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From: Keith Buckholz
Sent: Tuesday, November 14, 2017 3:12 PM
To: Surendra Singh
Cc: Srikanta Gouda • Nitin-X Sin >; Collateral Admin-NY
>; CUSTOMERBUILD BLO < >; Sendhil-kumar K
>; FX Middle Office < ; Debra Jasper >; Roxanne
Scott < >; Halina Laczn FX Middle Office
>; Hiren Mathur < >; PWM Derivatives <
>; Enid Ellis <enid.ellis@db.com>; Collateral-Assets Newyork <
Subject: RE: New Derivatives account. [II
Classification: For Internal use only
Hi Surendra,
Can you please let me know who is asking for this information? We have never provided this information in the past
when setting up new DDR accounts. I also don't have access to the requested documents. Thanks.
Regards,
Keith
From: Surendra Singh
Sent: Tuesday, November 14, 2017 11:00 AM
To: Keith Buckholz <
Cc: Srikanta Gouda >; Surendra Sin h < >; Nitin-X Singh <-
>; Collateral Admin-NY ; CUSTOMERBUILD BLO
>; Surendra Sin ; Sendhil-kumar K
>; FX Middle Office < >; Debra Jasper < >; Roxanne
>; Halina Laczn >; FX Middle Office
>; Hiren Mathur < PWM Derivatives <
>; Enid Ellis <
Subject: FW: New Derivatives account. [I]
Classification: For Internal use only
Hello Keith,
Relevant team is asking to provide below information to get this request processed further. Request you to provide the
same.
SIC Code
NACE Code
KYC Document
PCR Document
RDC Document
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041206
CONFIDENTIAL SDNY_GM_00187390
EFTA01355906