From: Keith Buckholz
Sent: 2/28/2018 12:14:27 PM
To: Ellenoi Jarvis
Subject: FW: Southern Financial LLC III
Attachments: Southern Financial LLC_N4G025080_SACA.PDF; Southern Financial LLC_N4G025080_BSPA.PDF; Cleared Southern
Financial LLC.PDF; RDC Alert_Southern Financial LLC.PDF; RESEARCH Southern Financial LLC.PDF; Southern Financial
KYC.PDF
Classification: For internal use only
From: Paolo De-Leon
Sent: Tuesday, February 27, 2018 9:27 AM
To: Collateral Admin-NY <collateral.admin-ny@db.com); Abhijit Mukherjee <
Cc: Keith Buckholz >; CRM-PWM Derivatives <crm-pwm.derivatives@db.com>
Subject: Southern Financial LLC
Hello Abhijit and team,
Can you please add this client to the DDR? Attached are the SACA, Pledge Agreements, and other KYC / onboarding
dots.
Please note that there are two accounts for this client: and
Thanks and regards,
Paolo
Paolo De Leon
Assistant Vice President I Credit Risk Officer
Deutsche Bank Trust Company Americas
Business Risk Management
345 Park Avenue - 14th Floor
New 0154-0004
Tel.
Email
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041528
CONFIDENTIAL SDNY_GM_00187712
EFTA01356061