Classification: Confidential
Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this
morning. The proposal from Tazia is that Mr. Epstein would indicate for
certain deals, and that he be allocated shares on these transactions from the
"KCP allocation". You can see the history below. As this is the first such
case, it is proposed that Mr. Epstein be allocated 50bps of the shares
allocated to wealth Management for the deals in which he participates? Do you
agree, and will you kindly respond so that Mike Iaquinta and the rest of us
are aware of this arrangement?
Please also let us know if you have questions or concerns. Best regards,
--Josh
Joshua shoshan
Director
markets coverage Group
Deutsche Bank Securities Inc.
Private wealth management - Americas
Private rvi
office
Cell
E-Fax
Original Message
From: Tazia Smith
Sent: 12/13/2013 05:34 PM EST
To: Joshua Shoshan
Subject: Fw: [C]
classification: confidential
Hi Josh - Let's circle up on this on Monday and strategize the best solution.
Let me know when works for you...
Thanks!
Tazia
Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM
From: Caroline Kitidis/db/dbcom
To: Tazia smith/db/dbcom@DBAMERIcAs,
cc: Paul morris/db/dbcomBOBAMERICAS
Date: 12/13/2013 11:43 AM
Subject: Re: [C]
Classification: confidential
speak to josh about this Tazia and see what we can do.
Caroline V. Kitidis
Managing Director I Head of Key Client Partners & wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
ment
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031058
CONFIDENTIAL SDNY_GM_00177242
EFTA01345002