EFTA01337179

terry E Epstein Sear, Swarm & Co SS Water Street 10041 March 12, 1981 Pa THE EXECUTIVE COMMITTEE: With this letter and accompanying statement, I hereby resign as a Limited Partner of Bear, Stearns & CO., effective immediately. I Sincerely, f /7.2-Aaelcr ey Et Epstein SDNY_GM_02770727 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257535 EFTA01337179 Bear. Stearns & Co. 55 Water Street New York, N.Y. 10041 BEAR STEARNS WRITER'S OIRCCt MAI NUMBER March 12, 1981 Hr. Bear t-arn Co. 55 Water Street New York, NY 10041 Dear Jeffrey: The Executive Committee has fully reviewed the matter referred to herein and after extensive deliberation has decided the following: 1. You have advised us that you made a loan to a customer for the purpose of his buying securities. This constitutes a violation of Regulation T. Taking into consideration your voluntary disclosure and the fact that it was a single in- stance, we find you $2,500.00. 2. For failing to comply with the spirit of the NASD Regulations with respect to new issue distribution, we suspend you from active employment at Bear Stearns for a period of 60 days, effective immediately. Yours very truly, EXECUTIVE COMMITTEE BEAR, STEARNS 6 CO. ' New York/Atlantantoston/Clucaso Dallas/Los Aneetes/San Franciten SDNY_GM_02770728 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257536 EFTA01337180 Bear, Steams & Co. SS Water Street 10041 BEAR STBCRNS WRITER'S DIRECT DIAL NWAIER Apri l 8, 1971 TO ALL NEW EMPLOYEES: Under publ ic law #91-508, "Fair Credit Reporting Act", we are now required to inform you at the time of your hiring that we intend to conduct, through a service agency and through our own inquiries, an investigation as to your character, reputation, mode of l iving, educational experience, l i tigations, previous employments, and any publ ic records etc. . . Upon written request, you, as an employee, now have the right to know the name of the investigative service employed by Bear, Stearns a Co. and the scope of their report should one be used in your particular case. Signature Date rf, New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Geneva/Patis SDNY_GM_02770729 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257537 EFTA01337181 STOCK EXCHANGE FIRM EMPLOYEE INFORMATION RECORD izo M completed upOO acceptance of ornoloymfmt) Please answer all questions listed below as completely and accurately as possible. Information disclosed on this form will be held in strictest confidence and will be preserved for three years after termination of employment in accordance with Rules 17a-3 and 17a-4 of the Securities and Exchange Commission and Rule 345.19 of the New York Stock Exchange. • 1. ep >icii p ot Nam' NM, Middle, Nam, 2. (a) Have you ever been bonded? Yes NT)) (b) Have you ever been refused a bond by a surety company? Yes N (c) Has such a bond ever been denied or revoked? Yes (d) Has any surety company paid out any funds on your coverage? Yes No If answer to either (b), (c) or (d) is 'yes,' attach details including name of surety company. 3. Have you ever been a member of any stock exchange, commodity exchange, or registered association of security or commodity brokers, dealers, investment bankers or investment advisors? Yes No If 'yes,' give name (s) and dates. 4. (a) Have you ever been suspended, expelled or otherwise disciplined by any regulatory body or by any such exchange or association; or ever been denied membership therein; or ever withdrawn your application for such membership? Yes (b) Have you ever been associated with any organization, as a director, controlling stockholder, partner, officer, employee or other representative of a broker-dealer which has been, or a principal of which has been, suspended or expelled from any such exchange or registered association, or was denied membership therein, or withdrew an application for membership; or whose registration as a broker-dealer with the S E C or any State or agency has been denied, suspended or revoked? (c) Has any permanent or temporary injunction ever been entered against you? Yes 69 (d) Has any corporation, firm, or association, with which you were associated, been enjoined during the period of your association? Yes (e) If answer to question 4 (a), (b), (c) or (d) is 'yes; attach details including any finding that you were a cause of any disciplinary action or had violated any law. 5. In your previous business connections or employment in any capacity, have transactions under your attention ever been the subject of complaint or legal proceedings? Yes If 'yes,' give names and details. 6. Have you ever been arrested, summoned, arraigned, indicted or convicted of a felony of any kind, or of a misdemeanor except minor traffic offenses? Yes If 'yes,' attach details. 7. Have you ever been known personally by any other name, used an alias, or have you ever conducted business or carried brokerage or bank accounts in any other name than that shown above? Yes No If 'yes,' give details and dates of use. I hereby certify that I have read and understand the foregoing statements and that each of my responses thereto is true and complete. I authorize my prior employers to make available to any prospective employer, or to any Federal, State or Municipal agency, any information it may have concerning me, and I hereby release my employers f any and all liability of whatsoever nature by reason of futrnishing such information. ,, (Date) 6(14/./. .i. . . Lc.. x <Th_ , I ..-, 4 , sieinxirp45einsonn 110 (12/75) SDNY_GM_02770730 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257538 EFTA01337182 EMPLOYEE SECURITIES TRANSACTIONS It is the policy of this firm, in compliance with the New York Stock Exchange and Federal Regulations, that no employee may maintain an account with another firm, effect securities transactions through a bank or obtain a loan from a bank collateralized by securities without the permission of the firm. Such permission should be requested in writing directed to the Compliance Department. This restriction applies to the employee, his spouse and minor children and any account in which the employee places orders. PLEASE ATTEST TO THE FOLLOWING; "I have no brokerage accounts other than at Bear, Stearns Co. and I have no bank loans collateralized by securities except: (if none, state NONE, indicate accounts of your spouse, minor children and any account in which you place orders)." , cm l l6 (DATE) SONY_GM_02770731 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257539 EFTA01337183 EXECUTIVE HEALTH EXAMINERS 777 THIRD •TENUR • new YORK CITY 10017 • 191.91 421 3!S! 19 7 Name 24/2 .1 Company We have examined the above-named applicant for employment. We find him (t er ( ): (4,15-uitable for employment. ( ) Suitable for limited employment. Limitations: Remarks: S., R.N. MAHU - 975-27 SONY_GM_02770732 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA (x1257540 EFTA01337184 Memo BEAR STEARNS To John Duggan Date June 3, 1977 CC From Lewis Rabinowitz Subject Jeff Epstein Please r se Jeff Epstein s annual salary to $24, 000 per year. SONY_GM_02770733 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257541 EFTA01337185 Memo BEAR 5113-WaS To egfeece Lakoff Date August 4, 1977 Seymour Dashow CC From Elliot K. Wolk Subject eaij 1;37O--...411 expenses including salary for ff Epstein to/ New York Retail and delete from ment. This should have been done some time ago. Please make sure this is done retroactively to May 1, 1977 ' and is included in the July figures. (71 SDNY_GM_02770734 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257542 EFTA01337186 Memo BEAR STEARNS _137 Steve Laco6 6 June 13, 1979 Date Peneonnet DepaAttient CC From James E. Cayne Subject E66ec-tive .today, and itetaoaetive to May 1,1979SaLe______---- -Fat isle/tease the solarty o JeWtey Epatin $42,000./yeatt t -3e•79 ( 2r e Se0.4 ...Cziay '136 Soo Pi 3 (1/77) SDNY_GM_02770735 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257543 EFTA01337187 Bear, Stearns & Co 55 water Street New Yolk N.Y. 10O41 BUR STEARNS YJrcil IS, 1_976 WRITER-5 DIRECT DIAL NUMBER Nier Roofing 4050 Atlantic Avenue, Brooklyn, New York L1224 JEFFREY E. EPSTEIN lAnoticant's Name' ISociat Stony No.) has applied to us for employment. As a previous employer, we would appreciate your comments. We have obtained a signed authorization and indemnification agreement from the applicant to conduct reference checks, a copy of which is enclosed. Should you prefer to respond by telephone, please call our reference section at Dates of Employment: Claimed from 1971 to 1973 Verified from to 1 Above Averjge Avva Below Average Attendance CI Punctuality CI Work Performance Overall Rating To the best of y knowledge, did this applicant have a Securities brokerage account? 0 Yes No Would you heeommwW the applicant for a position of trust involving negotiable securities? yes CI No If your present policy permitted, would you rehire this applicant? LJ Yes CNo Is there anything we should know about this applicant which would help make our relationship a successful one? -4-ilseass‘ GENERAL REMARKS: Name: L2 /2- Title: • Signature: Date: . /7 7E Formai (10/15) New York/Atlanta/Boston/Chicago Dallas/los Angeles/San Francisco Amsterdam /Geneva/p..4. SDNY_GM_02770736 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257544 EFTA01337188 FIDEL IFACTS This will supplement our report of 5/3/76. EMPLOYMENT DALTON SCHOOL 108 E. 89TH STREET Applicant: 9/74 to 3/15/76 NEW YORK CITY, N.Y. Reported: 9/74 to 6/11/76 MS. BLACKBURN, Administrative Assistant, furnished the following information from records and personal knowledge: The applicant holds SS# S lived at: 3814 Seagate Avenue, Brooklyn, (confirmed). He said he was a college graduate, but no furhter details were indicated. He was employed as a Physics and Math teacher. He did a good job; had a good attendance and punctuality record and was dependable, cooperative and honest. He has leadership and supervisory ability. He was supervised by Dick Grossman who was not in the school at this time. The applicant was laid off due to a personnel cutback, but is eligible for rehire. The above lead was completed prior to client's cancellation of this case. ma The information contained in this report is for the SOLE AND cowinFKITIAI SDNY_GM_02770737 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257545 EFTA01337189 RUN DATE SEAR. STEARNS 6 Ws PROFIT SHAR INS PIA!: 04/30/S1 04/30/t4 )ISTRI9UT104 REASON: DISMISSAL WITH CAUSE EFFECTIVE DATE 04/01/81 DATE OF ENTRY 05/01/76 NAME • ADDRESS I I PAYMENT SUMMARY EPSTEIN JEFFREY CHECK AMOUNT S 3,214.87 -V24c.";z:ViR:Pf•LuescRIPTP:MPIrvt- • --,1:4;:omoutAne•;,•: VALUE ..41 pArAtte. TIVESSIFI E.) FUND :43MPANY ACCOUNT S 725.75 S 3,214.87 S 3 , 214. t' :QMPA NY A CC Cu AT 7:42Ft' ITED* 725.73 5, 3,214.86 ;LIND TOTALS • • S 1 , 451.48 S 6,429.73 s 3,2214.L. TOTAL VALUE 0000.0 S 6.429.73 LESS: FORFEITURE S 3.214.86 1 3.214.86— CASH PAYAIL.,i S 3,214.67 79}7.1 3-81 F_Mr. A, •es SDNY_GM_02770738 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257546 EFTA01337190 NAME Deka OF WORT EPSTEIN, JEFFREY BORN: 1/20/53 1365-15-8891 5/3/76 This will supplement our report of 4/28/76. At the New York University Bursar's Office, MR. BISOTNA advised the following regarding applicant: Initially a check in the amount of $1,080 was received by the University but it was returned with a notice that there was insufficient funds to cover the amount. The applicant then entered into an agreement with the University, a promissory arrangement was made to pay the amount. When he defaulted the University instituted legal proceedings. Source said that satisfaction papers had been filed. It was suggested we contact CURTIS ETTINGER, the school attorney for further details. MR. CURTIS ETTINGER advised the matter had been settled. The initial payment check, marked as having insufficient funds was not in the applicant's name but in the name of Paula Epstein. When the check did not clear, Mr. Ettinger contacted applicant's brother, Mark Epstein who advised that applicant was in Europe. Further action was delayed and subsequently Mark Epstein made a partial payment of $345. The matter, however, was still not resolved and legal proceedings were instituted in New York County Civil Court in December 1975. The matter was finally resolved in December 1975 when satisfaction paper was filed. cp The information contained in this report is for the SOLE AND CONFIDENTIAL use of the a :. - SONY_GM_02770739 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257547 EFTA01337191 Memo BEAR STUNRNS To Steve Lacoff 1a, Personnel Department From James E. Cayne Subject Effective immediately, Jeffrey Epstein is to receive a $400./Ma salary increase. Yepv SDNY_GM_02770740 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257548 EFTA01337192 February 26, 1979 Mr. Bennett Douglas, Elliman, Gibbons & Eves Dear Mr. Bennett: Please be advised that Mr. Jeffrey Epstein is employed at Bear, Stearns & Co. at a salary of $75,000.00 a year. Should you have any further questions, please do not hesitate to contact me. Sincerely, Stephen A. Lacoff Personnel Director SAL:b1 SDNY_GM_02770741 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257549 EFTA01337193 Near, Stearns & Co. 55 water Street BEAR STB‘RNS March 16, 1976 INROAR'S INSECT DIAL NUMBER Dalton Schools 108 East 89th Street, New York, New York JEFFREY E. EPSTDIN (A0Olicanes Name( \ (Social Security No.) has applied to us for employment As a previous employer, we would appreciate yOur Comments. We have obtained a signed authorization and indemnification agreement from the applicant to conduct reference checks, a copy of )ehich is enclosed. you prefer to respond by telephone. please call our reference section at Data of Employment: 9 7 Claimed from to Verified from to Above Ave Avit e BeloSver Attendance ci Punctuality O ci Work Performance Overall Rating O To the best of your knowledge, did this applicant pre a Securities brokerage account? 0 Yes 0 No Would you recommend the applicant for a position of trust involving negotiable securities? ID Ye ED No If your present policy permitted, would you rehire this applicant? 0 s EJNo Is there anything we should know about this applicant which would help ale our relationship a successful one? GENERAL REMARKS: Name: Title: Signature: Date: Foote 267 ( 1 0/7 5) New Yort/Adanta/goston/Chicago Dallas/Los Angeles/San Francisco Arnsteniam/Ceneva/Paris SDNY_GM_02770742 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257550 EFTA01337194 Bear, Steams & Co. SS Water Street N 10041 SEAR STEARNS WRintS DIOCT DIAL NUMICR March 16, 1976 Cooper Union 4th Avenue & 8th Street New York, New York Attn; Registrar RE: JEFFR Y F FTISTFIN S.S.# Date of Birth 1/20/50 To Whom It May Concern: Jeffrey has applied to us for a position claiming attendance at your school from 9/66-6/70 BS degree We shall appreciate your giving us any information you can as to scholastic standing, personality, background, etc., of this applicant. For your convenience in replying, we are enclosing a self-addressed stamped envelope. Thank you in advance for your cooperation. Sincerely, 6‘ " 16 1 tephen A. Lacoff Personnel Director SAL/keh The above Jeffrey E. Epstein did not graduate Dates of Attendance: Sept. 1969 to Jan 1972 , 20, 1953 Date of Birth: ..kany4py gti<ift 7C 4%E.-:, Dean of Admi sions & Records New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco ge.a. SDNY_GM_02770743 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257551 EFTA01337195 New York University Graduate School of Arts and Science Recording Office 6 Washington Square North. Room 3 Ncw York. N.Y. 10003 Telephone. March 23, 1976 Mr. Stephen A. Lacoff Bear, Stearns b Company 55 Water Street New York, New York 10041 To Whom It May Concern, This is to certify that Jeffrey E. Epstein whose date of birth is January 20, 1950 was registered as a non-degree student in the Graduate School of Arts and Science, Department of Music from September 1971 to May 1974. Mr. Epstein did not receive a degree from New York University. In the Spring 1974 semester, Mr. Epstein had issued an invalid check to our Bursar's Office. Yours truly, (Mrs.) Mavis Lewis Recorder ML/ks S0NY_GPA_02770744 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257552 EFTA01337196 **PLEASE CHECK EACH WHEN COMPLETED** NAME .4 . DATE OF EMPLOYMENT ag -/.6-- 76 ) APPLICATION /4.4/ Type "PCA" (one for Payrol l , one dupl icate SENT 3f (6 RECD /4f Bonding Appl ication /i4 Stock Exchange Form /Li Security Accounts form /4 r Fair Credit form /..4e Locator Card /4., Benefits Enrol lment Card SENT 31I6 /,-C Hospital ization Cards SENT Th lo — /c-r. .) e Waiver Card (if appl icable) , ,-(-1 _4, / / p W 4 form SENT to Payrol l 3‘Ita ✓s...,, t / fr : Card for Mai l Room SENT ZW., .:5‘±1. /:.y' Card for Telephone Department SENT lb() 1t. , / V Card for Security P. /-Ir Working Papers for Minors (If appl icable) Enter new employee on Salary Sheet Add new employee to Board - Index file Time card (if applicable) Welcome Letter & Benefits Booklp!I04 SENT Background Letters SEN School Reference SENT Introduction Letter to Sup rvisor SENT Announcements (if appl icable) SENT Send in Bonding Appl ications SENT -,1 5Eiy Send in Fingerprint Cards (get check from Cashiers Dept. first) fa, SENT Newspaper Ads (if appl icable) ENT Orientation Medical Enter in Job Log Book (Blue Book) Index Card (Contains DOE, Dept. Agency, Letters sent etc.) Telephone Verification Put Special Record notice on locator card and appl ication (if appl icable) Fingerprints taken DD2I4 for Veterans Fi le Background check: Letters / t// Other SDNY_GM_02770745 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257553 EFTA01337197 • I REg C. 14 .16;4 raw YORK UNIVERSITY =CORD Of g y, _segcp4 t p, GRADUATZ VAM0421. Of AIRS AND MPH= ••••• simniajj Mel?WS__ OWN CUNT Ilk Ir Mt AmAn I of alik Cala namw *nib fnel mms It. f • __ ,..I • a . . i I / 41i/Aal i -a _1 ••••• go.e---- -()..7 0.0- 4Y- - ail ii gm ammo wb *sr flr 1 al a , //- . ) . fr. a - -to - o K. 1 • Mil :I . 43 . a 5.441 le n i l ii:i • t ft 4 IE: .13. . .5 L N EIrif lila': gli "ION Nan COMDIOW 11 0 afa t ea IT Oitt ji• / 4 ..20 - .53 SONY GM SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257554 EFTA01337198 ID 1 tete 9 atlendad endee ow elm .area, indicate, hilt Clearly —Pee Belt-Point Pea =WM 04 N.Y.U. Zelda& o Undenoraduan. 0 Graduar .• • fern and yen of lain attendance. Numbs, of transcript! deeded' If ontently in atterdana do rat rani dm...lot held ler ear al., <Gee final grades, tea 0 No o • 71. • es***** 2_ a ItiT In span. anent print full name and adarea• 10 Much transcript Is le In Inn . Thla form rill as neat Ina Winder 1 Mead •• SDNY_GM_02770747 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257555 EFTA01337199 BEAR,STEARNS&CO. , •'" -•10-% 'Cid; i PAYROLL CHANGE PERSONNEL DEPARTMENT Dept. or Branch Effective Date of Change AUTHORIZATION N.Y.RETAIL SALES August 14,1978 FROM: Today's Date 0 Employee Name (La t-Middle-First) August 21,1978 EPSTEIN Jeffrey Complete Conning LOAN Complete Items ACCESSIONS Dentate SEPARATIONS CHANGES 1.6 Items Items Renee 11 Wit 1.6 11 Salary 1,2,3.6 AMOUNT S 0 Taped' F._ /within." 3.6 II Rationed 0 Replacement 3,4.6 II Discharged 1,6 II Title or Position 1.2,3.6 Recent/tot Schedule Departm I / I I Rehire 2,3,6 0 Released 1.6 "ii or Branchen t 1.2,3,6 Pe Pay Day With t ifFtrei omtzteem ve 2,3,6 II Laid Off 1,8 Shift (Day/Nightl 1.2.3.6 Balance From Any Bonus Full I I Total Repayment From Bonus Returned I/ Permanent Time H II, oSchool 1,2,8 I I Other II Temporary Pall (I Deceased 1.7,6 Time" (I Retired I /Summer Leen of Absence (I Military . File Number II Maternity (I Exit Interview (I Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Salary 0/T Status Date of Employment Starting Salary 32E Associate $32,000/Yr, 3/15/76 $225.00 Department Of Branch Dept. Code No. Dan last increase Amount Last Increase N.Y.Retail Sales 4/24/78 $8000/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade t Tide Salary 0/T Status Name of Employee Replaced Dow Separated 36E Associate $36,800/Yr. i Department or Branch Ont. Code No. Title N.Y.Retail Sales O1-i Salary Grade 5 PART TIME EMPLOYMENT Rate Hours Needed Each Day AM AM S /Hour From PM To PM 6 REASON TO BE EXPLAINED IN ALL CASES Per: J.Cayne I (4 1\.' , • Employee .e ... .-•>-— Department Head or Branch Manager Partner Director of Personnel .4 / ;---s.-•• ...// ' 7 ADP CODES CATEGORY 0 I 2 3 4 6 6 7 8 9 Effective Date 401 Motor Medical 402 Blue Cron 403 Type Employee 404 • Birth Date 392 /iird, /7'n Annual Salary 762 Clock Number 330 ; /7//7 4 O7 354 Rev. 10/75 (8/76) PERSONNEL COPY SDNY_GM_02770748 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257556 EFTA01337200 BEAR, STEARNS & CO. PERSONNEL DEPARTMENT p .nilli; PAYROLL CHANGE Dept. or Branch Effective Date of Change AUTHORIZATION FROM: CUSTOMERS ROOM April 24,1978 Today's Data • Employee Name (LM-Middle-First) June 9,1978 EPSTEIN Jeffrey Complete CHANGES Complete LOAN Comptine Items ACCESSIONS SEPARATIONS Ceing11." 1.6 Item Rem, Urn. Additions Il Qui IkSalary 1.2,3.6 AMOUNT S II Tu Staff 3.6 II Rationed 1,8 II Replacement 3.4.6 II Discharged 1.6 II Tide or Position 1.2,3.6 Repayment Schedule II Rehire 2,3.6 II Relined 1.6 II Deportment Branch 1.2.3,6 II Per Pay Day With " or i i Fir mteta ve 2.3,8 II Laid Off 1.6 Shift Way/Night) 1.2.3.8 Balance From Any Bonus m lea Full n I , Returned II Total Repayment From Bonus 11 Permanent 128 , , Time " to School I I Other II Temporary Part II I/ Deceased 1,2,6 Time II Retired I ISummer Lave of Abeance 0 Military File Number (1 Maternity 0 Exit Interview o Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade Tide Salary 0/T Status Dine of Employment Starting Salary 24E Associate $21,000/Yr.4thmlem* 3/15/76 $225.00 trepertmen or Branch Dept. Code No. I vgv.nv Date Last Increase Amount Last Increem Customers Room 4/25/77 $8400/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade Title Salary Oft Status Name of Employee Replaced Cate Separated 32E Associate $32 000/Yx.ilete,v7S Oepartment or Branch Dept. Code No.; 363 3...}. Title N.Y.Retail (ti t. Salary Grade 5 PART TIME EMPLOYMENT Rate Hours Needed Each Day S /Hour From AM To PM AM PM 8 REASON TO BE EXPLAINED IN ALL CASES % i" 111-‘' Retro to 4/24/78 6 1 \ /1.4trrtr4 17-5t . r ) 1j Employee Department Head or Branch Manager Administrative Partner Director of Personnel, . ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 Milk)! Medkal 402 Blue Cress 403 Type Employ,. 404 Birth Date 392 rc i Air/f i Annual Salary 762 Clock !lumbar 330 ler/ PDX 740 1/4 354 Rev. 10/75 (8/76) PERSONNEL COPY SONY_GM_02770749 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257557 EFTA01337201 • BEAR.STEARNS & CO. PAYROLL CHANGE PERSONNEL DEPARTMENT g f(i .sit..7. AUTHORIZATION Dept or Branch Effective Dote of Change FROM: N.Y.RETAIL SALES 3/12/81 Today's Date Employee Name (La bMiddle-First) 3/19/81 EPSTEIN Jeffrey ACCESSIONS Con:44W SEPARATIONS CanC 79/ol• CHANGES Complete LOAN Complete Items lteMS erns 'terra 1.6 i i Additaftions 0 Quit " To S f 3.6 DERerioned 1.6 II Salary , 1,2,3,6 AMOUNT S IlReOlecernent 3,4,6 (1 Discharged 1,6 Il Title or Position 1.2.3.6 Repayment Schedule DePertment ORthiie 2,3,6 II Released 1,6 i' i or Branch 1.2.3.6 I 1 Per Pay Day With (1Reiom nstate 2.3,6 II Laid Off 1,8 Still t IDey/Night) 1.2.3.6 Balance From Any Bonus Full i i l i Returned I I Total Repayment From Bonus :)Permanent 1,2,6 Time '' " to School I I Other II Temporary Pert II Deceased 1.2.6 Time I/ II Retired ()Summer Leen of Absence II Military File Numb*. II Maternity II Exit Interview II Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade Ltd . dart . Salary Title On Stews Date of Employment Starting Salary 42E Associate $42,000/Yr. 3/15/76 8225.00 Department or Branch Dept. Code No. Date Lest Increase Amount Last Increase N.Y.Ret;ail Sales 4/30/79 $5200/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grads, Title Salary OFT Status Name of Employee Replaced ' Oats Separated Department or Branch Dept. Code No. Title Salary Grade 5 PART TIME EMPLOYMENT Rate Hours Needed Each Day /Hour From AM 6 S AM To PM PM REASON TO BE EXPLAINED IN ALL CASES Resigned Employee Department Heed or Branch Manager Administrative Partner Director of Personnel ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 : Effective Date 401 Major Medical 402 Blue Cron 403 Type Employee 404 Birth Date 392 ri k s74/:74'74 Annual Seery 762 Clock 7777/////0 1 Number 330 354 Rev. 10/75 (8/76) PERSONNEL COPY _ SDNY_GM_02770750 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257558 EFTA01337202 BEAR, STEARNS & CO., INC. 1 PERSONNEL DEPARTMENT •-, • , - PAYROLL CHANGE Dept. or Brench Effective Date of Change AUTHORIZATION FROM; FLOOR DEPT. (AMEX) Margh 15, 1976 Today's Data Employee Name (Le t.Middle-First) March 16, 1976 EPSTEIN Jeffrey ACCESSIONS Complete SEPARATIONS COnIPII I . CHANGES Complete LOAN Complete Items items Items Items 1,6 II T AVLtaiclein X il Ouit 3,6 1,6 II Seery 1,2,3.6 AMOUNT S o St (I Reslorsect II Replacement 3,4,6 II Discharged 1,6 (I Tide or Position 1.2,3.6 Repayment Schedule II Rehire 2,3,6 II Related 1,6 II or Branch 1,2.3.6 I I Per Pay Day With ele 1,6 Shift (Day/Night) 1.2,3,6 Balance From Any Bonus II 2,3,6 II Laid Off =Moe I I Total Repayment From Bonus Full R toeturned 1,2,6 (1Permanent Time I I II School ( I Other 0 Temporary Part II Deceased 1,2,6 Time II ., Retired u IISurnmer Leen of Absence (I Military File Number I) Meternity 4 LIN 11 0 Exit Interview II Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade Title r Salary OrT Status Date of Employment Starting Salary I Department or Branch Dept. Code No. One Lest Increase Amount Last Increase 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade Title Salary Oa Status Name of Employe* Replaced Date Separated Trainee $225.00 Dena/men or Breech Dept. Code"; Title Floor Dept. - 57 0 Salary Grade 5 PART TIME EMPLOYMENT Rate Hours Needed Each Day AM To AM $ /Hour From PM PM 6 REASON TO BE EXPLAINED IN ALL CASES L Employee Department Head or Branch Manager Administrative Partner Director of Personnel ADP CODES CATEGORY 0 I 2 3 4 6 6 7 8 9 Naive Date 401 alor Medical 402 Lre ue Cross 403 ✓ rpa Employs* 404 rth Date ,sues Salary 392 ri7/zo'' 0 762 (2. 0 sck Number 330 0 ti rm 364 Rev. 10/75 PERSONNEL COPY SDNY_GM_0277075i SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257559 EFTA01337203 BEAR,STEARNS & CO., PERSONNEL DEPARTMENT );7C.2.7f PAYROLL CHANGE AUTHOR] ZATI ON Dept. or Branch TO I Effective Date of FROM: FLOOR DEPT. (AMEX) Today's Date Employee Name Ile tiMiddlpFkst) M.Y.OPT i ON3 August 19, 1976 EPSTEIN Jeffrey Complete SEPARATIONS Complete CHANGES Complete LOAN Complete Items ACCESSIONS 1.6 Items Items Items Additions Quit II TO Staff 3.6 II Resioned 1,6 §t Salary 1.2,3.6 AMOUNTS I❑I Replacement 3,4,6 ll Discharged 1,6 Title or Position 1.2.3,6 Repayment Schedule II Rehire 2.3,6 II Released 1.6 or Staunch t 1.2.3.6 I I Per Pay Day With e 2.3,6 II Laid Off 1,6 Shift May/Night/ 1.2,3,6 Balance From Any Bonus "Z iort itl ft Full Returned I I Total Repayment From Bonus II Permanent Tin, II II to School 1.2.6 I I Other II Temporary Pert 11 Deceased 1.2.6 Time II " II Retired Leave of Absence I (Summer 0 Military File Number II Maternity I) Exit Interview II Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Salary ' OFT Status Date of Employment . Starting Salary Trainee $225.00 3/15/76 $225.00 Depeitmen or Branch Dept. Code Ny fo Date Last Increase Amount Last Increase Floor Dept. 3 NEW EMPLOYEE AND STATUS CHANGE FOR REPLACEMENT ONLY Grade Title Salary OFT Status Name of EmPl0yee Replaced Date Separated Associate $300.00/WX. Off Oepertmen or Branch DWI. COS NO. Title N.Y.Options 2434 Salary Grade 5 PART TIME EMPLOYMENT Rate Hours Needed Each Day AM S /Hour From AM To PM PM 6 REASON TO BE EXPLAINED IN ALL CASES 10-.) Transferred w/increase ,,lFef!'_ ./ 0 0 0 OFF THE CLOCK Per: M.Tennenbaum 1 .5 Employee Deportment Head or Branch Manager Administrative Partner Director of Personhec , % ADP CODES // CATEGORY 0 1 2 3 4 6 6 7 8 9 Effective Date 401 Major Medical 402 Blue Cron 403 Tyne Employee 404 Birth Date 392 ir,/,,7 47 ,‘ Annual Salary 761 Clock Number 330 V/7.74$rti na:/7 Form 354 Rev. 10/75 PERSONNEL COPY SDNY_GM_02770752 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257560 EFTA01337204 a ‘.•-• r • .) BEAR. STEARNS & CO. PERSONNEL DEPARTMENT • La(...st Oil.' PAYROLL CHANGE AUTHORIZATION FROM: NEWDeVollit anftlETAIL E8tr'fofitte 5117 1979 Today's Dote Employee Name llatt.Middle-Firsil OCTOBER 30, 1979 Jeffrey EISTEIN, ACCESSIONS 07111P1111 SEPARATIONS Complete CHANGES Complete LOAN Con:Witt Items Items Items Items 1,6 Additions I Oun II Tar Stall 3M 0 Haired 1,6 11 Salary 1,2,30 AMOUNTS20,000.00 11 Replacement 3.4.6 II Discharged 1,6 11 Title or Position 1.2.3,8 Repayment Schedule Depertmen t (I RehIre 2.3,6 (I Released 1,6 11 " or Brandt 1.2.3.8 I I Per Pay Day With i I Reinstate Balance From Any Bonus 2.3.6 (I Laid Off 1,6 Shift (Day/NiphIl 1,2.3.6 From Leave Full Returned 173 Total Ftepeyment From Bonus May 80 11 Permanent Time 11 I) to School t,2,6 II Other I I Temporary Pert 11 Deceased Time II 1,2.6 1 Retired Mummer Leave of Absence II Military File Numb. II Maternity 1 (1 Exit Interview II Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Is Salary OfT Status Dew of Employment Starting Salary 42,000/Yr. 3/15/76 Department or Branch Dept. Code No. Date Last Increase Amount Last increase 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grad. Title Wiry O/T Status Name of Employee Replaced Data Separated Departmen or Branch Dept. Code No. Title Salary Grade 5 PART TIME EMPLOYMENT Rite Hours Needed Each Day From AM $ /Hour AM To PM PM 6 REASON TO BE EXPLAINED IN ALL CASES EmPloyn Department Had or 8finth.Monager Administret Part Director of Perscel ✓ ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Date 401 Meier Medical 402 Blue Cross 403 type Employee 404 31 Date 392 OW ./ 4 Vernal Slant 762 lock Number 330 W 74 1/7/ i 354 Rev. 10/75 (8/76) PERSONNEL COPY SDNY_GM_02770753 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257561 EFTA01337205 BEAR, STEARNS & CO., PAYROLL CHANGE PERSONNEL DEPARTMENT :111,7•L' if'. Dept or Branch Effective One of Change AUTHORIZATION FROM: N.Y. OPTIONS APRIL 25, 1977 Todey's Date Employs Nome 8.ist.middimpkitl JUNE 2, 1977 EPSTEIN Jeffrey ACCESSIONS COmPl414 SEPARATIONS ComPIMF CHANGES ComPete LOAN Complete Items Items Items Items 1,6 3,6 ow 1,6 4Kutery 1.2.3.6 AMOUNT S II To5uff n 0 Ration's! I I Repleament 3.4,6 II Discharged 1.6 II Title or Position 1,2.3.6 Repayment Schedule Depar ent II 2.3.6 II Released I9 I I " or Branc tmh 1,2,3/3 I1 Per Pay CAW With " 2,3,8 II Laid Off 1,8 Shift (Cley/NIghtl 123,6 Balance From Any Bonus (IFFItZ th Full I I Total Repayment From Bonus KOOS 0 Perinertent rill II to %School 1.2.6 II Other Part II Deceased 0 Temporary 1.2,6 Time II I Retired ()Summer LSO 01 Absence II Military File Number II Maternity II Exit Interview II Attached 1 PRESENT STATUS 2 SALARY HISTORY Grad* Tide Salary 1 OFT Status Data of Employment Starting Salary Associate $300.00 1 Off 3/15/76 $225.00 Department or Branch Dept. Cods No. .a •6O Data Last II-cress" Amount Last IOCCOOIO N.Y. Options 8/16/76 $75.00 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade nil. Salary OTT Status Name of Employee Replaced Date Separated 24E Associate $24,000/Yr Decrarmem or Branch Dept. Code No. Title NY Options 6 Salary Grade 5 PART TIME EMPLOYMENT Rate Hours Needed Each Day S /Hour From p M To AtI AM PM 6 REASON TO BE EXPLAINED IN ALL CASES Per: L.Rabinowitz n... .7'7- 0 e• - _..— RETRO TO APRIL 25, 1977 1- Employee Depanment Head or Starch Merger Administrative Partner Director of Personnel ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Effective Data 401 skNor Medical 402 Pt* Cross 403 type Employee 404 lirth Data 392 r z‘,/,,4 ufnuel Salary 762 lock Number 330 V /74VV/ 1/%2 corm 354 (4/16) PERSONNEL COPY SDNY_GM_02770754 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257562 EFTA01337206 op r ' ( 49.1d "3 .r :) BEAR, STEARNS & CO. 4i tt.G\ PERSONNEL DEPARTMENT PAYROLL CHANGE w Dept. or Branch fl/ Effective Data of Chance AUTHORIZATION FROM. N V (WI' T mug CUSTOMERS R00 41 June 27, 1977 Today's Date Employee Name (Lssomodi-First) 1977 EPSTEIN Jeffrey June 24, Complete CONAN Complete LOAN Complete Items ACCESSIONS SEPARATIONS CHANGES 1.8 Items Item, Items Additions II Quit fl To Staff 3.8 1.6 II Salary 1.2.3.6 AMOUNTS (1 Resionad IIReplacement 3.4.6 Il Discharged 1.6 II Title or Position 7.2.3.6 Repayment Schedule a or Deptment II Rehire 2.3,8 II Released 1.6 A, or Branch 1.2,3.6 II Per Pay Day With i IReinSfa to shift May/Night/ Balance From Any Bonus 2.3.6 0 Laid Off 1,6 1.2,3.6 From Leave II Total Repayment From Bonus 11 Permanent Full el ri Thlturned 1.2,6 Time ' ' " to School I I Other Part II II Deceased II Temporary 1.2.8 Tim* " 0 Retired r ISUMMIlt Lame of Absence II Military File Number II Maternity il Exit Interview II Attached 6. Ph? 1 PRESENT STATUS 2 SALARY HISTORY Grade Title Salem 0/7 Smut Dote of Employment Starting Salary 24E s2 4 .O 0/Yr. 3/15/76 $225.00 Associate Deparmyn or Branch Dept. Code Net Date Last Incrust Amount Last Increase NY Options 4/25/77 50,400/Yr. SO" 13 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade Title Salary Off Status Nome of Employee Replaced Date Separated 24E Associate $24,OO0/Yr Deportment or Branch Dopy/Cods No. Title Customers Room 7hT) )/ J 012, Salary Grad 5 PART TIME EMPLOYMENT Rate Hours Needed Etch Day /Hour From AM AM S PM To PM 6 REASON TO BE EXPLAINED IN ALL CASES 1-• m ve, 1-0 Transferred Per: L. Rabinowitz LAI,.!‘• ,...:11 , \ ..., ___--- imployee Deportment Head or Branch Menem/ tdrninistratIve Penn Director of P111109MI .."1/ ADP CODES I / CATEGORY 0 1 2 3 4 5 6 7 8 9 festive Date 401 31Oi Medical 402 ue Cross 403 'Pe Employee 404 'th Data 392 V7,,/ Ae usual Salary 762 /Ck Number 330 ',CIA1/2 .77,7 ./4 54 Rev. 10/75 (8/76) PERSONNEL COPY SDNY_GM_02770755 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257563 EFTA01337207 ,. . BEAR, STEARNS & CO. PAYROLL CHANGE PERSONNEL DEPARTMENT AUTHORIZATION Cleat. or Branch Effective Dew of Change FROM: N.Y.RETAIL SALES April 30,1979 Today's Date Employee Name (Last•Middle•FirstI June 20,1979 EPSTEIN Jeffre ACCESSIONS Complete SEPARATIONS C°mPlit• CHANGES Complete LOAN Complete Items Items Items Items 1.6 aI Additions 3.6 II Quit 1,8 4 Salary 1,Z3.6 AMOUNT S _l_ to Stall ti Relined IIRef)William 3.4,6 II Discharged 1,6 II Title or Position 1,2,3,6 Repayment Schedule Department 1 or 1,2,3.8 I1 Per Pay Day With I IRehire 2,3,8 II Released 1,6 Branch I 1 fiemstate 2,3.6 II Laid Ott 1,6 Shift IDay/Night) 1.2,3,8 Balance From Any Bonus From Lave Full n Returned I I Total Repayment From Bonus II Permanent Time " il " to School 1,2,6 I I Other II Temporary Part 0 Il Deceased 1,2,8 Time D Retired I ISurnmer Leave of Absence II Military File Numb's, II Maternity II Exit Interview (I Attached 1 PRESENT STATUS 2 SALARY HISTORY Grade Tills Salary 0/T Soya Date of Employment Starting Salary 36E Associate $36,800/Yr. 0.93. ay 3/15/76 $225.00 Department or Branch Deist Code No. Date Last Increase Amount Lest Income N.Y.Retail Sales 8/14/78 $4800/Yr. 3 NEW EMPLOYEE AND STATUS CHANGE 4 FOR REPLACEMENT ONLY Grade Title Salary OTT Status Name of Employee Replaced Date Separated 42E Associate $42,000/Y3% Department or Branch OWL Code No. r Title N. Y. Retail Sales oiy 5 PART TIME EMPLOYMENT Salary Grade Rate Hours Needed Each Day S /Hour From AM To PM PAM 6 REASON TO BE EXPLAINED IN ALL CASES • t) • Retro to 4/30 79 Per: J Cayne ; _..„, bil 7 A ..) 4 ri. ii l i un i 6 fn. - .5 0 ;..) ....0. ,_( ;W; - LinPloyee Department Had or Branch Manager Adrninistratim Partner Perdoz 8-7 ADP CODES CATEGORY 0 1 2 3 4 5 6 7 8 9 Etlecilve Date 401 Major Medical 402 Blue Cross 403 Type Employee 404 Birth Date 392 7/.74,{/ A Annual Salary 762 • 'ock Number 330 727/7.774/4/// 354 Rev. 10/75 (8/76) PERSONNEL COPY i SDNY_GM_02770756 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257564 EFTA01337208 BEAR BEAR. STEARNS & CO. INC. STEARNS SHARON D. CERES 320 PARK AVENUE NEW YORK, N Phone Fox September 7, 2007 VIA OVERNIGHT MAIL. U.S. Department of Justice 500 S. Australian Avenue, 41h Floor West Palm Beach, FL 33401 Attn: A. Marie Villafana Re: FGJ 07-103(WPIH-Tues./No. OLY-71 Dear Ms. In response to the Grand Jury Subpoena dated August IS, 2007 with regard to the above- referenced matter, enclosed please find the personnel file for Jeffrey Epstein as well as CD containing account statements for Jeffrey Epstcin as well as the following accounts in which Mr. Epstein has some relationship: Epstein Interests Financial Trust Co. Inc. Institutional Interests Heritage Interests International Charitable Interests Health & Science Interests If I find any other accounts that are responsive to your subpoena, as I continue my search, I will forward the statements to you under separate cover. Should you have any questions or I can be of further assistance to you, please contact me at the number listed above. Sincerely, BEAR, STEARNS & CO. INC. Sharon D. Ceres Legal Assistant Encl. ATLANTA I KUNO I BOSTON I BUF-110S AIRES I CHICAGO I DALLAS I OUBLIN I HOMO KOMORI:MOON LOS MOUES I LUGMO I NEW YORK I PUERTO MO I WI FRANCISCO I SAO MAO I SEOUL I SIUMOIN1 I SINGAPOPE I TOKYO SDNY_GM_027 70757 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257565 EFTA01337209 ~Rine r S° S/Sib _Pta2_1.1.224 re: .l-_ . __ r•i•nt !OGRESS IAST EMPICIIHR IRON 9/74 TO 3/76 posneRhys.2221. non $15001 Dalton _Schools «wan» N.Y.C. MILITARY STATUS ("EKEN, RP/0CA~ SAME Mark Epstein =OROS Above JEPSTEIN, J. MONO* • Above RELATIONSHIP Brother GROUP NOSPITALITATION PROSTRATION OATES CCC C OAK WO F. d en, nv no L D WOMOUAL =rsra., DATE Drat KO DOM POSITION ITTLE • •C it. OHIO GUAM/a cbc T PROM Or TIML7;r- mai n Salo r 1 C.OMM TNT e fi, 3/15/76 E Trainee Floor Dept. -AMEX $225.00 ,-/LT • 7 /1/4 a i1 .Z/ jpro;744d :Lee _7 1 Jett 0-0 /flog) 0.• • ., !1 -as -7, _if re lad 2I-1-71 T- ,r;,..>„ S:~ in Jo Potre _J._ nes 7-151- yp m _sigt efg PET: E • FUTP.11341 IT • MINT INCREASE T • TRANSFER L LYE OF Alt T • PART I1141 S SALARY ADJUSTMENT RELEASED I 'Wino • R RESIGNER CHAIR V • SIIIHOR HOP P • MONOTON 0 RORRAO 1 S. Olt IMPLORED 3/15/76 ~TN ROC 1/20/50 so Male PROEM NAME OIJIMIM. slays Single it CPC LAS? mutt Hoist 0};;["1- SCMCOINS e5 I I tS. M I A I /t it 1 s I I at I 7101 EPSTEIN Jeffrey E. ItRI MtT 1. t• tS tOI • 1' SDNY_GM_02770758 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257566 EFTA01337210 can, CTS W KIT PCSIT.ON tr. E COARTMIR47 Al a Dip CCMPAPIT wir e • 4 1 ' L IS/ yereAl___,,,Tao_ 447/7 9•9. 7 4.d-- F - -FU iCeesAtratrxe44. -3./ esigned KEY E• usi. TIME PA- NWT DONAU T L • ADD a DA T • ART TM( S • SMART Amummmmmm X • AILED= I • DTIRED V • libit•EA Hat P • PRONOTKIN R • RISICAND DT III H • ittuilitO L S. I OATE ESIPLOTED 3/15/76 MOTH OATS 1/20/50 in Male •MOOTM MIMI TrAns Al. STATUS Married DOC Yfl ildiod IUM Nam 1a1 DO I • DUD 60160%6 r g• I N A• I A. i t I II I I AN I SI• I Oet I 110 IS EPSTEIN Jeffrey • • . • jii" • SONY_GM_02 7 70759 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257567 EFTA01337211 • tin r itrzi.1I T IASI:RANCE Inn. ion is to be completed by the Stop*****.) ,cm CONTINENTAL INSURANCE COMPANY KANSAS CITY FIRE AND MARINE INSURANCE COMPANY FIREMEN'S INSURANCE COMPANY OF NEWARK. NEW JERSEY BOSTON OLO COLONY INSURANCE COMPANY COMMERCIAL INSURANCE COMPANY OF NEWARK. N 1 PHOENIX ASSURANCE COMPANY OF NEW YORK NIAGARA FIRE INSURANCE COMPANY SEABOARD FIRE AND MARINE INSURANCE COMPANY IHE FIDELITY AND CASUALTY COMPANY OF NEW YORK NATIONAL-BEN FRANKLIN INSURANCE COMPANY OF ILLINOIS THE BUCKEYE UNION INSURANCE COMPANY PACIFIC INSURANCE COMPANY THE GLENS FALLS INSURANCE COMPANY Branch Office oceelrem fNT Bond No.. Application is hereby made to one of the above named Companies thereinafter called "the Company") otleCled by the Employer. .U,,. (Mrs. or. iss? E •t... 000000 (Applicant) ATUlfill of fund s Position TraiXIXTht or Payable ru . Bear, Steasns 44 Co, 5 Water St New 4OTillordninmewn"' o o '' (ridereas et Empieyet in lull, by Number. Stn.t. City) The Nature of the Employer's Business is • S.to.ck Brokers FULL NANA OF APPLICANT (Please Pant) Present residence address: How long have you lived there? Pg e•C "y•S re I r. State previous addresses in full and length of time you lited a' e ch V43: : during last five (5) years. SOCIAL SeURITY NUMBER Ku. glit'' .}.7.9.e. ........ ... Art_ 7vt 01} ''''s„ / 0i. or Ave.) . City Siete Date of Birth 1— Fran...... r to No. (St of Ave.) City Some Ate you an American citizen? From to Who cotunitue your family? Single? Married? Husband? Wife? No. of Children? Others? Separated? Do they reside Divorced? with you? How long have you been In what position? Employed at Dat f taking p;esent pwiitnn in the continuous service of iring thilyitganee 76 this employer? Trainee New York 1 I9 Do you receive any income beyond that of thip employment? If so, please state amount and sources? Ai? Do you receive goods, merchandise or other properly on consignment Of otherwise? ........!- Have ever failed in business or comprom ised with creditors Al.? If so, when- 19 • shere• • Famines% Name of lint • Assets: S • Liabilities 1, Slat were your banking connections at that time? Do you own your home or hold interest in other real estate? EY.4 In whose name is the title? Location of such realty Description Value I locum/mance Hare you any debts or liabilities other than for current expenisea? 11 urn. please Sae aunts amt state how they were incurred. r, If paid by salary, state annual amount and when payable. .... payable PI — eQs Y Have you ever applied to any company fur a bond? If so, when? Was the hued issued' What company issued the bond? Who was your employer? Ilas any company ever refused to issue or to continue a bond for morn If so. when? 19 Name Of the Company: On what ground was the bond refused? Have you ever been in arrears or in default in your present or previous employment? II ao, plcaac grim parliodaN APPLICANT S PARENTS, IF LIVING, OR OTHER NEARIIS1• RE.LA'l IVF.S VAMP. RELATIONSHIP OCCUPATION I ADDRESS (Street and No. in at hes) ........ ... SDNYGIvl_02 770760 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257568 EFTA01337212 YOUR OCCUPATIONS THROUGHOUT THE LAST TEN YEARS liIrttishb below full particulars of your past occupations or employments 'luring the last ten )ears. as called for ucaler the column headings. If you were at school nithin this period. gi‘e accurate identification and attendance at each school. Begin in the top space with your most recent activity. If the spaces here are insufficient. plea -c conplet. the record on a separate sheet and join together. PLEASE TYPE OR PRINT INFORMATION HELM Full name or exact style (if firm or Town and street Name and present Nature of your To corporation) of your employer and address of place address of your position or Chy did you Front his business and address. where you worked. Superintendent, occupation. leave? — - -J'--- Month Month diace...71.-, sc./r iot c. /7? ............... ..y. Te"7361", ‘"*. VI Cs /-;• 1.:1ntr .....— . Nix< ra y s y<5 " W. 4." •I ...0.1 • =_---- Montb .Momin • ._.-. Month J Loath • t • 19 19 Month Month i ............... . . . .... .. — . .........—.................—..........--- ................ - - ... ..... 19 19 Jlomtb Month 19......•••• 19 Month Month REFERENCES Give as references the names and post-office addresses in full of three or four persons well acquainted with you ailing the past few years and nut related to you. They should be persons of good standing in their respective Lemont. aides. Please do not refer to any officer or fellow-employee in the service in which you are ...... J, nor to any former employer. PROFESSION OR RESIDENCE ADDRESS IN FULL NAME (Street No. and City) BUSD ESS ... yy M 44e's Ls"' ....- ........ -de.thr--/ .a......Sufi".:.._....... _.. .. _ . ... 19. tennt• I Jencks declare that the foregoing statemen s arc true, and I hereby apply to lb Company fur a bond in my behalf oat such kind and in such amount as the employer to be named as beneficiary in the said bond may now or hereafter require. I also hereby agree for myself, my heirs, executors, and adminis rotors, to indemnify the Company ag inst any losses, damages, costs, charges and expenses it may sustain, incur, or become ha le for in consequence of my acts while under the said hood or any renewals thereof, or any new bond issued in continuation thereof us as a substitute therefor; and any roper evidence of the payment by the Company of any such losses, damages costs, charges, or expenses shall, in the absence of fraud out the part of the Company in making such payment, be Conclusive evidence against me, my heirs, executors, and admit ;straws, of the hot and extent of my liahility to the Company tinder this agreement. I hereby Rather agree that the Company shalt have the right to decline to grant the bond applied for: that, in case the bond is granted, the Company shall have the right to withdraw or cancel the bond at any time; that the Company shall not be required to disclose the reasons of g orld,: upon nhicli any action on its part in connection Math the said hind in,,v he based: and that the Company shall not he reSponSOIC fur any loss ta damage that I may suffer 1w reason tit ant such action, any sustutory provisions to the contrary being hereby expressly waived by me. This agueematt may not be changed Of modified orally. No change or modificatiori shall he effective unless made by written endorsement hereon signed by an authorized representative of the Company Dated and signed at this day of ... . c I (Ten lend Slate) In the presence of lam SDNY_GI.1_02 770761 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257569 EFTA01337213 Orme u.st irOity( 4D BEAR, S ARKS & CO. • 55 WATER STREET • NEW YORK, N.Y. 10041 USE A BALL POINT PEN PLEASE PRINT m OS WOO NAL HISTORY FORM jw*" ' °a' Au ION • SAMCCCCCAL /0416 nee ..... .r v. •••••A tome. SOOAL 14CINHIT Gr . f illi* Sfe r n j i Je re F g e ) / ••• AN Nadi AMNIA 7, lig 5€414.1t-TE, GOP •100 yaT1 Mt; b. Well *room vs. os rosooa . •• A i r 4 . :o roe !s. 2 Y //2-ty .TINY., CO NM ISINIII at* CM My Ms 4 Amkro-- - 2:9 I21,414Aanfa.7,24.:ent, I,! AP-.0O tog:0o intanemispAagnsvivhi-- A09 US" pile ,. 4 ne.,. al, TAW' *ROI . NANA 4.-> auto Al 4.4.4ASt-i b{ o • arato •s ti l 9 " iistonS Iiilio, A A • AA A "an" CORP* Isir, POSITION _ r4 ' 4 ii ill I. fo too nn alto cooncreo or A 01n01n ow a h. out AilLiTA•A • UHIGHTIZSI ome or *10714 ins TAS 1____ EDUCATION (Begin %nth High School/s). Include Correspondence Schools. etc. IROICATE ransom me TOO TYPE OF SCHOOL NAME ARO LOCATION IV M. NAPE DECREE OR INPLONA MOVED -01. te mn . ,,,, TA ", ORAINATRT A.•I - p AS ILA./ #.„kl , C ..._ii4 1. i.,4 .7. "..,15CI oiler. G. as. , kit 1... secs 41 / zi .B..... ac.47 Ai • t t , F K ) . IOW Len cdei - AI'l Pt's, loos.( 7/ n, i.0 GI-- EMPLOYMENT il in below a complete. consecutive statement of your bull s his cry foe the pa ten years. All time, including periods ot unemployment. must n II self employed. show name and address under which business was conducted. mom OR COMIAINI zterf .),„ POSITIOR 0110 . WATS SALA;TAI VASE 101•110. Cti lb Oe.....5 tea TO OldT AOINICSS OW- 4P • INPONSOR )&fi ir HAM. sae , NO AN NO TO /D≤ nu or nu ss £.4cr` $1. Az 7 At 1 r coma loosen* not nor CI SC 4CIAORED ..... StO a %MO O•, OISGNARGC0 8 CAPIANATION Or *CASON AO* LC IN -Mr. ..AL . n rid. , I 0 0 NCH P CO" POSOr•ON MBA Willi SA ,I ros nom ""s a rsif /qt.. Cr P, S__ • •. er ao_ no nos ye oo To so CIAO MAC{{ I/O in Ak,, 4.; . . 010., /MO SOPCAV1400 Mat CALA. 7 7 ins or GRIMM Lot ••• PASIG4.0 .••0 Orr ORM& OI IOSIVICNI nu.. • - CAPLANAHON OA REASON ION LEAVING mi. HNC 0 Adel HNC 0 ill • Van 0 O•tE NANCE* •Cat I MO CCONIAI POSIT.ON oke suet** MLR•, POSING, MOSS 0 WEE AO[.... am LAO Suotorno• ANAL SALA NO Hi •O NI Ei Or w, CCCCC OA ICS 0 POSI•I CI Mar • 1V.011 ...."11.4710 0211P••• . r L3:14 . 040.1:„. CIPLAdAt•ON *I at•SO• 'OS ,C• • NG POS...0* AC.0 ....• POLL "Al 0 MO ARC %TAM 'VG SAL 0 POSIT :, ••••• 0 'PACT SEVRES\ :CAT all Catty la INA,. Ile •Ii v iA HOC Of RAS CCCCC Ofer.C. Or AMMON „., V.A.; ' NC In NW ' IC III 2 HO • C On ❑ CCCC ANA1.0%. 41, •IAIO• MA LC 51.4 'VII AC.? ISE 3 I ' ..t[..• *CEO Cie • C • 41.1 :*••••• IOW CA AC.0 rum.; •40. • Cis( 'art . :Cr ISO ,.X[11. AN Ian 'al"' NO •• .42 •• MI( ar su•. OS 2 j • .CS LE NW frON • „, INI ri . .' OW ' , MI *11.40(0 A 0 an Cli C G. CA ROOMY •04 ta7a44 , 'CAP ,,a AC: t iza acts LI All AN EQUAL OPPORTUNITY [PAP, One •• CCCCCCC ea SONY_Gli.1_02 770762 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257570 EFTA01337214 UNEMPLO"MENT ACcount lOr your time .fur Ng any periods of unempoyment. lea emutinment Or leMily employment. • other than those when you' ere attending itnool These oerods of time must be verified by someone other than a relative or an employee of Bear St S Co r•Y O iio..... M. •Oit• If .soli Tiger WM A••ii0g among.. PO Te II.I 1•14.0, 4• • es ...h. .. " MC MICOISI Paid •00 O% REEMERGE RESIDENCE RECORD FOR PAST TEN - UNITED STATES ONLY fl ee to SIMS ACHNICSS Cel• nil APT • Ott• SCAT Obi 00 re .e or 7 -6 1 lair 5_2(74 Sr , ii ....., ? ..• 1 1.- 7 117 9/it _E-96-071-- xr...t..• • ,,,,a45.„ .. -,_E. Itzt• • Dom .... s win a s RwiCC mom Of active •itiniair Stairia Tire Or Alta ITT OTSOPArilt Tun met Ma / ft RCP Mete CO AT HAM Mane • ca r s , ISOM 0 MAI . ellet• 00•0AAAA Como.Tuna .1•PL••• ON 5541 au WO URN it •55 'Wane O• Mil ti IS 0 A --- /T Re Teo gad ANT Par/SCAL RatTATIONIT .es 0 vac, WAYS Mei MAO A MAMA IA 361:1 a 330 ear' 0010101 in PAST s MV NO VGA ores To APPLY TO end. CO.. IN Cane Of igeetelear milin 0 monreirte re CI iermom NAAS it, ewtg 9..69 % 9 • AA — .3n 0 .ev.l. a I Do you rei ohne have acidobessi weoinel in 'Yes:- eipein on Pg 3) YES 0 8,, .....,.. nee •Deatis. nom Wined a bone oi we one nnemel TES NO 0 0 - C. 8 new rou wt. wen Ai Ray bin artidalien prOOledieg by a GO•enemeAlel ASA- RS NO 0 a II At, PI ' 3 0133310. Or earn Eivoivaikia l OT 'Yes opus. 0. PE 3) Once YES -IS 0 0 ittiswe Aracy or Seaton ^ 12 Do you Inge in the YES NO MOOR. meal' 2 0. versa< SAY eirITISndinig YES ler IR 'TIC ablan oda Ft I) Stumm, inane &blebti .Jay Co/PeratKm.1018 Con 0 Yam MS tg • - ves:' ism &Swage heel 0 Zr" ENO. etc (Including Motives Auto. la. tuteent and allele A/cobalt) IN vex 'flown on N 3) An to. toneeltie? mime&been oi veered) 0 an s aner ouc'l See es a 9 Iii Le 311.0 0 yeuT bee, tiled 9 is YES 00 yeti Kew an eteonsl I3 New yeti nor re, merrni MS 0 6 We MY en, vCS Air TIT Th ." oda., on Pg 31 VS NO - booboo veered 0 xodnhormis fp, freTe• 0 0 3 who o roue pi/Criegoele Pairs, Yee gee', Cdinedillat TO inenith geeteid• on ATTOT 3fi i,44 ID Have seine failed in bus" YES NO ly la "Yes: inplain on Pg 3) ....... we oho, ins 0 a not you, wive emu beta mo 7 wed fl ees MCA Sued ae YES MO cretniors. oe Inn krunitte II Do yeg wove ray News YES 110 CamOlifett, MS WTI 10 a Inviwt? 0 0, el a ere. trupey KIT Iota pm dilabilIsi 0 C at set now. on Pg. 3) 0 ed IN kV taDlawt OA 31 P1 • 11 Its: °pee OR Ps 3) ill - Tic violin en Pg. 3) PRE-EMPLOYMENT STATEMENT I understand and agree hat Bear, Stearns & Co.. and/or its agents will make a thOTOLISh investigation ot my past employ - ment and activities. and I agree to cooperate in such an investigation I also understand that under the 'Fair Credit Reporting Act:' Public Law 091-508. I. as'an employee, have the right upon written request CO know the name of the investigative service employed and the scope of their report should one be used I further understand that any falsification or misstatement on this application or in connection with the above investiga - tion will be grounds for immediate discharge. I consent to take any preemployment physical examination ri d such tut re physical examinations as may be IMO by Bear Stearns S Co. if I also understand t the fir three months ill be consid a probationary period and that shOUICt Bear. Sea S Si CO. or I decide. du n this p nod. t t a toe cis soda the!' party, my employment may be t m aced by myself Or the F f Wit . to .e and:' MICR? p u ice Applicant's Signature Date 69 _ . roil arf:Ct use cm. rota 0* ZPAritt :SACS rtilit ad :in or fliiii.reetli. I 1 TR.. • iitt•AC. I • POIRTATIENT syvVER .7.! r TS- MSC .. .- ASO TO STAR — TES 7.. NO 'Y.. .CSPORART ..-- NO.ILT TAM REPLACEMENT • lit•••Cate fitrt•CCO l•••.C•TC •AT .... .., IIMPLOTCE ' _.' smas0- Eo ..... Saline itl) ON., REY ACED L . OF ARSENCE U ',An ..... 0 30 --, 0 Raraipecry '. .: crone Gang E ZEAral .iirlAitiCACTIS comeging pi - taw/no .. SDNY_GM_02770763 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257571 EFTA01337215 SPICE USE ONLY • • BEAR, STEARNS & CO. • 55 WATER STREET • NEW YORK, N.110041 . Utk A BALI. POINT P LEASE PRINT PEN EMPLOYMENT AND PERSONAL HISTORY FORM smut, you %MO K4 CC CCC 00* 'owl •11005•0 an POO A sommitimmiL roma """4" ie fT/2 ir t '' ?n i • sismise , ass • PO •••iss6 e psfe- mi NJreeRe-i MOTS 400•111 a* ma ITOTOT .n PO TO St ' t?/y ser&Pire- Am-. silefeetil nt. T•. till 7' CM ate SW' PT SOTT Pat etrOlef Airy -fort 0 , 7 POSITION mama foe Oman ea see Waco nee is . MP Sion Tit" f a/ er e 7 20 NtIttin sanitat irteientin a ittEICO iliati 1.9APiigailart. 0Nicr •shu noO .014. :5•4; er A1—% Gee?, ‘..,, , 4I - TES- •rnin • , @ C? ,,,,, mom,. AC 4 POI T OTI • errals%.42,,'' • tica:1O 141.1811 • • • e.• Lec•"•• ce A. . • • y4cel • POSITION vitsa too /MN BIM LOovichIO •s • mot C. c..n It iseLITAN• autos* : iliATe 00 Si TM' 8 1 / , \ _.. us Wain I /L /2/0 .,\ .r0 i easseonse EDUCATION (Begin with Nigh SC1100,00. IIICIUCIO Correspondence Schools. NM X ". ./ " eimiCaTII NOM ON *TT NOECO---- - wo You TIME Of SCOOP. NAME AND LOCATION GUM I2: 11. DIPLOMA NICCOVICI s•/0 t. .,,,•• .. CEAGUATEc, 4. Shoo i nii ii" 3 .11,., IA ? C Sol..) i-a., hi Glit ..._t..„4. a114 .,„4„,,e,a_ 0,enb-ir I 63 E (1_ ile • Cal/cr . L. j .. ) . r /14, 7 ...i 3 f ka-tre- I la 5 .5 14 ( 7 , Er" p•P.1-; H. v.1, 6,....4 Al I. O. "- 5 . Sitio i _ „..., v ,...,, .." i .) Neff fr i ' q 7,.> 7 EMPLOYMENT Fill an IN/IOW a COMOMS.CORMICUTIVO MG of your business his OTT toe the past ten years. MI time, including periods of unemployment. must be accounted for. II Noll employed, show name and address under which business was conducted. PIKSVIT 00 WOW FOUTIO• PLO TOOTING OAST POSITION DAL fliii• 5'c/4/Jr. f "e in . T 4 )PZI 09, 2 - / 44 i• s J e.....M ilial TO PIACI SSSSSSS Oct. sustS larfaVITS00. NAL SAW'S ST1 4 it " T i 4 00, c s re Ten Of MR ant let t. "' 15.0 on fl . 8 ..13. 0/ POSTTION .T. re‘fe er Qr.( e OA • ‘Pta.......• P•01...c. ti, --fl. TIM.I. Tole Pam nNT r ....raz.gie OW an it aisLANArsON Of NCA100. LC SING TT" O ... --r OISITNTOTGILO COS STAT/Tosi Nit/ POIVIO•11 POS TTON lima N. Pe (../. ..... 4 . 4\ ri-tee/ '0. Owl AK SITPUIPTS0* .16) O,a nom. LA**, 1_ TON TO ...no TT*. 0 1 1FrOCILIS - DO ICS ?(...a.40: v 6 . . run nu% O , PPIT TM. O elsovicollE coo ...novo R ) Leif) Ott IIIPLANATTON Onlito• ._ OTSOTAIK10 //.. ..t• 7 co. O ironing nut ,_• ST•IC III' COT PTIVTIOTI PCS tie. 'I ns %.4 , • p ..,, dep .:". 12 MA41 PO • •0 CIAO ACIONCSS ODT ATTO SVII010100 sem nom vuo It oo in fl #V sok.orr .AgiC • ,, .... a Colin Of es s:Le L e aL nag O • • 1,,e, d .A ... fp...a. O , COWS' , Pal INC O 7 1. TN 000M40 LI 1*s0 off IsPLasiorsa TIIT 5(510* me LIA•IN4 T SITP O OISC•••410 %stir P CV•011 -sit.. O, OA /04 4P ...mir SW “(1.0 1 II • •, ranks... we um. fle 'le 0 en ciao *onus 4O CO ,/ AK+ t 41 pv,, 64(, „Lc,. in ATM TaPeNVISON ova,. u " n . iver; SVCS. -7.:&tit:IA.4nye, Tis. T NC 1 P. o• • I MOP OtST•15(3 "15 COST', Lesel Orr 4.10. 4 •4 .8 gept•f: er5, or etiLSON,regt4,„ POSIPO• Met •CITP SMTIPM1 r 'to,' OS Teryla OW TSCIIIS OUT nit Ssat70• fees 54.•01. II° ••• ,•,0 •• net OP 90100/10 :VAS or POSI TION Pe.' r.{ NCI.GPCO S -510 off c ftewseT a a Ilisalfle Tea .1 vs PANT f ., a Ten O OsSOOPINOTO DI AS AN EQUAL OPPORTUNITY EMPLOYER. BEAR. STEARNS & CO. 16-57.355 COES NOT cosernhumArt SECAUSZ Olt AGE. COLOR. CREEO. SEX. RELIGION. OR NATIONAL ORIGIN. SDNY_GM_02770764 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257572 EFTA01337216 UNEMPLOYMENT Account tar your time Jur:ng any periods of unemployment. Aft employment a /ammo qmplO$ men! other than those when you were attending tercel These periods of time must be strolled by Someone other than a rerative or an employee Of (Way Stearns 4 CO • ..s. PO ... =v. •• r0 ni ....anon( TO neon ran. O p •• .0 se Mr C•Pt0..... le ••• ,t. %an A000111 •••• .00.171 RESIDENCE RESIDENCE RECORD FOR PAST TEN •• UNI ONLY nor -o ...... arinitna Cat An • Oros MINT Oita mann TN. In TTO To 7 72 19P YAfrort--- /feet' al. 4-5 sir ) 76 'Soo C. 7 r — c) . ....v. -r, ,v. _ .... army fainn Or ninon naffs or actin after.NT sinin ran 0$ a44444in OffiCanan non To • .fri . IniOn •1••••• Nava Tea INN eta OntOrn at Gan TatA*0$ • 0).• ,..-„ O COAOTT•an TIM fa Oa MOS au UM if TO, O 44444 ninon 0 nal Al • Oa TO Do TOO any an ionSint taferannin TOO NO YT( roil in0 • Anna Innis m triO NO0 ir ' its insonet ea MIT . noon Ir 'TI. *Maim sot MO Too 444444 ro man TO SIAN. man • 40 0. at Cant of fan NOWT O nwsn•an ao anis Max ,---)srei-, ......,... 12;-, O •Anon 1 De no a Wand ban an addflonalfanale IN 'NC' (spa on Ps 3) Cr " TES NW nal o of froOut tan rained I bald of bad oat fooled? •Doinss YES O e, ,,.. -. No MI aftwinfan a you en, Wert • onty ameitirf ofoctaffne Covernannoi M aw- ygg O NO ""Ma g, II Mt ray a bernet 01 pla t of an COnoralqaT ill Vol.' innin al Pell YES ❑ N o, are narabie AMMO a Sacurdon 12 00 you loan so YES /4 ' 2. 00 yew in my humouring TES s Were fedatilorif Man' 11"NY - melon on Pe. 31 Secwaty MOUIP Ott N Fay Eninfabla, Leas O II "Ns: ^at tbolyeaga free In tr-I Cesomy. Bea. ofg YE 'Rea on 44 in. asy Mu bondable, ol t O 9 hog a Inntauts We or a YES YES t e. ninon lad Charge inaordil IN lea ow Nen Ned ❑ Oa you SITS se wow., O la 'Tes: arra on Pe V) MeV yOuf 6 MI /ay tudsmeei or cron) KS g id -fa: min on OE 3) II Ilavo you Nril on tohntral TES ile rent no ben aanad O aurae Oland by Roar O 3 Main vow 4OOconort sent you' ellre Osectesatomf swill,. aargaron Oa OMIT 10 Rho you net foltd nonw KS no:. ppm., oa Ng I) (R -in: Ant eadf a ConOTOMTS, MIN I Sy your :goy enf One YES 6%/ 7 Kin you nor bet. sued at TES Ii5 Ovelers. of tato. advaatar IA Do you wavy wy mono YES fl samobtp37 ea 10 Almon of a tenteoky Kt, lot a ant Onotemy, C O ❑ O tel les.' widen ho Pg 3) IS "Tell: Ovrain en PS 11 01 Tyr Now ex Pt 3) IN 'NC pales he 11 PRE-EMPLOYMENT STATEMENT I understand and agree hat Bear. St CO. and/or its agents will make a thorough iNvestigat on of my past employ. ment and activities. ana I agree to cooperate in such an investigation. I also understand that u der the - Fair Credit Reporting Act' Public Law 091-508. I. as an employee. have the right upon written request to know he name of the investigative service employed and the scope of their report should one be used I further understand that any falsification or misstatement on this application or in connection with the above investiga- tion will be grounds tar mmediate discharge. I consent to take any preemployment physical examination and such future physical examinations as may be required by Bear. Stearns & Co I also understand tnat the Orr WM* months will be considered a probationary period and that. should Bear. Stearns & CO. Or I decide. ring hiS Peri0d, that a la& Ca see with either party. my employment may be terminated by myself or th .r v shout not eland with ce. Date "hit IC / W .9 Applicant's Signature / ION Jaffa on no , : lirratniroonca G••01 ',Ann' 444444 Snares onf I -....- 1 it !ilk. C..E.-..A A-016 )( Fieck2_ )"'Ils-t., le-- %I /5"II 74 •Tin Of info.nanif .6 Tan • Waver! .-- ,_. niniantEn : SoV id r fiat Eve ADO TO STAFF z ^ 1- TES r 10 ..-- TETOPOInin i.... HOURLY TIME --. OSITI.AC 44444 it MahnCCCCC nof•CIO (.WAN( an COPLOVU C 0110MOTED -.3 St CCCCC CD 04 CCCCCCEO CLEAVE Cr AeSerCE : vItAASPEAND) TO C etititOeVer C.0THE. ea GRADE r Ctate •TIPTanTHOS COCCCC'5 wiliontat• in SDNY_GM_02770765 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257573 EFTA01337217 shame • ORIENTATION FOR NEW EMPLOYEES The basic policies of Bear, Stearns s Co. are contained in the attached orientation outline. After you finish read- ing the outline, the instructor will verbally go over the policies in detail, and answer any questions you may have concerning them. I have read and understand the orientation outline which explains the following policies: 1. History of the Firm 2. Trial Period A. Probationary Agreement B. Background Check 3. Employee Benefits A. Bonus Payments B. Vacations & Holidays C. Medical Coverage D. Life Insurance E. Profit Sharing P. Pensions G. Salary Advances I Loans 4. Workweek: Pay & Overtime S. Payday 6. Identification Cards SDNY_GM_02770766 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257574 EFTA01337218 ' 7. Open Securities Trading Accounts 8. Jury Duty 9. Accidents or Illnesses 10. Medical Department 11. Disability 12. Cafeteria 13. Evacuation Procedures 14. Performance Reviews 15. Absenteeism 3 (DATE) (PERSONNEL DEPT. REPRESENTATIVE) SDNY_GM_02770767 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257575 EFTA01337219 Bear. Steams & CO. SS Water Street New York N BEAR STBRNS March 16, 1976 WRI1EVS Dina DIAL 1414411 University of California Berkeley, California JEFFREY E. EPSTEIN (Asiolieentas Nome) (Social Stair ity No.) has applied to us for employment. As a previous employer, we would appreciate your comments. We have obtained a signed authorization and indemnification agreement from the applicant to conduct reference checks, a copy of which is enclosed. Should you prefer to respond by telephone, please call our reference rectum at 212/952-5263. Dates of Employment: Supervisor: 1973 1974 Lecturer Dr. Wolf Claimed from to Verified ben to Above Average Average Below Es ga Attendant. o . 0 0 Punctuality o 0 0 Work Performance 0 D Ini Overall Rating ID CI CI To the best of your knowledge, did this applicant have a Securities brokerage account? L.] Yes 0 No Would you recommend the applicant for a position of trust involving negotiable securities? Yes No If your present policy permitted, would you rehire this applicant) In Yes ni No Is there anything we should know about this applicant which would help make our relationship a successful one? GENERAL REMARKS: Name: Title: Signature. Oate: Foem267 (10/75) NewYork/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam /Geneva /ow:. SONY GM_02770768 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257576 EFTA01337220 to Bear, Stearns & Co. 55 Water Street 10001 BEAR STUNRNS WRITER'S DIRECT DrAl NUMBER To Whom It May Concern: I hereby authorize the release of the information requested on the attached form to my employer, Bear, Stearns & Co. Thank you in advance for your cooperation. Sincerely, rer R't New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Geneva/Paris SONY_GM_02770769 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257577 EFTA01337221 NAME ATE OF EEFOEI • BORN: 1/20/50 EPSTEIN, JEFFREY E. 1/20/53 1365-15-8891 4/28/76 Note:Date of birth.developed was- 1/20/53;application listed 1/20/50. EDUCATION COOPER UNION Appl. Dates: 9/66 to 6/70 NEW YORK, NEW YORK Reported: 9/69 to 1/72 Herbert Liebeskind, Dean of Admissions 4 Records said applicant majored in Physics and did not graduate. His birthdate was 1/20/53 and his residence while a student was 3742 Maple Avenue, BrookI7n, New York. NEW YORK UNIVERSITY Appl. Dates: 9/70 to 6/72 NEW YORK, NEW YORK Reported: 9/71 to 2/74 Mavis Lewis, Recorder, said applicant majored in Mathematics and did not graduate. His date of birth was 1/20/53, and his residence While a student was 3814 Seagate Ave., Brooklyn, N.Y. effrey E. Epstein issued an invalid check to New York University during the 1973-74 academic year. (Note credit, suit by N.Y.U.) EMPLOYMENT UNIVERSITY OF CALIFORNIA Appl. Dates: 1973 to 1974 BERKELEY, CALIFORNIA Reported: See Below Mrs. Julia Sills, Personnel 4 Payro11 records, checked all available computer tapes from 1973 to current and nothing identifiable with the applicant was developed. Payroll- Accounting records were also thoroughly checked and there is no record of U.C. Berkeley issuing a payroll check to a Jeffrey E. Epstein during 1973, 1974 or 1975. Mrs. Helen La Sota, Business Office r, Mathematics Department, checked current and forMer employee records of this department and found nothing identifiable with applicant. Mr. Epstein indicated that his supe rvisor was a Dr. Wolf on his application. University records list two Wolfs, one a Joseph Wolf, is a Professor Emeritus (retired) and many attempts to reach him at home proved negative. Joseph Wolf, Ph.D. is on a sabbatical in Israel. Both Wolf's mentioned were connected with the Mathematics Department and there are no other Wolf's employed by U.C. BERKELEY. lg le information contained in this report is for the SOLE AND CONFIDENTIAL lice af SDNY_GM_02770770 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257578 EFTA01337222 1r 4, , EPSTEIN, JEFFREY E. IZMO INC. Appl. Dates: 1972 to 1973 3814 SEAGATE AVENUE Reported: 1972 to 1973 BROOKLYN, NEW YORK Mrs. Rita Goodman, Owner, 3814 Seagate Ave., was contacted; she would only speak through a closed window. When she learned we were making inquiries about Jeffrey Epstein she called Mark Epstein; applicant's brother, who lives on the second floor of this private house. As this was an inadvertent meeting, a brief conversation followed. It was learned from Mark Epstein that he and his brother, Jeffrey, were in business for themselves, making and selling silk screen paintings. (On his application, subject described his self employment as tutoring.) Mark was the designer and painter and Jeffrey handled sales. They were in business about two years, from 1972 to 1973. After the business folded, Jeffrey Epstein went to California where he lectured at the University of California. Recently, Jeffrey Epstein was at the Dalton School, New York City, where he taught. In mid-March 1976 subject went to work for Bear, Stearns & Co. Note: Conversation was terminated as Mark Epstein was becoming bored and restless. There was an air of uncooperation and he seemed to resent this inquiry. Mrs. Goodman was also hesitant about releasing information about applicant (See residence report.) JEFF NIER ROOFING Appl. Dates: 1971 to 1973 4050 ATLANTIC AVENUE Reported: 1975 BROOKLYN, NEW YORK Jeffrey Nier, Owner, stated substantially the following: I have known Jeffrey E. Epstein for ten years as a friend, associate, and employee. Jeffrey worked for me as a foreman for six months in the first part of 1975. Weather permitting, he worked on a steady basis, supervising two or three workers, and was earning $62 per day. He did a good job for me and I don't know the reason he left the job. Jeffrey Epstein does not use alcohol or drugs, in fact he is the athletic type, likes to work out by swimming, bike riding, punch bag, etc. I am not familiar with his past employment record, but I do know that he worked with his brother, Mark Epstein, in the silk screen painting business; his brother is an artist. -2- SDNY_GM_02770771 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257579 EFTA01337223 EPSTEIN, JEFFREY E. I have never known Jeff to be in any type of trouble with Law enforcement agencies. He was out of the state for awhile, I do not know where he went or what he was doing. Jeff is about twenty three years old; he lives with his family at 3814 Seagate Ave.; his family has lived in this community for many years, I am not familiar with their exact address. I have nothing but admiration for Epstein and I know nothing adverse about him. Yes, I recommend him for a position of trust. Note: Source was very hesitant in answering questions, but he avowed that applicant did work for him, six months in 1975. Mr. Neir shied away from questions about education and previous employers of the applicant. RESIDENCE 3814 Seagate Ave. Brooklyn, New York This is a large two family house, it is in good condition with white aluminum siding. It is about 40 years old and valued at approximately $60,000. It is located in a residential community. Mrs. Rita Goodman, Owner, and resident at 3814 Se agate Ave., has known the Epstein family for more than twenty years; she reluctantly gave the following information about applicant. Mrs. Goodman described Jeffrey Epstein as a brigh t, well behaved young man of good character. She said that until March, 1976 he taught at: the Daltbn School and is now employed by a Wall Street firm. For aboutaa year and a half subject taught at a university in California. Source described applicant's family as honest and sincere, that they have a good reputation. RECORDS Usually reliable credit sources report the following which may be identifiable with subject in NEW YORK CITY: There is a record in file on Jeffrey E. Epstein of 3814 Seagate Ave., Brooklyn, N.Y. SS I verified. file reflects the following: -3- SDNY_GM_02770772 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257580 EFTA01337224 •VACt. EPSTEIN, JEFFREY E. SUIT On January 28, 1975, New York University filed suit for $500 in New York County Civil Court, Docket 13994 We will supplement when we get the disposition. No record of judgments, tax liens, wage assignments, or bankruptcies identifiable with subject. Records of the KINGS COUNTY CRIMINAL COURT were checked for felonies, misdemeanors and youthful offender cases and no record was found identifiable with subject. MISCELLANEOUS •A confidential source provided the following information identifiable with the applicant: On or about April 1, 1976 Jeffrey E. Epstein, 3814 Seagate Brooklyn, born 1/20/53, engaged to Kathleen Suter, born applied for rental of apartment 15C at 417 E. S7 St., ew or City. Monthly rental is $435 and employment is shown as: "two years to present, Dalton Schools, New York City, teacher and administrator. Occupants of Apt. 15C to be Mr. Epstein, and Ms. Suter. -4- SDNY_GM_02770773 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257581 EFTA01337225 el. SDNY_GM_02770774 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257582 EFTA01337226 7%ugust In, 1976 Net: York University Graduate School of lrts and Sciences Recording Office 6 Washington Square North, Room 3 New York, New:York 10003 Attn; Mrs. Mavis Lewis Near Mrs. Lewis, Thank you for your response to our inquiry (copy attached). We would now like to request a copy of Mr. Epstein's transcript. Please bill us for whatever the transcript fee will be. Thank you vary much for your help. Sincerely, Karen Messemer Personnel KM SDNY_GM_02770775 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFFA_00257583 EFTA01337227 Jeffrey r. Epstein March 16, 137E ?;area Messerar, Paracnnol Previous employment verifications Since your employment from 1972 - 1973 was self-employment, ere need sore sort of income tax form cr form for that period of tine. Thank you. SDNY_GM_02770776 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257584 EFTA01337228 Beat, SlearnS & CO. 55 Miner Street 10041 BEAR STEARNS witilitS DIRECT OIAL MUMMER To Whom It May Concern: I hereby authorize the release of the information requested on the attached form to my employer, Bear, Stearns & Co. Thank you in advance for your cooperation. Sincerely, flAgx ft t < 9- nt' Signature New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/Geneva/Paris SDNY_GM_02770777 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257585 EFTA01337229 TRANSFER/TERMINATION ..- • ... •• • • 5 • NAME ' PRESENT DEPARTMENT DEPARTMENT TRANSFERRED TO DATE EFFECTIVE SALARY APPROVAL 949 (9/79) SDNY_GM_02770778 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257586 EFTA01337230 STATEMENT OF EARNINGS mo. 06187035 RETAIN THIS STATEMENT FOR YOUR RECORDS THE DALTON SCHOOLS INC G3i15:76 P.M. NO 108 EAST 89TH STREET 00431 NEW YCRK NY 1GOZ$ LOCATION IMP. NO. EMPLOYEE NAME I PEGOLAR RATE Ca RATE OR RATE 2 ISM.: an mat OiT MRS 10.T RP. 828013000 006257 EPSTEIN 1 500100 THIS PAY PERIOD YEAR GROSS 500:col GAM FEDERAL TAX 71:23 FECERR. TAX FICA 29 2!I RCA j STATE TAX 15:97 STATE TAX CITY TAX 6153 CITY TAX Sul, DIN. • °I DEDUCTIONS EAAMWM NET PL. 377 t AMCoNT TO DATE 2500:00I 356:15 I 46 25 31!71 79 1 85 RG PAY 5C0 DEDUCTIONS AMOUNT OEOUCTIONS AMOUNT I DEDUCTIONS AMOUNT N SONY _GM_02770779 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257587 EFTA01337231 Bear, Steams & CO. 55 Water Street New York N.Y. 10041 BEAR STD\RNS WRITER'S DIRECT DIM. HONKER Personnel Department Date: From: Benjamin Rhoades Re: Fingerprinting le c /--7t ele7-67,c/ was Employee's Name fingerprinted by me today. 2//%: //4 ,- Date Signature 111 (2/76) New York/Atlanta/Boston/Chicago Dallas/Los Angeles/San Francisco Amsterdam/ Geneva/ Paris SDNY_GM_02770780 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257588 EFTA01337232 - as ont , .a.xy ivy _ bkft- 1.14.12 xt,411, SDNYGhl 02770781 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_00257589 EFTA01337233 Michael E. Tennenbaum BEAR STEARNS Data 12-'...)1 5 SDNY_GM_02770782 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA 00257590 EFTA01337234 /r SOCIAL SECURII 4, • a. i!AMEMF OMPANZ ItLEPHONE L.-• -- APPLICANT HELD POSITI N OF DATES - I .r 3 t.t.t FROM TO NV_( tut: a 1" 4 CLAIMED • . As 4/7. 4,t _ - VERIFIED / 4IIKATHE1 tOSCIL: HELD c1 /-14..S.. kit. b,y,-re, i.e....d-cts- - _,...3, ... -r /24,Q taY 1 It.: CLAIMED EARNINGS WERE CAN YOU VERIFY noes ey per YES NO ATTENDANCE AND TARDINESS BELOW AV. AVERAGE SUPERIOR WORK KNOWLEDGE- BELOW AV. AVERAGE SUPERIOR WORK PERFORMANCE BELOW AV. AVERAGE SUPERIOR GENERAL COMMENTS REASON FOR LEAVING WAS CAN YOU VERIFY YES NO WOULD YOU RECOMMEND FOR A POSITION OF TRUST YES NO IF NO, WHY? WOULD YOU REHIRE THIS PERSON YES NO IF NO, WHY? PERSON GIVING INFORMATION TITLE /7 OBTAINED BY if ' DATE COMMENTS: SDNY_GNI_027 70783 SUBJECT TO PROTECTIVE ORDER PARAGRAPHS 7, 8, 9, 10, 15, and 17 EFTA_0025759I EFTA01337235