From: Amanda Kirb
Sent: 10/2/2013 4:27:56 PM
To: PWMUSAMLKYC
CC: Michael Vila Andrea Klingenberg ; Paul Morris
Subject: Fw: ROC ALERT - Neptune, LLC [I]
Attachments: pic20839.gif; pic09303.gif; Neptune, LLC_RDC Alert.pdf
Classification: For internal use only
Hi,
Attached is an RDC Alert associated with Neptune, LLC. This alert pertains to
a boat registered in Tanzania with an alias of "Neptune". The Neptune, LLC we
are dealing with is an LLC based in St. Thomas, USVI. The RDC Alert is not
for our client. Please approve that it be cleared
Best,
Amanda Kirby
(Embedded image moved to file: pic20839.gif)
Amanda Kirby
Associate
Deutsche Bank Trust Company Americas
345 Park Avenue, 27th Fl
New York, NY, USA, 10154-0004
Tel. +1(212)454-6439
Fax +1(646)863-9836
Email amanda.kirby@db.com
(Embedded image moved to file: pic09303.gif)
Forwarded by Amanda Kirby/db/dbcom on 10/02/2013 04:24 PM
From: PUN BIS-Research/db/dbcom@DBAPAc
To:
Cc: MMUS AMLKYC/db/dbcom@DBAmericas
Date: 10/02/2013 04:20 PM
subject: RDC ALERT - Neptune, LLC [I]
classification: For internal use only
Hello
Attached is an alert for the party mentioned above. Please note that
clearance from compliance is required prior to KYC approval.
Please follow the instructions below:
Forward explanation of whether the alert pertains to your client directly to
compliance.
Receive confirmation from compliance that alert can be removed from the queue.
Include copies of all responses along with your KYC.
(See attached file: Neptune, LLC.RDC Alert.pdf)
Thanks,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0037711
CONFIDENTIAL SDNY_GM_00183895
EFTA01353365