Subject: Re: ECM carve '
From: Caroline Kitidis
Date: Mon, 16 Dec 2
To: Joshua Shoshan
Cc: Chip Packard
Donald Summer <
Michael Iaquinta
Zbynek Kozelsky
Classification: Confidential
Thanks Josh.
Yes, Epstein is one of our first focus KCP Cap market accounts. This is the
account that Paul Morris and Tazia have worked on, bringing 200mm of assets
over from JPM. He has started trading with us already, and we have him
targeted to be a Tier 1 KCP client for 2014.
As such, I think it makes sense to think about his allocation from a KCP
target bucket as you propose below.
Haig and Chip, we discussed this a month ago, having for both PCS and PB, KCP
clients that we allocate a % of the allocation. In this specific KCP case,
which won't be for all clients, the client is focused on syndicate and wants
to be a part of our program.
Kind regards,
Caroline Kitidis
(Embedded image moved to file: pic15249.gif)
Caroline V. Kitidis
Managing Director I Head of Key Client Partners & Wealth Investment Coverage
Americas
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154-0004
Tel. (212) 454-0601
Mobile
Email c
EFTA01351705
(Embedded image moved to file: pic25794.gif)
From: Joshua Shoshan/db/-
dbcom
To: Caroline Kitidis/db/dbcom, "Chip P "
Haig Ariyan/NewYork/DBNA Michael
Iaquinta/db/-
dbcom,
Cc: Zbynek Kozelsk Mathew Negus/db/dbcom,
Donald Summer/NewYork/DBNA/D
Date: 12/16/2013 10:49
AM
Subject: ECM carve out to KCP client
[C]
Classification: Confidential
Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this
morning. The proposal from Tazia is that Mr. Epstein would indicate for
certain deals, and that he be allocated shares on these transactions from the
"KCP allocation". You can see the history below. As this is the first such
case, it is proposed that Mr. Epstein be allocated 50bps of the shares
allocated to Wealth Management for the deals in which he participates? Do
you
agree, and will you kindly respond so that Mike Iaquinta and the rest of us
are aware of this arrangement?
Please also let us know if you have questions or concerns. Best regards,
--Josh
EFTA01351706
Joshua Shoshan
Director
Markets Coverage Group
Deutsche Bank Securities Inc.
Private Wealth Management - Americas
Private Client Services
345 Park Ave, 26th Floor
New York, NY 10154
Office 212 454 4433
Cell
E-Fax 646 808 3499
Original Message
From: Tazia Smith
Sent: 12/13/2013 05:34 PM EST
To: Joshua Shoshan
Subject: Fw: [C]
Classification: Confidential
Hi Josh - Let's circle up on this on Monday and strategize the best solution.
Let me know when works for you...
Thanks!
Tazia
Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM
From: Caroline Kitidis/db/-
dbcom
To: Tazia Smith/db/-
dbcom@DBAMERICAS,
Cc: Paul Morris/db/-
dbcom@DBAMERICAS
Date: 12/13/2013 11:43
AM
EFTA01351707
Subject: Re:
[C]
Classification: Confidential
Speak to josh about this Tazia and see what we can do.
Caroline V. Kitidis
Managing Director I Head of Key Client Partners & Wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154-0004
Tel. (212) 454-0601
Fax. (64 -
Mobile
Email
Original Message
From: Tazia Smith
Sent: 12/13/2013 10:35 AM EST
To: Caroline Kitidis
Cc: Paul Morris
Subject: Re: [C]
Classification: Confidential
189mm AUM (more coming)
total commission just —$11k thus far
short yen via zero cost triple one touch (OTC)
long AAL via in-the-money risk reversal (listed)
long DX] (listed)
long AAPL (listed)
working on:
fully funded basket of japanese eq, quantoed (2-3mm notional)
have interest in a european hedge, but we have to get the accounts onboarded
in eq derivatives (as discussed)
EFTA01351708
waiting for FOMC decision before next FX trade (he's bullish euro, does not
like latam)
(Embedded image moved to file: pic13202.gif)
Tazia Smith
Director I Key Client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154
Tel. +1 (212) 454-2889
Fax +1 (646) 257-3131
Mobile +1 (917) 327-4107
Email
(Embedded image moved to file: pic28008.gif)
From: Caroline Kitidis/db/-
dbcom
To: Tazia Smith/db/dbcom@DBAMERICAS, Paul Morris/db/-
dbcom@DBAMERICAS,
Date: 12/13/2013 10:09
AM
Subject: Re:
[C]
EFTA01351709
Classification: Confidential
Yes.
What has he done w us to date since we opened account TZ?
Caroline V. Kitidis
Managing Director I Head of Key Client Partners & Wealth Investment Coverage
- Americas
Deutsche Bank Securities Inc.
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154-0004
Tel. (212) 454-0601
Fax. (646) 259-3273
Mobile (646) 460-0940
Email caroline.kitidis@db.com
Original Message
From: Tazia Smith
Sent: 12/13/2013 09:38 AM EST
To: Paul Morris; Caroline Kitidis
Subject: Re: [C]
Classification: Confidential
great! Caroline, let's discuss
(Embedded image moved to file: pic31934.gif)
Tazia Smith
Director I Key Client Partners - US
Deutsche Bank Securities Inc
Deutsche Asset & Wealth Management
345 Park Avenue, 26th Floor
New York, NY 10154
Tel. +1 (212) 454-2889
Fax +1 (646) 257-3131
Mobile +1 (917) 327-4107
Email
(Embedded image moved to file: pic18727.gif)
EFTA01351710
From: Paul Morris/db/-
dbcom@DBAMERICAS
To: , Caroline Kitidis/db/-
dbcom@DBAMERICAS,
Date: 12/13/2013 09:12
AM
Subject:
[C]
Classification: Confidential
hi, we should get him involved, thx
Paul Morris
Managing Director
Deutsche Bank Private Bank
345 Park Avenue, 27th Floor
New York, NY 10154
Office: 212-454-0701
Cell: 917-971-2507
Forwarded by Paul Morris/db/dbcom on 12/13/2013 09:11 AM
From: Jeffrey Epstein
<jeevacation@gmail.com>
To: Paul Morris/db/-
dbcom@DBAMERICAS,
EFTA01351711
Date: 12/13/2013 09:10
AM
Subject:
i shoul d be in the equity syndicate program
***********************************************************
The information contained in this communication is
confidential, may be attorney-client privileged, may
constitute inside information, and is intended only for
the use of the addressee. It is the property of
Jeffrey Epstein
Unauthorized use, disclosure or copying of this
communication or any part thereof is strictly prohibited
and may be unlawful. If you have received this
communication in error, please notify us immediately by
return e-mail or by e-mail to jeevacation@gmail.com, and
destroy this communication and all copies thereof,
including all attachments. copyright -all rights reserved
EFTA01351712