd axes
vatmened totefan elg the slatement pen:d me • Prisart invnlen•nti and ~od predua. (simrad mal mane and carent reid la
blid al madet vaken d the end d the statement Private ~trant 14<kernel (eCkeirq drøn talane/Pel d storken <tad no.de aret" of Actieity
presod progran end nei nese ll.nnntril revn presela opal geo n whilh rase the ni nfcernalion regrdna <olmose:n, and ah« ~as
• ~bøt. hd<rmnerg the <ost bate of the savnes) ed senettnedaroducts re genera,/ hi". ;norne (ed tennt >ielc) «old be orrarta nourred n canectkn min the tanuton ot baks.
~nes included n lis *remml. *tele ndc.sed "ad Cetan :nubne!proelds hen not bent - Eslinded ense essene ed <ni yield and the att deg gaten varcreem hann Mudd ørt
wth the auste ' ISS Fruncol Senat hk ~d ntachredveth the Senat es and Eat"; actutt nare* ard yield mett be base or heta CCOIRITUIrOre. yensus etumted to >CM and ml' be
ce, Normhadarrd horn ~as akar 'han LGS C«nnnina vada rre neie otnninen lan Yte the the estenatedamounts tronded to so renpale on styra
~ad Senat. mludrg ~matten Iran raka provde oil enaled vinen for pile ~sint - An annua ol rnalrod noka (dentiord anda
fem« Mot you mag hr* Øreed to ses trana.' startes ad morlord accbcts ta nlormaficnat Mant) dydd by te arme manet Short odling
Adm« the Pen don not ndryatnintll ~dy er ~at cn‘e Lutret 4 not gate!~ ~nano bale« e~ ant,* lat dvdond II you re agaged n Ildet tang aerovy, may
parate theromrya vabdty ot ab domar Senon - Thel.1 val,nnuy Ml« >dystet" Utan Prget d Cl ment parnot rnak by the nyst and «Mår achge de lo <son bamser) tos% fa "tø
Ø ty ~cm aha than f 'anode
art aha.* LEK Febr< dStretet genera
twistes *n rita-raten as et o mened the rem
ut enry, *1.4(h a ifl ire ~ment Wnelly
ilnnlurtd galon maj be boar* a sold red do
not flatnet mat-tem the var su mei mare
mann te u<anestrkwasts ml be nal losene
>er kan the sl sanert bate oe unblmataty.
Acoracy cortiand etl se not guserteed.
Who.» securai
Open adm
doet nal somt arb' ~Inn ta the nlarnalat teon romarm. Pegackva open '9:ed hitan:akt adm tat
~Con bar' and' Urnalad garf loss' e - %ni party 'straks of »lama ot • calan • Am° not hold by VIS linarcial 5•1\40,.. Centen ytre not ~mnd by ta elanen.« dale, open bin and
imam* at ot *Nedmed 'Ni summere At tuch, date and are stopk410 OBS era-Kul Serven on a /sats cre na held ty the rim ed nyt *Onn the sel rop aden ae reduced by the snovi of aude*
okse da not 1.4/ on fin ratarena make regne bar bi n rdhanket valasice. Inn etis ~sat or <reol Na* asket art anta on an ordmdeds a n orts dose unless
~cha. a Yle destart la IT pat « - hare. gaveal onnor «tanta oataud valuK dnplayed on ,vsa sutenert loe rdonnataul nansted otarwse bg yaa Va/ retpontbly la
Olherlent A«Oeritt U•nsl«red tote hm mai dry. are 9~ tote Fim by tro muer. papa« al, Pottant and vast pratsom, re orden livt /fl ~Med 0» 10 >as bekre to carKet
fenad geitost donnaen only loe te peau(' of gemal~ a arroa red may be cablated prosaed by te marg larm UBSFnrscd Samve ~ing open atlas
lene Oie/ se held at lt,e. Fem More hotarcal bardon Uke.« neonegn kan livt tad by not rosperade for "5 enenam uddon raa
rionnaednertbe akkd by >ar enga Adm« tidpenes lo dane inn simrad vakes %danke th atturey. Rar* smeis se rot pecaelvi Primer
• Unrodired gintiloana neon daues ' ,slabb. - You Can desin actSidnal Hermt:an ttgircfna by SIK or the arms lead~ntal SPC avsaga To obtan a <on ol ar ~tet Glem Priracy Nake.
narred seeres* gam/losses se altutted kr tie ,ntv4.4,,er used to detten-set the estmete el desse~ ytar Truncest *OM« le vet ni welatt
eductot Mary kh the tranarm data for vane ard the date ot kw ntonnationthat e the • Revenue skanna andada:anal compenoation al >4~ olm cantomet~t
Mednat ten ~lor M.15, n« ml lett carenastore. basis sos the nenne by tontactrg ra inntil - n ~jest° ci:memsern en saks and I 7.b. I km - ISS Ttruno•I Saknb ratata,* the BMA. Eldarts
Arak raa *:riry roorgatkarton anm Actmor mened n annedcn vett, the (tabula, of manual Seim; Account BSA ed RIM re broken,
Omferd and °tet r.ra~t lott ass systorme - Ihrd party *simrad van myle retkcad as fu-dstoor elenes te at as rf Ida mais m<ounicwtuch peon!. am« tO bal, ing ~n ard
~daa Ion ro ad+ eardned to ~ 'hett anm!' n senat muaans• veen n revna Sang pa>mmts Iran ~kuten ~or godets la~ ~nerts erth Shlaint brik
asag.0 lot Th." tradedaa' <tann assunts the ✓dapeedet valurna lent has rot ~lad o• ie adocat ot Mo mursel fodara .to sel ~a ra ofl< ihnkparty badt endeod som to
art , kanactnn ask date aubk to assen vas Men n borne isse TO" re bred en tao «kront orrp:nrest norne and annutty pm," mue by uroefiluted
• [Sable suuntla Bads and onlared mak Mat end annleis evre has ceorred be ~olla te arrcare of sakt by LIBS of a protao mosel fads'., rovane ~anm trast i nsurarxe
the tisur <ab for tarY ~ion va rl brukord Per~ ret:~ yale na cueskan, «etten a ktd kana, lo ra amt, and Ba the aset ras d a engny enmann of LG'S Fruntol Senen M.
~talk by lot kom arnerg al ~es d eks vase acald be hega, speculton due 10 the natve corttuals «luekral
a fri/states edd at the - ~mere Minna, and snu by P, XLCIf
eat bed n ovnarne or n nomne* name fot car ol the steady fim - slet aCK reved • No bant g,astarter Men levele
drts (sl teatre ~kones obtaned kom *sd WhOn no!~ an 4~, rigral plente Cf CpCraf - Wc and ar ormeve aen raene netwodno ard - RIA Ankra Menagemem Acta." Basram
krolo ed as sorry rs nol gana teed Othe. <al lenslad .114, t • Inrnory einlatO rakel rt ~bin prOCeinag Inn n comeleralen for unte Sa Attan, ISA. ~A and monofad bussa
kano rros enn wheh avta aten set templa» peowdat the tala of dx sonene til be deira< nem smi«n thai tat gards to the nusal hendt Management Accart re resstmed ~e enses of
atomran vol be pronted tGon raguen from ts pachaa pre. the* toet omet" ro pod from ~ner X44« in stos Frueml Samas
• Pritetvaluo Ren Onattyed 'orientert; red aber - 'arta ~to ane' mag adv» renrnol the en-taltad and at a hent dolhe ~ase baud - ViSA n a (.9m~ Vadanak ~tad by Va bra
pdatects mai be bør or kam the the ante lex <edda norne a bal. en runbe of =ante at to bram-dale Vo.rrubenii Seewe Attan!~ ånd ~0
yx•would entall/mone n the marki! Penn re ▪ 'Ordna una sve enpose~ the neid filrig holding sukat fridt of tid lund lynry kere the LIBS Va «edb te ds ed the LOS Vita
skeord (nyo vetour *led Party,~Inn nInnh are vice p« uld end ~øla renta sut ant base - n Ølrat to cormnisons mened n Weiellion Ø cids R satt by ISS Sel LISA tab
beleste be Sable. bul ne do not %manke Sne - OPP anda-Med Kfr saraies re na torden a *lb de tal or dinbulion d Bruby <onkels ed loanksentranVa*OSA harporated Malm
acetracy. natetnal aortitt ~e, and re gemal/ Vw mestro all net onn I (lenk are anda Iradomarks, regotred nadeenst 5, senet mens ind
- %V* gentrak llf4 the <kano pk* aha, ~Labb a egd and evt d eg, ca, be sold. the ante ca tiltre rann et~ tht4iM caratmlatran mg ~ed service marks re el tros respecuw
the mered the bel and mk pekes la åsted ret ed may be kis ta, to pr eire estimat«, kan ~yd the roane ~anm uncknaeng ~paves
Menes rel optats a orde bid penta OTC raka Øllad n the raun grann tie arnuityarerka, atIltres cd the torana
~nen COrrpanOl r lpnaleet of dro rase ~unn matt UK Fiskeal Sene« len Rev 41BIO
- eau xtuaf trackel ~age rovly be >tad ta» a • Raelatted ~Mg P•annedC•nen.l4 9initaty redabtal
valsa:nrokkia the mon mani -`en are not om:~ rigebk la purk sale tas F na-Kul - n adki>n to cavemnsahmernd tran the
ctaned ard mayn0l teften n actual mrk« tue Snytt" urs tnt nnrk•t tnt ol te Vannled Rak ~e and sak cd ~sla.% ros anda os
or vale ot ds, sene mus as an ireaded vas la Ikr døste raren assehhas•cl ~tel snarleg
- Calan poshims enge Cp« wrlhoul a ake and restrkied slok Ar papases of dei stetemerd ode To osement korn lat tSfures darla.dors, a well as
ashowa 'rite seerid solide' d te re the enere dut reabe led teales re elgbi fot sak hudelg fa tabnclogy dnelapment, vanna ed
unoble to ebbe, a pre la IMuney de vake me-Nedmeg be sabstentitar kst Kn Ia *dalen
- Otoosts a maltes &namnen:i non -esi ~od vale tourt. - Cea ildolts ake rene kad.; comens~ ed
ah« len 11.5. dettes "telle:led i the ~hanes odar carpernabe from ML6.131fUrdl sd etarea
rate asal te stremere date earpanot !afa . pak damt wo dabse
SDNY_GM_003254132
EFTA_00198257
EFTA01307523
UBS Financial Seruce€ Nc
SUBS
nagement
Business Services Account
ew or NY 10171-0002 August 2019
Account name: LLC BOSTON MA 02114-3252
Friendly account name: ELLMAX LLC
Account number:
Your Knandal Advisor
SCOTT 8Tnet AAA (A SRI
Phone
Pingo.* about your statement?
Cal put Financial Advisor of the Value of your account
ResourceLine at on July 31 et) on August 30 (1)
accoun
YOU' assets 9,844 97 2,000 00
Msg. o trr website: Your liabilities 0.00 000
www.i.bscomfinancialsennces
Value of your account $9.844.97 $2,000.00
Items for your attention
. Help protect yourself from had and
renew bank, credit card. and brokerage
statements regularly. Also, gel your free
credit regal a-rurally from Sources of your account growth
www.annuakreditreport.ccen
Tracking the value of your account during 2019
Value 01 your , count
thousands at sex end 2018 S11.82870
Net decoct and
unthiracvals -39,84631
Your msestrrent return:
Durand and
interest incOme $l 7 81
Change in
martin value S000
Value at your moan
on Aug 30.2019 92000.00
Member SIPC Ang700020C0O3S4SS
°319CC°CCa
Page 1 of 6
SDNY_GM_00325483
EFTA_00198258
EFTA01307524
Business Services Account Account 'urine: 'color rhusacial Adviser:
*UBS August 2019
Friendly account name. f I Mro. it
Account number
crehn <Jeer P.41INIiy) a CA4RIF,
Your account balance sheet
Summary of your assets
value on Percentage of
August 30 (l) your account
• Cash and money balances may include
A Cash and money balances 2,00G CO 100.00% Your current asset allocation avaiable cash balances, UBS Bank USA deposit
B Cab alternatives 0. CO 0.00% account. yes CPC insured Deposit Program Bank
accounts, Yen AG Stamford Branch deposit
C Equities CO 0.00% account balances and money market mutual held
sweep balances. See the important inlonnation
D Fixed income Ow 0.00% about you/ statement cis the last two pages of
this statement for detals about those balances
E Non-traditional Ow 0.00%
Total assets $2,000.00 100.00%
A
Value of your account $2,000.00
Eye on the markets
Percentage change
„deed AuguSI 2019 nay to date
S&P S00 -1.61% 18.31%
Russell 3000 -2.04% 18.02%
MSCI - Europe, Australia & Far East -2.58% 10.14%
Barclays Capital U.S. Aggregate Bond Index 2.59% 9.10%
Interest rates on August 30, 2019
3-month Treasury billy 1 91%
One-month LIBOR: 2.09%
AtelltaX/HC0665456 0819000(00000 Peso 2 of 6
SDNY_GM_00325484
EF1'A_00198259
EFTA01307525
Business Services Account Account name: ELLMAX LLC Your Rwanda Advisor:
Friendly account &arra PUMA% C errITT STACe MANI lel c (Again
- UBS August 2019 Account number
Change in the value of your account Cash activity summary
Augtat 2019 (5) Year to dale (S) See Account actnny Ulu month lot &tat lastartes in yew Sweep Oparz ae indudid in the openri7 and
axing balanioi rat* ROC 'Muria<• applan badtpOran a U 8$ Bank USA and al bank% PattCP2brg a Ile
UBS FDIC aural Deposit PrOgan.R &el not ;sty 10 dadsin al UBS AG, stamto0 Branch SIC
Opening account value 39,844.97 371,828.70 protanon apse: to money mu4et swap fund hddirqs bul net Gant. &pouts Seeinportna inbemaban
about your statement on the IV MCI PaPt, Oa &Wm'', kr &IS, .
Deposits, including investments
transferred n 0.00 26,000 00 August 2019 M) Year to date (S)
Wrthdrawals and fees, Opening balances 39,844.97 $11,828.70
ncluding investments transferred
out -7,846.31 -35,846.31 Additions
Deposits and other funds credited 0.00 26,000 00
Dividend and interest 'come 1.34 17.61
Dividend and interest 'come 1.34 17.61
dosing account value 32,000.00 32.000.00
Total additions $1.34 326,017.61
Dividend and interest income earned Subtractions
Checks and bill payments -4,000 00 -32,000 00
rot oupOses of the Stela-at lasstrIlly of interisi ad &kart YKOrne NG been &learned ram a US Other funds debited -3,846.31 -3,846.31
IS, '<CORM Maeda Baed sena the residence of the account &I&1. mount type, or moat type,
Kase waist and& &rand payments may not be Wain to United Sties WA arida Puerto Rico (PR)
Oxalate., The sten monthly steamer. is rot intended 10 be used at amnia be relied upOn br laK
Total subtractions 47,846.31 -335,846.31
1:0Wes. Claris strata rely to the alrfinatre tan reading town they sere& horn UBS autualy. loth a
the forms 1099 and the Pains 480, foe tar cement) mkt:nation rt If the practice or uBS to fte the Net cash flow -37,844.97 -39,828.70
Weak tar (toomng lams tin the US Intent) Reuenue Sang(' all PR trercury Onertment. MO in
Stith beta a(Cunaltily (Wary &OPINE an30, int elea as tar tamp Or IWO* KW* Heide <Ot6Ut your dosing balances $2,000.00 32,000.00
inditdual tat papaw
August 2019(51 Year to date IS)
UBS Bank USA Business Account APY
Taxable interest 1 34 14.90
fnterest period Jul 8 -Aug 6
Total current year $1.34 $14.90
Opening UBS Bank USA Business balance lul 8 $1,844.97
Pr or year adjustment 0 00 2.71
Closing UBS Bank USA Business balance Aug 6 $7,846.31
Total dividend & interest $1.34 $17.61
Number of days in !Merest period 30
Average daily balance $7,378.30
Interest earned $1.34
Annual percentage yield earned 0.22%
APP71900.20C06&41S7 0819000000000 Page 3 of 6
SDNY_GM_003254135
EFTA_00198260
EFTA01307526
SUBS Business Services Account
August 2019
Account name:
friendly account name:
Account number. ■
Your limeade! Advisor:
SCOTT STAR moat Yl F C4SBIFI
Your investment objectives:
You have identrfied the following investment objectives for this account d you have questions
about theSe ObitOne-v.4,540re with them, or wish to change them. please contact yew
Financial Advisor or Branch Manager. You can find a full description of the alternative
investment oteectives in Important informatron about ma statement at the end of Ors
document.
Your retire objective:
Current inCOMO & capital apfrociaton
Your risk profile:
Prmaiy-ModeraW
Investment efigbifity consderabon - None selected
Your account instructions
• You account cost basis detach dosirg method is KO. Fest In, first Out
At.700720CO58545.9 0319 CCCOSOCOC ►ege 4 of 6
SDNY_GM_003254136
EFTA_00198261
EFTA01307527
Account nem.: EU.MAs, tic
Business Services Account
SUBS
Your linadal Advisor:
Friendly accou nt nerve: Ft I MAX (IC crnTT STACrMAAPI Yi c (MUIR
August 2019 Account number.
Your assets
Some Or<cl. :extent: Sod(nto' wives :hewn may be ZIOINCtorinalt Astro-bit dans and tosses may nol
be soiree, reflected. See important rtfotmatrin about four statemeee a the end of the &tonere for
',tie roil'Duration
Cash
Cash and money balances
Gun and money barite; may oche avante can balances. 085 Bank USA about account Waxes, 1/85 Ball USA Vidal U BS FIX !Maud Frogten Bank arbor), &Mort btlittan me Muted by the FOK Minn
uBS FCC Insured Rogan Sant &games. 08$ AG Stamford Branch Ononsti account (Wax., and mcney ;vitiate I mrs. DA are not wooed by SAC LOS AG Starntra Branch await account basses are not in ured
rostel mutua fund sures, balances try FDIC arc se not protected by SAC Macey market sweep balances ate Detected by SSC DA nen:ensured by
the roc
See the vsportait Ntormaton ad:Putout 'rotator at the end ce des Moment tor Wats about 'rose
Want('
Cixnng Plane closenEtbdince owe per share swage Gilder.° intent Days
HdOno an Mgt 0) on Aug 30 (4) on Aug 30 CO use peeled Period Crp imoum (S)
LOS BANE USA BUS ACCT 9,844 97 4000.00 293)200.00
Your total assets
Percents:re cl Cost Bameted Unwell:red
vase on Aug 30 ($) your account Was 01 annua iname (1) pan or tonna
Cash Cash and money balances 2.000.00 100.00% 2.000.00
Total 52,000.00 100.00% 32.000.00
Account activity this month
tor more inforroslon about Ile DOW value shown for restrkteasecuenet see important lomat/on abaot
your statemem alift. end of INS OACunent
Your Ouentry cash cash and
Date Acthiter Docrlotron name code Face era ut rncavalot amens f-3) meaty balance()
/111 31 Cash sad motley balance $0.2144.97
Aug 2 Withdrawal ACH TO Bnan YuraSits AT CAPITAL ONE, NA -2.000.00 7,844.97
Aug] interest OBS BANK USA BUSINESS ACCOUNT AS CC 080619 1.34 7,84631
Aug IS Withdrawal ACH TO Brian YureSiti AT CAPITAL ONE, NA -2,000 CO 5,846.31
Aug 20 Transfer TO -3.846.31 2,000.00
Avg 30 Oosing cash and money Waco 82.000.00
Anfc70002000SSS459 -419000000000- Piga 5 of 6
SDNY_GM_00325487
EFFA_00198262
EFTA01307528
Business Services Account Account name: UMW( LLC Your Finendei Advisor:
UBS friendly account name: EUMAX U.0
Account number.
SCOTT STACK PrIAMOIE CASR1Et.
Account activity this month (continued)
Otte Attnity Cieurladot Amount (0
Money balance activitin Jul 31 Balance forward 69,864.97
Aug 5 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Cf 08102/19 -2,000.00
Aug 7 Deposit UBS BANK USA BUSINESS ACCOUNT AS Cf 08/0919 1.34
Aug 16 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 0811919 -2,00000
Aug 21 Withdrawal UBS BANK USA BUSINESS ACCOUNT AS Of 08120119 • 3.84631
Aug )3 Closing UPS lank USA 1111$11.016 Account 62.001.00
TM uosearn USA Banns Account is your ;emery savecicotion.
Arf700:2070935460 N77000061937= 0819CC Per 6 of 6
End of statement for accobvit number
SDNY_GM_00325488
EFI'A_00198263
EFTA01307529
Important information about your statement
LOS Faunal Saran hc. (the firm or LOS finned her Novaya no lair than CO days She. totem conk Cy. Abel Copy Of to poky wader; is arnaltiale amen* a ohms a'd my not tea pare web
Sontag, re a muter ol of anapaluorty, comm.:Sty ant parofnt detente* on *etch the Ma or upon mew" nitihan
and options mehrges UBS Enamel Setecos and LOS PrObira *Petal • Mabee Wilma to accept tone me to pnrcpal and
Bark USA an tilted stbsclresct LISS AG rod --- horde yas nano and ware runt/e(t any) Nether the SIC warden ea the sepplantreal tolerate sane valstiey fa set hit.. reins
*Maim of WS Smuts ftC Matins lnac, l - Desoto the error or the wander you all vat. par eararacoly 10: • Aormaye Wilna to accept Nth
"" to faco.1ad
Shattment n wobble toot request the Faint emutie *out and mpLan x chaffy as yorer end Wu • Celan hums atom antrated by (ri nchcled n Pigs *lathy to Gal. tniStrIttrit oar tm
ofkes re at blew nit terror a why you nerd mat $11/ AMON vaLe) bat held away IfOen Lta$ &trod • fraltnt•rnAgottyConselngan t+Ioctod, a
dorm/hot Senate Foe eervolt <elan 0 amerce crodals, person cite petiolefor hat aanScil may Muck,
- Prorde teed:As smart of to expected error. neLdrg warubk artut,es. and hOshwei e4 nadual cargo. alalagoe, Untied 'nude/ andrano
Ands regoterel nest name of the worn holder on Watley
lhe Fern or Card thin nil nye:tore your <emplane the tech, of the our or atria nen,
rd a eared try eras promptb• to raged moo • kriestmen cataracts a nwsincest nlerees (e 9. Stallouseeliortir
IM narternam ratearar the Oray Cittaa, Wad of yat mishap LOS veer bbl cad tramacto-o. 0 we id* limed ortnenheas rd "ride placements) tut re We may cento-dalt oil retattd account itaWnertsmth
L6S Enamel Since. wort Other reads. +WV awe Mt 10 haw days to do tn. we eall made not reocared undo the Secuntes Act of 1931. the same *Sims in the sane ernekpe. e because
once, tar clocurertS. <*Mating codIclive. s1/4 440 Axe Scan fa II* anent you the* It n M01, SO °sal • Connocitet<crtracit (e9, fagIn otchargo rd they hare omen who *omen:an pee *tort
nor be anal upt fyou beim.. than 6 an era a younil hut* the use of Oromoney dung the tine precis areal tortiatIst rehadt'ailinixti molten relate...hen wlholher dens al the save totem I
Conoral. please moat a ennechately n twang to the tales tes10 conker cat nmigaban ala towrodt`f *tor comraos. and you prefer to mem nod raid statements marled n
Bergh Managern of the office twin; rat oxount • Depose accounts (moot genic**, of depose) at LOS coparato eardilfea yet. Try cfrodno hooter:king by
&me rode all chocks payable to te fern or the Irk LISA. UBS AG U S branches and brit n It* cAnnov FnanoaiMina
Atha* Maga town are traded rob accuale. fordain:laical ndcaedt the Nor of dm KIK McLeod Daman Frogs
stalemert data tall not be toed a la rases fey Stittrrent In addition to rends recur feet accounts The WC protectors end the tatmental pmeekt do Priwwly Kinn name
ent's-end Lit ICeires et. Form 1099. 5498.
tI i lc.)whrn "am, Pas to morn IM Fern is
mound by taw to sepal let* RS alluvia. &aback.
may be 9.beect to mantenrce fees. chases to late
pared fa secure.; purchases and <her, kit u -pa4
anions n ash or aunts ototasts Mr are roansfered
nal *ply to these assets ten if they oremse gazer
on you slxaawms. 11-e SIK °racoon and the
rt*Feendli karat naraR tuatAntible TheCkneiTe•
doses by you to mint you wits you reoickeepna t
supplemental protection eh not protect agent changes ha nolegal effect on yar accost is not "tended to
regortabbnntwabb dnidends and !stable Metes toother ridden nuy be subaxito a &rile lee • to mite mkt of you evestrnals (*hither as a reflect any straw. on:4AL reOrrirendilen.
earned on worked held n SOO Wart. nt1Cnittldf mut of market rrovenent. maw bark,Wya nano* <bade* a re& pohle anceuted with nor
On MTh breed ere. ad tog hots on cenan coveted /AS Swoop Ofracets othersoel 'COMM and o not a promo a gairaelte that wrath
taste} IRS ohms option fa swept.) cash Witco to bark or any axial mutt an a wit be adseed
delson =cum at non-Aided brim and ridded Dividend Reinvestment Program ODOM • ionlitatet /Woe the r4 et ASK rc tgrgto nit of
Cownwniceion with the Fins beet and money Made mini lint (Money Tuts) the V" *hood tananrane /We yOu may obtain loss of the at nagnant Youcandunge your
• Flax aconfinn art cal common...bons n wrier, Depose xccures at LOS Bari, LISA ananr.athlirod the actual price Iran eves manual Adusa OnlY site handy acorn names tea* at. Selman a by
tofurther "VW yaw ntm. rctrang you Mrs pants procoang n the UBS RIC tared Depose e two are puthamdunde DRIP. paid tan rill be cooactegyar anal Admor
vide, the Sean Hoene, Protector, Act (, A) Roam re FOC-nstrel ri accordance wehr Crule: sold rd the <ash WI be dilated n your '<cant Me
• lithe finkind cacao', on the top fell cl re drat Pa more riomaten. please ea wow 'dept. Depose dredged retwolment once Roofed by the trey not Aceartovervirnew
of Out strithere <M IBSEnteitl WWI& UB'S .100011, x UBS AG Stamford arc ird lures of ate hem the made prat al and, to Neal Own, • Vats of you accoonepartfaia Net of asset and
MANI Sews cartes your account at (Isom Nary fond are not iviedby the FOC re sot, liketin.
broke by rarer* evidt the routed tont en • Assen. Preludes aeabbleeash beano. vales for
we Sported you cd the rebhonthonfon./00 Baal dotosits se not protected ht SIPC Mow/ fend Cadoimliesa
. thrr arayil In Ono Cat yal kali and therm re protected by SITC See "LOS Inmost Services Intnotd wont/ (na),/ad Global Trim Departs,
olatrall any whole arm my be held In you ware d youre vrealoed marts to retake. and anon Wet not held
owlet at located a UBS tremor Serum and ml Octant trotectai below. triad 101panel amt as a reed of a &Mend pared by the Sem Does not mita& aced searibriassels
the nod -erg broker, ad sou west mike a rat or ~roe. the Tem eV ether sell what unit al
upon 'preemie. bare., totebark depute may be ate end a do poor and Once catermec *node. a
of anima a omown to both Imo owlet pre. a wept n 11110111 deeermased by a pirate rentnwerk anted dock *bons and
• As dexrbed n the *cart araments, you mat withdrawn. and sham of a Money Turd may be merAvel client perky. arid credo yoke 00014.01 meecaabb nod *phone
may its of any wry or lava %waling checl hooded rd the tamed, returned to '<yaps
• tutates aside. arta Wimps a/slaving mwgn
reflected an yon sera va enIhn 30 dal allent red Wean?, ao<cani Irrrannant ahem:tiro fort oak Ink she access balances
Inileal a redo ..sabot The evestecee <bootees rdnsk peekare speedk to
Pude. nfcmmton *au tradable Mato *plans. • CathMoney Wenn Total of awmod salable
• Mau Orel natOrnef amplants or oath account and may vary between you wares.
nekedno <wren .toot ado and yields. is amiable al cab tulwm pat &poor tuLnat al allAnd ad
Yews Clem mat Nee all. the Fm prorhatyn endm9olatY
horn yoke inmostA/Myr nrafflithed barirns. ad tromy made mad la
atoldretr BOO A.M to 600 t M. wee A'. SOS SclIttlie change, as pt.-fiend manna
swap balances. at tho closed the anon peed
IT Lacy,* nyojoh rrn ,a m reiterate 185 a la/tain tvailrmre oblecinvi For tech account Mkt. you
Naniormsedly heeded. balances n your arrow. re
ts xo.. Clete Rlidere Department. <homeore of tee folianng imminent <batten
LOS Mihail Sere** account protection not eeac ancd from other balances end the fern may
talon Cdy. Ia 07C6). • Prakce Current Income arrestmeres wimp the
The fen is a mentor of to Sauces nada PrOttden it. ry Ora fns n the adnry tan ol et
• Al statements shall be deemed corpses all aware generalevm of none cry bared. new firth re poyable tan your demand.
it not objectedto f darn Catecaltin(SPO, ankh proem saurea cuactron
• Adten•CopMAKAwurcex yominwits "tang Dv, total o exerledm the curet pad ckeno glue
• fa Try wive or Nom onside of 41atandeff da to SSOCe,000 (inclufna 12%000 for
claim Na cab) tylanatory bah" "alb* ,ton roach of amp., ode( hen the genraten d
he U5 Cat rcome Warp information
• heat anent a assert *nut en tee-Wit N'Se” a el mm *X ON The SIPC fowl ',Section • fetes Cambria°, aroma* an 000 ,
Knits voei to SI =arts that you hold n a prikular fa detailed Manton code f (Ws loran; practices
Inds ostler (Mt Voa•debe Apple(abbn Inanerns seeking tads the generation ad &clown refer to your Clem tatitsonthp
tag tranMarent cal osprey
The Ben together nth calm *Nits, has Aso of rccme ad comb of principal Ageenent a A(Ohnt Aryerwaren rd fa Genital
nrcul Seven rr, Term tad Cottons LOS kaSeenent of Credit 'makes
orchamd supplemental Mira-CO The rruarkm
Wen^. en. NI 07(46, Ann Mains Salvoes Ovoid tisk peen araiabk nAyeenert and D.Cstbscuts
snare payable to **Sea cleat adeorob under
the °telethon 41500m140a at 01Ottertle. 10. 7016 • Conaenuene Seem to martenmid fahowl reek al lye. it. t ,-orid.,urn rforyln,tri
Calla write as tot as suer. it ski park 50$ lowrid rd tolatilty to the mast Oetal. Celt
tie Fed re poky coeval sae and Inuttre can al
statement a reeve rs wrong or(you and more
em Arbor aotarad ke rea to SI 9 mace, on the that more the 'gene dam not generate 'arbor<
nformarcn abate a tinter an the statement a
aggregate la par worts bed n a pannier
seq. The Fan or Card blue- (at arolcale)rntro
SDNY_GM_00325489
EFTA_O0I98264
EFTA01307530
Important infommtion abo ut y our statemeta (COntinued)
reet aren - Fer Ctelewlu(the, irring i noneetormro • kl (*Pennal) Matme. nemnt yie kb andratt& - ~wen. componsato, Iran U3S L6A. LGS
Volt nalma< ~es ~tea ed *er anet. held *nemne ces, pece ret panty ore vade) may An «mine ol aspe roane is banden wiren, AG SetedordEbinch a-d nrialf ebeed birks
n the stant at the ind of de il rene p«od va hate bom atjusted to f delene proper rituala, . tinden/ ed nkr« rees, assi.mng the startes nil trast. aue cash oneop prog ens Ten
tar ad, for ck>h<eyd 'uty nagd ~nos e arr/ Irre To oboen onn gudar," *hen nabb». <cetaci be held la ant yta kom sten« date a anti tomponstanmay be a ~Mynte ~i t« et
Var my ratene utvant« used at ban <flåeri atter rype ~Jf AdntOr matry IT,' Mate» 4 my a gudIlne, aCtinCy rnay be a patenta.). d araratge dalr depoot
• fierd ams beina- due ro den Arv rotut m ed ~ned «Kome re not gusantaed bilinces
tordened roefim dåna the stamner. perod åre • leseart invnlenninte and ~ed produas. Estrnred mnal mane and asrent raid lar
lirt al midel vakent d the end d the iternent Privat ~net 14014*$ (f4144-9 <lend (tamrypes Of mases, «ad inide annan of Actbtity
pene/ wrtibtm poltran 424 end eldbate stesitat trlel Frabe a tåleleg" ti netion mr the ni Mannskon reordna commosens and aber ~gos
• Ciafiberein ia detanwltg the <ost ba» el the mute° sd strutaredarodJch re grendt hitdr ;norne ferd tuner, >ieldi «od be °noir& nettred n (enecten me, the enn-nonet Vadet.
~dm intbded n ens liatement. New nisand "md. Cetanstnictarederoclds hare not bann - Estinded ~ni «ane ed <ni yeld ind the rndad^3 gren vsecottons bann ncluded on
wth the ramsa' ISS Frontal Senen ha rood re;estred wen th. Settes and &dump staut ixtrne ånd Jetl sutl be bitar or inter C011arrueorn rxrnauf furnnneed lona. sd roli be
Normsten cblarnd horn taren eder «hin Les Csrwwtnnw pe er sy 3131e neoerle, klen Ytt thin the ff trnited ratnu leonded to >ou ecnvelf onna»,
~cd 5enxes. nierg ~matten ben ~ha provde *simrad vikes ter erne* nsestrntre - An *rima» ol a-radt:od nome (dvdord rotor
fem« the you mag hae proreded to yoga Palea.' manns rot ~lund orrolicts ta ',larmahen', ridaren) dmird ty lite arrete meget Short soling
Adm« %rann don not rud•patbreb, ~dy er ~at enry Lutter 4 not Man!~ ~nano balance abrad on the lan dudend you ro eroared in troet roing ane year may
~eke the racy verdty od wri dorenr on - The,* Vil"611,1y tilli« SU,Senl0/11 0,, Ctg^ d a ~fit paret rna bi the no-er and «Mf chege die lo <son bonown) costs f« "24
Øoronded ty ~cm otiet the Fninaal
~en akhoogh LEK innadServen genera
todata ni nevn as o mened the tam
e
arry, aneitha pnare nntnnwel se“rity er
grimut& product may be baute e seld ed do
not mantra revner. the vals Fra myr 'neie
innrim de mcaelhestdposts ml be Mb le eir
Atosaty
ctste unbl
corenind etl se not ~setet
pella» urrat.
Open enet
Ø rot vonie d.y einritt tat de Samson aPon Souideen. PoBeeing open g:ed Utan:elet «dets tot
~Coat ba.' sd •Urrediced geilen e - %ni orry ettrnales of »Ia se at d • oeldn • Ame° not hold by VIS liniecial kevician. Cermn visene sneses by the nonrem dale. opm bue and
imam* at ot tv dato ot the cisternen Asenet, date and se stol:~ OBS instol Styven on a inroset rot held bi the F rrn Jed ret nithn the sel Ilen/ adm se reebted by tit snasa ol dndexis
plando non ir* on enn nlarnt/ca aci malte sigts bann barn edet:edet "Marie f nn I mfl poumtian ot conrol Nese raet are. anta ca ri ordmdends « ex ork date entes
~cha'. a Yle basens, kr tri panpotes « - bare. gemini panner or opent& antroud di" Odplayed on yte stamner. loe Sandrod nansted anewede by yaa Vent ae responsbit let
Olenelelln Uireferted totehm mal d n. are 94~ to te Fim by troner. Nepa« el, nesegrus ind tåtet ptatentad re ordet Kåt n ~Med ølt tones false lo caroi.
fenad gardloss tomates only lot te perod ol general pinne' or ~noe and may be cablated pronded by ne mus-glam UBSFr«id Seeren «eling open ordets
leme iley se led at te Fem More hetoncal bladd, dike.« ~on korn livt used not impentde loa "5 ,etmad, ad don ne
insneen fri be adled by >as fea-cal Acktof tidpenes lo denne Iler *simrad vabes gramte 45 seurey. New analt at rol poeff tvi Privers
• Unrealired ginelossa neon data ei ~labb. - Tau tan dean seibue nformaronrearcfng by SIK or the Fatt tm:daamental SPC co -stage To obtan <on ol as ant« Glem 'neie, Nekt.
ed•naled arte/sed gansdlosses se </kuttet kr the ,ntiv4.4,,er 01<dbdeanenethe ntinate desse~ arv ~ost *OM« le vet Cea miste
nductsat nystry bh The kanaler data for valte and the dase ot te ntannationthat e the • Revenue 'hating and addildnal compeneation nww rom/amstroet
rdttd-ol be: my« ~inne ml lett carniesere, buis ty the nenne by tontattrgyas inancul - n /Maie, to conemsern ai saks and I 7.b. I len -ISS Fnincial Stinte, b rot ebank The RM(( &wen
chatcyx rot« to:umy norga• x.ca ~nu Adrnor mened n connedcn wth the denbarlon el nimal Seim; Account BSA ed RIM re broken,
Ornknd ad oter r.n.~ Ion ans symeetite - Ihrd party *simrad vaia. myle refirmi as ladt to os dreis vit at as tilde mais m<ouni‘wh‘h padde aceat to beding urven and
archaso bli ro exit «mened to diktar prood' n santal muanant• wron revna trang pannens Iran ds kumet ed« poden Boarsirat es renn idfilabd brik
a,ffiojad lot Tes? 'Tradedate' <dann ~ritt de rekende. valurna lem hat rot Øled or adincon ot the matel Lad Tal ne ull ~a art mede thrdprty beta and pronks som to
0-9.14 Ilsipet trade dale urobas to niton van Menne Oseana etse ~arts re bradd, tero «kront orenxneest revne and anrorty prat" nord by unalfile110
• [Sable micurItlid Buda ind ankeed mod the tel omspeila etere has arrred ~olla te ran of tak-, by LØS of a panmila tagsal thedairty nstrne «moens trastrinsurarxe
the inur <dh for tarv ~ion nil be tekoted Pre~Y rePorled salsmo daske. or *hen IW f oss <lens, and OB let asset ratid a serby tabw:lunn of LGS Fr-tinast Sences a.
flart" by lot burl gned dl ~es d tidt egne senk behenla, spe...Amme db to the nave ~cut.' ~lue land lerry, ~es Neid at - ~mere, ~roe. and ~uty lenXLCIal
eks bed n out narre Ot n nornene* rome fot car cd the rotorry fim - Hel FGK nyed • No bant g‘trarett• Mal lose~
dent, Cal krise ~kones obtared kom *urd Wheulnortim an torv, r1MS favner of «pari« - Wa ir4 ar af Ide ab> mune networtng and - MIA Reiar«. Mrnigemem Atm". Buleesp
paien ard as roa) , rs nol gieranteed Othe moraled ta,* rot a ~dory ritellt•nl rale e ordn Vennleg len nconsdernen kr vada Senet Attom @SA, RNA and nternitami Ramn*
font: myr enst and, orda aften nekt. ~0~ prowixt the tabe of de meny nil be detre< agent unice. tvi ta Øde to the matual hast. Management Accotre re rersteed sev« mrk, od
(nonnaon od ba rionted tGon raguen fromt enelo Theta tex genet», re pod from mana aiatt en LE6 tninealScnxes he
• ~vaia hin Ostotayed Ismar-bm and dine - 'Netta. datate' my "lade ravn of
to date de en-Nalhand and atal erd doar ~ase barod - VISA rs a regowed trannat am»! by tea
crabent mai be hør or bm< tron the pot hex es« roene or bod, en tronnåe of scoret at to brokar-bale Magnat <nil Sev«, Amauten ind utad tafs
would traua* Nano n the ~br Prat sa • 'Criorui unit sve Mf ~II Itle MM dl«ing holding ~ull bedi of the lund lynry Rense The ISS Iss onda <sd' ed the LOS Vita
doLåned rom vargan Vind Party ~fm *high ne pakt ps inn ånd may na renta year «nl base - n addebri to tonvnesnns ',temd n ~eden Ø CJIS Pen.rd by ISS Sml. USA with
beltet° be Sable. bue ne do not %snike der - Daa and ut:tad Kfr utartet re roe listedcn a Wien lee sale or dfirbution d zenuty <onkel. ed lottlronellrenVea tl SA Pc orporated Mollet
atttelley. nittenal Neste, ~e, ånd re orer" , urd nwstrnml ape bai (lent,. yte anla Iridemarks, moer ed naderrods, tetne mye, rot
- %Ve gerttalk Uff ti cbsing peke *hen ~Labb ot ildne and enn they tin be sold, the tete os eldote racere ~raa ,luring aert>entabel etg deted temte marki se el tty respechw
the mene debet ond od pikes kr åsted mated mat be hes ~tepte spyt tinard kan may of the rearie ~drei knekte...eg «teipenes
aeronat rd<ptmw sir bid penta OTC raut promekd n lb* stant °semst the arnuityorerace, elben cd ti infanneA
.tetsnes torrpinot et speasort of the rene ~amt budt ILOS Fiaineal Servise Mc Per 41B10
- Lito staelf tradad ~n« my te Detø om» a • Realricted ~Me P•anined ~alle seewaty mdarbuto
valsa:nn.~0r tet tron rotent price art not arret digrbk t« patIc og tas F na-Kul - n sålein to ccemnsartrecesed from de
cieined ard may rot ralla« a", ettal maket eke Sann ut" the mark« tinte el tue rarrestreted otod ~e and sak cd Ne•TShints fink. rer anda os
or vale. od the sene moet as an inpaded •abe lor lb= aftlak neann an ant hated mene sharing
- Canon poshi.m mas «te withcan a prise and restrkled stod for parroses of ffid itatemerdondy. To barmen, from lintShres danar-dora. en nen as
vål 1hOS al .17C. roa Ild solide' d ne ire de enirs due reart lad seant es an elgble for ialt. larefrg for k<bnckgy clnelopmeni, traneg ed
sable to cbbn a vice le I XnlF*Y- de vake wc-Nedme, be ubstentital less han tre Muraler
- Oepons w savur« denomnred n onteces imwerd vake *onn. - 0v åleble, ah* rate trid.; connist.cen ed
dhat tron u.S. døla% se ref ~d a tet ~hange oPier carpernabe from nitual hirda and mkra-ee
rate asal dro netnarv date oarpinos uttet groaett neo dintbse
SDNY_GM_00325490
EFTA_00 198265
EFTA01307531
UEIS Financial Seroces M.
SUBS
nagement
Business Services Account
New York NY 10171-0002 September 2019
nNe700t0549290919x1a VI 0
ELLMAX LLC
Account name: L,LMAX, LLC BOSTON MA 02114-3252
Friendly account name: ELLMAX LLC
Account number.
Your Iinandel Advisor:
SCOTT STACKMANLYLE CAMEL
Phone.
Questions ebout your statement?
Call your Financial Advisor or the Value of your account
Pesourcaire at on Ategvst 30<S1 on September 30(1)
account
Your assets 2,00000 062
1Adt our website: Your liabilities 0.00 000
www.ste.cornifisanciakennces
Value of your account 12.000.00 $0.62
items for your attention
• sielp protect youisdf from fraud and
renew bank, credit card, and brokerage
statements regularly. Also, get you free
°oda retort annually from Sources of your account growth
nwwannuakredereportccen
Tracking the value of your account during 2019
Value ',trout , cou rot
I Thousands arras end 2018 511,82870
Net deposits7d
01.5 wthisarvals 411.84631
Your mestrrent return:
Chwdend and
interest .come 51823
Change in
market value $000
00 Vela of your /scant
ontiop34 2019 $0.62
he 3014 Dec 2015 Der 3016 Dec 2017 0ec 2018 Aug 2019 20 2019
Member sin AN70003W1054929 0319 Page 1 of 6
SDNY_GM_00325491
EFTA_00198266
EFTA01307532
SUBS Business Services Account
-::••epterfraQr
Account name:
Frienuly account nameLINAaytlC
Account number 1
Your Maaneial Advisor:
ernir STA° MANI etc eMplct
Your account balance sheet
Summary of your assets
Value on Percentage of
September30(1) you Xaunt
A Cash and money balances 0 62 100 00% Your current asset allocation
•
B Cab alternatives 00 0.00%
C Equities 000 0.00%
D Fixed income 000 0.00%
E Non-traditional 003 0.00%
F Commodities 003 0.00%
• 00 0.00%
Total assets $0.62 100.00%
A
Value of your account $0.62
Eye on the markets
Percentage change
Index siaxember 2019 Year to date
S&R 500 1.87% 20.55%
Russell 3000 1.76% 20.09%
MSCI - Europe, Australia & Far East 2.92% 13.35%
Barclays Capital U.S. Aggregate Bond Index -0.53% 8.52%
Interest rates on September 30, 2019
3-month Treasury bills 1 84%
One-month LIBOR: 2.02%
nne7000300I 054930 0919 000000000 Page 2 of c
SDNY_GM_00325492
EFTA_00198267
EFTA01307533
Business Services Account Account name: EUMAX, SIC Year Amanda/ Advisor:
(SUBS September 2019
Friendly account nmner MAY ttr
Account number.
crihr: STACY UAN/ I VI c C A (PIP
Change in the value of your account Cash activity summary
See Account actray nit monthlu Coats &tarot in your Sweep Opnorc ate sndudrd in the openrq and
September 2019 (SI Year to date (S)
diming balances vat. FDK 'saturants:saga. to &pones ae was Bank USA »embank; partcpaong ma*
UBS FCC muted Deposit Rogan. IT COeS not daily to thss:000 al UBS AG. srarntoid Branch. SIK
Opening account value 32,000.00 $11,828.70 protocton accties to money market sweep fund holdirqstul nct asak deposits See Important inbematvn
'boor yout Itternent on theist two ones d this document kr &lats.
Deposits, including investments
transferred n 0 00 26,00)00 September 2019 (St Year to date ($)
Withdrawals and fees, Opening balances $2000.00 $11,828.70
ncWing investments transferred
-37,846.31 ad& tons
out -2,000.00
Deposits and other funds credited 0.00 26,000.00
Dividend and interest income 0.62 18 23
Dividend and interest ncome 0.62 18 23
dosing account value $0.62 $0.62
Total additions $0.62 $26,018.23
Dividend and interest income earned Subtractions
Checks and bill payments -2,000 00 -34,000 00
tor ouposes d Its statement, tatabley of latelesi era oAoro mote hem been dtlemintd Been a PS Other funds debited 000 -3,846.31
tat nomrct Perscectme Based woe the ie0dence of the ocCaed hddel (Count tam or promxt
some interest ands ds*nd parnenn may not be Waled to unted Slates (UA andor Poen° Rito (Pa) Total subtractions -$2,000.00 -$37,846.31
Incoire Usti The Oren monthly staterr*:1 is roe irttraskd to be used and tannol be :eked Vann for lae
linGdiesClents shOssa9 tele, to the alaiKatie Is reColing town they retene flan U85 alnualy. such as
the Forms 1099 at the faros 480. lot tax repseng mkt:nation tilt the OtaCske of UE6 to fie the Net rash flow -$1,999.38 -$11,828.08
eintotde la: reportsn9 loans vonh the US Intenal Revenue Sens( e all PR Treasury OegOrtment, at in
WCIs sums aecuratecy ClEtry &den" an30: intereit at I a: tamp or case IKOrst nine (Orskil yOui dosing balances $0.62 $0.62
include:a tax moan.
September 2019 al Year to date (1)
UBS Bank USA Business Account APY
Taxable interest 062 1552
(nterest period Aug 7 - Sep 8
Total current year $0.62 $1552
Opening UBS Bank USA Business balance Aug 7 $7,846.31
Pr or year adjustment 0 00 2.71
Closing UBS Bank USA Business balance Sep 8 $0.00
Total dividend & interest $0.62 $18.23
Number of days in merest period 33
Average daily balance $3,697.03
Interest earned $0.62
Annual percentage yield earned 0.19%
M.700030:0054931 MI 0319 OCODOCOCK Page 3 of 6
SDNY_GM_00325493
EFTA_00198268
EFTA01307534
Business Services Account Amount name: ELLMAX.ULC Your Finonclat Advisor.
*UBS September 2019
Friendly account n
Account number.
•Fl I MAXIIC CCCITI STACY 641s141 Vi c CACRIP
Your investment objectives:
You haw• identified the following investment object*, for this account d you have guesti
about the* obiecOves. disagree with them, or wish to change them, plow contact you/
financial ischAsor or Branch Manager. You can find a full descn ptign of the alternabse
^ vestment Otletbvet in Important information about )out statement at the end of tins
document.
Your route objective:
Current rrifOrn0 & °put appreciator,
Your risk profile:
Primary - Moderate
Fyn/menI clonally convderaton None selected
Your account instructions
• -tout a:cotrt i50.rrently coded lot margin
• tow a:coin* cost bass default closing method is fir°, rest in, Fait Cu'.
AW0003001054932 ttP7000115953.. COI 9 CCCOXCOO ►ogo 4 of 6
SDNY_GM_00325494
EFTA_00198269
EFTA01307535
Business Services Account Account name: EUA4AX, LLC Your Nomads/ Advisor:
SUBS September 2019
Friendly account name-Et
Account number:
LLC CrIITT STACK MANI YI P CASIZIR
Your assets
Some prices. come and current watts shonn may be accamimele As pens and loses may rol
be &matey reflected. See important Wormatica aboutrut statement al the old of Ms dxurert fa
rcl, mlc.mvelcn
Cash
Cash and money balances
cpennttlxUnce Closing Wawa Mem Owe Muer DisIdendinterest Days In
noon m154010) tem Sep 3004 on TIP 3010 rate retied peeled aman(5)
Cash 0.00 0.62
UBS BANK USA BUS AC( 2.00000 0.00 250,00000
Total 12.000.00 s0.62
Your total assets
Fecentaped Cost EStirnOltO Unmated
VtlUt on Stp 30 (S) your acorn bents (S) annual Inume IS/ On a kns(1)
Cash Cash and money balances 0.62 10010% 062
Total $0.62 100.00% 50.62
Account activity this month
rpm mote inlonnalon stout thy pnctl value stone *Or rtStrKttO WOOS. Ste Yawata intotmarion &boa
$0ue 'Sirenera a me tricot mos axurent
You, Mammy Cann Cali and
Oat Actouta Desolation ecenn code FeteMut Incerialue (1) amount CS) money blame (S)
Aug 30 Cash and money balance $2,000.00
Sap A Withdrawal ACH TO Roan YuraSitS AT CAPITAL CUE, NA . 2.000.00
Sep 9 Interest UBS BANK USA BUSINESS ACCOUNT ASCE 09f0919 62 0.62
Sep 30 Closing cash and money balance $062
AsP70003031054933 MI 0?t 9 anemicc Page 5 of 6
SDNY_GM_00325495
EFTA_O0198270
EFTA01307536
SUBS Business Services Account
September 2019
Account name: ELUMnx..UX
friendly account name: ELLMAX
Account numbor.
Your Maim:it! Advisor:
XOT7 STACK Man LVLF CASPIEL
Account activity this month icominuein
oat Lwow Otx4,d Amount (S)
Money balance acivitin Aug BO Balance forward 62.000.00
Sep 5 Withdrawal 1)85 BAN) LISA BUSINESS ACCOUNT AS OF 09104119 -2.000.00
Sop 30 Closing MIS Bank USA Business Account $0.00
The WSW.* USA lava nets Account is your Di(NV) wowocoton.
A6r7000.3054 054934 NP70001:5953= 0919 Pogo 6 of 6
End of statement for account numb1
SDNY_GM_00325496
EFTA_00198271
EFTA01307537
Important information about your statement
Las FanalSanica ac. (The Firma LBS Financial Mar I m rx.. no lx“ tunaly, Xiatetem Cal 4 c ty. A tut owy d thI Poky wending is ~Labia ream or taws and my rpl Inio Pre ash
Sacra, re a matter ol alprndpalØy, ccenencdty cant pa to kit [Mama, an wrench the Err or won Mane irtkroen
and optices•mhamaes UBS Fawrial Sara and LEG honorarber • Mod•nr• Wring to accept calm rid, no papal ard
Bark USA an rdred alavdries c0 UPS AG and - yeti flaw and wont nunte Gt any) Herter ow 5.0 amnion ra the ~metal tolerate sera valeta so so* brie return
/Ara of U35 Sawhies TLC thaiim'i I nancial - Niel» the ace or the wander ya se wane Derek-tan in.,. 10: • Anna:~ With; to accept Mtin
"9 to bnix19.1"
slam«. aublablt mart mount The F rm's estates< about and *iot -. X chide as you cr. art/ >co • Colin Inntal abrat ~rolled by (and mcbdad ho rabble, to al. Pup reuint ow tens
offices re at taro el is an etar a why pa nee more far agate vat,e) bes heldarmy Korn UPS ifIrMil • learner &stray Canderrer f babctod, a
damflin Samos for eisnokterlan Qinntaceprodxl, paten of the patch, lot hat ran may include
- Proale the clods "oat of the waned error. te tning mrubk, snake,. and ~es of talul cargo+ ammo" lamed ladrty and Tex«
hasd, modred nibs rune of the rant hold« on wring
The Firm e. Card ban nil rivestorte you complied the becbz d the oar or Urals? am"
and oil <cent name premptb; For allayed aeon • Vwestmen! cansar%a rwesimn merest, (e 9. Statement Itotraitokintr
TM pawners manene the *Mr Meer wad of yor ~no LIBSVesa•dan cad tranzactons. 0 we tam Irnmd patnenhas and arre placement,) hal re We ma caw -date il related road ~Ms wit.
LBS Pantral Sem•SeS rcatrit 0th.. reccedk area momthan 10 brans days 10 do Mt. we rollrode not fog cmcd rater rho Samnes Act of 1931, the tame Weis n the sane enselle. e.g. beaux
oiled lad:~ <ananng cordlcIng sh>./1 par renn la Ike aware you thr* it n mot. so thr • Coma:Min <caws (e fair ~Largo and they hart or~ oho also mantel, pin Dom'',
not be rehm/ upOn f you bite.. II/te 6 an ant a you nil ham If. use of ibe money &erg re Imo pen as metalcamel* rickidng Twin meows relator~ reth am , clot at the ash rate» I
ornown. der» real 6 meredately n "rang to the takes wt. complete al nresagibm and ore raltY (Pan orlon. and >a prefer to ream tid ear Armenia mailed n
Bergh tenaget of the office atm."; >as axon • Depose account, Cameo mrthcates of divan at Les esparto rennIairi, you may cfrodno hosseixana by
Flere mat all chats payable to she Prta or We Bat LISA. UBS AG U S &arches and bras n It* </lags./ Sr-aerial Adma
Aten al tarn shown ao intended to be amnia. tananal evasion Minted on h Ircre id the FDK and Npasn Progan
enamme dra dØ not be wed fa ta µ/faen Fey .tarn ne In additionto moots ware lea imams The SK ()minion and lbe stafenranialprctElon do PriletAy mown nano
itd;yo n Ye r end La tonne, be. Fata 1099. 5498. ray be P.bytet tomama -co tam theirs ta late not awl, to these amen ern t they orerense aprame The Fradte Eros° nee* a nustrnbable •nrCkfuttr*•
1os )Men Prang tax /ran The Fern s paymarti sa sacra.; anhasa and /urges fa u-parl on yar sidemen% We SIK protection and the chasen by you to asset you wit, yew rent/non, k
requred by Har to rØ tote RS /Una drMlerds, rowel n ash rants. Accosts MX are transtand %madams-eat protection cb not prow aslant deign ha a bap effect on you accost. ene ntawkd to
reportable natta abk cfmdends ad tattle eaten, tooth« obluirrs may be sub/anti) a tinier lee • We market rota of yew ~drags (whiter as a idled any straw. prod.itt rtnermenlaldn.
earned a »areal Ned n >air rant net frOtnt•M mull of market ~omens. must batnNrya e mstrrient object.* a re& polile amn dad rah Tar
On N4 !bread ph. Ind cost b.». on tartan cared WS cote,"ens othernisal roman. and e not • prom« a aramlee that wrath
~sin Les o , »Veetr0 Or Ramos lo bak or ny tracer raut‘ <ra rhard Al
deposit accarn at narl hated bats rd./elated DiebiandRainvoarnant %grann(DPJP) enemas( endear* ma el tat, abcing to mp al
Corenunkarliona with the Fine banks and money mat« mewl lads <Money fur.* The ace rellened if an smear fro YOJ may °bran tots of the rare emegnmee You <an chant* your
• Flea» imantinn ry dal ccorancebonz re antra Depose rant at LB5 Br* LISA ana mt./dread the actual ace Iran pas I ~nil Apia Only /wit handy ream rams throup Onre Sean or by
so~ read you noe. rmb-cln9 pow et, banes purist:4aq n the /IS SDK -1m~ than are purbseed rider DRIP. paid shams mil be contadep you inn ul Admot
endteMa Secy., Os reenter Notation Act A) Program am FOC-nosed n ancedame ~Fir( ruin sold and the each ard be depcsded in your acco-nt The
• II rho naval ersabtat on he up bre el re from rot ma samson, ri•aw.ma wow lak.ga 0.4:04t dwdend 'remnant... ace >API"' by Ike mum may Amin -1w
of ths0.10~ is at LIBS hire/ Sams. UBS erlairts t UBS AG Stamford &arch W ties of dater (toroth, ~IS foe at v.h.rh h Padre ddr , • Vats drat anogerponlca Need ads ard
nanNal Sams curet your ~um at shinny Nary Tun/ re not ~by IM FCC. reØ
teak« by an gra« with the rektsd minion • Asters tmludes art.ble ash bare^ eat*,
We mooed >ad the retahorirPtdm.nYra Bank /oats are nos protected by SIK Money Find Cash.in4hat
In Mrs or. yet lends 4110 than re protected by SIPC See "LOS Inn/ Same restricted zemona (est), and Global Trim Depot",
Wined the rase DM/ whole an mar he held m yes anal t ban
below. inealad ads to ~bet and cenahafeb not held
marlin re located t UBS fnanal Saxes and at Astral ~on' «mad loa panelwit at a yeti/ ol å dogrel p4aIrni by the rm Don not "Oa/ ~cal zearawinzetz
ete nticaced broa, and pa rast nuke 3 ',ton or ~rye.. the Fern a/ tilmr sal ~hat unts at
taw. >ou• mart harem n to bark /pun may be as the end ce ten pnor and OlTitItC{11.11:« p.na a
of nonce a aneson to both fra nudee wet a !Mt* an racere Onemted by a WM. MOT« rk a.eztal stock warn and
• Az /maid n the meant remnants. you mat vandraw, and shams ot a Wray Turd rna be
temened (kana sataty. arcIttedn par *mare aseceabla nod epic...
matry us of any err; ea baud swohnVel I ladated and the /needs returned lo >am >at
• tabItei ettdel debn balsam oinmcmg msegn
raised an your swam%inn 30 dys edict it win inarl ors ./<<ord ~neat ohjiatier loam. <coca In, then ~urn biases
MAO« mule aysebble The tmeztram objectnn rclnsk {reek resttak to
!Let« itnaux• tag addable swop options. • Caahlroney Wino: Total of ~mad ' ,di:Oh
• Rabe 4(461 aroMbr friplard. eain account and ay day batman yoke rasa
mcVdno<unent «rest or, and >aids. h 4.'49,4 al cash taxer, pl.4 /poor balances al allhata and
rena (WI mat Peas rhom th• Fen proralbr wring td
horn you. F analA/am naafi tubed barbs. and tarry main mum/ lund
a Wilmot 8170.4./.1 lot3.00 won, its rfailla siitecant Allen >as Ion/ «urea«
IT efro,..gh rr a becalm; sm»p baleen. a te dose of he Starta «prod
Øy ,a in mil re)10 ber$ /tame« ~dins For each meant nett you
Namonoraity Ire wed. balances yair snare am
. (Ina RtbMons °madmen. chooseore of the I &Wang /Newnan daartmes
LOS Financial Sankt» account protection not tapered from other balances sd the Fern nay
CaiPn City, Tv 07087. • A nerei Current name ~Una, seeking the
The fern ',anent:or of to Sauna "mar Protecion we ryd them lunch n to ordinary caved es
• AI statements shall be deemed <arcane and assure demer•las 01 afar Celt. banns. Thew finch re paaable won your clemsvd.
if not *bastedto n • y0 dat Graz on <WO. *NO, protects otarrires cuerceren
• A01•••C~A~...t.on brsinlIerb seeking Der total s n<Ø in the tweet prod cloang vaie.
• for ITT wry< or Iran outside natrben to to 1300000 (niled 13540) lot
TØ of /Moil trim than thegamma:rid
<lam fc• cab) bpislab:4y brochure ~Sable Ø
U S Call n(Orne Led% ithfireation
• hose ol enOrSterlJestirS ilx.t n elefIrraf NOM” cermemen» meg The SIK aset protection • notes Comb/nab:n*0mo~ .M4CaofI,
Knits amat to all account that you hold h a petal, For dataled snlormation on tad gars lender; practices
Inds &roller 0711 Voattc/(bm Inaureens tekipp to/ the generation
<ad teansacam. Cal
inreul Sawn rt.
(nei
The fim, togtener artncedam /hales, his alto el reeme and growth of onmal
and autos" ala to >air Clore Retniombp
&gatemen or a.flOvit dcre~ and t•Gentbal
Tents and Condstiors CBS katernent of Credit 'mikes
axhourd supplerratal non« The manen
Wishaehen. NI OTC05, Ann WilailaSA Tuver 0..44 aratable Agnie(n•nt, .11,401:5<k)1~1
ran park to al riata dents. tolectree1/4 under
the prolachon a ISCOmIlon at 011TrWiter tO. 7016 • Coalmen, Seta, tommon add petal. reds
Calla trite a socn a smut. 4 son. Mt* yxt Ion and salinityto the wort metal. nett
Subpri to pre poky coridibm and Indians. eats al
statement or ratte 6 trend or ' ,punted more that mere the account an not gar*
dm Sam s Astern craned .pd St 9 ~en in she zmnficant
~aeon tebor a tinhorn the statement ce
»mot The fern or Card blur(., arolicable)tnni ~Mare la all >ar anvils hedna particular
SDNY_GM_00325497
EFTA_GO198272
EFTA01307538
Important information alm ut ru ur sta te menn (COMmued)
Var sti - For catern ~Are, vading n noncortermro • kl (ostrnated}ixame. nemnt yale ediktet .• ~isna torrponsaton Iran LG; DIril L6lA LGS
Var //anta rtenco•Strountoo ad *er anet. held *nemnt, ens, pot ed pure ty (Ixe soar) mr/ An 99~9 ol arta nakne is bardon toneol AG SurdetclEeanch ad neaff dred baks
n the rava at the rodd re monol anai Vou hm> ban »usle to bobar proper ...bolen. chrient ard /5~9. 'Karat sil *reist. out cash temp preg ens len
niry ad for cbharyd 'uty pod ~nos m an, ar* To oboen onn guotatom. hest nabb». ante be held la one yta kom statene, da a voll ceptinsee mal bo a ~My per ~i fa cr
kro mei Wen* w4</det tre at ban tobgeol alet su fnacW Ad•sor nar uay fed Kalla» 4C/kr å guralre, acctiacy rney be a reentspe ot nage dalr &Not
Pherg es brett dr ekren Ary wcude ed ~nakiintim. n not gurantehl bilexes
treskened torefim dåna the stamma pardue • Parat* imAtelmenta and ~ed produc». (*mad mal moer and tirret r.ld lor
'sted al niul vakna d the end d the stretet Private ~ment larldra (941499 deal <elan tfiet ol matte aukt nehade artium of Actbrity
paul anes. on C•09, 4••• ard a/ 994a ..ettmena Mel eikor a capilr gan n *tie unt the al nferokon regsdna commosen and aher ~os
• Gmt bori* h cleternena Premi baks opdo måte) ad sautisedprodacts n genera,' hiatik interne ferd tunene >idd) would be ~Med Museod n tenecten wth the wentona bas.
mune ineluded kn derment. **ta **tamrunra!~ Arid («un structarederoelkh han not begi - blemated enn, nome ed <timd yeld and the ntbdrg gren vercreens hann ncluded on
wth the nurrte ' I,' LES Frontal Senen has rarated wc.) the Sesam rid &charge asur rate and eld frett be bate or bitet . «snokhan, riftl,N11 etumtrd lona. ad Ml be
ntormake <Mare hom touron dh* Omn us Carenesion Led« ay ake >Kaia, lan Ytt ess the eftenstedamer~ prosided to so ecnvek an nar ,
roncag Senat ndadeg ~matte Iran ~hor phaid• *skrokki valp lor eire evastrnrot - An ensar d an enled nome (deard arder
lemar tha you mag bagmares to su' Inettal streahn vd ruslind arobas ta nlarrnaficna internt) dydd ty the tunere matet khan seIng
Adm« The Fim don not nd•pakintly ardy .lom,« papart cri‘r Luve. 4 not gateleid ~bene baler« c broed on the latt dvdond you art ergarpd et tror telna asete'', may
~ela the x*. xy 'tad,'' ang - Thea vales ~y ralla 9.199/940/ Iran eget d a nwest parret maltby Vue nare and noe a Owge Or lo tein bedreg costs fa evt
oronded kare other the ISS ?melodi Stemte.. arry, 919.94a a arne meinet rer er nysn* dr led;nerkposts ml be hell Irar Maitoa *ovn"
Øen akhough LES F nr< d Settes general, grimut& product may be bdert a soll eid do sr korn te st rimet date or unett ~sek
todam 1m naernatie as et o mened the Inn not atomvy teamet the vals su myr 'etar Attval( rdoetnindyeM ar rot grine. Opml ordon
Ø rot ~e arO ~CM tot dr dembe uran Sidaen. Pkgrtek) open or 'Ted Mk" ekt «de rot
~Con bes' rd • Umake gad loss' o - Ihrd bey eimer, of vøla sex d • ced4n • Affirlt9 OK hold by ANIS linodd Servs. Certe wirene .reeddi by the stemnet date, open buy and
*teama at ot M &ged Pa .armmen. As tuds, date and are kopte io OBS grortul Serven on a net, art rot held by the Tem ard rot niso the sel IA:9crans se reducedtk the .snovid solod,
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load »ull ;cmoll/mona n the madet taes /9 ▪ 'ligar unit sve aprearli te ner dl«ing holding etal band of thi lad fydy Rense the LES Ise «edb card ad the LES Vita
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SDNY_GM_00325498
EFTA_00198273
EFTA01307539
MS Financial Senates etc
Business Services Account
pri
anagement
SUBS ce NY 10171-0002 October 2019
minocomon 1019 YI 0
iimAX LLC
ElLPA
Account name: L ;AMAX, UK BOSTON MA 02114-3252
Friendly account name: EUMAX tic
Account number:
Your linendel Advisor.
SCOTT STACK Mate LYLE CA SR EL
Phone
Questions about your statement?
Cal your Financial Advisor or the Value of your account
ResourC on September 30 CS) on October 31 (SI
account
YOUrassets 0.62 062
Visit anr website: Your liabilities 0.00 0.00
www.tbscorNfnanciakeneces
Value of your account $0.62 $0.62
Items for your attention
. Help protect yoursdf from fraud and
review bank, credit card, and brokerage
statements regularly. Also, get your free
credit report annually from Sources of your account growth
www.annualueotreport.com.
Tracking the value of your account during 2019
Vake of your zcount
I Thousands at year end 2019 S11.82970
Net dm:outsat
962
87.5 eathdravals •141,84631
Your rneStrerit rewrn.
Dividend and
a89
interest become 11823
Change in
market value 5000
OD 00 yaw at your accotrrt
on Oct 31, 2019 $042
Dec }014 Dec 1015 Dec ism Dec 3017 Ott 1D18 r Se Oct 9
Member SIPC At0700:QCC0703021 10190=0000 Page 1 of 6
SDNY_GM_00325499
EFTA_00198274
EFTA01307540
Business Services Account Account name: L.VL Your vimpicial Advisor:
*UBS October 2019
Friendly account name: I 'A' A •
Account number
SCOTT STACK MANI VL F (ASPIC'
Your account balance sheet
Summary of your assets
vatue on Percentage of
October 31 (9) your account
A Cash and money balances G62 100.00% Your current asset allocation
•
B Cash alternatives G03 0.00%
C Equities 000 0.00%
D Fixed income 000 0.00%
E Non-traditional GOO 0.00%
F Commodities 0.03 0.00%
GOO 0.00%
Total assets $0.62 100.00%
A
value of your account 20.62
Eye on the markets
Percentage change
Index October 2019 Year to date
S&P 500 2.17% 23.16%
Russell 3000 2.15% 22.68%
MSC 1- Europe, Australia & Far East 3.60% 17.43%
Barclays Capital U.S. Aggregate Bond Index 0.30% 8.85%
Interest rates on October 31, 2019
3-month Treasury bills. 1 55%
One-month LIBOR: 1.78%
22 101900X03000 Page 2 of (
SDNY_GM_00325500
EFTA_00198275
EFTA01307541
Business Services Account Account name: EUA4AX,LLC Your Neendei Advisor:
Friendly account name-Flt
, NC Fenn STACK MANI YI F (AMUR
UBS October 2019 Account number.
Change in the value of your account Cash activity summary
Octobet 2019 (SI Year to daleII) a• AMWAY cony ma monnylu Watt llamas on ycur Sweep Dona are onduded in the operaq and
cluing Nana; vita FDK 'aware apes to croon a UK ant USA and it bank% partelbahnO n the
UPS FDIC Miami Deposit Kogan. n does not soy to deposes a UPS AG. fungoid Branch. SAC
Opening account value $0.62 $11,828.70 protaton die: to money market :weep fund hidings tut nct dank &pouts See Vapareant inbematen
about your :trent*e co theist two pace: d t M disormil kr Wags
Deposits, inchading investments
transferred in 0 00 26,000 00 October 20191S) Year to date (S)
Withdrawals and fees, Opening balances $0.62 $11,828.70
nckading investments transferred
Additions
out 0.00 -37,846.31
Deposits and other funds credited 0.00 26,030 00
Dividend and interest income 0.00 18 23
Dividend and interest income 0.00 18 23
dosing account value $0.62 3082
Total additions $0.00 $26,018.23
Dividend and interest income earned SONY'aCtiOnS
Checks and bill payments 0 CO -34,00000
Foe ou poses of tins stentivent, Webby of atonal sad anand irKOrne ha been delemined Dan a US Other funds debited 000 -3,846.31
tax rat an9 larSPalat Bard abOri the residence d the chant 'Kral. °Carom tare. a Dhaka, type,
screw interest ands civichnopasments may not be Abject to united Pates (Us) order Poen° Rites(PR)
IncOny Irani The o'er° rwerntily se/gement is ral intended to be used ex, cannot be 00 ipso for tai Total subtractions $0.00 -$37,846.31
Warner. Cann should Mei to the al:anal, tai larating loran they teethe flan UPS annualy. such M
the Forms 1099 ad the Fonts 480. or tar Marano infarnatial n is the practice of UBS to IN the Net cab flow $0.00 -$11,828.08
°Witt* tar oponmg loans weri the US IntHMI anenue Smite aid PR Tommy Degenment, pia in
such kerns aecutatety Many dvdeea VON 'barna a la' erne or twat* exam Heise cOnSitil you. Closing balances $0.62 $0.62
inch/dual tai paperer.
October 2019 (il Year to date (5)
Your investment objectives:
Taxable interest 000 15.52
You have identified the following investment objectives for thisaccount II you have questions
Total current year 50.00 $1532 about these objectives, dcagree with them, or web to change them, please contact your
Financial Admsor or Branch Manager You Can find a full clesniiptech of the alternative
Prbr year adpstment 0 00 2.71
investment objectives in important information about your statement at the end of this
Total dividend & interest $0.00 $18.23 document
Veer return objective:
Current income &capal appreciation
Your risk profile:
Primary • Motivate
investment eligibility CeesPderatiew None selected
ahr7000.2000103023 1019 page 3 of 6
SDNY_GM_00325501
EFTA_00198276
EFTA01307542
Business Services Account Amount name: ELLMAX, LIC Your Knoncial Advisor:
UBS October 2019
Friendly ect:oont nom: ELLMAX IIC
Amount number.
SCOTT STACK Nits:Bell CASRIFI
Your account instructions
• You/ account cost bass default closav method is WO. rust In, feu pus.
24 W19000=000 Page 4 or 6
SDNY_GM_00325502
EFTA ((1198277
EFTA01307543
Business Services Account Account name: ELLMM, LLC Your limmdel Advisor:
friendly account name: ELLMAX LLC SCOTT STACK MAJNELYLE CASRIEL
UBS October 2019 Account number
Your assets
sane prices. acme anci wow vdues :hewn may be aporcainrole. Amino*. Vacs axllosses mar not
te &wisely reflected see important Slotmetecn Smoot wet statement S the end of ths &curlert 101
TVe rnIcfrnalion.
Cash
Cash and money balances
00tnail 0alantte Closantodetlet Pate Cat Share Mega°, Paclen0intereSt DOA in
Mcidng on pet 1 (5) a. Oct 3t (I) on Oct 31 (5) rate Petical period
Cash 062 062
Your total assets
eercentaged Cost Estimated urneaured
Vaue an Oct 3! (1) your acotortl bass (11 anwdiMare (SI Iona loss (t)
Cash Cash and money balances 0.62 100.00% 0.62
Total $0.62 100.00% $0.62
•.70002000709035 IMP0CC0DC000 Page S of 6
SDNY_GM_00325503
EFTA (H)198278
EFTA01307544
(SUBS
Your notes
A NP7CO02CC0709026 Nn000061741 = 1019 ►ogo 6 of 6
End of statement for a«oult num
SDNY_GM_00325504
EFTA_00 I 98279
EFTA01307545
Important information about your statement
LBS enannal Semites et (The firma UBS Financial her I m >p.e no It.. than 60 days rer K Inn caps ty. A tut copy of the polry tordrg n anailYale tame or roans ard may not Imo Freer..
Sondra, d a member ol of rental~nay, ccmmcdty cent >a lee bet cownere ~etch the re< or won mane nitro",
and ophons«hrtes. UBS Faerial Seniors and UBS ande:taper • Modern Wiling to accept vane me to pnncpal and
Bark USA an ~ea 'daycare, to UM AG and - le >or rise* rd roast nunte Gt ally) nether the StC ~when me the~metal totter sane volatility» se* traor return
ANN, of U35 Searbees ftC thaiim'iInn, - Deer be Ow air a the wander pa se vane thelatert Ca/ IV • Anyzne Wiling to =Oat had, rik to enepol
slam«. eueldalr tort mount The Fern's entc•rese about and notice X der/ syoucn ere >co • Conan leser att.% worried by (ad ncticled n rd
hop rabble, to u•l, higri reams ow lee
office, re at Mere I it an ems' a why >cm~CIinn YOU retie vat) tut heed array Iraffi LtbS financial • (ratterrafåratey Consdrrate f tactod, a
clonnahm SenCra Foe circle«den Qinwr ce vcatch, pattco of the ordainlot hat accou,t may klode
- horde the *Aar aflame of Inc vaned *my mice; dretbk ~tea. rd feJ tern of retread coroner arregel tarred 14adey and Tex«
Ardsregistered n the mere of the rant hold« on Walk,
The Fem oe Card ~Wail romarte Ma <replant the bmas d the our a arde ara),
and od cored dry ear pr omptly Fa ~Orton • breionen ccolrattf a tiel~ nitrate. (e 9. Stemde Touskitokfriar
IM firemen receecentc the *Mr oatdia, wad of you, mohma CBS Ver debit cad tredachs. 0 ~tr. kneed patnenhps ref Len" Fletemmll)lhn re We may ~VAS» al edited wort ~Ms mts
Lan Fitava Sava ~cant Olha Werth t*.dd more than 10 accent days lada iht. we allmat not rogrand unfree Seanties Act of 1931, the same rtes n the sane ernekce, e.g. because
of4.c ta docurrerta, onlanng torøletregelaa4~1 yes/ tern fa theaware youMr* es n mol, todel • Comma:~«mods (e9, tango ...charge and
not be relied upOn f you bete* ~re 6 neva a they here omen who also maitan pal ~ova
younil hent the wee of ~money darn; he tmie • pro/ ea metal <anal* inthedre3 lava ~arts thonataf rah Other (kerns el the on often I
*mom' please near it ~direly n twang to the tales Into complete out Amapa:~
Berth ~can of to office sent; ps axon Ind Oren, FIFT Øen contra; and >a prefer to recent tnd ear statements mailed re
• Depose account, Grape <tether*, of ~dinas CBS utrate 1•11OLtitt, you may axlee harrer oØ by
fiera mix all~is payable to the rem or te Bak LISA. UBS AG U S branches and brat n the calrg >at inroalAchme
Aft~ alfates ~era one Minded hob amnia, Fronde' midi-sir riddateden KØ of the FDK hand Depace hogram
nanny% data dakl not be 'red ala paoses ray ferment In addition to regular '<coax lont massar The WC rotten:in rd ihe tutotent~lapritteacn do Friendly texas% name
on)orend ter toms, e Form 1099. 5498. may be P.ID/tft toenamoa o. hos. charges foe late
4tys . lc
ehvhbnFear.° you la. mum The Fern b
reared by law torn:ere to the RS ilea:dde duderds,
perm for secure« p.axh.~ and charges Ice erpacl
rant n ash accounts Account that are trantleor
not apply 10 these asser t-~ if they atemnse appear
on beer tar ements Thin WC protection and the
Itteherta/ account Arne it Senatarlaibb •rOlitOiltR•
&men by you to asst you wit, your remed~ref
tipplers-44 protection cb not protect paint denge, has no1.911*W on your avast. is not Mended to
reportable n:n-trabb ~lids and tattle innen tooth « et.littlatt may be sublact toa untie 14. in the market veer of yes enwstrnerts Wed'« an • felled any sunny. prat.<4 rthorrntadaan.
tamed ere weft«, held n >our act'Cut net melds ~I of ~kin ~tome" *tat twill/WRY a mestment *rte. a re& Øde as:noted wet. sae
re bale named CM. erd to4 ban On~Ian(Oohed WS Swap Optiona otheesisel row,. and o not • promo> a guarantee that wrath.
teasitien. CBS deaten br »reepro fish balances to bark any Internal rea <na and b. xheted Al
deposit start at nrallesed bats and limber Dividend %investor* Program (DPM elOOVIONItt /KO* Krek d tee rebcang to st el
Communicetione web the Fine banes and money main revue' lends 1"m~ The pee messed n an enrage ora. yOJ may obtain ton of the rare "mama You ean dunge you,
• rinse rc.confinn an, oral carmnrabona uraner; Depose ream at LB5 Bar* CIA ananralfilrod the ;rust farce Iran Ay, financed Act..ita Only ste:Aa hardy ram names trot* Ordne Seances a by
to ðer prated pfi nyro. ecb-cr9 pow ern banes pandating n the UBS FDK -awed den me puthated end« °Rt. prat 'hen wll te (cntaarbi)~ Pewit ul Achnor
P
*rd. K Sectal en ~MeePredrosAct CPA) Program ar•TOC-nosed n atterda-ce vahDrC drults sold Jedtheta WI be &prated:Near accc•-nt The
• II the tinted tegltal on the lop laei ei te from rot IT rdomtabon, pima ost wow 'd(.9», Oecon dwdendre~lment PRO toppled be Ike mud met Accoort0earview
of taut saromere ana CBS Fehr eel Sancti- UBS rears el UBS AG Stamford Bade ard,hares el differ horn the neket woe at vt,toth *0Pinta' Ohre, • ante of you attocateåortfoth Net of ~eh and
runc.al Sams urns you ~um at ~no) keenly fasilt re not ~by Me ICC. ate *kJ
Øa by engrue« with the rekatsd mina man • Aster Included ~Akita:110.4nm vat*, fa
We nformed >ad the rebliantOnheneu Y Brit dipailet ri not protected by SIT`C Money kid Cadh-in•lieu rewitfild (est), and Global Ten. Depart,
0~. this«Mail tycat. en~ lend, and shoes re protected by SIP( See "LOS lineal Senors whole tmet nay be held en yor ware draw re erealized ads to ~kn, and emanate, not held
seaden re beredt UBS emneul Sown and not Accord ~en' below. ~ad lea pndlwF åt a fetal 01 å deaden] phattni byheler," Don not nth* ~chi stairheaMth
the nticacro tacker, and pa man ~Fe a ',ton or ~v. ~Fan we tithe sellDr el wets al a the iond
day encr a ommon to both Inns Lan ytikat apsit. lurk depota may be Ør and ~tent can« ~ad( or
matte prce a !Mt* al retell Onernted try a evre stahmerel. ts~~01100. *belle and
• An dexriaed n the accant ecrements. you ~SI *threw,. ard threat of a Wray Turd may be • And han yØ. ard«ed., you «card
fadea and the crowds eared to pa ce >as eme«dabb nod ethane
eddy us 0, any cars or kald erriolar I I • (abates rdtdes debn balanced, atoning magn
~ ached en you ~amen, ninth 30 Mas air it win ~Nees ~had ~neat objectieee
mated« made real*. fort <rock In*. than acoaurel>»-Kot
The ~stet« *breams rein* profile re *SIC to • Cathtaoney Wand*: Total ol ~trod zwalabb
• newCW.(1~0~f ~haw« a Father ilfammtat aØ Sabha Mato options. PKIN account and may dny Weer pa rases can bairn. OA 001)00t Latexes al Alined rf
irrn't (tint mat •X‘.4,19 «onto, wleottt rate, and yields. o 43
/4141t* al Feapa sdwee the Fen proYeAbr n wring ol an/
a tollroce a BIM Aid 10690 t M. men, tint bonne inmost Allnisa nanalf tubed brat marey maid naiad kind
sapidant ^ant,. n >as!Arai Carer a seep balances. at Ow dosed le danemen prod
IT ØyMwgh n , ty. in mil ty 10 1.431$ ortw eating ItailoMet ~don For each acount fat you larcormally fee wedl balances net 4«01.0^4 se
41~ . Chen Patehons °torment. choose ore of the folloong imminent dajettnes nal 1eØ from other balances ad the Inn entry
Cyan City, tv 07087. f ~POI Sameiss account protection • Pro-dace Current Income arnstmeres seekrB the
he Fern it a ranter of the~an "min Protedon eta ryåd tyre fesus n tie minty caned its
• Al statements shall be deemed <owlet* and acorn (antra" of mane orly barns Weu finch re payable upon your demand.
it nog abetted ton • t0 dory Corporation (SPC), whith wheat 4~1~1totomat • ArbtnCµlaAppwaror. reniment tram)
• for ITY wrve of es/reranto to IBCO.000 l'encliarf 12S4C90 for Ths total o metaled m the ant prod0ring ealue
a IranWade groath of prmpal tree ten tn.~ram« ci
hr U S Cal dorm fce cash) &parser bechtne ~fable Loon
more Led% seerheim
• hose of ~On Cr Ora," *Ka r tettrat( req-el a ei weer *X 019 The SIP( asset ~ion • flotte Con/snit/en ot income sir/CaPdef
lints ;ply to all ear" that you hold h a prik‘lar Foe detailed Manton on the Fien's arcing practices
Iasi: tender (I71), Voa•debc Apprecaron Inn-wren% ward tote the generation ad dulosun, refer to you Clem Itelahonthp
<ad 'answers. cal ono,'
The Inn, loathe nee.~Ian *lints, KR *0 of mane and growth of privical Agyeement a Aware Acr~ 4r4t*Ginteal
Fnrcd heva« rc . Terns rdCondtions LIEeS kalement of Credit Parkes
~hash^ NI OTC€6, Ann WilailaSA Tarwes pschated wpflernantal eon« The maim"
roue payable to all diabey dems.o>leerrebtnder anvil
DnraBrikpreffae ratable oared...es and C4t blunts
the prolechon w ISCOmIlon at of Drab« tO. 7016 • Comes", Seeks to mortar.mid we pal ~IN al wow. i.e.,
OA« twite at won as >Gaut. 4 5,..,Ihrk pa been* ealatiley to the want ~al. men if
stnernent a recepl o mere a f you need more Suppe, to he poky oxidetam rid liraltant. cM 41
sofasnar bala a unto an the grement te Fin, el lenter rlectdef tp to St 9 mllen en its that mere the 4(Cotsit clan not gene, * >entity*
mop/ Fern or Cord bluer (as afrolcable)rmsti ataoCate la al you acwen, held en a pendular
SDNY_GM_00325505
EFTA_00198280
EFTA01307546
Important information abo ut tour statement unutumua
Yte sats — Fte ctrternhava~ irodna n noncortormrd • la (estensted)kicome. turane yeltb andras. - We («ti* coreconsato, Iran U3S Dei L6A. UBS
Vorr attrea" ~ta stiositat ed oter anna Fad denomreces, moe ana qurety daa van may An nemme d ernsi roane is bidm <drent AG Surdord &and, ånd notalf ba-ks
n ta scora at ta radd te daameil arcd You hm botn »utlad to bonar proper alunen. drnital ind ~abs. ~anno te seames val tac•st. out <ash 'norn proarns len
my ask for ckbayd 'uty odd stanar ry Irre To oboenorren gudsord. elan anda*. «nød be hella ont ar kom &tren dale a am" ~frie mal bo a mcntely pa acttLed fa cr
You myreane ~daa. used at ban tasen atter ryas Frontl Adla. tnnynty fM enmo 4 <ny a giaralre, acaracy rnay ba a andeler:tea ansar dak &rod
Psird ams batna due eten Ary uturter ed Nanset «amt re not guarantad
anefenad totefm dåna the statement pt<idae • lamt* indiolmonta and otrueblodproduaa. Famnet mal mare rd <drent raid la
blad al midel vålen d the and d the statement Privat nemnet iradrialit (rthaPr9 &Kl talane/Pa ol 'envann <aukt "lide a tn" ol AtGeky
nett raeltialCd ~rar raida etat netttel Ilul vavla ovan dons n *hels unote ed nonnation regsdna <anmodes and abs tron
• Gat brå. In dettemnno tum' ba» of te stovtes) ed serubsedarodacts re emna, harsk norne (ard tunt, >jekt) wauld be ~Mat& navrad n <antatte wt Ile wen-nano, vas.
seele inbandn to datement. *Ste mdcad dicakl. («tan druckred ;rodd, ave not tem - &Mened rad «ame a-d <trea yeld ind lee haling gren varcacteas bann iscludad on
wth the nett'/,' LES Fr ncol Senat has rolted rageland svt the Satiren and Edhange anal ncome ind neid rost rl be bme or nette coarnalionv pf 4,1,›Wkr furnsMid lona. sd +dl' be
ormaan adared hom tannaber the Les Carrnosiea Lede ry state nonnes tynn We tinte Manstad snoen tronded to >ev troma/I onn:~
ninca Senat mludeg niarane kan ret provd• nanaled vana tor tesene ~tnt - An *rima» ol rruatrod norna (delod ancecr
tas you ~g have Øreled to yogs emna.' snarest ad ~tred polagt fa nlormaficnat internt) dunded ty ta <eten matet Short odling
Adm« to Fim don not rud•patbntb, ~dy er CisPow <ny auka°, 4 Ml garantar ~nano balance cbrad anta lati tidend ti you ra erosed n toet sang a saum'', yaimay
~elet the x* xy 'urdyd alet aomMon - Thea varmay Odd subseetak kan aget d cr ment palmene rna» by te sett and mur a chsge dåe lo <son barowna <mb fa ta
nraded ty ~as oter tan ISS? ninca Sem«. att', r vki(h a aese rasene re<vr e or innrim sec‘r Ibtirrldests ml to ak tanne 0rhalr stordy.
Ø e akhough LES i nrc d Stases otnersly *attved product nol be bast* a lott ed do te n sement date or unhl ~uty.
todales in ~Sten a o mened the Irre
Ø rot nedt any altarsen tat the nlarnabe
not ric<es•sdy tennnat the var su mai maie
Latr 6Ciudatain.
Sov e), rd corenund yen se not ~send. Oson anden
Pkancing open or '9:ed i/lai-galet adm tat
~Con beat' a-d • MrelcedgaWlosi o - lavd arry ~mak, or ale se as d • <elan • Apia not hald by VIS lineal Stram. Canon anm na ~ard by tt stram« dale, open buy and
ame.. at ot ti dat* ot ta &tamen Atna date and ire supplatio OBS grortul Saven on a nets are rot ~d by the Fm ard nat nite the sol lap ~len re recasedbf Sto snovi ol aude:k
plate <b not nym tas ~mela,» malte malt hat by in rettane« atale Inn Inni nounsie or <ferd Thea sats am nyes am an ertdmands a pris date etes
arts.« ule bades. F« la' radaaws a - kuar. 7^Fral pale« crtponcof enrcmad ra drotred on ras sutenert lor Sonmatenal menurad ~me by ytra Vag re responsble la
Mannar AMaintt vallad lateira Tal d ry. er ~Sed to to Fem by ta mue Nepa« al, nougat ind vabn anes(' se ~id KM rt adled 0.» tornar båre lo finel
Taltot 9~10a rlonnalon only loe te aerod ol "Man panna" a tana ed may be cablated proncled by the etal? hem UBS Anette, Serai «ding ocen atlas
leme Inry se hed at re. inn More hateret/ bardon Ule.« nlennon kam thal vs•cl by not erspestde fot "5 Mammon eddonna
Mala natces can be ~ltd by >ar Peatral /dator tid pantes lo dreia tet nimated vatn %innlet 45 uray. 'bm adals n rot panalvd Private
• Unrodirod gins/losna Ytte draes ' ,slabb. - You <an dann addia'a Mamas ntecairced by WC or les Fnys ~santal SPC Ørige. To obtan a copy ol ar cesfal Cliwil hitry ettku,
nervend vaiseel gamllosses se </kausalt« ale ..,teuska,,,en used to delowne the annua ol desse conlest r<vr rendalt&K« d veto «ette
ntnisn seta ry bb The tranal ga dau for vas ed the dat ot te Menationthat a the • Rane aldring and addildnal compennation s yddr ranromes~t
edvdan my« ~in« ral k« <ammast:oh basis la the nemt* by antactrgyar innta - b, sidnie to <temma" as saks sd 17b. I tett - LES Tniroal krotes b rot be* The BklA, Elanen
tran race to:umy toorgr,:s.ca Atoor mened n camedcn wth Ia doerbSon of muhail Samt Account BSA sd IIMA re brann,
Ornknd and olh“ ferr.~ loti ant symetato - trd party osimaled van may be rebard as hede to or etanes wc st os radt. rane m<ounicwh‘h pta.* Maste to ba* ing ~n ard
~sa bli ro at eardned todi:4w~ 'Nr preed' n anen sauane,' teene ~rua Surna paymmts Iran ~as ert< orodsts le~inanguments ret :Miland bek
~ryd lot " trade date <dann ~nes te rdapordet valurna limhas rot ~led or admat ot tb> nyast han tat wo tul tao ana oie« trd.pany bads. ed pronSes sats to
te9mlltramattnn trade dato stable to ^Kg, vas ~are broene isse rom re barAd ccm hvori/kant ortwonly ~ra and anrorty ora," nord by unnfiktet
• [Sabla anuntin Bnhadinlered mak Mat ta amakeil evna lue arrred tat ~olla to rart of saks by UBS of a pstnAr mani lbrd-Oirty menne ~anm Tercutnnsurarxe
the nou« <db for tarY ~ion wil be wlested Ote~ ~ed als mo ~Man, te tran a hal lena/ to ca <Uttatt, and OB la altl rals d a seroy skanclutt of les Fruntol knm" M.
~ulk by lot Iran neong al Hostes a drat alde na/d be Agdy Inaulet re dit to the nave Caratar randri land trafs taes edda te - ~anset, narra. and muna ~att%
esue bed n oms nam, cd n nomne* rome fot ar ol the xturdy - tan FCK nyed • No bel musea. Mal loa~
dent, Cal lanse ~kones obtared kom terd - ~on nen n 49" 4~11 favner a gana tue 54 ca etkat ale .Mave ~flatna and - MIA Refora nugarant Attan. Bosness
pale, ed as sorry rs nol 9.eurantad Ot« <SI inmaled vakt ror a trd.ney ranet als d antas~trana lar in ronaderam for trede Santa. Accourn ISA, ØSA and rarnaberui bussa
%ans mai end Milo avta aka dekt andlet prowixt the »be of te sonny Ml be dalere nen smien hal no gad* to ta maual hendt Mere« Aata re ranteed snwe mela of
Mentemlbe uord«, kpan attan from ts aschaapna Mao toa gest", re pat from mona amt d ISS FNnulSemn
• ~vaka Pron Otptayed lor savnet and oter - 'Nota om to &a' mag alde revnet rn.tual led and n a dalr am.:am bond - VISA n a ragowed Vademia **rod by ada
podet eari be hø« ot byde tin the pna tie tapli, norne a bot anta runt« of scoret at to brier deltv ?omene Sxwe Aua ulati ind utad Lede
yve/tukl atm", mona n ta marki! Prat it ▪ 'Ordrui una ratnli te mal "ing Ø^9 entot fint ot ta ind inry Rense Tlf LES lott <ada tet .rd the CES vite
dataned Irom vargan timd farty %Vas *tat ne vice p« fald ånd ~øla rollen pm cosi base - al addtie to arnmasons ',cand n aniKtion clete <it se ntaNI by ISS Sel USA wen
bele* to be realble. but st do not %manke ta - OPP ind Well Kfr tror bies re roe linedcn a ~ ia da die er &ab/1~ ra ~uty tanks% ed Patten Iran Via U SA at apotated Moter
roar nitneal sorte, ~e, and art ~ØV urd ~Mnd net ape lo~ <tert. wc anda tradomarks„ reootered nadeerods. seva mel, end
- %Y* ran* un te <keino pk* whe ~Labb or doSd end ewn d the, <es be sold, the pme as elt& rann teen* d‘MM orrattabe regrared naute nuen re of ter resp:~
the ned dehad and auk prim) la åsted reck ed may be Irs te to pr *ore snuet han«sy of the .tuste ormen unckmang «inpfnan
~tas ed <pica apedy bid penta OTC alde promekd n to stam gattora toarouity ortrace, a t ti :iona.*
~ars <ospen fr spaden d dro tnt ~ant bunt SS Fiaaneal kovna Ytt Par 2OIBIO
- Inc stuar vadetattra« tty be pruad uer» a • Raelreted ~at Paraneddtte~.14 girsag ~dotti:ute
valsecn rnxIal a tho mon mani -`en kre not fareny aligtie lce rd:dtc sal> Les Fna-cul - In ackltie to «anbud^ raemd fres the
cteined ard may rot rele« n actual maket ake Savnes Mn tie Merket Ona Ot ta untancled Rock Øand sak c/ Ne•TSNees firt. vor rotcr os
or vale. cd the n mus as in inpatd vals la tit Miet? rerom asebbased e,f0!stwing
- Canon postlona nav «eat %valda a aka and anrkled sIØ Fot porpases of ti >Memento**. To nymen aom ledar dstrixdors, wen as
valtown 'titt ~and solide d se Pa tana Irar ~ar ad ymse es re elghak for sak. lu-elna f ledast:kry ckalopment, urta ed
unable to cblan a lea lea X‘unty- the vake wc-Nedmot be ubstintitik less lturs «dues«,
- Ornosts « dorm« denomnsed n orraces imweed vale tonn. - Cke alailts ah* recewe cornrown ed
ah« tron u.S. dokm se teften«, stå ~hega ote salatte from rnivallurdi rd riarrai
rate nal the ststmern date ~dana Mf«. ptClitlt VLO dabs•
SDNY_GM_00325506
EFTA_00 19828 I
EFTA01307547
UBS rinancal Servces tic
Si) UBS
nagement
Business Services Account
ew a NY 10171-CCO2 November 2019
Account name: i_ MAX, U.0 BOSTON MA 02114-3252
Friendly account fl int ELLMAX LLC
Account number.
Your ISnand/A Advisor:
SCOTT STACKMAFULYtE CASRIEL
Phone
/ligation about your starternure
Cal your Fmancial Advisor or the Value of your account
Resew on October 31 on November 29 (5)
accoun
YOur assets 062 062
lAdt our wribsitm Your liabilities 0.00 000
www. toscorranancialsennces
Value of your account $0.62 $0.62
Items for your attention
. morn pro:fact yourself from had and
resew bank, credit card, and brokerage
statements regularly. Also. gel mar free
credit report alimony from Sources of your account growth
www.annuakreditreportcorn
Tracking the value of your account during 2019
Yoke of your &count
Thousands arras end 2018 511.828 70
Net deposits and
962
wthdrarvals -$11.846 31
Your TheStrellt return.
Dividend and
interest Mcome 51823
Change in
marker value $000
Value of your mown
on llov29, 3019 $0.42
Member SIPC AP. 00200036957 lfl9cXOCCCOc Page 1 of 6
SDNY_GM_00325507
EFTA_00198282
EFTA01307548
SUBS Business Services Account
November 2019
Account name: ELLMAX,LIC
Friendly account namiFitAlaYilr
Account number:
tern
veer Almada! Adviser:
clan (tom' ie ("ASPS,
Your account balance sheet
Summary of your assets
Value on Percentage of
November 29 (1) you =cant
A Cash and money balances 062 100.00% Your current asset allocation
•
B Cash alternatives 000 0.00%
C Equities 000 0.00%
D Fixed income 000 0.00%
E Non-traditional 000 0.00%
F Commodities 0.03 0.00%
• 000 0.00%
Total assets $0.62 100.00%
A
Value of your account 20.62
Eye on the markets
Percentage change
index November 2019 Year 10 date
S&P 500 3.63% 27.63%
Russell 3000 3.80% 27.34%
MSCI - Europe, Australia & Far East 1.14% 1838%
Barclays Capital U.S. Aggregate Bond Index -0.05% 8.79%
Interest rates on November 29, 2019
3-month Treasury bills' 1 54%
One-month LIBOR: 1.70%
Ate7OCC120:069S9Se 1119 Page 2 of 6
S0NY_GM_00325508
EFTA_00198283
EFTA01307549
Business Services Account Account name: ELLIS1AM,LLC Your Rwanda' Advisor:
Friendly account name: ELLAAAX U.0
*UBS November 2019 Account number.
SCOTT STACK MAIILYLE CASRIEL
Change in the value of your account Cash activity summary
November 2019(51 Year to date IS) sat rear? arviy thA Malinke wart amaertes hn you sweep (spoons ate snduded in the apron; and
/loon; Mantel clue HNC to:wan/0, 45On to &pouts a UPS Rant USA and 11bank, pallcO2Olc w Ira
UPS PDC rowed Deposit Program. It does nor scry to deposhs al UPS AG. Stanford ladeCh SVC
Opening account value $0.62 $11,1OE70 ptotectionanmie: to money market wasp fund kiddirgi but rot baN Cep:nits. See Important inbemar
Mast your :Inner r the I xt mop:gel d /Pars dosoren1 for davit
Deposits, including investments
transferred n 0 00 26,000 00 November 2019 IS) Year to date (I)
Withdrawals and fees, Opening balances $0.62 $11,828.70
nckading investments transferred
out 0.00 -37,846.31 Addtons
Deposits and other funds credited 0.00 26,000.00
Dividend and interest Ixome 0.00 1823
Dividend and interest income 000 18.23
dosing account value $0.62 $0.62
Total additions 30.00 326,018.23
Dividend and interest income earned Subtractions
Checks and bill payments 000 -34,000 00
for Du Vows el thS sufernent, unary oe Interest and dikkind (Mme has been deurresned from a US Other funds debited 000 -3,846.31
tart ittaarnrg IstoPtclime Rani goon the residence of the avant hdOer, account non or grout type,
scene interest endow drgandpasments may not bt abject to united Slates (US) ander Puerto Rico (M)
lixorre tains me then monthly state:TWA is at blended to be used sal cannot be relied tart (Or Ms
Total .subtractions $0.00 -537,846.31
purposes. CUM Shad *let to the LWKatie to resaarting forma They rehlhe (Km UPS annualy. such as
tne forms 1099 it the Farms 480, lot tar reparong iNcernation n is the pradite of UPS to fie the Net rash flow $0.00 -$11,828.08
cacao* up reporting loans AIM the US internal Revenue Sem(' asa PR luxury Deportment. and in
such Sams mourady (Mary dvdena afire int erert as tat earria or wan* income Reim (omit your Closing balances 50.62 $0.62
irrivelual to predator
November 2019 (1) Year to date (S)
Your investment objectives:
Taxable interest 000 15.52
You have identified the following investment ckeectives for the account. if you have guestxms
Total current year 30.00 31552 about these objectives, disagree with them, or wish to change them, please contact your
fnancial Admsor or Branch Manager YoU oar find a full descripmcn of the alternative
Pr or year adjustment 0 00 2.71
investment OnrtaCtiveS m important information about your statement at the end of this
Total dividend & interest $0.00 $1823 document
Van natant objective:
Current income &capital appreciation
Your tisk profile:
primary • Moderate
Investment eligibility consideration Nrt scaected
Ar4.7900.20009369S91 111190300000CC Page 3
SDNY_GM_00325509
EFTA_00198284
EFTA01307550
Account name: your eloondal Advisor:
Business Services Account
UBS November 2019
friendly account name —
Account number
<COTT STACY Mani VIP CAMP!
Your account instructions
• You, account cost basis default closing method is AK), Furst In, Fist Out,
au•700CdOCOS96•60 ii1903CCODOC pogo 4 of 6
SDNY_GM_00325510
EFTA_00198285
EFTA01307551
Business Services Account Account nane•: ELIAAAN,LIC Your Rwanda Advisor:
Friendly account name, RIAU.% tIC
tit UBS November 2019 Account number.
SCOTT STACCEAANgLutE CASKS
Your assets
Sane press. income Vol Correct values :bosun may be aportninwe Asa resat GaAs and losses ma/ not
be terurately renecled See important innatniefecn Mord'our statement Ze the end01th% dawned for
',zee inicnnottOrt
Cash
Cash and money balances
COCno0 bianCe CIOIMOI4cnnt Fns( Per Snore Average Pucka/linens% Pisa
on tto 1 (1) on hoe 2-9(5) an NW 29 (1) rate Period pedal
062 062
Your total assets
Fercentaaed Cost Slimmed Unrealized
%Mut on nor 29 (5) your &IWO Oasis (1) annual MCCOY al dance loss (U
Cash Cash and money balances 0.62 100.00% 0.62
Total 50.62 100.00% 50.62
AlsidlOCCOO:0696S6I " 19 OCCCOa Page 5 of 6
SDNY_GM_00325511
EFTA_00198286
EFTA01307552
ES UBS
Your notes
oth970032CCO9369E2 a= 1119 COM Pogo 6 of 6
End of statement for accotnt number
SDNY_GM_00325512
EFTA_00 I 98287
EFTA01307553
Important information about your statement
1.85 frennet Semites It. (tho firmer LIBS fins-cid her Novaya no Ire than CO days Sue th• tem (ADAC dy. Aka Copy Of to poky receding 4 addable recent a fauns and may not L•tip Pre yak.
Stoops as a menet of allanapaluorty, canna:Sty car )dal to trot cinema, co *Arch the dace of upon maxi .rttien
and options mehahaes UBS FirertielSohicos and 1.8$ Probitm *Pend • Moaner Waffle to *apt some nal to ponce:el ad
Bark USA an rdrect sLbsclaws a LISS AG rod - hood. yea nano rd ware runt," d any) fleeter the SIC plan-kr my the sapplantreel tolerate sane valstiey to seek bite. rams
*Makes of WS 54cuittes ftC the rim's lnnvel - Dhabi the eta or the transfer su a* crave prOdtcloducoly IO: • Andc,se Wilig to =We "" 10 fnrciPli v./
Shetentent n hobble won request The'rm's entcutia *out arid **Lan es chaffy as you can eel Wu • Often 1.1.rxrel amts comrofied by Card noticed Pio *lathy "0 ad. hip want oar ten
olkes re at blew it is anma a why yaa nand more )Ou Wow vales) &A hetiaway IrOML65 f dental • frale•••-tAgiaty Comdr.!4t. I 4.1x104 a
rionnahr Sane, Foe tint< anal 0 muerte crodalt patron of the partial° for hat acceded my Muck
-'made the day ansewit of to expected error. ncLacIrg webk mantes. and BO shah of mutual corn*. tzfaleg.e., Introollipdmi and Tex..
knds registered mix name of the roar, bolder on voladlity
The Firm or Cad huenit nee:tore you <emplane the tars of the osur a brier nee),
rd omit cornett ani error premptb• for afford errors • baseman (courts a nwsimert merest, (e 9. Stallouseeliortir
IM narternern operant< the orry 0 /14 4mo:eel of yaw' motmg C85 Vaeocklan cad tratacto-c. a we tie tented patnenheas aryl wale placements) het We my ccoso-thet so reti•Aci account itaWherti wit
LBS Enamel &nth wart Other watts. ttefd awe thr 10 bacons days to de he, we will made not !roomed under the Seeuntas Act of 1931. the same *Sims n the same ernelme. e.g. because
°Net ter clocurertS. <*Mewing ardlOr9<liashoutO Axe watt foe Ilw swan youth,* n n mot. to the • (primp:Wes <attach (e 9, firegnachargo and they hem term *he ebo mewed pee aware
not be relied won f you bele* MK. 6 anima you vol halt the use of Lemony dung tie tone prat an Tellco+NEI* futures <mlreat relate...hen war other (Wes al the sane .Stet
ornason, please report n antedate/ n wand to the tales into complete or, medication ad tearnedte *tar (omraos. and you prefer to meat and rola statements mailed n
Branch 'Anew of the office wren; 'ea oxount • Depose accounts Betio tender*, of choose) a LBS operate ernearspes, yar nor:I:ono hartehelang by
fieme make all tracks payable tote fern or the Bak LISA. UBS AG U S trenches and breve the calrg you inroalManta
Atha* at Egan dome, re mended lobe acorn& fnancial imittaicn rdcredcri te Mara cf the IDK hstiod Dope* PrOIciar
drama% dra tail not be used to tar rowan rely .t enant In addition to regular accour foes. accounts The SJPC DrOtt<lor. Indt*sladramolalprote0O, do Primly Kinn name
T ey$o"riend tar loon, Pe. kern 1099. 5498. may be 9beect to marrenrce feet chat.; to late doe appla to these assets eon if they odemese elaato Feen.A. Ecouni nee* rd I tuOtarteible •ruckranx•
tic ) whfn "of.r9 you tax worn The Fern c paynern for secure.; purchases and charges kr .pad on yea eirmenh The SlIC protemon and the chasm by you to hint you wit you reoorolktepro t
mond by taw tamp:du) the RS Auntie dud/rads. ;moth mash warts. AC<aan<ir re roandared supplemental protection land VOW *am/ changes ho no 1e941Oleo on par accost is not ritawkd to
reportable nrthabb dndends and eatable rued toother nehmen. may be suleatt to a rattle fee the market rota a yas mestmerts (whether es a reflect any *resew. prod.AL rtiornmenletn.
toned en situates held n 'our wart. net maids maul of market movement. man bat WV a eminent *teethe a rd: profile *swap! wit pair
al sale transalcet. a4 cost bests on erten coveted /AS Sweep Options othavatel emu,. rot 6 rota prance of 2..arrite that wratlt
wishes IRS ahem options fa sweepro cash Wirth to bark or ary mutt, aria wd b• achered.
deocca worm at ncnalieted bats and attested Dividend Reinvestment Program OVA mompent nwho Coro 04 nadclr..2Ito nok of
Communications with the Finn banks and maw mate maw' linos (Money krds)
• Deese reconfirm ay sal earramtraons ri wren, Depose recant at LOS Bari( LISA and nr.athlecod The fi.ce **IA n an aMage ace. YOU may obtain low of the are.* noviinwit You <an dunge yaw
the woe Pr[e Imam AS! nancal &Omer Onlr Mqk hardy reuse names group Ontre Sawn or by
tofurther proc“, )0., rasa,. r<b-CS, 3 pow 9'II tents procorseng n the UBS RIC tared Drt sewn Me puthasedtaie DAT. pertd shah all be conactoeyar inixtatAdnsor
V...riler Prot...6:41 Act (SPA) Program re PDC-nswel n att.:relaxe with Crrule: sold and the cab ail be &pouted n you xcc•-nt The
• II the Maloof now°, onI. ci te knit Pot owe riomtabok plea est wow 'dope. Depot( *ricked ravager-tent once hoofedby the MU., nay AatiallOWIrieVI
of Out Pawner' is rot IBS Feirx.el WWII-161 *mutt et 155 AG Slonlad Barth ad shores of defer from the mold ace al v"ch ihe Partial Owes • Vete of you accounefigmb* Net of asses rid
MAW Sows cartes your 40<OVM a (term Morey finds re not iviedby the FOC resold bet n.
teokr by artarert •vih the reheated min.( en • Aspen hcluits nabble eath beano. vales for
we riformed 'cud the relehentho when yeu Bare clgamils se net protected bYSIPC Maw/ kid Caoh-in4iesa
<amid the want alley cafe. )0..d finds and shares re protected by SW( See "LDS Inmost Services fettrio•d swats, feel/ad Gobi Trot Departs,
Aware "rotectai below 0 * whale tat/ may be held m you ware date).* kreealvd marts to market. and (huh anelf not held
tenants re located M UBS Creme, Semen and nee trilled IO a pale. Wit At a recd of a &Mend [Yemeni by to fern Dom not nelide traced seasitielassels
the ottottdcrg broker, ard you ensl mate a 'i con or ~roe. the PM all either sell barbel unit al at the end a the trot ad °mat rasp. en *nods. a
day ma a omown to both ferns upon wakr masa braves n the bark depute may be raw144 ace a wept an anted determased to a
wrhdraws, and thaw of a Navy!aril may be an* mennwers astute dock coons and
• As *tassel n the accart aretmentt you mat regrAertd Ow ma perky. ad credo pa; awed ererosabb coo wax
roidy us of any ono; oe 'bad emit:eels ad the "octet returned to pact wat • Ciabless PELein cittn balanoo onating moon
reflected myou sirment mho 30 after it min Wynn?, lemmata/It objectives tort veal Int. that xcan bastes
Maeda nude wait. The reestrrwe objearres ad nsk profile are speck to
!Late ilfcmmton tout hatable sweep options. • Cestemorty Werra: Total of women* hobble
• Me we <Woo cotton*. arriplard. Or oath account and mw say between you =cut. oath WIall:K OA &poor birth al allNod ad
run<Genl mat netang <trim, interest ries and yields. o notable el Nap. adve. the F preensib, .1wrong ol any
Or tOlk4.0 * 800 A./.1 to 600t ht wow *3 (calla horn yop inmostA/Myr no% elf tut* bares. rd norm market ma.* lard
0111<n <tango Is 'Cy lar.t./IMAW Of sweep branch. a the <bled the scram prod
IT Maid,/ Om ,* i .6
,a eta n)10 le5 a biting trentere.re obpol.w. each Account you Naniormsotley Ieee wede balances n your adoxed se
ti Ix.. Client Patrons Department. <loosean of the °bang imminent dejatan not seawaned from other balances ad the Inn nay
Lawn Cay, lb 07087. LOS Finascill Senatesaccount protection • Pro -Ilse Cum- 1(one arrestmeres seam the
The Fern cementer of tie Sauces noun Proitacn sae rydd these fund n the adnry cane of its
• Al statements shall be deemed < orrckte and aware generic. ol recent aly tearess Thew finch payable icon your dens d.
it nog ablated ton • fC dory Corpct uon (SPO. which protects sewer Cuelaren • Arena Caput Anawutoex ymminwits mania
• Oa fl y saw of +immix° to to 150CI,000 (indukg 1254030 for Tat total o nettled m the centre pen:picky., value.
oi kmwed. growth ol "expel taint hen the gavials", a
Owl) S Call clam fa cash) &planetary brcchuce ite'pa,
sac era The WC awl ',Section mono UMing infowertmien
• hose of en0f10.0.A..14.3 *tut dholettroded • ;max* Cambium., *Orton* sal00ti fadnaltd Scallion on the fnWs lerdng practices
lints *pat to if =ours that n
you hold a pa-dab(
Itrds manner 0711 Voao Mac Ayorecastim Infturnerns seeking tads the generation ad &Oman ran to yap Clore Rabtaornhp
cad transactors cal </owe, of acme and gorAh of principal
The km together nit,calm *him has also Ageeinent or adlOYt ACIrefiltri and tue Genteel
ennui Sear, rc . Term and Orations WS kelernent of Credit Fraction
Wish^.Etc NI 07046, Ann Mains Twv.on pschaud supplemental rostra The warn
snare payable to allNieble deem colitorab under Ow•N thk;SAN amiabk nAgreem,..X3 and C,Cx bsurts
the prolecbon a IWO mien at of Narita 10.1016 • Comenwart 5<ef.3 tO martenoda "howl melt al Iowa
Calla write as wen es suer. it sutwic yet Sew to the poky cond.irn owl linClitcdn. CPA dl ban* ad talmilty to the moan canal. men id
stirternent a med.. 6 men; or dyouneed mere that mean the wart dam not genre* ygnficant
tionnattn about a transfer en the statement a t * rem 6 *mho. protected lot tip to SI 9 miler on the
mace The Fun or Card blunts arolcale)mad *Tepee fa all rxr alcoves hetl n a Weiler
SDNYGM_00325513
EFTA 00198288
EFTA01307554
Important information about your statement (COnteued)
Yew sate - For certe••••••mitos Lacing noon-m.6min; • ESL (4.3tOnate•SilaNink went yields indents. We recent < orreonsat on Iran L85 Barb ISA, 1.85
Yew natemae Mercc ~tea ad cater ands held denemnatass, axe rd ~toy (lace was) may An tvnat ol aka .am 0 bidon current AG SardordBerth and meanplead bras
now start at Ow end of tie slalomed prod Yom Ha been atjusted to frehaS• groper valuator. dindend and ~ala i anion.? the wanes sea *rasp our cash 9000p pain TM
mar ad for *hay of fuly pad stanse any tins To obtain osrem quotations. when salable. continl be heldla one yea from sutemee art a Anil cempenasinry be a ~Ply pa scam fee a
You ma/ Web. Wont*. used at loan totateol alter year ~el AdnOr Trial the Kara» a Cnkr a giatkara money may be a patented swage deli &pow
• aleCi any balance due on them Ary wort...) and calmed«Kane at nor guaranteed tetras
Vadered totefirm d.rna the statement pubdare • ISOM invnIrreenta and ~red ~duets. fewnwad armal mane and current raid lox
heed al make valuta of the ond d the statement Privat mermen' 14(.1644 (rciadeg deal <<nantWa Of washes «ad include awl" of Activity
penod Rettietan Crowns and read stue nestmeni "el racel a Wit:, gits n which case the es! hforrrodon reosdna eannwsens and ether chaos
• ~bal. In determining the cost bee of the leashes) red strutined~II se genera,/ hip, intone find anent >fold) would be overstated reared in feenecticn win the two-none, trades.
tecones included n his uatement. where indexed diquid. Crtan fauctwed;mien hare not been - Milled aearif income rd <rail yield and the inn-4"a sear varcreans ha ban 'lauded on
watt the numbs' L85 Franco' Serest ha Wed Watered wth the Senn es and &clung* actual income and yield rilen he have or beta Callprinriroat po-nNif furnshxI loyw. and will be
or raormahnrolMaredImo [puns. otbor than Les Carmen:nor rand« a", stale ~ions tow We than the estenstedamobnts fronded to pau tremeaff on maw,
Preened Sinnott rcludeg ~nalat Iran "other phavd• est•naled val.. tor prate abeam« - An enmatool rmatrod income (dvdord ender
tensor the you may haw worded to yew financial state., and smord.nd poetics fa Mornatmad interest) dinded by the turtern ~diet Short ashy
Admix lb. ern does not ndeyab.lyaMya Ps0:444 <Mt Auatio n not garant ed ~nano baler« A~ on the last dudend you re ennd n that soling a sonny, you may
~inlet the a* xy validly d aneden - These vilon dal« Wharton/ Iran woes. a new parnent made by the now and rat adage dat 10 anan barenena costs la the
fronded ty swam other than IL8Sf 's Senncet. any, at which a pane ~anent sent or morn to webribeirdelmits wit pe hell raw Prhale setae/
Øen akhough LES Freed Sauces general, 'nurtured product rulbe bast* ce soll aid do yes from the slattern« dete or untilnun".
sodate, to ~Senn et a. mewed the Fec not naessrly reamert the value yam mw rewire Ato.racy rdostiandyeid se not gashed. Open endow
does rot wow* any ritis that the Santee:. aPan Squid:a:a. Pelenoing open or good Ulan:ekd' «dos tot
~Cost base' and • Urreaked gar(loss' e - Thad prey ',Irwin of vela are as or • oaten • Amu not held by WS Finsild SentiON. Certan orne retard by the artanna dale, open buy and
*mix* at es *iodated the rawest Maud\ die and are suppler:110 Unit...real Sauces on a assetsare no" held by the inn ard not niton the tel rap cadets se reaxedbr the snort ol audo-dn
please 6)not sew on tut reamer to nuke regys base by n ~bet etradar frrn I mis ~non a <enol Thew Witt et antes en an et drodends « ex opt date unless
~thaw«rah Peceirs, Is.Iry einows a - taus. ~at erne or sponsor seermad val." dtplatd on rat statement la etomilaral hanseed arcerese by you You re responsbla for
Otbennbe AM•antt Unite.] toteSim nay d>y, saaNd toteFilm by the moat pØ Orly Ratan' and val...t poKentad Ina actin Out MY ~Nand due to "NS takt• to °Kea
felled gwribasi nformation only foe tie perod of general panne' a ilcoma and may be <ablated proed.] by the morn fen UPS Shred Strews is hoeing <cm orders
Ire hey se held at l/•<.inn More historical bawd as dflfaere ~neon Iron kit used by not resprstas fa the Manden ad don ret
rearroenn can be added by has Pea-col Admor teed panes to dime thee samsted ',Mao quasar es Casey. tete reelt av not panted Priwaeg
• Unrealised swinsflosses Yrton dams nobble, - You can drain adStenal ntormaNno~torn; by WC a the Fans eakenentel SK ~ewe To Wan a copy ol as one« Client Privacy Wake,
esernatad weer/bed~snots., se </lotted for tee u‘tbiaanti used To deterrent the estmate of dews, contact yew rartla Maria Or vel w webste
induct.), warty bh the trans«en data for value arid the dew ol h ntonnann that n. the • Revenue sharing end additånal cernweenation al arna, AA, (raven:cat
Saida, be, nys may ret tel 'Ktcarman:oh tons la the «wrote by tontactrg row Forsot - M ~into ~awnen lain and I :h.l km Priaria Stnarl e Val • bar* The MA. Damns
~gee rata testny toorga:s.ca ~nu acia.or reamed floc/media, wets the chterbdon of mutual Semmes Acceunt BSA rd RUA we brokerage
Orndend ad other gen..-~ lots anl systems< - mat party *sunned v*es maybe rah/card as funds tos <tents we at as SIline wan emu% which pedal. Mat to bat no «art and
~Maw bad a t eachcement-4 Iodide/cm 'Nat procd' n ~at muttons' neon an nuns rorg pat ems Iran darkeners ~Or paints l~arrång~ we", Stilawd bras
>6449•61loi Ten 'Trade date' <Øn tysionts the ~ re vabann limhat rot etOled or 6 adman of the mewl ard' that we tall Thew ad orer redraft, bids. and sycnihs some to
0-~Irdradara Ira* dale u nable to awar a vale when we became ease masts ae biod en two dettaront osrponsest ~roe and annuity pod" issued by ~Matte
• Callable nord«. Bash and;related oak that that am/lens, evert h« awnedIna may ails *be rare of win by LØS of a portents ~ail ftwelaarty mine otmorries era* entsaxe
the issuer fah for earY ~eon wit be selected trverrAV ~et vale tao ratlian, Cr when hand lynir so ow client% and bJ the asset rat» of a army skkedutin of LBS Fnantel knees he.
~LA.bylot from arnana xl noshes et that value ~Id be hvglay speashon dat to the nubs. partnals notkul sad lami/s than il d at see - Mennen", ~see. ni snaky prolotte
ehiehS n ovnacre *tenon's** name for car al the st<Unty fim - Not FCK nand • NO ban, gassier May lose~
dents Cal Scalise ~ono obtained from thrd - When wad n 4~, general parer of cpcacr - We ard ar anere aho 'Kew. ~waling and - tMA Rearene Maw:mem Accost "Arica
pales ard es sassy rs nol guaranteed Other <all «tinned vals nor a thrd.naly ran«, rag rt antis panteg lees in< ontelerscrt for under Sar[» Moan BSA, RMA and (anent, beano
leases monist whir *add affect )rel; complete provided. the vals ate sonny hel be &Ira. nerd retier that no paid* to the «toal fords Management ~owe reastsed savee narks of
rdarrour wd be wonted span request from a pitches* pre. Thew tees genet" roped from miner 3544« 1.85 nano., Sinxes
• antisivalue PrKa "WM tor *cis**, aidother - '061reartanttO date' may eØ rel•rnot t e nuval hand and we a healGnaw ~am bawd - VK6 it a regrnered »lanai owned by Yea
pagans maybe hip« or terra thin The ace tot <Saab igalle a both on the runt« of scorn at the broker-dealer Vatensurit Savo. Meadow and used Led«
you would actual,/ tame n the marks! Prat it ▪ 'Onyrui unit sue' ~Few% tie Mal calving hctling ~WI find of the, had lamly ken* The LES Is. credit aids sod the LEIS Vb.
cesanedfront ~fads flied luny, ~cos which no pee per inn and myrra relied yew we base - ar addan to convnewcins recerred is Canedion debt <ids se eswed by LBS NM USA with
believe To be Sable. but we do no' centre tier - DPP and warned PER stuees ro nat lined en a Mt, Ow sale or desebution of tenuity conexts ard loermisscrs IronYea USA Incorporated Maher
newsy ostnnal sectreits ~at and are gamy use nwelmnst eve tall los <ter" we soda ~a. regotwed galemads. tenet marls and
- Wegenerayuw the <beng peke when~fable or dalara rideven d they can be sold. the tree as SHOW Were te~fht6n; comaenseon moaned service nuns re of tee respedwe
the fees, ol the bd and as. pikes la hied received may be his ~toper share sainted Iran «ryd the entree ~vanes inclervadno companies
stoats and opt." cree bid pen kr OTC value prorekd in The account aatenwer the ~pity «Praia matpas of tie notate
~Jibes torn:woe a sponsor of the ar. ~writ nett ILOS Finned Senior Mt Pen ?OlPIO
- Lint stusIr traded~net may b aced ureg a • Reetrictedmarities Prznnoatenta•44 "Neal; we dibtete
vaster ~Isla the most recent price we Nonni armre digit* Sar purk tab. LØS Fna-cul - n addition to cowman recemd from the
stained ard may not refon an actualmat« mice Services uses tie mark« rate ol tie ~WOW gods ',stow and tab of Ne•x5Nras hands. we alfa car
or vat*. of the sane ester as an nexaed vats la the affiliate war+w n asvo•b•••61~ sharing
- Canon Ambient may awes without a pike and winkled slo:k for papaws of tal statement ody. To parent fromNntShire, barb-eon. en wen as
wt show as 'free wand salable' if we se te anent the tart led ware es Se <liabh for sale. hedanger technology *Moment_ wanly sd
treble to casn a wee Xnunty- the value received may be sabstentidir len han tre educators.
- Oeposts a warms denomnsed in ontecei ~ad vat* *own. - 0v ålihaes aha recs.. Madeg correrissent and
other tan u.5. dotes se erflened at the ~Twig* other carp:read:in from rnioal turd, and maxe
rate not the statmere date earpanot whs.. groasta ae dabs*
SDNY_GM_00325514
EFTA (H)198289
EFTA01307555
UBS Financial Senates Inc
Iranxiernent
uns Business Services Account
New Yce NY' 1017143002 December 2019
iiiiii iiiii
Account name: L —MAX, LLC BOSTON MA 02114-3252
Friendly account name: ELLMAX LLC
Account number.
Your IS monde' Advisor.
SCOTT STACKMANLYLECASRIEL
Questions about your statement?
Value of your account
on November 29 (S) on December 31 (SI
Your assets 0.62 0.62
Vint our website: Your liabilities 0.00 0.00
www tbscornifnanc aher wc
WM, of your account $0.82 $0.62
items for your attention
• Holp protect yourself front foul and
rraew bank. credit card, and brokerage
statements regularly. Also. get your free
credit report annually from Sources of your account growth
www.annualcreditreport.ccen.
Tracking the value of your account during 2019
Value Col )01.11,X(04nit
S Thousands atria end 2018 S11.82810
Net deposits and
962
87.5 wthdravals 411,84631
Your nwsvrent rewm:
Chwdend and
a99
interest ixome 11823
Change in
168 market value 1000
0 Value of your accamt
on Dec 31. 2019 San
Dec kora Dec 1019 on 2016 Dec 20I? Dec 3018 02'19
Member SIPC Atte00030Dt29605i i21903000e000 Page 1 of 6
SDNY_GM_00325515
EFTA_00 98290
EFTA01307556
Account name: Your ri.enda Advisor:
*UBS Business Services Account
December 2019
Friendly account name ( I htAv it r
Account number.
v-nrr STLei N4ANO. elf CLAMP
Your account balance sheet
Summary of your assets
Value on Percentage of
December 3i (I) you account
A Cash and money balances 0 62 100 00% Your current asset allocation
•
B Cash alternatives 000 0.00%
C Equities 000 0.00%
D Fixed income 000 0.00%
E Non-traditional 000 0.00%
F Commodities 000 0.00%
003 0.00%
Total assets $0.62 100.00%
A
Value of your account SO.62
Eye on the markets
Percentage change
Index Doceinber2oig Year to date
S&P 500 3.02% 31.49%
Russell 3000 2.89% 31.02%
MSCI - Europe, Australia & Far East 3.27% 22.66%
Barclays Capital U.S. Aggregate Bond Index -0.07% 8.72%
Interest rates on December 31.2019
3-month Treasury billy 1 52%
One-month LIBOR: 1.76%
Ate7000300I2960S2 NP70001I89700000I (219 COXOCCOO Pegg 2 of 6
SDNY_OM_00325516
EF1'A_00198291
EFTA01307557
Business Services Account Account name: ELLMAX,LLC Year Neeacie/ Advisor:
I UBS December 2019
Friendly account noisy63MAX U.0
Account number:
SCOTT SFACTMANLYLE CASFUEL
Change in the value of your account Cash activity summary
December 2019 (S) Year to date IS) Soo Account actmiy rasa month foe chnah Sabre*t in your Sweep Optiors se sndudtd in the opening and
cicorg Marne; vas* HOC inturancexotees todecant at US$ Bank USA and al banks partcpaorg mire
UEISFOIC busied Depot Progab. n does era Daly 10 dnt0Sesan UBS AG. Stamford Branch. SPC
Opening account value $0.62 $11,828.70 "OWton ;pit: to money maattivalp fund holdirgslati net bank deposits Seetoporeanf inbematon
about your ttcneM co theist too passd the document kr Ref XL
Deposits, including investments
transferred n 0.00 26.0C0 00 December 2019141 Year to date (S)
Withdrawals and fees, Opening balances $0.62 $11,828.70
ncluding investments transferred
out 0.00 -37.846.31 Additions
Deposits and other funds credited 0.00 26,000.00
Dividend and interest income 0.00 18 23
Dividend and interest Pcome 0.00 18 23
dosing account value $0.62 $0.62
Total additions $0.00 $26,018.23
Dividend and interest income earned Subtractions
Checks and bill payments 0 00 -34,000 00
For oup0Ses oF this statement lasablIty of InteitS1 and chiChnd OCOrne has been delenrused non a VS Other funds debited 000 -3,846.31
tax repeating Pergedne Med mann the residence of the accent nddel account !sot of bloom type,
some interest soda detbndpasments may not be stbled lo United Slates WA ander Preto Rico (PR)
armor* twee The dont monthly statoroo is rol intended to be used and cannot be rend wen roe la
Total subtractions $0.00 -$37,846.31
Fwwses. Clef thorn utter to the al10KaTat to ref:0mnd (mint they weeny flan UBS Seinualy.suCh as
the some 1099 and the Farris 4613. as tar repoong iMcernatco it is the practice of INS to fie the Net cash flow $0.00 -$11.828.08
applicable la ttpOrtop loons wnh the US internal Revenue Senue and PR lleauty Depart:WM at in
SuC biased afetrately chary ClwienCt SUa inlet.% as tar taivo or IWO* Kane. Apse (Orntli your dosing balances $0.62 $0.62
includual tat popery
DeCernbet 2019(51 Year to date(1)
Your investment objectives:
Taxable interest 000 15 52
You have identified the following investment oteectives for this account. If you have qtrstronS
Total current year $0.00 $1532 about these objectives, dcagree with them, or wan to change them, please contact your
Fnancial Advisor a Branch Manager Toucan find a full description of the alternative
Prix year adjustment 000 271
investment OhjeCtiven in important information about your statement at the end of this
Total dividend & interest $0.00 $18.23 document
Year retire objective:
Current income &capital appreciation
Your risk profile:
Primary . Moderate
Investment eligibility consideration None selected
A/4170003001296053 I2,9000coccaloicco Page 3 of 6
SDNY_GM_00325517
EFTA_00198292
EFTA01307558
Account name:
Business Services Account Your Phiandel Advisor:
UBS December 2019
friendly account name::
Account number
SCOTT STACK SAANLYIECASPIEL
Your account instructions
• Your aCcount cost basis default closing method is RIO, First In, Fist Out,
are7CCO3031296054 ecoxoccoo Page 4 of 6
SONY_GM_00325518
EFTA_00198293
EFTA01307559
Account name: ELLA%) LLC Your Amanda/ Advisor:
SUBS Business Services Account
December 2019
Friendly account °erne:FILM:SY tt C
Account number.
crnrr STAR-MIAMI VIC CACRIFI
Your assets
See Pecl, Moore and (cartel vaiR$ :h(Avn may be tcceonnrole Asa's- Sue. (OAS eel losses ma not
be amide,/ reflected Se important mformatmo alsoot 'our statemeea a the end ot ths acumen fee
/Try! ,nlcm-afoott
Cash
Cash and money balances
ODenen Wax, °arty titttnce axe pet store Asada PmCkn011ittrtft Dapl
M Dec 1(f) on Dec 31 (S) at Dec 3I (1) rate period 0240d
062 062
Your total assets
Peocentayed con Eslimaled unmated
value on Dec 31 (5) your accent tens (1) annuki !Mare (5) canoe loss CU
Cash Cash and moan balances 0.62 100.00% 0.62
Total $0.62 100.00% $0.62
Summary of approved payees and recurring payments
Rata Oa your slaaKaaa, the Wensy payees Yd reaming corneal Me COrdideemcl'aPPrOot4 The payees mu/ recurring payments IOW(below do not include Rya Payreerits frectionis Funds Traosiersa0
pints'. As a resust (is you may 'moon •04florror rensleis rothesepeyees wean/ OW (2) you ant a0 serene ocher MOANS Ornstein foments eves It you have ntlelonelpayeesand/or wormy //abuttals
ber receiving indiklualconfirreom fi r neetent to theeMeet on fife you me recent separate conformations tram yow femoosi athirst
To update a COMO any of (hoe snaluatain phase cantaf yew fmno.041vha
astarsemem tat user
Pate desolalca krone (1) Inethscl TypeBea Frequeity Stun dale End dale Mee
Brian YurasilS
Capital One. National Association varied ACH Payee cc Me Upon reQuat ria nla Sep 04. 19
And7C0030012560S5 I21903000000
SDNY_GM_00325519
EFTA_00198294
EFTA01307560
*UBS
Your notes
Ann:C*3001296056 riaMI 12190000 Pogo 6 of 6
End of statement for account number Y
SDNY_GM_00325520
EFTA_00198295
EFTA01307561
Important information about your statement
LBS fnencial Senecas hc. (he Firma UBS finance her from >at no let« than 60 days ria the firm eta ty. A ful copy of the polry we it ~glee "cm, or roans and may reol Laio Ore erth
Sawed, d a muter ol arprropYØy, commodey cont >at ha fret Lademoe ar 'inch the Ma or won rawest trfeon
and ophass«hraes UBS Fatal Sank,. and UBS Problem:Poore • Modenw Meng to accept some me ts. pnncpal and
Bark USA an Meer abairesd UM AG red --- hande yar name rd roast ante Gt any) nether the SIC «canon roe the ~metal tolerate um weedy so so* lore retornt
ANN, of U35 SeasitiesItC thaiimY ninth., - Databt We «rot er the trees ya se vase aaMOn8p1y10: • Anse Will'g to accept l'41^/`
statement nytlablerasonreeraeN The Fern's entc•Sise about and npLin X derbras ru can eta >a • Gran I nsxda attett caoreed by (and ncepbd rd
hon rabble, to met No want met lent
office, re at MY* el le nara a why >cm need nee yea 4a0a*4 vats) but foldaway 1.0ffil*S hewed • lentoy•r-t Ara* Comdr.!~ a, vtlactod, a
'tomato+ SmOcts Foe eirckanain Q insane«tacit person of the pontolo la hat acceat my uthede
- haak the des rant of he ~deem« ncladrg •artebb, anbates. and GJ ~es of nifliaal carper. urtege.[ lamed 'paddy »0 Tex«
hands registered nibs name, of the sox" holds on valiant!
The Fern ce Card baneril nvestoote yoke <emplane the becks d the our a erle fl ed
and oaf <erect ant premptb• fa tØ • Indstnad <Kira.% a nesene edema, (e 0. Sea Tousehokfor
lat onward represent( the *Mr andie wad of you, mohno CBS Vesaackbe cad:inactions. 0 wolde Imeed patnenhdis ri d wirno placements) rot re We may <000-0110 il fete... rocunt ~ref nth
Finlad &mites scant Other records. **dal mona than 10 acne« days 10 a he. we allRed( not ragcare ~tithe teanes Act of 1931, the lame xkless n the same entelope, e.g. because
*Net tar docurrern, <onlanng tordlangclaters1/4 •41 rue scant fa theaware you mrk le n Mal. 9 Hot • Canna:~«exam (e9, !align ...charge ad they here omen who obo maroon pie sap"
not be upOn f you beta* II/te 6 neva a you nil hate If. use of he money dung re fesle pre( ad metal <cream* "ten; fine. <crows /also...hen withother (kris al the same audn, I
*meson. glom report it meredotely n raritna to the tale, tale 4~4 de fl.F1190«:n Ind onrooft`f (later antraCts; ad >a prefer to mane tnd its statements mailed n
Berth ~aid he office «nisi; >as axon • Depose accounts (nape art0kaas of clesxdin CBS wont tethus, yd. nyry dodo. hateedobiro by
Dears make all daces payable to harem or he Bak LISA. UBS AG U S branches and brit n ofre <erg yea inroalAdma
Al~ al taree 09.41 elladed IOW amnia. leaned' infittLeicr Meted he front cif ha SDK ~of Dap:4n Proym
tenant« data dØ not be used ra Ix paoses ray naestent In addition to regular sawed foes. manes The SK «oaten:in 191 the wzolotteniolprctElon do Friendly awn% name
4:3$0nYormd tar toms, . Form I099. 5498. may be ablest to mean". teos, charges Ice late nat apply to these awe% seem! they aflame cam Ihe herb) .toen name R 411.94.110.91.4 •taktilra•
ea )khe ~MVO's tax mum The fan is payment for setet« purchases and charges Ice webadl on >at stae eats. Te kK prolection and the Ø by you to soot you wit, your noon:knee»
nand by are to«pal to he RS eta:dde drnfends, "ant n ash «cants. A«aret that are leandmred supplemental pret«tion ob not protect 109 Arget has ro legal died as your account. is not emended to
reportable n:ntetabb dri:Sends and tattle "eras, tooth« el111.9.414 my be aspect 10 a mnd. 14. in the meet vekt of ra investrnerts feather as a felled any straw. prodAt recommends«).
ere alias«, Ned n >ar act'Cket net crated, mulled market ~omen. Mar bartnplrya mestmentobjedne a rd: profile as:noted rah par
at sale Need ao. and to4 lohn On«flan aeleed Swww0pgicew aldiesal row,. antenna a promo> a garntet that torah
neaSitia CBS dins option, fa sweepeo cash Rance> to bark or ny Irrvlcia met <roe wit be Xhensel Al
deposit accarn at noneloted bats ard literate Dividend %investor* Program (Døl) • eomen( /add We ta d las. narceng Ito sad
Communication, with the Fine ballet and meaty Markel ~WI lads Iktone~ The pace tefletted it an arerage act 19J may obtain ton of the mere "mimed Youcandunge you,
• Tene manliem dry ad communes/ions n ~too Depose xcoares a1 LB5 Bar* LISA aria nraharded Ile actual ace Iran Ass I inarice Ad its On)/ oenk handy ward wows train OW. temt« or by
to furthee vac« ror ark extran9 your Me, banes pricaeng n the UBS FOP( :eared three me a-rebatedad« DR*. paid earn milte antacteg you FruriculAdmor
*rd. do Setae en ~la Prod~ An (SPA) Program re FOC-no.red n acarda-ce vahDrCdrules sold Jedthetaw:II be deposited n pad ertent The
• II ha flawed metan on tie asp le a he had ror more rlomtabon, passe sete nee 'Sc.,» Depose dividend 'enrolment pnee Roofedby Ike mud my Accart
of oft saate~ is not IRSFaisal Semen, UBS earlairt MUBS AG %mead Ea~ aril~es el data ban the me« wee at and, WWPAnal/flfle1 • vatic a pla ~coeds:omit&Net of 9911and
euriyal ~et <met your ~um at ~My MoneyFt-ea se not iwsed ty die IOC. We 99
Øs by urgren *di the rekesd n1Mer, • Asters skofta rdelable axis ba'encet maim fa
We nformad >ad the rebilionhP idon.Yar Bank ad:6113 ire not protected by SIK Money kid CashOn4ire
co.n,d thdraven yet And end thins se protected by SIFC See "LOS Innset Somas feeidadseconti (eat), and Glees In* Depends,
Saari ~on' below. (We' whole set "Vb. held m par scare drawn arealized ads to ~kn. and «nab ands not held
wades re toted t UBS fnantul Sown and no woad loa panelin, at a ate of å dmidend by lhoerm Don not netszle wooed stosibriassets
the ntatacno bicker, and you ensi nuke a ',ton or ~roe. the Fern ma ether sellostdd wits al at the and« die prior and drat talaset ganOck.
of sy en,' a *meson to both Irma Lbw. >as reaset bare« n to bark deptac may be men ace a sap* an .1.114.91 0elemted ts! a
varhdrawn, and than of a WrayFund may be ayse .rennearet ~ad stock options and
• An deorbed n tine actor" netnews, you ~31 ~end ctesnasamity. ~fed., nar «con t erni«dabb etea *phone
nobly vs d any wry or .94.9 irdOlat I ladated and the «coeds eared to roars
latre WS "dose • Wolter rdtdet den balances atoning nurgn
relieded en your sidelom %lion 30 hets after it wan ~neat <teenier fort <roe Inaa than account laesKet
mated a made seilte, The reestrrere <beam rein* and to
!Late nformatort aØ allible ftwerP orten. • Cx...."anty Wand*: Total of ~trod zwalabb
• 1191.14ral afflOMOI arnplielt (VT account and may may bearer >LIS =ores oath tolarKet. plA 019041 tercet at all/Wed and
fray ChM' mat .11.419 <Ward eterral 9.9 and yields. o 41.1494 Paxx sdwt• tha Fen prornalbr n ?sing ol an/
a weir«. s 81:0A.M C,00 ht lint /40.0 W:a noneWeed brit marey ~et mabad ILnd
siphon ^ant,. as >as lone cession a tn.:opbalances. M <toe of the IlaWasel prod
IT maxi",Mwgh n ,a in ere r910 ISO lar Sing ~more ~does For ash scant held. you Nontormally wede balances n >our save se
411a.. Cant Petsons Department. choose ore of the folloong "ailment <Wettest na from other balances ski n Fern entry
City, rU 07087. fbrae %Mon account protection • Proace CurrentIncome arnstmeres seekrB the
The Firn e a mentor of theStones ~ace Fran-ion toe ryåd these Inds n «dory cane of its
• AI statements shall be darned <owlet* and accuse genralon of same only barord. Pow finch re payable ter your demrd.
et no' *breadto n • fC dory Corporation DSC), wekh «oath temate customers • Arkran C•plae Att.ninon( investments «tang
▪ for ITT wry< of as rnerben to to IBCD.000 axhadie0 12S4(90 for Tri total n "laded m the rurene prod cloang value
of Ira,~tide growth of «nape Idiot Wen tn.~ram«ci
theU $ dorm fa cash) Øa in*" tea/we ~table Loco
"one Led% ireftentlitiOn
• h one of 100.10. 0~6 , 5 ebOtA •flelectrod< NOO4 a id merman< 09 The SIK asset ~non • prod-a Con/snit/on otirkoma andCaPer
tires aapli to all as that you hold h a petals fa bladed Samson on the Fren's brag practices
Inds &rester 0711 Vea•dde Ann-cbaYon Inn-wren% setkirg banteh generation
el ad dulosues, refs to you, Clore talationthp
<ad transact" cal (Witty
The Ftm, weather nit tetan seines, hr. ,61 "erne and growth of principal Agnomen or Secant Apieenrn tofte Genri
~col Senace.la. Tem ad Condtions LEG Boenere of Credit trinket
Veseheeker. NI OTC46, Ann Iffnailfe Sermon pschated tipplememt raft« The maim"
rnaLetrwable to a eatable deem witerreb wider Owe Ski:Silts amiable IN A rep...« 2. .11,4 O1:5<k)1~1
the prolachon 151:0 melon at of davit« t0. 7016 • Cones", SR., to ~Weld «asal rah
Calla write titomt >aces. 4 >si pirk yet ymbyyt to he poky cord, iam and linaltan. cM 41 been* rid telatiley to the wan owe. nen
stneinent a recepl ts maid a you ned more that mere the 4(14.91 all Meant, * renfitant
nionnatanabad a unto an the stsement a dye n kit« reowtediat ay to St 9 melon tri the
resept. ihe Fern or Card blow (as arroloable)rati eggnuve for al yore .stares hed n a partials
SDNY_GM_00325521
EFTA_00198296
EFTA01307562
Important information oho ot yam- sta te me ni (COnfinued)
Yde su - Per tenen »cv,*, train? n nomoriormeg • la (estanated)Mconw. went yieltb and rats. - We veto* coreconsag o, Iran U3S Br* L6A, LeS
Vair staten. anes :toga, rd *er Mets held dencmnat ces, pree and *rely Iloco st) may An mende of snai Mavo n bieden current AG SurdordEtanch a-d noria*, dred bras
nye accentd af the ed of re fl emen, prud Yen, el* been zjusted to frikny* popes dinitml and ~raten. astrno tese mythes wil trost. au! cash snoep PrOg TM, IM
mw ad t«dehieyd bly pad satsmag fly fmo To aria «aai quotaioni, vaar napt ak tamm be hella one ry kom statement date a raad CCITIPOMX*1 mal be a montely pee ~I fa ce
vat mai Wen. Waan vod at ban toegooi dm pat Framl Ikl•sor man, The «wao d enk, a gordel:no acctrxy nayea paontagt of amatie dak depaot
• alen arv bint* dut ontbeen Ary yerorya and ce"lnaid tma . re not guarantood axm
trandered to to fim ding the statement pen:dare • Prime investrnonta and atraradndues. forma! snaai n(ome and narent weid lee
bied at nadat val), al d the ond d the statement "trait nveyenal *:Vask (rchrteq deal «elan h11>ei Of ~reen naald naad* aceton of Acenity
pencd Voderts' Voorarm racer egale «lestbr[« slael bravo' ce opdat gans *trit' reu ne ni nforrnrion reordna commosons and ah« ~ges
• ~baai. h dettrmnna Un <On N» of IN mat« ani senctvedprod-ch ae gentraly highk 'same and wamt Weldi ~Idee emerald& narren in rcenecten Maf ene eaarion of Veda
wo-Mes indook!! n ten :t element *here eiarrest • Certananztvedvoich hare nos bom - Estimated rand ncome and <artnl yeld and th. nykino goten vereaeterni nabeen neluded on
wit th* nutte< LeS Fnancol Sonnet harend mouttred wei th. Sens< os and beharrae ackul mom and 'field mrt be bare se ?walm overneohons prenausk 'vertrad to )0J. and wil N
ir Mormoon cblaned kom tonic citer Con LeS Cauwn,bna yde. ry toto >muit*, tm We tNn ntenated amore Vonded to wo volvet, en na»,
inrod Seances. etasie?Mormilenkeen ~ha voordenimrod vans tor gade rateanen - An onnut* ol rewatrod racisme (dvdord «star
Irma Mae you mag havo ~stad ,o yogs tinsti sectreos Yd sturnred ;eo:besla nlormafienat interen) drnied byde <Ween ~let Short saline
Mos« thePrrn doos not od•prebrell vonly ce Ps0:4“ Mk Aukeirt d Ml gwaránteed valafaweage balance e~ ante last dodend you weegaged n short wen a ware', >eer may
'«senehu acy widty cd nl damden - These valesmay dal« stina‘140,<Itcen tag" d ce meent parnent made by le nyem and ncw a ~ge ae totalmb:omrijcm% f« end
Øoronded tyorces other than Laf tata Seraa
akhough LeS Fna-ceil Services genera
wiedes I» etend cn as a o mened the Firn
any, ai wl,i(h a went ~wem *enly
itralured product nv; l»boatt a told and do
not newssody recensent the vals arts mw
~rein te wevarideposts wel be hekla om,
k kom Ie sa dementi:1:7e ce unit ma",
oor),
koor), cortiard pel] se not geruid
pa-to,tr seority.
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Ø rot vonie arv invaren disl de donaten rem Scwidron. tor:in; open ce '9:cd saczenekt «dm tut
rar:Ice'COft ban' ad •Ureeicedgielless' - Ihrd party eltrneles of vare re af of etrun • Am° not baad by VIS linancial Serekraa. Celen ment *waard by da stamvod date, open boy and
amor* at ai ~draaf te datair«. Mosts, dar and re 1A004410 UBSTslatul Savces on Sneb" na heb by the Pm. end not nienes the tel flop orders se reducedby ree ~Oom of cimlonis
okay da ~reken tu, niarnincer reSafre ban Pl aa edmenkee valanice tem lires possmsian oe ccerol Thea anetes «mts re an eedradexts ce ex Dril date unies
~vwo' sak decncen, nar tze pØ « - lepra waal penner Ontgraat evrtenzal vaar dnplaytd on yw natmord for Sonar:nol nansted overwee byy u You ae responsiab lor
"erwt» Amontt transito.] to Natrem mal day, retuW.d to ho Firn by th* esuer. pØ «ly Posiont and vabw peannerd ae acties IN re ~wiedt»? lo >ar lande to cadet
fellod s»Wloss e-lamsla+ only lor te perod cd waal panne" or ~not ad may be taalwed proededby tho asurn hem ues ~ui Servet; "eng open ceders
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maangen can be adiedby >cv Pescol Admoi tod pinas to drive thee *nimrod wars oranta M reur y. ft, boself ae rol pecteded Inreeg
• effenend paindlossos neon dalsis nolabk, - You <an drain adStiand nfermation motoren; by SIK or the Ferwsuadomental SPC camera,. To obtan a topy ot cv ornet Claim Privacy Notke.
rusard veedoed ~glom se talcutteedfce rntnarkw wedt,' def minne the ogende ca Piersecontrt wei resafian Adwace d vol cao «thee
nductot *tvry bes the kaam ce, data for vatlue andthe Me ot te nionnationthat é the • Rans 'brits and additianal tompeewation awaohsromromamosrt
edred.sd key efer or mei nee rol lat cceraisseerh buis sr the «taal* by <omweg sa Fpassd - b *Min-, to coneasscencn laks and 17b. I km - 16$ FrnancralSenices è note bank IN MA. Rensels
fl ow ander Wanty e,orgn:xen oornet Aden« mened n connedcn wet, Ure doerbdon of naad Servers Account BSA and OMA we brokten)
Omleid and dar ran.~ tors ane santen - thed parey nimrod vakes rnw be ribsled as hands to OV <Irenes we andice or raio,* reco accounts naah vond. «tnt to Wring ~a ani
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amagerl lot " Trede dar" (storm galants ma rchotodre valt%on lam tos rot Ølod c• Maat of rh') navol run* ta ne vol ~e ad meer thrapay brult and pordes rom to
onanInrannatInn aide dale ~to eØ vare ~n benen? Maft mam re bagid ca vwo delara ~neemt 0 insame and anrorty voert. issund by wlhlded
• ealtable muffin Bvd% and v•Imed dak nut *dl aminen,' eient Ne noned hat ~tata dna amore of saki by UBS cd a porto», maat' fereehfrany ~no ~poon trast , nsuraxe
mue• ah lor earYtedemobon wil be wksted late~ rei:~ vat re0 Cuarai. « *ken a hid fata/ to oor <lont% and lis th* avet rak» d a play *adie« 04 tin FnantdISennes
~I" by lot trom amen; al Kost cd tuit dlue avJd be hrolay wenkt., due to the nakie cortrcula en ne krat trijs shows beid al er - Ivrant<r ~roe ani snu ty «cd-ces
as.* bed nol* rum, ot n name** name lot at of the se< unty fim - tyl ICIC nyed • No bant g‘wreet• May koe wi.*
<bents Cal kan ~kon n obtared kom *ad - Whon noch« an cour, astril panne< oe cprace - We "e w alt IS eh* .dete ne, werdig and - MIA leraser thowaement Avant Busetat
pal*, and as rong , rs nol ?«aaseed °thee <dl enmad sla nar a thrdpaly earnated vaal 6 omga.% omslag ten nomsderaton for transfer Sonnet Atoom BSA, IRMA and nternabrui Retort*
lorres mal elf wen:hcola affect velt complet prowixt the rat d th* ~nv yell be &irae agent weide tui nopende to Me ritualbundt. Manaanment Moore re recystred tarwe maks d
van«. wit be cronted koon reguen from es pvcNse pree Dow loos genet" "pad from mence attiet Lei tromp., Scemn Inc.
• ~vak» han Osptayed tor »<vist bid «her - '0ntrted ne,t to date mag ~ie reken of tt nrktualbm and we afreed dosis amant »tod - VISA n a , gitterod ladask ol* ed by vita
pedant nl)/ be Nat« or ba« taan vN pro* tre <Mal, inorne a bath enMerunt« of scant at to beckerdeake Warmaand Sawa Atox dun and eted vair
would nualk worg n the ~Ni Prat re • 'erdrui uni eeprearly the nej ilsin holding miwl linds ol tbr Itrod byny kent the LEIS los credit <ad. .rd the LOS Visa
dataned from vargys tod Party »rites *Inch ne pene ps ind and nyn« rellen yes ~bate - In rldtOn to ornmnsonsrecereed n ocerection debt cards am moed by LOS San' USA wak
below to be retabk. but ne do not ~ante thee - DOP and Wind FEIT uw bes re nat kneden a wiel te sak or ditrbution ot amuty «nart. and Mnrii,011ranVea V SA horporated ~her
rotary. nybenol :apen, entene, and are osteav Vat '.enmen Mag rads toop (Ier" we ida tradomarks, reootwed traderva s, lome mets and
- We gemak uw IN ciasing pek* aha" ~tabla or iland ad ron d re, con be sold Ihe pene os adat reen eraan ~fa; ~asten regnered tinne mons re of thee respecten
the ~ot thebd and ad. pica la bied reeemed mat be len *we to per shag rimad kon ensyd the enne <omarm oder weeg “nipanaes
~mes n:epicentra-4 bipen ke 0TC raio* promo«, n the stum natnu« te murw ontroom aflaat: of the normms
Platan torrodnes v sponsen of te unit 000,10et ad« ILOS Fired kerkse Me Por 20IBIO
— Lets Wrak tradad ~In« raly be vod om» a • Raerietad mooien Peranned ~ne< "Way ~data
valsten mxIal th* rnon mem price we are not anorak digable Sart:~ lab. Lei Fna-nal - b addeOn to (pinnISCntre(tmd Iran the
cqined ani renav nat reek, n actual makst cake Strem von the mokte ome of to treestrcled stock cv"», and sak cd ~strofe. we a-t.
aval*, cd do sant sluw as an itaded wi). lor lto Olate mem? an assn.based nuror sharing
— Canon poshims mar sper ~out a pik. and restricied sicd, Prr porpases of ffli's atete0,entriy, To >samen, kom NntShien clanixdon. at wed as
wal show at 'vo. wand solide' d we Are the enen!~ reine led snaai es ae <had* lor sak, tu-dino doe fe< hnclogy ctoolopmem, training and
~k tochten a pre tor J WO"- do war me-NSmag be sLbsternidkr laf Pres te edutaton
- 0eposet« KOSneo dennenui in armee.% imputed vale toon. - 0v afladen oho reCeete varlag toneosen, ad
der than u.S. doka re (*Naad ie th* ~hang* VN. coeptersaban from endril fr.* ad enkram.
rate ad dat :tranen date ~fan« Atace volant ao dalbun
SDNY_GM_00325522
EFTA_00198297
EFTA01307563