Deutsche Bank Trust Company Americas.
WM-Divisional Control Office
345 Park Avenue, 10154-0004 New York, NY, USA
From: Keith Buckholz
Sent: Tuesday, January 09, 2018 2:15 PM
To: Funda Bozkurt >
Cc: Paolo De-Leon
Subject: FW: New Derivatives account. III
Importance: High
Classification: For Internal use only
Hi Funda,
Do you know who owns or maintains KYC documentation (for WM accounts)? Thanks.
Regards,
Keith
From: Keith Buckholz
Sent: Friday, December 08, 2017 11:38 AM
To: Srikanta Gouda < :.; Surendra Singh < MI; Collateral Admin-NY
Cc: Nitin-X Singh Illa>; Collateral Admin-NY <I >; CUSTOMERBUILD BLO
>; Sendhil-kumar Kk " " " L>; 'FX Middle Office'
; Debra Jasper oxanne Scott < ; Halina
Laczny >; Hiren Mathur ; CRM-PWM Derivatives
Enid Elli >; Collateral-Assets Newyork
Subject: RE: New Derivatives account. [II
Importance: High
Classification: For Infernal use only
Hi Srikanta,
Is there an escalation point for this issue? Going forward BRM will not be providing KYC documentation to have
collateral accounts set up. Thanks.
Regards,
Keith
Keith Buckholz, CAIA
Director I Credit Risk Officer
Deutsche Bank Wealth Management
Business aligned Risk Management
345 Park Avenue, MS NYC20-1406
New York, NY 10154
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