Rebecca Gaily a>
Cc: Keith Buckholz ; SwapDealer Compliance < • Julia-C
Vetter Funda Bozkurt < •.; Oliver Esslinger
Subject: :
Classification: For Internal use only
Hi,
I had to update list once more. Please use this list as we needed to include another counterparty.
Sincerely,
Ellenoi Jarvis
Ellenoi Jarvis
Deutsche Bank Trust Company Americas
WM Americas
345 Park Avenue, 10154.0004 New York, NY, LISA
Tel.
Fax
Mobil
EmailIMN=
#Positivelmpact
From: Ellenoi Jarvis
Sent: Friday, May 24, 2019 12:20 PM
To: Anthony Carbonetto Craig Roberts .::=a; Ian Salters
Rebecca Gaily
Cc: Keith Buckholz ; swapdealercompliance@list.db.com'
;Julia-C Vetter ; Funda Bozkurt
; Oliver Esslinger
Subject: RE: NFA [I]
Classification: For internal use only
Hi,
Updated list provided items in yellow are marked for IM by BRM.
Please note some clients on the list do not have OF as they were pre Dodd Frank.
Sincerely,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041280
CONFIDENTIAL SDNY_GM_00187464
EFTA01355948