To: Xavier Avila < >; Keith Buckholz
Cc: Paolo De-Leon
Subject: RE: KCP Collateral Flow [I]l
Classification: For Internal use only
Yes, happy to take point here.
Like Xavi mentions, I'm also not sure what PCR and ROC refer to — can you please clarify and I'll provide for the accts
below?
Thank you,
Davide
From: Xavier Avila
Sent: Wednesday, February 21, 2018 11:44 AM
To: Keith Buckholz < >, Davide-A Sferrazza <
Cc: Paolo De-Leon
Subject: RE: KCP Collateral Flow [II
Sounds good, DAvide can you pls take the lead and let me know if any issues?
I don't know what PCR and RDC stands for.
Thanks
Xavi
From: Keith Buckholz
Sent: Wednesday, February 21, 2018 11:19 AM
To: Xavier Avila < >; Davide-A Sferrazza
Cc: Paolo De-Leon
Subject: RE: KCP Collateral Flow [I]
Hi Xavi,
These are the three docs I referred to in our conversation at my desk last week. The Collateral Admin group requires a
dummy LS2 facility to be set up to enable the WM collateral value to show up in CMV. That group will not set up an LS2
facility for a new client unless they have certain documentation / information (KYC, PCR, RDC, SIC code, NACE code);
BRM will provide the SIC and NACE codes. We'll also ask the documentation team (i.e. Ellenoi) to build this into their
required doc list so we don't have to ask you moving forward.
Regards,
Keith
From: Paolo De-Leon
Sent: Wednesday, February 21, 2018 10:43 AM
To: Xavier Avila < >; Davide-A Sferrazza <
Cc: Keith Buckholz <
Subject: KCP Collateral Flow
Hello Xavi and Davide,
CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0041587
CONFIDENTIAL SDNY_GM_00187771
EFTA01356090